Hazardous and Solid Waste Management System: Disposal of Coal Combustion Residuals From Electric Utilities; A Holistic Approach to Closure Part A: Deadline To Initiate Closure, 65941-65964 [2019-24927]
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Federal Register / Vol. 84, No. 231 / Monday, December 2, 2019 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 257
[EPA–HQ–OLEM–2019–0172; FRL–10002–
02–OLEM]
RIN 2050–AH10
Hazardous and Solid Waste
Management System: Disposal of Coal
Combustion Residuals From Electric
Utilities; A Holistic Approach to
Closure Part A: Deadline To Initiate
Closure
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
On April 17, 2015, the
Environmental Protection Agency (EPA
or the Agency) promulgated national
minimum criteria for existing and new
coal combustion residuals (CCR)
landfills and existing and new CCR
surface impoundments. On August 21,
2018, the D.C. Circuit Court of Appeals
issued its opinion in the case of Utility
Solid Waste Activities Group, et al. v.
EPA (USWAG). This rule proposes
regulations to implement the court’s
vacatur of the provisions that allow
unlined impoundments to continue
receiving coal ash unless they leak, and
that classify ‘‘clay-lined’’
impoundments as lined, thereby
allowing such units to operate
indefinitely. In addition, EPA is
proposing to establish a revised date by
which unlined surface impoundments
must cease receiving waste and initiate
closure, following its reconsideration of
those dates in light of the USWAG
decision.
DATES: Comments must be received on
or before January 31, 2020. Public
Hearing. The EPA will hold a public
hearing on January 7, 2020.
ADDRESSES: The EPA has established a
docket for this action under Docket ID
No. EPA–HQ–OLEM–2019–0172. The
EPA has previously established a docket
for the April 17, 2015, CCR final rule
under Docket ID No. EPA–HQ–RCRA–
2009–0640, and docket for the CCR
Phase One Part One Rule under Docket
ID No. EPA–HQ–OLEM–2017–0286. All
documents in the docket are listed in
the https://www.regulations.gov index.
Publicly available docket materials are
available either electronically at https://
www.regulations.gov or in hard copy at
the EPA Docket Center. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
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SUMMARY:
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number for the EPA Docket Center is
(202) 566–1742. You may send
comments, identified by Docket ID. No.
EPA–HQ–OLEM–2019–0172, by any of
the following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OLEM–0172,
Mail Code 28221T, 1200 Pennsylvania
Avenue NW, Washington, DC 20460.
• Hand Delivery/Courier: EPA Docket
Center, WJC West Building, Room 3334,
1301 Constitution Avenue NW,
Washington, DC 20004. The Docket
Center’s hours of operations are 8:30
a.m.–4:30 p.m., Monday–Friday (except
Federal Holidays).
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received may be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
‘‘Public Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
A public hearing will be held either
virtually or in in person in the
Washington, DC metro area. The EPA
will announce further details on the
public hearing on EPA’s CCR website
(https://www.epa.gov/coalash). The
hearing will convene at 9:00 a.m. (local
time) and conclude at 6:00 p.m. (local
time). If necessary, the hearing may go
later to accommodate all those wishing
to speak. For additional information on
the public hearing see the ‘‘Public
Participation’’ heading of the
SUPPLEMENTARY INFORMATION section of
this document.
Please note that if this hearing is held
at a U.S. government facility,
individuals planning to attend the
hearing should be prepared to show
valid picture identification to the
security staff in order to gain access to
the meeting room. Please note that the
REAL ID Act, passed by Congress in
2005, established new requirements for
entering federal facilities. For purposes
of the REAL ID Act, EPA will accept
government-issued IDs, including
driver’s licenses, from the District of
Columbia and all states and territories
except from American Samoa. If your
identification is issued by American
Samoa, you must present an additional
form of identification to enter the
federal building where the public
hearing will be held. Acceptable
alternative forms of identification
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include: Federal employee badges,
passports, enhanced driver’s licenses,
and military identification cards. For
additional information for the status of
your state regarding REAL ID, go to:
https://www.dhs.gov/real-idenforcement-brieffrequently-askedquestions. Any objects brought into the
building need to fit through the security
screening system, such as a purse,
laptop bag, or small backpack.
Demonstrations will not be allowed on
federal property for security reasons.
FOR FURTHER INFORMATION CONTACT: For
information concerning this proposed
rule, contact Kirsten Hillyer, Office of
Resource Conservation and Recovery,
Materials Recovery and Waste
Management Division, Environmental
Protection Agency, 1200 Pennsylvania
Avenue NW, MC: 5304P, Washington,
DC 20460; telephone number: (703)
347–0369; email address:
Hillyer.Kirsten@epa.gov. For more
information on this rulemaking please
visit https://www.epa.gov/coalash.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Purpose of the Regulatory Action
The EPA is publishing this proposed
rule to revise portions of the federal
CCR regulations in title 40 of the Code
of Federal Regulations (CFR) Part 257 so
that they accurately reflect the
regulations as they now stand in light of
the decision by the D.C. Circuit Court of
Appeals in the case of Utility Solid
Waste Activities Group, et al. v. EPA,
901 F.3d 414 (D.C. Cir. 2018) (USWAG
decision), on August 21, 2018.
Specifically, the D.C. Circuit vacated (1)
the provisions that permit unlined
impoundments to continue receiving
coal ash unless they leak (see 40 CFR
257.101(a)); and (2) the provisions that
classify ‘‘clay-lined’’ impoundments as
lined (see 40 CFR 257.71(a)(1)(i)).
In addition, this proposed rule
addresses the October 31, 2020 deadline
in §§ 257.101(a) and (b)(1)(i), by which
CCR surface impoundments must cease
receipt of waste; these regulatory
provisions were remanded back to EPA
by the D.C. Circuit Court of Appeals for
further reconsideration in light of the
USWAG decision. See, Waterkeeper
Alliance Inc, et al. v. EPA No. 18–1289
(D.C. Circuit).
B. Summary of the Major Provisions of
the Regulatory Action
In this action, EPA is proposing three
categories of amendments to the part
257 regulations. First, EPA is proposing
to change the classification of
compacted-soil lined or ‘‘clay-lined’’
surface impoundments from ‘‘lined’’ to
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‘‘unlined’’ under § 257.71(a)(1)(i). This
merely reflects the vacatur ordered in
the USWAG decision. Second, EPA is
proposing revisions to the initiation of
closure deadlines for unlined CCR
surface impoundments, and for units
that failed the aquifer location
restriction, found in §§ 257.101(a) and
(b)(1). This section includes revisions to
address the USWAG decisions with
respect to all unlined and ‘‘clay-lined’’
impoundments, as well as revisions to
the provisions remanded back to the
Agency for further reconsideration by
the court in the Waterkeeper decision.
Specifically, EPA is proposing a new
deadline of August 31, 2020 to replace
the current deadline of October 31, 2020
for CCR units to cease receipt of waste
and initiate closure because the unit
either (1) is an unlined or formerly
‘‘clay-lined’’ CCR surface impoundment
(§ 257.101(a)) or (2) failed the aquifer
location standard (§ 257.101(b)(1)).
Proposed Compliance Deadlines for CCR Surface Impoundments
New cease receipt of waste deadline for unlined and formerly clay-lined
surface impoundments (§ 257.101(a)(1)).
New cease receipt of waste deadline for surface impoundments that
failed the minimum depth to aquifer location standard
(§ 257.101(b)(1)(i)).
New short-term alternate to initiation of closure (up to 3-month extension to cease receipt of waste deadline) (§ 257.103(e)).
New site specific alternate to initiation of closure due to lack of capacity
(§ 257.103(f)(1)).
New site specific alternate to initiation of closure due to permanent
cessation of a coal-fired boiler(s) by a date certain (§ 257.103(f)(2)).
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C. Costs and Benefits
Several developments have changed
the estimated costs of the CCR program
since the publication of the final rule in
2015. First, reporting data show that the
affected universe of surface
impoundments is composed of more
unlined units, and that more surface
impoundments regardless of liner type
are leaking than was modeled in the
2015 RIA. The affected universe is
therefore incurring higher closure costs
sooner, which increases the overall cost
of the program. Second, the D.C. Circuit
Court vacated provisions of the rule that
allowed certain classes of
impoundments to continue operating
until they leaked. This decision will
force these units to close next year,
sooner than they were modeled to close
in the 2015 RIA. This also increases the
overall cost of the CCR program. The
absolute costs of the CCR program have
increased since they were estimated in
2015. For the sake of accuracy and
transparency this cost increase is
estimated and shown in the RIA. This
increase in costs is attributable solely to
the existing provisions of the CCR rule.
The provisions of the proposed rule
decrease costs by extending certain
existing compliance deadlines. The
proposed rule is therefore considered a
cost savings rule. This action is
expected to result in net cost savings
amounting to an annualized $39.5
million per year when discounting at
7%. Further information on the
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Deadline Date
August 31, 2020.
August 31, 2020.
No later than November 30, 2020.
No later than October 15, 2023 (maximum of 5 years after USWAG decision mandate date).
No later than October 17, 2023 for surface impoundments 40 acres or
smaller.
No later than October 17, 2028 for surface impoundments larger than
40 acres.
economic effects of this action can be
found in Unit VI of this preamble.
II. Public Participation
A. Written Comments
Submit your comments, identified by
Docket ID No. EPA–HQ–OLEM–2019–
0172, at https://www.regulations.gov
(our preferred method), or the other
methods identified in the ADDRESSES
section. Once submitted, comments
cannot be edited or removed from the
docket. The EPA may publish any
comment received to its public docket.
Do not submit electronically any
information you consider to be
Confidential Business Information (CBI)
or other information whose disclosure is
restricted by statute. Multimedia
submissions (audio, video, etc.) must be
accompanied by a written comment.
The written comment is considered the
official comment and should include
discussion of all points you wish to
make. The EPA will generally not
consider comments or comment
contents located outside of the primary
submission (i.e. on the web, cloud, or
other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
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Lastly, EPA is proposing revisions to the
alternate closure provisions,
§§ 257.103(a), (b), (e), and (f). These
revisions will grant facilities additional
time to develop alternate capacity to
manage their wastestreams (both CCR
and non-CCR), to achieve cease receipt
of waste and initiate closure of their
CCR surface impoundments. The table
below summarizes the deadlines
proposed in this action.
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B. Participation in Public Hearing
The EPA will begin pre-registering
speakers for the hearing upon
publication of this document in the
Federal Register. To register to speak at
the hearing, please use the online
registration form available on EPA’s
CCR website (https://www.epa.gov/
coalash) or contact the person listed in
the FOR FURTHER INFORMATION CONTACT
section to register to speak at the
hearing. The last day to pre-register to
speak at the hearing will be January 3,
2020. On January 6, 2020, the EPA will
post a general agenda for the hearing on
EPA’s CCR website (https://
www.epa.gov/coalash).
The EPA will make every effort to
follow the schedule as closely as
possible on the day of the hearing;
however, please plan for the hearings to
run either ahead of schedule or behind
schedule. Additionally, requests to
speak will be taken the day of the
hearing at the hearing registration desk
or through the virtual hearing platform.
The EPA will make every effort to
accommodate all speakers who arrive
and register, although preferences on
speaking times may not be able to be
fulfilled.
Each commenter will have 5 minutes
to provide oral testimony. The EPA
encourages commenters to provide the
EPA with a copy of their oral testimony
electronically (via email) or in hard
copy form. If EPA is anticipating a high
attendance, the time allotment per
testimony may be shortened to no
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shorter than 3 minutes to accommodate
all those wishing to provide testimony
and have pre-registered. All comments
and materials received at the public
hearing will be placed in the docket for
this rule, as well as a transcript from
this hearing.
The EPA may ask clarifying questions
during the oral presentations but will
not respond to the presentations at that
time. Written statements and supporting
information submitted during the
comment period will be considered
with the same weight as oral comments
and supporting information presented at
the public hearing. Verbatim transcripts
of the hearings and written statements
will be included in the docket for the
rulemaking.
Please note that any updates made to
any aspect of the hearing is posted
online on EPA’s CCR website (https://
www.coalash.gov/coalash). While the
EPA expects the hearing to go forward
as set forth above, please monitor our
website or contact the person listed in
the FOR FURTHER INFORMATION CONTACT
section to determine if there are any
updates. The EPA does not intend to
publish a document in the Federal
Register announcing updates.
If you require the service of a
translator please pre-register for the
hearing and describe your needs by
December 23, 2019. If you require
special accommodations such as audio
description or closed captioning (if the
hearing is held virtually), please preregister for the hearing and describe
your needs by December 30, 2019. We
may not be able to arrange
accommodations without advanced
notice. Commenters should notify the
person listed in the FOR FURTHER
INFORMATION CONTACT section and
indicate on the registration form of any
such needs when they pre-register to
speak.
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III. General Information
A. Does this action apply to me?
This proposed rule applies to all CCR
generated by electric utilities and
independent power producers that fall
within the North American Industry
Classification System (NAICS) code
221112 and may affect the following
entities: Electric utility facilities and
independent power producers that fall
under the NAICS code 221112. This
discussion is not intended to be
exhaustive, but rather provides a guide
for readers regarding entities likely to be
regulated by this action. This discussion
lists the types of entities that EPA is
now aware could potentially be
regulated by this action. Other types of
entities not described here could also be
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regulated. To determine whether your
entity is regulated by this action, you
should carefully examine the
applicability criteria found in § 257.50
of Title 40 of the Code of Federal
Regulations. If you have questions
regarding the applicability of this action
to a particular entity, consult the person
listed in the FOR FURTHER INFORMATION
CONTACT section.
B. What action is the Agency taking?
The EPA is proposing to revise certain
provisions of the CCR regulations at 40
CFR part 257 in response to the
decisions issued by the United States
Court of Appeals for the D.C. Circuit on
August 21, 2018, in Utility Solid Waste
Activities Group, et al. v. EPA 901 F.3d
414 (D.C. Cir. 2018), and on March 13,
2019 in Waterkeeper Alliance Inc. et al.
v. EPA.
This proposed rule addresses the
vacatur of the regulatory provisions that
permitted unlined impoundments to
continue receiving waste unless they
leak, 40 CFR 275.101(a), and that
classified ‘‘clay-lined’’ impoundments
as lined, thereby allowing such units to
operate 40 CFR 257.71(a)(1)(i). The
USWAG decision also vacated the
exemption from the 2015 rule for
inactive surface impoundments at
inactive power plants. This will be
addressed in a subsequent rulemaking.
This proposed rule also addresses the
date by which unlined CCR surface
impoundments and CCR units that
failed the aquifer location standard must
cease receiving waste, and initiate
closure which the D.C. Circuit Court
remanded to EPA on March 13, 2019 in
the Waterkeeper decision.
EPA intends that the provisions of
this rule would be severable. In the
event that any individual provision or
part of this rule is invalidated, EPA
intends that this would not render the
entire rule invalid, and that any
individual provisions that can continue
to operate will be left in place.
C. What is the Agency’s authority for
taking this action?
These regulations are established
under the authority of sections 1008(a),
2002(a), 4004, and 4005(a) and (d) of the
Solid Waste Disposal Act of 1970, as
amended by the Resource Conservation
and Recovery Act of 1976 (RCRA), the
Hazardous and Solid Waste
Amendments of 1984 (HSWA), and the
Water Infrastructure Improvements for
the Nation (WIIN) Act of 2016, 42 U.S.C.
6907(a), 6912(a), 6944, and 6945(a) and
(d).
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D. What are the incremental costs and
benefits of this action?
This action is expected to result in net
cost savings amounting to an annualized
$39.5 million per year when
discounting at 7%. Further information
on the economic effects of this action
can be found in Unit VI of this
preamble.
IV. Background
A. The ‘‘2015 CCR Rule’’
On April 17, 2015, EPA finalized
national minimum criteria for the
disposal of CCR as solid waste under
Subtitle D of RCRA titled, ‘‘Hazardous
and Solid Waste Management System;
Disposal of Coal Combustion Residuals
from Electric Utilities,’’ (80 FR 21302)
(2015 rule). The 2015 rule regulated
existing and new CCR landfills and
existing and new CCR surface
impoundments and all lateral
expansions of CCR units. It is codified
in subpart D of part 257 of Title 40 of
the CFR. The criteria consist of location
restrictions, design and operating
criteria, groundwater monitoring and
corrective action requirements, closure
and post-closure care requirements, and
recordkeeping, notification and internet
posting requirements. The rule also
required any existing unlined CCR
surface impoundment that is
contaminating groundwater above a
regulated constituent’s groundwater
protection standard to stop receiving
wastes and either close or retrofit,
except in certain circumstances. This
closure requirement applied only to
unlined CCR surface impoundments;
units with either a composite liner or
‘‘clay-lined’’ that met the requirements
of section 257.71(a) were allowed to
operate indefinitely.
The rule was challenged by several
parties, including a coalition of
regulated entities and a coalition of
environmental organizations
(‘‘Environmental Petitioners’’). See
USWAG et al. v. EPA, 901 F.3d 414
(D.C. Cir. 2018). The Environmental
Petitioners raised two challenges 1 that
are relevant to this proposed rule: First,
they challenged the provision that
allowed existing, unlined surface
impoundments to continue to operate
until they cause groundwater
1 Environmental Petitioners also challenged the
provisions exempting inactive surface
impoundments at inactive power plants from
regulation. The court also ruled for the Petitioners
on these claims, vacating and remanding these
provisions back to EPA. However, in contrast to the
other provisions addressed in this rule, additional
rulemaking is necessary to effectuate the court’s
order, as the court’s vacatur alone did not subject
these units to regulation. This aspect of the decision
will be addressed in a subsequent proposal.
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contamination. See 40 CFR
257.101(a)(1). They contended that EPA
failed to show how continued operation
of unlined impoundments met RCRA’s
baseline requirement that any solid
waste disposal site pose ‘‘no reasonable
probability of adverse effects on health
or the environment.’’ See 42 U.S.C.
6944(a). The Environmental Petitioners
also challenged the provisions that
allowed impoundments lined with twofeet of clay to continue operating even
when they leak, requiring only that they
remediate the resulting contamination.
The petitioners pointed to record
evidence that ‘‘clay-lined’’ units are
likely to leak and contended that the
EPA’s approach ‘‘authorizes an endless
cycle of spills and clean-ups’’ in
violation of RCRA.
B. USWAG Decision
The U.S. Court of Appeals for the D.C.
Circuit issued its decision on August 21,
2018 (USWAG decision). The Court
upheld most of the rule but ruled for the
Environmental Petitioners on these two
claims. The court held that EPA acted
‘‘arbitrarily and capriciously and
contrary to RCRA’’ in failing to require
the closure of unlined surface
impoundments and in classifying socalled ‘‘clay-lined’’ impoundments as
lined, based on the record supporting
the rule. See 901 F.3d at 431–432. The
court ordered that ‘‘the Final Rule be
vacated and remanded with respect to
the provisions that permit unlined
impoundments to continue receiving
coal ash unless they leak, § 257.101(a),
[and] classify ‘‘clay-lined’’
impoundments as lined, see 40 CFR
257.71(a)(1)(i).’’ See Id. The Court
issued the mandate for this decision on
October 15, 2018. Therefore, part of this
proposed rulemaking action updates the
regulations to reflect the provisions that
the Court vacated.
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C. Waterkeeper Decision
Prior to the August 21, 2018 decision
in USWAG v. EPA, EPA issued a final
rule in July 2018. In this rulemaking
EPA extended the deadlines for two
categories of CCR surface
impoundments to cease receipt of waste
and to initiate closure: (1) Unlined CCR
surface impoundments with a
groundwater protection standard
(GWPS) exceedance of an Appendix IV
constituent 2 and (2) units that failed to
2 A groundwater protection standard (GWPS) is
established using the methods in § 257.95(h). For
constituents with a maximum contaminant level
(MCL), the GWPS is the MCL for that constituent.
For the constituents that do not have an established
MCL, the GWPS is the health-based levels EPA
established in the July 2018 rule. If the background
level is higher than the MCL or the health-based
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meet the location criteria in 257.60(a)
(requiring either a minimum five feet
between the unit base and the
uppermost aquifer or a demonstration
that there will not be an intermittent,
recurring, or sustained hydraulic
connection between any portion of the
base of the unit and the uppermost
aquifer). These deadlines were extended
until October 31, 2020.
The July 2018 final rule was
challenged by Waterkeeper Alliance,
who also requested an expedited review
of the October 31, 2020 deadline. See
Waterkeeper Alliance Inc, et al. v. EPA,
No. 18–1289 (D.C. Cir. 2018)
(Waterkeeper decision). On March 13,
2019 the court granted EPA’s request to
remand the July 2018 rule, ‘‘to allow the
agency to reconsider that rule in light of
th[e] court’s decision in [USWAG].’’
This proposed rulemaking action
reflects EPA’s reconsideration to date of
the current deadline of October 31, 2020
for unlined surface impoundments to
cease receiving waste. EPA will address
its reconsideration of other aspects of
the July 2018 rule in subsequent
rulemaking actions.
D. Reconsideration of October 31, 2020
Deadline To Cease Receipt of Waste
EPA is proposing to require that
facilities cease placement of all wastes
(both CCR and non-CCR) as soon as
technically feasible. To determine what
is technically feasible, EPA reviewed
currently available construction and
engineering data for each step that
owners and operators need to take to
cease the receipt of waste and initiate
closure of the unit. Based on this
review, EPA is proposing to establish a
new deadline of August 31, 2020 for
unlined surface impoundments to cease
receiving waste.
However, the information that EPA
reviewed also indicated that some of
these facilities will not be able to
complete all of the construction and/or
engineering needed to cease receiving
waste into their unlined
impoundment(s) by this deadline. In
addition, the USWAG decision brought
in a new group of units that are required
to close under § 257.101(a); specifically,
‘‘clay-lined’’ impoundments and
unlined impoundments that were not
leaking and were in compliance with all
location restrictions. Facilities with
such units did not anticipate having to
cease using their surface impoundments
prior to the USWAG decision. A number
of these facilities only have the capacity
to manage their CCR and/or non-CCR
wastes in their existing unlined CCR
level, then background should be used as the
GWPS.
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surface impoundment(s) and will not be
able to complete all of the construction
and/or engineering necessary to stop
using the unlined surface impoundment
by the new deadline. Consequently,
EPA is also proposing to establish
procedures by which such facilities may
obtain additional time to complete
construction.
V. What is EPA proposing to amend?
This action proposes to amend the
regulatory language to accurately reflect
the aspects of the USWAG decision
relating to compacted soil ‘‘clay-lined’’
CCR surface impoundments and the
continued operation and closure of
unlined CCR surface impoundments. It
also presents the proposals resulting
from EPA’s reconsideration of the July
30, 2018 rule in light of the decision in
USWAG. See Waterkeeper Alliance Inc,
et al. v. EPA (Waterkeeper decision).
A. Definition of Compacted Soil Liner
The USWAG decision affected the
regulatory definition of a ‘‘lined’’ CCR
surface impoundment. The court
vacated the provisions at
§ 257.71(a)(1)(i) that defined existing
CCR surface impoundments constructed
with a clay liner (i.e., a compacted soil
liner that met certain criteria) to be
‘‘lined,’’ and, therefore, excluded from
mandated closure under § 257.101(a).
To reflect this decision, EPA is
proposing to amend the CFR to delete
subparagraph § 257.71(a)(1)(i). The EPA
is also making conforming revisions to
§ 257.71(a)(3)(i) and § 257.71(a)(3)(ii), by
deleting the references to subparagraph
(a)(1)(i). In the remainder of this
preamble the term ‘‘unlined CCR surface
impoundment’’ is inclusive of the units
that were formerly considered ‘‘claylined’’. Based on the data on the CCR
publicly accessible websites there are 28
active surface impoundments that
certified as ‘‘clay-lined’’. Of these 28,
seven failed at least one location
restriction and therefore would have
been to close irrespective of the court
decision.
B. Closure of CCR Surface
Impoundments
As noted previously, the USWAG
court held that EPA acted ‘‘arbitrarily
and capriciously and contrary to RCRA’’
in failing to require the closure of all
unlined surface impoundments and
ordered that ‘‘ the Final Rule be vacated
and remanded with respect to the
provisions that permit unlined
impoundments to continue receiving
coal ash unless they leak.’’ See 901 F.3d
at 449. The EPA interprets this as only
a partial vacatur of section 257.101(a).
The EPA interprets the court as having
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vacated only the following phrase in
§ 257.101(a)(1): ‘‘if at any time after
October 19, 2015 an owner or operator
of an existing unlined CCR surface
impoundment determines in any
sampling event that the concentrations
of one or more constituents listed in
appendix IV to this part are detected at
statistically significant levels above the
groundwater protection standard
established under § 257.95(h) for such
CCR unit.’’ EPA does not interpret this
as a vacatur of the entire provision
because that would remove the
requirement for such units to close and
would be inconsistent with the holding
that it was arbitrary and capricious for
EPA not to have required unlined
impoundments to close. With the
vacatur of that phrase, § 257.101(a)(1)
required owners and operators to cease
placement of both CCR and non-CCR
wastestreams into all unlined CCR
surface impoundments, including those
that were formerly ‘‘clay-lined’’, no later
than October 31, 2020.
The October 31, 2020 timeframe was
established by the rule published on
July 30, 2018 at 83 FR 36435, rather
than by the original 2015 final rule. The
July 2018 amendment had not yet been
challenged when the USWAG court
rendered its decision. Since the USWAG
decision, however, the Waterkeeper
Alliance challenged the EPA’s July 2018
rule, requesting expedited review of the
October 31, 2020 deadline. In response,
EPA requested a remand of the July
2018 rule, which the court granted on
March 13, 2019 ‘‘to allow the agency to
reconsider that rule in light of this
court’s decision in [USWAG].’’
1. EPA’s Reconsideration
The USWAG court faulted EPA for
failing to fully estimate the risks
associated with the continued operation
(and leakage) of unlined impoundments
and for failing to address the risks from
allowing these units to continue to
operate until they leak, holding that
RCRA requires the Agency to determine
that such risks would be acceptable
under the § 4004(a) standard in order to
authorize the continued operation of
such units during this time. In the
absence of such an assessment, the D.C.
Circuit stated that, based on the record
before the court, all unlined surface
impoundment must cease receiving
waste, whether or not the unit is
leaking.
Further, any assessment to support
continued operation likely would need
to address the more recent information
developed since 2015. For example,
more recent data suggest that a greater
number of units are leaking than EPA
originally estimated during the
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rulemaking. The EPA has also learned
that some units were constructed such
that the base of the unit is located
within the underlying aquifer,
conditions that were not evaluated in
the 2014 risk assessment. Unfortunately,
this new information is not presented in
a form that can be readily incorporated
into a nationwide risk assessment.
Additionally, given the expedited
timeframe needed to complete the
reconsideration of the deadline for a
unit to cease receiving waste and
initiate closure, EPA was unable to
develop a nationwide risk assessment of
continued operation of these units.
However, many utilities currently
could not immediately cease the
placement of wastestreams into their
surface impoundments without causing
potentially significant disruptions to
plant operations and thus the provision
of electricity to their customers, as they
lack additional capacity to manage these
wastes elsewhere as laid out in their
filings to the Waterkeeper court, as
discussed further in the following
section of this preamble. The
Waterkeeper court recognized this,
declining to vacate the July 2018 Rule
partly because ‘‘EPA and the intervenors
have shown that the consequences of
vacatur would be disruptive.’’
To address these competing
considerations in a manner consistent
with the statute and the D.C. Circuit’s
decisions, EPA is proposing to require
that facilities cease placement of all
wastes (both CCR and non-CCR) as soon
as technically feasible, and below
describes what the agency considers this
to mean. EPA considers that such a
requirement would meet the RCRA
§ 4004(a) standard because it requires
the facility to do what is possible in the
shortest achievable time. The EPA
cannot impose more protective
measures than can be technically
feasibly implemented, as the law cannot
compel the impossible. See USWAG at
448; Hughey v. JMS Development Corp,
78 F.3d 1523 (11th Cir 1996); CherryBurrell Corp v. US, 367 F.2d 669 (8th
Cir 1966). The EPA also considers that
requiring facilities to expedite the
initiation of closure of unlined surface
impoundments is consistent with the
court’s finding that further evidence is
needed to permit such units to continue
to operate. See Id. at 429–430. The EPA
currently lacks such evidence on a
national level, and it does not anticipate
being able to develop such information
in the near-term.
To determine what is technically
feasible, EPA evaluated the steps that
owners and operators need to take to
cease receipt of waste and initiate
closure. For each surface impoundment,
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the precise steps and the actual time
needed to complete each step are
unique. However, each unit must
undertake the same fundamental steps
in order to cease receipt of waste and
initiate closure. The first and most
important step to cease receipt of waste
in an unlined CCR surface
impoundment is that the CCR and/or
non-CCR wastestreams need to be
diverted to another unit (i.e., alternate
disposal capacity). Based on
information from industry stakeholders,
EPA understands that alternate capacity
will need to be developed for these
wastestreams at a number of these
facilities. Consequently, EPA began by
evaluating the various types of alternate
capacity currently available and the
processes and time frames necessary for
facilities to implement them to be able
to cease receipt of waste and initiate
closure.
2. Alternate Capacity Approaches
Alternate capacity must be developed
for the wastestreams that are being
disposed of in the impoundment. The
alternate capacity could range from the
construction of a new CCR surface
impoundment, to a new non-CCR
wastewater basin, to the development of
a wastewater treatment unit or to the
conversion to dry-handling of CCR.
These alternate capacities require
various times for construction and
incorporation into plant operations. In
addition, the engineering and design for
each of these capacities requires a
different timeframe and is highly
dependent on the current plant design,
complexity of the wastestreams going
into the new alternate capacity, and the
volume of wastestreams needing to be
rerouted.
Industry stakeholders submitted
information to EPA on the time needed
to develop various types of alternate
capacity. The EPA also examined the
declarations submitted in the
Waterkeeper decision briefs and the
closure plans on the publicly accessible
websites. Few closure plans contained
information on the time the facility
planned on needing to cease receipt of
waste prior to beginning closure. If a
closure plan did indicate an amount of
time needed to prepare for initiation of
closure, it did not discuss the specific
processes that were occurring during
that amount of time. As a result, EPA
relied principally on the industry
stakeholder submissions on timing to
initiate closure and the declarations
from the Waterkeeper briefs. The EPA
found from examining these sources of
information, there are six main
approaches for alternate capacity. The
main approaches of alternate capacity
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and the average time to complete them
are:
1. Conversion to Dry Handling: 36
months
2. Non-CCR wastewater basin: 21
months
3. Wastewater Treatment Facility: 16 to
21 months
4. New CCR surface impoundment: 27
months
5. Retrofit of a CCR surface
impoundment: 31.5 months (shorter
is possible for small surface
impoundments, 4 to 12 months)
6. Multiple technology system: 21 to 36
months
Each of these approaches for alternate
capacity are discussed further in the
subsequent sections of this preamble.
The discussion for each approach
examines the average time required to
complete the approach and have the
capacity operational. This average
amount of time captures some of the
variability due to site-specific needs and
provides for a more accurate national
benchmark of how long it will take to
develop that specific alternate capacity
approach.
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(a) Conversion to Dry Handling of CCR
Based on information submitted by
stakeholders, many facilities are
converting to the dry handling of CCR.
The conversion to dry handling lowers
the amount of water used at the plant
and reduces the need for CCR surface
impoundments. The conversion process
for the various sluiced CCR
wastestreams can be complex and
lengthy. The conversion to dry handling
for some CCR wastestreams has taken 36
months at some facilities.3 Based on
information collected in conjunction
with the Effluent Limit Guidelines
(ELG) rule, EPA believes that the 36month timeframe is a reasonable central
tendency estimate of the time need to
complete the conversion to dry
handling. Depending on the system
installed to transport the bottom ash, it
is possible for the conversion process to
be completed faster or slower. An
engineering firm estimated the
following times for each phase for
completing the conversion to dry
handling of CCR.4 The phases to
complete the conversion to dry handling
includes a planning, design and
engineering phase (approximately 6
months), procurement and contractor
bid phase (approximately 5 months),
fabrication and delivery of new
3 See Southern Company timing to initiate closure
information submission and Southern Company
comments from Phase 1 proposal in the docket.
4 See What Happens to My non-CCR Streams? in
the docket.
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equipment phase (approximating 16
months), and lastly a construction and
transition phase (approximately 21
months). The timeframes for each phase
are dependent on the site-specific
circumstances of the plant such as plant
size, the number of boilers at the plant,
number and volume of wastestreams
affected by the conversion, and location
of the plant.
During the planning, design and
engineering phase the facility must
conduct a complete water mass balance
of the plant and figure out how the
water mass balance will change with the
implementation of the new dry handling
machinery. The water mass balance
determines the number and volume of
flows going into the plant and produced
by the plant. It also analyzes the
chemical composition, the flow path,
the volumetric flow rate, and
temperature of each wastestream.
Conversion to dry handling requires an
overhaul to the water mass balance of
the plant and reconfiguration of water
streams in the operation of the plant. To
assist in the reconfiguration of the water
streams of the plant a new process flow
diagram (PFD) and piping and
instrument drawing (P&ID) for the plant
will need to be developed. A PFD
depicts the general flow of the plant
processes and the equipment. The P&ID
shows more detail than the PFD by
including minor flows, control loops,
piping details, and instrumentation. The
design of the new P&ID and PFD is a
critical planning step to properly
transition plant operations to dry
handling. These diagrams assist
engineers in selecting the correct grade,
material, and size of piping for the
volume and compositions of
wastestreams being rerouted during the
conversion process.
Once the engineering and design
phase is complete, the design can go out
for procurement and contractor bidding.
This second phase of the conversion
process is approximately 5 months.
During this phase the project is put out
for contractor bid and is awarded. Once
a contractor is selected the necessary
equipment is ordered, fabricated, and
delivered to the site. In the timeline
provided by an engineering firm the
fabrication and delivery of the
equipment phase has approximately 9
months of overlap with the construction
phase of the conversion process. The
delivery of the equipment is
coordinated with the construction
schedule. The main process of the
construction phase is changing how the
bottom ash is removed from the bottom
of the boiler. Other steps during the
construction phase can also involve the
building of a new power house, new
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process building, new power supplies
and lines, new pneumatic lines and
piping, new dry ash storage silos, new
filter separators, and new piping.
Facilities currently remove bottom
ash from the boiler by letting the bottom
ash fall to the bottom of the furnace and
then quenching it in a water-filled
hopper. Most plants then sluice (using
water to transport) the ash from the
hopper to a CCR surface impoundment.
There are various systems a facility can
install to convert to dry handling of
bottom ash. The most common systems
are remote drag chain systems and
dense slurry systems. The remote
mechanical drag system requires the
installation of a drag chain conveyor
that pulls the bottom ash out of the
water filled hopper to dewater the ash
and transport it to a storage silo or truck.
The dense slurry system uses a dry
vacuum to transport the ash to a silo
where it is then mixed with a small
amount of water to be pumped to an
onsite landfill. There are other conveyor
systems a facility may install in lieu of
the two previously mentioned such as a
mechanical drag system, dry mechanical
conveyor, vibratory belt system, or
submerged grind conveyor where the
system involves installing a conveyor
system directly underneath the boiler.
These systems replace the pumping and
piping system currently in place to
transport the sluiced CCR to the existing
CCR surface impoundment. The
removal of the sluicing process flows
requires modifying the boilers. To
capture and transport dry CCR, a
conveyer system needs to be installed
under the boiler, which cannot be
installed while the boiler is online.
Duke Energy stated that the installation
of a submerged conveyer system
required a 12-week outage of the boiler.5
Therefore, the construction schedule
must be carefully orchestrated with
scheduled boiler shutdown.
The facility is required to schedule
and agree upon boiler shutdown periods
with their Regional Transmission
Organization (RTO) to ensure grid
reliability. Most plants have regular
boiler shutdowns on an annual basis
with a more substantial one every few
years. Since regular boiler shutdowns
are already scheduled, the facility
should plan the construction around the
already scheduled outage; however, the
outage may need to be extended
depending on the work needing to be
completed for the conversion. The RTOs
require various lead times of
consultation or notice prior to any
retirements, outages, or extended
5 See Duke Energy timing to initiate closure
information submission in the docket.
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periods of non-operation. For example:
Midcontinent Independent System
Operator (MISO) requires at least 26
weeks, Electric Reliability Council of
Texas (ERCOT) requires at least 22
weeks, and PJM requires at least 13
weeks.6
Once the sluicing process flows are
removed and the construction is
completed, the plant is fully
transitioned to dry handling. At this
point in time the facility no longer
needs the CCR surface impoundment for
CCR wastestreams and can cease receipt
of CCR. Information submitted to EPA
suggests that the process to complete the
conversion to dry handling for a facility
requires the most amount of time (36 to
48 months) out of all the alternate
capacity methods; however, a majority
of coal-fired plants have completed the
conversion to dry handling. Based on
information collected in conjunction
with the ELG rule, approximately 20%
of coal-fired plants are still producing
bottom ash being sluiced to a CCR
surface impoundment. The remaining
80% have either converted to a
complete dry handling system or are
using a system recycling their wet
sluicing bottom ash streams.7 The
facilities that are managing their CCR
dry, are either storing it in silos to be
beneficially reused or they are disposing
the CCR in a landfill. To accommodate
the influx of CCR, new landfills or
landfill cells may need to be
constructed, in the event off-site
disposal options are already at full
capacity or otherwise not available. The
EPA did not receive any information
from stakeholders on the time needed or
the process to construct a new landfill.
Therefore, the construction of a new
landfill is not discussed in this section.
However, it is possible a facility may be
constructing a new landfill for alternate
capacity. The EPA seeks comment on
whether landfills are being constructed
for alternate capacity and if so, the
specifics for the steps and time
involved.
Several stakeholders are currently
using CCR surface impoundments for
disposal of only non-CCR wastestreams,
discussed more in the section below,
after the conversion to dry handling. For
some facilities prior to the USWAG
decision, it was unnecessary to build a
new basin for non-CCR wastestreams
6 See Cynthia Vodopivec of Vistra Energy
Corporation letter in the docket.
7 ‘‘Supplemental Technical Development
Document for the Reconsideration of the Effluent
Limitations Guidelines and Standards for the Steam
Electric Power Generating Point Source Category.’’
See Effluent Limitations Guidelines and Standards
for the Steam Electric Power Generating Point
Source Category docket (EPA–HQ–OW–2009–0819).
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after converting to dry handling or
switching to natural gas due to the ease
of using the existing disposal unit. Some
facilities have indicated they planned to
construct a new non-CCR wastestream
basin during the conversion process and
are able to complete the non-CCR
wastestream basin concurrently with the
conversion construction. Facilities that
are operating a completely dry handling
system or who have switched to natural
gas may lack alternate capacity for the
non-CCR wastestreams disposed of into
the CCR surface impoundment.
(b) Non-CCR Wastestream Basins
Some examples of non-CCR
wastestreams are coal pile run-off,
leachate collection, storm water
collection, process recycle water, boiler
blow down, and chemical metal
cleaning waste. To meet the need for
handling non-CCR wastestreams a
facility may decide to construct a basin
for the non-CCR wastestreams, assuming
they have the space to construct the new
unit. Since, the CCR design criteria and
groundwater monitoring network
regulations do not apply to new nonCCR wastestream basins, such units may
be constructed faster.
The EPA has received data from
stakeholders stating the process of
building and transitioning from a unit
that comingled CCR and non-CCR
wastestreams to a non-CCR wastestream
only basin takes 18 to 41 months to
complete.8 The variation of time needed
to complete the basin is often due to
permitting processes and site-specific
construction factors. The low end of the
time range is derived from stakeholder
provided information indicating that all
the other phases of constructing the
basin can happen concurrently with
permitting, resulting in completion of
the basin in 18 months.9 While the high
end of the range is derived from
information provided by another
stakeholder indicating that only limited
steps can happen prior to approval of all
permits, which made the overall
timeframe significantly longer (a high
end estimate of 41 months).10 However,
when removing the permitting
timeframe considerations from the
schedules both stakeholders provided,
the average time to design, engineer,
and construct a non-CCR wastewater
basin is 21 months. This average
amount of time captures some of the
variability due to site-specific needs and
provides for a more accurate national
8 See Cynthia Vodopivec of Vistra Energy
Corporation letter in the docket.
9 See Southern Company comments on Phase 1
proposal in the docket.
10 See TVA timing to initiate closure information
submission in the docket.
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benchmark. The phases to complete the
non-CCR wastestreams basin are an
engineering and design phase
(approximately four months), a
contracting, procurement, and
construction phase (approximately 16
months), and a start-up and testing
phase (one month).
The engineering and design phase is
the first step in construction of the
basin. The engineering and design phase
takes approximately four months to
complete. The engineering phase
includes site survey, engineering and
design of the basin, design of the new
piping to be installed, and designing a
new process flow diagram of how the
new basin will be connected to plant
operations. The basin design is critical
to ensure there is proper residence time
and the construction materials selected
are compatible with the water chemistry
of the non-CCR wastestreams. The
residence time is the necessary time for
any reactions or settling to be completed
before the wastewater is recycled back
to the facility or discharged. The design
of the new piping and the process flow
diagram is a critical planning step to
properly incorporate the new basin into
plant operations. The diagram assists
engineers in selecting the correct grade,
material, and size of piping for the
volume and compositions of
wastestreams being routed into and out
of the new non-CCR basin.
The next phase of contracting,
procurement, and construction occurs
after the completion of the engineering
and design. This phase takes
approximately 16 months to complete.
The design from the first phase is put
out for contract selection and the
necessary equipment is ordered and
delivered. During the procurement
process the necessary materials, such as
the correct type and amount of piping
and the materials to construct and line
the basin are selected, as well as any
equipment or machinery needed to
assist in installation and construction
are ordered and delivered to the facility.
The equipment is commonly delivered
in accordance with the construction
schedule. The procurement and
construction periods typically have a
large amount of overlap with each other
due to equipment being ordered and
delivered to the facility as it is needed
during construction. The approximate
time to complete construction for a nonCCR wastewater basin is 14 months.
This timeframe includes the
construction of the new basin,
installation of the liner material
selected, such as concrete, rerouting and
installation of new piping to the new
non-CCR wastewater basin, and
installation of any mechanical and
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startup phase for the basin. Once proper
water chemistry and settling times are
achieved, the new basin is fully
operational, and the old CCR surface
impoundment can cease receiving
waste. Once proper water chemistry and
settling times are achieved and
treatment standards are met, the new
basin is fully operational, and the old
CCR surface impoundment can cease
receiving waste.
Since some facilities have not or will
not convert to dry handling, there are
some facilities that still require capacity
for their wet CCR wastestreams. These
facilities most likely will not be able to
solely rely on a non-CCR wastestreams
basin because the liner usually does not
meet the requirements of the CCR rule;
therefore, non-CCR wastestream basins
are unable to accept CCR. Under the
current Part 257 regulations, a facility
has two main options for managing wet
CCR wastestreams, a wastewater
treatment facility and a CCR surface
impoundment.
electrical components such as pumps
and valves. The timeframe for
construction could be quite variable
depending on environmental
conditions, the procurement of
materials, the site design, and the size
of the basin being constructed. For
example, if the facility layout requires
the new basin to be constructed farther
away from the plant than the existing
surface impoundment, or if the basin is
large in size, or if the site of the new
basin requires a large amount of
preparation such as leveling or clearing
of plants, trees, or other debris, or if the
basin is being constructed in an area of
the plant with limited ingress and
egress, then the speed of construction
could be affected. In addition,
depending on the location of the facility
there could be delays and limitations to
the construction schedule due to
weather. For example, one stakeholder
indicated their site has experienced
many delays in construction and
delivery of equipment due to the
hurricanes in the past year.11 As a
result, the facility is now behind
schedule and having to redo previously
completed work. Similarly, if the plant
is located in a cold climate area, the
construction schedule will be
implemented around the thawing and
freezing of the soil.
The startup and testing of the new
basin is the final phase. This step takes
approximately one month to complete
however it may vary depending on the
site-specific conditions to achieve
proper outfall water chemistry and
settling time of the basin. The basin is
engineered to have a specific residence
time to obtain proper water chemistry
and settling time. Both of these design
factors are important to obtain the
proper water outfall chemistry to meet
the National Permit Discharge
Elimination System (NPDES) standards.
Prior to allowing the basin’s outfall to be
discharged, the water chemistry needs
to be tested to ensure it meets the
NPDES standards. If the outfall does not
meet the standards, the operating
conditions will have to be adjusted,
such as flow rate into the basin to adjust
residence time and settling time.
Alternatively, the water from the basin
may not be discharged and may be
recycled back to the plant. The recycle
stream would need to meet the sitespecific standards for the given facility.
Additionally, the water could also be
treated downstream from the basin prior
to discharge, for example a series of
basins or in water treatment facility.
These factors can lead to a longer
The development of a wastewater
treatment facility would provide one
type of alternate capacity for facilities.
A wastewater treatment facility is able
to remove heavy metals and reduce the
amount of Total Disolved Solids (TDS)
and Total Suspended Solids (TSS) from
the wastestreams. Wastewater treatment
facilities can potentially utilize a vast
number of components and methods for
treatment. One method of water
treatment facility is a chemical
precipitation system. Based on
information obtained in connection
with the development of the Effluent
Limit Guidelines (ELG) rule, the
development, construction, and
implementation of this type of
wastewater treatment unit would take
on average 16 to 21 months. This range
of time is highly dependent on the
volumes of the wastewater streams that
need to be treated. There are a variety
of materials to choose from to construct
the treatment tanks. One type of water
treatment tank is concrete treatment
tanks.12 A system utilizing concrete
tanks is capable of handling large
volumes of CCR wastestreams such as
bottom ash transport water; however, it
greatly increases the amount of time to
complete the system. The total time
needed to complete construction of
concrete treatment tanks is
approximately 27 months. The time
needed for the concrete treatment tanks
is longer due to a longer start up and
transitioning phase.
The water treatment facilities are
completed in 5 phases: (1) Initial
engineering and design (approximately
3 months), (2) contractor selection
(approximately 3 to 5 months), (3)
finalization of engineering and design
(approximately 2 to 3 months), (4)
equipment procurement, and
construction (approximately 7 to 8
months), and (5) start up and
transitioning (approximately one
month).
The initial engineering and design
phase mainly focus on the evaluation of
the water mass balance of the plant. On
average approximately three months are
needed complete this first phase of the
initial engineering and design. To
evaluate the water mass balance of the
plant, all the water streams coming into
the plant, going out of the plant, and
any specific steps that would change the
water chemistry need to be evaluated for
volumetric flow rate and chemical
composition. At large facilities, complex
water balances are common, which
require more time than three months for
the initial engineering evaluation and
design. A complex water mass balance
contains numerous water streams, with
variable composition changes within a
stream, and various volumes and flow
rates. The more water streams there are,
the more complex, and challenging it is
to determine the overall water mass
balance for the plant. One stakeholder
indicated a simple water mass balance
at a plant had nine wastestreams;
whereas, a significantly more complex
water mass balance at a plant had over
50 wastestreams.13
After the first phase of the initial
engineering and design, the owner or
operator is then able to put the project
out for contractor bidding, thus
beginning the second phase of
contractor selection. The bidding and
selection of the contractor is typically
three to five months. The range in time
is driven by the complexity and volume
of wastewater. Large volumes and
complex flows mean that it will take
longer to properly submit an initial
design of the wastewater treatment
facility. This in turn makes the bidding
and selection process longer as well.
The initial design of the water treatment
facility includes the recommended
treatment methods and the order in
which they should occur, and the
recommended materials for the
treatment methods.
After selection of the contractor, the
third phase is finalization of engineering
11 See Southern Company timing to initiate
closure information submission in the docket.
12 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
13 See Southern Company comments on Phase 1
proposed rule in the docket.
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(c) Wastewater Treatment Facility
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and design. Two to three months are
typically needed to complete this
second step of engineering and design
phase. The design process could extend
past this timeframe if the wastestreams
are complex and large in volume.
During this phase, the design from the
contractor bid and selection is finalized
and fine-tuned. This finalization of the
design for the wastewater treatment
facility ensures the water mass balance
was done correctly and selects the
necessary technologies, proper
equipment, and chemicals needed for
each treatment stage. This stage also
ensures the materials selected are
compatible with the water chemistry,
and the order of treatment methods
achieve maximum treatment efficiency
for the plant’s operations.
Once the finalization of engineering
and design phase is complete, the
necessary materials must be obtained
and installed during the fourth phase,
procurement and construction. This
phase requires approximately seven to
eight months to complete. Some
necessary materials are treatment tanks,
piping, polymer and instrumentation.
The procurement period typically can
take five months. However, if the
wastestreams are large in volume or if
the water chemistry is particularly
complex, the equipment will need to be
custom ordered and require longer
fabrication times which could lead to a
procurement time of 12 months or
longer. For example, one stakeholder
indicated for a complex water mass
balance system of more than 50
wastestreams with streams that contain
a high amount of variability, that the
procurement period (procure, fabricate,
and deliver to the site) took 13
months.14 Installation can take
approximately two to three months.
The final phase is start up and
transitioning the wastestreams to the
water treatment facility and conducting
system testing to ensure it is running
properly and effectively treating the
water to meet the discharge levels or
recycled water requirements. The
discharge of the water treatment facility
is required to meet NPDES discharge
limits. Such limits may include for
example maximum amount of Total
Suspended Solids (TSS), oil and grease,
and iron and copper for metal cleaning
wastes.15 The treatment system will
need to be tuned and periodically
checked to ensure the discharge is
within the acceptable limits. The
treatment is able to be tuned by
14 See Southern Company comments on Phase 1
proposal in docket.
15 See ‘‘What Happens to my non-CCR Streams?’’
in the docket.
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adjusting the flow rate, the amount of
reactants in the system, and the recycle
stream flow rates. This process can be
as short as one month, however for the
concrete treatment tanks this phase can
take 9 months to complete. Once the
treatment facility has completed start up
testing, the CCR surface impoundment
is no longer needed. The owner or
operator can then initiate closure
because the wastestreams are rerouted
to the water treatment facility and waste
is no longer being received in the CCR
surface impoundment.
(d) New CCR Surface Impoundment
Facilities may have the need to
construct a new CCR surface
impoundment rather than a water
treatment facility. A CCR surface
impoundment could be capable of
handling a wider variety of CCR and
non-CCR wastestreams both in chemical
composition and in volume. A new CCR
surface impoundment takes on average
27 months to construct. This average
was obtained from available data
submitted by stakeholders indicating
how long it will take to construct a new
surface impoundment in compliance
with the CCR rule.16 17 18
The construction timeframe includes
four phases: (1) Engineering and design,
(2) permitting, (3) obtaining contractors,
equipment and construction, and (4)
system testing. The first phase of
engineering and design takes on average
six months to complete. During the
engineering phase the new surface
impoundment is designed to be the
proper size, the site survey conducted,
the liner materials selected, and
designing any necessary methods to
transport the wastestreams to the new
surface impoundment. The new surface
impoundment must be designed to
specific dimensions (length, width, and
depth) to achieve the necessary
residence time for the volume of
wastestreams disposed of into the
surface impoundment. The residence
time is a critical design element of the
surface impoundment because it allows
the wastestreams to undergo the proper
settling time and treatment time to
obtain proper water chemistry at the
outfall to meet appropriate discharge
limits. The residence time assists in
determining the necessary size of the
surface impoundment.
The second phase, permitting, can
take between 6 to 18 months to
complete. This phase of construction is
16 See Southern Company timing to initiate
closure information submission in the docket.
17 See Excel Energy timing to initiate closure
information submission in the docket.
18 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
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highly variable depending on the type of
permit(s) needed and the state’s permit
application processing time. In some
cases, the other phases such as
obtaining contractors, equipment and
construction can continue and have
some overlap with the permitting phase.
The EPA acknowledges that in some
rare circumstances the permitting
process may take significantly longer.
For example, one stakeholder indicated
that due to the necessary permits for
constructing the surface impoundment,
they are unable to proceed with the next
phases until the permit applications are
approved.19 For this stakeholder, the
process of needing the permit to be
approved prior to the next step added
19–25 months to time needed to
complete a new surface impoundment.
The third phase is obtaining
contractors, purchasing materials and
equipment, and completing
construction. This phase on average
takes 14 months to complete. This phase
includes contractor selection, material
procurement, construction of the surface
impoundment, liner installation, and
installation of piping, any other
machinery, and/or electrical
components to transport the
wastestreams to the new surface
impoundment. Depending on the size of
the surface impoundment and the
location of the facility it is possible the
construction phase may take longer or
shorter than 14 months. The average of
14 months was obtained by averaging
the timeframes provided by the
stakeholders who indicated the need to
construct a new surface impoundment.
The shortest timeframe to obtain
contractors, equipment, and construct
the impoundment was 10 months for a
small surface impoundment of 7 acres.20
The longest timeframe to construct a
new impoundment is approximately 12
months due to the facility being located
in a cold climate and is only able to
plan on performing construction from
late April to late October thus requiring
two construction seasons to complete
the work.21
The new CCR surface impoundment
is required to be constructed with the
new CCR surface impoundment liner
requirements in § 257.72. This requires
a composite liner containing an upper
component of a 30-mil geomembrane
liner (GM) and a lower component of
two feet of compacted soil with a
19 See declaration of Rudy Navarro Jr., Salt River
Project Agricultural Improvement and Power
District and timing to initiate closure information
submission.
20 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
21 See Excel Energy timing to initiate closure
information submission in the docket.
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hydraulic conductivity of no more than
1 × 10¥7 centimeters per second (cm/
sec). A GM consisting of a high density
polyethlene (HDPE) must be at least 60
mil thick. An alternate composite liner
may be allowed if it follows the
requirements outlined in § 257.70(c).
During the construction phase, the
installation and sampling of the
groundwater monitoring system should
be completed. The new groundwater
monitoring wells must be placed at the
unit boundary per § 257.90(a)(2). The
new CCR surface impoundment is
required to comply with the
groundwater monitoring requirements
in § 257.90(b)(2). This includes
installation of a groundwater monitoring
system (see § 257.91), completion of
eight background samples, and the first
round of detection monitoring. These
groundwater monitoring requirements
must be concluded prior to placement of
waste in the new CCR surface
impoundment. In rare scenarios, the
installation of the new groundwater
monitoring wells may not be able to be
done during the construction of the new
unit. This process could add a
minimum of 14 months to the start-up
of a new CCR surface impoundment.22
The minimum of 14 months accounts
for two months to install the necessary
monitoring wells and 12 months to
complete the eight background samples
to accurately capture any seasonal
variation.
The final phase of construction is the
startup and transition phase. This phase
can take up to a month to complete.
Once the sampling of the new
groundwater monitoring system and
construction of the surface
impoundment is complete, the CCR and
non-CCR wastestreams can be diverted
to the new CCR surface impoundment
from the existing CCR surface
impoundment.
(e) Retrofit of Existing Unlined CCR
Surface Impoundment
Some stakeholders indicated plans on
retrofitting a part or an entire existing
unlined CCR surface impoundment at a
facility.23 24 For some facilities this may
be the only option available for
developing alternate capacity due to
space limitations at the site or being
unable to acquire more land to build
alternate capacity.
One stakeholder indicated the
necessary time to retrofit an
impoundment is approximately 64.5
22 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
23 See Duke Energy timing to initiate closure
information submission in the docket.
24 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
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months including a six-month buffer.25
Therefore, the total time minus the sixmonth buffer is 58.5 months. This
stakeholder’s submission involves
retrofitting four CCR surface
impoundments sequentially. The
timeline included: 4 months to prepare
and select an engineering firm, 7
months to finalize engineering designs
and prepare construction bid
documents, 5 months to bid and select
a construction firm, and 6 months to
receive materials and equipment and
reroute non-CCR wastestreams.
Additionally, the stakeholder indicated
the time needed to dewater, remove ash,
and reline takes 9 months per surface
impoundment. The largest surface
impoundment at the facility is
approximately 50 acres. Therefore, the
total time needed to retrofit a single
pond, large in size, including
engineering, design, bidding and
selecting engineering and construction
firms, and retrofit construction would
take approximately 31.5 months. This is
a reasonable estimate for a complete
retrofit for a pond of this size
considering the time needed to
complete construction for a new surface
impoundment. The EPA would expect
the retrofit of a surface impoundment to
take longer than the construction of a
new unit because of the time needed to
dewater and remove the CCR.
From data on the CCR publicly
accessible websites, a couple of
facilities, Keystone Generating Station
(PA), Weston Generating Station (WI),
and Mt. Storm Power Station (WV),
have completed retrofits of CCR surface
impoundments.26 These facilities
completed retrofitting CCR surface
impoundments in 4 to 12 months.
However, these ponds were small in
size with the largest being 9 acres and
the smallest 1.3 acres. The EPA would
expect smaller surface impoundments to
be able to be retrofitted in less time than
larger surface impoundments. There is
less water and ash to remove from the
surface impoundment and a smaller
surface area to reline.
The existing CCR surface
impoundment is required to be
retrofitted in accordance with
§ 257.102(k). First, the owner or
operator must prepare a written retrofit
plan in accordance with § 257.102(k)(2).
After the retrofit plan is complete, the
first step in retrofitting an existing
surface impoundment is to drain the
liquids from the impoundment and
25 See Cynthia Vodopivec of Vistra Energy
Corporation letter in the docket.
26 See Compiled Retrofit Plans from Keystone
Generating Station, Weston Generating Station, and
Mt. Storm Power Station in the docket.
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remove all the existing CCR from the
unit. While the surface impoundment is
undergoing retrofit, the owner or
operator is required to remain in
compliance with the other aspects of the
CCR rule including corrective action.
Once the CCR is removed, the new
surface impoundment can be
constructed. The new surface
impoundment is constructed as
described previously and must be in
compliance with the liner requirements
at § 257.72. If the retrofit process
changed the waste boundary for the new
surface impoundment, then a new
groundwater monitoring system will
need to be installed. An additional 14
months could be needed for proper
installation and sampling of the new
groundwater monitoring system. If a
new groundwater monitoring system is
needed the wastestreams can only be
diverted into the newly retrofitted CCR
surface impoundment once the initial
sampling of the new groundwater
monitoring system is complete. If the
waste boundary of the retrofitted surface
impoundment does not change, then a
new groundwater monitoring system
may not be needed, eliminating the
need for the additional 14 months.
(f) Multiple Technology Systems
Some stakeholders have indicated
that they are utilizing multiple alternate
capacity technologies,27 such as
constructing both a water treatment
facility and either a non-CCR
wastewater basin or a new CCR surface
impoundment. Stakeholders have
indicated that the construction of the
water treatment facility can occur at the
same time as the construction of the
new basin or CCR surface
impoundment. Therefore, the overall
timeframe for implementing a multiunit system at the facility can take a
similar amount of time as implementing
just a single technology. However, the
design phase could be expected to last
a few months longer due to the overall
system being more complex. The overall
time for constructing a multiple
technology system ranges from 16 to 30
months. This is highly dependent on
which of the previously discussed
alternate capacities are being
constructed and how much of the
construction can overlap of each system
being installed.28 These timeframes do
not include the time required for
engineering, design, and permitting. The
average amount of time for engineering
and design for the previously discussed
27 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
28 See Duke Energy timing to initiate closure
information submission in the docket.
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capacities is 5 months. Therefore, the
overall time to construct and start up a
multiple technology system is
approximately 21 to 36 months,
assuming permitting can happen
concurrently with the other steps.
However, there may be instances that
permitting cannot be completed
concurrently. EPA is unable to estimate
the timeframe for this process since it is
site specific. EPA requests comment on
the timeframe it would take to obtain
permits.
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3. Establishment of New Cease Receipt
of Waste Deadline
(a) Amendments to Closure Due to
Groundwater Monitoring (§ 257.101(a))
The time needed to construct
alternate capacity for both CCR and nonCCR wastestreams is critical in
determining how much time facilities
truly need to cease receipt of waste. The
previous section of this preamble
discussed the various approaches a
facility may develop and incorporate
alternate capacity into plant operations
to enable CCR surface impoundments to
cease receipt of waste and initiate
closure. The following summarizes the
approaches and the average time
required for each:
1. Conversion to Dry Handling: 36
months
2. Non-CCR wastewater basin: 21
months
3. Wastewater Treatment Facility: 16 to
21 months
4. New CCR surface impoundment: 27
months
5. Retrofit of a CCR surface
impoundment: 31.5 months (shorter
is possible for small surface
impoundments, 4 to 12 months)
6. Multiple technology system: 21 to 36
months
By using the construction and
implementation timeframes summarized
above for the various alternate capacity
approaches the average amount of time
required to obtain alternate capacity is
22.5 months. This timeframe, although
an average, would appear to provide
enough time for a substantial proportion
of facilities to comply. It is only 1.5
months longer than the average time
estimated to be needed to construct a
non-CCR wastewater basin, as well as
the outer bound of the time needed to
construct a wastewater treatment
facility, and the shortest amount of time
needed to construct a multiple
technology system. The primary outliers
would be facilities converting to dry
handling or retrofitting an existing CCR
surface impoundment. However, many
facilities have already converted to dry
handling; EPA estimates that
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approximately 80% of coal-fired plants
that at one time employed wet handling
of CCR waste have already converted to
dry handling.29 Furthermore, 22.5
months would be a sufficient amount of
time to retrofit most but the largest
surface impoundments and smaller
surface impoundments with unique
design situations or in locations that
will require more time. Consistent with
ensuring that this transition occurs as
quickly as technically feasible, EPA
considers that these outliers shouldn’t
extend the time for the remainder of
facilities, as the outliers can be
accommodated by the proposed
alternative closure provisions discussed
in the next section.
The EPA has chosen to rely on a
single average construction time to
establish the new deadline for several
reasons. First, as just discussed, 22.5
months would provide sufficient (but
not excessive) time for a substantial
proportion of facilities, under a variety
of approaches. Second, EPA recognizes
that some facilities will need less than
the average amount of time to complete
construction and some will need more.
Each of the averages summarized above
reflects ranges of estimated construction
times, which can vary depending on site
conditions and the specific facility
operations. To reliably determine which
facilities need less time, EPA would
need to make individual facility-specific
determinations. The EPA is concerned
that trying to craft individualized time
frames would ultimately result in longer
delays in the initiation of closure for a
greater number of facilities than would
potentially be caused by reliance on an
overall average that most facilities can
meet. Based on similar concerns, EPA is
proposing to establish an individualized
variance process that is intended to be
used infrequently to address unusual or
unique situations; and to ensure that
such requests are infrequent, EPA has
attempted to craft a regulatory deadline
that most facilities can confidently
meet.
Although a single deadline has a
number of advantages, EPA recognizes
that a single deadline is necessarily less
precise; some facilities may in fact be
able to construct alternate capacity more
quickly than EPA’s proposed deadline.
Therefore, EPA is considering an
alternative under which the deadline
would vary according to the technology
adopted. For example, a facility that
29 ‘‘Supplemental Technical Development
Document for the Reconsideration of the Effluent
Limitations Guidelines and Standards for the Steam
Electric Power Generating Point Source Category.’’
See Effluent Limitations Guidelines and Standards
for the Steam Electric Power Generating Point
Source Category docket (EPA–HQ–OW–2009–0819).
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chose to install a non-CCR wastewater
basin would have a different deadline
than a facility that constructed a new
wastewater treatment facility. The
various timeframes could be based on
the averages presented earlier in this
section. The EPA is concerned that this
option could be challenging to
implement and track compliance. The
EPA is also concerned that this
approach may not result in measurably
shorter time frames for most facilities,
given the range of estimates discussed
above, and could lead to a greater
number of variance requests. EPA
requests comment on this approach,
including, for example, whether this
more complicated regulatory approach
will result in measurably shorter time
frames for most facilities.
Accordingly, EPA considers 22.5
months to represent the fastest
technically feasible timeframe needed to
construct alternate capacity and for CCR
surface impoundments to cease receipt
of waste.
Therefore, EPA is proposing a new
date of August 31, 2020 for facilities to
cease placement of CCR and non-CCR
wastestreams into unlined surface
impoundments. The EPA believes,
based on its technical feasibility
analysis, that many facilities will be
able to meet this date. The court’s
mandate for the USWAG decision was
issued on October 15, 2018, and by
adding the 22.5 months to that date, the
new cease receipt of waste deadline
becomes August 31, 2020. The EPA is
seeking comment and specifically data,
on the time needed to develop alternate
capacity at the various facilities that are
currently developing alternate
capacities for their CCR and non-CCR
wastestreams. The data submitted
during the comment period will be used
to strengthen EPA’s analysis of the time
needed to develop alternate capacity.
Based on this information, EPA could
revise its calculations and could
potentially change the cease receipt of
waste deadline.
The EPA considered that the start of
the 22.5 months could instead be from
the Waterkeeper decision date of March
13, 2019. However, given that the
language of the USWAG decision was
clear that all units that do not have a
composite or alternate liner will be
required to cease receiving waste and
close EPA believes that owners and
operators of unlined CCR surface
impoundments would have started
preparing for such an event upon
issuance of the mandate on October 15,
2018. This is consistent with
information received from industry
stakeholders.
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Accordingly, EPA is proposing to
amend the regulatory language of
§ 257.101(a)(1) to delete the phrase, ‘‘if
at any time after October 19, 2015 an
owner or operator of an existing unlined
CCR surface impoundment determines
in any sampling event that the
concentrations of one or more
constituents listed in appendix IV to
this part are detected at statistically
significant levels above the groundwater
protection standard established under
§ 257.95(h) for such CCR unit.’’ The
proposed new regulatory language of
§ 257.101(a)(1) will read ‘‘Except as
provided by paragraph (a)(3) of this
section, no later than August 31, 2020,
an owner or operator of an existing
unlined CCR surface impoundment
must cease placing CCR and non-CCR
wastestreams into such CCR surface
impoundment and either retrofit or
close the CCR unit in accordance with
the requirements of § 257.102.’’
Additionally, EPA is making a
conforming change to § 257.91(d)(2),
which contained similar language.
Specifically, EPA is deleting all of
§ 257.91(d)(2), which clarified how the
closure requirement applied in the
context of a groundwater monitoring
system that covers multiple unlined
impoundments. Since all unlined CCR
impoundments must now close or
retrofit, this clarification is no longer
relevant.
(b) Amendments to Closure Due to
Location Restrictions (§ 257.101(b)(1))
The October 2020 date applied not
only to the unlined leaking units subject
to § 257.101(a), but also to the units that
failed the minimum depth to aquifer
location restriction standard subject to
§ 257.101(b)(1)(i). Therefore, EPA is
proposing that the deadline to cease
receipt of waste for these units also be
amended to August 31, 2020. This new
date was selected based on the same
rationale explained previously. These
units are similarly situated in that these
facilities need additional time to
develop alternate capacity to transition
away from their surface impoundments.
As previously discussed, based on the
data from and information received
from stakeholders, EPA calculated that
the average amount of time to take the
necessary steps to cease placement of
waste into a surface impoundment is
approximately 22.5 months. In addition,
based on the data on facilities’ public
websites regarding compliance with the
location restriction standards, the
majority of the units that failed the
aquifer location restriction are also
unlined and must close under
§ 257.101(a). It is therefore logical to
establish the same deadline of August
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31, 2020 to cease receipt of waste. The
EPA believes it is technically infeasible
for a majority of these units in question
to be able to cease receipt of waste prior
to August 31, 2020 due to the lack of
alternate capacities and the immediate
initiation of closure that requires units
to cease receiving waste that would
cause disruptions to operations at the
power plants. Therefore, EPA is
proposing the date of August 31, 2020
for the cease placement of waste for
§ 257.101(b)(1)(i) to replace the current
date of October 31, 2020 established in
the July 2018 Final Rule.
The amended regulatory language of
§ 257.101(b)(1)(i) would read ‘‘Except as
provided by paragraph (b)(4) of this
section, the owner or operator of an
existing CCR surface impoundment that
has not demonstrated compliance with
the location standard specified in
§ 257.60(a) must cease placing CCR and
non-CCR wastestreams into such CCR
unit no later than August 31, 2020, and
close the CCR unit in accordance with
the requirements of § 257.102.’’
C. Alternate Closure Standards
The information that EPA has
reviewed indicates that some facilities
will be unable to cease receiving waste
by the new deadline of August 31, 2020.
In some cases, it may be due to
circumstances beyond the facility’s
control, such as extreme weather.
Similarly, delays may result from
permitting requirements; as previously
discussed some states do not allow
construction to begin until all permits
have been issued. In addition, the
USWAG decision brought in a new
group of units that are required to close
under § 257.101(a); specifically, ‘‘claylined’’ impoundments and unlined
impoundments that were not leaking
and passed location restrictions.
Facilities with such units did not
anticipate having to cease using their
surface impoundments so rapidly.
Therefore, they had not planned for
such an event prior to the USWAG
decision. A number of these facilities
only have the capacity to manage their
CCR and/or non-CCR wastes in their
existing unlined CCR surface
impoundment; therefore, it is not
technically feasible or them to stop
using the unlined surface impoundment
by the new deadline of August 31, 2020.
For example, if the facility will continue
to burn coal and has decided to convert
to dry handling that process can take 36
months. Even if the facility had begun
on the day after the USWAG decision,
it is possible that, despite best efforts,
the conversion would not be complete
by August 31, 2020. However, since
most facilities (approximately 80%)
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have already converted to dry
handling,30 EPA will handle such a
facility with the proposed alternate
cease receipt of waste deadlines
(§§ 257.103(e) and (f)), rather than a
longer default time frame.
Currently the regulations allow the
continued use of CCR units due to the
lack of alternate capacity for CCR, under
the alternate closure requirements in
§ 257.103. The current alternate closure
provision of § 257.103(a) allows for the
continued use of a CCR unit for disposal
of CCR if there is no alternate capacity
available, on-site and off-site. This
provision grants a facility up to 5 years
to find alternate capacity for the CCR.
Once additional capacity is found, the
CCR unit must cease receipt of waste
and initiate closure.
Additionally, under § 257.103(b), a
facility may continue to operate a CCR
unit and receive CCR if they are
planning to cease operation of the coalfired boilers by a date certain. Under
this provision, since the boiler is
ceasing operation and CCR will no
longer be generated after a known date,
the facility will not have to find
alternate capacity. For surface
impoundments 40 acres or smaller the
boiler must cease operation and the CCR
surface impoundment must complete
closure by October 17, 2023. For a
surface impoundment larger than 40
acres, the boiler must cease operation
and the CCR surface impoundment must
complete closure by October 17, 2028.
For landfills the coal-fired boiler must
cease operation and complete closure no
later than April 19, 2021.
However, both provisions only allow
for the continued receipt of CCR past
the deadline in §§ 257.101(a), (b)(1), and
(d). The alternate closure provisions in
§ 257.103 do not address the situations
in which a facility needs alternate
capacity for non-CCR wastestreams.31 In
the record before the Agency many
facilities highlighted that not having
capacity for non-CCR wastestreams is a
critical issue that places the operation of
the facility at risk. Evidence suggests
that the average time to develop
alternative capacity for non-CCR
wastestreams is often the primary driver
of determining a technically feasible
30 ‘‘Supplemental Technical Development
Document for the Reconsideration of the Effluent
Limitations Guidelines and Standards for the Steam
Electric Power Generating Point Source Category.’’
See Effluent Limitations Guidelines and Standards
for the Steam Electric Power Generating Point
Source Category docket (EPA–HQ–OW–2009–0819).
31 In March 2018 Phase One proposed rule, EPA
proposed amendments to 257.103. The EPA
received comments on those proposed provisions.
Therefore, EPA is still considering those comments
from the proposed amendments from March 2018
and may take final action in a future rulemaking.
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timeframe for being able to initiate
closure of surface impoundments that
comingle CCR and non-CCR
wastestreams.
To address this, EPA is proposing a
series of amendments to the alternate
closure requirements in § 257.103(a) and
(b) that will coordinate with the new
regulatory framework governing the
closure of CCR surface impoundments.
The EPA is proposing two new
subparagraphs specific to CCR surface
impoundments: § 257.103(e), which
would establish a short-term extension
to the new cease receipt of waste
deadline in § 257.101; and § 257.103(f),
which would establish the process and
criteria for facilities to obtain a sitespecific extension based on one of two
demonstrations that additional time is
needed to cease receipt of waste in the
unit. Rather than amending the alternate
cease receipt of waste deadlines for CCR
surface impoundments (§§ 257.103(a)
and (b)), which could potentially cause
complications for the CCR landfills that
are also covered under those provisions,
EPA is proposing to establish separate
provisions to comprehensively address
the issues specific to the closure of CCR
surface impoundments.
The short-term extension under
§ 257.103(e) would grant facilities a
three-month extension to continue to
receive CCR and/or non-CCR
wastestreams in order to complete the
development of alternate capacity. This
short-term alternative is designed to be
self-implementing and for units that
need three additional months or less to
complete the necessary measures to
achieve cease receipt of waste into the
CCR surface impoundment in question.
For units that qualify under this
provision, the deadline to cease receipt
of waste and initiate closure would be
no later than November 30, 2020. The
site-specific alternate to initiation of
closure (at § 257.103(f)) will allow
facilities to submit a demonstration to
EPA or the Participating State Director
for approval, either requesting the exact
amount of time necessary to complete
the measures to obtain alternate
capacity, with a maximum of 5 years, or
requesting an extension based on a
showing that the risks of continued
operation of the impoundment will be
offset by the shorter time to complete
closure. The EPA is proposing that
facilities could rely on either
§ 257.103(e) or (f) to obtain additional
time to operate a unit but could not rely
on both to aggregate the maximum time
periods authorized.
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1. Applicability of Alternative
Timeframes
The EPA is proposing to allow all
CCR surface impoundments required to
close under § 257.101(a), and (b) to be
eligible for these two alternative
timeframes to initiate closure. The July
2018 final rule extended the deadlines
to cease receipt of waste for all units
required to close under § 257.101(a)
(unlined leaking impoundments) and
for a subset of units required to close
under § 257.101(b) (the surface
impoundments that failed the aquifer
location restriction); therefore, owner or
operators of those units anticipated
having to cease receipt of waste no later
than October 2020. However, some of
those facilities have demonstrated that it
will not be technically feasible to
reroute the non-CCR wastestreams and
create alternate capacity within that
timeframe. In addition, the USWAG
decision mandated the closure of a
small group of surface impoundments
that were either formerly certified as
‘‘clay-lined’’ or that were unlined, but
not leaking and compliant with all
location standards. This group of CCR
surface impoundments, approximately
45 impoundments (based on data from
the publicly accessible websites), were
not required to close prior to the
USWAG decision and would not have
conducted any preliminary planning for
such an activity. Therefore, these units
in particular may need more time
beyond August 31, 2020. EPA is seeking
comment on whether the new
alternative closure provisions should
apply only to the universe of CCR units
affected by USWAG decision. Lastly,
EPA is also proposing that the CCR
surface impoundments which failed
location restrictions other than the
depth to aquifer location restriction are
also eligible to apply for an alternate
compliance deadline. The date
extension in the July 2018 rule did not
apply to the ‘‘clay-lined’’ or the unlined
units that were not leaking because as
of July 2018 those units were not subject
to the closure requirements of the CCR
rule under § 257.101. However, EPA is
proposing to include them in this new
approach to create a consistent
regulatory system to move CCR surface
impoundments to initiate closure as
quickly as possible.
2. Short Term Alternative To Cease
Receipt of Waste Deadline (§ 257.103(e))
The EPA acknowledges that the time
frames used to develop the August 2020
deadline were estimated average
durations and in reality, due to unique
circumstances, it may take some
facilities slightly longer than others to
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cease receipt of waste. To accommodate
those facilities that require some
additional time to complete
construction, EPA is proposing that
such facilities demonstrate and certify
that they will need additional time
before they have the technically
feasibility to able to cease receipt of
waste and initiate closure. The
provision, which is proposed at
§ 257.103(e), would allow for no more
than a three-month extension, which
means that the latest that a facility could
continue to operate a CCR surface
impoundment under this provision
would be November 30, 2020. The EPA
acknowledges that events can occur
which are completely out of the
facility’s control, such as extreme
weather or a delay in material
fabrication. In essence, this would be a
limited ‘‘force majeur’’ provision.
The owner or operator would have to
certify that the facility continues to lack
alternate capacity to manage their CCR
and/or non-CCR wastestreams, and that
it was technically infeasible to meet the
August 31, 2020 deadline to cease
receipt of waste and initiate closure.
This certification, along with the
supporting documentation, would then
be placed into the operating record and
posted on the facility website, for the
unit in question, and sent to EPA as a
notification. This process grants the unit
up to a three-month extension to allow
the unit to continue to operate until
construction is complete, or until
November 30, 2020, whichever is
earlier, without further action by EPA.
The requirements of the certification are
similar to the requirements of
§ 257.103(a). The owner or operator
would have to certify the following: (1)
No alternative disposal capacity is
available on-site or off-site (an increase
in costs or inconvenience is not
sufficient support); (2) The owner or
operator has made and continues to
make efforts to obtain additional
capacity; and (3) The owner or operator
is (and must remain) in compliance
with all other requirements of part 257.
A brief narrative of each component of
the certification would be required to
explain why a three-month extension is
necessary. The certification is to be
placed in the facility’s operating record,
placed on the facility’s CCR website,
and submitted to EPA as a notification
of the facility’s intent to comply with
the alternate deadline under this
provision.
The EPA is proposing to make this
extension self-implementing because it
is of such short duration. Facilities will
need to have fundamentally completed
construction in order for a three-month
extension to be useful. Moreover, were
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EPA to approve each of these limited
extensions, it would divert the Agency’s
resources away from review of requests
for more substantial amounts of time.
The EPA believes that these requests for
longer amounts of time should be
subject to a closer review and thus is
proposing to devote its resources
accordingly.
The EPA is proposing to amend the
regulatory language of § 257.103 and
add a new paragraph, § 257.103(e), to
reflect this proposal. The EPA is seeking
comment on whether the short-term
alternate cease receipt of waste deadline
should be only for non-CCR
wastestreams rather than CCR and/or
non-CCR wastestreams.
3. Site Specific Alternative To Cease
Receipt of Waste Deadline (§ 257.103(f))
The EPA acknowledges that the
timeframe used to reach the new
deadline of August 31, 2020 was a
calculated average and that some
facilities will need more time for CCR
surface impoundments to cease receipt
of waste than a three-month extension.
To accommodate the units that will
need longer than November 30, 2020 to
complete their arrangements, EPA is
proposing to establish a site-specific
alternative (at § 257.103(f)) that would
allow the owner or operator to seek
approval from EPA or the Participating
State Director to continue to operate the
CCR surface impoundment for a
specified amount of time. The EPA is
proposing two bases on which a facility
can obtain a site-specific deadline to
cease receipt of waste: (1) A
demonstration that development of
alternate capacity for CCR and/or nonCCR cannot be completed prior to
November 30, 2020; and (2) a
demonstration of lack of capacity and
permanent cessation of coal-fired
boiler(s) by a date certain. These two
bases generally mirror the existing
provisions at §§ 257.103(a) and (b). As
noted, EPA is proposing to consolidate
the new procedures applicable to
initiating the closure of CCR surface
impoundments into separate sections to
avoid inadvertently affecting the
requirements for CCR landfills.
To obtain approval from EPA or the
Participating State Director for the first
method, the owner or operator must
demonstrate that it is not technically
feasible to complete the development/
installation of alternate capacity prior to
November 30, 2020. In this
demonstration, the facility will need to
present in detail the specifics of the
process they are undertaking to develop
alternate capacities for the necessary
CCR and/or non-CCR wastestreams to
support the claim that additional time is
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necessary. To obtain approval from EPA
or the Participating State Director for the
second method, the owner or operator
must demonstrate that the facility will
permanently cease operation of the coal
fired boiler(s) by a date certain and that
there is currently no alternate capacity
available on site or off site for the CCR
and/or non-CCR wastestreams. In this
demonstration the owner or operator
will have to provide a plan for
mitigating the potential risks from the
CCR surface impoundment for the
duration of the continued operation of
the CCR surface impoundment until the
expedited closure of the unit. This
alternative would allow the facilities
that are currently closing in accordance
with § 257.103(b) to continue to receive
non-CCR wastestreams, as well as CCR.
Neither demonstrations may rely solely
on cost considerations as EPA cannot
grant additional time on this basis. See
USWAG 901 F.3d at 448–449.
The EPA is seeking comment on
whether the site-specific alternatives to
the cease receipt of waste deadline
should be only for non-CCR
wastestreams rather than CCR and/or
non-CCR wastestreams. If the sitespecific alternatives only applied for
facilities with the need for continued
disposal of non-CCR wastestreams in
CCR surface impoundments, EPA would
not be amending §§ 257.103(a) and (b).
As such, EPA is seeking comment on
whether the site-specific alternatives
should be only for non-CCR
wastestreams.
(a) Proposed Demonstration
Requirements for Development of
Alternate Capacity Infeasible
The EPA is proposing that the owner
or operator must demonstrate the time
needed to obtain alternate capacity and
cease receipt of waste for CCR and/or
non-CCR wastestreams to be submitted
to EPA or the Participating State
Director at § 257.103(f)(1). The
demonstration must include a detailed
narrative of the plan the facility is
implementing to obtain alternate
capacity so that their units that must
initiate closure can cease receipt of
waste. The demonstration must show
that it is technically infeasible to
manage the CCR and/or non-CCR
wastestreams on-site or off-site other
than in the CCR surface impoundment
in question. The EPA is proposing to
require that the demonstration for each
unit provide the lines of evidence to
document that the facility lacks capacity
for CCR or non-CCR wastestreams: (1) A
demonstration of the lack of alternate
capacity available on-site or off-site; (2)
a demonstration that CCR and/or nonCCR wastestreams must continue to be
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managed in the CCR surface
impoundment due to the technical
infeasibility of obtaining alternate
capacity prior to November 30, 2020;
this demonstration must include an
analysis of the adverse impact to plant
operations if the CCR surface
impoundment in question were to no
longer be available for use; (3) a detailed
workplan on obtaining alternate
capacity for CCR and/or non-CCR
wastestreams; and (4) a narrative on
how the owner or operator will continue
to maintain compliance with all other
aspects of the CCR rule.
The first and second lines of evidence
are the same lines of evidence required
in § 257.103(a). The owner or operator
must demonstrate that the CCR and/or
non-CCR wastestreams must continue to
be managed in the CCR surface
impoundment due to the technical
infeasibility of alternate capacity being
available sooner than November 30,
2020. An increase in costs or the
inconvenience of existing capacity is
insufficient support to qualify for this
alternative. If the owner or operator
provides no evidence other than
increased cost or inconvenience, EPA
will consider the submission
incomplete and will return it to the
owner/operator without further action.
The owner/operator may resubmit the
demonstration with the appropriate
evidence (i.e., the owner or operator
must discuss the site-specific
circumstances leading to the continued
lack of capacity and technical
infeasibility of obtaining capacity for
their CCR and/or non-CCR wastestreams
prior to November 30, 2020). These
discussions will tie into the workplan
submitted as the third line of evidence.
The third proposed line of evidence
in the demonstration is a detailed
workplan on the development and
process to achieve alternate handling
capacity for CCR and/or non-CCR
wastestreams. The EPA is proposing
that the workplan include the following
elements at § 257.103(f)(1)(i)(D): (1) A
narrative discussion of the steps and
process that remain necessary to
complete development of alternate
capacity for the wastestream(s); (2) a
visual timeline depicting the remaining
steps needed to obtain alternate
capacity; (3) a discussion of the timeline
and the processes that occur during
each step; and (4) a discussion of the
steps already taken to achieve alternate
capacity including what steps have been
completed and what steps remain. The
EPA believes facilities should already
have most of these workplan elements
developed as part of their planning
process for CCR surface impoundments
to cease receipt of waste.
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The narrative discussion of the
workplan is designed to explain to the
EPA how alternate capacity will be
developed with an explanation as to
why that method was chosen over
others. An owner or operator may
choose from several options to obtain
alternate capacity, such as building a
new disposal unit, construction of a
wastewater treatment facility,
converting to dry handling, etc. The
narrative discussion should describe
why the option was selected and
explain why other options that could
have been implemented sooner were not
selected. This discussion should
include an in-depth analysis of the site
and the site-specific conditions that led
to the decision to implement the
selected alternate capacity. Inclusion of
visuals such as a facility map, facility
process flow diagram, the design of the
new capacity, etc. would be beneficial
to any discussion on the new capacity
and of the facility as a whole. The
narrative must also explain why the
owner or operator needs the amount of
time being requested.
The second section of the workplan
should include a visual timeline, such
as a Gantt chart, depicting the necessary
steps required to obtain the alternate
capacity discussed in the narrative. A
visual timeline clearly indicates how
each phase and the steps within that
phase interact with each other and the
other phases. It will also show any
possible overlap of the steps and phases
in achieving alternate capacity. This
timeline will show the total time needed
to obtain the alternate capacity and how
long each step is expected to take. For
an example of a timeline see Southern
Company’s comments from the March
2018 Phase One Proposed rule in the
docket 32 or the sample Gantt chart in
the docket.33 The sample Gantt chart in
the docket demonstrates the level of
detail that would be required in the
workplans submitted for approval.
Similarly, as discussed in section B of
this preamble on the various alternate
capacity technologies, each phase for
obtaining the alternate capacity must be
broken out for the time they take on the
chart. Such phases include engineering
and design, contractor selection,
equipment fabrication and delivery,
construction, and start up and
implementation. Then within each
phase, the steps to complete that phase
must be broken out to show how long
each step takes. As shown in the
example Gantt chart in the docket, each
32 Southern Company timing to initiate closure
information submissions and public comment on
Phase 1 proposed rule in the docket.
33 See Sample Gantt Chart in the docket.
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phase contains an overarching
timeframe and then the time needed for
necessary steps to complete the phase.
For example, the engineering and design
phase is 4 months and the steps to
complete the engineering and design
phase are shown, site selection and
survey, design of the impoundment,
process flow diagram edits, piping
design, and how long each of those
steps take. This level of detail is
expected for each phase of obtaining the
alternate capacity. The timeline also
acts as a visual assistant to the proposed
third section of the work plan, a
narrative of the timeline.
The proposed third section for the
workplan is a detailed narrative of the
schedule and a timeline of all the
necessary phases and steps in the
workplan, in addition to the overall
timeframe that will be realistically
required to obtain capacity and cease
receipt of waste. The owner or operator
should identify the time required for
each phase and step accurately to obtain
alternate capacity. For an example of a
good narrative and description of the
processes on obtaining alternate
capacity, see Declaration of Jeffery
Jenkins, Arizona Public Service in the
docket.34 The discussion in this
declaration is a good starting point for
the level of detail EPA is proposing to
require for this section of the workplan.
In addition, further discussions and
more clarity on how the phases and
steps interact with each other and an
explanation on the amount of time
needed would be beneficial for EPA.
This section of the workplan should
discuss why the length of time for each
phase and step is needed, including a
discussion of the tasks that occur during
the specific stage of obtaining alternate
capacity. The workplan should discuss
why each major step shown on the chart
is necessary to happen in the order it is
occurring, including a justification for
the overall length of the phase. It should
also discuss the tasks that occur during
each of the major steps within the
phase; for example, rather than simply
stating ‘‘order and fabrication of
impoundment liner,’’ the workplan
would need to discuss what material
must be ordered, where the fabrication
takes places, and how long it takes to
fabricate and deliver the new liner
material. Other major discussion items
on the overall time of the schedule
should include anticipated worker
schedule, and any anticipated areas for
which the schedule could slip. The
anticipated areas of delays could
include items outside of the facility’s
34 See declaration of Jeffery Jenkins, Arizona
Public Service in the docket.
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control, such as severe weather events
or delays in fabrication of materials. The
schedule should also indicate the time
limiting factors in completing the plan,
such as having to take boilers off-line or
if a certain step can only happen during
a specific time of year. The schedule
should indicate the fastest technically
feasible timeline.
The proposed fourth section of the
workplan contains a narrative of the
steps already taken to initiate closure
and develop alternate capacities for the
CCR and/or non-CCR wastestreams.
This section would discuss all the steps
taken, starting from when the owner or
operator started the design phase all the
way up to the current steps occuring
while the workplan is being drafted and
submitted for approval. In addition, this
discussion should indicate where the
facility currently is on the timeline and
the processes that are currently being
undertaken at the facility to develop the
selected alternate capacity. This section
of the workplan assists EPA in
determining if the submitted schedule
for obtaining alternate capacity is
accurate.
The overall workplan would need to
document the efforts the owner or
operator has put into obtaining alternate
capacities, the various methods
researched for alternate capacity, and
the planning for the alternate capacity
for the wastestreams that needs to be
redirected from the CCR surface
impoundment. The EPA seeks comment
on additional elements the workplan
should contain.
The fourth line of evidence that
would be required in the demonstration
is a compliance strategy for the CCR
surface impoundment in question. The
EPA is proposing that to obtain approval
for an extension for the cease receipt of
waste date, the CCR surface
impoundment in question must remain
in compliance with all other aspects of
the CCR rule. This includes the
requirement to conduct any necessary
corrective action and continual
groundwater monitoring. This line of
evidence also includes compliance with
other requirements of the rule. The
facilities’ CCR compliance website must
be completely up-to-date and contain all
the necessary notification postings. The
strategy would discuss the most recent
groundwater monitoring data results,
the statistical analysis used to obtain the
results, and the next steps for the
groundwater monitoring. If the unit has
exceeded any of the Appendix IV
GWPS, the owner or operator must
conduct an assessment of corrective
measures followed by selection of a
remedy. The current regulations do not
permit waiting to implement a remedy
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until initiation of closure of the unit. As
such, if the facility is undergoing
remedy selection, a thorough discussion
of the possible remedies for corrective
action is vital to obtaining approval for
an extension to the cease receipt of
waste and initiation of closure deadline.
Without a demonstration of a
compliance strategy and proper
corrective action measures, if necessary,
the alternate compliance deadline will
not be granted.
Once a complete demonstration is
submitted to EPA or the Participating
State Director for approval, EPA or the
Participating State Director will review
the demonstration for completeness and
post a tentative approval or denial. The
approval and implementation process
will be discussed later in this preamble
in paragraph (e) of this section.
(b) Proposed Demonstration
Requirements for Permanent Cessation
of Coal-Fired Boiler(s) by a Date Certain
Currently under § 257.103(b)(1), a
CCR unit that would otherwise be
required to cease receiving CCR under
§ 257.101(a), (b)(1), or (d), may continue
to receive CCR provided the owner or
operator of the facility certifies that the
facility will cease operation of the coalfired boilers within the timeframes
specified in paragraphs (b)(2) through
(b)(4) and that the CCR generated at that
facility (before the plant ceases to
operate) must continue to be managed
in that unit due to the absence of
alternative disposal capacity both onsite and off-site. In such cases, the unit
is allowed to continue receiving CCR
(and only CCR wastestreams), provided
the facility completes closure of the unit
by the dates specified: 2023 or 2028 for
surface impoundments less than 40
acres or more than 40 acres,
respectively. In contrast to subsection
(a), under § 257.103(b), the owner or
operator does not need to demonstrate
any efforts to develop alternative
capacity because of the impending
closure of the power plant itself. As
explained in the 2015 preamble, there
are long-term risks to human health and
the environment from a leaking CCR
unit and those risks justify requiring
those units to either meet the federal
criteria or close. However, EPA
concluded that the risks associated with
allowing these units to continue to
receive CCR would be mitigated by the
requirement that the facility comply
with all other requirements of the rule,
including initiating groundwater
monitoring and corrective action where
necessary. Critically, facilities that
choose to rely on this alternative must
complete closure of their disposal unit
in an expedited timeframe; thus, the
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risks from these units will be fully
addressed sooner. Consequently, EPA
concluded that while over the short
term the risks will be higher, however,
in the long term, the risks may be
potentially lower than if the CCR unit
had closed in accordance with the
normal closure timeframes. See 80 FR
21424 (April 17, 2015). These principles
continue to apply. Since the coal-boiler
will shortly cease power generation, it
would be illogical to require these
facilities to construct new capacity to
manage CCR and non-CCR
wastestreams. The EPA is therefore
proposing to adopt a comparable
provision in § 257.103(f)(2), which will
allow facilities permanently ceasing
operation of coal-fired boiler(s) to
continue to receive both CCR and nonCCR wastestreams, upon a showing of a
continued need to use the surface
impoundment.
Specifically, EPA is proposing that
facilities would need to submit a
demonstration to EPA or the
Participating State Director for approval
that includes all of the following
elements. First, the facility would need
to document that no alternative disposal
capacity is available on-site or off-site.
This is the same showing currently
required under § 257.103(b). Consistent
with the existing provision, an increase
in costs or the inconvenience of existing
capacity is not sufficient to support
qualification under this section.
Second, EPA is proposing that the
facility submit a plan to mitigate any
potential risks to human health or the
environment from the CCR surface
impoundment. This plan could include:
A discussion of the groundwater
monitoring data and any found
exceedances, the assessment of
corrective measures (if necessary from
the groundwater monitoring data), steps
to keep the public aware of any possible
risks from the impoundment, a plan to
ensure that drinking water wells are not
contaminated and if they are the steps
to ensure the public has access to clean
drinking water, etc. This would be a
new requirement; because the current
provision at § 257.103(b) does not
authorize continued use of the
impoundment for non-CCR wastewaters,
and the record for that provision does
not account for those risks. As
previously explained, EPA lacks the
data and time required to develop
national estimates of the risks from
continued operation of these units over
the short term. The EPA is seeking
comment on whether the owner or
operator should be required to submit a
more in-depth site-specific risk
assessment of the CCR surface
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impoundment as part of their plan to
mitigate the risk from the unit.
The remaining elements are the same
as those currently found in § 257.103(b).
The facility must certify that it remains
in compliance with all other
requirements of this subpart and must
document that the coal-fired boilers and
closure of the impoundment will be
completed within the timeframes
specified in paragraph (f)(2)(ii) of this
section. The deadlines of 2023 for
surface impoundments less than 40
acres and 2028 for surface
impoundments larger than 40 acres,
respectively, were selected to ensure (1)
that closure of these units will be
completed in a measurably shorter
timeframe; and (2) that overall the risks
will be lower, or at least equivalent to,
the level of risk that would be achieved
under the rule’s ‘‘standard’’ closure
timeframes. Unlike the other provisions
in this proposal, § 257.103(f)(2) does not
establish a specific deadline by which
the facility must stop operating the
impoundment. Nevertheless, the
expedited closure timeframes will
effectively work to limit the additional
time that facilities can continue to
receive waste. Given the length of time
needed to dewater an impoundment,
EPA expects that in many instances,
facilities will not be able to extend
operation of the unit substantially and
still be able to complete closure by the
deadline. The RIA that accompanies this
proposed rulemaking action estimates
that approximately 37 facilities will
apply for an extension under this
provision.
(c) Extensions of Alternate Compliance
Deadline
The EPA acknowledges that projects
can run behind schedule and events
may occur outside the facility’s control.
Therefore, EPA is proposing that in such
cases, a facility may request an
extension to the approved deadline
under § 257.103 (f)(1). However, EPA is
proposing a maximum of 5 years that
could be authorized under paragraph
(f)(1). This means that no extension
could extend past the maximum cease
receipt of waste deadline of October 15,
2023. If at any point a facility becomes
aware that they will not meet the
approved deadline, they would need to
notify EPA or the Participating State
Director. Depending on the severity of
the event, additional time may be
granted provided it would not extend
past the maximum cease receipt of
waste deadline of October 15, 2023. The
EPA is proposing this potential
extension in § 257.103(f)(1)(iii). To
obtain an extension of the approved
compliance deadline, the facility must
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submit updated demonstration materials
to EPA or the Participating State
Director with a detailed discussion of
why an extension is necessary. The
owner or operator must also discuss the
measures taken to limit the additional
amount of time needed. An explanation
of any problems that caused this
significant delay of schedule would be
further discussed in the semi-annual
progress report as described in the next
section.
(d) Semi-Annual Progress Reports
To provide transparency to the public
that the facility is following the
approved alternate compliance
deadline, EPA is proposing to require
posting on the facility’s CCR publicly
accessible website of semi-annual
progress reports on obtaining alternate
capacity. Given that these units could be
operating and receiving waste for
several additional years, it is important
to keep the public aware of the facility’s
progress on obtaining alternate capacity.
It is also important for EPA to know if
facilities are on track to meet their new
alternate compliance deadline.
Currently in § 257.103(c) there is the
requirement for annual progress reports
for the units who have certified for
alternative deadlines under
§§ 257.103(a) and (b). The EPA believes
that for the site-specific alternate cease
receipt of waste deadline, semi-annual
rather than annual progress reports are
more appropriate. The time allowed
under this new alternate in § 257.103(f),
will vary site to site and could be
shorter than the deadline alternative
granted for §§ 257.103(a) and (b).
Accordingly, EPA believes the reporting
frequency should also be more frequent
for the progress reports. Therefore, EPA
is proposing a new semi-annual
progress report requirement for the units
that successfully demonstrate and are
approved for the site-specific alternate
to cease receipt of waste deadline. The
proposed regulation text for the
requirement of semi-annual progress
reports will be located in
§ 257.103(f)(1)(ix).
The semi-annual progress report will
heavily rely on the workplan and the
timeline submitted with the workplan.
The EPA is proposing the reports
contain the following components: (1)
Discussion on progress of obtaining
alternate capacity and (2) discussion of
any planned operational changes at the
facility. The first section of the report
would discuss the progress the facility
has made since the previous report or if
it is the first report, since approval of
the alternate compliance deadline.
The first section of the report would
be required to discuss the following: (1)
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The current stage of obtaining alternate
capacity in reference to the timeline
required in the workplan; (2) whether
the owner or operator is on schedule for
obtaining alternate capacity; (3) any
problems encountered and a description
of the actions taken to resolve the
problems; and (4) the goals for the next
6 months and major milestones to be
achieved. The first subsection
discussion would indicate what phase
of the workplan timeline is currently
happening at the site and what has been
accomplished in the past 6 months. This
discussion would include the major
milestones that were accomplished over
the past 6 months. The second
subsection would discuss if the facility
is on schedule to obtain alternate
capacity by the approved alternate
deadline for cease receipt of waste. This
section would discuss if the facility is
expecting to meet their deadline or if
they are anticipating being ahead or
behind schedule. If the facility is behind
schedule, the discussion would be
required to indicate what steps are
necessary to either catch up to the
approved schedule or if they are
expecting to ask for an extension, how
much more time is needed. The third
subsection would discuss whether any
problems were encountered, and a
description of the actions taken to
resolve those problems. This subsection
could potentially tie in to the previous
subsection’s discussion of if the project
is on track. It is possible a problem arose
causing a delay in the schedule; such
problems would need to be discussed in
detail in this section. This could include
a delay of delivery of equipment, severe
weather, delay of a permit, etc. There
would need to be a thorough discussion
of what caused the problem, the effects
of the problem, and the plan to resolve
the problem. It is also possible problems
were encountered that did not result in
a delay of the schedule; these too should
be discussed in this subsection. This
demonstrates that the facility is able to
resolve problems quickly without
affecting the project’s deadline. The last
subsection would discuss the goals for
the next 6 months and major milestones
to be achieved. This subsection makes
the public and EPA aware of the
progress the facility plans on achieving
in the coming months, up until the next
semi-annual progress report is due.
The EPA is seeking comment
regarding whether a facility that is fully
on schedule or ahead of schedule with
the approved timeline from their
demonstration and no significant
problems have arisen or changes in
operational status, should be afforded a
relaxation of the reporting requirements
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to complete the first two subsections of
the first section of the semi-annual
progress reports. In the semi-annual
progress reports the facility would
indicate the stage they are currently on
(as specified in § 257.103(f)(1)(ix)(A)(1))
and they are fully on schedule or ahead
of schedule (as specified in
§ 257.103(f)(1)(ix)(A)(2)). The reports for
the facility on schedule or ahead of
schedule should be significantly more
condensed than the full reporting
requirements. The EPA believes
facilities should be focusing on
obtaining alternate capacity rather than
completing progress reports, especially
for the facilities that are on schedule
with little to report.
The second section of the progress
reports would discuss any planned
operation changes of the facility. It is
possible while the facility is working to
achieve alternate capacity, a decision is
made to either permanently shut down
the plant or switch to an alternate fuel
source such as natural gas or biomass.
Any such decisions would be indicated
in this section of the semi-annual
progress report.
The EPA is proposing that the semiannual reports be completed and placed
in the facility’s operating record and
posted on the facility’s CCR web page
on April 1st and October 1st of each
year until the alternate compliance
deadline. The first report will be due on
whichever posting deadline is soonest
after approval of the alternate
compliance deadline is granted. The
most current progress report should not
replace any previous version of the
semi-annual progress report on the
facility’s website. Therefore, the facility
is expected to maintain the previous
reports on their website. The EPA seeks
comment on whether the dates of April
1 and October 1 are appropriate or
whether alternate months should be
selected. The RIA which accompanies
this proposed rulemaking action
estimates the cost associated with the
additional documentation required by
the rule’s provisions in Chapter 3.
(e) Procedures for Approval and
Implementation
The EPA is proposing that the
demonstrations for further time under
§ 257.103(f)(1) be submitted to EPA or
the Participating State Director for
approval no later than June 30, 2020, or
2 months prior to the facility’s deadline
to cease receiving waste. This deadline
would also apply to any extensions
requested under § 257.103(f)(1)(iii). Two
months should normally provide
sufficient time for EPA to evaluate the
request and complete its review process.
The EPA acknowledges that the review
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time is shorter than normal; however,
this is a unique circumstance where the
Agency needs to establish a new
compliance deadline for the facility.
Although two months prior to the
current deadline is the latest date to
submit a request, EPA would encourage
submissions at the earliest point at
which the facility knows further time to
complete its arrangements is needed. By
contrast, requests for additional time to
operate a CCR surface impoundment
under paragraph § 257.103(f)(2) must be
submitted to EPA for approval no later
than May 15, 2020. The decision to shut
down a boiler is not reached quickly
and can require approvals from (or at
least coordination with) state regulatory
officials, among others. The EPA,
therefore, expects that facilities know
now (or will decide shortly) whether
they will seek to rely upon the proposed
provisions in § 257.103(f)(2).
Upon receiving the demonstration for
an alternate compliance deadline, EPA
or the Participating State Director will
evaluate the demonstration and could
ask for additional information to
complete its review and/or discuss the
demonstration with the facility.
Submission of a complete
demonstration will toll, or to suspend,
the facility’s deadline to cease receipt of
waste until issuance of a final decision.
This ensures that a facility that has
submitted a package in good faith would
not be penalized by any inadvertent
administrative delays. However
incomplete submissions will not toll the
facility’s deadline; here the equities lie
squarely against granting any more time.
When the owner or operator submits
the demonstration to EPA or the
Participating State Director for approval,
the owner or operator must prepare and
place into the facility’s operating record
and on their CCR website a notice of
intent of applying for the site-specific
alternative to cease receipt of waste. The
EPA or the Participating State Director
will then post the proposed decision to
grant or deny the request in whole or in
part on EPA’s website for public notice
and comment. The public will have 15
days to comment on the proposed
decision. If the demonstration is
particularly complex, EPA or the
Participating State Director will provide
a longer comment period of 20 to 30
days. The EPA acknowledges that the
comment period is shorter than normal;
however, this is a unique circumstance
where the Agency needs to establish a
new compliance deadline for the
facility. The EPA or the Participating
State Director will evaluate the
comments and amend its decision
accordingly. The EPA will post the final
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decision on the demonstrations on
EPA’s website.
The EPA or the Participating State
Director will finalize the decision on the
alternate compliance deadline no later
than 4 months after receiving a
complete demonstration. This is the
longest amount of time EPA expects it
should take to issue a final decision,
although as noted above, EPA believes
it should normally take less time. If no
substantive comments are received on a
proposed decision, it will become
effective 5 days from the close of the
comment period.
The facility must post an approved or
denied demonstration and alternate
compliance deadline decision on the
facility’s public CCR website. The EPA
is seeking comment on whether a
Participating State Director (i.e., a state
director with an approved State CCR
Permit Program) should also have the
authority to grant approvals. If a facility
completes the necessary alternate
capacity prior to approval from EPA,
then the facility should notify EPA and
withdraw their demonstration.
4. Conforming Amendments to
§§ 257.103(a), (b), and (c)
To create a consistent framework for
all CCR impoundments, EPA is also
proposing a series of amendments to the
§ 257.103 introductory paragraph and at
§§ 257.103(a), (b), and (c). Amending
these sections of § 257.103, will simplify
the framework for units that require
more time to the cease receipt of waste
deadline triggered by either
§§ 257.101(a), (b)(1), or (d).
Additionally, EPA is proposing to
amend §§ 257.103(a) and (b) to only be
applicable to CCR landfills.
(a) Amendments to §§ 257.103(a) and (b)
The EPA is proposing to revise the
introductory paragraph to § 257.103 to
add the phrase ‘‘and/or non-CCR
wastestreams’’ and to add references to
the proposed new paragraphs (e) and (f)
to § 257.103 for the short-term
alternative and the alternate compliance
deadline respectively. The introductory
paragraph would read as: ‘‘The owner or
operator of a CCR landfill, CCR surface
impoundment, or any lateral expansion
of a CCR unit that is subject to closure
pursuant to 257.101(a), (b)(1), or (d) may
continue to receive CCR and/or nonCCR in the unit provided the owner or
operator meets the requirements of
either paragraph (a), (b), (e), or (f) of this
section.’’
The EPA is proposing conforming
revisions to §§ 257.103(a) and (b) to
reflect the proposals discussed above.
The current §§ 257.103(a) and (b) apply
to both CCR landfills and CCR surface
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impoundments undergoing closure
under § 257.101 that need additional
time to find alternate capacity only for
CCR wastestreams. To be consistent
with the proposals in §§ 257.103 (e) and
(f), EPA is proposing to amend
§§ 257.103(a) and (b) to only apply to
CCR landfills. Some facilities have
posted certifications under the current
§ 257.103(a) and (b) to allow continued
receipt of CCR into their surface
impoundment. For these facilities, EPA
will either implement a transition
period to allow sufficient time to
complete the documentation that may
be required under §§ 257.103 (e) or (f)
for their CCR surface impoundments, or,
for those facilities that need to continue
to receive only CCR into the
impoundment, a system that would
grandfather these units in. The EPA asks
for comment on each of these options.
To reflect this proposed change the
references to § 257.101(a) and (b)(1) are
being removed, as those sections apply
only to CCR surface impoundments.
Additionally, EPA is proposing to revise
the term ‘‘CCR unit’’ to ‘‘CCR landfill’’
to ensure clarity that §§ 257.103(a) and
(b) apply only to CCR landfills.
(b) Amendments to § 257.103(c)
When EPA amended the cease receipt
of waste date in the July 2018 rule in
§§ 257.101(a) and (b)(1), EPA neglected
to make the conforming changes to the
notification requirements in
§ 257.103(c). Therefore, EPA is
proposing to amend the notification
requirements in § 257.103(c) with the
necessary conforming changes due to
the change in the cease receipt of waste
date and in light of the USWAG
decision. The current text of
§ 257.103(c)(1) requires the owner or
operator to prepare a notification within
six months of becoming subject to
closure pursuant to § 257.101(a), (b)(1),
or (d). In light of the USWAG decision
and the change of date for cease receipt
of waste, this language no longer makes
sense. The EPA is proposing to amend
§ 257.103(c)(1) by adding new
paragraphs (i) through (iii) for CCR units
closing pursuant to §§ 257.101(a), (b)(1),
and (d), respectively. Each respective
subparagraph then requires the owner or
operator to prepare the notification no
later than the cease receipt of waste date
according to §§ 257.101(a), (b)(1), and
(d).
VI. The Projected Economic Impacts of
This Action
A. Introduction
The EPA estimated the costs and
benefits of this action in an Economic
Analysis (EA) which is available in the
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docket for this action. The EA estimates
the incremental costs and cost savings
attributable to the provisions of this
action, against the baseline costs and
practices in place as a result of the 2015
CCR final rule and, the 2018 CCR Phase
1 final rule.
EPA updates the 2015 CCR final rule
baseline to account for two
developments. These are the availability
of new publicly accessible universe data
and the effect of the 2018 court
decisions. These updates increase the
baseline costs estimated for the CCR
program against which the RIA
estimates the incremental effects of this
proposed rulemaking action.
The RIA estimates that the net
annualized impact of this proposed
regulation will be annual cost savings of
$39.5 million. This action is not
considered an economically significant
action under Executive Order 12866.
B. Affected Universe
The proposed rule affects coal fired
electric utility plants (assigned to the
utility sector North American Industry
Classification System (NAICS) code 22).
The rule is estimated to potentially
impact 522 units at 230 facilities.
C. Costs and Cost Savings of the
Proposed Rule
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The costs attributable to this proposed
rule are reporting and documentation
that must be completed by regulated
entities and submitted to EPA in order
to qualify for some of the closure
deadline extension provisions of the
rule as well as other reporting
requirements related to the closure of
CCR units. These costs are estimated to
amount to an annualized $0.204 million
per year when discounting at 7%.
The cost savings attributable to this
proposed rule include cost savings from
extending the deadlines by which units
must cease receiving waste and initiate
closure. Cost savings also follow from
the avoided cost of new unit
construction for CCR units associated
with qualified coal fired boilers which
are closing by 2023 or 2028. Overall, the
proposed rule is expected to result in
net cost savings of an annualized $39.5
million when discounting at 7%.
VII. Statutory and Executive Order
(E.O.) Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www2.epa.gov/lawsregulations/laws-and-executive-orders.
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A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This is a significant regulatory action
that was submitted to the Office of
Management and Budget (OMB) for
review because it raises novel legal or
policy issues. Any changes made in
response to OMB recommendations
have been documented in the docket.
The EPA prepared an analysis of the
potential costs and benefits associated
with this action. This analysis is
available in the docket and is
summarized in section VI of this
preamble.
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
This action is expected to be an
Executive Order 13771 deregulatory
action. Details on the estimated costs of
this proposed rule can be found in
EPA’s analysis of the potential costs and
benefits associated with this action.
B. Paperwork Reduction Act (PRA)
The information collection activities
in this proposed rule have been
submitted for approval to the Office of
Management and Budget (OMB) under
the PRA. The Information Collection
Request (ICR) document that the EPA
prepared has been assigned EPA ICR
number 1189.32. You can find a copy of
the ICR in the docket for this rule, and
it is briefly summarized here.
The information to be collected as a
part of this rule includes applications
for the two alternatives to cease receipt
or waste deadlines. These applications
are to ensure that the alternatives are
used only by facilities for which the
August 31, 2020 cease receipt of waste
date is technically unfeasible.
Applications for the short term
alternative deadline must certify the
following: (1) No alternative disposal
capacity is available on-site or off-site
(an increase in costs or inconvenience is
not sufficient support); (2) The owner or
operator has made and continues to
make efforts to obtain additional
capacity; and (3) The owner or operator
is (and must remain) in compliance
with all other requirements of part 257.
A brief narrative of each component of
the certification would be required to
explain why a three-month extension is
necessary.
Applications for the site specific
alternative deadline must certify the
following: (1) A demonstration of the
lack of alternate capacity available onsite or off-site; (2) a demonstration that
CCR and/or non-CCR wastestreams must
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continue to be managed in the CCR
surface impoundment due to the
technical infeasibility of obtaining
alternate capacity prior to November 30,
2020; this demonstration must include
an analysis of the adverse impact to
plant operations if the CCR surface
impoundment in question were to no
longer be available for use; (3) a detailed
workplan on obtaining alternate
capacity for CCR and/or non-CCR
wastestreams; and (4) a narrative on
how the owner or operator will continue
to maintain compliance with all other
aspects of the CCR rule. Facilities that
intend to continue to generate electricity
from their coal fired boilers must also
post semi-annual progress reports on
obtaining alternative capacity on their
publicly available website, while
facilities with coal fired boilers closing
by a date certain must submit a plan to
EPA to mitigate any potential risks to
human health and the environment
from their CCR surface impoundment.
Respondents/affected entities: Coalfired electric utility plants that will be
affected by the rule.
Respondent’s obligation to respond:
The recordkeeping, notification, and
posting are mandatory as part of the
minimum national criteria being
promulgated under Sections 1008, 4004,
and 4005(a) of RCRA
Estimated number of respondents:
300.
Frequency of response: The frequency
of response varies.
Total estimated burden: 21,476 hours
(per year). Burden is defined at 5 CFR
1320.3(b).
Total estimated cost: $4,257,909 (per
year), includes $21,408 annualized
capital or operation & maintenance
costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates and any suggested methods
for minimizing respondent burden to
the EPA using the docket identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than January 2, 2020. The EPA will
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respond to any ICR-related comments in
the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. In making this
determination, the impact of concern is
any significant adverse economic
impact on small entities. An agency may
certify that a rule will not have a
significant economic impact on a
substantial number of small entities if
the rule relieves regulatory burden, has
no net burden or otherwise has a
positive economic effect on the small
entities subject to the rule. This action
is expected to result in net cost savings
of an annualized $39.5 million per year.
These cost savings will accrue to all
regulated entities. We have therefore
concluded that this action will relieve
regulatory burden for all directly
regulated small entities. EPA requests
comment on the effect of this rule on
regulated small entities.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. This
action imposes no enforceable duty on
any state, local or tribal governments or
the private sector. The costs involved in
this action are imposed only by
participation in a voluntary federal
program. UMRA generally excludes
from the definition of ‘‘federal
intergovernmental mandate’’ duties that
arise from participation in a voluntary
federal program.
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F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. For the ‘‘Final Rule:
Hazardous and Solid Waste
Management System; Disposal of Coal
Combustion Residuals from Electric
Utilities’’ published April 17, 2015 (80
FR 21302), EPA identified three of the
414 coal-fired electric utility plants (in
operation as of 2012) as being located on
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tribal lands; however, they are not
owned by tribal governments. These are:
(1) Navajo Generating Station in
Coconino County, Arizona, owned by
the Arizona Salt River Project; (2)
Bonanza Power Plant in Uintah County,
Utah, owned by the Deseret Generation
and Transmission Cooperative; and (3)
Four Corners Power Plant in San Juan
County, New Mexico owned by the
Arizona Public Service Company. The
Navajo Generating Station and the Four
Corners Power Plant are on lands
belonging to the Navajo Nation, while
the Bonanza Power Plant is located on
the Uintah and Ouray Reservation of the
Ute Indian Tribe. Under the WIIN Act,
EPA is the permitting authority for CCR
units located in Indian Country. Thus,
Executive Order 13175 does not apply
to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risk and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
health risks or safety risks addressed by
this action present a disproportionate
risk to children. This action’s health and
risk assessments are contained in the
document titled ‘‘Human and Ecological
Risk Assessment of Coal Combustion
Residuals,’’ which is available in the
docket for the final rule as docket item
EPA–HQ–RCRA–2009–0640–11993.
As ordered by E.O. 13045 Section 1–
101(a), for the ‘‘Final Rule: Hazardous
and Solid Waste Management System;
Disposal of Coal Combustion Residuals
from Electric Utilities’’ published April
17, 2015 (80 FR 21302), EPA identified
and assessed environmental health risks
and safety risks that may
disproportionately affect children in the
revised risk assessment. The results of
the screening assessment found that
risks fell below the criteria when
wetting and run-on/runoff controls
required by the rule are considered.
Under the full probabilistic analysis,
composite liners required by the rule for
new waste management units showed
the ability to reduce the 90th percentile
child cancer and non-cancer risks for
the groundwater to drinking water
pathway to well below EPA’s criteria.
Additionally, the groundwater
monitoring and corrective action
required by the rule reduced risks from
current waste management units. This
action does not adversely affect these
requirements and EPA believes that this
rule will be protective of children’s
health.
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I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
This action is not a ‘‘significant
energy action’’ because it is not likely to
have a significant adverse effect on the
supply, distribution or use of energy.
For the 2015 CCR rule, EPA analyzed
the potential impact on electricity prices
relative to the ‘‘in excess of one
percent’’ threshold. Using the Integrated
Planning Model (IPM), EPA concluded
that the 2015 CCR Rule may increase the
weighted average nationwide wholesale
price of electricity between 0.18 percent
and 0.19 percent in the years 2020 and
2030, respectively. As the proposed rule
represents a cost savings rule relative to
the 2015 CCR rule, this analysis
concludes that any potential impact on
wholesale electricity prices will be
lower than the potential impact
estimated of the 2015 CCR rule;
therefore, this proposed rule is not
expected to meet the criteria of a
‘‘significant adverse effect’’ on the
electricity markets as defined by
Executive Order 13211.
J. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
The documentation for this decision is
contained in EPA’s Regulatory Impact
Analysis (RIA) for the CCR rule which
is available in the docket for the 2015
CCR final rule as docket item EPA–HQ–
RCRA–2009–0640–12034.
The EPA’s risk assessment did not
separately evaluate either minority or
low-income populations. However, to
evaluate the demographic
characteristics of communities that may
be affected by the CCR rule, the RIA
compares the demographic
characteristics of populations
surrounding coal-fired electric utility
plants with broader population data for
two geographic areas: (1) One-mile
radius from CCR management units (i.e.,
landfills and impoundments) likely to
be affected by groundwater releases
from both landfills and impoundments;
and (2) watershed catchment areas
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downstream of surface impoundments
that receive surface water run-off and
releases from CCR impoundments and
are at risk of being contaminated from
CCR impoundment discharges (e.g.,
unintentional overflows, structural
failures, and intentional periodic
discharges).
For the population as a whole 24.8
percent belong to a minority group and
11.3 percent falls below the Federal
Poverty Level. For the population living
within one mile of plants with surface
impoundments 16.1 percent belong to a
minority group and 13.2 percent live
below the Federal Poverty Level. These
minority and low-income populations
are not disproportionately high
compared to the general population.
The percentage of minority residents of
the entire population living within the
catchment areas downstream of surface
impoundments is disproportionately
high relative to the general population,
i.e., 28.7 percent, versus 24.8 percent for
the national population. Also, the
percentage of the population within the
catchment areas of surface
impoundments that is below the Federal
Poverty Level is disproportionately high
compared with the general population,
i.e., 18.6 percent versus 11.3 percent
nationally.
Comparing the population
percentages of minority and low income
residents within one mile of landfills to
those percentages in the general
population, EPA found that minority
and low-income residents make up a
smaller percentage of the populations
near landfills than they do in the
general population, i.e., minorities
comprised 16.6 percent of the
population near landfills versus 24.8
percent nationwide and low-income
residents comprised 8.6 percent of the
population near landfills versus 11.3
percent nationwide. In summary,
although populations within the
catchment areas of plants with surface
impoundments appear to have
disproportionately high percentages of
minority and low-income residents
relative to the nationwide average,
populations surrounding plants with
landfills do not. Because landfills are
less likely than impoundments to
experience surface water run-off and
releases, catchment areas were not
considered for landfills.
The CCR rule is risk-reducing with
reductions in risk occurring largely
within the surface water catchment
zones around, and groundwater
beneath, coal-fired electric utility
plants. Since the CCR rule is riskreducing and this action does not add to
risks, this action will not result in new
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disproportionate risks to minority or
low-income populations.
List of Subjects in 40 CFR Part 257
Environmental protection, Waste
treatment and disposal.
Dated: November 4, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons set out in the
preamble, EPA proposes to amend title
40, chapter I, of the Code of Federal
Regulations as follows:
PART 257—CRITERIA FOR
CLASSIFICATION OF SOLID WASTE
DISPOSAL FACILITIES AND
PRACTICES
1. The authority citation for part 257
continues to read as follows:
■
Authority: 42 U.S.C. 6907(a)(3), 6912(a)(1),
6944(a), 6945(d); 33 U.S.C. 1345(d) and (e).
2. Amend § 257.71 by:
a. Removing and reserving paragraph
(a)(1)(i); and
■ b. Revising paragraphs (a)(3)(i) and
(ii).
The revisions read as follows:
■
■
§ 257.71 Liner design criteria for existing
CCR surface impoundments.
(a) * * *
(3) * * *
(i) The owner or operator of the CCR
unit determines that the CCR unit is not
constructed with a liner that meets the
requirements of paragraphs (a)(1)(ii) or
(iii) of this section; or
(ii) The owner or operator of the CCR
unit fails to document whether the CCR
unit was constructed with a liner that
meets the requirements of paragraphs
(a)(1)(ii) or (iii) of this section.
*
*
*
*
*
■ 3. Amend § 257.91 by removing and
reserving paragraph (d)(2).
§ 257.91
[Amended]
4. Amend § 257.101 by revising
paragraphs (a)(1) and (b)(1) to read as
follows:
■
§ 257.101
Closure or retrofit of CCR units.
(a) * * *
(1) Except as provided by paragraph
(a)(3) of this section, no later than
August 31, 2020, an owner or operator
of an existing unlined CCR surface
impoundment must cease placing CCR
and non-CCR wastestreams into such
CCR surface impoundment and either
retrofit or close the CCR unit in
accordance with the requirements of
§ 257.102.
*
*
*
*
*
(b) * * *
(1)(i) Location standard under
§ 257.60. Except as provided by
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paragraph (b)(4) of this section, the
owner or operator of an existing CCR
surface impoundment that has not
demonstrated compliance with the
location standard specified in
§ 257.60(a) must cease placing CCR and
non-CCR wastestreams into such CCR
unit no later than August 31, 2020 and
close the CCR unit in accordance with
the requirements of § 257.102.
*
*
*
*
*
■ 5. Amend § 257.103 by:
■ a. Revising introductory text;
■ b. Revising paragraphs (a)(1)
introductory text, (2) and (3);
■ c. Revising paragraph (b)(1)
introductory text;
■ d. Removing and reserving paragraphs
(b)(2) and (3);
■ e. Revising paragraph (c)(1); and
■ f. Adding paragraphs (e) and (f).
The additions and revisions read as
follows:
§ 257.103
Alternate closure requirements.
The owner or operator of a CCR
landfill, CCR surface impoundment, or
any lateral expansion of a CCR unit that
is subject to closure pursuant to
§ 257.101(a), (b)(1), or (d) may continue
to receive CCR and/or non-CCR
wastestreams in the unit provided the
owner or operator meets the
requirements of either paragraph (a), (b),
(e), or (f) of this section.
(a)(1) No alternative CCR disposal
capacity. Notwithstanding the
provisions of § 257.101(d), a CCR
landfill may continue to recieve CCR if
the owner or operator of the CCR
landfill certifies that the CCR must
continue to be managed in that CCR
landfill due to the absence of alternative
disposal capacity both on-site and offsite of the facility. To qualify under this
paragraph, the owner or operator of the
CCR landfill must document that all of
the following conditions have been met:
*
*
*
*
*
(2) Once alternative capacity is
available, the CCR landfill must cease
receiving CCR and initiate closure
following the timeframes in § 257.102(e)
and (f).
(3) If no alternative capacity is
identified within five years after the
initial certification, the CCR landfill
must cease receiving CCR and close in
accordance with the timeframes in
§ 257.102(e) and (f).
(b)(1) Permanent cessation of a coalfired boiler(s) by a date certain.
Notwithstanding the provisions of
§ 257.101(d), a CCR landfill may
continue to receive CCR if the owner or
operator certifies that the facility will
cease operation of the coal-fired boilers
within the timeframes specified in
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paragraphs (b)(2) through (4) of this
section, but in the interim period (prior
to closure of the coal-fired boiler), the
facility must continue to use the CCR
unit due to the absence of alternative
disposal capacity both on-site and offsite of the facility. To qualify under this
paragraph, the owner or operator of the
CCR unit must document that all of the
following conditions have been met:
*
*
*
*
*
(2) [Reserved]
(3) [Reserved]
*
*
*
*
*
(c) * * *
(1) The owner or operator must
prepare and place in the facility’s
operating record a notification of intent
to comply with the alternative closure
requirements of this section. The
notification must describe why the CCR
unit qualifies for the alternative closure
provisions under either paragraph (a) or
(b) of this section, in addition to
providing the documentation and
certifications required by paragraph (a)
or (b) of this section. The deadlines to
prepare the notification are specified in
paragraphs (c)(1)(i) through (iii) of this
section.
(i) If the CCR unit is closing pursuant
to § 257.101(a)(1), the owner or operator
must prepare the notification no later
than August 31, 2020.
(ii) If the CCR unit is closing pursuant
to § 257.101(b)(1), the owner or operator
must prepare the notification no later
than August 31, 2020.
(iii) If the CCR unit is closing
pursuant to § 257.101(d)(1), the owner
or operator must prepare the
notification no later than six months
after the date it is determined that the
CCR unit is not in compliance with the
requirements of § 257.64(a).
*
*
*
*
*
(e)(1) Short-Term Alternate to
Initiation of Closure. Notwithstanding
the provisions of § 257.101(a), or (b)(1),
a CCR surface impoundment may
continue to recieve CCR and/or nonCCR wastestreams if the owner or
operator of the CCR surface
impoundment certifies that the CCR
and/or non-CCR wastestreams must
continue to be managed in that CCR
surface impoundment to allow the
facility to complete the measures
necessary to provide alternative
disposal capacity, either on-site or offsite of the facility. Qualification under
this paragraph lasts only until
alternative capacity is available or until
November 30, 2020, whichever is
sooner. To qualify under this paragraph,
the owner or operator of the CCR surface
impoundment must document that all of
the following conditions have been met:
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(i) No alternative disposal capacity is
available on-site or off-site. An increase
in costs or the inconvenience of existing
capacity is not sufficient to support
qualification under this section;
(ii) The owner or operator has made,
and continues to make, efforts to obtain
additional capacity that will become
available no later than November 30,
2020. Once alternative capacity is
identified, the owner or operator must
arrange to use such capacity as soon as
feasible; and
(iii) The owner or operator must
remain in compliance with all other
requirements of this subpart, including
the requirement to conduct any
necessary corrective action. The owner
or operator at all times bears
responsibility for demonstrating
qualification under this section. Failure
to remain in compliance with any of the
requirements of this subpart could
result in the automatic loss of
authorization under this section.
(2) Once alternative capacity is
available, the CCR surface
impoundment must cease receiving CCR
and non-CCR wastestreams and initiate
closure following the timeframes in
§ 257.102(e) and (f).
(3) If no alternative capacity is
identified by November 30, 2020, the
CCR surface impoundment must cease
recieving CCR and non-CCR
wastestreams and close in accordance
with the timeframes in § 257.102(e) and
(f).
(4) An owner or operator of a CCR
surface impoundment that closes in
accordance with paragraphs (e) of this
section must complete the notices as
specified in paragraphs (d) and (e)(4)(i)
through (ii) of this section.
(i) No later than August 31, 2020 the
owner or operator must prepare and
place in the facility’s operating record a
notification of intent to comply with
alternative closure requirements of this
section. The notification must describe
the factual basis to support the facility’s
conclusion that the CCR unit qualifies
for the alternative closure provisions
under this paragraph, in addition to
providing the documentation and
certifications required by this
paragraph.
(ii) An owner or operator of a CCR
surface impoundment must also prepare
the notification of intent to close a CCR
unit as required by § 257.102(g).
(f) Site Specific Alternate to Initiation
of Closure Deadline. Notwithstanding
the provisions of § 257.101(a), and
(b)(1), a CCR surface impoundment may
continue to recieve CCR and/or nonCCR wastestreams if the owner or
operator of the CCR surface
impoundment demonstrates to the
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Administrator or the Participating State
Director that the CCR and/or non-CCR
wastestreams must continue to be
managed in that CCR surface
impoundment either: Because it was
infeasible to complete the measures
necessary to provide alternative
disposal capacity on-site or off-site of
the facility by November 30, 2020; or
because the owner or operator certifies
that the facility will permanently cease
operation of the coal-fired boilers within
the timeframes specified in paragraph
(f)(2)(ii) of this section. Authorization
under this paragraph is not available for
units that have continued operation
pursuant to § 257.103(e). The
demonstration must be submitted to the
Administrator or the Participating State
Director no later than the relevant
deadline in paragraph (f)(3) of this
section and will act on the submission
in accordance with the procedures in
paragraph (f)(3) of this section.
(1) Development of Alternative
Capacity Infeasible.
(i) To obtain approval under this
paragraph, the owner or operator of the
CCR surface impoundment must submit
a demonstration that includes
documents all of the following:
(A) Documentation that no alternative
disposal capacity is available on-site or
off-site. An increase in costs or the
inconvenience of existing capacity is
not sufficient to support qualification
under this section;
(B) A certification from the owner or
operator of the CCR surface
impoundment that CCR and/or non-CCR
wastestreams must continue to be
managed in that CCR surface
impoundment because it was infeasible
to complete the measures necessary to
obtain alternative disposal capacity
either on-site or off-site of the facility by
November 30, 2020;
(C) A certification from the owner or
operator of the CCR surface
impoundment that the facility is in
compliance with all of the requirements
of this Subpart;
(D) A workplan that contains the
following elements:
(1) A narrative discussing the
approach selected to obtain alternative
capacity for CCR and/or non-CCR
wastestreams;
(2) A detailed schedule of the fastest
feasible time to complete the measures
necessary for alternate capacity to be
available including a visual timeline
representation;
(3) A narrative discussion of the
schedule and visual timeline
representation; and
(4) A narrative discussion of the
progress the owner or operator has made
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to obtain alternative capacity for the
CCR and/or non-CCR wastestreams;
(5) A narrative discussion of the
strategy the owner or operator will
utilize to remain in compliance with all
other requirements of this subpart,
including the requirement to conduct
any necessary corrective action;
(ii) Once alternative capacity for a
CCR or non-CCR wastestream is
available, the existing CCR surface
impoundment must cease receiving that
CCR or non-CCR wastestream. The new
alternate capacity must be utilized as
soon as available. Once the existing CCR
surface impoundment ceases receipt of
all CCR and/or non-CCR wastestreams,
the existing CCR surface impoundment
must initiate closure following the
timeframes in 257.102(e) and (f).
(iii) An owner or operator may seek
additional time beyond the time granted
in the initial approval by making the
showing in paragraph (f)(1)(i) of this
section, provided that no facility may be
granted time to operate the
impoundment beyond October 15, 2023.
No later than October 15, 2023, all CCR
surface impoundments covered by this
section must cease receiving CCR and
non-CCR wastestreams and close in
accordance with the timeframes in
§ 257.102(e) and (f).
(iv) The owner or operator at all times
bears responsibility for demonstrating
qualification under this section. Failure
to remain in compliance with any of the
requirements of this subpart will result
in the automatic loss of authorization
under this section.
(v) An owner or operator of a CCR
surface impoundment that closes in
accordance with paragraph (f)(1) of this
section must complete the notices and
progress reports as specified in
paragraphs (d) and (f)(1)(vi) through (xi)
of this section.
(vi) Upon submission of the
demonstration to the Administrator or
the Participating State Director the
owner or operator must prepare and
place in the facility’s operating record a
notification of submitting the
demonstration.
(vii) Upon approval or denial from the
Administrator or the Participating State
Director the owner or operator must
prepare and place in the facility’s
operating record the notification of
approval or denial and the approved or
denied demonstration required by
paragraph (f)(1) of this section.
(viii) If at any time after approval, the
owner or operator discovers the need to
seek additional time due to infeasibility
to achieve cease receipt of waste prior
to the granted alternative deadline
under paragraph (f)(1)(iii) of this
section, the owner or operator must
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submit a notification to the
Administrator or the Participating State
Director as soon as possible. The owner
or operator must prepare and place the
notification in the facility’s operating
record.
(ix) The owner or operator must
prepare semi-annual progress reports.
The semi-annual progress reports are to
contain the following:
(A) Discussion on progress obtaining
alternative capacity, including:
(1) Discussion on the current stage of
obtaining the capacity in reference to
the timeline required under paragraph
(f)(1)(i)(D)(2) of this section;
(2) Discussion on if the owner or
operator is on schedule for obtaining
alternative capacity;
(3) Discussion of any problems
encountered, and a description of the
actions taken to resolve the problems;
and
(4) Discussion of the goals for the next
6 months and major milestones to be
achieve for obtaining alternative
capacity; and
(B) Discussion of any planned
operational changes at the facility.
(x) The progress reports are to be
completed according to the following
schedule:
(A) The semi-annual progress reports
are to be prepared and posted on April
1 and October 1 of each year for the
duration of the alternate cease receipt of
waste deadline.
(B) The first semi-annual progress
report is to be prepared and posted by
whichever date, April 1 or October 1, is
soonest after receiving approval from
the Administrator or the Participating
State Director; and
(C) The owner or operator has
completed the progress reports specified
in paragraph (f)(1)(ix) of this section
when the reports are placed in the
facility’s operating record as required by
§ 257.105(i)(17).
(xi) An owner or operator of a CCR
surface impoundment must also prepare
the notification of intent to close a CCR
unit as required by § 257.102(g).
(2) Permanent cessation of a coalfired boiler(s) by a date certain.
(i) Notwithstanding the provisions of
§ 257.101(a), and (b)(1), a CCR surface
impoundment may continue to receive
CCR and non-CCR wastestreams if the
owner or operator certifies that the
facility will cease operation of the coalfired boilers and complete closure of the
impoundment within the timeframes
specified in paragraphs (f)(2)(ii) of this
section, but in the interim period (prior
to closure of the coal-fired boiler), the
facility must continue to use the CCR
unit due to the absence of alternative
disposal capacity both on-site and off-
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65963
site of the facility. To qualify under this
paragraph, the owner or operator of the
CCR unit must submit a demonstration
to the Administrator or Participating
State Director that contains all of the
following:
(A) Documentation that no alternative
disposal capacity is available on-site or
off-site. An increase in costs or the
inconvenience of existing capacity is
not sufficient to support qualification
under this section.
(B) A plan to mitigate potential risks
to human health and the environment
from the CCR surface impoundment;
(C) Certification that the owner or
operator remains in compliance with all
other requirements of this subpart,
including the requirement to conduct
any necessary corrective action; and
(D) Documentation that the coal-fired
boilers and closure of the impoundment
will be completed within the
timeframes specified in paragraphs
(f)(2)(ii) of this section.
(ii) Timeframes
(A) For a CCR surface impoundment
that is 40 acres or smaller, the coal-fired
boiler must cease operation and the CCR
surface impoundment must have
completed closure no later than October
17, 2023.
(B) For a CCR surface impoundment
that is larger than 40 acres, the coalfired boiler must cease operation, and
the CCR surface impoundment must
complete closure no later than October
17, 2028.
(iii) The owner or operator at all times
bears responsibility for demonstrating
qualification for authorization under
section. Failure to remain in compliance
with any of the requirements of this
subpart will result in the automatic loss
of authorization under this section.
(iv) An owner or operator of a CCR
surface impoundment that closes in
accordance with paragraph (f)(2) of this
section must complete the notices and
progress reports as specified in
paragraphs (d) and (f)(2)(v) through (vii)
of this section.
(v) Upon submission of the
demonstration to the Administrator or
the Participating State Director the
owner or operator must prepare and
place in the facility’s operating record a
notification of submitting the
demonstration.
(vi) Upon approval or denial from the
Administrator or the Participating State
Director the owner or operator must
prepare and place in the facility’s
operating record the notification of
approval or denial and the approved or
denied demonstration required by
paragraph (f)(2) of this section.
(vii) The owner or operator must
prepare an annual progress report
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documenting the continued lack of
alternative capacity and the progress
towards the closure of the CCR surface
impoundment.
(3) Process to Obtain Authorization
(i) Deadlines for Submission
(A) The owner or operator must
submit the demonstration required
under paragraph (f)(1)(i) of this section,
for an alternative cease receipt of waste
deadline for a CCR surface
impoundment pursuant to paragraph
(f)(1) of this section, to EPA for approval
no later than 2 months prior to the
unit’s deadline to cease receiving waste.
(B) An owner or operator may seek
additional time beyond the time granted
in the initial approval, as allowed under
paragraph (f)(1)(iii) of this section, by
submitting a new demonstration, as
required under paragraph (f)(1)(i) of this
section, to EPA for approval. No facility
may be granted time to operate the
impoundment beyond October 15, 2023.
(C) The owner or operator must
submit the demonstration required
under paragraph (f)(2)(i) of this section,
for an alternative cease receipt of waste
deadline for a CCR surface
impoundment under paragraph (f)(2) of
this section, to EPA for approval no later
than May 15, 2020.
(ii) EPA will evaluate the
demonstration and may request
additional information to complete its
review. Submission of a complete
demonstration will toll the facility’s
deadline to cease receipt of waste until
issuance of a final decision under
paragraph (f)(3)(iv) of this section.
Incomplete submissions will not toll the
facility’s deadline.
(iii) EPA will publish a proposed
decision on EPA’s website for a 15-day
comment period. If the demonstration is
particularly complex, EPA will provide
a comment period of 20 to 30 days.
(iv) After consideration of the
comments, EPA will issue its decision
on the alternate compliance deadline
within 4 months of receiving a complete
demonstration. If no substantive
comments are received, the proposed
decision will become effective 5 days
from the close of the comment period.
■ 6. Amend § 257.105 by adding
paragraphs (i)(14) through (21).
§ 257.105
Recordkeeping requirements.
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(i) * * *
(14) The notification of intent to
comply with the short-term alternative
to initiation of closure as required by
§ 257.103(e)(4)(i).
(15) The notification of intent to
comply with the site-specific alternative
to initiation of closure due to
development of alternate capacity
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infeasible as required by
§ 257.103(f)(1)(vi).
(16) The approved or denied
demonstration for the site-specific
alternative to initiation of closure due to
development of alternate capacity
infeasible as required by
§ 257.103(f)(1)(vii).
(17) The notification for requesting
additional time to the alternative cease
receipt of waste deadline as required by
§ 257.103(f)(1)(viii).
(18) The semi-annual progress reports
as for the site-specific alternative to
initiation of closure due to development
of alternate capacity infeasible as
required by § 257.103(f)(1)(ix).
(19) The notification of intent to
comply with the site-specific alternative
to initiation of closure due to permanent
cessation of a coal-fired boiler(s) by a
date certain as required by
§ 257.103(f)(2)(v).
(20) The approved or denied
demonstration for the site-specific
alternative to initiation of closure due to
permanent cessation of a coal-fired
boiler(s) by a date certain as required by
§ 257.103(f)(2)(vi).
(21) The annual progress report for
the site-specific alternative to initiation
of closure due to permanent cessation of
a coal-fired boiler(s) by a date certain as
required by § 257.103(f)(2)(vii).
*
*
*
*
*
■ 7. Amend § 257.106 by adding
paragraphs (i)(14) through (21).
§ 257.106
Notification requirements.
*
*
*
*
*
(i) * * *
(14) Provide the notification of intent
to comply with the short-term
alternative to initiation of closure as
specified under § 257.105(i)(14).
(15) Provide the notification of intent
to comply with the site-specific
alternative to initiation of closure due to
development of alternate capacity
infeasible as specified under
§ 257.105(i)(15).
(16) Provide the approved or denied
demonstration for the site-specific
alternative to initiation of closure due to
development of alternate capacity
infeasible as required by as specified
under § 257.105(i)(16).
(17) Provide the notification for
requesting additional time to the
alternative cease receipt of waste
deadline as required by
§ 257.1035(i)(17).
(18) The semi-annual progress reports
as for the site-specific alternative to
initiation of closure due to development
of alternate capacity infeasible as
specified under § 257.105(i)(18).
(19) Provide the notification of intent
to comply with the site-specific
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alternative to initiation of closure due to
permanent cessation of a coal-fired
boiler(s) by a date certain as specified
under § 257.105(i)(19).
(20) Provide the approved or denied
demonstration for the site-specific
alternative to initiation of closure due to
permanent cessation of a coal-fired
boiler(s) by a date certain as required by
§ 257.105(i)(20).
(21) The annual progress report for
the site-specific alternative to initiation
of closure due to permanent cessation of
a coal-fired boiler(s) by a date certain as
required by § 257.105(i)(21).
*
*
*
*
*
■ 8. Amend § 257.107 by adding
paragraphs (i)(14) through (21).
§ 257.107 Publicly accessible internet site
requirements.
*
*
*
*
*
(i) * * *
(14) The notification of intent to
comply with the short-term alternative
to initiation of closure as specified
under § 257.105(i)(14).
(15) The notification of intent to
comply with the site-specific alternative
to initiation of closure due to
development of alternate capacity
infeasible as specified under
§ 257.105(i)(15).
(16) The approved or denied
demonstration for the site-specific
alternative to initiation of closure due to
development of alternate capacity
infeasible as required by as specified
under § 257.105(i)(16).
(17) The notification for requesting
additional time to the alternative cease
receipt of waste deadline as required by
§ 257.1035(i)(17).
(18) The semi-annual progress reports
as for the site-specific alternative to
initiation of closure due to development
of alternate capacity infeasible as
specified under § 257.105(i)(18).
(19) The notification of intent to
comply with the site-specific alternative
to initiation of closure due to permanent
cessation of a coal-fired boiler(s) by a
date certain as specified under
§ 257.105(i)(19).
(20) The approved or denied
demonstration for the site-specific
alternative to initiation of closure due to
permanent cessation of a coal-fired
boiler(s) by a date certain as required by
§ 257.105(i)(20).
(21) The annual progress report for
the site-specific alternative to initiation
of closure due to permanent cessation of
a coal-fired boiler(s) by a date certain as
required by § 257.105(i)(21).
*
*
*
*
*
[FR Doc. 2019–24927 Filed 11–29–19; 8:45 am]
BILLING CODE 6560–50–P
E:\FR\FM\02DEP1.SGM
02DEP1
Agencies
[Federal Register Volume 84, Number 231 (Monday, December 2, 2019)]
[Proposed Rules]
[Pages 65941-65964]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24927]
[[Page 65941]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 257
[EPA-HQ-OLEM-2019-0172; FRL-10002-02-OLEM]
RIN 2050-AH10
Hazardous and Solid Waste Management System: Disposal of Coal
Combustion Residuals From Electric Utilities; A Holistic Approach to
Closure Part A: Deadline To Initiate Closure
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: On April 17, 2015, the Environmental Protection Agency (EPA or
the Agency) promulgated national minimum criteria for existing and new
coal combustion residuals (CCR) landfills and existing and new CCR
surface impoundments. On August 21, 2018, the D.C. Circuit Court of
Appeals issued its opinion in the case of Utility Solid Waste
Activities Group, et al. v. EPA (USWAG). This rule proposes regulations
to implement the court's vacatur of the provisions that allow unlined
impoundments to continue receiving coal ash unless they leak, and that
classify ``clay-lined'' impoundments as lined, thereby allowing such
units to operate indefinitely. In addition, EPA is proposing to
establish a revised date by which unlined surface impoundments must
cease receiving waste and initiate closure, following its
reconsideration of those dates in light of the USWAG decision.
DATES: Comments must be received on or before January 31, 2020. Public
Hearing. The EPA will hold a public hearing on January 7, 2020.
ADDRESSES: The EPA has established a docket for this action under
Docket ID No. EPA-HQ-OLEM-2019-0172. The EPA has previously established
a docket for the April 17, 2015, CCR final rule under Docket ID No.
EPA-HQ-RCRA-2009-0640, and docket for the CCR Phase One Part One Rule
under Docket ID No. EPA-HQ-OLEM-2017-0286. All documents in the docket
are listed in the https://www.regulations.gov index. Publicly available
docket materials are available either electronically at https://www.regulations.gov or in hard copy at the EPA Docket Center. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding holidays. The telephone number for the Public Reading
Room is (202) 566-1744, and the telephone number for the EPA Docket
Center is (202) 566-1742. You may send comments, identified by Docket
ID. No. EPA-HQ-OLEM-2019-0172, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Docket ID No. EPA-HQ-OLEM-0172, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington, DC 20460.
Hand Delivery/Courier: EPA Docket Center, WJC West
Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004.
The Docket Center's hours of operations are 8:30 a.m.-4:30 p.m.,
Monday-Friday (except Federal Holidays).
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received may be posted without change
to https://www.regulations.gov/, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the ``Public Participation''
heading of the SUPPLEMENTARY INFORMATION section of this document.
A public hearing will be held either virtually or in in person in
the Washington, DC metro area. The EPA will announce further details on
the public hearing on EPA's CCR website (https://www.epa.gov/coalash).
The hearing will convene at 9:00 a.m. (local time) and conclude at 6:00
p.m. (local time). If necessary, the hearing may go later to
accommodate all those wishing to speak. For additional information on
the public hearing see the ``Public Participation'' heading of the
SUPPLEMENTARY INFORMATION section of this document.
Please note that if this hearing is held at a U.S. government
facility, individuals planning to attend the hearing should be prepared
to show valid picture identification to the security staff in order to
gain access to the meeting room. Please note that the REAL ID Act,
passed by Congress in 2005, established new requirements for entering
federal facilities. For purposes of the REAL ID Act, EPA will accept
government-issued IDs, including driver's licenses, from the District
of Columbia and all states and territories except from American Samoa.
If your identification is issued by American Samoa, you must present an
additional form of identification to enter the federal building where
the public hearing will be held. Acceptable alternative forms of
identification include: Federal employee badges, passports, enhanced
driver's licenses, and military identification cards. For additional
information for the status of your state regarding REAL ID, go to:
https://www.dhs.gov/real-id-enforcement-brieffrequently-asked-questions. Any objects brought into the building need to fit through
the security screening system, such as a purse, laptop bag, or small
backpack. Demonstrations will not be allowed on federal property for
security reasons.
FOR FURTHER INFORMATION CONTACT: For information concerning this
proposed rule, contact Kirsten Hillyer, Office of Resource Conservation
and Recovery, Materials Recovery and Waste Management Division,
Environmental Protection Agency, 1200 Pennsylvania Avenue NW, MC:
5304P, Washington, DC 20460; telephone number: (703) 347-0369; email
address: [email protected]. For more information on this
rulemaking please visit https://www.epa.gov/coalash.
SUPPLEMENTARY INFORMATION:
I. Executive Summary
A. Purpose of the Regulatory Action
The EPA is publishing this proposed rule to revise portions of the
federal CCR regulations in title 40 of the Code of Federal Regulations
(CFR) Part 257 so that they accurately reflect the regulations as they
now stand in light of the decision by the D.C. Circuit Court of Appeals
in the case of Utility Solid Waste Activities Group, et al. v. EPA, 901
F.3d 414 (D.C. Cir. 2018) (USWAG decision), on August 21, 2018.
Specifically, the D.C. Circuit vacated (1) the provisions that permit
unlined impoundments to continue receiving coal ash unless they leak
(see 40 CFR 257.101(a)); and (2) the provisions that classify ``clay-
lined'' impoundments as lined (see 40 CFR 257.71(a)(1)(i)).
In addition, this proposed rule addresses the October 31, 2020
deadline in Sec. Sec. 257.101(a) and (b)(1)(i), by which CCR surface
impoundments must cease receipt of waste; these regulatory provisions
were remanded back to EPA by the D.C. Circuit Court of Appeals for
further reconsideration in light of the USWAG decision. See,
Waterkeeper Alliance Inc, et al. v. EPA No. 18-1289 (D.C. Circuit).
B. Summary of the Major Provisions of the Regulatory Action
In this action, EPA is proposing three categories of amendments to
the part 257 regulations. First, EPA is proposing to change the
classification of compacted-soil lined or ``clay-lined'' surface
impoundments from ``lined'' to
[[Page 65942]]
``unlined'' under Sec. 257.71(a)(1)(i). This merely reflects the
vacatur ordered in the USWAG decision. Second, EPA is proposing
revisions to the initiation of closure deadlines for unlined CCR
surface impoundments, and for units that failed the aquifer location
restriction, found in Sec. Sec. 257.101(a) and (b)(1). This section
includes revisions to address the USWAG decisions with respect to all
unlined and ``clay-lined'' impoundments, as well as revisions to the
provisions remanded back to the Agency for further reconsideration by
the court in the Waterkeeper decision. Specifically, EPA is proposing a
new deadline of August 31, 2020 to replace the current deadline of
October 31, 2020 for CCR units to cease receipt of waste and initiate
closure because the unit either (1) is an unlined or formerly ``clay-
lined'' CCR surface impoundment (Sec. 257.101(a)) or (2) failed the
aquifer location standard (Sec. 257.101(b)(1)). Lastly, EPA is
proposing revisions to the alternate closure provisions, Sec. Sec.
257.103(a), (b), (e), and (f). These revisions will grant facilities
additional time to develop alternate capacity to manage their
wastestreams (both CCR and non-CCR), to achieve cease receipt of waste
and initiate closure of their CCR surface impoundments. The table below
summarizes the deadlines proposed in this action.
------------------------------------------------------------------------
Proposed Compliance Deadlines for CCR
Surface Impoundments Deadline Date
------------------------------------------------------------------------
New cease receipt of waste deadline for August 31, 2020.
unlined and formerly clay-lined
surface impoundments (Sec.
257.101(a)(1)).
New cease receipt of waste deadline for August 31, 2020.
surface impoundments that failed the
minimum depth to aquifer location
standard (Sec. 257.101(b)(1)(i)).
New short-term alternate to initiation No later than November 30,
of closure (up to 3-month extension to 2020.
cease receipt of waste deadline) (Sec.
257.103(e)).
New site specific alternate to No later than October 15, 2023
initiation of closure due to lack of (maximum of 5 years after
capacity (Sec. 257.103(f)(1)). USWAG decision mandate date).
New site specific alternate to No later than October 17, 2023
initiation of closure due to permanent for surface impoundments 40
cessation of a coal-fired boiler(s) by acres or smaller.
a date certain (Sec. 257.103(f)(2)). No later than October 17, 2028
for surface impoundments
larger than 40 acres.
------------------------------------------------------------------------
C. Costs and Benefits
Several developments have changed the estimated costs of the CCR
program since the publication of the final rule in 2015. First,
reporting data show that the affected universe of surface impoundments
is composed of more unlined units, and that more surface impoundments
regardless of liner type are leaking than was modeled in the 2015 RIA.
The affected universe is therefore incurring higher closure costs
sooner, which increases the overall cost of the program. Second, the
D.C. Circuit Court vacated provisions of the rule that allowed certain
classes of impoundments to continue operating until they leaked. This
decision will force these units to close next year, sooner than they
were modeled to close in the 2015 RIA. This also increases the overall
cost of the CCR program. The absolute costs of the CCR program have
increased since they were estimated in 2015. For the sake of accuracy
and transparency this cost increase is estimated and shown in the RIA.
This increase in costs is attributable solely to the existing
provisions of the CCR rule. The provisions of the proposed rule
decrease costs by extending certain existing compliance deadlines. The
proposed rule is therefore considered a cost savings rule. This action
is expected to result in net cost savings amounting to an annualized
$39.5 million per year when discounting at 7%. Further information on
the economic effects of this action can be found in Unit VI of this
preamble.
II. Public Participation
A. Written Comments
Submit your comments, identified by Docket ID No. EPA-HQ-OLEM-2019-
0172, at https://www.regulations.gov (our preferred method), or the
other methods identified in the ADDRESSES section. Once submitted,
comments cannot be edited or removed from the docket. The EPA may
publish any comment received to its public docket. Do not submit
electronically any information you consider to be Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Multimedia submissions (audio, video, etc.) must be
accompanied by a written comment. The written comment is considered the
official comment and should include discussion of all points you wish
to make. The EPA will generally not consider comments or comment
contents located outside of the primary submission (i.e. on the web,
cloud, or other file sharing system). For additional submission
methods, the full EPA public comment policy, information about CBI or
multimedia submissions, and general guidance on making effective
comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
B. Participation in Public Hearing
The EPA will begin pre-registering speakers for the hearing upon
publication of this document in the Federal Register. To register to
speak at the hearing, please use the online registration form available
on EPA's CCR website (https://www.epa.gov/coalash) or contact the
person listed in the FOR FURTHER INFORMATION CONTACT section to
register to speak at the hearing. The last day to pre-register to speak
at the hearing will be January 3, 2020. On January 6, 2020, the EPA
will post a general agenda for the hearing on EPA's CCR website
(https://www.epa.gov/coalash).
The EPA will make every effort to follow the schedule as closely as
possible on the day of the hearing; however, please plan for the
hearings to run either ahead of schedule or behind schedule.
Additionally, requests to speak will be taken the day of the hearing at
the hearing registration desk or through the virtual hearing platform.
The EPA will make every effort to accommodate all speakers who arrive
and register, although preferences on speaking times may not be able to
be fulfilled.
Each commenter will have 5 minutes to provide oral testimony. The
EPA encourages commenters to provide the EPA with a copy of their oral
testimony electronically (via email) or in hard copy form. If EPA is
anticipating a high attendance, the time allotment per testimony may be
shortened to no
[[Page 65943]]
shorter than 3 minutes to accommodate all those wishing to provide
testimony and have pre-registered. All comments and materials received
at the public hearing will be placed in the docket for this rule, as
well as a transcript from this hearing.
The EPA may ask clarifying questions during the oral presentations
but will not respond to the presentations at that time. Written
statements and supporting information submitted during the comment
period will be considered with the same weight as oral comments and
supporting information presented at the public hearing. Verbatim
transcripts of the hearings and written statements will be included in
the docket for the rulemaking.
Please note that any updates made to any aspect of the hearing is
posted online on EPA's CCR website (https://www.coalash.gov/coalash).
While the EPA expects the hearing to go forward as set forth above,
please monitor our website or contact the person listed in the FOR
FURTHER INFORMATION CONTACT section to determine if there are any
updates. The EPA does not intend to publish a document in the Federal
Register announcing updates.
If you require the service of a translator please pre-register for
the hearing and describe your needs by December 23, 2019. If you
require special accommodations such as audio description or closed
captioning (if the hearing is held virtually), please pre-register for
the hearing and describe your needs by December 30, 2019. We may not be
able to arrange accommodations without advanced notice. Commenters
should notify the person listed in the FOR FURTHER INFORMATION CONTACT
section and indicate on the registration form of any such needs when
they pre-register to speak.
III. General Information
A. Does this action apply to me?
This proposed rule applies to all CCR generated by electric
utilities and independent power producers that fall within the North
American Industry Classification System (NAICS) code 221112 and may
affect the following entities: Electric utility facilities and
independent power producers that fall under the NAICS code 221112. This
discussion is not intended to be exhaustive, but rather provides a
guide for readers regarding entities likely to be regulated by this
action. This discussion lists the types of entities that EPA is now
aware could potentially be regulated by this action. Other types of
entities not described here could also be regulated. To determine
whether your entity is regulated by this action, you should carefully
examine the applicability criteria found in Sec. 257.50 of Title 40 of
the Code of Federal Regulations. If you have questions regarding the
applicability of this action to a particular entity, consult the person
listed in the FOR FURTHER INFORMATION CONTACT section.
B. What action is the Agency taking?
The EPA is proposing to revise certain provisions of the CCR
regulations at 40 CFR part 257 in response to the decisions issued by
the United States Court of Appeals for the D.C. Circuit on August 21,
2018, in Utility Solid Waste Activities Group, et al. v. EPA 901 F.3d
414 (D.C. Cir. 2018), and on March 13, 2019 in Waterkeeper Alliance
Inc. et al. v. EPA.
This proposed rule addresses the vacatur of the regulatory
provisions that permitted unlined impoundments to continue receiving
waste unless they leak, 40 CFR 275.101(a), and that classified ``clay-
lined'' impoundments as lined, thereby allowing such units to operate
40 CFR 257.71(a)(1)(i). The USWAG decision also vacated the exemption
from the 2015 rule for inactive surface impoundments at inactive power
plants. This will be addressed in a subsequent rulemaking.
This proposed rule also addresses the date by which unlined CCR
surface impoundments and CCR units that failed the aquifer location
standard must cease receiving waste, and initiate closure which the
D.C. Circuit Court remanded to EPA on March 13, 2019 in the Waterkeeper
decision.
EPA intends that the provisions of this rule would be severable. In
the event that any individual provision or part of this rule is
invalidated, EPA intends that this would not render the entire rule
invalid, and that any individual provisions that can continue to
operate will be left in place.
C. What is the Agency's authority for taking this action?
These regulations are established under the authority of sections
1008(a), 2002(a), 4004, and 4005(a) and (d) of the Solid Waste Disposal
Act of 1970, as amended by the Resource Conservation and Recovery Act
of 1976 (RCRA), the Hazardous and Solid Waste Amendments of 1984
(HSWA), and the Water Infrastructure Improvements for the Nation (WIIN)
Act of 2016, 42 U.S.C. 6907(a), 6912(a), 6944, and 6945(a) and (d).
D. What are the incremental costs and benefits of this action?
This action is expected to result in net cost savings amounting to
an annualized $39.5 million per year when discounting at 7%. Further
information on the economic effects of this action can be found in Unit
VI of this preamble.
IV. Background
A. The ``2015 CCR Rule''
On April 17, 2015, EPA finalized national minimum criteria for the
disposal of CCR as solid waste under Subtitle D of RCRA titled,
``Hazardous and Solid Waste Management System; Disposal of Coal
Combustion Residuals from Electric Utilities,'' (80 FR 21302) (2015
rule). The 2015 rule regulated existing and new CCR landfills and
existing and new CCR surface impoundments and all lateral expansions of
CCR units. It is codified in subpart D of part 257 of Title 40 of the
CFR. The criteria consist of location restrictions, design and
operating criteria, groundwater monitoring and corrective action
requirements, closure and post-closure care requirements, and
recordkeeping, notification and internet posting requirements. The rule
also required any existing unlined CCR surface impoundment that is
contaminating groundwater above a regulated constituent's groundwater
protection standard to stop receiving wastes and either close or
retrofit, except in certain circumstances. This closure requirement
applied only to unlined CCR surface impoundments; units with either a
composite liner or ``clay-lined'' that met the requirements of section
257.71(a) were allowed to operate indefinitely.
The rule was challenged by several parties, including a coalition
of regulated entities and a coalition of environmental organizations
(``Environmental Petitioners''). See USWAG et al. v. EPA, 901 F.3d 414
(D.C. Cir. 2018). The Environmental Petitioners raised two challenges
\1\ that are relevant to this proposed rule: First, they challenged the
provision that allowed existing, unlined surface impoundments to
continue to operate until they cause groundwater
[[Page 65944]]
contamination. See 40 CFR 257.101(a)(1). They contended that EPA failed
to show how continued operation of unlined impoundments met RCRA's
baseline requirement that any solid waste disposal site pose ``no
reasonable probability of adverse effects on health or the
environment.'' See 42 U.S.C. 6944(a). The Environmental Petitioners
also challenged the provisions that allowed impoundments lined with
two-feet of clay to continue operating even when they leak, requiring
only that they remediate the resulting contamination. The petitioners
pointed to record evidence that ``clay-lined'' units are likely to leak
and contended that the EPA's approach ``authorizes an endless cycle of
spills and clean-ups'' in violation of RCRA.
---------------------------------------------------------------------------
\1\ Environmental Petitioners also challenged the provisions
exempting inactive surface impoundments at inactive power plants
from regulation. The court also ruled for the Petitioners on these
claims, vacating and remanding these provisions back to EPA.
However, in contrast to the other provisions addressed in this rule,
additional rulemaking is necessary to effectuate the court's order,
as the court's vacatur alone did not subject these units to
regulation. This aspect of the decision will be addressed in a
subsequent proposal.
---------------------------------------------------------------------------
B. USWAG Decision
The U.S. Court of Appeals for the D.C. Circuit issued its decision
on August 21, 2018 (USWAG decision). The Court upheld most of the rule
but ruled for the Environmental Petitioners on these two claims. The
court held that EPA acted ``arbitrarily and capriciously and contrary
to RCRA'' in failing to require the closure of unlined surface
impoundments and in classifying so-called ``clay-lined'' impoundments
as lined, based on the record supporting the rule. See 901 F.3d at 431-
432. The court ordered that ``the Final Rule be vacated and remanded
with respect to the provisions that permit unlined impoundments to
continue receiving coal ash unless they leak, Sec. 257.101(a), [and]
classify ``clay-lined'' impoundments as lined, see 40 CFR
257.71(a)(1)(i).'' See Id. The Court issued the mandate for this
decision on October 15, 2018. Therefore, part of this proposed
rulemaking action updates the regulations to reflect the provisions
that the Court vacated.
C. Waterkeeper Decision
Prior to the August 21, 2018 decision in USWAG v. EPA, EPA issued a
final rule in July 2018. In this rulemaking EPA extended the deadlines
for two categories of CCR surface impoundments to cease receipt of
waste and to initiate closure: (1) Unlined CCR surface impoundments
with a groundwater protection standard (GWPS) exceedance of an Appendix
IV constituent \2\ and (2) units that failed to meet the location
criteria in 257.60(a) (requiring either a minimum five feet between the
unit base and the uppermost aquifer or a demonstration that there will
not be an intermittent, recurring, or sustained hydraulic connection
between any portion of the base of the unit and the uppermost aquifer).
These deadlines were extended until October 31, 2020.
---------------------------------------------------------------------------
\2\ A groundwater protection standard (GWPS) is established
using the methods in Sec. 257.95(h). For constituents with a
maximum contaminant level (MCL), the GWPS is the MCL for that
constituent. For the constituents that do not have an established
MCL, the GWPS is the health-based levels EPA established in the July
2018 rule. If the background level is higher than the MCL or the
health-based level, then background should be used as the GWPS.
---------------------------------------------------------------------------
The July 2018 final rule was challenged by Waterkeeper Alliance,
who also requested an expedited review of the October 31, 2020
deadline. See Waterkeeper Alliance Inc, et al. v. EPA, No. 18-1289
(D.C. Cir. 2018) (Waterkeeper decision). On March 13, 2019 the court
granted EPA's request to remand the July 2018 rule, ``to allow the
agency to reconsider that rule in light of th[e] court's decision in
[USWAG].'' This proposed rulemaking action reflects EPA's
reconsideration to date of the current deadline of October 31, 2020 for
unlined surface impoundments to cease receiving waste. EPA will address
its reconsideration of other aspects of the July 2018 rule in
subsequent rulemaking actions.
D. Reconsideration of October 31, 2020 Deadline To Cease Receipt of
Waste
EPA is proposing to require that facilities cease placement of all
wastes (both CCR and non-CCR) as soon as technically feasible. To
determine what is technically feasible, EPA reviewed currently
available construction and engineering data for each step that owners
and operators need to take to cease the receipt of waste and initiate
closure of the unit. Based on this review, EPA is proposing to
establish a new deadline of August 31, 2020 for unlined surface
impoundments to cease receiving waste.
However, the information that EPA reviewed also indicated that some
of these facilities will not be able to complete all of the
construction and/or engineering needed to cease receiving waste into
their unlined impoundment(s) by this deadline. In addition, the USWAG
decision brought in a new group of units that are required to close
under Sec. 257.101(a); specifically, ``clay-lined'' impoundments and
unlined impoundments that were not leaking and were in compliance with
all location restrictions. Facilities with such units did not
anticipate having to cease using their surface impoundments prior to
the USWAG decision. A number of these facilities only have the capacity
to manage their CCR and/or non-CCR wastes in their existing unlined CCR
surface impoundment(s) and will not be able to complete all of the
construction and/or engineering necessary to stop using the unlined
surface impoundment by the new deadline. Consequently, EPA is also
proposing to establish procedures by which such facilities may obtain
additional time to complete construction.
V. What is EPA proposing to amend?
This action proposes to amend the regulatory language to accurately
reflect the aspects of the USWAG decision relating to compacted soil
``clay-lined'' CCR surface impoundments and the continued operation and
closure of unlined CCR surface impoundments. It also presents the
proposals resulting from EPA's reconsideration of the July 30, 2018
rule in light of the decision in USWAG. See Waterkeeper Alliance Inc,
et al. v. EPA (Waterkeeper decision).
A. Definition of Compacted Soil Liner
The USWAG decision affected the regulatory definition of a
``lined'' CCR surface impoundment. The court vacated the provisions at
Sec. 257.71(a)(1)(i) that defined existing CCR surface impoundments
constructed with a clay liner (i.e., a compacted soil liner that met
certain criteria) to be ``lined,'' and, therefore, excluded from
mandated closure under Sec. 257.101(a). To reflect this decision, EPA
is proposing to amend the CFR to delete subparagraph Sec.
257.71(a)(1)(i). The EPA is also making conforming revisions to Sec.
257.71(a)(3)(i) and Sec. 257.71(a)(3)(ii), by deleting the references
to subparagraph (a)(1)(i). In the remainder of this preamble the term
``unlined CCR surface impoundment'' is inclusive of the units that were
formerly considered ``clay-lined''. Based on the data on the CCR
publicly accessible websites there are 28 active surface impoundments
that certified as ``clay-lined''. Of these 28, seven failed at least
one location restriction and therefore would have been to close
irrespective of the court decision.
B. Closure of CCR Surface Impoundments
As noted previously, the USWAG court held that EPA acted
``arbitrarily and capriciously and contrary to RCRA'' in failing to
require the closure of all unlined surface impoundments and ordered
that `` the Final Rule be vacated and remanded with respect to the
provisions that permit unlined impoundments to continue receiving coal
ash unless they leak.'' See 901 F.3d at 449. The EPA interprets this as
only a partial vacatur of section 257.101(a). The EPA interprets the
court as having
[[Page 65945]]
vacated only the following phrase in Sec. 257.101(a)(1): ``if at any
time after October 19, 2015 an owner or operator of an existing unlined
CCR surface impoundment determines in any sampling event that the
concentrations of one or more constituents listed in appendix IV to
this part are detected at statistically significant levels above the
groundwater protection standard established under Sec. 257.95(h) for
such CCR unit.'' EPA does not interpret this as a vacatur of the entire
provision because that would remove the requirement for such units to
close and would be inconsistent with the holding that it was arbitrary
and capricious for EPA not to have required unlined impoundments to
close. With the vacatur of that phrase, Sec. 257.101(a)(1) required
owners and operators to cease placement of both CCR and non-CCR
wastestreams into all unlined CCR surface impoundments, including those
that were formerly ``clay-lined'', no later than October 31, 2020.
The October 31, 2020 timeframe was established by the rule
published on July 30, 2018 at 83 FR 36435, rather than by the original
2015 final rule. The July 2018 amendment had not yet been challenged
when the USWAG court rendered its decision. Since the USWAG decision,
however, the Waterkeeper Alliance challenged the EPA's July 2018 rule,
requesting expedited review of the October 31, 2020 deadline. In
response, EPA requested a remand of the July 2018 rule, which the court
granted on March 13, 2019 ``to allow the agency to reconsider that rule
in light of this court's decision in [USWAG].''
1. EPA's Reconsideration
The USWAG court faulted EPA for failing to fully estimate the risks
associated with the continued operation (and leakage) of unlined
impoundments and for failing to address the risks from allowing these
units to continue to operate until they leak, holding that RCRA
requires the Agency to determine that such risks would be acceptable
under the Sec. 4004(a) standard in order to authorize the continued
operation of such units during this time. In the absence of such an
assessment, the D.C. Circuit stated that, based on the record before
the court, all unlined surface impoundment must cease receiving waste,
whether or not the unit is leaking.
Further, any assessment to support continued operation likely would
need to address the more recent information developed since 2015. For
example, more recent data suggest that a greater number of units are
leaking than EPA originally estimated during the rulemaking. The EPA
has also learned that some units were constructed such that the base of
the unit is located within the underlying aquifer, conditions that were
not evaluated in the 2014 risk assessment. Unfortunately, this new
information is not presented in a form that can be readily incorporated
into a nationwide risk assessment. Additionally, given the expedited
timeframe needed to complete the reconsideration of the deadline for a
unit to cease receiving waste and initiate closure, EPA was unable to
develop a nationwide risk assessment of continued operation of these
units.
However, many utilities currently could not immediately cease the
placement of wastestreams into their surface impoundments without
causing potentially significant disruptions to plant operations and
thus the provision of electricity to their customers, as they lack
additional capacity to manage these wastes elsewhere as laid out in
their filings to the Waterkeeper court, as discussed further in the
following section of this preamble. The Waterkeeper court recognized
this, declining to vacate the July 2018 Rule partly because ``EPA and
the intervenors have shown that the consequences of vacatur would be
disruptive.''
To address these competing considerations in a manner consistent
with the statute and the D.C. Circuit's decisions, EPA is proposing to
require that facilities cease placement of all wastes (both CCR and
non-CCR) as soon as technically feasible, and below describes what the
agency considers this to mean. EPA considers that such a requirement
would meet the RCRA Sec. 4004(a) standard because it requires the
facility to do what is possible in the shortest achievable time. The
EPA cannot impose more protective measures than can be technically
feasibly implemented, as the law cannot compel the impossible. See
USWAG at 448; Hughey v. JMS Development Corp, 78 F.3d 1523 (11th Cir
1996); Cherry-Burrell Corp v. US, 367 F.2d 669 (8th Cir 1966). The EPA
also considers that requiring facilities to expedite the initiation of
closure of unlined surface impoundments is consistent with the court's
finding that further evidence is needed to permit such units to
continue to operate. See Id. at 429-430. The EPA currently lacks such
evidence on a national level, and it does not anticipate being able to
develop such information in the near-term.
To determine what is technically feasible, EPA evaluated the steps
that owners and operators need to take to cease receipt of waste and
initiate closure. For each surface impoundment, the precise steps and
the actual time needed to complete each step are unique. However, each
unit must undertake the same fundamental steps in order to cease
receipt of waste and initiate closure. The first and most important
step to cease receipt of waste in an unlined CCR surface impoundment is
that the CCR and/or non-CCR wastestreams need to be diverted to another
unit (i.e., alternate disposal capacity). Based on information from
industry stakeholders, EPA understands that alternate capacity will
need to be developed for these wastestreams at a number of these
facilities. Consequently, EPA began by evaluating the various types of
alternate capacity currently available and the processes and time
frames necessary for facilities to implement them to be able to cease
receipt of waste and initiate closure.
2. Alternate Capacity Approaches
Alternate capacity must be developed for the wastestreams that are
being disposed of in the impoundment. The alternate capacity could
range from the construction of a new CCR surface impoundment, to a new
non-CCR wastewater basin, to the development of a wastewater treatment
unit or to the conversion to dry-handling of CCR. These alternate
capacities require various times for construction and incorporation
into plant operations. In addition, the engineering and design for each
of these capacities requires a different timeframe and is highly
dependent on the current plant design, complexity of the wastestreams
going into the new alternate capacity, and the volume of wastestreams
needing to be rerouted.
Industry stakeholders submitted information to EPA on the time
needed to develop various types of alternate capacity. The EPA also
examined the declarations submitted in the Waterkeeper decision briefs
and the closure plans on the publicly accessible websites. Few closure
plans contained information on the time the facility planned on needing
to cease receipt of waste prior to beginning closure. If a closure plan
did indicate an amount of time needed to prepare for initiation of
closure, it did not discuss the specific processes that were occurring
during that amount of time. As a result, EPA relied principally on the
industry stakeholder submissions on timing to initiate closure and the
declarations from the Waterkeeper briefs. The EPA found from examining
these sources of information, there are six main approaches for
alternate capacity. The main approaches of alternate capacity
[[Page 65946]]
and the average time to complete them are:
1. Conversion to Dry Handling: 36 months
2. Non-CCR wastewater basin: 21 months
3. Wastewater Treatment Facility: 16 to 21 months
4. New CCR surface impoundment: 27 months
5. Retrofit of a CCR surface impoundment: 31.5 months (shorter is
possible for small surface impoundments, 4 to 12 months)
6. Multiple technology system: 21 to 36 months
Each of these approaches for alternate capacity are discussed
further in the subsequent sections of this preamble. The discussion for
each approach examines the average time required to complete the
approach and have the capacity operational. This average amount of time
captures some of the variability due to site-specific needs and
provides for a more accurate national benchmark of how long it will
take to develop that specific alternate capacity approach.
(a) Conversion to Dry Handling of CCR
Based on information submitted by stakeholders, many facilities are
converting to the dry handling of CCR. The conversion to dry handling
lowers the amount of water used at the plant and reduces the need for
CCR surface impoundments. The conversion process for the various
sluiced CCR wastestreams can be complex and lengthy. The conversion to
dry handling for some CCR wastestreams has taken 36 months at some
facilities.\3\ Based on information collected in conjunction with the
Effluent Limit Guidelines (ELG) rule, EPA believes that the 36-month
timeframe is a reasonable central tendency estimate of the time need to
complete the conversion to dry handling. Depending on the system
installed to transport the bottom ash, it is possible for the
conversion process to be completed faster or slower. An engineering
firm estimated the following times for each phase for completing the
conversion to dry handling of CCR.\4\ The phases to complete the
conversion to dry handling includes a planning, design and engineering
phase (approximately 6 months), procurement and contractor bid phase
(approximately 5 months), fabrication and delivery of new equipment
phase (approximating 16 months), and lastly a construction and
transition phase (approximately 21 months). The timeframes for each
phase are dependent on the site-specific circumstances of the plant
such as plant size, the number of boilers at the plant, number and
volume of wastestreams affected by the conversion, and location of the
plant.
---------------------------------------------------------------------------
\3\ See Southern Company timing to initiate closure information
submission and Southern Company comments from Phase 1 proposal in
the docket.
\4\ See What Happens to My non-CCR Streams? in the docket.
---------------------------------------------------------------------------
During the planning, design and engineering phase the facility must
conduct a complete water mass balance of the plant and figure out how
the water mass balance will change with the implementation of the new
dry handling machinery. The water mass balance determines the number
and volume of flows going into the plant and produced by the plant. It
also analyzes the chemical composition, the flow path, the volumetric
flow rate, and temperature of each wastestream. Conversion to dry
handling requires an overhaul to the water mass balance of the plant
and reconfiguration of water streams in the operation of the plant. To
assist in the reconfiguration of the water streams of the plant a new
process flow diagram (PFD) and piping and instrument drawing (P&ID) for
the plant will need to be developed. A PFD depicts the general flow of
the plant processes and the equipment. The P&ID shows more detail than
the PFD by including minor flows, control loops, piping details, and
instrumentation. The design of the new P&ID and PFD is a critical
planning step to properly transition plant operations to dry handling.
These diagrams assist engineers in selecting the correct grade,
material, and size of piping for the volume and compositions of
wastestreams being rerouted during the conversion process.
Once the engineering and design phase is complete, the design can
go out for procurement and contractor bidding. This second phase of the
conversion process is approximately 5 months. During this phase the
project is put out for contractor bid and is awarded. Once a contractor
is selected the necessary equipment is ordered, fabricated, and
delivered to the site. In the timeline provided by an engineering firm
the fabrication and delivery of the equipment phase has approximately 9
months of overlap with the construction phase of the conversion
process. The delivery of the equipment is coordinated with the
construction schedule. The main process of the construction phase is
changing how the bottom ash is removed from the bottom of the boiler.
Other steps during the construction phase can also involve the building
of a new power house, new process building, new power supplies and
lines, new pneumatic lines and piping, new dry ash storage silos, new
filter separators, and new piping.
Facilities currently remove bottom ash from the boiler by letting
the bottom ash fall to the bottom of the furnace and then quenching it
in a water-filled hopper. Most plants then sluice (using water to
transport) the ash from the hopper to a CCR surface impoundment. There
are various systems a facility can install to convert to dry handling
of bottom ash. The most common systems are remote drag chain systems
and dense slurry systems. The remote mechanical drag system requires
the installation of a drag chain conveyor that pulls the bottom ash out
of the water filled hopper to dewater the ash and transport it to a
storage silo or truck. The dense slurry system uses a dry vacuum to
transport the ash to a silo where it is then mixed with a small amount
of water to be pumped to an onsite landfill. There are other conveyor
systems a facility may install in lieu of the two previously mentioned
such as a mechanical drag system, dry mechanical conveyor, vibratory
belt system, or submerged grind conveyor where the system involves
installing a conveyor system directly underneath the boiler. These
systems replace the pumping and piping system currently in place to
transport the sluiced CCR to the existing CCR surface impoundment. The
removal of the sluicing process flows requires modifying the boilers.
To capture and transport dry CCR, a conveyer system needs to be
installed under the boiler, which cannot be installed while the boiler
is online. Duke Energy stated that the installation of a submerged
conveyer system required a 12-week outage of the boiler.\5\ Therefore,
the construction schedule must be carefully orchestrated with scheduled
boiler shutdown.
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\5\ See Duke Energy timing to initiate closure information
submission in the docket.
---------------------------------------------------------------------------
The facility is required to schedule and agree upon boiler shutdown
periods with their Regional Transmission Organization (RTO) to ensure
grid reliability. Most plants have regular boiler shutdowns on an
annual basis with a more substantial one every few years. Since regular
boiler shutdowns are already scheduled, the facility should plan the
construction around the already scheduled outage; however, the outage
may need to be extended depending on the work needing to be completed
for the conversion. The RTOs require various lead times of consultation
or notice prior to any retirements, outages, or extended
[[Page 65947]]
periods of non-operation. For example: Midcontinent Independent System
Operator (MISO) requires at least 26 weeks, Electric Reliability
Council of Texas (ERCOT) requires at least 22 weeks, and PJM requires
at least 13 weeks.\6\
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\6\ See Cynthia Vodopivec of Vistra Energy Corporation letter in
the docket.
---------------------------------------------------------------------------
Once the sluicing process flows are removed and the construction is
completed, the plant is fully transitioned to dry handling. At this
point in time the facility no longer needs the CCR surface impoundment
for CCR wastestreams and can cease receipt of CCR. Information
submitted to EPA suggests that the process to complete the conversion
to dry handling for a facility requires the most amount of time (36 to
48 months) out of all the alternate capacity methods; however, a
majority of coal-fired plants have completed the conversion to dry
handling. Based on information collected in conjunction with the ELG
rule, approximately 20% of coal-fired plants are still producing bottom
ash being sluiced to a CCR surface impoundment. The remaining 80% have
either converted to a complete dry handling system or are using a
system recycling their wet sluicing bottom ash streams.\7\ The
facilities that are managing their CCR dry, are either storing it in
silos to be beneficially reused or they are disposing the CCR in a
landfill. To accommodate the influx of CCR, new landfills or landfill
cells may need to be constructed, in the event off-site disposal
options are already at full capacity or otherwise not available. The
EPA did not receive any information from stakeholders on the time
needed or the process to construct a new landfill. Therefore, the
construction of a new landfill is not discussed in this section.
However, it is possible a facility may be constructing a new landfill
for alternate capacity. The EPA seeks comment on whether landfills are
being constructed for alternate capacity and if so, the specifics for
the steps and time involved.
---------------------------------------------------------------------------
\7\ ``Supplemental Technical Development Document for the
Reconsideration of the Effluent Limitations Guidelines and Standards
for the Steam Electric Power Generating Point Source Category.'' See
Effluent Limitations Guidelines and Standards for the Steam Electric
Power Generating Point Source Category docket (EPA-HQ-OW-2009-0819).
---------------------------------------------------------------------------
Several stakeholders are currently using CCR surface impoundments
for disposal of only non-CCR wastestreams, discussed more in the
section below, after the conversion to dry handling. For some
facilities prior to the USWAG decision, it was unnecessary to build a
new basin for non-CCR wastestreams after converting to dry handling or
switching to natural gas due to the ease of using the existing disposal
unit. Some facilities have indicated they planned to construct a new
non-CCR wastestream basin during the conversion process and are able to
complete the non-CCR wastestream basin concurrently with the conversion
construction. Facilities that are operating a completely dry handling
system or who have switched to natural gas may lack alternate capacity
for the non-CCR wastestreams disposed of into the CCR surface
impoundment.
(b) Non-CCR Wastestream Basins
Some examples of non-CCR wastestreams are coal pile run-off,
leachate collection, storm water collection, process recycle water,
boiler blow down, and chemical metal cleaning waste. To meet the need
for handling non-CCR wastestreams a facility may decide to construct a
basin for the non-CCR wastestreams, assuming they have the space to
construct the new unit. Since, the CCR design criteria and groundwater
monitoring network regulations do not apply to new non-CCR wastestream
basins, such units may be constructed faster.
The EPA has received data from stakeholders stating the process of
building and transitioning from a unit that comingled CCR and non-CCR
wastestreams to a non-CCR wastestream only basin takes 18 to 41 months
to complete.\8\ The variation of time needed to complete the basin is
often due to permitting processes and site-specific construction
factors. The low end of the time range is derived from stakeholder
provided information indicating that all the other phases of
constructing the basin can happen concurrently with permitting,
resulting in completion of the basin in 18 months.\9\ While the high
end of the range is derived from information provided by another
stakeholder indicating that only limited steps can happen prior to
approval of all permits, which made the overall timeframe significantly
longer (a high end estimate of 41 months).\10\ However, when removing
the permitting timeframe considerations from the schedules both
stakeholders provided, the average time to design, engineer, and
construct a non-CCR wastewater basin is 21 months. This average amount
of time captures some of the variability due to site-specific needs and
provides for a more accurate national benchmark. The phases to complete
the non-CCR wastestreams basin are an engineering and design phase
(approximately four months), a contracting, procurement, and
construction phase (approximately 16 months), and a start-up and
testing phase (one month).
---------------------------------------------------------------------------
\8\ See Cynthia Vodopivec of Vistra Energy Corporation letter in
the docket.
\9\ See Southern Company comments on Phase 1 proposal in the
docket.
\10\ See TVA timing to initiate closure information submission
in the docket.
---------------------------------------------------------------------------
The engineering and design phase is the first step in construction
of the basin. The engineering and design phase takes approximately four
months to complete. The engineering phase includes site survey,
engineering and design of the basin, design of the new piping to be
installed, and designing a new process flow diagram of how the new
basin will be connected to plant operations. The basin design is
critical to ensure there is proper residence time and the construction
materials selected are compatible with the water chemistry of the non-
CCR wastestreams. The residence time is the necessary time for any
reactions or settling to be completed before the wastewater is recycled
back to the facility or discharged. The design of the new piping and
the process flow diagram is a critical planning step to properly
incorporate the new basin into plant operations. The diagram assists
engineers in selecting the correct grade, material, and size of piping
for the volume and compositions of wastestreams being routed into and
out of the new non-CCR basin.
The next phase of contracting, procurement, and construction occurs
after the completion of the engineering and design. This phase takes
approximately 16 months to complete. The design from the first phase is
put out for contract selection and the necessary equipment is ordered
and delivered. During the procurement process the necessary materials,
such as the correct type and amount of piping and the materials to
construct and line the basin are selected, as well as any equipment or
machinery needed to assist in installation and construction are ordered
and delivered to the facility. The equipment is commonly delivered in
accordance with the construction schedule. The procurement and
construction periods typically have a large amount of overlap with each
other due to equipment being ordered and delivered to the facility as
it is needed during construction. The approximate time to complete
construction for a non-CCR wastewater basin is 14 months. This
timeframe includes the construction of the new basin, installation of
the liner material selected, such as concrete, rerouting and
installation of new piping to the new non-CCR wastewater basin, and
installation of any mechanical and
[[Page 65948]]
electrical components such as pumps and valves. The timeframe for
construction could be quite variable depending on environmental
conditions, the procurement of materials, the site design, and the size
of the basin being constructed. For example, if the facility layout
requires the new basin to be constructed farther away from the plant
than the existing surface impoundment, or if the basin is large in
size, or if the site of the new basin requires a large amount of
preparation such as leveling or clearing of plants, trees, or other
debris, or if the basin is being constructed in an area of the plant
with limited ingress and egress, then the speed of construction could
be affected. In addition, depending on the location of the facility
there could be delays and limitations to the construction schedule due
to weather. For example, one stakeholder indicated their site has
experienced many delays in construction and delivery of equipment due
to the hurricanes in the past year.\11\ As a result, the facility is
now behind schedule and having to redo previously completed work.
Similarly, if the plant is located in a cold climate area, the
construction schedule will be implemented around the thawing and
freezing of the soil.
---------------------------------------------------------------------------
\11\ See Southern Company timing to initiate closure information
submission in the docket.
---------------------------------------------------------------------------
The startup and testing of the new basin is the final phase. This
step takes approximately one month to complete however it may vary
depending on the site-specific conditions to achieve proper outfall
water chemistry and settling time of the basin. The basin is engineered
to have a specific residence time to obtain proper water chemistry and
settling time. Both of these design factors are important to obtain the
proper water outfall chemistry to meet the National Permit Discharge
Elimination System (NPDES) standards. Prior to allowing the basin's
outfall to be discharged, the water chemistry needs to be tested to
ensure it meets the NPDES standards. If the outfall does not meet the
standards, the operating conditions will have to be adjusted, such as
flow rate into the basin to adjust residence time and settling time.
Alternatively, the water from the basin may not be discharged and may
be recycled back to the plant. The recycle stream would need to meet
the site-specific standards for the given facility. Additionally, the
water could also be treated downstream from the basin prior to
discharge, for example a series of basins or in water treatment
facility. These factors can lead to a longer startup phase for the
basin. Once proper water chemistry and settling times are achieved, the
new basin is fully operational, and the old CCR surface impoundment can
cease receiving waste. Once proper water chemistry and settling times
are achieved and treatment standards are met, the new basin is fully
operational, and the old CCR surface impoundment can cease receiving
waste.
Since some facilities have not or will not convert to dry handling,
there are some facilities that still require capacity for their wet CCR
wastestreams. These facilities most likely will not be able to solely
rely on a non-CCR wastestreams basin because the liner usually does not
meet the requirements of the CCR rule; therefore, non-CCR wastestream
basins are unable to accept CCR. Under the current Part 257
regulations, a facility has two main options for managing wet CCR
wastestreams, a wastewater treatment facility and a CCR surface
impoundment.
(c) Wastewater Treatment Facility
The development of a wastewater treatment facility would provide
one type of alternate capacity for facilities. A wastewater treatment
facility is able to remove heavy metals and reduce the amount of Total
Disolved Solids (TDS) and Total Suspended Solids (TSS) from the
wastestreams. Wastewater treatment facilities can potentially utilize a
vast number of components and methods for treatment. One method of
water treatment facility is a chemical precipitation system. Based on
information obtained in connection with the development of the Effluent
Limit Guidelines (ELG) rule, the development, construction, and
implementation of this type of wastewater treatment unit would take on
average 16 to 21 months. This range of time is highly dependent on the
volumes of the wastewater streams that need to be treated. There are a
variety of materials to choose from to construct the treatment tanks.
One type of water treatment tank is concrete treatment tanks.\12\ A
system utilizing concrete tanks is capable of handling large volumes of
CCR wastestreams such as bottom ash transport water; however, it
greatly increases the amount of time to complete the system. The total
time needed to complete construction of concrete treatment tanks is
approximately 27 months. The time needed for the concrete treatment
tanks is longer due to a longer start up and transitioning phase.
---------------------------------------------------------------------------
\12\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
---------------------------------------------------------------------------
The water treatment facilities are completed in 5 phases: (1)
Initial engineering and design (approximately 3 months), (2) contractor
selection (approximately 3 to 5 months), (3) finalization of
engineering and design (approximately 2 to 3 months), (4) equipment
procurement, and construction (approximately 7 to 8 months), and (5)
start up and transitioning (approximately one month).
The initial engineering and design phase mainly focus on the
evaluation of the water mass balance of the plant. On average
approximately three months are needed complete this first phase of the
initial engineering and design. To evaluate the water mass balance of
the plant, all the water streams coming into the plant, going out of
the plant, and any specific steps that would change the water chemistry
need to be evaluated for volumetric flow rate and chemical composition.
At large facilities, complex water balances are common, which require
more time than three months for the initial engineering evaluation and
design. A complex water mass balance contains numerous water streams,
with variable composition changes within a stream, and various volumes
and flow rates. The more water streams there are, the more complex, and
challenging it is to determine the overall water mass balance for the
plant. One stakeholder indicated a simple water mass balance at a plant
had nine wastestreams; whereas, a significantly more complex water mass
balance at a plant had over 50 wastestreams.\13\
---------------------------------------------------------------------------
\13\ See Southern Company comments on Phase 1 proposed rule in
the docket.
---------------------------------------------------------------------------
After the first phase of the initial engineering and design, the
owner or operator is then able to put the project out for contractor
bidding, thus beginning the second phase of contractor selection. The
bidding and selection of the contractor is typically three to five
months. The range in time is driven by the complexity and volume of
wastewater. Large volumes and complex flows mean that it will take
longer to properly submit an initial design of the wastewater treatment
facility. This in turn makes the bidding and selection process longer
as well. The initial design of the water treatment facility includes
the recommended treatment methods and the order in which they should
occur, and the recommended materials for the treatment methods.
After selection of the contractor, the third phase is finalization
of engineering
[[Page 65949]]
and design. Two to three months are typically needed to complete this
second step of engineering and design phase. The design process could
extend past this timeframe if the wastestreams are complex and large in
volume. During this phase, the design from the contractor bid and
selection is finalized and fine-tuned. This finalization of the design
for the wastewater treatment facility ensures the water mass balance
was done correctly and selects the necessary technologies, proper
equipment, and chemicals needed for each treatment stage. This stage
also ensures the materials selected are compatible with the water
chemistry, and the order of treatment methods achieve maximum treatment
efficiency for the plant's operations.
Once the finalization of engineering and design phase is complete,
the necessary materials must be obtained and installed during the
fourth phase, procurement and construction. This phase requires
approximately seven to eight months to complete. Some necessary
materials are treatment tanks, piping, polymer and instrumentation. The
procurement period typically can take five months. However, if the
wastestreams are large in volume or if the water chemistry is
particularly complex, the equipment will need to be custom ordered and
require longer fabrication times which could lead to a procurement time
of 12 months or longer. For example, one stakeholder indicated for a
complex water mass balance system of more than 50 wastestreams with
streams that contain a high amount of variability, that the procurement
period (procure, fabricate, and deliver to the site) took 13
months.\14\ Installation can take approximately two to three months.
---------------------------------------------------------------------------
\14\ See Southern Company comments on Phase 1 proposal in
docket.
---------------------------------------------------------------------------
The final phase is start up and transitioning the wastestreams to
the water treatment facility and conducting system testing to ensure it
is running properly and effectively treating the water to meet the
discharge levels or recycled water requirements. The discharge of the
water treatment facility is required to meet NPDES discharge limits.
Such limits may include for example maximum amount of Total Suspended
Solids (TSS), oil and grease, and iron and copper for metal cleaning
wastes.\15\ The treatment system will need to be tuned and periodically
checked to ensure the discharge is within the acceptable limits. The
treatment is able to be tuned by adjusting the flow rate, the amount of
reactants in the system, and the recycle stream flow rates. This
process can be as short as one month, however for the concrete
treatment tanks this phase can take 9 months to complete. Once the
treatment facility has completed start up testing, the CCR surface
impoundment is no longer needed. The owner or operator can then
initiate closure because the wastestreams are rerouted to the water
treatment facility and waste is no longer being received in the CCR
surface impoundment.
---------------------------------------------------------------------------
\15\ See ``What Happens to my non-CCR Streams?'' in the docket.
---------------------------------------------------------------------------
(d) New CCR Surface Impoundment
Facilities may have the need to construct a new CCR surface
impoundment rather than a water treatment facility. A CCR surface
impoundment could be capable of handling a wider variety of CCR and
non-CCR wastestreams both in chemical composition and in volume. A new
CCR surface impoundment takes on average 27 months to construct. This
average was obtained from available data submitted by stakeholders
indicating how long it will take to construct a new surface impoundment
in compliance with the CCR rule.16 17 18
---------------------------------------------------------------------------
\16\ See Southern Company timing to initiate closure information
submission in the docket.
\17\ See Excel Energy timing to initiate closure information
submission in the docket.
\18\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
---------------------------------------------------------------------------
The construction timeframe includes four phases: (1) Engineering
and design, (2) permitting, (3) obtaining contractors, equipment and
construction, and (4) system testing. The first phase of engineering
and design takes on average six months to complete. During the
engineering phase the new surface impoundment is designed to be the
proper size, the site survey conducted, the liner materials selected,
and designing any necessary methods to transport the wastestreams to
the new surface impoundment. The new surface impoundment must be
designed to specific dimensions (length, width, and depth) to achieve
the necessary residence time for the volume of wastestreams disposed of
into the surface impoundment. The residence time is a critical design
element of the surface impoundment because it allows the wastestreams
to undergo the proper settling time and treatment time to obtain proper
water chemistry at the outfall to meet appropriate discharge limits.
The residence time assists in determining the necessary size of the
surface impoundment.
The second phase, permitting, can take between 6 to 18 months to
complete. This phase of construction is highly variable depending on
the type of permit(s) needed and the state's permit application
processing time. In some cases, the other phases such as obtaining
contractors, equipment and construction can continue and have some
overlap with the permitting phase. The EPA acknowledges that in some
rare circumstances the permitting process may take significantly
longer. For example, one stakeholder indicated that due to the
necessary permits for constructing the surface impoundment, they are
unable to proceed with the next phases until the permit applications
are approved.\19\ For this stakeholder, the process of needing the
permit to be approved prior to the next step added 19-25 months to time
needed to complete a new surface impoundment.
---------------------------------------------------------------------------
\19\ See declaration of Rudy Navarro Jr., Salt River Project
Agricultural Improvement and Power District and timing to initiate
closure information submission.
---------------------------------------------------------------------------
The third phase is obtaining contractors, purchasing materials and
equipment, and completing construction. This phase on average takes 14
months to complete. This phase includes contractor selection, material
procurement, construction of the surface impoundment, liner
installation, and installation of piping, any other machinery, and/or
electrical components to transport the wastestreams to the new surface
impoundment. Depending on the size of the surface impoundment and the
location of the facility it is possible the construction phase may take
longer or shorter than 14 months. The average of 14 months was obtained
by averaging the timeframes provided by the stakeholders who indicated
the need to construct a new surface impoundment. The shortest timeframe
to obtain contractors, equipment, and construct the impoundment was 10
months for a small surface impoundment of 7 acres.\20\ The longest
timeframe to construct a new impoundment is approximately 12 months due
to the facility being located in a cold climate and is only able to
plan on performing construction from late April to late October thus
requiring two construction seasons to complete the work.\21\
---------------------------------------------------------------------------
\20\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
\21\ See Excel Energy timing to initiate closure information
submission in the docket.
---------------------------------------------------------------------------
The new CCR surface impoundment is required to be constructed with
the new CCR surface impoundment liner requirements in Sec. 257.72.
This requires a composite liner containing an upper component of a 30-
mil geomembrane liner (GM) and a lower component of two feet of
compacted soil with a
[[Page 65950]]
hydraulic conductivity of no more than 1 x 10-7 centimeters
per second (cm/sec). A GM consisting of a high density polyethlene
(HDPE) must be at least 60 mil thick. An alternate composite liner may
be allowed if it follows the requirements outlined in Sec. 257.70(c).
During the construction phase, the installation and sampling of the
groundwater monitoring system should be completed. The new groundwater
monitoring wells must be placed at the unit boundary per Sec.
257.90(a)(2). The new CCR surface impoundment is required to comply
with the groundwater monitoring requirements in Sec. 257.90(b)(2).
This includes installation of a groundwater monitoring system (see
Sec. 257.91), completion of eight background samples, and the first
round of detection monitoring. These groundwater monitoring
requirements must be concluded prior to placement of waste in the new
CCR surface impoundment. In rare scenarios, the installation of the new
groundwater monitoring wells may not be able to be done during the
construction of the new unit. This process could add a minimum of 14
months to the start-up of a new CCR surface impoundment.\22\ The
minimum of 14 months accounts for two months to install the necessary
monitoring wells and 12 months to complete the eight background samples
to accurately capture any seasonal variation.
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\22\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
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The final phase of construction is the startup and transition
phase. This phase can take up to a month to complete. Once the sampling
of the new groundwater monitoring system and construction of the
surface impoundment is complete, the CCR and non-CCR wastestreams can
be diverted to the new CCR surface impoundment from the existing CCR
surface impoundment.
(e) Retrofit of Existing Unlined CCR Surface Impoundment
Some stakeholders indicated plans on retrofitting a part or an
entire existing unlined CCR surface impoundment at a
facility.23 24 For some facilities this may be the only
option available for developing alternate capacity due to space
limitations at the site or being unable to acquire more land to build
alternate capacity.
---------------------------------------------------------------------------
\23\ See Duke Energy timing to initiate closure information
submission in the docket.
\24\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
---------------------------------------------------------------------------
One stakeholder indicated the necessary time to retrofit an
impoundment is approximately 64.5 months including a six-month
buffer.\25\ Therefore, the total time minus the six-month buffer is
58.5 months. This stakeholder's submission involves retrofitting four
CCR surface impoundments sequentially. The timeline included: 4 months
to prepare and select an engineering firm, 7 months to finalize
engineering designs and prepare construction bid documents, 5 months to
bid and select a construction firm, and 6 months to receive materials
and equipment and reroute non-CCR wastestreams. Additionally, the
stakeholder indicated the time needed to dewater, remove ash, and
reline takes 9 months per surface impoundment. The largest surface
impoundment at the facility is approximately 50 acres. Therefore, the
total time needed to retrofit a single pond, large in size, including
engineering, design, bidding and selecting engineering and construction
firms, and retrofit construction would take approximately 31.5 months.
This is a reasonable estimate for a complete retrofit for a pond of
this size considering the time needed to complete construction for a
new surface impoundment. The EPA would expect the retrofit of a surface
impoundment to take longer than the construction of a new unit because
of the time needed to dewater and remove the CCR.
---------------------------------------------------------------------------
\25\ See Cynthia Vodopivec of Vistra Energy Corporation letter
in the docket.
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From data on the CCR publicly accessible websites, a couple of
facilities, Keystone Generating Station (PA), Weston Generating Station
(WI), and Mt. Storm Power Station (WV), have completed retrofits of CCR
surface impoundments.\26\ These facilities completed retrofitting CCR
surface impoundments in 4 to 12 months. However, these ponds were small
in size with the largest being 9 acres and the smallest 1.3 acres. The
EPA would expect smaller surface impoundments to be able to be
retrofitted in less time than larger surface impoundments. There is
less water and ash to remove from the surface impoundment and a smaller
surface area to reline.
---------------------------------------------------------------------------
\26\ See Compiled Retrofit Plans from Keystone Generating
Station, Weston Generating Station, and Mt. Storm Power Station in
the docket.
---------------------------------------------------------------------------
The existing CCR surface impoundment is required to be retrofitted
in accordance with Sec. 257.102(k). First, the owner or operator must
prepare a written retrofit plan in accordance with Sec. 257.102(k)(2).
After the retrofit plan is complete, the first step in retrofitting an
existing surface impoundment is to drain the liquids from the
impoundment and remove all the existing CCR from the unit. While the
surface impoundment is undergoing retrofit, the owner or operator is
required to remain in compliance with the other aspects of the CCR rule
including corrective action.
Once the CCR is removed, the new surface impoundment can be
constructed. The new surface impoundment is constructed as described
previously and must be in compliance with the liner requirements at
Sec. 257.72. If the retrofit process changed the waste boundary for
the new surface impoundment, then a new groundwater monitoring system
will need to be installed. An additional 14 months could be needed for
proper installation and sampling of the new groundwater monitoring
system. If a new groundwater monitoring system is needed the
wastestreams can only be diverted into the newly retrofitted CCR
surface impoundment once the initial sampling of the new groundwater
monitoring system is complete. If the waste boundary of the retrofitted
surface impoundment does not change, then a new groundwater monitoring
system may not be needed, eliminating the need for the additional 14
months.
(f) Multiple Technology Systems
Some stakeholders have indicated that they are utilizing multiple
alternate capacity technologies,\27\ such as constructing both a water
treatment facility and either a non-CCR wastewater basin or a new CCR
surface impoundment. Stakeholders have indicated that the construction
of the water treatment facility can occur at the same time as the
construction of the new basin or CCR surface impoundment. Therefore,
the overall timeframe for implementing a multi-unit system at the
facility can take a similar amount of time as implementing just a
single technology. However, the design phase could be expected to last
a few months longer due to the overall system being more complex. The
overall time for constructing a multiple technology system ranges from
16 to 30 months. This is highly dependent on which of the previously
discussed alternate capacities are being constructed and how much of
the construction can overlap of each system being installed.\28\ These
timeframes do not include the time required for engineering, design,
and permitting. The average amount of time for engineering and design
for the previously discussed
[[Page 65951]]
capacities is 5 months. Therefore, the overall time to construct and
start up a multiple technology system is approximately 21 to 36 months,
assuming permitting can happen concurrently with the other steps.
However, there may be instances that permitting cannot be completed
concurrently. EPA is unable to estimate the timeframe for this process
since it is site specific. EPA requests comment on the timeframe it
would take to obtain permits.
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\27\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
\28\ See Duke Energy timing to initiate closure information
submission in the docket.
---------------------------------------------------------------------------
3. Establishment of New Cease Receipt of Waste Deadline
(a) Amendments to Closure Due to Groundwater Monitoring (Sec.
257.101(a))
The time needed to construct alternate capacity for both CCR and
non-CCR wastestreams is critical in determining how much time
facilities truly need to cease receipt of waste. The previous section
of this preamble discussed the various approaches a facility may
develop and incorporate alternate capacity into plant operations to
enable CCR surface impoundments to cease receipt of waste and initiate
closure. The following summarizes the approaches and the average time
required for each:
1. Conversion to Dry Handling: 36 months
2. Non-CCR wastewater basin: 21 months
3. Wastewater Treatment Facility: 16 to 21 months
4. New CCR surface impoundment: 27 months
5. Retrofit of a CCR surface impoundment: 31.5 months (shorter is
possible for small surface impoundments, 4 to 12 months)
6. Multiple technology system: 21 to 36 months
By using the construction and implementation timeframes summarized
above for the various alternate capacity approaches the average amount
of time required to obtain alternate capacity is 22.5 months. This
timeframe, although an average, would appear to provide enough time for
a substantial proportion of facilities to comply. It is only 1.5 months
longer than the average time estimated to be needed to construct a non-
CCR wastewater basin, as well as the outer bound of the time needed to
construct a wastewater treatment facility, and the shortest amount of
time needed to construct a multiple technology system. The primary
outliers would be facilities converting to dry handling or retrofitting
an existing CCR surface impoundment. However, many facilities have
already converted to dry handling; EPA estimates that approximately 80%
of coal-fired plants that at one time employed wet handling of CCR
waste have already converted to dry handling.\29\ Furthermore, 22.5
months would be a sufficient amount of time to retrofit most but the
largest surface impoundments and smaller surface impoundments with
unique design situations or in locations that will require more time.
Consistent with ensuring that this transition occurs as quickly as
technically feasible, EPA considers that these outliers shouldn't
extend the time for the remainder of facilities, as the outliers can be
accommodated by the proposed alternative closure provisions discussed
in the next section.
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\29\ ``Supplemental Technical Development Document for the
Reconsideration of the Effluent Limitations Guidelines and Standards
for the Steam Electric Power Generating Point Source Category.'' See
Effluent Limitations Guidelines and Standards for the Steam Electric
Power Generating Point Source Category docket (EPA-HQ-OW-2009-0819).
---------------------------------------------------------------------------
The EPA has chosen to rely on a single average construction time to
establish the new deadline for several reasons. First, as just
discussed, 22.5 months would provide sufficient (but not excessive)
time for a substantial proportion of facilities, under a variety of
approaches. Second, EPA recognizes that some facilities will need less
than the average amount of time to complete construction and some will
need more. Each of the averages summarized above reflects ranges of
estimated construction times, which can vary depending on site
conditions and the specific facility operations. To reliably determine
which facilities need less time, EPA would need to make individual
facility-specific determinations. The EPA is concerned that trying to
craft individualized time frames would ultimately result in longer
delays in the initiation of closure for a greater number of facilities
than would potentially be caused by reliance on an overall average that
most facilities can meet. Based on similar concerns, EPA is proposing
to establish an individualized variance process that is intended to be
used infrequently to address unusual or unique situations; and to
ensure that such requests are infrequent, EPA has attempted to craft a
regulatory deadline that most facilities can confidently meet.
Although a single deadline has a number of advantages, EPA
recognizes that a single deadline is necessarily less precise; some
facilities may in fact be able to construct alternate capacity more
quickly than EPA's proposed deadline. Therefore, EPA is considering an
alternative under which the deadline would vary according to the
technology adopted. For example, a facility that chose to install a
non-CCR wastewater basin would have a different deadline than a
facility that constructed a new wastewater treatment facility. The
various timeframes could be based on the averages presented earlier in
this section. The EPA is concerned that this option could be
challenging to implement and track compliance. The EPA is also
concerned that this approach may not result in measurably shorter time
frames for most facilities, given the range of estimates discussed
above, and could lead to a greater number of variance requests. EPA
requests comment on this approach, including, for example, whether this
more complicated regulatory approach will result in measurably shorter
time frames for most facilities.
Accordingly, EPA considers 22.5 months to represent the fastest
technically feasible timeframe needed to construct alternate capacity
and for CCR surface impoundments to cease receipt of waste.
Therefore, EPA is proposing a new date of August 31, 2020 for
facilities to cease placement of CCR and non-CCR wastestreams into
unlined surface impoundments. The EPA believes, based on its technical
feasibility analysis, that many facilities will be able to meet this
date. The court's mandate for the USWAG decision was issued on October
15, 2018, and by adding the 22.5 months to that date, the new cease
receipt of waste deadline becomes August 31, 2020. The EPA is seeking
comment and specifically data, on the time needed to develop alternate
capacity at the various facilities that are currently developing
alternate capacities for their CCR and non-CCR wastestreams. The data
submitted during the comment period will be used to strengthen EPA's
analysis of the time needed to develop alternate capacity. Based on
this information, EPA could revise its calculations and could
potentially change the cease receipt of waste deadline.
The EPA considered that the start of the 22.5 months could instead
be from the Waterkeeper decision date of March 13, 2019. However, given
that the language of the USWAG decision was clear that all units that
do not have a composite or alternate liner will be required to cease
receiving waste and close EPA believes that owners and operators of
unlined CCR surface impoundments would have started preparing for such
an event upon issuance of the mandate on October 15, 2018. This is
consistent with information received from industry stakeholders.
[[Page 65952]]
Accordingly, EPA is proposing to amend the regulatory language of
Sec. 257.101(a)(1) to delete the phrase, ``if at any time after
October 19, 2015 an owner or operator of an existing unlined CCR
surface impoundment determines in any sampling event that the
concentrations of one or more constituents listed in appendix IV to
this part are detected at statistically significant levels above the
groundwater protection standard established under Sec. 257.95(h) for
such CCR unit.'' The proposed new regulatory language of Sec.
257.101(a)(1) will read ``Except as provided by paragraph (a)(3) of
this section, no later than August 31, 2020, an owner or operator of an
existing unlined CCR surface impoundment must cease placing CCR and
non-CCR wastestreams into such CCR surface impoundment and either
retrofit or close the CCR unit in accordance with the requirements of
Sec. 257.102.''
Additionally, EPA is making a conforming change to Sec.
257.91(d)(2), which contained similar language. Specifically, EPA is
deleting all of Sec. 257.91(d)(2), which clarified how the closure
requirement applied in the context of a groundwater monitoring system
that covers multiple unlined impoundments. Since all unlined CCR
impoundments must now close or retrofit, this clarification is no
longer relevant.
(b) Amendments to Closure Due to Location Restrictions (Sec.
257.101(b)(1))
The October 2020 date applied not only to the unlined leaking units
subject to Sec. 257.101(a), but also to the units that failed the
minimum depth to aquifer location restriction standard subject to Sec.
257.101(b)(1)(i). Therefore, EPA is proposing that the deadline to
cease receipt of waste for these units also be amended to August 31,
2020. This new date was selected based on the same rationale explained
previously. These units are similarly situated in that these facilities
need additional time to develop alternate capacity to transition away
from their surface impoundments. As previously discussed, based on the
data from and information received from stakeholders, EPA calculated
that the average amount of time to take the necessary steps to cease
placement of waste into a surface impoundment is approximately 22.5
months. In addition, based on the data on facilities' public websites
regarding compliance with the location restriction standards, the
majority of the units that failed the aquifer location restriction are
also unlined and must close under Sec. 257.101(a). It is therefore
logical to establish the same deadline of August 31, 2020 to cease
receipt of waste. The EPA believes it is technically infeasible for a
majority of these units in question to be able to cease receipt of
waste prior to August 31, 2020 due to the lack of alternate capacities
and the immediate initiation of closure that requires units to cease
receiving waste that would cause disruptions to operations at the power
plants. Therefore, EPA is proposing the date of August 31, 2020 for the
cease placement of waste for Sec. 257.101(b)(1)(i) to replace the
current date of October 31, 2020 established in the July 2018 Final
Rule.
The amended regulatory language of Sec. 257.101(b)(1)(i) would
read ``Except as provided by paragraph (b)(4) of this section, the
owner or operator of an existing CCR surface impoundment that has not
demonstrated compliance with the location standard specified in Sec.
257.60(a) must cease placing CCR and non-CCR wastestreams into such CCR
unit no later than August 31, 2020, and close the CCR unit in
accordance with the requirements of Sec. 257.102.''
C. Alternate Closure Standards
The information that EPA has reviewed indicates that some
facilities will be unable to cease receiving waste by the new deadline
of August 31, 2020. In some cases, it may be due to circumstances
beyond the facility's control, such as extreme weather. Similarly,
delays may result from permitting requirements; as previously discussed
some states do not allow construction to begin until all permits have
been issued. In addition, the USWAG decision brought in a new group of
units that are required to close under Sec. 257.101(a); specifically,
``clay-lined'' impoundments and unlined impoundments that were not
leaking and passed location restrictions. Facilities with such units
did not anticipate having to cease using their surface impoundments so
rapidly. Therefore, they had not planned for such an event prior to the
USWAG decision. A number of these facilities only have the capacity to
manage their CCR and/or non-CCR wastes in their existing unlined CCR
surface impoundment; therefore, it is not technically feasible or them
to stop using the unlined surface impoundment by the new deadline of
August 31, 2020. For example, if the facility will continue to burn
coal and has decided to convert to dry handling that process can take
36 months. Even if the facility had begun on the day after the USWAG
decision, it is possible that, despite best efforts, the conversion
would not be complete by August 31, 2020. However, since most
facilities (approximately 80%) have already converted to dry
handling,\30\ EPA will handle such a facility with the proposed
alternate cease receipt of waste deadlines (Sec. Sec. 257.103(e) and
(f)), rather than a longer default time frame.
---------------------------------------------------------------------------
\30\ ``Supplemental Technical Development Document for the
Reconsideration of the Effluent Limitations Guidelines and Standards
for the Steam Electric Power Generating Point Source Category.'' See
Effluent Limitations Guidelines and Standards for the Steam Electric
Power Generating Point Source Category docket (EPA-HQ-OW-2009-0819).
---------------------------------------------------------------------------
Currently the regulations allow the continued use of CCR units due
to the lack of alternate capacity for CCR, under the alternate closure
requirements in Sec. 257.103. The current alternate closure provision
of Sec. 257.103(a) allows for the continued use of a CCR unit for
disposal of CCR if there is no alternate capacity available, on-site
and off-site. This provision grants a facility up to 5 years to find
alternate capacity for the CCR. Once additional capacity is found, the
CCR unit must cease receipt of waste and initiate closure.
Additionally, under Sec. 257.103(b), a facility may continue to
operate a CCR unit and receive CCR if they are planning to cease
operation of the coal-fired boilers by a date certain. Under this
provision, since the boiler is ceasing operation and CCR will no longer
be generated after a known date, the facility will not have to find
alternate capacity. For surface impoundments 40 acres or smaller the
boiler must cease operation and the CCR surface impoundment must
complete closure by October 17, 2023. For a surface impoundment larger
than 40 acres, the boiler must cease operation and the CCR surface
impoundment must complete closure by October 17, 2028. For landfills
the coal-fired boiler must cease operation and complete closure no
later than April 19, 2021.
However, both provisions only allow for the continued receipt of
CCR past the deadline in Sec. Sec. 257.101(a), (b)(1), and (d). The
alternate closure provisions in Sec. 257.103 do not address the
situations in which a facility needs alternate capacity for non-CCR
wastestreams.\31\ In the record before the Agency many facilities
highlighted that not having capacity for non-CCR wastestreams is a
critical issue that places the operation of the facility at risk.
Evidence suggests that the average time to develop alternative capacity
for non-CCR wastestreams is often the primary driver of determining a
technically feasible
[[Page 65953]]
timeframe for being able to initiate closure of surface impoundments
that comingle CCR and non-CCR wastestreams.
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\31\ In March 2018 Phase One proposed rule, EPA proposed
amendments to 257.103. The EPA received comments on those proposed
provisions. Therefore, EPA is still considering those comments from
the proposed amendments from March 2018 and may take final action in
a future rulemaking.
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To address this, EPA is proposing a series of amendments to the
alternate closure requirements in Sec. 257.103(a) and (b) that will
coordinate with the new regulatory framework governing the closure of
CCR surface impoundments. The EPA is proposing two new subparagraphs
specific to CCR surface impoundments: Sec. 257.103(e), which would
establish a short-term extension to the new cease receipt of waste
deadline in Sec. 257.101; and Sec. 257.103(f), which would establish
the process and criteria for facilities to obtain a site-specific
extension based on one of two demonstrations that additional time is
needed to cease receipt of waste in the unit. Rather than amending the
alternate cease receipt of waste deadlines for CCR surface impoundments
(Sec. Sec. 257.103(a) and (b)), which could potentially cause
complications for the CCR landfills that are also covered under those
provisions, EPA is proposing to establish separate provisions to
comprehensively address the issues specific to the closure of CCR
surface impoundments.
The short-term extension under Sec. 257.103(e) would grant
facilities a three-month extension to continue to receive CCR and/or
non-CCR wastestreams in order to complete the development of alternate
capacity. This short-term alternative is designed to be self-
implementing and for units that need three additional months or less to
complete the necessary measures to achieve cease receipt of waste into
the CCR surface impoundment in question. For units that qualify under
this provision, the deadline to cease receipt of waste and initiate
closure would be no later than November 30, 2020. The site-specific
alternate to initiation of closure (at Sec. 257.103(f)) will allow
facilities to submit a demonstration to EPA or the Participating State
Director for approval, either requesting the exact amount of time
necessary to complete the measures to obtain alternate capacity, with a
maximum of 5 years, or requesting an extension based on a showing that
the risks of continued operation of the impoundment will be offset by
the shorter time to complete closure. The EPA is proposing that
facilities could rely on either Sec. 257.103(e) or (f) to obtain
additional time to operate a unit but could not rely on both to
aggregate the maximum time periods authorized.
1. Applicability of Alternative Timeframes
The EPA is proposing to allow all CCR surface impoundments required
to close under Sec. 257.101(a), and (b) to be eligible for these two
alternative timeframes to initiate closure. The July 2018 final rule
extended the deadlines to cease receipt of waste for all units required
to close under Sec. 257.101(a) (unlined leaking impoundments) and for
a subset of units required to close under Sec. 257.101(b) (the surface
impoundments that failed the aquifer location restriction); therefore,
owner or operators of those units anticipated having to cease receipt
of waste no later than October 2020. However, some of those facilities
have demonstrated that it will not be technically feasible to reroute
the non-CCR wastestreams and create alternate capacity within that
timeframe. In addition, the USWAG decision mandated the closure of a
small group of surface impoundments that were either formerly certified
as ``clay-lined'' or that were unlined, but not leaking and compliant
with all location standards. This group of CCR surface impoundments,
approximately 45 impoundments (based on data from the publicly
accessible websites), were not required to close prior to the USWAG
decision and would not have conducted any preliminary planning for such
an activity. Therefore, these units in particular may need more time
beyond August 31, 2020. EPA is seeking comment on whether the new
alternative closure provisions should apply only to the universe of CCR
units affected by USWAG decision. Lastly, EPA is also proposing that
the CCR surface impoundments which failed location restrictions other
than the depth to aquifer location restriction are also eligible to
apply for an alternate compliance deadline. The date extension in the
July 2018 rule did not apply to the ``clay-lined'' or the unlined units
that were not leaking because as of July 2018 those units were not
subject to the closure requirements of the CCR rule under Sec.
257.101. However, EPA is proposing to include them in this new approach
to create a consistent regulatory system to move CCR surface
impoundments to initiate closure as quickly as possible.
2. Short Term Alternative To Cease Receipt of Waste Deadline (Sec.
257.103(e))
The EPA acknowledges that the time frames used to develop the
August 2020 deadline were estimated average durations and in reality,
due to unique circumstances, it may take some facilities slightly
longer than others to cease receipt of waste. To accommodate those
facilities that require some additional time to complete construction,
EPA is proposing that such facilities demonstrate and certify that they
will need additional time before they have the technically feasibility
to able to cease receipt of waste and initiate closure. The provision,
which is proposed at Sec. 257.103(e), would allow for no more than a
three-month extension, which means that the latest that a facility
could continue to operate a CCR surface impoundment under this
provision would be November 30, 2020. The EPA acknowledges that events
can occur which are completely out of the facility's control, such as
extreme weather or a delay in material fabrication. In essence, this
would be a limited ``force majeur'' provision.
The owner or operator would have to certify that the facility
continues to lack alternate capacity to manage their CCR and/or non-CCR
wastestreams, and that it was technically infeasible to meet the August
31, 2020 deadline to cease receipt of waste and initiate closure. This
certification, along with the supporting documentation, would then be
placed into the operating record and posted on the facility website,
for the unit in question, and sent to EPA as a notification. This
process grants the unit up to a three-month extension to allow the unit
to continue to operate until construction is complete, or until
November 30, 2020, whichever is earlier, without further action by EPA.
The requirements of the certification are similar to the requirements
of Sec. 257.103(a). The owner or operator would have to certify the
following: (1) No alternative disposal capacity is available on-site or
off-site (an increase in costs or inconvenience is not sufficient
support); (2) The owner or operator has made and continues to make
efforts to obtain additional capacity; and (3) The owner or operator is
(and must remain) in compliance with all other requirements of part
257. A brief narrative of each component of the certification would be
required to explain why a three-month extension is necessary. The
certification is to be placed in the facility's operating record,
placed on the facility's CCR website, and submitted to EPA as a
notification of the facility's intent to comply with the alternate
deadline under this provision.
The EPA is proposing to make this extension self-implementing
because it is of such short duration. Facilities will need to have
fundamentally completed construction in order for a three-month
extension to be useful. Moreover, were
[[Page 65954]]
EPA to approve each of these limited extensions, it would divert the
Agency's resources away from review of requests for more substantial
amounts of time. The EPA believes that these requests for longer
amounts of time should be subject to a closer review and thus is
proposing to devote its resources accordingly.
The EPA is proposing to amend the regulatory language of Sec.
257.103 and add a new paragraph, Sec. 257.103(e), to reflect this
proposal. The EPA is seeking comment on whether the short-term
alternate cease receipt of waste deadline should be only for non-CCR
wastestreams rather than CCR and/or non-CCR wastestreams.
3. Site Specific Alternative To Cease Receipt of Waste Deadline (Sec.
257.103(f))
The EPA acknowledges that the timeframe used to reach the new
deadline of August 31, 2020 was a calculated average and that some
facilities will need more time for CCR surface impoundments to cease
receipt of waste than a three-month extension. To accommodate the units
that will need longer than November 30, 2020 to complete their
arrangements, EPA is proposing to establish a site-specific alternative
(at Sec. 257.103(f)) that would allow the owner or operator to seek
approval from EPA or the Participating State Director to continue to
operate the CCR surface impoundment for a specified amount of time. The
EPA is proposing two bases on which a facility can obtain a site-
specific deadline to cease receipt of waste: (1) A demonstration that
development of alternate capacity for CCR and/or non-CCR cannot be
completed prior to November 30, 2020; and (2) a demonstration of lack
of capacity and permanent cessation of coal-fired boiler(s) by a date
certain. These two bases generally mirror the existing provisions at
Sec. Sec. 257.103(a) and (b). As noted, EPA is proposing to
consolidate the new procedures applicable to initiating the closure of
CCR surface impoundments into separate sections to avoid inadvertently
affecting the requirements for CCR landfills.
To obtain approval from EPA or the Participating State Director for
the first method, the owner or operator must demonstrate that it is not
technically feasible to complete the development/installation of
alternate capacity prior to November 30, 2020. In this demonstration,
the facility will need to present in detail the specifics of the
process they are undertaking to develop alternate capacities for the
necessary CCR and/or non-CCR wastestreams to support the claim that
additional time is necessary. To obtain approval from EPA or the
Participating State Director for the second method, the owner or
operator must demonstrate that the facility will permanently cease
operation of the coal fired boiler(s) by a date certain and that there
is currently no alternate capacity available on site or off site for
the CCR and/or non-CCR wastestreams. In this demonstration the owner or
operator will have to provide a plan for mitigating the potential risks
from the CCR surface impoundment for the duration of the continued
operation of the CCR surface impoundment until the expedited closure of
the unit. This alternative would allow the facilities that are
currently closing in accordance with Sec. 257.103(b) to continue to
receive non-CCR wastestreams, as well as CCR. Neither demonstrations
may rely solely on cost considerations as EPA cannot grant additional
time on this basis. See USWAG 901 F.3d at 448-449.
The EPA is seeking comment on whether the site-specific
alternatives to the cease receipt of waste deadline should be only for
non-CCR wastestreams rather than CCR and/or non-CCR wastestreams. If
the site-specific alternatives only applied for facilities with the
need for continued disposal of non-CCR wastestreams in CCR surface
impoundments, EPA would not be amending Sec. Sec. 257.103(a) and (b).
As such, EPA is seeking comment on whether the site-specific
alternatives should be only for non-CCR wastestreams.
(a) Proposed Demonstration Requirements for Development of Alternate
Capacity Infeasible
The EPA is proposing that the owner or operator must demonstrate
the time needed to obtain alternate capacity and cease receipt of waste
for CCR and/or non-CCR wastestreams to be submitted to EPA or the
Participating State Director at Sec. 257.103(f)(1). The demonstration
must include a detailed narrative of the plan the facility is
implementing to obtain alternate capacity so that their units that must
initiate closure can cease receipt of waste. The demonstration must
show that it is technically infeasible to manage the CCR and/or non-CCR
wastestreams on-site or off-site other than in the CCR surface
impoundment in question. The EPA is proposing to require that the
demonstration for each unit provide the lines of evidence to document
that the facility lacks capacity for CCR or non-CCR wastestreams: (1) A
demonstration of the lack of alternate capacity available on-site or
off-site; (2) a demonstration that CCR and/or non-CCR wastestreams must
continue to be managed in the CCR surface impoundment due to the
technical infeasibility of obtaining alternate capacity prior to
November 30, 2020; this demonstration must include an analysis of the
adverse impact to plant operations if the CCR surface impoundment in
question were to no longer be available for use; (3) a detailed
workplan on obtaining alternate capacity for CCR and/or non-CCR
wastestreams; and (4) a narrative on how the owner or operator will
continue to maintain compliance with all other aspects of the CCR rule.
The first and second lines of evidence are the same lines of
evidence required in Sec. 257.103(a). The owner or operator must
demonstrate that the CCR and/or non-CCR wastestreams must continue to
be managed in the CCR surface impoundment due to the technical
infeasibility of alternate capacity being available sooner than
November 30, 2020. An increase in costs or the inconvenience of
existing capacity is insufficient support to qualify for this
alternative. If the owner or operator provides no evidence other than
increased cost or inconvenience, EPA will consider the submission
incomplete and will return it to the owner/operator without further
action. The owner/operator may resubmit the demonstration with the
appropriate evidence (i.e., the owner or operator must discuss the
site-specific circumstances leading to the continued lack of capacity
and technical infeasibility of obtaining capacity for their CCR and/or
non-CCR wastestreams prior to November 30, 2020). These discussions
will tie into the workplan submitted as the third line of evidence.
The third proposed line of evidence in the demonstration is a
detailed workplan on the development and process to achieve alternate
handling capacity for CCR and/or non-CCR wastestreams. The EPA is
proposing that the workplan include the following elements at Sec.
257.103(f)(1)(i)(D): (1) A narrative discussion of the steps and
process that remain necessary to complete development of alternate
capacity for the wastestream(s); (2) a visual timeline depicting the
remaining steps needed to obtain alternate capacity; (3) a discussion
of the timeline and the processes that occur during each step; and (4)
a discussion of the steps already taken to achieve alternate capacity
including what steps have been completed and what steps remain. The EPA
believes facilities should already have most of these workplan elements
developed as part of their planning process for CCR surface
impoundments to cease receipt of waste.
[[Page 65955]]
The narrative discussion of the workplan is designed to explain to
the EPA how alternate capacity will be developed with an explanation as
to why that method was chosen over others. An owner or operator may
choose from several options to obtain alternate capacity, such as
building a new disposal unit, construction of a wastewater treatment
facility, converting to dry handling, etc. The narrative discussion
should describe why the option was selected and explain why other
options that could have been implemented sooner were not selected. This
discussion should include an in-depth analysis of the site and the
site-specific conditions that led to the decision to implement the
selected alternate capacity. Inclusion of visuals such as a facility
map, facility process flow diagram, the design of the new capacity,
etc. would be beneficial to any discussion on the new capacity and of
the facility as a whole. The narrative must also explain why the owner
or operator needs the amount of time being requested.
The second section of the workplan should include a visual
timeline, such as a Gantt chart, depicting the necessary steps required
to obtain the alternate capacity discussed in the narrative. A visual
timeline clearly indicates how each phase and the steps within that
phase interact with each other and the other phases. It will also show
any possible overlap of the steps and phases in achieving alternate
capacity. This timeline will show the total time needed to obtain the
alternate capacity and how long each step is expected to take. For an
example of a timeline see Southern Company's comments from the March
2018 Phase One Proposed rule in the docket \32\ or the sample Gantt
chart in the docket.\33\ The sample Gantt chart in the docket
demonstrates the level of detail that would be required in the
workplans submitted for approval. Similarly, as discussed in section B
of this preamble on the various alternate capacity technologies, each
phase for obtaining the alternate capacity must be broken out for the
time they take on the chart. Such phases include engineering and
design, contractor selection, equipment fabrication and delivery,
construction, and start up and implementation. Then within each phase,
the steps to complete that phase must be broken out to show how long
each step takes. As shown in the example Gantt chart in the docket,
each phase contains an overarching timeframe and then the time needed
for necessary steps to complete the phase. For example, the engineering
and design phase is 4 months and the steps to complete the engineering
and design phase are shown, site selection and survey, design of the
impoundment, process flow diagram edits, piping design, and how long
each of those steps take. This level of detail is expected for each
phase of obtaining the alternate capacity. The timeline also acts as a
visual assistant to the proposed third section of the work plan, a
narrative of the timeline.
---------------------------------------------------------------------------
\32\ Southern Company timing to initiate closure information
submissions and public comment on Phase 1 proposed rule in the
docket.
\33\ See Sample Gantt Chart in the docket.
---------------------------------------------------------------------------
The proposed third section for the workplan is a detailed narrative
of the schedule and a timeline of all the necessary phases and steps in
the workplan, in addition to the overall timeframe that will be
realistically required to obtain capacity and cease receipt of waste.
The owner or operator should identify the time required for each phase
and step accurately to obtain alternate capacity. For an example of a
good narrative and description of the processes on obtaining alternate
capacity, see Declaration of Jeffery Jenkins, Arizona Public Service in
the docket.\34\ The discussion in this declaration is a good starting
point for the level of detail EPA is proposing to require for this
section of the workplan. In addition, further discussions and more
clarity on how the phases and steps interact with each other and an
explanation on the amount of time needed would be beneficial for EPA.
---------------------------------------------------------------------------
\34\ See declaration of Jeffery Jenkins, Arizona Public Service
in the docket.
---------------------------------------------------------------------------
This section of the workplan should discuss why the length of time
for each phase and step is needed, including a discussion of the tasks
that occur during the specific stage of obtaining alternate capacity.
The workplan should discuss why each major step shown on the chart is
necessary to happen in the order it is occurring, including a
justification for the overall length of the phase. It should also
discuss the tasks that occur during each of the major steps within the
phase; for example, rather than simply stating ``order and fabrication
of impoundment liner,'' the workplan would need to discuss what
material must be ordered, where the fabrication takes places, and how
long it takes to fabricate and deliver the new liner material. Other
major discussion items on the overall time of the schedule should
include anticipated worker schedule, and any anticipated areas for
which the schedule could slip. The anticipated areas of delays could
include items outside of the facility's control, such as severe weather
events or delays in fabrication of materials. The schedule should also
indicate the time limiting factors in completing the plan, such as
having to take boilers off-line or if a certain step can only happen
during a specific time of year. The schedule should indicate the
fastest technically feasible timeline.
The proposed fourth section of the workplan contains a narrative of
the steps already taken to initiate closure and develop alternate
capacities for the CCR and/or non-CCR wastestreams. This section would
discuss all the steps taken, starting from when the owner or operator
started the design phase all the way up to the current steps occuring
while the workplan is being drafted and submitted for approval. In
addition, this discussion should indicate where the facility currently
is on the timeline and the processes that are currently being
undertaken at the facility to develop the selected alternate capacity.
This section of the workplan assists EPA in determining if the
submitted schedule for obtaining alternate capacity is accurate.
The overall workplan would need to document the efforts the owner
or operator has put into obtaining alternate capacities, the various
methods researched for alternate capacity, and the planning for the
alternate capacity for the wastestreams that needs to be redirected
from the CCR surface impoundment. The EPA seeks comment on additional
elements the workplan should contain.
The fourth line of evidence that would be required in the
demonstration is a compliance strategy for the CCR surface impoundment
in question. The EPA is proposing that to obtain approval for an
extension for the cease receipt of waste date, the CCR surface
impoundment in question must remain in compliance with all other
aspects of the CCR rule. This includes the requirement to conduct any
necessary corrective action and continual groundwater monitoring. This
line of evidence also includes compliance with other requirements of
the rule. The facilities' CCR compliance website must be completely up-
to-date and contain all the necessary notification postings. The
strategy would discuss the most recent groundwater monitoring data
results, the statistical analysis used to obtain the results, and the
next steps for the groundwater monitoring. If the unit has exceeded any
of the Appendix IV GWPS, the owner or operator must conduct an
assessment of corrective measures followed by selection of a remedy.
The current regulations do not permit waiting to implement a remedy
[[Page 65956]]
until initiation of closure of the unit. As such, if the facility is
undergoing remedy selection, a thorough discussion of the possible
remedies for corrective action is vital to obtaining approval for an
extension to the cease receipt of waste and initiation of closure
deadline. Without a demonstration of a compliance strategy and proper
corrective action measures, if necessary, the alternate compliance
deadline will not be granted.
Once a complete demonstration is submitted to EPA or the
Participating State Director for approval, EPA or the Participating
State Director will review the demonstration for completeness and post
a tentative approval or denial. The approval and implementation process
will be discussed later in this preamble in paragraph (e) of this
section.
(b) Proposed Demonstration Requirements for Permanent Cessation of
Coal-Fired Boiler(s) by a Date Certain
Currently under Sec. 257.103(b)(1), a CCR unit that would
otherwise be required to cease receiving CCR under Sec. 257.101(a),
(b)(1), or (d), may continue to receive CCR provided the owner or
operator of the facility certifies that the facility will cease
operation of the coal-fired boilers within the timeframes specified in
paragraphs (b)(2) through (b)(4) and that the CCR generated at that
facility (before the plant ceases to operate) must continue to be
managed in that unit due to the absence of alternative disposal
capacity both on-site and off-site. In such cases, the unit is allowed
to continue receiving CCR (and only CCR wastestreams), provided the
facility completes closure of the unit by the dates specified: 2023 or
2028 for surface impoundments less than 40 acres or more than 40 acres,
respectively. In contrast to subsection (a), under Sec. 257.103(b),
the owner or operator does not need to demonstrate any efforts to
develop alternative capacity because of the impending closure of the
power plant itself. As explained in the 2015 preamble, there are long-
term risks to human health and the environment from a leaking CCR unit
and those risks justify requiring those units to either meet the
federal criteria or close. However, EPA concluded that the risks
associated with allowing these units to continue to receive CCR would
be mitigated by the requirement that the facility comply with all other
requirements of the rule, including initiating groundwater monitoring
and corrective action where necessary. Critically, facilities that
choose to rely on this alternative must complete closure of their
disposal unit in an expedited timeframe; thus, the risks from these
units will be fully addressed sooner. Consequently, EPA concluded that
while over the short term the risks will be higher, however, in the
long term, the risks may be potentially lower than if the CCR unit had
closed in accordance with the normal closure timeframes. See 80 FR
21424 (April 17, 2015). These principles continue to apply. Since the
coal-boiler will shortly cease power generation, it would be illogical
to require these facilities to construct new capacity to manage CCR and
non-CCR wastestreams. The EPA is therefore proposing to adopt a
comparable provision in Sec. 257.103(f)(2), which will allow
facilities permanently ceasing operation of coal-fired boiler(s) to
continue to receive both CCR and non-CCR wastestreams, upon a showing
of a continued need to use the surface impoundment.
Specifically, EPA is proposing that facilities would need to submit
a demonstration to EPA or the Participating State Director for approval
that includes all of the following elements. First, the facility would
need to document that no alternative disposal capacity is available on-
site or off-site. This is the same showing currently required under
Sec. 257.103(b). Consistent with the existing provision, an increase
in costs or the inconvenience of existing capacity is not sufficient to
support qualification under this section.
Second, EPA is proposing that the facility submit a plan to
mitigate any potential risks to human health or the environment from
the CCR surface impoundment. This plan could include: A discussion of
the groundwater monitoring data and any found exceedances, the
assessment of corrective measures (if necessary from the groundwater
monitoring data), steps to keep the public aware of any possible risks
from the impoundment, a plan to ensure that drinking water wells are
not contaminated and if they are the steps to ensure the public has
access to clean drinking water, etc. This would be a new requirement;
because the current provision at Sec. 257.103(b) does not authorize
continued use of the impoundment for non-CCR wastewaters, and the
record for that provision does not account for those risks. As
previously explained, EPA lacks the data and time required to develop
national estimates of the risks from continued operation of these units
over the short term. The EPA is seeking comment on whether the owner or
operator should be required to submit a more in-depth site-specific
risk assessment of the CCR surface impoundment as part of their plan to
mitigate the risk from the unit.
The remaining elements are the same as those currently found in
Sec. 257.103(b). The facility must certify that it remains in
compliance with all other requirements of this subpart and must
document that the coal-fired boilers and closure of the impoundment
will be completed within the timeframes specified in paragraph
(f)(2)(ii) of this section. The deadlines of 2023 for surface
impoundments less than 40 acres and 2028 for surface impoundments
larger than 40 acres, respectively, were selected to ensure (1) that
closure of these units will be completed in a measurably shorter
timeframe; and (2) that overall the risks will be lower, or at least
equivalent to, the level of risk that would be achieved under the
rule's ``standard'' closure timeframes. Unlike the other provisions in
this proposal, Sec. 257.103(f)(2) does not establish a specific
deadline by which the facility must stop operating the impoundment.
Nevertheless, the expedited closure timeframes will effectively work to
limit the additional time that facilities can continue to receive
waste. Given the length of time needed to dewater an impoundment, EPA
expects that in many instances, facilities will not be able to extend
operation of the unit substantially and still be able to complete
closure by the deadline. The RIA that accompanies this proposed
rulemaking action estimates that approximately 37 facilities will apply
for an extension under this provision.
(c) Extensions of Alternate Compliance Deadline
The EPA acknowledges that projects can run behind schedule and
events may occur outside the facility's control. Therefore, EPA is
proposing that in such cases, a facility may request an extension to
the approved deadline under Sec. 257.103 (f)(1). However, EPA is
proposing a maximum of 5 years that could be authorized under paragraph
(f)(1). This means that no extension could extend past the maximum
cease receipt of waste deadline of October 15, 2023. If at any point a
facility becomes aware that they will not meet the approved deadline,
they would need to notify EPA or the Participating State Director.
Depending on the severity of the event, additional time may be granted
provided it would not extend past the maximum cease receipt of waste
deadline of October 15, 2023. The EPA is proposing this potential
extension in Sec. 257.103(f)(1)(iii). To obtain an extension of the
approved compliance deadline, the facility must
[[Page 65957]]
submit updated demonstration materials to EPA or the Participating
State Director with a detailed discussion of why an extension is
necessary. The owner or operator must also discuss the measures taken
to limit the additional amount of time needed. An explanation of any
problems that caused this significant delay of schedule would be
further discussed in the semi-annual progress report as described in
the next section.
(d) Semi-Annual Progress Reports
To provide transparency to the public that the facility is
following the approved alternate compliance deadline, EPA is proposing
to require posting on the facility's CCR publicly accessible website of
semi-annual progress reports on obtaining alternate capacity. Given
that these units could be operating and receiving waste for several
additional years, it is important to keep the public aware of the
facility's progress on obtaining alternate capacity. It is also
important for EPA to know if facilities are on track to meet their new
alternate compliance deadline.
Currently in Sec. 257.103(c) there is the requirement for annual
progress reports for the units who have certified for alternative
deadlines under Sec. Sec. 257.103(a) and (b). The EPA believes that
for the site-specific alternate cease receipt of waste deadline, semi-
annual rather than annual progress reports are more appropriate. The
time allowed under this new alternate in Sec. 257.103(f), will vary
site to site and could be shorter than the deadline alternative granted
for Sec. Sec. 257.103(a) and (b). Accordingly, EPA believes the
reporting frequency should also be more frequent for the progress
reports. Therefore, EPA is proposing a new semi-annual progress report
requirement for the units that successfully demonstrate and are
approved for the site-specific alternate to cease receipt of waste
deadline. The proposed regulation text for the requirement of semi-
annual progress reports will be located in Sec. 257.103(f)(1)(ix).
The semi-annual progress report will heavily rely on the workplan
and the timeline submitted with the workplan. The EPA is proposing the
reports contain the following components: (1) Discussion on progress of
obtaining alternate capacity and (2) discussion of any planned
operational changes at the facility. The first section of the report
would discuss the progress the facility has made since the previous
report or if it is the first report, since approval of the alternate
compliance deadline.
The first section of the report would be required to discuss the
following: (1) The current stage of obtaining alternate capacity in
reference to the timeline required in the workplan; (2) whether the
owner or operator is on schedule for obtaining alternate capacity; (3)
any problems encountered and a description of the actions taken to
resolve the problems; and (4) the goals for the next 6 months and major
milestones to be achieved. The first subsection discussion would
indicate what phase of the workplan timeline is currently happening at
the site and what has been accomplished in the past 6 months. This
discussion would include the major milestones that were accomplished
over the past 6 months. The second subsection would discuss if the
facility is on schedule to obtain alternate capacity by the approved
alternate deadline for cease receipt of waste. This section would
discuss if the facility is expecting to meet their deadline or if they
are anticipating being ahead or behind schedule. If the facility is
behind schedule, the discussion would be required to indicate what
steps are necessary to either catch up to the approved schedule or if
they are expecting to ask for an extension, how much more time is
needed. The third subsection would discuss whether any problems were
encountered, and a description of the actions taken to resolve those
problems. This subsection could potentially tie in to the previous
subsection's discussion of if the project is on track. It is possible a
problem arose causing a delay in the schedule; such problems would need
to be discussed in detail in this section. This could include a delay
of delivery of equipment, severe weather, delay of a permit, etc. There
would need to be a thorough discussion of what caused the problem, the
effects of the problem, and the plan to resolve the problem. It is also
possible problems were encountered that did not result in a delay of
the schedule; these too should be discussed in this subsection. This
demonstrates that the facility is able to resolve problems quickly
without affecting the project's deadline. The last subsection would
discuss the goals for the next 6 months and major milestones to be
achieved. This subsection makes the public and EPA aware of the
progress the facility plans on achieving in the coming months, up until
the next semi-annual progress report is due.
The EPA is seeking comment regarding whether a facility that is
fully on schedule or ahead of schedule with the approved timeline from
their demonstration and no significant problems have arisen or changes
in operational status, should be afforded a relaxation of the reporting
requirements to complete the first two subsections of the first section
of the semi-annual progress reports. In the semi-annual progress
reports the facility would indicate the stage they are currently on (as
specified in Sec. 257.103(f)(1)(ix)(A)(1)) and they are fully on
schedule or ahead of schedule (as specified in Sec.
257.103(f)(1)(ix)(A)(2)). The reports for the facility on schedule or
ahead of schedule should be significantly more condensed than the full
reporting requirements. The EPA believes facilities should be focusing
on obtaining alternate capacity rather than completing progress
reports, especially for the facilities that are on schedule with little
to report.
The second section of the progress reports would discuss any
planned operation changes of the facility. It is possible while the
facility is working to achieve alternate capacity, a decision is made
to either permanently shut down the plant or switch to an alternate
fuel source such as natural gas or biomass. Any such decisions would be
indicated in this section of the semi-annual progress report.
The EPA is proposing that the semi-annual reports be completed and
placed in the facility's operating record and posted on the facility's
CCR web page on April 1st and October 1st of each year until the
alternate compliance deadline. The first report will be due on
whichever posting deadline is soonest after approval of the alternate
compliance deadline is granted. The most current progress report should
not replace any previous version of the semi-annual progress report on
the facility's website. Therefore, the facility is expected to maintain
the previous reports on their website. The EPA seeks comment on whether
the dates of April 1 and October 1 are appropriate or whether alternate
months should be selected. The RIA which accompanies this proposed
rulemaking action estimates the cost associated with the additional
documentation required by the rule's provisions in Chapter 3.
(e) Procedures for Approval and Implementation
The EPA is proposing that the demonstrations for further time under
Sec. 257.103(f)(1) be submitted to EPA or the Participating State
Director for approval no later than June 30, 2020, or 2 months prior to
the facility's deadline to cease receiving waste. This deadline would
also apply to any extensions requested under Sec. 257.103(f)(1)(iii).
Two months should normally provide sufficient time for EPA to evaluate
the request and complete its review process. The EPA acknowledges that
the review
[[Page 65958]]
time is shorter than normal; however, this is a unique circumstance
where the Agency needs to establish a new compliance deadline for the
facility. Although two months prior to the current deadline is the
latest date to submit a request, EPA would encourage submissions at the
earliest point at which the facility knows further time to complete its
arrangements is needed. By contrast, requests for additional time to
operate a CCR surface impoundment under paragraph Sec. 257.103(f)(2)
must be submitted to EPA for approval no later than May 15, 2020. The
decision to shut down a boiler is not reached quickly and can require
approvals from (or at least coordination with) state regulatory
officials, among others. The EPA, therefore, expects that facilities
know now (or will decide shortly) whether they will seek to rely upon
the proposed provisions in Sec. 257.103(f)(2).
Upon receiving the demonstration for an alternate compliance
deadline, EPA or the Participating State Director will evaluate the
demonstration and could ask for additional information to complete its
review and/or discuss the demonstration with the facility. Submission
of a complete demonstration will toll, or to suspend, the facility's
deadline to cease receipt of waste until issuance of a final decision.
This ensures that a facility that has submitted a package in good faith
would not be penalized by any inadvertent administrative delays.
However incomplete submissions will not toll the facility's deadline;
here the equities lie squarely against granting any more time.
When the owner or operator submits the demonstration to EPA or the
Participating State Director for approval, the owner or operator must
prepare and place into the facility's operating record and on their CCR
website a notice of intent of applying for the site-specific
alternative to cease receipt of waste. The EPA or the Participating
State Director will then post the proposed decision to grant or deny
the request in whole or in part on EPA's website for public notice and
comment. The public will have 15 days to comment on the proposed
decision. If the demonstration is particularly complex, EPA or the
Participating State Director will provide a longer comment period of 20
to 30 days. The EPA acknowledges that the comment period is shorter
than normal; however, this is a unique circumstance where the Agency
needs to establish a new compliance deadline for the facility. The EPA
or the Participating State Director will evaluate the comments and
amend its decision accordingly. The EPA will post the final decision on
the demonstrations on EPA's website.
The EPA or the Participating State Director will finalize the
decision on the alternate compliance deadline no later than 4 months
after receiving a complete demonstration. This is the longest amount of
time EPA expects it should take to issue a final decision, although as
noted above, EPA believes it should normally take less time. If no
substantive comments are received on a proposed decision, it will
become effective 5 days from the close of the comment period.
The facility must post an approved or denied demonstration and
alternate compliance deadline decision on the facility's public CCR
website. The EPA is seeking comment on whether a Participating State
Director (i.e., a state director with an approved State CCR Permit
Program) should also have the authority to grant approvals. If a
facility completes the necessary alternate capacity prior to approval
from EPA, then the facility should notify EPA and withdraw their
demonstration.
4. Conforming Amendments to Sec. Sec. 257.103(a), (b), and (c)
To create a consistent framework for all CCR impoundments, EPA is
also proposing a series of amendments to the Sec. 257.103 introductory
paragraph and at Sec. Sec. 257.103(a), (b), and (c). Amending these
sections of Sec. 257.103, will simplify the framework for units that
require more time to the cease receipt of waste deadline triggered by
either Sec. Sec. 257.101(a), (b)(1), or (d). Additionally, EPA is
proposing to amend Sec. Sec. 257.103(a) and (b) to only be applicable
to CCR landfills.
(a) Amendments to Sec. Sec. 257.103(a) and (b)
The EPA is proposing to revise the introductory paragraph to Sec.
257.103 to add the phrase ``and/or non-CCR wastestreams'' and to add
references to the proposed new paragraphs (e) and (f) to Sec. 257.103
for the short-term alternative and the alternate compliance deadline
respectively. The introductory paragraph would read as: ``The owner or
operator of a CCR landfill, CCR surface impoundment, or any lateral
expansion of a CCR unit that is subject to closure pursuant to
257.101(a), (b)(1), or (d) may continue to receive CCR and/or non-CCR
in the unit provided the owner or operator meets the requirements of
either paragraph (a), (b), (e), or (f) of this section.''
The EPA is proposing conforming revisions to Sec. Sec. 257.103(a)
and (b) to reflect the proposals discussed above. The current
Sec. Sec. 257.103(a) and (b) apply to both CCR landfills and CCR
surface impoundments undergoing closure under Sec. 257.101 that need
additional time to find alternate capacity only for CCR wastestreams.
To be consistent with the proposals in Sec. Sec. 257.103 (e) and (f),
EPA is proposing to amend Sec. Sec. 257.103(a) and (b) to only apply
to CCR landfills. Some facilities have posted certifications under the
current Sec. 257.103(a) and (b) to allow continued receipt of CCR into
their surface impoundment. For these facilities, EPA will either
implement a transition period to allow sufficient time to complete the
documentation that may be required under Sec. Sec. 257.103 (e) or (f)
for their CCR surface impoundments, or, for those facilities that need
to continue to receive only CCR into the impoundment, a system that
would grandfather these units in. The EPA asks for comment on each of
these options. To reflect this proposed change the references to Sec.
257.101(a) and (b)(1) are being removed, as those sections apply only
to CCR surface impoundments. Additionally, EPA is proposing to revise
the term ``CCR unit'' to ``CCR landfill'' to ensure clarity that
Sec. Sec. 257.103(a) and (b) apply only to CCR landfills.
(b) Amendments to Sec. 257.103(c)
When EPA amended the cease receipt of waste date in the July 2018
rule in Sec. Sec. 257.101(a) and (b)(1), EPA neglected to make the
conforming changes to the notification requirements in Sec.
257.103(c). Therefore, EPA is proposing to amend the notification
requirements in Sec. 257.103(c) with the necessary conforming changes
due to the change in the cease receipt of waste date and in light of
the USWAG decision. The current text of Sec. 257.103(c)(1) requires
the owner or operator to prepare a notification within six months of
becoming subject to closure pursuant to Sec. 257.101(a), (b)(1), or
(d). In light of the USWAG decision and the change of date for cease
receipt of waste, this language no longer makes sense. The EPA is
proposing to amend Sec. 257.103(c)(1) by adding new paragraphs (i)
through (iii) for CCR units closing pursuant to Sec. Sec. 257.101(a),
(b)(1), and (d), respectively. Each respective subparagraph then
requires the owner or operator to prepare the notification no later
than the cease receipt of waste date according to Sec. Sec.
257.101(a), (b)(1), and (d).
VI. The Projected Economic Impacts of This Action
A. Introduction
The EPA estimated the costs and benefits of this action in an
Economic Analysis (EA) which is available in the
[[Page 65959]]
docket for this action. The EA estimates the incremental costs and cost
savings attributable to the provisions of this action, against the
baseline costs and practices in place as a result of the 2015 CCR final
rule and, the 2018 CCR Phase 1 final rule.
EPA updates the 2015 CCR final rule baseline to account for two
developments. These are the availability of new publicly accessible
universe data and the effect of the 2018 court decisions. These updates
increase the baseline costs estimated for the CCR program against which
the RIA estimates the incremental effects of this proposed rulemaking
action.
The RIA estimates that the net annualized impact of this proposed
regulation will be annual cost savings of $39.5 million. This action is
not considered an economically significant action under Executive Order
12866.
B. Affected Universe
The proposed rule affects coal fired electric utility plants
(assigned to the utility sector North American Industry Classification
System (NAICS) code 22). The rule is estimated to potentially impact
522 units at 230 facilities.
C. Costs and Cost Savings of the Proposed Rule
The costs attributable to this proposed rule are reporting and
documentation that must be completed by regulated entities and
submitted to EPA in order to qualify for some of the closure deadline
extension provisions of the rule as well as other reporting
requirements related to the closure of CCR units. These costs are
estimated to amount to an annualized $0.204 million per year when
discounting at 7%.
The cost savings attributable to this proposed rule include cost
savings from extending the deadlines by which units must cease
receiving waste and initiate closure. Cost savings also follow from the
avoided cost of new unit construction for CCR units associated with
qualified coal fired boilers which are closing by 2023 or 2028.
Overall, the proposed rule is expected to result in net cost savings of
an annualized $39.5 million when discounting at 7%.
VII. Statutory and Executive Order (E.O.) Reviews
Additional information about these statutes and Executive Orders
can be found at https://www2.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This is a significant regulatory action that was submitted to the
Office of Management and Budget (OMB) for review because it raises
novel legal or policy issues. Any changes made in response to OMB
recommendations have been documented in the docket. The EPA prepared an
analysis of the potential costs and benefits associated with this
action. This analysis is available in the docket and is summarized in
section VI of this preamble.
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
This action is expected to be an Executive Order 13771 deregulatory
action. Details on the estimated costs of this proposed rule can be
found in EPA's analysis of the potential costs and benefits associated
with this action.
B. Paperwork Reduction Act (PRA)
The information collection activities in this proposed rule have
been submitted for approval to the Office of Management and Budget
(OMB) under the PRA. The Information Collection Request (ICR) document
that the EPA prepared has been assigned EPA ICR number 1189.32. You can
find a copy of the ICR in the docket for this rule, and it is briefly
summarized here.
The information to be collected as a part of this rule includes
applications for the two alternatives to cease receipt or waste
deadlines. These applications are to ensure that the alternatives are
used only by facilities for which the August 31, 2020 cease receipt of
waste date is technically unfeasible.
Applications for the short term alternative deadline must certify
the following: (1) No alternative disposal capacity is available on-
site or off-site (an increase in costs or inconvenience is not
sufficient support); (2) The owner or operator has made and continues
to make efforts to obtain additional capacity; and (3) The owner or
operator is (and must remain) in compliance with all other requirements
of part 257. A brief narrative of each component of the certification
would be required to explain why a three-month extension is necessary.
Applications for the site specific alternative deadline must
certify the following: (1) A demonstration of the lack of alternate
capacity available on-site or off-site; (2) a demonstration that CCR
and/or non-CCR wastestreams must continue to be managed in the CCR
surface impoundment due to the technical infeasibility of obtaining
alternate capacity prior to November 30, 2020; this demonstration must
include an analysis of the adverse impact to plant operations if the
CCR surface impoundment in question were to no longer be available for
use; (3) a detailed workplan on obtaining alternate capacity for CCR
and/or non-CCR wastestreams; and (4) a narrative on how the owner or
operator will continue to maintain compliance with all other aspects of
the CCR rule. Facilities that intend to continue to generate
electricity from their coal fired boilers must also post semi-annual
progress reports on obtaining alternative capacity on their publicly
available website, while facilities with coal fired boilers closing by
a date certain must submit a plan to EPA to mitigate any potential
risks to human health and the environment from their CCR surface
impoundment.
Respondents/affected entities: Coal-fired electric utility plants
that will be affected by the rule.
Respondent's obligation to respond: The recordkeeping,
notification, and posting are mandatory as part of the minimum national
criteria being promulgated under Sections 1008, 4004, and 4005(a) of
RCRA
Estimated number of respondents: 300.
Frequency of response: The frequency of response varies.
Total estimated burden: 21,476 hours (per year). Burden is defined
at 5 CFR 1320.3(b).
Total estimated cost: $4,257,909 (per year), includes $21,408
annualized capital or operation & maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates and any suggested methods for
minimizing respondent burden to the EPA using the docket identified at
the beginning of this rule. You may also send your ICR-related comments
to OMB's Office of Information and Regulatory Affairs via email to
[email protected], Attention: Desk Officer for the EPA. Since
OMB is required to make a decision concerning the ICR between 30 and 60
days after receipt, OMB must receive comments no later than January 2,
2020. The EPA will
[[Page 65960]]
respond to any ICR-related comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. In
making this determination, the impact of concern is any significant
adverse economic impact on small entities. An agency may certify that a
rule will not have a significant economic impact on a substantial
number of small entities if the rule relieves regulatory burden, has no
net burden or otherwise has a positive economic effect on the small
entities subject to the rule. This action is expected to result in net
cost savings of an annualized $39.5 million per year. These cost
savings will accrue to all regulated entities. We have therefore
concluded that this action will relieve regulatory burden for all
directly regulated small entities. EPA requests comment on the effect
of this rule on regulated small entities.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate of $100 million
or more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. This action imposes
no enforceable duty on any state, local or tribal governments or the
private sector. The costs involved in this action are imposed only by
participation in a voluntary federal program. UMRA generally excludes
from the definition of ``federal intergovernmental mandate'' duties
that arise from participation in a voluntary federal program.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. For the ``Final Rule: Hazardous and Solid Waste
Management System; Disposal of Coal Combustion Residuals from Electric
Utilities'' published April 17, 2015 (80 FR 21302), EPA identified
three of the 414 coal-fired electric utility plants (in operation as of
2012) as being located on tribal lands; however, they are not owned by
tribal governments. These are: (1) Navajo Generating Station in
Coconino County, Arizona, owned by the Arizona Salt River Project; (2)
Bonanza Power Plant in Uintah County, Utah, owned by the Deseret
Generation and Transmission Cooperative; and (3) Four Corners Power
Plant in San Juan County, New Mexico owned by the Arizona Public
Service Company. The Navajo Generating Station and the Four Corners
Power Plant are on lands belonging to the Navajo Nation, while the
Bonanza Power Plant is located on the Uintah and Ouray Reservation of
the Ute Indian Tribe. Under the WIIN Act, EPA is the permitting
authority for CCR units located in Indian Country. Thus, Executive
Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risk and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental health risks or
safety risks addressed by this action present a disproportionate risk
to children. This action's health and risk assessments are contained in
the document titled ``Human and Ecological Risk Assessment of Coal
Combustion Residuals,'' which is available in the docket for the final
rule as docket item EPA-HQ-RCRA-2009-0640-11993.
As ordered by E.O. 13045 Section 1-101(a), for the ``Final Rule:
Hazardous and Solid Waste Management System; Disposal of Coal
Combustion Residuals from Electric Utilities'' published April 17, 2015
(80 FR 21302), EPA identified and assessed environmental health risks
and safety risks that may disproportionately affect children in the
revised risk assessment. The results of the screening assessment found
that risks fell below the criteria when wetting and run-on/runoff
controls required by the rule are considered. Under the full
probabilistic analysis, composite liners required by the rule for new
waste management units showed the ability to reduce the 90th percentile
child cancer and non-cancer risks for the groundwater to drinking water
pathway to well below EPA's criteria. Additionally, the groundwater
monitoring and corrective action required by the rule reduced risks
from current waste management units. This action does not adversely
affect these requirements and EPA believes that this rule will be
protective of children's health.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not a ``significant energy action'' because it is
not likely to have a significant adverse effect on the supply,
distribution or use of energy. For the 2015 CCR rule, EPA analyzed the
potential impact on electricity prices relative to the ``in excess of
one percent'' threshold. Using the Integrated Planning Model (IPM), EPA
concluded that the 2015 CCR Rule may increase the weighted average
nationwide wholesale price of electricity between 0.18 percent and 0.19
percent in the years 2020 and 2030, respectively. As the proposed rule
represents a cost savings rule relative to the 2015 CCR rule, this
analysis concludes that any potential impact on wholesale electricity
prices will be lower than the potential impact estimated of the 2015
CCR rule; therefore, this proposed rule is not expected to meet the
criteria of a ``significant adverse effect'' on the electricity markets
as defined by Executive Order 13211.
J. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994). The
documentation for this decision is contained in EPA's Regulatory Impact
Analysis (RIA) for the CCR rule which is available in the docket for
the 2015 CCR final rule as docket item EPA-HQ-RCRA-2009-0640-12034.
The EPA's risk assessment did not separately evaluate either
minority or low-income populations. However, to evaluate the
demographic characteristics of communities that may be affected by the
CCR rule, the RIA compares the demographic characteristics of
populations surrounding coal-fired electric utility plants with broader
population data for two geographic areas: (1) One-mile radius from CCR
management units (i.e., landfills and impoundments) likely to be
affected by groundwater releases from both landfills and impoundments;
and (2) watershed catchment areas
[[Page 65961]]
downstream of surface impoundments that receive surface water run-off
and releases from CCR impoundments and are at risk of being
contaminated from CCR impoundment discharges (e.g., unintentional
overflows, structural failures, and intentional periodic discharges).
For the population as a whole 24.8 percent belong to a minority
group and 11.3 percent falls below the Federal Poverty Level. For the
population living within one mile of plants with surface impoundments
16.1 percent belong to a minority group and 13.2 percent live below the
Federal Poverty Level. These minority and low-income populations are
not disproportionately high compared to the general population. The
percentage of minority residents of the entire population living within
the catchment areas downstream of surface impoundments is
disproportionately high relative to the general population, i.e., 28.7
percent, versus 24.8 percent for the national population. Also, the
percentage of the population within the catchment areas of surface
impoundments that is below the Federal Poverty Level is
disproportionately high compared with the general population, i.e.,
18.6 percent versus 11.3 percent nationally.
Comparing the population percentages of minority and low income
residents within one mile of landfills to those percentages in the
general population, EPA found that minority and low-income residents
make up a smaller percentage of the populations near landfills than
they do in the general population, i.e., minorities comprised 16.6
percent of the population near landfills versus 24.8 percent nationwide
and low-income residents comprised 8.6 percent of the population near
landfills versus 11.3 percent nationwide. In summary, although
populations within the catchment areas of plants with surface
impoundments appear to have disproportionately high percentages of
minority and low-income residents relative to the nationwide average,
populations surrounding plants with landfills do not. Because landfills
are less likely than impoundments to experience surface water run-off
and releases, catchment areas were not considered for landfills.
The CCR rule is risk-reducing with reductions in risk occurring
largely within the surface water catchment zones around, and
groundwater beneath, coal-fired electric utility plants. Since the CCR
rule is risk-reducing and this action does not add to risks, this
action will not result in new disproportionate risks to minority or
low-income populations.
List of Subjects in 40 CFR Part 257
Environmental protection, Waste treatment and disposal.
Dated: November 4, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons set out in the preamble, EPA proposes to amend
title 40, chapter I, of the Code of Federal Regulations as follows:
PART 257--CRITERIA FOR CLASSIFICATION OF SOLID WASTE DISPOSAL
FACILITIES AND PRACTICES
0
1. The authority citation for part 257 continues to read as follows:
Authority: 42 U.S.C. 6907(a)(3), 6912(a)(1), 6944(a), 6945(d);
33 U.S.C. 1345(d) and (e).
0
2. Amend Sec. 257.71 by:
0
a. Removing and reserving paragraph (a)(1)(i); and
0
b. Revising paragraphs (a)(3)(i) and (ii).
The revisions read as follows:
Sec. 257.71 Liner design criteria for existing CCR surface
impoundments.
(a) * * *
(3) * * *
(i) The owner or operator of the CCR unit determines that the CCR
unit is not constructed with a liner that meets the requirements of
paragraphs (a)(1)(ii) or (iii) of this section; or
(ii) The owner or operator of the CCR unit fails to document
whether the CCR unit was constructed with a liner that meets the
requirements of paragraphs (a)(1)(ii) or (iii) of this section.
* * * * *
0
3. Amend Sec. 257.91 by removing and reserving paragraph (d)(2).
Sec. 257.91 [Amended]
0
4. Amend Sec. 257.101 by revising paragraphs (a)(1) and (b)(1) to read
as follows:
Sec. 257.101 Closure or retrofit of CCR units.
(a) * * *
(1) Except as provided by paragraph (a)(3) of this section, no
later than August 31, 2020, an owner or operator of an existing unlined
CCR surface impoundment must cease placing CCR and non-CCR wastestreams
into such CCR surface impoundment and either retrofit or close the CCR
unit in accordance with the requirements of Sec. 257.102.
* * * * *
(b) * * *
(1)(i) Location standard under Sec. 257.60. Except as provided by
paragraph (b)(4) of this section, the owner or operator of an existing
CCR surface impoundment that has not demonstrated compliance with the
location standard specified in Sec. 257.60(a) must cease placing CCR
and non-CCR wastestreams into such CCR unit no later than August 31,
2020 and close the CCR unit in accordance with the requirements of
Sec. 257.102.
* * * * *
0
5. Amend Sec. 257.103 by:
0
a. Revising introductory text;
0
b. Revising paragraphs (a)(1) introductory text, (2) and (3);
0
c. Revising paragraph (b)(1) introductory text;
0
d. Removing and reserving paragraphs (b)(2) and (3);
0
e. Revising paragraph (c)(1); and
0
f. Adding paragraphs (e) and (f).
The additions and revisions read as follows:
Sec. 257.103 Alternate closure requirements.
The owner or operator of a CCR landfill, CCR surface impoundment,
or any lateral expansion of a CCR unit that is subject to closure
pursuant to Sec. 257.101(a), (b)(1), or (d) may continue to receive
CCR and/or non-CCR wastestreams in the unit provided the owner or
operator meets the requirements of either paragraph (a), (b), (e), or
(f) of this section.
(a)(1) No alternative CCR disposal capacity. Notwithstanding the
provisions of Sec. 257.101(d), a CCR landfill may continue to recieve
CCR if the owner or operator of the CCR landfill certifies that the CCR
must continue to be managed in that CCR landfill due to the absence of
alternative disposal capacity both on-site and off-site of the
facility. To qualify under this paragraph, the owner or operator of the
CCR landfill must document that all of the following conditions have
been met:
* * * * *
(2) Once alternative capacity is available, the CCR landfill must
cease receiving CCR and initiate closure following the timeframes in
Sec. 257.102(e) and (f).
(3) If no alternative capacity is identified within five years
after the initial certification, the CCR landfill must cease receiving
CCR and close in accordance with the timeframes in Sec. 257.102(e) and
(f).
(b)(1) Permanent cessation of a coal-fired boiler(s) by a date
certain. Notwithstanding the provisions of Sec. 257.101(d), a CCR
landfill may continue to receive CCR if the owner or operator certifies
that the facility will cease operation of the coal-fired boilers within
the timeframes specified in
[[Page 65962]]
paragraphs (b)(2) through (4) of this section, but in the interim
period (prior to closure of the coal-fired boiler), the facility must
continue to use the CCR unit due to the absence of alternative disposal
capacity both on-site and off-site of the facility. To qualify under
this paragraph, the owner or operator of the CCR unit must document
that all of the following conditions have been met:
* * * * *
(2) [Reserved]
(3) [Reserved]
* * * * *
(c) * * *
(1) The owner or operator must prepare and place in the facility's
operating record a notification of intent to comply with the
alternative closure requirements of this section. The notification must
describe why the CCR unit qualifies for the alternative closure
provisions under either paragraph (a) or (b) of this section, in
addition to providing the documentation and certifications required by
paragraph (a) or (b) of this section. The deadlines to prepare the
notification are specified in paragraphs (c)(1)(i) through (iii) of
this section.
(i) If the CCR unit is closing pursuant to Sec. 257.101(a)(1), the
owner or operator must prepare the notification no later than August
31, 2020.
(ii) If the CCR unit is closing pursuant to Sec. 257.101(b)(1),
the owner or operator must prepare the notification no later than
August 31, 2020.
(iii) If the CCR unit is closing pursuant to Sec. 257.101(d)(1),
the owner or operator must prepare the notification no later than six
months after the date it is determined that the CCR unit is not in
compliance with the requirements of Sec. 257.64(a).
* * * * *
(e)(1) Short-Term Alternate to Initiation of Closure.
Notwithstanding the provisions of Sec. 257.101(a), or (b)(1), a CCR
surface impoundment may continue to recieve CCR and/or non-CCR
wastestreams if the owner or operator of the CCR surface impoundment
certifies that the CCR and/or non-CCR wastestreams must continue to be
managed in that CCR surface impoundment to allow the facility to
complete the measures necessary to provide alternative disposal
capacity, either on-site or off-site of the facility. Qualification
under this paragraph lasts only until alternative capacity is available
or until November 30, 2020, whichever is sooner. To qualify under this
paragraph, the owner or operator of the CCR surface impoundment must
document that all of the following conditions have been met:
(i) No alternative disposal capacity is available on-site or off-
site. An increase in costs or the inconvenience of existing capacity is
not sufficient to support qualification under this section;
(ii) The owner or operator has made, and continues to make, efforts
to obtain additional capacity that will become available no later than
November 30, 2020. Once alternative capacity is identified, the owner
or operator must arrange to use such capacity as soon as feasible; and
(iii) The owner or operator must remain in compliance with all
other requirements of this subpart, including the requirement to
conduct any necessary corrective action. The owner or operator at all
times bears responsibility for demonstrating qualification under this
section. Failure to remain in compliance with any of the requirements
of this subpart could result in the automatic loss of authorization
under this section.
(2) Once alternative capacity is available, the CCR surface
impoundment must cease receiving CCR and non-CCR wastestreams and
initiate closure following the timeframes in Sec. 257.102(e) and (f).
(3) If no alternative capacity is identified by November 30, 2020,
the CCR surface impoundment must cease recieving CCR and non-CCR
wastestreams and close in accordance with the timeframes in Sec.
257.102(e) and (f).
(4) An owner or operator of a CCR surface impoundment that closes
in accordance with paragraphs (e) of this section must complete the
notices as specified in paragraphs (d) and (e)(4)(i) through (ii) of
this section.
(i) No later than August 31, 2020 the owner or operator must
prepare and place in the facility's operating record a notification of
intent to comply with alternative closure requirements of this section.
The notification must describe the factual basis to support the
facility's conclusion that the CCR unit qualifies for the alternative
closure provisions under this paragraph, in addition to providing the
documentation and certifications required by this paragraph.
(ii) An owner or operator of a CCR surface impoundment must also
prepare the notification of intent to close a CCR unit as required by
Sec. 257.102(g).
(f) Site Specific Alternate to Initiation of Closure Deadline.
Notwithstanding the provisions of Sec. 257.101(a), and (b)(1), a CCR
surface impoundment may continue to recieve CCR and/or non-CCR
wastestreams if the owner or operator of the CCR surface impoundment
demonstrates to the Administrator or the Participating State Director
that the CCR and/or non-CCR wastestreams must continue to be managed in
that CCR surface impoundment either: Because it was infeasible to
complete the measures necessary to provide alternative disposal
capacity on-site or off-site of the facility by November 30, 2020; or
because the owner or operator certifies that the facility will
permanently cease operation of the coal-fired boilers within the
timeframes specified in paragraph (f)(2)(ii) of this section.
Authorization under this paragraph is not available for units that have
continued operation pursuant to Sec. 257.103(e). The demonstration
must be submitted to the Administrator or the Participating State
Director no later than the relevant deadline in paragraph (f)(3) of
this section and will act on the submission in accordance with the
procedures in paragraph (f)(3) of this section.
(1) Development of Alternative Capacity Infeasible.
(i) To obtain approval under this paragraph, the owner or operator
of the CCR surface impoundment must submit a demonstration that
includes documents all of the following:
(A) Documentation that no alternative disposal capacity is
available on-site or off-site. An increase in costs or the
inconvenience of existing capacity is not sufficient to support
qualification under this section;
(B) A certification from the owner or operator of the CCR surface
impoundment that CCR and/or non-CCR wastestreams must continue to be
managed in that CCR surface impoundment because it was infeasible to
complete the measures necessary to obtain alternative disposal capacity
either on-site or off-site of the facility by November 30, 2020;
(C) A certification from the owner or operator of the CCR surface
impoundment that the facility is in compliance with all of the
requirements of this Subpart;
(D) A workplan that contains the following elements:
(1) A narrative discussing the approach selected to obtain
alternative capacity for CCR and/or non-CCR wastestreams;
(2) A detailed schedule of the fastest feasible time to complete
the measures necessary for alternate capacity to be available including
a visual timeline representation;
(3) A narrative discussion of the schedule and visual timeline
representation; and
(4) A narrative discussion of the progress the owner or operator
has made
[[Page 65963]]
to obtain alternative capacity for the CCR and/or non-CCR wastestreams;
(5) A narrative discussion of the strategy the owner or operator
will utilize to remain in compliance with all other requirements of
this subpart, including the requirement to conduct any necessary
corrective action;
(ii) Once alternative capacity for a CCR or non-CCR wastestream is
available, the existing CCR surface impoundment must cease receiving
that CCR or non-CCR wastestream. The new alternate capacity must be
utilized as soon as available. Once the existing CCR surface
impoundment ceases receipt of all CCR and/or non-CCR wastestreams, the
existing CCR surface impoundment must initiate closure following the
timeframes in 257.102(e) and (f).
(iii) An owner or operator may seek additional time beyond the time
granted in the initial approval by making the showing in paragraph
(f)(1)(i) of this section, provided that no facility may be granted
time to operate the impoundment beyond October 15, 2023. No later than
October 15, 2023, all CCR surface impoundments covered by this section
must cease receiving CCR and non-CCR wastestreams and close in
accordance with the timeframes in Sec. 257.102(e) and (f).
(iv) The owner or operator at all times bears responsibility for
demonstrating qualification under this section. Failure to remain in
compliance with any of the requirements of this subpart will result in
the automatic loss of authorization under this section.
(v) An owner or operator of a CCR surface impoundment that closes
in accordance with paragraph (f)(1) of this section must complete the
notices and progress reports as specified in paragraphs (d) and
(f)(1)(vi) through (xi) of this section.
(vi) Upon submission of the demonstration to the Administrator or
the Participating State Director the owner or operator must prepare and
place in the facility's operating record a notification of submitting
the demonstration.
(vii) Upon approval or denial from the Administrator or the
Participating State Director the owner or operator must prepare and
place in the facility's operating record the notification of approval
or denial and the approved or denied demonstration required by
paragraph (f)(1) of this section.
(viii) If at any time after approval, the owner or operator
discovers the need to seek additional time due to infeasibility to
achieve cease receipt of waste prior to the granted alternative
deadline under paragraph (f)(1)(iii) of this section, the owner or
operator must submit a notification to the Administrator or the
Participating State Director as soon as possible. The owner or operator
must prepare and place the notification in the facility's operating
record.
(ix) The owner or operator must prepare semi-annual progress
reports. The semi-annual progress reports are to contain the following:
(A) Discussion on progress obtaining alternative capacity,
including:
(1) Discussion on the current stage of obtaining the capacity in
reference to the timeline required under paragraph (f)(1)(i)(D)(2) of
this section;
(2) Discussion on if the owner or operator is on schedule for
obtaining alternative capacity;
(3) Discussion of any problems encountered, and a description of
the actions taken to resolve the problems; and
(4) Discussion of the goals for the next 6 months and major
milestones to be achieve for obtaining alternative capacity; and
(B) Discussion of any planned operational changes at the facility.
(x) The progress reports are to be completed according to the
following schedule:
(A) The semi-annual progress reports are to be prepared and posted
on April 1 and October 1 of each year for the duration of the alternate
cease receipt of waste deadline.
(B) The first semi-annual progress report is to be prepared and
posted by whichever date, April 1 or October 1, is soonest after
receiving approval from the Administrator or the Participating State
Director; and
(C) The owner or operator has completed the progress reports
specified in paragraph (f)(1)(ix) of this section when the reports are
placed in the facility's operating record as required by Sec.
257.105(i)(17).
(xi) An owner or operator of a CCR surface impoundment must also
prepare the notification of intent to close a CCR unit as required by
Sec. 257.102(g).
(2) Permanent cessation of a coal-fired boiler(s) by a date
certain.
(i) Notwithstanding the provisions of Sec. 257.101(a), and (b)(1),
a CCR surface impoundment may continue to receive CCR and non-CCR
wastestreams if the owner or operator certifies that the facility will
cease operation of the coal-fired boilers and complete closure of the
impoundment within the timeframes specified in paragraphs (f)(2)(ii) of
this section, but in the interim period (prior to closure of the coal-
fired boiler), the facility must continue to use the CCR unit due to
the absence of alternative disposal capacity both on-site and off-site
of the facility. To qualify under this paragraph, the owner or operator
of the CCR unit must submit a demonstration to the Administrator or
Participating State Director that contains all of the following:
(A) Documentation that no alternative disposal capacity is
available on-site or off-site. An increase in costs or the
inconvenience of existing capacity is not sufficient to support
qualification under this section.
(B) A plan to mitigate potential risks to human health and the
environment from the CCR surface impoundment;
(C) Certification that the owner or operator remains in compliance
with all other requirements of this subpart, including the requirement
to conduct any necessary corrective action; and
(D) Documentation that the coal-fired boilers and closure of the
impoundment will be completed within the timeframes specified in
paragraphs (f)(2)(ii) of this section.
(ii) Timeframes
(A) For a CCR surface impoundment that is 40 acres or smaller, the
coal-fired boiler must cease operation and the CCR surface impoundment
must have completed closure no later than October 17, 2023.
(B) For a CCR surface impoundment that is larger than 40 acres, the
coal-fired boiler must cease operation, and the CCR surface impoundment
must complete closure no later than October 17, 2028.
(iii) The owner or operator at all times bears responsibility for
demonstrating qualification for authorization under section. Failure to
remain in compliance with any of the requirements of this subpart will
result in the automatic loss of authorization under this section.
(iv) An owner or operator of a CCR surface impoundment that closes
in accordance with paragraph (f)(2) of this section must complete the
notices and progress reports as specified in paragraphs (d) and
(f)(2)(v) through (vii) of this section.
(v) Upon submission of the demonstration to the Administrator or
the Participating State Director the owner or operator must prepare and
place in the facility's operating record a notification of submitting
the demonstration.
(vi) Upon approval or denial from the Administrator or the
Participating State Director the owner or operator must prepare and
place in the facility's operating record the notification of approval
or denial and the approved or denied demonstration required by
paragraph (f)(2) of this section.
(vii) The owner or operator must prepare an annual progress report
[[Page 65964]]
documenting the continued lack of alternative capacity and the progress
towards the closure of the CCR surface impoundment.
(3) Process to Obtain Authorization
(i) Deadlines for Submission
(A) The owner or operator must submit the demonstration required
under paragraph (f)(1)(i) of this section, for an alternative cease
receipt of waste deadline for a CCR surface impoundment pursuant to
paragraph (f)(1) of this section, to EPA for approval no later than 2
months prior to the unit's deadline to cease receiving waste.
(B) An owner or operator may seek additional time beyond the time
granted in the initial approval, as allowed under paragraph (f)(1)(iii)
of this section, by submitting a new demonstration, as required under
paragraph (f)(1)(i) of this section, to EPA for approval. No facility
may be granted time to operate the impoundment beyond October 15, 2023.
(C) The owner or operator must submit the demonstration required
under paragraph (f)(2)(i) of this section, for an alternative cease
receipt of waste deadline for a CCR surface impoundment under paragraph
(f)(2) of this section, to EPA for approval no later than May 15, 2020.
(ii) EPA will evaluate the demonstration and may request additional
information to complete its review. Submission of a complete
demonstration will toll the facility's deadline to cease receipt of
waste until issuance of a final decision under paragraph (f)(3)(iv) of
this section. Incomplete submissions will not toll the facility's
deadline.
(iii) EPA will publish a proposed decision on EPA's website for a
15-day comment period. If the demonstration is particularly complex,
EPA will provide a comment period of 20 to 30 days.
(iv) After consideration of the comments, EPA will issue its
decision on the alternate compliance deadline within 4 months of
receiving a complete demonstration. If no substantive comments are
received, the proposed decision will become effective 5 days from the
close of the comment period.
0
6. Amend Sec. 257.105 by adding paragraphs (i)(14) through (21).
Sec. 257.105 Recordkeeping requirements.
* * * * *
(i) * * *
(14) The notification of intent to comply with the short-term
alternative to initiation of closure as required by Sec.
257.103(e)(4)(i).
(15) The notification of intent to comply with the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as required by Sec. 257.103(f)(1)(vi).
(16) The approved or denied demonstration for the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as required by Sec. 257.103(f)(1)(vii).
(17) The notification for requesting additional time to the
alternative cease receipt of waste deadline as required by Sec.
257.103(f)(1)(viii).
(18) The semi-annual progress reports as for the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as required by Sec. 257.103(f)(1)(ix).
(19) The notification of intent to comply with the site-specific
alternative to initiation of closure due to permanent cessation of a
coal-fired boiler(s) by a date certain as required by Sec.
257.103(f)(2)(v).
(20) The approved or denied demonstration for the site-specific
alternative to initiation of closure due to permanent cessation of a
coal-fired boiler(s) by a date certain as required by Sec.
257.103(f)(2)(vi).
(21) The annual progress report for the site-specific alternative
to initiation of closure due to permanent cessation of a coal-fired
boiler(s) by a date certain as required by Sec. 257.103(f)(2)(vii).
* * * * *
0
7. Amend Sec. 257.106 by adding paragraphs (i)(14) through (21).
Sec. 257.106 Notification requirements.
* * * * *
(i) * * *
(14) Provide the notification of intent to comply with the short-
term alternative to initiation of closure as specified under Sec.
257.105(i)(14).
(15) Provide the notification of intent to comply with the site-
specific alternative to initiation of closure due to development of
alternate capacity infeasible as specified under Sec. 257.105(i)(15).
(16) Provide the approved or denied demonstration for the site-
specific alternative to initiation of closure due to development of
alternate capacity infeasible as required by as specified under Sec.
257.105(i)(16).
(17) Provide the notification for requesting additional time to the
alternative cease receipt of waste deadline as required by Sec.
257.1035(i)(17).
(18) The semi-annual progress reports as for the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as specified under Sec. 257.105(i)(18).
(19) Provide the notification of intent to comply with the site-
specific alternative to initiation of closure due to permanent
cessation of a coal-fired boiler(s) by a date certain as specified
under Sec. 257.105(i)(19).
(20) Provide the approved or denied demonstration for the site-
specific alternative to initiation of closure due to permanent
cessation of a coal-fired boiler(s) by a date certain as required by
Sec. 257.105(i)(20).
(21) The annual progress report for the site-specific alternative
to initiation of closure due to permanent cessation of a coal-fired
boiler(s) by a date certain as required by Sec. 257.105(i)(21).
* * * * *
0
8. Amend Sec. 257.107 by adding paragraphs (i)(14) through (21).
Sec. 257.107 Publicly accessible internet site requirements.
* * * * *
(i) * * *
(14) The notification of intent to comply with the short-term
alternative to initiation of closure as specified under Sec.
257.105(i)(14).
(15) The notification of intent to comply with the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as specified under Sec. 257.105(i)(15).
(16) The approved or denied demonstration for the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as required by as specified under Sec.
257.105(i)(16).
(17) The notification for requesting additional time to the
alternative cease receipt of waste deadline as required by Sec.
257.1035(i)(17).
(18) The semi-annual progress reports as for the site-specific
alternative to initiation of closure due to development of alternate
capacity infeasible as specified under Sec. 257.105(i)(18).
(19) The notification of intent to comply with the site-specific
alternative to initiation of closure due to permanent cessation of a
coal-fired boiler(s) by a date certain as specified under Sec.
257.105(i)(19).
(20) The approved or denied demonstration for the site-specific
alternative to initiation of closure due to permanent cessation of a
coal-fired boiler(s) by a date certain as required by Sec.
257.105(i)(20).
(21) The annual progress report for the site-specific alternative
to initiation of closure due to permanent cessation of a coal-fired
boiler(s) by a date certain as required by Sec. 257.105(i)(21).
* * * * *
[FR Doc. 2019-24927 Filed 11-29-19; 8:45 am]
BILLING CODE 6560-50-P