National Emission Standards for Hazardous Air Pollutants: Surface Coating of Automobiles and Light-Duty Trucks; Surface Coating of Miscellaneous Metal Parts and Products; Surface Coating of Plastic Parts and Products; Surface Coating of Large Appliances; Printing, Coating, and Dyeing of Fabrics and Other Textiles; and Surface Coating of Metal Furniture Residual Risk and Technology Reviews, 58936-59030 [2019-18345]
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58936
Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2019–0314, EPA–HQ–OAR–
2019–0312, EPA–HQ–OAR–2019–0313,
EPA–HQ–OAR–2017–0670, EPA–HQ–OAR–
2017–0668, EPA–HQ–OAR–2017–0669;
FRL–9998–77–OAR]
RIN 2060–AT49 and RIN 2060–AT72
National Emission Standards for
Hazardous Air Pollutants: Surface
Coating of Automobiles and Light-Duty
Trucks; Surface Coating of
Miscellaneous Metal Parts and
Products; Surface Coating of Plastic
Parts and Products; Surface Coating of
Large Appliances; Printing, Coating,
and Dyeing of Fabrics and Other
Textiles; and Surface Coating of Metal
Furniture Residual Risk and
Technology Reviews
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The U.S. Environmental
Protection Agency (EPA) is proposing
amendments to address the results of
the residual risk and technology reviews
(RTR) that the EPA is required to
conduct in accordance with the Clean
Air Act (CAA) with regard to the
National Emissions Standards for
Hazardous Air Pollutants (NESHAP) for
the Surface Coating of Automobiles and
Light-Duty Trucks (ALDT), the NESHAP
for the Surface Coating of Miscellaneous
Metal Parts and Products (MMPP), and
the NESHAP for the Surface Coating of
Plastic Parts and Products (PPP). The
EPA is proposing to find the risks due
to emissions of air toxics from these
source categories under the current
standards are acceptable and the
standards provide an ample margin of
safety to protect public health. We are
proposing no revisions to the numerical
emission limits based on these analyses.
The EPA is proposing to amend
provisions addressing emissions during
periods of startup, shutdown, and
malfunction (SSM); to amend provisions
regarding electronic reporting of
performance test results; to amend
provisions regarding monitoring
requirements; and to make
miscellaneous clarifying and technical
corrections. This notice also proposes
technical corrections to the NESHAP for
Surface Coating of Large Appliances;
NESHAP for Printing, Coating, and
Dyeing of Fabrics and Other Textiles;
and NESHAP for Surface Coating of
Metal Furniture.
DATES:
SUMMARY:
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Comments. Comments must be
received on or before December 16,
2019. Under the Paperwork Reduction
Act (PRA), comments on the
information collection provisions are
best assured of consideration if the
Office of Management and Budget
(OMB) receives a copy of your
comments on or before December 2,
2019.
Public hearing. If anyone contacts us
requesting a public hearing on or before
November 6, 2019, we will hold a
hearing. Additional information about
the hearing, if requested, will be
published in a subsequent Federal
Register document and posted at
https://www.epa.gov/stationary-sourcesair-pollution/surface-coatingautomobiles-and-light-duty-trucksnational-emission, https://www.epa.gov/
stationary-sources-air-pollution/surfacecoating-miscellaneous-metal-parts-andproducts-national and https://
www.epa.gov/stationary-sources-airpollution/surface-coating-plastic-partsand-products-national-emission. See
SUPPLEMENTARY INFORMATION for
information on requesting and
registering for a public hearing.
ADDRESSES: You may send comments,
identified by Docket ID No. EPA–HQ–
OAR–2019–0314 for 40 Code of Federal
Regulations (CFR) part 63, subpart IIII,
Automobiles and Light-Duty Trucks;
Docket ID No. EPA–HQ–OAR–2019–
0312 for 40 CFR part 63, subpart
MMMM, Surface Coating of
Miscellaneous Metal Parts and Products;
Docket ID No. EPA–HQ–OAR–2019–
0313 for 40 CFR part 63, subpart PPPP,
Surface Coating of Plastic Parts and
Products; Docket ID No. EPA–HQ–
OAR–2017–0668 for 40 CFR part 63,
subpart OOOO, Printing Coating, and
Dyeing of Fabrics and Other Textiles;
EPA–HQ–OAR–2017–0669 for 40 CFR
part 63, subpart RRRR, Surface Coating
of Metal Furniture; Docket ID No. EPA–
HQ–OAR–2017–0670, for 40 CFR part
63 subpart NNNN for Surface Coating of
Large Appliances by any of the
following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2019–0312, EPA–HQ–OAR–2019–0313,
EPA–HQ–OAR–2019–0314, HQ–OAR–
2017–0668, EPA–HQ–OAR–2017–0669,
or EPA–HQ–OAR–2017–0670 (specify
the applicable docket number) in the
subject line of the message.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2019–
0312, EPA–HQ–OAR–2019–0313, or
PO 00000
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EPA–HQ–OAR–2019–0314, HQ–OAR–
2017–0668, EPA–HQ–OAR–2017–0669,
or EPA–HQ–OAR–2017–0670 (specify
the applicable docket number).
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OAR–2019–
0312, EPA–HQ–OAR–2019–0313, or
EPA–HQ–OAR–2019–0314, HQ–OAR–
2017–0668, EPA–HQ–OAR–2017–0669,
or EPA–HQ–OAR–2017–0670 (specify
the applicable docket number), Mail
Code 28221T, 1200 Pennsylvania
Avenue NW, Washington, DC 20460.
• Hand/Courier Delivery: EPA Docket
Center, WJC West Building, Room 3334,
1301 Constitution Avenue NW,
Washington, DC 20004. The Docket
Center’s hours of operation are 8:30
a.m.–4:30 p.m., Monday–Friday (except
federal holidays).
Instructions: All submissions received
must include the applicable Docket ID
No. for this rulemaking. Comments
received may be posted without change
to https://www.regulations.gov/,
including any personal information
provided. For detailed instructions on
sending comments and additional
information on the rulemaking process,
see the SUPPLEMENTARY INFORMATION
section of this document.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action for
the Surface Coating of Miscellaneous
Metal Parts and Products (MMPP)
NESHAP, the Surface Coating of Plastic
Parts and Products (PPP) NESHAP, and
the technical corrections to the NESHAP
for Surface Coating of Large Appliances
contact Ms. Kim Teal, Minerals and
Manufacturing Group, Sector Policies
and Programs Division (D243–04),
Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–5580; fax number:
(919) 541–4991; and email address:
teal.kim@epa.gov. For questions about
the proposed action for the Surface
Coating of Automobiles and Light-Duty
Trucks (ALDT) NESHAP and the
technical corrections to the NESHAP for
Surface Coating of Metal Furniture
contact Ms. J. Kaye Whitfield, Minerals
and Manufacturing Group, Sector
Policies and Programs Division (D243–
04), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–2509; fax number:
(919) 541–4991; and email address:
whitfield.kaye@epa.gov. For questions
about the technical corrections to the
Printing, Coating, and Dyeing of Fabrics
and Other Textiles contact Ms. Paula
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Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
Hirtz, Minerals and Manufacturing
Group, Sector Policies and Programs
Division (D243–04), Office of Air
Quality Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
2618; fax number: (919) 541–4991; and
email address: hirtz.paula@epa.gov. For
specific information regarding the risk
modeling methodology, contact Mr.
Chris Sarsony, Health and
Environmental Impacts Division (C539–
02), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–4843; fax number:
(919) 541–0840; and email address:
sarsony.chris@epa.gov. For information
about the applicability of any of these
NESHAP to a particular entity, contact
Mr. John Cox, Office of Enforcement and
Compliance Assurance, U.S.
Environmental Protection Agency, EPA
WJC South Building (Mail Code 2227A),
1200 Pennsylvania Avenue NW,
Washington, DC 20460; telephone
number: (202) 564–1395; and email
address: cox.john@epa.gov. For
questions about monitoring and testing
requirements, contact Mr. Muntasir Ali,
Measurement Policy Group, Sector
Policies and Programs Division (D221–
01), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–0833; fax number:
(919) 541–4991; and email address:
ali.muntasir@epa.gov.
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Ms.
Nancy Perry at (919) 541–5628 or by
email at perry.nancy@epa.gov to request
a public hearing, to register to speak at
the public hearing, or to inquire as to
whether a public hearing will be held.
Docket. The EPA has established three
separate dockets for these rulemakings.
Docket ID No. EPA–HQ–OAR–2019–
0314 has been established for 40 CFR
part 63, subpart IIII, Surface Coating of
Automobiles and Light-Duty Trucks.
Docket ID No. EPA–HQ–OAR–2019–
0312 has been established for 40 CFR
part 63, subpart MMMM, Surface
Coating of Miscellaneous Metal Parts
and Products. EPA–HQ–OAR–2019–
0313 has been established for 40 CFR
part 63, subpart PPPP, Surface Coating
of Plastic Parts and Products. In
addition, docket numbers for the
technical corrections have been
established: Docket ID No. EPA–HQ–
OAR–2017–0670 for 40 CFR part 63,
subpart NNNN, Surface Coating of Large
Appliances; Docket ID No. EPA–HQ–
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OAR–2017–0669 for 40 CFR part 63,
subpart RRRR, Surface Coating of Metal
Furniture; and Docket ID No. EPA–HQ–
OAR–2017–0668 for 40 CFR part 63,
subpart OOOO, Printing, Coating, and
Dyeing of Fabrics and Other Textiles.
All documents in the dockets are listed
in Regulations.gov. Although listed,
some information is not publicly
available, e.g., Confidential Business
Information (CBI) or other information
whose disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in Regulations.gov
or in hard copy at the EPA Docket
Center, Room 3334, WJC West Building,
1301 Constitution Avenue NW,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the EPA Docket Center is (202) 566–
1742.
The dockets related to the technical
corrections to the NESHAP for Surface
Coating of Large Appliances, the
NESHAP for Printing, Coating, and
Dyeing of Fabrics and Other Textiles,
and the NESHAP for Surface Coating of
Metal Furniture are discussed in section
II.E of this preamble.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2019–
0314 for 40 CFR part 63, subpart IIII,
Surface Coating of Automobiles and
Light-Duty Trucks, Docket ID No. EPA–
HQ–OAR–2019–0312 for 40 CFR part
63, subpart MMMM, Surface Coating of
Miscellaneous Metal Parts and Products,
or Docket ID No. EPA–HQ–OAR–2019–
0313 for 40 CFR part 63, subpart PPPP,
Surface Coating of Plastic Parts and
Products, as applicable to your
comments. Direct your comments for
the technical corrections to Docket ID
No. EPA–HQ–OAR–2017–0670 for 40
CFR part 63, subpart NNNN, Surface
Coating of Large Appliances; Docket ID
No. EPA–HQ–OAR–2017–0669 for 40
CFR part 63, subpart RRRR, Surface
Coating of Metal Furniture; and Docket
ID No. EPA–HQ–OAR–2017–0668 for 40
CFR part 63, subpart OOOO, Printing,
Coating, and Dyeing of Fabrics and
Other Textiles. The EPA’s policy is that
all comments received will be included
in the public docket without change and
may be made available online at https://
www.regulations.gov/, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
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58937
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov/ or email. This
type of information should be submitted
by mail as discussed below.
The EPA may publish any comment
received to its public docket.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. The EPA will
generally not consider comments or
comment contents located outside of the
primary submission (i.e., on the Web,
cloud, or other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
The https://www.regulations.gov/
website allows you to submit your
comment anonymously, which means
the EPA will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email comment directly to the
EPA without going through https://
www.regulations.gov/, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
digital storage media you submit. If the
EPA cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should not include
special characters or any form of
encryption and be free of any defects or
viruses. For additional information
about the EPA’s public docket, visit the
EPA Docket Center homepage at https://
www.epa.gov/dockets.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov/ or
email. Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
mark the outside of the digital storage
media as CBI and then identify
electronically within the digital storage
media the specific information that is
claimed as CBI. In addition to one
complete version of the comments that
includes information claimed as CBI,
you must submit a copy of the
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comments that does not contain the
information claimed as CBI directly to
the public docket through the
procedures outlined in Instructions
above. If you submit any digital storage
media that does not contain CBI, mark
the outside of the digital storage media
clearly that it does not contain CBI.
Information not marked as CBI will be
included in the public docket and the
EPA’s electronic public docket without
prior notice. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 CFR part 2. Send or deliver
information identified as CBI only to the
following address: OAQPS Document
Control Officer (C404–02), OAQPS, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2019–0314 for 40 CFR part
63, subpart IIII, Surface Coating of
Automobiles and Light-Duty Trucks
(ALDT Docket); Docket ID No. EPA–
HQ–OAR–2019–0312 for 40 CFR part
63, subpart MMMM, Surface Coating of
Miscellaneous Metal Parts and Products
(MMPP Docket); and Docket ID No.
EPA–HQ–OAR–2019–0313 for 40 CFR
part 63, subpart PPPP, Surface Coating
of Plastic Parts and Products (PPP
Docket), as applicable.
Preamble acronyms and
abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
ACA American Coatings Association
AEGL acute exposure guideline level
AERMOD air dispersion model used by the
HEM–3 model
ALDT automobile and light-duty truck
BACT best available control technology
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CDX Central Data Exchange
CEDRI Compliance and Emissions Data
Reporting Interface
CEMS continuous emissions monitoring
systems
CFR Code of Federal Regulations
ECHO Enforcement and Compliance
History Online
EPA Environmental Protection Agency
EPFP extreme performance fluoropolymer
ERPG emergency response planning
guideline
ERT Electronic Reporting Tool
GACT generally available control
technology
gal gallon
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM–3 Human Exposure Model
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
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IBR incorporation by reference
ICAC Institute of Clean Air Companies
IRIS Integrated Risk Information System
kg kilogram
km kilometer
LAER lowest achievable emission rate
lb pound
MACT maximum achievable control
technology
MIBK methyl isobutyl ketone
MIR maximum individual risk
MMPP miscellaneous metal parts and
products
NAAQS National Ambient Air Quality
Standards
NAICS North American Industry
Classification System
NEI National Emission Inventory
NESHAP national emission standards for
hazardous air pollutants
NSR New Source Review
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
OMB Office of Management and Budget
OSHA Occupational Safety and Health
Administration
PB–HAP hazardous air pollutants known to
be persistent and bio-accumulative in the
environment
PDF portable document format
POM polycyclic organic matter
PPP plastic parts and products
PRA Paperwork Reduction Act
PTE permanent total enclosure
RACT reasonably available control
technology
RBLC RACT/BACT/LAER Clearinghouse
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RfD reference dose
RTO regenerative thermal oxidizer
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
UF uncertainty factor
mg/m3 micrograms per cubic meter
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
VCS voluntary consensus standards
VOC volatile organic compounds
Organization of this document. The
information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
II. Background
A. What is the statutory authority for this
action?
B. What are the source categories and how
do the current NESHAP regulate their
HAP emissions?
C. What data collection activities were
conducted to support this action?
D. What other relevant background
information and data are available?
III. Analytical Procedures and DecisionMaking
A. How do we consider risk in our
decision-making?
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B. How do we perform the technology
review?
C. How did we estimate post-MACT risks
posed by these source categories?
IV. Analytical Results and Proposed
Decisions
A. What are the analytical results and
proposed decisions for the surface
coating of automobiles and light-duty
trucks source category?
B. What are the analytical results and
proposed decisions for the MMPP source
category?
C. What are the analytical results and
proposed decisions for the Surface
Coating of Plastic Parts and Products
source category?
D. Proposed Corrections to Earlier
Subparts.
V. Summary of Cost, Environmental, and
Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA) and 1 CFR
Part 51
K. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the
NESHAP and associated regulated
industrial source categories that are the
subject of this proposal. Table 1 is not
intended to be exhaustive, but rather
provides a guide for readers regarding
the entities that this proposed action is
likely to affect. The proposed standards,
once promulgated, will be directly
applicable to the affected sources.
Federal, state, local, and tribal
government entities would not be
affected by this proposed action. As
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defined in the Initial List of Categories
of Sources Under Section 112(c)(1) of
the Clean Air Act Amendments of 1990
(see 57 FR 31576, July 16, 1992) and
Documentation for Developing the
Initial Source Category List, Final
Report (see EPA–450/3–91–030, July
1992), the Surface Coating of
Automobiles and Light-Duty Trucks
(ALDT) source category includes any
facility that is a major source of
hazardous air pollutants (HAP) and is
engaged in the surface coating of new
automobile or new light-duty truck
bodies or body parts for new
automobiles or new light-duty trucks.
We estimate that 43 major source
facilities engaged in surface coating of
automobiles and light-duty trucks
would be subject to this proposal. The
MMPP source category includes any
facility engaged in the surface coating of
miscellaneous metal parts and products
that is a major source of HAP emissions.
Miscellaneous metal parts and products
include, but are not limited to, metal
components of the following types of
products as well as the products
themselves: Motor vehicle parts and
accessories; bicycles and sporting goods;
recreational vehicles; extruded
aluminum structural components;
railroad cars; heavy-duty trucks;
medical equipment; lawn and garden
equipment; electronic equipment;
magnet wire; steel drums; industrial
machinery; metal pipes; and numerous
other industrial, household, and
consumer products. We estimate that
368 major source facilities engaged in
surface coating of miscellaneous metal
parts and products would be subject to
58939
this proposal. The PPP source category
includes any facility engaged in the
surface coating of plastic parts or
products that is a major source of HAP
emissions. Plastic parts and products
include, but are not limited to, plastic
components of the following types of
products as well as the products
themselves: Motor vehicle parts and
accessories for automobiles, trucks,
recreational vehicles; sporting and
recreational goods; toys; business
machines; laboratory and medical
equipment; and household and other
consumer products. We estimate that
125 major source facilities engaged in
plastic parts and products surface
coating would be subject to this
proposal.
TABLE 1—NESHAP, INDUSTRIAL AND GOVERNMENT SOURCES AFFECTED BY THIS PROPOSED ACTION
NESHAP source
category
NAICS code 1
Regulated entities 2
Surface Coating of Automobiles
and Light-Duty Trucks.
Surface Coating of Miscellaneous
Metal Parts and Products.
336111, 336112, 336211 ..............
Automobile and light-duty truck assembly plants, producers of automobile and light-duty truck bodies.
Automobile parts (engine parts, vehicle parts and accessories,
brakes, axles, etc.).
335312, 336111, 336211, 336312,
33632, 33633, 33634, 33637,
336399.
331316, 331524, 332321, 332323
33312, 333611, 333618 ................
332312, 332722, 332813, 332991,
332999,
334119,
336413,
339999.
33612, 336211 ...............................
331319, 331422, 335929 ..............
332311 ...........................................
33242, 81131, 322214, 326199,
331513, 332439.
331111, 33121, 331221, 331511 ..
33651, 336611, 482111 ................
3369, 331316, 336991, 336211,
336112,
336213,
336214,
336399.
326291, 326299 .............................
332311, 332312 .............................
Surface Coating of Plastic Parts
and Products.
336212, 336999, 33635, 56121,
8111. 56211.
337214 ...........................................
32614, 32615 .................................
326199 ...........................................
333313 ...........................................
33422 .............................................
336211
336399
336212
336213
336214
336999
...........................................
...........................................
...........................................
...........................................
...........................................
...........................................
339111, 339112 .............................
33992 .............................................
33995 .............................................
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Extruded aluminum, architectural components, rod, and tubes.
Heavy equipment (tractors, earth moving machinery).
Job shops (making any of the products from the miscellaneous metal
parts and products segments).
Large trucks and buses.
Magnet wire.
Prefabricated metal buildings, carports, docks, dwellings, greenhouses, panels for buildings.
Metal drums, kegs, pails, shipping containers.
Metal pipe and foundry (plate, tube, rods, nails, spikes, etc.).
Rail transportation (brakes, engines, freight cars, locomotives.
Recreational vehicles (motorcycles, motor homes, semitrailers, truck
trailers).
Rubber to metal products (engine mounts, rubberized tank tread, harmonic balancers.
Structural steel (joists, railway bridge sections, highway bridge sections).
Miscellaneous transportation related equipment and parts.
Office furniture, except wood.
Plastic foam products (e.g., pool floats, wrestling mats, life jackets).
Plastic products not elsewhere classified (e.g., name plates, coin
holders, storage boxes, license plate housings, cosmetic caps, cup
holders).
Office machines.
Radio and television broadcasting and communications equipment
(e.g., cellular telephones).
Motor vehicle body manufacturing.
Motor vehicle parts and accessories.
Truck trailer manufacturing.
Motor home manufacturing.
Travel trailer and camper manufacturing.
Transportation equipment not elsewhere classified (e.g., snowmobile
hoods, running boards, tractor body panels, personal watercraft
parts).
Medical equipment and supplies.
Sporting and athletic goods.
Signs and advertising specialties.
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TABLE 1—NESHAP, INDUSTRIAL AND GOVERNMENT SOURCES AFFECTED BY THIS PROPOSED ACTION—Continued
NESHAP source
category
1
2
NAICS code 1
Regulated entities 2
339999 ...........................................
Manufacturing industries not elsewhere classified (e.g., bezels, consoles, panels, lenses).
North American Industry Classification System.
Regulated entities means major source facilities that apply surface coatings to these parts or products.
B. Where can I get a copy of this
document and other related
information?
In addition to being available in the
dockets for this action, an electronic
copy of this proposed action is available
on the internet. Following signature by
the EPA Administrator, the EPA will
post a copy of this proposed action at
https://www.epa.gov/stationary-sourcesair-pollution/surface-coatingautomobiles-and-light-duty-trucksnational-emission, https://www.epa.gov/
stationary-sources-air-pollution/surfacecoating-miscellaneous-metal-parts-andproducts-national, and https://
www.epa.gov/stationary-sources-airpollution/surface-coating-plastic-partsand-products-national-emission.
Following publication in the Federal
Register, the EPA will post the Federal
Register version of the proposal and key
technical documents at these same
websites. Information on the overall
RTR program is available at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory
language that incorporates the proposed
changes in this action are available in
the Automobiles and Light-Duty Trucks,
the Metal Parts and Products, and the
Plastic Parts and Products Dockets
(Docket ID No. EPA–HQ–OAR–2019–
0314, Docket ID No. EPA–HQ–OAR–
2019–0312, and Docket ID No. EPA–
HQ–OAR–2019–0313, respectively).
II. Background
A. What is the statutory authority for
this action?
The statutory authority for this action
is provided by sections 112 and 301 of
the CAA, as amended (42 U.S.C. 7401 et
seq.).1 Section 112 of the CAA
establishes a two-stage regulatory
process to develop standards for
emissions of HAP from stationary
sources. Generally, the first stage
involves establishing technology-based
standards and the second stage involves
evaluating those standards that are
based on maximum achievable control
technology (MACT) to determine
1 In addition, section 301 of the CAA provides
general authority for the Administrator to
‘‘prescribe such regulations as are necessary to carry
out his functions’’ under the CAA.
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whether additional standards are
needed to further address any remaining
risk associated with HAP emissions.
This second stage is commonly referred
to as the ‘‘residual risk review.’’ In
addition to the residual risk review, the
CAA also requires the EPA to review
standards set under CAA section 112
every 8 years to determine if there are
‘‘developments in practices, processes,
or control technologies’’ that may be
appropriate to incorporate into the
standards. This review is commonly
referred to as the ‘‘technology review.’’
When the two reviews are combined
into a single rulemaking, it is commonly
referred to as the ‘‘risk and technology
review.’’ The discussion that follows
identifies the most relevant statutory
sections and briefly explains the
contours of the methodology used to
implement these statutory requirements.
A more comprehensive discussion
appears in the document titled CAA
Section 112 Risk and Technology
Reviews: Statutory Authority and
Methodology, in the dockets for each
subpart in this rulemaking (Docket ID
No. EPA–HQ–OAR–2019–0314 for
Automobiles and Light-Duty Trucks,
Docket ID No. EPA–HQ–OAR–2019–
0312 for Miscellaneous Metal Parts and
Products, and Docket ID No. EPA–HQ–
OAR–2019–0313 for Plastic Parts and
Products).
In the first stage of the CAA section
112 standard setting process, the EPA
promulgates technology-based standards
under CAA section112(d) for categories
of sources identified as emitting one or
more of the HAP listed in CAA section
112(b). Sources of HAP emissions are
either major sources or area sources, and
CAA section 112 establishes different
requirements for major source standards
and area source standards. ‘‘Major
sources’’ are those that emit or have the
potential to emit 10 tons per year (tpy)
or more of a single HAP or 25 tpy or
more of any combination of HAP. All
other sources are ‘‘area sources.’’ For
major sources, CAA section 112(d)
provides that the technology-based
NESHAP must reflect the maximum
degree of emission reductions of HAP
achievable (after considering cost,
energy requirements, and non-air
quality health and environmental
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impacts). These standards are
commonly referred to as MACT
standards. CAA section 112(d)(3) also
establishes a minimum control level for
MACT standards, known as the MACT
‘‘floor.’’ The EPA must also consider
control options that are more stringent
than the floor. Standards more stringent
than the floor are commonly referred to
as beyond-the-floor standards. In certain
instances, as provided in CAA section
112(h), the EPA may set work practice
standards where it is not feasible to
prescribe or enforce a numerical
emission standard. For area sources,
CAA section 112(d)(5) gives the EPA
discretion to set standards based on
generally available control technologies
or management practices (GACT
standards) in lieu of MACT standards.
The second stage in standard-setting
focuses on identifying and addressing
any remaining (i.e., ‘‘residual’’) risk
according to CAA section 112(f). For
source categories subject to MACT
standards, section 112(f)(2) of the CAA
requires the EPA to determine whether
promulgation of additional standards is
needed to provide an ample margin of
safety to protect public health or to
prevent an adverse environmental
effect. Section 112(d)(5) of the CAA
provides that this residual risk review is
not required for categories of area
sources subject to GACT standards.
Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA’s use of the
two-step approach for developing
standards to address any residual risk
and the Agency’s interpretation of
‘‘ample margin of safety’’ developed in
the National Emissions Standards for
Hazardous Air Pollutants: Benzene
Emissions from Maleic Anhydride
Plants, Ethylbenzene/Styrene Plants,
Benzene Storage Vessels, Benzene
Equipment Leaks, and Coke By-Product
Recovery Plants (Benzene NESHAP) (54
FR 38044, September 14, 1989). The
EPA notified Congress in the Risk
Report that the Agency intended to use
the Benzene NESHAP approach in
making CAA section 112(f) residual risk
determinations (EPA–453/R–99–001, p.
ES–11). The EPA subsequently adopted
this approach in its residual risk
determinations and the United States
Court of Appeals for the District of
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Columbia Circuit (the Court) upheld the
EPA’s interpretation that CAA section
112(f)(2) incorporates the approach
established in the Benzene NESHAP.
See NRDC v. EPA, 529 F.3d 1077, 1083
(D.C. Cir. 2008).
The approach incorporated into the
CAA and used by the EPA to evaluate
residual risk and to develop standards
under CAA section 112(f)(2) is a twostep approach. In the first step, the EPA
determines whether risks are acceptable.
This determination ‘‘considers all health
information, including risk estimation
uncertainty, and includes a presumptive
limit on maximum individual lifetime
[cancer] risk (MIR) 2 of approximately
[1-in-10 thousand] [i.e., 100-in-1
million].’’ 54 FR 38045, September 14,
1989. If risks are unacceptable, the EPA
must determine the emissions standards
necessary to bring risks to an acceptable
level without considering costs. In the
second step of the approach, the EPA
considers whether the emissions
standards provide an ample margin of
safety to protect public health ‘‘in
consideration of all health information,
including the number of persons at risk
levels higher than approximately [1-in1 million], as well as other relevant
factors, including costs and economic
impacts, technological feasibility, and
other factors relevant to each particular
decision.’’ Id. The EPA must promulgate
emission standards necessary to provide
an ample margin of safety to protect
public health or determine that the
standards being reviewed provide an
ample margin of safety without any
revisions. After conducting the ample
margin of safety analysis, we consider
whether a more stringent standard is
necessary to prevent, taking into
consideration costs, energy, safety, and
other relevant factors, an adverse
environmental effect.
CAA section 112(d)(6) separately
requires the EPA to review standards
promulgated under CAA section 112
and revise them ‘‘as necessary (taking
into account developments in practices,
processes, and control technologies)’’ no
less frequently than every 8 years. In
conducting this review, which we call
the ‘‘technology review,’’ the EPA is not
required to recalculate the MACT floor.
Natural Resources Defense Council
(NRDC) v. EPA, 529 F.3d 1077, 1084
(D.C. Cir. 2008). Association of Battery
Recyclers, Inc. v. EPA, 716 F.3d 667
(D.C. Cir. 2013). The EPA may consider
cost in deciding whether to revise the
2 Although defined as ‘‘maximum individual
risk,’’ MIR refers only to cancer risk. MIR, one
metric for assessing cancer risk, is the estimated
risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
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standards pursuant to CAA section
112(d)(6).
B. What are the source categories and
how do the current NESHAP regulate
their HAP emissions?
1. What is the surface coating of
automobiles and light-duty trucks
source category and how does the
current NESHAP regulate its HAP
emissions?
a. Source Category Description
The NESHAP for the ALDT source
category was promulgated on April 26,
2004 (69 FR 22602), and is codified at
40 CFR part 63, subpart IIII. Technical
corrections and clarifying amendments
were promulgated on December 22,
2006 (71 FR 76922) and April 24, 2007
(72 FR 20227). The ALDT NESHAP
applies to any coating operations which
apply topcoats to new automobile or
new light-duty truck bodies or body
parts for new automobiles or new lightduty trucks and/or coatings to new other
motor vehicle bodies or body parts for
new other motor vehicles; parts
intended for use in new automobiles,
new light-duty trucks, or new other
motor vehicles; or aftermarket repair or
replacement parts for automobiles, lightduty trucks, or other motor vehicles;
and the affected source is located at a
facility that is a major source, is located
at a major source, or is part of a major
source of emissions of HAP (40 CFR
63.3081). The ALDT NESHAP (40 CFR
63.3176) defines an ‘‘automobile’’ as ‘‘a
motor vehicle designed to carry up to
eight passengers, excluding vans, sport
utility vehicles, and motor vehicles
designed primarily to transport light
loads of property,’’ and ‘‘light-duty
truck’’ as ‘‘vans, sport utility vehicles,
and motor vehicles designed primarily
to transport light loads of property with
gross vehicle weight rating of 8,500 lbs
[pounds] or less.’’
The ALDT NESHAP defines a
‘‘coating’’ as ‘‘a material that is applied
to a substrate for decorative, protective
or functional purposes. Such materials
include, but are not limited to, paints,
sealants, caulks, inks, adhesives,
primers, deadeners, and maskants.
Decorative, protective, or functional
materials that consist only of protective
oils for metal, acids, bases, or any
combination of these substances are not
considered coatings for the purposes of
this subpart.’’ (40 CFR 63.3176).
The ALDT NESHAP does not apply to
a surface coating operation that is
subject to any other NESHAP as of June
25, 2004, except when a source chooses
to comply with the ALDT NESHAP
instead of the MMPP NESHAP (40 CFR
part 63, subpart MMMM) or the PPP
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58941
NESHAP (40 CFR part 63, subpart
PPPP). (40 CFR 63.3082(c).)
Based on our search of the National
Emission Inventory (NEI) (www.epa.gov/
air-emissions-inventories/nationalemissions-inventory-nei) and the EPA’s
Enforcement and Compliance History
Online (ECHO) database (echo.epa.gov)
and a review of active air emissions
permits, we estimate that 43 facilities
are subject to the ALDT NESHAP. A
complete list of facilities subject to the
ALDT NESHAP is available in Table 1
of Appendix 10 to the memorandum
titled Residual Risk Assessment for the
Surface Coating of Automobiles and
Light-duty Trucks Source Category in
Support of the 2019 Risk and
Technology Review Proposed Rule
(hereafter referred to as the Automobiles
and Light-Duty Trucks Risk Assessment
Report), in the ALDT Docket (Docket ID
No. EPA–HQ–OAR–2019–0314).
b. HAP Emission Sources
The primary HAP emitted from ALDT
surface coating operations are organic
HAP and included toluene, xylene,
glycol ethers, methyl isobutyl ketone
(MIBK), ethyl benzene, and methanol.
The HAP emissions are from coating
application and drying and curing ovens
in the ALDT surface coating operations.
Some emissions occur from the cleaning
of spray booths and equipment. In most
cases, HAP emissions from surface
preparation, storage and handling are
relatively small (i.e., not quantifiable)
for this source category.
Inorganic (metal) HAP emissions were
considered in the development of the
ALDT NESHAP and the EPA
determined that, although very low
levels of emissions were reported in
coatings, no inorganic HAP are emitted.
Based on data obtained during
development of the 2004 proposed
NESHAP (67 FR 78612, December 24,
2002), some coatings in the ALDT
source category reported emissions of
inorganic HAP that likely were not
emitted due to coating application
techniques used. Instead, the 2004
proposed NESHAP found that the
inorganic HAP components of the
coatings mostly remained as solids in
the dry coating film on the parts being
coated, were collected by the circulating
water under the spray booth floor grates,
or were deposited on the walls, floor,
and grates of the spray booths and other
equipment in which they are applied.
More recent data from the 2011 NEI
data, used to inform this RTR, show
total reported source category inorganic
HAP emissions of 0.008 tpy from
antimony, chromium, manganese, and
nickel, and no reported emissions of
inorganic HAP in thinners or cleaning
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materials. (See Appendix 1 to the
Automobiles and Light-Duty Trucks
Risk Assessment Report, in the ALDT
Docket). Based on feedback from
industry and information gleaned from
EPA site visits, facilities in the ALDT
source category employ high-efficiency
spray equipment (including robotic
spraying) to minimize the overall
amount of coating used, thereby
reducing inorganic HAP emissions
further. Therefore, we conclude that,
although inorganic HAP are reported
components of coatings, no inorganic
HAP are emitted.
c. Current NESHAP Requirements for
Control of HAP
The NESHAP specifies numerical
limits for the organic HAP emissions
from both existing sources and new or
reconstructed sources. These emissions
limits are established for each of several
process groupings at the source
including (1) electrodeposition primer,
primer-surfacer, topcoat, final repair,
glass bonding primer, and glass bonding
adhesive operations plus all coatings
and thinners, except for deadener
materials and for adhesive and sealer
materials that are not components of
glass bonding systems, used in coating
operations; (2) primer-surfacer, topcoat,
final repair, glass bonding primer, and
glass bonding adhesive operation plus
all coatings and thinners, except for
deadener materials and for adhesive and
sealer materials that are not components
of glass bonding systems, used in
coating operations; (3) adhesives and
sealers, other than glass bonding
adhesive materials; and (4) deadener
materials.
The specific organic HAP emission
limits are summarized in Table 2 of the
memorandum titled Technology Review
for Surface Coating Operations in the
Automobiles and Light-Duty Trucks
Source Category in the ALDT Docket.
Compliance with the ALDT NESHAP
emission limits can be achieved using
several different options, including a
compliant material option, an emission
rate without add-on controls option
(averaging option), and an emission rate
with add-on controls option. For bake
ovens used to cure electrodeposition
primers, an alternative is to capture the
emissions and duct them to a control
device having a destruction or removal
efficiency of at least 95 percent. For any
coating operation(s) on which the
facility uses the compliant material
option or the emission rate without addon controls option, the facility is not
required to meet any work practice
standards. Facilities that have multiple
paint lines may choose to group
operations from two or more paint lines
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together, or to make a separate grouping
of the operations from individual paint
lines. Operating limits may apply for
facilities that use an emission capture
and control system to reduce emissions.
If the facility uses the emission rate
with add-on controls option, they must
develop and implement a work practice
plan to minimize organic HAP
emissions from all processes associated
with the coating operations (i.e., storage;
mixing and conveying of coatings;
thinners; cleaning materials; and waste
materials). The plan must specify
practices and procedures to ensure that
a set of minimum work practices
specified in the NESHAP are
implemented. The facility must also
comply with site-specific operating
limits for the emission capture and
control system.
2. What is the surface coating of
miscellaneous metal parts and products
source category and how does the
current NESHAP regulate its HAP
emissions?
a. Source Category Description
The MMPP NESHAP was
promulgated on January 2, 2004 (69 FR
130), and is codified at 40 CFR part 63,
subpart MMMM. A technical correction
to the final rule was published on April
26, 2004 (69 FR 22602) and December
22, 2006 (71 FR 76922). The MMPP
NESHAP applies to owners or operators
of metal parts and products surface
coating operations at facilities that are
major sources of HAP.
Miscellaneous metal parts and
products include, but are not limited to,
metal components of the following
types of products as well as the
products themselves: motor vehicle
parts and accessories, bicycles and
sporting goods, recreational vehicles,
extruded aluminum structural
components, railroad cars, heavy-duty
trucks, medical equipment, lawn and
garden equipment, electronic
equipment, magnet wire, steel drums,
industrial machinery, metal pipes, and
numerous other industrial, household,
and consumer products. The MMPP
NESHAP (40 CFR 63. 3881(c)) does not
apply to the surface coating or coating
operations that meet the applicability
criteria of eleven other surface coating
NESHAP, e.g., surface coating of metal
components of wood furniture (subpart
JJ of 40 CFR part 63), surface coating of
metal components of large appliances
(subpart NNNN of 40 CFR part 63), and
surface coating of metal components of
automobiles and light-duty trucks
(subpart IIII of 40 CFR part 63).
Based on our search of the NEI and
the EPA’s ECHO database and a review
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of active air emission permits, we
estimate that 368 facilities are subject to
the MMPP NESHAP. A list of facilities
we identified as subject to the MMPP
NESHAP is available in Table 1 to
Appendix 10 to the memorandum titled
Residual Risk Assessment for the
Surface Coating of Miscellaneous Metal
Parts and Products Source Category in
Support of the 2019 Risk and
Technology Review Proposed Rule
(hereafter referred to as the
Miscellaneous Metal Parts and Products
Risk Assessment Report), in the MMPP
Docket (Docket ID No. EPA–HQ–OAR–
2019–0312).
b. HAP Emission Sources
The primary HAP emitted from
MMPP surface coating operations are
organic HAP and include xylenes,
toluene, glycol ethers, ethyl benzene,
MIBK, methanol, ethylene glycol, and
dimethyl phthalate. The majority of
organic HAP emissions can be attributed
to the application, drying, and curing of
coatings.
Inorganic HAP emissions were
considered in the development of the
MMPP NESHAP and the EPA
determined that inorganic HAP
emissions would be very low based on
the coating application techniques in
place at the time of the rule
development. Based on information
reported in survey responses during the
development of the proposal for the
2004 NESHAP, inorganic HAP,
including chromium, cobalt, lead, and
manganese compounds, are components
of some coatings used by this source
category. Inorganic HAP in the coatings
would only have the potential to be
emitted if they were spray-applied, but
the inorganic HAP would be either
deposited on the part being coated as
part of the surface coating, on the walls
and floors of the spray booth, or
captured by the spray booth filters
(typically either a dry fabric filter or a
water-wash filter system). No inorganic
HAP were documented in thinners or
cleaning materials. Emissions would be
further reduced by the use of high
efficiency spray equipment, often
combined with robotic spraying, that
minimize the amount of coating that is
sprayed. For more detailed information
please see the emissions memorandum
in Appendix 1 to the Miscellaneous
Metal Parts and Products Risk
Assessment Report, in the MMPP
Docket.
In response to comments on the 2004
proposed NESHAP,3 the EPA argued
3 Surface Coating of Miscellaneous Metal Parts
and Products, Summary of Public Comments and
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that given the combination of very low
usage of coatings containing inorganic
HAP in this source category, and the
current and expected continued use of
controls (dry filters and waterwash
systems on spray booths and high
efficiency equipment) to reduce
overspray emissions, the EPA believed
that levels of inorganic HAP emissions
did not warrant federal regulation
because those regulations would not be
expected to result in additional
emissions reduction.
c. Current NESHAP Requirements for
Control of HAP
The MMPP NESHAP establishes the
organic HAP emissions limits for new
and existing sources. The final rule
contains five subcategories: (1) General
use coating, (2) high performance
coating, (3) magnet wire coating, (4)
rubber-to-metal coating, and (5) extreme
performance fluoropolymer coating
(EPFP).
Compliance can be demonstrated with
using a variety of compliance options
including, (1) a compliant coatings
option, where all coatings used have
organic HAP contents that individually
meet the organic HAP emissions limit,
and all thinners and cleaning materials
contain no organic HAP; (2) an emission
rate without add-on controls option,
where the organic HAP emission rate,
calculated as a rolling 12-month
emission rate and determined on a
monthly basis, is equal to or less than
the organic HAP emissions limit; or (3)
an emission rate with add-on controls
option, where the organic HAP emission
rate, calculated as a rolling 12-month
emissions rate and determined on a
monthly basis, taking into account the
emissions reduction achieved through
the use of one or more emissions
capture and control devices, is equal to
or less than the organic HAP emissions
limit. A facility using the add-on control
option must also comply with work
practice standards to minimize organic
HAP emissions from the storage,
mixing, and conveying of coatings,
thinners, cleaning materials, and waste
materials associated with the coating
operation(s) and must also comply with
operating limits for the emissions
capture systems and add-on control
devices.
If a facility’s surface coating
operations meet the applicability
criteria of more than one of the coating
subcategories in the MMPP NESHAP,
the facility may comply separately with
each emissions limit or comply using
one of the following options:
Responses on Proposed Rule. August 2003. EPA–
453/R–03–008; p. 83.
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• If general use coating or magnet
wire coating constitute 90 percent or
more of the surface coating activity at
the facility (i.e., it is the predominant
activity), then the facility can comply
with that one emissions limit for all
surface coating at the facility.
• The facility can comply with a
facility-specific emissions limit
calculated on the basis of the applicable
emissions limits and the amount of
coating activity performed in each
coating subcategory, where activity is
measured as the volume of coating
solids used.
The specific organic HAP emission
limits for each coating subcategory and
the operating limits are summarized in
Tables 4 and 5 of the memorandum
titled Technology Review for Surface
Coating Operations in the Miscellaneous
Metal Parts and Products Category.
3. What is the surface coating of plastic
parts and products source category and
how does the current NESHAP regulate
its HAP emissions?
a. Source Category Description
The NESHAP for the PPP source
category was promulgated on April 19,
2004 (69 FR 20968), and is codified at
40 CFR part 63, subpart PPPP. Technical
corrections to the final rule were
published on December 22, 2006 (71 FR
76922) and April 24, 2007 (72 FR
20227). The PPP NESHAP applies to
owners or operators of PPP surface
coating operations at facilities that are
major sources of HAP. Plastic parts and
products include, but are not limited to,
plastic components of the following
types of products as well as the
products themselves: Motor vehicle
parts and accessories for automobiles,
trucks, recreational vehicles; sporting
and recreational goods; toys; business
machines; laboratory and medical
equipment; and household and other
consumer products. The PPP NESHAP
(40 CFR 63. 4481(c)) does not apply to
the surface coating or coating operations
of items that meet the applicability
criteria of eleven other surface coating
NESHAP, e.g., surface coating of plastic
components of wood furniture (subpart
JJ of 40 CFR part 63), surface coating of
plastic components of large appliances
(subpart NNNN of 40 CFR part 63), and
surface coating of plastic components of
automobiles and light-duty trucks
(subpart IIII of 40 CFR part 63).
Based on our search of the NEI and
the EPA’s ECHO database and a review
of active air emission permits, we
estimate that 125 facilities are subject to
the PPP NESHAP. A list of facilities we
identified as subject to the PPP NESHAP
is available in Table 1 to Appendix 10
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58943
to the memorandum titled Residual Risk
Assessment for the Surface Coating of
Plastic Parts and Products Source
Category in Support of the 2019 Risk
and Technology Review Proposed Rule
(hereafter referred to as the Plastic Parts
and Products Risk Assessment Report),
in the PPP Docket (Docket ID No. EPA–
HQ–OAR–2019–0313).
b. HAP Emission Sources
The primary HAP emitted from PPP
surface coating operations are organic
HAP and, based on the 2011 NEI,
include xylene, toluene, MIBK,
ethylbenzene, styrene, glycol ethers, and
methanol, in order of decreasing
emissions. These compounds account
for about 96 percent of the nationwide
HAP emissions from this source
category, based on an analysis of the
NEI.
No inorganic HAP are currently
associated with the coatings used in this
source category, based on the data in the
NEI.
c. Current NESHAP Requirements for
Control of HAP
The PPP NESHAP specifies numerical
emission limits for existing sources and
for new and reconstructed sources for
organic HAP emissions. The final rule
contains four subcategories: (1) General
use coating, (2) thermoplastic olefin
coating, (3) automotive lamp coating,
and (4) assembled on-road vehicle
coating.
Compliance can be demonstrated with
a variety of compliance options
including, (1) a compliant material
option, where the HAP content of each
coating used is less than or equal to the
applicable organic HAP emissions limit
and each thinner, additive, and cleaning
material uses no organic HAP; (2) an
emission rate without add-on controls
option, where the organic HAP emission
rate, calculated as a rolling 12-month
emission rate and determined on a
monthly basis, is equal to or less than
the organic HAP emissions limit; or (3)
an emission rate with add-on controls
option, where the organic HAP emission
rate, calculated as a rolling 12-month
emissions rate and determined on a
monthly basis, taking into account the
emissions reduction achieved through
the use of one or more emissions
capture and control devices, is equal to
or less than the organic HAP emissions
limit. A facility using the add-on control
option must also comply with work
practice standards to minimize organic
HAP emissions from the storage,
mixing, and conveying of coatings,
thinners, cleaning materials, and waste
materials associated with the coating
operation(s) and must also comply with
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operating limits for the emissions
capture systems and add-on control
devices.
The specific organic HAP emission
limits for each coating subcategory are
summarized in Table 2 of the
memorandum titled Technology Review
for Surface Coating Operations in the
Plastic Parts and Products Category.
C. What data collection activities were
conducted to support this action?
For the risk modeling portion of these
RTRs, the EPA used data from the 2011
and 2014 NEI. The NEI is a database that
contains information about sources that
emit criteria air pollutants, their
precursors, and HAP. The database
includes estimates of annual air
pollutant emissions from point,
nonpoint, and mobile sources in the 50
states, the District of Columbia, Puerto
Rico, and the Virgin Islands. The EPA
collects this information and releases an
updated version of the NEI database
every 3 years. The NEI includes data
necessary for conducting risk modeling,
including annual HAP emissions
estimates from individual emission
points at facilities and the related
emissions release parameters. We used
NEI emissions and supporting data as
the primary data to develop the model
input files for the risk assessments for
each of these three source categories.
Detailed information on the
development of the modeling file for the
ALDT source category can be found in
Appendix 1 to the Automobiles and
Light-Duty Trucks Risk Assessment
Report, in the ALDT Docket (Docket ID
No. EPA–HQ–OAR–2017–0314).
Detailed information on the
development of the modeling file for the
MMPP source category can be found in
Appendix 1 to the Miscellaneous Metal
Parts and Products Risk Assessment
Report, in the MMPP Docket (Docket ID
No. EPA–HQ–OAR–2019–0312).
Detailed information on the
development of the modeling file for the
PPP source category can be found in
Appendix 1 to the Plastic Parts and
Products Risk Assessment Report, in the
PPP Docket (Docket ID No. EPA–HQ–
OAR–2019–0313).
For each risk modeling and
technology review portion of these three
RTRs, we also gathered data from
facility construction and operating
permits regarding emission points, air
pollution control devices, and process
operations. We collected permits and
supporting documentation from state
permitting authorities through statemaintained online databases for many,
but not all, of the facilities in each
source category. The facility permits
were also used to confirm that the
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facilities were major sources of HAP and
were subject to the NESHAP that are the
subject of these risk assessments. In
certain cases, we contacted industry
associations and facility owners or
operators to confirm and clarify the
sources of emissions that were reported
in the NEI.
For the technology review portion of
these RTRs, we also used information
from the EPA’s ECHO database as a tool
to identify which facilities were
potentially subject to the NESHAP. The
ECHO database provides integrated
compliance and enforcement
information for approximately 800,000
regulated facilities nationwide. Using
the search feature in ECHO, the EPA
identified facilities that could
potentially be subject to each of these
three NESHAP. We then reviewed
operating permits for these facilities,
when available, to confirm that they
were major sources of HAP with
emission sources subject to these
NESHAP. For many sources in the
MMPP source category in the rubber-tometal bonding and the highperformance coating subcategories, we
also reviewed recent semi-annual
compliance reports to confirm the
compliance option they were using and
the emission rates they were achieving.
Also, for the technology reviews, we
collected information from the
reasonably available control technology
(RACT), best available control
technology (BACT), and lowest
achievable emission rate (LAER)
determinations in the EPA’s RACT/
BACT/LAER Clearinghouse (RBLC).4
This database contains case-specific
information on air pollution
technologies that have been required to
reduce the emissions of air pollutants
from stationary sources. Under the
EPA’s New Source Review (NSR)
program, an NSR permit must be
obtained if a facility is planning new
construction that increases the air
emissions of any regulated NSR
pollutant at or above 100 or 250 tpy
(could be a lower threshold depending
upon nonattainment severity) or a
modification that results in a significant
emissions increase and a significant net
emissions increase of any regulated NSR
pollutant (‘‘significant’’ emissions
increase is defined in the NSR
regulations and is pollutant-specific,
ranging from less than 1 pound (lb) to
100 tpy of the applicable regulated NSR
pollutant). This central database
promotes the sharing of information
among permitting agencies and aids in
case-by-case determinations for NSR
permits. We examined information
contained in the RBLC to determine
what technologies are currently used for
these surface coating operations to
reduce air emissions.
Additional information about these
data collection activities for the
technology reviews is contained in the
technology review memoranda titled
Technology Review for Surface Coating
Operations in the Automobiles and
Light-Duty Trucks Category, July 2019
(hereafter referred to as the Automobiles
and Light-Duty Trucks Technology
Review Memo), Technology Review for
the Surface Coating Miscellaneous
Metal Parts and Products Source
Category, July 2019 (hereafter referred to
as the Miscellaneous Metal Parts and
Products Technology Review Memo),
and Technology Review for Surface
Coating Operations in the Plastic Parts
and Products Category, July 2019
(hereafter referred to as the Plastic Parts
and Products Technology Review
Memo), available in the respective
ALDT, MMPP, and PPP Dockets.
4 https://www.epa.gov/catc/ractbactlaerclearinghouse-rblc-basic-information.
5 Prepared for the ACA, Washington, DC, by The
ChemQuest Group, Inc., Cincinnati, Ohio. 2015.
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D. What other relevant background
information and data are available?
As part of the technology review for
the ALDT, the MMPP, and the PPP
NESHAP source categories, we reviewed
information available in the American
Coatings Association’s (ACA) Industry
Market Analysis, 9th Edition (2014—
2019).5 The ACA Industry Market
Analysis provided information on
trends in coatings technology that can
affect emissions from the ALDT, the
MMPP, and the PPP source categories.
Additional details regarding our review
of these information sources are
contained in the Automobiles and LightDuty Trucks Technology Review Memo,
Miscellaneous Metal Parts and Products
Technology Review Memo, and the
Plastic Parts and Products Technology
Review Memo, available in the
respective ALDT, MMPP, and PPP
Dockets.
III. Analytical Procedures and
Decision-Making
In this section, we describe the
analyses performed to support the
proposed decisions for the RTRs and
other issues addressed in this proposal.
A. How do we consider risk in our
decision-making?
As discussed in section II.A of this
preamble and in the Benzene NESHAP,
in evaluating and developing standards
under CAA section 112(f)(2), we apply
a two-step approach to determine
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whether or not risks are acceptable and
to determine if the standards provide an
ample margin of safety to protect public
health. As explained in the Benzene
NESHAP, ‘‘the first step judgment on
acceptability cannot be reduced to any
single factor’’ and, thus, ‘‘[t]he
Administrator believes that the
acceptability of risk under section 112 is
best judged on the basis of a broad set
of health risk measures and
information.’’ 54 FR 38046, September
14, 1989. Similarly, with regard to the
ample margin of safety determination,
‘‘the Agency again considers all of the
health risk and other health information
considered in the first step. Beyond that
information, additional factors relating
to the appropriate level of control will
also be considered, including cost and
economic impacts of controls,
technological feasibility, uncertainties,
and any other relevant factors.’’ Id.
The Benzene NESHAP approach
provides flexibility regarding factors the
EPA may consider in making
determinations and how the EPA may
weigh those factors for each source
category. The EPA conducts a risk
assessment that provides estimates of
the MIR posed by the HAP emissions
from each source in the source category,
the hazard index (HI) for chronic
exposures to HAP with the potential to
cause noncancer health effects, and the
hazard quotient (HQ) for acute
exposures to HAP with the potential to
cause noncancer health effects.6 The
assessment also provides estimates of
the distribution of cancer risks within
the exposed populations, cancer
incidence, and an evaluation of the
potential for adverse environmental
effects. The scope of EPA’s risk analysis
is consistent with EPA’s response to
comments on our policy under the
Benzene NESHAP where the EPA
explained that:
‘‘[t]he policy chosen by the Administrator
permits consideration of multiple measures
of health risk. Not only can the MIR figure
be considered, but also incidence, the
presence of non-cancer health effects, and the
uncertainties of the risk estimates. In this
way, the effect on the most exposed
individuals can be reviewed as well as the
impact on the general public. These factors
can then be weighed in each individual case.
This approach complies with the Vinyl
Chloride mandate that the Administrator
ascertain an acceptable level of risk to the
public by employing his expertise to assess
available data. It also complies with the
6 The MIR is defined as the cancer risk associated
with a lifetime of exposure at the highest
concentration of HAP where people are likely to
live. The HQ is the ratio of the potential HAP
exposure concentration to the noncancer doseresponse value; the HI is the sum of HQs for HAP
that affect the same target organ or organ system.
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Congressional intent behind the CAA, which
did not exclude the use of any particular
measure of public health risk from the EPA’s
consideration with respect to CAA section
112 regulations, and thereby implicitly
permits consideration of any and all
measures of health risk which the
Administrator, in his judgment, believes are
appropriate to determining what will ‘protect
the public health’.’’
See 54 FR 38057, September 14, 1989.
Thus, the level of the MIR is only one
factor to be weighed in determining
acceptability of risks. The Benzene
NESHAP explained that ‘‘an MIR of
approximately one in 10 thousand
should ordinarily be the upper end of
the range of acceptability. As risks
increase above this benchmark, they
become presumptively less acceptable
under CAA section 112, and would be
weighed with the other health risk
measures and information in making an
overall judgment on acceptability. Or,
the Agency may find, in a particular
case, that a risk that includes MIR less
than the presumptively acceptable level
is unacceptable in the light of other
health risk factors.’’ Id. at 38045. In
other words, risks that include an MIR
above 100-in-1 million may be
determined to be acceptable, and risks
with an MIR below that level may be
determined to be unacceptable,
depending on all of the available health
information. Similarly, with regard to
the ample margin of safety analysis, the
EPA stated in the Benzene NESHAP
that: ‘‘EPA believes the relative weight
of the many factors that can be
considered in selecting an ample margin
of safety can only be determined for
each specific source category. This
occurs mainly because technological
and economic factors (along with the
health-related factors) vary from source
category to source category.’’ Id. at
38061. We also consider the
uncertainties associated with the
various risk analyses, as discussed
earlier in this preamble, in our
determinations of acceptability and
ample margin of safety.
The EPA notes that it has not
considered certain health information to
date in making residual risk
determinations. At this time, we do not
attempt to quantify those HAP risks that
may be associated with emissions from
other facilities that do not include the
source categories under review, mobile
source emissions, natural source
emissions, persistent environmental
pollution, or atmospheric
transformation in the vicinity of the
sources in the categories.
The EPA understands the potential
importance of considering an
individual’s total exposure to HAP in
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58945
addition to considering exposure to
HAP emissions from the source category
and facility. We recognize that such
consideration may be particularly
important when assessing noncancer
risks, where pollutant-specific exposure
health reference levels (e.g., reference
concentrations (RfCs) are based on the
assumption that thresholds exist for
adverse health effects. For example, the
EPA recognizes that, although exposures
attributable to emissions from a source
category or facility alone may not
indicate the potential for increased risk
of adverse noncancer health effects in a
population, the exposures resulting
from emissions from the facility in
combination with emissions from all of
the other sources (e.g., other facilities) to
which an individual is exposed may be
sufficient to result in increased risk of
adverse noncancer health effects. In
May 2010, the Science Advisory Board
(SAB) advised the EPA ‘‘that RTR
assessments will be most useful to
decision makers and communities if
results are presented in the broader
context of aggregate and cumulative
risks, including background
concentrations and contributions from
other sources in the area.’’ 7
In response to the SAB
recommendations, the EPA is
incorporating cumulative risk analyses
into its RTR risk assessments, including
those reflected in this proposal. The
Agency is (1) conducting facility-wide
assessments, which include source
category emission points, as well as
other emission points within the
facilities; (2) combining exposures from
multiple sources in the same category
that could affect the same individuals;
and (3) for some persistent and
bioaccumulative pollutants, analyzing
the ingestion route of exposure. In
addition, the RTR risk assessments have
always considered aggregate cancer risk
from all carcinogens and aggregate
noncancer HQs from all noncarcinogens
affecting the same target organ system.
Although we are interested in placing
source category and facility-wide HAP
risks in the context of total HAP risks
from all sources combined in the
vicinity of each source, we are
concerned about the uncertainties of
doing so. Estimates of total HAP risk
from emission sources other than those
that we have studied in depth during
this RTR review would have
significantly greater associated
uncertainties than the source category or
7 Recommendations of the SAB Risk and
Technology Review Methods Panel are provided in
their report, which is available at: https://
yosemite.epa.gov/sab/sabproduct.nsf/4AB3966E263
D943A8525771F00668381/$File/EPA-SAB-10-007unsigned.pdf.
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facility-wide estimates. Such aggregate
or cumulative assessments would
compound those uncertainties, making
the assessments too unreliable.
B. How do we perform the technology
review?
Our technology reviews focus on the
identification and evaluation of
developments in practices, processes,
and control technologies that have
occurred since the MACT standards
were promulgated. Where we identify
such developments, we analyze their
technical feasibility, estimated costs,
energy implications, and non-air
environmental impacts. We also
consider the emission reductions
associated with applying each
development. This analysis informs our
decision of whether it is ‘‘necessary’’ to
revise the emissions standards. In
addition, we consider the
appropriateness of applying controls to
new sources versus retrofitting existing
sources. For this exercise, we consider
any of the following to be a
‘‘development’’:
• Any add-on control technology or
other equipment that was not identified
and considered during development of
the original MACT standards;
• Any improvements in add-on
control technology or other equipment
(that were identified and considered
during development of the original
MACT standards) that could result in
additional emissions reduction;
• Any work practice or operational
procedure that was not identified or
considered during development of the
original MACT standards;
• Any process change or pollution
prevention alternative that could be
broadly applied to the industry and that
was not identified or considered during
development of the original MACT
standards; and
• Any significant changes in the cost
(including cost effectiveness) of
applying controls (including controls
the EPA considered during the
development of the original MACT
standards).
In addition to reviewing the practices,
processes, and control technologies that
were considered at the time we
originally developed the NESHAPs (i.e.,
the 2004 ALDT NESHAP; the 2004
MMPP NESHAP; and the 2004 PPP
NESHAP), we review a variety of data
sources in our investigation of potential
practices, processes, or controls that
may have not been considered for each
of the three source categories during
development of the NESHAP. Among
the sources we reviewed were the
NESHAP for various industries that
were promulgated after the MACT
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standards being reviewed in this action
(e.g., NESHAP for Paint Stripping and
Miscellaneous Surface Coating
Operations at Area Sources (40 CFR part
63, subpart HHHHHH)). We also
reviewed the results of other technology
reviews for other surface coating source
categories since the promulgation of the
NESHAPs (e.g., the technology reviews
conducted for the Shipbuilding and
Ship Repair (Surface Coating) NESHAP
(40 CFR part 63, subpart II) and the
Wood Furniture Manufacturing
Operations NESHAP (40 CFR part 63,
subpart JJ)). We reviewed the regulatory
requirements and/or technical analyses
associated with these regulatory actions
to identify any practices, processes, and
control technologies considered in these
efforts that could be applied to emission
sources in the ALDT, the MMPP, and
the PPP source categories, as well as the
costs, non-air impacts, and energy
implications associated with the use of
these technologies. Finally, we reviewed
information from other sources, such as
state and/or local permitting agency
databases and industry-specific market
analyses and trade journals, to research
advancements in add-on controls and
lower HAP technology for coatings and
solvents. For a more detailed discussion
of our methods for performing these
technology reviews, refer to the
Automobiles and Light-Duty Trucks
Technology Review Memo, the
Miscellaneous Metal Parts and Products
Technology Review Memo and the
Plastic Parts and Products Technology
Review Memo, available in the
respective ALDT, MMPP, and PPP
Dockets.
C. How do we estimate post-MACT risks
posed by these source categories?
In this section, we provide a complete
description of the types of analyses that
we generally perform during the risk
assessment process. In some cases, we
do not perform a specific analysis
because it is not relevant. For example,
in the absence of emissions of HAP
known to be persistent and
bioaccumulative in the environment
(PB–HAP), we would not perform a
multipathway exposure assessment.
Where we do not perform an analysis,
we state that we do not and provide the
reason. While we present all of our risk
assessment methods, we only present
risk assessment results for the analyses
actually conducted (see the presentation
of results in sections IV.A.1, IV.B.1, and
IV.C.1 of this preamble).
The EPA conducted risk assessments
that provide estimates of the MIR for
cancer posed by the HAP emissions
from each source in each source
category, the HI for chronic exposures to
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HAP with the potential to cause
noncancer health effects, and the HQ for
acute exposures to HAP with the
potential to cause noncancer health
effects. The assessments also provide
estimates of the distribution of cancer
risks within the exposed populations,
cancer incidence, and an evaluation of
the potential for adverse environmental
effects. The seven sections that follow
this paragraph describe how we
estimated emissions and conducted the
risk assessments. The ALDT, MMPP,
and PPP Dockets contain the respective
Automobiles and Light-Duty Trucks
Risk Assessment Report, Miscellaneous
Metal Parts and Products Risk
Assessment Report and the Plastic Parts
and Products Risk Assessment Report,
which provide more information on the
risk assessment inputs and models. The
methods used to assess risks (as
described in the seven primary steps
below) are consistent with those peerreviewed by a panel of the EPA’s SAB
in 2009 8 and described in the SAB
review report issued in 2010. They are
also consistent with the key
recommendations contained in that
report.
1. How did we estimate actual
emissions and identify the emissions
release characteristics?
The actual emissions and the
emission release characteristics for each
facility were obtained primarily from
either the 2011 NEI or the 2014 NEI.
Most data were obtained from the 2011
NEI, unless the 2014 NEI included HAP
data for emission units or processes for
which the 2011 NEI included only
volatile organic compounds (VOC) or
particulate matter. In some cases, the
industry association or the specific
facilities were contacted to confirm
emissions that appeared to be outliers,
that were otherwise inconsistent with
our understanding of the industry, or
that were associated with high risk
values in our initial risk screening
analyses. When appropriate, emission
values and release characteristics were
revised based on these facility contacts,
and these changes were documented.
Additional information on the
development of the modeling file for
each source category, including the
development of the actual emissions
estimates and emissions release
characteristics, can be found in
Appendix 1 to the Automobiles and
8 U.S. EPA SAB. Risk and Technology Review
(RTR) Risk Assessment Methodologies: For Review
by the EPA’s Science Advisory Board with Case
Studies—MACT I Petroleum Refining Sources and
Portland Cement Manufacturing, June 2009. EPA–
452/R–09–0006. https://www3.epa.gov/airtoxics/
rrisk/rtrpg.html.
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Light-Duty Trucks Risk Assessment
Report, in the ALDT Docket; in
Appendix 1 to the Miscellaneous Metal
Parts and Products Risk Assessment
Report, in the MMPP Docket; and
Appendix 1 to the Plastic Parts and
Products Risk Assessment Report, in the
PPP Docket.
2. How did we estimate MACTallowable emissions?
The available emissions data in the
RTR emissions dataset include estimates
of the mass of HAP emitted during a
specified annual time period. These
‘‘actual’’ emission levels are often lower
than the emission levels allowed under
the requirements of the current MACT
standards. The emissions level allowed
to be emitted under the MACT
standards is referred to as the ‘‘MACTallowable’’ emissions level. We
discussed the use of both MACTallowable and actual emissions in the
final Coke Oven Batteries RTR (70 FR
19998–19999, April 15, 2005) and in the
proposed and final Hazardous Organic
NESHAP RTRs (71 FR 34428, June 14,
2006, and 71 FR 76609, December 21,
2006, respectively). In those actions, we
noted that assessing the risks at the
MACT-allowable level is inherently
reasonable since these risks reflect the
maximum level facilities could emit and
still comply with national emission
standards. We also explained that it is
reasonable to consider actual emissions,
where such data are available, in both
steps of the risk analysis, in accordance
with the Benzene NESHAP approach.
(54 FR 38044, September 14, 1989.)
For the ALDT, MMPP, and PPP source
categories, the EPA calculated allowable
emissions by developing source
category-specific multipliers of 1.1 for
Automobiles and Light-duty Trucks and
1.2 for both Miscellaneous Metal Parts
and Plastic Parts and Products. These
multipliers were applied to the current
emissions for each category to estimate
the allowable emissions. The
multipliers were based on information
obtained from the facility operating
permits and industry information.
For details on how the EPA estimated
the MACT allowable emissions for the
ALDT source category, please see
Appendix 1 to the Automobiles and
Light-Duty Trucks Risk Assessment
Report, in the ALDT Docket (Docket ID
No. EPA–HQ–OAR–2019–0314). For
details on how the EPA calculated the
MACT allowable emissions for the
MMPP source category, please see
Appendix 1 to the Miscellaneous Metal
Parts and Products Risk Assessment
Report, in the MMPP Docket (Docket ID
No. EPA–HQ–OAR–2019–0312). For
details on how the EPA calculated the
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MACT allowable emissions for the PPP
source category, please see Appendix 1
to the Plastic Parts and Products Risk
Assessment Report, in the PPP Docket
(Docket ID No. EPA–HQ–OAR–2019–
0313).
3. How do we conduct dispersion
modeling, determine inhalation
exposures, and estimate individual and
population inhalation risks?
Both long-term and short-term
inhalation exposure concentrations and
health risks from the source categories
addressed in this proposal were
estimated using the Human Exposure
Model (HEM–3).9 The HEM–3 performs
three primary risk assessment activities:
(1) Conducting dispersion modeling to
estimate the concentrations of HAP in
ambient air, (2) estimating long-term
and short-term inhalation exposures to
individuals residing within 50
kilometers (km) of the modeled sources,
and (3) estimating individual and
population-level inhalation risks using
the exposure estimates and quantitative
dose-response information.
a. Dispersion Modeling
The air dispersion model AERMOD,
used by the HEM–3 model, is one of the
EPA’s preferred models for assessing air
pollutant concentrations from industrial
facilities.10 To perform the dispersion
modeling and to develop the
preliminary risk estimates, HEM–3
draws on three data libraries. The first
is a library of meteorological data,
which is used for dispersion
calculations. This library includes 1
year (2016) of hourly surface and upper
air observations from 824
meteorological stations, selected to
provide coverage of the U.S. and Puerto
Rico. A second library of U.S. Census
Bureau census block 11 internal point
locations and populations provides the
basis of human exposure calculations
(U.S. Census, 2010). In addition, for
each census block, the census library
includes the elevation and controlling
hill height, which are also used in
dispersion calculations. A third library
of pollutant-specific dose-response
values is used to estimate health risks.
These are discussed below:
9 For more information about HEM–3, go to
https://www.epa.gov/fera/risk-assessment-andmodeling-human-exposure-model-hem.
10 U.S. EPA. Revision to the Guideline on Air
Quality Models: Adoption of a Preferred General
Purpose (Flat and Complex Terrain) Dispersion
Model and Other Revisions (70 FR 68218,
November 9, 2005).
11 A census block is the smallest geographic area
for which census statistics are tabulated.
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58947
b. Risk From Chronic Exposure to HAP
In developing the risk assessment for
chronic exposures, we use the estimated
annual average ambient air
concentrations of each HAP emitted by
each source in the source categories.
The HAP air concentrations at each
nearby census block centroid located
within 50 km of the facility are a
surrogate for the chronic inhalation
exposure concentration for all the
people who reside in that census block.
A distance of 50 km is consistent with
both the analysis supporting the 1989
Benzene NESHAP (54 FR 38044,
September 14, 1989) and the limitation
of Gaussian dispersion modules,
including AERMOD.
For each facility we calculate the MIR
as the cancer risk associated with a
continuous lifetime (24 hours per day,
7 days per week, 52 weeks per year, for
a 70-year period) exposure to the
maximum concentration at the centroid
of each inhabited census block. We
calculate individual cancer risk by
multiplying the estimated lifetime
exposure to the ambient concentration
of each HAP (in micrograms per cubic
meter (mg/m3)) by its unit risk estimate
(URE). The URE is an upper bound
estimate of an individual’s probability
of contracting cancer over a lifetime of
exposure to a concentration of 1
microgram of the pollutant per cubic
meter of air. For residual risk
assessments, we generally use UREs
from the EPA’s Integrated Risk
Information System (IRIS). For
carcinogenic pollutants without IRIS
values, we look to other reputable
sources of cancer dose-response values,
often using California EPA (CalEPA)
UREs, where available. In cases where
new, scientifically credible doseresponse values have been developed in
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
the EPA, we may use such doseresponse values in place of, or in
addition to, other values, if appropriate.
The pollutant-specific dose-response
values used to estimate health risk are
available at https://www.epa.gov/fera/
dose-response-assessment-assessinghealth-risks-associated-exposurehazardous-air-pollutants.
To estimate individual lifetime cancer
risks associated with exposure to HAP
emissions from each facility in the
source category, we sum the risks for
each of the carcinogenic HAP 12 emitted
12 The EPA’s 2005 Guidelines for Carcinogen Risk
Assessment classifies carcinogens as: ‘‘carcinogenic
to humans,’’ ‘‘likely to be carcinogenic to humans,’’
and ‘‘suggestive evidence of carcinogenic
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by the modeled facility. We estimate
cancer risk at every census block within
50 km of every facility in the source
category. The MIR is the highest
individual lifetime cancer risk estimated
for any of those census blocks. In
addition to calculating the MIR, we
estimate the distribution of individual
cancer risks for the source category by
summing the number of individuals
within 50 km of the sources whose
estimated risk falls within a specified
risk range. We also estimate annual
cancer incidence by multiplying the
estimated lifetime cancer risk at each
census block by the number of people
residing in that block, summing results
for all of the census blocks, and then
dividing this result by a 70-year
lifetime.
To assess the risk of noncancer health
effects from chronic exposure to HAP,
we calculate either an HQ or a target
organ-specific hazard index (TOSHI).
We calculate an HQ when a single
noncancer HAP is emitted. Where more
than one noncancer HAP is emitted, we
sum the HQ for each of the HAP that
affects a common target organ or target
organ system to obtain a TOSHI. The
HQ is the estimated exposure divided
by the chronic noncancer dose-response
value, which is a value selected from
one of several sources. The preferred
chronic noncancer dose-response value
is the EPA RfC, defined as ‘‘an estimate
(with uncertainty spanning perhaps an
order of magnitude) of a continuous
inhalation exposure to the human
population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime’’ (https://
iaspub.epa.gov/sor_internet/registry/
termreg/searchandretrieve/
glossariesandkeywordlists/
search.do?details=&vocabName=IRIS
%20Glossary). In cases where an RfC
from the EPA’s IRIS is not available or
potential.’’ These classifications also coincide with
the terms ‘‘known carcinogen, probable carcinogen,
and possible carcinogen,’’ respectively, which are
the terms advocated in the EPA’s Guidelines for
Carcinogen Risk Assessment, published in 1986 (51
FR 33992, September 24, 1986). In August 2000, the
document, Supplemental Guidance for Conducting
Health Risk Assessment of Chemical Mixtures
(EPA/630/R–00/002), was published as a
supplement to the 1986 document. Copies of both
documents can be obtained from https://cfpub.
epa.gov/ncea/risk/recordisplay.
cfm?deid=20533&CFID=
70315376&CFTOKEN=71597944. Summing the risk
of these individual compounds to obtain the
cumulative cancer risk is an approach that was
recommended by the EPA’s SAB in their 2002 peer
review of the EPA’s National Air Toxics Assessment
(NATA) titled NATA—Evaluating the Nationalscale Air Toxics Assessment 1996 Data—an SAB
Advisory, available at https://yosemite.epa.gov/sab/
sabproduct.nsf/214C6E915BB04E14852570
CA007A682C/$File/ecadv02001.pdf.
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where the EPA determines that using a
value other than the RfC is appropriate,
the chronic noncancer dose-response
value can be a value from the following
prioritized sources, which define their
dose-response values similarly to the
EPA: (1) The Agency for Toxic
Substances and Disease Registry
(ATSDR) Minimum Risk Level (https://
www.atsdr.cdc.gov/mrls/index.asp); (2)
the CalEPA Chronic Reference Exposure
Level (REL) (https://oehha.ca.gov/air/
crnr/notice-adoption-air-toxics-hotspots-program-guidance-manualpreparation-health-risk-0); or (3) as
noted above, a scientifically credible
dose-response value that has been
developed in a manner consistent with
the EPA guidelines and has undergone
a peer review process similar to that
used by the EPA. The pollutant-specific
dose-response values used to estimate
health risks are available at https://
www.epa.gov/fera/dose-responseassessment-assessing-health-risksassociated-exposure-hazardous-airpollutants.
c. Risk From Acute Exposure to HAP
That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate
acute inhalation dose-response values
are available, the EPA also assesses the
potential health risks due to acute
exposure. For these assessments, the
EPA makes conservative assumptions
about emission rates, meteorology, and
exposure location. In this proposed
rulemaking, as part of our efforts to
continually improve our methodologies
to evaluate the risks that HAP emitted
from categories of industrial sources
pose to human health and the
environment,13 we are revising our
treatment of meteorological data to use
reasonable worst-case air dispersion
conditions in our acute risk screening
assessments instead of worst-case air
dispersion conditions. This revised
treatment of meteorological data and the
supporting rationale are described in
more detail in Automobiles and LightDuty Trucks Risk Assessment Report,
the Miscellaneous Metal Parts and
Products Risk Assessment Report, and
the Plastic Parts and Products Risk
Assessment Report, and in Appendix 5
of the report: Technical Support
Document for Acute Risk Screening
Assessment. We will be applying this
revision in RTR rulemakings proposed
on or after June 3, 2019.
13 See, e.g., U.S. EPA. ‘‘Screening Methodologies
to Support Risk and Technology Reviews (RTR): A
Case Study Analysis’’ (Draft Report, May 2017.
https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html).
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To assess the potential acute risk to
the maximally exposed individual, we
use the peak hourly emission rate for
each emission point,14 reasonable
worst-case air dispersion conditions
(i.e., 99th percentile), and the point of
highest off-site exposure. Specifically,
we assume that peak emissions from the
source category and reasonable worstcase air dispersion conditions co-occur
and that a person is present at the point
of maximum exposure.
To characterize the potential health
risks associated with estimated acute
inhalation exposures to a HAP, we
generally use multiple acute doseresponse values, including acute RELs,
acute exposure guideline levels
(AEGLs), and emergency response
planning guidelines (ERPG) for 1-hour
exposure durations, if available, to
calculate acute HQs. The acute HQ is
calculated by dividing the estimated
acute exposure concentration by the
acute dose-response value. For each
HAP for which acute dose-response
values are available, the EPA calculates
acute HQs.
An acute REL is defined as ‘‘the
concentration level at or below which
no adverse health effects are anticipated
for a specified exposure duration.’’ 15
Acute RELs are based on the most
sensitive, relevant, adverse health effect
reported in the peer-reviewed medical
and toxicological literature. They are
designed to protect the most sensitive
individuals in the population through
the inclusion of margins of safety.
Because margins of safety are
incorporated to address data gaps and
uncertainties, exceeding the REL does
not automatically indicate an adverse
health impact. AEGLs represent
threshold exposure limits for the general
public and are applicable to emergency
exposures ranging from 10 minutes to 8
hours.16 They are guideline levels for
14 In the absence of hourly emission data, we
develop estimates of maximum hourly emission
rates by multiplying the average actual annual
emissions rates by a factor to account for variability.
This is documented in the Automobiles and LightDuty Trucks Risk Assessment Report, the
Miscellaneous Metal Parts and Products Risk
Assessment Report, and the Plastic Parts and
Products Risk Assessment Report and in Appendix
5 of the report: Technical Support Document for
Acute Risk Screening Assessment. These
documents are available in the ALDT Docket, the
MMPP Docket, and the PPP Docket.
15 CalEPA issues acute RELs as part of its Air
Toxics Hot Spots Program, and the 1-hour and 8hour values are documented in Air Toxics Hot
Spots Program Risk Assessment Guidelines, Part I,
The Determination of Acute Reference Exposure
Levels for Airborne Toxicants, which is available at
https://oehha.ca.gov/air/general-info/oehha-acute8-hour-and-chronic-reference-exposure-level-relsummary.
16 National Academy of Sciences, 2001. Standing
Operating Procedures for Developing Acute
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‘‘once-in-a-lifetime, short-term
exposures to airborne concentrations of
acutely toxic, high-priority chemicals.’’
Id. at 21. The AEGL–1 is specifically
defined as ‘‘the airborne concentration
(expressed as ppm (parts per million) or
mg/m3 (milligrams per cubic meter)) of
a substance above which it is predicted
that the general population, including
susceptible individuals, could
experience notable discomfort,
irritation, or certain asymptomatic
nonsensory effects. However, the effects
are not disabling and are transient and
reversible upon cessation of exposure.’’
The document also notes that ‘‘Airborne
concentrations below AEGL–1 represent
exposure levels that can produce mild
and progressively increasing but
transient and nondisabling odor, taste,
and sensory irritation or certain
asymptomatic, nonsensory effects.’’ Id.
AEGL–2 are defined as ‘‘the airborne
concentration (expressed as parts per
million or milligrams per cubic meter)
of a substance above which it is
predicted that the general population,
including susceptible individuals, could
experience irreversible or other serious,
long-lasting adverse health effects or an
impaired ability to escape.’’ Id.
ERPGs are ‘‘developed for emergency
planning and are intended as healthbased guideline concentrations for
single exposures to chemicals.’’ 17 Id. at
1. The ERPG–1 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing other than
mild transient adverse health effects or
without perceiving a clearly defined,
objectionable odor.’’ Id. at 2. Similarly,
the ERPG–2 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
one hour without experiencing or
developing irreversible or other serious
health effects or symptoms which could
Exposure Levels for Hazardous Chemicals, page 2.
Available at https://www.epa.gov/sites/production/
files/2015–09/documents/sop_final_standing_
operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure
Guideline Levels for Hazardous Substances ended
in October 2011, but the AEGL program continues
to operate at the EPA and works with the National
Academies to publish final AEGLs (https://
www.epa.gov/aegl).
17 ERPGS Procedures and Responsibilities. March
2014. American Industrial Hygiene Association.
Available at: https://www.aiha.org/get-involved/
AIHAGuidelineFoundation/
EmergencyResponsePlanningGuidelines/
Documents/ERPG%20
Committee%20Standard%20Operating
%20Procedures%20%20-%20
March%202014%20Revision
%20%28Updated%2010–2–2014%29.pdf.
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impair an individual’s ability to take
protective action.’’ Id. at 1.
An acute REL for 1-hour exposure
durations is typically lower than its
corresponding AEGL–1 and ERPG–1.
Even though their definitions are
slightly different, AEGL–1s are often the
same as the corresponding ERPG–1s,
and AEGL–2s are often equal to ERPG–
2s. The maximum HQs from our acute
inhalation screening risk assessment
typically result when we use the acute
REL for a HAP. In cases where the
maximum acute HQ exceeds 1, we also
report the HQ based on the next highest
acute dose-response value (usually the
AEGL–1 and/or the ERPG–1).
For these source categories, we did
not have short-term emissions data;
therefore, we developed source
category-specific factors based on
information about each industry. We
request comment on our assumptions
regarding hour-to-hour variation in
emissions and our methods of
calculating the multiplier for estimating
the peak 1-hour emissions for each
source category and any additional
information that could help refine our
approach.
The ALDT process is a continuous
(non-batch) coating application and
curing process which results in
consistent emission rates. The sources
in this category dip and spray-apply
coatings onto the surface of the vehicle.
The sources employ the use of various
compliance options, which include the
use of compliant coatings, averaging
among coatings to meet the emission
limits, and the use of add-on controls by
facilities that cannot use the first two
options. We expect that the hourly
variations in emissions from these
processes during routine operations to
be minimal. Thus, applying the default
multiplier of 10 to estimate the worstcase hourly emission rate is not
reasonable for this category. We expect
that minimal variations in emissions
occur due to variations in the organic
HAP content of the coatings. We
calculated acute emissions by
developing a source category-specific
multiplier of 1.2 that was applied to the
actual annual emissions, which were
then divided by the total number of
hours in a year (8,760 hours). A further
discussion of why this factor was
chosen can be found in Appendix 1 to
the Automobiles and Light-Duty Trucks
Risk Assessment Report in the ALDT
Docket.
Similarly, for the MMPP source
category, we expect to see minimal
hour-to-hour variation in emissions
during routine operations because
coating operations dip or spray-apply
coating onto the surface of metal parts
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58949
and products in a continuous coating
process. Thus, the default multiplier of
10 to estimate the worst-case hourly
emission rate is not reasonable for this
category. We expect that minimal
variation in emissions occur due to
variations in the organic HAP content of
the coatings from batch to batch. We
calculated acute emissions by
developing a source category-specific
multiplier of 1.2 that was applied to the
actual annual emissions, which were
then divided by the total number of
hours in a year (8,760 hours). A further
discussion of why this factor was
chosen can be found in Appendix 1 to
the Miscellaneous Metal Parts and
Products Risk Assessment Report in the
MMPP Docket.
For the PPP source category, we
expect to see minimal hour-to-hour
variation in emissions during routine
operations because coating operations
spray-apply coating onto the surface of
plastic parts and products in a
continuous coating process. Thus, the
default multiplier of 10 to estimate the
worst-case hourly emission rate is not
reasonable for this category. We expect
that minimal variation in emissions
occur due to variations in the organic
HAP content of the coatings from batch
to batch. We calculated acute emissions
by developing a source category-specific
multiplier of 1.2 that was applied to the
actual annual emissions, which were
then divided by the total number of
hours in a year (8,760 hours). A further
discussion of why this factor was
chosen can be found in Appendix 1 to
the Plastic Parts and Products Risk
Assessment Report in the PPP Docket.
In our acute inhalation screening risk
assessment, acute impacts are deemed
negligible for HAP where acute HQs are
less than or equal to 1, and no further
analysis is performed for these HAP. In
cases where an acute HQ from the
screening step is greater than 1, we
assess the site-specific data to ensure
that the acute HQ is at an off-site
location. For the three source categories
in this action, the acute data
refinements consisted of plotting the
HEM–3 polar grid results for each HAP
with an acute HQ value greater than 1
on aerial photographs of the facilities.
We then assessed whether the highest
acute HQs were off-site and at locations
that may be accessible to the public
(e.g., roadways and public buildings).
These refinements are discussed more
fully in the Automobiles and Light-Duty
Trucks, Miscellaneous Metal Parts and
Products, and Plastic Parts and Products
Risk Assessment Reports, available in
the respective ALDT, MMPP, and PPP
Dockets.
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4. How do we conduct the
multipathway exposure and risk
screening assessment?
The EPA conducts a tiered screening
assessment examining the potential for
significant human health risks due to
exposures via routes other than
inhalation (i.e., ingestion). We first
determine whether any sources in the
source categories emitted any HAP
known to be persistent and
bioaccumulative in the invironment, as
identified in the EPA’s Air Toxics Risk
Assessment Library (see Volume 1,
Appendix D, at https://www.epa.gov/
sites/production/files/2013–08/
documents/volume_1_reflibrary.pdf).
For the ALDT source category, we
identified emissions of lead. In
evaluating the potential multipathway
risk from emissions of lead compounds,
rather than developing a screening
threshold emission rate, we compare
maximum estimated chronic inhalation
exposure concentrations to the level of
the current National Ambient Air
Quality Standard (NAAQS) for lead
(0.15 mg/m3).18 Values below the level of
the primary (health-based) lead NAAQS
are considered to have a low potential
for multipathway risk. For additional
discussion of the multipathway
screening results for this source category
see section IV.A of this preamble and
the Automobiles and Light-Duty Trucks
Risk Assessment Report in the ALDT
Docket.
For the MMPP source category, we
identified emissions of arsenic,
cadmium, and lead, so we proceeded to
the next step of the evaluation. Except
for lead, the human health risk
screening assessment for PB–HAP
consists of three progressive tiers. In a
Tier 1 screening assessment, we
determine whether the magnitude of the
facility-specific emissions of PB–HAP
warrants further evaluation to
characterize human health risk through
ingestion exposure. To facilitate this
step, we use previously developed
screening threshold emission rates for
several PB–HAP that are based on a
18 In doing so, the EPA notes that the legal
standard for a primary NAAQS—that a standard is
requisite to protect public health and provide an
adequate margin of safety (CAA section 109(b))—
differs from the CAA section 112(f) standard
(requiring, among other things, that the standard
provide an ‘‘ample margin of safety to protect
public health’’). However, the primary lead NAAQS
is a reasonable measure of determining risk
acceptability (i.e., the first step of the Benzene
NESHAP analysis) since it is designed to protect the
most susceptible group in the human population—
children, including children living near major lead
emitting sources. 73 FR 67002/3; 73 FR 67000/3; 73
FR 67005/1. In addition, applying the level of the
primary lead NAAQS at the risk acceptability step
is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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hypothetical upper-end screening
exposure scenario developed for use in
conjunction with the EPA’s Total Risk
Integrated Methodology.Fate, Transport,
and Ecological Exposure (TRIM.FaTE)
model. The PB–HAP with screening
threshold emission rates are arsenic
compounds, cadmium compounds,
chlorinated dibenzodioxins and furans,
mercury compounds, and polycyclic
organic matter (POM). Based on the EPA
estimates of toxicity and
bioaccumulation potential, the
pollutants above represent a
conservative list for inclusion in
multipathway risk assessments for RTR
rules. (See Volume 1, Appendix D at
https://www.epa.gov/sites/production/
files/2013–08/documents/volume_1_
reflibrary.pdf.) In this assessment, we
compare the facility-specific emission
rates of these PB–HAP to the screening
threshold emission rates for each PB–
HAP to assess the potential for
significant human health risks via the
ingestion pathway. We call this
application of the TRIM.FaTE model the
Tier 1 screening assessment. The ratio of
a facility’s actual emission rate to the
Tier 1 screening threshold emission rate
is a ‘‘screening value.’’
We derive the Tier 1 screening
threshold emission rates for these PB–
HAP (other than lead compounds) to
correspond to a maximum excess
lifetime cancer risk of 1-in-1 million
(i.e., for arsenic compounds,
polychlorinated dibenzodioxins and
furans and POM) or, for HAP that cause
noncancer health effects (i.e., cadmium
compounds and mercury compounds), a
maximum HQ of 1. If the emission rate
of any one PB–HAP or combination of
carcinogenic PB–HAP in the Tier 1
screening assessment exceeds the Tier 1
screening threshold emission rate for
any facility (i.e., the screening value is
greater than 1), we conduct a second
screening assessment, which we call the
Tier 2 screening assessment (ingestion
rates are decoupled into separate upperbound ingestion rates for the fisher,
farmer, and gardener scenarios). Since,
the PB–HAP emissions did not exceed
the Tier 1 multipathway screening value
of 1, the Tier 2 multipathway screen
was not conducted.
In evaluating the potential
multipathway risk from emissions of
lead compounds, rather than developing
a screening threshold emission rate, we
compare maximum estimated chronic
inhalation exposure concentrations to
the level of the current National
Ambient Air Quality Standard (NAAQS)
for lead.19 Values below the level of the
19 In doing so, the EPA notes that the legal
standard for a primary NAAQS—that a standard is
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primary (health-based) lead NAAQS are
considered to have a low potential for
multipathway risk.
For additional discussion of the
multipathway screening results for this
source category see section IV.B of this
preamble and the Miscellaneous Metal
Parts and Products Risk Assessment
Report in the MMPP Docket.
For the PPP source category, we did
not identify emissions of any PB–HAP.
Therefore, further evaluation of
multipathway risk was not conducted
for the PPP source category.
5. How do we conduct the
environmental risk screening
assessment?
a. Adverse Environmental Effects,
Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening
assessment to examine the potential for
adverse environmental effects as
required under section 112(f)(2)(A) of
the CAA. Section 112(a)(7) of the CAA
defines ‘‘adverse environmental effect’’
as ‘‘any significant and widespread
adverse effect, which may reasonably be
anticipated, to wildlife, aquatic life, or
other natural resources, including
adverse impacts on populations of
endangered or threatened species or
significant degradation of
environmental quality over broad
areas.’’
The EPA focuses on eight HAP, which
are referred to as ‘‘environmental HAP,’’
in its screening assessment: Six PB–
HAP and two acid gases. The PB–HAP
included in the screening assessment
are arsenic compounds, cadmium
compounds, dioxins/furans, polycyclic
organic matter (POM), mercury (both
inorganic mercury and methyl mercury),
and lead compounds. The acid gases
included in the screening assessment
are hydrochloric acid (HCl) and
hydrogen fluoride (HF).
HAP that persist and bioaccumulate
are of particular environmental concern
because they accumulate in the soil,
sediment, and water. The acid gases,
HCl and HF, were included due to their
requisite to protect public health and provide an
adequate margin of safety (CAA section 109(b))—
differs from the CAA section 112(f) standard
(requiring, among other things, that the standard
provide an ‘‘ample margin of safety to protect
public health’’). However, the primary lead NAAQS
is a reasonable measure of determining risk
acceptability (i.e., the first step of the Benzene
NESHAP analysis) since it is designed to protect the
most susceptible group in the human population—
children, including children living near major lead
emitting sources. 73 FR 67002/3; 73 FR 67000/3; 73
FR 67005/1. In addition, applying the level of the
primary lead NAAQS at the risk acceptability step
is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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well-documented potential to cause
direct damage to terrestrial plants. In the
environmental risk screening
assessment, we evaluate the following
four exposure media: Terrestrial soils,
surface water bodies (includes watercolumn and benthic sediments), fish
consumed by wildlife, and air. Within
these four exposure media, we evaluate
nine ecological assessment endpoints,
which are defined by the ecological
entity and its attributes. For PB–HAP
(other than lead), both community-level
and population-level endpoints are
included. For acid gases, the ecological
assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a
concentration of HAP that has been
linked to a particular environmental
effect level. For each environmental
HAP, we identified the available
ecological benchmarks for each
assessment endpoint. We identified,
where possible, ecological benchmarks
at the following effect levels: Probable
effect levels, lowest-observed-adverseeffect level, and no-observed-adverseeffect level. In cases where multiple
effect levels were available for a
particular PB–HAP and assessment
endpoint, we use all of the available
effect levels to help us to determine
whether ecological risks exist and, if so,
whether the risks could be considered
significant and widespread.
For further information on how the
environmental risk screening
assessment was conducted, including a
discussion of the risk metrics used, how
the environmental HAP were identified,
and how the ecological benchmarks
were selected, see Appendix 9 of the
Automobiles and Light-Duty Trucks
Risk Assessment Report, the
Miscellaneous Metal Parts and Products
Risk Assessment Report, and the Plastic
Parts and Products Risk Assessment
Report, in the respective ALDT, MMPP
and PPP Dockets.
b. Environmental Risk Screening
Methodology
For the environmental risk screening
assessment, the EPA first determined
whether any facilities in the ALDT,
MMPP, and PPP source categories
emitted any of the environmental HAP.
For the ALDT source category, we
identified emissions of lead, HCl and
HF. For the MMPP source category, we
identified emissions of arsenic,
cadmium, lead and HCl. For the PPP
source category, we did not identify
emissions of any environmental HAP.
Because the environmental HAP
evaluated are emitted by at least one
facility in the ALDT source category and
the MMPP source category, we
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proceeded to the second step of the
evaluation for each of these source
categories.
c. PB–HAP Methodology
The environmental screening
assessment includes six PB–HAP,
arsenic compounds, cadmium
compounds, dioxins/furans, POM,
mercury (both inorganic mercury and
methyl mercury), and lead compounds.
With the exception of lead, the
environmental risk screening
assessment for PB–HAP consists of three
tiers. The first tier of the environmental
risk screening assessment uses the same
health-protective conceptual model that
is used for the Tier 1 human health
screening assessment. TRIM.FaTE
model simulations were used to backcalculate Tier 1 screening threshold
emission rates. The screening threshold
emission rates represent the emission
rate in tons of pollutant per year that
results in media concentrations at the
facility that equal the relevant ecological
benchmark. To assess emissions from
each facility in the category, the
reported emission rate for each PB–HAP
was compared to the Tier 1 screening
threshold emission rate for that PB–HAP
for each assessment endpoint and effect
level. If emissions from a facility do not
exceed the Tier 1 screening threshold
emission rate, the facility ‘‘passes’’ the
screening assessment, and, therefore, is
not evaluated further under the
screening approach. If emissions from a
facility exceed the Tier 1 screening
threshold emission rate, we evaluate the
facility further in Tier 2.
In Tier 2 of the environmental
screening assessment, the screening
threshold emission rates are adjusted to
account for local meteorology and the
actual location of lakes in the vicinity of
facilities that did not pass the Tier 1
screening assessment. For soils, we
evaluate the average soil concentration
for all soil parcels within a 7.5-km
radius for each facility and PB–HAP.
For the water, sediment, and fish tissue
concentrations, the highest value for
each facility for each pollutant is used.
If emission concentrations from a
facility do not exceed the Tier 2
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment and typically is not
evaluated further. If emissions from a
facility exceed the Tier 2 screening
threshold emission rate, we evaluate the
facility further in Tier 3.
In Tier 3 of the environmental
screening assessment, we examine the
suitability of the lakes around the
facilities to support life and remove
those that are not suitable (e.g., lakes
that have been filled in or are industrial
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58951
ponds), adjust emissions for plume-rise,
and conduct hour-by-hour time-series
assessments. If these Tier 3 adjustments
to the screening threshold emission
rates still indicate the potential for an
adverse environmental effect (i.e.,
facility emission rate exceeds the
screening threshold emission rate), we
may elect to conduct a more refined
assessment using more site-specific
information. If, after additional
refinement, the facility emission rate
still exceeds the screening threshold
emission rate, the facility may have the
potential to cause an adverse
environmental effect.
To evaluate the potential for an
adverse environmental effect from lead,
we compared the average modeled air
concentrations (from HEM–3) of lead
around each facility in the source
category to the level of the secondary
NAAQS for lead. The secondary lead
NAAQS is a reasonable means of
evaluating environmental risk because it
is set to provide substantial protection
against adverse welfare effects which
can include ‘‘effects on soils, water,
crops, vegetation, man-made materials,
animals, wildlife, weather, visibility and
climate, damage to and deterioration of
property, and hazards to transportation,
as well as effects on economic values
and on personal comfort and wellbeing.’’
d. Acid Gas Environmental Risk
Methodology
The environmental screening
assessment for acid gases evaluates the
potential phytotoxicity and reduced
productivity of plants due to chronic
exposure to HCl and HF. The
environmental risk screening
methodology for acid gases is a singletier screening assessment that compares
modeled ambient air concentrations
(from AERMOD) to the ecological
benchmarks for each acid gas. To
identify potential adverse
environmental effects (as defined in
section 112(a)(7) of the CAA) from
emissions of HCl and HF, we evaluate
the following metrics: The size of the
modeled area around each facility that
exceeds the ecological benchmark for
each acid gas, in units of acres and
squared kilometers; the percentage of
the modeled area around each facility
that exceeds the ecological benchmark
for each acid gas; and the area-weighted
average screening value around each
facility (calculated by dividing the areaweighted average concentration over the
50-km modeling domain by the
ecological benchmark for each acid gas).
For further information on the
environmental screening assessment
approach, see Appendix 9 of the
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Automobiles and Light-Duty Trucks
Risk Assessment Report, the
Miscellaneous Metal Parts and Products
Risk Assessment Report, and the Plastic
Parts and Products Risk Assessment
Report, in the ALDT Docket, the MMPP
Docket, and the PPP Docket,
respectively.
6. How did we conduct facility-wide
assessments?
To put the source category risks in
context, we typically examine the risks
from the entire ‘‘facility,’’ where the
facility includes all HAP-emitting
operations within a contiguous area and
under common control. In other words,
we examine the HAP emissions not only
from the source category emission
points of interest, but also emissions of
HAP from all other emission sources at
the facility for which we have data. For
each of these three source categories, we
conducted the facility-wide assessment
using a dataset compiled from the 2014
NEI. The source category records of that
NEI dataset were removed, evaluated,
and updated as described in section II.C
of this preamble: ‘‘What data collection
activities were conducted to support
this action?’’ Once a quality assured
source category dataset was available, it
was placed back with the remaining
records from the NEI for that facility.
The facility-wide file was then used to
analyze risks due to the inhalation of
HAP that are emitted ‘‘facility-wide’’ for
the populations residing within 50 km
of each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, the modeled
source category risks were compared to
the facility-wide risks to determine the
portion of the facility-wide risks that
could be attributed to the source
categories addressed in this proposal.
We also specifically examined the
facility that was associated with the
highest estimate of risk and determined
the percentage of that risk attributable to
the source category of interest. The
Automobiles and Light-Duty Trucks
Risk Assessment Report, Miscellaneous
Metal Parts and Products Risk
Assessment Report, and Plastic Parts
and Products Risk Assessment Report,
available in the respective dockets for
this action, provide the methodology
and results of the facility-wide analyses,
including all facility-wide risks and the
percentage of source category
contribution to facility-wide risks.
7. How did we consider uncertainties in
risk assessment?
Uncertainty and the potential for bias
are inherent in all risk assessments,
including those performed for this
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proposal. Although uncertainty exists,
we believe that our approach, which
used conservative tools and
assumptions, ensures that our decisions
are health and environmentally
protective. A brief discussion of the
uncertainties in the RTR emissions
datasets, dispersion modeling,
inhalation exposure estimates, and
dose-response relationships follows
below. Also included are those
uncertainties specific to our acute
screening assessments, multipathway
screening assessments, and our
environmental risk screening
assessments. A more thorough
discussion of these uncertainties is
included in the Automobiles and LightDuty Trucks Risk Assessment Report,
Miscellaneous Metal Parts and Products
Risk Assessment Report, and Plastic
Parts and Products Risk Assessment
Report, available in the respective
dockets for this action. If a
multipathway site-specific assessment
was performed for any of these source
categories, a full discussion of the
uncertainties associated with that
assessment can be found in Appendix
11 of that document, Site-Specific
Human Health Multipathway Residual
Risk Assessment Report.
a. Uncertainties in the RTR Emissions
Datasets
Although the development of the RTR
emissions datasets involved quality
assurance/quality control processes, the
accuracy of emissions values will vary
depending on the source of the data, the
degree to which data are incomplete or
missing, the degree to which
assumptions made to complete the
datasets are accurate, errors in emission
estimates, and other factors. The
emission estimates considered in this
analysis generally are annual totals for
certain years, and they do not reflect
short-term fluctuations during the
course of a year or variations from year
to year. The estimates of peak hourly
emission rates for the acute effects
screening assessment were based on an
emission adjustment factor applied to
the average annual hourly emission
rates, which are intended to account for
emission fluctuations due to normal
facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in
ambient concentration estimates
associated with any model, including
the EPA’s recommended regulatory
dispersion model, AERMOD. In using a
model to estimate ambient pollutant
concentrations, the user chooses certain
options to apply. For RTR assessments,
we select some model options that have
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the potential to overestimate ambient air
concentrations (e.g., not including
plume depletion or pollutant
transformation). We select other model
options that have the potential to
underestimate ambient impacts (e.g., not
including building downwash). Other
options that we select have the potential
to either under- or overestimate ambient
levels (e.g., meteorology and receptor
locations). On balance, considering the
directional nature of the uncertainties
commonly present in ambient
concentrations estimated by dispersion
models, the approach we apply in the
RTR assessments should yield unbiased
estimates of ambient HAP
concentrations. We also note that the
selection of meteorology dataset
location could have an impact on the
risk estimates. As we continue to update
and expand our library of
meteorological station data used in our
risk assessments, we expect to reduce
this variability.
c. Uncertainties in Inhalation Exposure
Assessment
Although every effort is made to
identify all of the relevant facilities and
emission points, as well as to develop
accurate estimates of the annual
emission rates for all relevant HAP, the
uncertainties in our emission inventory
likely dominate the uncertainties in the
exposure assessment. Some
uncertainties in our exposure
assessment include human mobility,
using the centroid of each census block,
assuming lifetime exposure, and
assuming only outdoor exposures. For
most of these factors, there is neither an
under nor overestimate when looking at
the maximum individual risk or the
incidence, but the shape of the
distribution of risks may be affected.
With respect to outdoor exposures,
actual exposures may not be as high if
people spend time indoors, especially
for very reactive pollutants or larger
particles. For all factors, we reduce
uncertainty when possible. For
example, with respect to census-block
centroids, we analyze large blocks using
aerial imagery and adjust locations of
the block centroids to better represent
the population in the blocks. We also
add additional receptor locations where
the population of a block is not well
represented by a single location.
d. Uncertainties in Dose-Response
Relationships
There are uncertainties inherent in
the development of the dose-response
values used in our risk assessments for
cancer effects from chronic exposures
and noncancer effects from both chronic
and acute exposures. Some
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uncertainties are generally expressed
quantitatively, and others are generally
expressed in qualitative terms. We note,
as a preface to this discussion, a point
on dose-response uncertainty that is
stated in the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment; namely,
that ‘‘the primary goal of EPA actions is
protection of human health;
accordingly, as an Agency policy, risk
assessment procedures, including
default options that are used in the
absence of scientific data to the
contrary, should be health protective’’
(the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment, page 1–7).
This is the approach followed here as
summarized in the next paragraphs.
Cancer UREs used in our risk
assessments are those that have been
developed to generally provide an upper
bound estimate of risk.20 That is, they
represent a ‘‘plausible upper limit to the
true value of a quantity’’ (although this
is usually not a true statistical
confidence limit). In some
circumstances, the true risk could be as
low as zero; however, in other
circumstances the risk could be
greater.21 Chronic noncancer RfC and
reference dose (RfD) values represent
chronic exposure levels that are
intended to be health-protective levels.
To derive dose-response values that are
intended to be ‘‘without appreciable
risk,’’ the methodology relies upon an
uncertainty factor (UF) approach,22
which considers uncertainty, variability,
and gaps in the available data. The UFs
are applied to derive dose-response
values that are intended to protect
against appreciable risk of deleterious
effects.
Many of the UFs used to account for
variability and uncertainty in the
development of acute dose-response
values are quite similar to those
developed for chronic durations.
Additional adjustments are often
applied to account for uncertainty in
extrapolation from observations at one
exposure duration (e.g., 4 hours) to
derive an acute dose-response value at
another exposure duration (e.g., 1 hour).
Not all acute dose-response values are
20 IRIS glossary (https://ofmpub.epa.gov/sor_
internet/registry/termreg/searchandretrieve/
glossariesandkeywordlists/search.do?details
=&glossaryName=IRIS%20Glossary).
21 An exception to this is the URE for benzene,
which is considered to cover a range of values, each
end of which is considered to be equally plausible,
and which is based on maximum likelihood
estimates.
22 See A Review of the Reference Dose and
Reference Concentration Processes, U.S. EPA,
December 2002, and Methods for Derivation of
Inhalation Reference Concentrations and
Application of Inhalation Dosimetry, U.S. EPA,
1994.
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developed for the same purpose, and
care must be taken when interpreting
the results of an acute assessment of
human health effects relative to the
dose-response value or values being
exceeded. Where relevant to the
estimated exposures, the lack of acute
dose-response values at different levels
of severity should be factored into the
risk characterization as potential
uncertainties.
Uncertainty also exists in the
selection of ecological benchmarks for
the environmental risk screening
assessment. We established a hierarchy
of preferred benchmark sources to allow
selection of benchmarks for each
environmental HAP at each ecological
assessment endpoint. We searched for
benchmarks for three effect levels (i.e.,
no-effects level, threshold-effect level,
and probable effect level), but not all
combinations of ecological assessment/
environmental HAP had benchmarks for
all three effect levels. Where multiple
effect levels were available for a
particular HAP and assessment
endpoint, we used all of the available
effect levels to help us determine
whether risk exists and whether the risk
could be considered significant and
widespread.
Although we make every effort to
identify appropriate human health effect
dose-response values for all pollutants
emitted by the sources in this risk
assessment, some HAP emitted by these
source categories are lacking doseresponse assessments. Accordingly,
these pollutants cannot be included in
the quantitative risk assessment, which
could result in quantitative estimates
understating HAP risk. To help to
alleviate this potential underestimate,
where we conclude similarity with a
HAP for which a dose-response value is
available, we use that value as a
surrogate for the assessment of the HAP
for which no value is available. To the
extent use of surrogates indicates
appreciable risk, we may identify a need
to increase priority for an IRIS
assessment for that substance. We
additionally note that, generally
speaking, HAP of greatest concern due
to environmental exposures and hazard
are those for which dose-response
assessments have been performed,
reducing the likelihood of understating
risk. Further, HAP not included in the
quantitative assessment are assessed
qualitatively and considered in the risk
characterization that informs the risk
management decisions, including
consideration of HAP reductions
achieved by various control options.
For a group of compounds that are
unspeciated (e.g., glycol ethers), we
conservatively use the most protective
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58953
dose-response value of an individual
compound in that group to estimate
risk. Similarly, for an individual
compound in a group (e.g., ethylene
glycol diethyl ether) that does not have
a specified dose-response value, we also
apply the most protective dose-response
value from the other compounds in the
group to estimate risk.
e. Uncertainties in Acute Inhalation
Screening Assessments
In addition to the uncertainties
highlighted above, there are several
factors specific to the acute exposure
assessment that the EPA conducts as
part of the risk review under section 112
of the CAA. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emissions rates, meteorology, and the
presence of a person. In the acute
screening assessment that we conduct
under the RTR program, we assume that
peak emissions from the source category
and reasonable worst-case air dispersion
conditions (i.e., 99th percentile) cooccur. We then include the additional
assumption that a person is located at
this point at the same time. Together,
these assumptions represent a
reasonable worst-case actual exposure
scenario. In most cases, it is unlikely
that a person would be located at the
point of maximum exposure during the
time when peak emissions and
reasonable worst-case air dispersion
conditions occur simultaneously.
f. Uncertainties in the Multipathway
and Environmental Risk Screening
Assessments
The ALDT source category emits PB–
HAP (lead) and environmental HAP
(lead, HF and HCl); therefore, further
evaluation of multipathway risk and an
environmental risk screening was
conducted. The MMPP source category
emits PB–HAP (arsenic, cadmium, and
lead) and environmental HAP (arsenic,
cadmium, lead, HF, and HCl); therefore,
an environmental risk screening was
conducted for this source category. The
PPP source category in this action does
not emit any PB–HAP or environmental
HAP; therefore, further evaluation of
multipathway risk and an
environmental risk screening was not
conducted for this source category.
For each source category, we
generally rely on site-specific levels of
PB–HAP or environmental HAP
emissions to determine whether a
refined assessment of the impacts from
multipathway exposures is necessary or
whether it is necessary to perform an
environmental screening assessment.
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This determination is based on the
results of a three-tiered screening
assessment that relies on the outputs
from models—TRIM.FaTE and
AERMOD—that estimate environmental
pollutant concentrations and human
exposures for five PB–HAP (dioxins,
POM, mercury, cadmium, and arsenic)
and two acid gases (HF and HCl). For
lead, we use AERMOD to determine
ambient air concentrations, which are
then compared to the secondary
NAAQS standard for lead. Two
important types of uncertainty
associated with the use of these models
in RTR risk assessments and inherent to
any assessment that relies on
environmental modeling are model
uncertainty and input uncertainty.23
Model uncertainty concerns whether
the model adequately represents the
actual processes (e.g., movement and
accumulation) that might occur in the
environment. For example, does the
model adequately describe the
movement of a pollutant through the
soil? This type of uncertainty is difficult
to quantify. However, based on feedback
received from previous the EPA SAB
reviews and other reviews, we are
confident that the models used in the
screening assessments are appropriate
and state-of-the-art for the multipathway
and environmental screening risk
assessments conducted in support of
RTR.
Input uncertainty is concerned with
how accurately the models have been
configured and parameterized for the
assessment at hand. For Tier 1 of the
multipathway and environmental
screening assessments, we configured
the models to avoid underestimating
exposure and risk. This was
accomplished by selecting upper-end
values from nationally representative
datasets for the more influential
parameters in the environmental model,
including selection and spatial
configuration of the area of interest, lake
location and size, meteorology, surface
water, soil characteristics, and structure
of the aquatic food web. We also assume
an ingestion exposure scenario and
values for human exposure factors that
represent reasonable maximum
exposures.
For the environmental screening
assessment for acid gases, we employ a
single-tiered approach. We use the
modeled air concentrations and
compare those with ecological
benchmarks.
For all tiers of the multipathway and
environmental screening assessments,
our approach to addressing model input
uncertainty is generally cautious. We
choose model inputs from the upper
end of the range of possible values for
the influential parameters used in the
models, and we assume that the
exposed individual exhibits ingestion
behavior that would lead to a high total
exposure. This approach reduces the
likelihood of not identifying high risks
for adverse impacts.
Despite the uncertainties, when
individual pollutants or facilities do not
exceed screening threshold emission
rates (i.e., screen out), we are confident
that the potential for adverse
multipathway impacts on human health
is very low. On the other hand, when
individual pollutants or facilities do
exceed screening threshold emission
rates, it does not mean that impacts are
significant, only that we cannot rule out
that possibility and that a refined
assessment for the site might be
necessary to obtain a more accurate risk
characterization for the source category.
The EPA evaluates the following HAP
in the multipathway and/or
environmental risk screening
assessments, where applicable: Arsenic,
cadmium, dioxins/furans, lead, mercury
(both inorganic and methyl mercury),
POM, HCl, and HF. These HAP
represent pollutants that can cause
adverse impacts either through direct
exposure to HAP in the air or through
exposure to HAP that are deposited
from the air onto soils and surface
waters and then through the
environment into the food web. These
HAP represent those HAP for which we
can conduct a meaningful multipathway
or environmental screening risk
assessment. For other HAP not included
in our screening assessments, the model
has not been parameterized such that it
can be used for that purpose. In some
cases, depending on the HAP, we may
not have appropriate multipathway
models that allow us to predict the
concentration of that pollutant. The EPA
acknowledges that other HAP beyond
these that we are evaluating may have
the potential to cause adverse effects
and, therefore, the EPA may evaluate
other relevant HAP in the future, as
modeling science and resources allow.
IV. Analytical Results and Proposed
Decisions
A. What are the analytical results and
proposed decisions for the surface
coating of automobiles and light-duty
trucks source category?
1. What are the results of the risk
assessment and analyses?
As described in section III of this
preamble, for the ALDT source category,
we conducted a risk assessment for all
HAP emitted. We present results of the
risk assessment briefly below and in
more detail in the Automobiles and
Light-Duty Trucks Risk Assessment
Report in the ALDT Docket (Docket ID
No. EPA–HQ–OAR–2019–0314).
a. Chronic Inhalation Risk Assessment
Results
Table 2 of this preamble provides a
summary of the results of the inhalation
risk assessment for the source category.
TABLE 2—SURFACE COATING OF AUTOMOBILES AND LIGHT-DUTY TRUCKS SOURCE CATEGORY INHALATION RISK
ASSESSMENT RESULTS
Maximum individual
cancer risk
(in 1 million)
Risk assessment
Based on
actual
emissions
Source Category ...............................
Whole Facility ....................................
1 The
2 The
10
10
Based on
allowable
emissions
Estimated population at
increased risk of cancer
≥1-in-1 million
Estimated annual cancer
incidence
(cases per year)
Based on
actual
emissions
Based on
actual
emissions
10
..................
15,000
48,000
Based on
allowable
emissions
19,000
..................
0.01
0.02
Based on
allowable
emissions
Maximum chronic
noncancer
TOSHI 1
Based on
actual
emissions
0.01
..................
0.3
0.3
Maximum
screening acute
noncancer HQ 2
Based on
allowable
emissions
0.3
Based on
actual
emissions
HQREL = 1.
target organ specific hazard index (TOSHI) is the sum of the chronic noncancer HQs for substances that affect the same target organ or organ system.
maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
23 In the context of this discussion, the term
‘‘uncertainty’’ as it pertains to exposure and risk
encompasses both variability in the range of
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expected inputs and screening results due to
existing spatial, temporal, and other factors, as well
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as uncertainty in being able to accurately estimate
the true result.
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The results of the inhalation risk
modeling using actual emissions data,
as shown in Table 2 of this preamble,
indicate that the maximum individual
cancer risk based on actual emissions
(lifetime) could be up to 10-in-1 million
(driven by naphthalene and ethyl
benzene from miscellaneous industrial
processes—other/not classified), the
maximum chronic noncancer TOSHI
value based on actual emissions could
be up to 0.3 (driven by hexamethylene1,6-diisocyanate from a painting topcoat
process), and the maximum screening
acute noncancer HQ value (off-facility
site) could be up to 1 (driven by
formaldehyde). The total estimated
annual cancer incidence (national) from
these facilities based on actual emission
levels is 0.01 excess cancer cases per
year or 1 case in every 100 years.
b. Screening Level Acute Risk
Assessment Results
Table 2 of this preamble shows the
acute risk results for the ALDT source
category. The screening analysis for
acute impacts was based on an industry
specific multiplier of 1.2, to estimate the
peak emission rates from the average
rates. For more detailed acute risk
results, refer to the Automobiles and
Light-Duty Trucks Risk Assessment
Report, in the ALDT Docket.
c. Multipathway Risk Screening Results
The emissions data for the ALDT
source category indicate that one PB–
HAP is emitted by sources within this
source category: Lead. In evaluating the
potential for multipathway effects from
emissions of lead, we compared
modeled annual lead concentrations to
the NAAQS for lead (0.15 mg/m3,
arithmetic mean concentration over a
3-month period). The highest annual
average lead concentration of 1.5 × 10¥5
mg/m3 is below the NAAQS for lead,
indicating a low potential for
multipathway impacts of concern due to
lead even assuming a shorter averaging
period is. Therefore, we do not expect
any human health multipathway risks
as a result of emissions from this source
category.
58955
wide cancer MIR is 10-in-1 million,
driven by naphthalene and ethyl
benzene from miscellaneous industrial
processes—other/not classified. The
total estimated cancer incidence from
the whole facility is 0.02 excess cancer
cases per year, or one excess case in
every 50 years. Approximately 48,000
people were estimated to have cancer
risks above 1-in-1 million from exposure
to HAP emitted from both MACT and
non-MACT sources at 15 of the 43
facilities in this source category. The
maximum facility-wide TOSHI for the
source category is estimated to be 0.3,
mainly driven by emissions of
hexamethylene-1,6-diisocyanate from a
painting topcoat process.
d. Environmental Risk Screening
Results
The emissions data for the ALDT
source category indicate that three
environmental HAP are emitted by
sources within this source category:
Lead, HCl and HF. Therefore, we
conducted a screening-level evaluation
of the potential adverse environmental
effects associated with emissions of
lead, HCl, and HF for the ALDT source
category. In evaluating the potential for
adverse environmental effects from
emissions of lead, we compared
modeled annual lead concentrations to
the secondary NAAQS for lead (0.15 mg/
m3, arithmetic mean concentration over
a 3-month period). The highest annual
average lead concentration of 1.5 × 10¥5
mg/m3 is below the secondary NAAQS
for lead, indicating a low potential for
adverse environmental impacts due to
lead even assuming a shorter averaging
period is analyzed. For both HCl and
HF, each individual concentration (i.e.,
each off-site data point in the modeling
domain) was below the ecological
benchmarks for all facilities. Therefore,
we do not expect an adverse
environmental effect as a result of HAP
emissions from this source category.
f. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risks to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risks from the ALDT source category
across different demographic groups
within the populations living near
facilities.24
The results of the demographic
analysis are summarized in Table 3 of
this preamble. These results, for various
demographic groups, are based on the
estimated risks from actual emissions
levels for the population living within
50 km of the facilities.
e. Facility-Wide Risk Results
Fifteen facilities have a facility-wide
cancer MIR greater than or equal to 1in-1 million. The maximum facility-
TABLE 3—SURFACE COATING OF AUTOMOBILES AND LIGHT-DUTY TRUCKS SOURCE CATEGORY DEMOGRAPHIC RISK
ANALYSIS RESULTS
Nationwide
Total Population .......................................................................................................
Population with
cancer risk at or
above 1-in-1
million due to
surface coating
of automobiles
and light-duty
trucks
317,746,049
Population with
chronic noncancer
HI above 1 due to
surface coating
of automobiles
and light-duty
trucks
15,000
0
62
38
60
40
0
0
12
0.8
18
10
0.2
27
0
0
0
White and Minority by Percent
White ........................................................................................................................
Minority ....................................................................................................................
Minority Detail by Percent
African American .....................................................................................................
Native American ......................................................................................................
Hispanic or Latino ....................................................................................................
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TABLE 3—SURFACE COATING OF AUTOMOBILES AND LIGHT-DUTY TRUCKS SOURCE CATEGORY DEMOGRAPHIC RISK
ANALYSIS RESULTS—Continued
Population with
cancer risk at or
above 1-in-1
million due to
surface coating
of automobiles
and light-duty
trucks
Nationwide
Other and Multiracial ...............................................................................................
Population with
chronic noncancer
HI above 1 due to
surface coating
of automobiles
and light-duty
trucks
7
3
0
14
86
19
81
0
0
14
86
14
86
0
0
6
3
0
Income by Percent
Below the Poverty Level ..........................................................................................
Above the Poverty Level .........................................................................................
Education by Percent
Over 25 Without High a School Diploma ................................................................
Over 25 With a High School Diploma .....................................................................
Linguistically Isolated by Percent
Linguistically Isolated ...............................................................................................
The results of the ALDT source
category demographic analysis indicate
that emissions from the source category
expose approximately 15,000 people to
a cancer risk at or above 1-in-1 million
and no one to a chronic noncancer HI
greater than 1. The percent of minorities
is similar nationally (38 percent) and for
the category population with cancer risk
greater than or equal to 1-in-1 million
(40 percent). However, the category
population with cancer risk greater than
or equal to 1-in-1 million has a greater
percentage of Hispanic (27 percent) as
compared to nationally (18 percent).
The methodology and the results of
the demographic analysis are presented
in a technical report titled Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Automobile and Light-Duty
Truck Surface Coating Source Category
Operations, March 2019 (hereafter
referred to as the Automobiles and
Light-Duty Trucks Demographic
Analysis Report) in the ALDT Docket.
2. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effects?
a. Risk Acceptability
As noted in section III.A of this
preamble, we weigh all health risk
factors in our risk acceptability
determination, including the cancer
MIR, the number of persons in various
cancer and noncancer risk ranges,
cancer incidence, the maximum
noncancer TOSHI, the maximum acute
noncancer HQ, the extent of noncancer
risks, the distribution of cancer and
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noncancer risks in the exposed
population, and risk estimation
uncertainties (54 FR 38044, September
14, 1989).
For the ALDT source category, the
risk analysis indicates that the cancer
risks to the individual most exposed
could be up to 10-in-1 million due to
actual emissions or based on allowable
emissions. These risks are considerably
less than 100-in-1 million, which is the
presumptive upper limit of acceptable
risk. The risk analysis also shows very
low cancer incidence (0.01 cases per
year for actual and allowable
emissions), and we did not identify a
potential for adverse chronic noncancer
health effects. The acute noncancer risks
are low at an HQ of 1 (based on the REL)
for formaldehyde. Therefore, we find
there is little potential concern of acute
noncancer health impacts from actual
emissions. In addition, the risk
assessment indicates no significant
potential for multipathway health
effects.
Considering all of the health risk
information and factors discussed
above, including the uncertainties
discussed in section III.C.7 of this
preamble, we propose to find that the
risks from the ALDT source category are
acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the
risks from the ALDT source category are
acceptable, risk estimates for
approximately 15,000 individuals in the
exposed population are above 1-in-1
million at the actual emissions level and
19,000 individuals at the allowable
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emissions level. Consequently, we
further considered whether the MACT
standards for the ALDT source category
provide an ample margin of safety to
protect public health. In this ample
margin of safety analysis, we
investigated available emissions control
options that might reduce the risk from
the source category. We considered this
information along with all of the health
risks and other health information
considered in our determination of risk
acceptability.
As described in section III.B of this
preamble, our technology review
focused on identifying developments in
practices, processes, and control
technologies for the ALDT source
category, and the EPA reviewed various
information sources regarding emission
sources that are currently regulated by
the ALDT NESHAP. Based on our
review, we did not identify any costeffective measures to further reduce
HAP. Therefore, considering all of the
available health information along with
the absence of additional measures for
reducing HAP, we are proposing that
additional emissions controls for this
source category are not necessary and
that the current standards provide an
ample margin of safety.
c. Environmental Effects
The emissions data for the ALDT
source category indicate that three
environmental HAP are emitted by
sources within this source category:
Lead, HCl, and HF. The screening-level
evaluation of the potential for adverse
environmental effects from emissions of
lead indicated that the secondary
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NAAQS for lead would not be exceeded
by any facility. The screening-level
evaluation of the potential for adverse
environmental effects associated with
emissions of HCl and HF from the ALDT
source category indicated that each
individual concentration (i.e., each offsite data point in the modeling domain)
was below the ecological benchmarks
for all facilities. In addition, we are
unaware of any adverse environmental
effects caused by HAP emitted by this
source category. Therefore, we do not
expect there to be an adverse
environmental effect as a result of HAP
emissions from this source category and
we are proposing that it is not necessary
to set a more stringent standard to
prevent, taking into consideration costs,
energy, safety, and other relevant
factors, an adverse environmental effect.
3. What are the results and proposed
decisions based on our technology
review?
As described in section III.B of this
preamble, our technology review
focused on identifying developments in
practices, processes, and control
technologies for the ALDT source
category. The EPA reviewed various
information sources regarding emission
sources that are currently regulated by
the ALDT NESHAP to support the
technology review. The information
sources included the following: The
RBLC; state regulations; facility
operating permits; regulatory actions,
including technology reviews,
promulgated for other surface coating
NESHAP subsequent to the ALDT
NESHAP; site visits; discussions with
individual ALDT surface coating
facilities; and industry information. The
primary emission sources for the
technology review included the
following: The coating operations; all
storage containers and mixing vessels in
which coatings, thinners, and cleaning
materials are stored or mixed; all
manual and automated equipment and
containers used for conveying coatings,
thinners, and cleaning materials; and all
storage containers and all manual and
automated equipment and containers
used for conveying waste materials
generated by a coating operation.
Based on our review, we did not
identify any add-on control
technologies, process equipment, work
practices or procedures that were not
previously considered during
development of the 2004 ALDT
NESHAP, and we did not identify any
new or improved add-on control
technologies that would result in
additional emission reductions. A brief
summary of the EPA’s findings in
conducting the technology review of
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ALDT surface coating operations
follows. For a detailed discussion of the
EPA’s findings, refer to the
memorandum, Technology Review for
Surface Coating Operations in the
Automobiles and Light-Duty Trucks
Source Category, in the ALDT Docket.
During 2004 MACT development for
the ALDT NESHAP, numerical emission
limits were determined for new and
existing major sources within the four
combinations of coating operations, for
a total of eight HAP emissions limits.
The emission limits were based on
industry survey responses and the
industry’s use of low- or no-HAP
coatings and thinners, high efficiency
coatings spray equipment (including
robotic spraying), and add-on capture
and control technologies. Alternately,
the NESHAP provides sources with the
option of limiting HAP emissions with
capture and add-on control to achieve
an overall control efficiency of 95percent. During development of that
rulemaking, we identified the beyondthe-floor option to require the use of
capture systems and add-on control
devices for all ALDT surface coating
operations. This option was rejected
because we determined the additional
emission reductions achieved using the
beyond-the-floor option did not warrant
the costs each affected source would
incur or the incremental cost per ton of
HAP reduced (67 FR 78622, December
24, 2002).
For this technology review, we used
the EPA’s NEI and the ECHO databases
to identify facilities that are currently
subject to the ALDT NESHAP. We also
consulted Regional and state regulations
and operating permits. California has
existing surface coating rules for VOC
from vehicle assembly plants within
two air quality management districts
(AQMD): Bay Area AQMD and South
Coast AQMD. No state VOC rules for
ALDT surface coating operations were
identified that had VOC limits that
would translate into lower HAP content
limits. The VOC content limits in state
rules (e.g., BAAQMD Rule 8–13 and
SCAQMD Rule 1115) are an order of
magnitude higher than the HAP content
limits in the ALDT NESHAP. Because
the HAP are only a small fraction of the
VOC in these coatings, complying with
these state VOC standards would not
limit HAP emissions to levels that are
more stringent than the levels required.
Our search of the RBLC database for
improvements in ALDT coating
technologies provided results for 22
facilities with permit dates of 2000 or
later. Facilities reported the use of VOC
and HAP content limits,
electrodeposition primers, regenerative
thermal oxidizers (RTOs), catalytic
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oxidation, and thermal oxidation. All of
these control technologies were in use
by the ALDT surface coating industry
during development of the ALDT
NESHAP and already were considered
in the development of the ALDT
NESHAP. Therefore, we concluded that
the results of the search did not result
in any improvements in add-on control
technology or other equipment.
We reviewed other surface coating
NESHAP promulgated after the ALDT
NESHAP to determine whether any
requirements exceed the ALDT MACT
level of control or included technologies
that were not considered during the
development of the original ALDT
NESHAP. These NESHAP include Paint
Stripping and Miscellaneous Surface
Coating Operations at Area Sources (40
CFR part 63, subpart HHHHHH), and
Nine Metal Fabrication and Finishing
Area Source Categories (40 CFR part 63,
subpart XXXXXX). We also reviewed
the results of the technology reviews for
the following NESHAP: Printing and
Publishing (40 CFR part 63, subpart
KK), Shipbuilding and Ship Repair (40
CFR part 63, subpart II), Wood Furniture
Manufacturing (40 CFR part 63, subpart
JJ), and Aerospace Manufacturing and
Rework Facilities (40 CFR part 63,
subpart GG).
Technology reviews for these
NESHAP identified permanent total
enclosures (PTE) and/or RTOs as
improvements in add-on control
technology. The original ALDT
NESHAP includes a compliance option
involving the use of a PTE and an addon control device. Because these
measures were considered in the
development of the original ALDT
NESHAP and reflected in the MACT
level of control, we concluded that these
measures do not represent an
improvement in control technology
under CAA section 112(d)(6).
The control technology assessment
conducted for the Paint Stripping and
Miscellaneous Surface Coating NESHAP
and Nine Metal Fabrication and
Finishing NESHAP confined all coating
operations to a spray booth fitted with
high-efficiency filters, use of hightransfer efficiency spray guns, and
training and certification of spray
equipment operator to optimize transfer
efficiency for facilities that spray apply
coatings containing certain inorganic
HAP. The technology controls for
inorganic HAP adopted in subparts
HHHHHH and XXXXXX, spray booths
fitted with overspray filters and the use
of high efficiency spray equipment,
were already considered in the
development of the original ALDT
NESHAP, and, therefore, do not
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constitute a development for the
purpose of the technology review.
The technology review conducted for
the Wood Furniture NESHAP identified
the use of more efficient spray guns as
a technology review development and
revised the requirements to prohibit the
use of conventional spray guns. Airassisted airless spraying was added as a
more efficient coating application
technology. The original ALDT
NESHAP is based on the use of highefficiency application technology, such
as airless and electrostatic spray
equipment. This equipment increases
coating transfer efficiency, minimizes
emissions by reducing the amount of
coating sprayed and still achieves a
given film thickness with exceptional
finish. The format of the ALDT emission
limits, in mass of HAP per mass of
coating solids applied to the part,
accounts for the transfer efficiency of
the application equipment and is based
on high-efficiency methods.
The technology review conducted for
the Printing and Publishing NESHAP
identified the use of a PTE in the form
of coating spray booths and curing
tunnels. These PTEs are commonly used
in ALDT surface coating operations to
maintain a clean environment for
applying the coatings, and for capturing
and removing coating overspray and
solvent vapors from the coating area.
Therefore, the use of a PTE, as identified
in the Printing and Publishing NESHAP
technology review, does not represent a
development in control technology with
respect to ALDT surface coating
operations.
In conclusion, we found no
improvements in add-on control
technology or other equipment during
review of the RBLC, the state rules, and
subsequent NESHAP that were not
already identified and considered
during the ALDT NESHAP
development.
Alternatives to conventional solventborne coatings were identified and
considered during MACT development
but were not considered to be suitable
for all ALDT coating applications. These
alternative coatings include higher
solids coatings, waterborne coatings,
low-energy electron beam ultraviolet
(UV) cured coatings, and powder
coating. Waterborne and higher solids
coatings with lower HAP and VOC
content were considered in the
development of the proposed and final
standards and are already reflected in
the HAP emission limitations in the
final rule. Industry trends and advances
in coating formulation, as documented
in the ACA Industry Market Analysis,
showed that powder coated finishes
would be difficult to repair and would
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likely require refinishing the entire car
in case of damage. Further, the ACA
analysis stated that no progress had
been made in overcoming technical
hurdles that would make UV-cured
coatings applicable to main vehicle
body parts (e.g., shadowing of certain
areas from UV rays, high energy
demands, residual UV photo-initiators
in the coating film). Therefore, the EPA
did not identify any developments in
coating technology, other process
changes, or pollution prevention
alternatives that would represent a
development relative to the coating
technologies on which the final rule is
based.
Finally, no improvements in work
practices or operational procedures
were identified for the ALDT source
category that were not previously
identified and considered during MACT
development. The current MACT
standards require that, if a facility uses
add-on controls to comply with the
emission limitations, the facility must
develop and implement a work practice
plan to minimize organic HAP
emissions from the storage, mixing, and
conveying of coatings, thinners, and
cleaning materials used in, and waste
materials generated by, those coating
operations. If a facility is not using addon controls and is using either the
compliant material option or the
emission rate without add-on controls
option, the facility does not need to
comply with work practice standards.
Under the emission rate option, HAP
emitted from spills or from containers
would be counted against the facility in
the compliance calculations, so facilities
must already minimize these losses to
maintain compliance.
Based on these findings, we conclude
that there have not been any
developments in add-on control
technology or other equipment not
identified and considered during MACT
development, nor any improvements in
add-on controls, nor any significant
changes in the cost (including cost
effectiveness) of the add-on controls.
Therefore, we are proposing no
revisions to the ALDT NESHAP
pursuant to CAA section 112(d)(6). For
further discussion of the technology
review results, refer to the Automobiles
and Light-Duty Trucks Technology
Review Memo, in the ALDT Docket.
4. What other actions are we proposing
for the ALDT source category?
We are proposing to require electronic
submittal of notifications, semiannual
reports, and compliance reports (which
include performance test reports) for
ALDT surface coating facilities. In
addition, we are proposing revisions to
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the SSM provisions of the MACT rule in
order to ensure that they are consistent
with the Court decision in Sierra Club
v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008),
which vacated two provisions that
exempted source owners and operators
from the requirement to comply with
otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We are proposing to
require periodic emissions testing of
add-on control devices. We also propose
other changes, including updating
references to equivalent test methods,
making technical and editorial
revisions, and incorporation by
reference (IBR) of alternative test
methods. Our analyses and proposed
changes related to these issues are
discussed in the sections below.
a. Electronic Reporting Requirements
The EPA is proposing that owners and
operators of ALDT surface coating
facilities submit electronic copies of
initial notifications required in 40 CFR
63.9(b) and 63.3110(b), notifications of
compliance status required in 40 CFR
63.9(h) and 63.3110(c), performance test
reports required in 40 CFR 63.3120(b),
and semiannual reports required in 40
CFR 63.3120(a), through the EPA’s
Central Data Exchange (CDX) using the
Compliance and Emissions Data
Reporting Interface (CEDRI). For further
information regarding the electronic
data submission process, please refer to
the memorandum titled Electronic
Reporting for New Source Performance
Standards (NSPS) and National
Emission Standards for Hazardous Air
Pollutants (NESHAP) Rules, in the
ALDT Docket. The proposed rule
requires that performance test results
collected using test methods that are
supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
ERT website 25 at the time of the test be
submitted in the format generated
through the use of the ERT and that
other performance test results be
submitted in portable document format
(PDF) using the attachment module of
the ERT. No specific form is proposed
at this time for the initial notifications
required in 40 CFR 63.9(b) and
notification of compliance status in 40
CFR 63.9(h). Until the EPA has
completed electronic forms for these
notifications, the notifications will be
required to be submitted via CEDRI in
PDF. After development of the final
forms, we will notify sources about their
availability via the CEDRI website and
the CHIEF Listserv. For semiannual
reports required in 40 CFR 63.3120(a)
25 https://www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert.
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the proposed rule requires that owners
and operators use the appropriate
spreadsheet template to submit
information to CEDRI. A draft version of
the proposed templates for these reports
is included in the docket for this
rulemaking.26 The EPA specifically
requests comment on the content,
layout, and overall design of the
templates.
Additionally, the EPA has identified
two broad circumstances in which
electronic reporting extensions may be
provided. In both circumstances, the
decision to accept the claim of needing
additional time to report is within the
discretion of the Administrator, and
reporting should occur as soon as
possible. The EPA is providing these
potential extensions to protect owners
and operators from noncompliance in
cases where they cannot successfully
submit a report by the reporting
deadline for reasons outside of their
control. The situation where an
extension may be warranted due to
outages of the EPA’s CDX or CEDRI
which precludes an owner or operator
from accessing the system and
submitting required reports is addressed
in 40 CFR 63.9(b), notifications of
compliance status required in 40 CFR
63.9(h), and semiannual reports
required in 40 CFR 63.3120(a). The
situation where an extension may be
warranted due to a force majeure event,
which is defined as an event that will
be or has been caused by circumstances
beyond the control of the affected
facility, its contractors, or any entity
controlled by the affected facility that
prevents an owner or operator from
complying with the requirement to
submit a report electronically as
required by this rule is addressed in 40
CFR 63.3120(g). Examples of such
events are acts of nature, acts of war or
terrorism, or equipment failure or safety
hazards beyond the control of the
facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
26 See Electronic Reporting Template for Surface
Coating of Automobiles and Light-Duty Trucks
Subpart IIII Semiannual Reports, in docket ID NO.
EPA–HQ–OAR–0314.
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compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan 27 to
implement Executive Order 13563 and
is in keeping with the EPA’s agencywide policy 28 developed in response to
the White House’s Digital Government
Strategy.29 For more information on the
benefits of electronic reporting, see the
memorandum Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
OAR–2019–0314.
b. SSM Requirements
(1.) Proposed Elimination of the SSM
Exemption
In its 2008 decision in Sierra Club v.
EPA, 551 F.3d 1019 (D.C. Cir. 2008), the
Court vacated portions of two
provisions in the EPA’s CAA section
112 regulations governing the emissions
of HAP during periods of SSM.
Specifically, the Court vacated the SSM
exemption contained in 40 CFR
63.6(f)(1) and 40 CFR 63.6(h)(1), holding
that under section 302(k) of the CAA,
emissions standards or limitations must
be continuous in nature and that the
SSM exemption violates the CAA’s
requirement that some CAA section 112
standards apply continuously.
We are proposing the elimination of
the SSM exemption in this rule.
Consistent with Sierra Club v. EPA, we
are proposing standards in this rule that
apply at all times. We are also proposing
several revisions to Table 2 to subpart
IIII of 40 CFR part 63 (Applicability of
General Provisions to Subpart IIII,
hereafter referred to as the ‘‘General
Provisions table to subpart IIII’’), as
explained in more detail below in
27 EPA’s Final Plan for Periodic Retrospective
Reviews, August 2011. Available at: https://
www.regulations.gov/document?D=EPA-HQ-OA2011-0156-0154.
28 E-Reporting Policy Statement for EPA
Regulations, September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
29 Digital Government: Building a 21st Century
Platform to Better Serve the American People, May
2012. Available at: https://
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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58959
section IV.A.4.b.2 of this preamble. For
example, we are proposing to eliminate
the incorporation of the General
Provisions’ requirement that the source
develop an SSM plan. Further, we are
proposing to eliminate and revise
certain recordkeeping and reporting
requirements related to the SSM
exemption as further described below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether we have successfully done so.
In proposing these rule amendments,
the EPA has taken into account startup
and shutdown periods and, for the
reasons explained below, has not
proposed alternate standards for those
periods. Startups and shutdowns are
part of normal operations for the ALDT
source category. As currently specified
in 40 CFR 63.3100(b), all coating
operation(s) must be in compliance with
the operating limits for emission capture
systems and add-on control devices
required by 40 CFR 63.3093 ‘‘at all times
except during periods of startup,
shutdown, and malfunction.’’ Therefore,
we will be removing the exemption for
periods of startup, and shutdown, as
well as for malfunctions. Also, as
currently specified in 40 CFR
63.3100(a), you must be in compliance
‘‘at all times’’ with the emission
limitations in 40 CFR 63.3090 and
63.3091, and as specified in 40 CFR
63.3100(c), you must be in compliance
with the work practice standards in 40
CFR 63.3094 ‘‘at all times.’’ During
startup and shutdown periods, in order
for a facility (using add-on controls to
meet the standards) to meet the
emission and operating standards, the
control device for a coating operation
needs to be turned on and operating at
specified levels before the facility begins
coating operations, and the control
equipment needs to continue to be
operated until after the facility ceases
coating operations. In some cases, the
facility needs to run thermal oxidizers
on supplemental fuel before VOC levels
are sufficient for the combustion to be
(nearly) self-sustaining. Note that we are
also proposing new related language in
40 CFR 63.3100(d) to require that the
owner or operator operate and maintain
the coating operation, including
pollution control equipment, at all times
to minimize emissions. See section
IV.A.4.b.2 of this preamble for further
discussion of these proposed revisions.
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
Malfunctions, in contrast, are neither
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predictable nor routine. Instead they
are, by definition, sudden, infrequent
and not reasonably preventable failures
of emissions control, process, or
monitoring equipment. (40 CFR 63.2)
(definition of malfunction). The EPA
interprets CAA section 112 as not
requiring emissions that occur during
periods of malfunction to be factored
into development of CAA section 112
standards and this reading has been
upheld as reasonable by the Court in
U.S. Sugar Corp. v. EPA, 830 F.3d 579,
606–610 (2016). Under CAA section
112, emissions standards for new
sources must be no less stringent than
the level ‘‘achieved’’ by the best
controlled similar source and for
existing sources generally must be no
less stringent than the average emission
limitation ‘‘achieved’’ by the best
performing 12 percent of sources in the
category. There is nothing in CAA
section 112 that directs the Agency to
consider malfunctions in determining
the level ‘‘achieved’’ by the best
performing sources when setting
emission standards. As the Court has
recognized, the phrase ‘‘average
emissions limitation achieved by the
best performing 12 percent of’’ sources
‘‘says nothing about how the
performance of the best units is to be
calculated.’’ Nat’l Ass’n of Clean Water
Agencies v. EPA, 734 F.3d 1115, 1141
(D.C. Cir. 2013). While the EPA
accounts for variability in setting
emissions standards, nothing in CAA
section 112 requires the Agency to
consider malfunctions as part of that
analysis. The EPA is not required to
treat a malfunction in the same manner
as the type of variation in performance
that occurs during routine operations of
a source. A malfunction is a failure of
the source to perform in a ‘‘normal or
usual manner’’ and no statutory
language compels the EPA to consider
such events in setting CAA section 112
standards.
As the Court recognized in U.S. Sugar
Corp, accounting for malfunctions in
setting standards would be difficult, if
not impossible, given the myriad
different types of malfunctions that can
occur across all sources in the category
and given the difficulties associated
with predicting or accounting for the
frequency, degree, and duration of
various malfunctions that might occur.
Id. at 608 (‘‘the EPA would have to
conceive of a standard that could apply
equally to the wide range of possible
boiler malfunctions, ranging from an
explosion to minor mechanical defects.
Any possible standard is likely to be
hopelessly generic to govern such a
wide array of circumstances.’’) As such,
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the performance of units that are
malfunctioning is not ‘‘reasonably’’
foreseeable. See e.g., Sierra Club v. EPA,
167 F.3d 658, 662 (D.C. Cir. 1999) (‘‘The
EPA typically has wide latitude in
determining the extent of data-gathering
necessary to solve a problem. We
generally defer to an agency’s decision
to proceed on the basis of imperfect
scientific information, rather than to
’invest the resources to conduct the
perfect study’ ’’). See also, Weyerhaeuser
v. Costle, 590 F.2d 1011, 1058 (D.C. Cir.
1978) (‘‘In the nature of things, no
general limit, individual permit, or even
any upset provision can anticipate all
upset situations. After a certain point,
the transgression of regulatory limits
caused by ‘uncontrollable acts of third
parties,’ such as strikes, sabotage,
operator intoxication or insanity, and a
variety of other eventualities, must be a
matter for the administrative exercise of
case-by-case enforcement discretion, not
for specification in advance by
regulation’’). In addition, emissions
during a malfunction event can be
significantly higher than emissions at
any other time of source operation. For
example, if an air pollution control
device with 99-percent removal goes offline as a result of a malfunction (as
might happen if, for example, the bags
in a baghouse catch fire) and the
emission unit is a steady state type unit
that would take days to shut down, the
source would go from 99-percent
control to zero control until the control
device was repaired. The source’s
emissions during the malfunction
would be 100 times higher than during
normal operations. As such, the
emissions over a 4-day malfunction
period would exceed the annual
emissions of the source during normal
operations. As this example illustrates,
accounting for malfunctions could lead
to standards that are not reflective of
(and significantly less stringent than)
levels that are achieved by a wellperforming non-malfunctioning source.
It is reasonable to interpret CAA section
112 to avoid such a result. The EPA’s
approach to malfunctions is consistent
with CAA section 112 and is a
reasonable interpretation of the statute.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
discretion to do so where feasible. For
example, in the Petroleum Refinery
Sector Risk and Technology Review, the
EPA established a work practice
standard for unique types of
malfunctions that result in releases from
pressure relief devices or emergency
flaring events because we had
information to determine that such work
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practices reflected the level of control
that applies to the best performing
sources (80 FR 75178, 75211–14,
December 1, 2015). The EPA will
consider whether circumstances warrant
setting standards for a particular type of
malfunction and, if so, whether the EPA
has sufficient information to identify the
relevant best performing sources and
establish a standard for such
malfunctions. We also encourage
commenters to provide any such
information.
It is unlikely that a malfunction
would result in a violation of the
standards during ALDT surface coatings
operations for facilities complying
without the use of add-on controls (i.e.,
using low-HAP coatings and thinning
materials). Facilities using low-HAP
coatings and thinning materials have
demonstrated that the coatings and
thinners used in the coating operations
are less than or equal to the applicable
emission limit calculated on a monthly
basis.
A malfunction event is more likely for
ALDT surface coating facilities that use
add-on controls as a compliance option.
For this option, in addition to
demonstrating compliance with the
numerical emission rate limits for
coatings and thinners used (calculated
on a monthly basis), facilities must also
demonstrate that their emission capture
systems and add-on control devices
meet the operating limits established by
the ALDT NESHAP. Control device
operating limits are listed in Table 4 of
the ALDT NESHAP and are specific to
the device, and most are based on
maintaining an average temperature
over a 3-hour block period, which must
not fall below the temperature limit
established during the facility’s initial
performance test.
All facilities must also comply with
work practice standards to minimize
organic HAP emissions from the storage,
mixing, and conveying of coatings,
thinners, and cleaning materials used
in, and waste materials generated by,
the coating operation(s), but it is
unlikely that a malfunction would result
in a violation of the work practice
standards.
We currently have no information to
suggest that it is feasible or necessary to
establish any type of standard for
malfunctions associated with the ALDT
source category. We encourage
commenters to provide any such
information, if available.
In the event that a source fails to
comply with the applicable CAA section
112(d) standards as a result of a
malfunction event, the EPA will
determine an appropriate response
based on, among other things, the good
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faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. The EPA will also consider
whether the source’s failure to comply
with the CAA section 112(d) standard
was, in fact, sudden, infrequent, not
reasonably preventable, and was not
instead caused, in part, by poor
maintenance or careless operation. 40
CFR 63.2 (definition of malfunction).
If the EPA determines in a particular
case that an enforcement action against
a source for violation of an emission
standard is warranted, the source can
raise any and all defenses in that
enforcement action and the federal
district court will determine what, if
any, relief is appropriate. The same is
true for citizen enforcement actions.
Similarly, the presiding officer in an
administrative proceeding can consider
any defense raised and determine
whether administrative penalties are
appropriate.
In summary, the EPA interpretation of
the CAA and, in particular, CAA section
112 is reasonable and encourages
practices that will avoid malfunctions.
Administrative and judicial procedures
for addressing exceedances of the
standards fully recognize that violations
may occur despite good faith efforts to
comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830
F.3d 579, 606–610 (2016).
(2.) Proposed Revisions to the General
Provisions Applicability Table
40 CFR 63.3100(d) General duty. We
are proposing to revise the General
Provisions table to subpart IIII (Table 2)
entry for 40 CFR 63.6(e)(1)(i) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.6(e)(1)(i) describes the
general duty to minimize emissions.
Some of the language in that section is
no longer necessary or appropriate in
light of the elimination of the SSM
exemption. We are proposing instead to
add general duty regulatory text at 40
CFR 63.3100(d) that reflects the general
duty to minimize emissions while
eliminating the reference to periods
covered by an SSM exemption. The
current language in 40 CFR 63.6(e)(1)(i)
characterizes what the general duty
entails during periods of SSM. With the
elimination of the SSM exemption,
there is no need to differentiate between
normal operations, startup and
shutdown, and malfunction events in
describing the general duty. Therefore,
the language the EPA is proposing for 40
CFR 63.3100(d) does not include that
language from 40 CFR 63.6(e)(1)(i).
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We are also proposing to revise the
General Provisions table to subpart IIII
(Table 2) entry for 40 CFR 63.6(e)(1)(ii)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with
the elimination of the SSM exemption
or are redundant with the general duty
requirement being added at 40 CFR
63.3100(d).
SSM plan. We are proposing to revise
the General Provisions table to subpart
IIII (Table 2) entry for 40 CFR 63.6(e)(3)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ Generally, these paragraphs
require development of an SSM plan
and specify SSM recordkeeping and
reporting requirements related to the
SSM plan. We are also proposing to
remove from 40 CFR part 63, subpart
IIII, the current provisions requiring the
SSM plan at 40 CFR 63.3100(f). As
noted, the EPA is proposing to remove
the SSM exemptions. Therefore, affected
units will be subject to an emission
standard during such events. The
applicability of a standard during such
events will ensure that sources have
ample incentive to plan for and achieve
compliance, and, thus, the SSM plan
requirements are no longer necessary.
Compliance with standards. We are
proposing to revise the General
Provisions table to subpart IIII (Table 2)
entry for 40 CFR 63.6(f)(1) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ The
current language of 40 CFR 63.6(f)(1)
exempts sources from non-opacity
standards during periods of SSM. As
discussed above, the Court in Sierra
Club vacated the exemptions contained
in this provision and held that the CAA
requires that some CAA section 112
standards apply continuously.
Consistent with Sierra Club, the EPA is
proposing to revise the standards in this
rule to apply at all times.
We are also proposing to remove rule
text in 40 CFR 63.3161(j) clarifying that,
in calculating emissions to demonstrate
compliance, deviation periods must
include deviations during an SSM
period. Since the EPA is removing the
SSM exemption, this clarifying text is
no longer needed.
40 CFR 63.3163 Performance testing.
We are proposing to revise the General
Provisions table to subpart IIII (Table 2)
entry for 40 CFR 63.7(e)(1) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.7(e)(1) describes performance testing
requirements. The EPA is instead
proposing to add a performance testing
requirement at 40 CFR 63.3163 and 40
CFR 63.3164. The performance testing
requirements we are proposing to add
differ from the General Provisions
performance testing provisions in
several respects. The regulatory text
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58961
does not include the language in 40 CFR
63.7(e)(1) that restated the SSM
exemption and language that precluded
startup and shutdown periods from
being considered ‘‘representative’’ for
purposes of performance testing. The
proposed performance testing
provisions in 40 CFR 63.3164 will also
not allow performance testing during
startup or shutdown. As in 40 CFR
63.7(e)(1), performance tests conducted
under this subpart should not be
conducted during malfunctions because
conditions during malfunctions are
often not representative of normal
operating conditions. Section 63.7(e)
requires that the owner or operator
maintain records of the process
information necessary to document
operating conditions during the test and
include in such records an explanation
to support that such conditions
represent normal operation. The EPA is
proposing to add language to 40 CFR
63.3164 clarifying that the owner or
operator must make such records
available to the Administrator upon
request.
Monitoring. We are proposing to
revise the General Provisions table to
subpart IIII (Table 2) entry for 40 CFR
63.8(c)(1) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ The crossreferences to the general duty and SSM
plan requirements in 40 CFR 63.8(c)(1)
are not necessary in light of other
requirements of 40 CFR 63.8 that require
good air pollution control practices (40
CFR 63.8(c)(1)) and that set out the
requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)). Further, we have
determined that 40 CFR 63.8(c)(1)(ii) is
redundant to the current monitoring
requirement in 40 CFR 63.3168(a)(4)
(i.e., ‘‘have available necessary parts for
routine repairs of the monitoring
equipment,’’ except 40 CFR 63.8(c)(1)(ii)
specifies ‘‘have readily available.’’). We
are proposing to revise 40 CFR
63.3168(a)(4) to specify ‘‘readily
available.’’
40 CFR 63.3512 Recordkeeping. We
are proposing to revise the General
Provisions table to subpart IIII (Table 2)
entry for 40 CFR 63.10(b)(2)(i) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(b)(2)(i) describes
the recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply to
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
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retain additional recordkeeping for
startup and shutdown periods.
We are proposing to revise the
General Provisions table to subpart IIII
(Table 2) entry for 40 CFR 63.10(b)(2)(ii)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ Section 63.10(b)(2)(ii) describes
the recordkeeping requirements during
a malfunction, requiring a record of ‘‘the
occurrence and duration of each
malfunction.’’ A similar record is
already required in 40 CFR 63.3130(g),
which requires a record of ‘‘the date,
time, and duration of each deviation,’’
which the EPA is retaining. The
regulatory text in 40 CFR 63.3130(g)
differs from the General Provisions in
that the General Provisions requires the
creation and retention of a record of the
occurrence and duration of each
malfunction of process, air pollution
control, and monitoring equipment;
whereas 40 CFR 63.3130(g) applies to
any failure to meet an applicable
standard and is requiring that the source
record the date, time, and duration of
the failure rather than the ‘‘occurrence.’’
For this reason, the EPA is proposing to
add to 40 CFR 63.3130(g) a requirement
that sources also keep records that
include a list of the affected source or
equipment and actions taken to
minimize emissions, an estimate of the
quantity of each regulated pollutant
emitted over the emission limit for
which the source failed to meet the
standard, and a description of the
method used to estimate the emissions.
Examples of such methods would
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters (e.g., coating HAP content
and application rates and control device
efficiencies). The EPA is proposing to
require that sources keep records of this
information to ensure that there is
adequate information to allow the EPA
to determine the severity of any failure
to meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
We are proposing to revise the
General Provisions table to subpart IIII
(Table 2) entry for 40 CFR
63.10(b)(2)(iv)–(v) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ When
applicable, the provision requires
sources to record actions taken during
SSM events when actions were
inconsistent with their SSM plan. The
requirement in 40 CFR 63.10(b)(2)(iv) is
no longer appropriate because SSM
plans will no longer be required. The
requirement previously applicable
under 40 CFR 63.10(b)(2)(iv)(B) to
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record actions to minimize emissions
and record corrective actions is now
applicable by reference to 40 CFR
63.3130(g)(4). When applicable, the
provision in 40 CFR 63.10(b)(2)(v)
requires sources to record actions taken
during SSM events to show that actions
taken were consistent with their SSM
plan. The requirement is no longer
appropriate because SSM plans will no
longer be required.
We are proposing to revise the
General Provisions table to subpart IIII
(Table 2) entry for 40 CFR 63.10(b)(2)(vi)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ The provision requires sources
to maintain records during continuous
monitoring system (CMS) malfunctions.
Section 63.3130(g) covers records of
periods of deviation from the standard,
including instances where a CMS is
inoperative or out-of-control. Additional
recordkeeping requirements for
continuous parameter monitoring
systems (CPMS) are also specified in 40
CFR 63.3168.
We are proposing to revise the
General Provisions table to subpart IIII
(Table 2) entry for 40 CFR 63.10(c)(15)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ When applicable, the provision
allows an owner or operator to use the
affected source’s SSM plan or records
kept to satisfy the recordkeeping
requirements of the SSM plan, specified
in 40 CFR 63.6(e), to also satisfy the
requirements of 40 CFR 63.10(c)(10)
through (12). The EPA is proposing to
eliminate this requirement because SSM
plans would no longer be required, and,
therefore, 40 CFR 63.10(c)(15) no longer
serves any useful purpose for affected
units.
We are proposing to remove the
requirement in 40 CFR 63.3130(g) that
deviation records specify whether
deviations from a standard occurred
during a period of SSM. This revision is
being proposed due to the proposed
removal of the SSM exemption and
because, as discussed above in this
section, we are proposing that deviation
records must specify the cause of each
deviation, which could include a
malfunction period as a cause. We are
also proposing to remove the
requirement to report the SSM records
in 40 CFR 63.6(e)(3)(iii) through (v) by
deleting 40 CFR 63.3130(h).
40 CFR 63.3120 Reporting. We are
proposing to revise the General
Provisions table to subpart IIII (Table 2)
entry for 40 CFR 63.10(d)(5) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(d)(5) describes the reporting
requirements for startups, shutdowns,
and malfunctions. To replace the
General Provisions reporting
requirement, the EPA is proposing to
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add reporting requirements to 40 CFR
63.3120(a)(5) through (a)(9). The
replacement language differs from the
General Provisions requirement in that
it eliminates periodic SSM reports as a
stand-alone report. We are proposing
language that requires sources that fail
to meet an applicable standard at any
time to report the information
concerning such events in the semiannual compliance report already
required under this rule. Subpart IIII of
40 CFR part 63 currently requires
reporting of the date, time period, and
cause of each deviation. We are
clarifying in the rule that, if the cause
of a deviation from the standard is
unknown, this should be specified in
the report. We are also proposing to
change ‘‘date and time period’’ to ‘‘date,
time, and duration’’ (see proposed
revisions to 40 CFR 63.3130(a)(6)(vii),
(viii), and (xiii); 40 CFR 63.3130(a)(7)(i);
40 CFR 63.3130(a)(8)(v), (vi), and (vii);
and 40 CFR 63.3130(a)(i)) to use
terminology consistent with the
recordkeeping section. Further, we are
proposing that the report must also
contain the number of deviations from
the standard, and a list of the affected
source or equipment. For deviation
reports addressing deviations from an
applicable emission limit in 40 CFR
63.3090, 63.3091, or 63.3092, or an
operating limit in Table 1 to 40 CFR part
63, subpart IIII, we are proposing that
the report also include an estimate of
the quantity of each regulated pollutant
emitted over any emission limit for
which the source failed to meet the
standard, and a description of the
method used to estimate the emissions.
For deviation reports addressing
deviations from work practice standards
(40 CFR 63.3120(a)(6)(xiii)), we are
retaining the current requirement
(including reporting actions taken to
correct the deviation), except that we
are revising the rule language to
reference the new general duty
requirement in 40 CFR 63.3100(d), we
are clarifying that the description of the
deviation must include a list of the
affected sources or equipment and the
cause of the deviation, we are clarifying
that ‘‘time period’’ includes the ‘‘time
and duration,’’ and we are requiring that
the report include the number of
deviations from the work practice
standards in the reporting period.
Regarding the proposed new
requirement discussed above to estimate
the quantity of each regulated pollutant
emitted over any emission limit for
which the source failed to meet the
standard, and a description of the
method used to estimate the emissions,
examples of such methods would
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include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters (e.g., coating HAP content
and application rates and control device
efficiencies). The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan, because
plans would no longer be required. The
proposed amendments, therefore,
eliminate 40 CFR 63.3120(c) that
requires reporting of whether the source
deviated from its SSM plan, including
required actions to communicate with
the Administrator, and the crossreference to 40 CFR 63.10(d)(5)(ii) that
contains the description of the
previously required SSM report format
and submittal schedule from this
section. These specifications are no
longer necessary because the events will
be reported in otherwise required
reports with similar format and
submittal requirements.
Section 63.10(d)(5)(ii) describes an
immediate report for startups,
shutdowns, and malfunctions when a
source failed to meet an applicable
standard but did not follow the SSM
plan. We will no longer require owners
and operators to report when actions
taken during a startup, shutdown, or
malfunction were not consistent with an
SSM plan, because plans would no
longer be required.
We are proposing to remove the
requirements in 40 CFR
63.3120(a)(6)(viii) that deviation reports
must specify whether deviation from an
operating limit occurred during a period
of SSM. We are also proposing to
remove the requirements in 40 CFR
63.3120(a)(6)(x) to break down the total
duration of deviations into the startup
and shutdown categories. As discussed
above in this section, we are proposing
to require reporting of the cause of each
deviation. Further, the startup and
shutdown categories no longer apply
because these periods are proposed to
be considered normal operation, as
discussed in section IV.A.4.b.1 of this
preamble.
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c. Technical Amendments to the ALDT
NESHAP
We propose to amend 40 CFR
63.3166(b) to add the option of
conducting EPA Method 18 of appendix
A–6 to 40 CFR part 60, ‘‘Measurement
of Gaseous Organic Compound
Emissions by Gas Chromatography,’’ to
measure and then subtract methane
emissions from measured total gaseous
organic mass emissions as carbon.
Facilities using add-on controls as a
compliance option can use either EPA
Method 25 or EPA Method 25A to
measure control device destruction
efficiency. Unlike EPA Method 25, EPA
Method 25A does not exclude methane
from the measurement of organic
emissions. Because exhaust streams
from coating operations may contain
methane from natural gas combustion,
we are proposing to allow facilities the
option to measure methane using EPA
Method 18 and to subtract the methane
from the emissions as part of their
compliance calculations.
We propose to revise the format of
references to test methods in 40 CFR
part 60. The current reference in 40 CFR
63.3166(a) and (b) to EPA Methods 1,
1A, 2, 2A, 2C, 2D, 2F, 2G, 3, 3A, 3B, 4,
25, and 25A specify that each method is
in ‘‘appendix A’’ of part 60. Appendix
A of 40 CFR part 60 has been divided
into appendices A–1 through A–8. We
propose to revise each reference to
appendix A to indicate which of the
eight sections of appendix A applies to
the method.
We propose to amend 40 CFR
63.3151(a)(1)(i) and (a)(4), and 40 CFR
63.3171(e)(3), which describe how to
determine the mass fraction of organic
HAP in each material used, to remove
references to Occupational Safety and
Health Administration (OSHA)-defined
carcinogens as specified in 29 CFR
1910.1200(d)(4). The reference to
OSHA-defined carcinogens as specified
in 29 CFR 1910.1200(d)(4) is intended to
specify which compounds must be
included in calculating total organic
HAP content of a coating material if
they are present at 0.1-percent or greater
by mass. We are proposing to remove
this reference because 29 CFR
1910.1200(d)(4) has been amended and
no longer readily defines which
compounds are carcinogens. We are
proposing to replace these references to
OSHA-defined carcinogens and 29 CFR
1910.1200(d)(4) with a list (in proposed
new Table 5 to 40 CFR part 63, subpart
IIII) of those organic HAP that must be
included in calculating total organic
HAP content of a coating material if
they are present at 0.1-percent or greater
by mass.
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We propose to include organic HAP
in proposed Table 5 to 40 CFR part 63,
subpart IIII if they were categorized in
the EPA’s Prioritized Chronic DoseResponse Values for Screening Risk
Assessments (dated May 9, 2014), as a
‘‘human carcinogen,’’ ‘‘probable human
carcinogen,’’ or ‘‘possible human
carcinogen’’ according to The Risk
Assessment Guidelines of 1986 (EPA/
600/8–87/045, August 1987),30 or as
‘‘carcinogenic to humans,’’ ‘‘likely to be
carcinogenic to humans,’’ or with
‘‘suggestive evidence of carcinogenic
potential’’ according to the Guidelines
for Carcinogen Risk Assessment (EPA/
630/P–03/001F, March 2005).
We propose to revise the monitoring
provisions for thermal and catalytic
oxidizers to clarify that a thermocouple
is part of the gas temperature
monitoring device referred to in 40 CFR
63.3168(c)(3).
We propose to add a new paragraph
40 CFR 63.3130(p) and to revise 40 CFR
63.3131(a) to allow that any records
required to be maintained by 40 CFR
part 63, subpart IIII this part that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. We also propose to add
clarification that this ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
d. Ongoing Emissions Compliance
Demonstrations Requirement
As part of an ongoing effort to
improve compliance with various
federal air emission regulations, the
EPA reviewed the compliance
demonstration requirements in the
ALDT NESHAP. Currently, if a source
owner or operator chooses to comply
with the standards using add-on
controls, the results of an initial
performance test are used to determine
compliance; however, the rule does not
require on-going periodic performance
testing for these emission capture
systems and add-on controls. We are
proposing periodic testing of add-on
control devices, in addition to the onetime initial emissions and capture
efficiency testing and ongoing
parametric monitoring to ensure
ongoing compliance with the standards.
Although ongoing monitoring of
operating parameters is required by the
NESHAP, as the control device ages
over time, the destruction efficiency of
30 See https://www.epa.gov/fera/dose-responseassessment-assessing-health-risks-associatedexposure-hazardous-air-pollutants.
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the control device can be compromised
due to various factors. The EPA
published several documents that
identify potential control device
operational problems that could
decrease control device efficiency.31
These factors are discussed in more
detail in the memorandum titled
Proposed Periodic Testing Requirement
dated February 1, 2019, included in the
ALDT Docket.
The Institute of Clean Air Companies
(ICAC), an industry trade group
currently representing 50 emission
control device equipment
manufacturers, corroborated the fact
that control equipment degrades over
time in their comments on proposed
revisions to the NESHAP General
Provisions (72 FR 69, January 3, 2007).
ICAC stated that ongoing maintenance
and checks of control devices are
necessary in order to ensure emissions
control technology remains effective.32
ICAC identified both thermal and
catalytic oxidizers as effective add-on
control devices for VOC reduction and
destruction. Thermal oxidizers, in
which ‘‘. . . organic compounds are
converted into carbon dioxide and water
. . .’’ allow ‘‘. . . for the destruction of
VOCs and HAP up to levels greater than
99-percent . . . ’’ once ‘‘. . . [t]he
oxidation reaction . . .’’ begins,
typically ‘‘. . . in the 1,450 degrees
Fahrenheit range.’’ That temperature
may need to be elevated, depending on
the organic compound to be destroyed.
Along with that destruction, ‘‘. . .
extreme heat, the corrosive nature of
chemical-laden air, exposure to weather,
and the wear and tear of non-stop use
. . .’’ affect thermal oxidizers such that
‘‘. . . left unchecked, the corrosive
nature of the gases treated will create
equipment downtime, loss of
operational efficiency, and eventually
failure of the thermal oxidizer.’’ While
catalytic oxidizers operate at lower
operating temperatures—typically 440
to 750 degrees Fahrenheit—than
thermal oxidizers, catalytic oxidizers
also provide VOC reduction and
destruction. In general, the catalyst
31 See Control Techniques for Volatile Organic
Compound Emissions from Stationary Sources,
EPA/453/R–92–018, December 1992, Control
Technologies for Emissions from Stationary
Sources, EPA/625/6–91/014, June 1991, and Survey
of Control for Low Concentration Organic Vapor
Gas Streams, EPA–456/R–95–003, May 1995. These
documents can be found in the Automobiles and
Light-Duty Trucks, Miscellaneous Metal Parts, and
Plastic Parts and Products Dockets for this action.
32 See Docket Item No. EPA–HQ–OAR–2004–
0094–0173, available at https://
www.regulations.gov. A copy of the ICAC’s
comments on the proposed revisions to the General
Provisions is also included in the Automobiles and
Light-Duty Trucks, Miscellaneous Metal Parts, and
Plastic Parts and Products Dockets for this action.
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‘‘. . . needs to be checked periodically
to verify the activity of the catalyst
. . .’’ because that ‘‘. . . activity or
overall ability of the catalyst to convert
target emissions to other by-products
will naturally diminish over time.’’
ICAC also mentions chemical poisoning
(deactivation of the catalyst by certain
compounds) or masking of the catalyst
bed, which may occur due to changes in
manufacturing processes, as means of
catalyst degradation. Finally, ICAC
identifies electrical and mechanical
component maintenance as important,
for if such components are not operating
properly, ‘‘. . . the combustion
temperature in the . . . oxidizer could
drop below the required levels and
hazardous air pollutant (HAP)
destruction may not be achieved . . .’’
ICAC closes by noting ‘‘. . . it costs
more money to operate an oxidizer at
peak performance, and if not
maintained, performance will
deteriorate yielding less destruction of
HAP.’’
State websites also provide on-line
CAA violations and enforcement actions
which include performance issues
associated with control devices. A
recent search resulted in identification
of sources in Ohio and Massachusetts
that did not achieve compliance even
though they maintained the thermal
oxidizer operating temperatures
established during previous
performance tests, which further
corroborates with the ICAC comments
and conclusions regarding control
device degradation.
Based on the need for vigilance in
maintaining equipment to stem
degradation, we are proposing periodic
testing of add-on control devices once
every 5 years, in addition to the onetime initial emissions and capture
efficiency testing and ongoing
temperature measurement to ensure
ongoing compliance with the standards.
In this action, we are proposing to
require periodic performance testing of
add-on control devices on a regular
frequency (e.g., every 5 years) to ensure
the equipment continues to operate
properly for facilities using the emission
rate with add-on controls compliance
option. We estimate that 18 ALDT
surface coating existing sources are
already required to perform such testing
every 5 years synchronized with 40 CFR
part 70 air operating permit renewals
and for five facilities this would be a
new requirement. This proposed
periodic testing requirement includes an
exception to the general requirement for
periodic testing for facilities using the
catalytic oxidizer control option at 40
CFR 63.3167(b) and following the
catalyst maintenance procedures in 40
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CFR 63.3167(b)(6). This exception is
due to the catalyst maintenance
procedures that already require annual
testing of the catalyst and other
maintenance procedures that provide
ongoing demonstrations that the control
system is operating properly and may,
thus, be considered comparable to
conducting a performance test.
The proposed periodic performance
testing requirement allows an exception
from periodic testing for facilities using
instruments to continuously measure
emissions. Such continuous emissions
monitoring systems (CEMS) would
show actual emissions. The use of
CEMS to demonstrate compliance
would obviate the need for periodic
oxidizer testing. Moreover, installation
and operation of a CEMS with a
timesharing component, such that
values from more than one oxidizer
exhaust could be tabulated in a
recurring frequency, could prove less
expensive (estimated to have an annual
cost below $15,000) than ongoing
oxidizer testing.
This proposed requirement does not
require periodic testing or CEMS
monitoring of facilities using the
compliant materials option or the
emission-rate without add-on controls
compliance option because these two
compliance options do not use any addon controls or control efficiency
measurements in the compliance
calculations.
The proposed periodic performance
testing requirement requires facilities
complying with the standards using
emission capture systems and add-on
controls and which are not already on
a 5-year testing schedule conduct the
first of the periodic performance tests
within 3 years of the effective date of
the revised standards. Afterward, they
would conduct periodic testing before
they renew their operating permits, but
no longer than 5 years following the
previous performance test. Additionally,
facilities that have already tested as a
condition of their permit within the last
2 years before the effective date would
be permitted to maintain their current
5-year schedule and not be required to
move up the date of the next test to the
3-year date specified above. This
proposed requirement would require
periodic air emissions testing to
measure organic HAP destruction or
removal efficiency at the inlet and outlet
of the add-on control device, or
measurement of the control device
outlet concentration of organic HAP.
The emissions would be measured as
total gaseous organic mass emissions as
carbon using either EPA Method 25 or
25A of appendix A–7 to 40 CFR part 60,
which are the methods currently
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required for the initial compliance
demonstration.
We estimate that the cost associated
with this proposed requirement, which
includes a control device emissions
destruction or removal efficiency test
using EPA Method 25 or 25A, would be
approximately $19,000 per control
device. The cost estimate is included in
the memorandum titled Estimated
Costs/Impacts 40 CFR Part 63 Subparts
IIII, MMMM and PPPP Monitoring
Review Revisions, in the ALDT Docket.
We have estimated that five facilities
subject to the ALDT NESHAP and using
the add-on control option for
compliance are not currently required to
conduct periodic testing as a condition
of their permit renewal. Periodic
performance tests ensure that any
control systems used to comply with the
NESHAP in the future would be
properly maintained over time, thereby
reducing the potential for acute
emissions episodes and noncompliance.
e. IBR of Alternative Test Methods
Under 1 CFR Part 51
The EPA is proposing new and
updated test methods for the ALDT
NESHAP that include IBR. In
accordance with requirements of 1 CFR
51.5, the EPA is proposing to
incorporate by reference the following
voluntary consensus standards (VCS)
into 40 CFR 63.14:
• ASTM Method D1475–13, Standard
Test Method for Density of Liquid
Coatings, Inks, and Related Products,
proposed to be IBR approved for 40 CFR
63.3151(b), 63.3941(b) and (c),
63.3951(c), 63.4551(c);
• ASTM D2111–10 (2015), Standard
Test Methods for Specific Gravity of
Halogenated Organic Solvents and Their
Admixtures, proposed to be IBR
approved for 40 CFR 63.3951(c),
63.4551(c);
• ASTM Method D2369–10 (2015),
Test Method for Volatile Content of
Coatings, proposed to be IBR approved
for 40 CFR 63.3151(a)(2), 63.3961(j),
63.4541(a), 63.4561(j);
• ASTM Method D2697–03 (2014),
Standard Test Method for Volume
Nonvolatile Matter in Clear or
Pigmented Coatings, proposed to be IBR
approved for 40 CFR 63.3161(f)(1),
63.3941(b);
• ASTM D5066–91 (Reapproved
2017), Standard Test Method for
Determination of the Transfer Efficiency
Under Production Conditions for Spray
Application of Automotive PaintsWeight Basis, proposed to be IBR
approved for 40 CFR 63.3161(g);
• ASTM Method D5965–02 (2013),
Standard Test Methods for Specific
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Gravity of Coating Powders, proposed to
be ICR approved for 40 CFR 63.3151(b),
63.3951(c);
• ASTM Method D6093–97 (2016),
Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using Helium Gas
Pycnometer, proposed to be IBR
approved for 40 CFR 63.3161(f)(1),
63.3941(b);
ASTM D6266–00a (Reapproved 2017),
Test Method for Determining the
Amount of Volatile Organic Compound
(VOC) Released from Waterborne
Automotive Coatings and Available for
Removal in a VOC Control Device
(Abatement), proposed to be IBR
approved for 40 CFR 63.3165(e); and
EPA–450/3–88–018, Protocol for
Determining Daily Volatile Organic
Compound Emission Rate of
Automobile and Light-Duty Truck
Topcoat Operations, proposed to be IBR
approved for 40 CFR 63.3161(f),
63.3165(e).
Older versions of ASTM methods
D2697, D5965, and D6093 were
incorporated by reference when the
ALDT NESHAP was originally
promulgated (69 FR 22602, April 26,
2004). We are proposing to replace the
older versions of these methods and
ASTM Method D1475 with updated
versions, which requires IBR revisions.
The updated version of the method
replaces the older version in the same
paragraph of the rule text. We are also
proposing the addition of ASTM
Method D2369 to the ALDT NESHAP
for the first time by incorporating this
method by reference in this rulemaking.
Refer to section VIII.J of this preamble
for further discussion of these VCS.
5. What compliance dates are we
proposing?
The EPA is proposing that affected
sources must comply with all of the
amendments, with the exception of the
proposed electronic format for
submitting semiannual compliance
reports, no later than 181 days after the
effective date of the final rule. All
affected facilities would have to
continue to meet the current
requirements of 40 CFR part 63, subpart
IIII until the applicable compliance date
of the amended rule. The final action is
not expected to be a ‘‘major rule’’ as
defined by 5 U.S.C. 804(2), so the
effective date of the final rule will be the
promulgation date as specified in CAA
section 112(d)(10).
For existing sources, we are proposing
one change that would impact ongoing
compliance requirements for 40 CFR
part 63, subpart IIII. As discussed
elsewhere in this preamble, we are
proposing to add a requirement that
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58965
notifications, performance test results,
and semiannual compliance reports be
submitted electronically. We are
proposing that the semiannual
compliance report be submitted
electronically using a new template,
which is available for review and
comment as part of this action. We are
also proposing to change the
requirements for SSM by removing the
exemption from the requirements to
meet the standard during SSM periods
and by removing the requirement to
develop and implement an SSM plan.
Our experience with similar industries
that are required to convert reporting
mechanisms to install necessary
hardware and software, become familiar
with the process of submitting
performance test results electronically
through the EPA’s CEDRI, test these new
electronic submission capabilities, and
reliably employ electronic reporting
shows that a time period of a minimum
of 90 days, and, more typically, 180
days, is generally necessary to
successfully accomplish these revisions.
Our experience with similar industries
further shows that this sort of regulated
facility generally requires a time period
of 180 days to read and understand the
amended rule requirements; to evaluate
their operations to ensure that they can
meet the standards during periods of
startup and shutdown as defined in the
rule and make any necessary
adjustments; and to update their
operation, maintenance, and monitoring
plan to reflect the revised requirements.
The EPA recognizes the confusion that
multiple different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
our assessment of the time frame needed
for compliance with the entirety of the
revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable and, thus, is proposing that
existing affected sources be in
compliance with all of this regulation’s
revised requirements within 181 days of
the regulation’s effective date.
We solicit comment on these
proposed compliance periods, and we
specifically request submission of
information from sources in this source
category regarding specific actions that
would need to be undertaken to comply
with the proposed amended
requirements and the time needed to
make the adjustments for compliance
with any of the revised requirements.
We note that information provided may
result in changes to the proposed
compliance dates.
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B. What are the analytical results and
proposed decisions for the MMPP source
category?
1. What are the results of the risk
assessment and analyses?
As described above in section III of
this preamble, for the MMPP source
category, we conducted a risk
assessment for all HAP emitted. We
present results of the risk assessment
briefly below and in more detail in the
Miscellaneous Metal Parts and Products
Risk Assessment Report in the MMPP
Docket (Docket ID No. EPA–HQ–OAR–
2019–0312).
a. Chronic Inhalation Risk Assessment
Results
Table 4 below provides a summary of
the results of the inhalation risk
assessment for the source category.
TABLE 4—SURFACE COATING OF MISCELLANEOUS METAL PARTS AND PRODUCTS SOURCE CATEGORY INHALATION RISK
ASSESSMENT RESULTS
Maximum individual
cancer risk
(in 1 million)
Risk assessment
Based on
actual
emissions
Source category ................................
Whole facility .....................................
1
2
20
100
Based
on allowable emissions
30
..................
Estimated population at
increased risk of cancer
≥1-in-1 Million
Estimated annual cancer
incidence
(cases per year)
Based on
actual
emissions
Based on
actual
emissions
18,000
370,000
Based on
allowable
emissions
24,000
..................
0.008
0.04
Based on
allowable
emissions
Maximum chronic
noncancer
TOSHI 1
Based on
actual
emissions
0.01
..................
0.8
1
Maximum
screening acute
noncancer HQ 2
Based on
allowable
emissions
Based on actual
emissions
1
..................
HQREL = 4
The TOSHI is the sum of the chronic noncancer HQ for substances that affect the same target organ or organ system.
The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
The results of the inhalation risk
modeling using actual emissions data,
as shown in Table 4 above, indicate that
the maximum individual cancer risk
based on actual emissions (lifetime)
could be up to 20-in-1 million (driven
by naphthalene and ethyl benzene from
coating operations), the maximum
chronic noncancer TOSHI value based
on actual emissions could be up to 0.8
(driven by antimony from coating
operations), and the maximum
screening acute noncancer HQ value
(off-facility site) could be up to 4 (driven
by glycol ethers). The total estimated
annual cancer incidence (national) from
these facilities based on actual emission
levels is 0.008 excess cancer cases per
year or 1 case in every 125 years.
b. Screening Level Acute Risk
Assessment Results
Table 4 of this preamble also shows
the acute risk results for the MMPP
source category. The screening analysis
for acute impacts was based on an
industry-specific multiplier of 1.2, to
estimate the peak emission rates from
the average emission rates. For more
detailed acute risk results refer to the
Miscellaneous Metal Parts and Products
Risk Assessment Report, in the MMPP
Docket.
c. Multipathway Risk Screening Results
The emissions data for the MMPP
source category indicate that three PB–
HAP are emitted by sources within this
source category: Arsenic, cadmium, and
lead. Of the 368 facilities in the source
category, two facilities reported
emissions of carcinogenic PB–HAP
(arsenic) and two facilities reported
emissions of non-carcinogenic PB–HAP
(cadmium). The PB–HAP emissions
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from these facilities did not exceed the
Tier 1 multipathway screening value of
1 for cancer or noncancer.
In evaluating the potential for
multipathway effects from emissions of
lead, we compared modeled annual lead
concentrations to the NAAQS for lead
(0.15 mg/m3, arithmetic mean
concentration over a 3-month period).
The highest annual average lead
concentration of 0.059 mg/m3 is below
the NAAQS level for lead, indicating a
low potential for multipathway impacts
of concern due to lead even assuming a
shorter averaging period is analyzed.
d. Environmental Risk Screening
Results
The emissions data for the MMPP
source category indicate that four
environmental HAP are emitted by
sources within this source category:
Arsenic, cadmium, lead and HCl.
Therefore, we conducted a screeninglevel evaluation of the potential adverse
environmental effects associated with
emissions of arsenic, cadmium, lead,
and HCl for the MMPP source category.
In the Tier 1 screening analysis for PB–
HAP (other than lead which was
evaluated differently), arsenic and
cadmium had no exceedances of any of
the ecological benchmarks evaluated.
In evaluating the potential for adverse
environmental effects from emissions of
lead, we compared modeled annual lead
concentrations to the secondary NAAQS
for lead (0.15 mg/m3, arithmetic mean
concentration over a 3-month period).
The highest annual average lead
concentration of 0.059 mg/m3 is below
the secondary NAAQS for lead,
indicating a low potential for adverse
environmental impacts due to lead even
assuming a shorter averaging period is
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analyzed. For HCl, each individual
concentration (i.e., each off-site data
point in the modeling domain) was
below the ecological benchmarks for all
facilities. Therefore, we do not expect
an adverse environmental effect as a
result of HAP emissions from this
source category.
e. Facility-Wide Risk Results
One hundred and one facilities have
a facility-wide cancer MIR greater than
or equal to 1-in-1 million. The
maximum facility-wide cancer MIR is
100-in-1 million, driven by nickel
emissions from welding. The total
estimated cancer incidence from the
whole facility is 0.01 excess cancer
cases per year, or one excess case in
every 100 years. Approximately 370,000
people were estimated to have cancer
risks above 1-in-1 million from exposure
to HAP emitted from both MACT and
non-MACT sources of the 368 facilities
in this source category. The maximum
facility-wide TOSHI for the source
category is estimated to be 1, driven by
emissions of cobalt from a gel coating
operation.
f. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risks to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risks from the MMPP source category
across different demographic groups
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within the populations living near
facilities.
The results of the demographic
analysis are summarized in Table 5 of
this preamble. These results, for various
demographic groups, are based on the
estimated risks from actual emissions
58967
levels for the population living within
50 km of the facilities.
TABLE 5—SURFACE COATING OF MISCELLANEOUS METAL PARTS AND PRODUCTS SOURCE CATEGORY DEMOGRAPHIC
RISK ANALYSIS RESULTS
Population with
cancer risk at or
above 1-in-1
million due to
surface coating
of miscellaneous
metal parts
and products
Nationwide
Total Population .............................................................................................
317,746,049
Population with
chronic noncancer
HI above 1 due to
surface coating
of miscellaneous
metal parts
and products
18,000
0
62
38
75
25
0
0
12
0.8
18
7
12
0.6
9
3
0
0
0
0
14
86
20
80
0
0
14
86
18
82
0
0
6
3
0
White and Minority by Percent
White ..............................................................................................................
Minority ..........................................................................................................
Minority Detail by Percent
African American ...........................................................................................
Native American ............................................................................................
Hispanic or Latino ..........................................................................................
Other and Multiracial .....................................................................................
Income by Percent
Below the Poverty Level ................................................................................
Above the Poverty Level ...............................................................................
Education by Percent
Over 25 Without High a School Diploma ......................................................
Over 25 With a High School Diploma ...........................................................
Linguistically Isolated by Percent
Linguistically Isolated .....................................................................................
The results of the MMPP source
category demographic analysis indicate
that emissions from the source category
expose approximately 18,000 people to
a cancer risk at or above 1-in-1 million
and no one is exposed to a chronic
noncancer HI greater than 1. The
percentages of the at-risk population in
the following specific demographic
groups are higher than their respective
nationwide percentages: ‘‘White,’’
‘‘Below the Poverty Level,’’ and ‘‘Over
25 and without a high school diploma.’’
The methodology and the results of
the demographic analysis are presented
in a technical report, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Surface Coating of
Miscellaneous Metal Parts and Products
Source Category, May 2019 (hereafter
referred to as the Miscellaneous Metal
Parts and Products Demographic
Analysis Report), available in the MMPP
Docket.
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2. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effects?
a. Risk Acceptability
As noted in section III.A of this
preamble, we weigh all health risk
factors in our risk acceptability
determination, including the cancer
MIR, the number of persons in various
cancer and noncancer risk ranges,
cancer incidence, the maximum
noncancer TOSHI, the maximum acute
noncancer HQ, the extent of noncancer
risks, the distribution of cancer and
noncancer risks in the exposed
population, and risk estimation
uncertainties (54 FR 38044, September
14, 1989).
For the MMPP source category, the
risk analysis indicates that the cancer
risks to the individual most exposed
could be up to 20-in-1 million due to
actual emissions and up to 30-in-1
million due to allowable emissions.
These risks are considerably less than
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100-in-1 million, which is the
presumptive upper limit of acceptable
risk. The risk analysis also shows very
low cancer incidence (0.008 cases per
year for actual emissions and 0.01 cases
per year for allowable emissions), and
we did not identify potential for adverse
chronic noncancer health effects.
The acute screening analysis results
in a maximum acute noncancer HQ of
4 at one facility based on use of the
acute REL for ethylene glycol
monomethyl ether as a surrogate for
unspeciated glycol ethers. Since there is
not a specified acute dose-response
value for unspeciated glycol ethers, we
applied the most protective doseresponse value from the other glycol
ether compounds, the acute REL for
ethylene glycol monomethyl ether, to
estimate risk. Given that ethylene glycol
monomethyl ether is more toxic than
other glycol ethers, the use of this
surrogate is a health-protective choice in
the EPA’s risk assessment.
For acute screening analyses, to better
characterize the potential health risks
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associated with estimated worst-case
acute exposures to HAP, we examine a
wider range of available acute health
metrics than we do for our chronic risk
assessments. This is in
acknowledgement that there are
generally more data gaps and
uncertainties in acute reference values
than there are in chronic reference
values. By definition, the acute REL
represents a health-protective level of
exposure, with effects not anticipated
below those levels, even for repeated
exposures; however, the level of
exposure that would cause health effects
is not specifically known. As the
exposure concentration increases above
the acute REL, the potential for effects
increases. Therefore, when an REL is
exceeded and an AEGL–1 or ERPG–1
level is available (i.e., levels at which
mild, reversible effects are anticipated
in the general population for a single
exposure), we typically use them as an
additional comparative measure, as they
provide an upper bound for exposure
levels above which exposed individuals
could experience effects. However, for
glycol ethers, there are no AEGL or
ERPG values.
Additional uncertainties in the acute
exposure assessment that the EPA
conducts as part of the risk review
under section 112 of the CAA include
several factors. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emission rates, meteorology, and the
presence of a person. In the acute
screening assessment that we conduct
under the RTR program, we include the
conservative (health-protective)
assumptions that peak emissions from
each emission point in the source
category and reasonable worst-case air
dispersion conditions (i.e., 99th
percentile) co-occur. We then include
the additional assumption that a person
is located at this point at the same time.
Together, these assumptions represent a
reasonable exposure. In most cases, it is
unlikely that a person would be located
at the point of maximum exposure
during the time when peak emissions
and reasonable worst-case air dispersion
conditions occur simultaneously. Thus,
as discussed in the document titled
Residual Risk Assessment for the
Surface Coating of Miscellaneous Metal
Parts and Products Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule, in the
docket for this action, by assuming the
co-occurrence of independent factors for
the acute screening assessment, the
results are intentionally biased high and
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are, thus, health-protective. We
conclude that adverse effects from acute
exposure to emissions of glycol ethers
from this source category are not
anticipated.
Considering all of the health risk
information and factors discussed
above, including the uncertainties
discussed in section III.C.7 of this
preamble, we propose that the risks
from the MMPP source category are
acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the
risks from the MMPP source category
are acceptable, risk estimates for
approximately 18,000 individuals in the
exposed population are above 1-in-1
million at the actual emissions level and
24,000 individuals in the exposed
population are above 1-in-1 million at
the allowable emissions level.
Consequently, we further considered
whether the MACT standards for the
MMPP source category provide an
ample margin of safety to protect public
health. In this ample margin of safety
analysis, we investigated available
emissions control options that might
reduce the risk from the source category.
We considered this information along
with all of the health risks and other
health information considered in our
determination of risk acceptability.
As described in section III.B of this
preamble, our technology review
focused on identifying developments in
practices, processes, and control
technologies for the MMPP source
category, and we reviewed various
information sources regarding emission
sources that are currently regulated by
the MMPP NESHAP.
Based on our review (described in
section IV.B.3 of this preamble), we
identified and evaluated the use of addon control technologies for the rubberto-metal bonding and high- performance
subcategories.
For the rubber-to-metal bonding
subcategory, we evaluated the option of
lowering the existing source limit to an
emission limit of 10 lb HAP/gallon (gal)
solids. Two facilities may need to install
thermal oxidizers, if alternative lowHAP coatings or other compliance
options are not available. The thermal
oxidizers would require a total capital
investment of $2 million (combined) for
the two facilities, and total annual costs
of $410,000 (combined). Estimated
emission reductions from the two
facilities would be 43 tpy of HAP, and
the estimated cost effectiveness would
$9,500 per ton of HAP reduced.
For the high-performance
subcategory, we evaluated lowering
both the existing and new source limits
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to the general use subcategory existing
source limit of 2.6 lb HAP/gal solids.
One facility in the high-performance
coating subcategory may need to install
a thermal oxidizer if alternative lowHAP coatings or other compliance
options are not available. The cost of
installing a thermal oxidizer at this one
facility would require a total capital
investment of $2.3 million, and total
annual costs of $620,000. The estimated
emission reduction at this one facility
would be 53 tpy of HAP, and the
estimated cost effectiveness would be
$11,700 per ton of HAP reduced.
We have determined that the added
costs and cost effectiveness for these
two coating subcategories ($9,500 per
ton of HAP reduced for the rubber-tometal coating subcategory and $11,700
per ton for the high performance
subcategory) are not justified. We think
these costs are unreasonable particularly
because the risks are already low, and
the risks would not be reduced in a
meaningful manner by the control of
these subcategories. We are proposing
that additional emissions controls for
this source category are not necessary to
provide an ample margin of safety.
c. Environmental Effects
The emissions data for the MMPP
source category indicate that four
environmental HAP are emitted by
sources within this source category:
Arsenic, cadmium, lead, and HCl. In the
Tier 1 screening analysis for PB–HAP
(other than lead which was evaluated
differently), arsenic and cadmium had
no exceedances of any of the ecological
benchmarks evaluated. For lead, we did
not estimate any exceedances of the
secondary lead NAAQS. The screeninglevel evaluation of the potential for
adverse environmental effects
associated with emissions of HCl from
the MMPP source category indicated
that each individual concentration (i.e.,
each off-site data point in the modeling
domain) was below the ecological
benchmarks for all facilities. In
addition, we are unaware of any adverse
environmental effects caused by HAP
emitted by this source category.
Therefore, we do not expect there to
be an adverse environmental effect as a
result of HAP emissions from this
source category and we are proposing
that it is not necessary to set a more
stringent standard to prevent, taking
into consideration costs, energy, safety,
and other relevant factors, an adverse
environmental effect.
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3. What are the results and proposed
decisions based on our technology
review?
As described in section III.B of this
preamble, our technology review
focused on identifying developments in
practices, processes, and control
technologies for the MMPP source
category. The EPA reviewed various
information sources regarding emission
sources that are currently regulated by
the MMPP NESHAP to support the
technology review. The information
sources include the following: The
RBLC; publicly available state air permit
databases and facility operating permits
compliance reports; regulatory actions,
including technology reviews
promulgated for other surface coating
NESHAP subsequent to the
promulgation of the MMPP NESHAP;
state regulations; site visits; and
industry information.
Based on our review, we identified
and evaluated the use of add-on control
technologies for two coating
subcategories that had not been
previously considered during
development of the MMPP NESHAP.
This analysis is described in detail in
the following paragraphs. Aside from
this, we did not identify any new or
improved process equipment, work
practices, or procedures that would
further reduce emissions. For a detailed
discussion of the EPA’s findings, refer to
the Miscellaneous Metal Parts and
Products Technology Review Memo, in
the MMPP Docket.
During the development of the 2004
MMPP NESHAP, numerical emission
limits were determined for new and
existing major sources within five
coating subcategories for a total of 10
HAP emissions limits. The MACT
emission limits were based on different
data sources, depending on the coating
subcategory. In the general use coating
subcategory and the high- performance
coating subcategory, the MACT
emission limits were based on the most
stringent state VOC limits and HAP-toVOC ratios to convert the VOC limits to
HAP limits. For the general use coating
subcategory, the HAP-to-VOC ratio was
developed from industry survey data.
For the high-performance coating
subcategory, the HAP-to-VOC ratio was
developed from industry information.
For rubber-to-metal coating, the MACT
emission limits were based on survey
data on the HAP content of the coatings.
For magnet wire coating, the MACT
emission limits were based on survey
data and also accounted for the fact that
magnet wire coating uses an oven to
cure the coatings that is fueled by
coating solvent vapors, reducing overall
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emissions. For the EPFP coating
subcategory, the MACT emission limits
were based on data received in public
comments on the proposed NESHAP.
With the exception of the emission
limits for the magnet wire coating
subcategory, none of the emission limits
for new or existing sources in the other
subcategories accounted for the use of
add-on controls, and the documentation
of the MACT analysis did not identify
facilities that were using add-on
controls.
The EPA investigated the use of
emissions capture systems and add-on
controls but found that the costs would
be prohibitive for the incremental
emissions reductions achieved. The
EPA estimated that it would be
technically feasible for capture systems
and add-on controls could reduce
emissions by at least 95 percent, but the
cost for facilities in this source category
could be as much as $1 million. The
EPA concluded that without
information on the benefits that would
be achieved by further reducing
emissions beyond the floor, the
additional emissions reductions did not
warrant the cost of add-on controls.33
A search of the RBLC database for the
MMPP surface coating category
provided 42 entries representing 23
facilities with permit dates of 2000 or
later. Entries in the RBLC documented
facilities subject to VOC content and
HAP content limits. Emission control
strategies identified in the RBLC
included using electrodeposition
coatings, using high efficiency and
robotic spray guns, and using add-on
controls, including catalytic oxidizers,
RTOs, and adsorbers. The RBLC review
did not identify any facilities subject to
HAP limits more stringent than those in
40 CFR part 63, subpart MMMM.
We reviewed other surface coating
NESHAP promulgated subsequent to the
MMPP NESHAP to determine whether
any requirements exceed the MMPP
MACT level of control or include
technologies that were not considered
during the development of the original
MMPP NESHAP. These NESHAP
include Paint Stripping and
Miscellaneous Surface Coating
Operations at Area Sources (40 CFR part
63, subpart HHHHHH), and Nine Metal
Fabrication and Finishing Area Source
Categories (40 CFR part 63, subpart
XXXXXX). We also reviewed the results
of the technology reviews for other
surface coating NESHAP promulgated
after the MMPP NESHAP. These
technology reviews include the
NESHAP for Printing and Publishing (40
CFR part 63, subpart KK), Shipbuilding
33 67
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and Ship Repair (40 CFR part 63,
subpart II), Wood Furniture
Manufacturing (40 CFR part 63, subpart
JJ), and Aerospace Manufacturing and
Rework Facilities (40 CFR part 63,
subpart GG). The review of these more
recently promulgated NESHAP and the
technology reviews of other NESHAP
did not identify any control
technologies that were not already
considered during the development of
40 CFR part 63, subpart MMMM, with
the exception of some applications of
add-on controls, which are discussed in
more detail below in this section.
Using the EPA’s NEI and the ECHO
databases, we identified 368 major
source facilities that are currently
subject to the MMPP NESHAP. The EPA
also collected operating permits for over
100 of these facilities. Based on these
permits, we identified a number of
facilities that were in the rubber-tometal coating and high-performance
coating subcategories that were using
add-on controls to reduce air emissions.
We identified six facilities in the highperformance coating subcategory and
four of these facilities use a thermal
oxidizer to reduce emissions. We
identified 15 facilities in the rubber to
metal coating subcategory and nine of
these use a thermal oxidizer to reduce
emissions. Based on these findings, we
identified the use of a thermal oxidizer
as a potential development for these two
subcategories because the MACT
emission limits were based on only the
HAP content of the coatings and not on
the use of an add-on control, such as a
thermal oxidizer.
We further evaluated the add-on
controls as a technology development
by collecting semi-annual compliance
reports or inspection reports for all six
facilities in the high-performance
subcategory and the 15 facilities in the
rubber to metal coating subcategory to
confirm that the facilities were subject
to these subcategory emission limits and
to determine the actual emission rate
these facilities were achieving. For
several facilities, we determined that the
facilities were using the add-on controls
for complying with limits on VOC
emissions, but were not accounting for
the add-on controls in demonstrating
compliance with the HAP limits in 40
CFR part 63, subpart MMMM.
The current existing source emission
limit for the rubber-to-metal subcategory
is 37.7 lb HAP/gal solids, and the new
source limit is 6.8 lb HAP/gal solids.
The EPA evaluated the option of
lowering the existing source limit to an
emission limit of 10 lb HAP/gal solids.
We chose this level because several
smaller facilities could meet this limit
without having to install controls, based
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on their semi-annual compliance
reports.
Eight of the 15 facilities in the rubberto-metal subcategory have emission
rates below 10 lb HAP/gal solids
through use of a thermal oxidizer. One
facility does not have a thermal oxidizer
but can meet the 10 lb HAP/gal solids
limit through the emissions averaging
between the general use and rubber-tometal subcategories allowed in 40 CFR
63.3890(c)(2) of the current NESHAP.
Four rubber-to-metal facilities do not
have a thermal oxidizer but their current
emission rate is less than 10 lb/gal
solids.
For the remaining two facilities,
installing thermal oxidizers, if
alternative low-HAP coatings or other
compliance options are not available,
would require a total capital investment
of $2 million (combined) for the two
facilities, and total annual costs of
$410,000 (combined). Estimated
emission reductions from the two
facilities would be 43 tpy of HAP, and
the estimated cost effectiveness would
be $9,500 per ton of HAP reduced. The
estimated emission reductions are based
on the reported HAP emissions for these
two facilities in the NEI and their semiannual compliance reports and assumes
a 95-percent emission reduction from
thermal oxidation. These costs and
emission reductions for the rubber-tometal subcategory are documented in
detail in the Miscellaneous Metal Parts
and Products Technology Review Memo,
in the MMPP Docket.
The current existing and new source
emission limits for the highperformance subcategory are both 27.5
lb HAP/gal solids. The EPA evaluated
the option of lowering both the existing
and new source limits to the general use
subcategory existing source limit of 2.6
lb HAP/gal solids. Five of the six
facilities in the high-performance
subcategory could comply with the
general use subcategory limit of 2.6 lb
HAP/gal solids for their highperformance coatings operations.
One facility in the high-performance
coating subcategory may need to install
a thermal oxidizer if alternative lowHAP coatings or other compliance
options are not available. The cost of
installing a thermal oxidizer at this one
facility would require a total capital
investment of $2.3 million, and total
annual costs of $620,000. The estimated
emission reduction this one facility
would be 53 tpy of HAP, and the
estimated cost effectiveness would be
$11,700 per ton of HAP reduced. The
estimated emission reduction is based
on the reported HAP emissions for this
facility’s semi-annual compliance report
and assumes a 95-percent emission
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reduction from thermal oxidation. These
costs and emission reductions for the
high performance subcategory are
documented in detail in the
Miscellaneous Metal Parts and Products
Technology Review Memo, in the MMPP
Docket.
However, the EPA has determined
that the added costs and cost
effectiveness for these two coating
subcategories ($9,500 per ton of HAP
reduced for the rubber-to-metal coating
subcategory and $11,700 per ton for the
high-performance subcategory) are not
justified. Therefore, we are proposing no
revisions to the MMPP NESHAP
pursuant to CAA section 112(d)(6). For
further discussion of the technology
review results, refer to the
Miscellaneous Metal Parts and Products
Technology Review Memo, in the MMPP
Docket.
4. What other actions are we proposing
for the Surface Coating of MMPP source
category?
We are proposing to require electronic
submittal of notifications (initial and
compliance status), semiannual reports,
and performance test reports for MMPP
surface coating facilities. In addition, we
are proposing revisions to the SSM
provisions of the MACT rule in order to
ensure that they are consistent with the
Court decision in Sierra Club v. EPA,
551 F. 3d 1019 (D.C. Cir. 2008), which
vacated two provisions that exempted
sources from the requirement to comply
with otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We are proposing to
require periodic emissions testing of
add-on control devices. We also are
proposing to add optional EPA Method
18, to IBR an alternative test method,
and to make various technical and
editorial changes. Our analyses and
proposed changes related to these issues
are discussed in the sections below.
a. Electronic Reporting Requirements
The EPA is proposing that owners and
operators of MMPP surface coating
facilities submit electronic copies of
initial notifications required in 40 CFR
63.9(b) and 63.3910(b), notifications of
compliance status required in 40 CFR
63.9(h) and 63.3910(c), performance test
reports required in 40 CFR 63.3920(b),
and semiannual reports required in 40
CFR 63.3920(a) through the EPA’s CDX,
using the CEDRI. A description of the
EPA’s CDX and the EPA’s proposed
rationale and details on the addition of
these electronic reporting requirements
for the MMPP source category is the
same as for the ALDT source category,
as discussed in section IV.A.4.a of this
preamble. No specific form is proposed
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at this time for the initial notifications
required in 40 CFR 63.9(b) and
notification of compliance status in 40
CFR 63.9(h). Until the EPA has
completed electronic forms for these
notifications, the notifications will be
required to be submitted via CEDRI in
PDF. After development of the final
forms, we will notify sources about their
availability via the CEDRI website and
the CHIEF Listserv. For semiannual
reports required in 40 CFR 63.3920(a),
the proposed rule requires that owners
or operators use the appropriate
spreadsheet template to submit
information to CEDRI. A draft version of
the proposed template for this report is
included in the docket for this
rulemaking.34 The EPA specifically
requests comment on the content,
layout, and overall design of the
template.
Regarding submittal of performance
test reports via the EPA’s ERT, as
discussed in section IV.A.4.a of this
preamble for the ALDT NESHAP, the
proposal to submit performance test
data electronically to the EPA applies
only if the EPA has developed an
electronic reporting form for the test
method as listed on the EPA’s ERT
website. For the MMPP NESHAP, all of
the EPA test methods listed under 40
CFR part 63, subpart MMMM, are
currently supported by the ERT, except
for EPA Method 18 (an optional test
method proposed in this action), which
appears in the proposed text for 40 CFR
63.3966. As mentioned above in section
IV.A.4.a of this preamble, the rule
proposes that should an owner or
operator choose to use EPA Method 18,
then its results would be submitted in
PDF using the attachment module of the
ERT.
Also, as discussed in section IV.A.4.a
of this preamble for the ALDT NESHAP,
we are proposing to provide facilities
with the ability to seek extensions for
submitting electronic reports for
circumstances beyond the control of the
facility. In proposed 40 CFR 63.3920(g),
we address the situation for facilities
subject to the MMPP NESHAP where an
extension may be warranted due to
outages of the EPA’s CDX or CEDRI,
which may prevent access to the system
and submittal of the required reports. In
proposed 40 CFR 63.3920(h), we
address the situation for facilities
subject to the MMPP NESHAP where an
extension may be warranted due to a
force majeure event, which is defined as
an event that will be or has been caused
34 See Electronic Reporting Template for Surface
Coating of Miscellaneous Metal Parts and Products
Subpart MMMM Semiannual Reports, in docket ID
NO. EPA–HQ–OAR–0312.
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by circumstances beyond the control of
the affected facility, its contractors, or
any entity controlled by the affected
facility that prevents compliance with
the requirement to submit a report
electronically as required by this rule.
Examples of such events are acts of
nature, acts of war or terrorism, or
equipment failure or safety hazards
beyond the control of the facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan to
implement Executive Order 13563 and
is in keeping with the EPA’s Agencywide policy developed in response to
the White House’s Digital Government
Strategy. For more information on the
benefits of electronic reporting, see the
memorandum titled Electronic
Reporting Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2019–0312.
b. SSM Requirements
(1.) Proposed Elimination of the SSM
Exemption
The EPA is proposing to eliminate the
SSM exemption in the MMPP NESHAP.
The EPA’s proposed rationale for the
elimination of the SSM exemption for
the MMPP source category is the same
as for the ALDT source category, which
is discussed in section IV.A.4.b.1 of this
preamble. We are also proposing several
revisions to Table 2 to Subpart MMMM
of 40 CFR part 63 (Applicability of
General Provisions to Subpart MMMM
of Part 63, hereafter referred to as the
‘‘General Provisions table to subpart
MMMM’’) as is explained in more detail
below in section IV.B.4.b.2 of this
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preamble. For example, we are
proposing to eliminate the incorporation
of the General Provisions’ requirement
that the source develop an SSM plan.
We are also proposing to eliminate and
revise certain recordkeeping and
reporting requirements related to the
SSM exemption as further described
below. The EPA has attempted to ensure
that the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on the
specific proposed deletions and
revisions and also whether additional
provisions should be revised to achieve
the stated goal.
In proposing these rule amendments,
the EPA has taken into account startup
and shutdown periods and, for the same
reasons explained in section IV.A.4.b.1
of this preamble for the ALDT source
category, has not proposed alternate
standards for those periods in the
MMPP NESHAP. Startups and
shutdowns are part of normal operations
for the MMPP source category. As
currently specified in 40 CFR
63.3892(b), any coating operation(s) for
which you use the emission rate with
add-on controls option must meet the
applicable operating limits in Table 1 to
40 CFR part 63, subpart MMMM ‘‘at all
times,’’ except for solvent recovery
systems for which you conduct liquidliquid material balances according to 40
CFR 63.3961(j). (Solvent recovery
systems for which you conduct a liquidliquid material balance require a
monthly calculation of the solvent
recovery device’s collection and
recovery efficiency for volatile organic
matter.)
Also, as currently specified in 40 CFR
63.3900(a)(2), any coating operation(s)
for which you use the emission rate
with add-on controls option must be in
compliance ‘‘at all times’’ with the
applicable emission limit in 40 CFR
63.3890. During startup and shutdown
periods, in order for a facility (using
add-on controls to meet the standards)
to meet the emission and operating
standards, the control device for a
coating operation needs to be turned on
and operating at specified levels before
the facility begins coating operations,
and the control equipment needs to
continue to be operated until after the
facility ceases coating operations. In
some cases, the facility needs to run
thermal oxidizers on supplemental fuel
before VOC levels are sufficient for the
combustion to be (nearly) selfsustaining. Note that we are also
proposing new related language in 40
CFR 63.3900(b) to require that the
owner or operator operate and maintain
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the coating operation, including
pollution control equipment, at all times
to minimize emissions. See section
IV.A.4.b.2 of this preamble for further
discussion of this proposed revision.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
discretion to do so where feasible, as
discussed previously in section
IV.A.4.b.1 of this preamble for the ALDT
source category.
It is unlikely that a malfunction
would result in a violation of the
standards during MMPP surface
coatings operations for facilities using
the compliant material option or the
emission rate without add-on controls
option. Facilities using these options
have demonstrated that the organic HAP
contents of the coating materials do not
exceed the emission limits in 40 CFR
63.3890(a) or (b), either on a coating-bycoating basis or by using averaging
among coatings.
A malfunction event is more likely for
MMPP coating facilities that use the
emission rate with add-on controls
option. For this option, facilities must
demonstrate that the average emission
rate does not exceed the emission limits
in 40 CFR 63.3890(a) or (b), and the
facility is complying with the control
device operating limits listed in Table 1
to 40 CFR part 63, subpart MMMM of
the MMPP NESHAP. The operating
limits are specific to the type of control
device and established by the facility
during its initial performance test.
In the unlikely event that a source
fails to comply with the applicable CAA
section 112(d) standards as a result of a
malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. Refer to section IV.A.4.b.1 of
this preamble for further discussion of
the EPA’s actions in response to a
source failing to comply with the
applicable CAA section 112(d)
standards as a result of a malfunction
event for the ALDT source category,
which applies to this source category.
(2.) Proposed Revisions to the General
Provisions Applicability Table
40 CFR 63.3900(b) General duty. We
are proposing to revise the General
Provisions table to subpart MMMM
(Table 2) entry for 40 CFR 63.6(e)(1)(i)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ Section 63.6(e)(1)(i) describes
the general duty to minimize emissions.
Some of the language in that section is
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no longer necessary or appropriate in
light of the elimination of the SSM
exemption. We are proposing instead to
add general duty regulatory text at 40
CFR 63.3900(b) that reflects the general
duty to minimize emissions while
eliminating the reference to periods
covered by an SSM exemption. The
current language in 40 CFR 63.6(e)(1)(i)
characterizes what the general duty
entails during periods of SSM. With the
elimination of the SSM exemption,
there is no need to differentiate between
normal operations, startup and
shutdown, and malfunction events in
describing the general duty. Therefore,
the language the EPA is proposing for 40
CFR 63.3900(b) does not include that
language from 40 CFR 63.6(e)(1).
We are also proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.6(e)(1)(ii) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Section
63.6(e)(1)(ii) imposes requirements that
are not necessary with the elimination
of the SSM exemption or are redundant
with the general duty requirement being
added at 40 CFR 63.3900(b).
SSM plan. We are proposing to revise
the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.6(e)(3) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Generally, these
paragraphs require development of an
SSM plan and specify SSM
recordkeeping and reporting
requirements related to the SSM plan.
We are also proposing to remove from
40 CFR part 63, subpart SSSS, the
current provisions requiring the SSM
plan in 40 CFR 63.5180(f) and requiring
reporting related to the SSM plan in 40
CFR 63.5180(f)(1). As noted, the EPA is
proposing to remove the SSM
exemptions. Therefore, affected units
will be subject to an emission standard
during such events. The applicability of
a standard during such events will
ensure that sources have ample
incentive to plan for and achieve
compliance, and, thus, the SSM plan
requirements are no longer necessary.
Compliance with standards. We are
proposing to revise the General
Provisions table to subpart MMMM
(Table 2) entry for 40 CFR 63.6(f)(1) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ The current language of 40 CFR
63.6(f)(1) exempts sources from nonopacity standards during periods of
SSM. As discussed above, the Court in
Sierra Club vacated the exemptions
contained in this provision and held
that the CAA requires that some CAA
section 112 standards apply
continuously. Consistent with Sierra
Club, the EPA is proposing to revise
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standards in this rule to apply at all
times.
40 CFR 63.3964 Performance testing.
We are proposing to revise the General
Provisions table to subpart MMMM
(Table 2) entry for 40 CFR 63.7(e)(1) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.7(e)(1) describes
performance testing requirements. The
EPA is instead proposing to add a
performance testing requirement at 40
CFR 63.3964(a)(1). The performance
testing requirements we are proposing
to add differ from the General
Provisions performance testing
provisions in several respects. The
regulatory text does not include the
language in 40 CFR 63.7(e)(1) that
restated the SSM exemption and
language that precluded startup and
shutdown periods from being
considered ‘‘representative’’ for
purposes of performance testing. Also,
the proposed performance testing
provisions will not allow performance
testing during startup or shutdown. As
in 40 CFR 63.7(e)(1), performance tests
conducted under this subpart should
not be conducted during malfunctions
because conditions during malfunctions
are often not representative of normal
operating conditions. Section 63.7(e)
requires that the owner or operator
maintain records of the process
information necessary to document
operating conditions during the test and
include in such records an explanation
to support that such conditions
represent normal operation. The EPA is
proposing to add language to 40 CFR
63.3964(a)(1) clarifying that the owner
or operator must make such records
available to the Administrator upon
request.
Monitoring. We are proposing to
revise the General Provisions table to
subpart MMMM (Table 2) entry for 40
CFR 63.8(c)(1) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ The crossreferences to the general duty and SSM
plan requirements in those
subparagraphs are not necessary in light
of other requirements of 40 CFR 63.8
that require good air pollution control
practices (40 CFR 63.8(c)(1)) and that set
out the requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)). Further, we are proposing
to revise 40 CFR 63.3968(a) to add a
requirement to maintain the monitoring
equipment at all times in accordance
with 40 CFR 63.3900(b) and keep the
necessary parts readily available for
routine repairs of the monitoring
equipment, consistent with the
requirements in 40 CFR 63.8(c)(1)(ii).
The reference to 40 CFR 63.8(c)(1)(ii) is
no longer needed since it is redundant
to the requirement in 40 CFR 63.3968(a).
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We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.8(c)(6) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ The reference to 40
CFR 63.8(c)(6) is no longer needed since
it is redundant to the requirement in 40
CFR 63.5170 that specifies the
requirements for monitoring systems for
capture systems and add-on control
devices at sources using these to
comply.
We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.8(c)(8) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ The reference to 40
CFR 63.8(c)(8) is no longer needed since
it is redundant to the requirements in 40
CFR 63.3920(a) that requires reporting
of CPMS out-of-control periods.
We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.8(d)–(e) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ The requirements
for quality control program and
performance evaluation of CMS are not
required under 40 CFR part 63, subpart
MMMM.
We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.8(g) by changing the ‘‘yes’’ in column
3 to a ‘‘no.’’ The reference to 40 CFR
63.8(g) is no longer needed since it is
redundant to the requirement in 40 CFR
63.3967 and 63.3968 that specify
monitoring data reduction.
40 CFR 63.5190 Recordkeeping. We
are proposing to revise the General
Provisions table to subpart MMMM
(Table 2) entry for 40 CFR 63.10(b)(2)(i)
by changing the ‘‘yes’’ in column 3 to
a ‘‘no.’’ Section 63.10(b)(2)(i) describes
the recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply to
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
retain additional recordkeeping for
startup and shutdown periods.
We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.10(b)(2)(ii) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Section
63.10(b)(2)(ii) describes the
recordkeeping requirements during a
malfunction, requiring a record of ‘‘the
occurrence and duration of each
malfunction.’’ A similar record is
already required in 40 CFR 63.3930(j),
which requires a record of ‘‘the date,
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time, and duration of each deviation,’’
which the EPA is retaining. The
regulatory text in 40 CFR 63.3930(j)
differs from the General Provisions in
that the General Provisions requires the
creation and retention of a record of the
occurrence and duration of each
malfunction of process, air pollution
control, and monitoring equipment;
whereas 40 CFR 63.3930(j) applies to
any failure to meet an applicable
standard and is requiring that the source
record the date, time, and duration of
the failure rather than the ‘‘occurrence.’’
The EPA is also proposing to add to 40
CFR 63.3930(j) a requirement that
sources also keep records that include a
list of the affected source or equipment
and actions taken to minimize
emissions, an estimate of the quantity of
each regulated pollutant emitted over
the emission limit for which the source
failed to meet the standard, and a
description of the method used to
estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters
(e.g., coating HAP content and
application rates and control device
efficiencies). The EPA proposes to
require that sources keep records of this
information to ensure that there is
adequate information to allow the EPA
to determine the severity of any failure
to meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.10(b)(2)(iv) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ When applicable,
the provision requires sources to record
actions taken during SSM events when
actions were inconsistent with their
SSM plan. The requirement is no longer
appropriate because SSM plans will no
longer be required. The requirement
previously applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to
minimize emissions and record
corrective actions is now applicable by
reference to 40 CFR 63.3930(j)(4).
We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.10(b)(2)(v) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ When applicable,
the provision requires sources to record
actions taken during SSM events to
show that actions taken were consistent
with their SSM plan. The requirement is
no longer appropriate because SSM
plans will no longer be required.
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We are proposing to revise the
General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR
63.10(b)(2)(x)–(xiii) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ When
applicable, the provision requires
sources to record actions taken during
SSM events to show that actions taken
were consistent with their SSM plan.
The requirement is no longer
appropriate because SSM plans will no
longer be required.
40 CFR 63.3920 Reporting. We are
proposing to revise the General
Provisions table to subpart MMMM
(Table 2) entry for 40 CFR 63.10(d)(5) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(d)(5) describes the
reporting requirements for startups,
shutdowns, and malfunctions. To
replace the General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.3920(a). The replacement language
differs from the General Provisions
requirement in that it eliminates
periodic SSM reports as a stand-alone
report. We are proposing language that
requires sources that fail to meet an
applicable standard at any time to report
the information concerning such events
in the semi-annual compliance report
already required under this rule.
Subpart MMMM of 40 CFR part 63
currently requires reporting of the date,
time period, and cause of each
deviation. We are clarifying in the rule
that, if the cause of a deviation from a
standard is unknown, this should be
specified in the report. We are also
proposing to change ‘‘date and time
period’’ or ‘‘date and time’’ to ‘‘date,
time, and duration’’ (see proposed
revisions to 40 CFR 63.3920(a)(7)).
Further, we are proposing that the
report must also contain the number of
deviations from the standard and a list
of the affected sources or equipment.
For deviation reports addressing
deviations from an applicable emission
limit in 40 CFR 63.3890 or operating
limit in Table 1 to 40 CFR part 63,
subpart MMMM, we are proposing that
the report also include an estimate of
the quantity of each regulated pollutant
emitted over any emission limit for
which the source failed to meet the
standard, and a description of the
method used to estimate the emissions.
(3.) Other SSM Changes
Regarding the proposed new
requirement discussed above to estimate
the quantity of each regulated pollutant
emitted over any emission limit for
which the source failed to meet the
standard, and a description of the
method used to estimate the emissions,
examples of such methods would
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58973
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters (e.g., coating HAP content
and application rates and control device
efficiencies). The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan, because
plans would no longer be required. The
proposed amendments, therefore,
eliminate 40 CFR 63.3920(c) that
requires reporting of whether the source
deviated from its SSM plan, including
required actions to communicate with
the Administrator, and the crossreference to 40 CFR 63.10(d)(5) that
contains the description of the
previously required SSM report format
and submittal schedule from this
section. These specifications are no
longer necessary because the events will
be reported in otherwise required
reports with similar format and
submittal requirements.
We are proposing to remove the
requirements in 40 CFR 63.3920(a)(7)
that deviation reports must specify
whether a deviation from an operating
limit occurred during a period of SSM.
We are also proposing to remove the
requirements in 40 CFR 63. 3920(a)(7) to
break down the total duration of
deviations into the startup and
shutdown categories. As discussed
above in this section, we are proposing
to require reporting of the cause of each
deviation. Further, the startup and
shutdown categories no longer apply
because these periods are proposed to
be considered normal operation, as
discussed in section IV.A.4.b.1 of this
preamble for the ALDT source category,
which also applies to this source
category.
c. Technical Amendments to the MMPP
NESHAP
We propose to amend 40 CFR
63.3966(b) to add the option of
conducting EPA Method 18 of appendix
A to 40 CFR part 60, ‘‘Measurement of
Gaseous Organic Compound Emissions
by Gas Chromatography,’’ to measure
and then subtract methane emissions
from measured total gaseous organic
mass emissions as carbon. Facilities
using the emission rate with add-on
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control compliance option can use
either EPA Method 25 or EPA Method
25A to measure control device
destruction efficiency. Unlike EPA
Method 25, Method 25A does not
exclude methane from the measurement
of organic emissions. Because exhaust
streams from coating operations may
contain methane from natural gas
combustion, we are proposing to allow
facilities the option to measure methane
using EPA Method 18 and to subtract
the methane from the emissions as part
of their compliance calculations. We
also propose to revise the format of
references to test methods in 40 CFR
part 60. The current references in 40
CFR 63.5160(d)(1) to EPA Methods 1,
1A, 2, 2A, 2C, 2D, 2F, 2G, 3, 3A, 3B, 4,
25, and 25A specify that each method is
in ‘‘appendix A’’ of 40 CFR part 60.
Appendix A of 40 CFR part 60 has been
divided into appendices A–1 through
A–8. We propose to revise each
reference to appendix A to indicate
which of the eight sections of appendix
A applies to the method.
We propose to amend 40 CFR
63.3941(a)(1)(i) and (a)(4), which
describe how to demonstrate
compliance with the emission
limitations using the compliant material
option, and the definition of ‘‘non-HAP
coating’’ in 40 CFR 63.3981 to remove
references to OSHA-defined carcinogens
as specified in 29 CFR 1910.1200(d)(4).
The reference to OSHA-defined
carcinogens as specified in 29 CFR
1910.1200(d)(4) is intended to specify
which compounds must be included in
calculating total organic HAP content of
a coating material if they are present at
0.1percent or greater by mass. We
propose to remove this reference
because 29 CFR 1910.1200(d)(4) has
been amended and no longer readily
defines which compounds are
carcinogens. We propose to replace
these references to OSHA-defined
carcinogens at 29 CFR 1910.1200(d)(4)
with a list (in proposed new Table 5 to
40 CFR part 63, subpart MMMM) of
those organic HAP that must be
included in calculating total organic
HAP content of a coating material if
they are present at 0.1-percent or greater
by mass.
We propose to include organic HAP
in proposed Table 5 to 40 CFR part 63,
subpart MMMM if they were
categorized in the EPA’s Prioritized
Chronic Dose-Response Values for
Screening Risk Assessments (dated May
9, 2014), as a ‘‘human carcinogen,’’
‘‘probable human carcinogen,’’ or
‘‘possible human carcinogen’’ according
to The Risk Assessment Guidelines of
1986 (EPA/600/8–87/045, August
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1987),35 or as ‘‘carcinogenic to
humans,’’ ‘‘likely to be carcinogenic to
humans,’’ or with ‘‘suggestive evidence
of carcinogenic potential’’ according to
the Guidelines for Carcinogen Risk
Assessment (EPA/630/P–03/001F,
March 2005).
Current 40 CFR 63.3931 specifies how
records must be maintained. We
propose to add clarification to this
provision at 40 CFR 63.3931(a) that
specifies the allowance to retain
electronic records applies to all records
that were submitted as reports
electronically via the EPA’s CEDRI. We
also propose to add text to the same
provision clarifying that this ability to
maintain electronic copies does not
affect the requirement for facilities to
make records, data, and reports
available upon request to a delegated air
agency or the EPA as part of an on-site
compliance evaluation.
d. Ongoing Emissions Compliance
Demonstrations
As part of an ongoing effort to
improve compliance with various
federal air emission regulations, the
EPA reviewed the compliance
demonstration requirements in the
MMPP NESHAP. Currently, if a source
owner or operator chooses to comply
with the standards using add-on
controls, the results of an initial
performance test are used to determine
compliance; however, the rule does not
require on-going periodic performance
testing for these emission capture
systems and add-on controls. In this
action, we are proposing to require
periodic testing of add-on control
devices, in addition to the one-time
initial emissions and capture efficiency
testing, and ongoing temperature
measurement, to ensure ongoing
compliance with the standards.
As described more fully in section
IV.A.4.d of this preamble for the ALDT
source category, the EPA documented
potential operational problems
associated with control devices in
several publications; 36 the ICAC, in
their comments on a separate
rulemaking on the proposed revisions
related to the NESHAP General
Provisions (72 FR 69, January 3, 2007),
commented that ongoing maintenance
35 See https://www.epa.gov/fera/dose-responseassessment-assessing-health-risks-associatedexposure-hazardous-air-pollutants.
36 See Control Techniques for Volatile Organic
Compound Emissions from Stationary Sources,
EPA/453/R–92–018, December 1992, Control
Technologies for Emissions from Stationary
Sources, EPA/625/6–91/014, June 1991, and Survey
of Control for Low Concentration Organic Vapor
Gas Streams, EPA–456/R–95–003, May 1995. These
documents can be found in the ALDT, MMPP, and
PPP Dockets for this action.
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and checks of control devices are
necessary in order to ensure emissions
control technology, including both
thermal and catalytic oxidizers, remains
effective; 37 and state websites list CAA
enforcement information that further
corroborates the potential problems
identified by the EPA and ICAC
comments and conclusions.
Given the need for vigilance in
maintaining equipment to stem
degradation, the EPA is proposing to
require periodic testing of add-on
control devices, in addition to the onetime initial emissions and capture
efficiency testing and ongoing
temperature measurement, to ensure
ongoing compliance with the MMPP
NESHAP.
In this action, the EPA is proposing to
require periodic performance testing of
add-on control devices on a regular
frequency (e.g., every 5 years) to ensure
the equipment continues to operate
properly for facilities using the emission
rate with add-on controls compliance
option. We note that the majority of
state operating permits for existing
MMPP surface coating sources already
require such testing every 5 years
synchronized with 40 CFR part 70 air
operating permit renewals. This
proposed periodic testing requirement
includes an exception to the general
requirement for periodic testing for
facilities using the catalytic oxidizer
control option at 40 CFR 63.3967(b) and
following the catalyst maintenance
procedures in 40 CFR 63.3967(b)(4).
This exception is due to the catalyst
maintenance procedures that already
require annual testing of the catalyst
and other maintenance procedures that
provide ongoing demonstrations that the
control system is operating properly and
may, thus, be considered comparable to
conducting a performance test.
The proposed periodic performance
testing requirement allows an exception
from periodic testing for facilities using
instruments to continuously measure
emissions. Such CEMS would show
actual emissions. The use of CEMS to
demonstrate compliance would obviate
the need for periodic oxidizer testing.
Moreover, installation and operation of
a CEMS with a timesharing component,
such that values from more than one
oxidizer exhaust could be tabulated in
a recurring frequency, could prove less
expensive (estimated to have an annual
cost below $15,000) than ongoing
oxidizer testing.
37 See Docket Item No. EPA–HQ–OAR–2004–
0094–0173, available at https://
www.regulations.gov/. A copy of the ICAC’s
comments on the proposed revisions to the General
Provisions is also included in the ALDT, MMPP,
and PPP Dockets for this action.
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This proposed requirement would not
require periodic testing or CEMS
monitoring of facilities using the ‘‘as
purchased’’ or ‘‘as applied’’ compliant
coatings options because these
compliance options do not use any addon controls or control efficiency
measurements in the compliance
calculations.
The proposed periodic performance
testing requirement would require that
facilities complying with the standards
using emission capture systems and
add-on controls and which are not
already on a 5-year testing schedule to
conduct the first of the periodic
performance tests within 3 years of the
effective date of the revised standards.
Afterward, they would conduct the
periodic testing before they renew their
operating permits, but no longer than 5
years following the previous
performance test. Additionally, facilities
that have already tested as a condition
of their permit within the last 2 years
before the effective date would be
permitted to maintain their current 5year schedule and not be required to
move up the date of the next test to the
3-year date specified above. This
proposed requirement would require
periodic air emissions testing to
measure organic HAP destruction or
removal efficiency at the inlet and outlet
of the add-on control device, or
measurement of the control device
outlet concentration of organic HAP.
The emissions would be measured as
total gaseous organic mass emissions as
carbon using either EPA Method 25 or
25A of appendix A–7 to 40 CFR part 60,
which are the methods currently
required for the initial compliance
demonstration.
We estimate that the cost to perform
a control device emissions destruction
or removal efficiency test using EPA
Method 25 or 25A would be
approximately $19,000 per control
device. The cost estimate is included in
the memorandum titled Draft Costs/
Impacts of the 40 CFR part 63 Subparts
IIII, MMMM, and PPPP Monitoring
Review Revisions, in the MMPP Docket.
We have reviewed the operating permits
for facilities subject to the several other
surface coating NESHAP, and we found
that affected sources currently using
emission capture systems and add-on
controls are often, but not always,
required to conduct periodic control
device performance tests as a condition
of their 40 CFR part 70 operating
permits. We estimate that seven MMPP
surface coating facilities currently are
not required to conduct periodic testing
of their control devices as a condition of
their permit renewal. Periodic
performance tests ensure that all control
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systems used to comply with the
NESHAP would be properly maintained
over time, thereby reducing the
potential for acute emissions episodes
and non-compliance.
We are requesting comment on adding
periodic testing of add-on control
devices to the MMPP NESHAP and on
the suggested 5-year schedule for the
periodic testing.
e. IBR of Alternative Test Methods
Under 1 CFR Part 51
The EPA is proposing new and
updated test methods for the MMPP
NESHAP that include IBR. In
accordance with requirements of 1 CFR
51.5, the EPA is proposing to add the
following optional EPA methods and
incorporate by reference the VCS
described in the amendments to 40 CFR
63.14:
• EPA Method 18 of appendix A to 40
CFR part 60, Measurement of Gaseous
Organic Compound Emissions by Gas
Chromatography, proposed to be IBR
approved for 40 CFR 63.3966(b)(4);
• ASTM Method D1475–13, Standard
Test Method for Density of Liquid
Coatings, Inks, and Related Products,
proposed to be IBR approved for 40 CFR
63.3941(b)(4), 63.3941(c), and
63.3951(c);
• ASTM Method D2111–10 (2015),
Standard Test Methods for Specific
Gravity of Halogenated Organic Solvents
and Their Admixtures, proposed to be
IBR approved for 40 CFR 63.3951(c);
• ASTM Method D2369–10 (2015),
Test Method for Volatile Content of
Coatings, proposed to be IBR approved
for 40 CFR 63.3961(j)(3);
• ASTM Method D2697–03 (2014),
Standard Test Method for Volume
Nonvolatile Matter in Clear or
Pigmented Coatings, proposed to be IBR
approved for 40 CFR 63.3941(b)(1);
• ASTM Method D5965–02 (2013),
Standard Test Methods for Specific
Gravity of Coating Powders, proposed to
be IBR approved for 40 CFR 3951(c);
and
• ASTM Method D6093–97 (2016),
Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using Helium Gas
Pycnometer, proposed to be IBR
approved for 40 CFR 63.3941(b)(1).
Older versions of ASTM methods
D1475, D2697, D5965, and D6093 were
incorporated by reference when the
MMPP NESHAP was originally
promulgated (69 FR 130, January 2,
2004). We are proposing to replace the
older versions of these methods with
updated versions, which requires IBR
revisions. The updated version of the
method replaces the older version in the
same paragraph of the rule text. We are
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also proposing the addition of EPA
Method 18 and incorporating by
reference ASTM methods D2111 and
D2369 to the MMPP NESHAP for the
first time in this rulemaking. Refer to
section VIII.J of this preamble for further
discussion of these VCS.
5. What compliance dates are we
proposing?
The EPA is proposing that affected
sources must comply with all of the
amendments, with the exception of the
proposed electronic format for
submitting semiannual compliance
reports, no later than 181 days after the
effective date of the final rule. All
affected facilities would have to
continue to meet the current
requirements of 40 CFR part 63, subpart
MMMM until the applicable compliance
date of the amended rule. The final
action is not expected to be a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2), so
the effective date of the final rule will
be the promulgation date as specified in
CAA section 112(d)(10).
For existing sources, we are proposing
two changes that would impact ongoing
compliance requirements for 40 CFR
part 63, subpart MMMM. As discussed
elsewhere in this preamble, we are
proposing to add a requirement that
notifications, performance test results,
and semiannual compliance reports be
submitted electronically. We are
proposing that the semiannual
compliance report be submitted
electronically using a new template,
which is available for review and
comment as part of this action. We are
also proposing to change the
requirements for SSM by removing the
exemption from the requirements to
meet the standard during SSM periods
and by removing the requirement to
develop and implement an SSM plan.
Our experience with similar industries
that are required to convert reporting
mechanisms to install necessary
hardware and software, become familiar
with the process of submitting
performance test results electronically
through the EPA’s CEDRI, test these new
electronic submission capabilities, and
reliably employ electronic reporting
shows that a time period of a minimum
of 90 days, and, more typically, 180
days is generally necessary to
successfully accomplish these revisions.
Our experience with similar industries
further shows that this sort of regulated
facility generally requires a time period
of 180 days to read and understand the
amended rule requirements; to evaluate
their operations to ensure that they can
meet the standards during periods of
startup and shutdown as defined in the
rule and make any necessary
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adjustments; and to update their
operation, maintenance, and monitoring
plan to reflect the revised requirements.
The EPA recognizes the confusion that
multiple different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
our assessment of the time frame needed
for compliance with the entirety of the
revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable and, thus, is proposing that
existing affected sources be in
compliance with all of this regulation’s
revised requirements within 181 days of
the regulation’s effective date.
We solicit comment on these
proposed compliance periods, and we
specifically request submission of
information from sources in this source
category regarding specific actions that
would need to be undertaken to comply
with the proposed amended
requirements and the time needed to
make the adjustments for compliance
with any of the revised requirements.
We note that information provided may
result in changes to the proposed
compliance dates.
category, we conducted a risk
assessment for all HAP emitted. We
present results of the risk assessment
briefly below and in more detail in the
Surface Coating of Plastic Parts and
Products Risk Assessment Report, in the
PPP Docket (Docket ID No. EPA–HQ–
OAR–2019–0313).
C. What are the analytical results and
proposed decisions for the surface
coating of plastic parts and products
source category?
Table 6 of this preamble provides a
summary of the results of the inhalation
risk assessment for the source category.
a. Chronic Inhalation Risk Assessment
Results
1. What are the results of the risk
assessment and analyses?
As described above in section III of
this preamble, for the PPP source
TABLE 6—SURFACE COATING OF PLASTIC PARTS AND PRODUCTS SOURCE CATEGORY INHALATION RISK ASSESSMENT
RESULTS
Maximum individual
cancer risk
(in 1 million)
Estimated population at
increased risk of cancer
≥1-in-1 million
Estimated annual cancer
incidence
(cases per year)
Based on
actual
emissions
Based on
actual
emissions
Maximum
screening
acute
noncancer
HQ 2
Maximum chronic
noncancer
TOSHI 1
Risk assessment
Based on
actual
emissions
Source Category ...............................
Whole Facility ....................................
1 The
2 The
10
70
Based on
allowable
emissions
10
..................
600
29,000
Based on
allowable
emissions
700
..................
0.001
0.006
Based on
allowable
emissions
Based on
actual
emissions
0.001
..................
1
1
Based on
allowable
emissions
1
Based on
actual
emissions
HQREL = 4.
TOSHI is the sum of the chronic noncancer HQ for substances that affect the same target organ or organ system.
maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
The results of the inhalation risk
modeling using actual emissions data,
as shown in Table 6 of this preamble,
indicate that the maximum individual
cancer risk based on actual emissions
(lifetime) could be up to 10-in-1 million
(driven by ethyl benzene, naphthalene,
and formaldehyde from coating
operations), the maximum chronic
noncancer TOSHI value based on actual
emissions could be up to 1 (driven by
hexamethylene-1,6-diisocyanate from
coating operations), and the maximum
screening acute noncancer HQ value
(off-facility site) could be up to 4 (driven
by glycol ethers). The total estimated
annual cancer incidence (national) from
these facilities based on actual emission
levels is 0.001 excess cancer cases per
year or 1 case in every 1,000 years.
of Plastic Parts and Products Risk
Assessment Report, in the PPP Docket.
b. Screening Level Acute Risk
Assessment Results
Twenty-two facilities have a facilitywide cancer MIR greater than or equal
to 1-in-1 million. The maximum facilitywide cancer MIR is 70-in-1 million,
driven by nickel and formaldehyde from
a co-located boiler. The total estimated
cancer incidence from the whole facility
is 0.006 excess cancer cases per year, or
one excess case in every 200 years.
Approximately 29,000 people were
estimated to have cancer risks above 1-
Table 6 of this preamble also shows
the acute risk results for the PPP source
category. The screening analysis for
acute impacts was based on an industryspecific multiplier of 1.2, to estimate the
peak emission rates from the average
emission rates. For more detailed acute
risk results refer to the Surface Coating
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c. Multipathway Risk Screening Results
There are no PB–HAP emitted by
facilities in the PPP source category.
Therefore, we do not expect any human
health multipathway risks as a result of
emissions from this source category.
d. Environmental Risk Screening
Results
The emissions data for the PPP source
category indicate that no environmental
HAP are emitted by sources within this
source category. Therefore, we do not
expect an adverse environmental effect
as a result of HAP emissions from this
source category.
e. Facility-Wide Risk Results
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in-1 million from exposure to HAP
emitted from both MACT and nonMACT sources of the 125 facilities in
this source category. The maximum
facility-wide TOSHI for the source
category is estimated to be 1, driven by
emissions of nickel and formaldehyde
from a co-located boiler.
f. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risks to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risks from the PPP source category
across different demographic groups
within the populations living near
facilities.38
38 Demographic groups included in the analysis
are: White, African American, Native American,
other races and multiracial, Hispanic or Latino,
children 17 years of age and under, adults 18 to 64
years of age, adults 65 years of age and over, adults
without a high school diploma, people living below
the poverty level, people living above the poverty
level, and linguistically isolated people.
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The results of the demographic
analysis are summarized in Table 7 of
this preamble. These results, for various
demographic groups, are based on the
estimated risks from actual emissions
58977
levels for the population living within
50 km of the facilities.
TABLE 7—SURFACE COATING OF PLASTIC PARTS AND PRODUCTS SOURCE CATEGORY DEMOGRAPHIC RISK ANALYSIS
RESULTS
Population with
cancer risk at or
above 1-in-1
million due to
surface coating
of plastic parts
and products
Nationwide
Total Population .......................................................................................................
317,746,049
Population with
chronic noncancer
HI above 1 due to
surface coating
of plastic parts
and products
500
0
62
38
92
8
0
0
12
0.8
18
7
4
0.1
3
1
0
0
0
0
14
86
19
81
0
0
14
86
14
86
0
0
6
0
0
White and Minority by Percent
White ........................................................................................................................
Minority ....................................................................................................................
Minority Detail by Percent
African American .....................................................................................................
Native American ......................................................................................................
Hispanic or Latino ....................................................................................................
Other and Multiracial ...............................................................................................
Income by Percent
Below the Poverty Level ..........................................................................................
Above the Poverty Level .........................................................................................
Education by Percent
Over 25 Without High a School Diploma ................................................................
Over 25 With a High School Diploma .....................................................................
Linguistically Isolated by Percent
Linguistically Isolated ...............................................................................................
The results of the PPP source category
demographic analysis indicate that
emissions from the source category
expose approximately 500 people to a
cancer risk at or above 1-in-1 million
and no one is exposed to a chronic
noncancer HI greater than 1. The
percentages of the at-risk population in
the following specific demographic
groups are higher than their respective
nationwide percentages: ‘‘White,’’ and
‘‘Below the Poverty Level.’’
The methodology and the results of
the demographic analysis are presented
in a technical report, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Surface Coating of Plastic
Parts and Products Source Category
Operations, April 2019 (hereafter
referred to as the Plastic Parts and
Products Demographic Analysis Report),
available in the PPP Docket.
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2. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effects?
a. Risk Acceptability
As noted in section III.A of this
preamble, we weigh all health risk
factors in our risk acceptability
determination, including the cancer
MIR, the number of persons in various
cancer and noncancer risk ranges,
cancer incidence, the maximum
noncancer TOSHI, the maximum acute
noncancer HQ, the extent of noncancer
risks, the distribution of cancer and
noncancer risks in the exposed
population, and risk estimation
uncertainties (54 FR 38044, September
14, 1989).
For the PPP source category, the risk
analysis indicates that the cancer risks
to the individual most exposed could be
up to 10-in-1 million due to actual
emissions and allowable emissions.
These risks are considerably less than
100-in-1 million, which is the
presumptive upper limit of acceptable
risk. The risk analysis also shows very
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low cancer incidence (0.001 cases per
year for actual and allowable
emissions), and we did not identify any
potential for adverse chronic noncancer
health effects.
The acute screening analysis results
in a maximum acute noncancer HQ of
4 at one facility based on use of the
acute REL for ethylene glycol
monomethyl ether as a surrogate for
unspeciated glycol ethers. Since there is
not a specified acute dose-response
value for unspeciated glycol ethers, we
applied the most protective doseresponse value from the other glycol
ether compounds, the acute REL for
ethylene glycol monomethyl ether, to
estimate risk. Given that ethylene glycol
monomethyl ether is more toxic than
other glycol ethers, the use of this
surrogate is a health-protective choice in
the EPA’s risk assessment.
For acute screening analyses, to better
characterize the potential health risks
associated with estimated worst-case
acute exposures to HAP, we examine a
wider range of available acute health
metrics than we do for our chronic risk
assessments. This is in
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acknowledgement that there are
generally more data gaps and
uncertainties in acute reference values
than there are in chronic reference
values. By definition, the acute REL
represents a health-protective level of
exposure, with effects not anticipated
below those levels, even for repeated
exposures; however, the level of
exposure that would cause health effects
is not specifically known. As the
exposure concentration increases above
the acute REL, the potential for effects
increases. Therefore, when an REL is
exceeded and an AEGL–1 or ERPG–1
level is available (i.e., levels at which
mild, reversible effects are anticipated
in the general population for a single
exposure), we typically use them as an
additional comparative measure, as they
provide an upper bound for exposure
levels above which exposed individuals
could experience effects. However, for
glycol ethers, there are no AEGL or
ERPG values.
Additional uncertainties in the acute
exposure assessment that the EPA
conducts as part of the risk review
under section 112 of the CAA include
several factors. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emission rates, meteorology, and the
presence of a person. In the acute
screening assessment that we conduct
under the RTR program, we include the
conservative (health-protective)
assumptions that peak emissions from
each emission point in the source
category and reasonable worst-case air
dispersion conditions (i.e., 99th
percentile) co-occur. We then include
the additional assumption that a person
is located at this point at the same time.
Together, these assumptions represent a
reasonable exposure. In most cases, it is
unlikely that a person would be located
at the point of maximum exposure
during the time when peak emissions
and reasonable worst-case air dispersion
conditions occur simultaneously. Thus,
as discussed in the document titled
Residual Risk Assessment for the
Surface Coating of Plastic Parts and
Products Source Category in Support of
the Risk and Technology Review 2019
Proposed Rule, in the PPP docket for
this action, by assuming the cooccurrence of independent factors for
the acute screening assessment, the
results are intentionally biased high and
are, thus, health-protective. We
conclude that adverse effects from acute
exposure to emissions of glycol ethers
from this source category are not
anticipated.
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Considering all of the health risk
information and factors discussed
above, including the uncertainties
discussed in section III.C.7 of this
preamble, we propose that the risks
from the PPP source category are
acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the
risks from the PPP source category are
acceptable, risk estimates for
approximately 500 individuals in the
exposed population are above 1-in-1
million at the actual emissions level and
700 individuals in the exposed
population are above 1-in-1 million at
the allowable emissions level.
Consequently, we further considered
whether the MACT standards for the
PPP source category provide an ample
margin of safety to protect public health.
In this ample margin of safety analysis,
we investigated available emissions
control options that might reduce the
risk from the source category. We
considered this information along with
all of the health risks and other health
information considered in our
determination of risk acceptability.
As described in section III.B of this
preamble, our technology review
focused on identifying developments in
practices, processes, and control
technologies for the PPP source
category, and we reviewed various
information sources regarding emission
sources that are currently regulated by
the PPP NESHAP. Based on our review,
we did not identify any cost-effective
measures to further reduce HAP.
Therefore, considering all of the
available health information along with
the absence of additional measures for
reducing HAP, we are proposing that
additional emissions controls for this
source category are not necessary and
that the current standards provide an
ample margin of safety.
c. Environmental Effects
The emissions data for the PPP source
category indicate that no environmental
HAP are emitted by sources within this
source category. In addition, we are
unaware of any adverse environmental
effects caused by HAP emitted by this
source category. Therefore, we do not
expect there to be an adverse
environmental effect as a result of HAP
emissions from this source category and
we are proposing that it is not necessary
to set a more stringent standard to
prevent, taking into consideration costs,
energy, safety, and other relevant
factors, an adverse environmental effect.
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3. What are the results and proposed
decisions based on our technology
review?
As described in section III.B of this
preamble, our technology review
focused on identifying developments in
practices, processes, and control
technologies for the PPP source
category. The EPA reviewed various
information sources regarding emission
sources that are currently regulated by
the PPP NESHAP to support the
technology review. The information
sources included the following: the
RBLC; publicly available state air permit
databases; regulatory actions, including
technology reviews promulgated for
other surface coating NESHAP
subsequent to the PPP NESHAP; state
regulations; facility operating permits;
site visits; and industry information.
Based on our review, we did not
identify any add-on control
technologies, process equipment, work
practices, or procedures that had not
been previously considered during
development of the PPP NESHAP, and
we did not identify any new or
improved add-on control technologies
that would result in additional emission
reductions. A brief summary of the
EPA’s findings in conducting the
technology review of plastic part surface
coating operations follows. For a
detailed discussion of the EPA’s
findings, refer to the Plastic Parts and
Products Technology Review Memo, in
the PPP Docket.
During the development of the 2004
PPP NESHAP, numerical emission
limits were determined for new and
existing major sources within four
coating subcategories for a total of eight
HAP emissions limits. The emission
limits were based on industry survey
responses and the industry’s use of lowor no-HAP coatings and thinners and
add-on capture and control
technologies.
Using the EPA’s NEI and the ECHO
databases, we identified 125 major
source facilities that are currently
subject to the PPP NESHAP. A search of
the RBLC database for improvements in
plastic parts and product coating
technologies provided 20 facilities with
permit dates of 2000 or later. The results
of the RBLC search included facilities
subject to VOC and HAP content limits,
and using high volume/low pressure
spray guns, robotic electrostatic
application, thermal oxidizers, catalytic
oxidizers, and adsorbers. All of these
control technologies were in use by the
plastic parts and product coating
industry during development of the PPP
NESHAP and were already considered
in the development of the PPP NESHAP.
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Therefore, we concluded that the results
of the RBLC search are consistent with
current PPP NESHAP requirements and
did not identify any improvements in
add-on control technology or processes
and work practices that are not already
reflected in the rule.
We also collected permit information
from about 45 major source surface
coating facilities subject to the PPP
NESHAP. (Many of these facilities were
also subject to 40 CFR part 63, subparts
IIII or MMMM.) The review of these
permits did not identify a facility
subject to HAP limits more stringent
than those in the PPP NESHAP and did
not identify any control technologies or
work practices that were not already
considered in the development of the
NESHAP.
We reviewed other surface coating
NESHAP promulgated subsequent to the
PPP NESHAP to determine whether any
requirements exceed the PPP MACT
level of control or include technologies
that were not considered during the
development of the original PPP
NESHAP. These NESHAP include Paint
Stripping and Miscellaneous Surface
Coating Operations at Area Sources (40
CFR part 63, subpart HHHHHH), and
Nine Metal Fabrication and Finishing
Area Source Categories (40 CFR part 63,
subpart XXXXXX). We also reviewed
the results of the technology reviews for
other surface coating NESHAP
promulgated after the PPP NESHAP.
These technology reviews include the
NESHAP for Printing and Publishing (40
CFR part 63, subpart KK), Shipbuilding
and Ship Repair (40 CFR part 63,
subpart II), Wood Furniture
Manufacturing (40 CFR part 63, subpart
JJ), and Aerospace Manufacturing and
Rework Facilities (40 CFR part 63,
subpart GG). The review of these more
recently promulgated NESHAP and the
technology reviews of other NESHAP
did not identify any control
technologies that were not already
considered during the development of
the 2004 PPP NESHAP.
The developments considered in
these other technology reviews included
the use of emission capture systems and
thermal oxidizers to reduce emissions.
Because the PPP NESHAP already
includes a compliance option involving
the use of a PTE and an add-on control
device, and because these measures
were considered in the development of
the PPP NESHAP, we concluded that
these measures do not represent a
development in control technology
under CAA section 112(d)(6). We also
identified and considered alternatives to
conventional solvent borne coatings
during MACT development (e.g.,
waterborne coatings, low-HAP/high-
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solids coatings, low energy radiation
cured coating) and the presence of
facilities using these coatings is
reflected in the current MACT
standards. We found no other
improvements in add-on control
technology or other equipment during
review of the RBLC, the state operating
permits, and subsequent NESHAP that
were not already identified and
considered during development of the
PPP NESHAP.
Finally, we identified no
developments in work practices or
procedures for the PPP source category
that were not previously identified and
considered during MACT development.
Based on these findings, we conclude
that there have not been any
developments in add-on control
technology or other equipment not
identified and considered during MACT
development, nor any improvements in
add-on controls, nor any significant
changes in the cost (including cost
effectiveness) of the add-on controls.
Therefore, we are proposing no
revisions to the PPP NESHAP pursuant
to CAA section 112(d)(6). For further
discussion of the technology review
results, refer to the Plastic Parts and
Products Technology Review Memo, in
the PPP Docket.
4. What other actions are we proposing
for the surface coating of plastic parts
and products source category?
We are proposing to require electronic
submittal of notifications (initial and
compliance status), semiannual reports,
and performance test reports for PPP
surface coating facilities. In addition, we
are proposing revisions to the SSM
provisions of the MACT rule in order to
ensure that they are consistent with the
Court decision in Sierra Club v. EPA,
551 F. 3d 1019 (D.C. Cir. 2008), which
vacated two provisions that exempted
sources from the requirement to comply
with otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We are proposing to
require periodic emissions testing of
add-on control devices. We also are
proposing to add optional EPA Method
18, to IBR an alternative test method,
and to make various technical and
editorial changes. Our analyses and
proposed changes related to these issues
are discussed in the sections below.
a. Electronic Reporting Requirements
The EPA is proposing that owners and
operators of PPP surface coating
facilities submit electronic copies of
initial notifications required in 40 CFR
63.9(b) and 63.4510(b), notifications of
compliance status required in 40 CFR
63.9(h) and 63.4510(c), performance test
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58979
reports required in 40 CFR 63.4520(b),
and semiannual reports required in 40
CFR 63.4520(a) through the EPA’s CDX,
using the CEDRI. A description of the
EPA’s CDX and the EPA’s proposed
rationale and details on the addition of
these electronic reporting requirements
for the PPP source category is the same
as for the ALDT source category, as
discussed in section IV.A.4.a of this
preamble. No specific form is proposed
at this time for the initial notifications
required in 40 CFR 63.9(b) and
notifications of compliance status in 40
CFR 63.9(h). Until the EPA has
completed electronic forms for these
notifications, the notifications will be
required to be submitted via CEDRI in
PDF. After development of the final
forms, we will notify sources about their
availability via the CEDRI website and
the CHIEF Listserv. For semiannual
reports required in 40 CFR 63.4520(a),
the proposed rule requires that owners
or operators use the appropriate
spreadsheet template to submit
information to CEDRI. A draft version of
the proposed template for this report is
included in the docket for this
rulemaking.39 The EPA specifically
requests comment on the content,
layout, and overall design of the
template.
Regarding submittal of performance
test reports via the EPA’s ERT, as
discussed in section IV.A.4.a of this
preamble for the ALDT NESHAP, the
proposal to submit performance test
data electronically to the EPA applies
only if the EPA has developed an
electronic reporting form for the test
method as listed on the EPA’s ERT
website. For the PPP NESHAP, all of the
EPA test methods listed under 40 CFR
part 63, subpart PPPP, are currently
supported by the ERT, except for EPA
Method 18 (an optional test method
proposed in this action), which appears
in the proposed text for 40 CFR 63.4566.
As mentioned above in section IV.A.4.a
of this preamble, the rule proposes that
should an owner or operator choose to
use EPA Method 18, then its results
would be submitted in PDF using the
attachment module of the ERT.
Also, as discussed in section IV.A.4.a
of this preamble for the ALDT NESHAP,
we are proposing to provide facilities
with the ability to seek extensions for
submitting electronic reports for
circumstances beyond the control of the
facility. In proposed 40 CFR 63.4520(g),
we address the situation for facilities
subject to the PPP NESHAP where an
39 See Electronic Reporting Template for Surface
Coating of Plastic Parts and Products Subpart PPPP
Semiannual Reports, in Docket ID NO. EPA–HQ–
OAR–2019–0313.
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extension may be warranted due to
outages of the EPA’s CDX or CEDRI,
which may prevent access to the system
and submittal of the required reports. In
proposed 40 CFR 63.4520(h), we
address the situation for facilities
subject to the PPP NESHAP where an
extension may be warranted due to a
force majeure event, which is defined as
an event that will be or has been caused
by circumstances beyond the control of
the affected facility, its contractors, or
any entity controlled by the affected
facility that prevents compliance with
the requirement to submit a report
electronically as required by this rule.
Examples of such events are acts of
nature, acts of war and terrorism, or
equipment failure or safety hazards
beyond the control of the facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan to
implement Executive Order 13563 and
is in keeping with the EPA’s Agencywide policy developed in response to
the White House’s Digital Government
Strategy. For more information on the
benefits of electronic reporting, see the
memorandum titled Electronic
Reporting Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2019–0313.
b. SSM Requirements
(1.) Proposed Elimination of the SSM
Exemption
The EPA is proposing to eliminate the
SSM exemption in the PPP NESHAP.
The EPA’s proposed rationale for the
elimination of the SSM exemption for
the PPP source category is the same as
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for the ALDT source category, which is
discussed in section IV.A.4.b.1 of this
preamble. We are also proposing several
revisions to Table 2 to subpart PPPP of
40 CFR part 63 (Applicability of General
Provisions to Subpart PPPP of Part 63,
hereafter referred to as the ‘‘General
Provisions table to subpart PPPP’’) as is
explained in more detail below in
section IV.C.4.b.2 of this preamble. For
example, we are proposing to eliminate
the incorporation of the General
Provisions’ requirement that the source
develop an SSM plan. Further, we are
proposing to eliminate and revise
certain recordkeeping and reporting
requirements related to the SSM
exemption as further described below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on the
specific proposed deletions and
revisions and also whether additional
provisions should be revised to achieve
the stated goal.
In proposing these rule amendments,
the EPA has taken into account startup
and shutdown periods and, for the same
reasons explained in section IV.A.4.b.1
of this preamble for the ALDT source
category, has not proposed alternate
standards for those periods in the PPP
NESHAP. Startups and shutdowns are
part of normal operations for the PPP
source category. As currently specified
in 40 CFR 63.4500(a), any coating
operation(s) for which you use the
emission rate with add-on controls
option must meet the applicable
operating limits in Table 1 to 40 CFR
part 63, subpart PPPP ‘‘at all times,’’
except for solvent recovery systems for
which you conduct liquid-liquid
material balances according to 40 CFR
63.4561(j). (Solvent recovery systems for
which you conduct a liquid-liquid
material balance require a monthly
calculation of the solvent recovery
device’s collection and recovery
efficiency for volatile organic matter.)
Also, as currently specified in 40 CFR
63.4500(a)(2), any coating operation(s)
for which you use the emission rate
with add-on controls option must be in
compliance ‘‘at all times’’ with the
applicable emission limit in 40 CFR
63.4490. During startup and shutdown
periods, in order for a facility (using
add-on controls to meet the standards)
to meet the emission and operating
standards, the control device for a
coating operation needs to be turned on
and operating at specified levels before
the facility begins coating operations,
and the control equipment needs to
continue to be operated until after the
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facility ceases coating operations. In
some cases, the facility needs to run
thermal oxidizers on supplemental fuel
before VOC levels are sufficient for the
combustion to be (nearly) selfsustaining. Note that we are also
proposing new related language in 40
CFR 63.4500(b) to require that the
owner or operator operate and maintain
the coating operation, including
pollution control equipment, at all times
to minimize emissions. See section
IV.A.4.b.2 of this preamble for further
discussion of this proposed revision.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
discretion to do so where feasible, as
discussed previously in section
IV.A.4.b.1 of this preamble for the ALDT
source category.
It is unlikely that a malfunction
would result in a violation of the
standards during PPP surface coatings
operations for facilities using the
compliant material option or the
emission rate without add-on controls
option. Facilities using these options
have demonstrated that the organic HAP
contents of the coating materials do not
exceed the emission limits in 40 CFR
63.4490(a) or (b), either on a coating-bycoating basis or by using averaging
among coatings.
A malfunction event is more likely for
PPP coating facilities that use the
emission rate with add-on controls
option. For this option, facilities must
demonstrate that the average emission
rate does not exceed the emission limits
in 40 CFR 63.4490(a) or (b), and the
facility is complying with the control
device operating limits listed in Table 1
to 40 CFR part 63, subpart PPPP of the
PPP NESHAP. The operating limits are
specific to the type of control device
and established by the facility during its
initial performance test.
In the unlikely event that a source
fails to comply with the applicable CAA
section 112(d) standards as a result of a
malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. Refer to section IV.A.4.b.1 of
this preamble for further discussion of
the EPA’s actions in response to a
source failing to comply with the
applicable CAA section 112(d)
standards as a result of a malfunction
event for the ALDT source category,
which applies to this source category.
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(2.) Proposed Revisions to the General
Provisions Applicability Table
40 CFR 63.4500(b) General duty. We
are proposing to revise the General
Provisions table to subpart PPPP (Table
2) entry for 40 CFR 63.6(e)(1)(i) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.6(e)(1)(i) describes the
general duty to minimize emissions.
Some of the language in that section is
no longer necessary or appropriate in
light of the elimination of the SSM
exemption. We are proposing instead to
add general duty regulatory text at 40
CFR 63.4500(b) that reflects the general
duty to minimize emissions while
eliminating the reference to periods
covered by an SSM exemption. The
current language in 40 CFR 63.6(e)(1)(i)
characterizes what the general duty
entails during periods of SSM. With the
elimination of the SSM exemption,
there is no need to differentiate between
normal operations, startup and
shutdown, and malfunction events in
describing the general duty. Therefore,
the language the EPA is proposing for 40
CFR 63.4500(b) does not include that
language from 40 CFR 63.6(e)(1).
We are also proposing to revise the
General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.6(e)(1)(ii) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Section
63.6(e)(1)(ii) imposes requirements that
are not necessary with the elimination
of the SSM exemption or are redundant
with the general duty requirement being
added at 40 CFR 63.4500(b).
SSM plan. We are proposing to revise
the General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.6(e)(3) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Generally, these
paragraphs require development of an
SSM plan and specify SSM
recordkeeping and reporting
requirements related to the SSM plan.
We are also proposing to remove from
40 CFR part 63, subpart PPPP, the
current provisions requiring the SSM
plan in 40 CFR 63.4500(c) and requiring
reporting related to the SSM plan in 40
CFR 63.4520(c). As noted, the EPA is
proposing to remove the SSM
exemptions. Therefore, affected units
will be subject to an emission standard
during such events. The applicability of
a standard during such events will
ensure that sources have ample
incentive to plan for and achieve
compliance, and, thus, the SSM plan
requirements are no longer necessary.
Compliance with standards. We are
proposing to revise the General
Provisions table to subpart PPPP (Table
2) entry for 40 CFR 63.6(f)(1) by
changing the ‘‘yes’’ in column 3 to a
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‘‘no.’’ The current language of 40 CFR
63.6(f)(1) exempts sources from nonopacity standards during periods of
SSM. As discussed above, the Court in
Sierra Club vacated the exemptions
contained in this provision and held
that the CAA requires that some CAA
section 112 standards apply
continuously. Consistent with Sierra
Club, the EPA is proposing to revise
standards in this rule to apply at all
times.
40 CFR 63.4564 Performance testing.
We are proposing to revise the General
Provisions table to subpart PPPP (Table
2) entry for 40 CFR 63.7(e)(1) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.7(e)(1) describes
performance testing requirements. The
EPA is instead proposing to add a
performance testing requirement at 40
CFR 63.4564(a)(1). The performance
testing requirements we are proposing
to add differ from the General
Provisions performance testing
provisions in several respects. The
regulatory text does not include the
language in 40 CFR 63.7(e)(1) that
restated the SSM exemption and
language that precluded startup and
shutdown periods from being
considered ‘‘representative’’ for
purposes of performance testing. Also,
the proposed performance testing
provisions will not allow performance
testing during startup or shutdown. As
in 40 CFR 63.7(e)(1), performance tests
conducted under this subpart should
not be conducted during malfunctions
because conditions during malfunctions
are often not representative of normal
operating conditions. Section 63.7(e)
requires that the owner or operator
maintain records of the process
information necessary to document
operating conditions during the test and
include in such records an explanation
to support that such conditions
represent normal operation. The EPA is
proposing to add language clarifying
that the owner or operator must make
such records available to the
Administrator upon request.
Monitoring. We are proposing to
revise the General Provisions table to
subpart PPPP (Table 2) entry for 40 CFR
63.8(a)(4) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Section 63.8(a)(4)
describes additional monitoring
requirements for control devices.
Subpart PPPP of 40 CFR part 63 does
not have monitoring requirements for
flares.
We are proposing to revise the
General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.8(c)(1) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ The crossreferences to the general duty and SSM
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58981
plan requirements in those
subparagraphs are not necessary in light
of other requirements of 40 CFR 63.8
that require good air pollution control
practices (40 CFR 63.8(c)(1)) and that set
out the requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)). Further, we are proposing
to revise 40 CFR 63.4568(a) to add a
requirement to maintain the monitoring
equipment at all times in accordance
with 40 CFR 63.4500(b) and keep the
necessary parts readily available for
routine repairs of the monitoring
equipment, consistent with the
requirements in 40 CFR 63.8(c)(1)(ii).
The reference to 40 CFR 63.8(c)(1)(ii) is
no longer needed since it is redundant
to the requirement in 40 CFR 63.4568(a).
40 CFR 63.4530 Recordkeeping. We
are proposing to revise the General
Provisions table to subpart PPPP (Table
2) entry for 40 CFR 63.10(b)(2)(i) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(b)(2)(i) describes
the recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply to
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
retain additional recordkeeping for
startup and shutdown periods.
We are proposing to revise the
General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.10(b)(2)(ii) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Section
63.10(b)(2)(ii) describes the
recordkeeping requirements during a
malfunction, requiring a record of ‘‘the
occurrence and duration of each
malfunction.’’ A similar record is
already required in 40 CFR 63.4530(h),
which requires a record of ‘‘the date,
time, and duration of each deviation,’’
which the EPA is retaining. The
regulatory text in 40 CFR 63.4530(h)
differs from the General Provisions in
that the General Provisions requires the
creation and retention of a record of the
occurrence and duration of each
malfunction of process, air pollution
control, and monitoring equipment;
whereas 40 CFR 63.4530(h) applies to
any failure to meet an applicable
standard and is requiring that the source
record the date, time, and duration of
the failure rather than the ‘‘occurrence.’’
The EPA is also proposing to add to 40
CFR 63.4530(h) a requirement that
sources also keep records that include a
list of the affected source or equipment
and actions taken to minimize
emissions, an estimate of the quantity of
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each regulated pollutant emitted over
the emission limit for which the source
failed to meet the standard, and a
description of the method used to
estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters
(e.g., coating HAP content and
application rates and control device
efficiencies). The EPA proposes to
require that sources keep records of this
information to ensure that there is
adequate information to allow the EPA
to determine the severity of any failure
to meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
We are proposing to revise the
General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.10(b)(2)(iv) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ When applicable,
the provision requires sources to record
actions taken during SSM events when
actions were inconsistent with their
SSM plan. The requirement is no longer
appropriate because SSM plans will no
longer be required. The requirement
previously applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to
minimize emissions and record
corrective actions is now applicable by
reference to 40 CFR 63.4530(h)(4).
We are proposing to revise the
General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.10(b)(2)(v) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ When applicable,
the provision requires sources to record
actions taken during SSM events to
show that actions taken were consistent
with their SSM plan. The requirement is
no longer appropriate because SSM
plans will no longer be required.
We are proposing to revise the
General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR
63.10(b)(2)(x)–(xiii) by changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ When
applicable, the provision requires
sources to record actions taken during
SSM events to show that actions taken
were consistent with their SSM plan.
The requirement is no longer
appropriate because SSM plans will no
longer be required.
40 CFR 63.4520 Reporting. We are
proposing to revise the General
Provisions table to subpart PPPP (Table
2) entry for 40 CFR 63.10(d)(5) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(d)(5) describes the
reporting requirements for startups,
shutdowns, and malfunctions. To
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replace the General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.4520(a)(7). The replacement language
differs from the General Provisions
requirement in that it eliminates
periodic SSM reports as a stand-alone
report. We are proposing language that
requires sources that fail to meet an
applicable standard at any time to report
the information concerning such events
in the semi-annual compliance report
already required under this rule.
Subpart PPPP of 40 CFR part 63
currently requires reporting of the date,
time period, and cause of each
deviation. We are clarifying in the rule
that, if the cause of a deviation from a
standard is unknown, this should be
specified in the report. We are also
proposing to change ‘‘date and time
period’’ or ‘‘date and time’’ to ‘‘date,
time, and duration’’ (see proposed
revisions to 40 CFR 63.4520(a)(7)(vi),
63.4520(a)(7)(viii), and
63.4520(a)(7)(xiii)). Further, we are
proposing that the report must also
contain the number of deviations from
the standard and a list of the affected
sources or equipment. For deviation
reports addressing deviations from an
applicable emission limit in 40 CFR
63.4490 or operating limit in Table 1 to
40 CFR part 63, subpart PPPP, we are
proposing that the report also include
an estimate of the quantity of each
regulated pollutant emitted over any
emission limit for which the source
failed to meet the standard, and a
description of the method used to
estimate the emissions.
Regarding the proposed new
requirement discussed above to estimate
the quantity of each regulated pollutant
emitted over any emission limit for
which the source failed to meet the
standard, and a description of the
method used to estimate the emissions,
examples of such methods would
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters (e.g., coating HAP content
and application rates and control device
efficiencies). The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan, because
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plans would no longer be required. The
proposed amendments, therefore,
eliminate 40 CFR 63.4520(c) that
requires reporting of whether the source
deviated from its SSM plan, including
required actions to communicate with
the Administrator, and the crossreference to 40 CFR 63.10(d)(5) that
contains the description of the
previously required SSM report format
and submittal schedule from this
section. These specifications are no
longer necessary because the events will
be reported in otherwise required
reports with similar format and
submittal requirements.
We are proposing to remove the
requirements in 40 CFR
63.4520(a)(7)(viii) that deviation reports
must specify whether a deviation from
an operating limit occurred during a
period of SSM. We are also proposing to
remove the requirements in 40 CFR
63.4520(a)(7)(viii) to break down the
total duration of deviations into the
startup and shutdown categories. As
discussed above in this section, we are
proposing to require reporting of the
cause of each deviation. Further, the
startup and shutdown categories no
longer apply because these periods are
proposed to be considered normal
operation, as discussed in section
IV.A.4.b.1 of this preamble for the ALDT
source category, which also applies to
this source category.
c. Technical Amendments to the Plastic
Parts and Products NESHAP
We propose to amend 40 CFR
63.4566(b)(4) to add the option of
conducting EPA Method 18 of appendix
A to 40 CFR part 60, ‘‘Measurement of
Gaseous Organic Compound Emissions
by Gas Chromatography,’’ to measure
and then subtract methane emissions
from measured total gaseous organic
mass emissions as carbon. Facilities
using the emission rate with add-on
control compliance option can use
either EPA Method 25 or EPA Method
25A to measure control device
destruction efficiency. Unlike EPA
Method 25, EPA Method 25A does not
exclude methane from the measurement
of organic emissions. Because exhaust
streams from coating operations may
contain methane from natural gas
combustion, we are proposing to allow
facilities the option to measure methane
using EPA Method 18 and to subtract
the methane from the emissions as part
of their compliance calculations. We
also propose to revise the format of
references to test methods in 40 CFR
part 60. The current references in 40
CFR 63.4566(a) to EPA Methods 1, 1A,
2, 2A, 2C, 2D, 2F, 2G, 3, 3A, 3B, 4, 25,
and 25A specify that each method is in
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‘‘appendix A’’ of 40 CFR part 60.
Appendix A of 40 CFR part 60 has been
divided into appendices A–1 through
A–8. We propose to revise each
reference to appendix A to indicate
which of the eight sections of appendix
A applies to the method.
We propose to amend 40 CFR
63.4541(a)(1)(i) and 63.4541(a)(4),
which describe how to demonstrate
compliance with the emission
limitations using the compliant material
option, and the definition of ‘‘non-HAP
coating’’ in 40 CFR 63.4581, to remove
references to OSHA-defined carcinogens
as specified in 29 CFR 1910.1200(d)(4).
The reference to OSHA-defined
carcinogens as specified in 29 CFR
1910.1200(d)(4) is intended to specify
which compounds must be included in
calculating total organic HAP content of
a coating material if they are present at
0.1 percent or greater by mass. We
propose to remove this reference
because 29 CFR 1910.1200(d)(4) has
been amended and no longer readily
defines which compounds are
carcinogens. We propose to replace
these references to OSHA-defined
carcinogens at 29 CFR 1910.1200(d)(4)
with a list (in proposed new Table 5 to
40 CFR part 63, subpart PPPP) of those
organic HAP that must be included in
calculating total organic HAP content of
a coating material if they are present at
0.1-percent or greater by mass.
We propose to include organic HAP
in proposed Table 5 to 40 CFR part 63,
subpart PPPP if they were categorized in
the EPA’s Prioritized Chronic DoseResponse Values for Screening Risk
Assessments (dated May 9, 2014), as a
‘‘human carcinogen,’’ ‘‘probable human
carcinogen,’’ or ‘‘possible human
carcinogen’’ according to The Risk
Assessment Guidelines of 1986 (EPA/
600/8–87/045, August 1987),40 or as
‘‘carcinogenic to humans,’’ ‘‘likely to be
carcinogenic to humans,’’ or with
‘‘suggestive evidence of carcinogenic
potential’’ according to the Guidelines
for Carcinogen Risk Assessment (EPA/
630/P–03/001F, March 2005).
Current 40 CFR 63.4530 specifies
records that must be maintained. We
propose to add clarification to this
provision at 40 CFR 63.4530(a) that
specifies the allowance to retain
electronic records applies to all records
that were submitted as reports
electronically via the EPA’s CEDRI. We
also propose to add text to the same
provision clarifying that this ability to
maintain electronic copies does not
affect the requirement for facilities to
40 See https://www.epa.gov/fera/dose-responseassessment-assessing-health-risks-associatedexposure-hazardous-air-pollutants.
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make records, data, and reports
available upon request to a delegated air
agency or the EPA as part of an on-site
compliance evaluation.
We propose to clarify and harmonize
the general requirement in 40 CFR
63.4500(b) with the reporting
requirement in 40 CFR 63.4520(a)(5),
63.4520(a)(6), and 63.4520(a)(7), and the
recordkeeping requirement in 40 CFR
63.4530(h)(4).
d. Ongoing Emissions Compliance
Demonstrations
As part of an ongoing effort to
improve compliance with various
federal air emission regulations, the
EPA reviewed the compliance
demonstration requirements in the PPP
NESHAP. Currently, if a source owner
or operator chooses to comply with the
standards using add-on controls, the
results of an initial performance test are
used to determine compliance; however,
the rule does not require on-going
periodic performance testing for these
emission capture systems and add-on
controls. In this action, we are
proposing to require periodic testing of
add-on control devices, in addition to
the one-time initial emissions and
capture efficiency testing, and ongoing
temperature measurement, to ensure
ongoing compliance with the standards.
As described more fully in section
IV.A.4.d of this preamble for the ALDT
source category, the EPA documented
potential operational problems
associated with control devices in
several publications; 41 the ICAC, in
their comments on a separate
rulemaking on the proposed revisions
related to the NESHAP General
Provisions (72 FR 69, January 3, 2007),
commented that ongoing maintenance
and checks of control devices are
necessary in order to ensure emissions
control technology, including both
thermal and catalytic oxidizers, remains
effective; 42 and state websites list CAA
enforcement information that further
corroborates the potential problems
41 See Control Techniques for Volatile Organic
Compound Emissions from Stationary Sources,
EPA/453/R–92–018, December 1992, Control
Technologies for Emissions from Stationary
Sources, EPA/625/6–91/014, June 1991, and Survey
of Control for Low Concentration Organic Vapor
Gas Streams, EPA–456/R–95–003, May 1995. These
documents can be found in the Automobiles and
Light-Duty Trucks, Miscellaneous Metal Parts, and
Plastic Parts and Products Dockets for this action.
42 See Docket Item No. EPA–HQ–OAR–2004–
0094–0173, available at www.regulations.gov. A
copy of the ICAC’s comments on the proposed
revisions to the General Provisions is also included
in the Automobiles and Light-Duty Trucks,
Miscellaneous Metal Parts, and Plastic Parts and
Products Dockets for this action.
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58983
identified by the EPA and ICAC
comments and conclusions.
Given the need for vigilance in
maintaining equipment to stem
degradation, the EPA is proposing to
require periodic testing of add-on
control devices, in addition to the onetime initial emissions and capture
efficiency testing and ongoing
temperature measurement, to ensure
ongoing compliance with the PPP
NESHAP.
In this action, the EPA is requiring
periodic performance testing of add-on
control devices on a regular frequency
(e.g., every 5 years) to ensure the
equipment continues to operate
properly for facilities using the emission
rate with add-on controls compliance
option. We note that about half of the
state operating permits for existing
plastic parts coating sources already
require such testing every 5 years
synchronized with 40 CFR part 70 air
operating permit renewals. This
proposed periodic testing requirement
includes an exception to the general
requirement for periodic testing for
facilities using the catalytic oxidizer
control option at 40 CFR 63.4567(b) and
following the catalyst maintenance
procedures in 40 CFR 63.4567(b)(4).
This exception is due to the catalyst
maintenance procedures that already
require annual testing of the catalyst
and other maintenance procedures that
provide ongoing demonstrations that the
control system is operating properly and
may, thus, be considered comparable to
conducting a performance test.
The proposed periodic performance
testing requirement allows an exception
from periodic testing for facilities using
instruments to continuously measure
emissions. Such CEMS would show
actual emissions. The use of CEMS to
demonstrate compliance would obviate
the need for periodic oxidizer testing.
Moreover, installation and operation of
a CEMS with a timesharing component,
such that values from more than one
oxidizer exhaust could be tabulated in
a recurring frequency, could prove less
expensive (estimated to have an annual
cost below $15,000) than ongoing
oxidizer testing.
This proposed requirement would not
require periodic testing or CEMS
monitoring of facilities using the
compliant material or the emission rate
without add-on controls options
because these compliance options do
not use any add-on controls or control
efficiency measurements in the
compliance calculations.
The proposed periodic performance
testing requirement would require that
facilities complying with the standards
using emission capture systems and
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add-on controls and which are not
already on a 5-year testing schedule to
conduct the first of the periodic
performance tests within 3 years of the
effective date of the revised standards.
Afterward, they would conduct the
periodic testing before they renew their
operating permits, but no longer than 5
years following the previous
performance test. Additionally, facilities
that have already tested as a condition
of their permit within the last 2 years
before the effective date would be
permitted to maintain their current 5year schedule and not be required to
move up the date of the next test to the
3-year date specified above. This
proposed requirement would require
periodic air emissions testing to
measure organic HAP destruction or
removal efficiency at the inlet and outlet
of the add-on control device. The
emissions would be measured as total
gaseous organic mass emissions as
carbon using either EPA Method 25 or
25A of appendix A–7 to 40 CFR part 60,
which are the methods currently
required for the initial compliance
demonstration.
We estimate that the cost to perform
a control device emissions destruction
or removal efficiency test using EPA
Method 25 or 25A would be
approximately $19,000 per control
device. The cost estimate is included in
the memorandum titled Draft Costs/
Impacts of the 40 CFR part 63 Subparts
IIII, MMMM and PPPP Monitoring
Review Revisions, in the ALDT, MMPP,
and PPP Dockets. We have reviewed the
operating permits for facilities subject to
the several other surface coating
NESHAP, and we found that affected
sources currently using emission
capture systems and add-on controls are
often, but not always, required to
conduct periodic control device
performance tests as a condition of their
40 CFR part 70 operating permits. We
estimate that three PPP surface coating
facilities currently are not required to
conduct periodic testing of their control
devices as a condition of their permit
renewal. Periodic performance tests
ensure that all control systems used to
comply with the NESHAP would be
properly maintained over time, thereby
reducing the potential for acute
emissions episodes and noncompliance.
We are requesting comment on adding
periodic testing of add-on control
devices to the PPP NESHAP and on the
suggested 5-year schedule for the
periodic testing.
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e. IBR of Alternative Test Methods
Under 1 CFR Part 51
The EPA is proposing new and
updated test methods for the PPP
NESHAP that include IBR. In
accordance with requirements of 1 CFR
51.5, the EPA is proposing to add the
following optional EPA method and
incorporate by reference the VCS
described in the amendments to 40 CFR
63.14:
• EPA Method 18 of appendix A to 40
CFR part 60, Measurement of Gaseous
Organic Compound Emissions by Gas
Chromatography, proposed for 40 CFR
63.4566(b)(4);
• ASTM Method D1475–13, Standard
Test Method for Density of Liquid
Coatings, Inks, and Related Products,
proposed to be IBR approved for 40 CFR
63.4551(c);
• ASTM Method D2111–10 (2015),
Standard Test Methods for Specific
Gravity of Halogenated Organic Solvents
and Their Admixtures, proposed to be
IBR approved for 40 CFR 63.4551(c);
and
• ASTM Method D2369–10 (2015),
Test Method for Volatile Content of
Coatings, proposed to be IBR approved
for 40 CFR 63.4541(a)(2) and
634561(j)(3).
An older version of ASTM Method
D1475 was incorporated by reference
when the PPP NESHAP was originally
promulgated (69 FR 20968, April 19,
2004). We are proposing to replace the
older version of this method with an
updated version, which requires IBR
revisions. The updated version of the
method replaces the older version in the
same paragraph of the rule text. We are
also proposing the addition of EPA
Method 18 and incorporating by
reference ASTM Methods D2111 and
D2369 to the PPP NESHAP for the first
time in this rulemaking. Refer to section
VIII.J of this preamble for further
discussion of these VCS.
5. What compliance dates are we
proposing?
The EPA is proposing that affected
sources must comply with all of the
amendments, with the exception of the
proposed electronic format for
submitting semiannual compliance
reports, no later than 181 days after the
effective date of the final rule. All
affected facilities would have to
continue to meet the current
requirements of 40 CFR part 63, subpart
PPPP until the applicable compliance
date of the amended rule. The final
action is not expected to be a ‘‘major
rule’’ as defined by 5 U.S.C. 804(2), so
the effective date of the final rule will
be the promulgation date as specified in
CAA section 112(d)(10).
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For existing sources, we are proposing
two changes that would impact ongoing
compliance requirements for 40 CFR
part 63, subpart PPPP. As discussed
elsewhere in this preamble, we are
proposing to add a requirement that
notifications, performance test results,
and semiannual compliance reports be
submitted electronically. We are
proposing that the semiannual
compliance report be submitted
electronically using a new template,
which is available for review and
comment as part of this action. We are
also proposing to change the
requirements for SSM by removing the
exemption from the requirements to
meet the standard during SSM periods
and by removing the requirement to
develop and implement an SSM plan.
Our experience with similar industries
that are required to convert reporting
mechanisms to install necessary
hardware and software, become familiar
with the process of submitting
performance test results electronically
through the EPA’s CEDRI, test these new
electronic submission capabilities, and
reliably employ electronic reporting
shows that a time period of a minimum
of 90 days, and, more typically, 180
days is generally necessary to
successfully accomplish these revisions.
Our experience with similar industries
further shows that this sort of regulated
facility generally requires a time period
of 180 days to read and understand the
amended rule requirements; to evaluate
their operations to ensure that they can
meet the standards during periods of
startup and shutdown as defined in the
rule and make any necessary
adjustments; and to update their
operation, maintenance, and monitoring
plan to reflect the revised requirements.
The EPA recognizes the confusion that
multiple different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
our assessment of the time frame needed
for compliance with the entirety of the
revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable and, thus, is proposing that
existing affected sources be in
compliance with all of this regulation’s
revised requirements within 181 days of
the regulation’s effective date.
We solicit comment on these
proposed compliance periods, and we
specifically request submission of
information from sources in this source
category regarding specific actions that
would need to be undertaken to comply
with the proposed amended
requirements and the time needed to
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make the adjustments for compliance
with any of the revised requirements.
We note that information provided may
result in changes to the proposed
compliance dates.
D. Proposed Corrections to Earlier
Subparts
We are proposing the following
corrections to three subparts that were
amended in a final rule notice
published in the Federal Register on
March 15, 2019 (84 FR 9590). The
proposed corrections are to the NESHAP
for Surface Coating of Large Appliances
(40 CFR part 63, subpart NNNN); the
NESHAP for Printing, Coating, and
Dyeing of Fabrics and Other Textiles (40
CFR part 63, subpart OOOO); and the
NESHAP for Surface Coating of Metal
Furniture (40 CFR part 63, subpart
RRRR). Note that these proposed
corrections are not published in the
amendatory rule text in the Federal
Register (see 84 FR 9590) and are
discussed below.
We are proposing to correct 40 CFR
63.4168 of subpart NNNN. The original
instructions to 40 CFR 63.4168 in the
final rule were, ‘‘Section 63.4168 is
amended by revising paragraphs (a)(4)
and (5) and (c)(2) and (3) to read as
follows . . .’’ (84 FR 9618). The
instructions should have said, ‘‘Section
63.4168 is amended by revising
paragraphs (a)(4) and (5) and (c)(2) and
the introductory text of (c)(3) to read as
follows . . .’’ As a result, the
subparagraphs 40 CFR 63.4168(c)(3)(i)
through (iii), which were not intended
to be affected by this action, were
deleted in the CFR. We are proposing to
insert these paragraphs back into the
CFR. Please submit any comments on
this proposed correction to the docket
for the Surface Coating of Large
Appliances (Docket ID No. EPA–HQ–
OAR–2017–0670).
We are proposing to correct 40 CFR
63.4371 of subpart OOOO. The
instructions in the final rule were to
revise the definition of ‘‘Deviation,’’ but
the amendatory text contained revised
definitions of ‘‘Deviation’’ and ‘‘No
organic HAP.’’ The current definition of
‘‘No organic HAP’’ in the CFR contains
a reference that is no longer accurate.
The instruction to revise the definition
of ‘‘No organic HAP’’ was inadvertently
deleted; and, the new definition was not
inserted. We are proposing to insert this
new definition as indicated in the
amendatory language in the final rule
(84 FR 9631, March 15, 2019). Please
submit any comments on this proposed
correction to the docket for the Printing,
Coating, and Dyeing of Fabrics and
Other Textiles (Docket ID No. EPA–HQ–
OAR–2017–0668).
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We are proposing to correct 40 CFR
63.4965 of subpart RRRR. The original
instructions to 40 CFR 63.4965 in the
final rule were, ‘‘Section 63.4965 is
amended by revising paragraphs (a)(1)
through (4) and paragraph (b) to read as
follows . . .’’ (84 FR 9641). The
instructions should have said, ‘‘Section
63.4965 is amended by revising
paragraphs (a)(1) through (4) and the
introductory text of paragraph (b) to
read as follows . . .’’ As a result, the
subparagraphs 40 CFR 63.4965(b)(1)
through (3), which were not intended to
be affected by this action, were deleted
in the CFR. We are proposing to insert
these paragraphs back into the CFR.
Please submit any comments on this
proposed correction to the docket for
the Surface Coating of Metal Furniture
(Docket ID No. EPA–HQ–OAR–2017–
0669).
V. Summary of Cost, Environmental,
and Economic Impacts
A. What are the affected sources?
Currently, we estimate 43 major
source facilities are subject to the ALDT
NESHAP and operating in the United
States. The affected source under the
NESHAP is the collection of all coating
operations; all storage containers and
mixing vessels in which coatings,
thinners, and cleaning materials are
stored or mixed; all manual and
automated equipment and containers
used for conveying coatings, thinners,
and cleaning materials; and all storage
containers and all manual and
automated equipment and containers
used for conveying waste materials
generated by a coating operation. A
coating operation is defined as the
equipment used to apply coating to a
substrate (coating application) and to
dry or cure the coating after application.
A single coating operation always
includes at least the point at which a
coating is applied and all subsequent
points in the affected source where
organic HAP emissions from that
coating occur. There may be multiple
coating operations in an affected source.
Coating application with hand-held
nonrefillable aerosol containers,
touchup bottles, touchup markers,
marking pens, or pinstriping equipment
is not a coating operation for the
purposes of this subpart. The
application of temporary materials such
as protective oils and ‘‘travel waxes’’
that are designed to be removed from
the vehicle before it is delivered to a
retail purchaser is not a coating
operation for the purposes of 40 CFR
part 63, subpart IIII.
Currently, we estimate 368 major
source facilities are subject to the MMPP
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58985
NESHAP and operating in the United
States. The affected source under the
NESHAP is the collection of all coating
operations; all storage containers and
mixing vessels in which coatings,
thinners, and cleaning materials are
stored or mixed; all manual and
automated equipment and containers
used for conveying coatings, thinners,
and cleaning materials; and all storage
containers and all manual and
automated equipment and containers
used for conveying waste materials
generated by a coating operation. A
coating operation is defined as the
equipment used to apply cleaning
materials to a substrate to prepare it for
coating application (surface preparation)
or to remove dried coating; to apply
coating to a substrate (coating
application) and to dry or cure the
coating after application; or to clean
coating operation equipment
(equipment cleaning). A single coating
operation may include any combination
of these types of equipment, but always
includes at least the point at which a
given quantity of coating or cleaning
material is applied to a given part and
all subsequent points in the affected
source where organic HAP are emitted
from the specific quantity of coating or
cleaning material on the specific part.
There may be multiple coating
operations in an affected source. Coating
application with handheld, nonrefillable aerosol containers, touch-up
markers, or marking pens is not a
coating operation for the purposes of 40
CFR part 63, subpart MMMM.
Currently, we estimate 125 major
source facilities are subject to the PPP
NESHAP and operating in the United
States. The affected source under the
NESHAP is the collection of coating
operations; all storage containers and
mixing vessels in which coatings,
thinners, and cleaning materials are
stored or mixed; all manual and
automated equipment and containers
used for conveying coatings, thinners,
and cleaning materials; and all storage
containers and all manual and
automated equipment and containers
used for conveying waste materials
generated by a coating operation. A
coating operation is defined as the
equipment used to apply cleaning
materials to a substrate to prepare it for
coating application (surface preparation)
or to remove dried coating; to apply
coating to a substrate (coating
application) and to dry or cure the
coating after application; or to clean
coating operation equipment
(equipment cleaning). A single coating
operation may include any combination
of these types of equipment, but always
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includes at least the point at which a
given quantity of coating or cleaning
material is applied to a given part and
all subsequent points in the affected
source where organic HAP are emitted
from the specific quantity of coating or
cleaning material on the specific part.
There may be multiple coating
operations in an affected source. Coating
application with handheld, nonrefillable aerosol containers, touch-up
markers, or marking pens is not a
coating operation for the purposes of 40
CFR part 63, subpart PPPP.
B. What are the air quality impacts?
At the current level of control,
estimated emissions of volatile organic
HAP from the 43 facilities in the ALDT
source category are approximately 1,700
tpy. Current estimated emissions of
volatile organic HAP from the 368
facilities in the MMPP source category
are approximately 2,700 tpy. Current
estimated emissions of volatile organic
HAP from the 125 facilities in the PPP
source category are approximately 760
tpy.
The proposed amendments require
that all major sources in the ALDT,
MMPP, and PPP source categories
comply with the relevant emission
standards at all times, including periods
of SSM. We were unable to quantify the
emissions that occur during periods of
SSM or the specific emissions
reductions that would occur as a result
of this action. However, eliminating the
SSM exemption has the potential to
reduce emissions by requiring facilities
to meet the applicable standard during
SSM periods.
Indirect or secondary air emissions
impacts are impacts that would result
from the increased electricity usage
associated with the operation of control
devices (e.g., increased secondary
emissions of criteria pollutants from
power plants). Energy impacts consist of
the electricity and steam needed to
operate control devices and other
equipment. The proposed amendments
would have no effect on the energy
needs of the affected facilities in any of
the three source categories and would,
therefore, have no indirect or secondary
air emissions impacts.
C. What are the cost impacts?
We estimate that each facility in these
three source categories will experience
costs as a result of these proposed
amendments that are estimated as part
of the reporting and recordkeeping
costs. Each facility will experience costs
to read and understand the rule
amendments. Costs associated with
elimination of the SSM exemption were
estimated as part of the reporting and
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recordkeeping costs and include time
for re-evaluating previously developed
SSM record systems. Costs associated
with the requirement to electronically
submit notifications and semi-annual
compliance reports using CEDRI were
estimated as part of the reporting and
recordkeeping costs and include time
for becoming familiar with CEDRI and
the reporting template for semi-annual
compliance reports. The recordkeeping
and reporting costs are presented in
section V.III.C of this preamble.
We are also proposing a requirement
for performance testing no less
frequently than every 5 years for sources
in each source category using the addon controls compliance options. We
estimate that five major source facilities
subject to the ALDT NESHAP would
incur costs to conduct periodic testing
because they are currently using the
emission rate with add-on controls
compliance option. This total does not
include facilities in the source category
that have add-on controls and are
currently required to perform periodic
performance testing as a condition of
their state operating permit. The cost for
a facility to conduct a destruction or
removal efficiency performance test
using EPA Method 25 or 25A is
estimated to be about $19,000, and the
total cost for all five facilities subject to
the ALDT NESHAP in a single year
would be $95,000. Similarly, we
estimate that seven major source
facilities subject to the MMPP NESHAP
would incur costs to conduct periodic
testing because they are currently using
the emission rate with add-on controls
compliance option, at a total cost in a
single year of $133,000. Finally, we
estimate that three major source
facilities subject to the PPP NESHAP, at
a cost in a single year of $57,000. For
further information on the potential
costs, see the memorandum titled Draft
Costs/Impacts of the 40 CFR Part 63
Subparts IIII, MMMM, and PPPP
Monitoring Review Revisions, June 2019,
in the ALDT, MMPP, and PPP Dockets.
D. What are the economic impacts?
The economic impact analysis is
designed to inform decision makers
about the potential economic
consequences of a regulatory action. For
the current proposals, the EPA
estimated the cost of becoming familiar
with the rule and re-evaluating
previously developed SSM record
systems and performing periodic
emissions testing at certain facilities
with add-on controls that are not
already required to perform testing. To
assess the maximum potential impact,
the largest cost expected to be
experienced in any one year is
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compared to the total sales for the
ultimate owner of the affected facilities
to estimate the total burden for each
facility.
For the proposed revisions to the
ALDT NESHAP, the total cost is
estimated to be approximately $110,000
for the 43 affected entities in the first
year of the rule, and an additional
$120,000 in testing and reporting costs
for five facilities in the third year of the
rule and every 5 years thereafter. The 43
affected facilities are owned by 14
different parent companies, and the
total costs associated with the proposed
requirements range from 0.000002 to
0.0056 percent of annual sales revenue
per ultimate owner. These costs are not
expected to result in a significant
market impact, regardless of whether
they are passed on to the purchaser or
absorbed by the firms.
For the proposed revisions to the
MMPP NESHAP, the total cost is
estimated to be approximately $960,000
for the 368 affected entities in the first
year of the rule, and an additional
$170,000 in testing and reporting costs
for seven facilities in the third year of
the rule and every 5 years thereafter.
The 368 affected facilities are owned by
265 different parent companies, and the
total costs associated with the proposed
requirements range from 0.000002 to
0.25 percent of annual sales revenue per
ultimate owner. These costs are not
expected to result in a significant
market impact, regardless of whether
they are passed on to the purchaser or
absorbed by the firms.
For the proposed revisions to the PPP
NESHAP, the total cost is estimated to
be approximately $330,000 for the 125
affected entities in the first year of the
rule, and an additional $74,000 in
testing and reporting costs for three
facilities in the third year of the rule and
every 5 years thereafter. The 125
affected facilities are owned by 94
different parent companies, and the
total costs associated with the proposed
requirements range from 0.000008 to
0.22 percent of annual sales revenue per
ultimate owner. These costs are not
expected to result in a significant
market impact, regardless of whether
they are passed on to the purchaser or
absorbed by the firms.
The EPA also prepared a small
business screening assessment to
determine whether any of the identified
affected entities are small entities, as
defined by the U.S. Small Business
Administration. One of the facilities
potentially affected by the proposed
revisions to the ALDT NESHAP is a
small entity. However, the annualized
costs associated with the proposed
requirement is 0.0056 percent of annual
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sales revenue for the owner of that
facility. Of the facilities potentially
affected by the proposed revisions to the
MMPP NESHAP, 110 are small entities.
However, the annualized costs
associated with the proposed
requirements for the 103 ultimate
owners of these 110 affected small
entities range from 0.001 to 0.25 percent
of annual sales revenues per ultimate
owner. Of the facilities potentially
affected by the proposed revisions to the
PPP NESHAP, 35 are small entities.
However, the annualized costs
associated with the proposed
requirements for the 35 ultimate owners
of these 35 affected small entities range
from 0.0009 to 0.22 percent of annual
sales revenues per ultimate owner.
Therefore, there are no significant
economic impacts on a substantial
number of small entities from these
proposed amendments.
E. What are the benefits?
As stated above in section V.B. of this
preamble, we were unable to quantify
the specific emissions reductions
associated with eliminating the SSM
exemption, although this proposed
change has the potential to reduce
emissions of volatile organic HAP.
Because these proposed amendments
are not considered economically
significant, as defined by Executive
Order 12866, we did not monetize the
benefits of reducing these emissions.
This does not mean that there are no
benefits associated with the potential
reduction in volatile organic HAP from
this rule.
VI. Request for Comments
We solicit comments on this proposed
action. In addition to general comments
on this proposed action, we are also
interested in additional data that may
improve the risk assessments and other
analyses. We are specifically interested
in receiving any improvements to the
data used in the site-specific emissions
profiles used for risk modeling. Such
data should include supporting
documentation in sufficient detail to
allow characterization of the quality and
representativeness of the data or
information. Section VII of this
preamble provides more information on
submitting data.
VII. Submitting Data Corrections
The site-specific emissions profiles
used in the source category risk and
demographic analyses and instructions
are available for download on the RTR
website at https://www.epa.gov/
stationary-sources-air-pollution/surfacecoating-automobiles-and-light-dutytrucks-national-emission, for the ALDT
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NESHAP; https://www.epa.gov/
stationary-sources-air-pollution/surfacecoating-miscellaneous-metal-parts-andproducts-national for the MMPP
NESHAP; and https://www.epa.gov/
stationary-sources-air-pollution/surfacecoating-plastic-parts-and-productsnational-emission for the PPP NESHAP.
The data files include detailed
information for each HAP emissions
release point for the facilities in these
source categories.
If you believe that the data are not
representative or are inaccurate, please
identify the data in question, provide
your reason for concern, and provide
any ‘‘improved’’ data that you have, if
available. When you submit data, you
must provide documentation of the
basis for the revised values to support
your suggested changes. To submit
comments on the data downloaded from
the RTR website, complete the following
steps:
1. Within this downloaded file, enter
suggested revisions to the data fields
appropriate for that information.
2. Fill in the commenter information
fields for each suggested revision (i.e.,
commenter name, commenter
organization, commenter email address,
commenter phone number, and revision
comments).
3. Gather documentation for any
suggested emissions revisions (e.g.,
performance test reports, material
balance calculations).
4. Send the entire downloaded file
with suggested revisions in Microsoft®
Access format and all accompanying
documentation to the ALDT, MMPP, or
PPP Docket, as applicable (through the
method described in the ADDRESSES
section of this preamble).
5. If you are providing comments on
a single facility or multiple facilities,
you need only submit one file for all
facilities. The file should contain all
suggested changes for all sources at that
facility (or facilities). We request that all
data revision comments be submitted in
the form of updated Microsoft® Excel
files that are generated by the
Microsoft® Access file. These files are
provided on the RTR website at https://
www.epa.gov/stationary-sources-airpollution/surface-coating-automobilesand-light-duty-trucks-national-emission,
for the ALDT NESHAP; https://
www.epa.gov/stationary-sources-airpollution/surface-coatingmiscellaneous-metal-parts-andproducts-national for the MMPP
NESHAP; and https://www.epa.gov/
stationary-sources-air-pollution/surfacecoating-plastic-parts-and-productsnational-emission for the PPP NESHAP.
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58987
VIII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to OMB for review.
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This action is not expected to be an
Executive Order 13771 regulatory action
because this action is not significant
under Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities
in this proposal have been submitted for
approval to OMB under the PRA, as
discussed for each source category
covered by this proposal in sections
VIII.C.1 through 3.
1. Surface Coating of Automobiles and
Light-Duty Trucks
The Information Collection Request
(ICR) document that the EPA prepared
has been assigned EPA ICR number
2045.07. You can find a copy of the ICR
in the ALDT Docket (Docket ID No.
EPA–HQ–OAR–2019–0314), and it is
briefly summarized here.
As part of the RTR for the ALDT
NESHAP, the EPA is not proposing to
revise the emission limit requirements.
The EPA is proposing to revise the SSM
provisions of the rule and proposing the
use of electronic data reporting for
future performance test data submittals,
notifications, and reports. This
information is being collected to assure
compliance with 40 CFR part 63,
subpart IIII.
Respondents/affected entities:
Facilities performing surface coating of
automobiles and light-duty trucks.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart IIII).
Estimated number of respondents: In
the 3 years after the amendments are
final, approximately 43 respondents per
year would be subject to the NESHAP
and no additional respondents are
expected to become subject to the
NESHAP during that period.
Frequency of response: The total
number of responses in year 1 is 129
and in year 3 is 15. Year 2 would have
no responses.
Total estimated burden: The average
annual burden to the ALDT surface
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coating facilities over the 3 years if the
amendments are finalized is estimated
to be 410 hours (per year). The average
annual burden to the Agency over the 3
years after the amendments are final is
estimated to be 19 hours (per year).
Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The average
annual cost to the ALDT surface coating
facilities is $47,000 in labor costs and in
the first 3 years after the amendments
are final. The average annual capital and
operation and maintenance (O&M) costs
is $32,000. The total average annual
Agency cost over the first 3 years after
the amendments are final is estimated to
be $910.
2. Surface Coating of Miscellaneous
Metal Parts and Products
The ICR document that the EPA
prepared has been assigned EPA ICR
number 2056.07. You can find a copy of
the ICR in the MMPP Docket (Docket ID
No. EPA–HQ–OAR–2019–0312), and it
is briefly summarized here.
As part of the RTR for the MMPP
NESHAP, the EPA is not proposing to
revise the emission limit requirements.
The EPA is proposing to revise the SSM
provisions of the rule and proposing the
use of electronic data reporting for
future performance test data submittals,
notifications, and reports. This
information is being collected to assure
compliance with 40 CFR part 63,
subpart MMMM.
Respondents/affected entities:
Facilities performing surface coating of
miscellaneous metal parts and products.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
MMMM).
Estimated number of respondents: In
the 3 years after the amendments are
final, approximately 368 respondents
per year will be subject to the NESHAP
and no additional respondents are
expected to become subject to the
NESHAP during that period.
Frequency of response: The total
number of responses in year 1 is 1,104
and in year 3 is 14. Year 2 would have
no responses.
Total estimated burden: The average
annual burden to the MMPP surface
coating facilities over the 3 years if the
amendments are finalized is estimated
to be 2,934 hours (per year). The average
annual burden to the Agency over the 3
years after the amendments are final is
estimated to be 27 hours (per year) for
the Agency. Burden is defined at 5 CFR
1320.3(b).
Total estimated cost: The average
annual cost to the MMPP surface
coating facilities is $334,000 in labor
costs in the first 3 years after the
amendments are final. The average
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annual capital and O&M cost is $44,000.
The average annual Agency cost over
the first 3 years after the amendments
are final is estimated to be $1,300.
3. Surface Coating of Plastic Parts and
Products
The ICR document that the EPA
prepared has been assigned EPA ICR
number 2044.07. You can find a copy of
the ICR in the PPP Docket (Docket ID
No. EPA–HQ–OAR–2019–0313), and it
is briefly summarized here.
As part of the RTR for the PPP
NESHAP, the EPA is not proposing to
revise the emission limit requirements.
The EPA is proposing to revise the SSM
provisions of the rule and proposing the
use of electronic data reporting for
future performance test data submittals,
notifications, and reports. This
information is being collected to assure
compliance with 40 CFR part 63,
subpart PPPP.
Respondents/affected entities:
Facilities performing surface coating of
plastic parts and products.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
PPPP).
Estimated number of respondents: In
the 3 years after the amendments are
final, approximately 125 respondents
per year will be subject to the NESHAP
and no additional respondents are
expected to become subject to the
NESHAP during that period.
Frequency of response: The total
number of responses in year 1 is 375
and in year 3 is 9. Year 2 would have
no responses.
Total estimated burden: The average
annual burden to the PPP surface
coating facilities over the 3 years if the
amendments are finalized is estimated
to be 1,007 hours (per year). The average
annual burden to the Agency over the 3
years after the amendments are final is
estimated to be 18 hours (per year) for
the Agency. Burden is defined at 5 CFR
1320.3(b).
Total estimated cost: The average
annual cost to the PPP surface coating
facilities is $115,000 in labor costs in
the first 3 years after the amendments
are final. The average annual capital and
O&M cost is $19,000. The average
annual Agency cost over the first 3 years
after the amendments are final is
estimated to be $870.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
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accuracy of the provided burden
estimates and any suggested methods
for minimizing respondent burden to
the EPA using the dockets identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than December 2, 2019. The EPA
will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. The economic impact
associated with the proposed
requirements in this action for the
affected small entities is described in
section V.D. above.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. The
action imposes no enforceable duty on
any state, local, or tribal governments or
the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. No tribal facilities are
known to be engaged in any of the
industries that would be affected by this
action (ALDT surface coating, MMPP
surface coating, and PPP surface
coating). Thus, Executive Order 13175
does not apply to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
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health or safety risks addressed by this
action present a disproportionate risk to
children. This action’s health and risk
assessments are contained in sections
III.A and C, IV.A.1 and 2, IV.B.1 and 2,
and IV.C.1 and 2 of this preamble and
are further documented in the
Automobiles and Light-Duty Trucks
Risk Assessment Report, in the ALDT
Docket, Miscellaneous Metal Parts and
Products Risk Assessment Report, in the
MMPP Docket and the Plastic Parts and
Products Risk Assessment Report, in the
PPP Docket.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 because it is not a
significant regulatory action under
Executive Order 12866.
J. National Technology Transfer and
Advancement Act (NTTAA) and 1 CFR
Part 51
This rulemaking involves technical
standards. We are proposing to amend
the ALDT NESHAP, the MMPP
NESHAP, and the PPP NESHAP in this
action to provide owners and operators
with the option of using two new
methods. We are proposing to add EPA
Method 18 of appendix A to 40 CFR part
60, ‘‘Measurement of Gaseous Organic
Compound Emissions by Gas
Chromatography’’ to measure and
subtract methane emissions from
measured total gaseous organic mass
emissions as carbon. We are also
proposing to amend each of these
NESHAP to incorporate by reference
ASTM Method D2369–10 (2015), ‘‘Test
Method for Volatile Content of
Coatings’’ into these three NESHAP as
an alternative to EPA Method 24 for the
determination of the volatile matter
content in surface coatings. ASTM
Method D2369–10 (2015) is a test
method that allows for more accurate
results for multi-component chemical
resistant coatings.
We are proposing to amend the
MMPP NESHAP and the PPP NESHAP
to incorporate by reference ASTM
Method D2111–10 (2015), ‘‘Standard
Test Methods for Specific Gravity of
Halogenated Organic Solvents and Their
Admixtures,’’ as an alternative to ASTM
Method D1475–13. ASTM Method
D2111–10 (2015) is a test method that
allows measurement of specific gravity
at different temperatures that are chosen
by the analyst.
We are proposing to amend all three
NESHAP to update ASTM Method
D1475–98, ‘‘Standard Test Method for
Density of Liquid Coatings, Inks, and
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Related Products,’’ by incorporating by
reference ASTM Method D1475–13.
This test method covers the
measurement of the density of paints,
inks, varnishes, lacquers, and
components thereof, other than
pigments, when in fluid form.
We are proposing to amend the ALDT
NESHAP and the MMPP NESHAP to
update ASTM Method D2697–86 (1998),
‘‘Standard Test Method for Volume
Nonvolatile Matter in Clear or
Pigmented Coatings,’’ by incorporating
by reference ASTM Method D2697–03
(2014), which is the updated version of
the previously approved method, and to
update ASTM Method D6093–97 (2003),
‘‘Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using Helium Gas
Pycnometer,’’ by incorporating by
reference ASTM Method D6093–97
(2016), which is the updated version of
the previously approved method. ASTM
Method D2697–03 (2014) is a test
method that can be used to determine
the volume of nonvolatile matter in
clear and pigmented coatings and
ASTM Method D6093–97 (2016) is a test
method that can be used to determine
the percent volume of nonvolatile
matter in clear and pigmented coatings.
We are proposing to amend the ALDT
NESHAP to update ASTM D5066–91,
‘‘Standard Test Method for
Determination of the Transfer Efficiency
Under Production Conditions for Spray
Application of Automotive PaintsWeight Basis,’’ by incorporating by
reference ASTM D5066–91 (Reapproved
2017). This test method covers
procedures for determination of the
transfer efficiency (using a weight
method) under production conditions
for in-plant spray application of
automotive paints as outlined in Section
18 of EPA 450/3–88–018.
We are proposing to amend the ALDT
NESHAP and the MMPP NESHAP to
update ASTM Method D5965,
‘‘Standard Test Methods for Specific
Gravity of Coating Powders,’’ by
incorporating by reference ASTM
Method D5965–02 (2013). These test
methods cover three procedures for
determining the specific gravity (see
definition) of coating powders, i.e., Test
Method A—For Testing Coating
Powders, Excluding Metallics; Test
Method B—For Tests Requiring Greater
Precision than Test Method A,
Including Metallics, Using Helium
Pycnometry; and Test Method C—For
Theoretical Calculation Based on Raw
Material.
We are proposing to amend the ALDT
NESHAP to update ASTM D6266–00a,
‘‘Test Method for Determining the
Amount of Volatile Organic Compound
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58989
(VOC) Released from Waterborne
Automotive Coatings and Available for
Removal in a VOC Control Device
(Abatement),’’ by incorporating by
reference ASTM D6266–00a
(Reapproved 2017). This test method
describes the determination of the
amount of VOC released from applied
waterborne automotive coatings that is
available for delivery to a VOC control
device. The determination is
accomplished by measuring the weight
loss of a freshly coated test panel subject
to evaporation or drying and by analysis
of the VOC or water content in the
coating.
The ASTM standards are available
from the American Society for Testing
and Materials (ASTM), 100 Barr Harbor
Drive, Post Office Box C700, West
Conshohocken, PA 19428–2959. See
https://www.astm.org/.
The EPA is proposing to amend the
ALDT NESHAP to incorporate by
reference EPA–450/3–88–018 ‘‘Protocol
for Determining Daily Volatile Organic
Compound Emission Rate of
Automobile and Light Duty Truck
Topcoat Operations’’ for use in
§§ 63.3161(f), 63.3165(e). This protocol
determines the daily VOC emission rate
(pounds of VOC per gallon of coating
solids deposited) for a complete
automobile and light-duty truck topcoat
operation and is available in the ALDT
Docket. The protocol is designed for
uses in cases where topcoat emission
limit is stated in units of pounds of VOC
per gallon of solids deposited,
compliance is demonstrated each day,
and entire topcoat operation is treated
as a single entity. The protocol uses the
number of square feet coated on each
vehicle in each booth with each coating
as the basis for the daily weighting of
individual transfer efficiency and bake
oven exhaust control values. The
method is intended to apply to primary
coatings for new ALDT bodies, body
parts for new ALDT, and other parts that
are coated along with these bodies or
body parts. It can also be downloaded
from EPA’s website at the National
Service Center for Environmental
Publications, just access the following
website at https://nepis.epa.gov and
search either the title or document
number. The EPA is not proposing
ASTM Method D1963–85 (1996),
‘‘Standard Test Method for Specific
Gravity of Drying Oils, Varnishes,
Resins, and Related Materials at 25/25
C,’’ as an alternative for the
determination of the specific gravity
because ASTM has withdrawn the
method without replacement. The EPA
is also not proposing California Air
Resources Board Method 310,
‘‘Determination of Volatile Organic
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Compounds in Consumer Products and
Reactive Organic Compounds in Aerosol
Coating Products,’’ as an alternative to
EPA Method 24 because the EPA has
approved the method only for consumer
products and aerosol coatings, which do
not apply to the rulemakings or source
categories addressed in this action.
ASTM D5087–02 was previously
approved for incorporation by reference
into § 63.3165(e).
Although we identified another 14
VCS for ALDT, MMPP, and PPP as being
possible alternatives for methods
included in these rules, we are not
proposing to add these VCS in these
rulemakings. See the memoranda titled
Voluntary Consensus Standard Results
for Surface Coating of Automobiles and
Light-duty Trucks, June 2019, Voluntary
Consensus Standard Results for Surface
Coating of Miscellaneous Metal Parts
and Products, June 2019, and Voluntary
Consensus Standard Results for Surface
Coating of Plastic Parts and Products,
June 2019, in the ALDT Docket, MMPP
Docket, and the PPP Docket,
respectively, for the reasons for these
determinations.
Under 40 CFR 63.7(f) and 40 CFR
63.8(f) of subpart A of the General
Provisions, a source may apply to the
EPA for permission to use alternative
test methods or alternative monitoring
requirements in place of any required
testing methods, performance
specifications, or procedures in the final
rule or any amendments.
The EPA welcomes comments on this
aspect of the proposed rulemaking and,
specifically, invites the public to
identify potentially applicable VCS and
to explain why such standards should
be used in this regulation.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
The documentation for this decision
is contained in sections IV.A.1 and 2,
sections IV.B.1 and 2, and IV.C.1 and 2
of this preamble and the technical
reports titled Risk and Technology
Review—Analysis of Demographic
Factors for Populations Living Near
Surface Coating of Automobiles and
Light-Duty Trucks Source Category
Operations, March 2019, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Surface Coating of
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20:18 Oct 31, 2019
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Miscellaneous Metal Parts and Products
Source Category Operations, May 2019,
and Risk and Technology Review—
Analysis of Demographic Factors for
Populations Living Near Surface
Coating of Plastic Parts and Products
Source Category Operations, April 2019,
available in the ALDT Docket, MMPP
Docket, and the PPP Docket,
respectively.
As discussed in sections IV.A.1,
IV.B.1, and IV.C.1 of this preamble, we
performed a demographic analysis for
each source category, which is an
assessment of risks to individual
demographic groups, of the population
close to the facilities (within 50 km and
within 5 km). In this analysis, we
evaluated the distribution of HAPrelated cancer risks and noncancer
hazards from the ALDT, MMPP, and
PPP source categories across different
social, demographic, and economic
groups within the populations living
near operations identified as having the
highest risks.
The results of the ALDT source
category demographic analysis indicate
that approximately 15,000 people are
exposed to a cancer risk at or above 1in-1 million and no one is exposed to
a chronic noncancer HI greater than 1.
The overall percent of the population
that is minorities is similar nationally
(38 percent) and for the category
population with cancer risk greater than
or equal to 1-in-1 million (40 percent).
However, the category population with
cancer risk greater than or equal to 1-in1 million has a greater percent Hispanic
population (27 percent) as compared to
the national percent Hispanic
population (18 percent).
The proximity results (irrespective of
risk) indicate that the overall percentage
of the population that is minority is
higher (48 percent) within 5 km of
ALDT facilities than the nationwide
percentage (38 percent). This is driven
by a higher percentage of ‘‘African
American’’ (27 percent) within 5 km of
facilities in this category than the
nationwide percentage (12 percent).
The results of the MMPP source
category demographic analysis indicate
that approximately 18,000 people are
exposed to a cancer risk at or above 1in-1 million and no one is exposed to
a chronic noncancer HI greater than 1.
The percentages of the at-risk
population in the following specific
demographic groups are higher than
their respective nationwide percentages:
‘‘White,’’ ‘‘Below the Poverty Level,’’
and ‘‘Over 25 and Without a High
School Diploma.’’
The proximity results (irrespective of
risk) indicate that the overall percentage
of the population that is minority is
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higher (45 percent) within 5 km of
MMPP facilities than the nationwide
percentage (38 percent). This is driven
by a higher percentage of ‘‘African
American’’ (18 percent) within 5 km of
facilities in this category than the
nationwide percentage (12 percent).
The results of the PPP source category
demographic analysis indicate that
approximately 500 people are exposed
to a cancer risk at or above 1-in-1
million and no one is exposed to a
chronic noncancer HI greater than 1.
The percentages of the at-risk
population in the following specific
demographic groups are higher than
their respective nationwide percentages:
‘‘White’’ and ‘‘Below the Poverty
Level.’’
The proximity results (irrespective of
risk) indicate that the population
percentages for all demographic
categories located within 5 km of PPP
facilities are very similar to their
respective nationwide percentages.
We do not expect this proposal to
achieve significant reductions in HAP
emissions. The EPA anticipates that this
action does not have disproportionately
high and adverse human health or
environmental effects on minority
populations, low-income populations,
and/or indigenous peoples, as specified
in Executive Order 12898 (59 FR 7629,
February 16, 1994) because it does not
significantly affect the level of
protection provided to human health or
the environment. The documentation
for this decision is contained in section
IV of this preamble and the technical
reports titled Risk and Technology
Review—Analysis of Demographic
Factors for Populations Living Near
Surface Coating of Automobiles and
Light-Duty Trucks Category Operations,
June 2019, Risk and Technology
Review—Analysis of Demographic
Factors for Populations Living Near
Surface Coating of Miscellaneous Metal
Parts and Products Source Category
Operations, June 2019, and Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Surface Coating of Plastic
Parts and Products Source Category
Operations, June 2019, which are
available in the ALDT Docket, MMPP
Docket, and the PPP Docket,
respectively.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Appendix A,
Hazardous substances, Incorporation by
reference, Reporting and recordkeeping
requirements, Surface coating of
automobiles and light-duty trucks,
Surface coating of miscellaneous metal
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parts and products, Surface coating of
plastic parts and products.
Dated: August 16, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons stated in the
preamble, the Environmental Protection
Agency proposes to amend part 63 of
title 40, chapter I, of the Code of Federal
Regulations as follows:
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart A—General Provisions
2. Section 63.14 is amended by:
a. Revising paragraphs (h)(12), (13),
(21), (26), (29), (30), (66), (76), (78), (79),
and (81);
■ b. Redesignating paragraphs (n)(1)
through (24) as paragraphs (n)(2)
through (25); and
■ c. Adding new paragraph (n)(1).
The revisions and addition read as
follows:
■
■
§ 63.14
Incorporations by reference
*
*
*
*
*
(h) * * *
(12) ASTM D1475–98 (Reapproved
2003), ‘‘Standard Test Method for
Density of Liquid Coatings, Inks, and
Related Products,’’ IBR approved for
§ 63.4141(b) and (c).
(13) ASTM D1475–13, Standard Test
Method for Density of Liquid Coatings,
Inks, and Related Products, approved
November 1, 2013, IBR approved for
§§ 63.3151(b), 63.3941(b) and (c),
63.3951(c), 63.4141(b) and (c),
63.4551(c), 63.4741(b) and (c),
63.4751(c), and 63.4941(b) and (c).
*
*
*
*
*
(21) ASTM D2111–10 (Reapproved
2015), Standard Test Methods for
Specific Gravity and Density of
Halogenated Organic Solvents and Their
Admixtures, approved June 1, 2015, IBR
approved for §§ 63.3951(c), 63.4141(b)
and (c), 63.4551(c), and 63.4741(a).
*
*
*
*
*
(26) ASTM D2369–10 (Reapproved
2015)e, Standard Test Method for
Volatile Content of Coatings, approved
June 1, 2015, IBR approved for
§§ 63.3151(a), 63.3961(j), 63.4141(a) and
(b), 63.4161(h), 63.4321(e), 63.4341(e),
63.4351(d), 63.4541(a), 63.4561(j),
63.4741(a), 63.4941(a) and (b), and
63.4961(j).
*
*
*
*
*
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(29) ASTM D2697–86 (Reapproved
1998), Standard Test Method for
Volume Nonvolatile Matter in Clear or
Pigmented Coatings, IBR approved for
§§ 63.3521(b), 63.4141(b), 63.4741(b),
63.4941(b), and 63.5160(c).
(30) ASTM D2697–03 (Reapproved
2014), Standard Test Method for
Volume Nonvolatile Matter in Clear or
Pigmented Coatings, approved July 1,
2014, IBR approved for §§ 63.3161(f),
63.3941(b), 63.4141(b), 63.4741(a) and
(b), and 63.4941(b).
*
*
*
*
*
(66) ASTM D5066–91 (Reapproved
2017), Standard Test Method for
Determination of the Transfer Efficiency
Under Production Conditions for Spray
Application of Automotive PaintsWeight Basis, IBR approved for
§ 63.3161(g).
*
*
*
*
*
(76) ASTM D5965–02 (2013),
Standard Test Methods for Specific
Gravity of Coating Powders, IBR
approved for §§ 63.3151(b) and
63.3951(c).
*
*
*
*
*
(78) ASTM D6093–97 (Reapproved
2003), Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using a Helium Gas
Pycnometer, IBR approved for
§§ 63.3521 and 63.5160(c).
(79) ASTM D6093–97 (Reapproved
2016), Standard Test Method for Percent
Volume Nonvolatile Matter in Clear or
Pigmented Coatings Using a Helium Gas
Pycnometer, Approved December 1,
2016, IBR approved for §§ 63.3161(f),
63.3941(b), 63.4141(b), 63.4741(a) and
(b), and 63.4941(b).
*
*
*
*
*
(81) ASTM D6266–00a (Reapproved
2017), Test Method for Determining the
Amount of Volatile Organic Compound
(VOC) Released from Waterborne
Automotive Coatings and Available for
Removal in a VOC Control Device
(Abatement), IBR approved for
§ 63.3165(e).
*
*
*
*
*
(n) * * *
(1) EPA–450/3–88–018, Protocol for
Determining Daily Volatile Organic
Compound Emission Rate of
Automobile and Light-Duty Truck
Topcoat Operations, IBR approved for
§§ 63.3161(f) and 63.3165(e)
*
*
*
*
*
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58991
Subpart IIII—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of
Automobiles and Light-Duty Trucks
3. Section 63.3092 is amended by
revising paragraph (a)(2) to read as
follows:
■
§ 63.3092 How must I control emissions
from my electrodeposition primer system if
I want to comply with the combined primersurfacer, topcoat, final repair, glass
bonding primer, and glass bonding
adhesive emission limit?
*
*
*
*
*
(a) * * *
(2) 0.10 percent by weight of any
organic HAP in Table 5 of this subpart.
*
*
*
*
*
■ 4. Section 63.3093 is amended by
revising paragraph (b) to read as follows:
§ 63.3093
meet?
What operating limits must I
*
*
*
*
*
(b) Except as provided in paragraph
(d) of this section, for any controlled
coating operation(s), you must meet the
operating limits specified in Table 1 to
this subpart. These operating limits
apply to the emission capture and addon control systems on the coating
operation(s) for which you use this
option, and you must establish the
operating limits during performance
tests according to the requirements in
§ 63.3167. You must meet the operating
limits at all times after you establish
them.
*
*
*
*
*
■ 5. Section 63.3100 is amended by
revising paragraphs (b), (d), and (f) to
read as follows:
§ 63.3100 What are my general
requirements for complying with this
subpart?
*
*
*
*
*
(b) Before [date 181 days after date of
publication of final rule in the Federal
Register], the coating operations must
be in compliance with the operating
limits for emission capture systems and
add-on control devices required by
§ 63.3093 at all times except during
periods of startup, shutdown, and
malfunction. On and after [date 181
days after date of publication of final
rule in the Federal Register], the coating
operations must be in compliance with
the operating limits for emission capture
systems and add-on control devices
required by § 63.3093 at all times.
*
*
*
*
*
(d) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must always operate and
maintain your affected source including
all air pollution control and monitoring
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equipment you use for purposes of
complying with this subpart according
to the provisions in § 63.6(e)(1)(i). On
and after [date 181 days after date of
publication of final rule in the Federal
Register], at all times, the owner or
operator must operate and maintain any
affected source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by the applicable
standard have been achieved.
Determination of whether a source is
operating in compliance with operation
and maintenance requirements will be
based on information available to the
Administrator that may include, but is
not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the affected source.
*
*
*
*
*
(f) Before [date 181 days after date of
publication of final rule in the Federal
Register], if your affected source uses
emission capture systems and add-on
control devices, you must develop a
written startup, shutdown, and
malfunction plan (SSMP) according to
the provisions in § 63.6(e)(3). The SSMP
must address startup, shutdown, and
corrective actions in the event of a
malfunction of the emission capture
system or the add-on control devices.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the SSMP is not required.
■ 6. Section 63.3120 is amended by:
■ a. Revising paragraphs (a)(4), (a)(5)
introductory text, (a)(5)(iv), (a)(6)
introductory text, (a)(6)(iii), (a)(6)(vi)
through (viii), (a)(6)(x), and (a)(6)(xiii)
and (xiv);
■ b. Adding paragraphs (a)(5)(v) and
(a)(6)(xv);
■ c. Revising paragraphs (a)(7)
introductory text and (a)(7)(i) and (iii);
■ d. Adding paragraph (a)(7)(iv);
■ e. Revising paragraphs (a)(8)
introductory text, (a)(8)(ii), (a)(8)(v)
through (vii), (a)(8)(ix), (a)(8)(xii), (a)(9)
introductory text, (a)(9)(i) and (ii), and
(c) introductory text; and
■ f. Adding paragraphs (d) through (h).
The revisions and additions read as
follows:
§ 63.3120
What reports must I submit?
(a) * * *
(4) No deviations. If there were no
deviations from the emission limits,
operating limits, or work practices in
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§§ 63.3090, 63.3091, 63.3092, 63.3093,
and 63.3094 that apply to you, the
semiannual compliance report must
include a statement that there were no
deviations from the applicable emission
limitations during the reporting period.
If you used control devices to comply
with the emission limits, and there were
no periods during which the CPMS
were out of control as specified in
§ 63.8(c)(7), the semiannual compliance
report must include a statement that
there were no periods during which the
CPMS were out of control during the
reporting period.
(5) Deviations: Adhesive, sealer, and
deadener. Before [date 181 days after
date of publication of final rule in the
Federal Register], if there was a
deviation from the applicable emission
limits in § 63.3090(c) and (d) or
§ 63.3091(c) and (d), the semiannual
compliance report must contain the
information in paragraphs (a)(5)(i)
through (iv) of this section. On and after
[date 181 days after date of publication
of final rule in the Federal Register], if
there was a deviation from the
applicable emission limits in
§ 63.3090(c) and (d) or § 63.3091(c) and
(d), the semiannual compliance report
must contain the information in
paragraphs (a)(5)(i) through (v) of this
section.
*
*
*
*
*
(iv) The reason for the deviation
(including unknown cause, if
applicable).
(v) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the number of
deviations and, for each deviation, a list
of the affected source or equipment, an
estimate of the quantity of each
regulated pollutant emitted over the
applicable emission limit in § 63.3090(c)
and (d) or § 63.3091(c) and (d), and a
description of the method used to
estimate the emissions.
(6) Deviations: Combined
electrodeposition primer, primersurfacer, topcoat, final repair, glass
bonding primer and glass bonding
adhesive, or combined primer-surfacer,
topcoat, final repair, glass bonding
primer, and glass bonding adhesive plus
all coatings and thinners, except for
deadener materials and for adhesive and
sealer materials that are not components
of glass bonding systems, used in
coating operations added to the affected
source pursuant to § 63.3082(c). Before
[date 181 days after date of publication
of final rule in the Federal Register], if
there was a deviation from the
applicable emission limits in
§ 63.3090(a) or (b) or § 63.3091(a) or (b)
or the applicable operating limit(s) in
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Table 1 to this subpart, the semiannual
compliance report must contain the
information in paragraphs (a)(6)(i)
through (xiv) of this section. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], if there was a deviation from
the applicable emission limits in
§ 63.3090(a) or (b) or § 63.3091(a) or (b)
or the applicable operating limit(s) in
Table 1 to this subpart, the semiannual
compliance report must contain the
information in paragraphs (a)(6)(i)
through (xv) of this section.
*
*
*
*
*
(iii) The date and time that each
malfunction of the capture system or
add-on control devices used to control
emissions from these operations started
and stopped.
*
*
*
*
*
(vi) Before [date 181 days after date of
publication of final rule in the Federal
Register], the date and time that each
CPMS was inoperative, except for zero
(low-level) and high-level checks. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], for each instance that the
CPMS was inoperative, except for zero
(low-level) and high-level checks, the
date, time, and duration that the CPMS
was inoperative; the cause (including
unknown cause) for the CPMS being
inoperative; and descriptions of
corrective actions taken.
(vii) Before [date 181 days after date
of publication of final rule in the
Federal Register], the date and time
period that each CPMS was out of
control, including the information in
§ 63.8(c)(8). On and after [date 181 days
after date of publication of final rule in
the Federal Register], for each instance
that the CPMS was out of control, as
specified in § 63.8(c)(7), the date, time,
and duration that the CPMS was out-ofcontrol; the cause (including unknown
cause) for the CPMS being out-ofcontrol; and descriptions of corrective
actions taken.
(viii) Before [date 181 days after date
of publication of final rule in the
Federal Register], The date and time
period of each deviation from an
operating limit in Table 1 to this
subpart; date and time period of each
bypass of an add-on control device; and
whether each deviation occurred during
a period of startup, shutdown, or
malfunction or during another period.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the date, time, and duration of
each deviation from an operating limit
in Table 1 to this subpart; and the date,
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time, and duration of each bypass of an
add-on control device.
*
*
*
*
*
(x) Before [date 181 days after date of
publication of final rule in the Federal
Register], a breakdown of the total
duration of the deviations from each
operating limit in Table 1 to this subpart
and bypasses of each add-on control
device during the semiannual reporting
period into those that were due to
startup, shutdown, control equipment
problems, process problems, other
known causes, and other unknown
causes. On and after [date 181 days after
date of publication of final rule in the
Federal Register], a breakdown of the
total duration of the deviations from
each operating limit in Table 1 to this
subpart and bypasses of each add-on
control device during the semiannual
reporting period into those that were
due to control equipment problems,
process problems, other known causes,
and other unknown causes.
*
*
*
*
*
(xiii) Before [date 181 days after date
of publication of final rule in the
Federal Register], for each deviation
from the work practice standards a
description of the deviation, the date
and time period of the deviation, and
the actions you took to correct the
deviation. On and after [date 181 days
after date of publication of final rule in
the Federal Register], for deviations
from the work practice standards, the
number of deviations, and, for each
deviation, the information in paragraphs
(a)(6)(xiii)(A) and (B) of this section.
(A) A description of the deviation, the
date, time, and duration of the
deviation; and the actions you took to
minimize emissions in accordance with
§ 63.3100(d).
(B) A list of the affected sources or
equipment for which a deviation
occurred, the cause of the deviation
(including unknown cause, if
applicable), and any corrective actions
taken to return the affected unit to its
normal or usual manner of operation.
(xiv) Before [date 181 days after date
of publication of final rule in the
Federal Register], a statement of the
cause of each deviation. On and after
[date 181 days after date of publication
of final rule in the Federal Register], for
deviations from an emission limitation
in § 63.3090(a) or (b) or § 63.3091(a) or
(b) or operating limit in Table 1 of this
subpart, a statement of the cause of each
deviation (including unknown cause, if
applicable).
(xv) On and after [date 181 days after
date of publication of final rule in the
Federal Register], for each deviation
from an emission limitation in
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§ 63.3090(a) or (b), or § 63.3091(a) or (b),
or operating limit in Table 1 to this
subpart, a list of the affected sources or
equipment for which a deviation
occurred, an estimate of the quantity of
each regulated pollutant emitted over
any emission limit in § 63.3090(a) or (b)
or § 63.3091(a) or (b), and a description
of the method used to estimate the
emissions.
(7) Deviations: Separate
electrodeposition primer organic HAP
content limit. Before [date 181 days after
date of publication of final rule in the
Federal Register], if you used the
separate electrodeposition primer
organic HAP content limits in
§ 63.3092(a), and there was a deviation
from these limits, the semiannual
compliance report must contain the
information in paragraphs (a)(7)(i)
through (iii) of this section. On and after
[date 181 days after date of publication
of final rule in the Federal Register], if
you used the separate electrodeposition
primer organic HAP content limits in
§ 63.3092(a), and there was a deviation
from these limits, the semiannual
compliance report must contain the
information in paragraphs (a)(7)(i)
through (iv) of this section.
(i) Identification of each material used
that deviated from the emission limit,
and the date, time, and duration each
was used.
*
*
*
*
*
(iii) A statement of the cause of each
deviation (including unknown case, if
applicable).
(iv) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the number of
deviations, a list of the affected source
or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any emission limit in
§ 63.3092(a), and a description of the
method used to estimate the emissions.
(8) Deviations: Separate
electrodeposition primer bake oven
capture and control limitations. Before
[date 181 days after date of publication
of final rule in the Federal Register], if
you used the separate electrodeposition
primer bake oven capture and control
limitations in § 63.3092(b), and there
was a deviation from the limitations in
§ 63.3092(b) or the applicable operating
limit in Table 1 to this subpart, the
semiannual compliance report must
contain the information in paragraphs
(a)(8)(i) through (xii) of this section. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], if you used the separate
electrodeposition primer bake oven
capture and control limitations in
§ 63.3092(b), and there was a deviation
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58993
from the limitations in § 63.3092(b) or
the applicable operating limit in Table
1 to this subpart, the semiannual
compliance report must contain the
information in paragraphs (a)(8)(i)
through (xiv) of this section.
*
*
*
*
*
(ii) The date and time that each
malfunction of the capture systems or
control devices used to control
emissions from the electrodeposition
primer bake oven started and stopped.
*
*
*
*
*
(v) Before [date 181 days after date of
publication of final rule in the Federal
Register], the date and time that each
CPMS was inoperative, except for zero
(low-level) and high-level checks. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], for each instance that the
CPMS was inoperative, except for zero
(low-level) and high-level checks, the
date, time, and duration that the CPMS
was inoperative; the cause (including
unknown cause) for the CPMS being
inoperative; and descriptions of
corrective actions taken.
(vi) Before [date 181 days after date of
publication of final rule in the Federal
Register], the date, time, and duration
that each CPMS was out of control,
including the information in
§ 63.8(c)(8). On and after [date 181 days
after date of publication of final rule in
the Federal Register], for each instance
that the CPMS was out of control, as
specified in § 63.8(c)(7), the date, time,
and duration that the CPMS was out-ofcontrol; the cause (including unknown
cause) for the CPMS being out-ofcontrol; and descriptions of corrective
actions taken.
(vii) Before [date 181 days after date
of publication of final rule in the
Federal Register], the date and time
period of each deviation from an
operating limit in Table 1 to this
subpart; date and time period of each
bypass of an add-on control device; and
whether each deviation occurred during
a period of startup, shutdown, or
malfunction or during another period.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the date, time, and duration of
each deviation from an operating limit
in Table 1 to this subpart; and the date,
time, and duration of each bypass of an
add-on control device.
*
*
*
*
*
(ix) Before [date 181 days after date of
publication of final rule in the Federal
Register], a breakdown of the total
duration of the deviations from each
operating limit in Table 1 to this subpart
and bypasses of each add-on control
device during the semiannual reporting
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period into those that were due to
startup, shutdown, control equipment
problems, process problems, other
known causes, and other unknown
causes. On and after [date 181 days after
date of publication of final rule in the
Federal Register], a breakdown of the
total duration of the deviations from
each operating limit in Table 1 to this
subpart and bypasses of each add-on
control device during the semiannual
reporting period into those that were
due to control equipment problems,
process problems, other known causes,
and other unknown causes.
*
*
*
*
*
(xii) A statement of the cause of each
deviation (including unknown cause, if
applicable).
(9) Deviations: Work practice plans.
Before [date 181 days after date of
publication of final rule in the Federal
Register], if there was a deviation from
an applicable work practice plan
developed in accordance with
§ 63.3094(b) or (c), the semiannual
compliance report must contain the
information in paragraphs (a)(9)(i)
through (iii) of this section. On and after
[date 181 days after date of publication
of final rule in the Federal Register], if
there were deviations from an
applicable work practice plan
developed in accordance with
§ 63.3094(b) or (c), the semiannual
compliance report must contain the
number of deviations, and, for each
deviation, the information in paragraphs
(a)(9)(i) through (iii) of this section.
(i) Before [date 181 days after date of
publication of final rule in the Federal
Register], the time period during which
each deviation occurred. On and after
[date 181 days after date of publication
of final rule in the Federal Register], the
date, time, and duration of the
deviation.
(ii) Before [date 181 days after date of
publication of final rule in the Federal
Register], the nature of each deviation.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the nature of the deviation,
including a list of the affected sources
or equipment for which the deviation
occurred, and the cause of the deviation
(including unknown cause, if
applicable).
*
*
*
*
*
(c) Startup, shutdown, and
malfunction reports. Before [date 181
days after date of publication of final
rule in the Federal Register], if you used
add-on control devices and you had a
startup, shutdown, or malfunction
during the semiannual reporting period,
you must submit the reports specified in
paragraphs (c)(1) and (2) of this section.
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On and after [date 181 days after date of
publication of final rule in the Federal
Register], the reports specified in
paragraphs (c)(1) and (2) of this section
are not required.
*
*
*
*
*
(d) On and after [date 181 days after
date of publication of final rule in the
Federal Register], you must submit the
results of the performance test required
in paragraph (b) of this section
following the procedure specified in
paragraphs (d)(1) through (3) of this
section.
(1) For data collected using test
methods supported by the EPA’s
Electronic Reporting Tool (ERT) as
listed on the EPA’s ERT website
(https://www.epa.gov/electronicreporting-air-emissions/electronicreporting-tool-ert) at the time of the test,
you must submit the results of the
performance test to the EPA via the
Compliance and Emissions Data
Reporting Interface (CEDRI). (CEDRI can
be accessed through the EPA’s Central
Data Exchange (CDX) (https://
cdx.epa.gov/)). Performance test data
must be submitted in a file format
generated through the use of the EPA’s
ERT or an alternate electronic file
format consistent with the extensible
markup language (XML) schema listed
on the EPA’s ERT website.
(2) For data collected using test
methods that are not supported by the
EPA’s ERT as listed on the EPA’s ERT
website at the time of the test, you must
submit the results of the performance
test to the Administrator at the
appropriate address listed in § 63.13,
unless the Administrator agrees to or
specifies an alternate reporting method.
(3) If you claim that some of the
performance test information being
submitted under paragraph (c)(1) of this
section is confidential business
information (CBI), you must submit a
complete file generated through the use
of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website, including information claimed
to be CBI, on a compact disc, flash
drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium must be clearly
marked as CBI and mailed to U.S. EPA/
OAPQS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same ERT or
alternate file with the CBI omitted must
be submitted to the EPA via the EPA’s
CDX as described in paragraph (c)(1) of
this section.
(e) On and after [date 181 days after
date of publication of final rule in the
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Federal Register], the owner or operator
shall submit the initial notifications
required in § 63.9(b) and the notification
of compliance status required in
§ 63.9(h) and § 63.3110(c) to the EPA via
the CEDRI. (CEDRI can be accessed
through the EPA’s CDX (https://
cdx.epa.gov/)). The owner or operator
must upload to CEDRI an electronic
copy of each applicable notification in
portable document format (PDF). The
applicable notification must be
submitted by the deadline specified in
this subpart, regardless of the method in
which the reports are submitted.
Owners or operators who claim that
some of the information required to be
submitted via CEDRI is CBI shall submit
a complete report generated using the
appropriate form in CEDRI or an
alternate electronic file consistent with
the extensible markup language (XML)
schema listed on the EPA’s CEDRI
website, including information claimed
to be CBI, on a compact disc, flash
drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium shall be clearly
marked as CBI and mailed to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted shall be submitted to
the EPA via the EPA’s CDX as described
earlier in this paragraph.
(f) On and after [date 181 days after
date of publication of final rule in the
Federal Register], or once the reporting
template has been available on the
CEDRI website for 1 year, whichever
date is later, the owner or operator shall
submit the semiannual compliance
report required in paragraph (a) of this
section to the EPA via the CEDRI. The
CEDRI interface can be accessed through
the EPA’s CDX (https://cdx.epa.gov/).
The owner or operator must use the
appropriate electronic template on the
CEDRI Web for this subpart or an
alternate electronic file format
consistent with the XML schema listed
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri). If the
reporting form for the semiannual
compliance report specific to this
subpart is not available in CEDRI at the
time that the report is due, you must
submit the report to the Administrator
at the appropriate addresses listed in
§ 63.13. Once the form has been
available in CEDRI for 1 year, you must
begin submitting all subsequent reports
via CEDRI. The reports must be
submitted by the deadlines specified in
this subpart, regardless of the method in
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which the reports are submitted.
Owners or operators who claim that
some of the information required to be
submitted via CEDRI is CBI shall submit
a complete report generated using the
appropriate form in CEDRI or an
alternate electronic file consistent with
the XML schema listed on the EPA’s
CEDRI website, including information
claimed to be CBI, on a compact disc,
flash drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium shall be clearly
marked as CBI and mailed to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted shall be submitted to
the EPA via the EPA’s CDX as described
earlier in this paragraph.
(g) If you are required to electronically
submit a report through the CEDRI in
the EPA’s CDX, and due to a planned or
actual outage of either the EPA’s CEDRI
or CDX systems within the period of
time beginning 5 business days prior to
the date that the submission is due, you
will be or are precluded from accessing
CEDRI or CDX and submitting a
required report within the time
prescribed, you may assert a claim of
EPA system outage for failure to timely
comply with the reporting requirement.
You must submit notification to the
Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or caused a delay in reporting. You must
provide to the Administrator a written
description identifying the date, time
and length of the outage; a rationale for
attributing the delay in reporting
beyond the regulatory deadline to the
EPA system outage; describe the
measures taken or to be taken to
minimize the delay in reporting; and
identify a date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported. In
any circumstance, the report must be
submitted electronically as soon as
possible after the outage is resolved. The
decision to accept the claim of EPA
system outage and allow an extension to
the reporting deadline is solely within
the discretion of the Administrator.
(h) If you are required to
electronically submit a report through
CEDRI in the EPA’s CDX and a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning 5 business
days prior to the date the submission is
due, the owner or operator may assert a
claim of force majeure for failure to
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timely comply with the reporting
requirement. For the purposes of this
section, a force majeure event is defined
as an event that will be or has been
caused by circumstances beyond the
control of the affected facility, its
contractors, or any entity controlled by
the affected facility that prevents you
from complying with the requirement to
submit a report electronically within the
time period prescribed. Examples of
such events are acts of nature (e.g.,
hurricanes, earthquakes, or floods), acts
of war or terrorism, or equipment failure
or safety hazard beyond the control of
the affected facility (e.g., large scale
power outage). If you intend to assert a
claim of force majeure, you must submit
notification to the Administrator in
writing as soon as possible following the
date you first knew, or through due
diligence should have known, that the
event may cause or caused a delay in
reporting. You must provide to the
Administrator a written description of
the force majeure event and a rationale
for attributing the delay in reporting
beyond the regulatory deadline to the
force majeure event; describe the
measures taken or to be taken to
minimize the delay in reporting; and
identify a date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported. In
any circumstance, the reporting must
occur as soon as possible after the force
majeure event occurs. The decision to
accept the claim of force majeure and
allow an extension to the reporting
deadline is solely within the discretion
of the Administrator.
■ 7. Section 63.3130 is amended by
revising paragraphs (g) and (h) and
adding paragraph (p) to read as follows:
(2) A list of the affected sources or
equipment for which the deviation
occurred and the cause of the deviation,
as reported under § 63.3120(a)(5)
through (9).
(3) An estimate of the quantity of each
regulated pollutant emitted over any
applicable emission limit in § 63.3090
(a) through (d) or 63.3091(a) through (d)
or any applicable operating limit in
Table 1 to this subpart, and a
description of the method used to
calculate the estimate, as reported under
§ 63.3120(a)(5) through (9).
(4) A record of actions taken to
minimize emissions in accordance with
§ 63.3100(d) and any corrective actions
taken to return the affected unit to its
normal or usual manner of operation.
(h) Before [date 181 days after date of
publication of final rule in the Federal
Register], the records required by
§ 63.6(e)(3)(iii) through (v) related to
startup, shutdown, and malfunction. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], the provisions of this
paragraph no longer apply.
*
*
*
*
*
(p) On and after [date 181 days after
date of publication of final rule in the
Federal Register], any records required
to be maintained by this subpart that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
■ 8. Section 63.3131 is amended by
revising paragraph (a) to read as follows:
§ 63.3130
§ 63.3131 In what form and for how long
must I keep my records?
What records must I keep?
*
*
*
*
*
(g) Before [date 181 days after date of
publication of final rule in the Federal
Register], a record of the date, time, and
duration of each deviation, and for each
deviation, a record of whether the
deviation occurred during a period of
startup, shutdown, or malfunction. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], for each deviation from an
emission limitation, operating limit, or
work practice plan reported under
§ 63.3120(a)(5) through (9), a record of
the information specified in paragraphs
(g)(1) through (4) of this section, as
applicable.
(1) The date, time, and duration of the
deviation, and for each deviation, the
information as reported under
§ 63.3120(a)(5) through (9).
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(a) Your records must be in a form
suitable and readily available for
expeditious review according to
§ 63.10(b)(1). Where appropriate, the
records may be maintained as electronic
spreadsheets or as a database. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], any records required to be
maintained by this subpart that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
*
*
*
*
*
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9. Section 63.3151 is amended by
revising paragraphs (a)(1)(i), (a)(2) and
(4), and (b) to read as follows.
■
§ 63.3151 How do I demonstrate initial
compliance with the emission limitations?
*
*
*
*
*
(a) * * *
(1) * * *
(i) Count each organic HAP in Table
5 to this subpart that is present at 0.1
percent by mass or more and at 1.0
percent by mass or more for other
compounds. For example, if toluene
(not listed in Table 5 to this subpart) is
measured to be 0.5 percent of the
material by mass, you do not have to
count it. Express the mass fraction of
each organic HAP you count as a value
truncated to four places after the
decimal point (e.g., 0.3791).
*
*
*
*
*
(2) EPA Method 24 (appendix A–7 to
40 CFR part 60). For coatings, you may
use EPA Method 24 to determine the
mass fraction of nonaqueous volatile
matter and use that value as a substitute
for mass fraction of organic HAP. As an
alternative to using EPA Method 24, you
may use ASTM D2369–10 (2015)e
(incorporated by reference, see § 63.14).
*
*
*
*
*
(4) Information from the supplier or
manufacturer of the material. You may
rely on information other than that
generated by the test methods specified
in paragraphs (a)(1) through (3) of this
section, such as manufacturer’s
formulation data, if it represents each
organic HAP in Table 5 to this subpart
that is present at 0.1 percent by mass or
more and at 1.0 percent by mass or more
for other compounds. For example, if
toluene (not listed in Table 5 of this
subpart) is 0.5 percent of the material by
mass, you do not have to count it. If
there is a disagreement between such
information and results of a test
conducted according to paragraphs
(a)(1) through (3) of this section, then
the test method results will take
precedence, unless after consultation,
the facility demonstrates to the
satisfaction of the enforcement authority
that the facility’s data are correct.
*
*
*
*
*
(b) Determine the density of each
material used. Determine the density of
each material used during the
compliance period from test results
using ASTM D1475–13 (incorporated by
reference, see § 63.14) or for powder
coatings, test method A or test method
B of ASTM D5965–02 (2013)
(incorporated by reference, see § 63.14),
or information from the supplier or
manufacturer of the material. If there is
disagreement between ASTM D1475–13
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test results or ASTM D5965–02 (2013),
test method A or test method B test
results and the supplier’s or
manufacturer’s information, the test
results will take precedence unless after
consultation, the facility demonstrates
to the satisfaction of the enforcement
authority that the facility’s data are
correct.
*
*
*
*
*
■ 10. Section 63.3160 is amended by
revising the section heading and
paragraph (b)(1) to read as follows:
§ 63.3160 By what date must I conduct
initial performance tests and other initial
compliance demonstrations?
*
*
*
*
*
(b) * * *
(1) All emission capture systems, addon control devices, and CPMS must be
installed and operating no later than the
applicable compliance date specified in
§ 63.3083. You must conduct an initial
performance test of each capture system
and add-on control device according to
the procedures in §§ 63.3164 through
63.3166 and establish the operating
limits required by § 63.3093 no later
than the compliance date specified in
§ 63.3083.
*
*
*
*
*
■ 11. Section 63.3161 is amended by
revising paragraphs (a), (f)(1), (g), and
(k)(3) to read as follows:
§ 63.3161 How do I demonstrate initial
compliance?
(a) You must meet all of the
requirements of this section to
demonstrate initial compliance. To
demonstrate initial compliance, the
organic HAP emissions from the
combined electrodeposition primer,
primer-surfacer, topcoat, final repair,
glass bonding primer, and glass bonding
adhesive operations plus all coatings
and thinners, except for deadener
materials and for adhesive and sealer
materials that are not components of
glass bonding systems, used in coating
operations added to the affected source
pursuant to § 63.3082(c) must meet the
applicable emission limitation in
§ 63.3090(a) or § 63.3091(a) and the
applicable operating limits and work
practice standards in §§ 63.3093 and
63.3094.
*
*
*
*
*
(f) * * *
(1) ASTM Method D2697–03 (2014) or
ASTM Method D6093–97 (2016). You
may use ASTM D2697–03 (Reapproved
2014) (incorporated by reference, see
§ 63.14), or ASTM D6093–97
(Reapproved 2016) (incorporated by
reference, see § 63.14), to determine the
volume fraction of coating solids for
each coating. Divide the nonvolatile
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volume percent obtained with the
methods by 100 to calculate volume
fraction of coating solids.
*
*
*
*
*
(g) Determine the transfer efficiency
for each coating. You must determine
the transfer efficiency for each primersurfacer and topcoat coating, and for all
coatings, except for deadener and for
adhesive and sealer that are not
components of glass bonding systems,
used in coating operations added to the
affected source pursuant to § 63.3082(c)
using ASTM D5066–91 (Reapproved
2017) (incorporated by reference, see
§ 63.14), or the guidelines presented in
‘‘Protocol for Determining Daily Volatile
Organic Compound Emission Rate of
Automobile and Light-Duty Truck
Topcoat Operations,’’ EPA–450/3–88–
018. You may conduct transfer
efficiency testing on representative
coatings and for representative spray
booths as described in ‘‘Protocol for
Determining Daily Volatile Organic
Compound Emission Rate of
Automobile and Light-Duty Truck
Topcoat Operations,’’ EPA–450/3–88–
018. You may assume 100 percent
transfer efficiency for electrodeposition
primer coatings, glass bonding primers,
and glass bonding adhesives. For final
repair coatings, you may assume 40
percent transfer efficiency for air
atomized spray and 55 percent transfer
efficiency for electrostatic spray and
high volume, low pressure spray. For
blackout, chip resistant edge primer,
interior color, in-line repair, lower body
anti-chip coatings, or underbody antichip coatings, you may assume 40
percent transfer efficiency for air
atomized spray, 55 percent transfer
efficiency for electrostatic spray and
high volume-low pressure spray, and 80
percent transfer efficiency for airless
spray.
*
*
*
*
*
(k) * * *
(3) Determine the mass fraction of
volatile organic matter for each coating
and thinner used in the coating
operation controlled by the solvent
recovery system during the month, kg
volatile organic matter per kg coating.
You may determine the volatile organic
matter mass fraction using EPA Method
24 of 40 CFR part 60, appendix A–7, or
an EPA approved alternative method, or
you may use information provided by
the manufacturer or supplier of the
coating. In the event of any
inconsistency between information
provided by the manufacturer or
supplier and the results of EPA Method
24 of 40 CFR part 60, appendix A–7, or
an approved alternative method, the test
method results will govern unless after
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consultation, the facility demonstrates
to the satisfaction of the enforcement
authority that the facility’s data are
correct.
*
*
*
*
*
■ 12. Section 63.3163 is amended by
revising the section heading and
paragraph (c) introductory text, adding
paragraph (c)(3), and revising
paragraphs (f) and (h) to read as follows:
§ 63.3163 How do I conduct periodic
performance tests and demonstrate
continuous compliance with the emission
limitations?
*
*
*
*
*
(c) You must demonstrate continuous
compliance with each operating limit
required by § 63.3093 that applies to
you, as specified in Table 1 to this
subpart, and you must conduct
performance tests as specified in
paragraph (c)(3) of this section.
*
*
*
*
*
(3) Except for solvent recovery
systems for which you conduct liquidliquid material balances according to
§ 63.3161(k) for controlled coating
operations, you must conduct periodic
performance tests and establish the
operating limits required by § 63.3093
within 5 years following the previous
performance test. You must conduct the
first periodic performance test before
[date 3 years after date of publications
of final rule in the Federal Register],
unless you are already required to
complete periodic performance tests as
a requirement of renewing your
facility’s operating permit under 40 CFR
part 70 or 40 CFR part 71 and have
conducted a performance test on or after
[date 2 years before date of publications
of final rule in the Federal Register].
Thereafter you must conduct a
performance test no later than 5 years
following the previous performance test.
Operating limits must be confirmed or
reestablished during each performance
test. For any control device for which
you are using the catalytic oxidizer
control option at § 63.3167(b) and
following the catalyst maintenance
procedures in § 63.3167(b)(6), you are
not required to conduct periodic control
device performance testing as specified
by this paragraph. For any control
device for which instruments are used
to continuously measure organic
compound emissions, you are not
required to conduct periodic control
device performance testing as specified
by this paragraph.
*
*
*
*
*
(f) If there were no deviations from
the emission limitations, submit a
statement as part of the semiannual
compliance report that you were in
compliance with the emission
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limitations during the reporting period
because the organic HAP emission rate
for each compliance period was less
than or equal to the applicable emission
limit in § 63.3090(a) or § 63.3091(a),
§ 63.3090(b) or § 63.3091(b), or
§ 63.3092(a) or § 63.3092(b), you
achieved the operating limits required
by § 63.3093, and you achieved the
work practice standards required by
§ 63.3094 during each compliance
period.
*
*
*
*
*
(h) Before [date 181 days after date of
publication of final rule in the Federal
Register], consistent with §§ 63.6(e) and
63.7(e)(1), deviations that occur during
a period of startup, shutdown, or
malfunction of the emission capture
system, add-on control device, or
coating operation that may affect
emission capture or control device
efficiency are not violations if you
demonstrate to the Administrator’s
satisfaction that you were operating in
accordance with § 63.6(e)(1). The
Administrator will determine whether
deviations that occur during a period
you identify as a startup, shutdown, or
malfunction are violations according to
the provisions in § 63.6(e). On and after
[date 181 days after date of publication
of final rule in the Federal Register], the
provisions of this paragraph no longer
apply.
*
*
*
*
*
■ 13. Section 63.3164 is amended by
revising paragraphs (a) introductory text
and (a)(1) to read as follows:
§ 63.3164 What are the general
requirements for performance tests?
(a) You must conduct each applicable
performance test required by §§ 63.3160,
63.3163, and 63.3171 according to the
requirements in § 63.7(e)(1) and under
the conditions in this section unless you
obtain a waiver of the performance test
according to the provisions in § 63.7(h).
(1) Representative coating operation
operating conditions. You must conduct
the performance test under
representative operating conditions for
the coating operation. Before [date 181
days after date of publication of final
rule in the Federal Register], operations
during periods of startup, shutdown, or
malfunction, and during periods of
nonoperation do not constitute
representative conditions. You must
record the process information that is
necessary to document operating
conditions during the test and explain
why the conditions represent normal
operation. On and after [date 181 days
after date of publication of final rule in
the Federal Register], operations during
periods of startup, shutdown, or
nonoperation do not constitute
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58997
representative conditions for purposes
of conducting a performance test. The
owner or operator may not conduct
performance tests during periods of
malfunction. You must record the
process information that is necessary to
document operating conditions during
the test and explain why the conditions
represent normal operation. Upon
request, you must make available to the
Administrator such records as may be
necessary to determine the conditions of
performance tests.
*
*
*
*
*
■ 14. Section 63.3165 is amended by
revising the introductory text and
paragraphs (e) introductory text, the
definition of ‘‘Wvocc,i’’ in Equation 6 of
paragraph (e)(2), the definition of
‘‘Wvocc,i’’ in Equation 7 of paragraph
(e)(3), and the definition of ‘‘Ws,i’’ in
Equation 8 of paragraph (e)(4) to read as
follows:
§ 63.3165 How do I determine the emission
capture system efficiency?
You must use the procedures and test
methods in this section to determine
capture efficiency as part of the
performance test required by § 63.3160
and § 63.3163. For purposes of this
subpart, a spray booth air seal is not
considered a natural draft opening in a
PTE or a temporary total enclosure
provided you demonstrate that the
direction of air movement across the
interface between the spray booth air
seal and the spray booth is into the
spray booth. For purposes of this
subpart, a bake oven air seal is not
considered a natural draft opening in a
PTE or a temporary total enclosure
provided you demonstrate that the
direction of air movement across the
interface between the bake oven air seal
and the bake oven is into the bake oven.
You may use lightweight strips of fabric
or paper, or smoke tubes to make such
demonstrations as part of showing that
your capture system is a PTE or
conducting a capture efficiency test
using a temporary total enclosure. You
cannot count air flowing from a spray
booth air seal into a spray booth as air
flowing through a natural draft opening
into a PTE or into a temporary total
enclosure unless you elect to treat that
spray booth air seal as a natural draft
opening. You cannot count air flowing
from a bake oven air seal into a bake
oven as air flowing through a natural
draft opening into a PTE or into a
temporary total enclosure unless you
elect to treat that bake oven air seal as
a natural draft opening.
*
*
*
*
*
(e) Panel testing to determine the
capture efficiency of flash-off or bake
oven emissions. You may conduct panel
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testing to determine the capture
efficiency of flash-off or bake oven
emissions using ASTM D5087–02
(incorporated by reference, see § 63.14),
ASTM D6266–00a (Reapproved 2017)
(incorporated by reference, see § 63.14),
or the guidelines presented in ‘‘Protocol
for Determining Daily Volatile Organic
Compound Emission Rate of
Automobile and Light-Duty Truck
Topcoat Operations,’’ EPA–450/3–88–
018 . You may conduct panel testing on
representative coatings as described in
‘‘Protocol for Determining Daily Volatile
Organic Compound Emission Rate of
Automobile and Light-Duty Truck
Topcoat Operations,’’ EPA–450/3–88–
018. The results of these panel testing
procedures are in units of mass of VOC
per volume of coating solids deposited
and must be converted to a percent
value for use in this subpart. If you
panel test representative coatings, then
you may convert the panel test result for
each representative coating either to a
unique percent capture efficiency for
each coating grouped with that
representative coating by using coating
specific values for the volume of coating
solids deposited per volume of coating
used, mass of VOC per volume of
coating, volume fraction solids, transfer
efficiency, density and mass fraction
VOC in Equations 4 through 6 of this
section; or to a composite percent
capture efficiency for the group of
coatings by using composite values for
the group of coatings for the volume of
coating solids deposited per volume of
coating used and for the mass of VOC
per volume of coating, and average
values for the group of coatings for
volume fraction solids, transfer
efficiency, density and mass fraction
VOC in Equations 4 through 6 of this
section. If you panel test each coating,
then you must convert the panel test
result for each coating to a unique
percent capture efficiency for that
coating by using coating specific values
for the volume of coating solids
deposited per volume of coating used,
mass of VOC per volume of coating,
volume fraction solids, transfer
efficiency, density, and mass fraction
VOC in Equations 4 through 6 of this
section. Panel test results expressed in
units of mass of VOC per volume of
coating solids deposited must be
converted to percent capture efficiency
using Equation 4 of this section. An
alternative for using panel test results
expressed in units of mass of VOC per
mass of coating solids deposited is
presented in paragraph (e)(3) of this
section.
*
*
*
*
*
(2) * * *
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Wvocc,i = Mass fraction of VOC in coating,
i, or average mass fraction of VOC for the
group of coatings, including coating, i, kg
VOC per kg coating, determined by EPA
Method 24 (appendix A–7 to 40 CFR part 60)
or the guidelines for combining analytical
VOC content and formulation solvent content
presented in Section 9 of ‘‘Protocol for
Determining Daily Volatile Organic
Compound Emission Rate of Automobile and
Light-Duty Truck Topcoat Operations,’’ EPA–
450/3–88–018 (Docket ID No. OAR–2002–
0093 and Docket ID No. A–2001–22).
(3) * * *
Wvocc,i = Mass fraction of VOC in coating,
i, or average mass fraction of VOC for the
group of coatings, including coating, i, kg
VOC per kg coating, determined by EPA
Method 24 (appendix A–7 to 40 CFR part 60)
or the guidelines for combining analytical
VOC content and formulation solvent content
presented in Section 9 of ‘‘Protocol for
Determining Daily Volatile Organic
Compound Emission Rate of Automobile and
Light-Duty Truck Topcoat Operations,’’ EPA–
450/3–88–018 (Docket ID No. OAR–2002–
0093 and Docket ID No. A–2001–22).
(4) * * *
Ws, i = Mass fraction of coating solids for
coating, i, or average mass fraction of coating
solids for the group of coatings including
coating, i, kg coating solids per kg coating,
determined by EPA Method 24 (appendix A–
7 to 40 CFR part 60) or the guidelines for
combining analytical VOC content and
formulation solvent content presented in
‘‘Protocol for Determining Daily Volatile
Organic Compound Emission Rate of
Automobile and Light-Duty Truck Topcoat
Operations,’’ EPA–450/3–88–018 (Docket ID
No. OAR–2002–0093 and Docket ID No. A–
2001–22).
*
*
*
*
*
■ 15. Section 63.3166 is amended by
revising the introductory text and
paragraphs (a)(1) through (4) and (b)
introductory text, and adding paragraph
(b)(4) to read as follows:
§ 63.3166 How do I determine the add-on
control device emission destruction or
removal efficiency?
You must use the procedures and test
methods in this section to determine the
add-on control device emission
destruction or removal efficiency as part
of the performance test required by
§§ 63.3160, 63.3163, or 63.3171. You
must conduct three test runs as
specified in § 63.7(e)(3), and each test
run must last at least 1 hour.
(a) * * *
(1) Use EPA Method 1 or 1A of
appendix A–1 to 40 CFR part 60, as
appropriate, to select sampling sites and
velocity traverse points.
(2) Use EPA Method 2, 2A, 2C, 2D, or
2F of appendix A–1, or 2G of appendix
A–2 to 40 CFR part 60, as appropriate,
to measure gas volumetric flow rate.
(3) Use EPA Method 3, 3A, or 3B of
appendix A–2 to 40 CFR part 60, as
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appropriate, for gas analysis to
determine dry molecular weight. The
ANSI/ASME PTC 19.10–1981, ‘‘Flue
and Exhaust Gas Analyses [Part 10,
Instruments and Apparatus]’’
(incorporated by reference, see § 63.14),
may be used as an alternative to EPA
Method 3B.
(4) Use EPA Method 4 of appendix A–
3 to 40 CFR part 60 to determine stack
gas moisture.
*
*
*
*
*
(b) Measure total gaseous organic
mass emissions as carbon at the inlet
and outlet of the add-on control device
simultaneously, using either EPA
Method 25 or 25A of appendix A–7 to
40 CFR part 60, as specified in
paragraphs (b)(1) through (4) of this
section. You must use the same method
for both the inlet and outlet
measurements.
*
*
*
*
*
(4) You may use EPA Method 18 of
appendix A–6 to 40 CFR part 60 to
subtract methane emissions from
measured total gaseous organic mass
emissions as carbon.
*
*
*
*
*
■ 16. Section 63.3167 is amended by
revising the section heading,
introductory text, and paragraph (f)(1) to
read as follows:
§ 63.3167 How do I establish the add-on
control device operating limits during
performance tests?
During the performance tests required
by §§ 63.3160, 63.3163, and 63.3171
(and described in §§ 63.3164 and
63.3166), you must establish the
operating limits required by § 63.3093
according to this section, unless you
have received approval for alternative
monitoring and operating limits under
§ 63.8(f) as specified in § 63.3093.
*
*
*
*
*
(f) * * *
(1) During the capture efficiency
determination required by §§ 63.3160
and 63.3163 and described in
§§ 63.3164 and 63.3165, you must
monitor and record either the gas
volumetric flow rate or the duct static
pressure for each separate capture
device in your emission capture system
at least once every 15 minutes during
each of the three test runs at a point in
the duct between the capture device and
the add-on control device inlet.
*
*
*
*
*
■ 17. Section 63.3168 is amended by
revising paragraphs (a)(4) through (7)
and (c)(3) introductory text to read as
follows:
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§ 63.3168 What are the requirements for
continuous parameter monitoring system
installation, operation, and maintenance?
(a) * * *
(4) You must maintain the CPMS at
all times in accordance with
§ 63.3100(d) and have readily available
necessary parts for routine repairs of the
monitoring equipment.
(5) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must operate the CPMS
and collect emission capture system and
add-on control device parameter data at
all times that a controlled coating
operation is operating, except during
monitoring malfunctions, associated
repairs, and required quality assurance
or control activities (including, if
applicable, calibration checks and
required zero and span adjustments). On
and after [date 181 days after date of
publication of final rule in the Federal
Register], you must operate the CPMS
and collect emission capture system and
add-on control device parameter data at
all times that a controlled coating
operation is operating in accordance
with § 63.3100(d).
(6) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must not use emission
capture system or add-on control device
parameter data recorded during
monitoring malfunctions, associated
repairs, out-of-control periods, or
required quality assurance or control
activities when calculating data
averages. You must use all the data
collected during all other periods in
calculating the data averages for
determining compliance with the
emission capture system and add-on
control device operating limits. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], startups and shutdowns are
normal operation for this source
category. Emissions from these activities
are to be included when determining if
the standards specified in §§ 63.3090,
63.3091, 63.3092, 63.4292, and 63.4293
are being attained. You must not use
emission capture system or add-on
control device parameter data recorded
during monitoring malfunctions,
associated repairs, out-of-control
periods, or required quality assurance or
control activities when calculating data
averages. You must use all the data
collected during all other periods in
calculating the data averages for
determining compliance with the
emission capture system and add-on
control device operating limits.
(7) A monitoring malfunction is any
sudden, infrequent, not reasonably
preventable failure of the CPMS to
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provide valid data. Monitoring failures
that are caused in part by poor
maintenance or careless operation are
not malfunctions. Before [date 181 days
after date of publication of final rule in
the Federal Register], any period for
which the monitoring system is out of
control and data are not available for
required calculations is a deviation from
the monitoring requirements. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], except for periods of required
quality assurance or control activities,
any period during which the CPMS fails
to operate and record data continuously
as required by paragraph (a)(1) of this
section, or generates data that cannot be
included in calculating averages as
specified in paragraph (a)(7) of this
section constitutes a deviation from the
monitoring requirements.
*
*
*
*
*
(c) * * *
(3) For all thermal oxidizers and
catalytic oxidizers, you must meet the
requirements in paragraphs (a)(1)
through (6) and (c)(3)(i) through (vii) of
this section for each gas temperature
monitoring device. For the purposes of
this paragraph (c)(3), a thermocouple is
part of the temperature sensor.
*
*
*
*
*
■ 18. Section 63.3171 is amended by
revising paragraphs (a) and (e)(3) to read
as follows:
§ 63.3171 How do I demonstrate initial
compliance?
(a) You must meet all of the
requirements of this section to
demonstrate initial compliance. To
demonstrate initial compliance, the
organic HAP emissions from the
combined primer-surfacer, topcoat, final
repair, glass bonding primer, and glass
bonding adhesive operations plus all
coatings and thinners, except for
deadener materials and for adhesive and
sealer materials that are not components
of glass bonding systems, used in
coating operations added to the affected
source pursuant to § 63.3082(c) must
meet the applicable emission limitation
in § 63.3090(b) or § 63.3091(b); the
organic HAP emissions from the
electrodeposition primer operation must
meet the applicable emissions
limitations in § 63.3092(a) or (b); and
you must meet the applicable operating
limits and work practice standards in
§§ 63.3093 and 63.3094.
*
*
*
*
*
(e) * * *
(3) Information from the supplier or
manufacturer of the material. You may
rely on information other than that
generated by the test methods specified
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58999
in paragraphs (e)(1) and (2) of this
section, such as manufacturer’s
formulation data, if it represents each
organic HAP in Table 5 to this subpart
that is present at 0.1 percent by mass,
and at 1.0 percent by mass or more for
other compounds. If there is a
disagreement between such information
and results of a test conducted
according to paragraph (e)(1) or (2) of
this section, then the test method results
will take precedence unless after
consultation, the facility demonstrates
to the satisfaction of the enforcement
authority that the facility’s data are
correct.
*
*
*
*
*
■ 19. Section 63.3176 is amended by
revising the definition of ‘‘Deviation’’ to
read as follows:
§ 63.3176
subpart?
What definitions apply to this
*
*
*
*
*
Deviation means:
(1) Before [date 181 days after date of
publication of final rule in the Federal
Register], any instance in which an
affected source subject to this subpart or
an owner or operator of such a source:
(i) Fails to meet any requirement or
obligation established by this subpart
including but not limited to any
emission limit, operating limit, or work
practice standard;
(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit; or
(iii) Fails to meet any emission limit
or operating limit or work practice
standard in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart; and
(2) On and after [date 181 days after
date of publication of final rule in the
Federal Register], any instance in which
an affected source subject to this subpart
or an owner or operator of such a
source:
(i) Fails to meet any requirement or
obligation established by this subpart
including but not limited to any
emission limit, operating limit, or work
practice standard; or
(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit.
*
*
*
*
*
■ 20. Table 2 to subpart IIII of part 63
is revised to read as follows:
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TABLE 2 TO SUBPART IIII OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART IIII OF PART 63
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart IIII
§ 63.1(a)(1)–(12) ............................
§ 63.1(b)(1)–(3) ..............................
General Applicability .....................
Initial Applicability Determination ..
Yes.
Yes ................................................
§ 63.1(c)(1) .....................................
Applicability After Standard Established.
Applicability of Permit Program for
Area Sources.
Extensions and Notifications ........
Applicability of Permit Program
Before Relevant Standard is
Set.
Definitions .....................................
Yes.
Yes.
Yes.
Yes.
Yes.
§ 63.6(e)(1)(i)–(ii) ...........................
Units and Abbreviations ...............
Prohibited Activities ......................
Circumvention/Fragmentation .......
Preconstruction Review Applicability.
Requirements for Existing, Newly
Constructed,
and
Reconstructed Sources.
Application for Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction Based on Prior State
Review.
Compliance With Standards and
Maintenance Requirements—
Applicability.
Compliance Dates for New and
Reconstructed Sources.
Compliance Dates for Existing
Sources.
Operation and Maintenance .........
§ 63.6(e)(1)(iii) ................................
§ 63.6(e)(3)(i), (e)(3)(iii)–(ix) ...........
Operation and Maintenance .........
SSMP ............................................
§ 63.6(f)(1) ......................................
Compliance Except During Startup, Shutdown, and Malfunction.
§ 63.6(f)(2)–(3) ...............................
Methods for Determining Compliance.
Use of an Alternative Standard ....
Compliance With Opacity/Visible
Emission Standards.
§ 63.1(c)(2) .....................................
§ 63.1(c)(5) .....................................
§ 63.1(e) .........................................
§ 63.2 .............................................
§ 63.3 .............................................
§ 63.4(a)(1)–(2) ..............................
§ 63.4(b)–(c) ...................................
§ 63.5(a) .........................................
§ 63.5(b)(1), (3), (4), (6) .................
§ 63.5(d)(1)(i)–(ii)(F), (d)(1)(ii)(H),
(d)(1)(ii)(J), (d)(1)(iii), (d)(2)–(4).
§ 63.5(e) .........................................
§ 63.5(f) ..........................................
§ 63.6(a) .........................................
§ 63.6(b)(1)–(5), (b)(7) ...................
§ 63.6(c)(1), (2), (5) ........................
§ 63.6(g) .........................................
§ 63.6(h) .........................................
§ 63.6(i)(1)–(14) .............................
63.6(j) .............................................
§ 63.7(a)(1) .....................................
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Extension of Compliance ..............
Presidential Compliance Exemption.
Performance
Test
Requirements—Applicability.
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Explanation
No .................................................
Applicability to subpart IIII is also
specified in § 63.3081.
Area sources are not subject to
subpart IIII.
Yes.
Yes.
Yes ................................................
Additional definitions are specified
in § 63.3176.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes ................................................
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes.
No .................................................
Section 63.3083 specifies the
compliance dates.
Section 63.3083 specifies the
compliance dates.
See § 63.3100(d) for general duty
requirement.
Subpart IIII does not establish
opacity standards and does not
require continuous opacity monitoring systems (COMS).
Yes.
Yes.
Yes ................................................
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Applies to all affected sources.
Additional requirements for performance testing are specified
in §§ 63.3164 and 63.3166.
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59001
TABLE 2 TO SUBPART IIII OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART IIII OF PART 63—
Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
§ 63.7(a)(2) except (a)(2)(i)–(viii) ...
Performance
Test
ments—Dates.
§ 63.7(a)(3)–(4) ..............................
Performance Tests Required By
the
Administrator,
Force
Majeure.
Performance
Test
Requirements—Notification, Quality Assurance, Facilities Necessary
for Safe Testing Conditions
During Test.
Conduct of performance tests ......
§ 63.7(b)–(d) ...................................
§ 63.7(e)(1) .....................................
§ 63.7(e)(2)–(4) ..............................
§ 63.7(f) ..........................................
§ 63.7(g)–(h) ...................................
Require-
Conduct of performance tests ......
Performance
Test
Requirements—Use of Alternative Test
Method.
Performance
Test
Requirements—Data Analysis, Recordkeeping, Reporting, Waiver of
Test.
Applicable to subpart IIII
Explanation
Yes ................................................
Applies only to performance tests
for capture system and control
device efficiency at sources
using these to comply with the
standards. Section 63.3160
specifies the schedule for performance test requirements that
are earlier than those specified
in § 63.7(a)(2).
Yes.
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes ................................................
Yes ................................................
§ 63.8(a)(1)–(2) ..............................
Monitoring Requirements—Applicability.
Yes ................................................
§ 63.8(a)(4) .....................................
No .................................................
§ 63.8(b) .........................................
§ 63.8(c)(1) .....................................
Additional Monitoring Requirements.
Conduct of Monitoring ..................
Continuous Monitoring Systems
(CMS) Operation and Maintenance.
63.8(c)(2)–(3) .................................
CMS Operation and Maintenance
Yes.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
§ 63.8(c)(4) .....................................
CMS ..............................................
No .................................................
§ 63.89(c)(5) ...................................
COMS ...........................................
No .................................................
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Applies only to performance tests
for capture system and add-on
control device efficiency at
sources using these to comply
with the standards.
See § 63.3164.
Applies to all test methods except
those used to determine capture system efficiency.
Applies only to performance tests
for capture system and add-on
control device efficiency at
sources using these to comply
with the standards.
Applies only to monitoring of capture system and add-on control
device efficiency at sources
using these to comply with the
standards. Additional requirements for monitoring are specified in § 63.3168.
Subpart IIII does not have monitoring requirements for flares.
Section 63.3168 specifies the requirements for the operation of
CMS for capture systems and
add-on control devices at
sources using these to comply.
Applies only to monitoring of capture system and add-on control
device efficiency at sources
using these to comply with the
standards. Additional requirements for CMS operations and
maintenance are specified in
§ 63.3168.
Section 63.3168 specifies the requirements for the operation of
CMS for capture systems and
add-on control devices at
sources using these to comply
with the standards.
Subpart IIII does not have opacity
or visible emission standards.
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TABLE 2 TO SUBPART IIII OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART IIII OF PART 63—
Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart IIII
Explanation
§ 63.8(c)(6) .....................................
CMS Requirements ......................
No .................................................
Section 63.3168 specifies the requirements for monitoring systems for capture systems and
add-on control devices at
sources using these to comply
with the standards.
§ 63.8(c)(7) .....................................
§ 63.8(c)(8) .....................................
CMS Out-of-Control Periods ........
CMS Out-of-Control Periods Reporting.
Yes.
No .................................................
§ 63.8(d)–(e) ...................................
Quality Control Program and CMS
Performance Evaluation.
No .................................................
§ 63.8(f)(1)–(5) ...............................
Use of an Alternative Monitoring
Method.
Alternative to Relative Accuracy
Test.
Data Reduction .............................
Yes.
Notification Requirements ............
Initial Notifications .........................
Application for Approval of Construction or Reconstruction.
Request for Extension of Compliance.
Special Compliance Requirement
Notification.
Notification of Performance Test ..
Yes.
Yes.
Yes.
Notification of Visible Emissions/
Opacity Test.
Additional Notifications When
Using CMS.
Notification of Compliance Status
No .................................................
Clarifications .................................
Adjustment of Submittal Deadlines.
Change in Previous Information ...
Recordkeeping/Reporting—Applicability and General Information.
General Recordkeeping Requirements.
Recordkeeping of Occurrence and
Duration of Startups and Shutdowns and of Failures to Meet
Standards.
Yes.
Yes.
§ 63.8(f)(6) ......................................
§ 63.8(g) .........................................
§ 63.9(a) .........................................
§ 63.9(b)(1)–(2) ..............................
§ 63.9(b)(4)(i), (b)(4)(v), (b)(5) .......
§ 63.9(c) .........................................
§ 63.9(d) .........................................
§ 63.9(e) .........................................
§ 63.9(f) ..........................................
§ 63.9(g) .........................................
§ 63.9(h)(1)–(3) ..............................
§ 63.9(h)(5)–(6) ..............................
§ 63.9(i) ..........................................
§ 63.9(j) ..........................................
§ 63.10(a) .......................................
§ 63.10(b)(1) ...................................
§ 63.10(b)(2)(i)–(ii) ..........................
§ 63.10(b)(2)(iii) ..............................
§ 63.10(b)(2)(iv)–(v) .......................
§ 63.10(b)(2)(vi) ..............................
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Recordkeeping Relevant to Maintenance of Air Pollution Control
and Monitoring Equipment.
Actions Taken to Minimize Emissions During SSM.
Recordkeeping for CMS Malfunctions.
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No .................................................
No .................................................
Section 63.3120 requires reporting of CMS out-of-control periods.
Subpart IIII does not require the
use of continuous emissions
monitoring systems (CEMS).
Subpart IIII does not require the
use of CEMS.
Sections 63.3167 and 63.3168
specify monitoring data reduction.
Yes.
Yes.
Yes ................................................
No .................................................
Yes ................................................
Applies only to capture system
and add-on control device performance tests at sources using
these to comply with the standards.
Subpart IIII does not have opacity
or visible emission standards.
Subpart IIII does not require the
use of CEMS.
Section 63.3110 specifies the
dates for submitting the notification of compliance status.
Yes.
Yes.
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
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Additional requirements are specified in §§ 63.3130 and 63.3131.
See 63.3130(g).
See § 63.3130(g)(4) for a record
of actions taken to minimize
emissions during a deviation
from the standard.
See § 63.3130(g) for records of
periods of deviation from the
standard, including instances
where a CMS is inoperative or
out-of-control.
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TABLE 2 TO SUBPART IIII OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART IIII OF PART 63—
Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart IIII
§ 63.10(b)(2)(vii)–(xi) ......................
§ 63.10(b)(2)(xii) .............................
§ 63.10(b)(2)(xiii) ............................
Records ........................................
Records ........................................
.......................................................
Yes.
Yes.
No .................................................
§ 63.10(b)(2)(xiv) ............................
§ 63.10(b)(3) ...................................
.......................................................
Recordkeeping Requirements for
Applicability Determinations.
Additional Recordkeeping Requirements for Sources with
CMS.
Additional Recordkeeping Requirements for Sources with
CMS.
Yes.
Yes.
§ 63.10(c)(10)–(14) ........................
§ 63.10(c)(15) .................................
.......................................................
Records Regarding the SSM Plan
§ 63.10(d)(1) ...................................
General Reporting Requirements
Yes.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
§ 63.10(d)(2) ...................................
Report of Performance Test Results.
Reporting Opacity or Visible
Emissions Observations.
Yes ................................................
Progress Reports for Sources
With Compliance Extensions.
Startup, Shutdown, and Malfunction Reports.
Yes.
§ 63.10(c)(1)–(6) ............................
§ 63.10(c)(7)–(8) ............................
§ 63.10(d)(3) ...................................
§ 63.10(d)(4) ...................................
§ 63.10(d)(5) ...................................
Explanation
Yes.
No .................................................
No .................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
No .................................................
§ 63.10(e)(1)–(2) ............................
Additional CMS Reports ...............
§ 63.10(e)(3) ...................................
Excess Emissions/CMS Performance Reports.
No .................................................
§ 63.10(e)(4) ...................................
COMS Data Reports ....................
No .................................................
§ 63.10(f) ........................................
§ 63.11 ...........................................
Recordkeeping/Reporting Waiver
Control Device Requirements/
Flares.
State Authority and Delegations ...
Addresses .....................................
Incorporation by Reference ..........
Availability of Information/Confidentiality.
Yes.
No .................................................
§ 63.12
§ 63.13
§ 63.14
§ 63.15
...........................................
...........................................
...........................................
...........................................
Subpart IIII does not require the
use of CEMS.
See § 63.3130(g) for records of
periods of deviation from the
standard, including instances
where a CMS is inoperative or
out-of-control.
Additional requirements are specified in § 63.3120.
Additional requirements are specified in § 63.3120(b).
Subpart IIII does not require
opacity or visible emissions observations.
See 63.3120(a)(6).
Subpart IIII does not require the
use of CEMS.
Section 63.3120(b) specifies the
contents of periodic compliance
reports.
Subpart IIII does not specify requirements for opacity or
COMS.
Subpart IIII does not specify use
of flares for compliance.
Yes.
Yes.
Yes.
Yes.
21. Table 5 to subpart IIII of part 63
is added to read as follows:
■
TABLE 5 TO SUBPART IIII OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD TOTAL
ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS
Chemical name
CAS No.
1,1,2,2-Tetrachloroethane ....................................................................................................................................................................
1,1,2-Trichloroethane ...........................................................................................................................................................................
1,1-Dimethylhydrazine .........................................................................................................................................................................
1,2-Dibromo-3-chloropropane ..............................................................................................................................................................
1,2-Diphenylhydrazine .........................................................................................................................................................................
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01NOP2
79–34–5
79–00–5
57–14–7
96–12–8
122–66–7
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TABLE 5 TO SUBPART IIII OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD TOTAL
ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS—Continued
Chemical name
CAS No.
1,3-Butadiene .......................................................................................................................................................................................
1,3-Dichloropropene ............................................................................................................................................................................
1,4-Dioxane ..........................................................................................................................................................................................
2,4,6-Trichlorophenol ...........................................................................................................................................................................
2,4/2,6-Dinitrotoluene (mixture) ...........................................................................................................................................................
2,4-Dinitrotoluene .................................................................................................................................................................................
2,4-Toluene diamine ............................................................................................................................................................................
2-Nitropropane .....................................................................................................................................................................................
3,3′-Dichlorobenzidine .........................................................................................................................................................................
3,3′-Dimethoxybenzidine .....................................................................................................................................................................
3,3′-Dimethylbenzidine ........................................................................................................................................................................
4,4′-Methylene bis(2-chloroaniline) ......................................................................................................................................................
Acetaldehyde .......................................................................................................................................................................................
Acrylamide ...........................................................................................................................................................................................
Acrylonitrile ..........................................................................................................................................................................................
Allyl chloride .........................................................................................................................................................................................
alpha-Hexachlorocyclohexane (a-HCH) ..............................................................................................................................................
Aniline ..................................................................................................................................................................................................
Benzene ...............................................................................................................................................................................................
Benzidine .............................................................................................................................................................................................
Benzotrichloride ...................................................................................................................................................................................
Benzyl chloride ....................................................................................................................................................................................
beta-Hexachlorocyclohexane (b-HCH) ................................................................................................................................................
Bis(2-ethylhexyl)phthalate ....................................................................................................................................................................
Bis(chloromethyl)ether .........................................................................................................................................................................
Bromoform ...........................................................................................................................................................................................
Captan .................................................................................................................................................................................................
Carbon tetrachloride ............................................................................................................................................................................
Chlordane ............................................................................................................................................................................................
Chlorobenzilate ....................................................................................................................................................................................
Chloroform ...........................................................................................................................................................................................
Chloroprene .........................................................................................................................................................................................
Cresols (mixed) ....................................................................................................................................................................................
DDE .....................................................................................................................................................................................................
Dichloroethyl ether ...............................................................................................................................................................................
Dichlorvos ............................................................................................................................................................................................
Epichlorohydrin ....................................................................................................................................................................................
Ethyl acrylate .......................................................................................................................................................................................
Ethylene dibromide ..............................................................................................................................................................................
Ethylene dichloride ..............................................................................................................................................................................
Ethylene oxide .....................................................................................................................................................................................
Ethylene thiourea .................................................................................................................................................................................
Ethylidene dichloride (1,1-Dichloroethane) ..........................................................................................................................................
Formaldehyde ......................................................................................................................................................................................
Heptachlor ............................................................................................................................................................................................
Hexachlorobenzene .............................................................................................................................................................................
Hexachlorobutadiene ...........................................................................................................................................................................
Hexachloroethane ................................................................................................................................................................................
Hydrazine .............................................................................................................................................................................................
Isophorone ...........................................................................................................................................................................................
Lindane (hexachlorocyclohexane, all isomers) ...................................................................................................................................
m-Cresol ..............................................................................................................................................................................................
Methylene chloride ...............................................................................................................................................................................
Naphthalene .........................................................................................................................................................................................
Nitrobenzene ........................................................................................................................................................................................
Nitrosodimethylamine ..........................................................................................................................................................................
o-Cresol ...............................................................................................................................................................................................
o-Toluidine ...........................................................................................................................................................................................
Parathion ..............................................................................................................................................................................................
p-Cresol ...............................................................................................................................................................................................
p-Dichlorobenzene ...............................................................................................................................................................................
Pentachloronitrobenzene .....................................................................................................................................................................
Pentachlorophenol ...............................................................................................................................................................................
Propoxur ..............................................................................................................................................................................................
Propylene dichloride ............................................................................................................................................................................
Propylene oxide ...................................................................................................................................................................................
Quinoline ..............................................................................................................................................................................................
Tetrachloroethene ................................................................................................................................................................................
Toxaphene ...........................................................................................................................................................................................
Trichloroethylene .................................................................................................................................................................................
Trifluralin ..............................................................................................................................................................................................
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01NOP2
106–99–0
542–75–6
123–91–1
88–06–2
25321–14–6
121–14–2
95–80–7
79–46–9
91–94–1
119–90–4
119–93–7
101–14–4
75–07–0
79–06–1
107–13–1
107–05–1
319–84–6
62–53–3
71–43–2
92–87–5
98–07–7
100–44–7
319–85–7
117–81–7
542–88–1
75–25–2
133–06–2
56–23–5
57–74–9
510–15–6
67–66–3
126–99–8
1319–77–3
3547–04–4
111–44–4
62–73–7
106–89–8
140–88–5
106–93–4
107–06–2
75–21–8
96–45–7
75–34–3
50–00–0
76–44–8
118–74–1
87–68–3
67–72–1
302–01–2
78–59–1
58–89–9
108–39–4
75–09–2
91–20–3
98–95–3
62–75–9
95–48–7
95–53–4
56–38–2
106–44–5
106–46–7
82–68–8
87–86–5
114–26–1
78–87–5
75–56–9
91–22–5
127–18–4
8001–35–2
79–01–6
1582–09–8
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TABLE 5 TO SUBPART IIII OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD TOTAL
ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS—Continued
Chemical name
CAS No.
Vinyl bromide .......................................................................................................................................................................................
Vinyl chloride .......................................................................................................................................................................................
Vinylidene chloride ...............................................................................................................................................................................
Subpart MMMM—National Emission
Standards for Hazardous Air Pollutants
for Surface Coating of Miscellaneous
Metal Parts and Products
22. Section 63.3900 is amended by
revising paragraphs (a)(2)(i) and (ii), (b),
and (c) to read as follows:
■
§ 63.3900 What are my general
requirements for complying with this
subpart?
(a) * * *
(2) * * *
(i) Before [date 181 days after
publication of final rule in the Federal
Register], the coating operation(s) must
be in compliance with the applicable
emission limit in § 63.3890 at all times
except during periods of startup,
shutdown, and malfunction. On or after
[date 181 days after publication of final
rule in the Federal Register] you must
be in compliance with the applicable
emission limits in § 63. 3890 and the
operating limits in Table 1 of this
subpart at all times.
(ii) Before [date 181 days after
publication of final rule in the Federal
Register], the coating operation(s) must
be in compliance with the operating
limits for emission capture systems and
add-on control devices required by
§ 63.3892 at all times except during
periods of startup, shutdown, and
malfunction, and except for solvent
recovery systems for which you conduct
liquid-liquid material balances
according to § 63.3961(j). On or after
[date 181 days after publication of final
rule in the Federal Register] the coating
operation(s) must be in compliance with
the operating limits for emission capture
systems and add-on control devices
required by § 63.3892 at all times,
except for solvent recovery systems for
which you conduct liquid-liquid
material balances according to
§ 63.3961(j).
*
*
*
*
*
(b) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must always operate and
maintain your affected source, including
all air pollution control and monitoring
equipment you use for purposes of
complying with this subpart, according
to the provisions in § 63.6(e)(1)(i). On
and after [date 181 days after date of
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publication of final rule in the Federal
Register], at all times, the owner or
operator must operate and maintain any
affected source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by the applicable
standard have been achieved.
Determination of whether a source is
operating in compliance with operation
and maintenance requirements will be
based on information available to the
Administrator that may include, but is
not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the affected source.
(c) Before [date 181 days after date of
publication of final rule in the Federal
Register], if your affected source uses an
emission capture system and add-on
control device, you must develop a
written startup, shutdown, and
malfunction plan (SSMP) according to
the provisions in § 63.6(e)(3). The plan
must address the startup, shutdown,
and corrective actions in the event of a
malfunction of the emission capture
system or the add-on control device.
The plan must also address any coating
operation equipment that may cause
increased emissions or that would affect
capture efficiency if the process
equipment malfunctions, such as
conveyors that move parts among
enclosures. On and after [date 181 days
after date of publication of final rule in
the Federal Register], the SSMP is not
required.
■ 23. Section 63.3920 is amended by:
■ a. Revising paragraphs (a)(5)
introductory text and (a)(5)(i) and (iv);
■ b. Adding paragraph (a)(5)(v);
■ c. Revising paragraphs (a)(6)
introductory text and (a)(6)(iii);
■ d. Adding paragraph (a)(6)(iv);
■ e. Revising paragraphs (a)(7)
introductory text, (a)(7)(iii), (a)(7)(vi)
through (viii), (a)(7) (x), and (a)(7)(xiii)
and (xiv);
■ f. Adding paragraph (a)(7)(xv);
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75–01–4
75–35–4
g. Revising paragraph (c) introductory
text; and
■ h. Adding paragraphs (d) through (h).
The revisions and additions read as
follows:
■
§ 63.3920
What reports must I submit?
(a) * * *
(5) Deviations: Compliant material
option. If you used the compliant
material option and there was a
deviation from the applicable organic
HAP content requirements in § 63.3890,
the semiannual compliance report must
contain the information in paragraphs
(a)(5)(i) through (v) of this section.
(i) Identification of each coating used
that deviated from the applicable
emission limit, and each thinner and/or
other additive, and cleaning material
used that contained organic HAP, and
the dates, time and duration each was
used.
*
*
*
*
*
(iv) Before [date 181 days after date of
publication of final rule in the Federal
Register], a statement of the cause of
each deviation. On and after [date 181
days after date of publication of final
rule in the Federal Register], a
statement of the cause of each deviation
(including unknown cause, if
applicable).
(v) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the number of
deviations and, for each deviation, a list
of the affected source or equipment, an
estimate of the quantity of each
regulated pollutant emitted over any
applicable emission limit in § 63.3890, a
description of the method used to
estimate the emissions, and the actions
you took to minimize emissions in
accordance with § 63.3900(b).
(6) Deviations: Emission rate without
add-on controls option. If you used the
emission rate without add-on controls
option and there was a deviation from
the applicable emission limit in
§ 63.3890, the semiannual compliance
report must contain the information in
paragraphs (a)(6)(i) through (iv) of this
section.
*
*
*
*
*
(iii) Before [date 181 days after date of
publication of final rule in the Federal
Register], a statement of the cause of
each deviation. On and after [date 181
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days after date of publication of final
rule in the Federal Register], a
statement of the cause of each deviation
(including unknown cause, if
applicable).
(iv) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the number of
deviations and, for each deviation, the
date, time, duration, a list of the affected
source or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any applicable emission
limit in § 63.3890, a description of the
method used to estimate the emissions,
and the actions you took to minimize
emissions in accordance with
§ 63.3900(b).
(7) Deviations: Emission rate with
add-on controls option. If you used the
emission rate with add-on controls
option and there was a deviation from
the applicable emission limit in
§ 63.3890 or the applicable operating
limit(s) in Table 1 to this subpart
(including any periods when emissions
bypassed the add-on control device and
were diverted to the atmosphere), before
[date 181 days after date of publication
of final rule in the Federal Register], the
semiannual compliance report must
contain the information in paragraphs
(a)(7)(i) through (xiv) of this section.
This includes periods of startup,
shutdown, and malfunction during
which deviations occurred. On and after
[date 181 days after date of publication
of final rule in the Federal Register], the
semiannual compliance report must
contain the information in paragraphs
(a)(7)(i) through (xii), (a)(7)(xiv), and
(a)(7)(xv) of this section. If you use the
emission rate with add-on controls
option and there was a deviation from
the applicable work practice standards
in § 63.3893(b), the semiannual
compliance report must contain the
information in paragraph (a)(7)(xiii) of
this section.
*
*
*
*
*
(iii) The date and time that each
malfunction of the capture system or
add-on control devices started and
stopped.
*
*
*
*
*
(vi) Before [date 181 days after date of
publication of final rule in the Federal
Register], the date and time that each
CPMS was inoperative, except for zero
(low-level) and high-level checks. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], the number of instances that
the CPMS was inoperative, and for each
instance, except for zero (low-level) and
high-level checks, the date, time, and
duration that the CPMS was inoperative;
the cause (including unknown cause)
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for the CPMS being inoperative; and the
actions you took to minimize emissions
in accordance with § 63.3900(b).
(vii) Before [date 181 days after date
of publication of final rule in the
Federal Register], the date, time, and
duration that each CPMS was out-ofcontrol, including the information in
§ 63.8(c)(8). On and after [date 181 days
after date of publication of final rule in
the Federal Register], the number of
instances that the CPMS was out of
control as specified in § 63.8(c)(7) and,
for each instance, the date, time, and
duration that the CPMS was out-ofcontrol; the cause (including unknown
cause) for the CPMS being out-ofcontrol; and descriptions of corrective
actions taken.
(viii) Before [date 181 days after date
of publication of final rule in the
Federal Register], the date and time
period of each deviation from an
operating limit in Table 1 to this
subpart; date and time period of any
bypass of the add-on control device; and
whether each deviation occurred during
a period of startup, shutdown, or
malfunction or during another period.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the number of deviations from
an operating limit in Table 1 to this
subpart and, for each deviation, the
date, time, and duration of each
deviation; and the date, time, and
duration of any bypass of the add-on
control device.
*
*
*
*
*
(x) Before [date 181 days after date of
publication of final rule in the Federal
Register], a breakdown of the total
duration of the deviations from the
operating limits in Table 1 of this
subpart and bypasses of the add-on
control device during the semiannual
reporting period into those that were
due to startup, shutdown, control
equipment problems, process problems,
other known causes, and other
unknown causes. On and after [date 181
days after date of publication of final
rule in the Federal Register], a
breakdown of the total duration of the
deviations from the operating limits in
Table 1 to this subpart and bypasses of
the add-on control device during the
semiannual reporting period into those
that were due to control equipment
problems, process problems, other
known causes, and other unknown
causes.
*
*
*
*
*
(xiii) Before [date 181 days after date
of publication of final rule in the
Federal Register], for each deviation
from the work practice standards, a
description of the deviation, the date
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and time period of the deviation, and
the actions you took to correct the
deviation. On and after [date 181 days
after date of publication of final rule in
the Federal Register], for deviations
from the work practice standards, the
number of deviations, and, for each
deviation, the information in paragraphs
(a)(7)(xiii)(A) and (B) of this section:
(A) A description of the deviation; the
date, time, and duration of the
deviation; and the actions you took to
minimize emissions in accordance with
§ 63.3900(b).
(B) The description required in
paragraph (a)(7)(xiii)(A) of this section
must include a list of the affected
sources or equipment for which a
deviation occurred and the cause of the
deviation (including unknown cause, if
applicable).
(xiv) Before [date 181 days after date
of publication of final rule in the
Federal Register], statement of the cause
of each deviation. On and after [date 181
days after date of publication of final
rule in the Federal Register], for
deviations from an emission limit in
§ 63.3890 or an operating limit in Table
1 to this subpart, a statement of the
cause of each deviation (including
unknown cause, if applicable) and the
actions you took to minimize emissions
in accordance with § 63.3900(b).
(xv) On and after [date 181 days after
date of publication of final rule in the
Federal Register], for each deviation
from an emission limit in § 63.3890 or
operating limit in Table 1 to this
subpart, a list of the affected sources or
equipment for which a deviation
occurred, an estimate of the quantity of
each regulated pollutant emitted over
any emission limit in § 63.3890 or
operating limit in Table 1 to this
subpart, and a description of the method
used to estimate the emissions.
*
*
*
*
*
(c) Startup, shutdown, malfunction
reports. Before [date 181 days after date
of publication of final rule in the
Federal Register], if you used the
emission rate with add-on controls
option and you had a startup,
shutdown, or malfunction during the
semiannual reporting period, you must
submit the reports specified in
paragraphs (c)(1) and (2) of this section.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the reports specified in
paragraphs (c)(1) and (2) of this section
are not required.
*
*
*
*
*
(d) On and after [date 181 days after
date of publication of final rule in the
Federal Register], you must submit the
results of the performance test required
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in §§ 63.3940 and 63.3950 following the
procedure specified in paragraphs (d)(1)
through (3) of this section.
(1) For data collected using test
methods supported by the EPA’s
Electronic Reporting Tool (ERT) as
listed on the EPA’s ERT website
(https://www.epa.gov/electronicreporting-air-emissions/electronicreporting-tool-ert) at the time of the test,
you must submit the results of the
performance test to the EPA via the
CEDRI. The CEDRI interface can be
accessed through the EPA’s CDX
(https://cdx.epa.gov//). Performance test
data must be submitted in a file format
generated through the use of the EPA’s
ERT or an alternate electronic file
format consistent with the XML schema
listed on the EPA’s ERT website.
(2) For data collected using test
methods that are not supported by the
EPA’s ERT as listed on the EPA’s ERT
website at the time of the test, you must
submit the results of the performance
test to the Administrator at the
appropriate address listed in § 63.13,
unless the Administrator agrees to or
specifies an alternate reporting method.
(3) If you claim that some of the
performance test information being
submitted under paragraph (d)(1) of this
section is CBI, you must submit a
complete file generated through the use
of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website, including information claimed
to be CBI, on a compact disc, flash
drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium must be clearly
marked as CBI and mailed to U.S. EPA/
OAPQS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same ERT or
alternate file with the CBI omitted must
be submitted to the EPA via the EPA’s
CDX as described in paragraph (d)(1) of
this section.
(e) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the owner or operator
shall submit the initial notifications
required in § 63.9(b) and the notification
of compliance status required in
§ 63.9(h) and § 63.3910(c) to the EPA via
the CEDRI. The CEDRI interface can be
accessed through the EPA’s CDX
(https://cdx.epa.gov/). The owner or
operator must upload to CEDRI an
electronic copy of each applicable
notification in portable document
format (PDF). The applicable
notification must be submitted by the
deadline specified in this subpart,
regardless of the method in which the
reports are submitted. Owners or
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operators who claim that some of the
information required to be submitted via
CEDRI is CBI shall submit a complete
report generated using the appropriate
form in CEDRI or an alternate electronic
file consistent with the XML schema
listed on the EPA’s CEDRI website,
including information claimed to be
CBI, on a compact disc, flash drive, or
other commonly used electronic storage
medium to the EPA. The electronic
medium shall be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE
CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404–
02, 4930 Old Page Rd., Durham, NC
27703. The same file with the CBI
omitted shall be submitted to the EPA
via the EPA’s CDX as described earlier
in this paragraph.
(f) On and after [date 181 days after
date of publication of final rule in the
Federal Register], or once the reporting
template has been available on the
CEDRI website for 1 year, whichever
date is later, the owner or operator shall
submit the semiannual compliance
report required in paragraph (a) of this
section to the EPA via the CEDRI. The
CEDRI interface can be accessed through
the EPA’s CDX (https://cdx.epa.gov/).
The owner or operator must use the
appropriate electronic template on the
CEDRI website for this subpart or an
alternate electronic file format
consistent with the XML schema listed
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri). The date
report templates become available will
be listed on the CEDRI website. If the
reporting form for the semiannual
compliance report specific to this
subpart is not available in CEDRI at the
time that the report is due, you must
submit the report to the Administrator
at the appropriate addresses listed in
§ 63.13. Once the form has been
available in CEDRI for 1 year, you must
begin submitting all subsequent reports
via CEDRI. The reports must be
submitted by the deadlines specified in
this subpart, regardless of the method in
which the reports are submitted.
Owners or operators who claim that
some of the information required to be
submitted via CEDRI is CBI shall submit
a complete report generated using the
appropriate form in CEDRI or an
alternate electronic file consistent with
the XML schema listed on the EPA’s
CEDRI website, including information
claimed to be CBI, on a compact disc,
flash drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium shall be clearly
marked as CBI and mailed to U.S. EPA/
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59007
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted shall be submitted to
the EPA via the EPA’s CDX as described
earlier in this paragraph.
(g) If you are required to electronically
submit a report through the CEDRI in
the EPA’s CDX, and due to a planned or
actual outage of either the EPA’s CEDRI
or CDX systems within the period of
time beginning 5 business days prior to
the date that the submission is due, you
will be or are precluded from accessing
CEDRI or CDX and submitting a
required report within the time
prescribed, you may assert a claim of
EPA system outage for failure to timely
comply with the reporting requirement.
You must submit notification to the
Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or caused a delay in reporting. You must
provide to the Administrator a written
description identifying the date, time
and length of the outage; a rationale for
attributing the delay in reporting
beyond the regulatory deadline to the
EPA system outage; describe the
measures taken or to be taken to
minimize the delay in reporting; and
identify a date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported. In
any circumstance, the report must be
submitted electronically as soon as
possible after the outage is resolved. The
decision to accept the claim of EPA
system outage and allow an extension to
the reporting deadline is solely within
the discretion of the Administrator.
(h) If you are required to
electronically submit a report through
CEDRI in the EPA’s CDX and a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning 5 business
days prior to the date the submission is
due, the owner or operator may assert a
claim of force majeure for failure to
timely comply with the reporting
requirement. For the purposes of this
section, a force majeure event is defined
as an event that will be or has been
caused by circumstances beyond the
control of the affected facility, its
contractors, or any entity controlled by
the affected facility that prevents you
from complying with the requirement to
submit a report electronically within the
time period prescribed. Examples of
such events are acts of nature (e.g.,
hurricanes, earthquakes, or floods), acts
of war or terrorism, or equipment failure
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or safety hazard beyond the control of
the affected facility (e.g., large scale
power outage). If you intend to assert a
claim of force majeure, you must submit
notification to the Administrator in
writing as soon as possible following the
date you first knew, or through due
diligence should have known, that the
event may cause or caused a delay in
reporting. You must provide to the
Administrator a written description of
the force majeure event and a rationale
for attributing the delay in reporting
beyond the regulatory deadline to the
force majeure event; describe the
measures taken or to be taken to
minimize the delay in reporting; and
identify a date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported. In
any circumstance, the reporting must
occur as soon as possible after the force
majeure event occurs. The decision to
accept the claim of force majeure and
allow an extension to the reporting
deadline is solely within the discretion
of the Administrator.
■ 24. Section 63.3930 is amended by
revising paragraphs (j), (k) introductory
text, and (k)(1) and (2) to read as
follows:
§ 63.3930
What records must I keep?
*
*
*
*
*
(j) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must keep records of the
date, time, and duration of each
deviation. On and after [date 181 days
after date of publication of final rule in
the Federal Register], for each deviation
from an emission limitation reported
under § 63.3920(a)(5) through (7), a
record of the information specified in
paragraphs (j)(1) through (4) of this
section, as applicable.
(1) The date, time, and duration of the
deviation, as reported under
§ 63.3920(a)(5) through (7).
(2) A list of the affected sources or
equipment for which the deviation
occurred and the cause of the deviation,
as reported under § 63.3920(a)(5)
through (7).
(3) An estimate of the quantity of each
regulated pollutant emitted over any
applicable emission limit in § 63.3890
or any applicable operating limit in
Table 1 to this subpart, and a
description of the method used to
calculate the estimate, as reported under
§ 63.3920(a)(5) through (7).
(4) A record of actions taken to
minimize emissions in accordance with
§ 63.3900(b) and any corrective actions
taken to return the affected unit to its
normal or usual manner of operation.
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(k) If you use the emission rate with
add-on controls option, you must also
keep the records specified in paragraphs
(k)(1) through (8) of this section.
(1) Before [date 181 days after date of
publication of final rule in the Federal
Register], for each deviation, a record of
whether the deviation occurred during a
period of startup, shutdown, or
malfunction. On and after [date 181
days after date of publication of final
rule in the Federal Register], a record of
whether the deviation occurred during a
period of startup, shutdown, or
malfunction is not required.
(2) Before [date 181 days after date of
publication of final rule in the Federal
Register], the records in § 63.6(e)(3)(iii)
through (v) related to startup, shutdown,
and malfunction. On and after [date 181
days after date of publication of final
rule in the Federal Register], the records
in § 63.6(e)(3)(iii) through (v) related to
startup, shutdown, and malfunction are
not required.
*
*
*
*
*
■ 25. Section 63.3931 is amended by
revising paragraph (a) to read as follows:
§ 63.3931 In what form and for how long
must I keep my records?
(a) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1). Where appropriate, the
records may be maintained as electronic
spreadsheets or as a database. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], any records required to be
maintained by this subpart that are in
reports that were submitted
electronically via the EPA’s CEDRI may
be maintained in electronic format. This
ability to maintain electronic copies
does not affect the requirement for
facilities to make records, data, and
reports available upon request to a
delegated air agency or the EPA as part
of an on-site compliance evaluation.
*
*
*
*
*
■ 26. Section 63.3941 is amended by
revising paragraphs (a)(1)(i), (a)(4),
(b)(1), the definition of ‘‘Davg’’ in
Equation 1 of paragraph (b)(4), and
paragraph (c) to read as follows:
§ 63.3941 How do I demonstrate initial
compliance with the emission limitations?
*
*
*
*
*
(a) * * *
(1) * * *
(i) Count each organic HAP in Table
5 to this subpart that is measured to be
present at 0.1 percent by mass or more
and at 1.0 percent by mass or more for
other compounds. For example, if
toluene (not listed in Table 5 to this
subpart) is measured to be 0.5 percent
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of the material by mass, you do not have
to count it. Express the mass fraction of
each organic HAP you count as a value
truncated to four places after the
decimal point (e.g., 0.3791).
*
*
*
*
*
(4) Information from the supplier or
manufacturer of the material. You may
rely on information other than that
generated by the test methods specified
in paragraphs (a)(1) through (3) of this
section, such as manufacturer’s
formulation data, if it represents each
organic HAP in Table 5 to this subpart
that is present at 0.1 percent by mass or
more and at 1.0 percent by mass or more
for other compounds. For example, if
toluene (not listed in Table 5 to this
subpart) is 0.5 percent of the material by
mass, you do not have to count it. For
reactive adhesives in which some of the
HAP react to form solids and are not
emitted to the atmosphere, you may rely
on manufacturer’s data that expressly
states the organic HAP or volatile matter
mass fraction emitted. If there is a
disagreement between such information
and results of a test conducted
according to paragraphs (a)(1) through
(3) of this section, then the test method
results will take precedence unless, after
consultation, you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
*
*
*
*
*
(b) * * *
(1) ASTM Method D2697–03 (2014) or
D6093–97 (2016). You may use ASTM
D2697–03 (Reapproved 2014)
(incorporated by reference, see § 63.14),
or D6093–97 (Reapproved 2016)
(incorporated by reference, see § 63.14),
to determine the volume fraction of
coating solids for each coating. Divide
the nonvolatile volume percent obtained
with the methods by 100 to calculate
volume fraction of coating solids.
*
*
*
*
*
(4) * * *
Davg = Average density of volatile matter in
the coating, grams volatile matter per
liter volatile matter, determined from test
results using ASTM D1475–13
(incorporated by reference, see § 63.14),
information from the supplier or
manufacturer of the material, or
reference sources providing density or
specific gravity data for pure materials.
If there is disagreement between ASTM
D1475–13 test results and other
information sources, the test results will
take precedence unless, after
consultation you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
(c) Determine the density of each
coating. Determine the density of each
coating used during the compliance
period from test results using ASTM
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D1475–13 (incorporated by reference,
see § 63.14), information from the
supplier or manufacturer of the
material, or specific gravity data for
pure chemicals. If there is disagreement
between ASTM D1475–13 test results
and the supplier’s or manufacturer’s
information, the test results will take
precedence unless, after consultation
you demonstrate to the satisfaction of
the enforcement agency that the
formulation data are correct.
*
*
*
*
*
■ 27. Section 63.3951 is amended by
revising paragraph (c) to read as follows:
§ 63.3951 How do I demonstrate initial
compliance with the emission limitations?
*
*
*
*
*
(c) Determine the density of each
material. Determine the density of each
liquid coating, thinner and/or other
additive, and cleaning material used
during each month from test results
using ASTM D1475–13 or ASTM
D2111–10 (Reapproved 2015) (both
incorporated by reference, see § 63.14),
information from the supplier or
manufacturer of the material, or
reference sources providing density or
specific gravity data for pure materials.
If you are including powder coatings in
the compliance determination,
determine the density of powder
coatings, using ASTM D5965–02 (2013)
(incorporated by reference, see § 63.14),
or information from the supplier. If
there is disagreement between ASTM
D1475–13 or ASTM D2111–10 (2015)
test results and other such information
sources, the test results will take
precedence unless, after consultation
you demonstrate to the satisfaction of
the enforcement agency that the
formulation data are correct. If you
purchase materials or monitor
consumption by weight instead of
volume, you do not need to determine
material density. Instead, you may use
the material weight in place of the
combined terms for density and volume
in Equations 1A, 1B, 1C, and 2 of this
section.
*
*
*
*
*
■ 28. Section 63.3960 is amended by
revising paragraphs (a)(1) and (4), (b)(1),
and (c) introductory text to read as
follows:
§ 63.3960 By what date must I conduct
performance tests and other initial
compliance demonstrations?
(a) * * *
(1) All emission capture systems, addon control devices, and CPMS must be
installed and operating no later than the
applicable compliance date specified in
§ 63.3883. Except for solvent recovery
systems for which you conduct liquid-
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liquid material balances according to
§ 63.3961(j), you must conduct
according to the schedule in paragraphs
(a)(1)(i) and (ii) of this section initial
and periodic performance tests of each
capture system and add-on control
device according to the procedures in
§§ 63.3964, 63.3965, and 63.3966 and
establish the operating limits required
by § 63.3892. For a solvent recovery
system for which you conduct liquidliquid material balances according to
§ 63.3961(j), you must initiate the first
material balance no later than the
applicable compliance date specified in
§ 63.3883. For magnet wire coating
operations, you may, with approval,
conduct a performance test of one
representative magnet wire coating
machine for each group of identical or
very similar magnet wire coating
machines.
(i) You must conduct the initial
performance test and establish the
operating limits required by § 63.3892
no later than 180 days after the
applicable compliance date specified in
§ 63.3883.
(ii) You must conduct periodic
performance tests and establish the
operating limits required by § 63.3892
within 5 years following the previous
performance test. You must conduct the
first periodic performance test before
[date 3 years after date of publications
of final rule in the Federal Register],
unless you are already required to
complete periodic performance tests as
a requirement of renewing your
facility’s operating permit under 40 CFR
part 70 or 40 CFR part 71 and have
conducted a performance test on or after
[date 2 years before date of publications
of final rule in the Federal Register].
Thereafter you must conduct a
performance test no later than 5 years
following the previous performance test.
Operating limits must be confirmed or
reestablished during each performance
test. For any control device for which
you are using the catalytic oxidizer
control option at § 63.3967(b) and
following the catalyst maintenance
procedures in § 63.3967(b)(4), you are
not required to conduct periodic testing
control device performance testing as
specified by this paragraph. For any
control device for which instruments
are used to continuously measure
organic compound emissions, you are
not required to conduct periodic control
device performance testing as specified
by this paragraph.
*
*
*
*
*
(4) For the initial compliance
demonstration, you do not need to
comply with the operating limits for the
emission capture system and add-on
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control device required by § 63.3892
until after you have completed the
initial performance tests specified in
paragraph (a)(1) of this section. Instead,
you must maintain a log detailing the
operation and maintenance of the
emission capture system, add-on control
device, and continuous parameter
monitors during the period between the
compliance date and the performance
test. You must begin complying with the
operating limits established based on
the initial performance tests specified in
paragraph (a)(1) of this section for your
affected source on the date you
complete the performance tests. For
magnet wire coating operations, you
must begin complying with the
operating limits for all identical or very
similar magnet wire coating machines
on the date you complete the
performance test of a representative
magnet wire coating machine. The
requirements in this paragraph (a)(4) do
not apply to solvent recovery systems
for which you conduct liquid-liquid
material balances according to the
requirements in § 63.3961(j).
(b) * * *
(1) All emission capture systems, addon control devices, and CPMS must be
installed and operating no later than the
applicable compliance date specified in
§ 63.3883. Except for magnet wire
coating operations and solvent recovery
systems for which you conduct liquidliquid material balances according to
§ 63.3961(j), you must conduct
according to the schedule in paragraphs
(b)(1)(i) and (ii) of this section initial
and periodic performance tests of each
capture system and add-on control
device according to the procedures in
§§ 63.3964, 63.3965, and 63.3966 and
establish the operating limits required
by § 63.3892. For magnet wire coating
operations, you may, with approval,
conduct a performance test of a single
magnet wire coating machine that
represents identical or very similar
magnet wire coating machines. For a
solvent recovery system for which you
conduct liquid-liquid material balances
according to § 63.3961(j), you must
initiate the first material balance no
later than the compliance date specified
in § 63.3883.
(i) You must conduct the initial
performance test and establish the
operating limits required by § 63.3892
no later than 180 days after the
applicable compliance date specified in
§ 63.3883.
(ii) You must conduct periodic
performance tests and establish the
operating limits required by § 63.3892
within 5 years following the previous
performance test. You must conduct the
first periodic performance test before
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[date 3 years after date of publications
of final rule in the Federal Register],
unless you are already required to
complete periodic performance tests as
a requirement of renewing your
facility’s operating permit under 40 CFR
part 70 or 40 CFR part 71 and have
conducted a performance test on or after
[date 2 years before date of publications
of final rule in the Federal Register].
Thereafter you must conduct a
performance test no later than 5 years
following the previous performance test.
Operating limits must be confirmed or
reestablished during each performance
test. For any control device for which
you are using the catalytic oxidizer
control option at § 63.3967(b) and
following the catalyst maintenance
procedures in § 63.3967(b)(4), you are
not required to conduct periodic testing
control device performance testing as
specified by this paragraph. For any
control device for which instruments
are used to continuously measure
organic compound emissions, you are
not required to conduct periodic control
device performance testing as specified
by this paragraph.
*
*
*
*
*
(c) You are not required to conduct an
initial performance test to determine
capture efficiency or destruction
efficiency of a capture system or control
device if you receive approval to use the
results of a performance test that has
been previously conducted on that
capture system or control device. Any
such previous tests must meet the
conditions described in paragraphs
(c)(1) through (3) of this section. You are
still required to conduct a periodic
performance test according to the
applicable requirements of paragraphs
(a)(1)(ii) and (b)(2)(ii) of this section.
*
*
*
*
*
■ 29. Section 63.3961 is amended by
revising paragraph (j)(3) to read as
follows:
§ 63.3961 How do I demonstrate initial
compliance?
*
*
*
*
*
(j) * * *
(3) Determine the mass fraction of
volatile organic matter for each coating,
thinner and/or other additive, and
cleaning material used in the coating
operation controlled by the solvent
recovery system during the month, kg
volatile organic matter per kg coating.
You may determine the volatile organic
matter mass fraction using EPA Method
24 of 40 CFR part 60, appendix A–7,
ASTM D2369–10 (Reapproved 2015)e,
(incorporated by reference, see § 63.14),
or an EPA approved alternative method,
or you may use information provided by
the manufacturer or supplier of the
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coating. In the event of any
inconsistency between information
provided by the manufacturer or
supplier and the results of EPA Method
24 of 40 CFR part 60, appendix A–7,
ASTM D2369–10 (Reapproved 2015)e,
or an approved alternative method, the
test method results will take precedence
unless, after consultation you
demonstrate to the satisfaction of the
enforcement agency that the formulation
data are correct.
*
*
*
*
*
■ 30. Section 63.3963 is amended by
revising paragraph (f) and adding
paragraph (i) to read as follows:
§ 63.3963 How do I demonstrate
continuous compliance with the emission
limitations?
*
*
*
*
*
(f) As part of each semiannual
compliance report required in § 63.3920,
you must identify the coating
operation(s) for which you used the
emission rate with add-on controls
option. If there were no deviations from
the emission limits in § 63.3890, the
operating limits in § 63.3892, and the
work practice standards in § 63.3893,
submit a statement that you were in
compliance with the emission
limitations during the reporting period
because the organic HAP emission rate
for each compliance period was less
than or equal to the applicable emission
limit in § 63.3890, and you achieved the
operating limits required by § 63.3892
and the work practice standards
required by § 63.3893 during each
compliance period.
*
*
*
*
*
(i) On and after [date 181 days after
date of publication of final rule in the
Federal Register], deviations that occur
due to malfunction of the emission
capture system, add-on control device,
or coating operation that may affect
emission capture or control device
efficiency are required to operate in
accordance with § 63.3900(b). The
Administrator will determine whether
the deviations are violations according
to the provisions in § 63.3900(b).
*
*
*
*
*
■ 31. Section 63.3964 is amended by
revising paragraphs (a) introductory text
and (a)(1) to read as follows:
§ 63.3964 What are the general
requirements for performance tests?
(a) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must conduct each
performance test required by § 63.3960
according to the requirements in
§ 63.7(e)(1) and under the conditions in
this section, unless you obtain a waiver
of the performance test according to the
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provisions in § 63.7(h). On and after
[date 181 days after date of publication
of final rule in the Federal Register],
you must conduct each performance test
required by § 63.3960 according to the
requirements in this section unless you
obtain a waiver of the performance test
according to the provisions in § 63.7(h).
(1) Representative coating operation
operating conditions. You must conduct
the performance test under
representative operating conditions for
the coating operation. Operations during
periods of startup, shutdown, or periods
of nonoperation do not constitute
representative conditions for purposes
of conducting a performance test. The
owner or operator may not conduct
performance tests during periods of
malfunction. You must record the
process information that is necessary to
document operating conditions during
the test and explain why the conditions
represent normal operation. Upon
request, you must make available to the
Administrator such records as may be
necessary to determine the conditions of
performance tests.
*
*
*
*
*
■ 32. Section 63.3965 is amended by
revising the introductory text to read as
follows:
§ 63.3965 How do I determine the emission
capture system efficiency?
You must use the procedures and test
methods in this section to determine
capture efficiency as part of each
performance test required by § 63.3960.
*
*
*
*
*
■ 33. Section 63.3966 is amended by
revising the introductory text and
paragraph (b) to read as follows:
§ 63.3966 How do I determine the add-on
control device emission destruction or
removal efficiency?
You must use the procedures and test
methods in this section to determine the
add-on control device emission
destruction or removal efficiency as part
of the performance test required by
§ 63.3960. For each performance test,
you must conduct three test runs as
specified in § 63.7(e)(3) and each test
run must last at least 1 hour. If the
source is a magnet wire coating
machine, you may use the procedures in
section 3.0 of appendix A to this subpart
as an alternative.
*
*
*
*
*
(b) Measure total gaseous organic
mass emissions as carbon at the inlet
and outlet of the add-on control device
simultaneously, using either EPA
Method 25 or 25A of appendix A–7 to
40 CFR part 60.
(1) Use EPA Method 25 of appendix
A–7 to 40 CFR part 60 if the add-on
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control device is an oxidizer and you
expect the total gaseous organic
concentration as carbon to be more than
50 parts per million (ppm) at the control
device outlet.
(2) Use EPA Method 25A of appendix
A–7 to 40 CFR part 60 if the add-on
control device is an oxidizer and you
expect the total gaseous organic
concentration as carbon to be 50 ppm or
less at the control device outlet.
(3) Use EPA Method 25A of appendix
A–7 to 40 CFR part 60 if the add-on
control device is not an oxidizer.
(4) You may use EPA Method 18 of
appendix A–6 to 40 CFR part 60 to
subtract methane emissions from
measured total gaseous organic mass
emissions as carbon.
*
*
*
*
*
■ 34. Section 63.3967 is amended by
revising paragraphs (a)(1) and (2), (b)(1)
through (3), (d)(1) and (2), and (e)(1)
through (4) to read as follows:
§ 63.3967 How do I establish the emission
capture system and add-on control device
operating limits during the performance
test?
*
*
*
*
*
(a) * * *
(1) During performance tests, you
must monitor and record the
combustion temperature at least once
every 15 minutes during each of the
three test runs. You must monitor the
temperature in the firebox of the
thermal oxidizer or immediately
downstream of the firebox before any
substantial heat exchange occurs.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
combustion temperature maintained
during the performance test. This
average combustion temperature is the
minimum operating limit for your
thermal oxidizer.
(b) * * *
(1) During performance tests, you
must monitor and record the
temperature just before the catalyst bed
and the temperature difference across
the catalyst bed at least once every 15
minutes during each of the three test
runs.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
temperature just before the catalyst bed
and the average temperature difference
across the catalyst bed maintained
during the performance test. These are
the minimum operating limits for your
catalytic oxidizer.
(3) You must monitor the temperature
at the inlet to the catalyst bed and
implement a site-specific inspection and
maintenance plan for your catalytic
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oxidizer as specified in paragraph (b)(4)
of this section. During the performance
test, you must monitor and record the
temperature just before the catalyst bed
at least once every 15 minutes during
each of the three test runs. For each
performance test, use the data collected
during the performance test to calculate
and record the average temperature just
before the catalyst bed during the
performance test. This is the minimum
operating limit for your catalytic
oxidizer.
*
*
*
*
*
(d) * * *
(1) During performance tests, you
must monitor and record the condenser
outlet (product side) gas temperature at
least once every 15 minutes during each
of the three test runs.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
condenser outlet (product side) gas
temperature maintained during the
performance test. This average
condenser outlet gas temperature is the
maximum operating limit for your
condenser.
(e) * * *
(1) During performance tests, you
must monitor and record the desorption
concentrate stream gas temperature at
least once every 15 minutes during each
of the three runs of the performance test.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
temperature. This is the minimum
operating limit for the desorption
concentrate gas stream temperature.
(3) During performance tests, you
must monitor and record the pressure
drop of the dilute stream across the
concentrator at least once every 15
minutes during each of the three runs of
the performance test.
(4) For each performance test, use the
data collected during the performance
test to calculate and record the average
pressure drop. This is the minimum
operating limit for the dilute stream
across the concentrator.
*
*
*
*
*
■ 35. Section 63.3968 is amended by
revising paragraphs (a)(4), (5), and (7)
and (c)(3) introductory text to read as
follows:
§ 63.3968 What are the requirements for
continuous parameter monitoring system
installation, operation, and maintenance?
(a) * * *
(4) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must maintain the CPMS
at all times and have available necessary
parts for routine repairs of the
monitoring equipment. On and after
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59011
[date 181 days after date of publication
of final rule in the Federal Register],
you must maintain the CPMS at all
times in accordance with § 63.3900(b)
and keep necessary parts readily
available for routine repairs of the
monitoring equipment.
(5) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must operate the CPMS
and collect emission capture system and
add-on control device parameter data at
all times that a controlled coating
operation is operating, except during
monitoring malfunctions, associated
repairs, and required quality assurance
or control activities (including, if
applicable, calibration checks and
required zero and span adjustments). On
and after [date 181 days after date of
publication of final rule in the Federal
Register], you must operate the CPMS
and collect emission capture system and
add-on control device parameter data at
all times in accordance with
§ 63.3900(b).
*
*
*
*
*
(7) A monitoring malfunction is any
sudden, infrequent, not reasonably
preventable failure of the CPMS to
provide valid data. Monitoring failures
that are caused in part by poor
maintenance or careless operation are
not malfunctions. Before [date 181 days
after date of publication of final rule in
the Federal Register], any period for
which the monitoring system is out-ofcontrol and data are not available for
required calculations is a deviation from
the monitoring requirements. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], except for periods of required
quality assurance or control activities,
any period for which the CPMS fails to
operate and record data continuously as
required by paragraph (a)(5) of this
section, or generates data that cannot be
included in calculating averages as
specified in (a)(6) of this section
constitutes a deviation from the
monitoring requirements.
*
*
*
*
*
(c) * * *
(3) For all thermal oxidizers and
catalytic oxidizers, you must meet the
requirements in paragraphs (a) and
(c)(3)(i) through (v) of this section for
each gas temperature monitoring device.
For the purposes of this paragraph
(c)(3), a thermocouple is part of the
temperature sensor.
*
*
*
*
*
■ 36. Section 63.3981 is amended by
revising the definitions of ‘‘Deviation’’
and ‘‘Non-HAP coating’’ to read as
follows:
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What definitions apply to this
*
*
*
*
*
Deviation means:
(1) Before [date 181 days after date of
publication in the Federal Register], any
instance in which an affected source
subject to this subpart, or an owner or
operator of such a source:
(i) Fails to meet any requirement or
obligation established by this subpart
including but not limited to, any
emission limit or operating limit or
work practice standard;
(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit; or
(iii) Fails to meet any emission limit,
or operating limit, or work practice
standard in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart; and
(2) On and after [date 181 days after
date of publication of final rule in the
Federal Register], any instance in which
an affected source subject to this subpart
or an owner or operator of such a
source:
(i) Fails to meet any requirement or
obligation established by this subpart
including but not limited to any
emission limit, operating limit, or work
practice standard; or
(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit.
*
*
*
*
*
Non-HAP coating means, for the
purposes of this subpart, a coating that
contains no more than 0.1 percent by
mass of any individual organic HAP that
is listed in Table 5 to this subpart and
no more than 1.0 percent by mass for
any other individual HAP.
*
*
*
*
*
■ 37. Table 2 to Subpart MMMM of part
63 is revised to read as follows:
TABLE 2 TO SUBPART MMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMM OF PART 63
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart MMMM
§ 63.1(a)(1)–(14) ............................
§ 63.1(b)(1)–(3) ..............................
General Applicability .....................
Initial Applicability Determination ..
Yes.
Yes ................................................
§ 63.1(c)(1) .....................................
Applicability After Standard Established.
Applicability of Permit Program for
Area Sources.
Extensions and Notifications ........
Applicability of Permit Program
Before Relevant Standard is
Set.
Definitions .....................................
Yes.
Units and Abbreviations ...............
Prohibited Activities ......................
Circumvention/Severability ...........
Construction/Reconstruction .........
Requirements for Existing Newly
Constructed,
and
Reconstructed Sources.
Application for Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction Based on Prior State
Review.
Compliance With Standards and
Maintenance Requirements—
Applicability.
Compliance Dates for New and
Reconstructed Sources.
Compliance Dates for Existing
Sources.
Operation and Maintenance .........
Yes.
Yes.
Yes.
Yes.
Yes.
§ 63.1(c)(2)–(3) ..............................
§ 63.1(c)(4)–(5) ..............................
§ 63.1(e) .........................................
§ 63.2 .............................................
§ 63.1(a)–(c) ...................................
§ 63.4(a)(1)–(5) ..............................
§ 63.4(b)–(c) ...................................
§ 63.5(a) .........................................
§ 63.5(b)(1)–(6) ..............................
§ 63.5(d) .........................................
§ 63.5(e) .........................................
§ 63.5(f) ..........................................
§ 63.6(a) .........................................
§ 63.6(b)(1)–(7) ..............................
§ 63.6(c)(1)–(5) ..............................
§ 63.6(e)(1)–(2) ..............................
§ 63.6(e)(3) .....................................
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No .................................................
Explanation
Applicability to subpart MMMM is
also specified in § 63.3881.
Area sources are not subject to
subpart MMMM.
Yes.
Yes.
Yes ................................................
Additional definitions are specified
in § 63.3981.
Yes.
Yes.
Yes.
Yes.
Yes ................................................
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
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Section 63.3883 specifies the
compliance dates.
Section 63.3883 specifies the
compliance dates.
See § 63.3900(b) for general duty
requirement.
01NOP2
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59013
TABLE 2 TO SUBPART MMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMM OF PART
63—Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart MMMM
§ 63.6(f)(1) ......................................
Compliance Except During Startup, Shutdown, and Malfunction.
§ 63.6(f)(2)–(3) ...............................
Methods for Determining Compliance..
Use of an Alternative Standard ....
Compliance With Opacity/Visible
Emission Standards.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
§ 63.6(g)(1)–(3) ..............................
§ 63.6(h) .........................................
§ 63.6(i)(1)–(16) .............................
§ 63.6(j) ..........................................
Yes.
No .................................................
Extension of Compliance ..............
Presidential Compliance Exemption.
Performance
Test
Requirements—Applicability.
Yes.
Yes.
§ 63.7(a)(2) .....................................
Performance
Test
ments—Dates.
Yes ................................................
§ 63.7(a)(3)–(4) ..............................
Performance Tests Required By
the
Administrator,
Force
Majeure.
Performance
Test
Requirements—Notification, Quality Assurance, Facilities Necessary
for Safe Testing, Conditions
During Test.
Conduct of Performance Tests ....
§ 63.7(a)(1) .....................................
§ 63.7(b)–(d) ...................................
§ 63.7(e)(1) .....................................
§ 63.7(e)(2)–(4) ..............................
§ 63.7(f) ..........................................
§ 63.7(g)–(h) ...................................
Require-
Conduct of Performance Tests ....
Performance
Test
Requirements—Use of Alternative Test
Method.
Performance
Test
Requirements—Data Analysis, Recordkeeping, Reporting, Waiver of
Test.
Yes ................................................
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes ................................................
Yes ................................................
Monitoring Requirements—Applicability.
Yes ................................................
§ 63.8(a)(4) .....................................
Additional
ments.
No .................................................
§ 63.8(b) .........................................
Conduct of Monitoring ..................
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Subpart MMMM does not establish opacity standards and does
not require continuous opacity
monitoring systems (COMS).
Applies to all affected sources.
Additional requirements for performance testing are specified
in §§ 63.3964, 63.3965, and
63.3966.
Applies only to performance tests
for capture system and control
device efficiency at sources
using these to comply with the
standard.
Section
63.3960
specifies the schedule for performance test requirements that
are earlier than those specified
in § 63.7(a)(2).
Yes.
§ 63.8(a)(1)–(3) ..............................
Monitoring
Explanation
Applies only to performance tests
for capture system and add-on
control device efficiency at
sources using these to comply
with the standard.
See §§ 63.3964
Applies to all test methods except
those used to determine capture system efficiency.
Applies only to performance tests
for capture system and add-on
control device efficiency at
sources using these to comply
with the standard.
Applies only to monitoring of capture system and add-on control
device efficiency at sources
using these to comply with the
standard. Additional requirements for monitoring are specified in § 63.3968.
Subpart MMMM does not have
monitoring requirements for
flares.
Yes.
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Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
TABLE 2 TO SUBPART MMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMM OF PART
63—Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart MMMM
Explanation
§ 63.8(c)(1) .....................................
Continuous Monitoring System
(CMS) Operation and Maintenance.
Section 63.3968 specifies the requirements for the operation of
CMS for capture systems and
add-on control devices at
sources using these to comply.
§ 63.8(c)(2)–(3) ..............................
CMS Operation and Maintenance
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
§ 63.8(c)(4) .....................................
CMS ..............................................
No .................................................
§ 63.8(c)(5) .....................................
COMS ...........................................
No .................................................
§ 63.8(c)(6) .....................................
CMS Requirements ......................
No .................................................
§ 63.8(c)(7) .....................................
§ 63.8(c)(8) .....................................
CMS Out-of-Control Periods ........
CMS Out-of-Control Periods and
Reporting.
Quality Control Program and CMS
Performance Evaluation.
Yes.
No .................................................
Use of an Alternative Monitoring
Method.
Alternative to Relative Accuracy
Test.
Yes.
§ 63.8(g)(1)–(5) ..............................
Data Reduction .............................
No .................................................
§ 63.9(a)–(d) ...................................
§ 63.9(e) .........................................
Notification Requirements ............
Notification of Performance Test ..
Yes.
Yes ................................................
§ 63.9(f) ..........................................
Notification of Visible Emissions/
Opacity Test.
No .................................................
§ 63.9(g)(1)–(3) ..............................
Additional Notifications
Using CMS.
No .................................................
§ 63.9(h) .........................................
Notification of Compliance Status
Yes ................................................
§ 63.9(i) ..........................................
Adjustment of Submittal Deadlines.
Change in Previous Information ...
Recordkeeping/Reporting—Applicability and General Information.
General Recordkeeping Requirements.
Recordkeeping of Occurrence and
Duration of Startups and Shutdowns and of Failures to Meet
Standards.
Yes.
§ 63.8(d)–(e) ...................................
§ 63.8(f)(1)–(5) ...............................
§ 63.8(f)(6) ......................................
§ 63.9(j) ..........................................
§ 63.10(a) .......................................
§ 63.10(b)(1) ...................................
§ 63.10(b)(2)(i)–(ii) ..........................
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No .................................................
No .................................................
Applies only to monitoring of capture system and add-on control
device efficiency at sources
using these to comply with the
standard. Additional requirements for CMS operations and
maintenance are specified in
§ 63.3968.
§ 63.3968 specifies the requirements for the operation of CMS
for capture systems and add-on
control devices at sources
using these to comply.
Subpart MMMM does not have
opacity or visible emission
standards.
Section 63.3968 specifies the requirements for monitoring systems for capture systems and
add-on control devices at
sources using these to comply.
§ 63.3920 requires reporting of
CMS out-of-control periods.
Subpart MMMM does not require
the use of continuous emissions monitoring systems.
Subpart MMMM does not require
the use of continuous emissions monitoring systems.
Sections 63.3967 and 63.3968
specify monitoring data reduction.
Applies only to capture system
and add-on control device performance tests at sources using
these to comply with the standard.
Subpart MMMM does not have
opacity or visible emissions
standards.
Subpart MMMM does not require
the use of continuous emissions monitoring systems.
Section 63.3910 specifies the
dates for submitting the notification of compliance status.
Yes.
Yes.
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
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Additional requirements are specified in §§ 63.3930 and 63.3931.
See § 63.3930(j).
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59015
TABLE 2 TO SUBPART MMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMM OF PART
63—Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart MMMM
§ 63.10(b)(2)(iii) ..............................
Recordkeeping Relevant to Maintenance of Air Pollution Control
and Monitoring Equipment.
Actions Taken to Minimize Emissions During Startup, Shutdown, and Malfunction.
Yes ................................................
§ 63.10(b)(2)(iii)
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
No .................................................
See § 63.3930(j) for a record of
actions taken to minimize emissions duration a deviation from
the standard.
§ 63.10(b)(2) (iv)–(v) ......................
§ 63.10(b)(2) (vi) ............................
Recordkeeping for CMS Malfunctions.
§ 63.10(b)(2) (xii) ............................
§ 63.10(b)(2) (xiii) ...........................
Records ........................................
.......................................................
§ 63.10(b)(2) (xiv) ...........................
§ 63.10(b)(3) ...................................
.......................................................
Recordkeeping Requirements for
Applicability Determinations.
Additional Recordkeeping Requirements for Sources with
CMS.
Additional Recordkeeping Requirements for Sources with
CMS.
Yes.
Yes.
Additional Recordkeeping Requirements for Sources with
CMS.
Records Regarding the Startup,
Shutdown, and Malfunction
Plan.
Yes.
§ 63.10(c) (1)–(6) ...........................
§ 63.10(c) (7)–(8) ...........................
§ 63.10(c)(10)–(14) ........................
§ 63.10(c)(15) .................................
No .................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
General Reporting Requirements
§ 63.10(d)(2) ...................................
Report of Performance Test Results.
Reporting Opacity or Visible
Emissions Observations.
Yes ................................................
Progress Reports for Sources
With Compliance Extensions.
Startup, Shutdown, and Malfunction Reports.
Yes.
§ 63.10(d)(4) ...................................
§ 63.10(d)(5) ...................................
No .................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
No .................................................
§ 63.10(e) (1)–(2) ...........................
Additional CMS Reports ...............
§ 63.10(e) (3) .................................
Excess Emissions/CMS Performance Reports.
No .................................................
§ 63.10(e) (4) .................................
COMS Data Reports ....................
No .................................................
§ 63.10(f) ........................................
§ 63.11 ...........................................
Recordkeeping/Reporting Waiver
Control Device Requirements/
Flares.
State Authority and Delegations ...
Addresses .....................................
Incorporation by Reference ..........
Yes.
No .................................................
§ 63.12 ...........................................
§ 63.13 ...........................................
§ 63.14 ...........................................
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See § 63.3930(j) for records of
periods of deviation from the
standard, including instances
where a CMS is inoperative or
out-of-control.
Subpart MMMM does not require
the use of continuous emissions monitoring systems.
Yes.
§ 63.10(d)(1) ...................................
§ 63.10(d)(3) ...................................
Explanation
See § 63.3930(j) for records of
periods of deviation from the
standard, including instances
where a CMS is inoperative or
out-of-control.
Additional requirements are specified in § 63.3920.
Additional requirements are specified in § 63.3920(b) and (d).
Subpart MMMM does not require
opacity or visible emissions observations.
See § 63.3920 (a)(7) and (c).
Subpart MMMM does not require
the use of continuous emissions monitoring systems.
Section 63.3920 (b) specifies the
contents of periodic compliance
reports.
Subpart MMMMM does not specify requirements for opacity or
COMS.
Subpart MMMM does not specify
use of flares for compliance.
Yes.
Yes.
Yes.
Sfmt 4702
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01NOP2
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Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
TABLE 2 TO SUBPART MMMM OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART MMMM OF PART
63—Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
§ 63.15 ...........................................
Availability of
fidentiality.
Applicable to subpart MMMM
Information/Con-
Explanation
Yes.
38. Table 5 to Subpart MMMM of part
63 is added to read as follows:
■
TABLE 5 TO SUBPART MMMM OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD
TOTAL ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS
Chemical name
CAS No.
1,1,2,2-Tetrachloroethane ....................................................................................................................................................................
1,1,2-Trichloroethane ...........................................................................................................................................................................
1,1-Dimethylhydrazine .........................................................................................................................................................................
1,2-Dibromo-3-chloropropane ..............................................................................................................................................................
1,2-Diphenylhydrazine .........................................................................................................................................................................
1,3-Butadiene .......................................................................................................................................................................................
1,3-Dichloropropene ............................................................................................................................................................................
1,4-Dioxane ..........................................................................................................................................................................................
2,4,6-Trichlorophenol ...........................................................................................................................................................................
2,4/2,6-Dinitrotoluene (mixture) ...........................................................................................................................................................
2,4-Dinitrotoluene .................................................................................................................................................................................
2,4-Toluene diamine ............................................................................................................................................................................
2-Nitropropane .....................................................................................................................................................................................
3,3′-Dichlorobenzidine .........................................................................................................................................................................
3,3′-Dimethoxybenzidine .....................................................................................................................................................................
3,3′-Dimethylbenzidine ........................................................................................................................................................................
4,4′-Methylene bis(2-chloroaniline) ......................................................................................................................................................
Acetaldehyde .......................................................................................................................................................................................
Acrylamide ...........................................................................................................................................................................................
Acrylonitrile ..........................................................................................................................................................................................
Allyl chloride .........................................................................................................................................................................................
alpha-Hexachlorocyclohexane (a-HCH) ..............................................................................................................................................
Aniline ..................................................................................................................................................................................................
Benzene ...............................................................................................................................................................................................
Benzidine .............................................................................................................................................................................................
Benzotrichloride ...................................................................................................................................................................................
Benzyl chloride ....................................................................................................................................................................................
beta-Hexachlorocyclohexane (b-HCH) ................................................................................................................................................
Bis(2-ethylhexyl)phthalate ....................................................................................................................................................................
Bis(chloromethyl)ether .........................................................................................................................................................................
Bromoform ...........................................................................................................................................................................................
Captan .................................................................................................................................................................................................
Carbon tetrachloride ............................................................................................................................................................................
Chlordane ............................................................................................................................................................................................
Chlorobenzilate ....................................................................................................................................................................................
Chloroform ...........................................................................................................................................................................................
Chloroprene .........................................................................................................................................................................................
Cresols (mixed) ....................................................................................................................................................................................
DDE .....................................................................................................................................................................................................
Dichloroethyl ether ...............................................................................................................................................................................
Dichlorvos ............................................................................................................................................................................................
Epichlorohydrin ....................................................................................................................................................................................
Ethyl acrylate .......................................................................................................................................................................................
Ethylene dibromide ..............................................................................................................................................................................
Ethylene dichloride ..............................................................................................................................................................................
Ethylene oxide .....................................................................................................................................................................................
Ethylene thiourea .................................................................................................................................................................................
Ethylidene dichloride (1,1-Dichloroethane) ..........................................................................................................................................
Formaldehyde ......................................................................................................................................................................................
Heptachlor ............................................................................................................................................................................................
Hexachlorobenzene .............................................................................................................................................................................
Hexachlorobutadiene ...........................................................................................................................................................................
Hexachloroethane ................................................................................................................................................................................
Hydrazine .............................................................................................................................................................................................
Isophorone ...........................................................................................................................................................................................
Lindane (hexachlorocyclohexane, all isomers) ...................................................................................................................................
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01NOP2
79–34–5
79–00–5
57–14–7
96–12–8
122–66–7
106–99–0
542–75–6
123–91–1
88–06–2
25321–14–6
121–14–2
95–80–7
79–46–9
91–94–1
119–90–4
119–93–7
101–14–4
75–07–0
79–06–1
107–13–1
107–05–1
319–84–6
62–53–3
71–43–2
92–87–5
98–07–7
100–44–7
319–85–7
117–81–7
542–88–1
75–25–2
133–06–2
56–23–5
57–74–9
510–15–6
67–66–3
126–99–8
1319–77–3
3547–04–4
111–44–4
62–73–7
106–89–8
140–88–5
106–93–4
107–06–2
75–21–8
96–45–7
75–34–3
50–00–0
76–44–8
118–74–1
87–68–3
67–72–1
302–01–2
78–59–1
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Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
59017
TABLE 5 TO SUBPART MMMM OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD
TOTAL ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS—Continued
Chemical name
CAS No.
m-Cresol ..............................................................................................................................................................................................
Methylene chloride ...............................................................................................................................................................................
Naphthalene .........................................................................................................................................................................................
Nitrobenzene ........................................................................................................................................................................................
Nitrosodimethylamine ..........................................................................................................................................................................
o-Cresol ...............................................................................................................................................................................................
o-Toluidine ...........................................................................................................................................................................................
Parathion ..............................................................................................................................................................................................
p-Cresol ...............................................................................................................................................................................................
p-Dichlorobenzene ...............................................................................................................................................................................
Pentachloronitrobenzene .....................................................................................................................................................................
Pentachlorophenol ...............................................................................................................................................................................
Propoxur ..............................................................................................................................................................................................
Propylene dichloride ............................................................................................................................................................................
Propylene oxide ...................................................................................................................................................................................
Quinoline ..............................................................................................................................................................................................
Tetrachloroethene ................................................................................................................................................................................
Toxaphene ...........................................................................................................................................................................................
Trichloroethylene .................................................................................................................................................................................
Trifluralin ..............................................................................................................................................................................................
Vinyl bromide .......................................................................................................................................................................................
Vinyl chloride .......................................................................................................................................................................................
Vinylidene chloride ...............................................................................................................................................................................
Subpart NNNN—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Large
Appliances
39. Section 63.4168 is amended by
adding paragraphs (c)(3)(i) through (vii)
to read as follows:
■
§ 63.4168 What are the requirements for
continuous parameter monitoring system
installation, operation, and maintenance?
*
*
*
*
*
(c) * * *
(3) * * *
(i) Locate the temperature sensor in a
position that provides a representative
temperature.
(ii) Use a temperature sensor with a
measurement sensitivity of 4 degrees
Fahrenheit or 0.75 percent of the
temperature value, whichever is larger.
(iii) Shield the temperature sensor
system from electromagnetic
interference and chemical
contaminants.
(iv) If a gas temperature chart recorder
is used, it must have a measurement
sensitivity in the minor division of at
least 20 degrees Fahrenheit.
(v) Perform an electronic calibration
at least semiannually according to the
procedures in the manufacturer’s
owners manual. Following the
electronic calibration, you must conduct
a temperature sensor validation check in
which a second or redundant
temperature sensor placed nearby the
process temperature sensor must yield a
reading within 30 degrees Fahrenheit of
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the process temperature sensor’s
reading.
(vi) Any time the sensor exceeds the
manufacturer’s specified maximum
operating temperature range, either
conduct calibration and validation
checks or install a new temperature
sensor.
(vii) At least monthly, inspect
components for integrity and electrical
connections for continuity, oxidation,
and galvanic corrosion.
*
*
*
*
*
Subpart OOOO—National Emission
Standards for Hazardous Air
Pollutants: Printing, Coating, and
Dyeing of Fabrics and Other Textiles
40. Section 63.4371 is amended by
revising the definition for ‘‘No organic
HAP’’ to read as follows:
■
§ 63.4371
subpart?
What definitions apply to this
*
*
*
*
*
No organic HAP means no organic
HAP in Table 5 to this subpart is present
at 0.1 percent by mass or more and no
organic HAP not listed in Table 5 to this
subpart is present at 1.0 percent by mass
or more. The organic HAP content of a
regulated material is determined
according to § 63.4321(e)(1).
*
*
*
*
*
PO 00000
Subpart PPPP—National Emission
Standards for Hazardous Air Pollutants
for Surface Coating of Plastic Parts
and Products
41. Section 63.4492 is amended by
revising paragraph (b) to read as follows:
■
§ 63.4492
meet?
What operating limits must I
*
*
*
*
*
(b) For any controlled coating
operation(s) on which you use the
emission rate with add-on controls
option, except those for which you use
a solvent recovery system and conduct
a liquid-liquid material balance
according to § 63.4561(j), you must meet
the operating limits specified in Table 1
to this subpart. These operating limits
apply to the emission capture and
control systems on the coating
operation(s) for which you use this
option, and you must establish the
operating limits during the performance
tests required in § 63.4560 according to
the requirements in § 63.4567. You must
meet the operating limits established
during the most recent performance
tests required in § 63.4560 at all times
after you establish them.
*
*
*
*
*
■ 42. Section 63.4500 is amended by
revising paragraphs (a)(2)(i) and (ii), (b),
and (c) to read as follows:
§ 63.4500 What are my general
requirements for complying with this
subpart?
(a) * * *
(2) * * *
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108–39–4
75–09–2
91–20–3
98–95–3
62–75–9
95–48–7
95–53–4
56–38–2
106–44–5
106–46–7
82–68–8
87–86–5
114–26–1
78–87–5
75–56–9
91–22–5
127–18–4
8001–35–2
79–01–6
1582–09–8
593–60–2
75–01–4
75–35–4
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(i) The coating operation(s) must be in
compliance with the applicable
emission limit in § 63.4490 at all times.
(ii) The coating operation(s) must be
in compliance with the operating limits
for emission capture systems and addon control devices required by § 63.4492
at all times, except for solvent recovery
systems for which you conduct liquidliquid material balances according to
§ 63.4561(j).
*
*
*
*
*
(b) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must always operate and
maintain your affected source, including
all air pollution control and monitoring
equipment you use for purposes of
complying with this subpart, according
to the provisions in § 63.6(e)(1)(i). On
and after [date 181 days after date of
publication of final rule in the Federal
Register], at all times, the owner or
operator must operate and maintain any
affected source, including associated air
pollution control equipment and
monitoring equipment, in a manner
consistent with safety and good air
pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by the applicable
standard have been achieved.
Determination of whether a source is
operating in compliance with operation
and maintenance requirements will be
based on information available to the
Administrator that may include, but is
not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the affected source.
(c) Before [date 181 days after date of
publication of final rule in the Federal
Register], if your affected source uses an
emission capture system and add-on
control device, you must develop a
written startup, shutdown, and
malfunction plan (SSMP) according to
the provisions in § 63.6(e)(3). The plan
must address the startup, shutdown,
and corrective actions in the event of a
malfunction of the emission capture
system or the add-on control device.
The plan must also address any coating
operation equipment that may cause
increased emissions or that would affect
capture efficiency if the process
equipment malfunctions, such as
conveyors that move parts among
enclosures. On and after [date 181 days
after date of publication of final rule in
the Federal Register], the SSMP is not
required.
■ 43. Section 63.4520 is amended by:
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a. Revising paragraphs (a)(5)
introductory text and (a)(5)(i) and (iv);
■ b. Adding paragraph (a)(5)(v);
■ c. Revising paragraph (a)(6)
introductory text and (a)(6)(iii);
■ d. Adding paragraph (a)(6)(iv);
■ e. Revising paragraph (a)(7)
introductory text, (a)(7)(iii), (a)(7)(vi)
through (viii), (a)(7)(x), and (a)(7)(xiii)
and (xiv);
■ f. Adding paragraph (a)(7)(xv);
■ g. Revising paragraph (c) introductory
text; and
■ h. Adding paragraphs (d) through (h).
The revisions and additions read as
follows:
■
§ 63.4520
What reports must I submit?
(a) * * *
(5) Deviations: Compliant material
option. If you used the compliant
material option and there was a
deviation from the applicable organic
HAP content requirements in § 63.4490,
the semiannual compliance report must
contain the information in paragraphs
(a)(5)(i) through (v) of this section.
(i) Identification of each coating used
that deviated from the applicable
emission limit, and each thinner and/or
other additive, and cleaning material
used that contained organic HAP, and
the date, time, and duration each was
used.
*
*
*
*
*
(iv) Before [date 181 days after date of
publication of final rule in the Federal
Register], a statement of the cause of
each deviation. On and after [date 181
days after date of publication of final
rule in the Federal Register], a
statement of the cause of each deviation
(including unknown cause, if
applicable).
(v) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the number of
deviations and, for each deviation, a list
of the affected source or equipment, an
estimate of the quantity of each
regulated pollutant emitted over any
applicable emission limit in § 63.4490, a
description of the method used to
estimate the emissions, and the actions
you took to minimize emissions in
accordance with § 63.4500(b).
(6) Deviations: Emission rate without
add-on controls option. If you used the
emission rate without add-on controls
option and there was a deviation from
the applicable emission limit in
§ 63.4490, the semiannual compliance
report must contain the information in
paragraphs (a)(6)(i) through (iv) of this
section.
*
*
*
*
*
(iii) Before [date 181 days after date of
publication of final rule in the Federal
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Register], a statement of the cause of
each deviation. On and after [date 181
days after date of publication of final
rule in the Federal Register], a
statement of the cause of each deviation
(including unknown cause, if
applicable).
(iv) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the number of
deviations, date, time, duration, a list of
the affected source or equipment, an
estimate of the quantity of each
regulated pollutant emitted over any
applicable emission limit in § 63.4490, a
description of the method used to
estimate the emissions, and the actions
you took to minimize emissions in
accordance with § 63.4500(b).
(7) Deviations: Emission rate with
add-on controls option. If you used the
emission rate with add-on controls
option and there was a deviation from
the applicable emission limit in
§ 63.4490 or the applicable operating
limit(s) in Table 1 to this subpart
(including any periods when emissions
bypassed the add-on control device and
were diverted to the atmosphere), before
[date 181 days after date of publication
of final rule in the Federal Register], the
semiannual compliance report must
contain the information in paragraphs
(a)(7)(i) through (xiv) of this section.
This includes periods of startup,
shutdown, and malfunction during
which deviations occurred. On and after
[date 181 days after date of publication
of final rule in the Federal Register], the
semiannual compliance report must
contain the information in paragraphs
(a)(7)(i) through (xii), (a)(7)(xiv), and
(a)(7)(xv) of this section. If you use the
emission rate with add-on controls
option and there was a deviation from
the applicable work practice standards
in § 63.4493(b), the semiannual
compliance report must contain the
information in paragraph (a)(7)(xiii) of
this section.
*
*
*
*
*
(iii) The date and time that each
malfunction of the capture system or
add-on control devices started and
stopped.
*
*
*
*
*
(vi) Before [date 181 days after date of
publication of final rule in the Federal
Register], the date and time that each
CPMS was inoperative, except for zero
(low-level) and high-level checks. On
and after [date 181 days after date of
publication of final rule in the Federal
Register], the number of instances that
the CPMS was inoperative, and for each
instance, except for zero (low-level) and
high-level checks, the date, time, and
duration that the CPMS was inoperative;
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the cause (including unknown cause)
for the CPMS being inoperative; and the
actions you took to minimize emissions
in accordance with § 63.4500(b).
(vii) Before [date 181 days after date
of publication of final rule in the
Federal Register], the date, time, and
duration that each CPMS was out-ofcontrol, including the information in
§ 63.8(c)(8). On and after [date 181 days
after date of publication of final rule in
the Federal Register], the number of
instances that the CPMS was out of
control as specified in § 63.8(c)(7) and,
for each instance, the date, time, and
duration that the CPMS was out-ofcontrol; the cause (including unknown
cause) for the CPMS being out-ofcontrol; and descriptions of corrective
actions taken.
(viii) Before [date 181 days after date
of publication of final rule in the
Federal Register], the date and time
period of each deviation from an
operating limit in Table 1 to this
subpart; date and time period of any
bypass of the add-on control device; and
whether each deviation occurred during
a period of startup, shutdown, or
malfunction or during another period.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the number of deviations from
an operating limit in Table 1 to this
subpart and, for each deviation, the
date, time, and duration of each
deviation; the date, time, and duration
of any bypass of the add-on control
device.
*
*
*
*
*
(x) Before [date 181 days after date of
publication of final rule in the Federal
Register], a breakdown of the total
duration of the deviations from the
operating limits in Table 1 of this
subpart and bypasses of the add-on
control device during the semiannual
reporting period into those that were
due to startup, shutdown, control
equipment problems, process problems,
other known causes, and other
unknown causes. On and after [date 181
days after date of publication of final
rule in the Federal Register], a
breakdown of the total duration of the
deviations from the operating limits in
Table 1 to this subpart and bypasses of
the add-on control device during the
semiannual reporting period into those
that were due to control equipment
problems, process problems, other
known causes, and other unknown
causes.
*
*
*
*
*
(xiii) Before [date 181 days after date
of publication of final rule in the
Federal Register], for each deviation
from the work practice standards, a
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description of the deviation, the date
and time period of the deviation, and
the actions you took to correct the
deviation. On and after [date 181 days
after date of publication of final rule in
the Federal Register], for deviations
from the work practice standards, the
number of deviations, and, for each
deviation, the information in paragraphs
(a)(7)(xiii)(A) and (B) of this section:
(A) A description of the deviation; the
date, time, and duration of the
deviation; and the actions you took to
minimize emissions in accordance with
§ 63.4500(b).
(B) The description required in
paragraph (a)(7)(xiii)(A) of this section
must include a list of the affected
sources or equipment for which a
deviation occurred and the cause of the
deviation (including unknown cause, if
applicable.
(xiv) Before [date 181 days after date
of publication of final rule in the
Federal Register], a statement of the
cause of each deviation. On and after
[date 181 days after date of publication
of final rule in the Federal Register], for
deviations from an emission limit in
§ 63.4490 or an operating limit in Table
1 to this subpart, a statement of the
cause of each deviation (including
unknown cause, if applicable) and the
actions you took to minimize emissions
in accordance with § 63.4500(b).
(xv) On and after [date 181 days after
date of publication of final rule in the
Federal Register], for each deviation
from an emission limit in § 63.4490 or
operating limit in Table 1 to this
subpart, a list of the affected sources or
equipment for which a deviation
occurred, an estimate of the quantity of
each regulated pollutant emitted over
any emission limit in § 63.4490 or
operating limit in Table 1 to this
subpart, and a description of the method
used to estimate the emissions.
*
*
*
*
*
(c) Startup, shutdown, malfunction
reports. Before [date 181 days after date
of publication of final rule in the
Federal Register], if you used the
emission rate with add-on controls
option and you had a startup,
shutdown, or malfunction during the
semiannual reporting period, you must
submit the reports specified in
paragraphs (c)(1) and (2) of this section.
On and after [date 181 days after date of
publication of final rule in the Federal
Register], the reports specified in
paragraphs (c)(1) and (2) of this section
are not required.
*
*
*
*
*
(d) On and after [date 181 days after
date of publication of final rule in the
Federal Register], you must submit the
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59019
results of the performance tests required
in § 63.4560 following the procedure
specified in paragraphs (d)(1) through
(3) of this section.
(1) For data collected using test
methods supported by the EPA’s
Electronic Reporting Tool (ERT) as
listed on the EPA’s ERT website
(https://www.epa.gov/electronicreporting-air-emissions/electronicreporting-tool-ert) at the time of the test,
you must submit the results of the
performance test to the EPA via the
CEDRI. The CEDRI interface can be
accessed through the EPA’s CDX
(https://cdx.epa.gov/). Performance test
data must be submitted in a file format
generated through the use of the EPA’s
ERT or an alternate electronic file
format consistent with the XML schema
listed on the EPA’s ERT website.
(2) For data collected using test
methods that are not supported by the
EPA’s ERT as listed on the EPA’s ERT
website at the time of the test, you must
submit the results of the performance
test to the Administrator at the
appropriate address listed in § 63.13,
unless the Administrator agrees to or
specifies an alternate reporting method.
(3) If you claim that some of the
performance test information being
submitted under paragraph (d)(1) of this
section is CBI, you must submit a
complete file generated through the use
of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website, including information claimed
to be CBI, on a compact disc, flash
drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium must be clearly
marked as CBI and mailed to U.S. EPA/
OAPQS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same ERT or
alternate file with the CBI omitted must
be submitted to the EPA via the EPA’s
CDX as described in paragraph (d)(1) of
this section.
(e) On and after [date 181 days after
date of publication of final rule in the
Federal Register], the owner or operator
shall submit the initial notifications
required in § 63.9(b) and the notification
of compliance status required in
§ 63.9(h) and § 63.4510(c) to the EPA via
the CEDRI. The CEDRI interface can be
accessed through the EPA’s CDX
(https://cdx.epa.gov/). The owner or
operator must upload to CEDRI an
electronic copy of each applicable
notification in portable document
format (PDF). The applicable
notification must be submitted by the
deadline specified in this subpart,
regardless of the method in which the
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reports are submitted. Owners or
operators who claim that some of the
information required to be submitted via
CEDRI is CBI shall submit a complete
report generated using the appropriate
form in CEDRI or an alternate electronic
file consistent with the XML schema
listed on the EPA’s CEDRI website,
including information claimed to be
CBI, on a compact disc, flash drive, or
other commonly used electronic storage
medium to the EPA. The electronic
medium shall be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE
CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404–
02, 4930 Old Page Rd., Durham, NC
27703. The same file with the CBI
omitted shall be submitted to the EPA
via the EPA’s CDX as described earlier
in this paragraph.
(f) On and after [date 181 days after
date of publication of final rule in the
Federal Register], or once the reporting
template has been available on the
CEDRI website for 1 year, whichever
date is later, the owner or operator shall
submit the semiannual compliance
report required in paragraph (a) of this
section to the EPA via the CEDRI.
(CEDRI can be accessed through the
EPA’s CDX (https://cdx.epa.gov/)). The
owner or operator must use the
appropriate electronic template on the
CEDRI website for this subpart or an
alternate electronic file format
consistent with the XML schema listed
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri). The date
report templates become available will
be listed on the CEDRI website. If the
reporting form for the semiannual
compliance report specific to this
subpart is not available in CEDRI at the
time that the report is due, you must
submit the report to the Administrator
at the appropriate addresses listed in
§ 63.13. Once the form has been
available in CEDRI for 1 year, you must
begin submitting all subsequent reports
via CEDRI. The reports must be
submitted by the deadlines specified in
this subpart, regardless of the method in
which the reports are submitted.
Owners or operators who claim that
some of the information required to be
submitted via CEDRI is CBI shall submit
a complete report generated using the
appropriate form in CEDRI or an
alternate electronic file consistent with
the XML schema listed on the EPA’s
CEDRI website, including information
claimed to be CBI, on a compact disc,
flash drive, or other commonly used
electronic storage medium to the EPA.
The electronic medium shall be clearly
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marked as CBI and mailed to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted shall be submitted to
the EPA via the EPA’s CDX as described
earlier in this paragraph.
(g) If you are required to electronically
submit a report through the CEDRI in
the EPA’s CDX, and due to a planned or
actual outage of either the EPA’s CEDRI
or CDX systems within the period of
time beginning 5 business days prior to
the date that the submission is due, you
will be or are precluded from accessing
CEDRI or CDX and submitting a
required report within the time
prescribed, you may assert a claim of
EPA system outage for failure to timely
comply with the reporting requirement.
You must submit notification to the
Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or caused a delay in reporting. You must
provide to the Administrator a written
description identifying the date, time
and length of the outage; a rationale for
attributing the delay in reporting
beyond the regulatory deadline to the
EPA system outage; describe the
measures taken or to be taken to
minimize the delay in reporting; and
identify a date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported. In
any circumstance, the report must be
submitted electronically as soon as
possible after the outage is resolved. The
decision to accept the claim of EPA
system outage and allow an extension to
the reporting deadline is solely within
the discretion of the Administrator.
(h) If you are required to
electronically submit a report through
CEDRI in the EPA’s CDX and a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning 5 business
days prior to the date the submission is
due, the owner or operator may assert a
claim of force majeure for failure to
timely comply with the reporting
requirement. For the purposes of this
section, a force majeure event is defined
as an event that will be or has been
caused by circumstances beyond the
control of the affected facility, its
contractors, or any entity controlled by
the affected facility that prevents you
from complying with the requirement to
submit a report electronically within the
time period prescribed. Examples of
such events are acts of nature (e.g.,
hurricanes, earthquakes, or floods), acts
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of war or terrorism, or equipment failure
or safety hazard beyond the control of
the affected facility (e.g., large scale
power outage). If you intend to assert a
claim of force majeure, you must submit
notification to the Administrator in
writing as soon as possible following the
date you first knew, or through due
diligence should have known, that the
event may cause or caused a delay in
reporting. You must provide to the
Administrator a written description of
the force majeure event and a rationale
for attributing the delay in reporting
beyond the regulatory deadline to the
force majeure event; describe the
measures taken or to be taken to
minimize the delay in reporting; and
identify a date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported. In
any circumstance, the reporting must
occur as soon as possible after the force
majeure event occurs. The decision to
accept the claim of force majeure and
allow an extension to the reporting
deadline is solely within the discretion
of the Administrator.
■ 44. Section 63.4530 is amended by
revising paragraphs (h), (i) introductory
text, and (i)(1) and (2) to read as follows:
§ 63.4530
What records must I keep?
*
*
*
*
*
(h) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must keep records of the
date, time, and duration of each
deviation. On and after [date 181 days
after date of publication of final rule in
the Federal Register], for each deviation
from an emission limitation reported
under § 63.4520(a)(5) through (7), a
record of the information specified in
paragraphs (h)(1) through (4) of this
section, as applicable.
(1) The date, time, and duration of the
deviation, as reported under
§ 63.4520(a)(5) through (7).
(2) A list of the affected sources or
equipment for which the deviation
occurred and the cause of the deviation,
as reported under § 63.4520(a)(5)
through (7).
(3) An estimate of the quantity of each
regulated pollutant emitted over any
applicable emission limit in § 63.4490
or any applicable operating limit in
Table 1 to this subpart, and a
description of the method used to
calculate the estimate, as reported under
§ 63.4520(a)(5) through (7).
(4) A record of actions taken to
minimize emissions in accordance with
§ 63.4500(b) and any corrective actions
taken to return the affected unit to its
normal or usual manner of operation.
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(i) If you use the emission rate with
add-on controls option, you must also
keep the records specified in paragraphs
(i)(1) through (8) of this section.
(1) Before [date 181 days after date of
publication of final rule in the Federal
Register], for each deviation, a record of
whether the deviation occurred during a
period of startup, shutdown, or
malfunction. On and after [date 181
days after date of publication of final
rule in the Federal Register], a record of
whether the deviation occurred during a
period of startup, shutdown, or
malfunction is not required.
(2) Before [date 181 days after date of
publication of final rule in the Federal
Register], the records in § 63.6(e)(3)(iii)
through (v) related to startup, shutdown,
and malfunction. On and after [date 181
days after date of publication of final
rule in the Federal Register], the records
in § 63.6(e)(3)(iii) through (v) related to
startup, shutdown, and malfunction are
not required.
*
*
*
*
*
■ 45. Section 63.4531 is amended by
revising paragraph (a) to read as follows:
§ 63.4531 In what form and for how long
must I keep my records?
(a) Your records must be in a form
suitable and readily available for
expeditious review, according to
§ 63.10(b)(1). Where appropriate, the
records may be maintained as electronic
spreadsheets or as a database. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], any records required to be
maintained by this subpart that are in
reports that were submitted
electronically via the EPA’s CEDRI may
be maintained in electronic format. This
ability to maintain electronic copies
does not affect the requirement for
facilities to make records, data, and
reports available upon request to a
delegated air agency or the EPA as part
of an on-site compliance evaluation.
*
*
*
*
*
■ 46. Section 63.4541 is amended by
revising paragraphs (a)(1)(i) and (a)(2)
and (4) to read as follows:
§ 63.4541 How do I demonstrate initial
compliance with the emission limitations?
*
*
*
*
*
(a) * * *
(1) * * *
(i) Count each organic HAP in Table
5 to this subpart that is measured to be
present at 0.1 percent by mass or more
and at 1.0 percent by mass or more for
other compounds. For example, if
toluene (not listed in Table 5 to this
subpart) is measured to be 0.5 percent
of the material by mass, you do not have
to count it. Express the mass fraction of
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each organic HAP you count as a value
truncated to four places after the
decimal point (e.g., 0.3791).
*
*
*
*
*
(2) EPA Method 24 (appendix A–7 to
40 CFR part 60). For coatings, you may
use EPA Method 24 to determine the
mass fraction of nonaqueous volatile
matter and use that value as a substitute
for mass fraction of organic HAP. As an
alternative to using EPA Method 24, you
may use ASTM D2369–10 (Reapproved
2015) e (incorporated by reference, see
§ 63.14). For reactive adhesives in
which some of the HAP react to form
solids and are not emitted to the
atmosphere, you may use the alternative
method contained in appendix A to this
subpart, rather than EPA Method 24.
You may use the volatile fraction that is
emitted, as measured by the alternative
method in appendix A to this subpart,
as a substitute for the mass fraction of
organic HAP.
*
*
*
*
*
(4) Information from the supplier or
manufacturer of the material. You may
rely on information other than that
generated by the test methods specified
in paragraphs (a)(1) through (3) of this
section, such as manufacturer’s
formulation data, if it represents each
organic HAP in Table 5 to this subpart
that is present at 0.1 percent by mass or
more and at 1.0 percent by mass or more
for other compounds. For example, if
toluene (not listed in Table 5 to this
subpart) is 0.5 percent of the material by
mass, you do not have to count it. For
reactive adhesives in which some of the
HAP react to form solids and are not
emitted to the atmosphere, you may rely
on manufacturer’s data that expressly
states the organic HAP or volatile matter
mass fraction emitted. If there is a
disagreement between such information
and results of a test conducted
according to paragraphs (a)(1) through
(3) of this section, then the test method
results will take precedence unless, after
consultation you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
*
*
*
*
*
■ 47. Section 63.4551 is amended by
revising paragraph (c) to read as follows:
§ 63.4551 How do I demonstrate initial
compliance with the emission limitations?
*
*
*
*
*
(c) Determine the density of each
material. Determine the density of each
liquid coating, thinner and/or other
additive, and cleaning material used
during each month from test results
using ASTM D1475–13 or ASTM
D2111–10 (Reapproved 2015) (both
incorporated by reference, see § 63.14),
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information from the supplier or
manufacturer of the material, or
reference sources providing density or
specific gravity data for pure materials.
If there is disagreement between ASTM
D1475–13 or ASTM D2111–10 (2015)
and other such information sources, the
test results will take precedence unless,
after consultation you demonstrate to
the satisfaction of the enforcement
agency that the formulation data are
correct. If you purchase materials or
monitor consumption by weight instead
of volume, you do not need to
determine material density. Instead, you
may use the material weight in place of
the combined terms for density and
volume in Equations 1A, 1B, 1C, and 2
of this section.
*
*
*
*
*
■ 48. Section 63.4560 is amended by
revising the section heading and
paragraphs (a)(1) and (4), (b)(1), and (c)
introductory text to read as follows:
§ 63.4560 By what date must I conduct
performance tests and initial compliance
demonstrations?
(a) * * *
(1) All emission capture systems, addon control devices, and CPMS must be
installed and operating no later than the
applicable compliance date specified in
§ 63.4483. Except for solvent recovery
systems for which you conduct liquidliquid material balances according to
§ 63.4561(j), you must conduct
according to the schedule in paragraphs
(a)(1)(i) and (ii) of this section initial
and periodic performance tests of each
capture system and add-on control
device according to the procedures in
§§ 63.4564, 63.4565, and 63.4566 and
establish the operating limits required
by § 63.4492. For a solvent recovery
system for which you conduct liquidliquid material balances according to
§ 63.4561(j), you must initiate the first
material balance no later than the
applicable compliance date specified in
§ 63.4483.
(i) You must conduct the initial
performance test and establish the
operating limits required by § 63.4492
no later than 180 days after the
applicable compliance date specified in
§ 63.4483.
(ii) You must conduct periodic
performance tests and establish the
operating limits required by § 63.4492
within 5 years following the previous
performance test. You must conduct the
first periodic performance test before
[date 3 years after date of publications
of final rule in the Federal Register],
unless you are already required to
complete periodic performance tests as
a requirement of renewing your
facility’s operating permit under 40 CFR
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part 70 or 40 CFR part 71 and have
conducted a performance test on or after
[date 2 years before date of publications
of final rule in the Federal Register].
Thereafter you must conduct a
performance test no later than 5 years
following the previous performance test.
Operating limits must be confirmed or
reestablished during each performance
test. For any control device for which
you are using the catalytic oxidizer
control option at § 63.4567(b) and
following the catalyst maintenance
procedures in § 63.4567(b)(4), you are
not required to conduct periodic control
device performance testing as specified
by this paragraph. For any control
device for which instruments are used
to continuously measure organic
compound emissions, you are not
required to conduct periodic control
device performance testing as specified
by this paragraph.
*
*
*
*
*
(4) For the initial compliance
demonstration, you do not need to
comply with the operating limits for the
emission capture system and add-on
control device required by § 63.4492
until after you have completed the
initial performance tests specified in
paragraph (a)(1) of this section. Instead,
you must maintain a log detailing the
operation and maintenance of the
emission capture system, add-on control
device, and continuous parameter
monitors during the period between the
compliance date and the performance
test. You must begin complying with the
operating limits established based on
the initial performance tests specified in
paragraph (a)(1) of this section for your
affected source on the date you
complete the performance tests. The
requirements in this paragraph (a)(4) do
not apply to solvent recovery systems
for which you conduct liquid-liquid
material balances according to the
requirements in § 63.4561(j).
(b) * * *
(1) All emission capture systems, addon control devices, and CPMS must be
installed and operating no later than the
applicable compliance date specified in
§ 63.4483. Except for solvent recovery
systems for which you conduct liquidliquid material balances according to
§ 63.4561(j), you must conduct
according to the schedule in paragraphs
(b)(1)(i) and (ii) of this section initial
and periodic performance tests of each
capture system and add-on control
device according to the procedures in
§§ 63.4564, 63.4565, and 63.4566 and
establish the operating limits required
by § 63.4492. For a solvent recovery
system for which you conduct liquidliquid material balances according to
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§ 63.4561(j), you must initiate the first
material balance no later than the
compliance date specified in § 63.4483.
(i) You must conduct the initial
performance test and establish the
operating limits required by § 63.4492
no later than 180 days after the
applicable compliance date specified in
§ 63.4483.
(ii) You must conduct periodic
performance tests and establish the
operating limits required by § 63.4492
within 5 years following the previous
performance test. You must conduct the
first periodic performance test before
[date 3 years after date of publications
of final rule in the Federal Register],
unless you are already required to
complete periodic performance tests as
a requirement of renewing your
facility’s operating permit under 40 CFR
part 70 or 40 CFR part 71 and have
conducted a performance test on or after
[date 2 years before date of publications
of final rule in the Federal Register].
Thereafter you must conduct a
performance test no later than 5 years
following the previous performance test.
Operating limits must be confirmed or
reestablished during each performance
test. For any control device for which
you are using the catalytic oxidizer
control option at § 63.4567(b) and
following the catalyst maintenance
procedures in § 63.4567(b)(4), you are
not required to conduct periodic control
device performance testing as specified
by this paragraph. For any control
device for which instruments are used
to continuously measure organic
compound emissions, you are not
required to conduct periodic control
device performance testing as specified
by this paragraph.
*
*
*
*
*
(c) You are not required to conduct an
initial performance test to determine
capture efficiency or destruction
efficiency of a capture system or control
device if you receive approval to use the
results of a performance test that has
been previously conducted on that
capture system or control device. Any
such previous tests must meet the
conditions described in paragraphs
(c)(1) through (3) of this section. You are
still required to conduct a periodic
performance test according to the
applicable requirements of paragraphs
(a)(1)(ii) and (b)(2)(ii) of this section.
*
*
*
*
*
■ 49. Section 63.4561 is amended by
revising paragraphs (j)(3) and (n) to read
as follows:
§ 63.4561 How do I demonstrate initial
compliance?
*
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*
*
(j) * * *
Frm 00088
*
Fmt 4701
*
Sfmt 4702
(3) Determine the mass fraction of
volatile organic matter for each coating,
thinner and/or other additive, and
cleaning material used in the coating
operation controlled by the solvent
recovery system during the month, kg
volatile organic matter per kg coating.
You may determine the volatile organic
matter mass fraction using EPA Method
24 of 40 CFR part 60, appendix A–7,
ASTM D2369–10 (Reapproved 2015)e
(incorporated by reference, see § 63.14),
or an EPA approved alternative method.
Alternatively, you may determine the
volatile organic matter mass fraction
using information provided by the
manufacturer or supplier of the coating.
In the event of any inconsistency
between information provided by the
manufacturer or supplier and the results
of EPA Method 24 of 40 CFR part 60,
appendix A–7, ASTM D2369–10
(Reapproved 2015)e, or an approved
alternative method, the test method
results will take precedence unless, after
consultation you demonstrate to the
satisfaction of the enforcement agency
that the formulation data are correct.
*
*
*
*
*
(n) Compliance demonstration. The
organic HAP emission rate for the initial
compliance period, calculated using
Equation 5 of this section, must be less
than or equal to the applicable emission
limit for each subcategory in § 63.4490
or the predominant activity or facilityspecific emission limit allowed in
§ 63.4490(c). You must keep all records
as required by §§ 63.4530 and 63.4531.
As part of the notification of compliance
status required by § 63.4510, you must
identify the coating operation(s) for
which you used the emission rate with
add-on controls option and submit a
statement that the coating operation(s)
was (were) in compliance with the
emission limitations during the initial
compliance period because the organic
HAP emission rate was less than or
equal to the applicable emission limit in
§ 63.4490, and for control devices other
than solvent recovery system using a
liquid-liquid material balance, you
achieved the operating limits required
by § 63.4492 and the work practice
standards required by § 63.4493.
■ 50. Section 63.4563 is amended by
revising paragraph (f) and adding
paragraph (g) to read as follows:
§ 63.4563 How do I demonstrate
continuous compliance with the emission
limitations?
*
*
*
*
*
(f) As part of each semiannual
compliance report required in § 63.4520,
you must identify the coating
operation(s) for which you used the
emission rate with add-on controls
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option. If there were no deviations from
the emission limits in § 63.4490, the
operating limits in § 63.34492, and the
work practice standards in § 63.4493,
submit a statement that you were in
compliance with the emission
limitations during the reporting period
because the organic HAP emission rate
for each compliance period was less
than or equal to the applicable emission
limit in § 63.4490, and you achieved the
operating limits required by § 63.4492
and the work practice standards
required by § 63.4493 during each
compliance period.
(g) On and after [date 181 days after
date of publication of final rule in the
Federal Register], deviations that occur
due to malfunction of the emission
capture system, add-on control device,
or coating operation that may affect
emission capture or control device
efficiency are required to operate in
accordance with § 63.4500(b). The
Administrator will determine whether
the deviations are violations according
to the provisions in § 63.4500(b).
*
*
*
*
*
■ 51. Section 63.4564 is amended by
revising paragraphs (a) introductory text
and (a)(1) to read as follows:
§ 63.4564 What are the general
requirements for performance tests?
(a) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must conduct each
performance test required by § 63.4560
according to the requirements in
§ 63.7(e)(1) and under the conditions in
this section, unless you obtain a waiver
of the performance test according to the
provisions in § 63.7(h). On and after
[date 181 days after date of publication
of final rule in the Federal Register],
you must conduct each performance test
required by § 63.4560 according to the
requirements in this section unless you
obtain a waiver of the performance test
according to the provisions in § 63.7(h).
(1) Representative coating operation
operating conditions. You must conduct
the performance test under
representative operating conditions for
the coating operation. Operations during
periods of startup, shutdown, or
nonoperation do not constitute
representative conditions for purposes
of conducting a performance test. The
owner or operator may not conduct
performance tests during periods of
malfunction. You must record the
process information that is necessary to
document operating conditions during
the test and explain why the conditions
represent normal operation. Upon
request, you must make available to the
Administrator such records as may be
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necessary to determine the conditions of
performance tests.
*
*
*
*
*
■ 52. Section 63.4565 is amended by
revising the introductory text to read as
follows:
§ 63.4565 How do I determine the emission
capture system efficiency?
You must use the procedures and test
methods in this section to determine
capture efficiency as part of each
performance test required by § 63.4560.
*
*
*
*
*
■ 53. Section 63.4566 is amended by
revising the introductory text and
paragraphs (a)(1) through (4) and (b) to
read as follows:
§ 63.4566 How do I determine the add-on
control device emission destruction or
removal efficiency?
You must use the procedures and test
methods in this section to determine the
add-on control device emission
destruction or removal efficiency as part
of the performance test required by
§ 63.4560. For each performance test,
you must conduct three test runs as
specified in § 63.7(e)(3) and each test
run must last at least 1 hour.
(a) * * *
(1) Use EPA Method 1 or 1A of
appendix A–1 to 40 CFR part 60, as
appropriate, to select sampling sites and
velocity traverse points.
(2) Use EPA Method 2, 2A, 2C, 2D, or
2F of appendix A–1 to 40 CFR part 60,
or 2G of appendix A–2 to 40 CFR part
60, as appropriate, to measure gas
volumetric flow rate.
(3) Use EPA Method 3, 3A, or 3B of
appendix A–2 to 40 CFR part 60, as
appropriate, for gas analysis to
determine dry molecular weight.
(4) Use EPA Method 4 of appendix A–
3 to 40 CFR part 60, to determine stack
gas moisture.
*
*
*
*
*
(b) Measure total gaseous organic
mass emissions as carbon at the inlet
and outlet of the add-on control device
simultaneously, using either EPA
Method 25 or 25A of appendix A–7 to
40 CFR part 60.
(1) Use EPA Method 25 of appendix
A–7 if the add-on control device is an
oxidizer and you expect the total
gaseous organic concentration as carbon
to be more than 50 parts per million
(ppm) at the control device outlet.
(2) Use EPA Method 25A of appendix
A–7 if the add-on control device is an
oxidizer and you expect the total
gaseous organic concentration as carbon
to be 50 ppm or less at the control
device outlet.
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59023
(3) Use EPA Method 25A of appendix
A–7 if the add-on control device is not
an oxidizer.
(4) You may use EPA Method 18 in
appendix A–6 of part 60 to subtract
methane emissions from measured total
gaseous organic mass emissions as
carbon.
*
*
*
*
*
■ 54. Section 63.4567 is amended by
revising the introductory text and
paragraphs (a)(1) and (2), (b)(1) through
(3), (c)(1), (d)(1) and (2), and (e)(1)
through (4) to read as follows:
§ 63.4567 How do I establish the emission
capture system and add-on control device
operating limits during the performance
test?
During performance tests required by
§ 63.4560 and described in §§ 63.4564,
63.4565, and 63.4566, you must
establish the operating limits required
by § 63.4492 according to this section,
unless you have received approval for
alternative monitoring and operating
limits under § 63.8(f) as specified in
§ 63.4492.
(a) * * *
(1) During performance tests, you
must monitor and record the
combustion temperature at least once
every 15 minutes during each of the
three test runs. You must monitor the
temperature in the firebox of the
thermal oxidizer or immediately
downstream of the firebox before any
substantial heat exchange occurs.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
combustion temperature maintained
during the performance test. This
average combustion temperature is the
minimum operating limit for your
thermal oxidizer.
(b) * * *
(1) During performance tests, you
must monitor and record the
temperature just before the catalyst bed
and the temperature difference across
the catalyst bed at least once every 15
minutes during each of the three test
runs.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
temperature just before the catalyst bed
and the average temperature difference
across the catalyst bed maintained
during the performance test. These are
the minimum operating limits for your
catalytic oxidizer.
(3) You must monitor the temperature
at the inlet to the catalyst bed and
implement a site-specific inspection and
maintenance plan for your catalytic
oxidizer as specified in paragraph (b)(4)
of this section. During performance
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tests, you must monitor and record the
temperature just before the catalyst bed
at least once every 15 minutes during
each of the three test runs. For each
performance test, use the data collected
during the performance test to calculate
and record the average temperature just
before the catalyst bed during the
performance test. This is the minimum
operating limit for your catalytic
oxidizer.
*
*
*
*
*
(c) * * *
(1) During performance tests, you
must monitor and record the total
regeneration desorbing gas (e.g., steam
or nitrogen) mass flow for each
regeneration cycle, and the carbon bed
temperature after each carbon bed
regeneration and cooling cycle for the
regeneration cycle either immediately
preceding or immediately following the
performance test.
*
*
*
*
*
(d) * * *
(1) During performance tests, you
must monitor and record the condenser
outlet (product side) gas temperature at
least once every 15 minutes during each
of the three test runs of the performance
test.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
condenser outlet (product side) gas
temperature maintained during the
performance test. This average
condenser outlet gas temperature is the
maximum operating limit for your
condenser.
(e) * * *
(1) During performance tests, you
must monitor and record the desorption
concentrate stream gas temperature at
least once every 15 minutes during each
of the three runs of the performance test.
(2) For each performance test, use the
data collected during the performance
test to calculate and record the average
temperature. This is the minimum
operating limit for the desorption
concentrate gas stream temperature.
(3) During each performance test, you
must monitor and record the pressure
drop of the dilute stream across the
concentrator at least once every 15
minutes during each of the three runs of
the performance test.
(4) For each performance test, use the
data collected during the performance
test to calculate and record the average
pressure drop. This is the minimum
operating limit for the dilute stream
across the concentrator.
*
*
*
*
*
■ 55. Section 63.4568 is amended by
revising paragraphs (a)(4), (5), and (7)
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and (c)(3) introductory text to read as
follows:
§ 63.4568 What are the requirements for
continuous parameter monitoring system
installation, operation, and maintenance?
(a) * * *
(4) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must maintain the CPMS
at all times and have available necessary
parts for routine repairs of the
monitoring equipment. On and after
[date 181 days after date of publication
of final rule in the Federal Register],
you must maintain the CPMS at all
times in accordance with § 63.4500(b)
and keep necessary parts readily
available for routine repairs of the
monitoring equipment.
(5) Before [date 181 days after date of
publication of final rule in the Federal
Register], you must operate the CPMS
and collect emission capture system and
add-on control device parameter data at
all times that a controlled coating
operation is operating, except during
monitoring malfunctions, associated
repairs, and required quality assurance
or control activities (including, if
applicable, calibration checks and
required zero and span adjustments). On
and after [date 181 days after date of
publication of final rule in the Federal
Register], you must operate the CPMS
and collect emission capture system and
add-on control device parameter data at
all times in accordance with
§ 63.4500(b).
*
*
*
*
*
(7) A monitoring malfunction is any
sudden, infrequent, not reasonably
preventable failure of the CPMS to
provide valid data. Monitoring failures
that are caused in part by poor
maintenance or careless operation are
not malfunctions. Before [date 181 days
after date of publication of final rule in
the Federal Register], any period for
which the monitoring system is out-ofcontrol and data are not available for
required calculations is a deviation from
the monitoring requirements. On and
after [date 181 days after date of
publication of final rule in the Federal
Register], except for periods of required
quality assurance or control activities,
any period for which the CPMS fails to
operate and record data continuously as
required by paragraph (a)(5) of this
section, or generates data that cannot be
included in calculating averages as
specified in (a)(6) of this section
constitutes a deviation from the
monitoring requirements.
*
*
*
*
*
(c) * * *
(3) For all thermal oxidizers and
catalytic oxidizers, you must meet the
PO 00000
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requirements in paragraphs (a) and
(c)(3)(i) through (v) of this section for
each gas temperature monitoring device.
For the purposes of this paragraph
(c)(3), a thermocouple is part of the
temperature sensor.
*
*
*
*
*
■ 56. Section 63.4581 is amended by
revising the definitions of ‘‘Deviation’’
and ‘‘Non-HAP coating’’ to read as
follows:
§ 63.4581
subpart?
What definitions apply to this
*
*
*
*
*
Deviation means:
(1) Before [date 181 days after date of
publication of final rule in the Federal
Register], any instance in which an
affected source subject to this subpart,
or an owner or operator of such a
source:
(i) Fails to meet any requirement or
obligation established by this subpart
including but not limited to, any
emission limit or operating limit or
work practice standard;
(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit; or
(iii) Fails to meet any emission limit,
or operating limit, or work practice
standard in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart; and
(2) On and after [date 181 days after
date of publication of final rule in the
Federal Register], any instance in which
an affected source subject to this subpart
or an owner or operator of such a
source:
(i) Fails to meet any requirement or
obligation established by this subpart
including but not limited to any
emission limit, operating limit, or work
practice standard; or
(ii) Fails to meet any term or
condition that is adopted to implement
an applicable requirement in this
subpart and that is included in the
operating permit for any affected source
required to obtain such a permit.
*
*
*
*
*
Non-HAP coating means, for the
purposes of this subpart, a coating that
contains no more than 0.1 percent by
mass of any individual organic HAP that
is listed in Table 5 to this subpart and
no more than 1.0 percent by mass for
any other individual HAP.
*
*
*
*
*
■ 57. Table 2 to Subpart PPPP of part 63
is revised to read as follows:
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59025
TABLE 2 TO SUBPART PPPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPPP OF PART 63
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart PPPP
§ 63.1(a)(1)–(12) ............................
§ 63.1(b)(1)–(3) ..............................
General Applicability .....................
Initial Applicability Determination ..
Yes.
Yes ................................................
§ 63.1(c)(1) .....................................
Applicability After Standard Established.
Applicability of Permit Program for
Area Sources.
Extensions and Notifications ........
Applicability of Permit Program
Before Relevant Standard is
Set.
Definitions .....................................
Yes.
Units and Abbreviations ...............
Prohibited Activities ......................
Circumvention/Fragmentation .......
Construction/Reconstruction .........
Requirements for Existing, Newly
Constructed,
and
Reconstructed Sources.
Application for Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction Based on Prior State
Review.
Compliance With Standards and
Maintenance Requirements—
Applicability.
Compliance Dates for New and
Reconstructed Sources.
Compliance Dates for Existing
Sources.
Operation and Maintenance .........
Yes.
Yes.
Yes.
Yes.
Yes.
§ 63.1(c)(2) .....................................
§ 63.1(c)(5) .....................................
§ 63.1(e) .........................................
§ 63.2 .............................................
§ 63.3 .............................................
§ 63.4(a)(1)–(2) ..............................
§ 63.4(b)–(c) ...................................
§ 63.5(a) .........................................
§ 63.5(b)(1), (3), (4), (6) .................
§ 63.5(d)(1)(i)\(ii)(F),
(d)(1)(ii)(H),
(d)(1)(ii)(J), (d)(1)(iii), (d)(2)–(4).
§ 63.5(e) .........................................
§ 63.5(f) ..........................................
§ 63.6(a) .........................................
§ 63.6(b)(1)–(5), (b)(7) ...................
§ 63.6(c)(1), (2), (5) ........................
§ 63.6(e)(1)(i)–(ii) ...........................
§ 63.6(e)(1)(iii) ................................
§ 63.6(e)(3)(i), (e)(3)(iii)–(ix) ...........
Operation and Maintenance .........
Startup, Shutdown, and Malfunction Plan (SSMP).
§ 63.6(f)(1) ......................................
Compliance Except During Startup, Shutdown, and Malfunction.
§ 63.6(f)(2)–(3) ...............................
Methods for Determining Compliance.
Use of an Alternative Standard ....
Compliance With Opacity/Visible
Emission Standards.
§ 63.6(g) .........................................
§ 63.6(h) .........................................
§ 63.6(i)(1)–(14), (16) .....................
§ 63.6(j) ..........................................
§ 63.7(a)(1) .....................................
VerDate Sep<11>2014
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Extension of Compliance ..............
Presidential Compliance Exemption.
Performance
Test
Requirements—Applicability.
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Explanation
No .................................................
Applicability to subpart PPPP is
also specified in § 63.4481.
Area sources are not subject to
subpart PPPP.
Yes.
Yes.
Yes ................................................
Additional definitions are specified
in § 63.4581.
Yes.
Yes.
Yes.
Yes.
Yes ................................................
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register] No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes.
No .................................................
Section 63.4483 specifies the
compliance dates.
Section 63.4483 specifies the
compliance dates.
See § 63.4500(b) for general duty
requirement.
Subpart PPPP does not establish
opacity standards and does not
require continuous opacity monitoring systems (COMS).
Yes.
Yes.
Yes ................................................
Sfmt 4702
E:\FR\FM\01NOP2.SGM
Applies to all affected sources.
Additional requirements for performance testing are specified
in §§ 63.4564, 63.4565, and
63.4566.
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TABLE 2 TO SUBPART PPPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPPP OF PART 63—
Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
§ 63.7(a)(2), except (a)(2)(i)–(viii) ..
Performance
Test
ments—Dates.
§ 63.7(a)(3)–(4) ..............................
Performance Tests Required By
the
Administrator,
Force
Majeure.
Performance
Test
Requirements—Notification, Quality Assurance, Facilities Necessary
for Safe Testing, Conditions
During Test.
Conduct of Performance Tests ....
§ 63.7(b)–(d) ...................................
§ 63.7(e)(1) .....................................
§ 63.7(e)(2)–(4) ..............................
§ 63.7(f) ..........................................
§ 63.7(g)–(h) ...................................
Require-
Conduct of Performance Tests ....
Performance
Test
Requirements—Use Alternative Test
Method.
Performance
Test
Requirements—Data Analysis, Recordkeeping, Reporting, Waiver of
Test.
Applicable to subpart PPPP
Explanation
Yes ................................................
Applies only to performance tests
for capture system and control
device efficiency at sources
using these to comply with the
standards. Section 63.4560
specifies the schedule for performance test requirements that
are earlier than those specified
in § 63.7(a)(2).
Yes.
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
Yes ................................................
Yes ................................................
§ 63.8(a)(1)–(2) ..............................
Monitoring Requirements—Applicability.
Yes ................................................
§ 63.8(a)(4) .....................................
Additional
ments.
Require-
No .................................................
§ 63.8(b) .........................................
§ 63.8(c)(1) .....................................
Conduct of Monitoring ..................
Continuous Monitoring System
(CMS) Operation and Maintenance.
§ 63.8(c)(2)–(3) ..............................
CMS Operation and Maintenance
Yes.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
§ 63.8(c)(4) .....................................
CMS ..............................................
No .................................................
§ 63.8(c)(5) .....................................
COMS ...........................................
No .................................................
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Applies only to performance tests
for capture system and add-on
control device efficiency at
sources using these to comply
with the standards.
See § 63.4500 and § 63.4564(a).
Applies to all test methods except
those of used to determine capture system efficiency.
Applies only to performance tests
for capture system and add-on
control device efficiency at
sources using these to comply
with the standards.
Applies only to monitoring of capture system and add-on control
device efficiency at sources
using these to comply with the
standards. Additional requirements for monitoring are specified in § 63.4568.
Subpart PPPP does not have
monitoring requirements for
flares.
Section 63.4568 specifies the requirements for the operation of
CMS for capture systems and
add-on control devices at
sources using these to comply.
Applies only to monitoring of capture system and add-on control
device efficiency at sources
using these to comply with the
standard. Additional requirements for CMS operations and
maintenance are specified in
§ 63.4568.
Section 63.4568 specifies the requirements for the operation of
CMS for capture systems and
add-on control devices at
sources using these to comply.
Subpart PPPP does not have
opacity or visible emission
standards.
01NOP2
Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
59027
TABLE 2 TO SUBPART PPPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPPP OF PART 63—
Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
Applicable to subpart PPPP
Explanation
§ 63.8(c)(6) .....................................
CMS Requirements ......................
No .................................................
Section 63.4568 specifies the requirements for monitoring systems for capture systems and
add-on control devices at
sources using these to comply.
§ 63.8(c)(7) .....................................
§ 63.8(c)(8) .....................................
CMS Out-of-Control Periods ........
CMS Out-of-Control Periods and
Reporting.
Yes.
No .................................................
§ 63.8(d)–(e) ...................................
Quality Control Program and CMS
Performance Evaluation.
No .................................................
§ 63.8(f)(1)–(5) ...............................
Use of an Alternative Monitoring
Method.
Alternative to Relative Accuracy
Test.
Yes.
§ 63.8(g) .........................................
Data Reduction .............................
No .................................................
§ 63.9(a)–(d) ...................................
§ 63.9(e) .........................................
Notification Requirments ..............
Notification of Performance Test ..
Yes.
Yes ................................................
§ 63.9(f) ..........................................
Notification of Visible Emissions/
Opacity Test.
No .................................................
§ 63.9(g) .........................................
Additional Notifications
Using CMS.
No .................................................
§ 63.9(h)(1)–(3), (5)–(6) .................
Notification of Compliance Status
Yes ................................................
§ 63.9(i) ..........................................
Adjustment of Submittal Deadlines.
Change in Previous Information ...
Recordkeeping/Reporting—Applicability and General Information.
General Recordkeeping Requirements.
Recordkeeping of Occurrence and
Duration of Startups and Shutdowns and of Failures to Meet
Standards.
Yes.
§ 63.8(f)(6) ......................................
§ 63.9(j) ..........................................
§ 63.10(a) .......................................
§ 63.10(b)(1) ...................................
§ 63.10(b)(2)(i)–(ii) ..........................
§ 63.10(b)(2)(iii) ..............................
§ 63.10(b)(2)(iv)–(v) .......................
When
Recordkeeping Relevant to Maintenance of Air Pollution Control
and Monitoring Equipment.
Actions Taken to Minimize Emissions During Startup, Shutdown, and Malfunction.
No .................................................
Yes ................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
§ 63.10(b)(2)(vi) ..............................
Recordkeeping for CMS Malfunctions.
§ 63.10(b)(2)(vii)–(xii) .....................
§ 63.10(b)(2)(xiii) ............................
Records ........................................
.......................................................
§ 63.10(b)(2)(xiv) ............................
.......................................................
Yes.
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Subpart PPPP does not require
the use of continuous emissions monitoring systems.
Sections 63.4567 and 63.4568
specify monitoring data reduction.
Applies only to capture system
and add-on control device performance tests at sources using
these to comply with the standards.
Subpart PPPP does not have
opacity or visible emission
standards.
Subpart PPPP does not require
the use of continuous emissions monitoring systems.
Section 63.4510 specifies the
dates for submitting the notification of compliance status.
Yes.
Yes.
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes.
No .................................................
VerDate Sep<11>2014
Section 63.4520 requires reporting of CMS out-of-control periods.
Subpart PPPP does not require
the use of continuous emissions monitoring systems.
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E:\FR\FM\01NOP2.SGM
Additional requirements are specified in §§ 63.4530 and 63.4531.
See § 63.4530(h).
See § 63.4530(h)(4) for a record
of actions taken to minimize
emissions during a deviation
from the standard.
See § 63.4530(h) for records of
periods of deviation from the
standard, including instances
where a CMS is inoperative or
out-of-control.
Subpart PPPP does not require
the use of continuous emissions monitoring systems.
01NOP2
59028
Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
TABLE 2 TO SUBPART PPPP OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART PPPP OF PART 63—
Continued
You must comply with the applicable General Provisions requirements according to the following table:
Citation
Subject
§ 63.10(b)(3) ...................................
Recordkeeping Requirements for
Applicability Determinations.
Additional Recordkeeping Requirements for Sources with
CMS.
Additional Recordkeeping Requirements for Sources with
CMS.
Yes.
Additional Recordkeeping Requirements for Sources with
CMS.
Records Regarding the Startup,
Shutdown, and Malfunction
Plan.
Yes.
§ 63.10(c)(1),(5)–(6) .......................
§ 63.10(c)(7)–(8) ............................
§ 63.10(c)(10)–(14) ........................
§ 63.10(c)(15) .................................
Applicable to subpart PPPP
Explanation
Yes.
No .................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
Yes ................................................
§ 63.10(d)(1) ...................................
General Reporting Requirements
§ 63.10(d)(2) ...................................
Report of Performance Test Results.
Reporting Opacity or Visible
Emissions Observations.
Yes ................................................
Progress Reports for Sources
With Compliance Extensions.
Startup, Shutdown, and Malfunction Reports.
Yes.
§ 63.10(d)(3) ...................................
§ 63.10(d)(4) ...................................
§ 63.10(d)(5) ...................................
No .................................................
Yes before [date 181 days after
date of publication of final rule
in the Federal Register]. No on
and after [date 181 days after
date of publication of final rule
in the Federal Register].
No .................................................
§ 63.10(e)(1)–(2) ............................
Additional CMS Reports ...............
§ 63.10(e)(3) ...................................
Excess Emissions/CMS Performance Reports.
No .................................................
§ 63.10(e)(4) ...................................
COMS Data Reports ....................
No .................................................
§ 63.10(f) ........................................
§ 63.11 ...........................................
Recordkeeping/Reporting Waiver
Control Device Requirements/
Flares.
State Authority and Delegations ...
Addresses .....................................
Incorporation by Reference ..........
Availability of Information/Confidentiality.
Yes.
No .................................................
§ 63.12
§ 63.13
§ 63.14
§ 63.15
...........................................
...........................................
...........................................
...........................................
See § 63.4530(h) for records of
periods of deviation from the
standard, including instances
where a CMS is inoperative or
out-of-control.
Additional requirements are specified in § 63.4520.
Additional requirements are specified in § 63.4520(b).
Subpart PPPP does not require
opacity or visible emissions observations.
See § 63.4520(a)(7).
Subpart PPPP does not require
the use of continuous emissions monitoring systems.
Section 63.4520(b) specifies the
contents of periodic compliance
reports.
Subpart PPPP does not specify
requirements for opacity or
COMS.
Subpart PPPP does not specify
use of flares for compliance.
Yes.
Yes.
Yes.
Yes.
58. Table 5 to Subpart PPPP of part 63
is added to read as follows:
■
TABLE 5 TO SUBPART PPPP OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD
TOTAL ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS
Chemical name
CAS No.
1,1,2,2-Tetrachloroethane ....................................................................................................................................................................
1,1,2-Trichloroethane ...........................................................................................................................................................................
1,1-Dimethylhydrazine .........................................................................................................................................................................
1,2-Dibromo-3-chloropropane ..............................................................................................................................................................
1,2-Diphenylhydrazine .........................................................................................................................................................................
1,3-Butadiene .......................................................................................................................................................................................
1,3-Dichloropropene ............................................................................................................................................................................
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01NOP2
79–34–5
79–00–5
57–14–7
96–12–8
122–66–7
106–99–0
542–75–6
Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
59029
TABLE 5 TO SUBPART PPPP OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD
TOTAL ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS—Continued
Chemical name
CAS No.
1,4-Dioxane ..........................................................................................................................................................................................
2,4,6-Trichlorophenol ...........................................................................................................................................................................
2,4/2,6-Dinitrotoluene (mixture) ...........................................................................................................................................................
2,4-Dinitrotoluene .................................................................................................................................................................................
2,4-Toluene diamine ............................................................................................................................................................................
2-Nitropropane .....................................................................................................................................................................................
3,3′-Dichlorobenzidine .........................................................................................................................................................................
3,3′-Dimethoxybenzidine .....................................................................................................................................................................
3,3′-Dimethylbenzidine ........................................................................................................................................................................
4,4′-Methylene bis(2-chloroaniline) ......................................................................................................................................................
Acetaldehyde .......................................................................................................................................................................................
Acrylamide ...........................................................................................................................................................................................
Acrylonitrile ..........................................................................................................................................................................................
Allyl chloride .........................................................................................................................................................................................
alpha-Hexachlorocyclohexane (a-HCH) ..............................................................................................................................................
Aniline ..................................................................................................................................................................................................
Benzene ...............................................................................................................................................................................................
Benzidine .............................................................................................................................................................................................
Benzotrichloride ...................................................................................................................................................................................
Benzyl chloride ....................................................................................................................................................................................
beta-Hexachlorocyclohexane (b-HCH) ................................................................................................................................................
Bis(2-ethylhexyl)phthalate ....................................................................................................................................................................
Bis(chloromethyl)ether .........................................................................................................................................................................
Bromoform ...........................................................................................................................................................................................
Captan .................................................................................................................................................................................................
Carbon tetrachloride ............................................................................................................................................................................
Chlordane ............................................................................................................................................................................................
Chlorobenzilate ....................................................................................................................................................................................
Chloroform ...........................................................................................................................................................................................
Chloroprene .........................................................................................................................................................................................
Cresols (mixed) ....................................................................................................................................................................................
DDE .....................................................................................................................................................................................................
Dichloroethyl ether ...............................................................................................................................................................................
Dichlorvos ............................................................................................................................................................................................
Epichlorohydrin ....................................................................................................................................................................................
Ethyl acrylate .......................................................................................................................................................................................
Ethylene dibromide ..............................................................................................................................................................................
Ethylene dichloride ..............................................................................................................................................................................
Ethylene oxide .....................................................................................................................................................................................
Ethylene thiourea .................................................................................................................................................................................
Ethylidene dichloride (1,1-Dichloroethane) ..........................................................................................................................................
Formaldehyde ......................................................................................................................................................................................
Heptachlor ............................................................................................................................................................................................
Hexachlorobenzene .............................................................................................................................................................................
Hexachlorobutadiene ...........................................................................................................................................................................
Hexachloroethane ................................................................................................................................................................................
Hydrazine .............................................................................................................................................................................................
Isophorone ...........................................................................................................................................................................................
Lindane (hexachlorocyclohexane, all isomers) ...................................................................................................................................
m-Cresol ..............................................................................................................................................................................................
Methylene chloride ...............................................................................................................................................................................
Naphthalene .........................................................................................................................................................................................
Nitrobenzene ........................................................................................................................................................................................
Nitrosodimethylamine ..........................................................................................................................................................................
o-Cresol ...............................................................................................................................................................................................
o-Toluidine ...........................................................................................................................................................................................
Parathion ..............................................................................................................................................................................................
p-Cresol ...............................................................................................................................................................................................
p-Dichlorobenzene ...............................................................................................................................................................................
Pentachloronitrobenzene .....................................................................................................................................................................
Pentachlorophenol ...............................................................................................................................................................................
Propoxur ..............................................................................................................................................................................................
Propylene dichloride ............................................................................................................................................................................
Propylene oxide ...................................................................................................................................................................................
Quinoline ..............................................................................................................................................................................................
Tetrachloroethene ................................................................................................................................................................................
Toxaphene ...........................................................................................................................................................................................
Trichloroethylene .................................................................................................................................................................................
Trifluralin ..............................................................................................................................................................................................
Vinyl bromide .......................................................................................................................................................................................
Vinyl chloride .......................................................................................................................................................................................
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01NOP2
123–91–1
88–06–2
25321–14–6
121–14–2
95–80–7
79–46–9
91–94–1
119–90–4
119–93–7
101–14–4
75–07–0
79–06–1
107–13–1
107–05–1
319–84–6
62–53–3
71–43–2
92–87–5
98–07–7
100–44–7
319–85–7
117–81–7
542–88–1
75–25–2
133–06–2
56–23–5
57–74–9
510–15–6
67–66–3
126–99–8
1319–77–3
3547–04–4
111–44–4
62–73–7
106–89–8
140–88–5
106–93–4
107–06–2
75–21–8
96–45–7
75–34–3
50–00–0
76–44–8
118–74–1
87–68–3
67–72–1
302–01–2
78–59–1
58–89–9
108–39–4
75–09–2
91–20–3
98–95–3
62–75–9
95–48–7
95–53–4
56–38–2
106–44–5
106–46–7
82–68–8
87–86–5
114–26–1
78–87–5
75–56–9
91–22–5
127–18–4
8001–35–2
79–01–6
1582–09–8
593–60–2
75–01–4
59030
Federal Register / Vol. 84, No. 212 / Friday, November 1, 2019 / Proposed Rules
TABLE 5 TO SUBPART PPPP OF PART 63—LIST OF HAZARDOUS AIR POLLUTANTS THAT MUST BE COUNTED TOWARD
TOTAL ORGANIC HAP CONTENT IF PRESENT AT 0.1 PERCENT OR MORE BY MASS—Continued
Chemical name
CAS No.
Vinylidene chloride ...............................................................................................................................................................................
§ 63.4965 How do I determine the add-on
control device emission destruction or
removal efficiency?
Subpart RRRR—National Emission
Standards for Hazardous Air
Pollutants: Surface Coating of Metal
Furniture
*
59. Section 63.4965 is amended by
adding paragraphs (b)(1) through (3) to
read as follows:
■
VerDate Sep<11>2014
20:18 Oct 31, 2019
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*
*
*
*
(b) * * *
(1) Use EPA Method 25 if the add-on
control device is an oxidizer and you
expect the total gaseous organic
concentration as carbon to be more than
50 parts per million (ppm) at the control
device outlet.
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75–35–4
(2) Use EPA Method 25A if the addon control device is an oxidizer and you
expect the total gaseous organic
concentration as carbon to be 50 ppm or
less at the control device outlet.
(3) Use EPA Method 25A if the addon control device is not an oxidizer.
*
*
*
*
*
[FR Doc. 2019–18345 Filed 10–25–19; 4:15 pm]
BILLING CODE 6560–50–P
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01NOP2
Agencies
[Federal Register Volume 84, Number 212 (Friday, November 1, 2019)]
[Proposed Rules]
[Pages 58936-59030]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-18345]
[[Page 58935]]
Vol. 84
Friday,
No. 212
November 1, 2019
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Surface
Coating of Automobiles and Light-Duty Trucks; Surface Coating of
Miscellaneous Metal Parts and Products; Surface Coating of Plastic
Parts and Products; Surface Coating of Large Appliances; Printing,
Coating, and Dyeing of Fabrics and Other Textiles; and Surface Coating
of Metal Furniture Residual Risk and Technology Reviews; Proposed Rule
Federal Register / Vol. 84 , No. 212 / Friday, November 1, 2019 /
Proposed Rules
[[Page 58936]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2019-0314, EPA-HQ-OAR-2019-0312, EPA-HQ-OAR-2019-0313, EPA-
HQ-OAR-2017-0670, EPA-HQ-OAR-2017-0668, EPA-HQ-OAR-2017-0669; FRL-9998-
77-OAR]
RIN 2060-AT49 and RIN 2060-AT72
National Emission Standards for Hazardous Air Pollutants: Surface
Coating of Automobiles and Light-Duty Trucks; Surface Coating of
Miscellaneous Metal Parts and Products; Surface Coating of Plastic
Parts and Products; Surface Coating of Large Appliances; Printing,
Coating, and Dyeing of Fabrics and Other Textiles; and Surface Coating
of Metal Furniture Residual Risk and Technology Reviews
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The U.S. Environmental Protection Agency (EPA) is proposing
amendments to address the results of the residual risk and technology
reviews (RTR) that the EPA is required to conduct in accordance with
the Clean Air Act (CAA) with regard to the National Emissions Standards
for Hazardous Air Pollutants (NESHAP) for the Surface Coating of
Automobiles and Light-Duty Trucks (ALDT), the NESHAP for the Surface
Coating of Miscellaneous Metal Parts and Products (MMPP), and the
NESHAP for the Surface Coating of Plastic Parts and Products (PPP). The
EPA is proposing to find the risks due to emissions of air toxics from
these source categories under the current standards are acceptable and
the standards provide an ample margin of safety to protect public
health. We are proposing no revisions to the numerical emission limits
based on these analyses. The EPA is proposing to amend provisions
addressing emissions during periods of startup, shutdown, and
malfunction (SSM); to amend provisions regarding electronic reporting
of performance test results; to amend provisions regarding monitoring
requirements; and to make miscellaneous clarifying and technical
corrections. This notice also proposes technical corrections to the
NESHAP for Surface Coating of Large Appliances; NESHAP for Printing,
Coating, and Dyeing of Fabrics and Other Textiles; and NESHAP for
Surface Coating of Metal Furniture.
DATES:
Comments. Comments must be received on or before December 16, 2019.
Under the Paperwork Reduction Act (PRA), comments on the information
collection provisions are best assured of consideration if the Office
of Management and Budget (OMB) receives a copy of your comments on or
before December 2, 2019.
Public hearing. If anyone contacts us requesting a public hearing
on or before November 6, 2019, we will hold a hearing. Additional
information about the hearing, if requested, will be published in a
subsequent Federal Register document and posted at https://www.epa.gov/stationary-sources-air-pollution/surface-coating-automobiles-and-light-duty-trucks-national-emission, https://www.epa.gov/stationary-sources-air-pollution/surface-coating-miscellaneous-metal-parts-and-products-national and https://www.epa.gov/stationary-sources-air-pollution/surface-coating-plastic-parts-and-products-national-emission. See
SUPPLEMENTARY INFORMATION for information on requesting and registering
for a public hearing.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-HQ-
OAR-2019-0314 for 40 Code of Federal Regulations (CFR) part 63, subpart
IIII, Automobiles and Light-Duty Trucks; Docket ID No. EPA-HQ-OAR-2019-
0312 for 40 CFR part 63, subpart MMMM, Surface Coating of Miscellaneous
Metal Parts and Products; Docket ID No. EPA-HQ-OAR-2019-0313 for 40 CFR
part 63, subpart PPPP, Surface Coating of Plastic Parts and Products;
Docket ID No. EPA-HQ-OAR-2017-0668 for 40 CFR part 63, subpart OOOO,
Printing Coating, and Dyeing of Fabrics and Other Textiles; EPA-HQ-OAR-
2017-0669 for 40 CFR part 63, subpart RRRR, Surface Coating of Metal
Furniture; Docket ID No. EPA-HQ-OAR-2017-0670, for 40 CFR part 63
subpart NNNN for Surface Coating of Large Appliances by any of the
following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Email: [email protected]. Include Docket ID No. EPA-
HQ-OAR-2019-0312, EPA-HQ-OAR-2019-0313, EPA-HQ-OAR-2019-0314, HQ-OAR-
2017-0668, EPA-HQ-OAR-2017-0669, or EPA-HQ-OAR-2017-0670 (specify the
applicable docket number) in the subject line of the message.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2019-0312, EPA-HQ-OAR-2019-0313, or EPA-HQ-OAR-2019-0314, HQ-OAR-2017-
0668, EPA-HQ-OAR-2017-0669, or EPA-HQ-OAR-2017-0670 (specify the
applicable docket number).
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Docket ID No. EPA-HQ-OAR-2019-0312, EPA-HQ-OAR-2019-0313, or
EPA-HQ-OAR-2019-0314, HQ-OAR-2017-0668, EPA-HQ-OAR-2017-0669, or EPA-
HQ-OAR-2017-0670 (specify the applicable docket number), Mail Code
28221T, 1200 Pennsylvania Avenue NW, Washington, DC 20460.
Hand/Courier Delivery: EPA Docket Center, WJC West
Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004.
The Docket Center's hours of operation are 8:30 a.m.-4:30 p.m., Monday-
Friday (except federal holidays).
Instructions: All submissions received must include the applicable
Docket ID No. for this rulemaking. Comments received may be posted
without change to https://www.regulations.gov/, including any personal
information provided. For detailed instructions on sending comments and
additional information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action for the Surface Coating of Miscellaneous Metal Parts and
Products (MMPP) NESHAP, the Surface Coating of Plastic Parts and
Products (PPP) NESHAP, and the technical corrections to the NESHAP for
Surface Coating of Large Appliances contact Ms. Kim Teal, Minerals and
Manufacturing Group, Sector Policies and Programs Division (D243-04),
Office of Air Quality Planning and Standards, U.S. Environmental
Protection Agency, Research Triangle Park, North Carolina 27711;
telephone number: (919) 541-5580; fax number: (919) 541-4991; and email
address: [email protected]. For questions about the proposed action for
the Surface Coating of Automobiles and Light-Duty Trucks (ALDT) NESHAP
and the technical corrections to the NESHAP for Surface Coating of
Metal Furniture contact Ms. J. Kaye Whitfield, Minerals and
Manufacturing Group, Sector Policies and Programs Division (D243-04),
Office of Air Quality Planning and Standards, U.S. Environmental
Protection Agency, Research Triangle Park, North Carolina 27711;
telephone number: (919) 541-2509; fax number: (919) 541-4991; and email
address: [email protected]. For questions about the technical
corrections to the Printing, Coating, and Dyeing of Fabrics and Other
Textiles contact Ms. Paula
[[Page 58937]]
Hirtz, Minerals and Manufacturing Group, Sector Policies and Programs
Division (D243-04), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-2618; fax number: (919) 541-4991;
and email address: [email protected]. For specific information
regarding the risk modeling methodology, contact Mr. Chris Sarsony,
Health and Environmental Impacts Division (C539-02), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; telephone number: (919)
541-4843; fax number: (919) 541-0840; and email address:
[email protected]. For information about the applicability of any
of these NESHAP to a particular entity, contact Mr. John Cox, Office of
Enforcement and Compliance Assurance, U.S. Environmental Protection
Agency, EPA WJC South Building (Mail Code 2227A), 1200 Pennsylvania
Avenue NW, Washington, DC 20460; telephone number: (202) 564-1395; and
email address: [email protected]. For questions about monitoring and
testing requirements, contact Mr. Muntasir Ali, Measurement Policy
Group, Sector Policies and Programs Division (D221-01), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; telephone number: (919)
541-0833; fax number: (919) 541-4991; and email address:
[email protected].
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Ms. Nancy Perry at (919) 541-5628 or
by email at [email protected] to request a public hearing, to
register to speak at the public hearing, or to inquire as to whether a
public hearing will be held.
Docket. The EPA has established three separate dockets for these
rulemakings. Docket ID No. EPA-HQ-OAR-2019-0314 has been established
for 40 CFR part 63, subpart IIII, Surface Coating of Automobiles and
Light-Duty Trucks. Docket ID No. EPA-HQ-OAR-2019-0312 has been
established for 40 CFR part 63, subpart MMMM, Surface Coating of
Miscellaneous Metal Parts and Products. EPA-HQ-OAR-2019-0313 has been
established for 40 CFR part 63, subpart PPPP, Surface Coating of
Plastic Parts and Products. In addition, docket numbers for the
technical corrections have been established: Docket ID No. EPA-HQ-OAR-
2017-0670 for 40 CFR part 63, subpart NNNN, Surface Coating of Large
Appliances; Docket ID No. EPA-HQ-OAR-2017-0669 for 40 CFR part 63,
subpart RRRR, Surface Coating of Metal Furniture; and Docket ID No.
EPA-HQ-OAR-2017-0668 for 40 CFR part 63, subpart OOOO, Printing,
Coating, and Dyeing of Fabrics and Other Textiles. All documents in the
dockets are listed in Regulations.gov. Although listed, some
information is not publicly available, e.g., Confidential Business
Information (CBI) or other information whose disclosure is restricted
by statute. Certain other material, such as copyrighted material, is
not placed on the internet and will be publicly available only in hard
copy. Publicly available docket materials are available either
electronically in Regulations.gov or in hard copy at the EPA Docket
Center, Room 3334, WJC West Building, 1301 Constitution Avenue NW,
Washington, DC. The Public Reading Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding legal holidays. The telephone
number for the Public Reading Room is (202) 566-1744, and the telephone
number for the EPA Docket Center is (202) 566-1742.
The dockets related to the technical corrections to the NESHAP for
Surface Coating of Large Appliances, the NESHAP for Printing, Coating,
and Dyeing of Fabrics and Other Textiles, and the NESHAP for Surface
Coating of Metal Furniture are discussed in section II.E of this
preamble.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2019-0314 for 40 CFR part 63, subpart IIII, Surface Coating of
Automobiles and Light-Duty Trucks, Docket ID No. EPA-HQ-OAR-2019-0312
for 40 CFR part 63, subpart MMMM, Surface Coating of Miscellaneous
Metal Parts and Products, or Docket ID No. EPA-HQ-OAR-2019-0313 for 40
CFR part 63, subpart PPPP, Surface Coating of Plastic Parts and
Products, as applicable to your comments. Direct your comments for the
technical corrections to Docket ID No. EPA-HQ-OAR-2017-0670 for 40 CFR
part 63, subpart NNNN, Surface Coating of Large Appliances; Docket ID
No. EPA-HQ-OAR-2017-0669 for 40 CFR part 63, subpart RRRR, Surface
Coating of Metal Furniture; and Docket ID No. EPA-HQ-OAR-2017-0668 for
40 CFR part 63, subpart OOOO, Printing, Coating, and Dyeing of Fabrics
and Other Textiles. The EPA's policy is that all comments received will
be included in the public docket without change and may be made
available online at https://www.regulations.gov/, including any
personal information provided, unless the comment includes information
claimed to be CBI or other information whose disclosure is restricted
by statute. Do not submit information that you consider to be CBI or
otherwise protected through https://www.regulations.gov/ or email. This
type of information should be submitted by mail as discussed below.
The EPA may publish any comment received to its public docket.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the Web, cloud, or other
file sharing system). For additional submission methods, the full EPA
public comment policy, information about CBI or multimedia submissions,
and general guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
The https://www.regulations.gov/ website allows you to submit your
comment anonymously, which means the EPA will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email comment directly to the EPA without going through
https://www.regulations.gov/, your email address will be automatically
captured and included as part of the comment that is placed in the
public docket and made available on the internet. If you submit an
electronic comment, the EPA recommends that you include your name and
other contact information in the body of your comment and with any
digital storage media you submit. If the EPA cannot read your comment
due to technical difficulties and cannot contact you for clarification,
the EPA may not be able to consider your comment. Electronic files
should not include special characters or any form of encryption and be
free of any defects or viruses. For additional information about the
EPA's public docket, visit the EPA Docket Center homepage at https://www.epa.gov/dockets.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov/ or email. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
any digital storage media that you mail to the EPA, mark the outside of
the digital storage media as CBI and then identify electronically
within the digital storage media the specific information that is
claimed as CBI. In addition to one complete version of the comments
that includes information claimed as CBI, you must submit a copy of the
[[Page 58938]]
comments that does not contain the information claimed as CBI directly
to the public docket through the procedures outlined in Instructions
above. If you submit any digital storage media that does not contain
CBI, mark the outside of the digital storage media clearly that it does
not contain CBI. Information not marked as CBI will be included in the
public docket and the EPA's electronic public docket without prior
notice. Information marked as CBI will not be disclosed except in
accordance with procedures set forth in 40 CFR part 2. Send or deliver
information identified as CBI only to the following address: OAQPS
Document Control Officer (C404-02), OAQPS, U.S. Environmental
Protection Agency, Research Triangle Park, North Carolina 27711,
Attention Docket ID No. EPA-HQ-OAR-2019-0314 for 40 CFR part 63,
subpart IIII, Surface Coating of Automobiles and Light-Duty Trucks
(ALDT Docket); Docket ID No. EPA-HQ-OAR-2019-0312 for 40 CFR part 63,
subpart MMMM, Surface Coating of Miscellaneous Metal Parts and Products
(MMPP Docket); and Docket ID No. EPA-HQ-OAR-2019-0313 for 40 CFR part
63, subpart PPPP, Surface Coating of Plastic Parts and Products (PPP
Docket), as applicable.
Preamble acronyms and abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
ACA American Coatings Association
AEGL acute exposure guideline level
AERMOD air dispersion model used by the HEM-3 model
ALDT automobile and light-duty truck
BACT best available control technology
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CDX Central Data Exchange
CEDRI Compliance and Emissions Data Reporting Interface
CEMS continuous emissions monitoring systems
CFR Code of Federal Regulations
ECHO Enforcement and Compliance History Online
EPA Environmental Protection Agency
EPFP extreme performance fluoropolymer
ERPG emergency response planning guideline
ERT Electronic Reporting Tool
GACT generally available control technology
gal gallon
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM-3 Human Exposure Model
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IBR incorporation by reference
ICAC Institute of Clean Air Companies
IRIS Integrated Risk Information System
kg kilogram
km kilometer
LAER lowest achievable emission rate
lb pound
MACT maximum achievable control technology
MIBK methyl isobutyl ketone
MIR maximum individual risk
MMPP miscellaneous metal parts and products
NAAQS National Ambient Air Quality Standards
NAICS North American Industry Classification System
NEI National Emission Inventory
NESHAP national emission standards for hazardous air pollutants
NSR New Source Review
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
OMB Office of Management and Budget
OSHA Occupational Safety and Health Administration
PB-HAP hazardous air pollutants known to be persistent and bio-
accumulative in the environment
PDF portable document format
POM polycyclic organic matter
PPP plastic parts and products
PRA Paperwork Reduction Act
PTE permanent total enclosure
RACT reasonably available control technology
RBLC RACT/BACT/LAER Clearinghouse
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RfD reference dose
RTO regenerative thermal oxidizer
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
UF uncertainty factor
[micro]g/m\3\ micrograms per cubic meter
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
VCS voluntary consensus standards
VOC volatile organic compounds
Organization of this document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
II. Background
A. What is the statutory authority for this action?
B. What are the source categories and how do the current NESHAP
regulate their HAP emissions?
C. What data collection activities were conducted to support
this action?
D. What other relevant background information and data are
available?
III. Analytical Procedures and Decision-Making
A. How do we consider risk in our decision-making?
B. How do we perform the technology review?
C. How did we estimate post-MACT risks posed by these source
categories?
IV. Analytical Results and Proposed Decisions
A. What are the analytical results and proposed decisions for
the surface coating of automobiles and light-duty trucks source
category?
B. What are the analytical results and proposed decisions for
the MMPP source category?
C. What are the analytical results and proposed decisions for
the Surface Coating of Plastic Parts and Products source category?
D. Proposed Corrections to Earlier Subparts.
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA) and
1 CFR Part 51
K. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the NESHAP and associated regulated
industrial source categories that are the subject of this proposal.
Table 1 is not intended to be exhaustive, but rather provides a guide
for readers regarding the entities that this proposed action is likely
to affect. The proposed standards, once promulgated, will be directly
applicable to the affected sources. Federal, state, local, and tribal
government entities would not be affected by this proposed action. As
[[Page 58939]]
defined in the Initial List of Categories of Sources Under Section
112(c)(1) of the Clean Air Act Amendments of 1990 (see 57 FR 31576,
July 16, 1992) and Documentation for Developing the Initial Source
Category List, Final Report (see EPA-450/3-91-030, July 1992), the
Surface Coating of Automobiles and Light-Duty Trucks (ALDT) source
category includes any facility that is a major source of hazardous air
pollutants (HAP) and is engaged in the surface coating of new
automobile or new light-duty truck bodies or body parts for new
automobiles or new light-duty trucks. We estimate that 43 major source
facilities engaged in surface coating of automobiles and light-duty
trucks would be subject to this proposal. The MMPP source category
includes any facility engaged in the surface coating of miscellaneous
metal parts and products that is a major source of HAP emissions.
Miscellaneous metal parts and products include, but are not limited to,
metal components of the following types of products as well as the
products themselves: Motor vehicle parts and accessories; bicycles and
sporting goods; recreational vehicles; extruded aluminum structural
components; railroad cars; heavy-duty trucks; medical equipment; lawn
and garden equipment; electronic equipment; magnet wire; steel drums;
industrial machinery; metal pipes; and numerous other industrial,
household, and consumer products. We estimate that 368 major source
facilities engaged in surface coating of miscellaneous metal parts and
products would be subject to this proposal. The PPP source category
includes any facility engaged in the surface coating of plastic parts
or products that is a major source of HAP emissions. Plastic parts and
products include, but are not limited to, plastic components of the
following types of products as well as the products themselves: Motor
vehicle parts and accessories for automobiles, trucks, recreational
vehicles; sporting and recreational goods; toys; business machines;
laboratory and medical equipment; and household and other consumer
products. We estimate that 125 major source facilities engaged in
plastic parts and products surface coating would be subject to this
proposal.
Table 1--NESHAP, Industrial and Government Sources Affected by This
Proposed Action
------------------------------------------------------------------------
Regulated entities
NESHAP source category NAICS code \1\ \2\
------------------------------------------------------------------------
Surface Coating of Automobiles 336111, 336112, Automobile and light-
and Light-Duty Trucks. 336211. duty truck assembly
plants, producers of
automobile and light-
duty truck bodies.
Surface Coating of 335312, 336111, Automobile parts
Miscellaneous Metal Parts and 336211, 336312, (engine parts,
Products. 33632, 33633, vehicle parts and
33634, 33637, accessories, brakes,
336399. axles, etc.).
331316, 331524, Extruded aluminum,
332321, 332323. architectural
components, rod, and
tubes.
33312, 333611, Heavy equipment
333618. (tractors, earth
moving machinery).
332312, 332722, Job shops (making any
332813, 332991, of the products from
332999, 334119, the miscellaneous
336413, 339999. metal parts and
products segments).
33612, 336211.... Large trucks and
buses.
331319, 331422, Magnet wire.
335929.
332311........... Prefabricated metal
buildings, carports,
docks, dwellings,
greenhouses, panels
for buildings.
33242, 81131, Metal drums, kegs,
322214, 326199, pails, shipping
331513, 332439. containers.
331111, 33121, Metal pipe and
331221, 331511. foundry (plate,
tube, rods, nails,
spikes, etc.).
33651, 336611, Rail transportation
482111. (brakes, engines,
freight cars,
locomotives.
3369, 331316, Recreational vehicles
336991, 336211, (motorcycles, motor
336112, 336213, homes, semitrailers,
336214, 336399. truck trailers).
326291, 326299... Rubber to metal
products (engine
mounts, rubberized
tank tread, harmonic
balancers.
332311, 332312... Structural steel
(joists, railway
bridge sections,
highway bridge
sections).
336212, 336999, Miscellaneous
33635, 56121, transportation
8111. 56211. related equipment
and parts.
Surface Coating of Plastic 337214........... Office furniture,
Parts and Products. 32614, 32615..... except wood.
Plastic foam products
(e.g., pool floats,
wrestling mats, life
jackets).
326199........... Plastic products not
elsewhere classified
(e.g., name plates,
coin holders,
storage boxes,
license plate
housings, cosmetic
caps, cup holders).
333313........... Office machines.
33422............ Radio and television
broadcasting and
communications
equipment (e.g.,
cellular
telephones).
336211........... Motor vehicle body
manufacturing.
336399........... Motor vehicle parts
and accessories.
336212........... Truck trailer
manufacturing.
336213........... Motor home
manufacturing.
336214........... Travel trailer and
camper
manufacturing.
336999........... Transportation
equipment not
elsewhere classified
(e.g., snowmobile
hoods, running
boards, tractor body
panels, personal
watercraft parts).
339111, 339112... Medical equipment and
supplies.
33992............ Sporting and athletic
goods.
33995............ Signs and advertising
specialties.
[[Page 58940]]
339999........... Manufacturing
industries not
elsewhere classified
(e.g., bezels,
consoles, panels,
lenses).
------------------------------------------------------------------------
\1\ North American Industry Classification System.
\2\ Regulated entities means major source facilities that apply surface
coatings to these parts or products.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the dockets for this action, an
electronic copy of this proposed action is available on the internet.
Following signature by the EPA Administrator, the EPA will post a copy
of this proposed action at https://www.epa.gov/stationary-sources-air-pollution/surface-coating-automobiles-and-light-duty-trucks-national-emission, https://www.epa.gov/stationary-sources-air-pollution/surface-coating-miscellaneous-metal-parts-and-products-national, and https://www.epa.gov/stationary-sources-air-pollution/surface-coating-plastic-parts-and-products-national-emission. Following publication in the
Federal Register, the EPA will post the Federal Register version of the
proposal and key technical documents at these same websites.
Information on the overall RTR program is available at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory language that incorporates the
proposed changes in this action are available in the Automobiles and
Light-Duty Trucks, the Metal Parts and Products, and the Plastic Parts
and Products Dockets (Docket ID No. EPA-HQ-OAR-2019-0314, Docket ID No.
EPA-HQ-OAR-2019-0312, and Docket ID No. EPA-HQ-OAR-2019-0313,
respectively).
II. Background
A. What is the statutory authority for this action?
The statutory authority for this action is provided by sections 112
and 301 of the CAA, as amended (42 U.S.C. 7401 et seq.).\1\ Section 112
of the CAA establishes a two-stage regulatory process to develop
standards for emissions of HAP from stationary sources. Generally, the
first stage involves establishing technology-based standards and the
second stage involves evaluating those standards that are based on
maximum achievable control technology (MACT) to determine whether
additional standards are needed to further address any remaining risk
associated with HAP emissions. This second stage is commonly referred
to as the ``residual risk review.'' In addition to the residual risk
review, the CAA also requires the EPA to review standards set under CAA
section 112 every 8 years to determine if there are ``developments in
practices, processes, or control technologies'' that may be appropriate
to incorporate into the standards. This review is commonly referred to
as the ``technology review.'' When the two reviews are combined into a
single rulemaking, it is commonly referred to as the ``risk and
technology review.'' The discussion that follows identifies the most
relevant statutory sections and briefly explains the contours of the
methodology used to implement these statutory requirements. A more
comprehensive discussion appears in the document titled CAA Section 112
Risk and Technology Reviews: Statutory Authority and Methodology, in
the dockets for each subpart in this rulemaking (Docket ID No. EPA-HQ-
OAR-2019-0314 for Automobiles and Light-Duty Trucks, Docket ID No. EPA-
HQ-OAR-2019-0312 for Miscellaneous Metal Parts and Products, and Docket
ID No. EPA-HQ-OAR-2019-0313 for Plastic Parts and Products).
---------------------------------------------------------------------------
\1\ In addition, section 301 of the CAA provides general
authority for the Administrator to ``prescribe such regulations as
are necessary to carry out his functions'' under the CAA.
---------------------------------------------------------------------------
In the first stage of the CAA section 112 standard setting process,
the EPA promulgates technology-based standards under CAA section112(d)
for categories of sources identified as emitting one or more of the HAP
listed in CAA section 112(b). Sources of HAP emissions are either major
sources or area sources, and CAA section 112 establishes different
requirements for major source standards and area source standards.
``Major sources'' are those that emit or have the potential to emit 10
tons per year (tpy) or more of a single HAP or 25 tpy or more of any
combination of HAP. All other sources are ``area sources.'' For major
sources, CAA section 112(d) provides that the technology-based NESHAP
must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts). These standards are commonly
referred to as MACT standards. CAA section 112(d)(3) also establishes a
minimum control level for MACT standards, known as the MACT ``floor.''
The EPA must also consider control options that are more stringent than
the floor. Standards more stringent than the floor are commonly
referred to as beyond-the-floor standards. In certain instances, as
provided in CAA section 112(h), the EPA may set work practice standards
where it is not feasible to prescribe or enforce a numerical emission
standard. For area sources, CAA section 112(d)(5) gives the EPA
discretion to set standards based on generally available control
technologies or management practices (GACT standards) in lieu of MACT
standards.
The second stage in standard-setting focuses on identifying and
addressing any remaining (i.e., ``residual'') risk according to CAA
section 112(f). For source categories subject to MACT standards,
section 112(f)(2) of the CAA requires the EPA to determine whether
promulgation of additional standards is needed to provide an ample
margin of safety to protect public health or to prevent an adverse
environmental effect. Section 112(d)(5) of the CAA provides that this
residual risk review is not required for categories of area sources
subject to GACT standards. Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA's use of the two-step approach for
developing standards to address any residual risk and the Agency's
interpretation of ``ample margin of safety'' developed in the National
Emissions Standards for Hazardous Air Pollutants: Benzene Emissions
from Maleic Anhydride Plants, Ethylbenzene/Styrene Plants, Benzene
Storage Vessels, Benzene Equipment Leaks, and Coke By-Product Recovery
Plants (Benzene NESHAP) (54 FR 38044, September 14, 1989). The EPA
notified Congress in the Risk Report that the Agency intended to use
the Benzene NESHAP approach in making CAA section 112(f) residual risk
determinations (EPA-453/R-99-001, p. ES-11). The EPA subsequently
adopted this approach in its residual risk determinations and the
United States Court of Appeals for the District of
[[Page 58941]]
Columbia Circuit (the Court) upheld the EPA's interpretation that CAA
section 112(f)(2) incorporates the approach established in the Benzene
NESHAP. See NRDC v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008).
The approach incorporated into the CAA and used by the EPA to
evaluate residual risk and to develop standards under CAA section
112(f)(2) is a two-step approach. In the first step, the EPA determines
whether risks are acceptable. This determination ``considers all health
information, including risk estimation uncertainty, and includes a
presumptive limit on maximum individual lifetime [cancer] risk (MIR)
\2\ of approximately [1-in-10 thousand] [i.e., 100-in-1 million].'' 54
FR 38045, September 14, 1989. If risks are unacceptable, the EPA must
determine the emissions standards necessary to bring risks to an
acceptable level without considering costs. In the second step of the
approach, the EPA considers whether the emissions standards provide an
ample margin of safety to protect public health ``in consideration of
all health information, including the number of persons at risk levels
higher than approximately [1-in-1 million], as well as other relevant
factors, including costs and economic impacts, technological
feasibility, and other factors relevant to each particular decision.''
Id. The EPA must promulgate emission standards necessary to provide an
ample margin of safety to protect public health or determine that the
standards being reviewed provide an ample margin of safety without any
revisions. After conducting the ample margin of safety analysis, we
consider whether a more stringent standard is necessary to prevent,
taking into consideration costs, energy, safety, and other relevant
factors, an adverse environmental effect.
---------------------------------------------------------------------------
\2\ Although defined as ``maximum individual risk,'' MIR refers
only to cancer risk. MIR, one metric for assessing cancer risk, is
the estimated risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
---------------------------------------------------------------------------
CAA section 112(d)(6) separately requires the EPA to review
standards promulgated under CAA section 112 and revise them ``as
necessary (taking into account developments in practices, processes,
and control technologies)'' no less frequently than every 8 years. In
conducting this review, which we call the ``technology review,'' the
EPA is not required to recalculate the MACT floor. Natural Resources
Defense Council (NRDC) v. EPA, 529 F.3d 1077, 1084 (D.C. Cir. 2008).
Association of Battery Recyclers, Inc. v. EPA, 716 F.3d 667 (D.C. Cir.
2013). The EPA may consider cost in deciding whether to revise the
standards pursuant to CAA section 112(d)(6).
B. What are the source categories and how do the current NESHAP
regulate their HAP emissions?
1. What is the surface coating of automobiles and light-duty trucks
source category and how does the current NESHAP regulate its HAP
emissions?
a. Source Category Description
The NESHAP for the ALDT source category was promulgated on April
26, 2004 (69 FR 22602), and is codified at 40 CFR part 63, subpart
IIII. Technical corrections and clarifying amendments were promulgated
on December 22, 2006 (71 FR 76922) and April 24, 2007 (72 FR 20227).
The ALDT NESHAP applies to any coating operations which apply topcoats
to new automobile or new light-duty truck bodies or body parts for new
automobiles or new light-duty trucks and/or coatings to new other motor
vehicle bodies or body parts for new other motor vehicles; parts
intended for use in new automobiles, new light-duty trucks, or new
other motor vehicles; or aftermarket repair or replacement parts for
automobiles, light-duty trucks, or other motor vehicles; and the
affected source is located at a facility that is a major source, is
located at a major source, or is part of a major source of emissions of
HAP (40 CFR 63.3081). The ALDT NESHAP (40 CFR 63.3176) defines an
``automobile'' as ``a motor vehicle designed to carry up to eight
passengers, excluding vans, sport utility vehicles, and motor vehicles
designed primarily to transport light loads of property,'' and ``light-
duty truck'' as ``vans, sport utility vehicles, and motor vehicles
designed primarily to transport light loads of property with gross
vehicle weight rating of 8,500 lbs [pounds] or less.''
The ALDT NESHAP defines a ``coating'' as ``a material that is
applied to a substrate for decorative, protective or functional
purposes. Such materials include, but are not limited to, paints,
sealants, caulks, inks, adhesives, primers, deadeners, and maskants.
Decorative, protective, or functional materials that consist only of
protective oils for metal, acids, bases, or any combination of these
substances are not considered coatings for the purposes of this
subpart.'' (40 CFR 63.3176).
The ALDT NESHAP does not apply to a surface coating operation that
is subject to any other NESHAP as of June 25, 2004, except when a
source chooses to comply with the ALDT NESHAP instead of the MMPP
NESHAP (40 CFR part 63, subpart MMMM) or the PPP NESHAP (40 CFR part
63, subpart PPPP). (40 CFR 63.3082(c).)
Based on our search of the National Emission Inventory (NEI)
(www.epa.gov/air-emissions-inventories/national-emissions-inventory-nei) and the EPA's Enforcement and Compliance History Online (ECHO)
database (echo.epa.gov) and a review of active air emissions permits,
we estimate that 43 facilities are subject to the ALDT NESHAP. A
complete list of facilities subject to the ALDT NESHAP is available in
Table 1 of Appendix 10 to the memorandum titled Residual Risk
Assessment for the Surface Coating of Automobiles and Light-duty Trucks
Source Category in Support of the 2019 Risk and Technology Review
Proposed Rule (hereafter referred to as the Automobiles and Light-Duty
Trucks Risk Assessment Report), in the ALDT Docket (Docket ID No. EPA-
HQ-OAR-2019-0314).
b. HAP Emission Sources
The primary HAP emitted from ALDT surface coating operations are
organic HAP and included toluene, xylene, glycol ethers, methyl
isobutyl ketone (MIBK), ethyl benzene, and methanol. The HAP emissions
are from coating application and drying and curing ovens in the ALDT
surface coating operations. Some emissions occur from the cleaning of
spray booths and equipment. In most cases, HAP emissions from surface
preparation, storage and handling are relatively small (i.e., not
quantifiable) for this source category.
Inorganic (metal) HAP emissions were considered in the development
of the ALDT NESHAP and the EPA determined that, although very low
levels of emissions were reported in coatings, no inorganic HAP are
emitted. Based on data obtained during development of the 2004 proposed
NESHAP (67 FR 78612, December 24, 2002), some coatings in the ALDT
source category reported emissions of inorganic HAP that likely were
not emitted due to coating application techniques used. Instead, the
2004 proposed NESHAP found that the inorganic HAP components of the
coatings mostly remained as solids in the dry coating film on the parts
being coated, were collected by the circulating water under the spray
booth floor grates, or were deposited on the walls, floor, and grates
of the spray booths and other equipment in which they are applied. More
recent data from the 2011 NEI data, used to inform this RTR, show total
reported source category inorganic HAP emissions of 0.008 tpy from
antimony, chromium, manganese, and nickel, and no reported emissions of
inorganic HAP in thinners or cleaning
[[Page 58942]]
materials. (See Appendix 1 to the Automobiles and Light-Duty Trucks
Risk Assessment Report, in the ALDT Docket). Based on feedback from
industry and information gleaned from EPA site visits, facilities in
the ALDT source category employ high-efficiency spray equipment
(including robotic spraying) to minimize the overall amount of coating
used, thereby reducing inorganic HAP emissions further. Therefore, we
conclude that, although inorganic HAP are reported components of
coatings, no inorganic HAP are emitted.
c. Current NESHAP Requirements for Control of HAP
The NESHAP specifies numerical limits for the organic HAP emissions
from both existing sources and new or reconstructed sources. These
emissions limits are established for each of several process groupings
at the source including (1) electrodeposition primer, primer-surfacer,
topcoat, final repair, glass bonding primer, and glass bonding adhesive
operations plus all coatings and thinners, except for deadener
materials and for adhesive and sealer materials that are not components
of glass bonding systems, used in coating operations; (2) primer-
surfacer, topcoat, final repair, glass bonding primer, and glass
bonding adhesive operation plus all coatings and thinners, except for
deadener materials and for adhesive and sealer materials that are not
components of glass bonding systems, used in coating operations; (3)
adhesives and sealers, other than glass bonding adhesive materials; and
(4) deadener materials.
The specific organic HAP emission limits are summarized in Table 2
of the memorandum titled Technology Review for Surface Coating
Operations in the Automobiles and Light-Duty Trucks Source Category in
the ALDT Docket.
Compliance with the ALDT NESHAP emission limits can be achieved
using several different options, including a compliant material option,
an emission rate without add-on controls option (averaging option), and
an emission rate with add-on controls option. For bake ovens used to
cure electrodeposition primers, an alternative is to capture the
emissions and duct them to a control device having a destruction or
removal efficiency of at least 95 percent. For any coating operation(s)
on which the facility uses the compliant material option or the
emission rate without add-on controls option, the facility is not
required to meet any work practice standards. Facilities that have
multiple paint lines may choose to group operations from two or more
paint lines together, or to make a separate grouping of the operations
from individual paint lines. Operating limits may apply for facilities
that use an emission capture and control system to reduce emissions.
If the facility uses the emission rate with add-on controls option,
they must develop and implement a work practice plan to minimize
organic HAP emissions from all processes associated with the coating
operations (i.e., storage; mixing and conveying of coatings; thinners;
cleaning materials; and waste materials). The plan must specify
practices and procedures to ensure that a set of minimum work practices
specified in the NESHAP are implemented. The facility must also comply
with site-specific operating limits for the emission capture and
control system.
2. What is the surface coating of miscellaneous metal parts and
products source category and how does the current NESHAP regulate its
HAP emissions?
a. Source Category Description
The MMPP NESHAP was promulgated on January 2, 2004 (69 FR 130), and
is codified at 40 CFR part 63, subpart MMMM. A technical correction to
the final rule was published on April 26, 2004 (69 FR 22602) and
December 22, 2006 (71 FR 76922). The MMPP NESHAP applies to owners or
operators of metal parts and products surface coating operations at
facilities that are major sources of HAP.
Miscellaneous metal parts and products include, but are not limited
to, metal components of the following types of products as well as the
products themselves: motor vehicle parts and accessories, bicycles and
sporting goods, recreational vehicles, extruded aluminum structural
components, railroad cars, heavy-duty trucks, medical equipment, lawn
and garden equipment, electronic equipment, magnet wire, steel drums,
industrial machinery, metal pipes, and numerous other industrial,
household, and consumer products. The MMPP NESHAP (40 CFR 63. 3881(c))
does not apply to the surface coating or coating operations that meet
the applicability criteria of eleven other surface coating NESHAP,
e.g., surface coating of metal components of wood furniture (subpart JJ
of 40 CFR part 63), surface coating of metal components of large
appliances (subpart NNNN of 40 CFR part 63), and surface coating of
metal components of automobiles and light-duty trucks (subpart IIII of
40 CFR part 63).
Based on our search of the NEI and the EPA's ECHO database and a
review of active air emission permits, we estimate that 368 facilities
are subject to the MMPP NESHAP. A list of facilities we identified as
subject to the MMPP NESHAP is available in Table 1 to Appendix 10 to
the memorandum titled Residual Risk Assessment for the Surface Coating
of Miscellaneous Metal Parts and Products Source Category in Support of
the 2019 Risk and Technology Review Proposed Rule (hereafter referred
to as the Miscellaneous Metal Parts and Products Risk Assessment
Report), in the MMPP Docket (Docket ID No. EPA-HQ-OAR-2019-0312).
b. HAP Emission Sources
The primary HAP emitted from MMPP surface coating operations are
organic HAP and include xylenes, toluene, glycol ethers, ethyl benzene,
MIBK, methanol, ethylene glycol, and dimethyl phthalate. The majority
of organic HAP emissions can be attributed to the application, drying,
and curing of coatings.
Inorganic HAP emissions were considered in the development of the
MMPP NESHAP and the EPA determined that inorganic HAP emissions would
be very low based on the coating application techniques in place at the
time of the rule development. Based on information reported in survey
responses during the development of the proposal for the 2004 NESHAP,
inorganic HAP, including chromium, cobalt, lead, and manganese
compounds, are components of some coatings used by this source
category. Inorganic HAP in the coatings would only have the potential
to be emitted if they were spray-applied, but the inorganic HAP would
be either deposited on the part being coated as part of the surface
coating, on the walls and floors of the spray booth, or captured by the
spray booth filters (typically either a dry fabric filter or a water-
wash filter system). No inorganic HAP were documented in thinners or
cleaning materials. Emissions would be further reduced by the use of
high efficiency spray equipment, often combined with robotic spraying,
that minimize the amount of coating that is sprayed. For more detailed
information please see the emissions memorandum in Appendix 1 to the
Miscellaneous Metal Parts and Products Risk Assessment Report, in the
MMPP Docket.
In response to comments on the 2004 proposed NESHAP,\3\ the EPA
argued
[[Page 58943]]
that given the combination of very low usage of coatings containing
inorganic HAP in this source category, and the current and expected
continued use of controls (dry filters and waterwash systems on spray
booths and high efficiency equipment) to reduce overspray emissions,
the EPA believed that levels of inorganic HAP emissions did not warrant
federal regulation because those regulations would not be expected to
result in additional emissions reduction.
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\3\ Surface Coating of Miscellaneous Metal Parts and Products,
Summary of Public Comments and Responses on Proposed Rule. August
2003. EPA-453/R-03-008; p. 83.
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c. Current NESHAP Requirements for Control of HAP
The MMPP NESHAP establishes the organic HAP emissions limits for
new and existing sources. The final rule contains five subcategories:
(1) General use coating, (2) high performance coating, (3) magnet wire
coating, (4) rubber-to-metal coating, and (5) extreme performance
fluoropolymer coating (EPFP).
Compliance can be demonstrated with using a variety of compliance
options including, (1) a compliant coatings option, where all coatings
used have organic HAP contents that individually meet the organic HAP
emissions limit, and all thinners and cleaning materials contain no
organic HAP; (2) an emission rate without add-on controls option, where
the organic HAP emission rate, calculated as a rolling 12-month
emission rate and determined on a monthly basis, is equal to or less
than the organic HAP emissions limit; or (3) an emission rate with add-
on controls option, where the organic HAP emission rate, calculated as
a rolling 12-month emissions rate and determined on a monthly basis,
taking into account the emissions reduction achieved through the use of
one or more emissions capture and control devices, is equal to or less
than the organic HAP emissions limit. A facility using the add-on
control option must also comply with work practice standards to
minimize organic HAP emissions from the storage, mixing, and conveying
of coatings, thinners, cleaning materials, and waste materials
associated with the coating operation(s) and must also comply with
operating limits for the emissions capture systems and add-on control
devices.
If a facility's surface coating operations meet the applicability
criteria of more than one of the coating subcategories in the MMPP
NESHAP, the facility may comply separately with each emissions limit or
comply using one of the following options:
If general use coating or magnet wire coating constitute
90 percent or more of the surface coating activity at the facility
(i.e., it is the predominant activity), then the facility can comply
with that one emissions limit for all surface coating at the facility.
The facility can comply with a facility-specific emissions
limit calculated on the basis of the applicable emissions limits and
the amount of coating activity performed in each coating subcategory,
where activity is measured as the volume of coating solids used.
The specific organic HAP emission limits for each coating
subcategory and the operating limits are summarized in Tables 4 and 5
of the memorandum titled Technology Review for Surface Coating
Operations in the Miscellaneous Metal Parts and Products Category.
3. What is the surface coating of plastic parts and products source
category and how does the current NESHAP regulate its HAP emissions?
a. Source Category Description
The NESHAP for the PPP source category was promulgated on April 19,
2004 (69 FR 20968), and is codified at 40 CFR part 63, subpart PPPP.
Technical corrections to the final rule were published on December 22,
2006 (71 FR 76922) and April 24, 2007 (72 FR 20227). The PPP NESHAP
applies to owners or operators of PPP surface coating operations at
facilities that are major sources of HAP. Plastic parts and products
include, but are not limited to, plastic components of the following
types of products as well as the products themselves: Motor vehicle
parts and accessories for automobiles, trucks, recreational vehicles;
sporting and recreational goods; toys; business machines; laboratory
and medical equipment; and household and other consumer products. The
PPP NESHAP (40 CFR 63. 4481(c)) does not apply to the surface coating
or coating operations of items that meet the applicability criteria of
eleven other surface coating NESHAP, e.g., surface coating of plastic
components of wood furniture (subpart JJ of 40 CFR part 63), surface
coating of plastic components of large appliances (subpart NNNN of 40
CFR part 63), and surface coating of plastic components of automobiles
and light-duty trucks (subpart IIII of 40 CFR part 63).
Based on our search of the NEI and the EPA's ECHO database and a
review of active air emission permits, we estimate that 125 facilities
are subject to the PPP NESHAP. A list of facilities we identified as
subject to the PPP NESHAP is available in Table 1 to Appendix 10 to the
memorandum titled Residual Risk Assessment for the Surface Coating of
Plastic Parts and Products Source Category in Support of the 2019 Risk
and Technology Review Proposed Rule (hereafter referred to as the
Plastic Parts and Products Risk Assessment Report), in the PPP Docket
(Docket ID No. EPA-HQ-OAR-2019-0313).
b. HAP Emission Sources
The primary HAP emitted from PPP surface coating operations are
organic HAP and, based on the 2011 NEI, include xylene, toluene, MIBK,
ethylbenzene, styrene, glycol ethers, and methanol, in order of
decreasing emissions. These compounds account for about 96 percent of
the nationwide HAP emissions from this source category, based on an
analysis of the NEI.
No inorganic HAP are currently associated with the coatings used in
this source category, based on the data in the NEI.
c. Current NESHAP Requirements for Control of HAP
The PPP NESHAP specifies numerical emission limits for existing
sources and for new and reconstructed sources for organic HAP
emissions. The final rule contains four subcategories: (1) General use
coating, (2) thermoplastic olefin coating, (3) automotive lamp coating,
and (4) assembled on-road vehicle coating.
Compliance can be demonstrated with a variety of compliance options
including, (1) a compliant material option, where the HAP content of
each coating used is less than or equal to the applicable organic HAP
emissions limit and each thinner, additive, and cleaning material uses
no organic HAP; (2) an emission rate without add-on controls option,
where the organic HAP emission rate, calculated as a rolling 12-month
emission rate and determined on a monthly basis, is equal to or less
than the organic HAP emissions limit; or (3) an emission rate with add-
on controls option, where the organic HAP emission rate, calculated as
a rolling 12-month emissions rate and determined on a monthly basis,
taking into account the emissions reduction achieved through the use of
one or more emissions capture and control devices, is equal to or less
than the organic HAP emissions limit. A facility using the add-on
control option must also comply with work practice standards to
minimize organic HAP emissions from the storage, mixing, and conveying
of coatings, thinners, cleaning materials, and waste materials
associated with the coating operation(s) and must also comply with
[[Page 58944]]
operating limits for the emissions capture systems and add-on control
devices.
The specific organic HAP emission limits for each coating
subcategory are summarized in Table 2 of the memorandum titled
Technology Review for Surface Coating Operations in the Plastic Parts
and Products Category.
C. What data collection activities were conducted to support this
action?
For the risk modeling portion of these RTRs, the EPA used data from
the 2011 and 2014 NEI. The NEI is a database that contains information
about sources that emit criteria air pollutants, their precursors, and
HAP. The database includes estimates of annual air pollutant emissions
from point, nonpoint, and mobile sources in the 50 states, the District
of Columbia, Puerto Rico, and the Virgin Islands. The EPA collects this
information and releases an updated version of the NEI database every 3
years. The NEI includes data necessary for conducting risk modeling,
including annual HAP emissions estimates from individual emission
points at facilities and the related emissions release parameters. We
used NEI emissions and supporting data as the primary data to develop
the model input files for the risk assessments for each of these three
source categories. Detailed information on the development of the
modeling file for the ALDT source category can be found in Appendix 1
to the Automobiles and Light-Duty Trucks Risk Assessment Report, in the
ALDT Docket (Docket ID No. EPA-HQ-OAR-2017-0314). Detailed information
on the development of the modeling file for the MMPP source category
can be found in Appendix 1 to the Miscellaneous Metal Parts and
Products Risk Assessment Report, in the MMPP Docket (Docket ID No. EPA-
HQ-OAR-2019-0312). Detailed information on the development of the
modeling file for the PPP source category can be found in Appendix 1 to
the Plastic Parts and Products Risk Assessment Report, in the PPP
Docket (Docket ID No. EPA-HQ-OAR-2019-0313).
For each risk modeling and technology review portion of these three
RTRs, we also gathered data from facility construction and operating
permits regarding emission points, air pollution control devices, and
process operations. We collected permits and supporting documentation
from state permitting authorities through state-maintained online
databases for many, but not all, of the facilities in each source
category. The facility permits were also used to confirm that the
facilities were major sources of HAP and were subject to the NESHAP
that are the subject of these risk assessments. In certain cases, we
contacted industry associations and facility owners or operators to
confirm and clarify the sources of emissions that were reported in the
NEI.
For the technology review portion of these RTRs, we also used
information from the EPA's ECHO database as a tool to identify which
facilities were potentially subject to the NESHAP. The ECHO database
provides integrated compliance and enforcement information for
approximately 800,000 regulated facilities nationwide. Using the search
feature in ECHO, the EPA identified facilities that could potentially
be subject to each of these three NESHAP. We then reviewed operating
permits for these facilities, when available, to confirm that they were
major sources of HAP with emission sources subject to these NESHAP. For
many sources in the MMPP source category in the rubber-to-metal bonding
and the high-performance coating subcategories, we also reviewed recent
semi-annual compliance reports to confirm the compliance option they
were using and the emission rates they were achieving.
Also, for the technology reviews, we collected information from the
reasonably available control technology (RACT), best available control
technology (BACT), and lowest achievable emission rate (LAER)
determinations in the EPA's RACT/BACT/LAER Clearinghouse (RBLC).\4\
This database contains case-specific information on air pollution
technologies that have been required to reduce the emissions of air
pollutants from stationary sources. Under the EPA's New Source Review
(NSR) program, an NSR permit must be obtained if a facility is planning
new construction that increases the air emissions of any regulated NSR
pollutant at or above 100 or 250 tpy (could be a lower threshold
depending upon nonattainment severity) or a modification that results
in a significant emissions increase and a significant net emissions
increase of any regulated NSR pollutant (``significant'' emissions
increase is defined in the NSR regulations and is pollutant-specific,
ranging from less than 1 pound (lb) to 100 tpy of the applicable
regulated NSR pollutant). This central database promotes the sharing of
information among permitting agencies and aids in case-by-case
determinations for NSR permits. We examined information contained in
the RBLC to determine what technologies are currently used for these
surface coating operations to reduce air emissions.
---------------------------------------------------------------------------
\4\ https://www.epa.gov/catc/ractbactlaer-clearinghouse-rblc-basic-information.
---------------------------------------------------------------------------
Additional information about these data collection activities for
the technology reviews is contained in the technology review memoranda
titled Technology Review for Surface Coating Operations in the
Automobiles and Light-Duty Trucks Category, July 2019 (hereafter
referred to as the Automobiles and Light-Duty Trucks Technology Review
Memo), Technology Review for the Surface Coating Miscellaneous Metal
Parts and Products Source Category, July 2019 (hereafter referred to as
the Miscellaneous Metal Parts and Products Technology Review Memo), and
Technology Review for Surface Coating Operations in the Plastic Parts
and Products Category, July 2019 (hereafter referred to as the Plastic
Parts and Products Technology Review Memo), available in the respective
ALDT, MMPP, and PPP Dockets.
D. What other relevant background information and data are available?
As part of the technology review for the ALDT, the MMPP, and the
PPP NESHAP source categories, we reviewed information available in the
American Coatings Association's (ACA) Industry Market Analysis, 9th
Edition (2014--2019).\5\ The ACA Industry Market Analysis provided
information on trends in coatings technology that can affect emissions
from the ALDT, the MMPP, and the PPP source categories. Additional
details regarding our review of these information sources are contained
in the Automobiles and Light-Duty Trucks Technology Review Memo,
Miscellaneous Metal Parts and Products Technology Review Memo, and the
Plastic Parts and Products Technology Review Memo, available in the
respective ALDT, MMPP, and PPP Dockets.
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\5\ Prepared for the ACA, Washington, DC, by The ChemQuest
Group, Inc., Cincinnati, Ohio. 2015.
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III. Analytical Procedures and Decision-Making
In this section, we describe the analyses performed to support the
proposed decisions for the RTRs and other issues addressed in this
proposal.
A. How do we consider risk in our decision-making?
As discussed in section II.A of this preamble and in the Benzene
NESHAP, in evaluating and developing standards under CAA section
112(f)(2), we apply a two-step approach to determine
[[Page 58945]]
whether or not risks are acceptable and to determine if the standards
provide an ample margin of safety to protect public health. As
explained in the Benzene NESHAP, ``the first step judgment on
acceptability cannot be reduced to any single factor'' and, thus,
``[t]he Administrator believes that the acceptability of risk under
section 112 is best judged on the basis of a broad set of health risk
measures and information.'' 54 FR 38046, September 14, 1989. Similarly,
with regard to the ample margin of safety determination, ``the Agency
again considers all of the health risk and other health information
considered in the first step. Beyond that information, additional
factors relating to the appropriate level of control will also be
considered, including cost and economic impacts of controls,
technological feasibility, uncertainties, and any other relevant
factors.'' Id.
The Benzene NESHAP approach provides flexibility regarding factors
the EPA may consider in making determinations and how the EPA may weigh
those factors for each source category. The EPA conducts a risk
assessment that provides estimates of the MIR posed by the HAP
emissions from each source in the source category, the hazard index
(HI) for chronic exposures to HAP with the potential to cause noncancer
health effects, and the hazard quotient (HQ) for acute exposures to HAP
with the potential to cause noncancer health effects.\6\ The assessment
also provides estimates of the distribution of cancer risks within the
exposed populations, cancer incidence, and an evaluation of the
potential for adverse environmental effects. The scope of EPA's risk
analysis is consistent with EPA's response to comments on our policy
under the Benzene NESHAP where the EPA explained that:
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\6\ The MIR is defined as the cancer risk associated with a
lifetime of exposure at the highest concentration of HAP where
people are likely to live. The HQ is the ratio of the potential HAP
exposure concentration to the noncancer dose-response value; the HI
is the sum of HQs for HAP that affect the same target organ or organ
system.
``[t]he policy chosen by the Administrator permits consideration of
multiple measures of health risk. Not only can the MIR figure be
considered, but also incidence, the presence of non-cancer health
effects, and the uncertainties of the risk estimates. In this way,
the effect on the most exposed individuals can be reviewed as well
as the impact on the general public. These factors can then be
weighed in each individual case. This approach complies with the
Vinyl Chloride mandate that the Administrator ascertain an
acceptable level of risk to the public by employing his expertise to
assess available data. It also complies with the Congressional
intent behind the CAA, which did not exclude the use of any
particular measure of public health risk from the EPA's
consideration with respect to CAA section 112 regulations, and
thereby implicitly permits consideration of any and all measures of
health risk which the Administrator, in his judgment, believes are
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appropriate to determining what will `protect the public health'.''
See 54 FR 38057, September 14, 1989. Thus, the level of the MIR is only
one factor to be weighed in determining acceptability of risks. The
Benzene NESHAP explained that ``an MIR of approximately one in 10
thousand should ordinarily be the upper end of the range of
acceptability. As risks increase above this benchmark, they become
presumptively less acceptable under CAA section 112, and would be
weighed with the other health risk measures and information in making
an overall judgment on acceptability. Or, the Agency may find, in a
particular case, that a risk that includes MIR less than the
presumptively acceptable level is unacceptable in the light of other
health risk factors.'' Id. at 38045. In other words, risks that include
an MIR above 100-in-1 million may be determined to be acceptable, and
risks with an MIR below that level may be determined to be
unacceptable, depending on all of the available health information.
Similarly, with regard to the ample margin of safety analysis, the EPA
stated in the Benzene NESHAP that: ``EPA believes the relative weight
of the many factors that can be considered in selecting an ample margin
of safety can only be determined for each specific source category.
This occurs mainly because technological and economic factors (along
with the health-related factors) vary from source category to source
category.'' Id. at 38061. We also consider the uncertainties associated
with the various risk analyses, as discussed earlier in this preamble,
in our determinations of acceptability and ample margin of safety.
The EPA notes that it has not considered certain health information
to date in making residual risk determinations. At this time, we do not
attempt to quantify those HAP risks that may be associated with
emissions from other facilities that do not include the source
categories under review, mobile source emissions, natural source
emissions, persistent environmental pollution, or atmospheric
transformation in the vicinity of the sources in the categories.
The EPA understands the potential importance of considering an
individual's total exposure to HAP in addition to considering exposure
to HAP emissions from the source category and facility. We recognize
that such consideration may be particularly important when assessing
noncancer risks, where pollutant-specific exposure health reference
levels (e.g., reference concentrations (RfCs) are based on the
assumption that thresholds exist for adverse health effects. For
example, the EPA recognizes that, although exposures attributable to
emissions from a source category or facility alone may not indicate the
potential for increased risk of adverse noncancer health effects in a
population, the exposures resulting from emissions from the facility in
combination with emissions from all of the other sources (e.g., other
facilities) to which an individual is exposed may be sufficient to
result in increased risk of adverse noncancer health effects. In May
2010, the Science Advisory Board (SAB) advised the EPA ``that RTR
assessments will be most useful to decision makers and communities if
results are presented in the broader context of aggregate and
cumulative risks, including background concentrations and contributions
from other sources in the area.'' \7\
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\7\ Recommendations of the SAB Risk and Technology Review
Methods Panel are provided in their report, which is available at:
https://yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPA-SAB-10-007-unsigned.pdf.
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In response to the SAB recommendations, the EPA is incorporating
cumulative risk analyses into its RTR risk assessments, including those
reflected in this proposal. The Agency is (1) conducting facility-wide
assessments, which include source category emission points, as well as
other emission points within the facilities; (2) combining exposures
from multiple sources in the same category that could affect the same
individuals; and (3) for some persistent and bioaccumulative
pollutants, analyzing the ingestion route of exposure. In addition, the
RTR risk assessments have always considered aggregate cancer risk from
all carcinogens and aggregate noncancer HQs from all noncarcinogens
affecting the same target organ system.
Although we are interested in placing source category and facility-
wide HAP risks in the context of total HAP risks from all sources
combined in the vicinity of each source, we are concerned about the
uncertainties of doing so. Estimates of total HAP risk from emission
sources other than those that we have studied in depth during this RTR
review would have significantly greater associated uncertainties than
the source category or
[[Page 58946]]
facility-wide estimates. Such aggregate or cumulative assessments would
compound those uncertainties, making the assessments too unreliable.
B. How do we perform the technology review?
Our technology reviews focus on the identification and evaluation
of developments in practices, processes, and control technologies that
have occurred since the MACT standards were promulgated. Where we
identify such developments, we analyze their technical feasibility,
estimated costs, energy implications, and non-air environmental
impacts. We also consider the emission reductions associated with
applying each development. This analysis informs our decision of
whether it is ``necessary'' to revise the emissions standards. In
addition, we consider the appropriateness of applying controls to new
sources versus retrofitting existing sources. For this exercise, we
consider any of the following to be a ``development'':
Any add-on control technology or other equipment that was
not identified and considered during development of the original MACT
standards;
Any improvements in add-on control technology or other
equipment (that were identified and considered during development of
the original MACT standards) that could result in additional emissions
reduction;
Any work practice or operational procedure that was not
identified or considered during development of the original MACT
standards;
Any process change or pollution prevention alternative
that could be broadly applied to the industry and that was not
identified or considered during development of the original MACT
standards; and
Any significant changes in the cost (including cost
effectiveness) of applying controls (including controls the EPA
considered during the development of the original MACT standards).
In addition to reviewing the practices, processes, and control
technologies that were considered at the time we originally developed
the NESHAPs (i.e., the 2004 ALDT NESHAP; the 2004 MMPP NESHAP; and the
2004 PPP NESHAP), we review a variety of data sources in our
investigation of potential practices, processes, or controls that may
have not been considered for each of the three source categories during
development of the NESHAP. Among the sources we reviewed were the
NESHAP for various industries that were promulgated after the MACT
standards being reviewed in this action (e.g., NESHAP for Paint
Stripping and Miscellaneous Surface Coating Operations at Area Sources
(40 CFR part 63, subpart HHHHHH)). We also reviewed the results of
other technology reviews for other surface coating source categories
since the promulgation of the NESHAPs (e.g., the technology reviews
conducted for the Shipbuilding and Ship Repair (Surface Coating) NESHAP
(40 CFR part 63, subpart II) and the Wood Furniture Manufacturing
Operations NESHAP (40 CFR part 63, subpart JJ)). We reviewed the
regulatory requirements and/or technical analyses associated with these
regulatory actions to identify any practices, processes, and control
technologies considered in these efforts that could be applied to
emission sources in the ALDT, the MMPP, and the PPP source categories,
as well as the costs, non-air impacts, and energy implications
associated with the use of these technologies. Finally, we reviewed
information from other sources, such as state and/or local permitting
agency databases and industry-specific market analyses and trade
journals, to research advancements in add-on controls and lower HAP
technology for coatings and solvents. For a more detailed discussion of
our methods for performing these technology reviews, refer to the
Automobiles and Light-Duty Trucks Technology Review Memo, the
Miscellaneous Metal Parts and Products Technology Review Memo and the
Plastic Parts and Products Technology Review Memo, available in the
respective ALDT, MMPP, and PPP Dockets.
C. How do we estimate post-MACT risks posed by these source categories?
In this section, we provide a complete description of the types of
analyses that we generally perform during the risk assessment process.
In some cases, we do not perform a specific analysis because it is not
relevant. For example, in the absence of emissions of HAP known to be
persistent and bioaccumulative in the environment (PB-HAP), we would
not perform a multipathway exposure assessment. Where we do not perform
an analysis, we state that we do not and provide the reason. While we
present all of our risk assessment methods, we only present risk
assessment results for the analyses actually conducted (see the
presentation of results in sections IV.A.1, IV.B.1, and IV.C.1 of this
preamble).
The EPA conducted risk assessments that provide estimates of the
MIR for cancer posed by the HAP emissions from each source in each
source category, the HI for chronic exposures to HAP with the potential
to cause noncancer health effects, and the HQ for acute exposures to
HAP with the potential to cause noncancer health effects. The
assessments also provide estimates of the distribution of cancer risks
within the exposed populations, cancer incidence, and an evaluation of
the potential for adverse environmental effects. The seven sections
that follow this paragraph describe how we estimated emissions and
conducted the risk assessments. The ALDT, MMPP, and PPP Dockets contain
the respective Automobiles and Light-Duty Trucks Risk Assessment
Report, Miscellaneous Metal Parts and Products Risk Assessment Report
and the Plastic Parts and Products Risk Assessment Report, which
provide more information on the risk assessment inputs and models. The
methods used to assess risks (as described in the seven primary steps
below) are consistent with those peer-reviewed by a panel of the EPA's
SAB in 2009 \8\ and described in the SAB review report issued in 2010.
They are also consistent with the key recommendations contained in that
report.
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\8\ U.S. EPA SAB. Risk and Technology Review (RTR) Risk
Assessment Methodologies: For Review by the EPA's Science Advisory
Board with Case Studies--MACT I Petroleum Refining Sources and
Portland Cement Manufacturing, June 2009. EPA-452/R-09-0006. https://www3.epa.gov/airtoxics/rrisk/rtrpg.html.
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1. How did we estimate actual emissions and identify the emissions
release characteristics?
The actual emissions and the emission release characteristics for
each facility were obtained primarily from either the 2011 NEI or the
2014 NEI. Most data were obtained from the 2011 NEI, unless the 2014
NEI included HAP data for emission units or processes for which the
2011 NEI included only volatile organic compounds (VOC) or particulate
matter. In some cases, the industry association or the specific
facilities were contacted to confirm emissions that appeared to be
outliers, that were otherwise inconsistent with our understanding of
the industry, or that were associated with high risk values in our
initial risk screening analyses. When appropriate, emission values and
release characteristics were revised based on these facility contacts,
and these changes were documented. Additional information on the
development of the modeling file for each source category, including
the development of the actual emissions estimates and emissions release
characteristics, can be found in Appendix 1 to the Automobiles and
[[Page 58947]]
Light-Duty Trucks Risk Assessment Report, in the ALDT Docket; in
Appendix 1 to the Miscellaneous Metal Parts and Products Risk
Assessment Report, in the MMPP Docket; and Appendix 1 to the Plastic
Parts and Products Risk Assessment Report, in the PPP Docket.
2. How did we estimate MACT-allowable emissions?
The available emissions data in the RTR emissions dataset include
estimates of the mass of HAP emitted during a specified annual time
period. These ``actual'' emission levels are often lower than the
emission levels allowed under the requirements of the current MACT
standards. The emissions level allowed to be emitted under the MACT
standards is referred to as the ``MACT-allowable'' emissions level. We
discussed the use of both MACT-allowable and actual emissions in the
final Coke Oven Batteries RTR (70 FR 19998-19999, April 15, 2005) and
in the proposed and final Hazardous Organic NESHAP RTRs (71 FR 34428,
June 14, 2006, and 71 FR 76609, December 21, 2006, respectively). In
those actions, we noted that assessing the risks at the MACT-allowable
level is inherently reasonable since these risks reflect the maximum
level facilities could emit and still comply with national emission
standards. We also explained that it is reasonable to consider actual
emissions, where such data are available, in both steps of the risk
analysis, in accordance with the Benzene NESHAP approach. (54 FR 38044,
September 14, 1989.)
For the ALDT, MMPP, and PPP source categories, the EPA calculated
allowable emissions by developing source category-specific multipliers
of 1.1 for Automobiles and Light-duty Trucks and 1.2 for both
Miscellaneous Metal Parts and Plastic Parts and Products. These
multipliers were applied to the current emissions for each category to
estimate the allowable emissions. The multipliers were based on
information obtained from the facility operating permits and industry
information.
For details on how the EPA estimated the MACT allowable emissions
for the ALDT source category, please see Appendix 1 to the Automobiles
and Light-Duty Trucks Risk Assessment Report, in the ALDT Docket
(Docket ID No. EPA-HQ-OAR-2019-0314). For details on how the EPA
calculated the MACT allowable emissions for the MMPP source category,
please see Appendix 1 to the Miscellaneous Metal Parts and Products
Risk Assessment Report, in the MMPP Docket (Docket ID No. EPA-HQ-OAR-
2019-0312). For details on how the EPA calculated the MACT allowable
emissions for the PPP source category, please see Appendix 1 to the
Plastic Parts and Products Risk Assessment Report, in the PPP Docket
(Docket ID No. EPA-HQ-OAR-2019-0313).
3. How do we conduct dispersion modeling, determine inhalation
exposures, and estimate individual and population inhalation risks?
Both long-term and short-term inhalation exposure concentrations
and health risks from the source categories addressed in this proposal
were estimated using the Human Exposure Model (HEM-3).\9\ The HEM-3
performs three primary risk assessment activities: (1) Conducting
dispersion modeling to estimate the concentrations of HAP in ambient
air, (2) estimating long-term and short-term inhalation exposures to
individuals residing within 50 kilometers (km) of the modeled sources,
and (3) estimating individual and population-level inhalation risks
using the exposure estimates and quantitative dose-response
information.
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\9\ For more information about HEM-3, go to https://www.epa.gov/fera/risk-assessment-and-modeling-human-exposure-model-hem.
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a. Dispersion Modeling
The air dispersion model AERMOD, used by the HEM-3 model, is one of
the EPA's preferred models for assessing air pollutant concentrations
from industrial facilities.\10\ To perform the dispersion modeling and
to develop the preliminary risk estimates, HEM-3 draws on three data
libraries. The first is a library of meteorological data, which is used
for dispersion calculations. This library includes 1 year (2016) of
hourly surface and upper air observations from 824 meteorological
stations, selected to provide coverage of the U.S. and Puerto Rico. A
second library of U.S. Census Bureau census block \11\ internal point
locations and populations provides the basis of human exposure
calculations (U.S. Census, 2010). In addition, for each census block,
the census library includes the elevation and controlling hill height,
which are also used in dispersion calculations. A third library of
pollutant-specific dose-response values is used to estimate health
risks. These are discussed below:
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\10\ U.S. EPA. Revision to the Guideline on Air Quality Models:
Adoption of a Preferred General Purpose (Flat and Complex Terrain)
Dispersion Model and Other Revisions (70 FR 68218, November 9,
2005).
\11\ A census block is the smallest geographic area for which
census statistics are tabulated.
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b. Risk From Chronic Exposure to HAP
In developing the risk assessment for chronic exposures, we use the
estimated annual average ambient air concentrations of each HAP emitted
by each source in the source categories. The HAP air concentrations at
each nearby census block centroid located within 50 km of the facility
are a surrogate for the chronic inhalation exposure concentration for
all the people who reside in that census block. A distance of 50 km is
consistent with both the analysis supporting the 1989 Benzene NESHAP
(54 FR 38044, September 14, 1989) and the limitation of Gaussian
dispersion modules, including AERMOD.
For each facility we calculate the MIR as the cancer risk
associated with a continuous lifetime (24 hours per day, 7 days per
week, 52 weeks per year, for a 70-year period) exposure to the maximum
concentration at the centroid of each inhabited census block. We
calculate individual cancer risk by multiplying the estimated lifetime
exposure to the ambient concentration of each HAP (in micrograms per
cubic meter ([micro]g/m\3\)) by its unit risk estimate (URE). The URE
is an upper bound estimate of an individual's probability of
contracting cancer over a lifetime of exposure to a concentration of 1
microgram of the pollutant per cubic meter of air. For residual risk
assessments, we generally use UREs from the EPA's Integrated Risk
Information System (IRIS). For carcinogenic pollutants without IRIS
values, we look to other reputable sources of cancer dose-response
values, often using California EPA (CalEPA) UREs, where available. In
cases where new, scientifically credible dose-response values have been
developed in a manner consistent with EPA guidelines and have undergone
a peer review process similar to that used by the EPA, we may use such
dose-response values in place of, or in addition to, other values, if
appropriate. The pollutant-specific dose-response values used to
estimate health risk are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
To estimate individual lifetime cancer risks associated with
exposure to HAP emissions from each facility in the source category, we
sum the risks for each of the carcinogenic HAP \12\ emitted
[[Page 58948]]
by the modeled facility. We estimate cancer risk at every census block
within 50 km of every facility in the source category. The MIR is the
highest individual lifetime cancer risk estimated for any of those
census blocks. In addition to calculating the MIR, we estimate the
distribution of individual cancer risks for the source category by
summing the number of individuals within 50 km of the sources whose
estimated risk falls within a specified risk range. We also estimate
annual cancer incidence by multiplying the estimated lifetime cancer
risk at each census block by the number of people residing in that
block, summing results for all of the census blocks, and then dividing
this result by a 70-year lifetime.
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\12\ The EPA's 2005 Guidelines for Carcinogen Risk Assessment
classifies carcinogens as: ``carcinogenic to humans,'' ``likely to
be carcinogenic to humans,'' and ``suggestive evidence of
carcinogenic potential.'' These classifications also coincide with
the terms ``known carcinogen, probable carcinogen, and possible
carcinogen,'' respectively, which are the terms advocated in the
EPA's Guidelines for Carcinogen Risk Assessment, published in 1986
(51 FR 33992, September 24, 1986). In August 2000, the document,
Supplemental Guidance for Conducting Health Risk Assessment of
Chemical Mixtures (EPA/630/R-00/002), was published as a supplement
to the 1986 document. Copies of both documents can be obtained from
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=20533&CFID=70315376&CFTOKEN=71597944. Summing
the risk of these individual compounds to obtain the cumulative
cancer risk is an approach that was recommended by the EPA's SAB in
their 2002 peer review of the EPA's National Air Toxics Assessment
(NATA) titled NATA--Evaluating the National-scale Air Toxics
Assessment 1996 Data--an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/
214C6E915BB04E14852570CA007A682C/$File/ecadv02001.pdf.
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To assess the risk of noncancer health effects from chronic
exposure to HAP, we calculate either an HQ or a target organ-specific
hazard index (TOSHI). We calculate an HQ when a single noncancer HAP is
emitted. Where more than one noncancer HAP is emitted, we sum the HQ
for each of the HAP that affects a common target organ or target organ
system to obtain a TOSHI. The HQ is the estimated exposure divided by
the chronic noncancer dose-response value, which is a value selected
from one of several sources. The preferred chronic noncancer dose-
response value is the EPA RfC, defined as ``an estimate (with
uncertainty spanning perhaps an order of magnitude) of a continuous
inhalation exposure to the human population (including sensitive
subgroups) that is likely to be without an appreciable risk of
deleterious effects during a lifetime'' (https://iaspub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&vocabName=IRIS%20Glossary). In cases where an RfC
from the EPA's IRIS is not available or where the EPA determines that
using a value other than the RfC is appropriate, the chronic noncancer
dose-response value can be a value from the following prioritized
sources, which define their dose-response values similarly to the EPA:
(1) The Agency for Toxic Substances and Disease Registry (ATSDR)
Minimum Risk Level (https://www.atsdr.cdc.gov/mrls/index.asp); (2) the
CalEPA Chronic Reference Exposure Level (REL) (https://oehha.ca.gov/air/crnr/notice-adoption-air-toxics-hot-spots-program-guidance-manual-preparation-health-risk-0); or (3) as noted above, a scientifically
credible dose-response value that has been developed in a manner
consistent with the EPA guidelines and has undergone a peer review
process similar to that used by the EPA. The pollutant-specific dose-
response values used to estimate health risks are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
c. Risk From Acute Exposure to HAP That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate acute inhalation dose-response
values are available, the EPA also assesses the potential health risks
due to acute exposure. For these assessments, the EPA makes
conservative assumptions about emission rates, meteorology, and
exposure location. In this proposed rulemaking, as part of our efforts
to continually improve our methodologies to evaluate the risks that HAP
emitted from categories of industrial sources pose to human health and
the environment,\13\ we are revising our treatment of meteorological
data to use reasonable worst-case air dispersion conditions in our
acute risk screening assessments instead of worst-case air dispersion
conditions. This revised treatment of meteorological data and the
supporting rationale are described in more detail in Automobiles and
Light-Duty Trucks Risk Assessment Report, the Miscellaneous Metal Parts
and Products Risk Assessment Report, and the Plastic Parts and Products
Risk Assessment Report, and in Appendix 5 of the report: Technical
Support Document for Acute Risk Screening Assessment. We will be
applying this revision in RTR rulemakings proposed on or after June 3,
2019.
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\13\ See, e.g., U.S. EPA. ``Screening Methodologies to Support
Risk and Technology Reviews (RTR): A Case Study Analysis'' (Draft
Report, May 2017. https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html).
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To assess the potential acute risk to the maximally exposed
individual, we use the peak hourly emission rate for each emission
point,\14\ reasonable worst-case air dispersion conditions (i.e., 99th
percentile), and the point of highest off-site exposure. Specifically,
we assume that peak emissions from the source category and reasonable
worst-case air dispersion conditions co-occur and that a person is
present at the point of maximum exposure.
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\14\ In the absence of hourly emission data, we develop
estimates of maximum hourly emission rates by multiplying the
average actual annual emissions rates by a factor to account for
variability. This is documented in the Automobiles and Light-Duty
Trucks Risk Assessment Report, the Miscellaneous Metal Parts and
Products Risk Assessment Report, and the Plastic Parts and Products
Risk Assessment Report and in Appendix 5 of the report: Technical
Support Document for Acute Risk Screening Assessment. These
documents are available in the ALDT Docket, the MMPP Docket, and the
PPP Docket.
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To characterize the potential health risks associated with
estimated acute inhalation exposures to a HAP, we generally use
multiple acute dose-response values, including acute RELs, acute
exposure guideline levels (AEGLs), and emergency response planning
guidelines (ERPG) for 1-hour exposure durations, if available, to
calculate acute HQs. The acute HQ is calculated by dividing the
estimated acute exposure concentration by the acute dose-response
value. For each HAP for which acute dose-response values are available,
the EPA calculates acute HQs.
An acute REL is defined as ``the concentration level at or below
which no adverse health effects are anticipated for a specified
exposure duration.'' \15\ Acute RELs are based on the most sensitive,
relevant, adverse health effect reported in the peer-reviewed medical
and toxicological literature. They are designed to protect the most
sensitive individuals in the population through the inclusion of
margins of safety. Because margins of safety are incorporated to
address data gaps and uncertainties, exceeding the REL does not
automatically indicate an adverse health impact. AEGLs represent
threshold exposure limits for the general public and are applicable to
emergency exposures ranging from 10 minutes to 8 hours.\16\ They are
guideline levels for
[[Page 58949]]
``once-in-a-lifetime, short-term exposures to airborne concentrations
of acutely toxic, high-priority chemicals.'' Id. at 21. The AEGL-1 is
specifically defined as ``the airborne concentration (expressed as ppm
(parts per million) or mg/m\3\ (milligrams per cubic meter)) of a
substance above which it is predicted that the general population,
including susceptible individuals, could experience notable discomfort,
irritation, or certain asymptomatic nonsensory effects. However, the
effects are not disabling and are transient and reversible upon
cessation of exposure.'' The document also notes that ``Airborne
concentrations below AEGL-1 represent exposure levels that can produce
mild and progressively increasing but transient and nondisabling odor,
taste, and sensory irritation or certain asymptomatic, nonsensory
effects.'' Id. AEGL-2 are defined as ``the airborne concentration
(expressed as parts per million or milligrams per cubic meter) of a
substance above which it is predicted that the general population,
including susceptible individuals, could experience irreversible or
other serious, long-lasting adverse health effects or an impaired
ability to escape.'' Id.
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\15\ CalEPA issues acute RELs as part of its Air Toxics Hot
Spots Program, and the 1-hour and 8-hour values are documented in
Air Toxics Hot Spots Program Risk Assessment Guidelines, Part I, The
Determination of Acute Reference Exposure Levels for Airborne
Toxicants, which is available at https://oehha.ca.gov/air/general-info/oehha-acute-8-hour-and-chronic-reference-exposure-level-rel-summary.
\16\ National Academy of Sciences, 2001. Standing Operating
Procedures for Developing Acute Exposure Levels for Hazardous
Chemicals, page 2. Available at https://www.epa.gov/sites/production/files/2015-09/documents/sop_final_standing_operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure Guideline Levels for
Hazardous Substances ended in October 2011, but the AEGL program
continues to operate at the EPA and works with the National
Academies to publish final AEGLs (https://www.epa.gov/aegl).
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ERPGs are ``developed for emergency planning and are intended as
health-based guideline concentrations for single exposures to
chemicals.'' \17\ Id. at 1. The ERPG-1 is defined as ``the maximum
airborne concentration below which it is believed that nearly all
individuals could be exposed for up to 1 hour without experiencing
other than mild transient adverse health effects or without perceiving
a clearly defined, objectionable odor.'' Id. at 2. Similarly, the ERPG-
2 is defined as ``the maximum airborne concentration below which it is
believed that nearly all individuals could be exposed for up to one
hour without experiencing or developing irreversible or other serious
health effects or symptoms which could impair an individual's ability
to take protective action.'' Id. at 1.
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\17\ ERPGS Procedures and Responsibilities. March 2014. American
Industrial Hygiene Association. Available at: https://www.aiha.org/get-involved/AIHAGuidelineFoundation/EmergencyResponsePlanningGuidelines/Documents/ERPG%20Committee%20Standard%20Operating%20Procedures%20%20-%20March%202014%20Revision%20%28Updated%2010-2-2014%29.pdf.
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An acute REL for 1-hour exposure durations is typically lower than
its corresponding AEGL-1 and ERPG-1. Even though their definitions are
slightly different, AEGL-1s are often the same as the corresponding
ERPG-1s, and AEGL-2s are often equal to ERPG-2s. The maximum HQs from
our acute inhalation screening risk assessment typically result when we
use the acute REL for a HAP. In cases where the maximum acute HQ
exceeds 1, we also report the HQ based on the next highest acute dose-
response value (usually the AEGL-1 and/or the ERPG-1).
For these source categories, we did not have short-term emissions
data; therefore, we developed source category-specific factors based on
information about each industry. We request comment on our assumptions
regarding hour-to-hour variation in emissions and our methods of
calculating the multiplier for estimating the peak 1-hour emissions for
each source category and any additional information that could help
refine our approach.
The ALDT process is a continuous (non-batch) coating application
and curing process which results in consistent emission rates. The
sources in this category dip and spray-apply coatings onto the surface
of the vehicle. The sources employ the use of various compliance
options, which include the use of compliant coatings, averaging among
coatings to meet the emission limits, and the use of add-on controls by
facilities that cannot use the first two options. We expect that the
hourly variations in emissions from these processes during routine
operations to be minimal. Thus, applying the default multiplier of 10
to estimate the worst-case hourly emission rate is not reasonable for
this category. We expect that minimal variations in emissions occur due
to variations in the organic HAP content of the coatings. We calculated
acute emissions by developing a source category-specific multiplier of
1.2 that was applied to the actual annual emissions, which were then
divided by the total number of hours in a year (8,760 hours). A further
discussion of why this factor was chosen can be found in Appendix 1 to
the Automobiles and Light-Duty Trucks Risk Assessment Report in the
ALDT Docket.
Similarly, for the MMPP source category, we expect to see minimal
hour-to-hour variation in emissions during routine operations because
coating operations dip or spray-apply coating onto the surface of metal
parts and products in a continuous coating process. Thus, the default
multiplier of 10 to estimate the worst-case hourly emission rate is not
reasonable for this category. We expect that minimal variation in
emissions occur due to variations in the organic HAP content of the
coatings from batch to batch. We calculated acute emissions by
developing a source category-specific multiplier of 1.2 that was
applied to the actual annual emissions, which were then divided by the
total number of hours in a year (8,760 hours). A further discussion of
why this factor was chosen can be found in Appendix 1 to the
Miscellaneous Metal Parts and Products Risk Assessment Report in the
MMPP Docket.
For the PPP source category, we expect to see minimal hour-to-hour
variation in emissions during routine operations because coating
operations spray-apply coating onto the surface of plastic parts and
products in a continuous coating process. Thus, the default multiplier
of 10 to estimate the worst-case hourly emission rate is not reasonable
for this category. We expect that minimal variation in emissions occur
due to variations in the organic HAP content of the coatings from batch
to batch. We calculated acute emissions by developing a source
category-specific multiplier of 1.2 that was applied to the actual
annual emissions, which were then divided by the total number of hours
in a year (8,760 hours). A further discussion of why this factor was
chosen can be found in Appendix 1 to the Plastic Parts and Products
Risk Assessment Report in the PPP Docket.
In our acute inhalation screening risk assessment, acute impacts
are deemed negligible for HAP where acute HQs are less than or equal to
1, and no further analysis is performed for these HAP. In cases where
an acute HQ from the screening step is greater than 1, we assess the
site-specific data to ensure that the acute HQ is at an off-site
location. For the three source categories in this action, the acute
data refinements consisted of plotting the HEM-3 polar grid results for
each HAP with an acute HQ value greater than 1 on aerial photographs of
the facilities. We then assessed whether the highest acute HQs were
off-site and at locations that may be accessible to the public (e.g.,
roadways and public buildings). These refinements are discussed more
fully in the Automobiles and Light-Duty Trucks, Miscellaneous Metal
Parts and Products, and Plastic Parts and Products Risk Assessment
Reports, available in the respective ALDT, MMPP, and PPP Dockets.
[[Page 58950]]
4. How do we conduct the multipathway exposure and risk screening
assessment?
The EPA conducts a tiered screening assessment examining the
potential for significant human health risks due to exposures via
routes other than inhalation (i.e., ingestion). We first determine
whether any sources in the source categories emitted any HAP known to
be persistent and bioaccumulative in the invironment, as identified in
the EPA's Air Toxics Risk Assessment Library (see Volume 1, Appendix D,
at https://www.epa.gov/sites/production/files/2013-08/documents/volume_1_reflibrary.pdf).
For the ALDT source category, we identified emissions of lead. In
evaluating the potential multipathway risk from emissions of lead
compounds, rather than developing a screening threshold emission rate,
we compare maximum estimated chronic inhalation exposure concentrations
to the level of the current National Ambient Air Quality Standard
(NAAQS) for lead (0.15 [micro]g/m\3\).\18\ Values below the level of
the primary (health-based) lead NAAQS are considered to have a low
potential for multipathway risk. For additional discussion of the
multipathway screening results for this source category see section
IV.A of this preamble and the Automobiles and Light-Duty Trucks Risk
Assessment Report in the ALDT Docket.
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\18\ In doing so, the EPA notes that the legal standard for a
primary NAAQS--that a standard is requisite to protect public health
and provide an adequate margin of safety (CAA section 109(b))--
differs from the CAA section 112(f) standard (requiring, among other
things, that the standard provide an ``ample margin of safety to
protect public health''). However, the primary lead NAAQS is a
reasonable measure of determining risk acceptability (i.e., the
first step of the Benzene NESHAP analysis) since it is designed to
protect the most susceptible group in the human population--
children, including children living near major lead emitting
sources. 73 FR 67002/3; 73 FR 67000/3; 73 FR 67005/1. In addition,
applying the level of the primary lead NAAQS at the risk
acceptability step is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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For the MMPP source category, we identified emissions of arsenic,
cadmium, and lead, so we proceeded to the next step of the evaluation.
Except for lead, the human health risk screening assessment for PB-HAP
consists of three progressive tiers. In a Tier 1 screening assessment,
we determine whether the magnitude of the facility-specific emissions
of PB-HAP warrants further evaluation to characterize human health risk
through ingestion exposure. To facilitate this step, we use previously
developed screening threshold emission rates for several PB-HAP that
are based on a hypothetical upper-end screening exposure scenario
developed for use in conjunction with the EPA's Total Risk Integrated
Methodology.Fate, Transport, and Ecological Exposure (TRIM.FaTE) model.
The PB-HAP with screening threshold emission rates are arsenic
compounds, cadmium compounds, chlorinated dibenzodioxins and furans,
mercury compounds, and polycyclic organic matter (POM). Based on the
EPA estimates of toxicity and bioaccumulation potential, the pollutants
above represent a conservative list for inclusion in multipathway risk
assessments for RTR rules. (See Volume 1, Appendix D at https://www.epa.gov/sites/production/files/2013-08/documents/volume_1_reflibrary.pdf.) In this assessment, we compare the facility-
specific emission rates of these PB-HAP to the screening threshold
emission rates for each PB-HAP to assess the potential for significant
human health risks via the ingestion pathway. We call this application
of the TRIM.FaTE model the Tier 1 screening assessment. The ratio of a
facility's actual emission rate to the Tier 1 screening threshold
emission rate is a ``screening value.''
We derive the Tier 1 screening threshold emission rates for these
PB-HAP (other than lead compounds) to correspond to a maximum excess
lifetime cancer risk of 1-in-1 million (i.e., for arsenic compounds,
polychlorinated dibenzodioxins and furans and POM) or, for HAP that
cause noncancer health effects (i.e., cadmium compounds and mercury
compounds), a maximum HQ of 1. If the emission rate of any one PB-HAP
or combination of carcinogenic PB-HAP in the Tier 1 screening
assessment exceeds the Tier 1 screening threshold emission rate for any
facility (i.e., the screening value is greater than 1), we conduct a
second screening assessment, which we call the Tier 2 screening
assessment (ingestion rates are decoupled into separate upper-bound
ingestion rates for the fisher, farmer, and gardener scenarios). Since,
the PB-HAP emissions did not exceed the Tier 1 multipathway screening
value of 1, the Tier 2 multipathway screen was not conducted.
In evaluating the potential multipathway risk from emissions of
lead compounds, rather than developing a screening threshold emission
rate, we compare maximum estimated chronic inhalation exposure
concentrations to the level of the current National Ambient Air Quality
Standard (NAAQS) for lead.\19\ Values below the level of the primary
(health-based) lead NAAQS are considered to have a low potential for
multipathway risk.
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\19\ In doing so, the EPA notes that the legal standard for a
primary NAAQS--that a standard is requisite to protect public health
and provide an adequate margin of safety (CAA section 109(b))--
differs from the CAA section 112(f) standard (requiring, among other
things, that the standard provide an ``ample margin of safety to
protect public health''). However, the primary lead NAAQS is a
reasonable measure of determining risk acceptability (i.e., the
first step of the Benzene NESHAP analysis) since it is designed to
protect the most susceptible group in the human population--
children, including children living near major lead emitting
sources. 73 FR 67002/3; 73 FR 67000/3; 73 FR 67005/1. In addition,
applying the level of the primary lead NAAQS at the risk
acceptability step is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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For additional discussion of the multipathway screening results for
this source category see section IV.B of this preamble and the
Miscellaneous Metal Parts and Products Risk Assessment Report in the
MMPP Docket.
For the PPP source category, we did not identify emissions of any
PB-HAP. Therefore, further evaluation of multipathway risk was not
conducted for the PPP source category.
5. How do we conduct the environmental risk screening assessment?
a. Adverse Environmental Effects, Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening assessment to examine the potential
for adverse environmental effects as required under section
112(f)(2)(A) of the CAA. Section 112(a)(7) of the CAA defines ``adverse
environmental effect'' as ``any significant and widespread adverse
effect, which may reasonably be anticipated, to wildlife, aquatic life,
or other natural resources, including adverse impacts on populations of
endangered or threatened species or significant degradation of
environmental quality over broad areas.''
The EPA focuses on eight HAP, which are referred to as
``environmental HAP,'' in its screening assessment: Six PB-HAP and two
acid gases. The PB-HAP included in the screening assessment are arsenic
compounds, cadmium compounds, dioxins/furans, polycyclic organic matter
(POM), mercury (both inorganic mercury and methyl mercury), and lead
compounds. The acid gases included in the screening assessment are
hydrochloric acid (HCl) and hydrogen fluoride (HF).
HAP that persist and bioaccumulate are of particular environmental
concern because they accumulate in the soil, sediment, and water. The
acid gases, HCl and HF, were included due to their
[[Page 58951]]
well-documented potential to cause direct damage to terrestrial plants.
In the environmental risk screening assessment, we evaluate the
following four exposure media: Terrestrial soils, surface water bodies
(includes water-column and benthic sediments), fish consumed by
wildlife, and air. Within these four exposure media, we evaluate nine
ecological assessment endpoints, which are defined by the ecological
entity and its attributes. For PB-HAP (other than lead), both
community-level and population-level endpoints are included. For acid
gases, the ecological assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a concentration of HAP that has
been linked to a particular environmental effect level. For each
environmental HAP, we identified the available ecological benchmarks
for each assessment endpoint. We identified, where possible, ecological
benchmarks at the following effect levels: Probable effect levels,
lowest-observed-adverse-effect level, and no-observed-adverse-effect
level. In cases where multiple effect levels were available for a
particular PB-HAP and assessment endpoint, we use all of the available
effect levels to help us to determine whether ecological risks exist
and, if so, whether the risks could be considered significant and
widespread.
For further information on how the environmental risk screening
assessment was conducted, including a discussion of the risk metrics
used, how the environmental HAP were identified, and how the ecological
benchmarks were selected, see Appendix 9 of the Automobiles and Light-
Duty Trucks Risk Assessment Report, the Miscellaneous Metal Parts and
Products Risk Assessment Report, and the Plastic Parts and Products
Risk Assessment Report, in the respective ALDT, MMPP and PPP Dockets.
b. Environmental Risk Screening Methodology
For the environmental risk screening assessment, the EPA first
determined whether any facilities in the ALDT, MMPP, and PPP source
categories emitted any of the environmental HAP. For the ALDT source
category, we identified emissions of lead, HCl and HF. For the MMPP
source category, we identified emissions of arsenic, cadmium, lead and
HCl. For the PPP source category, we did not identify emissions of any
environmental HAP.
Because the environmental HAP evaluated are emitted by at least one
facility in the ALDT source category and the MMPP source category, we
proceeded to the second step of the evaluation for each of these source
categories.
c. PB-HAP Methodology
The environmental screening assessment includes six PB-HAP, arsenic
compounds, cadmium compounds, dioxins/furans, POM, mercury (both
inorganic mercury and methyl mercury), and lead compounds. With the
exception of lead, the environmental risk screening assessment for PB-
HAP consists of three tiers. The first tier of the environmental risk
screening assessment uses the same health-protective conceptual model
that is used for the Tier 1 human health screening assessment.
TRIM.FaTE model simulations were used to back-calculate Tier 1
screening threshold emission rates. The screening threshold emission
rates represent the emission rate in tons of pollutant per year that
results in media concentrations at the facility that equal the relevant
ecological benchmark. To assess emissions from each facility in the
category, the reported emission rate for each PB-HAP was compared to
the Tier 1 screening threshold emission rate for that PB-HAP for each
assessment endpoint and effect level. If emissions from a facility do
not exceed the Tier 1 screening threshold emission rate, the facility
``passes'' the screening assessment, and, therefore, is not evaluated
further under the screening approach. If emissions from a facility
exceed the Tier 1 screening threshold emission rate, we evaluate the
facility further in Tier 2.
In Tier 2 of the environmental screening assessment, the screening
threshold emission rates are adjusted to account for local meteorology
and the actual location of lakes in the vicinity of facilities that did
not pass the Tier 1 screening assessment. For soils, we evaluate the
average soil concentration for all soil parcels within a 7.5-km radius
for each facility and PB-HAP. For the water, sediment, and fish tissue
concentrations, the highest value for each facility for each pollutant
is used. If emission concentrations from a facility do not exceed the
Tier 2 screening threshold emission rate, the facility ``passes'' the
screening assessment and typically is not evaluated further. If
emissions from a facility exceed the Tier 2 screening threshold
emission rate, we evaluate the facility further in Tier 3.
In Tier 3 of the environmental screening assessment, we examine the
suitability of the lakes around the facilities to support life and
remove those that are not suitable (e.g., lakes that have been filled
in or are industrial ponds), adjust emissions for plume-rise, and
conduct hour-by-hour time-series assessments. If these Tier 3
adjustments to the screening threshold emission rates still indicate
the potential for an adverse environmental effect (i.e., facility
emission rate exceeds the screening threshold emission rate), we may
elect to conduct a more refined assessment using more site-specific
information. If, after additional refinement, the facility emission
rate still exceeds the screening threshold emission rate, the facility
may have the potential to cause an adverse environmental effect.
To evaluate the potential for an adverse environmental effect from
lead, we compared the average modeled air concentrations (from HEM-3)
of lead around each facility in the source category to the level of the
secondary NAAQS for lead. The secondary lead NAAQS is a reasonable
means of evaluating environmental risk because it is set to provide
substantial protection against adverse welfare effects which can
include ``effects on soils, water, crops, vegetation, man-made
materials, animals, wildlife, weather, visibility and climate, damage
to and deterioration of property, and hazards to transportation, as
well as effects on economic values and on personal comfort and well-
being.''
d. Acid Gas Environmental Risk Methodology
The environmental screening assessment for acid gases evaluates the
potential phytotoxicity and reduced productivity of plants due to
chronic exposure to HCl and HF. The environmental risk screening
methodology for acid gases is a single-tier screening assessment that
compares modeled ambient air concentrations (from AERMOD) to the
ecological benchmarks for each acid gas. To identify potential adverse
environmental effects (as defined in section 112(a)(7) of the CAA) from
emissions of HCl and HF, we evaluate the following metrics: The size of
the modeled area around each facility that exceeds the ecological
benchmark for each acid gas, in units of acres and squared kilometers;
the percentage of the modeled area around each facility that exceeds
the ecological benchmark for each acid gas; and the area-weighted
average screening value around each facility (calculated by dividing
the area-weighted average concentration over the 50-km modeling domain
by the ecological benchmark for each acid gas). For further information
on the environmental screening assessment approach, see Appendix 9 of
the
[[Page 58952]]
Automobiles and Light-Duty Trucks Risk Assessment Report, the
Miscellaneous Metal Parts and Products Risk Assessment Report, and the
Plastic Parts and Products Risk Assessment Report, in the ALDT Docket,
the MMPP Docket, and the PPP Docket, respectively.
6. How did we conduct facility-wide assessments?
To put the source category risks in context, we typically examine
the risks from the entire ``facility,'' where the facility includes all
HAP-emitting operations within a contiguous area and under common
control. In other words, we examine the HAP emissions not only from the
source category emission points of interest, but also emissions of HAP
from all other emission sources at the facility for which we have data.
For each of these three source categories, we conducted the facility-
wide assessment using a dataset compiled from the 2014 NEI. The source
category records of that NEI dataset were removed, evaluated, and
updated as described in section II.C of this preamble: ``What data
collection activities were conducted to support this action?'' Once a
quality assured source category dataset was available, it was placed
back with the remaining records from the NEI for that facility. The
facility-wide file was then used to analyze risks due to the inhalation
of HAP that are emitted ``facility-wide'' for the populations residing
within 50 km of each facility, consistent with the methods used for the
source category analysis described above. For these facility-wide risk
analyses, the modeled source category risks were compared to the
facility-wide risks to determine the portion of the facility-wide risks
that could be attributed to the source categories addressed in this
proposal. We also specifically examined the facility that was
associated with the highest estimate of risk and determined the
percentage of that risk attributable to the source category of
interest. The Automobiles and Light-Duty Trucks Risk Assessment Report,
Miscellaneous Metal Parts and Products Risk Assessment Report, and
Plastic Parts and Products Risk Assessment Report, available in the
respective dockets for this action, provide the methodology and results
of the facility-wide analyses, including all facility-wide risks and
the percentage of source category contribution to facility-wide risks.
7. How did we consider uncertainties in risk assessment?
Uncertainty and the potential for bias are inherent in all risk
assessments, including those performed for this proposal. Although
uncertainty exists, we believe that our approach, which used
conservative tools and assumptions, ensures that our decisions are
health and environmentally protective. A brief discussion of the
uncertainties in the RTR emissions datasets, dispersion modeling,
inhalation exposure estimates, and dose-response relationships follows
below. Also included are those uncertainties specific to our acute
screening assessments, multipathway screening assessments, and our
environmental risk screening assessments. A more thorough discussion of
these uncertainties is included in the Automobiles and Light-Duty
Trucks Risk Assessment Report, Miscellaneous Metal Parts and Products
Risk Assessment Report, and Plastic Parts and Products Risk Assessment
Report, available in the respective dockets for this action. If a
multipathway site-specific assessment was performed for any of these
source categories, a full discussion of the uncertainties associated
with that assessment can be found in Appendix 11 of that document,
Site-Specific Human Health Multipathway Residual Risk Assessment
Report.
a. Uncertainties in the RTR Emissions Datasets
Although the development of the RTR emissions datasets involved
quality assurance/quality control processes, the accuracy of emissions
values will vary depending on the source of the data, the degree to
which data are incomplete or missing, the degree to which assumptions
made to complete the datasets are accurate, errors in emission
estimates, and other factors. The emission estimates considered in this
analysis generally are annual totals for certain years, and they do not
reflect short-term fluctuations during the course of a year or
variations from year to year. The estimates of peak hourly emission
rates for the acute effects screening assessment were based on an
emission adjustment factor applied to the average annual hourly
emission rates, which are intended to account for emission fluctuations
due to normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in ambient concentration
estimates associated with any model, including the EPA's recommended
regulatory dispersion model, AERMOD. In using a model to estimate
ambient pollutant concentrations, the user chooses certain options to
apply. For RTR assessments, we select some model options that have the
potential to overestimate ambient air concentrations (e.g., not
including plume depletion or pollutant transformation). We select other
model options that have the potential to underestimate ambient impacts
(e.g., not including building downwash). Other options that we select
have the potential to either under- or overestimate ambient levels
(e.g., meteorology and receptor locations). On balance, considering the
directional nature of the uncertainties commonly present in ambient
concentrations estimated by dispersion models, the approach we apply in
the RTR assessments should yield unbiased estimates of ambient HAP
concentrations. We also note that the selection of meteorology dataset
location could have an impact on the risk estimates. As we continue to
update and expand our library of meteorological station data used in
our risk assessments, we expect to reduce this variability.
c. Uncertainties in Inhalation Exposure Assessment
Although every effort is made to identify all of the relevant
facilities and emission points, as well as to develop accurate
estimates of the annual emission rates for all relevant HAP, the
uncertainties in our emission inventory likely dominate the
uncertainties in the exposure assessment. Some uncertainties in our
exposure assessment include human mobility, using the centroid of each
census block, assuming lifetime exposure, and assuming only outdoor
exposures. For most of these factors, there is neither an under nor
overestimate when looking at the maximum individual risk or the
incidence, but the shape of the distribution of risks may be affected.
With respect to outdoor exposures, actual exposures may not be as high
if people spend time indoors, especially for very reactive pollutants
or larger particles. For all factors, we reduce uncertainty when
possible. For example, with respect to census-block centroids, we
analyze large blocks using aerial imagery and adjust locations of the
block centroids to better represent the population in the blocks. We
also add additional receptor locations where the population of a block
is not well represented by a single location.
d. Uncertainties in Dose-Response Relationships
There are uncertainties inherent in the development of the dose-
response values used in our risk assessments for cancer effects from
chronic exposures and noncancer effects from both chronic and acute
exposures. Some
[[Page 58953]]
uncertainties are generally expressed quantitatively, and others are
generally expressed in qualitative terms. We note, as a preface to this
discussion, a point on dose-response uncertainty that is stated in the
EPA's 2005 Guidelines for Carcinogen Risk Assessment; namely, that
``the primary goal of EPA actions is protection of human health;
accordingly, as an Agency policy, risk assessment procedures, including
default options that are used in the absence of scientific data to the
contrary, should be health protective'' (the EPA's 2005 Guidelines for
Carcinogen Risk Assessment, page 1-7). This is the approach followed
here as summarized in the next paragraphs.
Cancer UREs used in our risk assessments are those that have been
developed to generally provide an upper bound estimate of risk.\20\
That is, they represent a ``plausible upper limit to the true value of
a quantity'' (although this is usually not a true statistical
confidence limit). In some circumstances, the true risk could be as low
as zero; however, in other circumstances the risk could be greater.\21\
Chronic noncancer RfC and reference dose (RfD) values represent chronic
exposure levels that are intended to be health-protective levels. To
derive dose-response values that are intended to be ``without
appreciable risk,'' the methodology relies upon an uncertainty factor
(UF) approach,\22\ which considers uncertainty, variability, and gaps
in the available data. The UFs are applied to derive dose-response
values that are intended to protect against appreciable risk of
deleterious effects.
---------------------------------------------------------------------------
\20\ IRIS glossary (https://ofmpub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&glossaryName=IRIS%20Glossary).
\21\ An exception to this is the URE for benzene, which is
considered to cover a range of values, each end of which is
considered to be equally plausible, and which is based on maximum
likelihood estimates.
\22\ See A Review of the Reference Dose and Reference
Concentration Processes, U.S. EPA, December 2002, and Methods for
Derivation of Inhalation Reference Concentrations and Application of
Inhalation Dosimetry, U.S. EPA, 1994.
---------------------------------------------------------------------------
Many of the UFs used to account for variability and uncertainty in
the development of acute dose-response values are quite similar to
those developed for chronic durations. Additional adjustments are often
applied to account for uncertainty in extrapolation from observations
at one exposure duration (e.g., 4 hours) to derive an acute dose-
response value at another exposure duration (e.g., 1 hour). Not all
acute dose-response values are developed for the same purpose, and care
must be taken when interpreting the results of an acute assessment of
human health effects relative to the dose-response value or values
being exceeded. Where relevant to the estimated exposures, the lack of
acute dose-response values at different levels of severity should be
factored into the risk characterization as potential uncertainties.
Uncertainty also exists in the selection of ecological benchmarks
for the environmental risk screening assessment. We established a
hierarchy of preferred benchmark sources to allow selection of
benchmarks for each environmental HAP at each ecological assessment
endpoint. We searched for benchmarks for three effect levels (i.e., no-
effects level, threshold-effect level, and probable effect level), but
not all combinations of ecological assessment/environmental HAP had
benchmarks for all three effect levels. Where multiple effect levels
were available for a particular HAP and assessment endpoint, we used
all of the available effect levels to help us determine whether risk
exists and whether the risk could be considered significant and
widespread.
Although we make every effort to identify appropriate human health
effect dose-response values for all pollutants emitted by the sources
in this risk assessment, some HAP emitted by these source categories
are lacking dose-response assessments. Accordingly, these pollutants
cannot be included in the quantitative risk assessment, which could
result in quantitative estimates understating HAP risk. To help to
alleviate this potential underestimate, where we conclude similarity
with a HAP for which a dose-response value is available, we use that
value as a surrogate for the assessment of the HAP for which no value
is available. To the extent use of surrogates indicates appreciable
risk, we may identify a need to increase priority for an IRIS
assessment for that substance. We additionally note that, generally
speaking, HAP of greatest concern due to environmental exposures and
hazard are those for which dose-response assessments have been
performed, reducing the likelihood of understating risk. Further, HAP
not included in the quantitative assessment are assessed qualitatively
and considered in the risk characterization that informs the risk
management decisions, including consideration of HAP reductions
achieved by various control options.
For a group of compounds that are unspeciated (e.g., glycol
ethers), we conservatively use the most protective dose-response value
of an individual compound in that group to estimate risk. Similarly,
for an individual compound in a group (e.g., ethylene glycol diethyl
ether) that does not have a specified dose-response value, we also
apply the most protective dose-response value from the other compounds
in the group to estimate risk.
e. Uncertainties in Acute Inhalation Screening Assessments
In addition to the uncertainties highlighted above, there are
several factors specific to the acute exposure assessment that the EPA
conducts as part of the risk review under section 112 of the CAA. The
accuracy of an acute inhalation exposure assessment depends on the
simultaneous occurrence of independent factors that may vary greatly,
such as hourly emissions rates, meteorology, and the presence of a
person. In the acute screening assessment that we conduct under the RTR
program, we assume that peak emissions from the source category and
reasonable worst-case air dispersion conditions (i.e., 99th percentile)
co-occur. We then include the additional assumption that a person is
located at this point at the same time. Together, these assumptions
represent a reasonable worst-case actual exposure scenario. In most
cases, it is unlikely that a person would be located at the point of
maximum exposure during the time when peak emissions and reasonable
worst-case air dispersion conditions occur simultaneously.
f. Uncertainties in the Multipathway and Environmental Risk Screening
Assessments
The ALDT source category emits PB-HAP (lead) and environmental HAP
(lead, HF and HCl); therefore, further evaluation of multipathway risk
and an environmental risk screening was conducted. The MMPP source
category emits PB-HAP (arsenic, cadmium, and lead) and environmental
HAP (arsenic, cadmium, lead, HF, and HCl); therefore, an environmental
risk screening was conducted for this source category. The PPP source
category in this action does not emit any PB-HAP or environmental HAP;
therefore, further evaluation of multipathway risk and an environmental
risk screening was not conducted for this source category.
For each source category, we generally rely on site-specific levels
of PB-HAP or environmental HAP emissions to determine whether a refined
assessment of the impacts from multipathway exposures is necessary or
whether it is necessary to perform an environmental screening
assessment.
[[Page 58954]]
This determination is based on the results of a three-tiered screening
assessment that relies on the outputs from models--TRIM.FaTE and
AERMOD--that estimate environmental pollutant concentrations and human
exposures for five PB-HAP (dioxins, POM, mercury, cadmium, and arsenic)
and two acid gases (HF and HCl). For lead, we use AERMOD to determine
ambient air concentrations, which are then compared to the secondary
NAAQS standard for lead. Two important types of uncertainty associated
with the use of these models in RTR risk assessments and inherent to
any assessment that relies on environmental modeling are model
uncertainty and input uncertainty.\23\
---------------------------------------------------------------------------
\23\ In the context of this discussion, the term ``uncertainty''
as it pertains to exposure and risk encompasses both variability in
the range of expected inputs and screening results due to existing
spatial, temporal, and other factors, as well as uncertainty in
being able to accurately estimate the true result.
---------------------------------------------------------------------------
Model uncertainty concerns whether the model adequately represents
the actual processes (e.g., movement and accumulation) that might occur
in the environment. For example, does the model adequately describe the
movement of a pollutant through the soil? This type of uncertainty is
difficult to quantify. However, based on feedback received from
previous the EPA SAB reviews and other reviews, we are confident that
the models used in the screening assessments are appropriate and state-
of-the-art for the multipathway and environmental screening risk
assessments conducted in support of RTR.
Input uncertainty is concerned with how accurately the models have
been configured and parameterized for the assessment at hand. For Tier
1 of the multipathway and environmental screening assessments, we
configured the models to avoid underestimating exposure and risk. This
was accomplished by selecting upper-end values from nationally
representative datasets for the more influential parameters in the
environmental model, including selection and spatial configuration of
the area of interest, lake location and size, meteorology, surface
water, soil characteristics, and structure of the aquatic food web. We
also assume an ingestion exposure scenario and values for human
exposure factors that represent reasonable maximum exposures.
For the environmental screening assessment for acid gases, we
employ a single-tiered approach. We use the modeled air concentrations
and compare those with ecological benchmarks.
For all tiers of the multipathway and environmental screening
assessments, our approach to addressing model input uncertainty is
generally cautious. We choose model inputs from the upper end of the
range of possible values for the influential parameters used in the
models, and we assume that the exposed individual exhibits ingestion
behavior that would lead to a high total exposure. This approach
reduces the likelihood of not identifying high risks for adverse
impacts.
Despite the uncertainties, when individual pollutants or facilities
do not exceed screening threshold emission rates (i.e., screen out), we
are confident that the potential for adverse multipathway impacts on
human health is very low. On the other hand, when individual pollutants
or facilities do exceed screening threshold emission rates, it does not
mean that impacts are significant, only that we cannot rule out that
possibility and that a refined assessment for the site might be
necessary to obtain a more accurate risk characterization for the
source category.
The EPA evaluates the following HAP in the multipathway and/or
environmental risk screening assessments, where applicable: Arsenic,
cadmium, dioxins/furans, lead, mercury (both inorganic and methyl
mercury), POM, HCl, and HF. These HAP represent pollutants that can
cause adverse impacts either through direct exposure to HAP in the air
or through exposure to HAP that are deposited from the air onto soils
and surface waters and then through the environment into the food web.
These HAP represent those HAP for which we can conduct a meaningful
multipathway or environmental screening risk assessment. For other HAP
not included in our screening assessments, the model has not been
parameterized such that it can be used for that purpose. In some cases,
depending on the HAP, we may not have appropriate multipathway models
that allow us to predict the concentration of that pollutant. The EPA
acknowledges that other HAP beyond these that we are evaluating may
have the potential to cause adverse effects and, therefore, the EPA may
evaluate other relevant HAP in the future, as modeling science and
resources allow.
IV. Analytical Results and Proposed Decisions
A. What are the analytical results and proposed decisions for the
surface coating of automobiles and light-duty trucks source category?
1. What are the results of the risk assessment and analyses?
As described in section III of this preamble, for the ALDT source
category, we conducted a risk assessment for all HAP emitted. We
present results of the risk assessment briefly below and in more detail
in the Automobiles and Light-Duty Trucks Risk Assessment Report in the
ALDT Docket (Docket ID No. EPA-HQ-OAR-2019-0314).
a. Chronic Inhalation Risk Assessment Results
Table 2 of this preamble provides a summary of the results of the
inhalation risk assessment for the source category.
Table 2--Surface Coating of Automobiles and Light-Duty Trucks Source Category Inhalation Risk Assessment Results
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum individual Estimated population Estimated annual Maximum chronic Maximum screening
cancer risk (in 1 at increased risk of cancer incidence noncancer TOSHI \1\ acute noncancer HQ \2\
million) cancer >=1-in-1 (cases per year) -----------------------------------------------
------------------------ million ------------------------
Risk assessment ------------------------ Based on Based on
Based on Based on Based on Based on Based on Based on actual allowable Based on actual
actual allowable actual allowable actual allowable emissions emissions emissions
emissions emissions emissions emissions emissions emissions
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Category................. 10 10 15,000 19,000 0.01 0.01 0.3 0.3 HQREL = 1.
Whole Facility.................. 10 .......... 48,000 .......... 0.02 .......... 0.3
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The target organ specific hazard index (TOSHI) is the sum of the chronic noncancer HQs for substances that affect the same target organ or organ
system.
\2\ The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
[[Page 58955]]
The results of the inhalation risk modeling using actual emissions
data, as shown in Table 2 of this preamble, indicate that the maximum
individual cancer risk based on actual emissions (lifetime) could be up
to 10-in-1 million (driven by naphthalene and ethyl benzene from
miscellaneous industrial processes--other/not classified), the maximum
chronic noncancer TOSHI value based on actual emissions could be up to
0.3 (driven by hexamethylene-1,6-diisocyanate from a painting topcoat
process), and the maximum screening acute noncancer HQ value (off-
facility site) could be up to 1 (driven by formaldehyde). The total
estimated annual cancer incidence (national) from these facilities
based on actual emission levels is 0.01 excess cancer cases per year or
1 case in every 100 years.
b. Screening Level Acute Risk Assessment Results
Table 2 of this preamble shows the acute risk results for the ALDT
source category. The screening analysis for acute impacts was based on
an industry specific multiplier of 1.2, to estimate the peak emission
rates from the average rates. For more detailed acute risk results,
refer to the Automobiles and Light-Duty Trucks Risk Assessment Report,
in the ALDT Docket.
c. Multipathway Risk Screening Results
The emissions data for the ALDT source category indicate that one
PB-HAP is emitted by sources within this source category: Lead. In
evaluating the potential for multipathway effects from emissions of
lead, we compared modeled annual lead concentrations to the NAAQS for
lead (0.15 [micro]g/m3, arithmetic mean concentration over a 3-month
period). The highest annual average lead concentration of 1.5 x
10-5 [micro]g/m\3\ is below the NAAQS for lead, indicating a
low potential for multipathway impacts of concern due to lead even
assuming a shorter averaging period is. Therefore, we do not expect any
human health multipathway risks as a result of emissions from this
source category.
d. Environmental Risk Screening Results
The emissions data for the ALDT source category indicate that three
environmental HAP are emitted by sources within this source category:
Lead, HCl and HF. Therefore, we conducted a screening-level evaluation
of the potential adverse environmental effects associated with
emissions of lead, HCl, and HF for the ALDT source category. In
evaluating the potential for adverse environmental effects from
emissions of lead, we compared modeled annual lead concentrations to
the secondary NAAQS for lead (0.15 [micro]g/m\3\, arithmetic mean
concentration over a 3-month period). The highest annual average lead
concentration of 1.5 x 10-5 [micro]g/m\3\ is below the
secondary NAAQS for lead, indicating a low potential for adverse
environmental impacts due to lead even assuming a shorter averaging
period is analyzed. For both HCl and HF, each individual concentration
(i.e., each off-site data point in the modeling domain) was below the
ecological benchmarks for all facilities. Therefore, we do not expect
an adverse environmental effect as a result of HAP emissions from this
source category.
e. Facility-Wide Risk Results
Fifteen facilities have a facility-wide cancer MIR greater than or
equal to 1-in-1 million. The maximum facility-wide cancer MIR is 10-in-
1 million, driven by naphthalene and ethyl benzene from miscellaneous
industrial processes--other/not classified. The total estimated cancer
incidence from the whole facility is 0.02 excess cancer cases per year,
or one excess case in every 50 years. Approximately 48,000 people were
estimated to have cancer risks above 1-in-1 million from exposure to
HAP emitted from both MACT and non-MACT sources at 15 of the 43
facilities in this source category. The maximum facility-wide TOSHI for
the source category is estimated to be 0.3, mainly driven by emissions
of hexamethylene-1,6-diisocyanate from a painting topcoat process.
f. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risks to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risks from the ALDT source category
across different demographic groups within the populations living near
facilities.\24\
The results of the demographic analysis are summarized in Table 3
of this preamble. These results, for various demographic groups, are
based on the estimated risks from actual emissions levels for the
population living within 50 km of the facilities.
Table 3--Surface Coating of Automobiles and Light-Duty Trucks Source Category Demographic Risk Analysis Results
----------------------------------------------------------------------------------------------------------------
Population with
cancer risk at or Population with
above 1-in-1 chronic noncancer
Nationwide million due to HI above 1 due to
surface coating of surface coating of
automobiles and automobiles and
light-duty trucks light-duty trucks
----------------------------------------------------------------------------------------------------------------
Total Population...................................... 317,746,049 15,000 0
----------------------------------------------------------------------------------------------------------------
White and Minority by Percent
----------------------------------------------------------------------------------------------------------------
White................................................. 62 60 0
Minority.............................................. 38 40 0
----------------------------------------------------------------------------------------------------------------
Minority Detail by Percent
----------------------------------------------------------------------------------------------------------------
African American...................................... 12 10 0
Native American....................................... 0.8 0.2 0
Hispanic or Latino.................................... 18 27 0
[[Page 58956]]
Other and Multiracial................................. 7 3 0
----------------------------------------------------------------------------------------------------------------
Income by Percent
----------------------------------------------------------------------------------------------------------------
Below the Poverty Level............................... 14 19 0
Above the Poverty Level............................... 86 81 0
----------------------------------------------------------------------------------------------------------------
Education by Percent
----------------------------------------------------------------------------------------------------------------
Over 25 Without High a School Diploma................. 14 14 0
Over 25 With a High School Diploma.................... 86 86 0
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated by Percent
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated............................... 6 3 0
----------------------------------------------------------------------------------------------------------------
The results of the ALDT source category demographic analysis
indicate that emissions from the source category expose approximately
15,000 people to a cancer risk at or above 1-in-1 million and no one to
a chronic noncancer HI greater than 1. The percent of minorities is
similar nationally (38 percent) and for the category population with
cancer risk greater than or equal to 1-in-1 million (40 percent).
However, the category population with cancer risk greater than or equal
to 1-in-1 million has a greater percentage of Hispanic (27 percent) as
compared to nationally (18 percent).
The methodology and the results of the demographic analysis are
presented in a technical report titled Risk and Technology Review--
Analysis of Demographic Factors for Populations Living Near Automobile
and Light-Duty Truck Surface Coating Source Category Operations, March
2019 (hereafter referred to as the Automobiles and Light-Duty Trucks
Demographic Analysis Report) in the ALDT Docket.
2. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effects?
a. Risk Acceptability
As noted in section III.A of this preamble, we weigh all health
risk factors in our risk acceptability determination, including the
cancer MIR, the number of persons in various cancer and noncancer risk
ranges, cancer incidence, the maximum noncancer TOSHI, the maximum
acute noncancer HQ, the extent of noncancer risks, the distribution of
cancer and noncancer risks in the exposed population, and risk
estimation uncertainties (54 FR 38044, September 14, 1989).
For the ALDT source category, the risk analysis indicates that the
cancer risks to the individual most exposed could be up to 10-in-1
million due to actual emissions or based on allowable emissions. These
risks are considerably less than 100-in-1 million, which is the
presumptive upper limit of acceptable risk. The risk analysis also
shows very low cancer incidence (0.01 cases per year for actual and
allowable emissions), and we did not identify a potential for adverse
chronic noncancer health effects. The acute noncancer risks are low at
an HQ of 1 (based on the REL) for formaldehyde. Therefore, we find
there is little potential concern of acute noncancer health impacts
from actual emissions. In addition, the risk assessment indicates no
significant potential for multipathway health effects.
Considering all of the health risk information and factors
discussed above, including the uncertainties discussed in section
III.C.7 of this preamble, we propose to find that the risks from the
ALDT source category are acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the risks from the ALDT source
category are acceptable, risk estimates for approximately 15,000
individuals in the exposed population are above 1-in-1 million at the
actual emissions level and 19,000 individuals at the allowable
emissions level. Consequently, we further considered whether the MACT
standards for the ALDT source category provide an ample margin of
safety to protect public health. In this ample margin of safety
analysis, we investigated available emissions control options that
might reduce the risk from the source category. We considered this
information along with all of the health risks and other health
information considered in our determination of risk acceptability.
As described in section III.B of this preamble, our technology
review focused on identifying developments in practices, processes, and
control technologies for the ALDT source category, and the EPA reviewed
various information sources regarding emission sources that are
currently regulated by the ALDT NESHAP. Based on our review, we did not
identify any cost-effective measures to further reduce HAP. Therefore,
considering all of the available health information along with the
absence of additional measures for reducing HAP, we are proposing that
additional emissions controls for this source category are not
necessary and that the current standards provide an ample margin of
safety.
c. Environmental Effects
The emissions data for the ALDT source category indicate that three
environmental HAP are emitted by sources within this source category:
Lead, HCl, and HF. The screening-level evaluation of the potential for
adverse environmental effects from emissions of lead indicated that the
secondary
[[Page 58957]]
NAAQS for lead would not be exceeded by any facility. The screening-
level evaluation of the potential for adverse environmental effects
associated with emissions of HCl and HF from the ALDT source category
indicated that each individual concentration (i.e., each off-site data
point in the modeling domain) was below the ecological benchmarks for
all facilities. In addition, we are unaware of any adverse
environmental effects caused by HAP emitted by this source category.
Therefore, we do not expect there to be an adverse environmental effect
as a result of HAP emissions from this source category and we are
proposing that it is not necessary to set a more stringent standard to
prevent, taking into consideration costs, energy, safety, and other
relevant factors, an adverse environmental effect.
3. What are the results and proposed decisions based on our technology
review?
As described in section III.B of this preamble, our technology
review focused on identifying developments in practices, processes, and
control technologies for the ALDT source category. The EPA reviewed
various information sources regarding emission sources that are
currently regulated by the ALDT NESHAP to support the technology
review. The information sources included the following: The RBLC; state
regulations; facility operating permits; regulatory actions, including
technology reviews, promulgated for other surface coating NESHAP
subsequent to the ALDT NESHAP; site visits; discussions with individual
ALDT surface coating facilities; and industry information. The primary
emission sources for the technology review included the following: The
coating operations; all storage containers and mixing vessels in which
coatings, thinners, and cleaning materials are stored or mixed; all
manual and automated equipment and containers used for conveying
coatings, thinners, and cleaning materials; and all storage containers
and all manual and automated equipment and containers used for
conveying waste materials generated by a coating operation.
Based on our review, we did not identify any add-on control
technologies, process equipment, work practices or procedures that were
not previously considered during development of the 2004 ALDT NESHAP,
and we did not identify any new or improved add-on control technologies
that would result in additional emission reductions. A brief summary of
the EPA's findings in conducting the technology review of ALDT surface
coating operations follows. For a detailed discussion of the EPA's
findings, refer to the memorandum, Technology Review for Surface
Coating Operations in the Automobiles and Light-Duty Trucks Source
Category, in the ALDT Docket.
During 2004 MACT development for the ALDT NESHAP, numerical
emission limits were determined for new and existing major sources
within the four combinations of coating operations, for a total of
eight HAP emissions limits. The emission limits were based on industry
survey responses and the industry's use of low- or no-HAP coatings and
thinners, high efficiency coatings spray equipment (including robotic
spraying), and add-on capture and control technologies. Alternately,
the NESHAP provides sources with the option of limiting HAP emissions
with capture and add-on control to achieve an overall control
efficiency of 95-percent. During development of that rulemaking, we
identified the beyond-the-floor option to require the use of capture
systems and add-on control devices for all ALDT surface coating
operations. This option was rejected because we determined the
additional emission reductions achieved using the beyond-the-floor
option did not warrant the costs each affected source would incur or
the incremental cost per ton of HAP reduced (67 FR 78622, December 24,
2002).
For this technology review, we used the EPA's NEI and the ECHO
databases to identify facilities that are currently subject to the ALDT
NESHAP. We also consulted Regional and state regulations and operating
permits. California has existing surface coating rules for VOC from
vehicle assembly plants within two air quality management districts
(AQMD): Bay Area AQMD and South Coast AQMD. No state VOC rules for ALDT
surface coating operations were identified that had VOC limits that
would translate into lower HAP content limits. The VOC content limits
in state rules (e.g., BAAQMD Rule 8-13 and SCAQMD Rule 1115) are an
order of magnitude higher than the HAP content limits in the ALDT
NESHAP. Because the HAP are only a small fraction of the VOC in these
coatings, complying with these state VOC standards would not limit HAP
emissions to levels that are more stringent than the levels required.
Our search of the RBLC database for improvements in ALDT coating
technologies provided results for 22 facilities with permit dates of
2000 or later. Facilities reported the use of VOC and HAP content
limits, electrodeposition primers, regenerative thermal oxidizers
(RTOs), catalytic oxidation, and thermal oxidation. All of these
control technologies were in use by the ALDT surface coating industry
during development of the ALDT NESHAP and already were considered in
the development of the ALDT NESHAP. Therefore, we concluded that the
results of the search did not result in any improvements in add-on
control technology or other equipment.
We reviewed other surface coating NESHAP promulgated after the ALDT
NESHAP to determine whether any requirements exceed the ALDT MACT level
of control or included technologies that were not considered during the
development of the original ALDT NESHAP. These NESHAP include Paint
Stripping and Miscellaneous Surface Coating Operations at Area Sources
(40 CFR part 63, subpart HHHHHH), and Nine Metal Fabrication and
Finishing Area Source Categories (40 CFR part 63, subpart XXXXXX). We
also reviewed the results of the technology reviews for the following
NESHAP: Printing and Publishing (40 CFR part 63, subpart KK),
Shipbuilding and Ship Repair (40 CFR part 63, subpart II), Wood
Furniture Manufacturing (40 CFR part 63, subpart JJ), and Aerospace
Manufacturing and Rework Facilities (40 CFR part 63, subpart GG).
Technology reviews for these NESHAP identified permanent total
enclosures (PTE) and/or RTOs as improvements in add-on control
technology. The original ALDT NESHAP includes a compliance option
involving the use of a PTE and an add-on control device. Because these
measures were considered in the development of the original ALDT NESHAP
and reflected in the MACT level of control, we concluded that these
measures do not represent an improvement in control technology under
CAA section 112(d)(6).
The control technology assessment conducted for the Paint Stripping
and Miscellaneous Surface Coating NESHAP and Nine Metal Fabrication and
Finishing NESHAP confined all coating operations to a spray booth
fitted with high-efficiency filters, use of high-transfer efficiency
spray guns, and training and certification of spray equipment operator
to optimize transfer efficiency for facilities that spray apply
coatings containing certain inorganic HAP. The technology controls for
inorganic HAP adopted in subparts HHHHHH and XXXXXX, spray booths
fitted with overspray filters and the use of high efficiency spray
equipment, were already considered in the development of the original
ALDT NESHAP, and, therefore, do not
[[Page 58958]]
constitute a development for the purpose of the technology review.
The technology review conducted for the Wood Furniture NESHAP
identified the use of more efficient spray guns as a technology review
development and revised the requirements to prohibit the use of
conventional spray guns. Air-assisted airless spraying was added as a
more efficient coating application technology. The original ALDT NESHAP
is based on the use of high-efficiency application technology, such as
airless and electrostatic spray equipment. This equipment increases
coating transfer efficiency, minimizes emissions by reducing the amount
of coating sprayed and still achieves a given film thickness with
exceptional finish. The format of the ALDT emission limits, in mass of
HAP per mass of coating solids applied to the part, accounts for the
transfer efficiency of the application equipment and is based on high-
efficiency methods.
The technology review conducted for the Printing and Publishing
NESHAP identified the use of a PTE in the form of coating spray booths
and curing tunnels. These PTEs are commonly used in ALDT surface
coating operations to maintain a clean environment for applying the
coatings, and for capturing and removing coating overspray and solvent
vapors from the coating area. Therefore, the use of a PTE, as
identified in the Printing and Publishing NESHAP technology review,
does not represent a development in control technology with respect to
ALDT surface coating operations.
In conclusion, we found no improvements in add-on control
technology or other equipment during review of the RBLC, the state
rules, and subsequent NESHAP that were not already identified and
considered during the ALDT NESHAP development.
Alternatives to conventional solvent-borne coatings were identified
and considered during MACT development but were not considered to be
suitable for all ALDT coating applications. These alternative coatings
include higher solids coatings, waterborne coatings, low-energy
electron beam ultraviolet (UV) cured coatings, and powder coating.
Waterborne and higher solids coatings with lower HAP and VOC content
were considered in the development of the proposed and final standards
and are already reflected in the HAP emission limitations in the final
rule. Industry trends and advances in coating formulation, as
documented in the ACA Industry Market Analysis, showed that powder
coated finishes would be difficult to repair and would likely require
refinishing the entire car in case of damage. Further, the ACA analysis
stated that no progress had been made in overcoming technical hurdles
that would make UV-cured coatings applicable to main vehicle body parts
(e.g., shadowing of certain areas from UV rays, high energy demands,
residual UV photo-initiators in the coating film). Therefore, the EPA
did not identify any developments in coating technology, other process
changes, or pollution prevention alternatives that would represent a
development relative to the coating technologies on which the final
rule is based.
Finally, no improvements in work practices or operational
procedures were identified for the ALDT source category that were not
previously identified and considered during MACT development. The
current MACT standards require that, if a facility uses add-on controls
to comply with the emission limitations, the facility must develop and
implement a work practice plan to minimize organic HAP emissions from
the storage, mixing, and conveying of coatings, thinners, and cleaning
materials used in, and waste materials generated by, those coating
operations. If a facility is not using add-on controls and is using
either the compliant material option or the emission rate without add-
on controls option, the facility does not need to comply with work
practice standards. Under the emission rate option, HAP emitted from
spills or from containers would be counted against the facility in the
compliance calculations, so facilities must already minimize these
losses to maintain compliance.
Based on these findings, we conclude that there have not been any
developments in add-on control technology or other equipment not
identified and considered during MACT development, nor any improvements
in add-on controls, nor any significant changes in the cost (including
cost effectiveness) of the add-on controls. Therefore, we are proposing
no revisions to the ALDT NESHAP pursuant to CAA section 112(d)(6). For
further discussion of the technology review results, refer to the
Automobiles and Light-Duty Trucks Technology Review Memo, in the ALDT
Docket.
4. What other actions are we proposing for the ALDT source category?
We are proposing to require electronic submittal of notifications,
semiannual reports, and compliance reports (which include performance
test reports) for ALDT surface coating facilities. In addition, we are
proposing revisions to the SSM provisions of the MACT rule in order to
ensure that they are consistent with the Court decision in Sierra Club
v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008), which vacated two provisions
that exempted source owners and operators from the requirement to
comply with otherwise applicable CAA section 112(d) emission standards
during periods of SSM. We are proposing to require periodic emissions
testing of add-on control devices. We also propose other changes,
including updating references to equivalent test methods, making
technical and editorial revisions, and incorporation by reference (IBR)
of alternative test methods. Our analyses and proposed changes related
to these issues are discussed in the sections below.
a. Electronic Reporting Requirements
The EPA is proposing that owners and operators of ALDT surface
coating facilities submit electronic copies of initial notifications
required in 40 CFR 63.9(b) and 63.3110(b), notifications of compliance
status required in 40 CFR 63.9(h) and 63.3110(c), performance test
reports required in 40 CFR 63.3120(b), and semiannual reports required
in 40 CFR 63.3120(a), through the EPA's Central Data Exchange (CDX)
using the Compliance and Emissions Data Reporting Interface (CEDRI).
For further information regarding the electronic data submission
process, please refer to the memorandum titled Electronic Reporting for
New Source Performance Standards (NSPS) and National Emission Standards
for Hazardous Air Pollutants (NESHAP) Rules, in the ALDT Docket. The
proposed rule requires that performance test results collected using
test methods that are supported by the EPA's Electronic Reporting Tool
(ERT) as listed on the ERT website \25\ at the time of the test be
submitted in the format generated through the use of the ERT and that
other performance test results be submitted in portable document format
(PDF) using the attachment module of the ERT. No specific form is
proposed at this time for the initial notifications required in 40 CFR
63.9(b) and notification of compliance status in 40 CFR 63.9(h). Until
the EPA has completed electronic forms for these notifications, the
notifications will be required to be submitted via CEDRI in PDF. After
development of the final forms, we will notify sources about their
availability via the CEDRI website and the CHIEF Listserv. For
semiannual reports required in 40 CFR 63.3120(a)
[[Page 58959]]
the proposed rule requires that owners and operators use the
appropriate spreadsheet template to submit information to CEDRI. A
draft version of the proposed templates for these reports is included
in the docket for this rulemaking.\26\ The EPA specifically requests
comment on the content, layout, and overall design of the templates.
---------------------------------------------------------------------------
\25\ https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert.
\26\ See Electronic Reporting Template for Surface Coating of
Automobiles and Light-Duty Trucks Subpart IIII Semiannual Reports,
in docket ID NO. EPA-HQ-OAR-0314.
---------------------------------------------------------------------------
Additionally, the EPA has identified two broad circumstances in
which electronic reporting extensions may be provided. In both
circumstances, the decision to accept the claim of needing additional
time to report is within the discretion of the Administrator, and
reporting should occur as soon as possible. The EPA is providing these
potential extensions to protect owners and operators from noncompliance
in cases where they cannot successfully submit a report by the
reporting deadline for reasons outside of their control. The situation
where an extension may be warranted due to outages of the EPA's CDX or
CEDRI which precludes an owner or operator from accessing the system
and submitting required reports is addressed in 40 CFR 63.9(b),
notifications of compliance status required in 40 CFR 63.9(h), and
semiannual reports required in 40 CFR 63.3120(a). The situation where
an extension may be warranted due to a force majeure event, which is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by the affected facility that prevents an owner or
operator from complying with the requirement to submit a report
electronically as required by this rule is addressed in 40 CFR
63.3120(g). Examples of such events are acts of nature, acts of war or
terrorism, or equipment failure or safety hazards beyond the control of
the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements and by facilitating the ability of delegated state, local,
tribal, and territorial air agencies and the EPA to assess and
determine compliance, and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic reporting
also eliminates paper-based, manual processes, thereby saving time and
resources, simplifying data entry, eliminating redundancies, minimizing
data reporting errors, and providing data quickly and accurately to the
affected facilities, air agencies, the EPA, and the public. Moreover,
electronic reporting is consistent with the EPA's plan \27\ to
implement Executive Order 13563 and is in keeping with the EPA's
agency-wide policy \28\ developed in response to the White House's
Digital Government Strategy.\29\ For more information on the benefits
of electronic reporting, see the memorandum Electronic Reporting
Requirements for New Source Performance Standards (NSPS) and National
Emission Standards for Hazardous Air Pollutants (NESHAP) Rules,
available in Docket ID No. EPA-OAR-2019-0314.
---------------------------------------------------------------------------
\27\ EPA's Final Plan for Periodic Retrospective Reviews, August
2011. Available at: https://www.regulations.gov/document?D=EPA-HQ-OA-2011-0156-0154.
\28\ E-Reporting Policy Statement for EPA Regulations, September
2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\29\ Digital Government: Building a 21st Century Platform to
Better Serve the American People, May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
---------------------------------------------------------------------------
b. SSM Requirements
(1.) Proposed Elimination of the SSM Exemption
In its 2008 decision in Sierra Club v. EPA, 551 F.3d 1019 (D.C.
Cir. 2008), the Court vacated portions of two provisions in the EPA's
CAA section 112 regulations governing the emissions of HAP during
periods of SSM. Specifically, the Court vacated the SSM exemption
contained in 40 CFR 63.6(f)(1) and 40 CFR 63.6(h)(1), holding that
under section 302(k) of the CAA, emissions standards or limitations
must be continuous in nature and that the SSM exemption violates the
CAA's requirement that some CAA section 112 standards apply
continuously.
We are proposing the elimination of the SSM exemption in this rule.
Consistent with Sierra Club v. EPA, we are proposing standards in this
rule that apply at all times. We are also proposing several revisions
to Table 2 to subpart IIII of 40 CFR part 63 (Applicability of General
Provisions to Subpart IIII, hereafter referred to as the ``General
Provisions table to subpart IIII''), as explained in more detail below
in section IV.A.4.b.2 of this preamble. For example, we are proposing
to eliminate the incorporation of the General Provisions' requirement
that the source develop an SSM plan. Further, we are proposing to
eliminate and revise certain recordkeeping and reporting requirements
related to the SSM exemption as further described below. The EPA has
attempted to ensure that the provisions we are proposing to eliminate
are inappropriate, unnecessary, or redundant in the absence of the SSM
exemption. We are specifically seeking comment on whether we have
successfully done so.
In proposing these rule amendments, the EPA has taken into account
startup and shutdown periods and, for the reasons explained below, has
not proposed alternate standards for those periods. Startups and
shutdowns are part of normal operations for the ALDT source category.
As currently specified in 40 CFR 63.3100(b), all coating operation(s)
must be in compliance with the operating limits for emission capture
systems and add-on control devices required by 40 CFR 63.3093 ``at all
times except during periods of startup, shutdown, and malfunction.''
Therefore, we will be removing the exemption for periods of startup,
and shutdown, as well as for malfunctions. Also, as currently specified
in 40 CFR 63.3100(a), you must be in compliance ``at all times'' with
the emission limitations in 40 CFR 63.3090 and 63.3091, and as
specified in 40 CFR 63.3100(c), you must be in compliance with the work
practice standards in 40 CFR 63.3094 ``at all times.'' During startup
and shutdown periods, in order for a facility (using add-on controls to
meet the standards) to meet the emission and operating standards, the
control device for a coating operation needs to be turned on and
operating at specified levels before the facility begins coating
operations, and the control equipment needs to continue to be operated
until after the facility ceases coating operations. In some cases, the
facility needs to run thermal oxidizers on supplemental fuel before VOC
levels are sufficient for the combustion to be (nearly) self-
sustaining. Note that we are also proposing new related language in 40
CFR 63.3100(d) to require that the owner or operator operate and
maintain the coating operation, including pollution control equipment,
at all times to minimize emissions. See section IV.A.4.b.2 of this
preamble for further discussion of these proposed revisions.
Periods of startup, normal operations, and shutdown are all
predictable and routine aspects of a source's operations. Malfunctions,
in contrast, are neither
[[Page 58960]]
predictable nor routine. Instead they are, by definition, sudden,
infrequent and not reasonably preventable failures of emissions
control, process, or monitoring equipment. (40 CFR 63.2) (definition of
malfunction). The EPA interprets CAA section 112 as not requiring
emissions that occur during periods of malfunction to be factored into
development of CAA section 112 standards and this reading has been
upheld as reasonable by the Court in U.S. Sugar Corp. v. EPA, 830 F.3d
579, 606-610 (2016). Under CAA section 112, emissions standards for new
sources must be no less stringent than the level ``achieved'' by the
best controlled similar source and for existing sources generally must
be no less stringent than the average emission limitation ``achieved''
by the best performing 12 percent of sources in the category. There is
nothing in CAA section 112 that directs the Agency to consider
malfunctions in determining the level ``achieved'' by the best
performing sources when setting emission standards. As the Court has
recognized, the phrase ``average emissions limitation achieved by the
best performing 12 percent of'' sources ``says nothing about how the
performance of the best units is to be calculated.'' Nat'l Ass'n of
Clean Water Agencies v. EPA, 734 F.3d 1115, 1141 (D.C. Cir. 2013).
While the EPA accounts for variability in setting emissions standards,
nothing in CAA section 112 requires the Agency to consider malfunctions
as part of that analysis. The EPA is not required to treat a
malfunction in the same manner as the type of variation in performance
that occurs during routine operations of a source. A malfunction is a
failure of the source to perform in a ``normal or usual manner'' and no
statutory language compels the EPA to consider such events in setting
CAA section 112 standards.
As the Court recognized in U.S. Sugar Corp, accounting for
malfunctions in setting standards would be difficult, if not
impossible, given the myriad different types of malfunctions that can
occur across all sources in the category and given the difficulties
associated with predicting or accounting for the frequency, degree, and
duration of various malfunctions that might occur. Id. at 608 (``the
EPA would have to conceive of a standard that could apply equally to
the wide range of possible boiler malfunctions, ranging from an
explosion to minor mechanical defects. Any possible standard is likely
to be hopelessly generic to govern such a wide array of
circumstances.'') As such, the performance of units that are
malfunctioning is not ``reasonably'' foreseeable. See e.g., Sierra Club
v. EPA, 167 F.3d 658, 662 (D.C. Cir. 1999) (``The EPA typically has
wide latitude in determining the extent of data-gathering necessary to
solve a problem. We generally defer to an agency's decision to proceed
on the basis of imperfect scientific information, rather than to
'invest the resources to conduct the perfect study' ''). See also,
Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (D.C. Cir. 1978) (``In the
nature of things, no general limit, individual permit, or even any
upset provision can anticipate all upset situations. After a certain
point, the transgression of regulatory limits caused by `uncontrollable
acts of third parties,' such as strikes, sabotage, operator
intoxication or insanity, and a variety of other eventualities, must be
a matter for the administrative exercise of case-by-case enforcement
discretion, not for specification in advance by regulation''). In
addition, emissions during a malfunction event can be significantly
higher than emissions at any other time of source operation. For
example, if an air pollution control device with 99-percent removal
goes off-line as a result of a malfunction (as might happen if, for
example, the bags in a baghouse catch fire) and the emission unit is a
steady state type unit that would take days to shut down, the source
would go from 99-percent control to zero control until the control
device was repaired. The source's emissions during the malfunction
would be 100 times higher than during normal operations. As such, the
emissions over a 4-day malfunction period would exceed the annual
emissions of the source during normal operations. As this example
illustrates, accounting for malfunctions could lead to standards that
are not reflective of (and significantly less stringent than) levels
that are achieved by a well-performing non-malfunctioning source. It is
reasonable to interpret CAA section 112 to avoid such a result. The
EPA's approach to malfunctions is consistent with CAA section 112 and
is a reasonable interpretation of the statute.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible. For
example, in the Petroleum Refinery Sector Risk and Technology Review,
the EPA established a work practice standard for unique types of
malfunctions that result in releases from pressure relief devices or
emergency flaring events because we had information to determine that
such work practices reflected the level of control that applies to the
best performing sources (80 FR 75178, 75211-14, December 1, 2015). The
EPA will consider whether circumstances warrant setting standards for a
particular type of malfunction and, if so, whether the EPA has
sufficient information to identify the relevant best performing sources
and establish a standard for such malfunctions. We also encourage
commenters to provide any such information.
It is unlikely that a malfunction would result in a violation of
the standards during ALDT surface coatings operations for facilities
complying without the use of add-on controls (i.e., using low-HAP
coatings and thinning materials). Facilities using low-HAP coatings and
thinning materials have demonstrated that the coatings and thinners
used in the coating operations are less than or equal to the applicable
emission limit calculated on a monthly basis.
A malfunction event is more likely for ALDT surface coating
facilities that use add-on controls as a compliance option. For this
option, in addition to demonstrating compliance with the numerical
emission rate limits for coatings and thinners used (calculated on a
monthly basis), facilities must also demonstrate that their emission
capture systems and add-on control devices meet the operating limits
established by the ALDT NESHAP. Control device operating limits are
listed in Table 4 of the ALDT NESHAP and are specific to the device,
and most are based on maintaining an average temperature over a 3-hour
block period, which must not fall below the temperature limit
established during the facility's initial performance test.
All facilities must also comply with work practice standards to
minimize organic HAP emissions from the storage, mixing, and conveying
of coatings, thinners, and cleaning materials used in, and waste
materials generated by, the coating operation(s), but it is unlikely
that a malfunction would result in a violation of the work practice
standards.
We currently have no information to suggest that it is feasible or
necessary to establish any type of standard for malfunctions associated
with the ALDT source category. We encourage commenters to provide any
such information, if available.
In the event that a source fails to comply with the applicable CAA
section 112(d) standards as a result of a malfunction event, the EPA
will determine an appropriate response based on, among other things,
the good
[[Page 58961]]
faith efforts of the source to minimize emissions during malfunction
periods, including preventative and corrective actions, as well as root
cause analyses to ascertain and rectify excess emissions. The EPA will
also consider whether the source's failure to comply with the CAA
section 112(d) standard was, in fact, sudden, infrequent, not
reasonably preventable, and was not instead caused, in part, by poor
maintenance or careless operation. 40 CFR 63.2 (definition of
malfunction).
If the EPA determines in a particular case that an enforcement
action against a source for violation of an emission standard is
warranted, the source can raise any and all defenses in that
enforcement action and the federal district court will determine what,
if any, relief is appropriate. The same is true for citizen enforcement
actions. Similarly, the presiding officer in an administrative
proceeding can consider any defense raised and determine whether
administrative penalties are appropriate.
In summary, the EPA interpretation of the CAA and, in particular,
CAA section 112 is reasonable and encourages practices that will avoid
malfunctions. Administrative and judicial procedures for addressing
exceedances of the standards fully recognize that violations may occur
despite good faith efforts to comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016).
(2.) Proposed Revisions to the General Provisions Applicability Table
40 CFR 63.3100(d) General duty. We are proposing to revise the
General Provisions table to subpart IIII (Table 2) entry for 40 CFR
63.6(e)(1)(i) by changing the ``yes'' in column 3 to a ``no.'' Section
63.6(e)(1)(i) describes the general duty to minimize emissions. Some of
the language in that section is no longer necessary or appropriate in
light of the elimination of the SSM exemption. We are proposing instead
to add general duty regulatory text at 40 CFR 63.3100(d) that reflects
the general duty to minimize emissions while eliminating the reference
to periods covered by an SSM exemption. The current language in 40 CFR
63.6(e)(1)(i) characterizes what the general duty entails during
periods of SSM. With the elimination of the SSM exemption, there is no
need to differentiate between normal operations, startup and shutdown,
and malfunction events in describing the general duty. Therefore, the
language the EPA is proposing for 40 CFR 63.3100(d) does not include
that language from 40 CFR 63.6(e)(1)(i).
We are also proposing to revise the General Provisions table to
subpart IIII (Table 2) entry for 40 CFR 63.6(e)(1)(ii) by changing the
``yes'' in column 3 to a ``no.'' Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with the elimination of the SSM
exemption or are redundant with the general duty requirement being
added at 40 CFR 63.3100(d).
SSM plan. We are proposing to revise the General Provisions table
to subpart IIII (Table 2) entry for 40 CFR 63.6(e)(3) by changing the
``yes'' in column 3 to a ``no.'' Generally, these paragraphs require
development of an SSM plan and specify SSM recordkeeping and reporting
requirements related to the SSM plan. We are also proposing to remove
from 40 CFR part 63, subpart IIII, the current provisions requiring the
SSM plan at 40 CFR 63.3100(f). As noted, the EPA is proposing to remove
the SSM exemptions. Therefore, affected units will be subject to an
emission standard during such events. The applicability of a standard
during such events will ensure that sources have ample incentive to
plan for and achieve compliance, and, thus, the SSM plan requirements
are no longer necessary.
Compliance with standards. We are proposing to revise the General
Provisions table to subpart IIII (Table 2) entry for 40 CFR 63.6(f)(1)
by changing the ``yes'' in column 3 to a ``no.'' The current language
of 40 CFR 63.6(f)(1) exempts sources from non-opacity standards during
periods of SSM. As discussed above, the Court in Sierra Club vacated
the exemptions contained in this provision and held that the CAA
requires that some CAA section 112 standards apply continuously.
Consistent with Sierra Club, the EPA is proposing to revise the
standards in this rule to apply at all times.
We are also proposing to remove rule text in 40 CFR 63.3161(j)
clarifying that, in calculating emissions to demonstrate compliance,
deviation periods must include deviations during an SSM period. Since
the EPA is removing the SSM exemption, this clarifying text is no
longer needed.
40 CFR 63.3163 Performance testing. We are proposing to revise the
General Provisions table to subpart IIII (Table 2) entry for 40 CFR
63.7(e)(1) by changing the ``yes'' in column 3 to a ``no.'' Section
63.7(e)(1) describes performance testing requirements. The EPA is
instead proposing to add a performance testing requirement at 40 CFR
63.3163 and 40 CFR 63.3164. The performance testing requirements we are
proposing to add differ from the General Provisions performance testing
provisions in several respects. The regulatory text does not include
the language in 40 CFR 63.7(e)(1) that restated the SSM exemption and
language that precluded startup and shutdown periods from being
considered ``representative'' for purposes of performance testing. The
proposed performance testing provisions in 40 CFR 63.3164 will also not
allow performance testing during startup or shutdown. As in 40 CFR
63.7(e)(1), performance tests conducted under this subpart should not
be conducted during malfunctions because conditions during malfunctions
are often not representative of normal operating conditions. Section
63.7(e) requires that the owner or operator maintain records of the
process information necessary to document operating conditions during
the test and include in such records an explanation to support that
such conditions represent normal operation. The EPA is proposing to add
language to 40 CFR 63.3164 clarifying that the owner or operator must
make such records available to the Administrator upon request.
Monitoring. We are proposing to revise the General Provisions table
to subpart IIII (Table 2) entry for 40 CFR 63.8(c)(1) by changing the
``yes'' in column 3 to a ``no.'' The cross-references to the general
duty and SSM plan requirements in 40 CFR 63.8(c)(1) are not necessary
in light of other requirements of 40 CFR 63.8 that require good air
pollution control practices (40 CFR 63.8(c)(1)) and that set out the
requirements of a quality control program for monitoring equipment (40
CFR 63.8(d)). Further, we have determined that 40 CFR 63.8(c)(1)(ii) is
redundant to the current monitoring requirement in 40 CFR 63.3168(a)(4)
(i.e., ``have available necessary parts for routine repairs of the
monitoring equipment,'' except 40 CFR 63.8(c)(1)(ii) specifies ``have
readily available.''). We are proposing to revise 40 CFR 63.3168(a)(4)
to specify ``readily available.''
40 CFR 63.3512 Recordkeeping. We are proposing to revise the
General Provisions table to subpart IIII (Table 2) entry for 40 CFR
63.10(b)(2)(i) by changing the ``yes'' in column 3 to a ``no.'' Section
63.10(b)(2)(i) describes the recordkeeping requirements during startup
and shutdown. These recording provisions are no longer necessary
because the EPA is proposing that recordkeeping and reporting
applicable to normal operations will apply to startup and shutdown. In
the absence of special provisions applicable to startup and shutdown,
such as a startup and shutdown plan, there is no reason to
[[Page 58962]]
retain additional recordkeeping for startup and shutdown periods.
We are proposing to revise the General Provisions table to subpart
IIII (Table 2) entry for 40 CFR 63.10(b)(2)(ii) by changing the ``yes''
in column 3 to a ``no.'' Section 63.10(b)(2)(ii) describes the
recordkeeping requirements during a malfunction, requiring a record of
``the occurrence and duration of each malfunction.'' A similar record
is already required in 40 CFR 63.3130(g), which requires a record of
``the date, time, and duration of each deviation,'' which the EPA is
retaining. The regulatory text in 40 CFR 63.3130(g) differs from the
General Provisions in that the General Provisions requires the creation
and retention of a record of the occurrence and duration of each
malfunction of process, air pollution control, and monitoring
equipment; whereas 40 CFR 63.3130(g) applies to any failure to meet an
applicable standard and is requiring that the source record the date,
time, and duration of the failure rather than the ``occurrence.'' For
this reason, the EPA is proposing to add to 40 CFR 63.3130(g) a
requirement that sources also keep records that include a list of the
affected source or equipment and actions taken to minimize emissions,
an estimate of the quantity of each regulated pollutant emitted over
the emission limit for which the source failed to meet the standard,
and a description of the method used to estimate the emissions.
Examples of such methods would include product-loss calculations, mass
balance calculations, measurements when available, or engineering
judgment based on known process parameters (e.g., coating HAP content
and application rates and control device efficiencies). The EPA is
proposing to require that sources keep records of this information to
ensure that there is adequate information to allow the EPA to determine
the severity of any failure to meet a standard, and to provide data
that may document how the source met the general duty to minimize
emissions when the source has failed to meet an applicable standard.
We are proposing to revise the General Provisions table to subpart
IIII (Table 2) entry for 40 CFR 63.10(b)(2)(iv)-(v) by changing the
``yes'' in column 3 to a ``no.'' When applicable, the provision
requires sources to record actions taken during SSM events when actions
were inconsistent with their SSM plan. The requirement in 40 CFR
63.10(b)(2)(iv) is no longer appropriate because SSM plans will no
longer be required. The requirement previously applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to minimize emissions and record
corrective actions is now applicable by reference to 40 CFR
63.3130(g)(4). When applicable, the provision in 40 CFR 63.10(b)(2)(v)
requires sources to record actions taken during SSM events to show that
actions taken were consistent with their SSM plan. The requirement is
no longer appropriate because SSM plans will no longer be required.
We are proposing to revise the General Provisions table to subpart
IIII (Table 2) entry for 40 CFR 63.10(b)(2)(vi) by changing the ``yes''
in column 3 to a ``no.'' The provision requires sources to maintain
records during continuous monitoring system (CMS) malfunctions. Section
63.3130(g) covers records of periods of deviation from the standard,
including instances where a CMS is inoperative or out-of-control.
Additional recordkeeping requirements for continuous parameter
monitoring systems (CPMS) are also specified in 40 CFR 63.3168.
We are proposing to revise the General Provisions table to subpart
IIII (Table 2) entry for 40 CFR 63.10(c)(15) by changing the ``yes'' in
column 3 to a ``no.'' When applicable, the provision allows an owner or
operator to use the affected source's SSM plan or records kept to
satisfy the recordkeeping requirements of the SSM plan, specified in 40
CFR 63.6(e), to also satisfy the requirements of 40 CFR 63.10(c)(10)
through (12). The EPA is proposing to eliminate this requirement
because SSM plans would no longer be required, and, therefore, 40 CFR
63.10(c)(15) no longer serves any useful purpose for affected units.
We are proposing to remove the requirement in 40 CFR 63.3130(g)
that deviation records specify whether deviations from a standard
occurred during a period of SSM. This revision is being proposed due to
the proposed removal of the SSM exemption and because, as discussed
above in this section, we are proposing that deviation records must
specify the cause of each deviation, which could include a malfunction
period as a cause. We are also proposing to remove the requirement to
report the SSM records in 40 CFR 63.6(e)(3)(iii) through (v) by
deleting 40 CFR 63.3130(h).
40 CFR 63.3120 Reporting. We are proposing to revise the General
Provisions table to subpart IIII (Table 2) entry for 40 CFR 63.10(d)(5)
by changing the ``yes'' in column 3 to a ``no.'' Section 63.10(d)(5)
describes the reporting requirements for startups, shutdowns, and
malfunctions. To replace the General Provisions reporting requirement,
the EPA is proposing to add reporting requirements to 40 CFR
63.3120(a)(5) through (a)(9). The replacement language differs from the
General Provisions requirement in that it eliminates periodic SSM
reports as a stand-alone report. We are proposing language that
requires sources that fail to meet an applicable standard at any time
to report the information concerning such events in the semi-annual
compliance report already required under this rule. Subpart IIII of 40
CFR part 63 currently requires reporting of the date, time period, and
cause of each deviation. We are clarifying in the rule that, if the
cause of a deviation from the standard is unknown, this should be
specified in the report. We are also proposing to change ``date and
time period'' to ``date, time, and duration'' (see proposed revisions
to 40 CFR 63.3130(a)(6)(vii), (viii), and (xiii); 40 CFR
63.3130(a)(7)(i); 40 CFR 63.3130(a)(8)(v), (vi), and (vii); and 40 CFR
63.3130(a)(i)) to use terminology consistent with the recordkeeping
section. Further, we are proposing that the report must also contain
the number of deviations from the standard, and a list of the affected
source or equipment. For deviation reports addressing deviations from
an applicable emission limit in 40 CFR 63.3090, 63.3091, or 63.3092, or
an operating limit in Table 1 to 40 CFR part 63, subpart IIII, we are
proposing that the report also include an estimate of the quantity of
each regulated pollutant emitted over any emission limit for which the
source failed to meet the standard, and a description of the method
used to estimate the emissions. For deviation reports addressing
deviations from work practice standards (40 CFR 63.3120(a)(6)(xiii)),
we are retaining the current requirement (including reporting actions
taken to correct the deviation), except that we are revising the rule
language to reference the new general duty requirement in 40 CFR
63.3100(d), we are clarifying that the description of the deviation
must include a list of the affected sources or equipment and the cause
of the deviation, we are clarifying that ``time period'' includes the
``time and duration,'' and we are requiring that the report include the
number of deviations from the work practice standards in the reporting
period.
Regarding the proposed new requirement discussed above to estimate
the quantity of each regulated pollutant emitted over any emission
limit for which the source failed to meet the standard, and a
description of the method used to estimate the emissions, examples of
such methods would
[[Page 58963]]
include product-loss calculations, mass balance calculations,
measurements when available, or engineering judgment based on known
process parameters (e.g., coating HAP content and application rates and
control device efficiencies). The EPA is proposing this requirement to
ensure that there is adequate information to determine compliance, to
allow the EPA to determine the severity of the failure to meet an
applicable standard, and to provide data that may document how the
source met the general duty to minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan,
because plans would no longer be required. The proposed amendments,
therefore, eliminate 40 CFR 63.3120(c) that requires reporting of
whether the source deviated from its SSM plan, including required
actions to communicate with the Administrator, and the cross-reference
to 40 CFR 63.10(d)(5)(ii) that contains the description of the
previously required SSM report format and submittal schedule from this
section. These specifications are no longer necessary because the
events will be reported in otherwise required reports with similar
format and submittal requirements.
Section 63.10(d)(5)(ii) describes an immediate report for startups,
shutdowns, and malfunctions when a source failed to meet an applicable
standard but did not follow the SSM plan. We will no longer require
owners and operators to report when actions taken during a startup,
shutdown, or malfunction were not consistent with an SSM plan, because
plans would no longer be required.
We are proposing to remove the requirements in 40 CFR
63.3120(a)(6)(viii) that deviation reports must specify whether
deviation from an operating limit occurred during a period of SSM. We
are also proposing to remove the requirements in 40 CFR
63.3120(a)(6)(x) to break down the total duration of deviations into
the startup and shutdown categories. As discussed above in this
section, we are proposing to require reporting of the cause of each
deviation. Further, the startup and shutdown categories no longer apply
because these periods are proposed to be considered normal operation,
as discussed in section IV.A.4.b.1 of this preamble.
c. Technical Amendments to the ALDT NESHAP
We propose to amend 40 CFR 63.3166(b) to add the option of
conducting EPA Method 18 of appendix A-6 to 40 CFR part 60,
``Measurement of Gaseous Organic Compound Emissions by Gas
Chromatography,'' to measure and then subtract methane emissions from
measured total gaseous organic mass emissions as carbon. Facilities
using add-on controls as a compliance option can use either EPA Method
25 or EPA Method 25A to measure control device destruction efficiency.
Unlike EPA Method 25, EPA Method 25A does not exclude methane from the
measurement of organic emissions. Because exhaust streams from coating
operations may contain methane from natural gas combustion, we are
proposing to allow facilities the option to measure methane using EPA
Method 18 and to subtract the methane from the emissions as part of
their compliance calculations.
We propose to revise the format of references to test methods in 40
CFR part 60. The current reference in 40 CFR 63.3166(a) and (b) to EPA
Methods 1, 1A, 2, 2A, 2C, 2D, 2F, 2G, 3, 3A, 3B, 4, 25, and 25A specify
that each method is in ``appendix A'' of part 60. Appendix A of 40 CFR
part 60 has been divided into appendices A-1 through A-8. We propose to
revise each reference to appendix A to indicate which of the eight
sections of appendix A applies to the method.
We propose to amend 40 CFR 63.3151(a)(1)(i) and (a)(4), and 40 CFR
63.3171(e)(3), which describe how to determine the mass fraction of
organic HAP in each material used, to remove references to Occupational
Safety and Health Administration (OSHA)-defined carcinogens as
specified in 29 CFR 1910.1200(d)(4). The reference to OSHA-defined
carcinogens as specified in 29 CFR 1910.1200(d)(4) is intended to
specify which compounds must be included in calculating total organic
HAP content of a coating material if they are present at 0.1-percent or
greater by mass. We are proposing to remove this reference because 29
CFR 1910.1200(d)(4) has been amended and no longer readily defines
which compounds are carcinogens. We are proposing to replace these
references to OSHA-defined carcinogens and 29 CFR 1910.1200(d)(4) with
a list (in proposed new Table 5 to 40 CFR part 63, subpart IIII) of
those organic HAP that must be included in calculating total organic
HAP content of a coating material if they are present at 0.1-percent or
greater by mass.
We propose to include organic HAP in proposed Table 5 to 40 CFR
part 63, subpart IIII if they were categorized in the EPA's Prioritized
Chronic Dose-Response Values for Screening Risk Assessments (dated May
9, 2014), as a ``human carcinogen,'' ``probable human carcinogen,'' or
``possible human carcinogen'' according to The Risk Assessment
Guidelines of 1986 (EPA/600/8-87/045, August 1987),\30\ or as
``carcinogenic to humans,'' ``likely to be carcinogenic to humans,'' or
with ``suggestive evidence of carcinogenic potential'' according to the
Guidelines for Carcinogen Risk Assessment (EPA/630/P-03/001F, March
2005).
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\30\ See https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
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We propose to revise the monitoring provisions for thermal and
catalytic oxidizers to clarify that a thermocouple is part of the gas
temperature monitoring device referred to in 40 CFR 63.3168(c)(3).
We propose to add a new paragraph 40 CFR 63.3130(p) and to revise
40 CFR 63.3131(a) to allow that any records required to be maintained
by 40 CFR part 63, subpart IIII this part that are submitted
electronically via the EPA's CEDRI may be maintained in electronic
format. We also propose to add clarification that this ability to
maintain electronic copies does not affect the requirement for
facilities to make records, data, and reports available upon request to
a delegated air agency or the EPA as part of an on-site compliance
evaluation.
d. Ongoing Emissions Compliance Demonstrations Requirement
As part of an ongoing effort to improve compliance with various
federal air emission regulations, the EPA reviewed the compliance
demonstration requirements in the ALDT NESHAP. Currently, if a source
owner or operator chooses to comply with the standards using add-on
controls, the results of an initial performance test are used to
determine compliance; however, the rule does not require on-going
periodic performance testing for these emission capture systems and
add-on controls. We are proposing periodic testing of add-on control
devices, in addition to the one-time initial emissions and capture
efficiency testing and ongoing parametric monitoring to ensure ongoing
compliance with the standards.
Although ongoing monitoring of operating parameters is required by
the NESHAP, as the control device ages over time, the destruction
efficiency of
[[Page 58964]]
the control device can be compromised due to various factors. The EPA
published several documents that identify potential control device
operational problems that could decrease control device efficiency.\31\
These factors are discussed in more detail in the memorandum titled
Proposed Periodic Testing Requirement dated February 1, 2019, included
in the ALDT Docket.
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\31\ See Control Techniques for Volatile Organic Compound
Emissions from Stationary Sources, EPA/453/R-92-018, December 1992,
Control Technologies for Emissions from Stationary Sources, EPA/625/
6-91/014, June 1991, and Survey of Control for Low Concentration
Organic Vapor Gas Streams, EPA-456/R-95-003, May 1995. These
documents can be found in the Automobiles and Light-Duty Trucks,
Miscellaneous Metal Parts, and Plastic Parts and Products Dockets
for this action.
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The Institute of Clean Air Companies (ICAC), an industry trade
group currently representing 50 emission control device equipment
manufacturers, corroborated the fact that control equipment degrades
over time in their comments on proposed revisions to the NESHAP General
Provisions (72 FR 69, January 3, 2007). ICAC stated that ongoing
maintenance and checks of control devices are necessary in order to
ensure emissions control technology remains effective.\32\ ICAC
identified both thermal and catalytic oxidizers as effective add-on
control devices for VOC reduction and destruction. Thermal oxidizers,
in which ``. . . organic compounds are converted into carbon dioxide
and water . . .'' allow ``. . . for the destruction of VOCs and HAP up
to levels greater than 99-percent . . . '' once ``. . . [t]he oxidation
reaction . . .'' begins, typically ``. . . in the 1,450 degrees
Fahrenheit range.'' That temperature may need to be elevated, depending
on the organic compound to be destroyed. Along with that destruction,
``. . . extreme heat, the corrosive nature of chemical-laden air,
exposure to weather, and the wear and tear of non-stop use . . .''
affect thermal oxidizers such that ``. . . left unchecked, the
corrosive nature of the gases treated will create equipment downtime,
loss of operational efficiency, and eventually failure of the thermal
oxidizer.'' While catalytic oxidizers operate at lower operating
temperatures--typically 440 to 750 degrees Fahrenheit--than thermal
oxidizers, catalytic oxidizers also provide VOC reduction and
destruction. In general, the catalyst ``. . . needs to be checked
periodically to verify the activity of the catalyst . . .'' because
that ``. . . activity or overall ability of the catalyst to convert
target emissions to other by-products will naturally diminish over
time.'' ICAC also mentions chemical poisoning (deactivation of the
catalyst by certain compounds) or masking of the catalyst bed, which
may occur due to changes in manufacturing processes, as means of
catalyst degradation. Finally, ICAC identifies electrical and
mechanical component maintenance as important, for if such components
are not operating properly, ``. . . the combustion temperature in the .
. . oxidizer could drop below the required levels and hazardous air
pollutant (HAP) destruction may not be achieved . . .'' ICAC closes by
noting ``. . . it costs more money to operate an oxidizer at peak
performance, and if not maintained, performance will deteriorate
yielding less destruction of HAP.''
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\32\ See Docket Item No. EPA-HQ-OAR-2004-0094-0173, available at
https://www.regulations.gov. A copy of the ICAC's comments on the
proposed revisions to the General Provisions is also included in the
Automobiles and Light-Duty Trucks, Miscellaneous Metal Parts, and
Plastic Parts and Products Dockets for this action.
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State websites also provide on-line CAA violations and enforcement
actions which include performance issues associated with control
devices. A recent search resulted in identification of sources in Ohio
and Massachusetts that did not achieve compliance even though they
maintained the thermal oxidizer operating temperatures established
during previous performance tests, which further corroborates with the
ICAC comments and conclusions regarding control device degradation.
Based on the need for vigilance in maintaining equipment to stem
degradation, we are proposing periodic testing of add-on control
devices once every 5 years, in addition to the one-time initial
emissions and capture efficiency testing and ongoing temperature
measurement to ensure ongoing compliance with the standards.
In this action, we are proposing to require periodic performance
testing of add-on control devices on a regular frequency (e.g., every 5
years) to ensure the equipment continues to operate properly for
facilities using the emission rate with add-on controls compliance
option. We estimate that 18 ALDT surface coating existing sources are
already required to perform such testing every 5 years synchronized
with 40 CFR part 70 air operating permit renewals and for five
facilities this would be a new requirement. This proposed periodic
testing requirement includes an exception to the general requirement
for periodic testing for facilities using the catalytic oxidizer
control option at 40 CFR 63.3167(b) and following the catalyst
maintenance procedures in 40 CFR 63.3167(b)(6). This exception is due
to the catalyst maintenance procedures that already require annual
testing of the catalyst and other maintenance procedures that provide
ongoing demonstrations that the control system is operating properly
and may, thus, be considered comparable to conducting a performance
test.
The proposed periodic performance testing requirement allows an
exception from periodic testing for facilities using instruments to
continuously measure emissions. Such continuous emissions monitoring
systems (CEMS) would show actual emissions. The use of CEMS to
demonstrate compliance would obviate the need for periodic oxidizer
testing. Moreover, installation and operation of a CEMS with a
timesharing component, such that values from more than one oxidizer
exhaust could be tabulated in a recurring frequency, could prove less
expensive (estimated to have an annual cost below $15,000) than ongoing
oxidizer testing.
This proposed requirement does not require periodic testing or CEMS
monitoring of facilities using the compliant materials option or the
emission-rate without add-on controls compliance option because these
two compliance options do not use any add-on controls or control
efficiency measurements in the compliance calculations.
The proposed periodic performance testing requirement requires
facilities complying with the standards using emission capture systems
and add-on controls and which are not already on a 5-year testing
schedule conduct the first of the periodic performance tests within 3
years of the effective date of the revised standards. Afterward, they
would conduct periodic testing before they renew their operating
permits, but no longer than 5 years following the previous performance
test. Additionally, facilities that have already tested as a condition
of their permit within the last 2 years before the effective date would
be permitted to maintain their current 5-year schedule and not be
required to move up the date of the next test to the 3-year date
specified above. This proposed requirement would require periodic air
emissions testing to measure organic HAP destruction or removal
efficiency at the inlet and outlet of the add-on control device, or
measurement of the control device outlet concentration of organic HAP.
The emissions would be measured as total gaseous organic mass emissions
as carbon using either EPA Method 25 or 25A of appendix A-7 to 40 CFR
part 60, which are the methods currently
[[Page 58965]]
required for the initial compliance demonstration.
We estimate that the cost associated with this proposed
requirement, which includes a control device emissions destruction or
removal efficiency test using EPA Method 25 or 25A, would be
approximately $19,000 per control device. The cost estimate is included
in the memorandum titled Estimated Costs/Impacts 40 CFR Part 63
Subparts IIII, MMMM and PPPP Monitoring Review Revisions, in the ALDT
Docket. We have estimated that five facilities subject to the ALDT
NESHAP and using the add-on control option for compliance are not
currently required to conduct periodic testing as a condition of their
permit renewal. Periodic performance tests ensure that any control
systems used to comply with the NESHAP in the future would be properly
maintained over time, thereby reducing the potential for acute
emissions episodes and non-compliance.
e. IBR of Alternative Test Methods Under 1 CFR Part 51
The EPA is proposing new and updated test methods for the ALDT
NESHAP that include IBR. In accordance with requirements of 1 CFR 51.5,
the EPA is proposing to incorporate by reference the following
voluntary consensus standards (VCS) into 40 CFR 63.14:
ASTM Method D1475-13, Standard Test Method for Density of
Liquid Coatings, Inks, and Related Products, proposed to be IBR
approved for 40 CFR 63.3151(b), 63.3941(b) and (c), 63.3951(c),
63.4551(c);
ASTM D2111-10 (2015), Standard Test Methods for Specific
Gravity of Halogenated Organic Solvents and Their Admixtures, proposed
to be IBR approved for 40 CFR 63.3951(c), 63.4551(c);
ASTM Method D2369-10 (2015), Test Method for Volatile
Content of Coatings, proposed to be IBR approved for 40 CFR
63.3151(a)(2), 63.3961(j), 63.4541(a), 63.4561(j);
ASTM Method D2697-03 (2014), Standard Test Method for
Volume Nonvolatile Matter in Clear or Pigmented Coatings, proposed to
be IBR approved for 40 CFR 63.3161(f)(1), 63.3941(b);
ASTM D5066-91 (Reapproved 2017), Standard Test Method for
Determination of the Transfer Efficiency Under Production Conditions
for Spray Application of Automotive Paints-Weight Basis, proposed to be
IBR approved for 40 CFR 63.3161(g);
ASTM Method D5965-02 (2013), Standard Test Methods for
Specific Gravity of Coating Powders, proposed to be ICR approved for 40
CFR 63.3151(b), 63.3951(c);
ASTM Method D6093-97 (2016), Standard Test Method for
Percent Volume Nonvolatile Matter in Clear or Pigmented Coatings Using
Helium Gas Pycnometer, proposed to be IBR approved for 40 CFR
63.3161(f)(1), 63.3941(b);
ASTM D6266-00a (Reapproved 2017), Test Method for Determining the
Amount of Volatile Organic Compound (VOC) Released from Waterborne
Automotive Coatings and Available for Removal in a VOC Control Device
(Abatement), proposed to be IBR approved for 40 CFR 63.3165(e); and
EPA-450/3-88-018, Protocol for Determining Daily Volatile Organic
Compound Emission Rate of Automobile and Light-Duty Truck Topcoat
Operations, proposed to be IBR approved for 40 CFR 63.3161(f),
63.3165(e).
Older versions of ASTM methods D2697, D5965, and D6093 were
incorporated by reference when the ALDT NESHAP was originally
promulgated (69 FR 22602, April 26, 2004). We are proposing to replace
the older versions of these methods and ASTM Method D1475 with updated
versions, which requires IBR revisions. The updated version of the
method replaces the older version in the same paragraph of the rule
text. We are also proposing the addition of ASTM Method D2369 to the
ALDT NESHAP for the first time by incorporating this method by
reference in this rulemaking. Refer to section VIII.J of this preamble
for further discussion of these VCS.
5. What compliance dates are we proposing?
The EPA is proposing that affected sources must comply with all of
the amendments, with the exception of the proposed electronic format
for submitting semiannual compliance reports, no later than 181 days
after the effective date of the final rule. All affected facilities
would have to continue to meet the current requirements of 40 CFR part
63, subpart IIII until the applicable compliance date of the amended
rule. The final action is not expected to be a ``major rule'' as
defined by 5 U.S.C. 804(2), so the effective date of the final rule
will be the promulgation date as specified in CAA section 112(d)(10).
For existing sources, we are proposing one change that would impact
ongoing compliance requirements for 40 CFR part 63, subpart IIII. As
discussed elsewhere in this preamble, we are proposing to add a
requirement that notifications, performance test results, and
semiannual compliance reports be submitted electronically. We are
proposing that the semiannual compliance report be submitted
electronically using a new template, which is available for review and
comment as part of this action. We are also proposing to change the
requirements for SSM by removing the exemption from the requirements to
meet the standard during SSM periods and by removing the requirement to
develop and implement an SSM plan. Our experience with similar
industries that are required to convert reporting mechanisms to install
necessary hardware and software, become familiar with the process of
submitting performance test results electronically through the EPA's
CEDRI, test these new electronic submission capabilities, and reliably
employ electronic reporting shows that a time period of a minimum of 90
days, and, more typically, 180 days, is generally necessary to
successfully accomplish these revisions. Our experience with similar
industries further shows that this sort of regulated facility generally
requires a time period of 180 days to read and understand the amended
rule requirements; to evaluate their operations to ensure that they can
meet the standards during periods of startup and shutdown as defined in
the rule and make any necessary adjustments; and to update their
operation, maintenance, and monitoring plan to reflect the revised
requirements. The EPA recognizes the confusion that multiple different
compliance dates for individual requirements would create and the
additional burden such an assortment of dates would impose. From our
assessment of the time frame needed for compliance with the entirety of
the revised requirements, the EPA considers a period of 180 days to be
the most expeditious compliance period practicable and, thus, is
proposing that existing affected sources be in compliance with all of
this regulation's revised requirements within 181 days of the
regulation's effective date.
We solicit comment on these proposed compliance periods, and we
specifically request submission of information from sources in this
source category regarding specific actions that would need to be
undertaken to comply with the proposed amended requirements and the
time needed to make the adjustments for compliance with any of the
revised requirements. We note that information provided may result in
changes to the proposed compliance dates.
[[Page 58966]]
B. What are the analytical results and proposed decisions for the MMPP
source category?
1. What are the results of the risk assessment and analyses?
As described above in section III of this preamble, for the MMPP
source category, we conducted a risk assessment for all HAP emitted. We
present results of the risk assessment briefly below and in more detail
in the Miscellaneous Metal Parts and Products Risk Assessment Report in
the MMPP Docket (Docket ID No. EPA-HQ-OAR-2019-0312).
a. Chronic Inhalation Risk Assessment Results
Table 4 below provides a summary of the results of the inhalation
risk assessment for the source category.
Table 4--Surface Coating of Miscellaneous Metal Parts and Products Source Category Inhalation Risk Assessment Results
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum individual Estimated population Estimated annual Maximum chronic Maximum screening
cancer risk (in 1 at increased risk of cancer incidence noncancer TOSHI \1\ acute noncancer HQ \2\
million) cancer >=1-in-1 (cases per year) -----------------------------------------------
------------------------ Million ------------------------
Risk assessment ------------------------ Based on Based on
Based on Based on Based on Based on Based on Based on actual allowable Based on actual
actual allowable actual allowable actual allowable emissions emissions emissions
emissions emissions emissions emissions emissions emissions
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source category................. 20 30 18,000 24,000 0.008 0.01 0.8 1 HQREL = 4
Whole facility.................. 100 .......... 370,000 .......... 0.04 .......... 1 .......... ......................
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The TOSHI is the sum of the chronic noncancer HQ for substances that affect the same target organ or organ system.
\2\ The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
The results of the inhalation risk modeling using actual emissions
data, as shown in Table 4 above, indicate that the maximum individual
cancer risk based on actual emissions (lifetime) could be up to 20-in-1
million (driven by naphthalene and ethyl benzene from coating
operations), the maximum chronic noncancer TOSHI value based on actual
emissions could be up to 0.8 (driven by antimony from coating
operations), and the maximum screening acute noncancer HQ value (off-
facility site) could be up to 4 (driven by glycol ethers). The total
estimated annual cancer incidence (national) from these facilities
based on actual emission levels is 0.008 excess cancer cases per year
or 1 case in every 125 years.
b. Screening Level Acute Risk Assessment Results
Table 4 of this preamble also shows the acute risk results for the
MMPP source category. The screening analysis for acute impacts was
based on an industry-specific multiplier of 1.2, to estimate the peak
emission rates from the average emission rates. For more detailed acute
risk results refer to the Miscellaneous Metal Parts and Products Risk
Assessment Report, in the MMPP Docket.
c. Multipathway Risk Screening Results
The emissions data for the MMPP source category indicate that three
PB-HAP are emitted by sources within this source category: Arsenic,
cadmium, and lead. Of the 368 facilities in the source category, two
facilities reported emissions of carcinogenic PB-HAP (arsenic) and two
facilities reported emissions of non-carcinogenic PB-HAP (cadmium). The
PB-HAP emissions from these facilities did not exceed the Tier 1
multipathway screening value of 1 for cancer or noncancer.
In evaluating the potential for multipathway effects from emissions
of lead, we compared modeled annual lead concentrations to the NAAQS
for lead (0.15 [micro]g/m\3\, arithmetic mean concentration over a 3-
month period). The highest annual average lead concentration of 0.059
[micro]g/m\3\ is below the NAAQS level for lead, indicating a low
potential for multipathway impacts of concern due to lead even assuming
a shorter averaging period is analyzed.
d. Environmental Risk Screening Results
The emissions data for the MMPP source category indicate that four
environmental HAP are emitted by sources within this source category:
Arsenic, cadmium, lead and HCl. Therefore, we conducted a screening-
level evaluation of the potential adverse environmental effects
associated with emissions of arsenic, cadmium, lead, and HCl for the
MMPP source category. In the Tier 1 screening analysis for PB-HAP
(other than lead which was evaluated differently), arsenic and cadmium
had no exceedances of any of the ecological benchmarks evaluated.
In evaluating the potential for adverse environmental effects from
emissions of lead, we compared modeled annual lead concentrations to
the secondary NAAQS for lead (0.15 [micro]g/m\3\, arithmetic mean
concentration over a 3-month period). The highest annual average lead
concentration of 0.059 [micro]g/m\3\ is below the secondary NAAQS for
lead, indicating a low potential for adverse environmental impacts due
to lead even assuming a shorter averaging period is analyzed. For HCl,
each individual concentration (i.e., each off-site data point in the
modeling domain) was below the ecological benchmarks for all
facilities. Therefore, we do not expect an adverse environmental effect
as a result of HAP emissions from this source category.
e. Facility-Wide Risk Results
One hundred and one facilities have a facility-wide cancer MIR
greater than or equal to 1-in-1 million. The maximum facility-wide
cancer MIR is 100-in-1 million, driven by nickel emissions from
welding. The total estimated cancer incidence from the whole facility
is 0.01 excess cancer cases per year, or one excess case in every 100
years. Approximately 370,000 people were estimated to have cancer risks
above 1-in-1 million from exposure to HAP emitted from both MACT and
non-MACT sources of the 368 facilities in this source category. The
maximum facility-wide TOSHI for the source category is estimated to be
1, driven by emissions of cobalt from a gel coating operation.
f. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risks to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risks from the MMPP source category
across different demographic groups
[[Page 58967]]
within the populations living near facilities.
The results of the demographic analysis are summarized in Table 5
of this preamble. These results, for various demographic groups, are
based on the estimated risks from actual emissions levels for the
population living within 50 km of the facilities.
Table 5--Surface Coating of Miscellaneous Metal Parts and Products Source Category Demographic Risk Analysis
Results
----------------------------------------------------------------------------------------------------------------
Population with
cancer risk at or Population with
above 1-in-1 chronic noncancer
Nationwide million due to HI above 1 due to
surface coating of surface coating of
miscellaneous metal miscellaneous metal
parts and products parts and products
----------------------------------------------------------------------------------------------------------------
Total Population................................. 317,746,049 18,000 0
----------------------------------------------------------------------------------------------------------------
White and Minority by Percent
----------------------------------------------------------------------------------------------------------------
White............................................ 62 75 0
Minority......................................... 38 25 0
----------------------------------------------------------------------------------------------------------------
Minority Detail by Percent
----------------------------------------------------------------------------------------------------------------
African American................................. 12 12 0
Native American.................................. 0.8 0.6 0
Hispanic or Latino............................... 18 9 0
Other and Multiracial............................ 7 3 0
----------------------------------------------------------------------------------------------------------------
Income by Percent
----------------------------------------------------------------------------------------------------------------
Below the Poverty Level.......................... 14 20 0
Above the Poverty Level.......................... 86 80 0
----------------------------------------------------------------------------------------------------------------
Education by Percent
----------------------------------------------------------------------------------------------------------------
Over 25 Without High a School Diploma............ 14 18 0
Over 25 With a High School Diploma............... 86 82 0
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated by Percent
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated.......................... 6 3 0
----------------------------------------------------------------------------------------------------------------
The results of the MMPP source category demographic analysis
indicate that emissions from the source category expose approximately
18,000 people to a cancer risk at or above 1-in-1 million and no one is
exposed to a chronic noncancer HI greater than 1. The percentages of
the at-risk population in the following specific demographic groups are
higher than their respective nationwide percentages: ``White,'' ``Below
the Poverty Level,'' and ``Over 25 and without a high school diploma.''
The methodology and the results of the demographic analysis are
presented in a technical report, Risk and Technology Review--Analysis
of Demographic Factors for Populations Living Near Surface Coating of
Miscellaneous Metal Parts and Products Source Category, May 2019
(hereafter referred to as the Miscellaneous Metal Parts and Products
Demographic Analysis Report), available in the MMPP Docket.
2. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effects?
a. Risk Acceptability
As noted in section III.A of this preamble, we weigh all health
risk factors in our risk acceptability determination, including the
cancer MIR, the number of persons in various cancer and noncancer risk
ranges, cancer incidence, the maximum noncancer TOSHI, the maximum
acute noncancer HQ, the extent of noncancer risks, the distribution of
cancer and noncancer risks in the exposed population, and risk
estimation uncertainties (54 FR 38044, September 14, 1989).
For the MMPP source category, the risk analysis indicates that the
cancer risks to the individual most exposed could be up to 20-in-1
million due to actual emissions and up to 30-in-1 million due to
allowable emissions. These risks are considerably less than 100-in-1
million, which is the presumptive upper limit of acceptable risk. The
risk analysis also shows very low cancer incidence (0.008 cases per
year for actual emissions and 0.01 cases per year for allowable
emissions), and we did not identify potential for adverse chronic
noncancer health effects.
The acute screening analysis results in a maximum acute noncancer
HQ of 4 at one facility based on use of the acute REL for ethylene
glycol monomethyl ether as a surrogate for unspeciated glycol ethers.
Since there is not a specified acute dose-response value for
unspeciated glycol ethers, we applied the most protective dose-response
value from the other glycol ether compounds, the acute REL for ethylene
glycol monomethyl ether, to estimate risk. Given that ethylene glycol
monomethyl ether is more toxic than other glycol ethers, the use of
this surrogate is a health-protective choice in the EPA's risk
assessment.
For acute screening analyses, to better characterize the potential
health risks
[[Page 58968]]
associated with estimated worst-case acute exposures to HAP, we examine
a wider range of available acute health metrics than we do for our
chronic risk assessments. This is in acknowledgement that there are
generally more data gaps and uncertainties in acute reference values
than there are in chronic reference values. By definition, the acute
REL represents a health-protective level of exposure, with effects not
anticipated below those levels, even for repeated exposures; however,
the level of exposure that would cause health effects is not
specifically known. As the exposure concentration increases above the
acute REL, the potential for effects increases. Therefore, when an REL
is exceeded and an AEGL-1 or ERPG-1 level is available (i.e., levels at
which mild, reversible effects are anticipated in the general
population for a single exposure), we typically use them as an
additional comparative measure, as they provide an upper bound for
exposure levels above which exposed individuals could experience
effects. However, for glycol ethers, there are no AEGL or ERPG values.
Additional uncertainties in the acute exposure assessment that the
EPA conducts as part of the risk review under section 112 of the CAA
include several factors. The accuracy of an acute inhalation exposure
assessment depends on the simultaneous occurrence of independent
factors that may vary greatly, such as hourly emission rates,
meteorology, and the presence of a person. In the acute screening
assessment that we conduct under the RTR program, we include the
conservative (health-protective) assumptions that peak emissions from
each emission point in the source category and reasonable worst-case
air dispersion conditions (i.e., 99th percentile) co-occur. We then
include the additional assumption that a person is located at this
point at the same time. Together, these assumptions represent a
reasonable exposure. In most cases, it is unlikely that a person would
be located at the point of maximum exposure during the time when peak
emissions and reasonable worst-case air dispersion conditions occur
simultaneously. Thus, as discussed in the document titled Residual Risk
Assessment for the Surface Coating of Miscellaneous Metal Parts and
Products Source Category in Support of the Risk and Technology Review
2019 Proposed Rule, in the docket for this action, by assuming the co-
occurrence of independent factors for the acute screening assessment,
the results are intentionally biased high and are, thus, health-
protective. We conclude that adverse effects from acute exposure to
emissions of glycol ethers from this source category are not
anticipated.
Considering all of the health risk information and factors
discussed above, including the uncertainties discussed in section
III.C.7 of this preamble, we propose that the risks from the MMPP
source category are acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the risks from the MMPP source
category are acceptable, risk estimates for approximately 18,000
individuals in the exposed population are above 1-in-1 million at the
actual emissions level and 24,000 individuals in the exposed population
are above 1-in-1 million at the allowable emissions level.
Consequently, we further considered whether the MACT standards for the
MMPP source category provide an ample margin of safety to protect
public health. In this ample margin of safety analysis, we investigated
available emissions control options that might reduce the risk from the
source category. We considered this information along with all of the
health risks and other health information considered in our
determination of risk acceptability.
As described in section III.B of this preamble, our technology
review focused on identifying developments in practices, processes, and
control technologies for the MMPP source category, and we reviewed
various information sources regarding emission sources that are
currently regulated by the MMPP NESHAP.
Based on our review (described in section IV.B.3 of this preamble),
we identified and evaluated the use of add-on control technologies for
the rubber-to-metal bonding and high- performance subcategories.
For the rubber-to-metal bonding subcategory, we evaluated the
option of lowering the existing source limit to an emission limit of 10
lb HAP/gallon (gal) solids. Two facilities may need to install thermal
oxidizers, if alternative low-HAP coatings or other compliance options
are not available. The thermal oxidizers would require a total capital
investment of $2 million (combined) for the two facilities, and total
annual costs of $410,000 (combined). Estimated emission reductions from
the two facilities would be 43 tpy of HAP, and the estimated cost
effectiveness would $9,500 per ton of HAP reduced.
For the high-performance subcategory, we evaluated lowering both
the existing and new source limits to the general use subcategory
existing source limit of 2.6 lb HAP/gal solids. One facility in the
high-performance coating subcategory may need to install a thermal
oxidizer if alternative low-HAP coatings or other compliance options
are not available. The cost of installing a thermal oxidizer at this
one facility would require a total capital investment of $2.3 million,
and total annual costs of $620,000. The estimated emission reduction at
this one facility would be 53 tpy of HAP, and the estimated cost
effectiveness would be $11,700 per ton of HAP reduced.
We have determined that the added costs and cost effectiveness for
these two coating subcategories ($9,500 per ton of HAP reduced for the
rubber-to-metal coating subcategory and $11,700 per ton for the high
performance subcategory) are not justified. We think these costs are
unreasonable particularly because the risks are already low, and the
risks would not be reduced in a meaningful manner by the control of
these subcategories. We are proposing that additional emissions
controls for this source category are not necessary to provide an ample
margin of safety.
c. Environmental Effects
The emissions data for the MMPP source category indicate that four
environmental HAP are emitted by sources within this source category:
Arsenic, cadmium, lead, and HCl. In the Tier 1 screening analysis for
PB-HAP (other than lead which was evaluated differently), arsenic and
cadmium had no exceedances of any of the ecological benchmarks
evaluated. For lead, we did not estimate any exceedances of the
secondary lead NAAQS. The screening-level evaluation of the potential
for adverse environmental effects associated with emissions of HCl from
the MMPP source category indicated that each individual concentration
(i.e., each off-site data point in the modeling domain) was below the
ecological benchmarks for all facilities. In addition, we are unaware
of any adverse environmental effects caused by HAP emitted by this
source category.
Therefore, we do not expect there to be an adverse environmental
effect as a result of HAP emissions from this source category and we
are proposing that it is not necessary to set a more stringent standard
to prevent, taking into consideration costs, energy, safety, and other
relevant factors, an adverse environmental effect.
[[Page 58969]]
3. What are the results and proposed decisions based on our technology
review?
As described in section III.B of this preamble, our technology
review focused on identifying developments in practices, processes, and
control technologies for the MMPP source category. The EPA reviewed
various information sources regarding emission sources that are
currently regulated by the MMPP NESHAP to support the technology
review. The information sources include the following: The RBLC;
publicly available state air permit databases and facility operating
permits compliance reports; regulatory actions, including technology
reviews promulgated for other surface coating NESHAP subsequent to the
promulgation of the MMPP NESHAP; state regulations; site visits; and
industry information.
Based on our review, we identified and evaluated the use of add-on
control technologies for two coating subcategories that had not been
previously considered during development of the MMPP NESHAP. This
analysis is described in detail in the following paragraphs. Aside from
this, we did not identify any new or improved process equipment, work
practices, or procedures that would further reduce emissions. For a
detailed discussion of the EPA's findings, refer to the Miscellaneous
Metal Parts and Products Technology Review Memo, in the MMPP Docket.
During the development of the 2004 MMPP NESHAP, numerical emission
limits were determined for new and existing major sources within five
coating subcategories for a total of 10 HAP emissions limits. The MACT
emission limits were based on different data sources, depending on the
coating subcategory. In the general use coating subcategory and the
high- performance coating subcategory, the MACT emission limits were
based on the most stringent state VOC limits and HAP-to-VOC ratios to
convert the VOC limits to HAP limits. For the general use coating
subcategory, the HAP-to-VOC ratio was developed from industry survey
data. For the high-performance coating subcategory, the HAP-to-VOC
ratio was developed from industry information. For rubber-to-metal
coating, the MACT emission limits were based on survey data on the HAP
content of the coatings. For magnet wire coating, the MACT emission
limits were based on survey data and also accounted for the fact that
magnet wire coating uses an oven to cure the coatings that is fueled by
coating solvent vapors, reducing overall emissions. For the EPFP
coating subcategory, the MACT emission limits were based on data
received in public comments on the proposed NESHAP.
With the exception of the emission limits for the magnet wire
coating subcategory, none of the emission limits for new or existing
sources in the other subcategories accounted for the use of add-on
controls, and the documentation of the MACT analysis did not identify
facilities that were using add-on controls.
The EPA investigated the use of emissions capture systems and add-
on controls but found that the costs would be prohibitive for the
incremental emissions reductions achieved. The EPA estimated that it
would be technically feasible for capture systems and add-on controls
could reduce emissions by at least 95 percent, but the cost for
facilities in this source category could be as much as $1 million. The
EPA concluded that without information on the benefits that would be
achieved by further reducing emissions beyond the floor, the additional
emissions reductions did not warrant the cost of add-on controls.\33\
---------------------------------------------------------------------------
\33\ 67 FR 52792-52793, August 13, 2002.
---------------------------------------------------------------------------
A search of the RBLC database for the MMPP surface coating category
provided 42 entries representing 23 facilities with permit dates of
2000 or later. Entries in the RBLC documented facilities subject to VOC
content and HAP content limits. Emission control strategies identified
in the RBLC included using electrodeposition coatings, using high
efficiency and robotic spray guns, and using add-on controls, including
catalytic oxidizers, RTOs, and adsorbers. The RBLC review did not
identify any facilities subject to HAP limits more stringent than those
in 40 CFR part 63, subpart MMMM.
We reviewed other surface coating NESHAP promulgated subsequent to
the MMPP NESHAP to determine whether any requirements exceed the MMPP
MACT level of control or include technologies that were not considered
during the development of the original MMPP NESHAP. These NESHAP
include Paint Stripping and Miscellaneous Surface Coating Operations at
Area Sources (40 CFR part 63, subpart HHHHHH), and Nine Metal
Fabrication and Finishing Area Source Categories (40 CFR part 63,
subpart XXXXXX). We also reviewed the results of the technology reviews
for other surface coating NESHAP promulgated after the MMPP NESHAP.
These technology reviews include the NESHAP for Printing and Publishing
(40 CFR part 63, subpart KK), Shipbuilding and Ship Repair (40 CFR part
63, subpart II), Wood Furniture Manufacturing (40 CFR part 63, subpart
JJ), and Aerospace Manufacturing and Rework Facilities (40 CFR part 63,
subpart GG). The review of these more recently promulgated NESHAP and
the technology reviews of other NESHAP did not identify any control
technologies that were not already considered during the development of
40 CFR part 63, subpart MMMM, with the exception of some applications
of add-on controls, which are discussed in more detail below in this
section.
Using the EPA's NEI and the ECHO databases, we identified 368 major
source facilities that are currently subject to the MMPP NESHAP. The
EPA also collected operating permits for over 100 of these facilities.
Based on these permits, we identified a number of facilities that were
in the rubber-to-metal coating and high-performance coating
subcategories that were using add-on controls to reduce air emissions.
We identified six facilities in the high-performance coating
subcategory and four of these facilities use a thermal oxidizer to
reduce emissions. We identified 15 facilities in the rubber to metal
coating subcategory and nine of these use a thermal oxidizer to reduce
emissions. Based on these findings, we identified the use of a thermal
oxidizer as a potential development for these two subcategories because
the MACT emission limits were based on only the HAP content of the
coatings and not on the use of an add-on control, such as a thermal
oxidizer.
We further evaluated the add-on controls as a technology
development by collecting semi-annual compliance reports or inspection
reports for all six facilities in the high-performance subcategory and
the 15 facilities in the rubber to metal coating subcategory to confirm
that the facilities were subject to these subcategory emission limits
and to determine the actual emission rate these facilities were
achieving. For several facilities, we determined that the facilities
were using the add-on controls for complying with limits on VOC
emissions, but were not accounting for the add-on controls in
demonstrating compliance with the HAP limits in 40 CFR part 63, subpart
MMMM.
The current existing source emission limit for the rubber-to-metal
subcategory is 37.7 lb HAP/gal solids, and the new source limit is 6.8
lb HAP/gal solids. The EPA evaluated the option of lowering the
existing source limit to an emission limit of 10 lb HAP/gal solids. We
chose this level because several smaller facilities could meet this
limit without having to install controls, based
[[Page 58970]]
on their semi-annual compliance reports.
Eight of the 15 facilities in the rubber-to-metal subcategory have
emission rates below 10 lb HAP/gal solids through use of a thermal
oxidizer. One facility does not have a thermal oxidizer but can meet
the 10 lb HAP/gal solids limit through the emissions averaging between
the general use and rubber-to-metal subcategories allowed in 40 CFR
63.3890(c)(2) of the current NESHAP. Four rubber-to-metal facilities do
not have a thermal oxidizer but their current emission rate is less
than 10 lb/gal solids.
For the remaining two facilities, installing thermal oxidizers, if
alternative low-HAP coatings or other compliance options are not
available, would require a total capital investment of $2 million
(combined) for the two facilities, and total annual costs of $410,000
(combined). Estimated emission reductions from the two facilities would
be 43 tpy of HAP, and the estimated cost effectiveness would be $9,500
per ton of HAP reduced. The estimated emission reductions are based on
the reported HAP emissions for these two facilities in the NEI and
their semi-annual compliance reports and assumes a 95-percent emission
reduction from thermal oxidation. These costs and emission reductions
for the rubber-to-metal subcategory are documented in detail in the
Miscellaneous Metal Parts and Products Technology Review Memo, in the
MMPP Docket.
The current existing and new source emission limits for the high-
performance subcategory are both 27.5 lb HAP/gal solids. The EPA
evaluated the option of lowering both the existing and new source
limits to the general use subcategory existing source limit of 2.6 lb
HAP/gal solids. Five of the six facilities in the high-performance
subcategory could comply with the general use subcategory limit of 2.6
lb HAP/gal solids for their high-performance coatings operations.
One facility in the high-performance coating subcategory may need
to install a thermal oxidizer if alternative low-HAP coatings or other
compliance options are not available. The cost of installing a thermal
oxidizer at this one facility would require a total capital investment
of $2.3 million, and total annual costs of $620,000. The estimated
emission reduction this one facility would be 53 tpy of HAP, and the
estimated cost effectiveness would be $11,700 per ton of HAP reduced.
The estimated emission reduction is based on the reported HAP emissions
for this facility's semi-annual compliance report and assumes a 95-
percent emission reduction from thermal oxidation. These costs and
emission reductions for the high performance subcategory are documented
in detail in the Miscellaneous Metal Parts and Products Technology
Review Memo, in the MMPP Docket.
However, the EPA has determined that the added costs and cost
effectiveness for these two coating subcategories ($9,500 per ton of
HAP reduced for the rubber-to-metal coating subcategory and $11,700 per
ton for the high-performance subcategory) are not justified. Therefore,
we are proposing no revisions to the MMPP NESHAP pursuant to CAA
section 112(d)(6). For further discussion of the technology review
results, refer to the Miscellaneous Metal Parts and Products Technology
Review Memo, in the MMPP Docket.
4. What other actions are we proposing for the Surface Coating of MMPP
source category?
We are proposing to require electronic submittal of notifications
(initial and compliance status), semiannual reports, and performance
test reports for MMPP surface coating facilities. In addition, we are
proposing revisions to the SSM provisions of the MACT rule in order to
ensure that they are consistent with the Court decision in Sierra Club
v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008), which vacated two provisions
that exempted sources from the requirement to comply with otherwise
applicable CAA section 112(d) emission standards during periods of SSM.
We are proposing to require periodic emissions testing of add-on
control devices. We also are proposing to add optional EPA Method 18,
to IBR an alternative test method, and to make various technical and
editorial changes. Our analyses and proposed changes related to these
issues are discussed in the sections below.
a. Electronic Reporting Requirements
The EPA is proposing that owners and operators of MMPP surface
coating facilities submit electronic copies of initial notifications
required in 40 CFR 63.9(b) and 63.3910(b), notifications of compliance
status required in 40 CFR 63.9(h) and 63.3910(c), performance test
reports required in 40 CFR 63.3920(b), and semiannual reports required
in 40 CFR 63.3920(a) through the EPA's CDX, using the CEDRI. A
description of the EPA's CDX and the EPA's proposed rationale and
details on the addition of these electronic reporting requirements for
the MMPP source category is the same as for the ALDT source category,
as discussed in section IV.A.4.a of this preamble. No specific form is
proposed at this time for the initial notifications required in 40 CFR
63.9(b) and notification of compliance status in 40 CFR 63.9(h). Until
the EPA has completed electronic forms for these notifications, the
notifications will be required to be submitted via CEDRI in PDF. After
development of the final forms, we will notify sources about their
availability via the CEDRI website and the CHIEF Listserv. For
semiannual reports required in 40 CFR 63.3920(a), the proposed rule
requires that owners or operators use the appropriate spreadsheet
template to submit information to CEDRI. A draft version of the
proposed template for this report is included in the docket for this
rulemaking.\34\ The EPA specifically requests comment on the content,
layout, and overall design of the template.
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\34\ See Electronic Reporting Template for Surface Coating of
Miscellaneous Metal Parts and Products Subpart MMMM Semiannual
Reports, in docket ID NO. EPA-HQ-OAR-0312.
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Regarding submittal of performance test reports via the EPA's ERT,
as discussed in section IV.A.4.a of this preamble for the ALDT NESHAP,
the proposal to submit performance test data electronically to the EPA
applies only if the EPA has developed an electronic reporting form for
the test method as listed on the EPA's ERT website. For the MMPP
NESHAP, all of the EPA test methods listed under 40 CFR part 63,
subpart MMMM, are currently supported by the ERT, except for EPA Method
18 (an optional test method proposed in this action), which appears in
the proposed text for 40 CFR 63.3966. As mentioned above in section
IV.A.4.a of this preamble, the rule proposes that should an owner or
operator choose to use EPA Method 18, then its results would be
submitted in PDF using the attachment module of the ERT.
Also, as discussed in section IV.A.4.a of this preamble for the
ALDT NESHAP, we are proposing to provide facilities with the ability to
seek extensions for submitting electronic reports for circumstances
beyond the control of the facility. In proposed 40 CFR 63.3920(g), we
address the situation for facilities subject to the MMPP NESHAP where
an extension may be warranted due to outages of the EPA's CDX or CEDRI,
which may prevent access to the system and submittal of the required
reports. In proposed 40 CFR 63.3920(h), we address the situation for
facilities subject to the MMPP NESHAP where an extension may be
warranted due to a force majeure event, which is defined as an event
that will be or has been caused
[[Page 58971]]
by circumstances beyond the control of the affected facility, its
contractors, or any entity controlled by the affected facility that
prevents compliance with the requirement to submit a report
electronically as required by this rule. Examples of such events are
acts of nature, acts of war or terrorism, or equipment failure or
safety hazards beyond the control of the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements and by facilitating the ability of delegated state, local,
tribal, and territorial air agencies and the EPA to assess and
determine compliance, and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic reporting
also eliminates paper-based, manual processes, thereby saving time and
resources, simplifying data entry, eliminating redundancies, minimizing
data reporting errors, and providing data quickly and accurately to the
affected facilities, air agencies, the EPA, and the public. Moreover,
electronic reporting is consistent with the EPA's plan to implement
Executive Order 13563 and is in keeping with the EPA's Agency-wide
policy developed in response to the White House's Digital Government
Strategy. For more information on the benefits of electronic reporting,
see the memorandum titled Electronic Reporting Requirements for New
Source Performance Standards (NSPS) and National Emission Standards for
Hazardous Air Pollutants (NESHAP) Rules, available in Docket ID No.
EPA-HQ-OAR-2019-0312.
b. SSM Requirements
(1.) Proposed Elimination of the SSM Exemption
The EPA is proposing to eliminate the SSM exemption in the MMPP
NESHAP. The EPA's proposed rationale for the elimination of the SSM
exemption for the MMPP source category is the same as for the ALDT
source category, which is discussed in section IV.A.4.b.1 of this
preamble. We are also proposing several revisions to Table 2 to Subpart
MMMM of 40 CFR part 63 (Applicability of General Provisions to Subpart
MMMM of Part 63, hereafter referred to as the ``General Provisions
table to subpart MMMM'') as is explained in more detail below in
section IV.B.4.b.2 of this preamble. For example, we are proposing to
eliminate the incorporation of the General Provisions' requirement that
the source develop an SSM plan. We are also proposing to eliminate and
revise certain recordkeeping and reporting requirements related to the
SSM exemption as further described below. The EPA has attempted to
ensure that the provisions we are proposing to eliminate are
inappropriate, unnecessary, or redundant in the absence of the SSM
exemption. We are specifically seeking comment on the specific proposed
deletions and revisions and also whether additional provisions should
be revised to achieve the stated goal.
In proposing these rule amendments, the EPA has taken into account
startup and shutdown periods and, for the same reasons explained in
section IV.A.4.b.1 of this preamble for the ALDT source category, has
not proposed alternate standards for those periods in the MMPP NESHAP.
Startups and shutdowns are part of normal operations for the MMPP
source category. As currently specified in 40 CFR 63.3892(b), any
coating operation(s) for which you use the emission rate with add-on
controls option must meet the applicable operating limits in Table 1 to
40 CFR part 63, subpart MMMM ``at all times,'' except for solvent
recovery systems for which you conduct liquid-liquid material balances
according to 40 CFR 63.3961(j). (Solvent recovery systems for which you
conduct a liquid-liquid material balance require a monthly calculation
of the solvent recovery device's collection and recovery efficiency for
volatile organic matter.)
Also, as currently specified in 40 CFR 63.3900(a)(2), any coating
operation(s) for which you use the emission rate with add-on controls
option must be in compliance ``at all times'' with the applicable
emission limit in 40 CFR 63.3890. During startup and shutdown periods,
in order for a facility (using add-on controls to meet the standards)
to meet the emission and operating standards, the control device for a
coating operation needs to be turned on and operating at specified
levels before the facility begins coating operations, and the control
equipment needs to continue to be operated until after the facility
ceases coating operations. In some cases, the facility needs to run
thermal oxidizers on supplemental fuel before VOC levels are sufficient
for the combustion to be (nearly) self-sustaining. Note that we are
also proposing new related language in 40 CFR 63.3900(b) to require
that the owner or operator operate and maintain the coating operation,
including pollution control equipment, at all times to minimize
emissions. See section IV.A.4.b.2 of this preamble for further
discussion of this proposed revision.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible, as
discussed previously in section IV.A.4.b.1 of this preamble for the
ALDT source category.
It is unlikely that a malfunction would result in a violation of
the standards during MMPP surface coatings operations for facilities
using the compliant material option or the emission rate without add-on
controls option. Facilities using these options have demonstrated that
the organic HAP contents of the coating materials do not exceed the
emission limits in 40 CFR 63.3890(a) or (b), either on a coating-by-
coating basis or by using averaging among coatings.
A malfunction event is more likely for MMPP coating facilities that
use the emission rate with add-on controls option. For this option,
facilities must demonstrate that the average emission rate does not
exceed the emission limits in 40 CFR 63.3890(a) or (b), and the
facility is complying with the control device operating limits listed
in Table 1 to 40 CFR part 63, subpart MMMM of the MMPP NESHAP. The
operating limits are specific to the type of control device and
established by the facility during its initial performance test.
In the unlikely event that a source fails to comply with the
applicable CAA section 112(d) standards as a result of a malfunction
event, the EPA would determine an appropriate response based on, among
other things, the good faith efforts of the source to minimize
emissions during malfunction periods, including preventative and
corrective actions, as well as root cause analyses to ascertain and
rectify excess emissions. Refer to section IV.A.4.b.1 of this preamble
for further discussion of the EPA's actions in response to a source
failing to comply with the applicable CAA section 112(d) standards as a
result of a malfunction event for the ALDT source category, which
applies to this source category.
(2.) Proposed Revisions to the General Provisions Applicability Table
40 CFR 63.3900(b) General duty. We are proposing to revise the
General Provisions table to subpart MMMM (Table 2) entry for 40 CFR
63.6(e)(1)(i) by changing the ``yes'' in column 3 to a ``no.'' Section
63.6(e)(1)(i) describes the general duty to minimize emissions. Some of
the language in that section is
[[Page 58972]]
no longer necessary or appropriate in light of the elimination of the
SSM exemption. We are proposing instead to add general duty regulatory
text at 40 CFR 63.3900(b) that reflects the general duty to minimize
emissions while eliminating the reference to periods covered by an SSM
exemption. The current language in 40 CFR 63.6(e)(1)(i) characterizes
what the general duty entails during periods of SSM. With the
elimination of the SSM exemption, there is no need to differentiate
between normal operations, startup and shutdown, and malfunction events
in describing the general duty. Therefore, the language the EPA is
proposing for 40 CFR 63.3900(b) does not include that language from 40
CFR 63.6(e)(1).
We are also proposing to revise the General Provisions table to
subpart MMMM (Table 2) entry for 40 CFR 63.6(e)(1)(ii) by changing the
``yes'' in column 3 to a ``no.'' Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with the elimination of the SSM
exemption or are redundant with the general duty requirement being
added at 40 CFR 63.3900(b).
SSM plan. We are proposing to revise the General Provisions table
to subpart MMMM (Table 2) entry for 40 CFR 63.6(e)(3) by changing the
``yes'' in column 3 to a ``no.'' Generally, these paragraphs require
development of an SSM plan and specify SSM recordkeeping and reporting
requirements related to the SSM plan. We are also proposing to remove
from 40 CFR part 63, subpart SSSS, the current provisions requiring the
SSM plan in 40 CFR 63.5180(f) and requiring reporting related to the
SSM plan in 40 CFR 63.5180(f)(1). As noted, the EPA is proposing to
remove the SSM exemptions. Therefore, affected units will be subject to
an emission standard during such events. The applicability of a
standard during such events will ensure that sources have ample
incentive to plan for and achieve compliance, and, thus, the SSM plan
requirements are no longer necessary.
Compliance with standards. We are proposing to revise the General
Provisions table to subpart MMMM (Table 2) entry for 40 CFR 63.6(f)(1)
by changing the ``yes'' in column 3 to a ``no.'' The current language
of 40 CFR 63.6(f)(1) exempts sources from non-opacity standards during
periods of SSM. As discussed above, the Court in Sierra Club vacated
the exemptions contained in this provision and held that the CAA
requires that some CAA section 112 standards apply continuously.
Consistent with Sierra Club, the EPA is proposing to revise standards
in this rule to apply at all times.
40 CFR 63.3964 Performance testing. We are proposing to revise the
General Provisions table to subpart MMMM (Table 2) entry for 40 CFR
63.7(e)(1) by changing the ``yes'' in column 3 to a ``no.'' Section
63.7(e)(1) describes performance testing requirements. The EPA is
instead proposing to add a performance testing requirement at 40 CFR
63.3964(a)(1). The performance testing requirements we are proposing to
add differ from the General Provisions performance testing provisions
in several respects. The regulatory text does not include the language
in 40 CFR 63.7(e)(1) that restated the SSM exemption and language that
precluded startup and shutdown periods from being considered
``representative'' for purposes of performance testing. Also, the
proposed performance testing provisions will not allow performance
testing during startup or shutdown. As in 40 CFR 63.7(e)(1),
performance tests conducted under this subpart should not be conducted
during malfunctions because conditions during malfunctions are often
not representative of normal operating conditions. Section 63.7(e)
requires that the owner or operator maintain records of the process
information necessary to document operating conditions during the test
and include in such records an explanation to support that such
conditions represent normal operation. The EPA is proposing to add
language to 40 CFR 63.3964(a)(1) clarifying that the owner or operator
must make such records available to the Administrator upon request.
Monitoring. We are proposing to revise the General Provisions table
to subpart MMMM (Table 2) entry for 40 CFR 63.8(c)(1) by changing the
``yes'' in column 3 to a ``no.'' The cross-references to the general
duty and SSM plan requirements in those subparagraphs are not necessary
in light of other requirements of 40 CFR 63.8 that require good air
pollution control practices (40 CFR 63.8(c)(1)) and that set out the
requirements of a quality control program for monitoring equipment (40
CFR 63.8(d)). Further, we are proposing to revise 40 CFR 63.3968(a) to
add a requirement to maintain the monitoring equipment at all times in
accordance with 40 CFR 63.3900(b) and keep the necessary parts readily
available for routine repairs of the monitoring equipment, consistent
with the requirements in 40 CFR 63.8(c)(1)(ii). The reference to 40 CFR
63.8(c)(1)(ii) is no longer needed since it is redundant to the
requirement in 40 CFR 63.3968(a).
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.8(c)(6) by changing the ``yes'' in
column 3 to a ``no.'' The reference to 40 CFR 63.8(c)(6) is no longer
needed since it is redundant to the requirement in 40 CFR 63.5170 that
specifies the requirements for monitoring systems for capture systems
and add-on control devices at sources using these to comply.
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.8(c)(8) by changing the ``yes'' in
column 3 to a ``no.'' The reference to 40 CFR 63.8(c)(8) is no longer
needed since it is redundant to the requirements in 40 CFR 63.3920(a)
that requires reporting of CPMS out-of-control periods.
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.8(d)-(e) by changing the ``yes'' in
column 3 to a ``no.'' The requirements for quality control program and
performance evaluation of CMS are not required under 40 CFR part 63,
subpart MMMM.
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.8(g) by changing the ``yes'' in
column 3 to a ``no.'' The reference to 40 CFR 63.8(g) is no longer
needed since it is redundant to the requirement in 40 CFR 63.3967 and
63.3968 that specify monitoring data reduction.
40 CFR 63.5190 Recordkeeping. We are proposing to revise the
General Provisions table to subpart MMMM (Table 2) entry for 40 CFR
63.10(b)(2)(i) by changing the ``yes'' in column 3 to a ``no.'' Section
63.10(b)(2)(i) describes the recordkeeping requirements during startup
and shutdown. These recording provisions are no longer necessary
because the EPA is proposing that recordkeeping and reporting
applicable to normal operations will apply to startup and shutdown. In
the absence of special provisions applicable to startup and shutdown,
such as a startup and shutdown plan, there is no reason to retain
additional recordkeeping for startup and shutdown periods.
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.10(b)(2)(ii) by changing the ``yes''
in column 3 to a ``no.'' Section 63.10(b)(2)(ii) describes the
recordkeeping requirements during a malfunction, requiring a record of
``the occurrence and duration of each malfunction.'' A similar record
is already required in 40 CFR 63.3930(j), which requires a record of
``the date,
[[Page 58973]]
time, and duration of each deviation,'' which the EPA is retaining. The
regulatory text in 40 CFR 63.3930(j) differs from the General
Provisions in that the General Provisions requires the creation and
retention of a record of the occurrence and duration of each
malfunction of process, air pollution control, and monitoring
equipment; whereas 40 CFR 63.3930(j) applies to any failure to meet an
applicable standard and is requiring that the source record the date,
time, and duration of the failure rather than the ``occurrence.'' The
EPA is also proposing to add to 40 CFR 63.3930(j) a requirement that
sources also keep records that include a list of the affected source or
equipment and actions taken to minimize emissions, an estimate of the
quantity of each regulated pollutant emitted over the emission limit
for which the source failed to meet the standard, and a description of
the method used to estimate the emissions. Examples of such methods
would include product-loss calculations, mass balance calculations,
measurements when available, or engineering judgment based on known
process parameters (e.g., coating HAP content and application rates and
control device efficiencies). The EPA proposes to require that sources
keep records of this information to ensure that there is adequate
information to allow the EPA to determine the severity of any failure
to meet a standard, and to provide data that may document how the
source met the general duty to minimize emissions when the source has
failed to meet an applicable standard.
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.10(b)(2)(iv) by changing the ``yes''
in column 3 to a ``no.'' When applicable, the provision requires
sources to record actions taken during SSM events when actions were
inconsistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required. The
requirement previously applicable under 40 CFR 63.10(b)(2)(iv)(B) to
record actions to minimize emissions and record corrective actions is
now applicable by reference to 40 CFR 63.3930(j)(4).
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.10(b)(2)(v) by changing the ``yes''
in column 3 to a ``no.'' When applicable, the provision requires
sources to record actions taken during SSM events to show that actions
taken were consistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required.
We are proposing to revise the General Provisions table to subpart
MMMM (Table 2) entry for 40 CFR 63.10(b)(2)(x)-(xiii) by changing the
``yes'' in column 3 to a ``no.'' When applicable, the provision
requires sources to record actions taken during SSM events to show that
actions taken were consistent with their SSM plan. The requirement is
no longer appropriate because SSM plans will no longer be required.
40 CFR 63.3920 Reporting. We are proposing to revise the General
Provisions table to subpart MMMM (Table 2) entry for 40 CFR 63.10(d)(5)
by changing the ``yes'' in column 3 to a ``no.'' Section 63.10(d)(5)
describes the reporting requirements for startups, shutdowns, and
malfunctions. To replace the General Provisions reporting requirement,
the EPA is proposing to add reporting requirements to 40 CFR
63.3920(a). The replacement language differs from the General
Provisions requirement in that it eliminates periodic SSM reports as a
stand-alone report. We are proposing language that requires sources
that fail to meet an applicable standard at any time to report the
information concerning such events in the semi-annual compliance report
already required under this rule. Subpart MMMM of 40 CFR part 63
currently requires reporting of the date, time period, and cause of
each deviation. We are clarifying in the rule that, if the cause of a
deviation from a standard is unknown, this should be specified in the
report. We are also proposing to change ``date and time period'' or
``date and time'' to ``date, time, and duration'' (see proposed
revisions to 40 CFR 63.3920(a)(7)). Further, we are proposing that the
report must also contain the number of deviations from the standard and
a list of the affected sources or equipment. For deviation reports
addressing deviations from an applicable emission limit in 40 CFR
63.3890 or operating limit in Table 1 to 40 CFR part 63, subpart MMMM,
we are proposing that the report also include an estimate of the
quantity of each regulated pollutant emitted over any emission limit
for which the source failed to meet the standard, and a description of
the method used to estimate the emissions.
(3.) Other SSM Changes
Regarding the proposed new requirement discussed above to estimate
the quantity of each regulated pollutant emitted over any emission
limit for which the source failed to meet the standard, and a
description of the method used to estimate the emissions, examples of
such methods would include product-loss calculations, mass balance
calculations, measurements when available, or engineering judgment
based on known process parameters (e.g., coating HAP content and
application rates and control device efficiencies). The EPA is
proposing this requirement to ensure that there is adequate information
to determine compliance, to allow the EPA to determine the severity of
the failure to meet an applicable standard, and to provide data that
may document how the source met the general duty to minimize emissions
during a failure to meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan,
because plans would no longer be required. The proposed amendments,
therefore, eliminate 40 CFR 63.3920(c) that requires reporting of
whether the source deviated from its SSM plan, including required
actions to communicate with the Administrator, and the cross-reference
to 40 CFR 63.10(d)(5) that contains the description of the previously
required SSM report format and submittal schedule from this section.
These specifications are no longer necessary because the events will be
reported in otherwise required reports with similar format and
submittal requirements.
We are proposing to remove the requirements in 40 CFR 63.3920(a)(7)
that deviation reports must specify whether a deviation from an
operating limit occurred during a period of SSM. We are also proposing
to remove the requirements in 40 CFR 63. 3920(a)(7) to break down the
total duration of deviations into the startup and shutdown categories.
As discussed above in this section, we are proposing to require
reporting of the cause of each deviation. Further, the startup and
shutdown categories no longer apply because these periods are proposed
to be considered normal operation, as discussed in section IV.A.4.b.1
of this preamble for the ALDT source category, which also applies to
this source category.
c. Technical Amendments to the MMPP NESHAP
We propose to amend 40 CFR 63.3966(b) to add the option of
conducting EPA Method 18 of appendix A to 40 CFR part 60, ``Measurement
of Gaseous Organic Compound Emissions by Gas Chromatography,'' to
measure and then subtract methane emissions from measured total gaseous
organic mass emissions as carbon. Facilities using the emission rate
with add-on
[[Page 58974]]
control compliance option can use either EPA Method 25 or EPA Method
25A to measure control device destruction efficiency. Unlike EPA Method
25, Method 25A does not exclude methane from the measurement of organic
emissions. Because exhaust streams from coating operations may contain
methane from natural gas combustion, we are proposing to allow
facilities the option to measure methane using EPA Method 18 and to
subtract the methane from the emissions as part of their compliance
calculations. We also propose to revise the format of references to
test methods in 40 CFR part 60. The current references in 40 CFR
63.5160(d)(1) to EPA Methods 1, 1A, 2, 2A, 2C, 2D, 2F, 2G, 3, 3A, 3B,
4, 25, and 25A specify that each method is in ``appendix A'' of 40 CFR
part 60. Appendix A of 40 CFR part 60 has been divided into appendices
A-1 through A-8. We propose to revise each reference to appendix A to
indicate which of the eight sections of appendix A applies to the
method.
We propose to amend 40 CFR 63.3941(a)(1)(i) and (a)(4), which
describe how to demonstrate compliance with the emission limitations
using the compliant material option, and the definition of ``non-HAP
coating'' in 40 CFR 63.3981 to remove references to OSHA-defined
carcinogens as specified in 29 CFR 1910.1200(d)(4). The reference to
OSHA-defined carcinogens as specified in 29 CFR 1910.1200(d)(4) is
intended to specify which compounds must be included in calculating
total organic HAP content of a coating material if they are present at
0.1percent or greater by mass. We propose to remove this reference
because 29 CFR 1910.1200(d)(4) has been amended and no longer readily
defines which compounds are carcinogens. We propose to replace these
references to OSHA-defined carcinogens at 29 CFR 1910.1200(d)(4) with a
list (in proposed new Table 5 to 40 CFR part 63, subpart MMMM) of those
organic HAP that must be included in calculating total organic HAP
content of a coating material if they are present at 0.1-percent or
greater by mass.
We propose to include organic HAP in proposed Table 5 to 40 CFR
part 63, subpart MMMM if they were categorized in the EPA's Prioritized
Chronic Dose-Response Values for Screening Risk Assessments (dated May
9, 2014), as a ``human carcinogen,'' ``probable human carcinogen,'' or
``possible human carcinogen'' according to The Risk Assessment
Guidelines of 1986 (EPA/600/8-87/045, August 1987),\35\ or as
``carcinogenic to humans,'' ``likely to be carcinogenic to humans,'' or
with ``suggestive evidence of carcinogenic potential'' according to the
Guidelines for Carcinogen Risk Assessment (EPA/630/P-03/001F, March
2005).
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\35\ See https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
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Current 40 CFR 63.3931 specifies how records must be maintained. We
propose to add clarification to this provision at 40 CFR 63.3931(a)
that specifies the allowance to retain electronic records applies to
all records that were submitted as reports electronically via the EPA's
CEDRI. We also propose to add text to the same provision clarifying
that this ability to maintain electronic copies does not affect the
requirement for facilities to make records, data, and reports available
upon request to a delegated air agency or the EPA as part of an on-site
compliance evaluation.
d. Ongoing Emissions Compliance Demonstrations
As part of an ongoing effort to improve compliance with various
federal air emission regulations, the EPA reviewed the compliance
demonstration requirements in the MMPP NESHAP. Currently, if a source
owner or operator chooses to comply with the standards using add-on
controls, the results of an initial performance test are used to
determine compliance; however, the rule does not require on-going
periodic performance testing for these emission capture systems and
add-on controls. In this action, we are proposing to require periodic
testing of add-on control devices, in addition to the one-time initial
emissions and capture efficiency testing, and ongoing temperature
measurement, to ensure ongoing compliance with the standards.
As described more fully in section IV.A.4.d of this preamble for
the ALDT source category, the EPA documented potential operational
problems associated with control devices in several publications; \36\
the ICAC, in their comments on a separate rulemaking on the proposed
revisions related to the NESHAP General Provisions (72 FR 69, January
3, 2007), commented that ongoing maintenance and checks of control
devices are necessary in order to ensure emissions control technology,
including both thermal and catalytic oxidizers, remains effective; \37\
and state websites list CAA enforcement information that further
corroborates the potential problems identified by the EPA and ICAC
comments and conclusions.
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\36\ See Control Techniques for Volatile Organic Compound
Emissions from Stationary Sources, EPA/453/R-92-018, December 1992,
Control Technologies for Emissions from Stationary Sources, EPA/625/
6-91/014, June 1991, and Survey of Control for Low Concentration
Organic Vapor Gas Streams, EPA-456/R-95-003, May 1995. These
documents can be found in the ALDT, MMPP, and PPP Dockets for this
action.
\37\ See Docket Item No. EPA-HQ-OAR-2004-0094-0173, available at
https://www.regulations.gov/. A copy of the ICAC's comments on the
proposed revisions to the General Provisions is also included in the
ALDT, MMPP, and PPP Dockets for this action.
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Given the need for vigilance in maintaining equipment to stem
degradation, the EPA is proposing to require periodic testing of add-on
control devices, in addition to the one-time initial emissions and
capture efficiency testing and ongoing temperature measurement, to
ensure ongoing compliance with the MMPP NESHAP.
In this action, the EPA is proposing to require periodic
performance testing of add-on control devices on a regular frequency
(e.g., every 5 years) to ensure the equipment continues to operate
properly for facilities using the emission rate with add-on controls
compliance option. We note that the majority of state operating permits
for existing MMPP surface coating sources already require such testing
every 5 years synchronized with 40 CFR part 70 air operating permit
renewals. This proposed periodic testing requirement includes an
exception to the general requirement for periodic testing for
facilities using the catalytic oxidizer control option at 40 CFR
63.3967(b) and following the catalyst maintenance procedures in 40 CFR
63.3967(b)(4). This exception is due to the catalyst maintenance
procedures that already require annual testing of the catalyst and
other maintenance procedures that provide ongoing demonstrations that
the control system is operating properly and may, thus, be considered
comparable to conducting a performance test.
The proposed periodic performance testing requirement allows an
exception from periodic testing for facilities using instruments to
continuously measure emissions. Such CEMS would show actual emissions.
The use of CEMS to demonstrate compliance would obviate the need for
periodic oxidizer testing. Moreover, installation and operation of a
CEMS with a timesharing component, such that values from more than one
oxidizer exhaust could be tabulated in a recurring frequency, could
prove less expensive (estimated to have an annual cost below $15,000)
than ongoing oxidizer testing.
[[Page 58975]]
This proposed requirement would not require periodic testing or
CEMS monitoring of facilities using the ``as purchased'' or ``as
applied'' compliant coatings options because these compliance options
do not use any add-on controls or control efficiency measurements in
the compliance calculations.
The proposed periodic performance testing requirement would require
that facilities complying with the standards using emission capture
systems and add-on controls and which are not already on a 5-year
testing schedule to conduct the first of the periodic performance tests
within 3 years of the effective date of the revised standards.
Afterward, they would conduct the periodic testing before they renew
their operating permits, but no longer than 5 years following the
previous performance test. Additionally, facilities that have already
tested as a condition of their permit within the last 2 years before
the effective date would be permitted to maintain their current 5-year
schedule and not be required to move up the date of the next test to
the 3-year date specified above. This proposed requirement would
require periodic air emissions testing to measure organic HAP
destruction or removal efficiency at the inlet and outlet of the add-on
control device, or measurement of the control device outlet
concentration of organic HAP. The emissions would be measured as total
gaseous organic mass emissions as carbon using either EPA Method 25 or
25A of appendix A-7 to 40 CFR part 60, which are the methods currently
required for the initial compliance demonstration.
We estimate that the cost to perform a control device emissions
destruction or removal efficiency test using EPA Method 25 or 25A would
be approximately $19,000 per control device. The cost estimate is
included in the memorandum titled Draft Costs/Impacts of the 40 CFR
part 63 Subparts IIII, MMMM, and PPPP Monitoring Review Revisions, in
the MMPP Docket. We have reviewed the operating permits for facilities
subject to the several other surface coating NESHAP, and we found that
affected sources currently using emission capture systems and add-on
controls are often, but not always, required to conduct periodic
control device performance tests as a condition of their 40 CFR part 70
operating permits. We estimate that seven MMPP surface coating
facilities currently are not required to conduct periodic testing of
their control devices as a condition of their permit renewal. Periodic
performance tests ensure that all control systems used to comply with
the NESHAP would be properly maintained over time, thereby reducing the
potential for acute emissions episodes and non-compliance.
We are requesting comment on adding periodic testing of add-on
control devices to the MMPP NESHAP and on the suggested 5-year schedule
for the periodic testing.
e. IBR of Alternative Test Methods Under 1 CFR Part 51
The EPA is proposing new and updated test methods for the MMPP
NESHAP that include IBR. In accordance with requirements of 1 CFR 51.5,
the EPA is proposing to add the following optional EPA methods and
incorporate by reference the VCS described in the amendments to 40 CFR
63.14:
EPA Method 18 of appendix A to 40 CFR part 60, Measurement
of Gaseous Organic Compound Emissions by Gas Chromatography, proposed
to be IBR approved for 40 CFR 63.3966(b)(4);
ASTM Method D1475-13, Standard Test Method for Density of
Liquid Coatings, Inks, and Related Products, proposed to be IBR
approved for 40 CFR 63.3941(b)(4), 63.3941(c), and 63.3951(c);
ASTM Method D2111-10 (2015), Standard Test Methods for
Specific Gravity of Halogenated Organic Solvents and Their Admixtures,
proposed to be IBR approved for 40 CFR 63.3951(c);
ASTM Method D2369-10 (2015), Test Method for Volatile
Content of Coatings, proposed to be IBR approved for 40 CFR
63.3961(j)(3);
ASTM Method D2697-03 (2014), Standard Test Method for
Volume Nonvolatile Matter in Clear or Pigmented Coatings, proposed to
be IBR approved for 40 CFR 63.3941(b)(1);
ASTM Method D5965-02 (2013), Standard Test Methods for
Specific Gravity of Coating Powders, proposed to be IBR approved for 40
CFR 3951(c); and
ASTM Method D6093-97 (2016), Standard Test Method for
Percent Volume Nonvolatile Matter in Clear or Pigmented Coatings Using
Helium Gas Pycnometer, proposed to be IBR approved for 40 CFR
63.3941(b)(1).
Older versions of ASTM methods D1475, D2697, D5965, and D6093 were
incorporated by reference when the MMPP NESHAP was originally
promulgated (69 FR 130, January 2, 2004). We are proposing to replace
the older versions of these methods with updated versions, which
requires IBR revisions. The updated version of the method replaces the
older version in the same paragraph of the rule text. We are also
proposing the addition of EPA Method 18 and incorporating by reference
ASTM methods D2111 and D2369 to the MMPP NESHAP for the first time in
this rulemaking. Refer to section VIII.J of this preamble for further
discussion of these VCS.
5. What compliance dates are we proposing?
The EPA is proposing that affected sources must comply with all of
the amendments, with the exception of the proposed electronic format
for submitting semiannual compliance reports, no later than 181 days
after the effective date of the final rule. All affected facilities
would have to continue to meet the current requirements of 40 CFR part
63, subpart MMMM until the applicable compliance date of the amended
rule. The final action is not expected to be a ``major rule'' as
defined by 5 U.S.C. 804(2), so the effective date of the final rule
will be the promulgation date as specified in CAA section 112(d)(10).
For existing sources, we are proposing two changes that would
impact ongoing compliance requirements for 40 CFR part 63, subpart
MMMM. As discussed elsewhere in this preamble, we are proposing to add
a requirement that notifications, performance test results, and
semiannual compliance reports be submitted electronically. We are
proposing that the semiannual compliance report be submitted
electronically using a new template, which is available for review and
comment as part of this action. We are also proposing to change the
requirements for SSM by removing the exemption from the requirements to
meet the standard during SSM periods and by removing the requirement to
develop and implement an SSM plan. Our experience with similar
industries that are required to convert reporting mechanisms to install
necessary hardware and software, become familiar with the process of
submitting performance test results electronically through the EPA's
CEDRI, test these new electronic submission capabilities, and reliably
employ electronic reporting shows that a time period of a minimum of 90
days, and, more typically, 180 days is generally necessary to
successfully accomplish these revisions. Our experience with similar
industries further shows that this sort of regulated facility generally
requires a time period of 180 days to read and understand the amended
rule requirements; to evaluate their operations to ensure that they can
meet the standards during periods of startup and shutdown as defined in
the rule and make any necessary
[[Page 58976]]
adjustments; and to update their operation, maintenance, and monitoring
plan to reflect the revised requirements. The EPA recognizes the
confusion that multiple different compliance dates for individual
requirements would create and the additional burden such an assortment
of dates would impose. From our assessment of the time frame needed for
compliance with the entirety of the revised requirements, the EPA
considers a period of 180 days to be the most expeditious compliance
period practicable and, thus, is proposing that existing affected
sources be in compliance with all of this regulation's revised
requirements within 181 days of the regulation's effective date.
We solicit comment on these proposed compliance periods, and we
specifically request submission of information from sources in this
source category regarding specific actions that would need to be
undertaken to comply with the proposed amended requirements and the
time needed to make the adjustments for compliance with any of the
revised requirements. We note that information provided may result in
changes to the proposed compliance dates.
C. What are the analytical results and proposed decisions for the
surface coating of plastic parts and products source category?
1. What are the results of the risk assessment and analyses?
As described above in section III of this preamble, for the PPP
source category, we conducted a risk assessment for all HAP emitted. We
present results of the risk assessment briefly below and in more detail
in the Surface Coating of Plastic Parts and Products Risk Assessment
Report, in the PPP Docket (Docket ID No. EPA-HQ-OAR-2019-0313).
a. Chronic Inhalation Risk Assessment Results
Table 6 of this preamble provides a summary of the results of the
inhalation risk assessment for the source category.
Table 6--Surface Coating of Plastic Parts and Products Source Category Inhalation Risk Assessment Results
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum individual Estimated population Estimated annual Maximum chronic Maximum screening
cancer risk (in 1 at increased risk of cancer incidence noncancer TOSHI \1\ acute noncancer HQ \2\
million) cancer >=1-in-1 (cases per year) -----------------------------------------------
------------------------ million ------------------------
Risk assessment ------------------------ Based on Based on
Based on Based on Based on Based on Based on Based on actual allowable Based on actual
actual allowable actual allowable actual allowable emissions emissions emissions
emissions emissions emissions emissions emissions emissions
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Category................. 10 10 600 700 0.001 0.001 1 1 HQREL = 4.
Whole Facility.................. 70 .......... 29,000 .......... 0.006 .......... 1
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The TOSHI is the sum of the chronic noncancer HQ for substances that affect the same target organ or organ system.
\2\ The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
The results of the inhalation risk modeling using actual emissions
data, as shown in Table 6 of this preamble, indicate that the maximum
individual cancer risk based on actual emissions (lifetime) could be up
to 10-in-1 million (driven by ethyl benzene, naphthalene, and
formaldehyde from coating operations), the maximum chronic noncancer
TOSHI value based on actual emissions could be up to 1 (driven by
hexamethylene-1,6-diisocyanate from coating operations), and the
maximum screening acute noncancer HQ value (off-facility site) could be
up to 4 (driven by glycol ethers). The total estimated annual cancer
incidence (national) from these facilities based on actual emission
levels is 0.001 excess cancer cases per year or 1 case in every 1,000
years.
b. Screening Level Acute Risk Assessment Results
Table 6 of this preamble also shows the acute risk results for the
PPP source category. The screening analysis for acute impacts was based
on an industry-specific multiplier of 1.2, to estimate the peak
emission rates from the average emission rates. For more detailed acute
risk results refer to the Surface Coating of Plastic Parts and Products
Risk Assessment Report, in the PPP Docket.
c. Multipathway Risk Screening Results
There are no PB-HAP emitted by facilities in the PPP source
category. Therefore, we do not expect any human health multipathway
risks as a result of emissions from this source category.
d. Environmental Risk Screening Results
The emissions data for the PPP source category indicate that no
environmental HAP are emitted by sources within this source category.
Therefore, we do not expect an adverse environmental effect as a result
of HAP emissions from this source category.
e. Facility-Wide Risk Results
Twenty-two facilities have a facility-wide cancer MIR greater than
or equal to 1-in-1 million. The maximum facility-wide cancer MIR is 70-
in-1 million, driven by nickel and formaldehyde from a co-located
boiler. The total estimated cancer incidence from the whole facility is
0.006 excess cancer cases per year, or one excess case in every 200
years. Approximately 29,000 people were estimated to have cancer risks
above 1-in-1 million from exposure to HAP emitted from both MACT and
non-MACT sources of the 125 facilities in this source category. The
maximum facility-wide TOSHI for the source category is estimated to be
1, driven by emissions of nickel and formaldehyde from a co-located
boiler.
f. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risks to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risks from the PPP source category
across different demographic groups within the populations living near
facilities.\38\
---------------------------------------------------------------------------
\38\ Demographic groups included in the analysis are: White,
African American, Native American, other races and multiracial,
Hispanic or Latino, children 17 years of age and under, adults 18 to
64 years of age, adults 65 years of age and over, adults without a
high school diploma, people living below the poverty level, people
living above the poverty level, and linguistically isolated people.
---------------------------------------------------------------------------
[[Page 58977]]
The results of the demographic analysis are summarized in Table 7
of this preamble. These results, for various demographic groups, are
based on the estimated risks from actual emissions levels for the
population living within 50 km of the facilities.
Table 7--Surface Coating of Plastic Parts and Products Source Category Demographic Risk Analysis Results
----------------------------------------------------------------------------------------------------------------
Population with
cancer risk at or Population with
above 1-in-1 chronic noncancer
Nationwide million due to HI above 1 due to
surface coating of surface coating of
plastic parts and plastic parts and
products products
----------------------------------------------------------------------------------------------------------------
Total Population...................................... 317,746,049 500 0
----------------------------------------------------------------------------------------------------------------
White and Minority by Percent
----------------------------------------------------------------------------------------------------------------
White................................................. 62 92 0
Minority.............................................. 38 8 0
----------------------------------------------------------------------------------------------------------------
Minority Detail by Percent
----------------------------------------------------------------------------------------------------------------
African American...................................... 12 4 0
Native American....................................... 0.8 0.1 0
Hispanic or Latino.................................... 18 3 0
Other and Multiracial................................. 7 1 0
----------------------------------------------------------------------------------------------------------------
Income by Percent
----------------------------------------------------------------------------------------------------------------
Below the Poverty Level............................... 14 19 0
Above the Poverty Level............................... 86 81 0
----------------------------------------------------------------------------------------------------------------
Education by Percent
----------------------------------------------------------------------------------------------------------------
Over 25 Without High a School Diploma................. 14 14 0
Over 25 With a High School Diploma.................... 86 86 0
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated by Percent
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated............................... 6 0 0
----------------------------------------------------------------------------------------------------------------
The results of the PPP source category demographic analysis
indicate that emissions from the source category expose approximately
500 people to a cancer risk at or above 1-in-1 million and no one is
exposed to a chronic noncancer HI greater than 1. The percentages of
the at-risk population in the following specific demographic groups are
higher than their respective nationwide percentages: ``White,'' and
``Below the Poverty Level.''
The methodology and the results of the demographic analysis are
presented in a technical report, Risk and Technology Review--Analysis
of Demographic Factors for Populations Living Near Surface Coating of
Plastic Parts and Products Source Category Operations, April 2019
(hereafter referred to as the Plastic Parts and Products Demographic
Analysis Report), available in the PPP Docket.
2. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effects?
a. Risk Acceptability
As noted in section III.A of this preamble, we weigh all health
risk factors in our risk acceptability determination, including the
cancer MIR, the number of persons in various cancer and noncancer risk
ranges, cancer incidence, the maximum noncancer TOSHI, the maximum
acute noncancer HQ, the extent of noncancer risks, the distribution of
cancer and noncancer risks in the exposed population, and risk
estimation uncertainties (54 FR 38044, September 14, 1989).
For the PPP source category, the risk analysis indicates that the
cancer risks to the individual most exposed could be up to 10-in-1
million due to actual emissions and allowable emissions. These risks
are considerably less than 100-in-1 million, which is the presumptive
upper limit of acceptable risk. The risk analysis also shows very low
cancer incidence (0.001 cases per year for actual and allowable
emissions), and we did not identify any potential for adverse chronic
noncancer health effects.
The acute screening analysis results in a maximum acute noncancer
HQ of 4 at one facility based on use of the acute REL for ethylene
glycol monomethyl ether as a surrogate for unspeciated glycol ethers.
Since there is not a specified acute dose-response value for
unspeciated glycol ethers, we applied the most protective dose-response
value from the other glycol ether compounds, the acute REL for ethylene
glycol monomethyl ether, to estimate risk. Given that ethylene glycol
monomethyl ether is more toxic than other glycol ethers, the use of
this surrogate is a health-protective choice in the EPA's risk
assessment.
For acute screening analyses, to better characterize the potential
health risks associated with estimated worst-case acute exposures to
HAP, we examine a wider range of available acute health metrics than we
do for our chronic risk assessments. This is in
[[Page 58978]]
acknowledgement that there are generally more data gaps and
uncertainties in acute reference values than there are in chronic
reference values. By definition, the acute REL represents a health-
protective level of exposure, with effects not anticipated below those
levels, even for repeated exposures; however, the level of exposure
that would cause health effects is not specifically known. As the
exposure concentration increases above the acute REL, the potential for
effects increases. Therefore, when an REL is exceeded and an AEGL-1 or
ERPG-1 level is available (i.e., levels at which mild, reversible
effects are anticipated in the general population for a single
exposure), we typically use them as an additional comparative measure,
as they provide an upper bound for exposure levels above which exposed
individuals could experience effects. However, for glycol ethers, there
are no AEGL or ERPG values.
Additional uncertainties in the acute exposure assessment that the
EPA conducts as part of the risk review under section 112 of the CAA
include several factors. The accuracy of an acute inhalation exposure
assessment depends on the simultaneous occurrence of independent
factors that may vary greatly, such as hourly emission rates,
meteorology, and the presence of a person. In the acute screening
assessment that we conduct under the RTR program, we include the
conservative (health-protective) assumptions that peak emissions from
each emission point in the source category and reasonable worst-case
air dispersion conditions (i.e., 99th percentile) co-occur. We then
include the additional assumption that a person is located at this
point at the same time. Together, these assumptions represent a
reasonable exposure. In most cases, it is unlikely that a person would
be located at the point of maximum exposure during the time when peak
emissions and reasonable worst-case air dispersion conditions occur
simultaneously. Thus, as discussed in the document titled Residual Risk
Assessment for the Surface Coating of Plastic Parts and Products Source
Category in Support of the Risk and Technology Review 2019 Proposed
Rule, in the PPP docket for this action, by assuming the co-occurrence
of independent factors for the acute screening assessment, the results
are intentionally biased high and are, thus, health-protective. We
conclude that adverse effects from acute exposure to emissions of
glycol ethers from this source category are not anticipated.
Considering all of the health risk information and factors
discussed above, including the uncertainties discussed in section
III.C.7 of this preamble, we propose that the risks from the PPP source
category are acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the risks from the PPP source
category are acceptable, risk estimates for approximately 500
individuals in the exposed population are above 1-in-1 million at the
actual emissions level and 700 individuals in the exposed population
are above 1-in-1 million at the allowable emissions level.
Consequently, we further considered whether the MACT standards for the
PPP source category provide an ample margin of safety to protect public
health. In this ample margin of safety analysis, we investigated
available emissions control options that might reduce the risk from the
source category. We considered this information along with all of the
health risks and other health information considered in our
determination of risk acceptability.
As described in section III.B of this preamble, our technology
review focused on identifying developments in practices, processes, and
control technologies for the PPP source category, and we reviewed
various information sources regarding emission sources that are
currently regulated by the PPP NESHAP. Based on our review, we did not
identify any cost-effective measures to further reduce HAP. Therefore,
considering all of the available health information along with the
absence of additional measures for reducing HAP, we are proposing that
additional emissions controls for this source category are not
necessary and that the current standards provide an ample margin of
safety.
c. Environmental Effects
The emissions data for the PPP source category indicate that no
environmental HAP are emitted by sources within this source category.
In addition, we are unaware of any adverse environmental effects caused
by HAP emitted by this source category. Therefore, we do not expect
there to be an adverse environmental effect as a result of HAP
emissions from this source category and we are proposing that it is not
necessary to set a more stringent standard to prevent, taking into
consideration costs, energy, safety, and other relevant factors, an
adverse environmental effect.
3. What are the results and proposed decisions based on our technology
review?
As described in section III.B of this preamble, our technology
review focused on identifying developments in practices, processes, and
control technologies for the PPP source category. The EPA reviewed
various information sources regarding emission sources that are
currently regulated by the PPP NESHAP to support the technology review.
The information sources included the following: the RBLC; publicly
available state air permit databases; regulatory actions, including
technology reviews promulgated for other surface coating NESHAP
subsequent to the PPP NESHAP; state regulations; facility operating
permits; site visits; and industry information.
Based on our review, we did not identify any add-on control
technologies, process equipment, work practices, or procedures that had
not been previously considered during development of the PPP NESHAP,
and we did not identify any new or improved add-on control technologies
that would result in additional emission reductions. A brief summary of
the EPA's findings in conducting the technology review of plastic part
surface coating operations follows. For a detailed discussion of the
EPA's findings, refer to the Plastic Parts and Products Technology
Review Memo, in the PPP Docket.
During the development of the 2004 PPP NESHAP, numerical emission
limits were determined for new and existing major sources within four
coating subcategories for a total of eight HAP emissions limits. The
emission limits were based on industry survey responses and the
industry's use of low- or no-HAP coatings and thinners and add-on
capture and control technologies.
Using the EPA's NEI and the ECHO databases, we identified 125 major
source facilities that are currently subject to the PPP NESHAP. A
search of the RBLC database for improvements in plastic parts and
product coating technologies provided 20 facilities with permit dates
of 2000 or later. The results of the RBLC search included facilities
subject to VOC and HAP content limits, and using high volume/low
pressure spray guns, robotic electrostatic application, thermal
oxidizers, catalytic oxidizers, and adsorbers. All of these control
technologies were in use by the plastic parts and product coating
industry during development of the PPP NESHAP and were already
considered in the development of the PPP NESHAP.
[[Page 58979]]
Therefore, we concluded that the results of the RBLC search are
consistent with current PPP NESHAP requirements and did not identify
any improvements in add-on control technology or processes and work
practices that are not already reflected in the rule.
We also collected permit information from about 45 major source
surface coating facilities subject to the PPP NESHAP. (Many of these
facilities were also subject to 40 CFR part 63, subparts IIII or MMMM.)
The review of these permits did not identify a facility subject to HAP
limits more stringent than those in the PPP NESHAP and did not identify
any control technologies or work practices that were not already
considered in the development of the NESHAP.
We reviewed other surface coating NESHAP promulgated subsequent to
the PPP NESHAP to determine whether any requirements exceed the PPP
MACT level of control or include technologies that were not considered
during the development of the original PPP NESHAP. These NESHAP include
Paint Stripping and Miscellaneous Surface Coating Operations at Area
Sources (40 CFR part 63, subpart HHHHHH), and Nine Metal Fabrication
and Finishing Area Source Categories (40 CFR part 63, subpart XXXXXX).
We also reviewed the results of the technology reviews for other
surface coating NESHAP promulgated after the PPP NESHAP. These
technology reviews include the NESHAP for Printing and Publishing (40
CFR part 63, subpart KK), Shipbuilding and Ship Repair (40 CFR part 63,
subpart II), Wood Furniture Manufacturing (40 CFR part 63, subpart JJ),
and Aerospace Manufacturing and Rework Facilities (40 CFR part 63,
subpart GG). The review of these more recently promulgated NESHAP and
the technology reviews of other NESHAP did not identify any control
technologies that were not already considered during the development of
the 2004 PPP NESHAP.
The developments considered in these other technology reviews
included the use of emission capture systems and thermal oxidizers to
reduce emissions. Because the PPP NESHAP already includes a compliance
option involving the use of a PTE and an add-on control device, and
because these measures were considered in the development of the PPP
NESHAP, we concluded that these measures do not represent a development
in control technology under CAA section 112(d)(6). We also identified
and considered alternatives to conventional solvent borne coatings
during MACT development (e.g., waterborne coatings, low-HAP/high-solids
coatings, low energy radiation cured coating) and the presence of
facilities using these coatings is reflected in the current MACT
standards. We found no other improvements in add-on control technology
or other equipment during review of the RBLC, the state operating
permits, and subsequent NESHAP that were not already identified and
considered during development of the PPP NESHAP.
Finally, we identified no developments in work practices or
procedures for the PPP source category that were not previously
identified and considered during MACT development.
Based on these findings, we conclude that there have not been any
developments in add-on control technology or other equipment not
identified and considered during MACT development, nor any improvements
in add-on controls, nor any significant changes in the cost (including
cost effectiveness) of the add-on controls. Therefore, we are proposing
no revisions to the PPP NESHAP pursuant to CAA section 112(d)(6). For
further discussion of the technology review results, refer to the
Plastic Parts and Products Technology Review Memo, in the PPP Docket.
4. What other actions are we proposing for the surface coating of
plastic parts and products source category?
We are proposing to require electronic submittal of notifications
(initial and compliance status), semiannual reports, and performance
test reports for PPP surface coating facilities. In addition, we are
proposing revisions to the SSM provisions of the MACT rule in order to
ensure that they are consistent with the Court decision in Sierra Club
v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008), which vacated two provisions
that exempted sources from the requirement to comply with otherwise
applicable CAA section 112(d) emission standards during periods of SSM.
We are proposing to require periodic emissions testing of add-on
control devices. We also are proposing to add optional EPA Method 18,
to IBR an alternative test method, and to make various technical and
editorial changes. Our analyses and proposed changes related to these
issues are discussed in the sections below.
a. Electronic Reporting Requirements
The EPA is proposing that owners and operators of PPP surface
coating facilities submit electronic copies of initial notifications
required in 40 CFR 63.9(b) and 63.4510(b), notifications of compliance
status required in 40 CFR 63.9(h) and 63.4510(c), performance test
reports required in 40 CFR 63.4520(b), and semiannual reports required
in 40 CFR 63.4520(a) through the EPA's CDX, using the CEDRI. A
description of the EPA's CDX and the EPA's proposed rationale and
details on the addition of these electronic reporting requirements for
the PPP source category is the same as for the ALDT source category, as
discussed in section IV.A.4.a of this preamble. No specific form is
proposed at this time for the initial notifications required in 40 CFR
63.9(b) and notifications of compliance status in 40 CFR 63.9(h). Until
the EPA has completed electronic forms for these notifications, the
notifications will be required to be submitted via CEDRI in PDF. After
development of the final forms, we will notify sources about their
availability via the CEDRI website and the CHIEF Listserv. For
semiannual reports required in 40 CFR 63.4520(a), the proposed rule
requires that owners or operators use the appropriate spreadsheet
template to submit information to CEDRI. A draft version of the
proposed template for this report is included in the docket for this
rulemaking.\39\ The EPA specifically requests comment on the content,
layout, and overall design of the template.
---------------------------------------------------------------------------
\39\ See Electronic Reporting Template for Surface Coating of
Plastic Parts and Products Subpart PPPP Semiannual Reports, in
Docket ID NO. EPA-HQ-OAR-2019-0313.
---------------------------------------------------------------------------
Regarding submittal of performance test reports via the EPA's ERT,
as discussed in section IV.A.4.a of this preamble for the ALDT NESHAP,
the proposal to submit performance test data electronically to the EPA
applies only if the EPA has developed an electronic reporting form for
the test method as listed on the EPA's ERT website. For the PPP NESHAP,
all of the EPA test methods listed under 40 CFR part 63, subpart PPPP,
are currently supported by the ERT, except for EPA Method 18 (an
optional test method proposed in this action), which appears in the
proposed text for 40 CFR 63.4566. As mentioned above in section
IV.A.4.a of this preamble, the rule proposes that should an owner or
operator choose to use EPA Method 18, then its results would be
submitted in PDF using the attachment module of the ERT.
Also, as discussed in section IV.A.4.a of this preamble for the
ALDT NESHAP, we are proposing to provide facilities with the ability to
seek extensions for submitting electronic reports for circumstances
beyond the control of the facility. In proposed 40 CFR 63.4520(g), we
address the situation for facilities subject to the PPP NESHAP where an
[[Page 58980]]
extension may be warranted due to outages of the EPA's CDX or CEDRI,
which may prevent access to the system and submittal of the required
reports. In proposed 40 CFR 63.4520(h), we address the situation for
facilities subject to the PPP NESHAP where an extension may be
warranted due to a force majeure event, which is defined as an event
that will be or has been caused by circumstances beyond the control of
the affected facility, its contractors, or any entity controlled by the
affected facility that prevents compliance with the requirement to
submit a report electronically as required by this rule. Examples of
such events are acts of nature, acts of war and terrorism, or equipment
failure or safety hazards beyond the control of the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements and by facilitating the ability of delegated state, local,
tribal, and territorial air agencies and the EPA to assess and
determine compliance, and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic reporting
also eliminates paper-based, manual processes, thereby saving time and
resources, simplifying data entry, eliminating redundancies, minimizing
data reporting errors, and providing data quickly and accurately to the
affected facilities, air agencies, the EPA, and the public. Moreover,
electronic reporting is consistent with the EPA's plan to implement
Executive Order 13563 and is in keeping with the EPA's Agency-wide
policy developed in response to the White House's Digital Government
Strategy. For more information on the benefits of electronic reporting,
see the memorandum titled Electronic Reporting Requirements for New
Source Performance Standards (NSPS) and National Emission Standards for
Hazardous Air Pollutants (NESHAP) Rules, available in Docket ID No.
EPA-HQ-OAR-2019-0313.
b. SSM Requirements
(1.) Proposed Elimination of the SSM Exemption
The EPA is proposing to eliminate the SSM exemption in the PPP
NESHAP. The EPA's proposed rationale for the elimination of the SSM
exemption for the PPP source category is the same as for the ALDT
source category, which is discussed in section IV.A.4.b.1 of this
preamble. We are also proposing several revisions to Table 2 to subpart
PPPP of 40 CFR part 63 (Applicability of General Provisions to Subpart
PPPP of Part 63, hereafter referred to as the ``General Provisions
table to subpart PPPP'') as is explained in more detail below in
section IV.C.4.b.2 of this preamble. For example, we are proposing to
eliminate the incorporation of the General Provisions' requirement that
the source develop an SSM plan. Further, we are proposing to eliminate
and revise certain recordkeeping and reporting requirements related to
the SSM exemption as further described below. The EPA has attempted to
ensure that the provisions we are proposing to eliminate are
inappropriate, unnecessary, or redundant in the absence of the SSM
exemption. We are specifically seeking comment on the specific proposed
deletions and revisions and also whether additional provisions should
be revised to achieve the stated goal.
In proposing these rule amendments, the EPA has taken into account
startup and shutdown periods and, for the same reasons explained in
section IV.A.4.b.1 of this preamble for the ALDT source category, has
not proposed alternate standards for those periods in the PPP NESHAP.
Startups and shutdowns are part of normal operations for the PPP source
category. As currently specified in 40 CFR 63.4500(a), any coating
operation(s) for which you use the emission rate with add-on controls
option must meet the applicable operating limits in Table 1 to 40 CFR
part 63, subpart PPPP ``at all times,'' except for solvent recovery
systems for which you conduct liquid-liquid material balances according
to 40 CFR 63.4561(j). (Solvent recovery systems for which you conduct a
liquid-liquid material balance require a monthly calculation of the
solvent recovery device's collection and recovery efficiency for
volatile organic matter.)
Also, as currently specified in 40 CFR 63.4500(a)(2), any coating
operation(s) for which you use the emission rate with add-on controls
option must be in compliance ``at all times'' with the applicable
emission limit in 40 CFR 63.4490. During startup and shutdown periods,
in order for a facility (using add-on controls to meet the standards)
to meet the emission and operating standards, the control device for a
coating operation needs to be turned on and operating at specified
levels before the facility begins coating operations, and the control
equipment needs to continue to be operated until after the facility
ceases coating operations. In some cases, the facility needs to run
thermal oxidizers on supplemental fuel before VOC levels are sufficient
for the combustion to be (nearly) self-sustaining. Note that we are
also proposing new related language in 40 CFR 63.4500(b) to require
that the owner or operator operate and maintain the coating operation,
including pollution control equipment, at all times to minimize
emissions. See section IV.A.4.b.2 of this preamble for further
discussion of this proposed revision.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible, as
discussed previously in section IV.A.4.b.1 of this preamble for the
ALDT source category.
It is unlikely that a malfunction would result in a violation of
the standards during PPP surface coatings operations for facilities
using the compliant material option or the emission rate without add-on
controls option. Facilities using these options have demonstrated that
the organic HAP contents of the coating materials do not exceed the
emission limits in 40 CFR 63.4490(a) or (b), either on a coating-by-
coating basis or by using averaging among coatings.
A malfunction event is more likely for PPP coating facilities that
use the emission rate with add-on controls option. For this option,
facilities must demonstrate that the average emission rate does not
exceed the emission limits in 40 CFR 63.4490(a) or (b), and the
facility is complying with the control device operating limits listed
in Table 1 to 40 CFR part 63, subpart PPPP of the PPP NESHAP. The
operating limits are specific to the type of control device and
established by the facility during its initial performance test.
In the unlikely event that a source fails to comply with the
applicable CAA section 112(d) standards as a result of a malfunction
event, the EPA would determine an appropriate response based on, among
other things, the good faith efforts of the source to minimize
emissions during malfunction periods, including preventative and
corrective actions, as well as root cause analyses to ascertain and
rectify excess emissions. Refer to section IV.A.4.b.1 of this preamble
for further discussion of the EPA's actions in response to a source
failing to comply with the applicable CAA section 112(d) standards as a
result of a malfunction event for the ALDT source category, which
applies to this source category.
[[Page 58981]]
(2.) Proposed Revisions to the General Provisions Applicability Table
40 CFR 63.4500(b) General duty. We are proposing to revise the
General Provisions table to subpart PPPP (Table 2) entry for 40 CFR
63.6(e)(1)(i) by changing the ``yes'' in column 3 to a ``no.'' Section
63.6(e)(1)(i) describes the general duty to minimize emissions. Some of
the language in that section is no longer necessary or appropriate in
light of the elimination of the SSM exemption. We are proposing instead
to add general duty regulatory text at 40 CFR 63.4500(b) that reflects
the general duty to minimize emissions while eliminating the reference
to periods covered by an SSM exemption. The current language in 40 CFR
63.6(e)(1)(i) characterizes what the general duty entails during
periods of SSM. With the elimination of the SSM exemption, there is no
need to differentiate between normal operations, startup and shutdown,
and malfunction events in describing the general duty. Therefore, the
language the EPA is proposing for 40 CFR 63.4500(b) does not include
that language from 40 CFR 63.6(e)(1).
We are also proposing to revise the General Provisions table to
subpart PPPP (Table 2) entry for 40 CFR 63.6(e)(1)(ii) by changing the
``yes'' in column 3 to a ``no.'' Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with the elimination of the SSM
exemption or are redundant with the general duty requirement being
added at 40 CFR 63.4500(b).
SSM plan. We are proposing to revise the General Provisions table
to subpart PPPP (Table 2) entry for 40 CFR 63.6(e)(3) by changing the
``yes'' in column 3 to a ``no.'' Generally, these paragraphs require
development of an SSM plan and specify SSM recordkeeping and reporting
requirements related to the SSM plan. We are also proposing to remove
from 40 CFR part 63, subpart PPPP, the current provisions requiring the
SSM plan in 40 CFR 63.4500(c) and requiring reporting related to the
SSM plan in 40 CFR 63.4520(c). As noted, the EPA is proposing to remove
the SSM exemptions. Therefore, affected units will be subject to an
emission standard during such events. The applicability of a standard
during such events will ensure that sources have ample incentive to
plan for and achieve compliance, and, thus, the SSM plan requirements
are no longer necessary.
Compliance with standards. We are proposing to revise the General
Provisions table to subpart PPPP (Table 2) entry for 40 CFR 63.6(f)(1)
by changing the ``yes'' in column 3 to a ``no.'' The current language
of 40 CFR 63.6(f)(1) exempts sources from non-opacity standards during
periods of SSM. As discussed above, the Court in Sierra Club vacated
the exemptions contained in this provision and held that the CAA
requires that some CAA section 112 standards apply continuously.
Consistent with Sierra Club, the EPA is proposing to revise standards
in this rule to apply at all times.
40 CFR 63.4564 Performance testing. We are proposing to revise the
General Provisions table to subpart PPPP (Table 2) entry for 40 CFR
63.7(e)(1) by changing the ``yes'' in column 3 to a ``no.'' Section
63.7(e)(1) describes performance testing requirements. The EPA is
instead proposing to add a performance testing requirement at 40 CFR
63.4564(a)(1). The performance testing requirements we are proposing to
add differ from the General Provisions performance testing provisions
in several respects. The regulatory text does not include the language
in 40 CFR 63.7(e)(1) that restated the SSM exemption and language that
precluded startup and shutdown periods from being considered
``representative'' for purposes of performance testing. Also, the
proposed performance testing provisions will not allow performance
testing during startup or shutdown. As in 40 CFR 63.7(e)(1),
performance tests conducted under this subpart should not be conducted
during malfunctions because conditions during malfunctions are often
not representative of normal operating conditions. Section 63.7(e)
requires that the owner or operator maintain records of the process
information necessary to document operating conditions during the test
and include in such records an explanation to support that such
conditions represent normal operation. The EPA is proposing to add
language clarifying that the owner or operator must make such records
available to the Administrator upon request.
Monitoring. We are proposing to revise the General Provisions table
to subpart PPPP (Table 2) entry for 40 CFR 63.8(a)(4) by changing the
``yes'' in column 3 to a ``no.'' Section 63.8(a)(4) describes
additional monitoring requirements for control devices. Subpart PPPP of
40 CFR part 63 does not have monitoring requirements for flares.
We are proposing to revise the General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR 63.8(c)(1) by changing the ``yes'' in
column 3 to a ``no.'' The cross-references to the general duty and SSM
plan requirements in those subparagraphs are not necessary in light of
other requirements of 40 CFR 63.8 that require good air pollution
control practices (40 CFR 63.8(c)(1)) and that set out the requirements
of a quality control program for monitoring equipment (40 CFR 63.8(d)).
Further, we are proposing to revise 40 CFR 63.4568(a) to add a
requirement to maintain the monitoring equipment at all times in
accordance with 40 CFR 63.4500(b) and keep the necessary parts readily
available for routine repairs of the monitoring equipment, consistent
with the requirements in 40 CFR 63.8(c)(1)(ii). The reference to 40 CFR
63.8(c)(1)(ii) is no longer needed since it is redundant to the
requirement in 40 CFR 63.4568(a).
40 CFR 63.4530 Recordkeeping. We are proposing to revise the
General Provisions table to subpart PPPP (Table 2) entry for 40 CFR
63.10(b)(2)(i) by changing the ``yes'' in column 3 to a ``no.'' Section
63.10(b)(2)(i) describes the recordkeeping requirements during startup
and shutdown. These recording provisions are no longer necessary
because the EPA is proposing that recordkeeping and reporting
applicable to normal operations will apply to startup and shutdown. In
the absence of special provisions applicable to startup and shutdown,
such as a startup and shutdown plan, there is no reason to retain
additional recordkeeping for startup and shutdown periods.
We are proposing to revise the General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR 63.10(b)(2)(ii) by changing the ``yes''
in column 3 to a ``no.'' Section 63.10(b)(2)(ii) describes the
recordkeeping requirements during a malfunction, requiring a record of
``the occurrence and duration of each malfunction.'' A similar record
is already required in 40 CFR 63.4530(h), which requires a record of
``the date, time, and duration of each deviation,'' which the EPA is
retaining. The regulatory text in 40 CFR 63.4530(h) differs from the
General Provisions in that the General Provisions requires the creation
and retention of a record of the occurrence and duration of each
malfunction of process, air pollution control, and monitoring
equipment; whereas 40 CFR 63.4530(h) applies to any failure to meet an
applicable standard and is requiring that the source record the date,
time, and duration of the failure rather than the ``occurrence.'' The
EPA is also proposing to add to 40 CFR 63.4530(h) a requirement that
sources also keep records that include a list of the affected source or
equipment and actions taken to minimize emissions, an estimate of the
quantity of
[[Page 58982]]
each regulated pollutant emitted over the emission limit for which the
source failed to meet the standard, and a description of the method
used to estimate the emissions. Examples of such methods would include
product-loss calculations, mass balance calculations, measurements when
available, or engineering judgment based on known process parameters
(e.g., coating HAP content and application rates and control device
efficiencies). The EPA proposes to require that sources keep records of
this information to ensure that there is adequate information to allow
the EPA to determine the severity of any failure to meet a standard,
and to provide data that may document how the source met the general
duty to minimize emissions when the source has failed to meet an
applicable standard.
We are proposing to revise the General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR 63.10(b)(2)(iv) by changing the ``yes''
in column 3 to a ``no.'' When applicable, the provision requires
sources to record actions taken during SSM events when actions were
inconsistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required. The
requirement previously applicable under 40 CFR 63.10(b)(2)(iv)(B) to
record actions to minimize emissions and record corrective actions is
now applicable by reference to 40 CFR 63.4530(h)(4).
We are proposing to revise the General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR 63.10(b)(2)(v) by changing the ``yes''
in column 3 to a ``no.'' When applicable, the provision requires
sources to record actions taken during SSM events to show that actions
taken were consistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required.
We are proposing to revise the General Provisions table to subpart
PPPP (Table 2) entry for 40 CFR 63.10(b)(2)(x)-(xiii) by changing the
``yes'' in column 3 to a ``no.'' When applicable, the provision
requires sources to record actions taken during SSM events to show that
actions taken were consistent with their SSM plan. The requirement is
no longer appropriate because SSM plans will no longer be required.
40 CFR 63.4520 Reporting. We are proposing to revise the General
Provisions table to subpart PPPP (Table 2) entry for 40 CFR 63.10(d)(5)
by changing the ``yes'' in column 3 to a ``no.'' Section 63.10(d)(5)
describes the reporting requirements for startups, shutdowns, and
malfunctions. To replace the General Provisions reporting requirement,
the EPA is proposing to add reporting requirements to 40 CFR
63.4520(a)(7). The replacement language differs from the General
Provisions requirement in that it eliminates periodic SSM reports as a
stand-alone report. We are proposing language that requires sources
that fail to meet an applicable standard at any time to report the
information concerning such events in the semi-annual compliance report
already required under this rule. Subpart PPPP of 40 CFR part 63
currently requires reporting of the date, time period, and cause of
each deviation. We are clarifying in the rule that, if the cause of a
deviation from a standard is unknown, this should be specified in the
report. We are also proposing to change ``date and time period'' or
``date and time'' to ``date, time, and duration'' (see proposed
revisions to 40 CFR 63.4520(a)(7)(vi), 63.4520(a)(7)(viii), and
63.4520(a)(7)(xiii)). Further, we are proposing that the report must
also contain the number of deviations from the standard and a list of
the affected sources or equipment. For deviation reports addressing
deviations from an applicable emission limit in 40 CFR 63.4490 or
operating limit in Table 1 to 40 CFR part 63, subpart PPPP, we are
proposing that the report also include an estimate of the quantity of
each regulated pollutant emitted over any emission limit for which the
source failed to meet the standard, and a description of the method
used to estimate the emissions.
Regarding the proposed new requirement discussed above to estimate
the quantity of each regulated pollutant emitted over any emission
limit for which the source failed to meet the standard, and a
description of the method used to estimate the emissions, examples of
such methods would include product-loss calculations, mass balance
calculations, measurements when available, or engineering judgment
based on known process parameters (e.g., coating HAP content and
application rates and control device efficiencies). The EPA is
proposing this requirement to ensure that there is adequate information
to determine compliance, to allow the EPA to determine the severity of
the failure to meet an applicable standard, and to provide data that
may document how the source met the general duty to minimize emissions
during a failure to meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan,
because plans would no longer be required. The proposed amendments,
therefore, eliminate 40 CFR 63.4520(c) that requires reporting of
whether the source deviated from its SSM plan, including required
actions to communicate with the Administrator, and the cross-reference
to 40 CFR 63.10(d)(5) that contains the description of the previously
required SSM report format and submittal schedule from this section.
These specifications are no longer necessary because the events will be
reported in otherwise required reports with similar format and
submittal requirements.
We are proposing to remove the requirements in 40 CFR
63.4520(a)(7)(viii) that deviation reports must specify whether a
deviation from an operating limit occurred during a period of SSM. We
are also proposing to remove the requirements in 40 CFR
63.4520(a)(7)(viii) to break down the total duration of deviations into
the startup and shutdown categories. As discussed above in this
section, we are proposing to require reporting of the cause of each
deviation. Further, the startup and shutdown categories no longer apply
because these periods are proposed to be considered normal operation,
as discussed in section IV.A.4.b.1 of this preamble for the ALDT source
category, which also applies to this source category.
c. Technical Amendments to the Plastic Parts and Products NESHAP
We propose to amend 40 CFR 63.4566(b)(4) to add the option of
conducting EPA Method 18 of appendix A to 40 CFR part 60, ``Measurement
of Gaseous Organic Compound Emissions by Gas Chromatography,'' to
measure and then subtract methane emissions from measured total gaseous
organic mass emissions as carbon. Facilities using the emission rate
with add-on control compliance option can use either EPA Method 25 or
EPA Method 25A to measure control device destruction efficiency. Unlike
EPA Method 25, EPA Method 25A does not exclude methane from the
measurement of organic emissions. Because exhaust streams from coating
operations may contain methane from natural gas combustion, we are
proposing to allow facilities the option to measure methane using EPA
Method 18 and to subtract the methane from the emissions as part of
their compliance calculations. We also propose to revise the format of
references to test methods in 40 CFR part 60. The current references in
40 CFR 63.4566(a) to EPA Methods 1, 1A, 2, 2A, 2C, 2D, 2F, 2G, 3, 3A,
3B, 4, 25, and 25A specify that each method is in
[[Page 58983]]
``appendix A'' of 40 CFR part 60. Appendix A of 40 CFR part 60 has been
divided into appendices A-1 through A-8. We propose to revise each
reference to appendix A to indicate which of the eight sections of
appendix A applies to the method.
We propose to amend 40 CFR 63.4541(a)(1)(i) and 63.4541(a)(4),
which describe how to demonstrate compliance with the emission
limitations using the compliant material option, and the definition of
``non-HAP coating'' in 40 CFR 63.4581, to remove references to OSHA-
defined carcinogens as specified in 29 CFR 1910.1200(d)(4). The
reference to OSHA-defined carcinogens as specified in 29 CFR
1910.1200(d)(4) is intended to specify which compounds must be included
in calculating total organic HAP content of a coating material if they
are present at 0.1 percent or greater by mass. We propose to remove
this reference because 29 CFR 1910.1200(d)(4) has been amended and no
longer readily defines which compounds are carcinogens. We propose to
replace these references to OSHA-defined carcinogens at 29 CFR
1910.1200(d)(4) with a list (in proposed new Table 5 to 40 CFR part 63,
subpart PPPP) of those organic HAP that must be included in calculating
total organic HAP content of a coating material if they are present at
0.1-percent or greater by mass.
We propose to include organic HAP in proposed Table 5 to 40 CFR
part 63, subpart PPPP if they were categorized in the EPA's Prioritized
Chronic Dose-Response Values for Screening Risk Assessments (dated May
9, 2014), as a ``human carcinogen,'' ``probable human carcinogen,'' or
``possible human carcinogen'' according to The Risk Assessment
Guidelines of 1986 (EPA/600/8-87/045, August 1987),\40\ or as
``carcinogenic to humans,'' ``likely to be carcinogenic to humans,'' or
with ``suggestive evidence of carcinogenic potential'' according to the
Guidelines for Carcinogen Risk Assessment (EPA/630/P-03/001F, March
2005).
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\40\ See https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
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Current 40 CFR 63.4530 specifies records that must be maintained.
We propose to add clarification to this provision at 40 CFR 63.4530(a)
that specifies the allowance to retain electronic records applies to
all records that were submitted as reports electronically via the EPA's
CEDRI. We also propose to add text to the same provision clarifying
that this ability to maintain electronic copies does not affect the
requirement for facilities to make records, data, and reports available
upon request to a delegated air agency or the EPA as part of an on-site
compliance evaluation.
We propose to clarify and harmonize the general requirement in 40
CFR 63.4500(b) with the reporting requirement in 40 CFR 63.4520(a)(5),
63.4520(a)(6), and 63.4520(a)(7), and the recordkeeping requirement in
40 CFR 63.4530(h)(4).
d. Ongoing Emissions Compliance Demonstrations
As part of an ongoing effort to improve compliance with various
federal air emission regulations, the EPA reviewed the compliance
demonstration requirements in the PPP NESHAP. Currently, if a source
owner or operator chooses to comply with the standards using add-on
controls, the results of an initial performance test are used to
determine compliance; however, the rule does not require on-going
periodic performance testing for these emission capture systems and
add-on controls. In this action, we are proposing to require periodic
testing of add-on control devices, in addition to the one-time initial
emissions and capture efficiency testing, and ongoing temperature
measurement, to ensure ongoing compliance with the standards.
As described more fully in section IV.A.4.d of this preamble for
the ALDT source category, the EPA documented potential operational
problems associated with control devices in several publications; \41\
the ICAC, in their comments on a separate rulemaking on the proposed
revisions related to the NESHAP General Provisions (72 FR 69, January
3, 2007), commented that ongoing maintenance and checks of control
devices are necessary in order to ensure emissions control technology,
including both thermal and catalytic oxidizers, remains effective; \42\
and state websites list CAA enforcement information that further
corroborates the potential problems identified by the EPA and ICAC
comments and conclusions.
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\41\ See Control Techniques for Volatile Organic Compound
Emissions from Stationary Sources, EPA/453/R-92-018, December 1992,
Control Technologies for Emissions from Stationary Sources, EPA/625/
6-91/014, June 1991, and Survey of Control for Low Concentration
Organic Vapor Gas Streams, EPA-456/R-95-003, May 1995. These
documents can be found in the Automobiles and Light-Duty Trucks,
Miscellaneous Metal Parts, and Plastic Parts and Products Dockets
for this action.
\42\ See Docket Item No. EPA-HQ-OAR-2004-0094-0173, available at
www.regulations.gov. A copy of the ICAC's comments on the proposed
revisions to the General Provisions is also included in the
Automobiles and Light-Duty Trucks, Miscellaneous Metal Parts, and
Plastic Parts and Products Dockets for this action.
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Given the need for vigilance in maintaining equipment to stem
degradation, the EPA is proposing to require periodic testing of add-on
control devices, in addition to the one-time initial emissions and
capture efficiency testing and ongoing temperature measurement, to
ensure ongoing compliance with the PPP NESHAP.
In this action, the EPA is requiring periodic performance testing
of add-on control devices on a regular frequency (e.g., every 5 years)
to ensure the equipment continues to operate properly for facilities
using the emission rate with add-on controls compliance option. We note
that about half of the state operating permits for existing plastic
parts coating sources already require such testing every 5 years
synchronized with 40 CFR part 70 air operating permit renewals. This
proposed periodic testing requirement includes an exception to the
general requirement for periodic testing for facilities using the
catalytic oxidizer control option at 40 CFR 63.4567(b) and following
the catalyst maintenance procedures in 40 CFR 63.4567(b)(4). This
exception is due to the catalyst maintenance procedures that already
require annual testing of the catalyst and other maintenance procedures
that provide ongoing demonstrations that the control system is
operating properly and may, thus, be considered comparable to
conducting a performance test.
The proposed periodic performance testing requirement allows an
exception from periodic testing for facilities using instruments to
continuously measure emissions. Such CEMS would show actual emissions.
The use of CEMS to demonstrate compliance would obviate the need for
periodic oxidizer testing. Moreover, installation and operation of a
CEMS with a timesharing component, such that values from more than one
oxidizer exhaust could be tabulated in a recurring frequency, could
prove less expensive (estimated to have an annual cost below $15,000)
than ongoing oxidizer testing.
This proposed requirement would not require periodic testing or
CEMS monitoring of facilities using the compliant material or the
emission rate without add-on controls options because these compliance
options do not use any add-on controls or control efficiency
measurements in the compliance calculations.
The proposed periodic performance testing requirement would require
that facilities complying with the standards using emission capture
systems and
[[Page 58984]]
add-on controls and which are not already on a 5-year testing schedule
to conduct the first of the periodic performance tests within 3 years
of the effective date of the revised standards. Afterward, they would
conduct the periodic testing before they renew their operating permits,
but no longer than 5 years following the previous performance test.
Additionally, facilities that have already tested as a condition of
their permit within the last 2 years before the effective date would be
permitted to maintain their current 5-year schedule and not be required
to move up the date of the next test to the 3-year date specified
above. This proposed requirement would require periodic air emissions
testing to measure organic HAP destruction or removal efficiency at the
inlet and outlet of the add-on control device. The emissions would be
measured as total gaseous organic mass emissions as carbon using either
EPA Method 25 or 25A of appendix A-7 to 40 CFR part 60, which are the
methods currently required for the initial compliance demonstration.
We estimate that the cost to perform a control device emissions
destruction or removal efficiency test using EPA Method 25 or 25A would
be approximately $19,000 per control device. The cost estimate is
included in the memorandum titled Draft Costs/Impacts of the 40 CFR
part 63 Subparts IIII, MMMM and PPPP Monitoring Review Revisions, in
the ALDT, MMPP, and PPP Dockets. We have reviewed the operating permits
for facilities subject to the several other surface coating NESHAP, and
we found that affected sources currently using emission capture systems
and add-on controls are often, but not always, required to conduct
periodic control device performance tests as a condition of their 40
CFR part 70 operating permits. We estimate that three PPP surface
coating facilities currently are not required to conduct periodic
testing of their control devices as a condition of their permit
renewal. Periodic performance tests ensure that all control systems
used to comply with the NESHAP would be properly maintained over time,
thereby reducing the potential for acute emissions episodes and non-
compliance.
We are requesting comment on adding periodic testing of add-on
control devices to the PPP NESHAP and on the suggested 5-year schedule
for the periodic testing.
e. IBR of Alternative Test Methods Under 1 CFR Part 51
The EPA is proposing new and updated test methods for the PPP
NESHAP that include IBR. In accordance with requirements of 1 CFR 51.5,
the EPA is proposing to add the following optional EPA method and
incorporate by reference the VCS described in the amendments to 40 CFR
63.14:
EPA Method 18 of appendix A to 40 CFR part 60, Measurement
of Gaseous Organic Compound Emissions by Gas Chromatography, proposed
for 40 CFR 63.4566(b)(4);
ASTM Method D1475-13, Standard Test Method for Density of
Liquid Coatings, Inks, and Related Products, proposed to be IBR
approved for 40 CFR 63.4551(c);
ASTM Method D2111-10 (2015), Standard Test Methods for
Specific Gravity of Halogenated Organic Solvents and Their Admixtures,
proposed to be IBR approved for 40 CFR 63.4551(c); and
ASTM Method D2369-10 (2015), Test Method for Volatile
Content of Coatings, proposed to be IBR approved for 40 CFR
63.4541(a)(2) and 634561(j)(3).
An older version of ASTM Method D1475 was incorporated by reference
when the PPP NESHAP was originally promulgated (69 FR 20968, April 19,
2004). We are proposing to replace the older version of this method
with an updated version, which requires IBR revisions. The updated
version of the method replaces the older version in the same paragraph
of the rule text. We are also proposing the addition of EPA Method 18
and incorporating by reference ASTM Methods D2111 and D2369 to the PPP
NESHAP for the first time in this rulemaking. Refer to section VIII.J
of this preamble for further discussion of these VCS.
5. What compliance dates are we proposing?
The EPA is proposing that affected sources must comply with all of
the amendments, with the exception of the proposed electronic format
for submitting semiannual compliance reports, no later than 181 days
after the effective date of the final rule. All affected facilities
would have to continue to meet the current requirements of 40 CFR part
63, subpart PPPP until the applicable compliance date of the amended
rule. The final action is not expected to be a ``major rule'' as
defined by 5 U.S.C. 804(2), so the effective date of the final rule
will be the promulgation date as specified in CAA section 112(d)(10).
For existing sources, we are proposing two changes that would
impact ongoing compliance requirements for 40 CFR part 63, subpart
PPPP. As discussed elsewhere in this preamble, we are proposing to add
a requirement that notifications, performance test results, and
semiannual compliance reports be submitted electronically. We are
proposing that the semiannual compliance report be submitted
electronically using a new template, which is available for review and
comment as part of this action. We are also proposing to change the
requirements for SSM by removing the exemption from the requirements to
meet the standard during SSM periods and by removing the requirement to
develop and implement an SSM plan. Our experience with similar
industries that are required to convert reporting mechanisms to install
necessary hardware and software, become familiar with the process of
submitting performance test results electronically through the EPA's
CEDRI, test these new electronic submission capabilities, and reliably
employ electronic reporting shows that a time period of a minimum of 90
days, and, more typically, 180 days is generally necessary to
successfully accomplish these revisions. Our experience with similar
industries further shows that this sort of regulated facility generally
requires a time period of 180 days to read and understand the amended
rule requirements; to evaluate their operations to ensure that they can
meet the standards during periods of startup and shutdown as defined in
the rule and make any necessary adjustments; and to update their
operation, maintenance, and monitoring plan to reflect the revised
requirements. The EPA recognizes the confusion that multiple different
compliance dates for individual requirements would create and the
additional burden such an assortment of dates would impose. From our
assessment of the time frame needed for compliance with the entirety of
the revised requirements, the EPA considers a period of 180 days to be
the most expeditious compliance period practicable and, thus, is
proposing that existing affected sources be in compliance with all of
this regulation's revised requirements within 181 days of the
regulation's effective date.
We solicit comment on these proposed compliance periods, and we
specifically request submission of information from sources in this
source category regarding specific actions that would need to be
undertaken to comply with the proposed amended requirements and the
time needed to
[[Page 58985]]
make the adjustments for compliance with any of the revised
requirements. We note that information provided may result in changes
to the proposed compliance dates.
D. Proposed Corrections to Earlier Subparts
We are proposing the following corrections to three subparts that
were amended in a final rule notice published in the Federal Register
on March 15, 2019 (84 FR 9590). The proposed corrections are to the
NESHAP for Surface Coating of Large Appliances (40 CFR part 63, subpart
NNNN); the NESHAP for Printing, Coating, and Dyeing of Fabrics and
Other Textiles (40 CFR part 63, subpart OOOO); and the NESHAP for
Surface Coating of Metal Furniture (40 CFR part 63, subpart RRRR). Note
that these proposed corrections are not published in the amendatory
rule text in the Federal Register (see 84 FR 9590) and are discussed
below.
We are proposing to correct 40 CFR 63.4168 of subpart NNNN. The
original instructions to 40 CFR 63.4168 in the final rule were,
``Section 63.4168 is amended by revising paragraphs (a)(4) and (5) and
(c)(2) and (3) to read as follows . . .'' (84 FR 9618). The
instructions should have said, ``Section 63.4168 is amended by revising
paragraphs (a)(4) and (5) and (c)(2) and the introductory text of
(c)(3) to read as follows . . .'' As a result, the subparagraphs 40 CFR
63.4168(c)(3)(i) through (iii), which were not intended to be affected
by this action, were deleted in the CFR. We are proposing to insert
these paragraphs back into the CFR. Please submit any comments on this
proposed correction to the docket for the Surface Coating of Large
Appliances (Docket ID No. EPA-HQ-OAR-2017-0670).
We are proposing to correct 40 CFR 63.4371 of subpart OOOO. The
instructions in the final rule were to revise the definition of
``Deviation,'' but the amendatory text contained revised definitions of
``Deviation'' and ``No organic HAP.'' The current definition of ``No
organic HAP'' in the CFR contains a reference that is no longer
accurate. The instruction to revise the definition of ``No organic
HAP'' was inadvertently deleted; and, the new definition was not
inserted. We are proposing to insert this new definition as indicated
in the amendatory language in the final rule (84 FR 9631, March 15,
2019). Please submit any comments on this proposed correction to the
docket for the Printing, Coating, and Dyeing of Fabrics and Other
Textiles (Docket ID No. EPA-HQ-OAR-2017-0668).
We are proposing to correct 40 CFR 63.4965 of subpart RRRR. The
original instructions to 40 CFR 63.4965 in the final rule were,
``Section 63.4965 is amended by revising paragraphs (a)(1) through (4)
and paragraph (b) to read as follows . . .'' (84 FR 9641). The
instructions should have said, ``Section 63.4965 is amended by revising
paragraphs (a)(1) through (4) and the introductory text of paragraph
(b) to read as follows . . .'' As a result, the subparagraphs 40 CFR
63.4965(b)(1) through (3), which were not intended to be affected by
this action, were deleted in the CFR. We are proposing to insert these
paragraphs back into the CFR. Please submit any comments on this
proposed correction to the docket for the Surface Coating of Metal
Furniture (Docket ID No. EPA-HQ-OAR-2017-0669).
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
Currently, we estimate 43 major source facilities are subject to
the ALDT NESHAP and operating in the United States. The affected source
under the NESHAP is the collection of all coating operations; all
storage containers and mixing vessels in which coatings, thinners, and
cleaning materials are stored or mixed; all manual and automated
equipment and containers used for conveying coatings, thinners, and
cleaning materials; and all storage containers and all manual and
automated equipment and containers used for conveying waste materials
generated by a coating operation. A coating operation is defined as the
equipment used to apply coating to a substrate (coating application)
and to dry or cure the coating after application. A single coating
operation always includes at least the point at which a coating is
applied and all subsequent points in the affected source where organic
HAP emissions from that coating occur. There may be multiple coating
operations in an affected source. Coating application with hand-held
nonrefillable aerosol containers, touchup bottles, touchup markers,
marking pens, or pinstriping equipment is not a coating operation for
the purposes of this subpart. The application of temporary materials
such as protective oils and ``travel waxes'' that are designed to be
removed from the vehicle before it is delivered to a retail purchaser
is not a coating operation for the purposes of 40 CFR part 63, subpart
IIII.
Currently, we estimate 368 major source facilities are subject to
the MMPP NESHAP and operating in the United States. The affected source
under the NESHAP is the collection of all coating operations; all
storage containers and mixing vessels in which coatings, thinners, and
cleaning materials are stored or mixed; all manual and automated
equipment and containers used for conveying coatings, thinners, and
cleaning materials; and all storage containers and all manual and
automated equipment and containers used for conveying waste materials
generated by a coating operation. A coating operation is defined as the
equipment used to apply cleaning materials to a substrate to prepare it
for coating application (surface preparation) or to remove dried
coating; to apply coating to a substrate (coating application) and to
dry or cure the coating after application; or to clean coating
operation equipment (equipment cleaning). A single coating operation
may include any combination of these types of equipment, but always
includes at least the point at which a given quantity of coating or
cleaning material is applied to a given part and all subsequent points
in the affected source where organic HAP are emitted from the specific
quantity of coating or cleaning material on the specific part. There
may be multiple coating operations in an affected source. Coating
application with handheld, non-refillable aerosol containers, touch-up
markers, or marking pens is not a coating operation for the purposes of
40 CFR part 63, subpart MMMM.
Currently, we estimate 125 major source facilities are subject to
the PPP NESHAP and operating in the United States. The affected source
under the NESHAP is the collection of coating operations; all storage
containers and mixing vessels in which coatings, thinners, and cleaning
materials are stored or mixed; all manual and automated equipment and
containers used for conveying coatings, thinners, and cleaning
materials; and all storage containers and all manual and automated
equipment and containers used for conveying waste materials generated
by a coating operation. A coating operation is defined as the equipment
used to apply cleaning materials to a substrate to prepare it for
coating application (surface preparation) or to remove dried coating;
to apply coating to a substrate (coating application) and to dry or
cure the coating after application; or to clean coating operation
equipment (equipment cleaning). A single coating operation may include
any combination of these types of equipment, but always
[[Page 58986]]
includes at least the point at which a given quantity of coating or
cleaning material is applied to a given part and all subsequent points
in the affected source where organic HAP are emitted from the specific
quantity of coating or cleaning material on the specific part. There
may be multiple coating operations in an affected source. Coating
application with handheld, non-refillable aerosol containers, touch-up
markers, or marking pens is not a coating operation for the purposes of
40 CFR part 63, subpart PPPP.
B. What are the air quality impacts?
At the current level of control, estimated emissions of volatile
organic HAP from the 43 facilities in the ALDT source category are
approximately 1,700 tpy. Current estimated emissions of volatile
organic HAP from the 368 facilities in the MMPP source category are
approximately 2,700 tpy. Current estimated emissions of volatile
organic HAP from the 125 facilities in the PPP source category are
approximately 760 tpy.
The proposed amendments require that all major sources in the ALDT,
MMPP, and PPP source categories comply with the relevant emission
standards at all times, including periods of SSM. We were unable to
quantify the emissions that occur during periods of SSM or the specific
emissions reductions that would occur as a result of this action.
However, eliminating the SSM exemption has the potential to reduce
emissions by requiring facilities to meet the applicable standard
during SSM periods.
Indirect or secondary air emissions impacts are impacts that would
result from the increased electricity usage associated with the
operation of control devices (e.g., increased secondary emissions of
criteria pollutants from power plants). Energy impacts consist of the
electricity and steam needed to operate control devices and other
equipment. The proposed amendments would have no effect on the energy
needs of the affected facilities in any of the three source categories
and would, therefore, have no indirect or secondary air emissions
impacts.
C. What are the cost impacts?
We estimate that each facility in these three source categories
will experience costs as a result of these proposed amendments that are
estimated as part of the reporting and recordkeeping costs. Each
facility will experience costs to read and understand the rule
amendments. Costs associated with elimination of the SSM exemption were
estimated as part of the reporting and recordkeeping costs and include
time for re-evaluating previously developed SSM record systems. Costs
associated with the requirement to electronically submit notifications
and semi-annual compliance reports using CEDRI were estimated as part
of the reporting and recordkeeping costs and include time for becoming
familiar with CEDRI and the reporting template for semi-annual
compliance reports. The recordkeeping and reporting costs are presented
in section V.III.C of this preamble.
We are also proposing a requirement for performance testing no less
frequently than every 5 years for sources in each source category using
the add-on controls compliance options. We estimate that five major
source facilities subject to the ALDT NESHAP would incur costs to
conduct periodic testing because they are currently using the emission
rate with add-on controls compliance option. This total does not
include facilities in the source category that have add-on controls and
are currently required to perform periodic performance testing as a
condition of their state operating permit. The cost for a facility to
conduct a destruction or removal efficiency performance test using EPA
Method 25 or 25A is estimated to be about $19,000, and the total cost
for all five facilities subject to the ALDT NESHAP in a single year
would be $95,000. Similarly, we estimate that seven major source
facilities subject to the MMPP NESHAP would incur costs to conduct
periodic testing because they are currently using the emission rate
with add-on controls compliance option, at a total cost in a single
year of $133,000. Finally, we estimate that three major source
facilities subject to the PPP NESHAP, at a cost in a single year of
$57,000. For further information on the potential costs, see the
memorandum titled Draft Costs/Impacts of the 40 CFR Part 63 Subparts
IIII, MMMM, and PPPP Monitoring Review Revisions, June 2019, in the
ALDT, MMPP, and PPP Dockets.
D. What are the economic impacts?
The economic impact analysis is designed to inform decision makers
about the potential economic consequences of a regulatory action. For
the current proposals, the EPA estimated the cost of becoming familiar
with the rule and re-evaluating previously developed SSM record systems
and performing periodic emissions testing at certain facilities with
add-on controls that are not already required to perform testing. To
assess the maximum potential impact, the largest cost expected to be
experienced in any one year is compared to the total sales for the
ultimate owner of the affected facilities to estimate the total burden
for each facility.
For the proposed revisions to the ALDT NESHAP, the total cost is
estimated to be approximately $110,000 for the 43 affected entities in
the first year of the rule, and an additional $120,000 in testing and
reporting costs for five facilities in the third year of the rule and
every 5 years thereafter. The 43 affected facilities are owned by 14
different parent companies, and the total costs associated with the
proposed requirements range from 0.000002 to 0.0056 percent of annual
sales revenue per ultimate owner. These costs are not expected to
result in a significant market impact, regardless of whether they are
passed on to the purchaser or absorbed by the firms.
For the proposed revisions to the MMPP NESHAP, the total cost is
estimated to be approximately $960,000 for the 368 affected entities in
the first year of the rule, and an additional $170,000 in testing and
reporting costs for seven facilities in the third year of the rule and
every 5 years thereafter. The 368 affected facilities are owned by 265
different parent companies, and the total costs associated with the
proposed requirements range from 0.000002 to 0.25 percent of annual
sales revenue per ultimate owner. These costs are not expected to
result in a significant market impact, regardless of whether they are
passed on to the purchaser or absorbed by the firms.
For the proposed revisions to the PPP NESHAP, the total cost is
estimated to be approximately $330,000 for the 125 affected entities in
the first year of the rule, and an additional $74,000 in testing and
reporting costs for three facilities in the third year of the rule and
every 5 years thereafter. The 125 affected facilities are owned by 94
different parent companies, and the total costs associated with the
proposed requirements range from 0.000008 to 0.22 percent of annual
sales revenue per ultimate owner. These costs are not expected to
result in a significant market impact, regardless of whether they are
passed on to the purchaser or absorbed by the firms.
The EPA also prepared a small business screening assessment to
determine whether any of the identified affected entities are small
entities, as defined by the U.S. Small Business Administration. One of
the facilities potentially affected by the proposed revisions to the
ALDT NESHAP is a small entity. However, the annualized costs associated
with the proposed requirement is 0.0056 percent of annual
[[Page 58987]]
sales revenue for the owner of that facility. Of the facilities
potentially affected by the proposed revisions to the MMPP NESHAP, 110
are small entities. However, the annualized costs associated with the
proposed requirements for the 103 ultimate owners of these 110 affected
small entities range from 0.001 to 0.25 percent of annual sales
revenues per ultimate owner. Of the facilities potentially affected by
the proposed revisions to the PPP NESHAP, 35 are small entities.
However, the annualized costs associated with the proposed requirements
for the 35 ultimate owners of these 35 affected small entities range
from 0.0009 to 0.22 percent of annual sales revenues per ultimate
owner. Therefore, there are no significant economic impacts on a
substantial number of small entities from these proposed amendments.
E. What are the benefits?
As stated above in section V.B. of this preamble, we were unable to
quantify the specific emissions reductions associated with eliminating
the SSM exemption, although this proposed change has the potential to
reduce emissions of volatile organic HAP.
Because these proposed amendments are not considered economically
significant, as defined by Executive Order 12866, we did not monetize
the benefits of reducing these emissions. This does not mean that there
are no benefits associated with the potential reduction in volatile
organic HAP from this rule.
VI. Request for Comments
We solicit comments on this proposed action. In addition to general
comments on this proposed action, we are also interested in additional
data that may improve the risk assessments and other analyses. We are
specifically interested in receiving any improvements to the data used
in the site-specific emissions profiles used for risk modeling. Such
data should include supporting documentation in sufficient detail to
allow characterization of the quality and representativeness of the
data or information. Section VII of this preamble provides more
information on submitting data.
VII. Submitting Data Corrections
The site-specific emissions profiles used in the source category
risk and demographic analyses and instructions are available for
download on the RTR website at https://www.epa.gov/stationary-sources-air-pollution/surface-coating-automobiles-and-light-duty-trucks-national-emission, for the ALDT NESHAP; https://www.epa.gov/stationary-sources-air-pollution/surface-coating-miscellaneous-metal-parts-and-products-national for the MMPP NESHAP; and https://www.epa.gov/stationary-sources-air-pollution/surface-coating-plastic-parts-and-products-national-emission for the PPP NESHAP. The data files include
detailed information for each HAP emissions release point for the
facilities in these source categories.
If you believe that the data are not representative or are
inaccurate, please identify the data in question, provide your reason
for concern, and provide any ``improved'' data that you have, if
available. When you submit data, you must provide documentation of the
basis for the revised values to support your suggested changes. To
submit comments on the data downloaded from the RTR website, complete
the following steps:
1. Within this downloaded file, enter suggested revisions to the
data fields appropriate for that information.
2. Fill in the commenter information fields for each suggested
revision (i.e., commenter name, commenter organization, commenter email
address, commenter phone number, and revision comments).
3. Gather documentation for any suggested emissions revisions
(e.g., performance test reports, material balance calculations).
4. Send the entire downloaded file with suggested revisions in
Microsoft[supreg] Access format and all accompanying documentation to
the ALDT, MMPP, or PPP Docket, as applicable (through the method
described in the ADDRESSES section of this preamble).
5. If you are providing comments on a single facility or multiple
facilities, you need only submit one file for all facilities. The file
should contain all suggested changes for all sources at that facility
(or facilities). We request that all data revision comments be
submitted in the form of updated Microsoft[supreg] Excel files that are
generated by the Microsoft[supreg] Access file. These files are
provided on the RTR website at https://www.epa.gov/stationary-sources-air-pollution/surface-coating-automobiles-and-light-duty-trucks-national-emission, for the ALDT NESHAP; https://www.epa.gov/stationary-sources-air-pollution/surface-coating-miscellaneous-metal-parts-and-products-national for the MMPP NESHAP; and https://www.epa.gov/stationary-sources-air-pollution/surface-coating-plastic-parts-and-products-national-emission for the PPP NESHAP.
VIII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to OMB for review.
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This action is not expected to be an Executive Order 13771
regulatory action because this action is not significant under
Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities in this proposal have been
submitted for approval to OMB under the PRA, as discussed for each
source category covered by this proposal in sections VIII.C.1 through
3.
1. Surface Coating of Automobiles and Light-Duty Trucks
The Information Collection Request (ICR) document that the EPA
prepared has been assigned EPA ICR number 2045.07. You can find a copy
of the ICR in the ALDT Docket (Docket ID No. EPA-HQ-OAR-2019-0314), and
it is briefly summarized here.
As part of the RTR for the ALDT NESHAP, the EPA is not proposing to
revise the emission limit requirements. The EPA is proposing to revise
the SSM provisions of the rule and proposing the use of electronic data
reporting for future performance test data submittals, notifications,
and reports. This information is being collected to assure compliance
with 40 CFR part 63, subpart IIII.
Respondents/affected entities: Facilities performing surface
coating of automobiles and light-duty trucks.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart IIII).
Estimated number of respondents: In the 3 years after the
amendments are final, approximately 43 respondents per year would be
subject to the NESHAP and no additional respondents are expected to
become subject to the NESHAP during that period.
Frequency of response: The total number of responses in year 1 is
129 and in year 3 is 15. Year 2 would have no responses.
Total estimated burden: The average annual burden to the ALDT
surface
[[Page 58988]]
coating facilities over the 3 years if the amendments are finalized is
estimated to be 410 hours (per year). The average annual burden to the
Agency over the 3 years after the amendments are final is estimated to
be 19 hours (per year). Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The average annual cost to the ALDT surface
coating facilities is $47,000 in labor costs and in the first 3 years
after the amendments are final. The average annual capital and
operation and maintenance (O&M) costs is $32,000. The total average
annual Agency cost over the first 3 years after the amendments are
final is estimated to be $910.
2. Surface Coating of Miscellaneous Metal Parts and Products
The ICR document that the EPA prepared has been assigned EPA ICR
number 2056.07. You can find a copy of the ICR in the MMPP Docket
(Docket ID No. EPA-HQ-OAR-2019-0312), and it is briefly summarized
here.
As part of the RTR for the MMPP NESHAP, the EPA is not proposing to
revise the emission limit requirements. The EPA is proposing to revise
the SSM provisions of the rule and proposing the use of electronic data
reporting for future performance test data submittals, notifications,
and reports. This information is being collected to assure compliance
with 40 CFR part 63, subpart MMMM.
Respondents/affected entities: Facilities performing surface
coating of miscellaneous metal parts and products.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart MMMM).
Estimated number of respondents: In the 3 years after the
amendments are final, approximately 368 respondents per year will be
subject to the NESHAP and no additional respondents are expected to
become subject to the NESHAP during that period.
Frequency of response: The total number of responses in year 1 is
1,104 and in year 3 is 14. Year 2 would have no responses.
Total estimated burden: The average annual burden to the MMPP
surface coating facilities over the 3 years if the amendments are
finalized is estimated to be 2,934 hours (per year). The average annual
burden to the Agency over the 3 years after the amendments are final is
estimated to be 27 hours (per year) for the Agency. Burden is defined
at 5 CFR 1320.3(b).
Total estimated cost: The average annual cost to the MMPP surface
coating facilities is $334,000 in labor costs in the first 3 years
after the amendments are final. The average annual capital and O&M cost
is $44,000. The average annual Agency cost over the first 3 years after
the amendments are final is estimated to be $1,300.
3. Surface Coating of Plastic Parts and Products
The ICR document that the EPA prepared has been assigned EPA ICR
number 2044.07. You can find a copy of the ICR in the PPP Docket
(Docket ID No. EPA-HQ-OAR-2019-0313), and it is briefly summarized
here.
As part of the RTR for the PPP NESHAP, the EPA is not proposing to
revise the emission limit requirements. The EPA is proposing to revise
the SSM provisions of the rule and proposing the use of electronic data
reporting for future performance test data submittals, notifications,
and reports. This information is being collected to assure compliance
with 40 CFR part 63, subpart PPPP.
Respondents/affected entities: Facilities performing surface
coating of plastic parts and products.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart PPPP).
Estimated number of respondents: In the 3 years after the
amendments are final, approximately 125 respondents per year will be
subject to the NESHAP and no additional respondents are expected to
become subject to the NESHAP during that period.
Frequency of response: The total number of responses in year 1 is
375 and in year 3 is 9. Year 2 would have no responses.
Total estimated burden: The average annual burden to the PPP
surface coating facilities over the 3 years if the amendments are
finalized is estimated to be 1,007 hours (per year). The average annual
burden to the Agency over the 3 years after the amendments are final is
estimated to be 18 hours (per year) for the Agency. Burden is defined
at 5 CFR 1320.3(b).
Total estimated cost: The average annual cost to the PPP surface
coating facilities is $115,000 in labor costs in the first 3 years
after the amendments are final. The average annual capital and O&M cost
is $19,000. The average annual Agency cost over the first 3 years after
the amendments are final is estimated to be $870.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates and any suggested methods for
minimizing respondent burden to the EPA using the dockets identified at
the beginning of this rule. You may also send your ICR-related comments
to OMB's Office of Information and Regulatory Affairs via email to
[email protected], Attention: Desk Officer for the EPA. Since
OMB is required to make a decision concerning the ICR between 30 and 60
days after receipt, OMB must receive comments no later than December 2,
2019. The EPA will respond to any ICR-related comments in the final
rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. The
economic impact associated with the proposed requirements in this
action for the affected small entities is described in section V.D.
above.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. The action imposes
no enforceable duty on any state, local, or tribal governments or the
private sector.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. No tribal facilities are known to be engaged in
any of the industries that would be affected by this action (ALDT
surface coating, MMPP surface coating, and PPP surface coating). Thus,
Executive Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental
[[Page 58989]]
health or safety risks addressed by this action present a
disproportionate risk to children. This action's health and risk
assessments are contained in sections III.A and C, IV.A.1 and 2, IV.B.1
and 2, and IV.C.1 and 2 of this preamble and are further documented in
the Automobiles and Light-Duty Trucks Risk Assessment Report, in the
ALDT Docket, Miscellaneous Metal Parts and Products Risk Assessment
Report, in the MMPP Docket and the Plastic Parts and Products Risk
Assessment Report, in the PPP Docket.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 because it is
not a significant regulatory action under Executive Order 12866.
J. National Technology Transfer and Advancement Act (NTTAA) and 1 CFR
Part 51
This rulemaking involves technical standards. We are proposing to
amend the ALDT NESHAP, the MMPP NESHAP, and the PPP NESHAP in this
action to provide owners and operators with the option of using two new
methods. We are proposing to add EPA Method 18 of appendix A to 40 CFR
part 60, ``Measurement of Gaseous Organic Compound Emissions by Gas
Chromatography'' to measure and subtract methane emissions from
measured total gaseous organic mass emissions as carbon. We are also
proposing to amend each of these NESHAP to incorporate by reference
ASTM Method D2369-10 (2015), ``Test Method for Volatile Content of
Coatings'' into these three NESHAP as an alternative to EPA Method 24
for the determination of the volatile matter content in surface
coatings. ASTM Method D2369-10 (2015) is a test method that allows for
more accurate results for multi-component chemical resistant coatings.
We are proposing to amend the MMPP NESHAP and the PPP NESHAP to
incorporate by reference ASTM Method D2111-10 (2015), ``Standard Test
Methods for Specific Gravity of Halogenated Organic Solvents and Their
Admixtures,'' as an alternative to ASTM Method D1475-13. ASTM Method
D2111-10 (2015) is a test method that allows measurement of specific
gravity at different temperatures that are chosen by the analyst.
We are proposing to amend all three NESHAP to update ASTM Method
D1475-98, ``Standard Test Method for Density of Liquid Coatings, Inks,
and Related Products,'' by incorporating by reference ASTM Method
D1475-13. This test method covers the measurement of the density of
paints, inks, varnishes, lacquers, and components thereof, other than
pigments, when in fluid form.
We are proposing to amend the ALDT NESHAP and the MMPP NESHAP to
update ASTM Method D2697-86 (1998), ``Standard Test Method for Volume
Nonvolatile Matter in Clear or Pigmented Coatings,'' by incorporating
by reference ASTM Method D2697-03 (2014), which is the updated version
of the previously approved method, and to update ASTM Method D6093-97
(2003), ``Standard Test Method for Percent Volume Nonvolatile Matter in
Clear or Pigmented Coatings Using Helium Gas Pycnometer,'' by
incorporating by reference ASTM Method D6093-97 (2016), which is the
updated version of the previously approved method. ASTM Method D2697-03
(2014) is a test method that can be used to determine the volume of
nonvolatile matter in clear and pigmented coatings and ASTM Method
D6093-97 (2016) is a test method that can be used to determine the
percent volume of nonvolatile matter in clear and pigmented coatings.
We are proposing to amend the ALDT NESHAP to update ASTM D5066-91,
``Standard Test Method for Determination of the Transfer Efficiency
Under Production Conditions for Spray Application of Automotive Paints-
Weight Basis,'' by incorporating by reference ASTM D5066-91 (Reapproved
2017). This test method covers procedures for determination of the
transfer efficiency (using a weight method) under production conditions
for in-plant spray application of automotive paints as outlined in
Section 18 of EPA 450/3-88-018.
We are proposing to amend the ALDT NESHAP and the MMPP NESHAP to
update ASTM Method D5965, ``Standard Test Methods for Specific Gravity
of Coating Powders,'' by incorporating by reference ASTM Method D5965-
02 (2013). These test methods cover three procedures for determining
the specific gravity (see definition) of coating powders, i.e., Test
Method A--For Testing Coating Powders, Excluding Metallics; Test Method
B--For Tests Requiring Greater Precision than Test Method A, Including
Metallics, Using Helium Pycnometry; and Test Method C--For Theoretical
Calculation Based on Raw Material.
We are proposing to amend the ALDT NESHAP to update ASTM D6266-00a,
``Test Method for Determining the Amount of Volatile Organic Compound
(VOC) Released from Waterborne Automotive Coatings and Available for
Removal in a VOC Control Device (Abatement),'' by incorporating by
reference ASTM D6266-00a (Reapproved 2017). This test method describes
the determination of the amount of VOC released from applied waterborne
automotive coatings that is available for delivery to a VOC control
device. The determination is accomplished by measuring the weight loss
of a freshly coated test panel subject to evaporation or drying and by
analysis of the VOC or water content in the coating.
The ASTM standards are available from the American Society for
Testing and Materials (ASTM), 100 Barr Harbor Drive, Post Office Box
C700, West Conshohocken, PA 19428-2959. See https://www.astm.org/.
The EPA is proposing to amend the ALDT NESHAP to incorporate by
reference EPA-450/3-88-018 ``Protocol for Determining Daily Volatile
Organic Compound Emission Rate of Automobile and Light Duty Truck
Topcoat Operations'' for use in Sec. Sec. 63.3161(f), 63.3165(e). This
protocol determines the daily VOC emission rate (pounds of VOC per
gallon of coating solids deposited) for a complete automobile and
light-duty truck topcoat operation and is available in the ALDT Docket.
The protocol is designed for uses in cases where topcoat emission limit
is stated in units of pounds of VOC per gallon of solids deposited,
compliance is demonstrated each day, and entire topcoat operation is
treated as a single entity. The protocol uses the number of square feet
coated on each vehicle in each booth with each coating as the basis for
the daily weighting of individual transfer efficiency and bake oven
exhaust control values. The method is intended to apply to primary
coatings for new ALDT bodies, body parts for new ALDT, and other parts
that are coated along with these bodies or body parts. It can also be
downloaded from EPA's website at the National Service Center for
Environmental Publications, just access the following website at
https://nepis.epa.gov and search either the title or document number.
The EPA is not proposing ASTM Method D1963-85 (1996), ``Standard Test
Method for Specific Gravity of Drying Oils, Varnishes, Resins, and
Related Materials at 25/25 C,'' as an alternative for the determination
of the specific gravity because ASTM has withdrawn the method without
replacement. The EPA is also not proposing California Air Resources
Board Method 310, ``Determination of Volatile Organic
[[Page 58990]]
Compounds in Consumer Products and Reactive Organic Compounds in
Aerosol Coating Products,'' as an alternative to EPA Method 24 because
the EPA has approved the method only for consumer products and aerosol
coatings, which do not apply to the rulemakings or source categories
addressed in this action.
ASTM D5087-02 was previously approved for incorporation by
reference into Sec. 63.3165(e).
Although we identified another 14 VCS for ALDT, MMPP, and PPP as
being possible alternatives for methods included in these rules, we are
not proposing to add these VCS in these rulemakings. See the memoranda
titled Voluntary Consensus Standard Results for Surface Coating of
Automobiles and Light-duty Trucks, June 2019, Voluntary Consensus
Standard Results for Surface Coating of Miscellaneous Metal Parts and
Products, June 2019, and Voluntary Consensus Standard Results for
Surface Coating of Plastic Parts and Products, June 2019, in the ALDT
Docket, MMPP Docket, and the PPP Docket, respectively, for the reasons
for these determinations.
Under 40 CFR 63.7(f) and 40 CFR 63.8(f) of subpart A of the General
Provisions, a source may apply to the EPA for permission to use
alternative test methods or alternative monitoring requirements in
place of any required testing methods, performance specifications, or
procedures in the final rule or any amendments.
The EPA welcomes comments on this aspect of the proposed rulemaking
and, specifically, invites the public to identify potentially
applicable VCS and to explain why such standards should be used in this
regulation.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994).
The documentation for this decision is contained in sections IV.A.1
and 2, sections IV.B.1 and 2, and IV.C.1 and 2 of this preamble and the
technical reports titled Risk and Technology Review--Analysis of
Demographic Factors for Populations Living Near Surface Coating of
Automobiles and Light-Duty Trucks Source Category Operations, March
2019, Risk and Technology Review--Analysis of Demographic Factors for
Populations Living Near Surface Coating of Miscellaneous Metal Parts
and Products Source Category Operations, May 2019, and Risk and
Technology Review--Analysis of Demographic Factors for Populations
Living Near Surface Coating of Plastic Parts and Products Source
Category Operations, April 2019, available in the ALDT Docket, MMPP
Docket, and the PPP Docket, respectively.
As discussed in sections IV.A.1, IV.B.1, and IV.C.1 of this
preamble, we performed a demographic analysis for each source category,
which is an assessment of risks to individual demographic groups, of
the population close to the facilities (within 50 km and within 5 km).
In this analysis, we evaluated the distribution of HAP-related cancer
risks and noncancer hazards from the ALDT, MMPP, and PPP source
categories across different social, demographic, and economic groups
within the populations living near operations identified as having the
highest risks.
The results of the ALDT source category demographic analysis
indicate that approximately 15,000 people are exposed to a cancer risk
at or above 1-in-1 million and no one is exposed to a chronic noncancer
HI greater than 1. The overall percent of the population that is
minorities is similar nationally (38 percent) and for the category
population with cancer risk greater than or equal to 1-in-1 million (40
percent). However, the category population with cancer risk greater
than or equal to 1-in-1 million has a greater percent Hispanic
population (27 percent) as compared to the national percent Hispanic
population (18 percent).
The proximity results (irrespective of risk) indicate that the
overall percentage of the population that is minority is higher (48
percent) within 5 km of ALDT facilities than the nationwide percentage
(38 percent). This is driven by a higher percentage of ``African
American'' (27 percent) within 5 km of facilities in this category than
the nationwide percentage (12 percent).
The results of the MMPP source category demographic analysis
indicate that approximately 18,000 people are exposed to a cancer risk
at or above 1-in-1 million and no one is exposed to a chronic noncancer
HI greater than 1. The percentages of the at-risk population in the
following specific demographic groups are higher than their respective
nationwide percentages: ``White,'' ``Below the Poverty Level,'' and
``Over 25 and Without a High School Diploma.''
The proximity results (irrespective of risk) indicate that the
overall percentage of the population that is minority is higher (45
percent) within 5 km of MMPP facilities than the nationwide percentage
(38 percent). This is driven by a higher percentage of ``African
American'' (18 percent) within 5 km of facilities in this category than
the nationwide percentage (12 percent).
The results of the PPP source category demographic analysis
indicate that approximately 500 people are exposed to a cancer risk at
or above 1-in-1 million and no one is exposed to a chronic noncancer HI
greater than 1. The percentages of the at-risk population in the
following specific demographic groups are higher than their respective
nationwide percentages: ``White'' and ``Below the Poverty Level.''
The proximity results (irrespective of risk) indicate that the
population percentages for all demographic categories located within 5
km of PPP facilities are very similar to their respective nationwide
percentages.
We do not expect this proposal to achieve significant reductions in
HAP emissions. The EPA anticipates that this action does not have
disproportionately high and adverse human health or environmental
effects on minority populations, low-income populations, and/or
indigenous peoples, as specified in Executive Order 12898 (59 FR 7629,
February 16, 1994) because it does not significantly affect the level
of protection provided to human health or the environment. The
documentation for this decision is contained in section IV of this
preamble and the technical reports titled Risk and Technology Review--
Analysis of Demographic Factors for Populations Living Near Surface
Coating of Automobiles and Light-Duty Trucks Category Operations, June
2019, Risk and Technology Review--Analysis of Demographic Factors for
Populations Living Near Surface Coating of Miscellaneous Metal Parts
and Products Source Category Operations, June 2019, and Risk and
Technology Review--Analysis of Demographic Factors for Populations
Living Near Surface Coating of Plastic Parts and Products Source
Category Operations, June 2019, which are available in the ALDT Docket,
MMPP Docket, and the PPP Docket, respectively.
List of Subjects in 40 CFR Part 63
Environmental protection, Air pollution control, Appendix A,
Hazardous substances, Incorporation by reference, Reporting and
recordkeeping requirements, Surface coating of automobiles and light-
duty trucks, Surface coating of miscellaneous metal
[[Page 58991]]
parts and products, Surface coating of plastic parts and products.
Dated: August 16, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons stated in the preamble, the Environmental
Protection Agency proposes to amend part 63 of title 40, chapter I, of
the Code of Federal Regulations as follows:
PART 63--NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation for part 63 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart A--General Provisions
0
2. Section 63.14 is amended by:
0
a. Revising paragraphs (h)(12), (13), (21), (26), (29), (30), (66),
(76), (78), (79), and (81);
0
b. Redesignating paragraphs (n)(1) through (24) as paragraphs (n)(2)
through (25); and
0
c. Adding new paragraph (n)(1).
The revisions and addition read as follows:
Sec. 63.14 Incorporations by reference
* * * * *
(h) * * *
(12) ASTM D1475-98 (Reapproved 2003), ``Standard Test Method for
Density of Liquid Coatings, Inks, and Related Products,'' IBR approved
for Sec. 63.4141(b) and (c).
(13) ASTM D1475-13, Standard Test Method for Density of Liquid
Coatings, Inks, and Related Products, approved November 1, 2013, IBR
approved for Sec. Sec. 63.3151(b), 63.3941(b) and (c), 63.3951(c),
63.4141(b) and (c), 63.4551(c), 63.4741(b) and (c), 63.4751(c), and
63.4941(b) and (c).
* * * * *
(21) ASTM D2111-10 (Reapproved 2015), Standard Test Methods for
Specific Gravity and Density of Halogenated Organic Solvents and Their
Admixtures, approved June 1, 2015, IBR approved for Sec. Sec.
63.3951(c), 63.4141(b) and (c), 63.4551(c), and 63.4741(a).
* * * * *
(26) ASTM D2369-10 (Reapproved 2015)\e\, Standard Test Method for
Volatile Content of Coatings, approved June 1, 2015, IBR approved for
Sec. Sec. 63.3151(a), 63.3961(j), 63.4141(a) and (b), 63.4161(h),
63.4321(e), 63.4341(e), 63.4351(d), 63.4541(a), 63.4561(j), 63.4741(a),
63.4941(a) and (b), and 63.4961(j).
* * * * *
(29) ASTM D2697-86 (Reapproved 1998), Standard Test Method for
Volume Nonvolatile Matter in Clear or Pigmented Coatings, IBR approved
for Sec. Sec. 63.3521(b), 63.4141(b), 63.4741(b), 63.4941(b), and
63.5160(c).
(30) ASTM D2697-03 (Reapproved 2014), Standard Test Method for
Volume Nonvolatile Matter in Clear or Pigmented Coatings, approved July
1, 2014, IBR approved for Sec. Sec. 63.3161(f), 63.3941(b),
63.4141(b), 63.4741(a) and (b), and 63.4941(b).
* * * * *
(66) ASTM D5066-91 (Reapproved 2017), Standard Test Method for
Determination of the Transfer Efficiency Under Production Conditions
for Spray Application of Automotive Paints-Weight Basis, IBR approved
for Sec. 63.3161(g).
* * * * *
(76) ASTM D5965-02 (2013), Standard Test Methods for Specific
Gravity of Coating Powders, IBR approved for Sec. Sec. 63.3151(b) and
63.3951(c).
* * * * *
(78) ASTM D6093-97 (Reapproved 2003), Standard Test Method for
Percent Volume Nonvolatile Matter in Clear or Pigmented Coatings Using
a Helium Gas Pycnometer, IBR approved for Sec. Sec. 63.3521 and
63.5160(c).
(79) ASTM D6093-97 (Reapproved 2016), Standard Test Method for
Percent Volume Nonvolatile Matter in Clear or Pigmented Coatings Using
a Helium Gas Pycnometer, Approved December 1, 2016, IBR approved for
Sec. Sec. 63.3161(f), 63.3941(b), 63.4141(b), 63.4741(a) and (b), and
63.4941(b).
* * * * *
(81) ASTM D6266-00a (Reapproved 2017), Test Method for Determining
the Amount of Volatile Organic Compound (VOC) Released from Waterborne
Automotive Coatings and Available for Removal in a VOC Control Device
(Abatement), IBR approved for Sec. 63.3165(e).
* * * * *
(n) * * *
(1) EPA-450/3-88-018, Protocol for Determining Daily Volatile
Organic Compound Emission Rate of Automobile and Light-Duty Truck
Topcoat Operations, IBR approved for Sec. Sec. 63.3161(f) and
63.3165(e)
* * * * *
Subpart IIII--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Automobiles and Light-Duty Trucks
0
3. Section 63.3092 is amended by revising paragraph (a)(2) to read as
follows:
Sec. 63.3092 How must I control emissions from my electrodeposition
primer system if I want to comply with the combined primer-surfacer,
topcoat, final repair, glass bonding primer, and glass bonding adhesive
emission limit?
* * * * *
(a) * * *
(2) 0.10 percent by weight of any organic HAP in Table 5 of this
subpart.
* * * * *
0
4. Section 63.3093 is amended by revising paragraph (b) to read as
follows:
Sec. 63.3093 What operating limits must I meet?
* * * * *
(b) Except as provided in paragraph (d) of this section, for any
controlled coating operation(s), you must meet the operating limits
specified in Table 1 to this subpart. These operating limits apply to
the emission capture and add-on control systems on the coating
operation(s) for which you use this option, and you must establish the
operating limits during performance tests according to the requirements
in Sec. 63.3167. You must meet the operating limits at all times after
you establish them.
* * * * *
0
5. Section 63.3100 is amended by revising paragraphs (b), (d), and (f)
to read as follows:
Sec. 63.3100 What are my general requirements for complying with this
subpart?
* * * * *
(b) Before [date 181 days after date of publication of final rule
in the Federal Register], the coating operations must be in compliance
with the operating limits for emission capture systems and add-on
control devices required by Sec. 63.3093 at all times except during
periods of startup, shutdown, and malfunction. On and after [date 181
days after date of publication of final rule in the Federal Register],
the coating operations must be in compliance with the operating limits
for emission capture systems and add-on control devices required by
Sec. 63.3093 at all times.
* * * * *
(d) Before [date 181 days after date of publication of final rule
in the Federal Register], you must always operate and maintain your
affected source including all air pollution control and monitoring
[[Page 58992]]
equipment you use for purposes of complying with this subpart according
to the provisions in Sec. 63.6(e)(1)(i). On and after [date 181 days
after date of publication of final rule in the Federal Register], at
all times, the owner or operator must operate and maintain any affected
source, including associated air pollution control equipment and
monitoring equipment, in a manner consistent with safety and good air
pollution control practices for minimizing emissions. The general duty
to minimize emissions does not require the owner or operator to make
any further efforts to reduce emissions if levels required by the
applicable standard have been achieved. Determination of whether a
source is operating in compliance with operation and maintenance
requirements will be based on information available to the
Administrator that may include, but is not limited to, monitoring
results, review of operation and maintenance procedures, review of
operation and maintenance records, and inspection of the affected
source.
* * * * *
(f) Before [date 181 days after date of publication of final rule
in the Federal Register], if your affected source uses emission capture
systems and add-on control devices, you must develop a written startup,
shutdown, and malfunction plan (SSMP) according to the provisions in
Sec. 63.6(e)(3). The SSMP must address startup, shutdown, and
corrective actions in the event of a malfunction of the emission
capture system or the add-on control devices. On and after [date 181
days after date of publication of final rule in the Federal Register],
the SSMP is not required.
0
6. Section 63.3120 is amended by:
0
a. Revising paragraphs (a)(4), (a)(5) introductory text, (a)(5)(iv),
(a)(6) introductory text, (a)(6)(iii), (a)(6)(vi) through (viii),
(a)(6)(x), and (a)(6)(xiii) and (xiv);
0
b. Adding paragraphs (a)(5)(v) and (a)(6)(xv);
0
c. Revising paragraphs (a)(7) introductory text and (a)(7)(i) and
(iii);
0
d. Adding paragraph (a)(7)(iv);
0
e. Revising paragraphs (a)(8) introductory text, (a)(8)(ii), (a)(8)(v)
through (vii), (a)(8)(ix), (a)(8)(xii), (a)(9) introductory text,
(a)(9)(i) and (ii), and (c) introductory text; and
0
f. Adding paragraphs (d) through (h).
The revisions and additions read as follows:
Sec. 63.3120 What reports must I submit?
(a) * * *
(4) No deviations. If there were no deviations from the emission
limits, operating limits, or work practices in Sec. Sec. 63.3090,
63.3091, 63.3092, 63.3093, and 63.3094 that apply to you, the
semiannual compliance report must include a statement that there were
no deviations from the applicable emission limitations during the
reporting period. If you used control devices to comply with the
emission limits, and there were no periods during which the CPMS were
out of control as specified in Sec. 63.8(c)(7), the semiannual
compliance report must include a statement that there were no periods
during which the CPMS were out of control during the reporting period.
(5) Deviations: Adhesive, sealer, and deadener. Before [date 181
days after date of publication of final rule in the Federal Register],
if there was a deviation from the applicable emission limits in Sec.
63.3090(c) and (d) or Sec. 63.3091(c) and (d), the semiannual
compliance report must contain the information in paragraphs (a)(5)(i)
through (iv) of this section. On and after [date 181 days after date of
publication of final rule in the Federal Register], if there was a
deviation from the applicable emission limits in Sec. 63.3090(c) and
(d) or Sec. 63.3091(c) and (d), the semiannual compliance report must
contain the information in paragraphs (a)(5)(i) through (v) of this
section.
* * * * *
(iv) The reason for the deviation (including unknown cause, if
applicable).
(v) On and after [date 181 days after date of publication of final
rule in the Federal Register], the number of deviations and, for each
deviation, a list of the affected source or equipment, an estimate of
the quantity of each regulated pollutant emitted over the applicable
emission limit in Sec. 63.3090(c) and (d) or Sec. 63.3091(c) and (d),
and a description of the method used to estimate the emissions.
(6) Deviations: Combined electrodeposition primer, primer-surfacer,
topcoat, final repair, glass bonding primer and glass bonding adhesive,
or combined primer-surfacer, topcoat, final repair, glass bonding
primer, and glass bonding adhesive plus all coatings and thinners,
except for deadener materials and for adhesive and sealer materials
that are not components of glass bonding systems, used in coating
operations added to the affected source pursuant to Sec. 63.3082(c).
Before [date 181 days after date of publication of final rule in the
Federal Register], if there was a deviation from the applicable
emission limits in Sec. 63.3090(a) or (b) or Sec. 63.3091(a) or (b)
or the applicable operating limit(s) in Table 1 to this subpart, the
semiannual compliance report must contain the information in paragraphs
(a)(6)(i) through (xiv) of this section. On and after [date 181 days
after date of publication of final rule in the Federal Register], if
there was a deviation from the applicable emission limits in Sec.
63.3090(a) or (b) or Sec. 63.3091(a) or (b) or the applicable
operating limit(s) in Table 1 to this subpart, the semiannual
compliance report must contain the information in paragraphs (a)(6)(i)
through (xv) of this section.
* * * * *
(iii) The date and time that each malfunction of the capture system
or add-on control devices used to control emissions from these
operations started and stopped.
* * * * *
(vi) Before [date 181 days after date of publication of final rule
in the Federal Register], the date and time that each CPMS was
inoperative, except for zero (low-level) and high-level checks. On and
after [date 181 days after date of publication of final rule in the
Federal Register], for each instance that the CPMS was inoperative,
except for zero (low-level) and high-level checks, the date, time, and
duration that the CPMS was inoperative; the cause (including unknown
cause) for the CPMS being inoperative; and descriptions of corrective
actions taken.
(vii) Before [date 181 days after date of publication of final rule
in the Federal Register], the date and time period that each CPMS was
out of control, including the information in Sec. 63.8(c)(8). On and
after [date 181 days after date of publication of final rule in the
Federal Register], for each instance that the CPMS was out of control,
as specified in Sec. 63.8(c)(7), the date, time, and duration that the
CPMS was out-of-control; the cause (including unknown cause) for the
CPMS being out-of-control; and descriptions of corrective actions
taken.
(viii) Before [date 181 days after date of publication of final
rule in the Federal Register], The date and time period of each
deviation from an operating limit in Table 1 to this subpart; date and
time period of each bypass of an add-on control device; and whether
each deviation occurred during a period of startup, shutdown, or
malfunction or during another period. On and after [date 181 days after
date of publication of final rule in the Federal Register], the date,
time, and duration of each deviation from an operating limit in Table 1
to this subpart; and the date,
[[Page 58993]]
time, and duration of each bypass of an add-on control device.
* * * * *
(x) Before [date 181 days after date of publication of final rule
in the Federal Register], a breakdown of the total duration of the
deviations from each operating limit in Table 1 to this subpart and
bypasses of each add-on control device during the semiannual reporting
period into those that were due to startup, shutdown, control equipment
problems, process problems, other known causes, and other unknown
causes. On and after [date 181 days after date of publication of final
rule in the Federal Register], a breakdown of the total duration of the
deviations from each operating limit in Table 1 to this subpart and
bypasses of each add-on control device during the semiannual reporting
period into those that were due to control equipment problems, process
problems, other known causes, and other unknown causes.
* * * * *
(xiii) Before [date 181 days after date of publication of final
rule in the Federal Register], for each deviation from the work
practice standards a description of the deviation, the date and time
period of the deviation, and the actions you took to correct the
deviation. On and after [date 181 days after date of publication of
final rule in the Federal Register], for deviations from the work
practice standards, the number of deviations, and, for each deviation,
the information in paragraphs (a)(6)(xiii)(A) and (B) of this section.
(A) A description of the deviation, the date, time, and duration of
the deviation; and the actions you took to minimize emissions in
accordance with Sec. 63.3100(d).
(B) A list of the affected sources or equipment for which a
deviation occurred, the cause of the deviation (including unknown
cause, if applicable), and any corrective actions taken to return the
affected unit to its normal or usual manner of operation.
(xiv) Before [date 181 days after date of publication of final rule
in the Federal Register], a statement of the cause of each deviation.
On and after [date 181 days after date of publication of final rule in
the Federal Register], for deviations from an emission limitation in
Sec. 63.3090(a) or (b) or Sec. 63.3091(a) or (b) or operating limit
in Table 1 of this subpart, a statement of the cause of each deviation
(including unknown cause, if applicable).
(xv) On and after [date 181 days after date of publication of final
rule in the Federal Register], for each deviation from an emission
limitation in Sec. 63.3090(a) or (b), or Sec. 63.3091(a) or (b), or
operating limit in Table 1 to this subpart, a list of the affected
sources or equipment for which a deviation occurred, an estimate of the
quantity of each regulated pollutant emitted over any emission limit in
Sec. 63.3090(a) or (b) or Sec. 63.3091(a) or (b), and a description
of the method used to estimate the emissions.
(7) Deviations: Separate electrodeposition primer organic HAP
content limit. Before [date 181 days after date of publication of final
rule in the Federal Register], if you used the separate
electrodeposition primer organic HAP content limits in Sec.
63.3092(a), and there was a deviation from these limits, the semiannual
compliance report must contain the information in paragraphs (a)(7)(i)
through (iii) of this section. On and after [date 181 days after date
of publication of final rule in the Federal Register], if you used the
separate electrodeposition primer organic HAP content limits in Sec.
63.3092(a), and there was a deviation from these limits, the semiannual
compliance report must contain the information in paragraphs (a)(7)(i)
through (iv) of this section.
(i) Identification of each material used that deviated from the
emission limit, and the date, time, and duration each was used.
* * * * *
(iii) A statement of the cause of each deviation (including unknown
case, if applicable).
(iv) On and after [date 181 days after date of publication of final
rule in the Federal Register], the number of deviations, a list of the
affected source or equipment, an estimate of the quantity of each
regulated pollutant emitted over any emission limit in Sec.
63.3092(a), and a description of the method used to estimate the
emissions.
(8) Deviations: Separate electrodeposition primer bake oven capture
and control limitations. Before [date 181 days after date of
publication of final rule in the Federal Register], if you used the
separate electrodeposition primer bake oven capture and control
limitations in Sec. 63.3092(b), and there was a deviation from the
limitations in Sec. 63.3092(b) or the applicable operating limit in
Table 1 to this subpart, the semiannual compliance report must contain
the information in paragraphs (a)(8)(i) through (xii) of this section.
On and after [date 181 days after date of publication of final rule in
the Federal Register], if you used the separate electrodeposition
primer bake oven capture and control limitations in Sec. 63.3092(b),
and there was a deviation from the limitations in Sec. 63.3092(b) or
the applicable operating limit in Table 1 to this subpart, the
semiannual compliance report must contain the information in paragraphs
(a)(8)(i) through (xiv) of this section.
* * * * *
(ii) The date and time that each malfunction of the capture systems
or control devices used to control emissions from the electrodeposition
primer bake oven started and stopped.
* * * * *
(v) Before [date 181 days after date of publication of final rule
in the Federal Register], the date and time that each CPMS was
inoperative, except for zero (low-level) and high-level checks. On and
after [date 181 days after date of publication of final rule in the
Federal Register], for each instance that the CPMS was inoperative,
except for zero (low-level) and high-level checks, the date, time, and
duration that the CPMS was inoperative; the cause (including unknown
cause) for the CPMS being inoperative; and descriptions of corrective
actions taken.
(vi) Before [date 181 days after date of publication of final rule
in the Federal Register], the date, time, and duration that each CPMS
was out of control, including the information in Sec. 63.8(c)(8). On
and after [date 181 days after date of publication of final rule in the
Federal Register], for each instance that the CPMS was out of control,
as specified in Sec. 63.8(c)(7), the date, time, and duration that the
CPMS was out-of-control; the cause (including unknown cause) for the
CPMS being out-of-control; and descriptions of corrective actions
taken.
(vii) Before [date 181 days after date of publication of final rule
in the Federal Register], the date and time period of each deviation
from an operating limit in Table 1 to this subpart; date and time
period of each bypass of an add-on control device; and whether each
deviation occurred during a period of startup, shutdown, or malfunction
or during another period. On and after [date 181 days after date of
publication of final rule in the Federal Register], the date, time, and
duration of each deviation from an operating limit in Table 1 to this
subpart; and the date, time, and duration of each bypass of an add-on
control device.
* * * * *
(ix) Before [date 181 days after date of publication of final rule
in the Federal Register], a breakdown of the total duration of the
deviations from each operating limit in Table 1 to this subpart and
bypasses of each add-on control device during the semiannual reporting
[[Page 58994]]
period into those that were due to startup, shutdown, control equipment
problems, process problems, other known causes, and other unknown
causes. On and after [date 181 days after date of publication of final
rule in the Federal Register], a breakdown of the total duration of the
deviations from each operating limit in Table 1 to this subpart and
bypasses of each add-on control device during the semiannual reporting
period into those that were due to control equipment problems, process
problems, other known causes, and other unknown causes.
* * * * *
(xii) A statement of the cause of each deviation (including unknown
cause, if applicable).
(9) Deviations: Work practice plans. Before [date 181 days after
date of publication of final rule in the Federal Register], if there
was a deviation from an applicable work practice plan developed in
accordance with Sec. 63.3094(b) or (c), the semiannual compliance
report must contain the information in paragraphs (a)(9)(i) through
(iii) of this section. On and after [date 181 days after date of
publication of final rule in the Federal Register], if there were
deviations from an applicable work practice plan developed in
accordance with Sec. 63.3094(b) or (c), the semiannual compliance
report must contain the number of deviations, and, for each deviation,
the information in paragraphs (a)(9)(i) through (iii) of this section.
(i) Before [date 181 days after date of publication of final rule
in the Federal Register], the time period during which each deviation
occurred. On and after [date 181 days after date of publication of
final rule in the Federal Register], the date, time, and duration of
the deviation.
(ii) Before [date 181 days after date of publication of final rule
in the Federal Register], the nature of each deviation. On and after
[date 181 days after date of publication of final rule in the Federal
Register], the nature of the deviation, including a list of the
affected sources or equipment for which the deviation occurred, and the
cause of the deviation (including unknown cause, if applicable).
* * * * *
(c) Startup, shutdown, and malfunction reports. Before [date 181
days after date of publication of final rule in the Federal Register],
if you used add-on control devices and you had a startup, shutdown, or
malfunction during the semiannual reporting period, you must submit the
reports specified in paragraphs (c)(1) and (2) of this section. On and
after [date 181 days after date of publication of final rule in the
Federal Register], the reports specified in paragraphs (c)(1) and (2)
of this section are not required.
* * * * *
(d) On and after [date 181 days after date of publication of final
rule in the Federal Register], you must submit the results of the
performance test required in paragraph (b) of this section following
the procedure specified in paragraphs (d)(1) through (3) of this
section.
(1) For data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test, you must submit the
results of the performance test to the EPA via the Compliance and
Emissions Data Reporting Interface (CEDRI). (CEDRI can be accessed
through the EPA's Central Data Exchange (CDX) (https://cdx.epa.gov/)).
Performance test data must be submitted in a file format generated
through the use of the EPA's ERT or an alternate electronic file format
consistent with the extensible markup language (XML) schema listed on
the EPA's ERT website.
(2) For data collected using test methods that are not supported by
the EPA's ERT as listed on the EPA's ERT website at the time of the
test, you must submit the results of the performance test to the
Administrator at the appropriate address listed in Sec. 63.13, unless
the Administrator agrees to or specifies an alternate reporting method.
(3) If you claim that some of the performance test information
being submitted under paragraph (c)(1) of this section is confidential
business information (CBI), you must submit a complete file generated
through the use of the EPA's ERT or an alternate electronic file
consistent with the XML schema listed on the EPA's ERT website,
including information claimed to be CBI, on a compact disc, flash
drive, or other commonly used electronic storage medium to the EPA. The
electronic medium must be clearly marked as CBI and mailed to U.S. EPA/
OAPQS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same ERT or
alternate file with the CBI omitted must be submitted to the EPA via
the EPA's CDX as described in paragraph (c)(1) of this section.
(e) On and after [date 181 days after date of publication of final
rule in the Federal Register], the owner or operator shall submit the
initial notifications required in Sec. 63.9(b) and the notification of
compliance status required in Sec. 63.9(h) and Sec. 63.3110(c) to the
EPA via the CEDRI. (CEDRI can be accessed through the EPA's CDX
(https://cdx.epa.gov/)). The owner or operator must upload to CEDRI an
electronic copy of each applicable notification in portable document
format (PDF). The applicable notification must be submitted by the
deadline specified in this subpart, regardless of the method in which
the reports are submitted. Owners or operators who claim that some of
the information required to be submitted via CEDRI is CBI shall submit
a complete report generated using the appropriate form in CEDRI or an
alternate electronic file consistent with the extensible markup
language (XML) schema listed on the EPA's CEDRI website, including
information claimed to be CBI, on a compact disc, flash drive, or other
commonly used electronic storage medium to the EPA. The electronic
medium shall be clearly marked as CBI and mailed to U.S. EPA/OAQPS/CORE
CBI Office, Attention: Group Leader, Measurement Policy Group, MD C404-
02, 4930 Old Page Rd., Durham, NC 27703. The same file with the CBI
omitted shall be submitted to the EPA via the EPA's CDX as described
earlier in this paragraph.
(f) On and after [date 181 days after date of publication of final
rule in the Federal Register], or once the reporting template has been
available on the CEDRI website for 1 year, whichever date is later, the
owner or operator shall submit the semiannual compliance report
required in paragraph (a) of this section to the EPA via the CEDRI. The
CEDRI interface can be accessed through the EPA's CDX (https://cdx.epa.gov/). The owner or operator must use the appropriate
electronic template on the CEDRI Web for this subpart or an alternate
electronic file format consistent with the XML schema listed on the
CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri). If the
reporting form for the semiannual compliance report specific to this
subpart is not available in CEDRI at the time that the report is due,
you must submit the report to the Administrator at the appropriate
addresses listed in Sec. 63.13. Once the form has been available in
CEDRI for 1 year, you must begin submitting all subsequent reports via
CEDRI. The reports must be submitted by the deadlines specified in this
subpart, regardless of the method in
[[Page 58995]]
which the reports are submitted. Owners or operators who claim that
some of the information required to be submitted via CEDRI is CBI shall
submit a complete report generated using the appropriate form in CEDRI
or an alternate electronic file consistent with the XML schema listed
on the EPA's CEDRI website, including information claimed to be CBI, on
a compact disc, flash drive, or other commonly used electronic storage
medium to the EPA. The electronic medium shall be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC
27703. The same file with the CBI omitted shall be submitted to the EPA
via the EPA's CDX as described earlier in this paragraph.
(g) If you are required to electronically submit a report through
the CEDRI in the EPA's CDX, and due to a planned or actual outage of
either the EPA's CEDRI or CDX systems within the period of time
beginning 5 business days prior to the date that the submission is due,
you will be or are precluded from accessing CEDRI or CDX and submitting
a required report within the time prescribed, you may assert a claim of
EPA system outage for failure to timely comply with the reporting
requirement. You must submit notification to the Administrator in
writing as soon as possible following the date you first knew, or
through due diligence should have known, that the event may cause or
caused a delay in reporting. You must provide to the Administrator a
written description identifying the date, time and length of the
outage; a rationale for attributing the delay in reporting beyond the
regulatory deadline to the EPA system outage; describe the measures
taken or to be taken to minimize the delay in reporting; and identify a
date by which you propose to report, or if you have already met the
reporting requirement at the time of the notification, the date you
reported. In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved. The
decision to accept the claim of EPA system outage and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(h) If you are required to electronically submit a report through
CEDRI in the EPA's CDX and a force majeure event is about to occur,
occurs, or has occurred or there are lingering effects from such an
event within the period of time beginning 5 business days prior to the
date the submission is due, the owner or operator may assert a claim of
force majeure for failure to timely comply with the reporting
requirement. For the purposes of this section, a force majeure event is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by the affected facility that prevents you from
complying with the requirement to submit a report electronically within
the time period prescribed. Examples of such events are acts of nature
(e.g., hurricanes, earthquakes, or floods), acts of war or terrorism,
or equipment failure or safety hazard beyond the control of the
affected facility (e.g., large scale power outage). If you intend to
assert a claim of force majeure, you must submit notification to the
Administrator in writing as soon as possible following the date you
first knew, or through due diligence should have known, that the event
may cause or caused a delay in reporting. You must provide to the
Administrator a written description of the force majeure event and a
rationale for attributing the delay in reporting beyond the regulatory
deadline to the force majeure event; describe the measures taken or to
be taken to minimize the delay in reporting; and identify a date by
which you propose to report, or if you have already met the reporting
requirement at the time of the notification, the date you reported. In
any circumstance, the reporting must occur as soon as possible after
the force majeure event occurs. The decision to accept the claim of
force majeure and allow an extension to the reporting deadline is
solely within the discretion of the Administrator.
0
7. Section 63.3130 is amended by revising paragraphs (g) and (h) and
adding paragraph (p) to read as follows:
Sec. 63.3130 What records must I keep?
* * * * *
(g) Before [date 181 days after date of publication of final rule
in the Federal Register], a record of the date, time, and duration of
each deviation, and for each deviation, a record of whether the
deviation occurred during a period of startup, shutdown, or
malfunction. On and after [date 181 days after date of publication of
final rule in the Federal Register], for each deviation from an
emission limitation, operating limit, or work practice plan reported
under Sec. 63.3120(a)(5) through (9), a record of the information
specified in paragraphs (g)(1) through (4) of this section, as
applicable.
(1) The date, time, and duration of the deviation, and for each
deviation, the information as reported under Sec. 63.3120(a)(5)
through (9).
(2) A list of the affected sources or equipment for which the
deviation occurred and the cause of the deviation, as reported under
Sec. 63.3120(a)(5) through (9).
(3) An estimate of the quantity of each regulated pollutant emitted
over any applicable emission limit in Sec. 63.3090 (a) through (d) or
63.3091(a) through (d) or any applicable operating limit in Table 1 to
this subpart, and a description of the method used to calculate the
estimate, as reported under Sec. 63.3120(a)(5) through (9).
(4) A record of actions taken to minimize emissions in accordance
with Sec. 63.3100(d) and any corrective actions taken to return the
affected unit to its normal or usual manner of operation.
(h) Before [date 181 days after date of publication of final rule
in the Federal Register], the records required by Sec. 63.6(e)(3)(iii)
through (v) related to startup, shutdown, and malfunction. On and after
[date 181 days after date of publication of final rule in the Federal
Register], the provisions of this paragraph no longer apply.
* * * * *
(p) On and after [date 181 days after date of publication of final
rule in the Federal Register], any records required to be maintained by
this subpart that are submitted electronically via the EPA's CEDRI may
be maintained in electronic format. This ability to maintain electronic
copies does not affect the requirement for facilities to make records,
data, and reports available upon request to a delegated air agency or
the EPA as part of an on-site compliance evaluation.
0
8. Section 63.3131 is amended by revising paragraph (a) to read as
follows:
Sec. 63.3131 In what form and for how long must I keep my records?
(a) Your records must be in a form suitable and readily available
for expeditious review according to Sec. 63.10(b)(1). Where
appropriate, the records may be maintained as electronic spreadsheets
or as a database. On and after [date 181 days after date of publication
of final rule in the Federal Register], any records required to be
maintained by this subpart that are submitted electronically via the
EPA's CEDRI may be maintained in electronic format. This ability to
maintain electronic copies does not affect the requirement for
facilities to make records, data, and reports available upon request to
a delegated air agency or the EPA as part of an on-site compliance
evaluation.
* * * * *
[[Page 58996]]
0
9. Section 63.3151 is amended by revising paragraphs (a)(1)(i), (a)(2)
and (4), and (b) to read as follows.
Sec. 63.3151 How do I demonstrate initial compliance with the
emission limitations?
* * * * *
(a) * * *
(1) * * *
(i) Count each organic HAP in Table 5 to this subpart that is
present at 0.1 percent by mass or more and at 1.0 percent by mass or
more for other compounds. For example, if toluene (not listed in Table
5 to this subpart) is measured to be 0.5 percent of the material by
mass, you do not have to count it. Express the mass fraction of each
organic HAP you count as a value truncated to four places after the
decimal point (e.g., 0.3791).
* * * * *
(2) EPA Method 24 (appendix A-7 to 40 CFR part 60). For coatings,
you may use EPA Method 24 to determine the mass fraction of nonaqueous
volatile matter and use that value as a substitute for mass fraction of
organic HAP. As an alternative to using EPA Method 24, you may use ASTM
D2369-10 (2015)\e\ (incorporated by reference, see Sec. 63.14).
* * * * *
(4) Information from the supplier or manufacturer of the material.
You may rely on information other than that generated by the test
methods specified in paragraphs (a)(1) through (3) of this section,
such as manufacturer's formulation data, if it represents each organic
HAP in Table 5 to this subpart that is present at 0.1 percent by mass
or more and at 1.0 percent by mass or more for other compounds. For
example, if toluene (not listed in Table 5 of this subpart) is 0.5
percent of the material by mass, you do not have to count it. If there
is a disagreement between such information and results of a test
conducted according to paragraphs (a)(1) through (3) of this section,
then the test method results will take precedence, unless after
consultation, the facility demonstrates to the satisfaction of the
enforcement authority that the facility's data are correct.
* * * * *
(b) Determine the density of each material used. Determine the
density of each material used during the compliance period from test
results using ASTM D1475-13 (incorporated by reference, see Sec.
63.14) or for powder coatings, test method A or test method B of ASTM
D5965-02 (2013) (incorporated by reference, see Sec. 63.14), or
information from the supplier or manufacturer of the material. If there
is disagreement between ASTM D1475-13 test results or ASTM D5965-02
(2013), test method A or test method B test results and the supplier's
or manufacturer's information, the test results will take precedence
unless after consultation, the facility demonstrates to the
satisfaction of the enforcement authority that the facility's data are
correct.
* * * * *
0
10. Section 63.3160 is amended by revising the section heading and
paragraph (b)(1) to read as follows:
Sec. 63.3160 By what date must I conduct initial performance tests
and other initial compliance demonstrations?
* * * * *
(b) * * *
(1) All emission capture systems, add-on control devices, and CPMS
must be installed and operating no later than the applicable compliance
date specified in Sec. 63.3083. You must conduct an initial
performance test of each capture system and add-on control device
according to the procedures in Sec. Sec. 63.3164 through 63.3166 and
establish the operating limits required by Sec. 63.3093 no later than
the compliance date specified in Sec. 63.3083.
* * * * *
0
11. Section 63.3161 is amended by revising paragraphs (a), (f)(1), (g),
and (k)(3) to read as follows:
Sec. 63.3161 How do I demonstrate initial compliance?
(a) You must meet all of the requirements of this section to
demonstrate initial compliance. To demonstrate initial compliance, the
organic HAP emissions from the combined electrodeposition primer,
primer-surfacer, topcoat, final repair, glass bonding primer, and glass
bonding adhesive operations plus all coatings and thinners, except for
deadener materials and for adhesive and sealer materials that are not
components of glass bonding systems, used in coating operations added
to the affected source pursuant to Sec. 63.3082(c) must meet the
applicable emission limitation in Sec. 63.3090(a) or Sec. 63.3091(a)
and the applicable operating limits and work practice standards in
Sec. Sec. 63.3093 and 63.3094.
* * * * *
(f) * * *
(1) ASTM Method D2697-03 (2014) or ASTM Method D6093-97 (2016). You
may use ASTM D2697-03 (Reapproved 2014) (incorporated by reference, see
Sec. 63.14), or ASTM D6093-97 (Reapproved 2016) (incorporated by
reference, see Sec. 63.14), to determine the volume fraction of
coating solids for each coating. Divide the nonvolatile volume percent
obtained with the methods by 100 to calculate volume fraction of
coating solids.
* * * * *
(g) Determine the transfer efficiency for each coating. You must
determine the transfer efficiency for each primer-surfacer and topcoat
coating, and for all coatings, except for deadener and for adhesive and
sealer that are not components of glass bonding systems, used in
coating operations added to the affected source pursuant to Sec.
63.3082(c) using ASTM D5066-91 (Reapproved 2017) (incorporated by
reference, see Sec. 63.14), or the guidelines presented in ``Protocol
for Determining Daily Volatile Organic Compound Emission Rate of
Automobile and Light-Duty Truck Topcoat Operations,'' EPA-450/3-88-018.
You may conduct transfer efficiency testing on representative coatings
and for representative spray booths as described in ``Protocol for
Determining Daily Volatile Organic Compound Emission Rate of Automobile
and Light-Duty Truck Topcoat Operations,'' EPA-450/3-88-018. You may
assume 100 percent transfer efficiency for electrodeposition primer
coatings, glass bonding primers, and glass bonding adhesives. For final
repair coatings, you may assume 40 percent transfer efficiency for air
atomized spray and 55 percent transfer efficiency for electrostatic
spray and high volume, low pressure spray. For blackout, chip resistant
edge primer, interior color, in-line repair, lower body anti-chip
coatings, or underbody anti-chip coatings, you may assume 40 percent
transfer efficiency for air atomized spray, 55 percent transfer
efficiency for electrostatic spray and high volume-low pressure spray,
and 80 percent transfer efficiency for airless spray.
* * * * *
(k) * * *
(3) Determine the mass fraction of volatile organic matter for each
coating and thinner used in the coating operation controlled by the
solvent recovery system during the month, kg volatile organic matter
per kg coating. You may determine the volatile organic matter mass
fraction using EPA Method 24 of 40 CFR part 60, appendix A-7, or an EPA
approved alternative method, or you may use information provided by the
manufacturer or supplier of the coating. In the event of any
inconsistency between information provided by the manufacturer or
supplier and the results of EPA Method 24 of 40 CFR part 60, appendix
A-7, or an approved alternative method, the test method results will
govern unless after
[[Page 58997]]
consultation, the facility demonstrates to the satisfaction of the
enforcement authority that the facility's data are correct.
* * * * *
0
12. Section 63.3163 is amended by revising the section heading and
paragraph (c) introductory text, adding paragraph (c)(3), and revising
paragraphs (f) and (h) to read as follows:
Sec. 63.3163 How do I conduct periodic performance tests and
demonstrate continuous compliance with the emission limitations?
* * * * *
(c) You must demonstrate continuous compliance with each operating
limit required by Sec. 63.3093 that applies to you, as specified in
Table 1 to this subpart, and you must conduct performance tests as
specified in paragraph (c)(3) of this section.
* * * * *
(3) Except for solvent recovery systems for which you conduct
liquid-liquid material balances according to Sec. 63.3161(k) for
controlled coating operations, you must conduct periodic performance
tests and establish the operating limits required by Sec. 63.3093
within 5 years following the previous performance test. You must
conduct the first periodic performance test before [date 3 years after
date of publications of final rule in the Federal Register], unless you
are already required to complete periodic performance tests as a
requirement of renewing your facility's operating permit under 40 CFR
part 70 or 40 CFR part 71 and have conducted a performance test on or
after [date 2 years before date of publications of final rule in the
Federal Register]. Thereafter you must conduct a performance test no
later than 5 years following the previous performance test. Operating
limits must be confirmed or reestablished during each performance test.
For any control device for which you are using the catalytic oxidizer
control option at Sec. 63.3167(b) and following the catalyst
maintenance procedures in Sec. 63.3167(b)(6), you are not required to
conduct periodic control device performance testing as specified by
this paragraph. For any control device for which instruments are used
to continuously measure organic compound emissions, you are not
required to conduct periodic control device performance testing as
specified by this paragraph.
* * * * *
(f) If there were no deviations from the emission limitations,
submit a statement as part of the semiannual compliance report that you
were in compliance with the emission limitations during the reporting
period because the organic HAP emission rate for each compliance period
was less than or equal to the applicable emission limit in Sec.
63.3090(a) or Sec. 63.3091(a), Sec. 63.3090(b) or Sec. 63.3091(b),
or Sec. 63.3092(a) or Sec. 63.3092(b), you achieved the operating
limits required by Sec. 63.3093, and you achieved the work practice
standards required by Sec. 63.3094 during each compliance period.
* * * * *
(h) Before [date 181 days after date of publication of final rule
in the Federal Register], consistent with Sec. Sec. 63.6(e) and
63.7(e)(1), deviations that occur during a period of startup, shutdown,
or malfunction of the emission capture system, add-on control device,
or coating operation that may affect emission capture or control device
efficiency are not violations if you demonstrate to the Administrator's
satisfaction that you were operating in accordance with Sec.
63.6(e)(1). The Administrator will determine whether deviations that
occur during a period you identify as a startup, shutdown, or
malfunction are violations according to the provisions in Sec.
63.6(e). On and after [date 181 days after date of publication of final
rule in the Federal Register], the provisions of this paragraph no
longer apply.
* * * * *
0
13. Section 63.3164 is amended by revising paragraphs (a) introductory
text and (a)(1) to read as follows:
Sec. 63.3164 What are the general requirements for performance tests?
(a) You must conduct each applicable performance test required by
Sec. Sec. 63.3160, 63.3163, and 63.3171 according to the requirements
in Sec. 63.7(e)(1) and under the conditions in this section unless you
obtain a waiver of the performance test according to the provisions in
Sec. 63.7(h).
(1) Representative coating operation operating conditions. You must
conduct the performance test under representative operating conditions
for the coating operation. Before [date 181 days after date of
publication of final rule in the Federal Register], operations during
periods of startup, shutdown, or malfunction, and during periods of
nonoperation do not constitute representative conditions. You must
record the process information that is necessary to document operating
conditions during the test and explain why the conditions represent
normal operation. On and after [date 181 days after date of publication
of final rule in the Federal Register], operations during periods of
startup, shutdown, or nonoperation do not constitute representative
conditions for purposes of conducting a performance test. The owner or
operator may not conduct performance tests during periods of
malfunction. You must record the process information that is necessary
to document operating conditions during the test and explain why the
conditions represent normal operation. Upon request, you must make
available to the Administrator such records as may be necessary to
determine the conditions of performance tests.
* * * * *
0
14. Section 63.3165 is amended by revising the introductory text and
paragraphs (e) introductory text, the definition of
``Wvocc,i'' in Equation 6 of paragraph (e)(2), the
definition of ``Wvocc,i'' in Equation 7 of paragraph (e)(3),
and the definition of ``Ws,i'' in Equation 8 of paragraph
(e)(4) to read as follows:
Sec. 63.3165 How do I determine the emission capture system
efficiency?
You must use the procedures and test methods in this section to
determine capture efficiency as part of the performance test required
by Sec. 63.3160 and Sec. 63.3163. For purposes of this subpart, a
spray booth air seal is not considered a natural draft opening in a PTE
or a temporary total enclosure provided you demonstrate that the
direction of air movement across the interface between the spray booth
air seal and the spray booth is into the spray booth. For purposes of
this subpart, a bake oven air seal is not considered a natural draft
opening in a PTE or a temporary total enclosure provided you
demonstrate that the direction of air movement across the interface
between the bake oven air seal and the bake oven is into the bake oven.
You may use lightweight strips of fabric or paper, or smoke tubes to
make such demonstrations as part of showing that your capture system is
a PTE or conducting a capture efficiency test using a temporary total
enclosure. You cannot count air flowing from a spray booth air seal
into a spray booth as air flowing through a natural draft opening into
a PTE or into a temporary total enclosure unless you elect to treat
that spray booth air seal as a natural draft opening. You cannot count
air flowing from a bake oven air seal into a bake oven as air flowing
through a natural draft opening into a PTE or into a temporary total
enclosure unless you elect to treat that bake oven air seal as a
natural draft opening.
* * * * *
(e) Panel testing to determine the capture efficiency of flash-off
or bake oven emissions. You may conduct panel
[[Page 58998]]
testing to determine the capture efficiency of flash-off or bake oven
emissions using ASTM D5087-02 (incorporated by reference, see Sec.
63.14), ASTM D6266-00a (Reapproved 2017) (incorporated by reference,
see Sec. 63.14), or the guidelines presented in ``Protocol for
Determining Daily Volatile Organic Compound Emission Rate of Automobile
and Light-Duty Truck Topcoat Operations,'' EPA-450/3-88-018 . You may
conduct panel testing on representative coatings as described in
``Protocol for Determining Daily Volatile Organic Compound Emission
Rate of Automobile and Light-Duty Truck Topcoat Operations,'' EPA-450/
3-88-018. The results of these panel testing procedures are in units of
mass of VOC per volume of coating solids deposited and must be
converted to a percent value for use in this subpart. If you panel test
representative coatings, then you may convert the panel test result for
each representative coating either to a unique percent capture
efficiency for each coating grouped with that representative coating by
using coating specific values for the volume of coating solids
deposited per volume of coating used, mass of VOC per volume of
coating, volume fraction solids, transfer efficiency, density and mass
fraction VOC in Equations 4 through 6 of this section; or to a
composite percent capture efficiency for the group of coatings by using
composite values for the group of coatings for the volume of coating
solids deposited per volume of coating used and for the mass of VOC per
volume of coating, and average values for the group of coatings for
volume fraction solids, transfer efficiency, density and mass fraction
VOC in Equations 4 through 6 of this section. If you panel test each
coating, then you must convert the panel test result for each coating
to a unique percent capture efficiency for that coating by using
coating specific values for the volume of coating solids deposited per
volume of coating used, mass of VOC per volume of coating, volume
fraction solids, transfer efficiency, density, and mass fraction VOC in
Equations 4 through 6 of this section. Panel test results expressed in
units of mass of VOC per volume of coating solids deposited must be
converted to percent capture efficiency using Equation 4 of this
section. An alternative for using panel test results expressed in units
of mass of VOC per mass of coating solids deposited is presented in
paragraph (e)(3) of this section.
* * * * *
(2) * * *
Wvocc,i = Mass fraction of VOC in coating, i, or
average mass fraction of VOC for the group of coatings, including
coating, i, kg VOC per kg coating, determined by EPA Method 24
(appendix A-7 to 40 CFR part 60) or the guidelines for combining
analytical VOC content and formulation solvent content presented in
Section 9 of ``Protocol for Determining Daily Volatile Organic
Compound Emission Rate of Automobile and Light-Duty Truck Topcoat
Operations,'' EPA-450/3-88-018 (Docket ID No. OAR-2002-0093 and
Docket ID No. A-2001-22).
(3) * * *
Wvocc,i = Mass fraction of VOC in coating, i, or
average mass fraction of VOC for the group of coatings, including
coating, i, kg VOC per kg coating, determined by EPA Method 24
(appendix A-7 to 40 CFR part 60) or the guidelines for combining
analytical VOC content and formulation solvent content presented in
Section 9 of ``Protocol for Determining Daily Volatile Organic
Compound Emission Rate of Automobile and Light-Duty Truck Topcoat
Operations,'' EPA-450/3-88-018 (Docket ID No. OAR-2002-0093 and
Docket ID No. A-2001-22).
(4) * * *
Ws, i = Mass fraction of coating solids for coating,
i, or average mass fraction of coating solids for the group of
coatings including coating, i, kg coating solids per kg coating,
determined by EPA Method 24 (appendix A-7 to 40 CFR part 60) or the
guidelines for combining analytical VOC content and formulation
solvent content presented in ``Protocol for Determining Daily
Volatile Organic Compound Emission Rate of Automobile and Light-Duty
Truck Topcoat Operations,'' EPA-450/3-88-018 (Docket ID No. OAR-
2002-0093 and Docket ID No. A-2001-22).
* * * * *
0
15. Section 63.3166 is amended by revising the introductory text and
paragraphs (a)(1) through (4) and (b) introductory text, and adding
paragraph (b)(4) to read as follows:
Sec. 63.3166 How do I determine the add-on control device emission
destruction or removal efficiency?
You must use the procedures and test methods in this section to
determine the add-on control device emission destruction or removal
efficiency as part of the performance test required by Sec. Sec.
63.3160, 63.3163, or 63.3171. You must conduct three test runs as
specified in Sec. 63.7(e)(3), and each test run must last at least 1
hour.
(a) * * *
(1) Use EPA Method 1 or 1A of appendix A-1 to 40 CFR part 60, as
appropriate, to select sampling sites and velocity traverse points.
(2) Use EPA Method 2, 2A, 2C, 2D, or 2F of appendix A-1, or 2G of
appendix A-2 to 40 CFR part 60, as appropriate, to measure gas
volumetric flow rate.
(3) Use EPA Method 3, 3A, or 3B of appendix A-2 to 40 CFR part 60,
as appropriate, for gas analysis to determine dry molecular weight. The
ANSI/ASME PTC 19.10-1981, ``Flue and Exhaust Gas Analyses [Part 10,
Instruments and Apparatus]'' (incorporated by reference, see Sec.
63.14), may be used as an alternative to EPA Method 3B.
(4) Use EPA Method 4 of appendix A-3 to 40 CFR part 60 to determine
stack gas moisture.
* * * * *
(b) Measure total gaseous organic mass emissions as carbon at the
inlet and outlet of the add-on control device simultaneously, using
either EPA Method 25 or 25A of appendix A-7 to 40 CFR part 60, as
specified in paragraphs (b)(1) through (4) of this section. You must
use the same method for both the inlet and outlet measurements.
* * * * *
(4) You may use EPA Method 18 of appendix A-6 to 40 CFR part 60 to
subtract methane emissions from measured total gaseous organic mass
emissions as carbon.
* * * * *
0
16. Section 63.3167 is amended by revising the section heading,
introductory text, and paragraph (f)(1) to read as follows:
Sec. 63.3167 How do I establish the add-on control device operating
limits during performance tests?
During the performance tests required by Sec. Sec. 63.3160,
63.3163, and 63.3171 (and described in Sec. Sec. 63.3164 and 63.3166),
you must establish the operating limits required by Sec. 63.3093
according to this section, unless you have received approval for
alternative monitoring and operating limits under Sec. 63.8(f) as
specified in Sec. 63.3093.
* * * * *
(f) * * *
(1) During the capture efficiency determination required by
Sec. Sec. 63.3160 and 63.3163 and described in Sec. Sec. 63.3164 and
63.3165, you must monitor and record either the gas volumetric flow
rate or the duct static pressure for each separate capture device in
your emission capture system at least once every 15 minutes during each
of the three test runs at a point in the duct between the capture
device and the add-on control device inlet.
* * * * *
0
17. Section 63.3168 is amended by revising paragraphs (a)(4) through
(7) and (c)(3) introductory text to read as follows:
[[Page 58999]]
Sec. 63.3168 What are the requirements for continuous parameter
monitoring system installation, operation, and maintenance?
(a) * * *
(4) You must maintain the CPMS at all times in accordance with
Sec. 63.3100(d) and have readily available necessary parts for routine
repairs of the monitoring equipment.
(5) Before [date 181 days after date of publication of final rule
in the Federal Register], you must operate the CPMS and collect
emission capture system and add-on control device parameter data at all
times that a controlled coating operation is operating, except during
monitoring malfunctions, associated repairs, and required quality
assurance or control activities (including, if applicable, calibration
checks and required zero and span adjustments). On and after [date 181
days after date of publication of final rule in the Federal Register],
you must operate the CPMS and collect emission capture system and add-
on control device parameter data at all times that a controlled coating
operation is operating in accordance with Sec. 63.3100(d).
(6) Before [date 181 days after date of publication of final rule
in the Federal Register], you must not use emission capture system or
add-on control device parameter data recorded during monitoring
malfunctions, associated repairs, out-of-control periods, or required
quality assurance or control activities when calculating data averages.
You must use all the data collected during all other periods in
calculating the data averages for determining compliance with the
emission capture system and add-on control device operating limits. On
and after [date 181 days after date of publication of final rule in the
Federal Register], startups and shutdowns are normal operation for this
source category. Emissions from these activities are to be included
when determining if the standards specified in Sec. Sec. 63.3090,
63.3091, 63.3092, 63.4292, and 63.4293 are being attained. You must not
use emission capture system or add-on control device parameter data
recorded during monitoring malfunctions, associated repairs, out-of-
control periods, or required quality assurance or control activities
when calculating data averages. You must use all the data collected
during all other periods in calculating the data averages for
determining compliance with the emission capture system and add-on
control device operating limits.
(7) A monitoring malfunction is any sudden, infrequent, not
reasonably preventable failure of the CPMS to provide valid data.
Monitoring failures that are caused in part by poor maintenance or
careless operation are not malfunctions. Before [date 181 days after
date of publication of final rule in the Federal Register], any period
for which the monitoring system is out of control and data are not
available for required calculations is a deviation from the monitoring
requirements. On and after [date 181 days after date of publication of
final rule in the Federal Register], except for periods of required
quality assurance or control activities, any period during which the
CPMS fails to operate and record data continuously as required by
paragraph (a)(1) of this section, or generates data that cannot be
included in calculating averages as specified in paragraph (a)(7) of
this section constitutes a deviation from the monitoring requirements.
* * * * *
(c) * * *
(3) For all thermal oxidizers and catalytic oxidizers, you must
meet the requirements in paragraphs (a)(1) through (6) and (c)(3)(i)
through (vii) of this section for each gas temperature monitoring
device. For the purposes of this paragraph (c)(3), a thermocouple is
part of the temperature sensor.
* * * * *
0
18. Section 63.3171 is amended by revising paragraphs (a) and (e)(3) to
read as follows:
Sec. 63.3171 How do I demonstrate initial compliance?
(a) You must meet all of the requirements of this section to
demonstrate initial compliance. To demonstrate initial compliance, the
organic HAP emissions from the combined primer-surfacer, topcoat, final
repair, glass bonding primer, and glass bonding adhesive operations
plus all coatings and thinners, except for deadener materials and for
adhesive and sealer materials that are not components of glass bonding
systems, used in coating operations added to the affected source
pursuant to Sec. 63.3082(c) must meet the applicable emission
limitation in Sec. 63.3090(b) or Sec. 63.3091(b); the organic HAP
emissions from the electrodeposition primer operation must meet the
applicable emissions limitations in Sec. 63.3092(a) or (b); and you
must meet the applicable operating limits and work practice standards
in Sec. Sec. 63.3093 and 63.3094.
* * * * *
(e) * * *
(3) Information from the supplier or manufacturer of the material.
You may rely on information other than that generated by the test
methods specified in paragraphs (e)(1) and (2) of this section, such as
manufacturer's formulation data, if it represents each organic HAP in
Table 5 to this subpart that is present at 0.1 percent by mass, and at
1.0 percent by mass or more for other compounds. If there is a
disagreement between such information and results of a test conducted
according to paragraph (e)(1) or (2) of this section, then the test
method results will take precedence unless after consultation, the
facility demonstrates to the satisfaction of the enforcement authority
that the facility's data are correct.
* * * * *
0
19. Section 63.3176 is amended by revising the definition of
``Deviation'' to read as follows:
Sec. 63.3176 What definitions apply to this subpart?
* * * * *
Deviation means:
(1) Before [date 181 days after date of publication of final rule
in the Federal Register], any instance in which an affected source
subject to this subpart or an owner or operator of such a source:
(i) Fails to meet any requirement or obligation established by this
subpart including but not limited to any emission limit, operating
limit, or work practice standard;
(ii) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit; or
(iii) Fails to meet any emission limit or operating limit or work
practice standard in this subpart during startup, shutdown, or
malfunction, regardless of whether or not such failure is permitted by
this subpart; and
(2) On and after [date 181 days after date of publication of final
rule in the Federal Register], any instance in which an affected source
subject to this subpart or an owner or operator of such a source:
(i) Fails to meet any requirement or obligation established by this
subpart including but not limited to any emission limit, operating
limit, or work practice standard; or
(ii) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit.
* * * * *
0
20. Table 2 to subpart IIII of part 63 is revised to read as follows:
[[Page 59000]]
Table 2 to Subpart IIII of Part 63--Applicability of General Provisions to Subpart IIII of Part 63
You must comply with the applicable General Provisions requirements according to the following table:
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject IIII Explanation
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)-(12)............... General Applicability.. Yes....................
Sec. 63.1(b)(1)-(3)................ Initial Applicability Yes.................... Applicability to
Determination. subpart IIII is also
specified in Sec.
63.3081.
Sec. 63.1(c)(1).................... Applicability After Yes....................
Standard Established.
Sec. 63.1(c)(2).................... Applicability of Permit No..................... Area sources are not
Program for Area subject to subpart
Sources. IIII.
Sec. 63.1(c)(5).................... Extensions and Yes....................
Notifications.
Sec. 63.1(e)....................... Applicability of Permit Yes....................
Program Before
Relevant Standard is
Set.
Sec. 63.2.......................... Definitions............ Yes.................... Additional definitions
are specified in Sec.
63.3176.
Sec. 63.3.......................... Units and Abbreviations Yes....................
Sec. 63.4(a)(1)-(2)................ Prohibited Activities.. Yes....................
Sec. 63.4(b)-(c)................... Circumvention/ Yes....................
Fragmentation.
Sec. 63.5(a)....................... Preconstruction Review Yes....................
Applicability.
Sec. 63.5(b)(1), (3), (4), (6)..... Requirements for Yes....................
Existing, Newly
Constructed, and
Reconstructed Sources.
Sec. 63.5(d)(1)(i)-(ii)(F), Application for Yes....................
(d)(1)(ii)(H), (d)(1)(ii)(J), Approval of
(d)(1)(iii), (d)(2)-(4). Construction/
Reconstruction.
Sec. 63.5(e)....................... Approval of Yes....................
Construction/
Reconstruction.
Sec. 63.5(f)....................... Approval of Yes....................
Construction/
Reconstruction Based
on Prior State Review.
Sec. 63.6(a)....................... Compliance With Yes....................
Standards and
Maintenance
Requirements--Applicab
ility.
Sec. 63.6(b)(1)-(5), (b)(7)........ Compliance Dates for Yes.................... Section 63.3083
New and Reconstructed specifies the
Sources. compliance dates.
Sec. 63.6(c)(1), (2), (5).......... Compliance Dates for Yes.................... Section 63.3083
Existing Sources. specifies the
compliance dates.
Sec. 63.6(e)(1)(i)-(ii)............ Operation and Yes before [date 181 See Sec. 63.3100(d)
Maintenance. days after date of for general duty
publication of final requirement.
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(e)(1)(iii)............... Operation and Yes.................... .......................
Maintenance.
Sec. 63.6(e)(3)(i), (e)(3)(iii)- SSMP................... Yes before [date 181 .......................
(ix). days after date of
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(f)(1).................... Compliance Except Yes before [date 181
During Startup, days after date of
Shutdown, and publication of final
Malfunction. rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(f)(2)-(3)................ Methods for Determining Yes....................
Compliance.
Sec. 63.6(g)....................... Use of an Alternative Yes....................
Standard.
Sec. 63.6(h)....................... Compliance With Opacity/ No..................... Subpart IIII does not
Visible Emission establish opacity
Standards. standards and does not
require continuous
opacity monitoring
systems (COMS).
Sec. 63.6(i)(1)-(14)............... Extension of Compliance Yes....................
63.6(j).............................. Presidential Compliance Yes....................
Exemption.
Sec. 63.7(a)(1).................... Performance Test Yes.................... Applies to all affected
Requirements--Applicab sources. Additional
ility. requirements for
performance testing
are specified in Sec.
Sec. 63.3164 and
63.3166.
[[Page 59001]]
Sec. 63.7(a)(2) except (a)(2)(i)- Performance Test Yes.................... Applies only to
(viii). Requirements--Dates. performance tests for
capture system and
control device
efficiency at sources
using these to comply
with the standards.
Section 63.3160
specifies the schedule
for performance test
requirements that are
earlier than those
specified in Sec.
63.7(a)(2).
Sec. 63.7(a)(3)-(4)................ Performance Tests Yes....................
Required By the
Administrator, Force
Majeure.
Sec. 63.7(b)-(d)................... Performance Test Yes.................... Applies only to
Requirements--Notifica performance tests for
tion, Quality capture system and add-
Assurance, Facilities on control device
Necessary for Safe efficiency at sources
Testing Conditions using these to comply
During Test. with the standards.
Sec. 63.7(e)(1).................... Conduct of performance Yes before [date 181 See Sec. 63.3164.
tests. days after date of
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.7(e)(2)-(4)................ Conduct of performance Yes....................
tests.
Sec. 63.7(f)....................... Performance Test Yes.................... Applies to all test
Requirements--Use of methods except those
Alternative Test used to determine
Method. capture system
efficiency.
Sec. 63.7(g)-(h)................... Performance Test Yes.................... Applies only to
Requirements--Data performance tests for
Analysis, capture system and add-
Recordkeeping, on control device
Reporting, Waiver of efficiency at sources
Test. using these to comply
with the standards.
Sec. 63.8(a)(1)-(2)................ Monitoring Yes.................... Applies only to
Requirements--Applicab monitoring of capture
ility. system and add-on
control device
efficiency at sources
using these to comply
with the standards.
Additional
requirements for
monitoring are
specified in Sec.
63.3168.
Sec. 63.8(a)(4).................... Additional Monitoring No..................... Subpart IIII does not
Requirements. have monitoring
requirements for
flares.
Sec. 63.8(b)....................... Conduct of Monitoring.. Yes....................
Sec. 63.8(c)(1).................... Continuous Monitoring Yes before [date 181 Section 63.3168
Systems (CMS) days after date of specifies the
Operation and publication of final requirements for the
Maintenance. rule in the Federal operation of CMS for
Register]. No on and capture systems and
after [date 181 days add-on control devices
after date of at sources using these
publication of final to comply.
rule in the Federal
Register].
63.8(c)(2)-(3)....................... CMS Operation and Yes.................... Applies only to
Maintenance. monitoring of capture
system and add-on
control device
efficiency at sources
using these to comply
with the standards.
Additional
requirements for CMS
operations and
maintenance are
specified in Sec.
63.3168.
Sec. 63.8(c)(4).................... CMS.................... No..................... Section 63.3168
specifies the
requirements for the
operation of CMS for
capture systems and
add-on control devices
at sources using these
to comply with the
standards.
Sec. 63.89(c)(5)................... COMS................... No..................... Subpart IIII does not
have opacity or
visible emission
standards.
[[Page 59002]]
Sec. 63.8(c)(6).................... CMS Requirements....... No..................... Section 63.3168
specifies the
requirements for
monitoring systems for
capture systems and
add-on control devices
at sources using these
to comply with the
standards.
Sec. 63.8(c)(7).................... CMS Out-of-Control Yes....................
Periods.
Sec. 63.8(c)(8).................... CMS Out-of-Control No..................... Section 63.3120
Periods Reporting. requires reporting of
CMS out-of-control
periods.
Sec. 63.8(d)-(e)................... Quality Control Program No..................... Subpart IIII does not
and CMS Performance require the use of
Evaluation. continuous emissions
monitoring systems
(CEMS).
Sec. 63.8(f)(1)-(5)................ Use of an Alternative Yes....................
Monitoring Method.
Sec. 63.8(f)(6).................... Alternative to Relative No..................... Subpart IIII does not
Accuracy Test. require the use of
CEMS.
Sec. 63.8(g)....................... Data Reduction......... No..................... Sections 63.3167 and
63.3168 specify
monitoring data
reduction.
Sec. 63.9(a)....................... Notification Yes....................
Requirements.
Sec. 63.9(b)(1)-(2)................ Initial Notifications.. Yes....................
Sec. 63.9(b)(4)(i), (b)(4)(v), Application for Yes....................
(b)(5). Approval of
Construction or
Reconstruction.
Sec. 63.9(c)....................... Request for Extension Yes....................
of Compliance.
Sec. 63.9(d)....................... Special Compliance Yes....................
Requirement
Notification.
Sec. 63.9(e)....................... Notification of Yes.................... Applies only to capture
Performance Test. system and add-on
control device
performance tests at
sources using these to
comply with the
standards.
Sec. 63.9(f)....................... Notification of Visible No..................... Subpart IIII does not
Emissions/Opacity Test. have opacity or
visible emission
standards.
Sec. 63.9(g)....................... Additional No..................... Subpart IIII does not
Notifications When require the use of
Using CMS. CEMS.
Sec. 63.9(h)(1)-(3)................ Notification of Yes.................... Section 63.3110
Compliance Status. specifies the dates
for submitting the
notification of
compliance status.
Sec. 63.9(h)(5)-(6)................ Clarifications......... Yes....................
Sec. 63.9(i)....................... Adjustment of Submittal Yes....................
Deadlines.
Sec. 63.9(j)....................... Change in Previous Yes....................
Information.
Sec. 63.10(a)...................... Recordkeeping/ Yes....................
Reporting--Applicabili
ty and General
Information.
Sec. 63.10(b)(1)................... General Recordkeeping Yes.................... Additional requirements
Requirements. are specified in Sec.
Sec. 63.3130 and
63.3131.
Sec. 63.10(b)(2)(i)-(ii)........... Recordkeeping of Yes before [date 181 See 63.3130(g).
Occurrence and days after date of
Duration of Startups publication of final
and Shutdowns and of rule in the Federal
Failures to Meet Register]. No on and
Standards. after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2)(iii).............. Recordkeeping Relevant Yes....................
to Maintenance of Air
Pollution Control and
Monitoring Equipment.
Sec. 63.10(b)(2)(iv)-(v)........... Actions Taken to Yes before [date 181 See Sec.
Minimize Emissions days after date of 63.3130(g)(4) for a
During SSM. publication of final record of actions
rule in the Federal taken to minimize
Register]. No on and emissions during a
after [date 181 days deviation from the
after date of standard.
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2)(vi)............... Recordkeeping for CMS Yes before [date 181 See Sec. 63.3130(g)
Malfunctions. days after date of for records of periods
publication of final of deviation from the
rule in the Federal standard, including
Register]. No on and instances where a CMS
after [date 181 days is inoperative or out-
after date of of-control.
publication of final
rule in the Federal
Register].
[[Page 59003]]
Sec. 63.10(b)(2)(vii)-(xi)......... Records................ Yes....................
Sec. 63.10(b)(2)(xii).............. Records................ Yes....................
Sec. 63.10(b)(2)(xiii)............. ....................... No..................... Subpart IIII does not
require the use of
CEMS.
Sec. 63.10(b)(2)(xiv).............. ....................... Yes....................
Sec. 63.10(b)(3)................... Recordkeeping Yes....................
Requirements for
Applicability
Determinations.
Sec. 63.10(c)(1)-(6)............... Additional Yes....................
Recordkeeping
Requirements for
Sources with CMS.
Sec. 63.10(c)(7)-(8)............... Additional No..................... See Sec. 63.3130(g)
Recordkeeping for records of periods
Requirements for of deviation from the
Sources with CMS. standard, including
instances where a CMS
is inoperative or out-
of-control.
Sec. 63.10(c)(10)-(14)............. ....................... Yes....................
Sec. 63.10(c)(15).................. Records Regarding the Yes before [date 181
SSM Plan. days after date of
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(d)(1)................... General Reporting Yes.................... Additional requirements
Requirements. are specified in Sec.
63.3120.
Sec. 63.10(d)(2)................... Report of Performance Yes.................... Additional requirements
Test Results. are specified in Sec.
63.3120(b).
Sec. 63.10(d)(3)................... Reporting Opacity or No..................... Subpart IIII does not
Visible Emissions require opacity or
Observations. visible emissions
observations.
Sec. 63.10(d)(4)................... Progress Reports for Yes....................
Sources With
Compliance Extensions.
Sec. 63.10(d)(5)................... Startup, Shutdown, and Yes before [date 181 See 63.3120(a)(6).
Malfunction Reports. days after date of
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(e)(1)-(2)............... Additional CMS Reports. No..................... Subpart IIII does not
require the use of
CEMS.
Sec. 63.10(e)(3)................... Excess Emissions/CMS No..................... Section 63.3120(b)
Performance Reports. specifies the contents
of periodic compliance
reports.
Sec. 63.10(e)(4)................... COMS Data Reports...... No..................... Subpart IIII does not
specify requirements
for opacity or COMS.
Sec. 63.10(f)...................... Recordkeeping/Reporting Yes....................
Waiver.
Sec. 63.11......................... Control Device No..................... Subpart IIII does not
Requirements/Flares. specify use of flares
for compliance.
Sec. 63.12......................... State Authority and Yes....................
Delegations.
Sec. 63.13......................... Addresses.............. Yes....................
Sec. 63.14......................... Incorporation by Yes....................
Reference.
Sec. 63.15......................... Availability of Yes....................
Information/
Confidentiality.
----------------------------------------------------------------------------------------------------------------
0
21. Table 5 to subpart IIII of part 63 is added to read as follows:
Table 5 to Subpart IIII of Part 63--List of Hazardous Air Pollutants
That Must Be Counted Toward Total Organic HAP Content if Present at 0.1
Percent or More by Mass
------------------------------------------------------------------------
Chemical name CAS No.
------------------------------------------------------------------------
1,1,2,2-Tetrachloroethane............................... 79-34-5
1,1,2-Trichloroethane................................... 79-00-5
1,1-Dimethylhydrazine................................... 57-14-7
1,2-Dibromo-3-chloropropane............................. 96-12-8
1,2-Diphenylhydrazine................................... 122-66-7
[[Page 59004]]
1,3-Butadiene........................................... 106-99-0
1,3-Dichloropropene..................................... 542-75-6
1,4-Dioxane............................................. 123-91-1
2,4,6-Trichlorophenol................................... 88-06-2
2,4/2,6-Dinitrotoluene (mixture)........................ 25321-14-6
2,4-Dinitrotoluene...................................... 121-14-2
2,4-Toluene diamine..................................... 95-80-7
2-Nitropropane.......................................... 79-46-9
3,3'-Dichlorobenzidine.................................. 91-94-1
3,3'-Dimethoxybenzidine................................. 119-90-4
3,3'-Dimethylbenzidine.................................. 119-93-7
4,4'-Methylene bis(2-chloroaniline)..................... 101-14-4
Acetaldehyde............................................ 75-07-0
Acrylamide.............................................. 79-06-1
Acrylonitrile........................................... 107-13-1
Allyl chloride.......................................... 107-05-1
alpha-Hexachlorocyclohexane (a-HCH)..................... 319-84-6
Aniline................................................. 62-53-3
Benzene................................................. 71-43-2
Benzidine............................................... 92-87-5
Benzotrichloride........................................ 98-07-7
Benzyl chloride......................................... 100-44-7
beta-Hexachlorocyclohexane (b-HCH)...................... 319-85-7
Bis(2-ethylhexyl)phthalate.............................. 117-81-7
Bis(chloromethyl)ether.................................. 542-88-1
Bromoform............................................... 75-25-2
Captan.................................................. 133-06-2
Carbon tetrachloride.................................... 56-23-5
Chlordane............................................... 57-74-9
Chlorobenzilate......................................... 510-15-6
Chloroform.............................................. 67-66-3
Chloroprene............................................. 126-99-8
Cresols (mixed)......................................... 1319-77-3
DDE..................................................... 3547-04-4
Dichloroethyl ether..................................... 111-44-4
Dichlorvos.............................................. 62-73-7
Epichlorohydrin......................................... 106-89-8
Ethyl acrylate.......................................... 140-88-5
Ethylene dibromide...................................... 106-93-4
Ethylene dichloride..................................... 107-06-2
Ethylene oxide.......................................... 75-21-8
Ethylene thiourea....................................... 96-45-7
Ethylidene dichloride (1,1-Dichloroethane).............. 75-34-3
Formaldehyde............................................ 50-00-0
Heptachlor.............................................. 76-44-8
Hexachlorobenzene....................................... 118-74-1
Hexachlorobutadiene..................................... 87-68-3
Hexachloroethane........................................ 67-72-1
Hydrazine............................................... 302-01-2
Isophorone.............................................. 78-59-1
Lindane (hexachlorocyclohexane, all isomers)............ 58-89-9
m-Cresol................................................ 108-39-4
Methylene chloride...................................... 75-09-2
Naphthalene............................................. 91-20-3
Nitrobenzene............................................ 98-95-3
Nitrosodimethylamine.................................... 62-75-9
o-Cresol................................................ 95-48-7
o-Toluidine............................................. 95-53-4
Parathion............................................... 56-38-2
p-Cresol................................................ 106-44-5
p-Dichlorobenzene....................................... 106-46-7
Pentachloronitrobenzene................................. 82-68-8
Pentachlorophenol....................................... 87-86-5
Propoxur................................................ 114-26-1
Propylene dichloride.................................... 78-87-5
Propylene oxide......................................... 75-56-9
Quinoline............................................... 91-22-5
Tetrachloroethene....................................... 127-18-4
Toxaphene............................................... 8001-35-2
Trichloroethylene....................................... 79-01-6
Trifluralin............................................. 1582-09-8
[[Page 59005]]
Vinyl bromide........................................... 593-60-2
Vinyl chloride.......................................... 75-01-4
Vinylidene chloride..................................... 75-35-4
------------------------------------------------------------------------
Subpart MMMM--National Emission Standards for Hazardous Air
Pollutants for Surface Coating of Miscellaneous Metal Parts and
Products
0
22. Section 63.3900 is amended by revising paragraphs (a)(2)(i) and
(ii), (b), and (c) to read as follows:
Sec. 63.3900 What are my general requirements for complying with this
subpart?
(a) * * *
(2) * * *
(i) Before [date 181 days after publication of final rule in the
Federal Register], the coating operation(s) must be in compliance with
the applicable emission limit in Sec. 63.3890 at all times except
during periods of startup, shutdown, and malfunction. On or after [date
181 days after publication of final rule in the Federal Register] you
must be in compliance with the applicable emission limits in Sec. 63.
3890 and the operating limits in Table 1 of this subpart at all times.
(ii) Before [date 181 days after publication of final rule in the
Federal Register], the coating operation(s) must be in compliance with
the operating limits for emission capture systems and add-on control
devices required by Sec. 63.3892 at all times except during periods of
startup, shutdown, and malfunction, and except for solvent recovery
systems for which you conduct liquid-liquid material balances according
to Sec. 63.3961(j). On or after [date 181 days after publication of
final rule in the Federal Register] the coating operation(s) must be in
compliance with the operating limits for emission capture systems and
add-on control devices required by Sec. 63.3892 at all times, except
for solvent recovery systems for which you conduct liquid-liquid
material balances according to Sec. 63.3961(j).
* * * * *
(b) Before [date 181 days after date of publication of final rule
in the Federal Register], you must always operate and maintain your
affected source, including all air pollution control and monitoring
equipment you use for purposes of complying with this subpart,
according to the provisions in Sec. 63.6(e)(1)(i). On and after [date
181 days after date of publication of final rule in the Federal
Register], at all times, the owner or operator must operate and
maintain any affected source, including associated air pollution
control equipment and monitoring equipment, in a manner consistent with
safety and good air pollution control practices for minimizing
emissions. The general duty to minimize emissions does not require the
owner or operator to make any further efforts to reduce emissions if
levels required by the applicable standard have been achieved.
Determination of whether a source is operating in compliance with
operation and maintenance requirements will be based on information
available to the Administrator that may include, but is not limited to,
monitoring results, review of operation and maintenance procedures,
review of operation and maintenance records, and inspection of the
affected source.
(c) Before [date 181 days after date of publication of final rule
in the Federal Register], if your affected source uses an emission
capture system and add-on control device, you must develop a written
startup, shutdown, and malfunction plan (SSMP) according to the
provisions in Sec. 63.6(e)(3). The plan must address the startup,
shutdown, and corrective actions in the event of a malfunction of the
emission capture system or the add-on control device. The plan must
also address any coating operation equipment that may cause increased
emissions or that would affect capture efficiency if the process
equipment malfunctions, such as conveyors that move parts among
enclosures. On and after [date 181 days after date of publication of
final rule in the Federal Register], the SSMP is not required.
0
23. Section 63.3920 is amended by:
0
a. Revising paragraphs (a)(5) introductory text and (a)(5)(i) and (iv);
0
b. Adding paragraph (a)(5)(v);
0
c. Revising paragraphs (a)(6) introductory text and (a)(6)(iii);
0
d. Adding paragraph (a)(6)(iv);
0
e. Revising paragraphs (a)(7) introductory text, (a)(7)(iii),
(a)(7)(vi) through (viii), (a)(7) (x), and (a)(7)(xiii) and (xiv);
0
f. Adding paragraph (a)(7)(xv);
0
g. Revising paragraph (c) introductory text; and
0
h. Adding paragraphs (d) through (h).
The revisions and additions read as follows:
Sec. 63.3920 What reports must I submit?
(a) * * *
(5) Deviations: Compliant material option. If you used the
compliant material option and there was a deviation from the applicable
organic HAP content requirements in Sec. 63.3890, the semiannual
compliance report must contain the information in paragraphs (a)(5)(i)
through (v) of this section.
(i) Identification of each coating used that deviated from the
applicable emission limit, and each thinner and/or other additive, and
cleaning material used that contained organic HAP, and the dates, time
and duration each was used.
* * * * *
(iv) Before [date 181 days after date of publication of final rule
in the Federal Register], a statement of the cause of each deviation.
On and after [date 181 days after date of publication of final rule in
the Federal Register], a statement of the cause of each deviation
(including unknown cause, if applicable).
(v) On and after [date 181 days after date of publication of final
rule in the Federal Register], the number of deviations and, for each
deviation, a list of the affected source or equipment, an estimate of
the quantity of each regulated pollutant emitted over any applicable
emission limit in Sec. 63.3890, a description of the method used to
estimate the emissions, and the actions you took to minimize emissions
in accordance with Sec. 63.3900(b).
(6) Deviations: Emission rate without add-on controls option. If
you used the emission rate without add-on controls option and there was
a deviation from the applicable emission limit in Sec. 63.3890, the
semiannual compliance report must contain the information in paragraphs
(a)(6)(i) through (iv) of this section.
* * * * *
(iii) Before [date 181 days after date of publication of final rule
in the Federal Register], a statement of the cause of each deviation.
On and after [date 181
[[Page 59006]]
days after date of publication of final rule in the Federal Register],
a statement of the cause of each deviation (including unknown cause, if
applicable).
(iv) On and after [date 181 days after date of publication of final
rule in the Federal Register], the number of deviations and, for each
deviation, the date, time, duration, a list of the affected source or
equipment, an estimate of the quantity of each regulated pollutant
emitted over any applicable emission limit in Sec. 63.3890, a
description of the method used to estimate the emissions, and the
actions you took to minimize emissions in accordance with Sec.
63.3900(b).
(7) Deviations: Emission rate with add-on controls option. If you
used the emission rate with add-on controls option and there was a
deviation from the applicable emission limit in Sec. 63.3890 or the
applicable operating limit(s) in Table 1 to this subpart (including any
periods when emissions bypassed the add-on control device and were
diverted to the atmosphere), before [date 181 days after date of
publication of final rule in the Federal Register], the semiannual
compliance report must contain the information in paragraphs (a)(7)(i)
through (xiv) of this section. This includes periods of startup,
shutdown, and malfunction during which deviations occurred. On and
after [date 181 days after date of publication of final rule in the
Federal Register], the semiannual compliance report must contain the
information in paragraphs (a)(7)(i) through (xii), (a)(7)(xiv), and
(a)(7)(xv) of this section. If you use the emission rate with add-on
controls option and there was a deviation from the applicable work
practice standards in Sec. 63.3893(b), the semiannual compliance
report must contain the information in paragraph (a)(7)(xiii) of this
section.
* * * * *
(iii) The date and time that each malfunction of the capture system
or add-on control devices started and stopped.
* * * * *
(vi) Before [date 181 days after date of publication of final rule
in the Federal Register], the date and time that each CPMS was
inoperative, except for zero (low-level) and high-level checks. On and
after [date 181 days after date of publication of final rule in the
Federal Register], the number of instances that the CPMS was
inoperative, and for each instance, except for zero (low-level) and
high-level checks, the date, time, and duration that the CPMS was
inoperative; the cause (including unknown cause) for the CPMS being
inoperative; and the actions you took to minimize emissions in
accordance with Sec. 63.3900(b).
(vii) Before [date 181 days after date of publication of final rule
in the Federal Register], the date, time, and duration that each CPMS
was out-of-control, including the information in Sec. 63.8(c)(8). On
and after [date 181 days after date of publication of final rule in the
Federal Register], the number of instances that the CPMS was out of
control as specified in Sec. 63.8(c)(7) and, for each instance, the
date, time, and duration that the CPMS was out-of-control; the cause
(including unknown cause) for the CPMS being out-of-control; and
descriptions of corrective actions taken.
(viii) Before [date 181 days after date of publication of final
rule in the Federal Register], the date and time period of each
deviation from an operating limit in Table 1 to this subpart; date and
time period of any bypass of the add-on control device; and whether
each deviation occurred during a period of startup, shutdown, or
malfunction or during another period. On and after [date 181 days after
date of publication of final rule in the Federal Register], the number
of deviations from an operating limit in Table 1 to this subpart and,
for each deviation, the date, time, and duration of each deviation; and
the date, time, and duration of any bypass of the add-on control
device.
* * * * *
(x) Before [date 181 days after date of publication of final rule
in the Federal Register], a breakdown of the total duration of the
deviations from the operating limits in Table 1 of this subpart and
bypasses of the add-on control device during the semiannual reporting
period into those that were due to startup, shutdown, control equipment
problems, process problems, other known causes, and other unknown
causes. On and after [date 181 days after date of publication of final
rule in the Federal Register], a breakdown of the total duration of the
deviations from the operating limits in Table 1 to this subpart and
bypasses of the add-on control device during the semiannual reporting
period into those that were due to control equipment problems, process
problems, other known causes, and other unknown causes.
* * * * *
(xiii) Before [date 181 days after date of publication of final
rule in the Federal Register], for each deviation from the work
practice standards, a description of the deviation, the date and time
period of the deviation, and the actions you took to correct the
deviation. On and after [date 181 days after date of publication of
final rule in the Federal Register], for deviations from the work
practice standards, the number of deviations, and, for each deviation,
the information in paragraphs (a)(7)(xiii)(A) and (B) of this section:
(A) A description of the deviation; the date, time, and duration of
the deviation; and the actions you took to minimize emissions in
accordance with Sec. 63.3900(b).
(B) The description required in paragraph (a)(7)(xiii)(A) of this
section must include a list of the affected sources or equipment for
which a deviation occurred and the cause of the deviation (including
unknown cause, if applicable).
(xiv) Before [date 181 days after date of publication of final rule
in the Federal Register], statement of the cause of each deviation. On
and after [date 181 days after date of publication of final rule in the
Federal Register], for deviations from an emission limit in Sec.
63.3890 or an operating limit in Table 1 to this subpart, a statement
of the cause of each deviation (including unknown cause, if applicable)
and the actions you took to minimize emissions in accordance with Sec.
63.3900(b).
(xv) On and after [date 181 days after date of publication of final
rule in the Federal Register], for each deviation from an emission
limit in Sec. 63.3890 or operating limit in Table 1 to this subpart, a
list of the affected sources or equipment for which a deviation
occurred, an estimate of the quantity of each regulated pollutant
emitted over any emission limit in Sec. 63.3890 or operating limit in
Table 1 to this subpart, and a description of the method used to
estimate the emissions.
* * * * *
(c) Startup, shutdown, malfunction reports. Before [date 181 days
after date of publication of final rule in the Federal Register], if
you used the emission rate with add-on controls option and you had a
startup, shutdown, or malfunction during the semiannual reporting
period, you must submit the reports specified in paragraphs (c)(1) and
(2) of this section. On and after [date 181 days after date of
publication of final rule in the Federal Register], the reports
specified in paragraphs (c)(1) and (2) of this section are not
required.
* * * * *
(d) On and after [date 181 days after date of publication of final
rule in the Federal Register], you must submit the results of the
performance test required
[[Page 59007]]
in Sec. Sec. 63.3940 and 63.3950 following the procedure specified in
paragraphs (d)(1) through (3) of this section.
(1) For data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test, you must submit the
results of the performance test to the EPA via the CEDRI. The CEDRI
interface can be accessed through the EPA's CDX (https://cdx.epa.gov//
). Performance test data must be submitted in a file format generated
through the use of the EPA's ERT or an alternate electronic file format
consistent with the XML schema listed on the EPA's ERT website.
(2) For data collected using test methods that are not supported by
the EPA's ERT as listed on the EPA's ERT website at the time of the
test, you must submit the results of the performance test to the
Administrator at the appropriate address listed in Sec. 63.13, unless
the Administrator agrees to or specifies an alternate reporting method.
(3) If you claim that some of the performance test information
being submitted under paragraph (d)(1) of this section is CBI, you must
submit a complete file generated through the use of the EPA's ERT or an
alternate electronic file consistent with the XML schema listed on the
EPA's ERT website, including information claimed to be CBI, on a
compact disc, flash drive, or other commonly used electronic storage
medium to the EPA. The electronic medium must be clearly marked as CBI
and mailed to U.S. EPA/OAPQS/CORE CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC
27703. The same ERT or alternate file with the CBI omitted must be
submitted to the EPA via the EPA's CDX as described in paragraph (d)(1)
of this section.
(e) On and after [date 181 days after date of publication of final
rule in the Federal Register], the owner or operator shall submit the
initial notifications required in Sec. 63.9(b) and the notification of
compliance status required in Sec. 63.9(h) and Sec. 63.3910(c) to the
EPA via the CEDRI. The CEDRI interface can be accessed through the
EPA's CDX (https://cdx.epa.gov/). The owner or operator must upload to
CEDRI an electronic copy of each applicable notification in portable
document format (PDF). The applicable notification must be submitted by
the deadline specified in this subpart, regardless of the method in
which the reports are submitted. Owners or operators who claim that
some of the information required to be submitted via CEDRI is CBI shall
submit a complete report generated using the appropriate form in CEDRI
or an alternate electronic file consistent with the XML schema listed
on the EPA's CEDRI website, including information claimed to be CBI, on
a compact disc, flash drive, or other commonly used electronic storage
medium to the EPA. The electronic medium shall be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC
27703. The same file with the CBI omitted shall be submitted to the EPA
via the EPA's CDX as described earlier in this paragraph.
(f) On and after [date 181 days after date of publication of final
rule in the Federal Register], or once the reporting template has been
available on the CEDRI website for 1 year, whichever date is later, the
owner or operator shall submit the semiannual compliance report
required in paragraph (a) of this section to the EPA via the CEDRI. The
CEDRI interface can be accessed through the EPA's CDX (https://cdx.epa.gov/). The owner or operator must use the appropriate
electronic template on the CEDRI website for this subpart or an
alternate electronic file format consistent with the XML schema listed
on the CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri). The
date report templates become available will be listed on the CEDRI
website. If the reporting form for the semiannual compliance report
specific to this subpart is not available in CEDRI at the time that the
report is due, you must submit the report to the Administrator at the
appropriate addresses listed in Sec. 63.13. Once the form has been
available in CEDRI for 1 year, you must begin submitting all subsequent
reports via CEDRI. The reports must be submitted by the deadlines
specified in this subpart, regardless of the method in which the
reports are submitted. Owners or operators who claim that some of the
information required to be submitted via CEDRI is CBI shall submit a
complete report generated using the appropriate form in CEDRI or an
alternate electronic file consistent with the XML schema listed on the
EPA's CEDRI website, including information claimed to be CBI, on a
compact disc, flash drive, or other commonly used electronic storage
medium to the EPA. The electronic medium shall be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC
27703. The same file with the CBI omitted shall be submitted to the EPA
via the EPA's CDX as described earlier in this paragraph.
(g) If you are required to electronically submit a report through
the CEDRI in the EPA's CDX, and due to a planned or actual outage of
either the EPA's CEDRI or CDX systems within the period of time
beginning 5 business days prior to the date that the submission is due,
you will be or are precluded from accessing CEDRI or CDX and submitting
a required report within the time prescribed, you may assert a claim of
EPA system outage for failure to timely comply with the reporting
requirement. You must submit notification to the Administrator in
writing as soon as possible following the date you first knew, or
through due diligence should have known, that the event may cause or
caused a delay in reporting. You must provide to the Administrator a
written description identifying the date, time and length of the
outage; a rationale for attributing the delay in reporting beyond the
regulatory deadline to the EPA system outage; describe the measures
taken or to be taken to minimize the delay in reporting; and identify a
date by which you propose to report, or if you have already met the
reporting requirement at the time of the notification, the date you
reported. In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved. The
decision to accept the claim of EPA system outage and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(h) If you are required to electronically submit a report through
CEDRI in the EPA's CDX and a force majeure event is about to occur,
occurs, or has occurred or there are lingering effects from such an
event within the period of time beginning 5 business days prior to the
date the submission is due, the owner or operator may assert a claim of
force majeure for failure to timely comply with the reporting
requirement. For the purposes of this section, a force majeure event is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by the affected facility that prevents you from
complying with the requirement to submit a report electronically within
the time period prescribed. Examples of such events are acts of nature
(e.g., hurricanes, earthquakes, or floods), acts of war or terrorism,
or equipment failure
[[Page 59008]]
or safety hazard beyond the control of the affected facility (e.g.,
large scale power outage). If you intend to assert a claim of force
majeure, you must submit notification to the Administrator in writing
as soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or caused a delay
in reporting. You must provide to the Administrator a written
description of the force majeure event and a rationale for attributing
the delay in reporting beyond the regulatory deadline to the force
majeure event; describe the measures taken or to be taken to minimize
the delay in reporting; and identify a date by which you propose to
report, or if you have already met the reporting requirement at the
time of the notification, the date you reported. In any circumstance,
the reporting must occur as soon as possible after the force majeure
event occurs. The decision to accept the claim of force majeure and
allow an extension to the reporting deadline is solely within the
discretion of the Administrator.
0
24. Section 63.3930 is amended by revising paragraphs (j), (k)
introductory text, and (k)(1) and (2) to read as follows:
Sec. 63.3930 What records must I keep?
* * * * *
(j) Before [date 181 days after date of publication of final rule
in the Federal Register], you must keep records of the date, time, and
duration of each deviation. On and after [date 181 days after date of
publication of final rule in the Federal Register], for each deviation
from an emission limitation reported under Sec. 63.3920(a)(5) through
(7), a record of the information specified in paragraphs (j)(1) through
(4) of this section, as applicable.
(1) The date, time, and duration of the deviation, as reported
under Sec. 63.3920(a)(5) through (7).
(2) A list of the affected sources or equipment for which the
deviation occurred and the cause of the deviation, as reported under
Sec. 63.3920(a)(5) through (7).
(3) An estimate of the quantity of each regulated pollutant emitted
over any applicable emission limit in Sec. 63.3890 or any applicable
operating limit in Table 1 to this subpart, and a description of the
method used to calculate the estimate, as reported under Sec.
63.3920(a)(5) through (7).
(4) A record of actions taken to minimize emissions in accordance
with Sec. 63.3900(b) and any corrective actions taken to return the
affected unit to its normal or usual manner of operation.
(k) If you use the emission rate with add-on controls option, you
must also keep the records specified in paragraphs (k)(1) through (8)
of this section.
(1) Before [date 181 days after date of publication of final rule
in the Federal Register], for each deviation, a record of whether the
deviation occurred during a period of startup, shutdown, or
malfunction. On and after [date 181 days after date of publication of
final rule in the Federal Register], a record of whether the deviation
occurred during a period of startup, shutdown, or malfunction is not
required.
(2) Before [date 181 days after date of publication of final rule
in the Federal Register], the records in Sec. 63.6(e)(3)(iii) through
(v) related to startup, shutdown, and malfunction. On and after [date
181 days after date of publication of final rule in the Federal
Register], the records in Sec. 63.6(e)(3)(iii) through (v) related to
startup, shutdown, and malfunction are not required.
* * * * *
0
25. Section 63.3931 is amended by revising paragraph (a) to read as
follows:
Sec. 63.3931 In what form and for how long must I keep my records?
(a) Your records must be in a form suitable and readily available
for expeditious review, according to Sec. 63.10(b)(1). Where
appropriate, the records may be maintained as electronic spreadsheets
or as a database. On and after [date 181 days after date of publication
of final rule in the Federal Register], any records required to be
maintained by this subpart that are in reports that were submitted
electronically via the EPA's CEDRI may be maintained in electronic
format. This ability to maintain electronic copies does not affect the
requirement for facilities to make records, data, and reports available
upon request to a delegated air agency or the EPA as part of an on-site
compliance evaluation.
* * * * *
0
26. Section 63.3941 is amended by revising paragraphs (a)(1)(i),
(a)(4), (b)(1), the definition of ``Davg'' in Equation 1 of paragraph
(b)(4), and paragraph (c) to read as follows:
Sec. 63.3941 How do I demonstrate initial compliance with the
emission limitations?
* * * * *
(a) * * *
(1) * * *
(i) Count each organic HAP in Table 5 to this subpart that is
measured to be present at 0.1 percent by mass or more and at 1.0
percent by mass or more for other compounds. For example, if toluene
(not listed in Table 5 to this subpart) is measured to be 0.5 percent
of the material by mass, you do not have to count it. Express the mass
fraction of each organic HAP you count as a value truncated to four
places after the decimal point (e.g., 0.3791).
* * * * *
(4) Information from the supplier or manufacturer of the material.
You may rely on information other than that generated by the test
methods specified in paragraphs (a)(1) through (3) of this section,
such as manufacturer's formulation data, if it represents each organic
HAP in Table 5 to this subpart that is present at 0.1 percent by mass
or more and at 1.0 percent by mass or more for other compounds. For
example, if toluene (not listed in Table 5 to this subpart) is 0.5
percent of the material by mass, you do not have to count it. For
reactive adhesives in which some of the HAP react to form solids and
are not emitted to the atmosphere, you may rely on manufacturer's data
that expressly states the organic HAP or volatile matter mass fraction
emitted. If there is a disagreement between such information and
results of a test conducted according to paragraphs (a)(1) through (3)
of this section, then the test method results will take precedence
unless, after consultation, you demonstrate to the satisfaction of the
enforcement agency that the formulation data are correct.
* * * * *
(b) * * *
(1) ASTM Method D2697-03 (2014) or D6093-97 (2016). You may use
ASTM D2697-03 (Reapproved 2014) (incorporated by reference, see Sec.
63.14), or D6093-97 (Reapproved 2016) (incorporated by reference, see
Sec. 63.14), to determine the volume fraction of coating solids for
each coating. Divide the nonvolatile volume percent obtained with the
methods by 100 to calculate volume fraction of coating solids.
* * * * *
(4) * * *
Davg = Average density of volatile matter in the coating,
grams volatile matter per liter volatile matter, determined from
test results using ASTM D1475-13 (incorporated by reference, see
Sec. 63.14), information from the supplier or manufacturer of the
material, or reference sources providing density or specific gravity
data for pure materials. If there is disagreement between ASTM
D1475-13 test results and other information sources, the test
results will take precedence unless, after consultation you
demonstrate to the satisfaction of the enforcement agency that the
formulation data are correct.
(c) Determine the density of each coating. Determine the density of
each coating used during the compliance period from test results using
ASTM
[[Page 59009]]
D1475-13 (incorporated by reference, see Sec. 63.14), information from
the supplier or manufacturer of the material, or specific gravity data
for pure chemicals. If there is disagreement between ASTM D1475-13 test
results and the supplier's or manufacturer's information, the test
results will take precedence unless, after consultation you demonstrate
to the satisfaction of the enforcement agency that the formulation data
are correct.
* * * * *
0
27. Section 63.3951 is amended by revising paragraph (c) to read as
follows:
Sec. 63.3951 How do I demonstrate initial compliance with the
emission limitations?
* * * * *
(c) Determine the density of each material. Determine the density
of each liquid coating, thinner and/or other additive, and cleaning
material used during each month from test results using ASTM D1475-13
or ASTM D2111-10 (Reapproved 2015) (both incorporated by reference, see
Sec. 63.14), information from the supplier or manufacturer of the
material, or reference sources providing density or specific gravity
data for pure materials. If you are including powder coatings in the
compliance determination, determine the density of powder coatings,
using ASTM D5965-02 (2013) (incorporated by reference, see Sec.
63.14), or information from the supplier. If there is disagreement
between ASTM D1475-13 or ASTM D2111-10 (2015) test results and other
such information sources, the test results will take precedence unless,
after consultation you demonstrate to the satisfaction of the
enforcement agency that the formulation data are correct. If you
purchase materials or monitor consumption by weight instead of volume,
you do not need to determine material density. Instead, you may use the
material weight in place of the combined terms for density and volume
in Equations 1A, 1B, 1C, and 2 of this section.
* * * * *
0
28. Section 63.3960 is amended by revising paragraphs (a)(1) and (4),
(b)(1), and (c) introductory text to read as follows:
Sec. 63.3960 By what date must I conduct performance tests and other
initial compliance demonstrations?
(a) * * *
(1) All emission capture systems, add-on control devices, and CPMS
must be installed and operating no later than the applicable compliance
date specified in Sec. 63.3883. Except for solvent recovery systems
for which you conduct liquid-liquid material balances according to
Sec. 63.3961(j), you must conduct according to the schedule in
paragraphs (a)(1)(i) and (ii) of this section initial and periodic
performance tests of each capture system and add-on control device
according to the procedures in Sec. Sec. 63.3964, 63.3965, and 63.3966
and establish the operating limits required by Sec. 63.3892. For a
solvent recovery system for which you conduct liquid-liquid material
balances according to Sec. 63.3961(j), you must initiate the first
material balance no later than the applicable compliance date specified
in Sec. 63.3883. For magnet wire coating operations, you may, with
approval, conduct a performance test of one representative magnet wire
coating machine for each group of identical or very similar magnet wire
coating machines.
(i) You must conduct the initial performance test and establish the
operating limits required by Sec. 63.3892 no later than 180 days after
the applicable compliance date specified in Sec. 63.3883.
(ii) You must conduct periodic performance tests and establish the
operating limits required by Sec. 63.3892 within 5 years following the
previous performance test. You must conduct the first periodic
performance test before [date 3 years after date of publications of
final rule in the Federal Register], unless you are already required to
complete periodic performance tests as a requirement of renewing your
facility's operating permit under 40 CFR part 70 or 40 CFR part 71 and
have conducted a performance test on or after [date 2 years before date
of publications of final rule in the Federal Register]. Thereafter you
must conduct a performance test no later than 5 years following the
previous performance test. Operating limits must be confirmed or
reestablished during each performance test. For any control device for
which you are using the catalytic oxidizer control option at Sec.
63.3967(b) and following the catalyst maintenance procedures in Sec.
63.3967(b)(4), you are not required to conduct periodic testing control
device performance testing as specified by this paragraph. For any
control device for which instruments are used to continuously measure
organic compound emissions, you are not required to conduct periodic
control device performance testing as specified by this paragraph.
* * * * *
(4) For the initial compliance demonstration, you do not need to
comply with the operating limits for the emission capture system and
add-on control device required by Sec. 63.3892 until after you have
completed the initial performance tests specified in paragraph (a)(1)
of this section. Instead, you must maintain a log detailing the
operation and maintenance of the emission capture system, add-on
control device, and continuous parameter monitors during the period
between the compliance date and the performance test. You must begin
complying with the operating limits established based on the initial
performance tests specified in paragraph (a)(1) of this section for
your affected source on the date you complete the performance tests.
For magnet wire coating operations, you must begin complying with the
operating limits for all identical or very similar magnet wire coating
machines on the date you complete the performance test of a
representative magnet wire coating machine. The requirements in this
paragraph (a)(4) do not apply to solvent recovery systems for which you
conduct liquid-liquid material balances according to the requirements
in Sec. 63.3961(j).
(b) * * *
(1) All emission capture systems, add-on control devices, and CPMS
must be installed and operating no later than the applicable compliance
date specified in Sec. 63.3883. Except for magnet wire coating
operations and solvent recovery systems for which you conduct liquid-
liquid material balances according to Sec. 63.3961(j), you must
conduct according to the schedule in paragraphs (b)(1)(i) and (ii) of
this section initial and periodic performance tests of each capture
system and add-on control device according to the procedures in
Sec. Sec. 63.3964, 63.3965, and 63.3966 and establish the operating
limits required by Sec. 63.3892. For magnet wire coating operations,
you may, with approval, conduct a performance test of a single magnet
wire coating machine that represents identical or very similar magnet
wire coating machines. For a solvent recovery system for which you
conduct liquid-liquid material balances according to Sec. 63.3961(j),
you must initiate the first material balance no later than the
compliance date specified in Sec. 63.3883.
(i) You must conduct the initial performance test and establish the
operating limits required by Sec. 63.3892 no later than 180 days after
the applicable compliance date specified in Sec. 63.3883.
(ii) You must conduct periodic performance tests and establish the
operating limits required by Sec. 63.3892 within 5 years following the
previous performance test. You must conduct the first periodic
performance test before
[[Page 59010]]
[date 3 years after date of publications of final rule in the Federal
Register], unless you are already required to complete periodic
performance tests as a requirement of renewing your facility's
operating permit under 40 CFR part 70 or 40 CFR part 71 and have
conducted a performance test on or after [date 2 years before date of
publications of final rule in the Federal Register]. Thereafter you
must conduct a performance test no later than 5 years following the
previous performance test. Operating limits must be confirmed or
reestablished during each performance test. For any control device for
which you are using the catalytic oxidizer control option at Sec.
63.3967(b) and following the catalyst maintenance procedures in Sec.
63.3967(b)(4), you are not required to conduct periodic testing control
device performance testing as specified by this paragraph. For any
control device for which instruments are used to continuously measure
organic compound emissions, you are not required to conduct periodic
control device performance testing as specified by this paragraph.
* * * * *
(c) You are not required to conduct an initial performance test to
determine capture efficiency or destruction efficiency of a capture
system or control device if you receive approval to use the results of
a performance test that has been previously conducted on that capture
system or control device. Any such previous tests must meet the
conditions described in paragraphs (c)(1) through (3) of this section.
You are still required to conduct a periodic performance test according
to the applicable requirements of paragraphs (a)(1)(ii) and (b)(2)(ii)
of this section.
* * * * *
0
29. Section 63.3961 is amended by revising paragraph (j)(3) to read as
follows:
Sec. 63.3961 How do I demonstrate initial compliance?
* * * * *
(j) * * *
(3) Determine the mass fraction of volatile organic matter for each
coating, thinner and/or other additive, and cleaning material used in
the coating operation controlled by the solvent recovery system during
the month, kg volatile organic matter per kg coating. You may determine
the volatile organic matter mass fraction using EPA Method 24 of 40 CFR
part 60, appendix A-7, ASTM D2369-10 (Reapproved 2015)\e\,
(incorporated by reference, see Sec. 63.14), or an EPA approved
alternative method, or you may use information provided by the
manufacturer or supplier of the coating. In the event of any
inconsistency between information provided by the manufacturer or
supplier and the results of EPA Method 24 of 40 CFR part 60, appendix
A-7, ASTM D2369-10 (Reapproved 2015)\e\, or an approved alternative
method, the test method results will take precedence unless, after
consultation you demonstrate to the satisfaction of the enforcement
agency that the formulation data are correct.
* * * * *
0
30. Section 63.3963 is amended by revising paragraph (f) and adding
paragraph (i) to read as follows:
Sec. 63.3963 How do I demonstrate continuous compliance with the
emission limitations?
* * * * *
(f) As part of each semiannual compliance report required in Sec.
63.3920, you must identify the coating operation(s) for which you used
the emission rate with add-on controls option. If there were no
deviations from the emission limits in Sec. 63.3890, the operating
limits in Sec. 63.3892, and the work practice standards in Sec.
63.3893, submit a statement that you were in compliance with the
emission limitations during the reporting period because the organic
HAP emission rate for each compliance period was less than or equal to
the applicable emission limit in Sec. 63.3890, and you achieved the
operating limits required by Sec. 63.3892 and the work practice
standards required by Sec. 63.3893 during each compliance period.
* * * * *
(i) On and after [date 181 days after date of publication of final
rule in the Federal Register], deviations that occur due to malfunction
of the emission capture system, add-on control device, or coating
operation that may affect emission capture or control device efficiency
are required to operate in accordance with Sec. 63.3900(b). The
Administrator will determine whether the deviations are violations
according to the provisions in Sec. 63.3900(b).
* * * * *
0
31. Section 63.3964 is amended by revising paragraphs (a) introductory
text and (a)(1) to read as follows:
Sec. 63.3964 What are the general requirements for performance tests?
(a) Before [date 181 days after date of publication of final rule
in the Federal Register], you must conduct each performance test
required by Sec. 63.3960 according to the requirements in Sec.
63.7(e)(1) and under the conditions in this section, unless you obtain
a waiver of the performance test according to the provisions in Sec.
63.7(h). On and after [date 181 days after date of publication of final
rule in the Federal Register], you must conduct each performance test
required by Sec. 63.3960 according to the requirements in this section
unless you obtain a waiver of the performance test according to the
provisions in Sec. 63.7(h).
(1) Representative coating operation operating conditions. You must
conduct the performance test under representative operating conditions
for the coating operation. Operations during periods of startup,
shutdown, or periods of nonoperation do not constitute representative
conditions for purposes of conducting a performance test. The owner or
operator may not conduct performance tests during periods of
malfunction. You must record the process information that is necessary
to document operating conditions during the test and explain why the
conditions represent normal operation. Upon request, you must make
available to the Administrator such records as may be necessary to
determine the conditions of performance tests.
* * * * *
0
32. Section 63.3965 is amended by revising the introductory text to
read as follows:
Sec. 63.3965 How do I determine the emission capture system
efficiency?
You must use the procedures and test methods in this section to
determine capture efficiency as part of each performance test required
by Sec. 63.3960.
* * * * *
0
33. Section 63.3966 is amended by revising the introductory text and
paragraph (b) to read as follows:
Sec. 63.3966 How do I determine the add-on control device emission
destruction or removal efficiency?
You must use the procedures and test methods in this section to
determine the add-on control device emission destruction or removal
efficiency as part of the performance test required by Sec. 63.3960.
For each performance test, you must conduct three test runs as
specified in Sec. 63.7(e)(3) and each test run must last at least 1
hour. If the source is a magnet wire coating machine, you may use the
procedures in section 3.0 of appendix A to this subpart as an
alternative.
* * * * *
(b) Measure total gaseous organic mass emissions as carbon at the
inlet and outlet of the add-on control device simultaneously, using
either EPA Method 25 or 25A of appendix A-7 to 40 CFR part 60.
(1) Use EPA Method 25 of appendix A-7 to 40 CFR part 60 if the add-
on
[[Page 59011]]
control device is an oxidizer and you expect the total gaseous organic
concentration as carbon to be more than 50 parts per million (ppm) at
the control device outlet.
(2) Use EPA Method 25A of appendix A-7 to 40 CFR part 60 if the
add-on control device is an oxidizer and you expect the total gaseous
organic concentration as carbon to be 50 ppm or less at the control
device outlet.
(3) Use EPA Method 25A of appendix A-7 to 40 CFR part 60 if the
add-on control device is not an oxidizer.
(4) You may use EPA Method 18 of appendix A-6 to 40 CFR part 60 to
subtract methane emissions from measured total gaseous organic mass
emissions as carbon.
* * * * *
0
34. Section 63.3967 is amended by revising paragraphs (a)(1) and (2),
(b)(1) through (3), (d)(1) and (2), and (e)(1) through (4) to read as
follows:
Sec. 63.3967 How do I establish the emission capture system and add-
on control device operating limits during the performance test?
* * * * *
(a) * * *
(1) During performance tests, you must monitor and record the
combustion temperature at least once every 15 minutes during each of
the three test runs. You must monitor the temperature in the firebox of
the thermal oxidizer or immediately downstream of the firebox before
any substantial heat exchange occurs.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average combustion
temperature maintained during the performance test. This average
combustion temperature is the minimum operating limit for your thermal
oxidizer.
(b) * * *
(1) During performance tests, you must monitor and record the
temperature just before the catalyst bed and the temperature difference
across the catalyst bed at least once every 15 minutes during each of
the three test runs.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average temperature just
before the catalyst bed and the average temperature difference across
the catalyst bed maintained during the performance test. These are the
minimum operating limits for your catalytic oxidizer.
(3) You must monitor the temperature at the inlet to the catalyst
bed and implement a site-specific inspection and maintenance plan for
your catalytic oxidizer as specified in paragraph (b)(4) of this
section. During the performance test, you must monitor and record the
temperature just before the catalyst bed at least once every 15 minutes
during each of the three test runs. For each performance test, use the
data collected during the performance test to calculate and record the
average temperature just before the catalyst bed during the performance
test. This is the minimum operating limit for your catalytic oxidizer.
* * * * *
(d) * * *
(1) During performance tests, you must monitor and record the
condenser outlet (product side) gas temperature at least once every 15
minutes during each of the three test runs.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average condenser outlet
(product side) gas temperature maintained during the performance test.
This average condenser outlet gas temperature is the maximum operating
limit for your condenser.
(e) * * *
(1) During performance tests, you must monitor and record the
desorption concentrate stream gas temperature at least once every 15
minutes during each of the three runs of the performance test.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average temperature. This
is the minimum operating limit for the desorption concentrate gas
stream temperature.
(3) During performance tests, you must monitor and record the
pressure drop of the dilute stream across the concentrator at least
once every 15 minutes during each of the three runs of the performance
test.
(4) For each performance test, use the data collected during the
performance test to calculate and record the average pressure drop.
This is the minimum operating limit for the dilute stream across the
concentrator.
* * * * *
0
35. Section 63.3968 is amended by revising paragraphs (a)(4), (5), and
(7) and (c)(3) introductory text to read as follows:
Sec. 63.3968 What are the requirements for continuous parameter
monitoring system installation, operation, and maintenance?
(a) * * *
(4) Before [date 181 days after date of publication of final rule
in the Federal Register], you must maintain the CPMS at all times and
have available necessary parts for routine repairs of the monitoring
equipment. On and after [date 181 days after date of publication of
final rule in the Federal Register], you must maintain the CPMS at all
times in accordance with Sec. 63.3900(b) and keep necessary parts
readily available for routine repairs of the monitoring equipment.
(5) Before [date 181 days after date of publication of final rule
in the Federal Register], you must operate the CPMS and collect
emission capture system and add-on control device parameter data at all
times that a controlled coating operation is operating, except during
monitoring malfunctions, associated repairs, and required quality
assurance or control activities (including, if applicable, calibration
checks and required zero and span adjustments). On and after [date 181
days after date of publication of final rule in the Federal Register],
you must operate the CPMS and collect emission capture system and add-
on control device parameter data at all times in accordance with Sec.
63.3900(b).
* * * * *
(7) A monitoring malfunction is any sudden, infrequent, not
reasonably preventable failure of the CPMS to provide valid data.
Monitoring failures that are caused in part by poor maintenance or
careless operation are not malfunctions. Before [date 181 days after
date of publication of final rule in the Federal Register], any period
for which the monitoring system is out-of-control and data are not
available for required calculations is a deviation from the monitoring
requirements. On and after [date 181 days after date of publication of
final rule in the Federal Register], except for periods of required
quality assurance or control activities, any period for which the CPMS
fails to operate and record data continuously as required by paragraph
(a)(5) of this section, or generates data that cannot be included in
calculating averages as specified in (a)(6) of this section constitutes
a deviation from the monitoring requirements.
* * * * *
(c) * * *
(3) For all thermal oxidizers and catalytic oxidizers, you must
meet the requirements in paragraphs (a) and (c)(3)(i) through (v) of
this section for each gas temperature monitoring device. For the
purposes of this paragraph (c)(3), a thermocouple is part of the
temperature sensor.
* * * * *
0
36. Section 63.3981 is amended by revising the definitions of
``Deviation'' and ``Non-HAP coating'' to read as follows:
[[Page 59012]]
Sec. 63.3981 What definitions apply to this subpart?
* * * * *
Deviation means:
(1) Before [date 181 days after date of publication in the Federal
Register], any instance in which an affected source subject to this
subpart, or an owner or operator of such a source:
(i) Fails to meet any requirement or obligation established by this
subpart including but not limited to, any emission limit or operating
limit or work practice standard;
(ii) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit; or
(iii) Fails to meet any emission limit, or operating limit, or work
practice standard in this subpart during startup, shutdown, or
malfunction, regardless of whether or not such failure is permitted by
this subpart; and
(2) On and after [date 181 days after date of publication of final
rule in the Federal Register], any instance in which an affected source
subject to this subpart or an owner or operator of such a source:
(i) Fails to meet any requirement or obligation established by this
subpart including but not limited to any emission limit, operating
limit, or work practice standard; or
(ii) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit.
* * * * *
Non-HAP coating means, for the purposes of this subpart, a coating
that contains no more than 0.1 percent by mass of any individual
organic HAP that is listed in Table 5 to this subpart and no more than
1.0 percent by mass for any other individual HAP.
* * * * *
0
37. Table 2 to Subpart MMMM of part 63 is revised to read as follows:
Table 2 to Subpart MMMM of Part 63--Applicability of General Provisions to Subpart MMMM of Part 63
You must comply with the applicable General Provisions requirements according to the following table:
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject MMMM Explanation
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)-(14)............... General Applicability.. Yes....................
Sec. 63.1(b)(1)-(3)................ Initial Applicability Yes.................... Applicability to
Determination. subpart MMMM is also
specified in Sec.
63.3881.
Sec. 63.1(c)(1).................... Applicability After Yes....................
Standard Established.
Sec. 63.1(c)(2)-(3)................ Applicability of Permit No..................... Area sources are not
Program for Area subject to subpart
Sources. MMMM.
Sec. 63.1(c)(4)-(5)................ Extensions and Yes....................
Notifications.
Sec. 63.1(e)....................... Applicability of Permit Yes....................
Program Before
Relevant Standard is
Set.
Sec. 63.2.......................... Definitions............ Yes.................... Additional definitions
are specified in Sec.
63.3981.
Sec. 63.1(a)-(c)................... Units and Abbreviations Yes....................
Sec. 63.4(a)(1)-(5)................ Prohibited Activities.. Yes....................
Sec. 63.4(b)-(c)................... Circumvention/ Yes....................
Severability.
Sec. 63.5(a)....................... Construction/ Yes....................
Reconstruction.
Sec. 63.5(b)(1)-(6)................ Requirements for Yes....................
Existing Newly
Constructed, and
Reconstructed Sources.
Sec. 63.5(d)....................... Application for Yes....................
Approval of
Construction/
Reconstruction.
Sec. 63.5(e)....................... Approval of Yes....................
Construction/
Reconstruction.
Sec. 63.5(f)....................... Approval of Yes....................
Construction/
Reconstruction Based
on Prior State Review.
Sec. 63.6(a)....................... Compliance With Yes....................
Standards and
Maintenance
Requirements--Applicab
ility.
Sec. 63.6(b)(1)-(7)................ Compliance Dates for Yes.................... Section 63.3883
New and Reconstructed specifies the
Sources. compliance dates.
Sec. 63.6(c)(1)-(5)................ Compliance Dates for Yes.................... Section 63.3883
Existing Sources. specifies the
compliance dates.
Sec. 63.6(e)(1)-(2)................ Operation and Yes before [date 181 See Sec. 63.3900(b)
Maintenance. days after date of for general duty
publication of final requirement.
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(e)(3).................... Startup, Shutdown, and Yes before [date 181
Malfunction Plan. days after date of
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
[[Page 59013]]
Sec. 63.6(f)(1).................... Compliance Except Yes before [date 181
During Startup, days after date of
Shutdown, and publication of final
Malfunction. rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(f)(2)-(3)................ Methods for Determining Yes....................
Compliance..
Sec. 63.6(g)(1)-(3)................ Use of an Alternative Yes....................
Standard.
Sec. 63.6(h)....................... Compliance With Opacity/ No..................... Subpart MMMM does not
Visible Emission establish opacity
Standards. standards and does not
require continuous
opacity monitoring
systems (COMS).
Sec. 63.6(i)(1)-(16)............... Extension of Compliance Yes....................
Sec. 63.6(j)....................... Presidential Compliance Yes....................
Exemption.
Sec. 63.7(a)(1).................... Performance Test Yes.................... Applies to all affected
Requirements--Applicab sources. Additional
ility. requirements for
performance testing
are specified in Sec.
Sec. 63.3964,
63.3965, and 63.3966.
Sec. 63.7(a)(2).................... Performance Test Yes.................... Applies only to
Requirements--Dates. performance tests for
capture system and
control device
efficiency at sources
using these to comply
with the standard.
Section 63.3960
specifies the schedule
for performance test
requirements that are
earlier than those
specified in Sec.
63.7(a)(2).
Sec. 63.7(a)(3)-(4)................ Performance Tests Yes....................
Required By the
Administrator, Force
Majeure.
Sec. 63.7(b)-(d)................... Performance Test Yes.................... Applies only to
Requirements--Notifica performance tests for
tion, Quality capture system and add-
Assurance, Facilities on control device
Necessary for Safe efficiency at sources
Testing, Conditions using these to comply
During Test. with the standard.
Sec. 63.7(e)(1).................... Conduct of Performance Yes before [date 181 See Sec. Sec.
Tests. days after date of 63.3964
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.7(e)(2)-(4)................ Conduct of Performance Yes....................
Tests.
Sec. 63.7(f)....................... Performance Test Yes.................... Applies to all test
Requirements--Use of methods except those
Alternative Test used to determine
Method. capture system
efficiency.
Sec. 63.7(g)-(h)................... Performance Test Yes.................... Applies only to
Requirements--Data performance tests for
Analysis, capture system and add-
Recordkeeping, on control device
Reporting, Waiver of efficiency at sources
Test. using these to comply
with the standard.
Sec. 63.8(a)(1)-(3)................ Monitoring Yes.................... Applies only to
Requirements--Applicab monitoring of capture
ility. system and add-on
control device
efficiency at sources
using these to comply
with the standard.
Additional
requirements for
monitoring are
specified in Sec.
63.3968.
Sec. 63.8(a)(4).................... Additional Monitoring No..................... Subpart MMMM does not
Requirements. have monitoring
requirements for
flares.
Sec. 63.8(b)....................... Conduct of Monitoring.. Yes....................
[[Page 59014]]
Sec. 63.8(c)(1).................... Continuous Monitoring Yes before [date 181 Section 63.3968
System (CMS) Operation days after date of specifies the
and Maintenance. publication of final requirements for the
rule in the Federal operation of CMS for
Register]. No on and capture systems and
after [date 181 days add-on control devices
after date of at sources using these
publication of final to comply.
rule in the Federal
Register].
Sec. 63.8(c)(2)-(3)................ CMS Operation and Yes.................... Applies only to
Maintenance. monitoring of capture
system and add-on
control device
efficiency at sources
using these to comply
with the standard.
Additional
requirements for CMS
operations and
maintenance are
specified in Sec.
63.3968.
Sec. 63.8(c)(4).................... CMS.................... No..................... Sec. 63.3968
specifies the
requirements for the
operation of CMS for
capture systems and
add-on control devices
at sources using these
to comply.
Sec. 63.8(c)(5).................... COMS................... No..................... Subpart MMMM does not
have opacity or
visible emission
standards.
Sec. 63.8(c)(6).................... CMS Requirements....... No..................... Section 63.3968
specifies the
requirements for
monitoring systems for
capture systems and
add-on control devices
at sources using these
to comply.
Sec. 63.8(c)(7).................... CMS Out-of-Control Yes....................
Periods.
Sec. 63.8(c)(8).................... CMS Out-of-Control No..................... Sec. 63.3920 requires
Periods and Reporting. reporting of CMS out-
of-control periods.
Sec. 63.8(d)-(e)................... Quality Control Program No..................... Subpart MMMM does not
and CMS Performance require the use of
Evaluation. continuous emissions
monitoring systems.
Sec. 63.8(f)(1)-(5)................ Use of an Alternative Yes....................
Monitoring Method.
Sec. 63.8(f)(6).................... Alternative to Relative No..................... Subpart MMMM does not
Accuracy Test. require the use of
continuous emissions
monitoring systems.
Sec. 63.8(g)(1)-(5)................ Data Reduction......... No..................... Sections 63.3967 and
63.3968 specify
monitoring data
reduction.
Sec. 63.9(a)-(d)................... Notification Yes....................
Requirements.
Sec. 63.9(e)....................... Notification of Yes.................... Applies only to capture
Performance Test. system and add-on
control device
performance tests at
sources using these to
comply with the
standard.
Sec. 63.9(f)....................... Notification of Visible No..................... Subpart MMMM does not
Emissions/Opacity Test. have opacity or
visible emissions
standards.
Sec. 63.9(g)(1)-(3)................ Additional No..................... Subpart MMMM does not
Notifications When require the use of
Using CMS. continuous emissions
monitoring systems.
Sec. 63.9(h)....................... Notification of Yes.................... Section 63.3910
Compliance Status. specifies the dates
for submitting the
notification of
compliance status.
Sec. 63.9(i)....................... Adjustment of Submittal Yes....................
Deadlines.
Sec. 63.9(j)....................... Change in Previous Yes....................
Information.
Sec. 63.10(a)...................... Recordkeeping/ Yes....................
Reporting--Applicabili
ty and General
Information.
Sec. 63.10(b)(1)................... General Recordkeeping Yes.................... Additional requirements
Requirements. are specified in Sec.
Sec. 63.3930 and
63.3931.
Sec. 63.10(b)(2)(i)-(ii)........... Recordkeeping of Yes before [date 181 See Sec. 63.3930(j).
Occurrence and days after date of
Duration of Startups publication of final
and Shutdowns and of rule in the Federal
Failures to Meet Register]. No on and
Standards. after [date 181 days
after date of
publication of final
rule in the Federal
Register].
[[Page 59015]]
Sec. 63.10(b)(2)(iii).............. Recordkeeping Relevant Yes.................... Sec. 63.10(b)(2)(iii)
to Maintenance of Air
Pollution Control and
Monitoring Equipment.
Sec. 63.10(b)(2) (iv)-(v).......... Actions Taken to Yes before [date 181 See Sec. 63.3930(j)
Minimize Emissions days after date of for a record of
During Startup, publication of final actions taken to
Shutdown, and rule in the Federal minimize emissions
Malfunction. Register]. No on and duration a deviation
after [date 181 days from the standard.
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2) (vi).............. Recordkeeping for CMS Yes before [date 181 See Sec. 63.3930(j)
Malfunctions. days after date of for records of periods
publication of final of deviation from the
rule in the Federal standard, including
Register]. No on and instances where a CMS
after [date 181 days is inoperative or out-
after date of of-control.
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2) (xii)............. Records................ Yes....................
Sec. 63.10(b)(2) (xiii)............ ....................... No..................... Subpart MMMM does not
require the use of
continuous emissions
monitoring systems.
Sec. 63.10(b)(2) (xiv)............. ....................... Yes....................
Sec. 63.10(b)(3)................... Recordkeeping Yes....................
Requirements for
Applicability
Determinations.
Sec. 63.10(c) (1)-(6).............. Additional Yes....................
Recordkeeping
Requirements for
Sources with CMS.
Sec. 63.10(c) (7)-(8).............. Additional No..................... See Sec. 63.3930(j)
Recordkeeping for records of periods
Requirements for of deviation from the
Sources with CMS. standard, including
instances where a CMS
is inoperative or out-
of-control.
Sec. 63.10(c)(10)-(14)............. Additional Yes....................
Recordkeeping
Requirements for
Sources with CMS.
Sec. 63.10(c)(15).................. Records Regarding the Yes before [date 181
Startup, Shutdown, and days after date of
Malfunction Plan. publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(d)(1)................... General Reporting Yes.................... Additional requirements
Requirements. are specified in Sec.
63.3920.
Sec. 63.10(d)(2)................... Report of Performance Yes.................... Additional requirements
Test Results. are specified in Sec.
63.3920(b) and (d).
Sec. 63.10(d)(3)................... Reporting Opacity or No..................... Subpart MMMM does not
Visible Emissions require opacity or
Observations. visible emissions
observations.
Sec. 63.10(d)(4)................... Progress Reports for Yes....................
Sources With
Compliance Extensions.
Sec. 63.10(d)(5)................... Startup, Shutdown, and Yes before [date 181 See Sec. 63.3920
Malfunction Reports. days after date of (a)(7) and (c).
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(e) (1)-(2).............. Additional CMS Reports. No..................... Subpart MMMM does not
require the use of
continuous emissions
monitoring systems.
Sec. 63.10(e) (3).................. Excess Emissions/CMS No..................... Section 63.3920 (b)
Performance Reports. specifies the contents
of periodic compliance
reports.
Sec. 63.10(e) (4).................. COMS Data Reports...... No..................... Subpart MMMMM does not
specify requirements
for opacity or COMS.
Sec. 63.10(f)...................... Recordkeeping/Reporting Yes....................
Waiver.
Sec. 63.11......................... Control Device No..................... Subpart MMMM does not
Requirements/Flares. specify use of flares
for compliance.
Sec. 63.12......................... State Authority and Yes....................
Delegations.
Sec. 63.13......................... Addresses.............. Yes....................
Sec. 63.14......................... Incorporation by Yes....................
Reference.
[[Page 59016]]
Sec. 63.15......................... Availability of Yes....................
Information/
Confidentiality.
----------------------------------------------------------------------------------------------------------------
0
38. Table 5 to Subpart MMMM of part 63 is added to read as follows:
Table 5 to Subpart MMMM of Part 63--List of Hazardous Air Pollutants
That Must Be Counted Toward Total Organic HAP Content if Present at 0.1
Percent or More by Mass
------------------------------------------------------------------------
Chemical name CAS No.
------------------------------------------------------------------------
1,1,2,2-Tetrachloroethane............................... 79-34-5
1,1,2-Trichloroethane................................... 79-00-5
1,1-Dimethylhydrazine................................... 57-14-7
1,2-Dibromo-3-chloropropane............................. 96-12-8
1,2-Diphenylhydrazine................................... 122-66-7
1,3-Butadiene........................................... 106-99-0
1,3-Dichloropropene..................................... 542-75-6
1,4-Dioxane............................................. 123-91-1
2,4,6-Trichlorophenol................................... 88-06-2
2,4/2,6-Dinitrotoluene (mixture)........................ 25321-14-6
2,4-Dinitrotoluene...................................... 121-14-2
2,4-Toluene diamine..................................... 95-80-7
2-Nitropropane.......................................... 79-46-9
3,3'-Dichlorobenzidine.................................. 91-94-1
3,3'-Dimethoxybenzidine................................. 119-90-4
3,3'-Dimethylbenzidine.................................. 119-93-7
4,4'-Methylene bis(2-chloroaniline)..................... 101-14-4
Acetaldehyde............................................ 75-07-0
Acrylamide.............................................. 79-06-1
Acrylonitrile........................................... 107-13-1
Allyl chloride.......................................... 107-05-1
alpha-Hexachlorocyclohexane (a-HCH)..................... 319-84-6
Aniline................................................. 62-53-3
Benzene................................................. 71-43-2
Benzidine............................................... 92-87-5
Benzotrichloride........................................ 98-07-7
Benzyl chloride......................................... 100-44-7
beta-Hexachlorocyclohexane (b-HCH)...................... 319-85-7
Bis(2-ethylhexyl)phthalate.............................. 117-81-7
Bis(chloromethyl)ether.................................. 542-88-1
Bromoform............................................... 75-25-2
Captan.................................................. 133-06-2
Carbon tetrachloride.................................... 56-23-5
Chlordane............................................... 57-74-9
Chlorobenzilate......................................... 510-15-6
Chloroform.............................................. 67-66-3
Chloroprene............................................. 126-99-8
Cresols (mixed)......................................... 1319-77-3
DDE..................................................... 3547-04-4
Dichloroethyl ether..................................... 111-44-4
Dichlorvos.............................................. 62-73-7
Epichlorohydrin......................................... 106-89-8
Ethyl acrylate.......................................... 140-88-5
Ethylene dibromide...................................... 106-93-4
Ethylene dichloride..................................... 107-06-2
Ethylene oxide.......................................... 75-21-8
Ethylene thiourea....................................... 96-45-7
Ethylidene dichloride (1,1-Dichloroethane).............. 75-34-3
Formaldehyde............................................ 50-00-0
Heptachlor.............................................. 76-44-8
Hexachlorobenzene....................................... 118-74-1
Hexachlorobutadiene..................................... 87-68-3
Hexachloroethane........................................ 67-72-1
Hydrazine............................................... 302-01-2
Isophorone.............................................. 78-59-1
Lindane (hexachlorocyclohexane, all isomers)............ 58-89-9
[[Page 59017]]
m-Cresol................................................ 108-39-4
Methylene chloride...................................... 75-09-2
Naphthalene............................................. 91-20-3
Nitrobenzene............................................ 98-95-3
Nitrosodimethylamine.................................... 62-75-9
o-Cresol................................................ 95-48-7
o-Toluidine............................................. 95-53-4
Parathion............................................... 56-38-2
p-Cresol................................................ 106-44-5
p-Dichlorobenzene....................................... 106-46-7
Pentachloronitrobenzene................................. 82-68-8
Pentachlorophenol....................................... 87-86-5
Propoxur................................................ 114-26-1
Propylene dichloride.................................... 78-87-5
Propylene oxide......................................... 75-56-9
Quinoline............................................... 91-22-5
Tetrachloroethene....................................... 127-18-4
Toxaphene............................................... 8001-35-2
Trichloroethylene....................................... 79-01-6
Trifluralin............................................. 1582-09-8
Vinyl bromide........................................... 593-60-2
Vinyl chloride.......................................... 75-01-4
Vinylidene chloride..................................... 75-35-4
------------------------------------------------------------------------
Subpart NNNN--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Large Appliances
0
39. Section 63.4168 is amended by adding paragraphs (c)(3)(i) through
(vii) to read as follows:
Sec. 63.4168 What are the requirements for continuous parameter
monitoring system installation, operation, and maintenance?
* * * * *
(c) * * *
(3) * * *
(i) Locate the temperature sensor in a position that provides a
representative temperature.
(ii) Use a temperature sensor with a measurement sensitivity of 4
degrees Fahrenheit or 0.75 percent of the temperature value, whichever
is larger.
(iii) Shield the temperature sensor system from electromagnetic
interference and chemical contaminants.
(iv) If a gas temperature chart recorder is used, it must have a
measurement sensitivity in the minor division of at least 20 degrees
Fahrenheit.
(v) Perform an electronic calibration at least semiannually
according to the procedures in the manufacturer's owners manual.
Following the electronic calibration, you must conduct a temperature
sensor validation check in which a second or redundant temperature
sensor placed nearby the process temperature sensor must yield a
reading within 30 degrees Fahrenheit of the process temperature
sensor's reading.
(vi) Any time the sensor exceeds the manufacturer's specified
maximum operating temperature range, either conduct calibration and
validation checks or install a new temperature sensor.
(vii) At least monthly, inspect components for integrity and
electrical connections for continuity, oxidation, and galvanic
corrosion.
* * * * *
Subpart OOOO--National Emission Standards for Hazardous Air
Pollutants: Printing, Coating, and Dyeing of Fabrics and Other
Textiles
0
40. Section 63.4371 is amended by revising the definition for ``No
organic HAP'' to read as follows:
Sec. 63.4371 What definitions apply to this subpart?
* * * * *
No organic HAP means no organic HAP in Table 5 to this subpart is
present at 0.1 percent by mass or more and no organic HAP not listed in
Table 5 to this subpart is present at 1.0 percent by mass or more. The
organic HAP content of a regulated material is determined according to
Sec. 63.4321(e)(1).
* * * * *
Subpart PPPP--National Emission Standards for Hazardous Air
Pollutants for Surface Coating of Plastic Parts and Products
0
41. Section 63.4492 is amended by revising paragraph (b) to read as
follows:
Sec. 63.4492 What operating limits must I meet?
* * * * *
(b) For any controlled coating operation(s) on which you use the
emission rate with add-on controls option, except those for which you
use a solvent recovery system and conduct a liquid-liquid material
balance according to Sec. 63.4561(j), you must meet the operating
limits specified in Table 1 to this subpart. These operating limits
apply to the emission capture and control systems on the coating
operation(s) for which you use this option, and you must establish the
operating limits during the performance tests required in Sec. 63.4560
according to the requirements in Sec. 63.4567. You must meet the
operating limits established during the most recent performance tests
required in Sec. 63.4560 at all times after you establish them.
* * * * *
0
42. Section 63.4500 is amended by revising paragraphs (a)(2)(i) and
(ii), (b), and (c) to read as follows:
Sec. 63.4500 What are my general requirements for complying with this
subpart?
(a) * * *
(2) * * *
[[Page 59018]]
(i) The coating operation(s) must be in compliance with the
applicable emission limit in Sec. 63.4490 at all times.
(ii) The coating operation(s) must be in compliance with the
operating limits for emission capture systems and add-on control
devices required by Sec. 63.4492 at all times, except for solvent
recovery systems for which you conduct liquid-liquid material balances
according to Sec. 63.4561(j).
* * * * *
(b) Before [date 181 days after date of publication of final rule
in the Federal Register], you must always operate and maintain your
affected source, including all air pollution control and monitoring
equipment you use for purposes of complying with this subpart,
according to the provisions in Sec. 63.6(e)(1)(i). On and after [date
181 days after date of publication of final rule in the Federal
Register], at all times, the owner or operator must operate and
maintain any affected source, including associated air pollution
control equipment and monitoring equipment, in a manner consistent with
safety and good air pollution control practices for minimizing
emissions. The general duty to minimize emissions does not require the
owner or operator to make any further efforts to reduce emissions if
levels required by the applicable standard have been achieved.
Determination of whether a source is operating in compliance with
operation and maintenance requirements will be based on information
available to the Administrator that may include, but is not limited to,
monitoring results, review of operation and maintenance procedures,
review of operation and maintenance records, and inspection of the
affected source.
(c) Before [date 181 days after date of publication of final rule
in the Federal Register], if your affected source uses an emission
capture system and add-on control device, you must develop a written
startup, shutdown, and malfunction plan (SSMP) according to the
provisions in Sec. 63.6(e)(3). The plan must address the startup,
shutdown, and corrective actions in the event of a malfunction of the
emission capture system or the add-on control device. The plan must
also address any coating operation equipment that may cause increased
emissions or that would affect capture efficiency if the process
equipment malfunctions, such as conveyors that move parts among
enclosures. On and after [date 181 days after date of publication of
final rule in the Federal Register], the SSMP is not required.
0
43. Section 63.4520 is amended by:
0
a. Revising paragraphs (a)(5) introductory text and (a)(5)(i) and (iv);
0
b. Adding paragraph (a)(5)(v);
0
c. Revising paragraph (a)(6) introductory text and (a)(6)(iii);
0
d. Adding paragraph (a)(6)(iv);
0
e. Revising paragraph (a)(7) introductory text, (a)(7)(iii), (a)(7)(vi)
through (viii), (a)(7)(x), and (a)(7)(xiii) and (xiv);
0
f. Adding paragraph (a)(7)(xv);
0
g. Revising paragraph (c) introductory text; and
0
h. Adding paragraphs (d) through (h).
The revisions and additions read as follows:
Sec. 63.4520 What reports must I submit?
(a) * * *
(5) Deviations: Compliant material option. If you used the
compliant material option and there was a deviation from the applicable
organic HAP content requirements in Sec. 63.4490, the semiannual
compliance report must contain the information in paragraphs (a)(5)(i)
through (v) of this section.
(i) Identification of each coating used that deviated from the
applicable emission limit, and each thinner and/or other additive, and
cleaning material used that contained organic HAP, and the date, time,
and duration each was used.
* * * * *
(iv) Before [date 181 days after date of publication of final rule
in the Federal Register], a statement of the cause of each deviation.
On and after [date 181 days after date of publication of final rule in
the Federal Register], a statement of the cause of each deviation
(including unknown cause, if applicable).
(v) On and after [date 181 days after date of publication of final
rule in the Federal Register], the number of deviations and, for each
deviation, a list of the affected source or equipment, an estimate of
the quantity of each regulated pollutant emitted over any applicable
emission limit in Sec. 63.4490, a description of the method used to
estimate the emissions, and the actions you took to minimize emissions
in accordance with Sec. 63.4500(b).
(6) Deviations: Emission rate without add-on controls option. If
you used the emission rate without add-on controls option and there was
a deviation from the applicable emission limit in Sec. 63.4490, the
semiannual compliance report must contain the information in paragraphs
(a)(6)(i) through (iv) of this section.
* * * * *
(iii) Before [date 181 days after date of publication of final rule
in the Federal Register], a statement of the cause of each deviation.
On and after [date 181 days after date of publication of final rule in
the Federal Register], a statement of the cause of each deviation
(including unknown cause, if applicable).
(iv) On and after [date 181 days after date of publication of final
rule in the Federal Register], the number of deviations, date, time,
duration, a list of the affected source or equipment, an estimate of
the quantity of each regulated pollutant emitted over any applicable
emission limit in Sec. 63.4490, a description of the method used to
estimate the emissions, and the actions you took to minimize emissions
in accordance with Sec. 63.4500(b).
(7) Deviations: Emission rate with add-on controls option. If you
used the emission rate with add-on controls option and there was a
deviation from the applicable emission limit in Sec. 63.4490 or the
applicable operating limit(s) in Table 1 to this subpart (including any
periods when emissions bypassed the add-on control device and were
diverted to the atmosphere), before [date 181 days after date of
publication of final rule in the Federal Register], the semiannual
compliance report must contain the information in paragraphs (a)(7)(i)
through (xiv) of this section. This includes periods of startup,
shutdown, and malfunction during which deviations occurred. On and
after [date 181 days after date of publication of final rule in the
Federal Register], the semiannual compliance report must contain the
information in paragraphs (a)(7)(i) through (xii), (a)(7)(xiv), and
(a)(7)(xv) of this section. If you use the emission rate with add-on
controls option and there was a deviation from the applicable work
practice standards in Sec. 63.4493(b), the semiannual compliance
report must contain the information in paragraph (a)(7)(xiii) of this
section.
* * * * *
(iii) The date and time that each malfunction of the capture system
or add-on control devices started and stopped.
* * * * *
(vi) Before [date 181 days after date of publication of final rule
in the Federal Register], the date and time that each CPMS was
inoperative, except for zero (low-level) and high-level checks. On and
after [date 181 days after date of publication of final rule in the
Federal Register], the number of instances that the CPMS was
inoperative, and for each instance, except for zero (low-level) and
high-level checks, the date, time, and duration that the CPMS was
inoperative;
[[Page 59019]]
the cause (including unknown cause) for the CPMS being inoperative; and
the actions you took to minimize emissions in accordance with Sec.
63.4500(b).
(vii) Before [date 181 days after date of publication of final rule
in the Federal Register], the date, time, and duration that each CPMS
was out-of-control, including the information in Sec. 63.8(c)(8). On
and after [date 181 days after date of publication of final rule in the
Federal Register], the number of instances that the CPMS was out of
control as specified in Sec. 63.8(c)(7) and, for each instance, the
date, time, and duration that the CPMS was out-of-control; the cause
(including unknown cause) for the CPMS being out-of-control; and
descriptions of corrective actions taken.
(viii) Before [date 181 days after date of publication of final
rule in the Federal Register], the date and time period of each
deviation from an operating limit in Table 1 to this subpart; date and
time period of any bypass of the add-on control device; and whether
each deviation occurred during a period of startup, shutdown, or
malfunction or during another period. On and after [date 181 days after
date of publication of final rule in the Federal Register], the number
of deviations from an operating limit in Table 1 to this subpart and,
for each deviation, the date, time, and duration of each deviation; the
date, time, and duration of any bypass of the add-on control device.
* * * * *
(x) Before [date 181 days after date of publication of final rule
in the Federal Register], a breakdown of the total duration of the
deviations from the operating limits in Table 1 of this subpart and
bypasses of the add-on control device during the semiannual reporting
period into those that were due to startup, shutdown, control equipment
problems, process problems, other known causes, and other unknown
causes. On and after [date 181 days after date of publication of final
rule in the Federal Register], a breakdown of the total duration of the
deviations from the operating limits in Table 1 to this subpart and
bypasses of the add-on control device during the semiannual reporting
period into those that were due to control equipment problems, process
problems, other known causes, and other unknown causes.
* * * * *
(xiii) Before [date 181 days after date of publication of final
rule in the Federal Register], for each deviation from the work
practice standards, a description of the deviation, the date and time
period of the deviation, and the actions you took to correct the
deviation. On and after [date 181 days after date of publication of
final rule in the Federal Register], for deviations from the work
practice standards, the number of deviations, and, for each deviation,
the information in paragraphs (a)(7)(xiii)(A) and (B) of this section:
(A) A description of the deviation; the date, time, and duration of
the deviation; and the actions you took to minimize emissions in
accordance with Sec. 63.4500(b).
(B) The description required in paragraph (a)(7)(xiii)(A) of this
section must include a list of the affected sources or equipment for
which a deviation occurred and the cause of the deviation (including
unknown cause, if applicable.
(xiv) Before [date 181 days after date of publication of final rule
in the Federal Register], a statement of the cause of each deviation.
On and after [date 181 days after date of publication of final rule in
the Federal Register], for deviations from an emission limit in Sec.
63.4490 or an operating limit in Table 1 to this subpart, a statement
of the cause of each deviation (including unknown cause, if applicable)
and the actions you took to minimize emissions in accordance with Sec.
63.4500(b).
(xv) On and after [date 181 days after date of publication of final
rule in the Federal Register], for each deviation from an emission
limit in Sec. 63.4490 or operating limit in Table 1 to this subpart, a
list of the affected sources or equipment for which a deviation
occurred, an estimate of the quantity of each regulated pollutant
emitted over any emission limit in Sec. 63.4490 or operating limit in
Table 1 to this subpart, and a description of the method used to
estimate the emissions.
* * * * *
(c) Startup, shutdown, malfunction reports. Before [date 181 days
after date of publication of final rule in the Federal Register], if
you used the emission rate with add-on controls option and you had a
startup, shutdown, or malfunction during the semiannual reporting
period, you must submit the reports specified in paragraphs (c)(1) and
(2) of this section. On and after [date 181 days after date of
publication of final rule in the Federal Register], the reports
specified in paragraphs (c)(1) and (2) of this section are not
required.
* * * * *
(d) On and after [date 181 days after date of publication of final
rule in the Federal Register], you must submit the results of the
performance tests required in Sec. 63.4560 following the procedure
specified in paragraphs (d)(1) through (3) of this section.
(1) For data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test, you must submit the
results of the performance test to the EPA via the CEDRI. The CEDRI
interface can be accessed through the EPA's CDX (https://cdx.epa.gov/).
Performance test data must be submitted in a file format generated
through the use of the EPA's ERT or an alternate electronic file format
consistent with the XML schema listed on the EPA's ERT website.
(2) For data collected using test methods that are not supported by
the EPA's ERT as listed on the EPA's ERT website at the time of the
test, you must submit the results of the performance test to the
Administrator at the appropriate address listed in Sec. 63.13, unless
the Administrator agrees to or specifies an alternate reporting method.
(3) If you claim that some of the performance test information
being submitted under paragraph (d)(1) of this section is CBI, you must
submit a complete file generated through the use of the EPA's ERT or an
alternate electronic file consistent with the XML schema listed on the
EPA's ERT website, including information claimed to be CBI, on a
compact disc, flash drive, or other commonly used electronic storage
medium to the EPA. The electronic medium must be clearly marked as CBI
and mailed to U.S. EPA/OAPQS/CORE CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC
27703. The same ERT or alternate file with the CBI omitted must be
submitted to the EPA via the EPA's CDX as described in paragraph (d)(1)
of this section.
(e) On and after [date 181 days after date of publication of final
rule in the Federal Register], the owner or operator shall submit the
initial notifications required in Sec. 63.9(b) and the notification of
compliance status required in Sec. 63.9(h) and Sec. 63.4510(c) to the
EPA via the CEDRI. The CEDRI interface can be accessed through the
EPA's CDX (https://cdx.epa.gov/). The owner or operator must upload to
CEDRI an electronic copy of each applicable notification in portable
document format (PDF). The applicable notification must be submitted by
the deadline specified in this subpart, regardless of the method in
which the
[[Page 59020]]
reports are submitted. Owners or operators who claim that some of the
information required to be submitted via CEDRI is CBI shall submit a
complete report generated using the appropriate form in CEDRI or an
alternate electronic file consistent with the XML schema listed on the
EPA's CEDRI website, including information claimed to be CBI, on a
compact disc, flash drive, or other commonly used electronic storage
medium to the EPA. The electronic medium shall be clearly marked as CBI
and mailed to U.S. EPA/OAQPS/CORE CBI Office, Attention: Group Leader,
Measurement Policy Group, MD C404-02, 4930 Old Page Rd., Durham, NC
27703. The same file with the CBI omitted shall be submitted to the EPA
via the EPA's CDX as described earlier in this paragraph.
(f) On and after [date 181 days after date of publication of final
rule in the Federal Register], or once the reporting template has been
available on the CEDRI website for 1 year, whichever date is later, the
owner or operator shall submit the semiannual compliance report
required in paragraph (a) of this section to the EPA via the CEDRI.
(CEDRI can be accessed through the EPA's CDX (https://cdx.epa.gov/)).
The owner or operator must use the appropriate electronic template on
the CEDRI website for this subpart or an alternate electronic file
format consistent with the XML schema listed on the CEDRI website
(https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri). The date report templates
become available will be listed on the CEDRI website. If the reporting
form for the semiannual compliance report specific to this subpart is
not available in CEDRI at the time that the report is due, you must
submit the report to the Administrator at the appropriate addresses
listed in Sec. 63.13. Once the form has been available in CEDRI for 1
year, you must begin submitting all subsequent reports via CEDRI. The
reports must be submitted by the deadlines specified in this subpart,
regardless of the method in which the reports are submitted. Owners or
operators who claim that some of the information required to be
submitted via CEDRI is CBI shall submit a complete report generated
using the appropriate form in CEDRI or an alternate electronic file
consistent with the XML schema listed on the EPA's CEDRI website,
including information claimed to be CBI, on a compact disc, flash
drive, or other commonly used electronic storage medium to the EPA. The
electronic medium shall be clearly marked as CBI and mailed to U.S.
EPA/OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted shall be submitted to the EPA via the EPA's CDX as
described earlier in this paragraph.
(g) If you are required to electronically submit a report through
the CEDRI in the EPA's CDX, and due to a planned or actual outage of
either the EPA's CEDRI or CDX systems within the period of time
beginning 5 business days prior to the date that the submission is due,
you will be or are precluded from accessing CEDRI or CDX and submitting
a required report within the time prescribed, you may assert a claim of
EPA system outage for failure to timely comply with the reporting
requirement. You must submit notification to the Administrator in
writing as soon as possible following the date you first knew, or
through due diligence should have known, that the event may cause or
caused a delay in reporting. You must provide to the Administrator a
written description identifying the date, time and length of the
outage; a rationale for attributing the delay in reporting beyond the
regulatory deadline to the EPA system outage; describe the measures
taken or to be taken to minimize the delay in reporting; and identify a
date by which you propose to report, or if you have already met the
reporting requirement at the time of the notification, the date you
reported. In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved. The
decision to accept the claim of EPA system outage and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(h) If you are required to electronically submit a report through
CEDRI in the EPA's CDX and a force majeure event is about to occur,
occurs, or has occurred or there are lingering effects from such an
event within the period of time beginning 5 business days prior to the
date the submission is due, the owner or operator may assert a claim of
force majeure for failure to timely comply with the reporting
requirement. For the purposes of this section, a force majeure event is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by the affected facility that prevents you from
complying with the requirement to submit a report electronically within
the time period prescribed. Examples of such events are acts of nature
(e.g., hurricanes, earthquakes, or floods), acts of war or terrorism,
or equipment failure or safety hazard beyond the control of the
affected facility (e.g., large scale power outage). If you intend to
assert a claim of force majeure, you must submit notification to the
Administrator in writing as soon as possible following the date you
first knew, or through due diligence should have known, that the event
may cause or caused a delay in reporting. You must provide to the
Administrator a written description of the force majeure event and a
rationale for attributing the delay in reporting beyond the regulatory
deadline to the force majeure event; describe the measures taken or to
be taken to minimize the delay in reporting; and identify a date by
which you propose to report, or if you have already met the reporting
requirement at the time of the notification, the date you reported. In
any circumstance, the reporting must occur as soon as possible after
the force majeure event occurs. The decision to accept the claim of
force majeure and allow an extension to the reporting deadline is
solely within the discretion of the Administrator.
0
44. Section 63.4530 is amended by revising paragraphs (h), (i)
introductory text, and (i)(1) and (2) to read as follows:
Sec. 63.4530 What records must I keep?
* * * * *
(h) Before [date 181 days after date of publication of final rule
in the Federal Register], you must keep records of the date, time, and
duration of each deviation. On and after [date 181 days after date of
publication of final rule in the Federal Register], for each deviation
from an emission limitation reported under Sec. 63.4520(a)(5) through
(7), a record of the information specified in paragraphs (h)(1) through
(4) of this section, as applicable.
(1) The date, time, and duration of the deviation, as reported
under Sec. 63.4520(a)(5) through (7).
(2) A list of the affected sources or equipment for which the
deviation occurred and the cause of the deviation, as reported under
Sec. 63.4520(a)(5) through (7).
(3) An estimate of the quantity of each regulated pollutant emitted
over any applicable emission limit in Sec. 63.4490 or any applicable
operating limit in Table 1 to this subpart, and a description of the
method used to calculate the estimate, as reported under Sec.
63.4520(a)(5) through (7).
(4) A record of actions taken to minimize emissions in accordance
with Sec. 63.4500(b) and any corrective actions taken to return the
affected unit to its normal or usual manner of operation.
[[Page 59021]]
(i) If you use the emission rate with add-on controls option, you
must also keep the records specified in paragraphs (i)(1) through (8)
of this section.
(1) Before [date 181 days after date of publication of final rule
in the Federal Register], for each deviation, a record of whether the
deviation occurred during a period of startup, shutdown, or
malfunction. On and after [date 181 days after date of publication of
final rule in the Federal Register], a record of whether the deviation
occurred during a period of startup, shutdown, or malfunction is not
required.
(2) Before [date 181 days after date of publication of final rule
in the Federal Register], the records in Sec. 63.6(e)(3)(iii) through
(v) related to startup, shutdown, and malfunction. On and after [date
181 days after date of publication of final rule in the Federal
Register], the records in Sec. 63.6(e)(3)(iii) through (v) related to
startup, shutdown, and malfunction are not required.
* * * * *
0
45. Section 63.4531 is amended by revising paragraph (a) to read as
follows:
Sec. 63.4531 In what form and for how long must I keep my records?
(a) Your records must be in a form suitable and readily available
for expeditious review, according to Sec. 63.10(b)(1). Where
appropriate, the records may be maintained as electronic spreadsheets
or as a database. On and after [date 181 days after date of publication
of final rule in the Federal Register], any records required to be
maintained by this subpart that are in reports that were submitted
electronically via the EPA's CEDRI may be maintained in electronic
format. This ability to maintain electronic copies does not affect the
requirement for facilities to make records, data, and reports available
upon request to a delegated air agency or the EPA as part of an on-site
compliance evaluation.
* * * * *
0
46. Section 63.4541 is amended by revising paragraphs (a)(1)(i) and
(a)(2) and (4) to read as follows:
Sec. 63.4541 How do I demonstrate initial compliance with the
emission limitations?
* * * * *
(a) * * *
(1) * * *
(i) Count each organic HAP in Table 5 to this subpart that is
measured to be present at 0.1 percent by mass or more and at 1.0
percent by mass or more for other compounds. For example, if toluene
(not listed in Table 5 to this subpart) is measured to be 0.5 percent
of the material by mass, you do not have to count it. Express the mass
fraction of each organic HAP you count as a value truncated to four
places after the decimal point (e.g., 0.3791).
* * * * *
(2) EPA Method 24 (appendix A-7 to 40 CFR part 60). For coatings,
you may use EPA Method 24 to determine the mass fraction of nonaqueous
volatile matter and use that value as a substitute for mass fraction of
organic HAP. As an alternative to using EPA Method 24, you may use ASTM
D2369-10 (Reapproved 2015) \e\ (incorporated by reference, see Sec.
63.14). For reactive adhesives in which some of the HAP react to form
solids and are not emitted to the atmosphere, you may use the
alternative method contained in appendix A to this subpart, rather than
EPA Method 24. You may use the volatile fraction that is emitted, as
measured by the alternative method in appendix A to this subpart, as a
substitute for the mass fraction of organic HAP.
* * * * *
(4) Information from the supplier or manufacturer of the material.
You may rely on information other than that generated by the test
methods specified in paragraphs (a)(1) through (3) of this section,
such as manufacturer's formulation data, if it represents each organic
HAP in Table 5 to this subpart that is present at 0.1 percent by mass
or more and at 1.0 percent by mass or more for other compounds. For
example, if toluene (not listed in Table 5 to this subpart) is 0.5
percent of the material by mass, you do not have to count it. For
reactive adhesives in which some of the HAP react to form solids and
are not emitted to the atmosphere, you may rely on manufacturer's data
that expressly states the organic HAP or volatile matter mass fraction
emitted. If there is a disagreement between such information and
results of a test conducted according to paragraphs (a)(1) through (3)
of this section, then the test method results will take precedence
unless, after consultation you demonstrate to the satisfaction of the
enforcement agency that the formulation data are correct.
* * * * *
0
47. Section 63.4551 is amended by revising paragraph (c) to read as
follows:
Sec. 63.4551 How do I demonstrate initial compliance with the
emission limitations?
* * * * *
(c) Determine the density of each material. Determine the density
of each liquid coating, thinner and/or other additive, and cleaning
material used during each month from test results using ASTM D1475-13
or ASTM D2111-10 (Reapproved 2015) (both incorporated by reference, see
Sec. 63.14), information from the supplier or manufacturer of the
material, or reference sources providing density or specific gravity
data for pure materials. If there is disagreement between ASTM D1475-13
or ASTM D2111-10 (2015) and other such information sources, the test
results will take precedence unless, after consultation you demonstrate
to the satisfaction of the enforcement agency that the formulation data
are correct. If you purchase materials or monitor consumption by weight
instead of volume, you do not need to determine material density.
Instead, you may use the material weight in place of the combined terms
for density and volume in Equations 1A, 1B, 1C, and 2 of this section.
* * * * *
0
48. Section 63.4560 is amended by revising the section heading and
paragraphs (a)(1) and (4), (b)(1), and (c) introductory text to read as
follows:
Sec. 63.4560 By what date must I conduct performance tests and
initial compliance demonstrations?
(a) * * *
(1) All emission capture systems, add-on control devices, and CPMS
must be installed and operating no later than the applicable compliance
date specified in Sec. 63.4483. Except for solvent recovery systems
for which you conduct liquid-liquid material balances according to
Sec. 63.4561(j), you must conduct according to the schedule in
paragraphs (a)(1)(i) and (ii) of this section initial and periodic
performance tests of each capture system and add-on control device
according to the procedures in Sec. Sec. 63.4564, 63.4565, and 63.4566
and establish the operating limits required by Sec. 63.4492. For a
solvent recovery system for which you conduct liquid-liquid material
balances according to Sec. 63.4561(j), you must initiate the first
material balance no later than the applicable compliance date specified
in Sec. 63.4483.
(i) You must conduct the initial performance test and establish the
operating limits required by Sec. 63.4492 no later than 180 days after
the applicable compliance date specified in Sec. 63.4483.
(ii) You must conduct periodic performance tests and establish the
operating limits required by Sec. 63.4492 within 5 years following the
previous performance test. You must conduct the first periodic
performance test before [date 3 years after date of publications of
final rule in the Federal Register], unless you are already required to
complete periodic performance tests as a requirement of renewing your
facility's operating permit under 40 CFR
[[Page 59022]]
part 70 or 40 CFR part 71 and have conducted a performance test on or
after [date 2 years before date of publications of final rule in the
Federal Register]. Thereafter you must conduct a performance test no
later than 5 years following the previous performance test. Operating
limits must be confirmed or reestablished during each performance test.
For any control device for which you are using the catalytic oxidizer
control option at Sec. 63.4567(b) and following the catalyst
maintenance procedures in Sec. 63.4567(b)(4), you are not required to
conduct periodic control device performance testing as specified by
this paragraph. For any control device for which instruments are used
to continuously measure organic compound emissions, you are not
required to conduct periodic control device performance testing as
specified by this paragraph.
* * * * *
(4) For the initial compliance demonstration, you do not need to
comply with the operating limits for the emission capture system and
add-on control device required by Sec. 63.4492 until after you have
completed the initial performance tests specified in paragraph (a)(1)
of this section. Instead, you must maintain a log detailing the
operation and maintenance of the emission capture system, add-on
control device, and continuous parameter monitors during the period
between the compliance date and the performance test. You must begin
complying with the operating limits established based on the initial
performance tests specified in paragraph (a)(1) of this section for
your affected source on the date you complete the performance tests.
The requirements in this paragraph (a)(4) do not apply to solvent
recovery systems for which you conduct liquid-liquid material balances
according to the requirements in Sec. 63.4561(j).
(b) * * *
(1) All emission capture systems, add-on control devices, and CPMS
must be installed and operating no later than the applicable compliance
date specified in Sec. 63.4483. Except for solvent recovery systems
for which you conduct liquid-liquid material balances according to
Sec. 63.4561(j), you must conduct according to the schedule in
paragraphs (b)(1)(i) and (ii) of this section initial and periodic
performance tests of each capture system and add-on control device
according to the procedures in Sec. Sec. 63.4564, 63.4565, and 63.4566
and establish the operating limits required by Sec. 63.4492. For a
solvent recovery system for which you conduct liquid-liquid material
balances according to Sec. 63.4561(j), you must initiate the first
material balance no later than the compliance date specified in Sec.
63.4483.
(i) You must conduct the initial performance test and establish the
operating limits required by Sec. 63.4492 no later than 180 days after
the applicable compliance date specified in Sec. 63.4483.
(ii) You must conduct periodic performance tests and establish the
operating limits required by Sec. 63.4492 within 5 years following the
previous performance test. You must conduct the first periodic
performance test before [date 3 years after date of publications of
final rule in the Federal Register], unless you are already required to
complete periodic performance tests as a requirement of renewing your
facility's operating permit under 40 CFR part 70 or 40 CFR part 71 and
have conducted a performance test on or after [date 2 years before date
of publications of final rule in the Federal Register]. Thereafter you
must conduct a performance test no later than 5 years following the
previous performance test. Operating limits must be confirmed or
reestablished during each performance test. For any control device for
which you are using the catalytic oxidizer control option at Sec.
63.4567(b) and following the catalyst maintenance procedures in Sec.
63.4567(b)(4), you are not required to conduct periodic control device
performance testing as specified by this paragraph. For any control
device for which instruments are used to continuously measure organic
compound emissions, you are not required to conduct periodic control
device performance testing as specified by this paragraph.
* * * * *
(c) You are not required to conduct an initial performance test to
determine capture efficiency or destruction efficiency of a capture
system or control device if you receive approval to use the results of
a performance test that has been previously conducted on that capture
system or control device. Any such previous tests must meet the
conditions described in paragraphs (c)(1) through (3) of this section.
You are still required to conduct a periodic performance test according
to the applicable requirements of paragraphs (a)(1)(ii) and (b)(2)(ii)
of this section.
* * * * *
0
49. Section 63.4561 is amended by revising paragraphs (j)(3) and (n) to
read as follows:
Sec. 63.4561 How do I demonstrate initial compliance?
* * * * *
(j) * * *
(3) Determine the mass fraction of volatile organic matter for each
coating, thinner and/or other additive, and cleaning material used in
the coating operation controlled by the solvent recovery system during
the month, kg volatile organic matter per kg coating. You may determine
the volatile organic matter mass fraction using EPA Method 24 of 40 CFR
part 60, appendix A-7, ASTM D2369-10 (Reapproved 2015)\e\ (incorporated
by reference, see Sec. 63.14), or an EPA approved alternative method.
Alternatively, you may determine the volatile organic matter mass
fraction using information provided by the manufacturer or supplier of
the coating. In the event of any inconsistency between information
provided by the manufacturer or supplier and the results of EPA Method
24 of 40 CFR part 60, appendix A-7, ASTM D2369-10 (Reapproved 2015)\e\,
or an approved alternative method, the test method results will take
precedence unless, after consultation you demonstrate to the
satisfaction of the enforcement agency that the formulation data are
correct.
* * * * *
(n) Compliance demonstration. The organic HAP emission rate for the
initial compliance period, calculated using Equation 5 of this section,
must be less than or equal to the applicable emission limit for each
subcategory in Sec. 63.4490 or the predominant activity or facility-
specific emission limit allowed in Sec. 63.4490(c). You must keep all
records as required by Sec. Sec. 63.4530 and 63.4531. As part of the
notification of compliance status required by Sec. 63.4510, you must
identify the coating operation(s) for which you used the emission rate
with add-on controls option and submit a statement that the coating
operation(s) was (were) in compliance with the emission limitations
during the initial compliance period because the organic HAP emission
rate was less than or equal to the applicable emission limit in Sec.
63.4490, and for control devices other than solvent recovery system
using a liquid-liquid material balance, you achieved the operating
limits required by Sec. 63.4492 and the work practice standards
required by Sec. 63.4493.
0
50. Section 63.4563 is amended by revising paragraph (f) and adding
paragraph (g) to read as follows:
Sec. 63.4563 How do I demonstrate continuous compliance with the
emission limitations?
* * * * *
(f) As part of each semiannual compliance report required in Sec.
63.4520, you must identify the coating operation(s) for which you used
the emission rate with add-on controls
[[Page 59023]]
option. If there were no deviations from the emission limits in Sec.
63.4490, the operating limits in Sec. 63.34492, and the work practice
standards in Sec. 63.4493, submit a statement that you were in
compliance with the emission limitations during the reporting period
because the organic HAP emission rate for each compliance period was
less than or equal to the applicable emission limit in Sec. 63.4490,
and you achieved the operating limits required by Sec. 63.4492 and the
work practice standards required by Sec. 63.4493 during each
compliance period.
(g) On and after [date 181 days after date of publication of final
rule in the Federal Register], deviations that occur due to malfunction
of the emission capture system, add-on control device, or coating
operation that may affect emission capture or control device efficiency
are required to operate in accordance with Sec. 63.4500(b). The
Administrator will determine whether the deviations are violations
according to the provisions in Sec. 63.4500(b).
* * * * *
0
51. Section 63.4564 is amended by revising paragraphs (a) introductory
text and (a)(1) to read as follows:
Sec. 63.4564 What are the general requirements for performance tests?
(a) Before [date 181 days after date of publication of final rule
in the Federal Register], you must conduct each performance test
required by Sec. 63.4560 according to the requirements in Sec.
63.7(e)(1) and under the conditions in this section, unless you obtain
a waiver of the performance test according to the provisions in Sec.
63.7(h). On and after [date 181 days after date of publication of final
rule in the Federal Register], you must conduct each performance test
required by Sec. 63.4560 according to the requirements in this section
unless you obtain a waiver of the performance test according to the
provisions in Sec. 63.7(h).
(1) Representative coating operation operating conditions. You must
conduct the performance test under representative operating conditions
for the coating operation. Operations during periods of startup,
shutdown, or nonoperation do not constitute representative conditions
for purposes of conducting a performance test. The owner or operator
may not conduct performance tests during periods of malfunction. You
must record the process information that is necessary to document
operating conditions during the test and explain why the conditions
represent normal operation. Upon request, you must make available to
the Administrator such records as may be necessary to determine the
conditions of performance tests.
* * * * *
0
52. Section 63.4565 is amended by revising the introductory text to
read as follows:
Sec. 63.4565 How do I determine the emission capture system
efficiency?
You must use the procedures and test methods in this section to
determine capture efficiency as part of each performance test required
by Sec. 63.4560.
* * * * *
0
53. Section 63.4566 is amended by revising the introductory text and
paragraphs (a)(1) through (4) and (b) to read as follows:
Sec. 63.4566 How do I determine the add-on control device emission
destruction or removal efficiency?
You must use the procedures and test methods in this section to
determine the add-on control device emission destruction or removal
efficiency as part of the performance test required by Sec. 63.4560.
For each performance test, you must conduct three test runs as
specified in Sec. 63.7(e)(3) and each test run must last at least 1
hour.
(a) * * *
(1) Use EPA Method 1 or 1A of appendix A-1 to 40 CFR part 60, as
appropriate, to select sampling sites and velocity traverse points.
(2) Use EPA Method 2, 2A, 2C, 2D, or 2F of appendix A-1 to 40 CFR
part 60, or 2G of appendix A-2 to 40 CFR part 60, as appropriate, to
measure gas volumetric flow rate.
(3) Use EPA Method 3, 3A, or 3B of appendix A-2 to 40 CFR part 60,
as appropriate, for gas analysis to determine dry molecular weight.
(4) Use EPA Method 4 of appendix A-3 to 40 CFR part 60, to
determine stack gas moisture.
* * * * *
(b) Measure total gaseous organic mass emissions as carbon at the
inlet and outlet of the add-on control device simultaneously, using
either EPA Method 25 or 25A of appendix A-7 to 40 CFR part 60.
(1) Use EPA Method 25 of appendix A-7 if the add-on control device
is an oxidizer and you expect the total gaseous organic concentration
as carbon to be more than 50 parts per million (ppm) at the control
device outlet.
(2) Use EPA Method 25A of appendix A-7 if the add-on control device
is an oxidizer and you expect the total gaseous organic concentration
as carbon to be 50 ppm or less at the control device outlet.
(3) Use EPA Method 25A of appendix A-7 if the add-on control device
is not an oxidizer.
(4) You may use EPA Method 18 in appendix A-6 of part 60 to
subtract methane emissions from measured total gaseous organic mass
emissions as carbon.
* * * * *
0
54. Section 63.4567 is amended by revising the introductory text and
paragraphs (a)(1) and (2), (b)(1) through (3), (c)(1), (d)(1) and (2),
and (e)(1) through (4) to read as follows:
Sec. 63.4567 How do I establish the emission capture system and add-
on control device operating limits during the performance test?
During performance tests required by Sec. 63.4560 and described in
Sec. Sec. 63.4564, 63.4565, and 63.4566, you must establish the
operating limits required by Sec. 63.4492 according to this section,
unless you have received approval for alternative monitoring and
operating limits under Sec. 63.8(f) as specified in Sec. 63.4492.
(a) * * *
(1) During performance tests, you must monitor and record the
combustion temperature at least once every 15 minutes during each of
the three test runs. You must monitor the temperature in the firebox of
the thermal oxidizer or immediately downstream of the firebox before
any substantial heat exchange occurs.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average combustion
temperature maintained during the performance test. This average
combustion temperature is the minimum operating limit for your thermal
oxidizer.
(b) * * *
(1) During performance tests, you must monitor and record the
temperature just before the catalyst bed and the temperature difference
across the catalyst bed at least once every 15 minutes during each of
the three test runs.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average temperature just
before the catalyst bed and the average temperature difference across
the catalyst bed maintained during the performance test. These are the
minimum operating limits for your catalytic oxidizer.
(3) You must monitor the temperature at the inlet to the catalyst
bed and implement a site-specific inspection and maintenance plan for
your catalytic oxidizer as specified in paragraph (b)(4) of this
section. During performance
[[Page 59024]]
tests, you must monitor and record the temperature just before the
catalyst bed at least once every 15 minutes during each of the three
test runs. For each performance test, use the data collected during the
performance test to calculate and record the average temperature just
before the catalyst bed during the performance test. This is the
minimum operating limit for your catalytic oxidizer.
* * * * *
(c) * * *
(1) During performance tests, you must monitor and record the total
regeneration desorbing gas (e.g., steam or nitrogen) mass flow for each
regeneration cycle, and the carbon bed temperature after each carbon
bed regeneration and cooling cycle for the regeneration cycle either
immediately preceding or immediately following the performance test.
* * * * *
(d) * * *
(1) During performance tests, you must monitor and record the
condenser outlet (product side) gas temperature at least once every 15
minutes during each of the three test runs of the performance test.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average condenser outlet
(product side) gas temperature maintained during the performance test.
This average condenser outlet gas temperature is the maximum operating
limit for your condenser.
(e) * * *
(1) During performance tests, you must monitor and record the
desorption concentrate stream gas temperature at least once every 15
minutes during each of the three runs of the performance test.
(2) For each performance test, use the data collected during the
performance test to calculate and record the average temperature. This
is the minimum operating limit for the desorption concentrate gas
stream temperature.
(3) During each performance test, you must monitor and record the
pressure drop of the dilute stream across the concentrator at least
once every 15 minutes during each of the three runs of the performance
test.
(4) For each performance test, use the data collected during the
performance test to calculate and record the average pressure drop.
This is the minimum operating limit for the dilute stream across the
concentrator.
* * * * *
0
55. Section 63.4568 is amended by revising paragraphs (a)(4), (5), and
(7) and (c)(3) introductory text to read as follows:
Sec. 63.4568 What are the requirements for continuous parameter
monitoring system installation, operation, and maintenance?
(a) * * *
(4) Before [date 181 days after date of publication of final rule
in the Federal Register], you must maintain the CPMS at all times and
have available necessary parts for routine repairs of the monitoring
equipment. On and after [date 181 days after date of publication of
final rule in the Federal Register], you must maintain the CPMS at all
times in accordance with Sec. 63.4500(b) and keep necessary parts
readily available for routine repairs of the monitoring equipment.
(5) Before [date 181 days after date of publication of final rule
in the Federal Register], you must operate the CPMS and collect
emission capture system and add-on control device parameter data at all
times that a controlled coating operation is operating, except during
monitoring malfunctions, associated repairs, and required quality
assurance or control activities (including, if applicable, calibration
checks and required zero and span adjustments). On and after [date 181
days after date of publication of final rule in the Federal Register],
you must operate the CPMS and collect emission capture system and add-
on control device parameter data at all times in accordance with Sec.
63.4500(b).
* * * * *
(7) A monitoring malfunction is any sudden, infrequent, not
reasonably preventable failure of the CPMS to provide valid data.
Monitoring failures that are caused in part by poor maintenance or
careless operation are not malfunctions. Before [date 181 days after
date of publication of final rule in the Federal Register], any period
for which the monitoring system is out-of-control and data are not
available for required calculations is a deviation from the monitoring
requirements. On and after [date 181 days after date of publication of
final rule in the Federal Register], except for periods of required
quality assurance or control activities, any period for which the CPMS
fails to operate and record data continuously as required by paragraph
(a)(5) of this section, or generates data that cannot be included in
calculating averages as specified in (a)(6) of this section constitutes
a deviation from the monitoring requirements.
* * * * *
(c) * * *
(3) For all thermal oxidizers and catalytic oxidizers, you must
meet the requirements in paragraphs (a) and (c)(3)(i) through (v) of
this section for each gas temperature monitoring device. For the
purposes of this paragraph (c)(3), a thermocouple is part of the
temperature sensor.
* * * * *
0
56. Section 63.4581 is amended by revising the definitions of
``Deviation'' and ``Non-HAP coating'' to read as follows:
Sec. 63.4581 What definitions apply to this subpart?
* * * * *
Deviation means:
(1) Before [date 181 days after date of publication of final rule
in the Federal Register], any instance in which an affected source
subject to this subpart, or an owner or operator of such a source:
(i) Fails to meet any requirement or obligation established by this
subpart including but not limited to, any emission limit or operating
limit or work practice standard;
(ii) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit; or
(iii) Fails to meet any emission limit, or operating limit, or work
practice standard in this subpart during startup, shutdown, or
malfunction, regardless of whether or not such failure is permitted by
this subpart; and
(2) On and after [date 181 days after date of publication of final
rule in the Federal Register], any instance in which an affected source
subject to this subpart or an owner or operator of such a source:
(i) Fails to meet any requirement or obligation established by this
subpart including but not limited to any emission limit, operating
limit, or work practice standard; or
(ii) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit.
* * * * *
Non-HAP coating means, for the purposes of this subpart, a coating
that contains no more than 0.1 percent by mass of any individual
organic HAP that is listed in Table 5 to this subpart and no more than
1.0 percent by mass for any other individual HAP.
* * * * *
0
57. Table 2 to Subpart PPPP of part 63 is revised to read as follows:
[[Page 59025]]
Table 2 to Subpart PPPP of Part 63--Applicability of General Provisions to Subpart PPPP of Part 63
You must comply with the applicable General Provisions requirements according to the following table:
----------------------------------------------------------------------------------------------------------------
Applicable to subpart
Citation Subject PPPP Explanation
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)-(12)............... General Applicability.. Yes. .......................
Sec. 63.1(b)(1)-(3)................ Initial Applicability Yes.................... Applicability to
Determination. subpart PPPP is also
specified in Sec.
63.4481.
Sec. 63.1(c)(1).................... Applicability After Yes. .......................
Standard Established.
Sec. 63.1(c)(2).................... Applicability of Permit No..................... Area sources are not
Program for Area subject to subpart
Sources. PPPP.
Sec. 63.1(c)(5).................... Extensions and Yes. .......................
Notifications.
Sec. 63.1(e)....................... Applicability of Permit Yes. .......................
Program Before
Relevant Standard is
Set.
Sec. 63.2.......................... Definitions............ Yes.................... Additional definitions
are specified in Sec.
63.4581.
Sec. 63.3.......................... Units and Abbreviations Yes. .......................
Sec. 63.4(a)(1)-(2)................ Prohibited Activities.. Yes. .......................
Sec. 63.4(b)-(c)................... Circumvention/ Yes. .......................
Fragmentation.
Sec. 63.5(a)....................... Construction/ Yes. .......................
Reconstruction.
Sec. 63.5(b)(1), (3), (4), (6)..... Requirements for Yes. .......................
Existing, Newly
Constructed, and
Reconstructed Sources.
Sec. 63.5(d)(1)(i)\(ii)(F), Application for Yes. .......................
(d)(1)(ii)(H), (d)(1)(ii)(J), Approval of
(d)(1)(iii), (d)(2)-(4). Construction/
Reconstruction.
Sec. 63.5(e)....................... Approval of Yes. .......................
Construction/
Reconstruction.
Sec. 63.5(f)....................... Approval of Yes. .......................
Construction/
Reconstruction Based
on Prior State Review.
Sec. 63.6(a)....................... Compliance With Yes. .......................
Standards and
Maintenance
Requirements--Applicab
ility.
Sec. 63.6(b)(1)-(5), (b)(7)........ Compliance Dates for Yes.................... Section 63.4483
New and Reconstructed specifies the
Sources. compliance dates.
Sec. 63.6(c)(1), (2), (5).......... Compliance Dates for Yes.................... Section 63.4483
Existing Sources. specifies the
compliance dates.
Sec. 63.6(e)(1)(i)-(ii)............ Operation and Yes before [date 181 See Sec. 63.4500(b)
Maintenance. days after date of for general duty
publication of final requirement.
rule in the Federal
Register] No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(e)(1)(iii)............... Operation and Yes. .......................
Maintenance.
Sec. 63.6(e)(3)(i), (e)(3)(iii)- Startup, Shutdown, and Yes before [date 181 .......................
(ix). Malfunction Plan days after date of
(SSMP). publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(f)(1).................... Compliance Except Yes before [date 181 .......................
During Startup, days after date of
Shutdown, and publication of final
Malfunction. rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.6(f)(2)-(3)................ Methods for Determining Yes. .......................
Compliance.
Sec. 63.6(g)....................... Use of an Alternative Yes. .......................
Standard.
Sec. 63.6(h)....................... Compliance With Opacity/ No..................... Subpart PPPP does not
Visible Emission establish opacity
Standards. standards and does not
require continuous
opacity monitoring
systems (COMS).
Sec. 63.6(i)(1)-(14), (16)......... Extension of Compliance Yes. .......................
Sec. 63.6(j)....................... Presidential Compliance Yes. .......................
Exemption.
Sec. 63.7(a)(1).................... Performance Test Yes.................... Applies to all affected
Requirements--Applicab sources. Additional
ility. requirements for
performance testing
are specified in Sec.
Sec. 63.4564,
63.4565, and 63.4566.
[[Page 59026]]
Sec. 63.7(a)(2), except (a)(2)(i)- Performance Test Yes.................... Applies only to
(viii). Requirements--Dates. performance tests for
capture system and
control device
efficiency at sources
using these to comply
with the standards.
Section 63.4560
specifies the schedule
for performance test
requirements that are
earlier than those
specified in Sec.
63.7(a)(2).
Sec. 63.7(a)(3)-(4)................ Performance Tests Yes. .......................
Required By the
Administrator, Force
Majeure.
Sec. 63.7(b)-(d)................... Performance Test Yes.................... Applies only to
Requirements--Notifica performance tests for
tion, Quality capture system and add-
Assurance, Facilities on control device
Necessary for Safe efficiency at sources
Testing, Conditions using these to comply
During Test. with the standards.
Sec. 63.7(e)(1).................... Conduct of Performance Yes before [date 181 See Sec. 63.4500 and
Tests. days after date of Sec. 63.4564(a).
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.7(e)(2)-(4)................ Conduct of Performance Yes. .......................
Tests.
Sec. 63.7(f)....................... Performance Test Yes.................... Applies to all test
Requirements--Use methods except those
Alternative Test of used to determine
Method. capture system
efficiency.
Sec. 63.7(g)-(h)................... Performance Test Yes.................... Applies only to
Requirements--Data performance tests for
Analysis, capture system and add-
Recordkeeping, on control device
Reporting, Waiver of efficiency at sources
Test. using these to comply
with the standards.
Sec. 63.8(a)(1)-(2)................ Monitoring Yes.................... Applies only to
Requirements--Applicab monitoring of capture
ility. system and add-on
control device
efficiency at sources
using these to comply
with the standards.
Additional
requirements for
monitoring are
specified in Sec.
63.4568.
Sec. 63.8(a)(4).................... Additional Monitoring No..................... Subpart PPPP does not
Requirements. have monitoring
requirements for
flares.
Sec. 63.8(b)....................... Conduct of Monitoring.. Yes. .......................
Sec. 63.8(c)(1).................... Continuous Monitoring Yes before [date 181 Section 63.4568
System (CMS) Operation days after date of specifies the
and Maintenance. publication of final requirements for the
rule in the Federal operation of CMS for
Register]. No on and capture systems and
after [date 181 days add-on control devices
after date of at sources using these
publication of final to comply.
rule in the Federal
Register].
Sec. 63.8(c)(2)-(3)................ CMS Operation and Yes.................... Applies only to
Maintenance. monitoring of capture
system and add-on
control device
efficiency at sources
using these to comply
with the standard.
Additional
requirements for CMS
operations and
maintenance are
specified in Sec.
63.4568.
Sec. 63.8(c)(4).................... CMS.................... No..................... Section 63.4568
specifies the
requirements for the
operation of CMS for
capture systems and
add-on control devices
at sources using these
to comply.
Sec. 63.8(c)(5).................... COMS................... No..................... Subpart PPPP does not
have opacity or
visible emission
standards.
[[Page 59027]]
Sec. 63.8(c)(6).................... CMS Requirements....... No..................... Section 63.4568
specifies the
requirements for
monitoring systems for
capture systems and
add-on control devices
at sources using these
to comply.
Sec. 63.8(c)(7).................... CMS Out-of-Control Yes. .......................
Periods.
Sec. 63.8(c)(8).................... CMS Out-of-Control No..................... Section 63.4520
Periods and Reporting. requires reporting of
CMS out-of-control
periods.
Sec. 63.8(d)-(e)................... Quality Control Program No..................... Subpart PPPP does not
and CMS Performance require the use of
Evaluation. continuous emissions
monitoring systems.
Sec. 63.8(f)(1)-(5)................ Use of an Alternative Yes. .......................
Monitoring Method.
Sec. 63.8(f)(6).................... Alternative to Relative No..................... Subpart PPPP does not
Accuracy Test. require the use of
continuous emissions
monitoring systems.
Sec. 63.8(g)....................... Data Reduction......... No..................... Sections 63.4567 and
63.4568 specify
monitoring data
reduction.
Sec. 63.9(a)-(d)................... Notification Yes. .......................
Requirments.
Sec. 63.9(e)....................... Notification of Yes.................... Applies only to capture
Performance Test. system and add-on
control device
performance tests at
sources using these to
comply with the
standards.
Sec. 63.9(f)....................... Notification of Visible No..................... Subpart PPPP does not
Emissions/Opacity Test. have opacity or
visible emission
standards.
Sec. 63.9(g)....................... Additional No..................... Subpart PPPP does not
Notifications When require the use of
Using CMS. continuous emissions
monitoring systems.
Sec. 63.9(h)(1)-(3), (5)-(6)....... Notification of Yes.................... Section 63.4510
Compliance Status. specifies the dates
for submitting the
notification of
compliance status.
Sec. 63.9(i)....................... Adjustment of Submittal Yes. .......................
Deadlines.
Sec. 63.9(j)....................... Change in Previous Yes. .......................
Information.
Sec. 63.10(a)...................... Recordkeeping/ Yes. .......................
Reporting--Applicabili
ty and General
Information.
Sec. 63.10(b)(1)................... General Recordkeeping Yes.................... Additional requirements
Requirements. are specified in Sec.
Sec. 63.4530 and
63.4531.
Sec. 63.10(b)(2)(i)-(ii)........... Recordkeeping of Yes before [date 181 See Sec. 63.4530(h).
Occurrence and days after date of
Duration of Startups publication of final
and Shutdowns and of rule in the Federal
Failures to Meet Register]. No on and
Standards. after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2)(iii).............. Recordkeeping Relevant Yes. .......................
to Maintenance of Air
Pollution Control and
Monitoring Equipment.
Sec. 63.10(b)(2)(iv)-(v)........... Actions Taken to Yes before [date 181 See Sec.
Minimize Emissions days after date of 63.4530(h)(4) for a
During Startup, publication of final record of actions
Shutdown, and rule in the Federal taken to minimize
Malfunction. Register]. No on and emissions during a
after [date 181 days deviation from the
after date of standard.
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2)(vi)............... Recordkeeping for CMS Yes before [date 181 See Sec. 63.4530(h)
Malfunctions. days after date of for records of periods
publication of final of deviation from the
rule in the Federal standard, including
Register]. No on and instances where a CMS
after [date 181 days is inoperative or out-
after date of of-control.
publication of final
rule in the Federal
Register].
Sec. 63.10(b)(2)(vii)-(xii)........ Records................ Yes. .......................
Sec. 63.10(b)(2)(xiii)............. ....................... No..................... Subpart PPPP does not
require the use of
continuous emissions
monitoring systems.
Sec. 63.10(b)(2)(xiv).............. ....................... Yes. .......................
[[Page 59028]]
Sec. 63.10(b)(3)................... Recordkeeping Yes. .......................
Requirements for
Applicability
Determinations.
Sec. 63.10(c)(1),(5)-(6)........... Additional Yes. .......................
Recordkeeping
Requirements for
Sources with CMS.
Sec. 63.10(c)(7)-(8)............... Additional No..................... See Sec. 63.4530(h)
Recordkeeping for records of periods
Requirements for of deviation from the
Sources with CMS. standard, including
instances where a CMS
is inoperative or out-
of-control.
Sec. 63.10(c)(10)-(14)............. Additional Yes. .......................
Recordkeeping
Requirements for
Sources with CMS.
Sec. 63.10(c)(15).................. Records Regarding the Yes before [date 181 .......................
Startup, Shutdown, and days after date of
Malfunction Plan. publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(d)(1)................... General Reporting Yes.................... Additional requirements
Requirements. are specified in Sec.
63.4520.
Sec. 63.10(d)(2)................... Report of Performance Yes.................... Additional requirements
Test Results. are specified in Sec.
63.4520(b).
Sec. 63.10(d)(3)................... Reporting Opacity or No..................... Subpart PPPP does not
Visible Emissions require opacity or
Observations. visible emissions
observations.
Sec. 63.10(d)(4)................... Progress Reports for Yes. .......................
Sources With
Compliance Extensions.
Sec. 63.10(d)(5)................... Startup, Shutdown, and Yes before [date 181 See Sec.
Malfunction Reports. days after date of 63.4520(a)(7).
publication of final
rule in the Federal
Register]. No on and
after [date 181 days
after date of
publication of final
rule in the Federal
Register].
Sec. 63.10(e)(1)-(2)............... Additional CMS Reports. No..................... Subpart PPPP does not
require the use of
continuous emissions
monitoring systems.
Sec. 63.10(e)(3)................... Excess Emissions/CMS No..................... Section 63.4520(b)
Performance Reports. specifies the contents
of periodic compliance
reports.
Sec. 63.10(e)(4)................... COMS Data Reports...... No..................... Subpart PPPP does not
specify requirements
for opacity or COMS.
Sec. 63.10(f)...................... Recordkeeping/Reporting Yes. .......................
Waiver.
Sec. 63.11......................... Control Device No..................... Subpart PPPP does not
Requirements/Flares. specify use of flares
for compliance.
Sec. 63.12......................... State Authority and Yes. .......................
Delegations.
Sec. 63.13......................... Addresses.............. Yes. .......................
Sec. 63.14......................... Incorporation by Yes. .......................
Reference.
Sec. 63.15......................... Availability of Yes. .......................
Information/
Confidentiality.
----------------------------------------------------------------------------------------------------------------
0
58. Table 5 to Subpart PPPP of part 63 is added to read as follows:
Table 5 to Subpart PPPP of Part 63--List of Hazardous Air Pollutants
That Must Be Counted Toward Total Organic HAP Content if Present at 0.1
Percent or More by Mass
------------------------------------------------------------------------
Chemical name CAS No.
------------------------------------------------------------------------
1,1,2,2-Tetrachloroethane............................... 79-34-5
1,1,2-Trichloroethane................................... 79-00-5
1,1-Dimethylhydrazine................................... 57-14-7
1,2-Dibromo-3-chloropropane............................. 96-12-8
1,2-Diphenylhydrazine................................... 122-66-7
1,3-Butadiene........................................... 106-99-0
1,3-Dichloropropene..................................... 542-75-6
[[Page 59029]]
1,4-Dioxane............................................. 123-91-1
2,4,6-Trichlorophenol................................... 88-06-2
2,4/2,6-Dinitrotoluene (mixture)........................ 25321-14-6
2,4-Dinitrotoluene...................................... 121-14-2
2,4-Toluene diamine..................................... 95-80-7
2-Nitropropane.......................................... 79-46-9
3,3'-Dichlorobenzidine.................................. 91-94-1
3,3'-Dimethoxybenzidine................................. 119-90-4
3,3'-Dimethylbenzidine.................................. 119-93-7
4,4'-Methylene bis(2-chloroaniline)..................... 101-14-4
Acetaldehyde............................................ 75-07-0
Acrylamide.............................................. 79-06-1
Acrylonitrile........................................... 107-13-1
Allyl chloride.......................................... 107-05-1
alpha-Hexachlorocyclohexane (a-HCH)..................... 319-84-6
Aniline................................................. 62-53-3
Benzene................................................. 71-43-2
Benzidine............................................... 92-87-5
Benzotrichloride........................................ 98-07-7
Benzyl chloride......................................... 100-44-7
beta-Hexachlorocyclohexane (b-HCH)...................... 319-85-7
Bis(2-ethylhexyl)phthalate.............................. 117-81-7
Bis(chloromethyl)ether.................................. 542-88-1
Bromoform............................................... 75-25-2
Captan.................................................. 133-06-2
Carbon tetrachloride.................................... 56-23-5
Chlordane............................................... 57-74-9
Chlorobenzilate......................................... 510-15-6
Chloroform.............................................. 67-66-3
Chloroprene............................................. 126-99-8
Cresols (mixed)......................................... 1319-77-3
DDE..................................................... 3547-04-4
Dichloroethyl ether..................................... 111-44-4
Dichlorvos.............................................. 62-73-7
Epichlorohydrin......................................... 106-89-8
Ethyl acrylate.......................................... 140-88-5
Ethylene dibromide...................................... 106-93-4
Ethylene dichloride..................................... 107-06-2
Ethylene oxide.......................................... 75-21-8
Ethylene thiourea....................................... 96-45-7
Ethylidene dichloride (1,1-Dichloroethane).............. 75-34-3
Formaldehyde............................................ 50-00-0
Heptachlor.............................................. 76-44-8
Hexachlorobenzene....................................... 118-74-1
Hexachlorobutadiene..................................... 87-68-3
Hexachloroethane........................................ 67-72-1
Hydrazine............................................... 302-01-2
Isophorone.............................................. 78-59-1
Lindane (hexachlorocyclohexane, all isomers)............ 58-89-9
m-Cresol................................................ 108-39-4
Methylene chloride...................................... 75-09-2
Naphthalene............................................. 91-20-3
Nitrobenzene............................................ 98-95-3
Nitrosodimethylamine.................................... 62-75-9
o-Cresol................................................ 95-48-7
o-Toluidine............................................. 95-53-4
Parathion............................................... 56-38-2
p-Cresol................................................ 106-44-5
p-Dichlorobenzene....................................... 106-46-7
Pentachloronitrobenzene................................. 82-68-8
Pentachlorophenol....................................... 87-86-5
Propoxur................................................ 114-26-1
Propylene dichloride.................................... 78-87-5
Propylene oxide......................................... 75-56-9
Quinoline............................................... 91-22-5
Tetrachloroethene....................................... 127-18-4
Toxaphene............................................... 8001-35-2
Trichloroethylene....................................... 79-01-6
Trifluralin............................................. 1582-09-8
Vinyl bromide........................................... 593-60-2
Vinyl chloride.......................................... 75-01-4
[[Page 59030]]
Vinylidene chloride..................................... 75-35-4
------------------------------------------------------------------------
Subpart RRRR--National Emission Standards for Hazardous Air
Pollutants: Surface Coating of Metal Furniture
0
59. Section 63.4965 is amended by adding paragraphs (b)(1) through (3)
to read as follows:
Sec. 63.4965 How do I determine the add-on control device emission
destruction or removal efficiency?
* * * * *
(b) * * *
(1) Use EPA Method 25 if the add-on control device is an oxidizer
and you expect the total gaseous organic concentration as carbon to be
more than 50 parts per million (ppm) at the control device outlet.
(2) Use EPA Method 25A if the add-on control device is an oxidizer
and you expect the total gaseous organic concentration as carbon to be
50 ppm or less at the control device outlet.
(3) Use EPA Method 25A if the add-on control device is not an
oxidizer.
* * * * *
[FR Doc. 2019-18345 Filed 10-25-19; 4:15 pm]
BILLING CODE 6560-50-P