Control of Communicable Diseases; Foreign Quarantine: Suspension of Introduction of Persons Into United States From Designated Foreign Countries or Places for Public Health Purposes, 16559-16567 [2020-06238]
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they meet the criteria of the CAA.
Accordingly, this action merely
approves state law as meeting Federal
requirements and does not impose
additional requirements beyond those
imposed by state law. For that reason,
this action:
• Is not a significant regulatory action
subject to review by the Office of
Management and Budget under
Executive Orders 12866 (58 FR 51735,
October 4, 1993) and 13563 (76 FR 3821,
January 21, 2011);
• Is not an Executive Order 13771
regulatory action because this action is
not significant under Executive Order
12866;
• Does not impose an information
collection burden under the provisions
of the Paperwork Reduction Act (44
U.S.C. 3501 et seq.);
• Is certified as not having a
significant economic impact on a
substantial number of small entities
under the Regulatory Flexibility Act (5
U.S.C. 601 et seq.);
• Does not contain any unfunded
mandate or significantly or uniquely
affect small governments, as described
in the Unfunded Mandates Reform Act
of 1995 (Pub. L. 104–4);
• Does not have Federalism
implications as specified in Executive
Order 13132 (64 FR 43255, August 10,
1999);
• Is not an economically significant
regulatory action based on health or
safety risks subject to Executive Order
13045 (62 FR 19885, April 23, 1997);
• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the Clean Air Act;
and
• Does not provide EPA with the
discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
In addition, this rule is not approved
to apply on any Indian reservation land
or in any other area where EPA or an
Indian tribe has demonstrated that a
tribe has jurisdiction. In those areas of
Indian country, the rule does not have
tribal implications and will not impose
substantial direct costs on tribal
governments or preempt tribal law as
specified by Executive Order 13175 (65
FR 67249, November 9, 2000).
The Congressional Review Act, 5
U.S.C. 801 et seq., as added by the Small
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Business Regulatory Enforcement
Fairness Act of 1996, generally provides
that before a rule may take effect, the
agency promulgating the rule must
submit a rule report, which includes a
copy of the rule, to each House of the
Congress and to the Comptroller General
of the United States. EPA will submit a
report containing this action and other
required information to the U.S. Senate,
the U.S. House of Representatives, and
the Comptroller General of the United
States prior to publication of the rule in
the Federal Register. A major rule
cannot take effect until 60 days after it
is published in the Federal Register.
This action is not a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2).
Under section 307(b)(1) of the Clean
Air Act, petitions for judicial review of
this action must be filed in the United
States Court of Appeals for the
appropriate circuit by May 26, 2020.
Filing a petition for reconsideration by
the Administrator of this final rule does
not affect the finality of this action for
the purposes of judicial review nor does
it extend the time within which a
petition for judicial review may be filed,
and shall not postpone the effectiveness
of such rule or action. This action may
not be challenged later in proceedings to
enforce its requirements (See section
307(b)(2)).
Parties with objections to this direct
final rule are encouraged to file a
comment in response to the parallel
notice of proposed rulemaking for this
action published in the proposed rules
section of this issue of the Federal
Register, rather than file an immediate
petition for judicial review of this direct
final rule, so that the EPA can withdraw
this direct final rule and address
comment(s) in the final rulemaking.
List of Subjects in 40 CFR Part 62
Environmental protection,
Administrative practice and procedure,
Air pollution control, Intergovernmental
relations, Reporting and recordkeeping
requirements.
Dated: March 18, 2020.
Dennis Deziel,
Regional Administrator, EPA Region 1.
Part 62 of chapter I, title 40 of the
Code of Federal Regulations is amended
as follows:
PART 62—APPROVAL AND
PROMULGATION OF STATE PLAN
FOR DESIGNATED FACILITIES AND
POLLUTANTS
1. The authority citation for part 62
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
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16559
Subpart UU—Vermont
2. Revise § 62.11485 to read as
follows:
■
§ 62.11485 Identification of Plan—negative
declaration.
On September 10, 2019 the State of
Vermont Department of Environmental
Conservation submitted a letter
certifying no Municipal Solid Waste
Landfills subject to 40 CFR part 60
Subpart Cf operate within the State’s
jurisdiction.
[FR Doc. 2020–06171 Filed 3–23–20; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 71
[Docket No. CDC–2020–0033]
RIN 0920–AA76
Control of Communicable Diseases;
Foreign Quarantine: Suspension of
Introduction of Persons Into United
States From Designated Foreign
Countries or Places for Public Health
Purposes
Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services (HHS).
ACTION: Interim final rule with request
for comments.
AGENCY:
The Centers for Disease
Control and Prevention (CDC) within
the U.S. Department of Health and
Human Services (HHS) issues this
interim final rule with request for
comments to amend its Foreign
Quarantine Regulations. This interim
final rule provides a procedure for CDC
to suspend the introduction of persons
from designated countries or places, if
required, in the interest of public health.
DATES:
Effective date: This interim final rule
is effective on 11:59 p.m. EDT on March
20th, 2020.
Comment date: Written comments are
invited and must be submitted on or
before 30 days from the date of
publication of this interim final rule in
the Federal Register.
Expiration date: Unless extended after
consideration of submitted comments,
this interim final rule will cease to be
in effect on the earlier of (1) one year
from the publication of this interim final
rule, or (2) when the HHS Secretary
determines there is no longer a need for
this interim final rule. The Secretary
will publish a document in the Federal
Register announcing the expiration
date.
SUMMARY:
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You may submit comments,
identified by Docket No. CDC–2020–
0033, by the following method:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
Instructions: All submissions received
must include the agency name and
docket number or Regulatory
Information Number (RIN) for this
rulemaking. All comments received will
be posted without change to https://
regulations.gov, including any personal
information provided. For access to the
docket to read background documents
or comments received, go to https://
www.regulations.gov.
Any comment that is submitted will
be shared with the Department of
Homeland Security and the Department
of State, and will also be made available
to the public. Comments must be
identified by RIN 0920–AA76. Because
of staff and resource limitations, all
comments must be submitted
electronically to www.regulations.gov.
Follow the ‘‘Submit a comment’’
instructions.
Warning: Do not include any
personally identifiable information
(such as name, address, or other contact
information) or confidential business
information that you do not want
publicly disclosed. All comments may
be posted on the internet and can be
retrieved by most internet search
engines. No deletions, modifications, or
redactions will be made to comments
received.
Inspection of Public Comments: All
comments received before the close of
the comment period are available for
viewing by the public, including
personally identifiable or confidential
business information that is included in
a comment.
FOR FURTHER INFORMATION CONTACT: Kyle
McGowan, Office of the Chief of Staff,
Centers for Disease Control and
Prevention, 1600 Clifton Road NE, MS
H21–10, Atlanta, GA 30329. Telephone:
404–498–7000; email: cdcregulations@
cdc.gov.
SUPPLEMENTARY INFORMATION: The IFR is
organized as follows:
ADDRESSES:
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Table of Contents
I. Background
II. Statutory Authority
III. Provisions of New § 71.40
IV. Request for Comment
V. Rationale for Issuance of an Interim Final
Rule With Immediate Effectiveness
VI. Regulatory Impact Analysis
I. Background
The Centers for Disease Control and
Prevention (CDC), a component of the
U.S. Department of Health and Human
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Services (HHS), is amending the
regulations that implement section 362
of the Public Health Service (PHS) Act,
42 U.S.C. 265, as part of its response to
Coronavirus Disease 2019 (COVID–19).
Section 362 provides that if the
Secretary 1 ‘‘determines that by reason
of the existence of any communicable
disease in a foreign country there is
serious danger of the introduction of
such disease into the United States, and
that this danger is so increased by the
introduction of persons or property from
such country that a suspension of the
right to introduce such persons and
property is required in the interest of
the public health,’’ he has the authority,
in accordance with regulations
approved by the President,2 ‘‘to
prohibit, in whole or in part, the
introduction of persons and property
from such countries or places as he shall
designate in order to avert such danger,
and for such period of time as he may
deem necessary for such purpose.’’ PHS
Act 362, 42 U.S.C. 265. Pursuant to a
delegation of the Secretary’s authority,
the CDC Director has promulgated
regulations under section 362 to
suspend the introduction of property
into the United States. Current
regulations, however, only address
suspension of the introduction of
property into the United States and the
procedures to quarantine or isolate
persons. That is, current regulations
permit CDC to quarantine or isolate
persons entering the United States, but
they do not address the suspension of
the introduction of persons into the
United States under section 362.
CDC’s experience with COVID–19 is
that, under some circumstances,
quarantine or isolation is not a viable
solution for protecting the public health
from the introduction of a
communicable disease from another
country. For example, the arrival in U.S.
ports of cruise ships with numerous
passengers requiring quarantine or
isolation has presented complex
1 The statute assigns this authority to the Surgeon
General of the Public Health Service. However,
Reorganization Plan No. 3 of 1966 abolished the
Office of the Surgeon General and transferred all
statutory powers and functions of the Surgeon
General and other officers of the Public Health
Service and of all agencies of or in the Public
Health Service to the Secretary of Health,
Education, and Welfare, now the Secretary of
Health and Human Services, 31 FR 8855, 80 Stat.
1610 (June 25, 1966), see also Public Law 96–88,
509(b), 93 Stat. 695 (codified at 20 U.S.C. 3508(b)).
References in the PHS Act to the Surgeon General
are to be read in light of the transfer of statutory
functions and re-designation. Although the Office of
the Surgeon General was re-established in 1987, the
Secretary of HHS has retained the authorities
previously held by the Surgeon General.
2 Executive Order 13295 assigned the functions of
the President under section 362 to the Secretary of
HHS.
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logistical challenges, consumed
disproportionate agency resources, and
taken CDC personnel away from other
critical parts of the domestic and
international response to COVID–19. To
continue to respond promptly and
effectively to the public health
emergency presented by COVID–19,
CDC needs a more efficient regulatory
mechanism to exercise its section 362
authority and suspend the introduction
of persons who would otherwise pose a
serious danger of introduction of
COVID–19 into the United States.
Even though COVID–19 is present in
certain locations within the United
States, the suspension of the
introduction of persons into the United
States may be required in the interest of
public health to avert the danger of
further introduction of the disease into
the same or other locations in the
United States. For example,
hypothetically, the introduction of
COVID–19 into the United States would
occur if two infected persons
disembarked in a large metropolitan city
in the Midwest from an international
flight. Another vector for further
introduction of COVID–19 into the
United States would be a group of two
infected persons who entered that
Midwestern state by land after crossing
the border from Canada. Suspension of
the introduction of those two persons
into the United States at the land border
would mitigate the serious and
increased danger of further introduction
of COVID–19 in the United States. The
same public health analysis would
apply if two infected persons walked
across the land border from Canada into
a Northeastern State.
Past Experience With Migration and
Communicable Disease
International travel and migration
play a significant role in the global
transmission of infectious biological
agents or their toxic products that pose
risks for vulnerable populations.3
Travelers can serve as unwitting vectors
of disease, and thereby increase the risk
of communicable disease transmission
and of the introduction of
communicable disease into the United
States. The risk increases when travelers
are in congregate settings, such as
3 See, e.g., Institute of Medicine (US) Forum on
Microbial Threats, ‘‘Infectious Disease Movement in
a Borderless World: Workshop Summary,’’ National
Academies Press (US); 2010, available at https://
www.ncbi.nlm.nih.gov/books/NBK45728/
(hereinafter ‘‘Infectious Disease Movement in a
Borderless World’’); Wilson, ME. Travel and the
Emergence of Infectious Diseases. Emerging
Infectious Diseases. 1995;1(2):39–46. doi:10.3201/
eid0102.950201; Tatem, A.J., Rogers, D.J. & Hay, S.
Global Transport Networks and Infectious Disease
Spread. Adv. Parasitology 62, 293–343 (2006).
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carriers (i.e., ships, aircraft, trains, and
road vehicles) or terminals with shared
sitting, sleeping, eating, or recreational
areas, all of which are conducive to
disease transmission.4
The speed and far reach of global
travel were factors in prior outbreaks
that expanded to numerous continents.
Examples include: The H1N1 influenza
pandemic in 2009; severe acute
respiratory syndrome (SARs)
coronavirus in 2003; tuberculosis;
measles; Middle East Respiratory
Syndrome (MERS-CoV) in 2012; and
Ebola Virus Disease in 2014 and 2018.5
All of these high-consequence diseases
posed significant public health risks,
especially given the compressed
timeframes in which the outbreaks
occurred.
For example, the Federal response to
the H1N1 influenza pandemic in 2009
would have benefitted from the
availability of an efficient mechanism
for suspending the introduction of
persons into the United States. The
initial cases of H1N1 occurred in
Mexico, before the first confirmed cases
in the United States. Retrospective
research findings in Mexico indicated
that transmission of the virus in Mexico
involved person-to-person spread with
multiple generations of transmission.6
Like 2009 H1N1, COVID–19 is a
pandemic. But the new coronavirus is
more infectious than 2009 H1N1.7
4 E.g., https://wwwnc.cdc.gov/travel/yellowbook/
2020/travel-by-air-land-sea/cruise-ship-travel
(noting that the ‘‘often crowded, semi-enclosed
environments onboard ships can facilitate the
spread of person-to-person, foodborne, or
waterborne diseases’’); CDC, ‘‘Interim US Guidance
for Risk Assessment and Public Health Management
of Persons with Potential Coronavirus Disease 2019
(COVID–19) Exposures: Geographic Risk and
Contacts of Laboratory-confirmed Cases,’’ Updated
March 7, 2020, available at https://www.cdc.gov/
coronavirus/2019-ncov/php/risk-assessment.html.
5 Infectious Disease Movement in a Borderless
World (noting that ‘‘swine-origin H1N1 has spread
globally, its movement hastened by global air
travel’’ and [i]t is easy to see how travelers could
play a key role in the global epidemiology of
infections that are transmitted from person to
person, such as HIV, SARS, tuberculosis, influenza,
and measles’’) (citing Hufnagel L, Brockmann D,
Geisel T. Forecast and Control of Epidemics in a
Globalized World. Proceedings of the National
Academy of Sciences. 2004;101(42):15124–15129).
6 https://www.cdc.gov/h1n1flu/cdcresponse.htm.
7 See generally, CDC, ‘‘2009 H1N1 Pandemic
Timeline,’’ available at https://www.cdc.gov/flu/
pandemic-resources/2009-pandemic-timeline.html;
Van Kerkhove, Maria D et al. Estimating agespecific cumulative incidence for the 2009
influenza pandemic: A meta-analysis of
A(H1N1)pdm09 serological studies from 19
countries. Influenza and Other Respiratory Viruses
vol. 7,5 (2013): 872–86, available at https://
www.ncbi.nlm.nih.gov/pmc/articles/PMC5781221/;
CDC, Interim Clinical Guidance for Management of
Patients with Confirmed Coronavirus Disease
(COVID–19), available at https://www.cdc.gov/
coronavirus/2019-ncov/hcp/clinical-guidancemanagement-patients.html.
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Indeed, it appears that the virus may at
times be transmitted by persons who are
asymptomatic. As discussed below,
COVID–19 is also more likely to cause
death in high-risk individuals.
In addition, global travel has
increased dramatically since prior
infectious disease outbreaks. By 2018,
international visitations to the U.S.
totaled over 20 million more per year
than in 2009, when the 2009 H1N1
pandemic occurred, and 10 million
more per year than in 2014, when the
Ebola Virus Disease outbreak occurred.8
These differences make the availability
of an efficient mechanism for exercising
the section 362 authority all the more
important to the protection of the public
health going forward.
The Current Outbreak of COVID–19
COVID–19 is a communicable disease
caused by a novel (new) coronavirus,
SARS–CoV–2, that was first identified
as the cause of an outbreak of
respiratory illness that began in Wuhan,
Hubei Province, People’s Republic of
China (‘‘PRC’’). The virus is thought to
be transmitted primarily by person-toperson contact through respiratory
droplets produced when an infected
person coughs or sneezes. It may also be
transmitted through contact with
surfaces or objects. While much is still
unknown about the transmission of
COVID–19, asymptomatic transmission
may also occur.
Manifestations of severe disease have
included severe pneumonia, acute
respiratory distress syndrome (ARDS),
septic shock, and multi-organ failure.
According to the World Health
Organization (WHO), as of March 17,
2020, approximately 4.1% of reported
COVID–19 cases have resulted in death
globally. This mortality rate is higher
among seniors or those with
compromised immune systems. Older
adults and people who have severe
chronic medical conditions like
hypertension, heart, lung, or kidney
disease are also at higher risk for more
serious COVID–19 illness. Early data
suggest older people are twice as likely
to have serious COVID–19 illness.
As of March 17, 2020, there were over
179,100 cases of COVID–19 globally in
over 150 locations (including countries),
resulting in over 7,425 deaths; more
than 4,225 cases have been identified in
the United States, with new cases being
reported daily and with at least 75
deaths due to the disease. Continued
introduction into the United States of
persons from foreign countries where
COVID–19 exists presents a danger of
8 https://travel.trade.gov/outreachpages/
download_data_table/Fast_Facts_2018.pdf.
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disease transmission in congregate
settings such as carriers or terminals,
which may, in turn, result in a danger
of disease transmission in contiguous
areas.9
Unfortunately, at this time, there is no
vaccine that can prevent infection with
COVID–19, nor are there therapeutics
for those who become infected.
Treatment is currently limited to
supportive (or palliative) care to manage
symptoms while the body fights off the
disease. Hospitalization may be required
in severe cases and mechanical
respiratory support may be needed in
the most severe cases. The ease of
COVID–19 transmission presents a risk
of a surge in hospitalizations for
COVID–19, which would limit hospital
capacity available to treat other serious
conditions.
Testing is available to confirm
suspected cases of COVID–19 infection.
Testing generally requires specimens
collected from the nose, throat, or lungs;
such specimens can only be analyzed in
a laboratory setting. However,
commercial test results are typically
available within three to four days.
Currently, the time required to obtain
test results—coupled with the
incubation period of the disease—makes
it impracticable to confirm whether
each person moving into the United
States is infected with COVID–19 at the
time of the movement. Widespread,
compulsory Federal quarantines or
isolations of such persons pending test
results are impracticable due to the
numbers of persons involved, logistical
challenges, and CDC resource and
personnel constraints.
On January 30, 2020, the Director
General of WHO declared that the
outbreak of COVID–19 is a Public
Health Emergency of International
Concern under the International Health
Regulations.10 The following day, the
Secretary of HHS declared COVID–19 a
public health emergency under the PHS
Act.11 On March 11, 2020, the WHO
declared COVID–19 a pandemic. On
March 13, 2020, the President issued a
9 See supra n.4; see also CDC, Travelers from
Countries with Widespread Sustained (Ongoing)
Transmission Arriving in the United States,
available at https://www.cdc.gov/coronavirus/2019ncov/travelers/after-travel-precautions.html.
10 Statement on the second meeting of the
International Health Regulations (2005) Emergency
Committee regarding the outbreak of novel
coronavirus (2019–nCoV) (January 30, 2020),
available at https://www.who.int/news-room/detail/
30-01-2020-statement-on-the-second-meeting-ofthe-international-health-regulations-(2005)emergency-committee-regarding-the-outbreak-ofnovel-coronavirus-(2019-ncov).
11 HHS, ‘‘Determination that a Public Health
Emergency Exists,’’ available at https://
www.phe.gov/emergency/news/healthactions/phe/
Pages/2019-nCoV.aspx.
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Proclamation on Declaring a National
Emergency Concerning the Novel
Coronavirus Disease (COVID–19)
Outbreak.12 As of March 16, 2020, all 50
states and several local and territorial
jurisdictions declared states of
emergency.
Global efforts to slow disease
transmission have included sweeping
measures to limit travel and exposure to
COVID–19. A number of countries, such
as Russia, Australia, the Philippines,
Japan, and Israel, have imposed
stringent restrictions on travelers who
have recently been to the PRC. On
March 17, 2020, the European Union
approved a plan to ban all nonessential
travel into its bloc for a minimum of 30
days. Many countries are asking persons
to self-quarantine for 14 days (a period
estimated to encompass the incubation
period for the disease) following return
from foreign countries or places with
sustained community transmission.
The President has exercised his
authority in section 212(f) of the
Immigration and Nationality Act
(‘‘INA’’), 8 U.S.C. 1182(f), to suspend
entry into the United States of certain
foreign nationals who have recently
visited PRC (excluding the Special
Administrative Regions of Hong Kong
and Macau), the Islamic Republic of
Iran, the Schengen Area (comprised of
26 countries in Europe), the United
Kingdom (excluding overseas territories
outside of Europe), and the Republic of
Ireland, within 14 days preceding their
entry or attempted entry into the United
States due to concerns of person-toperson transmission of COVID–19. CDC
has issued Level 3 Travel Health Notices
recommending that travelers avoid all
nonessential travel to PRC (excluding
the Special Administrative Regions of
Hong Kong and Macau), the Islamic
Republic of Iran, the Republic of Korea,
and the Schengen Area. The U.S.
Department of State has issued a Global
Level 3 Health Advisory directing U.S.
citizens to reconsider all travel abroad
due to the global impact of COVID–19
and Level 4 Travel Advisories (Do Not
Travel) for PRC (excluding the Special
Administrative Regions of Hong Kong
and Macau), Iran, and certain regions of
Italy. In addition, CDC has
recommended that travelers,
particularly those with underlying
health conditions, avoid all cruise ship
travel worldwide. The U.S. Department
of State has similarly issued guidance
12 ‘‘Proclamation on Declaring a National
Emergency Concerning the Novel Coronavirus
Disease (COVID–19) Outbreak,’’ March 13, 2020,
available at https://www.whitehouse.gov/
presidential-actions/proclamation-declaringnational-emergency-concerning-novel-coronavirusdisease-covid-19-outbreak/.
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that U.S. citizens should not travel by
cruise ship at this time. On March 16,
2020, the Federal government
announced guidelines recommending
that the public should avoid
discretionary travel; discretionary
shopping trips; social visits; gatherings
in groups of more than 10 people; and
eating or drinking at bars, restaurants,
and food courts. Numerous States and
cities have gone further and shut down
restaurants, bars, nightclubs, and
theaters. On March 18, 2020, the United
States and Canada announced plans to,
by mutual consent, close the U.S.Canadian border to nonessential travel.
The COVID–19 pandemic highlights
why CDC needs an efficient regulatory
mechanism to suspend the introduction
of persons who would otherwise
increase the serious danger of the
introduction of a communicable disease
into the United States. Section 212(f) of
the Immigration and Nationality Act
(‘‘INA’’) applies to the ‘‘entry’’ of aliens,
but section 362 instead provides the
authority to prohibit the ‘‘introduction’’
of persons into the United States.
Despite the unprecedented global efforts
at mitigating or slowing the
transmission of COVID–19, cases of
COVID–19 have rapidly propagated and
multiplied, crossing international
borders with ease. As of March 17, 2020,
CDC reported that 229 of the confirmed
cases of COVID–19 in the United States
with an established source of exposure
were travel-related as opposed to
community transmission, accounting for
almost half of the 474 cases with an
established source of exposure; another
3,752 cases remain under investigation.
As of March 14, 2020, travelers from
Japan have exported at least 20 COVID–
19 cases to eight countries. As of March
14, 2020, travelers from the Islamic
Republic of Iran have exported at least
145 COVID–19 cases to 17 other
countries, as reported by the WHO, and
travelers from the Schengen Area have
exported 624 COVID–19 cases to 70
countries, including to the United
States. In the near future, persons
traveling from other foreign countries
and jurisdictions may compound the
serious danger of further introduction of
COVID–19 into the United States.
To summarize, CDC knows that
COVID–19 infection transmits easily,
spreads quickly through global travel,
and can have a high mortality rate for
some of the most vulnerable members of
society. At this time, there is no vaccine,
therapeutic, or rapid testing for the
disease. CDC needs a robust, efficient
mechanism for exercising its authority
under section 362 and other applicable
authorities to suspend the introduction
of persons into the United States,
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should the public health require it. In
issuing orders pursuant to this interim
final rule, CDC would coordinate with
the Secretary of State in order to ensure
compliance with the international legal
obligations of the United States and to
take due account of U.S. national and
security interests.
Other Public Health Risks
Beyond the current COVID–19
pandemic, the suspension authority is
also critical to CDC because there is
always a risk of another emerging, or reemerging, communicable disease that
may harm the American public. One
such risk is pandemic influenza (as
opposed to seasonal influenza), which
occurs when a novel, or new, influenza
virus strain spreads over a wide
geographic area and affects an
exceptionally high proportion of the
population. In such circumstances, the
strain of virus is new, there is usually
no available vaccine, and humans do
not typically have immunity to the
virus, often resulting in a more severe
illness. The severity and unpredictable
nature of an influenza pandemic
requires public health systems to
prepare constantly for the next
occurrence. Whenever a new strain of
influenza virus appears, or a major
change to a preexisting virus occurs,
individuals may have little or no
immunity, which can lead to a
pandemic when the virus passes easily
from human to human and causes
serious illness or death. The most recent
influenza pandemics include H1N1 in
2009–2010, the 1968–1969 Hong Kong
Flu, the 1957–1958 Asian Flu, and the
1918–1919 Spanish Flu.
It is difficult to predict the impact that
another emerging, or re-emerging,
communicable disease would have on
the U.S. public health system. The 2009
H1N1 pandemic caused between
100,000 and 600,000 deaths
worldwide,13 while the 1918–1919
Spanish Flu was estimated to have
caused over 50 million deaths
worldwide.14 Although advances in
health care quality have greatly
improved since 1918, the dramatic
increases in global mobility in the 21st
century have increased the rate at which
a communicable disease can spread.
Modern pandemics, spread through
international travel, can engulf the
world in three months or less.
Moreover, pandemics can last from 12
13 https://www.cdc.gov/flu/pandemic-resources/
2009-h1n1-pandemic.html.
14 https://www.cdc.gov/flu/pandemic-resources/
1918-pandemic-h1n1.html.
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to 18 months and are not considered
one-time events.
The introduction of another emerging,
or re-emerging, communicable disease
into the United States is always a risk.
The PHS Act section 362 suspension
authority would be critical to any effort
by CDC and its Federal, State, and local
partners to contain or mitigate the risk.
CDC expects to mitigate the risk in the
future by issuing a Final Rule, after
considering comments, to implement a
permanent regulatory structure
regarding the potential suspension of
introduction of persons into the United
States in the event a serious danger of
the introduction of communicable
disease arises in the future.
II. Statutory Authority
The primary legal authority
supporting this rulemaking is section
362 of the PHS Act, which is codified
at 42 U.S.C. 265. Under section 362, the
Secretary 15 has the authority—if he
were to determine that the existence of
a communicable disease in a foreign
country creates a serious danger of the
introduction of such disease into the
United States, and that this danger is
increased by the introduction of persons
or property from such country such that
suspension of introduction is necessary
to protect the public health—to
suspend, in accordance with regulations
approved by the President,16 such
introduction for determined periods of
time.
In addition to section 362, other
sections of the PHS Act are relevant to
this rulemaking, including section 311,
42 U.S.C. 243; section 361, 42 U.S.C.
264; section 365, 42 U.S.C. 268; and
section 367, 42 U.S.C. 270. Section 311
authorizes the Secretary to accept State
and local assistance in the enforcement
of quarantine rules and regulations and
to assist States and their political
subdivisions in the control of
communicable diseases. Section 361
authorizes the Secretary to make and
enforce such regulations that in the
Secretary’s judgment are necessary to
prevent the introduction, transmission,
or spread of communicable diseases
from foreign countries into the United
States. It also permits the
‘‘apprehension, detention, or
conditional release of individuals’’ in
order to prevent the ‘‘introduction,
transmission, or spread’’ of such
communicable diseases as may be
specified from time to time in Executive
Orders of the President upon the
recommendation of the Secretary, in
consultation with the Surgeon General.
15 See
16 See
supra at n.1.
supra at n.2.
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Section 365 provides that it shall be the
duty of designated customs officers and
of Coast Guard officers to aid in the
enforcement of quarantine rules and
regulations.17 Section 367 authorizes
the application of certain sections of the
PHS Act and promulgated regulations
(including penalties and forfeitures for
violations of such sections and
regulations) to air navigation and
aircraft to such extent and upon such
conditions as deemed necessary for
safeguarding public health.18
III. Provisions of New § 71.40
This interim final rule will implement
section 362 and other applicable
provisions of the PHS Act to enable the
CDC Director to suspend the
introduction of persons into the United
States consistent with the statute and
applicable law.
Section 71.40(a) sets forth the
statutory requirements for the CDC
Director to suspend the introduction of
persons into the United States. The
provision establishes that the CDC
Director may prohibit the introduction
into the United States of persons from
designated foreign countries (or one or
more political subdivisions and regions
thereof) or places, only for such period
of time that the Director deems
necessary for the public health, by
issuing an order in which the Director
determines that:
(1) By reason of the existence of any
communicable disease in a foreign
country (or one or more political
subdivisions or regions thereof) or
place, there is serious danger of the
introduction of such communicable
disease into the United States, and
(2) This danger is so increased by the
introduction of persons from such
17 The terms ‘‘officer of the customs’’ and
‘‘customs officer’’ are defined by statute to mean,
‘‘any officer of the United States Customs Service
of the Treasury Department (also hereinafter
referred to as the ‘‘Customs Service’’) or any
commissioned, warrant, or petty officer of the Coast
Guard, or any agent or other person, including
foreign law enforcement officers, authorized by law
or designated by the Secretary of the Treasury to
perform any duties of an officer of the Customs
Service.’’ 19 U.S.C. 1401(i). Although this provision
refers to the Secretary of the Treasury, the
Homeland Security Act transferred to the Secretary
of Homeland Security all ‘‘the functions, personnel,
assets, and liabilities of . . . the United States
Customs Service of the Department of the Treasury,
including the functions of the Secretary of the
Treasury relating thereto . . . [,]’’ 6 U.S.C. 203(1),
such that reference to the Secretary of the Treasury
should be read to reference the Secretary of
Homeland Security.
18 HHS quarantine authorities also apply to
vessels. See, e.g., PHS Act 364 (providing for
quarantine stations at anchorages and vessel
quarantine inspections), 366 (providing for bills of
health for vessels, authorizing issuance of
regulations applicable to vessels, and certificate of
a quarantine officer before a vessel can enter any
U.S. port to discharge cargo or land passengers).
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16563
country (or one or more political
subdivisions or regions thereof) or place
that a suspension of the introduction of
such persons into the United States is
required in the interest of the public
health.
Section 71.40(b) sets forth definitions
of several terms used in § 71.40. CDC
defines the ‘‘introduction into the
United States of persons’’ from a foreign
country (or one or more political
subdivisions or regions thereof) or
place’’ as the movement of a person
from a foreign country (or one or more
political subdivisions or regions thereof)
or a place, or series of foreign countries
or places, into the United States so as to
bring the person into contact with
others in the United States, or so as to
cause the contamination of property in
the United States, in a manner that the
Director determines to present a risk of
transmission of the communicable
disease to persons or property, even if
the communicable disease has already
been introduced, transmitted, or is
spreading within the United States.
Section 362 refers to the
‘‘introduction of persons’’ from foreign
countries. CDC defines ‘‘introduction
into the United States of persons’’ from
a foreign country (including one or more
political subdivisions or regions thereof)
or place to clarify that ‘‘introduction’’
can encompass those who have
physically crossed a border of the
United States and are in the process of
moving into the interior in a manner the
Director determines to present a risk of
transmission of a communicable
disease. This additional mechanism to
halt the travel of such persons and
rapidly moving them outside the United
States constitutes preventing their
‘‘introduction’’ into the United States
for purposes of § 71.40.
Similarly, Section 362 refers to the
‘‘introduction of [a communicable
disease] into the United States.’’ CDC
defines ‘‘serious danger of the
introduction of such communicable
disease into the United States’’ to mean
the potential for introduction of vectors
of the communicable disease into the
United States, even if persons or
property in the United States are already
infected or contaminated with the
communicable disease. CDC establishes
this definition to clarify that, even if
persons or property (e.g. animals) in the
United States are already infected or
contaminated with a communicable
disease in some localities, the potential
for introduction of additional vectors
that would introduce, transmit, or
spread the disease in the same or
different localities can present a serious
danger of the introduction of the disease
into the United States. Suspension of
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the introduction of persons into the
United States may be required, in the
interest of public health, to avert the
increased danger that results from
further introduction, transmission, or
spread of the disease within the United
States.
Finally, for purposes of this section,
CDC defines the term ‘‘place’’ to include
any location specified by the Director,
including any carrier, whatever the
carrier’s nationality. CDC does this in
order to remove all doubt that when this
interim final rule refers to ‘‘place,’’ it
refers not just to territory within or
outside of a country, but also to carriers,
as that term is defined in 42 CFR 71.1,
whatever the carrier’s nationality.
CDC will establish the requirement to
suspend the introduction of persons
into the United States from certain
designated places for certain periods of
time by means of an order executed by
the CDC Director. In § 71.40(c), CDC
describes the required contents of such
order. In any § 71.40 order, the CDC
Director must designate:
• The foreign countries (or one or
more designated political subdivisions
or regions thereof) or places from which
the introduction of persons is being
suspended.
• The period of time or circumstances
under which the introduction of any
persons or class of persons into the
United States is being suspended.
• The conditions under which that
prohibition on introduction should be
effective in whole or in part, including
any relevant exceptions that the CDC
Director determines are appropriate.
CDC might at times rely on (1) State
and local authorities who agree to help
implement orders issued pursuant to
§ 71.40, or (2) other Federal agencies to
implement and execute the orders
issued under this section. Accordingly,
in § 71.40(d), CDC establishes that,
before issuing any § 71.40 order, CDC
may coordinate with the appropriate
State and local authorities or other
Federal agency (or agencies). If the order
will be implemented in whole or in part
by State and local authorities under 42
U.S.C. 243(a), the Director’s order may
explain the procedures and standards by
which those State or local authorities
are expected to aid in the order’s
enforcement. Similarly, if the order will
be implemented in whole or in part by
designated customs officers (including
officers of the Department of Homeland
Security with U.S. Customs and Border
Protection who exercise the authorities
of customs officers) or the United States
Coast Guard under 42 U.S.C. 268(b), or
another Federal department or agency,
the CDC Director, in coordination with
the Secretary of Homeland Security or
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the head of the other applicable
department or agency, shall explain in
the order the procedures and standards
by which any authorities or officers or
agents are expected to aid in the
enforcement of the order, to the extent
that they are permitted to do so under
their existing legal authorities.
Section 71.40(e) provides that this
section does not apply to members of
the armed forces of the United States
and associated personnel for whom the
Secretary of Defense provides assurance
to the Director that the Secretary of
Defense, through measures such as
quarantine, isolation, or other measures
maintaining control over such
individuals, is preventing the risk of
transmission of a communicable disease
to persons or property in the United
States. CDC includes this exception
because the Secretary of Defense has
authority and means to prevent the
introduction of a communicable disease
into the United States from his
personnel returning from foreign
countries. Therefore, this interim final
rule need not apply to Department of
Defense personnel.
Although section 362 applies to
‘‘persons,’’ this interim final rule will
not apply to U.S. citizens or lawful
permanent residents. Congress provided
CDC with the authority to prohibit the
introduction of persons who would
increase a serious danger of introducing
into the United States a communicable
disease, when required in the interest of
the public health. CDC believes that, at
present, quarantine, isolation, and
conditional release, in combination with
other authorities, while not perfect
solutions, can mitigate any transmission
or spread of COVID–19 caused by the
introduction of U.S. citizens or lawful
permanent residents into the United
States. Section 71.40(f) therefore
explains that this interim final rule shall
not apply to U.S. citizens and lawful
permanent residents. Determining the
appropriate protections for U.S. citizens
and lawful permanent aliens requires a
complex balancing of numerous
interests and would benefit from
additional consideration and public
comment. HHS does not want such
concerns to delay the issuance of this
interim final rule, which would enable
the CDC Director to issue orders that
would have the effect of slowing the
introduction, transmission, and spread
of COVID–19 in the United States.
V. Rationale for Issuance of an Interim
Final Rule With Immediate
Effectiveness
Agency rulemaking is governed by
section 553 of the Administrative
Procedure Act (APA) (5 U.S.C. 553).
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Section 553(b) requires that, unless the
rule falls within one of the enumerated
exemptions, HHS must publish a notice
of proposed rulemaking in the Federal
Register that provides interested
persons an opportunity to submit
written data, views, or arguments, prior
to finalization of regulatory
requirements. Section 553(b)(3)(B) of the
APA authorizes a department or agency
to dispense with the prior notice and
opportunity for public comment
requirement when the agency, for ‘‘good
cause,’’ finds that notice and public
comment thereon are impracticable,
unnecessary, or contrary to the public
interest. In addition, because this
interim final rule represents a critical
part of the dialogue between the United
States and the Governments of Mexico
and Canada in preventing the spread of
COVID–19 along our shared borders, it
involves a ‘‘foreign affairs function of
the United States.’’ 5 U.S.C. 553(a)(1).
As noted above, the United States and
numerous other countries have taken
unprecedented measures to try to
contain or slow the transmission or
spread of COVID–19. Such public health
actions, especially the actions by the
President and the Secretary, have
slowed the introduction and
transmission of the disease into the
United States, which has benefitted the
public health, preserved limited public
and private resources, and given the
U.S. public health system additional
time to implement further measures to
protect and support the public.
Nevertheless, these measures have not
completely stopped global travelers, and
other persons crossing from one country
into another country, from spreading
COVID–19 across national boundaries
and around the globe. The introduction
of persons from foreign countries with
COVID–19 outbreaks is continuing to
cause the introduction of COVID–19
into disparate locations within the
United States. The suspension authority
is therefore critical to slowing the
introduction of COVID–19 into such
disparate locations within the United
States. The United States is in a phase
where suspending the introduction of
persons from certain countries or places
may be required in the interest of the
public health, because it could still
materially reduce the transmission and
spread of COVID–19 in the United
States. Because persons can have
COVID–19 and be asymptomatic at the
time of introduction into the United
States, and because the completion of
testing for COVID–19 may take three to
four days, it is impracticable to confirm
who is infected with COVID–19 and
who is not infected with COVID–19 as
persons move into the United States.
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Similarly, Federal quarantines or
isolations of all such persons pending
test results would be impracticable due
to the numbers of persons involved,
logistical challenges, and CDC resource
and personnel constraints.
In addition, whereas section 212(f) of
the INA applies to the ‘‘entry’’ of aliens,
section 362 applies to the
‘‘introduction’’ of persons into the
United States. Therefore, although
212(f) has been effective in slowing the
transmission or spread of COVID–19 in
the United States, section 362 provides
CDC with a mechanism tied specifically
to persons who increase the danger of
introducing COVID–19 into the United
States.
Given the national emergency caused
by COVID–19, it would be impracticable
and contrary to the public health—and,
by extension, the public interest—to
delay these implementing regulations
until a full public notice-and-comment
process is completed.
Pursuant to 5 U.S.C. 553(b)(3)(B), and
for the reasons stated above, HHS
therefore concludes that there is good
cause to dispense with prior public
notice and the opportunity to comment
on this rule before finalizing this rule.
For the same reasons, HHS has
determined, consistent with section
553(d) of the APA, that there is good
cause to make this interim final rule
effective immediately upon filing at the
Office of the Federal Register.
IV. Request for Comment
HHS requests comment on all aspects
of this interim final rule, including its
likely costs and benefits and the impacts
that it is likely to have on the public
health, as compared to the current
requirements under 42 CFR part 71.
VI. Regulatory Impact Analysis
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Executive Orders 12866 and 13563 and
Regulatory Flexibility Act
Executive Orders 12866 and 13563
direct agencies to assess all costs and
benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, and public health and
safety effects; distributive impacts; and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits,
reducing costs, harmonizing rules, and
promoting flexibility. Section 3(f) of
Executive Order 12866 defines a
‘‘significant regulatory action’’ as an
action that is likely to result in a
regulation (1) having an annual effect on
the economy of $100 million or more in
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any one year, or adversely and
materially affecting a sector of the
economy, productivity, competition,
jobs, the environment, public health or
safety, or State, local, or tribal
governments or communities (also
referred to as ‘‘economically
significant’’); (2) creating a serious
inconsistency or otherwise interfering
with an action taken or planned by
another agency; (3) materially altering
the budgetary impacts of entitlement
grants, user fees, or loan programs or the
rights and obligations of recipients
thereof; or (4) raising novel legal or
policy issues arising out of legal
mandates, the President’s priorities, or
the principles set forth in the Executive
Order. This interim final rule is
economically significant for the
purposes of Executive Orders 12866 and
13563. CDC, however, is proceeding
under the emergency provision at
Executive Order 12866 Section
6(a)(3)(D) based on the need to move
expeditiously during the current public
health emergency to limit the number of
new cases of COVID–19.
The Regulatory Flexibility Act (RFA)
generally requires that when an agency
issues a proposed rule, or a final rule
pursuant to section 553(b) of the APA or
another law, the agency must prepare a
regulatory flexibility analysis that meets
the requirements of the RFA and
publish such analysis in the Federal
Register. 5 U.S.C. 603, 604. Specifically,
the RFA normally requires agencies to
describe the impact of a rulemaking on
small entities by providing a regulatory
impact analysis. Such analysis must
address the consideration of regulatory
options that would lessen the economic
effect of the rule on small entities. The
RFA defines a ‘‘small entity’’ as (1) a
proprietary firm meeting the size
standards of the Small Business
Administration (SBA); (2) a nonprofit
organization that is not dominant in its
field; or (3) a small government
jurisdiction with a population of less
than 50,000. 5 U.S.C. 601(3)–(6). Except
for such small government jurisdictions,
neither State nor local governments are
‘‘small entities.’’ Similarly, for purposes
of the RFA, individual persons are not
small entities. The requirement to
conduct a regulatory impact analysis
does not apply if the head of the agency
‘‘certifies that the rule will not, if
promulgated, have a significant
economic impact on a substantial
number of small entities.’’ 5 U.S.C.
605(b). The agency must, however,
publish the certification in the Federal
Register at the time of publication of the
rule, ‘‘along with a statement providing
the factual basis for such certification.’’
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16565
Id. If the agency head has not waived
the requirements for a regulatory
flexibility analysis in accordance with
the RFA’s waiver provision, and no
other RFA exception applies, the agency
must prepare the regulatory flexibility
analysis and publish it in the Federal
Register at the time of promulgation or,
if the rule is promulgated in response to
an emergency that makes timely
compliance impracticable, within 180
days of publication of the final rule. 5
U.S.C. 604(a), 608(b).19
This interim final rule establishes a
regulatory mechanism for the exercise of
the PHS Act section 362 suspension
authority, which directly applies against
persons and not State, local, or tribal
governments, or the private sector.
Accordingly, HHS and CDC believe that
this interim final rule would likely
impact only persons, and that it would,
therefore, not have a significant
economic impact on a substantial
number of small entities. In addition, for
the reasons set forth in this document
pertaining to the COVID–19 outbreak,
the Secretary finds that this interim
final rule is being promulgated in
response to an emergency that makes
timely compliance with the provisions
of section 604 impracticable. CDC will
assess the potential impacts—including
economic effects—of this action on all
small entities. Based on that assessment,
the Secretary will either certify that the
rule will not have a significant
economic impact on a substantial
number of small entities or publish a
final regulatory flexibility analysis.
Unfunded Mandates Reform Act
Section 202 of the Unfunded
Mandates Reform Act of 1995
(Unfunded Mandates Act) (2 U.S.C.
1532) requires that covered agencies
prepare a budgetary impact statement
before promulgating a rule that includes
any Federal mandate that may result in
the expenditure by State, local, and
tribal governments, in the aggregate, or
by the private sector, of $100 million in
1995 dollars, updated annually for
inflation. Currently, that threshold is
approximately $154 million. If a
19 An agency head may delay the completion of
the regulatory impact analysis requirements for a
period of not more than 180 days after the date of
publication in the Federal Register of a final rule
by publishing in the Federal Register, not later than
such date of publication, a written finding, with
reasons therefor, that the final rule is being
promulgated in response to an emergency that
makes timely compliance with such requirements
impracticable. If the agency has not prepared a final
regulatory analysis within 180 days from the date
of publication of the final rule, the RFA provides
that the rule shall lapse and have no effect and shall
not be re-promulgated until a final regulatory
flexibility analysis has been completed by the
agency. 5 U.S.C. 608(b).
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budgetary impact statement is required,
section 205 of the Unfunded Mandates
Act also requires covered agencies to
identify and consider a reasonable
number of regulatory alternatives before
promulgating a rule. HHS has
determined that this interim final rule is
not expected to result in expenditures
by State, local, and tribal governments,
or by the private sector, of $154 million
or more in any one year because it only
establishes a regulatory mechanism for
the exercise of the PHS Act section 362
suspension authority, which applies
against persons and not State, local, or
tribal governments, or the private sector.
Accordingly, HHS has not prepared a
budgetary impact statement or
specifically addressed the regulatory
alternatives considered.
National Environmental Policy Act
(NEPA)
HHS has determined that the
amendments to 42 CFR part 71 will not
have a significant impact on the human
environment.
Executive Order 12988: Civil Justice
Reform
HHS has reviewed this rule under
Executive Order 12988 on Civil Justice
Reform and has determined that this
interim final rule meets the standard in
the Executive Order.
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Executive Order 13132: Federalism
This interim final rule has been
reviewed under Executive Order 13132,
Federalism. Under 42 U.S.C. 264(e),
Federal public health regulations do not
preempt State or local public health
regulations, except in the event of a
conflict with the exercise of Federal
authority. Other than to restate this
statutory provision, this rulemaking
does not alter the relationship between
the Federal government and State/local
governments as set forth in 42 U.S.C.
264. The longstanding provision on
preemption in the event of a conflict
with Federal authority (42 CFR 70.2) is
left unchanged by this rulemaking.
Furthermore, there are no provisions in
this regulation that impose direct
compliance costs on State and local
governments. Therefore, HHS believes
that the interim final rule does not
warrant additional analysis under
Executive Order 13132.
Plain Language Act of 2010
Under the Plain Language Act of 2010
(Pub. L. 111–274, October 13, 2010),
executive Departments and Agencies are
required to use plain language in
documents that explain to the public
how to comply with a requirement the
Federal Government administers or
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enforces. HHS/CDC has attempted to
use plain language in promulgating this
interim final rule, consistent with the
Federal Plain Writing Act guidelines.
Congressional Review Act
The Congressional Review Act defines
a ‘‘major rule’’ as ‘‘any rule that the
Administrator of the Office of
Information and Regulatory Affairs
(OIRA) of the Office of Management and
Budget finds has resulted in or is likely
to result in—(A) an annual effect on the
economy of $100,000,000 or more; (B) a
major increase in costs or prices for
consumers, individual industries,
Federal, State, or local government
agencies, or geographic regions; or (C)
significant adverse effects on
competition, employment, investment,
productivity, innovation, or on the
ability of United States-based
enterprises to compete with foreignbased enterprises in domestic and
export markets.’’ 5 U.S.C. 804(2). This
Office of Information and Regulatory
Affairs has determined that this interim
final rule is a major rule for purposes of
the Congressional Review Act. As this
rule is promulgated under the ‘‘good
cause’’ exemption of the Administrative
Procedure Act, there is not a delay in its
effective date under the Congressional
Review Act.
Assessment of Federal Regulation and
Policies on Families
Section 654 of the Treasury and
General Government Appropriations
Act of 1999 requires Federal
departments and agencies to determine
whether a proposed policy or regulation
could affect family well-being. If the
determination is affirmative, then the
Department or agency must prepare an
impact assessment to address criteria
specified in the law. HHS has
determined that this interim final rule
will not have an impact on family wellbeing, as defined in the Act.
Paperwork Reduction Act of 1995
In accordance with the Paperwork
Reduction Act of 1995 (44 U.S.C. Ch.
3506; 5 CFR 1320 Appendix A.1), HHS
has reviewed this interim final rule and
has determined that there are no new
collections of information contained
therein.
List of Subjects in 42 CFR Part 71
Apprehension, Communicable
diseases, Conditional release, CDC, Ill
person, Isolation, Non-invasive, Public
health emergency, Public health
prevention measures, Qualifying stage,
Quarantine, Quarantinable
communicable disease.
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For the reasons set forth in the
preamble, the Department of Health and
Human Services, on behalf of the
Centers for Disease Control and
Prevention, amends 42 CFR part 71 as
follows:
PART 71—FOREIGN QUARANTINE
1. The authority citation for part 71
continues to read as follows:
■
Authority: Secs. 215 and 311 of the Public
Health Service (PHS) Act, as amended (42
U.S.C. 216, 243); secs. 361–369, PHS Act, as
amended (42 U.S.C. 264–272).
2. Add § 71.40 to Subpart D of part 71
to read as follows:
■
§ 71.40 Prohibiting the introduction of
persons from designated foreign countries
and places into the United States.
(a) The Director may prohibit the
introduction into the United States of
persons from designated foreign
countries (or one or more political
subdivisions and regions thereof) or
places, only for such period of time that
the Director deems necessary for the
public health, by issuing an order in
which the Director determines that:
(1) By reason of the existence of any
communicable disease in a foreign
country (or one or more political
subdivisions or regions thereof) or place
there is serious danger of the
introduction of such communicable
disease into the United States; and
(2) This danger is so increased by the
introduction of persons from such
country (or one or more political
subdivisions or regions thereof) or place
that a suspension of the introduction of
such persons into the United States is
required in the interest of the public
health.
(b) For purposes of this section:
(1) Introduction into the United States
of persons from a foreign country (or
one or more political subdivisions or
regions thereof) or place means the
movement of a person from a foreign
country (or one or more political
subdivisions or regions thereof) or
place, or series of foreign countries or
places, into the United States so as to
bring the person into contact with
persons in the United States, or so as to
cause the contamination of property in
the United States, in a manner that the
Director determines to present a risk of
transmission of a communicable disease
to persons or property, even if the
communicable disease has already been
introduced, transmitted, or is spreading
within the United States;
(2) Serious danger of the introduction
of such communicable disease into the
United States means the potential for
introduction of vectors of the
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communicable disease into the United
States, even if persons or property in the
United States are already infected or
contaminated with the communicable
disease; and
(3) The term ‘‘Place’’ includes any
location specified by the Director,
including any carrier, as that term is
defined in 42 CFR 71.1, whatever the
carrier’s nationality.
(c) In any order issued under this
section, the Director shall designate the
foreign countries (or one or more
political subdivisions or regions thereof)
or places; the period of time or
circumstances under which the
introduction of any persons or class of
persons into the United States shall be
suspended; and the conditions under
which that prohibition on introduction,
in whole or in part, shall be effective,
including any relevant exceptions that
the Director determines are appropriate.
(d) Before issuing any order under
this section, the Director may coordinate
with State and local authorities and
other Federal departments or agencies
as he deems appropriate in his
discretion.
(1) If the order will be implemented
in whole or in part by State and local
authorities who have agreed to do so
under 42 U.S.C. 243(a), then the
Director may explain in the order the
procedures and standards by which
those authorities are expected to aid in
the enforcement of the order.
(2) If the order will be implemented
in whole or in part by designated
customs officers (including officers of
the Department of Homeland Security
with U.S. Customs and Border
Protection, who exercise the authorities
of customs officers) or Coast Guard
officers under 42 U.S.C. 268(b), or
another Federal department or agency,
then the Director shall, in coordination
with the Secretary of Homeland
Security or other applicable Federal
department or agency head, explain in
the order the procedures and standards
by which any authorities or officers or
agents are expected to aid in the
enforcement of the order, to the extent
that they are permitted to do so under
their existing legal authorities.
(e) This section does not apply to
members of the armed forces of the
United States and associated personnel
for whom the Secretary of Defense
provides assurance to the Director that
the Secretary of Defense, through
measures such as quarantine, isolation,
or other measures maintaining control
over such individuals, is preventing the
risk of transmission of a communicable
disease into the United States.
VerDate Sep<11>2014
15:59 Mar 23, 2020
Jkt 250001
(f) This section shall not apply to U.S.
citizens and lawful permanent
residents.
Alex M. Azar II,
Secretary, Department of Health and Human
Services.
[FR Doc. 2020–06238 Filed 3–20–20; 4:15 pm]
BILLING CODE 4163–18–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
42 CFR Part 71
Order Suspending Introduction of
Persons From a Country Where a
Communicable Disease Exists
Centers for Disease Control and
Prevention (CDC), Department of Health
and Human Services (HHS).
ACTION: Notification of order.
AGENCY:
This document is to inform
the public that the Director of the
Centers for Disease Control and
Prevention, an agency of the Department
of Health and Human Services, has
issued an Order suspending the
introduction of persons into the United
States.
DATES: Effective date: The Order
referenced in this document is effective
on 11:59 p.m. EDT on March 20th, 2020.
FOR FURTHER INFORMATION CONTACT: Kyle
McGowan, Office of the Chief of Staff,
Centers for Disease Control and
Prevention, 1600 Clifton Road NE, MS
H21–10, Atlanta, GA 30329. Telephone:
404–498–7000; email: cdcregulations@
cdc.gov.
SUMMARY:
The CDC
Director (Director) has issued an Order
pursuant to section 362 of the Public
Health Service Act, 42 U.S.C. 265. The
Order suspends the introduction of
certain persons into the United States
because the Director has determined
that the existence of Coronavirus
Disease 2019 (COVID–19) in certain
foreign countries creates a serious
danger of the introduction of the disease
into the United States, and the danger
is so increased by the introduction of
persons from the foreign countries that
a temporary suspension of the
introduction of such persons is
necessary to protect the public health.
The Order is posted on the website for
the Centers for Disease Control and
Prevention. It will be submitted to the
Federal Register for publication.
The Order does not apply to U.S.
citizens, lawful permanent residents,
persons from foreign countries who
hold valid travel documents, or persons
from foreign countries in the visa waiver
SUPPLEMENTARY INFORMATION:
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16567
program who are not subject to travel
restrictions.
The U.S. Department of Homeland
Security (DHS) is implementing the
Order. The Order also does not apply
where a designated customs officer of
DHS determines, based on the totality of
the circumstances, including
consideration of significant law
enforcement, officer and public safety,
humanitarian, and public health
interests, that the Order should not be
applied to a specific person otherwise
subject to the order.
Finally, the Order does not apply to
members of the armed forces of the
United States and associated personnel
for whom the Secretary of Defense
provides assurance to the Director that
the Secretary of Defense, through
measures such as quarantine, isolation,
or other measures for maintaining
control over such individuals, is
preventing the risk of transmission of
COVID–19 to others in the United
States.
Dated: March 20, 2020.
Alex M. Azar II,
Secretary, Department of Health and Human
Services.
[FR Doc. 2020–06241 Filed 3–20–20; 4:15 pm]
BILLING CODE P
FEDERAL COMMUNICATIONS
COMMISSION
47 CFR Parts 25, 73, and 76
[MB Docket Nos. 17–317, 17–105; FCC 19–
69; FRS 16539]
Carriage Election Notification
Procedures
Federal Communications
Commission.
ACTION: Final rule; announcement of
compliance date.
AGENCY:
In this document, the
Commission announces that the Office
of Management and Budget (OMB) has
approved the information collections
associated with the carriage election
procedures adopted in the
Commission’s 2019 CEN Order, FCC 19–
69, and that compliance with the
modified rules is now required. This
document is consistent with the 2019
CEN Order, FCC 19–69, which states
that the Commission will publish a
document in the Federal Register
announcing a compliance date for the
modified rule sections and revise the
rule accordingly.
DATES: Compliance date: Compliance
with 47 CFR 25.701, 73.3526, 73.3527,
76.64, and 76.66(d), published at 84 FR
SUMMARY:
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Agencies
[Federal Register Volume 85, Number 57 (Tuesday, March 24, 2020)]
[Rules and Regulations]
[Pages 16559-16567]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-06238]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
42 CFR Part 71
[Docket No. CDC-2020-0033]
RIN 0920-AA76
Control of Communicable Diseases; Foreign Quarantine: Suspension
of Introduction of Persons Into United States From Designated Foreign
Countries or Places for Public Health Purposes
AGENCY: Centers for Disease Control and Prevention (CDC), Department of
Health and Human Services (HHS).
ACTION: Interim final rule with request for comments.
-----------------------------------------------------------------------
SUMMARY: The Centers for Disease Control and Prevention (CDC) within
the U.S. Department of Health and Human Services (HHS) issues this
interim final rule with request for comments to amend its Foreign
Quarantine Regulations. This interim final rule provides a procedure
for CDC to suspend the introduction of persons from designated
countries or places, if required, in the interest of public health.
DATES:
Effective date: This interim final rule is effective on 11:59 p.m.
EDT on March 20th, 2020.
Comment date: Written comments are invited and must be submitted on
or before 30 days from the date of publication of this interim final
rule in the Federal Register.
Expiration date: Unless extended after consideration of submitted
comments, this interim final rule will cease to be in effect on the
earlier of (1) one year from the publication of this interim final
rule, or (2) when the HHS Secretary determines there is no longer a
need for this interim final rule. The Secretary will publish a document
in the Federal Register announcing the expiration date.
[[Page 16560]]
ADDRESSES: You may submit comments, identified by Docket No. CDC-2020-
0033, by the following method:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
Instructions: All submissions received must include the agency name
and docket number or Regulatory Information Number (RIN) for this
rulemaking. All comments received will be posted without change to
https://regulations.gov, including any personal information provided.
For access to the docket to read background documents or comments
received, go to https://www.regulations.gov.
Any comment that is submitted will be shared with the Department of
Homeland Security and the Department of State, and will also be made
available to the public. Comments must be identified by RIN 0920-AA76.
Because of staff and resource limitations, all comments must be
submitted electronically to www.regulations.gov. Follow the ``Submit a
comment'' instructions.
Warning: Do not include any personally identifiable information
(such as name, address, or other contact information) or confidential
business information that you do not want publicly disclosed. All
comments may be posted on the internet and can be retrieved by most
internet search engines. No deletions, modifications, or redactions
will be made to comments received.
Inspection of Public Comments: All comments received before the
close of the comment period are available for viewing by the public,
including personally identifiable or confidential business information
that is included in a comment.
FOR FURTHER INFORMATION CONTACT: Kyle McGowan, Office of the Chief of
Staff, Centers for Disease Control and Prevention, 1600 Clifton Road
NE, MS H21-10, Atlanta, GA 30329. Telephone: 404-498-7000; email:
[email protected].
SUPPLEMENTARY INFORMATION: The IFR is organized as follows:
Table of Contents
I. Background
II. Statutory Authority
III. Provisions of New Sec. 71.40
IV. Request for Comment
V. Rationale for Issuance of an Interim Final Rule With Immediate
Effectiveness
VI. Regulatory Impact Analysis
I. Background
The Centers for Disease Control and Prevention (CDC), a component
of the U.S. Department of Health and Human Services (HHS), is amending
the regulations that implement section 362 of the Public Health Service
(PHS) Act, 42 U.S.C. 265, as part of its response to Coronavirus
Disease 2019 (COVID-19). Section 362 provides that if the Secretary \1\
``determines that by reason of the existence of any communicable
disease in a foreign country there is serious danger of the
introduction of such disease into the United States, and that this
danger is so increased by the introduction of persons or property from
such country that a suspension of the right to introduce such persons
and property is required in the interest of the public health,'' he has
the authority, in accordance with regulations approved by the
President,\2\ ``to prohibit, in whole or in part, the introduction of
persons and property from such countries or places as he shall
designate in order to avert such danger, and for such period of time as
he may deem necessary for such purpose.'' PHS Act 362, 42 U.S.C. 265.
Pursuant to a delegation of the Secretary's authority, the CDC Director
has promulgated regulations under section 362 to suspend the
introduction of property into the United States. Current regulations,
however, only address suspension of the introduction of property into
the United States and the procedures to quarantine or isolate persons.
That is, current regulations permit CDC to quarantine or isolate
persons entering the United States, but they do not address the
suspension of the introduction of persons into the United States under
section 362.
---------------------------------------------------------------------------
\1\ The statute assigns this authority to the Surgeon General of
the Public Health Service. However, Reorganization Plan No. 3 of
1966 abolished the Office of the Surgeon General and transferred all
statutory powers and functions of the Surgeon General and other
officers of the Public Health Service and of all agencies of or in
the Public Health Service to the Secretary of Health, Education, and
Welfare, now the Secretary of Health and Human Services, 31 FR 8855,
80 Stat. 1610 (June 25, 1966), see also Public Law 96-88, 509(b), 93
Stat. 695 (codified at 20 U.S.C. 3508(b)). References in the PHS Act
to the Surgeon General are to be read in light of the transfer of
statutory functions and re-designation. Although the Office of the
Surgeon General was re-established in 1987, the Secretary of HHS has
retained the authorities previously held by the Surgeon General.
\2\ Executive Order 13295 assigned the functions of the
President under section 362 to the Secretary of HHS.
---------------------------------------------------------------------------
CDC's experience with COVID-19 is that, under some circumstances,
quarantine or isolation is not a viable solution for protecting the
public health from the introduction of a communicable disease from
another country. For example, the arrival in U.S. ports of cruise ships
with numerous passengers requiring quarantine or isolation has
presented complex logistical challenges, consumed disproportionate
agency resources, and taken CDC personnel away from other critical
parts of the domestic and international response to COVID-19. To
continue to respond promptly and effectively to the public health
emergency presented by COVID-19, CDC needs a more efficient regulatory
mechanism to exercise its section 362 authority and suspend the
introduction of persons who would otherwise pose a serious danger of
introduction of COVID-19 into the United States.
Even though COVID-19 is present in certain locations within the
United States, the suspension of the introduction of persons into the
United States may be required in the interest of public health to avert
the danger of further introduction of the disease into the same or
other locations in the United States. For example, hypothetically, the
introduction of COVID-19 into the United States would occur if two
infected persons disembarked in a large metropolitan city in the
Midwest from an international flight. Another vector for further
introduction of COVID-19 into the United States would be a group of two
infected persons who entered that Midwestern state by land after
crossing the border from Canada. Suspension of the introduction of
those two persons into the United States at the land border would
mitigate the serious and increased danger of further introduction of
COVID-19 in the United States. The same public health analysis would
apply if two infected persons walked across the land border from Canada
into a Northeastern State.
Past Experience With Migration and Communicable Disease
International travel and migration play a significant role in the
global transmission of infectious biological agents or their toxic
products that pose risks for vulnerable populations.\3\ Travelers can
serve as unwitting vectors of disease, and thereby increase the risk of
communicable disease transmission and of the introduction of
communicable disease into the United States. The risk increases when
travelers are in congregate settings, such as
[[Page 16561]]
carriers (i.e., ships, aircraft, trains, and road vehicles) or
terminals with shared sitting, sleeping, eating, or recreational areas,
all of which are conducive to disease transmission.\4\
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\3\ See, e.g., Institute of Medicine (US) Forum on Microbial
Threats, ``Infectious Disease Movement in a Borderless World:
Workshop Summary,'' National Academies Press (US); 2010, available
at https://www.ncbi.nlm.nih.gov/books/NBK45728/ (hereinafter
``Infectious Disease Movement in a Borderless World''); Wilson, ME.
Travel and the Emergence of Infectious Diseases. Emerging Infectious
Diseases. 1995;1(2):39-46. doi:10.3201/eid0102.950201; Tatem, A.J.,
Rogers, D.J. & Hay, S. Global Transport Networks and Infectious
Disease Spread. Adv. Parasitology 62, 293-343 (2006).
\4\ E.g., https://wwwnc.cdc.gov/travel/yellowbook/2020/travel-by-air-land-sea/cruise-ship-travel (noting that the ``often crowded,
semi-enclosed environments onboard ships can facilitate the spread
of person-to-person, foodborne, or waterborne diseases''); CDC,
``Interim US Guidance for Risk Assessment and Public Health
Management of Persons with Potential Coronavirus Disease 2019
(COVID-19) Exposures: Geographic Risk and Contacts of Laboratory-
confirmed Cases,'' Updated March 7, 2020, available at https://www.cdc.gov/coronavirus/2019-ncov/php/risk-assessment.html.
---------------------------------------------------------------------------
The speed and far reach of global travel were factors in prior
outbreaks that expanded to numerous continents. Examples include: The
H1N1 influenza pandemic in 2009; severe acute respiratory syndrome
(SARs) coronavirus in 2003; tuberculosis; measles; Middle East
Respiratory Syndrome (MERS-CoV) in 2012; and Ebola Virus Disease in
2014 and 2018.\5\ All of these high-consequence diseases posed
significant public health risks, especially given the compressed
timeframes in which the outbreaks occurred.
---------------------------------------------------------------------------
\5\ Infectious Disease Movement in a Borderless World (noting
that ``swine-origin H1N1 has spread globally, its movement hastened
by global air travel'' and [i]t is easy to see how travelers could
play a key role in the global epidemiology of infections that are
transmitted from person to person, such as HIV, SARS, tuberculosis,
influenza, and measles'') (citing Hufnagel L, Brockmann D, Geisel T.
Forecast and Control of Epidemics in a Globalized World. Proceedings
of the National Academy of Sciences. 2004;101(42):15124-15129).
---------------------------------------------------------------------------
For example, the Federal response to the H1N1 influenza pandemic in
2009 would have benefitted from the availability of an efficient
mechanism for suspending the introduction of persons into the United
States. The initial cases of H1N1 occurred in Mexico, before the first
confirmed cases in the United States. Retrospective research findings
in Mexico indicated that transmission of the virus in Mexico involved
person-to-person spread with multiple generations of transmission.\6\
---------------------------------------------------------------------------
\6\ https://www.cdc.gov/h1n1flu/cdcresponse.htm.
---------------------------------------------------------------------------
Like 2009 H1N1, COVID-19 is a pandemic. But the new coronavirus is
more infectious than 2009 H1N1.\7\ Indeed, it appears that the virus
may at times be transmitted by persons who are asymptomatic. As
discussed below, COVID-19 is also more likely to cause death in high-
risk individuals.
---------------------------------------------------------------------------
\7\ See generally, CDC, ``2009 H1N1 Pandemic Timeline,''
available at https://www.cdc.gov/flu/pandemic-resources/2009-pandemic-timeline.html; Van Kerkhove, Maria D et al. Estimating age-
specific cumulative incidence for the 2009 influenza pandemic: A
meta-analysis of A(H1N1)pdm09 serological studies from 19 countries.
Influenza and Other Respiratory Viruses vol. 7,5 (2013): 872-86,
available at https://www.ncbi.nlm.nih.gov/pmc/articles/PMC5781221/;
CDC, Interim Clinical Guidance for Management of Patients with
Confirmed Coronavirus Disease (COVID-19), available at https://www.cdc.gov/coronavirus/2019-ncov/hcp/clinical-guidance-management-patients.html.
---------------------------------------------------------------------------
In addition, global travel has increased dramatically since prior
infectious disease outbreaks. By 2018, international visitations to the
U.S. totaled over 20 million more per year than in 2009, when the 2009
H1N1 pandemic occurred, and 10 million more per year than in 2014, when
the Ebola Virus Disease outbreak occurred.\8\ These differences make
the availability of an efficient mechanism for exercising the section
362 authority all the more important to the protection of the public
health going forward.
---------------------------------------------------------------------------
\8\ https://travel.trade.gov/outreachpages/download_data_table/Fast_Facts_2018.pdf.
---------------------------------------------------------------------------
The Current Outbreak of COVID-19
COVID-19 is a communicable disease caused by a novel (new)
coronavirus, SARS-CoV-2, that was first identified as the cause of an
outbreak of respiratory illness that began in Wuhan, Hubei Province,
People's Republic of China (``PRC''). The virus is thought to be
transmitted primarily by person-to-person contact through respiratory
droplets produced when an infected person coughs or sneezes. It may
also be transmitted through contact with surfaces or objects. While
much is still unknown about the transmission of COVID-19, asymptomatic
transmission may also occur.
Manifestations of severe disease have included severe pneumonia,
acute respiratory distress syndrome (ARDS), septic shock, and multi-
organ failure. According to the World Health Organization (WHO), as of
March 17, 2020, approximately 4.1% of reported COVID-19 cases have
resulted in death globally. This mortality rate is higher among seniors
or those with compromised immune systems. Older adults and people who
have severe chronic medical conditions like hypertension, heart, lung,
or kidney disease are also at higher risk for more serious COVID-19
illness. Early data suggest older people are twice as likely to have
serious COVID-19 illness.
As of March 17, 2020, there were over 179,100 cases of COVID-19
globally in over 150 locations (including countries), resulting in over
7,425 deaths; more than 4,225 cases have been identified in the United
States, with new cases being reported daily and with at least 75 deaths
due to the disease. Continued introduction into the United States of
persons from foreign countries where COVID-19 exists presents a danger
of disease transmission in congregate settings such as carriers or
terminals, which may, in turn, result in a danger of disease
transmission in contiguous areas.\9\
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\9\ See supra n.4; see also CDC, Travelers from Countries with
Widespread Sustained (Ongoing) Transmission Arriving in the United
States, available at https://www.cdc.gov/coronavirus/2019-ncov/travelers/after-travel-precautions.html.
---------------------------------------------------------------------------
Unfortunately, at this time, there is no vaccine that can prevent
infection with COVID-19, nor are there therapeutics for those who
become infected. Treatment is currently limited to supportive (or
palliative) care to manage symptoms while the body fights off the
disease. Hospitalization may be required in severe cases and mechanical
respiratory support may be needed in the most severe cases. The ease of
COVID-19 transmission presents a risk of a surge in hospitalizations
for COVID-19, which would limit hospital capacity available to treat
other serious conditions.
Testing is available to confirm suspected cases of COVID-19
infection. Testing generally requires specimens collected from the
nose, throat, or lungs; such specimens can only be analyzed in a
laboratory setting. However, commercial test results are typically
available within three to four days. Currently, the time required to
obtain test results--coupled with the incubation period of the
disease--makes it impracticable to confirm whether each person moving
into the United States is infected with COVID-19 at the time of the
movement. Widespread, compulsory Federal quarantines or isolations of
such persons pending test results are impracticable due to the numbers
of persons involved, logistical challenges, and CDC resource and
personnel constraints.
On January 30, 2020, the Director General of WHO declared that the
outbreak of COVID-19 is a Public Health Emergency of International
Concern under the International Health Regulations.\10\ The following
day, the Secretary of HHS declared COVID-19 a public health emergency
under the PHS Act.\11\ On March 11, 2020, the WHO declared COVID-19 a
pandemic. On March 13, 2020, the President issued a
[[Page 16562]]
Proclamation on Declaring a National Emergency Concerning the Novel
Coronavirus Disease (COVID-19) Outbreak.\12\ As of March 16, 2020, all
50 states and several local and territorial jurisdictions declared
states of emergency.
---------------------------------------------------------------------------
\10\ Statement on the second meeting of the International Health
Regulations (2005) Emergency Committee regarding the outbreak of
novel coronavirus (2019-nCoV) (January 30, 2020), available at
https://www.who.int/news-room/detail/30-01-2020-statement-on-the-second-meeting-of-the-international-health-regulations-(2005)-
emergency-committee-regarding-the-outbreak-of-novel-coronavirus-
(2019-ncov).
\11\ HHS, ``Determination that a Public Health Emergency
Exists,'' available at https://www.phe.gov/emergency/news/healthactions/phe/Pages/2019-nCoV.aspx.
\12\ ``Proclamation on Declaring a National Emergency Concerning
the Novel Coronavirus Disease (COVID-19) Outbreak,'' March 13, 2020,
available at https://www.whitehouse.gov/presidential-actions/proclamation-declaring-national-emergency-concerning-novel-coronavirus-disease-covid-19-outbreak/.
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Global efforts to slow disease transmission have included sweeping
measures to limit travel and exposure to COVID-19. A number of
countries, such as Russia, Australia, the Philippines, Japan, and
Israel, have imposed stringent restrictions on travelers who have
recently been to the PRC. On March 17, 2020, the European Union
approved a plan to ban all nonessential travel into its bloc for a
minimum of 30 days. Many countries are asking persons to self-
quarantine for 14 days (a period estimated to encompass the incubation
period for the disease) following return from foreign countries or
places with sustained community transmission.
The President has exercised his authority in section 212(f) of the
Immigration and Nationality Act (``INA''), 8 U.S.C. 1182(f), to suspend
entry into the United States of certain foreign nationals who have
recently visited PRC (excluding the Special Administrative Regions of
Hong Kong and Macau), the Islamic Republic of Iran, the Schengen Area
(comprised of 26 countries in Europe), the United Kingdom (excluding
overseas territories outside of Europe), and the Republic of Ireland,
within 14 days preceding their entry or attempted entry into the United
States due to concerns of person-to-person transmission of COVID-19.
CDC has issued Level 3 Travel Health Notices recommending that
travelers avoid all nonessential travel to PRC (excluding the Special
Administrative Regions of Hong Kong and Macau), the Islamic Republic of
Iran, the Republic of Korea, and the Schengen Area. The U.S. Department
of State has issued a Global Level 3 Health Advisory directing U.S.
citizens to reconsider all travel abroad due to the global impact of
COVID-19 and Level 4 Travel Advisories (Do Not Travel) for PRC
(excluding the Special Administrative Regions of Hong Kong and Macau),
Iran, and certain regions of Italy. In addition, CDC has recommended
that travelers, particularly those with underlying health conditions,
avoid all cruise ship travel worldwide. The U.S. Department of State
has similarly issued guidance that U.S. citizens should not travel by
cruise ship at this time. On March 16, 2020, the Federal government
announced guidelines recommending that the public should avoid
discretionary travel; discretionary shopping trips; social visits;
gatherings in groups of more than 10 people; and eating or drinking at
bars, restaurants, and food courts. Numerous States and cities have
gone further and shut down restaurants, bars, nightclubs, and theaters.
On March 18, 2020, the United States and Canada announced plans to, by
mutual consent, close the U.S.-Canadian border to nonessential travel.
The COVID-19 pandemic highlights why CDC needs an efficient
regulatory mechanism to suspend the introduction of persons who would
otherwise increase the serious danger of the introduction of a
communicable disease into the United States. Section 212(f) of the
Immigration and Nationality Act (``INA'') applies to the ``entry'' of
aliens, but section 362 instead provides the authority to prohibit the
``introduction'' of persons into the United States. Despite the
unprecedented global efforts at mitigating or slowing the transmission
of COVID-19, cases of COVID-19 have rapidly propagated and multiplied,
crossing international borders with ease. As of March 17, 2020, CDC
reported that 229 of the confirmed cases of COVID-19 in the United
States with an established source of exposure were travel-related as
opposed to community transmission, accounting for almost half of the
474 cases with an established source of exposure; another 3,752 cases
remain under investigation. As of March 14, 2020, travelers from Japan
have exported at least 20 COVID-19 cases to eight countries. As of
March 14, 2020, travelers from the Islamic Republic of Iran have
exported at least 145 COVID-19 cases to 17 other countries, as reported
by the WHO, and travelers from the Schengen Area have exported 624
COVID-19 cases to 70 countries, including to the United States. In the
near future, persons traveling from other foreign countries and
jurisdictions may compound the serious danger of further introduction
of COVID-19 into the United States.
To summarize, CDC knows that COVID-19 infection transmits easily,
spreads quickly through global travel, and can have a high mortality
rate for some of the most vulnerable members of society. At this time,
there is no vaccine, therapeutic, or rapid testing for the disease. CDC
needs a robust, efficient mechanism for exercising its authority under
section 362 and other applicable authorities to suspend the
introduction of persons into the United States, should the public
health require it. In issuing orders pursuant to this interim final
rule, CDC would coordinate with the Secretary of State in order to
ensure compliance with the international legal obligations of the
United States and to take due account of U.S. national and security
interests.
Other Public Health Risks
Beyond the current COVID-19 pandemic, the suspension authority is
also critical to CDC because there is always a risk of another
emerging, or re-emerging, communicable disease that may harm the
American public. One such risk is pandemic influenza (as opposed to
seasonal influenza), which occurs when a novel, or new, influenza virus
strain spreads over a wide geographic area and affects an exceptionally
high proportion of the population. In such circumstances, the strain of
virus is new, there is usually no available vaccine, and humans do not
typically have immunity to the virus, often resulting in a more severe
illness. The severity and unpredictable nature of an influenza pandemic
requires public health systems to prepare constantly for the next
occurrence. Whenever a new strain of influenza virus appears, or a
major change to a preexisting virus occurs, individuals may have little
or no immunity, which can lead to a pandemic when the virus passes
easily from human to human and causes serious illness or death. The
most recent influenza pandemics include H1N1 in 2009-2010, the 1968-
1969 Hong Kong Flu, the 1957-1958 Asian Flu, and the 1918-1919 Spanish
Flu.
It is difficult to predict the impact that another emerging, or re-
emerging, communicable disease would have on the U.S. public health
system. The 2009 H1N1 pandemic caused between 100,000 and 600,000
deaths worldwide,\13\ while the 1918-1919 Spanish Flu was estimated to
have caused over 50 million deaths worldwide.\14\ Although advances in
health care quality have greatly improved since 1918, the dramatic
increases in global mobility in the 21st century have increased the
rate at which a communicable disease can spread. Modern pandemics,
spread through international travel, can engulf the world in three
months or less. Moreover, pandemics can last from 12
[[Page 16563]]
to 18 months and are not considered one-time events.
---------------------------------------------------------------------------
\13\ https://www.cdc.gov/flu/pandemic-resources/2009-h1n1-pandemic.html.
\14\ https://www.cdc.gov/flu/pandemic-resources/1918-pandemic-h1n1.html.
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The introduction of another emerging, or re-emerging, communicable
disease into the United States is always a risk. The PHS Act section
362 suspension authority would be critical to any effort by CDC and its
Federal, State, and local partners to contain or mitigate the risk. CDC
expects to mitigate the risk in the future by issuing a Final Rule,
after considering comments, to implement a permanent regulatory
structure regarding the potential suspension of introduction of persons
into the United States in the event a serious danger of the
introduction of communicable disease arises in the future.
II. Statutory Authority
The primary legal authority supporting this rulemaking is section
362 of the PHS Act, which is codified at 42 U.S.C. 265. Under section
362, the Secretary \15\ has the authority--if he were to determine that
the existence of a communicable disease in a foreign country creates a
serious danger of the introduction of such disease into the United
States, and that this danger is increased by the introduction of
persons or property from such country such that suspension of
introduction is necessary to protect the public health--to suspend, in
accordance with regulations approved by the President,\16\ such
introduction for determined periods of time.
---------------------------------------------------------------------------
\15\ See supra at n.1.
\16\ See supra at n.2.
---------------------------------------------------------------------------
In addition to section 362, other sections of the PHS Act are
relevant to this rulemaking, including section 311, 42 U.S.C. 243;
section 361, 42 U.S.C. 264; section 365, 42 U.S.C. 268; and section
367, 42 U.S.C. 270. Section 311 authorizes the Secretary to accept
State and local assistance in the enforcement of quarantine rules and
regulations and to assist States and their political subdivisions in
the control of communicable diseases. Section 361 authorizes the
Secretary to make and enforce such regulations that in the Secretary's
judgment are necessary to prevent the introduction, transmission, or
spread of communicable diseases from foreign countries into the United
States. It also permits the ``apprehension, detention, or conditional
release of individuals'' in order to prevent the ``introduction,
transmission, or spread'' of such communicable diseases as may be
specified from time to time in Executive Orders of the President upon
the recommendation of the Secretary, in consultation with the Surgeon
General. Section 365 provides that it shall be the duty of designated
customs officers and of Coast Guard officers to aid in the enforcement
of quarantine rules and regulations.\17\ Section 367 authorizes the
application of certain sections of the PHS Act and promulgated
regulations (including penalties and forfeitures for violations of such
sections and regulations) to air navigation and aircraft to such extent
and upon such conditions as deemed necessary for safeguarding public
health.\18\
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\17\ The terms ``officer of the customs'' and ``customs
officer'' are defined by statute to mean, ``any officer of the
United States Customs Service of the Treasury Department (also
hereinafter referred to as the ``Customs Service'') or any
commissioned, warrant, or petty officer of the Coast Guard, or any
agent or other person, including foreign law enforcement officers,
authorized by law or designated by the Secretary of the Treasury to
perform any duties of an officer of the Customs Service.'' 19 U.S.C.
1401(i). Although this provision refers to the Secretary of the
Treasury, the Homeland Security Act transferred to the Secretary of
Homeland Security all ``the functions, personnel, assets, and
liabilities of . . . the United States Customs Service of the
Department of the Treasury, including the functions of the Secretary
of the Treasury relating thereto . . . [,]'' 6 U.S.C. 203(1), such
that reference to the Secretary of the Treasury should be read to
reference the Secretary of Homeland Security.
\18\ HHS quarantine authorities also apply to vessels. See,
e.g., PHS Act 364 (providing for quarantine stations at anchorages
and vessel quarantine inspections), 366 (providing for bills of
health for vessels, authorizing issuance of regulations applicable
to vessels, and certificate of a quarantine officer before a vessel
can enter any U.S. port to discharge cargo or land passengers).
---------------------------------------------------------------------------
III. Provisions of New Sec. 71.40
This interim final rule will implement section 362 and other
applicable provisions of the PHS Act to enable the CDC Director to
suspend the introduction of persons into the United States consistent
with the statute and applicable law.
Section 71.40(a) sets forth the statutory requirements for the CDC
Director to suspend the introduction of persons into the United States.
The provision establishes that the CDC Director may prohibit the
introduction into the United States of persons from designated foreign
countries (or one or more political subdivisions and regions thereof)
or places, only for such period of time that the Director deems
necessary for the public health, by issuing an order in which the
Director determines that:
(1) By reason of the existence of any communicable disease in a
foreign country (or one or more political subdivisions or regions
thereof) or place, there is serious danger of the introduction of such
communicable disease into the United States, and
(2) This danger is so increased by the introduction of persons from
such country (or one or more political subdivisions or regions thereof)
or place that a suspension of the introduction of such persons into the
United States is required in the interest of the public health.
Section 71.40(b) sets forth definitions of several terms used in
Sec. 71.40. CDC defines the ``introduction into the United States of
persons'' from a foreign country (or one or more political subdivisions
or regions thereof) or place'' as the movement of a person from a
foreign country (or one or more political subdivisions or regions
thereof) or a place, or series of foreign countries or places, into the
United States so as to bring the person into contact with others in the
United States, or so as to cause the contamination of property in the
United States, in a manner that the Director determines to present a
risk of transmission of the communicable disease to persons or
property, even if the communicable disease has already been introduced,
transmitted, or is spreading within the United States.
Section 362 refers to the ``introduction of persons'' from foreign
countries. CDC defines ``introduction into the United States of
persons'' from a foreign country (including one or more political
subdivisions or regions thereof) or place to clarify that
``introduction'' can encompass those who have physically crossed a
border of the United States and are in the process of moving into the
interior in a manner the Director determines to present a risk of
transmission of a communicable disease. This additional mechanism to
halt the travel of such persons and rapidly moving them outside the
United States constitutes preventing their ``introduction'' into the
United States for purposes of Sec. 71.40.
Similarly, Section 362 refers to the ``introduction of [a
communicable disease] into the United States.'' CDC defines ``serious
danger of the introduction of such communicable disease into the United
States'' to mean the potential for introduction of vectors of the
communicable disease into the United States, even if persons or
property in the United States are already infected or contaminated with
the communicable disease. CDC establishes this definition to clarify
that, even if persons or property (e.g. animals) in the United States
are already infected or contaminated with a communicable disease in
some localities, the potential for introduction of additional vectors
that would introduce, transmit, or spread the disease in the same or
different localities can present a serious danger of the introduction
of the disease into the United States. Suspension of
[[Page 16564]]
the introduction of persons into the United States may be required, in
the interest of public health, to avert the increased danger that
results from further introduction, transmission, or spread of the
disease within the United States.
Finally, for purposes of this section, CDC defines the term
``place'' to include any location specified by the Director, including
any carrier, whatever the carrier's nationality. CDC does this in order
to remove all doubt that when this interim final rule refers to
``place,'' it refers not just to territory within or outside of a
country, but also to carriers, as that term is defined in 42 CFR 71.1,
whatever the carrier's nationality.
CDC will establish the requirement to suspend the introduction of
persons into the United States from certain designated places for
certain periods of time by means of an order executed by the CDC
Director. In Sec. 71.40(c), CDC describes the required contents of
such order. In any Sec. 71.40 order, the CDC Director must designate:
The foreign countries (or one or more designated political
subdivisions or regions thereof) or places from which the introduction
of persons is being suspended.
The period of time or circumstances under which the
introduction of any persons or class of persons into the United States
is being suspended.
The conditions under which that prohibition on
introduction should be effective in whole or in part, including any
relevant exceptions that the CDC Director determines are appropriate.
CDC might at times rely on (1) State and local authorities who
agree to help implement orders issued pursuant to Sec. 71.40, or (2)
other Federal agencies to implement and execute the orders issued under
this section. Accordingly, in Sec. 71.40(d), CDC establishes that,
before issuing any Sec. 71.40 order, CDC may coordinate with the
appropriate State and local authorities or other Federal agency (or
agencies). If the order will be implemented in whole or in part by
State and local authorities under 42 U.S.C. 243(a), the Director's
order may explain the procedures and standards by which those State or
local authorities are expected to aid in the order's enforcement.
Similarly, if the order will be implemented in whole or in part by
designated customs officers (including officers of the Department of
Homeland Security with U.S. Customs and Border Protection who exercise
the authorities of customs officers) or the United States Coast Guard
under 42 U.S.C. 268(b), or another Federal department or agency, the
CDC Director, in coordination with the Secretary of Homeland Security
or the head of the other applicable department or agency, shall explain
in the order the procedures and standards by which any authorities or
officers or agents are expected to aid in the enforcement of the order,
to the extent that they are permitted to do so under their existing
legal authorities.
Section 71.40(e) provides that this section does not apply to
members of the armed forces of the United States and associated
personnel for whom the Secretary of Defense provides assurance to the
Director that the Secretary of Defense, through measures such as
quarantine, isolation, or other measures maintaining control over such
individuals, is preventing the risk of transmission of a communicable
disease to persons or property in the United States. CDC includes this
exception because the Secretary of Defense has authority and means to
prevent the introduction of a communicable disease into the United
States from his personnel returning from foreign countries. Therefore,
this interim final rule need not apply to Department of Defense
personnel.
Although section 362 applies to ``persons,'' this interim final
rule will not apply to U.S. citizens or lawful permanent residents.
Congress provided CDC with the authority to prohibit the introduction
of persons who would increase a serious danger of introducing into the
United States a communicable disease, when required in the interest of
the public health. CDC believes that, at present, quarantine,
isolation, and conditional release, in combination with other
authorities, while not perfect solutions, can mitigate any transmission
or spread of COVID-19 caused by the introduction of U.S. citizens or
lawful permanent residents into the United States. Section 71.40(f)
therefore explains that this interim final rule shall not apply to U.S.
citizens and lawful permanent residents. Determining the appropriate
protections for U.S. citizens and lawful permanent aliens requires a
complex balancing of numerous interests and would benefit from
additional consideration and public comment. HHS does not want such
concerns to delay the issuance of this interim final rule, which would
enable the CDC Director to issue orders that would have the effect of
slowing the introduction, transmission, and spread of COVID-19 in the
United States.
V. Rationale for Issuance of an Interim Final Rule With Immediate
Effectiveness
Agency rulemaking is governed by section 553 of the Administrative
Procedure Act (APA) (5 U.S.C. 553). Section 553(b) requires that,
unless the rule falls within one of the enumerated exemptions, HHS must
publish a notice of proposed rulemaking in the Federal Register that
provides interested persons an opportunity to submit written data,
views, or arguments, prior to finalization of regulatory requirements.
Section 553(b)(3)(B) of the APA authorizes a department or agency to
dispense with the prior notice and opportunity for public comment
requirement when the agency, for ``good cause,'' finds that notice and
public comment thereon are impracticable, unnecessary, or contrary to
the public interest. In addition, because this interim final rule
represents a critical part of the dialogue between the United States
and the Governments of Mexico and Canada in preventing the spread of
COVID-19 along our shared borders, it involves a ``foreign affairs
function of the United States.'' 5 U.S.C. 553(a)(1).
As noted above, the United States and numerous other countries have
taken unprecedented measures to try to contain or slow the transmission
or spread of COVID-19. Such public health actions, especially the
actions by the President and the Secretary, have slowed the
introduction and transmission of the disease into the United States,
which has benefitted the public health, preserved limited public and
private resources, and given the U.S. public health system additional
time to implement further measures to protect and support the public.
Nevertheless, these measures have not completely stopped global
travelers, and other persons crossing from one country into another
country, from spreading COVID-19 across national boundaries and around
the globe. The introduction of persons from foreign countries with
COVID-19 outbreaks is continuing to cause the introduction of COVID-19
into disparate locations within the United States. The suspension
authority is therefore critical to slowing the introduction of COVID-19
into such disparate locations within the United States. The United
States is in a phase where suspending the introduction of persons from
certain countries or places may be required in the interest of the
public health, because it could still materially reduce the
transmission and spread of COVID-19 in the United States. Because
persons can have COVID-19 and be asymptomatic at the time of
introduction into the United States, and because the completion of
testing for COVID-19 may take three to four days, it is impracticable
to confirm who is infected with COVID-19 and who is not infected with
COVID-19 as persons move into the United States.
[[Page 16565]]
Similarly, Federal quarantines or isolations of all such persons
pending test results would be impracticable due to the numbers of
persons involved, logistical challenges, and CDC resource and personnel
constraints.
In addition, whereas section 212(f) of the INA applies to the
``entry'' of aliens, section 362 applies to the ``introduction'' of
persons into the United States. Therefore, although 212(f) has been
effective in slowing the transmission or spread of COVID-19 in the
United States, section 362 provides CDC with a mechanism tied
specifically to persons who increase the danger of introducing COVID-19
into the United States.
Given the national emergency caused by COVID-19, it would be
impracticable and contrary to the public health--and, by extension, the
public interest--to delay these implementing regulations until a full
public notice-and-comment process is completed.
Pursuant to 5 U.S.C. 553(b)(3)(B), and for the reasons stated
above, HHS therefore concludes that there is good cause to dispense
with prior public notice and the opportunity to comment on this rule
before finalizing this rule. For the same reasons, HHS has determined,
consistent with section 553(d) of the APA, that there is good cause to
make this interim final rule effective immediately upon filing at the
Office of the Federal Register.
IV. Request for Comment
HHS requests comment on all aspects of this interim final rule,
including its likely costs and benefits and the impacts that it is
likely to have on the public health, as compared to the current
requirements under 42 CFR part 71.
VI. Regulatory Impact Analysis
Executive Orders 12866 and 13563 and Regulatory Flexibility Act
Executive Orders 12866 and 13563 direct agencies to assess all
costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, and public
health and safety effects; distributive impacts; and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, reducing costs, harmonizing rules, and promoting flexibility.
Section 3(f) of Executive Order 12866 defines a ``significant
regulatory action'' as an action that is likely to result in a
regulation (1) having an annual effect on the economy of $100 million
or more in any one year, or adversely and materially affecting a sector
of the economy, productivity, competition, jobs, the environment,
public health or safety, or State, local, or tribal governments or
communities (also referred to as ``economically significant''); (2)
creating a serious inconsistency or otherwise interfering with an
action taken or planned by another agency; (3) materially altering the
budgetary impacts of entitlement grants, user fees, or loan programs or
the rights and obligations of recipients thereof; or (4) raising novel
legal or policy issues arising out of legal mandates, the President's
priorities, or the principles set forth in the Executive Order. This
interim final rule is economically significant for the purposes of
Executive Orders 12866 and 13563. CDC, however, is proceeding under the
emergency provision at Executive Order 12866 Section 6(a)(3)(D) based
on the need to move expeditiously during the current public health
emergency to limit the number of new cases of COVID-19.
The Regulatory Flexibility Act (RFA) generally requires that when
an agency issues a proposed rule, or a final rule pursuant to section
553(b) of the APA or another law, the agency must prepare a regulatory
flexibility analysis that meets the requirements of the RFA and publish
such analysis in the Federal Register. 5 U.S.C. 603, 604. Specifically,
the RFA normally requires agencies to describe the impact of a
rulemaking on small entities by providing a regulatory impact analysis.
Such analysis must address the consideration of regulatory options that
would lessen the economic effect of the rule on small entities. The RFA
defines a ``small entity'' as (1) a proprietary firm meeting the size
standards of the Small Business Administration (SBA); (2) a nonprofit
organization that is not dominant in its field; or (3) a small
government jurisdiction with a population of less than 50,000. 5 U.S.C.
601(3)-(6). Except for such small government jurisdictions, neither
State nor local governments are ``small entities.'' Similarly, for
purposes of the RFA, individual persons are not small entities. The
requirement to conduct a regulatory impact analysis does not apply if
the head of the agency ``certifies that the rule will not, if
promulgated, have a significant economic impact on a substantial number
of small entities.'' 5 U.S.C. 605(b). The agency must, however, publish
the certification in the Federal Register at the time of publication of
the rule, ``along with a statement providing the factual basis for such
certification.'' Id. If the agency head has not waived the requirements
for a regulatory flexibility analysis in accordance with the RFA's
waiver provision, and no other RFA exception applies, the agency must
prepare the regulatory flexibility analysis and publish it in the
Federal Register at the time of promulgation or, if the rule is
promulgated in response to an emergency that makes timely compliance
impracticable, within 180 days of publication of the final rule. 5
U.S.C. 604(a), 608(b).\19\
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\19\ An agency head may delay the completion of the regulatory
impact analysis requirements for a period of not more than 180 days
after the date of publication in the Federal Register of a final
rule by publishing in the Federal Register, not later than such date
of publication, a written finding, with reasons therefor, that the
final rule is being promulgated in response to an emergency that
makes timely compliance with such requirements impracticable. If the
agency has not prepared a final regulatory analysis within 180 days
from the date of publication of the final rule, the RFA provides
that the rule shall lapse and have no effect and shall not be re-
promulgated until a final regulatory flexibility analysis has been
completed by the agency. 5 U.S.C. 608(b).
---------------------------------------------------------------------------
This interim final rule establishes a regulatory mechanism for the
exercise of the PHS Act section 362 suspension authority, which
directly applies against persons and not State, local, or tribal
governments, or the private sector. Accordingly, HHS and CDC believe
that this interim final rule would likely impact only persons, and that
it would, therefore, not have a significant economic impact on a
substantial number of small entities. In addition, for the reasons set
forth in this document pertaining to the COVID-19 outbreak, the
Secretary finds that this interim final rule is being promulgated in
response to an emergency that makes timely compliance with the
provisions of section 604 impracticable. CDC will assess the potential
impacts--including economic effects--of this action on all small
entities. Based on that assessment, the Secretary will either certify
that the rule will not have a significant economic impact on a
substantial number of small entities or publish a final regulatory
flexibility analysis.
Unfunded Mandates Reform Act
Section 202 of the Unfunded Mandates Reform Act of 1995 (Unfunded
Mandates Act) (2 U.S.C. 1532) requires that covered agencies prepare a
budgetary impact statement before promulgating a rule that includes any
Federal mandate that may result in the expenditure by State, local, and
tribal governments, in the aggregate, or by the private sector, of $100
million in 1995 dollars, updated annually for inflation. Currently,
that threshold is approximately $154 million. If a
[[Page 16566]]
budgetary impact statement is required, section 205 of the Unfunded
Mandates Act also requires covered agencies to identify and consider a
reasonable number of regulatory alternatives before promulgating a
rule. HHS has determined that this interim final rule is not expected
to result in expenditures by State, local, and tribal governments, or
by the private sector, of $154 million or more in any one year because
it only establishes a regulatory mechanism for the exercise of the PHS
Act section 362 suspension authority, which applies against persons and
not State, local, or tribal governments, or the private sector.
Accordingly, HHS has not prepared a budgetary impact statement or
specifically addressed the regulatory alternatives considered.
National Environmental Policy Act (NEPA)
HHS has determined that the amendments to 42 CFR part 71 will not
have a significant impact on the human environment.
Executive Order 12988: Civil Justice Reform
HHS has reviewed this rule under Executive Order 12988 on Civil
Justice Reform and has determined that this interim final rule meets
the standard in the Executive Order.
Executive Order 13132: Federalism
This interim final rule has been reviewed under Executive Order
13132, Federalism. Under 42 U.S.C. 264(e), Federal public health
regulations do not preempt State or local public health regulations,
except in the event of a conflict with the exercise of Federal
authority. Other than to restate this statutory provision, this
rulemaking does not alter the relationship between the Federal
government and State/local governments as set forth in 42 U.S.C. 264.
The longstanding provision on preemption in the event of a conflict
with Federal authority (42 CFR 70.2) is left unchanged by this
rulemaking. Furthermore, there are no provisions in this regulation
that impose direct compliance costs on State and local governments.
Therefore, HHS believes that the interim final rule does not warrant
additional analysis under Executive Order 13132.
Plain Language Act of 2010
Under the Plain Language Act of 2010 (Pub. L. 111-274, October 13,
2010), executive Departments and Agencies are required to use plain
language in documents that explain to the public how to comply with a
requirement the Federal Government administers or enforces. HHS/CDC has
attempted to use plain language in promulgating this interim final
rule, consistent with the Federal Plain Writing Act guidelines.
Congressional Review Act
The Congressional Review Act defines a ``major rule'' as ``any rule
that the Administrator of the Office of Information and Regulatory
Affairs (OIRA) of the Office of Management and Budget finds has
resulted in or is likely to result in--(A) an annual effect on the
economy of $100,000,000 or more; (B) a major increase in costs or
prices for consumers, individual industries, Federal, State, or local
government agencies, or geographic regions; or (C) significant adverse
effects on competition, employment, investment, productivity,
innovation, or on the ability of United States-based enterprises to
compete with foreign-based enterprises in domestic and export
markets.'' 5 U.S.C. 804(2). This Office of Information and Regulatory
Affairs has determined that this interim final rule is a major rule for
purposes of the Congressional Review Act. As this rule is promulgated
under the ``good cause'' exemption of the Administrative Procedure Act,
there is not a delay in its effective date under the Congressional
Review Act.
Assessment of Federal Regulation and Policies on Families
Section 654 of the Treasury and General Government Appropriations
Act of 1999 requires Federal departments and agencies to determine
whether a proposed policy or regulation could affect family well-being.
If the determination is affirmative, then the Department or agency must
prepare an impact assessment to address criteria specified in the law.
HHS has determined that this interim final rule will not have an impact
on family well-being, as defined in the Act.
Paperwork Reduction Act of 1995
In accordance with the Paperwork Reduction Act of 1995 (44 U.S.C.
Ch. 3506; 5 CFR 1320 Appendix A.1), HHS has reviewed this interim final
rule and has determined that there are no new collections of
information contained therein.
List of Subjects in 42 CFR Part 71
Apprehension, Communicable diseases, Conditional release, CDC, Ill
person, Isolation, Non-invasive, Public health emergency, Public health
prevention measures, Qualifying stage, Quarantine, Quarantinable
communicable disease.
For the reasons set forth in the preamble, the Department of Health
and Human Services, on behalf of the Centers for Disease Control and
Prevention, amends 42 CFR part 71 as follows:
PART 71--FOREIGN QUARANTINE
0
1. The authority citation for part 71 continues to read as follows:
Authority: Secs. 215 and 311 of the Public Health Service (PHS)
Act, as amended (42 U.S.C. 216, 243); secs. 361-369, PHS Act, as
amended (42 U.S.C. 264-272).
0
2. Add Sec. 71.40 to Subpart D of part 71 to read as follows:
Sec. 71.40 Prohibiting the introduction of persons from designated
foreign countries and places into the United States.
(a) The Director may prohibit the introduction into the United
States of persons from designated foreign countries (or one or more
political subdivisions and regions thereof) or places, only for such
period of time that the Director deems necessary for the public health,
by issuing an order in which the Director determines that:
(1) By reason of the existence of any communicable disease in a
foreign country (or one or more political subdivisions or regions
thereof) or place there is serious danger of the introduction of such
communicable disease into the United States; and
(2) This danger is so increased by the introduction of persons from
such country (or one or more political subdivisions or regions thereof)
or place that a suspension of the introduction of such persons into the
United States is required in the interest of the public health.
(b) For purposes of this section:
(1) Introduction into the United States of persons from a foreign
country (or one or more political subdivisions or regions thereof) or
place means the movement of a person from a foreign country (or one or
more political subdivisions or regions thereof) or place, or series of
foreign countries or places, into the United States so as to bring the
person into contact with persons in the United States, or so as to
cause the contamination of property in the United States, in a manner
that the Director determines to present a risk of transmission of a
communicable disease to persons or property, even if the communicable
disease has already been introduced, transmitted, or is spreading
within the United States;
(2) Serious danger of the introduction of such communicable disease
into the United States means the potential for introduction of vectors
of the
[[Page 16567]]
communicable disease into the United States, even if persons or
property in the United States are already infected or contaminated with
the communicable disease; and
(3) The term ``Place'' includes any location specified by the
Director, including any carrier, as that term is defined in 42 CFR
71.1, whatever the carrier's nationality.
(c) In any order issued under this section, the Director shall
designate the foreign countries (or one or more political subdivisions
or regions thereof) or places; the period of time or circumstances
under which the introduction of any persons or class of persons into
the United States shall be suspended; and the conditions under which
that prohibition on introduction, in whole or in part, shall be
effective, including any relevant exceptions that the Director
determines are appropriate.
(d) Before issuing any order under this section, the Director may
coordinate with State and local authorities and other Federal
departments or agencies as he deems appropriate in his discretion.
(1) If the order will be implemented in whole or in part by State
and local authorities who have agreed to do so under 42 U.S.C. 243(a),
then the Director may explain in the order the procedures and standards
by which those authorities are expected to aid in the enforcement of
the order.
(2) If the order will be implemented in whole or in part by
designated customs officers (including officers of the Department of
Homeland Security with U.S. Customs and Border Protection, who exercise
the authorities of customs officers) or Coast Guard officers under 42
U.S.C. 268(b), or another Federal department or agency, then the
Director shall, in coordination with the Secretary of Homeland Security
or other applicable Federal department or agency head, explain in the
order the procedures and standards by which any authorities or officers
or agents are expected to aid in the enforcement of the order, to the
extent that they are permitted to do so under their existing legal
authorities.
(e) This section does not apply to members of the armed forces of
the United States and associated personnel for whom the Secretary of
Defense provides assurance to the Director that the Secretary of
Defense, through measures such as quarantine, isolation, or other
measures maintaining control over such individuals, is preventing the
risk of transmission of a communicable disease into the United States.
(f) This section shall not apply to U.S. citizens and lawful
permanent residents.
Alex M. Azar II,
Secretary, Department of Health and Human Services.
[FR Doc. 2020-06238 Filed 3-20-20; 4:15 pm]
BILLING CODE 4163-18-P