Banda de Lupinus Albus Doce (BLAD); Proposal To Revoke Exemption and Establish Pesticide Tolerances, 7698-7708 [2020-02665]
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• Is not a significant regulatory action
subject to Executive Order 13211 (66 FR
28355, May 22, 2001);
• Is not subject to requirements of
Section 12(d) of the National
Technology Transfer and Advancement
Act of 1995 (15 U.S.C. 272 note) because
application of those requirements would
be inconsistent with the CAA; and
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discretionary authority to address, as
appropriate, disproportionate human
health or environmental effects, using
practicable and legally permissible
methods, under Executive Order 12898
(59 FR 7629, February 16, 1994).
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country, the rule does not have tribal
implications as specified by Executive
Order 13175 (65 FR 67249, November 9,
2000), nor will it impose substantial
direct costs on tribal governments or
preempt tribal law.
[EPA–HQ–OPP–2015–0230; FRL–9998–74]
several comments, the Agency is
reproposing this action in order to
clarify its proposed rulemaking. In
addition, since the publication of the
initial proposal, the registrant has
requested that the Agency establish
tolerances for additional commodities.
The Agency is undertaking this action
under the Federal Food, Drug, and
Cosmetic Act (FFDCA).
DATES: Comments must be received on
or before April 13, 2020.
ADDRESSES: Submit your comments,
identified by docket identification
number EPA–HQ–OPP–2015–0230, by
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FOR FURTHER INFORMATION CONTACT:
Anne Overstreet, Deputy Director,
Biopesticides and Pollution Prevention
Division (7511P), Office of Pesticide
Programs, Environmental Protection
Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460–0001; main
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Authority: 42 U.S.C. 7401 et seq.
Dated: January 28, 2020.
Mary S. Walker,
Regional Administrator, Region 4.
[FR Doc. 2020–02609 Filed 2–10–20; 8:45 am]
BILLING CODE 6560–50–P
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 180
Banda de Lupinus Albus Doce (BLAD);
Proposal To Revoke Exemption and
Establish Pesticide Tolerances
Environmental Protection
Agency (EPA or Agency).
ACTION: Proposed rule; reproposal.
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AGENCY:
On May 29, 2015, EPA
proposed to revoke the current
exemption from the requirement of a
tolerance for residues of banda de
Lupinus albus doce (BLAD) in or on all
food commodities and to establish
tolerances for residues of BLAD in or on
almonds, grapes, strawberries, and
tomatoes. Following the receipt of
SUMMARY:
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I. General Information
A. Does this action apply to me?
You may be potentially affected by
this action if you are an agricultural
producer, food manufacturer, or
pesticide manufacturer. The following
list of North American Industrial
Classification System (NAICS) codes is
not intended to be exhaustive, but rather
provides a guide to help readers
determine whether this document
applies to them. Potentially affected
entities may include:
• Crop production (NAICS code 111).
• Animal production (NAICS code
112).
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• Food manufacturing (NAICS code
311).
• Pesticide manufacturing (NAICS
code 32532).
B. What should I consider as I prepare
my comments for EPA?
1. Submitting CBI. Do not submit this
information to EPA through
regulations.gov or email. Clearly mark
the part or all of the information that
you claim to be CBI. For CBI
information on a disk or CD–ROM that
you mail to EPA, mark the outside of the
disk or CD–ROM as CBI and then
identify electronically within the disk or
CD–ROM the specific information that
is claimed as CBI. In addition to one
complete version of the comment that
includes information claimed as CBI, a
copy of the comment that does not
contain the information claimed as CBI
must be submitted for inclusion in the
public docket. Information so marked
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2.
2. Tips for preparing your comments.
When preparing and submitting your
comments, see the commenting tips at
https://www.epa.gov/dockets/
commenting-epa-dockets#tips.
II. This Proposal
A. What is the authority for this action?
EPA is taking this action under
section 408(e) of the FFDCA, 21 U.S.C.
346a(e), which allows EPA to issue
regulations, including establishing
tolerances and revoking exemptions, on
its own initiative. Under FFDCA section
408(e), the Agency applies the same
standards for establishing tolerances
and revoking exemptions found in
FFDCA section 408(b) and (c), 21 U.S.C.
346a(b) and (c). FFDCA section
408(b)(2)(A)(i) allows EPA to establish a
tolerance (the legal limit for a pesticide
chemical residue in or on a food) only
if EPA determines that the tolerance is
‘‘safe.’’ FFDCA section 408(b)(2)(A)(ii)
defines ‘‘safe’’ to mean that ‘‘there is a
reasonable certainty that no harm will
result from aggregate exposure to the
pesticide chemical residue, including
all anticipated dietary exposures and all
other exposures for which there is
reliable information.’’ This includes
exposure through drinking water and in
residential settings but does not include
occupational exposure. FFDCA section
408(b)(2)(C) requires EPA to give special
consideration to exposure of infants and
children to the pesticide chemical
residue in establishing a tolerance and
to ‘‘ensure that there is a reasonable
certainty that no harm will result to
infants and children from aggregate
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exposure to the pesticide chemical
residue. . . .’’
The relevant portion of FFDCA
section 408(c)(2)(A)(i) requires the
Agency to modify or revoke an
exemption if the Agency determines it
is not safe, where ‘‘safe’’ has the same
definition as in FFDCA section
408(b)(2)(A)(ii).
EPA performs a number of analyses to
determine the risks from aggregate
exposure to pesticide residues. For
further discussion of the regulatory
requirements of FFDCA section 408 and
a complete description of the risk
assessment process, see https://
www.epa.gov/pesticide-tolerances/
setting-tolerances-pesticide-residuesfoods.
B. What action is the Agency taking?
EPA is proposing to revoke the
existing exemption from the
requirement of a tolerance for residues
of the fungicide BLAD in or on all food
commodities that was established in the
Federal Register of March 22, 2013 (78
FR 17600) (FRL–9380–6). In place of the
exemption, EPA is proposing to
establish tolerances for residues of the
fungicide BLAD at the level of
quantitation (LOQ), i.e., 0.02 parts per
million (ppm), in or on the following
commodities: Almond; almond, hulls;
fruit, pome, group 11–10; fruit, stone,
group 12–12; grape; hops, dried cones;
strawberry; vegetable, cucurbit, group 9;
and vegetable, fruiting, group 8–10.
EPA is taking this action in response
to concerns raised by the U.S. Food and
Drug Administration (FDA) about the
potential allergenicity of BLAD for
lupin-sensitive and/or peanut-sensitive
individuals following EPA’s
promulgation of the tolerance
exemption of BLAD on all food
commodities. (Ref. 1). Based on the
potential uncertainty raised by those
concerns, EPA sought additional data
from the petitioner and reexamined the
safety of the BLAD tolerance exemption.
Following further review of BLAD and
an assessment of the additional data that
were provided, EPA has concluded that
given the source of BLAD and the
results of bioinformatics analysis, such
data do not disprove the potential for
BLAD to pose an allergenicity risk to
lupin-sensitive and peanut-sensitive
individuals. As a result, EPA no longer
considers the existing tolerance
exemption for residues of BLAD, which,
on its face, permits unlimited residues
of BLAD in or on all food commodities,
to be safe. Nevertheless, EPA concludes
that the available residue data and food
processing information support a safety
determination for establishing
numerical tolerances at the LOQ for
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residues of BLAD in or on almond;
almond, hulls; fruit, pome, group 11–10;
fruit, stone, group 12–12; grape; hops,
dried cones; strawberry; vegetable,
cucurbit, group 9; and vegetable,
fruiting, group 8–10.
III. Guidance for Assessing
Allergenicity
The Agency considered the following
sources of internationally accepted
guidance in assessing the potential
allergenicity of BLAD. Although these
documents are primarily concerned
with the safety of foods that have been
genetically modified, the allergenicity
analysis is relevant since it outlines a
process for evaluating whether the gene
(or protein) engineered into the food has
introduced an allergen or resulted in a
food that may be allergenic. EPA
considers the recommended approaches
for assessing potential allergenicity to
apply equally to proteins that may be
applied directly onto the plant as well
as those directly incorporated into the
plant via genetic engineering.
A. Report of Joint FAO/WHO Expert
Consultation (2001)
In 2001, the Joint Food and
Agriculture Organization of the United
Nations (FAO)/World Health
Organization (WHO) Expert
Consultation on Allergenicity of Foods
Derived from Biotechnology was held at
the headquarters of the FAO. The 28expert consultation focused on the
question of allergenicity of genetically
modified foods and prepared a report
providing scientific advice for the
assessment of allergenicity of
genetically modified foods. (Ref. 2,
hereinafter ‘‘2001 FAO/WHO Report’’).
The consultation developed a new
decision tree identifying two paths for
assessing allergenicity, depending upon
whether the source of the gene is a
known allergen. (Id. at 6, 26).
If the source of the gene is a known
allergen, the analysis focuses on both
sequence homology and specific sera
testing. (Id. at 7–8). Determining
sequence homology to a known allergen
is the first step for genes derived from
known allergenic sources. The 2001
FAO/WHO Report notes that significant
sequence homology is indicated (and
thus a potential for cross-reactivity
between the new protein and a known
allergen) when there is more than 35%
identity between the amino acid
sequence of the expressed protein and
the known allergen, within a window of
80 amino acids. (Id. at 10–11).1 If the
1 The 2001 FAO/WHO Report also recognizes that
potential for cross-reactivity may require
consideration of additional factors when proteins
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sequence homology demonstrates
similarity to a known allergen, the
product is considered allergenic, i.e., a
person sensitive to a known allergen is
likely to be allergic to the new protein
as well. (Id. at 7). The 2001 FAO/WHO
Report notes that for proteins derived
from known allergenic sources where
sequence homology to a known allergen
is demonstrated, ‘‘the product is
considered allergenic, and no further
testing is typically undertaken.’’ (Id.)
The 2001 FAO/WHO Report provides
that for proteins derived from known
allergenic sources where the sequence
homology analysis is negative, a specific
serum screen is to be conducted. (Id. at
7). The 2001 FAO/WHO Report
recommends using only patients with a
level of sensitization to the allergen
source of more than 10 kilointernational
units per liter (kIU/L) of specific
immunoglobulin E (IgE), in order to
ensure that the test is conducted with
sera from patients sufficiently allergic to
the source material, and cautions that
patients who have a low level of
sensitization may not provide useful
results for assessing reactivity to the
expressed protein. (Id.) Assuming
adequately sensitive sera are available,
the 2001 FAO/WHO Report notes that
the degree of confidence in the results
of the specific serum screening will
depend upon the number of sera
available for analysis. To achieve a 95%
certainty that a substance is not a major
allergen, a negative result must be
obtained with at least 6 relevant sera;
99% certainty, at least 8 relevant sera;
99.9% certainty, at least 14 relevant
sera. To achieve 95% certainty that a
substance is not a minor allergen, a
negative result must be obtained with at
least 17 relevant sera; 99% certainty, at
least 24 relevant sera. Larger numbers of
sera are recommended to increase the
confidence associated with negative
immunoassay results; using fewer sera
carries the risk of a false negative
outcome. (Id.) The 2001 FAO/WHO
Report notes that the in vitro method
applied to assess the results should be
a validated assay measuring specific IgE.
(Id.)
The 2001 FAO/WHO Report
concludes that any positive results from
the sera screen will define the product
as likely to be allergenic and will
normally lead to discontinuation of
product development. (Id.) A negative
outcome from the sera screen does not
necessarily support a conclusion that
the product is not allergenic, however;
have less than 35% identity with a known allergen
in a window of 80 amino acids. (Ref. 2 at 11). These
considerations are not discussed in this document
since the sequence homology for BLAD exceeds
35% identity with other known allergens.
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rather, because of the allergenic nature
of the source of the substance, a desire
to continue with product development
will normally prompt further analysis to
rule out allergenicity concerns (i.e.,
targeted serum screening, analysis of
pepsin resistance, and animal modeling,
and in selected cases, in vivo/ex vivo
testing (i.e., skin prick testing, basophil
histamine release, and oral challenge)).
(Id. at 7–8).
If the source of the protein is not a
known allergen, the 2001 FAO/WHO
Report decision tree advises
consideration of four sets of data: (1)
Sequence homology with known
allergens; (2) targeted serum testing; (3)
pepsin resistance; and (4)
immunogenicity testing in animal
models. (Id. at 8). If the sequence
homology reveals a level of homology
with a known allergen, the protein is
‘‘considered to be an allergenic risk . . .
[and n]o further evaluation for
allergenicity would typically be
necessary.’’ (Id.) If the sequence
homology does not identify any
similarities, the 2001 FAO/WHO Report
notes that it does not necessarily mean
that the substance is not an allergen.
Rather, because of potential limitations
in the databases or limited information
on the relevant allergen, the 2001 FAO/
WHO Report recommends that a
targeted serum screen be conducted to
test for cross-reactivity of individual
serum samples containing high levels of
IgE antibodies specific to a source
broadly related to the source of the
substance at issue, e.g., if the gene is
derived from a monocot, sera from
individuals with allergies to other
monocots would be used in the screen.
(Id. at 12). A positive result with one of
these sera will indicate that the
substance is likely to be allergenic and
further study would not be necessary,
unless further confirmation is sought
through in vivo/ex vivo approaches
mentioned above. (Id. at 8). Negative
results would then lead to the analysis
of the protein for pepsin resistance (i.e.,
how completely the protein degrades in
the presence of pepsin during digestion)
and evidence of immunogenicity in
appropriate animal models. (Id. at 12–
13). The 2001 FAO/WHO Report
recommends that any results of these
analyses be taken into consideration in
combination with the rest of the
decision tree criteria. (Id. at 13.)
B. Codex Alimentarius Guidance (2009)
The Codex Alimentarius Guidance is
a ‘‘collection of internationally adopted
food standards, guidelines, codes of
practice and other recommendations,’’
developed by an intergovernmental
body with more than 180 members,
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within the framework of the Joint Food
Standards Programme established by the
FAO and WHO. (Ref. 3, preface).
Contained within the Codex
Alimentarius Guidance, the Guideline
for the Conduct of Food Safety
Assessment of Foods Derived from
Recombinant-DNA Plants (‘‘Codex
Guideline’’) addresses safety and
nutritional aspects of genetically altered
foods and recommends an approach for
assessing the safety of foods derived
from recombinant-DNA plants and
plants altered by other techniques. (Id.
at 7–33).
The Codex Guideline states that all
newly expressed proteins in
recombinant-DNA plants should be
assessed for their potential to cause
allergic reactions. (Id. at 15). The Codex
Guideline describes stepwise approach
to the assessment of the possible
allergenicity of newly expressed
proteins. (Id. at 20–23). The initial
assessment involves three steps: (1)
Identify the source of the protein; (2)
assess the extent to which a protein is
similar in structure to a known allergen;
and (3) evaluate the resistance of the
protein to degradation by pepsin. (Id. at
21–22).
The Codex Guideline states that ‘‘[i]t
is important to establish whether the
source is known to cause allergic
reactions. Genes derived from known
allergenic sources should be assumed to
encode an allergen unless scientific
evidence demonstrates otherwise.’’ (Id.
at 21). The Codex Guideline notes ‘‘[t]he
transfer of genes from commonly
allergenic foods . . . should be avoided
unless it is documented that the
transferred gene does not code for an
allergen. . . .’’ (Id. at 15). Because there
is no single definitive test for predicting
allergic human response, ‘‘[k]nowledge
of the source of the introduced protein
allows the identification of tools and
relevant data to be considered in the
allergenicity assessment. These include:
the availability of sera for screening
purposes; documented type, severity
and frequency of allergic reactions;
structural characteristics and amino
acid sequence; physicochemical and
immunological properties (when
available) of known allergenic proteins
from that source.’’ (Id. at 21).
The next piece of the allergenicity
assessment is the amino acid sequence
homology, the purpose of which is to
determine whether a protein is similar
in structure to a known allergen and
thus has allergenic potential. (Id.)
Assessing similarity to known allergens
is done by comparing the new protein
to databases of known allergens, looking
for two types of similarity. First, the
sequence homology looks for contiguous
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identical amino acid segments; the
Codex Guideline noted that ‘‘the size of
the contiguous amino acid search
should be based on scientifically
justified rationale in order to minimize
the potential for false negative or false
positive results,’’ whereas the 2001
FAO/WHO Report recommended
moving from 8 to 6 identical amino acid
segments. (Id.) Second, the sequence
homology looks for whether there is a
potential for human IgE cross-reactivity
between the new protein and a known
allergen. (Id.) The Codex Guideline
incorporates the finding of the 2001
FAO/WHO Report, which concludes
that a potential cross-reactivity is likely
when there is more than 35% identity
in a segment of 80 or more amino acids.
(Id.) Where there is a negative sequence
homology, it indicates that the protein
is not a known allergen and is unlikely
to be cross-reactive with known
allergens. (Id. at 22). A positive
sequence homology indicates that the
protein is likely to be allergenic and, in
order to be considered further, specific
serum testing (i.e., testing conducted
using serum of individuals who are
sensitized to the allergenic source)
should be conducted. (Id.)
The Codex Guideline also recognizes
that many food allergens exhibit
resistance to pepsin digestion and thus
resistance to pepsin digestion can be
used to assess potential allergenicity.
(Id.) If a protein is resistant to pepsin
digestion, it suggests that further
analysis should be conducted to
evaluate potential allergenicity;
however, the Codex Guideline notes
that lack of resistance does not
necessarily mean that the protein is not
an allergen. (Id.)
The Codex Guideline states that for
proteins that originate from a known
allergenic source or that have sequence
homology with a known allergen,
testing in immunological assays should
be performed where sera are available.
(Id.) The sera should be obtained from
individuals with a ‘‘clinically validated
allergy’’ to the protein source, and sera
must be obtained from sufficient
numbers of individuals to achieve the
necessary level of confidence in the test
results regarding the protein’s
allergenicity. (Id.) The 2001 FAO/WHO
Report notes that, in the case of a major
allergen, a minimum of eight relevant
sera is required in order to achieve a
99% certainty that the new protein is
not an allergen, while in the case of a
minor allergen, a minimum of 24 is
required. (Id. at n.11). In addition, the
‘‘quality of the sera and the assay
procedure need to be standardized to
produce a valid test result.’’ (Id. at 23).
‘‘[A] negative result in in vitro
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immunoassays may not be considered
sufficient, but should prompt additional
testing, such as the possible use of skin
test and ex vivo protocols. A positive
result in such tests would indicate a
potential allergen.’’ (Id.)
IV. Regulatory Background
BLAD is a protein fragment with
fungicidal properties. More specifically,
BLAD is a 20 kilodalton (kDa)
polypeptide fragment of b-conglutin, a
main storage protein in the flowering
plant sweet lupin (Lupinus albus).
BLAD is produced by breakdown of
b-conglutin during day 4 to 12 of the
germination process of sweet lupins.
BLAD degrades chitin by catalyzing and
successfully removing the N-acetyl-Dglucosamine terminal monomers,
resulting in the destruction of fungal
cells. (Ref. 4).
In the Federal Register of March 22,
2013 (78 FR 17600) (FRL–9380–6), EPA
established an exemption from the
requirement of a tolerance for residues
of BLAD in or on all food commodities
when applied as a fungicide and used
in accordance with label directions and
good agricultural practices. EPA
established this tolerance exemption
following the receipt of a petition from
Consumo Em Verde S.A., Biotecnologia
De Plantas, Parque Technologico de
Cantanhede (CEV) in 2012. The
Agency’s safety finding was based on an
assessment of available data and an
assumption that there was a long history
of safe use in human and animal
consumption without any adverse
effects.
Although the preamble to the March
2013 final rule did not discuss the
potential allergenicity of BLAD, EPA’s
supporting memorandum for the
establishment of a tolerance exemption
examined BLAD’s potential
allergenicity, based on the available
information EPA had about BLAD at the
time. (Ref. 4). Observing that (i) BLAD
comprises an internal segment of
b-conglutin, (ii) b-conglutin exhibits a
relatively strong homology to the other
members of the vicilin family, including
well-known allergens contained in
peanuts and soybeans, and (iii) there
were a considerable number of studies
concerning the allergenicity of lupinderived products, EPA conducted an
allergenicity assessment of BLAD. (Id.)
EPA examined BLAD under the criteria
in the 2001 FAO/WHO Report and the
Codex Guideline for assessing proteins
not known to be derived from an
allergenic source, which it characterized
as follows: (la) Amino acid residue
homology >35%, or (1b) identity in one
or more sets of >6 contiguous amino
acid residues, or (1c) cross-reactivity to
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known allergens; (2) high resistance to
proteolytic attack; and (3) ingestion of
sufficient amounts. (Id.) Although EPA
found that BLAD exhibited a high
sequence homology with a wellestablished peanut allergen, Ara h 1,
EPA concluded that a tolerance
exemption would be safe because, when
used according to the proposed label
directions, BLAD’s potential exposure
and harmful effects to humans would be
negligible, and no adverse effects such
as allergenic reactions would be
expected. (Id.)
Following EPA’s establishment of this
BLAD tolerance exemption, however,
FDA expressed concerns about the
potential allergenicity of BLAD for
lupin-sensitive and/or peanut-sensitive
individuals. (Ref. 1). FDA noted that the
preamble to the March 2013 final rule
did not discuss allergenicity and
disagreed with EPA’s statement in the
tolerance exemption preamble about the
long history of safe consumption of
sweet lupins. (Id.) FDA noted that BLAD
is derived from the lupin plant and
provided information concerning the
allergenicity of lupin. (Id.) Specifically,
FDA provided scientific literature
indicating that lupin causes allergic
reactions and epidemiological evidence
indicating that lupin is an increasingly
significant allergenic hazard in Europe
where it is consumed. (Id.) FDA also
referred EPA to the 2005 European Food
Safety Authority (EFSA) official
opinion. The EFSA opinion examined
the potential for allergenicity of lupin in
response to a request from the European
Commission, which was considering
whether to place lupin on a list of
known allergens and require lupin
identification on food labels. (Id.; see
also Ref. 5). The EFSA opinion noted
allergic reactions to lupin have been
documented in individuals allergic to
peanuts and those with no known
allergy to peanuts. (Ref. 5).
FDA also provided information on
BLAD’s bioinformatics. Using publicly
available sequence information, FDA
determined that b-conglutin, the
specific protein from which BLAD is
derived, is a major lupin allergen, Lup
an 1. (Ref. 1). FDA further concluded
that BLAD has a high amino acid
sequence identity to two major
allergens—Lup an 1 and Ara h 1, a
major peanut allergen. (Id.) Based on
information about the allergenicity of
the source plant and the sequence
homology to major allergens, FDA
concluded that, under the Codex
Guideline and the 2001 FAO/WHO
Report, BLAD would be considered an
allergen until proven otherwise. (Id.)
Taking this new information
concerning BLAD’s source into account
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along with BLAD’s bioinformatics, EPA
proceeded to analyze BLAD under the
Codex Guideline approach for assessing
proteins derived from known allergenic
sources, which emphasizes the need for
specific sera testing to overcome the
presumption that the protein will be
allergenic. (Ref. 6). This new approach
differed from the approach EPA used in
its initial assessment of BLAD; lacking
information that the protein was derived
from a known allergenic source, EPA
had used the general assessment
approach recommended for proteins
that are not known to be derived from
known allergenic sources. (Id.) In
addition to using this new approach,
EPA sought FDA’s insight on evaluating
food allergens as it evaluated BLAD’s
potential allergenicity.
Applying the 2001 FAO/WHO Report
and Codex Guideline processes for
assessing substances derived from
known allergenic sources, EPA
requested that CEV submit additional
data to overcome the presumption that
BLAD would pose a potential
allergenicity concern. EPA also required
residue chemistry field trials and a
residue decline study to determine
likely residue levels of BLAD on treated
commodities listed on the pesticide
label. (Id.) Upon receipt of this new
information, EPA reexamined the safety
of BLAD.
Based on that reexamination, on May
29, 2015, EPA proposed to revoke the
established tolerance exemption, which,
on its face, contains no numerical limit
on permissible residues in or on all food
commodities, and to establish tolerances
for residues of BLAD in or on almonds,
grapes, strawberries, and tomatoes at
0.005 ppm (the level of detection). 80
FR 30640 (May 29, 2015). In essence,
the proposal noted that, since the
available allergenicity data did not rule
out the potential of BLAD’s
allergenicity, the Agency was unable to
continue supporting the safety finding
for the BLAD exemption, which set no
numerical limits for exposures to BLAD
on all food commodities, which
facilitate the process for identifying
residues that might be higher than
expected in instances of pesticidal
misuse. Nevertheless, the Agency
determined that, because the available
residue data indicate a lack of detectable
residues on certain commodities (i.e.,
almonds, grapes, strawberries, and
tomatoes), numerical tolerances set at
the level of detection for ensuring
negligible residues of BLAD on
almonds, grapes, strawberries, and
tomatoes as expected under approved
label use conditions were safe. Id. at
30643–44.
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The Agency received five timely
comments on the proposal, as well as a
number of late-filed comments. Of those
timely comments, many expressed
confusion about the Agency’s basis for
its proposal and challenged whether the
proposal was based on the available
data. Some commenters also expressed
concerns for the proposal’s impact on
farmers and trade. Upon further review
of that proposal and following
additional consultation with FDA
regarding the commenters’ scientific
challenges to the proposal (Refs. 7, 8),
the Agency recognized that the rationale
for its May 29, 2015, proposal could
have been presented more clearly. In
addition, the registrant requested that
additional commodities be added to this
tolerance rulemaking action.
Consequently, in response to the
concerns raised in the comments and
the request for additional commodities,
the Agency has decided to repropose
with additional explanation addressing
the basis for revoking the tolerance
exemption and establishing tolerances
set at the LOQ for residues in or on the
commodities identified in the May 29,
2015, proposal, as well as other
commodities requested by the registrant
in the interim. This reproposal
supersedes and replaces the proposal
issued on May 29, 2015.
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V. Aggregate Risk Assessment and
Determination of Safety
A. Toxicological Profile
EPA has evaluated the available
toxicity data and considered its validity,
completeness, and reliability as well as
the relationship of the results of the
studies to human risk. EPA has also
considered available information
concerning the variability of the
sensitivities of major identifiable
subgroups of consumers, including
infants and children.
As noted in the preamble to the
March 22, 2013, final rule, all of the
toxicity data requirements have been
fulfilled. The toxicological profile of
BLAD has not changed since that rule;
therefore, EPA is relying on the toxicity
findings in that document and
supporting documents to support its
continuing conclusion that BLAD does
not present any toxic concerns. 78 FR at
17601–02 and Ref. 4.
As noted in Unit IV., upon receiving
new information about BLAD’s source
from FDA, EPA reexamined the
potential allergenicity of BLAD for
lupin-sensitive and peanut-sensitive
individuals, using the approach
recommended in the 2001 FAO/WHO
Report and in the Codex Guideline: (1)
Identify the source of the protein; (2)
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assess the extent to which a protein is
similar in structure to a known allergen;
and (3) for substances derived from a
known allergenic source and that have
sequence homology with a known
allergen, test sera of a sufficient number
of individuals who are sensitized to the
allergenic source. (Refs. 2, 3).
BLAD is a fragment of the b-conglutin
protein produced in the sweet lupin
(Lupinus albus). There are several
sources indicating that lupin is a major
allergen. First, EFSA has issued a
number of science opinions recognizing
lupin as causing allergic reactions in
peanut-sensitive individuals and IgE
sensitization in individuals with no
known allergy to peanuts. (Refs. 5, 9).
Based on the EFSA reports, the
European Commission added lupin to
the list of major allergens that must be
identified on food labels. (Ref. 10). FDA
also considers lupin to be a food
allergen and, based on reports of allergic
reactions to lupin (some severe), has
issued advisory statements to alert
consumers to the potential for allergic
reactions to foods containing lupin,
especially those individuals with a
peanut allergy. (Refs. 8, 11, 12). In
addition, both EFSA and FDA cite to
extensive scientific literature indicating
that exposure to lupin causes allergic
reactions in peanut-sensitive
individuals (indicating cross-reactivity),
as well as in the general population.
(Refs. 1, 5, 8). After considering this
information, EPA has concluded that
lupin, from which BLAD is derived, is
a known allergen.
EPA also assessed BLAD for any
sequence homology to known allergens.
EPA determined that BLAD exhibits a
high sequence homology (58%) when
compared to Ara h 1, a recognized
allergen known for causing allergic
reactions (sometimes severe) in peanutsensitive individuals. (Ref. 4). In
addition, FDA informed EPA that BLAD
is also 86% identical and 91% similar
in amino acid sequence (with no gaps)
to Lup an 1.0101, the b-conglutin
derived from Lupinus angustifolius.
(Ref. 8). Lup an 1 has been recognized
as a food allergen in the World Health
Organization/International Union of
Immunological Sciences database, (Ref.
13), and EFSA considers Lup an 1 to be
the major lupin allergen. (Ref. 9 at 165).
Given that BLAD is derived from a
known allergen and has a high sequence
homology to two known allergens, EPA
required additional testing to further
assess BLAD’s potential allergenicity,
consistent with the Codex Guideline
recommendation to seek specific serum
testing or immunological assays where
sera are available.
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In response, CEV agreed to conduct
studies that test for allergenicity,
including a skin prick (in vivo) test on
individuals sensitive to Ara h 1 and in
vitro immunological testing on serum
from those individuals. (Ref. 14). After
identifying several patients who
reported having an allergy, a skin prick
test (SPT) was conducted in order to
establish a sampling population that
was sensitive to lupins and/or peanuts.
(Ref. 15). Sera from 30 individuals 2 who
were found in the SPT to have a
sensitivity to the lupin and/or peanut
extract were used to evaluate the
capacity of cross-reactivity to BLAD in
these sensitive individuals. (Ref. 6). The
IgE-specific in vitro immunoblot
(ELISA) testing results did not indicate
any IgE binding to BLAD, i.e., the results
indicated that BLAD did not react with
the tested patients’ sera. (Id.; Ref. 15).
While the lack of reactivity indicates
that BLAD may not cause an allergic
response in the tested patients, EPA has
determined, as discussed below, that
this study is not sufficient to overcome
the presumption of allergenicity for
BLAD among the general population of
lupin-sensitive and/or peanut-sensitive
individuals, given the protein’s source
and sequence homology. (Ref. 16). As
noted in Unit III.B., according to the
Codex Guideline, ‘‘a negative result in
in vitro immunoassays may not be
considered sufficient, but should
prompt additional testing, such as the
possible use of skin test and ex vivo
protocols.’’ (Ref. 3 at 23). The critical
issues are the availability of sera from a
sufficient number of individuals, the
quality of the sera, and the
standardization of the assay procedure.
(Id. at 22–23.)
Both EPA and FDA have reviewed the
submitted data to determine whether it
supports a conclusion that BLAD is not
an allergen. Because of FDA’s initial
concerns about BLAD and in light of
FDA’s experience evaluating food
allergens, EPA discussed the submitted
data with FDA and considered FDA’s
analysis of the sera testing in EPA’s own
assessment of the data. FDA identified
several concerns about the sufficiency of
the quantity and quality of the sera used
in the testing, which raise questions
about the scientific reliability of the data
for proving that BLAD is not an allergen.
As an initial matter, FDA noted that the
sera testing method ‘‘is not the most
robust for disproving allergenicity to a
potential allergenic food ingredient.’’
(Ref. 8 at 4–5). FDA explained that the
2 The initial serum study selected 26 patients who
reacted to the lupin and/or peanut in the SPT. After
EPA expressed concern about some of the results
of the study, sera from additional patients were
included in the study. (Refs. 6, 15).
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‘‘most reliable or ‘gold standard’ method
for assessing whether or not a food or
food protein will be clinically reactive
is clinical testing by oral food challenge
in a well-characterized group of food
allergic individuals.’’ (Id. at 5). One of
FDA’s concerns about the serum test
itself relates to the level of
characterization of the recruited
patients’ clinical history. (Id.) FDA
notes that it typically encourages
submitters of in vitro sera testing to test
a ‘‘statistically significant number of
sera from well-characterized food
allergic individuals.’’ (Id.) In reviewing
the BLAD sera study, FDA found such
characterization lacking, in that
characterization consisted of recruited
patients’ own clinical history of
reactions to lupin or peanut and a skin
prick test. (Id.) FDA further explained
why this level of clinical history
characterization raises uncertainty about
whether sera were obtained from an
appropriately sensitive population of
allergic individuals:
[W]ithout confirmation of allergy by
observed positive food allergen
challenge, there remain uncertainties
about how truly reactive these patients
are to the food allergen and how
representative they are of the population
of potential reactors to the allergen. For
example, depending on when the last
allergic reactions occurred, a patient
may have outgrown their food allergy
yet still be sensitized (having specific
IgE) to the allergen. Also, some subjects
may have associated non-specific
reactions, e.g., an outbreak of hives/
urticaria, to a food they had eaten or
were sensitized to, even though they are
not truly reactive to the food. Skin prick
tests are also prone to false positive
results, especially with findings of small
wheal and flare responses (<4 mm)
(Bernstein et al., 2008), which were the
findings seen in a number of patients in
the applicant’s study. Inclusion of
patients who are not validated to be
clinically reactive to the allergen in
question impacts the robustness and
statistical power of the data. In the
applicant’s study, FDA found poorly
characterized information about the
recruited patients’ reaction histories.
(Id. at 5–6).
In addition, FDA expressed a concern
about the level of IgE response in the
recruited patients:
In addition, IgE-specific level
responses to lupin and/or peanut were
not found to be robust in most patients,
with levels reported to be low (less than
2 kU/L) in the majority of subjects. In
clinical practice to determine if a
patient with mild or unclear allergictype symptoms to the food is allergic,
most specialists would consider food
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challenge for a patient with peanut IgE
levels less than 2 kU/L, as 50% of
peanut-allergic individuals with a
median measurement of 2 kU/L are
reported to have negative challenges
(Nowak-Wegrzyn et al., 2009; Perry et
al., 2004). Although patients could still
be clinically allergic at low levels of IgE,
for peanut, universally accepted clinical
cut-off IgE levels to predict likely
clinical peanut allergy have been
reported at much higher levels, i.e., 14
to 15 kU/L. Patients with specific IgE at
or above these predictive levels of 14 to
15 kU/L have a 90–95% likelihood of
reacting to peanut during peanut
challenge (Nowak-Wegrzyn et al., 2009;
Sampson and Ho, 1997; Sampson,
2001). IgE cut-off levels for predicting
lupin reactivity have not been
established. FDA also found that only
about one third of total patients in the
applicant’s sera study had evidence of
IgE to Ara h 1 peanut protein, the
relevant allergen in the diagnostic workup for determining whether BLAD
would pose a potential cross-reactive
hazard for peanut-allergic individuals.
Although BLAD was not shown to bind
IgE in these subjects, the number of
patients analyzed is too small to draw
any meaningful statistical predictions of
lack of allergenicity to BLAD for the
general peanut-allergic population. (Id.
at 6).
FDA again noted that ‘‘[r]ecruiting
patients who had gone through and
were observed to be reactive to peanut
and/or lupin by the ‘gold standard’ food
challenge would have helped to
eliminate these uncertainties about the
robustness of the allergic sera
characterization.’’ (Id.)
Finally, FDA expressed concern about
the quality of the testing data, including
an inadequate description of the
methodology used and poor quality of
the sera blot analyses, which further
limit the ability to draw conclusions
about the results of the sera testing. (Id.)
EPA gives great weight to FDA’s
expertise on the issue of allergenicity,
given FDA’s role in assessing food safety
and their experience in evaluating foods
for potential allergenicity concerns. As
such, EPA has considered many of the
concerns raised by FDA in its own
analysis of the submitted data. After its
initial conclusion that the lack of
evidence of sera reactivity to BLAD
provides an indication that BLAD may
not be an allergen, EPA, taking into
consideration FDA’s concerns and the
Codex Guideline warning that negative
serum testing results may not be
sufficient to disprove allergenicity,
reexamined the adequacy of the
submitted sera testing. (Ref. 6).
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According to the Codex Guideline,
‘‘the availability of human sera from a
sufficient number of individuals’’ and
the ‘‘quality of the sera’’ are important
to ensure the validity of the test results.
For the present situation, the quality of
the sera is the more significant issue for
the BLAD test results. In order to
evaluate the quality of the sera, EPA
looks to the 2001 FAO/WHO Report,
which cautions that patients should be
carefully selected to ensure an adequate
level of sensitivity to the protein. (Ref.
2 at 7). If patients have a low level of
sensitization, then the usefulness of the
sera to predict reactivity will be
compromised. (Id.) In other words, the
sera must be from patients whose
allergenicity has been verified and who
are sufficiently sensitive so that the sera
will react to the allergen. If sera used is
taken from patients who have not had
their allergy verified or who may have
low levels of allergic reaction (i.e., are
insufficiently sensitive to the allergens),
the sera may not react to the test
substance, giving a negative result that
cannot be extrapolated to the larger
population of allergic or sensitized
individuals. This result would
undermine the reliability of the study
results for disproving allergenicity,
which can be especially problematic for
substances derived from known
allergens or that are similar or identical
to known allergens.
Taking into consideration the need to
ensure the quality of the sera and FDA’s
concerns about the quality of the sera
used in the serum study, EPA has
determined that the study
characterization of recruited patients’
clinical history of allergic reactions and
lack of verification of allergenic
reactivity raises uncertainties about the
reliability of the study results to
conclusively disprove BLAD’s potential
to pose an allergenic risk to lupinsensitive and/or peanut-sensitive
individuals. (Ref. 16). The quality of the
sera being used as a test reagent is a
critical issue in ensuring the reliability
of the study results for predicting
reactivity. (Id.) The selection of test
subjects based on self-reported clinical
symptoms without a food challengeconfirmed allergy, as well as the
potential for false positives in skin prick
tests, raise questions about the selection
process, the adequacy of the IgE levels,
and whether the study involved an
adequate number of patients. (Id.) In
other words, these facts introduce
uncertainty about the quality of the sera
and thus the reliability of the study
results. Consequently, EPA does not
consider this study to be scientifically
reliable to overcome the presumption of
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allergenicity for BLAD, given the source
of the protein and the bioinformatics
analysis. (Id.)
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B. Toxicological Points of Departure/
Levels of Concern
The Agency did not identify any
points of departure for BLAD. The
toxicity database does not contain any
indication of toxic effects as a basis for
any toxicological points of departure or
levels of concern. Moreover, there is no
known threshold for allergenicity to
BLAD. As a result, the Agency is not
conducting a quantitative assessment of
risk from potential BLAD exposure.
Rather, the Agency’s assessment of
safety is based on the lack of exposure
to BLAD because, as discussed in Unit
V.C., the available residue data indicate
that, when applied under current label
rates and using good agricultural
practices, there will be negligible to no
detectable residues of BLAD on treated
crops.
C. Exposure Assessment
1. Dietary exposure from food and
feed uses. BLAD has been approved for
use on several commodities; therefore,
EPA evaluated the potential for BLAD
residues on those crops in order to
assess exposure.
CEV initially submitted residue data
for grape, tomato, and strawberry. Field
trials were conducted applying
PROBLAD PLUS (a fungicide product
containing BLAD at 20%) at the
maximum product-labeled application
rate (0.75 pounds of active ingredient
per acre, five broadcast foliar
applications per season, at 7-day
intervals). Those studies showed that
there were no quantifiable residues
(where the LOQ is 0.02 ppm) on any
treated grape, tomato, or strawberry
commodities, and the majority of
samples showed no residues above the
level of detection (0.005 ppm). (Ref. 15).
CEV later submitted additional field
residue studies on cherry, cucumber,
and apple that similarly demonstrated
that application consistent with labeled
rates resulted in residues at or below the
level of detection of 0.005 ppm. (Ref.
17).
The Agency also requested that CEV
conduct field trials using exaggerated
application rates of 5X and 10X to
determine the rate of BLAD residue
degradation. Since the 10X
concentration would be phytotoxic, CEV
conducted field trials on tomatoes and
strawberries using only the 5X
application rate (3.75 pounds of active
ingredient per acre). The decline curve
for the treated commodities indicated a
half-life of 2 days. Based on the
measured residue levels in the study
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and using a first order degradation
model, EPA was able to calculate a
theoretical rate of degradation of 0.4215,
which was then used to predict BLAD
residues following treatment. (Ref. 15).
Applying this degradation rate to
residue levels observed in field residue
data and taking into consideration the
required 1-day interval between
application and harvest of treated crops,
the Agency expects that there will be no
residues of BLAD above the level of
detection, if any remain at all, when
commodities are treated in accordance
with the label. (Id.) This rapid
degradation rate is consistent with the
expectation that BLAD, as a protein
fragment, is susceptible to rapid
degradation by environmental factors,
such as microbial proteases. (Ref. 17).
Based on the available residue data,
the Agency concludes that residues on
grape, tomato, strawberry, apple, cherry,
and cucumber will be below levels of
detection and possibly non-existent
when used in accordance with the label
at the time of consumption. The Agency
has also concluded that the available
data is mutually supportive and is
appropriate for supporting additional
tolerances for certain crop groupings,
hops, and almonds. (Id.)
Based on the available representative
commodity data, the registrant
requested use on and tolerances for the
following crop groups: Vegetable,
fruiting, group 8–10; vegetable, cucurbit,
group 9; fruit, pome, group 11–10; and
fruit, stone, group 12–12. Although
residue trials on all the representative
commodities for those crop groups were
not completed, the Agency has
determined that trials on the remaining
representative commodities are not
necessary. The available residue data
are mutually supportive and support a
conclusion that any additional residue
data for the other representative
commodities would yield the same
results. Given the similarity and
consistency of the residue levels in
these studies—in particular the
consistency of results showing residues
levels near or below the level of
detection—the similarity in plant
morphology between the representative
commodity and the other commodities
in the corresponding crop group, and
the additional factors supporting the
anticipated lack of exposure to residues
of BLAD (i.e., rapid degradation rate and
post-harvest interval), the Agency
concludes that the available data are
sufficient to support these crop groups.
(Id.)
In addition, the Agency has
concluded that no separate tolerances
are needed for processed commodities
of the raw agricultural commodities
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contained in these crop groups. (Id.) The
rapid degradation of BLAD by microbes
on treated crops combined with the
methods for processing these
commodities (e.g., washing and
pasteurizing) will reduce the already
low levels of residues on the treated
commodities. The tolerances being
established are sufficient to cover
residues in those processed
commodities.
Moreover, although no residue field
trials were submitted to support the
hops, dried cones tolerance, the Agency
has assessed the potential for exposure
to BLAD residues on hops by examining
the short environmental persistence of
BLAD and the additional processing
steps to which hops is subject prior to
consumption. Following application of
BLAD to hops, at rates that are the same
as for other labeled crops, initial
residues of BLAD are expected to
rapidly degrade during the drying
phase. The long drying time would also
allow a longer time for microbial
degradation of the protein. Furthermore,
processing of hops, which is used as a
flavoring and preservative in fermented
beverages, is expected to further
mitigate exposure prior to consumption.
All of these factors suggest an
elimination of potential residues on
hops by the time of consumption. (Id.)
Because the application rates and
methods are the same for grape and
almond, the residue data can be
translated to almond hulls, and the
Agency has determined that the
residues on almond hulls will be similar
to residues found on strawberries,
grapes, and tomatoes. (Ref. 18). The
general practice for harvesting almonds,
which typically involves 7–10 days of
drying before processing, is likely to
further reduce residues on the almond
hulls. Also, because BLAD is not
applied directly to the almonds, the
Agency expects residues on the almond
nutmeat itself to be even lower.
Because almond hulls are an animal
feed item, section 180.6 of EPA’s
regulations requires that EPA consider
whether residues of BLAD present on
animal feed items will result in residues
of BLAD in meat, milk, eggs, or poultry
commodities consumed by humans. 40
CFR 180.6(a). If there is no reasonable
expectation of residues in the livestock
commodities, the Agency can establish
a tolerance on the raw agricultural
commodity (in this case, the almond).
40 CFR 180.6(b). Based on the available
information, EPA has concluded that
the likely residues on almond hulls will
be at or below levels of detection. Even
if there are any residues remaining on
almond hulls that are ingested by
animals, EPA has concluded that there
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is not likely to be any residues in the
livestock commodities. (Ref. 18). Due to
its molecular size, BLAD is not expected
to pass through biological membranes.
Moreover, it is expected to be rapidly
digested instead of accumulating in
animal tissues. (Id.) As a result, there is
no reasonable expectation of residues in
livestock commodities and thus no need
for associated livestock commodity
tolerances.
2. Dietary exposure from drinking
water. The Agency expects residues of
BLAD in drinking water to be negligible.
Because BLAD is applied foliarly, there
is a chance that it may get into drinking
water, but there is likely to be very little
in the environment from applications.
Moreover, what little residue may be
present would likely be subject to
potential photolysis and microbial
degradation due to its nature as a
protein.
3. From non-dietary exposure. The
term ‘‘residential exposure’’ is used in
this document to refer to nonoccupational, non-dietary exposure
(e.g., for lawn and garden pest control,
indoor pest control, termiticides, and
flea and tick control on pets). BLAD is
not registered for any specific use
patterns that would result in residential
exposure.
4. Cumulative effects from substances
with a common mechanism of toxicity.
Section 408(b)(2)(D)(v) of the FFDCA
requires that, when considering whether
to establish, modify, or revoke a
tolerance, the Agency consider
‘‘available information concerning the
cumulative effects of [a particular
pesticide’s] . . . residues and other
substances that have a common
mechanism of toxicity.’’
EPA has not found BLAD to share a
common mechanism of toxicity with
any other substances, and BLAD does
not appear to degrade into any toxic
metabolite or other substance of
concern. For the purposes of this
tolerance action, therefore, EPA has
assumed that BLAD does not have a
common mechanism of toxicity with
other substances. For information
regarding EPA’s efforts to determine
which chemicals have a common
mechanism of toxicity and to evaluate
the cumulative effects of such
chemicals, see EPA’s website at https://
www.epa.gov/pesticide-science-andassessing-pesticide-risks/cumulativeassessment-risk-pesticides.
D. Safety Factor for Infants and
Children
FFDCA section 408(b)(2)(C) provides
that, in considering the establishment of
a tolerance or tolerance exemption for a
pesticide chemical residue, EPA shall
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apply an additional tenfold (10X)
margin of safety for infants and children
in the case of threshold effects to
account for prenatal and postnatal
toxicity and the completeness of the
database on toxicity and exposure,
unless EPA determines that a different
margin of safety will be safe for infants
and children. This additional margin of
safety is commonly referred to as the
Food Quality Protection Act Safety
Factor. In applying this provision, EPA
either retains the default value of 10X,
or uses a different additional safety
factor when reliable data are available to
support the choice of a different safety
factor.
Because the Agency has not identified
any threshold effects for BLAD, this
additional safety factor is not applicable
for assessing risk to infants and
children.
E. Aggregate Risks and Determination of
Safety
EPA has evaluated the available
toxicity, allergenicity, and exposure
data and considered its validity,
completeness, and reliability, as well as
the relationship of the results of the
studies to human risk. Taking into
consideration all available information
on BLAD, EPA cannot conclude that
unlimited exposures to BLAD on all
food crops would not pose a risk of
allergenicity to lupin-sensitive or
peanut-sensitive individuals. The data
submitted on the potential allergenicity
does not overcome the burden for
demonstrating that BLAD is not an
allergen, given that BLAD is derived
from a known allergenic source and the
bioinformatics analysis demonstrates
sequence similarity with other major
allergens. Based on this information, the
Agency can no longer support a safety
determination for an unlimited
exemption from the requirement of a
tolerance for residues of BLAD on all
food commodities. As a result, EPA is
proposing to revoke the current
tolerance exemption for BLAD found in
40 CFR 180.1319.
Although EPA can no longer support
the existing tolerance exemption for
BLAD, which, on its face, places no
limits on the levels of BLAD residues on
any food commodities, EPA has
determined, based on residue data
supporting a conclusion of negligible to
no exposure to BLAD residues on
certain crops, that certain limited
tolerances would be safe. That is, there
is a reasonable certainty that no harm
will result to the U.S. population,
including infants and children, from
aggregate exposure to residues of BLAD
when it is applied as a fungicide in
accordance with label directions and
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7705
good agricultural practices on the
following commodities: Almond;
almond, hulls; fruit, pome, group 11–10;
fruit, stone, group 12–12; grape; hops,
dried cones; strawberry; vegetable,
cucurbit, group 9; and vegetable,
fruiting, group 8–10. Such exposure
includes all anticipated dietary
exposures and all other exposures for
which there is reliable information.
Upon consideration of information
regarding the likely levels of exposure to
BLAD from approved use patterns, EPA
concludes that the approved uses of
BLAD are unlikely to result in residues
above the level of detection when
shipped in interstate commerce.
Further, based on expected degradation
rates, the Agency expects residue levels
at the time of consumption to be even
lower, likely non-existent. The lack of
exposure to detectable residues of
BLAD, if there are any residues at all, is
the basis for the Agency’s safety finding
for these tolerances.
While the Agency, as a general matter,
expects users to follow label directions
on pesticide products and that residue
data indicate that application in
accordance with the label results
primarily in undetectable residues or
levels at or below levels of detection,
EPA is proposing to establish tolerances
at the lowest level for measuring
quantifiable residues of BLAD (0.02
ppm). Given the potential severity of
allergic reactions, the Agency believes
that setting numerical tolerances, rather
than leaving in effect an unlimited
exemption, is the appropriate regulatory
mechanism for monitoring residues and
facilitates the removal of adulterated
commodities from the food supply if
residues are found above tolerance
levels on any of these commodities. The
expectation of negligible to no residues
under proper use conditions, subject to
the mechanisms of enforcement under
the FFDCA and the Federal Insecticide,
Fungicide, and Rodenticide Act
(FIFRA), provide assurance that
consumers will not be exposed to
residues of BLAD that may cause harm.
Therefore, EPA is proposing to revoke
the current exemption and establish
tolerances for residues of BLAD in or on
the following commodities at 0.02 ppm:
Almond; almond, hulls; fruit, pome,
group 11–10; fruit, stone, group 12–12;
grape; hops, dried cones; strawberry;
vegetable, cucurbit, group 9; and
vegetable, fruiting, group 8–10.
VI. Other Considerations
A. Analytical Enforcement Methodology
Adequate enforcement methodology
(Enzyme-Linked Immunosorbent Assay
(ELISA: EASI Method No: RA029 and
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RA031)) is available to enforce the
tolerance expression.
The method may be requested from:
Chief, Analytical Chemistry Branch,
Environmental Science Center, 701
Mapes Rd., Ft. Meade, MD 20755–5350;
telephone number: (410) 305–2905;
email address: residuemethods@
epa.gov.
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B. International Residue Limits
In making its tolerance decisions, EPA
seeks to harmonize U.S. tolerances with
international standards whenever
possible, consistent with U.S. food
safety standards and agricultural
practices. EPA considers the
international maximum residue limits
(MRLs) established by the Codex
Alimentarius Commission (Codex), as
required by FFDCA section 408(b)(4).
The Codex Alimentarius is a joint FAO/
WHO food standards program, and it is
recognized as an international food
safety standards-setting organization in
trade agreements to which the United
States is a party. EPA may establish a
tolerance that is different from a Codex
MRL; however, FFDCA section 408(b)(4)
requires that EPA explain the reasons
for departing from the Codex level.
The Codex has not established an
MRL for BLAD.
C. Trade and Economic Considerations
The Agency received comments on its
May 29, 2015, proposal about the
potential impact of the proposal on
trade and farmers. The commenters
alleged that the proposal failed to
address possible impacts on
international trade, including the
potential to cause other countries to
require or amend MRLs, to develop
enforcement procedures consistent with
international regulatory data
requirements, and to impose new and
more onerous data requirements. The
commenters also expressed concern
about the lack of harmonization with
Canada, which has decided not to
regulate residues of BLAD, and pointed
to the potential for disruption in trade
between the United States and Canada,
or at least confusion at the border for
enforcing the different standards, as a
result. In addition, many commenters
expressed concern that the proposal
revoking the exemption would have an
adverse impact on farmers who relied
on BLAD as an effective fungicide.
Under the FFDCA, tolerances and
exemptions from the requirement of a
tolerance may be established when EPA
determines that they are safe. 21 U.S.C.
346a(b)(2)(A)(i), (c)(2)(A)(i). The FFDCA
also requires that EPA revoke tolerances
or exemptions when it determines they
are not safe. Id. This safety assessment
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is a risk-only assessment, not a riskbenefit standard. In essence, the statute
directs that whether EPA can leave in
effect or establish a tolerance or
exemption is based solely on the
Agency’s assessment of the risk to
human health and not a balancing of
other non-safety factors (e.g., impact on
trade or impact on farmers) with the
risk. The FFDCA directs EPA to
consider several factors relevant to the
safety of the pesticide residue in food
(aggregated with other sources of
exposure to the pesticide residue),
placing particular emphasis on human
dietary risk. See, e.g., 21 U.S.C.
346a(b)(2)(B) (addressing an exception
to the safety standard for pesticide
residues as to which EPA ‘‘is not able
to identify a level of exposure to the
residue at which the residue will not
cause or contribute to a known or
anticipated harm to human health’’); 21
U.S.C. 346a(b)(2)(C) (requiring special
safety findings as to ‘‘infants and
children’’ regarding their
‘‘disproportionately high consumption
of foods’’ and their ‘‘special
susceptibility * * * to pesticide
chemical residues’’); 21 U.S.C.
346a(b)(2)(D)(iii) (requiring
consideration of the relationship
between toxic effects found in pesticide
studies and human risk); 21 U.S.C.
346a(b)(2)(D)(iv), (vi), and (vii)
(requiring consideration of available
information on ‘‘dietary consumption
patterns of consumers,’’ ‘‘aggregate
exposure levels of consumers,’’ and the
‘‘variability of the sensitivities of major
identifiable subgroups of consumers’’);
21 U.S.C. 346a(b)(2)(D)(vi) (requiring
consideration of ‘‘non-occupational’’
sources of exposure); 21 U.S.C.
346a(b)(2)(D)(viii) (requiring
consideration of information bearing on
whether a pesticide ‘‘may have an effect
in humans that is similar to an effect
produced by a naturally occurring
estrogen or other endocrine effects’’); 21
U.S.C. 346a(l)(2) and (3) (requiring
revocation or suspension of tolerances
where associated FIFRA registration is
canceled or suspended ‘‘due in whole or
in part to dietary risks to humans posed
by residues of that pesticide chemical
on that food’’).
The only mention of a factor relevant
to trade is found in FFDCA section
408(b)(4), which, as noted in Unit VI.B.,
requires EPA to determine whether an
MRL has been established by Codex
when establishing a tolerance and to
explain its reasons for departing from
that level, if applicable. 21 U.S.C.
346a(b)(4). Here, as noted above, Codex
has not established any MRLs for BLAD;
therefore, there is nothing to harmonize
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and no discrepancies to explain. As a
matter of policy and where the Agency
can support the safety finding, EPA
seeks to harmonize U.S. tolerances
whenever possible with Codex MRLs
and the MRLs of other trading partners,
including Canada, consistent with U.S.
food safety standards and agricultural
practices. For BLAD, based on the
available information, EPA can no
longer maintain the safety finding to
support the unlimited tolerance
exemption for BLAD residues on all
commodities. Harmonization with
Canada’s regulatory approach is not a
legal basis for retaining the exemption
under the FFDCA when EPA concludes
that the exemption is not safe.
Notwithstanding the substantive
restrictions of the FFDCA, EPA
recognizes the obligations of the United
States to comply with the procedural
obligations under the World Trade
Organization’s Sanitary and
Phytosanitary Measures Agreement (SPS
Agreement). Because the proposal is a
regulation subject to the requirements of
the SPS Agreement, EPA intends to
comply with the provisions of that
Agreement, including those related to
notification and implementation,
including allowing for a 6-month delay
in the exemption revocation to provide
exporting countries a period of time to
adjust to the U.S. new tolerances. In any
event, the revocation in this proposal is
not discriminatory and is designed to
ensure that both domestically produced
and imported foods meet the food safety
standard established by the FFDCA.
VII. Conclusion
EPA proposes to revoke the existing
tolerance exemption for residues of
BLAD in or on all food commodities as
established in the Federal Register of
March 22, 2013 (78 FR 17600) (FRL–
9380–6) under section 408 of the
FFDCA. Based on the available
information, EPA can no longer support
the safety finding necessary to maintain
the exemption. Notwithstanding the
Agency’s conclusions concerning the
unlimited exemption, the Agency has
determined that the available
information supports a safety finding for
the tolerances for residues of BLAD in
or on almond; almond, hulls; fruit,
pome, group 11–10; fruit, stone, group
12–12; grape; hops, dried cones;
strawberry; vegetable, cucurbit, group 9;
and vegetable, fruiting, group 8–10 at
0.02 ppm. Therefore, EPA is proposing
to establish tolerances for residues of
BLAD on those commodities.
VIII. References
The following is a listing of the
documents that are specifically
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referenced in this document. The docket
includes these documents and other
information considered by EPA,
including documents that are referenced
within the documents that are included
in the docket, even if the referenced
document is not physically located in
the docket. For assistance in locating
these other documents, please consult
the person listed under FOR FURTHER
INFORMATION CONTACT.
1. U.S. Food and Drug Administration (FDA).
Letter from Michael A. Adams, Ph.D.,
Deputy Director of Office of Food
Additive Safety (FAS), Center for Food
Safety and Applied Nutrition (CFSAN) to
Menyon Adams, Biopesticides and
Pollution Prevention Division (BPPD),
Office of Pesticide Programs (OPP), re:
Docket Number EPA–HQ–OPP–2011–
1026. May 21, 2013.
2. Food and Agriculture Organization of the
United Nations (FAO)/World Health
Organization (WHO). Evaluation of
Allergenicity of Genetically Modified
Foods: Report of a Joint FAO/WHO
Expert Consultation on Allergenicity of
Foods Derived from Biotechnology.
January 2001.
3. WHO/FAO. Codex Alimentarius: Foods
Derived from Modern Biotechnology.
2009.
4. U.S. Environmental Protection Agency
(EPA). Memorandum from Miachel
Rexrode, Ph.D., Senior Biologist (BPPD)
to Menyon Adams, Regulatory Action
Leader (BPPD). Request for New Product
Registration for b-Conglutin Section 3
with Tolerance. May 24, 2012.
5. European Food Safety Authority (EFSA).
Opinion of the Scientific Panel on
Dietetic Products, Nutrition and
Allergies on a Request from the
Commission Related to the Evaluation of
Lupin for Labelling Purposes. (Request
No. EFSA–Q–2005–086). The EFSA
Journal (2005) 302, 1–11. December 6,
2005.
6. U.S. EPA. Memorandum from John L.
Kough, Ph.D., Biologist (BPPD) to
Menyon Adams, Regulatory Action
Leader (BPPD). Review of Allergenicity
Decisions on BLAD. December 9, 2015.
7. U.S. EPA. Memorandum from Robert
McNally, Director, BPPD, OPP to Dennis
M. Keefe, Ph.D., Director, CFSAN, FAS.
Request for Specific Input from FDA to
Assist EPA in Addressing Comments
Received in Response to EPA’s Proposal
Regarding Banda de Lupinus alba doce
(BLAD). December 7, 2015.
8. U.S. Department of Health and Human
Services (HHS). Memorandum from
Stefano Luccioli, MD, Medical Officer,
FAS, CFSAN to Dennis Keefe, Ph.D.,
Director, FAS, CFSAN. Response to EPA
Questions in Memorandum Dated
December 7, 2015, Regarding BLAD
Biopesticide. December 17, 2015.
9. EFSA NDA Panel (EFSA Panel on Dietetic
Products, Nutrition and Allergies), 2014.
Scientific Opinion on the Evaluation of
Allergenic Foods and Food Ingredients
for Labelling Purposes. EFSA Journal
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16:00 Feb 10, 2020
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2014;12(11):3894, 286 pp. doi:10.2903/
j.efsa.2014.3894. November 26, 2014.
10. Commission Directive 2006/142/EC
(December 22, 2006), amending Annex
IIIa of European Directive 2000/13/EC
(March 20, 2000).
11. U.S. FDA. Allergies to a Legume Called
Lupin: What You Need to Know. https://
www.fda.gov/consumers/consumerupdates/allergies-legume-called-lupinwhat-you-need-know (last checked May
31, 2019).
12. U.S. FDA. Frequently Asked Questions
on Lupin and Allergenicity. https://
www.fda.gov/food/food-additivespetitions/lupin-and-allergenicityfrequently-asked-questions (last checked
May 30, 2019).
13. World Health Organization/International
Union of Immunological Sciences.
Allergen Nomenclature. Allergen details
for Lup an 1. https://www.allergen.org/
viewallergen.php?aid=421 (last checked
May 31, 2019).
14. U.S. EPA. Memorandum from Miachel
Rexrode, Ph.D., Senior Biologist (BPPD)
to Linda Hollis, Chief, Biochemical
Pesticides Branch (BPB), BPPD. BLAD
Data Requirements. May 15, 2013.
15. U.S. EPA. Memorandum from Miachel
Rexrode, Ph.D., Senior Biologist (BPPD)
to Menyon Adams, Regulatory Action
Leader (BPPD). Evaluation of New Serum
Testing and Field Residue Decline Study
for BLAD. June 6, 2014. As corrected by
the following document: U.S. EPA.
Memorandum from Miachel Rexrode,
Ph.D., Senior Biologist (BPPD) to
Menyon Adams, Regulatory Action
Leader (BPPD). December 28, 2016.
16. U.S. EPA. Memorandum from John L.
Kough, Ph.D., Biologist (BPPD) to
Menyon Adams, Regulatory Action
Leader (BPPD) and Linda Hollis, Branch
Chief, BPB, BPPD. Review of FDA
Interactions on the Allergenicity
Assessment of Banda de Lupinus alba
(BLAD) from CEV. August 23, 2016.
17. U.S. EPA. Memorandum from John L.
Kough, Ph.D., Biologist (BPPD) to
Menyon Adams, Regulatory Action
Leader (BPPD). Review of Crop
Groupings for PROBLAD PLUS. June 26,
2019.
18. U.S. EPA. Memorandum from Judy Facey,
Ph.D., Associate Branch Chief (Acting),
BPB, BPPD and John L. Kough, Ph.D.,
Senior Scientist (BPPD) to Menyon
Adams, Regulatory Action Leader
(BPPD) and Linda Hollis, Branch Chief,
BPB, BPPD. ChemSAC Conclusion on:
Potential BLAD Residues in Meat or Milk
from Almond Hull Feed Consumption
Resulting from Almond Treatment.
January 24, 2017.
19. U.S. EPA. Memorandum from Denise
Keehner, Division Director, Biological
and Economic Analysis Division, OPP to
Public Docket concerning Tolerance
Revocation Rulemaking, Proposed or
Final. RFA/SBREFA Certification for
Import Tolerance Revocation. May 25,
2001.
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7707
IX. Statutory and Executive Order
Reviews
Although this proposed action would
revoke an existing exemption from the
requirement of a tolerance, it also would
establish new tolerances that would
cover pesticide chemical residues
resulting from existing registered uses
under FFDCA section 408(e). The Office
of Management and Budget (OMB) has
exempted these types of actions from
review under Executive Orders 12866,
entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993),
and 13563, entitled Improving
Regulation and Regulatory Review (76
FR 3821, January 21, 2011). As a result,
this action is not subject to Executive
Order 13211, entitled Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May
22, 2001). Nor does it require OMB
review or any Agency action under
Executive Order 13045, entitled
Protection of Children from
Environmental Health Risks and Safety
Risks (62 FR 19885, April 23, 1997). Nor
is this action considered a regulatory
action subject to review under Executive
Order 13771, entitled Reducing
Regulations and Controlling Regulatory
Costs (82 FR 9339, February 3, 2017).
This action does not contain any
information collections subject to OMB
approval under the Paperwork
Reduction Act (44 U.S.C. 3501 et seq.);
does not require any special
considerations under Executive Order
12898, entitled Federal Actions to
Address Environmental Justice in
Minority Populations and Low-Income
Populations (59 FR 7629, February 16,
1994); and does not involve any
technical standards that would require
Agency consideration of voluntary
consensus standards pursuant to section
12(d) of the National Technology
Transfer and Advancement Act (15
U.S.C. 272 note).
This action directly regulates growers,
food processors, food handlers, and food
retailers, but it does not regulate State
or tribal governments. Nor does this
action alter the relationships or
distribution of power and
responsibilities established in the
preemption provisions of FFDCA
section 408(n)(4). Therefore, the Agency
has determined that Executive Orders
13132, entitled Federalism (64 FR
43255, August 10, 1999), and 13175,
entitled Consultation and Coordination
with Indian Tribal Governments (65 FR
67249, November 9, 2000), do not apply
to this action. In addition, this action
does not impose any enforceable duty,
contain any unfunded mandate, or
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otherwise significantly or uniquely
affect small governments as described in
the Unfunded Mandates Reform Act (2
U.S.C. 1501 et seq.).
Pursuant to the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.), the Agency
previously assessed whether
establishment of tolerances, exemptions
from tolerances, raising of tolerance
levels, expansion of exemptions, or
revocations might significantly impact a
substantial number of small entities and
concluded that, as a general matter,
these actions do not impose a significant
economic impact on a substantial
number of small entities. These analyses
for tolerance establishments and
modifications and for tolerance
revocations were published in the
Federal Register of May 4, 1981 (46 FR
24950) (FRL–1809–5) and December 17,
1997 (62 FR 66020) (FRL–5753–1),
respectively, and were provided to the
Chief Counsel for Advocacy of the Small
Business Administration. Taking into
account this analysis, and available
information concerning the pesticide
listed in this proposed rule, the Agency
hereby certifies that this proposed rule
will not have a significant negative
economic impact on a substantial
number of small entities. In a
memorandum dated May 25, 2001, EPA
determined that eight conditions must
all be satisfied in order for an import
tolerance or tolerance exemption
revocation to adversely affect a
significant number of small entity
importers, and that there is a negligible
joint probability of all eight conditions
holding simultaneously with respect to
any particular revocation. (Ref. 19).
Furthermore, for BLAD, the Agency
knows of no extraordinary
circumstances that exist as to the
present proposed rule that would
change EPA’s previous analysis. Any
comments about the Agency’s
determination should be submitted to
EPA along with comments on the
proposed rule and will be addressed
prior to issuing a final rule.
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List of Subjects in 40 CFR Part 180
Environmental protection,
Administrative practice and procedure,
Agricultural commodities, Pesticides
and pests, Reporting and recordkeeping
requirements.
Dated: January 21, 2020.
Richard Keigwin,
Director, Office of Pesticide Programs.
1. The authority citation for part 180
continues to read as follows:
■
Authority: 21 U.S.C. 321(q), 346a and 371.
2. Add § 180.707 to subpart C to read
as follows:
■
§ 180.707 Banda de Lupinus albus doce
(BLAD); tolerances for residues.
(a) General. Tolerances are
established for residues of the fungicide
banda de Lupinus albus doce (BLAD),
including its metabolites and
degradates, in or on the commodities in
the table below. Compliance with the
tolerance levels specified below is to be
determined by measuring only BLAD in
or on the following commodities.
Parts per
million
Commodity
Almond ........................................
Almond, hulls ..............................
Fruit, pome, group 11–10 ...........
Fruit, stone, group 12–12 ...........
Grape ..........................................
Hops, dried cones ......................
Strawberry ..................................
Vegetable, cucurbit, group 9 ......
Vegetable, fruiting, group 8–10 ..
16:00 Feb 10, 2020
Jkt 250001
0.02
0.02
0.02
0.02
0.02
0.02
0.02
0.02
0.02
(b) Section 18 emergency exemptions.
[Reserved]
(c) Tolerances with regional
registrations. [Reserved]
(d) Indirect or inadvertent residues.
[Reserved]
■ 3. Revise § 180.1319 in subpart D to
read as follows:
§ 180.1319 Banda de Lupinus albus doce
(BLAD); exemption from the requirement of
a tolerance.
An exemption from the requirement
of a tolerance is established for the
residues of Banda de Lupinus albus
doce (BLAD), a naturally occurring
polypeptide from the catabolism of a
seed storage protein (b-conglutin) of
sweet lupines (Lupinus albus), in or on
all food commodities when applied as a
fungicide and used in accordance with
label directions and good agricultural
practices. This exemption expires on
[date 6 months after date of publication
of final rule in the Federal Register].
[FR Doc. 2020–02665 Filed 2–10–20; 8:45 am]
BILLING CODE 6560–50–P
Therefore, it is proposed that 40 CFR
chapter I be amended as follows:
VerDate Sep<11>2014
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AGENCY
PART 180—[AMENDED]
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40 CFR Part 180
[EPA–HQ–OPP–2019–0041; FRL–10005–02]
Receipt of a Pesticide Petition Filed for
Residues of Pesticide Chemicals in or
on Various Commodities (October
2019)
Environmental Protection
Agency (EPA).
ACTION: Notice of filing of petition and
request for comment.
AGENCY:
This document announces the
Agency’s receipt of an initial filing of a
pesticide petition requesting the
establishment or modification of
regulations for residues of pesticide
chemicals in or on various commodities.
DATES: Comments must be received on
or before March 12, 2020.
ADDRESSES: Submit your comments,
identified by docket identification (ID)
number by one of the following
methods:
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute.
• Mail: OPP Docket, Environmental
Protection Agency Docket Center (EPA/
DC), (28221T), 1200 Pennsylvania Ave.
NW, Washington, DC 20460–0001.
• Hand Delivery: To make special
arrangements for hand delivery or
delivery of boxed information, please
follow the instructions at https://
www.epa.gov/dockets/contacts.html.
Additional instructions on commenting
or visiting the docket, along with more
information about dockets generally, is
available at https://www.epa.gov/
dockets.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Michael Goodis, Registration Division
(7505P), main telephone number: (703)
305–7090, email address:
RDFRNotices@epa.gov; or Robert
McNally, Biopesticides and Pollution
Prevention Division (7511P), main
telephone number: (703) 305–7090,
email address: BPPDFRNotices@
epa.gov. The mailing address for each
contact person is: Office of Pesticide
Programs, Environmental Protection
Agency, 1200 Pennsylvania Ave. NW,
Washington, DC 20460–0001. As part of
the mailing address, include the contact
person’s name, division, and mail code.
The division to contact is listed at the
end of each pesticide petition summary.
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Agencies
[Federal Register Volume 85, Number 28 (Tuesday, February 11, 2020)]
[Proposed Rules]
[Pages 7698-7708]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-02665]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 180
[EPA-HQ-OPP-2015-0230; FRL-9998-74]
RIN 2070-ZA16
Banda de Lupinus Albus Doce (BLAD); Proposal To Revoke Exemption
and Establish Pesticide Tolerances
AGENCY: Environmental Protection Agency (EPA or Agency).
ACTION: Proposed rule; reproposal.
-----------------------------------------------------------------------
SUMMARY: On May 29, 2015, EPA proposed to revoke the current exemption
from the requirement of a tolerance for residues of banda de Lupinus
albus doce (BLAD) in or on all food commodities and to establish
tolerances for residues of BLAD in or on almonds, grapes, strawberries,
and tomatoes. Following the receipt of several comments, the Agency is
reproposing this action in order to clarify its proposed rulemaking. In
addition, since the publication of the initial proposal, the registrant
has requested that the Agency establish tolerances for additional
commodities. The Agency is undertaking this action under the Federal
Food, Drug, and Cosmetic Act (FFDCA).
DATES: Comments must be received on or before April 13, 2020.
ADDRESSES: Submit your comments, identified by docket identification
number EPA-HQ-OPP-2015-0230, by one of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the online instructions for submitting comments. Do not submit
electronically any information you consider to be Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute.
Mail: OPP Docket, Environmental Protection Agency Docket
Center (EPA/DC), (28221T), 1200 Pennsylvania Ave. NW, Washington, DC
20460-0001.
Hand Delivery: To make special arrangements for hand
delivery or delivery of boxed information, please follow the
instructions at https://www.epa.gov/dockets/where-send-comments-epa-dockets.
Additional instructions on commenting or visiting the docket, along
with more information about dockets generally, is available at https://www.epa.gov/dockets.
FOR FURTHER INFORMATION CONTACT: Anne Overstreet, Deputy Director,
Biopesticides and Pollution Prevention Division (7511P), Office of
Pesticide Programs, Environmental Protection Agency, 1200 Pennsylvania
Ave. NW, Washington, DC 20460-0001; main telephone number: (703) 305-
7090; email address: [email protected].
SUPPLEMENTARY INFORMATION:
I. General Information
A. Does this action apply to me?
You may be potentially affected by this action if you are an
agricultural producer, food manufacturer, or pesticide manufacturer.
The following list of North American Industrial Classification System
(NAICS) codes is not intended to be exhaustive, but rather provides a
guide to help readers determine whether this document applies to them.
Potentially affected entities may include:
Crop production (NAICS code 111).
Animal production (NAICS code 112).
Food manufacturing (NAICS code 311).
Pesticide manufacturing (NAICS code 32532).
B. What should I consider as I prepare my comments for EPA?
1. Submitting CBI. Do not submit this information to EPA through
regulations.gov or email. Clearly mark the part or all of the
information that you claim to be CBI. For CBI information on a disk or
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as
CBI and then identify electronically within the disk or CD-ROM the
specific information that is claimed as CBI. In addition to one
complete version of the comment that includes information claimed as
CBI, a copy of the comment that does not contain the information
claimed as CBI must be submitted for inclusion in the public docket.
Information so marked will not be disclosed except in accordance with
procedures set forth in 40 CFR part 2.
2. Tips for preparing your comments. When preparing and submitting
your comments, see the commenting tips at https://www.epa.gov/dockets/commenting-epa-dockets#tips.
II. This Proposal
A. What is the authority for this action?
EPA is taking this action under section 408(e) of the FFDCA, 21
U.S.C. 346a(e), which allows EPA to issue regulations, including
establishing tolerances and revoking exemptions, on its own initiative.
Under FFDCA section 408(e), the Agency applies the same standards for
establishing tolerances and revoking exemptions found in FFDCA section
408(b) and (c), 21 U.S.C. 346a(b) and (c). FFDCA section
408(b)(2)(A)(i) allows EPA to establish a tolerance (the legal limit
for a pesticide chemical residue in or on a food) only if EPA
determines that the tolerance is ``safe.'' FFDCA section
408(b)(2)(A)(ii) defines ``safe'' to mean that ``there is a reasonable
certainty that no harm will result from aggregate exposure to the
pesticide chemical residue, including all anticipated dietary exposures
and all other exposures for which there is reliable information.'' This
includes exposure through drinking water and in residential settings
but does not include occupational exposure. FFDCA section 408(b)(2)(C)
requires EPA to give special consideration to exposure of infants and
children to the pesticide chemical residue in establishing a tolerance
and to ``ensure that there is a reasonable certainty that no harm will
result to infants and children from aggregate
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exposure to the pesticide chemical residue. . . .''
The relevant portion of FFDCA section 408(c)(2)(A)(i) requires the
Agency to modify or revoke an exemption if the Agency determines it is
not safe, where ``safe'' has the same definition as in FFDCA section
408(b)(2)(A)(ii).
EPA performs a number of analyses to determine the risks from
aggregate exposure to pesticide residues. For further discussion of the
regulatory requirements of FFDCA section 408 and a complete description
of the risk assessment process, see https://www.epa.gov/pesticide-tolerances/setting-tolerances-pesticide-residues-foods.
B. What action is the Agency taking?
EPA is proposing to revoke the existing exemption from the
requirement of a tolerance for residues of the fungicide BLAD in or on
all food commodities that was established in the Federal Register of
March 22, 2013 (78 FR 17600) (FRL-9380-6). In place of the exemption,
EPA is proposing to establish tolerances for residues of the fungicide
BLAD at the level of quantitation (LOQ), i.e., 0.02 parts per million
(ppm), in or on the following commodities: Almond; almond, hulls;
fruit, pome, group 11-10; fruit, stone, group 12-12; grape; hops, dried
cones; strawberry; vegetable, cucurbit, group 9; and vegetable,
fruiting, group 8-10.
EPA is taking this action in response to concerns raised by the
U.S. Food and Drug Administration (FDA) about the potential
allergenicity of BLAD for lupin-sensitive and/or peanut-sensitive
individuals following EPA's promulgation of the tolerance exemption of
BLAD on all food commodities. (Ref. 1). Based on the potential
uncertainty raised by those concerns, EPA sought additional data from
the petitioner and reexamined the safety of the BLAD tolerance
exemption. Following further review of BLAD and an assessment of the
additional data that were provided, EPA has concluded that given the
source of BLAD and the results of bioinformatics analysis, such data do
not disprove the potential for BLAD to pose an allergenicity risk to
lupin-sensitive and peanut-sensitive individuals. As a result, EPA no
longer considers the existing tolerance exemption for residues of BLAD,
which, on its face, permits unlimited residues of BLAD in or on all
food commodities, to be safe. Nevertheless, EPA concludes that the
available residue data and food processing information support a safety
determination for establishing numerical tolerances at the LOQ for
residues of BLAD in or on almond; almond, hulls; fruit, pome, group 11-
10; fruit, stone, group 12-12; grape; hops, dried cones; strawberry;
vegetable, cucurbit, group 9; and vegetable, fruiting, group 8-10.
III. Guidance for Assessing Allergenicity
The Agency considered the following sources of internationally
accepted guidance in assessing the potential allergenicity of BLAD.
Although these documents are primarily concerned with the safety of
foods that have been genetically modified, the allergenicity analysis
is relevant since it outlines a process for evaluating whether the gene
(or protein) engineered into the food has introduced an allergen or
resulted in a food that may be allergenic. EPA considers the
recommended approaches for assessing potential allergenicity to apply
equally to proteins that may be applied directly onto the plant as well
as those directly incorporated into the plant via genetic engineering.
A. Report of Joint FAO/WHO Expert Consultation (2001)
In 2001, the Joint Food and Agriculture Organization of the United
Nations (FAO)/World Health Organization (WHO) Expert Consultation on
Allergenicity of Foods Derived from Biotechnology was held at the
headquarters of the FAO. The 28-expert consultation focused on the
question of allergenicity of genetically modified foods and prepared a
report providing scientific advice for the assessment of allergenicity
of genetically modified foods. (Ref. 2, hereinafter ``2001 FAO/WHO
Report''). The consultation developed a new decision tree identifying
two paths for assessing allergenicity, depending upon whether the
source of the gene is a known allergen. (Id. at 6, 26).
If the source of the gene is a known allergen, the analysis focuses
on both sequence homology and specific sera testing. (Id. at 7-8).
Determining sequence homology to a known allergen is the first step for
genes derived from known allergenic sources. The 2001 FAO/WHO Report
notes that significant sequence homology is indicated (and thus a
potential for cross-reactivity between the new protein and a known
allergen) when there is more than 35% identity between the amino acid
sequence of the expressed protein and the known allergen, within a
window of 80 amino acids. (Id. at 10-11).\1\ If the sequence homology
demonstrates similarity to a known allergen, the product is considered
allergenic, i.e., a person sensitive to a known allergen is likely to
be allergic to the new protein as well. (Id. at 7). The 2001 FAO/WHO
Report notes that for proteins derived from known allergenic sources
where sequence homology to a known allergen is demonstrated, ``the
product is considered allergenic, and no further testing is typically
undertaken.'' (Id.)
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\1\ The 2001 FAO/WHO Report also recognizes that potential for
cross-reactivity may require consideration of additional factors
when proteins have less than 35% identity with a known allergen in a
window of 80 amino acids. (Ref. 2 at 11). These considerations are
not discussed in this document since the sequence homology for BLAD
exceeds 35% identity with other known allergens.
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The 2001 FAO/WHO Report provides that for proteins derived from
known allergenic sources where the sequence homology analysis is
negative, a specific serum screen is to be conducted. (Id. at 7). The
2001 FAO/WHO Report recommends using only patients with a level of
sensitization to the allergen source of more than 10 kilointernational
units per liter (kIU/L) of specific immunoglobulin E (IgE), in order to
ensure that the test is conducted with sera from patients sufficiently
allergic to the source material, and cautions that patients who have a
low level of sensitization may not provide useful results for assessing
reactivity to the expressed protein. (Id.) Assuming adequately
sensitive sera are available, the 2001 FAO/WHO Report notes that the
degree of confidence in the results of the specific serum screening
will depend upon the number of sera available for analysis. To achieve
a 95% certainty that a substance is not a major allergen, a negative
result must be obtained with at least 6 relevant sera; 99% certainty,
at least 8 relevant sera; 99.9% certainty, at least 14 relevant sera.
To achieve 95% certainty that a substance is not a minor allergen, a
negative result must be obtained with at least 17 relevant sera; 99%
certainty, at least 24 relevant sera. Larger numbers of sera are
recommended to increase the confidence associated with negative
immunoassay results; using fewer sera carries the risk of a false
negative outcome. (Id.) The 2001 FAO/WHO Report notes that the in vitro
method applied to assess the results should be a validated assay
measuring specific IgE. (Id.)
The 2001 FAO/WHO Report concludes that any positive results from
the sera screen will define the product as likely to be allergenic and
will normally lead to discontinuation of product development. (Id.) A
negative outcome from the sera screen does not necessarily support a
conclusion that the product is not allergenic, however;
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rather, because of the allergenic nature of the source of the
substance, a desire to continue with product development will normally
prompt further analysis to rule out allergenicity concerns (i.e.,
targeted serum screening, analysis of pepsin resistance, and animal
modeling, and in selected cases, in vivo/ex vivo testing (i.e., skin
prick testing, basophil histamine release, and oral challenge)). (Id.
at 7-8).
If the source of the protein is not a known allergen, the 2001 FAO/
WHO Report decision tree advises consideration of four sets of data:
(1) Sequence homology with known allergens; (2) targeted serum testing;
(3) pepsin resistance; and (4) immunogenicity testing in animal models.
(Id. at 8). If the sequence homology reveals a level of homology with a
known allergen, the protein is ``considered to be an allergenic risk .
. . [and n]o further evaluation for allergenicity would typically be
necessary.'' (Id.) If the sequence homology does not identify any
similarities, the 2001 FAO/WHO Report notes that it does not
necessarily mean that the substance is not an allergen. Rather, because
of potential limitations in the databases or limited information on the
relevant allergen, the 2001 FAO/WHO Report recommends that a targeted
serum screen be conducted to test for cross-reactivity of individual
serum samples containing high levels of IgE antibodies specific to a
source broadly related to the source of the substance at issue, e.g.,
if the gene is derived from a monocot, sera from individuals with
allergies to other monocots would be used in the screen. (Id. at 12). A
positive result with one of these sera will indicate that the substance
is likely to be allergenic and further study would not be necessary,
unless further confirmation is sought through in vivo/ex vivo
approaches mentioned above. (Id. at 8). Negative results would then
lead to the analysis of the protein for pepsin resistance (i.e., how
completely the protein degrades in the presence of pepsin during
digestion) and evidence of immunogenicity in appropriate animal models.
(Id. at 12-13). The 2001 FAO/WHO Report recommends that any results of
these analyses be taken into consideration in combination with the rest
of the decision tree criteria. (Id. at 13.)
B. Codex Alimentarius Guidance (2009)
The Codex Alimentarius Guidance is a ``collection of
internationally adopted food standards, guidelines, codes of practice
and other recommendations,'' developed by an intergovernmental body
with more than 180 members, within the framework of the Joint Food
Standards Programme established by the FAO and WHO. (Ref. 3, preface).
Contained within the Codex Alimentarius Guidance, the Guideline for the
Conduct of Food Safety Assessment of Foods Derived from Recombinant-DNA
Plants (``Codex Guideline'') addresses safety and nutritional aspects
of genetically altered foods and recommends an approach for assessing
the safety of foods derived from recombinant-DNA plants and plants
altered by other techniques. (Id. at 7-33).
The Codex Guideline states that all newly expressed proteins in
recombinant-DNA plants should be assessed for their potential to cause
allergic reactions. (Id. at 15). The Codex Guideline describes stepwise
approach to the assessment of the possible allergenicity of newly
expressed proteins. (Id. at 20-23). The initial assessment involves
three steps: (1) Identify the source of the protein; (2) assess the
extent to which a protein is similar in structure to a known allergen;
and (3) evaluate the resistance of the protein to degradation by
pepsin. (Id. at 21-22).
The Codex Guideline states that ``[i]t is important to establish
whether the source is known to cause allergic reactions. Genes derived
from known allergenic sources should be assumed to encode an allergen
unless scientific evidence demonstrates otherwise.'' (Id. at 21). The
Codex Guideline notes ``[t]he transfer of genes from commonly
allergenic foods . . . should be avoided unless it is documented that
the transferred gene does not code for an allergen. . . .'' (Id. at
15). Because there is no single definitive test for predicting allergic
human response, ``[k]nowledge of the source of the introduced protein
allows the identification of tools and relevant data to be considered
in the allergenicity assessment. These include: the availability of
sera for screening purposes; documented type, severity and frequency of
allergic reactions; structural characteristics and amino acid sequence;
physicochemical and immunological properties (when available) of known
allergenic proteins from that source.'' (Id. at 21).
The next piece of the allergenicity assessment is the amino acid
sequence homology, the purpose of which is to determine whether a
protein is similar in structure to a known allergen and thus has
allergenic potential. (Id.) Assessing similarity to known allergens is
done by comparing the new protein to databases of known allergens,
looking for two types of similarity. First, the sequence homology looks
for contiguous identical amino acid segments; the Codex Guideline noted
that ``the size of the contiguous amino acid search should be based on
scientifically justified rationale in order to minimize the potential
for false negative or false positive results,'' whereas the 2001 FAO/
WHO Report recommended moving from 8 to 6 identical amino acid
segments. (Id.) Second, the sequence homology looks for whether there
is a potential for human IgE cross-reactivity between the new protein
and a known allergen. (Id.) The Codex Guideline incorporates the
finding of the 2001 FAO/WHO Report, which concludes that a potential
cross-reactivity is likely when there is more than 35% identity in a
segment of 80 or more amino acids. (Id.) Where there is a negative
sequence homology, it indicates that the protein is not a known
allergen and is unlikely to be cross-reactive with known allergens.
(Id. at 22). A positive sequence homology indicates that the protein is
likely to be allergenic and, in order to be considered further,
specific serum testing (i.e., testing conducted using serum of
individuals who are sensitized to the allergenic source) should be
conducted. (Id.)
The Codex Guideline also recognizes that many food allergens
exhibit resistance to pepsin digestion and thus resistance to pepsin
digestion can be used to assess potential allergenicity. (Id.) If a
protein is resistant to pepsin digestion, it suggests that further
analysis should be conducted to evaluate potential allergenicity;
however, the Codex Guideline notes that lack of resistance does not
necessarily mean that the protein is not an allergen. (Id.)
The Codex Guideline states that for proteins that originate from a
known allergenic source or that have sequence homology with a known
allergen, testing in immunological assays should be performed where
sera are available. (Id.) The sera should be obtained from individuals
with a ``clinically validated allergy'' to the protein source, and sera
must be obtained from sufficient numbers of individuals to achieve the
necessary level of confidence in the test results regarding the
protein's allergenicity. (Id.) The 2001 FAO/WHO Report notes that, in
the case of a major allergen, a minimum of eight relevant sera is
required in order to achieve a 99% certainty that the new protein is
not an allergen, while in the case of a minor allergen, a minimum of 24
is required. (Id. at n.11). In addition, the ``quality of the sera and
the assay procedure need to be standardized to produce a valid test
result.'' (Id. at 23). ``[A] negative result in in vitro
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immunoassays may not be considered sufficient, but should prompt
additional testing, such as the possible use of skin test and ex vivo
protocols. A positive result in such tests would indicate a potential
allergen.'' (Id.)
IV. Regulatory Background
BLAD is a protein fragment with fungicidal properties. More
specifically, BLAD is a 20 kilodalton (kDa) polypeptide fragment of
[beta]-conglutin, a main storage protein in the flowering plant sweet
lupin (Lupinus albus). BLAD is produced by breakdown of [beta]-
conglutin during day 4 to 12 of the germination process of sweet
lupins. BLAD degrades chitin by catalyzing and successfully removing
the N-acetyl-D-glucosamine terminal monomers, resulting in the
destruction of fungal cells. (Ref. 4).
In the Federal Register of March 22, 2013 (78 FR 17600) (FRL-9380-
6), EPA established an exemption from the requirement of a tolerance
for residues of BLAD in or on all food commodities when applied as a
fungicide and used in accordance with label directions and good
agricultural practices. EPA established this tolerance exemption
following the receipt of a petition from Consumo Em Verde S.A.,
Biotecnologia De Plantas, Parque Technologico de Cantanhede (CEV) in
2012. The Agency's safety finding was based on an assessment of
available data and an assumption that there was a long history of safe
use in human and animal consumption without any adverse effects.
Although the preamble to the March 2013 final rule did not discuss
the potential allergenicity of BLAD, EPA's supporting memorandum for
the establishment of a tolerance exemption examined BLAD's potential
allergenicity, based on the available information EPA had about BLAD at
the time. (Ref. 4). Observing that (i) BLAD comprises an internal
segment of [beta]-conglutin, (ii) [beta]-conglutin exhibits a
relatively strong homology to the other members of the vicilin family,
including well-known allergens contained in peanuts and soybeans, and
(iii) there were a considerable number of studies concerning the
allergenicity of lupin-derived products, EPA conducted an allergenicity
assessment of BLAD. (Id.) EPA examined BLAD under the criteria in the
2001 FAO/WHO Report and the Codex Guideline for assessing proteins not
known to be derived from an allergenic source, which it characterized
as follows: (la) Amino acid residue homology >35%, or (1b) identity in
one or more sets of >6 contiguous amino acid residues, or (1c) cross-
reactivity to known allergens; (2) high resistance to proteolytic
attack; and (3) ingestion of sufficient amounts. (Id.) Although EPA
found that BLAD exhibited a high sequence homology with a well-
established peanut allergen, Ara h 1, EPA concluded that a tolerance
exemption would be safe because, when used according to the proposed
label directions, BLAD's potential exposure and harmful effects to
humans would be negligible, and no adverse effects such as allergenic
reactions would be expected. (Id.)
Following EPA's establishment of this BLAD tolerance exemption,
however, FDA expressed concerns about the potential allergenicity of
BLAD for lupin-sensitive and/or peanut-sensitive individuals. (Ref. 1).
FDA noted that the preamble to the March 2013 final rule did not
discuss allergenicity and disagreed with EPA's statement in the
tolerance exemption preamble about the long history of safe consumption
of sweet lupins. (Id.) FDA noted that BLAD is derived from the lupin
plant and provided information concerning the allergenicity of lupin.
(Id.) Specifically, FDA provided scientific literature indicating that
lupin causes allergic reactions and epidemiological evidence indicating
that lupin is an increasingly significant allergenic hazard in Europe
where it is consumed. (Id.) FDA also referred EPA to the 2005 European
Food Safety Authority (EFSA) official opinion. The EFSA opinion
examined the potential for allergenicity of lupin in response to a
request from the European Commission, which was considering whether to
place lupin on a list of known allergens and require lupin
identification on food labels. (Id.; see also Ref. 5). The EFSA opinion
noted allergic reactions to lupin have been documented in individuals
allergic to peanuts and those with no known allergy to peanuts. (Ref.
5).
FDA also provided information on BLAD's bioinformatics. Using
publicly available sequence information, FDA determined that [beta]-
conglutin, the specific protein from which BLAD is derived, is a major
lupin allergen, Lup an 1. (Ref. 1). FDA further concluded that BLAD has
a high amino acid sequence identity to two major allergens--Lup an 1
and Ara h 1, a major peanut allergen. (Id.) Based on information about
the allergenicity of the source plant and the sequence homology to
major allergens, FDA concluded that, under the Codex Guideline and the
2001 FAO/WHO Report, BLAD would be considered an allergen until proven
otherwise. (Id.)
Taking this new information concerning BLAD's source into account
along with BLAD's bioinformatics, EPA proceeded to analyze BLAD under
the Codex Guideline approach for assessing proteins derived from known
allergenic sources, which emphasizes the need for specific sera testing
to overcome the presumption that the protein will be allergenic. (Ref.
6). This new approach differed from the approach EPA used in its
initial assessment of BLAD; lacking information that the protein was
derived from a known allergenic source, EPA had used the general
assessment approach recommended for proteins that are not known to be
derived from known allergenic sources. (Id.) In addition to using this
new approach, EPA sought FDA's insight on evaluating food allergens as
it evaluated BLAD's potential allergenicity.
Applying the 2001 FAO/WHO Report and Codex Guideline processes for
assessing substances derived from known allergenic sources, EPA
requested that CEV submit additional data to overcome the presumption
that BLAD would pose a potential allergenicity concern. EPA also
required residue chemistry field trials and a residue decline study to
determine likely residue levels of BLAD on treated commodities listed
on the pesticide label. (Id.) Upon receipt of this new information, EPA
reexamined the safety of BLAD.
Based on that reexamination, on May 29, 2015, EPA proposed to
revoke the established tolerance exemption, which, on its face,
contains no numerical limit on permissible residues in or on all food
commodities, and to establish tolerances for residues of BLAD in or on
almonds, grapes, strawberries, and tomatoes at 0.005 ppm (the level of
detection). 80 FR 30640 (May 29, 2015). In essence, the proposal noted
that, since the available allergenicity data did not rule out the
potential of BLAD's allergenicity, the Agency was unable to continue
supporting the safety finding for the BLAD exemption, which set no
numerical limits for exposures to BLAD on all food commodities, which
facilitate the process for identifying residues that might be higher
than expected in instances of pesticidal misuse. Nevertheless, the
Agency determined that, because the available residue data indicate a
lack of detectable residues on certain commodities (i.e., almonds,
grapes, strawberries, and tomatoes), numerical tolerances set at the
level of detection for ensuring negligible residues of BLAD on almonds,
grapes, strawberries, and tomatoes as expected under approved label use
conditions were safe. Id. at 30643-44.
[[Page 7702]]
The Agency received five timely comments on the proposal, as well
as a number of late-filed comments. Of those timely comments, many
expressed confusion about the Agency's basis for its proposal and
challenged whether the proposal was based on the available data. Some
commenters also expressed concerns for the proposal's impact on farmers
and trade. Upon further review of that proposal and following
additional consultation with FDA regarding the commenters' scientific
challenges to the proposal (Refs. 7, 8), the Agency recognized that the
rationale for its May 29, 2015, proposal could have been presented more
clearly. In addition, the registrant requested that additional
commodities be added to this tolerance rulemaking action. Consequently,
in response to the concerns raised in the comments and the request for
additional commodities, the Agency has decided to repropose with
additional explanation addressing the basis for revoking the tolerance
exemption and establishing tolerances set at the LOQ for residues in or
on the commodities identified in the May 29, 2015, proposal, as well as
other commodities requested by the registrant in the interim. This
reproposal supersedes and replaces the proposal issued on May 29, 2015.
V. Aggregate Risk Assessment and Determination of Safety
A. Toxicological Profile
EPA has evaluated the available toxicity data and considered its
validity, completeness, and reliability as well as the relationship of
the results of the studies to human risk. EPA has also considered
available information concerning the variability of the sensitivities
of major identifiable subgroups of consumers, including infants and
children.
As noted in the preamble to the March 22, 2013, final rule, all of
the toxicity data requirements have been fulfilled. The toxicological
profile of BLAD has not changed since that rule; therefore, EPA is
relying on the toxicity findings in that document and supporting
documents to support its continuing conclusion that BLAD does not
present any toxic concerns. 78 FR at 17601-02 and Ref. 4.
As noted in Unit IV., upon receiving new information about BLAD's
source from FDA, EPA reexamined the potential allergenicity of BLAD for
lupin-sensitive and peanut-sensitive individuals, using the approach
recommended in the 2001 FAO/WHO Report and in the Codex Guideline: (1)
Identify the source of the protein; (2) assess the extent to which a
protein is similar in structure to a known allergen; and (3) for
substances derived from a known allergenic source and that have
sequence homology with a known allergen, test sera of a sufficient
number of individuals who are sensitized to the allergenic source.
(Refs. 2, 3).
BLAD is a fragment of the [beta]-conglutin protein produced in the
sweet lupin (Lupinus albus). There are several sources indicating that
lupin is a major allergen. First, EFSA has issued a number of science
opinions recognizing lupin as causing allergic reactions in peanut-
sensitive individuals and IgE sensitization in individuals with no
known allergy to peanuts. (Refs. 5, 9). Based on the EFSA reports, the
European Commission added lupin to the list of major allergens that
must be identified on food labels. (Ref. 10). FDA also considers lupin
to be a food allergen and, based on reports of allergic reactions to
lupin (some severe), has issued advisory statements to alert consumers
to the potential for allergic reactions to foods containing lupin,
especially those individuals with a peanut allergy. (Refs. 8, 11, 12).
In addition, both EFSA and FDA cite to extensive scientific literature
indicating that exposure to lupin causes allergic reactions in peanut-
sensitive individuals (indicating cross-reactivity), as well as in the
general population. (Refs. 1, 5, 8). After considering this
information, EPA has concluded that lupin, from which BLAD is derived,
is a known allergen.
EPA also assessed BLAD for any sequence homology to known
allergens. EPA determined that BLAD exhibits a high sequence homology
(58%) when compared to Ara h 1, a recognized allergen known for causing
allergic reactions (sometimes severe) in peanut-sensitive individuals.
(Ref. 4). In addition, FDA informed EPA that BLAD is also 86% identical
and 91% similar in amino acid sequence (with no gaps) to Lup an 1.0101,
the [beta]-conglutin derived from Lupinus angustifolius. (Ref. 8). Lup
an 1 has been recognized as a food allergen in the World Health
Organization/International Union of Immunological Sciences database,
(Ref. 13), and EFSA considers Lup an 1 to be the major lupin allergen.
(Ref. 9 at 165). Given that BLAD is derived from a known allergen and
has a high sequence homology to two known allergens, EPA required
additional testing to further assess BLAD's potential allergenicity,
consistent with the Codex Guideline recommendation to seek specific
serum testing or immunological assays where sera are available.
In response, CEV agreed to conduct studies that test for
allergenicity, including a skin prick (in vivo) test on individuals
sensitive to Ara h 1 and in vitro immunological testing on serum from
those individuals. (Ref. 14). After identifying several patients who
reported having an allergy, a skin prick test (SPT) was conducted in
order to establish a sampling population that was sensitive to lupins
and/or peanuts. (Ref. 15). Sera from 30 individuals \2\ who were found
in the SPT to have a sensitivity to the lupin and/or peanut extract
were used to evaluate the capacity of cross-reactivity to BLAD in these
sensitive individuals. (Ref. 6). The IgE-specific in vitro immunoblot
(ELISA) testing results did not indicate any IgE binding to BLAD, i.e.,
the results indicated that BLAD did not react with the tested patients'
sera. (Id.; Ref. 15).
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\2\ The initial serum study selected 26 patients who reacted to
the lupin and/or peanut in the SPT. After EPA expressed concern
about some of the results of the study, sera from additional
patients were included in the study. (Refs. 6, 15).
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While the lack of reactivity indicates that BLAD may not cause an
allergic response in the tested patients, EPA has determined, as
discussed below, that this study is not sufficient to overcome the
presumption of allergenicity for BLAD among the general population of
lupin-sensitive and/or peanut-sensitive individuals, given the
protein's source and sequence homology. (Ref. 16). As noted in Unit
III.B., according to the Codex Guideline, ``a negative result in in
vitro immunoassays may not be considered sufficient, but should prompt
additional testing, such as the possible use of skin test and ex vivo
protocols.'' (Ref. 3 at 23). The critical issues are the availability
of sera from a sufficient number of individuals, the quality of the
sera, and the standardization of the assay procedure. (Id. at 22-23.)
Both EPA and FDA have reviewed the submitted data to determine
whether it supports a conclusion that BLAD is not an allergen. Because
of FDA's initial concerns about BLAD and in light of FDA's experience
evaluating food allergens, EPA discussed the submitted data with FDA
and considered FDA's analysis of the sera testing in EPA's own
assessment of the data. FDA identified several concerns about the
sufficiency of the quantity and quality of the sera used in the
testing, which raise questions about the scientific reliability of the
data for proving that BLAD is not an allergen. As an initial matter,
FDA noted that the sera testing method ``is not the most robust for
disproving allergenicity to a potential allergenic food ingredient.''
(Ref. 8 at 4-5). FDA explained that the
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``most reliable or `gold standard' method for assessing whether or not
a food or food protein will be clinically reactive is clinical testing
by oral food challenge in a well-characterized group of food allergic
individuals.'' (Id. at 5). One of FDA's concerns about the serum test
itself relates to the level of characterization of the recruited
patients' clinical history. (Id.) FDA notes that it typically
encourages submitters of in vitro sera testing to test a
``statistically significant number of sera from well-characterized food
allergic individuals.'' (Id.) In reviewing the BLAD sera study, FDA
found such characterization lacking, in that characterization consisted
of recruited patients' own clinical history of reactions to lupin or
peanut and a skin prick test. (Id.) FDA further explained why this
level of clinical history characterization raises uncertainty about
whether sera were obtained from an appropriately sensitive population
of allergic individuals:
[W]ithout confirmation of allergy by observed positive food
allergen challenge, there remain uncertainties about how truly reactive
these patients are to the food allergen and how representative they are
of the population of potential reactors to the allergen. For example,
depending on when the last allergic reactions occurred, a patient may
have outgrown their food allergy yet still be sensitized (having
specific IgE) to the allergen. Also, some subjects may have associated
non-specific reactions, e.g., an outbreak of hives/urticaria, to a food
they had eaten or were sensitized to, even though they are not truly
reactive to the food. Skin prick tests are also prone to false positive
results, especially with findings of small wheal and flare responses
(<4 mm) (Bernstein et al., 2008), which were the findings seen in a
number of patients in the applicant's study. Inclusion of patients who
are not validated to be clinically reactive to the allergen in question
impacts the robustness and statistical power of the data. In the
applicant's study, FDA found poorly characterized information about the
recruited patients' reaction histories. (Id. at 5-6).
In addition, FDA expressed a concern about the level of IgE
response in the recruited patients:
In addition, IgE-specific level responses to lupin and/or peanut
were not found to be robust in most patients, with levels reported to
be low (less than 2 kU/L) in the majority of subjects. In clinical
practice to determine if a patient with mild or unclear allergic-type
symptoms to the food is allergic, most specialists would consider food
challenge for a patient with peanut IgE levels less than 2 kU/L, as 50%
of peanut-allergic individuals with a median measurement of 2 kU/L are
reported to have negative challenges (Nowak-Wegrzyn et al., 2009; Perry
et al., 2004). Although patients could still be clinically allergic at
low levels of IgE, for peanut, universally accepted clinical cut-off
IgE levels to predict likely clinical peanut allergy have been reported
at much higher levels, i.e., 14 to 15 kU/L. Patients with specific IgE
at or above these predictive levels of 14 to 15 kU/L have a 90-95%
likelihood of reacting to peanut during peanut challenge (Nowak-Wegrzyn
et al., 2009; Sampson and Ho, 1997; Sampson, 2001). IgE cut-off levels
for predicting lupin reactivity have not been established. FDA also
found that only about one third of total patients in the applicant's
sera study had evidence of IgE to Ara h 1 peanut protein, the relevant
allergen in the diagnostic work-up for determining whether BLAD would
pose a potential cross-reactive hazard for peanut-allergic individuals.
Although BLAD was not shown to bind IgE in these subjects, the number
of patients analyzed is too small to draw any meaningful statistical
predictions of lack of allergenicity to BLAD for the general peanut-
allergic population. (Id. at 6).
FDA again noted that ``[r]ecruiting patients who had gone through
and were observed to be reactive to peanut and/or lupin by the `gold
standard' food challenge would have helped to eliminate these
uncertainties about the robustness of the allergic sera
characterization.'' (Id.)
Finally, FDA expressed concern about the quality of the testing
data, including an inadequate description of the methodology used and
poor quality of the sera blot analyses, which further limit the ability
to draw conclusions about the results of the sera testing. (Id.)
EPA gives great weight to FDA's expertise on the issue of
allergenicity, given FDA's role in assessing food safety and their
experience in evaluating foods for potential allergenicity concerns. As
such, EPA has considered many of the concerns raised by FDA in its own
analysis of the submitted data. After its initial conclusion that the
lack of evidence of sera reactivity to BLAD provides an indication that
BLAD may not be an allergen, EPA, taking into consideration FDA's
concerns and the Codex Guideline warning that negative serum testing
results may not be sufficient to disprove allergenicity, reexamined the
adequacy of the submitted sera testing. (Ref. 6).
According to the Codex Guideline, ``the availability of human sera
from a sufficient number of individuals'' and the ``quality of the
sera'' are important to ensure the validity of the test results. For
the present situation, the quality of the sera is the more significant
issue for the BLAD test results. In order to evaluate the quality of
the sera, EPA looks to the 2001 FAO/WHO Report, which cautions that
patients should be carefully selected to ensure an adequate level of
sensitivity to the protein. (Ref. 2 at 7). If patients have a low level
of sensitization, then the usefulness of the sera to predict reactivity
will be compromised. (Id.) In other words, the sera must be from
patients whose allergenicity has been verified and who are sufficiently
sensitive so that the sera will react to the allergen. If sera used is
taken from patients who have not had their allergy verified or who may
have low levels of allergic reaction (i.e., are insufficiently
sensitive to the allergens), the sera may not react to the test
substance, giving a negative result that cannot be extrapolated to the
larger population of allergic or sensitized individuals. This result
would undermine the reliability of the study results for disproving
allergenicity, which can be especially problematic for substances
derived from known allergens or that are similar or identical to known
allergens.
Taking into consideration the need to ensure the quality of the
sera and FDA's concerns about the quality of the sera used in the serum
study, EPA has determined that the study characterization of recruited
patients' clinical history of allergic reactions and lack of
verification of allergenic reactivity raises uncertainties about the
reliability of the study results to conclusively disprove BLAD's
potential to pose an allergenic risk to lupin-sensitive and/or peanut-
sensitive individuals. (Ref. 16). The quality of the sera being used as
a test reagent is a critical issue in ensuring the reliability of the
study results for predicting reactivity. (Id.) The selection of test
subjects based on self-reported clinical symptoms without a food
challenge-confirmed allergy, as well as the potential for false
positives in skin prick tests, raise questions about the selection
process, the adequacy of the IgE levels, and whether the study involved
an adequate number of patients. (Id.) In other words, these facts
introduce uncertainty about the quality of the sera and thus the
reliability of the study results. Consequently, EPA does not consider
this study to be scientifically reliable to overcome the presumption of
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allergenicity for BLAD, given the source of the protein and the
bioinformatics analysis. (Id.)
B. Toxicological Points of Departure/Levels of Concern
The Agency did not identify any points of departure for BLAD. The
toxicity database does not contain any indication of toxic effects as a
basis for any toxicological points of departure or levels of concern.
Moreover, there is no known threshold for allergenicity to BLAD. As a
result, the Agency is not conducting a quantitative assessment of risk
from potential BLAD exposure. Rather, the Agency's assessment of safety
is based on the lack of exposure to BLAD because, as discussed in Unit
V.C., the available residue data indicate that, when applied under
current label rates and using good agricultural practices, there will
be negligible to no detectable residues of BLAD on treated crops.
C. Exposure Assessment
1. Dietary exposure from food and feed uses. BLAD has been approved
for use on several commodities; therefore, EPA evaluated the potential
for BLAD residues on those crops in order to assess exposure.
CEV initially submitted residue data for grape, tomato, and
strawberry. Field trials were conducted applying PROBLAD PLUS (a
fungicide product containing BLAD at 20%) at the maximum product-
labeled application rate (0.75 pounds of active ingredient per acre,
five broadcast foliar applications per season, at 7-day intervals).
Those studies showed that there were no quantifiable residues (where
the LOQ is 0.02 ppm) on any treated grape, tomato, or strawberry
commodities, and the majority of samples showed no residues above the
level of detection (0.005 ppm). (Ref. 15). CEV later submitted
additional field residue studies on cherry, cucumber, and apple that
similarly demonstrated that application consistent with labeled rates
resulted in residues at or below the level of detection of 0.005 ppm.
(Ref. 17).
The Agency also requested that CEV conduct field trials using
exaggerated application rates of 5X and 10X to determine the rate of
BLAD residue degradation. Since the 10X concentration would be
phytotoxic, CEV conducted field trials on tomatoes and strawberries
using only the 5X application rate (3.75 pounds of active ingredient
per acre). The decline curve for the treated commodities indicated a
half-life of 2 days. Based on the measured residue levels in the study
and using a first order degradation model, EPA was able to calculate a
theoretical rate of degradation of 0.4215, which was then used to
predict BLAD residues following treatment. (Ref. 15). Applying this
degradation rate to residue levels observed in field residue data and
taking into consideration the required 1-day interval between
application and harvest of treated crops, the Agency expects that there
will be no residues of BLAD above the level of detection, if any remain
at all, when commodities are treated in accordance with the label.
(Id.) This rapid degradation rate is consistent with the expectation
that BLAD, as a protein fragment, is susceptible to rapid degradation
by environmental factors, such as microbial proteases. (Ref. 17).
Based on the available residue data, the Agency concludes that
residues on grape, tomato, strawberry, apple, cherry, and cucumber will
be below levels of detection and possibly non-existent when used in
accordance with the label at the time of consumption. The Agency has
also concluded that the available data is mutually supportive and is
appropriate for supporting additional tolerances for certain crop
groupings, hops, and almonds. (Id.)
Based on the available representative commodity data, the
registrant requested use on and tolerances for the following crop
groups: Vegetable, fruiting, group 8-10; vegetable, cucurbit, group 9;
fruit, pome, group 11-10; and fruit, stone, group 12-12. Although
residue trials on all the representative commodities for those crop
groups were not completed, the Agency has determined that trials on the
remaining representative commodities are not necessary. The available
residue data are mutually supportive and support a conclusion that any
additional residue data for the other representative commodities would
yield the same results. Given the similarity and consistency of the
residue levels in these studies--in particular the consistency of
results showing residues levels near or below the level of detection--
the similarity in plant morphology between the representative commodity
and the other commodities in the corresponding crop group, and the
additional factors supporting the anticipated lack of exposure to
residues of BLAD (i.e., rapid degradation rate and post-harvest
interval), the Agency concludes that the available data are sufficient
to support these crop groups. (Id.)
In addition, the Agency has concluded that no separate tolerances
are needed for processed commodities of the raw agricultural
commodities contained in these crop groups. (Id.) The rapid degradation
of BLAD by microbes on treated crops combined with the methods for
processing these commodities (e.g., washing and pasteurizing) will
reduce the already low levels of residues on the treated commodities.
The tolerances being established are sufficient to cover residues in
those processed commodities.
Moreover, although no residue field trials were submitted to
support the hops, dried cones tolerance, the Agency has assessed the
potential for exposure to BLAD residues on hops by examining the short
environmental persistence of BLAD and the additional processing steps
to which hops is subject prior to consumption. Following application of
BLAD to hops, at rates that are the same as for other labeled crops,
initial residues of BLAD are expected to rapidly degrade during the
drying phase. The long drying time would also allow a longer time for
microbial degradation of the protein. Furthermore, processing of hops,
which is used as a flavoring and preservative in fermented beverages,
is expected to further mitigate exposure prior to consumption. All of
these factors suggest an elimination of potential residues on hops by
the time of consumption. (Id.)
Because the application rates and methods are the same for grape
and almond, the residue data can be translated to almond hulls, and the
Agency has determined that the residues on almond hulls will be similar
to residues found on strawberries, grapes, and tomatoes. (Ref. 18). The
general practice for harvesting almonds, which typically involves 7-10
days of drying before processing, is likely to further reduce residues
on the almond hulls. Also, because BLAD is not applied directly to the
almonds, the Agency expects residues on the almond nutmeat itself to be
even lower.
Because almond hulls are an animal feed item, section 180.6 of
EPA's regulations requires that EPA consider whether residues of BLAD
present on animal feed items will result in residues of BLAD in meat,
milk, eggs, or poultry commodities consumed by humans. 40 CFR 180.6(a).
If there is no reasonable expectation of residues in the livestock
commodities, the Agency can establish a tolerance on the raw
agricultural commodity (in this case, the almond). 40 CFR 180.6(b).
Based on the available information, EPA has concluded that the likely
residues on almond hulls will be at or below levels of detection. Even
if there are any residues remaining on almond hulls that are ingested
by animals, EPA has concluded that there
[[Page 7705]]
is not likely to be any residues in the livestock commodities. (Ref.
18). Due to its molecular size, BLAD is not expected to pass through
biological membranes. Moreover, it is expected to be rapidly digested
instead of accumulating in animal tissues. (Id.) As a result, there is
no reasonable expectation of residues in livestock commodities and thus
no need for associated livestock commodity tolerances.
2. Dietary exposure from drinking water. The Agency expects
residues of BLAD in drinking water to be negligible. Because BLAD is
applied foliarly, there is a chance that it may get into drinking
water, but there is likely to be very little in the environment from
applications. Moreover, what little residue may be present would likely
be subject to potential photolysis and microbial degradation due to its
nature as a protein.
3. From non-dietary exposure. The term ``residential exposure'' is
used in this document to refer to non-occupational, non-dietary
exposure (e.g., for lawn and garden pest control, indoor pest control,
termiticides, and flea and tick control on pets). BLAD is not
registered for any specific use patterns that would result in
residential exposure.
4. Cumulative effects from substances with a common mechanism of
toxicity. Section 408(b)(2)(D)(v) of the FFDCA requires that, when
considering whether to establish, modify, or revoke a tolerance, the
Agency consider ``available information concerning the cumulative
effects of [a particular pesticide's] . . . residues and other
substances that have a common mechanism of toxicity.''
EPA has not found BLAD to share a common mechanism of toxicity with
any other substances, and BLAD does not appear to degrade into any
toxic metabolite or other substance of concern. For the purposes of
this tolerance action, therefore, EPA has assumed that BLAD does not
have a common mechanism of toxicity with other substances. For
information regarding EPA's efforts to determine which chemicals have a
common mechanism of toxicity and to evaluate the cumulative effects of
such chemicals, see EPA's website at https://www.epa.gov/pesticide-science-and-assessing-pesticide-risks/cumulative-assessment-risk-pesticides.
D. Safety Factor for Infants and Children
FFDCA section 408(b)(2)(C) provides that, in considering the
establishment of a tolerance or tolerance exemption for a pesticide
chemical residue, EPA shall apply an additional tenfold (10X) margin of
safety for infants and children in the case of threshold effects to
account for prenatal and postnatal toxicity and the completeness of the
database on toxicity and exposure, unless EPA determines that a
different margin of safety will be safe for infants and children. This
additional margin of safety is commonly referred to as the Food Quality
Protection Act Safety Factor. In applying this provision, EPA either
retains the default value of 10X, or uses a different additional safety
factor when reliable data are available to support the choice of a
different safety factor.
Because the Agency has not identified any threshold effects for
BLAD, this additional safety factor is not applicable for assessing
risk to infants and children.
E. Aggregate Risks and Determination of Safety
EPA has evaluated the available toxicity, allergenicity, and
exposure data and considered its validity, completeness, and
reliability, as well as the relationship of the results of the studies
to human risk. Taking into consideration all available information on
BLAD, EPA cannot conclude that unlimited exposures to BLAD on all food
crops would not pose a risk of allergenicity to lupin-sensitive or
peanut-sensitive individuals. The data submitted on the potential
allergenicity does not overcome the burden for demonstrating that BLAD
is not an allergen, given that BLAD is derived from a known allergenic
source and the bioinformatics analysis demonstrates sequence similarity
with other major allergens. Based on this information, the Agency can
no longer support a safety determination for an unlimited exemption
from the requirement of a tolerance for residues of BLAD on all food
commodities. As a result, EPA is proposing to revoke the current
tolerance exemption for BLAD found in 40 CFR 180.1319.
Although EPA can no longer support the existing tolerance exemption
for BLAD, which, on its face, places no limits on the levels of BLAD
residues on any food commodities, EPA has determined, based on residue
data supporting a conclusion of negligible to no exposure to BLAD
residues on certain crops, that certain limited tolerances would be
safe. That is, there is a reasonable certainty that no harm will result
to the U.S. population, including infants and children, from aggregate
exposure to residues of BLAD when it is applied as a fungicide in
accordance with label directions and good agricultural practices on the
following commodities: Almond; almond, hulls; fruit, pome, group 11-10;
fruit, stone, group 12-12; grape; hops, dried cones; strawberry;
vegetable, cucurbit, group 9; and vegetable, fruiting, group 8-10. Such
exposure includes all anticipated dietary exposures and all other
exposures for which there is reliable information.
Upon consideration of information regarding the likely levels of
exposure to BLAD from approved use patterns, EPA concludes that the
approved uses of BLAD are unlikely to result in residues above the
level of detection when shipped in interstate commerce. Further, based
on expected degradation rates, the Agency expects residue levels at the
time of consumption to be even lower, likely non-existent. The lack of
exposure to detectable residues of BLAD, if there are any residues at
all, is the basis for the Agency's safety finding for these tolerances.
While the Agency, as a general matter, expects users to follow
label directions on pesticide products and that residue data indicate
that application in accordance with the label results primarily in
undetectable residues or levels at or below levels of detection, EPA is
proposing to establish tolerances at the lowest level for measuring
quantifiable residues of BLAD (0.02 ppm). Given the potential severity
of allergic reactions, the Agency believes that setting numerical
tolerances, rather than leaving in effect an unlimited exemption, is
the appropriate regulatory mechanism for monitoring residues and
facilitates the removal of adulterated commodities from the food supply
if residues are found above tolerance levels on any of these
commodities. The expectation of negligible to no residues under proper
use conditions, subject to the mechanisms of enforcement under the
FFDCA and the Federal Insecticide, Fungicide, and Rodenticide Act
(FIFRA), provide assurance that consumers will not be exposed to
residues of BLAD that may cause harm. Therefore, EPA is proposing to
revoke the current exemption and establish tolerances for residues of
BLAD in or on the following commodities at 0.02 ppm: Almond; almond,
hulls; fruit, pome, group 11-10; fruit, stone, group 12-12; grape;
hops, dried cones; strawberry; vegetable, cucurbit, group 9; and
vegetable, fruiting, group 8-10.
VI. Other Considerations
A. Analytical Enforcement Methodology
Adequate enforcement methodology (Enzyme-Linked Immunosorbent Assay
(ELISA: EASI Method No: RA029 and
[[Page 7706]]
RA031)) is available to enforce the tolerance expression.
The method may be requested from: Chief, Analytical Chemistry
Branch, Environmental Science Center, 701 Mapes Rd., Ft. Meade, MD
20755-5350; telephone number: (410) 305-2905; email address:
[email protected].
B. International Residue Limits
In making its tolerance decisions, EPA seeks to harmonize U.S.
tolerances with international standards whenever possible, consistent
with U.S. food safety standards and agricultural practices. EPA
considers the international maximum residue limits (MRLs) established
by the Codex Alimentarius Commission (Codex), as required by FFDCA
section 408(b)(4). The Codex Alimentarius is a joint FAO/WHO food
standards program, and it is recognized as an international food safety
standards-setting organization in trade agreements to which the United
States is a party. EPA may establish a tolerance that is different from
a Codex MRL; however, FFDCA section 408(b)(4) requires that EPA explain
the reasons for departing from the Codex level.
The Codex has not established an MRL for BLAD.
C. Trade and Economic Considerations
The Agency received comments on its May 29, 2015, proposal about
the potential impact of the proposal on trade and farmers. The
commenters alleged that the proposal failed to address possible impacts
on international trade, including the potential to cause other
countries to require or amend MRLs, to develop enforcement procedures
consistent with international regulatory data requirements, and to
impose new and more onerous data requirements. The commenters also
expressed concern about the lack of harmonization with Canada, which
has decided not to regulate residues of BLAD, and pointed to the
potential for disruption in trade between the United States and Canada,
or at least confusion at the border for enforcing the different
standards, as a result. In addition, many commenters expressed concern
that the proposal revoking the exemption would have an adverse impact
on farmers who relied on BLAD as an effective fungicide.
Under the FFDCA, tolerances and exemptions from the requirement of
a tolerance may be established when EPA determines that they are safe.
21 U.S.C. 346a(b)(2)(A)(i), (c)(2)(A)(i). The FFDCA also requires that
EPA revoke tolerances or exemptions when it determines they are not
safe. Id. This safety assessment is a risk-only assessment, not a risk-
benefit standard. In essence, the statute directs that whether EPA can
leave in effect or establish a tolerance or exemption is based solely
on the Agency's assessment of the risk to human health and not a
balancing of other non-safety factors (e.g., impact on trade or impact
on farmers) with the risk. The FFDCA directs EPA to consider several
factors relevant to the safety of the pesticide residue in food
(aggregated with other sources of exposure to the pesticide residue),
placing particular emphasis on human dietary risk. See, e.g., 21 U.S.C.
346a(b)(2)(B) (addressing an exception to the safety standard for
pesticide residues as to which EPA ``is not able to identify a level of
exposure to the residue at which the residue will not cause or
contribute to a known or anticipated harm to human health''); 21 U.S.C.
346a(b)(2)(C) (requiring special safety findings as to ``infants and
children'' regarding their ``disproportionately high consumption of
foods'' and their ``special susceptibility * * * to pesticide chemical
residues''); 21 U.S.C. 346a(b)(2)(D)(iii) (requiring consideration of
the relationship between toxic effects found in pesticide studies and
human risk); 21 U.S.C. 346a(b)(2)(D)(iv), (vi), and (vii) (requiring
consideration of available information on ``dietary consumption
patterns of consumers,'' ``aggregate exposure levels of consumers,''
and the ``variability of the sensitivities of major identifiable
subgroups of consumers''); 21 U.S.C. 346a(b)(2)(D)(vi) (requiring
consideration of ``non-occupational'' sources of exposure); 21 U.S.C.
346a(b)(2)(D)(viii) (requiring consideration of information bearing on
whether a pesticide ``may have an effect in humans that is similar to
an effect produced by a naturally occurring estrogen or other endocrine
effects''); 21 U.S.C. 346a(l)(2) and (3) (requiring revocation or
suspension of tolerances where associated FIFRA registration is
canceled or suspended ``due in whole or in part to dietary risks to
humans posed by residues of that pesticide chemical on that food'').
The only mention of a factor relevant to trade is found in FFDCA
section 408(b)(4), which, as noted in Unit VI.B., requires EPA to
determine whether an MRL has been established by Codex when
establishing a tolerance and to explain its reasons for departing from
that level, if applicable. 21 U.S.C. 346a(b)(4). Here, as noted above,
Codex has not established any MRLs for BLAD; therefore, there is
nothing to harmonize and no discrepancies to explain. As a matter of
policy and where the Agency can support the safety finding, EPA seeks
to harmonize U.S. tolerances whenever possible with Codex MRLs and the
MRLs of other trading partners, including Canada, consistent with U.S.
food safety standards and agricultural practices. For BLAD, based on
the available information, EPA can no longer maintain the safety
finding to support the unlimited tolerance exemption for BLAD residues
on all commodities. Harmonization with Canada's regulatory approach is
not a legal basis for retaining the exemption under the FFDCA when EPA
concludes that the exemption is not safe.
Notwithstanding the substantive restrictions of the FFDCA, EPA
recognizes the obligations of the United States to comply with the
procedural obligations under the World Trade Organization's Sanitary
and Phytosanitary Measures Agreement (SPS Agreement). Because the
proposal is a regulation subject to the requirements of the SPS
Agreement, EPA intends to comply with the provisions of that Agreement,
including those related to notification and implementation, including
allowing for a 6-month delay in the exemption revocation to provide
exporting countries a period of time to adjust to the U.S. new
tolerances. In any event, the revocation in this proposal is not
discriminatory and is designed to ensure that both domestically
produced and imported foods meet the food safety standard established
by the FFDCA.
VII. Conclusion
EPA proposes to revoke the existing tolerance exemption for
residues of BLAD in or on all food commodities as established in the
Federal Register of March 22, 2013 (78 FR 17600) (FRL-9380-6) under
section 408 of the FFDCA. Based on the available information, EPA can
no longer support the safety finding necessary to maintain the
exemption. Notwithstanding the Agency's conclusions concerning the
unlimited exemption, the Agency has determined that the available
information supports a safety finding for the tolerances for residues
of BLAD in or on almond; almond, hulls; fruit, pome, group 11-10;
fruit, stone, group 12-12; grape; hops, dried cones; strawberry;
vegetable, cucurbit, group 9; and vegetable, fruiting, group 8-10 at
0.02 ppm. Therefore, EPA is proposing to establish tolerances for
residues of BLAD on those commodities.
VIII. References
The following is a listing of the documents that are specifically
[[Page 7707]]
referenced in this document. The docket includes these documents and
other information considered by EPA, including documents that are
referenced within the documents that are included in the docket, even
if the referenced document is not physically located in the docket. For
assistance in locating these other documents, please consult the person
listed under FOR FURTHER INFORMATION CONTACT.
1. U.S. Food and Drug Administration (FDA). Letter from Michael A.
Adams, Ph.D., Deputy Director of Office of Food Additive Safety
(FAS), Center for Food Safety and Applied Nutrition (CFSAN) to
Menyon Adams, Biopesticides and Pollution Prevention Division
(BPPD), Office of Pesticide Programs (OPP), re: Docket Number EPA-
HQ-OPP-2011-1026. May 21, 2013.
2. Food and Agriculture Organization of the United Nations (FAO)/
World Health Organization (WHO). Evaluation of Allergenicity of
Genetically Modified Foods: Report of a Joint FAO/WHO Expert
Consultation on Allergenicity of Foods Derived from Biotechnology.
January 2001.
3. WHO/FAO. Codex Alimentarius: Foods Derived from Modern
Biotechnology. 2009.
4. U.S. Environmental Protection Agency (EPA). Memorandum from
Miachel Rexrode, Ph.D., Senior Biologist (BPPD) to Menyon Adams,
Regulatory Action Leader (BPPD). Request for New Product
Registration for [beta]-Conglutin Section 3 with Tolerance. May 24,
2012.
5. European Food Safety Authority (EFSA). Opinion of the Scientific
Panel on Dietetic Products, Nutrition and Allergies on a Request
from the Commission Related to the Evaluation of Lupin for Labelling
Purposes. (Request No. EFSA-Q-2005-086). The EFSA Journal (2005)
302, 1-11. December 6, 2005.
6. U.S. EPA. Memorandum from John L. Kough, Ph.D., Biologist (BPPD)
to Menyon Adams, Regulatory Action Leader (BPPD). Review of
Allergenicity Decisions on BLAD. December 9, 2015.
7. U.S. EPA. Memorandum from Robert McNally, Director, BPPD, OPP to
Dennis M. Keefe, Ph.D., Director, CFSAN, FAS. Request for Specific
Input from FDA to Assist EPA in Addressing Comments Received in
Response to EPA's Proposal Regarding Banda de Lupinus alba doce
(BLAD). December 7, 2015.
8. U.S. Department of Health and Human Services (HHS). Memorandum
from Stefano Luccioli, MD, Medical Officer, FAS, CFSAN to Dennis
Keefe, Ph.D., Director, FAS, CFSAN. Response to EPA Questions in
Memorandum Dated December 7, 2015, Regarding BLAD Biopesticide.
December 17, 2015.
9. EFSA NDA Panel (EFSA Panel on Dietetic Products, Nutrition and
Allergies), 2014. Scientific Opinion on the Evaluation of Allergenic
Foods and Food Ingredients for Labelling Purposes. EFSA Journal
2014;12(11):3894, 286 pp. doi:10.2903/j.efsa.2014.3894. November 26,
2014.
10. Commission Directive 2006/142/EC (December 22, 2006), amending
Annex IIIa of European Directive 2000/13/EC (March 20, 2000).
11. U.S. FDA. Allergies to a Legume Called Lupin: What You Need to
Know. https://www.fda.gov/consumers/consumer-updates/allergies-legume-called-lupin-what-you-need-know (last checked May 31, 2019).
12. U.S. FDA. Frequently Asked Questions on Lupin and Allergenicity.
https://www.fda.gov/food/food-additives-petitions/lupin-and-allergenicity-frequently-asked-questions (last checked May 30,
2019).
13. World Health Organization/International Union of Immunological
Sciences. Allergen Nomenclature. Allergen details for Lup an 1.
https://www.allergen.org/viewallergen.php?aid=421 (last checked May
31, 2019).
14. U.S. EPA. Memorandum from Miachel Rexrode, Ph.D., Senior
Biologist (BPPD) to Linda Hollis, Chief, Biochemical Pesticides
Branch (BPB), BPPD. BLAD Data Requirements. May 15, 2013.
15. U.S. EPA. Memorandum from Miachel Rexrode, Ph.D., Senior
Biologist (BPPD) to Menyon Adams, Regulatory Action Leader (BPPD).
Evaluation of New Serum Testing and Field Residue Decline Study for
BLAD. June 6, 2014. As corrected by the following document: U.S.
EPA. Memorandum from Miachel Rexrode, Ph.D., Senior Biologist (BPPD)
to Menyon Adams, Regulatory Action Leader (BPPD). December 28, 2016.
16. U.S. EPA. Memorandum from John L. Kough, Ph.D., Biologist (BPPD)
to Menyon Adams, Regulatory Action Leader (BPPD) and Linda Hollis,
Branch Chief, BPB, BPPD. Review of FDA Interactions on the
Allergenicity Assessment of Banda de Lupinus alba (BLAD) from CEV.
August 23, 2016.
17. U.S. EPA. Memorandum from John L. Kough, Ph.D., Biologist (BPPD)
to Menyon Adams, Regulatory Action Leader (BPPD). Review of Crop
Groupings for PROBLAD PLUS. June 26, 2019.
18. U.S. EPA. Memorandum from Judy Facey, Ph.D., Associate Branch
Chief (Acting), BPB, BPPD and John L. Kough, Ph.D., Senior Scientist
(BPPD) to Menyon Adams, Regulatory Action Leader (BPPD) and Linda
Hollis, Branch Chief, BPB, BPPD. ChemSAC Conclusion on: Potential
BLAD Residues in Meat or Milk from Almond Hull Feed Consumption
Resulting from Almond Treatment. January 24, 2017.
19. U.S. EPA. Memorandum from Denise Keehner, Division Director,
Biological and Economic Analysis Division, OPP to Public Docket
concerning Tolerance Revocation Rulemaking, Proposed or Final. RFA/
SBREFA Certification for Import Tolerance Revocation. May 25, 2001.
IX. Statutory and Executive Order Reviews
Although this proposed action would revoke an existing exemption
from the requirement of a tolerance, it also would establish new
tolerances that would cover pesticide chemical residues resulting from
existing registered uses under FFDCA section 408(e). The Office of
Management and Budget (OMB) has exempted these types of actions from
review under Executive Orders 12866, entitled Regulatory Planning and
Review (58 FR 51735, October 4, 1993), and 13563, entitled Improving
Regulation and Regulatory Review (76 FR 3821, January 21, 2011). As a
result, this action is not subject to Executive Order 13211, entitled
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May 22, 2001). Nor does it require
OMB review or any Agency action under Executive Order 13045, entitled
Protection of Children from Environmental Health Risks and Safety Risks
(62 FR 19885, April 23, 1997). Nor is this action considered a
regulatory action subject to review under Executive Order 13771,
entitled Reducing Regulations and Controlling Regulatory Costs (82 FR
9339, February 3, 2017).
This action does not contain any information collections subject to
OMB approval under the Paperwork Reduction Act (44 U.S.C. 3501 et
seq.); does not require any special considerations under Executive
Order 12898, entitled Federal Actions to Address Environmental Justice
in Minority Populations and Low-Income Populations (59 FR 7629,
February 16, 1994); and does not involve any technical standards that
would require Agency consideration of voluntary consensus standards
pursuant to section 12(d) of the National Technology Transfer and
Advancement Act (15 U.S.C. 272 note).
This action directly regulates growers, food processors, food
handlers, and food retailers, but it does not regulate State or tribal
governments. Nor does this action alter the relationships or
distribution of power and responsibilities established in the
preemption provisions of FFDCA section 408(n)(4). Therefore, the Agency
has determined that Executive Orders 13132, entitled Federalism (64 FR
43255, August 10, 1999), and 13175, entitled Consultation and
Coordination with Indian Tribal Governments (65 FR 67249, November 9,
2000), do not apply to this action. In addition, this action does not
impose any enforceable duty, contain any unfunded mandate, or
[[Page 7708]]
otherwise significantly or uniquely affect small governments as
described in the Unfunded Mandates Reform Act (2 U.S.C. 1501 et seq.).
Pursuant to the Regulatory Flexibility Act (5 U.S.C. 601 et seq.),
the Agency previously assessed whether establishment of tolerances,
exemptions from tolerances, raising of tolerance levels, expansion of
exemptions, or revocations might significantly impact a substantial
number of small entities and concluded that, as a general matter, these
actions do not impose a significant economic impact on a substantial
number of small entities. These analyses for tolerance establishments
and modifications and for tolerance revocations were published in the
Federal Register of May 4, 1981 (46 FR 24950) (FRL-1809-5) and December
17, 1997 (62 FR 66020) (FRL-5753-1), respectively, and were provided to
the Chief Counsel for Advocacy of the Small Business Administration.
Taking into account this analysis, and available information concerning
the pesticide listed in this proposed rule, the Agency hereby certifies
that this proposed rule will not have a significant negative economic
impact on a substantial number of small entities. In a memorandum dated
May 25, 2001, EPA determined that eight conditions must all be
satisfied in order for an import tolerance or tolerance exemption
revocation to adversely affect a significant number of small entity
importers, and that there is a negligible joint probability of all
eight conditions holding simultaneously with respect to any particular
revocation. (Ref. 19). Furthermore, for BLAD, the Agency knows of no
extraordinary circumstances that exist as to the present proposed rule
that would change EPA's previous analysis. Any comments about the
Agency's determination should be submitted to EPA along with comments
on the proposed rule and will be addressed prior to issuing a final
rule.
List of Subjects in 40 CFR Part 180
Environmental protection, Administrative practice and procedure,
Agricultural commodities, Pesticides and pests, Reporting and
recordkeeping requirements.
Dated: January 21, 2020.
Richard Keigwin,
Director, Office of Pesticide Programs.
Therefore, it is proposed that 40 CFR chapter I be amended as
follows:
PART 180--[AMENDED]
0
1. The authority citation for part 180 continues to read as follows:
Authority: 21 U.S.C. 321(q), 346a and 371.
0
2. Add Sec. 180.707 to subpart C to read as follows:
Sec. 180.707 Banda de Lupinus albus doce (BLAD); tolerances for
residues.
(a) General. Tolerances are established for residues of the
fungicide banda de Lupinus albus doce (BLAD), including its metabolites
and degradates, in or on the commodities in the table below. Compliance
with the tolerance levels specified below is to be determined by
measuring only BLAD in or on the following commodities.
------------------------------------------------------------------------
Parts per
Commodity million
------------------------------------------------------------------------
Almond...................................................... 0.02
Almond, hulls............................................... 0.02
Fruit, pome, group 11-10.................................... 0.02
Fruit, stone, group 12-12................................... 0.02
Grape....................................................... 0.02
Hops, dried cones........................................... 0.02
Strawberry.................................................. 0.02
Vegetable, cucurbit, group 9................................ 0.02
Vegetable, fruiting, group 8-10............................. 0.02
------------------------------------------------------------------------
(b) Section 18 emergency exemptions. [Reserved]
(c) Tolerances with regional registrations. [Reserved]
(d) Indirect or inadvertent residues. [Reserved]
0
3. Revise Sec. 180.1319 in subpart D to read as follows:
Sec. 180.1319 Banda de Lupinus albus doce (BLAD); exemption from the
requirement of a tolerance.
An exemption from the requirement of a tolerance is established for
the residues of Banda de Lupinus albus doce (BLAD), a naturally
occurring polypeptide from the catabolism of a seed storage protein
([beta]-conglutin) of sweet lupines (Lupinus albus), in or on all food
commodities when applied as a fungicide and used in accordance with
label directions and good agricultural practices. This exemption
expires on [date 6 months after date of publication of final rule in
the Federal Register].
[FR Doc. 2020-02665 Filed 2-10-20; 8:45 am]
BILLING CODE 6560-50-P