Proposed Information Collection; Comment Request; National Survey of Children's Health, 63839-63842 [2019-24962]
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Federal Register / Vol. 84, No. 223 / Tuesday, November 19, 2019 / Notices
USDA component or program; or (3) for
the purpose of verifying the accuracy of
information submitted by an individual
who has requested such redress on
behalf of another individual. USDA
payroll and operational expenditures
are in aggregate.
J. To a Congressional office in
response to an inquiry made at the
written request of the individual to
whom the record pertains;
K. To another Federal agency or
Federal entity, when information from
this system of records is reasonably
necessary to assist the recipient agency
or entity in (1) responding to a
suspected or confirmed breach or (2)
preventing, minimizing, or remedying
the risk of harm to individuals,
(including its information systems,
programs, and operations), the Federal
Government, or national security;
POLICIES AND PRACTICES FOR STORAGE OF
RECORDS:
FAS is responsible for maintaining its
program. These records are
electronically stored at NITC and are
under the custodial care of FAS.
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POLICIES AND PRACTICES FOR RETRIEVAL OF
RECORDS:
iMART does not interface or connect
directly with NITC for personnel data.
Select personnel information from NITC
in an Excel report is loaded into iMART
on a periodic basis. iMART internal
personal records can be searched and
retrieved by authorized and
authenticated users with access by role,
responsibility, and privilege. These
records are indexed by the Microsoft
database using Global Unique Identifier
(GUID) and automatically generated
integers. The software allows users to
search indexed records by first and last
name personal identifiers. Users can
only conduct searches electronically
from iMART web pages and web
reports. Some of the search results are
displayed on the screen and many are
presented in reports. Electronic records
are retrieved from NITC.
Currently, the only automated form
stored in iMART is the AD–287–2
(Recommendation and Approval Form)
which collects name of employee, pay
plans and award types. This form will
be for internal use for USDA employees
only. FAS do not require collecting an
individual’s SSN on this form. FAS
plans to continue to automate its
business processes along with forms
associated with FAS human resources
and budgetary requirements to comply
with mandatory OMB and department
mandates.
iMART access and authentication are
built to meet USDA policies and
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practices including identification cards,
network access, and electronic
authentication methods. All iMART
user access is built on a role,
responsibility, and privilege matrix
based on user need to know. The
administration console, policies, and
procedures are documented in a User
Guide. The user access console is
managed by the System Owner.
DEPARTMENT OF COMMERCE
POLICIES AND PRACTICES FOR RETENTION AND
DISPOSAL OF RECORDS:
SUMMARY:
Records are retained and disposed of
in accordance with the NARA’s General
Record Schedule (GRS) 2.3 (1.3 is for
Budget Records, 2.2 is for Employee
Management Records, and 2.3 is for
Employee Relations Records) but may
be retained for a longer period as
required by litigation, investigation,
and/or audit. Electronic and/or paper
records are retained with USDA
employees at USDA offices.
ADMINISTRATIVE, TECHNICAL, AND PHYSICAL
SAFEGUARDS:
Electronic records are stored securely
at NITC. FAS employee access to and
use of these records are limited to those
persons whose official duties require
such access. All users are given security
awareness training which covers
procedures for handling sensitive
information, including personally
identifiable information (PII). Annual
refresher training is mandatory. All
USDA employees and contractors with
authorized access have undergone a
thorough background security
investigation.
RECORD ACCESS PROCEDURES:
The long-term plan is to allow users
to access their own data; however, at
this time that security/role base
permission is not available.
CONTESTING RECORD PROCEDURES:
The long-term plan is to allow users
to access their own data; however, at
this time that security/role base
permission is not available. Contacting
the program area point of contact (POC)
is the method used to correct data
discrepancies.
NOTIFICATION PROCEDURES:
Same as Record Access Procedures.
EXEMPTIONS PROMULGATED FOR THE SYSTEM:
None.
HISTORY:
None (this is a new SORN).
[FR Doc. 2019–25020 Filed 11–18–19; 8:45 am]
BILLING CODE 3410–10–P
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Census Bureau
Proposed Information Collection;
Comment Request; National Survey of
Children’s Health
U.S. Census Bureau,
Commerce.
ACTION: Notice.
AGENCY:
The Department of
Commerce, as part of its continuing
effort to reduce paperwork and
respondent burden, invites the general
public and other Federal agencies to
take this opportunity to comment on a
proposed revision of the National
Survey of Children’s Health, as required
by the Paperwork Reduction Act of
1995.
DATES: To ensure consideration, written
comments must be submitted on or
before January 21, 2020.
ADDRESSES: Direct all written comments
to Carolyn Pickering, Survey Director,
U.S. Census Bureau, 4600 Silver Hill
Road, HQ–7H153, Washington, DC
20233 (or via the internet at
PRAcomments@doc.gov). You may also
submit comments, identified by Docket
Number USBC–2019–0016 to the
Federal e-Rulemaking Portal: https://
www.regulations.gov. All comments
received are part of the public record.
No comments will be posted to https://
www.regulations.gov for public viewing
until after the comment period has
closed. Comments will generally be
posted without change. All Personally
Identifiable Information (for example,
name and address) voluntarily
submitted by the commenter may be
publicly accessible. Do not submit
Confidential Business Information or
otherwise sensitive or protected
information. You may submit
attachments to electronic comments in
Microsoft Word, Excel, or Adobe PDF
file formats.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the information collection
instrument(s) and instructions should
be directed to Carolyn Pickering, U.S.
Census Bureau, ADDP, HQ–7H153, 4600
Silver Hill Road, Washington, DC
20233–0001 (301–763–3873 or via email
at Carolyn.M.Pickering@census.gov).
SUPPLEMENTARY INFORMATION:
I. Abstract
Sponsored primarily by the U.S.
Department of Health and Human
Services’ Health Resources Services
Administration’s Maternal and Child
Health Bureau (HRSA MCHB), the
National Survey of Children’s Health
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(NSCH) is designed to produce data on
the physical and emotional health of
children under 18 years of age who live
in the United States. The United States
Department of Agriculture and the
United States Department of Health and
Human Services’ Center for Disease
Control and Prevention, National Center
on Birth Defects and Developmental
Disabilities sponsor supplemental
content on the NSCH. Additionally, the
upcoming cycle of the NSCH would like
to feature four individual state
oversamples that include the selection
of a pre-determined number of sample
cases above the current production base
sample in those states. The state
oversamples would be sponsored by the
State of Colorado, the State of Nebraska,
the Oregon Center for Children and
Youth with Special Health Care Needs,
and the State of Wisconsin.
The NSCH collects information on
factors related to the well-being of
children, including access to health
care, in-home medical care, family
interactions, parental health, school and
after-school experiences, and
neighborhood characteristics. The goal
of the 2020 NSCH is to provide HRSA
MCHB, the supplemental sponsoring
agencies, states, and other data users
with the necessary data to support the
production of national estimates yearly
and state-based estimates with pooled
samples on the health and well-being of
children, their families, and their
communities as well as estimates of the
prevalence and impact of children with
special health care needs.
Proposed Changes
Below is a list of updates we are
requesting for the 2020 NSCH. These
updates will be described in further
detail within the full Office of
Management and Budget (OMB)
Information Collection Request (ICR)
package.
• Increased sample size—With
additional sponsor funding and realized
cost savings from streamlining the
survey operations process, we are
requesting an increase in sample size.
The base NSCH sample plus the
proposed state oversamples may reach
up to 240,000 addresses for the 2020
NSCH. The additional burden on any
one address is not increasing as the total
estimated time to complete the survey
remains less than 5 minutes for
households without children and, on
average, 33 minutes for households with
children. However, because the total
number of sampled addresses is
increasing by approximately 45,000, the
total overall burden to the public is also
increasing by approximately 9,271
hours. The increased sample will allow
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individual states to produce statistically
sound child health estimates in a fewer
number of years than if the sample were
to remain the same annually, thereby
resulting in more timely state-level
health estimates of children.
• Unconditional incentive
distribution percentage—We plan to
continue monitoring the effectiveness of
the unconditional monetary incentive,
but request an increase to the percent of
addresses receiving a $5 incentive in the
initial screener mailing. When utilized,
an unconditional incentive has proven
effective each cycle of the NSCH.
Response rates for the unconditional
monetary incentive groups showed a
statistically significant difference over
the control group that did not receive an
unconditional monetary incentive. A
larger increase in response was noted
for the households mailed a $5
compared with the $2 incentive,
however both treatment groups have
proven effective at reducing
nonresponse bias by encouraging
response. For both the 2018 NSCH and
2019 NSCH, the initial screener
incentive splits were 45% received $2;
45% received $5; and 10% did not
receive an incentive. The proposal for
2020 NSCH is that 30% receive $2; 60%
receive $5; and 10% would not receive
an incentive with the initial mailing.
The incentive assignment to each
sampled address would still be random
as was done in prior cycles and
approved by OMB. Results from the
2018 NSCH indicate that the increased
incentive amount proved effective at
obtaining a higher response in general
and particularly so from
underrepresented population groups.1
Therefore, the goal of an increased $5
incentive treatment group is aimed at
reducing nonresponse bias further.
• Redesigned survey contact
materials test—Instead of testing a
redesigned envelope alone in the initial
mailing (as was done in 2019), the 2020
NSCH plans to assign a 30%
experimental treatment group to receive
a redesigned suite of screener (and
topical if applicable) survey invitation
and follow-up mail packages throughout
the entire data collection period. Two
rounds of cognitive testing were
approved previously by OMB 2 and will
be used to inform development of the
redesigned contact materials and
envelopes. The goal of the redesign is to
provide the sampled addresses with a
cohesive set of items within each survey
invitation package. The proposed
materials include key facts pertaining to
survey data usage, relatable images for
the target population, and colors that
match the associated paper
questionnaires. We plan to evaluate the
experimental treatment group after data
closeout to determine the effectiveness
of the redesigned package strategy and
inform future decision-making.
• Revised questionnaire content—The
NSCH questionnaires with newly
proposed and revised content from the
sponsors at HRSA MCHB are currently
undergoing two rounds of cognitive
testing. This testing request was
submitted under the generic clearance
package and approved by OMB 3. Based
on the results, a final set of proposed
modified content will be included in the
full OMB ICR for the 2020 NSCH.
• State oversample 4—In order to
inform state-level decision making
around various priorities, some
stakeholders have shown interest in
sponsoring an oversample of addresses
within their state as part of the annual
NSCH administration. Currently, four
states (Colorado, Nebraska, Oregon, and
Wisconsin) are moving forward with
this option for the first time as part of
the 2020 NSCH. Oversamples will
provide states with more robust data for
analysis and planning at the state level.
The oversamples can be classified as
either a general state-wide oversample
or sub-state oversample. The state-wide
oversample increases the total number
of sampled addresses within a given
state and will be distributed to the
geographic areas similarly to the
production base sample. State-level
estimates of rare populations or
outcomes could be evaluated from this
larger sample, but sub-state (e.g.,
county-level) estimates could not. The
sub-state oversample is aimed at
producing smaller than state-level (e.g.,
county or county-level grouping)
estimates in combination with the
NSCH base sample to reach a specific
sample size in each targeted group. The
requirements to meet each sub-state
oversample are primarily determined by
county for the 2020 NSCH.
1 U.S. Census Bureau. (2019). 2018 NSCH
methodology report. Retrieved from https://
www2.census.gov/programs-surveys/nsch/
technical-documentation/methodology/2018-NSCHMethodology-Report.pdf.
2 Generic Clearance Information Collection
Request: https://www.reginfo.gov/public/do/
PRAViewIC?ref_nbr=201606-0607003&icID=236843.
3 Generic Clearance Information Collection
Request: https://www.reginfo.gov/public/do/
PRAViewIC?ref_nbr=201606-0607003&icID=237067.
4 State Oversampling in the National Survey of
Children’s Health: Feasibility, Cost, and Alternative
Approaches https://census.gov/content/dam/
Census/programs-surveys/nsch/NSCH_State_
Oversample_Summary_Document.pdf.
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Current Design
Besides the proposed changes listed
above, the 2020 NSCH will proceed
with the current design outlined in the
previous OMB ICR package. We will
continue to make modifications to data
collection strategies based on modeled
information about paper or internet
response preference. Results from prior
survey cycles will continue to be used
to inform the decisions made regarding
future cycles of the NSCH.
Based on the results from prior survey
cycles and available funds, an
unconditional cash incentive will be
included with the initial mailing.
Survey research indicates that
incentives are a necessary and
cost-effective expense for achieving a
response rate that minimizes
nonresponse bias.5 Our testing to date is
consistent with this research. Evaluation
of previous NSCH cycles showed a
statistically significant difference in
response rates when respondents
received an incentive compared to those
who were part of the control group that
did not receive an incentive. The effect
of the incentive was proportionately
larger for household types that were less
likely to respond in previous years,
reducing nonresponse bias. There was a
larger increase in response for
households mailed a $5 incentive
compared to those mailed a $2 incentive
with their initial survey invite; both
treatments proved effective at
encouraging response and reducing
nonresponse bias in 2019. As noted in
the proposed changes section, we would
like to increase the total number of $5
cash incentives sent with the initial
mailing to 60% and reduce the total
number of $2 cash incentives sent with
the initial mailing to 30% and maintain
the control group (receiving no
incentive) at 10%. For respondents who
answer a paper screener interview and
are mailed their first paper topical
questionnaire, a $5 incentive will be
used to reduce bias and gain
cooperation for this critical second stage
of paper questionnaire data collection.
In addition to the testing of
incentives, the 2020 NSCH will
continue to serve as a platform to
evaluate different nonresponse followup mailing strategies based on a
household’s likelihood to respond using
a paper questionnaire. To determine
5 Brick JM, Williams D, Montaquila JM. 2011.
‘‘Address-Based Sampling for Subpopulation
Surveys’’. Public Opinion Quarterly, 75(3): 409–28;
Foster EB, Frasier AM, Morrison HM, O’Connor KS,
Blumberg SJ. 2010. ‘‘All Things Incentive:
Exploring the Best Combination of Incentive
Conditions’’. Paper presented at the American
Association for Public Opinion Research annual
conference, Chicago, IL.
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this, we assign a paper-preference
probability to every address using
American Community Survey (ACS)
response mode choices, previous NSCH
response mode choices, and small area
geographic characteristics. The 30% of
addresses with the highest paperpreference probability are assigned to
the ‘‘High Paper’’ group and receive a
paper questionnaire in each mailing,
starting with the initial invitation. The
other 70% of addresses are assigned to
the ‘‘High Web’’ group and receive their
first paper questionnaires in the second
nonresponse follow-up screener
invitation.
Since there continues to be a
significant potential for cost savings in
web data collection over paper data
collection, we are working to refine and
retest an internet response indicator for
future NSCH production cycles based
on the results from prior data collection
efforts.
A proven effective contact strategy
that will continue to be used in the 2020
NSCH is the pressure-sealed reminder
postcard. The reminder postcard will be
mailed approximately one week after
the initial screener (and topical if
applicable) survey invite mailing and
the first nonresponse follow-up. We
originally implemented this strategy
because the time gap between mailings
during the 2016 NSCH proved too long,
and a significant dip in response flow
was observed between mailings. Over
the past few cycles, these pressuresealed reminder postcards have helped
boost response immediately following
their delivery and reduce the time
between other nonresponse follow-up
mailings. The ability to send reminders
enclosed with a pressure-seal system
allows us to include login information
for the Centurion web instrument as
well as specific information about the
survey. This mailing also includes a
paragraph in Spanish that will direct the
respondent to the Spanish web survey
or the Telephone Questionnaire
Assistance (TQA) line for assistance.
As in prior administration of the
NSCH, the 2020 NSCH will have a TQA
line available to respondents who
experience technical problems with the
web instrument, have questions about
the survey, or need other forms of
assistance. TQA staff will be able to
answer respondent questions and
concerns, while having the ability to
collect survey responses over the
phone—if the respondent calls in and
would like to have interviewer
assistance in completing the survey.
Also, respondents can submit questions
by email. Email Questionnaire
Assistance agents will monitor the email
account inbox and respond promptly.
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In both internet and paper collection
modes, the survey design for the 2020
NSCH focuses on first collecting
information about the children in the
household and basic special health care
needs, and then selecting a child from
the household for follow-up to collect
additional detailed topical information.
If there is more than one eligible child
in a household, a single child will be
selected based on a sampling algorithm
that considers the age and number of
children as well as the presence of
children with special health care needs.
We estimate that, from the original
240,000 selected production sample
addresses, our target screener return rate
of 39.3% will yield approximately
94,370 responses to the screener. We
then estimate that 54.2% of households
from the first phase of the screener will
be eligible to receive a topical
questionnaire (households with
children), and 77.4% of these
households with children will return
the topical questionnaire, resulting in
approximately 39,596 completed topical
interviews. A household could be
selected for one of three age-based
topical surveys: 0-to-5-year-old
children, 6-to-11-year-old children, or
12-to-17-year-old children.
Census Bureau staff have developed a
plan to select a production sample of
approximately 240,000 households
(addresses) from a Master Address Filebased sampling frame, with split panels
to test mode of administration (i.e.,
high-web and low-web), and
improvements to contact materials and
strategies. Based on results of the prior
NSCH incentive experiments, we plan
to use small, unconditional cash
incentives with a control group
receiving no incentive to monitor the
effectiveness of the incentive
expenditures. For respondents who
answer the paper screener and are
mailed a paper topical questionnaire, an
additional $5 incentive is expected for
that mailing. From prior cycles of the
NSCH, using American Association for
Public Opinion Research definitions of
response, we can expect for the 2020
NSCH an overall screener completion
rate to be about 48.6% and an overall
topical completion rate to be about
36.9%.6 This is different from the total
6 Screener Completion Rate is the proportion of
screener-eligible households (i.e., occupied
residences) that completed a screener. It is equal to
(S+X)/(S+X+R+e(UR+UO)), where S is the count of
completed screeners with children, X is completed
screeners without children, R is screener refusals,
and e(UR+UO) is the estimated count of screener
eligible households among nonresponding
addresses.
The Topical Completion Rate is the proportion of
topical-eligible households (i.e., occupied
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overall response rate, which we expect
to be about 42.2%.7
Non-Response Follow-Up for the ‘‘High
Web’’ Group and ‘‘High Paper’’ Group
II. Method of Collection
The ‘‘High Web’’ group will receive
two web survey invitation letters
requesting its participation in the survey
prior to receiving its first paper screener
questionnaire in the second follow-up
mailing. The ‘‘High Paper’’ group will
receive both a web survey invitation
letter along with a mailed paper
screener questionnaire with the initial
invitation and each follow-up mailing.
Once a household in the ‘‘High Web’’
group receives a paper screener
questionnaire, it will then have the
option to either complete the web-based
survey or complete the mailed paper
screener, similar to the ‘‘High Paper’’
group. If the household chooses to
complete the mailed paper
questionnaire, then it would be
considered part of the mailout/mailback
paper-and-pencil interviewing treatment
group. The paper-and-pencil treatment
group receives a paper topical
questionnaire, if there is at least one 0
to 17 year old eligible child reported on
the screener. Nonresponse follow-up for
the topical questionnaire will include
up to one pressure-sealed postcard and
up to three mailings including the paper
topical questionnaire.
Web Push
The 2020 NSCH plan for the web
push data collection design includes
70% of the estimated 240,000
production addresses receiving an
initial invite with instructions on how
to complete an English or Spanishlanguage screener questionnaire via the
web. Households that decide to
complete the web-based survey will be
taken through the screener
questionnaire to determine if they are
eligible for one of three topical
instruments. Households that list at
least one child who is 0 to 17 years old
in the screener are directed into a
topical questionnaire immediately after
the last screener question. If a
household in the web push treatment
group decides to complete the paper
screener, the household may have a
chance to receive an additional topical
questionnaire incentive.
Mixed-Mode
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The 2020 NSCH plan for the mixedmode data collection design includes
approximately 30% of the 240,000
production addresses receiving both an
initial invite with a paper screener
questionnaire and instructions on how
to complete an English or Spanish
language screener questionnaire via the
web. Households that decide to
complete the web-based survey will
follow the same screener and topical
selection path as the web push.
Households that choose to complete the
paper screener questionnaire rather than
completing the survey on the internet
and that have eligible children will be
mailed a paper topical questionnaire
upon receipt of their completed paper
screener at the Census Bureau’s
National Processing Center. If a
household in the mixed-mode group
chooses to complete the paper screener
instead of completing the web-based
screener via the internet, then the
household may receive an additional
topical questionnaire incentive.
residences with children present) that completed a
topical questionnaire. It is equal to I/HCt, where I
is the count of completed topicals and HCt is the
estimated count of households with children in the
sample or S+R+(S+R)/(S+X+R) * e(UR+UO).
7 Total Response Rate is the proportion of
screener-eligible households that completed a
screener or topical questionnaire. It is equal to
(X+I+P)/(X+I+P+RS+eUS), where I is the count of
completed topicals, P is the count of sufficient
partial completed topicals, RS is screener refusals,
and eUS is the estimated count of screener eligible
households among nonresponding addresses.
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III. Data
OMB Control Number: 0607–0990.
Form Number(s): NSCH–S1 (English
Screener),
NSCH–T1 (English Topical for 0- to 5year-old children),
NSCH–T2 (English Topical for 6- to
11-year-old children),
NSCH–T3 (English Topical for 12- to
17-year-old children),
NSCH–S–S1 (Spanish Screener),
NSCH–S–T1 (Spanish Topical for 0to 5-year-old children),
NSCH–S–T2 (Spanish Topical for 6to 11-year-old children), and
NSCH–S–T3 (Spanish Topical for 12to 17-year-old children).
Type of Review: Regular submission.
Affected Public: Parents, researchers,
policymakers, and family advocates.
Estimated Number of Respondents:
94,370 for the screener and 39,596 for
the topical.
Estimated Time per Response: 5
minutes per screener response and 33
minutes per topical response, which in
total is approximately 38 minutes for
households with eligible children.
Estimated Total Annual Burden
Hours: 29,642 hours.
Estimated Total Annual Cost to
Public: $0 (This is not the cost of
respondents’ time, but the indirect costs
respondents may incur for such things
as purchases of specialized software or
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hardware needed to report, or
expenditures for accounting or records
maintenance services required
specifically by the collection.)
Respondent’s Obligation: Voluntary.
Legal Authority: Title 13 U.S.C.
Section 8(b); 42 U.S.C. 701;
1769d(a)(4)(B); and 42 U.S.C. 241.
IV. Request for Comments
Comments are invited on: (a) Whether
the proposed collection of information
is necessary for the proper performance
of the functions of the agency, including
whether the information shall have
practical utility; (b) the accuracy of the
agency’s estimate of the burden
(including hours and cost) of the
proposed collection of information; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology.
Comments submitted in response to
this notice will be summarized and/or
included in the request for OMB
approval of this information collection;
they also will become a matter of public
record.
Sheleen Dumas,
Departmental Lead PRA Officer, Office of the
Chief Information Officer, Commerce
Department.
[FR Doc. 2019–24962 Filed 11–18–19; 8:45 am]
BILLING CODE 3510–07–P
DEPARTMENT OF COMMERCE
Foreign-Trade Zones Board
[B–71–2019]
Foreign-Trade Zone (FTZ) 134—
Chattanooga, Tennessee; Notification
of Proposed Production Activity;
Volkswagen Group of America
Chattanooga Operations, LLC;
(Passenger Motor Vehicles);
Chattanooga, Tennessee
Volkswagen Group of America
Chattanooga Operations, LLC
(Volkswagen), submitted a notification
of proposed production activity to the
FTZ Board for its facility in
Chattanooga, Tennessee. The
notification conforming to the
requirements of the regulations of the
FTZ Board (15 CFR 400.22) was
received on November 6, 2019.
Volkswagen already has authority to
produce passenger motor vehicles
within within FTZ 134. The current
request would add a foreign status
component to the scope of authority.
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Agencies
[Federal Register Volume 84, Number 223 (Tuesday, November 19, 2019)]
[Notices]
[Pages 63839-63842]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24962]
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DEPARTMENT OF COMMERCE
Census Bureau
Proposed Information Collection; Comment Request; National Survey
of Children's Health
AGENCY: U.S. Census Bureau, Commerce.
ACTION: Notice.
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SUMMARY: The Department of Commerce, as part of its continuing effort
to reduce paperwork and respondent burden, invites the general public
and other Federal agencies to take this opportunity to comment on a
proposed revision of the National Survey of Children's Health, as
required by the Paperwork Reduction Act of 1995.
DATES: To ensure consideration, written comments must be submitted on
or before January 21, 2020.
ADDRESSES: Direct all written comments to Carolyn Pickering, Survey
Director, U.S. Census Bureau, 4600 Silver Hill Road, HQ-7H153,
Washington, DC 20233 (or via the internet at [email protected]). You
may also submit comments, identified by Docket Number USBC-2019-0016 to
the Federal e-Rulemaking Portal: https://www.regulations.gov. All
comments received are part of the public record. No comments will be
posted to https://www.regulations.gov for public viewing until after the
comment period has closed. Comments will generally be posted without
change. All Personally Identifiable Information (for example, name and
address) voluntarily submitted by the commenter may be publicly
accessible. Do not submit Confidential Business Information or
otherwise sensitive or protected information. You may submit
attachments to electronic comments in Microsoft Word, Excel, or Adobe
PDF file formats.
FOR FURTHER INFORMATION CONTACT: Requests for additional information or
copies of the information collection instrument(s) and instructions
should be directed to Carolyn Pickering, U.S. Census Bureau, ADDP, HQ-
7H153, 4600 Silver Hill Road, Washington, DC 20233-0001 (301-763-3873
or via email at [email protected]).
SUPPLEMENTARY INFORMATION:
I. Abstract
Sponsored primarily by the U.S. Department of Health and Human
Services' Health Resources Services Administration's Maternal and Child
Health Bureau (HRSA MCHB), the National Survey of Children's Health
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(NSCH) is designed to produce data on the physical and emotional health
of children under 18 years of age who live in the United States. The
United States Department of Agriculture and the United States
Department of Health and Human Services' Center for Disease Control and
Prevention, National Center on Birth Defects and Developmental
Disabilities sponsor supplemental content on the NSCH. Additionally,
the upcoming cycle of the NSCH would like to feature four individual
state oversamples that include the selection of a pre-determined number
of sample cases above the current production base sample in those
states. The state oversamples would be sponsored by the State of
Colorado, the State of Nebraska, the Oregon Center for Children and
Youth with Special Health Care Needs, and the State of Wisconsin.
The NSCH collects information on factors related to the well-being
of children, including access to health care, in-home medical care,
family interactions, parental health, school and after-school
experiences, and neighborhood characteristics. The goal of the 2020
NSCH is to provide HRSA MCHB, the supplemental sponsoring agencies,
states, and other data users with the necessary data to support the
production of national estimates yearly and state-based estimates with
pooled samples on the health and well-being of children, their
families, and their communities as well as estimates of the prevalence
and impact of children with special health care needs.
Proposed Changes
Below is a list of updates we are requesting for the 2020 NSCH.
These updates will be described in further detail within the full
Office of Management and Budget (OMB) Information Collection Request
(ICR) package.
Increased sample size--With additional sponsor funding and
realized cost savings from streamlining the survey operations process,
we are requesting an increase in sample size. The base NSCH sample plus
the proposed state oversamples may reach up to 240,000 addresses for
the 2020 NSCH. The additional burden on any one address is not
increasing as the total estimated time to complete the survey remains
less than 5 minutes for households without children and, on average, 33
minutes for households with children. However, because the total number
of sampled addresses is increasing by approximately 45,000, the total
overall burden to the public is also increasing by approximately 9,271
hours. The increased sample will allow individual states to produce
statistically sound child health estimates in a fewer number of years
than if the sample were to remain the same annually, thereby resulting
in more timely state-level health estimates of children.
Unconditional incentive distribution percentage--We plan
to continue monitoring the effectiveness of the unconditional monetary
incentive, but request an increase to the percent of addresses
receiving a $5 incentive in the initial screener mailing. When
utilized, an unconditional incentive has proven effective each cycle of
the NSCH. Response rates for the unconditional monetary incentive
groups showed a statistically significant difference over the control
group that did not receive an unconditional monetary incentive. A
larger increase in response was noted for the households mailed a $5
compared with the $2 incentive, however both treatment groups have
proven effective at reducing nonresponse bias by encouraging response.
For both the 2018 NSCH and 2019 NSCH, the initial screener incentive
splits were 45% received $2; 45% received $5; and 10% did not receive
an incentive. The proposal for 2020 NSCH is that 30% receive $2; 60%
receive $5; and 10% would not receive an incentive with the initial
mailing. The incentive assignment to each sampled address would still
be random as was done in prior cycles and approved by OMB. Results from
the 2018 NSCH indicate that the increased incentive amount proved
effective at obtaining a higher response in general and particularly so
from underrepresented population groups.\1\ Therefore, the goal of an
increased $5 incentive treatment group is aimed at reducing nonresponse
bias further.
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\1\ U.S. Census Bureau. (2019). 2018 NSCH methodology report.
Retrieved from https://www2.census.gov/programs-surveys/nsch/technical-documentation/methodology/2018-NSCH-Methodology-Report.pdf.
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Redesigned survey contact materials test--Instead of
testing a redesigned envelope alone in the initial mailing (as was done
in 2019), the 2020 NSCH plans to assign a 30% experimental treatment
group to receive a redesigned suite of screener (and topical if
applicable) survey invitation and follow-up mail packages throughout
the entire data collection period. Two rounds of cognitive testing were
approved previously by OMB \2\ and will be used to inform development
of the redesigned contact materials and envelopes. The goal of the
redesign is to provide the sampled addresses with a cohesive set of
items within each survey invitation package. The proposed materials
include key facts pertaining to survey data usage, relatable images for
the target population, and colors that match the associated paper
questionnaires. We plan to evaluate the experimental treatment group
after data closeout to determine the effectiveness of the redesigned
package strategy and inform future decision-making.
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\2\ Generic Clearance Information Collection Request: https://www.reginfo.gov/public/do/PRAViewIC?ref_nbr=201606-0607-003&icID=236843.
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Revised questionnaire content--The NSCH questionnaires
with newly proposed and revised content from the sponsors at HRSA MCHB
are currently undergoing two rounds of cognitive testing. This testing
request was submitted under the generic clearance package and approved
by OMB \3\. Based on the results, a final set of proposed modified
content will be included in the full OMB ICR for the 2020 NSCH.
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\3\ Generic Clearance Information Collection Request: https://www.reginfo.gov/public/do/PRAViewIC?ref_nbr=201606-0607-003&icID=237067.
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State oversample \4\--In order to inform state-level
decision making around various priorities, some stakeholders have shown
interest in sponsoring an oversample of addresses within their state as
part of the annual NSCH administration. Currently, four states
(Colorado, Nebraska, Oregon, and Wisconsin) are moving forward with
this option for the first time as part of the 2020 NSCH. Oversamples
will provide states with more robust data for analysis and planning at
the state level. The oversamples can be classified as either a general
state-wide oversample or sub-state oversample. The state-wide
oversample increases the total number of sampled addresses within a
given state and will be distributed to the geographic areas similarly
to the production base sample. State-level estimates of rare
populations or outcomes could be evaluated from this larger sample, but
sub-state (e.g., county-level) estimates could not. The sub-state
oversample is aimed at producing smaller than state-level (e.g., county
or county-level grouping) estimates in combination with the NSCH base
sample to reach a specific sample size in each targeted group. The
requirements to meet each sub-state oversample are primarily determined
by county for the 2020 NSCH.
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\4\ State Oversampling in the National Survey of Children's
Health: Feasibility, Cost, and Alternative Approaches https://census.gov/content/dam/Census/programs-surveys/nsch/NSCH_State_Oversample_Summary_Document.pdf.
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[[Page 63841]]
Current Design
Besides the proposed changes listed above, the 2020 NSCH will
proceed with the current design outlined in the previous OMB ICR
package. We will continue to make modifications to data collection
strategies based on modeled information about paper or internet
response preference. Results from prior survey cycles will continue to
be used to inform the decisions made regarding future cycles of the
NSCH.
Based on the results from prior survey cycles and available funds,
an unconditional cash incentive will be included with the initial
mailing. Survey research indicates that incentives are a necessary and
cost[hyphen]effective expense for achieving a response rate that
minimizes nonresponse bias.\5\ Our testing to date is consistent with
this research. Evaluation of previous NSCH cycles showed a
statistically significant difference in response rates when respondents
received an incentive compared to those who were part of the control
group that did not receive an incentive. The effect of the incentive
was proportionately larger for household types that were less likely to
respond in previous years, reducing nonresponse bias. There was a
larger increase in response for households mailed a $5 incentive
compared to those mailed a $2 incentive with their initial survey
invite; both treatments proved effective at encouraging response and
reducing nonresponse bias in 2019. As noted in the proposed changes
section, we would like to increase the total number of $5 cash
incentives sent with the initial mailing to 60% and reduce the total
number of $2 cash incentives sent with the initial mailing to 30% and
maintain the control group (receiving no incentive) at 10%. For
respondents who answer a paper screener interview and are mailed their
first paper topical questionnaire, a $5 incentive will be used to
reduce bias and gain cooperation for this critical second stage of
paper questionnaire data collection.
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\5\ Brick JM, Williams D, Montaquila JM. 2011.
``Address[hyphen]Based Sampling for Subpopulation Surveys''. Public
Opinion Quarterly, 75(3): 409-28; Foster EB, Frasier AM, Morrison
HM, O'Connor KS, Blumberg SJ. 2010. ``All Things Incentive:
Exploring the Best Combination of Incentive Conditions''. Paper
presented at the American Association for Public Opinion Research
annual conference, Chicago, IL.
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In addition to the testing of incentives, the 2020 NSCH will
continue to serve as a platform to evaluate different nonresponse
follow-up mailing strategies based on a household's likelihood to
respond using a paper questionnaire. To determine this, we assign a
paper-preference probability to every address using American Community
Survey (ACS) response mode choices, previous NSCH response mode
choices, and small area geographic characteristics. The 30% of
addresses with the highest paper-preference probability are assigned to
the ``High Paper'' group and receive a paper questionnaire in each
mailing, starting with the initial invitation. The other 70% of
addresses are assigned to the ``High Web'' group and receive their
first paper questionnaires in the second nonresponse follow-up screener
invitation.
Since there continues to be a significant potential for cost
savings in web data collection over paper data collection, we are
working to refine and retest an internet response indicator for future
NSCH production cycles based on the results from prior data collection
efforts.
A proven effective contact strategy that will continue to be used
in the 2020 NSCH is the pressure-sealed reminder postcard. The reminder
postcard will be mailed approximately one week after the initial
screener (and topical if applicable) survey invite mailing and the
first nonresponse follow-up. We originally implemented this strategy
because the time gap between mailings during the 2016 NSCH proved too
long, and a significant dip in response flow was observed between
mailings. Over the past few cycles, these pressure-sealed reminder
postcards have helped boost response immediately following their
delivery and reduce the time between other nonresponse follow-up
mailings. The ability to send reminders enclosed with a pressure-seal
system allows us to include login information for the Centurion web
instrument as well as specific information about the survey. This
mailing also includes a paragraph in Spanish that will direct the
respondent to the Spanish web survey or the Telephone Questionnaire
Assistance (TQA) line for assistance.
As in prior administration of the NSCH, the 2020 NSCH will have a
TQA line available to respondents who experience technical problems
with the web instrument, have questions about the survey, or need other
forms of assistance. TQA staff will be able to answer respondent
questions and concerns, while having the ability to collect survey
responses over the phone--if the respondent calls in and would like to
have interviewer assistance in completing the survey. Also, respondents
can submit questions by email. Email Questionnaire Assistance agents
will monitor the email account inbox and respond promptly.
In both internet and paper collection modes, the survey design for
the 2020 NSCH focuses on first collecting information about the
children in the household and basic special health care needs, and then
selecting a child from the household for follow-up to collect
additional detailed topical information. If there is more than one
eligible child in a household, a single child will be selected based on
a sampling algorithm that considers the age and number of children as
well as the presence of children with special health care needs. We
estimate that, from the original 240,000 selected production sample
addresses, our target screener return rate of 39.3% will yield
approximately 94,370 responses to the screener. We then estimate that
54.2% of households from the first phase of the screener will be
eligible to receive a topical questionnaire (households with children),
and 77.4% of these households with children will return the topical
questionnaire, resulting in approximately 39,596 completed topical
interviews. A household could be selected for one of three age-based
topical surveys: 0-to-5-year-old children, 6-to-11-year-old children,
or 12-to-17-year-old children.
Census Bureau staff have developed a plan to select a production
sample of approximately 240,000 households (addresses) from a Master
Address File-based sampling frame, with split panels to test mode of
administration (i.e., high-web and low-web), and improvements to
contact materials and strategies. Based on results of the prior NSCH
incentive experiments, we plan to use small, unconditional cash
incentives with a control group receiving no incentive to monitor the
effectiveness of the incentive expenditures. For respondents who answer
the paper screener and are mailed a paper topical questionnaire, an
additional $5 incentive is expected for that mailing. From prior cycles
of the NSCH, using American Association for Public Opinion Research
definitions of response, we can expect for the 2020 NSCH an overall
screener completion rate to be about 48.6% and an overall topical
completion rate to be about 36.9%.\6\ This is different from the total
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overall response rate, which we expect to be about 42.2%.\7\
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\6\ Screener Completion Rate is the proportion of screener-
eligible households (i.e., occupied residences) that completed a
screener. It is equal to (S+X)/(S+X+R+e(UR+UO)), where S is the
count of completed screeners with children, X is completed screeners
without children, R is screener refusals, and e(UR+UO) is the
estimated count of screener eligible households among nonresponding
addresses.
The Topical Completion Rate is the proportion of topical-
eligible households (i.e., occupied residences with children
present) that completed a topical questionnaire. It is equal to I/
HCt, where I is the count of completed topicals and HCt is the
estimated count of households with children in the sample or
S+R+(S+R)/(S+X+R) * e(UR+UO).
\7\ Total Response Rate is the proportion of screener-eligible
households that completed a screener or topical questionnaire. It is
equal to (X+I+P)/(X+I+P+RS+eUS), where I is the count of completed
topicals, P is the count of sufficient partial completed topicals,
RS is screener refusals, and eUS is the estimated count of screener
eligible households among nonresponding addresses.
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II. Method of Collection
Web Push
The 2020 NSCH plan for the web push data collection design includes
70% of the estimated 240,000 production addresses receiving an initial
invite with instructions on how to complete an English or Spanish-
language screener questionnaire via the web. Households that decide to
complete the web-based survey will be taken through the screener
questionnaire to determine if they are eligible for one of three
topical instruments. Households that list at least one child who is 0
to 17 years old in the screener are directed into a topical
questionnaire immediately after the last screener question. If a
household in the web push treatment group decides to complete the paper
screener, the household may have a chance to receive an additional
topical questionnaire incentive.
Mixed-Mode
The 2020 NSCH plan for the mixed-mode data collection design
includes approximately 30% of the 240,000 production addresses
receiving both an initial invite with a paper screener questionnaire
and instructions on how to complete an English or Spanish language
screener questionnaire via the web. Households that decide to complete
the web-based survey will follow the same screener and topical
selection path as the web push. Households that choose to complete the
paper screener questionnaire rather than completing the survey on the
internet and that have eligible children will be mailed a paper topical
questionnaire upon receipt of their completed paper screener at the
Census Bureau's National Processing Center. If a household in the
mixed-mode group chooses to complete the paper screener instead of
completing the web-based screener via the internet, then the household
may receive an additional topical questionnaire incentive.
Non-Response Follow-Up for the ``High Web'' Group and ``High Paper''
Group
The ``High Web'' group will receive two web survey invitation
letters requesting its participation in the survey prior to receiving
its first paper screener questionnaire in the second follow-up mailing.
The ``High Paper'' group will receive both a web survey invitation
letter along with a mailed paper screener questionnaire with the
initial invitation and each follow-up mailing. Once a household in the
``High Web'' group receives a paper screener questionnaire, it will
then have the option to either complete the web-based survey or
complete the mailed paper screener, similar to the ``High Paper''
group. If the household chooses to complete the mailed paper
questionnaire, then it would be considered part of the mailout/mailback
paper-and-pencil interviewing treatment group. The paper-and-pencil
treatment group receives a paper topical questionnaire, if there is at
least one 0 to 17 year old eligible child reported on the screener.
Nonresponse follow-up for the topical questionnaire will include up to
one pressure-sealed postcard and up to three mailings including the
paper topical questionnaire.
III. Data
OMB Control Number: 0607-0990.
Form Number(s): NSCH-S1 (English Screener),
NSCH-T1 (English Topical for 0- to 5-year-old children),
NSCH-T2 (English Topical for 6- to 11-year-old children),
NSCH-T3 (English Topical for 12- to 17-year-old children),
NSCH-S-S1 (Spanish Screener),
NSCH-S-T1 (Spanish Topical for 0- to 5-year-old children),
NSCH-S-T2 (Spanish Topical for 6- to 11-year-old children), and
NSCH-S-T3 (Spanish Topical for 12- to 17-year-old children).
Type of Review: Regular submission.
Affected Public: Parents, researchers, policymakers, and family
advocates.
Estimated Number of Respondents: 94,370 for the screener and 39,596
for the topical.
Estimated Time per Response: 5 minutes per screener response and 33
minutes per topical response, which in total is approximately 38
minutes for households with eligible children.
Estimated Total Annual Burden Hours: 29,642 hours.
Estimated Total Annual Cost to Public: $0 (This is not the cost of
respondents' time, but the indirect costs respondents may incur for
such things as purchases of specialized software or hardware needed to
report, or expenditures for accounting or records maintenance services
required specifically by the collection.)
Respondent's Obligation: Voluntary.
Legal Authority: Title 13 U.S.C. Section 8(b); 42 U.S.C. 701;
1769d(a)(4)(B); and 42 U.S.C. 241.
IV. Request for Comments
Comments are invited on: (a) Whether the proposed collection of
information is necessary for the proper performance of the functions of
the agency, including whether the information shall have practical
utility; (b) the accuracy of the agency's estimate of the burden
(including hours and cost) of the proposed collection of information;
(c) ways to enhance the quality, utility, and clarity of the
information to be collected; and (d) ways to minimize the burden of the
collection of information on respondents, including through the use of
automated collection techniques or other forms of information
technology.
Comments submitted in response to this notice will be summarized
and/or included in the request for OMB approval of this information
collection; they also will become a matter of public record.
Sheleen Dumas,
Departmental Lead PRA Officer, Office of the Chief Information Officer,
Commerce Department.
[FR Doc. 2019-24962 Filed 11-18-19; 8:45 am]
BILLING CODE 3510-07-P