Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy 2020 Ice Exercise Activities in the Beaufort Sea and Arctic Ocean, 6518-6527 [2020-02167]
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Federal Register / Vol. 85, No. 24 / Wednesday, February 5, 2020 / Notices
Shannon Gleason at (907) 271–2809 at
least 7 working days prior to the
meeting date.
Authority: 16 U.S.C. 1801 et seq.
Dated: January 30, 2020.
Diane M. DeJames-Daly,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2020–02165 Filed 2–4–20; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[RTID 0648–XR067]
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to U.S. Navy 2020
Ice Exercise Activities in the Beaufort
Sea and Arctic Ocean
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an Incidental
Harassment Authorization (IHA).
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an IHA to the
United States Department of the Navy
(Navy) to incidentally harass, by Level
B harassment only, marine mammals
during submarine training and testing
activities associated with Ice Exercise
2020 (ICEX20) north of Prudhoe Bay,
Alaska. The Navy’s activities are
considered military readiness activities
pursuant to the MMPA, as amended by
the National Defense Authorization Act
for Fiscal Year 2004 (NDAA).
DATES: This authorization is effective
from February 1, 2020, through January
31, 2021.
FOR FURTHER INFORMATION CONTACT:
Amy Fowler, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
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SUMMARY:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
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(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of the species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the monitoring and
reporting of the takings must be set
forth.
The NDAA (Pub. L. 108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
limitations indicated above and
amended the definition of ‘‘harassment’’
as it applies to a ‘‘military readiness
activity.’’ The activity for which
incidental take of marine mammals is
being requested addressed here qualifies
as a military readiness activity. The
definitions of all applicable MMPA
statutory terms cited above are included
in the relevant sections below.
Summary of Request
On July 3, 2019, NMFS received a
request from the Navy for an IHA to take
marine mammals incidental to
submarine training and testing
activities, including establishment of a
tracking range on an ice floe in the
Beaufort Sea and Arctic Ocean north of
Prudhoe Bay, Alaska. The application
was deemed adequate and complete on
November 22, 2019. The Navy’s request
was for take of ringed seals (Pusa
hispida hispida) and bearded seals
(Erignathus barbatus) by Level B
harassment. Neither the Navy nor NMFS
expect serious injury or mortality to
result from this activity. Therefore, an
IHA is appropriate.
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NMFS previously issued an IHA to
the Navy for similar activities
conducted in 2018 (83 FR 6522;
February 14, 2018). The Navy complied
with all the requirements (e.g.,
mitigation, monitoring, and reporting) of
the previous IHA and information
regarding their monitoring results may
be found in the Estimated Take section.
Description of Proposed Activity
The Navy proposes to conduct
submarine training and testing activities
from an ice camp established on an ice
floe in the Beaufort Sea and Arctic
Ocean for approximately six weeks
beginning in February 2020. The ice
camp would be established
approximately 100–200 nautical miles
(nmi) north of Prudhoe Bay, Alaska. The
submarine training and testing activities
would occur over approximately four
weeks during the six-week period.
Submarine active acoustic transmissions
may result in occurrence of temporary
hearing impairment (temporary
threshold shift (TTS)) and behavioral
harassment (Level B harassment) of
ringed and bearded seals.
A detailed description of ICEX20
activities is provided in the Federal
Register notice for the proposed IHA (84
FR 68886; December 17, 2019). Since
that time, no changes have been made
to the planned activities. Therefore, a
detailed description is not provided
here. Please refer to that Federal
Register notice for the description of the
specific activity.
Comments and Responses
A notice of NMFS’s proposal to issue
an IHA to the Navy was published in
the Federal Register on December 17,
2019 (84 FR 68886). That notice
described, in detail, the Navy’s activity,
the marine mammal species that may be
affected by the activity, and the
anticipated effects on marine mammals.
During the 30-day public comment
period, NMFS received a comment letter
from the Marine Mammal Commission
(Commission).
Comment 1: The Commission noted
that the Navy used cutoff distances
instead of relying on Bayesian biphasic
dose response functions (BRFs) to
inform take estimates. The Commission
asserted that the cutoff distances used
by the Navy are unsubstantiated and
that the Navy arbitrarily set a cutoff
distance of 10 kilometers (km) for
pinnipeds, which could effectively
eliminate a large portion of the
estimated number of takes. The
Commission, therefore, recommended
that the Navy refrain from using cut-off
distances in conjunction with the
Bayesian BRFs.
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Response: We disagree with the
Commission’s recommendation. The
derivation of the behavioral response
functions and associated cutoff
distances is provided in the Navy’s
Criteria and Thresholds for U.S. Navy
Acoustic and Explosive Effects Analysis
(Phase III) technical report (Navy
2017a). The consideration of proximity
(distance cutoff) was part of criteria
developed in consultation with NMFS
and was applied within the Navy’s BRF.
Distance cutoffs beyond which the
potential of significant behavioral
responses were considered to be
unlikely were used in conducting
analysis for ICEX20. The Navy’s BRF
applied within these distances is an
appropriate method for providing a
realistic (but still conservative where
some uncertainties exist) estimate of
impact and potential take for these
activities.
Comment: The Commission
recommended that NMFS stipulate that
an IHA Renewal is a one-time
opportunity in all Federal Register
notices requesting comments on
possibility of a Renewal, on its web page
detailing the Renewal process, and in all
draft and final authorizations that
include a term and condition for
Renewal.
Response: NMFS’ website indicates
that Renewals are good for ‘‘up to
another year of the activities covered in
the initial IHA.’’ NMFS has never issued
a Renewal for more than one year, and
in no place have we implied that
Renewals are available for more than
one year. Any given Federal Register
notice considering a Renewal clearly
indicates that it is only being considered
for one year. Accordingly, changes to
the Renewal language on the website,
Federal Register notices, or
authorizations is not necessary.
Changes From the Proposed IHA to
Final IHA
NMFS has added specific elements
that must be reported in the Navy’s
post-activity monitoring report. These
requirements are detailed in the
Monitoring and Reporting section of this
notice.
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of ringed and bearded
seals. Additional information regarding
population trends and threats may be
found in NMFS’s Stock Assessment
Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 1 lists all species with expected
potential for occurrence in the project
area and summarizes information
related to the population or stock,
including regulatory status under the
MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2018). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’s SARs). While no
mortality or serious injury is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
Marine mammal abundance estimates
presented in this notice represent the
total number of individuals that make
up a given stock or the total number
estimated within a particular study or
survey area. NMFS’s stock abundance
estimates for most species represent the
total estimate of individuals within the
geographic area, if known, that comprise
that stock. For some species, this
geographic area may extend beyond U.S.
waters. All managed stocks in this
region are assessed in NMFS’s U.S.
Alaska SARs (Muto et al., 2019). All
values presented in Table 1 are the most
recent available at the time of
publication and are available in the
2018 Alaska SARs (Muto et al., 2019).
TABLE 1—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
PBR
Annual
M/SI 3
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenidai
Bowhead whale ..............
Balaena mysticetus ........
Western Arctic ................
E/D;Y
16,982 (0.058, 16,091,
2011).
161 .................................
44
649 .................................
166
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae
Beluga whale .................
Delphinapterus leucas ...
Beaufort Sea ..................
-/-;N
39,258 (0.229, 32,453,
1992).
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Order Carnivora—Superfamily Pinnipedia
Family Phocidae (earless seals)
Ringed seal ....................
Pusa hispida hispida ......
Alaska ............................
T/D;Y
Bearded seal ..................
Erignathus barbatus .......
Alaska ............................
T/D;Y
170,000 (-, 170,000,
2013) (Bering Sea and
Sea of Okhotsk only).
299,174 (-, 273,676,
2012) (Bering SeaU.S. portion only).
5,100 (Bering Sea-U.S.
portion only).
1,054
8,210 (Bering Sea-U.S.
portion only).
557
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum estimate of stock
abundance. In some cases, CV is not applicable.
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3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
NOTE: Italicized species are not expected to be taken.
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All species that could potentially
occur in the proposed survey areas are
included in Table 1. However, the
temporal and/or spatial occurrence of
bowhead whales and beluga whales is
such that take is not expected to occur,
and they are not discussed further
beyond the explanation provided here.
Bowhead whales migrate annually from
wintering areas (December to March) in
the northern Bering Sea, through the
Chukchi Sea in the spring (April
through May), to the eastern Beaufort
Sea, where they spend much of the
summer (June through early to midOctober) before returning again to the
Bering Sea (Muto et al., 2017). They are
unlikely to be found in the ICEX20
study area during the February through
April ICEX20 timeframe. Beluga whales
follow a similar pattern, as they tend to
spend winter months in the Bering Sea
and migrate north to the eastern
Beaufort Sea during the summer
months.
In addition, the polar bear (Ursus
maritimus) may be found in the project
area. However, polar bears are managed
by the U.S. Fish and Wildlife Service
and are not considered further in this
document.
A detailed description of the species
likely to be affected by ICEX20,
including brief introductions to the
species and relevant stocks as well as
available information regarding
population trends and threats, and
information regarding local occurrence,
were provided in the Federal Register
notice for the proposed IHA (84 FR
68886; December 17, 2019). Since that
time, we are not aware of any changes
in the status of these species and stocks;
therefore, detailed descriptions are not
provided here. Please refer to that
Federal Register notice for these
descriptions. Please also refer to
NFMS’s website (https://
www.fisheries.noaa.gov/find-species) for
generalized species accounts.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The effects of underwater noise from
submarine training and testing activities
have the potential to result in behavioral
harassment of marine mammals in the
vicinity of the study area. The notice of
proposed IHA (84 FR 68886; December
17, 2019) included a discussion of the
effects of anthropogenic noise on marine
mammals and the potential effects of
underwater noise from ICEX20 activities
on marine mammals and their habitat.
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That information and analysis is
incorporated by reference in to this final
IHA determination and is not repeated
here; please refer to the notice of
proposed IHA (84 FR 68886; December
17, 2019).
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform NMFS’ negligible impact
determination.
Harassment is the only type of take
expected to result from these activities.
For this military readiness activity, the
MMPA defines harassment as (i) Any
act that injures or has the significant
potential to injure a marine mammal or
marine mammal stock in the wild (Level
A harassment); or (ii) Any act that
disturbs or is likely to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of natural
behavioral patterns, including, but not
limited to, migration, surfacing, nursing,
breeding, feeding, or sheltering, to a
point where the behavioral patterns are
abandoned or significantly altered
(Level B harassment).
Authorized takes are by Level B
harassment only, in the form of
disruption of behavioral patterns and
TTS, for individual marine mammals
resulting from exposure to acoustic
transmissions. Based on the nature of
the activity, Level A harassment is
neither anticipated nor authorized, and
as described previously, no serious
injury or mortality is anticipated or
authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take
from exposure to sound by considering:
(1) Acoustic thresholds above which
NMFS believes the best available
science indicates marine mammals will
be behaviorally harassed or incur some
degree of permanent hearing
impairment; (2) the area or volume of
water that will be ensonified above
these levels in a day; (3) the density or
occurrence of marine mammals within
these ensonified areas; and, (4) and the
number of days of activities. For this
IHA, the Navy employed a sophisticated
model known as the Navy Acoustic
Effects Model (NAEMO) for assessing
the impacts of underwater sound.
Acoustic Thresholds
Using the best available science,
NMFS applies acoustic thresholds that
identify the received level of
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underwater sound above which exposed
marine mammals would be reasonably
expected to be behaviorally harassed
(equated to Level B harassment) or to
incur permanent threshold shift (PTS) of
some degree (equated to Level A
harassment).
Level B Harassment for non-explosive
sources—In coordination with NMFS,
the Navy developed behavioral
thresholds to support environmental
analyses for the Navy’s testing and
training military readiness activities
utilizing active sonar sources; these
behavioral harassment thresholds are
used here to evaluate the potential
effects of the active sonar components of
the proposed action. The response of a
marine mammal to an anthropogenic
sound will depend on the frequency,
duration, temporal pattern and
amplitude of the sound as well as the
animal’s prior experience with the
sound and the context in which the
sound is encountered (i.e., what the
animal is doing at the time of the
exposure). The distance from the sound
source and whether it is perceived as
approaching or moving away can also
affect the way an animal responds to a
sound (Wartzok et al. 2003). For marine
mammals, a review of responses to
anthropogenic sound was first
conducted by Richardson et al. (1995).
Reviews by Nowacek et al. (2007) and
Southall et al. (2007) address studies
conducted since 1995 and focus on
observations where the received sound
level of the exposed marine mammal(s)
was known or could be estimated.
Multi-year research efforts have
conducted sonar exposure studies for
odontocetes and mysticetes (Miller et al.
2012; Sivle et al. 2012). Several studies
with captive animals have provided
data under controlled circumstances for
odontocetes and pinnipeds (Houser et
al. 2013a; Houser et al. 2013b). Moretti
et al. (2014) published a beaked whale
dose-response curve based on passive
acoustic monitoring of beaked whales
during U.S. Navy training activity at
Atlantic Underwater Test and
Evaluation Center during actual AntiSubmarine Warfare exercises. This new
information necessitated the update of
the behavioral response criteria for the
U.S. Navy’s environmental analyses.
Southall et al. (2007) synthesized data
from many past behavioral studies and
observations to determine the likelihood
of behavioral reactions at specific sound
levels. While in general, the louder the
sound source the more intense the
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behavioral response, it was clear that
the proximity of a sound source and the
animal’s experience, motivation, and
conditioning were also critical factors
influencing the response (Southall et al.
2007). After examining all of the
available data, the authors felt that the
derivation of thresholds for behavioral
response based solely on exposure level
was not supported because context of
the animal at the time of sound
exposure was an important factor in
estimating response. Nonetheless, in
some conditions, consistent avoidance
reactions were noted at higher sound
levels depending on the marine
mammal species or group allowing
conclusions to be drawn. Phocid seals
showed avoidance reactions at or below
190 decibels (dB) referenced to 1
microPascal (mPa) @1 m; thus, seals may
actually receive levels adequate to
produce TTS before avoiding the source.
The Navy’s Phase III proposed
pinniped behavioral threshold has been
updated based on controlled exposure
experiments on the following captive
animals: Hooded seal, gray seal, and
California sea lion (Go¨tz et al. 2010;
Houser et al. 2013a; Kvadsheim et al.
2010). Overall exposure levels were
110–170 dB re 1 mPa for hooded seals,
140–180 dB re 1 mPa for gray seals and
125–185 dB re 1 mPa for California sea
lions; responses occurred at received
levels ranging from 125 to 185 dB re 1
mPa. However, the means of the
response data were between 159 and
170 dB re 1 mPa. Hooded seals were
exposed to increasing levels of sonar
until an avoidance response was
observed, while the grey seals were
exposed first to a single received level
multiple times, then an increasing
received level. Each individual
California sea lion was exposed to the
same received level 10 times. These
exposure sessions were combined into a
single response value, with an overall
response assumed if an animal
responded in any single session.
Because these data represent a doseresponse type relationship between
received level and a response, and
because the means were all tightly
clustered, the Bayesian biphasic
Behavioral Response Function for
pinnipeds most closely resembles a
traditional sigmoidal dose-response
function at the upper received levels
and has a 50 percent probability of
response at 166 dB re 1 mPa.
Additionally, to account for proximity
to the source discussed above and based
on the best scientific information, a
conservative distance of 10 km is used
beyond which exposures would not
constitute a take under the military
readiness definition. NMFS used this
dose response function to predict
behavioral harassment of pinnipeds for
this activity.
Level A harassment and TTS—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive).
These thresholds were developed by
compiling the best available science and
soliciting input multiple times from
both the public and peer reviewers to
inform the final product. The references,
analysis, and methodology used in the
development of the thresholds are
described in the Technical Guidance,
which may be accessed at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
The Navy’s PTS/TTS analyses begins
with mathematical modeling to predict
the sound transmission patterns from
Navy sources, including sonar. These
data are then coupled with marine
species distribution and abundance data
to determine the sound levels likely to
be received by various marine species.
These criteria and thresholds are
applied to estimate specific effects that
animals exposed to Navy-generated
sound may experience. For weighting
function derivation, the most critical
data required are TTS onset exposure
levels as a function of exposure
frequency. These values can be
estimated from published literature by
examining TTS as a function of sound
exposure level (SEL) for various
frequencies.
To estimate TTS onset values, only
TTS data from behavioral hearing tests
were used. To determine TTS onset for
each subject, the amount of TTS
observed after exposures with different
sound pressure levels (SPLs) and
durations were combined to create a
single TTS growth curve as a function
of SEL. The use of (cumulative) SEL is
a simplifying assumption to
accommodate sounds of various SPLs,
durations, and duty cycles. This is
referred to as an ‘‘equal energy’’
approach, since SEL is related to the
energy of the sound and this approach
assumes exposures with equal SEL
result in equal effects, regardless of the
duration or duty cycle of the sound. It
is well known that the equal energy rule
will over-estimate the effects of
intermittent noise, since the quiet
periods between noise exposures will
allow some recovery of hearing
compared to noise that is continuously
present with the same total SEL (Ward
1997). For continuous exposures with
the same SEL but different durations,
the exposure with the longer duration
will also tend to produce more TTS
(Finneran et al., 2010; Kastak et al.,
2007; Mooney et al., 2009a).
As in previous acoustic effects
analysis (Finneran and Jenkins 2012;
Southall et al., 2007), the shape of the
PTS exposure function for each species
group is assumed to be identical to the
TTS exposure function for each group.
A difference of 20 dB between TTS
onset and PTS onset is used for all
marine mammals including pinnipeds.
This is based on estimates of exposure
levels actually required for PTS (i.e., 40
dB of TTS) from the marine mammal
TTS growth curves, which show
differences of 13 to 37 dB between TTS
and PTS onset in marine mammals.
Details regarding these criteria and
thresholds can be found in NMFS’
Technical Guidance (NMFS 2016).
Table 2 below provides the weighted
criteria and thresholds used in this
analysis for estimating quantitative
acoustic exposures of marine mammals
from the proposed action.
TABLE 2—INJURY (PTS) AND DISTURBANCE (TTS, BEHAVIORAL) THRESHOLDS FOR UNDERWATER SOUNDS
Physiological criteria
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Group
Species
Behavioral criteria
Onset TTS
Phocid (in water) ...............
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Function.
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181 dB SEL cumulative ....
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201 dB SEL cumulative.
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Quantitative Modeling
The Navy performed a quantitative
analysis to estimate the number of
mammals that could be harassed by the
underwater acoustic transmissions
during the proposed action. Inputs to
the quantitative analysis included
marine mammal density estimates,
marine mammal depth occurrence
distributions (U.S Department of the
Navy, in prep), oceanographic and
environmental data, marine mammal
hearing data, and criteria and thresholds
for levels of potential effects.
The density estimate used to estimate
take is derived from habitat-based
modeling by Kaschner et al., (2006) and
Kaschner (2004). The area of the Arctic
where the planned action will occur
(100–200 nm north of Prudhoe Bay,
Alaska) has not been surveyed in a
manner that supports quantifiable
density estimation of marine mammals.
In the absence of empirical survey data,
information on known or inferred
associations between marine habitat
features and (the likelihood of) the
presence of specific species have been
used to predict densities using modelbased approaches. These habitat
suitability models include relative
environmental suitability (RES) models.
Habitat suitability models can be used
to understand the possible extent and
relative expected concentration of a
marine species distribution. These
models are derived from an assessment
of the species occurrence in association
with evaluated environmental
explanatory variables that results in
defining the RES suitability of a given
environment. A fitted model that
quantitatively describes the relationship
of occurrence with the environmental
variables can be used to estimate
unknown occurrence in conjunction
with known habitat suitability.
Abundance can thus be estimated for
each RES value based on the values of
the environmental variables, providing a
means to estimate density for areas that
have not been surveyed. Use of the
Kaschner’s RES model resulted in a
value of 0.3957 ringed seals per km2 in
the cold season (defined as December
through May) and a maximum value of
0.0332 bearded seals per km2 in the cold
and warm seasons. The density numbers
are assumed static throughout the ice
camp action area for this species. The
density data generated for this species
was based on environmental variables
known to exist within the ice camp
action area during the late winter/early
springtime period.
The quantitative analysis consists of
computer modeled estimates and a postmodel analysis to determine the number
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of potential animal exposures. The
model calculates sound energy
propagation from the proposed sonars,
the sound received by animat (virtual
animal) dosimeters representing marine
mammals distributed in the area around
the modeled activity, and whether the
sound received by a marine mammal
exceeds the thresholds for effects.
The Navy developed a set of software
tools and compiled data for estimating
acoustic effects on marine mammals
without consideration of behavioral
avoidance or Navy’s standard
mitigations. These tools and data sets
serve are integral components of
NAEMO. In NAEMO, animats are
distributed non-uniformly based on
species-specific density, depth
distribution, and group size
information, and animats record energy
received at their location in the water
column. A fully three-dimensional
environment is used for calculating
sound propagation and animat exposure
in NAEMO. Site-specific bathymetry,
sound speed profiles, wind speed, and
bottom properties are incorporated into
the propagation modeling process.
NAEMO calculates the likely
propagation for various levels of energy
(sound or pressure) resulting from each
source used during the training event.
NAEMO then records the energy
received by each animat within the
energy footprint of the event and
calculates the number of animats having
received levels of energy exposures that
fall within defined impact thresholds.
Predicted effects on the animats within
a scenario are then tallied and the
highest order effect (based on severity of
criteria; e.g., PTS over TTS) predicted
for a given animat is assumed. Each
scenario or each 24-hour period for
scenarios lasting greater than 24 hours
is independent of all others, and
therefore, the same individual marine
animal could be impacted during each
independent scenario or 24-hour period.
In few instances, although the activities
themselves all occur within the study
area, sound may propagate beyond the
boundary of the study area. Any
exposures occurring outside the
boundary of the study area are counted
as if they occurred within the study area
boundary. NAEMO provides the initial
estimated impacts on marine species
with a static horizontal distribution.
There are limitations to the data used
in the acoustic effects model, and the
results must be interpreted within these
context. While the most accurate data
and input assumptions have been used
in the modeling, when there is a lack of
definitive data to support an aspect of
the modeling, modeling assumptions
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believed to overestimate the number of
exposures have been chosen:
• Animats are modeled as being
underwater, stationary, and facing the
source and therefore always predicted to
receive the maximum sound level (i.e.,
no porpoising or pinnipeds’ heads
above water);
• Animats do not move horizontally
(but change their position vertically
within the water column), which may
overestimate physiological effects such
as hearing loss, especially for slow
moving or stationary sound sources in
the model;
• Animats are stationary horizontally
and therefore do not avoid the sound
source, unlike in the wild where
animals would most often avoid
exposures at higher sound levels,
especially those exposures that may
result in PTS;
• Multiple exposures within any 24hour period are considered one
continuous exposure for the purposes of
calculating the temporary or permanent
hearing loss, because there are not
sufficient data to estimate a hearing
recovery function for the time between
exposures; and
• Mitigation measures that are
implemented were not considered in the
model. In reality, sound-producing
activities would be reduced, stopped, or
delayed if marine mammals are detected
by submarines via passive acoustic
monitoring.
Because of these inherent model
limitations and simplifications, modelestimated results must be further
analyzed, considering such factors as
the range to specific effects, avoidance,
and the likelihood of successfully
implementing mitigation measures. This
analysis uses a number of factors in
addition to the acoustic model results to
predict effects on marine mammals.
For non-impulsive sources, NAEMO
calculates the sound pressure level
(SPL) and sound exposure level (SEL)
for each active emission during an
event. This is done by taking the
following factors into account over the
propagation paths: Bathymetric relief
and bottom types, sound speed, and
attenuation contributors such as
absorption, bottom loss and surface loss.
Platforms such as a ship using one or
more sound sources are modeled in
accordance with relevant vehicle
dynamics and time durations by moving
them across an area whose size is
representative of the training event’s
operational area. Table 3 provides range
to effects for active acoustic sources
proposed for ICEX20 to phocid
pinniped specific criteria. Phocids
within these ranges would be predicted
to receive the associated effect. Range to
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effects is important information in not
only predicting acoustic impacts, but
also in verifying the accuracy of model
results against real-world situations and
determining adequate mitigation ranges
to avoid higher level effects, especially
physiological effects to marine
mammals.
TABLE 3—RANGE TO BEHAVIORAL EFFECTS, TTS, AND PTS IN THE ICEX STUDY AREA
Range to effects
(m)
Source/exercise
Submarine Exercise .....................................................................................................................
Behavioral
TTS
PTS
10,000 a
4,025
15
a Empirical
evidence has not shown responses to sonar that would constitute take beyond a few km from an acoustic source, which is why
NMFS and Navy conservatively set a distance cutoff of 10 km. Regardless of the source level at that distance, take is not estimated to occur beyond 10 km from the source.
As discussed above, within NAEMO
animats do not move horizontally or
react in any way to avoid sound.
Furthermore, mitigation measures that
are implemented during training or
testing activities that reduce the
likelihood of physiological impacts are
not considered in quantitative analysis.
Therefore, the current model
overestimates acoustic impacts,
especially physiological impacts near
the sound source. The behavioral
criteria used as a part of this analysis
acknowledges that a behavioral reaction
is likely to occur at levels below those
required to cause hearing loss (TTS or
PTS). At close ranges and high sound
levels approaching those that could
cause PTS, avoidance of the area
immediately around the sound source is
the assumed behavioral response for
most cases.
In previous environmental analyses,
the Navy has implemented analytical
factors to account for avoidance
behavior and the implementation of
mitigation measures. The application of
avoidance and mitigation factors has
only been applied to model-estimated
PTS exposures given the short distance
over which PTS is estimated. Given that
no PTS exposures were estimated
during the modeling process for this
proposed action, the implementation of
avoidance and mitigation factors were
not included in this analysis.
Table 4 shows the exposures expected
for bearded and ringed seals based on
NAEMO modeled results.
TABLE 4—AUTHORIZED TAKE FOR ICEX ACTIVITIES
Level B harassment
Level A
harassment
Species
Behavioral
Bearded seal ....................................................................................................
Ringed seal ......................................................................................................
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Effects of Specified Activities on
Subsistence Uses of Marine Mammals
Subsistence hunting is important for
many Alaska Native communities. A
study of the North Slope villages of
Nuiqsut, Kaktovik, and Barrow
identified the primary resources used
for subsistence and the locations for
harvest (Stephen R. Braund & Associates
2010), including terrestrial mammals
(caribou, moose, wolf, and wolverine),
birds (geese and eider), fish (Arctic
cisco, Arctic char/Dolly Varden trout,
and broad whitefish), and marine
mammals (bowhead whale, ringed seal,
bearded seal, and walrus). Of these
species, only bearded and ringed seals
would be located within the study area
during the proposed action.
The study area is at least 100–150 mi
(161–241 km) from land, well seaward
of known subsistence use areas and the
planned activities would conclude prior
to the start of the summer months,
during which the majority of
subsistence hunting would occur. In
addition, the specified activity would
not remove individuals from the
population, therefore there would be no
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3
1,395
impacts caused by this action to the
availability of bearded seals or ringed
seals for subsistence hunting. Therefore,
subsistence uses of marine mammals
would not be impacted by this action.
Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to the
activity, and other means of effecting
the least practicable impact on the
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
the species or stock for taking for certain
subsistence uses. NMFS regulations
require applicants for incidental take
authorizations to include information
about the availability and feasibility
(economic and technological) of
equipment, methods, and manner of
conducting the activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)). The NDAA for FY 2004
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TTS
1
11
Total
0
0
4
1,406
amended the MMPA as it relates to
military readiness activities and the
incidental take authorization process
such that ‘‘least practicable impact’’
shall include consideration of personnel
safety, practicality of implementation,
and impact on the effectiveness of the
military readiness activity.
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat, as well as
subsistence uses. This considers the
nature of the potential adverse impact
being mitigated (likelihood, scope,
range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
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likelihood of effective implementation
(probability implemented as planned);
and
(2) The practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
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Mitigation for Marine Mammals and
Their Habitat
The following general mitigation
actions are required for ICEX20 to
minimize impacts on ringed and
bearded seals on the ice floe:
• Camp deployment will begin in
mid-February and must be completed by
March 15. Based on the best available
science, Arctic ringed seal whelping is
not expected to occur prior to midMarch. Construction of the ice camp
would be completed prior to whelping
in the area of ICEX20. As such, pups are
not anticipated to be in the vicinity of
the camp at commencement, and
mothers would not need to move
newborn pups due to construction of
the camp. Additionally, if a seal had a
lair in the area they would be able to
relocate. Completing camp deployment
before ringed seal pupping begins will
allow ringed seals to avoid the camp
area prior to pupping and mating
seasons, reducing potential impacts;
• Camp location will not be in
proximity to pressure ridges in order to
allow camp deployment and operation
of an aircraft runway. This will
minimize physical impacts to subnivean
lairs;
• Camp deployment will gradually
increase over five days, allowing seals to
relocate to lairs that are not in the
immediate vicinity of the camp;
• Personnel on all on-ice vehicles
must observe for marine and terrestrial
animals; any marine or terrestrial
animal observed on the ice must be
avoided by 328 ft (100 m). On-ice
vehicles would not be used to follow
any animal, with the exception of
actively deterring polar bears if the
situation requires;
• Personnel operating on-ice vehicles
must avoid areas of deep snowdrifts
near pressure ridges, which are
preferred areas for subnivean lair
development; and
• All material (e.g., tents, unused
food, excess fuel) and wastes (e.g., solid
waste, hazardous waste) must be
removed from the ice floe upon
completion of ICEX20.
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The following mitigation actions are
required for ICEX20 activities involving
acoustic transmissions:
• For activities involving active
acoustic transmissions from submarines
and torpedoes, passive acoustic sensors
on the submarines must listen for
vocalizing marine mammals for 15
minutes prior to the initiation of
exercise activities. If a marine mammal
is detected, the submarine must delay
active transmissions, and not restart
until after 15 minutes have passed with
no marine mammal detections. If there
are no animal detections, it may be
assumed that the vocalizing animal is
no longer in the immediate area and is
unlikely to be subject to harassment.
Ramp up procedures are not proposed
as Navy determined, and NMFS accepts,
that they would result in an
unacceptable impact on readiness and
on the realism of training.
Based on our evaluation of the
applicant’s proposed measures, as well
as other measures considered by NMFS,
NMFS has determined that the required
mitigation measures provide the means
effecting the least practicable impact on
the affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stock for
subsistence uses.
Monitoring and Reporting
In order to issue an IHA for an
activity, section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
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better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
The U.S. Navy has coordinated with
NMFS to develop an overarching
program plan in which specific
monitoring would occur. This plan is
called the Integrated Comprehensive
Monitoring Program (ICMP) (U.S.
Department of the Navy 2011). The
ICMP was created in direct response to
Navy permitting requirements
established in various MMPA rules,
ESA consultations, and applicable
regulations. As a framework document,
the ICMP applies by regulation to those
activities on ranges and operating areas
for which the Navy is seeking or has
sought incidental take authorizations.
The ICMP is intended to coordinate
monitoring efforts across all regions and
to allocate the most appropriate level
and type of effort based on set of
standardized research goals, and in
acknowledgement of regional scientific
value and resource availability.
The ICMP is focused on Navy training
and testing ranges where the majority of
Navy activities occur regularly as those
areas have the greatest potential for
being impacted. ICEX20 in comparison
is a short duration exercise that occurs
approximately every other year. Due to
the location and expeditionary nature of
the ice camp, the number of personnel
onsite is extremely limited and is
constrained by the requirement to be
able to evacuate all personnel in a single
day with small planes. As such, a
dedicated monitoring project would not
be feasible as it would require
additional personnel and equipment to
locate, tag and monitor the seals.
The Navy is committed to
documenting and reporting relevant
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aspects of training and research
activities to verify implementation of
mitigation, comply with current
permits, and improve future
environmental assessments. All sonar
usage will be collected via the Navy’s
Sonar Positional Reporting System
database and reported. If any injury or
death of a marine mammal is observed
during the ICEX20 activity, the Navy
must immediately halt the activity and
report the incident to the Office of
Protected Resources, NMFS, and the
Alaska Regional Stranding Coordinator,
NMFS. The following information must
be provided:
• Time, date, and location of the
discovery;
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal(s) was discovered (e.g.,
during submarine activities, observed
on ice floe, or by transiting vessel).
The Navy will provide NMFS with a
draft exercise monitoring report within
90 days of the conclusion of the planned
activity. The proposed IHA required the
monitoring report to include data
regarding sonar use and any mammal
sightings or detection will be
documented. The report would also
include information on the number of
sonar shutdowns recorded. NMFS has
revised this requirement since the
notice of proposed IHA was published
to specify that the draft exercise
monitoring report must include the
number of marine mammals sighted, by
species, and any other available
information about the sighting(s) such
as date, time, and approximate location
(latitude and longitude). The draft
report must be submitted to NMFS
within 90 days of the end of ICEX20
activities. If no comments are received
from NMFS within 30 days of
submission of the draft final report, the
draft final report will constitute the final
report. If comments are received, a final
report must be submitted within 30 days
after receipt of comments. As the
information is classified, the Navy must
also provide data regarding sonar use
and the number of shutdowns during
monitoring in the Atlantic Fleet
Training and Testing (AFTT) Letter of
Authorization annual classified report
due in February 2021. The Navy must
also analyze any declassified
underwater recordings collected during
ICEX20 for marine mammal
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vocalizations and report that
information to NMFS, including the
types and natures of sounds heard (e.g.,
clicks, whistles, creaks, burst pulses,
continuous, sporadic, strength of signal)
and the species or taxonomic group (if
determinable). This information must be
submitted to NMFS with the annual
AFTT declassified monitoring report
due in April 2021.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Underwater acoustic transmissions
associated with ICEX20, as outlined
previously, have the potential to result
in Level B harassment of ringed and
bearded seals in the form of TTS and
behavioral disturbance. No serious
injury, mortality or Level A takes are
anticipated to result from this activity.
At close ranges and high sound levels
approaching those that could cause PTS,
avoidance of the area immediately
around the sound source would be
seals’ likely behavioral response.
NMFS estimates 11 takes of ringed
seals and 1 take of bearded seals due to
TTS from the submarine activities. TTS
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6525
is a temporary impairment of hearing
and TTS can last from minutes or hours
to days (in cases of strong TTS). In many
cases, however, hearing sensitivity
recovers rapidly after exposure to the
sound ends. This activity has the
potential to result in only minor levels
of TTS, and hearing sensitivity of
affected animals would be expected to
recover quickly. Though TTS may occur
in up to 11 ringed seals and 1 bearded
seal, the overall fitness of these
individuals is unlikely to be affected
and negative impacts to the entire stocks
are not anticipated.
Effects on individuals that are taken
by Level B harassment could include
alteration of dive behavior, alteration of
foraging behavior, effects to breathing,
interference with or alteration of
vocalization, avoidance, and flight.
More severe behavioral responses are
not anticipated due to the localized,
intermittent use of active acoustic
sources and mitigation by passive
acoustic monitoring which will limit
exposure to sound sources. Most likely,
individuals will be temporarily
displaced by moving away from the
sound source. As described previously
in the behavioral effects section, seals
exposed to non-impulsive sources with
a received sound pressure level within
the range of calculated exposures, (142–
193 dB re 1 mPa), have been shown to
change their behavior by modifying
diving activity and avoidance of the
sound source (Go¨tz et al., 2010;
Kvadsheim et al., 2010). Although a
minor change to a behavior may occur
as a result of exposure to the sound
sources associated with the planned
action, these changes would be within
the normal range of behaviors for the
animal (e.g., the use of a breathing hole
further from the source, rather than one
closer to the source, would be within
the normal range of behavior). Thus,
even repeated Level B harassment of
some small subset of the overall stock is
unlikely to result in any significant
realized decrease in fitness for the
affected individuals, and would not
result in any adverse impact to the stock
as a whole.
The Navy’s planned activities are
localized and of relatively short
duration. While the total project area is
large, the Navy expects that most
activities will occur within the ice camp
action area in relatively close proximity
to the ice camp. The larger study area
depicts the range where submarines
may maneuver during the exercise. The
ice camp will be in existence for up to
six weeks with acoustic transmission
occurring intermittently over
approximately four weeks.
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The project is not expected to have
significant adverse effects on marine
mammal habitat. The project activities
are limited in time and would not
modify physical marine mammal
habitat. While the activities may cause
some fish to leave a specific area
ensonified by acoustic transmissions,
temporarily impacting marine
mammals’ foraging opportunities, these
fish would likely return to the affected
area. As such, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
For on-ice activity, serious injury and
mortality are not anticipated. Level B
harassment could occur but is unlikely
due to mitigation measures followed
during the exercise. Foot and
snowmobile movement on the ice will
be designed to avoid pressure ridges,
where ringed seals build their lairs;
runways will be built in areas without
pressure ridges; snowmobiles will
follow established routes; and camp
buildup is gradual, with activity
increasing over the first five days
providing seals the opportunity to move
to a different lair outside the ice camp
area. The Navy will also employ its
standard 100-m avoidance distance from
any arctic animals. Implementation of
these measures should ensure that
ringed seal lairs are not crushed or
damaged during ICEX20 activities and
minimize the potential for seals and
pups to abandon lairs and relocate.
The ringed seal pupping season on
the ice lasts for five to nine weeks
during late winter and spring. Ice camp
deployment would begin in midFebruary and be completed by March
15, before the pupping season. This will
allow ringed seals to avoid the ice camp
area once the pupping season begins,
thereby reducing potential impacts to
nursing mothers and pups. Furthermore,
ringed seal mothers are known to
physically move pups from the birth lair
to an alternate lair to avoid predation.
If a ringed seal mother perceives the
acoustic transmissions as a threat, the
local network of multiple birth and
haulout lairs would allow the mother
and pup to move to a new lair.
There is an ongoing unusual mortality
event (UME) for ice seals, including
ringed and bearded seals. Elevated
strandings have occurred in the Bering
and Chukchi Seas since June 2018.
Though elevated numbers of seals have
stranded during this UME, this event
does not provide cause for concern
regarding population-level impacts, as
the population abundance estimates for
each of the affected species number in
the hundreds of thousands. The study
area for ICEX20 activities is in the
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Beaufort Sea and Arctic Ocean, well
north and east of the primary area where
seals have stranded along the western
coast of Alaska (see map of strandings
at: https://www.fisheries.noaa.gov/
national/marine-life-distress/2018–
2019-ice-seal-unusual-mortality-eventalaska). The location of the ICEX20
activities, combined with the short
duration and low-level potential effects
on marine mammals, suggest that the
planned activities are not expected to
contribute to the ongoing UME.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No serious injury or mortality is
anticipated or authorized;
• Impacts will be limited to Level B
harassment, primarily in the form of
behavioral disturbance;
• Anticipated TTS is only of a low
degree, and expected to affect only a
limited number of animals;
• The numbers of takes proposed to
be authorized are low relative to the
estimated abundances of the affected
stocks;
• There will be no loss or
modification of ringed or bearded seal
habitat and minimal, temporary impacts
on prey;
• Physical impacts to ringed seal
subnivean lairs will be avoided; and
• Mitigation requirements for ice
camp activities would minimize
impacts to animals during the pupping
season.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS finds that the total
marine mammal take from the proposed
activity will have a negligible impact on
all affected marine mammal species or
stocks.
Unmitigable Adverse Impact Analysis
and Determination
Impacts to subsistence uses of marine
mammals resulting from the planned
action are not anticipated. The planned
action would occur outside of the
primary subsistence use season (i.e.,
summer months), and the study area is
100–150 mi (161–241 km) seaward of
known subsistence use areas. Harvest
locations for ringed seals extend up to
80 nmi (148 km) from shore during the
summer months while winter harvest of
ringed seals typically occurs closer to
shore. Additionally, no mortality or
PO 00000
Frm 00030
Fmt 4703
Sfmt 4703
serious injury is expected or authorized,
and therefore no marine mammals
would be removed from availability for
subsistence. Based on this information,
NMFS has determined that there will
not be an unmitigable adverse impact on
subsistence uses from the Navy’s
activities.
National Environmental Policy Act
In compliance with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.), as
implemented by the regulations
published by the Council on
Environmental Quality (CEQ; 40 CFR
parts 1500–1508), the Navy prepared a
Supplemental Environmental
Assessment/Overseas Environmental
Assessment (Supplemental EA/OEA) to
consider the direct, indirect, and
cumulative effects to the human
environment resulting from ICEX20.
NMFS provided a link to the Navy’s
Supplemental EA/OEA (at https://
www.nepa.navy.mil/icex) for the public
to review and comment, concurrently
with the publication of the proposed
IHA, in relation to its suitability for
adoption by NMFS in order to assess the
impacts to the human environment of
issuance of an IHA to the Navy. Also in
compliance with NEPA and the CEQ
regulations, as well as NOAA
Administrative Order 216–6, NMFS has
reviewed the Navy’s Supplemental EA/
OEA, determined it to be sufficient, and
adopted that Supplemental EA/OEA
and signed a Finding of No Significant
Impact (FONSI) on January 30, 2020.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the NMFS Alaska Regional
Office (AKR), whenever we propose to
authorize take for endangered or
threatened species.
There are two marine mammal
species (ringed seals and bearded seals)
with confirmed presence in the project
area that are listed under the ESA. The
NMFS Alaska Regional Office Protected
Resources Division issued a Biological
Opinion on January 27, 2020, which
concluded that the Navy’s activities and
NMFS’s issuance of an IHA are not
likely to jeopardize the continued
E:\FR\FM\05FEN1.SGM
05FEN1
Federal Register / Vol. 85, No. 24 / Wednesday, February 5, 2020 / Notices
existence of the Arctic ringed seal or
Beringia DPS bearded seal.
Authorization
As a result of these determinations,
NMFS has issued an IHA to the Navy for
conducting submarine training and
testing activities in the Beaufort Sea and
Arctic Ocean beginning in February
2020, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Dated: January 30, 2020.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
Gary
Rule, NMFS West Coast Region at
gary.rule@noaa.gov, (503) 230–5424; or
Heather Austin, NMFS Office of
Protected Resources at heather.austin@
noaa.gov, (301) 427–8422.
SUPPLEMENTARY INFORMATION:
FOR FURTHER INFORMATION CONTACT:
[FR Doc. 2020–02167 Filed 2–4–20; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
[Docket No. 200130–0037; RTID 0648–
XG758]
Listing Endangered and Threatened
Wildlife and Plants; Notice of 12-Month
Finding on a Petition To List SummerRun Steelhead in Northern California
as Endangered Under the Endangered
Species Act
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of 12-month petition
finding.
AGENCY:
We, NMFS, announce a 12month finding on a petition to delineate
Northern California (NC) summer-run
steelhead as a distinct population
segment (DPS) of West Coast steelhead
(Oncorhynchus mykiss), and to list that
DPS as endangered under the
Endangered Species Act (ESA). We have
completed a comprehensive DPS
analysis of NC summer-run steelhead in
response to the petition. Based on the
best scientific and commercial data
available, including the DPS
configuration review report, we have
determined that listing NC summer-run
steelhead as an endangered DPS is not
warranted. We determined that summerrun steelhead in the NC steelhead DPS
do not meet the criteria to be considered
a DPS separate from winter-run
steelhead. We also announce the
availability of the DPS configuration
review report prepared pursuant to the
ESA for the NC steelhead DPS.
DATES: This finding was made on
February 5, 2020.
ADDRESSES: The documents informing
the 12-month finding, including the
jbell on DSKJLSW7X2PROD with NOTICES
SUMMARY:
VerDate Sep<11>2014
18:54 Feb 04, 2020
Jkt 250001
DPS configuration report (Pearse et al.
2019), are available by submitting a
request to the Assistant Regional
Administrator, Protected Resources
Division, West Coast Regional Office,
501 W Ocean Blvd., Suite 4200, Long
Beach, CA 90802, Attention: NC
Summer-run Steelhead 12-month
Finding. The documents are also
available electronically at https://
www.fisheries.noaa.gov/region/westcoast.
Background
On November 15, 2018, the Secretary
of Commerce received a petition from
the Friends of the Eel River (hereafter,
the Petitioner) to list NC summer-run
steelhead as an endangered DPS under
the ESA. Currently, NC summer-run
steelhead are part of the NC steelhead
DPS that combines winter-run and
summer-run steelhead and is listed as
threatened under the ESA (71 FR 833;
January 5, 2006). The Petitioner is
requesting that NC summer-run
steelhead be considered as a separate
DPS and listed as endangered. On April
22, 2019, we published a positive 90day finding (84 FR 16632) announcing
that the petition presented substantial
scientific or commercial information
indicating that the petitioned action
may be warranted. In our 90-day
finding, we also announced the
initiation of a status review of the NC
summer-run steelhead and requested
information to inform our decision on
whether the species warrants listing as
threatened or endangered under the
ESA.
Listing Species Under the ESA
We are responsible for determining
whether species under our jurisdiction
are threatened or endangered under the
ESA (16 U.S.C. 1531 et seq.). To make
this determination, we first consider
whether a group of organisms
constitutes a ‘‘species’’ under section 3
of the ESA (16 U.S.C. 1532), and then,
if so, consider whether the status of the
species qualifies it for listing as either
threatened or endangered. Section 3 of
the ESA defines species to include any
subspecies of fish or wildlife or plants,
and any DPS of any species of vertebrate
fish or wildlife which interbreeds when
mature. On February 7, 1996, NMFS and
the U.S. Fish and Wildlife Service
(USFWS; together, the Services) adopted
PO 00000
Frm 00031
Fmt 4703
Sfmt 4703
6527
the Policy Regarding the Recognition of
Distinct Vertebrate Population Segments
Under the Endangered Species Act, a
policy describing what constitutes a
DPS of a taxonomic species (DPS Policy;
61 FR 4722). Under the DPS Policy, we
consider the following when identifying
a DPS: (1) The discreteness of the
population segment in relation to the
remainder of the species or subspecies
to which it belongs; and (2) the
significance of the population segment
to the species or subspecies to which it
belongs.
Section 3 of the ESA further defines
an endangered species as any species
which is in danger of extinction
throughout all or a significant portion of
its range and a threatened species as one
which is likely to become an
endangered species within the
foreseeable future throughout all or a
significant portion of its range. Thus, we
interpret an ‘‘endangered species’’ to be
one that is presently in danger of
extinction. A ‘‘threatened species,’’ on
the other hand, is not presently in
danger of extinction, but is likely to
become so in the foreseeable future. In
other words, the primary statutory
difference between a threatened and
endangered species is the timing of
when a species may be in danger of
extinction, either presently
(endangered) or in the foreseeable future
(threatened).
Section 4(a)(1) of the ESA also
requires us to determine whether any
species is endangered or threatened as
a result of any of the following five
factors: The present or threatened
destruction, modification, or
curtailment of its habitat or range;
overutilization for commercial,
recreational, scientific, or educational
purposes; disease or predation; the
inadequacy of existing regulatory
mechanisms; or other natural or
manmade factors affecting its continued
existence (16 U.S.C. 1533(a)(1)(A)–(E)).
Section 4(b)(1)(A) of the ESA requires us
to make listing determinations based
solely on the best scientific and
commercial data available after
conducting a review of the status of the
species and after taking into account
efforts being made by any state or
foreign nation or political subdivision
thereof to protect the species. In
evaluating the efficacy of formalized
domestic conservation efforts that have
yet to be implemented or demonstrate
effectiveness, we rely on the Services’
joint Policy on Evaluation of
Conservation Efforts When Making
Listing Decisions (PECE; 68 FR 15100;
March 28, 2003).
E:\FR\FM\05FEN1.SGM
05FEN1
Agencies
[Federal Register Volume 85, Number 24 (Wednesday, February 5, 2020)]
[Notices]
[Pages 6518-6527]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-02167]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RTID 0648-XR067]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to U.S. Navy 2020 Ice Exercise
Activities in the Beaufort Sea and Arctic Ocean
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an Incidental Harassment Authorization
(IHA).
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an IHA to the United States Department of the Navy
(Navy) to incidentally harass, by Level B harassment only, marine
mammals during submarine training and testing activities associated
with Ice Exercise 2020 (ICEX20) north of Prudhoe Bay, Alaska. The
Navy's activities are considered military readiness activities pursuant
to the MMPA, as amended by the National Defense Authorization Act for
Fiscal Year 2004 (NDAA).
DATES: This authorization is effective from February 1, 2020, through
January 31, 2021.
FOR FURTHER INFORMATION CONTACT: Amy Fowler, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of the species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the monitoring and
reporting of the takings must be set forth.
The NDAA (Pub. L. 108-136) removed the ``small numbers'' and
``specified geographical region'' limitations indicated above and
amended the definition of ``harassment'' as it applies to a ``military
readiness activity.'' The activity for which incidental take of marine
mammals is being requested addressed here qualifies as a military
readiness activity. The definitions of all applicable MMPA statutory
terms cited above are included in the relevant sections below.
Summary of Request
On July 3, 2019, NMFS received a request from the Navy for an IHA
to take marine mammals incidental to submarine training and testing
activities, including establishment of a tracking range on an ice floe
in the Beaufort Sea and Arctic Ocean north of Prudhoe Bay, Alaska. The
application was deemed adequate and complete on November 22, 2019. The
Navy's request was for take of ringed seals (Pusa hispida hispida) and
bearded seals (Erignathus barbatus) by Level B harassment. Neither the
Navy nor NMFS expect serious injury or mortality to result from this
activity. Therefore, an IHA is appropriate.
NMFS previously issued an IHA to the Navy for similar activities
conducted in 2018 (83 FR 6522; February 14, 2018). The Navy complied
with all the requirements (e.g., mitigation, monitoring, and reporting)
of the previous IHA and information regarding their monitoring results
may be found in the Estimated Take section.
Description of Proposed Activity
The Navy proposes to conduct submarine training and testing
activities from an ice camp established on an ice floe in the Beaufort
Sea and Arctic Ocean for approximately six weeks beginning in February
2020. The ice camp would be established approximately 100-200 nautical
miles (nmi) north of Prudhoe Bay, Alaska. The submarine training and
testing activities would occur over approximately four weeks during the
six-week period. Submarine active acoustic transmissions may result in
occurrence of temporary hearing impairment (temporary threshold shift
(TTS)) and behavioral harassment (Level B harassment) of ringed and
bearded seals.
A detailed description of ICEX20 activities is provided in the
Federal Register notice for the proposed IHA (84 FR 68886; December 17,
2019). Since that time, no changes have been made to the planned
activities. Therefore, a detailed description is not provided here.
Please refer to that Federal Register notice for the description of the
specific activity.
Comments and Responses
A notice of NMFS's proposal to issue an IHA to the Navy was
published in the Federal Register on December 17, 2019 (84 FR 68886).
That notice described, in detail, the Navy's activity, the marine
mammal species that may be affected by the activity, and the
anticipated effects on marine mammals. During the 30-day public comment
period, NMFS received a comment letter from the Marine Mammal
Commission (Commission).
Comment 1: The Commission noted that the Navy used cutoff distances
instead of relying on Bayesian biphasic dose response functions (BRFs)
to inform take estimates. The Commission asserted that the cutoff
distances used by the Navy are unsubstantiated and that the Navy
arbitrarily set a cutoff distance of 10 kilometers (km) for pinnipeds,
which could effectively eliminate a large portion of the estimated
number of takes. The Commission, therefore, recommended that the Navy
refrain from using cut-off distances in conjunction with the Bayesian
BRFs.
[[Page 6519]]
Response: We disagree with the Commission's recommendation. The
derivation of the behavioral response functions and associated cutoff
distances is provided in the Navy's Criteria and Thresholds for U.S.
Navy Acoustic and Explosive Effects Analysis (Phase III) technical
report (Navy 2017a). The consideration of proximity (distance cutoff)
was part of criteria developed in consultation with NMFS and was
applied within the Navy's BRF. Distance cutoffs beyond which the
potential of significant behavioral responses were considered to be
unlikely were used in conducting analysis for ICEX20. The Navy's BRF
applied within these distances is an appropriate method for providing a
realistic (but still conservative where some uncertainties exist)
estimate of impact and potential take for these activities.
Comment: The Commission recommended that NMFS stipulate that an IHA
Renewal is a one-time opportunity in all Federal Register notices
requesting comments on possibility of a Renewal, on its web page
detailing the Renewal process, and in all draft and final
authorizations that include a term and condition for Renewal.
Response: NMFS' website indicates that Renewals are good for ``up
to another year of the activities covered in the initial IHA.'' NMFS
has never issued a Renewal for more than one year, and in no place have
we implied that Renewals are available for more than one year. Any
given Federal Register notice considering a Renewal clearly indicates
that it is only being considered for one year. Accordingly, changes to
the Renewal language on the website, Federal Register notices, or
authorizations is not necessary.
Changes From the Proposed IHA to Final IHA
NMFS has added specific elements that must be reported in the
Navy's post-activity monitoring report. These requirements are detailed
in the Monitoring and Reporting section of this notice.
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of ringed and bearded seals. Additional
information regarding population trends and threats may be found in
NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and
more general information about these species (e.g., physical and
behavioral descriptions) may be found on NMFS's website (https://www.fisheries.noaa.gov/find-species).
Table 1 lists all species with expected potential for occurrence in
the project area and summarizes information related to the population
or stock, including regulatory status under the MMPA and ESA and
potential biological removal (PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2018). PBR is defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population (as described in
NMFS's SARs). While no mortality or serious injury is anticipated or
authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species and other threats.
Marine mammal abundance estimates presented in this notice
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprise that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Alaska SARs (Muto et al., 2019). All values presented in
Table 1 are the most recent available at the time of publication and
are available in the 2018 Alaska SARs (Muto et al., 2019).
Table 1--Marine Mammal Species Potentially Present in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
Stock abundance
ESA/ MMPA status; (CV, Nmin, most Annual M/
Common name Scientific name Stock strategic (Y/N) \1\ recent abundance PBR SI \3\
survey) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
Family Balaenidai
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bowhead whale.................... Balaena mysticetus.. Western Arctic...... E/D;Y 16,982 (0.058, 161................ 44
16,091, 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Beluga whale..................... Delphinapterus Beaufort Sea........ -/-;N 39,258 (0.229, 649................ 166
leucas. 32,453, 1992).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Ringed seal...................... Pusa hispida hispida Alaska.............. T/D;Y 170,000 (-, 5,100 (Bering Sea- 1,054
170,000, 2013) U.S. portion only).
(Bering Sea and
Sea of Okhotsk
only).
Bearded seal..................... Erignathus barbatus. Alaska.............. T/D;Y 299,174 (-, 8,210 (Bering Sea- 557
273,676, 2012) U.S. portion only).
(Bering Sea-U.S.
portion only).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable.
[[Page 6520]]
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
NOTE: Italicized species are not expected to be taken.
All species that could potentially occur in the proposed survey
areas are included in Table 1. However, the temporal and/or spatial
occurrence of bowhead whales and beluga whales is such that take is not
expected to occur, and they are not discussed further beyond the
explanation provided here. Bowhead whales migrate annually from
wintering areas (December to March) in the northern Bering Sea, through
the Chukchi Sea in the spring (April through May), to the eastern
Beaufort Sea, where they spend much of the summer (June through early
to mid-October) before returning again to the Bering Sea (Muto et al.,
2017). They are unlikely to be found in the ICEX20 study area during
the February through April ICEX20 timeframe. Beluga whales follow a
similar pattern, as they tend to spend winter months in the Bering Sea
and migrate north to the eastern Beaufort Sea during the summer months.
In addition, the polar bear (Ursus maritimus) may be found in the
project area. However, polar bears are managed by the U.S. Fish and
Wildlife Service and are not considered further in this document.
A detailed description of the species likely to be affected by
ICEX20, including brief introductions to the species and relevant
stocks as well as available information regarding population trends and
threats, and information regarding local occurrence, were provided in
the Federal Register notice for the proposed IHA (84 FR 68886; December
17, 2019). Since that time, we are not aware of any changes in the
status of these species and stocks; therefore, detailed descriptions
are not provided here. Please refer to that Federal Register notice for
these descriptions. Please also refer to NFMS's website (https://www.fisheries.noaa.gov/find-species) for generalized species accounts.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of underwater noise from submarine training and testing
activities have the potential to result in behavioral harassment of
marine mammals in the vicinity of the study area. The notice of
proposed IHA (84 FR 68886; December 17, 2019) included a discussion of
the effects of anthropogenic noise on marine mammals and the potential
effects of underwater noise from ICEX20 activities on marine mammals
and their habitat. That information and analysis is incorporated by
reference in to this final IHA determination and is not repeated here;
please refer to the notice of proposed IHA (84 FR 68886; December 17,
2019).
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform NMFS' negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. For this military readiness activity, the MMPA defines
harassment as (i) Any act that injures or has the significant potential
to injure a marine mammal or marine mammal stock in the wild (Level A
harassment); or (ii) Any act that disturbs or is likely to disturb a
marine mammal or marine mammal stock in the wild by causing disruption
of natural behavioral patterns, including, but not limited to,
migration, surfacing, nursing, breeding, feeding, or sheltering, to a
point where the behavioral patterns are abandoned or significantly
altered (Level B harassment).
Authorized takes are by Level B harassment only, in the form of
disruption of behavioral patterns and TTS, for individual marine
mammals resulting from exposure to acoustic transmissions. Based on the
nature of the activity, Level A harassment is neither anticipated nor
authorized, and as described previously, no serious injury or mortality
is anticipated or authorized for this activity. Below we describe how
the take is estimated.
Generally speaking, we estimate take from exposure to sound by
considering: (1) Acoustic thresholds above which NMFS believes the best
available science indicates marine mammals will be behaviorally
harassed or incur some degree of permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day; (3) the density or occurrence of marine mammals within these
ensonified areas; and, (4) and the number of days of activities. For
this IHA, the Navy employed a sophisticated model known as the Navy
Acoustic Effects Model (NAEMO) for assessing the impacts of underwater
sound.
Acoustic Thresholds
Using the best available science, NMFS applies acoustic thresholds
that identify the received level of underwater sound above which
exposed marine mammals would be reasonably expected to be behaviorally
harassed (equated to Level B harassment) or to incur permanent
threshold shift (PTS) of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--In coordination with
NMFS, the Navy developed behavioral thresholds to support environmental
analyses for the Navy's testing and training military readiness
activities utilizing active sonar sources; these behavioral harassment
thresholds are used here to evaluate the potential effects of the
active sonar components of the proposed action. The response of a
marine mammal to an anthropogenic sound will depend on the frequency,
duration, temporal pattern and amplitude of the sound as well as the
animal's prior experience with the sound and the context in which the
sound is encountered (i.e., what the animal is doing at the time of the
exposure). The distance from the sound source and whether it is
perceived as approaching or moving away can also affect the way an
animal responds to a sound (Wartzok et al. 2003). For marine mammals, a
review of responses to anthropogenic sound was first conducted by
Richardson et al. (1995). Reviews by Nowacek et al. (2007) and Southall
et al. (2007) address studies conducted since 1995 and focus on
observations where the received sound level of the exposed marine
mammal(s) was known or could be estimated.
Multi-year research efforts have conducted sonar exposure studies
for odontocetes and mysticetes (Miller et al. 2012; Sivle et al. 2012).
Several studies with captive animals have provided data under
controlled circumstances for odontocetes and pinnipeds (Houser et al.
2013a; Houser et al. 2013b). Moretti et al. (2014) published a beaked
whale dose-response curve based on passive acoustic monitoring of
beaked whales during U.S. Navy training activity at Atlantic Underwater
Test and Evaluation Center during actual Anti-Submarine Warfare
exercises. This new information necessitated the update of the
behavioral response criteria for the U.S. Navy's environmental
analyses.
Southall et al. (2007) synthesized data from many past behavioral
studies and observations to determine the likelihood of behavioral
reactions at specific sound levels. While in general, the louder the
sound source the more intense the
[[Page 6521]]
behavioral response, it was clear that the proximity of a sound source
and the animal's experience, motivation, and conditioning were also
critical factors influencing the response (Southall et al. 2007). After
examining all of the available data, the authors felt that the
derivation of thresholds for behavioral response based solely on
exposure level was not supported because context of the animal at the
time of sound exposure was an important factor in estimating response.
Nonetheless, in some conditions, consistent avoidance reactions were
noted at higher sound levels depending on the marine mammal species or
group allowing conclusions to be drawn. Phocid seals showed avoidance
reactions at or below 190 decibels (dB) referenced to 1 microPascal
([mu]Pa) @1 m; thus, seals may actually receive levels adequate to
produce TTS before avoiding the source.
The Navy's Phase III proposed pinniped behavioral threshold has
been updated based on controlled exposure experiments on the following
captive animals: Hooded seal, gray seal, and California sea lion
(G[ouml]tz et al. 2010; Houser et al. 2013a; Kvadsheim et al. 2010).
Overall exposure levels were 110-170 dB re 1 [mu]Pa for hooded seals,
140-180 dB re 1 [mu]Pa for gray seals and 125-185 dB re 1 [mu]Pa for
California sea lions; responses occurred at received levels ranging
from 125 to 185 dB re 1 [mu]Pa. However, the means of the response data
were between 159 and 170 dB re 1 [mu]Pa. Hooded seals were exposed to
increasing levels of sonar until an avoidance response was observed,
while the grey seals were exposed first to a single received level
multiple times, then an increasing received level. Each individual
California sea lion was exposed to the same received level 10 times.
These exposure sessions were combined into a single response value,
with an overall response assumed if an animal responded in any single
session. Because these data represent a dose-response type relationship
between received level and a response, and because the means were all
tightly clustered, the Bayesian biphasic Behavioral Response Function
for pinnipeds most closely resembles a traditional sigmoidal dose-
response function at the upper received levels and has a 50 percent
probability of response at 166 dB re 1 [mu]Pa. Additionally, to account
for proximity to the source discussed above and based on the best
scientific information, a conservative distance of 10 km is used beyond
which exposures would not constitute a take under the military
readiness definition. NMFS used this dose response function to predict
behavioral harassment of pinnipeds for this activity.
Level A harassment and TTS--NMFS' Technical Guidance for Assessing
the Effects of Anthropogenic Sound on Marine Mammal Hearing (Version
2.0) (Technical Guidance, 2018) identifies dual criteria to assess
auditory injury (Level A harassment) to five different marine mammal
groups (based on hearing sensitivity) as a result of exposure to noise
from two different types of sources (impulsive or non-impulsive).
These thresholds were developed by compiling the best available
science and soliciting input multiple times from both the public and
peer reviewers to inform the final product. The references, analysis,
and methodology used in the development of the thresholds are described
in the Technical Guidance, which may be accessed at https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
The Navy's PTS/TTS analyses begins with mathematical modeling to
predict the sound transmission patterns from Navy sources, including
sonar. These data are then coupled with marine species distribution and
abundance data to determine the sound levels likely to be received by
various marine species. These criteria and thresholds are applied to
estimate specific effects that animals exposed to Navy-generated sound
may experience. For weighting function derivation, the most critical
data required are TTS onset exposure levels as a function of exposure
frequency. These values can be estimated from published literature by
examining TTS as a function of sound exposure level (SEL) for various
frequencies.
To estimate TTS onset values, only TTS data from behavioral hearing
tests were used. To determine TTS onset for each subject, the amount of
TTS observed after exposures with different sound pressure levels
(SPLs) and durations were combined to create a single TTS growth curve
as a function of SEL. The use of (cumulative) SEL is a simplifying
assumption to accommodate sounds of various SPLs, durations, and duty
cycles. This is referred to as an ``equal energy'' approach, since SEL
is related to the energy of the sound and this approach assumes
exposures with equal SEL result in equal effects, regardless of the
duration or duty cycle of the sound. It is well known that the equal
energy rule will over-estimate the effects of intermittent noise, since
the quiet periods between noise exposures will allow some recovery of
hearing compared to noise that is continuously present with the same
total SEL (Ward 1997). For continuous exposures with the same SEL but
different durations, the exposure with the longer duration will also
tend to produce more TTS (Finneran et al., 2010; Kastak et al., 2007;
Mooney et al., 2009a).
As in previous acoustic effects analysis (Finneran and Jenkins
2012; Southall et al., 2007), the shape of the PTS exposure function
for each species group is assumed to be identical to the TTS exposure
function for each group. A difference of 20 dB between TTS onset and
PTS onset is used for all marine mammals including pinnipeds. This is
based on estimates of exposure levels actually required for PTS (i.e.,
40 dB of TTS) from the marine mammal TTS growth curves, which show
differences of 13 to 37 dB between TTS and PTS onset in marine mammals.
Details regarding these criteria and thresholds can be found in NMFS'
Technical Guidance (NMFS 2016).
Table 2 below provides the weighted criteria and thresholds used in
this analysis for estimating quantitative acoustic exposures of marine
mammals from the proposed action.
Table 2--Injury (PTS) and Disturbance (TTS, Behavioral) Thresholds for Underwater Sounds
----------------------------------------------------------------------------------------------------------------
Physiological criteria
Group Species Behavioral ---------------------------------------
criteria Onset TTS Onset PTS
----------------------------------------------------------------------------------------------------------------
Phocid (in water)............... Ringed/Bearded Pinniped Dose 181 dB SEL 201 dB SEL
seal. Response Function. cumulative. cumulative.
----------------------------------------------------------------------------------------------------------------
[[Page 6522]]
Quantitative Modeling
The Navy performed a quantitative analysis to estimate the number
of mammals that could be harassed by the underwater acoustic
transmissions during the proposed action. Inputs to the quantitative
analysis included marine mammal density estimates, marine mammal depth
occurrence distributions (U.S Department of the Navy, in prep),
oceanographic and environmental data, marine mammal hearing data, and
criteria and thresholds for levels of potential effects.
The density estimate used to estimate take is derived from habitat-
based modeling by Kaschner et al., (2006) and Kaschner (2004). The area
of the Arctic where the planned action will occur (100-200 nm north of
Prudhoe Bay, Alaska) has not been surveyed in a manner that supports
quantifiable density estimation of marine mammals. In the absence of
empirical survey data, information on known or inferred associations
between marine habitat features and (the likelihood of) the presence of
specific species have been used to predict densities using model-based
approaches. These habitat suitability models include relative
environmental suitability (RES) models. Habitat suitability models can
be used to understand the possible extent and relative expected
concentration of a marine species distribution. These models are
derived from an assessment of the species occurrence in association
with evaluated environmental explanatory variables that results in
defining the RES suitability of a given environment. A fitted model
that quantitatively describes the relationship of occurrence with the
environmental variables can be used to estimate unknown occurrence in
conjunction with known habitat suitability. Abundance can thus be
estimated for each RES value based on the values of the environmental
variables, providing a means to estimate density for areas that have
not been surveyed. Use of the Kaschner's RES model resulted in a value
of 0.3957 ringed seals per km\2\ in the cold season (defined as
December through May) and a maximum value of 0.0332 bearded seals per
km\2\ in the cold and warm seasons. The density numbers are assumed
static throughout the ice camp action area for this species. The
density data generated for this species was based on environmental
variables known to exist within the ice camp action area during the
late winter/early springtime period.
The quantitative analysis consists of computer modeled estimates
and a post-model analysis to determine the number of potential animal
exposures. The model calculates sound energy propagation from the
proposed sonars, the sound received by animat (virtual animal)
dosimeters representing marine mammals distributed in the area around
the modeled activity, and whether the sound received by a marine mammal
exceeds the thresholds for effects.
The Navy developed a set of software tools and compiled data for
estimating acoustic effects on marine mammals without consideration of
behavioral avoidance or Navy's standard mitigations. These tools and
data sets serve are integral components of NAEMO. In NAEMO, animats are
distributed non-uniformly based on species-specific density, depth
distribution, and group size information, and animats record energy
received at their location in the water column. A fully three-
dimensional environment is used for calculating sound propagation and
animat exposure in NAEMO. Site-specific bathymetry, sound speed
profiles, wind speed, and bottom properties are incorporated into the
propagation modeling process. NAEMO calculates the likely propagation
for various levels of energy (sound or pressure) resulting from each
source used during the training event.
NAEMO then records the energy received by each animat within the
energy footprint of the event and calculates the number of animats
having received levels of energy exposures that fall within defined
impact thresholds. Predicted effects on the animats within a scenario
are then tallied and the highest order effect (based on severity of
criteria; e.g., PTS over TTS) predicted for a given animat is assumed.
Each scenario or each 24-hour period for scenarios lasting greater than
24 hours is independent of all others, and therefore, the same
individual marine animal could be impacted during each independent
scenario or 24-hour period. In few instances, although the activities
themselves all occur within the study area, sound may propagate beyond
the boundary of the study area. Any exposures occurring outside the
boundary of the study area are counted as if they occurred within the
study area boundary. NAEMO provides the initial estimated impacts on
marine species with a static horizontal distribution.
There are limitations to the data used in the acoustic effects
model, and the results must be interpreted within these context. While
the most accurate data and input assumptions have been used in the
modeling, when there is a lack of definitive data to support an aspect
of the modeling, modeling assumptions believed to overestimate the
number of exposures have been chosen:
Animats are modeled as being underwater, stationary, and
facing the source and therefore always predicted to receive the maximum
sound level (i.e., no porpoising or pinnipeds' heads above water);
Animats do not move horizontally (but change their
position vertically within the water column), which may overestimate
physiological effects such as hearing loss, especially for slow moving
or stationary sound sources in the model;
Animats are stationary horizontally and therefore do not
avoid the sound source, unlike in the wild where animals would most
often avoid exposures at higher sound levels, especially those
exposures that may result in PTS;
Multiple exposures within any 24-hour period are
considered one continuous exposure for the purposes of calculating the
temporary or permanent hearing loss, because there are not sufficient
data to estimate a hearing recovery function for the time between
exposures; and
Mitigation measures that are implemented were not
considered in the model. In reality, sound-producing activities would
be reduced, stopped, or delayed if marine mammals are detected by
submarines via passive acoustic monitoring.
Because of these inherent model limitations and simplifications,
model-estimated results must be further analyzed, considering such
factors as the range to specific effects, avoidance, and the likelihood
of successfully implementing mitigation measures. This analysis uses a
number of factors in addition to the acoustic model results to predict
effects on marine mammals.
For non-impulsive sources, NAEMO calculates the sound pressure
level (SPL) and sound exposure level (SEL) for each active emission
during an event. This is done by taking the following factors into
account over the propagation paths: Bathymetric relief and bottom
types, sound speed, and attenuation contributors such as absorption,
bottom loss and surface loss. Platforms such as a ship using one or
more sound sources are modeled in accordance with relevant vehicle
dynamics and time durations by moving them across an area whose size is
representative of the training event's operational area. Table 3
provides range to effects for active acoustic sources proposed for
ICEX20 to phocid pinniped specific criteria. Phocids within these
ranges would be predicted to receive the associated effect. Range to
[[Page 6523]]
effects is important information in not only predicting acoustic
impacts, but also in verifying the accuracy of model results against
real-world situations and determining adequate mitigation ranges to
avoid higher level effects, especially physiological effects to marine
mammals.
Table 3--Range to Behavioral Effects, TTS, and PTS in the ICEX Study Area
----------------------------------------------------------------------------------------------------------------
Range to effects (m)
Source/exercise --------------------------------------------------
Behavioral TTS PTS
----------------------------------------------------------------------------------------------------------------
Submarine Exercise........................................... 10,000 \a\ 4,025 15
----------------------------------------------------------------------------------------------------------------
\a\ Empirical evidence has not shown responses to sonar that would constitute take beyond a few km from an
acoustic source, which is why NMFS and Navy conservatively set a distance cutoff of 10 km. Regardless of the
source level at that distance, take is not estimated to occur beyond 10 km from the source.
As discussed above, within NAEMO animats do not move horizontally
or react in any way to avoid sound. Furthermore, mitigation measures
that are implemented during training or testing activities that reduce
the likelihood of physiological impacts are not considered in
quantitative analysis. Therefore, the current model overestimates
acoustic impacts, especially physiological impacts near the sound
source. The behavioral criteria used as a part of this analysis
acknowledges that a behavioral reaction is likely to occur at levels
below those required to cause hearing loss (TTS or PTS). At close
ranges and high sound levels approaching those that could cause PTS,
avoidance of the area immediately around the sound source is the
assumed behavioral response for most cases.
In previous environmental analyses, the Navy has implemented
analytical factors to account for avoidance behavior and the
implementation of mitigation measures. The application of avoidance and
mitigation factors has only been applied to model-estimated PTS
exposures given the short distance over which PTS is estimated. Given
that no PTS exposures were estimated during the modeling process for
this proposed action, the implementation of avoidance and mitigation
factors were not included in this analysis.
Table 4 shows the exposures expected for bearded and ringed seals
based on NAEMO modeled results.
Table 4--Authorized Take for ICEX Activities
----------------------------------------------------------------------------------------------------------------
Level B harassment
Species -------------------------------- Level A Total
Behavioral TTS harassment
----------------------------------------------------------------------------------------------------------------
Bearded seal.................................... 3 1 0 4
Ringed seal..................................... 1,395 11 0 1,406
----------------------------------------------------------------------------------------------------------------
Effects of Specified Activities on Subsistence Uses of Marine Mammals
Subsistence hunting is important for many Alaska Native
communities. A study of the North Slope villages of Nuiqsut, Kaktovik,
and Barrow identified the primary resources used for subsistence and
the locations for harvest (Stephen R. Braund & Associates 2010),
including terrestrial mammals (caribou, moose, wolf, and wolverine),
birds (geese and eider), fish (Arctic cisco, Arctic char/Dolly Varden
trout, and broad whitefish), and marine mammals (bowhead whale, ringed
seal, bearded seal, and walrus). Of these species, only bearded and
ringed seals would be located within the study area during the proposed
action.
The study area is at least 100-150 mi (161-241 km) from land, well
seaward of known subsistence use areas and the planned activities would
conclude prior to the start of the summer months, during which the
majority of subsistence hunting would occur. In addition, the specified
activity would not remove individuals from the population, therefore
there would be no impacts caused by this action to the availability of
bearded seals or ringed seals for subsistence hunting. Therefore,
subsistence uses of marine mammals would not be impacted by this
action.
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to the
activity, and other means of effecting the least practicable impact on
the species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of the species or stock for taking for certain
subsistence uses. NMFS regulations require applicants for incidental
take authorizations to include information about the availability and
feasibility (economic and technological) of equipment, methods, and
manner of conducting the activity or other means of effecting the least
practicable adverse impact upon the affected species or stocks and
their habitat (50 CFR 216.104(a)(11)). The NDAA for FY 2004 amended the
MMPA as it relates to military readiness activities and the incidental
take authorization process such that ``least practicable impact'' shall
include consideration of personnel safety, practicality of
implementation, and impact on the effectiveness of the military
readiness activity.
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat, as
well as subsistence uses. This considers the nature of the potential
adverse impact being mitigated (likelihood, scope, range). It further
considers the likelihood that the measure will be effective if
implemented (probability of accomplishing the mitigating result if
implemented as planned), the
[[Page 6524]]
likelihood of effective implementation (probability implemented as
planned); and
(2) The practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
Mitigation for Marine Mammals and Their Habitat
The following general mitigation actions are required for ICEX20 to
minimize impacts on ringed and bearded seals on the ice floe:
Camp deployment will begin in mid-February and must be
completed by March 15. Based on the best available science, Arctic
ringed seal whelping is not expected to occur prior to mid-March.
Construction of the ice camp would be completed prior to whelping in
the area of ICEX20. As such, pups are not anticipated to be in the
vicinity of the camp at commencement, and mothers would not need to
move newborn pups due to construction of the camp. Additionally, if a
seal had a lair in the area they would be able to relocate. Completing
camp deployment before ringed seal pupping begins will allow ringed
seals to avoid the camp area prior to pupping and mating seasons,
reducing potential impacts;
Camp location will not be in proximity to pressure ridges
in order to allow camp deployment and operation of an aircraft runway.
This will minimize physical impacts to subnivean lairs;
Camp deployment will gradually increase over five days,
allowing seals to relocate to lairs that are not in the immediate
vicinity of the camp;
Personnel on all on-ice vehicles must observe for marine
and terrestrial animals; any marine or terrestrial animal observed on
the ice must be avoided by 328 ft (100 m). On-ice vehicles would not be
used to follow any animal, with the exception of actively deterring
polar bears if the situation requires;
Personnel operating on-ice vehicles must avoid areas of
deep snowdrifts near pressure ridges, which are preferred areas for
subnivean lair development; and
All material (e.g., tents, unused food, excess fuel) and
wastes (e.g., solid waste, hazardous waste) must be removed from the
ice floe upon completion of ICEX20.
The following mitigation actions are required for ICEX20 activities
involving acoustic transmissions:
For activities involving active acoustic transmissions
from submarines and torpedoes, passive acoustic sensors on the
submarines must listen for vocalizing marine mammals for 15 minutes
prior to the initiation of exercise activities. If a marine mammal is
detected, the submarine must delay active transmissions, and not
restart until after 15 minutes have passed with no marine mammal
detections. If there are no animal detections, it may be assumed that
the vocalizing animal is no longer in the immediate area and is
unlikely to be subject to harassment. Ramp up procedures are not
proposed as Navy determined, and NMFS accepts, that they would result
in an unacceptable impact on readiness and on the realism of training.
Based on our evaluation of the applicant's proposed measures, as
well as other measures considered by NMFS, NMFS has determined that the
required mitigation measures provide the means effecting the least
practicable impact on the affected species or stocks and their habitat,
paying particular attention to rookeries, mating grounds, and areas of
similar significance, and on the availability of such species or stock
for subsistence uses.
Monitoring and Reporting
In order to issue an IHA for an activity, section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
The U.S. Navy has coordinated with NMFS to develop an overarching
program plan in which specific monitoring would occur. This plan is
called the Integrated Comprehensive Monitoring Program (ICMP) (U.S.
Department of the Navy 2011). The ICMP was created in direct response
to Navy permitting requirements established in various MMPA rules, ESA
consultations, and applicable regulations. As a framework document, the
ICMP applies by regulation to those activities on ranges and operating
areas for which the Navy is seeking or has sought incidental take
authorizations. The ICMP is intended to coordinate monitoring efforts
across all regions and to allocate the most appropriate level and type
of effort based on set of standardized research goals, and in
acknowledgement of regional scientific value and resource availability.
The ICMP is focused on Navy training and testing ranges where the
majority of Navy activities occur regularly as those areas have the
greatest potential for being impacted. ICEX20 in comparison is a short
duration exercise that occurs approximately every other year. Due to
the location and expeditionary nature of the ice camp, the number of
personnel onsite is extremely limited and is constrained by the
requirement to be able to evacuate all personnel in a single day with
small planes. As such, a dedicated monitoring project would not be
feasible as it would require additional personnel and equipment to
locate, tag and monitor the seals.
The Navy is committed to documenting and reporting relevant
[[Page 6525]]
aspects of training and research activities to verify implementation of
mitigation, comply with current permits, and improve future
environmental assessments. All sonar usage will be collected via the
Navy's Sonar Positional Reporting System database and reported. If any
injury or death of a marine mammal is observed during the ICEX20
activity, the Navy must immediately halt the activity and report the
incident to the Office of Protected Resources, NMFS, and the Alaska
Regional Stranding Coordinator, NMFS. The following information must be
provided:
Time, date, and location of the discovery;
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal(s) was
discovered (e.g., during submarine activities, observed on ice floe, or
by transiting vessel).
The Navy will provide NMFS with a draft exercise monitoring report
within 90 days of the conclusion of the planned activity. The proposed
IHA required the monitoring report to include data regarding sonar use
and any mammal sightings or detection will be documented. The report
would also include information on the number of sonar shutdowns
recorded. NMFS has revised this requirement since the notice of
proposed IHA was published to specify that the draft exercise
monitoring report must include the number of marine mammals sighted, by
species, and any other available information about the sighting(s) such
as date, time, and approximate location (latitude and longitude). The
draft report must be submitted to NMFS within 90 days of the end of
ICEX20 activities. If no comments are received from NMFS within 30 days
of submission of the draft final report, the draft final report will
constitute the final report. If comments are received, a final report
must be submitted within 30 days after receipt of comments. As the
information is classified, the Navy must also provide data regarding
sonar use and the number of shutdowns during monitoring in the Atlantic
Fleet Training and Testing (AFTT) Letter of Authorization annual
classified report due in February 2021. The Navy must also analyze any
declassified underwater recordings collected during ICEX20 for marine
mammal vocalizations and report that information to NMFS, including the
types and natures of sounds heard (e.g., clicks, whistles, creaks,
burst pulses, continuous, sporadic, strength of signal) and the species
or taxonomic group (if determinable). This information must be
submitted to NMFS with the annual AFTT declassified monitoring report
due in April 2021.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
Underwater acoustic transmissions associated with ICEX20, as
outlined previously, have the potential to result in Level B harassment
of ringed and bearded seals in the form of TTS and behavioral
disturbance. No serious injury, mortality or Level A takes are
anticipated to result from this activity. At close ranges and high
sound levels approaching those that could cause PTS, avoidance of the
area immediately around the sound source would be seals' likely
behavioral response.
NMFS estimates 11 takes of ringed seals and 1 take of bearded seals
due to TTS from the submarine activities. TTS is a temporary impairment
of hearing and TTS can last from minutes or hours to days (in cases of
strong TTS). In many cases, however, hearing sensitivity recovers
rapidly after exposure to the sound ends. This activity has the
potential to result in only minor levels of TTS, and hearing
sensitivity of affected animals would be expected to recover quickly.
Though TTS may occur in up to 11 ringed seals and 1 bearded seal, the
overall fitness of these individuals is unlikely to be affected and
negative impacts to the entire stocks are not anticipated.
Effects on individuals that are taken by Level B harassment could
include alteration of dive behavior, alteration of foraging behavior,
effects to breathing, interference with or alteration of vocalization,
avoidance, and flight. More severe behavioral responses are not
anticipated due to the localized, intermittent use of active acoustic
sources and mitigation by passive acoustic monitoring which will limit
exposure to sound sources. Most likely, individuals will be temporarily
displaced by moving away from the sound source. As described previously
in the behavioral effects section, seals exposed to non-impulsive
sources with a received sound pressure level within the range of
calculated exposures, (142-193 dB re 1 [mu]Pa), have been shown to
change their behavior by modifying diving activity and avoidance of the
sound source (G[ouml]tz et al., 2010; Kvadsheim et al., 2010). Although
a minor change to a behavior may occur as a result of exposure to the
sound sources associated with the planned action, these changes would
be within the normal range of behaviors for the animal (e.g., the use
of a breathing hole further from the source, rather than one closer to
the source, would be within the normal range of behavior). Thus, even
repeated Level B harassment of some small subset of the overall stock
is unlikely to result in any significant realized decrease in fitness
for the affected individuals, and would not result in any adverse
impact to the stock as a whole.
The Navy's planned activities are localized and of relatively short
duration. While the total project area is large, the Navy expects that
most activities will occur within the ice camp action area in
relatively close proximity to the ice camp. The larger study area
depicts the range where submarines may maneuver during the exercise.
The ice camp will be in existence for up to six weeks with acoustic
transmission occurring intermittently over approximately four weeks.
[[Page 6526]]
The project is not expected to have significant adverse effects on
marine mammal habitat. The project activities are limited in time and
would not modify physical marine mammal habitat. While the activities
may cause some fish to leave a specific area ensonified by acoustic
transmissions, temporarily impacting marine mammals' foraging
opportunities, these fish would likely return to the affected area. As
such, the impacts to marine mammal habitat are not expected to cause
significant or long-term negative consequences.
For on-ice activity, serious injury and mortality are not
anticipated. Level B harassment could occur but is unlikely due to
mitigation measures followed during the exercise. Foot and snowmobile
movement on the ice will be designed to avoid pressure ridges, where
ringed seals build their lairs; runways will be built in areas without
pressure ridges; snowmobiles will follow established routes; and camp
buildup is gradual, with activity increasing over the first five days
providing seals the opportunity to move to a different lair outside the
ice camp area. The Navy will also employ its standard 100-m avoidance
distance from any arctic animals. Implementation of these measures
should ensure that ringed seal lairs are not crushed or damaged during
ICEX20 activities and minimize the potential for seals and pups to
abandon lairs and relocate.
The ringed seal pupping season on the ice lasts for five to nine
weeks during late winter and spring. Ice camp deployment would begin in
mid-February and be completed by March 15, before the pupping season.
This will allow ringed seals to avoid the ice camp area once the
pupping season begins, thereby reducing potential impacts to nursing
mothers and pups. Furthermore, ringed seal mothers are known to
physically move pups from the birth lair to an alternate lair to avoid
predation. If a ringed seal mother perceives the acoustic transmissions
as a threat, the local network of multiple birth and haulout lairs
would allow the mother and pup to move to a new lair.
There is an ongoing unusual mortality event (UME) for ice seals,
including ringed and bearded seals. Elevated strandings have occurred
in the Bering and Chukchi Seas since June 2018. Though elevated numbers
of seals have stranded during this UME, this event does not provide
cause for concern regarding population-level impacts, as the population
abundance estimates for each of the affected species number in the
hundreds of thousands. The study area for ICEX20 activities is in the
Beaufort Sea and Arctic Ocean, well north and east of the primary area
where seals have stranded along the western coast of Alaska (see map of
strandings at: https://www.fisheries.noaa.gov/national/marine-life-distress/2018-2019-ice-seal-unusual-mortality-event-alaska). The
location of the ICEX20 activities, combined with the short duration and
low-level potential effects on marine mammals, suggest that the planned
activities are not expected to contribute to the ongoing UME.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No serious injury or mortality is anticipated or
authorized;
Impacts will be limited to Level B harassment, primarily
in the form of behavioral disturbance;
Anticipated TTS is only of a low degree, and expected to
affect only a limited number of animals;
The numbers of takes proposed to be authorized are low
relative to the estimated abundances of the affected stocks;
There will be no loss or modification of ringed or bearded
seal habitat and minimal, temporary impacts on prey;
Physical impacts to ringed seal subnivean lairs will be
avoided; and
Mitigation requirements for ice camp activities would
minimize impacts to animals during the pupping season.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS finds that the total marine mammal take from
the proposed activity will have a negligible impact on all affected
marine mammal species or stocks.
Unmitigable Adverse Impact Analysis and Determination
Impacts to subsistence uses of marine mammals resulting from the
planned action are not anticipated. The planned action would occur
outside of the primary subsistence use season (i.e., summer months),
and the study area is 100-150 mi (161-241 km) seaward of known
subsistence use areas. Harvest locations for ringed seals extend up to
80 nmi (148 km) from shore during the summer months while winter
harvest of ringed seals typically occurs closer to shore. Additionally,
no mortality or serious injury is expected or authorized, and therefore
no marine mammals would be removed from availability for subsistence.
Based on this information, NMFS has determined that there will not be
an unmitigable adverse impact on subsistence uses from the Navy's
activities.
National Environmental Policy Act
In compliance with the National Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.), as implemented by the regulations
published by the Council on Environmental Quality (CEQ; 40 CFR parts
1500-1508), the Navy prepared a Supplemental Environmental Assessment/
Overseas Environmental Assessment (Supplemental EA/OEA) to consider the
direct, indirect, and cumulative effects to the human environment
resulting from ICEX20. NMFS provided a link to the Navy's Supplemental
EA/OEA (at https://www.nepa.navy.mil/icex) for the public to review and
comment, concurrently with the publication of the proposed IHA, in
relation to its suitability for adoption by NMFS in order to assess the
impacts to the human environment of issuance of an IHA to the Navy.
Also in compliance with NEPA and the CEQ regulations, as well as NOAA
Administrative Order 216-6, NMFS has reviewed the Navy's Supplemental
EA/OEA, determined it to be sufficient, and adopted that Supplemental
EA/OEA and signed a Finding of No Significant Impact (FONSI) on January
30, 2020.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the NMFS Alaska Regional
Office (AKR), whenever we propose to authorize take for endangered or
threatened species.
There are two marine mammal species (ringed seals and bearded
seals) with confirmed presence in the project area that are listed
under the ESA. The NMFS Alaska Regional Office Protected Resources
Division issued a Biological Opinion on January 27, 2020, which
concluded that the Navy's activities and NMFS's issuance of an IHA are
not likely to jeopardize the continued
[[Page 6527]]
existence of the Arctic ringed seal or Beringia DPS bearded seal.
Authorization
As a result of these determinations, NMFS has issued an IHA to the
Navy for conducting submarine training and testing activities in the
Beaufort Sea and Arctic Ocean beginning in February 2020, provided the
previously mentioned mitigation, monitoring, and reporting requirements
are incorporated.
Dated: January 30, 2020.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2020-02167 Filed 2-4-20; 8:45 am]
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