Declaration Under the Public Readiness and Emergency Preparedness Act for Medical Countermeasures Against COVID-19, 15198-15203 [2020-05484]
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15198
Federal Register / Vol. 85, No. 52 / Tuesday, March 17, 2020 / Notices
Ohio, Court of Federal Claims No: 20–
0225V
71. Shannon Pyers, Dresher, Pennsylvania,
Court of Federal Claims No: 20–0231V
72. Lisa Macon, Englewood, New Jersey,
Court of Federal Claims No: 20–0232V
[FR Doc. 2020–05525 Filed 3–16–20; 8:45 am]
BILLING CODE 4165–15–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Office of the Secretary
Declaration Under the Public
Readiness and Emergency
Preparedness Act for Medical
Countermeasures Against COVID–19
ACTION:
Notice of declaration.
The Secretary is issuing this
Declaration pursuant to section 319F–3
of the Public Health Service Act to
provide liability immunity for activities
related to medical countermeasures
against COVID–19.
DATES: The Declaration was effective as
of February 4, 2020.
FOR FURTHER INFORMATION CONTACT:
Robert P. Kadlec, MD, MTM&H, MS,
Assistant Secretary for Preparedness
and Response, Office of the Secretary,
Department of Health and Human
Services, 200 Independence Avenue
SW, Washington, DC 20201; Telephone:
202–205–2882.
SUPPLEMENTARY INFORMATION: The
Public Readiness and Emergency
Preparedness Act (PREP Act) authorizes
the Secretary of Health and Human
Services (the Secretary) to issue a
Declaration to provide liability
immunity to certain individuals and
entities (Covered Persons) against any
claim of loss caused by, arising out of,
relating to, or resulting from the
manufacture, distribution,
administration, or use of medical
countermeasures (Covered
Countermeasures), except for claims
involving ‘‘willful misconduct’’ as
defined in the PREP Act. This
Declaration is subject to amendment as
circumstances warrant.
The PREP Act was enacted on
December 30, 2005, as Public Law 109–
148, Division C, Section 2. It amended
the Public Health Service (PHS) Act,
adding Section 319F–3, which
addresses liability immunity, and
Section 319F–4, which creates a
compensation program. These sections
are codified at 42 U.S.C. 247d-6d and 42
U.S.C. 247d–6e, respectively.
The Pandemic and All-Hazards
Preparedness Reauthorization Act
(PAHPRA), Public Law 113–5, was
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enacted on March 13, 2013. Among
other things, PAHPRA added sections
564A and 564B to the Federal Food,
Drug, and Cosmetic (FD&C) Act to
provide new authorities for the
emergency use of approved products in
emergencies and products held for
emergency use. PAHPRA accordingly
amended the definitions of ‘‘Covered
Countermeasures’’ and ‘‘qualified
pandemic and epidemic products’’ in
Section 319F–3 of the Public Health
Service Act (PREP Act provisions), so
that products made available under
these new FD&C Act authorities could
be covered under PREP Act
Declarations. PAHPRA also extended
the definition of qualified pandemic and
epidemic products that may be covered
under a PREP Act Declaration to include
products or technologies intended to
enhance the use or effect of a drug,
biological product, or device used
against the pandemic or epidemic or
against adverse events from these
products.
COVID–19 is an acute respiratory
disease caused by the SARS-CoV-2
betacoronavirus or a virus mutating
therefrom. This virus is similar to other
betacoronaviruses, such as Middle
Eastern Respiratory Syndrome (MERS)
and Severe Acute Respiratory Syndrome
(SARS). Although the complete clinical
picture regarding SARS-CoV-2 or a virus
mutating therefrom is not fully
understood, the virus has been known
to cause severe respiratory illness and
death in a subset of those people
infected with such virus(es).
In December 2019, the novel
coronavirus was detected in Wuhan
City, Hubei Province, China. Today,
over 101 countries, including the United
States have reported multiple cases.
Acknowledging that cases had been
reported in five WHO regions in one
month, on January 30, 2020, WHO
declared the COVID–19 outbreak to be
a Public Health Emergency of
International Concern (PHEIC) following
a second meeting of the Emergency
Committee convened under the
International Health Regulations (IHR).
To date, United States travelerassociated cases have been identified in
a number of States and communitybased transmission is suspected. On
January 31, 2020, Secretary Azar
declared a public health emergency
pursuant to section 319 of the PHS Act,
42 U.S.C. 247d, for the entire United
States to aid in the nation’s health care
community response to the COVID–19
outbreak.1 The outbreak remains a
significant public health challenge that
1 https://www.phe.gov/emergency/news/
healthactions/phe/Pages/2019-nCoV.aspx.
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requires a sustained, coordinated
proactive response by the Government
in order to contain and mitigate the
spread of COVID–19.2
Description of This Declaration by
Section
Section I. Determination of Public
Health Emergency or Credible Risk of
Future Public Health Emergency
Before issuing a Declaration under the
PREP Act, the Secretary is required to
determine that a disease or other health
condition or threat to health constitutes
a public health emergency or that there
is a credible risk that the disease,
condition, or threat may constitute such
an emergency. This determination is
separate and apart from the Declaration
issued by the Secretary on January 31,
2020 under Section 319 of the PHS Act
that a disease or disorder presents a
public health emergency or that a public
health emergency, including significant
outbreaks of infectious diseases or
bioterrorist attacks, otherwise exists, or
other Declarations or determinations
made under other authorities of the
Secretary. Accordingly in Section I of
the Declaration, the Secretary
determines that the spread of SARSCoV-2 or a virus mutating therefrom and
the resulting disease, COVID–19,
constitutes a public health emergency
for purposes of this Declaration under
the PREP Act.
Section II. Factors Considered by the
Secretary
In deciding whether and under what
circumstances to issue a Declaration
with respect to a Covered
Countermeasure, the Secretary must
consider the desirability of encouraging
the design, development, clinical testing
or investigation, manufacture, labeling,
distribution, formulation, packaging,
marketing, promotion, sale, purchase,
donation, dispensing, prescribing,
administration, licensing, and use of the
countermeasure. In Section II of the
Declaration, the Secretary states that he
has considered these factors.
Section III. Activities Covered by This
Declaration Under the PREP Act’s
Liability Immunity
The Secretary must delineate the
activities for which the PREP Act’s
liability immunity is in effect. These
activities may include, under conditions
as the Secretary may specify, the
manufacture, testing, development,
distribution, administration, or use of
one or more Covered Countermeasures
2 CDC COVID–19 Summary; https://www.cdc.gov/
coronavirus/2019-ncov/summary.html, accessed
27Feb2020,
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(Recommended Activities). In Section
III of the Declaration, the Secretary sets
out the activities for which the
immunity is in effect.
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Section IV. Limited Immunity
The Secretary must also state that
liability protections available under the
PREP Act are in effect with respect to
the Recommended Activities. These
liability protections provide that,
‘‘[s]ubject to other provisions of [the
PREP Act], a covered person shall be
immune from suit and liability under
federal and state law with respect to all
claims for loss caused by, arising out of,
relating to, or resulting from the
administration to or use by an
individual of a covered countermeasure
if a Declaration has been issued with
respect to such countermeasure.’’ In
Section IV of the Declaration, the
Secretary states that liability protections
are in effect with respect to the
Recommended Activities.
Section V. Covered Persons
Section V of the Declaration describes
Covered Persons, including Qualified
Persons. The PREP Act defines Covered
Persons to include, among others, the
United States, and those that
manufacturer, distribute, administer,
prescribe or use Covered
Countermeasures. This Declaration
includes all persons and entities defined
as Covered Persons under the PREP Act
(PHS Act 317F–3(i)(2)) as well as others
set out in paragraphs (3), (4), (6), (8)(A)
and (8)(B).
The PREP Act’s liability immunity
applies to ‘‘Covered Persons’’ with
respect to administration or use of a
Covered Countermeasure. The term
‘‘Covered Persons’’ has a specific
meaning and is defined in the PREP Act
to include manufacturers, distributors,
program planners, and qualified
persons, and their officials, agents, and
employees, and the United States. The
PREP Act further defines the terms
‘‘manufacturer,’’ ‘‘distributor,’’
‘‘program planner,’’ and ‘‘qualified
person’’ as described below.
A manufacturer includes a contractor
or subcontractor of a manufacturer; a
supplier or licenser of any product,
intellectual property, service, research
tool or component or other article used
in the design, development, clinical
testing, investigation or manufacturing
of a Covered Countermeasure; and any
or all the parents, subsidiaries, affiliates,
successors, and assigns of a
manufacturer.
A distributor means a person or entity
engaged in the distribution of drugs,
biologics, or devices, including but not
limited to: Manufacturers; re-packers;
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common carriers; contract carriers; air
carriers; own-label distributors; privatelabel distributors; jobbers; brokers;
warehouses and wholesale drug
warehouses; independent wholesale
drug traders; and retail pharmacies.
A program planner means a state or
local government, including an Indian
tribe; a person employed by the state or
local government; or other person who
supervises or administers a program
with respect to the administration,
dispensing, distribution, provision, or
use of a Covered Countermeasure,
including a person who establishes
requirements, provides policy guidance,
or supplies technical or scientific advice
or assistance or provides a facility to
administer or use a Covered
Countermeasure in accordance with the
Secretary’s Declaration. Under this
definition, a private sector employer or
community group or other ‘‘person’’ can
be a program planner when it carries out
the described activities.
A qualified person means a licensed
health professional or other individual
authorized to prescribe, administer, or
dispense Covered Countermeasures
under the law of the state in which the
Covered Countermeasure was
prescribed, administered, or dispensed;
or a person within a category of persons
identified as qualified in the Secretary’s
Declaration. Under this definition, the
Secretary can describe in the
Declaration other qualified persons,
such as volunteers, who are Covered
Persons. Section V describes other
qualified persons covered by this
Declaration.
The PREP Act also defines the word
‘‘person’’ as used in the Act: A person
includes an individual, partnership,
corporation, association, entity, or
public or private corporation, including
a federal, state, or local government
agency or department.
Section VI. Covered Countermeasures
As noted above, Section III of the
Declaration describes the activities
(referred to as ‘‘Recommended
Activities’’) for which liability
immunity is in effect. Section VI of the
Declaration identifies the Covered
Countermeasures for which the
Secretary has recommended such
activities. The PREP Act states that a
‘‘Covered Countermeasure’’ must be a
‘‘qualified pandemic or epidemic
product,’’ or a ‘‘security
countermeasure,’’ as described
immediately below; or a drug, biological
product or device authorized for
emergency use in accordance with
Sections 564, 564A, or 564B of the
FD&C Act.
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A qualified pandemic or epidemic
product means a drug or device, as
defined in the FD&C Act or a biological
product, as defined in the PHS Act that
is (i) manufactured, used, designed,
developed, modified, licensed or
procured to diagnose, mitigate, prevent,
treat, or cure a pandemic or epidemic or
limit the harm such a pandemic or
epidemic might otherwise cause; (ii)
manufactured, used, designed,
developed, modified, licensed, or
procured to diagnose, mitigate, prevent,
treat, or cure a serious or lifethreatening disease or condition caused
by such a drug, biological product, or
device; (iii) or a product or technology
intended to enhance the use or effect of
such a drug, biological product, or
device.
A security countermeasure is a drug
or device, as defined in the FD&C Act
or a biological product, as defined in the
PHS Act that (i)(a) The Secretary
determines to be a priority to diagnose,
mitigate, prevent, or treat harm from any
biological, chemical, radiological, or
nuclear agent identified as a material
threat by the Secretary of Homeland
Security, or (b) to diagnose, mitigate,
prevent, or treat harm from a condition
that may result in adverse health
consequences or death and may be
caused by administering a drug,
biological product, or device against
such an agent; and (ii) is determined by
the Secretary of Health and Human
Services to be a necessary
countermeasure to protect public health.
To be a Covered Countermeasure,
qualified pandemic or epidemic
products or security countermeasures
also must be approved or cleared under
the FD&C Act; licensed under the PHS
Act; or authorized for emergency use
under Sections 564, 564A, or 564B of
the FD&C Act.
A qualified pandemic or epidemic
product also may be a Covered
Countermeasure when it is subject to an
exemption (that is, it is permitted to be
used under an Investigational Drug
Application or an Investigational Device
Exemption) under the FD&C Act and is
the object of research for possible use
for diagnosis, mitigation, prevention,
treatment, or cure, or to limit harm of
a pandemic or epidemic or serious or
life-threatening condition caused by
such a drug or device.
A security countermeasure also may
be a Covered Countermeasure if it may
reasonably be determined to qualify for
approval or licensing within 10 years
after the Department’s determination
that procurement of the countermeasure
is appropriate.
Section VI lists medical
countermeasures against COVID–19 that
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are Covered Countermeasures under this
declaration.
Section VI also refers to the statutory
definitions of Covered Countermeasures
to make clear that these statutory
definitions limit the scope of Covered
Countermeasures. Specifically, the
Declaration notes that Covered
Countermeasures must be ‘‘qualified
pandemic or epidemic products,’’ or
‘‘security countermeasures,’’ or drugs,
biological products, or devices
authorized for investigational or
emergency use, as those terms are
defined in the PREP Act, the FD&C Act,
and the Public Health Service Act.
Section VIII. Category of Disease, Health
Condition, or Threat
The Secretary must identify in the
Declaration, for each Covered
Countermeasure, the categories of
diseases, health conditions, or threats to
health for which the Secretary
recommends the administration or use
of the countermeasure. In Section VIII of
the Declaration, the Secretary states that
the disease threat for which he
recommends administration or use of
the Covered Countermeasures is
COVID–19 caused by SARS-CoV-2 or a
virus mutating therefrom.
Section VII. Limitations on Distribution
Section IX. Administration of Covered
Countermeasures
The Secretary may specify that
liability immunity is in effect only to
Covered Countermeasures obtained
through a particular means of
distribution. The Declaration states that
liability immunity is afforded to
Covered Persons for Recommended
Activities related to (a) present or future
federal contracts, cooperative
agreements, grants, other transactions,
interagency agreements, or memoranda
of understanding or other federal
agreements; or (b) activities authorized
in accordance with the public health
and medical response of the Authority
Having Jurisdiction to prescribe,
administer, deliver, distribute, or
dispense the Covered Countermeasures
following a Declaration of an
emergency.
Section VII defines the terms
‘‘Authority Having Jurisdiction’’ and
‘‘Declaration of an emergency.’’ We have
specified in the definition that
Authorities having jurisdiction include
federal, state, local, and tribal
authorities and institutions or
organizations acting on behalf of those
governmental entities.
For governmental program planners
only, liability immunity is afforded only
to the extent they obtain Covered
Countermeasures through voluntary
means, such as (1) donation; (2)
commercial sale; (3) deployment of
Covered Countermeasures from federal
stockpiles; or (4) deployment of
donated, purchased, or otherwise
voluntarily obtained Covered
Countermeasures from state, local, or
private stockpiles. This last limitation
on distribution is intended to deter
program planners that are government
entities from seizing privately held
stockpiles of Covered Countermeasures.
It does not apply to any other Covered
Persons, including other program
planners who are not government
entities.
The PREP Act does not explicitly
define the term ‘‘administration’’ but
does assign the Secretary the
responsibility to provide relevant
conditions in the Declaration. In Section
IX of the Declaration, the Secretary
defines ‘‘Administration of a Covered
Countermeasure,’’ as follows:
Administration of a Covered
Countermeasure means physical
provision of the countermeasures to
recipients, or activities and decisions
directly relating to public and private
delivery, distribution, and dispensing of
the countermeasures to recipients;
management and operation of
countermeasure programs; or
management and operation of locations
for purpose of distributing and
dispensing countermeasures.
The definition of ‘‘administration’’
extends only to physical provision of a
countermeasure to a recipient, such as
vaccination or handing drugs to
patients, and to activities related to
management and operation of programs
and locations for providing
countermeasures to recipients, such as
decisions and actions involving security
and queuing, but only insofar as those
activities directly relate to the
countermeasure activities. Claims for
which Covered Persons are provided
immunity under the Act are losses
caused by, arising out of, relating to, or
resulting from the administration to or
use by an individual of a Covered
Countermeasure consistent with the
terms of a Declaration issued under the
Act. Under the definition, these liability
claims are precluded if they allege an
injury caused by a countermeasure, or if
the claims are due to manufacture,
delivery, distribution, dispensing, or
management and operation of
countermeasure programs at
distribution and dispensing sites.
Thus, it is the Secretary’s
interpretation that, when a Declaration
is in effect, the Act precludes, for
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example, liability claims alleging
negligence by a manufacturer in creating
a vaccine, or negligence by a health care
provider in prescribing the wrong dose,
absent willful misconduct. Likewise, the
Act precludes a liability claim relating
to the management and operation of a
countermeasure distribution program or
site, such as a slip-and-fall injury or
vehicle collision by a recipient receiving
a countermeasure at a retail store
serving as an administration or
dispensing location that alleges, for
example, lax security or chaotic crowd
control. However, a liability claim
alleging an injury occurring at the site
that was not directly related to the
countermeasure activities is not
covered, such as a slip and fall with no
direct connection to the
countermeasure’s administration or use.
In each case, whether immunity is
applicable will depend on the particular
facts and circumstances.
Section X. Population
The Secretary must identify, for each
Covered Countermeasure specified in a
Declaration, the population or
populations of individuals for which
liability immunity is in effect with
respect to administration or use of the
countermeasure. Section X of the
Declaration identifies which individuals
should use the countermeasure or to
whom the countermeasure should be
administered—in short, those who
should be vaccinated or take a drug or
other countermeasure. Section X
provides that the population includes
‘‘any individual who uses or who is
administered a Covered Countermeasure
in accordance with the Declaration.’’
It should be noted that under the
PREP Act, liability protection extends
beyond the Population specified in the
Declaration. Specifically, liability
immunity is afforded (1) To
manufacturers and distributors without
regard to whether the countermeasure is
used by or administered to this
population, and (2) to program planners
and qualified persons when the
countermeasure is either used by or
administered to this population or the
program planner or qualified person
reasonably could have believed the
recipient was in this population.
Section X of the Declaration includes
these statutory conditions in the
Declaration for clarity.
Section XI. Geographic Area
The Secretary must identify, for each
Covered Countermeasure specified in
the Declaration, the geographic area or
areas for which liability immunity is in
effect, including, as appropriate,
whether the Declaration applies only to
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individuals physically present in the
area or, in addition, applies to
individuals who have a described
connection to the area. Section XI of the
Declaration provides that liability
immunity is afforded for the
administration or use of a Covered
Countermeasure without geographic
limitation. This could include claims
related to administration or use in
countries outside the U.S. It is possible
that claims may arise in regard to
administration or use of the Covered
Countermeasures outside the U.S. that
may be resolved under U.S. law.
In addition, the PREP Act specifies
that liability immunity is afforded (1) to
manufacturers and distributors without
regard to whether the countermeasure is
used by or administered to individuals
in the geographic areas, and (2) to
program planners and qualified persons
when the countermeasure is either used
or administered in the geographic areas
or the program planner or qualified
person reasonably could have believed
the countermeasure was used or
administered in the areas. Section XI of
the Declaration includes these statutory
conditions in the Declaration for clarity.
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Section XII. Effective Time Period
The Secretary must identify, for each
Covered Countermeasure, the period or
periods during which liability immunity
is in effect, designated by dates,
milestones, or other description of
events, including factors specified in the
PREP Act. Section XII of the Declaration
extends the effective period for different
means of distribution of Covered
Countermeasures through October 1,
2024.
Section XIII. Additional Time Period of
Coverage
The Secretary must specify a date
after the ending date of the effective
time period of the Declaration that is
reasonable for manufacturers to arrange
for disposition of the Covered
Countermeasure, including accepting
returns of Covered Countermeasures,
and for other Covered Persons to take
appropriate actions to limit
administration or use of the Covered
Countermeasure. In addition, the PREP
Act specifies that, for Covered
Countermeasures that are subject to a
Declaration at the time they are obtained
for the Strategic National Stockpile
(SNS) under 42 U.S.C. 247d-6b(a), the
effective period of the Declaration
extends through the time the
countermeasure is used or administered.
Liability immunity under the provisions
of the PREP Act and the conditions of
the Declaration continue during these
additional time periods. Thus, liability
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immunity is afforded during the
‘‘Effective Time Period,’’ described
under Section XII of the Declaration,
plus the ‘‘Additional Time Period’’
described under Section XIII of the
Declaration.
Section XIII of the Declaration
provides for 12 months as the
Additional Time Period of coverage
after expiration of the Declaration.
Section XIII also explains the extended
coverage that applies to any product
obtained for the SNS during the
effective period of the Declaration.
Section XIV. Countermeasures Injury
Compensation Program
Section 319F–4 of the PHS Act, 42
U.S.C. 247d-6e, authorizes the
Countermeasures Injury Compensation
Program (CICP) to provide benefits to
eligible individuals who sustain a
serious physical injury or die as a direct
result of the administration or use of a
Covered Countermeasure.
Compensation under the CICP for an
injury directly caused by a Covered
Countermeasure is based on the
requirements set forth in this
Declaration, the administrative rules for
the Program, and the statute. To show
direct causation between a Covered
Countermeasure and a serious physical
injury, the statute requires ‘‘compelling,
reliable, valid, medical and scientific
evidence.’’ The administrative rules for
the Program further explain the
necessary requirements for eligibility
under the CICP. Please note that, by
statute, requirements for compensation
under the CICP may not align with the
requirements for liability immunity
provided under the PREP Act. Section
XIV of the Declaration,
‘‘Countermeasures Injury Compensation
Program,’’ explains the types of injury
and standard of evidence needed to be
considered for compensation under the
CICP.
Further, the administrative rules for
the CICP specify that if countermeasures
are administered or used outside the
United States, only otherwise eligible
individuals at United States embassies,
military installations abroad (such as
military bases, ships, and camps) or at
North Atlantic Treaty Organization
(NATO) installations (subject to the
NATO Status of Forces Agreement)
where American servicemen and
servicewomen are stationed may be
considered for CICP benefits. Other
individuals outside the United States
may not be eligible for CICP benefits.
Section XV. Amendments
Section XV of the Declaration
confirms that the Secretary may amend
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any portion of this Declaration through
publication in the Federal Register.
Declaration
Declaration for Public Readiness and
Emergency Preparedness Act Coverage
for medical countermeasures against
COVID–19.
I. Determination of Public Health
Emergency
42 U.S.C. 247d–6d(b)(1)
I have determined that the spread of
SARS-CoV–2 or a virus mutating
therefrom and the resulting disease
COVID–19 constitutes a public health
emergency.
II. Factors Considered
42 U.S.C. 247d–6d(b)(6)
I have considered the desirability of
encouraging the design, development,
clinical testing, or investigation,
manufacture, labeling, distribution,
formulation, packaging, marketing,
promotion, sale, purchase, donation,
dispensing, prescribing, administration,
licensing, and use of the Covered
Countermeasures.
III. Recommended Activities
42 U.S.C. 247d–6d(b)(1)
I recommend, under the conditions
stated in this Declaration, the
manufacture, testing, development,
distribution, administration, and use of
the Covered Countermeasures.
IV. Liability Immunity
42 U.S.C. 247d–6d(a), 247d–6d(b)(1)
Liability immunity as prescribed in
the PREP Act and conditions stated in
this Declaration is in effect for the
Recommended Activities described in
Section III.
V. Covered Persons
42 U.S.C. 247d–6d(i)(2), (3), (4), (6),
(8)(A) and (B)
Covered Persons who are afforded
liability immunity under this
Declaration are ‘‘manufacturers,’’
‘‘distributors,’’ ‘‘program planners,’’
‘‘qualified persons,’’ and their officials,
agents, and employees, as those terms
are defined in the PREP Act, and the
United States.
In addition, I have determined that
the following additional persons are
qualified persons: (a) Any person
authorized in accordance with the
public health and medical emergency
response of the Authority Having
Jurisdiction, as described in Section VII
below, to prescribe, administer, deliver,
distribute or dispense the Covered
Countermeasures, and their officials,
agents, employees, contractors and
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volunteers, following a Declaration of an
emergency; (b) any person
authorized to prescribe, administer, or
dispense the Covered Countermeasures
or who is otherwise authorized to
perform an activity under an Emergency
Use Authorization in accordance with
Section 564 of the FD&C Act; and (c)
any person authorized to prescribe,
administer, or dispense Covered
Countermeasures in accordance with
Section 564A of the
FD&C Act.
VI. Covered Countermeasures
42 U.S.C. 247d–6b(c)(1)(B), 42 U.S.C.
247d–6d(i)(1) and (7)
Covered Countermeasures are any
antiviral, any other drug, any biologic,
any diagnostic, any other device, or any
vaccine, used to treat, diagnose, cure,
prevent, or mitigate COVID–19, or the
transmission of SARS-CoV–2 or a virus
mutating therefrom, or any device used
in the administration of any such
product, and all components and
constituent materials of any such
product.
Covered Countermeasures must be
‘‘qualified pandemic or epidemic
products,’’ or ‘‘security
countermeasures,’’ or drugs, biological
products, or devices authorized for
investigational or emergency use, as
those terms are defined in the PREP Act,
the FD&C Act, and the Public Health
Service Act.
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VII. Limitations on Distribution
42 U.S.C. 247d–6d(a)(5) and (b)(2)(E)
I have determined that liability
immunity is afforded to Covered
Persons only for Recommended
Activities involving Covered
Countermeasures that are related to:
(a) Present or future federal contracts,
cooperative agreements, grants, other
transactions, interagency agreements,
memoranda of understanding, or other
federal agreements; or
(b) Activities authorized in
accordance with the public health and
medical response of the Authority
Having Jurisdiction to prescribe,
administer, deliver, distribute or
dispense the Covered Countermeasures
following a Declaration of an
emergency.
As used in this Declaration, the terms
Authority Having Jurisdiction and
Declaration of Emergency have the
following meanings:
i. The Authority Having Jurisdiction
means the public agency or its delegate
that has legal responsibility and
authority for responding to an incident,
based on political or geographical (e.g.,
city, county, tribal, state, or federal
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boundary lines) or functional (e.g., law
enforcement, public health) range or
sphere of authority.
ii. A Declaration of Emergency means
any Declaration by any authorized local,
regional, state, or federal official of an
emergency specific to events that
indicate an immediate need to
administer and use the Covered
Countermeasures, with the exception of
a federal Declaration in support of an
Emergency Use Authorization under
Section 564 of the FD&C Act unless
such Declaration specifies otherwise;
I have also determined that, for
governmental program planners only,
liability immunity is afforded only to
the extent such program planners obtain
Covered Countermeasures through
voluntary means, such as (1) donation;
(2) commercial sale; (3) deployment of
Covered Countermeasures from federal
stockpiles; or (4) deployment of
donated, purchased, or otherwise
voluntarily obtained Covered
Countermeasures from state, local, or
private stockpiles.
qualified persons when the
countermeasure is used by or
administered to this population, or the
program planner or qualified person
reasonably could have believed the
recipient was in this population.
VIII. Category of Disease, Health
Condition, or Threat
XII. Effective Time Period
42 U.S.C. 247d–6d(b)(2)(A)
The category of disease, health
condition, or threat for which I
recommend the administration or use of
the Covered Countermeasures is
COVID–19 caused by SARS-CoV–2 or a
virus mutating therefrom.
IX. Administration of Covered
Countermeasures
42 U.S.C. 247d–6d(a)(2)(B)
Administration of the Covered
Countermeasure means physical
provision of the countermeasures to
recipients, or activities and decisions
directly relating to public and private
delivery, distribution and dispensing of
the countermeasures to recipients,
management and operation of
countermeasure programs, or
management and operation of locations
for purpose of distributing and
dispensing countermeasures.
X. Population
42 U.S.C. 247d–6d(a)(4), 247d–
6d(b)(2)(C)
The populations of individuals
include any individual who uses or is
administered the Covered
Countermeasures in accordance with
this Declaration.
Liability immunity is afforded to
manufacturers and distributors without
regard to whether the countermeasure is
used by or administered to this
population; liability immunity is
afforded to program planners and
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XI. Geographic Area
42 U.S.C. 247d–6d(a)(4), 247d–
6d(b)(2)(D)
Liability immunity is afforded for the
administration or use of a Covered
Countermeasure without geographic
limitation.
Liability immunity is afforded to
manufacturers and distributors without
regard to whether the countermeasure is
used by or administered in any
designated geographic area; liability
immunity is afforded to program
planners and qualified persons when
the countermeasure is used by or
administered in any designated
geographic area, or the program planner
or qualified person reasonably could
have believed the recipient was in that
geographic area.
42 U.S.C. 247d–6d(b)(2)(B)
Liability immunity for Covered
Countermeasures through means of
distribution, as identified in Section
VII(a) of this Declaration, other than in
accordance with the public health and
medical response of the Authority
Having Jurisdiction and extends through
October 1, 2024.
Liability immunity for Covered
Countermeasures administered and
used in accordance with the public
health and medical response of the
Authority Having Jurisdiction begins
with a Declaration and lasts through (1)
the final day the emergency Declaration
is in effect, or (2) October 1, 2024,
whichever occurs first.
XIII. Additional Time Period of
Coverage
42 U.S.C. 247d–6d(b)(3)(B) and (C)
I have determined that an additional
12 months of liability protection is
reasonable to allow for the
manufacturer(s) to arrange for
disposition of the Covered
Countermeasure, including return of the
Covered Countermeasures to the
manufacturer, and for Covered Persons
to take such other actions as are
appropriate to limit the administration
or use of the Covered Countermeasures.
Covered Countermeasures obtained
for the SNS during the effective period
of this Declaration are covered through
the date of administration or use
pursuant to a distribution or release
from the SNS.
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Federal Register / Vol. 85, No. 52 / Tuesday, March 17, 2020 / Notices
XIV. Countermeasures Injury
Compensation Program
42 U.S.C 247d–6e
The PREP Act authorizes the
Countermeasures Injury Compensation
Program (CICP) to provide benefits to
certain individuals or estates of
individuals who sustain a covered
serious physical injury as the direct
result of the administration or use of the
Covered Countermeasures, and benefits
to certain survivors of individuals who
die as a direct result of the
administration or use of the Covered
Countermeasures. The causal
connection between the countermeasure
and the serious physical injury must be
supported by compelling, reliable, valid,
medical and scientific evidence in order
for the individual to be considered for
compensation. The CICP is
administered by the Health Resources
and Services Administration, within the
Department of Health and Human
Services. Information about the CICP is
available at the toll-free number 1–855–
266–2427 or https://www.hrsa.gov/cicp/.
XV. Amendments
42 U.S.C. 247d–6d(b)(4)
Amendments to this Declaration will
be published in the Federal Register, as
warranted.
Name of Committee: National Institute of
Diabetes and Digestive and Kidney Diseases
Special Emphasis Panel; PAR–18–423:
NIDDK Multi-Center Clinical Study
Implementation Planning Cooperative
Agreements (U34) in Digestive Diseases.
Date: May 22, 2020.
Time: 11:00 a.m. to 1:00 p.m.
Agenda: To review and evaluate grant
applications.
Place: National Institutes of Health, Two
Democracy Plaza, 6707 Democracy
Boulevard, Bethesda, MD 20892 (Telephone
Conference Call).
Contact Person: Dianne Camp, Ph.D.,
Scientific Review Officer, Review Branch,
Division of Extramural Activities, NIDDK,
National Institutes of Health, Room 7013,
6707 Democracy Boulevard, Bethesda, MD
20892–2542, (301) 594–7682, campd@
extra.niddk.nih.gov.
(Catalogue of Federal Domestic Assistance
Program Nos. 93.847, Diabetes,
Endocrinology and Metabolic Research;
93.848, Digestive Diseases and Nutrition
Research; 93.849, Kidney Diseases, Urology
and Hematology Research, National Institutes
of Health, HHS)
Dated: March 10, 2020.
Miguelina Perez,
Program Analyst, Office of Federal Advisory
Committee Policy.
[FR Doc. 2020–05484 Filed 3–12–20; 4:15 pm]
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Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended, notice is hereby given of the
following meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
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17:32 Mar 16, 2020
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Notice is hereby given of a change in
the meeting of the Center for Scientific
Review Special Emphasis Panel, PAR
19–059: Global Noncommunicable
Diseases and Injury Across the Lifespan
(R21), March 23, 2020, 8:00 a.m. to 5:00
p.m., at the Hotel Palomar, 2121 P Street
NW, Washington, DC 20037, which was
published in the Federal Register on
February 25, 2020, 85 FR 10708.
The meeting will be held at the
National Institutes of Health, 6701
Rockledge Drive, Bethesda, MD 20892.
The format of the meeting has been
changed to a Video Assisted Meeting.
The meeting date and time remain the
same. The meeting is closed to the
public.
Dated: March 11, 2020.
Ronald J. Livingston, Jr.,
Program Analyst, Office of Federal Advisory
Committee Policy.
[FR Doc. 2020–05419 Filed 3–16–20; 8:45 am]
BILLING CODE 4140–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
National Institutes of Health
Center for Scientific Review; Amended
Notice of Meeting
National Institute of Diabetes and
Digestive and Kidney Diseases; Notice
of Closed Meeting
Center for Scientific Review; Amended
Notice of Meeting
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
BILLING CODE P
National Institutes of Health
National Institutes of Health
BILLING CODE 4140–01–P
National Institutes of Health
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
[FR Doc. 2020–05361 Filed 3–16–20; 8:45 am]
Authority: 42 U.S.C. 247d–6d.
Dated: March 10, 2020.
Alex M. Azar II,
Secretary of Health and Human Services.
15203
Notice is hereby given of a change in
the meeting of the Center for Scientific
Review Special Emphasis Panel, Small
Business: Cardiovascular Sciences,
March 19, 2020 08:00 a.m. to March 20,
2020, 01:00 p.m., Embassy Suites
Alexandria Old Town, 1900 Diagonal
Road, Alexandria, VA 22314 which was
published in the Federal Register on
February 20, 2020, 85 FR 9791.
The meeting location is being held at
the National Institutes of Health, 6701
Rockledge Drive, Bethesda, MD 20892,
at 09:00 a.m. The meeting date remains
the same. The meeting is closed to the
public.
Dated: March 11, 2020.
Miguelina Perez,
Program Analyst, Office of Federal Advisory
Committee Policy.
[FR Doc. 2020–05417 Filed 3–16–20; 8:45 am]
BILLING CODE 4140–01–P
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National Institute of Diabetes and
Digestive and Kidney Diseases; Notice
of Closed Meeting
Pursuant to section 10(d) of the
Federal Advisory Committee Act, as
amended, notice is hereby given of the
following meeting.
The meeting will be closed to the
public in accordance with the
provisions set forth in sections
552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
as amended. The grant applications and
the discussions could disclose
confidential trade secrets or commercial
property such as patentable material,
and personal information concerning
individuals associated with the grant
applications, the disclosure of which
would constitute a clearly unwarranted
invasion of personal privacy.
Name of Committee: National Institute of
Diabetes and Digestive and Kidney Diseases
Special Emphasis Panel; Consortium for the
Study of Chronic Pancreatitis, Diabetes, and
Pancreatic Cancer Clinical Centers Special
Emphasis Panel.
Date: April 2, 2020.
Time: 10:00 a.m. to 6:00 p.m.
Agenda: To review and evaluate grant
applications.
E:\FR\FM\17MRN1.SGM
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Agencies
[Federal Register Volume 85, Number 52 (Tuesday, March 17, 2020)]
[Notices]
[Pages 15198-15203]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-05484]
-----------------------------------------------------------------------
DEPARTMENT OF HEALTH AND HUMAN SERVICES
Office of the Secretary
Declaration Under the Public Readiness and Emergency Preparedness
Act for Medical Countermeasures Against COVID-19
ACTION: Notice of declaration.
-----------------------------------------------------------------------
SUMMARY: The Secretary is issuing this Declaration pursuant to section
319F-3 of the Public Health Service Act to provide liability immunity
for activities related to medical countermeasures against COVID-19.
DATES: The Declaration was effective as of February 4, 2020.
FOR FURTHER INFORMATION CONTACT: Robert P. Kadlec, MD, MTM&H, MS,
Assistant Secretary for Preparedness and Response, Office of the
Secretary, Department of Health and Human Services, 200 Independence
Avenue SW, Washington, DC 20201; Telephone: 202-205-2882.
SUPPLEMENTARY INFORMATION: The Public Readiness and Emergency
Preparedness Act (PREP Act) authorizes the Secretary of Health and
Human Services (the Secretary) to issue a Declaration to provide
liability immunity to certain individuals and entities (Covered
Persons) against any claim of loss caused by, arising out of, relating
to, or resulting from the manufacture, distribution, administration, or
use of medical countermeasures (Covered Countermeasures), except for
claims involving ``willful misconduct'' as defined in the PREP Act.
This Declaration is subject to amendment as circumstances warrant.
The PREP Act was enacted on December 30, 2005, as Public Law 109-
148, Division C, Section 2. It amended the Public Health Service (PHS)
Act, adding Section 319F-3, which addresses liability immunity, and
Section 319F-4, which creates a compensation program. These sections
are codified at 42 U.S.C. 247d-6d and 42 U.S.C. 247d-6e, respectively.
The Pandemic and All-Hazards Preparedness Reauthorization Act
(PAHPRA), Public Law 113-5, was enacted on March 13, 2013. Among other
things, PAHPRA added sections 564A and 564B to the Federal Food, Drug,
and Cosmetic (FD&C) Act to provide new authorities for the emergency
use of approved products in emergencies and products held for emergency
use. PAHPRA accordingly amended the definitions of ``Covered
Countermeasures'' and ``qualified pandemic and epidemic products'' in
Section 319F-3 of the Public Health Service Act (PREP Act provisions),
so that products made available under these new FD&C Act authorities
could be covered under PREP Act Declarations. PAHPRA also extended the
definition of qualified pandemic and epidemic products that may be
covered under a PREP Act Declaration to include products or
technologies intended to enhance the use or effect of a drug,
biological product, or device used against the pandemic or epidemic or
against adverse events from these products.
COVID-19 is an acute respiratory disease caused by the SARS-CoV-2
betacoronavirus or a virus mutating therefrom. This virus is similar to
other betacoronaviruses, such as Middle Eastern Respiratory Syndrome
(MERS) and Severe Acute Respiratory Syndrome (SARS). Although the
complete clinical picture regarding SARS-CoV-2 or a virus mutating
therefrom is not fully understood, the virus has been known to cause
severe respiratory illness and death in a subset of those people
infected with such virus(es).
In December 2019, the novel coronavirus was detected in Wuhan City,
Hubei Province, China. Today, over 101 countries, including the United
States have reported multiple cases. Acknowledging that cases had been
reported in five WHO regions in one month, on January 30, 2020, WHO
declared the COVID-19 outbreak to be a Public Health Emergency of
International Concern (PHEIC) following a second meeting of the
Emergency Committee convened under the International Health Regulations
(IHR).
To date, United States traveler-associated cases have been
identified in a number of States and community-based transmission is
suspected. On January 31, 2020, Secretary Azar declared a public health
emergency pursuant to section 319 of the PHS Act, 42 U.S.C. 247d, for
the entire United States to aid in the nation's health care community
response to the COVID-19 outbreak.\1\ The outbreak remains a
significant public health challenge that requires a sustained,
coordinated proactive response by the Government in order to contain
and mitigate the spread of COVID-19.\2\
---------------------------------------------------------------------------
\1\ https://www.phe.gov/emergency/news/healthactions/phe/Pages/2019-nCoV.aspx.
\2\ CDC COVID-19 Summary; https://www.cdc.gov/coronavirus/2019-ncov/summary.html, accessed 27Feb2020,
---------------------------------------------------------------------------
Description of This Declaration by Section
Section I. Determination of Public Health Emergency or Credible Risk of
Future Public Health Emergency
Before issuing a Declaration under the PREP Act, the Secretary is
required to determine that a disease or other health condition or
threat to health constitutes a public health emergency or that there is
a credible risk that the disease, condition, or threat may constitute
such an emergency. This determination is separate and apart from the
Declaration issued by the Secretary on January 31, 2020 under Section
319 of the PHS Act that a disease or disorder presents a public health
emergency or that a public health emergency, including significant
outbreaks of infectious diseases or bioterrorist attacks, otherwise
exists, or other Declarations or determinations made under other
authorities of the Secretary. Accordingly in Section I of the
Declaration, the Secretary determines that the spread of SARS-CoV-2 or
a virus mutating therefrom and the resulting disease, COVID-19,
constitutes a public health emergency for purposes of this Declaration
under the PREP Act.
Section II. Factors Considered by the Secretary
In deciding whether and under what circumstances to issue a
Declaration with respect to a Covered Countermeasure, the Secretary
must consider the desirability of encouraging the design, development,
clinical testing or investigation, manufacture, labeling, distribution,
formulation, packaging, marketing, promotion, sale, purchase, donation,
dispensing, prescribing, administration, licensing, and use of the
countermeasure. In Section II of the Declaration, the Secretary states
that he has considered these factors.
Section III. Activities Covered by This Declaration Under the PREP
Act's Liability Immunity
The Secretary must delineate the activities for which the PREP
Act's liability immunity is in effect. These activities may include,
under conditions as the Secretary may specify, the manufacture,
testing, development, distribution, administration, or use of one or
more Covered Countermeasures
[[Page 15199]]
(Recommended Activities). In Section III of the Declaration, the
Secretary sets out the activities for which the immunity is in effect.
Section IV. Limited Immunity
The Secretary must also state that liability protections available
under the PREP Act are in effect with respect to the Recommended
Activities. These liability protections provide that, ``[s]ubject to
other provisions of [the PREP Act], a covered person shall be immune
from suit and liability under federal and state law with respect to all
claims for loss caused by, arising out of, relating to, or resulting
from the administration to or use by an individual of a covered
countermeasure if a Declaration has been issued with respect to such
countermeasure.'' In Section IV of the Declaration, the Secretary
states that liability protections are in effect with respect to the
Recommended Activities.
Section V. Covered Persons
Section V of the Declaration describes Covered Persons, including
Qualified Persons. The PREP Act defines Covered Persons to include,
among others, the United States, and those that manufacturer,
distribute, administer, prescribe or use Covered Countermeasures. This
Declaration includes all persons and entities defined as Covered
Persons under the PREP Act (PHS Act 317F-3(i)(2)) as well as others set
out in paragraphs (3), (4), (6), (8)(A) and (8)(B).
The PREP Act's liability immunity applies to ``Covered Persons''
with respect to administration or use of a Covered Countermeasure. The
term ``Covered Persons'' has a specific meaning and is defined in the
PREP Act to include manufacturers, distributors, program planners, and
qualified persons, and their officials, agents, and employees, and the
United States. The PREP Act further defines the terms ``manufacturer,''
``distributor,'' ``program planner,'' and ``qualified person'' as
described below.
A manufacturer includes a contractor or subcontractor of a
manufacturer; a supplier or licenser of any product, intellectual
property, service, research tool or component or other article used in
the design, development, clinical testing, investigation or
manufacturing of a Covered Countermeasure; and any or all the parents,
subsidiaries, affiliates, successors, and assigns of a manufacturer.
A distributor means a person or entity engaged in the distribution
of drugs, biologics, or devices, including but not limited to:
Manufacturers; re-packers; common carriers; contract carriers; air
carriers; own-label distributors; private-label distributors; jobbers;
brokers; warehouses and wholesale drug warehouses; independent
wholesale drug traders; and retail pharmacies.
A program planner means a state or local government, including an
Indian tribe; a person employed by the state or local government; or
other person who supervises or administers a program with respect to
the administration, dispensing, distribution, provision, or use of a
Covered Countermeasure, including a person who establishes
requirements, provides policy guidance, or supplies technical or
scientific advice or assistance or provides a facility to administer or
use a Covered Countermeasure in accordance with the Secretary's
Declaration. Under this definition, a private sector employer or
community group or other ``person'' can be a program planner when it
carries out the described activities.
A qualified person means a licensed health professional or other
individual authorized to prescribe, administer, or dispense Covered
Countermeasures under the law of the state in which the Covered
Countermeasure was prescribed, administered, or dispensed; or a person
within a category of persons identified as qualified in the Secretary's
Declaration. Under this definition, the Secretary can describe in the
Declaration other qualified persons, such as volunteers, who are
Covered Persons. Section V describes other qualified persons covered by
this Declaration.
The PREP Act also defines the word ``person'' as used in the Act: A
person includes an individual, partnership, corporation, association,
entity, or public or private corporation, including a federal, state,
or local government agency or department.
Section VI. Covered Countermeasures
As noted above, Section III of the Declaration describes the
activities (referred to as ``Recommended Activities'') for which
liability immunity is in effect. Section VI of the Declaration
identifies the Covered Countermeasures for which the Secretary has
recommended such activities. The PREP Act states that a ``Covered
Countermeasure'' must be a ``qualified pandemic or epidemic product,''
or a ``security countermeasure,'' as described immediately below; or a
drug, biological product or device authorized for emergency use in
accordance with Sections 564, 564A, or 564B of the FD&C Act.
A qualified pandemic or epidemic product means a drug or device, as
defined in the FD&C Act or a biological product, as defined in the PHS
Act that is (i) manufactured, used, designed, developed, modified,
licensed or procured to diagnose, mitigate, prevent, treat, or cure a
pandemic or epidemic or limit the harm such a pandemic or epidemic
might otherwise cause; (ii) manufactured, used, designed, developed,
modified, licensed, or procured to diagnose, mitigate, prevent, treat,
or cure a serious or life-threatening disease or condition caused by
such a drug, biological product, or device; (iii) or a product or
technology intended to enhance the use or effect of such a drug,
biological product, or device.
A security countermeasure is a drug or device, as defined in the
FD&C Act or a biological product, as defined in the PHS Act that (i)(a)
The Secretary determines to be a priority to diagnose, mitigate,
prevent, or treat harm from any biological, chemical, radiological, or
nuclear agent identified as a material threat by the Secretary of
Homeland Security, or (b) to diagnose, mitigate, prevent, or treat harm
from a condition that may result in adverse health consequences or
death and may be caused by administering a drug, biological product, or
device against such an agent; and (ii) is determined by the Secretary
of Health and Human Services to be a necessary countermeasure to
protect public health.
To be a Covered Countermeasure, qualified pandemic or epidemic
products or security countermeasures also must be approved or cleared
under the FD&C Act; licensed under the PHS Act; or authorized for
emergency use under Sections 564, 564A, or 564B of the FD&C Act.
A qualified pandemic or epidemic product also may be a Covered
Countermeasure when it is subject to an exemption (that is, it is
permitted to be used under an Investigational Drug Application or an
Investigational Device Exemption) under the FD&C Act and is the object
of research for possible use for diagnosis, mitigation, prevention,
treatment, or cure, or to limit harm of a pandemic or epidemic or
serious or life-threatening condition caused by such a drug or device.
A security countermeasure also may be a Covered Countermeasure if
it may reasonably be determined to qualify for approval or licensing
within 10 years after the Department's determination that procurement
of the countermeasure is appropriate.
Section VI lists medical countermeasures against COVID-19 that
[[Page 15200]]
are Covered Countermeasures under this declaration.
Section VI also refers to the statutory definitions of Covered
Countermeasures to make clear that these statutory definitions limit
the scope of Covered Countermeasures. Specifically, the Declaration
notes that Covered Countermeasures must be ``qualified pandemic or
epidemic products,'' or ``security countermeasures,'' or drugs,
biological products, or devices authorized for investigational or
emergency use, as those terms are defined in the PREP Act, the FD&C
Act, and the Public Health Service Act.
Section VII. Limitations on Distribution
The Secretary may specify that liability immunity is in effect only
to Covered Countermeasures obtained through a particular means of
distribution. The Declaration states that liability immunity is
afforded to Covered Persons for Recommended Activities related to (a)
present or future federal contracts, cooperative agreements, grants,
other transactions, interagency agreements, or memoranda of
understanding or other federal agreements; or (b) activities authorized
in accordance with the public health and medical response of the
Authority Having Jurisdiction to prescribe, administer, deliver,
distribute, or dispense the Covered Countermeasures following a
Declaration of an emergency.
Section VII defines the terms ``Authority Having Jurisdiction'' and
``Declaration of an emergency.'' We have specified in the definition
that Authorities having jurisdiction include federal, state, local, and
tribal authorities and institutions or organizations acting on behalf
of those governmental entities.
For governmental program planners only, liability immunity is
afforded only to the extent they obtain Covered Countermeasures through
voluntary means, such as (1) donation; (2) commercial sale; (3)
deployment of Covered Countermeasures from federal stockpiles; or (4)
deployment of donated, purchased, or otherwise voluntarily obtained
Covered Countermeasures from state, local, or private stockpiles. This
last limitation on distribution is intended to deter program planners
that are government entities from seizing privately held stockpiles of
Covered Countermeasures. It does not apply to any other Covered
Persons, including other program planners who are not government
entities.
Section VIII. Category of Disease, Health Condition, or Threat
The Secretary must identify in the Declaration, for each Covered
Countermeasure, the categories of diseases, health conditions, or
threats to health for which the Secretary recommends the administration
or use of the countermeasure. In Section VIII of the Declaration, the
Secretary states that the disease threat for which he recommends
administration or use of the Covered Countermeasures is COVID-19 caused
by SARS-CoV-2 or a virus mutating therefrom.
Section IX. Administration of Covered Countermeasures
The PREP Act does not explicitly define the term ``administration''
but does assign the Secretary the responsibility to provide relevant
conditions in the Declaration. In Section IX of the Declaration, the
Secretary defines ``Administration of a Covered Countermeasure,'' as
follows:
Administration of a Covered Countermeasure means physical provision
of the countermeasures to recipients, or activities and decisions
directly relating to public and private delivery, distribution, and
dispensing of the countermeasures to recipients; management and
operation of countermeasure programs; or management and operation of
locations for purpose of distributing and dispensing countermeasures.
The definition of ``administration'' extends only to physical
provision of a countermeasure to a recipient, such as vaccination or
handing drugs to patients, and to activities related to management and
operation of programs and locations for providing countermeasures to
recipients, such as decisions and actions involving security and
queuing, but only insofar as those activities directly relate to the
countermeasure activities. Claims for which Covered Persons are
provided immunity under the Act are losses caused by, arising out of,
relating to, or resulting from the administration to or use by an
individual of a Covered Countermeasure consistent with the terms of a
Declaration issued under the Act. Under the definition, these liability
claims are precluded if they allege an injury caused by a
countermeasure, or if the claims are due to manufacture, delivery,
distribution, dispensing, or management and operation of countermeasure
programs at distribution and dispensing sites.
Thus, it is the Secretary's interpretation that, when a Declaration
is in effect, the Act precludes, for example, liability claims alleging
negligence by a manufacturer in creating a vaccine, or negligence by a
health care provider in prescribing the wrong dose, absent willful
misconduct. Likewise, the Act precludes a liability claim relating to
the management and operation of a countermeasure distribution program
or site, such as a slip-and-fall injury or vehicle collision by a
recipient receiving a countermeasure at a retail store serving as an
administration or dispensing location that alleges, for example, lax
security or chaotic crowd control. However, a liability claim alleging
an injury occurring at the site that was not directly related to the
countermeasure activities is not covered, such as a slip and fall with
no direct connection to the countermeasure's administration or use. In
each case, whether immunity is applicable will depend on the particular
facts and circumstances.
Section X. Population
The Secretary must identify, for each Covered Countermeasure
specified in a Declaration, the population or populations of
individuals for which liability immunity is in effect with respect to
administration or use of the countermeasure. Section X of the
Declaration identifies which individuals should use the countermeasure
or to whom the countermeasure should be administered--in short, those
who should be vaccinated or take a drug or other countermeasure.
Section X provides that the population includes ``any individual who
uses or who is administered a Covered Countermeasure in accordance with
the Declaration.''
It should be noted that under the PREP Act, liability protection
extends beyond the Population specified in the Declaration.
Specifically, liability immunity is afforded (1) To manufacturers and
distributors without regard to whether the countermeasure is used by or
administered to this population, and (2) to program planners and
qualified persons when the countermeasure is either used by or
administered to this population or the program planner or qualified
person reasonably could have believed the recipient was in this
population. Section X of the Declaration includes these statutory
conditions in the Declaration for clarity.
Section XI. Geographic Area
The Secretary must identify, for each Covered Countermeasure
specified in the Declaration, the geographic area or areas for which
liability immunity is in effect, including, as appropriate, whether the
Declaration applies only to
[[Page 15201]]
individuals physically present in the area or, in addition, applies to
individuals who have a described connection to the area. Section XI of
the Declaration provides that liability immunity is afforded for the
administration or use of a Covered Countermeasure without geographic
limitation. This could include claims related to administration or use
in countries outside the U.S. It is possible that claims may arise in
regard to administration or use of the Covered Countermeasures outside
the U.S. that may be resolved under U.S. law.
In addition, the PREP Act specifies that liability immunity is
afforded (1) to manufacturers and distributors without regard to
whether the countermeasure is used by or administered to individuals in
the geographic areas, and (2) to program planners and qualified persons
when the countermeasure is either used or administered in the
geographic areas or the program planner or qualified person reasonably
could have believed the countermeasure was used or administered in the
areas. Section XI of the Declaration includes these statutory
conditions in the Declaration for clarity.
Section XII. Effective Time Period
The Secretary must identify, for each Covered Countermeasure, the
period or periods during which liability immunity is in effect,
designated by dates, milestones, or other description of events,
including factors specified in the PREP Act. Section XII of the
Declaration extends the effective period for different means of
distribution of Covered Countermeasures through October 1, 2024.
Section XIII. Additional Time Period of Coverage
The Secretary must specify a date after the ending date of the
effective time period of the Declaration that is reasonable for
manufacturers to arrange for disposition of the Covered Countermeasure,
including accepting returns of Covered Countermeasures, and for other
Covered Persons to take appropriate actions to limit administration or
use of the Covered Countermeasure. In addition, the PREP Act specifies
that, for Covered Countermeasures that are subject to a Declaration at
the time they are obtained for the Strategic National Stockpile (SNS)
under 42 U.S.C. 247d-6b(a), the effective period of the Declaration
extends through the time the countermeasure is used or administered.
Liability immunity under the provisions of the PREP Act and the
conditions of the Declaration continue during these additional time
periods. Thus, liability immunity is afforded during the ``Effective
Time Period,'' described under Section XII of the Declaration, plus the
``Additional Time Period'' described under Section XIII of the
Declaration.
Section XIII of the Declaration provides for 12 months as the
Additional Time Period of coverage after expiration of the Declaration.
Section XIII also explains the extended coverage that applies to any
product obtained for the SNS during the effective period of the
Declaration.
Section XIV. Countermeasures Injury Compensation Program
Section 319F-4 of the PHS Act, 42 U.S.C. 247d-6e, authorizes the
Countermeasures Injury Compensation Program (CICP) to provide benefits
to eligible individuals who sustain a serious physical injury or die as
a direct result of the administration or use of a Covered
Countermeasure. Compensation under the CICP for an injury directly
caused by a Covered Countermeasure is based on the requirements set
forth in this Declaration, the administrative rules for the Program,
and the statute. To show direct causation between a Covered
Countermeasure and a serious physical injury, the statute requires
``compelling, reliable, valid, medical and scientific evidence.'' The
administrative rules for the Program further explain the necessary
requirements for eligibility under the CICP. Please note that, by
statute, requirements for compensation under the CICP may not align
with the requirements for liability immunity provided under the PREP
Act. Section XIV of the Declaration, ``Countermeasures Injury
Compensation Program,'' explains the types of injury and standard of
evidence needed to be considered for compensation under the CICP.
Further, the administrative rules for the CICP specify that if
countermeasures are administered or used outside the United States,
only otherwise eligible individuals at United States embassies,
military installations abroad (such as military bases, ships, and
camps) or at North Atlantic Treaty Organization (NATO) installations
(subject to the NATO Status of Forces Agreement) where American
servicemen and servicewomen are stationed may be considered for CICP
benefits. Other individuals outside the United States may not be
eligible for CICP benefits.
Section XV. Amendments
Section XV of the Declaration confirms that the Secretary may amend
any portion of this Declaration through publication in the Federal
Register.
Declaration
Declaration for Public Readiness and Emergency Preparedness Act
Coverage for medical countermeasures against COVID-19.
I. Determination of Public Health Emergency
42 U.S.C. 247d-6d(b)(1)
I have determined that the spread of SARS-CoV-2 or a virus mutating
therefrom and the resulting disease COVID-19 constitutes a public
health emergency.
II. Factors Considered
42 U.S.C. 247d-6d(b)(6)
I have considered the desirability of encouraging the design,
development, clinical testing, or investigation, manufacture, labeling,
distribution, formulation, packaging, marketing, promotion, sale,
purchase, donation, dispensing, prescribing, administration, licensing,
and use of the Covered Countermeasures.
III. Recommended Activities
42 U.S.C. 247d-6d(b)(1)
I recommend, under the conditions stated in this Declaration, the
manufacture, testing, development, distribution, administration, and
use of the Covered Countermeasures.
IV. Liability Immunity
42 U.S.C. 247d-6d(a), 247d-6d(b)(1)
Liability immunity as prescribed in the PREP Act and conditions
stated in this Declaration is in effect for the Recommended Activities
described in Section III.
V. Covered Persons
42 U.S.C. 247d-6d(i)(2), (3), (4), (6), (8)(A) and (B)
Covered Persons who are afforded liability immunity under this
Declaration are ``manufacturers,'' ``distributors,'' ``program
planners,'' ``qualified persons,'' and their officials, agents, and
employees, as those terms are defined in the PREP Act, and the United
States.
In addition, I have determined that the following additional
persons are qualified persons: (a) Any person authorized in accordance
with the public health and medical emergency response of the Authority
Having Jurisdiction, as described in Section VII below, to prescribe,
administer, deliver, distribute or dispense the Covered
Countermeasures, and their officials, agents, employees, contractors
and
[[Page 15202]]
volunteers, following a Declaration of an emergency; (b) any person
authorized to prescribe, administer, or dispense the Covered
Countermeasures or who is otherwise authorized to perform an activity
under an Emergency Use Authorization in accordance with Section 564 of
the FD&C Act; and (c) any person authorized to prescribe, administer,
or dispense Covered Countermeasures in accordance with Section 564A of
the
FD&C Act.
VI. Covered Countermeasures
42 U.S.C. 247d-6b(c)(1)(B), 42 U.S.C. 247d-6d(i)(1) and (7)
Covered Countermeasures are any antiviral, any other drug, any
biologic, any diagnostic, any other device, or any vaccine, used to
treat, diagnose, cure, prevent, or mitigate COVID-19, or the
transmission of SARS-CoV-2 or a virus mutating therefrom, or any device
used in the administration of any such product, and all components and
constituent materials of any such product.
Covered Countermeasures must be ``qualified pandemic or epidemic
products,'' or ``security countermeasures,'' or drugs, biological
products, or devices authorized for investigational or emergency use,
as those terms are defined in the PREP Act, the FD&C Act, and the
Public Health Service Act.
VII. Limitations on Distribution
42 U.S.C. 247d-6d(a)(5) and (b)(2)(E)
I have determined that liability immunity is afforded to Covered
Persons only for Recommended Activities involving Covered
Countermeasures that are related to:
(a) Present or future federal contracts, cooperative agreements,
grants, other transactions, interagency agreements, memoranda of
understanding, or other federal agreements; or
(b) Activities authorized in accordance with the public health and
medical response of the Authority Having Jurisdiction to prescribe,
administer, deliver, distribute or dispense the Covered Countermeasures
following a Declaration of an emergency.
As used in this Declaration, the terms Authority Having
Jurisdiction and Declaration of Emergency have the following meanings:
i. The Authority Having Jurisdiction means the public agency or its
delegate that has legal responsibility and authority for responding to
an incident, based on political or geographical (e.g., city, county,
tribal, state, or federal boundary lines) or functional (e.g., law
enforcement, public health) range or sphere of authority.
ii. A Declaration of Emergency means any Declaration by any
authorized local, regional, state, or federal official of an emergency
specific to events that indicate an immediate need to administer and
use the Covered Countermeasures, with the exception of a federal
Declaration in support of an Emergency Use Authorization under Section
564 of the FD&C Act unless such Declaration specifies otherwise;
I have also determined that, for governmental program planners
only, liability immunity is afforded only to the extent such program
planners obtain Covered Countermeasures through voluntary means, such
as (1) donation; (2) commercial sale; (3) deployment of Covered
Countermeasures from federal stockpiles; or (4) deployment of donated,
purchased, or otherwise voluntarily obtained Covered Countermeasures
from state, local, or private stockpiles.
VIII. Category of Disease, Health Condition, or Threat
42 U.S.C. 247d-6d(b)(2)(A)
The category of disease, health condition, or threat for which I
recommend the administration or use of the Covered Countermeasures is
COVID-19 caused by SARS-CoV-2 or a virus mutating therefrom.
IX. Administration of Covered Countermeasures
42 U.S.C. 247d-6d(a)(2)(B)
Administration of the Covered Countermeasure means physical
provision of the countermeasures to recipients, or activities and
decisions directly relating to public and private delivery,
distribution and dispensing of the countermeasures to recipients,
management and operation of countermeasure programs, or management and
operation of locations for purpose of distributing and dispensing
countermeasures.
X. Population
42 U.S.C. 247d-6d(a)(4), 247d-6d(b)(2)(C)
The populations of individuals include any individual who uses or
is administered the Covered Countermeasures in accordance with this
Declaration.
Liability immunity is afforded to manufacturers and distributors
without regard to whether the countermeasure is used by or administered
to this population; liability immunity is afforded to program planners
and qualified persons when the countermeasure is used by or
administered to this population, or the program planner or qualified
person reasonably could have believed the recipient was in this
population.
XI. Geographic Area
42 U.S.C. 247d-6d(a)(4), 247d-6d(b)(2)(D)
Liability immunity is afforded for the administration or use of a
Covered Countermeasure without geographic limitation.
Liability immunity is afforded to manufacturers and distributors
without regard to whether the countermeasure is used by or administered
in any designated geographic area; liability immunity is afforded to
program planners and qualified persons when the countermeasure is used
by or administered in any designated geographic area, or the program
planner or qualified person reasonably could have believed the
recipient was in that geographic area.
XII. Effective Time Period
42 U.S.C. 247d-6d(b)(2)(B)
Liability immunity for Covered Countermeasures through means of
distribution, as identified in Section VII(a) of this Declaration,
other than in accordance with the public health and medical response of
the Authority Having Jurisdiction and extends through October 1, 2024.
Liability immunity for Covered Countermeasures administered and
used in accordance with the public health and medical response of the
Authority Having Jurisdiction begins with a Declaration and lasts
through (1) the final day the emergency Declaration is in effect, or
(2) October 1, 2024, whichever occurs first.
XIII. Additional Time Period of Coverage
42 U.S.C. 247d-6d(b)(3)(B) and (C)
I have determined that an additional 12 months of liability
protection is reasonable to allow for the manufacturer(s) to arrange
for disposition of the Covered Countermeasure, including return of the
Covered Countermeasures to the manufacturer, and for Covered Persons to
take such other actions as are appropriate to limit the administration
or use of the Covered Countermeasures.
Covered Countermeasures obtained for the SNS during the effective
period of this Declaration are covered through the date of
administration or use pursuant to a distribution or release from the
SNS.
[[Page 15203]]
XIV. Countermeasures Injury Compensation Program
42 U.S.C 247d-6e
The PREP Act authorizes the Countermeasures Injury Compensation
Program (CICP) to provide benefits to certain individuals or estates of
individuals who sustain a covered serious physical injury as the direct
result of the administration or use of the Covered Countermeasures, and
benefits to certain survivors of individuals who die as a direct result
of the administration or use of the Covered Countermeasures. The causal
connection between the countermeasure and the serious physical injury
must be supported by compelling, reliable, valid, medical and
scientific evidence in order for the individual to be considered for
compensation. The CICP is administered by the Health Resources and
Services Administration, within the Department of Health and Human
Services. Information about the CICP is available at the toll-free
number 1-855-266-2427 or https://www.hrsa.gov/cicp/.
XV. Amendments
42 U.S.C. 247d-6d(b)(4)
Amendments to this Declaration will be published in the Federal
Register, as warranted.
Authority: 42 U.S.C. 247d-6d.
Dated: March 10, 2020.
Alex M. Azar II,
Secretary of Health and Human Services.
[FR Doc. 2020-05484 Filed 3-12-20; 4:15 pm]
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