Fisheries of the Exclusive Economic Zone Off Alaska; IFQ Program; Modify Medical and Beneficiary Transfer Provisions, 8477-8481 [2020-02878]
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Federal Register / Vol. 85, No. 31 / Friday, February 14, 2020 / Rules and Regulations
that the remainder of the service can be
delivered safely under general
supervision; and
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Dated: February 6, 2020.
Ann C. Agnew,
Executive Secretary to the Department,
Department of Health and Human Services.
[FR Doc. 2020–02847 Filed 2–13–20; 8:45 am]
BILLING CODE 4120–01–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 679
[Docket No.: 200206–0048]
RIN 0648–BJ07
Fisheries of the Exclusive Economic
Zone Off Alaska; IFQ Program; Modify
Medical and Beneficiary Transfer
Provisions
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
NMFS issues regulations to
modify the medical and beneficiary
transfer provisions of the Individual
Fishing Quota (IFQ) Program for the
fixed-gear commercial Pacific halibut
and sablefish fisheries. This final rule is
intended to simplify administration of
the medical and beneficiary transfer
provisions while promoting the longstanding objective of maintaining an
owner-operated IFQ fishery. This final
rule makes minor technical corrections
to regulations for improved accuracy
and clarity. This final rule is intended
to promote the goals and objectives of
the IFQ Program, the Magnuson-Stevens
Fishery Conservation and Management
Act, the Northern Pacific Halibut Act of
1982, and other applicable laws.
DATES: This final rule is effective on
March 16, 2020.
ADDRESSES: Electronic copies of the
Regulatory Impact Review (referred to as
the ‘‘Analysis’’) and the Categorical
Exclusion prepared for this final rule
may be obtained from https://
www.regulations.gov or from the NMFS
Alaska Region website at https://
www.fisheries.noaa.gov/region/alaska.
FOR FURTHER INFORMATION CONTACT:
Stephanie Warpinski, 907–586–7228.
SUPPLEMENTARY INFORMATION: NMFS
published the proposed rule in the
Federal Register on October 24, 2019
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SUMMARY:
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(84 FR 56998) with public comments
invited through November 25, 2019.
The North Pacific Fishery
Management Council (Council)
recommended this final rule, which
clarifies the administration of the IFQ
Program medical transfer and
beneficiary transfer provisions. These
changes benefit IFQ Program
participants, their beneficiaries, and
NMFS by providing clear standards,
reducing potential inconsistencies with
other definitions used for other state or
Federal programs, and reducing
administrative costs and burdens
associated with existing regulatory
provisions.
The following background sections
describe (1) the IFQ Program, (2) the IFQ
medical transfer provision, (3) the IFQ
beneficiary transfer provision, and (4)
the appeals process. Additional detail is
provided in the preamble to the
proposed rule (84 FR 56998, October 24,
2019).
Background
The IFQ Program
The commercial halibut and sablefish
fisheries in the GOA and the BSAI
management areas are managed under
the IFQ Program that was implemented
in 1995 (58 FR 59375, November 9,
1993). The Council and NMFS
developed the IFQ Program to resolve
the conservation and management
problems commonly associated with
open access fisheries. The preamble to
the proposed rule published on
December 3, 1992 (57 FR 57130),
describes the background issues leading
to the Council’s initial action
recommending the adoption of the IFQ
Program. Section 2.2 of the Analysis and
the preamble of the proposed rule (see
ADDRESSES) provide additional
information on the sablefish and halibut
IFQ Program.
The Council and NMFS created the
provisions of the IFQ Program to
support the conservation and
management objectives of the
Magnuson-Stevens Act and the Halibut
Act while retaining the ‘‘owneroperator’’ character of the fishing fleets
as much as possible.
Medical Transfer Provision
The IFQ Program includes a medical
transfer provision that allows quota
share (QS) holders of catcher vessel QS
(referred to as class B, C, and D QS
shares) who are not otherwise eligible to
use a hired master to temporarily
transfer (lease) their annual IFQ to
another individual if the QS holder or
an immediate family member has a
temporary medical condition that
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8477
precludes the QS holder from fishing
(72 FR 44795, August 9, 2007). This
provision allows QS holders with a
temporary medical condition, or caring
for an immediate family member with a
medical condition, that would preclude
the QS holder from fishing during a
season, to transfer their annual IFQ to
another qualified individual. In
recommending this medical transfer
provision, the Council and NMFS
balanced the objective to limit long-term
leasing of QS to promote an owneronboard fishery with its recognition that
a medical transfer provision would
provide a mechanism for QS holders to
retain their QS during bona fide medical
hardships.
Prior to implementation of this
provision in 2007, a QS holder with a
medical condition was required to
divest his or her QS or allow the IFQ to
go unfished during years he or she
could not be on board the vessel.
Medical transfers were not intended to
be a mechanism for persons unable or
unwilling to participate in the fishery as
an owner onboard to continue to receive
economic benefits from their QS
holdings, but were intended to address
legitimate medical conditions that
precluded participation (72 FR 44795,
August 9, 2007).
To limit potential for repeated, longterm, or illegitimate use of the medical
transfer provision, the current
provisions: (1) Apply only to
individuals who are not otherwise
eligible to use hired masters; (2) apply
only to IFQ derived from catcher vessel
QS held by the applicant; (3) require
certification by specific types of medical
providers who must describe the
condition (and the care required if
caring for an immediate family
member); (4) require verification of the
inability of the QS holder to participate
in IFQ fisheries; and (5) contain a use
cap of two years in a five-year period.
Beneficiary Transfer Provision
In 1996, NMFS amended the IFQ
Program regulations to allow for a
temporary transfer of QS to surviving
spouses of deceased QS holders (61 FR
41523, August 9, 1996). In 2000, a final
rule (65 FR 78126, December 14, 2000)
expanded the existing survivorship
transfer provisions in 50 CFR 679.41(k)
to include an immediate family member
designated as a beneficiary to whom the
survivorship transfer privileges would
extend in the absence of a surviving
spouse. This transfer is intended to
benefit the surviving spouse, or an
immediate family member designated
by the QS holder, for a limited period
of time.
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To transfer QS under this beneficiary
provision, the surviving spouse, or the
designated beneficiary named on the
QS/IFQ Beneficiary Designation Form
by the QS holder, submits an
Application for Transfer of QS/IFQ.
These forms are processed by NMFS
Restricted Access Management (RAM)
Program.
NMFS may approve an application to
transfer QS to the surviving spouse or
designated beneficiary, unless a
contrary intent is expressed by the
decedent in a will and if sufficient
evidence has been provided to verify the
death of the individual. Legally, for
purposes of transferring QS, a
beneficiary identified in a will overrides
any beneficiary designated on the form
submitted to NMFS. NMFS allows the
transfer of IFQ resulting from the QS
transferred to the beneficiary by right of
survivorship for a period of three years
following the death of the QS holder.
After the three-year period expires, the
spouse or designated beneficiary must
qualify to either hold the QS through
eligibility criteria found at 50 CFR
679.41(d) or transfer the QS. Currently,
the program allows the QS holder to
designate a beneficiary that can either
be the surviving spouse, or in the
absence of a surviving spouse, an
immediate family member.
Section 2.5.1 of the Analysis states
that NMFS has received beneficiary
transfer applications from persons who
do not meet a commonly used definition
of an immediate family member, which
currently includes a person’s parents,
spouse, siblings, and children. This
traditional definition for making
determinations regarding transfer
eligibility under the designated
beneficiary transfer provision is
narrower than many State and Federal
beneficiary definitions currently applied
in a variety of government programs.
Since the current surviving regulations
were implemented, the definition of
immediate family has changed in many
State and Federal jurisdictions and now
includes other persons connected to a
QS holder by birth, adoption, marriage,
civil partnership, or cohabitation. NMFS
and IFQ Program participants would
benefit from clarifying this provision’s
applicability to those family members.
Appeals Process
If NMFS denies a transfer under the
existing medical and beneficiary
transfer provisions, a QS holder may
appeal this denial through the National
Appeals Office (NAO). If a claim is
submitted that is inconsistent with the
information required in regulations or if
the transfer requested is beyond the
number of years allowed, the QS holder
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would have the burden of proving that
the submitted claim is correct. NMFS
would not accept claims that are
inconsistent with the official record,
unless they are supported by clear,
written documentation.
Prior to 2014, the procedure for
appealing an initial administrative
determination (IAD) was to submit the
appeal directly to the NMFS’s Alaska
Office of Administrative Appeals. That
process was described at § 679.43.
However in 2014, NMFS centralized the
appeals process to be located in the
NAO, which operates out of NMFS’s
headquarters in Silver Spring,
Maryland. That process is described at
15 CFR part 906 (79 FR 7056, February
6, 2014). The appeals process described
at § 679.43 is no longer applicable given
the regulatory changes made in 2014.
Final Rule
This section describes this rule, its
effects on fishery participants and the
environment, and the changes to current
regulations at 50 CFR part 679. The
Council recommended and NMFS
approves the following changes to the
medical and beneficiary transfer
provisions of the IFQ Program.
Medical Transfer Provision
This final rule makes several changes
to the medical transfer provision that
include changes to: (1) Remove the
definitions at § 679.2 for ‘‘Advanced
nurse practitioner,’’ ‘‘Licensed medical
doctor,’’ and ‘‘Primary community
health aide;’’ and add a definition at
§ 679.2 for ‘‘Health care provider,’’ and
(2) modify § 679.42(d)(2) to allow
medical transfers for any medical
condition and to allow the transfers to
be used for three of the seven most
recent years.
The first change removes definitions
of specific types of medical
professionals and includes a definition
of a ‘‘Health care provider’’ at § 679.2.
This change broadens the definition of
who may attest to a medical condition
of the QS holder, or his or her
immediate family member, that
precludes a QS holder from
participating in the IFQ fisheries. This
increases flexibility for a QS holder
when selecting a health care provider
for treatment and verifying the
condition on the medical transfer
application. Defining a certified medical
professional is important because it sets
the boundaries for who is allowed to
attest that a QS holder is not physically
able to fish his or her IFQ. This final
rule broadens the current definition
while limiting the persons to those who
are licensed or certified by the state or
country in which they practice. This
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final rule also allows health care
providers outside the United States to
sign the medical transfer form. NMFS
expects that any expansion of the
definition over the status quo would be
beneficial to QS holders, or their
immediate family member, who need
medical care and would lead to less
rejections of applications based solely
on the specialty of the health care
provider.
The second change to § 679.42(d)(2)
applies to the medical transfer limits.
This final rule extends the number of
years a medical transfer could be used
from two of the five most recent years
to three of the seven most recent years,
which increases flexibility for those
who need it. A year is defined as a
calendar year, which is how IFQ
permits are currently issued. NMFS will
begin to measure a seven-year period
during the first calendar year that a
medical transfer of IFQ is approved.
After the third year a medical transfer is
approved under the medical transfer
provision, QS holders will not be able
to transfer their IFQ for any medical
condition for the remainder of the
seven-year period that began the first
calendar year the medical transfer of
IFQ was approved. Section 2.4.4 of the
Analysis and the preamble of the
proposed rule provide additional detail
on the range of years during which a
medical transfer could apply and
additional rationale for the provisions
selected in this final rule.
This final rule also makes several
minor revisions to § 679.42(d)(2) to
implement these changes to the medical
transfer provisions. This final rule
removes the current regulatory
requirements at § 679.42(d)(2)(iii)(F)
that require that the application
describe the medical condition affecting
the applicant or applicant’s immediate
family member. This change reduces the
requirement that medical information
would need to be reviewed by NMFS
staff. This final rule removes
requirements at § 679.42(d)(2)(iii) that
an applicant provide his or her social
security number because such
information is no longer required to
process transfer applications. This final
rule replaces references to ‘‘advanced
nurse practitioner,’’ ‘‘licensed medical
doctor,’’ and ‘‘primary community
health aide’’ with ‘‘health care
provider’’ at § 679.42.
These revisions apply only to medical
transfers that are approved after the
effective date of these regulations.
Beneficiary Transfer Provision
This final rule makes two changes to
the beneficiary transfer provision to: (1)
Define ‘‘immediate family member’’ at
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§ 679.2; and (2) modify § 679.41 to add
estate representative to the list of people
who can receive IFQ held by the
decedent for up to three years. These
changes improve and simplify the
process of approving beneficiary
transfers without causing undue
negative impacts on a QS holder’s estate
planning.
This final rule defines ‘‘immediate
family member’’ in § 679.2 using a
current definition established by the
U.S. Office of Personnel Management
(OPM) that is broader, providing greater
flexibility to QS holders and their
beneficiaries. The OPM definition is
commonly used in Federal programs
that provide benefits to immediate
family members and includes persons
connected to the QS holder by birth,
adoption, marriage, civil partnership, or
cohabitation, such as grandparents,
great-grandparents, grandchildren,
great-grandchildren, aunts, uncles,
siblings-in-law, half-siblings, cousins,
adopted children, step-parents/stepchildren, and cohabiting partners.
Section 2.5.4 of the Analysis describes
the range of definitions considered by
the Council and NMFS and additional
information on the rationale for the
specific definition described in this
rule.
This final rule modifies all references
in § 679.41 to surviving spouse and
immediate family member in regulation
by adding the term ‘‘estate.’’ Without
this change, the QS holder’s estate
would not be eligible to hold QS under
the beneficiary transfer provision.
This final rule clarifies that an estate
could receive QS, and the courtappointed estate representative for the
QS holder’s estate are authorized to use
(if they are eligible to hold QS) or
transfer the IFQ derived from the
estate’s QS for the benefit of the estate
for a period of three years following the
QS holder’s death. NMFS will allow the
estate representative to manage the use
of the decedent’s QS holdings by
allowing the representative to transfer
IFQ annually on behalf of the estate. If
after three years the estate is not settled,
the estate representative could
determine whether the QS held by the
estate should be sold and the proceeds
retained by the estate, or the estate
should continue to hold the QS.
However, the estate would no longer be
eligible to use the beneficiary transfer
provisions to lease the annual IFQ. An
estate representative is required to
submit court-issued documents to
demonstrate his or her eligibility to
NMFS that they are legally representing
the estate before they could use,
permanently transfer, or temporarily
transfer (lease) the IFQ. This addition
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provides clear and consistent eligibility
criteria for NMFS to determine if a
person is eligible to transfer QS held by
the estate of the deceased QS holder as
well as use or lease the IFQ derived
from those QS holdings. For more
information on the beneficiary transfer
provisions, please see the preamble of
the proposed rule.
Appeals Process and Other Additional
Regulatory Changes
In addition to modifications to the
medical and beneficiary transfer
provisions and the revisions to the
appeals process regulations, this final
rule makes two minor regulatory
clarifications. First, this final rule
modifies regulations at § 679.42 to
update the NOAA website URL and
make minor technical corrections to
remove unnecessary information
collected such as Social Security
numbers, number of IFQ units, and
notary requirements. Second, this final
rule modifies regulations at
§ 679.42(d)(2)(iii)(D) to add an
additional way to describe ‘‘other
method of compensation’’ to provide
flexibility to industry who may use a
percentage of the total revenue as
compensation instead of price per
pound when they conduct transfers
under this provision.
Comments and Responses
NMFS received one comment letter
and has summarized and responded to
the comment below.
Comment 1: I do not support
fishermen receiving any medical
benefits. They are depleting fish stocks
and destroying the marine ecosystem.
Response: This comment raises
management issues that are beyond the
scope of this regulatory action. This
final rule does not modify the annual
process for establishing annual catch
limits, or other regulations that limit
harvest to prevent overfishing. This
final rule does not modify regulations
that limit the amount or type of gear, or
the location of fisheries in ways that
would adversely affect marine
ecosystems.
The IFQ Program does not provide
medical benefits, such as health
insurance, to participants. This
provision was intended to provide a
mechanism for QS holders with a
temporary medical condition, or caring
for an immediate family member with a
medical condition, that would preclude
the QS holder from fishing during a
season to transfer their annual IFQ to
another qualified individual. In
recommending this medical transfer
provision, the Council and NMFS
balanced the objective to limit long-term
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leasing of QS to promote an owneronboard fishery with its recognition that
a medical transfer provision would
provide a mechanism for QS holders to
retain their QS during medical
hardships.
Changes From Proposed to Final Rule
There were no changes from the
proposed to final rule.
Classification
The NMFS Alaska Region
Administrator determined that this final
rule is necessary for the conservation
and management of the IFQ sablefish
and halibut fishery off Alaska and that
it is consistent with the MagnusonStevens Fishery Conservation and
Management Act, the Halibut Act, and
other applicable laws.
Regulations governing the U.S.
fisheries for Pacific halibut are
developed by the IPHC, the Pacific
Fishery Management Council, the
Council, and the Secretary. Section 5(c)
of the Halibut Act allows the Regional
Council having authority for a particular
geographical area to develop regulations
governing the allocation and catch of
halibut in U.S. Convention waters as
long as those regulations do not conflict
with IPHC regulations (16 U.S.C.
773c(c)). This final rule is consistent
with the Council’s authority to allocate
halibut catches among fishery
participants in the waters in and off
Alaska. The Halibut Act provides the
Secretary with the general responsibility
to carry out the Convention with the
authority to, in consultation with the
Secretary of the department in which
the U.S. Coast Guard is operating, adopt
such regulations as may be necessary to
carry out the purposes and objectives of
the Convention and the Halibut Act (16
U.S.C. 773c(a) and (b)). This final rule
is consistent with the Halibut Act and
other applicable laws.
This final rule has been determined to
be not significant for the purposes of
Executive Order 12866.
This final rule is considered an
Executive Order 13771 deregulatory
action. NMFS estimates that this
rulemaking may result in cost savings to
the industry and NMFS through an
increase in flexibility and streamlined
reporting requirements for participants
who voluntarily chose to use these
provisions. However, these cost savings
cannot be quantified because NMFS
does not know how many participants
would benefit from the revised transfer
provisions included in this rule and
cannot associate a dollar amount with
these benefits. This rule streamlines the
NMFS administrative process to review
and approve IFQ transfer applications.
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Any annual cost savings are expected to
be small, however, because the time it
will take to process each application is
still expected to vary but will be overall
less complicated.
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Small Entity Compliance Guide
Section 212 of the Small Business
Regulatory Enforcement Fairness Act of
1996 states that, for each rule or group
of related rules for which an agency is
required to prepare a final regulatory
flexibility analysis, the agency shall
publish one or more guides to assist
small entities in complying with the
rule, and shall designate such
publications as ‘‘small entity
compliance guides.’’ The agency shall
explain the actions a small entity is
required to take to comply with a rule
or group of rules. As part of this
rulemaking process, NMFS included on
its website a summary of compliance
requirements that serves as the small
entity compliance guide. Additionally,
NMFS will engage in outreach with
regulated entities regarding the
compliance requirements. Copies of this
final rule are available from NMFS at
the following website: https://
www.fisheries.noaa.gov/region/alaska.
Final Regulatory Flexibility Analysis
(FRFA)
This final regulatory flexibility
analysis (FRFA) incorporates the Initial
Regulatory Flexibility Analysis (IRFA), a
summary of any significant issues raised
by the public comments in response to
the IRFA, NMFS’s responses to those
comments, and a summary of the
analyses completed to support the final
rule.
Section 604 of the Regulatory
Flexibility Act (RFA) requires that,
when an agency promulgates a final rule
under section 553 of Title 5 of the U.S.
Code (5 U.S.C. 553), after being required
by that section or any other law to
publish a general notice of proposed
rulemaking, the agency shall prepare a
FRFA (5 U.S.C. 604). Section 604
describes the required contents of a
FRFA: (1) A statement of the need for
and objectives of the rule; (2) a
statement of the significant issues raised
by the public comments in response to
the IRFA, a statement of the assessment
of the agency of such issues, and a
statement of any changes made to the
proposed rule as a result of such
comments; (3) the response of the
agency to any comments filed by the
Chief Counsel for Advocacy of the Small
Business Administration (SBA) in
response to the proposed rule, and a
detailed statement of any change made
to the proposed rule in the final rule as
a result of the comments; (4) a
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description of and an estimate of the
number of small entities to which the
rule will apply or an explanation of why
no such estimate is available; (5) a
description of the projected reporting,
recordkeeping, and other compliance
requirements of the rule, including an
estimate of the classes of small entities
that will be subject to the requirement
and the type of professional skills
necessary for preparation of the report
or record; and (6) a description of the
steps the agency has taken to minimize
the significant economic impact on
small entities consistent with the stated
objectives of applicable statutes
including a statement of the factual,
policy, and legal reasons for selecting
the alternative adopted in this final rule
and why each one of the other
significant alternatives to the rule
considered by the agency which affect
the impact on small entities was
rejected.
A description of this final rule and the
need for and objectives of this rule are
contained in the preamble to this final
rule and the preamble to the proposed
rule (84 FR 56998, October 24, 2019),
and are not repeated here.
Public and Chief Counsel for Advocacy
Comments on the IRFA
An IRFA was prepared in the
Classification section of the preamble to
the proposed rule. The Chief Counsel
for Advocacy of the SBA did not file any
comments on the proposed rule. NMFS
received no comments relating to the
IRFA.
Number and Description of Small
Entities Regulated by This Final Rule
QS holders that fish catcher vessel QS
(B, C, and D class QS) are assumed to
be directly regulated by this action.
Section 2.9 of the Analysis assumes that
all halibut and sablefish QS operations
are small for RFA purposes. In 2018,
there were 2,418 QS holders that held
class B, C, or D QS in the halibut and
sablefish IFQ fisheries who could be
impacted by this action. All of those QS
holders are considered to be small
entities using the SBA small entity
criteria for harvest on catcher vessels.
Recordkeeping, Reporting, and Other
Compliance Requirements
This final rule modifies the
recordkeeping, reporting, and other
compliance requirements for QS holders
who use the medical transfer provision
and beneficiary designation form. NMFS
does not anticipate that these
requirements would increase.
This final rule would not require
NMFS to interpret the medical
condition that prevents a QS holder
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from harvesting their IFQ. Instead,
NMFS would apply a hard limit to the
number of times the provision can be
used.
Currently, NMFS provides QS holders
an optional Beneficiary Designation
form to designate a beneficiary to
transfer IFQ under this provision. NMFS
may approve an application to transfer
QS to the surviving spouse or
designated beneficiary, unless a
contrary intent is expressed by the
decedent in a will and if sufficient
evidence has been provided to verify the
death of the individual.
Description of Significant Alternatives
Considered to the Final Action That
Minimize Adverse Impacts on Small
Entities
Both the medical transfer provision
and the beneficiary transfer provision
are voluntary and are expected to be
used by QS holders only if they or their
beneficiaries find them beneficial. The
Council and NMFS considered
requirements that would have imposed
larger costs on directly regulated small
entities through increased
administrative costs. Ultimately, the
Council and NMFS rejected options that
would have led to an increase in costs
that exceeded the marginal potential
benefits that the option could have had.
Several options that were rejected
would have increased the cost to
program and monitor for minimal
benefit to participants. Therefore, this
final rule meets the objectives of the
final rule while minimizing adverse
impacts on IFQ Program participants.
Collection-of-Information Requirements
This final rule contains collection-ofinformation requirements subject to
review and approval by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act (PRA).
NMFS has submitted these requirements
to OMB for approval under Control
Number 0648–0272.
The public reporting burden per
response is estimated to average 1.5
hours for the Application for Medical
Transfer of IFQ and 30 minutes for the
QS/IFQ Beneficiary Designation Form.
The response time includes the time for
reviewing instructions, searching
existing data sources, gathering and
maintaining the data needed, and
completing and reviewing the collection
of information.
Notwithstanding any other provision
of the law, no person is required to
respond to, nor shall any person be
subject to penalty for failure to comply
with, a collection of information subject
to the requirement of the PRA, unless
that collection of information displays a
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(7) Any individual related by blood or
affinity whose close association with the
QS holder is the equivalent of a family
relationship.
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■ 3. In § 679.41, revise paragraphs (k)(1)
and (3) to read as follows:
currently valid OMB control number.
All currently approved NOAA
collections of information may be
viewed at: https://www.reginfo.gov/
public/do/PRASearch#.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and
recordkeeping requirements.
§ 679.41
Dated: February 6, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 679 is amended
as follows:
PART 679—FISHERIES OF THE
EXCLUSIVE ECONOMIC ZONE OFF
ALASKA
1. The authority citation for 50 CFR
part 679 continues to read as follows:
■
Authority: 16 U.S.C. 773 et seq.; 1801 et
seq.; 3631 et seq.; Pub. L. 108–447; Pub. L.
111–281.
2. Amend § 679.2 by:
a. Removing the definition for
‘‘Advanced nurse practitioner;’’
■ b. Adding definitions in alphabetical
order for ‘‘Health care provider’’ and
‘‘Immediate family member;’’ and
■ c. Removing the definitions for
‘‘Licensed medical doctor’’ and
‘‘Primary community health aide.’’
The additions read as follows:
■
■
§ 679.2
Definitions.
khammond on DSKJM1Z7X2PROD with RULES
*
*
*
*
*
Health care provider means an
individual licensed to provide health
care services by the state where he or
she practices and performs within the
scope of his or her specialty to diagnose
and treat medical conditions as defined
by applicable Federal, state, or local
laws and regulations. A health care
provider located outside of the United
States and its territories who is licensed
to practice medicine by the applicable
medical authorities is included in this
definition.
*
*
*
*
*
Immediate family member includes
an individual with any of the following
relationships to the QS holder:
(1) Spouse, and parents thereof;
(2) Sons and daughters, and spouses
thereof;
(3) Parents, and spouses thereof;
(4) Brothers and sisters, and spouses
thereof;
(5) Grandparents and grandchildren,
and spouses thereof;
(6) Domestic partner and parents
thereof, including domestic partners of
any individual in paragraphs (1)
through (5) of this definition; and
VerDate Sep<11>2014
17:46 Feb 13, 2020
Jkt 250001
Transfer of quota shares and IFQ.
*
*
*
*
*
(k) * * * (1) On the death of an
individual who holds QS or IFQ, the
surviving spouse or, in the absence of a
surviving spouse, a beneficiary
designated pursuant to paragraph (k)(2)
of this section or the estate
representative, receives all QS and IFQ
held by the decedent by right of
survivorship, unless a contrary intent
was expressed by the decedent in a will.
The Regional Administrator will
approve an Application for Transfer to
the surviving spouse, designated
beneficiary, or estate representative
when sufficient evidence has been
provided to verify the death of the
individual.
*
*
*
*
*
(3) The Regional Administrator will
approve an Application for Transfer of
IFQ for a period of 3 calendar years
following the date of death of an
individual to a designated beneficiary.
NMFS will allow the transfer of IFQ
only resulting from the QS transferred to
the surviving spouse or, in the absence
of a surviving spouse, from a beneficiary
from the QS holder’s immediate family
designated pursuant to paragraph (k)(2)
of this section or from an estate
representative to a person eligible to
receive IFQ under the provisions of this
section, notwithstanding the limitations
on transfers of IFQ in paragraph (h)(2)
of this section.
*
*
*
*
*
■ 4. Amend § 679.42 by:
■ a. Removing in paragraph (d)(2)(iii)
introductory text, the website https://
alaskafisheries.noaa.gov and adding in
its place https://
alaskafisheries.noaa.gov/region/alaska;
■ b. Revising paragraphs (d)(2)(iii)(A)
through (D), (F), and (G);
■ c. Removing paragraph (d)(2)(iii)(H);
■ d. Adding ‘‘and’’ at the end of
paragraph (d)(2)(iv)(B); and
■ e. Revising paragraph (d)(2)(iv)(C).
The revisions read as follows:
§ 679.42
Limitations on Use of QS and IFQ.
*
*
*
*
*
(d) * * *
(2) * * *
(iii) * * *
(A) The applicant’s (transferor’s)
identity including his or her full name,
NMFS person ID, date of birth,
PO 00000
Frm 00109
Fmt 4700
Sfmt 9990
8481
permanent business mailing address,
business telephone and fax numbers,
and email address (if any). A temporary
mailing address may be provided, if
appropriate;
(B) The recipient’s (transferee’s)
identity including his or her full name,
NMFS person ID, date of birth,
permanent business mailing address,
business telephone and fax numbers,
and email address (if any). A temporary
mailing address may be provided, if
appropriate;
(C) The identification characteristics
of the IFQ including whether the
transfer is for halibut or sablefish IFQ,
IFQ regulatory area, actual number of
IFQ pounds, transferor (seller) IFQ
permit number, and fishing year;
(D) The price per pound (including
leases), or other method of
compensation, and total amount paid
for the IFQ in the requested transaction,
including all fees;
*
*
*
*
*
(F) A written declaration from a
health care provider as defined in
§ 679.2. The declaration must include:
(1) The identity of the health care
provider including his or her full name,
business telephone, and permanent
business mailing address (number and
street, city and state, zip code);
(2) A statement of the condition
affecting the applicant or the applicant’s
immediate family member, that the
applicant is unable to participate; and
(3) The dated signature of the health
care provider who conducted the
medical examination; and
(G) The signatures and printed names
of the transferor and transferee, and
date.
(iv) * * *
(C) NMFS will not approve a medical
transfer if the applicant has received a
medical transfer in any 3 of the previous
7 calendar years for any medical
condition.
*
*
*
*
*
4. In § 679.43, revise paragraph (c) to
read as follows:
■
§ 679.43
Determinations and appeals.
*
*
*
*
*
(c) Submission of appeals. An appeal
to an initial administrative
determination must be submitted under
the appeals procedure set out at 15 CFR
part 906.
*
*
*
*
*
[FR Doc. 2020–02878 Filed 2–13–20; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\14FER1.SGM
14FER1
Agencies
[Federal Register Volume 85, Number 31 (Friday, February 14, 2020)]
[Rules and Regulations]
[Pages 8477-8481]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-02878]
=======================================================================
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 679
[Docket No.: 200206-0048]
RIN 0648-BJ07
Fisheries of the Exclusive Economic Zone Off Alaska; IFQ Program;
Modify Medical and Beneficiary Transfer Provisions
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: NMFS issues regulations to modify the medical and beneficiary
transfer provisions of the Individual Fishing Quota (IFQ) Program for
the fixed-gear commercial Pacific halibut and sablefish fisheries. This
final rule is intended to simplify administration of the medical and
beneficiary transfer provisions while promoting the long-standing
objective of maintaining an owner-operated IFQ fishery. This final rule
makes minor technical corrections to regulations for improved accuracy
and clarity. This final rule is intended to promote the goals and
objectives of the IFQ Program, the Magnuson-Stevens Fishery
Conservation and Management Act, the Northern Pacific Halibut Act of
1982, and other applicable laws.
DATES: This final rule is effective on March 16, 2020.
ADDRESSES: Electronic copies of the Regulatory Impact Review (referred
to as the ``Analysis'') and the Categorical Exclusion prepared for this
final rule may be obtained from https://www.regulations.gov or from the
NMFS Alaska Region website at https://www.fisheries.noaa.gov/region/alaska.
FOR FURTHER INFORMATION CONTACT: Stephanie Warpinski, 907-586-7228.
SUPPLEMENTARY INFORMATION: NMFS published the proposed rule in the
Federal Register on October 24, 2019 (84 FR 56998) with public comments
invited through November 25, 2019.
The North Pacific Fishery Management Council (Council) recommended
this final rule, which clarifies the administration of the IFQ Program
medical transfer and beneficiary transfer provisions. These changes
benefit IFQ Program participants, their beneficiaries, and NMFS by
providing clear standards, reducing potential inconsistencies with
other definitions used for other state or Federal programs, and
reducing administrative costs and burdens associated with existing
regulatory provisions.
The following background sections describe (1) the IFQ Program, (2)
the IFQ medical transfer provision, (3) the IFQ beneficiary transfer
provision, and (4) the appeals process. Additional detail is provided
in the preamble to the proposed rule (84 FR 56998, October 24, 2019).
Background
The IFQ Program
The commercial halibut and sablefish fisheries in the GOA and the
BSAI management areas are managed under the IFQ Program that was
implemented in 1995 (58 FR 59375, November 9, 1993). The Council and
NMFS developed the IFQ Program to resolve the conservation and
management problems commonly associated with open access fisheries. The
preamble to the proposed rule published on December 3, 1992 (57 FR
57130), describes the background issues leading to the Council's
initial action recommending the adoption of the IFQ Program. Section
2.2 of the Analysis and the preamble of the proposed rule (see
ADDRESSES) provide additional information on the sablefish and halibut
IFQ Program.
The Council and NMFS created the provisions of the IFQ Program to
support the conservation and management objectives of the Magnuson-
Stevens Act and the Halibut Act while retaining the ``owner-operator''
character of the fishing fleets as much as possible.
Medical Transfer Provision
The IFQ Program includes a medical transfer provision that allows
quota share (QS) holders of catcher vessel QS (referred to as class B,
C, and D QS shares) who are not otherwise eligible to use a hired
master to temporarily transfer (lease) their annual IFQ to another
individual if the QS holder or an immediate family member has a
temporary medical condition that precludes the QS holder from fishing
(72 FR 44795, August 9, 2007). This provision allows QS holders with a
temporary medical condition, or caring for an immediate family member
with a medical condition, that would preclude the QS holder from
fishing during a season, to transfer their annual IFQ to another
qualified individual. In recommending this medical transfer provision,
the Council and NMFS balanced the objective to limit long-term leasing
of QS to promote an owner-onboard fishery with its recognition that a
medical transfer provision would provide a mechanism for QS holders to
retain their QS during bona fide medical hardships.
Prior to implementation of this provision in 2007, a QS holder with
a medical condition was required to divest his or her QS or allow the
IFQ to go unfished during years he or she could not be on board the
vessel. Medical transfers were not intended to be a mechanism for
persons unable or unwilling to participate in the fishery as an owner
onboard to continue to receive economic benefits from their QS
holdings, but were intended to address legitimate medical conditions
that precluded participation (72 FR 44795, August 9, 2007).
To limit potential for repeated, long-term, or illegitimate use of
the medical transfer provision, the current provisions: (1) Apply only
to individuals who are not otherwise eligible to use hired masters; (2)
apply only to IFQ derived from catcher vessel QS held by the applicant;
(3) require certification by specific types of medical providers who
must describe the condition (and the care required if caring for an
immediate family member); (4) require verification of the inability of
the QS holder to participate in IFQ fisheries; and (5) contain a use
cap of two years in a five-year period.
Beneficiary Transfer Provision
In 1996, NMFS amended the IFQ Program regulations to allow for a
temporary transfer of QS to surviving spouses of deceased QS holders
(61 FR 41523, August 9, 1996). In 2000, a final rule (65 FR 78126,
December 14, 2000) expanded the existing survivorship transfer
provisions in 50 CFR 679.41(k) to include an immediate family member
designated as a beneficiary to whom the survivorship transfer
privileges would extend in the absence of a surviving spouse. This
transfer is intended to benefit the surviving spouse, or an immediate
family member designated by the QS holder, for a limited period of
time.
[[Page 8478]]
To transfer QS under this beneficiary provision, the surviving
spouse, or the designated beneficiary named on the QS/IFQ Beneficiary
Designation Form by the QS holder, submits an Application for Transfer
of QS/IFQ. These forms are processed by NMFS Restricted Access
Management (RAM) Program.
NMFS may approve an application to transfer QS to the surviving
spouse or designated beneficiary, unless a contrary intent is expressed
by the decedent in a will and if sufficient evidence has been provided
to verify the death of the individual. Legally, for purposes of
transferring QS, a beneficiary identified in a will overrides any
beneficiary designated on the form submitted to NMFS. NMFS allows the
transfer of IFQ resulting from the QS transferred to the beneficiary by
right of survivorship for a period of three years following the death
of the QS holder. After the three-year period expires, the spouse or
designated beneficiary must qualify to either hold the QS through
eligibility criteria found at 50 CFR 679.41(d) or transfer the QS.
Currently, the program allows the QS holder to designate a beneficiary
that can either be the surviving spouse, or in the absence of a
surviving spouse, an immediate family member.
Section 2.5.1 of the Analysis states that NMFS has received
beneficiary transfer applications from persons who do not meet a
commonly used definition of an immediate family member, which currently
includes a person's parents, spouse, siblings, and children. This
traditional definition for making determinations regarding transfer
eligibility under the designated beneficiary transfer provision is
narrower than many State and Federal beneficiary definitions currently
applied in a variety of government programs. Since the current
surviving regulations were implemented, the definition of immediate
family has changed in many State and Federal jurisdictions and now
includes other persons connected to a QS holder by birth, adoption,
marriage, civil partnership, or cohabitation. NMFS and IFQ Program
participants would benefit from clarifying this provision's
applicability to those family members.
Appeals Process
If NMFS denies a transfer under the existing medical and
beneficiary transfer provisions, a QS holder may appeal this denial
through the National Appeals Office (NAO). If a claim is submitted that
is inconsistent with the information required in regulations or if the
transfer requested is beyond the number of years allowed, the QS holder
would have the burden of proving that the submitted claim is correct.
NMFS would not accept claims that are inconsistent with the official
record, unless they are supported by clear, written documentation.
Prior to 2014, the procedure for appealing an initial
administrative determination (IAD) was to submit the appeal directly to
the NMFS's Alaska Office of Administrative Appeals. That process was
described at Sec. 679.43. However in 2014, NMFS centralized the
appeals process to be located in the NAO, which operates out of NMFS's
headquarters in Silver Spring, Maryland. That process is described at
15 CFR part 906 (79 FR 7056, February 6, 2014). The appeals process
described at Sec. 679.43 is no longer applicable given the regulatory
changes made in 2014.
Final Rule
This section describes this rule, its effects on fishery
participants and the environment, and the changes to current
regulations at 50 CFR part 679. The Council recommended and NMFS
approves the following changes to the medical and beneficiary transfer
provisions of the IFQ Program.
Medical Transfer Provision
This final rule makes several changes to the medical transfer
provision that include changes to: (1) Remove the definitions at Sec.
679.2 for ``Advanced nurse practitioner,'' ``Licensed medical doctor,''
and ``Primary community health aide;'' and add a definition at Sec.
679.2 for ``Health care provider,'' and (2) modify Sec. 679.42(d)(2)
to allow medical transfers for any medical condition and to allow the
transfers to be used for three of the seven most recent years.
The first change removes definitions of specific types of medical
professionals and includes a definition of a ``Health care provider''
at Sec. 679.2. This change broadens the definition of who may attest
to a medical condition of the QS holder, or his or her immediate family
member, that precludes a QS holder from participating in the IFQ
fisheries. This increases flexibility for a QS holder when selecting a
health care provider for treatment and verifying the condition on the
medical transfer application. Defining a certified medical professional
is important because it sets the boundaries for who is allowed to
attest that a QS holder is not physically able to fish his or her IFQ.
This final rule broadens the current definition while limiting the
persons to those who are licensed or certified by the state or country
in which they practice. This final rule also allows health care
providers outside the United States to sign the medical transfer form.
NMFS expects that any expansion of the definition over the status quo
would be beneficial to QS holders, or their immediate family member,
who need medical care and would lead to less rejections of applications
based solely on the specialty of the health care provider.
The second change to Sec. 679.42(d)(2) applies to the medical
transfer limits. This final rule extends the number of years a medical
transfer could be used from two of the five most recent years to three
of the seven most recent years, which increases flexibility for those
who need it. A year is defined as a calendar year, which is how IFQ
permits are currently issued. NMFS will begin to measure a seven-year
period during the first calendar year that a medical transfer of IFQ is
approved. After the third year a medical transfer is approved under the
medical transfer provision, QS holders will not be able to transfer
their IFQ for any medical condition for the remainder of the seven-year
period that began the first calendar year the medical transfer of IFQ
was approved. Section 2.4.4 of the Analysis and the preamble of the
proposed rule provide additional detail on the range of years during
which a medical transfer could apply and additional rationale for the
provisions selected in this final rule.
This final rule also makes several minor revisions to Sec.
679.42(d)(2) to implement these changes to the medical transfer
provisions. This final rule removes the current regulatory requirements
at Sec. 679.42(d)(2)(iii)(F) that require that the application
describe the medical condition affecting the applicant or applicant's
immediate family member. This change reduces the requirement that
medical information would need to be reviewed by NMFS staff. This final
rule removes requirements at Sec. 679.42(d)(2)(iii) that an applicant
provide his or her social security number because such information is
no longer required to process transfer applications. This final rule
replaces references to ``advanced nurse practitioner,'' ``licensed
medical doctor,'' and ``primary community health aide'' with ``health
care provider'' at Sec. 679.42.
These revisions apply only to medical transfers that are approved
after the effective date of these regulations.
Beneficiary Transfer Provision
This final rule makes two changes to the beneficiary transfer
provision to: (1) Define ``immediate family member'' at
[[Page 8479]]
Sec. 679.2; and (2) modify Sec. 679.41 to add estate representative
to the list of people who can receive IFQ held by the decedent for up
to three years. These changes improve and simplify the process of
approving beneficiary transfers without causing undue negative impacts
on a QS holder's estate planning.
This final rule defines ``immediate family member'' in Sec. 679.2
using a current definition established by the U.S. Office of Personnel
Management (OPM) that is broader, providing greater flexibility to QS
holders and their beneficiaries. The OPM definition is commonly used in
Federal programs that provide benefits to immediate family members and
includes persons connected to the QS holder by birth, adoption,
marriage, civil partnership, or cohabitation, such as grandparents,
great-grandparents, grandchildren, great-grandchildren, aunts, uncles,
siblings-in-law, half-siblings, cousins, adopted children, step-
parents/step-children, and cohabiting partners. Section 2.5.4 of the
Analysis describes the range of definitions considered by the Council
and NMFS and additional information on the rationale for the specific
definition described in this rule.
This final rule modifies all references in Sec. 679.41 to
surviving spouse and immediate family member in regulation by adding
the term ``estate.'' Without this change, the QS holder's estate would
not be eligible to hold QS under the beneficiary transfer provision.
This final rule clarifies that an estate could receive QS, and the
court-appointed estate representative for the QS holder's estate are
authorized to use (if they are eligible to hold QS) or transfer the IFQ
derived from the estate's QS for the benefit of the estate for a period
of three years following the QS holder's death. NMFS will allow the
estate representative to manage the use of the decedent's QS holdings
by allowing the representative to transfer IFQ annually on behalf of
the estate. If after three years the estate is not settled, the estate
representative could determine whether the QS held by the estate should
be sold and the proceeds retained by the estate, or the estate should
continue to hold the QS. However, the estate would no longer be
eligible to use the beneficiary transfer provisions to lease the annual
IFQ. An estate representative is required to submit court-issued
documents to demonstrate his or her eligibility to NMFS that they are
legally representing the estate before they could use, permanently
transfer, or temporarily transfer (lease) the IFQ. This addition
provides clear and consistent eligibility criteria for NMFS to
determine if a person is eligible to transfer QS held by the estate of
the deceased QS holder as well as use or lease the IFQ derived from
those QS holdings. For more information on the beneficiary transfer
provisions, please see the preamble of the proposed rule.
Appeals Process and Other Additional Regulatory Changes
In addition to modifications to the medical and beneficiary
transfer provisions and the revisions to the appeals process
regulations, this final rule makes two minor regulatory clarifications.
First, this final rule modifies regulations at Sec. 679.42 to update
the NOAA website URL and make minor technical corrections to remove
unnecessary information collected such as Social Security numbers,
number of IFQ units, and notary requirements. Second, this final rule
modifies regulations at Sec. 679.42(d)(2)(iii)(D) to add an additional
way to describe ``other method of compensation'' to provide flexibility
to industry who may use a percentage of the total revenue as
compensation instead of price per pound when they conduct transfers
under this provision.
Comments and Responses
NMFS received one comment letter and has summarized and responded
to the comment below.
Comment 1: I do not support fishermen receiving any medical
benefits. They are depleting fish stocks and destroying the marine
ecosystem.
Response: This comment raises management issues that are beyond the
scope of this regulatory action. This final rule does not modify the
annual process for establishing annual catch limits, or other
regulations that limit harvest to prevent overfishing. This final rule
does not modify regulations that limit the amount or type of gear, or
the location of fisheries in ways that would adversely affect marine
ecosystems.
The IFQ Program does not provide medical benefits, such as health
insurance, to participants. This provision was intended to provide a
mechanism for QS holders with a temporary medical condition, or caring
for an immediate family member with a medical condition, that would
preclude the QS holder from fishing during a season to transfer their
annual IFQ to another qualified individual. In recommending this
medical transfer provision, the Council and NMFS balanced the objective
to limit long-term leasing of QS to promote an owner-onboard fishery
with its recognition that a medical transfer provision would provide a
mechanism for QS holders to retain their QS during medical hardships.
Changes From Proposed to Final Rule
There were no changes from the proposed to final rule.
Classification
The NMFS Alaska Region Administrator determined that this final
rule is necessary for the conservation and management of the IFQ
sablefish and halibut fishery off Alaska and that it is consistent with
the Magnuson-Stevens Fishery Conservation and Management Act, the
Halibut Act, and other applicable laws.
Regulations governing the U.S. fisheries for Pacific halibut are
developed by the IPHC, the Pacific Fishery Management Council, the
Council, and the Secretary. Section 5(c) of the Halibut Act allows the
Regional Council having authority for a particular geographical area to
develop regulations governing the allocation and catch of halibut in
U.S. Convention waters as long as those regulations do not conflict
with IPHC regulations (16 U.S.C. 773c(c)). This final rule is
consistent with the Council's authority to allocate halibut catches
among fishery participants in the waters in and off Alaska. The Halibut
Act provides the Secretary with the general responsibility to carry out
the Convention with the authority to, in consultation with the
Secretary of the department in which the U.S. Coast Guard is operating,
adopt such regulations as may be necessary to carry out the purposes
and objectives of the Convention and the Halibut Act (16 U.S.C. 773c(a)
and (b)). This final rule is consistent with the Halibut Act and other
applicable laws.
This final rule has been determined to be not significant for the
purposes of Executive Order 12866.
This final rule is considered an Executive Order 13771 deregulatory
action. NMFS estimates that this rulemaking may result in cost savings
to the industry and NMFS through an increase in flexibility and
streamlined reporting requirements for participants who voluntarily
chose to use these provisions. However, these cost savings cannot be
quantified because NMFS does not know how many participants would
benefit from the revised transfer provisions included in this rule and
cannot associate a dollar amount with these benefits. This rule
streamlines the NMFS administrative process to review and approve IFQ
transfer applications.
[[Page 8480]]
Any annual cost savings are expected to be small, however, because the
time it will take to process each application is still expected to vary
but will be overall less complicated.
Small Entity Compliance Guide
Section 212 of the Small Business Regulatory Enforcement Fairness
Act of 1996 states that, for each rule or group of related rules for
which an agency is required to prepare a final regulatory flexibility
analysis, the agency shall publish one or more guides to assist small
entities in complying with the rule, and shall designate such
publications as ``small entity compliance guides.'' The agency shall
explain the actions a small entity is required to take to comply with a
rule or group of rules. As part of this rulemaking process, NMFS
included on its website a summary of compliance requirements that
serves as the small entity compliance guide. Additionally, NMFS will
engage in outreach with regulated entities regarding the compliance
requirements. Copies of this final rule are available from NMFS at the
following website: https://www.fisheries.noaa.gov/region/alaska.
Final Regulatory Flexibility Analysis (FRFA)
This final regulatory flexibility analysis (FRFA) incorporates the
Initial Regulatory Flexibility Analysis (IRFA), a summary of any
significant issues raised by the public comments in response to the
IRFA, NMFS's responses to those comments, and a summary of the analyses
completed to support the final rule.
Section 604 of the Regulatory Flexibility Act (RFA) requires that,
when an agency promulgates a final rule under section 553 of Title 5 of
the U.S. Code (5 U.S.C. 553), after being required by that section or
any other law to publish a general notice of proposed rulemaking, the
agency shall prepare a FRFA (5 U.S.C. 604). Section 604 describes the
required contents of a FRFA: (1) A statement of the need for and
objectives of the rule; (2) a statement of the significant issues
raised by the public comments in response to the IRFA, a statement of
the assessment of the agency of such issues, and a statement of any
changes made to the proposed rule as a result of such comments; (3) the
response of the agency to any comments filed by the Chief Counsel for
Advocacy of the Small Business Administration (SBA) in response to the
proposed rule, and a detailed statement of any change made to the
proposed rule in the final rule as a result of the comments; (4) a
description of and an estimate of the number of small entities to which
the rule will apply or an explanation of why no such estimate is
available; (5) a description of the projected reporting, recordkeeping,
and other compliance requirements of the rule, including an estimate of
the classes of small entities that will be subject to the requirement
and the type of professional skills necessary for preparation of the
report or record; and (6) a description of the steps the agency has
taken to minimize the significant economic impact on small entities
consistent with the stated objectives of applicable statutes including
a statement of the factual, policy, and legal reasons for selecting the
alternative adopted in this final rule and why each one of the other
significant alternatives to the rule considered by the agency which
affect the impact on small entities was rejected.
A description of this final rule and the need for and objectives of
this rule are contained in the preamble to this final rule and the
preamble to the proposed rule (84 FR 56998, October 24, 2019), and are
not repeated here.
Public and Chief Counsel for Advocacy Comments on the IRFA
An IRFA was prepared in the Classification section of the preamble
to the proposed rule. The Chief Counsel for Advocacy of the SBA did not
file any comments on the proposed rule. NMFS received no comments
relating to the IRFA.
Number and Description of Small Entities Regulated by This Final Rule
QS holders that fish catcher vessel QS (B, C, and D class QS) are
assumed to be directly regulated by this action. Section 2.9 of the
Analysis assumes that all halibut and sablefish QS operations are small
for RFA purposes. In 2018, there were 2,418 QS holders that held class
B, C, or D QS in the halibut and sablefish IFQ fisheries who could be
impacted by this action. All of those QS holders are considered to be
small entities using the SBA small entity criteria for harvest on
catcher vessels.
Recordkeeping, Reporting, and Other Compliance Requirements
This final rule modifies the recordkeeping, reporting, and other
compliance requirements for QS holders who use the medical transfer
provision and beneficiary designation form. NMFS does not anticipate
that these requirements would increase.
This final rule would not require NMFS to interpret the medical
condition that prevents a QS holder from harvesting their IFQ. Instead,
NMFS would apply a hard limit to the number of times the provision can
be used.
Currently, NMFS provides QS holders an optional Beneficiary
Designation form to designate a beneficiary to transfer IFQ under this
provision. NMFS may approve an application to transfer QS to the
surviving spouse or designated beneficiary, unless a contrary intent is
expressed by the decedent in a will and if sufficient evidence has been
provided to verify the death of the individual.
Description of Significant Alternatives Considered to the Final Action
That Minimize Adverse Impacts on Small Entities
Both the medical transfer provision and the beneficiary transfer
provision are voluntary and are expected to be used by QS holders only
if they or their beneficiaries find them beneficial. The Council and
NMFS considered requirements that would have imposed larger costs on
directly regulated small entities through increased administrative
costs. Ultimately, the Council and NMFS rejected options that would
have led to an increase in costs that exceeded the marginal potential
benefits that the option could have had. Several options that were
rejected would have increased the cost to program and monitor for
minimal benefit to participants. Therefore, this final rule meets the
objectives of the final rule while minimizing adverse impacts on IFQ
Program participants.
Collection-of-Information Requirements
This final rule contains collection-of-information requirements
subject to review and approval by the Office of Management and Budget
(OMB) under the Paperwork Reduction Act (PRA). NMFS has submitted these
requirements to OMB for approval under Control Number 0648-0272.
The public reporting burden per response is estimated to average
1.5 hours for the Application for Medical Transfer of IFQ and 30
minutes for the QS/IFQ Beneficiary Designation Form. The response time
includes the time for reviewing instructions, searching existing data
sources, gathering and maintaining the data needed, and completing and
reviewing the collection of information.
Notwithstanding any other provision of the law, no person is
required to respond to, nor shall any person be subject to penalty for
failure to comply with, a collection of information subject to the
requirement of the PRA, unless that collection of information displays
a
[[Page 8481]]
currently valid OMB control number. All currently approved NOAA
collections of information may be viewed at: https://www.reginfo.gov/public/do/PRASearch#.
List of Subjects in 50 CFR Part 679
Alaska, Fisheries, Reporting and recordkeeping requirements.
Dated: February 6, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 679 is amended
as follows:
PART 679--FISHERIES OF THE EXCLUSIVE ECONOMIC ZONE OFF ALASKA
0
1. The authority citation for 50 CFR part 679 continues to read as
follows:
Authority: 16 U.S.C. 773 et seq.; 1801 et seq.; 3631 et seq.;
Pub. L. 108-447; Pub. L. 111-281.
0
2. Amend Sec. 679.2 by:
0
a. Removing the definition for ``Advanced nurse practitioner;''
0
b. Adding definitions in alphabetical order for ``Health care
provider'' and ``Immediate family member;'' and
0
c. Removing the definitions for ``Licensed medical doctor'' and
``Primary community health aide.''
The additions read as follows:
Sec. 679.2 Definitions.
* * * * *
Health care provider means an individual licensed to provide health
care services by the state where he or she practices and performs
within the scope of his or her specialty to diagnose and treat medical
conditions as defined by applicable Federal, state, or local laws and
regulations. A health care provider located outside of the United
States and its territories who is licensed to practice medicine by the
applicable medical authorities is included in this definition.
* * * * *
Immediate family member includes an individual with any of the
following relationships to the QS holder:
(1) Spouse, and parents thereof;
(2) Sons and daughters, and spouses thereof;
(3) Parents, and spouses thereof;
(4) Brothers and sisters, and spouses thereof;
(5) Grandparents and grandchildren, and spouses thereof;
(6) Domestic partner and parents thereof, including domestic
partners of any individual in paragraphs (1) through (5) of this
definition; and
(7) Any individual related by blood or affinity whose close
association with the QS holder is the equivalent of a family
relationship.
* * * * *
0
3. In Sec. 679.41, revise paragraphs (k)(1) and (3) to read as
follows:
Sec. 679.41 Transfer of quota shares and IFQ.
* * * * *
(k) * * * (1) On the death of an individual who holds QS or IFQ,
the surviving spouse or, in the absence of a surviving spouse, a
beneficiary designated pursuant to paragraph (k)(2) of this section or
the estate representative, receives all QS and IFQ held by the decedent
by right of survivorship, unless a contrary intent was expressed by the
decedent in a will. The Regional Administrator will approve an
Application for Transfer to the surviving spouse, designated
beneficiary, or estate representative when sufficient evidence has been
provided to verify the death of the individual.
* * * * *
(3) The Regional Administrator will approve an Application for
Transfer of IFQ for a period of 3 calendar years following the date of
death of an individual to a designated beneficiary. NMFS will allow the
transfer of IFQ only resulting from the QS transferred to the surviving
spouse or, in the absence of a surviving spouse, from a beneficiary
from the QS holder's immediate family designated pursuant to paragraph
(k)(2) of this section or from an estate representative to a person
eligible to receive IFQ under the provisions of this section,
notwithstanding the limitations on transfers of IFQ in paragraph (h)(2)
of this section.
* * * * *
0
4. Amend Sec. 679.42 by:
0
a. Removing in paragraph (d)(2)(iii) introductory text, the website
https://alaskafisheries.noaa.gov and adding in its place https://alaskafisheries.noaa.gov/region/alaska;
0
b. Revising paragraphs (d)(2)(iii)(A) through (D), (F), and (G);
0
c. Removing paragraph (d)(2)(iii)(H);
0
d. Adding ``and'' at the end of paragraph (d)(2)(iv)(B); and
0
e. Revising paragraph (d)(2)(iv)(C).
The revisions read as follows:
Sec. 679.42 Limitations on Use of QS and IFQ.
* * * * *
(d) * * *
(2) * * *
(iii) * * *
(A) The applicant's (transferor's) identity including his or her
full name, NMFS person ID, date of birth, permanent business mailing
address, business telephone and fax numbers, and email address (if
any). A temporary mailing address may be provided, if appropriate;
(B) The recipient's (transferee's) identity including his or her
full name, NMFS person ID, date of birth, permanent business mailing
address, business telephone and fax numbers, and email address (if
any). A temporary mailing address may be provided, if appropriate;
(C) The identification characteristics of the IFQ including whether
the transfer is for halibut or sablefish IFQ, IFQ regulatory area,
actual number of IFQ pounds, transferor (seller) IFQ permit number, and
fishing year;
(D) The price per pound (including leases), or other method of
compensation, and total amount paid for the IFQ in the requested
transaction, including all fees;
* * * * *
(F) A written declaration from a health care provider as defined in
Sec. 679.2. The declaration must include:
(1) The identity of the health care provider including his or her
full name, business telephone, and permanent business mailing address
(number and street, city and state, zip code);
(2) A statement of the condition affecting the applicant or the
applicant's immediate family member, that the applicant is unable to
participate; and
(3) The dated signature of the health care provider who conducted
the medical examination; and
(G) The signatures and printed names of the transferor and
transferee, and date.
(iv) * * *
(C) NMFS will not approve a medical transfer if the applicant has
received a medical transfer in any 3 of the previous 7 calendar years
for any medical condition.
* * * * *
0
4. In Sec. 679.43, revise paragraph (c) to read as follows:
Sec. 679.43 Determinations and appeals.
* * * * *
(c) Submission of appeals. An appeal to an initial administrative
determination must be submitted under the appeals procedure set out at
15 CFR part 906.
* * * * *
[FR Doc. 2020-02878 Filed 2-13-20; 8:45 am]
BILLING CODE 3510-22-P