Competitive Funding Opportunity: Accelerating Innovative Mobility (AIM) Challenge Grants, 15558-15564 [2020-05611]

Agencies

• Federal Transit Administration
• DEPARTMENT OF TRANSPORTATION

[Federal Register Volume 85, Number 53 (Wednesday, March 18, 2020)]
[Notices]
[Pages 15558-15564]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-05611]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration


Competitive Funding Opportunity: Accelerating Innovative Mobility 
(AIM) Challenge Grants

AGENCY: Federal Transit Administration (FTA), U.S. Department of 
Transportation (DOT).

ACTION: Notice of funding opportunity (NOFO).

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SUMMARY: The Federal Transit Administration (FTA) announces the 
opportunity to apply for $11 million in fiscal year (FY) 2019 research 
funds for Accelerating Innovative Mobility (AIM) Challenge Grants in 
the form of cooperative agreements for eligible projects. AIM Challenge 
Grants are part of FTA's new AIM Initiative to foster innovative 
transit technologies, practices and solutions that incentivize 
travelers to choose public transportation, promote economic development 
in communities, and enhance public/private partnerships to improve 
personal mobility. FTA will competitively award AIM Challenge Grants 
for projects that can accelerate the development, implementation and 
adoption of innovative technologies, practices, and service models to 
improve mobility and enhance the rider experience, with a focus on 
innovative service delivery models, creative financing, novel 
partnerships, and integrated payment solutions.
    The AIM Initiative also includes the launch of a national network 
of innovative transit agencies, or AIM Incubators, to test new mobility 
solutions and broadly share the results with the public transit 
industry. AIM Challenge Grant recipients selected through this Notice 
of Funding Opportunity (NOFO) will be designated as the inaugural class 
of AIM Incubators.
    The FTA may award additional funds, if they are made available to 
the program prior to the announcement of project selections.

DATES: Complete proposals must be submitted electronically through the 
GRANTS.GOV ``APPLY'' function by 11:59 p.m. Eastern Time on April 17, 
2020. Prospective applicants should initiate the process by promptly 
registering on the GRANTS.GOV website to ensure completion of the 
application process before the submission deadline. Instructions for 
applying can be found on FTA's website at https://transit.dot.gov/howtoapply and in the ``FIND'' module of GRANTS.GOV.
    The GRANTS.GOV funding opportunity ID is FTA-2020-012-TRI-AIM. Mail 
and fax submissions will not be accepted.

FOR FURTHER INFORMATION CONTACT: Please send any questions regarding 
this notice to FTA's Research office via email at [email protected]. 
For other questions contact Ms. Christina Gikakis, Office of Mobility 
Innovation, 202-366-2637, or [email protected]. A 
Telecommunication Device for the Deaf (TDD) is available for 
individuals who are deaf or hard of hearing at 202-366-3993. In 
addition, FTA will post answers to questions and requests for 
clarifications as well as information about webinars FTA will host to 
provide further guidance at www.transit.dot.gov/AIM.

SUPPLEMENTARY INFORMATION: This notice contains information and 
instructions relevant to the application process for AIM Challenge 
Grants. All applicants should read this notice in its entirety to 
obtain the information needed to submit an eligible and competitive 
application.

Table of Contents

A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review Information
F. Federal Award Administration Information
G. Federal Awarding Agency Contacts

A. Program Description

    Under FTA's Public Transportation Innovation program (49 U.S.C. 
5312) FTA may make grants, or enter into contracts or cooperative 
agreements, for research, development, demonstration and deployment 
projects of national significance to public transportation agencies 
that the Secretary determines will improve public transportation 
service. The AIM Challenge Grants has been developed under this 
authority.
    The AIM Challenge Grants are part of FTA's new AIM Initiative to 
foster innovative transit technologies, practices and solutions that 
incentivize travelers to choose public transportation, promote economic 
development in communities, and enhance public/private partnerships to 
improve personal mobility. Further, the AIM Initiative seeks to ensure 
these new technologies or practices permit interoperability across 
systems and modes. The AIM Initiative also seeks to harness Federal, 
local and private sector investments in transportation and mobility 
innovations. The FTA, in collaboration with the public transportation 
industry, has invested significant resources in advancing the state of 
the practice as well as developing and demonstrating technologies and 
practices to make public transportation safer, more effective and 
efficient. The transportation sector and rider expectations have 
evolved, with more options and capabilities now available.
    The FTA seeks applications for AIM Challenge Grant projects from 
public transportation-led teams that can accelerate the development and 
adoption of innovative technologies, practices, and service models to 
improve mobility and enhance the rider experience, with a focus on 
innovative service delivery models, creative financing, novel 
partnerships, and integrated payment solutions. AIM Challenge Grant 
recipients selected through this NOFO will be designated as the 
inaugural class of AIM Incubators, a national network of innovative 
transit agencies that test new mobility solutions and broadly share the 
results with industry. The FTA provides this funding opportunity based 
on the traditional challenge grant concept of

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achieving specific innovation goals and using that achievement to 
spotlight a grantee (i.e., AIM Incubators) and disseminate proven 
innovative mobility practice(s) in the public transportation industry.
    To that end, the goals of the AIM Challenge Grants are to:
     Explore and validate forward-thinking approaches to 
improve transit system design, service, and financing.
     Provide funding to transit agencies in all types of 
communities--urban, suburban, rural--to identify, test, and prove out 
new approaches, technologies and service models.
     Establish a national network of public transportation 
stakeholders that are incorporating innovative approaches and business 
models to improve mobility and that will share their project results.
     Identify and promote the most promising and effective 
innovations that can be implemented more broadly through FTA's capital 
programs.
    The AIM Challenge Grants emphasize the Department's commitment to 
mobility innovation for all communities by incorporating principles of 
DOT's new Rural Opportunities to Use Transportation for Economic 
Success (R.O.U.T.E.S.) initiative. A strong transportation network is 
critical to the functioning and growth of the American economy. The 
nation's industry depends on the transportation network to move the 
goods that it produces, and facilitate the movements of the workers who 
are responsible for that production. When the nation's highways, 
railways, and ports function well, that infrastructure connects people 
to jobs, increases the efficiency of delivering goods and thereby cuts 
the costs of doing business, reduces the burden of commuting, and 
improves overall well-being.
    Rural transportation networks play a vital role in supporting our 
national economic vitality. Addressing the deteriorating conditions and 
disproportionately high fatality rates on our rural transportation 
infrastructure is of critical interest to the Department, as rural 
transportation networks face unique challenges in safety, 
infrastructure condition, and passenger and freight usage. Consistent 
with the R.O.U.T.E.S. Initiative, FTA encourages applicants to consider 
how the project will address the challenges faced by rural areas.
    The FTA will seek to fund multiple AIM Challenge Grant projects 
that are aligned with the following key underlying principles:
     Test innovative technologies, practices, approaches, or 
service models that can produce outcomes and knowledge of national 
significance and advance the state of the practice for public 
transportation in the U.S.
     Create a portfolio of projects that consider the needs of 
different types of communities and advance technology innovations, 
practices and/or partnership models that resonate and are adoptable by 
all transit agencies, including those that serve rural areas.
     Leverage private sector innovation to improve mobility 
through novel public private partnerships.
     Advance robust, replicable transit-led business models, 
and sustainable public private partnerships that enable expanded 
opportunities for innovation beyond the AIM Challenge Grants.
     Support the concept of the complete trip to ensure all 
travelers benefit from improved mobility regardless of their location, 
age, income, or abilities.

B. Federal Award Information

    This notice makes available $11 million under the Public 
Transportation Innovation Program, 49 U.S.C. 5312(b), to support the 
research, development, demonstration, and deployment and evaluation of 
research and technology of national significance to transit, that the 
Secretary of Transportation determines will improve public 
transportation.
    There is no minimum or maximum grant award amount. Only proposals 
from eligible recipients for eligible activities will be considered for 
funding. Due to funding limitations, proposers that are selected for 
funding may receive less than the amount originally requested. In those 
cases, applicants must be able to demonstrate that the proposed project 
is still viable and can be completed with the amount awarded.
    Project recipients selected for funding under AIM Challenge Grants 
also will be designated as AIM Incubators. Applicants may use no more 
than $50,000 of the Federal project funds awarded as part of their AIM 
Challenge Grant to support AIM incubator activities, such as peer 
outreach and knowledge transfer.
    Recipients of the previous FTA mobility innovations demonstration 
programs, including Integrated Mobility Innovation (IMI) and Mobility 
on Demand (MOD) Sandbox demonstrations recipients, may apply for 
funding for additional projects. As FTA is seeking to promote new 
innovative service models to increase the efficiency and effectiveness 
of transit, applicants should demonstrate the extent to which the newly 
proposed project is indeed a new effort. If the proposed project is a 
continuation of a prior project, the applicant should describe how the 
concept has evolved since it was first implemented.
    Funds under this notice cannot be used to reimburse recipients for 
otherwise eligible expenses incurred prior to FTA award of a Grant 
Agreement or Cooperative Agreement unless FTA has issued pre-award 
authority for selected projects. AIM Challenge Grant projects are 
research and development efforts and, as such, FTA Research Circular 
6100.1E (available at www.transit.dot.gov/regulations-and-guidance/fta-circulars/research-technical-assistance-and-training-program) rules 
will apply in administering the program.

C. Eligibility Information

    To be selected for the AIM Challenge Grants, an applicant must be 
an Eligible Applicant and the project must be an Eligible Project as 
defined below.

1. Eligible Applicants

    Eligible applicants under this notice are providers of public 
transportation, including public transportation agencies, state/local 
government DOTs, and federally recognized Indian tribes. Eligible 
applicants may identify one or more strategic project partner(s) with a 
substantial interest and involvement in the project. Applications must 
clearly identify the eligible applicant and all project partners on the 
project team.
    Eligible project partners under this program may include, but are 
not limited to:
     Private for-profit and not-for-profit organizations, 
including shared-use mobility providers, technology system suppliers 
and integrators, automated vehicle technology providers, property 
managers and developers, and others;
     private operators of transportation services, such as 
employee shuttle services, airport connector services, university 
transportation systems, or parking and tolling or airports authorities;
     other operators of public transportation, including public 
transportation agencies, State/local government DOTs, and Federally 
recognized Indian tribes.
     bus or vehicle manufacturers or suppliers;
     banking or financial institutions;
     State or local government entities, including multi-
jurisdictional partnerships, and organizations such as a Metropolitan 
Planning Organization; or
     other organizations including research consortia or not-
for-profit industry organizations, institutions of higher education, 
and others.

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    The project team should include all project partners necessary to 
successfully carry out the prospective project, and be structured to 
best leverage Federal funds.
    The applicant must be able to carry out the proposed agreement and 
procurements, if needed, with project partners in compliance with all 
applicable Federal, State, and local laws.
    Key partners can be designated by applicants that share the costs, 
risks, and rewards of early deployment, demonstration and operation of 
innovative projects. The FTA also may determine that any identified 
project partner in the proposal is a key partner and make any award 
conditional upon the participation of that key partner. A key partner 
is essential to the project as approved by FTA and, therefore, is 
eligible for a noncompetitive award by the applicant to provide the 
goods or services described in the application. The applicant must 
clearly indicate whether each partner is a key partner. A key partner's 
participation on a selected project may not be substituted later 
without FTA's approval.
    To be considered eligible, applicants must be able to demonstrate 
the requisite legal, financial, and technical capabilities to receive 
and administer Federal funds under this program.

2. Cost Sharing or Matching

    The Federal share of project costs under this program is limited to 
80 percent. Applicants may seek a lower Federal contribution. The 
applicant must provide the local share of the net project cost in cash, 
or in-kind, and must document in its application the source of the 
local match. Eligible sources of local match are detailed in FTA 
Research Circular 6100.1E. (available at www.transit.dot.gov/regulations-and-guidance/fta-circulars/research-technical-assistance-and-training-program).

3. Eligible Projects

    This notice solicits applications for AIM Challenge Grant projects 
that demonstrate innovative technologies, applications, practices, and/
or service models that can lead to more efficient public transportation 
service, better mobility for individuals, and enhance the overall rider 
experience, with special emphases on innovative service delivery 
models, creative financing, novel partnerships and integrated payment 
solutions. Applicants are also encouraged to submit applications with 
other innovative models and ideas that may not fall into one of these 
areas.
    To help shape AIM Challenge Grants, the following list provides 
some examples of innovative technologies, practices and solutions for 
consideration. Please note that the list is provided for examples only, 
and not meant to be exhaustive or prescriptive.
     Integrated scheduling, reservation, and payments across 
all mobility providers in a region.
     Innovative dynamic mobility hubs in rural areas.
     Innovative data tools to predict movement of all travelers 
on a transportation network to target transit services and provide more 
comprehensive traveler information.
     New operational models of bus service that are more 
flexible, better integrated into the community, and more appealing.
     Emerging approaches or technologies that enable access for 
all populations to take advantage of mobility advances, including older 
Americans, school-aged populations traveling independently, and persons 
with disabilities.
     Innovative projects to demonstrate market-ready or near 
market-ready transit automation for revenue service.
     Novel partnerships with private, public, or nonprofit 
entities that connect riders to high-demand services or destinations.
    Eligible activities include all activities leading to the 
development and testing of innovative mobility, such as planning and 
developing business models, obtaining equipment and service, acquiring 
or developing software and hardware interfaces to implement the 
project, operating or implementing the new service model, and 
evaluating project results. Transit agencies selected for AIM Challenge 
Grants awards will be designated as AIM Incubators, and will serve as 
experts and provide support to other agencies seeking to improve 
transit service and mobility in their communities, through activities 
such as peer exchanges and knowledge sharing. AIM Incubator activities 
are eligible and required activities under the AIM Challenge Grants up 
to the funding previously established.

4. Project Timelines

    Projects funded under the AIM Challenge Grants will be allowed a 
maximum of 12 months for project planning. Project innovations or 
demonstration of new business models should be fully launched within 12 
months of award.

D. Application and Submission Information

1. Address To Request Application Package

    Instructions for applying can be found on the FTA website at https://transit.dot.gov/howtoapply. Applications must be submitted 
electronically through GRANTS.GOV. General information for submitting 
applications through GRANTS.GOV can be found at www.transit.dot.gov/howtoapply along with specific instructions for the forms and 
attachments required for submission. Mail and fax submissions will not 
be accepted.

2. Content and Form of Application Submission

    Addressing the deteriorating conditions and disproportionately high 
fatality rates on our rural transportation infrastructure is of 
critical interest to the Department, as rural transportation networks 
face unique challenges in safety, infrastructure condition, and 
passenger and freight usage. Consistent with the R.O.U.T.E.S. 
Initiative, the Department will consider how the project will address 
the challenges faced by rural areas.
    A complete proposal submission consists of two forms: the SF-424 
Application for Federal Assistance (available at GRANTS.GOV) and the 
supplemental form for the 2020 AIM Challenge Grants (downloaded from 
GRANTS.GOV or the FTA website at www.transit.dot.gov/AIM).
    A complete application must include responses to all sections of 
the SF-424 Application for Federal Assistance and the supplemental 
form. The information on the supplemental form will be used to 
determine applicant and project eligibility for the program, and to 
evaluate the proposal against the selection criteria described in part 
E of this notice. Applicants may attach additional supporting 
information to the SF-424 submission, including but not limited to 
letters of support, project budgets, or excerpts from relevant planning 
documents. Supporting documentation must be described and referenced by 
file name in the appropriate response section of the supplemental form, 
or it may not be reviewed.
    Information such as applicant name, Federal amount requested, local 
match amount, description of areas served, etc., may be requested in 
varying degrees of detail on both the SF-424 form and supplemental 
form. An applicant must fill in all fields unless stated otherwise on 
the forms. If

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copying information into the supplemental form from another source, the 
applicant should verify that the supplemental form has fully captured 
pasted text and that it has not truncated the text due to character 
limits built into the form. An applicant should use both the ``Check 
Package for Errors'' and the ``Validate Form'' validation buttons on 
both forms to check all required fields on the forms. An applicant 
should also ensure that the Federal and local amounts specified are 
consistent throughout the application.
    The SF-424 Mandatory Form and the supplemental form will prompt 
applicants for the required information, including:

    a. Applicant name.
    b. Dun and Bradstreet (D&B) Data Universal Numbering System 
(DUNS) number.
    c. Key contact information (including contact name, address, 
email address, and phone).
    d. Congressional district(s) where project will take place.
    e. Project information (including title, an executive summary, 
and type).
    f. Information on areas served by project (i.e., indicate urban, 
rural, or both) including current state of public transportation and 
mobility in the area served.
    g. A description of the need for the project (research need or 
opportunity project addresses).
    h. A description of all innovative technologies, practices or 
business models proposed as part of the project scope.
    i. Evidence on how the project will support the AIM Challenge 
Grants goals and underlying principles as described in Section A of 
this NOFO ``Program Description,'' and the overall significance of 
the project to advancing mobility innovation.
    j. A description of how the proposed project would address the 
unique challenges facing rural transportation networks, regardless 
of the geographic location of those activities.
    k. Details on any partners, their roles and anticipated 
contributions. Indicate which partners are ``key partners'' 
essential to the success of the proposed project. Indicate which 
partners provided letter of commitment that are attached to the 
application.
    l. A description of the overall project implementation strategy.
    m. A description of how the applicant will fulfill the role of 
AIM Incubator, and activities that it will undertake.
    n. A description of how the project will be evaluated and any 
details on the types of data that will be generated and how the 
project team will provide access for FTA or its designee to this 
project-related data for purposes of evaluation.
    o. Project budget.
    p. Project timeline.
    q. Evidence that the applicant can provide the local cost share.
    r. A description of the technical, legal and financial capacity 
of the applicant, and team members to successfully implement 
project.
    s. An explanation of the scalability of the project.
    t. Whether the project impacts an Opportunity Zone, designated 
pursuant to 26 U.S.C. 1400Z-1.

3. Unique Entity Identifier and System for Award Management (SAM)

    Each applicant is required to: (1) Be registered in SAM before 
submitting an application; (2) provide a valid unique entity identifier 
in its application; and (3) continue to maintain an active SAM 
registration with current information at all times during which the 
applicant has an active Federal award or an application or plan under 
consideration by FTA. These requirements do not apply if the applicant 
has an exemption approved by FTA under Federal grants and agreements 
Uniform Guidance (2 CFR 25.110(d)). FTA may not make an award until the 
applicant has complied with all applicable unique entity identifier and 
SAM requirements. If an applicant has not fully complied with the 
requirements by the time FTA is ready to make an award, FTA may 
determine that the applicant is not qualified to receive an award and 
use that determination as a basis for making a Federal award to another 
applicant. All applicants must provide a unique entity identifier 
provided by SAM. SAM registration takes approximately 3-5 business 
days, but FTA recommends allowing ample time, up to several weeks, for 
completion of all steps. For additional information on obtaining a 
unique entity identifier, please visit www.sam.gov.

4. Submission Dates and Times

    Project proposals must be submitted electronically through 
GRANTS.GOV by 11:59 p.m. Eastern Time on April 17, 2020. Mail and fax 
submissions will not be accepted. FTA urges applicants to submit 
applications at least 72 hours prior to the due date to allow time to 
correct any problems that may have caused either GRANTS.GOV or FTA 
systems to reject the submission. Proposals submitted after the 
deadline will only be considered under extraordinary circumstances not 
under the applicant's control. Deadlines will not be extended due to 
scheduled website maintenance. GRANTS.GOV scheduled maintenance and 
outage times are announced on the GRANTS.GOV website.
    Within 48 hours after submitting an electronic application, the 
applicant should receive an email message from GRANTS.GOV with 
confirmation of successful transmission to GRANTS.GOV. If a notice of 
failed validation or incomplete materials is received, the applicant 
must address the reason for the failed validation, as described in the 
email notice, and resubmit before the submission deadline. If making a 
resubmission for any reason, applicants must include all original 
attachments regardless of which attachments were updated and check the 
box on the supplemental form indicating this is a resubmission.
    Applicants are encouraged to begin the process of registration on 
the GRANTS.GOV site well in advance of the submission deadline. 
Registration is a multi-step process, which may take several weeks to 
complete before an application can be submitted. Registered applicants 
may still be required to take steps to keep their registration up to 
date before submissions can be made successfully: (1) Registration in 
the System for Award Management (SAM) is renewed annually; and, (2) 
persons making submissions on behalf of the Authorized Organization 
Representative (AOR) must be authorized in GRANTS.GOV by the AOR to 
make submissions.

5. Funding Restrictions

    Funds under this NOFO cannot be used to reimburse applicants for 
otherwise eligible expenses incurred prior to FTA award of a grant 
agreement until FTA has issued pre-award authority for selected 
projects.

6. Other Submission Requirements

    The FTA encourages applicants to identify scaled funding options in 
case insufficient funding is available to fund a project at the full 
requested amount. If an applicant indicates that a project is scalable, 
the applicant must provide an appropriate minimum funding amount that 
will fund an eligible project that achieves the objectives of the 
program and meets all relevant program requirements. The applicant must 
provide a clear explanation of how a reduced reward would affect the 
project budget. The FTA may award a lesser amount regardless of whether 
the applicant provides a scalable option.

E. Application Review Information

    The FTA will evaluate project proposals for AIM Challenge Grants 
based on the criteria described in this notice. Projects will be 
evaluated primarily on the responses provided in the supplemental form. 
Additional information may be provided to support the responses; 
however, any additional documentation must be directly referenced on 
the supplemental form,

[[Page 15562]]

including the file name where the additional information can be found.

1. Criteria

    Project proposals will be evaluated by FTA per the following six 
selection criteria. FTA strongly encourages each applicant to 
demonstrate the responsiveness of a project to all criteria shown below 
with the most relevant information that the applicant can provide. The 
selection criteria are as follows:
a. Demonstration of Innovation
    The FTA is seeking projects that address innovation related to 
exploring and testing new technologies, practices, approaches or 
business models for public transportation that can lead to greater 
operational efficiency, greater personal mobility, more efficient 
operations, or insights into new system design, service, financing or 
partnering mechanisms. Projects should clearly identify a specific 
innovative premise which serves a need, the proposed project approach 
to addressing the need, and how the proposed project will provide 
outcomes or new insights that expand the public transportation 
industry's understanding of new mobility innovations. The FTA will 
assess the extent to which the applicant uses innovative strategies, 
including (i) innovative technologies, (ii) innovative financing, and/
or (iii) innovative operations and identifies specific needs in the 
area of mobility innovation that can produce outcomes and knowledge of 
national significance and advance the state of the practice for public 
transportation in the U.S.
b. Demonstration of Benefit
    The application should demonstrate the utility of the proposed 
project to accelerate the transit industry's ability to implement new 
technologies, operational innovations, approaches or service models 
that support FTA's AIM Challenge Grants goals, and are consistent with 
the AIM Challenge Grants guiding principles, as detailed in this NOFO.
    The FTA will evaluate proposals based on their capacity to 
accelerate the development and adoption of innovative technologies, 
practices, and service models to improve mobility and enhance the rider 
experience. There will be a focus on innovative service delivery 
models, creative financing, novel partnerships, and integrated payment 
solutions.
    The FTA will consider the extent to which each proposal explores 
innovative technologies, practices, approaches or service models that 
produce outcomes and knowledge of national significance and advance the 
state of the practice for public transportation in the U.S; advances 
technologies, innovations, practices or partnership models that 
resonate with all transit agencies, including those in rural areas; 
leverages private sector innovation; advances robust, replicable 
business models, and sustainable public private partnerships; and 
ensures that all travelers benefit from enhanced mobility regardless of 
location, age, income, or abilities.
c. Planning and Partnerships
    For applications that include project partners, applicants must 
detail all project partners and their specific role. The FTA will 
evaluate the extent to which the project contains strong, cohesive 
partnerships and the collaboration necessary to successfully implement 
the proposed project. Applications should describe how project partners 
plan to work collaboratively and should show evidence of strong 
commitment and cooperation among project partners through letters of 
support or agreements among the partners. Applications should describe 
how partners will participate in each aspect of project planning, 
implementation and evaluation. The FTA also will evaluate the 
experience, capacity, and demonstrated partnership commitment of the 
named project partners as pertains to successful implementation of the 
proposed project. Applicants are advised to submit information on the 
partners' qualifications and experience as a part of the application, 
and documentation of their commitment to the project.
    Any project partner can be designated by the applicant as a key 
partner that shares the costs, risks, and rewards of early deployment 
and demonstration of innovation. The applicant must explicitly indicate 
whether each partner is a key partner. A key partner's participation on 
a selected project may not be substituted later without FTA's approval. 
Entities who are involved in the project but not named in the 
application will be required to be selected through a competitive 
procurement.
d. Local Financial Commitment
    The FTA will fund up to 80 percent of the net project cost; a local 
share of at least 20 percent of the net project cost is required. 
Applicants must identify the source of the local cost share and 
describe whether such funds are currently available for the project or 
will need to be secured if the project is selected for funding. The FTA 
will consider the availability of the local cost share as evidence of 
local financial commitment to the project. Additional consideration 
will be given to those projects for which local funds have already been 
made available or reserved. Applicants should submit evidence of the 
availability of funds for the project, for example by including a board 
resolution, letter of support from the State or other documentation of 
the source of local funds such as a budget document highlighting the 
line item or section committing funds to the proposed project. In 
addition, as evidence of local financial commitment, an applicant may 
propose a local cost share that is greater than the minimum 
requirement.
e. Project Implementation Strategy
    Projects will be evaluated based on the extent to which the project 
is ready to start within a reasonable period of time and whether the 
applicant's proposed implementation plans are reasonable and complete, 
with project innovations or demonstration of new business models fully 
launched within 12 months of award.
    In assessing whether the proposed implementation plans are 
reasonable and complete, FTA will review the proposed project 
implementation plan, including all necessary project milestones and the 
overall project timeline. The FTA will consider if the project's 
implementation strategy addresses how the project will support FTA's 
independent project evaluation efforts, data access and sharing of 
project results, project evaluation against mobility-specific metrics, 
and the AIM Incubator efforts.
    For projects that will require formal coordination, approvals or 
permits from other agencies or project partners, the applicant must 
demonstrate coordination with these organizations and their support for 
the project, such as through letters of support. The FTA also will 
consider the risks to project implementation, and the extent to which 
the project implementation strategy addresses these risks.
f. Technical, Legal, and Financial Capacity
    The FTA will evaluate proposals on the capacity of the lead agency 
and any partners to successfully execute the project. The FTA may 
review relevant oversight assessments and records to determine whether 
there are any outstanding legal, technical or financial issues with the 
applicant that would affect the outcome of the proposed project. 
Applicants with outstanding

[[Page 15563]]

legal, technical or financial compliance issues from an FTA compliance 
review or Federal Transit grant-related Single Audit finding must 
explain how corrective actions taken will mitigate negative impacts on 
the proposed project.
    For applications that include named project partners, FTA will also 
consider the technical, legal and financial capacity of the partner to 
successfully implement the proposed project. Applicants are advised to 
submit information on the partners' qualifications and experience as a 
part of the application.

2. Review and Selection Process

    A technical evaluation panel comprising FTA and other Departmental 
and/or Federal agency staff will review project proposals against the 
selection criteria listed above. The technical evaluation committee may 
seek clarification from any applicant about any statement made in a 
proposal. The FTA also may request additional documentation or 
information to be considered during the evaluation process. After the 
evaluation of all eligible proposals, the technical evaluation 
committee will provide project recommendations to the FTA 
Administrator. The FTA Administrator will determine the final list of 
project selections, and the amount of funding for each project. 
Geographic diversity, diversity of project type, the applicant's 
receipt of other Federal funding, and projects located in or that 
support public transportation service in a qualified opportunity zone 
designated pursuant to 26 U.S.C. 1400Z-1 may be considered in FTA's 
award decisions. The FTA may prioritize projects proposed with a higher 
local share.
    In addition to the criteria and considerations outlined in this 
section, the FTA Administrator will consider the following key 
Departmental objectives:
     Supporting economic vitality at the national and regional 
level;
     Leveraging Federal funding to attract other, non-federal 
sources of investment, including value capture;
     Using innovative approaches to improve safety and expedite 
project delivery; and,
     Holding grant recipients accountable for their performance 
and achieving specific, measurable outcomes identified by grant 
applicants.
    Addressing the deteriorating conditions and disproportionately high 
fatality rates on our rural transportation infrastructure is of 
critical interest to the Department, as rural transportation networks 
face unique challenges in safety, infrastructure condition, and 
passenger and freight usage. Consistent with the R.O.U.T.E.S. 
Initiative, the Department will consider how the project will address 
the challenges faced by rural areas.
    Prior to making an award, FTA is required to review and consider 
any information about the applicant that is in the Federal Awardee 
Performance and Integrity Information Systems accessible through SAM. 
An applicant may review and comment on information about itself that a 
Federal awarding agency previously entered. FTA may consider any 
comments by the applicant, in addition to the other information in the 
designated integrity and performance system, in making a judgment about 
the applicant's integrity, business ethics, and record of performance 
under Federal awards when completing the review of risk posed by 
applicants as described in the Office of Management and Budget's 
Uniform Requirements for Federal Awards (2 CFR 200.205).

F. Federal Award Administration Information

1. Federal Award Notice

    The FTA Administrator will announce the final project selections on 
the FTA website. At the time the project selections are announced, FTA 
may extend pre-award authority for the selected projects. There is no 
blanket pre-award authority for the selected projects before 
announcement.

2. Administrative and National Policy Requirements

a. Pre-Award Authority
    The FTA will issue specific guidance to recipients regarding pre-
award authority at the time of selection. FTA does not provide pre-
award authority for discretionary funds until projects are selected, 
and even then, there are Federal requirements that must be met before 
reimbursable costs are incurred. For more information about FTA's 
policy on pre-award authority, please see the FY 2019 Apportionment 
Notice published on July 3, 2019 which can be accessed at 
www.govinfo.gov/content/pkg/FR-2019-07-03/pdf/2019-14248.pdf.
b. Grant Requirements
    If selected, awardees will apply for a cooperative agreement 
through FTA's Transit Award Management System (TrAMS). All recipients 
must follow the requirements of FTA Research Circular 6100.1E. 
Technical assistance regarding these requirements is available from 
FTA.
c. Buy America
    Federal transit law requires that all capital procurements meet Buy 
America requirements, which require that all iron, steel, or 
manufactured products be produced in the U.S., unless a waiver is 
granted. These requirements help create and protect manufacturing jobs 
in the U.S. The Fixing America's Surface Transportation (FAST) Act 
(Pub. L. 114-94, Dec. 4, 2015) amended the Buy America requirements to 
provide for a phased increase in the domestic content for rolling 
stock. For FY 2020 and beyond, the cost of rolling stock components and 
subcomponents produced in the United States must be more than 70 
percent of the cost of all components. There is no change to the 
requirement that final assembly of rolling stock must occur in the 
United States. The FTA issued guidance on the implementation of the 
phased increase in rolling stock domestic content on September 1, 2016. 
A copy of the policy guidance may be found in 81 FR 60278 (September 1, 
2016), www.govinfo.gov/content/pkg/FR-2016-09-01/pdf/2016-21007.pdf. 
Information for other, non-rolling stock, capital procurements is 
available on FTA's website www.transit.dot.gov/buyamerica. Any proposal 
that will require a waiver must identify the items for which a waiver 
will be sought in the application. Applicants should not proceed with 
the expectation that waivers will be granted, nor should applicants 
assume that selection of a project under the AIM Initiative that 
includes a partnership with a manufacturer, vendor, consultant, or 
other third party constitutes a waiver of the Buy America requirements 
applicable at the time the project is undertaken.
d. Disadvantaged Business Enterprise
    The FTA requires that its recipients receiving planning, capital 
and/or operating assistance that will award prime contracts exceeding 
$250,000 in FTA funds in a Federal fiscal year comply with the 
Disadvantaged Business Enterprise (DBE) program regulations at 49 CFR 
part 26. Applicants should expect to include any funds awarded, 
excluding those to be used for vehicle procurements, in setting their 
overall DBE goal. Note, however, that projects including vehicle 
procurements remain subject to the DBE program regulations. The rule 
requires that, prior to bidding on any FTA-assisted vehicle 
procurement, entities that manufacture vehicles, or perform post-
production alterations or retrofitting must submit a DBE Program plan 
and goal methodology to FTA.

[[Page 15564]]

Further, to the extent that a vehicle remanufacturer is responding to a 
solicitation for new or remanufactured vehicles with a vehicle to which 
the remanufacturer has provided post-production alterations or retro-
fitting (e.g., replacing major components such as an engine to provide 
a ``like new'' vehicle), the vehicle remanufacturer is considered a 
transit vehicle manufacturer and must also comply with the DBE 
regulations.
    Grant recipients must verify each manufacturer's compliance with 
these requirements before accepting its bid. A list of compliant, 
certified transit vehicle manufacturers (TVMs) is posted on FTA's web 
page at www.fta.dot.gov/regulations-and-guidance/civil-rights-ada/eligible-tvms-list. Please note that this list is nonexclusive and 
recipients must contact FTA before accepting bids from entities not 
listed on this web-posting. Recipients may also establish project 
specific DBE goals for vehicle procurements. FTA will provide 
additional guidance as grants are awarded. For more information on DBE 
requirements, please contact Monica McCallum, Office of Civil Rights, 
206-220-7519, email: [email protected].
e. Standard Assurances
    The applicant assures that it will comply with all applicable 
Federal statutes, regulations, executive orders, directives, FTA 
circulars, and other Federal administrative requirements in carrying 
out any project supported by the FTA grant. The applicant acknowledges 
that it is under a continuing obligation to comply with the terms and 
conditions of the grant agreement issued for its project with FTA. The 
applicant understands that Federal laws, regulations, policies, and 
administrative practices might be modified from time to time and may 
affect the implementation of the project. The applicant agrees that the 
most recent Federal requirements will apply to the project, unless FTA 
issues a written determination otherwise. The applicant must submit the 
Certifications and Assurances before receiving a grant if it does not 
have current certifications on file.

3. Other National Policy Requirements

a. Independent Evaluation
    Projects funded under this announcement will be subject to 
evaluation by an independent evaluator selected by FTA. Recipients will 
be required to coordinate with the independent evaluator to assist in 
developing an evaluation plan and collecting, storing and managing data 
required to fulfill that evaluation plan.
b. Draft Mobility Metrics
    Projects funded under this notice will be required to support the 
efforts of FTA or its designee to evaluate the project and its outcomes 
against mobility-specific metrics. FTA will work with the project team 
to implement evaluation plans that are consistent with FTA's draft 
models for Mobility Metrics.
c. Data Access and Data Sharing
    All work conducted under the AIM Challenge Grants should make every 
attempt to follow USDOT data policies outlined in the DOT Public Access 
Plan (www.transportation.gov/mission/open/official-dot-public-access-plan-v11).
d. AIM Incubators and Knowledge Transfer
    The AIM Initiative also includes efforts to launch a national 
network of innovative transit agencies, or AIM Incubators, to test new 
mobility solutions and share the results broadly with industry. AIM 
Challenge Grant recipients selected through this NOFO will be 
designated as the inaugural class of AIM Incubators. They will work 
through the FTA technical assistance program and provide ongoing 
outreach. Applicants selected for project awards must be willing to 
share project outcomes and methods with FTA and the larger public 
transportation community. Recipients may be asked to participate in 
information exchange meetings, webinars, or outreach events to support 
FTA's goal of advancing mobility innovations. Applicants should 
allocate a portion of their budgets, up to $50,000 of the Federal 
project budget, to support their work as AIM Incubators, which may 
include travel or presentations at key industry gatherings, peer 
exchanges and similar knowledge transfer activities.

4. Reporting

    Post awards reporting requirements include electronic submission of 
Federal Financial Reports and Milestone Progress Reports in FTA's 
electronic grants management system.

G. Federal Awarding Agency Contacts

    For further information concerning this notice, contact FTA 
Research office via email at [email protected], or please contact 
Ms. Christina Gikakis, Office of Mobility Innovation, 202-366-2637, or 
[email protected]. A TDD is available for individuals who are 
deaf or hard of hearing at 202-366-3993. In addition, FTA will post 
answers to questions and requests for clarifications as well as 
information about webinars for further guidance at www.transit.dot.gov/AIM. To ensure applicants receive accurate information about 
eligibility or the program, the applicant is encouraged to contact FTA 
directly, rather than through intermediaries or third parties, with 
questions.

K. Jane Williams,
Acting Administrator.
[FR Doc. 2020-05611 Filed 3-17-20; 8:45 am]
 BILLING CODE 4910-57-P