Incorporation by Reference; North American Standard Out-of-Service Criteria; Hazardous Materials Safety Permits, 10307-10310 [2020-03129]
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Federal Register / Vol. 85, No. 36 / Monday, February 24, 2020 / Rules and Regulations
Rule title
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(34) XXXIV .........................
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Infrastructure SIP for section 110(a)(2)—2015
Ozone NAAQS.
[FR Doc. 2020–03026 Filed 2–21–20; 8:45 a.m.]
BILLING CODE 6560–50–P
DEPARTMENT OF TRANSPORTATION
RIN 2126–AC28
Incorporation by Reference; North
American Standard Out-of-Service
Criteria; Hazardous Materials Safety
Permits
Federal Motor Carrier Safety
Administration (FMCSA), DOT.
ACTION: Final rule.
AGENCY:
Jkt 250001
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[insert Federal Register
citation], 2/24/2020.
Washington, DC 20590–0001, (202) 366–
9209. If you have questions on viewing
or submitting material to the docket,
contact Docket Operations, (202) 366–
9826.
II. Executive Summary
FMCSA amends its
Hazardous Materials Safety Permit
regulations to incorporate by reference
the April 1, 2019, edition of the
Commercial Vehicle Safety Alliance’s
(CVSA) ‘‘North American Standard Outof-Service Criteria and Level VI
Inspection Procedures and Out-ofService Criteria for Commercial
Highway Vehicles Transporting
Transuranics and Highway Route
Controlled Quantities of Radioactive
Materials as defined in 49 CFR part
173.403.’’ The Out-of-Service Criteria
provide uniform enforcement tolerances
for roadside inspections to enforcement
personnel nationwide, including
FMCSA’s State partners.
DATES: This final rule is effective March
25, 2020. The incorporation by reference
of certain publications listed in the
regulations is approved by the Director
of the Federal Register as of March 25,
2020.
Petitions for Reconsideration of this
final rule must be submitted to the
FMCSA Administrator no later than
March 25, 2020.
FOR FURTHER INFORMATION CONTACT: Mr.
Michael Huntley, Chief, Vehicle and
Roadside Operations Division, Federal
Motor Carrier Safety Administration,
1200 New Jersey Avenue SE.,
16:25 Feb 21, 2020
3/25/2020
For access to docket FMCSA–2019–
0068 to read background documents and
comments received, go to https://
www.regulations.gov at any time, or to
Docket Operations at U.S. Department of
Transportation, Room W12–140, 1200
New Jersey Avenue SE., Washington,
DC 20590, between 9 a.m. and 5 p.m.,
Monday through Friday, except Federal
holidays.
[Docket No. FMCSA–2019–0068]
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1/3/2019
Final rule citation/date
Rulemaking Documents
49 CFR Part 385
SUMMARY:
EPA
effective
date
SUPPLEMENTARY INFORMATION:
Federal Motor Carrier Safety
Administration
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State
effective
date
Rule No.
This rulemaking updates an
incorporation by reference found at 49
CFR 385.4(b)(1) and referenced at 49
CFR 385.415(b). Section 385.4(b)(1)
currently references the April 1, 2018,
edition of CVSA’s ‘‘North American
Standard Out-of-Service Criteria and
Level VI Inspection Procedures and Outof-Service Criteria for Commercial
Highway Vehicles Transporting
Transuranics and Highway Route
Controlled Quantities of Radioactive
Materials as defined in 49 CFR part
173.403.’’ The Out-of-Service Criteria,
while not regulations, provide uniform
enforcement tolerances for roadside
inspections to enforcement personnel
nationwide, including FMCSA’s State
partners. In this final rule, FMCSA
incorporates by reference the April 1,
2019, edition.
Thirteen updates distinguish the
April 1, 2019, handbook edition from
the 2018 edition. The updates are all
described in detail in the October 2,
2019 notice of proposed rulemaking
(NPRM) for this rule (85 FR at 52434–
36). The incorporation by reference of
the 2019 edition does not impose new
regulatory requirements.
III. Legal Basis for the Rulemaking
Congress has enacted several statutory
provisions to ensure the safe
transportation of hazardous materials in
interstate commerce. Specifically, in
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Comments
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The EPA is not acting on
(D)(i)(I) Prong 1, and
(D)(i)(I) Prong 2. The
EPA is disapproving
(D)(i)(II) Prong 4.
provisions codified at 49 U.S.C. 5105(d),
relating to inspections of motor vehicles
carrying certain hazardous material, and
49 U.S.C. 5109, relating to motor carrier
safety permits, the Secretary of
Transportation is required to
promulgate regulations as part of a
comprehensive safety program on
hazardous materials safety permits. The
FMCSA Administrator has been
delegated authority under 49 CFR
1.87(d)(2) to carry out the rulemaking
functions vested in the Secretary of
Transportation. Consistent with that
authority, FMCSA has promulgated
regulations to address the congressional
mandate on hazardous materials. Those
regulations on hazardous materials are
the underlying provisions to which the
material incorporated by reference
discussed in this final rule is applicable.
IV. Background
In 1986, the U.S. Department of
Energy and CVSA entered into a
cooperative agreement to develop a
higher level of inspection procedures,
out-of-service conditions and/or criteria,
an inspection decal, and a training and
certification program for inspectors to
conduct inspections on shipments of
transuranic waste and highway route
controlled quantities of radioactive
material. CVSA developed the North
American Standard Level VI Inspection
Program for Transuranic Waste and
Highway Route Controlled Quantities of
Radioactive Material. This inspection
program for select radiological
shipments includes inspection
procedures, enhancements to the North
American Standard Level I Inspection,
radiological surveys, CVSA Level VI
decal requirements, and the ‘‘North
American Standard Out-of-Service
Criteria and Level VI Inspection
Procedures and Out-of-Service Criteria
for Commercial Highway Vehicles
Transporting Transuranics and Highway
Route Controlled Quantities of
Radioactive Materials as defined in 49
CFR part 173.403.’’ As of January 1,
2005, all vehicles and carriers
transporting highway route controlled
quantities of radioactive material are
regulated by the U.S. Department of
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Transportation. All highway route
controlled quantities of radioactive
material must pass the North American
Standard Level VI Inspection prior to
the shipment being allowed to travel in
the U.S. All highway route controlled
quantities of radioactive material
shipments entering the U.S. must also
pass the North American Standard Level
VI Inspection either at the shipment’s
point of origin or when the shipment
enters the U.S.
Section 385.415 of title 49, Code of
Federal Regulations, prescribes
operational requirements for motor
carriers transporting hazardous
materials for which a hazardous
materials safety permit is required.
Section 385.415(b) requires that motor
carriers must ensure a pre-trip
inspection is performed on each motor
vehicle to be used to transport a
highway route controlled quantity of a
Class 7 (radioactive) material, in
accordance with the requirements of
CVSA’s ‘‘North American Standard Outof-Service Criteria and Level VI
Inspection Procedures and Out-ofService Criteria for Commercial
Highway Vehicles Transporting
Transuranics and Highway Route
Controlled Quantities of Radioactive
Materials as defined in 49 CFR part
173.403.’’
According to 2012–2017 data from
FMCSA’s Motor Carrier Management
Information System (MCMIS),
approximately 3.5 million Level I—
Level VI roadside inspections were
performed annually. Nearly 97 percent
of these were Level I,1 Level II,2 and
Level III 3 inspections. During the same
period, an average of 842 Level VI
inspections were performed annually,
comprising only 0.024 percent of all
roadside inspections. On average, outof-service violations were cited in only
10 Level VI inspections annually (1.19
percent), whereas on average, out-ofservice violations were cited in 269,024
Level I inspections (25.3 percent),
266,122 Level II inspections (22.2
percent), and 66,489 Level III
inspections (6.2 percent) annually.
Based on these statistics, CMVs
transporting transuranics and highway
route controlled quantities of
1 Level I is a 37-step inspection procedure that
involves examination of the motor carrier’s and
driver’s credentials, record of duty status, the
mechanical condition of the vehicle, and any
hazardous materials/dangerous goods that may be
present.
2 Level II is a driver and walk-around vehicle
inspection, involving the inspection of items that
can be checked without physically getting under
the vehicle.
3 Level III is a driver-only inspection that
includes examination of the driver’s credentials and
documents.
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radioactive materials are clearly among
the best maintained and safest CMVs on
the highways today, due largely to the
enhanced oversight and inspection of
these vehicles because of the sensitive
nature of the cargo being transported.
V. Notice of Proposed Rulemaking
FMCSA published an NPRM on
October 2, 2019 (84 FR 52432). Whereas
the incorporation by reference found at
49 CFR 385.4(b)(1) and referenced at 49
CFR 385.415(b) concerns the April 1,
2018, edition of CVSA’s ‘‘North
American Standard Out-of-Service
Criteria and Level VI Inspection
Procedures and Out-of-Service Criteria
for Commercial Highway Vehicles
Transporting Transuranics and Highway
Route Controlled Quantities of
Radioactive Materials as defined in 49
CFR part 173.403,’’ the NPRM proposed
to incorporate by reference the April 1,
2019, edition.
The 2019 edition identifies (1) driverrelated violations of the FMCSRs that
are so severe as to warrant placing the
CMV driver out of service, (2) vehicle
equipment-related violations of the
FMCSRs that are so severe as to warrant
placing the CMV out of service, and (3)
unsafe conditions in the transportation
of hazardous materials. The purpose of
the publication is to provide inspection
criteria for Federal and State motor
carrier safety enforcement personnel to
promote uniform and consistent
inspection procedures of CMVs
operated in commerce.
Thirteen updates distinguish the
April 1, 2019, handbook edition from
the 2018 edition. The updates are all
described in detail in the NPRM (85 FR
at 52434–36). The incorporation by
reference of the 2019 edition does not
impose new regulatory requirements.
VI. Discussion of Comments Received
on the Proposed Rule
FMCSA received one comment to the
NPRM. CVSA commended FMCSA for
publishing the NPRM, and encouraged
FMCSA to finalize the rule and update
the incorporation by reference because
‘‘the current reference of the April 1,
2018 edition is outdated and does not
reflect the most up to date standard
which was published on April 1, 2019.’’
In addition, CVSA stated that the
handbook is reviewed and updated
annually, and noted ‘‘that a new edition
will be published on April 1, 2020, and
encourages the agency to take the
necessary actions to update the
regulations accordingly at that time.’’
VII. Section-by-Section Analysis
FMCSA revises 385.4(b)(1) to update
the reference from the April 1, 2018,
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edition to the April 1, 2019, edition of
the ‘‘North American Standard Out-ofService Criteria and Level VI Inspection
Procedures and Out-of-Service Criteria
for Commercial Highway Vehicles
Transporting Transuranics and Highway
Route Controlled Quantities of
Radioactive Materials as defined in 49
CFR part 173.403.’’
VIII. International Impacts
The FMCSRs, and any exceptions to
the FMCSRs, apply only within the
United States (and, in some cases,
United States territories). Motor carriers
and drivers are subject to the laws and
regulations of the countries in which
they operate, unless an international
agreement states otherwise. Drivers and
carriers should be aware of the
regulatory differences among nations.
The CVSA is an organization
representing Federal, State, and
Provincial motor carrier safety
enforcement agencies in United States,
Canada, and Mexico. The Out-of-Service
Criteria provide uniform enforcement
tolerances for roadside inspections
conducted in all three countries.
IX. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and
Review), E.O. 13563 (Improving
Regulation and Regulatory Review), and
DOT Regulatory Policies and Procedures
FMCSA has determined that this
action is not a significant regulatory
action under section 3(f) of E.O. 12866,
Regulatory Planning and Review, as
supplemented by E.O. 13563 (76 FR
3821, January 21, 2011), Improving
Regulation and Regulatory Review. In
addition, this rule is not significant
within the meaning of DOT regulations
(84 FR 71714, December 27, 2019).The
Office of Management and Budget
(OMB) did not, therefore, review this
document.
B. E.O. 13771 Reducing Regulation and
Controlling Regulatory Costs
E.O. 13771, ‘‘Reducing Regulation and
Controlling Regulatory Costs,’’ does not
apply to this action because it is a
nonsignificant regulatory action, as
defined in section 3(f) of E.O. 12866,
and has zero costs; therefore, it is not
subject to the ‘‘2 for 1’’ and budgeting
requirements.
C. Congressional Review Act
Pursuant to the Congressional Review
Act (5 U.S.C. 801, et seq.), the Office of
Information and Regulatory Affairs
designated this rule as not a ‘‘major
rule,’’ as defined by 5 U.S.C. 804(2).4
4 A ‘‘major rule’’ means any rule that the
Administrator of the Office of Information and
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D. Regulatory Flexibility Act
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The Regulatory Flexibility Act of 1980
(RFA), Public Law 96–354, 94 Stat. 864
(1980), as amended by the Small
Business Regulatory Enforcement
Fairness Act of 1996 (SBREFA) (5 U.S.C.
601 et seq.), requires Federal agencies to
consider the effects of the regulatory
action on small business and other
small entities and to minimize any
significant economic impact. The term
‘‘small entities’’ comprises small
businesses and not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.5 In
compliance with the RFA, FMCSA
evaluated the effects of the rule on small
entities. The rule incorporates by
reference the April 1, 2019, edition of
CVSA’s ‘‘North American Standard Outof-Service Criteria and Level VI
Inspection Procedures and Out-ofService Criteria for Commercial
Highway Vehicles Transporting
Transuranics and Highway Route
Controlled Quantities of Radioactive
Materials as defined in 49 CFR part
173.403.’’ DOT policy requires an
analysis of the impact of all regulations
on small entities, and mandates that
agencies strive to lessen any adverse
effects on these entities.
When an Agency issues a rulemaking
proposal, the RFA requires the Agency
to ‘‘prepare and make available an
initial regulatory flexibility analysis’’
that will describe the impact of the
proposed rule on small entities (5 U.S.C
603(a)). Section 605 of the RFA allows
an agency to certify a rule, instead of
preparing an analysis, if the final rule is
not expected to impact a substantial
number of small entities. The final rule
is largely editorial and provides
guidance to inspectors and motor
carriers transporting transuranics in
interstate commerce. Accordingly, I
hereby certify that this final rule will
not have a significant economic impact
on a substantial number of small
entities.
Regulatory Affairs at the Office of Management and
Budget finds has resulted in or is likely to result
in (a) an annual effect on the economy of $100
million or more; (b) a major increase in costs or
prices for consumers, individual industries, Federal
agencies, State agencies, local government agencies,
or geographic regions; or (c) significant adverse
effects on competition, employment, investment,
productivity, innovation, or the ability of United
States-based enterprises to compete with foreignbased enterprises in domestic and export markets
(5 U.S.C. 804(2)).
5 5 U.S.C. 601.
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E. Assistance for Small Entities
In accordance with section 213(a) of
the Small Business Regulatory
Enforcement Fairness Act of 1996,
FMCSA wants to assist small entities in
understanding this rule so that they can
better evaluate its effects. If the rule will
affect your small business, organization,
or governmental jurisdiction and you
have questions concerning its
provisions, please consult the FMCSA
point of contact, Michael Huntley, listed
in the FOR FURTHER INFORMATION
CONTACT section of this rule.
Small businesses may send comments
on the actions of Federal employees
who enforce or otherwise determine
compliance with Federal regulations to
the Small Business Administration’s
Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of FMCSA, call 1–888–REG–
FAIR (1–888–734–3247). DOT has a
policy regarding the rights of small
entities to regulatory enforcement
fairness and an explicit policy against
retaliation for exercising these rights.6
F. Unfunded Mandates Reform Act of
1995
The Unfunded Mandates Reform Act
of 1995 (2 U.S.C. 1531–1538) requires
Federal agencies to assess the effects of
their discretionary regulatory actions.
The Act addresses actions that may
result in the expenditure by a State,
local, or tribal government, in the
aggregate, or by the private sector, of
$165 million (which is the value
equivalent to $100,000,000 in 1995,
adjusted for inflation to 2018 levels) or
more in any one year. This final rule
will not result in such an expenditure.
G. Paperwork Reduction Act
Under the Paperwork Reduction Act
of 1995 (44 U.S.C. 3501 et seq.), Federal
agencies must obtain approval from the
OMB for each collection of information
they conduct, sponsor, or require
through regulations. FMCSA
determined that no new information
collection requirements are associated
with this final rule.
H. E.O. 13132 (Federalism)
A rule has implications for federalism
under section 1(a) of Executive Order
6 U.S. Department of Transportation (DOT). ‘‘The
Rights of Small Entities to Enforcement Fairness
and Policy Against Retaliation.’’ Available at:
https://www.transportation.gov/sites/dot.gov/files/
docs/SBREFAnotice2.pdf (accessed April 20, 2018).
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10309
13132 if it has ‘‘substantial direct effects
on the States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government.’’ FMCSA
has determined that this rule will not
have substantial direct costs on or for
States, nor will it limit the policymaking
discretion of States. Nothing in this
document preempts any State law or
regulation. Therefore, this rule does not
have sufficient federalism implications
to warrant the preparation of a
Federalism Impact Statement.
I. Privacy Impact Assessment
Section 522 of title I of division H of
the Consolidated Appropriations Act,
2005, enacted December 8, 2004 (Pub. L.
108–447, 118 Stat. 2809, 3268, 5 U.S.C.
552a note), requires the Agency to
conduct a privacy impact assessment
(PIA) of a regulation that will affect the
privacy of individuals. This rule does
not require the collection of personally
identifiable information (PII) and will
not affect the privacy of individuals.
J. E.O. 13175 (Indian Tribal
Governments)
This final rule does not have Tribal
implications under E.O. 13175,
Consultation and Coordination with
Indian Tribal Governments, because it
does not have a substantial direct effect
on one or more Indian Tribes, on the
relationship between the Federal
Government and Indian Tribes, or on
the distribution of power and
responsibilities between the Federal
Government and Indian Tribes.
K. National Technology Transfer and
Advancement Act (Technical
Standards) and 1 CFR Part 51
The National Technology Transfer
and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary
consensus standards in their regulatory
activities unless the agency provides
Congress, through OMB, with an
explanation of why using these
standards would be inconsistent with
applicable law or otherwise impractical.
Voluntary consensus standards (e.g.,
specifications of materials, performance,
design, or operation; test methods;
sampling procedures; and related
management systems practices) are
standards that are developed or adopted
by voluntary consensus standards
bodies. FMCSA does not intend to adopt
its own technical standard, thus there is
no need to submit a separate statement
to OMB on this matter. The standard
being incorporated in this final rule is
discussed in sections IV, V, and VII
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above, and is reasonably available at
FMCSA and through the CVSA website.
L. Environment (NEPA)
FMCSA analyzed this rule consistent
with the National Environmental Policy
Act of 1969 (42 U.S.C. 4321 et seq.) and
determined this action is categorically
excluded from further analysis and
documentation in an environmental
assessment or environmental impact
statement under FMCSA Order 5610.1
(69 FR 9680, March 1, 2004), Appendix
2, paragraphs (6)(b) and (6)(t)(2). The
Categorical Exclusion (CE) in paragraph
(6)(b) covers regulations which are
editorial or procedural, including
technical or other minor amendments to
existing FMCSA regulations, while the
CE in paragraph (6)(t)(2) includes
regulations to ensure that the States
comply with the provisions of the
Commercial Motor Vehicle Safety Act of
1986. The content in this rule is covered
by these CEs, there are no extraordinary
circumstances present, and the final
action does not have any effect on the
quality of the environment.
M. E.O. 13783 (Promoting Energy
Independence and Economic Growth)
E.O. 13783 directs executive
departments and agencies to review
existing regulations that potentially
burden the development or use of
domestically produced energy
resources, and to appropriately suspend,
revise, or rescind those that unduly
burden the development of domestic
energy resources. In accordance with
E.O. 13783, DOT prepared and
submitted a report to the Director of
OMB that provides specific
recommendations that, to the extent
permitted by law, could alleviate or
eliminate aspects of agency action that
burden domestic energy production.
This rule has not been identified by
DOT under E.O. 13783 as potentially
alleviating unnecessary burdens on
domestic energy production.
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Administrative practice and
procedure, Highway safety,
Incorporation by reference, Mexico,
Motor carriers, Motor vehicle safety,
Reporting and recordkeeping
requirements.
In consideration of the foregoing,
FMCSA amends 49 CFR part 385 as set
forth below:
1. The authority citation for part 385
is revised to read as follows:
■
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16:25 Feb 21, 2020
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2. Amend § 385.4:
a. In paragraph (a), by removing the
words ‘‘call (202) 741–6030’’ and adding
in their place ‘‘email fedreg.legal@
nara.gov’’; and
■ b. By revising paragraph (b)(1).
The revision reads as follows:
■
■
§ 385.4
Matter incorporated by reference.
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(b) * * *
(1) ‘‘North American Standard Out-ofService Criteria and Level VI Inspection
Procedures and Out-of-Service Criteria
for Commercial Highway Vehicles
Transporting Transuranics and Highway
Route Controlled Quantities of
Radioactive Materials as defined in 49
CFR part 173.403,’’ April 1, 2019,
incorporation by reference approved for
§ 385.415(b).
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Issued under authority delegated in 49 CFR
1.87.
Dated: February 11, 2020.
Jim Mullen,
Acting Administrator.
[FR Doc. 2020–03129 Filed 2–21–20; 8:45 am]
BILLING CODE 4910–EX–P
DEPARTMENT OF THE INTERIOR
Fish and Wildlife Service
50 CFR Part 11
[Docket No. FWS–HQ–LE–2019–0114;
FF09L00200–FX–LE12200900000]
RIN 1018–BE45
Civil Penalties; 2020 Inflation
Adjustments for Civil Monetary
Penalties
Fish and Wildlife Service,
Interior.
ACTION: Final rule.
AGENCY:
List of Subjects in 49 CFR Part 385
PART 385—SAFETY FITNESS
PROCEDURES
Authority: 49 U.S.C. 113, 504, 521(b),
5105(d), 5109, 5113 13901–13905, 13908,
31135, 31136, 31144, 31148, and 31502; Sec.
113(a), Pub. L. 103–311; Sec. 408, Pub. L.
104–88, 109 Stat. 803, 958; Sec. 350 of Pub.
L. 107–87, 115 Stat. 833, 864; and 49 CFR
1.87.
The U.S. Fish and Wildlife
Service (Service or we) is issuing this
final rule, in accordance with the
Federal Civil Penalties Inflation
Adjustment Act Improvements Act of
2015 (Inflation Adjustment Act) and
Office of Management and Budget
(OMB) guidance, to adjust for inflation
the statutory civil monetary penalties
that may be assessed for violations of
Service-administered statutes and their
implementing regulations. We are
required to adjust civil monetary
SUMMARY:
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penalties annually for inflation
according to a formula specified in the
Inflation Adjustment Act. This rule
replaces the previously issued amounts
with the updated amounts after using
the 2020 inflation adjustment multiplier
provided in the OMB guidance.
DATES: This rule is effective February
24, 2020.
ADDRESSES: This rule may be found on
the internet at https://
www.regulations.gov in Docket No.
FWS–HQ–LE–2019–0114.
FOR FURTHER INFORMATION CONTACT: Dan
Coil, Special Agent in Charge, Branch of
Investigations, U.S. Fish and Wildlife
Service, Office of Law Enforcement,
(703) 358–1949.
SUPPLEMENTARY INFORMATION:
Background
The regulations in title 50 of the Code
of Federal Regulations at 50 CFR part 11
provide uniform rules and procedures
for the assessment of civil penalties
resulting from violations of certain laws
and regulations enforced by the Service.
The Federal Civil Penalties Inflation
Adjustment Act Improvements Act of
2015 (sec. 701 of Pub. L. 114–74)
(Inflation Adjustment Act) requires
Federal agencies to adjust the level of
civil monetary penalties with an initial
‘‘catch up’’ adjustment through
rulemaking and then make subsequent
annual adjustments for inflation. The
purpose of these adjustments is to
maintain the deterrent effect of civil
penalties and to further the policy goals
of the underlying statutes.
Under section 4 of the Federal Civil
Penalties Inflation Adjustment Act of
1990, 28 U.S.C. 2461 note, as amended
by the Inflation Adjustment Act, each
Federal agency is required to issue
regulations adjusting for inflation the
statutory civil monetary penalties (civil
penalties) that can be imposed under
the laws administered by that agency.
The Inflation Adjustment Act provided
that the initial ‘‘catch up adjustment’’
take effect no later than August 1, 2016,
followed by subsequent adjustments to
be made no later than January 15 every
year thereafter. This final rule adjusts
the civil penalty amounts that may be
imposed pursuant to each statutory
provision beginning on the date
specified above in DATES.
On June 28, 2016, the Service
published in the Federal Register an
interim rule that revised 50 CFR part 11
(81 FR 41862) to carry out the Inflation
Adjustment Act. The Service
subsequently published a final rule to
that interim rule on December 23, 2016
(81 FR 94274). The Service published
final rules in 2017 and 2018 further
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Agencies
[Federal Register Volume 85, Number 36 (Monday, February 24, 2020)]
[Rules and Regulations]
[Pages 10307-10310]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-03129]
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DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration
49 CFR Part 385
[Docket No. FMCSA-2019-0068]
RIN 2126-AC28
Incorporation by Reference; North American Standard Out-of-
Service Criteria; Hazardous Materials Safety Permits
AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.
ACTION: Final rule.
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SUMMARY: FMCSA amends its Hazardous Materials Safety Permit regulations
to incorporate by reference the April 1, 2019, edition of the
Commercial Vehicle Safety Alliance's (CVSA) ``North American Standard
Out-of-Service Criteria and Level VI Inspection Procedures and Out-of-
Service Criteria for Commercial Highway Vehicles Transporting
Transuranics and Highway Route Controlled Quantities of Radioactive
Materials as defined in 49 CFR part 173.403.'' The Out-of-Service
Criteria provide uniform enforcement tolerances for roadside
inspections to enforcement personnel nationwide, including FMCSA's
State partners.
DATES: This final rule is effective March 25, 2020. The incorporation
by reference of certain publications listed in the regulations is
approved by the Director of the Federal Register as of March 25, 2020.
Petitions for Reconsideration of this final rule must be submitted
to the FMCSA Administrator no later than March 25, 2020.
FOR FURTHER INFORMATION CONTACT: Mr. Michael Huntley, Chief, Vehicle
and Roadside Operations Division, Federal Motor Carrier Safety
Administration, 1200 New Jersey Avenue SE., Washington, DC 20590-0001,
(202) 366-9209. If you have questions on viewing or submitting material
to the docket, contact Docket Operations, (202) 366-9826.
SUPPLEMENTARY INFORMATION:
Rulemaking Documents
For access to docket FMCSA-2019-0068 to read background documents
and comments received, go to https://www.regulations.gov at any time, or
to Docket Operations at U.S. Department of Transportation, Room W12-
140, 1200 New Jersey Avenue SE., Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday, except Federal holidays.
II. Executive Summary
This rulemaking updates an incorporation by reference found at 49
CFR 385.4(b)(1) and referenced at 49 CFR 385.415(b). Section
385.4(b)(1) currently references the April 1, 2018, edition of CVSA's
``North American Standard Out-of-Service Criteria and Level VI
Inspection Procedures and Out-of-Service Criteria for Commercial
Highway Vehicles Transporting Transuranics and Highway Route Controlled
Quantities of Radioactive Materials as defined in 49 CFR part
173.403.'' The Out-of-Service Criteria, while not regulations, provide
uniform enforcement tolerances for roadside inspections to enforcement
personnel nationwide, including FMCSA's State partners. In this final
rule, FMCSA incorporates by reference the April 1, 2019, edition.
Thirteen updates distinguish the April 1, 2019, handbook edition
from the 2018 edition. The updates are all described in detail in the
October 2, 2019 notice of proposed rulemaking (NPRM) for this rule (85
FR at 52434-36). The incorporation by reference of the 2019 edition
does not impose new regulatory requirements.
III. Legal Basis for the Rulemaking
Congress has enacted several statutory provisions to ensure the
safe transportation of hazardous materials in interstate commerce.
Specifically, in provisions codified at 49 U.S.C. 5105(d), relating to
inspections of motor vehicles carrying certain hazardous material, and
49 U.S.C. 5109, relating to motor carrier safety permits, the Secretary
of Transportation is required to promulgate regulations as part of a
comprehensive safety program on hazardous materials safety permits. The
FMCSA Administrator has been delegated authority under 49 CFR
1.87(d)(2) to carry out the rulemaking functions vested in the
Secretary of Transportation. Consistent with that authority, FMCSA has
promulgated regulations to address the congressional mandate on
hazardous materials. Those regulations on hazardous materials are the
underlying provisions to which the material incorporated by reference
discussed in this final rule is applicable.
IV. Background
In 1986, the U.S. Department of Energy and CVSA entered into a
cooperative agreement to develop a higher level of inspection
procedures, out-of-service conditions and/or criteria, an inspection
decal, and a training and certification program for inspectors to
conduct inspections on shipments of transuranic waste and highway route
controlled quantities of radioactive material. CVSA developed the North
American Standard Level VI Inspection Program for Transuranic Waste and
Highway Route Controlled Quantities of Radioactive Material. This
inspection program for select radiological shipments includes
inspection procedures, enhancements to the North American Standard
Level I Inspection, radiological surveys, CVSA Level VI decal
requirements, and the ``North American Standard Out-of-Service Criteria
and Level VI Inspection Procedures and Out-of-Service Criteria for
Commercial Highway Vehicles Transporting Transuranics and Highway Route
Controlled Quantities of Radioactive Materials as defined in 49 CFR
part 173.403.'' As of January 1, 2005, all vehicles and carriers
transporting highway route controlled quantities of radioactive
material are regulated by the U.S. Department of
[[Page 10308]]
Transportation. All highway route controlled quantities of radioactive
material must pass the North American Standard Level VI Inspection
prior to the shipment being allowed to travel in the U.S. All highway
route controlled quantities of radioactive material shipments entering
the U.S. must also pass the North American Standard Level VI Inspection
either at the shipment's point of origin or when the shipment enters
the U.S.
Section 385.415 of title 49, Code of Federal Regulations,
prescribes operational requirements for motor carriers transporting
hazardous materials for which a hazardous materials safety permit is
required. Section 385.415(b) requires that motor carriers must ensure a
pre-trip inspection is performed on each motor vehicle to be used to
transport a highway route controlled quantity of a Class 7
(radioactive) material, in accordance with the requirements of CVSA's
``North American Standard Out-of-Service Criteria and Level VI
Inspection Procedures and Out-of-Service Criteria for Commercial
Highway Vehicles Transporting Transuranics and Highway Route Controlled
Quantities of Radioactive Materials as defined in 49 CFR part
173.403.''
According to 2012-2017 data from FMCSA's Motor Carrier Management
Information System (MCMIS), approximately 3.5 million Level I--Level VI
roadside inspections were performed annually. Nearly 97 percent of
these were Level I,\1\ Level II,\2\ and Level III \3\ inspections.
During the same period, an average of 842 Level VI inspections were
performed annually, comprising only 0.024 percent of all roadside
inspections. On average, out-of-service violations were cited in only
10 Level VI inspections annually (1.19 percent), whereas on average,
out-of-service violations were cited in 269,024 Level I inspections
(25.3 percent), 266,122 Level II inspections (22.2 percent), and 66,489
Level III inspections (6.2 percent) annually. Based on these
statistics, CMVs transporting transuranics and highway route controlled
quantities of radioactive materials are clearly among the best
maintained and safest CMVs on the highways today, due largely to the
enhanced oversight and inspection of these vehicles because of the
sensitive nature of the cargo being transported.
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\1\ Level I is a 37-step inspection procedure that involves
examination of the motor carrier's and driver's credentials, record
of duty status, the mechanical condition of the vehicle, and any
hazardous materials/dangerous goods that may be present.
\2\ Level II is a driver and walk-around vehicle inspection,
involving the inspection of items that can be checked without
physically getting under the vehicle.
\3\ Level III is a driver-only inspection that includes
examination of the driver's credentials and documents.
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V. Notice of Proposed Rulemaking
FMCSA published an NPRM on October 2, 2019 (84 FR 52432). Whereas
the incorporation by reference found at 49 CFR 385.4(b)(1) and
referenced at 49 CFR 385.415(b) concerns the April 1, 2018, edition of
CVSA's ``North American Standard Out-of-Service Criteria and Level VI
Inspection Procedures and Out-of-Service Criteria for Commercial
Highway Vehicles Transporting Transuranics and Highway Route Controlled
Quantities of Radioactive Materials as defined in 49 CFR part
173.403,'' the NPRM proposed to incorporate by reference the April 1,
2019, edition.
The 2019 edition identifies (1) driver-related violations of the
FMCSRs that are so severe as to warrant placing the CMV driver out of
service, (2) vehicle equipment-related violations of the FMCSRs that
are so severe as to warrant placing the CMV out of service, and (3)
unsafe conditions in the transportation of hazardous materials. The
purpose of the publication is to provide inspection criteria for
Federal and State motor carrier safety enforcement personnel to promote
uniform and consistent inspection procedures of CMVs operated in
commerce.
Thirteen updates distinguish the April 1, 2019, handbook edition
from the 2018 edition. The updates are all described in detail in the
NPRM (85 FR at 52434-36). The incorporation by reference of the 2019
edition does not impose new regulatory requirements.
VI. Discussion of Comments Received on the Proposed Rule
FMCSA received one comment to the NPRM. CVSA commended FMCSA for
publishing the NPRM, and encouraged FMCSA to finalize the rule and
update the incorporation by reference because ``the current reference
of the April 1, 2018 edition is outdated and does not reflect the most
up to date standard which was published on April 1, 2019.'' In
addition, CVSA stated that the handbook is reviewed and updated
annually, and noted ``that a new edition will be published on April 1,
2020, and encourages the agency to take the necessary actions to update
the regulations accordingly at that time.''
VII. Section-by-Section Analysis
FMCSA revises 385.4(b)(1) to update the reference from the April 1,
2018, edition to the April 1, 2019, edition of the ``North American
Standard Out-of-Service Criteria and Level VI Inspection Procedures and
Out-of-Service Criteria for Commercial Highway Vehicles Transporting
Transuranics and Highway Route Controlled Quantities of Radioactive
Materials as defined in 49 CFR part 173.403.''
VIII. International Impacts
The FMCSRs, and any exceptions to the FMCSRs, apply only within the
United States (and, in some cases, United States territories). Motor
carriers and drivers are subject to the laws and regulations of the
countries in which they operate, unless an international agreement
states otherwise. Drivers and carriers should be aware of the
regulatory differences among nations.
The CVSA is an organization representing Federal, State, and
Provincial motor carrier safety enforcement agencies in United States,
Canada, and Mexico. The Out-of-Service Criteria provide uniform
enforcement tolerances for roadside inspections conducted in all three
countries.
IX. Regulatory Analyses
A. E.O. 12866 (Regulatory Planning and Review), E.O. 13563 (Improving
Regulation and Regulatory Review), and DOT Regulatory Policies and
Procedures
FMCSA has determined that this action is not a significant
regulatory action under section 3(f) of E.O. 12866, Regulatory Planning
and Review, as supplemented by E.O. 13563 (76 FR 3821, January 21,
2011), Improving Regulation and Regulatory Review. In addition, this
rule is not significant within the meaning of DOT regulations (84 FR
71714, December 27, 2019).The Office of Management and Budget (OMB) did
not, therefore, review this document.
B. E.O. 13771 Reducing Regulation and Controlling Regulatory Costs
E.O. 13771, ``Reducing Regulation and Controlling Regulatory
Costs,'' does not apply to this action because it is a nonsignificant
regulatory action, as defined in section 3(f) of E.O. 12866, and has
zero costs; therefore, it is not subject to the ``2 for 1'' and
budgeting requirements.
C. Congressional Review Act
Pursuant to the Congressional Review Act (5 U.S.C. 801, et seq.),
the Office of Information and Regulatory Affairs designated this rule
as not a ``major rule,'' as defined by 5 U.S.C. 804(2).\4\
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\4\ A ``major rule'' means any rule that the Administrator of
the Office of Information and Regulatory Affairs at the Office of
Management and Budget finds has resulted in or is likely to result
in (a) an annual effect on the economy of $100 million or more; (b)
a major increase in costs or prices for consumers, individual
industries, Federal agencies, State agencies, local government
agencies, or geographic regions; or (c) significant adverse effects
on competition, employment, investment, productivity, innovation, or
the ability of United States-based enterprises to compete with
foreign-based enterprises in domestic and export markets (5 U.S.C.
804(2)).
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[[Page 10309]]
D. Regulatory Flexibility Act
The Regulatory Flexibility Act of 1980 (RFA), Public Law 96-354, 94
Stat. 864 (1980), as amended by the Small Business Regulatory
Enforcement Fairness Act of 1996 (SBREFA) (5 U.S.C. 601 et seq.),
requires Federal agencies to consider the effects of the regulatory
action on small business and other small entities and to minimize any
significant economic impact. The term ``small entities'' comprises
small businesses and not-for-profit organizations that are
independently owned and operated and are not dominant in their fields,
and governmental jurisdictions with populations of less than 50,000.\5\
In compliance with the RFA, FMCSA evaluated the effects of the rule on
small entities. The rule incorporates by reference the April 1, 2019,
edition of CVSA's ``North American Standard Out-of-Service Criteria and
Level VI Inspection Procedures and Out-of-Service Criteria for
Commercial Highway Vehicles Transporting Transuranics and Highway Route
Controlled Quantities of Radioactive Materials as defined in 49 CFR
part 173.403.'' DOT policy requires an analysis of the impact of all
regulations on small entities, and mandates that agencies strive to
lessen any adverse effects on these entities.
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\5\ 5 U.S.C. 601.
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When an Agency issues a rulemaking proposal, the RFA requires the
Agency to ``prepare and make available an initial regulatory
flexibility analysis'' that will describe the impact of the proposed
rule on small entities (5 U.S.C 603(a)). Section 605 of the RFA allows
an agency to certify a rule, instead of preparing an analysis, if the
final rule is not expected to impact a substantial number of small
entities. The final rule is largely editorial and provides guidance to
inspectors and motor carriers transporting transuranics in interstate
commerce. Accordingly, I hereby certify that this final rule will not
have a significant economic impact on a substantial number of small
entities.
E. Assistance for Small Entities
In accordance with section 213(a) of the Small Business Regulatory
Enforcement Fairness Act of 1996, FMCSA wants to assist small entities
in understanding this rule so that they can better evaluate its
effects. If the rule will affect your small business, organization, or
governmental jurisdiction and you have questions concerning its
provisions, please consult the FMCSA point of contact, Michael Huntley,
listed in the FOR FURTHER INFORMATION CONTACT section of this rule.
Small businesses may send comments on the actions of Federal
employees who enforce or otherwise determine compliance with Federal
regulations to the Small Business Administration's Small Business and
Agriculture Regulatory Enforcement Ombudsman and the Regional Small
Business Regulatory Fairness Boards. The Ombudsman evaluates these
actions annually and rates each agency's responsiveness to small
business. If you wish to comment on actions by employees of FMCSA, call
1-888-REG-FAIR (1-888-734-3247). DOT has a policy regarding the rights
of small entities to regulatory enforcement fairness and an explicit
policy against retaliation for exercising these rights.\6\
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\6\ U.S. Department of Transportation (DOT). ``The Rights of
Small Entities to Enforcement Fairness and Policy Against
Retaliation.'' Available at: https://www.transportation.gov/sites/dot.gov/files/docs/SBREFAnotice2.pdf (accessed April 20, 2018).
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F. Unfunded Mandates Reform Act of 1995
The Unfunded Mandates Reform Act of 1995 (2 U.S.C. 1531-1538)
requires Federal agencies to assess the effects of their discretionary
regulatory actions. The Act addresses actions that may result in the
expenditure by a State, local, or tribal government, in the aggregate,
or by the private sector, of $165 million (which is the value
equivalent to $100,000,000 in 1995, adjusted for inflation to 2018
levels) or more in any one year. This final rule will not result in
such an expenditure.
G. Paperwork Reduction Act
Under the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.),
Federal agencies must obtain approval from the OMB for each collection
of information they conduct, sponsor, or require through regulations.
FMCSA determined that no new information collection requirements are
associated with this final rule.
H. E.O. 13132 (Federalism)
A rule has implications for federalism under section 1(a) of
Executive Order 13132 if it has ``substantial direct effects on the
States, on the relationship between the national government and the
States, or on the distribution of power and responsibilities among the
various levels of government.'' FMCSA has determined that this rule
will not have substantial direct costs on or for States, nor will it
limit the policymaking discretion of States. Nothing in this document
preempts any State law or regulation. Therefore, this rule does not
have sufficient federalism implications to warrant the preparation of a
Federalism Impact Statement.
I. Privacy Impact Assessment
Section 522 of title I of division H of the Consolidated
Appropriations Act, 2005, enacted December 8, 2004 (Pub. L. 108-447,
118 Stat. 2809, 3268, 5 U.S.C. 552a note), requires the Agency to
conduct a privacy impact assessment (PIA) of a regulation that will
affect the privacy of individuals. This rule does not require the
collection of personally identifiable information (PII) and will not
affect the privacy of individuals.
J. E.O. 13175 (Indian Tribal Governments)
This final rule does not have Tribal implications under E.O. 13175,
Consultation and Coordination with Indian Tribal Governments, because
it does not have a substantial direct effect on one or more Indian
Tribes, on the relationship between the Federal Government and Indian
Tribes, or on the distribution of power and responsibilities between
the Federal Government and Indian Tribes.
K. National Technology Transfer and Advancement Act (Technical
Standards) and 1 CFR Part 51
The National Technology Transfer and Advancement Act (15 U.S.C. 272
note) directs agencies to use voluntary consensus standards in their
regulatory activities unless the agency provides Congress, through OMB,
with an explanation of why using these standards would be inconsistent
with applicable law or otherwise impractical. Voluntary consensus
standards (e.g., specifications of materials, performance, design, or
operation; test methods; sampling procedures; and related management
systems practices) are standards that are developed or adopted by
voluntary consensus standards bodies. FMCSA does not intend to adopt
its own technical standard, thus there is no need to submit a separate
statement to OMB on this matter. The standard being incorporated in
this final rule is discussed in sections IV, V, and VII
[[Page 10310]]
above, and is reasonably available at FMCSA and through the CVSA
website.
L. Environment (NEPA)
FMCSA analyzed this rule consistent with the National Environmental
Policy Act of 1969 (42 U.S.C. 4321 et seq.) and determined this action
is categorically excluded from further analysis and documentation in an
environmental assessment or environmental impact statement under FMCSA
Order 5610.1 (69 FR 9680, March 1, 2004), Appendix 2, paragraphs (6)(b)
and (6)(t)(2). The Categorical Exclusion (CE) in paragraph (6)(b)
covers regulations which are editorial or procedural, including
technical or other minor amendments to existing FMCSA regulations,
while the CE in paragraph (6)(t)(2) includes regulations to ensure that
the States comply with the provisions of the Commercial Motor Vehicle
Safety Act of 1986. The content in this rule is covered by these CEs,
there are no extraordinary circumstances present, and the final action
does not have any effect on the quality of the environment.
M. E.O. 13783 (Promoting Energy Independence and Economic Growth)
E.O. 13783 directs executive departments and agencies to review
existing regulations that potentially burden the development or use of
domestically produced energy resources, and to appropriately suspend,
revise, or rescind those that unduly burden the development of domestic
energy resources. In accordance with E.O. 13783, DOT prepared and
submitted a report to the Director of OMB that provides specific
recommendations that, to the extent permitted by law, could alleviate
or eliminate aspects of agency action that burden domestic energy
production. This rule has not been identified by DOT under E.O. 13783
as potentially alleviating unnecessary burdens on domestic energy
production.
List of Subjects in 49 CFR Part 385
Administrative practice and procedure, Highway safety,
Incorporation by reference, Mexico, Motor carriers, Motor vehicle
safety, Reporting and recordkeeping requirements.
In consideration of the foregoing, FMCSA amends 49 CFR part 385 as
set forth below:
PART 385--SAFETY FITNESS PROCEDURES
0
1. The authority citation for part 385 is revised to read as follows:
Authority: 49 U.S.C. 113, 504, 521(b), 5105(d), 5109, 5113
13901-13905, 13908, 31135, 31136, 31144, 31148, and 31502; Sec.
113(a), Pub. L. 103-311; Sec. 408, Pub. L. 104-88, 109 Stat. 803,
958; Sec. 350 of Pub. L. 107-87, 115 Stat. 833, 864; and 49 CFR
1.87.
0
2. Amend Sec. 385.4:
0
a. In paragraph (a), by removing the words ``call (202) 741-6030'' and
adding in their place ``email [email protected]''; and
0
b. By revising paragraph (b)(1).
The revision reads as follows:
Sec. 385.4 Matter incorporated by reference.
* * * * *
(b) * * *
(1) ``North American Standard Out-of-Service Criteria and Level VI
Inspection Procedures and Out-of-Service Criteria for Commercial
Highway Vehicles Transporting Transuranics and Highway Route Controlled
Quantities of Radioactive Materials as defined in 49 CFR part
173.403,'' April 1, 2019, incorporation by reference approved for Sec.
385.415(b).
* * * * *
Issued under authority delegated in 49 CFR 1.87.
Dated: February 11, 2020.
Jim Mullen,
Acting Administrator.
[FR Doc. 2020-03129 Filed 2-21-20; 8:45 am]
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