Approval of American Society of Mechanical Engineers' Code Cases, 14736-14756 [2020-05086]
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14736
Federal Register / Vol. 85, No. 51 / Monday, March 16, 2020 / Rules and Regulations
investigative techniques, procedures, and
evidence.
(ix) From subsection (g) (Civil Remedies) to
the extent that the system is exempt from
other specific subsections of the Privacy Act.
Jonathan R. Cantor,
Acting Chief Privacy Officer, Department of
Homeland Security.
[FR Doc. 2020–04991 Filed 3–13–20; 8:45 am]
BILLING CODE 9111–14–P
NUCLEAR REGULATORY
COMMISSION
10 CFR Part 50
[NRC–2017–0024]
RIN 3150–AJ93
Approval of American Society of
Mechanical Engineers’ Code Cases
Nuclear Regulatory
Commission.
ACTION: Final rule.
AGENCY:
The U.S. Nuclear Regulatory
Commission (NRC) is amending its
regulations to incorporate by reference
the latest revisions of three regulatory
guides approving new, revised, and
reaffirmed Code Cases published by the
American Society of Mechanical
Engineers. This action allows licensees
and applicants to use the Code Cases
listed in these regulatory guides as
voluntary alternatives to engineering
standards for the construction, inservice
inspection, and inservice testing of
nuclear power plant components. These
engineering standards are set forth in
the American Society of Mechanical
Engineers’ Boiler and Pressure Vessel
Codes and American Society of
Mechanical Engineers’ Operation and
Maintenance Codes, which are currently
incorporated by reference into the
NRC’s regulations. Further, this final
rule announces the availability of a
related regulatory guide, not
incorporated by reference into the
NRC’s regulations, that lists Code Cases
that the NRC has not approved for use.
DATES: This final rule is effective on
April 15, 2020. The incorporation by
reference of certain publications listed
in the regulation is approved by the
Director of the Federal Register as of
April 15, 2020.
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SUMMARY:
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Please refer to Docket ID
NRC–2017–0024 when contacting the
NRC about the availability of
information for this action. You may
obtain publicly-available information
related to this action by any of the
following methods:
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2017–0024. Address
questions about NRC dockets to Carol
Gallagher; telephone: 301–415–3463;
email: Carol.Gallagher@nrc.gov. For
technical questions contact the
individuals listed in the FOR FURTHER
INFORMATION CONTACT section of this
document.
• NRC’s Agencywide Documents
Access and Management System
(ADAMS): You may obtain publiclyavailable documents online in the
ADAMS Public Documents collection at
https://www.nrc.gov/reading-rm/
adams.html. To begin the search, select
‘‘ADAMS Public Documents’’ and then
select ‘‘Begin Web-based ADAMS
Search.’’ For problems with ADAMS,
please contact the NRC’s Public
Document Room (PDR) reference staff at
1–800–397–4209, 301–415–4737, or by
email to pdr.resource@nrc.gov. For the
convenience of the reader, instructions
about obtaining materials referenced in
this document are provided in the
‘‘Availability of Documents’’ section.
FOR FURTHER INFORMATION CONTACT:
Yanely Malave, Office of Nuclear
Material Safety and Safeguards,
telephone: 301–415–1519, email:
Yanely.Malave@nrc.gov; and Bruce Lin,
Office of Nuclear Regulatory Research,
telephone: 301–415–2446; email:
Bruce.Lin@nrc.gov. Both are staff of the
U.S. Nuclear Regulatory Commission,
Washington, DC 20555–0001.
SUPPLEMENTARY INFORMATION:
ADDRESSES:
Executive Summary
A. Need for the Regulatory Action
The purpose of this regulatory action
is to incorporate by reference into the
NRC’s regulations the latest revisions of
three regulatory guides (RGs). The three
RGs identify new, revised, and
reaffirmed Code Cases published by the
American Society of Mechanical
Engineers (ASME), which the NRC has
determined are acceptable for use as
voluntary alternatives to compliance
with certain provisions of the ASME
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Boiler and Pressure Vessel (BPV) Code
and ASME Operation and Maintenance
(OM) Code currently incorporated by
reference into the NRC’s regulations.
B. Major Provisions
The three RGs that the NRC is
incorporating by reference are RG 1.84,
‘‘Design, Fabrication, and Materials
Code Case Acceptability, ASME Section
III,’’ Revision 38; RG 1.147, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1,’’ Revision
19; and RG 1.192, ‘‘Operation and
Maintenance Code Case Acceptability,
ASME OM Code,’’ Revision 3. This final
rule allows nuclear power plant
licensees and applicants for
construction permits, operating licenses,
combined licenses, standard design
certifications, standard design
approvals, and manufacturing licenses
to voluntarily use the Code Cases, newly
listed in these revised RGs, as
alternatives to engineering standards for
the design, construction, inservice
inspection (ISI) and inservice testing
(IST), and repair/replacement of nuclear
power plant components. In this
document, the NRC also notifies the
public of the availability of RG 1.193,
‘‘ASME Code Cases Not Approved for
Use,’’ Revision 6, which lists Code
Cases that the NRC has not approved for
generic use and will not be incorporated
by reference into the NRC’s regulations.
The NRC prepared a regulatory
analysis (ADAMS Accession No.
ML19156A178) to identify the benefits
and costs associated with this final rule.
The regulatory analysis prepared for this
final rule was used to determine if the
rule is cost-effective, overall, and to
help the NRC evaluate potentially costly
conditions placed on specific provisions
of the ASME Code Cases, which are the
subject of this final rule. In addition,
qualitative factors to be considered in
the NRC’s rulemaking decision are
considered in the regulatory analysis.
The analysis concluded that this rule
would result in net savings to the
industry and the NRC. Table 1 shows
the estimated total net benefit relative to
the regulatory baseline, the quantitative
benefits outweigh the costs by a range
from approximately $6.34 million (7
percent net present value (NPV)) to
$7.20 million (3 percent NPV).
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14737
TABLE 1—COST BENEFIT SUMMARY
Total averted costs (costs)
Attribute
Undiscounted
3% NPV
Industry Implementation ..............................................................................................................
Industry Operation .......................................................................................................................
$0
5,620,000
$0
4,470,000
$0
5,080,000
Total Industry Costs .............................................................................................................
NRC Implementation ...................................................................................................................
NRC Operation ............................................................................................................................
5,620,000
0
2,350,000
4,470,000
0
1,870,000
5,080,000
0
2,120,000
Total NRC Cost ....................................................................................................................
2,350,000
1,870,000
2,120,000
Net .................................................................................................................................
7,970,000
6,340,000
7,200,000
The regulatory analysis also
considered the following qualitative
considerations: (1) Flexibility and
decreased uncertainty for licensees
when making modifications or
preparing to perform ISI or IST; (2)
consistency with the provisions of the
National Technology Transfer and
Advancement Act of 1995 (NTTAA),
which encourages Federal regulatory
agencies to consider adopting voluntary
consensus standards as an alternative to
de novo agency development of
standards affecting an industry; (3)
consistency with the NRC’s policy of
evaluating the latest versions of
consensus standards in terms of their
suitability for endorsement by
regulations and regulatory guides; and
(4) consistency with the NRC’s goal to
harmonize with international standards
to improve regulatory efficiency for both
the NRC and international standards
groups.
The regulatory analysis concludes
that this final rule should be adopted
because it is justified when integrating
the cost-beneficial quantitative results
and the positive and supporting
nonquantitative considerations in the
decision.
Table of Contents
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7% NPV
I. Background
II. Discussion
A. ASME Code Cases Approved for
Unconditional Use
B. ASME Code Cases Approved for Use
With Conditions
1. ASME BPV Code, Section III Code Cases
(RG 1.84)
2. ASME BPV Code, Section XI Code Cases
(RG 1.147)
3. ASME OM Code Cases (RG 1.192)
C. ASME Code Cases not Approved for Use
(RG 1.193)
III. Opportunities for Public Participation
IV. Public Comment Analysis
V. Section-by-Section Analysis
VI. Regulatory Flexibility Certification
VII. Regulatory Analysis
VIII. Backfitting and Issue Finality
IX. Plain Writing
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X. Environmental Assessment and Final
Finding of No Significant Environmental
Impact
XI. Paperwork Reduction Act Statement
XII. Congressional Review Act
XIII. Voluntary Consensus Standards
XIV. Incorporation by Reference—Reasonable
Availability to Interested Parties
XV. Availability of Guidance
XVI. Availability of Documents
I. Background
The ASME develops and publishes
the ASME BPV Code, which contains
requirements for the design,
construction, and ISI examination of
nuclear power plant components, and
the ASME OM Code,1 which contains
requirements for IST of nuclear power
plant components. In response to BPV
and OM Code user requests, the ASME
develops Code Cases that provide
voluntary alternatives to BPV and OM
Code requirements under special
circumstances.
The NRC approves the ASME BPV
and OM Codes in § 50.55a of title 10 of
the Code of Federal Regulations (10
CFR), ‘‘Codes and standards,’’ through
the process of incorporation by
reference. As such, each provision of the
ASME Codes incorporated by reference
into, and mandated by, § 50.55a
constitutes a legally-binding NRC
requirement imposed by rule. As noted
previously, ASME Code Cases, for the
most part, represent alternative
approaches for complying with
provisions of the ASME BPV and OM
Codes. Accordingly, the NRC
periodically amends § 50.55a to
incorporate by reference the NRC’s RGs
listing approved ASME Code Cases that
may be used as voluntary alternatives to
the BPV and OM Codes.2
1 The editions and addenda of the ASME Code for
Operation and Maintenance of Nuclear Power
Plants have had different titles from 2005 to 2017,
and are referred to collectively in this rule as the
‘‘OM Code.’’
2 See Federal Register notification (FRN),
‘‘Incorporation by Reference of ASME BPV and OM
Code Cases’’ (68 FR 40469; July 8, 2003).
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This final rule is the latest in a series
of rules that incorporate by reference
new versions of several RGs identifying
new, revised, and reaffirmed,3 and
unconditionally or conditionally
acceptable ASME Code Cases that the
NRC approves for use. In developing
these RGs, the NRC reviews ASME BPV
and OM Code Cases, determines the
acceptability of each Code Case, and
publishes its findings in the RGs. The
RGs are revised periodically as new
Code Cases are published by ASME. The
NRC incorporates by reference the RGs
listing acceptable and conditionally
acceptable ASME Code Cases into
§ 50.55a. The NRC published a final rule
dated January 17, 2018 (83 FR 2331) that
incorporated by reference into § 50.55a
the previous versions of these RGs,
which are: RG 1.84, ‘‘Design,
Fabrication, and Materials Code Case
Acceptability, ASME Section III,’’
Revision 37; RG 1.147, ‘‘Inservice
Inspection Code Case Acceptability,
ASME Section XI, Division 1,’’ Revision
18; and RG 1.192, ‘‘Operation and
Maintenance Code Case Acceptability,
ASME OM Code,’’ Revision 2.
II. Discussion
This final rule incorporates by
reference the latest revisions of the
NRC’s RGs that list ASME BPV and OM
Code Cases that the NRC finds to be
acceptable, or acceptable with NRCspecified conditions (‘‘conditionally
acceptable’’). Regulatory Guide 1.84,
Revision 38, supersedes the
incorporation by reference of Revision
3 Code Cases are categorized by ASME as one of
three types: New, revised, or reaffirmed. A new
Code Case provides for a new alternative to specific
ASME Code provisions or addresses a new need.
The ASME defines a revised Code Case to be a
revision (modification) to an existing Code Case to
address, for example, technological advancements
in examination techniques or to address NRC
conditions imposed in one of the RGs that have
been incorporated by reference into § 50.55a. The
ASME defines ‘‘reaffirmed’’ as an OM Code Case
that does not have any change to technical content,
but includes editorial changes.
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37; RG 1.147, Revision 19, supersedes
the incorporation by reference of
Revision 18; and RG 1.192, Revision 3,
supersedes the incorporation by
reference of Revision 2.
The ASME Code Cases that are the
subject of this final rule are the new and
revised Section III and Section XI Code
Cases as listed in Supplement 11 to the
2010 BPV Code through Supplement 7
to the 2013 BPV Code, and the OM Code
Cases published at the same time as the
2017 Edition. Additional Section XI
Code Cases published from the 2015
Edition and the 2017 Edition of the BPV
Code are also included at the request of
the ASME.
The latest editions and addenda of the
ASME BPV and OM Codes that the NRC
approved for use are referenced in
§ 50.55a. The ASME also publishes
Code Cases that provide alternatives to
existing Code requirements that the
ASME developed and approved. This
final rule incorporates by reference RGs
1.84, 1.147, and 1.192 allowing nuclear
power plant licensees, and applicants
for combined licenses, standard design
certifications, standard design
approvals, and manufacturing licenses
under the regulations that govern
license certifications, to use the Code
Cases listed in these RGs as suitable
alternatives to the ASME BPV and OM
Codes for the construction, ISI, and IST
of nuclear power plant components. The
ASME publishes OM Code Cases at the
same time as the specific editions of the
ASME OM Code. However, the ASME
OM Code Cases are published in a
separate document from the ASME OM
Code Editions. The ASME publishes
BPV Code Cases in a separate document
and at a different time from ASME BPV
Code Editions. This final rule identifies
Code Cases by the edition of the ASME
BPV Code or ASME OM Code under
which they were published by ASME.
This final rule only accepts Code Cases
for use in lieu of the specific editions
and addenda of the ASME BPV and OM
Codes incorporated by reference in
§ 50.55a.
The following general guidance
applies to the use of the ASME Code
Cases approved in the latest versions of
the RGs that are incorporated by
reference into § 50.55a as part of this
final rule. Specifically, the use of the
Code Cases listed in RGs 1.84, 1.147,
and 1.192 are acceptable with the
specified conditions when
implementing the editions and addenda
of the ASME BPV and OM Codes
incorporated by reference in § 50.55a.
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The approval of a Code Case in an
NRC RG constitutes acceptance of its
technical position for applications that
are not precluded by regulatory or other
requirements or by the
recommendations in these or other RGs.
The applicant and/or licensee is
responsible for ensuring that use of the
Code Case does not conflict with
regulatory requirements or licensee
commitments. The Code Cases listed in
the RGs are acceptable for use within
the limits specified in the Code Cases.
If the RG states an NRC condition on the
use of a Code Case, then the NRC
condition supplements and does not
supersede any condition(s) specified in
the Code Case, unless otherwise stated
in the NRC condition.
The ASME may revise Code Cases for
many reasons. For example, the ASME
may revise a Code Case to incorporate
operational examination and testing
experience or to update material
requirements based on research results.
On occasion, an inaccuracy in an
equation is discovered or an
examination, as practiced, is found not
to be adequate to detect a newly
discovered degradation mechanism.
Therefore, when an applicant or a
licensee initially implements a Code
Case, § 50.55a requires that the
applicant or the licensee implement the
most recent version of that Code Case,
as listed in the RGs incorporated by
reference. Code Cases superseded by
revision are no longer acceptable for
new applications unless otherwise
indicated.
Section III of the ASME BPV Code
applies only to new construction (i.e.,
the edition and addenda to be used in
the construction of a plant are selected
based on the date of the construction
permit and are not changed thereafter,
except voluntarily by the applicant or
the licensee). Hence, if a Section III
Code Case is implemented by an
applicant or a licensee and a later
version of the Code Case is incorporated
by reference into § 50.55a and listed in
the RG, the applicant or the licensee
may use either version of the Code Case
(subject, however, to whatever change
requirements apply to its licensing basis
(e.g., § 50.59)) until the next mandatory
ISI or IST update.
A licensee’s ISI and IST programs
must be updated every 10 years to the
latest edition and addenda of ASME
BPV Code, Section XI, and the OM
Code, respectively, that were
incorporated by reference into § 50.55a
and in effect 12 months prior to the start
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of the next inspection and testing
interval. Licensees that were using a
Code Case prior to the effective date of
its revision may continue to use the
previous version for the remainder of
the 120 month ISI or IST interval. This
relieves licensees of the burden of
having to update their ISI or IST
program each time a Code Case is
revised by the ASME and approved for
use by the NRC. Code Cases apply to
specific editions and addenda, and Code
Cases may be revised if they are no
longer accurate or adequate., Licensees
choosing to continue using a Code Case
during the subsequent ISI or IST
interval must implement the latest
version incorporated by reference into
§ 50.55a and listed in the RGs.
The ASME may annul Code Cases that
are no longer required, are determined
to be inaccurate or inadequate, or have
been incorporated into the BPV or OM
Codes. A Code Case may be revised, for
example, to incorporate user experience.
The older or superseded version of the
Code Case cannot be applied by the
licensee or applicant for the first time.
If an applicant or a licensee applied
a Code Case before it was listed as
superseded, the applicant or the
licensee may continue to use the Code
Case until the applicant or the licensee
updates its construction Code of Record
(in the case of an applicant, updates its
application) or until the licensee’s 120
month ISI or IST update interval
expires, after which the continued use
of the Code Case is prohibited unless
NRC authorization is given under
§ 50.55a(z). If a Code Case is
incorporated by reference into § 50.55a
and later a revised version is issued by
the ASME because experience has
shown that the design analysis,
construction method, examination
method, or testing method is
inadequate; the NRC will amend
§ 50.55a and the relevant RG to remove
the approval of the superseded Code
Case. Applicants and licensees should
not begin to implement such superseded
Code Cases in advance of the
rulemaking.
A. ASME Code Cases Approved for
Unconditional Use
The Code Cases discussed in Table I
are new, revised, or reaffirmed Code
Cases which the NRC approves for use
without conditions. The table identifies
the regulatory guide listing the
applicable Code Case that the NRC
approves for use.
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14739
TABLE I
Published with
supplement
Code Case No.
Title
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Table 1)
N–60–6 ........................
N–249–15 ....................
11 (2010 Edition) ...........
7 (2013 Edition) .............
N–284–4 ......................
11 (2010 Edition) ...........
N–520–6 ......................
1 (2013 Edition) .............
N–801–1 ......................
N–822–2 ......................
N–833 ..........................
11 (2010 Edition) ...........
7 (2013 Edition) .............
1 (2013 Edition) .............
N–834 ..........................
3 (2013 Edition) .............
N–836 ..........................
N–841 ..........................
3 (2013 Edition) .............
4 (2013 Edition) .............
N–844 ..........................
5 (2013 Edition) .............
Material for Core Support Structures, Section III, Division 1.
Additional Materials for Subsection NF, Classes 1, 2, 3, and MC Supports Fabricated Without Welding, Section III, Division 1.
Metal Containment Shell Buckling Design Methods, Class MC, TC, and SC Construction,
Section III, Divisions 1 and 3.
Alternative Rules for Renewal of Active or Expired N-type Certificates for Plants Not in Active Construction, Section III, Division 1.
Rules for Repair of N-Stamped Class 1, 2, and 3 Components, Section III, Division 1.
Application of the ASME Certification Mark, Section III, Divisions 1, 2, 3, and 5.
Minimum Non-prestressed Reinforcement in the Containment Base Mat or Slab Required
for Concrete Crack Control, Section III, Division 2.
ASTM A988/A988M–11 UNS S31603, Subsection NB, Class 1 Components, Section III, Division 1.
Heat Exchanger Tube Mechanical Plugging, Class 1, Section III, Division 1.
Exemptions to Mandatory Post Weld Heat Treatment (PWHT) of SA–738 Grade B for
Class MC Applications, Section III, Division 1.
Alternatives to the Requirements of NB–4250(c), Section III, Division 1.
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Table 1)
N–513–4 ......................
6 (2013 Edition) .............
N–528–1 ......................
5 (1998 Edition) .............
N–661–3 ......................
6 (2015 Edition) .............
N–762–1 ......................
3 (2013 Edition) .............
N–789–2 ......................
5 (2015 Edition) .............
N–823–1 ......................
N–839 ..........................
4 (2013 Edition) .............
7 (2013 Edition) .............
N–842 ..........................
N–853 ..........................
4 (2013 Edition) .............
6 (2015 Edition) .............
N–854 ..........................
1 (2015 Edition) .............
Evaluation of Criteria for Temporary Acceptance of Flaws in Moderate Energy Class 2 or 3
Piping, Section XI, Division 1.
Purchase, Exchange, or Transfer of Material Between Nuclear Plant Sites, Section XI, Division 1.
Alternative Requirements for Wall Thickness Restoration of Class 2 and 3 Carbon Steel
Piping for Raw Water Service, Section XI, Division 1.
Temper Bead Procedure Qualification Requirements for Repair/Replacement Activities
without Postweld Heat Treatment, Section XI, Division 1.
Alternative Requirements for Pad Reinforcement of Class 2 and 3 Moderate Energy Carbon Steel Piping for Raw Water Service, Section XI, Division 1.
Visual Examination, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature SMAW 1 Temper Bead
Technique, Section XI, Division 1.
Alternative Inspection Program for Longer Fuel Cycles, Section XI, Division 1.
PWR 2 Class 1 Primary Piping Alloy 600 Full Penetration Branch Connection Weld Metal
Buildup for Material Susceptible to Primary Water Stress Corrosion Cracking, Section XI,
Division 1.
Alternative Pressure Testing Requirements for Class 2 and 3 Components Connected to
the Class 1 Boundary, Section XI, Division 1.
OM Code
(addressed in RG 1.192, Table 1)
OMN–16 Revision 2 ....
OMN–21 .......................
1 Shielded
2017 Edition ...................
2017 Edition ...................
Use of a Pump Curve for Testing.
Alternative Requirements for Adjusting Hydraulic Parameters to Specified Reference
Points.
metal arc welding.
water reactor.
2 Pressurized
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B. ASME Code Cases Approved for Use
With Conditions
The NRC determined that certain
Code Cases, as issued by ASME, are
generally acceptable for use, but that the
alternative requirements specified in
those Code Cases must be supplemented
in order to provide an acceptable level
of quality and safety. Accordingly, the
NRC imposes conditions on the use of
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these Code Cases to modify, limit, or
clarify their requirements. The
conditions specify, for each applicable
Code Case, the additional activities that
must be performed, the limits on the
activities specified in the Code Case,
and/or the supplemental information
needed to provide clarity. These ASME
Code Cases, listed in Table II, are
included in Table 2 of RG 1.84, RG
1.147, and RG 1.192. This section
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provides the NRC’s evaluation of the
Code Cases and the reasons for the
NRC’s conditions. Notations indicate
the conditions duplicated from previous
versions of the RG.
It should also be noted that this
section only addresses those Code Cases
for which the NRC imposes
condition(s), which are listed in the RG
for the first time.
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TABLE II
Published with
supplement
Code Case No.
Title
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Table 2)
N–71–19 ......................
0 (2013 Edition) .............
Additional Materials for Subsection NF, Class 1, 2, 3, and MC Supports Fabricated by
Welding, Section III, Division 1.
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Table 2)
N–516–4 ......................
N–597–3 ......................
N–606–2 ......................
7 (2013 Edition) .............
5 (2013 Edition) .............
2 (2013 Edition) .............
N–638–7 ......................
2 (2013 Edition) .............
N–648–2 ......................
7 (2013 Edition) .............
N–695–1 ......................
N–696–1 ......................
0 (2015 Edition) .............
6 (2013 Edition) .............
N–702 ..........................
12 (2001 Edition) ...........
N–705 (Errata) .............
11 (2010 Edition) ...........
N–711–1 ......................
0 (2017 Edition) .............
N–754–1 ......................
1 (2013 Edition) .............
N–766–1 ......................
1 (2013 Edition) .............
N–799 ..........................
N–824 ..........................
4 (2010 Edition) .............
11 (2010 Edition) ...........
N–829 ..........................
0 (2013 Edition) .............
N–830 ..........................
7 (2013 Edition) .............
N–831 ..........................
0 (2017 Edition) .............
N–838 ..........................
N–843 ..........................
2 (2015 Edition) .............
4 (2013 Edition) .............
N–849 ..........................
7 (2013 Edition) .............
Underwater Welding, Section XI, Division 1.
Evaluation of Pipe Wall Thinning, Section XI, Division 1.
Similar and Dissimilar Metal Welding Using Ambient Temperature Machine GTAW 1 Temper Bead Technique for BWR 2 CRD 3 Housing/Stub Tube Repairs, Section XI, Division
1.
Similar and Dissimilar Metal Welding Using Ambient Temperature Machine GTAW Temper
Bead Technique, Section XI, Division 1.
Alternative Requirements for Inner Radius Examinations of Class 1 Reactor Vessel Nozzles, Section XI, Division 1.
Qualification Requirements for Dissimilar Metal Piping Welds, Section XI, Division 1.
Qualification Requirements for Mandatory Appendix VIII Piping Examination Conducted
from the Inside Surface, Section XI, Division 1.
Alternative Requirements for Boiling Water Reactor (BWR) Nozzle Inner Radius and Nozzle-to-Shell Welds, Section XI, Division 1.
Evaluation Criteria for Temporary Acceptance of Degradation in Moderate Energy Class 2
or 3 Vessels and Tanks, Section XI, Division 1.
Alternative Examination Coverage Requirements for Examination Category B–F, B–J, C–F–
1, C–F–2, and R-A Piping Welds, Section XI, Division 1.
Optimized Structural Dissimilar Metal Weld Overlay for Mitigation of PWR Class 1 Items,
Section XI, Division 1.
Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation of PWR Full Penetration Circumferential Nickel Alloy Dissimilar Metal Welds in Class 1 Items, Section XI, Division 1.
Dissimilar Metal Welds Joining Vessel Nozzles to Components, Section XI, Division 1.
Ultrasonic Examination of Cast Austenitic Piping Welds From the Outside Surface, Section
XI, Division 1.
Austenitic Stainless Steel Cladding and Nickel Base Cladding Using Ambient Temperature
Machine GTAW Temper Bead Technique, Section XI, Division 1.
Direct Use of Master Fracture Toughness Curve for Pressure-Retaining Materials of Class
1 Vessels, Section XI, Division 1.
Ultrasonic Examination in Lieu of Radiography for Welds in Ferritic Pipe, Section XI, Division 1.
Flaw Tolerance Evaluation of Cast Austenitic Stainless Steel Piping, Section XI, Division 1.
Alternative Pressure Testing Requirements Following Repairs or Replacements for Class 1
Piping between the First and Second Injection Isolation Valves, Section XI, Division 1.
In situ VT–3 Examination of Removable Core Support Structures Without Removal, Section
XI, Division 1.
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OM Code
(addressed in RG 1.192, Table 2)
OMN–1 Revision 2 ......
OMN–3 .........................
2017 Edition ...................
2017 Edition ...................
OMN–4 .........................
2017 Edition ...................
OMN–9 .........................
OMN–12 .......................
2017 Edition ...................
2017 Edition ...................
OMN–13 .......................
2017 Edition ...................
OMN–18 .......................
OMN–19 .......................
OMN–20 .......................
2017 Edition ...................
2017 Edition ...................
2017 Edition ...................
Alternative Rules for Preservice and Inservice Testing of Active Electric Motor.
Requirements for Safety Significance Categorization of Components Using Risk Insights for
Inservice Testing of LWR 4 Power Plants.
Requirements for Risk Insights for Inservice Testing of Check Valves at LWR Power
Plants.
Use of a Pump Curve for Testing.
Alternative Requirements for Inservice Testing Using Risk Insights for Pneumatically and
Hydraulically Operated Valve Assemblies in Light-Water Reactor Power Plants (OMCode 1998, Subsection ISTC).
Performance-Based Requirements for Extending Snubber Inservice Visual Examination Interval at [light water reactor] LWR Power Plants.
Alternate Testing Requirements for Pumps Tested Quarterly Within ±20% of Design Flow.
Alternative Upper Limit for the Comprehensive Pump Test.
Inservice Test Frequency.
1 Gas
tungsten arc welding.
water reactor.
rod drive.
4 Light water reactor.
2 Boiling
3 Control
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1. ASME BPV Code, Section III Code
Cases (RG 1.84)
Code Case N–71–19 [Supplement 0,
2013 Edition]
Type: Revised.
Title: Additional Materials for
Subsection NF, Class 1, 2, 3, and MC
Supports Fabricated by Welding,
Section III, Division 1.
The first condition on Code Case N–
71–19 is identical to the first condition
on Code Case N–71–18 that was first
approved by the NRC in Revision 33 of
RG 1.84 in August 2005. The condition
stated that the maximum measured
ultimate tensile strength of the
component support material must not
exceed 170 ksi in view of the
susceptibility of high strength materials
to brittleness and stress corrosion
cracking. When ASME revised N–71,
the Code Case was not modified in a
way that would make it possible for the
NRC to remove the first condition.
Therefore, the first condition is retained
in Revision 38 of RG 1.84.
The second condition on Code Case
N–71–18 is removed because it is
related to materials of up to 190 ksi and
the first condition has an ultimate
tensile strength limit of 170 ksi on
materials. The NRC is not aware of any
materials listed in this Code Case to
which this condition would apply, so
the condition is removed and the
subsequent conditions renumbered.
The second condition on Code Case
N–71–19 is an update to the third
condition on Revision 18 of the Code
Case. This condition has been modified
so that it references the correct sentence
and paragraph of the revised Code Case
and now refers to paragraph 5.2 of the
Code Case, instead of paragraph 5.5 to
reference ‘‘5.3.2.3, ‘Alternative
Atmosphere Exposure Time Periods
Established by Test,’ of the AWS
[American Welding Society] D1.1 Code
for the evidence presented to and
accepted by the Authorized Inspector
concerning exposure of electrodes for a
longer period of time.’’ The basis for this
change is that the paragraph of the Code
Case identified by this condition has
been renumbered and is now 5.2. When
ASME revised N–71, the Code Case was
not modified in a way that would make
it possible for the NRC to remove the
second condition. Therefore, the second
condition is retained in Revision 38 of
RG 1.84.
The third condition on Code Case N–
71–19 is substantively the same as the
fourth condition on Code Case N–71–18
that was first approved by the NRC in
Revision 33 of RG 1.84 in August 2005,
except that it now references the
renumbered paragraphs of the revised
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Code Case. The condition now states
that paragraph 16.2.2 of Code Case N–
71–19 is not acceptable as written and
must be replaced with the following:
’’When not exempted by 16.2.1 above,
the post weld heat treatment must be
performed in accordance with NF–4622
except that ASTM A–710 Grade A
Material must be at least 1000 °F (540
°C) and must not exceed 1150 °F (620
°C) for Class 1 and 2 material and
1175 °F (640 °C) for Class 3 material.’’
When ASME revised N–71, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the third condition. Therefore,
the third condition is retained in
Revision 38 of RG 1.84.
The fourth condition on Code Case N–
71–19 is identical to the fifth condition
on Code Case N–71–18 that was first
approved by the NRC in Revision 33 of
RG 1.84 in August 2005. The condition
stated that the new holding time-attemperature for weld thickness
(nominal) must be 30 minutes for welds
1⁄2 inch or less in thickness, 1 hour per
inch of thickness for welds over 1⁄2 inch
to 5 inches, and for thicknesses over 5
inches, 5 hours plus 15 minutes for each
additional inch over 5 inches. When
ASME revised N–71, the Code Case was
not modified in a way that would make
it possible for the NRC to remove the
fourth condition. Therefore, the fourth
condition is retained in Revision 38 of
RG 1.84.
The fifth condition on Code Case N–
71–19 is identical to the sixth condition
on Code Case N–71–18 that was first
approved by the NRC in Revision 33 of
RG 1.84 in August 2005. The condition
stated that the fracture toughness
requirements apply only to piping
supports and not to Class 1, 2 and 3
component supports. When ASME
revised N–71, the Code Case was not
modified in a way that would make it
possible for the NRC to remove the fifth
condition. Therefore, the fifth condition
is retained in Revision 38 of RG 1.84.
The sixth condition is a new
condition, which states that when
welding P-Number materials listed in
the Code Case, the corresponding SNumber welding requirements shall
apply. Previous revisions of the Code
Case assigned every material listed in
the Code Case an S-Number designation.
Welding requirements for materials in
the Code Case are specified based on the
S-Number. The current version of the
Code Case was modified to assign
corresponding P-Numbers to those Code
Case materials, which are also listed in
ASME Code Section IX and have a PNumber designation. However, the Code
Case was not modified to make clear
that the Code Case requirements for
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welding S-Number materials are also
applicable to the P-Number materials,
all of which were previously listed with
S-Numbers. Therefore, as written, if a
user applies this Code Case and uses a
P-Number material listed in the tables,
it is not clear that the corresponding SNumber welding requirements apply.
To clarify the application of S-Number
welding requirements to P-Number
materials, the NRC imposes the sixth
condition as stated. This new condition
does not impose any additional
restrictions on the use of this Code Case
from those placed on the previous
revisions.
2. ASME BPV Code, Section XI Code
Cases (RG 1.147)
Code Case N–516–4 [Supplement 7,
2013 Edition]
Type: Revised.
Title: Underwater Welding, Section
XI, Division 1.
The previously approved revision of
this Code Case, N–516–3, was
conditionally accepted in RG 1.147 to
require that licensees obtain NRC
approval in accordance with § 50.55a(z)
regarding the technique to be used in
the weld repair or replacement of
irradiated material underwater. The
rationale for this condition was that it
was known that materials subjected to
high neutron fluence could not be
welded without cracking (this is
discussed in more detail in the next
paragraph). However, the condition
applied to Code Case N–516–3 did not
provide any guidance on what level of
neutron irradiation could be considered
a threshold for weldability.
The technical basis for imposing
conditions on the welding of irradiated
materials is that neutrons can generate
helium atoms within the metal lattice
through transmutation of various
isotopes of boron and/or nickel. At high
temperatures, such as those during
welding, these helium atoms rapidly
diffuse though the metal lattice, forming
helium bubbles. In sufficient
concentration, these helium atoms can
cause grain boundary cracking that
occurs in the fusion zones and heat
affected zones during the heatup/
cooldown cycle.
In the final rule for the 2009–2013
Editions of the ASME Code, the NRC
adopted conditions that should be
applied to Section XI, Article IWA–4660
when performing underwater welding
on irradiated materials. These
conditions provide guidance on what
level of neutron irradiation and/or
helium content would require approval
by the NRC because of the impact of
neutron fluence on weldability. These
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conditions provide separate criteria for
three generic classes of material: Ferritic
material, austenitic material other than
P-No. 8 (e.g., nickel based alloys), and
austenitic P-No. 8 material (e.g.,
stainless steel alloys). These conditions
are currently located in
§ 50.55a(b)(2)(xii). Although these
conditions apply to underwater welding
performed in accordance with IWA–
4660, they do not apply to underwater
welding performed in accordance with
Code Case N–516–4.
Consequently, the NRC approves
Code Case N–516–4 with the following
conditions for underwater welding. The
first condition captures the
§ 50.55a(b)(2)(xii) requirement for
underwater welding of ferritic materials,
and states that licensees must obtain
NRC approval in accordance with
§ 50.55a(z) regarding the welding
technique to be used prior to performing
welding on ferritic material exposed to
fast neutron fluence greater than 1 ×
1017 n/cm2 (E > 1 MeV). The second
condition captures the § 50.55a(b)(2)(xii)
requirement for underwater welding of
austenitic material other than P-No. 8,
and states that licensees must obtain
NRC approval in accordance with
§ 50.55a(z) regarding the welding
technique to be used prior to performing
welding on austenitic material other
than P-No. 8, exposed to thermal
neutron fluence greater than 1 × 1017 n/
cm2 (E < 0.5 eV). The third condition
captures the § 50.55a(b)(2)(xii)
requirement for underwater welding of
austenitic P-No. 8 material, and states
that licensees must obtain NRC approval
in accordance with § 50.55a(z) regarding
the welding technique to be used prior
to performing welding on austenitic PNo. 8 material exposed to thermal
neutron fluence greater than 1 × 1017 n/
cm2 (E < 0.5 eV) and measured or
calculated helium concentration of the
material greater than 0.1 atomic parts
per million.
Code Case N–597–3 [Supplement 5,
2013 Edition]
Type: Revised.
Title: Evaluation of Pipe Wall
Thinning, Section XI, Division 1.
The NRC revised the conditions to
clarify their intent. The conditions on
N–597–3 are all carryovers from the
previous version of this Code Case N–
597–2. The first condition on Code Case
N–597–3 addresses the NRC’s concerns
regarding how the corrosion rate and
associated uncertainties will be
determined when N–597–3 is applied to
evaluate the wall thinning in pipes for
degradation mechanisms other than
flow accelerated corrosion. Therefore,
the NRC imposes a condition that
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requires the corrosion rate be reviewed
and approved by the NRC prior to the
use of the Code Case.
The second condition on Code Case
N–597–3 has two parts that allow the
use of this Code Case to mitigate flow
accelerated corrosion, but only if both of
the requirements of the condition are
met. Due to the difficulty inherent in
calculating wall thinning, the first part
of Condition 2 requires that the use of
N–597–3 on flow-accelerated corrosion
piping must be supplemented by the
provisions of Electric Power Research
Institute (EPRI) Nuclear Safety Analysis
Center Report 202L– 2,
‘‘Recommendations for an Effective
Flow Accelerated Corrosion Program,’’
April 1999, which contain rigorous
provisions to minimize wall thinning.
The first part of Condition 2 (i.e.,
(2)(a)) on Code Case N–597–3 is
identical to the first condition on Code
Case N–597–2 that was first approved
by the NRC in Revision 15 of RG 1.147
in October 2007. The condition stated
that the Code Case must be
supplemented by the provisions of EPRI
Nuclear Safety Analysis Center Report
(NSAC) 202L– 2, ‘‘Recommendations for
an Effective Flow Accelerated Corrosion
Program’’ (Ref. 7), April 1999, for
developing the inspection requirements,
the method of predicting the rate of wall
thickness loss, and the value of the
predicted remaining wall thickness. As
used in NSAC–202L–R2, the term
‘‘should’’ is to be applied as ’’shall’’ (i.e.,
a requirement). When ASME revised N–
597, the Code Case was not modified in
a way that would make it possible for
the NRC to remove the first part of
Condition 2. Therefore, the first part of
Condition 2 is retained in Revision 19
of RG 1.147.
The second part of Condition 2 (i.e.,
(2)(b)) on Code Case N–597–3 is
identical to the second condition on
Code Case N–597–2 that was first
approved by the NRC in Revision 15 of
RG 1.147 in October 2007. The
condition stated that components
affected by flow-accelerated corrosion to
which this Code Case are applied must
be repaired or replaced in accordance
with the construction code of record
and owner’s requirements or a later NRC
approved edition of Section III, ’’Rules
for Construction of Nuclear Power Plant
Components,’’ of the ASME Code prior
to the value of tp reaching the allowable
minimum wall thickness, tmin, as
specified in –3622.1(a)(1) of the Code
Case. Alternatively, use of the Code
Case is subject to NRC review and
approval per § 50.55a(z). When ASME
revised N–597, the Code Case was not
modified in a way that would make it
possible for the NRC to remove the
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second part of Condition 2. Therefore,
the second part of Condition 2 is
retained in Revision 19 of RG 1.147.
The third condition on Code Case N–
597–3 is identical to the fourth
condition on Code Case N–597–2 that
was first approved by the NRC in
Revision 15 of RG 1.147 in October
2007. The condition stated that for those
components that do not require
immediate repair or replacement, the
rate of wall thickness loss is to be used
to determine a suitable inspection
frequency, so that repair or replacement
occurs prior to reaching allowable
minimum wall thickness. When ASME
revised N–597, the Code Case was not
modified in a way that would make it
possible for the NRC to remove the third
condition. Therefore, the third
condition is retained in Revision 19 of
RG 1.147.
The fourth condition on Code Case N–
597–3 is updated from the sixth
condition on Code Case N–597–2 that
was first approved by the NRC in
Revision 17 of RG 1.147 in August 2014.
This condition allows the use of Code
Case N–597–3 to calculate wall thinning
for moderate-energy Class 2 and 3
piping (using criteria in Code Case N–
513–2) for temporary acceptance (until
the next refueling outage). When ASME
revised N–597, the Code Case was not
modified in a way that would make it
possible for the NRC to remove the
fourth condition. Therefore, the fourth
condition is retained in Revision 19 of
RG 1.147.
The fifth condition is also updated
from the sixth condition on Code Case
N–597–2 that was first approved by the
NRC in Revision 17 of RG 1.147 in
August 2014. This condition prohibits
the use of this Code Case in evaluating
through-wall leakage in high energy
piping due to the consequences and
safety implications associated with pipe
failure. When ASME revised N–597, the
Code Case was not modified in a way
that would make it possible for the NRC
to remove the fifth condition. Therefore,
the fifth condition is retained in
Revision 19 of RG 1.147.
Code Case N–606–2 [Supplement 2,
2013 Edition]
Type: Revised.
Title: Similar and Dissimilar Metal
Welding Using Ambient Temperature
Machine GTAW Temper Bead
Technique for BWR CRD Housing/Stub
Tube Repairs, Section XI, Division 1.
The condition on Code Case N–606–
2 is identical to the condition on Code
Case N–606–1 that was first approved
by the NRC in Revision 13 of RG 1.147
in January 2004. The condition stated
that prior to welding, an examination or
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verification must be performed to
ensure proper preparation of the base
metal, and that the surface is properly
contoured so that an acceptable weld
can be produced. This verification is
required to be in the welding procedure.
When ASME revised N–606, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the condition. Therefore, the
condition is retained in Revision 19 of
RG 1.147.
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Code Case N–638–7 [Supplement 2,
2013 Edition]
Type: Revised.
Title: Similar and Dissimilar Metal
Welding Using Ambient Temperature
Machine GTAW Temper Bead
Technique, Section XI, Division 1.
The condition on Code Case N–638–
7 is identical to the condition on Code
Case N–638–6 that was first approved
by the NRC in Revision 18 of RG 1.147
in the January 2018 final rule and states
that demonstration for ultrasonic
examination of the repaired volume is
required using representative samples,
which contain construction type flaws.
When ASME revised N–638, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the condition. Therefore, the
condition is retained in Revision 19 of
RG 1.147.
Code Case N–648–2 [Supplement 7,
2013 Edition]
Type: Revised.
Title: Alternative Requirements for
Inner Radius Examinations of Class 1
Reactor Vessel Nozzles, Section XI,
Division 1.
The NRC imposes one condition for
this Code Case related to preservice
inspections. The condition on N–648–2
is that this Code Case shall not be used
to eliminate the preservice or inservice
volumetric examination of plants with a
combined operating license pursuant to
10 CFR part 52, or a plant that receives
its operating license after October 22,
2015.
The requirements for examinations of
inner nozzle radii in several
components were developed in the
ASME BPV Code in reaction to the
discovery of thermal fatigue cracks in
the inner-radius section of boiling water
reactor feedwater nozzles in the late
1970’s and early 1980’s. Significant
inspections and repairs were required in
the late 1970s and early 1980s to
address these problems. The redesign of
safe end/thermal sleeve configurations
and feedwater spargers, coupled with
changes in operating procedures, has
been effective to date. No further
occurrences of nozzle fatigue cracking
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have been reported for PWRs or BWRs.
In addition to operating experience,
fatigue analysis for a variety of plants
shows that there is reasonable assurance
that there will not be significant
cracking at the nozzle inner radii before
the end of the operating licenses of the
nuclear power plants.
The NRC’s position regarding this
Code Case is that the required
preservice volumetric examinations
should be performed on all vessel
nozzles for comparison with volumetric
examinations later, if indications of
flaws are found. Eliminating the
volumetric preservice or inservice
examination is predicated on good
operating experience for the existing
fleet, which has not found any inner
radius cracking in the nozzles within
the scope of the Code Case. In addition
to good operating experience, flaw
tolerance evaluation and fatigue
analysis of the nozzle inner radius were
performed for each of the limiting sizes,
geometries and operating conditions,
including transients for the existing fleet
that demonstrated large margins to
failure and extremely low fatigue usage
factors. At this time, the new reactor
designs have no inspection history or
operating experience available to
support eliminating the periodic
volumetric examination of the nozzles
in question. Also, new reactors could
have different geometries, sizes and
operating conditions, including
transients, that may not be bounded by
the analysis performed for the existing
fleet, and therefore would not have large
margins to failure and extremely low
fatigue usage factors that contributed in
removing the requirement of volumetric
examination of the nozzle inner radius.
Use of Code Case N–648–2 would not
eliminate preservice examinations for
the existing fleet since all plants have
already completed a preservice
examination.
Code Case N–695–1 [Supplement 0,
2015 Edition]
Type: Revised.
Title: Qualification Requirements for
Dissimilar Metal Piping Welds, Section
XI, Division 1.
The NRC approves Code Case N–695–
1 with the following condition.
Examiners qualified using the 0.25 root
mean square (RMS) error for measuring
the depths of flaws using N–695–1 are
not qualified to depth-size inner
diameter (ID) surface breaking flaws
greater than 50 percent through-wall in
dissimilar metal welds 2.1 inches or
greater in thickness. When an examiner
qualified using N–695–1 measures a
flaw as greater than 50 percent throughwall in a dissimilar metal weld from the
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14743
ID, the flaw shall be considered to have
an indeterminate depth.
Code Case N–695–1 provides
alternative rules for ultrasonic
examinations of dissimilar metal welds
from the inner and outer surfaces. Code
Case N–695 was developed to allow for
examinations from the inner surface in
ASME Code Section XI editions prior to
2007. However, no examination vendor
was able to meet the depth-sizing
requirements of 0.125 inch RMS error of
the original N–695. The NRC has
granted relief to several licensees to
allow the use of alternate depth-sizing
requirements. The NRC reviewed the
depth-sizing results at the Performance
Demonstration Initiative (PDI) for
procedures able to achieve an RMS error
over 0.125 inches but less than 0.25
inches. The review found that the
examiners tend to oversize small flaws
and undersize deep flaws. The flaws
sized by the examiners as 50 percent
though-wall or less were accurately or
conservatively measured. There were,
however, some instances of very large
flaws being measured as significantly
smaller than the true state, but they
were not measured as less than 50
percent through-wall.
Code Case N–695–1 changes the
depth sizing requirements for innersurface examinations of test blocks of
2.1 inches or greater thickness to 0.25
inches RMS error. This change is in line
with the granted relief requests and with
the NRC’s review of the PDI test results.
The depth-sizing capabilities of the
examinations do not provide sufficient
confidence in the ability of an inspector
qualified using a 0.25 inch RMS error to
accurately measure the depth of deep
flaws. The NRC imposes a condition on
Code Case N–695–1 in that any surfaceconnected flaw sized over 50 percent
through-wall should be considered of
indeterminate depth.
Code Case N–696–1 [Supplement 6,
2013 Edition]
Type: Revised.
Title: Qualification Requirements for
Mandatory Appendix VIII Piping
Examination Conducted from the Inside
Surface, Section XI, Division 1.
The NRC approves Code Case N–696–
1 with the following condition.
Examiners qualified using the 0.25 RMS
error for measuring the depths of flaws
using N–696–1 in dissimilar metal or
austenitic welds are not qualified to
depth-size ID surface breaking flaws
greater than 50 percent through-wall in
dissimilar metal welds or austenitic
weld metal welds 2.1 inches or greater
in thickness. When a qualified
examiner, uses N–696–1 and measures a
flaw greater than 50 percent through-
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conditions on Code Case N–702
required licensees to prepare and
submit for NRC review and approval an
evaluation demonstrating the
applicability of Code Case N–702 prior
to the application of Code Case N–702.
Subsequent reviews by the NRC of
requests to utilize the provisions of
Code Case N–702 show that all licensees
have adequately evaluated the
applicability of Code Case N–702 during
the original 40 years of operation.
Therefore, future review by the NRC is
not needed. For the period of extended
operation, the application of Code Case
N–702 is not approved. Licensees that
wish to use Code Case N–702 in the
period of extended operation may
submit relief requests based on
BWRVIP–241, Appendix A, ‘‘BWR
Nozzle Radii and Nozzle-to-Vessel
Welds Demonstration of Compliance
with the Technical Information
Requirements of the License Renewal
Rule (10 CFR 54.21),’’ approved on
April 26, 2017, or plant-specific
probabilistic fracture mechanics
analyses. Therefore, the NRC has
revised the RG 1.147, Revision 17,
condition to reflect these changes.
Consistent with the safety evaluations
for all prior ASME Code Case N–702
requests, a condition on visual
examination is being added to clarify
that the NRC is not relaxing the
licensees’ practice on VT–1 on nozzle
inner radii.
The revised conditions on Code Case
N–702 states that the applicability of
Code Case N–702 for the first 40 years
of operation must be demonstrated by
satisfying the criteria in Section 5.0 of
NRC Safety Evaluation regarding
BWRVIP–108 dated December 18, 2007,
(ADAMS Accession No. ML073600374)
or Section 5.0 of NRC Safety Evaluation
regarding BWRVIP–241 dated April 19,
2013 (ADAMS Accession No.
ML13071A240).
The use of Code Case N–702 in the
period of extended operation is not
Code Case N–702 [Supplement 12, 2001
approved. If VT–1 is used, it shall
Edition]
utilize ASME Code Case N–648–2,
Type: Revised.
‘‘Alternative Requirements for Inner
Title: Alternative Requirements for
Radius Examination of Class 1 Reactor
Boiling Water Reactor (BWR) Nozzle
Vessel Nozzles, Section XI Division 1,’’
Inner Radius and Nozzle-to-Shell Welds, with the associated required conditions
Section XI, Division 1.
specified in Regulatory Guide 1.147.
The NRC previously accepted with
Code Case N–705 (Errata) [Supplement
conditions Code Case N–702 in RG
11, 2010 Edition]
1.147, Revision 18. For Revision 19 of
RG 1.147 the NRC has revised the
Type: Revised.
conditions on Code Case N–702. The
Title: Evaluation Criteria for
original conditions in RG 1.147,
Temporary Acceptance of Degradation
Revision 17, were consistent with the
in Moderate Energy Class 2 or 3 Vessels
established review procedure for
and Tanks, Section XI, Division 1.
The NRC has already accepted Code
applications for use of Code Case N–702
Case N–705 in Regulatory Guide 1.147,
before August 2014 for the original 40
Revision 16, without conditions. The
years of operation. The previous
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wall in a dissimilar metal weld or
austenitic weld metal from the ID, the
flaw shall be considered to have an
indeterminate depth. Code Case N–696–
1 provides alternative rules for
ultrasonic examinations of Supplement
2, 3 and 10 welds from the inner and
outer surfaces. Code Case N–696 was
developed to allow for examinations for
welds from the inner surface in ASME
Code Section XI editions prior to 2007.
However, no examination vendor was
able to meet the depth-sizing
requirements of 0.125 inch RMS error
required by the original N–696. The
NRC granted relief to several licensees
to allow the use of alternate depthsizing requirements. The NRC reviewed
the depth-sizing results at the PDI for
procedures able to achieve an RMS error
over 0.125 inches but less than 0.25
inches. The review found that the
examiners tend to oversize small flaws
and undersize deep flaws. The flaws
sized by the examiners as 50 percent
though-wall or less were accurately or
conservatively measured. There were,
however, some instances of very large
flaws being measured as significantly
smaller than the true state, but they
were not measured as less than 50
percent through-wall.
Code Case N–696–1 changes the
depth sizing requirements for innersurface examinations of test blocks of
2.1 inches or greater thickness to 0.25
inch RMS error. This change is
consistent with the granted relief
requests and with the NRC review of the
PDI test results. The depth-sizing
capabilities of the examinations does
not provide sufficient confidence in the
ability of an examiner qualified using a
0.25 inch RMS error to accurately
measure the depth of deep flaws.
Therefore, the NRC imposes a condition
on Code Case N–696–1 that any surfaceconnected flaw sized over 50 percent
through-wall should be considered of
indeterminate depth.
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revised Code Case in Supplement 11
contains only editorial changes.
However, the NRC has identified an area
of concern. The Code Case is applicable
to the temporary acceptance of
degradation, which could be a through
wall leak, and would permit a vessel or
tank to leak coolant for 26 months
without repair or replacement.
Paragraph 1(d) of Code Case N–705
states that the evaluation period is the
operational time for which the
temporary acceptance criteria are
satisfied (i.e., evaluation period ≤ tallow)
but not greater than 26 months from the
initial discovery of the condition. As
discussed later in the comment
resolution section the NRC finds that
flaws, which are not through-wall, that
have been evaluated in accordance with
the Code Case should be allowed to
remain in service for the entire length of
the period evaluated by the Code Case
(i.e. up to 26 months). The evaluation
methods of the Code Case reasonably
assure that the structural integrity of the
component will not be impacted during
the period of the evaluation. However,
the NRC finds that through-wall flaws
accepted in accordance with the Code
Case should be subject to repair/
replacement at the next refueling
outage. Therefore, the NRC imposes the
following condition on Code Case N–
705: The ASME Code repair or
replacement activity temporarily
deferred under the provisions of this
Code Case shall be performed no later
than the next scheduled refueling
outage for through-wall flaws. This is
consistent with the current regulations
for the use of ASME Code, Section XI,
Non-Mandatory Appendix U which is
where the ASME Code has incorporated
this case into ASME Section XI.
Code Case N–711–1 [Supplement 0,
2017 Edition]
Type: Revised.
Title: Alternative Examination
Coverage Requirements for Examination
Category B–F, B–J, C–F–1, C–F–2, and R–
A Piping Welds, Section XI, Division 1.
Code Case N–711 was first listed as
unacceptable for use by the NRC in
Revision 3 of RG 1.193 in October 2010.
Code Case N–711–1 was created to
incorporate several NRC conditions for
the use of Code Case N–711. This Code
Case provides requirements for
determining an alternative required
examination volume, which is defined
as the volume of primary interest based
on the postulated degradation
mechanism in a particular piping weld.
The NRC finds Code Case N–711–1
acceptable with one condition. The
Code Case shall not be used to redefine
the required examination volume for
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preservice examinations or when the
postulated degradation mechanism for
piping welds is primary water stress
corrosion cracking (PWSCC) or crevice
corrosion. For PWSCC, the NRC finds
that the examination volume must meet
the requirements of ASME Code Case
N–770–1 as conditioned by
§ 50.55a(g)(6)(ii)(F). For crevice
corrosion, the Code Case does not define
a volume of primary interest and
therefore it cannot be used for this
degradation mechanism. The Code Case
requires selection of an alternative
inspection location within the same risk
region or category if it will improve the
examination coverage of the volume of
primary interest. Use of the Code Case
must be identified in the licensee’s 90day post outage report of activities
identifying the examination category,
weld number, weld description, percent
coverage and a description of limitation.
The NRC determined that the Code Case
provides a suitable process for
identifying the appropriate volume of
primary interest based on the
degradation mechanism postulated by
the degradation mechanism analysis,
except as noted in the condition.
The NRC determined that the case
should not be used to reduce the
required examination volume for
preservice examinations because for
newer reactors 50.55a regulations
require new plants be designed for
accessibility for inservice inspection.
For preservice examinations related to
repair/replacements activities ASME
Section XI, IWA–4000 makes it clear
that preservice exams are required and
IWA–1400 says the owner’s
responsibility includes design and
arrangement of system components to
include adequate access and clearances
for conduct of examination and tests.
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Code Case N–754–1 [Supplement 1,
2013 Edition]
Type: Revised.
Title: Optimized Structural Dissimilar
Metal Weld Overlay for Mitigation of
PWR Class 1 Items, Section XI, Division
1.
The first condition on Code Case N–
754–1 is the same as the first condition
on N–754 that was first approved by the
NRC in Revision 18 of RG 1.147 in
January 2018. The condition stated that
the conditions imposed on the
optimized weld overlay design in the
NRC safety evaluation for MRP–169,
Revision 1–A (ADAMS Accession Nos.
ML101620010 and ML101660468) must
be satisfied. When ASME revised N–
754, the Code Case was not modified in
a way that would make it possible for
the NRC to remove the first condition.
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Therefore, the first condition is retained
in Revision 19 of RG 1.147.
The second condition on Code Case
N–754–1 is the same as the second
condition on N–754 that was first
approved by the NRC in Revision 18 of
RG 1.147 in January 2018. The
condition stated that the preservice and
inservice inspections of the overlaid
weld must satisfy 10 CFR
50.55a(g)(6)(ii)(F). When ASME revised
N–754, the Code Case was not modified
in a way that would make it possible for
the NRC to remove the second
condition. Therefore, the second
condition is retained in Revision 19 of
RG 1.147.
The proposed rule included a third
condition. The NRC has decided not to
include that condition in the final rule.
The basis for removing the proposed
third condition is discussed in the
Public Comment Analysis section.
Code Case N–766–1 [Supplement 1,
2013 Edition]
Type: Revised.
Title: Nickel Alloy Reactor Coolant
Inlay and Onlay for Mitigation of PWR
Full Penetration Circumferential Nickel
Alloy Dissimilar Metal Welds in Class 1
Items, Section XI, Division 1.
Code Case N–766–1 contains
provisions for repairing nickel-based
Alloy 82/182 dissimilar metal butt
welds in Class 1 piping using weld inlay
and onlay. The NRC notes that the Code
Case provides adequate requirements on
the design, installation, pressure testing,
and examinations of the inlay and
onlay. The NRC finds that the weld
inlay and onlay using the Code Case
provides reasonable assurance that
structural integrity of the repaired pipe
will be maintained. However, certain
provisions of the Code Case are
inadequate and therefore the NRC
imposes five new conditions. The NRC
notes that the preservice and inservice
inspection requirements of inlay and
onlay are specified in Code Case N–
770–1, as stated in Section 3(e) of Code
Case N–766–1.
The first condition on Code Case N–
766–1 prohibits the reduction of
preservice and inservice inspection
requirements specified by this Code
Case for inlays or onlays applied to
Alloy 82/182 dissimilar metal welds,
which contain an axial indication that
has a depth of more than 25 percent of
the pipe wall thickness and a length of
more than half axial width of the
dissimilar metal weld, or a
circumferential indication that has a
depth of more than 25 percent of the
pipe wall thickness and a length of more
than 20 percent of the circumference of
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the pipe. Paragraph 1(c)(1) of the Code
Case states that:
. . . Indications detected in the
examination of 3(b)(1) that exceed the
acceptance standards of IWB–3514 shall be
corrected in accordance with the defect
removal requirements of IWA–4000.
Alternatively, indications that do not meet
the acceptance standards of IWB–3514 may
be accepted by analytical evaluation in
accordance with IWB–3600 . . .
This alternative would allow a flaw
with a maximum depth of 75 percent
through wall to remain in service in
accordance with the ASME Code,
Section XI, IWB–3643. Even if the inlay
or onlay will isolate the dissimilar metal
weld from the reactor coolant to
minimize the potential for stress
corrosion cracking, the NRC finds that
having a 75 percent flaw in the Alloy
82/182 weld does not provide
reasonable assurance of structural
integrity of the affected pipe. The NRC
finds that the indication in the Alloy 82/
182 weld needs to be limited in size to
ensure structural integrity of the weld.
The second condition on Code Case
N–766–1 modifies the Code Case to
require that pipe with any thickness of
inlay or onlay must be evaluated for
weld shrinkage, pipe system flexibility,
and additional weight of the inlay or
onlay. Paragraph 2(e) of the Code Case
states that:
. . . If the inlay or onlay deposited in
accordance with this Case is thicker than 1/
8t, where t is the original nominal DMW
[Dissimilar Metal Weld] thickness, the effects
of any change in applied loads, as a result of
weld shrinkage from the entire inlay or
onlay, on other items in the piping system
(e.g., support loads and clearances, nozzle
loads, and changes in system flexibility and
weight due to the inlay or onlay) shall be
evaluated. Existing flaws previously accepted
by analytical evaluation shall be evaluated in
accordance with IWB–3640 . . .
The NRC finds that a pipe with any
thickness of inlay or onlay must be
evaluated for weld shrinkage, pipe
system flexibility, and additional weight
of the inlay or onlay.
The third condition on Code Case N–
766–1 sets re-examination requirements
for inlay or onlay when applied to an
Alloy 82/182 dissimilar metal weld with
any indication that the weld exceeds the
acceptance standards of IWB–3514 and
is accepted for continued service in
accordance with IWB–3132.3 or IWB–
3142.4. This condition states that the
subject weld must be inspected in three
successive examinations after the
installation of the inlay or onlay. The
NRC notes that the Code Case permits
indications exceeding IWB–3514 to
remain in service after inlay or onlay
installation, based on analytical
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evaluation of IWB–3600. The IWB–2420
requires three successive examinations
for indications that are permitted to
remain in service per IWB–3600. The
Code Case does not discuss the three
successive examinations. The NRC finds
that if an inlay or onlay is applied to an
Alloy 82/182 dissimilar metal weld that
contains an indication that exceeds the
acceptance standards of IWB–3514 and
is accepted for continued service in
accordance with IWB–3132.3 or IWB–
3142.4, the subject weld must be
inspected in three successive
examinations after inlay or onlay
installation. The NRC imposes this
condition to ensure that the three
successive examinations will be
performed such that structural integrity
of the affected pipe is maintained.
The fourth condition on Code Case N–
766–1 prohibits an inlay or onlay with
detectable subsurface indication
discovered by eddy current testing in
the acceptance examinations from
remaining in service. Operational
experience has shown that subsurface
flaws on Alloy 52 welds for upper heads
may be very near the surface. However,
these flaws are undetectable by liquid
dye penetrant, as there are no surface
breaking aspects during initial
construction. Nevertheless, in multiple
cases, after a plant goes through one or
two cycles of operation, these defects
become exposed to the primary coolant.
The exposure of these subsurface
defects to primary coolant challenges
the effectiveness of the Alloy 52 weld
mitigation of only 3 mm in total
thickness. In the repair of reactor vessel
upper head nozzle penetrations, these
welds are inspected each outage after
the repair. In order to allow the
extension of the inspection frequency to
that defined by § 50.55a(g)(6)(ii)(F), the
NRC found that all detectable
subsurface indications by eddy current
examination should be removed from
the Alloy 52 weld layer.
The fifth condition on Code Case N–
766–1 requires that the flaw analysis of
paragraph 2(d) of the Code Case shall
also consider primary water stress
corrosion cracking growth in the
circumferential and axial directions, in
accordance with IWB–3640. The
postulated flaw evaluation in the Code
Case only requires a fatigue analysis.
Conservative generic analysis by the
NRC has raised the concern that a
PWSCC flaw could potentially grow
through the inner Alloy 52 weld layer
and into the highly susceptible Alloy
82/182 weld material, to a depth of 75
percent through-wall, within the period
of reexamination frequency required by
§ 50.55a(g)(6)(ii)(F). Therefore, users of
this Code Case will verify, for each
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weld, that a primary water stress
corrosion crack will not reach a depth
of 75 percent through-wall within the
required re-inspection interval.
Code Case N–799 [Supplement 4, 2010
Edition]
Type: Revised.
Title: Dissimilar Metal Welds Joining
Vessel Nozzles to Components, Section
XI, Division 1.
The January 2018 final rule included
a response to a public comment about
Code Case N–799 (83 FR 2348). In the
public comment response, the NRC
described how the conditions on Code
Case N–799 were being changed to four
conditions. However the change to the
conditions were not reflected in
Revision 18 to RG 1.147. As an
administrative correction, the
conditions on N–799 are corrected in
Revision 19 to RG 1.147, Table 2, as
described in the January 2018 final rule.
Code Case N–824 [Supplement 11, 2010
Edition]
Type: New.
Title: Ultrasonic Examination of Cast
Austenitic Piping Welds From the
Outside Surface, Section XI, Division 1.
Code Case N–824 is a new Code Case
for the examination of cast austenitic
piping welds from the outside surface.
The NRC, using NUREG/CR–6933 and
NUREG/CR–7122, determined that
inspections of cast austenitic stainless
steel (CASS) materials are very
challenging, and sufficient technical
basis exists to condition the Code Case
to bring the Code Case into agreement
with the NUREG/CR reports. The
NUREG/CR reports also show that CASS
materials produce high levels of
coherent noise. The noise signals can be
confusing and mask flaw indications.
The optimum inspection frequencies
for examining CASS components of
various thicknesses are described in
NUREG/CR–6933 and NUREG/CR–7122.
For this reason, the NRC added a
condition to require that ultrasonic
examinations performed to implement
ASME BPV Code Case N–824 on piping
greater than 1.6 inches thick shall use a
phased array search unit with a center
frequency of 500 kHz with a tolerance
of +/- 20 percent.
The NUREG/CR–6933 shows that the
grain structure of CASS can reduce the
effectiveness of some inspection angles,
namely angles including, but not
limited to, 30 to 55 degrees with a
maximum increment of 5 degrees. For
this reason, the NRC imposes a
condition to require that ultrasonic
examinations performed to implement
ASME BPV Code Case N–824 shall use
angles including, but not limited to, 30
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to 55 degrees with a maximum
increment of 5 degrees. Therefore, the
NRC finds Code Case N–824 acceptable
with the following conditions: (1)
Instead of paragraph 1(c)(1)(–c)(–2),
licensees shall use a search unit with a
center frequency of 500 kHz with a
tolerance of ± 20 percent, and (2)
instead of Paragraph 1(c)(1)(–d), the
search unit must produce angles
including, but not limited to, 30 to 55
degrees with a maximum increment of
5 degrees.
Existing regulations in
§ 50.55a(a)(1)(iii)(E) and (b)(2)(xxxvii)
discuss N–824 and the associated
conditions. The NRC previously
incorporated Code Case N–824 by
reference directly in § 50.55a and
provided conditions for its use in a final
rule dated July 18, 2017 (82 FR 32934),
to allow licensees to use recent
advances in inspection technology and
perform effective inservice inspection of
CASS components. Because N–824 will
now be incorporated in RG 1.147, the
existing requirements are redundant.
These paragraphs are removed.
Code Case N–829 [Supplement 0, 2013
Edition]
Type: New.
Title: Austenitic Stainless Steel
Cladding and Nickel Base Cladding
Using Ambient Temperature Machine
GTAW Temper Bead Technique, Section
XI, Division 1.
Code Case N–829 is a new Code Case
for the use of automatic or machine
GTAW temper bead technique for the
repair of stainless steel cladding and
nickel-base cladding without the
specified preheat or postweld heat
treatment in Section XI, Paragraph
IWA–4411.
The NRC finds the Code Case
acceptable on the condition that the
provisions of Code Case N–829,
paragraph 3(e)(2) or 3(e)(3) may only be
used when it is impractical to use the
interpass temperature measurement
methods described in 3(e)(1), such as in
situations where the weldment area is
inaccessible (e.g., internal bore welding)
or when there are extenuating
radiological conditions. The NRC
determined that interpass temperature
measurement is critical to obtaining
acceptable corrosion resistance and/or
notch toughness in a weld. Only in
areas which are totally inaccessible to
temperature measurement devices or
when there are extenuating radiological
conditions shall alternate methods be
allowed such as the calculation method
from section 3(e)(2) in ASME Code Case
N–829 or the weld coupon test method
shown in section 3(e)(3) in ASME Code
Case N–829.
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Code Case N–830 [Supplement 7, 2013
Edition]
Type: New.
Title: Direct Use of Master Fracture
Toughness Curve for Pressure-Retaining
Materials of Class 1 Vessels, Section XI,
Division 1.
Code Case N–830 is a new Code Case
introduced in the 2013 Edition of the
ASME Code. This Code Case outlines
the use of a material specific master
curve as an alternative fracture
toughness curve for crack initiation, KIC,
in Section XI, Division 1, Appendices A
and G, for Class 1 pressure retaining
materials, other than bolting.
The NRC finds the Code Case
acceptable with one condition to
prohibit the use of the provision in
Paragraph (f) of the Code Case that
allows for the use of an alternative to
limiting the lower shelf of the 95
percent lower tolerance bound Master
Curve toughness, KJC-lower 95%, to a value
consistent with the current KIC curve.
Code Case N–830 contains provisions
for using the KJC-lower 95% curve and the
master curve-based reference
temperature To as an alternative to the
KIC curve and the nil-ductility transition
reference temperature RTNDT in
Appendices A and G of the ASME Code,
Section XI. To is determined in
accordance with ASTM International
Standard E 1921, ‘‘Standard Test
Method for the Determination of
Reference Temperature, To, for Ferritic
Steels in the Transition Range,’’ from
direct fracture toughness testing data.
The RTNDT is determined in accordance
with ASME Code, Section III, NB–2330,
‘‘Test Requirements and Acceptance
Standards,’’ from indirect Charpy Vnotch testing data, and RG 1.99,
Revision 2, ‘‘Radiation Embrittlement of
Reactor Vessel Materials.’’ Considering
the entire test data at a wide range of T–
RTNDT (¥400 °F to 100 °F), the NRC
found that the current KIC curve also
represents approximately a 95 percent
lower tolerance bound for the data.
Thus, using the KJC-lower 95% curve based
on the Master Curve is acceptable.
However, since Paragraph (f) provides a
significant deviation from the KJC-lower
95% curve for (T–To) below ¥115 °F in
a non-conservative manner without
justification, the NRC determined that
Paragraph (f) of N–830 must not be
applied when using N–830.
Code Case N–831 [Supplement 0, 2017
Edition]
Type: New.
Title: Ultrasonic Examination in Lieu
of Radiography for Welds in Ferritic
Pipe, Section XI, Division 1.
Code Case N–831 is a new Code Case,
which provides an alternative to
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radiographic testing when it is required
by the construction code for Section Xl
repair/replacement activities. This Code
Case describes the requirements for
inspecting ferritic welds for fabrication
flaws using Ultrasonic Testing as an
alternative to the current requirements
to use radiography. The Code Case
describes the scanning methods,
recordkeeping and performance
demonstration qualification
requirements for the ultrasonic
procedures, equipment, and personnel.
The NRC finds the Code Case
acceptable with the condition that it is
prohibited for use in new reactor
construction. History has shown that the
combined use of radiographic testing for
weld fabrication examinations followed
by the use of Ultrasonic Testing for preservice inspections and ISI ensures that
workmanship is maintained (with
radiographic testing) while potentially
critical planar fabrication flaws are not
put into service (with Ultrasonic
Testing). Until studies are completed
that demonstrate the ability of
Ultrasonic Testing to replace
radiographic testing (repair/replacement
activity), the NRC will not generically
allow the substitute of Ultrasonic
Testing in lieu of radiographic testing
for weld fabrication examinations. In
addition, ultrasonic examinations are
not equivalent to radiographic
examinations as they use different
physical mechanisms to detect and
characterize discontinuities. These
differences in physical mechanisms
result in several key differences in
sensitivity and discrimination
capability. As a result of these
differences, as well as in consideration
of the inherent strengths of each of the
methods, the two methods are not
considered to be interchangeable, but
are considered complementary. In
addition, using ultrasonic examinations
instead of radiographic testing has a
particular advantage for operating plants
that is not present during new reactor
construction. Operating plants must
take into account the additional dose
from irradiated plant equipment, which
may present challenges to keeping
radiological dose (man-rem) as low as
reasonably achievable. In contrast, there
is no irradiated plant equipment present
during new reactor construction. Thus,
the additional dose that may be received
during radiographic testing in operating
plants may present a hardship or
unusually difficulty without an equal
compensating increase in the level of
quality or safety for operating plants,
but does not justify the reduction in
quality assurance for new construction.
In addition, performing ultrasonic
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examination under a repair or
replacement activity for operating plants
allows the ultrasonic examination
results to be available for comparison in
future inservice inspections that use
ultrasonic examination. Therefore, the
NRC has determined that this Code Case
is not acceptable for use on new reactor
construction.
Code Case N–838 [Supplement 2, 2015
Edition]
Type: New.
Title: Flaw Tolerance Evaluation of
Cast Austenitic Stainless Steel Piping,
Section XI, Division 1.
The NRC approves Code Case N–838
with the following condition: Code Case
N–838 shall not be used to evaluate
flaws in cast austenitic stainless steel
piping where the delta ferrite content
exceeds 25 percent.
Code Case N–838 contains provisions
for performing a postulated flaw
tolerance evaluation of ASME Class 1
and 2 CASS piping with delta ferrite
exceeding 20 percent. The Code Case
provides a recommended target flaw
size for the qualification of
nondestructive examination methods,
along with an approach that may be
used to justify a larger target flaw size,
if needed. The Code Case is intended for
the flaw tolerance evaluation of
postulated flaws in CASS base metal
adjacent to welds, in conjunction with
license renewal commitments. The NRC
notes that the Code Case is limited in
application and provides restrictions so
that the Code Case will not be misused.
For example, the Code Case is
applicable to portions of Class 1 and 2
piping comprised of SA–351 staticallyor centrifugally-cast Grades CF3, CF3A,
CF3M, CF8, CF8A and CF8M base metal
with delta ferrite exceeding 20 percent
and niobium or columbium content not
greater than 0.2 weight percent. This
Code Case is limited to be applied to
thermally aged CASS material types as
listed with normal operating
temperatures between 500 °F and 662 °F.
The Code Case is not applicable for
evaluation of detected flaws. Section 3
of the Code Case provides specific
analytical evaluation procedures for the
pipe mean-radius-to-thickness ratio
greater than 10 and for those with a ratio
less than 10. Tables 1 through 4 provide
the maximum tolerable flaw depth-tothickness ratio for circumference and
axial flaws.
However, the NRC finds paragraph
3(c) of the Code Case to be inadequate.
Paragraph 3(c) specifies that for delta
ferrite exceeding 25 percent, or pipe
mean-radius-to-thickness ratio
exceeding 10, the flaw tolerance
evaluation shall be performed, except
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that representative data shall be used to
determine the maximum tolerable flaw
depths applicable to the CASS base
metal and mean-radius-to-thickness
ratio, in lieu of Tables 1 through 4 of the
Code Case.
The NRC notes that there are
insufficient fracture toughness data for
cast austenitic stainless steel that is
greater than 25 percent in the open
source literature. As such, the NRC
needs to review flaw tolerance
evaluations to ensure that they are
performed with adequate conservatism.
Therefore, the NRC imposes a condition
to prohibit the use of this Code Case
where delta ferrite in cast austenitic
stainless steel piping exceeds 25
percent.
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Code Case N–843 [Supplement 4, 2013
Edition]
Type: New.
Title: Alternative Pressure Testing
Requirements Following Repairs or
Replacements for Class 1 Piping
between the First and Second Inspection
Isolation Valves, Section XI, Division 1.
Code Case N–843 is consistent with
alternatives that have been granted by
the NRC. The NRC is concerned about
return lines being included that could
allow significantly lower pressures to be
used on Class 1 portions of return lines.
Therefore, the NRC imposes a condition
to ensure that the injection lines are
tested at the highest pressure of the
line’s intended safety function. If the
portions of the system requiring
pressure testing are associated with
more than one safety function, the
pressure test and visual examination
VT–2 shall be performed during a test
conducted at the higher of the operating
pressures for the respective system
safety functions.
Code Case N–849 [Supplement 7, 2013
Edition]
Type: New.
Title: In Situ VT–3 Examination of
Removable Core Support Structures
Without Removal, Section XI, Division
1.
Code Case N–849 is a new Code Case
introduced in the 2013 Edition of ASME
Code. This Code Case is meant to
provide guidelines for allowing the VT–
3 inspection requirements of Table
IWB–2500–1 for preservice or inservice
inspections of the core support
structures to be performed without the
removal of the core support structure.
The NRC finds the Code Case acceptable
with two new conditions.
The first condition on Code Case N–
849 limits the use of the Code Case to
plants that are designed with accessible
core support structures to allow for in
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situ inspection. Code Case N–849 allows
the performance of VT–3 preservice or
inservice visual examinations of
removable core support structures in
situ using a remote examination system.
A provision of the Code Case is that all
surfaces accessible for examination
when the structure is removed shall be
accessible when the structure is in situ,
except for load bearing and contact
surfaces, which would only be
inspected when the core barrel is
removed. Designs for new reactors, such
as certain small modular reactors, may
include accessibility of the annulus
between the core barrel and the reactor
vessel. Unlike some new reactor
designs, currently operating plants were
not designed to allow in situ VT–3
examinations. There are no industry
survey results of the current fleet to
provide an evaluation of operating plant
inspection findings. Therefore,
applicability to the designs of currently
operating plants has not been
satisfactorily addressed.
The second condition on Code Case
N–849 requires that prior to initial plant
startup, the VT–3 preservice
examination shall be performed with
the core support structure removed, as
required by ASME Section XI, IWB–
2500–1, and shall include all surfaces
that are accessible when the core
support structure is removed, including
all load bearing and contact surfaces.
The NRC has concerns that a preservice
examination would not be performed on
the load bearing and contact surfaces
even though the surfaces would be
accessible prior to installing the core
support structure. There is also no
evidence that the in situ examination
will achieve the same coverage as the
examination with the core support
structure removed.
3. ASME Operation and Maintenance
Code Cases (RG 1.192)
Code Case OMN–1 Revision 2 [2017
Edition]
Type: Revised.
Title: Alternative Rules for Preservice
and Inservice Testing of Active Electric
Motor-Operated Valve Assemblies in
Light-Water Reactor Power Plants.
The conditions on Code Case OMN–
1, Revision 2 [2017 Edition] are
identical to the conditions on OMN–1
Revision 1 [2012 Edition] that were
approved by the NRC in Revision 2 of
RG 1.192 in January 2018. When ASME
revised OMN–1, the Code Case was not
modified in a way that would make it
possible for the NRC to remove the
conditions. Therefore the conditions are
retained in Revision 3 of RG 1.192.
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Code Case OMN–3 [2017 Edition]
Type: Reaffirmed.
Title: Requirements for Safety
Significance Categorization of
Components Using Risk Insights for
Inservice Testing of LWR Power Plants.
The conditions on Code Case OMN–
3 [2017 Edition] are identical to the
conditions on OMN–3 [2012 Edition]
that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN–3, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the conditions. Therefore the
conditions are retained in Revision 3 of
RG 1.192.
Code Case OMN–4 [2017 Edition]
Type: Reaffirmed.
Title: Requirements for Risk Insights
for Inservice Testing of Check Valves at
LWR Power Plants.
The conditions on Code Case OMN–
4 [2017 Edition] are identical to the
conditions on OMN–4 [2012 Edition]
that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN–4, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the conditions. Therefore, the
conditions are retained in Revision 3 of
RG 1.192.
Code Case OMN–9 [2017 Edition]
Type: Reaffirmed.
Title: Use of a Pump Curve for
Testing.
The conditions on Code Case OMN–
9 [2017 Edition] are identical to the
conditions on OMN–9 [2012 Edition]
that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN–9, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the conditions. Therefore, the
conditions are retained in Revision 3 of
RG 1.192.
Code Case OMN–12 [2017 Edition]
Type: Reaffirmed.
Title: Alternative Requirements for
Inservice Testing Using Risk Insights for
Pneumatically and Hydraulically
Operated Valve Assemblies in LightWater Reactor Power Plants (OM–Code
1998, Subsection ISTC).
The conditions on Code Case OMN–
12 [2017 Edition] are identical to the
conditions on OMN–12 [2012 Edition]
that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN–12, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the conditions. Therefore, the
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conditions are retained in Revision 3 of
RG 1.192.
Code Case OMN–13 Revision 2 [2017
Edition]
Type: Reaffirmed.
Title: Performance-Based
Requirements for Extending Snubber
Inservice Visual Examination Interval at
LWR Power Plants.
The NRC has moved Code Case
OMN–13, Revision 2 (2017 Edition) to
Table 2 in RG 1.192 to clarify its
acceptance for use with all editions and
addenda of the OM Code listed in
§ 50.55a(a)(1)(iv).
Code Case OMN–18 [2017 Edition]
Type: Reaffirmed.
Title: Alternate Testing Requirements
for Pumps Tested Quarterly Within ±20
Percent of Design Flow.
The conditions on Code Case OMN–
18 [2017 Edition] are identical to the
conditions on OMN–18 [2012 Edition]
that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN–18, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the conditions. Therefore, the
conditions are retained in Revision 3 of
RG 1.192.
Code Case OMN–19 [2017 Edition]
Type: Reaffirmed.
Title: Alternative Upper Limit for the
Comprehensive Pump Test.
The conditions on Code Case OMN–
19 [2017 Edition] are identical to the
conditions on OMN–19 [2012 Edition]
that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN–19, the Code
Case was not modified in a way that
would make it possible for the NRC to
remove the conditions. Therefore, the
conditions are retained in Revision 3 of
RG 1.192.
Code Case OMN–20 [2017 Edition]
Type: Reaffirmed.
Title: Inservice Test Frequency.
This Code Case is applicable to the
editions and addenda of the OM Code
listed in § 50.55a(a)(1)(iv).
With the acceptance of Code Case
OMN–20 in RG 1.192, Revision 3,
paragraphs (a)(1)(iii)(G) and (b)(3)(x) in
§ 50.55a accepting Code Case OMN–20
are unnecessary. The paragraphs in
§ 50.55a are removed with this final
rule.
C. ASME Code Cases not Approved for
Use (RG 1.193)
The ASME Code Cases that are
currently issued by ASME but not
approved for generic use by the NRC are
listed in RG 1.193, ‘‘ASME Code Cases
not Approved for Use.’’ In addition to
ASME Code Cases that the NRC has
found to be technically or
programmatically unacceptable, RG
1.193 includes Code Cases on reactor
designs for high-temperature gas-cooled
reactors and liquid metal reactors,
reactor designs not currently licensed by
the NRC, and certain requirements in
Section III, Division 2, for submerged
spent fuel waste casks, that are not
endorsed by the NRC. Regulatory Guide
1.193 complements RGs 1.84, 1.147, and
1.192. The NRC is not adopting any of
the Code Cases listed in RG 1.193.
III. Opportunities for Public
Participation
The proposed rule and draft RGs were
published in the Federal Register on
August 16, 2018 (83 FR 40685), for a 75day comment period. The public
comment period closed on October 30,
2018. The NRC did not seek public
comments on the draft revision to RG
1.193. Any reconsideration for approval
by the NRC of such Code Cases will
include an opportunity for public
comment.
IV. Public Comment Analysis
The NRC received a total of five
comment submissions on the proposed
rule and draft RGs, for a total of 20
comments. The NRC reviewed every
comment submission and identified 12
unique comments requiring the NRC’s
consideration and response. Comment
summaries and the NRC’s responses are
presented in this section. At the
beginning of each summary, the
individual comments represented by the
summary are identified in the form
[XX–YY] where XX represents the
Submission ID in Table III and YY
represents the sequential comment
within the submission. Multiple
comments expressed general support for
the rulemaking. Those comments are
listed at the bottom of Table III, but no
specific changes were made to the final
rule in response to those comments.
TABLE III
Sequential
comment No.
Submission ID
Commenter
Code case
ADAMS
Accession No.
N–841 ......................
OMN–13 ..................
n/a ...........................
ML18282A102
ML18298A186
ML18303A362
N–831 ......................
ML18303A362
N–795 ......................
ML18303A362
N–702 ......................
ML18303A362
N–705 ......................
ML18303A362
N–711–1 ..................
ML18303A362
N–711–1 ..................
ML18303A362
N–831 ......................
ML18303A362
N–695–1 ..................
N–711–1 ..................
N–711–1 ..................
N–754–1 ..................
N–831 ......................
ML18303A377
ML18303A377
ML18303A377
ML18303A377
ML18303A377
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Public Comments To Modify the Rule or RGs
NRC–2017–0024–0006 .............................
NRC–2017–0024–0007 .............................
NRC–2017–0024–0008 .............................
6–1
7–1
8–1
NRC–2017–0024–0008 .............................
8–10
NRC–2017–0024–0008 .............................
8–11
NRC–2017–0024–0008 .............................
8–4
NRC–2017–0024–0008 .............................
8–5
NRC–2017–0024–0008 .............................
8–7
NRC–2017–0024–0008 .............................
8–8
NRC–2017–0024–0008 .............................
8–9
NRC–2017–0024–0009
NRC–2017–0024–0009
NRC–2017–0024–0009
NRC–2017–0024–0009
NRC–2017–0024–0009
9–1
9–2
9–3
9–4
9–5
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.............................
.............................
.............................
.............................
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Jungbao Zhang .........................................
Glen Palmer ..............................................
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Christian Sanna of ASME Board on Nuclear Codes and Standards.
Douglas Kull & Carl Latiolias of EPRI ......
Douglas Kull & Carl Latiolias of EPRI ......
Douglas Kull & Carl Latiolias of EPRI ......
Douglas Kull & Carl Latiolias of EPRI ......
Douglas Kull & Carl Latiolias of EPRI ......
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TABLE III—Continued
Sequential
comment No.
Submission ID
NRC–2017–0024–0010 .............................
10–1
Commenter
Code case
ADAMS
Accession No.
Justin Wheat of SNO—Southern Nuclear
Operating Company.
N–702 ......................
ML18304A266
on Nu-
n/a ...........................
ML18303A362
on Nu-
N–661–3, N–789–2,
ML18303A362
N–853, and N–854.
N–516–4, N–695–1,
ML18303A362
N–696–1.
N–711–1 .................. ML18303A362
Public Comments Supporting the Rule
NRC–2017–0024–0008 .............................
8–12
NRC–2017–0024–0008 .............................
8–2
NRC–2017–0024–0008 .............................
8–3
NRC–2017–0024–0008 .............................
8–6
lotter on DSKBCFDHB2PROD with RULES
Regulatory Guide 1.84, Revision 38
(Draft Regulatory Guide (DG) 1345)
Code Case N–841 Exemptions to
Mandatory Post Weld Heat Treatment
(PWHT) of SA–738 Grade B for Class
MC Applications Section III, Division 1
Comment [6–1]: The comment raises
issues with the use of shielded metal arc
welding (SMAW) electrodes identified
with a diffusible hydrogen content of H–
8 or lower and states that, ‘‘Currently,
for pressure vessels, diffusible hydrogen
designator is H4 or lower.’’ The
comment also raises issues with the
minimum heat input of 66,000 Joules/
inch (26,000 Joules/Centimeter) and
states, ‘‘For ensuring HAZ [heat affected
zone] properties, the heat input shall be
as low as possible, normally, 14,000–
30,000 Joules/centimeter.’’ The
comment recommends moving N–841 to
Table 2 and adding a condition which
states, ‘‘when using the SMAW process
the welding electrodes are identified
with a diffusible hydrogen designator of
H4 or lower and the heat input shall be
specified according to the PQR.’’
NRC Response: The NRC disagrees
with this comment. Concerning the use
of electrodes identified with diffusible
hydrogen content of H4 or lower, ASME
Code, Section III, Subsection NE (Class
MC components), does not require the
use of H4 or lower designated SMAW
electrodes. Subsection NB (Class 1
components) does require the use of H4
or lower designated SMAW electrodes
when employing the temper bead
welding technique at ambient
temperature. Code Case N–841 is for
Class MC, does not entail the use of the
temper bead welding technique, nor
does it permit welding at ambient
temperature. For SMAW welding, the
Code Case requires a minimum preheat
of 250 °F.
Concerning minimum heat input
comment, during the development of
the Code Case, Y-groove testing was
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Christian Sanna of ASME Board
clear Codes and Standards.
Christian Sanna of ASME Board
clear Codes and Standards.
Christian Sanna of ASME Board
clear Codes and Standards.
Christian Sanna of ASME Board
clear Codes and Standards.
performed using the SMAW process.
The testing performed showed that weld
heat input below 66,000 Joules/inch
with a preheat below 250 °F can
increase the probability of HAZ
cracking.
No change was made to this final rule
as a result of this comment.
Regulatory Guide 1.147, Revision 19
(DG–1342)
Generic Comment Clarification of the
Term ‘‘Superseded’’
Comment [8–1]: One comment asked
whether the word ‘‘superseded’’ used in
RG 1.147, applies to those Code Cases
that are superseded by ASME or those
Code Cases that are listed as superseded
in Table 5 of Regulatory Guide 1.147.
The comment recommended revising
the second sentence of this paragraph to
clarify that the older or superseded
version of the Code Case, if listed in
Table 5, cannot be applied by the
licensee or applicant for the first time.
NRC Response: The NRC agrees with
this comment. The proposed additional
text will clarify the information
presented in Table 5. The introductory
paragraph to Table 5 in RG 1.147 has
been revised to include the statement,
‘‘The versions of the Code Cases listed
in Table 5 cannot be applied by the
licensee or applicant for the first time
after the effective date of this RG.’’ at the
end of the explanatory text above Table
5.
Code Case N–696–1 Qualification
Requirements for Mandatory Appendix
VIII Piping Examinations Conducted
From the Inside Surface, Section XI,
Div. 1
Condition: Inspectors qualified using
the 0.25 RMS error for measuring the
depths of flaws using N–695–1 are not
qualified to depth-size inner diameter
(ID) surface breaking flaws greater than
50 percent through-wall in dissimilar
metal welds 2.1 inches or greater in
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on Nuon Nu-
thickness. When an inspector qualified
using N–695–1 measures a flaw as
greater than 50 percent through-wall in
a dissimilar metal weld from the ID, the
flaw shall be considered to have an
indeterminate depth.
Comment [9–1]: The discussion of the
condition as found in the Federal
Register Vol. 83, No. 159, focused
mainly on dissimilar metal welds
(DMW) whereas the condition defined
in DG–1342 applies to the coordinated
implementation of Supplements 2, 3, &
10 from the ID surface. Section 3.3 of
the Code Case require users to follow
Supplement 10 (Alt. CC N–695–1) for
DMW and Supplement 3 for ferritic
welds. As conditioned, Code Case N–
695–1, includes depth sizing acceptance
criteria of 0.25 RMS and Supplement 3
depth sizing acceptance criteria remains
unchanged at 0.125. As written the
proposed condition on Code Case N–
696–1 would require examiners
qualified to depth size flaws in ferritic
and austenitic welds, from the ID
surface, to report flaws greater than 50
percent through wall as having an
indeterminate depth, which is
inconsistent with discussion included
in the Federal Register Vol. 83, No. 159,
and in the regulatory analysis for the
proposed rule.
NRC Response: The NRC agrees with
the comment. The FRN for the proposed
rule only mentioned dissimilar metal
welds when ASME Code Case N–696–
1 applies to ferritic, dissimilar metal
welds, and austenitic welds. The
condition is intended for procedures,
equipment, and personnel qualified to
examine dissimilar and austenitic welds
greater than 2.1 inches. In response to
this comment, the condition on N–696–
1 in RG 1.147 has been revised to clarify
the weld types to which the condition
applies.
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Code Case N–702 Alternative
Requirements for Boiling Water Reactor
(BWR) Nozzle Inner Radius and Nozzleto-Shell Welds, Section XI, Division 1
Condition: The applicability of Code
Case N–702 for the first 40 years of
operation must be demonstrated by
satisfying the criteria in Section 5.0 of
NRC Safety Evaluation regarding
BWRVIP–108 dated December 18, 2007
(ML073600374) or Section 5.0 of NRC
Safety Evaluation regarding BWRVIP–
241 dated April 19, 2013
(ML13071A240). The use of Code Case
N–702 in the period of extended
operation is prohibited.
Comment (8–4, 10–1): The proposed
conditions on Code Case N–702 state, in
part, that ‘‘The use of Code Case N–702
in the period of extended operation is
prohibited.’’ Two comment submissions
suggest that the proposed condition be
revised to provide better guidance to
licensees on how this case may be used
during the period of extended operation,
rather than to simply prohibit its use.
Specifically, one comment suggests that
the above condition be replaced with
the following to better describe the
explanation provided in the Federal
Register document for the proposed
rule:
‘‘The use of Code Case N–702 after the
first 40 years of operation is not
approved. Licensees that wish to use
Code Case N–702 after the first 40 years
of operation may submit relief requests
based on BWRVIP–241, Appendix A,
‘BWR Nozzle Radii and Nozzle-toVessel Welds Demonstration of
Compliance with the Technical
Information Requirements of the
License Renewal Rule (10 CFR 54.21).’ ’’
NRC Response: The NRC disagrees
with the comment. Because all licensees
may propose an alternative to the code
requirements under § 50.55a(z)
‘‘Alternatives to codes and standards
requirements,’’ there is no need to
repeat that option here. The language
proposed in the comment could be
viewed as limiting the potential
alternatives that could be proposed by
licensees.
No change was made to this final rule
as a result of this comment.
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Code Case N–705 Evaluation Criteria
for Temporary Acceptance of
Degradation in Moderate Energy Class 2
or 3 Vessels and Tanks Section XI,
Division 1
Condition: The ASME Code repair or
replacement activity temporarily
deferred under the provisions of this
Code Case shall be performed during the
next scheduled refueling outage. If a
flaw is detected during a scheduled
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shutdown, an ASME Code repair is
required before plant restart.
Comment [8–5]: In the proposed rule,
the NRC has indicated a concern with
use of this case to permit a component
with through-wall leakage to operate for
up to 26 months before repairs are
made. However, the proposed condition
applies to all applications of this case,
including those where through-wall
leakage has not occurred. One comment
suggests that the proposed condition
could be revised to read as follows to
address this concern:
‘‘The ASME Code repair or replacement
activity temporarily deferred under the
provisions of this Code Case shall be
performed during the next scheduled
refueling outage for any through-wall flaws.
If a through-wall flaw is detected during a
scheduled shutdown, an ASME code repair
is required before plant restart.’’
NRC Response: The NRC agrees with
the comment. Flaws that are not
through-wall and have been evaluated
in accordance with the Code Case
should be allowed to remain in service
the entire length of the period evaluated
by the Code Case (i.e., up to 26 months).
The evaluation methods of the Code
Case reasonably assure the structural
integrity of the component will not be
impacted during the period of the
evaluation. The NRC believes through
wall flaws accepted in accordance with
the Code Case should be subject to
repair/replacement at the next refueling
outage. The NRC also removed the
second sentence in the proposed
condition, which would have required
an ASME code repair of the tank before
plant restart if a through-wall flaw is
detected during a scheduled shutdown.
The NRC finds that the second sentence
of the proposed condition is not
necessary because the time period
evaluated under the Code Case is greater
than the period between refueling
outages and the evaluation methods of
the Code Case reasonably assure that the
structural integrity of the component
will not be impacted during that period.
In the RG 1.147, the condition on N–705
has been revised in response to this
comment.
Code Case N–711–1 Alternative
Examination Coverage Requirements for
Examination Category B–F, B–J, C–F–1,
C–F–2, and R–A Piping Welds Section
XI, Division 1
Condition: Code Case N–711–1 shall
not be used to redefine the required
examination volume for preservice
examinations or when the postulated
degradation mechanism for piping
welds is PWSCC, Intergranular Stress
Corrosion Cracking (IGSCC) or crevice
corrosion (CC) degradation mechanisms.
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Comment [8–7, 9–2]: Two comment
submissions stated that the proposed RG
1.147, Table 2, condition should not
prohibit the use of Code Case N–711–1
for preservice examinations for piping
welds where use of this case is not
prohibited for inservice examination.
The preservice examination volume
serves as a baseline for subsequent
inservice examinations which should
interrogate the same volume.
NRC Response: The NRC disagrees
with this comment in that the Code Case
should not be applied to new reactors
since regulations require new plants be
designed for accessibility for inservice
inspection. For preservice examinations
related to repair/replacements activities,
IWA–4000 makes it clear that preservice
exams are required. IWA–1400 also says
the owner’s responsibility includes
design and arrangement of system
components to include adequate access
and clearances for conduct of
examination and tests.
No change was made to this final rule
as a result of this comment.
Comment [8–8, 9–3]: Two comment
submissions stated that the proposed
condition, prohibiting the use of this
case to redefine the required
examination volume when the
postulated degradation mechanism for
piping welds is Intergranular Stress
Corrosion Cracking (IGSCC), is
unnecessary for the following reasons:
1. For boiling water reactor (BWR)
plants, this case does not provide
alternative examination volumes.
2. For pressurized water reactor
(PWR) plants, Table 2 of the case
requires compliance with the
examination requirements of B–F, B–J,
C–F–1, C–F–2, or R–A, as applicable, so
this case specifies an appropriate
volume of primary interest for IGSCC.
NRC Response: The NRC agrees with
this comment. The Code Case
appropriately requires the correct
volume to be examined for IGSCC in
PWR plants. The condition to Code Case
N–711–1 in RG 1.147 has been revised
in response to these comments.
Code Case N–754–1 Optimized
Structural Dissimilar Metal Weld
Overlay for Mitigation of PWR Class 1
Items, Section XI, Division 1
Condition: (3) The optimized weld
overlay in this Code Case can only be
installed on an Alloy 82/182 weld
where the outer 25 percent of weld wall
thickness does not contain indications
that are greater than 1/16 inch in length
or depth.
Comment [9–4]: The use of optimized
weld overlays is most beneficial in
applications with large bore
components where the outer 25 percent
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can represent a significant volume of
weld metal. One comment stated that it
is not unreasonable to expect that
fabrication flaws that meet the original
pre-service acceptance standards
defined in IWB–3514 to be present
within the volume of a weld.
Currently Code Case N–754–1
references Code Case N–770 for the
acceptance standards for optimized
weld overlays. Code Case N–770 states
that the preservice examination
acceptance standards of IWB–3514 shall
be met for flaws in the weld overlay
material and the outer 25 percent of the
original weld/base material, which is
consistent with the original ASME
Section XI acceptance standards of the
original structural butt weld.
Additionally, the current condition
refers to ‘‘indications’’ that are greater
than 1/16 inch in length or depth it is
important to note that indications are
not always synonymous with flaws.
Indications can be attributed to
geometric features, metallurgical
responses or other non-flaw attributes.
One comment suggested replacing the
word indications with the word flaws.
Another comment stated that the
condition limiting the use of this Code
Case to welds with no indications
greater than 1/16 inch in depth or length
exceeds the original ASME section XI,
acceptance standards of the weld when
it was initially put in service. This
condition would lead to increase
examination time and unnecessary
radiation exposure due to numerous
repairs to remove benign, previously
acceptable fabrication flaws or other
non-relevant indications. These repairs
could also result in undesirable residual
stress profiles in the post overlaid
weldment that can reduce the functional
properties (compressive stresses) of the
installed overlay. For these reasons, the
comment submission recommends the
elimination of this condition.
NRC Response: The NRC agrees with
these comments. The technical basis of
the optimized weld overlay in Code
Case N–754–1 is that the structural
integrity of the optimized weld overlay
is supported by the combination of the
outer 25 percent of the original weld
and the deposited weld overlay on the
pipe so that the thickness of the weld
overlay could be less than the thickness
of a full structural weld overlay. The
Reply Section in Code Case N–754–1
states that it is for mitigation of flaws
that do not exceed more than 50 percent
in depth from the inside surface.
The NRC notes that the ASME Code,
Section III, NB–5331(b), Ultrasonic
Acceptance Standards, requires that
indications characterized as cracks, lack
of fusion, or incomplete penetration are
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unacceptable regardless of length. The
NRC understands that the hardship of
satisfying limiting flaw size in the
proposed condition would lead to
radiation exposure due to repairs to
remove fabrication flaws prior to weld
overlay installation. The NRC also notes
that there is measurement uncertainty
associated with ultrasonic
examinations. Based on these
considerations, the NRC removed the
proposed condition number 3 from
Code Case N–754–1 in RG 1.147.
Code Case N–795 Alternative
Requirements for BWR Class 1 System
Leakage Test Pressure Following Repair/
Replacement Activities, Section XI,
Division 1
Condition: (1) The use of nuclear heat
to conduct the BWR Class 1 system
leakage test is prohibited (i.e., the
reactor must be in a non-critical state),
except during refueling outages in
which the ASME Section XI Category B–
P pressure test has already been
performed, or at the end of mid-cycle
maintenance outages fourteen (14) days
or less in duration. (2) The test
condition holding time, after
pressurization to test conditions, and
before the visual examinations
commence, shall be 1 hour for noninsulated components.
Comment [8–11]: Use of Code Case N–
795 is limited to BWR Class 1 pressure
tests following repair/replacement
activities and does not apply to Class 1
system leakage tests performed in
accordance with IWB–2500, Table IWB–
2500–1, Examination Category B–P.
Requirements for pressure tests
following repair/replacement activities
on Class 1 components are specified in
IWA—4540. Requirements for pressure
test holding time for tests following
repair/replacement activities are
specified in IWA–5213. IWA—5213(b)
requires that for system pressure tests
required by IWA–4540, a 10 minutes
holding time for noninsulated
components, or 4 hour holding time for
insulated components, is required after
attaining test pressure. ASME often
develops technical bases for Code Cases.
The technical basis for the increased
hold time of 15 minutes in Code Case
N–795 is as follows:
Indication of leakage identified through
visual VT–2 examinations during a test at
either the 100 [percent] power pressure or at
87 [percent] of that value will not be
significantly different between the two tests.
Higher pressure under the otherwise same
conditions will produce a higher flow rate
but the difference is not significant. A
pressure test at 87 [percent] of the 100
[percent] rated power pressure would
produce a flow rate approximately 7
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[percent] below the full test pressure. This
alternate differential pressure (>/=900 psi) is
still adequate to provide evidence of leakage
should a through-wall flaw exist. Since the
reduced pressure would generate an
approximate 7 [percent] reduction in flow
rate, then, a 7 [percent] increase in the
required hold time should allow for the
equivalent amount of total leakage from any
existing leak location. This Code Case
requires a 50 [percent] increase in the hold
time, which will allow for more leakage than
is currently generated and therefore a better
indication of the leak.
For reasons identified above, the
comment asserts that the 1 hour hold
time imposed by Table 2 of Regulatory
Guide 1.147, Rev. 18 is unnecessary,
and the comment recommends that this
condition be removed.
NRC Response: The NRC disagrees
with this comment. The ASME’s
technical basis for the 15 minute hold
time in Code Case N–795 relies on an
argument that the time for leakage to
manifest increases linearly with the
decrease in flow rate corresponding to
the reduction in leak test pressure.
However, the relationship of the time
for leakage to manifest to the flow rate
may not be linear, given tight cracks,
which result in a torturous path. The
NRC does not consider a one hour hold
time to be an excessive burden.
No change was made to this final rule
as a result of this comment.
Code Case N–831 Ultrasonic
Examination in Lieu of Radiography for
Welds in Ferritic Pipe, Section Xl,
Division 1
Condition: Code Case N–831 is
prohibited for use in new reactor
construction.
Comment [8–9]: Table 2 in draft
revision 19 of Regulatory Guide 1.147
includes a proposed condition that
prohibits Code Case N–831 for use in
new reactor construction. A comment
submission stated that the proposed
condition is unnecessary and should be
removed, for the following reasons:
1. Use of any Section XI Code Case is
not permissible until initial
construction of a component is
complete, when the rules of Section XI
become mandatory. As such, if the
Construction Code requires radiography
as part of the initial construction of a
component, then radiography is
mandatory and ultrasonic examination
cannot be substituted for radiography.
2. Application of Code Case N–831 is
limited to Section XI repair/replacement
activities where compliance with the
Construction Code nondestructive
examination requirements would
require the performance of radiography.
Ultrasonic examination is preferred
when performing a repair/replacement
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activity because the ultrasonic
examination results will be available to
compare against future inservice
examination ultrasonic examination
results.
Comment [9–5]: Paragraph (a) of this
Code Case specifies it is limited to
Section XI repair/replacement activities
which excludes its use in new
construction applications, which is
performed under Section III. One
comment recommends the elimination
of this condition since it is already
included in the Code Case.
NRC Response: The NRC disagrees
with these comments. The subject Code
Case states that it is limited to Section
XI repair/replacement activities.
However, the preface in Section XI of
the ASME Code also states that Section
XI is allowed for repairs and
replacement activities once the system
has certification marks applied and
therefore the requirements of the
construction code is met. Therefore,
Section XI would allow the use of
ultrasonic examination in lieu of
radiography for a repair and/or
replacement of a new reactor system
prior to initial fuel load. The condition
is to prevent this type of use of the Code
Case.
No change was made to this final rule
as a result of these comments.
Comment [8–10]: Section
50.55a(b)(2)(xix) includes a Section XI
condition about substitution of
alternative methods. One comment
recommends that the condition be
revised, to specifically allow for
substitution of examination methods, a
combination of methods, or techniques
other than those specified by the
Construction Code, when permitted by
Code Cases that are acceptable for use
in Regulatory Guide 1.147. Without this
clarification, there could be a conflict
between 10 CFR 50.55a(b)(2)(xix) and
use of Code Case N–831 in accordance
with Table 2 of draft Regulatory Guide
1.147.
NRC Response: The NRC disagrees
with the comment. There is no conflict
as ASME Code Case N–831 is an
alternative to Section XI, IWA–4000
‘‘Welding, Brazing, Metal Removal, and
Installation,’’ including paragraph IWA–
4520(c). Additionally, the condition
described in § 50.55a(b)(2)(xix) does not
address ASME Code Case N–831 and is
therefore not in the scope of this final
rule.
No change was made to this final rule
as a result of this comment.
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14753
Regulatory Guide 1.192, Revision 3 (DG–
1343)
37,’’ by removing ‘‘Revision 37’’ and
adding in its place ‘‘Revision 38.’’
Code Case OMN–13 PerformanceBased Requirements for Extending
Snubber Inservice Visual Examination
Interval at LWR3 Power Plants
Comment [7–1]: The proposed rule
referenced DG–1343 as supplemental
information. DG–1343 identifies Code
Case OMN–13, Revision 2 (2017
Edition), in Table 1 as an acceptable OM
Code Case without condition. The 2017
Edition of the OM Code, page C–1, OM
Code Cases (for Division 1), identifies
applicability of Code Case OMN–13,
Revision 2, as 1995 up to and including
2017. However, Code Case OMN–13,
Revision 2, itself, includes an
applicability statement that identifies
ASME OM Code-1995 Edition through
2011 Addenda. One comment requested
clarification of the OM Code edition/
addenda applicability for Code Case
OMN–13, Revision 2, that the NRC is
approving for use.
NRC Response: The NRC agrees with
this comment. The NRC has moved
Code Case OMN–13, Revision 2 (2017
Edition), to Table 2, ‘‘Conditionally
Acceptable OM Code Cases,’’ in RG
1.192 to clarify its acceptance for use
with all editions and addenda of the OM
Code listed in § 50.55a(a)(1)(iv).
Similarly, the NRC noted that Code Case
OMN–20 has an applicability statement
that is more restrictive than necessary.
Therefore, Table 2 in RG 1.192 has been
revised in response to this comment.
Paragraph (a)(3)(ii)
Regulatory Guide 1.193, Revision 6 (DG–
1344)
The NRC received no public comment
submittals regarding DG–1344.
V. Section-by-Section Analysis
The following paragraphs in § 50.55a
are revised as follows:
Paragraph (a)(1)(iii)(E)
This final rule removes and reserves
paragraph (a)(1)(iii)(E).
Paragraph (a)(1)(iii)(G)
This final rule removes and reserves
paragraph (a)(1)(iii)(G).
Paragraph (a)(3)
This final rule adds a condition in
paragraph (a)(3) stating that the Code
Cases listed in RGs 1.84, 1.147, and
1.192 may be applied with the specified
conditions when implementing the
editions and addenda of the ASME BPV
and OM Codes incorporated by
reference in § 50.55a.
Paragraph (a)(3)(i)
This final rule revises the reference to
‘‘NRC Regulatory Guide 1.84, Revision
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This final rule revises the reference to
‘‘NRC Regulatory Guide 1.147, Revision
18,’’ by removing ‘‘Revision 18’’ and
adding in its place ‘‘Revision 19.’’
Paragraph (a)(3)(iii)
This final rule revises the reference to
‘‘NRC Regulatory Guide 1.192, Revision
2,’’ by removing ‘‘Revision 2’’ and
adding in its place ‘‘Revision 3.’’
Paragraph (b)(2)(xxxvii)
This final rule removes paragraph
(b)(2)(xxxvii).
Paragraph (b)(3)(x)
This final rule removes and reserves
paragraph (b)(3)(x).
VI. Regulatory Flexibility Certification
As required by the Regulatory
Flexibility Act (5 U.S.C. 605(b)), the
Commission certifies that this rule, if
adopted, will not have a significant
economic impact on a substantial
number of small entities. This final rule
affects only the licensing and operation
of nuclear power plants. The companies
that own these plants do not fall within
the scope of the definition of ‘‘small
entities’’ set forth in the Regulatory
Flexibility Act or the size standards
established by the NRC (10 CFR 2.810).
VII. Regulatory Analysis
The NRC has prepared a regulatory
analysis on this regulation. The analysis
examines the costs and benefits of the
alternatives considered by the NRC. The
NRC did not receive public comments
on the regulatory analysis. The
regulatory analysis is available as
indicated in the ‘‘Availability of
Documents’’ section of this document.
VIII. Backfitting and Issue Finality
The provisions in this final rule allow
licensees and applicants to voluntarily
apply NRC-approved Code Cases,
sometimes with NRC-specified
conditions. The approved Code Cases
are listed in three RGs that are
incorporated by reference into § 50.55a.
An applicant’s or a licensee’s voluntary
application of an approved Code Case
does not constitute backfitting,
inasmuch as there is no imposition of a
new requirement or new position.
Similarly, voluntary application of an
approved Code Case by a 10 CFR part
52 applicant or licensee does not
represent NRC imposition of a
requirement or action, and therefore is
not inconsistent with any issue finality
provision in 10 CFR part 52. For these
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reasons, the NRC finds that this final
rule does not involve any provisions
requiring the preparation of a backfit
analysis or documentation
demonstrating that one or more of the
issue finality criteria in 10 CFR part 52
are met.
IX. Plain Writing
The Plain Writing Act of 2010 (Pub.
L. 111–274) requires Federal agencies to
write documents in a clear, concise, and
well-organized manner. The NRC has
written this document to be consistent
with the Plain Writing Act as well as the
Presidential Memorandum, ‘‘Plain
Language in Government Writing,’’
published June 10, 1998 (63 FR 31883).
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X. Environmental Assessment and Final
Finding of No Significant
Environmental Impact
The Commission has determined
under the National Environmental
Policy Act (NEPA) of 1969, as amended,
and the Commission’s regulations in
subpart A of 10 CFR part 51, that this
rule, if adopted, would not be a major
Federal action significantly affecting the
quality of the human environment;
therefore, an environmental impact
statement is not required.
The determination of this
environmental assessment is that there
will be no significant effect on the
quality of the human environment from
this action. The NRC did not receive
public comments regarding any aspect
of this environmental assessment.
As voluntary alternatives to the ASME
Code, NRC-approved Code Cases
provide an equivalent level of safety.
Therefore, the probability or
consequences of accidents is not
changed. There are also no significant,
non-radiological impacts associated
with this action because no changes
would be made affecting nonradiological plant effluents and because
no changes would be made in activities
that would adversely affect the
environment. The determination of this
environmental assessment is that there
will be no significant offsite impact to
the public from this action.
XI. Paperwork Reduction Act
Statement
This final rule amends collections of
information subject to the Paperwork
Reduction Act of 1995 (44 U.S.C. 3501
et seq.). The collections of information
were approved by the Office of
Management and Budget, approval
number 3150–0011.
Because the rule will reduce the
burden for existing information
collections, the public burden for the
information collections is expected to be
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decreased by 380 hours per response.
This reduction includes the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the
information collection.
The information collection is being
conducted to document the plans for
and the results of inservice inspection
and inservice testing programs. The
records are generally historical in nature
and provide data on which future
activities can be based. Information will
be used by the NRC to determine if
ASME BPV and OM Code provisions for
construction, inservice inspection,
repairs, and inservice testing are being
properly implemented in accordance
with § 50.55a of the NRC regulations, or
whether specific enforcement actions
are necessary. Responses to this
collection of information are generally
mandatory under § 50.55a.
You may submit comments on any
aspect of the information collections,
including suggestions for reducing the
burden, by the following methods:
• Federal Rulemaking Website: Go to
https://www.regulations.gov and search
for Docket ID NRC–2017–0024.
• Mail comments to: Information
Services Branch, Office of the Chief
Information Officer, Mail Stop: T6–
A10M, U.S. Nuclear Regulatory
Commission, Washington, DC 20555–
0001 or to the OMB reviewer at: OMB
Office of Information and Regulatory
Affairs (3150–0011), Attn: Desk Officer
for the Nuclear Regulatory Commission,
725 17th Street NW, Washington, DC
20503; email: oira_submission@
omb.eop.gov.
Public Protection Notification
The NRC may not conduct or sponsor,
and a person is not required to respond
to, a collection of information unless the
document requesting or requiring the
collection displays a currently valid
OMB control number.
XII. Congressional Review Act
This final rule is a rule as defined in
the Congressional Review Act (5 U.S.C.
801–808). However, the Office of
Management and Budget has not found
it to be a major rule as defined in the
Congressional Review Act.
XIII. Voluntary Consensus Standards
The National Technology Transfer
and Advancement Act of 1995, Public
Law 104–113, requires that Federal
agencies use technical standards that are
developed or adopted by voluntary
consensus standards bodies unless
using such a standard is inconsistent
with applicable law or is otherwise
PO 00000
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impractical. In this rule, the NRC is
continuing to use ASME BPV and OM
Code Cases, which are ASME-approved
voluntary alternatives to compliance
with various provisions of the ASME
BPV and OM Codes. The NRC’s
approval of the ASME Code Cases is
accomplished by amending the NRC’s
regulations to incorporate by reference
the latest revisions of the following,
which are the subject of this
rulemaking, into § 50.55a: RG 1.84,
Revision 38; RG 1.147, Revision 19; and
RG 1.192, Revision 3. These RGs list the
ASME Code Cases that the NRC has
approved for use. The ASME Code
Cases are national consensus standards
as defined in the National Technology
Transfer and Advancement Act of 1995
and OMB Circular A–119. The ASME
Code Cases constitute voluntary
consensus standards, in which all
interested parties (including the NRC
and licensees of nuclear power plants)
participate.
XIV. Incorporation by Reference—
Reasonable Availability to Interested
Parties
The NRC is incorporating by reference
three NRC RGs that list new and revised
ASME Code Cases that the NRC has
approved as voluntary alternatives to
certain provisions of NRC-required
Editions and Addenda of the ASME
BPV Code and the ASME OM Code.
These regulatory guides are: RG 1.84,
Revision 38; RG 1.147, Revision 19; and
RG 1.192, Revision 3.
The NRC is required by law to obtain
approval for incorporation by reference
from the Office of the Federal Register
(OFR). The OFR’s requirements for
incorporation by reference are set forth
in 1 CFR part 51. On November 7, 2014,
the OFR adopted changes to its
regulations governing incorporation by
reference (79 FR 66267). The discussion
in this section complies with the
requirement for final rules as set forth
in 1 CFR 51.5(a)(1).
The NRC considers ‘‘interested
parties’’ to include all potential NRC
stakeholders, not only the individuals
and entities regulated or otherwise
subject to the NRC’s regulatory
oversight. These NRC stakeholders are
not a homogenous group, so the
considerations for determining
‘‘reasonable availability’’ vary by class
of interested parties. The NRC identifies
six classes of interested parties with
regard to the material to be incorporated
by reference in an NRC rule:
• Individuals and small entities
regulated or otherwise subject to the
NRC’s regulatory oversight. This class
includes applicants and potential
applicants for licenses and other NRC
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regulatory approvals, and who are
subject to the material to be
incorporated by reference. In this
context, ‘‘small entities’’ has the same
meaning as set out in 10 CFR 2.810.
• Large entities otherwise subject to
the NRC’s regulatory oversight. This
class includes applicants and potential
applicants for licenses and other NRC
regulatory approvals, and who are
subject to the material to be
incorporated by reference. In this
context, a ‘‘large entity’’ is one that does
not qualify as a ‘‘small entity’’ under 10
CFR 2.810.
• Non-governmental organizations
with institutional interests in the
matters regulated by the NRC.
• Other Federal agencies, states, local
governmental bodies (within the
meaning of 10 CFR 2.315(c)).
• Federally-recognized and Staterecognized 4 Indian tribes.
• Members of the general public (i.e.,
individual, unaffiliated members of the
public who are not regulated or
otherwise subject to the NRC’s
regulatory oversight) and who need
access to the materials that the NRC
proposes to incorporate by reference in
order to participate in the rulemaking.
The three RGs that the NRC is
incorporating by reference in this final
14755
rule are available without cost and can
be read online, downloaded, or viewed,
by appointment, at the NRC Technical
Library, which is located at Two White
Flint North, 11545 Rockville Pike,
Rockville, Maryland 20852; telephone:
301–415–7000; email:
Library.Resource@nrc.gov.
Because access to the three regulatory
guides, are available in various forms at
no cost, the NRC determines that the
three regulatory guides 1.84, Revision
38; RG 1.147, Revision 19; and RG
1.192, Revision 3, as approved by the
OFR for incorporation by reference, are
reasonably available to all interested
parties.
TABLE IV—REGULATORY GUIDES INCORPORATED BY REFERENCE IN 10 CFR 50.55A
ADAMS
Accession No.
Federal Register
citation
Document title
RG 1.84, ‘‘Design, Fabrication, and Materials Code Case Acceptability, ASME Section III,’’ Revision 38 ........................
RG 1.147, ‘‘Inservice Inspection Code Case Acceptability, ASME Section XI, Division 1,’’ Revision 19 ...........................
RG 1.192, ‘‘Operation and Maintenance Code Case Acceptability, ASME OM Code,’’ Revision 3 ...................................
XV. Availability of Guidance
The NRC is issuing revised guidance,
RG 1.193, ‘‘ASME Code Cases Not
Approved for Use,’’ Revision 6, for the
implementation of the requirements in
this final rule. The guidance is available
in ADAMS under Accession No.
ML19128A269. You may access
information and comment submissions
related to the guidance by searching on
https://www.regulations.gov under
Docket ID NRC–2017–0024.
The regulatory guide lists Code Cases
that the NRC has not approved for
generic use and will not be incorporated
by reference into the NRC’s regulations.
Regulatory Guide 1.193 complements
RGs 1.84, 1.147, and 1.192.
XVI. Availability of Documents
The documents identified in the
following tables are available to
interested persons through one or more
of the following methods, as indicated.
Throughout the development of this
rule, the NRC has posted documents
ML19128A276
ML19128A244
ML19128A261
related to this rule, including public
comments, on the Federal rulemaking
website at: https://www.regulations.gov
under Docket ID NRC–2017–0024. The
Federal rulemaking website allows you
to receive alerts when changes or
additions occur in a docket folder. To
subscribe: (1) Navigate to the docket
folder (NRC–2017–0024); (2) click the
‘‘Sign up for Email Alerts’’ link; and (3)
enter your email address and select how
frequently you would like to receive
emails (daily, weekly, or monthly).
TABLE V—RULEMAKING RELATED DOCUMENTS
ADAMS
Accession No./
Federal Register
citation
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Document title
ASME–OM–2017, ‘‘Operation and Maintenance of Nuclear Power Plants,’’ May 31, 2017. ..............................................
Final Rule—‘‘Incorporation by Reference of ASME BPV and OM Code Cases,’’ July 8, 2003. .........................................
Final Rule—‘‘Fracture Toughness Requirements for Light Water Reactor Pressure Vessels,’’ December 19, 1995. ........
Assessment of Crack Detection in Heavy-Walled Cast Stainless Steel Piping Welds Using Advanced Low-Frequency
Ultrasonic Methods (NUREG/CR–6933), March 2007..
An Evaluation of Ultrasonic Phased Array Testing for Cast Austenitic Stainless Steel Pressurizer Surge Line Piping
Welds (NUREG/CR–7122), March 2012..
Final Safety Evaluation for Nuclear Energy Institute ‘‘Topical Report Materials Reliability Program (MRP): Technical
Basis for Preemptive Weld Overlays for Alloy 82/182 Butt Welds in Pressurized Water Reactors (MRP–169) Revision 1–A,’’ August 9, 2010..
EPRI Nuclear Safety Analysis Center Report 202L-2, ‘‘Recommendations for an Effective Flow Accelerated Corrosion
Program,’’ April 1999..
ASTM International Standard E 1921, ‘‘Standard Test Method for the Determination of Reference Temperature, To, for
Ferritic Steels in the Transition Range.’’.
ASME Code, Section III, NB–2330, ‘‘Test Requirements and Acceptance Standards.’’ .....................................................
Regulatory Guide 1.99, Revision 2, ‘‘Radiation Embrittlement of Reactor Vessel Materials.’’ ............................................
Final Rule—‘‘Approval of American Society of Mechanical Engineers’ Code Cases’’ dated January 17, 2018. ................
4 State-recognized Indian tribes are not within the
scope of 10 CFR 2.315(c). However, for purposes of
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the NRC’s compliance with 1 CFR 51.5, ‘‘interested
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Available for purchase.
68 FR 40469.
60 FR 65456.
ML071020409.
ML12087A004.
ML101620010.
ML101660468.
Available for purchase.
Available for purchase.
Available for purchase.
ML102310298.
83 FR 2331.
parties’’ includes a broad set of stakeholders
including State-recognized Indian tribes.
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TABLE V—RULEMAKING RELATED DOCUMENTS—Continued
ADAMS
Accession No./
Federal Register
citation
Document title
Draft Guide 1345, ‘‘Design, Fabrication, and Materials Code Case Acceptability, ASME Section III,’’ (draft RG 1.84,
Revision 38)..
Draft Guide 1342, ‘‘Inservice Inspection Code Case Acceptability, ASME Section XI, Division 1,’’ (draft RG 1.147, Revision 19)..
Draft Guide 1343, ‘‘Operation and Maintenance Code Case Acceptability, ASME OM Code,’’ (draft RG 1.192, Revision
3)..
Draft Guide 1344, ‘‘ASME Code Cases Not Approved for Use,’’ (draft RG 1.193, Revision 6). .........................................
RG 1.84, ‘‘Design, Fabrication, and Materials Code Case Acceptability, ASME Section III,’’ Revision 38. .......................
RG 1.147, ‘‘Inservice Inspection Code Case Acceptability, ASME Section XI, Division 1,’’ Revision 19. ..........................
RG 1.192, ‘‘Operation and Maintenance Code Case Acceptability, ASME OM Code,’’ Revision 3. ..................................
RG 1.193, ‘‘ASME Code Cases Not Approved for Use,’’ Revision 6. .................................................................................
Draft Regulatory Analysis .....................................................................................................................................................
Final Regulatory Analysis .....................................................................................................................................................
List of Subjects in 10 CFR Part 50
PART 50—DOMESTIC LICENSING OF
PRODUCTION AND UTILIZATION
FACILITIES
1. The authority citation for part 50
continues to read as follows:
■
Authority: Atomic Energy Act of 1954,
secs. 11, 101, 102, 103, 104, 105, 108, 122,
147, 149, 161, 181, 182, 183, 184, 185, 186,
187, 189, 223, 234 (42 U.S.C. 2014, 2131,
2132, 2133, 2134, 2135, 2138, 2152, 2167,
2169, 2201, 2231, 2232, 2233, 2234, 2235,
2236, 2237, 2239, 2273, 2282); Energy
Reorganization Act of 1974, secs. 201, 202,
206, 211 (42 U.S.C. 5841, 5842, 5846, 5851);
Nuclear Waste Policy Act of 1982, sec. 306
(42 U.S.C. 10226); National Environmental
Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C.
3504 note; Sec. 109, Pub. L. 96–295, 94 Stat.
783.
2. In § 50.55a:
a. Remove and reserve paragraphs
(a)(1)(iii)(E) and (G);
■ b. Revise paragraph (a)(3) introductory
text;
■ c. In paragraph (a)(3)(i), wherever it
appears remove the phrase ‘‘Revision
37’’ and add in its place the phrase
‘‘Revision 38’’;
lotter on DSKBCFDHB2PROD with RULES
■
■
VerDate Sep<11>2014
16:35 Mar 13, 2020
Jkt 250001
d. In paragraph (a)(3)(ii), wherever it
appears remove the phrase ‘‘Revision
18’’ and add in its place the phrase
‘‘Revision 19’’;
■ e. In paragraph (a)(3)(iii), wherever it
appears remove the phrase ‘‘Revision 2’’
and add in its place the phrase
‘‘Revision 3’’; and
■ f. Remove paragraph (b)(2)(xxxvii) and
remove and reserve paragraph (b)(3)(x).
The revision reads as follows:
■
Administrative practice and
procedure, Antitrust, Classified
information, Criminal penalties,
Education, Fire prevention, Fire
protection, Incorporation by reference,
Intergovernmental relations, Nuclear
power plants and reactors, Penalties,
Radiation protection, Reactor siting
criteria, Reporting and recordkeeping
requirements, Whistleblowing.
For the reasons set forth in the
preamble, and under the authority of the
Atomic Energy Act of 1954, as amended;
the Energy Reorganization Act of 1974,
as amended; and 5 U.S.C. 552 and 553,
the NRC is adopting the following
amendments to 10 CFR part 50:
§ 50.55a
(a) * * *
(3) U.S. Nuclear Regulatory
Commission (NRC) Public Document
Room, 11555 Rockville Pike, Rockville,
Maryland 20852; telephone: 1–800–
397–4209; email: pdr.resource@nrc.gov;
https://www.nrc.gov/reading-rm/doccollections/reg-guides/. The use of Code
Cases listed in the NRC regulatory
guides in paragraphs (a)(1)(i) through
(iii) of this section is acceptable with the
specified conditions in those guides
when implementing the editions and
addenda of the ASME BPV Code and
ASME OM Code incorporated by
reference in paragraph (a)(1) of this
section.
*
*
*
*
*
Dated at Rockville, Maryland, this 2nd day
of March, 2020.
For the Nuclear Regulatory Commission.
Ho K. Nieh, Director,
Office of Nuclear Reactor Regulation.
[FR Doc. 2020–05086 Filed 3–13–20; 8:45 am]
BILLING CODE 7590–01–P
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ML19156A178.
DEPARTMENT OF ENERGY
10 CFR Part 1004
RIN 1901–AB44
Critical Electric Infrastructure
Information; New Administrative
Procedures
Office of Electricity, U.S.
Department of Energy.
ACTION: Final rule.
AGENCY:
The U.S. Department of
Energy (DOE or Department) publishes
this final rule to implement DOE’s
critical electric infrastructure
information (CEII) designation authority
under the Federal Power Act (FPA). In
this final rule, DOE establishes
administrative procedures intended to
ensure that stakeholders and the public
understand how the Department would
designate, protect, and share CEII.
DATES: The effective date of this rule is
May 15, 2020.
ADDRESSES: The docket for this
rulemaking, which includes Federal
Register notices, comments, and other
supporting documents/materials, is
available for review at https://
www.regulations.gov. All documents in
the docket are listed in the https://
www.regulations.gov index. However,
not all documents listed in the index,
such as those containing information
that is exempt from public disclosure by
law, may be publicly available. A link
to the docket web page can be found at
https://www.regulations.gov/
docket?D=DOE-HQ-2019-0003. The
docket web page explains how to access
all documents, including public
comments, in the docket.
FOR FURTHER INFORMATION CONTACT:
Michael Coe, U.S. Department of
Energy, Office of Electricity, Mailstop
OE–20, Room 8H–033, 1000
SUMMARY:
Codes and standards.
ML18114A228.
E:\FR\FM\16MRR1.SGM
16MRR1
Agencies
[Federal Register Volume 85, Number 51 (Monday, March 16, 2020)]
[Rules and Regulations]
[Pages 14736-14756]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-05086]
=======================================================================
-----------------------------------------------------------------------
NUCLEAR REGULATORY COMMISSION
10 CFR Part 50
[NRC-2017-0024]
RIN 3150-AJ93
Approval of American Society of Mechanical Engineers' Code Cases
AGENCY: Nuclear Regulatory Commission.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Nuclear Regulatory Commission (NRC) is amending its
regulations to incorporate by reference the latest revisions of three
regulatory guides approving new, revised, and reaffirmed Code Cases
published by the American Society of Mechanical Engineers. This action
allows licensees and applicants to use the Code Cases listed in these
regulatory guides as voluntary alternatives to engineering standards
for the construction, inservice inspection, and inservice testing of
nuclear power plant components. These engineering standards are set
forth in the American Society of Mechanical Engineers' Boiler and
Pressure Vessel Codes and American Society of Mechanical Engineers'
Operation and Maintenance Codes, which are currently incorporated by
reference into the NRC's regulations. Further, this final rule
announces the availability of a related regulatory guide, not
incorporated by reference into the NRC's regulations, that lists Code
Cases that the NRC has not approved for use.
DATES: This final rule is effective on April 15, 2020. The
incorporation by reference of certain publications listed in the
regulation is approved by the Director of the Federal Register as of
April 15, 2020.
ADDRESSES: Please refer to Docket ID NRC-2017-0024 when contacting the
NRC about the availability of information for this action. You may
obtain publicly-available information related to this action by any of
the following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2017-0024. Address
questions about NRC dockets to Carol Gallagher; telephone: 301-415-
3463; email: [email protected]. For technical questions contact
the individuals listed in the FOR FURTHER INFORMATION CONTACT section
of this document.
NRC's Agencywide Documents Access and Management System
(ADAMS): You may obtain publicly-available documents online in the
ADAMS Public Documents collection at https://www.nrc.gov/reading-rm/adams.html. To begin the search, select ``ADAMS Public Documents'' and
then select ``Begin Web-based ADAMS Search.'' For problems with ADAMS,
please contact the NRC's Public Document Room (PDR) reference staff at
1-800-397-4209, 301-415-4737, or by email to [email protected]. For
the convenience of the reader, instructions about obtaining materials
referenced in this document are provided in the ``Availability of
Documents'' section.
FOR FURTHER INFORMATION CONTACT: Yanely Malave, Office of Nuclear
Material Safety and Safeguards, telephone: 301-415-1519, email:
[email protected]; and Bruce Lin, Office of Nuclear Regulatory
Research, telephone: 301-415-2446; email: [email protected]. Both are
staff of the U.S. Nuclear Regulatory Commission, Washington, DC 20555-
0001.
SUPPLEMENTARY INFORMATION:
Executive Summary
A. Need for the Regulatory Action
The purpose of this regulatory action is to incorporate by
reference into the NRC's regulations the latest revisions of three
regulatory guides (RGs). The three RGs identify new, revised, and
reaffirmed Code Cases published by the American Society of Mechanical
Engineers (ASME), which the NRC has determined are acceptable for use
as voluntary alternatives to compliance with certain provisions of the
ASME Boiler and Pressure Vessel (BPV) Code and ASME Operation and
Maintenance (OM) Code currently incorporated by reference into the
NRC's regulations.
B. Major Provisions
The three RGs that the NRC is incorporating by reference are RG
1.84, ``Design, Fabrication, and Materials Code Case Acceptability,
ASME Section III,'' Revision 38; RG 1.147, ``Inservice Inspection Code
Case Acceptability, ASME Section XI, Division 1,'' Revision 19; and RG
1.192, ``Operation and Maintenance Code Case Acceptability, ASME OM
Code,'' Revision 3. This final rule allows nuclear power plant
licensees and applicants for construction permits, operating licenses,
combined licenses, standard design certifications, standard design
approvals, and manufacturing licenses to voluntarily use the Code
Cases, newly listed in these revised RGs, as alternatives to
engineering standards for the design, construction, inservice
inspection (ISI) and inservice testing (IST), and repair/replacement of
nuclear power plant components. In this document, the NRC also notifies
the public of the availability of RG 1.193, ``ASME Code Cases Not
Approved for Use,'' Revision 6, which lists Code Cases that the NRC has
not approved for generic use and will not be incorporated by reference
into the NRC's regulations.
The NRC prepared a regulatory analysis (ADAMS Accession No.
ML19156A178) to identify the benefits and costs associated with this
final rule. The regulatory analysis prepared for this final rule was
used to determine if the rule is cost-effective, overall, and to help
the NRC evaluate potentially costly conditions placed on specific
provisions of the ASME Code Cases, which are the subject of this final
rule. In addition, qualitative factors to be considered in the NRC's
rulemaking decision are considered in the regulatory analysis. The
analysis concluded that this rule would result in net savings to the
industry and the NRC. Table 1 shows the estimated total net benefit
relative to the regulatory baseline, the quantitative benefits outweigh
the costs by a range from approximately $6.34 million (7 percent net
present value (NPV)) to $7.20 million (3 percent NPV).
[[Page 14737]]
Table 1--Cost Benefit Summary
----------------------------------------------------------------------------------------------------------------
Total averted costs (costs)
Attribute -----------------------------------------------
Undiscounted 7% NPV 3% NPV
----------------------------------------------------------------------------------------------------------------
Industry Implementation......................................... $0 $0 $0
Industry Operation.............................................. 5,620,000 4,470,000 5,080,000
-----------------------------------------------
Total Industry Costs........................................ 5,620,000 4,470,000 5,080,000
NRC Implementation.............................................. 0 0 0
NRC Operation................................................... 2,350,000 1,870,000 2,120,000
-----------------------------------------------
Total NRC Cost.............................................. 2,350,000 1,870,000 2,120,000
===============================================
Net..................................................... 7,970,000 6,340,000 7,200,000
----------------------------------------------------------------------------------------------------------------
The regulatory analysis also considered the following qualitative
considerations: (1) Flexibility and decreased uncertainty for licensees
when making modifications or preparing to perform ISI or IST; (2)
consistency with the provisions of the National Technology Transfer and
Advancement Act of 1995 (NTTAA), which encourages Federal regulatory
agencies to consider adopting voluntary consensus standards as an
alternative to de novo agency development of standards affecting an
industry; (3) consistency with the NRC's policy of evaluating the
latest versions of consensus standards in terms of their suitability
for endorsement by regulations and regulatory guides; and (4)
consistency with the NRC's goal to harmonize with international
standards to improve regulatory efficiency for both the NRC and
international standards groups.
The regulatory analysis concludes that this final rule should be
adopted because it is justified when integrating the cost-beneficial
quantitative results and the positive and supporting nonquantitative
considerations in the decision.
Table of Contents
I. Background
II. Discussion
A. ASME Code Cases Approved for Unconditional Use
B. ASME Code Cases Approved for Use With Conditions
1. ASME BPV Code, Section III Code Cases (RG 1.84)
2. ASME BPV Code, Section XI Code Cases (RG 1.147)
3. ASME OM Code Cases (RG 1.192)
C. ASME Code Cases not Approved for Use (RG 1.193)
III. Opportunities for Public Participation
IV. Public Comment Analysis
V. Section-by-Section Analysis
VI. Regulatory Flexibility Certification
VII. Regulatory Analysis
VIII. Backfitting and Issue Finality
IX. Plain Writing
X. Environmental Assessment and Final Finding of No Significant
Environmental Impact
XI. Paperwork Reduction Act Statement
XII. Congressional Review Act
XIII. Voluntary Consensus Standards
XIV. Incorporation by Reference--Reasonable Availability to
Interested Parties
XV. Availability of Guidance
XVI. Availability of Documents
I. Background
The ASME develops and publishes the ASME BPV Code, which contains
requirements for the design, construction, and ISI examination of
nuclear power plant components, and the ASME OM Code,\1\ which contains
requirements for IST of nuclear power plant components. In response to
BPV and OM Code user requests, the ASME develops Code Cases that
provide voluntary alternatives to BPV and OM Code requirements under
special circumstances.
---------------------------------------------------------------------------
\1\ The editions and addenda of the ASME Code for Operation and
Maintenance of Nuclear Power Plants have had different titles from
2005 to 2017, and are referred to collectively in this rule as the
``OM Code.''
---------------------------------------------------------------------------
The NRC approves the ASME BPV and OM Codes in Sec. 50.55a of title
10 of the Code of Federal Regulations (10 CFR), ``Codes and
standards,'' through the process of incorporation by reference. As
such, each provision of the ASME Codes incorporated by reference into,
and mandated by, Sec. 50.55a constitutes a legally-binding NRC
requirement imposed by rule. As noted previously, ASME Code Cases, for
the most part, represent alternative approaches for complying with
provisions of the ASME BPV and OM Codes. Accordingly, the NRC
periodically amends Sec. 50.55a to incorporate by reference the NRC's
RGs listing approved ASME Code Cases that may be used as voluntary
alternatives to the BPV and OM Codes.\2\
---------------------------------------------------------------------------
\2\ See Federal Register notification (FRN), ``Incorporation by
Reference of ASME BPV and OM Code Cases'' (68 FR 40469; July 8,
2003).
---------------------------------------------------------------------------
This final rule is the latest in a series of rules that incorporate
by reference new versions of several RGs identifying new, revised, and
reaffirmed,\3\ and unconditionally or conditionally acceptable ASME
Code Cases that the NRC approves for use. In developing these RGs, the
NRC reviews ASME BPV and OM Code Cases, determines the acceptability of
each Code Case, and publishes its findings in the RGs. The RGs are
revised periodically as new Code Cases are published by ASME. The NRC
incorporates by reference the RGs listing acceptable and conditionally
acceptable ASME Code Cases into Sec. 50.55a. The NRC published a final
rule dated January 17, 2018 (83 FR 2331) that incorporated by reference
into Sec. 50.55a the previous versions of these RGs, which are: RG
1.84, ``Design, Fabrication, and Materials Code Case Acceptability,
ASME Section III,'' Revision 37; RG 1.147, ``Inservice Inspection Code
Case Acceptability, ASME Section XI, Division 1,'' Revision 18; and RG
1.192, ``Operation and Maintenance Code Case Acceptability, ASME OM
Code,'' Revision 2.
---------------------------------------------------------------------------
\3\ Code Cases are categorized by ASME as one of three types:
New, revised, or reaffirmed. A new Code Case provides for a new
alternative to specific ASME Code provisions or addresses a new
need. The ASME defines a revised Code Case to be a revision
(modification) to an existing Code Case to address, for example,
technological advancements in examination techniques or to address
NRC conditions imposed in one of the RGs that have been incorporated
by reference into Sec. 50.55a. The ASME defines ``reaffirmed'' as
an OM Code Case that does not have any change to technical content,
but includes editorial changes.
---------------------------------------------------------------------------
II. Discussion
This final rule incorporates by reference the latest revisions of
the NRC's RGs that list ASME BPV and OM Code Cases that the NRC finds
to be acceptable, or acceptable with NRC-specified conditions
(``conditionally acceptable''). Regulatory Guide 1.84, Revision 38,
supersedes the incorporation by reference of Revision
[[Page 14738]]
37; RG 1.147, Revision 19, supersedes the incorporation by reference of
Revision 18; and RG 1.192, Revision 3, supersedes the incorporation by
reference of Revision 2.
The ASME Code Cases that are the subject of this final rule are the
new and revised Section III and Section XI Code Cases as listed in
Supplement 11 to the 2010 BPV Code through Supplement 7 to the 2013 BPV
Code, and the OM Code Cases published at the same time as the 2017
Edition. Additional Section XI Code Cases published from the 2015
Edition and the 2017 Edition of the BPV Code are also included at the
request of the ASME.
The latest editions and addenda of the ASME BPV and OM Codes that
the NRC approved for use are referenced in Sec. 50.55a. The ASME also
publishes Code Cases that provide alternatives to existing Code
requirements that the ASME developed and approved. This final rule
incorporates by reference RGs 1.84, 1.147, and 1.192 allowing nuclear
power plant licensees, and applicants for combined licenses, standard
design certifications, standard design approvals, and manufacturing
licenses under the regulations that govern license certifications, to
use the Code Cases listed in these RGs as suitable alternatives to the
ASME BPV and OM Codes for the construction, ISI, and IST of nuclear
power plant components. The ASME publishes OM Code Cases at the same
time as the specific editions of the ASME OM Code. However, the ASME OM
Code Cases are published in a separate document from the ASME OM Code
Editions. The ASME publishes BPV Code Cases in a separate document and
at a different time from ASME BPV Code Editions. This final rule
identifies Code Cases by the edition of the ASME BPV Code or ASME OM
Code under which they were published by ASME. This final rule only
accepts Code Cases for use in lieu of the specific editions and addenda
of the ASME BPV and OM Codes incorporated by reference in Sec. 50.55a.
The following general guidance applies to the use of the ASME Code
Cases approved in the latest versions of the RGs that are incorporated
by reference into Sec. 50.55a as part of this final rule.
Specifically, the use of the Code Cases listed in RGs 1.84, 1.147, and
1.192 are acceptable with the specified conditions when implementing
the editions and addenda of the ASME BPV and OM Codes incorporated by
reference in Sec. 50.55a.
The approval of a Code Case in an NRC RG constitutes acceptance of
its technical position for applications that are not precluded by
regulatory or other requirements or by the recommendations in these or
other RGs. The applicant and/or licensee is responsible for ensuring
that use of the Code Case does not conflict with regulatory
requirements or licensee commitments. The Code Cases listed in the RGs
are acceptable for use within the limits specified in the Code Cases.
If the RG states an NRC condition on the use of a Code Case, then the
NRC condition supplements and does not supersede any condition(s)
specified in the Code Case, unless otherwise stated in the NRC
condition.
The ASME may revise Code Cases for many reasons. For example, the
ASME may revise a Code Case to incorporate operational examination and
testing experience or to update material requirements based on research
results. On occasion, an inaccuracy in an equation is discovered or an
examination, as practiced, is found not to be adequate to detect a
newly discovered degradation mechanism. Therefore, when an applicant or
a licensee initially implements a Code Case, Sec. 50.55a requires that
the applicant or the licensee implement the most recent version of that
Code Case, as listed in the RGs incorporated by reference. Code Cases
superseded by revision are no longer acceptable for new applications
unless otherwise indicated.
Section III of the ASME BPV Code applies only to new construction
(i.e., the edition and addenda to be used in the construction of a
plant are selected based on the date of the construction permit and are
not changed thereafter, except voluntarily by the applicant or the
licensee). Hence, if a Section III Code Case is implemented by an
applicant or a licensee and a later version of the Code Case is
incorporated by reference into Sec. 50.55a and listed in the RG, the
applicant or the licensee may use either version of the Code Case
(subject, however, to whatever change requirements apply to its
licensing basis (e.g., Sec. 50.59)) until the next mandatory ISI or
IST update.
A licensee's ISI and IST programs must be updated every 10 years to
the latest edition and addenda of ASME BPV Code, Section XI, and the OM
Code, respectively, that were incorporated by reference into Sec.
50.55a and in effect 12 months prior to the start of the next
inspection and testing interval. Licensees that were using a Code Case
prior to the effective date of its revision may continue to use the
previous version for the remainder of the 120 month ISI or IST
interval. This relieves licensees of the burden of having to update
their ISI or IST program each time a Code Case is revised by the ASME
and approved for use by the NRC. Code Cases apply to specific editions
and addenda, and Code Cases may be revised if they are no longer
accurate or adequate., Licensees choosing to continue using a Code Case
during the subsequent ISI or IST interval must implement the latest
version incorporated by reference into Sec. 50.55a and listed in the
RGs.
The ASME may annul Code Cases that are no longer required, are
determined to be inaccurate or inadequate, or have been incorporated
into the BPV or OM Codes. A Code Case may be revised, for example, to
incorporate user experience. The older or superseded version of the
Code Case cannot be applied by the licensee or applicant for the first
time.
If an applicant or a licensee applied a Code Case before it was
listed as superseded, the applicant or the licensee may continue to use
the Code Case until the applicant or the licensee updates its
construction Code of Record (in the case of an applicant, updates its
application) or until the licensee's 120 month ISI or IST update
interval expires, after which the continued use of the Code Case is
prohibited unless NRC authorization is given under Sec. 50.55a(z). If
a Code Case is incorporated by reference into Sec. 50.55a and later a
revised version is issued by the ASME because experience has shown that
the design analysis, construction method, examination method, or
testing method is inadequate; the NRC will amend Sec. 50.55a and the
relevant RG to remove the approval of the superseded Code Case.
Applicants and licensees should not begin to implement such superseded
Code Cases in advance of the rulemaking.
A. ASME Code Cases Approved for Unconditional Use
The Code Cases discussed in Table I are new, revised, or reaffirmed
Code Cases which the NRC approves for use without conditions. The table
identifies the regulatory guide listing the applicable Code Case that
the NRC approves for use.
[[Page 14739]]
Table I
----------------------------------------------------------------------------------------------------------------
Code Case No. Published with supplement Title
----------------------------------------------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Table 1)
----------------------------------------------------------------------------------------------------------------
N-60-6................................ 11 (2010 Edition)....................... Material for Core Support
Structures, Section III,
Division 1.
N-249-15.............................. 7 (2013 Edition)........................ Additional Materials for
Subsection NF, Classes 1, 2,
3, and MC Supports Fabricated
Without Welding, Section III,
Division 1.
N-284-4............................... 11 (2010 Edition)....................... Metal Containment Shell
Buckling Design Methods,
Class MC, TC, and SC
Construction, Section III,
Divisions 1 and 3.
N-520-6............................... 1 (2013 Edition)........................ Alternative Rules for Renewal
of Active or Expired N-type
Certificates for Plants Not
in Active Construction,
Section III, Division 1.
N-801-1............................... 11 (2010 Edition)....................... Rules for Repair of N-Stamped
Class 1, 2, and 3 Components,
Section III, Division 1.
N-822-2............................... 7 (2013 Edition)........................ Application of the ASME
Certification Mark, Section
III, Divisions 1, 2, 3, and
5.
N-833................................. 1 (2013 Edition)........................ Minimum Non-prestressed
Reinforcement in the
Containment Base Mat or Slab
Required for Concrete Crack
Control, Section III,
Division 2.
N-834................................. 3 (2013 Edition)........................ ASTM A988/A988M-11 UNS S31603,
Subsection NB, Class 1
Components, Section III,
Division 1.
N-836................................. 3 (2013 Edition)........................ Heat Exchanger Tube Mechanical
Plugging, Class 1, Section
III, Division 1.
N-841................................. 4 (2013 Edition)........................ Exemptions to Mandatory Post
Weld Heat Treatment (PWHT) of
SA-738 Grade B for Class MC
Applications, Section III,
Division 1.
N-844................................. 5 (2013 Edition)........................ Alternatives to the
Requirements of NB-4250(c),
Section III, Division 1.
----------------------------------------------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Table 1)
----------------------------------------------------------------------------------------------------------------
N-513-4............................... 6 (2013 Edition)........................ Evaluation of Criteria for
Temporary Acceptance of Flaws
in Moderate Energy Class 2 or
3 Piping, Section XI,
Division 1.
N-528-1............................... 5 (1998 Edition)........................ Purchase, Exchange, or
Transfer of Material Between
Nuclear Plant Sites, Section
XI, Division 1.
N-661-3............................... 6 (2015 Edition)........................ Alternative Requirements for
Wall Thickness Restoration of
Class 2 and 3 Carbon Steel
Piping for Raw Water Service,
Section XI, Division 1.
N-762-1............................... 3 (2013 Edition)........................ Temper Bead Procedure
Qualification Requirements
for Repair/Replacement
Activities without Postweld
Heat Treatment, Section XI,
Division 1.
N-789-2............................... 5 (2015 Edition)........................ Alternative Requirements for
Pad Reinforcement of Class 2
and 3 Moderate Energy Carbon
Steel Piping for Raw Water
Service, Section XI, Division
1.
N-823-1............................... 4 (2013 Edition)........................ Visual Examination, Section
XI, Division 1.
N-839................................. 7 (2013 Edition)........................ Similar and Dissimilar Metal
Welding Using Ambient
Temperature SMAW \1\ Temper
Bead Technique, Section XI,
Division 1.
N-842................................. 4 (2013 Edition)........................ Alternative Inspection Program
for Longer Fuel Cycles,
Section XI, Division 1.
N-853................................. 6 (2015 Edition)........................ PWR \2\ Class 1 Primary Piping
Alloy 600 Full Penetration
Branch Connection Weld Metal
Buildup for Material
Susceptible to Primary Water
Stress Corrosion Cracking,
Section XI, Division 1.
N-854................................. 1 (2015 Edition)........................ Alternative Pressure Testing
Requirements for Class 2 and
3 Components Connected to the
Class 1 Boundary, Section XI,
Division 1.
----------------------------------------------------------------------------------------------------------------
OM Code
(addressed in RG 1.192, Table 1)
----------------------------------------------------------------------------------------------------------------
OMN-16 Revision 2..................... 2017 Edition............................ Use of a Pump Curve for
Testing.
OMN-21................................ 2017 Edition............................ Alternative Requirements for
Adjusting Hydraulic
Parameters to Specified
Reference Points.
----------------------------------------------------------------------------------------------------------------
\1\ Shielded metal arc welding.
\2\ Pressurized water reactor.
B. ASME Code Cases Approved for Use With Conditions
The NRC determined that certain Code Cases, as issued by ASME, are
generally acceptable for use, but that the alternative requirements
specified in those Code Cases must be supplemented in order to provide
an acceptable level of quality and safety. Accordingly, the NRC imposes
conditions on the use of these Code Cases to modify, limit, or clarify
their requirements. The conditions specify, for each applicable Code
Case, the additional activities that must be performed, the limits on
the activities specified in the Code Case, and/or the supplemental
information needed to provide clarity. These ASME Code Cases, listed in
Table II, are included in Table 2 of RG 1.84, RG 1.147, and RG 1.192.
This section provides the NRC's evaluation of the Code Cases and the
reasons for the NRC's conditions. Notations indicate the conditions
duplicated from previous versions of the RG.
It should also be noted that this section only addresses those Code
Cases for which the NRC imposes condition(s), which are listed in the
RG for the first time.
[[Page 14740]]
Table II
----------------------------------------------------------------------------------------------------------------
Code Case No. Published with supplement Title
----------------------------------------------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section III
(addressed in RG 1.84, Table 2)
----------------------------------------------------------------------------------------------------------------
N-71-19............................... 0 (2013 Edition)........................ Additional Materials for
Subsection NF, Class 1, 2, 3,
and MC Supports Fabricated by
Welding, Section III,
Division 1.
----------------------------------------------------------------------------------------------------------------
Boiler and Pressure Vessel Code Section XI
(addressed in RG 1.147, Table 2)
----------------------------------------------------------------------------------------------------------------
N-516-4............................... 7 (2013 Edition)........................ Underwater Welding, Section
XI, Division 1.
N-597-3............................... 5 (2013 Edition)........................ Evaluation of Pipe Wall
Thinning, Section XI,
Division 1.
N-606-2............................... 2 (2013 Edition)........................ Similar and Dissimilar Metal
Welding Using Ambient
Temperature Machine GTAW \1\
Temper Bead Technique for BWR
\2\ CRD \3\ Housing/Stub Tube
Repairs, Section XI, Division
1.
N-638-7............................... 2 (2013 Edition)........................ Similar and Dissimilar Metal
Welding Using Ambient
Temperature Machine GTAW
Temper Bead Technique,
Section XI, Division 1.
N-648-2............................... 7 (2013 Edition)........................ Alternative Requirements for
Inner Radius Examinations of
Class 1 Reactor Vessel
Nozzles, Section XI, Division
1.
N-695-1............................... 0 (2015 Edition)........................ Qualification Requirements for
Dissimilar Metal Piping
Welds, Section XI, Division
1.
N-696-1............................... 6 (2013 Edition)........................ Qualification Requirements for
Mandatory Appendix VIII
Piping Examination Conducted
from the Inside Surface,
Section XI, Division 1.
N-702................................. 12 (2001 Edition)....................... Alternative Requirements for
Boiling Water Reactor (BWR)
Nozzle Inner Radius and
Nozzle-to-Shell Welds,
Section XI, Division 1.
N-705 (Errata)........................ 11 (2010 Edition)....................... Evaluation Criteria for
Temporary Acceptance of
Degradation in Moderate
Energy Class 2 or 3 Vessels
and Tanks, Section XI,
Division 1.
N-711-1............................... 0 (2017 Edition)........................ Alternative Examination
Coverage Requirements for
Examination Category B-F, B-
J, C-F-1, C-F-2, and R[dash]A
Piping Welds, Section XI,
Division 1.
N-754-1............................... 1 (2013 Edition)........................ Optimized Structural
Dissimilar Metal Weld Overlay
for Mitigation of PWR Class 1
Items, Section XI, Division
1.
N-766-1............................... 1 (2013 Edition)........................ Nickel Alloy Reactor Coolant
Inlay and Onlay for
Mitigation of PWR Full
Penetration Circumferential
Nickel Alloy Dissimilar Metal
Welds in Class 1 Items,
Section XI, Division 1.
N-799................................. 4 (2010 Edition)........................ Dissimilar Metal Welds Joining
Vessel Nozzles to Components,
Section XI, Division 1.
N-824................................. 11 (2010 Edition)....................... Ultrasonic Examination of Cast
Austenitic Piping Welds From
the Outside Surface, Section
XI, Division 1.
N-829................................. 0 (2013 Edition)........................ Austenitic Stainless Steel
Cladding and Nickel Base
Cladding Using Ambient
Temperature Machine GTAW
Temper Bead Technique,
Section XI, Division 1.
N-830................................. 7 (2013 Edition)........................ Direct Use of Master Fracture
Toughness Curve for Pressure-
Retaining Materials of Class
1 Vessels, Section XI,
Division 1.
N-831................................. 0 (2017 Edition)........................ Ultrasonic Examination in Lieu
of Radiography for Welds in
Ferritic Pipe, Section XI,
Division 1.
N-838................................. 2 (2015 Edition)........................ Flaw Tolerance Evaluation of
Cast Austenitic Stainless
Steel Piping, Section XI,
Division 1.
N-843................................. 4 (2013 Edition)........................ Alternative Pressure Testing
Requirements Following
Repairs or Replacements for
Class 1 Piping between the
First and Second Injection
Isolation Valves, Section XI,
Division 1.
N-849................................. 7 (2013 Edition)........................ In situ VT-3 Examination of
Removable Core Support
Structures Without Removal,
Section XI, Division 1.
----------------------------------------------------------------------------------------------------------------
OM Code
(addressed in RG 1.192, Table 2)
----------------------------------------------------------------------------------------------------------------
OMN-1 Revision 2...................... 2017 Edition............................ Alternative Rules for
Preservice and Inservice
Testing of Active Electric
Motor.
OMN-3................................. 2017 Edition............................ Requirements for Safety
Significance Categorization
of Components Using Risk
Insights for Inservice
Testing of LWR \4\ Power
Plants.
OMN-4................................. 2017 Edition............................ Requirements for Risk Insights
for Inservice Testing of
Check Valves at LWR Power
Plants.
OMN-9................................. 2017 Edition............................ Use of a Pump Curve for
Testing.
OMN-12................................ 2017 Edition............................ Alternative Requirements for
Inservice Testing Using Risk
Insights for Pneumatically
and Hydraulically Operated
Valve Assemblies in Light-
Water Reactor Power Plants
(OM-Code 1998, Subsection
ISTC).
OMN-13................................ 2017 Edition............................ Performance-Based Requirements
for Extending Snubber
Inservice Visual Examination
Interval at [light water
reactor] LWR Power Plants.
OMN-18................................ 2017 Edition............................ Alternate Testing Requirements
for Pumps Tested Quarterly
Within 20% of
Design Flow.
OMN-19................................ 2017 Edition............................ Alternative Upper Limit for
the Comprehensive Pump Test.
OMN-20................................ 2017 Edition............................ Inservice Test Frequency.
----------------------------------------------------------------------------------------------------------------
\1\ Gas tungsten arc welding.
\2\ Boiling water reactor.
\3\ Control rod drive.
\4\ Light water reactor.
[[Page 14741]]
1. ASME BPV Code, Section III Code Cases (RG 1.84)
Code Case N-71-19 [Supplement 0, 2013 Edition]
Type: Revised.
Title: Additional Materials for Subsection NF, Class 1, 2, 3, and
MC Supports Fabricated by Welding, Section III, Division 1.
The first condition on Code Case N-71-19 is identical to the first
condition on Code Case N-71-18 that was first approved by the NRC in
Revision 33 of RG 1.84 in August 2005. The condition stated that the
maximum measured ultimate tensile strength of the component support
material must not exceed 170 ksi in view of the susceptibility of high
strength materials to brittleness and stress corrosion cracking. When
ASME revised N-71, the Code Case was not modified in a way that would
make it possible for the NRC to remove the first condition. Therefore,
the first condition is retained in Revision 38 of RG 1.84.
The second condition on Code Case N-71-18 is removed because it is
related to materials of up to 190 ksi and the first condition has an
ultimate tensile strength limit of 170 ksi on materials. The NRC is not
aware of any materials listed in this Code Case to which this condition
would apply, so the condition is removed and the subsequent conditions
renumbered.
The second condition on Code Case N-71-19 is an update to the third
condition on Revision 18 of the Code Case. This condition has been
modified so that it references the correct sentence and paragraph of
the revised Code Case and now refers to paragraph 5.2 of the Code Case,
instead of paragraph 5.5 to reference ``5.3.2.3, `Alternative
Atmosphere Exposure Time Periods Established by Test,' of the AWS
[American Welding Society] D1.1 Code for the evidence presented to and
accepted by the Authorized Inspector concerning exposure of electrodes
for a longer period of time.'' The basis for this change is that the
paragraph of the Code Case identified by this condition has been
renumbered and is now 5.2. When ASME revised N-71, the Code Case was
not modified in a way that would make it possible for the NRC to remove
the second condition. Therefore, the second condition is retained in
Revision 38 of RG 1.84.
The third condition on Code Case N-71-19 is substantively the same
as the fourth condition on Code Case N-71-18 that was first approved by
the NRC in Revision 33 of RG 1.84 in August 2005, except that it now
references the renumbered paragraphs of the revised Code Case. The
condition now states that paragraph 16.2.2 of Code Case N-71-19 is not
acceptable as written and must be replaced with the following: ''When
not exempted by 16.2.1 above, the post weld heat treatment must be
performed in accordance with NF-4622 except that ASTM A-710 Grade A
Material must be at least 1000 [deg]F (540 [deg]C) and must not exceed
1150 [deg]F (620 [deg]C) for Class 1 and 2 material and 1175 [deg]F
(640 [deg]C) for Class 3 material.'' When ASME revised N-71, the Code
Case was not modified in a way that would make it possible for the NRC
to remove the third condition. Therefore, the third condition is
retained in Revision 38 of RG 1.84.
The fourth condition on Code Case N-71-19 is identical to the fifth
condition on Code Case N-71-18 that was first approved by the NRC in
Revision 33 of RG 1.84 in August 2005. The condition stated that the
new holding time-at-temperature for weld thickness (nominal) must be 30
minutes for welds \1/2\ inch or less in thickness, 1 hour per inch of
thickness for welds over \1/2\ inch to 5 inches, and for thicknesses
over 5 inches, 5 hours plus 15 minutes for each additional inch over 5
inches. When ASME revised N-71, the Code Case was not modified in a way
that would make it possible for the NRC to remove the fourth condition.
Therefore, the fourth condition is retained in Revision 38 of RG 1.84.
The fifth condition on Code Case N-71-19 is identical to the sixth
condition on Code Case N-71-18 that was first approved by the NRC in
Revision 33 of RG 1.84 in August 2005. The condition stated that the
fracture toughness requirements apply only to piping supports and not
to Class 1, 2 and 3 component supports. When ASME revised N-71, the
Code Case was not modified in a way that would make it possible for the
NRC to remove the fifth condition. Therefore, the fifth condition is
retained in Revision 38 of RG 1.84.
The sixth condition is a new condition, which states that when
welding P-Number materials listed in the Code Case, the corresponding
S-Number welding requirements shall apply. Previous revisions of the
Code Case assigned every material listed in the Code Case an S-Number
designation. Welding requirements for materials in the Code Case are
specified based on the S-Number. The current version of the Code Case
was modified to assign corresponding P-Numbers to those Code Case
materials, which are also listed in ASME Code Section IX and have a P-
Number designation. However, the Code Case was not modified to make
clear that the Code Case requirements for welding S-Number materials
are also applicable to the P-Number materials, all of which were
previously listed with S-Numbers. Therefore, as written, if a user
applies this Code Case and uses a P-Number material listed in the
tables, it is not clear that the corresponding S-Number welding
requirements apply. To clarify the application of S-Number welding
requirements to P-Number materials, the NRC imposes the sixth condition
as stated. This new condition does not impose any additional
restrictions on the use of this Code Case from those placed on the
previous revisions.
2. ASME BPV Code, Section XI Code Cases (RG 1.147)
Code Case N-516-4 [Supplement 7, 2013 Edition]
Type: Revised.
Title: Underwater Welding, Section XI, Division 1.
The previously approved revision of this Code Case, N-516-3, was
conditionally accepted in RG 1.147 to require that licensees obtain NRC
approval in accordance with Sec. 50.55a(z) regarding the technique to
be used in the weld repair or replacement of irradiated material
underwater. The rationale for this condition was that it was known that
materials subjected to high neutron fluence could not be welded without
cracking (this is discussed in more detail in the next paragraph).
However, the condition applied to Code Case N-516-3 did not provide any
guidance on what level of neutron irradiation could be considered a
threshold for weldability.
The technical basis for imposing conditions on the welding of
irradiated materials is that neutrons can generate helium atoms within
the metal lattice through transmutation of various isotopes of boron
and/or nickel. At high temperatures, such as those during welding,
these helium atoms rapidly diffuse though the metal lattice, forming
helium bubbles. In sufficient concentration, these helium atoms can
cause grain boundary cracking that occurs in the fusion zones and heat
affected zones during the heatup/cooldown cycle.
In the final rule for the 2009-2013 Editions of the ASME Code, the
NRC adopted conditions that should be applied to Section XI, Article
IWA-4660 when performing underwater welding on irradiated materials.
These conditions provide guidance on what level of neutron irradiation
and/or helium content would require approval by the NRC because of the
impact of neutron fluence on weldability. These
[[Page 14742]]
conditions provide separate criteria for three generic classes of
material: Ferritic material, austenitic material other than P-No. 8
(e.g., nickel based alloys), and austenitic P-No. 8 material (e.g.,
stainless steel alloys). These conditions are currently located in
Sec. 50.55a(b)(2)(xii). Although these conditions apply to underwater
welding performed in accordance with IWA-4660, they do not apply to
underwater welding performed in accordance with Code Case N-516-4.
Consequently, the NRC approves Code Case N-516-4 with the following
conditions for underwater welding. The first condition captures the
Sec. 50.55a(b)(2)(xii) requirement for underwater welding of ferritic
materials, and states that licensees must obtain NRC approval in
accordance with Sec. 50.55a(z) regarding the welding technique to be
used prior to performing welding on ferritic material exposed to fast
neutron fluence greater than 1 x 10\17\ n/cm\2\ (E > 1 MeV). The second
condition captures the Sec. 50.55a(b)(2)(xii) requirement for
underwater welding of austenitic material other than P-No. 8, and
states that licensees must obtain NRC approval in accordance with Sec.
50.55a(z) regarding the welding technique to be used prior to
performing welding on austenitic material other than P-No. 8, exposed
to thermal neutron fluence greater than 1 x 10\17\ n/cm\2\ (E < 0.5
eV). The third condition captures the Sec. 50.55a(b)(2)(xii)
requirement for underwater welding of austenitic P-No. 8 material, and
states that licensees must obtain NRC approval in accordance with Sec.
50.55a(z) regarding the welding technique to be used prior to
performing welding on austenitic P-No. 8 material exposed to thermal
neutron fluence greater than 1 x 10\17\ n/cm\2\ (E < 0.5 eV) and
measured or calculated helium concentration of the material greater
than 0.1 atomic parts per million.
Code Case N-597-3 [Supplement 5, 2013 Edition]
Type: Revised.
Title: Evaluation of Pipe Wall Thinning, Section XI, Division 1.
The NRC revised the conditions to clarify their intent. The
conditions on N-597-3 are all carryovers from the previous version of
this Code Case N-597-2. The first condition on Code Case N-597-3
addresses the NRC's concerns regarding how the corrosion rate and
associated uncertainties will be determined when N-597-3 is applied to
evaluate the wall thinning in pipes for degradation mechanisms other
than flow accelerated corrosion. Therefore, the NRC imposes a condition
that requires the corrosion rate be reviewed and approved by the NRC
prior to the use of the Code Case.
The second condition on Code Case N-597-3 has two parts that allow
the use of this Code Case to mitigate flow accelerated corrosion, but
only if both of the requirements of the condition are met. Due to the
difficulty inherent in calculating wall thinning, the first part of
Condition 2 requires that the use of N-597-3 on flow-accelerated
corrosion piping must be supplemented by the provisions of Electric
Power Research Institute (EPRI) Nuclear Safety Analysis Center Report
202L- 2, ``Recommendations for an Effective Flow Accelerated Corrosion
Program,'' April 1999, which contain rigorous provisions to minimize
wall thinning.
The first part of Condition 2 (i.e., (2)(a)) on Code Case N-597-3
is identical to the first condition on Code Case N-597-2 that was first
approved by the NRC in Revision 15 of RG 1.147 in October 2007. The
condition stated that the Code Case must be supplemented by the
provisions of EPRI Nuclear Safety Analysis Center Report (NSAC) 202L-
2, ``Recommendations for an Effective Flow Accelerated Corrosion
Program'' (Ref. 7), April 1999, for developing the inspection
requirements, the method of predicting the rate of wall thickness loss,
and the value of the predicted remaining wall thickness. As used in
NSAC-202L-R2, the term ``should'' is to be applied as ''shall'' (i.e.,
a requirement). When ASME revised N-597, the Code Case was not modified
in a way that would make it possible for the NRC to remove the first
part of Condition 2. Therefore, the first part of Condition 2 is
retained in Revision 19 of RG 1.147.
The second part of Condition 2 (i.e., (2)(b)) on Code Case N-597-3
is identical to the second condition on Code Case N-597-2 that was
first approved by the NRC in Revision 15 of RG 1.147 in October 2007.
The condition stated that components affected by flow-accelerated
corrosion to which this Code Case are applied must be repaired or
replaced in accordance with the construction code of record and owner's
requirements or a later NRC approved edition of Section III, ''Rules
for Construction of Nuclear Power Plant Components,'' of the ASME Code
prior to the value of tp reaching the allowable minimum wall
thickness, tmin, as specified in -3622.1(a)(1) of the Code
Case. Alternatively, use of the Code Case is subject to NRC review and
approval per Sec. 50.55a(z). When ASME revised N-597, the Code Case
was not modified in a way that would make it possible for the NRC to
remove the second part of Condition 2. Therefore, the second part of
Condition 2 is retained in Revision 19 of RG 1.147.
The third condition on Code Case N-597-3 is identical to the fourth
condition on Code Case N-597-2 that was first approved by the NRC in
Revision 15 of RG 1.147 in October 2007. The condition stated that for
those components that do not require immediate repair or replacement,
the rate of wall thickness loss is to be used to determine a suitable
inspection frequency, so that repair or replacement occurs prior to
reaching allowable minimum wall thickness. When ASME revised N-597, the
Code Case was not modified in a way that would make it possible for the
NRC to remove the third condition. Therefore, the third condition is
retained in Revision 19 of RG 1.147.
The fourth condition on Code Case N-597-3 is updated from the sixth
condition on Code Case N-597-2 that was first approved by the NRC in
Revision 17 of RG 1.147 in August 2014. This condition allows the use
of Code Case N-597-3 to calculate wall thinning for moderate-energy
Class 2 and 3 piping (using criteria in Code Case N-513-2) for
temporary acceptance (until the next refueling outage). When ASME
revised N-597, the Code Case was not modified in a way that would make
it possible for the NRC to remove the fourth condition. Therefore, the
fourth condition is retained in Revision 19 of RG 1.147.
The fifth condition is also updated from the sixth condition on
Code Case N-597-2 that was first approved by the NRC in Revision 17 of
RG 1.147 in August 2014. This condition prohibits the use of this Code
Case in evaluating through-wall leakage in high energy piping due to
the consequences and safety implications associated with pipe failure.
When ASME revised N-597, the Code Case was not modified in a way that
would make it possible for the NRC to remove the fifth condition.
Therefore, the fifth condition is retained in Revision 19 of RG 1.147.
Code Case N-606-2 [Supplement 2, 2013 Edition]
Type: Revised.
Title: Similar and Dissimilar Metal Welding Using Ambient
Temperature Machine GTAW Temper Bead Technique for BWR CRD Housing/Stub
Tube Repairs, Section XI, Division 1.
The condition on Code Case N-606-2 is identical to the condition on
Code Case N-606-1 that was first approved by the NRC in Revision 13 of
RG 1.147 in January 2004. The condition stated that prior to welding,
an examination or
[[Page 14743]]
verification must be performed to ensure proper preparation of the base
metal, and that the surface is properly contoured so that an acceptable
weld can be produced. This verification is required to be in the
welding procedure. When ASME revised N-606, the Code Case was not
modified in a way that would make it possible for the NRC to remove the
condition. Therefore, the condition is retained in Revision 19 of RG
1.147.
Code Case N-638-7 [Supplement 2, 2013 Edition]
Type: Revised.
Title: Similar and Dissimilar Metal Welding Using Ambient
Temperature Machine GTAW Temper Bead Technique, Section XI, Division 1.
The condition on Code Case N-638-7 is identical to the condition on
Code Case N-638-6 that was first approved by the NRC in Revision 18 of
RG 1.147 in the January 2018 final rule and states that demonstration
for ultrasonic examination of the repaired volume is required using
representative samples, which contain construction type flaws. When
ASME revised N-638, the Code Case was not modified in a way that would
make it possible for the NRC to remove the condition. Therefore, the
condition is retained in Revision 19 of RG 1.147.
Code Case N-648-2 [Supplement 7, 2013 Edition]
Type: Revised.
Title: Alternative Requirements for Inner Radius Examinations of
Class 1 Reactor Vessel Nozzles, Section XI, Division 1.
The NRC imposes one condition for this Code Case related to
preservice inspections. The condition on N-648-2 is that this Code Case
shall not be used to eliminate the preservice or inservice volumetric
examination of plants with a combined operating license pursuant to 10
CFR part 52, or a plant that receives its operating license after
October 22, 2015.
The requirements for examinations of inner nozzle radii in several
components were developed in the ASME BPV Code in reaction to the
discovery of thermal fatigue cracks in the inner-radius section of
boiling water reactor feedwater nozzles in the late 1970's and early
1980's. Significant inspections and repairs were required in the late
1970s and early 1980s to address these problems. The redesign of safe
end/thermal sleeve configurations and feedwater spargers, coupled with
changes in operating procedures, has been effective to date. No further
occurrences of nozzle fatigue cracking have been reported for PWRs or
BWRs. In addition to operating experience, fatigue analysis for a
variety of plants shows that there is reasonable assurance that there
will not be significant cracking at the nozzle inner radii before the
end of the operating licenses of the nuclear power plants.
The NRC's position regarding this Code Case is that the required
preservice volumetric examinations should be performed on all vessel
nozzles for comparison with volumetric examinations later, if
indications of flaws are found. Eliminating the volumetric preservice
or inservice examination is predicated on good operating experience for
the existing fleet, which has not found any inner radius cracking in
the nozzles within the scope of the Code Case. In addition to good
operating experience, flaw tolerance evaluation and fatigue analysis of
the nozzle inner radius were performed for each of the limiting sizes,
geometries and operating conditions, including transients for the
existing fleet that demonstrated large margins to failure and extremely
low fatigue usage factors. At this time, the new reactor designs have
no inspection history or operating experience available to support
eliminating the periodic volumetric examination of the nozzles in
question. Also, new reactors could have different geometries, sizes and
operating conditions, including transients, that may not be bounded by
the analysis performed for the existing fleet, and therefore would not
have large margins to failure and extremely low fatigue usage factors
that contributed in removing the requirement of volumetric examination
of the nozzle inner radius. Use of Code Case N-648-2 would not
eliminate preservice examinations for the existing fleet since all
plants have already completed a preservice examination.
Code Case N-695-1 [Supplement 0, 2015 Edition]
Type: Revised.
Title: Qualification Requirements for Dissimilar Metal Piping
Welds, Section XI, Division 1.
The NRC approves Code Case N-695-1 with the following condition.
Examiners qualified using the 0.25 root mean square (RMS) error for
measuring the depths of flaws using N-695-1 are not qualified to depth-
size inner diameter (ID) surface breaking flaws greater than 50 percent
through-wall in dissimilar metal welds 2.1 inches or greater in
thickness. When an examiner qualified using N-695-1 measures a flaw as
greater than 50 percent through-wall in a dissimilar metal weld from
the ID, the flaw shall be considered to have an indeterminate depth.
Code Case N-695-1 provides alternative rules for ultrasonic
examinations of dissimilar metal welds from the inner and outer
surfaces. Code Case N-695 was developed to allow for examinations from
the inner surface in ASME Code Section XI editions prior to 2007.
However, no examination vendor was able to meet the depth-sizing
requirements of 0.125 inch RMS error of the original N-695. The NRC has
granted relief to several licensees to allow the use of alternate
depth-sizing requirements. The NRC reviewed the depth-sizing results at
the Performance Demonstration Initiative (PDI) for procedures able to
achieve an RMS error over 0.125 inches but less than 0.25 inches. The
review found that the examiners tend to oversize small flaws and
undersize deep flaws. The flaws sized by the examiners as 50 percent
though-wall or less were accurately or conservatively measured. There
were, however, some instances of very large flaws being measured as
significantly smaller than the true state, but they were not measured
as less than 50 percent through-wall.
Code Case N-695-1 changes the depth sizing requirements for inner-
surface examinations of test blocks of 2.1 inches or greater thickness
to 0.25 inches RMS error. This change is in line with the granted
relief requests and with the NRC's review of the PDI test results.
The depth-sizing capabilities of the examinations do not provide
sufficient confidence in the ability of an inspector qualified using a
0.25 inch RMS error to accurately measure the depth of deep flaws. The
NRC imposes a condition on Code Case N-695-1 in that any surface-
connected flaw sized over 50 percent through-wall should be considered
of indeterminate depth.
Code Case N-696-1 [Supplement 6, 2013 Edition]
Type: Revised.
Title: Qualification Requirements for Mandatory Appendix VIII
Piping Examination Conducted from the Inside Surface, Section XI,
Division 1.
The NRC approves Code Case N-696-1 with the following condition.
Examiners qualified using the 0.25 RMS error for measuring the depths
of flaws using N-696-1 in dissimilar metal or austenitic welds are not
qualified to depth-size ID surface breaking flaws greater than 50
percent through-wall in dissimilar metal welds or austenitic weld metal
welds 2.1 inches or greater in thickness. When a qualified examiner,
uses N-696-1 and measures a flaw greater than 50 percent through-
[[Page 14744]]
wall in a dissimilar metal weld or austenitic weld metal from the ID,
the flaw shall be considered to have an indeterminate depth. Code Case
N-696-1 provides alternative rules for ultrasonic examinations of
Supplement 2, 3 and 10 welds from the inner and outer surfaces. Code
Case N-696 was developed to allow for examinations for welds from the
inner surface in ASME Code Section XI editions prior to 2007. However,
no examination vendor was able to meet the depth-sizing requirements of
0.125 inch RMS error required by the original N-696. The NRC granted
relief to several licensees to allow the use of alternate depth-sizing
requirements. The NRC reviewed the depth-sizing results at the PDI for
procedures able to achieve an RMS error over 0.125 inches but less than
0.25 inches. The review found that the examiners tend to oversize small
flaws and undersize deep flaws. The flaws sized by the examiners as 50
percent though-wall or less were accurately or conservatively measured.
There were, however, some instances of very large flaws being measured
as significantly smaller than the true state, but they were not
measured as less than 50 percent through-wall.
Code Case N-696-1 changes the depth sizing requirements for inner-
surface examinations of test blocks of 2.1 inches or greater thickness
to 0.25 inch RMS error. This change is consistent with the granted
relief requests and with the NRC review of the PDI test results. The
depth-sizing capabilities of the examinations does not provide
sufficient confidence in the ability of an examiner qualified using a
0.25 inch RMS error to accurately measure the depth of deep flaws.
Therefore, the NRC imposes a condition on Code Case N-696-1 that any
surface-connected flaw sized over 50 percent through-wall should be
considered of indeterminate depth.
Code Case N-702 [Supplement 12, 2001 Edition]
Type: Revised.
Title: Alternative Requirements for Boiling Water Reactor (BWR)
Nozzle Inner Radius and Nozzle-to-Shell Welds, Section XI, Division 1.
The NRC previously accepted with conditions Code Case N-702 in RG
1.147, Revision 18. For Revision 19 of RG 1.147 the NRC has revised the
conditions on Code Case N-702. The original conditions in RG 1.147,
Revision 17, were consistent with the established review procedure for
applications for use of Code Case N-702 before August 2014 for the
original 40 years of operation. The previous conditions on Code Case N-
702 required licensees to prepare and submit for NRC review and
approval an evaluation demonstrating the applicability of Code Case N-
702 prior to the application of Code Case N-702. Subsequent reviews by
the NRC of requests to utilize the provisions of Code Case N-702 show
that all licensees have adequately evaluated the applicability of Code
Case N-702 during the original 40 years of operation. Therefore, future
review by the NRC is not needed. For the period of extended operation,
the application of Code Case N-702 is not approved. Licensees that wish
to use Code Case N-702 in the period of extended operation may submit
relief requests based on BWRVIP-241, Appendix A, ``BWR Nozzle Radii and
Nozzle-to-Vessel Welds Demonstration of Compliance with the Technical
Information Requirements of the License Renewal Rule (10 CFR 54.21),''
approved on April 26, 2017, or plant-specific probabilistic fracture
mechanics analyses. Therefore, the NRC has revised the RG 1.147,
Revision 17, condition to reflect these changes.
Consistent with the safety evaluations for all prior ASME Code Case
N-702 requests, a condition on visual examination is being added to
clarify that the NRC is not relaxing the licensees' practice on VT-1 on
nozzle inner radii.
The revised conditions on Code Case N-702 states that the
applicability of Code Case N-702 for the first 40 years of operation
must be demonstrated by satisfying the criteria in Section 5.0 of NRC
Safety Evaluation regarding BWRVIP-108 dated December 18, 2007, (ADAMS
Accession No. ML073600374) or Section 5.0 of NRC Safety Evaluation
regarding BWRVIP-241 dated April 19, 2013 (ADAMS Accession No.
ML13071A240).
The use of Code Case N-702 in the period of extended operation is
not approved. If VT-1 is used, it shall utilize ASME Code Case N-648-2,
``Alternative Requirements for Inner Radius Examination of Class 1
Reactor Vessel Nozzles, Section XI Division 1,'' with the associated
required conditions specified in Regulatory Guide 1.147.
Code Case N-705 (Errata) [Supplement 11, 2010 Edition]
Type: Revised.
Title: Evaluation Criteria for Temporary Acceptance of Degradation
in Moderate Energy Class 2 or 3 Vessels and Tanks, Section XI, Division
1.
The NRC has already accepted Code Case N-705 in Regulatory Guide
1.147, Revision 16, without conditions. The revised Code Case in
Supplement 11 contains only editorial changes. However, the NRC has
identified an area of concern. The Code Case is applicable to the
temporary acceptance of degradation, which could be a through wall
leak, and would permit a vessel or tank to leak coolant for 26 months
without repair or replacement. Paragraph 1(d) of Code Case N-705 states
that the evaluation period is the operational time for which the
temporary acceptance criteria are satisfied (i.e., evaluation period <=
tallow) but not greater than 26 months from the initial
discovery of the condition. As discussed later in the comment
resolution section the NRC finds that flaws, which are not through-
wall, that have been evaluated in accordance with the Code Case should
be allowed to remain in service for the entire length of the period
evaluated by the Code Case (i.e. up to 26 months). The evaluation
methods of the Code Case reasonably assure that the structural
integrity of the component will not be impacted during the period of
the evaluation. However, the NRC finds that through-wall flaws accepted
in accordance with the Code Case should be subject to repair/
replacement at the next refueling outage. Therefore, the NRC imposes
the following condition on Code Case N-705: The ASME Code repair or
replacement activity temporarily deferred under the provisions of this
Code Case shall be performed no later than the next scheduled refueling
outage for through-wall flaws. This is consistent with the current
regulations for the use of ASME Code, Section XI, Non-Mandatory
Appendix U which is where the ASME Code has incorporated this case into
ASME Section XI.
Code Case N-711-1 [Supplement 0, 2017 Edition]
Type: Revised.
Title: Alternative Examination Coverage Requirements for
Examination Category B-F, B-J, C-F-1, C-F-2, and R-A Piping Welds,
Section XI, Division 1.
Code Case N-711 was first listed as unacceptable for use by the NRC
in Revision 3 of RG 1.193 in October 2010. Code Case N-711-1 was
created to incorporate several NRC conditions for the use of Code Case
N-711. This Code Case provides requirements for determining an
alternative required examination volume, which is defined as the volume
of primary interest based on the postulated degradation mechanism in a
particular piping weld.
The NRC finds Code Case N-711-1 acceptable with one condition. The
Code Case shall not be used to redefine the required examination volume
for
[[Page 14745]]
preservice examinations or when the postulated degradation mechanism
for piping welds is primary water stress corrosion cracking (PWSCC) or
crevice corrosion. For PWSCC, the NRC finds that the examination volume
must meet the requirements of ASME Code Case N-770-1 as conditioned by
Sec. 50.55a(g)(6)(ii)(F). For crevice corrosion, the Code Case does
not define a volume of primary interest and therefore it cannot be used
for this degradation mechanism. The Code Case requires selection of an
alternative inspection location within the same risk region or category
if it will improve the examination coverage of the volume of primary
interest. Use of the Code Case must be identified in the licensee's 90-
day post outage report of activities identifying the examination
category, weld number, weld description, percent coverage and a
description of limitation. The NRC determined that the Code Case
provides a suitable process for identifying the appropriate volume of
primary interest based on the degradation mechanism postulated by the
degradation mechanism analysis, except as noted in the condition.
The NRC determined that the case should not be used to reduce the
required examination volume for preservice examinations because for
newer reactors 50.55a regulations require new plants be designed for
accessibility for inservice inspection. For preservice examinations
related to repair/replacements activities ASME Section XI, IWA-4000
makes it clear that preservice exams are required and IWA-1400 says the
owner's responsibility includes design and arrangement of system
components to include adequate access and clearances for conduct of
examination and tests.
Code Case N-754-1 [Supplement 1, 2013 Edition]
Type: Revised.
Title: Optimized Structural Dissimilar Metal Weld Overlay for
Mitigation of PWR Class 1 Items, Section XI, Division 1.
The first condition on Code Case N-754-1 is the same as the first
condition on N-754 that was first approved by the NRC in Revision 18 of
RG 1.147 in January 2018. The condition stated that the conditions
imposed on the optimized weld overlay design in the NRC safety
evaluation for MRP-169, Revision 1-A (ADAMS Accession Nos. ML101620010
and ML101660468) must be satisfied. When ASME revised N-754, the Code
Case was not modified in a way that would make it possible for the NRC
to remove the first condition. Therefore, the first condition is
retained in Revision 19 of RG 1.147.
The second condition on Code Case N-754-1 is the same as the second
condition on N-754 that was first approved by the NRC in Revision 18 of
RG 1.147 in January 2018. The condition stated that the preservice and
inservice inspections of the overlaid weld must satisfy 10 CFR
50.55a(g)(6)(ii)(F). When ASME revised N-754, the Code Case was not
modified in a way that would make it possible for the NRC to remove the
second condition. Therefore, the second condition is retained in
Revision 19 of RG 1.147.
The proposed rule included a third condition. The NRC has decided
not to include that condition in the final rule. The basis for removing
the proposed third condition is discussed in the Public Comment
Analysis section.
Code Case N-766-1 [Supplement 1, 2013 Edition]
Type: Revised.
Title: Nickel Alloy Reactor Coolant Inlay and Onlay for Mitigation
of PWR Full Penetration Circumferential Nickel Alloy Dissimilar Metal
Welds in Class 1 Items, Section XI, Division 1.
Code Case N-766-1 contains provisions for repairing nickel-based
Alloy 82/182 dissimilar metal butt welds in Class 1 piping using weld
inlay and onlay. The NRC notes that the Code Case provides adequate
requirements on the design, installation, pressure testing, and
examinations of the inlay and onlay. The NRC finds that the weld inlay
and onlay using the Code Case provides reasonable assurance that
structural integrity of the repaired pipe will be maintained. However,
certain provisions of the Code Case are inadequate and therefore the
NRC imposes five new conditions. The NRC notes that the preservice and
inservice inspection requirements of inlay and onlay are specified in
Code Case N-770-1, as stated in Section 3(e) of Code Case N-766-1.
The first condition on Code Case N-766-1 prohibits the reduction of
preservice and inservice inspection requirements specified by this Code
Case for inlays or onlays applied to Alloy 82/182 dissimilar metal
welds, which contain an axial indication that has a depth of more than
25 percent of the pipe wall thickness and a length of more than half
axial width of the dissimilar metal weld, or a circumferential
indication that has a depth of more than 25 percent of the pipe wall
thickness and a length of more than 20 percent of the circumference of
the pipe. Paragraph 1(c)(1) of the Code Case states that:
. . . Indications detected in the examination of 3(b)(1) that
exceed the acceptance standards of IWB-3514 shall be corrected in
accordance with the defect removal requirements of IWA-4000.
Alternatively, indications that do not meet the acceptance standards
of IWB-3514 may be accepted by analytical evaluation in accordance
with IWB-3600 . . .
This alternative would allow a flaw with a maximum depth of 75
percent through wall to remain in service in accordance with the ASME
Code, Section XI, IWB-3643. Even if the inlay or onlay will isolate the
dissimilar metal weld from the reactor coolant to minimize the
potential for stress corrosion cracking, the NRC finds that having a 75
percent flaw in the Alloy 82/182 weld does not provide reasonable
assurance of structural integrity of the affected pipe. The NRC finds
that the indication in the Alloy 82/182 weld needs to be limited in
size to ensure structural integrity of the weld.
The second condition on Code Case N-766-1 modifies the Code Case to
require that pipe with any thickness of inlay or onlay must be
evaluated for weld shrinkage, pipe system flexibility, and additional
weight of the inlay or onlay. Paragraph 2(e) of the Code Case states
that:
. . . If the inlay or onlay deposited in accordance with this
Case is thicker than 1/8t, where t is the original nominal DMW
[Dissimilar Metal Weld] thickness, the effects of any change in
applied loads, as a result of weld shrinkage from the entire inlay
or onlay, on other items in the piping system (e.g., support loads
and clearances, nozzle loads, and changes in system flexibility and
weight due to the inlay or onlay) shall be evaluated. Existing flaws
previously accepted by analytical evaluation shall be evaluated in
accordance with IWB-3640 . . .
The NRC finds that a pipe with any thickness of inlay or onlay must
be evaluated for weld shrinkage, pipe system flexibility, and
additional weight of the inlay or onlay.
The third condition on Code Case N-766-1 sets re-examination
requirements for inlay or onlay when applied to an Alloy 82/182
dissimilar metal weld with any indication that the weld exceeds the
acceptance standards of IWB-3514 and is accepted for continued service
in accordance with IWB-3132.3 or IWB-3142.4. This condition states that
the subject weld must be inspected in three successive examinations
after the installation of the inlay or onlay. The NRC notes that the
Code Case permits indications exceeding IWB-3514 to remain in service
after inlay or onlay installation, based on analytical
[[Page 14746]]
evaluation of IWB-3600. The IWB-2420 requires three successive
examinations for indications that are permitted to remain in service
per IWB-3600. The Code Case does not discuss the three successive
examinations. The NRC finds that if an inlay or onlay is applied to an
Alloy 82/182 dissimilar metal weld that contains an indication that
exceeds the acceptance standards of IWB-3514 and is accepted for
continued service in accordance with IWB-3132.3 or IWB-3142.4, the
subject weld must be inspected in three successive examinations after
inlay or onlay installation. The NRC imposes this condition to ensure
that the three successive examinations will be performed such that
structural integrity of the affected pipe is maintained.
The fourth condition on Code Case N-766-1 prohibits an inlay or
onlay with detectable subsurface indication discovered by eddy current
testing in the acceptance examinations from remaining in service.
Operational experience has shown that subsurface flaws on Alloy 52
welds for upper heads may be very near the surface. However, these
flaws are undetectable by liquid dye penetrant, as there are no surface
breaking aspects during initial construction. Nevertheless, in multiple
cases, after a plant goes through one or two cycles of operation, these
defects become exposed to the primary coolant. The exposure of these
subsurface defects to primary coolant challenges the effectiveness of
the Alloy 52 weld mitigation of only 3 mm in total thickness. In the
repair of reactor vessel upper head nozzle penetrations, these welds
are inspected each outage after the repair. In order to allow the
extension of the inspection frequency to that defined by Sec.
50.55a(g)(6)(ii)(F), the NRC found that all detectable subsurface
indications by eddy current examination should be removed from the
Alloy 52 weld layer.
The fifth condition on Code Case N-766-1 requires that the flaw
analysis of paragraph 2(d) of the Code Case shall also consider primary
water stress corrosion cracking growth in the circumferential and axial
directions, in accordance with IWB-3640. The postulated flaw evaluation
in the Code Case only requires a fatigue analysis. Conservative generic
analysis by the NRC has raised the concern that a PWSCC flaw could
potentially grow through the inner Alloy 52 weld layer and into the
highly susceptible Alloy 82/182 weld material, to a depth of 75 percent
through-wall, within the period of reexamination frequency required by
Sec. 50.55a(g)(6)(ii)(F). Therefore, users of this Code Case will
verify, for each weld, that a primary water stress corrosion crack will
not reach a depth of 75 percent through-wall within the required re-
inspection interval.
Code Case N-799 [Supplement 4, 2010 Edition]
Type: Revised.
Title: Dissimilar Metal Welds Joining Vessel Nozzles to Components,
Section XI, Division 1.
The January 2018 final rule included a response to a public comment
about Code Case N-799 (83 FR 2348). In the public comment response, the
NRC described how the conditions on Code Case N-799 were being changed
to four conditions. However the change to the conditions were not
reflected in Revision 18 to RG 1.147. As an administrative correction,
the conditions on N-799 are corrected in Revision 19 to RG 1.147, Table
2, as described in the January 2018 final rule.
Code Case N-824 [Supplement 11, 2010 Edition]
Type: New.
Title: Ultrasonic Examination of Cast Austenitic Piping Welds From
the Outside Surface, Section XI, Division 1.
Code Case N-824 is a new Code Case for the examination of cast
austenitic piping welds from the outside surface. The NRC, using NUREG/
CR-6933 and NUREG/CR-7122, determined that inspections of cast
austenitic stainless steel (CASS) materials are very challenging, and
sufficient technical basis exists to condition the Code Case to bring
the Code Case into agreement with the NUREG/CR reports. The NUREG/CR
reports also show that CASS materials produce high levels of coherent
noise. The noise signals can be confusing and mask flaw indications.
The optimum inspection frequencies for examining CASS components of
various thicknesses are described in NUREG/CR-6933 and NUREG/CR-7122.
For this reason, the NRC added a condition to require that ultrasonic
examinations performed to implement ASME BPV Code Case N-824 on piping
greater than 1.6 inches thick shall use a phased array search unit with
a center frequency of 500 kHz with a tolerance of +/- 20 percent.
The NUREG/CR-6933 shows that the grain structure of CASS can reduce
the effectiveness of some inspection angles, namely angles including,
but not limited to, 30 to 55 degrees with a maximum increment of 5
degrees. For this reason, the NRC imposes a condition to require that
ultrasonic examinations performed to implement ASME BPV Code Case N-824
shall use angles including, but not limited to, 30 to 55 degrees with a
maximum increment of 5 degrees. Therefore, the NRC finds Code Case N-
824 acceptable with the following conditions: (1) Instead of paragraph
1(c)(1)(-c)(-2), licensees shall use a search unit with a center
frequency of 500 kHz with a tolerance of 20 percent, and
(2) instead of Paragraph 1(c)(1)(-d), the search unit must produce
angles including, but not limited to, 30 to 55 degrees with a maximum
increment of 5 degrees.
Existing regulations in Sec. 50.55a(a)(1)(iii)(E) and
(b)(2)(xxxvii) discuss N-824 and the associated conditions. The NRC
previously incorporated Code Case N-824 by reference directly in Sec.
50.55a and provided conditions for its use in a final rule dated July
18, 2017 (82 FR 32934), to allow licensees to use recent advances in
inspection technology and perform effective inservice inspection of
CASS components. Because N-824 will now be incorporated in RG 1.147,
the existing requirements are redundant. These paragraphs are removed.
Code Case N-829 [Supplement 0, 2013 Edition]
Type: New.
Title: Austenitic Stainless Steel Cladding and Nickel Base Cladding
Using Ambient Temperature Machine GTAW Temper Bead Technique, Section
XI, Division 1.
Code Case N-829 is a new Code Case for the use of automatic or
machine GTAW temper bead technique for the repair of stainless steel
cladding and nickel-base cladding without the specified preheat or
postweld heat treatment in Section XI, Paragraph IWA-4411.
The NRC finds the Code Case acceptable on the condition that the
provisions of Code Case N-829, paragraph 3(e)(2) or 3(e)(3) may only be
used when it is impractical to use the interpass temperature
measurement methods described in 3(e)(1), such as in situations where
the weldment area is inaccessible (e.g., internal bore welding) or when
there are extenuating radiological conditions. The NRC determined that
interpass temperature measurement is critical to obtaining acceptable
corrosion resistance and/or notch toughness in a weld. Only in areas
which are totally inaccessible to temperature measurement devices or
when there are extenuating radiological conditions shall alternate
methods be allowed such as the calculation method from section 3(e)(2)
in ASME Code Case N-829 or the weld coupon test method shown in section
3(e)(3) in ASME Code Case N-829.
[[Page 14747]]
Code Case N-830 [Supplement 7, 2013 Edition]
Type: New.
Title: Direct Use of Master Fracture Toughness Curve for Pressure-
Retaining Materials of Class 1 Vessels, Section XI, Division 1.
Code Case N-830 is a new Code Case introduced in the 2013 Edition
of the ASME Code. This Code Case outlines the use of a material
specific master curve as an alternative fracture toughness curve for
crack initiation, KIC, in Section XI, Division 1, Appendices
A and G, for Class 1 pressure retaining materials, other than bolting.
The NRC finds the Code Case acceptable with one condition to
prohibit the use of the provision in Paragraph (f) of the Code Case
that allows for the use of an alternative to limiting the lower shelf
of the 95 percent lower tolerance bound Master Curve toughness,
KJC-lower 95, to a value consistent with
the current KIC curve. Code Case N-830 contains provisions
for using the KJC-lower 95 curve and the
master curve-based reference temperature To as an
alternative to the KIC curve and the nil-ductility
transition reference temperature RTNDT in Appendices A and G
of the ASME Code, Section XI. To is determined in accordance
with ASTM International Standard E 1921, ``Standard Test Method for the
Determination of Reference Temperature, To, for Ferritic
Steels in the Transition Range,'' from direct fracture toughness
testing data. The RTNDT is determined in accordance with
ASME Code, Section III, NB-2330, ``Test Requirements and Acceptance
Standards,'' from indirect Charpy V-notch testing data, and RG 1.99,
Revision 2, ``Radiation Embrittlement of Reactor Vessel Materials.''
Considering the entire test data at a wide range of T-RTNDT
(-400 [deg]F to 100 [deg]F), the NRC found that the current
KIC curve also represents approximately a 95 percent lower
tolerance bound for the data. Thus, using the KJC-lower
95 curve based on the Master Curve is acceptable.
However, since Paragraph (f) provides a significant deviation from the
KJC-lower 95 curve for (T-To)
below -115 [deg]F in a non-conservative manner without justification,
the NRC determined that Paragraph (f) of N-830 must not be applied when
using N-830.
Code Case N-831 [Supplement 0, 2017 Edition]
Type: New.
Title: Ultrasonic Examination in Lieu of Radiography for Welds in
Ferritic Pipe, Section XI, Division 1.
Code Case N-831 is a new Code Case, which provides an alternative
to radiographic testing when it is required by the construction code
for Section Xl repair/replacement activities. This Code Case describes
the requirements for inspecting ferritic welds for fabrication flaws
using Ultrasonic Testing as an alternative to the current requirements
to use radiography. The Code Case describes the scanning methods,
recordkeeping and performance demonstration qualification requirements
for the ultrasonic procedures, equipment, and personnel.
The NRC finds the Code Case acceptable with the condition that it
is prohibited for use in new reactor construction. History has shown
that the combined use of radiographic testing for weld fabrication
examinations followed by the use of Ultrasonic Testing for pre-service
inspections and ISI ensures that workmanship is maintained (with
radiographic testing) while potentially critical planar fabrication
flaws are not put into service (with Ultrasonic Testing). Until studies
are completed that demonstrate the ability of Ultrasonic Testing to
replace radiographic testing (repair/replacement activity), the NRC
will not generically allow the substitute of Ultrasonic Testing in lieu
of radiographic testing for weld fabrication examinations. In addition,
ultrasonic examinations are not equivalent to radiographic examinations
as they use different physical mechanisms to detect and characterize
discontinuities. These differences in physical mechanisms result in
several key differences in sensitivity and discrimination capability.
As a result of these differences, as well as in consideration of the
inherent strengths of each of the methods, the two methods are not
considered to be interchangeable, but are considered complementary. In
addition, using ultrasonic examinations instead of radiographic testing
has a particular advantage for operating plants that is not present
during new reactor construction. Operating plants must take into
account the additional dose from irradiated plant equipment, which may
present challenges to keeping radiological dose (man-rem) as low as
reasonably achievable. In contrast, there is no irradiated plant
equipment present during new reactor construction. Thus, the additional
dose that may be received during radiographic testing in operating
plants may present a hardship or unusually difficulty without an equal
compensating increase in the level of quality or safety for operating
plants, but does not justify the reduction in quality assurance for new
construction. In addition, performing ultrasonic examination under a
repair or replacement activity for operating plants allows the
ultrasonic examination results to be available for comparison in future
inservice inspections that use ultrasonic examination. Therefore, the
NRC has determined that this Code Case is not acceptable for use on new
reactor construction.
Code Case N-838 [Supplement 2, 2015 Edition]
Type: New.
Title: Flaw Tolerance Evaluation of Cast Austenitic Stainless Steel
Piping, Section XI, Division 1.
The NRC approves Code Case N-838 with the following condition: Code
Case N-838 shall not be used to evaluate flaws in cast austenitic
stainless steel piping where the delta ferrite content exceeds 25
percent.
Code Case N-838 contains provisions for performing a postulated
flaw tolerance evaluation of ASME Class 1 and 2 CASS piping with delta
ferrite exceeding 20 percent. The Code Case provides a recommended
target flaw size for the qualification of nondestructive examination
methods, along with an approach that may be used to justify a larger
target flaw size, if needed. The Code Case is intended for the flaw
tolerance evaluation of postulated flaws in CASS base metal adjacent to
welds, in conjunction with license renewal commitments. The NRC notes
that the Code Case is limited in application and provides restrictions
so that the Code Case will not be misused. For example, the Code Case
is applicable to portions of Class 1 and 2 piping comprised of SA-351
statically- or centrifugally-cast Grades CF3, CF3A, CF3M, CF8, CF8A and
CF8M base metal with delta ferrite exceeding 20 percent and niobium or
columbium content not greater than 0.2 weight percent. This Code Case
is limited to be applied to thermally aged CASS material types as
listed with normal operating temperatures between 500 [deg]F and 662
[deg]F. The Code Case is not applicable for evaluation of detected
flaws. Section 3 of the Code Case provides specific analytical
evaluation procedures for the pipe mean-radius-to-thickness ratio
greater than 10 and for those with a ratio less than 10. Tables 1
through 4 provide the maximum tolerable flaw depth-to-thickness ratio
for circumference and axial flaws.
However, the NRC finds paragraph 3(c) of the Code Case to be
inadequate. Paragraph 3(c) specifies that for delta ferrite exceeding
25 percent, or pipe mean-radius-to-thickness ratio exceeding 10, the
flaw tolerance evaluation shall be performed, except
[[Page 14748]]
that representative data shall be used to determine the maximum
tolerable flaw depths applicable to the CASS base metal and mean-
radius-to-thickness ratio, in lieu of Tables 1 through 4 of the Code
Case.
The NRC notes that there are insufficient fracture toughness data
for cast austenitic stainless steel that is greater than 25 percent in
the open source literature. As such, the NRC needs to review flaw
tolerance evaluations to ensure that they are performed with adequate
conservatism. Therefore, the NRC imposes a condition to prohibit the
use of this Code Case where delta ferrite in cast austenitic stainless
steel piping exceeds 25 percent.
Code Case N-843 [Supplement 4, 2013 Edition]
Type: New.
Title: Alternative Pressure Testing Requirements Following Repairs
or Replacements for Class 1 Piping between the First and Second
Inspection Isolation Valves, Section XI, Division 1.
Code Case N-843 is consistent with alternatives that have been
granted by the NRC. The NRC is concerned about return lines being
included that could allow significantly lower pressures to be used on
Class 1 portions of return lines. Therefore, the NRC imposes a
condition to ensure that the injection lines are tested at the highest
pressure of the line's intended safety function. If the portions of the
system requiring pressure testing are associated with more than one
safety function, the pressure test and visual examination VT-2 shall be
performed during a test conducted at the higher of the operating
pressures for the respective system safety functions.
Code Case N-849 [Supplement 7, 2013 Edition]
Type: New.
Title: In Situ VT-3 Examination of Removable Core Support
Structures Without Removal, Section XI, Division 1.
Code Case N-849 is a new Code Case introduced in the 2013 Edition
of ASME Code. This Code Case is meant to provide guidelines for
allowing the VT-3 inspection requirements of Table IWB-2500-1 for
preservice or inservice inspections of the core support structures to
be performed without the removal of the core support structure. The NRC
finds the Code Case acceptable with two new conditions.
The first condition on Code Case N-849 limits the use of the Code
Case to plants that are designed with accessible core support
structures to allow for in situ inspection. Code Case N-849 allows the
performance of VT-3 preservice or inservice visual examinations of
removable core support structures in situ using a remote examination
system. A provision of the Code Case is that all surfaces accessible
for examination when the structure is removed shall be accessible when
the structure is in situ, except for load bearing and contact surfaces,
which would only be inspected when the core barrel is removed. Designs
for new reactors, such as certain small modular reactors, may include
accessibility of the annulus between the core barrel and the reactor
vessel. Unlike some new reactor designs, currently operating plants
were not designed to allow in situ VT-3 examinations. There are no
industry survey results of the current fleet to provide an evaluation
of operating plant inspection findings. Therefore, applicability to the
designs of currently operating plants has not been satisfactorily
addressed.
The second condition on Code Case N-849 requires that prior to
initial plant startup, the VT-3 preservice examination shall be
performed with the core support structure removed, as required by ASME
Section XI, IWB-2500-1, and shall include all surfaces that are
accessible when the core support structure is removed, including all
load bearing and contact surfaces. The NRC has concerns that a
preservice examination would not be performed on the load bearing and
contact surfaces even though the surfaces would be accessible prior to
installing the core support structure. There is also no evidence that
the in situ examination will achieve the same coverage as the
examination with the core support structure removed.
3. ASME Operation and Maintenance Code Cases (RG 1.192)
Code Case OMN-1 Revision 2 [2017 Edition]
Type: Revised.
Title: Alternative Rules for Preservice and Inservice Testing of
Active Electric Motor-Operated Valve Assemblies in Light-Water Reactor
Power Plants.
The conditions on Code Case OMN-1, Revision 2 [2017 Edition] are
identical to the conditions on OMN-1 Revision 1 [2012 Edition] that
were approved by the NRC in Revision 2 of RG 1.192 in January 2018.
When ASME revised OMN-1, the Code Case was not modified in a way that
would make it possible for the NRC to remove the conditions. Therefore
the conditions are retained in Revision 3 of RG 1.192.
Code Case OMN-3 [2017 Edition]
Type: Reaffirmed.
Title: Requirements for Safety Significance Categorization of
Components Using Risk Insights for Inservice Testing of LWR Power
Plants.
The conditions on Code Case OMN-3 [2017 Edition] are identical to
the conditions on OMN-3 [2012 Edition] that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018. When ASME revised OMN-3, the
Code Case was not modified in a way that would make it possible for the
NRC to remove the conditions. Therefore the conditions are retained in
Revision 3 of RG 1.192.
Code Case OMN-4 [2017 Edition]
Type: Reaffirmed.
Title: Requirements for Risk Insights for Inservice Testing of
Check Valves at LWR Power Plants.
The conditions on Code Case OMN-4 [2017 Edition] are identical to
the conditions on OMN-4 [2012 Edition] that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018. When ASME revised OMN-4, the
Code Case was not modified in a way that would make it possible for the
NRC to remove the conditions. Therefore, the conditions are retained in
Revision 3 of RG 1.192.
Code Case OMN-9 [2017 Edition]
Type: Reaffirmed.
Title: Use of a Pump Curve for Testing.
The conditions on Code Case OMN-9 [2017 Edition] are identical to
the conditions on OMN-9 [2012 Edition] that were approved by the NRC in
Revision 2 of RG 1.192 in January 2018. When ASME revised OMN-9, the
Code Case was not modified in a way that would make it possible for the
NRC to remove the conditions. Therefore, the conditions are retained in
Revision 3 of RG 1.192.
Code Case OMN-12 [2017 Edition]
Type: Reaffirmed.
Title: Alternative Requirements for Inservice Testing Using Risk
Insights for Pneumatically and Hydraulically Operated Valve Assemblies
in Light-Water Reactor Power Plants (OM-Code 1998, Subsection ISTC).
The conditions on Code Case OMN-12 [2017 Edition] are identical to
the conditions on OMN-12 [2012 Edition] that were approved by the NRC
in Revision 2 of RG 1.192 in January 2018. When ASME revised OMN-12,
the Code Case was not modified in a way that would make it possible for
the NRC to remove the conditions. Therefore, the
[[Page 14749]]
conditions are retained in Revision 3 of RG 1.192.
Code Case OMN-13 Revision 2 [2017 Edition]
Type: Reaffirmed.
Title: Performance-Based Requirements for Extending Snubber
Inservice Visual Examination Interval at LWR Power Plants.
The NRC has moved Code Case OMN-13, Revision 2 (2017 Edition) to
Table 2 in RG 1.192 to clarify its acceptance for use with all editions
and addenda of the OM Code listed in Sec. 50.55a(a)(1)(iv).
Code Case OMN-18 [2017 Edition]
Type: Reaffirmed.
Title: Alternate Testing Requirements for Pumps Tested Quarterly
Within 20 Percent of Design Flow.
The conditions on Code Case OMN-18 [2017 Edition] are identical to
the conditions on OMN-18 [2012 Edition] that were approved by the NRC
in Revision 2 of RG 1.192 in January 2018. When ASME revised OMN-18,
the Code Case was not modified in a way that would make it possible for
the NRC to remove the conditions. Therefore, the conditions are
retained in Revision 3 of RG 1.192.
Code Case OMN-19 [2017 Edition]
Type: Reaffirmed.
Title: Alternative Upper Limit for the Comprehensive Pump Test.
The conditions on Code Case OMN-19 [2017 Edition] are identical to
the conditions on OMN-19 [2012 Edition] that were approved by the NRC
in Revision 2 of RG 1.192 in January 2018. When ASME revised OMN-19,
the Code Case was not modified in a way that would make it possible for
the NRC to remove the conditions. Therefore, the conditions are
retained in Revision 3 of RG 1.192.
Code Case OMN-20 [2017 Edition]
Type: Reaffirmed.
Title: Inservice Test Frequency.
This Code Case is applicable to the editions and addenda of the OM
Code listed in Sec. 50.55a(a)(1)(iv).
With the acceptance of Code Case OMN-20 in RG 1.192, Revision 3,
paragraphs (a)(1)(iii)(G) and (b)(3)(x) in Sec. 50.55a accepting Code
Case OMN-20 are unnecessary. The paragraphs in Sec. 50.55a are removed
with this final rule.
C. ASME Code Cases not Approved for Use (RG 1.193)
The ASME Code Cases that are currently issued by ASME but not
approved for generic use by the NRC are listed in RG 1.193, ``ASME Code
Cases not Approved for Use.'' In addition to ASME Code Cases that the
NRC has found to be technically or programmatically unacceptable, RG
1.193 includes Code Cases on reactor designs for high-temperature gas-
cooled reactors and liquid metal reactors, reactor designs not
currently licensed by the NRC, and certain requirements in Section III,
Division 2, for submerged spent fuel waste casks, that are not endorsed
by the NRC. Regulatory Guide 1.193 complements RGs 1.84, 1.147, and
1.192. The NRC is not adopting any of the Code Cases listed in RG
1.193.
III. Opportunities for Public Participation
The proposed rule and draft RGs were published in the Federal
Register on August 16, 2018 (83 FR 40685), for a 75-day comment period.
The public comment period closed on October 30, 2018. The NRC did not
seek public comments on the draft revision to RG 1.193. Any
reconsideration for approval by the NRC of such Code Cases will include
an opportunity for public comment.
IV. Public Comment Analysis
The NRC received a total of five comment submissions on the
proposed rule and draft RGs, for a total of 20 comments. The NRC
reviewed every comment submission and identified 12 unique comments
requiring the NRC's consideration and response. Comment summaries and
the NRC's responses are presented in this section. At the beginning of
each summary, the individual comments represented by the summary are
identified in the form [XX-YY] where XX represents the Submission ID in
Table III and YY represents the sequential comment within the
submission. Multiple comments expressed general support for the
rulemaking. Those comments are listed at the bottom of Table III, but
no specific changes were made to the final rule in response to those
comments.
Table III
----------------------------------------------------------------------------------------------------------------
Sequential ADAMS
Submission ID comment No. Commenter Code case Accession No.
----------------------------------------------------------------------------------------------------------------
Public Comments To Modify the Rule or RGs
----------------------------------------------------------------------------------------------------------------
NRC-2017-0024-0006................ 6-1 Jungbao Zhang........ N-841................ ML18282A102
NRC-2017-0024-0007................ 7-1 Glen Palmer.......... OMN-13............... ML18298A186
NRC-2017-0024-0008................ 8-1 Christian Sanna of n/a.................. ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-10 Christian Sanna of N-831................ ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-11 Christian Sanna of N-795................ ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-4 Christian Sanna of N-702................ ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-5 Christian Sanna of N-705................ ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-7 Christian Sanna of N-711-1.............. ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-8 Christian Sanna of N-711-1.............. ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-9 Christian Sanna of N-831................ ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0009................ 9-1 Douglas Kull & Carl N-695-1.............. ML18303A377
Latiolias of EPRI.
NRC-2017-0024-0009................ 9-2 Douglas Kull & Carl N-711-1.............. ML18303A377
Latiolias of EPRI.
NRC-2017-0024-0009................ 9-3 Douglas Kull & Carl N-711-1.............. ML18303A377
Latiolias of EPRI.
NRC-2017-0024-0009................ 9-4 Douglas Kull & Carl N-754-1.............. ML18303A377
Latiolias of EPRI.
NRC-2017-0024-0009................ 9-5 Douglas Kull & Carl N-831................ ML18303A377
Latiolias of EPRI.
[[Page 14750]]
NRC-2017-0024-0010................ 10-1 Justin Wheat of SNO-- N-702................ ML18304A266
Southern Nuclear
Operating Company.
----------------------------------------------------------------------------------------------------------------
Public Comments Supporting the Rule
----------------------------------------------------------------------------------------------------------------
NRC-2017-0024-0008................ 8-12 Christian Sanna of n/a.................. ML18303A362
ASME Board on
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-2 Christian Sanna of N-661-3, N-789-2, N- ML18303A362
ASME Board on 853, and N-854.
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-3 Christian Sanna of N-516-4, N-695-1, N- ML18303A362
ASME Board on 696-1.
Nuclear Codes and
Standards.
NRC-2017-0024-0008................ 8-6 Christian Sanna of N-711-1.............. ML18303A362
ASME Board on
Nuclear Codes and
Standards.
----------------------------------------------------------------------------------------------------------------
Regulatory Guide 1.84, Revision 38 (Draft Regulatory Guide (DG) 1345)
Code Case N-841 Exemptions to Mandatory Post Weld Heat Treatment (PWHT)
of SA-738 Grade B for Class MC Applications Section III, Division 1
Comment [6-1]: The comment raises issues with the use of shielded
metal arc welding (SMAW) electrodes identified with a diffusible
hydrogen content of H-8 or lower and states that, ``Currently, for
pressure vessels, diffusible hydrogen designator is H4 or lower.'' The
comment also raises issues with the minimum heat input of 66,000
Joules/inch (26,000 Joules/Centimeter) and states, ``For ensuring HAZ
[heat affected zone] properties, the heat input shall be as low as
possible, normally, 14,000-30,000 Joules/centimeter.'' The comment
recommends moving N-841 to Table 2 and adding a condition which states,
``when using the SMAW process the welding electrodes are identified
with a diffusible hydrogen designator of H4 or lower and the heat input
shall be specified according to the PQR.''
NRC Response: The NRC disagrees with this comment. Concerning the
use of electrodes identified with diffusible hydrogen content of H4 or
lower, ASME Code, Section III, Subsection NE (Class MC components),
does not require the use of H4 or lower designated SMAW electrodes.
Subsection NB (Class 1 components) does require the use of H4 or lower
designated SMAW electrodes when employing the temper bead welding
technique at ambient temperature. Code Case N-841 is for Class MC, does
not entail the use of the temper bead welding technique, nor does it
permit welding at ambient temperature. For SMAW welding, the Code Case
requires a minimum preheat of 250 [deg]F.
Concerning minimum heat input comment, during the development of
the Code Case, Y-groove testing was performed using the SMAW process.
The testing performed showed that weld heat input below 66,000 Joules/
inch with a preheat below 250 [deg]F can increase the probability of
HAZ cracking.
No change was made to this final rule as a result of this comment.
Regulatory Guide 1.147, Revision 19 (DG-1342)
Generic Comment Clarification of the Term ``Superseded''
Comment [8-1]: One comment asked whether the word ``superseded''
used in RG 1.147, applies to those Code Cases that are superseded by
ASME or those Code Cases that are listed as superseded in Table 5 of
Regulatory Guide 1.147. The comment recommended revising the second
sentence of this paragraph to clarify that the older or superseded
version of the Code Case, if listed in Table 5, cannot be applied by
the licensee or applicant for the first time.
NRC Response: The NRC agrees with this comment. The proposed
additional text will clarify the information presented in Table 5. The
introductory paragraph to Table 5 in RG 1.147 has been revised to
include the statement, ``The versions of the Code Cases listed in Table
5 cannot be applied by the licensee or applicant for the first time
after the effective date of this RG.'' at the end of the explanatory
text above Table 5.
Code Case N-696-1 Qualification Requirements for Mandatory Appendix
VIII Piping Examinations Conducted From the Inside Surface, Section XI,
Div. 1
Condition: Inspectors qualified using the 0.25 RMS error for
measuring the depths of flaws using N-695-1 are not qualified to depth-
size inner diameter (ID) surface breaking flaws greater than 50 percent
through-wall in dissimilar metal welds 2.1 inches or greater in
thickness. When an inspector qualified using N-695-1 measures a flaw as
greater than 50 percent through-wall in a dissimilar metal weld from
the ID, the flaw shall be considered to have an indeterminate depth.
Comment [9-1]: The discussion of the condition as found in the
Federal Register Vol. 83, No. 159, focused mainly on dissimilar metal
welds (DMW) whereas the condition defined in DG-1342 applies to the
coordinated implementation of Supplements 2, 3, & 10 from the ID
surface. Section 3.3 of the Code Case require users to follow
Supplement 10 (Alt. CC N-695-1) for DMW and Supplement 3 for ferritic
welds. As conditioned, Code Case N-695-1, includes depth sizing
acceptance criteria of 0.25 RMS and Supplement 3 depth sizing
acceptance criteria remains unchanged at 0.125. As written the proposed
condition on Code Case N-696-1 would require examiners qualified to
depth size flaws in ferritic and austenitic welds, from the ID surface,
to report flaws greater than 50 percent through wall as having an
indeterminate depth, which is inconsistent with discussion included in
the Federal Register Vol. 83, No. 159, and in the regulatory analysis
for the proposed rule.
NRC Response: The NRC agrees with the comment. The FRN for the
proposed rule only mentioned dissimilar metal welds when ASME Code Case
N-696-1 applies to ferritic, dissimilar metal welds, and austenitic
welds. The condition is intended for procedures, equipment, and
personnel qualified to examine dissimilar and austenitic welds greater
than 2.1 inches. In response to this comment, the condition on N-696-1
in RG 1.147 has been revised to clarify the weld types to which the
condition applies.
[[Page 14751]]
Code Case N-702 Alternative Requirements for Boiling Water Reactor
(BWR) Nozzle Inner Radius and Nozzle-to-Shell Welds, Section XI,
Division 1
Condition: The applicability of Code Case N-702 for the first 40
years of operation must be demonstrated by satisfying the criteria in
Section 5.0 of NRC Safety Evaluation regarding BWRVIP-108 dated
December 18, 2007 (ML073600374) or Section 5.0 of NRC Safety Evaluation
regarding BWRVIP-241 dated April 19, 2013 (ML13071A240). The use of
Code Case N-702 in the period of extended operation is prohibited.
Comment (8-4, 10-1): The proposed conditions on Code Case N-702
state, in part, that ``The use of Code Case N-702 in the period of
extended operation is prohibited.'' Two comment submissions suggest
that the proposed condition be revised to provide better guidance to
licensees on how this case may be used during the period of extended
operation, rather than to simply prohibit its use. Specifically, one
comment suggests that the above condition be replaced with the
following to better describe the explanation provided in the Federal
Register document for the proposed rule:
``The use of Code Case N-702 after the first 40 years of operation
is not approved. Licensees that wish to use Code Case N-702 after the
first 40 years of operation may submit relief requests based on BWRVIP-
241, Appendix A, `BWR Nozzle Radii and Nozzle-to-Vessel Welds
Demonstration of Compliance with the Technical Information Requirements
of the License Renewal Rule (10 CFR 54.21).' ''
NRC Response: The NRC disagrees with the comment. Because all
licensees may propose an alternative to the code requirements under
Sec. 50.55a(z) ``Alternatives to codes and standards requirements,''
there is no need to repeat that option here. The language proposed in
the comment could be viewed as limiting the potential alternatives that
could be proposed by licensees.
No change was made to this final rule as a result of this comment.
Code Case N-705 Evaluation Criteria for Temporary Acceptance of
Degradation in Moderate Energy Class 2 or 3 Vessels and Tanks Section
XI, Division 1
Condition: The ASME Code repair or replacement activity temporarily
deferred under the provisions of this Code Case shall be performed
during the next scheduled refueling outage. If a flaw is detected
during a scheduled shutdown, an ASME Code repair is required before
plant restart.
Comment [8-5]: In the proposed rule, the NRC has indicated a
concern with use of this case to permit a component with through-wall
leakage to operate for up to 26 months before repairs are made.
However, the proposed condition applies to all applications of this
case, including those where through-wall leakage has not occurred. One
comment suggests that the proposed condition could be revised to read
as follows to address this concern:
``The ASME Code repair or replacement activity temporarily
deferred under the provisions of this Code Case shall be performed
during the next scheduled refueling outage for any through-wall
flaws. If a through-wall flaw is detected during a scheduled
shutdown, an ASME code repair is required before plant restart.''
NRC Response: The NRC agrees with the comment. Flaws that are not
through-wall and have been evaluated in accordance with the Code Case
should be allowed to remain in service the entire length of the period
evaluated by the Code Case (i.e., up to 26 months). The evaluation
methods of the Code Case reasonably assure the structural integrity of
the component will not be impacted during the period of the evaluation.
The NRC believes through wall flaws accepted in accordance with the
Code Case should be subject to repair/replacement at the next refueling
outage. The NRC also removed the second sentence in the proposed
condition, which would have required an ASME code repair of the tank
before plant restart if a through-wall flaw is detected during a
scheduled shutdown. The NRC finds that the second sentence of the
proposed condition is not necessary because the time period evaluated
under the Code Case is greater than the period between refueling
outages and the evaluation methods of the Code Case reasonably assure
that the structural integrity of the component will not be impacted
during that period. In the RG 1.147, the condition on N-705 has been
revised in response to this comment.
Code Case N-711-1 Alternative Examination Coverage Requirements for
Examination Category B-F, B-J, C-F-1, C-F-2, and R-A Piping Welds
Section XI, Division 1
Condition: Code Case N-711-1 shall not be used to redefine the
required examination volume for preservice examinations or when the
postulated degradation mechanism for piping welds is PWSCC,
Intergranular Stress Corrosion Cracking (IGSCC) or crevice corrosion
(CC) degradation mechanisms.
Comment [8-7, 9-2]: Two comment submissions stated that the
proposed RG 1.147, Table 2, condition should not prohibit the use of
Code Case N-711-1 for preservice examinations for piping welds where
use of this case is not prohibited for inservice examination. The
preservice examination volume serves as a baseline for subsequent
inservice examinations which should interrogate the same volume.
NRC Response: The NRC disagrees with this comment in that the Code
Case should not be applied to new reactors since regulations require
new plants be designed for accessibility for inservice inspection. For
preservice examinations related to repair/replacements activities, IWA-
4000 makes it clear that preservice exams are required. IWA-1400 also
says the owner's responsibility includes design and arrangement of
system components to include adequate access and clearances for conduct
of examination and tests.
No change was made to this final rule as a result of this comment.
Comment [8-8, 9-3]: Two comment submissions stated that the
proposed condition, prohibiting the use of this case to redefine the
required examination volume when the postulated degradation mechanism
for piping welds is Intergranular Stress Corrosion Cracking (IGSCC), is
unnecessary for the following reasons:
1. For boiling water reactor (BWR) plants, this case does not
provide alternative examination volumes.
2. For pressurized water reactor (PWR) plants, Table 2 of the case
requires compliance with the examination requirements of B-F, B-J, C-F-
1, C-F-2, or R-A, as applicable, so this case specifies an appropriate
volume of primary interest for IGSCC.
NRC Response: The NRC agrees with this comment. The Code Case
appropriately requires the correct volume to be examined for IGSCC in
PWR plants. The condition to Code Case N-711-1 in RG 1.147 has been
revised in response to these comments.
Code Case N-754-1 Optimized Structural Dissimilar Metal Weld Overlay
for Mitigation of PWR Class 1 Items, Section XI, Division 1
Condition: (3) The optimized weld overlay in this Code Case can
only be installed on an Alloy 82/182 weld where the outer 25 percent of
weld wall thickness does not contain indications that are greater than
1/16 inch in length or depth.
Comment [9-4]: The use of optimized weld overlays is most
beneficial in applications with large bore components where the outer
25 percent
[[Page 14752]]
can represent a significant volume of weld metal. One comment stated
that it is not unreasonable to expect that fabrication flaws that meet
the original pre-service acceptance standards defined in IWB-3514 to be
present within the volume of a weld.
Currently Code Case N-754-1 references Code Case N-770 for the
acceptance standards for optimized weld overlays. Code Case N-770
states that the preservice examination acceptance standards of IWB-3514
shall be met for flaws in the weld overlay material and the outer 25
percent of the original weld/base material, which is consistent with
the original ASME Section XI acceptance standards of the original
structural butt weld.
Additionally, the current condition refers to ``indications'' that
are greater than 1/16 inch in length or depth it is important to note
that indications are not always synonymous with flaws. Indications can
be attributed to geometric features, metallurgical responses or other
non-flaw attributes. One comment suggested replacing the word
indications with the word flaws.
Another comment stated that the condition limiting the use of this
Code Case to welds with no indications greater than 1/16 inch in depth
or length exceeds the original ASME section XI, acceptance standards of
the weld when it was initially put in service. This condition would
lead to increase examination time and unnecessary radiation exposure
due to numerous repairs to remove benign, previously acceptable
fabrication flaws or other non-relevant indications. These repairs
could also result in undesirable residual stress profiles in the post
overlaid weldment that can reduce the functional properties
(compressive stresses) of the installed overlay. For these reasons, the
comment submission recommends the elimination of this condition.
NRC Response: The NRC agrees with these comments. The technical
basis of the optimized weld overlay in Code Case N-754-1 is that the
structural integrity of the optimized weld overlay is supported by the
combination of the outer 25 percent of the original weld and the
deposited weld overlay on the pipe so that the thickness of the weld
overlay could be less than the thickness of a full structural weld
overlay. The Reply Section in Code Case N-754-1 states that it is for
mitigation of flaws that do not exceed more than 50 percent in depth
from the inside surface.
The NRC notes that the ASME Code, Section III, NB-5331(b),
Ultrasonic Acceptance Standards, requires that indications
characterized as cracks, lack of fusion, or incomplete penetration are
unacceptable regardless of length. The NRC understands that the
hardship of satisfying limiting flaw size in the proposed condition
would lead to radiation exposure due to repairs to remove fabrication
flaws prior to weld overlay installation. The NRC also notes that there
is measurement uncertainty associated with ultrasonic examinations.
Based on these considerations, the NRC removed the proposed condition
number 3 from Code Case N-754-1 in RG 1.147.
Code Case N-795 Alternative Requirements for BWR Class 1 System Leakage
Test Pressure Following Repair/Replacement Activities, Section XI,
Division 1
Condition: (1) The use of nuclear heat to conduct the BWR Class 1
system leakage test is prohibited (i.e., the reactor must be in a non-
critical state), except during refueling outages in which the ASME
Section XI Category B-P pressure test has already been performed, or at
the end of mid-cycle maintenance outages fourteen (14) days or less in
duration. (2) The test condition holding time, after pressurization to
test conditions, and before the visual examinations commence, shall be
1 hour for non-insulated components.
Comment [8-11]: Use of Code Case N-795 is limited to BWR Class 1
pressure tests following repair/replacement activities and does not
apply to Class 1 system leakage tests performed in accordance with IWB-
2500, Table IWB-2500-1, Examination Category B-P. Requirements for
pressure tests following repair/replacement activities on Class 1
components are specified in IWA--4540. Requirements for pressure test
holding time for tests following repair/replacement activities are
specified in IWA-5213. IWA--5213(b) requires that for system pressure
tests required by IWA-4540, a 10 minutes holding time for noninsulated
components, or 4 hour holding time for insulated components, is
required after attaining test pressure. ASME often develops technical
bases for Code Cases. The technical basis for the increased hold time
of 15 minutes in Code Case N-795 is as follows:
Indication of leakage identified through visual VT-2
examinations during a test at either the 100 [percent] power
pressure or at 87 [percent] of that value will not be significantly
different between the two tests. Higher pressure under the otherwise
same conditions will produce a higher flow rate but the difference
is not significant. A pressure test at 87 [percent] of the 100
[percent] rated power pressure would produce a flow rate
approximately 7 [percent] below the full test pressure. This
alternate differential pressure (>/=900 psi) is still adequate to
provide evidence of leakage should a through-wall flaw exist. Since
the reduced pressure would generate an approximate 7 [percent]
reduction in flow rate, then, a 7 [percent] increase in the required
hold time should allow for the equivalent amount of total leakage
from any existing leak location. This Code Case requires a 50
[percent] increase in the hold time, which will allow for more
leakage than is currently generated and therefore a better
indication of the leak.
For reasons identified above, the comment asserts that the 1 hour
hold time imposed by Table 2 of Regulatory Guide 1.147, Rev. 18 is
unnecessary, and the comment recommends that this condition be removed.
NRC Response: The NRC disagrees with this comment. The ASME's
technical basis for the 15 minute hold time in Code Case N-795 relies
on an argument that the time for leakage to manifest increases linearly
with the decrease in flow rate corresponding to the reduction in leak
test pressure. However, the relationship of the time for leakage to
manifest to the flow rate may not be linear, given tight cracks, which
result in a torturous path. The NRC does not consider a one hour hold
time to be an excessive burden.
No change was made to this final rule as a result of this comment.
Code Case N-831 Ultrasonic Examination in Lieu of Radiography for Welds
in Ferritic Pipe, Section Xl, Division 1
Condition: Code Case N-831 is prohibited for use in new reactor
construction.
Comment [8-9]: Table 2 in draft revision 19 of Regulatory Guide
1.147 includes a proposed condition that prohibits Code Case N-831 for
use in new reactor construction. A comment submission stated that the
proposed condition is unnecessary and should be removed, for the
following reasons:
1. Use of any Section XI Code Case is not permissible until initial
construction of a component is complete, when the rules of Section XI
become mandatory. As such, if the Construction Code requires
radiography as part of the initial construction of a component, then
radiography is mandatory and ultrasonic examination cannot be
substituted for radiography.
2. Application of Code Case N-831 is limited to Section XI repair/
replacement activities where compliance with the Construction Code
nondestructive examination requirements would require the performance
of radiography. Ultrasonic examination is preferred when performing a
repair/replacement
[[Page 14753]]
activity because the ultrasonic examination results will be available
to compare against future inservice examination ultrasonic examination
results.
Comment [9-5]: Paragraph (a) of this Code Case specifies it is
limited to Section XI repair/replacement activities which excludes its
use in new construction applications, which is performed under Section
III. One comment recommends the elimination of this condition since it
is already included in the Code Case.
NRC Response: The NRC disagrees with these comments. The subject
Code Case states that it is limited to Section XI repair/replacement
activities. However, the preface in Section XI of the ASME Code also
states that Section XI is allowed for repairs and replacement
activities once the system has certification marks applied and
therefore the requirements of the construction code is met. Therefore,
Section XI would allow the use of ultrasonic examination in lieu of
radiography for a repair and/or replacement of a new reactor system
prior to initial fuel load. The condition is to prevent this type of
use of the Code Case.
No change was made to this final rule as a result of these
comments.
Comment [8-10]: Section 50.55a(b)(2)(xix) includes a Section XI
condition about substitution of alternative methods. One comment
recommends that the condition be revised, to specifically allow for
substitution of examination methods, a combination of methods, or
techniques other than those specified by the Construction Code, when
permitted by Code Cases that are acceptable for use in Regulatory Guide
1.147. Without this clarification, there could be a conflict between 10
CFR 50.55a(b)(2)(xix) and use of Code Case N-831 in accordance with
Table 2 of draft Regulatory Guide 1.147.
NRC Response: The NRC disagrees with the comment. There is no
conflict as ASME Code Case N-831 is an alternative to Section XI, IWA-
4000 ``Welding, Brazing, Metal Removal, and Installation,'' including
paragraph IWA-4520(c). Additionally, the condition described in Sec.
50.55a(b)(2)(xix) does not address ASME Code Case N-831 and is
therefore not in the scope of this final rule.
No change was made to this final rule as a result of this comment.
Regulatory Guide 1.192, Revision 3 (DG-1343)
Code Case OMN-13 Performance-Based Requirements for Extending Snubber
Inservice Visual Examination Interval at LWR3 Power Plants
Comment [7-1]: The proposed rule referenced DG-1343 as supplemental
information. DG-1343 identifies Code Case OMN-13, Revision 2 (2017
Edition), in Table 1 as an acceptable OM Code Case without condition.
The 2017 Edition of the OM Code, page C-1, OM Code Cases (for Division
1), identifies applicability of Code Case OMN-13, Revision 2, as 1995
up to and including 2017. However, Code Case OMN-13, Revision 2,
itself, includes an applicability statement that identifies ASME OM
Code-1995 Edition through 2011 Addenda. One comment requested
clarification of the OM Code edition/addenda applicability for Code
Case OMN-13, Revision 2, that the NRC is approving for use.
NRC Response: The NRC agrees with this comment. The NRC has moved
Code Case OMN-13, Revision 2 (2017 Edition), to Table 2,
``Conditionally Acceptable OM Code Cases,'' in RG 1.192 to clarify its
acceptance for use with all editions and addenda of the OM Code listed
in Sec. 50.55a(a)(1)(iv). Similarly, the NRC noted that Code Case OMN-
20 has an applicability statement that is more restrictive than
necessary. Therefore, Table 2 in RG 1.192 has been revised in response
to this comment.
Regulatory Guide 1.193, Revision 6 (DG-1344)
The NRC received no public comment submittals regarding DG-1344.
V. Section-by-Section Analysis
The following paragraphs in Sec. 50.55a are revised as follows:
Paragraph (a)(1)(iii)(E)
This final rule removes and reserves paragraph (a)(1)(iii)(E).
Paragraph (a)(1)(iii)(G)
This final rule removes and reserves paragraph (a)(1)(iii)(G).
Paragraph (a)(3)
This final rule adds a condition in paragraph (a)(3) stating that
the Code Cases listed in RGs 1.84, 1.147, and 1.192 may be applied with
the specified conditions when implementing the editions and addenda of
the ASME BPV and OM Codes incorporated by reference in Sec. 50.55a.
Paragraph (a)(3)(i)
This final rule revises the reference to ``NRC Regulatory Guide
1.84, Revision 37,'' by removing ``Revision 37'' and adding in its
place ``Revision 38.''
Paragraph (a)(3)(ii)
This final rule revises the reference to ``NRC Regulatory Guide
1.147, Revision 18,'' by removing ``Revision 18'' and adding in its
place ``Revision 19.''
Paragraph (a)(3)(iii)
This final rule revises the reference to ``NRC Regulatory Guide
1.192, Revision 2,'' by removing ``Revision 2'' and adding in its place
``Revision 3.''
Paragraph (b)(2)(xxxvii)
This final rule removes paragraph (b)(2)(xxxvii).
Paragraph (b)(3)(x)
This final rule removes and reserves paragraph (b)(3)(x).
VI. Regulatory Flexibility Certification
As required by the Regulatory Flexibility Act (5 U.S.C. 605(b)),
the Commission certifies that this rule, if adopted, will not have a
significant economic impact on a substantial number of small entities.
This final rule affects only the licensing and operation of nuclear
power plants. The companies that own these plants do not fall within
the scope of the definition of ``small entities'' set forth in the
Regulatory Flexibility Act or the size standards established by the NRC
(10 CFR 2.810).
VII. Regulatory Analysis
The NRC has prepared a regulatory analysis on this regulation. The
analysis examines the costs and benefits of the alternatives considered
by the NRC. The NRC did not receive public comments on the regulatory
analysis. The regulatory analysis is available as indicated in the
``Availability of Documents'' section of this document.
VIII. Backfitting and Issue Finality
The provisions in this final rule allow licensees and applicants to
voluntarily apply NRC-approved Code Cases, sometimes with NRC-specified
conditions. The approved Code Cases are listed in three RGs that are
incorporated by reference into Sec. 50.55a. An applicant's or a
licensee's voluntary application of an approved Code Case does not
constitute backfitting, inasmuch as there is no imposition of a new
requirement or new position. Similarly, voluntary application of an
approved Code Case by a 10 CFR part 52 applicant or licensee does not
represent NRC imposition of a requirement or action, and therefore is
not inconsistent with any issue finality provision in 10 CFR part 52.
For these
[[Page 14754]]
reasons, the NRC finds that this final rule does not involve any
provisions requiring the preparation of a backfit analysis or
documentation demonstrating that one or more of the issue finality
criteria in 10 CFR part 52 are met.
IX. Plain Writing
The Plain Writing Act of 2010 (Pub. L. 111-274) requires Federal
agencies to write documents in a clear, concise, and well-organized
manner. The NRC has written this document to be consistent with the
Plain Writing Act as well as the Presidential Memorandum, ``Plain
Language in Government Writing,'' published June 10, 1998 (63 FR
31883).
X. Environmental Assessment and Final Finding of No Significant
Environmental Impact
The Commission has determined under the National Environmental
Policy Act (NEPA) of 1969, as amended, and the Commission's regulations
in subpart A of 10 CFR part 51, that this rule, if adopted, would not
be a major Federal action significantly affecting the quality of the
human environment; therefore, an environmental impact statement is not
required.
The determination of this environmental assessment is that there
will be no significant effect on the quality of the human environment
from this action. The NRC did not receive public comments regarding any
aspect of this environmental assessment.
As voluntary alternatives to the ASME Code, NRC-approved Code Cases
provide an equivalent level of safety. Therefore, the probability or
consequences of accidents is not changed. There are also no
significant, non-radiological impacts associated with this action
because no changes would be made affecting non-radiological plant
effluents and because no changes would be made in activities that would
adversely affect the environment. The determination of this
environmental assessment is that there will be no significant offsite
impact to the public from this action.
XI. Paperwork Reduction Act Statement
This final rule amends collections of information subject to the
Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.). The
collections of information were approved by the Office of Management
and Budget, approval number 3150-0011.
Because the rule will reduce the burden for existing information
collections, the public burden for the information collections is
expected to be decreased by 380 hours per response. This reduction
includes the time for reviewing instructions, searching existing data
sources, gathering and maintaining the data needed, and completing and
reviewing the information collection.
The information collection is being conducted to document the plans
for and the results of inservice inspection and inservice testing
programs. The records are generally historical in nature and provide
data on which future activities can be based. Information will be used
by the NRC to determine if ASME BPV and OM Code provisions for
construction, inservice inspection, repairs, and inservice testing are
being properly implemented in accordance with Sec. [thinsp]50.55a of
the NRC regulations, or whether specific enforcement actions are
necessary. Responses to this collection of information are generally
mandatory under Sec. [thinsp]50.55a.
You may submit comments on any aspect of the information
collections, including suggestions for reducing the burden, by the
following methods:
Federal Rulemaking Website: Go to https://www.regulations.gov and search for Docket ID NRC-2017-0024.
Mail comments to: Information Services Branch, Office of
the Chief Information Officer, Mail Stop: T6-A10M, U.S. Nuclear
Regulatory Commission, Washington, DC 20555-0001 or to the OMB reviewer
at: OMB Office of Information and Regulatory Affairs (3150-0011), Attn:
Desk Officer for the Nuclear Regulatory Commission, 725 17th Street NW,
Washington, DC 20503; email: [email protected].
Public Protection Notification
The NRC may not conduct or sponsor, and a person is not required to
respond to, a collection of information unless the document requesting
or requiring the collection displays a currently valid OMB control
number.
XII. Congressional Review Act
This final rule is a rule as defined in the Congressional Review
Act (5 U.S.C. 801-808). However, the Office of Management and Budget
has not found it to be a major rule as defined in the Congressional
Review Act.
XIII. Voluntary Consensus Standards
The National Technology Transfer and Advancement Act of 1995,
Public Law 104-113, requires that Federal agencies use technical
standards that are developed or adopted by voluntary consensus
standards bodies unless using such a standard is inconsistent with
applicable law or is otherwise impractical. In this rule, the NRC is
continuing to use ASME BPV and OM Code Cases, which are ASME-approved
voluntary alternatives to compliance with various provisions of the
ASME BPV and OM Codes. The NRC's approval of the ASME Code Cases is
accomplished by amending the NRC's regulations to incorporate by
reference the latest revisions of the following, which are the subject
of this rulemaking, into Sec. 50.55a: RG 1.84, Revision 38; RG 1.147,
Revision 19; and RG 1.192, Revision 3. These RGs list the ASME Code
Cases that the NRC has approved for use. The ASME Code Cases are
national consensus standards as defined in the National Technology
Transfer and Advancement Act of 1995 and OMB Circular A-119. The ASME
Code Cases constitute voluntary consensus standards, in which all
interested parties (including the NRC and licensees of nuclear power
plants) participate.
XIV. Incorporation by Reference--Reasonable Availability to Interested
Parties
The NRC is incorporating by reference three NRC RGs that list new
and revised ASME Code Cases that the NRC has approved as voluntary
alternatives to certain provisions of NRC-required Editions and Addenda
of the ASME BPV Code and the ASME OM Code. These regulatory guides are:
RG 1.84, Revision 38; RG 1.147, Revision 19; and RG 1.192, Revision 3.
The NRC is required by law to obtain approval for incorporation by
reference from the Office of the Federal Register (OFR). The OFR's
requirements for incorporation by reference are set forth in 1 CFR part
51. On November 7, 2014, the OFR adopted changes to its regulations
governing incorporation by reference (79 FR 66267). The discussion in
this section complies with the requirement for final rules as set forth
in 1 CFR 51.5(a)(1).
The NRC considers ``interested parties'' to include all potential
NRC stakeholders, not only the individuals and entities regulated or
otherwise subject to the NRC's regulatory oversight. These NRC
stakeholders are not a homogenous group, so the considerations for
determining ``reasonable availability'' vary by class of interested
parties. The NRC identifies six classes of interested parties with
regard to the material to be incorporated by reference in an NRC rule:
Individuals and small entities regulated or otherwise
subject to the NRC's regulatory oversight. This class includes
applicants and potential applicants for licenses and other NRC
[[Page 14755]]
regulatory approvals, and who are subject to the material to be
incorporated by reference. In this context, ``small entities'' has the
same meaning as set out in 10 CFR 2.810.
Large entities otherwise subject to the NRC's regulatory
oversight. This class includes applicants and potential applicants for
licenses and other NRC regulatory approvals, and who are subject to the
material to be incorporated by reference. In this context, a ``large
entity'' is one that does not qualify as a ``small entity'' under 10
CFR 2.810.
Non-governmental organizations with institutional
interests in the matters regulated by the NRC.
Other Federal agencies, states, local governmental bodies
(within the meaning of 10 CFR 2.315(c)).
Federally-recognized and State-recognized \4\ Indian
tribes.
---------------------------------------------------------------------------
\4\ State-recognized Indian tribes are not within the scope of
10 CFR 2.315(c). However, for purposes of the NRC's compliance with
1 CFR 51.5, ``interested parties'' includes a broad set of
stakeholders including State-recognized Indian tribes.
---------------------------------------------------------------------------
Members of the general public (i.e., individual,
unaffiliated members of the public who are not regulated or otherwise
subject to the NRC's regulatory oversight) and who need access to the
materials that the NRC proposes to incorporate by reference in order to
participate in the rulemaking.
The three RGs that the NRC is incorporating by reference in this
final rule are available without cost and can be read online,
downloaded, or viewed, by appointment, at the NRC Technical Library,
which is located at Two White Flint North, 11545 Rockville Pike,
Rockville, Maryland 20852; telephone: 301-415-7000; email:
[email protected].
Because access to the three regulatory guides, are available in
various forms at no cost, the NRC determines that the three regulatory
guides 1.84, Revision 38; RG 1.147, Revision 19; and RG 1.192, Revision
3, as approved by the OFR for incorporation by reference, are
reasonably available to all interested parties.
Table IV--Regulatory Guides Incorporated by Reference in 10 CFR 50.55a
------------------------------------------------------------------------
ADAMS Accession No. Federal
Document title Register citation
------------------------------------------------------------------------
RG 1.84, ``Design, Fabrication, and ML19128A276
Materials Code Case Acceptability,
ASME Section III,'' Revision 38.
RG 1.147, ``Inservice Inspection ML19128A244
Code Case Acceptability, ASME
Section XI, Division 1,'' Revision
19.
RG 1.192, ``Operation and ML19128A261
Maintenance Code Case
Acceptability, ASME OM Code,''
Revision 3.
------------------------------------------------------------------------
XV. Availability of Guidance
The NRC is issuing revised guidance, RG 1.193, ``ASME Code Cases
Not Approved for Use,'' Revision 6, for the implementation of the
requirements in this final rule. The guidance is available in ADAMS
under Accession No. ML19128A269. You may access information and comment
submissions related to the guidance by searching on https://www.regulations.gov under Docket ID NRC-2017-0024.
The regulatory guide lists Code Cases that the NRC has not approved
for generic use and will not be incorporated by reference into the
NRC's regulations. Regulatory Guide 1.193 complements RGs 1.84, 1.147,
and 1.192.
XVI. Availability of Documents
The documents identified in the following tables are available to
interested persons through one or more of the following methods, as
indicated. Throughout the development of this rule, the NRC has posted
documents related to this rule, including public comments, on the
Federal rulemaking website at: https://www.regulations.gov under Docket
ID NRC-2017-0024. The Federal rulemaking website allows you to receive
alerts when changes or additions occur in a docket folder. To
subscribe: (1) Navigate to the docket folder (NRC-2017-0024); (2) click
the ``Sign up for Email Alerts'' link; and (3) enter your email address
and select how frequently you would like to receive emails (daily,
weekly, or monthly).
Table V--Rulemaking Related Documents
------------------------------------------------------------------------
ADAMS Accession No./ Federal
Document title Register citation
------------------------------------------------------------------------
ASME-OM-2017, ``Operation and Available for purchase.
Maintenance of Nuclear Power
Plants,'' May 31, 2017..
Final Rule--``Incorporation by 68 FR 40469.
Reference of ASME BPV and OM Code
Cases,'' July 8, 2003..
Final Rule--``Fracture Toughness 60 FR 65456.
Requirements for Light Water
Reactor Pressure Vessels,''
December 19, 1995..
Assessment of Crack Detection in ML071020409.
Heavy-Walled Cast Stainless Steel
Piping Welds Using Advanced Low-
Frequency Ultrasonic Methods (NUREG/
CR-6933), March 2007..
An Evaluation of Ultrasonic Phased ML12087A004.
Array Testing for Cast Austenitic
Stainless Steel Pressurizer Surge
Line Piping Welds (NUREG/CR-7122),
March 2012..
Final Safety Evaluation for Nuclear ML101620010.
Energy Institute ``Topical Report ML101660468.
Materials Reliability Program
(MRP): Technical Basis for
Preemptive Weld Overlays for Alloy
82/182 Butt Welds in Pressurized
Water Reactors (MRP-169) Revision 1-
A,'' August 9, 2010..
EPRI Nuclear Safety Analysis Center Available for purchase.
Report 202L[dash]2,
``Recommendations for an Effective
Flow Accelerated Corrosion
Program,'' April 1999..
ASTM International Standard E 1921, Available for purchase.
``Standard Test Method for the
Determination of Reference
Temperature, To, for Ferritic
Steels in the Transition Range.''.
ASME Code, Section III, NB-2330, Available for purchase.
``Test Requirements and Acceptance
Standards.''.
Regulatory Guide 1.99, Revision 2, ML102310298.
``Radiation Embrittlement of
Reactor Vessel Materials.''.
Final Rule--``Approval of American 83 FR 2331.
Society of Mechanical Engineers'
Code Cases'' dated January 17,
2018..
[[Page 14756]]
Draft Guide 1345, ``Design, ML18114A228.
Fabrication, and Materials Code
Case Acceptability, ASME Section
III,'' (draft RG 1.84, Revision
38)..
Draft Guide 1342, ``Inservice ML18114A225.
Inspection Code Case Acceptability,
ASME Section XI, Division 1,''
(draft RG 1.147, Revision 19)..
Draft Guide 1343, ``Operation and ML18114A226.
Maintenance Code Case
Acceptability, ASME OM Code,''
(draft RG 1.192, Revision 3)..
Draft Guide 1344, ``ASME Code Cases ML18114A227.
Not Approved for Use,'' (draft RG
1.193, Revision 6)..
RG 1.84, ``Design, Fabrication, and ML19128A276.
Materials Code Case Acceptability,
ASME Section III,'' Revision 38..
RG 1.147, ``Inservice Inspection ML19128A244.
Code Case Acceptability, ASME
Section XI, Division 1,'' Revision
19..
RG 1.192, ``Operation and ML19128A261.
Maintenance Code Case
Acceptability, ASME OM Code,''
Revision 3..
RG 1.193, ``ASME Code Cases Not ML19128A269.
Approved for Use,'' Revision 6..
Draft Regulatory Analysis........... ML18099A054.
Final Regulatory Analysis........... ML19156A178.
------------------------------------------------------------------------
List of Subjects in 10 CFR Part 50
Administrative practice and procedure, Antitrust, Classified
information, Criminal penalties, Education, Fire prevention, Fire
protection, Incorporation by reference, Intergovernmental relations,
Nuclear power plants and reactors, Penalties, Radiation protection,
Reactor siting criteria, Reporting and recordkeeping requirements,
Whistleblowing.
For the reasons set forth in the preamble, and under the authority
of the Atomic Energy Act of 1954, as amended; the Energy Reorganization
Act of 1974, as amended; and 5 U.S.C. 552 and 553, the NRC is adopting
the following amendments to 10 CFR part 50:
PART 50--DOMESTIC LICENSING OF PRODUCTION AND UTILIZATION
FACILITIES
0
1. The authority citation for part 50 continues to read as follows:
Authority: Atomic Energy Act of 1954, secs. 11, 101, 102, 103,
104, 105, 108, 122, 147, 149, 161, 181, 182, 183, 184, 185, 186,
187, 189, 223, 234 (42 U.S.C. 2014, 2131, 2132, 2133, 2134, 2135,
2138, 2152, 2167, 2169, 2201, 2231, 2232, 2233, 2234, 2235, 2236,
2237, 2239, 2273, 2282); Energy Reorganization Act of 1974, secs.
201, 202, 206, 211 (42 U.S.C. 5841, 5842, 5846, 5851); Nuclear Waste
Policy Act of 1982, sec. 306 (42 U.S.C. 10226); National
Environmental Policy Act of 1969 (42 U.S.C. 4332); 44 U.S.C. 3504
note; Sec. 109, Pub. L. 96-295, 94 Stat. 783.
0
2. In Sec. 50.55a:
0
a. Remove and reserve paragraphs (a)(1)(iii)(E) and (G);
0
b. Revise paragraph (a)(3) introductory text;
0
c. In paragraph (a)(3)(i), wherever it appears remove the phrase
``Revision 37'' and add in its place the phrase ``Revision 38'';
0
d. In paragraph (a)(3)(ii), wherever it appears remove the phrase
``Revision 18'' and add in its place the phrase ``Revision 19'';
0
e. In paragraph (a)(3)(iii), wherever it appears remove the phrase
``Revision 2'' and add in its place the phrase ``Revision 3''; and
0
f. Remove paragraph (b)(2)(xxxvii) and remove and reserve paragraph
(b)(3)(x).
The revision reads as follows:
Sec. 50.55a Codes and standards.
(a) * * *
(3) U.S. Nuclear Regulatory Commission (NRC) Public Document Room,
11555 Rockville Pike, Rockville, Maryland 20852; telephone: 1-800-397-
4209; email: [email protected]; https://www.nrc.gov/reading-rm/doc-collections/reg-guides/. The use of Code Cases listed in the NRC
regulatory guides in paragraphs (a)(1)(i) through (iii) of this section
is acceptable with the specified conditions in those guides when
implementing the editions and addenda of the ASME BPV Code and ASME OM
Code incorporated by reference in paragraph (a)(1) of this section.
* * * * *
Dated at Rockville, Maryland, this 2nd day of March, 2020.
For the Nuclear Regulatory Commission.
Ho K. Nieh, Director,
Office of Nuclear Reactor Regulation.
[FR Doc. 2020-05086 Filed 3-13-20; 8:45 am]
BILLING CODE 7590-01-P