Food Additives Permitted for Direct Addition to Food for Human Consumption; Vitamin D2, 41916-41920 [2020-13822]
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Federal Register / Vol. 85, No. 134 / Monday, July 13, 2020 / Rules and Regulations
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Food and Drug Administration
21 CFR Part 172
[Docket No. FDA–2018–F–3230]
Food Additives Permitted for Direct
Addition to Food for Human
Consumption; Vitamin D2 Mushroom
Powder
Food and Drug Administration,
Health and Human Services (HHS).
ACTION: Final rule.
AGENCY:
The Food and Drug
Administration (FDA or we) is
amending the food additive regulations
to provide for the safe use of vitamin D2
mushroom powder as a nutrient
supplement in specific food categories.
This action is in response to a petition
filed by Oakshire Naturals, LP.
DATES: This rule is effective July 13,
2020. See section VII for further
information on the filing of objections.
Submit either electronic or written
objections and requests for a hearing on
the final rule by August 12, 2020.
ADDRESSES: You may submit objections
and requests for a hearing as follows.
Please note that late, untimely filed
objections will not be considered.
Electronic objections must be submitted
on or before August 12, 2020. The
https://www.regulations.gov electronic
filing system will accept comments
until 11:59 p.m. Eastern Time at the end
of August 12, 2020. Objections received
by mail/hand delivery/courier (for
written/paper submissions) will be
considered timely if they are
postmarked or the delivery service
acceptance receipt is on or before that
date.
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SUMMARY:
Electronic Submissions
Submit electronic objections in the
following way:
• Federal eRulemaking Portal:
https://www.regulations.gov. Follow the
instructions for submitting comments.
Objections submitted electronically,
including attachments, to https://
www.regulations.gov will be posted to
the docket unchanged. Because your
objection will be made public, you are
solely responsible for ensuring that your
objection does not include any
confidential information that you or a
third party may not wish to be posted,
such as medical information, your or
anyone else’s Social Security number, or
confidential business information, such
as a manufacturing process. Please note
that if you include your name, contact
information, or other information that
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identifies you in the body of your
objection, that information will be
posted on https://www.regulations.gov.
• If you want to submit an objection
with confidential information that you
do not wish to be made available to the
public, submit the objection as a
written/paper submission and in the
manner detailed (see ‘‘Written/Paper
Submissions’’ and ‘‘Instructions’’).
Written/Paper Submissions
Submit written/paper submissions as
follows:
• Mail/Hand Delivery/Courier (for
written/paper submissions): Dockets
Management Staff (HFA–305), Food and
Drug Administration, 5630 Fishers
Lane, Rm. 1061, Rockville, MD 20852.
• For written/paper objections
submitted to the Dockets Management
Staff, FDA will post your objection, as
well as any attachments, except for
information submitted, marked and
identified, as confidential, if submitted
as detailed in ‘‘Instructions.’’
Instructions: All submissions received
must include the Docket No. FDA–
2018–F–3230 for ‘‘Food Additives
Permitted for Direct Addition to Food
for Human Consumption; Vitamin D2
Mushroom Powder.’’ Received
objections, those filed in a timely
manner (see ADDRESSES), will be placed
in the docket and, except for those
submitted as ‘‘Confidential
Submissions,’’ publicly viewable at
https://www.regulations.gov or at the
Dockets Management Staff between 9
a.m. and 4 p.m., Monday through
Friday.
• Confidential Submissions—To
submit an objection with confidential
information that you do not wish to be
made publicly available, submit your
objections only as a written/paper
submission. You should submit two
copies total. One copy will include the
information you claim to be confidential
with a heading or cover note that states
‘‘THIS DOCUMENT CONTAINS
CONFIDENTIAL INFORMATION.’’ We
will review this copy, including the
claimed confidential information, in our
consideration of comments. The second
copy, which will have the claimed
confidential information redacted/
blacked out, will be available for public
viewing and posted on https://
www.regulations.gov. Submit both
copies to the Dockets Management Staff.
If you do not wish your name and
contact information to be made publicly
available, you can provide this
information on the cover sheet and not
in the body of your comments and you
must identify this information as
‘‘confidential.’’ Any information marked
as ‘‘confidential’’ will not be disclosed
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except in accordance with 21 CFR 10.20
and other applicable disclosure law. For
more information about FDA’s posting
of comments to public dockets, see 80
FR 56469, September 18, 2015, or access
the information at: https://
www.govinfo.gov/content/pkg/FR-201509-18/pdf/2015-23389.pdf.
Docket: For access to the docket to
read background documents or the
electronic and written/paper comments
received, go to https://
www.regulations.gov and insert the
docket number, found in brackets in the
heading of this document, into the
‘‘Search’’ box and follow the prompts
and/or go to the Dockets Management
Staff, 5630 Fishers Lane, Rm. 1061,
Rockville, MD 20852, 240–402–7500.
FOR FURTHER INFORMATION CONTACT:
Lauren VieBrock, Center for Food Safety
and Applied Nutrition (HFS–255), Food
and Drug Administration, 5001 Campus
Dr., College Park, MD 20740–3835, 301–
796–7454.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of September
18, 2018 (83 FR 47118), we announced
that we filed a food additive petition
(FAP 8A4821) submitted by Oakshire
Naturals LP (Oakshire), 295 Thompson
Road, P.O. Box 388, Kennett Square, PA
19348. The petition proposes that we
amend our food additive regulations in
part 172 (21 CFR part 172) Food
Additives Permitted for Direct Addition
to Food for Human Consumption to
provide for the safe use of vitamin D2
mushroom powder, produced by
exposing homogenized edible
mushrooms to ultraviolet (UV) light, as
a nutrient supplement in: (1) Foods to
which vitamin D2, vitamin D3, and
vitamin D2 bakers yeast are currently
allowed to be added under §§ 184.1950,
172.379, 172.380, and 172.381 (21 CFR
184.1950, 172.379, 172.380, and
172.381) (excluding cheese and cheese
products, foods represented for use as a
sole source of nutrition for enteral
feeding, infant formula, milk and milk
products, and margarine); (2) fruit
smoothies; (3) vegetable juices; (4)
extruded vegetable snacks; (5) soups
and soup mixes (except for those
containing meat or poultry that are
subject to regulation by the U.S.
Department of Agriculture under the
Federal Meat Inspection Act or the
Poultry Products Inspection Act); and
(6) plant protein products as defined in
21 CFR 170.3(n)(33).
Vitamin D is essential for human
health. The major function of vitamin D
is the maintenance of blood serum
concentrations of calcium and
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phosphorus by enhancing the
absorption of these minerals in the
small intestine. Vitamin D deficiency
can lead to abnormalities in calcium
and bone metabolism, such as rickets in
children or osteomalacia in adults.
Excessive intake of vitamin D elevates
blood plasma calcium levels by
increased intestinal absorption or
mobilization from the bone that can lead
to vascular and tissue calcification, with
subsequent damage to the heart, blood
vessels, and kidneys (Ref. 1).
To ensure that vitamin D is not added
to the U.S. food supply at levels that
could raise safety concerns, we affirmed
vitamin D as generally recognized as
safe (GRAS) with specific limitations as
listed in § 184.1950. Under § 184.1(b)(2),
an ingredient affirmed as GRAS with
specific limitations may be used in food
only within such limitations, including
the category of food, functional use, and
level of use. Any addition of vitamin D
to food beyond those limitations
requires a food additive regulation.
Vitamin D comprises a group of fatsoluble seco-sterols and comes in many
forms. The two major physiologically
relevant forms are vitamin D2 and
vitamin D3. ‘‘Vitamin D,’’ without a
subscript, represents vitamin D2,
vitamin D3, or both. Vitamin D is
affirmed as GRAS under § 184.1950 for
use in food as a nutrient supplement. In
accordance with 21 CFR 184.1(b)(2), and
as specified in § 184.1950(c)(1),
vitamins D2 and D3 may be used in food
as the sole source of added vitamin D
only within the following specific
limitations:
Category of food
Breakfast cereals
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Grain products
and pasta.
Milk .....................
Milk products ......
Maximum levels in food
(as served)
350 international units
(IU)/100 grams (g).
90 IU/100 g.
42 IU/100 g.
89 IU/100 g.
Additionally, under § 184.1950(c)(2)
and (3), vitamin D is affirmed as GRAS
for use in infant formulas and
margarine, respectively. Under
§ 172.379, vitamin D2 is an approved
food additive for use as a nutrient
supplement in edible plant-based
beverages intended as milk alternatives,
edible plant-based yogurt alternatives,
soy beverage products, soy-based butter
substitute spreads, and soy-based cheese
substitutes and soy-based cheese
substitute products. Under § 172.380,
vitamin D3 is an approved food additive
for use as a nutrient supplement in
certain calcium-fortified fruit juices and
fruit juice drinks; soy-protein based
meal replacement beverages; meal
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replacement bars and other-type bars
represented for special dietary use in
reducing or maintaining body weight;
some cheese and cheese products; meal
replacement beverages not intended for
special dietary use in reducing or
maintaining body weight; foods
represented as a sole source of nutrition
for enteral feeding; and some milk.
Under § 172.381, vitamin D2 bakers
yeast may be used in foods as a source
of vitamin D2 and as a leavening agent
in yeast-leavened baked goods and
baking mixes and yeast-leavened baked
snack foods.
Vitamin D2, also known as
ergocalciferol, is the chemical 9,10seco(5Z,7E,22E)-5,7,10(19),22ergostatetraen-3-ol. The additive that is
the subject of this petition is vitamin D2
mushroom powder that is produced by
exposing a mushroom homogenate to
UV light, resulting in increased
conversion of endogenous ergosterol to
ergocalciferol. Under section 402(a)(7)
of the Federal Food, Drug, and Cosmetic
Act (FD&C Act), sources of irradiation,
such as UV light, must be used in
accordance with a regulation or
exemption in effect pursuant to section
409 of the FD&C Act.
To support their petition, Oakshire
submitted dietary exposure estimates of
vitamin D from the proposed uses of
vitamin D2 mushroom powder, as well
as from naturally occurring dietary
sources of vitamin D, uses in accordance
with our approved food additive
regulations (§§ 172.379, 172.380, and
172.381) and our GRAS affirmation
regulation (§ 184.1950), and from
dietary supplements. Oakshire
compared their dietary exposure
estimates to the Tolerable Upper Intake
Level (UL) for vitamin D established by
the Institute of Medicine (IOM) of the
National Academies. Oakshire also
submitted a number of publications
pertaining to human clinical studies on
vitamin D. Oakshire included analyses
to determine the presence of lumisterol,
tachysterol, and vitamin D4 that are
formed as a result of the UV treatment
of the mushroom homogenate. Based on
this information, Oakshire concluded
that the proposed uses of vitamin D2
mushroom powder are safe.
II. Evaluation of Safety
To establish with reasonable certainty
that a food additive is not harmful
under its intended conditions of use, we
consider the projected human dietary
intake of the additive, the additive’s
toxicological data, and other relevant
information (such as published
literature) available to us. We compare
an individual’s estimated daily intake
(EDI) of the additive from all food
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sources, including dietary supplements,
to an acceptable intake level established
by toxicological data. The EDI is
determined by projections based on the
amount of the additive proposed for use
in particular foods and on data
regarding the amount consumed from
all food sources of the additive. We use
the EDI for the 90th percentile consumer
of a food additive as a measure of high
chronic dietary intake.
A. UV Light Treatment Used To Produce
Vitamin D2 Mushroom Powder
To support the safety of UV treatment
to produce vitamin D2 mushroom
powder, Oakshire provided information
on the effects of UV light on biological
molecules, the safety of UV light for
treatment of food, and studies
evaluating the bioavailability and safety
of vitamin D from the consumption of
vitamin D2 mushroom powder (Ref. 1).
Oakshire describes the source of UV
radiation as a medium pressure mercury
vapor lamp emitting broad-spectrum
light (at wavelengths of 250–600 nm),
with major intensity peaks in the UVB
(280–315 nm) and UVA ranges (315–400
nm). Oakshire also analyzed extracts of
mushroom powders from both UVtreated and untreated mushroom
homogenate and identified the
substances present in the mushroom
powders. Oakshire identified
tachysterol (a photoisomer resulting
from UV light treatment of the vitamin
D2 precursor, previtamin D2) and
lumisterol (typically formed from UV
light treatment of previtamin D2) as
present in the mushroom powders
derived from UV-treated mushroom
homogenate. Oakshire discussed the
safety of these substances and we agree
that the presence of small amounts of
tachysterol and lumisterol do not pose
a toxicological concern (Ref. 1).
Agaricus bisporus mushrooms, which
Oakshire uses to produce its vitamin D2
mushroom powder, also contain low
levels of 22,23-dihydroergosterol. When
treated with UV light, 22,23dihydroergosterol forms vitamin D4
((5Z,7E)-(3S)-9,10-seco-5,7,10(19)ergostatrien-3-ol). Oakshire analyzed
powders from UV-treated mushroom
homogenate and found it to contain
vitamin D4 at levels approximately 10
percent of vitamin D2 levels. Studies
have shown that vitamin D4 that is
structurally similar to vitamin D3 has
significantly less biological potency
than vitamin D3 (Ref. 1). We included
the contribution of vitamin D4 in the
dietary exposure estimate for vitamin D2
mushroom powder by presuming that
vitamin D4 was present at a level of 10
percent of vitamin D2 levels in the
vitamin D2 mushroom powder, and that
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vitamin D4 had equivalent potency to
vitamin D2 (Ref. 2). Oakshire discussed
the safety of vitamin D4, and we agree
that the presence of vitamin D4 in
Vitamin D2 mushroom powder does not
pose a toxicological concern (Ref. 1).
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B. Acceptable Intake Level for Vitamin
D
The IOM considers the UL as the
highest daily intake level of a nutrient
that poses no risk of adverse effects with
chronic consumption of the nutrient
(Ref. 3). The UL is determined using a
risk assessment model developed
specifically for nutrients. The doseresponse assessment, which concludes
with an estimate of the UL, is built upon
three toxicological concepts commonly
used in assessing the risk of exposures
to chemical substances: No-observedadverse-effect level, lowest-observedeffect level, and application of an
uncertainty factor (Ref. 3).
In 2011, the Standing Committee on
the Scientific Evaluation of Dietary
Reference Intakes of the Food and
Nutrition Board at the IOM conducted
an extensive review of relevant
published scientific literature on
vitamin D to update the nutrient’s
dietary reference intakes and ULs. Based
on this information, the IOM revised the
ULs for vitamin D and developed a
report on their findings (Ref. 3). The
IOM established the following ULs:
• 1,000 IU per person per day (IU/p/
d) for infants 0 months to 6 months of
age;
• 1,500 IU/p/d for infants 6 months to
12 months of age;
• 2,500 IU/p/d for children 1 year to
3 years of age;
• 3,000 IU/p/d for children 4 years to
8 years of age; and
• 4,000 IU/p/d for children 9 years to
18 years of age and adults.
We considered the ULs established by
the IOM relative to the intake estimates
as the primary basis for assessing the
safety of the petitioned uses of vitamin
D2 mushroom powder. We also
reviewed published studies on the
safety of vitamin D submitted in the
petition, as well as other relevant
published studies available to us (Ref.
1).
C. Estimated Daily Intake for Vitamin D
Oakshire provided mean and 90th
percentile vitamin D exposure estimates
for consumers of foods from the: (1)
Proposed food uses of vitamin D2
mushroom powder; (2) current food
uses of vitamin D (including authorized
uses as a food ingredient, naturally
occurring sources of vitamin D, and
dietary supplements); and (3) combined
current and proposed food uses.
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Oakshire provided exposure estimates
for the overall U.S. population
(including infants under 1 year of age)
and fourteen population subgroups (Ref.
2).
The exposure estimates provided by
Oakshire are appropriate. However, they
did not employ the conservative
assumptions that we typically use in
pre-market exposure estimates. For premarket exposure estimates, we
conservatively assume that all foods for
which the use of the additive is
approved will contain the additive at
the maximum level permitted. In the
case of vitamin D exposure estimates
presented in the most recent food
additive approval for a new use of
vitamin D (FAP 3A4801, 81 FR 46578,
July 18, 2016), we also included
exposure to the vitamin D metabolite
25-hydroxyvitamin D (25(OH)D). For
these reasons, we calculated our own
exposure estimate for vitamin D2
mushroom powder, as well as a
cumulative exposure estimate for
vitamin D from all background sources
(approved food uses, dietary
supplements, and naturally occurring
sources, including 25(OH)D) and the
petitioned uses for vitamin D2
mushroom powder (Ref. 2).
For the overall U.S. population 1 year
of age and older, we estimated the
cumulative exposure at the 90th
percentile from all food sources of
vitamin D, including the proposed uses
and background sources, to be 2,240 IU/
p/d. We estimated the cumulative
exposure for infants 0 to 6 months of age
and infants 6 to 12 months of age to be
948 IU/p/d and 960 IU/p/d,
respectively, for the 90th percentile
consumer (Ref. 2).
D. Safety of the Petitioned Uses of
Vitamin D2 Mushroom Powder
We reviewed and evaluated the
information submitted by Oakshire
regarding the safety of vitamin D2
mushroom powder, including the safety
of using UV light treatment to produce
it, and conclude that the use of vitamin
D2 mushroom powder does not pose a
safety concern (see section II.A). We
also reviewed and evaluated the
information submitted by Oakshire
regarding the safety of dietary intake of
vitamin D2 from the proposed uses of
the vitamin D2 mushroom powder.
Oakshire submitted reports of scientific
studies published since our last
evaluation of published scientific data
in support of safety of the use of vitamin
D and issuance of the final rule
amending our food additive regulations
to allow certain uses of vitamins D2 and
D3 (81 FR 46578). Oakshire concluded
that these studies support a conclusion
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that the proposed uses of vitamin D2
mushroom powder are safe.
We reviewed the studies submitted by
Oakshire, as well as other relevant
published studies available to us since
our previous evaluations of food
additive petitions for fortifying a variety
of foods with vitamin D (81 FR 46578,
July 18, 2016; 79 FR 46993, August 12,
2014; 77 FR 52228, August 29, 2012; 74
FR 11019, March 16, 2009; 70 FR 69435,
November 16, 2005; 70 FR 37255, June
29, 2005; 70 FR 36021, June 22, 2005;
68 FR 9000, February 27, 2003). These
studies did not raise any safety concerns
regarding the current or proposed uses
of vitamin D. The most recent food
additive petition for a new use of
vitamin D resulted in our amendment of
the food additive regulations in
§§ 172.379 and 172.380 to allow for the
safe use of vitamin D2 as a nutrient
supplement in edible plant-based
beverages intended for use as milk
alternatives and in edible plant-based
yogurt alternatives, and of vitamin D3 as
a nutrient supplement in milk (81 FR
46578). The earlier food additive
petitions also resulted in amendments
of the food additive regulations to allow
for the safe use of vitamin D as a
nutrient supplement in certain foods.
We considered the ULs established by
the IOM relative to the intake estimates
as the primary basis for assessing the
safety of the petitioned uses of vitamin
D. Depending on the age group, the IOM
UL for vitamin D for the U.S. population
1 year of age and older ranges from
2,500 IU/p/d to 4,000 IU/p/d (Ref. 3).
The estimated dietary exposure to
vitamin D from all food sources,
including the proposed uses, at the 90th
percentile for the U.S. population 1 year
of age and older is estimated to be 2,240
IU/p/d, which is below the lowest IOM
UL of 2,500 IU/p/d in the range of ULs
for the overall U.S. population 1 year of
age and older. Estimated exposure to
vitamin D from all food sources,
including the proposed uses, for infants
0 months to 6 months of age at the 90th
percentile is 948 IU/p/d; for infants 6
months to 12 months of age, estimated
exposure to vitamin D is 960 IU/p/d.
Both of these estimates are below the
IOM UL of 1,000 IU/p/d for infants 0
months to 6 months of age and 1,500 IU/
p/d for infants 6 months to 12 months
of age. Because the 90th percentile
cumulative EDI of vitamin D from all
food sources of vitamin D, including the
proposed uses and background sources,
for each population group is less than
the corresponding IOM UL for that
population group, we conclude that
dietary intake of vitamin D2 mushroom
powder from the proposed uses is safe
(Ref. 1).
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III. Conclusion
Based on all data relevant to vitamin
D2 mushroom powder we reviewed, we
conclude that there is a reasonable
certainty that no harm will result from
the uses of vitamin D2 mushroom
powder, produced using UV light
treatment, as a source of vitamin D2 in:
(1) Foods to which vitamin D2, vitamin
D3, and vitamin D2 bakers yeast are
allowed under §§ 184.1950, 172.379,
172.380, and 172.381 (excluding cheese
and cheese products, foods represented
for use as a sole source of nutrition for
enteral feeding, infant formula, milk and
milk products, and margarine); (2) fruit
smoothies; (3) vegetable juices; (4)
extruded vegetable snacks; (5) soups
and soup mixes (except for those
containing meat or poultry that are
subject to regulation by the U.S.
Department of Agriculture under the
Federal Meat Inspection Act or the
Poultry Products Inspection Act); and
(6) plant protein products as defined in
21 CFR 170.3(n)(33). Thus, we are
amending our food additive regulations
as set forth in this document.
IV. Public Disclosure
In accordance with § 171.1(h) (21 CFR
171.1(h)), the petition and the
documents that we considered and
relied upon in reaching our decision to
approve the petition will be made
available for public disclosure (see
ADDRESSES). As provided in § 171.1(h),
we will delete from the documents any
materials that are not available for
public disclosure.
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V. Analysis of Environmental Impacts
As stated in the September 18, 2018
Federal Register notification of petition
for FAP 8A4821 (83 FR 47118), the
petitioners claimed a categorical
exclusion from preparing an
environmental assessment or
environmental impact statement under
§ 25.32(k) (21 CFR 25.32(k)) because
vitamin D2 mushroom powder is
intended to remain in food through
ingestion by consumers and is not
intended to replace macronutrients in
food. We further stated that if FDA
determines a categorical exclusion
applies, neither an environmental
assessment nor an environmental
impact statement is required. We have
not received any new information or
comments regarding this claim of
categorical exclusion. We have
considered the petitioner’s claim of
categorical exclusion and have
determined that this action is
categorically excluded under § 25.32(k).
Therefore, neither an environmental
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assessment nor an environmental
impact statement is required.
VI. Paperwork Reduction Act of 1995
This final rule contains no collection
of information. Therefore, clearance by
the Office of Management and Budget
under the Paperwork Reduction Act of
1995 is not required.
VII. Objections
If you will be adversely affected by
one or more provisions of this
regulation, you may file with the
Dockets Management Staff (see
ADDRESSES) either electronic or written
objections. You must separately number
each objection, and within each
numbered objection you must specify
with particularity the provision(s) to
which you object, and the grounds for
your objection. Within each numbered
objection, you must specifically state
whether you are requesting a hearing on
the particular provision that you specify
in that numbered objection. If you do
not request a hearing for any particular
objection, you waive the right to a
hearing on that objection. If you request
a hearing, your objection must include
a detailed description and analysis of
the specific factual information you
intend to present in support of the
objection in the event that a hearing is
held. If you do not include such a
description and analysis for any
particular objection, you waive the right
to a hearing on the objection.
Any objections received in response
to the regulation may be seen in the
Dockets Management Staff between 9
a.m. and 4 p.m., Monday through
Friday, and will be posted to the docket
at https://www.regulations.gov.
VIII. Section 301(ll) of the FD&C Act
Our review of this petition was
limited to section 409 of the FD&C Act
(21 U.S.C. 348). This final rule is not a
statement regarding compliance with
other sections of the FD&C Act. For
example, section 301(ll) of the FD&C
Act (21 U.S.C. 331(ll)) prohibits the
introduction or delivery for introduction
into interstate commerce of any food
that contains a drug approved under
section 505 of the FD&C Act (21 U.S.C.
355), a biological product licensed
under section 351 of the Public Health
Service Act (42 U.S.C. 262), or a drug or
biological product for which substantial
clinical investigations have been
instituted and their existence has been
made public, unless one of the
exemptions in section 301(ll)(1) to (4) of
the FD&C Act applies. In our review of
this petition, FDA did not consider
whether section 301(ll) of the FD&C Act
or any of its exemptions apply to food
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41919
containing this additive. Accordingly,
this final rule should not be construed
to be a statement that a food containing
this additive, if introduced or delivered
for introduction into interstate
commerce, would not violate section
301(ll) of the FD&C Act. Furthermore,
this language is included in all food
additive final rules and therefore should
not be construed to be a statement of the
likelihood that section 301(ll) of the
FD&C Act applies.
IX. References
The following references marked with
an asterisk (*) are on display at the
Dockets Management Staff (see
ADDRESSES) and are available for
viewing by interested persons between
9 a.m. and 4 p.m., Monday through
Friday; they also are available
electronically at https://
www.regulations.gov. References
without asterisks are not on public
display at https://www.regulations.gov
because they have copyright restriction.
Some may be available at the website
address, if listed. References without
asterisks are available for viewing only
at the Dockets Management Staff. FDA
has verified the website addresses, as of
the date this document publishes in the
Federal Register, but websites are
subject to change over time.
1. FDA Memorandum from A. Khan,
Toxicology Review Branch,
Division of Food Ingredients, to L.
VieBrock, Regulatory Review
Branch, Division of Food
Ingredients, March 18, 2020.*
2. FDA Memorandum from D. Folmer,
Safety Assurance Team, Division of
Science and Technology, to L.
VieBrock, Regulatory Review
Branch, Division of Food
Ingredients, March 18, 2020.*
3. Committee to Review Dietary
Reference Intakes for Vitamin D and
Calcium, Food and Nutrition Board,
Institute of Medicine, ‘‘Dietary
Reference Intakes for Calcium and
Vitamin D,’’ National Academies
Press, Washington, DC, 2011.
Available at https://www.nap.edu/
read/13050/chapter/1 (accessed
November 11, 2019).
List of Subjects in 21 CFR Part 172
Food additives, Reporting and
recordkeeping requirements.
Therefore, under the Federal Food,
Drug, and Cosmetic Act and under
authority delegated to the Commissioner
of Food and Drugs, 21 CFR part 172 is
amended as follows:
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41920
Federal Register / Vol. 85, No. 134 / Monday, July 13, 2020 / Rules and Regulations
PART 172—FOOD ADDITIVES
PERMITTED FOR DIRECT ADDITION
TO FOOD FOR HUMAN
CONSUMPTION
1. The authority citation for part 172
continues to read as follows:
■
Authority: 21 U.S.C. 321, 341, 342, 348,
371, 379e.
2. Add § 172.382 to subpart D to read
as follows:
■
§ 172.382
Vitamin D2 mushroom powder.
Vitamin D2 mushroom powder may be
used safely in foods as a source of
vitamin D2 in accordance with the
following prescribed conditions:
(a) Vitamin D2 mushroom powder is
the substance produced by exposing an
aqueous homogenate of edible cultivars
of Agaricus bisporus mushrooms to
ultraviolet (UV) light, resulting in the
photochemical conversion of
endogenous ergosterol in the
mushrooms to vitamin D2 (also known
as ergocalciferol or [9,10Seco(5Z,7E,22E)-5,7,10(19),22ergostatetraen-3-ol]).
(b) The total dose of UV light applied
to the mushroom homogenate shall not
exceed 12 Joules/square centimeter (J/
cm2).
(c) Vitamin D2 mushroom powder
meets the following specifications:
(1) Moisture, not more than 10
percent.
(2) Negative for Salmonella,
Staphylococcus aureus, and Listeria
monocytogenes, and any other
recognized microbial pathogen or any
harmful microbial toxin.
(3) Standard plate count, not more
than 5,000 colony forming units per
gram (CFU/g).
(4) Yeasts and molds, not more than
100 CFU/g.
(5) Lead, not more than 0.5 milligrams
per kilogram (mg/kg).
(6) Arsenic, not more than 0.3 mg/kg.
(d) To assure safe use of the additive,
the label or labeling of the food additive
container shall bear, in addition to the
other information required by the
Federal Food, Drug, and Cosmetic Act,
adequate directions for use to provide a
final product that complies with the
limitations prescribed in paragraph (f) of
this section.
(e) Labels of manufactured food
products containing the additive shall
bear, in the ingredient statement, the
name of the additive ‘‘vitamin D2
mushroom powder,’’ in the proper order
of decreasing predominance in the
finished food.
(f) Vitamin D2 mushroom powder may
be used as a source of vitamin D2 in
food as follows:
TABLE 1 TO PARAGRAPH (f)
Category of food
Maximum level of vitamin D2
Breakfast cereals ............................................................................................................................
Edible plant-based beverages marketed as milk alternatives ........................................................
Edible plant-based products marketed as yogurt alternatives ........................................................
Extruded vegetable snacks .............................................................................................................
Fruit smoothies ................................................................................................................................
100% fruit juices that are fortified with greater than or equal to 330 mg of calcium per 240 mL,
excluding fruit juices that are specially formulated or processed for infants.
Fruit juice drinks that are fortified with greater than or equal to 100 mg of calcium per 240 mL,
excluding fruit juice drinks that are specially formulated or processed for infants.
Grain products and pastas ..............................................................................................................
Meal replacement bars or other-type bars that are represented for special dietary use in reducing or maintaining body weight.
Meal replacement beverages that are not intended for special dietary use in reducing or maintaining body weight and that are represented for use such that the total amount of Vitamin D
provided by the product does not exceed 1,000 IU per day.
Plant protein products .....................................................................................................................
Soups and soup mixes, except for soup and soup mixes containing meat or poultry that are
subject to regulation by the U.S. Department of Agriculture under the Federal Meat Inspection Act or the Poultry Products Inspection Act.
Soy-based spreads marketed as butter alternatives ......................................................................
Soy-based products marketed as cheese and cheese-product alternatives ..................................
Soy beverage products ...................................................................................................................
Soy-protein based meal replacement beverages (powder or liquid) that are represented for
special dietary use in reducing or maintaining body weight.
Vegetable juices ..............................................................................................................................
Yeast-leavened baked goods and baking mixes and yeast-leavened baked snack foods ............
Dated: June 22, 2020.
Lowell J. Schiller,
Principal Associate Commissioner for Policy.
[FR Doc. 2020–13822 Filed 7–10–20; 8:45 am]
jbell on DSKJLSW7X2PROD with RULES
BILLING CODE 4164–01–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 52
[EPA–R01–OAR–2020–0150; FRL–10011–
22–Region 1]
Air Plan Approval; New Hampshire;
Negative Declaration for the Oil and
Gas Industry
Environmental Protection
Agency (EPA).
ACTION: Final rule.
AGENCY:
VerDate Sep<11>2014
15:48 Jul 10, 2020
Jkt 250001
PO 00000
Frm 00016
Fmt 4700
Sfmt 4700
350 IU/100 g.
84 IU/100 g.
89 IU/100 g.
80 IU/28 g.
100 IU/240 mL.
100 IU/240 mL.
100 IU/240 mL.
90 IU/100 g.
100 IU/40 g.
500 IU/240 mL.
80 IU/85 g.
100 IU/245 mL.
330 IU/100 g.
270 IU/100 g.
89 IU/100 g.
140 IU/240 mL.
100 IU/240 mL.
400 IU/100 g.
The Environmental Protection
Agency (EPA) is approving a State
Implementation Plan (SIP) revision
submitted by the State of New
Hampshire. The revision provides the
State’s determination, via a negative
declaration, that there are no facilities
within its borders subject to EPA’s 2016
Control Technique Guideline (CTG) for
the oil and gas industry. The intended
effect of this action is to approve this
item into the New Hampshire SIP. This
action is being taken under the Clean
Air Act.
SUMMARY:
E:\FR\FM\13JYR1.SGM
13JYR1
Agencies
[Federal Register Volume 85, Number 134 (Monday, July 13, 2020)]
[Rules and Regulations]
[Pages 41916-41920]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-13822]
[[Page 41916]]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration
21 CFR Part 172
[Docket No. FDA-2018-F-3230]
Food Additives Permitted for Direct Addition to Food for Human
Consumption; Vitamin D2 Mushroom Powder
AGENCY: Food and Drug Administration, Health and Human Services (HHS).
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Food and Drug Administration (FDA or we) is amending the
food additive regulations to provide for the safe use of vitamin
D2 mushroom powder as a nutrient supplement in specific food
categories. This action is in response to a petition filed by Oakshire
Naturals, LP.
DATES: This rule is effective July 13, 2020. See section VII for
further information on the filing of objections. Submit either
electronic or written objections and requests for a hearing on the
final rule by August 12, 2020.
ADDRESSES: You may submit objections and requests for a hearing as
follows. Please note that late, untimely filed objections will not be
considered. Electronic objections must be submitted on or before August
12, 2020. The https://www.regulations.gov electronic filing system will
accept comments until 11:59 p.m. Eastern Time at the end of August 12,
2020. Objections received by mail/hand delivery/courier (for written/
paper submissions) will be considered timely if they are postmarked or
the delivery service acceptance receipt is on or before that date.
Electronic Submissions
Submit electronic objections in the following way:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments. Objections submitted
electronically, including attachments, to https://www.regulations.gov
will be posted to the docket unchanged. Because your objection will be
made public, you are solely responsible for ensuring that your
objection does not include any confidential information that you or a
third party may not wish to be posted, such as medical information,
your or anyone else's Social Security number, or confidential business
information, such as a manufacturing process. Please note that if you
include your name, contact information, or other information that
identifies you in the body of your objection, that information will be
posted on https://www.regulations.gov.
If you want to submit an objection with confidential
information that you do not wish to be made available to the public,
submit the objection as a written/paper submission and in the manner
detailed (see ``Written/Paper Submissions'' and ``Instructions'').
Written/Paper Submissions
Submit written/paper submissions as follows:
Mail/Hand Delivery/Courier (for written/paper
submissions): Dockets Management Staff (HFA-305), Food and Drug
Administration, 5630 Fishers Lane, Rm. 1061, Rockville, MD 20852.
For written/paper objections submitted to the Dockets
Management Staff, FDA will post your objection, as well as any
attachments, except for information submitted, marked and identified,
as confidential, if submitted as detailed in ``Instructions.''
Instructions: All submissions received must include the Docket No.
FDA-2018-F-3230 for ``Food Additives Permitted for Direct Addition to
Food for Human Consumption; Vitamin D2 Mushroom Powder.''
Received objections, those filed in a timely manner (see ADDRESSES),
will be placed in the docket and, except for those submitted as
``Confidential Submissions,'' publicly viewable at https://www.regulations.gov or at the Dockets Management Staff between 9 a.m.
and 4 p.m., Monday through Friday.
Confidential Submissions--To submit an objection with
confidential information that you do not wish to be made publicly
available, submit your objections only as a written/paper submission.
You should submit two copies total. One copy will include the
information you claim to be confidential with a heading or cover note
that states ``THIS DOCUMENT CONTAINS CONFIDENTIAL INFORMATION.'' We
will review this copy, including the claimed confidential information,
in our consideration of comments. The second copy, which will have the
claimed confidential information redacted/blacked out, will be
available for public viewing and posted on https://www.regulations.gov.
Submit both copies to the Dockets Management Staff. If you do not wish
your name and contact information to be made publicly available, you
can provide this information on the cover sheet and not in the body of
your comments and you must identify this information as
``confidential.'' Any information marked as ``confidential'' will not
be disclosed except in accordance with 21 CFR 10.20 and other
applicable disclosure law. For more information about FDA's posting of
comments to public dockets, see 80 FR 56469, September 18, 2015, or
access the information at: https://www.govinfo.gov/content/pkg/FR-2015-09-18/pdf/2015-23389.pdf.
Docket: For access to the docket to read background documents or
the electronic and written/paper comments received, go to https://www.regulations.gov and insert the docket number, found in brackets in
the heading of this document, into the ``Search'' box and follow the
prompts and/or go to the Dockets Management Staff, 5630 Fishers Lane,
Rm. 1061, Rockville, MD 20852, 240-402-7500.
FOR FURTHER INFORMATION CONTACT: Lauren VieBrock, Center for Food
Safety and Applied Nutrition (HFS-255), Food and Drug Administration,
5001 Campus Dr., College Park, MD 20740-3835, 301-796-7454.
SUPPLEMENTARY INFORMATION:
I. Background
In the Federal Register of September 18, 2018 (83 FR 47118), we
announced that we filed a food additive petition (FAP 8A4821) submitted
by Oakshire Naturals LP (Oakshire), 295 Thompson Road, P.O. Box 388,
Kennett Square, PA 19348. The petition proposes that we amend our food
additive regulations in part 172 (21 CFR part 172) Food Additives
Permitted for Direct Addition to Food for Human Consumption to provide
for the safe use of vitamin D2 mushroom powder, produced by
exposing homogenized edible mushrooms to ultraviolet (UV) light, as a
nutrient supplement in: (1) Foods to which vitamin D2,
vitamin D3, and vitamin D2 bakers yeast are
currently allowed to be added under Sec. Sec. 184.1950, 172.379,
172.380, and 172.381 (21 CFR 184.1950, 172.379, 172.380, and 172.381)
(excluding cheese and cheese products, foods represented for use as a
sole source of nutrition for enteral feeding, infant formula, milk and
milk products, and margarine); (2) fruit smoothies; (3) vegetable
juices; (4) extruded vegetable snacks; (5) soups and soup mixes (except
for those containing meat or poultry that are subject to regulation by
the U.S. Department of Agriculture under the Federal Meat Inspection
Act or the Poultry Products Inspection Act); and (6) plant protein
products as defined in 21 CFR 170.3(n)(33).
Vitamin D is essential for human health. The major function of
vitamin D is the maintenance of blood serum concentrations of calcium
and
[[Page 41917]]
phosphorus by enhancing the absorption of these minerals in the small
intestine. Vitamin D deficiency can lead to abnormalities in calcium
and bone metabolism, such as rickets in children or osteomalacia in
adults. Excessive intake of vitamin D elevates blood plasma calcium
levels by increased intestinal absorption or mobilization from the bone
that can lead to vascular and tissue calcification, with subsequent
damage to the heart, blood vessels, and kidneys (Ref. 1).
To ensure that vitamin D is not added to the U.S. food supply at
levels that could raise safety concerns, we affirmed vitamin D as
generally recognized as safe (GRAS) with specific limitations as listed
in Sec. 184.1950. Under Sec. 184.1(b)(2), an ingredient affirmed as
GRAS with specific limitations may be used in food only within such
limitations, including the category of food, functional use, and level
of use. Any addition of vitamin D to food beyond those limitations
requires a food additive regulation.
Vitamin D comprises a group of fat-soluble seco-sterols and comes
in many forms. The two major physiologically relevant forms are vitamin
D2 and vitamin D3. ``Vitamin D,'' without a
subscript, represents vitamin D2, vitamin D3, or
both. Vitamin D is affirmed as GRAS under Sec. 184.1950 for use in
food as a nutrient supplement. In accordance with 21 CFR 184.1(b)(2),
and as specified in Sec. 184.1950(c)(1), vitamins D2 and
D3 may be used in food as the sole source of added vitamin D
only within the following specific limitations:
------------------------------------------------------------------------
Maximum levels in food (as
Category of food served)
------------------------------------------------------------------------
Breakfast cereals......................... 350 international units (IU)/
100 grams (g).
Grain products and pasta.................. 90 IU/100 g.
Milk...................................... 42 IU/100 g.
Milk products............................. 89 IU/100 g.
------------------------------------------------------------------------
Additionally, under Sec. 184.1950(c)(2) and (3), vitamin D is
affirmed as GRAS for use in infant formulas and margarine,
respectively. Under Sec. 172.379, vitamin D2 is an approved
food additive for use as a nutrient supplement in edible plant-based
beverages intended as milk alternatives, edible plant-based yogurt
alternatives, soy beverage products, soy-based butter substitute
spreads, and soy-based cheese substitutes and soy-based cheese
substitute products. Under Sec. 172.380, vitamin D3 is an
approved food additive for use as a nutrient supplement in certain
calcium-fortified fruit juices and fruit juice drinks; soy-protein
based meal replacement beverages; meal replacement bars and other-type
bars represented for special dietary use in reducing or maintaining
body weight; some cheese and cheese products; meal replacement
beverages not intended for special dietary use in reducing or
maintaining body weight; foods represented as a sole source of
nutrition for enteral feeding; and some milk. Under Sec. 172.381,
vitamin D2 bakers yeast may be used in foods as a source of
vitamin D2 and as a leavening agent in yeast-leavened baked
goods and baking mixes and yeast-leavened baked snack foods.
Vitamin D2, also known as ergocalciferol, is the
chemical 9,10-seco(5Z,7E,22E)-5,7,10(19),22-ergostatetraen-3-ol. The
additive that is the subject of this petition is vitamin D2
mushroom powder that is produced by exposing a mushroom homogenate to
UV light, resulting in increased conversion of endogenous ergosterol to
ergocalciferol. Under section 402(a)(7) of the Federal Food, Drug, and
Cosmetic Act (FD&C Act), sources of irradiation, such as UV light, must
be used in accordance with a regulation or exemption in effect pursuant
to section 409 of the FD&C Act.
To support their petition, Oakshire submitted dietary exposure
estimates of vitamin D from the proposed uses of vitamin D2
mushroom powder, as well as from naturally occurring dietary sources of
vitamin D, uses in accordance with our approved food additive
regulations (Sec. Sec. 172.379, 172.380, and 172.381) and our GRAS
affirmation regulation (Sec. 184.1950), and from dietary supplements.
Oakshire compared their dietary exposure estimates to the Tolerable
Upper Intake Level (UL) for vitamin D established by the Institute of
Medicine (IOM) of the National Academies. Oakshire also submitted a
number of publications pertaining to human clinical studies on vitamin
D. Oakshire included analyses to determine the presence of lumisterol,
tachysterol, and vitamin D4 that are formed as a result of
the UV treatment of the mushroom homogenate. Based on this information,
Oakshire concluded that the proposed uses of vitamin D2
mushroom powder are safe.
II. Evaluation of Safety
To establish with reasonable certainty that a food additive is not
harmful under its intended conditions of use, we consider the projected
human dietary intake of the additive, the additive's toxicological
data, and other relevant information (such as published literature)
available to us. We compare an individual's estimated daily intake
(EDI) of the additive from all food sources, including dietary
supplements, to an acceptable intake level established by toxicological
data. The EDI is determined by projections based on the amount of the
additive proposed for use in particular foods and on data regarding the
amount consumed from all food sources of the additive. We use the EDI
for the 90th percentile consumer of a food additive as a measure of
high chronic dietary intake.
A. UV Light Treatment Used To Produce Vitamin D2 Mushroom
Powder
To support the safety of UV treatment to produce vitamin
D2 mushroom powder, Oakshire provided information on the
effects of UV light on biological molecules, the safety of UV light for
treatment of food, and studies evaluating the bioavailability and
safety of vitamin D from the consumption of vitamin D2
mushroom powder (Ref. 1). Oakshire describes the source of UV radiation
as a medium pressure mercury vapor lamp emitting broad-spectrum light
(at wavelengths of 250-600 nm), with major intensity peaks in the UVB
(280-315 nm) and UVA ranges (315-400 nm). Oakshire also analyzed
extracts of mushroom powders from both UV-treated and untreated
mushroom homogenate and identified the substances present in the
mushroom powders. Oakshire identified tachysterol (a photoisomer
resulting from UV light treatment of the vitamin D2
precursor, previtamin D2) and lumisterol (typically formed
from UV light treatment of previtamin D2) as present in the
mushroom powders derived from UV-treated mushroom homogenate. Oakshire
discussed the safety of these substances and we agree that the presence
of small amounts of tachysterol and lumisterol do not pose a
toxicological concern (Ref. 1).
Agaricus bisporus mushrooms, which Oakshire uses to produce its
vitamin D2 mushroom powder, also contain low levels of
22,23-dihydroergosterol. When treated with UV light, 22,23-
dihydroergosterol forms vitamin D4 ((5Z,7E)-(3S)-9,10-seco-
5,7,10(19)-ergostatrien-3-ol). Oakshire analyzed powders from UV-
treated mushroom homogenate and found it to contain vitamin
D4 at levels approximately 10 percent of vitamin
D2 levels. Studies have shown that vitamin D4
that is structurally similar to vitamin D3 has significantly
less biological potency than vitamin D3 (Ref. 1). We
included the contribution of vitamin D4 in the dietary
exposure estimate for vitamin D2 mushroom powder by
presuming that vitamin D4 was present at a level of 10
percent of vitamin D2 levels in the vitamin D2
mushroom powder, and that
[[Page 41918]]
vitamin D4 had equivalent potency to vitamin D2
(Ref. 2). Oakshire discussed the safety of vitamin D4, and
we agree that the presence of vitamin D4 in Vitamin
D2 mushroom powder does not pose a toxicological concern
(Ref. 1).
B. Acceptable Intake Level for Vitamin D
The IOM considers the UL as the highest daily intake level of a
nutrient that poses no risk of adverse effects with chronic consumption
of the nutrient (Ref. 3). The UL is determined using a risk assessment
model developed specifically for nutrients. The dose-response
assessment, which concludes with an estimate of the UL, is built upon
three toxicological concepts commonly used in assessing the risk of
exposures to chemical substances: No-observed-adverse-effect level,
lowest-observed-effect level, and application of an uncertainty factor
(Ref. 3).
In 2011, the Standing Committee on the Scientific Evaluation of
Dietary Reference Intakes of the Food and Nutrition Board at the IOM
conducted an extensive review of relevant published scientific
literature on vitamin D to update the nutrient's dietary reference
intakes and ULs. Based on this information, the IOM revised the ULs for
vitamin D and developed a report on their findings (Ref. 3). The IOM
established the following ULs:
1,000 IU per person per day (IU/p/d) for infants 0 months
to 6 months of age;
1,500 IU/p/d for infants 6 months to 12 months of age;
2,500 IU/p/d for children 1 year to 3 years of age;
3,000 IU/p/d for children 4 years to 8 years of age; and
4,000 IU/p/d for children 9 years to 18 years of age and
adults.
We considered the ULs established by the IOM relative to the intake
estimates as the primary basis for assessing the safety of the
petitioned uses of vitamin D2 mushroom powder. We also
reviewed published studies on the safety of vitamin D submitted in the
petition, as well as other relevant published studies available to us
(Ref. 1).
C. Estimated Daily Intake for Vitamin D
Oakshire provided mean and 90th percentile vitamin D exposure
estimates for consumers of foods from the: (1) Proposed food uses of
vitamin D2 mushroom powder; (2) current food uses of vitamin
D (including authorized uses as a food ingredient, naturally occurring
sources of vitamin D, and dietary supplements); and (3) combined
current and proposed food uses. Oakshire provided exposure estimates
for the overall U.S. population (including infants under 1 year of age)
and fourteen population subgroups (Ref. 2).
The exposure estimates provided by Oakshire are appropriate.
However, they did not employ the conservative assumptions that we
typically use in pre-market exposure estimates. For pre-market exposure
estimates, we conservatively assume that all foods for which the use of
the additive is approved will contain the additive at the maximum level
permitted. In the case of vitamin D exposure estimates presented in the
most recent food additive approval for a new use of vitamin D (FAP
3A4801, 81 FR 46578, July 18, 2016), we also included exposure to the
vitamin D metabolite 25-hydroxyvitamin D (25(OH)D). For these reasons,
we calculated our own exposure estimate for vitamin D2
mushroom powder, as well as a cumulative exposure estimate for vitamin
D from all background sources (approved food uses, dietary supplements,
and naturally occurring sources, including 25(OH)D) and the petitioned
uses for vitamin D2 mushroom powder (Ref. 2).
For the overall U.S. population 1 year of age and older, we
estimated the cumulative exposure at the 90th percentile from all food
sources of vitamin D, including the proposed uses and background
sources, to be 2,240 IU/p/d. We estimated the cumulative exposure for
infants 0 to 6 months of age and infants 6 to 12 months of age to be
948 IU/p/d and 960 IU/p/d, respectively, for the 90th percentile
consumer (Ref. 2).
D. Safety of the Petitioned Uses of Vitamin D2 Mushroom
Powder
We reviewed and evaluated the information submitted by Oakshire
regarding the safety of vitamin D2 mushroom powder,
including the safety of using UV light treatment to produce it, and
conclude that the use of vitamin D2 mushroom powder does not
pose a safety concern (see section II.A). We also reviewed and
evaluated the information submitted by Oakshire regarding the safety of
dietary intake of vitamin D2 from the proposed uses of the
vitamin D2 mushroom powder. Oakshire submitted reports of
scientific studies published since our last evaluation of published
scientific data in support of safety of the use of vitamin D and
issuance of the final rule amending our food additive regulations to
allow certain uses of vitamins D2 and D3 (81 FR
46578). Oakshire concluded that these studies support a conclusion that
the proposed uses of vitamin D2 mushroom powder are safe.
We reviewed the studies submitted by Oakshire, as well as other
relevant published studies available to us since our previous
evaluations of food additive petitions for fortifying a variety of
foods with vitamin D (81 FR 46578, July 18, 2016; 79 FR 46993, August
12, 2014; 77 FR 52228, August 29, 2012; 74 FR 11019, March 16, 2009; 70
FR 69435, November 16, 2005; 70 FR 37255, June 29, 2005; 70 FR 36021,
June 22, 2005; 68 FR 9000, February 27, 2003). These studies did not
raise any safety concerns regarding the current or proposed uses of
vitamin D. The most recent food additive petition for a new use of
vitamin D resulted in our amendment of the food additive regulations in
Sec. Sec. 172.379 and 172.380 to allow for the safe use of vitamin
D2 as a nutrient supplement in edible plant-based beverages
intended for use as milk alternatives and in edible plant-based yogurt
alternatives, and of vitamin D3 as a nutrient supplement in
milk (81 FR 46578). The earlier food additive petitions also resulted
in amendments of the food additive regulations to allow for the safe
use of vitamin D as a nutrient supplement in certain foods.
We considered the ULs established by the IOM relative to the intake
estimates as the primary basis for assessing the safety of the
petitioned uses of vitamin D. Depending on the age group, the IOM UL
for vitamin D for the U.S. population 1 year of age and older ranges
from 2,500 IU/p/d to 4,000 IU/p/d (Ref. 3). The estimated dietary
exposure to vitamin D from all food sources, including the proposed
uses, at the 90th percentile for the U.S. population 1 year of age and
older is estimated to be 2,240 IU/p/d, which is below the lowest IOM UL
of 2,500 IU/p/d in the range of ULs for the overall U.S. population 1
year of age and older. Estimated exposure to vitamin D from all food
sources, including the proposed uses, for infants 0 months to 6 months
of age at the 90th percentile is 948 IU/p/d; for infants 6 months to 12
months of age, estimated exposure to vitamin D is 960 IU/p/d. Both of
these estimates are below the IOM UL of 1,000 IU/p/d for infants 0
months to 6 months of age and 1,500 IU/p/d for infants 6 months to 12
months of age. Because the 90th percentile cumulative EDI of vitamin D
from all food sources of vitamin D, including the proposed uses and
background sources, for each population group is less than the
corresponding IOM UL for that population group, we conclude that
dietary intake of vitamin D2 mushroom powder from the
proposed uses is safe (Ref. 1).
[[Page 41919]]
III. Conclusion
Based on all data relevant to vitamin D2 mushroom powder
we reviewed, we conclude that there is a reasonable certainty that no
harm will result from the uses of vitamin D2 mushroom
powder, produced using UV light treatment, as a source of vitamin
D2 in: (1) Foods to which vitamin D2, vitamin
D3, and vitamin D2 bakers yeast are allowed under
Sec. Sec. 184.1950, 172.379, 172.380, and 172.381 (excluding cheese
and cheese products, foods represented for use as a sole source of
nutrition for enteral feeding, infant formula, milk and milk products,
and margarine); (2) fruit smoothies; (3) vegetable juices; (4) extruded
vegetable snacks; (5) soups and soup mixes (except for those containing
meat or poultry that are subject to regulation by the U.S. Department
of Agriculture under the Federal Meat Inspection Act or the Poultry
Products Inspection Act); and (6) plant protein products as defined in
21 CFR 170.3(n)(33). Thus, we are amending our food additive
regulations as set forth in this document.
IV. Public Disclosure
In accordance with Sec. 171.1(h) (21 CFR 171.1(h)), the petition
and the documents that we considered and relied upon in reaching our
decision to approve the petition will be made available for public
disclosure (see ADDRESSES). As provided in Sec. 171.1(h), we will
delete from the documents any materials that are not available for
public disclosure.
V. Analysis of Environmental Impacts
As stated in the September 18, 2018 Federal Register notification
of petition for FAP 8A4821 (83 FR 47118), the petitioners claimed a
categorical exclusion from preparing an environmental assessment or
environmental impact statement under Sec. 25.32(k) (21 CFR 25.32(k))
because vitamin D2 mushroom powder is intended to remain in
food through ingestion by consumers and is not intended to replace
macronutrients in food. We further stated that if FDA determines a
categorical exclusion applies, neither an environmental assessment nor
an environmental impact statement is required. We have not received any
new information or comments regarding this claim of categorical
exclusion. We have considered the petitioner's claim of categorical
exclusion and have determined that this action is categorically
excluded under Sec. 25.32(k). Therefore, neither an environmental
assessment nor an environmental impact statement is required.
VI. Paperwork Reduction Act of 1995
This final rule contains no collection of information. Therefore,
clearance by the Office of Management and Budget under the Paperwork
Reduction Act of 1995 is not required.
VII. Objections
If you will be adversely affected by one or more provisions of this
regulation, you may file with the Dockets Management Staff (see
ADDRESSES) either electronic or written objections. You must separately
number each objection, and within each numbered objection you must
specify with particularity the provision(s) to which you object, and
the grounds for your objection. Within each numbered objection, you
must specifically state whether you are requesting a hearing on the
particular provision that you specify in that numbered objection. If
you do not request a hearing for any particular objection, you waive
the right to a hearing on that objection. If you request a hearing,
your objection must include a detailed description and analysis of the
specific factual information you intend to present in support of the
objection in the event that a hearing is held. If you do not include
such a description and analysis for any particular objection, you waive
the right to a hearing on the objection.
Any objections received in response to the regulation may be seen
in the Dockets Management Staff between 9 a.m. and 4 p.m., Monday
through Friday, and will be posted to the docket at https://www.regulations.gov.
VIII. Section 301(ll) of the FD&C Act
Our review of this petition was limited to section 409 of the FD&C
Act (21 U.S.C. 348). This final rule is not a statement regarding
compliance with other sections of the FD&C Act. For example, section
301(ll) of the FD&C Act (21 U.S.C. 331(ll)) prohibits the introduction
or delivery for introduction into interstate commerce of any food that
contains a drug approved under section 505 of the FD&C Act (21 U.S.C.
355), a biological product licensed under section 351 of the Public
Health Service Act (42 U.S.C. 262), or a drug or biological product for
which substantial clinical investigations have been instituted and
their existence has been made public, unless one of the exemptions in
section 301(ll)(1) to (4) of the FD&C Act applies. In our review of
this petition, FDA did not consider whether section 301(ll) of the FD&C
Act or any of its exemptions apply to food containing this additive.
Accordingly, this final rule should not be construed to be a statement
that a food containing this additive, if introduced or delivered for
introduction into interstate commerce, would not violate section
301(ll) of the FD&C Act. Furthermore, this language is included in all
food additive final rules and therefore should not be construed to be a
statement of the likelihood that section 301(ll) of the FD&C Act
applies.
IX. References
The following references marked with an asterisk (*) are on display
at the Dockets Management Staff (see ADDRESSES) and are available for
viewing by interested persons between 9 a.m. and 4 p.m., Monday through
Friday; they also are available electronically at https://www.regulations.gov. References without asterisks are not on public
display at https://www.regulations.gov because they have copyright
restriction. Some may be available at the website address, if listed.
References without asterisks are available for viewing only at the
Dockets Management Staff. FDA has verified the website addresses, as of
the date this document publishes in the Federal Register, but websites
are subject to change over time.
1. FDA Memorandum from A. Khan, Toxicology Review Branch, Division of
Food Ingredients, to L. VieBrock, Regulatory Review Branch, Division of
Food Ingredients, March 18, 2020.*
2. FDA Memorandum from D. Folmer, Safety Assurance Team, Division of
Science and Technology, to L. VieBrock, Regulatory Review Branch,
Division of Food Ingredients, March 18, 2020.*
3. Committee to Review Dietary Reference Intakes for Vitamin D and
Calcium, Food and Nutrition Board, Institute of Medicine, ``Dietary
Reference Intakes for Calcium and Vitamin D,'' National Academies
Press, Washington, DC, 2011. Available at https://www.nap.edu/read/13050/chapter/1 (accessed November 11, 2019).
List of Subjects in 21 CFR Part 172
Food additives, Reporting and recordkeeping requirements.
Therefore, under the Federal Food, Drug, and Cosmetic Act and under
authority delegated to the Commissioner of Food and Drugs, 21 CFR part
172 is amended as follows:
[[Page 41920]]
PART 172--FOOD ADDITIVES PERMITTED FOR DIRECT ADDITION TO FOOD FOR
HUMAN CONSUMPTION
0
1. The authority citation for part 172 continues to read as follows:
Authority: 21 U.S.C. 321, 341, 342, 348, 371, 379e.
0
2. Add Sec. 172.382 to subpart D to read as follows:
Sec. 172.382 Vitamin D2 mushroom powder.
Vitamin D2 mushroom powder may be used safely in foods
as a source of vitamin D2 in accordance with the following
prescribed conditions:
(a) Vitamin D2 mushroom powder is the substance produced
by exposing an aqueous homogenate of edible cultivars of Agaricus
bisporus mushrooms to ultraviolet (UV) light, resulting in the
photochemical conversion of endogenous ergosterol in the mushrooms to
vitamin D2 (also known as ergocalciferol or [9,10-
Seco(5Z,7E,22E)-5,7,10(19),22- ergostatetraen-3-ol]).
(b) The total dose of UV light applied to the mushroom homogenate
shall not exceed 12 Joules/square centimeter (J/cm\2\).
(c) Vitamin D2 mushroom powder meets the following
specifications:
(1) Moisture, not more than 10 percent.
(2) Negative for Salmonella, Staphylococcus aureus, and Listeria
monocytogenes, and any other recognized microbial pathogen or any
harmful microbial toxin.
(3) Standard plate count, not more than 5,000 colony forming units
per gram (CFU/g).
(4) Yeasts and molds, not more than 100 CFU/g.
(5) Lead, not more than 0.5 milligrams per kilogram (mg/kg).
(6) Arsenic, not more than 0.3 mg/kg.
(d) To assure safe use of the additive, the label or labeling of
the food additive container shall bear, in addition to the other
information required by the Federal Food, Drug, and Cosmetic Act,
adequate directions for use to provide a final product that complies
with the limitations prescribed in paragraph (f) of this section.
(e) Labels of manufactured food products containing the additive
shall bear, in the ingredient statement, the name of the additive
``vitamin D2 mushroom powder,'' in the proper order of
decreasing predominance in the finished food.
(f) Vitamin D2 mushroom powder may be used as a source
of vitamin D2 in food as follows:
Table 1 to Paragraph (f)
------------------------------------------------------------------------
Maximum level of vitamin
Category of food D2
------------------------------------------------------------------------
Breakfast cereals............................ 350 IU/100 g.
Edible plant-based beverages marketed as milk 84 IU/100 g.
alternatives.
Edible plant-based products marketed as 89 IU/100 g.
yogurt alternatives.
Extruded vegetable snacks.................... 80 IU/28 g.
Fruit smoothies.............................. 100 IU/240 mL.
100% fruit juices that are fortified with 100 IU/240 mL.
greater than or equal to 330 mg of calcium
per 240 mL, excluding fruit juices that are
specially formulated or processed for
infants.
Fruit juice drinks that are fortified with 100 IU/240 mL.
greater than or equal to 100 mg of calcium
per 240 mL, excluding fruit juice drinks
that are specially formulated or processed
for infants.
Grain products and pastas.................... 90 IU/100 g.
Meal replacement bars or other-type bars that 100 IU/40 g.
are represented for special dietary use in
reducing or maintaining body weight.
Meal replacement beverages that are not 500 IU/240 mL.
intended for special dietary use in reducing
or maintaining body weight and that are
represented for use such that the total
amount of Vitamin D provided by the product
does not exceed 1,000 IU per day.
Plant protein products....................... 80 IU/85 g.
Soups and soup mixes, except for soup and 100 IU/245 mL.
soup mixes containing meat or poultry that
are subject to regulation by the U.S.
Department of Agriculture under the Federal
Meat Inspection Act or the Poultry Products
Inspection Act.
Soy-based spreads marketed as butter 330 IU/100 g.
alternatives.
Soy-based products marketed as cheese and 270 IU/100 g.
cheese-product alternatives.
Soy beverage products........................ 89 IU/100 g.
Soy-protein based meal replacement beverages 140 IU/240 mL.
(powder or liquid) that are represented for
special dietary use in reducing or
maintaining body weight.
Vegetable juices............................. 100 IU/240 mL.
Yeast-leavened baked goods and baking mixes 400 IU/100 g.
and yeast-leavened baked snack foods.
------------------------------------------------------------------------
Dated: June 22, 2020.
Lowell J. Schiller,
Principal Associate Commissioner for Policy.
[FR Doc. 2020-13822 Filed 7-10-20; 8:45 am]
BILLING CODE 4164-01-P