Magnuson-Stevens Fishery Conservation and Management Act Provisions; Fisheries of the Northeastern United States; Industry-Funded Monitoring, 7414-7442 [2020-00881]
Download as PDF
7414
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
phone: (978) 282–9272 or email:
Carrie.Nordeen@noaa.gov.
SUPPLEMENTARY INFORMATION:
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 648
[Docket No. 200115–0017]
RIN 0648–BG91
Magnuson-Stevens Fishery
Conservation and Management Act
Provisions; Fisheries of the
Northeastern United States; IndustryFunded Monitoring
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Final rule.
AGENCY:
This action implements the
New England Fishery Management
Council’s Industry-Funded Monitoring
Omnibus Amendment. This amendment
allows the New England Council
flexibility to increase monitoring in
certain fishery management plans to
assess the amount and type of catch and
reduce uncertainty around catch
estimates. This amendment establishes a
process to standardize future industryfunded monitoring programs in New
England fishery management plans and
establishes industry-funded monitoring
in the Atlantic herring fishery. This
action helps ensure consistency in
industry-funded monitoring programs
across fisheries and increases
monitoring in the Atlantic herring
fishery.
DATES: Effective March 9, 2020, except
for §§ 648.11(m) and 648.14(r) which are
effective April 1, 2020.
ADDRESSES: Copies of the IndustryFunded Monitoring Omnibus
Amendment, including the
Environmental Assessment, the
Regulatory Impact Review, and the
Initial Regulatory Flexibility Analysis
(EA/RIR/IRFA) prepared in support of
this action are available from Thomas A.
Nies, Executive Director, New England
Fishery Management Council, 50 Water
Street, Mill 2, Newburyport, MA 01950.
The supporting documents are also
accessible via the internet at: https://
www.nefmc.org.
Written comments regarding the
burden-hour estimates or other aspects
of the collection-of-information
requirements contained in this rule may
be submitted to the Greater Atlantic
Regional Fisheries Office and by email
to OIRA_Submission@omb.eop.gov or
fax to (202) 395–5806.
FOR FURTHER INFORMATION CONTACT:
Carrie Nordeen, Fishery Policy Analyst,
jbell on DSKJLSW7X2PROD with RULES2
SUMMARY:
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
Background
The New England Fishery
Management Council developed an
amendment to allow industry-funded
monitoring in its fishery management
plans (FMPs), except those managed
jointly with the Mid-Atlantic Fishery
Management Council, and establish
industry-funded monitoring in the
Atlantic herring fishery. The
amendment standardizes the
development and administration of
future industry-funded monitoring
programs in New England Council
FMPs and increases monitoring in the
herring fishery to help provide
increased accuracy in catch estimates.
The New England Industry-Funded
Monitoring Omnibus Amendment
provides a mechanism to allow the
Council flexibility to increase
monitoring in its FMPs to assess the
amount and type of catch and reduce
uncertainty around catch estimates.
Industry-funded monitoring would be in
addition to monitoring requirements
associated with the Standardized
Bycatch Reporting Methodology
(SBRM), the Endangered Species Act
(ESA), and the Marine Mammal
Protection Act (MMPA). This
amendment remedies NMFS
disapprovals of previous Council
proposals for industry-funded
monitoring that either required NMFS to
spend money that was not yet
appropriated or split monitoring costs
between the fishing industry and NMFS
in ways that were inconsistent with
Federal law.
To remedy the disapproved measures,
the amendment uses a monitoring
coverage target, as opposed to a
mandatory coverage level, to allow
NMFS to approve new monitoring
programs without committing to
support coverage levels above
appropriated funding or before funding
is determined to be available. Using a
coverage target instead of mandatory
coverage level means the realized
coverage in a given year would be
determined by the amount of Federal
funding available to cover NMFS cost
responsibilities in a given year.
Industry-funded monitoring coverage
targets are specified in individual FMPs
and realized coverage for a fishery in a
given year would be anywhere from no
additional coverage above SBRM up to
the specified coverage target.
Additionally, the amendment defines
cost responsibilities for industry-funded
monitoring programs between the
fishing industry and NMFS in a manner
PO 00000
Frm 00002
Fmt 4701
Sfmt 4700
that is consistent with legal
requirements. Monitoring cost
responsibilities may be divided between
the industry and the government,
provided government cost
responsibilities are paid by the
government and the government’s costs
are differentiated from the industry’s
cost responsibilities. This amendment
specifies that industry-funded
monitoring costs are delineated between
NMFS administrative costs and industry
sampling costs.
The Industry-Funded Monitoring
Amendment was adopted by the
Council on April 20, 2017. The Council
refined its recommendations for
industry-funded monitoring in the
herring fishery on April 19, 2018. We
published a notice of availability (NOA)
for the amendment in the Federal
Register on September 19, 2018 (83
FR47326), with a comment period
ending November 19, 2018. We
published a proposed rule for the
amendment in the Federal Register on
November 7, 2018 (83 FR 55665), with
a comment period ending December 24,
2018. After considering public
comment, we approved the IndustryFunded Monitoring Amendment, on
behalf of the Secretary of Commerce, on
December 18, 2018. We informed the
Council of the amendment’s approval in
a letter dated December 18, 2018. This
final rule implements the IndustryFunded Monitoring Amendment as
approved.
Approved Omnibus Measures
This amendment standardizes the
development and administration of
future industry-funded monitoring
programs in New England Council
FMPs, including the Atlantic Herring
FMP, the Atlantic Salmon FMP, the
Atlantic Sea Scallop FMP, the Deep-Sea
Red Crab FMP, the Northeast
Multispecies FMP, and the Northeast
Skate FMP. In the future, if the Council
develops an industry-funded monitoring
programs, the Council would develop
those programs consistent with the
specifications and requirements for
industry-funded programs established
in this amendment. The existing
industry-funded monitoring programs in
the Northeast Multispecies and Atlantic
Sea Scallop FMPs would not be affected
by this amendment. While cost
responsibilities and monitoring service
provider requirements established in
this amendment are consistent with the
existing programs, the industry-funded
monitoring programs in the
Multispecies and Scallop FMPS would
not be included in the proposed process
to prioritize industry-funded monitoring
programs for available Federal funding.
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
The Council may incorporate these
existing industry-funded monitoring
programs into the prioritization process
in a future action. Additionally, future
industry-funded monitoring programs in
the Multispecies and Scallop FMPs
would either expand the existing
programs or develop new programs
consistent with the omnibus measures.
This amendment provides for
industry-funded monitoring coverage
targets in Council FMPs, noting that
annual funding available to cover NMFS
cost responsibilities would likely vary
and dictate realized coverage levels. The
realized coverage in a given year would
be determined by the amount of Federal
funding available to cover NMFS cost
responsibilities in a given year.
The standards for future industryfunded monitoring programs in New
England fisheries apply to several types
of monitoring, including observing, atsea monitoring, electronic monitoring,
portside sampling, and dockside
monitoring. This rule establishes the
following principles to guide the
Council’s consideration when
developing future industry-funded
monitoring programs:
• A clear need or reason for the data
collection;
• Objective design criteria;
• Cost of data collection should not
diminish net benefits to the nation nor
threaten continued existence of the
fishery;
• Seek less data intensive methods to
collect data necessary to assure
conservation and sustainability when
assessing and managing fisheries with
minimal profit margins;
• Prioritize the use of modern
technology to the extent practicable; and
• Incentives for reliable selfreporting.
All of this amendment’s omnibus
measures are administrative, specifying
a process to develop and administer
future industry-funded monitoring and
monitoring set-aside programs and do
not directly affect fishing effort or
amounts of fish harvested. However, the
omnibus measures may have indirect
effects on Council FMPs. Standardizing
the process for developing and
administering future industry-funded
monitoring programs may help reduce
the administrative burden associated
with implementing new programs and
may lead to greater consistency in the
information collected through industryfunded monitoring programs. Improved
catch information resulting from greater
consistency in how information is
collected may lead to better
management of biological resources.
The prioritization process is expected to
help ensure that available Federal
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
funding is used to support industryfunded monitoring programs consistent
with Council monitoring priorities.
While industry-funded monitoring
programs are expected to have an
economic impact on the fishing
industry, standard cost responsibilities
may help the industry better understand
and plan for their industry-funded
monitoring cost responsibilities.
Standard cost responsibilities may also
aid the industry in negotiating coverage
costs with service providers, which may
ultimately reduce the dollar amount
associated with industry cost
responsibilities. Monitoring set-aside
programs may also help minimize the
economic burden on the fishing
industry associated with paying for
monitoring coverage.
1. Standard Process To Implement and
Revise Industry-Funded Monitoring
Programs
This amendment specifies that future
industry-funded monitoring programs
are implemented through an
amendment to the relevant FMP.
Because industry-funded monitoring
programs have the potential to
economically impact the fishing
industry, the Council determined that
implementing new industry-funded
monitoring programs through an
amendment would help ensure
additional public notice and comment
during the development of new
programs. The details of any new
industry-funded monitoring program
implemented via amendment may
include, but are not limited to:
• Level and type of coverage target;
• Rationale for level and type of
coverage;
• Minimum level of coverage
necessary to meet coverage goals;
• Consideration of waivers if coverage
targets cannot be met;
• Process for vessel notification and
selection;
• Cost collection and administration;
• Standards for monitoring service
providers; and
• Any other measures necessary to
implement the industry-funded
monitoring program.
This amendment also specifies that
future industry-funded monitoring
programs, implemented through an
amendment, may be revised through
framework adjustments to the relevant
FMP. Additional National
Environmental Policy Act (NEPA)
analysis would be required for any
action implementing and/or modifying
industry-funded monitoring programs,
regardless if the vehicle is an
amendment or framework adjustment.
PO 00000
Frm 00003
Fmt 4701
Sfmt 4700
7415
2. Standard Cost Responsibilities
Cost responsibilities for industryfunded monitoring must be divided by
cost category, rather than a dollar
amount or percentage of total cost,
between the fishing industry and NMFS.
NMFS is obligated to pay any cost for
which the benefit of the expenditure
accrues to the government. This means
that NMFS would be responsible for
administrative costs to support
industry-funded programs, but not the
costs associated with sampling
activities. Costs associated with
sampling activities would be paid by the
fishing industry. NMFS may help offset
industry cost responsibilities if Federal
funding is available, but NMFS cannot
be obligated to pay sampling costs in
industry-funded sampling programs.
Cost responsibilities dictated by legal
requirements cannot be modified
through this amendment. Instead, this
amendment codifies NMFS cost
responsibilities for industry-funded
monitoring in New England FMPs to
ensure consistency and compliance
with legal requirements.
NMFS is responsible for paying costs
associated with setting standards for,
monitoring the performance of, and
administering industry-funded
monitoring programs. These program
elements would include:
• The labor and facilities costs
associated with training and debriefing
of monitors;
• NMFS-issued gear (e.g., electronic
reporting aids used by human monitors
to record trip information);
• Certification of monitoring
providers and individual observers or
monitors;
• Performance monitoring to
maintain certificates;
• Developing and executing vessel
selection;
• Data processing (including
electronic monitoring video audit, but
excluding service provider electronic
video review); and
• Costs associated with liaison
activities between service providers,
NMFS, Coast Guard, Council, sector
managers, and other partners.
NMFS costs to administer industryfunded monitoring for all monitoring
types would be paid with Federal funds.
The industry is responsible for funding
all other monitoring program costs,
including but not limited to:
• Costs to the service provider for
deployments and sampling (e.g., travel
and salary for observer deployments and
debriefing);
• Equipment, as specified by NMFS,
to the extent not provided by NMFS
(e.g., electronic monitoring system);
E:\FR\FM\07FER2.SGM
07FER2
7416
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
jbell on DSKJLSW7X2PROD with RULES2
• Costs to the service provider for
observer or monitor time and travel to
a scheduled deployment that doesn’t
sail and was not canceled by the vessel
prior to the sail time;
• Costs to the service provider for
installation and maintenance of
electronic monitoring systems;
• Provider overhead and project
management costs (e.g., provider office
space, administrative and management
staff, recruitment costs, salary and per
diem for trainees); and
• Other costs of the service provider
to meet performance standards laid out
by an FMP.
The cost responsibilities described
above are consistent with the existing
scallop and multispecies industryfunded monitoring programs, although
cost responsibilities are not explicitly
defined in those FMPs. This amendment
codifies NMFS cost responsibilities for
industry-funded monitoring for all New
England FMPs, but it does not alter
other current requirements for existing
industry-funded monitoring programs.
3. Standard Requirements for
Monitoring Service Providers and
Observers/Monitors
The SBRM Omnibus Amendment (80
FR 37182; June 30, 2015) adopted
general industry-funded observer
service provider and observer
requirements (at 50 CFR 648.11(h) and
(i), respectively) should a Council
develop and implement a requirement
or option for an industry-funded
observer program to support SBRM in
any New England or Mid-Atlantic
Council FMP. However, the SBRM
Amendment did not address
requirements for other types of industryfunded monitoring programs or
coverage in addition to SBRM.
This amendment modifies and
expands existing observer and service
provider requirements and allows those
requirements to apply to coverage
supplemental to SBRM, ESA, and
MMPA coverage. Specifically, this rule
modifies and expands existing observer
service provider requirements at
§ 648.11(h) to apply to service providers
for observers, at-sea monitors, portside
samplers, and dockside monitors.
Similarly, this rule modifies and
expands existing observer requirements
at § 648.11(i) to apply to observers, atsea monitors, portside samplers, and
dockside monitors, described
collectively as observers/monitors.
These observer/monitor requirements
serve as the default requirements for any
future industry-funded monitoring
programs in New England FMPs. The
Council may add new requirements or
revise existing requirements for FMP-
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
specific industry-funded monitoring
programs as part of the amendment
developing those programs or the
framework adjustment revising those
programs.
4. Prioritization Process
This amendment establishes a
Council-led process to prioritize
industry-funded monitoring programs
for available Federal funding across
New England FMPs. This prioritization
process allows the Council to align
industry-funded monitoring programs
with its monitoring priorities by
recommending priorities for available
NMFS funding to pay NMFS cost
responsibilities associated with
industry-funded monitoring. Revising
the prioritization process would be done
in a framework adjustment. The existing
scallop and multispecies industryfunded monitoring programs will not be
included in the prioritization process,
unless the Council takes action in the
future to include those programs in the
prioritization process or develops new
industry-funded monitoring programs
within those FMPs consistent with this
amendment.
Available Federal funding refers to
any funds in excess of those allocated to
meet SBRM or other existing monitoring
requirements that may be used to cover
NMFS costs associated with supporting
industry-funded monitoring programs.
Funding for SBRM, ESA, and MMPA
observer coverage is not be affected by
this prioritization process. Any
industry-funded monitoring programs
will be prioritized separately from and,
in addition to, any SBRM coverage or
other statutory coverage requirements.
The realized industry-funded
monitoring coverage in a given year will
be determined by the amount of Federal
funding available to cover NMFS cost
responsibilities in a given year.
When there is no Federal funding
available to cover NMFS cost
responsibilities above SBRM coverage in
a given year, then no industry-funded
monitoring programs would operate that
year. If available funding in a given year
is sufficient to support all industryfunded monitoring programs, the
prioritization process would fully
operationalize the industry-funded
monitoring coverage targets specified in
each FMP. If there is some available
funding, but not enough to support all
industry-funded monitoring programs,
the Council will determine how to
prioritize industry-funded monitoring
coverage targets for available funding
across FMPs.
As part of the Council-led
prioritization process, this amendment
establishes an equal weighting approach
PO 00000
Frm 00004
Fmt 4701
Sfmt 4700
to prioritize industry-funded monitoring
programs for available funding. An
example of an equal weighting approach
would be funding all industry-funded
monitoring programs at 70 percent, if
only 70 percent of the Federal funding
needed to administer all the programs
was available. Additionally, this rule
specifies that the Council will adjust the
equal weighting approach on an asneeded basis. This means that the equal
weighting approach will be adjusted
whenever a new industry-funded
monitoring program consistent with this
amendment is approved or whenever an
existing industry-funded monitoring
program consistent with this
amendment is adjusted or terminated.
The Council will revise the weighting
approach for the Council-led
prioritization process in a framework
adjustment or by considering a new
weighting approach at a public meeting,
where public comment is accepted, and
asking NMFS to publish a notice or
rulemaking modifying the weighting
approach, consistent with the
Administrative Procedure Act (APA).
The SBRM coverage year begins in
April and extends through March.
SBRM coverage levels in a given year
are determined by the variability of
discard rates from the previous year and
the availability of SBRM funding.
During the spring, NMFS determines
SBRM coverage for the upcoming year.
Once NMFS finalizes SBRM coverage
levels for the upcoming year, NMFS will
then evaluate what Federal funding is
available to cover its costs for meeting
the industry-funded monitoring
coverage targets for the upcoming year.
NMFS will provide the Council, at the
earliest practicable opportunity: (1) The
estimated industry-funded monitoring
coverage levels, incorporating the
prioritization process and weighting
approach, and based on available
funding, for each FMP-specific
monitoring program; and (2) the
rationale for the industry-funded
monitoring coverage levels, including
the reason for any deviation from the
Council’s recommendations. NMFS will
inform the Council of the estimated
industry-funded coverage levels during
a Council meeting. At that time, the
Council may recommend revisions and
additional considerations by the
Regional Administrator and Science and
Research Director. If NMFS costs
associated with industry-funded
coverage targets are fully funded in a
given year, NMFS will also determine,
in consultation with the Council, the
allocation, if any, of any remaining
available funding to offset industry
costs. The earlier in the year that
E:\FR\FM\07FER2.SGM
07FER2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
industry-funded monitoring coverage
targets are set for the following year, the
more time the affected fishing industry
would have to plan for industry-funded
monitoring the following year. FMPspecific industry-funded monitoring
programs would determine if industryfunded coverage targets were
administered consistent with the FMP’s
fishing year or the SBRM year.
jbell on DSKJLSW7X2PROD with RULES2
5. Monitoring Set-Aside Programs
This amendment standardizes the
process to develop future monitoring
set-aside programs and allows
monitoring set-aside programs to be
developed in a framework adjustment to
the relevant FMP. A monitoring setaside program would use a portion of
the annual catch limit (ACL) from a
fishery to help offset industry cost
responsibilities associated with
industry-funded monitoring coverage
targets. There are many possible ways to
structure a monitoring set-aside
program, and the details of each
program would be developed on an
FMP-by-FMP basis. Monitoring set-aside
programs are an option to help ease
industry cost responsibilities associated
with industry-funded monitoring, but
they likely would only help offset a
portion of the industry’s cost
responsibilities.
The details of monitoring set-aside
programs may include, but are not
limited to:
• The basis for the monitoring setaside;
• The amount of the set-aside (e.g.,
percentage of ACL, days-at-sea (DAS));
• How the set-aside is allocated to
vessels required to pay for monitoring
(e.g., increased possession limit,
differential DAS counting, additional
trips against a percent of the ACL);
• The process for vessel notification;
• How funds are collected and
administered to cover the industry’s
costs of monitoring coverage; and
• Any other measures necessary to
develop and implement a monitoring
set-aside.
Approved Atlantic Herring Measures
This amendment establishes an
industry-funded monitoring program in
the Atlantic herring fishery that is
expected to provide increased accuracy
in catch estimates. Increased monitoring
in the herring fishery will address the
following goals: (1) Accurate estimates
of catch (retained and discarded); (2)
accurate catch estimates for incidental
species with catch caps (haddock and
river herring/shad); and (3) affordable
monitoring for the herring fishery.
This amendment establishes a 50percent industry-funded monitoring
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
coverage target on vessels issued an All
Areas (Category A) or Areas 2/3
(Category B) Limited Access Herring
Permits fishing on a declared herring
trip. The Council considered other
coverage targets, including 100 percent,
75 percent, and 25 percent, but
determined that the 50-percent coverage
target best balanced the benefits and
costs of additional monitoring. When
tracking catch against catch caps in the
herring fishery, analyses in the EA
supporting this amendment suggest that
a 50-percent coverage target would
reduce the uncertainty around catch
estimates, and likely result in a
coefficient of variation (CV) less than 30
percent for the majority of catch caps.
Additionally, the industry’s cost
responsibilities associated with a 50percent coverage target are substantially
less than those associated with higher
coverage targets. Vessels participating in
the herring fishery also participate in
the Atlantic mackerel fishery. Currently,
the mackerel fishery does not have an
industry-funded monitoring program. If
the Mid-Atlantic Council develops
industry-funded monitoring in the
mackerel fishery and the coverage
targets do not match for the herring and
mackerel fisheries, then the higher
coverage target would apply on all trips
declared into the fishery with the higher
coverage target.
Herring coverage targets would be
calculated for the SBRM year, April
through March, by combining SBRM
and industry-funding monitoring
coverage. NMFS will determine how to
calculate the coverage target, in
consultation with Council staff. For
example, if there is an estimated 10percent SBRM coverage in a given year
(based on allocated sea days and
anticipated effort), then 40-percent
industry-funded monitoring coverage
will be needed to achieve the 50-percent
coverage target. Because the coverage
target is calculated by combining SBRM
and industry-funded monitoring
coverage, a vessel will not have SBRM
coverage and industry-funded coverage
on the same trip. Any vessel selected for
SBRM coverage on a particular trip will
not have the option of industry-funded
monitoring on that trip. Per the
prioritization process in the proposed
omnibus measures, the realized
coverage level in a given year will be
determined by the amount of funding
available to cover NMFS cost
responsibilities in a given year. The
realized coverage for the herring fishery
in a given year will fall somewhere
between no additional coverage in
addition to SBRM and the specified
coverage target. Combined coverage
PO 00000
Frm 00005
Fmt 4701
Sfmt 4700
7417
targets are intended to help reduce the
cost of industry-funded coverage, but
the level of SBRM coverage in the
herring fishery varies by gear type and
has the potential to vary year to year.
The variability of SBRM coverage has
the potential to make it difficult for the
herring industry to plan for industryfunded monitoring year to year.
In addition to the standard monitoring
and service provider requirements in
the omnibus measures, this amendment
specifies that requirements for industryfunded observers and at-sea monitors in
the herring fishery include a high
volume fishery (HVF) certification.
Currently, NMFS’s Northeast Fisheries
Observer Program (NEFOP) observers
must possess a HVF certification in
order to observe the herring fishery.
NMFS developed the HVF certification
to more effectively train observers in
high volume catch sampling and
documentation. NEFOP determined that
data quality on herring trips was suboptimal when collected by observers
without specialized training, potentially
resulting in data loss. In addition, the
high variety of deck configurations, fish
handling practices, and fast-paced
operations proved more demanding for
observers. Having additional training to
identify these practices improved
decision-making while at sea, which,
ultimately, improved data accuracy and
maximized data collection.
Additionally, this amendment
requires the Council to examine the
results of any increased coverage in the
herring fishery two years after
implementation of this amendment, and
consider if adjustments to the coverage
targets are warranted. Depending on the
results and desired actions, subsequent
action to adjust the coverage targets
could be accomplished via a framework
adjustment or an amendment to the
Herring FMP, as appropriate. Measures
implemented in this amendment would
remain in place unless revised by the
Council.
1. Industry-Funded At-Sea Monitoring
Coverage on Vessels Issued Category A
or B Herring Permits
This rule specifies that vessels issued
Category A or B herring permits will
carry an industry-funded at-sea monitor
on declared herring trips that are
selected for coverage by NMFS, unless
NMFS issues the vessel a waiver for
coverage on that trip. Vessels will be
selected for coverage by NMFS to meet
the 50-percent coverage target. Prior to
any trip declared into the herring
fishery, representatives for vessels with
Category A or B permits are required to
notify NMFS for monitoring coverage. If
an SBRM observer is not selected to
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7418
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
cover that trip, NMFS will notify the
vessel representative whether an at-sea
monitor must be procured through a
monitoring service provider. Because
the 50-percent coverage target is
calculated by combining SBRM and
industry-funded monitoring coverage, a
vessel will not carry an SBRM observer
on the same trip that carries an at-sea
monitor. If NMFS informs the vessel
representative that they need at-sea
monitoring coverage, they will be
required to obtain and pay for an at-sea
monitor to carry on that trip. The vessel
would be prohibited from fishing for,
taking, possessing, or landing any
herring without carrying an at-sea
monitor on that trip. If NMFS informs
the vessel representative that the vessel
is not selected for at-sea monitoring
coverage, NMFS will issue the vessel an
at-sea monitoring coverage waiver for
that trip.
This rule establishes three additional
reasons for issuing vessels waivers for
industry-funded monitoring
requirements on a trip-by-trip basis.
First, if an at-sea monitor is not
available to cover a specific herring trip
(either due to logistics or a lack of
available Federal funding to cover
NMFS cost responsibilities), NMFS will
issue the vessel an at-sea monitoring
coverage waiver for that trip. Second, if
a vessel using midwater trawl gear
intends to operate as a wing vessel on
a trip, meaning that it would pair trawl
with another midwater trawl vessel but
would not pump or carry any fish
onboard, then that vessel may request a
waiver for industry-funded monitoring
requirements on that trip. Vessels would
notify NMFS in advance of the wing
vessel trip, and NMFS would issue a
waiver for industry-funded monitoring
requirements for that trip. Wing vessels
would be prohibited from carrying fish
onboard during these trips. If a wing
vessel did carry fish, the vessel would
be out of compliance with industryfunded monitoring requirements on that
trip. Third, if a vessel intended to land
less than 50 mt of herring on a trip, then
the vessel may request a waiver for
industry-funded monitoring
requirements on that trip. Vessels will
notify NMFS in advance of the trip on
which they intend to land less than 50
mt of herring, and NMFS will issue a
waiver for industry-funded monitoring
requirements for that trip. Vessels
would be prohibited from landing 50 mt
or more of herring on these trips. If the
vessel landed 50 mt or more of herring,
the vessel would be out of compliance
with industry-funded monitoring
requirements on that trip.
At-sea monitors will collect the
following information on herring trips:
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
• Fishing gear information (i.e., size
of nets, mesh sizes, and gear
configurations);
• Tow-specific information (i.e.,
depth, water temperature, wave height,
and location and time when fishing
begins and ends);
• Species, weight, and disposition of
all retained and discarded catch on
observed hauls;
• Species, weight, and disposition of
all retained catch on unobserved hauls;
• Actual catch weights whenever
possible, or alternatively, weight
estimates derived by sub-sampling;
• Length data, along with whole
specimens and photos to verify species
identification, on retained and
discarded catch;
• Information on and biological
samples from interactions with
protected species, such as sea turtles,
marine mammals, and sea birds; and
• Vessel trip costs (i.e., operational
costs for trips including food, fuel, oil,
and ice).
The primary biological data that at-sea
monitors will collect are length data on
retained and discarded catch. However,
to verify species identification, at-sea
monitors may also collect whole
specimens or photos. In the future, the
Council may recommend that at-sea
monitors collect additional biological
information upon request. Revising
what information an at-sea monitor
collects could be done in a framework
adjustment. Alternatively, the Council
may recommend that at-sea monitors
collect additional biological information
by considering the issue at a public
meeting, where public comment is
accepted, and asking NMFS to publish
a notice or rulemaking modifying the
duties for at-sea monitors, consistent
with the Administrative Procedure Act.
In contrast to observers, at-sea
monitors would not collect whole
specimens, photos, or biological
samples (other than length data) from
catch, unless it was for purposes of
species identification, or sighting data
on protected species. The Council
recommended a limited data collection
compared to observers to allow for
possible cost savings for either the
industry or NMFS associated with a
limited data collection.
Currently, vessels issued Category A
or B herring permits are required to
comply with all slippage restrictions,
slippage reporting requirements, and
slippage consequence measures when
carrying an observer for SBRM coverage
(§ 648.11(m)(4)). Because the purpose of
slippage restrictions is to help ensure
catch is made available for sampling,
this rule ensures that existing slippage
requirements also apply when vessels
PO 00000
Frm 00006
Fmt 4701
Sfmt 4700
are carrying an industry-funded at-sea
monitor. Specifically, when vessels
issued Category A or B herring permits
are carrying either an SBRM observer or
industry-funded at-sea monitor, vessels
are required to bring catch aboard the
vessel and make it available for
sampling prior to discarding. If vessels
slipped catch for any reason, they
would be required to report that
slippage event on the daily vessel
monitoring catch report and complete a
slipped catch affidavit. If vessels slip
catch due to excess catch of spiny
dogfish, mechanical failure, or safety,
then vessels are required to move 15
nautical miles (27.78 km) following that
slippage event and remain 15 nautical
miles (27.78 km) away from that
slippage event before making another
haul and for the duration of that fishing
trip. If vessels slip catch for any other
reason, they are required to terminate
that fishing trip and immediately return
to port.
Industry-funded monitoring would
have direct economic impacts on vessels
issued Category A and B permits
participating in the herring fishery. The
EA estimates the industry’s cost
responsibility associated with carrying
an at-sea monitor at $710 per day. The
EA uses returns-to-owner (RTO) to
estimate the potential reduction in
annual RTO associated with paying for
monitoring coverage. RTO was
calculated by subtracting annual
operating costs from annual gross
revenue and was used instead of net
revenues to more accurately reflect
fishing income. While the actual cost of
industry-funded monitoring on a
particular vessel would vary with effort
level and the amount of SBRM coverage,
analyses in the EA suggest that the cost
of the proposed at-sea monitoring
coverage may reduce the annual RTO
for vessels with Category A or B herring
permits up to approximately 20 percent.
Waiving at-sea monitoring coverage
requirements for wing vessel trips or
trips that land less than 50 mt of herring
would help reduce the cost of at-sea
monitoring coverage on those trips, but
those waivers are not an option for
vessels that choose to land more than 50
mt of herring on a trip.
2. Industry-Funded Observer Coverage
on Midwater Trawl Vessels Fishing in
Groundfish Closed Areas
Midwater trawl vessels fishing in the
Groundfish Closed Areas are required to
carry an observer under the
requirements at § 648.202(b). When
Amendment 5 to the Herring FMP (79
FR 8786; February 13, 2014) established
that requirement, the Groundfish Closed
Areas included Closed Area I, Closed
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
Area II, Nantucket Lightship Closed
Area, Cashes Ledge Closure Area, and
the Western Gulf of Maine Closure Area.
Currently, the only mechanism for
midwater trawl vessels to carry an
observer is if an observer is assigned
through the SBRM. As described
previously, SBRM coverage for
midwater trawl vessels has recently
been variable (approximately 4 to 40
percent from 2012 through 2018). This
rule maintains the requirement to carry
an observer for midwater trawl vessels
fishing in a Groundfish Closed Area, but
allows midwater trawl vessels to
purchase observer coverage in order to
access Groundfish Closed Areas.
Prior to any trip declared into a
Groundfish Closed Area, representatives
for midwater trawl vessels are required
to provide notice to NMFS for
monitoring coverage. If neither an
SBRM observer nor industry-funded
monitoring is selected to cover that trip,
NMFS will notify the vessel
representative that an observer may be
procured through a monitoring service
provider. The vessel is prohibited from
fishing in the Groundfish Closed Areas
without carrying an observer. Observers
will collect the following information
on midwater trawl trips:
• Fishing gear information (i.e., size
of nets, mesh sizes, and gear
configurations);
• Tow-specific information (i.e.,
depth, water temperature, wave height,
and location and time when fishing
begins and ends);
• Species, weight, and disposition of
all retained and discarded catch on
observed hauls;
• Species, weight, and disposition of
all retained catch on unobserved hauls;
• Actual catch weights whenever
possible, or alternatively, weight
estimates derived by sub-sampling;
• Whole specimens, photos, length
information, and biological samples
(i.e., scales, otoliths, and/or vertebrae);
• Information on interactions with
protected species, such as sea turtles,
marine mammals, and sea birds; and
• Vessel trip costs (i.e., operational
costs for trip including food, fuel, oil,
and ice).
The measure allowing midwater trawl
vessels to purchase observer coverage to
access Groundfish Closed Areas also has
economic impacts on vessels
participating in the herring fishery. The
EA estimates the industry’s cost
responsibility associated with carrying
an observer at $818 per day. While the
actual cost of industry-funded
monitoring on a particular vessel would
vary with effort level and the amount of
SBRM coverage, analyses in the EA
suggest that the cost of observer
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
coverage may reduce the annual RTO
for midwater trawl vessels up to 5
percent. That 5 percent reduction in
RTO would be in addition to any
reduction in RTO due to other types of
industry-funded monitoring coverage.
Coverage waivers for Groundfish Closed
Area trips are not an option to reduce
the cost of observer coverage because
coverage waivers do not apply on
midwater trawl vessels fishing in the
Groundfish Closed Areas.
If the Groundfish Closed Areas are
modified, eliminated, or added in the
future, existing observer coverage
requirements for midwater trawl vessels
apply to the modified areas, except for
areas that are eliminated as Groundfish
Closed Areas. Anticipating changes to
the Groundfish Closed Areas in the
Omnibus Essential Fish Habitat
Amendment 2 (Habitat Amendment) (83
FR 15240; April 9, 2018), the IndustryFunded Monitoring Amendment
Development Team/Fishery
Management Action Team (PDT/FMAT)
recommended the Council clarify its
intent regarding the requirement that
midwater trawl vessels fishing in
Groundfish Closed Areas must carry an
observer. In a March 17, 2017,
memorandum, the PDT/FMAT noted
that the Habitat Amendment proposed
changes to Groundfish Closed Areas,
such as eliminating areas, boundary
changes, and seasonality. That same
memorandum proposed the Council
clarify that this amendment maintains
the 100-percent observer coverage
requirement on midwater trawl vessels
fishing in Groundfish Closed Areas, as
modified by the Habitat Amendment.
The Council accepted the FM PDT/
FMAT’s proposed clarification when it
took final action on this amendment in
April 2017.
In January 2018, NMFS partially
approved the Habitat Amendment,
including changes to Closed Area I,
Nantucket Lightship Closed Area, and
the Western Gulf of Maine Closure Area.
Consistent with Council intent
regarding observer coverage, the final
rule for the Habitat Amendment
maintained the 100-percent observer
requirement for midwater trawl vessels
fishing in Closed Area I North (February
1–April 15), Closed Area II, Cashes
Ledge Closure Area, and the Western
Gulf of Maine Closure Area. Because the
Habitat Amendment removed the
Nantucket Lightship Closed Area and
the southern portion of Closed Area 1
from the list of Groundfish Closed
Areas, the 100-percent observer
coverage requirement no longer applies
to midwater trawl vessels fishing in the
area previously known as the Nantucket
Lightship Closed Area and the southern
PO 00000
Frm 00007
Fmt 4701
Sfmt 4700
7419
portion of what was formerly Closed
Area 1. A recent Court Order
(Conservation Law Found. v. Ross, No.
CV 18–1087 (JEB), 2019 WL 5549814
(D.D.C. Oct. 28, 2019) enjoined NMFS
from allowing gillnet fishing in the
Nantucket Lightship Closed Area and
Closed Area I. This decision does not
apply to fishing gears other than gillnet
gear, and the rule implementing this
order (84 FR 68799; December 17, 2019)
is specific to gillnet gear and does not
prohibit midwater trawl vessels from
fishing in these areas.
Recognizing that it recommended
multiple industry-funded monitoring
types, including at-sea monitoring
coverage and observer coverage in
Groundfish Closed Areas, for the herring
fishery, the Council also recommended
prioritizing coverage aboard Category A
and B vessels because those vessels
harvest the majority of the herring.
Consistent with that recommendation, if
available Federal funding is insufficient
to cover NMFS cost responsibilities
associated with administering multiple
monitoring programs for the herring
fishery, this rule prioritizes industryfunded monitoring coverage on Category
A and B vessels before observer
coverage on midwater trawl vessels
fishing in Groundfish Closed Areas.
Atlantic Herring Exempted Fishing
Permit
On April 19, 2018, the Council
considered whether electronic
monitoring in conjunction with portside
sampling, would be an adequate
substitute for at-sea monitoring coverage
aboard midwater trawl vessels. Because
midwater trawl vessels discard only a
small percentage of catch at sea,
electronic monitoring and portside
sampling have the potential to be a cost
effective way to address monitoring
goals for the herring fishery. The
purpose of electronic monitoring would
be to confirm catch retention and verify
compliance with slippage restrictions,
while the purpose of portside sampling
would be to collect species composition
data along with age and length
information. After reviewing the
midwater trawl electronic monitoring
study, the Council approved electronic
monitoring and portside sampling as a
monitoring option for midwater trawl
vessels, but did not recommend
requiring electronic monitoring and
portside sampling as part of this action.
Instead, the Council recommended
NMFS use an exempted fishing permit
(EFP) to further evaluate how to best
permanently administer an electronic
monitoring and portside sampling
program.
E:\FR\FM\07FER2.SGM
07FER2
7420
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
jbell on DSKJLSW7X2PROD with RULES2
The EFP would exempt midwater
vessels from the requirement for
industry-funded at-sea monitoring
coverage and allow midwater trawl
vessels to use electronic monitoring and
portside sampling coverage to comply
with the Council-recommended 50percent coverage target. The recent
midwater trawl electronic monitoring
study provides a good foundation for an
electronic monitoring program.
However, using an EFP would provide
NMFS with further information about
how to most effectively and efficiently
administer the electronic monitoring
and portside sampling program, while
allowing NMFS the flexibility to
respond quickly to emerging issues,
helping to make the monitoring program
more robust. An EFP would also enable
NMFS to evaluate other monitoring
issues in the herring fishery that are of
interest to the Council and herring
industry, such as evaluating the utility
of electronic monitoring and portside
sampling when midwater trawl vessels
fish in Groundfish Closed Areas or for
other gear types (e.g., purse seine or
bottom trawl) used in the herring
fishery.
The supporting documentation for the
EFP was developed concurrently with
rulemakings for this amendment and
midwater trawl vessels issued EFPs are
allowed to use electronic monitoring
and portside sampling coverage to
comply with the Council-recommended
50-percent coverage target. The Council
recommended reconsidering herring
industry-funded monitoring
requirements two years after
implementation. The Council would
consider establishing electronic
monitoring and portside sampling
program requirements into regulation
via a framework adjustment at that time.
Status of Industry-Funded Monitoring
in 2020
Throughout the development of this
amendment, we cautioned the Council
that any additional coverage would be
contingent upon us having sufficient
funding to administer industry-funded
monitoring. For 2020, we have sufficient
Federal funding to pay NMFS cost
responsibilities associated with fully
implementing industry-funded
monitoring in the herring fishery. We
estimate industry-funded monitoring
cost responsibilities for the herring
fishery to total approximately $100,000
in 2020. Therefore, beginning April 1,
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
2020, vessels issued Category A or B
herring permits will be required to pay
for at-sea monitoring coverage on trips
we select for industry-funded
monitoring coverage. Alternatively,
herring vessels will have the option of
requesting an EFP to use electronic
monitoring and portside sampling
instead of at-sea monitoring coverage to
satisfy industry-funded monitoring
requirements in 2020. We cannot yet
determine if we will have funding to
administer industry-funded monitoring
in the herring fishery in 2021. We will
evaluate available Federal funding
relative to the cost of administering
industry-funded monitoring in the
herring fishery during the upcoming
year.
Compliance With the National
Environmental Policy Act
In light of recent catch reductions in
the herring fishery, we evaluated
whether the EA supporting the IndustryFunded Monitoring Amendment
remained valid to support this
amendment. In making a determination
on the need for additional analysis
under NEPA, we considered and were
guided by the Council on
Environmental Quality (CEQ) NEPA
regulations and applicable case law. The
CEQ’s regulations state that ‘‘[a]gencies
shall prepare supplements to either
draft or final environmental impact
statements if: (i) the agency makes
substantial changes in the proposed
action that are relevant to
environmental concerns; or (ii) there are
significant new circumstances or
information relevant to environmental
concerns and bearing on the proposed
action or its impacts’’ (40 Code of
Federal Regulations (CFR) § 1502.09(c)).
In addition, we considered the CEQ’s
significance criteria at 40 CFR 1508.27
to determine if any new circumstances
or information are significant, which
could require a new EA.
The EA describes the economic
impacts of herring measures on fisheryrelated businesses and human
communities as negative and explained
they result from paying for monitoring
coverage. The economic impact of
industry-funded monitoring coverage on
the herring fishery is difficult to
estimate because it varies with sampling
costs, fishing effort, SBRM coverage,
price of herring, and participation in
other fisheries. The EA estimates
industry’s cost for at-sea monitoring
PO 00000
Frm 00008
Fmt 4701
Sfmt 4700
coverage at $710 per day and observer
coverage at $818 per day, but cautioned
those estimates would largely depend
on negotiated costs between vessels and
monitoring service providers. Less than
half of the 50 vessels issued Category A
or B herring permits are active in the
herring fishery.
The impact of management measures
on fishing-related businesses and
communities is typically based on an
analysis of revenue. But in an effort to
better understand income from fishing
trips, a survey of herring and mackerel
vessels collected more detailed cost
information for 2014, including
payments to crew, repairs, maintenance,
upgrades, and permitting costs. This
additional information was used to
calculate the vessel RTO for 2014 by
subtracting fixed and operational costs
from gross revenue, thereby providing a
general framework for understanding
the interaction between revenue and
monitoring requirement costs.
Analysis in the EA estimates that atsea monitoring coverage associated with
the 50-percent coverage target has the
potential to reduce annual RTO for
vessels with Category A or B herring
permits up to 20 percent and up to an
additional 5 percent for midwater trawl
access to Groundfish Closed Areas.
Electronic monitoring and portside
sampling may be a more cost effective
way for herring vessels to satisfy
industry-funded monitoring
requirements. At the conclusion of our
electronic monitoring project aboard
midwater trawl vessels, we estimated
industry’s cost for electronic monitoring
and portside sampling at $515 per day.
Analysis in the EA estimates a reduction
in annual RTO of up to 10 percent for
electronic monitoring and portside
sampling coverage.
At the Council’s request, we reduced
the herring ACL for 2018 (49,900 mt) on
August 22, 2018, and reduced the
herring ACL for 2019 (15,065 mt) on
February 8, 2019, from the ACL that was
in place during 2014 (104,088 mt).
To assess how a reduction in herring
ACL may affect revenue, we compared
herring revenue generated by Category
A and B herring vessels from 2014 to
2018 (see Table 1). Even though the
2018 ACL was reduced by 52 percent
(54,188 mt) from the 2014 ACL, the
impact on 2018 revenue was not
proportional to the reduction in ACL
and differed by gear type.
E:\FR\FM\07FER2.SGM
07FER2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
7421
TABLE 1—CHANGE IN CATEGORY A AND B HERRING REVENUE FROM 2014 TO 2018
2014 herring
revenue
Gear type
Midwater Trawl ......................................................................................................................
Purse Seine ...........................................................................................................................
Bottom Trawl ..........................................................................................................................
2018 herring
revenue
$13,439,000
11,000,000
1,508,000
Change in herring
revenue
$7,886,000
13,088,000
1,017,000
¥$5,553,000
+2,088,000
¥491,000
Source: NMFS.
The change in herring revenue
between 2014 may have been affected
by several factors, such as the
availability of herring relative to the
demand and vessel participation in
other fisheries. The price of herring
increased almost 70 percent between
2014 and 2018 from approximately $310
per mt to $525 per mt. While the price
of herring is not likely to increase every
year, we expect that a herring price
increase would mitigate the negative
economic impact of lowering the ACL.
Total revenue from all fisheries for
small-mesh bottom trawl vessels
increased by approximately $25,000,000
between 2014 and 2018 suggesting
vessels are expanding their participation
in other fisheries. We expect that
increases in total revenue from other
fisheries would also mitigate the
negative economic impacts of
reductions to the herring ACL and
associated revenue.
At its September 2019 meeting, the
Council recommended further reducing
the herring ACL for 2020 and 2021
(11,621 mt). These catch levels are
consistent with Council’s new harvest
policy for herring developed in
Amendment 8 to the Herring FMP and
recommendations from the Council’s
Scientific and Statistical Committee. If
the 2020 herring stock assessment
determines recruitment and biomass are
higher than expected, the Council may
request an increase to the 2021 ACL.
While the economic impact of
industry-funded monitoring coverage on
the herring fishery is affected by
revenue, the level of fishing effort and
SBRM coverage would also affect the
economic impact of industry-funded
monitoring. Analyses in the EA estimate
the coverage days to achieve the 50percent coverage target in the herring
fishery in 2014. In an effort to estimate
the maximum number of coverage days,
that particular analysis did not account
for SBRM coverage or coverage waivers
for trips landing less than 50 mt of
herring. To assess how changes in the
herring fishery may affect industryfunded monitoring coverage, we reestimated the coverage days to achieve
the 50-percent coverage target for 2020.
Our updated analysis adjusts for recent
vessel activity, low herring ACL, recent
SBRM coverage, and coverage waivers
for trips landing less than 50 mt of
herring. The change in estimated
average coverage days to achieve the 50percent coverage target from 2014 to
2020 is shown in Table 2.
TABLE 2—ESTIMATED REDUCTION IN INDUSTRY-FUNDED MONITORING COVERAGE DAYS TO ACHIEVE A 50-PERCENT
COVERAGE TARGET FROM 2014 TO 2020
Gear type
2014
2020
Midwater Trawl ........................................
Purse Seine .............................................
Bottom Trawl ...........................................
Up to 728 days (14 vessels) ...................
Up to 196 days (7 vessels) .....................
Up to 108 days (9 vessels) .....................
Up to 54 days (9–11 vessels) .................
Up to 67 days (5 vessels) .......................
Up to 29 days (2 vessels) .......................
Change
in days
¥674
¥129
¥79
jbell on DSKJLSW7X2PROD with RULES2
Source: NMFS.
The reduction in expected industryfunded monitoring coverage days and
vessels participating in the herring
fishery from 2014 to 2020 is largely
driven by changes in fishing behavior,
likely linked to the availability of
herring (distribution and seasonality)
and a low herring ACL in 2020. Because
the RTO analysis was, in part, based on
economic data collected with a special
cost survey that could not be repeated
in a timely way for this action, it is not
possible to update that analysis for
2020. However, fewer sea days required
to achieve the 50-percent coverage target
will result in lower industry costs in
2020 than what the EA estimated for
2014. Fewer coverage days and fewer
active vessels in 2020 (and likely 2021)
is expected to mitigate the negative
economic impacts of reductions to the
herring ACL and associated revenue.
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
We also expect midwater trawl fishing
effort in Groundfish Closed Areas to be
lower in 2020 than was estimated for
2014. Without considering SBRM
coverage, the EA estimates midwater
trawl vessels may purchase observer
coverage for up to approximately 250
coverage days to access Groundfish
Closed Areas in 2014. After adjusting for
recent vessel activity and a low herring
ACL and assuming recent SBRM
coverage, we estimate that midwater
trawl vessels may purchase coverage for
up to 30 coverage days to access
Groundfish Closed Areas in 2020 (and
likely 2021). Even though purchasing
observer coverage to access Groundfish
Closed Areas is optional, few coverage
days and fewer active vessels in 2020 is
expected to mitigate the negative
economic impacts of reductions to the
herring ACL and associated revenue.
PO 00000
Frm 00009
Fmt 4701
Sfmt 4700
As recommended by the Council, we
intend to offer an EFP in 2020 and 2021
to allow vessels to use electronic
monitoring and portside sampling in
lieu of at-sea monitoring coverage to
achieve the 50-percent coverage target.
Depending on vessel interest and
sampling logistics, that same EFP may
also allow midwater trawl vessels to
access Groundfish Closed Areas or
evaluate electronic monitoring for other
gear types (e.g., purse seine or bottom
trawl) used in the herring fishery.
Analyses in the EA and updated
estimates at the conclusion of our
electronic monitoring project aboard
midwater trawl vessels, suggest that
electronic monitoring and portside
sampling is likely less expensive and
more cost effective than either at-sea
monitoring or observer coverage.
Excluding the initial cost associated
with purchasing and installing
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7422
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
electronic monitoring equipment, video
review and storage are likely the most
substantial ongoing industry costs
associated with using electronic
monitoring. A portion of our Federal
funding to administer industry-funded
monitoring in the herring fishery is
designated to help offset industry’s
video review and storage costs. Federal
funding helping offset industry’s
electronic monitoring sampling costs is
expected to minimize the economic
impact of industry-funded monitoring
coverage on the herring fishery.
Participating in the EFP is expected to
mitigate the negative economic impacts
of reductions to the herring ACL and
associated revenue.
High herring prices and low coverage
days to achieve the 50-percent coverage
target are likely short-term influences on
the economic impact of industry-funded
monitoring coverage on the herring
fishery associated with a low herring
ACL. If herring recruitment and biomass
return to average levels, the long-term
economic impact of industry-funded
monitoring coverage on the herring
fishery is likely consistent with
estimated impacts analyzed and
described in the EA.
Additionally, the EA analyzes a range
of coverage targets for at-sea monitoring
and electronic monitoring and portside
sampling aboard Category A and B
vessels, including 100 percent, 75
percent, 50 percent, and 25 percent. The
EA estimates the reduction in annual
RTO associated with these coverage
target alternatives ranged from 42
percent to less than 1 percent. Despite
reductions in expected revenue for 2020
and 2021, we expect the reduction of
annual RTO associated with
implementing a 50-percent coverage
target for at-sea monitoring aboard
Category A and B vessels to be within
this analyzed range.
After considering the action, new
information, and new circumstances, we
determined that the action and its
impacts fall within the scope of the
existing EA. It is not necessary to
develop a new NEPA analysis because
(1) the action is identical to the
proposed action analyzed in the EA and
(2) no new information or circumstances
relevant to environmental concerns or
impacts of the action are significantly
different from when the EA’s finding of
no significant impact was signed on
December 17, 2018. Thus, the FONSI for
existing EA for the New England
Industry-Funded Monitoring Omnibus
Amendment remains valid to support
implementing this amendment.
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
Changes From the Proposed Rule
This rule includes minor changes
from the proposed rule to clarify
requirements. First, it revises the
definition for slippage in the Atlantic
herring fishery to make it consistent
with the definition for slips and slipping
catch in the Atlantic herring fishery and
clarifies that slippage applies when a
NMFS-certified observer or monitor is
aboard the vessel.
Second, this rule aligns the herring
coverage target with the SBRM year
(April–March) instead of the fishing
year (January–December) and adjusts
the date by which the herring industry
selects a monitoring type for the
following year (October instead of July).
This change ensures the coverage target
will be more predictable for the entire
year rather than changing with the
SBRM year. NMFS will determine how
to calculate the coverage target in
consultation with Council staff.
Third, this rule removes ‘‘on a
declared herring trip’’ from the criteria
described at § 648.11(m)(2)(i) and
revises the list of required information
at § 648.11(m)(2)(i) to clarify when and
how the owner, operator, or manager of
a herring vessel must notify NMFS of a
herring trip. The existing notification
requirement describes that vessels
issued certain herring permits or acting
as herring carriers must notify NMFS of
trips on which a vessel may harvest,
possess, or land herring. Because pretrip notifications are required at least 48
hours in advance of a trip and trip
declarations are required just prior to a
vessel leaving port on a trip, the existing
criteria absent the reference to ‘‘on a
declared herring trip’’ is a more logical
descriptor of when a vessel is required
to notify NMFS of a herring trip. The list
of required information is revised to
support NMFS selecting vessels for
industry-funded monitoring coverage.
Fourth, this rule corrects references to
§ 648.11 to reflect provisions
implemented in this rule.
Comments and Responses
We received 20 comment letters on
the NOA and proposed rule: 5 from
participants in the herring fishery
(Seafreeze, Lund’s Fisheries, Providian,
O’Hara Corporation); 3 from fishing
industry organizations (CHOIR
Coalition, New England Purse Seiner’s
Alliance (NEPSA), and Cape Cod
Commercial Fishermen’s Alliance
(CCCFA); 3 from environmental
advocacy groups (Conservation Law
Foundation (CLF) and Cause of Action
Institute (COA)); and 9 from members of
the public.
Comment 1: COA and Seafreeze
commented that the Magnuson-Stevens
PO 00000
Frm 00010
Fmt 4701
Sfmt 4700
Fishery Conservation and Management
Act (Magnuson-Stevens Act) does not
authorize an industry-funded
monitoring program as envisioned by
the Industry-Funded Monitoring
Amendment. They cautioned that the
amendment intends to standardize the
development of industry-funded
monitoring programs, yet it fails to
identify any specific provision in the
Magnuson-Stevens Act granting it such
authority. COA also commented that the
Council does not have explicit statutory
authorization to require the industry to
fund discretionary supplemental at-sea
monitoring programs. COA and
Seafreeze explained that the MagnusonStevens Act only explicitly authorizes
industry-funded monitoring for foreign
fishing, limited access privilege
programs (LAPPs), and the North Pacific
fisheries research plan. They cautioned
that because the Magnuson-Steven Act
caps industry fees related to LAPPs at 3
percent of ex-vessel revenue, the agency
does not have the ability to require the
fishing industry to pay data collection
and monitoring costs without limit.
Response: We disagree. The
Magnuson-Stevens Act expressly
authorizes onboard human monitors to
be carried on fishing vessels ‘‘for the
purpose of collecting data necessary for
the conservation and management of the
fishery.’’ 16 U.S.C. 1853(b)(8). The
requirement to carry observers, along
with many other requirements under the
Magnuson-Stevens Act, includes
compliance costs on industry
participants. For example, NMFS
regulations require fishing vessels to
install vessel monitoring systems for
monitoring vessel positions and fishing,
report catch electronically, fish with
certain gear types or mesh sizes, or
ensure a vessel is safe before an observer
may be carried on a vessel. Vessels pay
costs to third-parties for services or
goods in order to comply with these
regulatory requirements that are
authorized by the Magnuson-Stevens
Act. There are also opportunity costs
imposed by restrictions on vessel sizes,
fish sizes, fishing areas, or fishing
seasons. These industry costs are not
‘‘fees.’’ A fee is a form of ‘‘funding’’
where the industry is assessed a
payment by the agency, authorized by
statute, to be deposited in the U.S.
Treasury and disbursed for
administrative costs otherwise borne by
the agency. This amendment does not
address administrative costs that are
charged in LAPPs and are subject to the
3 percent cap.
The need for monitoring and the data
it provides is discussed in the
amendment. Section 1.1 of the
amendment explains that the Council is
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
establishing the framework for industryfunded monitoring programs because of
its interest in increasing monitoring
and/or other types of data collection in
some FMPs to assess the amount and
type of catch, to more accurately
monitor annual catch limits, and/or
provide other information for
management. The Council’s goals for
industry-funded monitoring in the
herring fishery are described in Section
2.2 of the amendment and include: (1)
Accurate estimates of catch (retained
and discarded); (2) accurate catch
estimates for incidental species for
which catch caps apply; and (3)
affordable monitoring for the herring
fishery. The Council’s rationale for
increased monitoring through industryfunded monitoring programs is
consistent with the Magnuson-Stevens
Act provision ‘‘for the purpose of
collecting data appropriate for the
conservation and management of the
fishery.’’
Comment 2: COA and Seafreeze claim
that the amendment is inconsistent with
Federal appropriations laws and the
U.S. Constitution. They commented that
Congress decides how to finance any
program it establishes, stating that a
Federal agency cannot spend money on
a program without authorization from
Congress and cannot add to its
appropriations from sources outside the
government without permission from
Congress. COA and Seafreeze caution
that the type of industry-funded
program set forth in the amendment
imposes a ‘‘tax’’ on regulated parties.
COA raised additional concerns that the
industry funded program may violate
the Anti-Deficiency Act and
Miscellaneous Receipts Statute. Further,
COA stated the amendment violates the
Fourth Amendment to, and the
Commerce Clause in, the U.S.
Constitution. Last, Seafreeze expressed
concern that the amendment violates
the Fifth Amendment to the
Constitution because data collected
using industry funds could be used in
enforcement actions.
Response: The Magnuson-Stevens Act
expressly authorizes measures,
including monitoring, ‘‘for the purpose
of collecting data necessary for the
conservation and management of the
fishery.’’ It also acknowledges such
measures may result in costs to the
fishing industry as evident by its
requirement to, where practicable,
minimize costs and adverse economic
impacts on communities. The inherent
cost of a requirement, like industryfunding monitoring, is not the same as
a ‘‘tax.’’ A hallmark of a tax is that the
government receives some revenue. The
government receives no revenue from
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
industry-funded monitoring. Similar to
arrangements between vessels and
vessel monitoring system service
providers, the payment for industry cost
responsibilities associated with
industry-funded monitoring would be
made by the vessel to the monitoring
service provider. Because the agency
would not receive any payment from the
vessel related to industry-funded
monitoring, this amendment is
consistent with the Anti-Deficiency Act
and Miscellaneous Receipts Statue.
Industry-funded monitoring in the
herring fishery does not does not violate
the Commerce Clause of the
Constitution, which authorizes Congress
to regulate commerce, because NMFS is
regulating existing economic activity,
which is permissible under the
Commerce Clause. Industry-funded
monitoring does not violate the Fourth
Amendment protection against
unreasonable searches and seizures
because it is neither a search nor
unreasonable if it was considered to be
a search. At-sea monitors are not
authorized officers conducting vessel
searches for purposes of ensuring
compliance with fisheries requirements.
Further, the fishing industry is
pervasively regulated, and monitoring is
reasonable as authorized under the
Magnuson-Stevens Act to receive
critical fisheries data. Last, the
amendment does not violate the Fifth
Amendment to the Constitution because
the monitoring requirement does not
compel evidence that is testimonial in
nature. An at-sea monitor simply
records the results of the vessel’s
actions. An individual’s participation in
the fishery is voluntary, and an
individual may choose to land less than
the 50 mt of herring per trip threshold
for requiring industry-funded
monitoring. Further, monitoring is a
regulatory reporting requirement, to
which the Fifth Amendment privilege
does not apply. Last, the information
provided is not for purposes of
discovering criminal violations. The
herring fishery is a regulated industry
under the Magnuson-Stevens Act,
which provides for civil penalties for
fisheries catch violations, not criminal
sanctions. Any potentially incriminating
evidence would be merely a byproduct
of the requirement for industry-funded
monitoring.
Comment 3: Seafreeze commented
that because the amendment was
initiated jointly by the New England
and Mid-Atlantic Councils, it was led to
believe that identical omnibus measures
would need to be selected by both
Councils. Seafreeze expressed concern
that the potential of only one Council
PO 00000
Frm 00011
Fmt 4701
Sfmt 4700
7423
adopting the amendment was not
considered during the development of
the amendment and, therefore,
recommended the omnibus measures be
disapproved.
Response: When the New England
Council took final action on the
Industry-Funded Monitoring
Amendment in April 2017, it
considered whether to make its
recommendations contingent upon a
similar action by the Mid-Atlantic
Council, but decided against it. Instead,
the Council overwhelmingly approved
the omnibus measures for its FMPs,
with the exception of FMPs managed
jointly with the Mid-Atlantic Council
(i.e., Monkfish and Spiny Dogfish FMPs)
and the herring measures in the
amendment and recommended the
amendment be submitted to the agency
for review and approval. The MidAtlantic Council considered industryfunded monitoring for its FMPs at its
April 2017 and October 2018 meetings,
but decided not to pursue it. MidAtlantic fishermen had an opportunity
to participate and submit their concerns
to the Mid-Atlantic Council during
those meetings. Mid-Atlantic
representatives to the New England
Council also had an opportunity to
present the Mid-Atlantic Council’s
concerns to the New England Council
during the amendment’s development.
Further, while the omnibus measures,
especially the prioritization process,
were designed to be appropriate for both
Councils, they were never intended to
obligate a Council to establish
provisions for industry-funded
monitoring. Therefore, as explained in
the proposed rule (83 FR 55665;
November 7, 2018), the joint
amendment initiated by both Councils
to allow for industry-funded monitoring
became the New England IndustryFunded Monitoring Omnibus
Amendment and, as such, omnibus
measures only apply to New England
Council FMPs. The omnibus measures
do not impose any substantive burden
on any Mid-Atlantic fishery. Rather, the
amendment sets up the framework
under which future potential
monitoring programs for New England
fisheries would be established. If the
Mid-Atlantic Council reconsiders
industry-funded monitoring it a future
action, it may consider whether to adopt
similar omnibus measures at that time.
Comment 4: COA commented that our
publication of Federal Register notices
for the Industry-Funded Monitoring
Amendment caused confusion. It
questioned why we published an NOA
in September 2018 seeking public
comment on the approval or
disapproval of the amendment followed
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7424
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
by a proposed rule with implementing
regulations in November 2018 prior to
finalizing our decision on the
amendment. COA suggested that by
publishing the notices for the approval/
disapproval of the amendment and
implementing regulations concurrently,
that we had already made a decision on
the amendment and would view public
comments with prejudice. Additionally,
the O’Hara Corporation was concerned
that we approved the amendment in
December 2018, prior to the closing of
the public comment period on the
proposed rule. O’Hara Corporation was
disappointed in our process for notice
and comment and wondered how public
comments received after the amendment
approval were considered.
Response: It is our practice to publish
an NOA and proposed rule
concurrently. The NOA for the IndustryFunded Monitoring Amendment was
published on September 19, 2018, with
a comment period ending November 19,
2018. The proposed rule for the
amendment was published on
November 7, 2018, with a comment
period ending December 24, 2018. The
comment periods for the NOA and
proposed rule overlapped for 13 days.
Both the NOA and proposed rule
explained that any public comments we
received on the amendment or the
proposed rule during the NOA comment
period would be considered in our
decision to approve/disapprove the
amendment.
We received seven comment letters
during the NOA comment period. Those
commenters expressed diverse views on
the Industry-Funded Monitoring
Amendment and recommended we
approve, disapprove, and re-consider
the amendment. We carefully reviewed
and considered all of those comments
prior to approving the amendment on
December 18, 2018. NMFS must
approve/disapprove an amendment
within 30 days of the end of the
comment period on the amendment.
The decision date for the IndustryFunded Monitoring Amendment was
December 19, 2018. Therefore, it would
not have been possible to consider all
public comments received through
December 24, 2018, in the decision to
approve/disapprove the IndustryFunded Monitoring Amendment.
The proposed rule explained that we
would consider any public comment
received after the NOA comment period
but during the proposed rule comment
period in our decision to implement
proposed measures. We reviewed and
considered all additional comments
received during the proposed rule
comment period prior to publishing this
final rule. Commenters did not provide
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
any new or additional information
during the public comment period on
the proposed rule that would have
prevented us from approving the
Industry-Funded Monitoring
Amendment.
Comment 5: Seafreeze disagreed with
the conclusions in the EA regarding
impacts of the omnibus measures on
fishery-related business and human
communities. Specifically, it questioned
assertions that omnibus measures would
have no direct impacts, that costs are
too speculative to analyze, and that
standardized industry-funded
monitoring requirements would have a
positive impact. Seafreeze also
commented that the impact of any
future industry-funded monitoring
program on fishery-related business and
communities would be negative.
Response: The EA explains that
omnibus measures are tools for the
Council to use when developing future
industry-funded monitoring programs.
The omnibus measures have no direct
biological impacts because they do not
directly affect the level of fishing,
fishing operations, amount of fish
harvested, or area fished. Additionally,
the omnibus measures do not have any
direct economic impacts on fisheryrelated business or human communities
because they do not require the
development of industry-funded
monitoring programs nor do they
directly impose any costs. Categorizing
and characterizing industry cost
responsibilities in this action could
provide the industry with information
to better understand and plan for their
industry-funded monitoring cost
responsibilities as well negotiate better
contracts with industry-funded
monitoring service providers, which
may ultimately reduce the dollar
amount associated with industry cost
responsibilities. Improved catch
information that results from the
opportunity to align funding with the
most critical industry-funded
monitoring programs may lead to better
management of biological resources,
which may eventually lead to higher
harvest levels.
In the future, if the Council developed
an industry-funded monitoring program
for a particular FMP, the EA
acknowledges there would be direct
negative economic impacts to fishing
vessels provided vessels were required
to pay for increased monitoring. Future
industry-funded monitoring programs
would be developed to achieve specific
goals. Without knowing the goals or the
details of the measures to achieve those
goals, attempting to quantify in this
amendment the impact or the specific
benefits of a future industry-funded
PO 00000
Frm 00012
Fmt 4701
Sfmt 4700
monitoring program is too speculative.
The economic impacts to fishing vessels
and benefits resulting from a future
industry-funded monitoring program
would be evaluated in the amendment
to establish that industry-funded
monitoring program and cannot
considered in this amendment.
Comment 6: COA commented that the
introduction of industry-funded
monitoring across the Greater Atlantic
Region would impose a tremendous
economic burden on the fishing
industry that could lead to the
elimination of small-scale fishing. As an
example, COA referenced a 2016 letter
by the Long Island Commercial Fishing
Association in which the Association
states the $800 per day cost of
monitoring would force more than half
of its fleet out of business.
Response: Generalizing economic
impacts associated with industryfunded monitoring programs is often
inaccurate. Members of the Long Island
Commercial Fishing Association
participate in a variety of fisheries,
including vessels using small-mesh
bottom trawl gear in the herring fishery.
The $800 cost per covered day is the
estimated cost for observer coverage in
the herring fishery. The IndustryFunded Monitoring Amendment does
not require observer coverage on smallmesh bottom trawl vessels in the herring
fishery, instead it establishes a 50percent coverage for at-sea monitoring
coverage on declared herring trips at an
estimated cost of $710 per day of
coverage. Additionally, the IndustryFunded Monitoring Amendment does
not require industry-funded monitoring
coverage on trips intending to land less
than 50 mt of herring. For those trips,
the vessel owner/operator would
request a waiver for industry-funded
monitoring coverage and would not be
responsible for industry-funded
monitoring costs on that trip. The
amendment estimated that waiving
coverage on trips that land less than 50
mt of herring would result in industryfunded monitoring coverage on only 19
percent of trips by small-mesh bottom
trawl vessels. More recently, when we
only considered small-mesh bottom
trawl vessels with Category A or B
permits that had been active in the
herring fishery in the last two years, we
found that industry-funded monitoring
requirements would likely only apply to
only two small-mesh bottom trawl
vessels. For these reasons, we disagree
that the implementation of industryfunded monitoring in the herring fishery
would lead to the elimination of smallscale fishing in the Greater Atlantic
Region.
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
Comment 7: Seafreeze expressed
concern that vessels participating in
New England and Mid-Atlantic fisheries
on the same trip may be subject to
industry-funded monitoring
requirements, even though the MidAtlantic Council did not adopt the this
amendment. COA commented the EA
fails to address the possibility of
overlapping requirements for industryfunded monitoring in multiple fisheries.
Response: Similar to other measures
in FMPs (e.g., possession limits, gear
restrictions, or reporting requirements),
vessels are subject to the most restrictive
requirements when participating in
multiple fisheries on a single trip. With
the understanding that vessels
participate in multiple fisheries, the EA
explicitly considers revenue and
operational costs associated with
participation in the herring, Atlantic
mackerel, and squid fisheries. Because
herring and mackerel are often
harvested together on the same trip, the
amendment specifies that the higher
coverage target applies on trips declared
into both fisheries. If the Council
considers industry-funded monitoring
in other fisheries in the future, the
impacts of those programs relative to
existing industry-funded monitoring
programs will be considered at that
time.
Comment 8: Several commenters
expressed opinions on the relative costs
and benefits of industry-funded
monitoring. CLF, CCCFA, and CHOIR
generally support the industry-funded
monitoring requirements for the herring
fishery, but are concerned that anything
less than 100-percent coverage,
especially when combined with
coverage waivers, may undermine the
effectiveness of additional monitoring.
In contrast, Lund’s cautioned that the
50-percent coverage target for the
herring fishery is higher than necessary
and wastes scarce agency and industry
resources by monitoring a fishery with
a low bycatch rate. COA commented
that the amendment is inconsistent with
National Standards 7 and 8 because it
fails to explain why increased
monitoring is necessary, in light of the
financial burden it will place on the
fishing industry, or how the amendment
would minimize adverse economic
impacts and provide for the sustained
participation of communities.
Response: This amendment
establishes industry-funded monitoring
in the herring fishery to help increase
the accuracy of catch estimates,
especially for species with incidental
catch caps (i.e., haddock and river
herring/shad). Our decision to approve
this amendment included weighing the
benefits of the measures relative to the
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
costs, especially the industry’s cost
associated with additional monitoring.
We concluded that the Council’s
measures minimize costs to the extent
practicable and take into account the
importance of fishery resources to
fishing communities to provide for their
sustained participation in the fishery
and minimize the adverse economic
impacts of these measures on those
communities.
The 50-percent coverage target for
vessels with Category A or B herring
permits has the potential to reduce
uncertainty around catch estimates in
the herring fishery, thereby improving
catch estimation for stock assessments
and management. SBRM coverage on
vessels participating in the herring
fishery is variable. Recent coverage has
ranged from 2 percent to 40 percent
during 2012 to 2018. Analysis in the EA
suggests a 50-percent coverage target
would reduce the uncertainty around
estimates of catch tracked against catch
caps, likely resulting in a CV of less
than 30 percent for the majority of catch
caps. If increased monitoring reduces
the uncertainty in the catch of haddock
and river herring and shad tracked
against catch caps, herring vessels may
be more constrained by catch caps,
thereby increasing accountability, or
they may be less constrained by catch
caps and better able to fully harvest
herring sub-ACLs. Recent CVs
associated with catch caps constraining
the herring fishery have been as high as
86 percent. Improving our ability to
track catch against catch limits is
expected to support the herring fishery
achieve optimum yield, minimize
bycatch and incidental catch to the
extent practicable, and support the
sustained participation of fishing
communities. Coverage waivers would
only be issued under specific
circumstances, when monitors are
unavailable or trips have minimal to no
catch, and are not expected to reduce
the benefits of additional monitoring.
This amendment does not require
additional monitoring aboard herring
vessels in Groundfish Closed Areas.
Rather it maintains an existing
requirement for 100-percent observer
coverage on herring midwater trawl
vessels fishing inside of Groundfish
Closed Areas, but provides flexibility for
vessels by allowing the purchase of
observer coverage to access Groundfish
Closed Areas.
While the economic impact of
industry-funding monitoring on
participants in the herring fishery may
be substantial, we considered the nature
and extent of these costs relative to the
benefits of additional monitoring, such
as reducing uncertainty around catch
PO 00000
Frm 00013
Fmt 4701
Sfmt 4700
7425
estimates to improve management, and
measures to mitigate costs.
Recognizing the potential economic
impact of industry-funded monitoring
on the herring industry, the Council
recommended several measures to
minimize the impact of paying for
additional coverage. Setting the
coverage target at 50 percent, instead of
75 or 100 percent, balances the benefit
of additional monitoring with the costs
associated with additional monitoring.
Allowing SBRM coverage to contribute
toward the 50-percent coverage target
for at-sea monitoring is expected to
reduce costs for the industry. Waiving
industry-funded monitoring
requirements on certain trips, including
trips that land less than 50 mt of herring
and pair trawl trips carrying no fish,
would minimize the cost of additional
monitoring. Trips that land less than 50
mt are common for small-mesh bottom
trawl, single midwater trawl, and purse
seine vessels. As such, the 50-mt
exemption has the potential to result in
a less than 5 percent reduction in
annual RTO associated with at-sea
monitoring coverage for those vessels.
Electronic monitoring and portside
sampling may be a more cost effective
way for midwater trawl vessels to meet
the 50-percent coverage target
requirement than at-sea monitoring
coverage. Analysis in the EA estimates
that electronic monitoring and portside
sampling coverage has the potential to
reduce annual RTO up to 10 percent
instead of the 20 percent reduction
associated with at-sea monitoring
coverage.
The amendment also includes
measures to ensure the Council
considers the cost of additional
monitoring relative to its effectiveness
and provides the flexibility to adjust
measures if industry-funded monitoring
requirements for the herring fishery
become too onerous. Herring measures
require the Council to review the
industry-funded monitoring
requirements two years after
implementation. Omnibus measures
allow the Council to modify the
weighting approach to recommend to us
how to prioritize Federal funding across
industry-funded monitoring programs. If
the Council wants to recommend that
we not prioritize Federal funding to
administer industry-funded monitoring
in herring fishery, essentially
recommending no additional
monitoring for the herring fishery, it
would consider the new weighting
approach at a public meeting and
request us to publish a rulemaking
modifying the weighting approach.
Additionally, if we find that coverage
waivers undermine the benefits of
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7426
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
additional monitoring, the Council
could restrict waivers when it reviews
the industry-funded monitoring
requirements two years after
implementation.
Comment 9: Seafreeze and COA
commented that industry-funding
monitoring in the herring fishery
disproportionately affects Seafreeze
vessels and any other vessels that make
multi-day trips processing catch at sea
in violation of National Standard 6’s
requirement to take into account and
allow for variations among fisheries,
fishery resources, and catch. Seafreeze
explained that despite a relatively low
daily production capacity (57 mt), its
vessels would not qualify for a coverage
waiver, like other small-mesh bottom
trawl vessels, because its vessels make
longer than average trips processing and
freezing catch from multiple fisheries.
Seafreeze also commented that,
according to the EA, the 50-percent
coverage target would cost it $80,000
per year ($40,000 per vessel) on trips
that do not land herring.
Response: We disagree. In an effort to
minimize the economic impact of
industry-funded monitoring, the
Council explicitly considered measures
to address Seafreeze’s concern about
disproportional impacts on its vessels,
including considering alternatives for
coverage waivers for trips when
landings would be less than 20-percent
herring or less than 50 mt of herring per
day. Ultimately, the Council determined
that the potential for a relatively high
herring catches per trip aboard those
vessels warranted additional monitoring
and chose the 50 mt per trip threshold.
The EA estimates the effort and
monitoring costs associated with
declared herring trips that ultimately
did not land herring. In 2014, there were
111 sea days for small-mesh bottom
trawl vessels that had no herring
landings. The cost of at-sea monitoring
coverage on 50 percent of those trips
was estimated at just under $40,000.
That $40,000 is the total cost for
monitoring all small-mesh bottom trawl
vessels for the year. Therefore, it is
highly unlikely that Seafreeze would be
paying $80,000 per year for at-sea
monitoring on trips that did not land
herring. As described previously, the
Council has the flexibility to
recommend we not prioritize Federal
funding for industry-funded monitoring
in the herring fishery and/or adjust
measures if industry-funded monitoring
requirements for the herring fishery
become too onerous or do not allow for
variations among, and contingencies in,
fisheries, fishery resources, and catches.
Comment 10: Several commenters
(CLF, CCCFA, Lund’s) support the
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
option to allow midwater trawl vessels
to purchase observers to access
Groundfish Closed Areas. However, CLF
and CCCFA object to midwater trawl
vessels having any additional access to
Groundfish Closed Areas, including
access to areas maintained as
Groundfish Closed Areas in the recent
Omnibus Habitat Amendment.
Response: We acknowledge the
commenters support for the measure
allowing midwater trawl vessels to
purchase an observer to access
Groundfish Closed Areas. This
amendment does not relax any
restrictions for Groundfish Closed Areas
implemented in the recent Omnibus
Habitat Amendment.
Comment 11: Several commenters
were concerned with recent catch limit
reductions in the herring fishery and
how that affects the economic impact of
industry-funded monitoring. The
specifics of their comments are as
follows:
• COA, Providian, and Seafreeze
noted that economic impacts for the
herring fishery were analyzed based on
revenue and operating costs from 2014
and do not reflect the recent reductions
in ACLs;
• Providian acknowledges that lower
ACLs means fewer fishing trips and
recommends continued SBRM coverage
in the herring fishery;
• Lund’s recommends SBRM
coverage, in conjunction with the
existing state-administered portside
sampling program, as the best
investment to understand catch in
herring fishery; and
• Lund’s, Providian, and O’Hara
request the amendment be delayed, at
least until after 2021, in hopes that
future increases in herring harvest and
revenue would be able to support
industry-funded monitoring.
Response: As discussed in the
preamble, we acknowledge that herring
effort, catch, and resulting revenue will
likely be lower in 2020 and 2021 than
in prior years, such that the cost of
industry-funded monitoring relative to
herring catch and revenue may be high
in the short-term. However, the
magnitude of that impact on individual
vessels and businesses is likely variable
and would be mitigated by several
factors, which are discussed in the
preamble section addressing our NEPA
considerations.
Comment 12: Four members of the
public supported this amendment and
believe increased monitoring is
necessary for sustainable FMPs. For two
of those individuals, their support is
conditional on the economic impact of
the amendment, specifically that the
amendment does not overburden an
PO 00000
Frm 00014
Fmt 4701
Sfmt 4700
already struggling New England fishing
industry.
Response: We appreciate the
commenters’ support for this
amendment and note the amendment
includes several measures to minimize
the economic impact on the herring
industry of paying for additional
coverage.
Comment 13: Several commenters
provided input on the EFP to further
evaluate how to best permanently
administer an electronic monitoring and
portside sampling program. The
specifics of their comments are as
follows:
• NEPSA, CLF, CCCFA, and CHOIR
supported us using an EFP to initially
administer electronic monitoring and
portside sampling in the herring fishery
and urged us to quickly transition to
electronic monitoring in the herring
fishery because electronic monitoring
provides a more cost effective and
accurate means to monitor the herring
fishery than human monitors;
• CHOIR and NEPSA urged us to
allow purse seine vessels to participate
in the EFP and explained that lessons
learned from the midwater trawl
electronic monitoring study would
apply to purse seine vessels as both gear
types capture fish in nets and bring
those nets alongside the vessels to pump
fish aboard;
• NEPSA asserted that electronic
monitoring is easier for vessel operators
than at-sea monitoring coverage because
it does not involve the logistics of
carrying a human monitor and noted
that allowing purse seine vessels to
participate in the EFP would increase
the number of participants and help
decrease the per-vessel cost of using
electronic monitoring;
• Lund’s commented that it supports
us using an EFP to further evaluate an
electronic monitoring and portside
sampling program, but at this time
prefers human monitors to electronic
monitoring;
• CLF and CHOIR advocated that net
sensors be incorporated into the EFP to
help quantify the amount of slipped
catch and CHOIR hoped that electronic
monitoring can be developed to identify
the contents and estimate the amount of
slipped catch; and
• CLF requested the EFP include
documenting all discards, verifying
compliance with slippage requirements
and consequence measures, 100-percent
video review, documenting interactions
with protected species, and
complementary coverage by SBRM
observers.
Response: We acknowledge
commenters’ support for the EFP and
will consider these recommendations as
E:\FR\FM\07FER2.SGM
07FER2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
jbell on DSKJLSW7X2PROD with RULES2
the terms and conditions of the EFP are
finalized.
Comment 14: One member of the
public supported developing future
industry-funded monitoring programs
via amendment to allow for public input
and standardizing industry-funded
monitoring programs to help ensure
fairness across fisheries.
Response: We acknowledge the
commenter’s support for omnibus
measures in the amendment.
Comment 15: One individual
commented that additional monitoring,
especially industry-funded monitoring
for herring, is unnecessary because
herring are numerous and not at risk of
extinction. The individual is not
convinced the Council considered its
own criteria for the development of an
industry-funded monitoring program,
such as a clear need for the data
collection, cost of collection, less data
intensive methods, prioritizing modern
technology, and incentive for reliable
self-reporting. Instead, the commenter
recommended tracking catch by using
fishing industry reporting to NMFS of
the weight of fish sold.
Response: We disagree. The Council
identified and supported the need for
additional monitoring as reducing
uncertainty around catch estimates in
the herring fishery, thereby improving
catch estimation for stock assessments
and management, as noted in the
response to Comment 8. The Council
considered less data intensive methods,
prioritizing modern technology, and
incentives for self-reporting by allowing
vessels to use either at-sea monitoring or
electronic monitoring and portside
sampling coverage to satisfy industryfunded monitoring requirements. In
contrast to observers, at-sea monitors
would not collect whole specimens,
photos, or biological samples (other
than length data) from catch, unless it
was for purposes of species
identification, or sighting data on
protected species. The Council
recommended a limited data collection
for at-sea monitors compared to
observers to allow for possible cost
savings for either the industry or NMFS
associated with a limited data
collection. Because midwater trawl
vessels discard only a small percentage
of catch at sea, electronic monitoring
and portside sampling have the
potential to be a cost effective way to
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
address monitoring goals for the herring
fishery. Analysis in the EA estimates
that electronic monitoring and portside
sampling coverage has the potential to
reduce annual RTO up to 10 percent
instead of the 20 percent reduction
associated with at-sea monitoring
coverage.
We currently track catch in the
herring fishery using the weight of fish
purchased by dealers, but those data are
not robust enough to track catch against
catch caps and would not help reduce
the uncertainty associated with catch
tracked against catch caps.
Comment 16: Three members of the
public provided comments on forest
management, keeping marine mammals
in captivity, and NEPA requirements for
terrestrial businesses.
Response: Because those comments
are outside the scope of this
amendment, we are not providing
responses to those comments in this
final rule.
Classification
The Administrator, Greater Atlantic
Region, NMFS determined that this
amendment is necessary for the
conservation and management of New
England Council FMPs and that it is
consistent with the Magnuson-Stevens
Act and other applicable law.
This final rule has been determined to
be not significant for purposes of
Executive Order (E.O.) 12866.
This final rule is not an E.O. 13771
regulatory action because this action is
not significant under E.O. 12866.
NMFS prepared a final regulatory
flexibility analysis (FRFA) in support of
this action. The FRFA incorporates the
initial RFA, a summary of the
significant issues raised by the public
comments in response to the initial
RFA, NMFS responses to those
comments, and a summary of the
analyses completed in support of this
action. A description of why this action
was considered, the objectives of, and
the legal basis for this rule is contained
in in the preamble to the proposed and
this final rule, and is not repeated here.
All of the documents that constitute the
FRFA and a copy of the EA/RIR/IRFA
are available upon request (see
ADDRESSES) or via the internet at: https://
www.nefmc.org.
The omnibus measures are
administrative, specifying a process to
PO 00000
Frm 00015
Fmt 4701
Sfmt 4700
7427
develop and administer future industryfunded monitoring and monitoring setaside programs, and do not directly
affect fishing effort or amount of fish
harvested. Because the omnibus
measures have no direct economic
impacts, they will not be discussed in
this section. The herring measures affect
levels of monitoring, rather than harvest
specifications, but they are expected to
have economic impacts on fisheryrelated businesses and human
communities due to the costs associated
with the industry-funded monitoring
measures for the herring fishery.
A Statement of the Significant Issues
Raised by the Public in Response to the
IRFA, a Statement of the Agency’s
Assessment of Such Issues, and a
Statement of Any Changes Made in the
Final Rule as a Result of Such
Comments
We received 18 comment letters on
the NOA and proposed rule. Those
comments, and our responses, are
contained in the Comments and
Responses section of this final rule and
are not repeated here. Comments 1, 2, 5,
6, 8, 9, 11, and 12 discussed the
economic impacts of the measures, but
did not directly comment on the IRFA.
All changes from the proposed rule, as
well as the rationale for those changes,
are described in the Changes from the
Proposed Rule section of this final rule
and are not repeated here.
Description and Estimate of the Number
of Small Entities To Which the Rule
Would Apply
Effective July 1, 2016, NMFS
established a small business size
standard of $11 million in annual gross
receipts for all businesses primarily
engaged in the commercial fishing
industry for RFA compliance purposes
only (80 FR 81194, December 29, 2015).
The directly regulated entities are
businesses that own at least one limited
access Atlantic herring vessel. As of
2016, there are 66 businesses that own
at least one limited access herring
vessel. Four businesses are large entities
(gross receipts greater than $11 million).
The remaining 62 businesses are small
entities. Gross receipts and gross
receipts from herring fishing for the
small entities are characterized in Table
3.
E:\FR\FM\07FER2.SGM
07FER2
7428
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
TABLE 3—GROSS REVENUES AND REVENUES FROM HERRING FOR THE DIRECTLY REGULATED SMALL ENTITIES
Gross receipts
from all fishing by
herring permitted
small entities
Mean ............................................................................................................................................................
Median .........................................................................................................................................................
25th Percentile .............................................................................................................................................
75th Percentile .............................................................................................................................................
Permitted Small Entities ..............................................................................................................................
$1,847,392
1,076,172
656,965
2,684,753
62
Gross receipts
from herring
fishing by
herring permitted
small entities
$422,210
0
0
95,218
62
Source: NMFS.
Many of the businesses that hold
limited access herring permits are not
actively fishing for herring. Of those
businesses actively fishing for herring,
there are 32 directly regulated entities
with herring landings. Two businesses
are large entities (gross receipts over $11
million). The remaining 30 businesses
are small entities. Table 4 characterizes
gross receipts and gross receipts from
the herring fishery for the active small
entities.
TABLE 4—GROSS REVENUES AND REVENUES FROM HERRING FOR THE ACTIVE DIRECTLY REGULATED SMALL ENTITIES
Gross receipts
from all fishing by
active herring
permitted small
entities
Gross receipts
from active herring
permitted fishing
by small entities
$2,070,541
1,030,411
554,628
2,955,883
30
$872,567
95,558
6,570
1,696,758
30
Mean ............................................................................................................................................................
Median .........................................................................................................................................................
25th Percentile .............................................................................................................................................
75th Percentile .............................................................................................................................................
Active Small Entities ....................................................................................................................................
Source: NMFS.
For the 30 small entities, herring
represents an average of 36 percent of
gross receipts. For 12 of the small
entities, herring represents the single
largest source of gross receipts. For eight
of the small entities, longfin squid is the
largest source of gross receipts and
Atlantic sea scallops is the largest
source of gross receipts for five of the
small entities. The largest source of
gross receipts for the remaining five
small entities are mixed across different
fisheries. Eight of the 30 small entities
derived zero revenues from herring.
jbell on DSKJLSW7X2PROD with RULES2
Description of Projected Reporting,
Recordkeeping, and Other Compliance
Requirements
This final rule contains collection-ofinformation requirements subject to
review and approval by the Office of
Management and Budget (OMB) under
the Paperwork Reduction Act (PRA).
The new requirements, which are
described in detail in the preamble,
have been submitted to OMB for
approval as a revised collection under
control number 0648–0674. The action
does not duplicate, overlap, or conflict
with any other Federal rules.
The Industry-Funded Monitoring
Amendment would replace the current
phone-based observer pre-trip
notification system with a new web-
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
based pre-trip notification system. There
would be no additional reporting
burden associated with this measure
because the new notification system
would increase convenience and will
require approximately the same time
burden (5 minutes).
This amendment would implement a
50-percent industry-funded monitoring
coverage target on vessels issued
Category A or B herring permits. The
herring industry would be required to
pay for industry cost responsibilities
associated with at-sea monitoring. There
are an estimated 42 vessels with
Category A or B permits in the herring
fishery. After considering SBRM
coverage, we estimate that each vessel
would incur monitoring costs for an
additional 19 days at sea per year, at an
estimated maximum cost of $710 per sea
day. The annual cost estimate for
carrying an at-sea monitor for Category
A and B vessels would be $566,580,
with an average cost per vessel of
$13,490.
In addition to the 50-percent industryfunded monitoring coverage target,
midwater trawl vessels would have the
option to purchase observer coverage to
allow them to fish in Groundfish Closed
Areas. This option would be available to
the estimated 12 vessels that fish with
midwater trawl gear. Because this
PO 00000
Frm 00016
Fmt 4701
Sfmt 4700
option would be available on all trips
not otherwise selected for SBRM or
industry-funded coverage, it is
estimated that each vessel may use this
option for up to 21 days per year, at an
estimated maximum cost of $818 per sea
day. Therefore, the annual cost
associated with industry-funded
observer coverage for midwater trawl
vessels fishing in Groundfish Closed
Areas is estimated to be $206,136, with
an average annual cost per vessel of
$17,178.
To access Groundfish Closed Areas,
owners/operators of the 12 affected
midwater trawl vessels would request
an observer by calling one of the
approved monitoring service providers.
The average midwater trawl vessel is
estimated to take 7 of these trips per
year, and each call would take an
estimated 5 minutes at a rate of $0.10
per minute. Thus, the total annual
burden estimate to the industry for calls
to obtain industry-funded observer
coverage would be 7 hours and $42 (Per
vessel: 1 hr and $3.50). For each of the
7 estimated trips that the vessel calls in
to request an industry-funded observer
to access Groundfish Closed Areas, the
vessel has the option to cancel that trip.
The call to cancel the trip would take an
estimated 1 minute at a rate of $0.10 per
minute. The total annual burden
E:\FR\FM\07FER2.SGM
07FER2
7429
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
estimated to the industry for cancelling
these trips would be 1 hour and $8 (Per
vessel: 1 hr and $1).
We expect that some monitoring
service providers would apply for
approval under the service provider
requirements at § 648.11(h), specifically
that four out of six providers may apply
for approval, and would be subject to
these requirements. These providers
would submit reports and information
required of service providers as part of
their application for approval. Service
providers must comply with the
following requirements, submitted via
email, phone, web-portal, fax, or postal
service: Submit applications for
approval as a monitoring service
provider; formally request industryfunded at-sea monitor training by the
NEFOP; submit industry-funded at-sea
monitor deployment and availability
reports; submit biological samples,
safety refusal reports, and other reports;
give notification of industry-funded atsea monitor availability within 24 hours
of the vessel owner’s notification of a
prospective trip; provide vessels with
notification of industry-funded observer
availability in advance of each trip; and
maintain an updated contact list of all
industry-funded at-sea monitors/
observers that includes the monitor’s/
observer’s identification number, name,
mailing and email address, phone
numbers, homeports or fisheries/trip
types assigned, and whether or not the
monitor/observer is ‘‘in service’’ (i.e.,
available to provide coverage services).
Monitoring service providers would
have to provide raw at-sea monitoring
data to NMFS and make at-sea monitors
available to NMFS for debriefing upon
request. The regulations would also
require monitoring service providers to
submit any outreach materials, such as
informational pamphlets, payment
notification, and descriptions of monitor
duties, as well as all contracts between
the service provider and entities
requiring monitoring services for review
to NMFS. Monitoring service providers
also have the option to respond to
application denials, and submit a
rebuttal in response to a pending
removal from the list of approved
monitoring service providers. NMFS
expects that all of these reporting
requirements combined are expected to
take 1,192 hours of response time per
year for a total annual cost of $12,483
for all affected monitoring service
providers ($3,121 per provider). The
following table provides the detailed
time and cost information for each
response item.
TABLE 5—BURDEN ESTIMATE FOR MEASURES
Monitoring service provider requirements
Monitor deployment report .......................
Monitor availability report .........................
Safety refusals .........................................
Raw monitor data .....................................
Monitor debriefing ....................................
Other reports ............................................
Biological samples ...................................
New application to be a service provider
Applicant response to denial ...................
Request for monitor training ....................
Rebuttal of pending removal from list of
approved service providers ..................
Request to service provider to procure a
monitor ..................................................
Notification of unavailability of monitors ..
Call to service provider to procure an observer for Groundfish Closed Areas by
phone ....................................................
Notification of unavailability of observers
for Groundfish Closed Areas ................
Monitor contact list updates .....................
Monitor availability updates .....................
Service provider material submissions ....
Service provider contracts .......................
jbell on DSKJLSW7X2PROD with RULES2
Total ..................................................
18:30 Feb 06, 2020
Jkt 250001
Response time
per response
(minutes)
Total annual
burden
(hours)
Cost per
response
Total annual
cost
4
4
4
4
4
4
4
4
1
4
444
216
40
444
124
68
516
4
1
12
10
20
30
5
120
30
60
600
600
30
74
72
20
37
248
34
516
40
10
6
$0.00
0.00
0.00
23.75
12.00
0.00
0.50
0.55
0.55
1.80
$0
0
0
10,545
1,488
0
258
2
1
22
1
1
480
8
0.55
1
90
90
360
360
10
5
60
30
0.00
0.00
0
0
21
84
10
14
1.00
84
21
4
4
4
4
84
48
48
8
8
5
5
5
30
30
7
4
4
4
4
0.50
0.00
0.00
2.50
2.50
42
0
0
20
20
........................
........................
........................
1,192
........................
12,483
Public comment is sought regarding
the following: Whether this proposed
collection of information is necessary
for the proper performance of agency
functions, including whether the
information shall have practical utility;
the accuracy of the burden estimate;
ways to enhance the quality, utility, and
clarity of the information to be
collected; and ways to minimize the
burden of the collection of information,
including through the use of automated
collection techniques or other forms of
information technology. Send comments
VerDate Sep<11>2014
Total number
of annual
responses
Number of
respondents
on these or any other aspects of the
collection of information to the Regional
Administrator (see ADDRESSES) and
email to OIRA_Submission@
omb.eop.gov or fax to 202–395–7285.
Notwithstanding any other provision
of the law, no person is required to
respond to, and no person shall be
subject to penalty for failure to comply
with, a collection of information subject
to the requirements of the PRA, unless
that collection of information displays a
currently valid OMB Control Number.
PO 00000
Frm 00017
Fmt 4701
Sfmt 4700
Federal Rules Which May Duplicate,
Overlap, or Conflict With the Proposed
Rule
This action does not duplicate,
overlap, or conflict with any other
Federal rules.
Description of the Steps the Agency Has
Taken To Minimize the Significant
Economic Impact on Small Entities
Consistent With the Stated Objectives of
Applicable Statutes
Recognizing the potential economic
impact of industry-funded monitoring
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7430
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
on the herring industry, this amendment
contains several measures to minimize
the impact of paying for additional
coverage. Setting the coverage target at
50 percent, instead of 75 or 100 percent,
balances the benefit of additional
monitoring with the costs associated
with additional monitoring. Allowing
SBRM coverage to contribute toward the
50-percent coverage target for at-sea
monitoring is expected to reduce costs
for the industry. Waiving industryfunded monitoring requirements on
certain trips, including trips that land
less than 50 mt of herring and pair trawl
trips carrying no fish, would minimize
the cost of additional monitoring. Trips
that land less than 50 mt are common
for small-mesh bottom trawl, single
midwater trawl vessel, and purse seine
vessels. As such, the 50-mt exemption
has the potential to result in a less than
5 percent reduction in annual RTO
associated with at-sea monitoring
coverage for those vessels. Electronic
monitoring and portside sampling may
be a more cost effective way for
midwater trawl vessels to meet the 50percent coverage target requirement
than at-sea monitoring coverage.
Analysis in the EA estimates that
electronic monitoring and portside
sampling coverage has the potential to
reduce annual RTO up to 10 percent
instead of the 20 percent reduction
associated with at-sea monitoring
coverage. Herring measures require the
Council to review the industry-funded
monitoring requirements two years after
implementation. Omnibus measures
allow the Council to modify the
weighting approach to recommend to us
how to prioritize Federal funding across
industry-funded monitoring programs. If
the Council wants to recommend that
we not prioritize Federal funding to
administer industry-funded monitoring
in the herring fishery, essentially
recommending no additional
monitoring for the herring fishery, it
would consider the new weighting
approach at a public meeting and
request us to publish a rulemaking
modifying the weighting approach.
These measures ensure the Council
considers the cost of additional
monitoring relative to its effectiveness
and provides the flexibility to adjust
measures if industry-funded monitoring
requirements for the herring fishery
become too onerous. Section 212 of the
Small Business Regulatory Enforcement
Fairness Act of 1996 states that, for each
rule or group of related rules for which
an agency is required to prepare a
FRFA, the agency shall publish one or
more guides to assist small entities in
complying with the rule, and shall
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
designate such publications as ‘‘small
entity compliance guides.’’ The agency
shall explain the actions a small entity
is required to take to comply with a rule
or group of rules. As part of this
rulemaking process, a letter to permit
holders that also serves as small entity
compliance guide was prepared. Copies
of this final rule are available from the
Greater Atlantic Regional Fisheries
Office (GARFO), and the compliance
guide (i.e., fishery bulletin) will be sent
to all holders of permits for the herring
fishery. The guide and this final rule
will be posted on the GARFO website.
List of Subjects in 50 CFR Part 648
Fisheries, Fishing, Recordkeeping and
reporting requirements.
Dated: January 15, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the
preamble, 50 CFR part 648 is amended
as follows:
PART 648—FISHERIES OF THE
NORTHEASTERN UNITED STATES
1. The authority citation for part 648
continues to read as follows:
■
Authority: 16 U.S.C. 1801 et seq.
2. In § 648.2, revise the definitions for
‘‘Electronic monitoring,’’ ‘‘Observer/sea
sampler,’’ ‘‘Slippage in the Atlantic
herring fishery,’’ and ‘‘Slip(s) or
slipping catch in the Atlantic herring
fishery’’ to read as follows:
■
§ 648.2
Definitions.
*
*
*
*
*
Electronic monitoring means a
network of equipment that uses a
software operating system connected to
one or more technology components,
including, but not limited to, cameras
and recording devices to collect data on
catch and vessel operations. With
respect to the NE multispecies fishery,
electronic monitoring means any
equipment that is used to monitor area
fished and the amount and identity of
species kept and discarded in lieu of atsea monitors as part of an approved
Sector at-sea monitoring program.
*
*
*
*
*
Observer or monitor means any
person certified by NMFS to collect
operational fishing data, biological data,
or economic data through direct
observation and interaction with
operators of commercial fishing vessels
as part of NMFS’ Northeast Fisheries
Observer Program. Observers or
monitors include NMFS-certified
fisheries observers, at-sea monitors,
PO 00000
Frm 00018
Fmt 4701
Sfmt 4700
portside samplers, and dockside
monitors.
*
*
*
*
*
Slippage in the Atlantic herring
fishery means discarded catch from a
vessel issued an Atlantic herring permit
that is carrying a NMFS-certified
observer or monitor prior to the catch
being brought on board or prior to the
catch being made available for sampling
and inspection by a NMFS-certified
observer or monitor after the catch is on
board. Slippage also means any catch
that is discarded during a trip prior to
it being sampled portside by a portside
sampler on a trip selected for portside
sampling coverage by NMFS. Slippage
includes releasing catch from a codend
or seine prior to the completion of
pumping the catch aboard and the
release of catch from a codend or seine
while the codend or seine is in the
water. Fish that cannot be pumped and
remain in the codend or seine at the end
of pumping operations are not
considered slippage. Discards that occur
after the catch is brought on board and
made available for sampling and
inspection by a NMFS-certified observer
or monitor are also not considered
slippage.
Slip(s) or slipping catch in the
Atlantic herring fishery means
discarded catch from a vessel issued an
Atlantic herring permit that is carrying
a NMFS-certified observer or monitor
prior to the catch being brought on
board or prior to the catch being made
available for sampling and inspection by
a NMFS-certified observer or monitor
after the catch is on board. Slip(s) or
slipping catch also means any catch that
is discarded during a trip prior to it
being sampled portside by a portside
sampler on a trip selected for portside
sampling coverage by NMFS. Slip(s) or
slipping catch includes releasing fish
from a codend or seine prior to the
completion of pumping the fish on
board and the release of fish from a
codend or seine while the codend or
seine is in the water. Slippage or
slipped catch refers to fish that are
slipped. Slippage or slipped catch does
not include operational discards,
discards that occur after the catch is
brought on board and made available for
sampling and inspection by a NMFScertified observer or monitor, or fish
that inadvertently fall out of or off
fishing gear as gear is being brought on
board the vessel.
*
*
*
*
*
3. In § 648.7, revise paragraph (b)(2)(i)
to read as follows:
■
E:\FR\FM\07FER2.SGM
07FER2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
§ 648.7 Record keeping and reporting
requirements.
*
*
*
*
*
(b) * * *
(2) * * *
(i) Atlantic herring owners or
operators issued an All Areas open
access permit. The owner or operator of
a vessel issued an All Areas open access
permit to fish for herring must report
catch (retained and discarded) of
herring via an IVR system for each week
herring was caught, unless exempted by
the Regional Administrator. IVR reports
are not required for weeks when no
herring was caught. The report shall
include at least the following
information, and any other information
required by the Regional Administrator:
Vessel identification; week in which
herring are caught; management areas
fished; and pounds retained and pounds
discarded of herring caught in each
management area. The IVR reporting
week begins on Sunday at 0001 hour
(hr) (12:01 a.m.) local time and ends
Saturday at 2400 hr (12 midnight).
Weekly Atlantic herring catch reports
must be submitted via the IVR system
by midnight each Tuesday, eastern time,
for the previous week. Reports are
required even if herring caught during
the week has not yet been landed. This
report does not exempt the owner or
operator from other applicable reporting
requirements of this section.
*
*
*
*
*
■ 4. Revise § 648.11 to read as follows:
jbell on DSKJLSW7X2PROD with RULES2
§ 648.11
Monitoring coverage.
(a) Coverage. The Regional
Administrator may request any vessel
holding a permit for Atlantic sea
scallops, NE multispecies, monkfish,
skates, Atlantic mackerel, squid,
butterfish, scup, black sea bass, bluefish,
spiny dogfish, Atlantic herring, tilefish,
Atlantic surfclam, ocean quahog, or
Atlantic deep-sea red crab; or a
moratorium permit for summer
flounder; to carry a NMFS-certified
fisheries observer. A vessel holding a
permit for Atlantic sea scallops is
subject to the additional requirements
specified in paragraph (k) of this
section. A vessel holding an All Areas
or Areas 2⁄3 Limited Access Herring
Permit is subject to the additional
requirements specified in paragraph (m)
of this section. Also, any vessel or vessel
owner/operator that fishes for, catches
or lands hagfish, or intends to fish for,
catch, or land hagfish in or from the
exclusive economic zone must carry a
NMFS-certified fisheries observer when
requested by the Regional Administrator
in accordance with the requirements of
this section.
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
(b) Facilitating coverage. If requested
by the Regional Administrator or their
designees, including NMFS-certified
observers, monitors, and NMFS staff, to
be sampled by an observer or monitor,
it is the responsibility of the vessel
owner or vessel operator to arrange for
and facilitate observer or monitor
placement. Owners or operators of
vessels selected for observer or monitor
coverage must notify the appropriate
monitoring service provider before
commencing any fishing trip that may
result in the harvest of resources of the
respective fishery. Notification
procedures will be specified in selection
letters to vessel owners or permit holder
letters.
(c) Safety waivers. The Regional
Administrator may waive the
requirement to be sampled by an
observer or monitor if the facilities on
a vessel for housing the observer or
monitor, or for carrying out observer or
monitor functions, are so inadequate or
unsafe that the health or safety of the
observer or monitor, or the safe
operation of the vessel, would be
jeopardized.
(d) Vessel requirements associated
with coverage. An owner or operator of
a vessel on which a NMFS-certified
observer or monitor is embarked must:
(1) Provide accommodations and food
that are equivalent to those provided to
the crew.
(2) Allow the observer or monitor
access to and use of the vessel’s
communications equipment and
personnel upon request for the
transmission and receipt of messages
related to the observer’s or monitor’s
duties.
(3) Provide true vessel locations, by
latitude and longitude or loran
coordinates, as requested by the
observer or monitor, and allow the
observer or monitor access to and use of
the vessel’s navigation equipment and
personnel upon request to determine the
vessel’s position.
(4) Notify the observer or monitor in
a timely fashion of when fishing
operations are to begin and end.
(5) Allow for the embarking and
debarking of the observer or monitor, as
specified by the Regional Administrator,
ensuring that transfers of observers or
monitors at sea are accomplished in a
safe manner, via small boat or raft,
during daylight hours as weather and
sea conditions allow, and with the
agreement of the observers or monitors
involved.
(6) Allow the observer or monitor free
and unobstructed access to the vessel’s
bridge, working decks, holding bins,
weight scales, holds, and any other
PO 00000
Frm 00019
Fmt 4701
Sfmt 4700
7431
space used to hold, process, weigh, or
store fish.
(7) Allow the observer or monitor to
inspect and copy any the vessel’s log,
communications log, and records
associated with the catch and
distribution of fish for that trip.
(e) Vessel requirements associated
with protected species. The owner or
operator of a vessel issued a summer
flounder moratorium permit, a scup
moratorium permit, a black sea bass
moratorium permit, a bluefish permit, a
spiny dogfish permit, an Atlantic
herring permit, an Atlantic deep-sea red
crab permit, a skate permit, or a tilefish
permit, if requested by the observer or
monitor, also must:
(1) Notify the observer or monitor of
any sea turtles, marine mammals,
summer flounder, scup, black sea bass,
bluefish, spiny dogfish, Atlantic herring,
Atlantic deep-sea red crab, tilefish,
skates (including discards) or other
specimens taken by the vessel.
(2) Provide the observer or monitor
with sea turtles, marine mammals,
summer flounder, scup, black sea bass,
bluefish, spiny dogfish, Atlantic herring,
Atlantic deep-sea red crab, skates,
tilefish, or other specimens taken by the
vessel.
(f) Coverage funded from outside
sources. NMFS may accept observer or
monitor coverage funded by outside
sources if:
(1) All coverage conducted by such
observers or monitors is determined by
NMFS to be in compliance with NMFS’
observer or monitor guidelines and
procedures.
(2) The owner or operator of the
vessel complies with all other
provisions of this part.
(3) The observer or monitor is
approved by the Regional
Administrator.
(g) Industry-funded monitoring
programs. Fishery management plans
(FMPs) managed by the New England
Fishery Management Council (New
England Council), including Atlantic
Herring, Atlantic Salmon, Atlantic Sea
Scallops, Deep-Sea Red Crab, Northeast
Multispecies, and Northeast Skate
Complex, may include industry-funded
monitoring programs (IFM) to
supplement existing monitoring
required by the Standard Bycatch
Reporting Methodology (SBRM),
Endangered Species Act, and the Marine
Mammal Protection Act. IFM programs
may use observers, monitors, including
at-sea monitors and portside samplers,
and electronic monitoring to meet
specified IFM coverage targets. The
ability to meet IFM coverage targets may
be constrained by the availability of
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7432
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
Federal funding to pay NMFS cost
responsibilities associated with IFM.
(1) Guiding principles for new IFM
programs. The Council’s development
of an IFM program must consider or
include the following:
(i) A clear need or reason for the data
collection;
(ii) Objective design criteria;
(iii) Cost of data collection should not
diminish net benefits to the nation nor
threaten continued existence of the
fishery;
(iv) Seek less data intensive methods
to collect data necessary to assure
conservation and sustainability when
assessing and managing fisheries with
minimal profit margins;
(v) Prioritize the use of modern
technology to the extent practicable; and
(vi) Incentives for reliable selfreporting.
(2) Process to implement and revise
new IFM programs. New IFM programs
shall be developed via an amendment to
a specific FMP. IFM programs
implemented in an FMP may be revised
via a framework adjustment. The details
of an IFM program may include, but are
not limited to:
(i) Level and type of coverage target;
(ii) Rationale for level and type of
coverage;
(iii) Minimum level of coverage
necessary to meet coverage goals;
(iv) Consideration of waivers if
coverage targets cannot be met;
(v) Process for vessel notification and
selection;
(vi) Cost collection and
administration;
(vii) Standards for monitoring service
providers; and
(viii) Any other measures necessary to
implement the industry-funded
monitoring program.
(3) NMFS cost responsibilities. IFM
programs have two types of costs, NMFS
and industry costs. Cost responsibilities
are delineated by the type of cost. NMFS
cost responsibilities include the
following:
(i) The labor and facilities associated
with training and debriefing of
monitors;
(ii) NMFS-issued gear (e.g., electronic
reporting aids used by human monitors
to record trip information);
(iii) Certification of monitoring
service providers and individual
observers or monitors; performance
monitoring to maintain certificates;
(iv) Developing and executing vessel
selection;
(v) Data processing (including
electronic monitoring video audit, but
excluding service provider electronic
video review); and
(vi) Costs associated with liaison
activities between service providers,
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
and NMFS, Coast Guard, New England
Council, sector managers, and other
partners.
(vii) The industry is responsible for
all other costs associated with IFM
programs.
(4) Prioritization process to cover
NMFS IFM cost responsibilities. (i)
Available Federal funding refers to any
funds in excess of those allocated to
meet SBRM requirements or the existing
IFM programs in the Atlantic Sea
Scallop and Northeast Multispecies
FMPs that may be used to cover NMFS
cost responsibilities associated with
IFM coverage targets. If there is no
available Federal funding in a given
year to cover NMFS IFM cost
responsibilities, then there shall be no
IFM coverage during that year. If there
is some available Federal funding in a
given year, but not enough to cover all
of NMFS cost responsibilities associated
with IFM coverage targets, then the New
England Council will prioritize
available Federal funding across IFM
programs during that year. Existing IFM
programs for Atlantic sea scallops and
Northeast multispecies fisheries shall
not be included in this prioritization
process.
(ii) Programs with IFM coverage
targets shall be prioritized using an
equal weighting approach, such that any
available Federal funding shall be
divided equally among programs.
(iii) After NMFS determines the
amount of available Federal funding for
the next fishing year, NMFS shall
provide the New England Council with
the estimated IFM coverage levels for
the next fishing year. The estimated IFM
coverage levels would be based on the
equal weighting approach and would
include the rationale for any deviations
from the equal weighting approach. The
New England Council may recommend
revisions and additional considerations
to the Regional Administrator and
Science and Research Director.
(A) If available Federal funding
exceeds that needed to pay all of NMFS
cost responsibilities for administering
IFM programs, the New England
Council may request NMFS to use
available funding to help offset industry
cost responsibilities through
reimbursement.
(B) [Reserved]
(iv) Revisions to the prioritization
process may be made via a framework
adjustment to all New England FMPs.
(v) Revisions to the weighting
approach for the New England Councilled prioritization process may be made
via a framework adjustment to all New
England FMPs or by the New England
Council considering a new weighting
approach at a public meeting, where
PO 00000
Frm 00020
Fmt 4701
Sfmt 4700
public comment is accepted, and
requesting NMFS to publish a notice or
rulemaking revising the weighting
approach. NMFS shall implement
revisions to the weighting approach in
a manner consistent with the
Administrative Procedure Act.
(5) IFM program monitoring service
provider requirements. IFM monitoring
service provider requirements shall be
consistent with requirements in
paragraph (h) of this section and
observer or monitor requirements shall
be consistent with requirements in
paragraph (i) of this section.
(6) Monitoring set-aside. The New
England Council may develop a
monitoring set-aside program for
individual FMPs that would devote a
portion of the annual catch limit for a
fishery to help offset the industry cost
responsibilities for monitoring coverage,
including observers, at-sea monitors,
portside samplers, and electronic
monitoring.
(i) The details of a monitoring setaside program may include, but are not
limited to:
(A) The basis for the monitoring setaside;
(B) The amount of the set-aside (e.g.,
quota, days at sea);
(C) How the set-aside is allocated to
vessels required to pay for monitoring
(e.g., an increased trip limit, differential
days at sea counting, additional trips, an
allocation of the quota);
(D) The process for vessel notification;
(E) How funds are collected and
administered to cover the industry’s
costs of monitoring; and
(F) Any other measures necessary to
develop and implement a monitoring
set-aside.
(ii) The New England Council may
develop new monitoring set-asides and
revise those monitoring set-asides via a
framework adjustment to the relevant
FMP.
(h) Monitoring service provider
approval and responsibilities—(1)
General. An entity seeking to provide
monitoring services, including services
for IFM Programs described in
paragraph (g) of this section, must apply
for and obtain approval from NMFS
following submission of a complete
application. Monitoring services include
providing NMFS-certified observers,
monitors (at-sea monitors and portside
samplers), and/or electronic monitoring.
A list of approved monitoring service
providers shall be distributed to vessel
owners and shall be posted on the
NMFS Fisheries Sampling Branch (FSB)
website at: https://www.nefsc.noaa.gov/
femad/fsb/.
(2) [Reserved]
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
(3) Contents of application. An
application to become an approved
monitoring service provider shall
contain the following:
(i) Identification of the management,
organizational structure, and ownership
structure of the applicant’s business,
including identification by name and
general function of all controlling
management interests in the company,
including but not limited to owners,
board members, officers, authorized
agents, and staff. If the applicant is a
corporation, the articles of incorporation
must be provided. If the applicant is a
partnership, the partnership agreement
must be provided.
(ii) The permanent mailing address,
phone and fax numbers where the
owner(s) can be contacted for official
correspondence, and the current
physical location, business mailing
address, business telephone and fax
numbers, and business email address for
each office.
(iii) A statement, signed under
penalty of perjury, from each owner or
owners, board members, and officers, if
a corporation, that they are free from a
conflict of interest as described under
paragraph (h)(6) of this section.
(iv) A statement, signed under penalty
of perjury, from each owner or owners,
board members, and officers, if a
corporation, describing any criminal
conviction(s), Federal contract(s) they
have had and the performance rating
they received on the contracts, and
previous decertification action(s) while
working as an observer or monitor or
monitoring service provider.
(v) A description of any prior
experience the applicant may have in
placing individuals in remote field and/
or marine work environments. This
includes, but is not limited to,
recruiting, hiring, deployment, and
personnel administration.
(vi) A description of the applicant’s
ability to carry out the responsibilities
and duties of a monitoring service
provider as set out under paragraph
(h)(5) of this section, and the
arrangements to be used.
(vii) Evidence of holding adequate
insurance to cover injury, liability, and
accidental death for observers or
monitors, whether contracted or
employed by the service provider,
during their period of employment
(including during training). Workers’
Compensation and Maritime Employer’s
Liability insurance must be provided to
cover the observer or monitor, vessel
owner, and observer provider. The
minimum coverage required is $5
million. Monitoring service providers
shall provide copies of the insurance
policies to observers or monitors to
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
display to the vessel owner, operator, or
vessel manager, when requested.
(viii) Proof that its observers or
monitors, whether contracted or
employed by the service provider, are
compensated with salaries that meet or
exceed the U.S. Department of Labor
(DOL) guidelines for observers.
Observers shall be compensated as Fair
Labor Standards Act (FLSA) nonexempt employees. Monitoring service
providers shall provide any other
benefits and personnel services in
accordance with the terms of each
observer’s or monitor’s contract or
employment status.
(ix) The names of its fully equipped,
NMFS/FSB certified, observers or
monitors on staff or a list of its training
candidates (with resumes) and a request
for an appropriate NMFS/FSB Training
class. All training classes have a
minimum class size of eight individuals,
which may be split among multiple
vendors requesting training. Requests
for training classes with fewer than
eight individuals will be delayed until
further requests make up the full
training class size.
(x) An Emergency Action Plan (EAP)
describing its response to an ‘‘at sea’’
emergency with an observer or monitor,
including, but not limited to, personal
injury, death, harassment, or
intimidation. An EAP that details a
monitoring service provider’s responses
to emergencies involving observers,
monitors, or monitoring service
provider personnel. The EAP shall
include communications protocol and
appropriate contact information in an
emergency.
(4) Application evaluation. (i) NMFS
shall review and evaluate each
application submitted under paragraph
(h)(3) of this section. Issuance of
approval as a monitoring service
provider shall be based on completeness
of the application, and a determination
by NMFS of the applicant’s ability to
perform the duties and responsibilities
of a monitoring service provider, as
demonstrated in the application
information. A decision to approve or
deny an application shall be made by
NMFS within 15 business days of
receipt of the application by NMFS.
(ii) If NMFS approves the application,
the monitoring service provider’s name
will be added to the list of approved
monitoring service providers found on
the NMFS/FSB website specified in
paragraph (h)(1) of this section, and in
any outreach information to the
industry. Approved monitoring service
providers shall be notified in writing
and provided with any information
pertinent to its participation in the
observer or monitor programs.
PO 00000
Frm 00021
Fmt 4701
Sfmt 4700
7433
(iii) An application shall be denied if
NMFS determines that the information
provided in the application is not
complete or the evaluation criteria are
not met. NMFS shall notify the
applicant in writing of any deficiencies
in the application or information
submitted in support of the application.
An applicant who receives a denial of
his or her application may present
additional information to rectify the
deficiencies specified in the written
denial, provided such information is
submitted to NMFS within 30 days of
the applicant’s receipt of the denial
notification from NMFS. In the absence
of additional information, and after 30
days from an applicant’s receipt of a
denial, a monitoring service provider is
required to resubmit an application
containing all of the information
required under the application process
specified in paragraph (h)(3) of this
section to be re-considered for being
added to the list of approved monitoring
service providers.
(5) Responsibilities of monitoring
service providers—(i) Certified observers
or monitors. A monitoring service
provider must provide observers or
monitors certified by NMFS/FSB
pursuant to paragraph (i) of this section
for deployment in a fishery when
contacted and contracted by the owner,
operator, or vessel manager of a fishing
vessel, unless the monitoring service
provider refuses to deploy an observer
or monitor on a requesting vessel for
any of the reasons specified at
paragraph (h)(5)(viii) of this section.
(ii) Support for observers or monitors.
A monitoring service provider must
provide to each of its observers or
monitors:
(A) All necessary transportation,
lodging costs and support for
arrangements and logistics of travel for
observers and monitors to and from the
initial location of deployment, to all
subsequent vessel assignments, to any
debriefing locations, and for
appearances in Court for monitoringrelated trials as necessary;
(B) Lodging, per diem, and any other
services necessary for observers or
monitors assigned to a fishing vessel or
to attend an appropriate NMFS/FSB
training class;
(C) The required observer or monitor
equipment, in accordance with
equipment requirements listed on the
NMFS/FSB website specified in
paragraph (h)(1) of this section, prior to
any deployment and/or prior to NMFS
observer or monitor certification
training; and
(D) Individually assigned
communication equipment, in working
order, such as a mobile phone, for all
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7434
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
necessary communication. A monitoring
service provider may alternatively
compensate observers or monitors for
the use of the observer’s or monitor’s
personal mobile phone, or other device,
for communications made in support of,
or necessary for, the observer’s or
monitor’s duties.
(iii) Observer and monitor
deployment logistics. Each approved
monitoring service provider must assign
an available certified observer or
monitor to a vessel upon request. Each
approved monitoring service provider
must be accessible 24 hours per day, 7
days per week, to enable an owner,
operator, or manager of a vessel to
secure monitoring coverage when
requested. The telephone or other
notification system must be monitored a
minimum of four times daily to ensure
rapid response to industry requests.
Monitoring service providers approved
under this paragraph (h) are required to
report observer or monitor deployments
to NMFS for the purpose of determining
whether the predetermined coverage
levels are being achieved in the
appropriate fishery.
(iv) Observer deployment limitations.
(A) A candidate observer’s first several
deployments and the resulting data
shall be immediately edited and
approved after each trip by NMFS/FSB
prior to any further deployments by that
observer. If data quality is considered
acceptable, the observer would be
certified. For further information, see
https://www.nefsc.noaa.gov/fsb/
training/.
(B) For the purpose of coverage to
meet SBRM requirements, unless
alternative arrangements are approved
by NMFS, a monitoring service provider
must not deploy any NMFS-certified
observer on the same vessel for more
than two consecutive multi-day trips,
and not more than twice in any given
month for multi-day deployments.
(C) For the purpose of coverage to
meet IFM requirements, a monitoring
service provider may deploy any NMFScertified observer or monitor on the
same vessel for more than two
consecutive multi-day trips and more
than twice in any given month for
multi-day deployments.
(v) Communications with observers
and monitors. A monitoring service
provider must have an employee
responsible for observer or monitor
activities on call 24 hours a day to
handle emergencies involving observers
or monitors or problems concerning
observer or monitor logistics, whenever
observers or monitors are at sea,
stationed portside, in transit, or in port
awaiting vessel assignment.
VerDate Sep<11>2014
19:02 Feb 06, 2020
Jkt 250001
(vi) Observer and monitor training
requirements. A request for a NMFS/
FSB Observer or Monitor Training class
must be submitted to NMFS/FSB 45
calendar days in advance of the
requested training. The following
information must be submitted to
NMFS/FSB at least 15 business days
prior to the beginning of the proposed
training: A list of observer or monitor
candidates; candidate resumes, cover
letters and academic transcripts; and a
statement signed by the candidate,
under penalty of perjury, that discloses
the candidate’s criminal convictions, if
any. A medical report certified by a
physician for each candidate is required
7 business days prior to the first day of
training. CPR/First Aid certificates and
a final list of training candidates with
candidate contact information (email,
phone, number, mailing address and
emergency contact information) are due
7 business days prior to the first day of
training. NMFS may reject a candidate
for training if the candidate does not
meet the minimum qualification
requirements as outlined by NMFS/FSB
minimum eligibility standards for
observers or monitors as described on
the NMFS/FSB website.
(vii) Reports and Requirements—(A)
Deployment reports. The monitoring
service provider must report to NMFS/
FSB when, where, to whom, and to
what vessel an observer or monitor has
been deployed, as soon as practicable,
and according to requirements outlined
on the NMFS/FSB website. The
deployment report must be available
and accessible to NMFS electronically
24 hours a day, 7 days a week. The
monitoring service provider must
ensure that the observer or monitor
reports to NMFS the required electronic
data, as described in the NMFS/FSB
training. Electronic data submission
protocols will be outlined in training
and may include accessing government
websites via personal computers/
devices or submitting data through
government issued electronics. The
monitoring service provider shall
provide the raw (unedited) data
collected by the observer or monitor to
NMFS at the specified time per
program. For further information, see
https://www.nefsc.noaa.gov/fsb/
scallop/.
(B) Safety refusals. The monitoring
service provider must report to NMFS
any trip or landing that has been refused
due to safety issues (e.g., failure to hold
a valid USCG Commercial Fishing
Vessel Safety Examination Decal or to
meet the safety requirements of the
observer’s or monitor’s safety checklist)
within 12 hours of the refusal.
PO 00000
Frm 00022
Fmt 4701
Sfmt 4700
(C) Biological samples. The
monitoring service provider must
ensure that biological samples,
including whole marine mammals, sea
turtles, sea birds, and fin clips or other
DNA samples, are stored/handled
properly and transported to NMFS
within 5 days of landing. If transport to
NMFS/FSB Observer Training Facility is
not immediately available then whole
animals requiring freezing shall be
received by the nearest NMFS freezer
facility within 24 hours of vessel
landing.
(D) Debriefing. The monitoring service
provider must ensure that the observer
or monitor remains available to NMFS,
either in-person or via phone, at NMFS’
discretion, including NMFS Office for
Law Enforcement, for debriefing for at
least 2 weeks following any monitored
trip. If requested by NMFS, an observer
or monitor that is at sea during the 2week period must contact NMFS upon
his or her return. Monitoring service
providers must pay for travel and land
hours for any requested debriefings.
(E) Availability report. The
monitoring service provider must report
to NMFS any occurrence of inability to
respond to an industry request for
observer or monitor coverage due to the
lack of available observers or monitors
as soon as practicable if the provider is
unable to respond to an industry request
for monitoring coverage. Availability
report must be available and accessible
to NMFS electronically 24 hours a day,
7 days a week.
(F) Incident reports. The monitoring
service provider must report possible
observer or monitor harassment,
discrimination, concerns about vessel
safety or marine casualty, or observer or
monitor illness or injury; and any
information, allegations, or reports
regarding observer or monitor conflict of
interest or breach of the standards of
behavior, to NMFS/FSB within 12 hours
of the event or within 12 hours of
learning of the event.
(G) Status report. The monitoring
service provider must provide NMFS/
FSB with an updated list of contact
information for all observers or monitors
that includes the identification number,
name, mailing address, email address,
phone numbers, homeports or fisheries/
trip types assigned, and must include
whether or not the observer or monitor
is ‘‘in service,’’ indicating when the
observer or monitor has requested leave
and/or is not currently working for an
industry-funded program. Any
Federally contracted NMFS-certified
observer not actively deployed on a
vessel for 30 days will be placed on
Leave of Absence (LOA) status (or as
specified by NMFS/FSB according to
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
most recent Information Technology
Security Guidelines at https://
www.nefsc.noaa.gov/fsb/memos/. Those
Federally contracted NMFS-certified
observers on LOA for 90 days or more
will need to conduct an exit interview
with NMFS/FSB and return any NMFS/
FSB issued gear and Common Access
Card (CAC), unless alternative
arrangements are approved by NMFS/
FSB. NMFS/FSB requires 2-week
advance notification when a Federally
contracted NMFS-certified observer is
leaving the program so that an exit
interview may be arranged and gear
returned.
(H) Vessel contract. The monitoring
service provider must submit to NMFS/
FSB, if requested, a copy of each type
of signed and valid contract (including
all attachments, appendices,
addendums, and exhibits incorporated
into the contract) between the
monitoring service provider and those
entities requiring monitoring services.
(I) Observer and monitor contract.
The monitoring service provider must
submit to NMFS/FSB, if requested, a
copy of each type of signed and valid
contract (including all attachments,
appendices, addendums, and exhibits
incorporated into the contract) between
the monitoring service provider and
specific observers or monitors.
(J) Additional information. The
monitoring service provider must
submit to NMFS/FSB, if requested,
copies of any information developed
and/or used by the monitoring service
provider and distributed to vessels,
observers, or monitors, such as
informational pamphlets, payment
notification, daily rate of monitoring
services, description of observer or
monitor duties, etc.
(viii) Refusal to deploy an observer or
monitor. (A) A monitoring service
provider may refuse to deploy an
observer or monitor on a requesting
fishing vessel if the monitoring service
provider does not have an available
observer or monitor within the required
time and must report all refusals to
NMFS/FSB.
(B) A monitoring service provider
may refuse to deploy an observer or
monitor on a requesting fishing vessel if
the monitoring service provider has
determined that the requesting vessel is
inadequate or unsafe pursuant to the
reasons described at § 600.746.
(C) The monitoring service provider
may refuse to deploy an observer or
monitor on a fishing vessel that is
otherwise eligible to carry an observer
or monitor for any other reason,
including failure to pay for previous
monitoring deployments, provided the
monitoring service provider has
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
received prior written confirmation
from NMFS authorizing such refusal.
(6) Limitations on conflict of interest.
A monitoring service provider:
(i) Must not have a direct or indirect
interest in a fishery managed under
Federal regulations, including, but not
limited to, a fishing vessel, fish dealer,
and/or fishery advocacy group (other
than providing monitoring services);
(ii) Must assign observers or monitors
without regard to any preference by
representatives of vessels other than
when an observer or monitor will be
deployed for the trip that was selected
for coverage; and
(iii) Must not solicit or accept,
directly or indirectly, any gratuity, gift,
favor, entertainment, loan, or anything
of monetary value from anyone who
conducts fishing or fishing related
activities that are regulated by NMFS, or
who has interests that may be
substantially affected by the
performance or nonperformance of the
official duties of monitoring service
providers.
(7) Removal of monitoring service
provider from the list of approved
service providers. A monitoring service
provider that fails to meet the
requirements, conditions, and
responsibilities specified in paragraphs
(h)(5) and (6) of this section shall be
notified by NMFS, in writing, that it is
subject to removal from the list of
approved monitoring service providers.
Such notification shall specify the
reasons for the pending removal. A
monitoring service provider that has
received notification that it is subject to
removal from the list of approved
monitoring service providers may
submit written information to rebut the
reasons for removal from the list. Such
rebuttal must be submitted within 30
days of notification received by the
monitoring service provider that the
monitoring service provider is subject to
removal and must be accompanied by
written evidence rebutting the basis for
removal. NMFS shall review
information rebutting the pending
removal and shall notify the monitoring
service provider within 15 days of
receipt of the rebuttal whether or not the
removal is warranted. If no response to
a pending removal is received by NMFS,
the monitoring service provider shall be
automatically removed from the list of
approved monitoring service providers.
The decision to remove the monitoring
service provider from the list, either
after reviewing a rebuttal, or if no
rebuttal is submitted, shall be the final
decision of NMFS and the Department
of Commerce. Removal from the list of
approved monitoring service providers
does not necessarily prevent such
PO 00000
Frm 00023
Fmt 4701
Sfmt 4700
7435
monitoring service provider from
obtaining an approval in the future if a
new application is submitted that
demonstrates that the reasons for
removal are remedied. Certified
observers and monitors under contract
with observer monitoring service
provider that has been removed from
the list of approved service providers
must complete their assigned duties for
any fishing trips on which the observers
or monitors are deployed at the time the
monitoring service provider is removed
from the list of approved monitoring
service providers. A monitoring service
provider removed from the list of
approved monitoring service providers
is responsible for providing NMFS with
the information required in paragraph
(h)(5)(vii) of this section following
completion of the trip. NMFS may
consider, but is not limited to, the
following in determining if a monitoring
service provider may remain on the list
of approved monitoring service
providers:
(i) Failure to meet the requirements,
conditions, and responsibilities of
monitoring service providers specified
in paragraphs (h)(5) and (6) of this
section;
(ii) Evidence of conflict of interest as
defined under paragraph (h)(6) of this
section;
(iii) Evidence of criminal convictions
related to:
(A) Embezzlement, theft, forgery,
bribery, falsification or destruction of
records, making false statements, or
receiving stolen property; or
(B) The commission of any other
crimes of dishonesty, as defined by state
law or Federal law, that would seriously
and directly affect the fitness of an
applicant in providing monitoring
services under this section; and
(iv) Unsatisfactory performance
ratings on any Federal contracts held by
the applicant; and
(v) Evidence of any history of
decertification as either an observer,
monitor, or monitoring service provider.
(i) Observer or monitor certification—
(1) Requirements. To be certified,
employees or sub-contractors operating
as observers or monitors for monitoring
service providers approved under
paragraph (h) of this section. In
addition, observers must meet NMFS
National Minimum Eligibility Standards
for observers specified at the National
Observer Program website: https://
www.nmfs.noaa.gov/op/pds/categories/
scienceandtechnology.html. For further
information, see https://
www.st.nmfs.noaa.gov/observer-home/.
(2) Observer or monitor training. In
order to be deployed on any fishing
vessel, a candidate observer or monitor
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7436
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
must have passed an appropriate
NMFS/FSB Observer Training course
and must adhere to all NMFS/FSB
program standards and policies (refer to
website for program standards, https://
www.nefsc.noaa.gov/fsb/training/). If a
candidate fails training, the candidate
and monitoring service provider shall be
notified immediately by NMFS/FSB.
Observer training may include an
observer training trip, as part of the
observer’s training, aboard a fishing
vessel with a trainer. Refer to the
NMFS/FSB website for the required
number of program specific observer
and monitor training certification trips
for full certification following training,
https://www.nefsc.noaa.gov/fsb/
training/.
(3) Observer requirements. All
observers must:
(i) Have a valid NMFS/FSB fisheries
observer certification pursuant to
paragraph (i)(1) of this section;
(ii) Be physically and mentally
capable of carrying out the
responsibilities of an observer on board
fishing vessels, pursuant to standards
established by NMFS. Such standards
are available from NMFS/FSB website
specified in paragraph (h)(1) of this
section and shall be provided to each
approved monitoring service provider;
(iii) Have successfully completed all
NMFS-required training and briefings
for observers before deployment,
pursuant to paragraph (i)(2) of this
section;
(iv) Hold a current Red Cross (or
equivalence) CPR/First Aid certification;
(v) Accurately record their sampling
data, write complete reports, and report
accurately any observations relevant to
conservation of marine resources or
their environment; and
(vi) Report unsafe sampling
conditions, pursuant to paragraph (m)(6)
of this section.
(4) Monitor requirements. All
monitors must:
(i) Hold a high school diploma or
legal equivalent;
(ii) Have a valid NMFS/FSB
certification pursuant to paragraph (i)(1)
of this section;
(iii) Be physically and mentally
capable of carrying out the
responsibilities of a monitor on board
fishing vessels, pursuant to standards
established by NMFS. Such standards
are available from NMFS/FSB website
specified in paragraph (h)(1) of this
section and shall be provided to each
approved monitoring service provider;
(iv) Have successfully completed all
NMFS-required training and briefings
for monitors before deployment,
pursuant to paragraph (i)(2) of this
section;
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
(v) Hold a current Red Cross (or
equivalence) CPR/First Aid certification
if the monitor is to be employed as an
at-sea monitor;
(vi) Accurately record their sampling
data, write complete reports, and report
accurately any observations relevant to
conservation of marine resources or
their environment; and
(vii) Report unsafe sampling
conditions, pursuant to paragraph (m)(6)
of this section.
(5) Probation and decertification.
NMFS may review observer and monitor
certifications and issue observer and
monitor certification probation and/or
decertification as described in NMFS
policy found on the NMFS/FSB website
specified in paragraph (h)(1) of this
section.
(6) Issuance of decertification. Upon
determination that decertification is
warranted under paragraph (i)(5) of this
section, NMFS shall issue a written
decision to decertify the observer or
monitor to the observer or monitor and
approved monitoring service providers
via certified mail at the observer’s or
monitor’s most current address
provided to NMFS. The decision shall
identify whether a certification is
revoked and shall identify the specific
reasons for the action taken.
Decertification is effective immediately
as of the date of issuance, unless the
decertification official notes a
compelling reason for maintaining
certification for a specified period and
under specified conditions.
Decertification is the final decision of
NMFS and the Department of Commerce
and may not be appealed.
(j) Coverage. In the event that a vessel
is requested by the Regional
Administrator to carry a NMFS-certified
fisheries observer pursuant to paragraph
(a) of this section and is also selected to
carry an at-sea monitor as part of an
approved sector at-sea monitoring
program specified in § 648.87(b)(1)(v)
for the same trip, only the NMFScertified fisheries observer is required to
go on that particular trip.
(k) Atlantic sea scallop observer
program—(1) General. Unless otherwise
specified, owners, operators, and/or
managers of vessels issued a Federal
scallop permit under § 648.4(a)(2), and
specified in paragraph (a) of this
section, must comply with this section
and are jointly and severally responsible
for their vessel’s compliance with this
section. To facilitate the deployment of
at-sea observers, all sea scallop vessels
issued limited access and LAGC IFQ
permits are required to comply with the
additional notification requirements
specified in paragraph (k)(2) of this
section. When NMFS notifies the vessel
PO 00000
Frm 00024
Fmt 4701
Sfmt 4700
owner, operator, and/or manager of any
requirement to carry an observer on a
specified trip in either an Access Area
or Open Area as specified in paragraph
(k)(3) of this section, the vessel may not
fish for, take, retain, possess, or land
any scallops without carrying an
observer. Vessels may only embark on a
scallop trip in open areas or Access
Areas without an observer if the vessel
owner, operator, and/or manager has
been notified that the vessel has
received a waiver of the observer
requirement for that trip pursuant to
paragraphs (k)(3) and (k)(4)(ii) of this
section.
(2) Vessel notification procedures—(i)
Limited access vessels. Limited access
vessel owners, operators, or managers
shall notify NMFS/FSB by telephone
not more than 10 days prior to the
beginning of any scallop trip of the time,
port of departure, open area or specific
Sea Scallop Access Area to be fished,
and whether fishing as a scallop dredge,
scallop trawl, or general category vessel.
(ii) LAGC IFQ vessels. LAGC IFQ
vessel owners, operators, or managers
must notify the NMFS/FSB by
telephone by 0001 hr of the Thursday
preceding the week (Sunday through
Saturday) that they intend to start any
open area or access area scallop trip and
must include the port of departure, open
area or specific Sea Scallop Access Area
to be fished, and whether fishing as a
scallop dredge, scallop trawl vessel. If
selected, up to two trips that start
during the specified week (Sunday
through Saturday) can be selected to be
covered by an observer. NMFS/FSB
must be notified by the owner, operator,
or vessel manager of any trip plan
changes at least 48 hr prior to vessel
departure.
(3) Selection of scallop trips for
observer coverage. Based on
predetermined coverage levels for
various permit categories and areas of
the scallop fishery that are provided by
NMFS in writing to all observer service
providers approved pursuant to
paragraph (h) of this section, NMFS
shall notify the vessel owner, operator,
or vessel manager whether the vessel
must carry an observer, or if a waiver
has been granted, for the specified
scallop trip, within 24 hr of the vessel
owner’s, operator’s, or vessel manager’s
notification of the prospective scallop
trip, as specified in paragraph (k)(2) of
this section. Any request to carry an
observer may be waived by NMFS. All
waivers for observer coverage shall be
issued to the vessel by VMS so as to
have on-board verification of the waiver.
A vessel may not fish in an area with
an observer waiver confirmation
number that does not match the scallop
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
trip plan that was called in to NMFS.
Confirmation numbers for trip
notification calls are only valid for 48 hr
from the intended sail date.
(4) Procurement of observer services
by scallop vessels. (i) An owner of a
scallop vessel required to carry an
observer under paragraph (k)(3) of this
section must arrange for carrying an
observer certified through the observer
training class operated by the NMFS/
FSB from an observer service provider
approved by NMFS under paragraph (h)
of this section. The owner, operator, or
vessel manager of a vessel selected to
carry an observer must contact the
observer service provider and must
provide at least 48-hr notice in advance
of the fishing trip for the provider to
arrange for observer deployment for the
specified trip. The observer service
provider will notify the vessel owner,
operator, or manager within 18 hr
whether they have an available
observer. A list of approved observer
service providers shall be posted on the
NMFS/FSB website at https://
www.nefsc.noaa.gov/femad/fsb/. The
observer service provider may take up to
48 hr to arrange for observer
deployment for the specified scallop
trip.
(ii) An owner, operator, or vessel
manager of a vessel that cannot procure
a certified observer within 48 hr of the
advance notification to the provider due
to the unavailability of an observer may
request a waiver from NMFS/FSB from
the requirement for observer coverage
for that trip, but only if the owner,
operator, or vessel manager has
contacted all of the available observer
service providers to secure observer
coverage and no observer is available.
NMFS/FSB shall issue such a waiver
within 24 hr, if the conditions of this
paragraph (g)(4)(ii) are met. A vessel
may not begin the trip without being
issued a waiver.
(5) Cost of coverage. Owners of
scallop vessels shall be responsible for
paying the cost of the observer for all
scallop trips on which an observer is
carried onboard the vessel, regardless of
whether the vessel lands or sells sea
scallops on that trip, and regardless of
the availability of set-aside for an
increased possession limit or reduced
DAS accrual rate. The owners of vessels
that carry an observer may be
compensated with a reduced DAS
accrual rate for open area scallop trips
or additional scallop catch per day in
Sea Scallop Access Areas or additional
catch per open area or access area trip
for LAGC IFQ trips in order to help
defray the cost of the observer, under
the program specified in §§ 648.53 and
648.60.
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
(i) Observer service providers shall
establish the daily rate for observer
coverage on a scallop vessel on an
Access Area trip or open area DAS or
IFQ scallop trip consistent with
paragraphs (k)(5)(i)(A) and (B),
respectively, of this section.
(A) Access Area trips. (1) For
purposes of determining the daily rate
for an observed scallop trip on a limited
access vessel in a Sea Scallop Access
Area when that specific Access Area’s
observer set-aside specified in
§ 648.60(d)(1) has not been fully
utilized, a service provider may charge
a vessel owner for no more than the
time an observer boards a vessel until
the vessel disembarks (dock to dock),
where ‘‘day’’ is defined as a 24-hr
period, or any portion of a 24-hr period,
regardless of the calendar day. For
example, if a vessel with an observer
departs on July 1 at 10 p.m. and lands
on July 3 at 1 a.m., the time at sea equals
27 hr, which would equate to 2 full
‘‘days.’’
(2) For purposes of determining the
daily rate in a specific Sea Scallop
Access Area for an observed scallop trip
on a limited access vessel taken after
NMFS has announced the industryfunded observer set-aside in that
specific Access Area has been fully
utilized, a service provider may charge
a vessel owner for no more than the
time an observer boards a vessel until
the vessel disembarks (dock to dock),
where ‘‘day’’ is defined as a 24-hr
period, and portions of the other days
would be pro-rated at an hourly charge
(taking the daily rate divided by 24). For
example, if a vessel with an observer
departs on July 1 at 10 p.m. and lands
on July 3 at 1 a.m., the time spent at sea
equals 27 hr, which would equate to 1
day and 3 hr.
(3) For purposes of determining the
daily rate in a specific Sea Scallop
Access Area for observed scallop trips
on an LAGC vessel, regardless of the
status of the industry-funded observer
set-aside, a service provider may charge
a vessel owner for no more than the
time an observer boards a vessel until
the vessel disembarks (dock to dock),
where ‘‘day’’ is defined as a 24-hr
period, and portions of the other days
would be pro-rated at an hourly charge
(taking the daily rate divided by 24). For
example, if a vessel with an observer
departs on July 1 at 10 p.m. and lands
on July 3 at 1 a.m., the time spent at sea
equals 27 hr, which would equate to 1
day and 3 hr.
(B) Open area scallop trips. For
purposes of determining the daily rate
for an observed scallop trip for DAS or
LAGC IFQ open area trips, regardless of
the status of the industry-funded
PO 00000
Frm 00025
Fmt 4701
Sfmt 4700
7437
observer set-aside, a service provider
shall charge dock to dock where ‘‘day’’
is defined as a 24-hr period, and
portions of the other days would be prorated at an hourly charge (taking the
daily rate divided by 24). For example,
if a vessel with an observer departs on
the July 1st at 10 p.m. and lands on July
3rd at 1 a.m., the time at sea equals 27
hr, so the provider would charge 1 day
and 3 hr.
(ii) NMFS shall determine any
reduced DAS accrual rate and the
amount of additional pounds of scallops
per day fished in a Sea Scallop Access
Area or on an open area LAGC IFQ trips
for the applicable fishing year based on
the economic conditions of the scallop
fishery, as determined by best available
information. Vessel owners and
observer service providers shall be
notified through the Small Entity
Compliance Guide of any DAS accrual
rate changes and any changes in
additional pounds of scallops
determined by the Regional
Administrator to be necessary. NMFS
shall notify vessel owners and observer
providers of any adjustments.
(iii) Owners of scallop vessels shall
pay observer service providers for
observer services within 45 days of the
end of a fishing trip on which an
observer deployed.
(6) Coverage and cost requirements.
When the available DAS or TAC setaside for observer coverage is exhausted,
vessels shall still be required to carry an
observer as specified in this section, and
shall be responsible for paying for the
cost of the observer, but shall not be
authorized to harvest additional pounds
or fish at a reduced DAS accrual rate.
(l) NE multispecies observer
coverage—(1) Pre-trip notification.
Unless otherwise specified in this
paragraph (l), or notified by the Regional
Administrator, the owner, operator, or
manager of a vessel (i.e., vessel manager
or sector manager) issued a limited
access NE multispecies permit that is
fishing under a NE multispecies DAS or
on a sector trip, as defined in this part,
must provide advanced notice to NMFS
of the vessel name, permit number, and
sector to which the vessel belongs, if
applicable; contact name and telephone
number for coordination of observer
deployment; date, time, and port of
departure; and the vessel’s trip plan,
including area to be fished, whether a
monkfish DAS will be used, and gear
type to be used at least 48 hr prior to
departing port on any trip declared into
the NE multispecies fishery pursuant to
§ 648.10 or § 648.85, as instructed by the
Regional Administrator, for the
purposes of selecting vessels for
observer deployment. For trips lasting
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7438
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
48 hr or less in duration from the time
the vessel leaves port to begin a fishing
trip until the time the vessel returns to
port upon the completion of the fishing
trip, the vessel owner, operator, or
manager may make a weekly
notification rather than trip-by-trip
calls. For weekly notifications, a vessel
must notify NMFS by 0001 hr of the
Friday preceding the week (Sunday
through Saturday) that it intends to
complete at least one NE multispecies
DAS or sector trip during the following
week and provide the date, time, port of
departure, area to be fished, whether a
monkfish DAS will be used, and gear
type to be used for each trip during that
week. Trip notification calls must be
made no more than 10 days in advance
of each fishing trip. The vessel owner,
operator, or manager must notify NMFS
of any trip plan changes at least 24 hr
prior to vessel departure from port. A
vessel may not begin the trip without
being issued an observer notification or
a waiver by NMFS.
(2) Vessel selection for observer
coverage. NMFS shall notify the vessel
owner, operator, or manager whether
the vessel must carry an observer, or if
a waiver has been granted, for the
specified trip within 24 hr of the vessel
owner’s, operator’s or manager’s
notification of the prospective trip, as
specified in paragraph (l)(1) of this
section. All trip notifications shall be
issued a unique confirmation number. A
vessel may not fish on a NE
multispecies DAS or sector trip with an
observer waiver confirmation number
that does not match the trip plan that
was called in to NMFS. Confirmation
numbers for trip notification calls are
valid for 48 hr from the intended sail
date. If a trip is interrupted and returns
to port due to bad weather or other
circumstance beyond the operator’s
control, and goes back out within 48 hr,
the same confirmation number and
observer status remains. If the layover
time is greater than 48 hr, a new trip
notification must be made by the
operator, owner, or manager of the
vessel.
(3) NE multispecies monitoring
program goals and objectives.
Monitoring programs established for the
NE multispecies are to be designed and
evaluated consistent with the following
goals and objectives:
(i) Improve documentation of catch:
(A) Determine total catch and effort,
for each sector and common pool, of
target or regulated species; and
(B) Achieve coverage level sufficient
to minimize effects of potential
monitoring bias to the extent possible
while maintaining as much flexibility as
possible to enhance fleet viability.
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
(ii) Reduce the cost of monitoring:
(A) Streamline data management and
eliminate redundancy;
(B) Explore options for cost-sharing
and deferment of cost to industry; and
(C) Recognize opportunity costs of
insufficient monitoring.
(iii) Incentivize reducing discards:
(A) Determine discard rate by smallest
possible strata while maintaining costeffectiveness; and
(B) Collect information by gear type to
accurately calculate discard rates.
(iv) Provide additional data streams
for stock assessments:
(A) Reduce management and/or
biological uncertainty; and
(B) Perform biological sampling if it
may be used to enhance accuracy of
mortality or recruitment calculations.
(v) Enhance safety of monitoring
program.
(vi) Perform periodic review of
monitoring program for effectiveness.
(m) Atlantic herring monitoring
coverage—(1) Monitoring requirements.
(i) In addition to the requirement for any
vessel holding an Atlantic herring
permit to carry a NMFS-certified
observer described in paragraph (a) of
this section, vessels issued an All Areas
or Areas 2/3 Limited Access Herring
Permit are subject to industry-funded
monitoring (IFM) requirements on
declared Atlantic herring trips, unless
the vessel is carrying a NMFS-certified
observer to fulfill Standard Bycatch
Reporting Methodology requirements.
An owner of a midwater trawl vessel,
required to carry a NMFS-certified
observer when fishing in Northeast
Multispecies Closed Areas at
§ 648.202(b), may purchase an IFM high
volume fisheries (HVF) observer to
access Closed Areas on a trip-by-trip
basis. General requirements for IFM
programs in New England Council
FMPs are specified in paragraph (g) of
this section. Possible IFM monitoring
for the Atlantic herring fishery includes
NMFS-certified observers, at-sea
monitors, and electronic monitoring and
portside samplers, as defined in § 648.2.
(A) IFM HVF observers shall collect
the following information:
(1) Fishing gear information (e.g., size
of nets, mesh sizes, and gear
configurations);
(2) Tow-specific information (e.g.,
depth, water temperature, wave height,
and location and time when fishing
begins and ends);
(3) Species, weight, and disposition of
all retained and discarded catch (fish,
sharks, crustaceans, invertebrates, and
debris) on observed hauls;
(4) Species, weight, and disposition of
all retained catch on unobserved hauls;
PO 00000
Frm 00026
Fmt 4701
Sfmt 4700
(5) Actual catch weights whenever
possible, or alternatively, weight
estimates derived by sub-sampling;
(6) Whole specimens, photos, length
information, and biological samples
(e.g., scales, otoliths, and/or vertebrae
from fish, invertebrates, and incidental
takes);
(7) Information on interactions with
protected species, such as sea turtles,
marine mammals, and sea birds; and
(8) Vessel trip costs (i.e., operational
costs for trip including food, fuel, oil,
and ice).
(B) IFM HVF at-sea monitors shall
collect the following information:
(1) Fishing gear information (e.g., size
of nets, mesh sizes, and gear
configurations);
(2) Tow-specific information (e.g.,
depth, water temperature, wave height,
and location and time when fishing
begins and ends);
(3) Species, weight, and disposition of
all retained and discarded catch (fish,
sharks, crustaceans, invertebrates, and
debris) on observed hauls;
(4) Species, weight, and disposition of
all retained catch on unobserved hauls;
(5) Actual catch weights whenever
possible, or alternatively, weight
estimates derived by sub-sampling;
(6) Length data, along with whole
specimens and photos to verify species
identification, on retained and
discarded catch;
(7) Information on and biological
samples from interactions with
protected species, such as sea turtles,
marine mammals, and sea birds; and
(8) Vessel trip costs (i.e., operational
costs for trip including food, fuel, oil,
and ice).
(9) The New England Council may
recommend that at-sea monitors collect
additional biological information upon
request. Revisions to the duties of an atsea monitor, such that additional
biological information would be
collected, may be done via a framework
adjustment. At-sea monitor duties may
also be revised to collect additional
biological information by considering
the issue at a public meeting, where
public comment is accepted, and
requesting NMFS to publish a notice or
rulemaking revising the duties for at-sea
monitors. NMFS shall implement
revisions to at-sea monitor duties in
accordance with the APA.
(C) IFM Portside samplers shall
collect the following information:
(1) Species, weight, and disposition of
all retained catch (fish, sharks,
crustaceans, invertebrates, and debris)
on sampled trips;
(2) Actual catch weights whenever
possible, or alternatively, weight
estimates derived by sub-sampling; and
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
(3) Whole specimens, photos, length
information, and biological samples
(i.e., scales, otoliths, and/or vertebrae
from fish, invertebrates, and incidental
takes).
(ii) Vessels issued an All Areas or
Areas 2/3 Limited Access Herring
Permit are subject to IFM at-sea
monitoring coverage. If the New
England Council determines that
electronic monitoring, used in
conjunction with portside sampling, is
an adequate substitute for at-sea
monitoring on vessels fishing with
midwater trawl gear, and it is approved
by the Regional Administrator as
specified in (m)(1)(iii), then owners of
vessels issued an All Areas or Areas 2/
3 Limited Access Herring Permit may
choose either IFM at-sea monitoring
coverage or IFM electronic monitoring
and IFM portside sampling coverage,
pursuant with requirements in
paragraphs (h) and (i) of this section.
Once owners of vessels issued an All
Areas or Areas 2/3 Limited Access
Herring Permit may choose an IFM
monitoring type, vessel owners must
select one IFM monitoring type per
fishing year and notify NMFS of their
selected IFM monitoring type via
selection form six months in advance
(October 31) of the beginning of the
SBRM year. NMFS will provide vessels
owners with selection forms no later
than September 1 in advance of the
beginning of the SBRM year.
(A) In a future framework adjustment,
the New England Council may consider
if electronic monitoring and portside
sampling coverage is an adequate
substitute for at-sea monitoring coverage
for Atlantic herring vessels that fish
with purse seine and/or bottom trawl
gear.
(B) IFM coverage targets for the
Atlantic herring fishery are calculated
by NMFS, in consultation with New
England Council staff.
(C) If IFM coverage targets do not
match for the Atlantic herring and
Atlantic mackerel fisheries, then the
higher IFM coverage target would apply
on trips declared into both fisheries.
(D) Vessels intending to land less than
50 mt of Atlantic herring are exempt
from IFM requirements, provided that
the vessel requests and is issued a
waiver prior to departing on that trip,
consistent with paragraphs (m)(2)(iii)(B)
and (m)(3) of this section. Vessels issued
a waiver must land less than 50 mt of
Atlantic herring on that trip.
(E) A wing vessel (i.e., midwater trawl
vessel pair trawling with another
midwater trawl vessel) is exempt from
IFM requirements on a trip, provided
the wing vessel does not possess or land
any fish on that trip and requests and is
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
issued a waiver prior to departing on
that trip, consistent with paragraphs
(m)(2)(iii)(C) and (m)(3) of this section.
(F) Two years after implementation of
IFM in the Atlantic herring fishery, the
New England Council will examine the
results of any increased coverage in the
Atlantic herring fishery and consider if
adjustments to the IFM coverage targets
are warranted.
(iii) Electronic monitoring and
portside sampling coverage may be used
in place of at-sea monitoring coverage in
the Atlantic herring fishery, if the
electronic monitoring technology is
deemed sufficient by the New England
Council. The Regional Administrator, in
consultation with the New England
Council, may approve the use of
electronic monitoring and portside
sampling for the Atlantic herring fishery
in a manner consistent with the
Administrative Procedure Act, with
final measures published in the Federal
Register. A vessel electing to use
electronic monitoring and portside
sampling in lieu of at-sea monitoring
must develop a vessel monitoring plan
to implement an electronic monitoring
and portside sampling program that
NMFS determines is sufficient for
monitoring catch, discards and slippage
events. The electronic monitoring and
portside sampling program shall be
reviewed and approved by NMFS as
part of a vessel’s monitoring plan on a
yearly basis in a manner consistent with
the Administrative Procedure Act.
(iv) Owners, operators, or managers of
vessels issued an All Areas Limited
Access Herring Permit or Areas 2/3
Limited Access Herring Permit are
responsible for their vessel’s compliance
with IFM requirements. When NMFS
notifies a vessel owner, operator, or
manager of the requirement to have
monitoring coverage on a specific
declared Atlantic herring trip, that
vessel may not fish for, take, retain,
possess, or land any Atlantic herring
without the required monitoring
coverage. Vessels may only embark on
a declared Atlantic herring trip without
the required monitoring coverage if the
vessel owner, operator, and/or manager
has been notified that the vessel has
received a waiver for the required
monitoring coverage for that trip,
pursuant to paragraphs (m(2)(iii)(B) and
(C) and (m)(3) of this section.
(v) To provide the required IFM
coverage aboard declared Atlantic
herring trips, NMFS-certified observers
and monitors must hold a high volume
fisheries certification from NMFS/FSB.
See details of high volume certification
at https://www.nefsc.noaa.gov/fsb/
training/.
PO 00000
Frm 00027
Fmt 4701
Sfmt 4700
7439
(2) Pre-trip notification. (i) At least 48
hr prior to the beginning of any trip on
which a vessel may harvest, possess, or
land Atlantic herring, the owner,
operator, or manager of a vessel issued
a Limited Access Herring Permit, or a
vessel issued an Areas 2/3 Open Access
Herring Permit, or a vessel issued an All
Areas Open Access Herring Permit
fishing with midwater trawl gear in
Management Areas 1A, 1B, and/or 3, as
defined in § 648.200(f)(1) and (3), or a
vessel acting as a herring carrier must
notify NMFS/FSB of the trip.
(ii) The notification to NMFS/FSB
must include the following information:
Vessel name or permit number; email
and telephone number for contact; the
date, time, and port of departure; trip
length; and gear type.
(iii) For vessels issued an All Areas
Limited Access Herring Permit or Areas
2/3 Limited Access Herring Permit, the
trip notification must also include the
following requests, if appropriate:
(A) For IFM NMFS-certified observer
coverage aboard vessels fishing with
midwater trawl gear to access the
Northeast Multispecies Closed Areas,
consistent with requirements at
§ 648.202(b), at any point during the
trip;
(B) For a waiver of IFM requirements
on a trip that shall land less than 50 mt
of Atlantic herring; and
(C) For a waiver of IFM requirements
on trip by a wing vessel as described in
paragraph (m)(ii)(E) of this section.
(iv) Trip notification must be
provided no more than 10 days in
advance of each fishing trip. The vessel
owner, operator, or manager must notify
NMFS/FSB of any trip plan changes at
least 12 hr prior to vessel departure
from port.
(3) Selection of trips for monitoring
coverage. NMFS shall notify the owner,
operator, and/or manager of a vessel
with an Atlantic herring permit whether
a declared Atlantic herring trip requires
coverage by a NMFS-funded observer or
whether a trip requires IFM coverage.
NMFS shall also notify the owner,
operator, and/or manager of vessel if a
waiver has been granted, either for the
NMFS-funded observer or for IFM
coverage, as specified in paragraph
(m)(2) of this section. All waivers for
monitoring coverage shall be issued to
the vessel by VMS so that there is an onboard verification of the waiver. A
waiver is invalid if the fishing behavior
on that trip is inconsistent with the
terms of the waiver.
(4) Procurement of monitoring
services by Atlantic herring vessels. (i)
An owner of an Atlantic herring vessel
required to have monitoring under
paragraph (m)(3) of this section must
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
7440
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
arrange for monitoring by an individual
certified through training classes
operated by the NMFS/FSB and from a
monitoring service provider approved
by NMFS under paragraph (h) of this
section. The owner, operator, or vessel
manager of a vessel selected for
monitoring must contact a monitoring
service provider prior to the beginning
of the trip and the monitoring service
provider will notify the vessel owner,
operator, or manager whether
monitoring is available. A list of
approved monitoring service providers
shall be posted on the NMFS/FSB
website at https://www.nefsc.noaa.gov/
femad/fsb/.
(ii) An owner, operator, or vessel
manager of a vessel that cannot procure
monitoring due to the unavailability of
monitoring may request a waiver from
NMFS/FSB from the requirement for
monitoring on that trip, but only if the
owner, operator, or vessel manager has
contacted all of the available monitoring
service providers to secure monitoring
and no monitoring is available. NMFS/
FSB shall issue a waiver, if the
conditions of this paragraph (m)(4)(ii)
are met. A vessel without monitoring
coverage may not begin a declared
Atlantic herring trip without having
been issued a waiver.
(iii) Vessel owners shall pay service
providers for monitoring services within
45 days of the end of a fishing trip that
was monitored.
(5) Vessels working cooperatively.
When vessels issued limited access
herring permits are working
cooperatively in the Atlantic herring
fishery, including pair trawling, purse
seining, and transferring herring at-sea,
each vessel must provide to observers or
monitors, when requested, the estimated
weight of each species brought on board
and the estimated weight of each
species released on each tow.
(6) Sampling requirements for NMFScertified observer and monitors. In
addition to the requirements at
§ 648.11(d)(1) through (7), an owner or
operator of a vessel issued a limited
access herring permit on which a
NMFS-certified observer or monitor is
embarked must provide observers or
monitors:
(i) A safe sampling station adjacent to
the fish deck, including: A safety
harness, if footing is compromised and
grating systems are high above the deck;
a safe method to obtain samples; and a
storage space for baskets and sampling
gear.
(ii) Reasonable assistance to enable
observers or monitors to carry out their
duties, including but not limited to
assistance with: Obtaining and sorting
samples; measuring decks, codends, and
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
holding bins; collecting bycatch when
requested by the observers or monitors;
and collecting and carrying baskets of
fish when requested by the observers or
monitors.
(iii) Advance notice when pumping
will be starting; when sampling of the
catch may begin; and when pumping is
coming to an end.
(iv) Visual access to the net, the
codend of the net, and the purse seine
bunt and any of its contents after
pumping has ended and before the
pump is removed from the net. On trawl
vessels, the codend including any
remaining contents must be brought on
board, unless bringing the codend on
board is not possible. If bringing the
codend on board is not possible, the
vessel operator must ensure that the
observer or monitor can see the codend
and its contents as clearly as possible
before releasing its contents.
(7) Measures to address slippage. (i)
No vessel issued a limited access
herring permit may slip catch, as
defined at § 648.2, except in the
following circumstances:
(A) The vessel operator has
determined, and the preponderance of
available evidence indicates that, there
is a compelling safety reason; or
(B) A mechanical failure, including
gear damage, precludes bringing some
or all of the catch on board the vessel
for inspection; or
(C) The vessel operator determines
that pumping becomes impossible as a
result of spiny dogfish clogging the
pump intake. The vessel operator shall
take reasonable measures, such as
strapping and splitting the net, to
remove all fish which can be pumped
from the net prior to release.
(ii) Vessels may make test tows
without pumping catch on board if the
net is re-set without releasing its
contents provided that all catch from
test tows is available to the observer to
sample when the next tow is brought on
board for sampling.
(iii) If a vessel issued any limited
access herring permit slips catch, the
vessel operator must report the slippage
event on the Atlantic herring daily VMS
catch report and indicate the reason for
slipping catch. Additionally, the vessel
operator must complete and sign a
Released Catch Affidavit detailing: The
vessel name and permit number; the
VTR serial number; where, when, and
the reason for slipping catch; the
estimated weight of each species
brought on board or slipped on that tow.
A completed affidavit must be
submitted to NMFS within 48 hr of the
end of the trip.
(iv) If a vessel issued an All Areas or
Areas 2/3 Limited Access Herring
PO 00000
Frm 00028
Fmt 4701
Sfmt 4700
permit slips catch for any of the reasons
described in paragraph (m)(7)(i) of this
section when an observer or monitor is
aboard, the vessel operator must move
at least 15 nm (27.78 km) from the
location of the slippage event before
deploying any gear again, and must stay
at least 15 nm (27.78 km) away from the
slippage event location for the
remainder of the fishing trip.
(v) If a vessel issued an All Areas or
Areas 2/3 Limited Access Herring
permit slips catch for any reason on a
trip selected by NMFS for portside
sampling, pursuant to paragraph (m)(3)
of this section, the vessel operator must
move at least 15 nm (27.78 km) from the
location of the slippage event before
deploying any gear again, and must stay
at least 15 nm (27.78 km) away from the
slippage event location for the
remainder of the fishing trip.
(vi) If catch is slipped by a vessel
issued an All Areas or Areas 2/3
Limited Access Herring permit for any
reason not described in paragraph
(m)(7)(i) of this section when an
observer or monitor is aboard, the vessel
operator must immediately terminate
the trip and return to port. No fishing
activity may occur during the return to
port.
(n) Atlantic mackerel, squid, and
butterfish observer coverage—(1) Pretrip notification. (i) A vessel issued a
limited access Atlantic mackerel permit,
as specified at § 648.4(a)(5)(iii), must,
for the purposes of observer
deployment, have a representative
provide notice to NMFS of the vessel
name, vessel permit number, contact
name for coordination of observer
deployment, telephone number or email
address for contact; and the date, time,
port of departure, gear type, and
approximate trip duration, at least 48 hr,
but no more than 10 days, prior to
beginning any fishing trip, unless it
complies with the possession
restrictions in paragraph (n)(1)(iii) of
this section.
(ii) A vessel that has a representative
provide notification to NMFS as
described in paragraph (n)(1)(i) of this
section may only embark on a mackerel
trip without an observer if a vessel
representative has been notified by
NMFS that the vessel has received a
waiver of the observer requirement for
that trip. NMFS shall notify a vessel
representative whether the vessel must
carry an observer, or if a waiver has
been granted, for the specific mackerel
trip, within 24 hr of the vessel
representative’s notification of the
prospective mackerel trip, as specified
in paragraph (n)(1)(i) of this section.
Any request to carry an observer may be
waived by NMFS. A vessel that fishes
E:\FR\FM\07FER2.SGM
07FER2
jbell on DSKJLSW7X2PROD with RULES2
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
with an observer waiver confirmation
number that does not match the
mackerel trip plan that was called in to
NMFS is prohibited from fishing for,
possessing, harvesting, or landing
mackerel except as specified in
paragraph (n)(1)(iii) of this section.
Confirmation numbers for trip
notification calls are only valid for 48 hr
from the intended sail date.
(iii) A vessel issued a limited access
mackerel permit, as specified in
§ 648.4(a)(5)(iii), that does not have a
representative provide the trip
notification required in paragraph
(n)(1)(i) of this section is prohibited
from fishing for, possessing, harvesting,
or landing more than 20,000 lb (9.07 mt)
of mackerel per trip at any time, and
may only land mackerel once on any
calendar day, which is defined as the
24-hr period beginning at 0001 hours
and ending at 2400 hours.
(iv) If a vessel issued a limited access
Atlantic mackerel permit, as specified in
§ 648.4(a)(5)(iii), intends to possess,
harvest, or land more than 20,000 lb
(9.07 mt) of mackerel per trip or per
calendar day, and has a representative
notify NMFS of an upcoming trip, is
selected by NMFS to carry an observer,
and then cancels that trip, the
representative is required to provide
notice to NMFS of the vessel name,
vessel permit number, contact name for
coordination of observer deployment,
and telephone number or email address
for contact, and the intended date, time,
and port of departure for the cancelled
trip prior to the planned departure time.
In addition, if a trip selected for
observer coverage is cancelled, then that
vessel is required to carry an observer,
provided an observer is available, on its
next trip.
(2) Sampling requirements for limited
access Atlantic mackerel and longfin
squid/butterfish moratorium permit
holders. In addition to the requirements
in paragraphs (d)(1) through (7) of this
section, an owner or operator of a vessel
issued a limited access Atlantic
mackerel or longfin squid/butterfish
moratorium permit on which a NMFScertified observer is embarked must
provide observers:
(i) A safe sampling station adjacent to
the fish deck, including: A safety
harness, if footing is compromised and
grating systems are high above the deck;
a safe method to obtain samples; and a
storage space for baskets and sampling
gear.
(ii) Reasonable assistance to enable
observers to carry out their duties,
including but not limited to assistance
with: Obtaining and sorting samples;
measuring decks, codends, and holding
bins; collecting bycatch when requested
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
by the observers; and collecting and
carrying baskets of fish when requested
by the observers.
(iii) Advance notice when pumping
will be starting; when sampling of the
catch may begin; and when pumping is
coming to an end.
(3) Measures to address slippage. (i)
No vessel issued a limited access
Atlantic mackerel permit or a longfin
squid/butterfish moratorium permit may
slip catch, as defined at § 648.2, except
in the following circumstances:
(A) The vessel operator has
determined, and the preponderance of
available evidence indicates that, there
is a compelling safety reason; or
(B) A mechanical failure, including
gear damage, precludes bringing some
or all of the catch on board the vessel
for sampling and inspection; or
(C) The vessel operator determines
that pumping becomes impossible as a
result of spiny dogfish clogging the
pump intake. The vessel operator shall
take reasonable measures, such as
strapping and splitting the net, to
remove all fish that can be pumped from
the net prior to release.
(ii) If a vessel issued any limited
access Atlantic mackerel permit slips
catch, the vessel operator must report
the slippage event on the Atlantic
mackerel and longfin squid daily VMS
catch report and indicate the reason for
slipping catch. Additionally, vessels
issued a limited Atlantic mackerel
permit or a longfin squid/butterfish
moratorium permit, the vessel operator
must complete and sign a Released
Catch Affidavit detailing: The vessel
name and permit number; the VTR
serial number; where, when, and the
reason for slipping catch; the estimated
weight of each species brought on board
or slipped on that tow. A completed
affidavit must be submitted to NMFS
within 48 hr of the end of the trip.
(iii) If a vessel issued a limited access
Atlantic mackerel permit slips catch for
any of the reasons described in
paragraph (n)(3)(i) of this section, the
vessel operator must move at least 15
nm (27.8 km) from the location of the
slippage event before deploying any
gear again, and must stay at least 15 nm
(27.8 km) from the slippage event
location for the remainder of the fishing
trip.
(iv) If catch is slipped by a vessel
issued a limited access Atlantic
mackerel permit for any reason not
described in paragraph (n)(3)(i) of this
section, the vessel operator must
immediately terminate the trip and
return to port. No fishing activity may
occur during the return to port.
■ 5. In § 648.14, revise paragraphs (e),
(r)(1)(vi)(A), (r)(2)(v), and (r)(2)(viii)
PO 00000
Frm 00029
Fmt 4701
Sfmt 4700
7441
through (xii) and add paragraphs
(r)(2)(xiii) and (xiv) to read as follows:
§ 648.14
Prohibitions.
*
*
*
*
*
(e) Observer program. It is unlawful
for any person to do any of the
following:
(1) Assault, resist, oppose, impede,
harass, intimidate, or interfere with or
bar by command, impediment, threat, or
coercion any NMFS-certified observer or
monitor conducting his or her duties;
any authorized officer conducting any
search, inspection, investigation, or
seizure in connection with enforcement
of this part; any official designee of the
Regional Administrator conducting his
or her duties, including those duties
authorized in § 648.7(g).
(2) Refuse monitoring coverage by a
NMFS-certified observer or monitor if
selected for monitoring coverage by the
Regional Administrator or the Regional
Administrator’s designee.
(3) Fail to provide information,
notification, accommodations, access, or
reasonable assistance to either a NMFScertified observer or monitor conducting
his or her duties as specified in
§ 648.11.
(4) Submit false or inaccurate data,
statements, or reports.
*
*
*
*
*
(r) * * *
(1) * * *
(vi) * * *
(A) For the purposes of observer
deployment, fail to notify NMFS at least
48 hr prior to departing on a declared
herring trip with a vessel issued an All
Areas Limited Access Herring Permit
and/or an Area 2 and 3 Limited Access
Herring Permit and fishing with
midwater trawl or purse seine gear, or
on a trip with a vessel issued a Limited
Access Incidental Catch Herring Permit
and/or an Open Access Herring Permit
that is fishing with midwater trawl gear
in Management Areas 1A, 1B, and/or 3,
as defined in § 648.200(f)(1) and (3),
pursuant to the requirements in
§ 648.80(d) and (e).
*
*
*
*
*
(2) * * *
(v) Fish with midwater trawl gear in
any Northeast Multispecies Closed Area,
as defined in § 648.81(a)(3) through (5)
and (c)(3) and (4), without a NMFScertified observer on board, if the vessel
has been issued an Atlantic herring
permit.
*
*
*
*
*
(viii) Slip catch, as defined at § 648.2,
unless for one of the reasons specified
at § 648.11(m)(7)(i).
(ix) For vessels with All Areas or
Areas 2/3 Limited Access Herring
E:\FR\FM\07FER2.SGM
07FER2
7442
Federal Register / Vol. 85, No. 26 / Friday, February 7, 2020 / Rules and Regulations
Permits, fail to move 15 nm (27.78 km),
as required by §§ 648.11(m)(7)(iv) and
(v) and 648.202(b)(4)(iv).
(x) For vessels with All Areas or Areas
2/3 Limited Access Herring Permits, fail
to immediately return to port, as
required by §§ 648.11(m)(7)(vi) and
648.202(b)(4)(iv).
(xi) Fail to complete, sign, and submit
a Released Catch Affidavit as required
by §§ 648.11(m)(7)(iii) and
648.202(b)(4)(ii).
(xii) Fail to report or fail to accurately
report a slippage event on the Atlantic
herring daily VMS catch report, as
required by §§ 648.11(m)(7)(iii) and
648.202(b)(4)(iii).
(xiii) For vessels with All Areas or
Areas 2/3 Limited Access Herring
Permits, fail to comply with industryfunded monitoring requirements at
§ 648.11(m).
(xiv) For a vessel with All Areas or
Areas 2/3 Limited Access Herring
Permit, fail to comply with its NMFSapproved vessel monitoring plan
requirements, as described at
§ 648.11(m).
*
*
*
*
*
■ 6. In § 648.80, revise paragraphs (d)(5)
and (e)(5) to read as follows:
§ 648.80 NE Multispecies regulated mesh
areas and restrictions on gear and methods
of fishing.
*
*
*
*
(d) * * *
(5) To fish for herring under this
exemption, a vessel issued an All Areas
Limited Access Herring Permit and/or
an Areas 2 and 3 Limited Access
Herring Permit fishing on a declared
herring trip, or a vessel issued a Limited
Access Incidental Catch Herring Permit
and/or an Open Access Herring Permit
fishing with midwater trawl gear in
jbell on DSKJLSW7X2PROD with RULES2
*
Management Areas 1A, 1B, and/or 3, as
defined in § 648.200(f)(1) and (3), must
provide notice of the following
information to NMFS at least 48 hr prior
to beginning any trip into these areas for
the purposes of observer deployment:
Vessel name; contact name for
coordination of observer deployment;
telephone number for contact; the date,
time, and port of departure; and
*
*
*
*
*
(e) * * *
(5) To fish for herring under this
exemption, vessels that have an All
Areas Limited Access Herring Permit
and/or an Areas 2 and 3 Limited Access
Herring Permit must provide notice to
NMFS of the vessel name; contact name
for coordination of observer
deployment; telephone number for
contact; and the date, time, and port of
departure, at least 48 hr prior to
beginning any trip into these areas for
the purposes of observer deployment;
and
*
*
*
*
*
■ 7. In § 648.86, revise paragraph
(a)(3)(ii)(A)(1) to read as follows:
§ 648.86 NE Multispecies possession
restrictions.
*
*
*
*
*
(a) * * *
(3) * * *
(ii) * * *
(A) * * *
(1) Haddock incidental catch cap.
When the Regional Administrator has
determined that the incidental catch
allowance for a given haddock stock, as
specified in § 648.90(a)(4)(iii)(D),has
been caught, no vessel issued an
Atlantic herring permit and fishing with
midwater trawl gear in the applicable
stock area, i.e., the Herring GOM
Haddock Accountability Measure (AM)
Area or Herring GB Haddock AM Area,
as defined in paragraphs (a)(3)(ii)(A)(2)
and (3) of this section, may fish for,
possess, or land herring in excess of
2,000 lb (907.2 kg) per trip in or from
that area, unless all herring possessed
and landed by the vessel were caught
outside the applicable AM Area and the
vessel’s gear is stowed and not available
for immediate use as defined in § 648.2
while transiting the AM Area. Upon this
determination, the haddock possession
limit is reduced to 0 lb (0 kg) for a vessel
issued a Federal Atlantic herring permit
and fishing with midwater trawl gear or
for a vessel issued an All Areas Limited
Access Herring Permit and/or an Areas
2 and 3 Limited Access Herring Permit
fishing on a declared herring trip,
regardless of area fished or gear used, in
the applicable AM area, unless the
vessel also possesses a NE multispecies
permit and is operating on a declared
(consistent with § 648.10(g)) NE
multispecies trip. In making this
determination, the Regional
Administrator shall use haddock
catches observed by NMFS-certified
observers or monitors by herring vessel
trips using midwater trawl gear in
Management Areas 1A, 1B, and/or 3, as
defined in § 648.200(f)(1) and (3),
expanded to an estimate of total
haddock catch for all such trips in a
given haddock stock area.
*
*
*
*
*
§ § 648.10, 648.14, 648.51, 648.59, 648.80,
648.86, and 648.202 [Amended]
8. In the table below, for each section
indicated in the left column, remove the
text indicated in the middle column
from wherever it appears in the section,
and add the text indicated in the right
column:
■
Section
Remove
Add
648.10(f)(4)(i) introductory text .........................................
648.14(i)(1)(ix)(B) .............................................................
648.14(i)(1)(ix)(C) .............................................................
648.14(k)(2)(iii) .................................................................
648.14(k)(2)(iv) .................................................................
648.51(c)(4) ......................................................................
648.51(e)(3)(iii) .................................................................
648.59(b)(2) ......................................................................
648.80(d)(3) ......................................................................
648.80(e)(2)(ii) ..................................................................
648.86(a)(3)(ii)(A)(1) .........................................................
648.202(b)(4)(iv) ...............................................................
NMFS-approved ...............................................................
NMFS-approved ...............................................................
648.11(g) .........................................................................
648.11(k) ..........................................................................
648.11(k) ..........................................................................
648.11(g) .........................................................................
648.11(g) .........................................................................
648.11(g) .........................................................................
NMFS-approved sea sampler/observer ...........................
NMFS-approved sea sampler/observer ...........................
NMFS-approved ...............................................................
648.11(m)(4)(iv) and (v) ...................................................
[FR Doc. 2020–00881 Filed 2–6–20; 8:45 am]
BILLING CODE 3510–22–P
VerDate Sep<11>2014
18:30 Feb 06, 2020
Jkt 250001
PO 00000
Frm 00030
Fmt 4701
Sfmt 9990
E:\FR\FM\07FER2.SGM
07FER2
NMFS-certified.
NMFS-certified.
648.11(k).
648.11(l).
648.11(l).
648.11(k).
648.11(k).
648.11(k).
NMFS-certified observer.
NMFS-certified observer.
NMFS-certified.
648.11(m)(7)(iv) and (vi).
Agencies
[Federal Register Volume 85, Number 26 (Friday, February 7, 2020)]
[Rules and Regulations]
[Pages 7414-7442]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-00881]
[[Page 7413]]
Vol. 85
Friday,
No. 26
February 7, 2020
Part II
Department of Commerce
-----------------------------------------------------------------------
National Oceanic and Atmospheric Administration
-----------------------------------------------------------------------
50 CFR Part 648
Magnuson-Stevens Fishery Conservation and Management Act Provisions;
Fisheries of the Northeastern United States; Industry-Funded
Monitoring; Final Rule
Federal Register / Vol. 85 , No. 26 / Friday, February 7, 2020 /
Rules and Regulations
[[Page 7414]]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 648
[Docket No. 200115-0017]
RIN 0648-BG91
Magnuson-Stevens Fishery Conservation and Management Act
Provisions; Fisheries of the Northeastern United States; Industry-
Funded Monitoring
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This action implements the New England Fishery Management
Council's Industry-Funded Monitoring Omnibus Amendment. This amendment
allows the New England Council flexibility to increase monitoring in
certain fishery management plans to assess the amount and type of catch
and reduce uncertainty around catch estimates. This amendment
establishes a process to standardize future industry-funded monitoring
programs in New England fishery management plans and establishes
industry-funded monitoring in the Atlantic herring fishery. This action
helps ensure consistency in industry-funded monitoring programs across
fisheries and increases monitoring in the Atlantic herring fishery.
DATES: Effective March 9, 2020, except for Sec. Sec. 648.11(m) and
648.14(r) which are effective April 1, 2020.
ADDRESSES: Copies of the Industry-Funded Monitoring Omnibus Amendment,
including the Environmental Assessment, the Regulatory Impact Review,
and the Initial Regulatory Flexibility Analysis (EA/RIR/IRFA) prepared
in support of this action are available from Thomas A. Nies, Executive
Director, New England Fishery Management Council, 50 Water Street, Mill
2, Newburyport, MA 01950. The supporting documents are also accessible
via the internet at: https://www.nefmc.org.
Written comments regarding the burden-hour estimates or other
aspects of the collection-of-information requirements contained in this
rule may be submitted to the Greater Atlantic Regional Fisheries Office
and by email to [email protected] or fax to (202) 395-5806.
FOR FURTHER INFORMATION CONTACT: Carrie Nordeen, Fishery Policy
Analyst, phone: (978) 282-9272 or email: [email protected].
SUPPLEMENTARY INFORMATION:
Background
The New England Fishery Management Council developed an amendment
to allow industry-funded monitoring in its fishery management plans
(FMPs), except those managed jointly with the Mid-Atlantic Fishery
Management Council, and establish industry-funded monitoring in the
Atlantic herring fishery. The amendment standardizes the development
and administration of future industry-funded monitoring programs in New
England Council FMPs and increases monitoring in the herring fishery to
help provide increased accuracy in catch estimates.
The New England Industry-Funded Monitoring Omnibus Amendment
provides a mechanism to allow the Council flexibility to increase
monitoring in its FMPs to assess the amount and type of catch and
reduce uncertainty around catch estimates. Industry-funded monitoring
would be in addition to monitoring requirements associated with the
Standardized Bycatch Reporting Methodology (SBRM), the Endangered
Species Act (ESA), and the Marine Mammal Protection Act (MMPA). This
amendment remedies NMFS disapprovals of previous Council proposals for
industry-funded monitoring that either required NMFS to spend money
that was not yet appropriated or split monitoring costs between the
fishing industry and NMFS in ways that were inconsistent with Federal
law.
To remedy the disapproved measures, the amendment uses a monitoring
coverage target, as opposed to a mandatory coverage level, to allow
NMFS to approve new monitoring programs without committing to support
coverage levels above appropriated funding or before funding is
determined to be available. Using a coverage target instead of
mandatory coverage level means the realized coverage in a given year
would be determined by the amount of Federal funding available to cover
NMFS cost responsibilities in a given year. Industry-funded monitoring
coverage targets are specified in individual FMPs and realized coverage
for a fishery in a given year would be anywhere from no additional
coverage above SBRM up to the specified coverage target. Additionally,
the amendment defines cost responsibilities for industry-funded
monitoring programs between the fishing industry and NMFS in a manner
that is consistent with legal requirements. Monitoring cost
responsibilities may be divided between the industry and the
government, provided government cost responsibilities are paid by the
government and the government's costs are differentiated from the
industry's cost responsibilities. This amendment specifies that
industry-funded monitoring costs are delineated between NMFS
administrative costs and industry sampling costs.
The Industry-Funded Monitoring Amendment was adopted by the Council
on April 20, 2017. The Council refined its recommendations for
industry-funded monitoring in the herring fishery on April 19, 2018. We
published a notice of availability (NOA) for the amendment in the
Federal Register on September 19, 2018 (83 FR47326), with a comment
period ending November 19, 2018. We published a proposed rule for the
amendment in the Federal Register on November 7, 2018 (83 FR 55665),
with a comment period ending December 24, 2018. After considering
public comment, we approved the Industry-Funded Monitoring Amendment,
on behalf of the Secretary of Commerce, on December 18, 2018. We
informed the Council of the amendment's approval in a letter dated
December 18, 2018. This final rule implements the Industry-Funded
Monitoring Amendment as approved.
Approved Omnibus Measures
This amendment standardizes the development and administration of
future industry-funded monitoring programs in New England Council FMPs,
including the Atlantic Herring FMP, the Atlantic Salmon FMP, the
Atlantic Sea Scallop FMP, the Deep-Sea Red Crab FMP, the Northeast
Multispecies FMP, and the Northeast Skate FMP. In the future, if the
Council develops an industry-funded monitoring programs, the Council
would develop those programs consistent with the specifications and
requirements for industry-funded programs established in this
amendment. The existing industry-funded monitoring programs in the
Northeast Multispecies and Atlantic Sea Scallop FMPs would not be
affected by this amendment. While cost responsibilities and monitoring
service provider requirements established in this amendment are
consistent with the existing programs, the industry-funded monitoring
programs in the Multispecies and Scallop FMPS would not be included in
the proposed process to prioritize industry-funded monitoring programs
for available Federal funding.
[[Page 7415]]
The Council may incorporate these existing industry-funded monitoring
programs into the prioritization process in a future action.
Additionally, future industry-funded monitoring programs in the
Multispecies and Scallop FMPs would either expand the existing programs
or develop new programs consistent with the omnibus measures.
This amendment provides for industry-funded monitoring coverage
targets in Council FMPs, noting that annual funding available to cover
NMFS cost responsibilities would likely vary and dictate realized
coverage levels. The realized coverage in a given year would be
determined by the amount of Federal funding available to cover NMFS
cost responsibilities in a given year.
The standards for future industry-funded monitoring programs in New
England fisheries apply to several types of monitoring, including
observing, at-sea monitoring, electronic monitoring, portside sampling,
and dockside monitoring. This rule establishes the following principles
to guide the Council's consideration when developing future industry-
funded monitoring programs:
A clear need or reason for the data collection;
Objective design criteria;
Cost of data collection should not diminish net benefits
to the nation nor threaten continued existence of the fishery;
Seek less data intensive methods to collect data necessary
to assure conservation and sustainability when assessing and managing
fisheries with minimal profit margins;
Prioritize the use of modern technology to the extent
practicable; and
Incentives for reliable self-reporting.
All of this amendment's omnibus measures are administrative,
specifying a process to develop and administer future industry-funded
monitoring and monitoring set-aside programs and do not directly affect
fishing effort or amounts of fish harvested. However, the omnibus
measures may have indirect effects on Council FMPs. Standardizing the
process for developing and administering future industry-funded
monitoring programs may help reduce the administrative burden
associated with implementing new programs and may lead to greater
consistency in the information collected through industry-funded
monitoring programs. Improved catch information resulting from greater
consistency in how information is collected may lead to better
management of biological resources. The prioritization process is
expected to help ensure that available Federal funding is used to
support industry-funded monitoring programs consistent with Council
monitoring priorities. While industry-funded monitoring programs are
expected to have an economic impact on the fishing industry, standard
cost responsibilities may help the industry better understand and plan
for their industry-funded monitoring cost responsibilities. Standard
cost responsibilities may also aid the industry in negotiating coverage
costs with service providers, which may ultimately reduce the dollar
amount associated with industry cost responsibilities. Monitoring set-
aside programs may also help minimize the economic burden on the
fishing industry associated with paying for monitoring coverage.
1. Standard Process To Implement and Revise Industry-Funded Monitoring
Programs
This amendment specifies that future industry-funded monitoring
programs are implemented through an amendment to the relevant FMP.
Because industry-funded monitoring programs have the potential to
economically impact the fishing industry, the Council determined that
implementing new industry-funded monitoring programs through an
amendment would help ensure additional public notice and comment during
the development of new programs. The details of any new industry-funded
monitoring program implemented via amendment may include, but are not
limited to:
Level and type of coverage target;
Rationale for level and type of coverage;
Minimum level of coverage necessary to meet coverage
goals;
Consideration of waivers if coverage targets cannot be
met;
Process for vessel notification and selection;
Cost collection and administration;
Standards for monitoring service providers; and
Any other measures necessary to implement the industry-
funded monitoring program.
This amendment also specifies that future industry-funded
monitoring programs, implemented through an amendment, may be revised
through framework adjustments to the relevant FMP. Additional National
Environmental Policy Act (NEPA) analysis would be required for any
action implementing and/or modifying industry-funded monitoring
programs, regardless if the vehicle is an amendment or framework
adjustment.
2. Standard Cost Responsibilities
Cost responsibilities for industry-funded monitoring must be
divided by cost category, rather than a dollar amount or percentage of
total cost, between the fishing industry and NMFS. NMFS is obligated to
pay any cost for which the benefit of the expenditure accrues to the
government. This means that NMFS would be responsible for
administrative costs to support industry-funded programs, but not the
costs associated with sampling activities. Costs associated with
sampling activities would be paid by the fishing industry. NMFS may
help offset industry cost responsibilities if Federal funding is
available, but NMFS cannot be obligated to pay sampling costs in
industry-funded sampling programs. Cost responsibilities dictated by
legal requirements cannot be modified through this amendment. Instead,
this amendment codifies NMFS cost responsibilities for industry-funded
monitoring in New England FMPs to ensure consistency and compliance
with legal requirements.
NMFS is responsible for paying costs associated with setting
standards for, monitoring the performance of, and administering
industry-funded monitoring programs. These program elements would
include:
The labor and facilities costs associated with training
and debriefing of monitors;
NMFS-issued gear (e.g., electronic reporting aids used by
human monitors to record trip information);
Certification of monitoring providers and individual
observers or monitors;
Performance monitoring to maintain certificates;
Developing and executing vessel selection;
Data processing (including electronic monitoring video
audit, but excluding service provider electronic video review); and
Costs associated with liaison activities between service
providers, NMFS, Coast Guard, Council, sector managers, and other
partners.
NMFS costs to administer industry-funded monitoring for all
monitoring types would be paid with Federal funds. The industry is
responsible for funding all other monitoring program costs, including
but not limited to:
Costs to the service provider for deployments and sampling
(e.g., travel and salary for observer deployments and debriefing);
Equipment, as specified by NMFS, to the extent not
provided by NMFS (e.g., electronic monitoring system);
[[Page 7416]]
Costs to the service provider for observer or monitor time
and travel to a scheduled deployment that doesn't sail and was not
canceled by the vessel prior to the sail time;
Costs to the service provider for installation and
maintenance of electronic monitoring systems;
Provider overhead and project management costs (e.g.,
provider office space, administrative and management staff, recruitment
costs, salary and per diem for trainees); and
Other costs of the service provider to meet performance
standards laid out by an FMP.
The cost responsibilities described above are consistent with the
existing scallop and multispecies industry-funded monitoring programs,
although cost responsibilities are not explicitly defined in those
FMPs. This amendment codifies NMFS cost responsibilities for industry-
funded monitoring for all New England FMPs, but it does not alter other
current requirements for existing industry-funded monitoring programs.
3. Standard Requirements for Monitoring Service Providers and
Observers/Monitors
The SBRM Omnibus Amendment (80 FR 37182; June 30, 2015) adopted
general industry-funded observer service provider and observer
requirements (at 50 CFR 648.11(h) and (i), respectively) should a
Council develop and implement a requirement or option for an industry-
funded observer program to support SBRM in any New England or Mid-
Atlantic Council FMP. However, the SBRM Amendment did not address
requirements for other types of industry-funded monitoring programs or
coverage in addition to SBRM.
This amendment modifies and expands existing observer and service
provider requirements and allows those requirements to apply to
coverage supplemental to SBRM, ESA, and MMPA coverage. Specifically,
this rule modifies and expands existing observer service provider
requirements at Sec. 648.11(h) to apply to service providers for
observers, at-sea monitors, portside samplers, and dockside monitors.
Similarly, this rule modifies and expands existing observer
requirements at Sec. 648.11(i) to apply to observers, at-sea monitors,
portside samplers, and dockside monitors, described collectively as
observers/monitors. These observer/monitor requirements serve as the
default requirements for any future industry-funded monitoring programs
in New England FMPs. The Council may add new requirements or revise
existing requirements for FMP-specific industry-funded monitoring
programs as part of the amendment developing those programs or the
framework adjustment revising those programs.
4. Prioritization Process
This amendment establishes a Council-led process to prioritize
industry-funded monitoring programs for available Federal funding
across New England FMPs. This prioritization process allows the Council
to align industry-funded monitoring programs with its monitoring
priorities by recommending priorities for available NMFS funding to pay
NMFS cost responsibilities associated with industry-funded monitoring.
Revising the prioritization process would be done in a framework
adjustment. The existing scallop and multispecies industry-funded
monitoring programs will not be included in the prioritization process,
unless the Council takes action in the future to include those programs
in the prioritization process or develops new industry-funded
monitoring programs within those FMPs consistent with this amendment.
Available Federal funding refers to any funds in excess of those
allocated to meet SBRM or other existing monitoring requirements that
may be used to cover NMFS costs associated with supporting industry-
funded monitoring programs. Funding for SBRM, ESA, and MMPA observer
coverage is not be affected by this prioritization process. Any
industry-funded monitoring programs will be prioritized separately from
and, in addition to, any SBRM coverage or other statutory coverage
requirements. The realized industry-funded monitoring coverage in a
given year will be determined by the amount of Federal funding
available to cover NMFS cost responsibilities in a given year.
When there is no Federal funding available to cover NMFS cost
responsibilities above SBRM coverage in a given year, then no industry-
funded monitoring programs would operate that year. If available
funding in a given year is sufficient to support all industry-funded
monitoring programs, the prioritization process would fully
operationalize the industry-funded monitoring coverage targets
specified in each FMP. If there is some available funding, but not
enough to support all industry-funded monitoring programs, the Council
will determine how to prioritize industry-funded monitoring coverage
targets for available funding across FMPs.
As part of the Council-led prioritization process, this amendment
establishes an equal weighting approach to prioritize industry-funded
monitoring programs for available funding. An example of an equal
weighting approach would be funding all industry-funded monitoring
programs at 70 percent, if only 70 percent of the Federal funding
needed to administer all the programs was available. Additionally, this
rule specifies that the Council will adjust the equal weighting
approach on an as-needed basis. This means that the equal weighting
approach will be adjusted whenever a new industry-funded monitoring
program consistent with this amendment is approved or whenever an
existing industry-funded monitoring program consistent with this
amendment is adjusted or terminated. The Council will revise the
weighting approach for the Council-led prioritization process in a
framework adjustment or by considering a new weighting approach at a
public meeting, where public comment is accepted, and asking NMFS to
publish a notice or rulemaking modifying the weighting approach,
consistent with the Administrative Procedure Act (APA).
The SBRM coverage year begins in April and extends through March.
SBRM coverage levels in a given year are determined by the variability
of discard rates from the previous year and the availability of SBRM
funding. During the spring, NMFS determines SBRM coverage for the
upcoming year. Once NMFS finalizes SBRM coverage levels for the
upcoming year, NMFS will then evaluate what Federal funding is
available to cover its costs for meeting the industry-funded monitoring
coverage targets for the upcoming year. NMFS will provide the Council,
at the earliest practicable opportunity: (1) The estimated industry-
funded monitoring coverage levels, incorporating the prioritization
process and weighting approach, and based on available funding, for
each FMP-specific monitoring program; and (2) the rationale for the
industry-funded monitoring coverage levels, including the reason for
any deviation from the Council's recommendations. NMFS will inform the
Council of the estimated industry-funded coverage levels during a
Council meeting. At that time, the Council may recommend revisions and
additional considerations by the Regional Administrator and Science and
Research Director. If NMFS costs associated with industry-funded
coverage targets are fully funded in a given year, NMFS will also
determine, in consultation with the Council, the allocation, if any, of
any remaining available funding to offset industry costs. The earlier
in the year that
[[Page 7417]]
industry-funded monitoring coverage targets are set for the following
year, the more time the affected fishing industry would have to plan
for industry-funded monitoring the following year. FMP-specific
industry-funded monitoring programs would determine if industry-funded
coverage targets were administered consistent with the FMP's fishing
year or the SBRM year.
5. Monitoring Set-Aside Programs
This amendment standardizes the process to develop future
monitoring set-aside programs and allows monitoring set-aside programs
to be developed in a framework adjustment to the relevant FMP. A
monitoring set-aside program would use a portion of the annual catch
limit (ACL) from a fishery to help offset industry cost
responsibilities associated with industry-funded monitoring coverage
targets. There are many possible ways to structure a monitoring set-
aside program, and the details of each program would be developed on an
FMP-by-FMP basis. Monitoring set-aside programs are an option to help
ease industry cost responsibilities associated with industry-funded
monitoring, but they likely would only help offset a portion of the
industry's cost responsibilities.
The details of monitoring set-aside programs may include, but are
not limited to:
The basis for the monitoring set-aside;
The amount of the set-aside (e.g., percentage of ACL,
days-at-sea (DAS));
How the set-aside is allocated to vessels required to pay
for monitoring (e.g., increased possession limit, differential DAS
counting, additional trips against a percent of the ACL);
The process for vessel notification;
How funds are collected and administered to cover the
industry's costs of monitoring coverage; and
Any other measures necessary to develop and implement a
monitoring set-aside.
Approved Atlantic Herring Measures
This amendment establishes an industry-funded monitoring program in
the Atlantic herring fishery that is expected to provide increased
accuracy in catch estimates. Increased monitoring in the herring
fishery will address the following goals: (1) Accurate estimates of
catch (retained and discarded); (2) accurate catch estimates for
incidental species with catch caps (haddock and river herring/shad);
and (3) affordable monitoring for the herring fishery.
This amendment establishes a 50-percent industry-funded monitoring
coverage target on vessels issued an All Areas (Category A) or Areas 2/
3 (Category B) Limited Access Herring Permits fishing on a declared
herring trip. The Council considered other coverage targets, including
100 percent, 75 percent, and 25 percent, but determined that the 50-
percent coverage target best balanced the benefits and costs of
additional monitoring. When tracking catch against catch caps in the
herring fishery, analyses in the EA supporting this amendment suggest
that a 50-percent coverage target would reduce the uncertainty around
catch estimates, and likely result in a coefficient of variation (CV)
less than 30 percent for the majority of catch caps. Additionally, the
industry's cost responsibilities associated with a 50-percent coverage
target are substantially less than those associated with higher
coverage targets. Vessels participating in the herring fishery also
participate in the Atlantic mackerel fishery. Currently, the mackerel
fishery does not have an industry-funded monitoring program. If the
Mid-Atlantic Council develops industry-funded monitoring in the
mackerel fishery and the coverage targets do not match for the herring
and mackerel fisheries, then the higher coverage target would apply on
all trips declared into the fishery with the higher coverage target.
Herring coverage targets would be calculated for the SBRM year,
April through March, by combining SBRM and industry-funding monitoring
coverage. NMFS will determine how to calculate the coverage target, in
consultation with Council staff. For example, if there is an estimated
10-percent SBRM coverage in a given year (based on allocated sea days
and anticipated effort), then 40-percent industry-funded monitoring
coverage will be needed to achieve the 50-percent coverage target.
Because the coverage target is calculated by combining SBRM and
industry-funded monitoring coverage, a vessel will not have SBRM
coverage and industry-funded coverage on the same trip. Any vessel
selected for SBRM coverage on a particular trip will not have the
option of industry-funded monitoring on that trip. Per the
prioritization process in the proposed omnibus measures, the realized
coverage level in a given year will be determined by the amount of
funding available to cover NMFS cost responsibilities in a given year.
The realized coverage for the herring fishery in a given year will fall
somewhere between no additional coverage in addition to SBRM and the
specified coverage target. Combined coverage targets are intended to
help reduce the cost of industry-funded coverage, but the level of SBRM
coverage in the herring fishery varies by gear type and has the
potential to vary year to year. The variability of SBRM coverage has
the potential to make it difficult for the herring industry to plan for
industry-funded monitoring year to year.
In addition to the standard monitoring and service provider
requirements in the omnibus measures, this amendment specifies that
requirements for industry-funded observers and at-sea monitors in the
herring fishery include a high volume fishery (HVF) certification.
Currently, NMFS's Northeast Fisheries Observer Program (NEFOP)
observers must possess a HVF certification in order to observe the
herring fishery. NMFS developed the HVF certification to more
effectively train observers in high volume catch sampling and
documentation. NEFOP determined that data quality on herring trips was
sub-optimal when collected by observers without specialized training,
potentially resulting in data loss. In addition, the high variety of
deck configurations, fish handling practices, and fast-paced operations
proved more demanding for observers. Having additional training to
identify these practices improved decision-making while at sea, which,
ultimately, improved data accuracy and maximized data collection.
Additionally, this amendment requires the Council to examine the
results of any increased coverage in the herring fishery two years
after implementation of this amendment, and consider if adjustments to
the coverage targets are warranted. Depending on the results and
desired actions, subsequent action to adjust the coverage targets could
be accomplished via a framework adjustment or an amendment to the
Herring FMP, as appropriate. Measures implemented in this amendment
would remain in place unless revised by the Council.
1. Industry-Funded At-Sea Monitoring Coverage on Vessels Issued
Category A or B Herring Permits
This rule specifies that vessels issued Category A or B herring
permits will carry an industry-funded at-sea monitor on declared
herring trips that are selected for coverage by NMFS, unless NMFS
issues the vessel a waiver for coverage on that trip. Vessels will be
selected for coverage by NMFS to meet the 50-percent coverage target.
Prior to any trip declared into the herring fishery, representatives
for vessels with Category A or B permits are required to notify NMFS
for monitoring coverage. If an SBRM observer is not selected to
[[Page 7418]]
cover that trip, NMFS will notify the vessel representative whether an
at-sea monitor must be procured through a monitoring service provider.
Because the 50-percent coverage target is calculated by combining SBRM
and industry-funded monitoring coverage, a vessel will not carry an
SBRM observer on the same trip that carries an at-sea monitor. If NMFS
informs the vessel representative that they need at-sea monitoring
coverage, they will be required to obtain and pay for an at-sea monitor
to carry on that trip. The vessel would be prohibited from fishing for,
taking, possessing, or landing any herring without carrying an at-sea
monitor on that trip. If NMFS informs the vessel representative that
the vessel is not selected for at-sea monitoring coverage, NMFS will
issue the vessel an at-sea monitoring coverage waiver for that trip.
This rule establishes three additional reasons for issuing vessels
waivers for industry-funded monitoring requirements on a trip-by-trip
basis. First, if an at-sea monitor is not available to cover a specific
herring trip (either due to logistics or a lack of available Federal
funding to cover NMFS cost responsibilities), NMFS will issue the
vessel an at-sea monitoring coverage waiver for that trip. Second, if a
vessel using midwater trawl gear intends to operate as a wing vessel on
a trip, meaning that it would pair trawl with another midwater trawl
vessel but would not pump or carry any fish onboard, then that vessel
may request a waiver for industry-funded monitoring requirements on
that trip. Vessels would notify NMFS in advance of the wing vessel
trip, and NMFS would issue a waiver for industry-funded monitoring
requirements for that trip. Wing vessels would be prohibited from
carrying fish onboard during these trips. If a wing vessel did carry
fish, the vessel would be out of compliance with industry-funded
monitoring requirements on that trip. Third, if a vessel intended to
land less than 50 mt of herring on a trip, then the vessel may request
a waiver for industry-funded monitoring requirements on that trip.
Vessels will notify NMFS in advance of the trip on which they intend to
land less than 50 mt of herring, and NMFS will issue a waiver for
industry-funded monitoring requirements for that trip. Vessels would be
prohibited from landing 50 mt or more of herring on these trips. If the
vessel landed 50 mt or more of herring, the vessel would be out of
compliance with industry-funded monitoring requirements on that trip.
At-sea monitors will collect the following information on herring
trips:
Fishing gear information (i.e., size of nets, mesh sizes,
and gear configurations);
Tow-specific information (i.e., depth, water temperature,
wave height, and location and time when fishing begins and ends);
Species, weight, and disposition of all retained and
discarded catch on observed hauls;
Species, weight, and disposition of all retained catch on
unobserved hauls;
Actual catch weights whenever possible, or alternatively,
weight estimates derived by sub-sampling;
Length data, along with whole specimens and photos to
verify species identification, on retained and discarded catch;
Information on and biological samples from interactions
with protected species, such as sea turtles, marine mammals, and sea
birds; and
Vessel trip costs (i.e., operational costs for trips
including food, fuel, oil, and ice).
The primary biological data that at-sea monitors will collect are
length data on retained and discarded catch. However, to verify species
identification, at-sea monitors may also collect whole specimens or
photos. In the future, the Council may recommend that at-sea monitors
collect additional biological information upon request. Revising what
information an at-sea monitor collects could be done in a framework
adjustment. Alternatively, the Council may recommend that at-sea
monitors collect additional biological information by considering the
issue at a public meeting, where public comment is accepted, and asking
NMFS to publish a notice or rulemaking modifying the duties for at-sea
monitors, consistent with the Administrative Procedure Act.
In contrast to observers, at-sea monitors would not collect whole
specimens, photos, or biological samples (other than length data) from
catch, unless it was for purposes of species identification, or
sighting data on protected species. The Council recommended a limited
data collection compared to observers to allow for possible cost
savings for either the industry or NMFS associated with a limited data
collection.
Currently, vessels issued Category A or B herring permits are
required to comply with all slippage restrictions, slippage reporting
requirements, and slippage consequence measures when carrying an
observer for SBRM coverage (Sec. 648.11(m)(4)). Because the purpose of
slippage restrictions is to help ensure catch is made available for
sampling, this rule ensures that existing slippage requirements also
apply when vessels are carrying an industry-funded at-sea monitor.
Specifically, when vessels issued Category A or B herring permits are
carrying either an SBRM observer or industry-funded at-sea monitor,
vessels are required to bring catch aboard the vessel and make it
available for sampling prior to discarding. If vessels slipped catch
for any reason, they would be required to report that slippage event on
the daily vessel monitoring catch report and complete a slipped catch
affidavit. If vessels slip catch due to excess catch of spiny dogfish,
mechanical failure, or safety, then vessels are required to move 15
nautical miles (27.78 km) following that slippage event and remain 15
nautical miles (27.78 km) away from that slippage event before making
another haul and for the duration of that fishing trip. If vessels slip
catch for any other reason, they are required to terminate that fishing
trip and immediately return to port.
Industry-funded monitoring would have direct economic impacts on
vessels issued Category A and B permits participating in the herring
fishery. The EA estimates the industry's cost responsibility associated
with carrying an at-sea monitor at $710 per day. The EA uses returns-
to-owner (RTO) to estimate the potential reduction in annual RTO
associated with paying for monitoring coverage. RTO was calculated by
subtracting annual operating costs from annual gross revenue and was
used instead of net revenues to more accurately reflect fishing income.
While the actual cost of industry-funded monitoring on a particular
vessel would vary with effort level and the amount of SBRM coverage,
analyses in the EA suggest that the cost of the proposed at-sea
monitoring coverage may reduce the annual RTO for vessels with Category
A or B herring permits up to approximately 20 percent. Waiving at-sea
monitoring coverage requirements for wing vessel trips or trips that
land less than 50 mt of herring would help reduce the cost of at-sea
monitoring coverage on those trips, but those waivers are not an option
for vessels that choose to land more than 50 mt of herring on a trip.
2. Industry-Funded Observer Coverage on Midwater Trawl Vessels Fishing
in Groundfish Closed Areas
Midwater trawl vessels fishing in the Groundfish Closed Areas are
required to carry an observer under the requirements at Sec.
648.202(b). When Amendment 5 to the Herring FMP (79 FR 8786; February
13, 2014) established that requirement, the Groundfish Closed Areas
included Closed Area I, Closed
[[Page 7419]]
Area II, Nantucket Lightship Closed Area, Cashes Ledge Closure Area,
and the Western Gulf of Maine Closure Area. Currently, the only
mechanism for midwater trawl vessels to carry an observer is if an
observer is assigned through the SBRM. As described previously, SBRM
coverage for midwater trawl vessels has recently been variable
(approximately 4 to 40 percent from 2012 through 2018). This rule
maintains the requirement to carry an observer for midwater trawl
vessels fishing in a Groundfish Closed Area, but allows midwater trawl
vessels to purchase observer coverage in order to access Groundfish
Closed Areas.
Prior to any trip declared into a Groundfish Closed Area,
representatives for midwater trawl vessels are required to provide
notice to NMFS for monitoring coverage. If neither an SBRM observer nor
industry-funded monitoring is selected to cover that trip, NMFS will
notify the vessel representative that an observer may be procured
through a monitoring service provider. The vessel is prohibited from
fishing in the Groundfish Closed Areas without carrying an observer.
Observers will collect the following information on midwater trawl
trips:
Fishing gear information (i.e., size of nets, mesh sizes,
and gear configurations);
Tow-specific information (i.e., depth, water temperature,
wave height, and location and time when fishing begins and ends);
Species, weight, and disposition of all retained and
discarded catch on observed hauls;
Species, weight, and disposition of all retained catch on
unobserved hauls;
Actual catch weights whenever possible, or alternatively,
weight estimates derived by sub-sampling;
Whole specimens, photos, length information, and
biological samples (i.e., scales, otoliths, and/or vertebrae);
Information on interactions with protected species, such
as sea turtles, marine mammals, and sea birds; and
Vessel trip costs (i.e., operational costs for trip
including food, fuel, oil, and ice).
The measure allowing midwater trawl vessels to purchase observer
coverage to access Groundfish Closed Areas also has economic impacts on
vessels participating in the herring fishery. The EA estimates the
industry's cost responsibility associated with carrying an observer at
$818 per day. While the actual cost of industry-funded monitoring on a
particular vessel would vary with effort level and the amount of SBRM
coverage, analyses in the EA suggest that the cost of observer coverage
may reduce the annual RTO for midwater trawl vessels up to 5 percent.
That 5 percent reduction in RTO would be in addition to any reduction
in RTO due to other types of industry-funded monitoring coverage.
Coverage waivers for Groundfish Closed Area trips are not an option to
reduce the cost of observer coverage because coverage waivers do not
apply on midwater trawl vessels fishing in the Groundfish Closed Areas.
If the Groundfish Closed Areas are modified, eliminated, or added
in the future, existing observer coverage requirements for midwater
trawl vessels apply to the modified areas, except for areas that are
eliminated as Groundfish Closed Areas. Anticipating changes to the
Groundfish Closed Areas in the Omnibus Essential Fish Habitat Amendment
2 (Habitat Amendment) (83 FR 15240; April 9, 2018), the Industry-Funded
Monitoring Amendment Development Team/Fishery Management Action Team
(PDT/FMAT) recommended the Council clarify its intent regarding the
requirement that midwater trawl vessels fishing in Groundfish Closed
Areas must carry an observer. In a March 17, 2017, memorandum, the PDT/
FMAT noted that the Habitat Amendment proposed changes to Groundfish
Closed Areas, such as eliminating areas, boundary changes, and
seasonality. That same memorandum proposed the Council clarify that
this amendment maintains the 100-percent observer coverage requirement
on midwater trawl vessels fishing in Groundfish Closed Areas, as
modified by the Habitat Amendment. The Council accepted the FM PDT/
FMAT's proposed clarification when it took final action on this
amendment in April 2017.
In January 2018, NMFS partially approved the Habitat Amendment,
including changes to Closed Area I, Nantucket Lightship Closed Area,
and the Western Gulf of Maine Closure Area. Consistent with Council
intent regarding observer coverage, the final rule for the Habitat
Amendment maintained the 100-percent observer requirement for midwater
trawl vessels fishing in Closed Area I North (February 1-April 15),
Closed Area II, Cashes Ledge Closure Area, and the Western Gulf of
Maine Closure Area. Because the Habitat Amendment removed the Nantucket
Lightship Closed Area and the southern portion of Closed Area 1 from
the list of Groundfish Closed Areas, the 100-percent observer coverage
requirement no longer applies to midwater trawl vessels fishing in the
area previously known as the Nantucket Lightship Closed Area and the
southern portion of what was formerly Closed Area 1. A recent Court
Order (Conservation Law Found. v. Ross, No. CV 18-1087 (JEB), 2019 WL
5549814 (D.D.C. Oct. 28, 2019) enjoined NMFS from allowing gillnet
fishing in the Nantucket Lightship Closed Area and Closed Area I. This
decision does not apply to fishing gears other than gillnet gear, and
the rule implementing this order (84 FR 68799; December 17, 2019) is
specific to gillnet gear and does not prohibit midwater trawl vessels
from fishing in these areas.
Recognizing that it recommended multiple industry-funded monitoring
types, including at-sea monitoring coverage and observer coverage in
Groundfish Closed Areas, for the herring fishery, the Council also
recommended prioritizing coverage aboard Category A and B vessels
because those vessels harvest the majority of the herring. Consistent
with that recommendation, if available Federal funding is insufficient
to cover NMFS cost responsibilities associated with administering
multiple monitoring programs for the herring fishery, this rule
prioritizes industry-funded monitoring coverage on Category A and B
vessels before observer coverage on midwater trawl vessels fishing in
Groundfish Closed Areas.
Atlantic Herring Exempted Fishing Permit
On April 19, 2018, the Council considered whether electronic
monitoring in conjunction with portside sampling, would be an adequate
substitute for at-sea monitoring coverage aboard midwater trawl
vessels. Because midwater trawl vessels discard only a small percentage
of catch at sea, electronic monitoring and portside sampling have the
potential to be a cost effective way to address monitoring goals for
the herring fishery. The purpose of electronic monitoring would be to
confirm catch retention and verify compliance with slippage
restrictions, while the purpose of portside sampling would be to
collect species composition data along with age and length information.
After reviewing the midwater trawl electronic monitoring study, the
Council approved electronic monitoring and portside sampling as a
monitoring option for midwater trawl vessels, but did not recommend
requiring electronic monitoring and portside sampling as part of this
action. Instead, the Council recommended NMFS use an exempted fishing
permit (EFP) to further evaluate how to best permanently administer an
electronic monitoring and portside sampling program.
[[Page 7420]]
The EFP would exempt midwater vessels from the requirement for
industry-funded at-sea monitoring coverage and allow midwater trawl
vessels to use electronic monitoring and portside sampling coverage to
comply with the Council-recommended 50-percent coverage target. The
recent midwater trawl electronic monitoring study provides a good
foundation for an electronic monitoring program. However, using an EFP
would provide NMFS with further information about how to most
effectively and efficiently administer the electronic monitoring and
portside sampling program, while allowing NMFS the flexibility to
respond quickly to emerging issues, helping to make the monitoring
program more robust. An EFP would also enable NMFS to evaluate other
monitoring issues in the herring fishery that are of interest to the
Council and herring industry, such as evaluating the utility of
electronic monitoring and portside sampling when midwater trawl vessels
fish in Groundfish Closed Areas or for other gear types (e.g., purse
seine or bottom trawl) used in the herring fishery.
The supporting documentation for the EFP was developed concurrently
with rulemakings for this amendment and midwater trawl vessels issued
EFPs are allowed to use electronic monitoring and portside sampling
coverage to comply with the Council-recommended 50-percent coverage
target. The Council recommended reconsidering herring industry-funded
monitoring requirements two years after implementation. The Council
would consider establishing electronic monitoring and portside sampling
program requirements into regulation via a framework adjustment at that
time.
Status of Industry-Funded Monitoring in 2020
Throughout the development of this amendment, we cautioned the
Council that any additional coverage would be contingent upon us having
sufficient funding to administer industry-funded monitoring. For 2020,
we have sufficient Federal funding to pay NMFS cost responsibilities
associated with fully implementing industry-funded monitoring in the
herring fishery. We estimate industry-funded monitoring cost
responsibilities for the herring fishery to total approximately
$100,000 in 2020. Therefore, beginning April 1, 2020, vessels issued
Category A or B herring permits will be required to pay for at-sea
monitoring coverage on trips we select for industry-funded monitoring
coverage. Alternatively, herring vessels will have the option of
requesting an EFP to use electronic monitoring and portside sampling
instead of at-sea monitoring coverage to satisfy industry-funded
monitoring requirements in 2020. We cannot yet determine if we will
have funding to administer industry-funded monitoring in the herring
fishery in 2021. We will evaluate available Federal funding relative to
the cost of administering industry-funded monitoring in the herring
fishery during the upcoming year.
Compliance With the National Environmental Policy Act
In light of recent catch reductions in the herring fishery, we
evaluated whether the EA supporting the Industry-Funded Monitoring
Amendment remained valid to support this amendment. In making a
determination on the need for additional analysis under NEPA, we
considered and were guided by the Council on Environmental Quality
(CEQ) NEPA regulations and applicable case law. The CEQ's regulations
state that ``[a]gencies shall prepare supplements to either draft or
final environmental impact statements if: (i) the agency makes
substantial changes in the proposed action that are relevant to
environmental concerns; or (ii) there are significant new circumstances
or information relevant to environmental concerns and bearing on the
proposed action or its impacts'' (40 Code of Federal Regulations (CFR)
Sec. 1502.09(c)). In addition, we considered the CEQ's significance
criteria at 40 CFR 1508.27 to determine if any new circumstances or
information are significant, which could require a new EA.
The EA describes the economic impacts of herring measures on
fishery-related businesses and human communities as negative and
explained they result from paying for monitoring coverage. The economic
impact of industry-funded monitoring coverage on the herring fishery is
difficult to estimate because it varies with sampling costs, fishing
effort, SBRM coverage, price of herring, and participation in other
fisheries. The EA estimates industry's cost for at-sea monitoring
coverage at $710 per day and observer coverage at $818 per day, but
cautioned those estimates would largely depend on negotiated costs
between vessels and monitoring service providers. Less than half of the
50 vessels issued Category A or B herring permits are active in the
herring fishery.
The impact of management measures on fishing-related businesses and
communities is typically based on an analysis of revenue. But in an
effort to better understand income from fishing trips, a survey of
herring and mackerel vessels collected more detailed cost information
for 2014, including payments to crew, repairs, maintenance, upgrades,
and permitting costs. This additional information was used to calculate
the vessel RTO for 2014 by subtracting fixed and operational costs from
gross revenue, thereby providing a general framework for understanding
the interaction between revenue and monitoring requirement costs.
Analysis in the EA estimates that at-sea monitoring coverage
associated with the 50-percent coverage target has the potential to
reduce annual RTO for vessels with Category A or B herring permits up
to 20 percent and up to an additional 5 percent for midwater trawl
access to Groundfish Closed Areas. Electronic monitoring and portside
sampling may be a more cost effective way for herring vessels to
satisfy industry-funded monitoring requirements. At the conclusion of
our electronic monitoring project aboard midwater trawl vessels, we
estimated industry's cost for electronic monitoring and portside
sampling at $515 per day. Analysis in the EA estimates a reduction in
annual RTO of up to 10 percent for electronic monitoring and portside
sampling coverage.
At the Council's request, we reduced the herring ACL for 2018
(49,900 mt) on August 22, 2018, and reduced the herring ACL for 2019
(15,065 mt) on February 8, 2019, from the ACL that was in place during
2014 (104,088 mt).
To assess how a reduction in herring ACL may affect revenue, we
compared herring revenue generated by Category A and B herring vessels
from 2014 to 2018 (see Table 1). Even though the 2018 ACL was reduced
by 52 percent (54,188 mt) from the 2014 ACL, the impact on 2018 revenue
was not proportional to the reduction in ACL and differed by gear type.
[[Page 7421]]
Table 1--Change in Category A and B Herring Revenue From 2014 to 2018
----------------------------------------------------------------------------------------------------------------
2014 herring 2018 herring Change in herring
Gear type revenue revenue revenue
----------------------------------------------------------------------------------------------------------------
Midwater Trawl............................................... $13,439,000 $7,886,000 -$5,553,000
Purse Seine.................................................. 11,000,000 13,088,000 +2,088,000
Bottom Trawl................................................. 1,508,000 1,017,000 -491,000
----------------------------------------------------------------------------------------------------------------
Source: NMFS.
The change in herring revenue between 2014 may have been affected
by several factors, such as the availability of herring relative to the
demand and vessel participation in other fisheries. The price of
herring increased almost 70 percent between 2014 and 2018 from
approximately $310 per mt to $525 per mt. While the price of herring is
not likely to increase every year, we expect that a herring price
increase would mitigate the negative economic impact of lowering the
ACL. Total revenue from all fisheries for small-mesh bottom trawl
vessels increased by approximately $25,000,000 between 2014 and 2018
suggesting vessels are expanding their participation in other
fisheries. We expect that increases in total revenue from other
fisheries would also mitigate the negative economic impacts of
reductions to the herring ACL and associated revenue.
At its September 2019 meeting, the Council recommended further
reducing the herring ACL for 2020 and 2021 (11,621 mt). These catch
levels are consistent with Council's new harvest policy for herring
developed in Amendment 8 to the Herring FMP and recommendations from
the Council's Scientific and Statistical Committee. If the 2020 herring
stock assessment determines recruitment and biomass are higher than
expected, the Council may request an increase to the 2021 ACL.
While the economic impact of industry-funded monitoring coverage on
the herring fishery is affected by revenue, the level of fishing effort
and SBRM coverage would also affect the economic impact of industry-
funded monitoring. Analyses in the EA estimate the coverage days to
achieve the 50-percent coverage target in the herring fishery in 2014.
In an effort to estimate the maximum number of coverage days, that
particular analysis did not account for SBRM coverage or coverage
waivers for trips landing less than 50 mt of herring. To assess how
changes in the herring fishery may affect industry-funded monitoring
coverage, we re-estimated the coverage days to achieve the 50-percent
coverage target for 2020. Our updated analysis adjusts for recent
vessel activity, low herring ACL, recent SBRM coverage, and coverage
waivers for trips landing less than 50 mt of herring. The change in
estimated average coverage days to achieve the 50-percent coverage
target from 2014 to 2020 is shown in Table 2.
Table 2--Estimated Reduction in Industry-Funded Monitoring Coverage Days To Achieve a 50-Percent Coverage Target
From 2014 to 2020
----------------------------------------------------------------------------------------------------------------
Gear type 2014 2020 Change in days
----------------------------------------------------------------------------------------------------------------
Midwater Trawl.......................... Up to 728 days (14 Up to 54 days (9-11 -674
vessels). vessels).
Purse Seine............................. Up to 196 days (7 vessels) Up to 67 days (5 vessels). -129
Bottom Trawl............................ Up to 108 days (9 vessels) Up to 29 days (2 vessels). -79
----------------------------------------------------------------------------------------------------------------
Source: NMFS.
The reduction in expected industry-funded monitoring coverage days
and vessels participating in the herring fishery from 2014 to 2020 is
largely driven by changes in fishing behavior, likely linked to the
availability of herring (distribution and seasonality) and a low
herring ACL in 2020. Because the RTO analysis was, in part, based on
economic data collected with a special cost survey that could not be
repeated in a timely way for this action, it is not possible to update
that analysis for 2020. However, fewer sea days required to achieve the
50-percent coverage target will result in lower industry costs in 2020
than what the EA estimated for 2014. Fewer coverage days and fewer
active vessels in 2020 (and likely 2021) is expected to mitigate the
negative economic impacts of reductions to the herring ACL and
associated revenue.
We also expect midwater trawl fishing effort in Groundfish Closed
Areas to be lower in 2020 than was estimated for 2014. Without
considering SBRM coverage, the EA estimates midwater trawl vessels may
purchase observer coverage for up to approximately 250 coverage days to
access Groundfish Closed Areas in 2014. After adjusting for recent
vessel activity and a low herring ACL and assuming recent SBRM
coverage, we estimate that midwater trawl vessels may purchase coverage
for up to 30 coverage days to access Groundfish Closed Areas in 2020
(and likely 2021). Even though purchasing observer coverage to access
Groundfish Closed Areas is optional, few coverage days and fewer active
vessels in 2020 is expected to mitigate the negative economic impacts
of reductions to the herring ACL and associated revenue.
As recommended by the Council, we intend to offer an EFP in 2020
and 2021 to allow vessels to use electronic monitoring and portside
sampling in lieu of at-sea monitoring coverage to achieve the 50-
percent coverage target. Depending on vessel interest and sampling
logistics, that same EFP may also allow midwater trawl vessels to
access Groundfish Closed Areas or evaluate electronic monitoring for
other gear types (e.g., purse seine or bottom trawl) used in the
herring fishery. Analyses in the EA and updated estimates at the
conclusion of our electronic monitoring project aboard midwater trawl
vessels, suggest that electronic monitoring and portside sampling is
likely less expensive and more cost effective than either at-sea
monitoring or observer coverage. Excluding the initial cost associated
with purchasing and installing
[[Page 7422]]
electronic monitoring equipment, video review and storage are likely
the most substantial ongoing industry costs associated with using
electronic monitoring. A portion of our Federal funding to administer
industry-funded monitoring in the herring fishery is designated to help
offset industry's video review and storage costs. Federal funding
helping offset industry's electronic monitoring sampling costs is
expected to minimize the economic impact of industry-funded monitoring
coverage on the herring fishery. Participating in the EFP is expected
to mitigate the negative economic impacts of reductions to the herring
ACL and associated revenue.
High herring prices and low coverage days to achieve the 50-percent
coverage target are likely short-term influences on the economic impact
of industry-funded monitoring coverage on the herring fishery
associated with a low herring ACL. If herring recruitment and biomass
return to average levels, the long-term economic impact of industry-
funded monitoring coverage on the herring fishery is likely consistent
with estimated impacts analyzed and described in the EA.
Additionally, the EA analyzes a range of coverage targets for at-
sea monitoring and electronic monitoring and portside sampling aboard
Category A and B vessels, including 100 percent, 75 percent, 50
percent, and 25 percent. The EA estimates the reduction in annual RTO
associated with these coverage target alternatives ranged from 42
percent to less than 1 percent. Despite reductions in expected revenue
for 2020 and 2021, we expect the reduction of annual RTO associated
with implementing a 50-percent coverage target for at-sea monitoring
aboard Category A and B vessels to be within this analyzed range.
After considering the action, new information, and new
circumstances, we determined that the action and its impacts fall
within the scope of the existing EA. It is not necessary to develop a
new NEPA analysis because (1) the action is identical to the proposed
action analyzed in the EA and (2) no new information or circumstances
relevant to environmental concerns or impacts of the action are
significantly different from when the EA's finding of no significant
impact was signed on December 17, 2018. Thus, the FONSI for existing EA
for the New England Industry-Funded Monitoring Omnibus Amendment
remains valid to support implementing this amendment.
Changes From the Proposed Rule
This rule includes minor changes from the proposed rule to clarify
requirements. First, it revises the definition for slippage in the
Atlantic herring fishery to make it consistent with the definition for
slips and slipping catch in the Atlantic herring fishery and clarifies
that slippage applies when a NMFS-certified observer or monitor is
aboard the vessel.
Second, this rule aligns the herring coverage target with the SBRM
year (April-March) instead of the fishing year (January-December) and
adjusts the date by which the herring industry selects a monitoring
type for the following year (October instead of July). This change
ensures the coverage target will be more predictable for the entire
year rather than changing with the SBRM year. NMFS will determine how
to calculate the coverage target in consultation with Council staff.
Third, this rule removes ``on a declared herring trip'' from the
criteria described at Sec. 648.11(m)(2)(i) and revises the list of
required information at Sec. 648.11(m)(2)(i) to clarify when and how
the owner, operator, or manager of a herring vessel must notify NMFS of
a herring trip. The existing notification requirement describes that
vessels issued certain herring permits or acting as herring carriers
must notify NMFS of trips on which a vessel may harvest, possess, or
land herring. Because pre-trip notifications are required at least 48
hours in advance of a trip and trip declarations are required just
prior to a vessel leaving port on a trip, the existing criteria absent
the reference to ``on a declared herring trip'' is a more logical
descriptor of when a vessel is required to notify NMFS of a herring
trip. The list of required information is revised to support NMFS
selecting vessels for industry-funded monitoring coverage.
Fourth, this rule corrects references to Sec. 648.11 to reflect
provisions implemented in this rule.
Comments and Responses
We received 20 comment letters on the NOA and proposed rule: 5 from
participants in the herring fishery (Seafreeze, Lund's Fisheries,
Providian, O'Hara Corporation); 3 from fishing industry organizations
(CHOIR Coalition, New England Purse Seiner's Alliance (NEPSA), and Cape
Cod Commercial Fishermen's Alliance (CCCFA); 3 from environmental
advocacy groups (Conservation Law Foundation (CLF) and Cause of Action
Institute (COA)); and 9 from members of the public.
Comment 1: COA and Seafreeze commented that the Magnuson-Stevens
Fishery Conservation and Management Act (Magnuson-Stevens Act) does not
authorize an industry-funded monitoring program as envisioned by the
Industry-Funded Monitoring Amendment. They cautioned that the amendment
intends to standardize the development of industry-funded monitoring
programs, yet it fails to identify any specific provision in the
Magnuson-Stevens Act granting it such authority. COA also commented
that the Council does not have explicit statutory authorization to
require the industry to fund discretionary supplemental at-sea
monitoring programs. COA and Seafreeze explained that the Magnuson-
Stevens Act only explicitly authorizes industry-funded monitoring for
foreign fishing, limited access privilege programs (LAPPs), and the
North Pacific fisheries research plan. They cautioned that because the
Magnuson-Steven Act caps industry fees related to LAPPs at 3 percent of
ex-vessel revenue, the agency does not have the ability to require the
fishing industry to pay data collection and monitoring costs without
limit.
Response: We disagree. The Magnuson-Stevens Act expressly
authorizes onboard human monitors to be carried on fishing vessels
``for the purpose of collecting data necessary for the conservation and
management of the fishery.'' 16 U.S.C. 1853(b)(8). The requirement to
carry observers, along with many other requirements under the Magnuson-
Stevens Act, includes compliance costs on industry participants. For
example, NMFS regulations require fishing vessels to install vessel
monitoring systems for monitoring vessel positions and fishing, report
catch electronically, fish with certain gear types or mesh sizes, or
ensure a vessel is safe before an observer may be carried on a vessel.
Vessels pay costs to third-parties for services or goods in order to
comply with these regulatory requirements that are authorized by the
Magnuson-Stevens Act. There are also opportunity costs imposed by
restrictions on vessel sizes, fish sizes, fishing areas, or fishing
seasons. These industry costs are not ``fees.'' A fee is a form of
``funding'' where the industry is assessed a payment by the agency,
authorized by statute, to be deposited in the U.S. Treasury and
disbursed for administrative costs otherwise borne by the agency. This
amendment does not address administrative costs that are charged in
LAPPs and are subject to the 3 percent cap.
The need for monitoring and the data it provides is discussed in
the amendment. Section 1.1 of the amendment explains that the Council
is
[[Page 7423]]
establishing the framework for industry-funded monitoring programs
because of its interest in increasing monitoring and/or other types of
data collection in some FMPs to assess the amount and type of catch, to
more accurately monitor annual catch limits, and/or provide other
information for management. The Council's goals for industry-funded
monitoring in the herring fishery are described in Section 2.2 of the
amendment and include: (1) Accurate estimates of catch (retained and
discarded); (2) accurate catch estimates for incidental species for
which catch caps apply; and (3) affordable monitoring for the herring
fishery. The Council's rationale for increased monitoring through
industry-funded monitoring programs is consistent with the Magnuson-
Stevens Act provision ``for the purpose of collecting data appropriate
for the conservation and management of the fishery.''
Comment 2: COA and Seafreeze claim that the amendment is
inconsistent with Federal appropriations laws and the U.S.
Constitution. They commented that Congress decides how to finance any
program it establishes, stating that a Federal agency cannot spend
money on a program without authorization from Congress and cannot add
to its appropriations from sources outside the government without
permission from Congress. COA and Seafreeze caution that the type of
industry-funded program set forth in the amendment imposes a ``tax'' on
regulated parties. COA raised additional concerns that the industry
funded program may violate the Anti-Deficiency Act and Miscellaneous
Receipts Statute. Further, COA stated the amendment violates the Fourth
Amendment to, and the Commerce Clause in, the U.S. Constitution. Last,
Seafreeze expressed concern that the amendment violates the Fifth
Amendment to the Constitution because data collected using industry
funds could be used in enforcement actions.
Response: The Magnuson-Stevens Act expressly authorizes measures,
including monitoring, ``for the purpose of collecting data necessary
for the conservation and management of the fishery.'' It also
acknowledges such measures may result in costs to the fishing industry
as evident by its requirement to, where practicable, minimize costs and
adverse economic impacts on communities. The inherent cost of a
requirement, like industry-funding monitoring, is not the same as a
``tax.'' A hallmark of a tax is that the government receives some
revenue. The government receives no revenue from industry-funded
monitoring. Similar to arrangements between vessels and vessel
monitoring system service providers, the payment for industry cost
responsibilities associated with industry-funded monitoring would be
made by the vessel to the monitoring service provider. Because the
agency would not receive any payment from the vessel related to
industry-funded monitoring, this amendment is consistent with the Anti-
Deficiency Act and Miscellaneous Receipts Statue. Industry-funded
monitoring in the herring fishery does not does not violate the
Commerce Clause of the Constitution, which authorizes Congress to
regulate commerce, because NMFS is regulating existing economic
activity, which is permissible under the Commerce Clause. Industry-
funded monitoring does not violate the Fourth Amendment protection
against unreasonable searches and seizures because it is neither a
search nor unreasonable if it was considered to be a search. At-sea
monitors are not authorized officers conducting vessel searches for
purposes of ensuring compliance with fisheries requirements. Further,
the fishing industry is pervasively regulated, and monitoring is
reasonable as authorized under the Magnuson-Stevens Act to receive
critical fisheries data. Last, the amendment does not violate the Fifth
Amendment to the Constitution because the monitoring requirement does
not compel evidence that is testimonial in nature. An at-sea monitor
simply records the results of the vessel's actions. An individual's
participation in the fishery is voluntary, and an individual may choose
to land less than the 50 mt of herring per trip threshold for requiring
industry-funded monitoring. Further, monitoring is a regulatory
reporting requirement, to which the Fifth Amendment privilege does not
apply. Last, the information provided is not for purposes of
discovering criminal violations. The herring fishery is a regulated
industry under the Magnuson-Stevens Act, which provides for civil
penalties for fisheries catch violations, not criminal sanctions. Any
potentially incriminating evidence would be merely a byproduct of the
requirement for industry-funded monitoring.
Comment 3: Seafreeze commented that because the amendment was
initiated jointly by the New England and Mid-Atlantic Councils, it was
led to believe that identical omnibus measures would need to be
selected by both Councils. Seafreeze expressed concern that the
potential of only one Council adopting the amendment was not considered
during the development of the amendment and, therefore, recommended the
omnibus measures be disapproved.
Response: When the New England Council took final action on the
Industry-Funded Monitoring Amendment in April 2017, it considered
whether to make its recommendations contingent upon a similar action by
the Mid-Atlantic Council, but decided against it. Instead, the Council
overwhelmingly approved the omnibus measures for its FMPs, with the
exception of FMPs managed jointly with the Mid-Atlantic Council (i.e.,
Monkfish and Spiny Dogfish FMPs) and the herring measures in the
amendment and recommended the amendment be submitted to the agency for
review and approval. The Mid-Atlantic Council considered industry-
funded monitoring for its FMPs at its April 2017 and October 2018
meetings, but decided not to pursue it. Mid-Atlantic fishermen had an
opportunity to participate and submit their concerns to the Mid-
Atlantic Council during those meetings. Mid-Atlantic representatives to
the New England Council also had an opportunity to present the Mid-
Atlantic Council's concerns to the New England Council during the
amendment's development. Further, while the omnibus measures,
especially the prioritization process, were designed to be appropriate
for both Councils, they were never intended to obligate a Council to
establish provisions for industry-funded monitoring. Therefore, as
explained in the proposed rule (83 FR 55665; November 7, 2018), the
joint amendment initiated by both Councils to allow for industry-funded
monitoring became the New England Industry-Funded Monitoring Omnibus
Amendment and, as such, omnibus measures only apply to New England
Council FMPs. The omnibus measures do not impose any substantive burden
on any Mid-Atlantic fishery. Rather, the amendment sets up the
framework under which future potential monitoring programs for New
England fisheries would be established. If the Mid-Atlantic Council
reconsiders industry-funded monitoring it a future action, it may
consider whether to adopt similar omnibus measures at that time.
Comment 4: COA commented that our publication of Federal Register
notices for the Industry-Funded Monitoring Amendment caused confusion.
It questioned why we published an NOA in September 2018 seeking public
comment on the approval or disapproval of the amendment followed
[[Page 7424]]
by a proposed rule with implementing regulations in November 2018 prior
to finalizing our decision on the amendment. COA suggested that by
publishing the notices for the approval/disapproval of the amendment
and implementing regulations concurrently, that we had already made a
decision on the amendment and would view public comments with
prejudice. Additionally, the O'Hara Corporation was concerned that we
approved the amendment in December 2018, prior to the closing of the
public comment period on the proposed rule. O'Hara Corporation was
disappointed in our process for notice and comment and wondered how
public comments received after the amendment approval were considered.
Response: It is our practice to publish an NOA and proposed rule
concurrently. The NOA for the Industry-Funded Monitoring Amendment was
published on September 19, 2018, with a comment period ending November
19, 2018. The proposed rule for the amendment was published on November
7, 2018, with a comment period ending December 24, 2018. The comment
periods for the NOA and proposed rule overlapped for 13 days. Both the
NOA and proposed rule explained that any public comments we received on
the amendment or the proposed rule during the NOA comment period would
be considered in our decision to approve/disapprove the amendment.
We received seven comment letters during the NOA comment period.
Those commenters expressed diverse views on the Industry-Funded
Monitoring Amendment and recommended we approve, disapprove, and re-
consider the amendment. We carefully reviewed and considered all of
those comments prior to approving the amendment on December 18, 2018.
NMFS must approve/disapprove an amendment within 30 days of the end of
the comment period on the amendment. The decision date for the
Industry-Funded Monitoring Amendment was December 19, 2018. Therefore,
it would not have been possible to consider all public comments
received through December 24, 2018, in the decision to approve/
disapprove the Industry-Funded Monitoring Amendment.
The proposed rule explained that we would consider any public
comment received after the NOA comment period but during the proposed
rule comment period in our decision to implement proposed measures. We
reviewed and considered all additional comments received during the
proposed rule comment period prior to publishing this final rule.
Commenters did not provide any new or additional information during the
public comment period on the proposed rule that would have prevented us
from approving the Industry-Funded Monitoring Amendment.
Comment 5: Seafreeze disagreed with the conclusions in the EA
regarding impacts of the omnibus measures on fishery-related business
and human communities. Specifically, it questioned assertions that
omnibus measures would have no direct impacts, that costs are too
speculative to analyze, and that standardized industry-funded
monitoring requirements would have a positive impact. Seafreeze also
commented that the impact of any future industry-funded monitoring
program on fishery-related business and communities would be negative.
Response: The EA explains that omnibus measures are tools for the
Council to use when developing future industry-funded monitoring
programs. The omnibus measures have no direct biological impacts
because they do not directly affect the level of fishing, fishing
operations, amount of fish harvested, or area fished. Additionally, the
omnibus measures do not have any direct economic impacts on fishery-
related business or human communities because they do not require the
development of industry-funded monitoring programs nor do they directly
impose any costs. Categorizing and characterizing industry cost
responsibilities in this action could provide the industry with
information to better understand and plan for their industry-funded
monitoring cost responsibilities as well negotiate better contracts
with industry-funded monitoring service providers, which may ultimately
reduce the dollar amount associated with industry cost
responsibilities. Improved catch information that results from the
opportunity to align funding with the most critical industry-funded
monitoring programs may lead to better management of biological
resources, which may eventually lead to higher harvest levels.
In the future, if the Council developed an industry-funded
monitoring program for a particular FMP, the EA acknowledges there
would be direct negative economic impacts to fishing vessels provided
vessels were required to pay for increased monitoring. Future industry-
funded monitoring programs would be developed to achieve specific
goals. Without knowing the goals or the details of the measures to
achieve those goals, attempting to quantify in this amendment the
impact or the specific benefits of a future industry-funded monitoring
program is too speculative. The economic impacts to fishing vessels and
benefits resulting from a future industry-funded monitoring program
would be evaluated in the amendment to establish that industry-funded
monitoring program and cannot considered in this amendment.
Comment 6: COA commented that the introduction of industry-funded
monitoring across the Greater Atlantic Region would impose a tremendous
economic burden on the fishing industry that could lead to the
elimination of small-scale fishing. As an example, COA referenced a
2016 letter by the Long Island Commercial Fishing Association in which
the Association states the $800 per day cost of monitoring would force
more than half of its fleet out of business.
Response: Generalizing economic impacts associated with industry-
funded monitoring programs is often inaccurate. Members of the Long
Island Commercial Fishing Association participate in a variety of
fisheries, including vessels using small-mesh bottom trawl gear in the
herring fishery. The $800 cost per covered day is the estimated cost
for observer coverage in the herring fishery. The Industry-Funded
Monitoring Amendment does not require observer coverage on small-mesh
bottom trawl vessels in the herring fishery, instead it establishes a
50-percent coverage for at-sea monitoring coverage on declared herring
trips at an estimated cost of $710 per day of coverage. Additionally,
the Industry-Funded Monitoring Amendment does not require industry-
funded monitoring coverage on trips intending to land less than 50 mt
of herring. For those trips, the vessel owner/operator would request a
waiver for industry-funded monitoring coverage and would not be
responsible for industry-funded monitoring costs on that trip. The
amendment estimated that waiving coverage on trips that land less than
50 mt of herring would result in industry-funded monitoring coverage on
only 19 percent of trips by small-mesh bottom trawl vessels. More
recently, when we only considered small-mesh bottom trawl vessels with
Category A or B permits that had been active in the herring fishery in
the last two years, we found that industry-funded monitoring
requirements would likely only apply to only two small-mesh bottom
trawl vessels. For these reasons, we disagree that the implementation
of industry-funded monitoring in the herring fishery would lead to the
elimination of small-scale fishing in the Greater Atlantic Region.
[[Page 7425]]
Comment 7: Seafreeze expressed concern that vessels participating
in New England and Mid-Atlantic fisheries on the same trip may be
subject to industry-funded monitoring requirements, even though the
Mid-Atlantic Council did not adopt the this amendment. COA commented
the EA fails to address the possibility of overlapping requirements for
industry-funded monitoring in multiple fisheries.
Response: Similar to other measures in FMPs (e.g., possession
limits, gear restrictions, or reporting requirements), vessels are
subject to the most restrictive requirements when participating in
multiple fisheries on a single trip. With the understanding that
vessels participate in multiple fisheries, the EA explicitly considers
revenue and operational costs associated with participation in the
herring, Atlantic mackerel, and squid fisheries. Because herring and
mackerel are often harvested together on the same trip, the amendment
specifies that the higher coverage target applies on trips declared
into both fisheries. If the Council considers industry-funded
monitoring in other fisheries in the future, the impacts of those
programs relative to existing industry-funded monitoring programs will
be considered at that time.
Comment 8: Several commenters expressed opinions on the relative
costs and benefits of industry-funded monitoring. CLF, CCCFA, and CHOIR
generally support the industry-funded monitoring requirements for the
herring fishery, but are concerned that anything less than 100-percent
coverage, especially when combined with coverage waivers, may undermine
the effectiveness of additional monitoring. In contrast, Lund's
cautioned that the 50-percent coverage target for the herring fishery
is higher than necessary and wastes scarce agency and industry
resources by monitoring a fishery with a low bycatch rate. COA
commented that the amendment is inconsistent with National Standards 7
and 8 because it fails to explain why increased monitoring is
necessary, in light of the financial burden it will place on the
fishing industry, or how the amendment would minimize adverse economic
impacts and provide for the sustained participation of communities.
Response: This amendment establishes industry-funded monitoring in
the herring fishery to help increase the accuracy of catch estimates,
especially for species with incidental catch caps (i.e., haddock and
river herring/shad). Our decision to approve this amendment included
weighing the benefits of the measures relative to the costs, especially
the industry's cost associated with additional monitoring. We concluded
that the Council's measures minimize costs to the extent practicable
and take into account the importance of fishery resources to fishing
communities to provide for their sustained participation in the fishery
and minimize the adverse economic impacts of these measures on those
communities.
The 50-percent coverage target for vessels with Category A or B
herring permits has the potential to reduce uncertainty around catch
estimates in the herring fishery, thereby improving catch estimation
for stock assessments and management. SBRM coverage on vessels
participating in the herring fishery is variable. Recent coverage has
ranged from 2 percent to 40 percent during 2012 to 2018. Analysis in
the EA suggests a 50-percent coverage target would reduce the
uncertainty around estimates of catch tracked against catch caps,
likely resulting in a CV of less than 30 percent for the majority of
catch caps. If increased monitoring reduces the uncertainty in the
catch of haddock and river herring and shad tracked against catch caps,
herring vessels may be more constrained by catch caps, thereby
increasing accountability, or they may be less constrained by catch
caps and better able to fully harvest herring sub-ACLs. Recent CVs
associated with catch caps constraining the herring fishery have been
as high as 86 percent. Improving our ability to track catch against
catch limits is expected to support the herring fishery achieve optimum
yield, minimize bycatch and incidental catch to the extent practicable,
and support the sustained participation of fishing communities.
Coverage waivers would only be issued under specific circumstances,
when monitors are unavailable or trips have minimal to no catch, and
are not expected to reduce the benefits of additional monitoring. This
amendment does not require additional monitoring aboard herring vessels
in Groundfish Closed Areas. Rather it maintains an existing requirement
for 100-percent observer coverage on herring midwater trawl vessels
fishing inside of Groundfish Closed Areas, but provides flexibility for
vessels by allowing the purchase of observer coverage to access
Groundfish Closed Areas.
While the economic impact of industry-funding monitoring on
participants in the herring fishery may be substantial, we considered
the nature and extent of these costs relative to the benefits of
additional monitoring, such as reducing uncertainty around catch
estimates to improve management, and measures to mitigate costs.
Recognizing the potential economic impact of industry-funded
monitoring on the herring industry, the Council recommended several
measures to minimize the impact of paying for additional coverage.
Setting the coverage target at 50 percent, instead of 75 or 100
percent, balances the benefit of additional monitoring with the costs
associated with additional monitoring. Allowing SBRM coverage to
contribute toward the 50-percent coverage target for at-sea monitoring
is expected to reduce costs for the industry. Waiving industry-funded
monitoring requirements on certain trips, including trips that land
less than 50 mt of herring and pair trawl trips carrying no fish, would
minimize the cost of additional monitoring. Trips that land less than
50 mt are common for small-mesh bottom trawl, single midwater trawl,
and purse seine vessels. As such, the 50-mt exemption has the potential
to result in a less than 5 percent reduction in annual RTO associated
with at-sea monitoring coverage for those vessels. Electronic
monitoring and portside sampling may be a more cost effective way for
midwater trawl vessels to meet the 50-percent coverage target
requirement than at-sea monitoring coverage. Analysis in the EA
estimates that electronic monitoring and portside sampling coverage has
the potential to reduce annual RTO up to 10 percent instead of the 20
percent reduction associated with at-sea monitoring coverage.
The amendment also includes measures to ensure the Council
considers the cost of additional monitoring relative to its
effectiveness and provides the flexibility to adjust measures if
industry-funded monitoring requirements for the herring fishery become
too onerous. Herring measures require the Council to review the
industry-funded monitoring requirements two years after implementation.
Omnibus measures allow the Council to modify the weighting approach to
recommend to us how to prioritize Federal funding across industry-
funded monitoring programs. If the Council wants to recommend that we
not prioritize Federal funding to administer industry-funded monitoring
in herring fishery, essentially recommending no additional monitoring
for the herring fishery, it would consider the new weighting approach
at a public meeting and request us to publish a rulemaking modifying
the weighting approach. Additionally, if we find that coverage waivers
undermine the benefits of
[[Page 7426]]
additional monitoring, the Council could restrict waivers when it
reviews the industry-funded monitoring requirements two years after
implementation.
Comment 9: Seafreeze and COA commented that industry-funding
monitoring in the herring fishery disproportionately affects Seafreeze
vessels and any other vessels that make multi-day trips processing
catch at sea in violation of National Standard 6's requirement to take
into account and allow for variations among fisheries, fishery
resources, and catch. Seafreeze explained that despite a relatively low
daily production capacity (57 mt), its vessels would not qualify for a
coverage waiver, like other small-mesh bottom trawl vessels, because
its vessels make longer than average trips processing and freezing
catch from multiple fisheries. Seafreeze also commented that, according
to the EA, the 50-percent coverage target would cost it $80,000 per
year ($40,000 per vessel) on trips that do not land herring.
Response: We disagree. In an effort to minimize the economic impact
of industry-funded monitoring, the Council explicitly considered
measures to address Seafreeze's concern about disproportional impacts
on its vessels, including considering alternatives for coverage waivers
for trips when landings would be less than 20-percent herring or less
than 50 mt of herring per day. Ultimately, the Council determined that
the potential for a relatively high herring catches per trip aboard
those vessels warranted additional monitoring and chose the 50 mt per
trip threshold. The EA estimates the effort and monitoring costs
associated with declared herring trips that ultimately did not land
herring. In 2014, there were 111 sea days for small-mesh bottom trawl
vessels that had no herring landings. The cost of at-sea monitoring
coverage on 50 percent of those trips was estimated at just under
$40,000. That $40,000 is the total cost for monitoring all small-mesh
bottom trawl vessels for the year. Therefore, it is highly unlikely
that Seafreeze would be paying $80,000 per year for at-sea monitoring
on trips that did not land herring. As described previously, the
Council has the flexibility to recommend we not prioritize Federal
funding for industry-funded monitoring in the herring fishery and/or
adjust measures if industry-funded monitoring requirements for the
herring fishery become too onerous or do not allow for variations
among, and contingencies in, fisheries, fishery resources, and catches.
Comment 10: Several commenters (CLF, CCCFA, Lund's) support the
option to allow midwater trawl vessels to purchase observers to access
Groundfish Closed Areas. However, CLF and CCCFA object to midwater
trawl vessels having any additional access to Groundfish Closed Areas,
including access to areas maintained as Groundfish Closed Areas in the
recent Omnibus Habitat Amendment.
Response: We acknowledge the commenters support for the measure
allowing midwater trawl vessels to purchase an observer to access
Groundfish Closed Areas. This amendment does not relax any restrictions
for Groundfish Closed Areas implemented in the recent Omnibus Habitat
Amendment.
Comment 11: Several commenters were concerned with recent catch
limit reductions in the herring fishery and how that affects the
economic impact of industry-funded monitoring. The specifics of their
comments are as follows:
COA, Providian, and Seafreeze noted that economic impacts
for the herring fishery were analyzed based on revenue and operating
costs from 2014 and do not reflect the recent reductions in ACLs;
Providian acknowledges that lower ACLs means fewer fishing
trips and recommends continued SBRM coverage in the herring fishery;
Lund's recommends SBRM coverage, in conjunction with the
existing state-administered portside sampling program, as the best
investment to understand catch in herring fishery; and
Lund's, Providian, and O'Hara request the amendment be
delayed, at least until after 2021, in hopes that future increases in
herring harvest and revenue would be able to support industry-funded
monitoring.
Response: As discussed in the preamble, we acknowledge that herring
effort, catch, and resulting revenue will likely be lower in 2020 and
2021 than in prior years, such that the cost of industry-funded
monitoring relative to herring catch and revenue may be high in the
short-term. However, the magnitude of that impact on individual vessels
and businesses is likely variable and would be mitigated by several
factors, which are discussed in the preamble section addressing our
NEPA considerations.
Comment 12: Four members of the public supported this amendment and
believe increased monitoring is necessary for sustainable FMPs. For two
of those individuals, their support is conditional on the economic
impact of the amendment, specifically that the amendment does not
overburden an already struggling New England fishing industry.
Response: We appreciate the commenters' support for this amendment
and note the amendment includes several measures to minimize the
economic impact on the herring industry of paying for additional
coverage.
Comment 13: Several commenters provided input on the EFP to further
evaluate how to best permanently administer an electronic monitoring
and portside sampling program. The specifics of their comments are as
follows:
NEPSA, CLF, CCCFA, and CHOIR supported us using an EFP to
initially administer electronic monitoring and portside sampling in the
herring fishery and urged us to quickly transition to electronic
monitoring in the herring fishery because electronic monitoring
provides a more cost effective and accurate means to monitor the
herring fishery than human monitors;
CHOIR and NEPSA urged us to allow purse seine vessels to
participate in the EFP and explained that lessons learned from the
midwater trawl electronic monitoring study would apply to purse seine
vessels as both gear types capture fish in nets and bring those nets
alongside the vessels to pump fish aboard;
NEPSA asserted that electronic monitoring is easier for
vessel operators than at-sea monitoring coverage because it does not
involve the logistics of carrying a human monitor and noted that
allowing purse seine vessels to participate in the EFP would increase
the number of participants and help decrease the per-vessel cost of
using electronic monitoring;
Lund's commented that it supports us using an EFP to
further evaluate an electronic monitoring and portside sampling
program, but at this time prefers human monitors to electronic
monitoring;
CLF and CHOIR advocated that net sensors be incorporated
into the EFP to help quantify the amount of slipped catch and CHOIR
hoped that electronic monitoring can be developed to identify the
contents and estimate the amount of slipped catch; and
CLF requested the EFP include documenting all discards,
verifying compliance with slippage requirements and consequence
measures, 100-percent video review, documenting interactions with
protected species, and complementary coverage by SBRM observers.
Response: We acknowledge commenters' support for the EFP and will
consider these recommendations as
[[Page 7427]]
the terms and conditions of the EFP are finalized.
Comment 14: One member of the public supported developing future
industry-funded monitoring programs via amendment to allow for public
input and standardizing industry-funded monitoring programs to help
ensure fairness across fisheries.
Response: We acknowledge the commenter's support for omnibus
measures in the amendment.
Comment 15: One individual commented that additional monitoring,
especially industry-funded monitoring for herring, is unnecessary
because herring are numerous and not at risk of extinction. The
individual is not convinced the Council considered its own criteria for
the development of an industry-funded monitoring program, such as a
clear need for the data collection, cost of collection, less data
intensive methods, prioritizing modern technology, and incentive for
reliable self-reporting. Instead, the commenter recommended tracking
catch by using fishing industry reporting to NMFS of the weight of fish
sold.
Response: We disagree. The Council identified and supported the
need for additional monitoring as reducing uncertainty around catch
estimates in the herring fishery, thereby improving catch estimation
for stock assessments and management, as noted in the response to
Comment 8. The Council considered less data intensive methods,
prioritizing modern technology, and incentives for self-reporting by
allowing vessels to use either at-sea monitoring or electronic
monitoring and portside sampling coverage to satisfy industry-funded
monitoring requirements. In contrast to observers, at-sea monitors
would not collect whole specimens, photos, or biological samples (other
than length data) from catch, unless it was for purposes of species
identification, or sighting data on protected species. The Council
recommended a limited data collection for at-sea monitors compared to
observers to allow for possible cost savings for either the industry or
NMFS associated with a limited data collection. Because midwater trawl
vessels discard only a small percentage of catch at sea, electronic
monitoring and portside sampling have the potential to be a cost
effective way to address monitoring goals for the herring fishery.
Analysis in the EA estimates that electronic monitoring and portside
sampling coverage has the potential to reduce annual RTO up to 10
percent instead of the 20 percent reduction associated with at-sea
monitoring coverage.
We currently track catch in the herring fishery using the weight of
fish purchased by dealers, but those data are not robust enough to
track catch against catch caps and would not help reduce the
uncertainty associated with catch tracked against catch caps.
Comment 16: Three members of the public provided comments on forest
management, keeping marine mammals in captivity, and NEPA requirements
for terrestrial businesses.
Response: Because those comments are outside the scope of this
amendment, we are not providing responses to those comments in this
final rule.
Classification
The Administrator, Greater Atlantic Region, NMFS determined that
this amendment is necessary for the conservation and management of New
England Council FMPs and that it is consistent with the Magnuson-
Stevens Act and other applicable law.
This final rule has been determined to be not significant for
purposes of Executive Order (E.O.) 12866.
This final rule is not an E.O. 13771 regulatory action because this
action is not significant under E.O. 12866.
NMFS prepared a final regulatory flexibility analysis (FRFA) in
support of this action. The FRFA incorporates the initial RFA, a
summary of the significant issues raised by the public comments in
response to the initial RFA, NMFS responses to those comments, and a
summary of the analyses completed in support of this action. A
description of why this action was considered, the objectives of, and
the legal basis for this rule is contained in in the preamble to the
proposed and this final rule, and is not repeated here. All of the
documents that constitute the FRFA and a copy of the EA/RIR/IRFA are
available upon request (see ADDRESSES) or via the internet at: https://www.nefmc.org.
The omnibus measures are administrative, specifying a process to
develop and administer future industry-funded monitoring and monitoring
set-aside programs, and do not directly affect fishing effort or amount
of fish harvested. Because the omnibus measures have no direct economic
impacts, they will not be discussed in this section. The herring
measures affect levels of monitoring, rather than harvest
specifications, but they are expected to have economic impacts on
fishery-related businesses and human communities due to the costs
associated with the industry-funded monitoring measures for the herring
fishery.
A Statement of the Significant Issues Raised by the Public in Response
to the IRFA, a Statement of the Agency's Assessment of Such Issues, and
a Statement of Any Changes Made in the Final Rule as a Result of Such
Comments
We received 18 comment letters on the NOA and proposed rule. Those
comments, and our responses, are contained in the Comments and
Responses section of this final rule and are not repeated here.
Comments 1, 2, 5, 6, 8, 9, 11, and 12 discussed the economic impacts of
the measures, but did not directly comment on the IRFA. All changes
from the proposed rule, as well as the rationale for those changes, are
described in the Changes from the Proposed Rule section of this final
rule and are not repeated here.
Description and Estimate of the Number of Small Entities To Which the
Rule Would Apply
Effective July 1, 2016, NMFS established a small business size
standard of $11 million in annual gross receipts for all businesses
primarily engaged in the commercial fishing industry for RFA compliance
purposes only (80 FR 81194, December 29, 2015). The directly regulated
entities are businesses that own at least one limited access Atlantic
herring vessel. As of 2016, there are 66 businesses that own at least
one limited access herring vessel. Four businesses are large entities
(gross receipts greater than $11 million). The remaining 62 businesses
are small entities. Gross receipts and gross receipts from herring
fishing for the small entities are characterized in Table 3.
[[Page 7428]]
Table 3--Gross Revenues and Revenues From Herring for the Directly
Regulated Small Entities
------------------------------------------------------------------------
Gross receipts Gross receipts
from all fishing from herring
by herring fishing by
permitted small herring permitted
entities small entities
------------------------------------------------------------------------
Mean.............................. $1,847,392 $422,210
Median............................ 1,076,172 0
25th Percentile................... 656,965 0
75th Percentile................... 2,684,753 95,218
Permitted Small Entities.......... 62 62
------------------------------------------------------------------------
Source: NMFS.
Many of the businesses that hold limited access herring permits are
not actively fishing for herring. Of those businesses actively fishing
for herring, there are 32 directly regulated entities with herring
landings. Two businesses are large entities (gross receipts over $11
million). The remaining 30 businesses are small entities. Table 4
characterizes gross receipts and gross receipts from the herring
fishery for the active small entities.
Table 4--Gross Revenues and Revenues From Herring for the Active
Directly Regulated Small Entities
------------------------------------------------------------------------
Gross receipts Gross receipts
from all fishing from active
by active herring herring permitted
permitted small fishing by small
entities entities
------------------------------------------------------------------------
Mean.............................. $2,070,541 $872,567
Median............................ 1,030,411 95,558
25th Percentile................... 554,628 6,570
75th Percentile................... 2,955,883 1,696,758
Active Small Entities............. 30 30
------------------------------------------------------------------------
Source: NMFS.
For the 30 small entities, herring represents an average of 36
percent of gross receipts. For 12 of the small entities, herring
represents the single largest source of gross receipts. For eight of
the small entities, longfin squid is the largest source of gross
receipts and Atlantic sea scallops is the largest source of gross
receipts for five of the small entities. The largest source of gross
receipts for the remaining five small entities are mixed across
different fisheries. Eight of the 30 small entities derived zero
revenues from herring.
Description of Projected Reporting, Recordkeeping, and Other Compliance
Requirements
This final rule contains collection-of-information requirements
subject to review and approval by the Office of Management and Budget
(OMB) under the Paperwork Reduction Act (PRA). The new requirements,
which are described in detail in the preamble, have been submitted to
OMB for approval as a revised collection under control number 0648-
0674. The action does not duplicate, overlap, or conflict with any
other Federal rules.
The Industry-Funded Monitoring Amendment would replace the current
phone-based observer pre-trip notification system with a new web-based
pre-trip notification system. There would be no additional reporting
burden associated with this measure because the new notification system
would increase convenience and will require approximately the same time
burden (5 minutes).
This amendment would implement a 50-percent industry-funded
monitoring coverage target on vessels issued Category A or B herring
permits. The herring industry would be required to pay for industry
cost responsibilities associated with at-sea monitoring. There are an
estimated 42 vessels with Category A or B permits in the herring
fishery. After considering SBRM coverage, we estimate that each vessel
would incur monitoring costs for an additional 19 days at sea per year,
at an estimated maximum cost of $710 per sea day. The annual cost
estimate for carrying an at-sea monitor for Category A and B vessels
would be $566,580, with an average cost per vessel of $13,490.
In addition to the 50-percent industry-funded monitoring coverage
target, midwater trawl vessels would have the option to purchase
observer coverage to allow them to fish in Groundfish Closed Areas.
This option would be available to the estimated 12 vessels that fish
with midwater trawl gear. Because this option would be available on all
trips not otherwise selected for SBRM or industry-funded coverage, it
is estimated that each vessel may use this option for up to 21 days per
year, at an estimated maximum cost of $818 per sea day. Therefore, the
annual cost associated with industry-funded observer coverage for
midwater trawl vessels fishing in Groundfish Closed Areas is estimated
to be $206,136, with an average annual cost per vessel of $17,178.
To access Groundfish Closed Areas, owners/operators of the 12
affected midwater trawl vessels would request an observer by calling
one of the approved monitoring service providers. The average midwater
trawl vessel is estimated to take 7 of these trips per year, and each
call would take an estimated 5 minutes at a rate of $0.10 per minute.
Thus, the total annual burden estimate to the industry for calls to
obtain industry-funded observer coverage would be 7 hours and $42 (Per
vessel: 1 hr and $3.50). For each of the 7 estimated trips that the
vessel calls in to request an industry-funded observer to access
Groundfish Closed Areas, the vessel has the option to cancel that trip.
The call to cancel the trip would take an estimated 1 minute at a rate
of $0.10 per minute. The total annual burden
[[Page 7429]]
estimated to the industry for cancelling these trips would be 1 hour
and $8 (Per vessel: 1 hr and $1).
We expect that some monitoring service providers would apply for
approval under the service provider requirements at Sec. 648.11(h),
specifically that four out of six providers may apply for approval, and
would be subject to these requirements. These providers would submit
reports and information required of service providers as part of their
application for approval. Service providers must comply with the
following requirements, submitted via email, phone, web-portal, fax, or
postal service: Submit applications for approval as a monitoring
service provider; formally request industry-funded at-sea monitor
training by the NEFOP; submit industry-funded at-sea monitor deployment
and availability reports; submit biological samples, safety refusal
reports, and other reports; give notification of industry-funded at-sea
monitor availability within 24 hours of the vessel owner's notification
of a prospective trip; provide vessels with notification of industry-
funded observer availability in advance of each trip; and maintain an
updated contact list of all industry-funded at-sea monitors/observers
that includes the monitor's/observer's identification number, name,
mailing and email address, phone numbers, homeports or fisheries/trip
types assigned, and whether or not the monitor/observer is ``in
service'' (i.e., available to provide coverage services). Monitoring
service providers would have to provide raw at-sea monitoring data to
NMFS and make at-sea monitors available to NMFS for debriefing upon
request. The regulations would also require monitoring service
providers to submit any outreach materials, such as informational
pamphlets, payment notification, and descriptions of monitor duties, as
well as all contracts between the service provider and entities
requiring monitoring services for review to NMFS. Monitoring service
providers also have the option to respond to application denials, and
submit a rebuttal in response to a pending removal from the list of
approved monitoring service providers. NMFS expects that all of these
reporting requirements combined are expected to take 1,192 hours of
response time per year for a total annual cost of $12,483 for all
affected monitoring service providers ($3,121 per provider). The
following table provides the detailed time and cost information for
each response item.
Table 5--Burden Estimate for Measures
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total number Response time
Monitoring service provider requirements Number of of annual per response Total annual Cost per Total annual
respondents responses (minutes) burden (hours) response cost
--------------------------------------------------------------------------------------------------------------------------------------------------------
Monitor deployment report............................... 4 444 10 74 $0.00 $0
Monitor availability report............................. 4 216 20 72 0.00 0
Safety refusals......................................... 4 40 30 20 0.00 0
Raw monitor data........................................ 4 444 5 37 23.75 10,545
Monitor debriefing...................................... 4 124 120 248 12.00 1,488
Other reports........................................... 4 68 30 34 0.00 0
Biological samples...................................... 4 516 60 516 0.50 258
New application to be a service provider................ 4 4 600 40 0.55 2
Applicant response to denial............................ 1 1 600 10 0.55 1
Request for monitor training............................ 4 12 30 6 1.80 22
Rebuttal of pending removal from list of approved 1 1 480 8 0.55 1
service providers......................................
Request to service provider to procure a monitor........ 90 360 10 60 0.00 0
Notification of unavailability of monitors.............. 90 360 5 30 0.00 0
Call to service provider to procure an observer for 21 84 10 14 1.00 84
Groundfish Closed Areas by phone.......................
Notification of unavailability of observers for 21 84 5 7 0.50 42
Groundfish Closed Areas................................
Monitor contact list updates............................ 4 48 5 4 0.00 0
Monitor availability updates............................ 4 48 5 4 0.00 0
Service provider material submissions................... 4 8 30 4 2.50 20
Service provider contracts.............................. 4 8 30 4 2.50 20
-----------------------------------------------------------------------------------------------
Total............................................... .............. .............. .............. 1,192 .............. 12,483
--------------------------------------------------------------------------------------------------------------------------------------------------------
Public comment is sought regarding the following: Whether this
proposed collection of information is necessary for the proper
performance of agency functions, including whether the information
shall have practical utility; the accuracy of the burden estimate; ways
to enhance the quality, utility, and clarity of the information to be
collected; and ways to minimize the burden of the collection of
information, including through the use of automated collection
techniques or other forms of information technology. Send comments on
these or any other aspects of the collection of information to the
Regional Administrator (see ADDRESSES) and email to
[email protected] or fax to 202-395-7285.
Notwithstanding any other provision of the law, no person is
required to respond to, and no person shall be subject to penalty for
failure to comply with, a collection of information subject to the
requirements of the PRA, unless that collection of information displays
a currently valid OMB Control Number.
Federal Rules Which May Duplicate, Overlap, or Conflict With the
Proposed Rule
This action does not duplicate, overlap, or conflict with any other
Federal rules.
Description of the Steps the Agency Has Taken To Minimize the
Significant Economic Impact on Small Entities Consistent With the
Stated Objectives of Applicable Statutes
Recognizing the potential economic impact of industry-funded
monitoring
[[Page 7430]]
on the herring industry, this amendment contains several measures to
minimize the impact of paying for additional coverage. Setting the
coverage target at 50 percent, instead of 75 or 100 percent, balances
the benefit of additional monitoring with the costs associated with
additional monitoring. Allowing SBRM coverage to contribute toward the
50-percent coverage target for at-sea monitoring is expected to reduce
costs for the industry. Waiving industry-funded monitoring requirements
on certain trips, including trips that land less than 50 mt of herring
and pair trawl trips carrying no fish, would minimize the cost of
additional monitoring. Trips that land less than 50 mt are common for
small-mesh bottom trawl, single midwater trawl vessel, and purse seine
vessels. As such, the 50-mt exemption has the potential to result in a
less than 5 percent reduction in annual RTO associated with at-sea
monitoring coverage for those vessels. Electronic monitoring and
portside sampling may be a more cost effective way for midwater trawl
vessels to meet the 50-percent coverage target requirement than at-sea
monitoring coverage. Analysis in the EA estimates that electronic
monitoring and portside sampling coverage has the potential to reduce
annual RTO up to 10 percent instead of the 20 percent reduction
associated with at-sea monitoring coverage. Herring measures require
the Council to review the industry-funded monitoring requirements two
years after implementation. Omnibus measures allow the Council to
modify the weighting approach to recommend to us how to prioritize
Federal funding across industry-funded monitoring programs. If the
Council wants to recommend that we not prioritize Federal funding to
administer industry-funded monitoring in the herring fishery,
essentially recommending no additional monitoring for the herring
fishery, it would consider the new weighting approach at a public
meeting and request us to publish a rulemaking modifying the weighting
approach. These measures ensure the Council considers the cost of
additional monitoring relative to its effectiveness and provides the
flexibility to adjust measures if industry-funded monitoring
requirements for the herring fishery become too onerous. Section 212 of
the Small Business Regulatory Enforcement Fairness Act of 1996 states
that, for each rule or group of related rules for which an agency is
required to prepare a FRFA, the agency shall publish one or more guides
to assist small entities in complying with the rule, and shall
designate such publications as ``small entity compliance guides.'' The
agency shall explain the actions a small entity is required to take to
comply with a rule or group of rules. As part of this rulemaking
process, a letter to permit holders that also serves as small entity
compliance guide was prepared. Copies of this final rule are available
from the Greater Atlantic Regional Fisheries Office (GARFO), and the
compliance guide (i.e., fishery bulletin) will be sent to all holders
of permits for the herring fishery. The guide and this final rule will
be posted on the GARFO website.
List of Subjects in 50 CFR Part 648
Fisheries, Fishing, Recordkeeping and reporting requirements.
Dated: January 15, 2020.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For the reasons set out in the preamble, 50 CFR part 648 is amended
as follows:
PART 648--FISHERIES OF THE NORTHEASTERN UNITED STATES
0
1. The authority citation for part 648 continues to read as follows:
Authority: 16 U.S.C. 1801 et seq.
0
2. In Sec. 648.2, revise the definitions for ``Electronic
monitoring,'' ``Observer/sea sampler,'' ``Slippage in the Atlantic
herring fishery,'' and ``Slip(s) or slipping catch in the Atlantic
herring fishery'' to read as follows:
Sec. 648.2 Definitions.
* * * * *
Electronic monitoring means a network of equipment that uses a
software operating system connected to one or more technology
components, including, but not limited to, cameras and recording
devices to collect data on catch and vessel operations. With respect to
the NE multispecies fishery, electronic monitoring means any equipment
that is used to monitor area fished and the amount and identity of
species kept and discarded in lieu of at-sea monitors as part of an
approved Sector at-sea monitoring program.
* * * * *
Observer or monitor means any person certified by NMFS to collect
operational fishing data, biological data, or economic data through
direct observation and interaction with operators of commercial fishing
vessels as part of NMFS' Northeast Fisheries Observer Program.
Observers or monitors include NMFS-certified fisheries observers, at-
sea monitors, portside samplers, and dockside monitors.
* * * * *
Slippage in the Atlantic herring fishery means discarded catch from
a vessel issued an Atlantic herring permit that is carrying a NMFS-
certified observer or monitor prior to the catch being brought on board
or prior to the catch being made available for sampling and inspection
by a NMFS-certified observer or monitor after the catch is on board.
Slippage also means any catch that is discarded during a trip prior to
it being sampled portside by a portside sampler on a trip selected for
portside sampling coverage by NMFS. Slippage includes releasing catch
from a codend or seine prior to the completion of pumping the catch
aboard and the release of catch from a codend or seine while the codend
or seine is in the water. Fish that cannot be pumped and remain in the
codend or seine at the end of pumping operations are not considered
slippage. Discards that occur after the catch is brought on board and
made available for sampling and inspection by a NMFS-certified observer
or monitor are also not considered slippage.
Slip(s) or slipping catch in the Atlantic herring fishery means
discarded catch from a vessel issued an Atlantic herring permit that is
carrying a NMFS-certified observer or monitor prior to the catch being
brought on board or prior to the catch being made available for
sampling and inspection by a NMFS-certified observer or monitor after
the catch is on board. Slip(s) or slipping catch also means any catch
that is discarded during a trip prior to it being sampled portside by a
portside sampler on a trip selected for portside sampling coverage by
NMFS. Slip(s) or slipping catch includes releasing fish from a codend
or seine prior to the completion of pumping the fish on board and the
release of fish from a codend or seine while the codend or seine is in
the water. Slippage or slipped catch refers to fish that are slipped.
Slippage or slipped catch does not include operational discards,
discards that occur after the catch is brought on board and made
available for sampling and inspection by a NMFS-certified observer or
monitor, or fish that inadvertently fall out of or off fishing gear as
gear is being brought on board the vessel.
* * * * *
0
3. In Sec. 648.7, revise paragraph (b)(2)(i) to read as follows:
[[Page 7431]]
Sec. 648.7 Record keeping and reporting requirements.
* * * * *
(b) * * *
(2) * * *
(i) Atlantic herring owners or operators issued an All Areas open
access permit. The owner or operator of a vessel issued an All Areas
open access permit to fish for herring must report catch (retained and
discarded) of herring via an IVR system for each week herring was
caught, unless exempted by the Regional Administrator. IVR reports are
not required for weeks when no herring was caught. The report shall
include at least the following information, and any other information
required by the Regional Administrator: Vessel identification; week in
which herring are caught; management areas fished; and pounds retained
and pounds discarded of herring caught in each management area. The IVR
reporting week begins on Sunday at 0001 hour (hr) (12:01 a.m.) local
time and ends Saturday at 2400 hr (12 midnight). Weekly Atlantic
herring catch reports must be submitted via the IVR system by midnight
each Tuesday, eastern time, for the previous week. Reports are required
even if herring caught during the week has not yet been landed. This
report does not exempt the owner or operator from other applicable
reporting requirements of this section.
* * * * *
0
4. Revise Sec. 648.11 to read as follows:
Sec. 648.11 Monitoring coverage.
(a) Coverage. The Regional Administrator may request any vessel
holding a permit for Atlantic sea scallops, NE multispecies, monkfish,
skates, Atlantic mackerel, squid, butterfish, scup, black sea bass,
bluefish, spiny dogfish, Atlantic herring, tilefish, Atlantic surfclam,
ocean quahog, or Atlantic deep-sea red crab; or a moratorium permit for
summer flounder; to carry a NMFS-certified fisheries observer. A vessel
holding a permit for Atlantic sea scallops is subject to the additional
requirements specified in paragraph (k) of this section. A vessel
holding an All Areas or Areas \2/3\ Limited Access Herring Permit is
subject to the additional requirements specified in paragraph (m) of
this section. Also, any vessel or vessel owner/operator that fishes
for, catches or lands hagfish, or intends to fish for, catch, or land
hagfish in or from the exclusive economic zone must carry a NMFS-
certified fisheries observer when requested by the Regional
Administrator in accordance with the requirements of this section.
(b) Facilitating coverage. If requested by the Regional
Administrator or their designees, including NMFS-certified observers,
monitors, and NMFS staff, to be sampled by an observer or monitor, it
is the responsibility of the vessel owner or vessel operator to arrange
for and facilitate observer or monitor placement. Owners or operators
of vessels selected for observer or monitor coverage must notify the
appropriate monitoring service provider before commencing any fishing
trip that may result in the harvest of resources of the respective
fishery. Notification procedures will be specified in selection letters
to vessel owners or permit holder letters.
(c) Safety waivers. The Regional Administrator may waive the
requirement to be sampled by an observer or monitor if the facilities
on a vessel for housing the observer or monitor, or for carrying out
observer or monitor functions, are so inadequate or unsafe that the
health or safety of the observer or monitor, or the safe operation of
the vessel, would be jeopardized.
(d) Vessel requirements associated with coverage. An owner or
operator of a vessel on which a NMFS-certified observer or monitor is
embarked must:
(1) Provide accommodations and food that are equivalent to those
provided to the crew.
(2) Allow the observer or monitor access to and use of the vessel's
communications equipment and personnel upon request for the
transmission and receipt of messages related to the observer's or
monitor's duties.
(3) Provide true vessel locations, by latitude and longitude or
loran coordinates, as requested by the observer or monitor, and allow
the observer or monitor access to and use of the vessel's navigation
equipment and personnel upon request to determine the vessel's
position.
(4) Notify the observer or monitor in a timely fashion of when
fishing operations are to begin and end.
(5) Allow for the embarking and debarking of the observer or
monitor, as specified by the Regional Administrator, ensuring that
transfers of observers or monitors at sea are accomplished in a safe
manner, via small boat or raft, during daylight hours as weather and
sea conditions allow, and with the agreement of the observers or
monitors involved.
(6) Allow the observer or monitor free and unobstructed access to
the vessel's bridge, working decks, holding bins, weight scales, holds,
and any other space used to hold, process, weigh, or store fish.
(7) Allow the observer or monitor to inspect and copy any the
vessel's log, communications log, and records associated with the catch
and distribution of fish for that trip.
(e) Vessel requirements associated with protected species. The
owner or operator of a vessel issued a summer flounder moratorium
permit, a scup moratorium permit, a black sea bass moratorium permit, a
bluefish permit, a spiny dogfish permit, an Atlantic herring permit, an
Atlantic deep-sea red crab permit, a skate permit, or a tilefish
permit, if requested by the observer or monitor, also must:
(1) Notify the observer or monitor of any sea turtles, marine
mammals, summer flounder, scup, black sea bass, bluefish, spiny
dogfish, Atlantic herring, Atlantic deep-sea red crab, tilefish, skates
(including discards) or other specimens taken by the vessel.
(2) Provide the observer or monitor with sea turtles, marine
mammals, summer flounder, scup, black sea bass, bluefish, spiny
dogfish, Atlantic herring, Atlantic deep-sea red crab, skates,
tilefish, or other specimens taken by the vessel.
(f) Coverage funded from outside sources. NMFS may accept observer
or monitor coverage funded by outside sources if:
(1) All coverage conducted by such observers or monitors is
determined by NMFS to be in compliance with NMFS' observer or monitor
guidelines and procedures.
(2) The owner or operator of the vessel complies with all other
provisions of this part.
(3) The observer or monitor is approved by the Regional
Administrator.
(g) Industry-funded monitoring programs. Fishery management plans
(FMPs) managed by the New England Fishery Management Council (New
England Council), including Atlantic Herring, Atlantic Salmon, Atlantic
Sea Scallops, Deep-Sea Red Crab, Northeast Multispecies, and Northeast
Skate Complex, may include industry-funded monitoring programs (IFM) to
supplement existing monitoring required by the Standard Bycatch
Reporting Methodology (SBRM), Endangered Species Act, and the Marine
Mammal Protection Act. IFM programs may use observers, monitors,
including at-sea monitors and portside samplers, and electronic
monitoring to meet specified IFM coverage targets. The ability to meet
IFM coverage targets may be constrained by the availability of
[[Page 7432]]
Federal funding to pay NMFS cost responsibilities associated with IFM.
(1) Guiding principles for new IFM programs. The Council's
development of an IFM program must consider or include the following:
(i) A clear need or reason for the data collection;
(ii) Objective design criteria;
(iii) Cost of data collection should not diminish net benefits to
the nation nor threaten continued existence of the fishery;
(iv) Seek less data intensive methods to collect data necessary to
assure conservation and sustainability when assessing and managing
fisheries with minimal profit margins;
(v) Prioritize the use of modern technology to the extent
practicable; and
(vi) Incentives for reliable self-reporting.
(2) Process to implement and revise new IFM programs. New IFM
programs shall be developed via an amendment to a specific FMP. IFM
programs implemented in an FMP may be revised via a framework
adjustment. The details of an IFM program may include, but are not
limited to:
(i) Level and type of coverage target;
(ii) Rationale for level and type of coverage;
(iii) Minimum level of coverage necessary to meet coverage goals;
(iv) Consideration of waivers if coverage targets cannot be met;
(v) Process for vessel notification and selection;
(vi) Cost collection and administration;
(vii) Standards for monitoring service providers; and
(viii) Any other measures necessary to implement the industry-
funded monitoring program.
(3) NMFS cost responsibilities. IFM programs have two types of
costs, NMFS and industry costs. Cost responsibilities are delineated by
the type of cost. NMFS cost responsibilities include the following:
(i) The labor and facilities associated with training and
debriefing of monitors;
(ii) NMFS-issued gear (e.g., electronic reporting aids used by
human monitors to record trip information);
(iii) Certification of monitoring service providers and individual
observers or monitors; performance monitoring to maintain certificates;
(iv) Developing and executing vessel selection;
(v) Data processing (including electronic monitoring video audit,
but excluding service provider electronic video review); and
(vi) Costs associated with liaison activities between service
providers, and NMFS, Coast Guard, New England Council, sector managers,
and other partners.
(vii) The industry is responsible for all other costs associated
with IFM programs.
(4) Prioritization process to cover NMFS IFM cost responsibilities.
(i) Available Federal funding refers to any funds in excess of those
allocated to meet SBRM requirements or the existing IFM programs in the
Atlantic Sea Scallop and Northeast Multispecies FMPs that may be used
to cover NMFS cost responsibilities associated with IFM coverage
targets. If there is no available Federal funding in a given year to
cover NMFS IFM cost responsibilities, then there shall be no IFM
coverage during that year. If there is some available Federal funding
in a given year, but not enough to cover all of NMFS cost
responsibilities associated with IFM coverage targets, then the New
England Council will prioritize available Federal funding across IFM
programs during that year. Existing IFM programs for Atlantic sea
scallops and Northeast multispecies fisheries shall not be included in
this prioritization process.
(ii) Programs with IFM coverage targets shall be prioritized using
an equal weighting approach, such that any available Federal funding
shall be divided equally among programs.
(iii) After NMFS determines the amount of available Federal funding
for the next fishing year, NMFS shall provide the New England Council
with the estimated IFM coverage levels for the next fishing year. The
estimated IFM coverage levels would be based on the equal weighting
approach and would include the rationale for any deviations from the
equal weighting approach. The New England Council may recommend
revisions and additional considerations to the Regional Administrator
and Science and Research Director.
(A) If available Federal funding exceeds that needed to pay all of
NMFS cost responsibilities for administering IFM programs, the New
England Council may request NMFS to use available funding to help
offset industry cost responsibilities through reimbursement.
(B) [Reserved]
(iv) Revisions to the prioritization process may be made via a
framework adjustment to all New England FMPs.
(v) Revisions to the weighting approach for the New England
Council-led prioritization process may be made via a framework
adjustment to all New England FMPs or by the New England Council
considering a new weighting approach at a public meeting, where public
comment is accepted, and requesting NMFS to publish a notice or
rulemaking revising the weighting approach. NMFS shall implement
revisions to the weighting approach in a manner consistent with the
Administrative Procedure Act.
(5) IFM program monitoring service provider requirements. IFM
monitoring service provider requirements shall be consistent with
requirements in paragraph (h) of this section and observer or monitor
requirements shall be consistent with requirements in paragraph (i) of
this section.
(6) Monitoring set-aside. The New England Council may develop a
monitoring set-aside program for individual FMPs that would devote a
portion of the annual catch limit for a fishery to help offset the
industry cost responsibilities for monitoring coverage, including
observers, at-sea monitors, portside samplers, and electronic
monitoring.
(i) The details of a monitoring set-aside program may include, but
are not limited to:
(A) The basis for the monitoring set-aside;
(B) The amount of the set-aside (e.g., quota, days at sea);
(C) How the set-aside is allocated to vessels required to pay for
monitoring (e.g., an increased trip limit, differential days at sea
counting, additional trips, an allocation of the quota);
(D) The process for vessel notification;
(E) How funds are collected and administered to cover the
industry's costs of monitoring; and
(F) Any other measures necessary to develop and implement a
monitoring set-aside.
(ii) The New England Council may develop new monitoring set-asides
and revise those monitoring set-asides via a framework adjustment to
the relevant FMP.
(h) Monitoring service provider approval and responsibilities--(1)
General. An entity seeking to provide monitoring services, including
services for IFM Programs described in paragraph (g) of this section,
must apply for and obtain approval from NMFS following submission of a
complete application. Monitoring services include providing NMFS-
certified observers, monitors (at-sea monitors and portside samplers),
and/or electronic monitoring. A list of approved monitoring service
providers shall be distributed to vessel owners and shall be posted on
the NMFS Fisheries Sampling Branch (FSB) website at: https://www.nefsc.noaa.gov/femad/fsb/.
(2) [Reserved]
[[Page 7433]]
(3) Contents of application. An application to become an approved
monitoring service provider shall contain the following:
(i) Identification of the management, organizational structure, and
ownership structure of the applicant's business, including
identification by name and general function of all controlling
management interests in the company, including but not limited to
owners, board members, officers, authorized agents, and staff. If the
applicant is a corporation, the articles of incorporation must be
provided. If the applicant is a partnership, the partnership agreement
must be provided.
(ii) The permanent mailing address, phone and fax numbers where the
owner(s) can be contacted for official correspondence, and the current
physical location, business mailing address, business telephone and fax
numbers, and business email address for each office.
(iii) A statement, signed under penalty of perjury, from each owner
or owners, board members, and officers, if a corporation, that they are
free from a conflict of interest as described under paragraph (h)(6) of
this section.
(iv) A statement, signed under penalty of perjury, from each owner
or owners, board members, and officers, if a corporation, describing
any criminal conviction(s), Federal contract(s) they have had and the
performance rating they received on the contracts, and previous
decertification action(s) while working as an observer or monitor or
monitoring service provider.
(v) A description of any prior experience the applicant may have in
placing individuals in remote field and/or marine work environments.
This includes, but is not limited to, recruiting, hiring, deployment,
and personnel administration.
(vi) A description of the applicant's ability to carry out the
responsibilities and duties of a monitoring service provider as set out
under paragraph (h)(5) of this section, and the arrangements to be
used.
(vii) Evidence of holding adequate insurance to cover injury,
liability, and accidental death for observers or monitors, whether
contracted or employed by the service provider, during their period of
employment (including during training). Workers' Compensation and
Maritime Employer's Liability insurance must be provided to cover the
observer or monitor, vessel owner, and observer provider. The minimum
coverage required is $5 million. Monitoring service providers shall
provide copies of the insurance policies to observers or monitors to
display to the vessel owner, operator, or vessel manager, when
requested.
(viii) Proof that its observers or monitors, whether contracted or
employed by the service provider, are compensated with salaries that
meet or exceed the U.S. Department of Labor (DOL) guidelines for
observers. Observers shall be compensated as Fair Labor Standards Act
(FLSA) non-exempt employees. Monitoring service providers shall provide
any other benefits and personnel services in accordance with the terms
of each observer's or monitor's contract or employment status.
(ix) The names of its fully equipped, NMFS/FSB certified, observers
or monitors on staff or a list of its training candidates (with
resumes) and a request for an appropriate NMFS/FSB Training class. All
training classes have a minimum class size of eight individuals, which
may be split among multiple vendors requesting training. Requests for
training classes with fewer than eight individuals will be delayed
until further requests make up the full training class size.
(x) An Emergency Action Plan (EAP) describing its response to an
``at sea'' emergency with an observer or monitor, including, but not
limited to, personal injury, death, harassment, or intimidation. An EAP
that details a monitoring service provider's responses to emergencies
involving observers, monitors, or monitoring service provider
personnel. The EAP shall include communications protocol and
appropriate contact information in an emergency.
(4) Application evaluation. (i) NMFS shall review and evaluate each
application submitted under paragraph (h)(3) of this section. Issuance
of approval as a monitoring service provider shall be based on
completeness of the application, and a determination by NMFS of the
applicant's ability to perform the duties and responsibilities of a
monitoring service provider, as demonstrated in the application
information. A decision to approve or deny an application shall be made
by NMFS within 15 business days of receipt of the application by NMFS.
(ii) If NMFS approves the application, the monitoring service
provider's name will be added to the list of approved monitoring
service providers found on the NMFS/FSB website specified in paragraph
(h)(1) of this section, and in any outreach information to the
industry. Approved monitoring service providers shall be notified in
writing and provided with any information pertinent to its
participation in the observer or monitor programs.
(iii) An application shall be denied if NMFS determines that the
information provided in the application is not complete or the
evaluation criteria are not met. NMFS shall notify the applicant in
writing of any deficiencies in the application or information submitted
in support of the application. An applicant who receives a denial of
his or her application may present additional information to rectify
the deficiencies specified in the written denial, provided such
information is submitted to NMFS within 30 days of the applicant's
receipt of the denial notification from NMFS. In the absence of
additional information, and after 30 days from an applicant's receipt
of a denial, a monitoring service provider is required to resubmit an
application containing all of the information required under the
application process specified in paragraph (h)(3) of this section to be
re-considered for being added to the list of approved monitoring
service providers.
(5) Responsibilities of monitoring service providers--(i) Certified
observers or monitors. A monitoring service provider must provide
observers or monitors certified by NMFS/FSB pursuant to paragraph (i)
of this section for deployment in a fishery when contacted and
contracted by the owner, operator, or vessel manager of a fishing
vessel, unless the monitoring service provider refuses to deploy an
observer or monitor on a requesting vessel for any of the reasons
specified at paragraph (h)(5)(viii) of this section.
(ii) Support for observers or monitors. A monitoring service
provider must provide to each of its observers or monitors:
(A) All necessary transportation, lodging costs and support for
arrangements and logistics of travel for observers and monitors to and
from the initial location of deployment, to all subsequent vessel
assignments, to any debriefing locations, and for appearances in Court
for monitoring-related trials as necessary;
(B) Lodging, per diem, and any other services necessary for
observers or monitors assigned to a fishing vessel or to attend an
appropriate NMFS/FSB training class;
(C) The required observer or monitor equipment, in accordance with
equipment requirements listed on the NMFS/FSB website specified in
paragraph (h)(1) of this section, prior to any deployment and/or prior
to NMFS observer or monitor certification training; and
(D) Individually assigned communication equipment, in working
order, such as a mobile phone, for all
[[Page 7434]]
necessary communication. A monitoring service provider may
alternatively compensate observers or monitors for the use of the
observer's or monitor's personal mobile phone, or other device, for
communications made in support of, or necessary for, the observer's or
monitor's duties.
(iii) Observer and monitor deployment logistics. Each approved
monitoring service provider must assign an available certified observer
or monitor to a vessel upon request. Each approved monitoring service
provider must be accessible 24 hours per day, 7 days per week, to
enable an owner, operator, or manager of a vessel to secure monitoring
coverage when requested. The telephone or other notification system
must be monitored a minimum of four times daily to ensure rapid
response to industry requests. Monitoring service providers approved
under this paragraph (h) are required to report observer or monitor
deployments to NMFS for the purpose of determining whether the
predetermined coverage levels are being achieved in the appropriate
fishery.
(iv) Observer deployment limitations. (A) A candidate observer's
first several deployments and the resulting data shall be immediately
edited and approved after each trip by NMFS/FSB prior to any further
deployments by that observer. If data quality is considered acceptable,
the observer would be certified. For further information, see https://www.nefsc.noaa.gov/fsb/training/.
(B) For the purpose of coverage to meet SBRM requirements, unless
alternative arrangements are approved by NMFS, a monitoring service
provider must not deploy any NMFS-certified observer on the same vessel
for more than two consecutive multi-day trips, and not more than twice
in any given month for multi-day deployments.
(C) For the purpose of coverage to meet IFM requirements, a
monitoring service provider may deploy any NMFS-certified observer or
monitor on the same vessel for more than two consecutive multi-day
trips and more than twice in any given month for multi-day deployments.
(v) Communications with observers and monitors. A monitoring
service provider must have an employee responsible for observer or
monitor activities on call 24 hours a day to handle emergencies
involving observers or monitors or problems concerning observer or
monitor logistics, whenever observers or monitors are at sea, stationed
portside, in transit, or in port awaiting vessel assignment.
(vi) Observer and monitor training requirements. A request for a
NMFS/FSB Observer or Monitor Training class must be submitted to NMFS/
FSB 45 calendar days in advance of the requested training. The
following information must be submitted to NMFS/FSB at least 15
business days prior to the beginning of the proposed training: A list
of observer or monitor candidates; candidate resumes, cover letters and
academic transcripts; and a statement signed by the candidate, under
penalty of perjury, that discloses the candidate's criminal
convictions, if any. A medical report certified by a physician for each
candidate is required 7 business days prior to the first day of
training. CPR/First Aid certificates and a final list of training
candidates with candidate contact information (email, phone, number,
mailing address and emergency contact information) are due 7 business
days prior to the first day of training. NMFS may reject a candidate
for training if the candidate does not meet the minimum qualification
requirements as outlined by NMFS/FSB minimum eligibility standards for
observers or monitors as described on the NMFS/FSB website.
(vii) Reports and Requirements--(A) Deployment reports. The
monitoring service provider must report to NMFS/FSB when, where, to
whom, and to what vessel an observer or monitor has been deployed, as
soon as practicable, and according to requirements outlined on the
NMFS/FSB website. The deployment report must be available and
accessible to NMFS electronically 24 hours a day, 7 days a week. The
monitoring service provider must ensure that the observer or monitor
reports to NMFS the required electronic data, as described in the NMFS/
FSB training. Electronic data submission protocols will be outlined in
training and may include accessing government websites via personal
computers/devices or submitting data through government issued
electronics. The monitoring service provider shall provide the raw
(unedited) data collected by the observer or monitor to NMFS at the
specified time per program. For further information, see https://www.nefsc.noaa.gov/fsb/ scallop/.
(B) Safety refusals. The monitoring service provider must report to
NMFS any trip or landing that has been refused due to safety issues
(e.g., failure to hold a valid USCG Commercial Fishing Vessel Safety
Examination Decal or to meet the safety requirements of the observer's
or monitor's safety checklist) within 12 hours of the refusal.
(C) Biological samples. The monitoring service provider must ensure
that biological samples, including whole marine mammals, sea turtles,
sea birds, and fin clips or other DNA samples, are stored/handled
properly and transported to NMFS within 5 days of landing. If transport
to NMFS/FSB Observer Training Facility is not immediately available
then whole animals requiring freezing shall be received by the nearest
NMFS freezer facility within 24 hours of vessel landing.
(D) Debriefing. The monitoring service provider must ensure that
the observer or monitor remains available to NMFS, either in-person or
via phone, at NMFS' discretion, including NMFS Office for Law
Enforcement, for debriefing for at least 2 weeks following any
monitored trip. If requested by NMFS, an observer or monitor that is at
sea during the 2-week period must contact NMFS upon his or her return.
Monitoring service providers must pay for travel and land hours for any
requested debriefings.
(E) Availability report. The monitoring service provider must
report to NMFS any occurrence of inability to respond to an industry
request for observer or monitor coverage due to the lack of available
observers or monitors as soon as practicable if the provider is unable
to respond to an industry request for monitoring coverage. Availability
report must be available and accessible to NMFS electronically 24 hours
a day, 7 days a week.
(F) Incident reports. The monitoring service provider must report
possible observer or monitor harassment, discrimination, concerns about
vessel safety or marine casualty, or observer or monitor illness or
injury; and any information, allegations, or reports regarding observer
or monitor conflict of interest or breach of the standards of behavior,
to NMFS/FSB within 12 hours of the event or within 12 hours of learning
of the event.
(G) Status report. The monitoring service provider must provide
NMFS/FSB with an updated list of contact information for all observers
or monitors that includes the identification number, name, mailing
address, email address, phone numbers, homeports or fisheries/trip
types assigned, and must include whether or not the observer or monitor
is ``in service,'' indicating when the observer or monitor has
requested leave and/or is not currently working for an industry-funded
program. Any Federally contracted NMFS-certified observer not actively
deployed on a vessel for 30 days will be placed on Leave of Absence
(LOA) status (or as specified by NMFS/FSB according to
[[Page 7435]]
most recent Information Technology Security Guidelines at https://www.nefsc.noaa.gov/fsb/memos/. Those Federally contracted NMFS-
certified observers on LOA for 90 days or more will need to conduct an
exit interview with NMFS/FSB and return any NMFS/FSB issued gear and
Common Access Card (CAC), unless alternative arrangements are approved
by NMFS/FSB. NMFS/FSB requires 2-week advance notification when a
Federally contracted NMFS-certified observer is leaving the program so
that an exit interview may be arranged and gear returned.
(H) Vessel contract. The monitoring service provider must submit to
NMFS/FSB, if requested, a copy of each type of signed and valid
contract (including all attachments, appendices, addendums, and
exhibits incorporated into the contract) between the monitoring service
provider and those entities requiring monitoring services.
(I) Observer and monitor contract. The monitoring service provider
must submit to NMFS/FSB, if requested, a copy of each type of signed
and valid contract (including all attachments, appendices, addendums,
and exhibits incorporated into the contract) between the monitoring
service provider and specific observers or monitors.
(J) Additional information. The monitoring service provider must
submit to NMFS/FSB, if requested, copies of any information developed
and/or used by the monitoring service provider and distributed to
vessels, observers, or monitors, such as informational pamphlets,
payment notification, daily rate of monitoring services, description of
observer or monitor duties, etc.
(viii) Refusal to deploy an observer or monitor. (A) A monitoring
service provider may refuse to deploy an observer or monitor on a
requesting fishing vessel if the monitoring service provider does not
have an available observer or monitor within the required time and must
report all refusals to NMFS/FSB.
(B) A monitoring service provider may refuse to deploy an observer
or monitor on a requesting fishing vessel if the monitoring service
provider has determined that the requesting vessel is inadequate or
unsafe pursuant to the reasons described at Sec. 600.746.
(C) The monitoring service provider may refuse to deploy an
observer or monitor on a fishing vessel that is otherwise eligible to
carry an observer or monitor for any other reason, including failure to
pay for previous monitoring deployments, provided the monitoring
service provider has received prior written confirmation from NMFS
authorizing such refusal.
(6) Limitations on conflict of interest. A monitoring service
provider:
(i) Must not have a direct or indirect interest in a fishery
managed under Federal regulations, including, but not limited to, a
fishing vessel, fish dealer, and/or fishery advocacy group (other than
providing monitoring services);
(ii) Must assign observers or monitors without regard to any
preference by representatives of vessels other than when an observer or
monitor will be deployed for the trip that was selected for coverage;
and
(iii) Must not solicit or accept, directly or indirectly, any
gratuity, gift, favor, entertainment, loan, or anything of monetary
value from anyone who conducts fishing or fishing related activities
that are regulated by NMFS, or who has interests that may be
substantially affected by the performance or nonperformance of the
official duties of monitoring service providers.
(7) Removal of monitoring service provider from the list of
approved service providers. A monitoring service provider that fails to
meet the requirements, conditions, and responsibilities specified in
paragraphs (h)(5) and (6) of this section shall be notified by NMFS, in
writing, that it is subject to removal from the list of approved
monitoring service providers. Such notification shall specify the
reasons for the pending removal. A monitoring service provider that has
received notification that it is subject to removal from the list of
approved monitoring service providers may submit written information to
rebut the reasons for removal from the list. Such rebuttal must be
submitted within 30 days of notification received by the monitoring
service provider that the monitoring service provider is subject to
removal and must be accompanied by written evidence rebutting the basis
for removal. NMFS shall review information rebutting the pending
removal and shall notify the monitoring service provider within 15 days
of receipt of the rebuttal whether or not the removal is warranted. If
no response to a pending removal is received by NMFS, the monitoring
service provider shall be automatically removed from the list of
approved monitoring service providers. The decision to remove the
monitoring service provider from the list, either after reviewing a
rebuttal, or if no rebuttal is submitted, shall be the final decision
of NMFS and the Department of Commerce. Removal from the list of
approved monitoring service providers does not necessarily prevent such
monitoring service provider from obtaining an approval in the future if
a new application is submitted that demonstrates that the reasons for
removal are remedied. Certified observers and monitors under contract
with observer monitoring service provider that has been removed from
the list of approved service providers must complete their assigned
duties for any fishing trips on which the observers or monitors are
deployed at the time the monitoring service provider is removed from
the list of approved monitoring service providers. A monitoring service
provider removed from the list of approved monitoring service providers
is responsible for providing NMFS with the information required in
paragraph (h)(5)(vii) of this section following completion of the trip.
NMFS may consider, but is not limited to, the following in determining
if a monitoring service provider may remain on the list of approved
monitoring service providers:
(i) Failure to meet the requirements, conditions, and
responsibilities of monitoring service providers specified in
paragraphs (h)(5) and (6) of this section;
(ii) Evidence of conflict of interest as defined under paragraph
(h)(6) of this section;
(iii) Evidence of criminal convictions related to:
(A) Embezzlement, theft, forgery, bribery, falsification or
destruction of records, making false statements, or receiving stolen
property; or
(B) The commission of any other crimes of dishonesty, as defined by
state law or Federal law, that would seriously and directly affect the
fitness of an applicant in providing monitoring services under this
section; and
(iv) Unsatisfactory performance ratings on any Federal contracts
held by the applicant; and
(v) Evidence of any history of decertification as either an
observer, monitor, or monitoring service provider.
(i) Observer or monitor certification--(1) Requirements. To be
certified, employees or sub-contractors operating as observers or
monitors for monitoring service providers approved under paragraph (h)
of this section. In addition, observers must meet NMFS National Minimum
Eligibility Standards for observers specified at the National Observer
Program website: https://www.nmfs.noaa.gov/op/pds/categories/scienceandtechnology.html. For further information, see https://www.st.nmfs.noaa.gov/observer-home/.
(2) Observer or monitor training. In order to be deployed on any
fishing vessel, a candidate observer or monitor
[[Page 7436]]
must have passed an appropriate NMFS/FSB Observer Training course and
must adhere to all NMFS/FSB program standards and policies (refer to
website for program standards, https://www.nefsc.noaa.gov/fsb/training/
). If a candidate fails training, the candidate and monitoring service
provider shall be notified immediately by NMFS/FSB. Observer training
may include an observer training trip, as part of the observer's
training, aboard a fishing vessel with a trainer. Refer to the NMFS/FSB
website for the required number of program specific observer and
monitor training certification trips for full certification following
training, https://www.nefsc.noaa.gov/fsb/training/.
(3) Observer requirements. All observers must:
(i) Have a valid NMFS/FSB fisheries observer certification pursuant
to paragraph (i)(1) of this section;
(ii) Be physically and mentally capable of carrying out the
responsibilities of an observer on board fishing vessels, pursuant to
standards established by NMFS. Such standards are available from NMFS/
FSB website specified in paragraph (h)(1) of this section and shall be
provided to each approved monitoring service provider;
(iii) Have successfully completed all NMFS-required training and
briefings for observers before deployment, pursuant to paragraph (i)(2)
of this section;
(iv) Hold a current Red Cross (or equivalence) CPR/First Aid
certification;
(v) Accurately record their sampling data, write complete reports,
and report accurately any observations relevant to conservation of
marine resources or their environment; and
(vi) Report unsafe sampling conditions, pursuant to paragraph
(m)(6) of this section.
(4) Monitor requirements. All monitors must:
(i) Hold a high school diploma or legal equivalent;
(ii) Have a valid NMFS/FSB certification pursuant to paragraph
(i)(1) of this section;
(iii) Be physically and mentally capable of carrying out the
responsibilities of a monitor on board fishing vessels, pursuant to
standards established by NMFS. Such standards are available from NMFS/
FSB website specified in paragraph (h)(1) of this section and shall be
provided to each approved monitoring service provider;
(iv) Have successfully completed all NMFS-required training and
briefings for monitors before deployment, pursuant to paragraph (i)(2)
of this section;
(v) Hold a current Red Cross (or equivalence) CPR/First Aid
certification if the monitor is to be employed as an at-sea monitor;
(vi) Accurately record their sampling data, write complete reports,
and report accurately any observations relevant to conservation of
marine resources or their environment; and
(vii) Report unsafe sampling conditions, pursuant to paragraph
(m)(6) of this section.
(5) Probation and decertification. NMFS may review observer and
monitor certifications and issue observer and monitor certification
probation and/or decertification as described in NMFS policy found on
the NMFS/FSB website specified in paragraph (h)(1) of this section.
(6) Issuance of decertification. Upon determination that
decertification is warranted under paragraph (i)(5) of this section,
NMFS shall issue a written decision to decertify the observer or
monitor to the observer or monitor and approved monitoring service
providers via certified mail at the observer's or monitor's most
current address provided to NMFS. The decision shall identify whether a
certification is revoked and shall identify the specific reasons for
the action taken. Decertification is effective immediately as of the
date of issuance, unless the decertification official notes a
compelling reason for maintaining certification for a specified period
and under specified conditions. Decertification is the final decision
of NMFS and the Department of Commerce and may not be appealed.
(j) Coverage. In the event that a vessel is requested by the
Regional Administrator to carry a NMFS-certified fisheries observer
pursuant to paragraph (a) of this section and is also selected to carry
an at-sea monitor as part of an approved sector at-sea monitoring
program specified in Sec. 648.87(b)(1)(v) for the same trip, only the
NMFS-certified fisheries observer is required to go on that particular
trip.
(k) Atlantic sea scallop observer program--(1) General. Unless
otherwise specified, owners, operators, and/or managers of vessels
issued a Federal scallop permit under Sec. 648.4(a)(2), and specified
in paragraph (a) of this section, must comply with this section and are
jointly and severally responsible for their vessel's compliance with
this section. To facilitate the deployment of at-sea observers, all sea
scallop vessels issued limited access and LAGC IFQ permits are required
to comply with the additional notification requirements specified in
paragraph (k)(2) of this section. When NMFS notifies the vessel owner,
operator, and/or manager of any requirement to carry an observer on a
specified trip in either an Access Area or Open Area as specified in
paragraph (k)(3) of this section, the vessel may not fish for, take,
retain, possess, or land any scallops without carrying an observer.
Vessels may only embark on a scallop trip in open areas or Access Areas
without an observer if the vessel owner, operator, and/or manager has
been notified that the vessel has received a waiver of the observer
requirement for that trip pursuant to paragraphs (k)(3) and (k)(4)(ii)
of this section.
(2) Vessel notification procedures--(i) Limited access vessels.
Limited access vessel owners, operators, or managers shall notify NMFS/
FSB by telephone not more than 10 days prior to the beginning of any
scallop trip of the time, port of departure, open area or specific Sea
Scallop Access Area to be fished, and whether fishing as a scallop
dredge, scallop trawl, or general category vessel.
(ii) LAGC IFQ vessels. LAGC IFQ vessel owners, operators, or
managers must notify the NMFS/FSB by telephone by 0001 hr of the
Thursday preceding the week (Sunday through Saturday) that they intend
to start any open area or access area scallop trip and must include the
port of departure, open area or specific Sea Scallop Access Area to be
fished, and whether fishing as a scallop dredge, scallop trawl vessel.
If selected, up to two trips that start during the specified week
(Sunday through Saturday) can be selected to be covered by an observer.
NMFS/FSB must be notified by the owner, operator, or vessel manager of
any trip plan changes at least 48 hr prior to vessel departure.
(3) Selection of scallop trips for observer coverage. Based on
predetermined coverage levels for various permit categories and areas
of the scallop fishery that are provided by NMFS in writing to all
observer service providers approved pursuant to paragraph (h) of this
section, NMFS shall notify the vessel owner, operator, or vessel
manager whether the vessel must carry an observer, or if a waiver has
been granted, for the specified scallop trip, within 24 hr of the
vessel owner's, operator's, or vessel manager's notification of the
prospective scallop trip, as specified in paragraph (k)(2) of this
section. Any request to carry an observer may be waived by NMFS. All
waivers for observer coverage shall be issued to the vessel by VMS so
as to have on-board verification of the waiver. A vessel may not fish
in an area with an observer waiver confirmation number that does not
match the scallop
[[Page 7437]]
trip plan that was called in to NMFS. Confirmation numbers for trip
notification calls are only valid for 48 hr from the intended sail
date.
(4) Procurement of observer services by scallop vessels. (i) An
owner of a scallop vessel required to carry an observer under paragraph
(k)(3) of this section must arrange for carrying an observer certified
through the observer training class operated by the NMFS/FSB from an
observer service provider approved by NMFS under paragraph (h) of this
section. The owner, operator, or vessel manager of a vessel selected to
carry an observer must contact the observer service provider and must
provide at least 48-hr notice in advance of the fishing trip for the
provider to arrange for observer deployment for the specified trip. The
observer service provider will notify the vessel owner, operator, or
manager within 18 hr whether they have an available observer. A list of
approved observer service providers shall be posted on the NMFS/FSB
website at https://www.nefsc.noaa.gov/femad/fsb/. The observer service
provider may take up to 48 hr to arrange for observer deployment for
the specified scallop trip.
(ii) An owner, operator, or vessel manager of a vessel that cannot
procure a certified observer within 48 hr of the advance notification
to the provider due to the unavailability of an observer may request a
waiver from NMFS/FSB from the requirement for observer coverage for
that trip, but only if the owner, operator, or vessel manager has
contacted all of the available observer service providers to secure
observer coverage and no observer is available. NMFS/FSB shall issue
such a waiver within 24 hr, if the conditions of this paragraph
(g)(4)(ii) are met. A vessel may not begin the trip without being
issued a waiver.
(5) Cost of coverage. Owners of scallop vessels shall be
responsible for paying the cost of the observer for all scallop trips
on which an observer is carried onboard the vessel, regardless of
whether the vessel lands or sells sea scallops on that trip, and
regardless of the availability of set-aside for an increased possession
limit or reduced DAS accrual rate. The owners of vessels that carry an
observer may be compensated with a reduced DAS accrual rate for open
area scallop trips or additional scallop catch per day in Sea Scallop
Access Areas or additional catch per open area or access area trip for
LAGC IFQ trips in order to help defray the cost of the observer, under
the program specified in Sec. Sec. 648.53 and 648.60.
(i) Observer service providers shall establish the daily rate for
observer coverage on a scallop vessel on an Access Area trip or open
area DAS or IFQ scallop trip consistent with paragraphs (k)(5)(i)(A)
and (B), respectively, of this section.
(A) Access Area trips. (1) For purposes of determining the daily
rate for an observed scallop trip on a limited access vessel in a Sea
Scallop Access Area when that specific Access Area's observer set-aside
specified in Sec. 648.60(d)(1) has not been fully utilized, a service
provider may charge a vessel owner for no more than the time an
observer boards a vessel until the vessel disembarks (dock to dock),
where ``day'' is defined as a 24-hr period, or any portion of a 24-hr
period, regardless of the calendar day. For example, if a vessel with
an observer departs on July 1 at 10 p.m. and lands on July 3 at 1 a.m.,
the time at sea equals 27 hr, which would equate to 2 full ``days.''
(2) For purposes of determining the daily rate in a specific Sea
Scallop Access Area for an observed scallop trip on a limited access
vessel taken after NMFS has announced the industry-funded observer set-
aside in that specific Access Area has been fully utilized, a service
provider may charge a vessel owner for no more than the time an
observer boards a vessel until the vessel disembarks (dock to dock),
where ``day'' is defined as a 24-hr period, and portions of the other
days would be pro-rated at an hourly charge (taking the daily rate
divided by 24). For example, if a vessel with an observer departs on
July 1 at 10 p.m. and lands on July 3 at 1 a.m., the time spent at sea
equals 27 hr, which would equate to 1 day and 3 hr.
(3) For purposes of determining the daily rate in a specific Sea
Scallop Access Area for observed scallop trips on an LAGC vessel,
regardless of the status of the industry-funded observer set-aside, a
service provider may charge a vessel owner for no more than the time an
observer boards a vessel until the vessel disembarks (dock to dock),
where ``day'' is defined as a 24-hr period, and portions of the other
days would be pro-rated at an hourly charge (taking the daily rate
divided by 24). For example, if a vessel with an observer departs on
July 1 at 10 p.m. and lands on July 3 at 1 a.m., the time spent at sea
equals 27 hr, which would equate to 1 day and 3 hr.
(B) Open area scallop trips. For purposes of determining the daily
rate for an observed scallop trip for DAS or LAGC IFQ open area trips,
regardless of the status of the industry-funded observer set-aside, a
service provider shall charge dock to dock where ``day'' is defined as
a 24-hr period, and portions of the other days would be pro-rated at an
hourly charge (taking the daily rate divided by 24). For example, if a
vessel with an observer departs on the July 1st at 10 p.m. and lands on
July 3rd at 1 a.m., the time at sea equals 27 hr, so the provider would
charge 1 day and 3 hr.
(ii) NMFS shall determine any reduced DAS accrual rate and the
amount of additional pounds of scallops per day fished in a Sea Scallop
Access Area or on an open area LAGC IFQ trips for the applicable
fishing year based on the economic conditions of the scallop fishery,
as determined by best available information. Vessel owners and observer
service providers shall be notified through the Small Entity Compliance
Guide of any DAS accrual rate changes and any changes in additional
pounds of scallops determined by the Regional Administrator to be
necessary. NMFS shall notify vessel owners and observer providers of
any adjustments.
(iii) Owners of scallop vessels shall pay observer service
providers for observer services within 45 days of the end of a fishing
trip on which an observer deployed.
(6) Coverage and cost requirements. When the available DAS or TAC
set-aside for observer coverage is exhausted, vessels shall still be
required to carry an observer as specified in this section, and shall
be responsible for paying for the cost of the observer, but shall not
be authorized to harvest additional pounds or fish at a reduced DAS
accrual rate.
(l) NE multispecies observer coverage--(1) Pre-trip notification.
Unless otherwise specified in this paragraph (l), or notified by the
Regional Administrator, the owner, operator, or manager of a vessel
(i.e., vessel manager or sector manager) issued a limited access NE
multispecies permit that is fishing under a NE multispecies DAS or on a
sector trip, as defined in this part, must provide advanced notice to
NMFS of the vessel name, permit number, and sector to which the vessel
belongs, if applicable; contact name and telephone number for
coordination of observer deployment; date, time, and port of departure;
and the vessel's trip plan, including area to be fished, whether a
monkfish DAS will be used, and gear type to be used at least 48 hr
prior to departing port on any trip declared into the NE multispecies
fishery pursuant to Sec. 648.10 or Sec. 648.85, as instructed by the
Regional Administrator, for the purposes of selecting vessels for
observer deployment. For trips lasting
[[Page 7438]]
48 hr or less in duration from the time the vessel leaves port to begin
a fishing trip until the time the vessel returns to port upon the
completion of the fishing trip, the vessel owner, operator, or manager
may make a weekly notification rather than trip-by-trip calls. For
weekly notifications, a vessel must notify NMFS by 0001 hr of the
Friday preceding the week (Sunday through Saturday) that it intends to
complete at least one NE multispecies DAS or sector trip during the
following week and provide the date, time, port of departure, area to
be fished, whether a monkfish DAS will be used, and gear type to be
used for each trip during that week. Trip notification calls must be
made no more than 10 days in advance of each fishing trip. The vessel
owner, operator, or manager must notify NMFS of any trip plan changes
at least 24 hr prior to vessel departure from port. A vessel may not
begin the trip without being issued an observer notification or a
waiver by NMFS.
(2) Vessel selection for observer coverage. NMFS shall notify the
vessel owner, operator, or manager whether the vessel must carry an
observer, or if a waiver has been granted, for the specified trip
within 24 hr of the vessel owner's, operator's or manager's
notification of the prospective trip, as specified in paragraph (l)(1)
of this section. All trip notifications shall be issued a unique
confirmation number. A vessel may not fish on a NE multispecies DAS or
sector trip with an observer waiver confirmation number that does not
match the trip plan that was called in to NMFS. Confirmation numbers
for trip notification calls are valid for 48 hr from the intended sail
date. If a trip is interrupted and returns to port due to bad weather
or other circumstance beyond the operator's control, and goes back out
within 48 hr, the same confirmation number and observer status remains.
If the layover time is greater than 48 hr, a new trip notification must
be made by the operator, owner, or manager of the vessel.
(3) NE multispecies monitoring program goals and objectives.
Monitoring programs established for the NE multispecies are to be
designed and evaluated consistent with the following goals and
objectives:
(i) Improve documentation of catch:
(A) Determine total catch and effort, for each sector and common
pool, of target or regulated species; and
(B) Achieve coverage level sufficient to minimize effects of
potential monitoring bias to the extent possible while maintaining as
much flexibility as possible to enhance fleet viability.
(ii) Reduce the cost of monitoring:
(A) Streamline data management and eliminate redundancy;
(B) Explore options for cost-sharing and deferment of cost to
industry; and
(C) Recognize opportunity costs of insufficient monitoring.
(iii) Incentivize reducing discards:
(A) Determine discard rate by smallest possible strata while
maintaining cost-effectiveness; and
(B) Collect information by gear type to accurately calculate
discard rates.
(iv) Provide additional data streams for stock assessments:
(A) Reduce management and/or biological uncertainty; and
(B) Perform biological sampling if it may be used to enhance
accuracy of mortality or recruitment calculations.
(v) Enhance safety of monitoring program.
(vi) Perform periodic review of monitoring program for
effectiveness.
(m) Atlantic herring monitoring coverage--(1) Monitoring
requirements. (i) In addition to the requirement for any vessel holding
an Atlantic herring permit to carry a NMFS-certified observer described
in paragraph (a) of this section, vessels issued an All Areas or Areas
2/3 Limited Access Herring Permit are subject to industry-funded
monitoring (IFM) requirements on declared Atlantic herring trips,
unless the vessel is carrying a NMFS-certified observer to fulfill
Standard Bycatch Reporting Methodology requirements. An owner of a
midwater trawl vessel, required to carry a NMFS-certified observer when
fishing in Northeast Multispecies Closed Areas at Sec. 648.202(b), may
purchase an IFM high volume fisheries (HVF) observer to access Closed
Areas on a trip-by-trip basis. General requirements for IFM programs in
New England Council FMPs are specified in paragraph (g) of this
section. Possible IFM monitoring for the Atlantic herring fishery
includes NMFS-certified observers, at-sea monitors, and electronic
monitoring and portside samplers, as defined in Sec. 648.2.
(A) IFM HVF observers shall collect the following information:
(1) Fishing gear information (e.g., size of nets, mesh sizes, and
gear configurations);
(2) Tow-specific information (e.g., depth, water temperature, wave
height, and location and time when fishing begins and ends);
(3) Species, weight, and disposition of all retained and discarded
catch (fish, sharks, crustaceans, invertebrates, and debris) on
observed hauls;
(4) Species, weight, and disposition of all retained catch on
unobserved hauls;
(5) Actual catch weights whenever possible, or alternatively,
weight estimates derived by sub-sampling;
(6) Whole specimens, photos, length information, and biological
samples (e.g., scales, otoliths, and/or vertebrae from fish,
invertebrates, and incidental takes);
(7) Information on interactions with protected species, such as sea
turtles, marine mammals, and sea birds; and
(8) Vessel trip costs (i.e., operational costs for trip including
food, fuel, oil, and ice).
(B) IFM HVF at-sea monitors shall collect the following
information:
(1) Fishing gear information (e.g., size of nets, mesh sizes, and
gear configurations);
(2) Tow-specific information (e.g., depth, water temperature, wave
height, and location and time when fishing begins and ends);
(3) Species, weight, and disposition of all retained and discarded
catch (fish, sharks, crustaceans, invertebrates, and debris) on
observed hauls;
(4) Species, weight, and disposition of all retained catch on
unobserved hauls;
(5) Actual catch weights whenever possible, or alternatively,
weight estimates derived by sub-sampling;
(6) Length data, along with whole specimens and photos to verify
species identification, on retained and discarded catch;
(7) Information on and biological samples from interactions with
protected species, such as sea turtles, marine mammals, and sea birds;
and
(8) Vessel trip costs (i.e., operational costs for trip including
food, fuel, oil, and ice).
(9) The New England Council may recommend that at-sea monitors
collect additional biological information upon request. Revisions to
the duties of an at-sea monitor, such that additional biological
information would be collected, may be done via a framework adjustment.
At-sea monitor duties may also be revised to collect additional
biological information by considering the issue at a public meeting,
where public comment is accepted, and requesting NMFS to publish a
notice or rulemaking revising the duties for at-sea monitors. NMFS
shall implement revisions to at-sea monitor duties in accordance with
the APA.
(C) IFM Portside samplers shall collect the following information:
(1) Species, weight, and disposition of all retained catch (fish,
sharks, crustaceans, invertebrates, and debris) on sampled trips;
(2) Actual catch weights whenever possible, or alternatively,
weight estimates derived by sub-sampling; and
[[Page 7439]]
(3) Whole specimens, photos, length information, and biological
samples (i.e., scales, otoliths, and/or vertebrae from fish,
invertebrates, and incidental takes).
(ii) Vessels issued an All Areas or Areas 2/3 Limited Access
Herring Permit are subject to IFM at-sea monitoring coverage. If the
New England Council determines that electronic monitoring, used in
conjunction with portside sampling, is an adequate substitute for at-
sea monitoring on vessels fishing with midwater trawl gear, and it is
approved by the Regional Administrator as specified in (m)(1)(iii),
then owners of vessels issued an All Areas or Areas 2/3 Limited Access
Herring Permit may choose either IFM at-sea monitoring coverage or IFM
electronic monitoring and IFM portside sampling coverage, pursuant with
requirements in paragraphs (h) and (i) of this section. Once owners of
vessels issued an All Areas or Areas 2/3 Limited Access Herring Permit
may choose an IFM monitoring type, vessel owners must select one IFM
monitoring type per fishing year and notify NMFS of their selected IFM
monitoring type via selection form six months in advance (October 31)
of the beginning of the SBRM year. NMFS will provide vessels owners
with selection forms no later than September 1 in advance of the
beginning of the SBRM year.
(A) In a future framework adjustment, the New England Council may
consider if electronic monitoring and portside sampling coverage is an
adequate substitute for at-sea monitoring coverage for Atlantic herring
vessels that fish with purse seine and/or bottom trawl gear.
(B) IFM coverage targets for the Atlantic herring fishery are
calculated by NMFS, in consultation with New England Council staff.
(C) If IFM coverage targets do not match for the Atlantic herring
and Atlantic mackerel fisheries, then the higher IFM coverage target
would apply on trips declared into both fisheries.
(D) Vessels intending to land less than 50 mt of Atlantic herring
are exempt from IFM requirements, provided that the vessel requests and
is issued a waiver prior to departing on that trip, consistent with
paragraphs (m)(2)(iii)(B) and (m)(3) of this section. Vessels issued a
waiver must land less than 50 mt of Atlantic herring on that trip.
(E) A wing vessel (i.e., midwater trawl vessel pair trawling with
another midwater trawl vessel) is exempt from IFM requirements on a
trip, provided the wing vessel does not possess or land any fish on
that trip and requests and is issued a waiver prior to departing on
that trip, consistent with paragraphs (m)(2)(iii)(C) and (m)(3) of this
section.
(F) Two years after implementation of IFM in the Atlantic herring
fishery, the New England Council will examine the results of any
increased coverage in the Atlantic herring fishery and consider if
adjustments to the IFM coverage targets are warranted.
(iii) Electronic monitoring and portside sampling coverage may be
used in place of at-sea monitoring coverage in the Atlantic herring
fishery, if the electronic monitoring technology is deemed sufficient
by the New England Council. The Regional Administrator, in consultation
with the New England Council, may approve the use of electronic
monitoring and portside sampling for the Atlantic herring fishery in a
manner consistent with the Administrative Procedure Act, with final
measures published in the Federal Register. A vessel electing to use
electronic monitoring and portside sampling in lieu of at-sea
monitoring must develop a vessel monitoring plan to implement an
electronic monitoring and portside sampling program that NMFS
determines is sufficient for monitoring catch, discards and slippage
events. The electronic monitoring and portside sampling program shall
be reviewed and approved by NMFS as part of a vessel's monitoring plan
on a yearly basis in a manner consistent with the Administrative
Procedure Act.
(iv) Owners, operators, or managers of vessels issued an All Areas
Limited Access Herring Permit or Areas 2/3 Limited Access Herring
Permit are responsible for their vessel's compliance with IFM
requirements. When NMFS notifies a vessel owner, operator, or manager
of the requirement to have monitoring coverage on a specific declared
Atlantic herring trip, that vessel may not fish for, take, retain,
possess, or land any Atlantic herring without the required monitoring
coverage. Vessels may only embark on a declared Atlantic herring trip
without the required monitoring coverage if the vessel owner, operator,
and/or manager has been notified that the vessel has received a waiver
for the required monitoring coverage for that trip, pursuant to
paragraphs (m(2)(iii)(B) and (C) and (m)(3) of this section.
(v) To provide the required IFM coverage aboard declared Atlantic
herring trips, NMFS-certified observers and monitors must hold a high
volume fisheries certification from NMFS/FSB. See details of high
volume certification at https://www.nefsc.noaa.gov/fsb/training/.
(2) Pre-trip notification. (i) At least 48 hr prior to the
beginning of any trip on which a vessel may harvest, possess, or land
Atlantic herring, the owner, operator, or manager of a vessel issued a
Limited Access Herring Permit, or a vessel issued an Areas 2/3 Open
Access Herring Permit, or a vessel issued an All Areas Open Access
Herring Permit fishing with midwater trawl gear in Management Areas 1A,
1B, and/or 3, as defined in Sec. 648.200(f)(1) and (3), or a vessel
acting as a herring carrier must notify NMFS/FSB of the trip.
(ii) The notification to NMFS/FSB must include the following
information: Vessel name or permit number; email and telephone number
for contact; the date, time, and port of departure; trip length; and
gear type.
(iii) For vessels issued an All Areas Limited Access Herring Permit
or Areas 2/3 Limited Access Herring Permit, the trip notification must
also include the following requests, if appropriate:
(A) For IFM NMFS-certified observer coverage aboard vessels fishing
with midwater trawl gear to access the Northeast Multispecies Closed
Areas, consistent with requirements at Sec. 648.202(b), at any point
during the trip;
(B) For a waiver of IFM requirements on a trip that shall land less
than 50 mt of Atlantic herring; and
(C) For a waiver of IFM requirements on trip by a wing vessel as
described in paragraph (m)(ii)(E) of this section.
(iv) Trip notification must be provided no more than 10 days in
advance of each fishing trip. The vessel owner, operator, or manager
must notify NMFS/FSB of any trip plan changes at least 12 hr prior to
vessel departure from port.
(3) Selection of trips for monitoring coverage. NMFS shall notify
the owner, operator, and/or manager of a vessel with an Atlantic
herring permit whether a declared Atlantic herring trip requires
coverage by a NMFS-funded observer or whether a trip requires IFM
coverage. NMFS shall also notify the owner, operator, and/or manager of
vessel if a waiver has been granted, either for the NMFS-funded
observer or for IFM coverage, as specified in paragraph (m)(2) of this
section. All waivers for monitoring coverage shall be issued to the
vessel by VMS so that there is an on-board verification of the waiver.
A waiver is invalid if the fishing behavior on that trip is
inconsistent with the terms of the waiver.
(4) Procurement of monitoring services by Atlantic herring vessels.
(i) An owner of an Atlantic herring vessel required to have monitoring
under paragraph (m)(3) of this section must
[[Page 7440]]
arrange for monitoring by an individual certified through training
classes operated by the NMFS/FSB and from a monitoring service provider
approved by NMFS under paragraph (h) of this section. The owner,
operator, or vessel manager of a vessel selected for monitoring must
contact a monitoring service provider prior to the beginning of the
trip and the monitoring service provider will notify the vessel owner,
operator, or manager whether monitoring is available. A list of
approved monitoring service providers shall be posted on the NMFS/FSB
website at https://www.nefsc.noaa.gov/femad/fsb/.
(ii) An owner, operator, or vessel manager of a vessel that cannot
procure monitoring due to the unavailability of monitoring may request
a waiver from NMFS/FSB from the requirement for monitoring on that
trip, but only if the owner, operator, or vessel manager has contacted
all of the available monitoring service providers to secure monitoring
and no monitoring is available. NMFS/FSB shall issue a waiver, if the
conditions of this paragraph (m)(4)(ii) are met. A vessel without
monitoring coverage may not begin a declared Atlantic herring trip
without having been issued a waiver.
(iii) Vessel owners shall pay service providers for monitoring
services within 45 days of the end of a fishing trip that was
monitored.
(5) Vessels working cooperatively. When vessels issued limited
access herring permits are working cooperatively in the Atlantic
herring fishery, including pair trawling, purse seining, and
transferring herring at-sea, each vessel must provide to observers or
monitors, when requested, the estimated weight of each species brought
on board and the estimated weight of each species released on each tow.
(6) Sampling requirements for NMFS-certified observer and monitors.
In addition to the requirements at Sec. 648.11(d)(1) through (7), an
owner or operator of a vessel issued a limited access herring permit on
which a NMFS-certified observer or monitor is embarked must provide
observers or monitors:
(i) A safe sampling station adjacent to the fish deck, including: A
safety harness, if footing is compromised and grating systems are high
above the deck; a safe method to obtain samples; and a storage space
for baskets and sampling gear.
(ii) Reasonable assistance to enable observers or monitors to carry
out their duties, including but not limited to assistance with:
Obtaining and sorting samples; measuring decks, codends, and holding
bins; collecting bycatch when requested by the observers or monitors;
and collecting and carrying baskets of fish when requested by the
observers or monitors.
(iii) Advance notice when pumping will be starting; when sampling
of the catch may begin; and when pumping is coming to an end.
(iv) Visual access to the net, the codend of the net, and the purse
seine bunt and any of its contents after pumping has ended and before
the pump is removed from the net. On trawl vessels, the codend
including any remaining contents must be brought on board, unless
bringing the codend on board is not possible. If bringing the codend on
board is not possible, the vessel operator must ensure that the
observer or monitor can see the codend and its contents as clearly as
possible before releasing its contents.
(7) Measures to address slippage. (i) No vessel issued a limited
access herring permit may slip catch, as defined at Sec. 648.2, except
in the following circumstances:
(A) The vessel operator has determined, and the preponderance of
available evidence indicates that, there is a compelling safety reason;
or
(B) A mechanical failure, including gear damage, precludes bringing
some or all of the catch on board the vessel for inspection; or
(C) The vessel operator determines that pumping becomes impossible
as a result of spiny dogfish clogging the pump intake. The vessel
operator shall take reasonable measures, such as strapping and
splitting the net, to remove all fish which can be pumped from the net
prior to release.
(ii) Vessels may make test tows without pumping catch on board if
the net is re-set without releasing its contents provided that all
catch from test tows is available to the observer to sample when the
next tow is brought on board for sampling.
(iii) If a vessel issued any limited access herring permit slips
catch, the vessel operator must report the slippage event on the
Atlantic herring daily VMS catch report and indicate the reason for
slipping catch. Additionally, the vessel operator must complete and
sign a Released Catch Affidavit detailing: The vessel name and permit
number; the VTR serial number; where, when, and the reason for slipping
catch; the estimated weight of each species brought on board or slipped
on that tow. A completed affidavit must be submitted to NMFS within 48
hr of the end of the trip.
(iv) If a vessel issued an All Areas or Areas 2/3 Limited Access
Herring permit slips catch for any of the reasons described in
paragraph (m)(7)(i) of this section when an observer or monitor is
aboard, the vessel operator must move at least 15 nm (27.78 km) from
the location of the slippage event before deploying any gear again, and
must stay at least 15 nm (27.78 km) away from the slippage event
location for the remainder of the fishing trip.
(v) If a vessel issued an All Areas or Areas 2/3 Limited Access
Herring permit slips catch for any reason on a trip selected by NMFS
for portside sampling, pursuant to paragraph (m)(3) of this section,
the vessel operator must move at least 15 nm (27.78 km) from the
location of the slippage event before deploying any gear again, and
must stay at least 15 nm (27.78 km) away from the slippage event
location for the remainder of the fishing trip.
(vi) If catch is slipped by a vessel issued an All Areas or Areas
2/3 Limited Access Herring permit for any reason not described in
paragraph (m)(7)(i) of this section when an observer or monitor is
aboard, the vessel operator must immediately terminate the trip and
return to port. No fishing activity may occur during the return to
port.
(n) Atlantic mackerel, squid, and butterfish observer coverage--(1)
Pre-trip notification. (i) A vessel issued a limited access Atlantic
mackerel permit, as specified at Sec. 648.4(a)(5)(iii), must, for the
purposes of observer deployment, have a representative provide notice
to NMFS of the vessel name, vessel permit number, contact name for
coordination of observer deployment, telephone number or email address
for contact; and the date, time, port of departure, gear type, and
approximate trip duration, at least 48 hr, but no more than 10 days,
prior to beginning any fishing trip, unless it complies with the
possession restrictions in paragraph (n)(1)(iii) of this section.
(ii) A vessel that has a representative provide notification to
NMFS as described in paragraph (n)(1)(i) of this section may only
embark on a mackerel trip without an observer if a vessel
representative has been notified by NMFS that the vessel has received a
waiver of the observer requirement for that trip. NMFS shall notify a
vessel representative whether the vessel must carry an observer, or if
a waiver has been granted, for the specific mackerel trip, within 24 hr
of the vessel representative's notification of the prospective mackerel
trip, as specified in paragraph (n)(1)(i) of this section. Any request
to carry an observer may be waived by NMFS. A vessel that fishes
[[Page 7441]]
with an observer waiver confirmation number that does not match the
mackerel trip plan that was called in to NMFS is prohibited from
fishing for, possessing, harvesting, or landing mackerel except as
specified in paragraph (n)(1)(iii) of this section. Confirmation
numbers for trip notification calls are only valid for 48 hr from the
intended sail date.
(iii) A vessel issued a limited access mackerel permit, as
specified in Sec. 648.4(a)(5)(iii), that does not have a
representative provide the trip notification required in paragraph
(n)(1)(i) of this section is prohibited from fishing for, possessing,
harvesting, or landing more than 20,000 lb (9.07 mt) of mackerel per
trip at any time, and may only land mackerel once on any calendar day,
which is defined as the 24-hr period beginning at 0001 hours and ending
at 2400 hours.
(iv) If a vessel issued a limited access Atlantic mackerel permit,
as specified in Sec. 648.4(a)(5)(iii), intends to possess, harvest, or
land more than 20,000 lb (9.07 mt) of mackerel per trip or per calendar
day, and has a representative notify NMFS of an upcoming trip, is
selected by NMFS to carry an observer, and then cancels that trip, the
representative is required to provide notice to NMFS of the vessel
name, vessel permit number, contact name for coordination of observer
deployment, and telephone number or email address for contact, and the
intended date, time, and port of departure for the cancelled trip prior
to the planned departure time. In addition, if a trip selected for
observer coverage is cancelled, then that vessel is required to carry
an observer, provided an observer is available, on its next trip.
(2) Sampling requirements for limited access Atlantic mackerel and
longfin squid/butterfish moratorium permit holders. In addition to the
requirements in paragraphs (d)(1) through (7) of this section, an owner
or operator of a vessel issued a limited access Atlantic mackerel or
longfin squid/butterfish moratorium permit on which a NMFS-certified
observer is embarked must provide observers:
(i) A safe sampling station adjacent to the fish deck, including: A
safety harness, if footing is compromised and grating systems are high
above the deck; a safe method to obtain samples; and a storage space
for baskets and sampling gear.
(ii) Reasonable assistance to enable observers to carry out their
duties, including but not limited to assistance with: Obtaining and
sorting samples; measuring decks, codends, and holding bins; collecting
bycatch when requested by the observers; and collecting and carrying
baskets of fish when requested by the observers.
(iii) Advance notice when pumping will be starting; when sampling
of the catch may begin; and when pumping is coming to an end.
(3) Measures to address slippage. (i) No vessel issued a limited
access Atlantic mackerel permit or a longfin squid/butterfish
moratorium permit may slip catch, as defined at Sec. 648.2, except in
the following circumstances:
(A) The vessel operator has determined, and the preponderance of
available evidence indicates that, there is a compelling safety reason;
or
(B) A mechanical failure, including gear damage, precludes bringing
some or all of the catch on board the vessel for sampling and
inspection; or
(C) The vessel operator determines that pumping becomes impossible
as a result of spiny dogfish clogging the pump intake. The vessel
operator shall take reasonable measures, such as strapping and
splitting the net, to remove all fish that can be pumped from the net
prior to release.
(ii) If a vessel issued any limited access Atlantic mackerel permit
slips catch, the vessel operator must report the slippage event on the
Atlantic mackerel and longfin squid daily VMS catch report and indicate
the reason for slipping catch. Additionally, vessels issued a limited
Atlantic mackerel permit or a longfin squid/butterfish moratorium
permit, the vessel operator must complete and sign a Released Catch
Affidavit detailing: The vessel name and permit number; the VTR serial
number; where, when, and the reason for slipping catch; the estimated
weight of each species brought on board or slipped on that tow. A
completed affidavit must be submitted to NMFS within 48 hr of the end
of the trip.
(iii) If a vessel issued a limited access Atlantic mackerel permit
slips catch for any of the reasons described in paragraph (n)(3)(i) of
this section, the vessel operator must move at least 15 nm (27.8 km)
from the location of the slippage event before deploying any gear
again, and must stay at least 15 nm (27.8 km) from the slippage event
location for the remainder of the fishing trip.
(iv) If catch is slipped by a vessel issued a limited access
Atlantic mackerel permit for any reason not described in paragraph
(n)(3)(i) of this section, the vessel operator must immediately
terminate the trip and return to port. No fishing activity may occur
during the return to port.
0
5. In Sec. 648.14, revise paragraphs (e), (r)(1)(vi)(A), (r)(2)(v),
and (r)(2)(viii) through (xii) and add paragraphs (r)(2)(xiii) and
(xiv) to read as follows:
Sec. 648.14 Prohibitions.
* * * * *
(e) Observer program. It is unlawful for any person to do any of
the following:
(1) Assault, resist, oppose, impede, harass, intimidate, or
interfere with or bar by command, impediment, threat, or coercion any
NMFS-certified observer or monitor conducting his or her duties; any
authorized officer conducting any search, inspection, investigation, or
seizure in connection with enforcement of this part; any official
designee of the Regional Administrator conducting his or her duties,
including those duties authorized in Sec. 648.7(g).
(2) Refuse monitoring coverage by a NMFS-certified observer or
monitor if selected for monitoring coverage by the Regional
Administrator or the Regional Administrator's designee.
(3) Fail to provide information, notification, accommodations,
access, or reasonable assistance to either a NMFS-certified observer or
monitor conducting his or her duties as specified in Sec. 648.11.
(4) Submit false or inaccurate data, statements, or reports.
* * * * *
(r) * * *
(1) * * *
(vi) * * *
(A) For the purposes of observer deployment, fail to notify NMFS at
least 48 hr prior to departing on a declared herring trip with a vessel
issued an All Areas Limited Access Herring Permit and/or an Area 2 and
3 Limited Access Herring Permit and fishing with midwater trawl or
purse seine gear, or on a trip with a vessel issued a Limited Access
Incidental Catch Herring Permit and/or an Open Access Herring Permit
that is fishing with midwater trawl gear in Management Areas 1A, 1B,
and/or 3, as defined in Sec. 648.200(f)(1) and (3), pursuant to the
requirements in Sec. 648.80(d) and (e).
* * * * *
(2) * * *
(v) Fish with midwater trawl gear in any Northeast Multispecies
Closed Area, as defined in Sec. 648.81(a)(3) through (5) and (c)(3)
and (4), without a NMFS-certified observer on board, if the vessel has
been issued an Atlantic herring permit.
* * * * *
(viii) Slip catch, as defined at Sec. 648.2, unless for one of the
reasons specified at Sec. 648.11(m)(7)(i).
(ix) For vessels with All Areas or Areas 2/3 Limited Access Herring
[[Page 7442]]
Permits, fail to move 15 nm (27.78 km), as required by Sec. Sec.
648.11(m)(7)(iv) and (v) and 648.202(b)(4)(iv).
(x) For vessels with All Areas or Areas 2/3 Limited Access Herring
Permits, fail to immediately return to port, as required by Sec. Sec.
648.11(m)(7)(vi) and 648.202(b)(4)(iv).
(xi) Fail to complete, sign, and submit a Released Catch Affidavit
as required by Sec. Sec. 648.11(m)(7)(iii) and 648.202(b)(4)(ii).
(xii) Fail to report or fail to accurately report a slippage event
on the Atlantic herring daily VMS catch report, as required by
Sec. Sec. 648.11(m)(7)(iii) and 648.202(b)(4)(iii).
(xiii) For vessels with All Areas or Areas 2/3 Limited Access
Herring Permits, fail to comply with industry-funded monitoring
requirements at Sec. 648.11(m).
(xiv) For a vessel with All Areas or Areas 2/3 Limited Access
Herring Permit, fail to comply with its NMFS-approved vessel monitoring
plan requirements, as described at Sec. 648.11(m).
* * * * *
0
6. In Sec. 648.80, revise paragraphs (d)(5) and (e)(5) to read as
follows:
Sec. 648.80 NE Multispecies regulated mesh areas and restrictions on
gear and methods of fishing.
* * * * *
(d) * * *
(5) To fish for herring under this exemption, a vessel issued an
All Areas Limited Access Herring Permit and/or an Areas 2 and 3 Limited
Access Herring Permit fishing on a declared herring trip, or a vessel
issued a Limited Access Incidental Catch Herring Permit and/or an Open
Access Herring Permit fishing with midwater trawl gear in Management
Areas 1A, 1B, and/or 3, as defined in Sec. 648.200(f)(1) and (3), must
provide notice of the following information to NMFS at least 48 hr
prior to beginning any trip into these areas for the purposes of
observer deployment: Vessel name; contact name for coordination of
observer deployment; telephone number for contact; the date, time, and
port of departure; and
* * * * *
(e) * * *
(5) To fish for herring under this exemption, vessels that have an
All Areas Limited Access Herring Permit and/or an Areas 2 and 3 Limited
Access Herring Permit must provide notice to NMFS of the vessel name;
contact name for coordination of observer deployment; telephone number
for contact; and the date, time, and port of departure, at least 48 hr
prior to beginning any trip into these areas for the purposes of
observer deployment; and
* * * * *
0
7. In Sec. 648.86, revise paragraph (a)(3)(ii)(A)(1) to read as
follows:
Sec. 648.86 NE Multispecies possession restrictions.
* * * * *
(a) * * *
(3) * * *
(ii) * * *
(A) * * *
(1) Haddock incidental catch cap. When the Regional Administrator
has determined that the incidental catch allowance for a given haddock
stock, as specified in Sec. 648.90(a)(4)(iii)(D),has been caught, no
vessel issued an Atlantic herring permit and fishing with midwater
trawl gear in the applicable stock area, i.e., the Herring GOM Haddock
Accountability Measure (AM) Area or Herring GB Haddock AM Area, as
defined in paragraphs (a)(3)(ii)(A)(2) and (3) of this section, may
fish for, possess, or land herring in excess of 2,000 lb (907.2 kg) per
trip in or from that area, unless all herring possessed and landed by
the vessel were caught outside the applicable AM Area and the vessel's
gear is stowed and not available for immediate use as defined in Sec.
648.2 while transiting the AM Area. Upon this determination, the
haddock possession limit is reduced to 0 lb (0 kg) for a vessel issued
a Federal Atlantic herring permit and fishing with midwater trawl gear
or for a vessel issued an All Areas Limited Access Herring Permit and/
or an Areas 2 and 3 Limited Access Herring Permit fishing on a declared
herring trip, regardless of area fished or gear used, in the applicable
AM area, unless the vessel also possesses a NE multispecies permit and
is operating on a declared (consistent with Sec. 648.10(g)) NE
multispecies trip. In making this determination, the Regional
Administrator shall use haddock catches observed by NMFS-certified
observers or monitors by herring vessel trips using midwater trawl gear
in Management Areas 1A, 1B, and/or 3, as defined in Sec. 648.200(f)(1)
and (3), expanded to an estimate of total haddock catch for all such
trips in a given haddock stock area.
* * * * *
Sec. Sec. 648.10, 648.14, 648.51, 648.59, 648.80, 648.86, and
648.202 [Amended]
0
8. In the table below, for each section indicated in the left column,
remove the text indicated in the middle column from wherever it appears
in the section, and add the text indicated in the right column:
----------------------------------------------------------------------------------------------------------------
Section Remove Add
----------------------------------------------------------------------------------------------------------------
648.10(f)(4)(i) introductory text...... NMFS-approved............. NMFS-certified.
648.14(i)(1)(ix)(B).................... NMFS-approved............. NMFS-certified.
648.14(i)(1)(ix)(C).................... 648.11(g)................. 648.11(k).
648.14(k)(2)(iii)...................... 648.11(k)................. 648.11(l).
648.14(k)(2)(iv)....................... 648.11(k)................. 648.11(l).
648.51(c)(4)........................... 648.11(g)................. 648.11(k).
648.51(e)(3)(iii)...................... 648.11(g)................. 648.11(k).
648.59(b)(2)........................... 648.11(g)................. 648.11(k).
648.80(d)(3)........................... NMFS-approved sea sampler/ NMFS-certified observer.
observer.
648.80(e)(2)(ii)....................... NMFS-approved sea sampler/ NMFS-certified observer.
observer.
648.86(a)(3)(ii)(A)(1)................. NMFS-approved............. NMFS-certified.
648.202(b)(4)(iv)...................... 648.11(m)(4)(iv) and (v).. 648.11(m)(7)(iv) and (vi).
----------------------------------------------------------------------------------------------------------------
[FR Doc. 2020-00881 Filed 2-6-20; 8:45 am]
BILLING CODE 3510-22-P