Privacy Act of 1974; System of Records, 11776-11809 [2020-03969]
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Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
DEPARTMENT OF THE TREASURY
Privacy Act of 1974; System of
Records
Bureau of the Fiscal Service,
Department of the Treasury.
ACTION: Notice of Systems of Records.
AGENCY:
In accordance with the
requirements of the Privacy Act of 1974,
the Department of the Treasury, Bureau
of the Fiscal Service is publishing its
inventory of Privacy Act systems of
records.
SUMMARY:
Submit comments on or before
March 30, 2020. The new routine uses
will be applicable on March 30, 2020
unless Treasury receives comments and
determines that changes to the system of
records notice are necessary.
ADDRESSES: David J. Ambrose, Chief
Security Officer/Chief Privacy Officer,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
FOR FURTHER INFORMATION CONTACT:
David J. Ambrose, Chief Security
Officer/Chief Privacy Officer, Bureau of
the Fiscal Service, 202–874–6488.
SUPPLEMENTARY INFORMATION: In
accordance with the Privacy Act of
1974, 5 U.S.C. 552a, and the Office of
Management and Budget (OMB),
Circular No. A–108, the Department of
the Treasury, Bureau of the Fiscal
Service has completed a review of its
Privacy Act systems of records notices
to identify changes that will more
accurately describe these records and is
publishing an inventory of them.
On October 7, 2012, the Secretary of
the Treasury issued Treasury Order
136–01, establishing within the
Department of the Treasury
(‘‘Department’’) the Bureau of the Fiscal
Service (‘‘Fiscal Service’’). The new
bureau consolidated the bureaus
formerly known as the Financial
Management Service (‘‘FMS’’) and the
Bureau of the Public Debt (‘‘BPD’’).
Treasury Order 136–01 was published
in the Federal Register on May 24, 2013
(78 FR 31629). Fiscal Service is
consolidating both legacy bureau’s
systems of records into a new set of
SORNs under the Fiscal Service name.1
In some instances, FMS and BPD’s
SORNs have been renumbered. In other
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DATES:
1 BPD last published its systems of records in
their entirety on August 17, 2011, at 76 FR 51128.
FMS last published its systems of records in their
entirety on October 15, 2012, at 77 FR 62602. Since
consolidation, Fiscal Service published two
additional systems of records: (1) Do Not Pay
Payment Verification Records, published on
December 9, 2013, at 78 FR 73923; and (2)
OneVoice Customer Relationship Management,
published on September 19, 2014, at 79 FR 56433.
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cases, parts of the legacy bureaus’
SORNs were combined into one or more
SORNs. No SORN was rescinded in its
entirety.
Fiscal Service’s SORNs are derived as
follows:
Systems of records notice .001
(Administrative Records) is derived
from FMS system of records notice .001
(Administrative Records) and BPD
system of records notice .001 (Human
Resources and Administrative Records).
System of records notice .002
(Payment Records) is derived from FMS
system of records notice .002 (Payment
Records—Treasury/FMS).
System of records notice .003 (Claims
and Inquiry Records on Treasury
Checks, and International Claimants) is
derived from FMS system of records
notice .003 (Claims and Inquiry Records
on Treasury Checks, and International
Claimants).
System of records notice .004
(Education and Training Records) is
derived from BPD system of records
notice .001 (Human Resources and
Administrative Records) and FMS
system of records notice .004 (Education
and Training Records).
System of records notice .005 (Fiscal
Service Personnel Records) is derived
from BPD system of records notice .001
(Human Resources and Administrative
Records) and FMS system of records
notice .005 (FMS Personnel Records).
System of records notice .006
(Employee Assistance Records) is
derived from BPD system of records
notice .005 (Employee Assistance
Records).
System of records notice .007 (Direct
Deposit Enrollment Records) is derived
from FMS system of records notice .006
(Direct Deposit Enrollment Records).
System of records notice .008 (Mailing
List Records) is derived from FMS
system of records notice .008 (Mailing
List Records—Treasury/FMS).
System of records notice .009
(Delegations and Designations of
Authority for Disbursing Functions) is
derived from FMS system of records
notice .010 (Records of Accountable
Offices’ Authority with Treasury).
System of records notice .010 (Precomplaint Counseling and Complaint
Activities) is derived from FMS system
of records notice .012 (Pre-Complaint
Counseling and Complaint Activities).
System of records notice .011 (Gifts to
the United States) is derived from FMS
system of records notice .013 (Gifts to
the United States).
System of records notice .012 (Debt
Collection Operations System) is
derived from FMS system of records
notice .014 (Debt Collection Operations
System).
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System of records notice .013
(Collections Records) is derived from
FMS system of records notice .017
(Collections Records).
System of records notice .014 (United
States Securities and Access) is derived
from BPD systems of records notices
.002 (United States Savings-Type
Securities), .003 (United States
Securities (Other than Savings-Type
Securities)), and .008 (Retail Treasury
Securities Access Application).
System of records notice .015
(Physical Access Control System) is
derived from BPD system of records
notice .004 (Controlled Access Security
System).
System of records notice .016 (Health
Unit Records) is derived from BPD
system of records notice .006 (Health
Service Program Records).
System of records notice .017 (Do Not
Pay Payment Verification Records) is
derived from Fiscal Service system of
records notice .023 (Do Not Pay
Payment Verification Records—
Department of the Treasury/Bureau of
the Fiscal Service).
System of records notice .018
(OneVoice Customer Relationship
Management) is derived from Fiscal
Service system of records notice .024
(OneVoice Customer Relationship
Management—Department of the
Treasury/Bureau of the Fiscal Service).
System of records notice .019 (Gifts to
Reduce the Public Debt) is derived from
BPD system of records notice .007 (Gifts
to Reduce the Public Debt).
System of records notice .020 (U.S.
Treasury Securities Fraud Information
System) is derived from BPD system of
records notice .009 (U.S. Treasury
Securities Fraud Information System).
Fiscal Service is adding one routine
use to all of the systems of records to
share information with other federal
agencies or federal entities as required
by OMB Memorandum 17–12,
‘‘Preparing for and Responding to a
Breach of Personally Identifiable
Information,’’ dated January 3, 2017, to
assist Treasury/Fiscal Service in
responding to a suspected or confirmed
breach or prevent, minimize, or remedy
the risk of harm to the requesters,
Treasury/Fiscal Service, the Federal
Government, or national security.
Fiscal Service also slightly expanded
the scope of SORN .003 (Claims and
Inquiry Records on Treasury Checks,
and International Claimants) to cover
payments that will be made pursuant to
the Guam World War II Loyalty
Recognition Act, Public Law 114–328,
Title XVII. This change is consistent
with the purpose of the SORN and many
other payments made pursuant to
similar statutes and requirements.
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In addition to the changes noted
above, this notice updates some of the
system of records notices, changes
references in the systems of records
notices, and makes other administrative
changes to reflect the consolidation into
the Fiscal Service, such as updating the
procedures for gaining access to, or
contesting the contents of, records in
these systems of records.
This notice covers all systems of
records adopted by the Fiscal Service as
of February 27, 2020. The system
notices are reprinted in their entirety
following the Table of Contents.
Ryan Law,
Deputy Assistant Secretary for Privacy,
Transparency, & Records.
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Table of Contents
Fiscal Service
TREASURY/Fiscal Service .001—
Administrative Records
TREASURY/Fiscal Service .002—Payment
Records
TREASURY/Fiscal Service .003—Claims
and Inquiry Records on Treasury Checks,
and International Claimants
TREASURY/Fiscal Service .004—
Education and Training Records
TREASURY/Fiscal Service .005—Fiscal
Service Personnel Records
TREASURY/Fiscal Service .006—
Employee Assistance Records
TREASURY/Fiscal Service .007—Direct
Deposit Enrollment Records
TREASURY/Fiscal Service .008—Mailing
List Records
TREASURY/Fiscal Service .009—
Delegations and Designations of
Authority for Disbursing Functions
TREASURY/Fiscal Service .010—Precomplaint Counseling and Complaint
Activities
TREASURY/Fiscal Service .011—Gifts to
the United States
TREASURY/Fiscal Service .012—Debt
Collection Operations System
TREASURY/Fiscal Service .013—
Collections Records
TREASURY/Fiscal Service .014—United
States Securities and Access
TREASURY/Fiscal Service .015—Physical
Access Control System
TREASURY/Fiscal Service .016—Health
Unit Records
TREASURY/Fiscal Service .017—Do Not
Pay Payment Verification Records
TREASURY/Fiscal Service .018—OneVoice
Customer Relationship Management
TREASURY/Fiscal Service .019—Gifts to
Reduce the Public Debt
TREASURY/Fiscal Service .020—U.S.
Treasury Securities Fraud Information
System
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
SYSTEM MANAGER(S):
(1) For Retiree Mailing Records:
Legislative and Public Affairs, Bureau of
the Fiscal Service, 3201 Pennsy Drive,
Warehouse ‘‘E’’, Landover, MD 20785;
and
(2) For all other records: Assistant
Commissioner, Office of Management,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 40 U.S.C. 581.
PURPOSE(S) OF THE SYSTEM:
Treasury/Fiscal Service .001
Information in this system of records
is collected and maintained about Fiscal
Service employees, their relocating
family members, contract vendors,
retirees and other individuals if: (1) The
Fiscal Service has incurred obligations
on their behalf; (2) the individual has
requested mailings from Fiscal Service
or other Treasury publications; (3) the
individual has a parking permit issued
by the Fiscal Service; (4) the individual
has been involved in a motor vehicle
accident that may involve the Fiscal
Service; (5) the individual has engaged
in certain transactions in connection
with their employment with the Fiscal
Service or (6) the individual is a vendor
to the Fiscal Service.
The information contained in the
records assists Fiscal Service in
properly tracking its use of appropriated
and non-appropriated funding to
acquire goods and services received
from contractors and other federal
agencies, as well as non-payroll related
reimbursements to employees. Fiscal
Service maintains these records to
ensure that financial records pertaining
to procurement, financial management
and relocation are maintained
accurately. For those receiving mailings,
information contained in the records
assists Fiscal Service in establishing and
maintaining a robust relationship with
its customers, as well as maintaining its
commitment to actively engage
employees, even those who have retired
from the Civil Service.
SYSTEM NAME AND NUMBER:
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Department of the Treasury, Bureau of
the Fiscal Service .001—Administrative
Records.
Fiscal Service employees (including
current and former employees), family
members of relocating Fiscal Service
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employees, contractors, vendors, sellers/
purchasers associated with residential
transactions involving certain relocating
Fiscal Service employees, and
individuals requesting various Treasury
publications.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Motor vehicle accident reports and
parking permits;
(2) Procurement records relating to:
(a) Contractors/vendors that are
individuals; and (b) government
purchase cardholders. These records
may include, for example, the name,
Social Security number and credit card
number for employees who hold
Government-use cards, as well as
procurement integrity certificates;
(3) Financial management records that
relate to government travel, vendor
accounts, other employee
reimbursements, interagency
transactions, employee pay records,
vendor registration data, purchase card
accounts and transactions, and program
payment agreements;
(4) Relocation records that relate to
employee relocation travel
authorizations, reimbursements, and
related vendor invoices;
(5) Retiree mailing records that
contain the name and address furnished
by Fiscal Service retirees that request
mailings of newsletters and other
special mailings; and
(6) Distribution Lists of Individuals
Requesting Various Treasury
Publications.
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by Fiscal Service personnel,
contractors/vendors or individuals
requesting Treasury publications.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) General Services Administration
for driver’s permits, parking permits,
accident reports, and credentials;
(2) Government Accountability Office
or Fiscal Service contractors for
servicing the public on Treasury
publications and managing
subscriptions to the appropriate
publications;
(3) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
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or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(4) The Office of Personnel
Management, the Merit Systems
Protection Board, the Equal
Employment Opportunity Commission,
and the Federal Labor Relations
Authority upon authorized request;
(5) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(6) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(7) Foreign governments in
accordance with formal or informal
international agreements;
(8) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(9) Contractors for the purpose of
processing personnel and administrative
records;
(10) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(11) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(12) Federal agencies, state agencies,
and local agencies for tax purposes;
(13) Private creditors for the purpose
of garnishing wages of an employee if a
debt has been reduced to a judgment;
(14) Authorized federal and nonfederal entities for use in approved
computer matching efforts, limited to
those data elements considered
necessary in making a determination of
eligibility under particular benefit
programs administered by those
agencies or entities, to improve program
integrity, and to collect debts and other
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monies owed to those agencies or
entities or to the Fiscal Service;
(15) Other federal agencies to effect
salary or administrative offset for the
purpose of collecting a debt, except that
addresses obtained from the Internal
Revenue Service shall not be disclosed
to other agencies;
(16) Next-of-kin, voluntary guardians,
and other representative or successor in
interest of a deceased or incapacitated
employee or former employee;
(17) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(18) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm; and
(19) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records may be retrieved by name,
Social Security number, other assigned
identifier, and Treasury publication.
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POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
In accordance with section (b)(12) of
the Privacy Act of 1974, as amended (5
U.S.C. 552a(b)(12)), disclosures may be
made from this system of records to
‘‘consumer reporting agencies’’ 2 in
accordance with section 3711(e) of title
31. The purpose of the disclosure is to
aid in the collection of outstanding
debts owed to the Federal Government.
After the prerequisites of 31 U.S.C. 3711
have been followed, the Fiscal Service
may disclose information necessary to
establish the identity of the individual
responsible for the claim, including
name, address, and taxpayer
identification number; the amount,
status, and history of the claim; and the
agency or program under which the
claim arose.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
2 ‘‘Consumer reporting agency’’ is defined in 31
U.S.C. 3701(a)(3).
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pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.001—Human Resources and
Administrative Records and on October
15, 2012 (77 FR 62602) as the
Department of the Treasury, Financial
Management Service .001—
Administrative Records.
Treasury/Fiscal Service .002
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .002—Payment
Records
SECURITY CLASSIFICATION:
Information in this system is not
classified.
Kansas City Regional Financial
Center, Bureau of the Fiscal Service,
U.S. Department of the Treasury, 4241
NE 34th Street, Kansas City, MO 64117;
Bureau of the Fiscal Service, 320 Avery
Street, Parkersburg, WV 26106–1328.
Records are also located throughout the
United States at Federal Reserve Banks
and financial institutions acting as
Treasury’s fiscal and financial agents.
The addresses of the fiscal and financial
agents may be obtained from the system
manager below.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant
Commissioner, Payment Management,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321, 3301,
3321, 3321 note, 3325, 3327, 3328, 3332,
3334, 3720.
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PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected from federal government
entities that are requesting disbursement
of domestic and international payments
to their recipients and is used to
facilitate such payments.
The information will also be used for
collateral purposes related to the
processing of disbursements, such as
collection of statistical information on
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who are the intended or
actual recipients of payments disbursed
by the United States Government.
CATEGORIES OF RECORDS IN THE SYSTEM:
Payment records showing a payee’s
name, Social Security number,
employer identification number, or
other agency identification or account
number; date and location of birth,
physical and/or electronic mailing
address; telephone numbers; payment
amount; date of issuance; trace number
or other payment identification number,
such as Treasury check number and
symbol; financial institution
information, including the routing
number of his or her financial
institution and the payee’s account
number at the financial institution; and
vendor contract and/or purchase order
number.
RECORD SOURCE CATEGORIES:
SYSTEM LOCATION:
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operations, development of computer
systems, investigation of unauthorized
or fraudulent activity, and the collection
of debts arising out of such activity.
Information in this system is provided
by: Federal departments and agencies
responsible for certifying, disbursing,
and collecting federal payments;
Treasury or Fiscal Service-designated
fiscal and financial agents of the United
States that process payments and
collections; and commercial database
vendors. Each of these record sources
may include information obtained from
individuals.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) The banking industry for payment
verification;
(2) Federal investigative agencies,
Departments and agencies for whom
payments are made, and payees;
(3) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
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and consistent with the official duties of
the person making the disclosure;
(4) A federal, state, or local agency
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(5) A court, magistrate, mediator, or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(6) Foreign governments in
accordance with formal or informal
international agreements;
(7) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(8) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(9) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(10) Federal creditor agencies, their
employees, or their agents for the
purpose of facilitating or conducting
federal administrative offset, federal tax
refund offset, federal salary offset, or for
any other authorized debt collection
purpose;
(11) Any state, territory or
commonwealth of the United States, or
the District of Columbia to assist in the
collection of state, commonwealth,
territory or District of Columbia claims
pursuant to a reciprocal agreement
between Fiscal Service and the state,
commonwealth, territory or the District
of Columbia, or pursuant to federal law
that authorizes the offset of federal
payments to collect delinquent
obligations owed to the state,
commonwealth, territory, or the District
of Columbia;
(12) The Defense Manpower Data
Center and the United States Postal
Service and other federal agencies
through authorized computer matching
programs for the purpose of identifying
and locating individuals who are
delinquent in their repayment of debts
owed to the Department or other federal
agencies in order to collect those debts
through salary offset and administrative
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offset, or by the use of other debt
collection tools;
(13) A contractor of the Fiscal Service
for the purpose of performing routine
payment processing services, subject to
the same limitations applicable to Fiscal
Service officers and employees under
the Privacy Act;
(14) A fiscal or financial agent of the
Fiscal Service, its employees, agents,
and contractors, or to a contractor of the
Fiscal Service, for the purpose of
ensuring the efficient administration of
payment processing services, subject to
the same or equivalent limitations
applicable to Fiscal Service officers and
employees under the Privacy Act;
(15) To appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(16) To another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(17) (a) a federal or state agency, its
employees, agents (including
contractors of its agents) or contractors;
(b) a fiscal or financial agent designated
by the Fiscal Service or other
Department of the Treasury bureau or
office, including employees, agents or
contractors of such agent; or (c) a
contractor of the Fiscal Service, for the
purpose of identifying, preventing, or
recouping improper payments to an
applicant for, or recipient of, federal
funds, including funds disbursed by a
state in a state-administered, federallyfunded program; disclosure may be
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19:52 Feb 26, 2020
Jkt 250001
made to conduct computerized
comparisons for this purpose;
(18) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity; and
(19) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 4 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS IN THE SYSTEM:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records may be retrieved by name,
Social Security number, employer
identification number, agency-supplied
identifier, date of payment, or trace
number, or other payment identifying
information, such as check number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR, Part 1, Subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
PO 00000
Frm 00006
Fmt 4701
Sfmt 4703
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .002—Payment Records.
Treasury/Fiscal Service .003
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .003—Claims and
Inquiry Records on Treasury Checks,
and International Claimants.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Kansas City Regional Financial
Center, Bureau of the Fiscal Service,
U.S. Department of the Treasury, 4241
NE 34th Street, Kansas City, MO 64117;
Bureau of the Fiscal Service, 320 Avery
Street, Parkersburg, WV 26106–1328.
Records are also located throughout the
United States at Federal Reserve Banks
and financial institutions acting as
Treasury’s fiscal and financial agents.
The addresses of the fiscal and financial
agents may be obtained from the system
manager below.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant
Commissioner, Payment Management,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E,’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; Treasury check claims—
15 U.S.C. 771 with delegation of
authority from Comptroller General of
the United States; International claims—
50 U.S.C. 2012; 22 U.S.C. 1627, 1641,
1642; Public Law 114–328.
PURPOSE(S) OF THE SYSTEM:
To be the system of record for all
checks issued by the U.S. Department of
the Treasury and claims against these
checks, including:
(1) Claims where the payee has
verified they were not the endorser of
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the check therefore resulting in
potential fraud;
(2) Claims of non-entitlement
(reclamations) by agencies;
(3) Claims of non-receipt by payees;
(4) Expired checks, i.e., limited pay
cancellations; and
(5) Claims for benefits under the War
Claims Act, the International Claims
Settlement Act of 1949, and the Guam
World War II Loyalty Recognition Act.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
(1) Payees and holders of Treasury
checks; and
(2) Claimants awarded benefits under
the War Claims Act, the International
Claims Settlement Act of 1949, and the
Guam World War II Loyalty Recognition
Act.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Treasury check claim files; and
(2) Awards for claims for losses
sustained by individuals.
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by:
(1) Individual payees of Treasury
checks, endorsers of Treasury checks,
investigative agencies, contesting
claimants;
(2) Federal program agencies and
other federal entities; and
(3) Awards certified to Treasury for
payment by Foreign Claims Settlement
Commission.
lotter on DSKBCFDHB2PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Endorsers concerning checks for
which there is liability, federal agencies,
state and local law enforcement
agencies, General Accountability Office,
congressional offices and media
assistance offices on behalf of payee
claimants;
(2) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
of or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
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19:52 Feb 26, 2020
Jkt 250001
(3) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(4) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of discovery,
litigation, or settlement negotiations, in
response to a subpoena, or in
connection with criminal law
proceedings;
(5) Foreign governments in
accordance with formal or informal
international agreements;
(6) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(7) The news media and the public,
with the approval of the Chief Privacy
Officer in consultation with counsel,
when there exists a legitimate public
interest in the disclosure of the
information, when disclosure is
necessary to preserve confidence in the
integrity of the Fiscal Service, or when
disclosure is necessary to demonstrate
the accountability of Fiscal Service’s
officers, employees, or individuals
covered by the system, except to the
extent the Chief Privacy Officer
determines that release of the specific
information in the context of a
particular issue would constitute an
unwarranted invasion of personal
privacy;
(8) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(9) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(10) The public when attempts by
Fiscal Service to locate the claimant
have been unsuccessful. This
information is limited to the claimant’s
name, city, and state of last known
address, and the amount owed to the
claimant. (This routine use does not
apply to the Iran Claims Program or the
Holocaust Survivors Claims Program or
other claims programs that statutorily
prohibit disclosure of claimant
information);
(11) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
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Fmt 4701
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11781
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(12) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(13) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach; and
(14) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records may be retrieved by:
(1) Name of payee and check number
and symbol;
(2) Social Security number; and
(3) Name of claimant or alphanumeric
reference to claim number.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
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Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on Oct. 15, 2012 (77 FR 62602)
as the Department of the Treasury,
Financial Management Service .003—
Claims and Inquiry Records on Treasury
Checks, and International Claimants.
SYSTEM NAME AND NUMBER:
lotter on DSKBCFDHB2PROD with NOTICES2
Department of the Treasury, Bureau of
the Fiscal Service .004—Education and
Training Records.
SECURITY CLASSIFICATION:
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C.
chapter 33; 31 U.S.C. 3720.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained about
Government employees and other
individuals who participate in Fiscal
Service’s education and training
program. The information contained in
the records will assist Fiscal Service in
properly tracking individual training
and accurately account for training
revenue and expenditures generated
through the Fiscal Service’s training
programs (for example, Integrated
Talent Management (ITM)). For Fiscal
Service personnel, the records
contained in Fiscal Service’s training
records will also assist managers’ active
participation in their employees’
learning plans. Fiscal Service maintains
the information necessary to ensure that
Fiscal Service keeps accurate records
related to classes, including a training
participant’s training and enrollment
status, class completion information,
and learning history. Fiscal Service also
maintains the records to ensure that
financial records pertaining to a training
participant’s payment for training fees
are maintained accurately. Fiscal
Service’s training records will report
financial information to the Internal
Revenue Service and Office of Personnel
Management. Finally, the information
contained in the covered records will be
used for collateral purposes related to
the training processes, such as the
collection of statistical information on
training programs, development of
computer systems, investigation of
unauthorized or fraudulent activity
related to submission of information to
Fiscal Service for training program
purposes and the collection of debts
arising out of such activity.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 320 Avery
Street, Parkersburg, WV 26106–1328.
Jkt 250001
Government employees (including
separated employees, in certain cases)
and other individuals who access and
apply for Fiscal Service training
services.
CATEGORIES OF RECORDS IN THE SYSTEM:
Information in this system is not
classified.
19:52 Feb 26, 2020
Assistant Commissioner, Office of
Management, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse
‘‘E’’, Landover, MD 20785.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Treasury/Fiscal Service .004
VerDate Sep<11>2014
SYSTEM MANAGER(S):
(1) Personal Profile—Account Record;
(2) Transcript Record;
(3) Enrollment Status Record;
(4) My Plan Record;
(5) Assessment Performance Results
Record;
PO 00000
Frm 00008
Fmt 4701
Sfmt 4703
(6) Managerial Approval/Disapproval
Status Record;
(7) Class Roster Record;
(8) Class Evaluation Record;
(9) Payment Record; and
(10) Statistical Reports—retrievable by
names: (a) Learning History, (b) Class
Enrollment Report, (c) Class Payment/
Billing Report, (d) Status of Training
Report, (e) Ad Hoc Training Report, and
(f) Other Similar Files or Registers.
RECORD SOURCE CATEGORIES:
Information in this system is provided
by the individual on whom the record
is maintained; the individual’s
employer; and other governmental
agency or educational institutions.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(2) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(3) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(4) Federal agencies, financial
institutions, and contractors for the
purpose of performing fiscal services,
including, but not limited to, processing
payments, investigating and rectifying
possible erroneous reporting
information, testing and enhancing
related computer systems, creating and
reviewing statistics to improve the
quality of services provided, or
conducting debt collection services;
(5) Federal agencies, their agents and
contractors for the purposes of
facilitating the collection of receipts,
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lotter on DSKBCFDHB2PROD with NOTICES2
Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
determining the acceptable method of
collection, the accounting of such
receipts, and the implementation of
programs related to the receipts being
collected as well as status of their
personnel training, statistical training
information;
(6) Financial institutions, including
banks and credit unions, and credit card
companies for the purpose of collections
and/or investigating the accuracy of
information required to complete
transactions using electronic methods
and for administrative purposes, such as
resolving questions about a transaction;
(7) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(8) Foreign governments in
accordance with formal or informal
international agreements;
(9) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(10) Federal agencies, their agents and
contractors, credit bureaus, and
employers of individuals who owe
delinquent debt when the debt arises
from the unauthorized use of electronic
payment methods. The information will
be used for the purpose of collecting
such debt through offset, administrative
wage garnishment, referral to private
collection agencies, litigation, reporting
the debt to credit bureaus, or for any
other authorized debt collection
purpose;
(11) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(12) To appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
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19:52 Feb 26, 2020
Jkt 250001
(13) To another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach; and
(14) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Electronic training data can be
retrieved by class name and/or
organization name and participant
name. Electronic financial data can be
retrieved by name, organization and
payment information (e.g., credit card,
Standard Form 182).
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
11783
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.001—Human Resources and
Administrative Records and on October
15, 2012 (77 FR 62602) as the
Department of the Treasury, Financial
Management Service .004—Education
and Training Records.
Treasury/Fiscal Service .005
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .005—Fiscal Service
Personnel Records.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
Bureau of the Fiscal Service, U.S.
Department of the Treasury, locations
at: 3201 Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785; 200 Third Street,
Parkersburg, WV 26106–1328; 320
Avery Street, Parkersburg, WV 26106–
1328; 4241 NE 34th Street, Kansas City,
MO 64117–3120; 13000 Townsend
Road, Philadelphia, PA 19154; and
Fiscal Service offices in Austin, TX
78714 and Birmingham, AL. Copies of
some documents have been duplicated
for maintenance by supervisors for
employees or programs under their
supervision. These duplicates are also
covered by this system of records.
RECORD ACCESS PROCEDURES:
SYSTEM MANAGER(S):
Individuals requesting information
under the Privacy Act must follow
procedures set forth in the regulations of
(1) For personnel records: Assistant
Commissioner, Office of Management,
Bureau of the Fiscal Service, 3201
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
PO 00000
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Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785; and
(2) For personnel security records:
Assistant Commissioner, Office of
Information and Security Services,
Bureau of the Fiscal Service, 320 Avery
Street, Parkersburg, WV 26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; U.S. Office of Personnel
Management, Guide to Personnel
Recordkeeping (Operating Manual).
PURPOSE(S) OF THE SYSTEM:
The information contained in these
records assists Fiscal Service in: (1)
Maintaining current and historical
personnel records and preparing
individual administrative transactions
relating to classification; assignment;
career development; evaluation;
promotion, compensation, separation
and retirement; making decisions on the
rights, benefits, entitlements and the
utilization of individuals; providing a
data source for the production of
reports, statistical surveys, rosters,
documentation, and studies required for
the orderly personnel administration
within Treasury; (2) maintaining
employment history; (3) providing
investigatory information for
determinations concerning whether an
individual is suitable or fit for
Government employment; eligible for
logical and physical access to Treasury
controlled facilities and information
systems; eligible to hold sensitive
positions (including but not limited to
eligibility for access to classified
information); fit to perform work for or
on behalf of the U.S. Government as a
contractor; qualified to perform
contractor services for the U.S.
Government; or loyal to the United
States; (4) ensuring that Fiscal Service is
upholding the highest standards of
integrity, loyalty, conduct, and security
among its employees and contract
personnel; (5) to help streamline and
make the adjudicative process more
efficient; and (6) to otherwise conform
with applicable legal, regulatory and
policy authorities.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
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Fiscal Service employees (including
current and separated employees),
family members of Fiscal Service
employees, and applicants for Fiscal
Service employment.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Human Resources Records:
Records covered under the National
Archives and Records Administration
(‘‘NARA’’)’s General Records Schedule,
2.0 Human Resources, which relate to
the supervision over and management of
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federal civilian employees, including
the disposition of Official Personnel
Folders and other records relating to
civilian personnel; and
(2) Personnel Security Records:
Records covered under the NARA
General Records Schedule 2.1 Employee
Acquisition Records, and 5.6 Security
Records that relate to initial and
recurring background investigations of
Fiscal Service employee and
contractors, as well as the issuance of
PIV-enabled identification cards (i.e.,
credentials).
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by applicant Notification of
Personnel Action Forms (SF–50), job
application/resume (completed by
applicant), payroll actions references,
educational institutions, the subject of
the record, authorized representatives,
supervisor, employers, medical
personnel, other employees, other
federal, state, or local agencies, and
commercial entities.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(2) The Office of Personnel
Management, the Merit Systems
Protection Board, the Equal
Employment Opportunity Commission,
and the Federal Labor Relations
Authority upon authorized request;
(3) Other federal, state, or local
agencies, such as a state employment
compensation board or housing
administration agency, so that the
agency may adjudicate an individual’s
eligibility for a benefit, or liability in
such matters as child support;
(4) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
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requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(5) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(6) Foreign governments in
accordance with formal or informal
international agreements;
(7) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(8) Contractors for the purpose of
processing personnel and administrative
records;
(9) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(10) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(11) Consumer reporting agencies,
private creditors and debt collection
agencies, including mailing addresses
obtained from the Internal Revenue
Service to obtain credit reports;
(12) Federal agencies and to state and
local agencies for tax purposes;
(13) Private creditors for the purpose
of garnishing wages of an employee if a
debt has been reduced to a judgment;
(14) Authorized federal and nonfederal entities for use in approved
computer matching efforts, limited to
those data elements considered
necessary in making a determination of
eligibility under particular benefit
programs administered by those
agencies or entities, to improve program
integrity, and to collect debts and other
monies owed to those agencies or
entities or to the Fiscal Service;
(15) Other federal agencies to effect
salary or administrative offset for the
purpose of collecting a debt, except that
addresses obtained from the Internal
Revenue Service shall not be disclosed
to other agencies;
(16) Next-of-kin, voluntary guardians,
and other representative or successor in
interest of a deceased or incapacitated
employee or former employee;
(17) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
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management inspections under
authority of 44 U.S.C. 2904 and 2906;
(18) A congressional office in
response to an inquiry made at the
request of the individual to whom the
record pertains;
(19) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(20) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach; and
(21) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
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DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
In accordance with section (b)(12) of
the Privacy Act of 1974, as amended (5
U.S.C. 552a(b)(12)), disclosures may be
made from this system of records to
‘‘consumer reporting agencies’’ 3 in
accordance with section 3711(e) of title
31.’’ The purpose of the disclosure is to
aid in the collection of outstanding
debts owed to the Federal Government.
After the prerequisites of 31 U.S.C. 3711
have been followed, the Fiscal Service
may disclose information necessary to
establish the identity of the individual
responsible for the claim, including
3 ‘‘Consumer
reporting agency’’ is defined in 31
U.S.C. 3701(a)(3).
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name, address, and taxpayer
identification number; the amount,
status, and history of the claim; and the
agency or program under which the
claim arose.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
By name, Social Security number or
other assigned identifier.
11785
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.001—Human Resources and
Administrative Records and on October
15, 2012 (77 FR 62602) as the
Department of the Treasury, Financial
Management Service .005—FMS
Personnel Records.
Treasury/Fiscal Service .006
SYSTEM NAME AND NUMBER:
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
Department of the Treasury, Bureau of
the Fiscal Service .006—Employee
Assistance Records.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
This system covers Fiscal Service
employee assistance records that are
maintained by another federal, state,
local government, or contractor under
an agreement with the Fiscal Service
directly or through another entity to
provide the Employee Assistance
Program (EAP) functions. The address of
the other agency or contractor may be
obtained from the system manager
below.
SYSTEM MANAGER(S):
Assistant Commissioner, Office of
Management, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse
‘‘E’’, Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
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Fmt 4701
Sfmt 4703
5 U.S.C. 301, 7361, 7362, 7904; 44
U.S.C. 3101.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to provide
a history and record of the employee’s
or his/her family member’s counseling
session.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Fiscal Service employees and former
employees who have been counseled,
either by self-referral or supervisoryreferral, regarding alcohol or drug abuse,
emotional health, or other personal
problems. Where applicable, this system
also covers family members of Fiscal
Service employees when the family
member uses the services of the EAP.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records of each
employee and, in some cases, family
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members of the employee who have
used the EAP for an alcohol, drug,
emotional, or personal problem.
Examples of information that may be
found in each record are: The
individual’s name; Social Security
number; date of birth; grade; job title;
home address; telephone numbers;
supervisor’s name and telephone
number; assessment of problem; and
referrals to treatment facilities and
outcomes.
RECORD SOURCE CATEGORIES:
Information in this system of records
comes from the individual to whom it
applies, the supervisor of the individual
if the individual was referred by a
supervisor, or the contractor’s staff
member who records the counseling
session.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) An entity under contract with the
Fiscal Service for the purpose of
providing the EAP function;
(2) Medical personnel to the extent
necessary to meet a bona fide medical
emergency in accordance with the
Confidentiality of Alcohol and Drug
Abuse Patient Records regulations (42
CFR part 2);
(3) Contractors and consultants, and
their employees, contractors or other
personnel for the purpose of conducting
scientific research, management audits,
financial audits, or program evaluation,
provided individual identifiers are not
disclosed in any manner, in accordance
with the Confidentiality of Alcohol and
Drug Abuse Patient Records regulations
(42 CFR part 2);
(4) The Department of Justice or other
appropriate federal agency in defending
claims against the United States when
the records are not covered by the
Confidentiality of Alcohol and Drug
Abuse Patient Records regulations at 42
CFR part 2;
(5) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(6) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
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Jkt 250001
or in connection with criminal law
proceedings;
(7) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(8) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(9) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach; and
(10) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by the
name and Social Security number or
other assigned identifier of the
individual on whom they are
maintained.
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Fmt 4701
Sfmt 4703
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
When Fiscal Service contracts with an
entity for the purpose of providing the
EAP functions, the contractor shall be
required to maintain Privacy Act of
1974, as amended, safeguards with
respect to such records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.005—Employee Assistance Records.
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Treasury/Fiscal Service .007
CATEGORIES OF RECORDS IN THE SYSTEM:
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .007—Direct Deposit
Enrollment Records.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Federal Reserve Bank of Dallas, acting
in its capacity as Treasury’s fiscal agent,
2200 North Pearl Street, Dallas, TX
75201.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant
Commissioner, Payment Management,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C.
chapter 33; 31 U.S.C. 3332.
PURPOSE(S) OF THE SYSTEM:
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Information in this system of records
is collected and maintained about
individuals who wish to enroll in the
Direct Deposit program in order to
receive federal payments directly to a
bank account or other similar type of
account via electronic funds transfer,
rather than by paper check.
The records are used to process Direct
Deposit enrollment applications that
may be received directly by Fiscal
Service, its fiscal agents, and/or
contractors. The records are collected
and maintained to guarantee that Direct
Deposit enrollment applications are
processed properly to ensure that a
recipient’s federal payment will be
disbursed to the correct account.
Without the appropriate information,
Fiscal Service, its fiscal agents and
contractors, would not be able to
process the Direct Deposit enrollment
application as requested by the
individual authorizing the Direct
Deposit.
The information will also be used for
collateral purposes related to the
processing of Direct Deposit
enrollments, such as collection of
statistical information on operations,
development of computer systems,
investigation of unauthorized or
fraudulent activity, and the collection of
debts arising out of such activity.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who enroll with the Fiscal
Service to receive federal payments
from the Federal Government via an
electronic funds transfer program
known as ‘‘Direct Deposit.’’
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The records may contain identifying
information, such as: An individual’s
name(s), Social Security number, home
address, home and work telephone
number, and personal email address
(home and work); date of birth; bank
account(s) and other types of accounts
to which payments are made, such as
the individual’s bank account number
and the financial institution routing and
transit number; information about an
individual’s payments received from the
United States, including the type of
payment received and the federal
agency responsible for authorizing the
payment; information related to the
cancellation or suspension of an
individual’s Direct Express® debit card 4
by Fiscal Service’s financial agent; and
information provided by an individual
regarding a hardship due to a remote
geographic location or about his or her
inability to manage a bank account or
prepaid debit card due to mental
impairment.
RECORD SOURCE CATEGORIES:
Information in this system is provided
by the individual on whom the record
is maintained (or by his or her
authorized representative), other
persons who electronically authorize
payments from the Federal Government,
federal agencies responsible for
authorizing payments, federal agencies
responsible for disbursing payments,
Treasury financial agents, Treasury
fiscal agents that process Direct Deposit
enrollment applications, and
contractors.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
4 Direct Express® is a registered service mark of
the Bureau of the Fiscal Service, U.S. Department
of the Treasury.
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11787
(2) A federal, state, or local agency,
maintaining civil, criminal, or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(3) Foreign governments in
accordance with formal or informal
international agreements;
(4) Authorized federal and nonfederal entities for use in approved
computer matching efforts, limited to
those data elements considered
necessary in making a determination of
eligibility under particular benefit
programs administered by those
agencies or entities, to improve program
integrity, and to collect debts and other
monies owed to those agencies or
entities or to the Fiscal Service;
(5) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(6) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(7) Fiscal agents, financial agents,
financial institutions, and contractors
for the purposes of: (a) Processing Direct
Deposit enrollment applications,
including, but not limited to, processing
Direct Deposit enrollment forms and
implementing programs related to Direct
Deposit; investigating and rectifying
possible erroneous information; creating
and reviewing statistics to improve the
quality of services provided; conducting
debt collection services for debts arising
from Direct Deposit activities; or
developing, testing and enhancing
computer systems; and (b) processing
waivers from the requirement to receive
payments electronically, including, but
not limited to, processing automatic
waivers and applications for waivers, as
well as implementing the waivers;
investigating and rectifying possible
erroneous information or fraud; creating
and reviewing statistics to improve the
quality of services provided; or
developing, testing and enhancing
computer systems;
(8) Federal agencies, their agents, and
contractors for the purposes of
facilitating the processing of Direct
Deposit enrollment applications and the
implementation of programs related to
Direct Deposit;
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(9) Federal agencies, their agents and
contractors, credit bureaus, and
employers of individuals who owe
delinquent debt for the purpose of
garnishing wages, only when the debt
arises from the unauthorized or
improper use of the Direct Deposit
program. The information will be used
for the purpose of collecting such debt
through offset, administrative wage
garnishment, referral to private
collection agencies, litigation, reporting
the debt to credit bureaus, or for any
other authorized debt collection
purpose;
(10) Financial institutions, including
banks and credit unions, for the purpose
of disbursing payments and/or
investigating the accuracy of
information required to complete
transactions using Direct Deposit and
for administrative purposes, such as
resolving questions about a transaction;
(11) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(12) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(13) Federal agencies, state agencies,
and local agencies for tax purposes;
(14) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(15) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
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national security, resulting from a
suspected or confirmed breach;
(16) Consumer reporting agencies, as
defined by the Fair Credit Reporting
Act, 5 U.S.C. 1681(f), to encourage
repayment of a delinquent debt; and
(17) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records are retrieved by name, Social
Security number, telephone number,
transaction identification number, or
other alpha/numeric identifying
information.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .006—Direct Deposit Enrollment
Records.
Treasury/Fiscal Service .008
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .008—Mailing List
Records.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785, or its fiscal or
financial agents at various locations.
The addresses of the fiscal or financial
agents may be obtained by contacting
the System Manager below.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant
Commissioner, Payment Management,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C.
chapter 33; 31 U.S.C. 3332; Title XII of
the Dodd-Frank Wall Street Reform and
Consumer Protection Act (Pub. L. 111–
203, Jul. 21, 2010).
RECORD ACCESS PROCEDURES:
PURPOSE(S) OF THE SYSTEM:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
Information in this system of records
is collected and maintained about low
to moderate income individuals, who
are more likely to be unbanked or
under-banked, and who could
potentially receive federal tax refund
payments. The records are used to send
letters to individuals informing them of
the benefits of electronic payments and
Treasury-recommended account options
for receiving payments electronically.
Without the information, Fiscal Service
and its fiscal or financial agents and
contractors would not be able to directly
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
PO 00000
Frm 00014
Fmt 4701
Sfmt 4703
E:\FR\FM\27FEN2.SGM
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Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
notify prospective payment recipients
about the benefits of electronic
payments and the Treasuryrecommended account options for the
receipt of federal payments
electronically.
The information will also be used to
study the effectiveness of offering
account options to individuals for the
purpose of receiving federal payments.
To study program efficacy, Fiscal
Service may use its mailing list records
to collect aggregate statistical
information on the success and benefits
of direct mail and the use of commercial
database providers.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Low- to moderate-income individuals,
who are more likely to be unbanked or
underbanked, who could potentially
receive federal tax refund payments,
and whose names and addresses are
included on mailing lists purchased
from commercial providers.
CATEGORIES OF RECORDS IN THE SYSTEM:
The records may contain identifying
information, such as an individual’s
name(s) and address.
RECORD SOURCE CATEGORIES:
Information in this system is provided
by commercial database providers based
on publicly available information.
lotter on DSKBCFDHB2PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) The U.S. Department of Justice
(‘‘DOJ’’) for its use in providing legal
advice to the Department or in
representing the Department in a
proceeding before a court, adjudicative
body, or other administrative body
before which the Department is
authorized to appear, where the use of
such information by the DOJ is deemed
by the Department to be relevant and
necessary to the litigation, and such
proceeding names as a party or interests:
(a) The Department or any component
thereof; (b) any employee of the
Department in his or her official
capacity; (c) any employee of the
Department in his or her individual
capacity where DOJ has agreed to
represent the employee; or (d) the
United States, where the Department
determines that litigation is likely to
VerDate Sep<11>2014
19:52 Feb 26, 2020
Jkt 250001
affect the Department or any of its
components;
(2) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(3) Fiscal agents, financial agents, and
contractors for the purpose of mailing
information to individuals about the
benefits of electronic federal payments
and Treasury-recommended account
options for receipt of federal payments
electronically, including, but not
limited to, processing direct mail or
performing other marketing functions;
and creating and reviewing statistics to
improve the quality of services
provided;
(4) Federal agencies, their agents and
contractors for the purposes of
implementing and studying options for
encouraging current and prospective
federal payment recipients to receive
their federal payments electronically;
(5) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(6) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(7) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violations
or enforcing or implementing a statute,
rule, regulation, order, or license, when
a record, either on its face or in
conjunction with other information,
indicates a violation or potential
violation of law, which includes
criminal, civil, or regulatory violations
and such disclosure is proper and
consistent with the official duties of the
person making the disclosure;
(8) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(9) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(10) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
PO 00000
Frm 00015
Fmt 4701
Sfmt 4703
11789
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(11) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach; and
(12) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records are retrieved by name,
address, or other alpha/numeric
identifying information.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
E:\FR\FM\27FEN2.SGM
27FEN2
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Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
Information in this system of records
is collected and maintained from federal
agencies that are requesting
disbursement of domestic and
international payments to its recipients.
The information is collected and
maintained to ensure that only properly
authorized Federal Government
personnel are able to engage in the
process of disbursing a payment.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Heads of Agencies, Certifying
Officers, designated agents, and other
federal employees designated to perform
specific disbursement-related functions.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records are maintained on the
designation or removal of individuals to
act in a specified capacity pursuant to
a proper authorization.
NOTIFICATION PROCEDURES:
RECORD SOURCE CATEGORIES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
Information in this system of records
is provided by government departments
and agencies requiring services of the
Department for issuance and payment of
Treasury checks.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .008—Mailing List Records.
Treasury/Fiscal Service .009
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .009—Delegations and
Designations of Authority for Disbursing
Functions
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Kansas City Regional Financial
Center, Bureau of the Fiscal Service,
U.S. Department of the Treasury, 4241
NE 34th Street, Kansas City, MO 64117.
SYSTEM MANAGER(S):
lotter on DSKBCFDHB2PROD with NOTICES2
PURPOSE(S) OF THE SYSTEM:
Chief Disbursing Officer, Assistant
Commissioner, Payment Management,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 3321, 3325.
VerDate Sep<11>2014
19:52 Feb 26, 2020
Jkt 250001
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Banking institutions, Federal
Reserve Banks, and government
agencies for verification of information
on authority of individuals to determine
propriety of actions taken by such
individuals;
(2) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(3) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
PO 00000
Frm 00016
Fmt 4701
Sfmt 4703
clearance, suitability determination,
license, contract, grant, or other benefit;
(4) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(5) Foreign governments in
accordance with formal or informal
international agreements;
(6) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(7) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(8) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(9) Contractors for the purpose of
processing personnel and administrative
records;
(10) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(11) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
E:\FR\FM\27FEN2.SGM
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Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
(12) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
and
(13) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .010—Records of Accountable
Officers’ Authority With Treasury.
Treasury/Fiscal Service .010
SYSTEM NAME AND NUMBER:
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Department of the Treasury, Bureau of
the Fiscal Service .010—Pre-complaint
Counseling and Complaint Activities.
Records may be retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
SECURITY CLASSIFICATION:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 200 Third
Street, Parkersburg, WV 26106–1328.
SYSTEM MANAGER(S):
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
lotter on DSKBCFDHB2PROD with NOTICES2
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
Director, Equal Employment
Opportunity & Diversity, Bureau of the
Fiscal Service, 200 Third Street,
Parkersburg, WV 26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7154; 42 U.S.C. 200e–16;
Executive Order 11478; and 5 CFR part
713.
PURPOSE(S) OF THE SYSTEM:
The system is used for the
investigation of complaints of
discrimination on the basis of race,
color, national origin, sex, age,
retaliation/reprisal and disability. In
addition, the system contains case files
developed in investigating complaints
and in reviewing actions within Fiscal
Service to determine if it conducted
programs and activities in compliance
with the federal laws. The system also
contains annual and bi-annual statistical
data submitted to and used by the Fiscal
Service.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Employees seeking services of EEO
Counselors.
NOTIFICATION PROCEDURES:
CATEGORIES OF RECORDS IN THE SYSTEM:
Individuals seeking to be notified if
this system of record contains a record
Monthly pre-complaint activity
reports from all Fiscal Service facilities.
VerDate Sep<11>2014
19:52 Feb 26, 2020
Jkt 250001
PO 00000
Frm 00017
Fmt 4701
Sfmt 4703
11791
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by monthly submissions by
financial centers and headquarters.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(2) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(3) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(4) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(5) Appropriate federal, state, local, or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order or license,
when a record, either on its face or in
conjunction with other information,
indicates a violation or potential
violation of law, which includes
criminal, civil, or regulatory violations
and such disclosure is proper and
consistent with the official duties of the
person making the disclosure;
(6) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(7) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
E:\FR\FM\27FEN2.SGM
27FEN2
11792
Federal Register / Vol. 85, No. 39 / Thursday, February 27, 2020 / Notices
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(8) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(9) Contractors for the purpose of
processing personnel and administrative
records; and
(10) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .012—Pre-complaint Counseling
and Complaint Activities.
SECURITY CLASSIFICATION:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
lotter on DSKBCFDHB2PROD with NOTICES2
CONTESTING RECORD PROCEDURES:
Department of the Treasury, Bureau of
the Fiscal Service .011—Gifts to the
United States
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
Jkt 250001
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
SYSTEM NAME AND NUMBER:
Records may be retrieved by
employee name and date of receipt.
19:52 Feb 26, 2020
RECORD ACCESS PROCEDURES:
Treasury/Fiscal Service .011
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
VerDate Sep<11>2014
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 200 Third
Street, Parkersburg, WV 26106–1328.
SYSTEM MANAGER(S):
Director, Reporting and Analysis
Division, Reporting and Analysis
Branch 2, Bureau of the Fiscal Service,
200 Third Street, Parkersburg, WV
26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
31 U.S.C. 3113.
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PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to
document donors’ gifts to the United
States Government.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Donors of inter vivos and
testamentary gifts to the United States.
CATEGORIES OF RECORDS IN THE SYSTEM:
Correspondence, copies of wills and
court proceedings, and other material
related to gifts to the United States.
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by individuals, executors,
administrators and other involved
persons.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Fiscal agents, financial agents,
financial institutions, and contractors
for the purpose of performing fiscal or
financial services, including, but not
limited to, processing payments,
investigating and rectifying possible
erroneous reporting information,
creating and reviewing statistics to
improve the quality of services
provided, or developing, testing and
enhancing computer systems;
(2) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(3) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
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system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(4) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(5) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(6) The news media and the public,
with the approval of the Chief Privacy
Officer in consultation with counsel,
when there exists a legitimate public
interest in the disclosure of the
information, when disclosure is
necessary to preserve confidence in the
integrity of the Fiscal Service, or when
disclosure is necessary to demonstrate
the accountability of the Fiscal Service’s
officers, employees, or individuals
covered by the system, except to the
extent the Chief Privacy Officer
determines that release of the specific
information in the context of a
particular issue would constitute an
unwarranted invasion of personal
privacy;
(7) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(8) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(9) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
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or in connection with criminal law
proceedings;
(10) A congressional office in
response to an inquiry made at the
request of the individual to whom the
record pertains;
(11) Authorized federal and nonfederal entities for use in approved
computer matching efforts, limited to
those data elements considered
necessary in making a determination of
eligibility under particular benefit
programs administered by those
agencies or entities, to improve program
integrity, and to collect debts and other
monies owed to those agencies or
entities or to the Fiscal Service; and
(12) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records may be retrieved by name of
donor.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
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11793
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .013—Gifts to the United States.
Treasury/Fiscal Service .012
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .012—Debt Collection
Operations System.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Records are located throughout the
United States at Bureau of the Fiscal
Service operations centers, Federal
Records Centers, Federal Reserve Banks
acting as Treasury’s fiscal agents, and
financial institutions acting as
Treasury’s financial agents. Addresses
may be obtained from system managers.
SYSTEM MANAGER(S):
System Manager, Debt Management
Services, Bureau of the Fiscal Service,
3201 Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Claims Collection Act of 1966
(Pub. L. 89–508), as amended by the
Debt Collection Act of 1982 (Pub. L. 97–
365, as amended); Deficit Reduction Act
of 1984 (Pub. L. 98–369, as amended);
Debt Collection Improvement Act of
1996 (Pub. L. 104–134, sec. 31001);
Taxpayer Relief Act of 1997 (Pub. L.
105–34); Internal Revenue Service
Restructuring and Reform Act of 1998
(Pub. L. 105–206); Improper Payments
Information Act of 2002 (Pub. L. 107–
300); Recovery Audit Act of 2002 (Pub.
L. 107–107; Section 831; 115 Stat. 1186);
Improper Payments Elimination and
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Recovery Act of 2010 (Pub. L. 111–204);
Improper Payments Elimination and
Recovery Improvement Act of 2012
(Pub. L. 112–248); 26 U.S.C. 6402; 26
U.S.C. 6331; 31 U.S.C. chapter 37
(Claims), subchapter I (General) and
subchapter II (Claims of the U.S.
Government); 31 U.S.C. 3321 note.
PURPOSE(S) OF THE SYSTEM:
The purpose of this system is to
maintain records about individuals who
owe current receivable(s) or delinquent
debt(s) to the United States or to any
person for whom the United States is
authorized by statute to collect for the
benefit of such person, through one or
more of its departments or agencies, or
to states, including past due support
enforced by states. The information
contained in the records is maintained
for the purpose of taking action to
facilitate the collection or resolution of
the debt(s) using various methods,
including, but not limited to, requesting
repayment of the debt orally or in
writing; offset or levy of federal or state
payments; administrative wage
garnishment; referral to collection
agencies or for litigation; or other
collection or resolution methods
authorized or required by law. The
information is also maintained for the
purpose of providing collection
information about the debt to the agency
collecting the debt, so that debtors can
access information to resolve their debt,
and to provide statistical information on
debt collection operations. The
information is also maintained for the
purpose of testing and developing
enhancements to: The computer systems
which contain the records; and
operations or business processes used to
collect or resolve debts. The information
is also maintained for the purpose of
data analysis related to improving
government-wide efforts to resolve and/
or collect current receivables and
delinquent debts owed to federal and/or
state agencies. The information is also
maintained for the purpose of resolving
delinquent debts owed by debtors who
are ineligible for federally funded
programs until the delinquency is
resolved, or for identifying, preventing,
or recouping improper payments to
individuals who owe obligations to
federal and/or state agencies.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who may owe current
receivables or delinquent debts
(collectively ‘‘debts’’) to: (a) The United
States, through one or more of its
departments and agencies; or (b) states,
territories or commonwealths of the
United States, or the District of
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Columbia (hereinafter collectively
referred to as ‘‘States’’).
debt, such as name, telephone number,
and address of the agency contact.
CATEGORIES OF RECORDS IN THE SYSTEM:
RECORD SOURCE CATEGORIES:
Debt records containing information
about the debtor(s), the type of debt, the
governmental entity to which the debt is
owed, and the debt collection tools
utilized to collect the debt. The records
may contain identifying information,
such as: (a) Debtor name(s) and taxpayer
identifying number(s) (i.e., Social
Security number or employer
identification number); (b) debtor
contact information, such as work and
home address, email address, or work,
home or cellular telephone numbers; (c)
contact information for the debtor’s
authorized third party representative(s);
(d) information concerning the financial
status of the debtor and his/her
household, including income, assets,
liabilities or other financial burdens,
and any other resources from which the
debt may be recovered; and (e) name of
employer or employer contact
information. Debts may include taxes,
loans, assessments, fines, fees, penalties,
overpayments, advances, extensions of
credit from sales of goods or services, or
other amounts of money or property
owed to, or collected by, the Federal
Government or a State, including past
due support which is being enforced by
a State.
The records also may contain
information about: (a) The debt, such as
the original amount of the debt, the debt
account number, the date the debt
originated, the amount of the
delinquency or default, the date of
delinquency or default, basis for the
debt, amounts accrued for interest,
penalties, and administrative costs,
proof of debt documentation, or
payments on the account; (b) actions
taken to collect or resolve the debt, such
as copies of demand letters or invoices,
information prepared for the purpose of
referring the debt to private collection
agencies or the United States
Department of Justice, recordings of
telephone calls and computer activity
related to the collection and resolution
of debt, collectors’ notes regarding
telephone or other communications
related to the collection or resolution of
the debt, copies of administrative wage
garnishment orders, due process
notices, hearing requests, and hearing
decisions, payment or compromise
agreements; (c) other relevant
information, including orders for
military service, prison records,
bankruptcy notices, medical records, or
other correspondence with the debtor;
and (d) the referring or governmental
agency that is collecting or owed the
Information in this system is provided
by: The individual on whom the record
is maintained; Federal and state
agencies to which the debt is owed;
Federal agencies and other entities that
employ the individual or have
information concerning the individual’s
employment or financial resources;
Federal and State agencies issuing
payments; collection agencies; locator
and asset search companies, credit
bureaus, and other database vendors;
Federal, State or local agencies
furnishing identifying information and/
or debtor address information; and/or
public documents.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(2) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(3) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(4) Any federal agency, State or local
agency, or their agents or contractors,
including private collection agencies:
(a) To facilitate the collection of debts
through the use of any combination of
various debt collection methods
required or authorized by law,
including, but not limited to:
(i) Request for repayment by
telephone or in writing;
(ii) Negotiation of voluntary
repayment or compromise agreements;
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(iii) Offset or levy of Federal or State
payments, which may include the
disclosure of information contained in
the records for the purpose of providing
the debtor with appropriate notice or to
otherwise comply with prerequisites, to
facilitate voluntary repayment in lieu of
offset or levy, to provide information to
the debtor to understand what
happened to the payment, or to
otherwise effectuate the offset or levy
process;
(iv) Referral of debts to private
collection agencies, to Treasurydesignated debt collection centers, or for
litigation;
(v) Administrative and court-ordered
wage garnishment;
(vi) Debt sales;
(vii) Publication of names and
identities of delinquent debtors in the
media or other appropriate places; or
(viii) Any other debt collection
method authorized by law;
(b) To conduct computerized
comparisons to locate Federal or State
payments to be made to debtors;
(c) To conduct computerized
comparisons to locate employers of, or
obtain taxpayer identifying numbers or
other information about, an individual
for debt collection purposes;
(d) To collect a debt owed to the
United States through the offset of
payments made by States;
(e) To account or report on the status
of debts for which such entity has a
legitimate use for the information in the
performance of official duties;
(f) For the purpose of denying Federal
financial assistance in the form of a loan
or loan insurance or guaranty to an
individual who owes delinquent debt to
the United States or who owes
delinquent child support that has been
referred to Fiscal Service for collection
by administrative offset;
(g) To develop, enhance and/or test
database, matching, communications, or
other computerized systems which
facilitate debt collection processes;
(h) To conduct data analysis which
facilitates processes related to the
collection or resolution of debts owed to
Federal and/or State agencies; or
(i) For any other appropriate debt
collection purpose.
(5) The Department of Defense, the
U.S. Postal Service, or other Federal
agency for the purpose of conducting an
authorized computer matching program
in compliance with the Privacy Act of
1974, as amended, to identify and locate
individuals receiving Federal payments
including, but not limited to, salaries,
wages, or benefits, which may include
the disclosure of information contained
in the record(s) for the purpose of
requesting voluntary repayment or
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implementing Federal employee salary
offset or other offset procedures;
(6) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(7) The Department of Justice or other
federal agency:
(a) When requested in connection
with a legal proceeding, including a
pending or threatened legal proceeding;
or
(b) To obtain concurrence in a
decision to compromise, suspend, or
terminate collection action on a debt;
(8) The Internal Revenue Service in
connection with reporting income from
the cancellation of a debt;
(9) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(10) Any individual or other entity
who receives federal or state payments
as a joint payee with a debtor for the
purpose of providing notice of, and
information about, offsets from such
federal payments;
(11) Any individual or entity:
(a) To facilitate the collection and/or
resolution of debts using any
combination of various debt collection
methods required or authorized by law,
including, but not limited to:
(i) Performing administrative and
court-ordered wage garnishment;
(ii) Reporting information to
commercial or consumer credit bureaus;
(iii) Conducting asset searches or
locating debtors;
(iv) Publishing names and identities
of delinquent debtors in the media or
other appropriate places; or
(v) Selling debts;
(b) For the purpose of denying federal
financial assistance in the form of a loan
or loan insurance or guaranty to an
individual who owes delinquent debt to
the United States or who owes
delinquent child support that has been
referred to the Fiscal Service for
collection by administrative offset; or
(c) For any other appropriate debt
collection purpose;
(12) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
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11795
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(13) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(14)(a) A Federal or State agency, its
employees, agents (including
contractors of its agents) or contractors;
(b) fiscal or financial agent designated
by the Fiscal Service or other
Department of the Treasury bureau or
office, including employees, agents or
contractors of such agent; or (c)
contractor of the Fiscal Service, for the
purpose of identifying, preventing, or
recouping improper payments to an
applicant for, or recipient of, Federal
funds, including funds disbursed by a
state in a state-administered, Federally
funded program; disclosure may be
made to conduct computerized
comparisons for this purpose;
(15) Consumer reporting agencies (as
defined by the Fair Credit Reporting
Act, 5 U.S.C. 1681(f)) in accordance
with 5 U.S.C. 552a(b)(12) and 31 U.S.C.
3711(e), to encourage repayment of a
delinquent debt; and
(16) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically, or on paper in secure
facilities in a locked drawer behind a
locked door.
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POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records may be retrieved by various
combinations of identifiers, including
but not limited to name, taxpayer
identifying number (i.e., Social Security
number or employer identification
number), debt account number, offset
trace number, payment trace number,
telephone number or address.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Treasury/Fiscal Service .013
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .013—Collections
Records.
SECURITY CLASSIFICATION:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785. Records are also
located throughout the United States at
Federal Reserve Banks and financial
institutions acting as Treasury’s fiscal
and financial agents. The addresses of
the fiscal and financial agents may be
obtained from the system manager
below.
SYSTEM MANAGER(S):
Assistant Commissioner, Revenue
Collections Management, Bureau of the
Fiscal Service, 3201 Pennsy Drive,
Warehouse ‘‘E’’, Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C.
chapter 33; 31 U.S.C. 3720.
RECORD ACCESS PROCEDURES:
PURPOSE(S) OF THE SYSTEM:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
Information in this system of records
is collected and maintained about
individuals who electronically
authorize payments to the Federal
Government. The information contained
in the records is maintained for the
purpose of facilitating the collection and
reporting of receipts from the public to
the Federal Government and to
minimize the financial risk to the
Government and the public of
unauthorized use of electronic payment
methods. Examples of payment
mechanisms authorized electronically
include Automated Clearing House
(ACH), check conversion, wire transfers,
credit and debit cards, or stored value
cards. Individuals may authorize
payments using paper check conversion
or internet-based systems through
programs such as ‘‘Pay.gov’’ and
‘‘Electronic Federal Taxpayer Payment
System’’ or directly through their
financial institution. The information
also is maintained to:
(a) Provide collections information to
the federal agency collecting the public
receipts;
(b) Authenticate the identity of
individuals who electronically
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
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62602) as the Department of the
Treasury, Financial Management
Service .014—Debt Collection
Operations System.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
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authorize payments to the Federal
Government;
(c) Verify the payment history and
eligibility of individuals to
electronically authorize payments to the
Federal Government;
(d) Provide statistical information on
collections operations;
(e) Test and develop enhancements to
the computer systems that contain the
records; and
(f) Collect debts owed to the Federal
Government from individuals when the
debt arises from the unauthorized use of
electronic payment methods.
Fiscal Service’s use of the information
contained in the records is necessary to
process financial transactions while
protecting the government and the
public from financial risks that could be
associated with electronic transactions.
The records are collected and
maintained to authenticate payers and
their ability to pay, process payments
through banking networks, and resolve
after-the-fact accounting and
reconciliation questions.
In addition, the information contained
in the covered records will be used for
other purposes related to the processing
of financial transactions, such as
collection of statistical information on
operations, development of computer
systems, investigation of unauthorized
or fraudulent activity related to
electronic transactions, and the
collection of debts arising out of such
activity.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals who electronically
authorize payments to the Federal
Government through the use of
communication networks, such as the
internet, via means such as ACH, check
conversion, wire transfer, credit/debit
cards, and/or stored value card.
CATEGORIES OF RECORDS IN THE SYSTEM:
Collections records containing
information about individuals who
electronically authorize payments to the
Federal Government to the extent such
records are covered by the Privacy Act
of 1974, as amended. The records may
contain identifying information, such
as: An individual’s name(s), taxpayer
identifying number (i.e., Social Security
number or employer identification
number), home address, home
telephone number, and email addresses
(personal and work); an individual’s
employer’s name, address, telephone
number, and email address; an
individual’s date of birth and driver’s
license number; information about an
individual’s bank account(s) and other
types of accounts from which payments
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are made, such as financial institution
routing and account number; credit and
debit card numbers; information about
an individual’s payments made to or
from the United States (or to other
entities such as private contractors for
the Federal Government), including the
amount, date, status of payments,
payment settlement history, and
tracking numbers used to locate
payment information; user name and
password assigned to an individual;
other information used to identify and/
or authenticate the user of an electronic
system to authorize and make payments,
such as a unique question and answer
chosen by an individual; and
information concerning the authority of
an individual to use an electronic
system (access status) and the
individual’s historical use of the
electronic system. The records also may
contain information about the
governmental agency to which payment
is made and information required by
such agency as authorized or required
by law.
The information contained in the
records covered by Fiscal Service’s
system of records is necessary to process
financial transactions while protecting
the government and the public from
financial risks that could be associated
with electronic transactions. It is noted
that the system covers records obtained
in connection with various mechanisms
that either are used currently or may be
used in the future for electronic
financial transactions. Not every
transaction will require the maintenance
of all of the information listed in this
section. The categories of records cover
the broad spectrum of information that
might be connected to various types of
transactions.
RECORD SOURCE CATEGORIES:
lotter on DSKBCFDHB2PROD with NOTICES2
Information in this system is provided
by the individual on whom the record
is maintained (or by his or her
authorized representative), other
persons who electronically authorize
payments to the Federal Government,
federal agencies responsible for
collecting receipts, federal agencies
responsible for disbursing and issuing
federal payments, Treasury fiscal and
financial agents that process collections,
and commercial database vendors.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
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19:52 Feb 26, 2020
Jkt 250001
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(2) Commercial database vendors for
the purposes of authenticating the
identity of individuals who
electronically authorize payments to the
Federal Government, to obtain
information on such individuals’
payment or check writing history, and
for administrative purposes, such as
resolving a question about a transaction.
For purposes of this notice, the term
‘‘commercial database vendors’’ means
vendors who maintain and disclose
information from consumer credit,
check verification, and address
databases;
(3) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(4) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(5) Fiscal agents, financial agents,
financial institutions, and contractors
for the purpose of performing fiscal or
financial services, including, but not
limited to, processing payments,
investigating and rectifying possible
erroneous reporting information,
creating and reviewing statistics to
improve the quality of services
provided, conducting debt collection
services, or developing, testing and
enhancing computer systems;
(6) Federal agencies, state agencies,
and local agencies for tax purposes;
(7) Federal agencies, their agents and
contractors, credit bureaus, and
employers of individuals who owe
delinquent debt for the purpose of
garnishing wages only when the debt
arises from the unauthorized use of
electronic payment methods. The
information will be used for the purpose
of collecting such debt through offset,
administrative wage garnishment,
referral to private collection agencies,
litigation, reporting the debt to credit
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11797
bureaus, or for any other authorized
debt collection purpose;
(8) Financial institutions, including
banks and credit unions, and credit card
companies for the purpose of collections
and/or investigating the accuracy of
information required to complete
transactions using electronic methods
and for administrative purposes, such as
resolving questions about a transaction;
(9) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(10) Authorized federal and nonfederal entities for use in approved
computer matching efforts, limited to
those data elements considered
necessary in making a determination of
eligibility under particular benefit
programs administered by those
agencies or entities, to improve program
integrity, and to collect debts and other
monies owed to those agencies or
entities or to the Fiscal Service;
(11) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(12) A federal, State, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(13) Foreign governments in
accordance with formal or informal
international agreements;
(14) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(15) Another Federal agency or
Federal entity, when the Department of
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the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(16) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
and
(17) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
DISCLOSURE TO CONSUMER REPORTING
AGENCIES:
Debt information concerning a
government claim against a debtor when
the debt arises from the unauthorized
use of electronic payment methods is
also furnished, in accordance with 5
U.S.C. 552a(b)(12) and 31 U.S.C.
3711(e), to consumer reporting agencies,
as defined by the Fair Credit Reporting
Act, 5 U.S.C. 1681(f), to encourage
repayment of a delinquent debt.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
lotter on DSKBCFDHB2PROD with NOTICES2
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
Notice of this system of records was
last published in full in the Federal
Register on October 15, 2012 (77 FR
62602) as the Department of the
Treasury, Financial Management
Service .017—Collections Records.
Treasury/Fiscal Service .014
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .014—United States
Securities and Access.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
Jkt 250001
Individuals requesting information
under the Privacy Act must comply
with the rules of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
HISTORY:
Records may be retrieved by account
number (such as financial institution
account number or credit card account
number), name (including an
authentication credential, e.g., a user
name), Social Security number,
transaction identification number, or
other alpha/numeric identifying
information.
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 200 Third
Street, Parkersburg, WV 26106–1328;
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785; the Federal
PO 00000
Frm 00024
Fmt 4701
Sfmt 4703
Reserve Bank of Minneapolis, 90
Hennepin Avenue, Minneapolis, MN
55401; and the Federal Reserve Bank of
New York, East Rutherford Operations
Center, 100 Orchard Street, East
Rutherford, NJ 07073.
SYSTEM MANAGER(S):
Assistant Commissioner, Retail
Securities Services, Bureau of the Fiscal
Service, 200 Third Street, Parkersburg,
WV 26106–1328. For Federal Housing
Administration (FHA) Debentures:
Assistant Commissioner, Office of Fiscal
Accounting Operations, 200 Third
Street, Parkersburg, WV 26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
RECORD ACCESS PROCEDURES:
None.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
19:52 Feb 26, 2020
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
VerDate Sep<11>2014
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
5 U.S.C. 301; 31 U.S.C. 3101, et seq.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and used to identify and
maintain all account and ownership
data, both paper and electronic (internet
based), on past and current purchases of
Treasury securities. This includes, for
example, U.S. Treasury bonds, notes,
and bills; adjusted service bonds; armed
forces leave bonds; and Federal Housing
Administration debentures as well as
savings-type securities including
savings bonds, savings notes, definitive
accrual, current income, and retirementtype savings securities. Information on
transactions related to the inquiry and
servicing of these Treasury securities is
also collected and maintained. The
collection of information allows Fiscal
Service and its agents to issue and
process Treasury securities, make
payments, identify owners and their
accounts, and other customer service
related transactions.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Present and former owners of,
subscribers to, claimants to, persons
entitled to, and inquirers concerning
United States savings-type securities
and interest on securities, for example,
United States savings bonds, savings
notes, retirement plan bonds, and
individual retirement bonds.
Present and former owners of,
subscribers to, claimants to, persons
entitled to, and inquirers concerning
United States Treasury securities
(except savings-type securities) and
interest on securities and such securities
for which the Treasury acts as agents,
for example, Treasury bonds, notes, and
bills; adjusted service bonds; armed
forces leave bonds; and Federal Housing
Administration debentures.
Individuals who provide information
to create an account for the purchase of
United States Treasury securities and
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savings-type securities through the
internet.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Issuance: Records relating to
registration, issuance, and
correspondence in connection with
issuance of United States Treasury
securities and savings-type securities;
(2) Holdings: Records of accounts for
the purchase of United States securities.
These records may include ownership
and interest activity on registered or
recorded United States Treasury
securities and savings-type securities;
(3) Transactions (redemptions,
payments, reissues, transfers, and
exchanges): Records which include
securities transaction requests;
(4) Claims: Records including
correspondence concerning lost, stolen,
destroyed, or mutilated United States
Treasury securities and savings-type
securities; and
(5) Inquiries: Records of
correspondence with individuals who
have requested information concerning
United States Treasury securities and
savings-type securities.
All of the above categories of records
include records of FHA debentures in
the Fiscal Accounting securities
accounting system.
All of the above categories of records
include or may include the following
types of personal information:
(1) Personal identifiers (name,
including previous name used; Social
Security number; date of birth; physical
and electronic addresses; telephone, fax,
and pager numbers); and
(2) Authentication aids (personal
identification number, password,
account number, shared-secret
identifier, digitized signature, or other
unique identifier).
RECORD SOURCE CATEGORIES:
Information on records in this system
is furnished by the individuals or their
authorized representatives as listed in
‘‘Categories of Individuals’’ and issuing
agents for securities, is generated within
the system itself, or, with their
authorization, is derived from other
systems of records.
lotter on DSKBCFDHB2PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Agents or contractors of the
Department for the purpose of
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19:52 Feb 26, 2020
Jkt 250001
administering the public debt of the
United States;
(2) Next-of-kin, voluntary guardian,
legal representative or successor in
interest of a deceased or incapacitated
owner of securities and others entitled
to the reissue, distribution, or payment
for the purpose of assuring equitable
and lawful disposition of securities and
interest;
(3) Any owner of United States
Treasury securities or savings-type
securities registered to two or more
owners; or to the beneficiary of such
securities registered in beneficiary form
if acceptable proof of death of the owner
is submitted;
(4) Federal agencies, state agencies,
and local agencies for tax purposes;
(5) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(6) Foreign governments in
accordance with formal or informal
international agreements;
(7) The Department of Veterans
Affairs and selected veterans’
publications for the purpose of locating
owners or other persons entitled to
undeliverable bonds held in safekeeping
by the Department;
(8) The Department of Veterans
Affairs when it relates to the holdings of
Armed Forces Leave Bonds, to facilitate
the redemption or disposition of these
securities;
(9) Other federal agencies to effect
salary or administrative offset for the
purpose of collecting debts;
(10) A consumer-reporting agency,
including mailing addresses obtained
from the Internal Revenue Service, to
obtain credit reports;
(11) A debt collection agency,
including mailing addresses obtained
from the Internal Revenue Service, for
debt collection services;
(12) Contractors conducting Treasurysponsored surveys, polls, or statistical
analyses relating to the marketing or
administration of the public debt of the
United States;
(13) Appropriate federal, state, local,
or foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
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Fmt 4701
Sfmt 4703
11799
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(14) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(15) A congressional office in
response to an inquiry made at the
request of the individual to whom the
record pertains;
(16) Other federal agencies, through
computer matching, information on
individuals owing debts to the Fiscal
Service for the purpose of determining
whether the debtor is a federal
employee or retiree receiving payments
that may be used to collect the debt
through administrative or salary offset;
(17) Requesting federal agencies,
through computer matching under
approved agreements limiting the
information to that which is relevant in
making a determination of eligibility for
federal benefits administered by those
agencies, information on holdings of
United States Treasury securities and
savings-type securities;
(18) Other federal agencies through
computer matching, information on
individuals with whom the Fiscal
Service has lost contact, for the purpose
of utilizing letter forwarding services to
advise these individuals that they
should contact the Fiscal Service about
returned payments and/or matured,
unredeemed securities;
(19) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(20) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
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necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(21) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity;
(22) ‘‘Consumer reporting agencies’’ 5
to aid in the collection of outstanding
debts owed to the Federal Government.
After the prerequisites of 31 U.S.C. 3711
have been followed, the Fiscal Service
may disclose information necessary to
establish the identity of the individual
responsible for the claim, including
name, address, and taxpayer
identification number; the amount,
status, and history of the claim; and the
agency or program under which the
claim arose; and
(23) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906.
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
lotter on DSKBCFDHB2PROD with NOTICES2
Information can be retrieved
alphabetically by name, address, and
period of time the security was issued,
by bond serial numbers, other assigned
identifier, or, in some cases,
numerically by taxpayer identification
number. In the case of securities, except
Series G savings bonds registered in
more than one name, information
relating to those securities can be
retrieved only by the names, or, in some
cases, by the taxpayer identification
number of the registrants, primarily the
registered owners or first-named coowners. In the case of gift bonds
inscribed with the taxpayer
identification number of the purchaser,
bonds are retrieved under that number
or by bond serial number.
5 ‘‘Consumer reporting agency’’ is defined in 31
U.S.C. 3701(a)(3).
Jkt 250001
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Treasury Retail Securities Services
Site, P.O. Box 214, Minneapolis, MN
55480–0214.
For Series HH and Series H Bonds:
Treasury Retail Securities Services
Site, P.O. Box 2186, Minneapolis, MN
55480–2816.
For all other Series:
Treasury Retail Securities Services
Site, P.O. Box 9150, Minneapolis, MN
55480–9150.
For TreasuryDirect:
Treasury Retail Securities Site, P.O.
Box 7015, Minneapolis, MN 55480–
9150.
For Legacy Holding System:
Retail Securities Services, Bureau of
the Fiscal Service, 200 Third Street,
Parkersburg, WV 26106–1328.
For FHA Debentures:
Fiscal Accounting Office, Special
Investments Branch, Bureau of the
Fiscal Service, P.O. Box 396, 200 Third
Street, Parkersburg, WV 26106–1328.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.002—United States Savings-Type
Securities, Department of the Treasury,
Bureau of the Public Debt .003—United
States Securities (Other than SavingsType Securities) and Department of the
Treasury, Bureau of the Public Debt
.008—Retail Treasury Securities Access
Application.
Treasury/Fiscal Service .015
SYSTEM NAME AND NUMBER:
NOTIFICATION PROCEDURES:
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
19:52 Feb 26, 2020
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
VerDate Sep<11>2014
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
Department of the Treasury, Bureau of
the Fiscal Service .015—Physical Access
Control System.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
APPENDIX OF TREASURY RETAIL SECURITIES
SITES:
This appendix lists the mailing
addresses and telephone number of the
places that individuals may contact to
inquire about their securities accounts
maintained in Treasury Direct or the
Legacy Holding System. The toll-free
telephone number 1–844–284–2676 is
used to reach all the locations.
Customers may also view information
on the TreasuryDirect website at
www.TreasuryDirect.gov.
For Series EE and Series I Bonds:
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Frm 00026
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Sfmt 4703
All Bureau of the Fiscal Service, U.S.
Department of the Treasury, locations.
SYSTEM MANAGER(S):
Assistant Commissioner, Information
and Security Services, Bureau of the
Fiscal Service, 320 Avery Street,
Parkersburg, WV 26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
31 U.S.C. 321; 41 CFR 101–20.103.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to allow the
Fiscal Service to control and verify
access to all Fiscal Service facilities.
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CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
All Fiscal Service employees,
employees of contractors or service
companies, and visitors.
CATEGORIES OF RECORDS IN THE SYSTEM:
Every individual with access to Fiscal
Service facilities controlled by the
Physical Access Control System
(‘‘PACS’’) has a personal record stored
in the PACS database. This record
contains the individual’s full legal
name, date of birth, height, weight, eye/
hair color, digital color photograph,
federal agency smart credential number,
and their door access profile. When an
access card is presented at a reader, a
record of the access is created on the
PACS database. This record contains the
individual’s name, date/time, door/
location scanned, and whether the
access was granted or denied.
RECORD SOURCE CATEGORIES:
Information in this system of records
is provided by the individual
concerned, his/her supervisor, or an
official of the individual’s firm or
agency.
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ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local, or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(2) A federal, state, or local agency
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(3) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
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witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(4) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(5) Unions recognized as exclusive
bargaining representatives under 5
U.S.C. Chapter 71, arbitrators, and other
parties responsible for the
administration of the federal labormanagement program if needed in the
performance of their authorized duties;
(6) Contractors for the purpose of
processing personnel and administrative
records;
(7) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(8) The Office of Personnel
Management, the Merit System
Protection Board, the Equal
Employment Opportunity Commission,
and the Federal Labor Relations
Authority upon authorized request;
(9) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(10) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(11) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
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11801
authority of 44 U.S.C. 2904 and 2906;
and
(12) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Information on individuals can be
retrieved by name or card number or
other assigned identifier such as
biometric or biographic information.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
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follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.004—Controlled Access Security
System.
Treasury/Fiscal Service .016
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .016—Health Unit
Records
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 200 Third
Street, Parkersburg, WV 26106–1328;
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 320 Avery
Street, Parkersburg, WV 26106–1328;
and Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
SYSTEM MANAGER(S):
Assistant Commissioner, Office of
Management, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse
‘‘E’’, Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7901; 29 U.S.C. 2613.
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PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to
document an individual’s utilization on
a voluntary basis of health services
provided under the Federal Employee
Health Services Program at the health
unit at the Fiscal Service and to
document employees’ requests for
Family Medical Leave Act (‘‘FMLA’’)
leave in Parkersburg, West Virginia or
Hyattsville, Maryland. Data is necessary
to ensure: Proper evaluation, diagnosis,
treatment, and referral to maintain
continuity of care; a medical history of
care received by the individual;
planning for further care of the
individual; a means of communication
among health care members who
contribute to the individual’s care; a
legal document of health care rendered;
and is a tool for evaluating the quality
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of health care rendered; and for
assessing employees’ requests for FMLA
leave.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
(1) Fiscal Service employees who
receive services under the Federal
Employee Health Services Program from
the Fiscal Service health units in
Parkersburg, West Virginia or
Hyattsville, MD, or who submit medical
documentation in support of their
requests for sick leave or leave under
the FMLA;
(2) Federal employees of other
organizations who receive services
under the Federal Employee Health
Services Program from the Fiscal
Service health units in Parkersburg,
West Virginia or Hyattsville, Maryland;
and
(3) Non-federal individuals working
in or visiting the buildings, who may
receive emergency treatment from the
Fiscal Service health unit in
Parkersburg, West Virginia or
Hyattsville, Maryland.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system is comprised of records
developed as a result of an individual’s
utilization of services provided under
the Federal Employee Health Services
Program or provided in support of
employees’ requests for FMLA leave.
These records contain information such
as: Examination, diagnostic, assessment
and treatment data; laboratory findings;
nutrition and dietetic files; nursing
notes; immunization records; CPR
training; first aider: Names, Social
Security number, date of birth,
addresses, and telephone numbers of
individual; name, address, and
telephone number of individual’s
physician; name, address, and
telephone number of hospital; name,
address, and telephone number of
emergency contact; and information
obtained from the individual’s
physician(s); medical documents related
to employees’ requests for FMLA leave,
and record of requested accesses by any
Fiscal Service employee (other than
health unit personnel) who has an
official need for the information.
Note: This system does not cover
records related to counseling for drug,
alcohol, or other problems covered by
the system of records notice Treasury/
Fiscal Service .006—Employee
Assistance Records. Medical records
relating to a condition of employment or
an on-the-job occurrence are covered by
the Office of Personnel Management’s
system of records notice OPM/GOVT–
10—Employee Medical File System
Records.
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RECORD SOURCE CATEGORIES:
Information in this system of records
comes from the individual to whom it
applies; laboratory reports and test
results; health unit physicians, nurses,
and other medical technicians who have
examined, tested, or treated the
individual; the individual’s personal
physician; other federal employee
health units; and other federal agencies.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Medical personnel under a
contract agreement with the Fiscal
Service;
(2) A federal, state, or local public
health service agency as required by
applicable law, concerning individuals
who have contracted certain
communicable diseases or conditions.
Such information is used to prevent
further outbreak of the disease or
condition;
(3) Appropriate federal, state, or local
agencies responsible for investigation of
an accident, disease, medical condition,
or injury as required by pertinent legal
authority;
(4) A federal agency responsible for
administering benefits programs in
connection with a claim for benefits
filed by an employee;
(5) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(6) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(7) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
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agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(8) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(9) Fiscal Service employees who
have a need to know the information in
order to assess employees’ requests for
FMLA leave;
(10) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
(11) Contractors for the purpose of
processing personnel and administrative
records; and
(12) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
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POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
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Jkt 250001
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.006—Health Service Program Records.
Treasury/Fiscal Service .017
SYSTEM NAME AND NUMBER:
Information in this system is not
classified.
These records are retrieved by the
name or other assigned identifier of the
individual to whom they pertain.
VerDate Sep<11>2014
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
SECURITY CLASSIFICATION:
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are maintained in a
secured database. Medical personnel
under a contract agreement who have
access to these records are required to
RECORD ACCESS PROCEDURES:
Department of the Treasury, Bureau of
the Fiscal Service .017—Do Not Pay
Payment Verification Records.
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
maintain adequate safeguards with
respect to such records.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785. Records are also
located throughout the United States at
Fiscal Service operations centers,
Federal Records Centers, Federal
Reserve Banks acting as Treasury’s fiscal
agents, and financial institutions acting
as Treasury’s financial agents. The
specific address for each of the
aforementioned locations may be
obtained upon request.
SYSTEM MANAGER(S):
Director, Do Not Pay Business Center,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
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11803
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Improper Payments Elimination and
Recovery Improvement Act of 2012, 31
U.S.C. 3321 note, Public Law 112–248;
the Improper Payments Elimination and
Recovery Act of 2010, Public Law 111–
204; E.O. 13520 (Reducing Improper
Payments and Eliminating Waste in
Federal Programs), 74 FR 62201; OMB
Memorandum M–12–11 (Reducing
Improper Payment through the ‘‘Do Not
Pay List’’, April 12, 2012; OMB
Memorandum M–13–20 (Protecting
Privacy while Reducing Improper
Payments with the Do Not Pay
Initiative); Presidential Memorandum
on Enhancing Payment Accuracy
through a ‘‘Do Not Pay List’’ (June 18,
2010).
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to assist
federal agencies in verifying that
individuals are eligible to receive
federal payments by allowing the
Department of the Treasury/Fiscal
Service to collect, maintain, analyze,
and disclose records that will assist
federal agencies in identifying,
preventing, and recovering payment
error, waste, fraud, and abuse within
federal spending, as required by the
Improper Payments Elimination and
Recovery Improvement Act.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
(1) Individuals who have applied for
or are receiving payments (including
contract, grant, benefit or loan
payments) disbursed by any federal
agency, its agents or contractors;
(2) Individuals declared ineligible to
participate in federal procurement
programs or to receive certain federal
loans, assistance, and/or benefits as a
result of an exclusion or disqualification
action;
(3) Individuals declared ineligible to
participate in federal health care
programs or to receive federal assistance
and/or benefits as a result of an
exclusion action;
(4) Individuals who are barred from
entering the United States;
(5) Individuals in bankruptcy
proceedings or individuals who have
declared bankruptcy;
(6) Individuals who are, or have been,
incarcerated and/or imprisoned;
(7) Individuals who are in default or
delinquent status on loans, judgment
debt, or rural development and farm
services programs provided through
federal agencies responsible for
administering federally-funded
programs;
(8) Individuals who owe non-tax
debts to the United States;
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(9) Individuals who owe debts to
states, where the state has submitted the
debt to the Fiscal Service for offset; and
(10) Individuals conducting, or
attempting to conduct, transactions at or
through a financial institution where the
financial institution has identified,
knows, suspects, or has reason to
suspect that: (a) The transaction
involves funds originating from illegal
activities; (b) the purpose of the
transaction is to hide or disguise funds
or assets, or attempt to hide or disguise
funds or assets, originating from illegal
activities as part of a plan to violate or
evade any law or regulation or to avoid
any transaction reporting requirement
under federal law; or (c) the transaction
is illegal in nature or is not the type of
transaction in which the particular
individual would normally be expected
to engage, and the financial institution
knows of no reasonable explanation for
the transaction after examining the
available facts, including the
background and possible purpose of the
transaction.
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CATEGORIES OF RECORDS IN THE SYSTEM:
The records in this system contain
information that will assist federal
agencies to identify and prevent
payment error, waste, fraud, and abuse
within federal spending. The records
contain information about intended or
actual payees or recipients of federal
payments, including information about
financial assets, including income,
wages, and bank accounts into which
payments are made, and other
information to assist federal agencies in
making eligibility determinations
regarding applicants for and recipients
of payments from the Federal
Government.
The records may contain the
following information:
(1) Name(s), including aliases and
surnames;
(2) State and federal taxpayer
identification number (TIN), Social
Security number (SSN), employer
identification number (EIN), individual
taxpayer identification number (ITIN),
taxpayer identification number for
pending U.S. adoptions (ATIN), and
preparer taxpayer identification number
(PTIN));
(3) Date of birth;
(4) Home and work address;
(5) Driver’s license information and
other information about licenses issued
to an individual by a governmental
entity;
(6) Home, work, and mobile telephone
numbers;
(7) Personal and work email
addresses;
(8) Income;
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(9) Employer information;
(10) Assets and bank account
information, including account number
and financial institution routing and
transit number;
(11) Other types of accounts to which
payments are made, including account
numbers and identifiers (e.g., financial
institution routing number, account
number, credit card number, and
information related to pre-paid debit
cards);
(12) Tracking numbers used to locate
payment information;
(13) Loan information, such as
borrower identification (‘‘ID’’) number
and ID type, case number, agency code,
and type code;
(14) Incarceration information, such
as inmate status code, date of
conviction, date of confinement, and
release date;
(15) Information about legal
judgments;
(16) Data Universal Numbering
System (‘‘DUNS’’) numbers;
(17) Information about non-tax debts
owed to the United States; and
(18) Information about debts owed to
state agencies.
RECORD SOURCE CATEGORIES:
Information in this system is provided
by the individual (or an authorized
representative) to whom the record
pertains, federal agencies that authorize
payments or issue payments with
federal funds, Treasury fiscal and
financial agents who work with data in
this system, and commercial database
vendors. The system may contain
information about an individual from
more than one source, and this
information may vary, depending on the
source that provided it.
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows: 6
(1) (a) A federal agency, its
employees, agents (including
6 This system contains records that are collected
by the Fiscal Service and other federal agencies.
Notwithstanding the routine uses listed in this
system of records, Federal law may further limit
how records may be used, and the Fiscal Service
may agree to additional limits on disclosure for
some data through a written agreement with the
entity that supplied the information. As such, the
routine uses listed in this system of records may not
apply to every data set in the system. To identify
which routine uses apply to specific data sets, visit
https://fiscal.treasury.gov/dnp/privacyprogram.html.
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Frm 00030
Fmt 4701
Sfmt 4703
contractors of its agents) or contractors;
(b) a fiscal or financial agent designated
by the Fiscal Service, its predecessors,
or other Department bureau or office,
including employees, agents or
contractors of such agent; or (c) a Fiscal
Service contractor, for the purpose of
identifying, preventing, or recouping
improper payments to an applicant for,
or recipient of, federal funds;
(2) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(3) (a) a federal agency, its employees,
agents (including contractors of its
agents) or contractors; (b) a fiscal or
financial agent designated by the Fiscal
Service, its predecessors, or other
Department bureau or office, including
employees, agents or contractors of such
agent; or (c) a Fiscal Service contractor,
to initiate an investigation, or during the
course of an investigation, and to the
extent necessary, obtain information
supporting an investigation pertinent to
the elimination of systemic fraud, waste,
and abuse within federal programs;
(4) (a) a federal agency, its employees,
agents (including contractors of its
agents) or contractors; (b) a fiscal or
financial agent designated by the Fiscal
Service, its predecessors, or other
Department bureau or office, including
employees, agents or contractors of such
agent; or (c) a Fiscal Service contractor
for the purpose of validating eligibility
for an award through a federal program;
(5) (a) a federal agency, its employees,
agents (including contractors of its
agents) or contractors; (b) a fiscal or
financial agent designated by the Fiscal
Service, its predecessors, or other
Department bureau or office, including
employees, agents or contractors of such
agent; or (c) a Fiscal Service contractor
to check or improve the quality and
accuracy of system records;
(6) Financial institutions and their
servicers in order to: (a) verify the
proper routing and delivery of any
federal payment; (b) verify the identity
of any recipient or intended recipient of
a federal payment; or (c) investigate or
pursue recovery of any improper
payment;
(7) Foreign governments in
accordance with formal or informal
international agreements;
(8) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
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and consistent with the official duties of
the person making the disclosure;
(9) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(10) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(11) Appropriate agencies, entities,
and person when (1) the Department of
the Treasury and/or Fiscal Service
suspects or has confirmed that there has
been a breach of the system of records;
(2) the Department of the Treasury and/
or Fiscal Service has determined that as
a result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(12) Another Federal agency or
Federal entity, when the Department of
the Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(13) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
and
(14) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
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19:52 Feb 26, 2020
Jkt 250001
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Records may be retrieved by
identifiers, including, but not limited to,
exact name, partial name, SSN, TIN,
EIN, DUNS numbers, or a combination
of these elements.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
The Fiscal Service may agree to
additional safeguards for some data
through a written agreement with the
entity supplying the data. Information
on additional safeguards can be found at
https://donotpay.treas.gov.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
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Fmt 4701
Sfmt 4703
11805
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on December 9, 2013 (78 FR
73923) as the Department of the
Treasury, Bureau of the Fiscal Service
.023—Do Not Pay Payment Verification
Records.
Treasury/Fiscal Service .018
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .018—OneVoice
Customer Relationship Management.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785. Records are also
located throughout the United States at
data centers operated by Fiscal Service
service providers.
SYSTEM MANAGER(S):
Director, Office of Agency Outreach,
Bureau of the Fiscal Service, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301.
PURPOSES(S) OF THE SYSTEM:
The purpose of this system of records
is to establish a customer relationship
management (‘‘CRM’’) tool within the
Fiscal Service. An enterprise-wide CRM
tool is necessary to strategically
promote, share, and guide the
organization in developing processes for
marketing, messaging, outreach,
engagement and consistent product and
service implementations. In addition,
this system will increase transparency;
improve outreach, communications, and
collaboration efforts with our customers
and vendors; and employ sound,
repeatable methodologies.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Sole proprietors and other entities,
which provide goods and/or services to
the Fiscal Service (‘‘Vendors’’); and
individuals representing agencies that
purchase goods and/or services through
the Fiscal Service (‘‘Clients’’).
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CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Client’s or Vendor’s name;
(2) Agency or organization identifier
(if applicable);
(3) Position information (title and
expertise area);
(4) Phone and fax numbers;
(5) Email addresses; and
(6) Physical work address.
RECORD SOURCE CATEGORIES:
Records are obtained directly from
clients and vendors and added to the
system by authorized Fiscal Service
employees, contractors, and fiscal or
financial agents.
lotter on DSKBCFDHB2PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) A federal, state, or local agency,
maintaining civil, criminal, or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(2) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(3) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(4) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
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19:52 Feb 26, 2020
Jkt 250001
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(5) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(6) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under the
authority of 44 U.S.C. 2904 and 2906;
(7) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(8) Foreign governments in
accordance with formal or informal
international agreements; and
(9) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, which are periodically
changed. Only employees whose official
duties require access are allowed to
view, administer, and control these
records. Copies of records maintained
on a computer have the same limited
access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on September 19, 2014 (79 FR
56433) as the Department of the
Treasury, Bureau of the Fiscal Service
.024—OneVoice Customer Relationship
Management.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
Treasury/Fiscal Service .019
Records may be retrieved by name,
address, or other alpha/numeric
identifying information.
SYSTEM NAME AND NUMBER:
POLICIES AND PROCEDURES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
PO 00000
Frm 00032
Fmt 4701
Sfmt 4703
Department of the Treasury, Bureau of
the Fiscal Service .019—Gifts to Reduce
the Public Debt.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 200 Third
Street, Parkersburg, WV 26106–1328.
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SYSTEM MANAGER(S):
Assistant Commissioner, Office of
Retail Securities Services, Division of
Securities Accounting, Bureau of the
Fiscal Service, 200 Third Street,
Parkersburg, WV 26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
31 U.S.C. 3113.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to
document donors’ gifts to reduce the
public debt. They provide a record of
correspondence between Fiscal Service
and the donor, information concerning
any legal matters, and a record of
depositing the gift and accounting for it.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Donors of gifts to reduce the public
debt.
CATEGORIES OF RECORDS IN THE SYSTEM:
Correspondence; copies of checks,
money orders, or other payments; copies
of wills and other legal documents; and
other material related to gifts to reduce
the public debt by the Bureau of the
Fiscal Service.
Note: This system of records does not
cover gifts sent to other agencies, such
as gifts sent with one’s federal income
tax return to the Internal Revenue
Service. It also does not include records
pertaining to gifts of tangible property,
nor does it include any other gifts to the
United States.
RECORD SOURCE CATEGORIES:
Information in this system of records
comes from the individual to whom it
applies, executors, administrators, and
other involved persons.
lotter on DSKBCFDHB2PROD with NOTICES2
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) Appropriate federal, state, local, or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
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19:52 Feb 26, 2020
Jkt 250001
(2) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(3) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(4) Agents or contractors of the
Department for the purpose of
administering the public debt of the
United States;
(5) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(6) The Internal Revenue Service for
the purpose of confirming whether a
tax-deductible event has occurred;
(7) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(8) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach;
(9) Third parties during the course of
an investigation to the extent necessary
PO 00000
Frm 00033
Fmt 4701
Sfmt 4703
11807
to obtain information pertinent to the
investigation;
(10) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906;
and
(11) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
These records are retrieved by the
name of the donor, amount of gift, type
of gift, date of gift, Social Security
number of donor, if provided, control
number, check number, state code, or
other assigned identifier.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, that are periodically changed.
Only employees whose official duties
require access are allowed to view,
administer, and control these records.
Copies of records maintained on a
computer have the same limited access
as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or
amend records under the Privacy Act
must follow the procedures set forth in
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the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.007—Gifts to Reduce the Public Debt.
Treasury/Fiscal Service .020
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of
the Fiscal Service .020—U.S. Treasury
Securities Fraud Information System.
SECURITY CLASSIFICATION:
Information in this system is not
classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 200 Third
Street, Parkersburg, WV 26106–1328;
Bureau of the Fiscal Service, U.S.
Department of the Treasury, 3201
Pennsy Drive, Warehouse ‘‘E’’,
Landover, MD 20785. This system also
covers the Fiscal Service records that
are maintained by contractor(s) under
agreement. The system manager
maintains the system location of these
records. The addresses of the
contractor(s) may be obtained from the
system manager below.
SYSTEM MANAGER(S):
lotter on DSKBCFDHB2PROD with NOTICES2
(1) Assistant Commissioner, Office of
Information Technology, Bureau of the
Fiscal Service, 200 Third Street,
Parkersburg, WV 26106–1328;
(2) Assistant Commissioner, Retail
Securities Services, Bureau of the Fiscal
Service, 200 Third Street, Parkersburg,
WV 26106–1328; and
(3) Office of the Chief Counsel,
Bureau of the Fiscal Service, 200 Third
Street, Parkersburg, WV 26106–1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM
31 U.S.C. 321(a)(5), 31 U.S.C. 333, 31
U.S.C. 3101, et seq. 31 U.S.C. 5318, and
5 U.S.C. 301.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records
is collected and maintained to: (1)
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Jkt 250001
Identify and monitor fraudulent and
suspicious activity related to Treasury
securities, other U.S. obligations, and
fictitious instruments; (2) ensure that
the Fiscal Service provides a timely and
appropriate notification of a possible
violation of law to law enforcement and
regulatory agencies; (3) protect the
Government and individuals from fraud
and loss; (4) prevent the misuse of
Treasury names and symbols on
fraudulent instruments; and (5) compile
summary reports that conform with the
spirit of the USA Patriot Act’s antiterrorism financing provisions and the
Bank Secrecy Act’s anti-money
laundering provisions, and submit the
reports to the Financial Crimes
Enforcement Network.
CATEGORIES OF INDIVIDUALS COVERED BY THE
SYSTEM:
Individuals under investigation or
who make inquiries or report fraudulent
or suspicious activities related to
Treasury securities and other U.S.
obligations.
CATEGORIES OF RECORDS IN THE SYSTEM:
The types of personal information
collected/used by this system are
necessary to ensure the accurate
identification of individuals who report
or make fraudulent transactions
involving Treasury securities, other U.S.
obligations, and fictitious instruments.
The types of personal information
potentially could include the following:
(1) Personal identifiers (name,
including previous name used, and
aliases; Social Security number; tax
identification number; physical and
electronic addresses; telephone, fax, and
pager numbers); and
(2) Authentication aids (personal
identification number, password,
account number, credit card number,
shared-secret identifier, digitized
signature, or other unique identifier).
Supporting records may contain
correspondence between the Fiscal
Service and the entity or individual
suspected of fraud or individual
submitting a complaint or inquiry,
correspondence between the Fiscal
Service and the Department, or
correspondence between the Fiscal
Service and law enforcement, regulatory
bodies, or other third parties.
RECORD SOURCE CATEGORIES:
Information in this system of records
is exempt from the Privacy Act
provision that requires that record
source categories be reported. (See
‘‘Exemptions Promulgated for the
System,’’ below.)
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Frm 00034
Fmt 4701
Sfmt 4703
ROUTINE USES OF RECORDS MAINTAINED IN THE
SYSTEM, INCLUDING CATEGORIES OF USERS AND
THE PURPOSES OF SUCH USES:
In addition to those disclosures
generally permitted under the Privacy
Act of 1974, 5 U.S.C. 552a(b), records
and/or information or portions thereof
maintained as part of this system may
be disclosed outside Treasury as a
routine use pursuant to 5 U.S.C.
552a(b)(3) as follows to:
(1) A congressional office in response
to an inquiry made at the request of the
individual to whom the record pertains;
(2) Appropriate federal, state, local or
foreign agencies responsible for
investigating or prosecuting a violation
or for enforcing or implementing a
statute, rule, regulation, order, or
license, when a record, either on its face
or in conjunction with other
information, indicates a violation or
potential violation of law, which
includes criminal, civil, or regulatory
violations and such disclosure is proper
and consistent with the official duties of
the person making the disclosure;
(3) A federal, state, or local agency,
maintaining civil, criminal or other
relevant enforcement information or
other pertinent information, which has
requested information relevant to or
necessary to the requesting agency’s or
the bureau’s hiring or retention of an
individual, or issuance of a security
clearance, suitability determination,
license, contract, grant, or other benefit;
(4) A court, magistrate, mediator or
administrative tribunal in the course of
presenting evidence, including
disclosures to opposing counsel or
witnesses in the course of civil
discovery, litigation, or settlement
negotiations, in response to a subpoena,
or in connection with criminal law
proceedings;
(5) Third parties during the course of
an investigation to the extent necessary
to obtain information pertinent to the
investigation;
(6) Agents or contractors who have
been engaged to assist the Fiscal Service
in the performance of a service related
to this system of records and who need
to have access to the records in order to
perform the activity;
(7) Appropriate agencies, entities, and
person when (1) the Department of the
Treasury and/or Fiscal Service suspects
or has confirmed that there has been a
breach of the system of records; (2) the
Department of the Treasury and/or
Fiscal Service has determined that as a
result of the suspected or confirmed
breach there is a risk of harm to
individuals, the Department of the
Treasury and/or Fiscal Service
(including its information systems,
programs, and operations), the Federal
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Government, or national security; and
(3) the disclosure made to such
agencies, entities, and persons is
reasonably necessary to assist in
connection with the Department of the
Treasury’s and/or Fiscal Service’s efforts
to respond to the suspected or
confirmed breach or to prevent,
minimize, or remedy such harm;
(8) Another Federal agency or Federal
entity, when the Department of the
Treasury and/or Fiscal Service
determines that information from this
system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals, the
recipient agency or entity (including its
information systems, programs, and
operations), the Federal Government, or
national security, resulting from a
suspected or confirmed breach; and
(9) Representatives of the National
Archives and Records Administration
(‘‘NARA’’) who are conducting records
management inspections under
authority of 44 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
All data maintained by this Fiscal
Service system of records are retained
and destroyed in accordance with the
Fiscal Service File Plan. All records
schedules and categories within the
Fiscal Service File Plan are approved by
NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
These records are maintained in
controlled access areas. Identification
cards are verified to ensure that only
authorized personnel are present.
Electronic records are protected by
restricted access procedures, including
the use of passwords and sign-on
protocols, that are periodically changed.
Only employees whose official duties
require access are allowed to view,
administer, and control these records.
Copies of records maintained on a
computer have the same limited access
as paper records.
RECORD ACCESS PROCEDURES:
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
Individuals requesting information
under the Privacy Act must follow the
procedures set forth in the regulations of
the U.S. Department of the Treasury
published in 31 CFR part 1, subpart C,
Appendix G.
Records in this system are stored
electronically or on paper in secure
facilities in a locked drawer behind a
locked door.
lotter on DSKBCFDHB2PROD with NOTICES2
identification number, account number,
or other unique identifier).
POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
CONTESTING RECORD PROCEDURES:
Records may be retrieved by (name,
alias name, Social Security number, tax
Individuals seeking to contest and/or
amend records under the Privacy Act
VerDate Sep<11>2014
19:52 Feb 26, 2020
Jkt 250001
PO 00000
Frm 00035
Fmt 4701
Sfmt 9990
11809
must follow the procedures set forth in
the regulations of the U.S. Department
of the Treasury published in 31 CFR
part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if
this system of record contains a record
pertaining to himself or herself must
follow the procedures set forth in the
regulations of the U.S. Department of
the Treasury published in 31 CFR part
1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Records maintained in this system
have been designated as exempt from 5
U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4),
(e)(1), (e)(4)(G), (H), and (I), and (f)
pursuant to 5 U.S.C. 552a(k)(2). See 31
CFR 1.36.7
HISTORY:
Notice of this system of records was
last published in full in the Federal
Register on August 17, 2011 (76 FR
51128) as the Department of the
Treasury, Bureau of the Public Debt
.009—U.S. Treasury Securities Fraud
Information System.
[FR Doc. 2020–03969 Filed 2–26–20; 8:45 am]
BILLING CODE 4810–35–P
7 As noted in the Supplementary Information
section, this SORN is the successor to BPD SORN
.009 (U.S. Treasuries Securities Fraud Information
System). Therefore, references to BPD .009 in 31
CFR part 1 should be construed as a reference to
this SORN.
E:\FR\FM\27FEN2.SGM
27FEN2
Agencies
[Federal Register Volume 85, Number 39 (Thursday, February 27, 2020)]
[Notices]
[Pages 11776-11809]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-03969]
[[Page 11775]]
Vol. 85
Thursday,
No. 39
February 27, 2020
Part V
Department of the Treasury
-----------------------------------------------------------------------
Privacy Act of 1974; System of Records; Notice
Federal Register / Vol. 85 , No. 39 / Thursday, February 27, 2020 /
Notices
[[Page 11776]]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Privacy Act of 1974; System of Records
AGENCY: Bureau of the Fiscal Service, Department of the Treasury.
ACTION: Notice of Systems of Records.
-----------------------------------------------------------------------
SUMMARY: In accordance with the requirements of the Privacy Act of
1974, the Department of the Treasury, Bureau of the Fiscal Service is
publishing its inventory of Privacy Act systems of records.
DATES: Submit comments on or before March 30, 2020. The new routine
uses will be applicable on March 30, 2020 unless Treasury receives
comments and determines that changes to the system of records notice
are necessary.
ADDRESSES: David J. Ambrose, Chief Security Officer/Chief Privacy
Officer, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E'', Landover, MD 20785.
FOR FURTHER INFORMATION CONTACT: David J. Ambrose, Chief Security
Officer/Chief Privacy Officer, Bureau of the Fiscal Service, 202-874-
6488.
SUPPLEMENTARY INFORMATION: In accordance with the Privacy Act of 1974,
5 U.S.C. 552a, and the Office of Management and Budget (OMB), Circular
No. A-108, the Department of the Treasury, Bureau of the Fiscal Service
has completed a review of its Privacy Act systems of records notices to
identify changes that will more accurately describe these records and
is publishing an inventory of them.
On October 7, 2012, the Secretary of the Treasury issued Treasury
Order 136-01, establishing within the Department of the Treasury
(``Department'') the Bureau of the Fiscal Service (``Fiscal Service'').
The new bureau consolidated the bureaus formerly known as the Financial
Management Service (``FMS'') and the Bureau of the Public Debt
(``BPD''). Treasury Order 136-01 was published in the Federal Register
on May 24, 2013 (78 FR 31629). Fiscal Service is consolidating both
legacy bureau's systems of records into a new set of SORNs under the
Fiscal Service name.\1\
---------------------------------------------------------------------------
\1\ BPD last published its systems of records in their entirety
on August 17, 2011, at 76 FR 51128. FMS last published its systems
of records in their entirety on October 15, 2012, at 77 FR 62602.
Since consolidation, Fiscal Service published two additional systems
of records: (1) Do Not Pay Payment Verification Records, published
on December 9, 2013, at 78 FR 73923; and (2) OneVoice Customer
Relationship Management, published on September 19, 2014, at 79 FR
56433.
---------------------------------------------------------------------------
In some instances, FMS and BPD's SORNs have been renumbered. In
other cases, parts of the legacy bureaus' SORNs were combined into one
or more SORNs. No SORN was rescinded in its entirety.
Fiscal Service's SORNs are derived as follows:
Systems of records notice .001 (Administrative Records) is derived
from FMS system of records notice .001 (Administrative Records) and BPD
system of records notice .001 (Human Resources and Administrative
Records).
System of records notice .002 (Payment Records) is derived from FMS
system of records notice .002 (Payment Records--Treasury/FMS).
System of records notice .003 (Claims and Inquiry Records on
Treasury Checks, and International Claimants) is derived from FMS
system of records notice .003 (Claims and Inquiry Records on Treasury
Checks, and International Claimants).
System of records notice .004 (Education and Training Records) is
derived from BPD system of records notice .001 (Human Resources and
Administrative Records) and FMS system of records notice .004
(Education and Training Records).
System of records notice .005 (Fiscal Service Personnel Records) is
derived from BPD system of records notice .001 (Human Resources and
Administrative Records) and FMS system of records notice .005 (FMS
Personnel Records).
System of records notice .006 (Employee Assistance Records) is
derived from BPD system of records notice .005 (Employee Assistance
Records).
System of records notice .007 (Direct Deposit Enrollment Records)
is derived from FMS system of records notice .006 (Direct Deposit
Enrollment Records).
System of records notice .008 (Mailing List Records) is derived
from FMS system of records notice .008 (Mailing List Records--Treasury/
FMS).
System of records notice .009 (Delegations and Designations of
Authority for Disbursing Functions) is derived from FMS system of
records notice .010 (Records of Accountable Offices' Authority with
Treasury).
System of records notice .010 (Pre-complaint Counseling and
Complaint Activities) is derived from FMS system of records notice .012
(Pre-Complaint Counseling and Complaint Activities).
System of records notice .011 (Gifts to the United States) is
derived from FMS system of records notice .013 (Gifts to the United
States).
System of records notice .012 (Debt Collection Operations System)
is derived from FMS system of records notice .014 (Debt Collection
Operations System).
System of records notice .013 (Collections Records) is derived from
FMS system of records notice .017 (Collections Records).
System of records notice .014 (United States Securities and Access)
is derived from BPD systems of records notices .002 (United States
Savings-Type Securities), .003 (United States Securities (Other than
Savings-Type Securities)), and .008 (Retail Treasury Securities Access
Application).
System of records notice .015 (Physical Access Control System) is
derived from BPD system of records notice .004 (Controlled Access
Security System).
System of records notice .016 (Health Unit Records) is derived from
BPD system of records notice .006 (Health Service Program Records).
System of records notice .017 (Do Not Pay Payment Verification
Records) is derived from Fiscal Service system of records notice .023
(Do Not Pay Payment Verification Records--Department of the Treasury/
Bureau of the Fiscal Service).
System of records notice .018 (OneVoice Customer Relationship
Management) is derived from Fiscal Service system of records notice
.024 (OneVoice Customer Relationship Management--Department of the
Treasury/Bureau of the Fiscal Service).
System of records notice .019 (Gifts to Reduce the Public Debt) is
derived from BPD system of records notice .007 (Gifts to Reduce the
Public Debt).
System of records notice .020 (U.S. Treasury Securities Fraud
Information System) is derived from BPD system of records notice .009
(U.S. Treasury Securities Fraud Information System).
Fiscal Service is adding one routine use to all of the systems of
records to share information with other federal agencies or federal
entities as required by OMB Memorandum 17-12, ``Preparing for and
Responding to a Breach of Personally Identifiable Information,'' dated
January 3, 2017, to assist Treasury/Fiscal Service in responding to a
suspected or confirmed breach or prevent, minimize, or remedy the risk
of harm to the requesters, Treasury/Fiscal Service, the Federal
Government, or national security.
Fiscal Service also slightly expanded the scope of SORN .003
(Claims and Inquiry Records on Treasury Checks, and International
Claimants) to cover payments that will be made pursuant to the Guam
World War II Loyalty Recognition Act, Public Law 114-328, Title XVII.
This change is consistent with the purpose of the SORN and many other
payments made pursuant to similar statutes and requirements.
[[Page 11777]]
In addition to the changes noted above, this notice updates some of
the system of records notices, changes references in the systems of
records notices, and makes other administrative changes to reflect the
consolidation into the Fiscal Service, such as updating the procedures
for gaining access to, or contesting the contents of, records in these
systems of records.
This notice covers all systems of records adopted by the Fiscal
Service as of February 27, 2020. The system notices are reprinted in
their entirety following the Table of Contents.
Ryan Law,
Deputy Assistant Secretary for Privacy, Transparency, & Records.
Table of Contents
Fiscal Service
TREASURY/Fiscal Service .001--Administrative Records
TREASURY/Fiscal Service .002--Payment Records
TREASURY/Fiscal Service .003--Claims and Inquiry Records on
Treasury Checks, and International Claimants
TREASURY/Fiscal Service .004--Education and Training Records
TREASURY/Fiscal Service .005--Fiscal Service Personnel Records
TREASURY/Fiscal Service .006--Employee Assistance Records
TREASURY/Fiscal Service .007--Direct Deposit Enrollment Records
TREASURY/Fiscal Service .008--Mailing List Records
TREASURY/Fiscal Service .009--Delegations and Designations of
Authority for Disbursing Functions
TREASURY/Fiscal Service .010--Pre-complaint Counseling and
Complaint Activities
TREASURY/Fiscal Service .011--Gifts to the United States
TREASURY/Fiscal Service .012--Debt Collection Operations System
TREASURY/Fiscal Service .013--Collections Records
TREASURY/Fiscal Service .014--United States Securities and
Access
TREASURY/Fiscal Service .015--Physical Access Control System
TREASURY/Fiscal Service .016--Health Unit Records
TREASURY/Fiscal Service .017--Do Not Pay Payment Verification
Records
TREASURY/Fiscal Service .018--OneVoice Customer Relationship
Management
TREASURY/Fiscal Service .019--Gifts to Reduce the Public Debt
TREASURY/Fiscal Service .020--U.S. Treasury Securities Fraud
Information System
Treasury/Fiscal Service .001
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .001--
Administrative Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 3201
Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
SYSTEM MANAGER(S):
(1) For Retiree Mailing Records: Legislative and Public Affairs,
Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse ``E'',
Landover, MD 20785; and
(2) For all other records: Assistant Commissioner, Office of
Management, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 40 U.S.C. 581.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
about Fiscal Service employees, their relocating family members,
contract vendors, retirees and other individuals if: (1) The Fiscal
Service has incurred obligations on their behalf; (2) the individual
has requested mailings from Fiscal Service or other Treasury
publications; (3) the individual has a parking permit issued by the
Fiscal Service; (4) the individual has been involved in a motor vehicle
accident that may involve the Fiscal Service; (5) the individual has
engaged in certain transactions in connection with their employment
with the Fiscal Service or (6) the individual is a vendor to the Fiscal
Service.
The information contained in the records assists Fiscal Service in
properly tracking its use of appropriated and non-appropriated funding
to acquire goods and services received from contractors and other
federal agencies, as well as non-payroll related reimbursements to
employees. Fiscal Service maintains these records to ensure that
financial records pertaining to procurement, financial management and
relocation are maintained accurately. For those receiving mailings,
information contained in the records assists Fiscal Service in
establishing and maintaining a robust relationship with its customers,
as well as maintaining its commitment to actively engage employees,
even those who have retired from the Civil Service.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Fiscal Service employees (including current and former employees),
family members of relocating Fiscal Service employees, contractors,
vendors, sellers/purchasers associated with residential transactions
involving certain relocating Fiscal Service employees, and individuals
requesting various Treasury publications.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Motor vehicle accident reports and parking permits;
(2) Procurement records relating to: (a) Contractors/vendors that
are individuals; and (b) government purchase cardholders. These records
may include, for example, the name, Social Security number and credit
card number for employees who hold Government-use cards, as well as
procurement integrity certificates;
(3) Financial management records that relate to government travel,
vendor accounts, other employee reimbursements, interagency
transactions, employee pay records, vendor registration data, purchase
card accounts and transactions, and program payment agreements;
(4) Relocation records that relate to employee relocation travel
authorizations, reimbursements, and related vendor invoices;
(5) Retiree mailing records that contain the name and address
furnished by Fiscal Service retirees that request mailings of
newsletters and other special mailings; and
(6) Distribution Lists of Individuals Requesting Various Treasury
Publications.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by Fiscal Service
personnel, contractors/vendors or individuals requesting Treasury
publications.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) General Services Administration for driver's permits, parking
permits, accident reports, and credentials;
(2) Government Accountability Office or Fiscal Service contractors
for servicing the public on Treasury publications and managing
subscriptions to the appropriate publications;
(3) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation
[[Page 11778]]
or for enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(4) The Office of Personnel Management, the Merit Systems
Protection Board, the Equal Employment Opportunity Commission, and the
Federal Labor Relations Authority upon authorized request;
(5) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(6) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(7) Foreign governments in accordance with formal or informal
international agreements;
(8) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(9) Contractors for the purpose of processing personnel and
administrative records;
(10) Unions recognized as exclusive bargaining representatives
under 5 U.S.C. Chapter 71, arbitrators, and other parties responsible
for the administration of the federal labor-management program if
needed in the performance of their authorized duties;
(11) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(12) Federal agencies, state agencies, and local agencies for tax
purposes;
(13) Private creditors for the purpose of garnishing wages of an
employee if a debt has been reduced to a judgment;
(14) Authorized federal and non-federal entities for use in
approved computer matching efforts, limited to those data elements
considered necessary in making a determination of eligibility under
particular benefit programs administered by those agencies or entities,
to improve program integrity, and to collect debts and other monies
owed to those agencies or entities or to the Fiscal Service;
(15) Other federal agencies to effect salary or administrative
offset for the purpose of collecting a debt, except that addresses
obtained from the Internal Revenue Service shall not be disclosed to
other agencies;
(16) Next-of-kin, voluntary guardians, and other representative or
successor in interest of a deceased or incapacitated employee or former
employee;
(17) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(18) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm; and
(19) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by name, Social Security number, other
assigned identifier, and Treasury publication.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
In accordance with section (b)(12) of the Privacy Act of 1974, as
amended (5 U.S.C. 552a(b)(12)), disclosures may be made from this
system of records to ``consumer reporting agencies'' \2\ in accordance
with section 3711(e) of title 31. The purpose of the disclosure is to
aid in the collection of outstanding debts owed to the Federal
Government. After the prerequisites of 31 U.S.C. 3711 have been
followed, the Fiscal Service may disclose information necessary to
establish the identity of the individual responsible for the claim,
including name, address, and taxpayer identification number; the
amount, status, and history of the claim; and the agency or program
under which the claim arose.
---------------------------------------------------------------------------
\2\ ``Consumer reporting agency'' is defined in 31 U.S.C.
3701(a)(3).
---------------------------------------------------------------------------
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record
[[Page 11779]]
pertaining to himself or herself must follow the procedures set forth
in the regulations of the U.S. Department of the Treasury published in
31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .001--Human Resources and
Administrative Records and on October 15, 2012 (77 FR 62602) as the
Department of the Treasury, Financial Management Service .001--
Administrative Records.
Treasury/Fiscal Service .002
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .002--
Payment Records
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Kansas City Regional Financial Center, Bureau of the Fiscal
Service, U.S. Department of the Treasury, 4241 NE 34th Street, Kansas
City, MO 64117; Bureau of the Fiscal Service, 320 Avery Street,
Parkersburg, WV 26106-1328. Records are also located throughout the
United States at Federal Reserve Banks and financial institutions
acting as Treasury's fiscal and financial agents. The addresses of the
fiscal and financial agents may be obtained from the system manager
below.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant Commissioner, Payment
Management, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321, 3301, 3321, 3321 note, 3325, 3327,
3328, 3332, 3334, 3720.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected from federal
government entities that are requesting disbursement of domestic and
international payments to their recipients and is used to facilitate
such payments.
The information will also be used for collateral purposes related
to the processing of disbursements, such as collection of statistical
information on operations, development of computer systems,
investigation of unauthorized or fraudulent activity, and the
collection of debts arising out of such activity.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who are the intended or actual recipients of payments
disbursed by the United States Government.
CATEGORIES OF RECORDS IN THE SYSTEM:
Payment records showing a payee's name, Social Security number,
employer identification number, or other agency identification or
account number; date and location of birth, physical and/or electronic
mailing address; telephone numbers; payment amount; date of issuance;
trace number or other payment identification number, such as Treasury
check number and symbol; financial institution information, including
the routing number of his or her financial institution and the payee's
account number at the financial institution; and vendor contract and/or
purchase order number.
RECORD SOURCE CATEGORIES:
Information in this system is provided by: Federal departments and
agencies responsible for certifying, disbursing, and collecting federal
payments; Treasury or Fiscal Service-designated fiscal and financial
agents of the United States that process payments and collections; and
commercial database vendors. Each of these record sources may include
information obtained from individuals.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) The banking industry for payment verification;
(2) Federal investigative agencies, Departments and agencies for
whom payments are made, and payees;
(3) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(4) A federal, state, or local agency maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(5) A court, magistrate, mediator, or administrative tribunal in
the course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(6) Foreign governments in accordance with formal or informal
international agreements;
(7) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(8) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(9) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(10) Federal creditor agencies, their employees, or their agents
for the purpose of facilitating or conducting federal administrative
offset, federal tax refund offset, federal salary offset, or for any
other authorized debt collection purpose;
(11) Any state, territory or commonwealth of the United States, or
the District of Columbia to assist in the collection of state,
commonwealth, territory or District of Columbia claims pursuant to a
reciprocal agreement between Fiscal Service and the state,
commonwealth, territory or the District of Columbia, or pursuant to
federal law that authorizes the offset of federal payments to collect
delinquent obligations owed to the state, commonwealth, territory, or
the District of Columbia;
(12) The Defense Manpower Data Center and the United States Postal
Service and other federal agencies through authorized computer matching
programs for the purpose of identifying and locating individuals who
are delinquent in their repayment of debts owed to the Department or
other federal agencies in order to collect those debts through salary
offset and administrative
[[Page 11780]]
offset, or by the use of other debt collection tools;
(13) A contractor of the Fiscal Service for the purpose of
performing routine payment processing services, subject to the same
limitations applicable to Fiscal Service officers and employees under
the Privacy Act;
(14) A fiscal or financial agent of the Fiscal Service, its
employees, agents, and contractors, or to a contractor of the Fiscal
Service, for the purpose of ensuring the efficient administration of
payment processing services, subject to the same or equivalent
limitations applicable to Fiscal Service officers and employees under
the Privacy Act;
(15) To appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(16) To another Federal agency or Federal entity, when the
Department of the Treasury and/or Fiscal Service determines that
information from this system of records is reasonably necessary to
assist the recipient agency or entity in (1) responding to a suspected
or confirmed breach or (2) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach;
(17) (a) a federal or state agency, its employees, agents
(including contractors of its agents) or contractors; (b) a fiscal or
financial agent designated by the Fiscal Service or other Department of
the Treasury bureau or office, including employees, agents or
contractors of such agent; or (c) a contractor of the Fiscal Service,
for the purpose of identifying, preventing, or recouping improper
payments to an applicant for, or recipient of, federal funds, including
funds disbursed by a state in a state-administered, federally-funded
program; disclosure may be made to conduct computerized comparisons for
this purpose;
(18) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity; and
(19) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 4 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS IN THE SYSTEM:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by name, Social Security number, employer
identification number, agency-supplied identifier, date of payment, or
trace number, or other payment identifying information, such as check
number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow procedures set forth in the regulations of the U.S. Department
of the Treasury published in 31 CFR, Part 1, Subpart C, Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .002--Payment Records.
Treasury/Fiscal Service .003
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .003--
Claims and Inquiry Records on Treasury Checks, and International
Claimants.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Kansas City Regional Financial Center, Bureau of the Fiscal
Service, U.S. Department of the Treasury, 4241 NE 34th Street, Kansas
City, MO 64117; Bureau of the Fiscal Service, 320 Avery Street,
Parkersburg, WV 26106-1328. Records are also located throughout the
United States at Federal Reserve Banks and financial institutions
acting as Treasury's fiscal and financial agents. The addresses of the
fiscal and financial agents may be obtained from the system manager
below.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant Commissioner, Payment
Management, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E,'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; Treasury check claims--15 U.S.C. 771 with delegation
of authority from Comptroller General of the United States;
International claims--50 U.S.C. 2012; 22 U.S.C. 1627, 1641, 1642;
Public Law 114-328.
PURPOSE(S) OF THE SYSTEM:
To be the system of record for all checks issued by the U.S.
Department of the Treasury and claims against these checks, including:
(1) Claims where the payee has verified they were not the endorser
of
[[Page 11781]]
the check therefore resulting in potential fraud;
(2) Claims of non-entitlement (reclamations) by agencies;
(3) Claims of non-receipt by payees;
(4) Expired checks, i.e., limited pay cancellations; and
(5) Claims for benefits under the War Claims Act, the International
Claims Settlement Act of 1949, and the Guam World War II Loyalty
Recognition Act.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
(1) Payees and holders of Treasury checks; and
(2) Claimants awarded benefits under the War Claims Act, the
International Claims Settlement Act of 1949, and the Guam World War II
Loyalty Recognition Act.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Treasury check claim files; and
(2) Awards for claims for losses sustained by individuals.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by:
(1) Individual payees of Treasury checks, endorsers of Treasury
checks, investigative agencies, contesting claimants;
(2) Federal program agencies and other federal entities; and
(3) Awards certified to Treasury for payment by Foreign Claims
Settlement Commission.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Endorsers concerning checks for which there is liability,
federal agencies, state and local law enforcement agencies, General
Accountability Office, congressional offices and media assistance
offices on behalf of payee claimants;
(2) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation of or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(3) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant or necessary to
the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(4) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(5) Foreign governments in accordance with formal or informal
international agreements;
(6) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(7) The news media and the public, with the approval of the Chief
Privacy Officer in consultation with counsel, when there exists a
legitimate public interest in the disclosure of the information, when
disclosure is necessary to preserve confidence in the integrity of the
Fiscal Service, or when disclosure is necessary to demonstrate the
accountability of Fiscal Service's officers, employees, or individuals
covered by the system, except to the extent the Chief Privacy Officer
determines that release of the specific information in the context of a
particular issue would constitute an unwarranted invasion of personal
privacy;
(8) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(9) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(10) The public when attempts by Fiscal Service to locate the
claimant have been unsuccessful. This information is limited to the
claimant's name, city, and state of last known address, and the amount
owed to the claimant. (This routine use does not apply to the Iran
Claims Program or the Holocaust Survivors Claims Program or other
claims programs that statutorily prohibit disclosure of claimant
information);
(11) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(12) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(13) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach; and
(14) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by:
(1) Name of payee and check number and symbol;
(2) Social Security number; and
(3) Name of claimant or alphanumeric reference to claim number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the
[[Page 11782]]
Fiscal Service File Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow procedures set forth in the regulations of the U.S. Department
of the Treasury published in 31 CFR part 1, subpart C, Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on Oct. 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .003--Claims and Inquiry
Records on Treasury Checks, and International Claimants.
Treasury/Fiscal Service .004
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .004--
Education and Training Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 320
Avery Street, Parkersburg, WV 26106-1328.
SYSTEM MANAGER(S):
Assistant Commissioner, Office of Management, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C. chapter 33; 31 U.S.C. 3720.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
about Government employees and other individuals who participate in
Fiscal Service's education and training program. The information
contained in the records will assist Fiscal Service in properly
tracking individual training and accurately account for training
revenue and expenditures generated through the Fiscal Service's
training programs (for example, Integrated Talent Management (ITM)).
For Fiscal Service personnel, the records contained in Fiscal Service's
training records will also assist managers' active participation in
their employees' learning plans. Fiscal Service maintains the
information necessary to ensure that Fiscal Service keeps accurate
records related to classes, including a training participant's training
and enrollment status, class completion information, and learning
history. Fiscal Service also maintains the records to ensure that
financial records pertaining to a training participant's payment for
training fees are maintained accurately. Fiscal Service's training
records will report financial information to the Internal Revenue
Service and Office of Personnel Management. Finally, the information
contained in the covered records will be used for collateral purposes
related to the training processes, such as the collection of
statistical information on training programs, development of computer
systems, investigation of unauthorized or fraudulent activity related
to submission of information to Fiscal Service for training program
purposes and the collection of debts arising out of such activity.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Government employees (including separated employees, in certain
cases) and other individuals who access and apply for Fiscal Service
training services.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Personal Profile--Account Record;
(2) Transcript Record;
(3) Enrollment Status Record;
(4) My Plan Record;
(5) Assessment Performance Results Record;
(6) Managerial Approval/Disapproval Status Record;
(7) Class Roster Record;
(8) Class Evaluation Record;
(9) Payment Record; and
(10) Statistical Reports--retrievable by names: (a) Learning
History, (b) Class Enrollment Report, (c) Class Payment/Billing Report,
(d) Status of Training Report, (e) Ad Hoc Training Report, and (f)
Other Similar Files or Registers.
RECORD SOURCE CATEGORIES:
Information in this system is provided by the individual on whom
the record is maintained; the individual's employer; and other
governmental agency or educational institutions.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(3) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(4) Federal agencies, financial institutions, and contractors for
the purpose of performing fiscal services, including, but not limited
to, processing payments, investigating and rectifying possible
erroneous reporting information, testing and enhancing related computer
systems, creating and reviewing statistics to improve the quality of
services provided, or conducting debt collection services;
(5) Federal agencies, their agents and contractors for the purposes
of facilitating the collection of receipts,
[[Page 11783]]
determining the acceptable method of collection, the accounting of such
receipts, and the implementation of programs related to the receipts
being collected as well as status of their personnel training,
statistical training information;
(6) Financial institutions, including banks and credit unions, and
credit card companies for the purpose of collections and/or
investigating the accuracy of information required to complete
transactions using electronic methods and for administrative purposes,
such as resolving questions about a transaction;
(7) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(8) Foreign governments in accordance with formal or informal
international agreements;
(9) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(10) Federal agencies, their agents and contractors, credit
bureaus, and employers of individuals who owe delinquent debt when the
debt arises from the unauthorized use of electronic payment methods.
The information will be used for the purpose of collecting such debt
through offset, administrative wage garnishment, referral to private
collection agencies, litigation, reporting the debt to credit bureaus,
or for any other authorized debt collection purpose;
(11) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(12) To appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(13) To another Federal agency or Federal entity, when the
Department of the Treasury and/or Fiscal Service determines that
information from this system of records is reasonably necessary to
assist the recipient agency or entity in (1) responding to a suspected
or confirmed breach or (2) preventing, minimizing, or remedying the
risk of harm to individuals, the recipient agency or entity (including
its information systems, programs, and operations), the Federal
Government, or national security, resulting from a suspected or
confirmed breach; and
(14) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Electronic training data can be retrieved by class name and/or
organization name and participant name. Electronic financial data can
be retrieved by name, organization and payment information (e.g.,
credit card, Standard Form 182).
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow procedures set forth in the regulations of the U.S. Department
of the Treasury published in 31 CFR part 1, subpart C, Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .001--Human Resources and
Administrative Records and on October 15, 2012 (77 FR 62602) as the
Department of the Treasury, Financial Management Service .004--
Education and Training Records.
Treasury/Fiscal Service .005
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .005--
Fiscal Service Personnel Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury,
locations at: 3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785;
200 Third Street, Parkersburg, WV 26106-1328; 320 Avery Street,
Parkersburg, WV 26106-1328; 4241 NE 34th Street, Kansas City, MO 64117-
3120; 13000 Townsend Road, Philadelphia, PA 19154; and Fiscal Service
offices in Austin, TX 78714 and Birmingham, AL. Copies of some
documents have been duplicated for maintenance by supervisors for
employees or programs under their supervision. These duplicates are
also covered by this system of records.
SYSTEM MANAGER(S):
(1) For personnel records: Assistant Commissioner, Office of
Management, Bureau of the Fiscal Service, 3201
[[Page 11784]]
Pennsy Drive, Warehouse ``E'', Landover, MD 20785; and
(2) For personnel security records: Assistant Commissioner, Office
of Information and Security Services, Bureau of the Fiscal Service, 320
Avery Street, Parkersburg, WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; U.S. Office of Personnel Management, Guide to
Personnel Recordkeeping (Operating Manual).
PURPOSE(S) OF THE SYSTEM:
The information contained in these records assists Fiscal Service
in: (1) Maintaining current and historical personnel records and
preparing individual administrative transactions relating to
classification; assignment; career development; evaluation; promotion,
compensation, separation and retirement; making decisions on the
rights, benefits, entitlements and the utilization of individuals;
providing a data source for the production of reports, statistical
surveys, rosters, documentation, and studies required for the orderly
personnel administration within Treasury; (2) maintaining employment
history; (3) providing investigatory information for determinations
concerning whether an individual is suitable or fit for Government
employment; eligible for logical and physical access to Treasury
controlled facilities and information systems; eligible to hold
sensitive positions (including but not limited to eligibility for
access to classified information); fit to perform work for or on behalf
of the U.S. Government as a contractor; qualified to perform contractor
services for the U.S. Government; or loyal to the United States; (4)
ensuring that Fiscal Service is upholding the highest standards of
integrity, loyalty, conduct, and security among its employees and
contract personnel; (5) to help streamline and make the adjudicative
process more efficient; and (6) to otherwise conform with applicable
legal, regulatory and policy authorities.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Fiscal Service employees (including current and separated
employees), family members of Fiscal Service employees, and applicants
for Fiscal Service employment.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Human Resources Records: Records covered under the National
Archives and Records Administration (``NARA'')'s General Records
Schedule, 2.0 Human Resources, which relate to the supervision over and
management of federal civilian employees, including the disposition of
Official Personnel Folders and other records relating to civilian
personnel; and
(2) Personnel Security Records: Records covered under the NARA
General Records Schedule 2.1 Employee Acquisition Records, and 5.6
Security Records that relate to initial and recurring background
investigations of Fiscal Service employee and contractors, as well as
the issuance of PIV-enabled identification cards (i.e., credentials).
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by applicant
Notification of Personnel Action Forms (SF-50), job application/resume
(completed by applicant), payroll actions references, educational
institutions, the subject of the record, authorized representatives,
supervisor, employers, medical personnel, other employees, other
federal, state, or local agencies, and commercial entities.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) The Office of Personnel Management, the Merit Systems
Protection Board, the Equal Employment Opportunity Commission, and the
Federal Labor Relations Authority upon authorized request;
(3) Other federal, state, or local agencies, such as a state
employment compensation board or housing administration agency, so that
the agency may adjudicate an individual's eligibility for a benefit, or
liability in such matters as child support;
(4) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(5) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(6) Foreign governments in accordance with formal or informal
international agreements;
(7) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(8) Contractors for the purpose of processing personnel and
administrative records;
(9) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(10) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(11) Consumer reporting agencies, private creditors and debt
collection agencies, including mailing addresses obtained from the
Internal Revenue Service to obtain credit reports;
(12) Federal agencies and to state and local agencies for tax
purposes;
(13) Private creditors for the purpose of garnishing wages of an
employee if a debt has been reduced to a judgment;
(14) Authorized federal and non-federal entities for use in
approved computer matching efforts, limited to those data elements
considered necessary in making a determination of eligibility under
particular benefit programs administered by those agencies or entities,
to improve program integrity, and to collect debts and other monies
owed to those agencies or entities or to the Fiscal Service;
(15) Other federal agencies to effect salary or administrative
offset for the purpose of collecting a debt, except that addresses
obtained from the Internal Revenue Service shall not be disclosed to
other agencies;
(16) Next-of-kin, voluntary guardians, and other representative or
successor in interest of a deceased or incapacitated employee or former
employee;
(17) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records
[[Page 11785]]
management inspections under authority of 44 U.S.C. 2904 and 2906;
(18) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(19) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(20) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach; and
(21) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
In accordance with section (b)(12) of the Privacy Act of 1974, as
amended (5 U.S.C. 552a(b)(12)), disclosures may be made from this
system of records to ``consumer reporting agencies'' \3\ in accordance
with section 3711(e) of title 31.'' The purpose of the disclosure is to
aid in the collection of outstanding debts owed to the Federal
Government. After the prerequisites of 31 U.S.C. 3711 have been
followed, the Fiscal Service may disclose information necessary to
establish the identity of the individual responsible for the claim,
including name, address, and taxpayer identification number; the
amount, status, and history of the claim; and the agency or program
under which the claim arose.
---------------------------------------------------------------------------
\3\ ``Consumer reporting agency'' is defined in 31 U.S.C.
3701(a)(3).
---------------------------------------------------------------------------
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
By name, Social Security number or other assigned identifier.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .001--Human Resources and
Administrative Records and on October 15, 2012 (77 FR 62602) as the
Department of the Treasury, Financial Management Service .005--FMS
Personnel Records.
Treasury/Fiscal Service .006
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .006--
Employee Assistance Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
This system covers Fiscal Service employee assistance records that
are maintained by another federal, state, local government, or
contractor under an agreement with the Fiscal Service directly or
through another entity to provide the Employee Assistance Program (EAP)
functions. The address of the other agency or contractor may be
obtained from the system manager below.
SYSTEM MANAGER(S):
Assistant Commissioner, Office of Management, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301, 7361, 7362, 7904; 44 U.S.C. 3101.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to provide a history and record of the employee's or his/her family
member's counseling session.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Fiscal Service employees and former employees who have been
counseled, either by self-referral or supervisory-referral, regarding
alcohol or drug abuse, emotional health, or other personal problems.
Where applicable, this system also covers family members of Fiscal
Service employees when the family member uses the services of the EAP.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system contains records of each employee and, in some cases,
family
[[Page 11786]]
members of the employee who have used the EAP for an alcohol, drug,
emotional, or personal problem. Examples of information that may be
found in each record are: The individual's name; Social Security
number; date of birth; grade; job title; home address; telephone
numbers; supervisor's name and telephone number; assessment of problem;
and referrals to treatment facilities and outcomes.
RECORD SOURCE CATEGORIES:
Information in this system of records comes from the individual to
whom it applies, the supervisor of the individual if the individual was
referred by a supervisor, or the contractor's staff member who records
the counseling session.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) An entity under contract with the Fiscal Service for the
purpose of providing the EAP function;
(2) Medical personnel to the extent necessary to meet a bona fide
medical emergency in accordance with the Confidentiality of Alcohol and
Drug Abuse Patient Records regulations (42 CFR part 2);
(3) Contractors and consultants, and their employees, contractors
or other personnel for the purpose of conducting scientific research,
management audits, financial audits, or program evaluation, provided
individual identifiers are not disclosed in any manner, in accordance
with the Confidentiality of Alcohol and Drug Abuse Patient Records
regulations (42 CFR part 2);
(4) The Department of Justice or other appropriate federal agency
in defending claims against the United States when the records are not
covered by the Confidentiality of Alcohol and Drug Abuse Patient
Records regulations at 42 CFR part 2;
(5) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(6) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(7) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(8) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(9) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach; and
(10) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the name and Social Security number
or other assigned identifier of the individual on whom they are
maintained.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
When Fiscal Service contracts with an entity for the purpose of
providing the EAP functions, the contractor shall be required to
maintain Privacy Act of 1974, as amended, safeguards with respect to
such records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .005--Employee Assistance
Records.
[[Page 11787]]
Treasury/Fiscal Service .007
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .007--
Direct Deposit Enrollment Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Federal Reserve Bank of Dallas, acting in its capacity as
Treasury's fiscal agent, 2200 North Pearl Street, Dallas, TX 75201.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant Commissioner, Payment
Management, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C. chapter 33; 31 U.S.C. 3332.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
about individuals who wish to enroll in the Direct Deposit program in
order to receive federal payments directly to a bank account or other
similar type of account via electronic funds transfer, rather than by
paper check.
The records are used to process Direct Deposit enrollment
applications that may be received directly by Fiscal Service, its
fiscal agents, and/or contractors. The records are collected and
maintained to guarantee that Direct Deposit enrollment applications are
processed properly to ensure that a recipient's federal payment will be
disbursed to the correct account. Without the appropriate information,
Fiscal Service, its fiscal agents and contractors, would not be able to
process the Direct Deposit enrollment application as requested by the
individual authorizing the Direct Deposit.
The information will also be used for collateral purposes related
to the processing of Direct Deposit enrollments, such as collection of
statistical information on operations, development of computer systems,
investigation of unauthorized or fraudulent activity, and the
collection of debts arising out of such activity.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who enroll with the Fiscal Service to receive federal
payments from the Federal Government via an electronic funds transfer
program known as ``Direct Deposit.''
CATEGORIES OF RECORDS IN THE SYSTEM:
The records may contain identifying information, such as: An
individual's name(s), Social Security number, home address, home and
work telephone number, and personal email address (home and work); date
of birth; bank account(s) and other types of accounts to which payments
are made, such as the individual's bank account number and the
financial institution routing and transit number; information about an
individual's payments received from the United States, including the
type of payment received and the federal agency responsible for
authorizing the payment; information related to the cancellation or
suspension of an individual's Direct Express[supreg] debit card \4\ by
Fiscal Service's financial agent; and information provided by an
individual regarding a hardship due to a remote geographic location or
about his or her inability to manage a bank account or prepaid debit
card due to mental impairment.
---------------------------------------------------------------------------
\4\ Direct Express[supreg] is a registered service mark of the
Bureau of the Fiscal Service, U.S. Department of the Treasury.
---------------------------------------------------------------------------
RECORD SOURCE CATEGORIES:
Information in this system is provided by the individual on whom
the record is maintained (or by his or her authorized representative),
other persons who electronically authorize payments from the Federal
Government, federal agencies responsible for authorizing payments,
federal agencies responsible for disbursing payments, Treasury
financial agents, Treasury fiscal agents that process Direct Deposit
enrollment applications, and contractors.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) A federal, state, or local agency, maintaining civil, criminal,
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(3) Foreign governments in accordance with formal or informal
international agreements;
(4) Authorized federal and non-federal entities for use in approved
computer matching efforts, limited to those data elements considered
necessary in making a determination of eligibility under particular
benefit programs administered by those agencies or entities, to improve
program integrity, and to collect debts and other monies owed to those
agencies or entities or to the Fiscal Service;
(5) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(6) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(7) Fiscal agents, financial agents, financial institutions, and
contractors for the purposes of: (a) Processing Direct Deposit
enrollment applications, including, but not limited to, processing
Direct Deposit enrollment forms and implementing programs related to
Direct Deposit; investigating and rectifying possible erroneous
information; creating and reviewing statistics to improve the quality
of services provided; conducting debt collection services for debts
arising from Direct Deposit activities; or developing, testing and
enhancing computer systems; and (b) processing waivers from the
requirement to receive payments electronically, including, but not
limited to, processing automatic waivers and applications for waivers,
as well as implementing the waivers; investigating and rectifying
possible erroneous information or fraud; creating and reviewing
statistics to improve the quality of services provided; or developing,
testing and enhancing computer systems;
(8) Federal agencies, their agents, and contractors for the
purposes of facilitating the processing of Direct Deposit enrollment
applications and the implementation of programs related to Direct
Deposit;
[[Page 11788]]
(9) Federal agencies, their agents and contractors, credit bureaus,
and employers of individuals who owe delinquent debt for the purpose of
garnishing wages, only when the debt arises from the unauthorized or
improper use of the Direct Deposit program. The information will be
used for the purpose of collecting such debt through offset,
administrative wage garnishment, referral to private collection
agencies, litigation, reporting the debt to credit bureaus, or for any
other authorized debt collection purpose;
(10) Financial institutions, including banks and credit unions, for
the purpose of disbursing payments and/or investigating the accuracy of
information required to complete transactions using Direct Deposit and
for administrative purposes, such as resolving questions about a
transaction;
(11) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(12) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(13) Federal agencies, state agencies, and local agencies for tax
purposes;
(14) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(15) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(16) Consumer reporting agencies, as defined by the Fair Credit
Reporting Act, 5 U.S.C. 1681(f), to encourage repayment of a delinquent
debt; and
(17) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are retrieved by name, Social Security number, telephone
number, transaction identification number, or other alpha/numeric
identifying information.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .006--Direct Deposit
Enrollment Records.
Treasury/Fiscal Service .008
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .008--
Mailing List Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 3201
Pennsy Drive, Warehouse ``E'', Landover, MD 20785, or its fiscal or
financial agents at various locations. The addresses of the fiscal or
financial agents may be obtained by contacting the System Manager
below.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant Commissioner, Payment
Management, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C. chapter 33; 31 U.S.C. 3332;
Title XII of the Dodd-Frank Wall Street Reform and Consumer Protection
Act (Pub. L. 111-203, Jul. 21, 2010).
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
about low to moderate income individuals, who are more likely to be
unbanked or under-banked, and who could potentially receive federal tax
refund payments. The records are used to send letters to individuals
informing them of the benefits of electronic payments and Treasury-
recommended account options for receiving payments electronically.
Without the information, Fiscal Service and its fiscal or financial
agents and contractors would not be able to directly
[[Page 11789]]
notify prospective payment recipients about the benefits of electronic
payments and the Treasury-recommended account options for the receipt
of federal payments electronically.
The information will also be used to study the effectiveness of
offering account options to individuals for the purpose of receiving
federal payments. To study program efficacy, Fiscal Service may use its
mailing list records to collect aggregate statistical information on
the success and benefits of direct mail and the use of commercial
database providers.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Low- to moderate-income individuals, who are more likely to be
unbanked or underbanked, who could potentially receive federal tax
refund payments, and whose names and addresses are included on mailing
lists purchased from commercial providers.
CATEGORIES OF RECORDS IN THE SYSTEM:
The records may contain identifying information, such as an
individual's name(s) and address.
RECORD SOURCE CATEGORIES:
Information in this system is provided by commercial database
providers based on publicly available information.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) The U.S. Department of Justice (``DOJ'') for its use in
providing legal advice to the Department or in representing the
Department in a proceeding before a court, adjudicative body, or other
administrative body before which the Department is authorized to
appear, where the use of such information by the DOJ is deemed by the
Department to be relevant and necessary to the litigation, and such
proceeding names as a party or interests: (a) The Department or any
component thereof; (b) any employee of the Department in his or her
official capacity; (c) any employee of the Department in his or her
individual capacity where DOJ has agreed to represent the employee; or
(d) the United States, where the Department determines that litigation
is likely to affect the Department or any of its components;
(2) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(3) Fiscal agents, financial agents, and contractors for the
purpose of mailing information to individuals about the benefits of
electronic federal payments and Treasury-recommended account options
for receipt of federal payments electronically, including, but not
limited to, processing direct mail or performing other marketing
functions; and creating and reviewing statistics to improve the quality
of services provided;
(4) Federal agencies, their agents and contractors for the purposes
of implementing and studying options for encouraging current and
prospective federal payment recipients to receive their federal
payments electronically;
(5) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(6) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(7) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violations or enforcing
or implementing a statute, rule, regulation, order, or license, when a
record, either on its face or in conjunction with other information,
indicates a violation or potential violation of law, which includes
criminal, civil, or regulatory violations and such disclosure is proper
and consistent with the official duties of the person making the
disclosure;
(8) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(9) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(10) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(11) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach; and
(12) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records are retrieved by name, address, or other alpha/numeric
identifying information.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including
[[Page 11790]]
the use of passwords and sign-on protocols, which are periodically
changed. Only employees whose official duties require access are
allowed to view, administer, and control these records. Copies of
records maintained on computer have the same limited access as paper
records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .008--Mailing List Records.
Treasury/Fiscal Service .009
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .009--
Delegations and Designations of Authority for Disbursing Functions
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Kansas City Regional Financial Center, Bureau of the Fiscal
Service, U.S. Department of the Treasury, 4241 NE 34th Street, Kansas
City, MO 64117.
SYSTEM MANAGER(S):
Chief Disbursing Officer, Assistant Commissioner, Payment
Management, Bureau of the Fiscal Service, 3201 Pennsy Drive, Warehouse
``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 3321, 3325.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
from federal agencies that are requesting disbursement of domestic and
international payments to its recipients. The information is collected
and maintained to ensure that only properly authorized Federal
Government personnel are able to engage in the process of disbursing a
payment.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Heads of Agencies, Certifying Officers, designated agents, and
other federal employees designated to perform specific disbursement-
related functions.
CATEGORIES OF RECORDS IN THE SYSTEM:
Records are maintained on the designation or removal of individuals
to act in a specified capacity pursuant to a proper authorization.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by government
departments and agencies requiring services of the Department for
issuance and payment of Treasury checks.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Banking institutions, Federal Reserve Banks, and government
agencies for verification of information on authority of individuals to
determine propriety of actions taken by such individuals;
(2) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(3) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(4) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(5) Foreign governments in accordance with formal or informal
international agreements;
(6) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(7) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(8) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(9) Contractors for the purpose of processing personnel and
administrative records;
(10) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(11) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
[[Page 11791]]
(12) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906; and
(13) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by name.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .010--Records of Accountable
Officers' Authority With Treasury.
Treasury/Fiscal Service .010
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .010--Pre-
complaint Counseling and Complaint Activities.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 200
Third Street, Parkersburg, WV 26106-1328.
SYSTEM MANAGER(S):
Director, Equal Employment Opportunity & Diversity, Bureau of the
Fiscal Service, 200 Third Street, Parkersburg, WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7154; 42 U.S.C. 200e-16; Executive Order 11478; and 5 CFR
part 713.
PURPOSE(S) OF THE SYSTEM:
The system is used for the investigation of complaints of
discrimination on the basis of race, color, national origin, sex, age,
retaliation/reprisal and disability. In addition, the system contains
case files developed in investigating complaints and in reviewing
actions within Fiscal Service to determine if it conducted programs and
activities in compliance with the federal laws. The system also
contains annual and bi-annual statistical data submitted to and used by
the Fiscal Service.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Employees seeking services of EEO Counselors.
CATEGORIES OF RECORDS IN THE SYSTEM:
Monthly pre-complaint activity reports from all Fiscal Service
facilities.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by monthly
submissions by financial centers and headquarters.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(2) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(3) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(4) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(5) Appropriate federal, state, local, or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(6) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(7) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a
[[Page 11792]]
result of the suspected or confirmed breach there is a risk of harm to
individuals, the Department of the Treasury and/or Fiscal Service
(including its information systems, programs, and operations), the
Federal Government, or national security; and (3) the disclosure made
to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(8) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(9) Contractors for the purpose of processing personnel and
administrative records; and
(10) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by employee name and date of receipt.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .012--Pre-complaint
Counseling and Complaint Activities.
Treasury/Fiscal Service .011
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .011--
Gifts to the United States
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 200
Third Street, Parkersburg, WV 26106-1328.
SYSTEM MANAGER(S):
Director, Reporting and Analysis Division, Reporting and Analysis
Branch 2, Bureau of the Fiscal Service, 200 Third Street, Parkersburg,
WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
31 U.S.C. 3113.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to document donors' gifts to the United States Government.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Donors of inter vivos and testamentary gifts to the United States.
CATEGORIES OF RECORDS IN THE SYSTEM:
Correspondence, copies of wills and court proceedings, and other
material related to gifts to the United States.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by individuals,
executors, administrators and other involved persons.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Fiscal agents, financial agents, financial institutions, and
contractors for the purpose of performing fiscal or financial services,
including, but not limited to, processing payments, investigating and
rectifying possible erroneous reporting information, creating and
reviewing statistics to improve the quality of services provided, or
developing, testing and enhancing computer systems;
(2) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(3) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this
[[Page 11793]]
system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(4) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(5) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(6) The news media and the public, with the approval of the Chief
Privacy Officer in consultation with counsel, when there exists a
legitimate public interest in the disclosure of the information, when
disclosure is necessary to preserve confidence in the integrity of the
Fiscal Service, or when disclosure is necessary to demonstrate the
accountability of the Fiscal Service's officers, employees, or
individuals covered by the system, except to the extent the Chief
Privacy Officer determines that release of the specific information in
the context of a particular issue would constitute an unwarranted
invasion of personal privacy;
(7) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(8) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(9) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(10) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(11) Authorized federal and non-federal entities for use in
approved computer matching efforts, limited to those data elements
considered necessary in making a determination of eligibility under
particular benefit programs administered by those agencies or entities,
to improve program integrity, and to collect debts and other monies
owed to those agencies or entities or to the Fiscal Service; and
(12) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by name of donor.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .013--Gifts to the United
States.
Treasury/Fiscal Service .012
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .012--Debt
Collection Operations System.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Records are located throughout the United States at Bureau of the
Fiscal Service operations centers, Federal Records Centers, Federal
Reserve Banks acting as Treasury's fiscal agents, and financial
institutions acting as Treasury's financial agents. Addresses may be
obtained from system managers.
SYSTEM MANAGER(S):
System Manager, Debt Management Services, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Federal Claims Collection Act of 1966 (Pub. L. 89-508), as amended
by the Debt Collection Act of 1982 (Pub. L. 97-365, as amended);
Deficit Reduction Act of 1984 (Pub. L. 98-369, as amended); Debt
Collection Improvement Act of 1996 (Pub. L. 104-134, sec. 31001);
Taxpayer Relief Act of 1997 (Pub. L. 105-34); Internal Revenue Service
Restructuring and Reform Act of 1998 (Pub. L. 105-206); Improper
Payments Information Act of 2002 (Pub. L. 107-300); Recovery Audit Act
of 2002 (Pub. L. 107-107; Section 831; 115 Stat. 1186); Improper
Payments Elimination and
[[Page 11794]]
Recovery Act of 2010 (Pub. L. 111-204); Improper Payments Elimination
and Recovery Improvement Act of 2012 (Pub. L. 112-248); 26 U.S.C. 6402;
26 U.S.C. 6331; 31 U.S.C. chapter 37 (Claims), subchapter I (General)
and subchapter II (Claims of the U.S. Government); 31 U.S.C. 3321 note.
PURPOSE(S) OF THE SYSTEM:
The purpose of this system is to maintain records about individuals
who owe current receivable(s) or delinquent debt(s) to the United
States or to any person for whom the United States is authorized by
statute to collect for the benefit of such person, through one or more
of its departments or agencies, or to states, including past due
support enforced by states. The information contained in the records is
maintained for the purpose of taking action to facilitate the
collection or resolution of the debt(s) using various methods,
including, but not limited to, requesting repayment of the debt orally
or in writing; offset or levy of federal or state payments;
administrative wage garnishment; referral to collection agencies or for
litigation; or other collection or resolution methods authorized or
required by law. The information is also maintained for the purpose of
providing collection information about the debt to the agency
collecting the debt, so that debtors can access information to resolve
their debt, and to provide statistical information on debt collection
operations. The information is also maintained for the purpose of
testing and developing enhancements to: The computer systems which
contain the records; and operations or business processes used to
collect or resolve debts. The information is also maintained for the
purpose of data analysis related to improving government-wide efforts
to resolve and/or collect current receivables and delinquent debts owed
to federal and/or state agencies. The information is also maintained
for the purpose of resolving delinquent debts owed by debtors who are
ineligible for federally funded programs until the delinquency is
resolved, or for identifying, preventing, or recouping improper
payments to individuals who owe obligations to federal and/or state
agencies.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who may owe current receivables or delinquent debts
(collectively ``debts'') to: (a) The United States, through one or more
of its departments and agencies; or (b) states, territories or
commonwealths of the United States, or the District of Columbia
(hereinafter collectively referred to as ``States'').
CATEGORIES OF RECORDS IN THE SYSTEM:
Debt records containing information about the debtor(s), the type
of debt, the governmental entity to which the debt is owed, and the
debt collection tools utilized to collect the debt. The records may
contain identifying information, such as: (a) Debtor name(s) and
taxpayer identifying number(s) (i.e., Social Security number or
employer identification number); (b) debtor contact information, such
as work and home address, email address, or work, home or cellular
telephone numbers; (c) contact information for the debtor's authorized
third party representative(s); (d) information concerning the financial
status of the debtor and his/her household, including income, assets,
liabilities or other financial burdens, and any other resources from
which the debt may be recovered; and (e) name of employer or employer
contact information. Debts may include taxes, loans, assessments,
fines, fees, penalties, overpayments, advances, extensions of credit
from sales of goods or services, or other amounts of money or property
owed to, or collected by, the Federal Government or a State, including
past due support which is being enforced by a State.
The records also may contain information about: (a) The debt, such
as the original amount of the debt, the debt account number, the date
the debt originated, the amount of the delinquency or default, the date
of delinquency or default, basis for the debt, amounts accrued for
interest, penalties, and administrative costs, proof of debt
documentation, or payments on the account; (b) actions taken to collect
or resolve the debt, such as copies of demand letters or invoices,
information prepared for the purpose of referring the debt to private
collection agencies or the United States Department of Justice,
recordings of telephone calls and computer activity related to the
collection and resolution of debt, collectors' notes regarding
telephone or other communications related to the collection or
resolution of the debt, copies of administrative wage garnishment
orders, due process notices, hearing requests, and hearing decisions,
payment or compromise agreements; (c) other relevant information,
including orders for military service, prison records, bankruptcy
notices, medical records, or other correspondence with the debtor; and
(d) the referring or governmental agency that is collecting or owed the
debt, such as name, telephone number, and address of the agency
contact.
RECORD SOURCE CATEGORIES:
Information in this system is provided by: The individual on whom
the record is maintained; Federal and state agencies to which the debt
is owed; Federal agencies and other entities that employ the individual
or have information concerning the individual's employment or financial
resources; Federal and State agencies issuing payments; collection
agencies; locator and asset search companies, credit bureaus, and other
database vendors; Federal, State or local agencies furnishing
identifying information and/or debtor address information; and/or
public documents.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(3) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(4) Any federal agency, State or local agency, or their agents or
contractors, including private collection agencies:
(a) To facilitate the collection of debts through the use of any
combination of various debt collection methods required or authorized
by law, including, but not limited to:
(i) Request for repayment by telephone or in writing;
(ii) Negotiation of voluntary repayment or compromise agreements;
[[Page 11795]]
(iii) Offset or levy of Federal or State payments, which may
include the disclosure of information contained in the records for the
purpose of providing the debtor with appropriate notice or to otherwise
comply with prerequisites, to facilitate voluntary repayment in lieu of
offset or levy, to provide information to the debtor to understand what
happened to the payment, or to otherwise effectuate the offset or levy
process;
(iv) Referral of debts to private collection agencies, to Treasury-
designated debt collection centers, or for litigation;
(v) Administrative and court-ordered wage garnishment;
(vi) Debt sales;
(vii) Publication of names and identities of delinquent debtors in
the media or other appropriate places; or
(viii) Any other debt collection method authorized by law;
(b) To conduct computerized comparisons to locate Federal or State
payments to be made to debtors;
(c) To conduct computerized comparisons to locate employers of, or
obtain taxpayer identifying numbers or other information about, an
individual for debt collection purposes;
(d) To collect a debt owed to the United States through the offset
of payments made by States;
(e) To account or report on the status of debts for which such
entity has a legitimate use for the information in the performance of
official duties;
(f) For the purpose of denying Federal financial assistance in the
form of a loan or loan insurance or guaranty to an individual who owes
delinquent debt to the United States or who owes delinquent child
support that has been referred to Fiscal Service for collection by
administrative offset;
(g) To develop, enhance and/or test database, matching,
communications, or other computerized systems which facilitate debt
collection processes;
(h) To conduct data analysis which facilitates processes related to
the collection or resolution of debts owed to Federal and/or State
agencies; or
(i) For any other appropriate debt collection purpose.
(5) The Department of Defense, the U.S. Postal Service, or other
Federal agency for the purpose of conducting an authorized computer
matching program in compliance with the Privacy Act of 1974, as
amended, to identify and locate individuals receiving Federal payments
including, but not limited to, salaries, wages, or benefits, which may
include the disclosure of information contained in the record(s) for
the purpose of requesting voluntary repayment or implementing Federal
employee salary offset or other offset procedures;
(6) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(7) The Department of Justice or other federal agency:
(a) When requested in connection with a legal proceeding, including
a pending or threatened legal proceeding; or
(b) To obtain concurrence in a decision to compromise, suspend, or
terminate collection action on a debt;
(8) The Internal Revenue Service in connection with reporting
income from the cancellation of a debt;
(9) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(10) Any individual or other entity who receives federal or state
payments as a joint payee with a debtor for the purpose of providing
notice of, and information about, offsets from such federal payments;
(11) Any individual or entity:
(a) To facilitate the collection and/or resolution of debts using
any combination of various debt collection methods required or
authorized by law, including, but not limited to:
(i) Performing administrative and court-ordered wage garnishment;
(ii) Reporting information to commercial or consumer credit
bureaus;
(iii) Conducting asset searches or locating debtors;
(iv) Publishing names and identities of delinquent debtors in the
media or other appropriate places; or
(v) Selling debts;
(b) For the purpose of denying federal financial assistance in the
form of a loan or loan insurance or guaranty to an individual who owes
delinquent debt to the United States or who owes delinquent child
support that has been referred to the Fiscal Service for collection by
administrative offset; or
(c) For any other appropriate debt collection purpose;
(12) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(13) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(14)(a) A Federal or State agency, its employees, agents (including
contractors of its agents) or contractors; (b) fiscal or financial
agent designated by the Fiscal Service or other Department of the
Treasury bureau or office, including employees, agents or contractors
of such agent; or (c) contractor of the Fiscal Service, for the purpose
of identifying, preventing, or recouping improper payments to an
applicant for, or recipient of, Federal funds, including funds
disbursed by a state in a state-administered, Federally funded program;
disclosure may be made to conduct computerized comparisons for this
purpose;
(15) Consumer reporting agencies (as defined by the Fair Credit
Reporting Act, 5 U.S.C. 1681(f)) in accordance with 5 U.S.C.
552a(b)(12) and 31 U.S.C. 3711(e), to encourage repayment of a
delinquent debt; and
(16) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically, or on paper in
secure facilities in a locked drawer behind a locked door.
[[Page 11796]]
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by various combinations of identifiers,
including but not limited to name, taxpayer identifying number (i.e.,
Social Security number or employer identification number), debt account
number, offset trace number, payment trace number, telephone number or
address.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .014--Debt Collection
Operations System.
Treasury/Fiscal Service .013
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .013--
Collections Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 3201
Pennsy Drive, Warehouse ``E'', Landover, MD 20785. Records are also
located throughout the United States at Federal Reserve Banks and
financial institutions acting as Treasury's fiscal and financial
agents. The addresses of the fiscal and financial agents may be
obtained from the system manager below.
SYSTEM MANAGER(S):
Assistant Commissioner, Revenue Collections Management, Bureau of
the Fiscal Service, 3201 Pennsy Drive, Warehouse ``E'', Landover, MD
20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 321; 31 U.S.C. chapter 33; 31 U.S.C. 3720.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
about individuals who electronically authorize payments to the Federal
Government. The information contained in the records is maintained for
the purpose of facilitating the collection and reporting of receipts
from the public to the Federal Government and to minimize the financial
risk to the Government and the public of unauthorized use of electronic
payment methods. Examples of payment mechanisms authorized
electronically include Automated Clearing House (ACH), check
conversion, wire transfers, credit and debit cards, or stored value
cards. Individuals may authorize payments using paper check conversion
or internet-based systems through programs such as ``Pay.gov'' and
``Electronic Federal Taxpayer Payment System'' or directly through
their financial institution. The information also is maintained to:
(a) Provide collections information to the federal agency
collecting the public receipts;
(b) Authenticate the identity of individuals who electronically
authorize payments to the Federal Government;
(c) Verify the payment history and eligibility of individuals to
electronically authorize payments to the Federal Government;
(d) Provide statistical information on collections operations;
(e) Test and develop enhancements to the computer systems that
contain the records; and
(f) Collect debts owed to the Federal Government from individuals
when the debt arises from the unauthorized use of electronic payment
methods.
Fiscal Service's use of the information contained in the records is
necessary to process financial transactions while protecting the
government and the public from financial risks that could be associated
with electronic transactions. The records are collected and maintained
to authenticate payers and their ability to pay, process payments
through banking networks, and resolve after-the-fact accounting and
reconciliation questions.
In addition, the information contained in the covered records will
be used for other purposes related to the processing of financial
transactions, such as collection of statistical information on
operations, development of computer systems, investigation of
unauthorized or fraudulent activity related to electronic transactions,
and the collection of debts arising out of such activity.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals who electronically authorize payments to the Federal
Government through the use of communication networks, such as the
internet, via means such as ACH, check conversion, wire transfer,
credit/debit cards, and/or stored value card.
CATEGORIES OF RECORDS IN THE SYSTEM:
Collections records containing information about individuals who
electronically authorize payments to the Federal Government to the
extent such records are covered by the Privacy Act of 1974, as amended.
The records may contain identifying information, such as: An
individual's name(s), taxpayer identifying number (i.e., Social
Security number or employer identification number), home address, home
telephone number, and email addresses (personal and work); an
individual's employer's name, address, telephone number, and email
address; an individual's date of birth and driver's license number;
information about an individual's bank account(s) and other types of
accounts from which payments
[[Page 11797]]
are made, such as financial institution routing and account number;
credit and debit card numbers; information about an individual's
payments made to or from the United States (or to other entities such
as private contractors for the Federal Government), including the
amount, date, status of payments, payment settlement history, and
tracking numbers used to locate payment information; user name and
password assigned to an individual; other information used to identify
and/or authenticate the user of an electronic system to authorize and
make payments, such as a unique question and answer chosen by an
individual; and information concerning the authority of an individual
to use an electronic system (access status) and the individual's
historical use of the electronic system. The records also may contain
information about the governmental agency to which payment is made and
information required by such agency as authorized or required by law.
The information contained in the records covered by Fiscal
Service's system of records is necessary to process financial
transactions while protecting the government and the public from
financial risks that could be associated with electronic transactions.
It is noted that the system covers records obtained in connection with
various mechanisms that either are used currently or may be used in the
future for electronic financial transactions. Not every transaction
will require the maintenance of all of the information listed in this
section. The categories of records cover the broad spectrum of
information that might be connected to various types of transactions.
RECORD SOURCE CATEGORIES:
Information in this system is provided by the individual on whom
the record is maintained (or by his or her authorized representative),
other persons who electronically authorize payments to the Federal
Government, federal agencies responsible for collecting receipts,
federal agencies responsible for disbursing and issuing federal
payments, Treasury fiscal and financial agents that process
collections, and commercial database vendors.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) Commercial database vendors for the purposes of authenticating
the identity of individuals who electronically authorize payments to
the Federal Government, to obtain information on such individuals'
payment or check writing history, and for administrative purposes, such
as resolving a question about a transaction. For purposes of this
notice, the term ``commercial database vendors'' means vendors who
maintain and disclose information from consumer credit, check
verification, and address databases;
(3) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(4) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(5) Fiscal agents, financial agents, financial institutions, and
contractors for the purpose of performing fiscal or financial services,
including, but not limited to, processing payments, investigating and
rectifying possible erroneous reporting information, creating and
reviewing statistics to improve the quality of services provided,
conducting debt collection services, or developing, testing and
enhancing computer systems;
(6) Federal agencies, state agencies, and local agencies for tax
purposes;
(7) Federal agencies, their agents and contractors, credit bureaus,
and employers of individuals who owe delinquent debt for the purpose of
garnishing wages only when the debt arises from the unauthorized use of
electronic payment methods. The information will be used for the
purpose of collecting such debt through offset, administrative wage
garnishment, referral to private collection agencies, litigation,
reporting the debt to credit bureaus, or for any other authorized debt
collection purpose;
(8) Financial institutions, including banks and credit unions, and
credit card companies for the purpose of collections and/or
investigating the accuracy of information required to complete
transactions using electronic methods and for administrative purposes,
such as resolving questions about a transaction;
(9) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(10) Authorized federal and non-federal entities for use in
approved computer matching efforts, limited to those data elements
considered necessary in making a determination of eligibility under
particular benefit programs administered by those agencies or entities,
to improve program integrity, and to collect debts and other monies
owed to those agencies or entities or to the Fiscal Service;
(11) Unions recognized as exclusive bargaining representatives
under 5 U.S.C. Chapter 71, arbitrators, and other parties responsible
for the administration of the federal labor-management program if
needed in the performance of their authorized duties;
(12) A federal, State, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(13) Foreign governments in accordance with formal or informal
international agreements;
(14) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(15) Another Federal agency or Federal entity, when the Department
of
[[Page 11798]]
the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(16) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906; and
(17) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
DISCLOSURE TO CONSUMER REPORTING AGENCIES:
Debt information concerning a government claim against a debtor
when the debt arises from the unauthorized use of electronic payment
methods is also furnished, in accordance with 5 U.S.C. 552a(b)(12) and
31 U.S.C. 3711(e), to consumer reporting agencies, as defined by the
Fair Credit Reporting Act, 5 U.S.C. 1681(f), to encourage repayment of
a delinquent debt.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by account number (such as financial
institution account number or credit card account number), name
(including an authentication credential, e.g., a user name), Social
Security number, transaction identification number, or other alpha/
numeric identifying information.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
comply with the rules of the U.S. Department of the Treasury published
in 31 CFR part 1, subpart C, Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on October 15, 2012 (77 FR 62602) as the Department of
the Treasury, Financial Management Service .017--Collections Records.
Treasury/Fiscal Service .014
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .014--
United States Securities and Access.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 200
Third Street, Parkersburg, WV 26106-1328; Bureau of the Fiscal Service,
U.S. Department of the Treasury, 3201 Pennsy Drive, Warehouse ``E'',
Landover, MD 20785; the Federal Reserve Bank of Minneapolis, 90
Hennepin Avenue, Minneapolis, MN 55401; and the Federal Reserve Bank of
New York, East Rutherford Operations Center, 100 Orchard Street, East
Rutherford, NJ 07073.
SYSTEM MANAGER(S):
Assistant Commissioner, Retail Securities Services, Bureau of the
Fiscal Service, 200 Third Street, Parkersburg, WV 26106-1328. For
Federal Housing Administration (FHA) Debentures: Assistant
Commissioner, Office of Fiscal Accounting Operations, 200 Third Street,
Parkersburg, WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301; 31 U.S.C. 3101, et seq.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and used to
identify and maintain all account and ownership data, both paper and
electronic (internet based), on past and current purchases of Treasury
securities. This includes, for example, U.S. Treasury bonds, notes, and
bills; adjusted service bonds; armed forces leave bonds; and Federal
Housing Administration debentures as well as savings-type securities
including savings bonds, savings notes, definitive accrual, current
income, and retirement-type savings securities. Information on
transactions related to the inquiry and servicing of these Treasury
securities is also collected and maintained. The collection of
information allows Fiscal Service and its agents to issue and process
Treasury securities, make payments, identify owners and their accounts,
and other customer service related transactions.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Present and former owners of, subscribers to, claimants to, persons
entitled to, and inquirers concerning United States savings-type
securities and interest on securities, for example, United States
savings bonds, savings notes, retirement plan bonds, and individual
retirement bonds.
Present and former owners of, subscribers to, claimants to, persons
entitled to, and inquirers concerning United States Treasury securities
(except savings-type securities) and interest on securities and such
securities for which the Treasury acts as agents, for example, Treasury
bonds, notes, and bills; adjusted service bonds; armed forces leave
bonds; and Federal Housing Administration debentures.
Individuals who provide information to create an account for the
purchase of United States Treasury securities and
[[Page 11799]]
savings-type securities through the internet.
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Issuance: Records relating to registration, issuance, and
correspondence in connection with issuance of United States Treasury
securities and savings-type securities;
(2) Holdings: Records of accounts for the purchase of United States
securities. These records may include ownership and interest activity
on registered or recorded United States Treasury securities and
savings-type securities;
(3) Transactions (redemptions, payments, reissues, transfers, and
exchanges): Records which include securities transaction requests;
(4) Claims: Records including correspondence concerning lost,
stolen, destroyed, or mutilated United States Treasury securities and
savings-type securities; and
(5) Inquiries: Records of correspondence with individuals who have
requested information concerning United States Treasury securities and
savings-type securities.
All of the above categories of records include records of FHA
debentures in the Fiscal Accounting securities accounting system.
All of the above categories of records include or may include the
following types of personal information:
(1) Personal identifiers (name, including previous name used;
Social Security number; date of birth; physical and electronic
addresses; telephone, fax, and pager numbers); and
(2) Authentication aids (personal identification number, password,
account number, shared-secret identifier, digitized signature, or other
unique identifier).
RECORD SOURCE CATEGORIES:
Information on records in this system is furnished by the
individuals or their authorized representatives as listed in
``Categories of Individuals'' and issuing agents for securities, is
generated within the system itself, or, with their authorization, is
derived from other systems of records.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Agents or contractors of the Department for the purpose of
administering the public debt of the United States;
(2) Next-of-kin, voluntary guardian, legal representative or
successor in interest of a deceased or incapacitated owner of
securities and others entitled to the reissue, distribution, or payment
for the purpose of assuring equitable and lawful disposition of
securities and interest;
(3) Any owner of United States Treasury securities or savings-type
securities registered to two or more owners; or to the beneficiary of
such securities registered in beneficiary form if acceptable proof of
death of the owner is submitted;
(4) Federal agencies, state agencies, and local agencies for tax
purposes;
(5) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(6) Foreign governments in accordance with formal or informal
international agreements;
(7) The Department of Veterans Affairs and selected veterans'
publications for the purpose of locating owners or other persons
entitled to undeliverable bonds held in safekeeping by the Department;
(8) The Department of Veterans Affairs when it relates to the
holdings of Armed Forces Leave Bonds, to facilitate the redemption or
disposition of these securities;
(9) Other federal agencies to effect salary or administrative
offset for the purpose of collecting debts;
(10) A consumer-reporting agency, including mailing addresses
obtained from the Internal Revenue Service, to obtain credit reports;
(11) A debt collection agency, including mailing addresses obtained
from the Internal Revenue Service, for debt collection services;
(12) Contractors conducting Treasury-sponsored surveys, polls, or
statistical analyses relating to the marketing or administration of the
public debt of the United States;
(13) Appropriate federal, state, local, or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(14) A court, magistrate, mediator or administrative tribunal in
the course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(15) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(16) Other federal agencies, through computer matching, information
on individuals owing debts to the Fiscal Service for the purpose of
determining whether the debtor is a federal employee or retiree
receiving payments that may be used to collect the debt through
administrative or salary offset;
(17) Requesting federal agencies, through computer matching under
approved agreements limiting the information to that which is relevant
in making a determination of eligibility for federal benefits
administered by those agencies, information on holdings of United
States Treasury securities and savings-type securities;
(18) Other federal agencies through computer matching, information
on individuals with whom the Fiscal Service has lost contact, for the
purpose of utilizing letter forwarding services to advise these
individuals that they should contact the Fiscal Service about returned
payments and/or matured, unredeemed securities;
(19) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(20) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably
[[Page 11800]]
necessary to assist the recipient agency or entity in (1) responding to
a suspected or confirmed breach or (2) preventing, minimizing, or
remedying the risk of harm to individuals, the recipient agency or
entity (including its information systems, programs, and operations),
the Federal Government, or national security, resulting from a
suspected or confirmed breach;
(21) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity;
(22) ``Consumer reporting agencies'' \5\ to aid in the collection
of outstanding debts owed to the Federal Government. After the
prerequisites of 31 U.S.C. 3711 have been followed, the Fiscal Service
may disclose information necessary to establish the identity of the
individual responsible for the claim, including name, address, and
taxpayer identification number; the amount, status, and history of the
claim; and the agency or program under which the claim arose; and
---------------------------------------------------------------------------
\5\ ``Consumer reporting agency'' is defined in 31 U.S.C.
3701(a)(3).
---------------------------------------------------------------------------
(23) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Information can be retrieved alphabetically by name, address, and
period of time the security was issued, by bond serial numbers, other
assigned identifier, or, in some cases, numerically by taxpayer
identification number. In the case of securities, except Series G
savings bonds registered in more than one name, information relating to
those securities can be retrieved only by the names, or, in some cases,
by the taxpayer identification number of the registrants, primarily the
registered owners or first-named co-owners. In the case of gift bonds
inscribed with the taxpayer identification number of the purchaser,
bonds are retrieved under that number or by bond serial number.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
Appendix of Treasury Retail Securities sites:
This appendix lists the mailing addresses and telephone number of
the places that individuals may contact to inquire about their
securities accounts maintained in Treasury Direct or the Legacy Holding
System. The toll-free telephone number 1-844-284-2676 is used to reach
all the locations. Customers may also view information on the
TreasuryDirect website at www.TreasuryDirect.gov.
For Series EE and Series I Bonds:
Treasury Retail Securities Services Site, P.O. Box 214,
Minneapolis, MN 55480-0214.
For Series HH and Series H Bonds:
Treasury Retail Securities Services Site, P.O. Box 2186,
Minneapolis, MN 55480-2816.
For all other Series:
Treasury Retail Securities Services Site, P.O. Box 9150,
Minneapolis, MN 55480-9150.
For TreasuryDirect:
Treasury Retail Securities Site, P.O. Box 7015, Minneapolis, MN
55480-9150.
For Legacy Holding System:
Retail Securities Services, Bureau of the Fiscal Service, 200 Third
Street, Parkersburg, WV 26106-1328.
For FHA Debentures:
Fiscal Accounting Office, Special Investments Branch, Bureau of the
Fiscal Service, P.O. Box 396, 200 Third Street, Parkersburg, WV 26106-
1328.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .002--United States Savings-
Type Securities, Department of the Treasury, Bureau of the Public Debt
.003--United States Securities (Other than Savings-Type Securities) and
Department of the Treasury, Bureau of the Public Debt .008--Retail
Treasury Securities Access Application.
Treasury/Fiscal Service .015
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .015--
Physical Access Control System.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
All Bureau of the Fiscal Service, U.S. Department of the Treasury,
locations.
SYSTEM MANAGER(S):
Assistant Commissioner, Information and Security Services, Bureau
of the Fiscal Service, 320 Avery Street, Parkersburg, WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
31 U.S.C. 321; 41 CFR 101-20.103.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to allow the Fiscal Service to control and verify access to all Fiscal
Service facilities.
[[Page 11801]]
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
All Fiscal Service employees, employees of contractors or service
companies, and visitors.
CATEGORIES OF RECORDS IN THE SYSTEM:
Every individual with access to Fiscal Service facilities
controlled by the Physical Access Control System (``PACS'') has a
personal record stored in the PACS database. This record contains the
individual's full legal name, date of birth, height, weight, eye/hair
color, digital color photograph, federal agency smart credential
number, and their door access profile. When an access card is presented
at a reader, a record of the access is created on the PACS database.
This record contains the individual's name, date/time, door/location
scanned, and whether the access was granted or denied.
RECORD SOURCE CATEGORIES:
Information in this system of records is provided by the individual
concerned, his/her supervisor, or an official of the individual's firm
or agency.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local, or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) A federal, state, or local agency maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(3) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(4) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(5) Unions recognized as exclusive bargaining representatives under
5 U.S.C. Chapter 71, arbitrators, and other parties responsible for the
administration of the federal labor-management program if needed in the
performance of their authorized duties;
(6) Contractors for the purpose of processing personnel and
administrative records;
(7) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(8) The Office of Personnel Management, the Merit System Protection
Board, the Equal Employment Opportunity Commission, and the Federal
Labor Relations Authority upon authorized request;
(9) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(10) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(11) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906; and
(12) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Information on individuals can be retrieved by name or card number
or other assigned identifier such as biometric or biographic
information.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must
[[Page 11802]]
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .004--Controlled Access
Security System.
Treasury/Fiscal Service .016
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .016--
Health Unit Records
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 200
Third Street, Parkersburg, WV 26106-1328; Bureau of the Fiscal Service,
U.S. Department of the Treasury, 320 Avery Street, Parkersburg, WV
26106-1328; and Bureau of the Fiscal Service, U.S. Department of the
Treasury, 3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
SYSTEM MANAGER(S):
Assistant Commissioner, Office of Management, Bureau of the Fiscal
Service, 3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 7901; 29 U.S.C. 2613.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to document an individual's utilization on a voluntary basis of health
services provided under the Federal Employee Health Services Program at
the health unit at the Fiscal Service and to document employees'
requests for Family Medical Leave Act (``FMLA'') leave in Parkersburg,
West Virginia or Hyattsville, Maryland. Data is necessary to ensure:
Proper evaluation, diagnosis, treatment, and referral to maintain
continuity of care; a medical history of care received by the
individual; planning for further care of the individual; a means of
communication among health care members who contribute to the
individual's care; a legal document of health care rendered; and is a
tool for evaluating the quality of health care rendered; and for
assessing employees' requests for FMLA leave.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
(1) Fiscal Service employees who receive services under the Federal
Employee Health Services Program from the Fiscal Service health units
in Parkersburg, West Virginia or Hyattsville, MD, or who submit medical
documentation in support of their requests for sick leave or leave
under the FMLA;
(2) Federal employees of other organizations who receive services
under the Federal Employee Health Services Program from the Fiscal
Service health units in Parkersburg, West Virginia or Hyattsville,
Maryland; and
(3) Non-federal individuals working in or visiting the buildings,
who may receive emergency treatment from the Fiscal Service health unit
in Parkersburg, West Virginia or Hyattsville, Maryland.
CATEGORIES OF RECORDS IN THE SYSTEM:
This system is comprised of records developed as a result of an
individual's utilization of services provided under the Federal
Employee Health Services Program or provided in support of employees'
requests for FMLA leave. These records contain information such as:
Examination, diagnostic, assessment and treatment data; laboratory
findings; nutrition and dietetic files; nursing notes; immunization
records; CPR training; first aider: Names, Social Security number, date
of birth, addresses, and telephone numbers of individual; name,
address, and telephone number of individual's physician; name, address,
and telephone number of hospital; name, address, and telephone number
of emergency contact; and information obtained from the individual's
physician(s); medical documents related to employees' requests for FMLA
leave, and record of requested accesses by any Fiscal Service employee
(other than health unit personnel) who has an official need for the
information.
Note: This system does not cover records related to counseling for
drug, alcohol, or other problems covered by the system of records
notice Treasury/Fiscal Service .006--Employee Assistance Records.
Medical records relating to a condition of employment or an on-the-job
occurrence are covered by the Office of Personnel Management's system
of records notice OPM/GOVT-10--Employee Medical File System Records.
RECORD SOURCE CATEGORIES:
Information in this system of records comes from the individual to
whom it applies; laboratory reports and test results; health unit
physicians, nurses, and other medical technicians who have examined,
tested, or treated the individual; the individual's personal physician;
other federal employee health units; and other federal agencies.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Medical personnel under a contract agreement with the Fiscal
Service;
(2) A federal, state, or local public health service agency as
required by applicable law, concerning individuals who have contracted
certain communicable diseases or conditions. Such information is used
to prevent further outbreak of the disease or condition;
(3) Appropriate federal, state, or local agencies responsible for
investigation of an accident, disease, medical condition, or injury as
required by pertinent legal authority;
(4) A federal agency responsible for administering benefits
programs in connection with a claim for benefits filed by an employee;
(5) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(6) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(7) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such
[[Page 11803]]
agencies, entities, and persons is reasonably necessary to assist in
connection with the Department of the Treasury's and/or Fiscal
Service's efforts to respond to the suspected or confirmed breach or to
prevent, minimize, or remedy such harm;
(8) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(9) Fiscal Service employees who have a need to know the
information in order to assess employees' requests for FMLA leave;
(10) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906;
(11) Contractors for the purpose of processing personnel and
administrative records; and
(12) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the name or other assigned
identifier of the individual to whom they pertain.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in a secured database. Medical
personnel under a contract agreement who have access to these records
are required to maintain adequate safeguards with respect to such
records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .006--Health Service Program
Records.
Treasury/Fiscal Service .017
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .017--Do
Not Pay Payment Verification Records.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 3201
Pennsy Drive, Warehouse ``E'', Landover, MD 20785. Records are also
located throughout the United States at Fiscal Service operations
centers, Federal Records Centers, Federal Reserve Banks acting as
Treasury's fiscal agents, and financial institutions acting as
Treasury's financial agents. The specific address for each of the
aforementioned locations may be obtained upon request.
SYSTEM MANAGER(S):
Director, Do Not Pay Business Center, Bureau of the Fiscal Service,
3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
Improper Payments Elimination and Recovery Improvement Act of 2012,
31 U.S.C. 3321 note, Public Law 112-248; the Improper Payments
Elimination and Recovery Act of 2010, Public Law 111-204; E.O. 13520
(Reducing Improper Payments and Eliminating Waste in Federal Programs),
74 FR 62201; OMB Memorandum M-12-11 (Reducing Improper Payment through
the ``Do Not Pay List'', April 12, 2012; OMB Memorandum M-13-20
(Protecting Privacy while Reducing Improper Payments with the Do Not
Pay Initiative); Presidential Memorandum on Enhancing Payment Accuracy
through a ``Do Not Pay List'' (June 18, 2010).
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to assist federal agencies in verifying that individuals are eligible
to receive federal payments by allowing the Department of the Treasury/
Fiscal Service to collect, maintain, analyze, and disclose records that
will assist federal agencies in identifying, preventing, and recovering
payment error, waste, fraud, and abuse within federal spending, as
required by the Improper Payments Elimination and Recovery Improvement
Act.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
(1) Individuals who have applied for or are receiving payments
(including contract, grant, benefit or loan payments) disbursed by any
federal agency, its agents or contractors;
(2) Individuals declared ineligible to participate in federal
procurement programs or to receive certain federal loans, assistance,
and/or benefits as a result of an exclusion or disqualification action;
(3) Individuals declared ineligible to participate in federal
health care programs or to receive federal assistance and/or benefits
as a result of an exclusion action;
(4) Individuals who are barred from entering the United States;
(5) Individuals in bankruptcy proceedings or individuals who have
declared bankruptcy;
(6) Individuals who are, or have been, incarcerated and/or
imprisoned;
(7) Individuals who are in default or delinquent status on loans,
judgment debt, or rural development and farm services programs provided
through federal agencies responsible for administering federally-funded
programs;
(8) Individuals who owe non-tax debts to the United States;
[[Page 11804]]
(9) Individuals who owe debts to states, where the state has
submitted the debt to the Fiscal Service for offset; and
(10) Individuals conducting, or attempting to conduct, transactions
at or through a financial institution where the financial institution
has identified, knows, suspects, or has reason to suspect that: (a) The
transaction involves funds originating from illegal activities; (b) the
purpose of the transaction is to hide or disguise funds or assets, or
attempt to hide or disguise funds or assets, originating from illegal
activities as part of a plan to violate or evade any law or regulation
or to avoid any transaction reporting requirement under federal law; or
(c) the transaction is illegal in nature or is not the type of
transaction in which the particular individual would normally be
expected to engage, and the financial institution knows of no
reasonable explanation for the transaction after examining the
available facts, including the background and possible purpose of the
transaction.
CATEGORIES OF RECORDS IN THE SYSTEM:
The records in this system contain information that will assist
federal agencies to identify and prevent payment error, waste, fraud,
and abuse within federal spending. The records contain information
about intended or actual payees or recipients of federal payments,
including information about financial assets, including income, wages,
and bank accounts into which payments are made, and other information
to assist federal agencies in making eligibility determinations
regarding applicants for and recipients of payments from the Federal
Government.
The records may contain the following information:
(1) Name(s), including aliases and surnames;
(2) State and federal taxpayer identification number (TIN), Social
Security number (SSN), employer identification number (EIN), individual
taxpayer identification number (ITIN), taxpayer identification number
for pending U.S. adoptions (ATIN), and preparer taxpayer identification
number (PTIN));
(3) Date of birth;
(4) Home and work address;
(5) Driver's license information and other information about
licenses issued to an individual by a governmental entity;
(6) Home, work, and mobile telephone numbers;
(7) Personal and work email addresses;
(8) Income;
(9) Employer information;
(10) Assets and bank account information, including account number
and financial institution routing and transit number;
(11) Other types of accounts to which payments are made, including
account numbers and identifiers (e.g., financial institution routing
number, account number, credit card number, and information related to
pre-paid debit cards);
(12) Tracking numbers used to locate payment information;
(13) Loan information, such as borrower identification (``ID'')
number and ID type, case number, agency code, and type code;
(14) Incarceration information, such as inmate status code, date of
conviction, date of confinement, and release date;
(15) Information about legal judgments;
(16) Data Universal Numbering System (``DUNS'') numbers;
(17) Information about non-tax debts owed to the United States; and
(18) Information about debts owed to state agencies.
RECORD SOURCE CATEGORIES:
Information in this system is provided by the individual (or an
authorized representative) to whom the record pertains, federal
agencies that authorize payments or issue payments with federal funds,
Treasury fiscal and financial agents who work with data in this system,
and commercial database vendors. The system may contain information
about an individual from more than one source, and this information may
vary, depending on the source that provided it.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows: \6\
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\6\ This system contains records that are collected by the
Fiscal Service and other federal agencies. Notwithstanding the
routine uses listed in this system of records, Federal law may
further limit how records may be used, and the Fiscal Service may
agree to additional limits on disclosure for some data through a
written agreement with the entity that supplied the information. As
such, the routine uses listed in this system of records may not
apply to every data set in the system. To identify which routine
uses apply to specific data sets, visit https://fiscal.treasury.gov/dnp/privacy-program.html.
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(1) (a) A federal agency, its employees, agents (including
contractors of its agents) or contractors; (b) a fiscal or financial
agent designated by the Fiscal Service, its predecessors, or other
Department bureau or office, including employees, agents or contractors
of such agent; or (c) a Fiscal Service contractor, for the purpose of
identifying, preventing, or recouping improper payments to an applicant
for, or recipient of, federal funds;
(2) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(3) (a) a federal agency, its employees, agents (including
contractors of its agents) or contractors; (b) a fiscal or financial
agent designated by the Fiscal Service, its predecessors, or other
Department bureau or office, including employees, agents or contractors
of such agent; or (c) a Fiscal Service contractor, to initiate an
investigation, or during the course of an investigation, and to the
extent necessary, obtain information supporting an investigation
pertinent to the elimination of systemic fraud, waste, and abuse within
federal programs;
(4) (a) a federal agency, its employees, agents (including
contractors of its agents) or contractors; (b) a fiscal or financial
agent designated by the Fiscal Service, its predecessors, or other
Department bureau or office, including employees, agents or contractors
of such agent; or (c) a Fiscal Service contractor for the purpose of
validating eligibility for an award through a federal program;
(5) (a) a federal agency, its employees, agents (including
contractors of its agents) or contractors; (b) a fiscal or financial
agent designated by the Fiscal Service, its predecessors, or other
Department bureau or office, including employees, agents or contractors
of such agent; or (c) a Fiscal Service contractor to check or improve
the quality and accuracy of system records;
(6) Financial institutions and their servicers in order to: (a)
verify the proper routing and delivery of any federal payment; (b)
verify the identity of any recipient or intended recipient of a federal
payment; or (c) investigate or pursue recovery of any improper payment;
(7) Foreign governments in accordance with formal or informal
international agreements;
(8) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper
[[Page 11805]]
and consistent with the official duties of the person making the
disclosure;
(9) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(10) A court, magistrate, mediator or administrative tribunal in
the course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(11) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(12) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(13) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906; and
(14) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by identifiers, including, but not limited
to, exact name, partial name, SSN, TIN, EIN, DUNS numbers, or a
combination of these elements.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
The Fiscal Service may agree to additional safeguards for some data
through a written agreement with the entity supplying the data.
Information on additional safeguards can be found at https://donotpay.treas.gov.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on December 9, 2013 (78 FR 73923) as the Department of
the Treasury, Bureau of the Fiscal Service .023--Do Not Pay Payment
Verification Records.
Treasury/Fiscal Service .018
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .018--
OneVoice Customer Relationship Management.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 3201
Pennsy Drive, Warehouse ``E'', Landover, MD 20785. Records are also
located throughout the United States at data centers operated by Fiscal
Service service providers.
SYSTEM MANAGER(S):
Director, Office of Agency Outreach, Bureau of the Fiscal Service,
3201 Pennsy Drive, Warehouse ``E'', Landover, MD 20785.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
5 U.S.C. 301.
PURPOSES(S) OF THE SYSTEM:
The purpose of this system of records is to establish a customer
relationship management (``CRM'') tool within the Fiscal Service. An
enterprise-wide CRM tool is necessary to strategically promote, share,
and guide the organization in developing processes for marketing,
messaging, outreach, engagement and consistent product and service
implementations. In addition, this system will increase transparency;
improve outreach, communications, and collaboration efforts with our
customers and vendors; and employ sound, repeatable methodologies.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Sole proprietors and other entities, which provide goods and/or
services to the Fiscal Service (``Vendors''); and individuals
representing agencies that purchase goods and/or services through the
Fiscal Service (``Clients'').
[[Page 11806]]
CATEGORIES OF RECORDS IN THE SYSTEM:
(1) Client's or Vendor's name;
(2) Agency or organization identifier (if applicable);
(3) Position information (title and expertise area);
(4) Phone and fax numbers;
(5) Email addresses; and
(6) Physical work address.
RECORD SOURCE CATEGORIES:
Records are obtained directly from clients and vendors and added to
the system by authorized Fiscal Service employees, contractors, and
fiscal or financial agents.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) A federal, state, or local agency, maintaining civil, criminal,
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(2) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(3) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(4) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(5) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(6) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under the authority of 44 U.S.C. 2904 and 2906;
(7) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(8) Foreign governments in accordance with formal or informal
international agreements; and
(9) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by name, address, or other alpha/numeric
identifying information.
POLICIES AND PROCEDURES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, which are periodically changed. Only employees whose
official duties require access are allowed to view, administer, and
control these records. Copies of records maintained on a computer have
the same limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on September 19, 2014 (79 FR 56433) as the Department
of the Treasury, Bureau of the Fiscal Service .024--OneVoice Customer
Relationship Management.
Treasury/Fiscal Service .019
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .019--
Gifts to Reduce the Public Debt.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 200
Third Street, Parkersburg, WV 26106-1328.
[[Page 11807]]
SYSTEM MANAGER(S):
Assistant Commissioner, Office of Retail Securities Services,
Division of Securities Accounting, Bureau of the Fiscal Service, 200
Third Street, Parkersburg, WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM:
31 U.S.C. 3113.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to document donors' gifts to reduce the public debt. They provide a
record of correspondence between Fiscal Service and the donor,
information concerning any legal matters, and a record of depositing
the gift and accounting for it.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Donors of gifts to reduce the public debt.
CATEGORIES OF RECORDS IN THE SYSTEM:
Correspondence; copies of checks, money orders, or other payments;
copies of wills and other legal documents; and other material related
to gifts to reduce the public debt by the Bureau of the Fiscal Service.
Note: This system of records does not cover gifts sent to other
agencies, such as gifts sent with one's federal income tax return to
the Internal Revenue Service. It also does not include records
pertaining to gifts of tangible property, nor does it include any other
gifts to the United States.
RECORD SOURCE CATEGORIES:
Information in this system of records comes from the individual to
whom it applies, executors, administrators, and other involved persons.
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) Appropriate federal, state, local, or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(2) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(3) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(4) Agents or contractors of the Department for the purpose of
administering the public debt of the United States;
(5) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(6) The Internal Revenue Service for the purpose of confirming
whether a tax-deductible event has occurred;
(7) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal Government, or national security; and (3) the disclosure
made to such agencies, entities, and persons is reasonably necessary to
assist in connection with the Department of the Treasury's and/or
Fiscal Service's efforts to respond to the suspected or confirmed
breach or to prevent, minimize, or remedy such harm;
(8) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach;
(9) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(10) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906; and
(11) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
These records are retrieved by the name of the donor, amount of
gift, type of gift, date of gift, Social Security number of donor, if
provided, control number, check number, state code, or other assigned
identifier.
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, that are periodically changed. Only employees whose official
duties require access are allowed to view, administer, and control
these records. Copies of records maintained on a computer have the same
limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in
[[Page 11808]]
the regulations of the U.S. Department of the Treasury published in 31
CFR part 1, subpart C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .007--Gifts to Reduce the
Public Debt.
Treasury/Fiscal Service .020
SYSTEM NAME AND NUMBER:
Department of the Treasury, Bureau of the Fiscal Service .020--U.S.
Treasury Securities Fraud Information System.
SECURITY CLASSIFICATION:
Information in this system is not classified.
SYSTEM LOCATION:
Bureau of the Fiscal Service, U.S. Department of the Treasury, 200
Third Street, Parkersburg, WV 26106-1328; Bureau of the Fiscal Service,
U.S. Department of the Treasury, 3201 Pennsy Drive, Warehouse ``E'',
Landover, MD 20785. This system also covers the Fiscal Service records
that are maintained by contractor(s) under agreement. The system
manager maintains the system location of these records. The addresses
of the contractor(s) may be obtained from the system manager below.
SYSTEM MANAGER(S):
(1) Assistant Commissioner, Office of Information Technology,
Bureau of the Fiscal Service, 200 Third Street, Parkersburg, WV 26106-
1328;
(2) Assistant Commissioner, Retail Securities Services, Bureau of
the Fiscal Service, 200 Third Street, Parkersburg, WV 26106-1328; and
(3) Office of the Chief Counsel, Bureau of the Fiscal Service, 200
Third Street, Parkersburg, WV 26106-1328.
AUTHORITY FOR MAINTENANCE OF THE SYSTEM
31 U.S.C. 321(a)(5), 31 U.S.C. 333, 31 U.S.C. 3101, et seq. 31
U.S.C. 5318, and 5 U.S.C. 301.
PURPOSE(S) OF THE SYSTEM:
Information in this system of records is collected and maintained
to: (1) Identify and monitor fraudulent and suspicious activity related
to Treasury securities, other U.S. obligations, and fictitious
instruments; (2) ensure that the Fiscal Service provides a timely and
appropriate notification of a possible violation of law to law
enforcement and regulatory agencies; (3) protect the Government and
individuals from fraud and loss; (4) prevent the misuse of Treasury
names and symbols on fraudulent instruments; and (5) compile summary
reports that conform with the spirit of the USA Patriot Act's anti-
terrorism financing provisions and the Bank Secrecy Act's anti-money
laundering provisions, and submit the reports to the Financial Crimes
Enforcement Network.
CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM:
Individuals under investigation or who make inquiries or report
fraudulent or suspicious activities related to Treasury securities and
other U.S. obligations.
CATEGORIES OF RECORDS IN THE SYSTEM:
The types of personal information collected/used by this system are
necessary to ensure the accurate identification of individuals who
report or make fraudulent transactions involving Treasury securities,
other U.S. obligations, and fictitious instruments. The types of
personal information potentially could include the following:
(1) Personal identifiers (name, including previous name used, and
aliases; Social Security number; tax identification number; physical
and electronic addresses; telephone, fax, and pager numbers); and
(2) Authentication aids (personal identification number, password,
account number, credit card number, shared-secret identifier, digitized
signature, or other unique identifier).
Supporting records may contain correspondence between the Fiscal
Service and the entity or individual suspected of fraud or individual
submitting a complaint or inquiry, correspondence between the Fiscal
Service and the Department, or correspondence between the Fiscal
Service and law enforcement, regulatory bodies, or other third parties.
RECORD SOURCE CATEGORIES:
Information in this system of records is exempt from the Privacy
Act provision that requires that record source categories be reported.
(See ``Exemptions Promulgated for the System,'' below.)
ROUTINE USES OF RECORDS MAINTAINED IN THE SYSTEM, INCLUDING CATEGORIES
OF USERS AND THE PURPOSES OF SUCH USES:
In addition to those disclosures generally permitted under the
Privacy Act of 1974, 5 U.S.C. 552a(b), records and/or information or
portions thereof maintained as part of this system may be disclosed
outside Treasury as a routine use pursuant to 5 U.S.C. 552a(b)(3) as
follows to:
(1) A congressional office in response to an inquiry made at the
request of the individual to whom the record pertains;
(2) Appropriate federal, state, local or foreign agencies
responsible for investigating or prosecuting a violation or for
enforcing or implementing a statute, rule, regulation, order, or
license, when a record, either on its face or in conjunction with other
information, indicates a violation or potential violation of law, which
includes criminal, civil, or regulatory violations and such disclosure
is proper and consistent with the official duties of the person making
the disclosure;
(3) A federal, state, or local agency, maintaining civil, criminal
or other relevant enforcement information or other pertinent
information, which has requested information relevant to or necessary
to the requesting agency's or the bureau's hiring or retention of an
individual, or issuance of a security clearance, suitability
determination, license, contract, grant, or other benefit;
(4) A court, magistrate, mediator or administrative tribunal in the
course of presenting evidence, including disclosures to opposing
counsel or witnesses in the course of civil discovery, litigation, or
settlement negotiations, in response to a subpoena, or in connection
with criminal law proceedings;
(5) Third parties during the course of an investigation to the
extent necessary to obtain information pertinent to the investigation;
(6) Agents or contractors who have been engaged to assist the
Fiscal Service in the performance of a service related to this system
of records and who need to have access to the records in order to
perform the activity;
(7) Appropriate agencies, entities, and person when (1) the
Department of the Treasury and/or Fiscal Service suspects or has
confirmed that there has been a breach of the system of records; (2)
the Department of the Treasury and/or Fiscal Service has determined
that as a result of the suspected or confirmed breach there is a risk
of harm to individuals, the Department of the Treasury and/or Fiscal
Service (including its information systems, programs, and operations),
the Federal
[[Page 11809]]
Government, or national security; and (3) the disclosure made to such
agencies, entities, and persons is reasonably necessary to assist in
connection with the Department of the Treasury's and/or Fiscal
Service's efforts to respond to the suspected or confirmed breach or to
prevent, minimize, or remedy such harm;
(8) Another Federal agency or Federal entity, when the Department
of the Treasury and/or Fiscal Service determines that information from
this system of records is reasonably necessary to assist the recipient
agency or entity in (1) responding to a suspected or confirmed breach
or (2) preventing, minimizing, or remedying the risk of harm to
individuals, the recipient agency or entity (including its information
systems, programs, and operations), the Federal Government, or national
security, resulting from a suspected or confirmed breach; and
(9) Representatives of the National Archives and Records
Administration (``NARA'') who are conducting records management
inspections under authority of 44 U.S.C. 2904 and 2906.
POLICIES AND PRACTICES FOR STORAGE OF RECORDS:
Records in this system are stored electronically or on paper in
secure facilities in a locked drawer behind a locked door.
POLICIES AND PRACTICES FOR RETRIEVAL OF RECORDS:
Records may be retrieved by (name, alias name, Social Security
number, tax identification number, account number, or other unique
identifier).
POLICIES AND PRACTICES FOR RETENTION AND DISPOSAL OF RECORDS:
All data maintained by this Fiscal Service system of records are
retained and destroyed in accordance with the Fiscal Service File Plan.
All records schedules and categories within the Fiscal Service File
Plan are approved by NARA.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL SAFEGUARDS:
These records are maintained in controlled access areas.
Identification cards are verified to ensure that only authorized
personnel are present. Electronic records are protected by restricted
access procedures, including the use of passwords and sign-on
protocols, that are periodically changed. Only employees whose official
duties require access are allowed to view, administer, and control
these records. Copies of records maintained on a computer have the same
limited access as paper records.
RECORD ACCESS PROCEDURES:
Individuals requesting information under the Privacy Act must
follow the procedures set forth in the regulations of the U.S.
Department of the Treasury published in 31 CFR part 1, subpart C,
Appendix G.
CONTESTING RECORD PROCEDURES:
Individuals seeking to contest and/or amend records under the
Privacy Act must follow the procedures set forth in the regulations of
the U.S. Department of the Treasury published in 31 CFR part 1, subpart
C, Appendix G.
NOTIFICATION PROCEDURES:
Individuals seeking to be notified if this system of record
contains a record pertaining to himself or herself must follow the
procedures set forth in the regulations of the U.S. Department of the
Treasury published in 31 CFR part 1, subpart C, Appendix G.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
Records maintained in this system have been designated as exempt
from 5 U.S.C. 552a(c)(3), (d)(1), (2), (3), and (4), (e)(1), (e)(4)(G),
(H), and (I), and (f) pursuant to 5 U.S.C. 552a(k)(2). See 31 CFR
1.36.\7\
---------------------------------------------------------------------------
\7\ As noted in the Supplementary Information section, this SORN
is the successor to BPD SORN .009 (U.S. Treasuries Securities Fraud
Information System). Therefore, references to BPD .009 in 31 CFR
part 1 should be construed as a reference to this SORN.
---------------------------------------------------------------------------
HISTORY:
Notice of this system of records was last published in full in the
Federal Register on August 17, 2011 (76 FR 51128) as the Department of
the Treasury, Bureau of the Public Debt .009--U.S. Treasury Securities
Fraud Information System.
[FR Doc. 2020-03969 Filed 2-26-20; 8:45 am]
BILLING CODE 4810-35-P