Annual Adjustment of Civil Monetary Penalties To Reflect Inflation, 2318-2319 [2020-00459]

Download as PDF 2318 Federal Register / Vol. 85, No. 10 / Wednesday, January 15, 2020 / Rules and Regulations FEDERAL COMMUNICATIONS COMMISSION 47 CFR Part 1 [DA 19–1325; FRS 16392] Annual Adjustment of Civil Monetary Penalties To Reflect Inflation Federal Communications Commission. ACTION: Final rule. AGENCY: The Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (Inflation Adjustment Act) requires the Federal Communications Commission to amend its forfeiture penalty rules to reflect annual adjustments for inflation in order to improve their effectiveness and maintain their deterrent effect. The Inflation Adjustment Act provides that the new penalty levels shall apply to penalties assessed after the effective date of the increase, including when the penalties whose associated violation predate the increase. DATES: The rule is effective January 15, 2020. The civil monetary penalties are applicable beginning January 15, 2020. FOR FURTHER INFORMATION CONTACT: Lisa S. Gelb, Deputy Chief, Enforcement Bureau, 202–418–2019. SUPPLEMENTARY INFORMATION: This is a summary of the Commission’s Order, DA 19–1325, adopted and released on December 27, 2019. The document is available for download at https:// www.fcc.gov/document/2019-annualadjustment-civil-monetary-penaltiesreflect-inflation. The complete text of this document is also available for inspection and copying during normal business hours in the FCC Reference Information Center, Portals II, 445 12th SUMMARY: Street SW, Room CY–A257, Washington, DC 20554. The Bipartisan Budget Act of 2015 included, as Section 701 thereto, the Inflation Adjustment Act, which amended the Federal Civil Penalties Inflation Adjustment Act of 1990 (Pub. L. 101–410), to improve the effectiveness of civil monetary penalties and maintain their deterrent effect. Under the Inflation Adjustment Act, agencies are required to make annual inflationary adjustments by January 15 each year, beginning in 2017. The adjustments are calculated pursuant to Office of Management and Budget (OMB) guidance. OMB issued guidance on December 16, 2019, and this Order follows that guidance. The Commission therefore updates the civil monetary penalties for 2020, to reflect an annual inflation adjustment based on the percent change between each published October’s Consumer Price Index for all Urban Consumers (CPI–U); in this case, October 2019 CPI–U (257.346)/October 2018 CPI–U (252.885) = 1.01764. The Commission multiplies 1.01764 by the most recent penalty amount and then rounds the result to the nearest dollar. Paperwork Reduction Act This document does not contain new or modified information collection requirements subject to the Paperwork Reduction Act of 1995 (PRA), Public Law 104–13. It does not contain any new or modified information collection burden for small business concerns with fewer than 25 employees, pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 107–198, see 44 U.S.C. 3506(c)(4). Congressional Review Act The Commission has determined, and the Administrator of the Office of jbell on DSKJLSW7X2PROD with RULES Violation 202(c) Common Carrier Discrimination ........................................... 203(e) Common Carrier Tariffs ........................................................ 205(b) Common Carrier Prescriptions ............................................. 214(d) Common Carrier Line Extensions ........................................ 219(b) Common Carrier Reports ..................................................... 220(d) Common Carrier Records & Accounts ................................. 223(b) Dial-a-Porn ............................................................................ 227(e) Caller Identification ............................................................... Sec. Sec. Sec. Sec. Sec. 364(a) Forfeitures (Ships) ................................................................ 364(b) Forfeitures (Ships) ................................................................ 386(a) Forfeitures (Ships). ............................................................... 386(b) Forfeitures (Ships) ................................................................ 634 Cable EEO ................................................................................ (9) Inflation adjustments to the maximum forfeiture amount. (i) Pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements 16:02 Jan 14, 2020 Jkt 250001 List of Subjects in 47 CFR Part 1 Administrative practice and procedure, Penalties. Federal Communications Commission. Lisa Gelb, Deputy Chief, Enforcement Bureau. Final Rules For the reasons discussed in the preamble, the Federal Communications Commission amends 47 CFR part 1 as follows: PART 1—PRACTICE AND PROCEDURE 1. The authority citation for part 1 continues to read as follows: ■ Authority: 47 U.S.C. chs. 2, 5, 9, 13; 28 U.S.C. 2461 note, unless otherwise noted. 2. Section 1.80 is amended by revising the table in Section III of the note to paragraph (b)(8) and paragraph (b)(9) to read as follows: ■ § 1.80 * Forfeiture proceedings. * * (b) * * * (8) * * * * * Section III. Non-Section 503 Forfeitures That Are Affected by the Downward Adjustment Factors * * * * * Statutory amount after 2020 annual inflation adjustment Sec. Sec. Sec. Sec. Sec. Sec. Sec. Sec. VerDate Sep<11>2014 Information and Regulatory Affairs, Office of Management and Budget, concurs that this rule is non-major under the Congressional Review Act, 5 U.S.C. 804(2). The Commission will send a copy of this Order to Congress and the Government Accountability Office pursuant to 5 U.S.C. 801(a)(1)(A). $12,294, $615/day. $12,294, $615/day. $24,586 $2,458/day. 2,458/day. $12,294/day. $127,398/day. $11,766/violation. $35,298/day for each day of continuing violation, up to $1,176,638 for any single act or failure to act. $10,245/day (owner). $2,050 (vessel master). $10,245/day (owner). $2,050 (vessel master). $908/day. Act of 2015, Public Law 114–74 (129 Stat. 599–600), which amends the Federal Civil Monetary Penalty Inflation Adjustment Act of 1990, Public Law PO 00000 Frm 00040 Fmt 4700 Sfmt 4700 101–410 (104 Stat. 890; 28 U.S.C. 2461 note), the statutory maximum amount of a forfeiture penalty assessed under this section shall be adjusted annually for E:\FR\FM\15JAR1.SGM 15JAR1 Federal Register / Vol. 85, No. 10 / Wednesday, January 15, 2020 / Rules and Regulations inflation by order published no later than January 15 each year. Annual inflation adjustments will be based on the percentage (if any) by which the Consumer Price Index for all Urban Consumers (CPI–U) for October preceding the date of the adjustment exceeds the prior year’s CPI–U for October. The Office of Management and Budget (OMB) will issue adjustment rate guidance no later than December 15 each year to adjust for inflation in the CPI–U as of the most recent October. 2319 (ii) The application of the annual inflation adjustment required by the foregoing Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 results in the following adjusted statutory maximum forfeitures authorized by the Communications Act: TABLE 1 TO PARAGRAPH (b)(9)(ii) Maximum penalty after 2020 annual inflation adjustment U.S. Code citation 47 U.S.C. 202(c) .................................................................................................................................................................. 47 U.S.C. 203(e) .................................................................................................................................................................. 47 47 47 47 47 47 U.S.C. U.S.C. U.S.C. U.S.C. U.S.C. U.S.C. 205(b) 214(d) 219(b) 220(d) 223(b) 227(e) .................................................................................................................................................................. .................................................................................................................................................................. .................................................................................................................................................................. .................................................................................................................................................................. .................................................................................................................................................................. .................................................................................................................................................................. 47 47 47 47 47 U.S.C. U.S.C. U.S.C. U.S.C. U.S.C. 362(a) .................................................................................................................................................................. 362(b) .................................................................................................................................................................. 386(a) .................................................................................................................................................................. 386(b) .................................................................................................................................................................. 503(b)(2)(A) ........................................................................................................................................................ 47 U.S.C. 503(b)(2)(B) ........................................................................................................................................................ 47 U.S.C. 503(b)(2)(C) ........................................................................................................................................................ 47 U.S.C. 503(b)(2)(D) ........................................................................................................................................................ 47 U.S.C. 503(b)(2)(F) ......................................................................................................................................................... 47 U.S.C. 507(a) .................................................................................................................................................................. 47 U.S.C. 507(b) .................................................................................................................................................................. 47 U.S.C. 554 ...................................................................................................................................................................... * * * * * BILLING CODE 6712–01–P NATIONAL TRANSPORTATION SAFETY BOARD 49 CFR Part 831 [Docket No.: NTSB–GC–2020–0001] RIN 3147–AA22 Civil Monetary Penalty Annual Inflation Adjustment National Transportation Safety Board (NTSB). ACTION: Final rule. AGENCY: Pursuant to the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015, this final rule provides the 2020 adjustment to the civil penalties that the agency may assess against a person for violating certain NTSB statutes and regulations. jbell on DSKJLSW7X2PROD with RULES SUMMARY: VerDate Sep<11>2014 16:02 Jan 14, 2020 This final rule is effective on January 15, 2020. ADDRESSES: A copy of this final rule, published in the Federal Register (FR), is available for inspection and copying in the NTSB’s public reading room, located at 490 L’Enfant Plaza SW, Washington, DC 20594–2003. Alternatively, a copy is available on the government-wide website on regulations at https://www.regulations.gov (Docket ID Number NTSB–GC–2020–0001). FOR FURTHER INFORMATION CONTACT: Kathleen Silbaugh, General Counsel, (202) 314–6080 or rulemaking@ntsb.gov. SUPPLEMENTARY INFORMATION: DATES: [FR Doc. 2020–00459 Filed 1–14–20; 8:45 am] Jkt 250001 I. Background The Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (the 2015 Act) requires, in pertinent part, agencies to make an annual adjustment for inflation by January 15th every year. OMB, M–16– 06, Implementation of the Federal Civil Penalties Inflation Adjustment Act PO 00000 Frm 00041 Fmt 4700 Sfmt 4700 $12,294 615 12,294 615 24,586 2,458 2,458 12,294 127,398 11,766 35,298 1,176,638 10,245 2,050 10,245 2,050 51,222 512,228 204,892 2,048,915 414,454 3,825,726 20,489 153,669 117,664 1,176,638 2,029 297 908 Improvements Act of 2015 (Feb. 24, 2016). The Office of Management and Budget (OMB) annually publishes guidance on the adjustment multiplier to assist agencies in calculating the mandatory annual adjustments for inflation. The NTSB’s most recent adjustment was for fiscal year (FY) 2019, allowing the agency to impose a civil penalty up to $1,692, effective August 30, 2019, on a person who violates 49 U.S.C. 1132 (Civil aircraft accident investigations), 1134(b) (Inspection, testing, preservation, and moving of aircraft and parts), 1134(f)(1) (Autopsies), or 1136(g) (Prohibited actions when providing assistance to families of passengers involved in aircraft accidents). Civil Monetary Penalty Annual Inflation Adjustment, 94 FR 45686 (Aug. 30, 2019). OMB has since published updated guidance for FY 2020. OMB, M–20–05, Implementation of Penalty Inflation Adjustments for 2020, Pursuant to the Federal Civil Penalties Inflation E:\FR\FM\15JAR1.SGM 15JAR1

Agencies

[Federal Register Volume 85, Number 10 (Wednesday, January 15, 2020)]
[Rules and Regulations]
[Pages 2318-2319]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2020-00459]



[[Page 2318]]

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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 1

[DA 19-1325; FRS 16392]


Annual Adjustment of Civil Monetary Penalties To Reflect 
Inflation

AGENCY: Federal Communications Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 (Inflation Adjustment Act) requires the 
Federal Communications Commission to amend its forfeiture penalty rules 
to reflect annual adjustments for inflation in order to improve their 
effectiveness and maintain their deterrent effect. The Inflation 
Adjustment Act provides that the new penalty levels shall apply to 
penalties assessed after the effective date of the increase, including 
when the penalties whose associated violation predate the increase.

DATES: The rule is effective January 15, 2020. The civil monetary 
penalties are applicable beginning January 15, 2020.

FOR FURTHER INFORMATION CONTACT: Lisa S. Gelb, Deputy Chief, 
Enforcement Bureau, 202-418-2019.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order, 
DA 19-1325, adopted and released on December 27, 2019. The document is 
available for download at https://www.fcc.gov/document/2019-annual-adjustment-civil-monetary-penalties-reflect-inflation. The complete 
text of this document is also available for inspection and copying 
during normal business hours in the FCC Reference Information Center, 
Portals II, 445 12th Street SW, Room CY-A257, Washington, DC 20554.
    The Bipartisan Budget Act of 2015 included, as Section 701 thereto, 
the Inflation Adjustment Act, which amended the Federal Civil Penalties 
Inflation Adjustment Act of 1990 (Pub. L. 101-410), to improve the 
effectiveness of civil monetary penalties and maintain their deterrent 
effect. Under the Inflation Adjustment Act, agencies are required to 
make annual inflationary adjustments by January 15 each year, beginning 
in 2017. The adjustments are calculated pursuant to Office of 
Management and Budget (OMB) guidance. OMB issued guidance on December 
16, 2019, and this Order follows that guidance. The Commission 
therefore updates the civil monetary penalties for 2020, to reflect an 
annual inflation adjustment based on the percent change between each 
published October's Consumer Price Index for all Urban Consumers (CPI-
U); in this case, October 2019 CPI-U (257.346)/October 2018 CPI-U 
(252.885) = 1.01764. The Commission multiplies 1.01764 by the most 
recent penalty amount and then rounds the result to the nearest dollar.

Paperwork Reduction Act

    This document does not contain new or modified information 
collection requirements subject to the Paperwork Reduction Act of 1995 
(PRA), Public Law 104-13. It does not contain any new or modified 
information collection burden for small business concerns with fewer 
than 25 employees, pursuant to the Small Business Paperwork Relief Act 
of 2002, Public Law 107-198, see 44 U.S.C. 3506(c)(4).

Congressional Review Act

    The Commission has determined, and the Administrator of the Office 
of Information and Regulatory Affairs, Office of Management and Budget, 
concurs that this rule is non-major under the Congressional Review Act, 
5 U.S.C. 804(2). The Commission will send a copy of this Order to 
Congress and the Government Accountability Office pursuant to 5 U.S.C. 
801(a)(1)(A).

List of Subjects in 47 CFR Part 1

    Administrative practice and procedure, Penalties.

Federal Communications Commission.
Lisa Gelb,
Deputy Chief, Enforcement Bureau.

Final Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission amends 47 CFR part 1 as follows:

PART 1--PRACTICE AND PROCEDURE

0
1. The authority citation for part 1 continues to read as follows:

    Authority:  47 U.S.C. chs. 2, 5, 9, 13; 28 U.S.C. 2461 note, 
unless otherwise noted.


0
2. Section 1.80 is amended by revising the table in Section III of the 
note to paragraph (b)(8) and paragraph (b)(9) to read as follows:


Sec.  1.80   Forfeiture proceedings.

* * * * *
    (b) * * *
    (8) * * *
Section III. Non-Section 503 Forfeitures That Are Affected by the 
Downward Adjustment Factors
* * * * *

------------------------------------------------------------------------
                                           Statutory amount after 2020
               Violation                   annual inflation adjustment
------------------------------------------------------------------------
Sec. 202(c) Common Carrier               $12,294, $615/day.
 Discrimination.
Sec. 203(e) Common Carrier Tariffs.....  $12,294, $615/day.
Sec. 205(b) Common Carrier               $24,586
 Prescriptions.
Sec. 214(d) Common Carrier Line          $2,458/day.
 Extensions.
Sec. 219(b) Common Carrier Reports.....  2,458/day.
Sec. 220(d) Common Carrier Records &     $12,294/day.
 Accounts.
Sec. 223(b) Dial-a-Porn................  $127,398/day.
Sec. 227(e) Caller Identification......  $11,766/violation. $35,298/day
                                          for each day of continuing
                                          violation, up to $1,176,638
                                          for any single act or failure
                                          to act.
Sec. 364(a) Forfeitures (Ships)........  $10,245/day (owner).
Sec. 364(b) Forfeitures (Ships)........  $2,050 (vessel master).
Sec. 386(a) Forfeitures (Ships)........  $10,245/day (owner).
Sec. 386(b) Forfeitures (Ships)........  $2,050 (vessel master).
Sec. 634 Cable EEO.....................  $908/day.
------------------------------------------------------------------------

    (9) Inflation adjustments to the maximum forfeiture amount. (i) 
Pursuant to the Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015, Public Law 114-74 (129 Stat. 599-600), which 
amends the Federal Civil Monetary Penalty Inflation Adjustment Act of 
1990, Public Law 101-410 (104 Stat. 890; 28 U.S.C. 2461 note), the 
statutory maximum amount of a forfeiture penalty assessed under this 
section shall be adjusted annually for

[[Page 2319]]

inflation by order published no later than January 15 each year. Annual 
inflation adjustments will be based on the percentage (if any) by which 
the Consumer Price Index for all Urban Consumers (CPI-U) for October 
preceding the date of the adjustment exceeds the prior year's CPI-U for 
October. The Office of Management and Budget (OMB) will issue 
adjustment rate guidance no later than December 15 each year to adjust 
for inflation in the CPI-U as of the most recent October.
    (ii) The application of the annual inflation adjustment required by 
the foregoing Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 results in the following adjusted statutory 
maximum forfeitures authorized by the Communications Act:

                     Table 1 to Paragraph (b)(9)(ii)
------------------------------------------------------------------------
                                                  Maximum penalty  after
               U.S. Code citation                 2020 annual  inflation
                                                        adjustment
------------------------------------------------------------------------
47 U.S.C. 202(c)...............................                  $12,294
                                                                     615
47 U.S.C. 203(e)...............................                   12,294
                                                                     615
47 U.S.C. 205(b)...............................                   24,586
47 U.S.C. 214(d)...............................                    2,458
47 U.S.C. 219(b)...............................                    2,458
47 U.S.C. 220(d)...............................                   12,294
47 U.S.C. 223(b)...............................                  127,398
47 U.S.C. 227(e)...............................                   11,766
                                                                  35,298
                                                               1,176,638
47 U.S.C. 362(a)...............................                   10,245
47 U.S.C. 362(b)...............................                    2,050
47 U.S.C. 386(a)...............................                   10,245
47 U.S.C. 386(b)...............................                    2,050
47 U.S.C. 503(b)(2)(A).........................                   51,222
                                                                 512,228
47 U.S.C. 503(b)(2)(B).........................                  204,892
                                                               2,048,915
47 U.S.C. 503(b)(2)(C).........................                  414,454
                                                               3,825,726
47 U.S.C. 503(b)(2)(D).........................                   20,489
                                                                 153,669
47 U.S.C. 503(b)(2)(F).........................                  117,664
                                                               1,176,638
47 U.S.C. 507(a)...............................                    2,029
47 U.S.C. 507(b)...............................                      297
47 U.S.C. 554..................................                      908
------------------------------------------------------------------------

* * * * *
[FR Doc. 2020-00459 Filed 1-14-20; 8:45 am]
 BILLING CODE 6712-01-P
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