Notice of Determinations; Culturally Significant Objects Re-Imported for Exhibition-Determinations: “Caravans of Gold, Fragments in Time: Art, Culture, and Exchange Across Medieval Saharan Africa” Exhibition, 12046-12047 [2020-04093]
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Federal Register / Vol. 85, No. 40 / Friday, February 28, 2020 / Notices
furthers the objectives of Section 6(b)(5)
of the Act,28 in particular, in that it is
designed to promote just and equitable
principles of trade, to remove
impediments to and perfect the
mechanism of a free and open market
and a national market system, and, in
general to protect investors and the
public interest. Specifically, the
Exchange believes the proposed rule
change will protect investors, because it
will aid Members in complying with the
CDD Rule’s requirement that Members’
AML programs include risk-based
procedures for conducting ongoing
customer due diligence by also
incorporating the requirement into
Options 9, Section 21.
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B. Self-Regulatory Organization’s
Statement on Burden on Competition
The Exchange does not believe that
the proposed rule change will impose
any burden on competition that is not
necessary or appropriate in furtherance
of the purposes of the Act. The
proposed rule change simply
incorporates into Options 9, Section 21
the ongoing customer due diligence
element, or ‘‘fifth pillar,’’ required for
AML programs by the CDD Rule.
Regardless of the proposed rule change,
to the extent that the elements of the
fifth pillar are not already included in
Members’ AML programs, the CDD Rule
requires Members to update their AML
programs to explicitly incorporate them.
In addition, as stated in the CDD Rule,
these elements are already implicitly
required for covered financial
institutions to comply with their
suspicious activity reporting
requirements. Further, all Exchange
Members that have customers are
required to be members of FINRA
pursuant to Rule 15b9–1 under the
Exchange Act,29 and are therefore
already subject to the requirements of
FINRA Rule 3310. Additionally, the
proposed rule change is virtually
identical 30 to FINRA Rule 3310. The
Exchange is not imposing any
additional direct or indirect burdens on
member firms or their customers
through this proposal, and as such, the
proposal imposes no new burdens on
competition.
C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
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IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
ISE–2020–08 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–ISE–2020–08. This file
number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
31 15
U.S.C. 78s(b)(3)(A)(iii).
CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6) requires a self-regulatory organization to give
the Commission written notice of its intent to file
the proposed rule change at least five business days
prior to the date of filing of the proposed rule
change, or such shorter time as designated by the
Commission. The Exchange has satisfied this
requirement.
32 17
U.S.C. 78f(b)(5).
CFR 240.15b9–1.
30 The Exchange notes that changes between the
proposed Rule and FINRA Rule 3310 are nonsubstantive and relate to cross references.
29 17
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A)(iii) of the Act 31 and
subparagraph (f)(6) of Rule 19b–4
thereunder.32
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
should be approved or disapproved.
PO 00000
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rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549, on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–ISE–2020–08 and should be
submitted on or before March 20, 2020.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.33
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–04072 Filed 2–27–20; 8:45 am]
BILLING CODE 8011–01–P
DEPARTMENT OF STATE
[Public Notice: 11055]
Notice of Determinations; Culturally
Significant Objects Re-Imported for
Exhibition—Determinations: ‘‘Caravans
of Gold, Fragments in Time: Art,
Culture, and Exchange Across
Medieval Saharan Africa’’ Exhibition
Notice is hereby given of the
following determinations: I hereby
determine that certain objects included
in the exhibition ‘‘Caravans of Gold,
Fragments in Time: Art, Culture, and
Exchange across Medieval Saharan
Africa,’’ being re-imported from abroad
for temporary exhibition within the
United States, are of cultural
significance. The objects are re-imported
pursuant to loan agreements with the
foreign owners or custodians. I also
determine that the exhibition or display
of the exhibit objects at the National
Museum of African Art, Smithsonian
Institution, Washington, District of
SUMMARY:
33 17
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CFR 200.30–3(a)(12).
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Columbia, from on or about April 8,
2020, until on or about November 29,
2020, and at possible additional
exhibitions or venues yet to be
determined, is in the national interest.
I have ordered that Public Notice of
these determinations be published in
the Federal Register.
FOR FURTHER INFORMATION CONTACT: Chi
D. Tran, Program Administrator, Office
of the Legal Adviser, U.S. Department of
State (telephone: 202–632–6471; email:
section2459@state.gov). The mailing
address is U.S. Department of State,
L/PD, SA–5, Suite 5H03, Washington,
DC 20522–0505.
SUPPLEMENTARY INFORMATION: The
foregoing determinations were made
pursuant to the authority vested in me
by the Act of October 19, 1965 (79 Stat.
985; 22 U.S.C. 2459), Executive Order
12047 of March 27, 1978, the Foreign
Affairs Reform and Restructuring Act of
1998 (112 Stat. 2681, et seq.; 22 U.S.C.
6501 note, et seq.), Delegation of
Authority No. 234 of October 1, 1999,
and Delegation of Authority No. 236–3
of August 28, 2000.
Marie Therese Porter Royce,
Assistant Secretary, Educational and Cultural
Affairs, Department of State.
[FR Doc. 2020–04093 Filed 2–27–20; 8:45 am]
BILLING CODE 4710–05–P
DEPARTMENT OF STATE
[Public Notice 11052]
Department of State Guidance Portal
(Executive Order 13891)
Department of State.
Notice.
AGENCY:
ACTION:
The Department of State (the
Department) is publishing this notice
pursuant to Executive Order 13891 to
announce and describe the public-facing
portal that will contain the
Department’s Guidance Documents, as
described under the Executive Order.
DATES: The Guidance Portal is available
as of February 28, 2020.
ADDRESSES: If a member of the public
wishes to provide a comment on any
Guidance Document included on the
portal, or suggestions for operation of
the site, he or she can submit the
comment to guidance@state.gov.
FOR FURTHER INFORMATION CONTACT:
Alice Kottmyer, Attorney-Adviser,
Office of the Legal Adviser, 202–647–
2318, kottmyeram@state.gov.
SUPPLEMENTARY INFORMATION: Pursuant
to Section 3 of Executive Order 13891,
Promoting the Rule of Law Through
Improved Agency Guidance Documents,
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dated October 9, 2019 (the Executive
Order), the Department of State has
established a portal that contains or
links to all Department documents that
qualify as ‘‘Guidance Documents’’ under
the Executive Order. The URL for this
searchable Guidance Portal is https://
state.gov/guidance.
Pursuant to Sections 2 and 7 of the
Executive Order, certain documents are
not linked to or included on the
Department’s Guidance Portal. Such
documents include, but are not limited
to, those that pertain to ‘‘foreign or
military affairs, or to a national security
or homeland security function of the
United States (other than guidance
documents involving procurement or
the import or export of non-defense
articles and services)’’; including but
not limited to documents related to the
implementation of the Arms Export
Control Act, 22 U.S.C. 2751 et seq;
educational and cultural exchange, e.g.,
via implementation of the United States
Information and Educational Exchange
Act of 1948, as amended (22 U.S.C.
1431, et seq.), and the Mutual
Educational and Cultural Exchange Act
of 1961, as amended, (22 U.S.C. 2451 et
seq.), and related or similar legislation;
administration and enforcement of
immigration laws relating to visas in 8
U.S.C. 1101 et seq. and other
immigration laws; and documents
included exclusively on a U.S. Embassy
website.
If those documents are included on
other Department websites, exclusion
from the Guidance Portal will not affect
the availability of those documents on
such websites. For clarity and
convenience, the Department may
include on the Guidance Portal
documents that fall outside the scope of
the Executive Order, including
documents that are not ‘‘Guidance
Documents’’ and documents that are
otherwise exempted under the
Executive Order. The Department may
remove any or all such documents from
the Guidance Portal at any time.
John C. Sullivan,
Deputy Assistant Secretary for Global
Information Services, Bureau of
Administration, U.S. Department of State.
[FR Doc. 2020–04101 Filed 2–27–20; 8:45 am]
DEPARTMENT OF STATE
[Public Notice: 11054]
Notice of Determinations; Additional
Culturally Significant Objects Imported
for Exhibition—Determinations:
‘‘Malangatana: Mozambique Modern’’
Exhibition
On November 15, 2019, notice
was published on page 62561 of the
Federal Register (volume 84, number
221) of determinations pertaining to
certain objects to be included in an
exhibition entitled ‘‘Malangatana:
Mozambique Modern.’’ Notice is hereby
given of the following determinations: I
hereby determine that certain additional
objects to be included in the exhibition
‘‘Malangatana: Mozambique Modern,’’
imported from abroad for temporary
exhibition within the United States, are
of cultural significance. The additional
objects are imported pursuant to a loan
agreement with the foreign owner or
custodian. I also determine that the
exhibition or display of the additional
exhibit objects at the Art Institute of
Chicago, Chicago, Illinois, from on or
about March 22, 2020, until on or about
July 5, 2020, and at possible additional
exhibitions or venues yet to be
determined, is in the national interest.
I have ordered that Public Notice of
these determinations be published in
the Federal Register.
SUMMARY:
Chi
D. Tran, Program Administrator, Office
of the Legal Adviser, U.S. Department of
State (telephone: 202–632–6471; email:
section2459@state.gov). The mailing
address is U.S. Department of State, L/
PD, SA–5, Suite 5H03, Washington, DC
20522–0505.
FOR FURTHER INFORMATION CONTACT:
The
foregoing determinations were made
pursuant to the authority vested in me
by the Act of October 19, 1965 (79 Stat.
985; 22 U.S.C. 2459), Executive Order
12047 of March 27, 1978, the Foreign
Affairs Reform and Restructuring Act of
1998 (112 Stat. 2681, et seq.; 22 U.S.C.
6501 note, et seq.), Delegation of
Authority No. 234 of October 1, 1999,
and Delegation of Authority No. 236–3
of August 28, 2000.
SUPPLEMENTARY INFORMATION:
Marie Therese Porter Royce,
Assistant Secretary, Educational and Cultural
Affairs, Department of State.
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Agencies
[Federal Register Volume 85, Number 40 (Friday, February 28, 2020)]
[Notices]
[Pages 12046-12047]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-04093]
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DEPARTMENT OF STATE
[Public Notice: 11055]
Notice of Determinations; Culturally Significant Objects Re-
Imported for Exhibition--Determinations: ``Caravans of Gold, Fragments
in Time: Art, Culture, and Exchange Across Medieval Saharan Africa''
Exhibition
SUMMARY: Notice is hereby given of the following determinations: I
hereby determine that certain objects included in the exhibition
``Caravans of Gold, Fragments in Time: Art, Culture, and Exchange
across Medieval Saharan Africa,'' being re-imported from abroad for
temporary exhibition within the United States, are of cultural
significance. The objects are re-imported pursuant to loan agreements
with the foreign owners or custodians. I also determine that the
exhibition or display of the exhibit objects at the National Museum of
African Art, Smithsonian Institution, Washington, District of
[[Page 12047]]
Columbia, from on or about April 8, 2020, until on or about November
29, 2020, and at possible additional exhibitions or venues yet to be
determined, is in the national interest. I have ordered that Public
Notice of these determinations be published in the Federal Register.
FOR FURTHER INFORMATION CONTACT: Chi D. Tran, Program Administrator,
Office of the Legal Adviser, U.S. Department of State (telephone: 202-
632-6471; email: [email protected]). The mailing address is U.S.
Department of State, L/PD, SA-5, Suite 5H03, Washington, DC 20522-0505.
SUPPLEMENTARY INFORMATION: The foregoing determinations were made
pursuant to the authority vested in me by the Act of October 19, 1965
(79 Stat. 985; 22 U.S.C. 2459), Executive Order 12047 of March 27,
1978, the Foreign Affairs Reform and Restructuring Act of 1998 (112
Stat. 2681, et seq.; 22 U.S.C. 6501 note, et seq.), Delegation of
Authority No. 234 of October 1, 1999, and Delegation of Authority No.
236-3 of August 28, 2000.
Marie Therese Porter Royce,
Assistant Secretary, Educational and Cultural Affairs, Department of
State.
[FR Doc. 2020-04093 Filed 2-27-20; 8:45 am]
BILLING CODE 4710-05-P