FY 2020 Competitive Funding Opportunity: Public Transportation on Indian Reservations Program; Tribal Transit Program, 31593-31598 [2020-11128]

Download as PDF Federal Register / Vol. 85, No. 101 / Tuesday, May 26, 2020 / Notices 2. Administrative and National Policy Requirements a. Pre-Award Authority FTA will issue specific guidance to recipients regarding pre-award authority at the time of selection. FTA does not provide pre-award authority for competitive funds until projects are selected and even then, Federal requirements must be met before costs are incurred. Preparation of proposals is not an eligible pre-award expense. b. Grant Requirements Successful proposals will be awarded through FTA’s Transit Award Management System (TrAMS) as Cooperative Agreements. c. Planning The FTA encourages applicants to engage the appropriate State Departments of Transportation, Regional Transportation Planning Organizations, or Metropolitan Planning Organizations in areas likely to be served by the project funds made available under this program. d. Standard Assurances The applicant assures that it will comply with all applicable Federal statutes, regulations, executive orders, FTA circulars, and other Federal administrative requirements in carrying out any project supported by the FTA grant. The applicant acknowledges that it is under a continuing obligation to comply with the terms and conditions of the grant agreement issued for its project with FTA. The applicant understands that Federal laws, regulations, policies, and administrative practices might be modified from time to time and may affect the implementation of the project. The applicant agrees that the most recent Federal requirements will apply to the project, unless FTA issues a written determination otherwise. The applicant must submit the Certifications and Assurances before receiving a grant if it does not have current certifications on file. e. Buy America FTA requires that all capital procurements meet FTA’s Buy America requirements per 49 U.S.C. 5323(j), which require that all iron, steel, or manufactured products be produced in the United States. Federal public transportation law provides for a phased increase in the domestic content for rolling stock between FY 2016 and FY 2020. For FY 2020 and beyond, the cost of components and subcomponents produced in the United States must be VerDate Sep<11>2014 19:08 May 22, 2020 Jkt 250001 more than 70 percent of the cost of all components. There is no change to the requirement that final assembly of rolling stock must occur in the United States. FTA issued guidance on the implementation of the phased increase in domestic content on September 1, 2016 (81 FR 60278). Applicants should read the policy guidance carefully to determine the applicable domestic content requirement for their project. Any proposal that will require a waiver must identify in the application the items for which a waiver will be sought. Applicants should not proceed with the expectation that waivers will be granted. Consistent with Executive Order 13858 Strengthening Buy-American Preferences for Infrastructure Projects, signed by President Trump on January 31, 2019, applicants should maximize the use of goods, products, and materials produced in the United States, in Federal procurements and through the terms and conditions of Federal financial assistance awards. Additional information on Buy America requirements can be found at https:// www.transit.dot.gov/buyamerica. f. Reporting Post-award reporting requirements include submission of Federal Financial Reports and Milestone Reports in FTA’s electronic grants management system on a quarterly basis for all projects. G. Federal Awarding Agency Contacts For further information concerning this notice please contact the FTA RealTime Transit Infrastructure and Rolling Stock Condition Assessment Demonstration Program Manager Sam Yimer at samuel.yimer@dot.gov or 202– 366–1321. A TDD is available for individuals who are deaf or hard of hearing at 1–800–877–8339. Issued in Washington, DC. K. Jane Williams, Acting Administrator. [FR Doc. 2020–11129 Filed 5–22–20; 8:45 am] BILLING CODE P 31593 The Federal Transit Administration (FTA) announces the availability of approximately $5 million in funding, for the Public Transportation on Indian Reservations Program (Tribal Transit Program). This notice is a national solicitation for project proposals and includes the selection criteria and program eligibility information for Fiscal Year (FY) 2020 projects. FTA may fund the program for more or less than the full year appropriation, and may include other funding if available from prior fiscal years toward project proposals received in response to this Notice of Funding Opportunity (NOFO). This announcement is available on the FTA website at: https://www.transit.dot.gov. Additionally, a synopsis of the funding opportunity, FTA–2020–007–TR, will be posted in the FIND module of GRANTS.GOV at https://www.grants.gov. The program is located in the Catalog of Federal Domestic Assistance under 20.509. DATES: Complete proposals for the Tribal Transit Program announced in this Notice must be submitted by 11:59 p.m. Eastern time on August 24, 2020. All proposals must be submitted electronically through the GRANTS.GOV APPLY function. Any applicant intending to apply should initiate the process of registering on the GRANTS.GOV site immediately to ensure completion of registration before the submission deadline. Instructions for applying can be found on FTA’s website at https://www.transit.dot.gov and in the FIND module of GRANTS.GOV. Mail and fax submissions will not be accepted. FOR FURTHER INFORMATION CONTACT: Contact the appropriate FTA Regional Office at https://www.transit.dot.gov for proposal-specific information and issues. For general program information, contact Amy Fong, Office of Program Management, (202) 366–0876, email: amy.fong@dot.gov A TDD is available at 1–800–877–8339 (TDD/FIRS). SUPPLEMENTARY INFORMATION: SUMMARY: Table of Contents DEPARTMENT OF TRANSPORTATION Federal Transit Administration FY 2020 Competitive Funding Opportunity: Public Transportation on Indian Reservations Program; Tribal Transit Program Federal Transit Administration (FTA), DOT. AGENCY: Notice of Funding Opportunity (NOFO). ACTION: PO 00000 Frm 00163 Fmt 4703 Sfmt 4703 A. Program Description B. Federal Award Information C. Eligibility Information D. Application and Submission Information E. Application Review Information F. Federal Award Administration Information G. Federal Awarding Agency Contacts A. Program Description The Tribal Transit Program is authorized by Federal public transit law at 49 U.S.C. 5311(c)(1)(A). The program authorizes grants ‘‘under such terms and E:\FR\FM\26MYN1.SGM 26MYN1 31594 Federal Register / Vol. 85, No. 101 / Tuesday, May 26, 2020 / Notices conditions as may be established by the Secretary’’ to Indian tribes for any purpose eligible under FTA’s Formula Grants for Rural Areas Program, 49 U.S.C. 5311. Tribes may apply for this funding directly. The primary purpose of these competitively selected grants is to support planning, capital, and, in limited circumstances, operating assistance for tribal public transit services. Funds distributed to Indian tribes under the Tribal Transit Program do not replace or reduce funds that Indian tribes receive from States through FTA’s Formula Grants for Rural Areas Program. Specific project eligibility under this competitive allocation is described in Section C of this notice. B. Federal Award Information Five million dollars is authorized for the Tribal Transit Program competitive allocation in FY 2020 to projects selected pursuant to the process described in the following sections. Federal awards under this competitive program will be in the form of grants. Additionally, there is a $25,000 cap on planning grant awards, and FTA has the discretion to cap capital and operating awards. C. Eligibility Information 1. Eligible Applicants Eligible applicants include federally recognized Indian tribes or Alaska Native villages, groups, or communities as identified by the U.S. Department of the Interior (DOI) Bureau of Indian Affairs (BIA). As evidence of Federal recognition, an Indian tribe may submit a copy of the most up-to-date Federal Register notice published by BIA: Entities Recognized and Eligible to Receive Service from the United States Bureau of Indian Affairs. To be an eligible recipient, an Indian tribe must have the requisite legal, financial, and technical capabilities to receive and administer Federal funds under this program. Additionally, applicants must be located and provide service in a rural area with a population of 50,000 or less. A service area can include some portions of urban areas, as long as the tribal transit service begins in and serves rural areas. An applicant must be registered in the System for Award Management (SAM) database and maintain an active SAM registration with current information at all times during which it has an active Federal award or an application or plan under consideration by FTA. VerDate Sep<11>2014 19:08 May 22, 2020 Jkt 250001 2. Cost Sharing or Matching There is a 90 percent Federal share for projects selected under the Tribal Transit Program competitive program, unless the Indian tribe can demonstrate a financial hardship in its application. FTA is interested in the Indian tribe’s financial commitment to the proposed project; thus, the proposal should include a description of the Indian tribe’s financial commitment. Tribes may use any eligible local match under Chapter 53. 3. Eligible Projects Eligible projects include public transportation planning and capital expenses. Operating projects are eligible in limited circumstances. In FY 2020, FTA will only consider operating assistance requests from tribes without existing transit service, or those tribes who received a Tribal Transit Program formula allocation of less than $20,000 in FY 2019. Public transportation includes regular, continuing shared-ride surface transportation services open to the public or open to a segment of the public defined by age, disability, or low income. FTA will award grants to eligible Indian tribes located in rural areas. Applicants must submit one proposal for each project. Specific types of projects include: Capital projects for start-ups, replacement, or expansion needs; operating assistance for start-ups; and planning projects up to $25,000. Indian tribes applying for capital replacement or expansion needs must demonstrate a sustainable source of operating funds for existing or expanded services. D. Application and Submission Information 1. Address To Request Application Package A complete proposal submission will consist of at least two files: (1) The SF– 424 Mandatory form (downloaded from GRANTS.GOV); and (2) the Tribal Transit supplemental form found on the FTA website at https:// www.transit.dot.gov. The Tribal Transit supplemental form provides guidance and a consistent format for applicants to respond to the criteria outlined in this NOFO. 2. Content and Form of Application Submission A strong transportation network is critical to the functioning and growth of the American economy. The nation’s industry depends on the transportation network to move the goods that it produces, and facilitate the movements PO 00000 Frm 00164 Fmt 4703 Sfmt 4703 of the workers who are responsible for that production. When the nation’s highways, railways, and ports function well, that infrastructure connects people to jobs, increases the efficiency of delivering goods and thereby cuts the costs of doing business, reduces the burden of commuting, and improves overall well-being. Rural transportation networks play a vital role in supporting our national economic vitality. Addressing the deteriorating conditions and disproportionately high fatality rates on our rural transportation infrastructure is of critical interest to the Department, as rural transportation networks face unique challenges in safety, infrastructure condition, and passenger and freight usage. Consistent with the R.O.U.T.E.S. Initiative, the Department encourages applicants to consider how the project will address the challenges faced by rural areas. (i) Proposal Submission The supplemental form and any supporting documents must be attached to the ‘‘Attachments’’ section of the SF– 424. The application must include responses to all sections of the SF–424 Application for Federal Assistance and the supplemental form, unless indicated as optional. The information on the supplemental form will be used to determine applicant and project eligibility for the program, and to evaluate the proposal against the selection criteria described in part E of this notice. FTA will only accept one supplemental form per SF–424 submission. Applicants may attach additional supporting information to the SF–424 submission, including but not limited to letters of support, project budgets, fleet status reports, or excerpts from relevant planning documents. Supporting documentation must be described and referenced by file name in the appropriate response section of the supplemental form, or it may not be reviewed. Information such as applicant name, Federal amount requested, local match amount, description of areas served, etc. may be requested in varying degrees of detail on both the SF–424 and Supplemental Form. Applicants must fill in all fields unless stated otherwise on the forms. Applicants should not place N/A or ‘‘refer to attachment’’ in lieu of typing in responses in the field sections. If information is copied into the supplemental form from another source, applicants should verify that pasted text is fully captured on the supplemental form and has not been truncated by the character limits built E:\FR\FM\26MYN1.SGM 26MYN1 Federal Register / Vol. 85, No. 101 / Tuesday, May 26, 2020 / Notices into the form. Applicants should use both the ‘‘Check Package for Errors’’ and the ‘‘Validate Form’’ validation buttons on both forms to check all required fields on the forms, and ensure that the Federal and local amounts specified are consistent. Complete instructions on the application process can be found at https://www.transit.dot.gov. Important: FTA urges applicants to submit their project proposals at least 72 hours prior to the due date to allow time to receive the validation message and to correct any problems that may have caused a rejection notification. FTA will not accept submissions after the stated submission deadline. GRANTS.GOV scheduled maintenance and outage times are announced on the GRANTS.GOV website at https:// www.GRANTS.GOV. The deadline will not be extended due to scheduled maintenance or outages. Applicants are encouraged to begin the process of registration on the GRANTS.GOV site well in advance of the submission deadline. Registration is a multi-step process which may take several weeks to complete before an application can be submitted. Registered applicants may still be required to take steps to keep their registration up to date before submissions can be made successfully: (1) Registration in the SAM is renewed annually; and (2) persons making submissions on behalf of the Authorized Organization Representative (AOR) must be authorized in GRANTS.GOV by the AOR to make submissions. Applicants must submit one proposal for each project. Information such as applicant name, Federal amount requested, description of areas served, and other information may be requested in varying degrees of detail on both the SF 424 form and supplemental form. Applicants must fill in all fields unless stated otherwise on the forms. Applicants should use both the ‘‘Check Package for Errors’’ and the ‘‘Validate Form’’ validation buttons on both forms to check all required fields on the forms, and ensure that the Federal and local amounts specified are consistent. (ii) Application Content The SF–424 Mandatory Form and the Supplemental Form will prompt applicants for the required information, including: a. Name of federally recognized tribe and, if appropriate, the specific tribal agency submitting the application. b. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS) number if available. VerDate Sep<11>2014 19:08 May 22, 2020 Jkt 250001 c. Contact information including: Contact name, title, address, phone number, and email address. d. Description of public transportation services, including areas currently served by the tribe, if any. e. Name of person(s) authorized to apply on applicant’s behalf must accompany the proposal (attach a signed transmittal letter). f. Complete Project Description: Indicate the category for which funding is requested (i.e., project type: capital, operating, or planning), and then indicate the project purpose (i.e., startup, expansion, or replacement). Describe the proposed project and what it will accomplish (e.g., number and type of vehicles, routes, service area, schedules, type of services, fixed route or demand responsive, safety aspects), route miles (if fixed route), ridership numbers expected (actual if an existing system, estimated if a new system), major origins and destinations, population served, and whether the tribe provides the service directly or contracts for services, and note vehicle maintenance plans. g. Project Timeline: Include significant milestones such as date of contract for purchase of vehicles, actual or expected delivery date of vehicles; facility project phases (e.g., environmental reviews, design, construction); or dates for completion of planning studies. If applying for operational funding for new services, indicate the period of time that funds would be used to operate the system (e.g., one year). This section should also include any needed timelines for tribal council project approvals, if applicable. h. Budget: Provide a detailed budget for each proposed purpose, noting the Federal amount requested and any additional funds that will be used. An Indian tribe may use up to fifteen percent of a grant award for capital projects for specific project-related planning and administration, and the indirect cost rate may not exceed ten percent (if necessary, add as an attachment) of the total amount requested/awarded. Indian tribes must also provide their annual operating budget as an attachment or under the Financial Commitment and Operating Capacity section of the supplemental form. i. Technical, Legal, Financial Capacity: Applicants must be able to demonstrate adequate technical, legal, and financial capacity to be considered for funding. Every proposal MUST describe this capacity to implement the proposed project. 1. Technical Capacity: Provide examples of management of other PO 00000 Frm 00165 Fmt 4703 Sfmt 4703 31595 Federal projects, including previously funded FTA projects and/or similar types of projects for which funding is being requested. Describe the resources available to implement the proposed transit project. 2. Legal Capacity: Provide documentation or other evidence to demonstrate status as a federally recognized Indian tribe. Further, demonstrate evidence of an authorized representative with authority to bind the applicant and execute legal agreements with FTA. If applying for capital or operating funds, identify whether appropriate Federal or State operating authority exists. 3. Financial Capacity: Provide documentation or other evidence demonstrating current adequate financial systems to receive and manage a Federal grant. Fully describe: (1) All financial systems and controls; (2) other sources of funds currently managed; and (3) the long-term financial capacity to maintain the proposed or existing transit services. 3. Unique Entity Identifier and System for Award Management (SAM) Each applicant is required to: (1) Be registered in SAM before submitting an application; (2) provide a valid unique entity identifier in its application; and (3) continue to maintain an active SAM registration with current information at all times during which the applicant has an active Federal award or an application or plan under consideration by FTA. These requirements do not apply if the applicant: (1) Is an individual; (2) is excepted from the requirements under 2 CFR 25.110(b) or (c); or (3) has an exception approved by FTA under 2 CFR 25.110(d). FTA may not make an award until the applicant has complied with all applicable unique entity identifier and SAM requirements. If an applicant has not fully complied with the requirements by the time FTA is ready to make an award, FTA may determine that the applicant is not qualified to receive an award and use that determination as a basis for making a Federal award to another applicant. SAM registration takes approximately 3–5 business days, but FTA recommends allowing ample time, up to several weeks, for completion of all steps. For additional information on obtaining a unique entity identifier, please visit www.sam.gov. 4. Submission Dates and Times Project proposals must be submitted electronically through GRANTS.GOV by 11:59 p.m. Eastern time on August 24, 2020. Mail and fax submissions will not be accepted. Proposals submitted after E:\FR\FM\26MYN1.SGM 26MYN1 31596 Federal Register / Vol. 85, No. 101 / Tuesday, May 26, 2020 / Notices the deadline will not be considered under any circumstance. Applications are time and date stamped by GRANTS.GOV upon successful submission. 5. Funding Restrictions Funds must be used only for the specific purposes requested in the application. Funds under this NOFO cannot be used to reimburse projects for otherwise eligible expenses incurred prior to an FTA award under this program. At the time the project selections are announced, FTA will extend pre-award authority for the selected projects. There is no blanket pre-award authority for these projects before announcement. FTA does not provide pre-award authority for competitive funds until projects are selected and even then, there are Federal requirements that must be met before costs are incurred. For more information about FTA’s policy on preaward authority, please see the FY 2019 Apportionment Notice published on July 3, 2019. https://www.govinfo.gov/ content/pkg/FR-2019-07-03/pdf/201914248.pdf. E. Application Review Information 1. Selection Criteria FTA will use the following primary selection criteria when evaluating competing capital and operating assistance projects eligible under this program. Applications will be evaluated based on the quality and extent to which the following evaluation criteria are addressed. Consistent with the Department’s R.O.U.T.E.S. Initiative (https://www.transportation.gov/rural), the Department recognizes that rural transportation networks face unique challenges. To the extent that those challenges are reflected in the merit criteria listed in the section above, the Department will consider how the activities proposed in the application will address those challenges, regardless of the geographic location of those activities. (i.) Planning and Local/Regional Prioritization Applications will be evaluated based on the degree to which the applicant: (1) Describes how the proposed project was developed; (2) demonstrates that a sound basis for the project exists; and (3) demonstrates that the applicant is ready to implement the project if funded. Information may vary depending upon how the planning process for the project was conducted and what is being requested. Planning and local/regional prioritization should: VerDate Sep<11>2014 19:08 May 22, 2020 Jkt 250001 a. Describe the planning document and/or the planning process conducted to identify the proposed project; b. Provide a detailed project description, including the proposed service, vehicle and facility needs, and other pertinent characteristics of the proposed or existing service implementation; c. Identify existing transportation services in and near the proposed service area, and document in detail whether the proposed project will provide opportunities to coordinate service with existing transit services, including human service agencies, intercity bus services, or other public transit providers; d. Discuss the level of support by the community and/or tribal government for the proposed project; e. Describe how the mobility and client-access needs of tribal human services agencies were considered in the planning process; f. Describe what opportunities for public participation were provided in the planning process and how the proposed transit service or existing service has been coordinated with transportation provided for the clients of human services agencies, with intercity bus transportation in the area, or with any other rural public transit providers; g. Describe how the proposed service complements rather than duplicates any currently available services; h. Describe the implementation schedule for the proposed project, including time period, staffing, and procurement; and i. Describe any other planning or coordination efforts not mentioned above. (ii.) Project Readiness Applications will be evaluated on the degree to which the applicant describes readiness to implement the project. The project readiness factor involves assessing whether: a. The project is a Categorical Exclusion or the required environmental work has been initiated or completed, for construction projects requiring an Environmental Assessment or Environmental Impact Statement under, among others, the National Environmental Policy Act of 1969, as Amended; b. Project implementation plans are complete, including initial design of facilities projects; c. Project funds can be obligated and the project can be implemented quickly, if selected; and PO 00000 Frm 00166 Fmt 4703 Sfmt 4703 d. The applicant demonstrates the ability to carry out the proposed project successfully. (iii.) Demonstration of Need Applications will be evaluated based on the degree to which the applicant identifies the need for transit resources. In addition to project-specific criteria, FTA will consider the project’s impact on service delivery and whether the project represents a one-time or periodic need that cannot reasonably be funded from FTA program formula allocations or State and/or local resources. FTA will evaluate how the proposal demonstrates the transit needs of the Indian tribe as well as how the proposed transit improvements or the new service will address identified transit needs. Proposals should include information such as destinations and services not currently accessible by transit; needs for access to jobs or health care; safety enhancements; special needs of elders or individuals with disabilities; behavioral health care needs of youth; income-based community needs; or other mobility needs. If an applicant received a planning grant in previous fiscal years, the proposal should indicate the status of the planning study and how the proposed project relates to that study. Applicants applying for capital expansion or replacement projects should also address the following factors in their proposal. If the proposal is for capital funding associated with an expansion or expanded service, the applicant should describe how current or growing demand for the service necessitates the expansion (and therefore, more capital) and/or the degree to how the project is addressing a current capacity constraint. Capital replacement projects should include information about the age, condition, and performance of the asset to be replaced by the proposed project and/or how the replacement may be necessary to maintain the transit system in a state of good repair. (iv.) Demonstration of Benefits Applications will be evaluated based on the degree to which the applicant identifies expected or, in the case of existing service, achieved project benefits. FTA is particularly interested in how these investments will improve the quality of life for the tribe and surrounding communities in which it is located. Applicants should describe how the transportation service or capital investment will provide greater access to employment opportunities, educational centers, healthcare, or other needs that impact the quality of life for E:\FR\FM\26MYN1.SGM 26MYN1 Federal Register / Vol. 85, No. 101 / Tuesday, May 26, 2020 / Notices the community, as described in the program purpose above. Possible examples include: Increased or sustained ridership and daily trips; improved service; elimination of gaps in service; improved operations and coordination; increased reliability; and health care, education, and economic benefits to the community. Benefits can be demonstrated by identifying the population of tribal members and nontribal members in the proposed project service area and estimating the number of daily one-way trips the proposed transit service will provide or the actual number of individual riders served. Applicants are encouraged to consider qualitative and quantitative benefits to the Indian tribe and to the surrounding communities that are meaningful to them. Using the information provided under this criterion, FTA will rate proposals based on the quality and extent to which they discuss the following four factors: a. The project’s ability to improve transit efficiency or increase ridership; b. Whether the project will improve or maintain mobility, or eliminate gaps in service for the Indian tribe; c. Whether the project will improve or maintain access to important destinations and services; d. Any other qualitative benefits, such as greater access to jobs, education, and health care services. (v.) Financial Commitment and Operating Capacity Applications must identify the source of local match (a minimum of 10 percent is required for all operating and capital projects), and any other funding sources used by the Indian tribe to support proposed transit services, including human service transportation funding, the Federal Highway Administration’s Tribal Transportation Program funding, or other FTA programs. If requesting that FTA waive the local match based on financial hardship, the applicant must submit budgets and sources of other revenue to demonstrate hardship. FTA will review this information and notify a tribe at the time of award if the waiver is approved. If applicable, the applicant also should describe how prior year Tribal Transit Program funds were spent to date to support the service. Additionally, Indian tribes applying to operate new services should provide a sustainable funding plan that demonstrates how it intends to maintain operations. In evaluating proposals, FTA will consider any other resources the Indian tribe will contribute to the project, including in-kind contributions, VerDate Sep<11>2014 19:08 May 22, 2020 Jkt 250001 commitments of support from local businesses, donations of land or equipment, and human resources. The proposal should describe to what extent the new project or funding for existing service leverages other funding. Based upon the information provided, the proposals will be rated on the extent to which the proposal demonstrates that: a. Tribal Transit Program funding does not replace existing funding; b. The Indian tribe will provide nonfinancial support to the project; c. The Indian tribe is able to demonstrate a sustainable funding plan; and d. Project funds are used in coordination with other services for efficient utilization of funds. (vi.) Evaluation Criteria for Planning Proposals For planning grants, the proposal must describe the need for and a general scope of the proposed study. Applications will be evaluated based on the degree to which the applicant addresses the following: a. The tribe’s long-term commitment to transit; and b. The method used to implement the proposed study and/or further tribal transit. 2. Review and Selection Process An FTA technical evaluation committee will review proposals under the project evaluation criteria. Members of the technical evaluation committee and other involved FTA staff reserve the right to screen the applications, and seek clarification about any statement in an application. After consideration of the findings of the technical evaluation committee, the FTA Administrator will determine the final selection and amount of funding for each project. Geographic diversity, the amount of local share, and the applicant’s receipt and management of other Federal transit funds may be considered in FTA’s award decisions. After applying the above preferences, the FTA Administrator will consider the following key Departmental objectives: (A) Supporting economic vitality at the national and regional level; (B) Utilizing alternative funding sources and innovative financing models to attract non-Federal sources of infrastructure investment; (C) Accounting for the life-cycle costs of the project to promote the state of good repair; (D) Using innovative approaches to improve safety and expedite project delivery; and (E) Holding grant recipients accountable for their performance and PO 00000 Frm 00167 Fmt 4703 Sfmt 4703 31597 achieving specific, measurable outcomes identified by grant applicants. Prior to making an award, FTA is required to review and consider any information about the applicant that is in the Federal Awardee Performance and Integrity Information Systems accessible through SAM. An applicant may review and comment on any information about itself that a Federal awarding agency previously entered. F. Federal Award Administration Information 1. Federal Award Notice FTA will publish a list of the selected projects, including Federal dollar amounts and award recipients, on FTA’s website. Project recipients should contact their FTA Regional Offices and tribal liaison for information about setting up grants in FTA’s Transit Award Management System (TrAMS). 2. Award Administration Successful proposals will be awarded through FTA’s TrAMS as grant agreements. The appropriate FTA Regional Office and tribal liaison will manage project agreements. 3. Administrative and National Policy Requirements Except as otherwise provided in this NOFO, Tribal Transit Program grants are subject to the requirements of 49 U.S.C. 5311(c)(1) as described in the latest FTA Circular 9040 for the Formula Grants for Rural Areas Program. 4. Reporting The post-award reporting requirements include submission of the Federal Financial Report (FFR) and Milestone Progress Report in TrAMS, and FTA’s National Transit Database (NTD) reporting as appropriate (see FTA Circular 9040). Reports to TrAMS and NTD are due annually. G. Federal Awarding Agency Contacts For further information concerning this notice, please contact Amy Fong, Office of Program Management, (202) 366–0876, email: amy.fong@dot.gov. A TDD is available at 1–800–877–8339 (TDD/FIRS). H. Other Information This program is not subject to Executive Order 12372, ‘‘Intergovernmental Review of Federal Programs.’’ FTA will consider applications for funding only from eligible recipients for eligible projects listed in Section C of this Notice. Due to funding limitations, applicants that are selected for funding may receive less than the amount requested. E:\FR\FM\26MYN1.SGM 26MYN1 31598 Federal Register / Vol. 85, No. 101 / Tuesday, May 26, 2020 / Notices Additionally, to assist tribes with understanding requirements under the Tribal Transit Program, FTA has conducted Tribal Transit Technical Assistance Workshops and will continue those efforts in FY 2020. FTA has expanded its technical assistance to tribes receiving funds under this program. Through the Tribal Transit Technical Assistance Assessments Initiative, FTA collaborates with Tribal Transit Leaders to review processes and identify areas in need of improvement, and then assists to offer solutions to address these needs—all in a supportive and mutually beneficial manner that results in technical assistance. FTA has completed over fifty assessments to date and expects to conduct sixteen assessments in FY 2020. These assessments include discussions of compliance areas pursuant to the Master Agreement, a site visit, promising practices reviews, and technical assistance from FTA and its contractors. These workshops and assessments have received excellent feedback from Tribal Transit Leaders and provided FTA with invaluable opportunities to learn more about Tribal Transit Leaders’ perspectives and better honor the sovereignty of tribal nations. FTA will post information about upcoming workshops to its website and will disseminate information about the assessments through its regional offices. Contact information for FTA’s regional offices can be found on FTA’s website at www.transit.dot.gov. Applicants may also receive technical assistance by contacting their FTA regional Tribal Liaison. A list of Tribal Liaisons is available on FTA’s website at www.transit.dot.gov. K. Jane Williams, Acting Administrator. [FR Doc. 2020–11128 Filed 5–22–20; 8:45 am] BILLING CODE 4910–57–P DEPARTMENT OF THE TREASURY Financial Crimes Enforcement Network Agency Information Collection Activities; Proposed Renewal; Comment Request; Renewal Without Change of the Bank Secrecy Act Reports by Financial Institutions of Suspicious Transactions at 31 CFR 1020.320, 1021.320, 1022.320, 1023.320, 1024.320, 1025.320, 1026.320, and 1029.320, and FinCEN Report 111— Suspicious Activity Report Financial Crimes Enforcement Network (FinCEN), Treasury. AGENCY: VerDate Sep<11>2014 19:08 May 22, 2020 Jkt 250001 Notice and request for comments. ACTION: As part of its continuing effort to reduce paperwork and respondent burden, FinCEN invites comments on the proposed renewal, without change, of currently approved information collections relating to reports of suspicious transactions. Under the Bank Secrecy Act regulations, financial institutions are required to report suspicious transactions using FinCEN Report 111 (the suspicious activity report, or SAR). Although no changes are proposed to the information collections themselves, this request for comments covers a proposed updated burden estimate for the information collections. This request for comments is made pursuant to the Paperwork Reduction Act of 1995. DATES: Written comments are welcome, and must be received on or before July 27, 2020. ADDRESSES: Comments may be submitted by any of the following methods: • Federal E-rulemaking Portal: https:// www.regulations.gov. Follow the instructions for submitting comments. Refer to Docket Number FINCEN–2020– 0004 and the specific Office of Management and Budget (OMB) control numbers 1506–0001, 1506–0006, 1506– 0015, 1506–0019, 1506–0029, 1506– 0061, and 1506–0065. • Mail: Policy Division, Financial Crimes Enforcement Network, P.O. Box 39, Vienna, VA 22183. Refer to Docket Number FINCEN–2020–0004 and OMB control numbers 1506–0001, 1506–0006, 1506–0015, 1506–0019, 1506–0029, 1506–0061, and 1506–0065. Please submit comments by one method only. Comments will also be incorporated into FinCEN’s review of existing regulations, as provided by Treasury’s 2011 Plan for Retrospective Analysis of Existing Rules. All comments submitted in response to this notice will become a matter of public record. Therefore, you should submit only information that you wish to make publicly available. FOR FURTHER INFORMATION CONTACT: The FinCEN Regulatory Support Section at 1–800–767–2825 or electronically at frc@fincen.gov. SUPPLEMENTARY INFORMATION: SUMMARY: I. Statutory and Regulatory Provisions The legislative framework generally referred to as the Bank Secrecy Act (BSA) consists of the Currency and Financial Transactions Reporting Act of 1970, as amended by the Uniting and Strengthening America by Providing PO 00000 Frm 00168 Fmt 4703 Sfmt 4703 Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 (USA PATRIOT Act) (Pub. L. 107–56) and other legislation. The BSA is codified at 12 U.S.C. 1829b, 12 U.S.C. 1951–1959, 31 U.S.C. 5311–5314 and 5316–5332, and notes thereto, with implementing regulations at 31 CFR Chapter X. The BSA authorizes the Secretary of the Treasury, inter alia, to require financial institutions to keep records and file reports that are determined to have a high degree of usefulness in criminal, tax, and regulatory matters, or in the conduct of intelligence or counter-intelligence activities, to protect against international terrorism, and to implement counter-money laundering programs and compliance procedures.1 Regulations implementing Title II of the BSA appear at 31 CFR Chapter X. The authority of the Secretary to administer the BSA has been delegated to the Director of FinCEN.2 Under 31 U.S.C. 5318(g), the Secretary of the Treasury is authorized to require financial institutions to report any suspicious transaction relevant to a possible violation of law or regulation. Regulations implementing 31 U.S.C. 5318(g) are found at 31 CFR 1020.320, 1021.320, 1022.320, 1023.320, 1024.320, 1025.320, 1026.320, 1029.320, and 1030.320. The information collected under these requirements are made available to appropriate agencies and organizations as disclosed in FinCEN’s Privacy Act System of Records Notice relating to BSA Reports.3 II. Paperwork Reduction Act (PRA) 4 Title: Reports by Financial Institutions of Suspicious Transactions (31 CFR 1020.320, 1021.320, 1022.320, 1023.320, 1024.320, 1025.320, 1026.320, and 1029.320). OMB Control Numbers: 1506–0001, 1506–0006, 1506–0015, 1506–0019, 1506–0029, 1506–0061, and 1506– 0065.5 1 Section 358 of the USA PATRIOT Act added language expanding the scope of the BSA to intelligence or counter-intelligence activities to protect against international terrorism. 2 Treasury Order 180–01 (re-affirmed January 14, 2020). 3 FinCEN’s System of Records Notice for the BSA Reports System was most recently published at 79 FR 20969 (April 14, 2014). 4 Public Law 104–13, 44 U.S.C. 3506(c)(2)(A). 5 The SAR regulatory reporting requirements are currently covered under the following OMB control numbers: 1506–0001 (31 CFR 1020.320—Reports by banks of suspicious transactions); 1506–0006 (31 CFR 1021.320—Reports by casinos of suspicious transactions); 1506–0015 (31 CFR 1022.320— Reports by money services businesses of suspicious transactions); 1506–0019 (31 CFR 1023.320— Reports by brokers or dealers in securities of suspicious transactions, 31 CFR 1024.320—Reports E:\FR\FM\26MYN1.SGM 26MYN1

Agencies

[Federal Register Volume 85, Number 101 (Tuesday, May 26, 2020)]
[Notices]
[Pages 31593-31598]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-11128]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration


FY 2020 Competitive Funding Opportunity: Public Transportation on 
Indian Reservations Program; Tribal Transit Program

AGENCY: Federal Transit Administration (FTA), DOT.

ACTION: Notice of Funding Opportunity (NOFO).

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SUMMARY: The Federal Transit Administration (FTA) announces the 
availability of approximately $5 million in funding, for the Public 
Transportation on Indian Reservations Program (Tribal Transit Program). 
This notice is a national solicitation for project proposals and 
includes the selection criteria and program eligibility information for 
Fiscal Year (FY) 2020 projects. FTA may fund the program for more or 
less than the full year appropriation, and may include other funding if 
available from prior fiscal years toward project proposals received in 
response to this Notice of Funding Opportunity (NOFO). This 
announcement is available on the FTA website at: https://www.transit.dot.gov. Additionally, a synopsis of the funding 
opportunity, FTA-2020-007-TR, will be posted in the FIND module of 
GRANTS.GOV at https://www.grants.gov. The program is located in the 
Catalog of Federal Domestic Assistance under 20.509.

DATES: Complete proposals for the Tribal Transit Program announced in 
this Notice must be submitted by 11:59 p.m. Eastern time on August 24, 
2020. All proposals must be submitted electronically through the 
GRANTS.GOV APPLY function. Any applicant intending to apply should 
initiate the process of registering on the GRANTS.GOV site immediately 
to ensure completion of registration before the submission deadline. 
Instructions for applying can be found on FTA's website at https://www.transit.dot.gov and in the FIND module of GRANTS.GOV. Mail and fax 
submissions will not be accepted.

FOR FURTHER INFORMATION CONTACT: Contact the appropriate FTA Regional 
Office at https://www.transit.dot.gov for proposal-specific information 
and issues. For general program information, contact Amy Fong, Office 
of Program Management, (202) 366-0876, email: [email protected] A TDD is 
available at 1-800-877-8339 (TDD/FIRS).

SUPPLEMENTARY INFORMATION: 

Table of Contents

A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts

A. Program Description

    The Tribal Transit Program is authorized by Federal public transit 
law at 49 U.S.C. 5311(c)(1)(A). The program authorizes grants ``under 
such terms and

[[Page 31594]]

conditions as may be established by the Secretary'' to Indian tribes 
for any purpose eligible under FTA's Formula Grants for Rural Areas 
Program, 49 U.S.C. 5311. Tribes may apply for this funding directly.
    The primary purpose of these competitively selected grants is to 
support planning, capital, and, in limited circumstances, operating 
assistance for tribal public transit services. Funds distributed to 
Indian tribes under the Tribal Transit Program do not replace or reduce 
funds that Indian tribes receive from States through FTA's Formula 
Grants for Rural Areas Program. Specific project eligibility under this 
competitive allocation is described in Section C of this notice.

B. Federal Award Information

    Five million dollars is authorized for the Tribal Transit Program 
competitive allocation in FY 2020 to projects selected pursuant to the 
process described in the following sections. Federal awards under this 
competitive program will be in the form of grants. Additionally, there 
is a $25,000 cap on planning grant awards, and FTA has the discretion 
to cap capital and operating awards.

C. Eligibility Information

1. Eligible Applicants

    Eligible applicants include federally recognized Indian tribes or 
Alaska Native villages, groups, or communities as identified by the 
U.S. Department of the Interior (DOI) Bureau of Indian Affairs (BIA). 
As evidence of Federal recognition, an Indian tribe may submit a copy 
of the most up-to-date Federal Register notice published by BIA: 
Entities Recognized and Eligible to Receive Service from the United 
States Bureau of Indian Affairs. To be an eligible recipient, an Indian 
tribe must have the requisite legal, financial, and technical 
capabilities to receive and administer Federal funds under this 
program. Additionally, applicants must be located and provide service 
in a rural area with a population of 50,000 or less. A service area can 
include some portions of urban areas, as long as the tribal transit 
service begins in and serves rural areas. An applicant must be 
registered in the System for Award Management (SAM) database and 
maintain an active SAM registration with current information at all 
times during which it has an active Federal award or an application or 
plan under consideration by FTA.

2. Cost Sharing or Matching

    There is a 90 percent Federal share for projects selected under the 
Tribal Transit Program competitive program, unless the Indian tribe can 
demonstrate a financial hardship in its application. FTA is interested 
in the Indian tribe's financial commitment to the proposed project; 
thus, the proposal should include a description of the Indian tribe's 
financial commitment. Tribes may use any eligible local match under 
Chapter 53.

3. Eligible Projects

    Eligible projects include public transportation planning and 
capital expenses. Operating projects are eligible in limited 
circumstances. In FY 2020, FTA will only consider operating assistance 
requests from tribes without existing transit service, or those tribes 
who received a Tribal Transit Program formula allocation of less than 
$20,000 in FY 2019.
    Public transportation includes regular, continuing shared-ride 
surface transportation services open to the public or open to a segment 
of the public defined by age, disability, or low income. FTA will award 
grants to eligible Indian tribes located in rural areas. Applicants 
must submit one proposal for each project. Specific types of projects 
include: Capital projects for start-ups, replacement, or expansion 
needs; operating assistance for start-ups; and planning projects up to 
$25,000. Indian tribes applying for capital replacement or expansion 
needs must demonstrate a sustainable source of operating funds for 
existing or expanded services.

D. Application and Submission Information

1. Address To Request Application Package

    A complete proposal submission will consist of at least two files: 
(1) The SF-424 Mandatory form (downloaded from GRANTS.GOV); and (2) the 
Tribal Transit supplemental form found on the FTA website at https://www.transit.dot.gov. The Tribal Transit supplemental form provides 
guidance and a consistent format for applicants to respond to the 
criteria outlined in this NOFO.

2. Content and Form of Application Submission

    A strong transportation network is critical to the functioning and 
growth of the American economy. The nation's industry depends on the 
transportation network to move the goods that it produces, and 
facilitate the movements of the workers who are responsible for that 
production. When the nation's highways, railways, and ports function 
well, that infrastructure connects people to jobs, increases the 
efficiency of delivering goods and thereby cuts the costs of doing 
business, reduces the burden of commuting, and improves overall well-
being.
    Rural transportation networks play a vital role in supporting our 
national economic vitality. Addressing the deteriorating conditions and 
disproportionately high fatality rates on our rural transportation 
infrastructure is of critical interest to the Department, as rural 
transportation networks face unique challenges in safety, 
infrastructure condition, and passenger and freight usage. Consistent 
with the R.O.U.T.E.S. Initiative, the Department encourages applicants 
to consider how the project will address the challenges faced by rural 
areas.
(i) Proposal Submission
    The supplemental form and any supporting documents must be attached 
to the ``Attachments'' section of the SF-424. The application must 
include responses to all sections of the SF-424 Application for Federal 
Assistance and the supplemental form, unless indicated as optional. The 
information on the supplemental form will be used to determine 
applicant and project eligibility for the program, and to evaluate the 
proposal against the selection criteria described in part E of this 
notice.
    FTA will only accept one supplemental form per SF-424 submission. 
Applicants may attach additional supporting information to the SF-424 
submission, including but not limited to letters of support, project 
budgets, fleet status reports, or excerpts from relevant planning 
documents. Supporting documentation must be described and referenced by 
file name in the appropriate response section of the supplemental form, 
or it may not be reviewed.
    Information such as applicant name, Federal amount requested, local 
match amount, description of areas served, etc. may be requested in 
varying degrees of detail on both the SF-424 and Supplemental Form. 
Applicants must fill in all fields unless stated otherwise on the 
forms. Applicants should not place N/A or ``refer to attachment'' in 
lieu of typing in responses in the field sections. If information is 
copied into the supplemental form from another source, applicants 
should verify that pasted text is fully captured on the supplemental 
form and has not been truncated by the character limits built

[[Page 31595]]

into the form. Applicants should use both the ``Check Package for 
Errors'' and the ``Validate Form'' validation buttons on both forms to 
check all required fields on the forms, and ensure that the Federal and 
local amounts specified are consistent.
    Complete instructions on the application process can be found at 
https://www.transit.dot.gov. Important: FTA urges applicants to submit 
their project proposals at least 72 hours prior to the due date to 
allow time to receive the validation message and to correct any 
problems that may have caused a rejection notification. FTA will not 
accept submissions after the stated submission deadline. GRANTS.GOV 
scheduled maintenance and outage times are announced on the GRANTS.GOV 
website at https://www.GRANTS.GOV. The deadline will not be extended due 
to scheduled maintenance or outages.
    Applicants are encouraged to begin the process of registration on 
the GRANTS.GOV site well in advance of the submission deadline. 
Registration is a multi-step process which may take several weeks to 
complete before an application can be submitted. Registered applicants 
may still be required to take steps to keep their registration up to 
date before submissions can be made successfully: (1) Registration in 
the SAM is renewed annually; and (2) persons making submissions on 
behalf of the Authorized Organization Representative (AOR) must be 
authorized in GRANTS.GOV by the AOR to make submissions. Applicants 
must submit one proposal for each project.
    Information such as applicant name, Federal amount requested, 
description of areas served, and other information may be requested in 
varying degrees of detail on both the SF 424 form and supplemental 
form. Applicants must fill in all fields unless stated otherwise on the 
forms. Applicants should use both the ``Check Package for Errors'' and 
the ``Validate Form'' validation buttons on both forms to check all 
required fields on the forms, and ensure that the Federal and local 
amounts specified are consistent.
(ii) Application Content
    The SF-424 Mandatory Form and the Supplemental Form will prompt 
applicants for the required information, including:
    a. Name of federally recognized tribe and, if appropriate, the 
specific tribal agency submitting the application.
    b. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS) 
number if available.
    c. Contact information including: Contact name, title, address, 
phone number, and email address.
    d. Description of public transportation services, including areas 
currently served by the tribe, if any.
    e. Name of person(s) authorized to apply on applicant's behalf must 
accompany the proposal (attach a signed transmittal letter).
    f. Complete Project Description: Indicate the category for which 
funding is requested (i.e., project type: capital, operating, or 
planning), and then indicate the project purpose (i.e., start-up, 
expansion, or replacement). Describe the proposed project and what it 
will accomplish (e.g., number and type of vehicles, routes, service 
area, schedules, type of services, fixed route or demand responsive, 
safety aspects), route miles (if fixed route), ridership numbers 
expected (actual if an existing system, estimated if a new system), 
major origins and destinations, population served, and whether the 
tribe provides the service directly or contracts for services, and note 
vehicle maintenance plans.
    g. Project Timeline: Include significant milestones such as date of 
contract for purchase of vehicles, actual or expected delivery date of 
vehicles; facility project phases (e.g., environmental reviews, design, 
construction); or dates for completion of planning studies. If applying 
for operational funding for new services, indicate the period of time 
that funds would be used to operate the system (e.g., one year). This 
section should also include any needed timelines for tribal council 
project approvals, if applicable.
    h. Budget: Provide a detailed budget for each proposed purpose, 
noting the Federal amount requested and any additional funds that will 
be used. An Indian tribe may use up to fifteen percent of a grant award 
for capital projects for specific project-related planning and 
administration, and the indirect cost rate may not exceed ten percent 
(if necessary, add as an attachment) of the total amount requested/
awarded. Indian tribes must also provide their annual operating budget 
as an attachment or under the Financial Commitment and Operating 
Capacity section of the supplemental form.
    i. Technical, Legal, Financial Capacity: Applicants must be able to 
demonstrate adequate technical, legal, and financial capacity to be 
considered for funding. Every proposal MUST describe this capacity to 
implement the proposed project.
    1. Technical Capacity: Provide examples of management of other 
Federal projects, including previously funded FTA projects and/or 
similar types of projects for which funding is being requested. 
Describe the resources available to implement the proposed transit 
project.
    2. Legal Capacity: Provide documentation or other evidence to 
demonstrate status as a federally recognized Indian tribe. Further, 
demonstrate evidence of an authorized representative with authority to 
bind the applicant and execute legal agreements with FTA. If applying 
for capital or operating funds, identify whether appropriate Federal or 
State operating authority exists.
    3. Financial Capacity: Provide documentation or other evidence 
demonstrating current adequate financial systems to receive and manage 
a Federal grant. Fully describe: (1) All financial systems and 
controls; (2) other sources of funds currently managed; and (3) the 
long-term financial capacity to maintain the proposed or existing 
transit services.

3. Unique Entity Identifier and System for Award Management (SAM)

    Each applicant is required to: (1) Be registered in SAM before 
submitting an application; (2) provide a valid unique entity identifier 
in its application; and (3) continue to maintain an active SAM 
registration with current information at all times during which the 
applicant has an active Federal award or an application or plan under 
consideration by FTA. These requirements do not apply if the applicant: 
(1) Is an individual; (2) is excepted from the requirements under 2 CFR 
25.110(b) or (c); or (3) has an exception approved by FTA under 2 CFR 
25.110(d). FTA may not make an award until the applicant has complied 
with all applicable unique entity identifier and SAM requirements. If 
an applicant has not fully complied with the requirements by the time 
FTA is ready to make an award, FTA may determine that the applicant is 
not qualified to receive an award and use that determination as a basis 
for making a Federal award to another applicant. SAM registration takes 
approximately 3-5 business days, but FTA recommends allowing ample 
time, up to several weeks, for completion of all steps. For additional 
information on obtaining a unique entity identifier, please visit 
www.sam.gov.

4. Submission Dates and Times

    Project proposals must be submitted electronically through 
GRANTS.GOV by 11:59 p.m. Eastern time on August 24, 2020. Mail and fax 
submissions will not be accepted. Proposals submitted after

[[Page 31596]]

the deadline will not be considered under any circumstance. 
Applications are time and date stamped by GRANTS.GOV upon successful 
submission.

5. Funding Restrictions

    Funds must be used only for the specific purposes requested in the 
application. Funds under this NOFO cannot be used to reimburse projects 
for otherwise eligible expenses incurred prior to an FTA award under 
this program. At the time the project selections are announced, FTA 
will extend pre-award authority for the selected projects. There is no 
blanket pre-award authority for these projects before announcement. FTA 
does not provide pre-award authority for competitive funds until 
projects are selected and even then, there are Federal requirements 
that must be met before costs are incurred. For more information about 
FTA's policy on pre-award authority, please see the FY 2019 
Apportionment Notice published on July 3, 2019. https://www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14248.pdf.

E. Application Review Information

1. Selection Criteria

    FTA will use the following primary selection criteria when 
evaluating competing capital and operating assistance projects eligible 
under this program. Applications will be evaluated based on the quality 
and extent to which the following evaluation criteria are addressed. 
Consistent with the Department's R.O.U.T.E.S. Initiative (https://www.transportation.gov/rural), the Department recognizes that rural 
transportation networks face unique challenges. To the extent that 
those challenges are reflected in the merit criteria listed in the 
section above, the Department will consider how the activities proposed 
in the application will address those challenges, regardless of the 
geographic location of those activities.
(i.) Planning and Local/Regional Prioritization
    Applications will be evaluated based on the degree to which the 
applicant: (1) Describes how the proposed project was developed; (2) 
demonstrates that a sound basis for the project exists; and (3) 
demonstrates that the applicant is ready to implement the project if 
funded. Information may vary depending upon how the planning process 
for the project was conducted and what is being requested. Planning and 
local/regional prioritization should:
    a. Describe the planning document and/or the planning process 
conducted to identify the proposed project;
    b. Provide a detailed project description, including the proposed 
service, vehicle and facility needs, and other pertinent 
characteristics of the proposed or existing service implementation;
    c. Identify existing transportation services in and near the 
proposed service area, and document in detail whether the proposed 
project will provide opportunities to coordinate service with existing 
transit services, including human service agencies, intercity bus 
services, or other public transit providers;
    d. Discuss the level of support by the community and/or tribal 
government for the proposed project;
    e. Describe how the mobility and client-access needs of tribal 
human services agencies were considered in the planning process;
    f. Describe what opportunities for public participation were 
provided in the planning process and how the proposed transit service 
or existing service has been coordinated with transportation provided 
for the clients of human services agencies, with intercity bus 
transportation in the area, or with any other rural public transit 
providers;
    g. Describe how the proposed service complements rather than 
duplicates any currently available services;
    h. Describe the implementation schedule for the proposed project, 
including time period, staffing, and procurement; and
    i. Describe any other planning or coordination efforts not 
mentioned above.
(ii.) Project Readiness
    Applications will be evaluated on the degree to which the applicant 
describes readiness to implement the project. The project readiness 
factor involves assessing whether:
    a. The project is a Categorical Exclusion or the required 
environmental work has been initiated or completed, for construction 
projects requiring an Environmental Assessment or Environmental Impact 
Statement under, among others, the National Environmental Policy Act of 
1969, as Amended;
    b. Project implementation plans are complete, including initial 
design of facilities projects;
    c. Project funds can be obligated and the project can be 
implemented quickly, if selected; and
    d. The applicant demonstrates the ability to carry out the proposed 
project successfully.
(iii.) Demonstration of Need
    Applications will be evaluated based on the degree to which the 
applicant identifies the need for transit resources. In addition to 
project-specific criteria, FTA will consider the project's impact on 
service delivery and whether the project represents a one-time or 
periodic need that cannot reasonably be funded from FTA program formula 
allocations or State and/or local resources. FTA will evaluate how the 
proposal demonstrates the transit needs of the Indian tribe as well as 
how the proposed transit improvements or the new service will address 
identified transit needs. Proposals should include information such as 
destinations and services not currently accessible by transit; needs 
for access to jobs or health care; safety enhancements; special needs 
of elders or individuals with disabilities; behavioral health care 
needs of youth; income-based community needs; or other mobility needs. 
If an applicant received a planning grant in previous fiscal years, the 
proposal should indicate the status of the planning study and how the 
proposed project relates to that study.
    Applicants applying for capital expansion or replacement projects 
should also address the following factors in their proposal. If the 
proposal is for capital funding associated with an expansion or 
expanded service, the applicant should describe how current or growing 
demand for the service necessitates the expansion (and therefore, more 
capital) and/or the degree to how the project is addressing a current 
capacity constraint. Capital replacement projects should include 
information about the age, condition, and performance of the asset to 
be replaced by the proposed project and/or how the replacement may be 
necessary to maintain the transit system in a state of good repair.
(iv.) Demonstration of Benefits
    Applications will be evaluated based on the degree to which the 
applicant identifies expected or, in the case of existing service, 
achieved project benefits. FTA is particularly interested in how these 
investments will improve the quality of life for the tribe and 
surrounding communities in which it is located. Applicants should 
describe how the transportation service or capital investment will 
provide greater access to employment opportunities, educational 
centers, healthcare, or other needs that impact the quality of life for

[[Page 31597]]

the community, as described in the program purpose above. Possible 
examples include: Increased or sustained ridership and daily trips; 
improved service; elimination of gaps in service; improved operations 
and coordination; increased reliability; and health care, education, 
and economic benefits to the community. Benefits can be demonstrated by 
identifying the population of tribal members and non-tribal members in 
the proposed project service area and estimating the number of daily 
one-way trips the proposed transit service will provide or the actual 
number of individual riders served. Applicants are encouraged to 
consider qualitative and quantitative benefits to the Indian tribe and 
to the surrounding communities that are meaningful to them.
    Using the information provided under this criterion, FTA will rate 
proposals based on the quality and extent to which they discuss the 
following four factors:
    a. The project's ability to improve transit efficiency or increase 
ridership;
    b. Whether the project will improve or maintain mobility, or 
eliminate gaps in service for the Indian tribe;
    c. Whether the project will improve or maintain access to important 
destinations and services;
    d. Any other qualitative benefits, such as greater access to jobs, 
education, and health care services.
(v.) Financial Commitment and Operating Capacity
    Applications must identify the source of local match (a minimum of 
10 percent is required for all operating and capital projects), and any 
other funding sources used by the Indian tribe to support proposed 
transit services, including human service transportation funding, the 
Federal Highway Administration's Tribal Transportation Program funding, 
or other FTA programs. If requesting that FTA waive the local match 
based on financial hardship, the applicant must submit budgets and 
sources of other revenue to demonstrate hardship. FTA will review this 
information and notify a tribe at the time of award if the waiver is 
approved. If applicable, the applicant also should describe how prior 
year Tribal Transit Program funds were spent to date to support the 
service. Additionally, Indian tribes applying to operate new services 
should provide a sustainable funding plan that demonstrates how it 
intends to maintain operations.
    In evaluating proposals, FTA will consider any other resources the 
Indian tribe will contribute to the project, including in-kind 
contributions, commitments of support from local businesses, donations 
of land or equipment, and human resources. The proposal should describe 
to what extent the new project or funding for existing service 
leverages other funding. Based upon the information provided, the 
proposals will be rated on the extent to which the proposal 
demonstrates that:
    a. Tribal Transit Program funding does not replace existing 
funding;
    b. The Indian tribe will provide non-financial support to the 
project;
    c. The Indian tribe is able to demonstrate a sustainable funding 
plan; and
    d. Project funds are used in coordination with other services for 
efficient utilization of funds.
(vi.) Evaluation Criteria for Planning Proposals
    For planning grants, the proposal must describe the need for and a 
general scope of the proposed study. Applications will be evaluated 
based on the degree to which the applicant addresses the following:
    a. The tribe's long-term commitment to transit; and
    b. The method used to implement the proposed study and/or further 
tribal transit.

2. Review and Selection Process

    An FTA technical evaluation committee will review proposals under 
the project evaluation criteria. Members of the technical evaluation 
committee and other involved FTA staff reserve the right to screen the 
applications, and seek clarification about any statement in an 
application. After consideration of the findings of the technical 
evaluation committee, the FTA Administrator will determine the final 
selection and amount of funding for each project. Geographic diversity, 
the amount of local share, and the applicant's receipt and management 
of other Federal transit funds may be considered in FTA's award 
decisions.
    After applying the above preferences, the FTA Administrator will 
consider the following key Departmental objectives:
    (A) Supporting economic vitality at the national and regional 
level;
    (B) Utilizing alternative funding sources and innovative financing 
models to attract non-Federal sources of infrastructure investment;
    (C) Accounting for the life-cycle costs of the project to promote 
the state of good repair;
    (D) Using innovative approaches to improve safety and expedite 
project delivery; and
    (E) Holding grant recipients accountable for their performance and 
achieving specific, measurable outcomes identified by grant applicants.
    Prior to making an award, FTA is required to review and consider 
any information about the applicant that is in the Federal Awardee 
Performance and Integrity Information Systems accessible through SAM. 
An applicant may review and comment on any information about itself 
that a Federal awarding agency previously entered.

F. Federal Award Administration Information

1. Federal Award Notice

    FTA will publish a list of the selected projects, including Federal 
dollar amounts and award recipients, on FTA's website. Project 
recipients should contact their FTA Regional Offices and tribal liaison 
for information about setting up grants in FTA's Transit Award 
Management System (TrAMS).

2. Award Administration

    Successful proposals will be awarded through FTA's TrAMS as grant 
agreements. The appropriate FTA Regional Office and tribal liaison will 
manage project agreements.

3. Administrative and National Policy Requirements

    Except as otherwise provided in this NOFO, Tribal Transit Program 
grants are subject to the requirements of 49 U.S.C. 5311(c)(1) as 
described in the latest FTA Circular 9040 for the Formula Grants for 
Rural Areas Program.

4. Reporting

    The post-award reporting requirements include submission of the 
Federal Financial Report (FFR) and Milestone Progress Report in TrAMS, 
and FTA's National Transit Database (NTD) reporting as appropriate (see 
FTA Circular 9040). Reports to TrAMS and NTD are due annually.

G. Federal Awarding Agency Contacts

    For further information concerning this notice, please contact Amy 
Fong, Office of Program Management, (202) 366-0876, email: 
[email protected]. A TDD is available at 1-800-877-8339 (TDD/FIRS).

H. Other Information

    This program is not subject to Executive Order 12372, 
``Intergovernmental Review of Federal Programs.'' FTA will consider 
applications for funding only from eligible recipients for eligible 
projects listed in Section C of this Notice. Due to funding 
limitations, applicants that are selected for funding may receive less 
than the amount requested.

[[Page 31598]]

    Additionally, to assist tribes with understanding requirements 
under the Tribal Transit Program, FTA has conducted Tribal Transit 
Technical Assistance Workshops and will continue those efforts in FY 
2020. FTA has expanded its technical assistance to tribes receiving 
funds under this program. Through the Tribal Transit Technical 
Assistance Assessments Initiative, FTA collaborates with Tribal Transit 
Leaders to review processes and identify areas in need of improvement, 
and then assists to offer solutions to address these needs--all in a 
supportive and mutually beneficial manner that results in technical 
assistance. FTA has completed over fifty assessments to date and 
expects to conduct sixteen assessments in FY 2020. These assessments 
include discussions of compliance areas pursuant to the Master 
Agreement, a site visit, promising practices reviews, and technical 
assistance from FTA and its contractors. These workshops and 
assessments have received excellent feedback from Tribal Transit 
Leaders and provided FTA with invaluable opportunities to learn more 
about Tribal Transit Leaders' perspectives and better honor the 
sovereignty of tribal nations.
    FTA will post information about upcoming workshops to its website 
and will disseminate information about the assessments through its 
regional offices. Contact information for FTA's regional offices can be 
found on FTA's website at www.transit.dot.gov.
    Applicants may also receive technical assistance by contacting 
their FTA regional Tribal Liaison. A list of Tribal Liaisons is 
available on FTA's website at www.transit.dot.gov.

K. Jane Williams,
Acting Administrator.
[FR Doc. 2020-11128 Filed 5-22-20; 8:45 am]
BILLING CODE 4910-57-P


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