Fisheries off West Coast States; Highly Migratory Fisheries; California Drift Gillnet Fishery; Protected Species Hard Caps for the California/Oregon Large-Mesh Drift Gillnet Fishery, 7246-7251 [2020-02458]
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Dated: January 7, 2020.
Kenley McQueen,
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[FR Doc. 2020–01477 Filed 2–6–20; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF COMMERCE
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Administration
50 CFR Part 660
[Docket No. 200204–0041]
RIN 0648–BJ58
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Fisheries off West Coast States; Highly
Migratory Fisheries; California Drift
Gillnet Fishery; Protected Species
Hard Caps for the California/Oregon
Large-Mesh Drift Gillnet Fishery
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule; request for
comments.
AGENCY:
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NMFS is publishing
regulations under the authority of
Section 303(b) of the Magnuson-Stevens
Fishery Conservation and Management
Act (MSA) to implement an immediate
closure of the California/Oregon drift
gillnet (DGN) fishery for swordfish and
thresher shark (14 inch (36 cm)
minimum mesh size) if a hard cap (i.e.,
limit) on mortality/injury is met or
exceeded for certain protected species
during a rolling 2-year period. The
length of the closure will be dependent
on when the hard cap is reached. The
implementation of hard caps is intended
to manage the fishery under the MSA to
protect certain non-target species. The
publication of this final rule is
necessary to comply with a court order
issued January 8, 2020, as further
described in SUPPLEMENTARY
INFORMATION below.
DATES: The final rule is effective March
9, 2020. Comments on the final rule and
supporting documents must be
submitted in writing by March 23, 2020.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2016–0123, by any of the
following methods:
• Electronic Submission: Submit all
electronic public comments via the
Federal e-Rulemaking Portal. Go to
https://www.regulations.gov/docket?
D=NOAA-NMFS-2016-0123, click the
‘‘Comment Now!’’ icon, complete the
required fields, and enter or attach your
comments.
• Mail: Submit written comments to
Lyle Enriquez, NMFS West Coast
Region, 501 W. Ocean Blvd., Suite 4200,
Long Beach, CA 90802. Include the
identifier ‘‘NOAA–NMFS–2016–0123’’
in the comments.
Instructions: Comments must be
submitted by one of the above methods
to ensure they are received,
documented, and considered by NMFS.
Comments sent by any other method, to
any other address or individual, or
received after the end of the comment
period, may not be considered. All
comments received are a part of the
public record and will generally be
posted for public viewing on
www.regulations.gov without change.
All personal identifying information
(e.g., name, address, etc.) submitted
voluntarily by the sender will be
publicly accessible. Do not submit
confidential business information, or
otherwise sensitive or protected
information. NMFS will accept
anonymous comments (enter ‘‘N/A’’ in
the required fields if you wish to remain
anonymous).
Copies of the final Environmental
Assessment (EA), Regulatory Impact
SUMMARY:
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Review (RIR), Final Regulatory
Flexibility Analysis (FRFA), and other
supporting documents are available via
the Federal eRulemaking Portal: https://
www.regulations.gov/docket?D=NOAANMFS-2016-0123 or by contacting Lyle
Enriquez, NMFS West Coast Region, 501
W. Ocean Boulevard, Suite 4200, Long
Beach, CA 90802–4213, or
Lyle.Enriquez@noaa.gov.
Lyle
Enriquez, NMFS, West Coast Region,
562–980–4025, or Lyle.Enriquez@
noaa.gov.
FOR FURTHER INFORMATION CONTACT:
SUPPLEMENTARY INFORMATION:
Background
The DGN fishery for swordfish and
thresher shark (14 inch (36 cm)
minimum mesh size) is federally
managed under the Federal Fishery
Management Plan for U.S. West Coast
Fisheries for Highly Migratory Species
(HMS FMP) and via regulations of the
states of California and Oregon to
conserve target and non-target stocks,
including protected species that are
incidentally captured. The HMS FMP
was prepared by the Council and is
implemented under the authority of the
MSA by regulations at 50 CFR part 660.
The DGN fishery has been subject to
a number of seasonal closures. Since
1982, it has been closed inside the
entire U.S. West Coast exclusive
economic zone (EEZ) from February 1 to
April 30. In 1986, a closure was
established within 75 miles (121 km) of
the California mainland from June 1
through Aug 14 to conserve common
thresher sharks; this closure was
extended to include May in 1990 and
later years. In 2001, NMFS implemented
two Pacific sea turtle conservation areas
on the U.S. West Coast with seasonal
DGN restrictions to protect endangered
leatherback and loggerhead sea turtles.
The larger of the two closures spans the
EEZ north of Point Conception, CA
(34°27′ N latitude) to mid-Oregon (45° N
latitude) and west to 129° W longitude.
DGN fishing is prohibited annually
within this conservation area from
August 15 to November 15 to protect
leatherback sea turtles. A smaller
closure was implemented to protect
Pacific loggerhead turtles from DGN
gear from June 1—August 31 during a
forecasted or occurring El Nin˜o event,
and is located south of Point
Conception, CA, and east of 120° W
longitude (72 FR 31756, June 8, 2007).
The number of active vessels in the
DGN fishery has remained under 50
vessels since 2003, with an average of
20 active vessels per year from 2010
through 2018.
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NMFS’ fleet-wide observer coverage
target has been between 20 and 30
percent since 2013. Since some DGN
vessels are unobservable due to safety or
accommodations requirements, the
observable vessels are observed at a rate
higher than 30 percent to attain the
fleet-wide 30 percent coverage. Four to
six DGN vessels have been unobservable
during each fishing season from 2011 to
present.
Council Background
In March 2012, the Council tasked
NMFS with determining the steps
needed to implement protected species
hard caps in the DGN fishery. Originally
concerned with sea turtle interactions,
the Council expanded its scope to
include marine mammals at its June
2014 meeting. At that meeting, the
Council directed its Highly Migratory
Species Management Team (HMSMT) to
begin developing a range of alternatives
to establish hard caps on high-priority
protected species (i.e., sea turtles and
marine mammals) incidentally caught in
the DGN fishery. In September 2014, the
Council selected a Range of Alternatives
and Preliminary Preferred Alternative
(PPA); however, the HMSMT identified
implementation issues with the
Council’s PPA, and an additional PPA,
identified as the California Department
of Fish and Wildlife (CDFW) PPA, was
selected in March 2015. In June, the
Council added a 2-year hard cap suboption to the Council hard cap PPA and
the CDFW hard cap PPA. An additional
alternative that modified the CDFW PPA
was added in September 2015. This
alternative contained 2-year rolling hard
caps based on observed mortality/
injury; the Council selected this
alternative as its Final Preferred
Alternative (FPA).
The proposed rule to implement this
FPA was published in the Federal
Register on October 13, 2016, following
NMFS’ determination that it was
consistent with the fishery management
plan, plan amendment, the MSA, and
other applicable law. Following public
comment on the proposed rule, NMFS
conducted further analysis of the
economic effects of the action. This new
analysis identified significant adverse
short-term economic effects that were
not identified at the proposed rule stage.
Citing inconsistency with the purpose
and need for the action and MSA
National Standard 7 (i.e., conservation
and management measures shall, where
practicable, minimize costs and avoid
unnecessary duplication), NMFS
withdrew the proposed rule on June 12,
2017. On July 12, 2017, an advocacy
organization sued to compel publication
of the proposed regulations, citing the
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theory that NMFS’ initial determination
under MSA § 304(b)(1)(A) could not be
reversed by a subsequent negative
determination, namely that the
proposed regulations did not comport
with applicable law. On October 24,
2018, the United States District Court
for the Central District of California
found that since NMFS had not
published the proposed regulations asis nor consulted with the Council on
revisions after making an initial
determination under MSA § 304(b)(1)(A)
that they were consistent with
applicable law, NMFS had exceeded its
authority under the MSA and the
Administrative Procedure Act, and
remanded to NMFS for further action.
On January 8, 2020, the Court ordered
NMFS to publish a final rule for hard
caps by February 7, 2020. The order also
states that NMFS shall consult with the
Pacific Fishery Management Council
(Council) before making any revisions to
the proposed regulations. Because the
Council’s next meeting is not until
March 2020, NMFS does not have an
opportunity to consult with the Council
on revisions to the regulations before
the Court’s deadline. Therefore, NMFS
is publishing the hard caps regulations
as they were originally proposed,
without changes to the regulatory text,
in accord with the order. After
publishing the rule, NMFS intends to
review all options for addressing the
economic impacts to DGN fishery
participants through a separate
rulemaking, beginning with engagement
of the Council to propose revisions
through the Council’s normal process.
NMFS is soliciting public comment on
this final rule to gather information that
can be used to develop such a separate
rulemaking.
Regulations for Hard Cap Limits
The implementation of hard caps is
intended to manage the fishery under
the MSA to protect certain non-target
species. Its purpose is not to manage
marine mammal or endangered species
populations, but rather to enhance the
provisions of the Endangered Species
Act (ESA) and the Marine Mammal
Protection Act (MMPA) under MSA
Section 303(b)(12) and National
Standard 9. This final rule implements
the Council’s FPA, which establishes 2year rolling hard caps on observed
mortality and injury to fin, humpback,
and sperm whales, leatherback,
loggerhead, olive ridley, and green sea
turtles, short-fin pilot whales, and
bottlenose dolphins in the DGN fishery.
The definition of injury is taken from
the NMFS West Coast Region Observer
Program field manual. Observers record
protected species released as Alive,
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Injured, or Dead. Observer program staff
review observer data forms and notes to
make a final determination of the
condition of entangled protected
species. To determine whether a hard
cap has been reached, NMFS will count
observed mortalities and injuries to
these species during the current DGN
fishing season (May 1 through January
31) and the previous fishing season. If
a cap is reached, the DGN fishery will
close until the 2-year (i.e., two fishing
seasons) mortality and injury for all
species falls below their hard cap value.
The DGN fishery will then re-open on
May 1 of the subsequent fishing season.
The Council recommended hard cap
values while DGN observer coverage is
less than 75 percent; the Council will
revisit hard cap values when observer
coverage becomes greater than 75
percent.
TABLE 1—PROTECTED SPECIES HARD
CAPS FOR DRIFT GILLNET FISHERY
Species
Fin Whale .................................
Humpback Whale .....................
Sperm Whale ............................
Leatherback Sea Turtle ............
Loggerhead Sea Turtle .............
Olive Ridley Sea Turtle ............
Green Sea Turtle ......................
Short-fin Pilot Whale (CA/OR/
WA stock) ..............................
Bottlenose Dolphin (CA/OR/WA
stock) .....................................
Rolling
2-year
hard cap
2
2
2
2
2
2
2
4
4
Fishery Closure Procedures
NMFS will report observed protected
species mortalities and injuries to help
participants in the DGN fishery plan for
the possibility of a hard cap being
reached. If, as determined by NMFS, the
DGN fleet meets or exceeds a hard cap,
the fishery will be closed. Hard caps
will be assessed over a rolling two-year
period, by comparing the total number
of mortalities and injuries during the
current and previous fishing seasons to
the hard caps. If a hard cap is reached
or exceeded, the fishery will be closed
until the two-year total of mortalities
and injuries falls below the hard cap
values for all species. Once the two-year
total falls below the hard cap value for
all species, the fishery will reopen on
May 1 of the following fishing season.
NMFS will publish a document in the
Federal Register announcing the
specified beginning and end dates of the
closure. Upon the effective date
identified in the Federal Register
document, a DGN vessel may not be
used to target, retain on board,
transship, or land any additional fish
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using DGN gear in the U.S. West Coast
EEZ during the period specified in the
announcement. Any fish already on
board a DGN fishing vessel on the
effective date may be retained on board,
transshipped, and/or landed, to the
extent authorized by applicable laws
and regulations, if they are landed
within 4 days of the effective date.
NMFS will notify vessel owners/
operators of the closure by Vessel
Monitoring System communication to
the fleet stating when large-mesh drift
gillnet fishing is closed. Notification
will also be made by mail and a posting
on the NMFS regional website.
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Public Comments and Responses
NMFS received 20 comments, some of
which included attachments and lists of
signatories, during the comment period
on the proposed rule. Of these, five
comments supported the proposed rule
as-is, nine supported the proposed rule
and recommended additional or more
stringent measures, five opposed the
proposed rule entirely, and one opposed
the proposed rule but recommended
alternative approaches to regulating
takes of non-target species by the DGN
fishery. Major themes of the
summarized comments and NMFS’
responses are below.
Theme 1: The Proposed Rule Would
Cause Significant Economic Impacts to
DGN Fishery Participants
All six of the comments in opposition
to the proposed rule, and one comment
in support of the proposed rule, stated
concerns that fishery closures resulting
from hard caps on protected species
takes would cause significant economic
harm to DGN fishery participants, many
of whom are dependent on the fishery
for a significant portion of their annual
income. Commenters expressed a desire
for more detailed economic analysis of
the potential effects of fishery closures
under the proposed rule. One comment
stated that closures resulting from the
proposed rule would force seafood
processors to increase their imports of
foreign-caught swordfish, due to
reductions in domestic supply. One
comment which generally supported the
proposed rule recommended NMFS
establish a compensation program to
remunerate fishers for lost income
during a potential closure.
Response: Following public comment
on the proposed rule and associated
analyses, NMFS conducted further
economic analysis that found significant
short-term economic effects not
identified at the proposed rule stage.
While the DGN fishery is not expected
to close often under the regulations, the
adverse economic effects to DGN
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participants in the event of a closure
would be significant. The final EA,
FRFA, and RIR demonstrate that DGN
participants are highly dependent on
the fishery for their annual landings and
revenue, and they have little
opportunity to offset economic losses by
participating in other existing fisheries
during a DGN closure.
Theme 2: Desire for More Stringent Hard
Caps Than Those in the Proposed Rule
Seven comments in support of the
proposed rule expressed a desire for
lower caps and/or a shorter management
time horizon than the 2-year rolling
hard caps outlined in the proposed rule.
Of these comments, five recommended
NMFS adopt Alternative 5 from the EA,
which would establish one-year hard
caps based on entanglements, rather
than 2-year rolling hard caps based on
mortality and serious injury (M&SI).
Response: The Council considered
several other alternatives for this action.
Descriptions of each of the alternatives
are included in the EA and RIR. A
rationale for why the other action
alternatives were rejected is provided
below.
Alternatives 1 through 4 presented
significant challenges to
implementation compared to the
preferred alternative because they
would use estimated M&SI based on
observer coverage levels to evaluate the
fishery against hard caps. The preferred
alternative uses observed mortality and
injury without the need to determine
serious injury or to extrapolate data
based on observer coverage in-season
The current NMFS process under the
MMPA for making M&SI determinations
is an extensive and multi-step process
that takes months to complete and
occurs at the end of each calendar year.
It was deemed that this process,
therefore, would not be responsive
enough to inseason interactions with
protected species. NMFS would have to
create an expedited M&SI assessment
process to make a more timely
determination, which would further
delay this action. Additionally, observer
coverage rates for the DGN fishery vary
between and within fishing seasons.
This makes it difficult to determine the
coverage rate at the time an interaction
occurs, thus influencing the hard cap
limits. Similarly, using a generalized
observer coverage rate is problematic
because DGN vessels often participate in
multiple fisheries based on
environmental factors and the presence
of different species. This adds to the
variance in observer coverage levels
over the course of a fishing season.
In response to the identified
implementation issues, Council
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members developed Alternative 5 with
two sub-Alternatives. Under Alternative
5 sub-option 1, the DGN fishery would
be expected to meet or exceed a hard
cap 7out of 13 fishing seasons, using
historical observations (there is,
however, less fishing effort in recent
years, so the fishery is expected to close
fewer than 7 times under this
Alternative). Under Alternative 5 suboption 2, the fishery would be expected
to close in 14.6 percent of simulated
seasons, with the possibility of closing
for more than one full fishing season.
The economic analysis showed that
Alternative 5 would not be conducive to
supporting an economically viable
swordfish fishery.
Due to implementation issues
identified with Alternatives 1 through 4,
and the large decreases in effort,
landings, revenue, and profits
associated with Alternatives 5a and 5b,
Alternative 6 was chosen as the
preferred alternative. Alternative 6 was
considered the least cost action
alternative of those that did not present
significant implementation issues.
Theme 3: Need for Increased Observer
Coverage
Eight comments in support of the
proposed rule expressed a desire to
increase observer coverage in the DGN
fishery, ideally to 100 percent.
Commenters voiced concern that a hard
caps regime with incomplete observer
coverage may not adequately prevent
takes of protected species. One
comment in opposition to the proposed
rule shared a similar concern, and
recommended NMFS avoid the use of
ratio estimates in determining total
takes for the fishery under incomplete
observer coverage.
Response: The Council developed the
hard cap values based on less than 100
percent coverage, and indicated that
they would revisit the values when
observer coverage reaches 75 percent or
greater in the DGN fishery. In 2015, the
Council recommended increasing DGN
monitoring to 100 percent using onboard observers or electronic
monitoring. That action would be
undertaken separately, and increased
observer coverage was not a part of the
proposed rule.
Theme 4: The Proposed Rule Is
Inconsistent With MSA National
Standards
Five comments opposed the proposed
rule on the grounds that it is not
consistent with the legal requirements
outlined in the MSA National
Standards. MSA National Standard 8
states that conservation and
management measures shall ‘‘provide
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for the sustained participation of
[fishing] communities,’’ and ‘‘minimize
adverse economic impacts on such
communities.’’ Commenters expressed
concern that fishery closures under the
proposed rule would cause economic
harm to fishery participants to a degree
which could compromise the economic
viability of the DGN fishery and
preclude continued participation. Two
commenters expressed additional
concerns that the hard caps in the
proposed rule are arbitrary, poorly
defined, and not based on the best
available science, therefore making
them inconsistent with MSA National
Standard 2.
Response: NMFS initially found the
proposed rule consistent with MSA, its
National Standards, and other
applicable laws. Following public
comment on the proposed rule, NMFS
conducted additional economic analysis
and found the regulations to be
inconsistent with MSA National
Standard 7 (i.e., conservation and
management measures shall, where
practicable, minimize costs and avoid
unnecessary duplication). NMFS
intends to review all options for
addressing the economic impacts to
DGN fishery participants through a
separate rulemaking, beginning with
engagement of the Council to propose
revisions through the Council’s normal
process. Such a rulemaking would need
to be consistent with the other MSA
National Standards, including 2 and 8.
Theme 5: The Proposed Rule is
Unnecessary and Would Not Provide a
Significant Benefit to Protected Species
Two commenters opposed the
proposed rule on the grounds that the
recent levels of bycatch impacts by the
DGN fishery do not warrant additional
regulation under MSA. One commenter
questioned why additional regulation
under MSA is needed, given that
management schemes for endangered
species and marine mammals already
exist under ESA and MMPA. This
commenter expressed concern that the
proposed rule would diminish the
effectiveness of the existing take
reduction team (TRT) process under
MMPA, and recommended that NMFS
instead consult with the Pacific Ocean
Cetacean TRT on processes to improve
performance of the DGN fishery.
Response: Take of ESA-listed species
in the DGN fishery is currently within
the values authorized by an Incidental
Take Statement issued as part of a 2013
ESA Biological Opinion on DGN fishing
activities. Take of all marine mammals
in the DGN fishery is currently below
their Potential Biological Removal levels
under the MMPA. The Council
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recommended protected species hard
caps for the DGN fishery to address
MSA National Standard 9 and Section
303 of the MSA (i.e., to minimize
bycatch and bycatch mortality and
conserve non-target species to the extent
practicable).
Theme 6: The Proposed Rule May or
May Not Cause a ‘‘Transfer Effect’’ of
Protected Species Bycatch
Two comments in opposition to the
proposed rule expressed a concern that
closing the DGN fishery due to hard
caps violations would result in
increased effort by foreign fisheries with
different management regimes and
potentially greater bycatch impacts, a
theory known as the ‘‘transfer effect.’’
One commenter in support of the
proposed rule acknowledged and
challenged this notion, claiming there is
no evidence to suggest such a response
by foreign fisheries to the level of effort
by U.S. domestic fisheries.
Response: There may be a market
substitute if fewer swordfish are caught
by DGN gear. For example, the Hawaii
longline fishery lands swordfish on the
U.S. West Coast and the U.S. imports
swordfish from foreign fisheries. If
swordfish buyers on the U.S. West Coast
increase their purchases of swordfish
from sources with less bycatch, then
there could be a minor beneficial impact
to the environment. If buyers increase
purchases of swordfish from sources
with higher bycatch, increased negative
effects to the environment would be
expected. However, NMFS’ analysis did
not predict which source or sources
would fill the market demand in order
to attempt to quantify these effects.
Classification
NMFS’ initial determination of
consistency with National Standard 7 of
the Magnuson-Stevens Fishery
Conservation and Management Act, and
related concerns arising after the
publication of the proposed rule, are
discussed above. The Administrator,
West Coast Region, NMFS, determined
that the rule is consistent with all other
applicable laws.
There are no new collection-ofinformation requirements associated
with this action that are subject to the
Paperwork Reduction Act (PRA), and
existing collection-of-information
requirements still apply under the
following Control Number: 0648–0593.
Notwithstanding any other provision of
the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection-of-information subject
to the requirements of the PRA, unless
that collection-of-information displays a
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7249
currently valid Office of Management
and Budget control number.
NMFS prepared a final EA for this
rule and concluded that there will be no
significant impact on biological
resources as a result of this action, based
on the analysis contained in the EA. The
action may result in significant adverse
socioeconomic impacts in the event of
a fishery closure. The action will have
minor beneficial environmental impacts
on target, not-target, and protected
species and negative economic impacts
to the DGN fleet. All of the proposed
alternatives would result in a negative
economic impact; however, the
Council’s final preferred alternative
would result in a limited economic
impact when compared to the other
action alternatives (a more detailed
explanation can be found in the FRFA).
A copy of the final EA is available from
NMFS (see ADDRESSES).
This rule has been determined to be
not significant for purposes of Executive
Order 12866.
This final rule is not an Executive
Order 13771 regulatory action because
this action is not significant under
Executive Order 12866.
On December 29, 2015, the National
Marine Fisheries Service (NMFS) issued
a final rule establishing a small business
size standard of $11 million in annual
gross receipts for all businesses
primarily engaged in the commercial
fishing industry (NAICS 11411) for
Regulatory Flexibility Act (RFA)
compliance purposes only (80 FR
81194, December 29, 2015). The $11
million standard became effective on
July 1, 2016, and is to be used in place
of the U.S. Small Business
Administration’s (SBA) current
standards of $20.5 million, $5.5 million,
and $7.5 million for the finfish (NAICS
114111), shellfish (NAICS 114112), and
other marine fishing (NAICS 114119)
sectors of the U.S. commercial fishing
industry in all NMFS rules subject to
the RFA after July 1, 2016.
An initial regulatory flexibility
analysis (IRFA) was prepared at the
proposed rule stage, as required by
section 603 of the RFA. This IRFA was
finalized as an FRFA, recognizing
significant adverse short-term economic
effects that were not identified in the
IRFA, on January 24, 2020. The FRFA
describes the economic impact this final
rule is expected to have on small
entities. A description of the action,
why it is being considered, and the legal
basis for this action are contained at the
beginning of this section in the
preamble and in the SUMMARY section of
the preamble. A summary of the
analysis follows. A copy of this analysis
is available from NMFS (see ).
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Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
There are currently 60 individual
permit holders with valid Federal
limited entry drift gillnet permits;
however, many permits remain inactive.
On average, 20 vessels participated in
the fishery each year from 2010 through
2018. In 2018, 21 vessels participated in
the fishery with total landings equaling
201 metric tons (mt) (round weight),
about 10.1 mt on average per vessel.
Total landings included 26 mt of
common thresher shark, 11 mt of
shortfin mako shark, 145 mt of
swordfish, and 19 mt of tunas. All
participants in the fishery are
considered small businesses since
average annual per vessel revenues
persist well below the $11 million
threshold.
The Council considered six
alternatives for protected species hard
caps for the DGN fishery before
selecting Alternative 6 as their final
preferred alternative. Compared to the
baseline, the regulatory action (i.e.,
based on Alternative 6) is expected to
result in an ongoing $4,596 annual loss
per vessel, based on a DGN fleet size of
20 vessels. These potential long-term
adverse economic effects of the
regulations appear to be limited. While
the DGN fishery would not be expected
to close often under the regulations, the
short-term adverse economic effects to
DGN participants in the event of any
closure would be significant. The final
EA, FRFA, and RIR demonstrate that
DGN participants are highly dependent
on the fishery for their annual landings
and revenue and they have little
opportunity to offset economic losses by
participating in other fisheries during a
DGN closure. If vessel operators are
successful in reducing the frequency of
hard cap species catch in the future, the
DGN fishery would close less often.
However, given the many existing
regulatory measures to reduce protected
species interactions in the DGN fishery
to minimal levels, the degree to which
further take reductions can be realized
through fishermen’s deliberate effort to
avoid reaching caps cannot be
determined. Alternative 6 is the least
costly alternative that did not present
significant implementation issues.
Action Alternatives 1 through 4 were
estimated to produce fewer costs to the
fleet than the FPA; however, these
alternatives presented significant
implementation challenges. The
evaluation of the fishery against hard
caps in each of these Alternatives was
based on an estimated M&SI calculation
derived from observer coverage levels.
The current NMFS process under the
MMPA for making M&SI determinations
is an extensive and multi-step process
that takes months to complete and
VerDate Sep<11>2014
16:12 Feb 06, 2020
Jkt 250001
occurs at the end of each calendar year.
It was deemed that this process,
therefore, would not be responsive
enough to inseason interactions with
protected species. NMFS would have to
create an expedited M&SI assessment
process to make a more timely
determination, which would have
further delayed this action.
Additionally, observer coverage rates for
the DGN fishery vary between and
within fishing seasons. This makes it
difficult to determine the coverage rate
at the time an interaction occurs and
then extrapolate observed M&SI for
comparison to the hard caps. Similarly,
using a generalized observer coverage
rate is problematic because DGN vessels
often participate in multiple fisheries
based on environmental factors and the
presence of different species. This adds
to the variation in observer coverage
levels over the course of a fishing
season. Lastly, because fishing effort has
been low compared to historical levels,
a small change in observed fishing effort
can have a significant effect on the
observer coverage rate if unobserved
effort does not change commensurately.
In response to the identified
implementation issues with Alternatives
1 through 4, the CDFW proposed
Alternative 5 with two sub-Alternatives.
Based on Alternative 5 sub-option 1, the
DGN fishery would be expected to meet
or exceed a hard cap 7 out of 13 fishing
seasons, using historical observations
(there is, however, less fishing effort in
recent years, so the fishery would be
expected to close fewer than 7 times
under this Alternative). Using
Alternative 5 sub-option 2, the fishery
would be expected to close in 14.6
percent of simulated seasons, with the
possibility of closing for more than one
full fishing season. The results of the
economic analysis indicate that
Alternative 5 would have greater
economic impacts and not be conducive
to supporting an economically viable
swordfish fishery.
NMFS considers all entities subject to
this action to be small entities as
defined NMFS’ size standards. The
small entities that would be affected by
the action are all U.S. commercial DGN
vessels that may be used in the
California/Oregon large-mesh DGN
fishery. Because each affected vessel is
a small business, the rule has an equal
effect on all of these small entities.
Therefore, the action will impact all
these small entities in the same manner.
This rule is anticipated to have a
significant economic impact on a
substantial number of small entities, or
place small entities at a disadvantage to
large entities.
PO 00000
Frm 00060
Fmt 4700
Sfmt 4700
List of Subjects in 50 CFR Part 660
Fisheries, Fishing, Reporting, and
recordkeeping requirements.
Dated: February 4, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 660 is amended
as follows:
PART 660—FISHERIES OFF WEST
COAST STATES
1. The authority citation for part 660
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq., 16
U.S.C. 773 et seq., and 16 U.S.C. 7001 et seq.
2. In § 660.702, add the definition for
‘‘Injury’’ in alphabetical order to read as
follows:
■
§ 660.702
Definitions.
*
*
*
*
*
Injury, when referring to marine
mammals and sea turtles, means the
animal has been released with obvious
physical injury or with attached fishing
gear.
*
*
*
*
*
■ 3. In § 660.705, add paragraphs (tt)
and (uu) to read as follows:
§ 660.705
Prohibitions.
*
*
*
*
*
(tt) Fish with a large-mesh drift gillnet
(mesh size ≥ 14 inches) in the U.S. West
Coast Exclusive Economic Zone during
the time the fishery is closed pursuant
to § 660.713(h)(2)(ii).
(uu) Retain on board, transship, or
land any fish caught with a large-mesh
drift gillnet (mesh size ≥ 14 inches) later
than 4 days after the effective date of a
drift gillnet fishery closure and before
the drift gillnet fishery re-opens
pursuant to § 660.713(h)(2)(ii).
■ 4. In § 660.713, add paragraph (h) to
read as follows:
§ 660.713
Drift gillnet fishery.
*
*
*
*
*
(h) Limits on protected species
mortalities and injuries. (1) Maximum 2year hard caps are established on the
number of sea turtle and marine
mammal mortalities and injuries that
occur as a result of observed
interactions with large-mesh drift
gillnets (mesh size ≥ 14 inches)
deployed by vessels registered for use
under HMS permits. Mortalities and
injuries during the current fishing
season (May 1 through January 31) and
the previous fishing season are counted
towards the hard caps. The mortality
and injury hard caps are as follows:
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TABLE 1 TO PARAGRAPH (h)
Species
Rolling
2-year
hard cap
Fin Whale .................................
Humpback Whale .....................
Sperm Whale ............................
Leatherback Sea Turtle ............
Loggerhead Sea Turtle .............
Olive Ridley Sea Turtle ............
Green Sea Turtle ......................
Short-fin Pilot Whale (CA/OR/
WA stock) ..............................
Bottlenose Dolphin (CA/OR/WA
stock) .....................................
2
2
2
2
2
2
2
4
4
jbell on DSKJLSW7X2PROD with RULES
(2) Upon determination by the
Regional Administrator that, based on
data from NMFS observers or a NMFS
Electronic Monitoring program, the
fishery has reached any of the protected
species hard caps during a given 2-year
period:
(i) As soon as practicable, the
Regional Administrator will file for
publication at the Office of the Federal
Register a notification that the fishery
has reached a protected species hard
VerDate Sep<11>2014
16:12 Feb 06, 2020
Jkt 250001
cap. The notification will include an
advisement that the large-mesh drift
gillnet (mesh size ≥ 14 inches) fishery
shall be closed, and that drift gillnet
fishing in the U.S. West Coast Exclusive
Economic Zone by vessels registered for
use under HMS permits will be
prohibited beginning at a specified date
and ending at a specified date. Drift
gillnet fishing will then be allowed
beginning May 1 of the year when
observed mortality and injury of each
species during the previous two May 1
through January 31 fishing seasons is
below its hard cap value. Coincidental
with the filing of the notification, the
Regional Administrator will also
provide actual notice that the largemesh drift gillnet (mesh size ≥ 14
inches) fishery shall be closed, and that
drift gillnet fishing in the U.S. West
Coast Exclusive Economic Zone by
vessels registered for use under HMS
permits will be prohibited beginning at
a specified date, to all holders of HMS
permits with a drift gillnet endorsement
via VMS communication, postal mail,
PO 00000
Frm 00061
Fmt 4700
Sfmt 9990
7251
and a posting on the NMFS regional
website.
(ii) Beginning on the fishery closure
date published in the Federal Register
and indicated by the Regional
Administrator in the notification
provided to vessel operators and permit
holders under paragraph (h)(2)(i) of this
section, and until the specified ending
date, the large-mesh drift gillnet (mesh
size ≥ 14 inches) fishery shall be closed.
During the closure period commercial
fishing vessels registered for use under
HMS permits may not be used to target,
retain on board, transship, or land fish
captured with a large-mesh drift gillnet
(mesh size ≥ 14 inches), with the
exception that any fish already on board
a fishing vessel on the effective date of
the document may be retained on board,
transshipped, and/or landed, to the
extent authorized by applicable laws
and regulations, provided such fish are
landed within 4 days after the effective
date published in the fishing closure
document.
[FR Doc. 2020–02458 Filed 2–6–20; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 85, Number 26 (Friday, February 7, 2020)]
[Rules and Regulations]
[Pages 7246-7251]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-02458]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 660
[Docket No. 200204-0041]
RIN 0648-BJ58
Fisheries off West Coast States; Highly Migratory Fisheries;
California Drift Gillnet Fishery; Protected Species Hard Caps for the
California/Oregon Large-Mesh Drift Gillnet Fishery
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule; request for comments.
-----------------------------------------------------------------------
SUMMARY: NMFS is publishing regulations under the authority of Section
303(b) of the Magnuson-Stevens Fishery Conservation and Management Act
(MSA) to implement an immediate closure of the California/Oregon drift
gillnet (DGN) fishery for swordfish and thresher shark (14 inch (36 cm)
minimum mesh size) if a hard cap (i.e., limit) on mortality/injury is
met or exceeded for certain protected species during a rolling 2-year
period. The length of the closure will be dependent on when the hard
cap is reached. The implementation of hard caps is intended to manage
the fishery under the MSA to protect certain non-target species. The
publication of this final rule is necessary to comply with a court
order issued January 8, 2020, as further described in SUPPLEMENTARY
INFORMATION below.
DATES: The final rule is effective March 9, 2020. Comments on the final
rule and supporting documents must be submitted in writing by March 23,
2020.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2016-0123, by any of the following methods:
Electronic Submission: Submit all electronic public
comments via the Federal e-Rulemaking Portal. Go to https://www.regulations.gov/docket?D=NOAA-NMFS-2016-0123, click the ``Comment
Now!'' icon, complete the required fields, and enter or attach your
comments.
Mail: Submit written comments to Lyle Enriquez, NMFS West
Coast Region, 501 W. Ocean Blvd., Suite 4200, Long Beach, CA 90802.
Include the identifier ``NOAA-NMFS-2016-0123'' in the comments.
Instructions: Comments must be submitted by one of the above
methods to ensure they are received, documented, and considered by
NMFS. Comments sent by any other method, to any other address or
individual, or received after the end of the comment period, may not be
considered. All comments received are a part of the public record and
will generally be posted for public viewing on www.regulations.gov
without change. All personal identifying information (e.g., name,
address, etc.) submitted voluntarily by the sender will be publicly
accessible. Do not submit confidential business information, or
otherwise sensitive or protected information. NMFS will accept
anonymous comments (enter ``N/A'' in the required fields if you wish to
remain anonymous).
Copies of the final Environmental Assessment (EA), Regulatory
Impact Review (RIR), Final Regulatory Flexibility Analysis (FRFA), and
other supporting documents are available via the Federal eRulemaking
Portal: https://www.regulations.gov/docket?D=NOAA-NMFS-2016-0123 or by
contacting Lyle Enriquez, NMFS West Coast Region, 501 W. Ocean
Boulevard, Suite 4200, Long Beach, CA 90802-4213, or
[email protected].
FOR FURTHER INFORMATION CONTACT: Lyle Enriquez, NMFS, West Coast
Region, 562-980-4025, or [email protected].
SUPPLEMENTARY INFORMATION:
Background
The DGN fishery for swordfish and thresher shark (14 inch (36 cm)
minimum mesh size) is federally managed under the Federal Fishery
Management Plan for U.S. West Coast Fisheries for Highly Migratory
Species (HMS FMP) and via regulations of the states of California and
Oregon to conserve target and non-target stocks, including protected
species that are incidentally captured. The HMS FMP was prepared by the
Council and is implemented under the authority of the MSA by
regulations at 50 CFR part 660.
The DGN fishery has been subject to a number of seasonal closures.
Since 1982, it has been closed inside the entire U.S. West Coast
exclusive economic zone (EEZ) from February 1 to April 30. In 1986, a
closure was established within 75 miles (121 km) of the California
mainland from June 1 through Aug 14 to conserve common thresher sharks;
this closure was extended to include May in 1990 and later years. In
2001, NMFS implemented two Pacific sea turtle conservation areas on the
U.S. West Coast with seasonal DGN restrictions to protect endangered
leatherback and loggerhead sea turtles. The larger of the two closures
spans the EEZ north of Point Conception, CA (34[deg]27' N latitude) to
mid-Oregon (45[deg] N latitude) and west to 129[deg] W longitude. DGN
fishing is prohibited annually within this conservation area from
August 15 to November 15 to protect leatherback sea turtles. A smaller
closure was implemented to protect Pacific loggerhead turtles from DGN
gear from June 1--August 31 during a forecasted or occurring El
Ni[ntilde]o event, and is located south of Point Conception, CA, and
east of 120[deg] W longitude (72 FR 31756, June 8, 2007). The number of
active vessels in the DGN fishery has remained under 50 vessels since
2003, with an average of 20 active vessels per year from 2010 through
2018.
[[Page 7247]]
NMFS' fleet-wide observer coverage target has been between 20 and
30 percent since 2013. Since some DGN vessels are unobservable due to
safety or accommodations requirements, the observable vessels are
observed at a rate higher than 30 percent to attain the fleet-wide 30
percent coverage. Four to six DGN vessels have been unobservable during
each fishing season from 2011 to present.
Council Background
In March 2012, the Council tasked NMFS with determining the steps
needed to implement protected species hard caps in the DGN fishery.
Originally concerned with sea turtle interactions, the Council expanded
its scope to include marine mammals at its June 2014 meeting. At that
meeting, the Council directed its Highly Migratory Species Management
Team (HMSMT) to begin developing a range of alternatives to establish
hard caps on high-priority protected species (i.e., sea turtles and
marine mammals) incidentally caught in the DGN fishery. In September
2014, the Council selected a Range of Alternatives and Preliminary
Preferred Alternative (PPA); however, the HMSMT identified
implementation issues with the Council's PPA, and an additional PPA,
identified as the California Department of Fish and Wildlife (CDFW)
PPA, was selected in March 2015. In June, the Council added a 2-year
hard cap sub-option to the Council hard cap PPA and the CDFW hard cap
PPA. An additional alternative that modified the CDFW PPA was added in
September 2015. This alternative contained 2-year rolling hard caps
based on observed mortality/injury; the Council selected this
alternative as its Final Preferred Alternative (FPA).
The proposed rule to implement this FPA was published in the
Federal Register on October 13, 2016, following NMFS' determination
that it was consistent with the fishery management plan, plan
amendment, the MSA, and other applicable law. Following public comment
on the proposed rule, NMFS conducted further analysis of the economic
effects of the action. This new analysis identified significant adverse
short-term economic effects that were not identified at the proposed
rule stage. Citing inconsistency with the purpose and need for the
action and MSA National Standard 7 (i.e., conservation and management
measures shall, where practicable, minimize costs and avoid unnecessary
duplication), NMFS withdrew the proposed rule on June 12, 2017. On July
12, 2017, an advocacy organization sued to compel publication of the
proposed regulations, citing the theory that NMFS' initial
determination under MSA Sec. 304(b)(1)(A) could not be reversed by a
subsequent negative determination, namely that the proposed regulations
did not comport with applicable law. On October 24, 2018, the United
States District Court for the Central District of California found that
since NMFS had not published the proposed regulations as-is nor
consulted with the Council on revisions after making an initial
determination under MSA Sec. 304(b)(1)(A) that they were consistent
with applicable law, NMFS had exceeded its authority under the MSA and
the Administrative Procedure Act, and remanded to NMFS for further
action.
On January 8, 2020, the Court ordered NMFS to publish a final rule
for hard caps by February 7, 2020. The order also states that NMFS
shall consult with the Pacific Fishery Management Council (Council)
before making any revisions to the proposed regulations. Because the
Council's next meeting is not until March 2020, NMFS does not have an
opportunity to consult with the Council on revisions to the regulations
before the Court's deadline. Therefore, NMFS is publishing the hard
caps regulations as they were originally proposed, without changes to
the regulatory text, in accord with the order. After publishing the
rule, NMFS intends to review all options for addressing the economic
impacts to DGN fishery participants through a separate rulemaking,
beginning with engagement of the Council to propose revisions through
the Council's normal process. NMFS is soliciting public comment on this
final rule to gather information that can be used to develop such a
separate rulemaking.
Regulations for Hard Cap Limits
The implementation of hard caps is intended to manage the fishery
under the MSA to protect certain non-target species. Its purpose is not
to manage marine mammal or endangered species populations, but rather
to enhance the provisions of the Endangered Species Act (ESA) and the
Marine Mammal Protection Act (MMPA) under MSA Section 303(b)(12) and
National Standard 9. This final rule implements the Council's FPA,
which establishes 2-year rolling hard caps on observed mortality and
injury to fin, humpback, and sperm whales, leatherback, loggerhead,
olive ridley, and green sea turtles, short-fin pilot whales, and
bottlenose dolphins in the DGN fishery. The definition of injury is
taken from the NMFS West Coast Region Observer Program field manual.
Observers record protected species released as Alive, Injured, or Dead.
Observer program staff review observer data forms and notes to make a
final determination of the condition of entangled protected species. To
determine whether a hard cap has been reached, NMFS will count observed
mortalities and injuries to these species during the current DGN
fishing season (May 1 through January 31) and the previous fishing
season. If a cap is reached, the DGN fishery will close until the 2-
year (i.e., two fishing seasons) mortality and injury for all species
falls below their hard cap value. The DGN fishery will then re-open on
May 1 of the subsequent fishing season. The Council recommended hard
cap values while DGN observer coverage is less than 75 percent; the
Council will revisit hard cap values when observer coverage becomes
greater than 75 percent.
Table 1--Protected Species Hard Caps for Drift Gillnet Fishery
------------------------------------------------------------------------
Rolling 2-
Species year hard
cap
------------------------------------------------------------------------
Fin Whale.................................................. 2
Humpback Whale............................................. 2
Sperm Whale................................................ 2
Leatherback Sea Turtle..................................... 2
Loggerhead Sea Turtle...................................... 2
Olive Ridley Sea Turtle.................................... 2
Green Sea Turtle........................................... 2
Short-fin Pilot Whale (CA/OR/WA stock)..................... 4
Bottlenose Dolphin (CA/OR/WA stock)........................ 4
------------------------------------------------------------------------
Fishery Closure Procedures
NMFS will report observed protected species mortalities and
injuries to help participants in the DGN fishery plan for the
possibility of a hard cap being reached. If, as determined by NMFS, the
DGN fleet meets or exceeds a hard cap, the fishery will be closed. Hard
caps will be assessed over a rolling two-year period, by comparing the
total number of mortalities and injuries during the current and
previous fishing seasons to the hard caps. If a hard cap is reached or
exceeded, the fishery will be closed until the two-year total of
mortalities and injuries falls below the hard cap values for all
species. Once the two-year total falls below the hard cap value for all
species, the fishery will reopen on May 1 of the following fishing
season. NMFS will publish a document in the Federal Register announcing
the specified beginning and end dates of the closure. Upon the
effective date identified in the Federal Register document, a DGN
vessel may not be used to target, retain on board, transship, or land
any additional fish
[[Page 7248]]
using DGN gear in the U.S. West Coast EEZ during the period specified
in the announcement. Any fish already on board a DGN fishing vessel on
the effective date may be retained on board, transshipped, and/or
landed, to the extent authorized by applicable laws and regulations, if
they are landed within 4 days of the effective date. NMFS will notify
vessel owners/operators of the closure by Vessel Monitoring System
communication to the fleet stating when large-mesh drift gillnet
fishing is closed. Notification will also be made by mail and a posting
on the NMFS regional website.
Public Comments and Responses
NMFS received 20 comments, some of which included attachments and
lists of signatories, during the comment period on the proposed rule.
Of these, five comments supported the proposed rule as-is, nine
supported the proposed rule and recommended additional or more
stringent measures, five opposed the proposed rule entirely, and one
opposed the proposed rule but recommended alternative approaches to
regulating takes of non-target species by the DGN fishery. Major themes
of the summarized comments and NMFS' responses are below.
Theme 1: The Proposed Rule Would Cause Significant Economic Impacts to
DGN Fishery Participants
All six of the comments in opposition to the proposed rule, and one
comment in support of the proposed rule, stated concerns that fishery
closures resulting from hard caps on protected species takes would
cause significant economic harm to DGN fishery participants, many of
whom are dependent on the fishery for a significant portion of their
annual income. Commenters expressed a desire for more detailed economic
analysis of the potential effects of fishery closures under the
proposed rule. One comment stated that closures resulting from the
proposed rule would force seafood processors to increase their imports
of foreign-caught swordfish, due to reductions in domestic supply. One
comment which generally supported the proposed rule recommended NMFS
establish a compensation program to remunerate fishers for lost income
during a potential closure.
Response: Following public comment on the proposed rule and
associated analyses, NMFS conducted further economic analysis that
found significant short-term economic effects not identified at the
proposed rule stage. While the DGN fishery is not expected to close
often under the regulations, the adverse economic effects to DGN
participants in the event of a closure would be significant. The final
EA, FRFA, and RIR demonstrate that DGN participants are highly
dependent on the fishery for their annual landings and revenue, and
they have little opportunity to offset economic losses by participating
in other existing fisheries during a DGN closure.
Theme 2: Desire for More Stringent Hard Caps Than Those in the Proposed
Rule
Seven comments in support of the proposed rule expressed a desire
for lower caps and/or a shorter management time horizon than the 2-year
rolling hard caps outlined in the proposed rule. Of these comments,
five recommended NMFS adopt Alternative 5 from the EA, which would
establish one-year hard caps based on entanglements, rather than 2-year
rolling hard caps based on mortality and serious injury (M&SI).
Response: The Council considered several other alternatives for
this action. Descriptions of each of the alternatives are included in
the EA and RIR. A rationale for why the other action alternatives were
rejected is provided below.
Alternatives 1 through 4 presented significant challenges to
implementation compared to the preferred alternative because they would
use estimated M&SI based on observer coverage levels to evaluate the
fishery against hard caps. The preferred alternative uses observed
mortality and injury without the need to determine serious injury or to
extrapolate data based on observer coverage in-season The current NMFS
process under the MMPA for making M&SI determinations is an extensive
and multi-step process that takes months to complete and occurs at the
end of each calendar year. It was deemed that this process, therefore,
would not be responsive enough to inseason interactions with protected
species. NMFS would have to create an expedited M&SI assessment process
to make a more timely determination, which would further delay this
action. Additionally, observer coverage rates for the DGN fishery vary
between and within fishing seasons. This makes it difficult to
determine the coverage rate at the time an interaction occurs, thus
influencing the hard cap limits. Similarly, using a generalized
observer coverage rate is problematic because DGN vessels often
participate in multiple fisheries based on environmental factors and
the presence of different species. This adds to the variance in
observer coverage levels over the course of a fishing season.
In response to the identified implementation issues, Council
members developed Alternative 5 with two sub-Alternatives. Under
Alternative 5 sub-option 1, the DGN fishery would be expected to meet
or exceed a hard cap 7out of 13 fishing seasons, using historical
observations (there is, however, less fishing effort in recent years,
so the fishery is expected to close fewer than 7 times under this
Alternative). Under Alternative 5 sub-option 2, the fishery would be
expected to close in 14.6 percent of simulated seasons, with the
possibility of closing for more than one full fishing season. The
economic analysis showed that Alternative 5 would not be conducive to
supporting an economically viable swordfish fishery.
Due to implementation issues identified with Alternatives 1 through
4, and the large decreases in effort, landings, revenue, and profits
associated with Alternatives 5a and 5b, Alternative 6 was chosen as the
preferred alternative. Alternative 6 was considered the least cost
action alternative of those that did not present significant
implementation issues.
Theme 3: Need for Increased Observer Coverage
Eight comments in support of the proposed rule expressed a desire
to increase observer coverage in the DGN fishery, ideally to 100
percent. Commenters voiced concern that a hard caps regime with
incomplete observer coverage may not adequately prevent takes of
protected species. One comment in opposition to the proposed rule
shared a similar concern, and recommended NMFS avoid the use of ratio
estimates in determining total takes for the fishery under incomplete
observer coverage.
Response: The Council developed the hard cap values based on less
than 100 percent coverage, and indicated that they would revisit the
values when observer coverage reaches 75 percent or greater in the DGN
fishery. In 2015, the Council recommended increasing DGN monitoring to
100 percent using on-board observers or electronic monitoring. That
action would be undertaken separately, and increased observer coverage
was not a part of the proposed rule.
Theme 4: The Proposed Rule Is Inconsistent With MSA National Standards
Five comments opposed the proposed rule on the grounds that it is
not consistent with the legal requirements outlined in the MSA National
Standards. MSA National Standard 8 states that conservation and
management measures shall ``provide
[[Page 7249]]
for the sustained participation of [fishing] communities,'' and
``minimize adverse economic impacts on such communities.'' Commenters
expressed concern that fishery closures under the proposed rule would
cause economic harm to fishery participants to a degree which could
compromise the economic viability of the DGN fishery and preclude
continued participation. Two commenters expressed additional concerns
that the hard caps in the proposed rule are arbitrary, poorly defined,
and not based on the best available science, therefore making them
inconsistent with MSA National Standard 2.
Response: NMFS initially found the proposed rule consistent with
MSA, its National Standards, and other applicable laws. Following
public comment on the proposed rule, NMFS conducted additional economic
analysis and found the regulations to be inconsistent with MSA National
Standard 7 (i.e., conservation and management measures shall, where
practicable, minimize costs and avoid unnecessary duplication). NMFS
intends to review all options for addressing the economic impacts to
DGN fishery participants through a separate rulemaking, beginning with
engagement of the Council to propose revisions through the Council's
normal process. Such a rulemaking would need to be consistent with the
other MSA National Standards, including 2 and 8.
Theme 5: The Proposed Rule is Unnecessary and Would Not Provide a
Significant Benefit to Protected Species
Two commenters opposed the proposed rule on the grounds that the
recent levels of bycatch impacts by the DGN fishery do not warrant
additional regulation under MSA. One commenter questioned why
additional regulation under MSA is needed, given that management
schemes for endangered species and marine mammals already exist under
ESA and MMPA. This commenter expressed concern that the proposed rule
would diminish the effectiveness of the existing take reduction team
(TRT) process under MMPA, and recommended that NMFS instead consult
with the Pacific Ocean Cetacean TRT on processes to improve performance
of the DGN fishery.
Response: Take of ESA-listed species in the DGN fishery is
currently within the values authorized by an Incidental Take Statement
issued as part of a 2013 ESA Biological Opinion on DGN fishing
activities. Take of all marine mammals in the DGN fishery is currently
below their Potential Biological Removal levels under the MMPA. The
Council recommended protected species hard caps for the DGN fishery to
address MSA National Standard 9 and Section 303 of the MSA (i.e., to
minimize bycatch and bycatch mortality and conserve non-target species
to the extent practicable).
Theme 6: The Proposed Rule May or May Not Cause a ``Transfer Effect''
of Protected Species Bycatch
Two comments in opposition to the proposed rule expressed a concern
that closing the DGN fishery due to hard caps violations would result
in increased effort by foreign fisheries with different management
regimes and potentially greater bycatch impacts, a theory known as the
``transfer effect.'' One commenter in support of the proposed rule
acknowledged and challenged this notion, claiming there is no evidence
to suggest such a response by foreign fisheries to the level of effort
by U.S. domestic fisheries.
Response: There may be a market substitute if fewer swordfish are
caught by DGN gear. For example, the Hawaii longline fishery lands
swordfish on the U.S. West Coast and the U.S. imports swordfish from
foreign fisheries. If swordfish buyers on the U.S. West Coast increase
their purchases of swordfish from sources with less bycatch, then there
could be a minor beneficial impact to the environment. If buyers
increase purchases of swordfish from sources with higher bycatch,
increased negative effects to the environment would be expected.
However, NMFS' analysis did not predict which source or sources would
fill the market demand in order to attempt to quantify these effects.
Classification
NMFS' initial determination of consistency with National Standard 7
of the Magnuson-Stevens Fishery Conservation and Management Act, and
related concerns arising after the publication of the proposed rule,
are discussed above. The Administrator, West Coast Region, NMFS,
determined that the rule is consistent with all other applicable laws.
There are no new collection-of-information requirements associated
with this action that are subject to the Paperwork Reduction Act (PRA),
and existing collection-of-information requirements still apply under
the following Control Number: 0648-0593. Notwithstanding any other
provision of the law, no person is required to respond to, and no
person shall be subject to penalty for failure to comply with, a
collection-of-information subject to the requirements of the PRA,
unless that collection-of-information displays a currently valid Office
of Management and Budget control number.
NMFS prepared a final EA for this rule and concluded that there
will be no significant impact on biological resources as a result of
this action, based on the analysis contained in the EA. The action may
result in significant adverse socioeconomic impacts in the event of a
fishery closure. The action will have minor beneficial environmental
impacts on target, not-target, and protected species and negative
economic impacts to the DGN fleet. All of the proposed alternatives
would result in a negative economic impact; however, the Council's
final preferred alternative would result in a limited economic impact
when compared to the other action alternatives (a more detailed
explanation can be found in the FRFA). A copy of the final EA is
available from NMFS (see ADDRESSES).
This rule has been determined to be not significant for purposes of
Executive Order 12866.
This final rule is not an Executive Order 13771 regulatory action
because this action is not significant under Executive Order 12866.
On December 29, 2015, the National Marine Fisheries Service (NMFS)
issued a final rule establishing a small business size standard of $11
million in annual gross receipts for all businesses primarily engaged
in the commercial fishing industry (NAICS 11411) for Regulatory
Flexibility Act (RFA) compliance purposes only (80 FR 81194, December
29, 2015). The $11 million standard became effective on July 1, 2016,
and is to be used in place of the U.S. Small Business Administration's
(SBA) current standards of $20.5 million, $5.5 million, and $7.5
million for the finfish (NAICS 114111), shellfish (NAICS 114112), and
other marine fishing (NAICS 114119) sectors of the U.S. commercial
fishing industry in all NMFS rules subject to the RFA after July 1,
2016.
An initial regulatory flexibility analysis (IRFA) was prepared at
the proposed rule stage, as required by section 603 of the RFA. This
IRFA was finalized as an FRFA, recognizing significant adverse short-
term economic effects that were not identified in the IRFA, on January
24, 2020. The FRFA describes the economic impact this final rule is
expected to have on small entities. A description of the action, why it
is being considered, and the legal basis for this action are contained
at the beginning of this section in the preamble and in the SUMMARY
section of the preamble. A summary of the analysis follows. A copy of
this analysis is available from NMFS (see ).
[[Page 7250]]
There are currently 60 individual permit holders with valid Federal
limited entry drift gillnet permits; however, many permits remain
inactive. On average, 20 vessels participated in the fishery each year
from 2010 through 2018. In 2018, 21 vessels participated in the fishery
with total landings equaling 201 metric tons (mt) (round weight), about
10.1 mt on average per vessel. Total landings included 26 mt of common
thresher shark, 11 mt of shortfin mako shark, 145 mt of swordfish, and
19 mt of tunas. All participants in the fishery are considered small
businesses since average annual per vessel revenues persist well below
the $11 million threshold.
The Council considered six alternatives for protected species hard
caps for the DGN fishery before selecting Alternative 6 as their final
preferred alternative. Compared to the baseline, the regulatory action
(i.e., based on Alternative 6) is expected to result in an ongoing
$4,596 annual loss per vessel, based on a DGN fleet size of 20 vessels.
These potential long-term adverse economic effects of the regulations
appear to be limited. While the DGN fishery would not be expected to
close often under the regulations, the short-term adverse economic
effects to DGN participants in the event of any closure would be
significant. The final EA, FRFA, and RIR demonstrate that DGN
participants are highly dependent on the fishery for their annual
landings and revenue and they have little opportunity to offset
economic losses by participating in other fisheries during a DGN
closure. If vessel operators are successful in reducing the frequency
of hard cap species catch in the future, the DGN fishery would close
less often. However, given the many existing regulatory measures to
reduce protected species interactions in the DGN fishery to minimal
levels, the degree to which further take reductions can be realized
through fishermen's deliberate effort to avoid reaching caps cannot be
determined. Alternative 6 is the least costly alternative that did not
present significant implementation issues.
Action Alternatives 1 through 4 were estimated to produce fewer
costs to the fleet than the FPA; however, these alternatives presented
significant implementation challenges. The evaluation of the fishery
against hard caps in each of these Alternatives was based on an
estimated M&SI calculation derived from observer coverage levels. The
current NMFS process under the MMPA for making M&SI determinations is
an extensive and multi-step process that takes months to complete and
occurs at the end of each calendar year. It was deemed that this
process, therefore, would not be responsive enough to inseason
interactions with protected species. NMFS would have to create an
expedited M&SI assessment process to make a more timely determination,
which would have further delayed this action. Additionally, observer
coverage rates for the DGN fishery vary between and within fishing
seasons. This makes it difficult to determine the coverage rate at the
time an interaction occurs and then extrapolate observed M&SI for
comparison to the hard caps. Similarly, using a generalized observer
coverage rate is problematic because DGN vessels often participate in
multiple fisheries based on environmental factors and the presence of
different species. This adds to the variation in observer coverage
levels over the course of a fishing season. Lastly, because fishing
effort has been low compared to historical levels, a small change in
observed fishing effort can have a significant effect on the observer
coverage rate if unobserved effort does not change commensurately.
In response to the identified implementation issues with
Alternatives 1 through 4, the CDFW proposed Alternative 5 with two sub-
Alternatives. Based on Alternative 5 sub-option 1, the DGN fishery
would be expected to meet or exceed a hard cap 7 out of 13 fishing
seasons, using historical observations (there is, however, less fishing
effort in recent years, so the fishery would be expected to close fewer
than 7 times under this Alternative). Using Alternative 5 sub-option 2,
the fishery would be expected to close in 14.6 percent of simulated
seasons, with the possibility of closing for more than one full fishing
season. The results of the economic analysis indicate that Alternative
5 would have greater economic impacts and not be conducive to
supporting an economically viable swordfish fishery.
NMFS considers all entities subject to this action to be small
entities as defined NMFS' size standards. The small entities that would
be affected by the action are all U.S. commercial DGN vessels that may
be used in the California/Oregon large-mesh DGN fishery. Because each
affected vessel is a small business, the rule has an equal effect on
all of these small entities. Therefore, the action will impact all
these small entities in the same manner. This rule is anticipated to
have a significant economic impact on a substantial number of small
entities, or place small entities at a disadvantage to large entities.
List of Subjects in 50 CFR Part 660
Fisheries, Fishing, Reporting, and recordkeeping requirements.
Dated: February 4, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 660 is amended
as follows:
PART 660--FISHERIES OFF WEST COAST STATES
0
1. The authority citation for part 660 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq., 16 U.S.C. 773 et seq., and
16 U.S.C. 7001 et seq.
0
2. In Sec. 660.702, add the definition for ``Injury'' in alphabetical
order to read as follows:
Sec. 660.702 Definitions.
* * * * *
Injury, when referring to marine mammals and sea turtles, means the
animal has been released with obvious physical injury or with attached
fishing gear.
* * * * *
0
3. In Sec. 660.705, add paragraphs (tt) and (uu) to read as follows:
Sec. 660.705 Prohibitions.
* * * * *
(tt) Fish with a large-mesh drift gillnet (mesh size >= 14 inches)
in the U.S. West Coast Exclusive Economic Zone during the time the
fishery is closed pursuant to Sec. 660.713(h)(2)(ii).
(uu) Retain on board, transship, or land any fish caught with a
large-mesh drift gillnet (mesh size >= 14 inches) later than 4 days
after the effective date of a drift gillnet fishery closure and before
the drift gillnet fishery re-opens pursuant to Sec. 660.713(h)(2)(ii).
0
4. In Sec. 660.713, add paragraph (h) to read as follows:
Sec. 660.713 Drift gillnet fishery.
* * * * *
(h) Limits on protected species mortalities and injuries. (1)
Maximum 2-year hard caps are established on the number of sea turtle
and marine mammal mortalities and injuries that occur as a result of
observed interactions with large-mesh drift gillnets (mesh size >= 14
inches) deployed by vessels registered for use under HMS permits.
Mortalities and injuries during the current fishing season (May 1
through January 31) and the previous fishing season are counted towards
the hard caps. The mortality and injury hard caps are as follows:
[[Page 7251]]
Table 1 to paragraph (h)
------------------------------------------------------------------------
Rolling 2-
Species year hard
cap
------------------------------------------------------------------------
Fin Whale.................................................. 2
Humpback Whale............................................. 2
Sperm Whale................................................ 2
Leatherback Sea Turtle..................................... 2
Loggerhead Sea Turtle...................................... 2
Olive Ridley Sea Turtle.................................... 2
Green Sea Turtle........................................... 2
Short-fin Pilot Whale (CA/OR/WA stock)..................... 4
Bottlenose Dolphin (CA/OR/WA stock)........................ 4
------------------------------------------------------------------------
(2) Upon determination by the Regional Administrator that, based on
data from NMFS observers or a NMFS Electronic Monitoring program, the
fishery has reached any of the protected species hard caps during a
given 2-year period:
(i) As soon as practicable, the Regional Administrator will file
for publication at the Office of the Federal Register a notification
that the fishery has reached a protected species hard cap. The
notification will include an advisement that the large-mesh drift
gillnet (mesh size >= 14 inches) fishery shall be closed, and that
drift gillnet fishing in the U.S. West Coast Exclusive Economic Zone by
vessels registered for use under HMS permits will be prohibited
beginning at a specified date and ending at a specified date. Drift
gillnet fishing will then be allowed beginning May 1 of the year when
observed mortality and injury of each species during the previous two
May 1 through January 31 fishing seasons is below its hard cap value.
Coincidental with the filing of the notification, the Regional
Administrator will also provide actual notice that the large-mesh drift
gillnet (mesh size >= 14 inches) fishery shall be closed, and that
drift gillnet fishing in the U.S. West Coast Exclusive Economic Zone by
vessels registered for use under HMS permits will be prohibited
beginning at a specified date, to all holders of HMS permits with a
drift gillnet endorsement via VMS communication, postal mail, and a
posting on the NMFS regional website.
(ii) Beginning on the fishery closure date published in the Federal
Register and indicated by the Regional Administrator in the
notification provided to vessel operators and permit holders under
paragraph (h)(2)(i) of this section, and until the specified ending
date, the large-mesh drift gillnet (mesh size >= 14 inches) fishery
shall be closed. During the closure period commercial fishing vessels
registered for use under HMS permits may not be used to target, retain
on board, transship, or land fish captured with a large-mesh drift
gillnet (mesh size >= 14 inches), with the exception that any fish
already on board a fishing vessel on the effective date of the document
may be retained on board, transshipped, and/or landed, to the extent
authorized by applicable laws and regulations, provided such fish are
landed within 4 days after the effective date published in the fishing
closure document.
[FR Doc. 2020-02458 Filed 2-6-20; 8:45 am]
BILLING CODE 3510-22-P