Revisions to Appendix P to 40 CFR Part 51, Concerning Minimum Emission Reporting Requirements in SIPs, 10121-10127 [2020-03154]
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Federal Register / Vol. 85, No. 35 / Friday, February 21, 2020 / Proposed Rules
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applicability, a rate cannot be based on
mailer-specific data, such as historical
mailer volume. Second, the Commission
proposes to amend § 3010.23(e)(2) to
add an additional criterion for a rate
incentive to be eligible for inclusion in
a percentage change in rates calculation
at discounted prices—the rate incentive
must be made available to all mailers
equally on the same terms and
conditions.
The Commission’s basis for proposing
these revisions is twofold. The
Commission is concerned that
interpreting ‘‘rate of general
applicability’’ to permit volume
thresholds based on historical volume
data would contravene the policy
reasons underlying the general
applicability requirement, because, as
the Commission has found before,
‘‘volume sent by a mailer in a previous
year is not a characteristic of the mail
to which rates under [an] incentive
program apply[,]’’ due to the fact that
past behavior by mailers bears no
relationship to mail being sent in the
present. See Order No. 2086 at 15. The
Commission is equally concerned about
the fairness of permitting mailer-specific
thresholds for determining eligibility for
market dominant rate incentives. Where
a rate incentive is not made available to
all mailers on the same terms and
conditions, the potential exists for nonqualifying mailers to be forced to
subsidize the rate incentives received by
qualifying mailers.
The third revision the Commission is
proposing is to amend § 3010.12(b)(9) to
add additional requirements intended to
ensure that the Postal Service provides
sufficient information at the outset of a
market dominant rate adjustment
proceeding to permit the Commission
and stakeholders to verify that all rate
incentives included in a percentage
change in rates calculation comply with
the definition of ‘‘rates of general
applicability’’ and are made available to
all mailers equally on the same terms
and conditions.
III. Proposed Rule
Proposed § 3010.1(g). Proposed
§ 3010.1(g) is revised to state clearly that
the definition of ‘‘rate of general
applicability’’ within the context of a
market dominant rate adjustment
proceeding means a rate incentive that
is not based on mailer-specific data,
such as historical volume data.
Proposed § 3010.12(b)(9). Proposed
§ 3010.12(b)(9) is revised to state clearly
what information the Postal Service
must file to support its claim that a rate
incentive meets the necessary criteria to
be included in a percentage change in
rates calculation.
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Proposed § 3010.23(e)(2)(iv). Proposed
§ 3010.23(e)(2)(iv) is added to make it a
criterion for a market dominant rate
incentive to be included in a percentage
change in rates calculation that the
incentive be available to all mailers
equally on the same terms and
conditions.
List of Subjects in 39 CFR Part 3010
Administrative practice and
procedure, Postal Service.
For the reasons stated in the
preamble, the Commission proposes to
amend chapter III of title 39 of the Code
of the Federal Regulations as follows:
PART 3010—REGULATION OF RATES
FOR MARKET DOMINANT PRODUCTS
1. The authority citation for part 3010
continues to read as follows:
■
Authority: 39 U.S.C. 503; 3622.
2. Amend § 3010.1 by revising
paragraph (g) to read as follows:
■
§ 3010.1
Definitions.
*
*
*
*
*
(g) Rate of general applicability means
a rate applicable to all mail meeting
standards established by the Mail
Classification Schedule, the Domestic
Mail Manual, and the International Mail
Manual. A rate is not a rate of general
applicability if eligibility for the rate is
dependent on factors other than the
characteristics of the mail to which the
rate applies, including the volume of
mail sent by a mailer in a past year or
years. A rate is not a rate of general
applicability if it benefits a single
mailer. A rate that is only available
upon the written agreement of both the
Postal Service and a mailer, a group of
mailers, or a foreign postal operator is
not a rate of general applicability.
*
*
*
*
*
■ 3. Amend § 3010.12 by revising
paragraph (b)(9) to read as follows:
§ 3010.12 Contents of notice of rate
adjustment.
*
*
*
*
*
(b) * * *
(9) For a notice that includes a rate
incentive:
(i) Whether the rate incentive is being
treated under § 3010.23(e)(2) or under
§ 3010.23(e)(1) and § 3010.24.
(ii) If the Postal Service seeks to
include the rate incentive in the
calculation of the percentage change in
rates under § 3010.23(e)(2), whether the
rate incentive is available to all mailers
equally on the same terms and
conditions.
(iii) If the Postal Service seeks to
include the rate incentive in the
calculation of the percentage change in
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10121
rates under § 3010.23(e)(2), sufficient
information to demonstrate that the rate
incentive is a rate of general
applicability, which at a minimum
includes: the terms and conditions of
the rate incentive; the factors that
determine eligibility for the rate
incentive; a statement that affirms that
the rate incentive will not benefit a
single mailer; and a statement that
affirms that the rate incentive is not
only available upon the written
agreement of both the Postal Service and
a mailer, or group of mailers, or a
foreign postal operator.
*
*
*
*
*
■ 4. Amend § 3010.23 by revising
paragraph (e)(2) to read as follows:
§ 3010.23 Calculation of percentage
change in rates.
*
*
*
*
*
(e) * * *
(2) A rate incentive may be included
in a percentage change in rates
calculation if it meets the following
criteria:
(i) The rate incentive is in the form of
a discount or can easily be translated
into a discount;
(ii) Sufficient billing determinants are
available for the rate incentive to be
included in the percentage change in
rate calculation for the class, which may
be adjusted based on known mail
characteristics or historical volume data
(as opposed to forecasts of mailer
behavior);
(iii) The rate incentive is a rate of
general applicability; and
(iv) The rate incentive is made
available to all mailers equally on the
same terms and conditions.
By the Commission.
Erica A. Barker,
Secretary.
[FR Doc. 2020–03428 Filed 2–20–20; 8:45 am]
BILLING CODE 7710–FW–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 51
[EPA–HQ–OAR–2018–0633; FRL–10005–41–
OAR]
RIN 2060–AT80
Revisions to Appendix P to 40 CFR
Part 51, Concerning Minimum
Emission Reporting Requirements in
SIPs
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to update a
SUMMARY:
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Federal Register / Vol. 85, No. 35 / Friday, February 21, 2020 / Proposed Rules
regulation, Appendix P to 40 CFR part
51 (Appendix P), that specifies what
State Implementation Plans (SIPs) must
require of sources among four categories
with respect to continuous emission
monitoring, recording, and reporting.
Those four Appendix P source
categories are: Fossil fuel-fired steam
generators; fluid bed catalytic cracking
unit catalyst regenerators at petroleum
refineries; sulfuric acid plants; and
nitric acid plants. In particular,
proposed amendments to Appendix P
would revise the minimum frequency
for submitting reports of excess
emissions from ‘‘each calendar quarter’’
to ‘‘twice per year at 6-month intervals.’’
As a result, states may, in their SIPs,
establish a semiannual reporting
frequency for excess emissions at
affected sources that aligns with what
the EPA has generally established as the
reporting frequency applicable to the
Appendix P source categories under
more recently updated regulations, such
as New Source Performance Standards
(NSPS) under 40 CFR part 60. Proposed
amendments also include correction of
an erroneous cross-reference in
Appendix P.
DATES:
Comments: Written comments must
be received on or before March 23, 2020.
Public hearings. If anyone contacts us
requesting a public hearing on or before
March 9, 2020, we will hold a public
hearing. Additional information about
the hearing, if one is requested, will be
published in a subsequent Federal
Register document. Please refer to
SUPPLEMENTARY INFORMATION for
additional information on the comment
period and the public hearing.
Information collection request: Under
the Paperwork Reduction Act (PRA),
comments on the information collection
provisions are best assured of having
full effect if the Office of Management
and Budget (OMB) receives a copy of
your comments on or before March 23,
2020.
ADDRESSES: Comments: Submit your
comments, identified by Docket ID No.
EPA–HQ–OAR–2018–0633, at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
The EPA may publish any comment
received to its public docket. Do not
submit electronically any information
you consider to be Confidential
Business Information (CBI) or other
information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
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official document and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e., on the Web, Cloud or
other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For
further general information on this
proposed rule or on the Information
Collection Request (ICR), contact Ms.
Lisa Sutton, U.S. EPA, Office of Air
Quality Planning and Standards, State
and Local Programs Group (C539–01),
Research Triangle Park, NC 27711,
telephone number (919) 541–3450,
email address: sutton.lisa@epa.gov. For
information on the public hearing,
contact Ms. Pam Long, U.S. EPA, Office
of Air Quality Planning and Standards,
Air Quality Policy Division (C504–01),
Research Triangle Park, NC 27711,
telephone number (919) 541–0641,
email address: long.pam@epa.gov.
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
Entities potentially affected directly
by this action include states, United
States (U.S.) territories, local authorities
and eligible tribes that are currently
administering, or may in the future
administer, EPA-approved
implementation plans (collectively
‘‘states’’).1 Entities potentially affected
indirectly by this action are sources
categorized as fossil fuel-fired steam
generators, fluid bed catalytic cracking
unit catalyst regenerators at petroleum
refineries, sulfuric acid plants, or nitric
acid plants. For convenience, the EPA’s
reference to ‘‘affected sources’’ in this
rulemaking generally refers to sources
affected by SIP requirements, i.e., those
sources to which a SIP’s Appendix Pspecified monitoring requirements
actually apply. While all sources among
the Appendix P source categories (when
not already excepted in Appendix P
1 The EPA respects the unique relationship
between the U.S. government and tribal authorities
and acknowledges that tribal concerns are not
interchangeable with state concerns. Under the
CAA and EPA regulations, a tribe may, but is not
required to, apply for eligibility to have a tribal
implementation plan (TIP). For convenience, the
EPA refers to either ‘‘states’’ or ‘‘air agencies’’ in
this rulemaking when meaning to refer in general
to states, the District of Columbia, U.S. territories,
local air permitting authorities and eligible tribes
that are currently administering, or may in the
future administer, EPA-approved implementation
plans.
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itself) are potentially affected by such
requirements, it is within the state’s
discretion to grant an exemption in its
SIP from applicability of the Appendix
P-specified monitoring requirements for
certain sources. If you have questions
regarding the applicability of this action
to a particular entity, consult the person
listed in the FOR FURTHER INFORMATION
CONTACT section of this document.
B. What should I consider as I prepare
my comments for the EPA?
When submitting comments,
remember to:
• Identify the rulemaking docket by
docket number and other identifying
information (subject heading, Federal
Register date and page number).
• Follow directions. The proposed
rule may ask you to respond to specific
questions or organize comments by
referencing a Code of Federal
Regulations (CFR) part or section
number.
• Explain why you agree or disagree,
suggest alternatives and substitute
language for your requested changes.
• Describe any assumptions and
provide any technical information and/
or data that you used to support your
comment.
• If you estimate potential costs or
burdens, explain how you arrived at
your estimate in sufficient detail to
allow for it to be reproduced.
• Provide specific examples to
illustrate your concerns wherever
possible, and suggest alternatives.
• Explain your views as clearly as
possible, avoiding the use of profanity
or personal threats.
• Make sure to submit your
comments by the comment period
deadline identified.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov or
email. Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
mark the outside of the digital storage
media as CBI and then identify
electronically within the digital storage
media the specific information that is
claimed as CBI. In addition to one
complete version of the comments that
includes information claimed as CBI,
you must submit a copy of the
comments that does not contain the
information claimed as CBI for
inclusion in the public docket. If you
submit any digital storage media that
does not contain CBI, mark the outside
of the digital storage media clearly that
it does not contain CBI. Information not
marked as CBI will be included in the
public docket and the EPA’s electronic
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Federal Register / Vol. 85, No. 35 / Friday, February 21, 2020 / Proposed Rules
public docket without prior notice.
Information marked as CBI will not be
disclosed except in accordance with
procedures set forth in 40 Code of
Federal Regulations (CFR) part 2. Send
or deliver information identified as CBI
only to the following address: OAQPS
Document Control Officer (C404–02),
OAQPS, U.S. Environmental Protection
Agency, Research Triangle Park, North
Carolina 27711, Attention Docket ID No.
EPA–HQ–OAR–2018–0633.
C. How can I find information about a
possible hearing?
To request a public hearing or
information pertaining to a public
hearing regarding this document, please
contact Ms. Pam Long, U.S. EPA, Office
of Air Quality Planning and Standards,
Air Quality Policy Division (C504–01),
Research Triangle Park, NC 27711,
telephone number (919) 541–0641,
email address: long.pam@epa.gov on or
before March 9, 2020. Additional
information about the hearing, if one is
requested, will be published in a
subsequent Federal Register document.
D. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this
Federal Register document will be
posted at https://www.epa.gov/airquality-implementation-plans/developair-quality-sip#guidance.
E. How is this notice of proposed
rulemaking organized?
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The information presented in this
preamble is organized as follows:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my
comments for the EPA?
C. How can I find information about a
possible hearing?
D. Where can I get a copy of this document
and other related information?
E. How is this notice of proposed
rulemaking organized?
II. Overview of Proposed Action
A. What action is the Agency proposing?
B. What is the Agency’s authority for
proposing this action?
III. Historical and Regulatory Background for
Appendix P
A. State Implementation Plans and the
EPA’s Regulations at 40 CFR Part 51
B. Part 51 Amended To Require
Continuous Emission Monitoring
IV. Rationale for Updating Appendix P
A. Proposed Action Comports With the
EPA’s Burden Reduction Rule of 1999
B. States Urge the EPA To Reduce
Reporting Frequency for Appendix P
Source Categories
V. Environmental Justice Considerations
VI. Statutory and Executive Order Reviews
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A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
J. National Technology Transfer and
Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
VII. Statutory Authority
II. Overview of Proposed Action
A. What action is the Agency proposing?
The EPA is proposing amendments to
update the data reporting requirements
specified for SIPs under Appendix P to
40 CFR part 51. Appendix P, which the
EPA promulgated in 1975, sets forth
certain minimum requirements for
continuous emission monitoring that
each SIP must include in order to be
approved under the provisions of 40
CFR 51.214. See 40 FR 46240 (October
6, 1975).
The EPA proposes to revise the
current specification that sources among
the four Appendix P source categories
must report excess emissions at a
frequency of no less than every calendar
quarter, by changing the minimum
frequency to semiannually. For
example, the reference to ‘‘each
calendar quarter’’ in paragraph 4.1 of
Appendix P would be removed and
replaced with a reference to ‘‘twice per
year at 6-month intervals.’’ As a result,
states would be allowed to establish, in
their SIPs, a reporting frequency for
affected sources under Appendix P that
aligns with the reporting frequency that
the EPA has generally established under
more recently updated programs
applicable to sources among the four
Appendix P source categories, such as
NSPS. As described in Section III.B of
this document, the EPA has generally
moved to a semiannual reporting
frequency specification for sources
regulated under its regulations pursuant
to the Clean Air Act (CAA), e.g., in
NSPS (40 CFR part 60) and National
Emission Standards for Hazardous Air
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10123
Pollutants (NESHAP) (40 CFR parts 61
and 63).2 A semiannual minimum
reporting frequency under Appendix P
would also align with the semiannual
reporting frequency required of sources
through the EPA’s regulations for title V
operating permits (40 CFR parts 70 and
71).3 Notwithstanding these proposed
revisions to Appendix P, a source that
is subject to other excess emission
reporting requirements (e.g., under 40
CFR parts 60, 61, or 63) would be
required to comply with the applicable
provisions of those rules.
The EPA emphasizes that the
proposed amendments to Appendix P, if
finalized as proposed, would not require
states to adopt these particular changes
(by revising their SIPs). When proposing
in 1974 to add Appendix P to 40 CFR
part 51, the EPA stressed that Appendix
P set forth only minimum requirements
and recognized that in keeping with the
basic framework of SIPs, states were
allowed, even encouraged, to develop
procedures even more comprehensive
than those in Appendix P.4 Likewise,
upon promulgating Appendix P in 1975,
the EPA stated that while minimum
requirements were being established,
states ‘‘may, as they deem appropriate,
expand these requirements.’’ 5 Thus,
although the relaxation in minimum
reporting frequency specified for SIPs
under Appendix P being proposed
would allow a state in turn to require
semiannual reporting of sources among
the Appendix P source categories, it
would not obligate a state to adopt
requirements for semiannual reporting
in its SIP if the state chooses to retain
requirements beyond the minimum
(e.g., quarterly reporting requirements
for Appendix P source categories).
An additional amendment proposed
in this action would revise one crossreference under Appendix P so that it
refers to the appropriate section of 40
CFR part 51. In accordance with the
EPA’s regulations for SIPs concerning
continuous emission monitoring, each
SIP must meet certain minimum
requirements, including those specified
in Appendix P. The continuous
2 ‘‘Recordkeeping and Reporting Burden
Reduction, Final amendments,’’ 64 FR 7457
(February 12, 1999).
3 The title V permit shall require submittal of
reports of any required monitoring at least every 6
months, and all instances of deviations from permit
requirements must be clearly identified in such
reports. See 40 CFR 70.6(a)(3)(iii)(A) and 40 CFR
71.6(a)(3)(iii)(A).
4 ‘‘Requirements for the Preparation, Adoption
and Submittal of Implementation Plans: Emission
Monitoring of Stationary Sources; Proposed rules,’’
39 FR 32871 (September 11, 1974). See 32872/3.
5 ‘‘Part 51—Requirements for the Preparation,
Adoption and Submittal of Implementation Plans:
Emission Monitoring of Stationary Sources,’’ 40 FR
46240 (October 6, 1975). See 46246/3.
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emission monitoring regulations of 40
CFR part 51 were moved from § 51.19(e)
to § 51.214 as part of a 1986 rule
through which the EPA significantly
restructured and consolidated its
regulations for the development of
SIPs.6 In the notice of final rulemaking
for that 1986 rule, several crossreferences under Appendix P were
revised. The EPA acknowledges that the
cross-reference in Appendix P under
section 1.0 (which concerns
contininuous emission monitoring
requirements) was changed from
§ 51.19(e) to § 51.165(b) in error, when
the intent was to change it to § 51.214.
The EPA now proposes to revise section
1.0 of Appendix P so that it correctly
refers to the continuous emission
monitoring regulations at § 51.214.
B. What is the Agency’s authority for
proposing this action?
This document is being developed
under the authority of sections
110(a)(2)(F) and 301(a) of the CAA.
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III. Historical and Regulatory
Background for Appendix P
A. State Implementation Plans and the
EPA’s Regulations at 40 CFR Part 51
The SIP is a state’s plan identifying
how the state will meet its CAA
requirements, such as to attain and
maintain the National Ambient Air
Quality Standards (NAAQS). Pursuant
to section 110 of the CAA, each state is
required to submit a SIP for EPA
approval, and the EPA is required to
evaluate and either approve or
disapprove the state’s submission. The
SIP (including revisions over time)
contains control measures and strategies
developed through a public process and
formally adopted by the state. The
elements of a SIP are prescribed in
particular under section 110 and Part D
of the CAA. Of particular relevance to
this proposed rulemaking, CAA section
110(a)(2)(F) governs requirements
associated with stationary source
monitoring and reporting in the context
of SIPs.
Pursuant to CAA section 110, the EPA
established procedural requirements
applicable to all states concerning the
preparation, adoption, and submission
of SIPs and SIP revisions. These
regulations, initially promulgated in
1971, comprise 40 CFR part 51,
‘‘Requirements for Preparation,
Adoption, and Submittal of
Implementation Plans.’’ Like the SIPs
6 ‘‘Air Quality Implementation Plans;
Restructuring SIP Preparation Regulations; Final
rule,’’ 51 FR 40656 (November 7, 1986). The
changes to cross-references in Appendix P and
Appendix S are described at 40675.
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themselves, these regulations are
periodically revised.
B. Part 51 Amended To Require
Continuous Emission Monitoring
The EPA in 1974 proposed to amend
its SIP preparation regulations under 40
CFR part 51 to require that SIPs contain
legally enforceable procedures
mandating owners or operators of
stationary sources to install equipment
to monitor pollutant emissions on a
continuous basis and to report the data
obtained.7 As was explained in the 1974
notice of proposed rulemaking, the
regulations already required states to
have the legal authority to require such
monitoring and recording.8 However, at
the time that the EPA’s SIP preparation
regulations were originally published,
‘‘[t]he Agency believed that the state-ofthe-art was such that it was not prudent
to require existing sources to install
[continuous monitoring] devices.’’ 9 The
agency explained that, for certain
sources, ‘‘general specifications for
accuracy, reliability and durability can
be established for continuous emission
monitors . . . .’’ 10 Accordingly, the
agency proposed to amend 40 CFR part
51 by adding a new requirement that
would ‘‘require States to revise their
implementation plans to require sources
to install monitoring instruments and to
report the resulting data to the
appropriate State Agency.’’ 11
In choosing the types of sources and
pollutants listed in Appendix P and,
thus, subject to the proposed minimum
requirements for continuous emission
monitoring specified for SIPs, the EPA
selected four source categories that
would be covered by continuous
emission monitoring requirements and
performance testing methods
simultaneously proposed under NSPS
regulations pursuant to section 111 of
the CAA (i.e., under Part 60).12 The EPA
even noted in the Appendix P proposal
that the SIP rulemaking was very closely
connected with the NSPS rulemaking.
The EPA urged states and other affected
parties to consider the companion NSPS
proposal as part of the Appendix P
proposal and to direct comments to the
relevant portions of both proposals.13
7 ‘‘Requirements for the Preparation, Adoption
and Submittal of Implementation Plans: Emission
Monitoring of Stationary Sources; Proposed rules,’’
39 FR 32871 (September 11, 1974). See 32871/3.
8 Id.
9 Id.
10 Id.
11 Id.
12 39 FR 32871 at 32872; see also ‘‘Standards of
Performance for New Stationary Sources: Emission
Monitoring Requirements and Performance Testing
Methods; Proposed rules,’’ 39 FR 32852 (September
11, 1974).
13 39 FR 32871 at 32872/2.
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In 1975, the EPA promulgated
Appendix P on the same day it
promulgated the NSPS monitoring and
performance requirements under 40
CFR part 60.14 In the final amendments
to 40 CFR part 51, the EPA expanded 40
CFR 51.19 (now 40 CFR 51.214) to
require states to revise their SIPs to
include legally enforceable procedures
requiring certain specified categories of
existing stationary sources to monitor
emissions on a continuous basis. The
agency explained that requiring ‘‘a
sound program of continuous emission
monitoring and reporting’’ would more
fully implement CAA sections
110(a)(2)(F)(ii) and (iii).15
Section 51.19(e)(4) (now § 51.214(e))
in 40 CFR specifies such procedures to
require the source owner or operator to
submit information relating to emissions
and operation of the emission monitors
to the state to the extent described in
Appendix P as frequently as or more
frequently than described therein.16
With respect to reporting requirements,
Appendix P specifies under paragraph
4.1 that the SIP ‘‘shall require owners or
operators of facilities required to install
continuous monitoring systems to
submit a written report of excess
emissions for each calendar quarter and
the nature and cause of the excess
emissions, if known.’’ 17 At the time of
promulgation in 1975, this specification
in Appendix P of quarterly reporting as
the minimum frequency was by design
aligned with the quarterly reporting
frequency generally specified for new
sources under Part 60. This ‘‘report of
excess emissions,’’ like the corollary
‘‘excess emissions and monitoring
systems performance report’’ specified
under 40 CFR part 60 (see § 60.7(c)),
should be submitted by the owner or
operator whether or not excess
emissions occurred within the reporting
period (see Appendix P, paragraph 4.5).
Each state is required to include all of
the Appendix P-specified requirements
in its SIP, including the monitoring
requirements listed in Appendix P
under section 1.1, ‘‘Applicability,’’ for
sources specified under Appendix P at
a minimum.18 However, section 1.2,
‘‘Exemptions,’’ provides that a state may
exempt certain sources from
applicability of those monitoring
requirements. When proposing in 1974
to amend the 40 CFR part 51 regulations
14 ‘‘Part 60—Standards of Performance for New
Stationary Sources,’’ 40 FR 46250 (October 6, 1975).
15 ‘‘Part 51—Requirements for the Preparation,
Adoption and Submittal of Implementation Plans:
Emission Monitoring of Stationary Sources,’’ 40 FR
46240 (October 6, 1975).
16 40 FR 46240 at 46247/2.
17 Id. at 46249/1.
18 Id. at 46246/3.
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to include minimum requirements for
continuous emission monitoring, the
EPA noted that the 40 CFR part 51
amendments were not intended to
necessarily apply to new sources, since
the 40 CFR part 60 (NSPS) requirements
would apply to those new sources.19
Therefore, in accordance with Appendix
P, paragraph 1.2.1, a state may choose
to include in its SIP a provision to grant
an exemption from the Appendix Pspecified monitoring requirements for a
source that is subject to an NSPS
promulgated in 40 CFR part 60.
Similarly, in accordance with paragraph
1.2.2, a state may choose to include in
its SIP a provision to grant an
exemption for a source that is not
subject to an applicable emission
standard of the approved SIP. As the
EPA clarified in the 40 CFR part 51
amendments, Appendix P-specified
continuous emission monitors ‘‘are not
required for sources unless such sources
are subject to an applicable emission
limitation of an approved SIP.’’ 20 In
addition, in accordance with paragraph
1.2.3, a state was allowed to include in
its SIP a provision granting an
exemption for certain affected sources
that were scheduled for retirement
within 5 years after inclusion of the
Appendix P monitoring requirements in
its SIP.
IV. Rationale for Updating Appendix P
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A. Proposed Action Comports With the
EPA’s Burden Reduction Rule of 1999
As of 1975, when the continuous
emission monitoring specifications for
SIPs under 40 CFR part 51 and for NSPS
under 40 CFR part 60 were
promulgated, sources affected under
either set of regulations were required to
submit continuous emission monitor
reports of their excess emissions and
other information on a quarterly basis.
Over the next many years, the EPA
expanded the types of sources to be
regulated pursuant to CAA sections 111
(for NSPS) and 112 (for NESHAP), and
those later regulations (e.g., NSPS under
40 CFR part 60 and NESHAP under 40
CFR parts 61 and 63) increasingly
allowed sources to submit such reports
on a less frequent basis, semiannually or
in some cases even annually. In the
agency’s experience, semiannual
reporting provides sufficiently timely
information to ensure compliance and
enable adequate enforcement of
applicable requirements, while
imposing less burden on the affected
industry than would quarterly reporting.
Thus, in 1999, the EPA promulgated a
19 39
20 40
FR 32871 at 32872/2.
FR 46240 at 46246/2.
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Burden Reduction Rule,21 which,
among other revisions, revised the NSPS
reporting frequency, with a few
exceptions,22 to semiannually for nearly
all source categories. As a result, the
reporting frequency requirements under
NSPS regulations, including for the four
Appendix P source categories, no longer
aligned with the reporting requirements
specified in Appendix P.
As rationale for the Burden Reduction
Rule, the EPA noted at proposal that its
most recent NSPS and NESHAP had
moved almost exclusively to
semiannual reporting as a standard
approach.23 Thus, also in the General
Provisions for 40 CFR parts 60, 61, and
63, the Burden Reduction Rule changed
the reporting frequency requirements, to
conform them to recently promulgated
NSPS and NESHAP regulations. The
EPA estimated a 20-percent reduction in
reporting burden on sources under a
typical rule.24
As noted by the EPA in the Burden
Reduction Rule,25 and as recognized in
Section II.A of this document, the EPA’s
regulations for title V operating permits
also specify semiannual reporting by
sources.26
B. States Urge the EPA To Reduce
Reporting Frequency for Appendix P
Source Categories
With this proposed rulemaking, the
EPA is seeking to reasonably resolve a
longstanding inconsistency in its
reporting requirements for certain
categories of sources between (i) those
specified as the minimum for Appendix
21 ‘‘Recordkeeping and Reporting Burden
Reduction, Final amendments,’’ 64 FR 7457
(February 12, 1999).
22 For most source categories, the reporting
requirements under NSPS and NESHAP General
Provisions apply. However, a minority of the NSPS
regulations do not adopt by reference the Part 60
General Provisions for reporting requirements,
instead explicitly specifying requirements for the
affected source category. Certain reporting
requirements, for particular pollutants and
particular source categories, were not revised in the
Burden Reduction Rule. For example, for those
electric utility steam generating units subject to
NSPS subpart Da (which also fall under Appendix
P’s ‘‘fossil fuel-fired steam generators’’ source
category), the regulation continues even today to
require that opacity levels in excess of the
applicable opacity standard and the date of such
excesses are to be submitted (reported) to the
Administrator each calendar quarter; see 40 CFR
60.51Da(i).
23 ‘‘Recordkeeping and Reporting Burden
Reduction; Proposed revisions to rules and notice
of public hearing,’’ 61 FR 47840 (September 11,
1996). See 61 FR 47844/2.
24 Id.
25 64 FR 7457 at 7458/3.
26 The title V permit shall require submittal of
reports of any required monitoring at least every 6
months, and all instances of deviations from permit
requirements must be clearly identified in such
reports. See 40 CFR 70.6(a)(3)(iii)(A) and 40 CFR
71.6(a)(3)(iii)(A).
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10125
P source categories in the SIP context
(under 40 CFR part 51) and (ii) those
prescribed for similar sources through
NSPS (under part 60) or NESHAP
(under 40 CFR parts 61 and 63). The
EPA acknowledges that two states in
particular, South Carolina and
Tennessee, have been urging the EPA to
amend the Appendix P specification for
reporting frequency. South Carolina and
Tennessee each have sources among the
Appendix P source categories that
cannot be exempted from the Appendix
P-specified monitoring requirements
under any of the exemptions available
under Appendix P section 1.2
(Exemptions). While such sources are
subject to SIP emission limitations, they
are not subject to any NSPS because
they commenced operation before the
applicability dates of those standards.
States have argued that the rationale on
which the EPA has relied to decrease
the minimum reporting frequency over
time for sources regulated under NSPS,
for example, is the same rationale on
which the EPA should rely to decrease
the minimum reporting frequency that
Appendix P specifies for 40 CFR part 51
sources. Materials submitted by South
Carolina and Tennessee, including their
general arguments in support of—and in
advance of—such action, are available
in the docket for this rulemaking. The
EPA is including those materials in the
docket because they serve to illustrate
how the proposed amendments to
Appendix P might manifest in a SIP.
V. Environmental Justice
Considerations
A change in the specified minimum
frequency with which affected sources
must submit continuous monitoring
system data reports, as a result of the
proposed revisions to Appendix P, is
not expected to result in any change in
the pollutant emissions from any of the
affected sources. Therefore, the EPA
believes that this action will not have
potential disproportionately high and
adverse human health or environmental
effects on minority, low-income, or
indigenous populations.
VI. Statutory and Executive Order
Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to the Office of Management
and Budget (OMB) for review.
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Federal Register / Vol. 85, No. 35 / Friday, February 21, 2020 / Proposed Rules
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This action is not expected to be an
Executive Order 13771 regulatory action
because this action is not significant
under Executive Order 12866.
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C. Paperwork Reduction Act (PRA)
The information collection activities
in this proposed rule have been
submitted for approval to the OMB
under the PRA. The ICR document that
the EPA prepared has been assigned
EPA ICR number 2590.01. You can find
a copy of the ICR in the docket for this
proposed rule, and it is briefly
summarized here.
The EPA is proposing to update a
regulation, Appendix P to 40 CFR part
51, that specifies what SIPs must require
of sources among four categories with
respect to continuous emission
monitoring, recording, and reporting. In
particular, the proposed amendments to
Appendix P would generally relax a
‘‘minimum reporting frequency’’
specification for SIPs from quarterly to
semiannually. The subject rule would
revise only the minimum requirement,
and so the rule does not require that any
state change the actual reporting
frequency requirement in its SIP that
applies to Appendix P sources.
Therefore, to comply with the subject
rule’s requirements, each state may
choose to prepare and submit a SIP
revision but is not required to do so, and
so the information collection activities
in this proposed rule are voluntary for
the states as respondents. The EPA has
determined that the requested
information collection (SIP
submissions) would not include any
confidential information. In accordance
with 40 CFR 51.116, ‘‘Data availability,’’
each state must retain and make
available for public inspection all
detailed data and calculations used in
the preparation of its SIP and SIP
revisions. The EPA has the
responsibility and statutory authority
under CAA section 110(a) to assure that
the states, through their SIPs, meet the
requirements of the CAA. The
regulatory burden under the information
collection is attributed to states’
preparation and submission of SIP
revisions, a type of reporting burden.
For purposes of estimating the
paperwork burden, the EPA assumes
that each of 56 entities, including states,
the District of Columbia, and U.S.
territories, would make a single SIP
submission that includes an Appendix
P-related provision within 3 years after
the effective date of the rule,
corresponding to the requested 3-year
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16:42 Feb 20, 2020
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collection period. There are no capital
costs or operation and maintenance
costs attributed to the proposed rule.
Respondents/affected entities: All
states.
Respondent’s obligation to respond:
Voluntary.
Estimated number of respondents: 56.
Frequency of response: One-time.
Total estimated burden: 3,080 hours
per year (or 55 hours per respondent per
year). Burden is defined at 5 CFR
1320.3(b).
Total estimated cost: $191,200 per
year (or $3,414 per respondent per year),
with no capital cost and no operation
and maintenance cost.
The derivation of these estimates is
described in greater detail in the
Supporting Statement for the initial,
rule-related ICR for ‘‘Revisions to
Appendix P to 40 CFR part 51’’ that is
included in the docket for this
rulemaking.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
agency’s need for this information, the
accuracy of the provided burden
estimates and any suggested methods
for minimizing respondent burden to
the EPA using the docket identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than March 23, 2020. The EPA will
respond to any ICR-related comments in
the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. In making this
determination, the impact of concern is
any significant adverse economic
impact on small entities. Any agency
may certify that a rule will not have a
significant economic impact on a
substantial number of small entities if
the rule relieves regulatory burden, has
no net burden or otherwise has a
positive economic effect on the small
entities subject to this rule. This action
will not impose any requirements on
small entities. Instead, this action leaves
to each state the choice as to whether to
reflect in its SIP a reduction in
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minimum reporting frequency specified
for certain categories of stationary
sources regulated under the CAA.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any state, local or
tribal governments or the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. It would not have a
substantial direct effect on one or more
Indian tribes, since no tribe has to
develop a TIP under these regulatory
revisions. Furthermore, these regulation
revisions do not affect the relationship
or distribution of power and
responsibilities between the federal
government and Indian tribes. The CAA
and the Tribal Air Rule establish the
relationship of the federal government
and tribes in developing plans to attain
the NAAQS, and these revisions to the
regulations do nothing to modify that
relationship. Thus, Executive Order
13175 does not apply to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
The EPA interprets Executive Order
13045 as applying only to those
regulatory actions that concern
environmental health or safety risks that
the EPA has reason to believe may
disproportionately affect children, per
the definition of ‘‘covered regulatory
action’’ in section 2–202 of the
Executive Order. This action is not
subject to Executive Order 13045
because the reduction in minimum
reporting frequency specified for certain
categories of sources regulated under
the CAA will have no effect on any
obligation to comply with emission
limitations in SIPs, and so it does not
concern an environmental health risk or
safety risk.
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Federal Register / Vol. 85, No. 35 / Friday, February 21, 2020 / Proposed Rules
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
PART 51—REQUIREMENTS FOR
PREPARATION, ADOPTION, AND
SUBMITTAL OF IMPLEMENTATION
PLANS
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution or use of energy.
This action merely allows states the
option to reflect in their SIPs a
reduction in minimum reporting
frequency specified for certain
categories of stationary sources
regulated under the CAA.
■
J. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations and/or indigenous
populations as specified in Executive
Order 12898 (59 FR 7629, February 16,
1994).
This action merely allows states the
option to reflect in their SIPs a
reduction in minimum reporting
frequency specified for certain
categories of stationary sources
regulated under the CAA, which will
have no effect on any obligation to
comply with emission limitations in
SIPs.
Authority: 23 U.S.C. 101; 42 U.S.C. 7401–
7671q.
APPENDIX P TO PART 51—MINIMUM
EMISSION MONITORING
REQUIREMENTS—[AMENDED]
2. In appendix P to part 51:
a. Paragraph 1.0 is amended by
removing the reference to ‘‘40 CFR
51.165(b).’’ and adding in its place a
reference to ‘‘40 CFR 51.214.’’;
■ b. Paragraph 4.1 is amended by
removing the words ‘‘each calendar
quarter’’ and adding in their place the
words ‘‘twice per year at 6-month
intervals’’;
■ c. Paragraph 4.6 is amended by
removing the words ‘‘in the quarterly
summaries, and’’ and adding in their
place the words ‘‘as specified in
paragraph 4.1 of this appendix and’’;
■ d. Paragraph 5.2.3 is amended by
removing the words ‘‘quarterly
summary.’’ and adding in their place the
words ‘‘reports submitted as specified in
paragraph 4.1 of this appendix.’’;
■ e. Paragraph 5.3.3 is amended by
removing the words ‘‘quarterly
summary.’’ and adding in their place the
words ‘‘reports submitted as specified in
paragraph 4.1 of this appendix.’’
■
■
[FR Doc. 2020–03154 Filed 2–20–20; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
VII. Statutory Authority
40 CFR Part 52
The statutory authority for this action
is provided by CAA section 101 et seq.
(42 U.S.C. 7401 et seq.).
[EPA–R05–OAR–2018–0634; FRL–10005–
33–Region 5]
List of Subjects in 40 CFR Part 51
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1. The authority citation for part 51
continues to read as follows:
Environmental protection,
Administrative practice and procedure,
Air pollution control, Carbon monoxide,
Intergovernmental relations, Lead,
Nitrogen dioxide, Nitrogen oxides,
Opacity, Ozone, Reporting and
recordkeeping requirements, Sulfur
dioxide, Sulfur oxides, Transportation,
Volatile organic compounds.
Dated: February 7, 2020.
Andrew R. Wheeler,
Administrator.
For the reasons stated in the
preamble, 40 CFR part 51 is proposed to
be amended as follows:
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Air Plan Approval; Indiana; Revisions
to NOX SIP Call and CAIR Rules
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing to approve
under the Clean Air Act (CAA) a request
from the Indiana Department of
Environmental Management to revise
the Indiana State Implementation Plan
(SIP) to incorporate the following: A
new rule concerning nitrogen oxide
(NOX) emissions for the ozone season
from Electric Generating Units (EGUs)
and large non-EGUs; revisions
concerning NOX emission rate limits for
specific source categories; the repeal of
SUMMARY:
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10127
the NOX Budget Trading Program; and
the repeal of the Clean Air Interstate
Rule NOX ozone season trading
program. This SIP revision would
ensure continued compliance by EGUs
and large non-EGUs with the
requirements of the NOX SIP Call.
DATES: Comments must be received on
or before March 23, 2020.
ADDRESSES: Submit your comments,
identified by Docket ID No. EPA–R05–
OAR–2018–0634 at https://
www.regulations.gov or via email to
arra.sarah@epa.gov. For comments
submitted at Regulations.gov, follow the
online instructions for submitting
comments. Once submitted, comments
cannot be edited or removed from
Regulations.gov. For either manner of
submission, EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. EPA will generally not consider
comments or comment contents located
outside of the primary submission (i.e.,
on the web, cloud, or other file sharing
system). For additional submission
methods, please contact the person
identified in the FOR FURTHER
INFORMATION CONTACT section. For the
full EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
FOR FURTHER INFORMATION CONTACT: Eric
Svingen, Environmental Engineer,
Attainment Planning and Maintenance
Section, Air Programs Branch (AR–18J),
Environmental Protection Agency,
Region 5, 77 West Jackson Boulevard,
Chicago, Illinois 60604, (312) 353–4489,
svingen.eric@epa.gov.
SUPPLEMENTARY INFORMATION: In the
Final Rules section of this Federal
Register, EPA is approving the State’s
SIP submittal as a direct final rule
without prior proposal because the
Agency views this as a noncontroversial
submittal and anticipates no adverse
comments. A detailed rationale for the
approval is set forth in the direct final
rule. If no relevant adverse comments
are received in response to this rule, no
further activity is contemplated. If EPA
receives such comments, the direct final
rule will be withdrawn and all public
comments received will be addressed in
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Agencies
[Federal Register Volume 85, Number 35 (Friday, February 21, 2020)]
[Proposed Rules]
[Pages 10121-10127]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-03154]
=======================================================================
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 51
[EPA-HQ-OAR-2018-0633; FRL-10005-41-OAR]
RIN 2060-AT80
Revisions to Appendix P to 40 CFR Part 51, Concerning Minimum
Emission Reporting Requirements in SIPs
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing to
update a
[[Page 10122]]
regulation, Appendix P to 40 CFR part 51 (Appendix P), that specifies
what State Implementation Plans (SIPs) must require of sources among
four categories with respect to continuous emission monitoring,
recording, and reporting. Those four Appendix P source categories are:
Fossil fuel-fired steam generators; fluid bed catalytic cracking unit
catalyst regenerators at petroleum refineries; sulfuric acid plants;
and nitric acid plants. In particular, proposed amendments to Appendix
P would revise the minimum frequency for submitting reports of excess
emissions from ``each calendar quarter'' to ``twice per year at 6-month
intervals.'' As a result, states may, in their SIPs, establish a
semiannual reporting frequency for excess emissions at affected sources
that aligns with what the EPA has generally established as the
reporting frequency applicable to the Appendix P source categories
under more recently updated regulations, such as New Source Performance
Standards (NSPS) under 40 CFR part 60. Proposed amendments also include
correction of an erroneous cross-reference in Appendix P.
DATES:
Comments: Written comments must be received on or before March 23,
2020. Public hearings. If anyone contacts us requesting a public
hearing on or before March 9, 2020, we will hold a public hearing.
Additional information about the hearing, if one is requested, will be
published in a subsequent Federal Register document. Please refer to
SUPPLEMENTARY INFORMATION for additional information on the comment
period and the public hearing.
Information collection request: Under the Paperwork Reduction Act
(PRA), comments on the information collection provisions are best
assured of having full effect if the Office of Management and Budget
(OMB) receives a copy of your comments on or before March 23, 2020.
ADDRESSES: Comments: Submit your comments, identified by Docket ID No.
EPA-HQ-OAR-2018-0633, at https://www.regulations.gov. Follow the online
instructions for submitting comments. Once submitted, comments cannot
be edited or removed from Regulations.gov. The EPA may publish any
comment received to its public docket. Do not submit electronically any
information you consider to be Confidential Business Information (CBI)
or other information whose disclosure is restricted by statute.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official
document and should include discussion of all points you wish to make.
The EPA will generally not consider comments or comment contents
located outside of the primary submission (i.e., on the Web, Cloud or
other file sharing system). For additional submission methods, the full
EPA public comment policy, information about CBI or multimedia
submissions and general guidance on making effective comments, please
visit https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: For further general information on
this proposed rule or on the Information Collection Request (ICR),
contact Ms. Lisa Sutton, U.S. EPA, Office of Air Quality Planning and
Standards, State and Local Programs Group (C539-01), Research Triangle
Park, NC 27711, telephone number (919) 541-3450, email address:
[email protected]. For information on the public hearing, contact Ms.
Pam Long, U.S. EPA, Office of Air Quality Planning and Standards, Air
Quality Policy Division (C504-01), Research Triangle Park, NC 27711,
telephone number (919) 541-0641, email address: [email protected].
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
Entities potentially affected directly by this action include
states, United States (U.S.) territories, local authorities and
eligible tribes that are currently administering, or may in the future
administer, EPA-approved implementation plans (collectively
``states'').\1\ Entities potentially affected indirectly by this action
are sources categorized as fossil fuel-fired steam generators, fluid
bed catalytic cracking unit catalyst regenerators at petroleum
refineries, sulfuric acid plants, or nitric acid plants. For
convenience, the EPA's reference to ``affected sources'' in this
rulemaking generally refers to sources affected by SIP requirements,
i.e., those sources to which a SIP's Appendix P-specified monitoring
requirements actually apply. While all sources among the Appendix P
source categories (when not already excepted in Appendix P itself) are
potentially affected by such requirements, it is within the state's
discretion to grant an exemption in its SIP from applicability of the
Appendix P-specified monitoring requirements for certain sources. If
you have questions regarding the applicability of this action to a
particular entity, consult the person listed in the FOR FURTHER
INFORMATION CONTACT section of this document.
---------------------------------------------------------------------------
\1\ The EPA respects the unique relationship between the U.S.
government and tribal authorities and acknowledges that tribal
concerns are not interchangeable with state concerns. Under the CAA
and EPA regulations, a tribe may, but is not required to, apply for
eligibility to have a tribal implementation plan (TIP). For
convenience, the EPA refers to either ``states'' or ``air agencies''
in this rulemaking when meaning to refer in general to states, the
District of Columbia, U.S. territories, local air permitting
authorities and eligible tribes that are currently administering, or
may in the future administer, EPA-approved implementation plans.
---------------------------------------------------------------------------
B. What should I consider as I prepare my comments for the EPA?
When submitting comments, remember to:
Identify the rulemaking docket by docket number and other
identifying information (subject heading, Federal Register date and
page number).
Follow directions. The proposed rule may ask you to
respond to specific questions or organize comments by referencing a
Code of Federal Regulations (CFR) part or section number.
Explain why you agree or disagree, suggest alternatives
and substitute language for your requested changes.
Describe any assumptions and provide any technical
information and/or data that you used to support your comment.
If you estimate potential costs or burdens, explain how
you arrived at your estimate in sufficient detail to allow for it to be
reproduced.
Provide specific examples to illustrate your concerns
wherever possible, and suggest alternatives.
Explain your views as clearly as possible, avoiding the
use of profanity or personal threats.
Make sure to submit your comments by the comment period
deadline identified.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov or email. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
any digital storage media that you mail to the EPA, mark the outside of
the digital storage media as CBI and then identify electronically
within the digital storage media the specific information that is
claimed as CBI. In addition to one complete version of the comments
that includes information claimed as CBI, you must submit a copy of the
comments that does not contain the information claimed as CBI for
inclusion in the public docket. If you submit any digital storage media
that does not contain CBI, mark the outside of the digital storage
media clearly that it does not contain CBI. Information not marked as
CBI will be included in the public docket and the EPA's electronic
[[Page 10123]]
public docket without prior notice. Information marked as CBI will not
be disclosed except in accordance with procedures set forth in 40 Code
of Federal Regulations (CFR) part 2. Send or deliver information
identified as CBI only to the following address: OAQPS Document Control
Officer (C404-02), OAQPS, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711, Attention Docket ID No.
EPA-HQ-OAR-2018-0633.
C. How can I find information about a possible hearing?
To request a public hearing or information pertaining to a public
hearing regarding this document, please contact Ms. Pam Long, U.S. EPA,
Office of Air Quality Planning and Standards, Air Quality Policy
Division (C504-01), Research Triangle Park, NC 27711, telephone number
(919) 541-0641, email address: [email protected] on or before March 9,
2020. Additional information about the hearing, if one is requested,
will be published in a subsequent Federal Register document.
D. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this Federal Register document will be posted at https://www.epa.gov/air-quality-implementation-plans/develop-air-quality-sip#guidance.
E. How is this notice of proposed rulemaking organized?
The information presented in this preamble is organized as follows:
I. General Information
A. Does this action apply to me?
B. What should I consider as I prepare my comments for the EPA?
C. How can I find information about a possible hearing?
D. Where can I get a copy of this document and other related
information?
E. How is this notice of proposed rulemaking organized?
II. Overview of Proposed Action
A. What action is the Agency proposing?
B. What is the Agency's authority for proposing this action?
III. Historical and Regulatory Background for Appendix P
A. State Implementation Plans and the EPA's Regulations at 40
CFR Part 51
B. Part 51 Amended To Require Continuous Emission Monitoring
IV. Rationale for Updating Appendix P
A. Proposed Action Comports With the EPA's Burden Reduction Rule
of 1999
B. States Urge the EPA To Reduce Reporting Frequency for
Appendix P Source Categories
V. Environmental Justice Considerations
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
J. National Technology Transfer and Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
VII. Statutory Authority
II. Overview of Proposed Action
A. What action is the Agency proposing?
The EPA is proposing amendments to update the data reporting
requirements specified for SIPs under Appendix P to 40 CFR part 51.
Appendix P, which the EPA promulgated in 1975, sets forth certain
minimum requirements for continuous emission monitoring that each SIP
must include in order to be approved under the provisions of 40 CFR
51.214. See 40 FR 46240 (October 6, 1975).
The EPA proposes to revise the current specification that sources
among the four Appendix P source categories must report excess
emissions at a frequency of no less than every calendar quarter, by
changing the minimum frequency to semiannually. For example, the
reference to ``each calendar quarter'' in paragraph 4.1 of Appendix P
would be removed and replaced with a reference to ``twice per year at
6-month intervals.'' As a result, states would be allowed to establish,
in their SIPs, a reporting frequency for affected sources under
Appendix P that aligns with the reporting frequency that the EPA has
generally established under more recently updated programs applicable
to sources among the four Appendix P source categories, such as NSPS.
As described in Section III.B of this document, the EPA has generally
moved to a semiannual reporting frequency specification for sources
regulated under its regulations pursuant to the Clean Air Act (CAA),
e.g., in NSPS (40 CFR part 60) and National Emission Standards for
Hazardous Air Pollutants (NESHAP) (40 CFR parts 61 and 63).\2\ A
semiannual minimum reporting frequency under Appendix P would also
align with the semiannual reporting frequency required of sources
through the EPA's regulations for title V operating permits (40 CFR
parts 70 and 71).\3\ Notwithstanding these proposed revisions to
Appendix P, a source that is subject to other excess emission reporting
requirements (e.g., under 40 CFR parts 60, 61, or 63) would be required
to comply with the applicable provisions of those rules.
---------------------------------------------------------------------------
\2\ ``Recordkeeping and Reporting Burden Reduction, Final
amendments,'' 64 FR 7457 (February 12, 1999).
\3\ The title V permit shall require submittal of reports of any
required monitoring at least every 6 months, and all instances of
deviations from permit requirements must be clearly identified in
such reports. See 40 CFR 70.6(a)(3)(iii)(A) and 40 CFR
71.6(a)(3)(iii)(A).
---------------------------------------------------------------------------
The EPA emphasizes that the proposed amendments to Appendix P, if
finalized as proposed, would not require states to adopt these
particular changes (by revising their SIPs). When proposing in 1974 to
add Appendix P to 40 CFR part 51, the EPA stressed that Appendix P set
forth only minimum requirements and recognized that in keeping with the
basic framework of SIPs, states were allowed, even encouraged, to
develop procedures even more comprehensive than those in Appendix P.\4\
Likewise, upon promulgating Appendix P in 1975, the EPA stated that
while minimum requirements were being established, states ``may, as
they deem appropriate, expand these requirements.'' \5\ Thus, although
the relaxation in minimum reporting frequency specified for SIPs under
Appendix P being proposed would allow a state in turn to require
semiannual reporting of sources among the Appendix P source categories,
it would not obligate a state to adopt requirements for semiannual
reporting in its SIP if the state chooses to retain requirements beyond
the minimum (e.g., quarterly reporting requirements for Appendix P
source categories).
---------------------------------------------------------------------------
\4\ ``Requirements for the Preparation, Adoption and Submittal
of Implementation Plans: Emission Monitoring of Stationary Sources;
Proposed rules,'' 39 FR 32871 (September 11, 1974). See 32872/3.
\5\ ``Part 51--Requirements for the Preparation, Adoption and
Submittal of Implementation Plans: Emission Monitoring of Stationary
Sources,'' 40 FR 46240 (October 6, 1975). See 46246/3.
---------------------------------------------------------------------------
An additional amendment proposed in this action would revise one
cross-reference under Appendix P so that it refers to the appropriate
section of 40 CFR part 51. In accordance with the EPA's regulations for
SIPs concerning continuous emission monitoring, each SIP must meet
certain minimum requirements, including those specified in Appendix P.
The continuous
[[Page 10124]]
emission monitoring regulations of 40 CFR part 51 were moved from Sec.
51.19(e) to Sec. 51.214 as part of a 1986 rule through which the EPA
significantly restructured and consolidated its regulations for the
development of SIPs.\6\ In the notice of final rulemaking for that 1986
rule, several cross-references under Appendix P were revised. The EPA
acknowledges that the cross-reference in Appendix P under section 1.0
(which concerns contininuous emission monitoring requirements) was
changed from Sec. 51.19(e) to Sec. 51.165(b) in error, when the
intent was to change it to Sec. 51.214. The EPA now proposes to revise
section 1.0 of Appendix P so that it correctly refers to the continuous
emission monitoring regulations at Sec. 51.214.
---------------------------------------------------------------------------
\6\ ``Air Quality Implementation Plans; Restructuring SIP
Preparation Regulations; Final rule,'' 51 FR 40656 (November 7,
1986). The changes to cross-references in Appendix P and Appendix S
are described at 40675.
---------------------------------------------------------------------------
B. What is the Agency's authority for proposing this action?
This document is being developed under the authority of sections
110(a)(2)(F) and 301(a) of the CAA.
III. Historical and Regulatory Background for Appendix P
A. State Implementation Plans and the EPA's Regulations at 40 CFR Part
51
The SIP is a state's plan identifying how the state will meet its
CAA requirements, such as to attain and maintain the National Ambient
Air Quality Standards (NAAQS). Pursuant to section 110 of the CAA, each
state is required to submit a SIP for EPA approval, and the EPA is
required to evaluate and either approve or disapprove the state's
submission. The SIP (including revisions over time) contains control
measures and strategies developed through a public process and formally
adopted by the state. The elements of a SIP are prescribed in
particular under section 110 and Part D of the CAA. Of particular
relevance to this proposed rulemaking, CAA section 110(a)(2)(F) governs
requirements associated with stationary source monitoring and reporting
in the context of SIPs.
Pursuant to CAA section 110, the EPA established procedural
requirements applicable to all states concerning the preparation,
adoption, and submission of SIPs and SIP revisions. These regulations,
initially promulgated in 1971, comprise 40 CFR part 51, ``Requirements
for Preparation, Adoption, and Submittal of Implementation Plans.''
Like the SIPs themselves, these regulations are periodically revised.
B. Part 51 Amended To Require Continuous Emission Monitoring
The EPA in 1974 proposed to amend its SIP preparation regulations
under 40 CFR part 51 to require that SIPs contain legally enforceable
procedures mandating owners or operators of stationary sources to
install equipment to monitor pollutant emissions on a continuous basis
and to report the data obtained.\7\ As was explained in the 1974 notice
of proposed rulemaking, the regulations already required states to have
the legal authority to require such monitoring and recording.\8\
However, at the time that the EPA's SIP preparation regulations were
originally published, ``[t]he Agency believed that the state-of-the-art
was such that it was not prudent to require existing sources to install
[continuous monitoring] devices.'' \9\ The agency explained that, for
certain sources, ``general specifications for accuracy, reliability and
durability can be established for continuous emission monitors . . .
.'' \10\ Accordingly, the agency proposed to amend 40 CFR part 51 by
adding a new requirement that would ``require States to revise their
implementation plans to require sources to install monitoring
instruments and to report the resulting data to the appropriate State
Agency.'' \11\
---------------------------------------------------------------------------
\7\ ``Requirements for the Preparation, Adoption and Submittal
of Implementation Plans: Emission Monitoring of Stationary Sources;
Proposed rules,'' 39 FR 32871 (September 11, 1974). See 32871/3.
\8\ Id.
\9\ Id.
\10\ Id.
\11\ Id.
---------------------------------------------------------------------------
In choosing the types of sources and pollutants listed in Appendix
P and, thus, subject to the proposed minimum requirements for
continuous emission monitoring specified for SIPs, the EPA selected
four source categories that would be covered by continuous emission
monitoring requirements and performance testing methods simultaneously
proposed under NSPS regulations pursuant to section 111 of the CAA
(i.e., under Part 60).\12\ The EPA even noted in the Appendix P
proposal that the SIP rulemaking was very closely connected with the
NSPS rulemaking. The EPA urged states and other affected parties to
consider the companion NSPS proposal as part of the Appendix P proposal
and to direct comments to the relevant portions of both proposals.\13\
---------------------------------------------------------------------------
\12\ 39 FR 32871 at 32872; see also ``Standards of Performance
for New Stationary Sources: Emission Monitoring Requirements and
Performance Testing Methods; Proposed rules,'' 39 FR 32852
(September 11, 1974).
\13\ 39 FR 32871 at 32872/2.
---------------------------------------------------------------------------
In 1975, the EPA promulgated Appendix P on the same day it
promulgated the NSPS monitoring and performance requirements under 40
CFR part 60.\14\ In the final amendments to 40 CFR part 51, the EPA
expanded 40 CFR 51.19 (now 40 CFR 51.214) to require states to revise
their SIPs to include legally enforceable procedures requiring certain
specified categories of existing stationary sources to monitor
emissions on a continuous basis. The agency explained that requiring
``a sound program of continuous emission monitoring and reporting''
would more fully implement CAA sections 110(a)(2)(F)(ii) and (iii).\15\
---------------------------------------------------------------------------
\14\ ``Part 60--Standards of Performance for New Stationary
Sources,'' 40 FR 46250 (October 6, 1975).
\15\ ``Part 51--Requirements for the Preparation, Adoption and
Submittal of Implementation Plans: Emission Monitoring of Stationary
Sources,'' 40 FR 46240 (October 6, 1975).
---------------------------------------------------------------------------
Section 51.19(e)(4) (now Sec. 51.214(e)) in 40 CFR specifies such
procedures to require the source owner or operator to submit
information relating to emissions and operation of the emission
monitors to the state to the extent described in Appendix P as
frequently as or more frequently than described therein.\16\ With
respect to reporting requirements, Appendix P specifies under paragraph
4.1 that the SIP ``shall require owners or operators of facilities
required to install continuous monitoring systems to submit a written
report of excess emissions for each calendar quarter and the nature and
cause of the excess emissions, if known.'' \17\ At the time of
promulgation in 1975, this specification in Appendix P of quarterly
reporting as the minimum frequency was by design aligned with the
quarterly reporting frequency generally specified for new sources under
Part 60. This ``report of excess emissions,'' like the corollary
``excess emissions and monitoring systems performance report''
specified under 40 CFR part 60 (see Sec. 60.7(c)), should be submitted
by the owner or operator whether or not excess emissions occurred
within the reporting period (see Appendix P, paragraph 4.5).
---------------------------------------------------------------------------
\16\ 40 FR 46240 at 46247/2.
\17\ Id. at 46249/1.
---------------------------------------------------------------------------
Each state is required to include all of the Appendix P-specified
requirements in its SIP, including the monitoring requirements listed
in Appendix P under section 1.1, ``Applicability,'' for sources
specified under Appendix P at a minimum.\18\ However, section 1.2,
``Exemptions,'' provides that a state may exempt certain sources from
applicability of those monitoring requirements. When proposing in 1974
to amend the 40 CFR part 51 regulations
[[Page 10125]]
to include minimum requirements for continuous emission monitoring, the
EPA noted that the 40 CFR part 51 amendments were not intended to
necessarily apply to new sources, since the 40 CFR part 60 (NSPS)
requirements would apply to those new sources.\19\ Therefore, in
accordance with Appendix P, paragraph 1.2.1, a state may choose to
include in its SIP a provision to grant an exemption from the Appendix
P-specified monitoring requirements for a source that is subject to an
NSPS promulgated in 40 CFR part 60. Similarly, in accordance with
paragraph 1.2.2, a state may choose to include in its SIP a provision
to grant an exemption for a source that is not subject to an applicable
emission standard of the approved SIP. As the EPA clarified in the 40
CFR part 51 amendments, Appendix P-specified continuous emission
monitors ``are not required for sources unless such sources are subject
to an applicable emission limitation of an approved SIP.'' \20\ In
addition, in accordance with paragraph 1.2.3, a state was allowed to
include in its SIP a provision granting an exemption for certain
affected sources that were scheduled for retirement within 5 years
after inclusion of the Appendix P monitoring requirements in its SIP.
---------------------------------------------------------------------------
\18\ Id. at 46246/3.
\19\ 39 FR 32871 at 32872/2.
\20\ 40 FR 46240 at 46246/2.
---------------------------------------------------------------------------
IV. Rationale for Updating Appendix P
A. Proposed Action Comports With the EPA's Burden Reduction Rule of
1999
As of 1975, when the continuous emission monitoring specifications
for SIPs under 40 CFR part 51 and for NSPS under 40 CFR part 60 were
promulgated, sources affected under either set of regulations were
required to submit continuous emission monitor reports of their excess
emissions and other information on a quarterly basis. Over the next
many years, the EPA expanded the types of sources to be regulated
pursuant to CAA sections 111 (for NSPS) and 112 (for NESHAP), and those
later regulations (e.g., NSPS under 40 CFR part 60 and NESHAP under 40
CFR parts 61 and 63) increasingly allowed sources to submit such
reports on a less frequent basis, semiannually or in some cases even
annually. In the agency's experience, semiannual reporting provides
sufficiently timely information to ensure compliance and enable
adequate enforcement of applicable requirements, while imposing less
burden on the affected industry than would quarterly reporting. Thus,
in 1999, the EPA promulgated a Burden Reduction Rule,\21\ which, among
other revisions, revised the NSPS reporting frequency, with a few
exceptions,\22\ to semiannually for nearly all source categories. As a
result, the reporting frequency requirements under NSPS regulations,
including for the four Appendix P source categories, no longer aligned
with the reporting requirements specified in Appendix P.
---------------------------------------------------------------------------
\21\ ``Recordkeeping and Reporting Burden Reduction, Final
amendments,'' 64 FR 7457 (February 12, 1999).
\22\ For most source categories, the reporting requirements
under NSPS and NESHAP General Provisions apply. However, a minority
of the NSPS regulations do not adopt by reference the Part 60
General Provisions for reporting requirements, instead explicitly
specifying requirements for the affected source category. Certain
reporting requirements, for particular pollutants and particular
source categories, were not revised in the Burden Reduction Rule.
For example, for those electric utility steam generating units
subject to NSPS subpart Da (which also fall under Appendix P's
``fossil fuel-fired steam generators'' source category), the
regulation continues even today to require that opacity levels in
excess of the applicable opacity standard and the date of such
excesses are to be submitted (reported) to the Administrator each
calendar quarter; see 40 CFR 60.51Da(i).
---------------------------------------------------------------------------
As rationale for the Burden Reduction Rule, the EPA noted at
proposal that its most recent NSPS and NESHAP had moved almost
exclusively to semiannual reporting as a standard approach.\23\ Thus,
also in the General Provisions for 40 CFR parts 60, 61, and 63, the
Burden Reduction Rule changed the reporting frequency requirements, to
conform them to recently promulgated NSPS and NESHAP regulations. The
EPA estimated a 20-percent reduction in reporting burden on sources
under a typical rule.\24\
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\23\ ``Recordkeeping and Reporting Burden Reduction; Proposed
revisions to rules and notice of public hearing,'' 61 FR 47840
(September 11, 1996). See 61 FR 47844/2.
\24\ Id.
---------------------------------------------------------------------------
As noted by the EPA in the Burden Reduction Rule,\25\ and as
recognized in Section II.A of this document, the EPA's regulations for
title V operating permits also specify semiannual reporting by
sources.\26\
---------------------------------------------------------------------------
\25\ 64 FR 7457 at 7458/3.
\26\ The title V permit shall require submittal of reports of
any required monitoring at least every 6 months, and all instances
of deviations from permit requirements must be clearly identified in
such reports. See 40 CFR 70.6(a)(3)(iii)(A) and 40 CFR
71.6(a)(3)(iii)(A).
---------------------------------------------------------------------------
B. States Urge the EPA To Reduce Reporting Frequency for Appendix P
Source Categories
With this proposed rulemaking, the EPA is seeking to reasonably
resolve a longstanding inconsistency in its reporting requirements for
certain categories of sources between (i) those specified as the
minimum for Appendix P source categories in the SIP context (under 40
CFR part 51) and (ii) those prescribed for similar sources through NSPS
(under part 60) or NESHAP (under 40 CFR parts 61 and 63). The EPA
acknowledges that two states in particular, South Carolina and
Tennessee, have been urging the EPA to amend the Appendix P
specification for reporting frequency. South Carolina and Tennessee
each have sources among the Appendix P source categories that cannot be
exempted from the Appendix P-specified monitoring requirements under
any of the exemptions available under Appendix P section 1.2
(Exemptions). While such sources are subject to SIP emission
limitations, they are not subject to any NSPS because they commenced
operation before the applicability dates of those standards. States
have argued that the rationale on which the EPA has relied to decrease
the minimum reporting frequency over time for sources regulated under
NSPS, for example, is the same rationale on which the EPA should rely
to decrease the minimum reporting frequency that Appendix P specifies
for 40 CFR part 51 sources. Materials submitted by South Carolina and
Tennessee, including their general arguments in support of--and in
advance of--such action, are available in the docket for this
rulemaking. The EPA is including those materials in the docket because
they serve to illustrate how the proposed amendments to Appendix P
might manifest in a SIP.
V. Environmental Justice Considerations
A change in the specified minimum frequency with which affected
sources must submit continuous monitoring system data reports, as a
result of the proposed revisions to Appendix P, is not expected to
result in any change in the pollutant emissions from any of the
affected sources. Therefore, the EPA believes that this action will not
have potential disproportionately high and adverse human health or
environmental effects on minority, low-income, or indigenous
populations.
VI. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to the Office of Management and Budget (OMB)
for review.
[[Page 10126]]
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This action is not expected to be an Executive Order 13771
regulatory action because this action is not significant under
Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities in this proposed rule have
been submitted for approval to the OMB under the PRA. The ICR document
that the EPA prepared has been assigned EPA ICR number 2590.01. You can
find a copy of the ICR in the docket for this proposed rule, and it is
briefly summarized here.
The EPA is proposing to update a regulation, Appendix P to 40 CFR
part 51, that specifies what SIPs must require of sources among four
categories with respect to continuous emission monitoring, recording,
and reporting. In particular, the proposed amendments to Appendix P
would generally relax a ``minimum reporting frequency'' specification
for SIPs from quarterly to semiannually. The subject rule would revise
only the minimum requirement, and so the rule does not require that any
state change the actual reporting frequency requirement in its SIP that
applies to Appendix P sources. Therefore, to comply with the subject
rule's requirements, each state may choose to prepare and submit a SIP
revision but is not required to do so, and so the information
collection activities in this proposed rule are voluntary for the
states as respondents. The EPA has determined that the requested
information collection (SIP submissions) would not include any
confidential information. In accordance with 40 CFR 51.116, ``Data
availability,'' each state must retain and make available for public
inspection all detailed data and calculations used in the preparation
of its SIP and SIP revisions. The EPA has the responsibility and
statutory authority under CAA section 110(a) to assure that the states,
through their SIPs, meet the requirements of the CAA. The regulatory
burden under the information collection is attributed to states'
preparation and submission of SIP revisions, a type of reporting
burden. For purposes of estimating the paperwork burden, the EPA
assumes that each of 56 entities, including states, the District of
Columbia, and U.S. territories, would make a single SIP submission that
includes an Appendix P-related provision within 3 years after the
effective date of the rule, corresponding to the requested 3-year
collection period. There are no capital costs or operation and
maintenance costs attributed to the proposed rule.
Respondents/affected entities: All states.
Respondent's obligation to respond: Voluntary.
Estimated number of respondents: 56.
Frequency of response: One-time.
Total estimated burden: 3,080 hours per year (or 55 hours per
respondent per year). Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: $191,200 per year (or $3,414 per respondent
per year), with no capital cost and no operation and maintenance cost.
The derivation of these estimates is described in greater detail in
the Supporting Statement for the initial, rule-related ICR for
``Revisions to Appendix P to 40 CFR part 51'' that is included in the
docket for this rulemaking.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the agency's need for this information, the
accuracy of the provided burden estimates and any suggested methods for
minimizing respondent burden to the EPA using the docket identified at
the beginning of this rule. You may also send your ICR-related comments
to OMB's Office of Information and Regulatory Affairs via email to
[email protected], Attention: Desk Officer for the EPA. Since
OMB is required to make a decision concerning the ICR between 30 and 60
days after receipt, OMB must receive comments no later than March 23,
2020. The EPA will respond to any ICR-related comments in the final
rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. In
making this determination, the impact of concern is any significant
adverse economic impact on small entities. Any agency may certify that
a rule will not have a significant economic impact on a substantial
number of small entities if the rule relieves regulatory burden, has no
net burden or otherwise has a positive economic effect on the small
entities subject to this rule. This action will not impose any
requirements on small entities. Instead, this action leaves to each
state the choice as to whether to reflect in its SIP a reduction in
minimum reporting frequency specified for certain categories of
stationary sources regulated under the CAA.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any state,
local or tribal governments or the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. It would not have a substantial direct effect on
one or more Indian tribes, since no tribe has to develop a TIP under
these regulatory revisions. Furthermore, these regulation revisions do
not affect the relationship or distribution of power and
responsibilities between the federal government and Indian tribes. The
CAA and the Tribal Air Rule establish the relationship of the federal
government and tribes in developing plans to attain the NAAQS, and
these revisions to the regulations do nothing to modify that
relationship. Thus, Executive Order 13175 does not apply to this
action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
The EPA interprets Executive Order 13045 as applying only to those
regulatory actions that concern environmental health or safety risks
that the EPA has reason to believe may disproportionately affect
children, per the definition of ``covered regulatory action'' in
section 2-202 of the Executive Order. This action is not subject to
Executive Order 13045 because the reduction in minimum reporting
frequency specified for certain categories of sources regulated under
the CAA will have no effect on any obligation to comply with emission
limitations in SIPs, and so it does not concern an environmental health
risk or safety risk.
[[Page 10127]]
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution or use of energy. This action merely allows states the
option to reflect in their SIPs a reduction in minimum reporting
frequency specified for certain categories of stationary sources
regulated under the CAA.
J. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations and/or indigenous populations as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994).
This action merely allows states the option to reflect in their
SIPs a reduction in minimum reporting frequency specified for certain
categories of stationary sources regulated under the CAA, which will
have no effect on any obligation to comply with emission limitations in
SIPs.
VII. Statutory Authority
The statutory authority for this action is provided by CAA section
101 et seq. (42 U.S.C. 7401 et seq.).
List of Subjects in 40 CFR Part 51
Environmental protection, Administrative practice and procedure,
Air pollution control, Carbon monoxide, Intergovernmental relations,
Lead, Nitrogen dioxide, Nitrogen oxides, Opacity, Ozone, Reporting and
recordkeeping requirements, Sulfur dioxide, Sulfur oxides,
Transportation, Volatile organic compounds.
Dated: February 7, 2020.
Andrew R. Wheeler,
Administrator.
For the reasons stated in the preamble, 40 CFR part 51 is proposed
to be amended as follows:
PART 51--REQUIREMENTS FOR PREPARATION, ADOPTION, AND SUBMITTAL OF
IMPLEMENTATION PLANS
0
1. The authority citation for part 51 continues to read as follows:
Authority: 23 U.S.C. 101; 42 U.S.C. 7401-7671q.
APPENDIX P TO PART 51--MINIMUM EMISSION MONITORING REQUIREMENTS--
[AMENDED]
0
2. In appendix P to part 51:
0
a. Paragraph 1.0 is amended by removing the reference to ``40 CFR
51.165(b).'' and adding in its place a reference to ``40 CFR 51.214.'';
0
b. Paragraph 4.1 is amended by removing the words ``each calendar
quarter'' and adding in their place the words ``twice per year at 6-
month intervals'';
0
c. Paragraph 4.6 is amended by removing the words ``in the quarterly
summaries, and'' and adding in their place the words ``as specified in
paragraph 4.1 of this appendix and'';
0
d. Paragraph 5.2.3 is amended by removing the words ``quarterly
summary.'' and adding in their place the words ``reports submitted as
specified in paragraph 4.1 of this appendix.'';
0
e. Paragraph 5.3.3 is amended by removing the words ``quarterly
summary.'' and adding in their place the words ``reports submitted as
specified in paragraph 4.1 of this appendix.''
[FR Doc. 2020-03154 Filed 2-20-20; 8:45 am]
BILLING CODE 6560-50-P