Take of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the North Jetty Maintenance and Repairs Project, Coos Bay, Oregon, 56781-56803 [2019-23081]
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Federal Register / Vol. 84, No. 205 / Wednesday, October 23, 2019 / Notices
Authorization
NMFS has issued an IHA to
ADOT&PF for conducting pile
installation and removal activities at the
Auke Bay ferry terminal between
January 1, 2020 and December 31, 2020,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated.
Dated: October 17, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–23080 Filed 10–22–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XR048
Take of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the North Jetty
Maintenance and Repairs Project,
Coos Bay, Oregon
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; two proposed incidental
harassment authorizations; request for
comments on proposed authorizations
and possible renewals.
AGENCY:
NMFS has received a request
from the U.S. Army Corps of Engineers
(USACE) for two authorizations to take
marine mammals incidental to the pile
driving and removal activities over two
years associated with the Coos Bay
North Jetty maintenance and repairs
project. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue two incidental harassment
authorizations (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-year
renewals that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than November 22,
2019.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
SUMMARY:
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Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.Egger@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Stephanie Egger, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review. Under
the MMPA, ‘‘take’’ is defined as
meaning to harass, hunt, capture, or kill,
or attempt to harass, hunt, capture, or
kill any marine mammal.
Authorization for incidental takings
shall be granted if NMFS finds that the
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56781
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. The definitions of all applicable
MMPA statutory terms cited above are
included in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
These actions are consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of these proposed IHAs
qualifies to be categorically excluded
from further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
requests.
Summary of Request
On March 18, 2019, NMFS received a
request from USACE for two IHAs to
take marine mammals incidental to
vibratory pile driving and removal
associated with the North Jetty
maintenance and repairs project, Coos
Bay, Oregon over the course of two
years with pile installation occurring
during Year 1 and pile removal
occurring during Year 2. The
application was deemed adequate and
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complete on September 10, 2019. The
USACE’s request is for take of a small
number of seven species of marine
mammals by Level B harassment only.
Neither USACE nor NMFS expects
injury, serious injury or mortality to
result from this activity and, therefore,
IHAs are appropriate. The IHAs, if
issued, will be effective from September
1, 2020 through August 31, 2021 for pile
driving installation (Year 1) and from
July 1, 2022 through June 30, 2023 for
pile removal (Year 2). The USACE, in
coordination with the Oregon
Department of Fish and Wildlife
(ODFW) and NMFS’ Northwest Region,
proposes to conduct pile driving and
removal October 1st through February
15th and June 1st and July 31st to
minimize effects to listed salmonids.
Adherence to the in-water work window
is part of USACE’s Endangered Species
Act (ESA) consultation under Standard
Local Operating Procedures for
Endangered Species (SLOPES) to
administer actions authorized or carried
out by the USACE in Oregon (SLOPES
IV In-water Over-water Structures). The
ODFW will make the final
determination of the in-water work
window.
Description of Proposed Activity
Overview
The USACE is proposing to repair
critically damaged sections of the North
Jetty, monitor erosion, and to maintain
stable deep-draft navigation through the
entrance into Coos Bay. Repair activities
completed now will reduce the risk of
jetty failure or a potential breach of the
Coos Bay North Spit (CBNS). The
USACE maintains this jetty system and
navigational channels, and is currently
proposing major repair and
rehabilitation of the North Jetty. As part
of its mission to build and maintain
navigation facilities, the USACE also
continues to maintain ownership of
CBNS land to support jetty monitoring,
ensure evaluation access, and to provide
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construction staging and stockpile areas
in the event jetty maintenance or
navigation repairs are needed. Work
associated with the project may occur
year-round beginning in September
2020. The USACE proposes to use
vibratory pile driving/removal for the
Material Off-loading Facility (MOF)
portion of the project using 30-inch (in)
steel piles and 24-in AZ sheet piles OR
12-in H piles. The use of AZ-sheets
versus H-piles will be per the
contractor’s discretion, largely based on
site conditions, material availability,
and cost.
Dates and Duration
The USACE currently anticipates that
construction for North Jetty
maintenance and repair project will
occur over two years. The IHA
application is requesting take that may
occur from the pile driving activities in
the first year (September 1, 2020
through August 31, 2021) and from pile
removal activities in the second year of
pile driving activities (July 1, 2022
through June 30, 2023). The USACE
proposes to complete pile driving
activities between October 1st through
February 15th and June 1st through July
31st each year to protect salmonids.
The USACE estimates vibratory pile
driving may occur over a 1–4 month
time period each year but likely would
take one month for installation (Year 1)
and one month for removal (Year 2).
There would be an estimate of 7 days of
noise expose during pile driving for
each type of pile (i.e., and 30-in steel
piles and 24-in AZ sheet piles OR 12in H piles) for a total of 14 days of pile
driving activity each year. Pile driving
may occur up to 6 hours per day
depending on the pile type.
Specific Geographic Region
Coos Bay is an approximately 55.28
km2 estuary located in Coos County on
the Oregon coast, approximately 200
miles south of the Columbia River. The
bay provides a harbor- and water-
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dependent economy for the local and
state community and, as the second
largest estuary in Oregon (14,000 acres),
the largest located entirely within state
borders (Hickey and Banas 2003,
Arneson 1975), and is an important
biological resource. It is considered the
best natural harbor between San
Francisco Bay, California and the Puget
Sound, Washington. The average depth
of the Coos estuary is 4 m (13 ft). The
Coos estuary exhibits the typical
features of a drowned river valley
estuary type. It features a V-shaped
cross section, a relatively shallow and
gently sloping estuary bottom, and a
fairly uniform increase in depth from
the upper, river-dominated part of the
estuary toward the mouth. Large
expanses of intertidal sand and mud
flats complement channels, eelgrass
beds, vegetated marshes, and swamps to
provide a diversity of estuarine habitats.
The entrance to the Coos Bay estuary
and navigation channel lies between
Coos Head and the Coos Bay North Spit
(CBNS) (see Figure 1–1 of the
application). The Coos Bay north and
south jetties stabilize a 1-mile long,
47-foot deep channel. Channel depth
decreases to approximately 37 feet at
RM 1 and extends 15 miles upstream
where it runs adjacent to the cities of
Charleston, North Bend, and Coos Bay.
The CBNS is a large isolated
peninsula about 15 miles from
downtown Coos Bay; supporting unique
coastal habitats. The USACE parcel (see
Figure 1–2 of the application) runs
north from the boundary of the North
Jetty, to the southern boundary of land
owned by the U.S. Bureau of Land
Management (BLM). It is bound by the
Pacific Ocean to the west, which
includes South Beach (the beach
between the North Jetty and the FAA
towers as shown), and by the Log-Spiral
Bay (LSB) and Coos Bay to the east. The
extent of the North Jetty repairs and
staging areas of the overall project area
are shown below in Figure 1.
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Detailed Description of Specific Activity
The purpose of the proposed action is
to repair critically damaged sections of
the North Jetty in order to maintain
stable deep-draft navigation through the
entrance into Coos Bay and to prevent
breaching of the CBNS. Completing the
proposed repair activities now will
reduce the risk of future jetty failure.
Progressive damages to the North Jetty
system over the last 20 years have
resulted in an emergency repair action
in 2002 and an interim repair in 2008.
The proposed major maintenance of the
Coos Bay North Jetty is critical to
keeping the river and harbor open to
deep-draft navigation and to sustaining
important navigation-related
components of local and state
economies.
The proposed activities would
include repair activities for three main
jetty components: The jetty head, root,
and trunk. Repair activities also require
re-establishment and repair of the
following three temporary construction
features including the MOF, upland
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staging areas and road turn-outs to
facilitate equipment and material
delivery. Removal and site restoration
for each of the temporary construction
features is proposed.
The majority of proposed jetty repairs
will be completed within the existing
authorized footprint of the jetty
structure, returning specified sections to
pre-erosional conditions. However, the
length of the final repaired jetty (8,425
feet (ft)) will be shorter than its
originally authorized footprint length of
9,600 ft. The jetty head stabilizes the
oceanward end of the jetty structure and
is exposed to the most severe loading.
The jetty trunk connects the jetty head
to the jetty root and transitions from a
jetty reach exposed to both ocean-side
and channel-side loading, to the root,
which is primarily loaded from the
channel-side. Proposed repair elements
may include some minor areas that
occur outside of the existing jetty
footprint, but are necessary to maintain
jetty function.
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56783
D Repair of the jetty root entails
rebuilding up to 1,600 ft of the jetty
root. Toe protection around the tip of
the reconstructed section would be
completed to compensate for
accelerated ebb-tidal flows caused by
the reconstructed root. This protection
could extend beyond the area of the
existing relic jetty root.
D Construction of a rubble-mound
jetty head (located shoreward of the
originally authorized North Jetty head).
While it is expected that the vast
majority of the head construction will
remain on the relic stone base, there
may be some small increase in footprint
to ensure a stable jetty head design.
The USACE proposes to rebuild
sections of the jetty root where the
structure has deteriorated at or below
the water line. The jetty head and trunk
require extensive repairs, but not to the
same extent as the jetty root, which has
not been repaired since the original
construction. Optional repairs to the
jetty root could provide additional
stability to LSB and prevent further
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erosion. The optional repairs to the jetty
trunk could place larger stone atop
sections that were previously addressed
with slightly smaller stone during an
interim repair. Each of these optional
repairs would be contingent on funding
availability.
of different sized jetty stone and other
rock and gravel construction materials
throughout the year. Construction of
each upland staging area would require
vegetation clearing and site grading,
which would be followed by restoration
at the completion of construction.
Construction Staging Areas
Jetty repairs and associated
construction elements require
additional areas for activities involving
equipment and supply staging and
storage, parking areas, access roads,
scales, general yard requirements, and
jetty stone stock pile areas. Staging areas
are required to store materials,
equipment and tools, field offices, turn
and maneuver trucks, and to provide
parking for contractors.
There are three proposed staging areas
for the Proposed Action: The Overland
Delivery Staging Area (ODSA, up to
about 10 acres), the North Jetty Staging
Area (NJSA, up to 20 combined acres
from three alternate staging areas), and
the MOF Staging Area (up to 2.5 acres)
(see Figure 1–3 of the application). The
MOF Staging Area is where all pile
driving and removal activities will
occur. The ODSA was used previously
for the 2008 North Jetty Interim Repair
Project. The MOF Staging Area, also
previously used and located upland of
the MOF itself, would be necessary to
accommodate stockpile and transfer of
jetty stone from barges to transport
vehicles prior to delivery to the NJSA.
The NJSA will be a combination of
areas; either approximately 20 acres
near the jetty root, on top of the LSB
sand placement area, or a jetty root
staging area (1.5 acres) and up to an
additional 18.5 acres to be chosen by the
Contractor from the available Alternate
Staging Area locations shown on the
plans.
Staging area equipment would
include a crane or excavator for
transferring large stones from the
highway-transport vehicles to heavyduty off-road vehicles, or from a barge
to heavy-duty off-road vehicles, an
excavator, front-end loaders, and
bulldozers. All of the stockpile areas
would accommodate storage of a range
North Jetty Major Maintenance and
Repairs
Most of the proposed jetty stone
placement work would use land-based
equipment for construction of the repair
and modifications to the North Jetty.
The majority of the work is expected to
be conducted from on top of the jetty
using an excavator or a crane. Where
appropriate, there may also be rework
and reuse of the existing relic and jetty
prism stone. Most of the proposed stone
placement would occur on existing relic
stone that formed the original jetty. The
prism footprint could increase in width
compared to the existing prism by about
10 ft along the length of the proposed
repair sections. During new stone
placement, there is a chance of stone
slippage down the slope of the jetty.
This is only a remote possibility given
the size of the rocks. Additionally,
dropping armor stone from a height
greater than 2 ft would be prohibited,
further minimizing the risk of stone
slippage. The length of the repaired jetty
would remain shorter than its originally
authorized footprint length.
The full width of the repaired jetty
crest would double as a ‘‘jetty crest haul
road’’ that allows construction
equipment to access and reach the
entire jetty construction areas (i.e., crest,
slope, and toe). As described in
Table 1–2 of the application, up to three
turnouts would also be required every
300 to 500 ft along the length of the jetty
and parallel to the jetty crest haul road
for safety purposes (allows for vehicle
and equipment passing and turns while
on the jetty). The footprint of repairs
would not extend substantially beyond
the extent of relic jetty stone (possibly
up to 10 ft on either side).
Material Offloading Facility (MOF)
The MOF will be constructed from the
land waterward using land-based
equipment. The MOF will provide
vehicle access to/from the shore. The
MOF could either be a simplified design
of singular pipe piles for mooring a
barge with spuds as a dock face, or a
more complicated MOF design with
piles supporting mooring dolphins with
H or Z-piles to help retain material. In
either case, pilings will be installed by
barge using vibratory pile driving
methods. Figure 1–4 of the application
provides a basic overview of potential
MOF elements, though the final
configuration of pilings and
specifications within the broader scope
will be determined by the contractor.
Fill material to construct the MOF could
be obtained from maintenance dredging
activities that occur annually in the
Federal Navigation Channel, from
dredging at the MOF site, or from other
suitable sources, similar to those that
provide the armor stone and gravel
materials for the Project. Any imported
material will be obtained from a clean
and permitted source, suitable for inwater placement. Initial dredging of up
to about 24,000 cubic yards may be
required at the MOF to reach draft depth
for the delivery barges. This activity will
most likely be completed by mechanical
dredge (e.g., clamshell). Dredged
material from the MOF site will be
tested for contaminants, prior to
dredging, following standard USACE
and U.S. Environmental Protection
Agency procedures. If clean, material
will be side-cast or used to supplement
MOF construction. If not suitable for
ocean placement, dredged material will
be transported to a suitable and certified
upland facility. Maintenance dredging
at the MOF will occur throughout
construction to maintain depths needed
for delivery vessels.
Additional details on the project
construction elements can be found in
Section 1 of the project application. The
USACE has not requested, and NMFS
does not propose to issue, take from any
activities other than from vibratory pile
driving and removal for the MOF.
The type and amount of piles
associated with the project are provided
in Table 1.
TABLE 1—PILE DRIVING (YEAR 1) AND REMOVAL (YEAR 2) ASSOCIATED WITH THE MOF OF THE NORTH JETTY REPAIRS
AND MAINTENANCE PROJECT. THE SAME NUMBER OF PILES DRIVEN IN YEAR 1 WILL BE REMOVED IN YEAR 2
Total number
of piles to
be driven
(year 1)
Pile type
Size
Steel Pipe Pile .....................................
Steel H Pile ..........................................
Steel AZ Sheet ....................................
30-inch ..................
12-in .....................
24-in .....................
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Total number
of piles to
be removed
(year 2)
24
40
100
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Maximum
number of
piles driven
per day
(year 1)
24
40
100
E:\FR\FM\23OCN1.SGM
6
25
25
23OCN1
Maximum
number of
piles removed
per day
(year 2)
6
25
25
Driving type
Vibratory.
Vibratory.
Vibratory.
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Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting section).
Description of Marine Mammals in the
Area of Specified Activities
Systematic marine mammal surveys
in Coos Bay are limited; therefore, the
USACE relied on two multi-day AECOM
surveys of Coos Bay, Oregon
Department of Fish and Wildlife
(ODFW), and anecdotal reports to better
understand marine mammal presence in
Coos Bay and in support of the IHA
application. Seven marine mammal
species comprising seven stocks have
the potential to occur within Coos Bay
during the project.
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected
potential for occurrence around Coos
Bay and summarizes information related
to the population or stock, including
regulatory status under the MMPA and
ESA and potential biological removal
(PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2016).
PBR is defined by the MMPA as the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population (as described in NMFS’s
SARs). While no mortality is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. Pacific and Alaska 2018
SARs (e.g., Carretta et al., 2018; Muto et
al., 2018). All values presented in Table
2 are the most recent available at the
time of publication and are available in
the 2018 SARs https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessment-reports).
TABLE 2—MARINE MAMMALS OCCURRENCE IN THE PROJECT AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
PBR
Annual
M/SI 3
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenopteridae
(rorquals):
Blue whale .....................
Humpback whale ...........
Balaenoptera m. musculus ..
Megaptera novaeangliae .....
Eastern North Pacific Stock ......
California/Oregon/Washington
Stock.
E,D;Y
E,D;Y
1,647 (0.07; 1,551; 2011) .........
2,900 (0.05; 2,784; 2014) .........
2.3
16.7
≥19
≥40.2
Family Eschrichtiidae:
Gray whale ....................
Eschrichtius robustus ..........
Eastern North Pacific ................
N, N
26,960 (0.05, 25,849, 2016) .....
801
139
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Killer Whale ...................
Family Phocoenidae (porpoises):
Harbor porpoise .............
Orcinus orca ........................
Phocoena phocoena ............
West Coast Transient ...............
N, N
243 (-, 243, 2006) 4 ...................
2.4
0
Northern CA/Southern OR ........
N, N
35,769 (0.52, 23,749, 2011) .....
475
≥0.6
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
Northern elephant sea ...
Steller sea lion ...............
California sea lion ..........
Family Phocidae (earless
seals):
Harbor seal ....................
Mirounga angustirostris .......
Eumetopias jubatus .............
Zalophus californianus .........
California breeding ....................
Eastern U.S. .............................
U.S. ...........................................
N, N
N, N
N, N
179,000 (n/a, 81,368, 2010) .....
41,638 (-, 41,638, 2015) ...........
257,606 (n/a, 233,515, 2014) ...
4,882
2,498
14,011
8.8
108
>320
Phoca vitulina ......................
Oregon/Washington Coast .......
N, N
24,732 (0.12, -, 1999) 5 .............
unk
unk
1
Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance.
3 These values, found in NMFS’ SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries,
ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated mortality due to commercial fisheries is presented in some cases.
4 The minimum population estimate (NMIN) for the West Coast Transient stock of killer whales is derived from mark-recapture analysis for West Coast transient
population whales from the inside waters of Alaska and British Columbia of 243 whales (95 percent probability interval = 180–339) in 2006 (DFO 2009), which includes animals found in Canadian waters.
5 Because the most recent abundance estimate is >8 years old (1999), there is no current estimate of abundance available for this stock. However, for purposes of
this analysis, we apply the previous abundance estimate, corrected for animals missed in the water as described in Carretta et al. (2014) of 24,732.
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All species that could potentially
occur in the proposed survey areas are
included in Table 2. Humpback whales
(Megaptera novaeangliae) and blue
whales (Balaenoptera musculus
musculus) are not uncommon along the
Oregon coast, however, they are
unlikely to enter Coos Bay and be
affected by construction noise. Given
these considerations, the temporary
duration of potential pile driving, and
noise isopleths that would not extend
beyond the river mouth, there is no
reasonable expectation for proposed
activities to affect these species and they
are not discussed further.
As described below, the remaining
seven species comprising seven stocks
temporally and spatially co-occur with
the activity to the degree that take is
reasonably likely to occur, and we have
proposed authorizing it.
Gray Whales
Gray whales are only commonly
found in the North Pacific. Genetic
comparisons indicate there are distinct
‘‘Eastern North Pacific’’ (ENP) and
‘‘Western North Pacific’’ (WNP)
population stocks, with differentiation
in both mtDNA haplotype and
microsatellite allele frequencies (LeDuc
et al. 2002; Lang et al. 2011a; Weller et
al. 2013). Tagging, photo-identification
and genetic studies show that some
whales identified in the WNP off Russia
have been observed in the ENP,
including coastal waters of Canada, the
U.S. and Mexico (Lang 2010; Mate et al.
2011; Weller et al. 2012; Urba´n et al.
2013, Mate et al. 2015). However, WNP
gray whales are not expected to enter
Coos Bay and therefore will not be
discussed further.
From 2009 to 2013, researchers
attached satellite tags to 35 gray whales
off the coasts of Oregon and northern
California from September to December
2009, 2012, and 2013 (Lagerquist et al.,
2019). These whales are members of the
Pacific Coast Feeding Group (PCFG), a
subset of gray whales in the ENP that
feed off the PNW, during summer and
fall. Tracking periods for the
satellite-tagged whales in this study
ranged from 3 days to 383 days.
Feeding-area home ranges for the
resulting 23 whales covered most of the
near-shore waters from northern
California to Icy Bay, Alaska, and
ranged in size from 81 km2 to
13,634 km2. Core areas varied widely in
size (11–3,976 km2) and location
between individuals, with the
highest-use areas off Point St. George in
northern California, the central coast of
Oregon, and the southern coast of
Washington. Tag data indicates whales
primarily occupied waters
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predominantly over continental shelf
waters less than 10 km from shore and
in depths less than 50 m. Gray whales
are not known to enter Coos Bay;
however, they do enter larger bays such
as San Francisco Bay during their
northward and southward migration
and therefore are included in this
analysis.
Since January 1, 2019, elevated gray
whale strandings have occurred along
the west coast of North America from
Mexico through Alaska. This event has
been declared an Unusual Mortality
Event (UME). A UME is defined under
the MMPA as a stranding that is
unexpected; involves a significant dieoff of any marine mammal population;
and demands immediate response. As of
September 5, 2019, 117 gray whales
have stranded in the U.S. between
Alaska and California with an
additional 10 strandings in Canada and
81 in Mexico. Of the U.S. strandings, six
of the animals have been found in
Oregon. Full or partial necropsy
examinations were conducted on a
subset of the whales. Preliminary
findings in several of the whales have
shown evidence of emaciation. These
findings are not consistent across all of
the whales examined, so more research
is needed. Threats to gray whales
include ship strike, fishery gear
entanglement, and climate changerelated impacts such as reduction in
prey availability, and increased human
activity in the Arctic (Carretta et. al.,
2019).
Killer Whales
Killer whales are found throughout
the North Pacific. Along the west coast
of North American, ‘resident,’ transient,’
and ‘offshore’ ecotypes have
overlapping distributions and multiple
stocks are recognized within that
broader classification scheme. The West
Coast Transient (WCT) Stock includes
animals that range from California to
southern Alaska, and is genetically
distinct from other transient
populations in the region (i.e., Gulf of
Alaska, Aleutian Islands, and Bering Sea
transients and AT1 transients). While
not regularly seen in Coos Bay,
anecdotal accounts by ODFW biologists
suggest bachelor pods of transient killer
whales may be observed in Coos Bay
semi-annually. In May 2017, a pair of
killer whales feeding on what was
concluded to be a seal were
opportunistically observed in Coos Bay
(AECOM 2017). The whales moved
through the estuary northwards past
Jordan Cove to the Highway 101 Bridge.
However, the whales are not known to
linger in the area and no biologically
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important habitat for this stock exists in
Coos Bay.
Harbor Porpoise
In the Pacific Ocean, harbor porpoise
are found in coastal and inland waters
from Point Conception, California to
Alaska and across to Kamchatka and
Japan (Gaskin 1984). There are several
stocks of harbor porpoise along the west
coast of the U.S. and in inland
waterways. While harbor porpoise are
rare within Coos Bay, if present, animals
are likely belonging to the Northern
California/Southern Oregon stock which
is delimited from Port Arena, California
in the south to Lincoln City, Oregon.
Use of Coos Bay by this stock is rare.
Northern Elephant Seal
Northern elephant seals are found
occasionally in Oregon either resting or
molting (shedding their hair) on sandy
beaches. Elephant seals do not generally
breed in Oregon; however, there are a
number of breeding sites in California
such as Ano Nuevo State Reserve. Cape
Arago State Park, just south of the
entrance to Coos Bay, is the only spot
where northern elephant seals haulout
year-around in Oregon. The majority of
the elephant seals seen in Oregon are
sub-adult animals that come to shore to
molt. Northern elephant seals regularly
occur at haul-out sites on Cape Arago,
approximately 3.7 miles south of the
entrance to Coos Bay. Scordino (2006)
reported total counts (average,
maximum, minimum) of harbor seal,
elephant seal, California sea lion, and
Steller sea lion at Cape Arago during
each month surveyed between 2002 and
2005. Abundance of elephant seals was
low in all months, with a maximum of
54 animals reported in May (Scordino
2006). No Northern elephant seals have
been observed within Coos Bay;
however, given their close proximity to
the mouth of the estuary, they have been
included in this analysis.
California Sea Lion
California sea lions are distributed
along the North Pacific waters from
central Mexico to southeast Alaska, with
breeding areas restricted primarily to
island areas off southern California (the
Channel Islands), Baja California, and in
the Gulf of California (Wright et al.,
2010). There are five genetically distinct
geographic populations. The population
seen in Oregon is the Pacific Temperate
stock, which are commonly seen in
Oregon from September through May
(ODFW 2015). The approximate growth
rate for this species is 5.4 percent
annually (Caretta et al., 2004).
Almost all California sea lions in the
Pacific Northwest are sub-adult or adult
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males (NOAA 2008). The occurrence of
the California sea lion along the Oregon
coast is seasonal with lowest abundance
in Oregon in the summer months, from
May to September, as they migrate south
to the Channel Islands in California to
breed. During other times of the year,
the primary areas where it comes ashore
are Cascade Head, Tillamook County;
Cape Argo, Coos County; and Rouge
Reef and Orford Reef in Curry County.
The California sea lion stock has been
growing steadily since the 1970s. The
stock is estimated to be approximately
40 percent above its maximum net
productivity level (MNPL = 183,481
animals), and it is therefore considered
within the range of its optimum
sustainable population (OSP) size
(Laake et al., 2018). The stock is also
near its estimated carrying capacity of
275,298 animals (Laake et al., 2018).
However, there remain many threats to
California sea lions including
entanglement, intentional kills, harmful
algal blooms, and climate change. For
example, for each 1 degree Celsius
increase in sea surface temperature
(SST), the estimated odds of survival
declined by 50 perfect for pups and
yearlings, while negative SST anomalies
resulted in higher survival estimates
(DeLong et al., 2017). Such declines in
survival are related to warm
oceanographic conditions (e.g., El Nin˜o)
that limit prey availability to pregnant
and lactating females (DeLong et al.,
2017). Changes in prey abundance and
distribution have been linked to warmwater anomalies in the California
Current that have impacted a wide range
of marine taxa (Cavole et al., 2016).
There were at least eight California
sea lions sighted opportunistically
during the 2017 AECOM surveys
(ACEOM, 2017). No pups were
observed.
Steller Sea Lion
The Steller sea lion range extends
along the Pacific Rim, from northern
Japan to central California. For
management purposes, Steller sea lions
inhabiting U.S. waters have been
divided into two DPS: The Western U.S.
and the Eastern U.S. The population
known to occur within the Lower
Columbia River is the Eastern DPS. The
Western U.S. stock of Steller sea lions
are listed as endangered under the ESA
and depleted and strategic under the
MMPA. The Eastern U.S. stock
(including those living in Oregon) was
de-listed in 2013 following a population
growth from 18,000 in 1979 to 70,000 in
2010 (an estimated annual growth of
4.18 percent) (NOAA 2013). A
population growth model indicates the
eastern stock of Steller sea lions
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increased at a rate of 4.76 percent per
year (95 percent confidence intervals of
4.09–5.45 percent) between 1989 and
2015 based on an analysis of pup counts
in California, Oregon, British Columbia,
and Southeast Alaska (Muto et al.,
2017). This stock is likely within its
OSP; however, no determination of its
status relative to OSP has been made
(Muto et al., 2017).
Steller sea lions can be found along
the Oregon coast year-round with
breeding occurring in June and July. The
southern coast of Oregon supports the
largest Steller breeding sites in U.S.
waters south of Alaska, producing some
1,500 pups annually. Near the entrance
of Coos Bay, Steller sea lions can be
found year round at Cape Arago State
Park. The most recent Steller sea lion
survey at Cape Arago was June 29, 2017,
during which ODFW counted 910 nonpup Steller sea lions ashore. Steller sea
lions may occasionally enter Coos Bay;
however, no long-term residency
patterns have been observed. One
Steller sea lion was sighted
opportunistically during the 2017
AECOM surveys (ACEOM 2017). No
pups were observed.
Harbor Seal
Harbor seals inhabit coastal and
estuarine waters off Baja California,
north along the western coasts of the
continental U.S., British Columbia, and
Southeast Alaska, west through the Gulf
of Alaska and Aleutian Islands, and in
the Bering Sea north to Cape Newenham
and the Pribilof Islands (Caretta et al.,
2014). Within U.S. west coast waters,
five stocks of harbor seals are
recognized: (1) Southern Puget Sound
(south of the Tacoma Narrows Bridge);
(2) Washington Northern Inland Waters
(including Puget Sound north of the
Tacoma Narrows Bridge, the San Juan
Islands, and the Strait of Juan de Fuca);
(3) Hood Canal; (4) Oregon/Washington
Coast; and (5) California. Seals
belonging to the Oregon/Washington
Coast stock are included in this
analysis.
Harbor seals generally are nonmigratory, with local movements
associated with tides, weather, season,
food availability, and reproduction
(Scheffer and Slipp 1944; Fisher 1952;
Bigg 1969, 1981). Harbor seals do not
make extensive pelagic migrations,
though some long distance movement of
tagged animals in Alaska (900 km) and
along the U.S. west coast (up to 550 km)
have been recorded (Brown and Mate
1983, Herder 1986, Womble 2012).
Harbor seals have also displayed strong
fidelity to haulout sites (Pitcher and
Calkins 1979, Pitcher and McAllister
1981).
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The harbor seal is the most
widespread and abundant resident
pinniped in Oregon. They haul out to
rest at low tide on sand bars in most
bays and estuaries along the Oregon
coast. They are also found on nearshore
rocks and islands usually within 3 miles
of the coast. Within Coos Bay, four
harbor seal haulout sites have been
identified by ODFW (Wright 2013);
three of which have documented pup
sightings. From the inlet to the upper
Bay, these are South Slough (southeast
of the entrance channel), Pigeon Point,
Clam Island, and Coos Port. However,
only three of the four haulouts are in the
project area including the South Slough,
Pigeon Point, and Clam Island (see
Figure 4–1 of the application). Harbor
seals generally foraging with in close
proximity to their haulouts. For
example, a study of radio tagged harbor
seals in San Francisco Bay found that
the majority of foraging trips were less
than 10 km from their regular haulout
(Grigg et al., 2012), and a similar study
in Humboldt Bay found that the
majority of seals travelled 13 km or less
to forage (Ougzin 2013). Both studies
found that harbors seals typically forage
at in relatively shallow water depths; a
median value of 7 m was reported for
the San Francisco Bay Study (Grigg et
al., 2012).
The most recent haulout counts were
conducted by ODFW in May and June
2014. In 2014, 333 seals were observed
at Coos Bay haulouts in June (Wright,
pers comm., August 27, 2019). May
yielded slightly higher numbers, as
expected since it is closer to peak
pupping season; however, the South
Slough haulout site was not surveyed in
May due to fog.
Marine mammal presence and
abundance data collection throughout
Coos Bay in 2017 and 2018. These
surveys were vessel based line transect
surveys. Observations made by AECOM
during May 2017 site-specific surveys
found similar patterns to the ODFW
aerial surveys. More than 350
observations of harbor seals were
recorded in the estuary over the four
days of survey. AECOM conducted
additional surveys during November
and December 2018 using vessel based
line transect surveys and aerial surveys
using a drone to establish a fall/winter
local abundance estimate for harbor
seals. A maximum of 167 seals were
hauled out between the Clam Island and
Pigeon Point haulouts at any one time.
ODFW indicates it is likely many harbor
seals are year-round residents in Coos
Bay and relay on these waters for all life
stages and behaviors including, by not
limited to, breeding, pupping, and
foraging (Wright 2013).
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Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Generalized
hearing
range*
Hearing group
Low-frequency (LF) cetaceans (baleen whales) ..........................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...............................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) .......................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ...................................................................................................
7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The phocid pinniped functional
hearing group was modified from
Southall et al. (2007) on the basis of data
indicating that phocid species have
consistently demonstrated an extended
frequency range of hearing compared to
otariids, especially in the higher
frequency range (Hemila¨ et al., 2006;
Kastelein et al., 2009; Reichmuth and
Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information. Seven marine
mammal species (three cetacean and
four pinniped (three otariid and one
phocid) species) have the reasonable
potential to co-occur with the proposed
survey activities. Please refer to Table 2.
Of the cetacean species that may be
present, one is classified as a lowfrequency cetacean (i.e., all mysticete
species), one is classified as a midfrequency cetacean (i.e., all delphinid
and ziphiid species and the sperm
whale), and one is classified as a highfrequency cetacean (i.e., harbor porpoise
and Kogia spp.).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take by Incidental
Harassment section later in this
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document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take by Incidental Harassment section,
and the Proposed Mitigation section, to
draw conclusions regarding the likely
impacts of these activities on the
reproductive success or survivorship of
individuals and how those impacts on
individuals are likely to impact marine
mammal species or stocks.
Description of Sound and the Sources
Used
This section contains a brief technical
background on sound, on the
characteristics of certain sound types,
and on metrics used in this proposal
inasmuch as the information is relevant
to the specified activity and to a
discussion of the potential effects of the
specified activity on marine mammals
found later in this document. For
general information on sound and its
interaction with the marine
environment, please see, e.g., Au and
Hastings (2008); Richardson et al.
(1995); Urick (1983).
Sound travels in waves, the basic
components of which are frequency,
wavelength, velocity, and amplitude.
Frequency is the number of pressure
waves that pass by a reference point per
unit of time and is measured in hertz
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(Hz) or cycles per second. Wavelength is
the distance between two peaks or
corresponding points of a sound wave
(length of one cycle). Higher frequency
sounds have shorter wavelengths than
lower frequency sounds, and typically
attenuate (decrease) more rapidly,
except in certain cases in shallower
water. Amplitude is the height of the
sound pressure wave or the ‘‘loudness’’
of a sound and is typically described
using the relative unit of the decibel
(dB). A sound pressure level (SPL) in dB
is described as the ratio between a
measured pressure and a reference
pressure (for underwater sound, this is
1 microPascal (mPa)), and is a
logarithmic unit that accounts for large
variations in amplitude; therefore, a
relatively small change in dB
corresponds to large changes in sound
pressure. The source level (SL)
represents the SPL referenced at a
distance of 1 m from the source
(referenced to 1 mPa), while the received
level is the SPL at the listener’s position
(referenced to 1 mPa).
Root mean square (rms) is the
quadratic mean sound pressure over the
duration of an impulse. Root mean
square is calculated by squaring all of
the sound amplitudes, averaging the
squares, and then taking the square root
of the average (Urick, 1983). Root mean
square accounts for both positive and
negative values; squaring the pressures
makes all values positive so that they
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may be accounted for in the summation
of pressure levels (Hastings and Popper,
2005). This measurement is often used
in the context of discussing behavioral
effects, in part because behavioral
effects, which often result from auditory
cues, may be better expressed through
averaged units than by peak pressures.
Sound exposure level (SEL;
represented as dB re 1 mPa2-s) represents
the total energy in a stated frequency
band over a stated time interval or
event, and considers both intensity and
duration of exposure. The per-pulse SEL
is calculated over the time window
containing the entire pulse (i.e., 100
percent of the acoustic energy). SEL is
a cumulative metric; it can be
accumulated over a single pulse, or
calculated over periods containing
multiple pulses. Cumulative SEL
represents the total energy accumulated
by a receiver over a defined time
window or during an event. Peak sound
pressure (also referred to as zero-to-peak
sound pressure or 0-pk) is the maximum
instantaneous sound pressure
measurable in the water at a specified
distance from the source, and is
represented in the same units as the rms
sound pressure.
When underwater objects vibrate or
activity occurs, sound-pressure waves
are created. These waves alternately
compress and decompress the water as
the sound wave travels. Underwater
sound waves radiate in a manner similar
to ripples on the surface of a pond and
may be either directed in a beam or
beams or may radiate in all directions
(omnidirectional sources), as is the case
for sound produced by the pile driving
activity considered here. The
compressions and decompressions
associated with sound waves are
detected as changes in pressure by
aquatic life and man-made sound
receptors such as hydrophones.
Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
ambient sound, which is defined as
environmental background sound levels
lacking a single source or point
(Richardson et al., 1995). The sound
level of a region is defined by the total
acoustical energy being generated by
known and unknown sources. These
sources may include physical (e.g.,
wind and waves, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging,
construction) sound. A number of
sources contribute to ambient sound,
including wind and waves, which are a
main source of naturally occurring
ambient sound for frequencies between
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200 hertz (Hz) and 50 kilohertz (kHz)
(Mitson, 1995). In general, ambient
sound levels tend to increase with
increasing wind speed and wave height.
Precipitation can become an important
component of total sound at frequencies
above 500 Hz, and possibly down to 100
Hz during quiet times. Marine mammals
can contribute significantly to ambient
sound levels, as can some fish and
snapping shrimp. The frequency band
for biological contributions is from
approximately 12 Hz to over 100 kHz.
Sources of ambient sound related to
human activity include transportation
(surface vessels), dredging and
construction, oil and gas drilling and
production, geophysical surveys, sonar,
and explosions. Vessel noise typically
dominates the total ambient sound for
frequencies between 20 and 300 Hz. In
general, the frequencies of
anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels
are created, they attenuate rapidly.
The sum of the various natural and
anthropogenic sound sources that
comprise ambient sound at any given
location and time depends not only on
the source levels (as determined by
current weather conditions and levels of
biological and human activity) but also
on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 decibels (dB) from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
Sounds are often considered to fall
into one of two general types: Pulsed
and non-pulsed (defined in the
following). The distinction between
these two sound types is important
because they have differing potential to
cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in
Southall et al., 2007). Please see
Southall et al. (2007) for an in-depth
discussion of these concepts. The
distinction between these two sound
types is not always obvious, as certain
signals share properties of both pulsed
and non-pulsed sounds. A signal near a
source could be categorized as a pulse,
but due to propagation effects as it
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moves farther from the source, the
signal duration becomes longer (e.g.,
Greene and Richardson, 1988).
Pulsed sound sources (e.g., airguns,
explosions, gunshots, sonic booms,
impact pile driving) produce signals
that are brief (typically considered to be
less than one second), broadband, atonal
transients (ANSI, 1986, 2005; Harris,
1998; NIOSH, 1998; ISO, 2003) and
occur either as isolated events or
repeated in some succession. Pulsed
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features.
Non-pulsed sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or intermittent (ANSI, 1995;
NIOSH, 1998). Some of these nonpulsed sounds can be transient signals
of short duration but without the
essential properties of pulses (e.g., rapid
rise time). Examples of non-pulsed
sounds include those produced by
vessels, aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar systems.
The duration of such sounds, as
received at a distance, can be greatly
extended in a highly reverberant
environment.
The impulsive sound generated by
impact hammers is characterized by
rapid rise times and high peak levels.
Vibratory hammers produce nonimpulsive, continuous noise at levels
significantly lower than those produced
by impact hammers. Rise time is slower,
reducing the probability and severity of
injury, and sound energy is distributed
over a greater amount of time (e.g.,
Nedwell and Edwards, 2002; Carlson et
al., 2005).
Acoustic Effects on Marine Mammals
We previously provided general
background information on marine
mammal hearing (see Description of
Marine Mammals in the Area of the
Specified Activity section). Here, we
discuss the potential effects of sound on
marine mammals.
Note that, in the following discussion,
we refer in many cases to a review
article concerning studies of noiseinduced hearing loss conducted from
1996–2015 (i.e., Finneran, 2015). For
study-specific citations, please see that
work. Anthropogenic sounds cover a
broad range of frequencies and sound
levels and can have a range of highly
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variable impacts on marine life, from
none or minor to potentially severe
responses, depending on received
levels, duration of exposure, behavioral
context, and various other factors. The
potential effects of underwater sound
from active acoustic sources can
potentially result in one or more of the
following: Temporary or permanent
hearing impairment, non-auditory
physical or physiological effects,
behavioral disturbance, stress, and
masking (Richardson et al., 1995;
Gordon et al., 2004; Nowacek et al.,
2007; Southall et al., 2007; Go¨tz et al.,
2009). The degree of effect is
intrinsically related to the signal
characteristics, received level, distance
from the source, and duration of the
sound exposure. In general, sudden,
high level sounds can cause hearing
loss, as can longer exposures to lower
level sounds. Temporary or permanent
loss of hearing will occur almost
exclusively for noise within an animal’s
hearing range. We first describe specific
manifestations of acoustic effects before
providing discussion specific to pile
driving.
Richardson et al. (1995) described
zones of increasing intensity of effect
that might be expected to occur, in
relation to distance from a source and
assuming that the signal is within an
animal’s hearing range. First is the area
within which the acoustic signal would
be audible (potentially perceived) to the
animal but not strong enough to elicit
any overt behavioral or physiological
response. The next zone corresponds
with the area where the signal is audible
to the animal and of sufficient intensity
to elicit behavioral or physiological
responsiveness. Third is a zone within
which, for signals of high intensity, the
received level is sufficient to potentially
cause discomfort or tissue damage to
auditory or other systems. Overlaying
these zones to a certain extent is the
area within which masking (i.e., when a
sound interferes with or masks the
ability of an animal to detect a signal of
interest that is above the absolute
hearing threshold) may occur; the
masking zone may be highly variable in
size.
We describe the more severe effects
(i.e., certain non-auditory physical or
physiological effects) only briefly as we
do not expect that there is a reasonable
likelihood that pile driving may result
in such effects (see below for further
discussion). Potential effects from
impulsive sound sources can range in
severity from effects such as behavioral
disturbance or tactile perception to
physical discomfort, slight injury of the
internal organs and the auditory system,
or mortality (Yelverton et al., 1973).
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Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to high level
underwater sound or as a secondary
effect of extreme behavioral reactions
(e.g., change in dive profile as a result
of an avoidance reaction) caused by
exposure to sound include neurological
effects, bubble formation, resonance
effects, and other types of organ or
tissue damage (Cox et al., 2006; Southall
et al., 2007; Zimmer and Tyack, 2007;
Tal et al., 2015). The construction
activities considered here do not
involve the use of devices such as
explosives or mid-frequency tactical
sonar that are associated with these
types of effects.
Threshold Shift—NMFS defines a
noise-induced threshold shift (TS) as ‘‘a
change, usually an increase, in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level’’ (NMFS,
2016). The amount of threshold shift is
customarily expressed in dB (ANSI
1995, Yost 2007). A TS can be
permanent (PTS) or temporary (TTS). As
described in NMFS (2016), there are
numerous factors to consider when
examining the consequence of TS,
including, but not limited to, the signal
temporal pattern (e.g., impulsive or nonimpulsive), likelihood an individual
would be exposed for a long enough
duration or to a high enough level to
induce a TS, the magnitude of the TS,
time to recovery (seconds to minutes or
hours to days), the frequency range of
the exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
how animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral). When
analyzing the auditory effects of noise
exposure, it is often helpful to broadly
categorize sound as either impulsive—
noise with high peak sound pressure,
short duration, fast rise-time, and broad
frequency content—or non-impulsive.
When considering auditory effects,
vibratory pile driving is considered a
non-impulsive source while impact pile
driving is treated as an impulsive
source.
TS can be permanent (PTS), in which
case the loss of hearing sensitivity is not
fully recoverable, or temporary (TTS), in
which case the animal’s hearing
threshold would recover over time
(Southall et al., 2007). NMFS defines
PTS as a permanent, irreversible
increase in the threshold of audibility at
a specified frequency or portion of an
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individual’s hearing range above a
previously established reference level
(NMFS 2018). Available data from
humans and other terrestrial mammals
indicate that a 40 dB threshold shift
approximates PTS onset (see NMFS
2018 for review). Repeated sound
exposure that leads to TTS could cause
PTS. In severe cases of PTS, there can
be total or partial deafness, while in
most cases the animal has an impaired
ability to hear sounds in specific
frequency ranges (Kryter, 1985).
NMFS defines TTS as a temporary,
reversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018). Based on data from
cetacean TTS measurements (see
Finneran 2014 for a review), a TTS of
6 dB is considered the minimum
threshold shift clearly larger than any
day-to-day or session-to-session
variation in a subject’s normal hearing
ability (Schlundt et al., 2000; Finneran
et al., 2000; Finneran et al., 2002).
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.,
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans, but such
relationships are assumed to be similar
to those in humans and other terrestrial
mammals. PTS typically occurs at
exposure levels at least several decibels
above (a 40-dB threshold shift
approximates PTS onset; e.g., Kryter et
al., 1966; Miller 1974) that inducing
mild TTS (a 6-dB threshold shift
approximates TTS onset; e.g., Southall
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et al., 2007). Based on data from
terrestrial mammals, a precautionary
assumption is that the PTS thresholds
for impulse sounds (such as impact pile
driving pulses as received close to the
source) are at least 6 dB higher than the
TTS threshold on a peak-pressure basis
and PTS cumulative sound exposure
level thresholds are 15 to 20 dB higher
than TTS cumulative sound exposure
level thresholds (Southall et al., 2007).
Given the higher level of sound or
longer exposure duration necessary to
cause PTS as compared with TTS, it is
considerably less likely that PTS could
occur.
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter, 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. Few data
on sound levels and durations necessary
to elicit mild TTS have been obtained
for marine mammals.
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious. For example, a marine mammal
may be able to readily compensate for
a brief, relatively small amount of TTS
in a non-critical frequency range that
occurs during a time where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts.
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale
(Delphinapterus leucas), harbor
porpoise, and Yangtze finless porpoise
(Neophocoena asiaeorientalis)) and
three species of pinnipeds (northern
elephant seal, harbor seal, and
California sea lion) exposed to a limited
number of sound sources (i.e., mostly
tones and octave-band noise) in
laboratory settings (Finneran, 2015).
TTS was not observed in trained spotted
(Phoca largha) and ringed (Pusa
hispida) seals exposed to impulsive
noise at levels matching previous
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predictions of TTS onset (Reichmuth et
al., 2016). In general, harbor seals and
harbor porpoises have a lower TTS
onset than other measured pinniped or
cetacean species (Finneran 2015).
Additionally, the existing marine
mammal TTS data come from a limited
number of individuals of cetaceans and
pinnipeds. There are no data available
on noise-induced hearing loss for
mysticetes. For summaries of data on
TTS in marine mammals or for further
discussion of TTS onset thresholds,
please see Southall et al. (2007),
Finneran and Jenkins (2012), Finneran
(2015), and NMFS (2016).
Behavioral Effects—Behavioral
disturbance may include a variety of
effects, including subtle changes in
behavior (e.g., minor or brief avoidance
of an area or changes in vocalizations),
more conspicuous changes in similar
behavioral activities, and more
sustained and/or potentially severe
reactions, such as displacement from or
abandonment of high-quality habitat.
Behavioral responses to sound are
highly variable and context-specific and
any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2003; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source).
Please see Gomez et al., 2016 for a
review of studies involving marine
mammal behavioral responses to sound.
The acoustic habitat in Coos Bay is
regularly elevated by medium to largesized boats. Site-specific ambient noise
data were collected during a baseline
survey by AECOM in Coos Bay in May
2017 and November and December
2018. Underwater sound levels for water
transit vessels, which operate
throughout the day in Coos Bay, ranged
from 152 dB to 177 dB. The results
suggested that the ambient noise level
was approximately 120 dB, with high
daily variability due to vessel traffic. We
expect some level of habituation and or
sensitization, described in more detail
below, to occur due to the existing
acoustic environment in Coos Bay.
Habituation can occur when an
animal’s response to a stimulus wanes
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with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2003). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial, rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted, behavioral state may affect the
type of response. For example, animals
that are resting may show greater
behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; NRC, 2003; Wartzok et al., 2003).
Controlled experiments with captive
marine mammals have showed
pronounced behavioral reactions,
including avoidance of loud sound
sources (Ridgway et al., 1997; Finneran
et al., 2003). Observed responses of wild
marine mammals to loud pulsed sound
sources (typically airguns or acoustic
harassment devices) have been varied
but often consist of avoidance behavior
or other behavioral changes suggesting
discomfort (Morton and Symonds, 2002;
see also Richardson et al., 1995;
Nowacek et al., 2007). However, many
delphinids approach low-frequency
airgun source vessels with no apparent
discomfort or obvious behavioral change
(e.g., Barkaszi et al., 2012), indicating
the importance of frequency output in
relation to the species’ hearing
sensitivity.
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
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alteration of foraging behavior, effects to
breathing, interference with or alteration
of vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Costa et al.,
2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a,
2013b). Variations in dive behavior may
reflect interruptions in biologically
significant activities (e.g., foraging) or
they may be of little biological
significance. The impact of an alteration
to dive behavior resulting from an
acoustic exposure depends on what the
animal is doing at the time of the
exposure and the type and magnitude of
the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.;
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
Variations in respiration naturally
vary with different behaviors and
alterations to breathing rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Various studies have shown that
respiration rates may either be
unaffected or could increase, depending
on the species and signal characteristics,
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al., 2001,
2005, 2006; Gailey et al., 2007; Gailey et
al., 2016).
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Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
humpback whales and killer whales
have been observed to increase the
length of their songs (Miller et al., 2000;
Fristrup et al., 2003; Foote et al., 2004),
while right whales have been observed
to shift the frequency content of their
calls upward while reducing the rate of
calling in areas of increased
anthropogenic noise (Parks et al., 2007).
In some cases, animals may cease sound
production during production of
aversive signals (Bowles et al., 1994).
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from airgun surveys (Malme et al.,
1984). Avoidance may be short-term,
with animals returning to the area once
the noise has ceased (e.g., Bowles et al.,
1994; Goold, 1996; Stone et al., 2000;
Morton and Symonds, 2002; Gailey et
al., 2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Blackwell et al., 2004; Bejder et al.,
2006; Teilmann et al., 2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996). The result of a flight
response could range from brief,
temporary exertion and displacement
from the area where the signal provokes
flight to, in extreme cases, marine
mammal strandings (Evans and
England, 2001). However, it should be
noted that response to a perceived
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predator does not necessarily invoke
flight (Ford and Reeves, 2008), and
whether individuals are solitary or in
groups may influence the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fish
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
Purser and Radford, 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a fiveday period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than one day and not
recurring on subsequent days is not
considered particularly severe unless it
could directly affect reproduction or
survival (Southall et al., 2007). Note that
there is a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
Stress Responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
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system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg, 1987; Blecha, 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker, 2000; Romano et al., 2002b)
and, more rarely, studied in wild
populations (e.g., Romano et al., 2002a).
For example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003).
Auditory Masking—Sound can
disrupt behavior through masking, or
interfering with, an animal’s ability to
detect, recognize, or discriminate
between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995;
Erbe et al., 2016). Masking occurs when
the receipt of a sound is interfered with
by another coincident sound at similar
frequencies and at similar or higher
intensity, and may occur whether the
sound is natural (e.g., snapping shrimp,
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wind, waves, precipitation) or
anthropogenic (e.g., shipping, sonar,
seismic exploration) in origin. The
ability of a noise source to mask
biologically important sounds depends
on the characteristics of both the noise
source and the signal of interest (e.g.,
signal-to-noise ratio, temporal
variability, direction), in relation to each
other and to an animal’s hearing
abilities (e.g., sensitivity, frequency
range, critical ratios, frequency
discrimination, directional
discrimination, age or TTS hearing loss),
and existing ambient noise and
propagation conditions.
Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
man-made, it may be considered
harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009)
and may result in energetic or other
costs as animals change their
vocalization behavior (e.g., Miller et al.,
2000; Foote et al., 2004; Parks et al.,
2007; Di Iorio and Clark, 2009; Holt et
al., 2009). Masking can be reduced in
situations where the signal and noise
come from different directions
(Richardson et al., 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Houser and Moore, 2014). Masking can
be tested directly in captive species
(e.g., Erbe, 2008), but in wild
populations it must be either modeled
or inferred from evidence of masking
compensation. There are few studies
addressing real-world masking sounds
likely to be experienced by marine
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mammals in the wild (e.g., Branstetter et
al., 2013).
Masking affects both senders and
receivers of acoustic signals and can
potentially have long-term chronic
effects on marine mammals at the
population level as well as at the
individual level. Low-frequency
ambient sound levels have increased by
as much as 20 dB (more than three times
in terms of SPL) in the world’s ocean
from pre-industrial periods, with most
of the increase from distant commercial
shipping (Hildebrand, 2009). All
anthropogenic sound sources, but
especially chronic and lower-frequency
signals (e.g., from vessel traffic),
contribute to elevated ambient sound
levels, thus intensifying masking.
Potential Effects of USACE’s
Activity—As described previously (see
Description of Active Acoustic Sound
Sources section), USACE proposes to
conduct vibratory pile driving in Coos
Bay. The effects of pile driving on
marine mammals are dependent on
several factors, including the size, type,
and depth of the animal; the depth,
intensity, and duration of the pile
driving sound; the depth of the water
column; the substrate of the habitat; the
standoff distance between the pile and
the animal; and the sound propagation
properties of the environment. It is
likely that the onset of pile driving
could result in temporary, short term
changes in an animal’s typical
behavioral patterns and/or avoidance of
the affected area. These behavioral
changes may include (Richardson et al.,
1995): Changing durations of surfacing
and dives, number of blows per
surfacing, or moving direction and/or
speed; reduced/increased vocal
activities; changing/cessation of certain
behavioral activities (such as socializing
or feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where sound sources are located;
and/or flight responses.
The onset of behavioral disturbance
from anthropogenic sound depends on
both external factors (characteristics of
sound sources and their paths) and the
specific characteristics of the receiving
animals (hearing, motivation,
experience, demography) and is difficult
to predict (Southall et al., 2007).
Sounds produced by vibratory driving
or removal would be active for relatively
short durations, with relation to
potential for masking. The frequencies
output by pile driving activity are lower
than those used by most species
expected to be regularly present for
communication or foraging. We would
expect any masking to occur
concurrently within the zones of
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behavioral harassment already
estimated for vibratory pile driving and
removal, and which have already been
taken into account in the exposure
analysis.
The biological significance of
behavioral disturbance is difficult to
predict, especially if the detected
disturbances appear minor. While,
generally speaking, the consequences of
behavioral modification could be
expected to be biologically significant if
the change affects growth, survival, or
reproduction, significant behavioral
modifications that could lead to impacts
on health or fitness, such as drastic
changes in diving/surfacing patterns or
significant habitat abandonment are
extremely unlikely to result from this
activity.
Anticipated Effects on Marine Mammal
Habitat
The proposed activities would not
result in permanent impacts to habitats
used directly by marine mammals, but
may have potential short-term impacts
to food sources such as forage fish. The
proposed activities could also affect
acoustic habitat (see masking discussion
above), but meaningful impacts are
unlikely. There are no known foraging
hotspots, or other ocean bottom
structures of significant biological
importance to marine mammals present
in the marine waters in the vicinity of
the project areas. Therefore, the main
impact issue associated with the
proposed activity would be temporarily
elevated sound levels and the associated
direct effects on marine mammals, as
discussed previously in this preamble.
The most likely impact to marine
mammal habitat occurs from pile
driving effects on likely marine mammal
prey (i.e., fish) near the MOF. Impacts
to the immediate substrate during
installation and removal of piles are
anticipated, but these would be limited
to minor, temporary suspension of
sediments, which could impact water
quality and visibility for a short amount
of time, but which would not be
expected to have any effects on
individual marine mammals. Impacts to
substrate are therefore not discussed
further.
Effects to Prey—Sound may affect
marine mammals through impacts on
the abundance, behavior, or distribution
of prey species (e.g., crustaceans,
cephalopods, fish, zooplankton). Marine
mammal prey varies by species, season,
and location and, for some, is not well
documented. Here, we describe studies
regarding the effects of noise on known
marine mammal prey.
Fish utilize the soundscape and
components of sound in their
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environment to perform important
functions such as foraging, predator
avoidance, mating, and spawning (e.g.,
Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy
and peripheral sensory structures,
which vary among species, fishes hear
sounds using pressure and particle
motion sensitivity capabilities and
detect the motion of surrounding water
(Fay et al., 2008). The potential effects
of noise on fishes depends on the
overlapping frequency range, distance
from the sound source, water depth of
exposure, and species-specific hearing
sensitivity, anatomy, and physiology.
Key impacts to fishes may include
behavioral responses, hearing damage,
barotrauma (pressure-related injuries),
and mortality.
Fish react to sounds which are
especially strong and/or intermittent
low-frequency sounds, and behavioral
responses such as flight or avoidance
are the most likely effects. Short
duration, sharp sounds can cause overt
or subtle changes in fish behavior and
local distribution. The reaction of fish to
noise depends on the physiological state
of the fish, past exposures, motivation
(e.g., feeding, spawning, migration), and
other environmental factors. Hastings
and Popper (2005) identified several
studies that suggest fish may relocate to
avoid certain areas of sound energy.
Additional studies have documented
effects of pile driving on fish, although
several are based on studies in support
of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001,
2002; Popper and Hastings, 2009).
Several studies have demonstrated that
impulse sounds might affect the
distribution and behavior of some
fishes, potentially impacting foraging
opportunities or increasing energetic
costs (e.g., Fewtrell and McCauley,
2012; Pearson et al., 1992; Skalski et al.,
1992; Santulli et al., 1999; Paxton et al.,
2017). However, some studies have
shown no or slight reaction to impulse
sounds (e.g., Pena et al., 2013; Wardle
et al., 2001; Jorgenson and Gyselman,
2009; Cott et al., 2012). More
commonly, though, the impacts of noise
on fish are temporary.
SPLs of sufficient strength have been
known to cause injury to fish and fish
mortality. However, in most fish
species, hair cells in the ear
continuously regenerate and loss of
auditory function likely is restored
when damaged cells are replaced with
new cells. Halvorsen et al. (2012a)
showed that a TTS of 4–6 dB was
recoverable within 24 hours for one
species. Impacts would be most severe
when the individual fish is close to the
source and when the duration of
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exposure is long. Injury caused by
barotrauma can range from slight to
severe and can cause death, and is most
likely for fish with swim bladders.
Barotrauma injuries have been
documented during controlled exposure
to impact pile driving (Halvorsen et al.,
2012b; Casper et al., 2013).
The most likely impact to fish from
pile driving activities at the project
areas would be temporary behavioral
avoidance of the area. The duration of
fish avoidance of an area after pile
driving stops is unknown, but a rapid
return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the expected short
daily duration of individual pile driving
events and the relatively small areas
being affected.
Any behavioral avoidance by fish of
the disturbed area would still leave
significantly large areas of fish and
marine mammal foraging habitat in the
nearby vicinity. As described in the
preceding, the potential for pile driving
or removal to affect the availability of
prey to marine mammals or to
meaningfully impact the quality of
physical or acoustic habitat is
considered to be insignificant. Effects to
habitat will not be discussed further in
this document.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through these IHAs,
which will inform both NMFS’
consideration of ‘‘small numbers’’ and
the negligible impact determinations.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Take of marine mammals incidental
to USACE’s pile driving and removal
activities could occur by Level B
harassment only, as pile driving has the
potential to result in disruption of
behavioral patterns for individual
marine mammals. Based on the nature
of the activity, Level A harassment is
neither anticipated nor proposed to be
authorized. The proposed mitigation
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and monitoring measures are expected
to minimize the severity of such taking
to the extent practicable. As described
previously, no mortality is anticipated
or proposed to be authorized for this
activity. Below we describe how the
take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimates for each IHA.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment—Though
significantly driven by received level,
the onset of behavioral disturbance from
anthropogenic noise exposure is also
informed to varying degrees by other
factors related to the source (e.g.,
frequency, predictability, duty cycle),
the environment (e.g., bathymetry), and
the receiving animals (hearing,
motivation, experience, demography,
behavioral context) and can be difficult
to predict (Southall et al., 2007, Ellison
et al., 2012). Based on what the
available science indicates and the
practical need to use a threshold based
on a factor that is both predictable and
measurable for most activities, NMFS
uses a generalized acoustic threshold
based on received level to estimate the
onset of behavioral harassment. NMFS
predicts that marine mammals are likely
to be behaviorally harassed in a manner
we consider Level B harassment when
exposed to underwater anthropogenic
noise above received levels of 120 dB re
1 mPa (rms) for continuous (e.g.,
vibratory pile-driving, drilling) and
above 160 dB re 1 mPa (rms) for nonexplosive impulsive (e.g., impact pile
driving seismic airguns) or intermittent
(e.g., scientific sonar) sources. The
USACE’s proposed activities include the
use of continuous, non-impulsive
(vibratory pile driving) therefore, the
120 dB re 1 mPa (rms) is applicable.
Level A Harassment—NMFS’
Technical Guidance for Assessing the
Effects of Anthropogenic Sound on
Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise. The technical
guidance identifies the received levels,
or thresholds, above which individual
marine mammals are predicted to
experience changes in their hearing
sensitivity for all underwater
anthropogenic sound sources, and
reflects the best available science on the
potential for noise to affect auditory
sensitivity by:
D Dividing sound sources into two
groups (i.e., impulsive and nonimpulsive) based on their potential to
affect hearing sensitivity;
D Choosing metrics that best address
the impacts of noise on hearing
sensitivity, i.e., sound pressure level
(peak SPL) and sound exposure level
(SEL) (also accounts for duration of
exposure); and
D Dividing marine mammals into
hearing groups and developing auditory
weighting functions based on the
science supporting that not all marine
mammals hear and use sound in the
same manner.
These thresholds were developed by
compiling and synthesizing the best
available science, and are provided in
Table 4 below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2018 Technical
Guidance, which may be accessed at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustictechnicalguidance.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds*
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
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ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
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Sound Propagation
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
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source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * log10(R1/R2),
Where
B = transmission loss coefficient (assumed to
be 15)
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement.
This formula neglects loss due to
scattering and absorption, which is
assumed to be zero here. The degree to
which underwater sound propagates
away from a sound source is dependent
on a variety of factors, most notably the
water bathymetry and presence or
absence of reflective or absorptive
conditions including in-water structures
and sediments. Spherical spreading
occurs in a perfectly unobstructed (freefield) environment not limited by depth
or water surface, resulting in a 6 dB
reduction in sound level for each
doubling of distance from the source
(20*log(range)). Cylindrical spreading
occurs in an environment in which
sound propagation is bounded by the
water surface and sea bottom, resulting
in a reduction of 3 dB in sound level for
each doubling of distance from the
source (10*log(range)). As is common
practice in coastal waters, here we
assume practical spreading loss (4.5 dB
reduction in sound level for each
doubling of distance). Practical
spreading is a compromise that is often
used under conditions where water
depth increases as the receiver moves
away from the shoreline, resulting in an
expected propagation environment that
would lie between spherical and
cylindrical spreading loss conditions.
2 Average sound pressure levels measured
at the Vashon Ferry Terminal (WSDOT, 2010).
Level A Harassment
When the NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
Sound Source Levels
component in the new thresholds, we
The intensity of pile driving sounds is developed a User Spreadsheet that
greatly influenced by factors such as the includes tools to help predict a simple
type of piles, hammers, and the physical isopleth that can be used in conjunction
environment in which the activity takes with marine mammal density or
place. There are source level
occurrence to help predict takes. We
measurements available for certain pile
note that because of some of the
types and sizes from the similar
assumptions included in the methods
environments recorded from underwater
used for these tools, we anticipate that
pile driving projects (CALTRANS 2015,
isopleths produced are typically going
WSDOT 2010) that were used to
to be overestimates of some degree,
determine reasonable sound source
which may result in some degree of
levels likely result from the USACE’s
overestimate of Level A harassment
pile driving and removal activities
take. However, these tools offer the best
(Table 5).
way to predict appropriate isopleths
TABLE 5—PREDICTED SOUND SOURCE when more sophisticated 3D modeling
LEVELS FOR BOTH INSTALLATION methods are not available, and NMFS
continues to develop ways to
AND REMOVAL OF PILES
quantitatively refine these tools, and
will qualitatively address the output
Sound
where appropriate. For stationary
source
Pile type
level at
sources (such as from vibratory pile
10 meters
driving), NMFS User Spreadsheet
predicts the closest distance at which, if
1
12-inch steel H-pile ................
150 dBRMS
24-inch AZ steel sheet 1 ...........
160 dBRMS a marine mammal remained at that
30-inch steel pipe pile 2 ............
164 dBRMS distance the whole duration of the
activity, it would incur PTS. Inputs
1 Average typical sound pressure levels refused in the User Spreadsheet (Table 6),
erenced from Caltrans (2015) and were either
measured or standardized to 10 m from the and the resulting isopleths are reported
pile.
below (Table 7).
TABLE 6—NMFS TECHNICAL GUIDANCE (2018) USER SPREADSHEET INPUT TO CALCULATE PTS ISOPLETHS FOR
VIBRATORY PILE DRIVING
[User spreadsheet input—Vibratory Pile Driving Spreadsheet Tab A.1 Vibratory Pile Driving Used]
12-in H piles
(install/removal)
Source Level (RMS SPL) ........................................................................
Weighting Factor Adjustment (kHz) .........................................................
Number of piles within 24-hr period ........................................................
Duration to drive a single pile (min) ........................................................
Propagation (xLogR) ................................................................................
Distance of source level measurement (meters) ....................................
24-in sheet piles
(install/removal)
150
2.5
25
10
15
10
30-in piles
(install/remove)
160
2.5
25
10
15
10
164
2.5
6
60
15
10
TABLE 7—NMFS TECHNICAL GUIDANCE (2018) USER SPREADSHEET OUTPUTS TO CALCULATE LEVEL A HARASSMENT
PTS ISOPLETHS.
User spreadsheet output
PTS isopleths (meters)
Levl A harassment
Activity
Sound source level at 10 m
Lowfrequency
cetaceans
Midfrequency
cetaceans
Highfrequency
cetaceans
Phocid
Otariid
Vibratory Pile Driving/Removal
12-in H pile steel installation/removal.
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TABLE 7—NMFS TECHNICAL GUIDANCE (2018) USER SPREADSHEET OUTPUTS TO CALCULATE LEVEL A HARASSMENT
PTS ISOPLETHS.—Continued
User spreadsheet output
PTS isopleths (meters)
Levl A harassment
Activity
24-in sheet pile installation/
removal.
30-in pile installation/removal.
Sound source level at 10 m
Lowfrequency
cetaceans
Midfrequency
cetaceans
Highfrequency
cetaceans
Phocid
Otariid
160 dB SPL ........................
15.2
1.3
22.4
9.2
0.6
164 dB SPL ........................
35.7
3.2
52.8
21.7
1.5
Level B Harassment
Utilizing the practical spreading loss
model, USACE determined underwater
noise will fall below the behavioral
effects threshold of 120 dB rms for
marine mammals at the distances shown
in Table 8 for vibratory pile driving/
removal. Table 8 below provides all
Level B harassment radial distances (m)
and their corresponding areas (km2)
during the USACE’s proposed activities.
It is undetermined whether sheet piles,
H-piles, or a combination of the two will
be used for MOF construction; therefore,
the USACE estimated potential take
based on the larger disturbance zone for
Level B harassment (i.e., for sheet pile—
9.1 km2) for the 12-inch H pile Level B
harassment zone.
TABLE 8—RADIAL DISTANCES (METERS) TO RELEVANT BEHAVIORAL ISOPLETHS AND ASSOCIATED ENSONIFIED AREAS
(SQUARE KILOMETERS (KM2)) USING THE PRACTICAL SPREADING MODEL
Activity
Level B
harassment
zone
(m)*
Received level at 10 m
Level B harassment zone
(km2)
Vibratory Pile Driving/Removal
12-inch H piles installation/removal .........
24-inch sheet pile installation/removal ....
30-inch pile installation/removal ..............
150 dB SPL .............................................
160 dB SPL .............................................
164 dB SPL .............................................
Marine Mammal Occurrence and Take
Calculation and Estimation
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
Potential exposures to vibratory pile
driving/removal for each acoustic
threshold were estimated using group
size estimates and local observational
data to create a density estimate. As
previously stated, take by Level B
harassment only will be considered for
this action. Distances to Level A
harassment thresholds are relatively
small and mitigation is expected to
avoid Level A harassment from these
activities.
Harbor Seals
Over the last several decades,
intermittent and independent surveys of
harbor seal haul outs in Coos Bay have
been conducted. The most recent aerial
survey of haulouts occurred in 2014 by
ODFW. Those surveys were conducted
during a time when the highest number
of animals would be expected to haul
out (i.e., the latter portion of the
pupping season (May and June) and at
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low tide). In 2014, 333 seals were
observed at Coos Bay haulouts in June
(Wright, pers comm., August 27, 2019).
AECOM conducted surveys vesselbased surveys in May/June 2017 and
November 2018 from the Highway 101
Bridge to the seaward entrance to the
Coos Bay estuary. In 2017, during the
line transect surveys, there were an
estimated 374 harbor seals counted in
19 groups with a relative density of 6.2
harbor seals/km. In 2018, because of the
low number of harbor seals sightings
during the line transect effort, reliable
statistical estimates of species density
could not be accurately calculated.
However, for comparison with the May
2017 data, the number of seals
observed/km yielded a sighting rate of
0.12 harbor seals/km.
AECOM also conducted three days of
aerial (drone) flyovers at the Clam
Island and Pigeon Point haulouts to
capture aerial imagery during November
and December 2018 to determine a fall/
winter estimate for harbor seals. This
aerial field effort observed a maximum
of 167 harbor seals hauled out at Clam
Island and 41 harbor seals hauled out at
Pigeon Point on any one day. Based on
these counts, an estimate of relative
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1,000
4,642
8,577
9.1 (actual calculated zone is 2).
9.1
11.5
density was determined for the study
area and ranged from 8.5–11.1 harbor
seals/km2. Because the pile driving and
removal for the MOF will likely occur
over the winter season and to be
conservative, USACE used the
maximum density of 11.1 harbor seals/
km2 to calculate take.
The estimated take for each IHA was
calculated using this density multiplied
by the area ensonified above the
threshold (9.1 km2 for sheet piles and
11.5 km2 for 30-in piles) multiplied by
the number of days per activity (e.g., 7
days of vibratory pile driving per pile
type for a total of 14 days of pile driving
activity each year). Therefore, a total of
1,601 instances of take by Level B
harassment are proposed for harbor
seals in both Year 1 for installation and
in Year 2 for removal (Table 9). Because
the Level A harassment zones are
relatively small (21.7 m at the largest for
pile driving/removal of 30-in piles), and
activities will occur over a small
number of days, we believe the
Protected Species Observer (PSO) will
be able to effectively monitor the Level
A harassment zones and we do not
anticipate take by Level A harassment of
harbor seals.
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California Sea Lions and Steller Sea
Lions
No data are available to calculate
density estimates California sea lion and
Steller sea lions; therefore, USACE
considers likely occurrences in
estimating take for California sea lions
and Steller sea lions. As described in
the Description of Marine Mammals
section, no haulouts for California sea
lions and Steller sea lions exist within
Coos Bay where harassment from
exposure to pile driving could occur,
however, these species do haul out on
the beaches adjacent to the entrance to
Coos Bay. These animals forage
individually and seasonal use of Coos
Bay have been observed, primarily in
the spring and summer when prey are
present. The estimate for daily
California sea lion and Steller sea lions
abundance (n = 1) was based on recent
marine mammal surveys in Coos Bay
(AECOM 2017).
For this reason, USACE estimates one
California and Steller sea lion may be
present each day of pile driving. We
multiplied 1 animal by the number of
days per activity (e.g., 7 days of
vibratory pile driving per pile type).
Therefore, a total of 14 instances of take
by Level B harassment are proposed for
both California sea lions and Steller sea
lions in both Year 1 for installation and
in Year 2 for removal (Table 9). Because
the Level A harassment zones are
relatively small (Less than 2 m at the
largest for pile driving/removal of 30-in
piles), and activities will occur over a
small number of days, we believe the
PSO will be able to effectively monitor
the Level A harassment zones and we
do not anticipate take by Level A
harassment of California sea lions or
Steller sea lions.
Northern Elephant Seals
The abundance estimate for Northern
elephant seals was based on the
maximum number of seals observed at
Cape Arago, a prominent haulout site
roughly 6 km south of Coos Bay jetties.
Surveys were conducted between 2002
and 2005 (Scordino 2006) and the
reference abundance (n = 54) was the
maximum count observed. USACE
applied a 3.8 percent annual population
growth rate (NMFS 2014c) to
approximate the relative abundance of
elephant seals in 2019 (i.e., n = 91).
Lastly, an estimated density of elephant
seals was calculated across the project
area extended to include Cape Arago
(i.e., approximately 30 km2) as a basis
for determining the number of animals
that could be present in Level B
harassment zones during vibratory pile
driving activities. This calculated
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density is 3.03 Northern elephant seals/
km2. The estimated take was calculated
using this density (3.03 animals/km2)
multiplied by the area ensonified above
the threshold (9.1 km2 for sheet piles
and 11.5 km2 for 30-in piles) multiplied
by the number of days per activity (e.g.,
7 days of vibratory pile driving per pile
type). Therefore, a total of 437 instances
of take by Level B harassment are
proposed for Northern elephant seals in
both Year 1 for installation and in Year
2 for removal (Table 9). Because the
Level A harassment zones are relatively
small (21.7-m isopleth at the largest for
pile driving/removal of 30-in piles), and
activities will occur over a small
number of days, we believe the PSO will
be able to effectively monitor the Level
A harassment zones and we do not
anticipate take by Level A harassment of
Northern elephant seals.
Killer Whales
It is not possible to calculate density
for killer whales in Coos Bay as they are
not present in great abundance;
therefore, USACE estimates take based
on likely occurrence and considers
group size. During migration, the
species typically travels singly or as a
mother and calf pair. This species has
been reported in Coos Bay only a few
times in the last decade. The typical
group size for transient killer whales is
two to four, consisting of a mother and
her offspring (Orca Network 2018).
Males and young females also may form
small groups of around three for hunting
purposes (Orca Network 2018). Previous
sightings in Coos Bay documented a
group of five transient killer whales in
May 2007 (as reported by the Seattle
Times) and a pair of killer whales were
observed during the 2017 May surveys.
USACE assumes that a group of two
killer whales come into Coos Bay and
could enter a Level B harassment zone
for one day in each year of pile driving
activities. Therefore, a total of two
instances of take by Level B harassment
are proposed for killer whales in both
Year 1 for installation and in Year 2 for
removal (Table 9). Because the Level A
harassment zones are relatively small
(Less than a 4-m isopleth at the largest
for pile driving/removal of 30-in piles),
and activities will occur over a small
number of days, we believe the PSO will
be able to effectively monitor the Level
A harassment zones and we do not
anticipate take by Level A harassment of
killer whales.
Harbor Porpoise
It is not possible to calculate density
for harbor porpoise in Coos Bay as they
are not present in great abundance;
therefore, USACE estimates take based
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on likely occurrence and considers
group size. Harbor porpoise are most
often seen singly, in pairs, or in groups
of up to 10, although there are reports
of aggregations of up to 200 harbor
porpoises. No harbor porpoises were
detected during recent marine mammal
surveys within the Coos Bay estuary
(AECOM 2017, 2018). However, harbor
porpoises were counted during aerial
surveys of marine mammals off the
coasts of California, Oregon, and
Washington. The maximum estimated
count of harbor porpoises within
approximately 1,700 km2 of Coos Bay (n
= 24 in January 2011) was the basis for
estimated abundance (Adams et al.,
2014). USACE applied a 4 percent
annual population growth rate (NMFS
2013a) to approximate the relative
abundance of harbor porpoises in 2019
(i.e., n = 33). Lastly, an estimated
density of harbor porpoise was
calculated across approximately 1,700
km2 as a basis for determining the
number of animals that could be present
in Level B harassment zones during
vibratory pile driving activities. This
calculated density is 0.019 harbor
porpoise/km2. The estimated take was
calculated using this density (0.019
animals/km2) multiplied by the area
ensonified above the threshold (9.1 km2
for sheet piles and 11.5 km2 for 30-in
piles) multiplied by the number of days
per activity (e.g., 7 days of vibratory pile
driving per pile type, 14 total days).
Therefore, a total of four instances of
take by Level B harassment are
proposed for harbor porpoise in both
Year 1 for installation and in Year 2 for
removal (Table 9). Because the Level A
harassment zones are relatively small (a
52.8-m isopleth at the largest for pile
driving/removal of 30-in piles), and
activities will occur over a small
number of days, we believe the PSO will
be able to effectively monitor the Level
A harassment zones and we do not
anticipate take by Level A harassment of
harbor porpoise.
Gray Whales
It is not possible to calculate density
for gray whales in Coos Bay as they are
not present in great abundance;
therefore, USACE estimates take based
on likely occurrence and considers
group size. Gray whales are frequently
observed traveling alone or in small,
unstable groups, although large
aggregations may be seen in feeding and
breeding grounds. The maximum
estimated count of gray whales within
approximately 1,700 km2 of Coos Bay (n
= 10) was the basis for estimated
abundance (Adams et al., 2014). USACE
then applied a 6 percent population
growth rate (NOAA 2014b) to derive the
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current estimated abundance to
approximate the relative abundance of
gray whales in 2019 (i.e., n = 16). Lastly,
an estimated density of gray whales was
calculated across approximately 1,700
km2 as a basis for determining the
number of animals that could be present
in Level B harassment zones during
vibratory pile driving activities. This
calculated density is 0.0094 gray
whales/km2. The estimated take was
calculated using this density (0.0094
animals/km2) multiplied by the area
ensonified above the threshold (9.1 km2
for sheet piles and 11.5 km2 for 30-in
piles) multiplied by the number of days
per activity (e.g., 7 days of vibratory pile
driving per pile type, 14 total days).
Therefore, a total of two instances of
take by Level B harassment are
proposed for gray whales in both Year
1 for installation and in Year 2 for
removal (Table 9). Because the Level A
harassment zones are relatively small (a
35.7-m isopleth at the largest for pile
driving/removal of 30-in piles), and
activities will occur over a small
number of days, we believe the PSO will
be able to effectively monitor the Level
A harassment zones and we do not
anticipate take by Level A harassment of
gray whales.
For both year 1 and year 2, Table 9
below summarizes the proposed
estimated take for all the species
described above as a percentage of stock
abundance.
TABLE 9—PROPOSED ESTIMATED TAKE BY LEVEL B HARASSMENT AND AS A PERCENTAGE OF STOCK ABUNDANCE
Marine mammal
Level B
harassment
AZ sheets
(or H-plies)
Level B
harassment
30-inch
piles
Level B
harassment
AZ sheets
(or H-plies)
Level B
harassment
30-inch
piles
Total take by Level B
harassment
(percent by stock)
Total take by Level B
harassment
(percent by stock)
YR–1 installation
YR–1 installation
YR–2 removal
YR–2 removal
YR–1 installation
YR–2 removal
707
193
894
244
707
193
894
244
1,601 (2.3 percent) ..............
437 (0.2 percent) .................
1,601 (2.3 percent).
437 (0.2 percent).
7
7
7
7
14 (0.02 percent) .................
14 (0.02 percent).
7
7
7
7
14 (less than 0.001 percent)
1
1
1
1
2 ...........................................
(less than 0.001 percent) ....
2 (0.5 percent) .....................
14 (less than 0.001 percent).
2
(less than 0.001 percent).
2 (0.5 percent).
2
4 (0.008 percent) .................
4 (0.008 percent).
Harbor seal (Phoca vitulinai)
Northern Elephant seal
(Mirounga angustirostris).
Steller sea lion (Eumetopias
jubatus).
California sea lion (Zalophus
californianus).
Gray whale (Eschrichtius
robustus).
Killer whale (Orcinus orca) ...
2
Harbor porpoise (Phocoena
phocoena).
2
2
Proposed Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
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2
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) the practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
The following mitigation measures are
included in the proposed IHAs:
Timing Restrictions
All work will be conducted during
daylight hours. If poor environmental
conditions restrict visibility full
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visibility of the shutdown zone, pile
installation would be delayed.
Shutdown Zone for In-Water Heavy
Machinery Work
For in-water heavy machinery work
other than pile driving, if a marine
mammal comes within 10 m of such
operations, operations shall cease and
vessels shall reduce speed to the
minimum level required to maintain
steerage and safe working conditions.
Shutdown Zones
For all pile driving/removal activities,
the USACE will establish shutdown
zones for a marine mammal species that
is greater than its corresponding Level A
harassment zone. To be conservative,
the USACE is proposing to implement
one cetacean shutdown zone (55 m) and
one pinniped shutdown zone (25 m)
during any pile driving/removal activity
(i.e., during sheet piles, H-piles, and 30in steel pile installation and removal)
(Table 10) which exceeds the maximum
calculated PTS isopleths as described in
Table 7. The purpose of a shutdown
zone is generally to define an area
within which shutdown of the activity
would occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area).
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TABLE 10—PILE DRIVING SHUTDOWN ZONES DURING PROJECT ACTIVITIES
Shutdown zones
(radial distance in m, area in km2*)
Activity
Low-frequency
cetaceans
In-Water Construction Activities:
Heavy machinery work (other than pile
driving) ................................................
Vibratory Pile Driving/Removal:
12-in H pile steel installation/removal ...........................................
24-in sheet pile installation/removal
30-in pile installation/removal .........
Mid-frequency
cetaceans
High-frequency
cetaceans
Phocid
Otariid
10 (0.00015)
10 (0.00015)
10 (0.00015)
10 (0.00015)
10 (0.00015)
55 (0.00475)
55 (0.00475)
55 (0.00475)
55 (0.00475)
55 (0.00475)
55 (0.00475)
55 (0.00475)
55 (0.00475)
55 (0.00475)
25 (0.00098)
25 (0.00098)
25 (0.00098)
25 (0.00098)
25 (0.00098)
25 (0.00098)
* Note: km2 were divided by two to account for land.
Non-Authorized Take Prohibited
If a species enters or approaches the
Level B harassment zone and that
species is either not authorized for take
or its authorized takes are met, pile
driving and removal activities must shut
down immediately using delay and
shutdown procedures. Activities must
not resume until the animal has been
confirmed to have left the area or an
observation time period of 15 minutes
has elapsed for pinnipeds and small
cetaceans and 30 minutes for large
whales.
Based on our evaluation of the
USACE’s proposed measures, NMFS has
preliminarily determined that the
proposed mitigation measures provide
the means effecting the least practicable
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
D Occurrence of marine mammal
species or stocks in the area in which
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take is anticipated (e.g., presence,
abundance, distribution, density);
D Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
D Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
D How anticipated responses to
stressors impact either: (1) long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
D Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
D Mitigation and monitoring
effectiveness.
Pre-Activity Monitoring
Prior to the start of daily in-water
construction activity, or whenever a
break in pile driving of 30 min or longer
occurs, PSOs will observe the shutdown
and monitoring zones for a period of 30
min. The shutdown zone will be cleared
when a marine mammal has not been
observed within the zone for that 30min period. If a marine mammal is
observed within the shutdown zone,
pile driving activities will not begin
until the animal has left the shutdown
zone or has not been observed for 15
min. If the Level B Harassment
Monitoring Zone has been observed for
30 min and no marine mammals (for
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which take has not been authorized) are
present within the zone, work can
continue even if visibility becomes
impaired within the Monitoring Zone.
When a marine mammal permitted for
Level B harassment take has been
permitted is present in the Monitoring
zone, piling activities may begin and
Level B harassment take will be
recorded.
Monitoring Zones
The USACE will establish and
observe monitoring zones for Level B
harassment as presented in Table 8. The
monitoring zones for this project are
areas where SPLs are equal to or exceed
120 dB rms (for vibratory pile driving/
removal). These zones provide utility
for monitoring conducted for mitigation
purposes (i.e., shutdown zone
monitoring) by establishing monitoring
protocols for areas adjacent to the
shutdown zones. Monitoring of the
Level B harassment zones enables
observers to be aware of and
communicate the presence of marine
mammals in the project area, and thus
prepare for potential shutdowns of
activity. The USACE will also be
gathering information to help better
understand the impacts of their
proposed activities on species and their
behavioral responses.
Visual Monitoring
Monitoring would be conducted 30
minutes before, during, and 30 minutes
after all pile driving/removal activities.
In addition, PSO shall record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and shall document any
behavioral reactions in concert with
distance from piles being driven/
removed. Pile driving/removal activities
include the time to install, remove a
single pile or series of piles, as long as
the time elapsed between uses of the
pile driving equipment is no more than
thirty minutes.
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Monitoring will be conducted by
PSOs from on land and boat. The
number of PSOs will vary from one to
three, depending on the type of pile
driving, method of pile driving and size
of pile, all of which determines the size
of the harassment zones. Monitoring
locations will be selected to provide an
unobstructed view of all water within
the shutdown zone and as much of the
Level B harassment zone as possible for
pile driving activities. During vibratory
driving or removal of AZ-sheets or Hpiles, two PSOs will be present. One
PSO will be located on the shoreline
adjacent to the MOF site or on the barge
used for driving piles. The other PSO
will be boat-based and detect animals in
the water, along with monitoring the
three haulout sites in the Level B
harassment zone (i.e., Pigeon Point,
Clam Island/North Spit, and South
Slough). During vibratory driving and
removal of steel pipe piles (30-in), three
PSOs will be present. As indicated
above, one PSO will be on the shoreline
or barge adjacent to the MOF site. A
second PSO will be stationed near the
South Slough haul out site, and the
third PSO will be boat-based and make
observations while actively monitoring
at and between the two remaining
haulout sites (i.e., Pigeon Point and
Clam Island).
In addition, PSOs will work in shifts
lasting no longer than 4 hours with at
least a 1-hour break between shifts, and
will not perform duties as a PSO for
more than 12 hours in a 24-hour period
(to reduce PSO fatigue).
Monitoring of pile driving shall be
conducted by qualified, NMFSapproved PSOs, who shall have no other
assigned tasks during monitoring
periods. The USACE shall adhere to the
following conditions when selecting
PSOs:
D Independent PSOs shall be used
(i.e., not construction personnel);
D At least one PSO must have prior
experience working as a marine
mammal observer during construction
activities;
D Other PSOs may substitute
education (degree in biological science
or related field) or training for
experience;
D Where a team of three or more PSOs
are required, a lead observer or
monitoring coordinator shall be
designated. The lead observer must have
prior experience working as a marine
mammal observer during construction;
and
D The USACE shall submit PSO CVs
for approval by NMFS for all observers
prior to monitoring. The USACE shall
ensure that the PSOs have the following
additional qualifications:
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D Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
D Experience and ability to conduct
field observations and collect data
according to assigned protocols;
D Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
D Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
D Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates, times,
and reason for implementation of
mitigation (or why mitigation was not
implemented when required); and
marine mammal behavior;
D Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary; and
D Sufficient training, orientation, or
experience with the construction
operations to provide for personal safety
during observations.
Reporting of Injured or Dead Marine
Mammals
In the unanticipated event that the
planned activity clearly causes the take
of a marine mammal in a manner
prohibited by the IHA, such as serious
injury, or mortality, the USACE must
immediately cease the specified
activities and report the incident to the
NMFS Office of Protected Resources and
the West Coast Region Stranding
Coordinator. The report must include
the following information:
D Time and date of the incident;
D Description of the incident;
D Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, and visibility);
D Description of all marine mammal
observations and active sound source
use in the 24 hours preceding the
incident;
D Species identification or description
of the animal(s) involved;
D Fate of the animal(s); and
D Photographs or video footage of the
animal(s).
Activities must not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS will work with USACE to
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56801
determine what measures are necessary
to minimize the likelihood of further
prohibited take and ensure MMPA
compliance. The USACE may not
resume their activities until notified by
NMFS.
In the event the USACE discovers an
injured or dead marine mammal, and
the lead observer determines that the
cause of the injury or death is unknown
and the death is relatively recent (e.g.,
in less than a moderate state of
decomposition), the USACE must
immediately report the incident to the
Office of Protected Resources, NMFS,
and the West Coast Region Stranding
Coordinator, NMFS. The report must
include the same information as the
bullets described above. Activities may
continue while NMFS reviews the
circumstances of the incident. NMFS
will work with the USACE to determine
whether additional mitigation measures
or modifications to the activities are
appropriate.
In the event that the USACE discovers
an injured or dead marine mammal, and
the lead observer determines that the
injury or death is not associated with or
related to the specified activities (e.g.,
previously wounded animal, carcass
with moderate to advanced
decomposition, or scavenger damage),
the USACE must report the incident to
the Office of Protected Resources,
NMFS, and the West Coast Region
Stranding Coordinator, NMFS, within
24 hours of the discovery.
Final Report
The USACE shall submit a draft
report to NMFS no later than 90 days
following the end of construction
activities or 60 days prior to the
issuance of any subsequent IHA for the
project. The USACE shall provide a
final report within 30 days following
resolution of NMFS’ comments on the
draft report. Reports shall contain, at
minimum, the following:
D Date and time that monitored
activity begins and ends for each day
conducted (monitoring period);
D Construction activities occurring
during each daily observation period,
including how many and what type of
piles driven;
D Deviation from initial proposal in
pile numbers, pile types, average
driving times, etc.;
D Weather parameters in each
monitoring period (e.g., wind speed,
percent cloud cover, visibility);
D Water conditions in each
monitoring period (e.g., sea state, tide
state);
D For each marine mammal sighting:
Æ Species, numbers, and, if possible,
sex and age class of marine mammals;
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Æ Number of individuals of each
species (differentiated by month as
appropriate) detected within the
monitoring zones, and estimates of
number of marine mammals taken, by
species (a correction factor may be
applied to total take numbers, as
appropriate);
Æ Description of any observable
marine mammal behavior patterns,
including bearing and direction of travel
and distance from pile driving activity;
Æ Type of construction activity that
was taking place at the time of sighting;
Æ Location and distance from pile
driving activities to marine mammals
and distance from the marine mammals
to the observation point;
Æ If shutdown was implemented,
behavioral reactions noted and if they
occurred before or after shutdown.
D Description of implementation of
mitigation measures within each
monitoring period (e.g., shutdown or
delay);
D Other human activity in the area
within each monitoring period;
D A summary of the following:
Æ Total number of individuals of each
species detected within the Level B
Harassment Zone, and estimated as
taken if correction factor appropriate;
Æ Total number of individuals of each
species detected within the Level A
Harassment Zone and the average
amount of time that they remained in
that zone; and
Æ Daily average number of
individuals of each species
(differentiated by month as appropriate)
detected within the Level B Harassment
Zone, and estimated as taken, if
appropriate.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
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18:10 Oct 22, 2019
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on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the majority of
our analyses applies to all the species
listed in Table 9, given that many of the
anticipated effects of this project on
different marine mammal stocks are
expected to be relatively similar in
nature. For harbor seals, because there
is thought to be a potential resident
population and potential repeat takes of
individuals, we provide a supplemental
analysis independent of the other
species for which we propose to
authorize take. Also, because both the
number and nature of the estimated
takes anticipated to occur are identical
in years 1 and 2, the analysis below
applies to each of the IHAs.
The USACE did not request, and
NMFS is not proposing to authorize,
take in the form of injury, serious injury,
or mortality. The nature of the work
precludes the likelihood of serious
injury or mortality, and the mitigation is
expected to ensure that no Level A
harassment occurs. For all species and
stocks, any take would occur within a
limited, confined area of any given
stock’s home range (Coos Bay). Take
would be limited to Level B harassment
only. Exposure to noise resulting in
Level B harassment for all species is
expected to be temporary and minor due
to the general lack of use of Coos Bay
by cetaceans and pinnipeds, as
explained above. In general, cetacean
and non-harbor seal pinnipeds are
infrequent visitors with only occasional
sightings within Coos Bay. Cetaceans
such as transient killer whales may
wander into Coos Bay; however, any
behavioral harassment occurring during
the project is highly unlikely to impact
the health or fitness of any individuals,
much less effect annual rates of
recruitment or survival, given any
exposure would be very brief with any
harassment potential from the project
decreasing to zero once the animals
leave the bay. There are no habitat areas
of particular importance for cetaceans
(e.g., biologically important area, critical
habitat, primary foraging or calving
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Fmt 4703
Sfmt 4703
habitat) within Coos Bay. Further, the
amount of take proposed to be
authorized for any given stock is very
small when compared to stock
abundance, demonstrating that a very
small percentage of the stock would be
affected at all by the specified activity.
Finally, while pile driving could occur
year-round, pile driving would be
intermittent (not occurring every day)
and primarily limited to the MOF site,
a very small portion of Coos Bay.
For harbor seals, the impact of
harassment on the stock as a whole is
negligible given the stocks very large
size (70,151 seals). However, we are
aware that it is likely a resident
population of harbor seals resides year
round within Coos Bay. While this has
not been scientifically investigated
through research strategies such as
tagging/mark-recapture techniques,
anecdotal evidence suggests some seals
call Coos Bay home year-round, as
suggested through AECOM’s winter
surveys. The exact home range of this
potential resident population is
unknown but harbor seals, in general,
tend to have limited home range sizes.
Therefore, we can presume that some
harbor seals will be repeatedly taken.
Repeated, sequential exposure to pile
driving noise over a longer duration
could result in more severe impacts to
individuals that could affect a
population; however, the limited
number of non-consecutive pile driving
days for this project means that these
types of impacts are not anticipated.
Further, these animals are already
exposed, and likely somewhat
habituated, to industrial noises such as
USACE maintenance dredging,
commercial shipping and fishing vessel
traffic (Coos Bay contains a major port),
and coastal development.
In summary, although this potential
small resident population is likely to be
taken repeatedly, the impacts of that
take are negligible to the stock because
the number of repeated days of exposure
is small (14 or fewer) and nonconsecutive, the affected individuals
represent a very small subset of the
stock that is already exposed to regular
higher levels of anthropogenic stressors,
injurious noise levels are not proposed
for authorization, and the pile driving/
removal would not take place during the
pupping season and during a time in
which harbor seal density is greatest.
The following factors primarily
support our preliminary determination
that the impacts resulting from each of
these two years of activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
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Federal Register / Vol. 84, No. 205 / Wednesday, October 23, 2019 / Notices
D No serious injury or mortality is
anticipated or authorized;
D No Level A harassment is
anticipated or authorized;
D The number and intensity of
anticipated takes by Level B harassment
is relatively low for all stocks;
D No biologically important areas
have been identified for the effected
species within Coos Bay;
D For all species, including the
Oregon/Washington Coastal stock of
harbor seals, Coos Bay is a very small
part of their range; and
D No pile driving would occur during
the harbor seal pupping season;
therefore, no impacts to pups from this
activity is likely to occur.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
each of the two years of proposed
activity will have a negligible impact on
all affected marine mammal species or
stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
The take of seven marine mammal
stocks proposed for authorization
comprises no more than 2.3 percent of
any stock abundance.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals, for
each proposed IHA, NMFS
preliminarily finds that small numbers
of marine mammals will be taken
relative to the population size of the
affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
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species implicated by this action.
Therefore, for both proposed IHAs,
NMFS has preliminarily determined
that the total taking of affected species
or stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the West Coast Region
Protected Resources Division, whenever
we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed
marine mammal species is proposed for
authorization or expected to result from
this activity. Therefore, NMFS has
determined that formal consultation
under section 7 of the ESA is not
required for this action.
Proposed Authorizations
As a result of these preliminary
determinations, NMFS proposes to issue
two IHAs to USACE for pile driving and
removal activities associated with the
North Jetty maintenance and repairs
project in Coos Bay, Oregon over the
course of two non-consecutive years,
beginning September 2020 through June
2023, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
Drafts of the proposed IHAs can be
found at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this Notice of Proposed
IHAs for the proposed pile driving and
removal activities associated with the
USACE’s North Jetty maintenance and
repairs project in Coos Bay, Oregon. We
also request at this time comment on the
potential renewal of these proposed
IHAs as described in the paragraph
below. Please include with your
comments any supporting data or
literature citations to help inform
decisions on the request for these IHAs
or a subsequent Renewal.
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56803
On a case-by-case basis, NMFS may
issue a one-year IHA renewal with an
additional 15 days for public comments
when (1) another year of identical or
nearly identical activities as described
in the Specified Activities section of
this notice is planned or (2) the
activities as described in the Specified
Activities section of this notice would
not be completed by the time the IHA
expires and a second IHA would allow
for completion of the activities beyond
that described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to expiration of
the current IHA.
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
Renewal are identical to the activities
analyzed under the initial IHA, are a
subset of the activities, or include
changes so minor (e.g., reduction in pile
size) that the changes do not affect the
previous analyses, mitigation and
monitoring requirements, or take
estimates (with the exception of
reducing the type or amount of take
because only a subset of the initially
analyzed activities remain to be
completed under the Renewal).
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
• Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: October 17, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–23081 Filed 10–22–19; 8:45 am]
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DEPARTMENT OF COMMERCE
Patent and Trademark Office
[Docket No. PTO–P–2019–0012]
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AGENCY:
E:\FR\FM\23OCN1.SGM
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Agencies
[Federal Register Volume 84, Number 205 (Wednesday, October 23, 2019)]
[Notices]
[Pages 56781-56803]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-23081]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XR048
Take of Marine Mammals Incidental to Specified Activities; Taking
Marine Mammals Incidental to the North Jetty Maintenance and Repairs
Project, Coos Bay, Oregon
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; two proposed incidental harassment authorizations;
request for comments on proposed authorizations and possible renewals.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Army Corps of
Engineers (USACE) for two authorizations to take marine mammals
incidental to the pile driving and removal activities over two years
associated with the Coos Bay North Jetty maintenance and repairs
project. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is
requesting comments on its proposal to issue two incidental harassment
authorizations (IHA) to incidentally take marine mammals during the
specified activities. NMFS is also requesting comments on a possible
one-year renewals that could be issued under certain circumstances and
if all requirements are met, as described in Request for Public
Comments at the end of this notice. NMFS will consider public comments
prior to making any final decision on the issuance of the requested
MMPA authorizations and agency responses will be summarized in the
final notice of our decision.
DATES: Comments and information must be received no later than November
22, 2019.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to [email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Stephanie Egger, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review. Under the MMPA, ``take'' is defined as meaning to harass,
hunt, capture, or kill, or attempt to harass, hunt, capture, or kill
any marine mammal.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth. The definitions
of all applicable MMPA statutory terms cited above are included in the
relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment.
These actions are consistent with categories of activities
identified in Categorical Exclusion B4 (incidental harassment
authorizations with no anticipated serious injury or mortality) of the
Companion Manual for NOAA Administrative Order 216-6A, which do not
individually or cumulatively have the potential for significant impacts
on the quality of the human environment and for which we have not
identified any extraordinary circumstances that would preclude this
categorical exclusion. Accordingly, NMFS has preliminarily determined
that the issuance of these proposed IHAs qualifies to be categorically
excluded from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA requests.
Summary of Request
On March 18, 2019, NMFS received a request from USACE for two IHAs
to take marine mammals incidental to vibratory pile driving and removal
associated with the North Jetty maintenance and repairs project, Coos
Bay, Oregon over the course of two years with pile installation
occurring during Year 1 and pile removal occurring during Year 2. The
application was deemed adequate and
[[Page 56782]]
complete on September 10, 2019. The USACE's request is for take of a
small number of seven species of marine mammals by Level B harassment
only. Neither USACE nor NMFS expects injury, serious injury or
mortality to result from this activity and, therefore, IHAs are
appropriate. The IHAs, if issued, will be effective from September 1,
2020 through August 31, 2021 for pile driving installation (Year 1) and
from July 1, 2022 through June 30, 2023 for pile removal (Year 2). The
USACE, in coordination with the Oregon Department of Fish and Wildlife
(ODFW) and NMFS' Northwest Region, proposes to conduct pile driving and
removal October 1st through February 15th and June 1st and July 31st to
minimize effects to listed salmonids. Adherence to the in-water work
window is part of USACE's Endangered Species Act (ESA) consultation
under Standard Local Operating Procedures for Endangered Species
(SLOPES) to administer actions authorized or carried out by the USACE
in Oregon (SLOPES IV In-water Over-water Structures). The ODFW will
make the final determination of the in-water work window.
Description of Proposed Activity
Overview
The USACE is proposing to repair critically damaged sections of the
North Jetty, monitor erosion, and to maintain stable deep-draft
navigation through the entrance into Coos Bay. Repair activities
completed now will reduce the risk of jetty failure or a potential
breach of the Coos Bay North Spit (CBNS). The USACE maintains this
jetty system and navigational channels, and is currently proposing
major repair and rehabilitation of the North Jetty. As part of its
mission to build and maintain navigation facilities, the USACE also
continues to maintain ownership of CBNS land to support jetty
monitoring, ensure evaluation access, and to provide construction
staging and stockpile areas in the event jetty maintenance or
navigation repairs are needed. Work associated with the project may
occur year-round beginning in September 2020. The USACE proposes to use
vibratory pile driving/removal for the Material Off-loading Facility
(MOF) portion of the project using 30-inch (in) steel piles and 24-in
AZ sheet piles OR 12-in H piles. The use of AZ-sheets versus H-piles
will be per the contractor's discretion, largely based on site
conditions, material availability, and cost.
Dates and Duration
The USACE currently anticipates that construction for North Jetty
maintenance and repair project will occur over two years. The IHA
application is requesting take that may occur from the pile driving
activities in the first year (September 1, 2020 through August 31,
2021) and from pile removal activities in the second year of pile
driving activities (July 1, 2022 through June 30, 2023). The USACE
proposes to complete pile driving activities between October 1st
through February 15th and June 1st through July 31st each year to
protect salmonids.
The USACE estimates vibratory pile driving may occur over a 1-4
month time period each year but likely would take one month for
installation (Year 1) and one month for removal (Year 2). There would
be an estimate of 7 days of noise expose during pile driving for each
type of pile (i.e., and 30-in steel piles and 24-in AZ sheet piles OR
12-in H piles) for a total of 14 days of pile driving activity each
year. Pile driving may occur up to 6 hours per day depending on the
pile type.
Specific Geographic Region
Coos Bay is an approximately 55.28 km\2\ estuary located in Coos
County on the Oregon coast, approximately 200 miles south of the
Columbia River. The bay provides a harbor- and water-dependent economy
for the local and state community and, as the second largest estuary in
Oregon (14,000 acres), the largest located entirely within state
borders (Hickey and Banas 2003, Arneson 1975), and is an important
biological resource. It is considered the best natural harbor between
San Francisco Bay, California and the Puget Sound, Washington. The
average depth of the Coos estuary is 4 m (13 ft). The Coos estuary
exhibits the typical features of a drowned river valley estuary type.
It features a V-shaped cross section, a relatively shallow and gently
sloping estuary bottom, and a fairly uniform increase in depth from the
upper, river-dominated part of the estuary toward the mouth. Large
expanses of intertidal sand and mud flats complement channels, eelgrass
beds, vegetated marshes, and swamps to provide a diversity of estuarine
habitats.
The entrance to the Coos Bay estuary and navigation channel lies
between Coos Head and the Coos Bay North Spit (CBNS) (see Figure 1-1 of
the application). The Coos Bay north and south jetties stabilize a 1-
mile long, 47[hyphen]foot deep channel. Channel depth decreases to
approximately 37 feet at RM 1 and extends 15 miles upstream where it
runs adjacent to the cities of Charleston, North Bend, and Coos Bay.
The CBNS is a large isolated peninsula about 15 miles from downtown
Coos Bay; supporting unique coastal habitats. The USACE parcel (see
Figure 1-2 of the application) runs north from the boundary of the
North Jetty, to the southern boundary of land owned by the U.S. Bureau
of Land Management (BLM). It is bound by the Pacific Ocean to the west,
which includes South Beach (the beach between the North Jetty and the
FAA towers as shown), and by the Log-Spiral Bay (LSB) and Coos Bay to
the east. The extent of the North Jetty repairs and staging areas of
the overall project area are shown below in Figure 1.
[[Page 56783]]
[GRAPHIC] [TIFF OMITTED] TN23OC19.001
Detailed Description of Specific Activity
The purpose of the proposed action is to repair critically damaged
sections of the North Jetty in order to maintain stable deep-draft
navigation through the entrance into Coos Bay and to prevent breaching
of the CBNS. Completing the proposed repair activities now will reduce
the risk of future jetty failure. Progressive damages to the North
Jetty system over the last 20 years have resulted in an emergency
repair action in 2002 and an interim repair in 2008. The proposed major
maintenance of the Coos Bay North Jetty is critical to keeping the
river and harbor open to deep-draft navigation and to sustaining
important navigation-related components of local and state economies.
The proposed activities would include repair activities for three
main jetty components: The jetty head, root, and trunk. Repair
activities also require re-establishment and repair of the following
three temporary construction features including the MOF, upland staging
areas and road turn-outs to facilitate equipment and material delivery.
Removal and site restoration for each of the temporary construction
features is proposed.
The majority of proposed jetty repairs will be completed within the
existing authorized footprint of the jetty structure, returning
specified sections to pre-erosional conditions. However, the length of
the final repaired jetty (8,425 feet (ft)) will be shorter than its
originally authorized footprint length of 9,600 ft. The jetty head
stabilizes the oceanward end of the jetty structure and is exposed to
the most severe loading. The jetty trunk connects the jetty head to the
jetty root and transitions from a jetty reach exposed to both ocean-
side and channel-side loading, to the root, which is primarily loaded
from the channel-side. Proposed repair elements may include some minor
areas that occur outside of the existing jetty footprint, but are
necessary to maintain jetty function.
[ssquf] Repair of the jetty root entails rebuilding up to 1,600 ft
of the jetty root. Toe protection around the tip of the reconstructed
section would be completed to compensate for accelerated ebb-tidal
flows caused by the reconstructed root. This protection could extend
beyond the area of the existing relic jetty root.
[ssquf] Construction of a rubble-mound jetty head (located
shoreward of the originally authorized North Jetty head). While it is
expected that the vast majority of the head construction will remain on
the relic stone base, there may be some small increase in footprint to
ensure a stable jetty head design.
The USACE proposes to rebuild sections of the jetty root where the
structure has deteriorated at or below the water line. The jetty head
and trunk require extensive repairs, but not to the same extent as the
jetty root, which has not been repaired since the original
construction. Optional repairs to the jetty root could provide
additional stability to LSB and prevent further
[[Page 56784]]
erosion. The optional repairs to the jetty trunk could place larger
stone atop sections that were previously addressed with slightly
smaller stone during an interim repair. Each of these optional repairs
would be contingent on funding availability.
Construction Staging Areas
Jetty repairs and associated construction elements require
additional areas for activities involving equipment and supply staging
and storage, parking areas, access roads, scales, general yard
requirements, and jetty stone stock pile areas. Staging areas are
required to store materials, equipment and tools, field offices, turn
and maneuver trucks, and to provide parking for contractors.
There are three proposed staging areas for the Proposed Action: The
Overland Delivery Staging Area (ODSA, up to about 10 acres), the North
Jetty Staging Area (NJSA, up to 20 combined acres from three alternate
staging areas), and the MOF Staging Area (up to 2.5 acres) (see Figure
1-3 of the application). The MOF Staging Area is where all pile driving
and removal activities will occur. The ODSA was used previously for the
2008 North Jetty Interim Repair Project. The MOF Staging Area, also
previously used and located upland of the MOF itself, would be
necessary to accommodate stockpile and transfer of jetty stone from
barges to transport vehicles prior to delivery to the NJSA. The NJSA
will be a combination of areas; either approximately 20 acres near the
jetty root, on top of the LSB sand placement area, or a jetty root
staging area (1.5 acres) and up to an additional 18.5 acres to be
chosen by the Contractor from the available Alternate Staging Area
locations shown on the plans.
Staging area equipment would include a crane or excavator for
transferring large stones from the highway-transport vehicles to heavy-
duty off-road vehicles, or from a barge to heavy-duty off-road
vehicles, an excavator, front-end loaders, and bulldozers. All of the
stockpile areas would accommodate storage of a range of different sized
jetty stone and other rock and gravel construction materials throughout
the year. Construction of each upland staging area would require
vegetation clearing and site grading, which would be followed by
restoration at the completion of construction.
North Jetty Major Maintenance and Repairs
Most of the proposed jetty stone placement work would use land-
based equipment for construction of the repair and modifications to the
North Jetty. The majority of the work is expected to be conducted from
on top of the jetty using an excavator or a crane. Where appropriate,
there may also be rework and reuse of the existing relic and jetty
prism stone. Most of the proposed stone placement would occur on
existing relic stone that formed the original jetty. The prism
footprint could increase in width compared to the existing prism by
about 10 ft along the length of the proposed repair sections. During
new stone placement, there is a chance of stone slippage down the slope
of the jetty. This is only a remote possibility given the size of the
rocks. Additionally, dropping armor stone from a height greater than 2
ft would be prohibited, further minimizing the risk of stone slippage.
The length of the repaired jetty would remain shorter than its
originally authorized footprint length.
The full width of the repaired jetty crest would double as a
``jetty crest haul road'' that allows construction equipment to access
and reach the entire jetty construction areas (i.e., crest, slope, and
toe). As described in Table 1-2 of the application, up to three
turnouts would also be required every 300 to 500 ft along the length of
the jetty and parallel to the jetty crest haul road for safety purposes
(allows for vehicle and equipment passing and turns while on the
jetty). The footprint of repairs would not extend substantially beyond
the extent of relic jetty stone (possibly up to 10 ft on either side).
Material Offloading Facility (MOF)
The MOF will be constructed from the land waterward using land-
based equipment. The MOF will provide vehicle access to/from the shore.
The MOF could either be a simplified design of singular pipe piles for
mooring a barge with spuds as a dock face, or a more complicated MOF
design with piles supporting mooring dolphins with H or Z-piles to help
retain material. In either case, pilings will be installed by barge
using vibratory pile driving methods. Figure 1-4 of the application
provides a basic overview of potential MOF elements, though the final
configuration of pilings and specifications within the broader scope
will be determined by the contractor. Fill material to construct the
MOF could be obtained from maintenance dredging activities that occur
annually in the Federal Navigation Channel, from dredging at the MOF
site, or from other suitable sources, similar to those that provide the
armor stone and gravel materials for the Project. Any imported material
will be obtained from a clean and permitted source, suitable for in-
water placement. Initial dredging of up to about 24,000 cubic yards may
be required at the MOF to reach draft depth for the delivery barges.
This activity will most likely be completed by mechanical dredge (e.g.,
clamshell). Dredged material from the MOF site will be tested for
contaminants, prior to dredging, following standard USACE and U.S.
Environmental Protection Agency procedures. If clean, material will be
side-cast or used to supplement MOF construction. If not suitable for
ocean placement, dredged material will be transported to a suitable and
certified upland facility. Maintenance dredging at the MOF will occur
throughout construction to maintain depths needed for delivery vessels.
Additional details on the project construction elements can be
found in Section 1 of the project application. The USACE has not
requested, and NMFS does not propose to issue, take from any activities
other than from vibratory pile driving and removal for the MOF.
The type and amount of piles associated with the project are
provided in Table 1.
Table 1--Pile Driving (Year 1) and Removal (Year 2) Associated With the MOF of the North Jetty Repairs and Maintenance Project. The Same Number of Piles
Driven in Year 1 Will Be Removed in Year 2
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total number Total number Maximum number Maximum number
of piles to be of piles to be of piles of piles
Pile type Size driven (year removed (year driven per day removed per Driving type
1) 2) (year 1) day (year 2)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Steel Pipe Pile...................... 30-inch................ 24 24 6 6 Vibratory.
Steel H Pile......................... 12-in.................. 40 40 25 25 Vibratory.
Steel AZ Sheet....................... 24-in.................. 100 100 25 25 Vibratory.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 56785]]
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting section).
Description of Marine Mammals in the Area of Specified Activities
Systematic marine mammal surveys in Coos Bay are limited;
therefore, the USACE relied on two multi-day AECOM surveys of Coos Bay,
Oregon Department of Fish and Wildlife (ODFW), and anecdotal reports to
better understand marine mammal presence in Coos Bay and in support of
the IHA application. Seven marine mammal species comprising seven
stocks have the potential to occur within Coos Bay during the project.
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected potential for occurrence
around Coos Bay and summarizes information related to the population or
stock, including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2016). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS's
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Pacific and Alaska 2018 SARs (e.g., Carretta et al., 2018;
Muto et al., 2018). All values presented in Table 2 are the most recent
available at the time of publication and are available in the 2018 SARs
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports).
Table 2--Marine Mammals Occurrence in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenopteridae (rorquals):
Blue whale...................... Balaenoptera m. Eastern North Pacific E,D;Y 1,647 (0.07; 1,551; 2.3 >=19
musculus. Stock. 2011).
Humpback whale.................. Megaptera novaeangliae. California/Oregon/ E,D;Y 2,900 (0.05; 2,784; 16.7 >=40.2
Washington Stock. 2014).
Family Eschrichtiidae:
Gray whale...................... Eschrichtius robustus.. Eastern North Pacific.. N, N 26,960 (0.05, 25,849, 801 139
2016).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer Whale.................... Orcinus orca........... West Coast Transient... N, N 243 (-, 243, 2006) \4\ 2.4 0
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Northern CA/Southern OR N, N 35,769 (0.52, 23,749, 475 >=0.6
2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Northern elephant sea........... Mirounga angustirostris California breeding.... N, N 179,000 (n/a, 81,368, 4,882 8.8
2010).
Steller sea lion................ Eumetopias jubatus..... Eastern U.S............ N, N 41,638 (-, 41,638, 2,498 108
2015).
California sea lion............. Zalophus californianus. U.S.................... N, N 257,606 (n/a, 233,515, 14,011 >320
2014).
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Oregon/Washington Coast N, N 24,732 (0.12, -, 1999) unk unk
\5\.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance.
\3\ These values, found in NMFS' SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial
fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated
with estimated mortality due to commercial fisheries is presented in some cases.
\4\ The minimum population estimate (NMIN) for the West Coast Transient stock of killer whales is derived from mark-recapture analysis for West Coast
transient population whales from the inside waters of Alaska and British Columbia of 243 whales (95 percent probability interval = 180-339) in 2006
(DFO 2009), which includes animals found in Canadian waters.
\5\ Because the most recent abundance estimate is >8 years old (1999), there is no current estimate of abundance available for this stock. However, for
purposes of this analysis, we apply the previous abundance estimate, corrected for animals missed in the water as described in Carretta et al. (2014)
of 24,732.
[[Page 56786]]
All species that could potentially occur in the proposed survey
areas are included in Table 2. Humpback whales (Megaptera novaeangliae)
and blue whales (Balaenoptera musculus musculus) are not uncommon along
the Oregon coast, however, they are unlikely to enter Coos Bay and be
affected by construction noise. Given these considerations, the
temporary duration of potential pile driving, and noise isopleths that
would not extend beyond the river mouth, there is no reasonable
expectation for proposed activities to affect these species and they
are not discussed further.
As described below, the remaining seven species comprising seven
stocks temporally and spatially co-occur with the activity to the
degree that take is reasonably likely to occur, and we have proposed
authorizing it.
Gray Whales
Gray whales are only commonly found in the North Pacific. Genetic
comparisons indicate there are distinct ``Eastern North Pacific'' (ENP)
and ``Western North Pacific'' (WNP) population stocks, with
differentiation in both mtDNA haplotype and microsatellite allele
frequencies (LeDuc et al. 2002; Lang et al. 2011a; Weller et al. 2013).
Tagging, photo-identification and genetic studies show that some whales
identified in the WNP off Russia have been observed in the ENP,
including coastal waters of Canada, the U.S. and Mexico (Lang 2010;
Mate et al. 2011; Weller et al. 2012; Urb[aacute]n et al. 2013, Mate et
al. 2015). However, WNP gray whales are not expected to enter Coos Bay
and therefore will not be discussed further.
From 2009 to 2013, researchers attached satellite tags to 35 gray
whales off the coasts of Oregon and northern California from September
to December 2009, 2012, and 2013 (Lagerquist et al., 2019). These
whales are members of the Pacific Coast Feeding Group (PCFG), a subset
of gray whales in the ENP that feed off the PNW, during summer and
fall. Tracking periods for the satellite[hyphen]tagged whales in this
study ranged from 3 days to 383 days. Feeding[hyphen]area home ranges
for the resulting 23 whales covered most of the near[hyphen]shore
waters from northern California to Icy Bay, Alaska, and ranged in size
from 81[thinsp]km\2\ to 13,634[thinsp]km\2\. Core areas varied widely
in size (11-3,976[thinsp]km\2\) and location between individuals, with
the highest[hyphen]use areas off Point St. George in northern
California, the central coast of Oregon, and the southern coast of
Washington. Tag data indicates whales primarily occupied waters
predominantly over continental shelf waters less than 10[thinsp]km from
shore and in depths less than 50[thinsp]m. Gray whales are not known to
enter Coos Bay; however, they do enter larger bays such as San
Francisco Bay during their northward and southward migration and
therefore are included in this analysis.
Since January 1, 2019, elevated gray whale strandings have occurred
along the west coast of North America from Mexico through Alaska. This
event has been declared an Unusual Mortality Event (UME). A UME is
defined under the MMPA as a stranding that is unexpected; involves a
significant die-off of any marine mammal population; and demands
immediate response. As of September 5, 2019, 117 gray whales have
stranded in the U.S. between Alaska and California with an additional
10 strandings in Canada and 81 in Mexico. Of the U.S. strandings, six
of the animals have been found in Oregon. Full or partial necropsy
examinations were conducted on a subset of the whales. Preliminary
findings in several of the whales have shown evidence of emaciation.
These findings are not consistent across all of the whales examined, so
more research is needed. Threats to gray whales include ship strike,
fishery gear entanglement, and climate change-related impacts such as
reduction in prey availability, and increased human activity in the
Arctic (Carretta et. al., 2019).
Killer Whales
Killer whales are found throughout the North Pacific. Along the
west coast of North American, `resident,' transient,' and `offshore'
ecotypes have overlapping distributions and multiple stocks are
recognized within that broader classification scheme. The West Coast
Transient (WCT) Stock includes animals that range from California to
southern Alaska, and is genetically distinct from other transient
populations in the region (i.e., Gulf of Alaska, Aleutian Islands, and
Bering Sea transients and AT1 transients). While not regularly seen in
Coos Bay, anecdotal accounts by ODFW biologists suggest bachelor pods
of transient killer whales may be observed in Coos Bay semi-annually.
In May 2017, a pair of killer whales feeding on what was concluded to
be a seal were opportunistically observed in Coos Bay (AECOM 2017). The
whales moved through the estuary northwards past Jordan Cove to the
Highway 101 Bridge. However, the whales are not known to linger in the
area and no biologically important habitat for this stock exists in
Coos Bay.
Harbor Porpoise
In the Pacific Ocean, harbor porpoise are found in coastal and
inland waters from Point Conception, California to Alaska and across to
Kamchatka and Japan (Gaskin 1984). There are several stocks of harbor
porpoise along the west coast of the U.S. and in inland waterways.
While harbor porpoise are rare within Coos Bay, if present, animals are
likely belonging to the Northern California/Southern Oregon stock which
is delimited from Port Arena, California in the south to Lincoln City,
Oregon. Use of Coos Bay by this stock is rare.
Northern Elephant Seal
Northern elephant seals are found occasionally in Oregon either
resting or molting (shedding their hair) on sandy beaches. Elephant
seals do not generally breed in Oregon; however, there are a number of
breeding sites in California such as Ano Nuevo State Reserve. Cape
Arago State Park, just south of the entrance to Coos Bay, is the only
spot where northern elephant seals haulout year-around in Oregon. The
majority of the elephant seals seen in Oregon are sub-adult animals
that come to shore to molt. Northern elephant seals regularly occur at
haul-out sites on Cape Arago, approximately 3.7 miles south of the
entrance to Coos Bay. Scordino (2006) reported total counts (average,
maximum, minimum) of harbor seal, elephant seal, California sea lion,
and Steller sea lion at Cape Arago during each month surveyed between
2002 and 2005. Abundance of elephant seals was low in all months, with
a maximum of 54 animals reported in May (Scordino 2006). No Northern
elephant seals have been observed within Coos Bay; however, given their
close proximity to the mouth of the estuary, they have been included in
this analysis.
California Sea Lion
California sea lions are distributed along the North Pacific waters
from central Mexico to southeast Alaska, with breeding areas restricted
primarily to island areas off southern California (the Channel
Islands), Baja California, and in the Gulf of California (Wright et
al., 2010). There are five genetically distinct geographic populations.
The population seen in Oregon is the Pacific Temperate stock, which are
commonly seen in Oregon from September through May (ODFW 2015). The
approximate growth rate for this species is 5.4 percent annually
(Caretta et al., 2004).
Almost all California sea lions in the Pacific Northwest are sub-
adult or adult
[[Page 56787]]
males (NOAA 2008). The occurrence of the California sea lion along the
Oregon coast is seasonal with lowest abundance in Oregon in the summer
months, from May to September, as they migrate south to the Channel
Islands in California to breed. During other times of the year, the
primary areas where it comes ashore are Cascade Head, Tillamook County;
Cape Argo, Coos County; and Rouge Reef and Orford Reef in Curry County.
The California sea lion stock has been growing steadily since the
1970s. The stock is estimated to be approximately 40 percent above its
maximum net productivity level (MNPL = 183,481 animals), and it is
therefore considered within the range of its optimum sustainable
population (OSP) size (Laake et al., 2018). The stock is also near its
estimated carrying capacity of 275,298 animals (Laake et al., 2018).
However, there remain many threats to California sea lions including
entanglement, intentional kills, harmful algal blooms, and climate
change. For example, for each 1 degree Celsius increase in sea surface
temperature (SST), the estimated odds of survival declined by 50
perfect for pups and yearlings, while negative SST anomalies resulted
in higher survival estimates (DeLong et al., 2017). Such declines in
survival are related to warm oceanographic conditions (e.g., El
Ni[ntilde]o) that limit prey availability to pregnant and lactating
females (DeLong et al., 2017). Changes in prey abundance and
distribution have been linked to warm-water anomalies in the California
Current that have impacted a wide range of marine taxa (Cavole et al.,
2016).
There were at least eight California sea lions sighted
opportunistically during the 2017 AECOM surveys (ACEOM, 2017). No pups
were observed.
Steller Sea Lion
The Steller sea lion range extends along the Pacific Rim, from
northern Japan to central California. For management purposes, Steller
sea lions inhabiting U.S. waters have been divided into two DPS: The
Western U.S. and the Eastern U.S. The population known to occur within
the Lower Columbia River is the Eastern DPS. The Western U.S. stock of
Steller sea lions are listed as endangered under the ESA and depleted
and strategic under the MMPA. The Eastern U.S. stock (including those
living in Oregon) was de-listed in 2013 following a population growth
from 18,000 in 1979 to 70,000 in 2010 (an estimated annual growth of
4.18 percent) (NOAA 2013). A population growth model indicates the
eastern stock of Steller sea lions increased at a rate of 4.76 percent
per year (95 percent confidence intervals of 4.09-5.45 percent) between
1989 and 2015 based on an analysis of pup counts in California, Oregon,
British Columbia, and Southeast Alaska (Muto et al., 2017). This stock
is likely within its OSP; however, no determination of its status
relative to OSP has been made (Muto et al., 2017).
Steller sea lions can be found along the Oregon coast year-round
with breeding occurring in June and July. The southern coast of Oregon
supports the largest Steller breeding sites in U.S. waters south of
Alaska, producing some 1,500 pups annually. Near the entrance of Coos
Bay, Steller sea lions can be found year round at Cape Arago State
Park. The most recent Steller sea lion survey at Cape Arago was June
29, 2017, during which ODFW counted 910 non-pup Steller sea lions
ashore. Steller sea lions may occasionally enter Coos Bay; however, no
long-term residency patterns have been observed. One Steller sea lion
was sighted opportunistically during the 2017 AECOM surveys (ACEOM
2017). No pups were observed.
Harbor Seal
Harbor seals inhabit coastal and estuarine waters off Baja
California, north along the western coasts of the continental U.S.,
British Columbia, and Southeast Alaska, west through the Gulf of Alaska
and Aleutian Islands, and in the Bering Sea north to Cape Newenham and
the Pribilof Islands (Caretta et al., 2014). Within U.S. west coast
waters, five stocks of harbor seals are recognized: (1) Southern Puget
Sound (south of the Tacoma Narrows Bridge); (2) Washington Northern
Inland Waters (including Puget Sound north of the Tacoma Narrows
Bridge, the San Juan Islands, and the Strait of Juan de Fuca); (3) Hood
Canal; (4) Oregon/Washington Coast; and (5) California. Seals belonging
to the Oregon/Washington Coast stock are included in this analysis.
Harbor seals generally are non-migratory, with local movements
associated with tides, weather, season, food availability, and
reproduction (Scheffer and Slipp 1944; Fisher 1952; Bigg 1969, 1981).
Harbor seals do not make extensive pelagic migrations, though some long
distance movement of tagged animals in Alaska (900 km) and along the
U.S. west coast (up to 550 km) have been recorded (Brown and Mate 1983,
Herder 1986, Womble 2012). Harbor seals have also displayed strong
fidelity to haulout sites (Pitcher and Calkins 1979, Pitcher and
McAllister 1981).
The harbor seal is the most widespread and abundant resident
pinniped in Oregon. They haul out to rest at low tide on sand bars in
most bays and estuaries along the Oregon coast. They are also found on
nearshore rocks and islands usually within 3 miles of the coast. Within
Coos Bay, four harbor seal haulout sites have been identified by ODFW
(Wright 2013); three of which have documented pup sightings. From the
inlet to the upper Bay, these are South Slough (southeast of the
entrance channel), Pigeon Point, Clam Island, and Coos Port. However,
only three of the four haulouts are in the project area including the
South Slough, Pigeon Point, and Clam Island (see Figure 4-1 of the
application). Harbor seals generally foraging with in close proximity
to their haulouts. For example, a study of radio tagged harbor seals in
San Francisco Bay found that the majority of foraging trips were less
than 10 km from their regular haulout (Grigg et al., 2012), and a
similar study in Humboldt Bay found that the majority of seals
travelled 13 km or less to forage (Ougzin 2013). Both studies found
that harbors seals typically forage at in relatively shallow water
depths; a median value of 7 m was reported for the San Francisco Bay
Study (Grigg et al., 2012).
The most recent haulout counts were conducted by ODFW in May and
June 2014. In 2014, 333 seals were observed at Coos Bay haulouts in
June (Wright, pers comm., August 27, 2019). May yielded slightly higher
numbers, as expected since it is closer to peak pupping season;
however, the South Slough haulout site was not surveyed in May due to
fog.
Marine mammal presence and abundance data collection throughout
Coos Bay in 2017 and 2018. These surveys were vessel based line
transect surveys. Observations made by AECOM during May 2017 site-
specific surveys found similar patterns to the ODFW aerial surveys.
More than 350 observations of harbor seals were recorded in the estuary
over the four days of survey. AECOM conducted additional surveys during
November and December 2018 using vessel based line transect surveys and
aerial surveys using a drone to establish a fall/winter local abundance
estimate for harbor seals. A maximum of 167 seals were hauled out
between the Clam Island and Pigeon Point haulouts at any one time. ODFW
indicates it is likely many harbor seals are year-round residents in
Coos Bay and relay on these waters for all life stages and behaviors
including, by not limited to, breeding, pupping, and foraging (Wright
2013).
[[Page 56788]]
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018]
------------------------------------------------------------------------
Generalized hearing
Hearing group range*
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen whales) 7 Hz to 35 kHz.
Mid-frequency (MF) cetaceans (dolphins, 150 Hz to 160 kHz.
toothed whales, beaked whales, bottlenose
whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz.
porpoises, Kogia, river dolphins,
cephalorhynchid, Lagenorhynchus cruciger &
L. australis).
Phocid pinnipeds (PW) (underwater) (true 50 Hz to 86 kHz.
seals).
Otariid pinnipeds (OW) (underwater) (sea 60 Hz to 39 kHz.
lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The phocid pinniped functional hearing group was modified from
Southall et al. (2007) on the basis of data indicating that phocid
species have consistently demonstrated an extended frequency range of
hearing compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
Seven marine mammal species (three cetacean and four pinniped (three
otariid and one phocid) species) have the reasonable potential to co-
occur with the proposed survey activities. Please refer to Table 2. Of
the cetacean species that may be present, one is classified as a low-
frequency cetacean (i.e., all mysticete species), one is classified as
a mid-frequency cetacean (i.e., all delphinid and ziphiid species and
the sperm whale), and one is classified as a high-frequency cetacean
(i.e., harbor porpoise and Kogia spp.).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take by Incidental Harassment section
later in this document includes a quantitative analysis of the number
of individuals that are expected to be taken by this activity. The
Negligible Impact Analysis and Determination section considers the
content of this section, the Estimated Take by Incidental Harassment
section, and the Proposed Mitigation section, to draw conclusions
regarding the likely impacts of these activities on the reproductive
success or survivorship of individuals and how those impacts on
individuals are likely to impact marine mammal species or stocks.
Description of Sound and the Sources Used
This section contains a brief technical background on sound, on the
characteristics of certain sound types, and on metrics used in this
proposal inasmuch as the information is relevant to the specified
activity and to a discussion of the potential effects of the specified
activity on marine mammals found later in this document. For general
information on sound and its interaction with the marine environment,
please see, e.g., Au and Hastings (2008); Richardson et al. (1995);
Urick (1983).
Sound travels in waves, the basic components of which are
frequency, wavelength, velocity, and amplitude. Frequency is the number
of pressure waves that pass by a reference point per unit of time and
is measured in hertz (Hz) or cycles per second. Wavelength is the
distance between two peaks or corresponding points of a sound wave
(length of one cycle). Higher frequency sounds have shorter wavelengths
than lower frequency sounds, and typically attenuate (decrease) more
rapidly, except in certain cases in shallower water. Amplitude is the
height of the sound pressure wave or the ``loudness'' of a sound and is
typically described using the relative unit of the decibel (dB). A
sound pressure level (SPL) in dB is described as the ratio between a
measured pressure and a reference pressure (for underwater sound, this
is 1 microPascal ([mu]Pa)), and is a logarithmic unit that accounts for
large variations in amplitude; therefore, a relatively small change in
dB corresponds to large changes in sound pressure. The source level
(SL) represents the SPL referenced at a distance of 1 m from the source
(referenced to 1 [mu]Pa), while the received level is the SPL at the
listener's position (referenced to 1 [mu]Pa).
Root mean square (rms) is the quadratic mean sound pressure over
the duration of an impulse. Root mean square is calculated by squaring
all of the sound amplitudes, averaging the squares, and then taking the
square root of the average (Urick, 1983). Root mean square accounts for
both positive and negative values; squaring the pressures makes all
values positive so that they
[[Page 56789]]
may be accounted for in the summation of pressure levels (Hastings and
Popper, 2005). This measurement is often used in the context of
discussing behavioral effects, in part because behavioral effects,
which often result from auditory cues, may be better expressed through
averaged units than by peak pressures.
Sound exposure level (SEL; represented as dB re 1 [mu]Pa\2\-s)
represents the total energy in a stated frequency band over a stated
time interval or event, and considers both intensity and duration of
exposure. The per-pulse SEL is calculated over the time window
containing the entire pulse (i.e., 100 percent of the acoustic energy).
SEL is a cumulative metric; it can be accumulated over a single pulse,
or calculated over periods containing multiple pulses. Cumulative SEL
represents the total energy accumulated by a receiver over a defined
time window or during an event. Peak sound pressure (also referred to
as zero-to-peak sound pressure or 0-pk) is the maximum instantaneous
sound pressure measurable in the water at a specified distance from the
source, and is represented in the same units as the rms sound pressure.
When underwater objects vibrate or activity occurs, sound-pressure
waves are created. These waves alternately compress and decompress the
water as the sound wave travels. Underwater sound waves radiate in a
manner similar to ripples on the surface of a pond and may be either
directed in a beam or beams or may radiate in all directions
(omnidirectional sources), as is the case for sound produced by the
pile driving activity considered here. The compressions and
decompressions associated with sound waves are detected as changes in
pressure by aquatic life and man-made sound receptors such as
hydrophones.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to ambient sound, which is
defined as environmental background sound levels lacking a single
source or point (Richardson et al., 1995). The sound level of a region
is defined by the total acoustical energy being generated by known and
unknown sources. These sources may include physical (e.g., wind and
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds
produced by marine mammals, fish, and invertebrates), and anthropogenic
(e.g., vessels, dredging, construction) sound. A number of sources
contribute to ambient sound, including wind and waves, which are a main
source of naturally occurring ambient sound for frequencies between 200
hertz (Hz) and 50 kilohertz (kHz) (Mitson, 1995). In general, ambient
sound levels tend to increase with increasing wind speed and wave
height. Precipitation can become an important component of total sound
at frequencies above 500 Hz, and possibly down to 100 Hz during quiet
times. Marine mammals can contribute significantly to ambient sound
levels, as can some fish and snapping shrimp. The frequency band for
biological contributions is from approximately 12 Hz to over 100 kHz.
Sources of ambient sound related to human activity include
transportation (surface vessels), dredging and construction, oil and
gas drilling and production, geophysical surveys, sonar, and
explosions. Vessel noise typically dominates the total ambient sound
for frequencies between 20 and 300 Hz. In general, the frequencies of
anthropogenic sounds are below 1 kHz and, if higher frequency sound
levels are created, they attenuate rapidly.
The sum of the various natural and anthropogenic sound sources that
comprise ambient sound at any given location and time depends not only
on the source levels (as determined by current weather conditions and
levels of biological and human activity) but also on the ability of
sound to propagate through the environment. In turn, sound propagation
is dependent on the spatially and temporally varying properties of the
water column and sea floor, and is frequency-dependent. As a result of
the dependence on a large number of varying factors, ambient sound
levels can be expected to vary widely over both coarse and fine spatial
and temporal scales. Sound levels at a given frequency and location can
vary by 10-20 decibels (dB) from day to day (Richardson et al., 1995).
The result is that, depending on the source type and its intensity,
sound from the specified activity may be a negligible addition to the
local environment or could form a distinctive signal that may affect
marine mammals.
Sounds are often considered to fall into one of two general types:
Pulsed and non-pulsed (defined in the following). The distinction
between these two sound types is important because they have differing
potential to cause physical effects, particularly with regard to
hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see
Southall et al. (2007) for an in-depth discussion of these concepts.
The distinction between these two sound types is not always obvious, as
certain signals share properties of both pulsed and non-pulsed sounds.
A signal near a source could be categorized as a pulse, but due to
propagation effects as it moves farther from the source, the signal
duration becomes longer (e.g., Greene and Richardson, 1988).
Pulsed sound sources (e.g., airguns, explosions, gunshots, sonic
booms, impact pile driving) produce signals that are brief (typically
considered to be less than one second), broadband, atonal transients
(ANSI, 1986, 2005; Harris, 1998; NIOSH, 1998; ISO, 2003) and occur
either as isolated events or repeated in some succession. Pulsed sounds
are all characterized by a relatively rapid rise from ambient pressure
to a maximal pressure value followed by a rapid decay period that may
include a period of diminishing, oscillating maximal and minimal
pressures, and generally have an increased capacity to induce physical
injury as compared with sounds that lack these features.
Non-pulsed sounds can be tonal, narrowband, or broadband, brief or
prolonged, and may be either continuous or intermittent (ANSI, 1995;
NIOSH, 1998). Some of these non-pulsed sounds can be transient signals
of short duration but without the essential properties of pulses (e.g.,
rapid rise time). Examples of non-pulsed sounds include those produced
by vessels, aircraft, machinery operations such as drilling or
dredging, vibratory pile driving, and active sonar systems. The
duration of such sounds, as received at a distance, can be greatly
extended in a highly reverberant environment.
The impulsive sound generated by impact hammers is characterized by
rapid rise times and high peak levels. Vibratory hammers produce non-
impulsive, continuous noise at levels significantly lower than those
produced by impact hammers. Rise time is slower, reducing the
probability and severity of injury, and sound energy is distributed
over a greater amount of time (e.g., Nedwell and Edwards, 2002; Carlson
et al., 2005).
Acoustic Effects on Marine Mammals
We previously provided general background information on marine
mammal hearing (see Description of Marine Mammals in the Area of the
Specified Activity section). Here, we discuss the potential effects of
sound on marine mammals.
Note that, in the following discussion, we refer in many cases to a
review article concerning studies of noise-induced hearing loss
conducted from 1996-2015 (i.e., Finneran, 2015). For study-specific
citations, please see that work. Anthropogenic sounds cover a broad
range of frequencies and sound levels and can have a range of highly
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variable impacts on marine life, from none or minor to potentially
severe responses, depending on received levels, duration of exposure,
behavioral context, and various other factors. The potential effects of
underwater sound from active acoustic sources can potentially result in
one or more of the following: Temporary or permanent hearing
impairment, non-auditory physical or physiological effects, behavioral
disturbance, stress, and masking (Richardson et al., 1995; Gordon et
al., 2004; Nowacek et al., 2007; Southall et al., 2007; G[ouml]tz et
al., 2009). The degree of effect is intrinsically related to the signal
characteristics, received level, distance from the source, and duration
of the sound exposure. In general, sudden, high level sounds can cause
hearing loss, as can longer exposures to lower level sounds. Temporary
or permanent loss of hearing will occur almost exclusively for noise
within an animal's hearing range. We first describe specific
manifestations of acoustic effects before providing discussion specific
to pile driving.
Richardson et al. (1995) described zones of increasing intensity of
effect that might be expected to occur, in relation to distance from a
source and assuming that the signal is within an animal's hearing
range. First is the area within which the acoustic signal would be
audible (potentially perceived) to the animal but not strong enough to
elicit any overt behavioral or physiological response. The next zone
corresponds with the area where the signal is audible to the animal and
of sufficient intensity to elicit behavioral or physiological
responsiveness. Third is a zone within which, for signals of high
intensity, the received level is sufficient to potentially cause
discomfort or tissue damage to auditory or other systems. Overlaying
these zones to a certain extent is the area within which masking (i.e.,
when a sound interferes with or masks the ability of an animal to
detect a signal of interest that is above the absolute hearing
threshold) may occur; the masking zone may be highly variable in size.
We describe the more severe effects (i.e., certain non-auditory
physical or physiological effects) only briefly as we do not expect
that there is a reasonable likelihood that pile driving may result in
such effects (see below for further discussion). Potential effects from
impulsive sound sources can range in severity from effects such as
behavioral disturbance or tactile perception to physical discomfort,
slight injury of the internal organs and the auditory system, or
mortality (Yelverton et al., 1973). Non-auditory physiological effects
or injuries that theoretically might occur in marine mammals exposed to
high level underwater sound or as a secondary effect of extreme
behavioral reactions (e.g., change in dive profile as a result of an
avoidance reaction) caused by exposure to sound include neurological
effects, bubble formation, resonance effects, and other types of organ
or tissue damage (Cox et al., 2006; Southall et al., 2007; Zimmer and
Tyack, 2007; Tal et al., 2015). The construction activities considered
here do not involve the use of devices such as explosives or mid-
frequency tactical sonar that are associated with these types of
effects.
Threshold Shift--NMFS defines a noise-induced threshold shift (TS)
as ``a change, usually an increase, in the threshold of audibility at a
specified frequency or portion of an individual's hearing range above a
previously established reference level'' (NMFS, 2016). The amount of
threshold shift is customarily expressed in dB (ANSI 1995, Yost 2007).
A TS can be permanent (PTS) or temporary (TTS). As described in NMFS
(2016), there are numerous factors to consider when examining the
consequence of TS, including, but not limited to, the signal temporal
pattern (e.g., impulsive or non-impulsive), likelihood an individual
would be exposed for a long enough duration or to a high enough level
to induce a TS, the magnitude of the TS, time to recovery (seconds to
minutes or hours to days), the frequency range of the exposure (i.e.,
spectral content), the hearing and vocalization frequency range of the
exposed species relative to the signal's frequency spectrum (i.e., how
animal uses sound within the frequency band of the signal; e.g.,
Kastelein et al., 2014), and the overlap between the animal and the
source (e.g., spatial, temporal, and spectral). When analyzing the
auditory effects of noise exposure, it is often helpful to broadly
categorize sound as either impulsive--noise with high peak sound
pressure, short duration, fast rise-time, and broad frequency content--
or non-impulsive. When considering auditory effects, vibratory pile
driving is considered a non-impulsive source while impact pile driving
is treated as an impulsive source.
TS can be permanent (PTS), in which case the loss of hearing
sensitivity is not fully recoverable, or temporary (TTS), in which case
the animal's hearing threshold would recover over time (Southall et
al., 2007). NMFS defines PTS as a permanent, irreversible increase in
the threshold of audibility at a specified frequency or portion of an
individual's hearing range above a previously established reference
level (NMFS 2018). Available data from humans and other terrestrial
mammals indicate that a 40 dB threshold shift approximates PTS onset
(see NMFS 2018 for review). Repeated sound exposure that leads to TTS
could cause PTS. In severe cases of PTS, there can be total or partial
deafness, while in most cases the animal has an impaired ability to
hear sounds in specific frequency ranges (Kryter, 1985).
NMFS defines TTS as a temporary, reversible increase in the
threshold of audibility at a specified frequency or portion of an
individual's hearing range above a previously established reference
level (NMFS 2018). Based on data from cetacean TTS measurements (see
Finneran 2014 for a review), a TTS of 6 dB is considered the minimum
threshold shift clearly larger than any day-to-day or session-to-
session variation in a subject's normal hearing ability (Schlundt et
al., 2000; Finneran et al., 2000; Finneran et al., 2002).
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al., 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans, but such
relationships are assumed to be similar to those in humans and other
terrestrial mammals. PTS typically occurs at exposure levels at least
several decibels above (a 40-dB threshold shift approximates PTS onset;
e.g., Kryter et al., 1966; Miller 1974) that inducing mild TTS (a 6-dB
threshold shift approximates TTS onset; e.g., Southall
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et al., 2007). Based on data from terrestrial mammals, a precautionary
assumption is that the PTS thresholds for impulse sounds (such as
impact pile driving pulses as received close to the source) are at
least 6 dB higher than the TTS threshold on a peak-pressure basis and
PTS cumulative sound exposure level thresholds are 15 to 20 dB higher
than TTS cumulative sound exposure level thresholds (Southall et al.,
2007). Given the higher level of sound or longer exposure duration
necessary to cause PTS as compared with TTS, it is considerably less
likely that PTS could occur.
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter, 1985). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends. Few data
on sound levels and durations necessary to elicit mild TTS have been
obtained for marine mammals.
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to
serious. For example, a marine mammal may be able to readily compensate
for a brief, relatively small amount of TTS in a non-critical frequency
range that occurs during a time where ambient noise is lower and there
are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena
asiaeorientalis)) and three species of pinnipeds (northern elephant
seal, harbor seal, and California sea lion) exposed to a limited number
of sound sources (i.e., mostly tones and octave-band noise) in
laboratory settings (Finneran, 2015). TTS was not observed in trained
spotted (Phoca largha) and ringed (Pusa hispida) seals exposed to
impulsive noise at levels matching previous predictions of TTS onset
(Reichmuth et al., 2016). In general, harbor seals and harbor porpoises
have a lower TTS onset than other measured pinniped or cetacean species
(Finneran 2015). Additionally, the existing marine mammal TTS data come
from a limited number of individuals of cetaceans and pinnipeds. There
are no data available on noise-induced hearing loss for mysticetes. For
summaries of data on TTS in marine mammals or for further discussion of
TTS onset thresholds, please see Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and NMFS (2016).
Behavioral Effects--Behavioral disturbance may include a variety of
effects, including subtle changes in behavior (e.g., minor or brief
avoidance of an area or changes in vocalizations), more conspicuous
changes in similar behavioral activities, and more sustained and/or
potentially severe reactions, such as displacement from or abandonment
of high-quality habitat. Behavioral responses to sound are highly
variable and context-specific and any reactions depend on numerous
intrinsic and extrinsic factors (e.g., species, state of maturity,
experience, current activity, reproductive state, auditory sensitivity,
time of day), as well as the interplay between factors (e.g.,
Richardson et al., 1995; Wartzok et al., 2003; Southall et al., 2007;
Weilgart, 2007; Archer et al., 2010). Behavioral reactions can vary not
only among individuals but also within an individual, depending on
previous experience with a sound source, context, and numerous other
factors (Ellison et al., 2012), and can vary depending on
characteristics associated with the sound source (e.g., whether it is
moving or stationary, number of sources, distance from the source).
Please see Gomez et al., 2016 for a review of studies involving marine
mammal behavioral responses to sound.
The acoustic habitat in Coos Bay is regularly elevated by medium to
large-sized boats. Site-specific ambient noise data were collected
during a baseline survey by AECOM in Coos Bay in May 2017 and November
and December 2018. Underwater sound levels for water transit vessels,
which operate throughout the day in Coos Bay, ranged from 152 dB to 177
dB. The results suggested that the ambient noise level was
approximately 120 dB, with high daily variability due to vessel
traffic. We expect some level of habituation and or sensitization,
described in more detail below, to occur due to the existing acoustic
environment in Coos Bay.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2003). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial, rather than as, more generally, moderation in response to
human disturbance (Bejder et al., 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure. As noted, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.,
1995; NRC, 2003; Wartzok et al., 2003). Controlled experiments with
captive marine mammals have showed pronounced behavioral reactions,
including avoidance of loud sound sources (Ridgway et al., 1997;
Finneran et al., 2003). Observed responses of wild marine mammals to
loud pulsed sound sources (typically airguns or acoustic harassment
devices) have been varied but often consist of avoidance behavior or
other behavioral changes suggesting discomfort (Morton and Symonds,
2002; see also Richardson et al., 1995; Nowacek et al., 2007). However,
many delphinids approach low-frequency airgun source vessels with no
apparent discomfort or obvious behavioral change (e.g., Barkaszi et
al., 2012), indicating the importance of frequency output in relation
to the species' hearing sensitivity.
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad categories of potential response, which
we describe in greater detail here, that include alteration of dive
behavior,
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alteration of foraging behavior, effects to breathing, interference
with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark, 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et
al., 2004; Goldbogen et al., 2013a, 2013b). Variations in dive behavior
may reflect interruptions in biologically significant activities (e.g.,
foraging) or they may be of little biological significance. The impact
of an alteration to dive behavior resulting from an acoustic exposure
depends on what the animal is doing at the time of the exposure and the
type and magnitude of the response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al.; 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Variations in respiration naturally vary with different behaviors
and alterations to breathing rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Various studies have shown that respiration rates may
either be unaffected or could increase, depending on the species and
signal characteristics, again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al., 2001, 2005, 2006; Gailey et
al., 2007; Gailey et al., 2016).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals, humpback whales and killer whales have
been observed to increase the length of their songs (Miller et al.,
2000; Fristrup et al., 2003; Foote et al., 2004), while right whales
have been observed to shift the frequency content of their calls upward
while reducing the rate of calling in areas of increased anthropogenic
noise (Parks et al., 2007). In some cases, animals may cease sound
production during production of aversive signals (Bowles et al., 1994).
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from airgun surveys (Malme et al.,
1984). Avoidance may be short-term, with animals returning to the area
once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996;
Stone et al., 2000; Morton and Symonds, 2002; Gailey et al., 2007).
Longer-term displacement is possible, however, which may lead to
changes in abundance or distribution patterns of the affected species
in the affected region if habituation to the presence of the sound does
not occur (e.g., Blackwell et al., 2004; Bejder et al., 2006; Teilmann
et al., 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus, 1996). The result of a flight response could range from
brief, temporary exertion and displacement from the area where the
signal provokes flight to, in extreme cases, marine mammal strandings
(Evans and England, 2001). However, it should be noted that response to
a perceived predator does not necessarily invoke flight (Ford and
Reeves, 2008), and whether individuals are solitary or in groups may
influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fish and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a five-day period did not cause any
sleep deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than one day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
Stress Responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Seyle, 1950;
Moberg, 2000). In many cases, an animal's first and sometimes most
economical (in terms of energetic costs) response is behavioral
avoidance of the potential stressor. Autonomic nervous
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system responses to stress typically involve changes in heart rate,
blood pressure, and gastrointestinal activity. These responses have a
relatively short duration and may or may not have a significant long-
term effect on an animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha,
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker, 2000;
Romano et al., 2002b) and, more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For example, Rolland et al. (2012) found
that noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003).
Auditory Masking--Sound can disrupt behavior through masking, or
interfering with, an animal's ability to detect, recognize, or
discriminate between acoustic signals of interest (e.g., those used for
intraspecific communication and social interactions, prey detection,
predator avoidance, navigation) (Richardson et al., 1995; Erbe et al.,
2016). Masking occurs when the receipt of a sound is interfered with by
another coincident sound at similar frequencies and at similar or
higher intensity, and may occur whether the sound is natural (e.g.,
snapping shrimp, wind, waves, precipitation) or anthropogenic (e.g.,
shipping, sonar, seismic exploration) in origin. The ability of a noise
source to mask biologically important sounds depends on the
characteristics of both the noise source and the signal of interest
(e.g., signal-to-noise ratio, temporal variability, direction), in
relation to each other and to an animal's hearing abilities (e.g.,
sensitivity, frequency range, critical ratios, frequency
discrimination, directional discrimination, age or TTS hearing loss),
and existing ambient noise and propagation conditions.
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is man-made, it may be considered harassment
when disrupting or altering critical behaviors. It is important to
distinguish TTS and PTS, which persist after the sound exposure, from
masking, which occurs during the sound exposure. Because masking
(without resulting in TS) is not associated with abnormal physiological
function, it is not considered a physiological effect, but rather a
potential behavioral effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000;
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark, 2009; Holt
et al., 2009). Masking can be reduced in situations where the signal
and noise come from different directions (Richardson et al., 1995),
through amplitude modulation of the signal, or through other
compensatory behaviors (Houser and Moore, 2014). Masking can be tested
directly in captive species (e.g., Erbe, 2008), but in wild populations
it must be either modeled or inferred from evidence of masking
compensation. There are few studies addressing real-world masking
sounds likely to be experienced by marine mammals in the wild (e.g.,
Branstetter et al., 2013).
Masking affects both senders and receivers of acoustic signals and
can potentially have long-term chronic effects on marine mammals at the
population level as well as at the individual level. Low-frequency
ambient sound levels have increased by as much as 20 dB (more than
three times in terms of SPL) in the world's ocean from pre-industrial
periods, with most of the increase from distant commercial shipping
(Hildebrand, 2009). All anthropogenic sound sources, but especially
chronic and lower-frequency signals (e.g., from vessel traffic),
contribute to elevated ambient sound levels, thus intensifying masking.
Potential Effects of USACE's Activity--As described previously (see
Description of Active Acoustic Sound Sources section), USACE proposes
to conduct vibratory pile driving in Coos Bay. The effects of pile
driving on marine mammals are dependent on several factors, including
the size, type, and depth of the animal; the depth, intensity, and
duration of the pile driving sound; the depth of the water column; the
substrate of the habitat; the standoff distance between the pile and
the animal; and the sound propagation properties of the environment. It
is likely that the onset of pile driving could result in temporary,
short term changes in an animal's typical behavioral patterns and/or
avoidance of the affected area. These behavioral changes may include
(Richardson et al., 1995): Changing durations of surfacing and dives,
number of blows per surfacing, or moving direction and/or speed;
reduced/increased vocal activities; changing/cessation of certain
behavioral activities (such as socializing or feeding); visible startle
response or aggressive behavior (such as tail/fluke slapping or jaw
clapping); avoidance of areas where sound sources are located; and/or
flight responses.
The onset of behavioral disturbance from anthropogenic sound
depends on both external factors (characteristics of sound sources and
their paths) and the specific characteristics of the receiving animals
(hearing, motivation, experience, demography) and is difficult to
predict (Southall et al., 2007).
Sounds produced by vibratory driving or removal would be active for
relatively short durations, with relation to potential for masking. The
frequencies output by pile driving activity are lower than those used
by most species expected to be regularly present for communication or
foraging. We would expect any masking to occur concurrently within the
zones of
[[Page 56794]]
behavioral harassment already estimated for vibratory pile driving and
removal, and which have already been taken into account in the exposure
analysis.
The biological significance of behavioral disturbance is difficult
to predict, especially if the detected disturbances appear minor.
While, generally speaking, the consequences of behavioral modification
could be expected to be biologically significant if the change affects
growth, survival, or reproduction, significant behavioral modifications
that could lead to impacts on health or fitness, such as drastic
changes in diving/surfacing patterns or significant habitat abandonment
are extremely unlikely to result from this activity.
Anticipated Effects on Marine Mammal Habitat
The proposed activities would not result in permanent impacts to
habitats used directly by marine mammals, but may have potential short-
term impacts to food sources such as forage fish. The proposed
activities could also affect acoustic habitat (see masking discussion
above), but meaningful impacts are unlikely. There are no known
foraging hotspots, or other ocean bottom structures of significant
biological importance to marine mammals present in the marine waters in
the vicinity of the project areas. Therefore, the main impact issue
associated with the proposed activity would be temporarily elevated
sound levels and the associated direct effects on marine mammals, as
discussed previously in this preamble. The most likely impact to marine
mammal habitat occurs from pile driving effects on likely marine mammal
prey (i.e., fish) near the MOF. Impacts to the immediate substrate
during installation and removal of piles are anticipated, but these
would be limited to minor, temporary suspension of sediments, which
could impact water quality and visibility for a short amount of time,
but which would not be expected to have any effects on individual
marine mammals. Impacts to substrate are therefore not discussed
further.
Effects to Prey--Sound may affect marine mammals through impacts on
the abundance, behavior, or distribution of prey species (e.g.,
crustaceans, cephalopods, fish, zooplankton). Marine mammal prey varies
by species, season, and location and, for some, is not well documented.
Here, we describe studies regarding the effects of noise on known
marine mammal prey.
Fish utilize the soundscape and components of sound in their
environment to perform important functions such as foraging, predator
avoidance, mating, and spawning (e.g., Zelick et al., 1999; Fay, 2009).
Depending on their hearing anatomy and peripheral sensory structures,
which vary among species, fishes hear sounds using pressure and
particle motion sensitivity capabilities and detect the motion of
surrounding water (Fay et al., 2008). The potential effects of noise on
fishes depends on the overlapping frequency range, distance from the
sound source, water depth of exposure, and species-specific hearing
sensitivity, anatomy, and physiology. Key impacts to fishes may include
behavioral responses, hearing damage, barotrauma (pressure-related
injuries), and mortality.
Fish react to sounds which are especially strong and/or
intermittent low-frequency sounds, and behavioral responses such as
flight or avoidance are the most likely effects. Short duration, sharp
sounds can cause overt or subtle changes in fish behavior and local
distribution. The reaction of fish to noise depends on the
physiological state of the fish, past exposures, motivation (e.g.,
feeding, spawning, migration), and other environmental factors.
Hastings and Popper (2005) identified several studies that suggest fish
may relocate to avoid certain areas of sound energy. Additional studies
have documented effects of pile driving on fish, although several are
based on studies in support of large, multiyear bridge construction
projects (e.g., Scholik and Yan, 2001, 2002; Popper and Hastings,
2009). Several studies have demonstrated that impulse sounds might
affect the distribution and behavior of some fishes, potentially
impacting foraging opportunities or increasing energetic costs (e.g.,
Fewtrell and McCauley, 2012; Pearson et al., 1992; Skalski et al.,
1992; Santulli et al., 1999; Paxton et al., 2017). However, some
studies have shown no or slight reaction to impulse sounds (e.g., Pena
et al., 2013; Wardle et al., 2001; Jorgenson and Gyselman, 2009; Cott
et al., 2012). More commonly, though, the impacts of noise on fish are
temporary.
SPLs of sufficient strength have been known to cause injury to fish
and fish mortality. However, in most fish species, hair cells in the
ear continuously regenerate and loss of auditory function likely is
restored when damaged cells are replaced with new cells. Halvorsen et
al. (2012a) showed that a TTS of 4-6 dB was recoverable within 24 hours
for one species. Impacts would be most severe when the individual fish
is close to the source and when the duration of exposure is long.
Injury caused by barotrauma can range from slight to severe and can
cause death, and is most likely for fish with swim bladders. Barotrauma
injuries have been documented during controlled exposure to impact pile
driving (Halvorsen et al., 2012b; Casper et al., 2013).
The most likely impact to fish from pile driving activities at the
project areas would be temporary behavioral avoidance of the area. The
duration of fish avoidance of an area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution and
behavior is anticipated. In general, impacts to marine mammal prey
species are expected to be minor and temporary due to the expected
short daily duration of individual pile driving events and the
relatively small areas being affected.
Any behavioral avoidance by fish of the disturbed area would still
leave significantly large areas of fish and marine mammal foraging
habitat in the nearby vicinity. As described in the preceding, the
potential for pile driving or removal to affect the availability of
prey to marine mammals or to meaningfully impact the quality of
physical or acoustic habitat is considered to be insignificant. Effects
to habitat will not be discussed further in this document.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through these IHAs, which will inform both
NMFS' consideration of ``small numbers'' and the negligible impact
determinations.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Take of marine mammals incidental to USACE's pile driving and
removal activities could occur by Level B harassment only, as pile
driving has the potential to result in disruption of behavioral
patterns for individual marine mammals. Based on the nature of the
activity, Level A harassment is neither anticipated nor proposed to be
authorized. The proposed mitigation
[[Page 56795]]
and monitoring measures are expected to minimize the severity of such
taking to the extent practicable. As described previously, no mortality
is anticipated or proposed to be authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the proposed take
estimates for each IHA.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment--Though significantly driven by received level,
the onset of behavioral disturbance from anthropogenic noise exposure
is also informed to varying degrees by other factors related to the
source (e.g., frequency, predictability, duty cycle), the environment
(e.g., bathymetry), and the receiving animals (hearing, motivation,
experience, demography, behavioral context) and can be difficult to
predict (Southall et al., 2007, Ellison et al., 2012). Based on what
the available science indicates and the practical need to use a
threshold based on a factor that is both predictable and measurable for
most activities, NMFS uses a generalized acoustic threshold based on
received level to estimate the onset of behavioral harassment. NMFS
predicts that marine mammals are likely to be behaviorally harassed in
a manner we consider Level B harassment when exposed to underwater
anthropogenic noise above received levels of 120 dB re 1 [mu]Pa (rms)
for continuous (e.g., vibratory pile-driving, drilling) and above 160
dB re 1 [mu]Pa (rms) for non-explosive impulsive (e.g., impact pile
driving seismic airguns) or intermittent (e.g., scientific sonar)
sources. The USACE's proposed activities include the use of continuous,
non-impulsive (vibratory pile driving) therefore, the 120 dB re 1
[mu]Pa (rms) is applicable.
Level A Harassment--NMFS' Technical Guidance for Assessing the
Effects of Anthropogenic Sound on Marine Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies dual criteria to assess auditory
injury (Level A harassment) to five different marine mammal groups
(based on hearing sensitivity) as a result of exposure to noise. The
technical guidance identifies the received levels, or thresholds, above
which individual marine mammals are predicted to experience changes in
their hearing sensitivity for all underwater anthropogenic sound
sources, and reflects the best available science on the potential for
noise to affect auditory sensitivity by:
[ssquf] Dividing sound sources into two groups (i.e., impulsive and
non- impulsive) based on their potential to affect hearing sensitivity;
[ssquf] Choosing metrics that best address the impacts of noise on
hearing sensitivity, i.e., sound pressure level (peak SPL) and sound
exposure level (SEL) (also accounts for duration of exposure); and
[ssquf] Dividing marine mammals into hearing groups and developing
auditory weighting functions based on the science supporting that not
all marine mammals hear and use sound in the same manner.
These thresholds were developed by compiling and synthesizing the
best available science, and are provided in Table 4 below. The
references, analysis, and methodology used in the development of the
thresholds are described in NMFS 2018 Technical Guidance, which may be
accessed at https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technicalguidance.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds\*\ (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
Sound Propagation
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a
[[Page 56796]]
source. TL parameters vary with frequency, temperature, sea conditions,
current, source and receiver depth, water depth, water chemistry, and
bottom composition and topography. The general formula for underwater
TL is:
TL = B * log10(R1/R2),
Where
B = transmission loss coefficient (assumed to be 15)
R1 = the distance of the modeled SPL from the driven
pile, and
R2 = the distance from the driven pile of the initial
measurement.
This formula neglects loss due to scattering and absorption, which
is assumed to be zero here. The degree to which underwater sound
propagates away from a sound source is dependent on a variety of
factors, most notably the water bathymetry and presence or absence of
reflective or absorptive conditions including in-water structures and
sediments. Spherical spreading occurs in a perfectly unobstructed
(free-field) environment not limited by depth or water surface,
resulting in a 6 dB reduction in sound level for each doubling of
distance from the source (20*log(range)). Cylindrical spreading occurs
in an environment in which sound propagation is bounded by the water
surface and sea bottom, resulting in a reduction of 3 dB in sound level
for each doubling of distance from the source (10*log(range)). As is
common practice in coastal waters, here we assume practical spreading
loss (4.5 dB reduction in sound level for each doubling of distance).
Practical spreading is a compromise that is often used under conditions
where water depth increases as the receiver moves away from the
shoreline, resulting in an expected propagation environment that would
lie between spherical and cylindrical spreading loss conditions.
Sound Source Levels
The intensity of pile driving sounds is greatly influenced by
factors such as the type of piles, hammers, and the physical
environment in which the activity takes place. There are source level
measurements available for certain pile types and sizes from the
similar environments recorded from underwater pile driving projects
(CALTRANS 2015, WSDOT 2010) that were used to determine reasonable
sound source levels likely result from the USACE's pile driving and
removal activities (Table 5).
Table 5--Predicted Sound Source Levels for Both Installation and Removal
of Piles
------------------------------------------------------------------------
Sound
source
Pile type level at
10 meters
------------------------------------------------------------------------
12-inch steel H-pile 1..................................... 150 dBRMS
24-inch AZ steel sheet 1................................... 160 dBRMS
30-inch steel pipe pile 2.................................. 164 dBRMS
------------------------------------------------------------------------
\1\ Average typical sound pressure levels referenced from Caltrans
(2015) and were either measured or standardized to 10 m from the pile.
\2\ Average sound pressure levels measured at the Vashon Ferry Terminal
(WSDOT, 2010).
Level A Harassment
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources (such as from
vibratory pile driving), NMFS User Spreadsheet predicts the closest
distance at which, if a marine mammal remained at that distance the
whole duration of the activity, it would incur PTS. Inputs used in the
User Spreadsheet (Table 6), and the resulting isopleths are reported
below (Table 7).
Table 6--NMFS Technical Guidance (2018) User Spreadsheet Input To Calculate PTS Isopleths for Vibratory Pile
Driving
[User spreadsheet input--Vibratory Pile Driving Spreadsheet Tab A.1 Vibratory Pile Driving Used]
----------------------------------------------------------------------------------------------------------------
12-in H piles 24-in sheet piles 30-in piles
(install/removal) (install/removal) (install/remove)
----------------------------------------------------------------------------------------------------------------
Source Level (RMS SPL)........................ 150 160 164
Weighting Factor Adjustment (kHz)............. 2.5 2.5 2.5
Number of piles within 24-hr period........... 25 25 6
Duration to drive a single pile (min)......... 10 10 60
Propagation (xLogR)........................... 15 15 15
Distance of source level measurement (meters). 10 10 10
----------------------------------------------------------------------------------------------------------------
Table 7--NMFS Technical Guidance (2018) User Spreadsheet Outputs to Calculate Level A Harassment PTS Isopleths.
--------------------------------------------------------------------------------------------------------------------------------------------------------
User spreadsheet output PTS isopleths (meters)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Levl A harassment
-------------------------------------------------------------------------------
Activity Sound source level at 10 m High-
Low- frequency Mid- frequency frequency Phocid Otariid
cetaceans cetaceans cetaceans
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
12-in H pile steel installation/removal... 150 dB SPL.................. 3.3 0.3 4.8 2.0 0.1
[[Page 56797]]
24-in sheet pile installation/removal..... 160 dB SPL.................. 15.2 1.3 22.4 9.2 0.6
30-in pile installation/removal........... 164 dB SPL.................. 35.7 3.2 52.8 21.7 1.5
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B Harassment
Utilizing the practical spreading loss model, USACE determined
underwater noise will fall below the behavioral effects threshold of
120 dB rms for marine mammals at the distances shown in Table 8 for
vibratory pile driving/removal. Table 8 below provides all Level B
harassment radial distances (m) and their corresponding areas (km\2\)
during the USACE's proposed activities. It is undetermined whether
sheet piles, H-piles, or a combination of the two will be used for MOF
construction; therefore, the USACE estimated potential take based on
the larger disturbance zone for Level B harassment (i.e., for sheet
pile--9.1 km\2\) for the 12-inch H pile Level B harassment zone.
Table 8--Radial Distances (meters) to Relevant Behavioral Isopleths and Associated Ensonified Areas (square
kilometers (km2)) Using the Practical Spreading Model
----------------------------------------------------------------------------------------------------------------
Level B
Activity Received level at 10 m harassment Level B harassment zone
zone (m)* (km2)
----------------------------------------------------------------------------------------------------------------
Vibratory Pile Driving/Removal
----------------------------------------------------------------------------------------------------------------
12-inch H piles installation/removal.... 150 dB SPL................ 1,000 9.1 (actual calculated
zone is 2).
24-inch sheet pile installation/removal. 160 dB SPL................ 4,642 9.1
30-inch pile installation/removal....... 164 dB SPL................ 8,577 11.5
----------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Calculation and Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations. Potential exposures to vibratory pile driving/removal for
each acoustic threshold were estimated using group size estimates and
local observational data to create a density estimate. As previously
stated, take by Level B harassment only will be considered for this
action. Distances to Level A harassment thresholds are relatively small
and mitigation is expected to avoid Level A harassment from these
activities.
Harbor Seals
Over the last several decades, intermittent and independent surveys
of harbor seal haul outs in Coos Bay have been conducted. The most
recent aerial survey of haulouts occurred in 2014 by ODFW. Those
surveys were conducted during a time when the highest number of animals
would be expected to haul out (i.e., the latter portion of the pupping
season (May and June) and at low tide). In 2014, 333 seals were
observed at Coos Bay haulouts in June (Wright, pers comm., August 27,
2019).
AECOM conducted surveys vessel-based surveys in May/June 2017 and
November 2018 from the Highway 101 Bridge to the seaward entrance to
the Coos Bay estuary. In 2017, during the line transect surveys, there
were an estimated 374 harbor seals counted in 19 groups with a relative
density of 6.2 harbor seals/km. In 2018, because of the low number of
harbor seals sightings during the line transect effort, reliable
statistical estimates of species density could not be accurately
calculated. However, for comparison with the May 2017 data, the number
of seals observed/km yielded a sighting rate of 0.12 harbor seals/km.
AECOM also conducted three days of aerial (drone) flyovers at the
Clam Island and Pigeon Point haulouts to capture aerial imagery during
November and December 2018 to determine a fall/winter estimate for
harbor seals. This aerial field effort observed a maximum of 167 harbor
seals hauled out at Clam Island and 41 harbor seals hauled out at
Pigeon Point on any one day. Based on these counts, an estimate of
relative density was determined for the study area and ranged from 8.5-
11.1 harbor seals/km\2\. Because the pile driving and removal for the
MOF will likely occur over the winter season and to be conservative,
USACE used the maximum density of 11.1 harbor seals/km\2\ to calculate
take.
The estimated take for each IHA was calculated using this density
multiplied by the area ensonified above the threshold (9.1 km\2\ for
sheet piles and 11.5 km\2\ for 30-in piles) multiplied by the number of
days per activity (e.g., 7 days of vibratory pile driving per pile type
for a total of 14 days of pile driving activity each year). Therefore,
a total of 1,601 instances of take by Level B harassment are proposed
for harbor seals in both Year 1 for installation and in Year 2 for
removal (Table 9). Because the Level A harassment zones are relatively
small (21.7 m at the largest for pile driving/removal of 30-in piles),
and activities will occur over a small number of days, we believe the
Protected Species Observer (PSO) will be able to effectively monitor
the Level A harassment zones and we do not anticipate take by Level A
harassment of harbor seals.
[[Page 56798]]
California Sea Lions and Steller Sea Lions
No data are available to calculate density estimates California sea
lion and Steller sea lions; therefore, USACE considers likely
occurrences in estimating take for California sea lions and Steller sea
lions. As described in the Description of Marine Mammals section, no
haulouts for California sea lions and Steller sea lions exist within
Coos Bay where harassment from exposure to pile driving could occur,
however, these species do haul out on the beaches adjacent to the
entrance to Coos Bay. These animals forage individually and seasonal
use of Coos Bay have been observed, primarily in the spring and summer
when prey are present. The estimate for daily California sea lion and
Steller sea lions abundance (n = 1) was based on recent marine mammal
surveys in Coos Bay (AECOM 2017).
For this reason, USACE estimates one California and Steller sea
lion may be present each day of pile driving. We multiplied 1 animal by
the number of days per activity (e.g., 7 days of vibratory pile driving
per pile type). Therefore, a total of 14 instances of take by Level B
harassment are proposed for both California sea lions and Steller sea
lions in both Year 1 for installation and in Year 2 for removal (Table
9). Because the Level A harassment zones are relatively small (Less
than 2 m at the largest for pile driving/removal of 30-in piles), and
activities will occur over a small number of days, we believe the PSO
will be able to effectively monitor the Level A harassment zones and we
do not anticipate take by Level A harassment of California sea lions or
Steller sea lions.
Northern Elephant Seals
The abundance estimate for Northern elephant seals was based on the
maximum number of seals observed at Cape Arago, a prominent haulout
site roughly 6 km south of Coos Bay jetties. Surveys were conducted
between 2002 and 2005 (Scordino 2006) and the reference abundance (n =
54) was the maximum count observed. USACE applied a 3.8 percent annual
population growth rate (NMFS 2014c) to approximate the relative
abundance of elephant seals in 2019 (i.e., n = 91). Lastly, an
estimated density of elephant seals was calculated across the project
area extended to include Cape Arago (i.e., approximately 30 km\2\) as a
basis for determining the number of animals that could be present in
Level B harassment zones during vibratory pile driving activities. This
calculated density is 3.03 Northern elephant seals/km\2\. The estimated
take was calculated using this density (3.03 animals/km\2\) multiplied
by the area ensonified above the threshold (9.1 km\2\ for sheet piles
and 11.5 km\2\ for 30-in piles) multiplied by the number of days per
activity (e.g., 7 days of vibratory pile driving per pile type).
Therefore, a total of 437 instances of take by Level B harassment are
proposed for Northern elephant seals in both Year 1 for installation
and in Year 2 for removal (Table 9). Because the Level A harassment
zones are relatively small (21.7-m isopleth at the largest for pile
driving/removal of 30-in piles), and activities will occur over a small
number of days, we believe the PSO will be able to effectively monitor
the Level A harassment zones and we do not anticipate take by Level A
harassment of Northern elephant seals.
Killer Whales
It is not possible to calculate density for killer whales in Coos
Bay as they are not present in great abundance; therefore, USACE
estimates take based on likely occurrence and considers group size.
During migration, the species typically travels singly or as a mother
and calf pair. This species has been reported in Coos Bay only a few
times in the last decade. The typical group size for transient killer
whales is two to four, consisting of a mother and her offspring (Orca
Network 2018). Males and young females also may form small groups of
around three for hunting purposes (Orca Network 2018). Previous
sightings in Coos Bay documented a group of five transient killer
whales in May 2007 (as reported by the Seattle Times) and a pair of
killer whales were observed during the 2017 May surveys. USACE assumes
that a group of two killer whales come into Coos Bay and could enter a
Level B harassment zone for one day in each year of pile driving
activities. Therefore, a total of two instances of take by Level B
harassment are proposed for killer whales in both Year 1 for
installation and in Year 2 for removal (Table 9). Because the Level A
harassment zones are relatively small (Less than a 4-m isopleth at the
largest for pile driving/removal of 30-in piles), and activities will
occur over a small number of days, we believe the PSO will be able to
effectively monitor the Level A harassment zones and we do not
anticipate take by Level A harassment of killer whales.
Harbor Porpoise
It is not possible to calculate density for harbor porpoise in Coos
Bay as they are not present in great abundance; therefore, USACE
estimates take based on likely occurrence and considers group size.
Harbor porpoise are most often seen singly, in pairs, or in groups of
up to 10, although there are reports of aggregations of up to 200
harbor porpoises. No harbor porpoises were detected during recent
marine mammal surveys within the Coos Bay estuary (AECOM 2017, 2018).
However, harbor porpoises were counted during aerial surveys of marine
mammals off the coasts of California, Oregon, and Washington. The
maximum estimated count of harbor porpoises within approximately 1,700
km\2\ of Coos Bay (n = 24 in January 2011) was the basis for estimated
abundance (Adams et al., 2014). USACE applied a 4 percent annual
population growth rate (NMFS 2013a) to approximate the relative
abundance of harbor porpoises in 2019 (i.e., n = 33). Lastly, an
estimated density of harbor porpoise was calculated across
approximately 1,700 km\2\ as a basis for determining the number of
animals that could be present in Level B harassment zones during
vibratory pile driving activities. This calculated density is 0.019
harbor porpoise/km\2\. The estimated take was calculated using this
density (0.019 animals/km\2\) multiplied by the area ensonified above
the threshold (9.1 km\2\ for sheet piles and 11.5 km\2\ for 30-in
piles) multiplied by the number of days per activity (e.g., 7 days of
vibratory pile driving per pile type, 14 total days). Therefore, a
total of four instances of take by Level B harassment are proposed for
harbor porpoise in both Year 1 for installation and in Year 2 for
removal (Table 9). Because the Level A harassment zones are relatively
small (a 52.8-m isopleth at the largest for pile driving/removal of 30-
in piles), and activities will occur over a small number of days, we
believe the PSO will be able to effectively monitor the Level A
harassment zones and we do not anticipate take by Level A harassment of
harbor porpoise.
Gray Whales
It is not possible to calculate density for gray whales in Coos Bay
as they are not present in great abundance; therefore, USACE estimates
take based on likely occurrence and considers group size. Gray whales
are frequently observed traveling alone or in small, unstable groups,
although large aggregations may be seen in feeding and breeding
grounds. The maximum estimated count of gray whales within
approximately 1,700 km\2\ of Coos Bay (n = 10) was the basis for
estimated abundance (Adams et al., 2014). USACE then applied a 6
percent population growth rate (NOAA 2014b) to derive the
[[Page 56799]]
current estimated abundance to approximate the relative abundance of
gray whales in 2019 (i.e., n = 16). Lastly, an estimated density of
gray whales was calculated across approximately 1,700 km\2\ as a basis
for determining the number of animals that could be present in Level B
harassment zones during vibratory pile driving activities. This
calculated density is 0.0094 gray whales/km\2\. The estimated take was
calculated using this density (0.0094 animals/km\2\) multiplied by the
area ensonified above the threshold (9.1 km\2\ for sheet piles and 11.5
km\2\ for 30-in piles) multiplied by the number of days per activity
(e.g., 7 days of vibratory pile driving per pile type, 14 total days).
Therefore, a total of two instances of take by Level B harassment are
proposed for gray whales in both Year 1 for installation and in Year 2
for removal (Table 9). Because the Level A harassment zones are
relatively small (a 35.7-m isopleth at the largest for pile driving/
removal of 30-in piles), and activities will occur over a small number
of days, we believe the PSO will be able to effectively monitor the
Level A harassment zones and we do not anticipate take by Level A
harassment of gray whales.
For both year 1 and year 2, Table 9 below summarizes the proposed
estimated take for all the species described above as a percentage of
stock abundance.
Table 9--Proposed Estimated Take by Level B Harassment and as a Percentage of Stock Abundance
--------------------------------------------------------------------------------------------------------------------------------------------------------
Level B Level B Level B Level B Total take by Level B Total take by Level B
harassment AZ harassment 30- harassment AZ harassment 30- harassment (percent by harassment (percent
sheets (or H- inch piles sheets (or H- inch piles stock) by stock)
Marine mammal plies) ------------------ plies) ---------------------------------------------------------------
------------------ ----------------
YR-1 YR-1 YR-2 removal YR-2 removal YR-1 installation YR-2 removal
----------------------------------------installation------installation----------------------------------------------------------------------------------
Harbor seal (Phoca vitulinai)....... 707 894 707 894 1,601 (2.3 percent)... 1,601 (2.3 percent).
Northern Elephant seal (Mirounga 193 244 193 244 437 (0.2 percent)..... 437 (0.2 percent).
angustirostris).
Steller sea lion (Eumetopias 7 7 7 7 14 (0.02 percent)..... 14 (0.02 percent).
jubatus).
California sea lion (Zalophus 7 7 7 7 14 (less than 0.001 14 (less than 0.001
californianus). percent). percent).
Gray whale (Eschrichtius robustus).. 1 1 1 1 2..................... 2
(less than 0.001 (less than 0.001
percent). percent).
Killer whale (Orcinus orca)......... 2
2 2 (0.5 2 (0.5
percent) percent).
--------------------------------------------------------------------
Harbor porpoise (Phocoena phocoena). 2 2 2 2 4 (0.008 percent)..... 4 (0.008 percent).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Proposed Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
The following mitigation measures are included in the proposed
IHAs:
Timing Restrictions
All work will be conducted during daylight hours. If poor
environmental conditions restrict visibility full visibility of the
shutdown zone, pile installation would be delayed.
Shutdown Zone for In-Water Heavy Machinery Work
For in-water heavy machinery work other than pile driving, if a
marine mammal comes within 10 m of such operations, operations shall
cease and vessels shall reduce speed to the minimum level required to
maintain steerage and safe working conditions.
Shutdown Zones
For all pile driving/removal activities, the USACE will establish
shutdown zones for a marine mammal species that is greater than its
corresponding Level A harassment zone. To be conservative, the USACE is
proposing to implement one cetacean shutdown zone (55 m) and one
pinniped shutdown zone (25 m) during any pile driving/removal activity
(i.e., during sheet piles, H-piles, and 30-in steel pile installation
and removal) (Table 10) which exceeds the maximum calculated PTS
isopleths as described in Table 7. The purpose of a shutdown zone is
generally to define an area within which shutdown of the activity would
occur upon sighting of a marine mammal (or in anticipation of an animal
entering the defined area).
[[Page 56800]]
Table 10--Pile Driving Shutdown Zones During Project Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Shutdown zones (radial distance in m, area in km\2*\)
----------------------------------------------------------------------------------------------
Activity Low-frequency Mid-frequency High-frequency
cetaceans cetaceans cetaceans Phocid Otariid
--------------------------------------------------------------------------------------------------------------------------------------------------------
In-Water Construction Activities:
Heavy machinery work (other than pile driving)........... 10 (0.00015) 10 (0.00015) 10 (0.00015) 10 (0.00015) 10 (0.00015)
Vibratory Pile Driving/Removal:
12-in H pile steel installation/removal.............. 55 (0.00475) 55 (0.00475) 55 (0.00475) 25 (0.00098) 25 (0.00098)
24-in sheet pile installation/removal................ 55 (0.00475) 55 (0.00475) 55 (0.00475) 25 (0.00098) 25 (0.00098)
30-in pile installation/removal...................... 55 (0.00475) 55 (0.00475) 55 (0.00475) 25 (0.00098) 25 (0.00098)
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Note: km\2\ were divided by two to account for land.
Non-Authorized Take Prohibited
If a species enters or approaches the Level B harassment zone and
that species is either not authorized for take or its authorized takes
are met, pile driving and removal activities must shut down immediately
using delay and shutdown procedures. Activities must not resume until
the animal has been confirmed to have left the area or an observation
time period of 15 minutes has elapsed for pinnipeds and small cetaceans
and 30 minutes for large whales.
Based on our evaluation of the USACE's proposed measures, NMFS has
preliminarily determined that the proposed mitigation measures provide
the means effecting the least practicable impact on the affected
species or stocks and their habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
[ssquf] Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
[ssquf] Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
[ssquf] Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
[ssquf] How anticipated responses to stressors impact either: (1)
long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
[ssquf] Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
[ssquf] Mitigation and monitoring effectiveness.
Pre-Activity Monitoring
Prior to the start of daily in-water construction activity, or
whenever a break in pile driving of 30 min or longer occurs, PSOs will
observe the shutdown and monitoring zones for a period of 30 min. The
shutdown zone will be cleared when a marine mammal has not been
observed within the zone for that 30-min period. If a marine mammal is
observed within the shutdown zone, pile driving activities will not
begin until the animal has left the shutdown zone or has not been
observed for 15 min. If the Level B Harassment Monitoring Zone has been
observed for 30 min and no marine mammals (for which take has not been
authorized) are present within the zone, work can continue even if
visibility becomes impaired within the Monitoring Zone. When a marine
mammal permitted for Level B harassment take has been permitted is
present in the Monitoring zone, piling activities may begin and Level B
harassment take will be recorded.
Monitoring Zones
The USACE will establish and observe monitoring zones for Level B
harassment as presented in Table 8. The monitoring zones for this
project are areas where SPLs are equal to or exceed 120 dB rms (for
vibratory pile driving/removal). These zones provide utility for
monitoring conducted for mitigation purposes (i.e., shutdown zone
monitoring) by establishing monitoring protocols for areas adjacent to
the shutdown zones. Monitoring of the Level B harassment zones enables
observers to be aware of and communicate the presence of marine mammals
in the project area, and thus prepare for potential shutdowns of
activity. The USACE will also be gathering information to help better
understand the impacts of their proposed activities on species and
their behavioral responses.
Visual Monitoring
Monitoring would be conducted 30 minutes before, during, and 30
minutes after all pile driving/removal activities. In addition, PSO
shall record all incidents of marine mammal occurrence, regardless of
distance from activity, and shall document any behavioral reactions in
concert with distance from piles being driven/removed. Pile driving/
removal activities include the time to install, remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than thirty minutes.
[[Page 56801]]
Monitoring will be conducted by PSOs from on land and boat. The
number of PSOs will vary from one to three, depending on the type of
pile driving, method of pile driving and size of pile, all of which
determines the size of the harassment zones. Monitoring locations will
be selected to provide an unobstructed view of all water within the
shutdown zone and as much of the Level B harassment zone as possible
for pile driving activities. During vibratory driving or removal of AZ-
sheets or H-piles, two PSOs will be present. One PSO will be located on
the shoreline adjacent to the MOF site or on the barge used for driving
piles. The other PSO will be boat-based and detect animals in the
water, along with monitoring the three haulout sites in the Level B
harassment zone (i.e., Pigeon Point, Clam Island/North Spit, and South
Slough). During vibratory driving and removal of steel pipe piles (30-
in), three PSOs will be present. As indicated above, one PSO will be on
the shoreline or barge adjacent to the MOF site. A second PSO will be
stationed near the South Slough haul out site, and the third PSO will
be boat-based and make observations while actively monitoring at and
between the two remaining haulout sites (i.e., Pigeon Point and Clam
Island).
In addition, PSOs will work in shifts lasting no longer than 4
hours with at least a 1-hour break between shifts, and will not perform
duties as a PSO for more than 12 hours in a 24[hyphen]hour period (to
reduce PSO fatigue).
Monitoring of pile driving shall be conducted by qualified, NMFS-
approved PSOs, who shall have no other assigned tasks during monitoring
periods. The USACE shall adhere to the following conditions when
selecting PSOs:
[ssquf] Independent PSOs shall be used (i.e., not construction
personnel);
[ssquf] At least one PSO must have prior experience working as a
marine mammal observer during construction activities;
[ssquf] Other PSOs may substitute education (degree in biological
science or related field) or training for experience;
[ssquf] Where a team of three or more PSOs are required, a lead
observer or monitoring coordinator shall be designated. The lead
observer must have prior experience working as a marine mammal observer
during construction; and
[ssquf] The USACE shall submit PSO CVs for approval by NMFS for all
observers prior to monitoring. The USACE shall ensure that the PSOs
have the following additional qualifications:
[ssquf] Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
[ssquf] Experience and ability to conduct field observations and
collect data according to assigned protocols;
[ssquf] Experience or training in the field identification of
marine mammals, including the identification of behaviors;
[ssquf] Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
[ssquf] Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates, times, and reason for implementation
of mitigation (or why mitigation was not implemented when required);
and marine mammal behavior;
[ssquf] Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary; and
[ssquf] Sufficient training, orientation, or experience with the
construction operations to provide for personal safety during
observations.
Reporting of Injured or Dead Marine Mammals
In the unanticipated event that the planned activity clearly causes
the take of a marine mammal in a manner prohibited by the IHA, such as
serious injury, or mortality, the USACE must immediately cease the
specified activities and report the incident to the NMFS Office of
Protected Resources and the West Coast Region Stranding Coordinator.
The report must include the following information:
[ssquf] Time and date of the incident;
[ssquf] Description of the incident;
[ssquf] Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, and visibility);
[ssquf] Description of all marine mammal observations and active
sound source use in the 24 hours preceding the incident;
[ssquf] Species identification or description of the animal(s)
involved;
[ssquf] Fate of the animal(s); and
[ssquf] Photographs or video footage of the animal(s).
Activities must not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS will work with USACE to
determine what measures are necessary to minimize the likelihood of
further prohibited take and ensure MMPA compliance. The USACE may not
resume their activities until notified by NMFS.
In the event the USACE discovers an injured or dead marine mammal,
and the lead observer determines that the cause of the injury or death
is unknown and the death is relatively recent (e.g., in less than a
moderate state of decomposition), the USACE must immediately report the
incident to the Office of Protected Resources, NMFS, and the West Coast
Region Stranding Coordinator, NMFS. The report must include the same
information as the bullets described above. Activities may continue
while NMFS reviews the circumstances of the incident. NMFS will work
with the USACE to determine whether additional mitigation measures or
modifications to the activities are appropriate.
In the event that the USACE discovers an injured or dead marine
mammal, and the lead observer determines that the injury or death is
not associated with or related to the specified activities (e.g.,
previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), the USACE must report the incident
to the Office of Protected Resources, NMFS, and the West Coast Region
Stranding Coordinator, NMFS, within 24 hours of the discovery.
Final Report
The USACE shall submit a draft report to NMFS no later than 90 days
following the end of construction activities or 60 days prior to the
issuance of any subsequent IHA for the project. The USACE shall provide
a final report within 30 days following resolution of NMFS' comments on
the draft report. Reports shall contain, at minimum, the following:
[ssquf] Date and time that monitored activity begins and ends for
each day conducted (monitoring period);
[ssquf] Construction activities occurring during each daily
observation period, including how many and what type of piles driven;
[ssquf] Deviation from initial proposal in pile numbers, pile
types, average driving times, etc.;
[ssquf] Weather parameters in each monitoring period (e.g., wind
speed, percent cloud cover, visibility);
[ssquf] Water conditions in each monitoring period (e.g., sea
state, tide state);
[ssquf] For each marine mammal sighting:
[cir] Species, numbers, and, if possible, sex and age class of
marine mammals;
[[Page 56802]]
[cir] Number of individuals of each species (differentiated by
month as appropriate) detected within the monitoring zones, and
estimates of number of marine mammals taken, by species (a correction
factor may be applied to total take numbers, as appropriate);
[cir] Description of any observable marine mammal behavior
patterns, including bearing and direction of travel and distance from
pile driving activity;
[cir] Type of construction activity that was taking place at the
time of sighting;
[cir] Location and distance from pile driving activities to marine
mammals and distance from the marine mammals to the observation point;
[cir] If shutdown was implemented, behavioral reactions noted and
if they occurred before or after shutdown.
[ssquf] Description of implementation of mitigation measures within
each monitoring period (e.g., shutdown or delay);
[ssquf] Other human activity in the area within each monitoring
period;
[ssquf] A summary of the following:
[cir] Total number of individuals of each species detected within
the Level B Harassment Zone, and estimated as taken if correction
factor appropriate;
[cir] Total number of individuals of each species detected within
the Level A Harassment Zone and the average amount of time that they
remained in that zone; and
[cir] Daily average number of individuals of each species
(differentiated by month as appropriate) detected within the Level B
Harassment Zone, and estimated as taken, if appropriate.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, the majority of our analyses applies to all
the species listed in Table 9, given that many of the anticipated
effects of this project on different marine mammal stocks are expected
to be relatively similar in nature. For harbor seals, because there is
thought to be a potential resident population and potential repeat
takes of individuals, we provide a supplemental analysis independent of
the other species for which we propose to authorize take. Also, because
both the number and nature of the estimated takes anticipated to occur
are identical in years 1 and 2, the analysis below applies to each of
the IHAs.
The USACE did not request, and NMFS is not proposing to authorize,
take in the form of injury, serious injury, or mortality. The nature of
the work precludes the likelihood of serious injury or mortality, and
the mitigation is expected to ensure that no Level A harassment occurs.
For all species and stocks, any take would occur within a limited,
confined area of any given stock's home range (Coos Bay). Take would be
limited to Level B harassment only. Exposure to noise resulting in
Level B harassment for all species is expected to be temporary and
minor due to the general lack of use of Coos Bay by cetaceans and
pinnipeds, as explained above. In general, cetacean and non-harbor seal
pinnipeds are infrequent visitors with only occasional sightings within
Coos Bay. Cetaceans such as transient killer whales may wander into
Coos Bay; however, any behavioral harassment occurring during the
project is highly unlikely to impact the health or fitness of any
individuals, much less effect annual rates of recruitment or survival,
given any exposure would be very brief with any harassment potential
from the project decreasing to zero once the animals leave the bay.
There are no habitat areas of particular importance for cetaceans
(e.g., biologically important area, critical habitat, primary foraging
or calving habitat) within Coos Bay. Further, the amount of take
proposed to be authorized for any given stock is very small when
compared to stock abundance, demonstrating that a very small percentage
of the stock would be affected at all by the specified activity.
Finally, while pile driving could occur year-round, pile driving would
be intermittent (not occurring every day) and primarily limited to the
MOF site, a very small portion of Coos Bay.
For harbor seals, the impact of harassment on the stock as a whole
is negligible given the stocks very large size (70,151 seals). However,
we are aware that it is likely a resident population of harbor seals
resides year round within Coos Bay. While this has not been
scientifically investigated through research strategies such as
tagging/mark-recapture techniques, anecdotal evidence suggests some
seals call Coos Bay home year-round, as suggested through AECOM's
winter surveys. The exact home range of this potential resident
population is unknown but harbor seals, in general, tend to have
limited home range sizes. Therefore, we can presume that some harbor
seals will be repeatedly taken. Repeated, sequential exposure to pile
driving noise over a longer duration could result in more severe
impacts to individuals that could affect a population; however, the
limited number of non-consecutive pile driving days for this project
means that these types of impacts are not anticipated. Further, these
animals are already exposed, and likely somewhat habituated, to
industrial noises such as USACE maintenance dredging, commercial
shipping and fishing vessel traffic (Coos Bay contains a major port),
and coastal development.
In summary, although this potential small resident population is
likely to be taken repeatedly, the impacts of that take are negligible
to the stock because the number of repeated days of exposure is small
(14 or fewer) and non-consecutive, the affected individuals represent a
very small subset of the stock that is already exposed to regular
higher levels of anthropogenic stressors, injurious noise levels are
not proposed for authorization, and the pile driving/removal would not
take place during the pupping season and during a time in which harbor
seal density is greatest.
The following factors primarily support our preliminary
determination that the impacts resulting from each of these two years
of activity are not expected to adversely affect the species or stock
through effects on annual rates of recruitment or survival:
[[Page 56803]]
[ssquf] No serious injury or mortality is anticipated or
authorized;
[ssquf] No Level A harassment is anticipated or authorized;
[ssquf] The number and intensity of anticipated takes by Level B
harassment is relatively low for all stocks;
[ssquf] No biologically important areas have been identified for
the effected species within Coos Bay;
[ssquf] For all species, including the Oregon/Washington Coastal
stock of harbor seals, Coos Bay is a very small part of their range;
and
[ssquf] No pile driving would occur during the harbor seal pupping
season; therefore, no impacts to pups from this activity is likely to
occur.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from each of the two years of proposed activity will have a
negligible impact on all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
The take of seven marine mammal stocks proposed for authorization
comprises no more than 2.3 percent of any stock abundance.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, for each proposed IHA, NMFS
preliminarily finds that small numbers of marine mammals will be taken
relative to the population size of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, for both
proposed IHAs, NMFS has preliminarily determined that the total taking
of affected species or stocks would not have an unmitigable adverse
impact on the availability of such species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the West Coast Region
Protected Resources Division, whenever we propose to authorize take for
endangered or threatened species.
No incidental take of ESA-listed marine mammal species is proposed
for authorization or expected to result from this activity. Therefore,
NMFS has determined that formal consultation under section 7 of the ESA
is not required for this action.
Proposed Authorizations
As a result of these preliminary determinations, NMFS proposes to
issue two IHAs to USACE for pile driving and removal activities
associated with the North Jetty maintenance and repairs project in Coos
Bay, Oregon over the course of two non-consecutive years, beginning
September 2020 through June 2023, provided the previously mentioned
mitigation, monitoring, and reporting requirements are incorporated.
Drafts of the proposed IHAs can be found at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this Notice of Proposed IHAs for the proposed pile
driving and removal activities associated with the USACE's North Jetty
maintenance and repairs project in Coos Bay, Oregon. We also request at
this time comment on the potential renewal of these proposed IHAs as
described in the paragraph below. Please include with your comments any
supporting data or literature citations to help inform decisions on the
request for these IHAs or a subsequent Renewal.
On a case-by-case basis, NMFS may issue a one-year IHA renewal with
an additional 15 days for public comments when (1) another year of
identical or nearly identical activities as described in the Specified
Activities section of this notice is planned or (2) the activities as
described in the Specified Activities section of this notice would not
be completed by the time the IHA expires and a second IHA would allow
for completion of the activities beyond that described in the Dates and
Duration section of this notice, provided all of the following
conditions are met:
A request for renewal is received no later than 60 days
prior to expiration of the current IHA.
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested Renewal are identical to the activities analyzed under the
initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take
because only a subset of the initially analyzed activities remain to be
completed under the Renewal).
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: October 17, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-23081 Filed 10-22-19; 8:45 am]
BILLING CODE 3510-22-P