Agency Information Collection Activities; Proposed Collection; Comment Request; Financial Sector Critical Infrastructure Cybersecurity Survey, 3761-3762 [2020-00898]
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khammond on DSKJM1Z7X2PROD with NOTICES
Federal Register / Vol. 85, No. 14 / Wednesday, January 22, 2020 / Notices
• 12 CFR 151.70 requires a Federal
savings association that effects a
securities transaction for a customer to
give or send that customer a written
notice of the transaction or give or send
the customer the registered brokerdealer confirmation. 12 CFR 151.80
establishes when a Federal savings
association must provide notice if it
elects to comply with § 151.70 by using
a broker-dealer confirmation and also
requires the Federal savings association
to provide a statement of the source and
amount of any remuneration it has
received or will receive in connection
with the transaction, unless it has
determined remuneration in a written
agreement with the customer. 12 CFR
151.90 establishes when a Federal
savings association must provide notice
if it elects to comply with § 151.70 by
providing the customer with a written
notice and establishes the minimum
disclosures that must be included in
that notice. 12 CFR 151.90 requires a
Federal savings association to give or
send the written notice to the customer
at or before the completion of the
securities transaction.
• 12 CFR 12.5 sets forth notification
procedures that a national bank may
elect to use, as an alternative to
complying with § 12.4, to notify
customers of securities transactions for
accounts in which the bank does not
exercise investment discretion, trust
transactions, agency transactions, and
certain periodic plan transactions.
• 12 CFR 151.100 describes
notification procedures that a Federal
savings association may use, as an
alternative to complying with 12 CFR
151.70, for customer accounts in which
the savings association does not exercise
investment discretion, certain accounts
for which it exercises investment
discretion in other than an agency
capacity, trust transactions, agency
transactions, certain periodic plan
transactions, collective investment fund
transactions, and money market funds.
• 12 CFR 12.7(a) requires national
banks to maintain and adhere to policies
and procedures that assign
responsibility for supervision of
employees who perform certain
securities trading functions; provide for
the fair and equitable allocation of
securities and prices to accounts for
certain types of orders; provide for
crossing of buy and sell orders on a fair
and equitable basis to the parties to the
transaction, where permissible under
applicable law; and require certain
officers and employees to report to the
bank all personal transactions in
securities made by them or on their
behalf in which they have a beneficial
interest.
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16:42 Jan 21, 2020
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• 12 CFR 151.140 requires Federal
savings associations that effect
securities transactions for customers to
maintain and follow policies and
procedures and sets forth the minimum
requirements for such policies and
procedures. These policies and
procedures must assign responsibility
for the supervision of employees who
perform certain securities trading
functions; provide for the fair and
equitable allocation of securities and
prices to accounts for certain types of
orders; provide for crossing of buy and
sell orders on a fair and equitable basis
to the parties to the transaction, where
permissible under applicable law; and
require certain officers and employees
to file personal securities trading reports
as required by 12 CFR 151.150.
• 12 CFR 12.7(a)(4) requires certain
national bank officers and employees
involved in the securities trading
process to report to the bank all
personal transactions in securities made
by them or on their behalf in which they
have a beneficial interest.
• 12 CFR 151.150 requires certain
Federal savings association officers and
employees to report to the savings
association personal transactions in
securities made by them or on their
behalf in which they have a beneficial
interest. 12 CFR 151.150(a) sets forth the
information to be included in the report
and requires the report to be filed no
later than 30 days after the end of each
calendar quarter. 12 CFR 12.8 requires
a national bank seeking a waiver of one
or more of the requirements of 12 CFR
12.2 through 12.7 to file a written
request for waiver with the OCC.
Type of Review: Regular.
Affected Public: Businesses or other
for-profit.
Estimated Number of Respondents:
355.
Estimated Frequency of Response: On
occasion.
Estimated Total Annual Burden:
1,718 hours.
Comments submitted in response to
this notice will be summarized and
included in the request for OMB
approval. All comments will become a
matter of public record. Comments are
invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
OCC, including whether the information
has practical utility;
(b) The accuracy of the OCC’s
estimate of the burden of the collection
of information;
(c) Ways to enhance the quality,
utility, and clarity of the information to
be collected;
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(d) Ways to minimize the burden of
the collection on respondents, including
through the use of automated collection
techniques or other forms of information
technology; and
(e) Estimates of capital or start-up
costs and costs of operation,
maintenance, and purchase of services
to provide information.
Dated: January 15, 2020.
Theodore J. Dowd,
Deputy Chief Counsel, Office of the
Comptroller of the Currency.
[FR Doc. 2020–00945 Filed 1–21–20; 8:45 am]
BILLING CODE 4810–33–P
DEPARTMENT OF THE TREASURY
Agency Information Collection
Activities; Proposed Collection;
Comment Request; Financial Sector
Critical Infrastructure Cybersecurity
Survey
Departmental Offices, U.S.
Department of the Treasury.
ACTION: Notice.
AGENCY:
The Department of the
Treasury, as part of its continuing effort
to reduce paperwork and respondent
burden, invites the general public and
other federal agencies to comment on
the proposed information collections
listed below, in accordance with the
Paperwork Reduction Act of 1995.
DATES: Written comments must be
received on or before March 23, 2020.
ADDRESSES: Send comments regarding
the burden estimate, or any other aspect
of the information collection, including
suggestions for reducing the burden, to
Treasury Office of Cybersecurity and
Critical Infrastructure Protection, 1500
Pennsylvania Ave. NW, Room 1132,
Washington, DC 20220, or email at
OCIP@treasury.gov.
FOR FURTHER INFORMATION CONTACT:
Copies of the submissions may be
obtained from Elizabeth Irwin by
emailing OCIP@treasury.gov, calling
(202) 622–3376, or viewing the entire
information collection request at
www.reginfo.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
Title: Financial Sector Critical
Infrastructure Cybersecurity Survey.
OMB Control Number: 1505–NEW.
Type of Review: New Collection.
Description: The Office of
Cybersecurity and Critical Infrastructure
Protection (OCCIP) has proposed a new
collection to better understand the
cybersecurity risk to U.S. financial
services sector and financial services
critical infrastructure. OCCIP requires
this information to enhance the security
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Federal Register / Vol. 85, No. 14 / Wednesday, January 22, 2020 / Notices
and resilience of financial services
sector critical infrastructure and reduce
operational risk. This information
collection will support OCCIP’s efforts
to identify cybersecurity and
operational risks to and
interdependencies within U.S. financial
services sector critical infrastructure
and to work collaboratively with
industry and interagency partners to
develop risk management and
operational resilience initiatives.
Form: None.
Affected Public: Businesses or other
for-profits; not-for-profit institutions.
Estimated Number of Respondents:
75.
Frequency of Response: On Occasion.
Estimated Total Number of Annual
Responses: 225.
Estimated Time per Response: 8
hours.
Estimated Total Annual Burden
Hours: 1,800.
Request for Comments: Comments
submitted in response to this notice will
be summarized and included in the
request for Office of Management and
Budget approval. All comments will
become a matter of public record.
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden of the
collection of information; (c) ways to
enhance the quality, utility, and clarity
of the information to be collected; (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of technology; and (e) estimates of
capital or start-up costs and costs of
operation, maintenance, and purchase
of services required to provide
information.
Authority: 44 U.S.C. 3501 et seq.
BILLING CODE 4810–25–P
BILLING CODE P
DEPARTMENT OF VETERANS
AFFAIRS
Loan Guaranty Service,
Department of Veterans Affairs.
ACTION: Notice.
AGENCY:
DEPARTMENT OF VETERANS
AFFAIRS
khammond on DSKJM1Z7X2PROD with NOTICES
[FR Doc. 2020–01000 Filed 1–21–20; 8:45 am]
Agency Information Collection
Activity: Nonsupervised Lender’s
Nomination and Recommendation of
Credit Underwriter
[FR Doc. 2020–00898 Filed 1–21–20; 8:45 am]
National Research Advisory Council,
Notice of Meeting
The Department of Veterans Affairs
(VA) gives notice under the Federal
Advisory Committee Act, that the
National Research Advisory Council
will hold a meeting on Wednesday,
March 4, 2020, at 1100 1st Street NE,
Room 104, Washington, DC 20002. The
16:42 Jan 21, 2020
Dated: January 16, 2020.
LaTonya L. Small,
Federal Advisory Committee Management
Officer.
[OMB Control No. 2900–0253]
Elizabeth R. Irwin,
Senior Cyber Policy Advisor.
VerDate Sep<11>2014
meeting will convene at 9:00 a.m. and
end at 3:30 p.m. This meeting is open
to the public.
The purpose of the National Research
Advisory Council is to advise the
Secretary on research development
conducted by the Veterans Health
Administration, including policies and
programs targeting the high priority of
Veterans’ health care needs.
On March 4, 2019, the agenda will
include ethics training, briefing from
Advisory Committee Management
Office (ACMO), and briefings on various
VA Research programs designed to
enhance the research potential for
Veterans. The Committee will also
explore potential recommendations to
be included in the next annual report.
No time will be allocated at this meeting
for receiving oral presentations from the
public. Members of the public wanting
to attend may contact Avery Rock,
Designated Federal Officer, Office of
Research and Development (10X2),
Department of Veterans Affairs, 810
Vermont Avenue NW, Washington, DC
20420, at (202) 461–9760, or by email at
Avery.Rock@va.gov no later than close
of business on February 26, 2020.
Because the meeting is being held in a
government building, a photo I.D. must
be presented at the Guard’s Desk as a
part of the clearance process. Any
member of the public seeking additional
information should contact Avery Rock
at the above phone number or email
address noted above.
Jkt 250001
Loan Guaranty Service,
Department of Veterans Affairs (VA), is
announcing an opportunity for public
comment on the proposed collection of
certain information by the agency.
Under the Paperwork Reduction Act
(PRA) of 1995, Federal agencies are
required to publish notice in the
Federal Register concerning each
SUMMARY:
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proposed collection of information,
including each proposed extension of a
currently approved collection, and
allow 60 days for public comment in
response to the notice.
DATES: Written comments and
recommendations on the proposed
collection of information should be
received on or before March 23, 2020.
ADDRESSES: Submit written comments
on the collection of information through
Federal Docket Management System
(FDMS) at www.Regulations.gov or to
Nancy J. Kessinger, Veterans Benefits
Administration (20M33), Department of
Veterans Affairs, 810 Vermont Avenue
NW, Washington, DC 20420 or email to
nancy.kessinger@va.gov. Please refer to
‘‘OMB Control No. 2900–0253’’ in any
correspondence. During the comment
period, comments may be viewed online
through FDMS.
FOR FURTHER INFORMATION CONTACT:
Danny S. Green at (202) 421–1354.
SUPPLEMENTARY INFORMATION: Under the
PRA of 1995, Federal agencies must
obtain approval from the Office of
Management and Budget (OMB) for each
collection of information they conduct
or sponsor. This request for comment is
being made pursuant to Section
3506(c)(2)(A) of the PRA.
With respect to the following
collection of information, VBA invites
comments on: (1) Whether the proposed
collection of information is necessary
for the proper performance of VBA’s
functions, including whether the
information will have practical utility;
(2) the accuracy of VBA’s estimate of the
burden of the proposed collection of
information; (3) ways to enhance the
quality, utility, and clarity of the
information to be collected; and (4)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
the use of other forms of information
technology.
Authority: Public Law 104–13; 44
U.S.C. 3501–3521.
Title: Nonsupervised Lender’s
Nomination and Recommendation of
Credit Underwriter.
OMB Control Number: 2900–0253.
Type of Review: Extension of a
currently approved collection.
Abstract: The standards established
by the Secretary require that a lender
have a qualified underwriter review all
loans to be closed on an automatic basis
to determine that the loan meets VA’s
credit underwriting standards. To
determine if the lender’s nominee is
qualified to make such a determination,
VA has developed VA Form 26–8736a
which contains information that VA
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[Federal Register Volume 85, Number 14 (Wednesday, January 22, 2020)]
[Notices]
[Pages 3761-3762]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-00898]
-----------------------------------------------------------------------
DEPARTMENT OF THE TREASURY
Agency Information Collection Activities; Proposed Collection;
Comment Request; Financial Sector Critical Infrastructure Cybersecurity
Survey
AGENCY: Departmental Offices, U.S. Department of the Treasury.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Department of the Treasury, as part of its continuing
effort to reduce paperwork and respondent burden, invites the general
public and other federal agencies to comment on the proposed
information collections listed below, in accordance with the Paperwork
Reduction Act of 1995.
DATES: Written comments must be received on or before March 23, 2020.
ADDRESSES: Send comments regarding the burden estimate, or any other
aspect of the information collection, including suggestions for
reducing the burden, to Treasury Office of Cybersecurity and Critical
Infrastructure Protection, 1500 Pennsylvania Ave. NW, Room 1132,
Washington, DC 20220, or email at [email protected].
FOR FURTHER INFORMATION CONTACT: Copies of the submissions may be
obtained from Elizabeth Irwin by emailing [email protected], calling
(202) 622-3376, or viewing the entire information collection request at
www.reginfo.gov.
SUPPLEMENTARY INFORMATION:
Title: Financial Sector Critical Infrastructure Cybersecurity
Survey.
OMB Control Number: 1505-NEW.
Type of Review: New Collection.
Description: The Office of Cybersecurity and Critical
Infrastructure Protection (OCCIP) has proposed a new collection to
better understand the cybersecurity risk to U.S. financial services
sector and financial services critical infrastructure. OCCIP requires
this information to enhance the security
[[Page 3762]]
and resilience of financial services sector critical infrastructure and
reduce operational risk. This information collection will support
OCCIP's efforts to identify cybersecurity and operational risks to and
interdependencies within U.S. financial services sector critical
infrastructure and to work collaboratively with industry and
interagency partners to develop risk management and operational
resilience initiatives.
Form: None.
Affected Public: Businesses or other for-profits; not-for-profit
institutions.
Estimated Number of Respondents: 75.
Frequency of Response: On Occasion.
Estimated Total Number of Annual Responses: 225.
Estimated Time per Response: 8 hours.
Estimated Total Annual Burden Hours: 1,800.
Request for Comments: Comments submitted in response to this notice
will be summarized and included in the request for Office of Management
and Budget approval. All comments will become a matter of public
record. Comments are invited on: (a) Whether the collection of
information is necessary for the proper performance of the functions of
the agency, including whether the information shall have practical
utility; (b) the accuracy of the agency's estimate of the burden of the
collection of information; (c) ways to enhance the quality, utility,
and clarity of the information to be collected; (d) ways to minimize
the burden of the collection of information on respondents, including
through the use of technology; and (e) estimates of capital or start-up
costs and costs of operation, maintenance, and purchase of services
required to provide information.
Authority: 44 U.S.C. 3501 et seq.
Elizabeth R. Irwin,
Senior Cyber Policy Advisor.
[FR Doc. 2020-00898 Filed 1-21-20; 8:45 am]
BILLING CODE 4810-25-P
