IMARA Calculation Under the Terrorism Risk Insurance Program, 62450-62452 [2019-24801]
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62450
Federal Register / Vol. 84, No. 221 / Friday, November 15, 2019 / Rules and Regulations
resulting lump sum is larger than the
amount required under section 417(e)(3)
of the Internal Revenue Code and
section 205(g)(3) of ERISA), these rates
are also provided in appendix C to part
4022 (‘‘Lump Sum Interest Rates for
Private-Sector Payments’’).
This final rule updates appendices B
and C of the benefit payments regulation
to provide the rates for December 2019
measurement dates.
The December 2019 lump sum
interest assumptions will be 0.25
percent for the period during which a
benefit is (or is assumed to be) in pay
status and 4.00 percent during any years
preceding the benefit’s placement in pay
status. In comparison with the interest
assumptions in effect for November
2019, these assumptions represent no
change in the immediate rate and are
otherwise unchanged.
PBGC updates appendices B and C
each month. PBGC has determined that
notice and public comment on this
amendment are impracticable and
contrary to the public interest. This
finding is based on the need to issue
new interest assumptions promptly so
that they are available for plans that rely
on our publication of them each month
to calculate lump sum benefit amounts.
Because of the need to provide
immediate guidance for the payment of
benefits under plans with valuation
dates during December 2019, PBGC
finds that good cause exists for making
the assumptions set forth in this
amendment effective less than 30 days
after publication.
PBGC has determined that this action
is not a ‘‘significant regulatory action’’
under the criteria set forth in Executive
Order 12866.
Because no general notice of proposed
rulemaking is required for this
amendment, the Regulatory Flexibility
Act of 1980 does not apply. See 5 U.S.C.
601(2).
For plans with a valuation
date
Rate set
On or after
*
Immediate
annuity
rate
(percent)
Before
*
314
1–1–20
0.25
3. In appendix C to part 4022, rate set
314 is added at the end of the table to
read as follows:
■
For plans with a valuation
date
On or after
*
Before
*
314
Issued in Washington, DC, by
BILLING CODE 7709–02–P
DEPARTMENT OF THE TREASURY
31 CFR Part 50
RIN 1505–AC62
IMARA Calculation Under the
Terrorism Risk Insurance Program
Departmental Offices,
Department of the Treasury.
AGENCY:
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i2
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PART 4022—BENEFITS PAYABLE IN
TERMINATED SINGLE-EMPLOYER
PLANS
1. The authority citation for part 4022
continues to read as follows:
■
Authority: 29 U.S.C. 1302, 1322, 1322b,
1341(c)(3)(D), and 1344.
2. In appendix B to part 4022, rate set
314 is added at the end of the table to
read as follows:
■
Appendix B to Part 4022—Lump Sum
Interest Rates for PBGC Payments
*
*
*
*
*
i3
n1
*
*
4.00
n2
*
7
8
n1
n2
*
Deferred annuities
(percent)
0.25
ACTION:
[FR Doc. 2019–24729 Filed 11–14–19; 8:45 am]
15:51 Nov 14, 2019
*
Immediate
annuity
rate
(percent)
1–1–20
Hilary Duke,
Assistant General Counsel for Regulatory
Affairs, Pension Benefit Guaranty
Corporation.
VerDate Sep<11>2014
*
*
12–1–19
In consideration of the foregoing, 29
CFR part 4022 is amended as follows:
Appendix C to Part 4022—Lump Sum
Interest Rates for Private-Sector
Payments
*
Rate set
Employee benefit plans, Pension
insurance, Pensions, Reporting and
recordkeeping requirements.
Deferred annuities
(percent)
*
12–1–19
List of Subjects in 29 CFR Part 4022
i1
i2
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4.00
4.00
i3
*
Final rule.
The Department of the
Treasury (Treasury) is issuing this final
rule to implement technical changes to
program regulations that address the
calculation and notification to the
public of the Terrorism Risk Insurance
Program’s (Program) insurance
marketplace aggregate retention amount
(IMARA) under the Terrorism Risk
Insurance Act (Act), as amended. The
changes were published in proposed
form for public comment on September
6, 2019.
DATES: This rule is effective December
16, 2019.
FOR FURTHER INFORMATION CONTACT:
Richard Ifft, Senior Insurance
SUMMARY:
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*
4.00
*
7
8
Regulatory Policy Analyst, Federal
Insurance Office, 202–622–2922 or
Lindsey Baldwin, Senior Policy Analyst,
Federal Insurance Office, 202–622–
3220.
SUPPLEMENTARY INFORMATION:
I. Background
The Terrorism Risk Insurance Act of
2002 (as amended, the Act or TRIA) 1
was enacted on November 26, 2002,
following the attacks of September 11,
2001, to address disruptions in the
1 Public Law 107–297, 116 Stat. 2322, codified at
15 U.S.C. 6701 note. Because the provisions of
TRIA (as amended) appear in a note instead of
particular sections of the U.S. Code, the provisions
of TRIA are identified by the sections of the law.
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Federal Register / Vol. 84, No. 221 / Friday, November 15, 2019 / Rules and Regulations
market for terrorism risk insurance, to
help ensure the continued availability
and affordability of commercial
property and casualty insurance for
terrorism risk, and to allow for the
private markets to stabilize and build
insurance capacity to absorb any future
losses for terrorism events.2 TRIA
requires insurers to ‘‘make available’’
terrorism risk insurance for commercial
property and casualty losses resulting
from certified acts of terrorism (insured
losses), and provides for shared public
and private compensation for such
insured losses. The Program has been
reauthorized three times, most recently
by the Terrorism Risk Insurance
Program Reauthorization Act of 2015
(2015 Reauthorization Act).3
The Secretary of the Treasury
(Secretary) administers the Program.
The Federal Insurance Office (FIO)
assists the Secretary in administering
the Program.4 To assist insurers,
policyholders, and other interested
parties in complying with the applicable
requirements of the Act, Treasury has
issued regulations implementing the
Program. In some instances, Treasury
has also issued interim guidance to be
relied upon by insurers until
superseded by any regulations.5 Most
recently, Treasury issued regulations
implementing the changes to the
Program required under the 2015
Reauthorization Act.6
The Act established an industry
marketplace aggregate retention amount
(IMARA) as a threshold figure to
determine whether any Treasury
payments under the Program are subject
to mandatory recoupment. Under the
Act, if total annual payments by
participating insurers are below the
IMARA, Treasury must recoup all
amounts expended by it up to the
IMARA threshold (mandatory
recoupment). If total annual payments
by participating insurers are above the
IMARA, Treasury has the discretion to
recoup all expended amounts above the
2 TRIA,
sec. 101(b).
Terrorism Risk Insurance Extension Act of
2005, Public Law 109–144, 119 Stat. 2660;
Terrorism Risk Insurance Program Reauthorization
Act of 2007, Public Law 110–160, 121 Stat. 1839;
Terrorism Risk Insurance Program Reauthorization
Act of 2015, Public Law 114–1, 129 Stat. 3.
4 31 U.S.C. 313(c)(1)(D).
5 Treasury summarized the history of prior
rulemakings in connection with the Program in a
2016 proposed rulemaking proposing rule changes
to implement the 2015 Reauthorization Act. See 81
FR 18950 (April 1, 2016) (2016 NPRM).
6 See 81 FR 88592 (December 7, 2016)
(Certification Interim Final Rule); 81 FR 93756
(December 21, 2016) (Program Final Rules Except
Certification).
3 See
VerDate Sep<11>2014
15:51 Nov 14, 2019
Jkt 250001
IMARA threshold (discretionary
recoupment).7
The 2015 Reauthorization Act
provided for a schedule of defined
IMARA values from calendar year 2015
through calendar year 2019. The 2015
Reauthorization Act also provided that
for calendar year 2020 and future years
the IMARA ‘‘shall be revised to be the
amount equal to the annual average of
the sum of insurer deductibles for all
insurers participating in the Program for
the prior 3 calendar years,’’ as such sum
is determined pursuant to a rule issued
by the Secretary.8 The rule change
adopted in this notice solely addresses
the manner in which Treasury
calculates the IMARA and the timing of
public notification of the IMARA
calculation.
II. The Proposed Rule
The proposed rule on which this final
rule is based was published in the
Federal Register at 84 FR 46907 on
September 6, 2019. The proposed rule
would make a technical correction to 31
CFR 50.4(m)(2)(i), originally
implemented in 2016, to clarify that the
IMARA calculation is based upon direct
earned premium reported to Treasury by
insurers in Treasury’s annual data call
‘‘in’’ the three calendar years prior to the
calendar year in question, instead of
‘‘for’’ the three calendar years prior to
the calendar year in question. For
example, this would result in a proper
calculation of the 2020 IMARA by
referring to the insurer deductibles for
the previous three years (2019, 2018,
and 2017), which are based on reported
data for calendar years 2018, 2017, and
2016.9 In addition, the proposed rule
7 See TRIA, sec. 103(e)(7); see also 31 CFR part
50 subpart J (Recoupment and Surcharge
Procedures).
8 TRIA, sec. 103(e)(6)(B)(ii) and (e)(6)(C). An
insurer’s deductible under the Program for any
particular year is 20 percent of its direct earned
premium subject to the Program during the
preceding year. TRIA, sec. 102(7). For example, an
insurer’s calendar year 2019 Program deductible is
20 percent of its calendar year 2018 direct earned
premium.
9 The Program rule amended by this final rule was
originally proposed in the 2016 NPRM and
finalized in the Program Final Rules Except
Certification. As explained in the September 2019
notice of proposed rulemaking, although the
preamble to the 2016 NPRM correctly explained the
methodology for calculating the IMARA in 2020
and beyond, as required by the 2015
Reauthorization Act, the language in the Program
rule implemented by the Program Final Rules
Except Certification is ambiguous as to how the
IMARA should be calculated. Under § 50.4(m)(2)(i)
of the Program rules as implemented in 2016, the
IMARA calculation is to be based on the ‘‘direct
earned premium reported by insurers to Treasury
. . . for the three calendar years prior to the
calendar year in question’’ (emphasis added.) This
language could be interpreted to mean, for example,
that the 2020 IMARA would be calculated using
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62451
accelerates the notification date of the
IMARA calculation by Treasury, from
no later than April 30 of the year in
question to no later than December 31
of the prior calendar year. That
acceleration will improve
administrative efficiency and provide
greater certainty to insurers and
policyholders.
III. Summary of Comments and Final
Rule
Treasury received one comment
regarding the proposed changes
concerning the IMARA calculation and
the date of notification of the IMARA
calculation to the public. This comment
was in favor of both of the proposed
changes.10 Accordingly, Treasury is
issuing this final rule based upon the
proposed rule without change.
IV. Procedural Requirements
Executive Order 12866, ‘‘Regulatory
Planning and Review.’’ This rule is not
a significant regulatory action for
purposes of Executive Order 12866,
‘‘Regulatory Planning and Review,’’ and
thus has not been reviewed by the
Office of Management and Budget
(OMB).
Regulatory Flexibility Act. Under the
Regulatory Flexibility Act, 5 U.S.C. 601
et seq., Treasury must consider whether
this rule will have a ‘‘significant
economic impact on a substantial
number of small entities.’’ 5 U.S.C.
605(b). In this case, Treasury certifies
that this rule will not have a significant
economic impact on a substantial
number of small entities. The rule
provides for a technical change in the
manner in which Treasury will
calculate a figure relevant to operation
of the Program and to better conform it
to Congressional requirements. The only
other rule change is to provide for
earlier notice to insurers of the IMARA
calculation than the existing rule. It has
no effect on the collection of the data
(including data collected from small
entities) under the Program rules.
Paperwork Reduction Act. The rule
does not involve the collection of
information and thus has not been
submitted to OMB for review under the
requirements of the Paperwork
Reduction Act, 44 U.S.C. 3507(d). The
direct earned premiums in 2019, 2018, and 2017,
rather than using the data reported in 2019, 2018,
and 2017 for calendar years 2018, 2017, and 2016,
as intended. This unintended interpretation would
be inconsistent with the methodology specified in
the 2015 Reauthorization Act and would result in
an incorrect IMARA. See generally 84 FR 46907,
46907–08 (Sept. 6, 2019).
10 See Comment from Underwriters at Lloyd’s,
London (Oct. 2, 2019), available at https://
www.regulations.gov/docket?D=TREAS-TRIP-20190014.
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Federal Register / Vol. 84, No. 221 / Friday, November 15, 2019 / Rules and Regulations
rule only involves the calculation and
public notification of the IMARA in
connection with the Program based on
data collected by Treasury under rules
which have already been subject to
OMB review and approval under
Control No. 1505–0257.
List of Subjects in 31 CFR Part 50
[Docket Number USCG–2019–0852]
Coast Guard, DHS.
Temporary final rule.
AGENCY:
For the reasons stated in the
preamble, 31 CFR part 50 is amended as
follows:
PART 50—TERRORISM RISK
INSURANCE PROGRAM
1. The authority citation for part 50
continues to read as follows:
■
Authority: 5 U.S.C. 301; 31 U.S.C. 321;
Title I, Pub. L. 107–297, 116 Stat. 2322, as
amended by Pub. L. 109–144, 119 Stat. 2660,
Pub. L. 110–160, 121 Stat. 1839 and Pub. L.
114–1, 129 Stat. 3 (15 U.S.C. 6701 note) Pub.
L. 114–74, 129 Stat. 601, Title VII (28 U.S.C.
2461 note).
2. Amend § 50.4 by revising
paragraphs (m)(2) introductory text,
(m)(2)(i), and (m)(3) to read as follows:
■
Definitions.
*
*
*
*
*
(m) * * *
(2) For calendar years beginning with
2020 and any calendar year thereafter as
may be necessary, such amount is the
lesser of the aggregate amount, for all
insurers, of insured losses once there
has been a Program Trigger Event during
the calendar year and the annual
average of the sum of insurer
deductibles for all insurers for the prior
3 years, to be calculated by taking:
(i) The total amount of direct earned
premium reported by insurers to
Treasury pursuant to § 50.51 in the three
calendar years prior to the calendar year
in question, and then dividing that
figure by three; and
*
*
*
*
*
(3) For calendar year 2020 and each
subsequent calendar year, Treasury
shall publish in the Federal Register the
insurance marketplace aggregate
retention amount no later than
December 31 of the prior calendar year.
*
*
*
*
*
Dated: November 7, 2019.
Bimal Patel,
Assistant Secretary for Financial Institutions.
[FR Doc. 2019–24801 Filed 11–14–19; 8:45 am]
BILLING CODE 4810–25–P
15:51 Nov 14, 2019
33 CFR Part 165
Safety Zone; Green River, Rumsey, KY
Authority and Issuance
VerDate Sep<11>2014
Coast Guard
RIN 1625–AA00
Insurance, Terrorism.
§ 50.4
DEPARTMENT OF HOMELAND
SECURITY
Jkt 250001
ACTION:
The Coast Guard is
establishing a safety zone for all
navigable waters of the Green River
from mile marker (MM) 64.0 to MM
65.0. This action is necessary to provide
for the safety of life on these navigable
waters near Rumsey, KY, during the
wire-crossing event. Entry into,
transiting through, or anchoring within
this zone is prohibited unless
authorized by the Captain of the Port
Sector Ohio Valley (COTP) or a
designated representative.
DATES: This rule is effective from 8 a.m.
on November 18, 2019, through 4 p.m.
November 22, 2019.
ADDRESSES: To view documents
mentioned in this preamble as being
available in the docket, go to https://
www.regulations.gov, type USCG–2019–
0852 in the ‘‘SEARCH’’ box and click
‘‘SEARCH.’’ Click on Open Docket
Folder on the line associated with this
rule.
FOR FURTHER INFORMATION CONTACT: If
you have questions on this rule, call or
email MST3 Riley Jackson, Waterways
Department Sector Ohio Valley, U.S.
Coast Guard; telephone 502–779–5347,
email SECOHV-WWM@uscg.mil.
SUPPLEMENTARY INFORMATION:
SUMMARY:
I. Table of Abbreviations
CFR Code of Federal Regulations
COTP Captain of the Port Sector Ohio
Valley
DHS Department of Homeland Security
FR Federal Register
MM Mile Marker
NPRM Notice of proposed rulemaking
§ Section
U.S.C. United States Code
II. Background Information and
Regulatory History
The Coast Guard is issuing this
temporary final rule without prior
notice and opportunity to comment
pursuant to authority under section 4(a)
of the Administrative Procedure Act
(APA) (5 U.S.C. 553(b)). This provision
authorizes an agency to issue a rule
without prior notice and opportunity to
comment when the agency for good
PO 00000
Frm 00022
Fmt 4700
Sfmt 4700
cause finds that those procedures are
‘‘impracticable, unnecessary, or contrary
to the public interest.’’ Under 5 U.S.C.
553(b)(B), the Coast Guard finds that
good cause exists for not publishing a
notice of proposed rulemaking (NPRM)
with respect to this rule because it is
impracticable. We must establish this
safety zone by November 18, 2019 and
lack sufficient time to provide a
reasonable comment period and then
consider those comments before issuing
the rule.
Under 5 U.S.C. 553(d)(3), the Coast
Guard finds that good cause exists for
making this rule effective less than 30
days after publication in the Federal
Register. Delaying the effective date of
this rule would be contrary to the public
interest because immediate action is
necessary to prevent possible loss of life
and property.
III. Legal Authority and Need for Rule
The Coast Guard is issuing this rule
under authority in 46 U.S.C. 70034. The
Captain of the Port Sector Ohio Valley
(COTP) has determined that potential
hazards associated with wire-crossing
event will present a safety concern on
all navigable waters of the Green River
extending from mile marker (MM) 64.0
to MM 65.0. The purpose of this rule is
to ensure the safety of life and vessels
on these navigable waters before,
during, and after the scheduled event.
IV. Discussion of the Rule
This rule establishes a temporary
safety zone that will be enforced from 8
a.m. through 4 p.m. each day, from
November 18 through November 22,
2019. The temporary safety zone will
cover all navigable waters of the Green
River from MM 64.0 to MM 65.0. The
duration of the safety zone is intended
to ensure the safety of waterway users
on these navigable waters before,
during, and after the scheduled event.
No vessel or person is permitted to enter
the safety zone without obtaining
permission from the COTP or a
designated representative. All persons
or vessels desiring entry into or passage
through the area must request
permission from the COTP or a
designated representative. U. S. Coast
Guard Sector Ohio Valley may be
contacted on VHF Channel 13 or 16, or
at 1–800–253–7465.
V. Regulatory Analyses
We developed this rule after
considering numerous statutes and
Executive orders related to rulemaking.
Below we summarize our analyses
based on a number of these statutes and
Executive orders, and we discuss First
Amendment rights of protestors.
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Agencies
[Federal Register Volume 84, Number 221 (Friday, November 15, 2019)]
[Rules and Regulations]
[Pages 62450-62452]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-24801]
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DEPARTMENT OF THE TREASURY
31 CFR Part 50
RIN 1505-AC62
IMARA Calculation Under the Terrorism Risk Insurance Program
AGENCY: Departmental Offices, Department of the Treasury.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: The Department of the Treasury (Treasury) is issuing this
final rule to implement technical changes to program regulations that
address the calculation and notification to the public of the Terrorism
Risk Insurance Program's (Program) insurance marketplace aggregate
retention amount (IMARA) under the Terrorism Risk Insurance Act (Act),
as amended. The changes were published in proposed form for public
comment on September 6, 2019.
DATES: This rule is effective December 16, 2019.
FOR FURTHER INFORMATION CONTACT: Richard Ifft, Senior Insurance
Regulatory Policy Analyst, Federal Insurance Office, 202-622-2922 or
Lindsey Baldwin, Senior Policy Analyst, Federal Insurance Office, 202-
622-3220.
SUPPLEMENTARY INFORMATION:
I. Background
The Terrorism Risk Insurance Act of 2002 (as amended, the Act or
TRIA) \1\ was enacted on November 26, 2002, following the attacks of
September 11, 2001, to address disruptions in the
[[Page 62451]]
market for terrorism risk insurance, to help ensure the continued
availability and affordability of commercial property and casualty
insurance for terrorism risk, and to allow for the private markets to
stabilize and build insurance capacity to absorb any future losses for
terrorism events.\2\ TRIA requires insurers to ``make available''
terrorism risk insurance for commercial property and casualty losses
resulting from certified acts of terrorism (insured losses), and
provides for shared public and private compensation for such insured
losses. The Program has been reauthorized three times, most recently by
the Terrorism Risk Insurance Program Reauthorization Act of 2015 (2015
Reauthorization Act).\3\
---------------------------------------------------------------------------
\1\ Public Law 107-297, 116 Stat. 2322, codified at 15 U.S.C.
6701 note. Because the provisions of TRIA (as amended) appear in a
note instead of particular sections of the U.S. Code, the provisions
of TRIA are identified by the sections of the law.
\2\ TRIA, sec. 101(b).
\3\ See Terrorism Risk Insurance Extension Act of 2005, Public
Law 109-144, 119 Stat. 2660; Terrorism Risk Insurance Program
Reauthorization Act of 2007, Public Law 110-160, 121 Stat. 1839;
Terrorism Risk Insurance Program Reauthorization Act of 2015, Public
Law 114-1, 129 Stat. 3.
---------------------------------------------------------------------------
The Secretary of the Treasury (Secretary) administers the Program.
The Federal Insurance Office (FIO) assists the Secretary in
administering the Program.\4\ To assist insurers, policyholders, and
other interested parties in complying with the applicable requirements
of the Act, Treasury has issued regulations implementing the Program.
In some instances, Treasury has also issued interim guidance to be
relied upon by insurers until superseded by any regulations.\5\ Most
recently, Treasury issued regulations implementing the changes to the
Program required under the 2015 Reauthorization Act.\6\
---------------------------------------------------------------------------
\4\ 31 U.S.C. 313(c)(1)(D).
\5\ Treasury summarized the history of prior rulemakings in
connection with the Program in a 2016 proposed rulemaking proposing
rule changes to implement the 2015 Reauthorization Act. See 81 FR
18950 (April 1, 2016) (2016 NPRM).
\6\ See 81 FR 88592 (December 7, 2016) (Certification Interim
Final Rule); 81 FR 93756 (December 21, 2016) (Program Final Rules
Except Certification).
---------------------------------------------------------------------------
The Act established an industry marketplace aggregate retention
amount (IMARA) as a threshold figure to determine whether any Treasury
payments under the Program are subject to mandatory recoupment. Under
the Act, if total annual payments by participating insurers are below
the IMARA, Treasury must recoup all amounts expended by it up to the
IMARA threshold (mandatory recoupment). If total annual payments by
participating insurers are above the IMARA, Treasury has the discretion
to recoup all expended amounts above the IMARA threshold (discretionary
recoupment).\7\
---------------------------------------------------------------------------
\7\ See TRIA, sec. 103(e)(7); see also 31 CFR part 50 subpart J
(Recoupment and Surcharge Procedures).
---------------------------------------------------------------------------
The 2015 Reauthorization Act provided for a schedule of defined
IMARA values from calendar year 2015 through calendar year 2019. The
2015 Reauthorization Act also provided that for calendar year 2020 and
future years the IMARA ``shall be revised to be the amount equal to the
annual average of the sum of insurer deductibles for all insurers
participating in the Program for the prior 3 calendar years,'' as such
sum is determined pursuant to a rule issued by the Secretary.\8\ The
rule change adopted in this notice solely addresses the manner in which
Treasury calculates the IMARA and the timing of public notification of
the IMARA calculation.
---------------------------------------------------------------------------
\8\ TRIA, sec. 103(e)(6)(B)(ii) and (e)(6)(C). An insurer's
deductible under the Program for any particular year is 20 percent
of its direct earned premium subject to the Program during the
preceding year. TRIA, sec. 102(7). For example, an insurer's
calendar year 2019 Program deductible is 20 percent of its calendar
year 2018 direct earned premium.
---------------------------------------------------------------------------
II. The Proposed Rule
The proposed rule on which this final rule is based was published
in the Federal Register at 84 FR 46907 on September 6, 2019. The
proposed rule would make a technical correction to 31 CFR
50.4(m)(2)(i), originally implemented in 2016, to clarify that the
IMARA calculation is based upon direct earned premium reported to
Treasury by insurers in Treasury's annual data call ``in'' the three
calendar years prior to the calendar year in question, instead of
``for'' the three calendar years prior to the calendar year in
question. For example, this would result in a proper calculation of the
2020 IMARA by referring to the insurer deductibles for the previous
three years (2019, 2018, and 2017), which are based on reported data
for calendar years 2018, 2017, and 2016.\9\ In addition, the proposed
rule accelerates the notification date of the IMARA calculation by
Treasury, from no later than April 30 of the year in question to no
later than December 31 of the prior calendar year. That acceleration
will improve administrative efficiency and provide greater certainty to
insurers and policyholders.
---------------------------------------------------------------------------
\9\ The Program rule amended by this final rule was originally
proposed in the 2016 NPRM and finalized in the Program Final Rules
Except Certification. As explained in the September 2019 notice of
proposed rulemaking, although the preamble to the 2016 NPRM
correctly explained the methodology for calculating the IMARA in
2020 and beyond, as required by the 2015 Reauthorization Act, the
language in the Program rule implemented by the Program Final Rules
Except Certification is ambiguous as to how the IMARA should be
calculated. Under Sec. 50.4(m)(2)(i) of the Program rules as
implemented in 2016, the IMARA calculation is to be based on the
``direct earned premium reported by insurers to Treasury . . . for
the three calendar years prior to the calendar year in question''
(emphasis added.) This language could be interpreted to mean, for
example, that the 2020 IMARA would be calculated using direct earned
premiums in 2019, 2018, and 2017, rather than using the data
reported in 2019, 2018, and 2017 for calendar years 2018, 2017, and
2016, as intended. This unintended interpretation would be
inconsistent with the methodology specified in the 2015
Reauthorization Act and would result in an incorrect IMARA. See
generally 84 FR 46907, 46907-08 (Sept. 6, 2019).
---------------------------------------------------------------------------
III. Summary of Comments and Final Rule
Treasury received one comment regarding the proposed changes
concerning the IMARA calculation and the date of notification of the
IMARA calculation to the public. This comment was in favor of both of
the proposed changes.\10\ Accordingly, Treasury is issuing this final
rule based upon the proposed rule without change.
---------------------------------------------------------------------------
\10\ See Comment from Underwriters at Lloyd's, London (Oct. 2,
2019), available at https://www.regulations.gov/docket?D=TREAS-TRIP-2019-0014.
---------------------------------------------------------------------------
IV. Procedural Requirements
Executive Order 12866, ``Regulatory Planning and Review.'' This
rule is not a significant regulatory action for purposes of Executive
Order 12866, ``Regulatory Planning and Review,'' and thus has not been
reviewed by the Office of Management and Budget (OMB).
Regulatory Flexibility Act. Under the Regulatory Flexibility Act, 5
U.S.C. 601 et seq., Treasury must consider whether this rule will have
a ``significant economic impact on a substantial number of small
entities.'' 5 U.S.C. 605(b). In this case, Treasury certifies that this
rule will not have a significant economic impact on a substantial
number of small entities. The rule provides for a technical change in
the manner in which Treasury will calculate a figure relevant to
operation of the Program and to better conform it to Congressional
requirements. The only other rule change is to provide for earlier
notice to insurers of the IMARA calculation than the existing rule. It
has no effect on the collection of the data (including data collected
from small entities) under the Program rules.
Paperwork Reduction Act. The rule does not involve the collection
of information and thus has not been submitted to OMB for review under
the requirements of the Paperwork Reduction Act, 44 U.S.C. 3507(d). The
[[Page 62452]]
rule only involves the calculation and public notification of the IMARA
in connection with the Program based on data collected by Treasury
under rules which have already been subject to OMB review and approval
under Control No. 1505-0257.
List of Subjects in 31 CFR Part 50
Insurance, Terrorism.
Authority and Issuance
For the reasons stated in the preamble, 31 CFR part 50 is amended
as follows:
PART 50--TERRORISM RISK INSURANCE PROGRAM
0
1. The authority citation for part 50 continues to read as follows:
Authority: 5 U.S.C. 301; 31 U.S.C. 321; Title I, Pub. L. 107-
297, 116 Stat. 2322, as amended by Pub. L. 109-144, 119 Stat. 2660,
Pub. L. 110-160, 121 Stat. 1839 and Pub. L. 114-1, 129 Stat. 3 (15
U.S.C. 6701 note) Pub. L. 114-74, 129 Stat. 601, Title VII (28
U.S.C. 2461 note).
0
2. Amend Sec. 50.4 by revising paragraphs (m)(2) introductory text,
(m)(2)(i), and (m)(3) to read as follows:
Sec. 50.4 Definitions.
* * * * *
(m) * * *
(2) For calendar years beginning with 2020 and any calendar year
thereafter as may be necessary, such amount is the lesser of the
aggregate amount, for all insurers, of insured losses once there has
been a Program Trigger Event during the calendar year and the annual
average of the sum of insurer deductibles for all insurers for the
prior 3 years, to be calculated by taking:
(i) The total amount of direct earned premium reported by insurers
to Treasury pursuant to Sec. 50.51 in the three calendar years prior
to the calendar year in question, and then dividing that figure by
three; and
* * * * *
(3) For calendar year 2020 and each subsequent calendar year,
Treasury shall publish in the Federal Register the insurance
marketplace aggregate retention amount no later than December 31 of the
prior calendar year.
* * * * *
Dated: November 7, 2019.
Bimal Patel,
Assistant Secretary for Financial Institutions.
[FR Doc. 2019-24801 Filed 11-14-19; 8:45 am]
BILLING CODE 4810-25-P