Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Auke Bay Ferry Terminal Modifications and Improvements Project in Juneau, Alaska, 56767-56781 [2019-23080]
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Federal Register / Vol. 84, No. 205 / Wednesday, October 23, 2019 / Notices
reasonable to rely on the rates
established for the three mandatory
respondents as the rate for the nonselected companies under review,
particularly because there is no other
information on the record that can be
used to determine the rate for the nonselected companies. This method is
consistent with Commerce’s past
practice.13 Commerce finds the
countervailable subsidy rates for the
producers/exporters under review to be
as follows:
Company
Changzhou Trina Solar Energy Co., Ltd .....................
Chint Solar (Zhejiang) Co.,
Ltd .....................................
Hefei JA Solar Technology
Co., Ltd .............................
Risen Energy Co., Ltd ..........
Ri Shen Products (SZ) Ltd ...
Shanghai JA Solar Technology Co., Ltd ..................
Shenzhen Sungold Solar
Co., Ltd .............................
Sunny Apex Development
Limited ...............................
Sol-Lite Manufacturing Co.,
Ltd .....................................
Trina Solar (Changzhou)
Science & Technology
Co., Ltd .............................
Subsidy rate
(percent ad
valorem)
National Oceanic and Atmospheric
Administration
Cash Deposit Instructions
Administrative Protective Order (APO)
94.83
This notice also serves as a reminder
to parties subject to APO of their
responsibility concerning the
destruction of proprietary information
disclosed under APO in accordance
with 19 CFR 351.305(a)(3). Timely
written notification of the return or
destruction of APO materials or
conversion to judicial protective order is
hereby requested. Failure to comply
with the regulations of an APO is a
sanctionable violation.
94.83
94.83
13 See,
e.g., Circular Welded Carbon-Quality Steel
Pipe from Pakistan: Preliminary Affirmative
Countervailing Duty Determination and Alignment
of Final Countervailing Duty Determination with
Final Antidumping Duty Determination, 81 FR
20619 (April 8, 2016), unchanged in Circular
Welded Carbon-Quality Steel Pipe from Pakistan:
Final Affirmative Countervailing Duty
Determination, 81 FR 75045 (October 28, 2016)
(assigning the sole mandatory respondent’s rate,
which was based on adverse facts available, as the
all-others rate), and Circular Welded CarbonQuality Steel Pipe from India: Preliminary
Affirmative Countervailing Duty Determination and
Alignment of Final Countervailing Duty
Determination with Final Antidumping Duty
Determination, 77 FR 19192 (March 30, 2012),
unchanged in Circular Welded Carbon-Quality Steel
Pipe from India: Final Affirmative Countervailing
Duty Determination, 77 FR 64468 (October 22,
2012) (assigning the average of the mandatory
respondents’ rates, which were based solely on
adverse facts available, as the all-others rate).
14 See Preliminary Determination Memorandum
at Appendix I, ‘‘AFA Rate Calculation.’’
15 In accordance with 19 CFR 351.224(b),
Commerce is normally required to disclose
18:10 Oct 22, 2019
DEPARTMENT OF COMMERCE
Consistent with 19 CFR 351.212(b)(2),
Commerce intends to issue assessment
instructions to U.S. Customs and Border
Protection (CBP) 15 days after the date
of publication of these final results of
review, to liquidate shipments of subject
merchandise produced and/or exported
by the companies listed above, entered,
or withdrawn from warehouse, for
consumption on or after January 1, 2017
through December 31, 2017, at the ad
valorem rates listed above.
94.83
Disclosure
All calculations in these final results
are based on publicly-available
information and are described in their
entirety in the Preliminary Decision
Memorandum.14 As such, the
publication of this notice constitutes
disclosure of the calculations performed
in connection with these final results to
interested parties.15
VerDate Sep<11>2014
Assessment Rates
In accordance with section 751(a)(1)
of the Act, Commerce intends to instruct
94.83 CBP to collect cash deposits of
estimated countervailing duties in the
94.83 amounts shown for each of the
respective companies listed above.
94.83 These cash deposit requirements, when
94.83 imposed, shall remain in effect until
94.83
further notice.
94.83
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Notification to Interested Parties
Commerce is issuing and publishing
these final results in accordance with
sections 751(a)(1) and 777(i)(1) of the
Act.
Dated: October 10, 2019.
Jeffrey I. Kessler,
Assistant Secretary for Enforcement and
Compliance.
Appendix
List of Topics Discussed in the Issues and
Decision Memorandum
I. Summary
II. Background
III. Scope of the Order
IV. Subsidy Rate for the Non-Selected
Companies Under Review
V. Discussion of the Issue: Whether To
Rescind This Review for Trina Solar
VI. Recommendation
[FR Doc. 2019–23063 Filed 10–22–19; 8:45 am]
BILLING CODE 3510–DS–P
calculations performed in connection with the final
results of a review within five days of its public
announcement or, if there is no public
announcement of, within five days after the date of
publication of the final results of review.
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RIN 0648–XG947
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Auke Bay Ferry
Terminal Modifications and
Improvements Project in Juneau,
Alaska
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; Issuance of an Incidental
Harassment Authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that NMFS has issued an incidental
harassment authorization (IHA) to the
Alaska Department of Transportation
and Public Facilities (ADOT&PF) to
incidentally harass, by Level A and
Level B harassment, marine mammals
during pile driving activities associated
with the Auke Bay Ferry Terminal
Modifications and Improvements
Project in Juneau, Alaska.
DATES: This Authorization is effective
from January 1, 2020 through December
31, 2019.
FOR FURTHER INFORMATION CONTACT:
Amy Fowler, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
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Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
Summary of Request
On January 17, 2019, NMFS received
a request from ADOT&PF for an IHA to
take marine mammals incidental to pile
driving activities at the Auke Bay Ferry
Terminal in Juneau, Alaska. The
application was deemed adequate and
complete on April 1, 2019. ADOT&PF’s
request was for take of a small number
of seven species of marine mammals by
Level B harassment and Level A
harassment. Neither ADOT&PF nor
NMFS expects serious injury or
mortality to result from this activity
and, therefore, an IHA is appropriate.
Description of Specified Activity
ADOT&PF is planning to modify and
improve the existing dolphin structures
at the Auke Bay Ferry Terminal. There
are currently three Alaska Marine
Highway System ferry berths in Auke
Bay. The planned project will involve
the East Stern Berth facility, which was
originally constructed in 2003 to
accommodate new fast vehicle ferries.
The East Stern Berth must be renovated
to accommodate two new Alaska-class
ferries, which will enter service in
spring 2020. Four existing dolphins at
the ferry terminal will be removed using
a vibratory driver, and three breasting
dolphins and two mooring dolphins
will be installed using both vibratory
and impact hammers. Vibratory pile
removal and installation and impact
pile installation would introduce
underwater sounds at levels that may
result in take, by Level A and Level B
harassment, of marine mammals in
Auke Bay.
During the 30-day public comment
period, ADOT&PF notified NMFS that
based on experiences docking the M/V
Tazlina at the Auke Bay Ferry Terminal,
ADOT&PF engineers had developed an
updated design concept that would
result in a decrease in the number and
size of piles to be installed and
removed, and therefore a decrease in the
estimated number of days of activity.
Differences between the activities
described in the Federal Register notice
of proposed IHA (84 FR 22453; May 17,
2019) and the updated project plans are
described here.
Dates and Duration
In the original project plan,
construction was scheduled to begin in
November 2019 and continue through
April 2020. Construction is now
scheduled to occur over a two-month
period between January and June 2020.
Pile driving will be intermittent during
this period, depending on weather,
construction and mechanical delays,
and logistical constraints. Pile
installation and removal can occur at
variable rates, from a few minutes to
several hours per day. Vibratory pile
installation and removal was previously
estimated to occur over 27 nonconsecutive days within the 6-month
construction window, and impact
installation was estimated to occur
intermittently on 12 of those 27 days.
With the updated project design,
vibratory pile installation and removal
is expected to occur on 14 nonconsecutive days within the
construction window, and impact
installation is expected to occur
intermittently on 10 of those 14 days.
Specific Geographic Region
The project occurs in Auke Bay, north
of Juneau, Alaska. A detailed
description of the area is provided in
the Federal Register notice of proposed
IHA (84 FR 22453; May 17, 2019) and
is not repeated here. Please see that
Federal Register notice for more
information.
Detailed Description of Specific Activity
The original project design included
the removal and replacement of four
existing 5-pile dolphins and a single 1pile dolphin with three 4-pile dolphins
and two 3-pile dolphins. A total of 21
steel pipe piles were to be removed and
18 steel pipe piles were to be installed
(Table 1). The updated design removes
one existing 5-pile dolphin and
installing three new 5-pile dolphins. A
total of 15 steel pipe piles will be
installed and 5 piles will be removed.
Table 1 provides a comparison between
the piles and duration of the original
and updated designs.
TABLE 1—NUMBER OF PILES AND DURATION OF ACTIVITY BY PILE TYPE
Number of piles
Pile size
Original design
Install:
30-in
24-in
Remove:
30-in
24-in
20-in
Days of installation/
removal
Updated
design
Original design
Updated
design
steel piles ........................................................................................
steel piles ........................................................................................
12
6
6
9
8
4
4
6
steel piles ........................................................................................
steel piles ........................................................................................
steel piles ........................................................................................
1
12
8
0
3
2
1
8
6
0
2
2
Total ...................................................................................................
Total Install ........................................................................................
Total Remove ....................................................................................
39
18
21
20
15
5
27
12
15
14
10
4
Piles range in size from 20 to 30-inch
(in) diameter. Piles will be installed
vertically (plumb) and/or installed at an
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angle (battered). Piles will be advanced
to refusal using a vibratory hammer and
the final approximately 10 ft will be
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driven using an impact hammer so that
the structural capacity of the pile
embedment can be verified. The pile
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installation methods used will depend
on sediment depth and conditions at
each pile location. ADOT&PF estimates
that one to three piles could be installed
per day. To account for inefficiencies
and delays, ADOT&PF estimated a mean
installation and removal rate of 1.5 piles
per day. While the number of piles to
be installed and removed and the
number of days of activity have changes,
the duration per pile of vibratory
installation and removal and the
anticipated number of strikes per pile
have remained the same as those
presented in the Federal Register notice
of proposed IHA (84 FR 22453; May 17,
2019). Specifically, vibratory
installation of both 24- and 30-in piles
is expected to take 45 minutes per pile,
while vibratory removal of 20-, 24-, and
30-in piles is expected to take 30
minutes per pile. Each pile installed is
expected to require 400 strikes from an
impact hammer.
In addition to the pile size and
number changes described above,
ADOT&PF now plans to use a drilled
soil anchor to secure 12 of the piles to
the glacial till layer to withstand uplift
forces. Anchors will be installed within
some of the pipe piles and drilled into
dense glacial till below the elevation of
the pile tip after the pile has been
driven through the overlying sediment
layer to refusal. An 8-in diameter steel
pipe casing is inserted within the larger
diameter production piles (24- or 30-in
piles) and driven into the glacier till
layer. A drill bit attached to a stem rod
is then inserted into the steel pipe
casing and a 6- to 8-in diameter hole is
drilled into the soil with rotary and
percussion drilling methods. The
drilling work is contained within the
steel pipe casing and the steel pipe pile.
The typical depth of the drilled hole
varies, but an anticipated depth of 30 ft
or more is expected to be necessary.
After drilling, a steel anchor rod is then
grouted into the drilled hole and affixed
to the top of the pile.
Underwater noise from soil anchor
installation is anticipated to be low
considering the double encasement
surrounding the drill rod and the depth
of the overlying sediments. The glacial
till layer is overlain with 35 to 75 ft of
sediments, and is expected to attenuate
noise production from drilling and
reduce noise propagation into the water
column. Additionally, the casing used
during drilling is inside the larger
diameter pile, further reducing noise
levels. The pile that the casing and drill
will be lowered into will serve as a
cofferdam and prevent drilling noise
from propagating through the water
column. Noise associated with the soil
anchor drilling is anticipated to be
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contained nearly entirely within the
piling and is not expected to reach or
exceed the 120 decibel (dB) threshold
for continuous noise sources (NMFS
2019). An air impact hammer may be
used to install the soil anchor. These
additional strikes are conservatively
accounted for in the total estimated
strikes per pile (400) for the outer
production piles. Due to the low noise
levels associated with the soil anchor
drilling, drilling is not expected to
result in harassment and is not
discussed further.
Above-water work associated with the
project will consist of the installation of
two shore anchor struts above the high
tide line. Additionally, there will be
some improvement and retrofitting to
the dock-attached stern fenders. Existing
utilities, including electrical and sewer,
will be replaced and improved. No inwater noise is anticipated in association
with above-water and upland
construction activities. Airborne sound
is only expected to impact pinnipeds
that are hauled out in the area where
sound levels exceed in-air harassment
thresholds. No pinniped haulouts exist
in the project area and no harassment
from airborne sound is expected to
result from project activities. Therefore,
above-water construction will not be
discussed further in this document.
Comments and Responses
A notice of NMFS’s proposal to issue
an IHA to ADOT&PF was published in
the Federal Register on May 17, 2019
(84 FR 22453). That notice described, in
detail, ADOT&PF’s activity, the marine
mammal species that may be affected by
the activity, and the anticipated effects
on marine mammals. During the 30-day
public comment period, NMFS received
comments from the Marine Mammal
Commission. The Marine Mammal
Commission recommended that NMFS
issue the IHA, subject to inclusion of the
proposed mitigation, monitoring, and
reporting measures.
Comment 1: The Commission noted
that the source levels used for impact
installation of 24- and 30-in piles were
nearly identical. The Commission stated
that while the source level ranges for 24and 30-in piles overlap, the use of the
same source level for different-sized
piles is an artifact of choosing one-off
source measurements of only a single or
a few piles. Source levels associated
with impact installation of steel pipe
piles should exhibit increasing trends
with increasing diameter of the piles.
The Commission recommended that
NMFS conduct internal reviews of
compiled source level data and make
the compilation(s) available to all
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56769
relevant action proponents for use in the
near term.
Response: NMFS agrees that the range
of source level values overlaps for these
pile sizes. In this case, sound source
verification for impact installation of 30in piles at the exact project site was
used to provide the source levels for
installation of 30-in piles (Denes et al.,
2016). Absent site-specific source levels
for 24-in piles, NMFS used the source
levels reported in the California
Department of Transportation (Caltrans)
pile driving source level compendium
(Caltrans 2015). Additionally, the
Caltrans compendium reports equal root
mean square (rms) and single-strike
sound exposure level (SELss) for 24- and
30-in piles. NMFS is currently
compiling source level reports from
various sources to create a
comprehensive pile driving source level
compendium and will make that
document available once it has been
finalized.
Comment 2: The Commission
recommended that NMFS refrain from
using the proposed renewal process for
ADOT&PF’s authorization. The renewal
process should be used sparingly and
selectively, by limiting its use only to
those proposed incidental harassment
authorizations that are expected to have
the lowest levels of impacts on marine
mammals and that require the least
complex analyses. If NMFS elects to use
the renewal process frequently or for
authorizations that require a more
complex review or for which much new
information has been generated the
Commission recommended that NMFS
provide the Commission and other
reviewers the full 30- day comment
period as set forth in section
101(a)(5)(D)(iii) of the MMPA.
Response: We appreciate the
Commission’s input and direct the
reader to our recent response to a
similar comment, which can be found at
84 FR 52464 (October 2, 2019), pg.
52466. We will consider the
Commission’s comment further when
and if ADOT & PF requests a Renewal
IHA.
Changes From the Proposed IHA to
Final IHA
As described above, the design of the
project has changed since publication of
the Federal Register notice of proposed
IHA (84 FR 22453; May 17, 2019), such
that fewer piles will be removed and
installed over fewer days. In addition to
the changes to the project design, NMFS
has revised the estimated proportion of
Western Distinct Population Segment
(DPS) Steller sea lions from 2 percent to
18.1 percent, based on information
presented in Hastings et al. (2019). As
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a result, NMFS has authorized more
takes of wDPS Steller sea lions and
fewer takes of Eastern DPS Steller sea
lions than what was proposed. This
change is described further in the
‘‘Estimated Take’’ section.
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected
potential for occurrence in Auke Bay
and summarizes information related to
the population or stock, including
regulatory status under the MMPA and
ESA and potential biological removal
(PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2016).
PBR is defined by the MMPA as the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population (as described in NMFS’s
SARs). While no mortality is anticipated
or authorized here, PBR and annual
serious injury and mortality from
anthropogenic sources are included here
as gross indicators of the status of the
species and other threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. Alaska and U.S. Pacific
SARs. All values presented in Table 2
are the most recent available at the time
of publication and are available in the
2017 SARs (Muto et al., 2018; Caretta et
al., 2018) and draft 2018 SARs
(available online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/draftmarine-mammal-stock-assessmentreports).
TABLE 2—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance (CV,
Nmin, most recent abundance survey) 2
PBR
Annual
M/SI 3
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray whale .........................
Eschrichtius robustus ................
Eastern North Pacific ................
-/-; N
26,960 (0.05, 25,849,
2016).
Family Balaenopteridae
(rorquals):
Humpback whale ................
Minke whale ........................
Megaptera novaeangliae ..........
Balaenoptera acutorostrada .....
Central North Pacific .................
Alaska .......................................
-/-; Y
-/-; N
Fin whale ............................
Balaenoptera physalus .............
Northeast Pacific .......................
E/D; Y
10,103 (0.3, 7,890, 2006)
N/A (see SAR, N/A, see
SAR).
see SAR (see SAR, see
SAR, 2013).
801
138
83
UND
25
0
5.1
0.6
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Killer whale .........................
Killer whale .........................
Killer whale .........................
Family Phocoenidae (porpoises):
Harbor porpoise ..................
Dall’s porpoise ....................
Orcinus orca .............................
Orcinus orca .............................
Orcinus orca .............................
Alaska Resident ........................
Northern Resident .....................
West Coast Transient ...............
-/-; N
-/-; N
-/-; N
2,347 (N/A, 2347, 2012)
261 (N/A, 261, 2011) ......
243 (N/A, 243, 2009) ......
24
1.96
2.4
1
0
0
Phocoena phocoena .................
Phocoenoides dalli ....................
Southeast Alaska ......................
Alaska .......................................
-/-; Y
-/-; N
975 (0.10; 896; 2012) .....
83,400 (0.097, N/A,
1991).
8.9
UND
34
38
326
252
2,498
108
155
50
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
Steller sea lion ....................
Eumetopias jubatus ..................
Eastern DPS .............................
E/D; Y
Steller sea lion ....................
Eumetopias jubatus ..................
Western DPS ............................
-/-; N
Family Phocidae (earless seals):
Harbor seal .........................
Phoca vitulina ...........................
Lynn Canal/Stephens Passage
-/-; N
54,267 (see SAR,
54,267, 2017).
41,638 (see SAR,
41,638, 2015).
9,478 (see SAR, 8,605,
2011).
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance. In some cases, CV is not applicable.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
NOTE—Italicized species are not expected to be taken and are not included in this authorization.
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All species that could potentially
occur in the project area are included in
Table 2. However, the spatial and
temporal occurrence of gray whales and
fin whales in the area is such that take
is not expected to occur, and they are
not discussed further beyond the
explanation provided here. Sightings of
gray whales and fin whales are
uncommon in the inland waters of
southeast Alaska. These species are
typically seen closer to the open waters
of the Gulf of Alaska. Additionally, the
timing of the project (November through
April) coincides with the period when
these species are expected to be further
south in their respective breeding areas.
Take of gray whales and fin whales was
not requested and has not been
authorized, and these species are not
considered further in this document.
A detailed description of the of the
species likely to be affected by the Auke
Bay Ferry Terminal Modifications and
Improvements project, including brief
introductions to the species and
relevant stocks as well as available
information regarding population trends
and threats, and information regarding
local occurrence, were provided in the
Federal Register notice for the proposed
IHA (84 FR 22453; May 17, 2019); since
that time, we are not aware of any
changes in the status of these species
and stocks; therefore, detailed
descriptions are not provided here.
Please refer to that Federal Register
notice for these descriptions. Please also
refer to NMFS’ website (https://
www.fisheries.noaa.gov/find-species) for
generalized species accounts.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The effects of underwater noise from
ADOT&PF’s activities have the potential
to result in behavioral harassment of
marine mammals in the vicinity of the
action area. The Federal Register notice
for the proposed IHA (84 FR 22453; May
17, 2019) included a discussion of the
effects of anthropogenic noise on marine
mammals, therefore that information is
not repeated here; please refer to that
Federal Register notice (84 FR 22453;
May 17, 2019) for that information.
Marine Mammal Habitat Effects
The main impact associated with
ADOT&PF’s activities would be
temporarily elevated sound levels and
the associated direct effects on marine
mammals. The project would not result
in permanent impacts to habitats used
directly by marine mammals, such as
haulout sites, but may have potential
short-term impacts to food sources such
as forage fish, and minor impacts to the
immediate substrate during installation
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and removal of piles during the pile
driving project. These potential effects
are discussed in detail in the Federal
Register notice for the proposed IHA (84
FR 22453; May 17, 2019), therefore that
information is not repeated here; please
refer to that Federal Register notice for
that information.
Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
‘‘small numbers’’ and the negligible
impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of the
vibratory and impact pile hammers has
the potential to result in disruption of
behavioral patterns for individual
marine mammals. There is also some
potential for auditory injury (Level A
harassment) to result, primarily for high
frequency species and phocids because
predicted auditory injury zones are
larger than for other hearing groups.
Auditory injury is unlikely to occur for
other groups. The required mitigation
and monitoring measures are expected
to minimize the severity of such taking
to the extent practicable.
As described previously, no mortality
is anticipated or authorized for this
activity. Below we describe how the
take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
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inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the authorized
take.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 120 dB re 1
microPascal (mPa) (root mean square
(rms)) for continuous (e.g., vibratory
pile-driving, drilling) and above 160 dB
re 1 mPa (rms) for non-explosive
impulsive (e.g., seismic airguns) or
intermittent (e.g., scientific sonar)
sources.
ADOT&PF’s planned activity includes
the use of continuous (vibratory pile
driving and removal) and impulsive
(impact pile driving) sources, and
therefore the 120 and 160 dB re 1 mPa
(rms) thresholds are applicable.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive). ADOT&PF’s planned
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activity includes the use of impulsive
(impact pile driving) and non-impulsive
(vibratory pile driving and removal)
sources.
These thresholds are provided in
Table 3. The references, analysis, and
methodology used in the development
of the thresholds are described in NMFS
2018 Technical Guidance, which may
be accessed at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ...................
Mid-Frequency (MF) Cetaceans ...................
High-Frequency (HF) Cetaceans .................
Phocid Pinnipeds (PW) (Underwater) ..........
Otariid Pinnipeds (OW) (Underwater) ..........
Cell
Cell
Cell
Cell
Cell
1
3
5
7
9
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................................
LE,MF,24h: 185 dB ........................................
LE,HF,24h: 155 dB ........................................
LE,PW,24h: 185 dB .......................................
LE,OW,24h: 203 dB .......................................
Cell
Cell
Cell
Cell
Cell
2 LE,LF,24h: 199 dB.
4 LE,MF,24h: 198 dB.
6 LE,HF,24h: 173 dB.
8 LE,PW,24h: 201 dB.
10 LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
planned project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., impact pile driving,
vibratory pile driving and removal). The
maximum (underwater) area ensonified
above the thresholds for behavioral
harassment referenced above is 22.5
km 2 (8.69 mi 2), and is governed by the
topography of Auke Bay and the various
islands located within and around the
bay. The eastern part of Auke Bay is
acoustically shadowed by Auke Cape,
while Portland Island, Coghlan Island,
Suedla Island, and Spuhn Island would
inhibit sound transmission from
reaching the more open waters toward
Mansfield Peninsula (see Figure 6–2 in
the IHA application). Additionally,
vessel traffic and other commercial and
industrial activities in the project area
may contribute to elevated background
noise levels which may mask sounds
produced by the project.
The project includes vibratory and
impact pile installation of steel pipe
piles and vibratory removal of steel pipe
piles. Source levels of pile installation
and removal activities are based on
reviews of measurements of the same or
similar types and dimensions of piles
available in the literature, including
past pile driving activities in Auke Bay.
Source levels for each pile size and
driving method are presented in Table
4. The source level for vibratory
installation of 24-inch piles and
vibratory removal of 24-inch and 20inch piles are from measurements of 24inch steel piles driven at Navy
installations in Puget Sound,
Washington (United States Navy 2015).
As there are no measurements of source
levels for these pile types in Alaska, we
use the Navy’s source levels as a proxy.
The vibratory and impact source levels
for 30-inch pile installation is from pile
driving activities at the Auke Bay ferry
terminal in November 2015 (Denes et
al., 2016). The source level for impact
installation of 24-inch piles is based on
the averaged source level of the same
type of pile reported by California
Department of Transportation (Caltrans)
in a pile driving source level
compendium document (Caltrans 2015).
Source levels for vibratory installation
and removal of piles of the same
diameter are assumed to be the same.
TABLE 4—SOUND SOURCE LEVELS FOR PILE SIZES AND DRIVING METHODS
Source level
Pile size
Method
Literature source
dB SELa
dB RMS
20-inch
24-inch
24-inch
30-inch
30-inch
........................................
........................................
........................................
........................................
........................................
vibratory ......................................
vibratory ......................................
impact .........................................
vibratory ......................................
impact .........................................
b 161
161
190
168
191
dB peak
N/A
N/A
177
N/A
177
N/A
N/A
203
N/A
206
Navy 2015.
Navy 2015.
Caltrans 2015.
Denes et al. 2016.
Denes et al. 2016.
exposure level (dB re 1 μPa2–sec).
Source level data for 20-in piles are not available. Source levels for 20-in piles are conservatively assumed the be the same as 24-in piles.
a Sound
b
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
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pressure wave propagates out from a
source. TL parameters vary with
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frequency, temperature, sea conditions,
current, source and receiver depth,
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water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
TL = B * Log10 (R 1/R 2),
Where
TL = transmission loss in dB
B = transmission loss coefficient
R 1= the distance of the modeled SPL from
the driven pile, and
R 2= the distance from the driven pile of the
initial measurement
Absent site-specific acoustical
monitoring with differing measured
transmission loss, a practical spreading
value of 15 is used as the transmission
loss coefficient in the above formula.
For vibratory and impact pile driving of
30-inch piles at the Auke Bay ferry
terminal, Denes et al., (2016) measured
transmission loss that differed slightly
from the standard practical value of 15.
The transmission loss coefficient for
vibratory driving of 30-inch piles was
determined to be 16.4 while the
coefficient for impact driving of 30-inch
piles was determined to be 14.6. These
transmission loss coefficients were used
to calculate the Level A and Level B
harassment zones for 30-inch piles. Sitespecific transmission loss data for 20and 24-inch piles are not available,
therefore the default coefficient of 15 is
used for these pile sizes to determine
the distances to the Level A and Level
B harassment thresholds.
TABLE 5—PILE DRIVING SOURCE LEVELS AND DISTANCES TO LEVEL B HARASSMENT THRESHOLDS
Source level
at 10 m
(dB re 1 μPa
rms)
Pile size and method
20-inch
24-inch
24-inch
30-inch
30-inch
vibratory ..................................................................
vibratory ..................................................................
impact ......................................................................
vibratory ..................................................................
impact ......................................................................
When the NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
note that because of some of the
Level B
threshold
(dB re 1 μPa
rms)
161
161
190
168
191
120
120
160
120
160
15
15
15
16.4
14.6
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which may result in some degree of
overestimate of Level A harassment
take. However, these tools offer the best
way to predict appropriate isopleths
when more sophisticated 3D modeling
methods are not available, and NMFS
continues to develop ways to
quantitatively refine these tools, and
Level B
harassment
ensonified
area
(km2)
Distance to
Level B
threshold
(m)
Propagation
(xLogR)
5,412
5,412
1,000
8,449
1,328
15.3
15.3
1.5
22.5
2.3
will qualitatively address the output
where appropriate. For stationary
sources (such as pile drivers), NMFS
User Spreadsheet predicts the closest
distance at which, if a marine mammal
remained at that distance the whole
duration of the activity, it would not
incur PTS. Inputs used in the User
Spreadsheet (Table 6), and the resulting
isopleths are reported below (Table 7).
TABLE 6—USER SPREADSHEET INPUT PARAMETERS USED FOR CALCULATING LEVEL A HARASSMENT ISOPLETHS
Weighting
factor
adjustment
(kHz)
Pile size and installation method
Spreadsheet tab used
20-inch and 24-inch Vibratory Removal.
30-inch Vibratory Removal .............
24-inch Vibratory Installation ..........
30-inch Vibratory Installation ..........
24-inch Impact Installation .............
30-inch Impact Installation .............
A.1) Vibratory pile driving ..............
A.1)
A.1)
A.1)
E.1)
E.1)
Vibratory pile driving ..............
Vibratory pile driving ..............
Vibratory pile driving ..............
Impact pile driving ..................
Impact pile driving ..................
Source level
at 10 m
Propagation
(xLogR)
Number of
strikes
per pile
2.5
161 dB rms ...
15LogR .........
....................
3
30
2.5
2.5
2.5
2
2
168
161
168
177
177
16.4LogR ......
15LogR .........
16.4LogR ......
15LogR .........
14.6LogR ......
....................
....................
....................
400
400
3
3
3
a 1–3
a 1–3
30
45
45
....................
....................
dB
dB
dB
dB
dB
rms ...
rms ...
rms ...
SEL ..
SEL ..
Number of
piles per
day
Duration to
per pile
(minutes)
a To account for potential variations in daily productivity during impact installation, isopleths were calculated for different numbers of piles that could be installed per
day (Table 1).
TABLE 7—CALCULATED DISTANCES TO LEVEL A HARASSMENT ISOPLETHS
Level A harassment zone
(m)
Activity
LF-cetaceans
20-inch
30-inch
24-inch
30-inch
24-inch
24-inch
24-inch
30-inch
30-inch
and 24-inch Vibratory Removal ..............................
Vibratory Removal ..................................................
Vibratory Installation ...............................................
Vibratory Installation ...............................................
Impact Installation (3 piles per day) .......................
Impact Installation (2 piles per day) .......................
Impact Installation (1 pile per day) .........................
Impact Installation (3 piles per day) .......................
Impact Installation (2 piles per day) .......................
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MF-cetaceans
HF-cetaceans
1
3
1
4
16
13
8
17
13
14
25
18
45
535
409
258
597
452
9
25
12
31
449
343
216
499
378
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Phocids
6
16
8
20
241
184
116
263
199
Otariids
1
2
1
2
18
14
9
18
14
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TABLE 7—CALCULATED DISTANCES TO LEVEL A HARASSMENT ISOPLETHS—Continued
Level A harassment zone
(m)
Activity
LF-cetaceans
30-inch Impact Installation (1 pile per day) .........................
Marine Mammal Occurrence and Take
Calculation and Estimation
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
and describe how it is brought together
with the information above to produce
a quantitative take estimate. When
available, peer-reviewed scientific
publications were used to estimate
marine mammal abundance in the
project area. However, scientific surveys
and resulting data such as population
estimates, densities, and other
quantitative information are lacking for
most marine mammal populations and
most areas of southeast Alaska,
including Auke Bay. Therefore,
AKDOT&PF gathered qualitative
information from discussions with
knowledgeable local people in the Auke
Bay area, including biologists, the
harbormaster, a tour operator, and other
individuals familiar with marine
mammals in the Auke Bay area.
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
Because reliable densities are not
available, the applicant requests take
based on the maximum number of
animals that may occur in the harbor
per day multiplied by the number of
days of the activity.
Steller Sea Lion
Steller sea lions are common within
Auke Bay but generally only occur in
the area during winter. Most individuals
that frequent Auke Bay haul out at
Benjamin Island in Lynn Canal. The
Auke Bay boating community observes
Steller sea lions transiting between
Auke Bay and Benjamin Island regularly
during winter. Steller sea lions are not
known to haul out on any beaches or
structures within Auke Bay, but animals
have been observed foraging within
Auke Bay, and may rest in large raft
groups in the water. Groups as large as
121 individuals have been observed in
Auke Bay (Ridgway pers. observ.).
ADOT&PF estimates that one large
group (121 individuals) may be exposed
to project-related underwater noise
daily on 14 days of pile installation and
removal activities, for a total of 1,694
exposures. In the Federal Register
notice of proposed IHA (84 FR 22453;
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MF-cetaceans
HF-cetaceans
8
281
235
May 17, 2019), NMFS assumed only two
percent of Steller sea lions present in
Auke Bay were expected to belong to
the wDPS. However, new research on
the numbers of wDPS Steller sea lions
in southeast Alaska suggests that up to
18.1 percent of Steller sea lions in the
project vicinity may be from the wDPS
(Hastings et al., 2019). Therefore, NMFS
has assigned 18.1 percent of the
calculated exposures to the wDPS, for a
total of 307 exposures of wDPS Steller
sea lions and 1,387 exposures of eDPS
Steller sea lions.
The largest Level A harassment zone
for otariid pinnipeds extends 18 m from
the source (Table 6). ADOT&PF is
planning to implement a minimum 20
m shutdown zone during all pile
installation and removal activities (see
Mitigation section), which is expected to
eliminate the potential for Level A take
of Steller sea lions. Therefore, no takes
of Steller sea lions by Level A
harassment were requested or
authorized.
Harbor Seal
Harbor seals are commonly sighted in
the waters of the inside passages
throughout southeast Alaska. Seals
occur year-round within the project area
and are regularly sighted in Auke Bay,
including Statter Harbor. NOAA aerial
survey data indicate that groups ranging
from 10 to 52 seals could be present
within the project area during summer
at haulouts on the western side of
Coghlan Island, as well as on Battleship
Island (Ridgway unpubl. data).
Harbor seals are known to haul out
within the Level B harassment zones
and may be exposed to noise levels in
excess of the Level B harassment
thresholds upon entering the water.
ADOT&PF estimates up to 52 harbor
seals could be exposed to elevated
sound levels on each day of pile driving,
for a total of 728 exposures.
The largest Level A harassment zone
for phocid pinnipeds results from
impact pile driving of 30-inch piles and
extends 263 m from the source (Table
6). There are no haulouts located within
the Level A harassment zone and
although it is unlikely that harbor seals
will enter this area without detection
while pile driving activities are
underway, it is possible that harbor
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Phocids
124
Otariids
9
seals may approach and enter the Level
A harassment zone undetected.
ADOT&PF estimated that up to 11
harbor seals may approach the site
within 263 m of the source each day.
Impact pile driving may occur on up to
10 days. For this reason, ADOT&PF has
requested Level A take of 11 harbor
seals daily on the 10 days of impact pile
driving for a total of 110 takes by Level
A harassment. The largest Level A
harassment zone for phocid pinnipeds
from vibratory pile driving extends 20 m
from the source (Table 6). ADOT&PF is
planning to implement a minimum 20
m shutdown zone during all pile
installation and removal activities (see
Mitigation section), which is expected to
eliminate the potential for Level A
harassment of harbor seals from
vibratory pile driving.
Harbor Porpoise
Although there have been no
systematic studies or observations of
harbor porpoises specific to Auke Bay,
there is the potential for them to occur
within the project area. Abundance data
for harbor porpoises in southeast Alaska
were collected during 18 seasonal
surveys spanning 22 years, from 1991 to
2012. During that study, a total of 398
harbor porpoises were observed in the
northern inland waters of southeast
Alaska, including Lynn Canal
(Dahlheim et al., 2015). Mean group size
of harbor porpoises in southeast Alaska
varies by season. In the fall, mean group
size was determined to be 1.88 harbor
porpoises (Dahlheim et al., 2009).
ADOT&PF has conservatively assumed
that one pair of harbor porpoises may be
present in Auke Bay per day.
One pair of harbor porpoises per day
could enter the Level B harassment zone
for a total of 28 exposures. The largest
Level A harassment zone results from
impact driving of 30-inch piles, and
extends 597 m from the source (Table
6). Impact pile driving may occur on up
to 10 days (Table 1). ADOT&PF will
implement a shutdown zone for harbor
porpoises that encompasses the largest
Level A harassment zone (see Mitigation
section). However, harbor porpoises are
known to be an inconspicuous species
and are challenging for protected
species observers (PSOs) to sight,
making any approach to a specific area
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potentially difficult to detect. Because
harbor porpoises move quickly and
elusively, it is possible that they may
enter the Level A harassment zone
without detection. ADOT&PF has
estimated that one pair of harbor
porpoises may enter the Level A
harassment zone every other day over
the 10 days of impact pile driving,
which is used to conservatively predict
a total of 10 exposures to Level A
harassment. The largest Level A
harassment zone for high-frequency
cetaceans from vibratory pile driving is
45 m. ADOT&PF is planning to
implement a minimum 50 m shutdown
zone for all cetacean species during
vibratory pile installation and removal
activities (see Mitigation section), which
is expected to eliminate the potential for
Level A harassment of harbor porpoises
from vibratory pile driving.
Dall’s Porpoise
Dall’s porpoises are not expected to
occur within Auke Bay because the
shallow water habitat of the bay is
atypical of areas where Dall’s porpoises
usually occur. However, Dall’s
porpoises may opportunistically inhabit
nearshore habitat, especially in spring.
Therefore, ADOT&PF estimated that one
large pod of Dall’s porpoise (15
individuals) may occur within the Level
B harassment zone once per month in
the months of March and April, for a
total of 30 takes by Level B harassment.
ADOT&PF will implement shutdown
zones for porpoises that encompass the
largest Level A harassment zones for
each pile driving activity (see Mitigation
section). The largest Level A harassment
zone for Dall’s porpoise extends 597 m
from the source during impact
installation of 30-inch piles (Table 6).
Given the larger group size and more
conspicuous rooster-tail generated by
swimming Dall’s porpoises, which
makes them more noticeable than
harbor porpoises, PSOs are expected to
detect Dall’s porpoises prior to them
entering the Level A harassment zone.
Therefore, takes of Dall’s porpoises by
Level A harassment have not been
authorized.
Killer Whale
Killer whales are observed
occasionally during summer throughout
Lynn Canal but their presence in Auke
Bay is unlikely. As a precaution,
because Level B harassment zones
extend beyond the more enclosed
waters of Auke Bay, AKDOT&PF has
estimated that one pod of killer whales
(15 individuals) may enter the Level B
harassment zone once over the course of
the project for a total of 15 takes by
Level B harassment.
ADOT&PF will implement shutdown
zones that encompass the largest Level
A harassment zones for killer whales
during all pile driving activities. Killer
whales are generally conspicuous and
PSOs are expected to detect killer
whales and implement a shutdown
before the animals enter the Level A
harassment zone. Therefore, takes by
Level A harassment have not been
authorized.
Humpback Whale
Use of Auke Bay by humpback whales
is intermittent and irregular year-round.
During winter, researchers have
documented 1 to 19 individual
humpback whales per month in waters
close to the project area, including Lynn
Canal (Moran et al., 2018a; Straley et al.,
2018). Group sizes in southeast Alaska
generally range from one to four
individuals (Dahlheim et al., 2009).
Based on observations of humpback
whales within Auke Bay during winter,
ADOT&PF estimates that one group of
up to four individuals may be exposed
to project-related underwater sound
each day during the 14 days of pile
driving activities, for a total of 56
exposures.
The largest Level A harassment zone
for humpback whales extends 499 m
from the source during impact
installation of 30-inch piles (Table 6).
Given the irregular and small presence
of humpback whales in Auke Bay, along
with the fact that PSOs are expected to
detect humpback whales before they
enter the Level A harassment zone and
implement shutdowns to prevent take
by Level A harassment, no Level A takes
have been authorized.
Minke Whale
Dedicated surveys for cetaceans in
southeast Alaska found that minke
whales were scattered throughout
inland waters from Glacier Bay and Icy
Strait to Clarence Strait, with small
concentrations near the entrance of
Glacier Bay. All sightings were of single
minke whales, except for a single
sighting of multiple minke whales.
Surveys took place in spring, summer,
and fall, and minke whales were present
in low numbers in all seasons and years
(Dahlheim et al., 2009). Anecdotal
reports have not included minke whales
near Auke Bay. However, minke whales
are distributed throughout a wide
variety of habitats and have been
observed in nearby Glacier Bay,
indicating they may potentially occur
within the Level B harassment zone.
Therefore, ADOT&PF estimates that one
minke whale per month may enter the
Level B harassment zone over the course
of pile driving activities, for a total of
six takes by Level B harassment.
The Level A harassment zones for
minke whales are the same as for
humpback whales, and the shutdown
protocols will be the same as well.
Therefore, given the low occurrence of
minke whales combined with the
mitigation, takes by Level A harassment
have not been authorized.
TABLE 8—AUTHORIZED TAKE BY LEVEL A AND LEVEL B HARASSMENT, BY SPECIES AND STOCK
Stock
abundance a
Common name
Stock
Humpback whale ................
Minke Whale .......................
Killer whale ..........................
Central North Pacific ..........
Alaska .................................
Alaska Resident .................
Northern Resident ..............
West Coast Transient .........
Southeast Alaska ...............
Alaska .................................
Western U.S. ......................
Eastern U.S. .......................
Lynn Canal/Stephens Passage.
Harbor porpoise ..................
Dall’s porpoise ....................
Steller sea lion ....................
Harbor seal .........................
a Stock
Level A
10,103
N/A
2,347
261
243
975
83,400
54,267
41,638
9,478
Total
authorized
take
Level B
0
0
0
b 56
6
15
56
6
15
10
0
0
0
110
18
30
307
1,387
618
28
30
c 307
1,387
728
or DPS size is Nbest according to NMFS 2018 Draft Stock Assessment Reports.
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Authorized
take as
percentage
of stock
0.55
N/A
d 0.64
d 5.75
d 6.17
2.87
<0.1
0.57
3.33
7.68
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b For ESA section 7 consultation purposes, 6.1 percent are designated to the Mexico DPS and the remaining are designated to the Hawaii
DPS; therefore, we assigned 4 Level B takes to the Mexico DPS.
c Based on the percent of branded animals at Gran Point and in consultation with the Alaska Regional Office, we used an 18.1 percent distinction factor to determine the number of animals potentially from the western DPS.
d These percentages assume all 15 takes may occur to each individual stock, thus the percentage of one or more stocks are likely inflated as
the takes would be divided among multiple stocks.
Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned);
and
(2) the practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Mitigation for Marine Mammals and
Their Habitat
In addition to the measures described
later in this section, ADOT&PF must
employ the following standard
mitigation measures:
• Conduct briefings between
construction supervisors and crews and
the marine mammal monitoring team
prior to the start of all pile driving
activity, and when new personnel join
the work, to explain responsibilities,
communication procedures, marine
mammal monitoring protocol, and
operational procedures;
• For in-water heavy machinery work
other than pile driving (e.g., standard
barges, etc.), if a marine mammal comes
within 10 m, operations must cease and
vessels must reduce speed to the
minimum level required to maintain
steerage and safe working conditions.
This type of work could include the
following activities: (1) Movement of the
barge to the pile location; or (2)
positioning of the pile on the substrate
via a crane (i.e., stabbing the pile);
• Work may only occur during
daylight hours, when visual monitoring
of marine mammals can be conducted;
• For those marine mammals for
which Level B harassment take has not
been requested, in-water pile
installation/removal must shut down
immediately if such species are
observed within or on a path towards
the monitoring zone (i.e., Level B
harassment zone); and
• If take reaches the authorized limit
for an authorized species, pile
installation/removal must be stopped as
these species approach the Level B
harassment zone to avoid additional
take.
The following measures also apply to
ADOT&PF’s mitigation requirements:
Establishment of Shutdown Zone for
Level A Harassment—For all pile
installation and removal activities,
ADOT&PF must establish a shutdown
zone. The purpose of a shutdown zone
is generally to define an area within
which shutdown of activity would
occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area). These
shutdown zones must be used to
prevent incidental Level A exposures
from impact pile driving for Steller sea
lions, Dall’s porpoises, killer whales,
humpback whales, and minke whales,
and to reduce the potential for such take
for harbor seals and harbor porpoises.
During all pile driving and removal
activities, a minimum shutdown zone of
20 m must be enforced (Table 9). During
vibratory pile driving and removal
activities, ADOT&PF must enforce a 50
m shutdown zone for all cetacean
species (Table 9). Shutdown zones for
impact pile driving activities are based
on the Level A harassment zones and
therefore vary by pile size, number of
piles installed per day, and marine
mammal hearing group (Table 9).
Shutdown zones for impact pile driving
must be established each day for the
greatest number of piles that are
expected to be installed that day. If no
marine mammals enter their respective
Level A harassment zones during
impact installation of the first pile of the
day, the shutdown zone for the next pile
that same day will be smaller (e.g., the
shutdown zone for a three-pile day will
be reduced in size to the shutdown zone
for a two-pile day for the second pile).
Shutdown zones will be further reduced
to those for a one-pile day for the third
pile of the day, as long as no marine
mammals have been exposed to noise
levels exceeding the Level A harassment
thresholds that day. The placement of
Protected Species Observers (PSOs)
during all pile driving activities
(described in detail in the Monitoring
and Reporting Section) must ensure
shutdown zones are visible.
TABLE 9—SHUTDOWN ZONES DURING PILE INSTALLATION AND REMOVAL
Activity
Shutdown zone
(m)
Piles per day
LF cetaceans
All vibratory installation and removal .......
3
30-inch pile impact installation .................
3
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HF cetaceans
50
500
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20
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Otariids
20
600
23OCN1
270
20
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Federal Register / Vol. 84, No. 205 / Wednesday, October 23, 2019 / Notices
TABLE 9—SHUTDOWN ZONES DURING PILE INSTALLATION AND REMOVAL—Continued
Activity
Shutdown zone
(m)
Piles per day
LF cetaceans
2
1
3
2
1
24-inch pile impact installation .................
MF cetaceans
380
250
450
350
220
460
290
550
410
260
period. This procedure must be
conducted a total of three times before
impact pile driving begins. Soft start
must be implemented at the start of each
day’s impact pile driving and at any
time following cessation of impact pile
driving for a period of thirty minutes or
longer. Soft start is not required during
vibratory pile driving and removal
activities.
Pre-Activity Monitoring—Prior to the
start of daily in-water construction
activity, or whenever a break in pile
installation/removal of 30 minutes or
longer occurs, PSOs must observe the
shutdown and monitoring zones for a
period of 30 minutes. The shutdown
zone must be cleared when a marine
mammal has not been observed within
the zone for that 30-minute period. If a
marine mammal is observed within the
shutdown zone, a soft-start cannot
proceed until the animal has left the
zone or has not been observed for 15
minutes. If the Level B harassment zone
has been observed for 30 minutes and
non-permitted species are not present
within the zone, soft start procedures
can commence and work can continue
even if visibility becomes impaired
within the Level B monitoring zone.
When a marine mammal permitted for
TABLE 10—MARINE MAMMAL
Level B take is present in the Level B
MONITORING ZONES
harassment zone, activities may begin
and Level B take will be recorded. As
Monitoring
stated above, if the entire Level B zone
Activity
zone
is not visible at the start of construction,
(m)
pile driving activities can begin. If work
20-inch vibratory removal .........
5,415 ceases for more than 30 minutes, the
24-inch vibratory removal and
pre-activity monitoring of both the Level
installation .............................
B and shutdown zone must commence.
24-inch impact installation ........
1,000
Based on our evaluation of the
30-inch vibratory installation .....
8,450
applicant’s proposed measures, NMFS
30-inch impact installation ........
1,330
has determined that the required
mitigation measures provide the means
Soft Start—The use of soft-start
effecting the least practicable impact on
procedures are believed to provide
the affected species or stocks and their
additional protection to marine
habitat, paying particular attention to
mammals by providing warning and/or
rookeries, mating grounds, and areas of
giving marine mammals a chance to
similar significance.
leave the area prior to the hammer
Monitoring and Reporting
operating at full capacity. For impact
pile driving, contractors are required to
In order to issue an IHA for an
provide an initial set of strikes from the
activity, Section 101(a)(5)(D) of the
hammer at reduced energy, with each
MMPA states that NMFS must set forth
strike followed by a 30-second waiting
requirements pertaining to the
Establishment of Monitoring Zones for
Level B Harassment—ADOT&PF must
establish monitoring zones to correlate
with Level B disturbance zones or zones
of influence which are areas where SPLs
are equal to or exceed the 160 dB rms
threshold for impact driving and the 120
dB rms threshold during vibratory
driving. Monitoring zones provide
utility for observing by establishing
monitoring protocols for areas adjacent
to the shutdown zones. Monitoring
zones enable observers to be aware of
and communicate the presence of
marine mammals in the project area
outside the shutdown zone and thus
prepare for a potential cease of activity
should the animal enter the shutdown
zone. The monitoring zones are
presented in Table 10. Placement of
PSOs on the shorelines around Auke
Bay allow PSOs to observe marine
mammals within and near Auke Bay.
Should PSOs determine the monitoring
zone cannot be effectively observed in
its entirety, Level B harassment
exposures must be recorded and
extrapolated based upon the number of
observed take and the percentage of the
Level B zone that was not visible.
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Phocids
Otariids
200
130
250
200
120
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the planned action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
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Federal Register / Vol. 84, No. 205 / Wednesday, October 23, 2019 / Notices
Marine Mammal Visual Monitoring
Monitoring must be conducted by
NMFS-approved observers. Trained
observers must be placed from the best
vantage point(s) practicable to monitor
for marine mammals and implement
shutdown or delay procedures when
applicable through communication with
the equipment operator. Observer
training must be provided prior to
project start, and shall include
instruction on species identification
(sufficient to distinguish the species in
the project area), description and
categorization of observed behaviors
and interpretation of behaviors that may
be construed as being reactions to the
specified activity, proper completion of
data forms, and other basic components
of biological monitoring, including
tracking of observed animals or groups
of animals such that repeat sound
exposures may be attributed to
individuals (to the extent possible).
Monitoring must be conducted 30
minutes before, during, and 30 minutes
after pile installation/removal activities.
In addition, observers must record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and must document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile installation/removal
activities include the time to install or
remove a single pile or series of piles,
as long as the time elapsed between uses
of the pile driving equipment is no more
than 30 minutes.
At least two land-based PSOs must be
on duty during all pile installation and
removal activities. One PSO must be
positioned at the ferry terminal to allow
full monitoring of the waters within the
shutdown zones and the closest waters
of the Level B harassment monitoring
zones. An additional PSO will be
positioned on the shoreline around
Auke Bay to observe the larger
monitoring zones. Potential PSO
locations are shown in Figure 2–2 of
ADOT&PF’s Marine Mammal Mitigation
and Monitoring Plan.
PSOs must scan the waters using
binoculars, and/or spotting scopes, and
must use a handheld GPS or rangefinder device to verify the distance to
each sighting from the project site. All
PSOs must be trained in marine
mammal identification and behaviors
and are required to have no other
project-related tasks while conducting
monitoring. In addition, monitoring
must be conducted by qualified
observers, placed at the best vantage
point(s) practicable to monitor for
marine mammals and implement
shutdown/delay procedures when
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applicable by calling for the shutdown
to the hammer operator. ADOT&PF
must adhere to the following observer
qualifications:
(i) Independent observers (i.e., not
construction personnel) are required;
(ii) At least one observer must have
prior experience working as an observer;
(iii) Other observers may substitute
education (degree in biological science
or related field) or training for
experience; and
(iv) ADOT&PF must submit observer
CVs for approval by NMFS.
Additional standard observer
qualifications include:
• Ability to conduct field
observations and collect data according
to assigned protocols;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
zone; and marine mammal behavior;
and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
A draft marine mammal monitoring
report must be submitted to NMFS
within 90 days after the completion of
pile installation and removal activities.
It must include an overall description of
work completed, a narrative regarding
marine mammal sightings, and
associated PSO data sheets. Specifically,
the report must include:
• Date and time that monitored
activity begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
• Species, numbers, and, if possible,
sex and age class of marine mammals;
• Description of any observable
marine mammal behavior patterns,
including bearing and direction of travel
and distance from pile driving activity;
• Distance from pile driving activities
to marine mammals and distance from
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the marine mammals to the observation
point;
• Locations of all marine mammal
observations; and
• Other human activity in the area.
If no comments are received from
NMFS within 30 days, the draft final
report will constitute the final report. If
comments are received, a final report
addressing NMFS comments must be
submitted within 30 days after receipt of
comments.
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner
prohibited by the IHA (if issued), such
as an injury, serious injury or mortality,
ADOT&PF must immediately cease the
specified activities and report the
incident to the Chief of the Permits and
Conservation Division, Office of
Protected Resources, NMFS, and the
Alaska Regional Stranding Coordinator.
The report must include the following
information:
• Description of the incident;
• Environmental conditions (e.g.,
Beaufort sea state, visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities must not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS would work with ADOT&PF to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. ADOT&PF would not be
able to resume their activities until
notified by NMFS via letter, email, or
telephone.
In the event that ADOT&PF discovers
an injured or dead marine mammal, and
the lead PSO determines that the cause
of the injury or death is unknown and
the death is relatively recent (e.g., in
less than a moderate state of
decomposition as described in the next
paragraph), ADOT&PF must
immediately report the incident to the
Chief of the Permits and Conservation
Division, Office of Protected Resources,
NMFS, and the NMFS Alaska Stranding
Hotline and/or by email to the Alaska
Regional Stranding Coordinator. The
report must include the same
information identified in the paragraph
above. Activities would be able to
continue while NMFS reviews the
circumstances of the incident. NMFS
would work with ADOT&PF to
determine whether modifications in the
activities are appropriate.
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In the event that ADOT&PF discovers
an injured or dead marine mammal and
the lead PSO determines that the injury
or death is not associated with or related
to the activities authorized in the IHA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
ADOT&PF must report the incident to
the Chief of the Permits and
Conservation Division, Office of
Protected Resources, NMFS, and the
NMFS Alaska Stranding Hotline and/or
by email to the Alaska Regional
Stranding Coordinator, within 24 hours
of the discovery. ADOT&PF must
provide photographs, video footage (if
available), or other documentation of
the stranded animal sighting to NMFS
and the Marine Mammal Stranding
Network.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Pile installation/removal activities
associated with the project as outlined
previously, have the potential to disturb
or displace marine mammals.
Specifically, the specified activities may
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result in take, in the form of Level A
harassment and Level B harassment
from underwater sounds generated from
pile driving and removal. Potential takes
could occur if individuals of these
species are present in zones ensonified
above the thresholds for Level A or
Level B harassment identified above
when these activities are underway.
The takes from Level A and Level B
harassment would be due to potential
behavioral disturbance, TTS, and PTS.
No mortality is anticipated given the
nature of the activity and measures
designed to minimize the possibility of
injury to marine mammals. Level A
harassment is only anticipated for
harbor porpoise and harbor seal. The
potential for harassment is minimized
through the construction method and
the implementation of the required
mitigation measures (see Mitigation
section).
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff 2006; HDR, Inc.
2012; Lerma 2014; ABR 2016). Most
likely for pile driving, individuals will
simply move away from the sound
source and be temporarily displaced
from the areas of pile driving, although
even this reaction has been observed
primarily only in association with
impact pile driving. The pile driving
activities analyzed here are similar to, or
less impactful than, numerous other
construction activities conducted in
southeast Alaska, which have taken
place with no known long-term adverse
consequences from behavioral
harassment. Level B harassment will be
reduced to the level of least practicable
adverse impact through use of
mitigation measures described herein
and, if sound produced by project
activities is sufficiently disturbing,
animals are likely to simply avoid the
area while the activity is occurring.
While vibratory driving associated with
the planned project may produce sound
at distances of many kilometers from the
project site, thus intruding on some
habitat, the project site itself is located
in a busy harbor and the majority of
sound fields produced by the specified
activities are close to the harbor.
Therefore, we expect that animals
annoyed by project sound would simply
avoid the area and use more-preferred
habitats.
In addition to the expected effects
resulting from authorized Level B
harassment, we anticipate that harbor
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56779
porpoises and harbor seals may sustain
some limited Level A harassment in the
form of auditory injury. However,
animals in these locations that
experience PTS would likely only
receive slight PTS, i.e. minor
degradation of hearing capabilities
within regions of hearing that align most
completely with the energy produced by
pile driving, i.e. the low-frequency
region below 2 kHz, not severe hearing
impairment or impairment in the
regions of greatest hearing sensitivity. If
hearing impairment occurs, it is most
likely that the affected animal would
lose a few decibels in its hearing
sensitivity, which in most cases is not
likely to meaningfully affect its ability
to forage and communicate with
conspecifics. As described above, we
expect that marine mammals would be
likely to move away from a sound
source that represents an aversive
stimulus, especially at levels that would
be expected to result in PTS, given
sufficient notice through use of soft
start.
The project also is not expected to
have significant adverse effects on
affected marine mammals’ habitat. The
project activities would not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range; but, because of the short
duration of the activities and the
relatively small area of the habitat that
may be affected, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
Nearly all inland waters of southeast
Alaska, including Auke Bay, are
included in the southeast Alaska
humpback whale feeding BIA (Ferguson
et al., 2015), though humpback whale
distribution in southeast Alaska varies
by season and waterway (Dahlheim et
al., 2009). Humpback whales are present
within Auke Bay intermittently and in
low numbers. The area of the BIA that
may be affected by the planned project
is small relative to the overall area of the
BIA, and the area of suitable humpback
whale habitat that is not included in the
BIA. The southeast Alaska humpback
whale feeding BIA is active between
March and November while the planned
project is scheduled to occur between
January and June, resulting in only four
months of overlap. Additionally, pile
driving associated with the project is
expected to take only 14 days, further
reducing the temporal overlap with the
BIA. Therefore, the planned project is
not expected to have significant adverse
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effects on the southeast Alaska
humpback whale feeding BIA.
In summary and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
or stock through effects on annual rates
of recruitment or survival:
• No mortality is anticipated or
authorized;
• The Level A harassment exposures
are anticipated to result only in slight
PTS, within the lower frequencies
associated with pile driving;
• The anticipated incidents of Level B
harassment would consist of, at worst,
temporary modifications in behavior
that would not result in fitness impacts
to individuals;
• The area impacted by the specified
activity is very small relative to the
overall habitat ranges of all species,
does not include ESA-designated
critical habitat, and only temporally
overlaps with the southeast Alaska
humpback whale feeding BIA for four
months of the planned six months of
activity; and
• The required mitigation measures
are expected to reduce the effects of the
specified activity to the level of least
practicable adverse impact.
In addition, although affected
humpback whales and Steller sea lions
may be from a DPS that is listed under
the ESA, it is unlikely that minor noise
effects in a small, localized area of
habitat would have any effect on the
stocks’ ability to recover. In
combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
demonstrate that the potential effects of
the specified activities will have only
minor, short-term effects on individuals.
The specified activities are not expected
to impact rates of recruitment or
survival and will therefore not result in
population-level impacts.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
required monitoring and mitigation
measures, NMFS finds that the total
marine mammal take from the planned
activity will have a negligible impact on
all affected marine mammal species or
stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
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and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Table 7 demonstrates the number of
animals that could be exposed to
received noise levels that could cause
Level A and Level B harassment for the
planned work in Auke Bay. Our analysis
shows that less than 8 percent of each
affected stock could be taken by
harassment. The numbers of animals
authorized to be taken for these stocks
would be considered small relative to
the relevant stock’s abundances even if
each estimated taking occurred to a new
individual—an extremely unlikely
scenario.
Based on the analysis contained
herein of the planned activity (including
the required mitigation and monitoring
measures) and the anticipated take of
marine mammals, NMFS finds that
small numbers of marine mammals will
be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has determined that
the total taking of affected species or
stocks would not have an unmitigable
adverse impact on the availability of
such species or stocks for taking for
subsistence purposes. The planned
project is not known to occur in an
important subsistence hunting area. It is
a developed area with regular marine
vessel traffic. However, ADOT&PF plans
to provide advanced public notice of
construction activities to reduce
construction impacts on local residents,
ferry travelers, adjacent businesses, and
other users of the Auke Bay ferry
terminal and nearby areas. This will
include notification to local Alaska
Native tribes that may have members
who hunt marine mammals for
subsistence. Of the marine mammals
considered in this IHA application, only
harbor seals are known to be used for
subsistence in the project area. If any
tribes express concerns regarding
project impacts to subsistence hunting
of marine mammals, further
communication between will take place,
including provision of any project
information, and clarification of any
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Fmt 4703
Sfmt 4703
mitigation and minimization measures
that may reduce potential impacts to
marine mammals.
Based on the description of the
specified activity, the measures
described to minimize adverse effects
on the availability of marine mammals
for subsistence purposes, and the
required mitigation and monitoring
measures, NMFS has determined that
there will not be an unmitigable adverse
impact on subsistence uses from
ADOT&PF’s planned activities.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our action
(i.e., the issuance of an incidental
harassment authorization) with respect
to potential impacts on the human
environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
determined that the issuance of the IHA
qualifies to be categorically excluded
from further NEPA review.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the Alaska Regional Office,
whenever we propose to authorize take
for endangered or threatened species.
NMFS Alaska Region issued a
Biological Opinion to NMFs Office of
Protected Resources on October 3, 2019,
which concluded the issuance of an IHA
to ADOT&PF is not likely to jeopardize
the continued existence of wDPS Steller
sea lions or Mexico DPS humpback
whales or adversely modify critical
habitat because none exists in the area.
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Federal Register / Vol. 84, No. 205 / Wednesday, October 23, 2019 / Notices
Authorization
NMFS has issued an IHA to
ADOT&PF for conducting pile
installation and removal activities at the
Auke Bay ferry terminal between
January 1, 2020 and December 31, 2020,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated.
Dated: October 17, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–23080 Filed 10–22–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XR048
Take of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the North Jetty
Maintenance and Repairs Project,
Coos Bay, Oregon
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; two proposed incidental
harassment authorizations; request for
comments on proposed authorizations
and possible renewals.
AGENCY:
NMFS has received a request
from the U.S. Army Corps of Engineers
(USACE) for two authorizations to take
marine mammals incidental to the pile
driving and removal activities over two
years associated with the Coos Bay
North Jetty maintenance and repairs
project. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue two incidental harassment
authorizations (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-year
renewals that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than November 22,
2019.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
SUMMARY:
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18:10 Oct 22, 2019
Jkt 250001
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.Egger@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Stephanie Egger, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review. Under
the MMPA, ‘‘take’’ is defined as
meaning to harass, hunt, capture, or kill,
or attempt to harass, hunt, capture, or
kill any marine mammal.
Authorization for incidental takings
shall be granted if NMFS finds that the
PO 00000
Frm 00027
Fmt 4703
Sfmt 4703
56781
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth. The definitions of all applicable
MMPA statutory terms cited above are
included in the relevant sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
These actions are consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of these proposed IHAs
qualifies to be categorically excluded
from further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
requests.
Summary of Request
On March 18, 2019, NMFS received a
request from USACE for two IHAs to
take marine mammals incidental to
vibratory pile driving and removal
associated with the North Jetty
maintenance and repairs project, Coos
Bay, Oregon over the course of two
years with pile installation occurring
during Year 1 and pile removal
occurring during Year 2. The
application was deemed adequate and
E:\FR\FM\23OCN1.SGM
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Agencies
[Federal Register Volume 84, Number 205 (Wednesday, October 23, 2019)]
[Notices]
[Pages 56767-56781]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-23080]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG947
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Auke Bay Ferry Terminal
Modifications and Improvements Project in Juneau, Alaska
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; Issuance of an Incidental Harassment Authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that NMFS has issued an incidental harassment authorization (IHA) to
the Alaska Department of Transportation and Public Facilities (ADOT&PF)
to incidentally harass, by Level A and Level B harassment, marine
mammals during pile driving activities associated with the Auke Bay
Ferry Terminal Modifications and Improvements Project in Juneau,
Alaska.
DATES: This Authorization is effective from January 1, 2020 through
December 31, 2019.
FOR FURTHER INFORMATION CONTACT: Amy Fowler, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
[[Page 56768]]
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
Summary of Request
On January 17, 2019, NMFS received a request from ADOT&PF for an
IHA to take marine mammals incidental to pile driving activities at the
Auke Bay Ferry Terminal in Juneau, Alaska. The application was deemed
adequate and complete on April 1, 2019. ADOT&PF's request was for take
of a small number of seven species of marine mammals by Level B
harassment and Level A harassment. Neither ADOT&PF nor NMFS expects
serious injury or mortality to result from this activity and,
therefore, an IHA is appropriate.
Description of Specified Activity
ADOT&PF is planning to modify and improve the existing dolphin
structures at the Auke Bay Ferry Terminal. There are currently three
Alaska Marine Highway System ferry berths in Auke Bay. The planned
project will involve the East Stern Berth facility, which was
originally constructed in 2003 to accommodate new fast vehicle ferries.
The East Stern Berth must be renovated to accommodate two new Alaska-
class ferries, which will enter service in spring 2020. Four existing
dolphins at the ferry terminal will be removed using a vibratory
driver, and three breasting dolphins and two mooring dolphins will be
installed using both vibratory and impact hammers. Vibratory pile
removal and installation and impact pile installation would introduce
underwater sounds at levels that may result in take, by Level A and
Level B harassment, of marine mammals in Auke Bay.
During the 30-day public comment period, ADOT&PF notified NMFS that
based on experiences docking the M/V Tazlina at the Auke Bay Ferry
Terminal, ADOT&PF engineers had developed an updated design concept
that would result in a decrease in the number and size of piles to be
installed and removed, and therefore a decrease in the estimated number
of days of activity. Differences between the activities described in
the Federal Register notice of proposed IHA (84 FR 22453; May 17, 2019)
and the updated project plans are described here.
Dates and Duration
In the original project plan, construction was scheduled to begin
in November 2019 and continue through April 2020. Construction is now
scheduled to occur over a two-month period between January and June
2020. Pile driving will be intermittent during this period, depending
on weather, construction and mechanical delays, and logistical
constraints. Pile installation and removal can occur at variable rates,
from a few minutes to several hours per day. Vibratory pile
installation and removal was previously estimated to occur over 27 non-
consecutive days within the 6-month construction window, and impact
installation was estimated to occur intermittently on 12 of those 27
days. With the updated project design, vibratory pile installation and
removal is expected to occur on 14 non-consecutive days within the
construction window, and impact installation is expected to occur
intermittently on 10 of those 14 days.
Specific Geographic Region
The project occurs in Auke Bay, north of Juneau, Alaska. A detailed
description of the area is provided in the Federal Register notice of
proposed IHA (84 FR 22453; May 17, 2019) and is not repeated here.
Please see that Federal Register notice for more information.
Detailed Description of Specific Activity
The original project design included the removal and replacement of
four existing 5-pile dolphins and a single 1-pile dolphin with three 4-
pile dolphins and two 3-pile dolphins. A total of 21 steel pipe piles
were to be removed and 18 steel pipe piles were to be installed (Table
1). The updated design removes one existing 5-pile dolphin and
installing three new 5-pile dolphins. A total of 15 steel pipe piles
will be installed and 5 piles will be removed. Table 1 provides a
comparison between the piles and duration of the original and updated
designs.
Table 1--Number of Piles and Duration of Activity by Pile Type
----------------------------------------------------------------------------------------------------------------
Number of piles Days of installation/ removal
---------------------------------------------------------------
Pile size Original Original
design Updated design design Updated design
----------------------------------------------------------------------------------------------------------------
Install:
30-in steel piles........................... 12 6 8 4
24-in steel piles........................... 6 9 4 6
Remove:
30-in steel piles........................... 1 0 1 0
24-in steel piles........................... 12 3 8 2
20-in steel piles........................... 8 2 6 2
---------------------------------------------------------------
Total................................... 39 20 27 14
Total Install........................... 18 15 12 10
Total Remove............................ 21 5 15 4
----------------------------------------------------------------------------------------------------------------
Piles range in size from 20 to 30-inch (in) diameter. Piles will be
installed vertically (plumb) and/or installed at an angle (battered).
Piles will be advanced to refusal using a vibratory hammer and the
final approximately 10 ft will be driven using an impact hammer so that
the structural capacity of the pile embedment can be verified. The pile
[[Page 56769]]
installation methods used will depend on sediment depth and conditions
at each pile location. ADOT&PF estimates that one to three piles could
be installed per day. To account for inefficiencies and delays, ADOT&PF
estimated a mean installation and removal rate of 1.5 piles per day.
While the number of piles to be installed and removed and the number of
days of activity have changes, the duration per pile of vibratory
installation and removal and the anticipated number of strikes per pile
have remained the same as those presented in the Federal Register
notice of proposed IHA (84 FR 22453; May 17, 2019). Specifically,
vibratory installation of both 24- and 30-in piles is expected to take
45 minutes per pile, while vibratory removal of 20-, 24-, and 30-in
piles is expected to take 30 minutes per pile. Each pile installed is
expected to require 400 strikes from an impact hammer.
In addition to the pile size and number changes described above,
ADOT&PF now plans to use a drilled soil anchor to secure 12 of the
piles to the glacial till layer to withstand uplift forces. Anchors
will be installed within some of the pipe piles and drilled into dense
glacial till below the elevation of the pile tip after the pile has
been driven through the overlying sediment layer to refusal. An 8-in
diameter steel pipe casing is inserted within the larger diameter
production piles (24- or 30-in piles) and driven into the glacier till
layer. A drill bit attached to a stem rod is then inserted into the
steel pipe casing and a 6- to 8-in diameter hole is drilled into the
soil with rotary and percussion drilling methods. The drilling work is
contained within the steel pipe casing and the steel pipe pile. The
typical depth of the drilled hole varies, but an anticipated depth of
30 ft or more is expected to be necessary. After drilling, a steel
anchor rod is then grouted into the drilled hole and affixed to the top
of the pile.
Underwater noise from soil anchor installation is anticipated to be
low considering the double encasement surrounding the drill rod and the
depth of the overlying sediments. The glacial till layer is overlain
with 35 to 75 ft of sediments, and is expected to attenuate noise
production from drilling and reduce noise propagation into the water
column. Additionally, the casing used during drilling is inside the
larger diameter pile, further reducing noise levels. The pile that the
casing and drill will be lowered into will serve as a cofferdam and
prevent drilling noise from propagating through the water column. Noise
associated with the soil anchor drilling is anticipated to be contained
nearly entirely within the piling and is not expected to reach or
exceed the 120 decibel (dB) threshold for continuous noise sources
(NMFS 2019). An air impact hammer may be used to install the soil
anchor. These additional strikes are conservatively accounted for in
the total estimated strikes per pile (400) for the outer production
piles. Due to the low noise levels associated with the soil anchor
drilling, drilling is not expected to result in harassment and is not
discussed further.
Above-water work associated with the project will consist of the
installation of two shore anchor struts above the high tide line.
Additionally, there will be some improvement and retrofitting to the
dock-attached stern fenders. Existing utilities, including electrical
and sewer, will be replaced and improved. No in-water noise is
anticipated in association with above-water and upland construction
activities. Airborne sound is only expected to impact pinnipeds that
are hauled out in the area where sound levels exceed in-air harassment
thresholds. No pinniped haulouts exist in the project area and no
harassment from airborne sound is expected to result from project
activities. Therefore, above-water construction will not be discussed
further in this document.
Comments and Responses
A notice of NMFS's proposal to issue an IHA to ADOT&PF was
published in the Federal Register on May 17, 2019 (84 FR 22453). That
notice described, in detail, ADOT&PF's activity, the marine mammal
species that may be affected by the activity, and the anticipated
effects on marine mammals. During the 30-day public comment period,
NMFS received comments from the Marine Mammal Commission. The Marine
Mammal Commission recommended that NMFS issue the IHA, subject to
inclusion of the proposed mitigation, monitoring, and reporting
measures.
Comment 1: The Commission noted that the source levels used for
impact installation of 24- and 30-in piles were nearly identical. The
Commission stated that while the source level ranges for 24- and 30-in
piles overlap, the use of the same source level for different-sized
piles is an artifact of choosing one-off source measurements of only a
single or a few piles. Source levels associated with impact
installation of steel pipe piles should exhibit increasing trends with
increasing diameter of the piles. The Commission recommended that NMFS
conduct internal reviews of compiled source level data and make the
compilation(s) available to all relevant action proponents for use in
the near term.
Response: NMFS agrees that the range of source level values
overlaps for these pile sizes. In this case, sound source verification
for impact installation of 30-in piles at the exact project site was
used to provide the source levels for installation of 30-in piles
(Denes et al., 2016). Absent site-specific source levels for 24-in
piles, NMFS used the source levels reported in the California
Department of Transportation (Caltrans) pile driving source level
compendium (Caltrans 2015). Additionally, the Caltrans compendium
reports equal root mean square (rms) and single-strike sound exposure
level (SELss) for 24- and 30-in piles. NMFS is currently
compiling source level reports from various sources to create a
comprehensive pile driving source level compendium and will make that
document available once it has been finalized.
Comment 2: The Commission recommended that NMFS refrain from using
the proposed renewal process for ADOT&PF's authorization. The renewal
process should be used sparingly and selectively, by limiting its use
only to those proposed incidental harassment authorizations that are
expected to have the lowest levels of impacts on marine mammals and
that require the least complex analyses. If NMFS elects to use the
renewal process frequently or for authorizations that require a more
complex review or for which much new information has been generated the
Commission recommended that NMFS provide the Commission and other
reviewers the full 30- day comment period as set forth in section
101(a)(5)(D)(iii) of the MMPA.
Response: We appreciate the Commission's input and direct the
reader to our recent response to a similar comment, which can be found
at 84 FR 52464 (October 2, 2019), pg. 52466. We will consider the
Commission's comment further when and if ADOT & PF requests a Renewal
IHA.
Changes From the Proposed IHA to Final IHA
As described above, the design of the project has changed since
publication of the Federal Register notice of proposed IHA (84 FR
22453; May 17, 2019), such that fewer piles will be removed and
installed over fewer days. In addition to the changes to the project
design, NMFS has revised the estimated proportion of Western Distinct
Population Segment (DPS) Steller sea lions from 2 percent to 18.1
percent, based on information presented in Hastings et al. (2019). As
[[Page 56770]]
a result, NMFS has authorized more takes of wDPS Steller sea lions and
fewer takes of Eastern DPS Steller sea lions than what was proposed.
This change is described further in the ``Estimated Take'' section.
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected potential for occurrence in
Auke Bay and summarizes information related to the population or stock,
including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2016). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS's
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Alaska and U.S. Pacific SARs. All values presented in Table
2 are the most recent available at the time of publication and are
available in the 2017 SARs (Muto et al., 2018; Caretta et al., 2018)
and draft 2018 SARs (available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 2--Marine Mammals That Could Occur in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray whale...................... Eschrichtius robustus.. Eastern North Pacific.. -/-; N 26,960 (0.05, 25,849, 801 138
2016).
Family Balaenopteridae (rorquals):
Humpback whale.................. Megaptera novaeangliae. Central North Pacific.. -/-; Y 10,103 (0.3, 7,890, 83 25
2006).
Minke whale..................... Balaenoptera Alaska................. -/-; N N/A (see SAR, N/A, see UND 0
acutorostrada. SAR).
Fin whale....................... Balaenoptera physalus.. Northeast Pacific...... E/D; Y see SAR (see SAR, see 5.1 0.6
SAR, 2013).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer whale.................... Orcinus orca........... Alaska Resident........ -/-; N 2,347 (N/A, 2347, 24 1
2012).
Killer whale.................... Orcinus orca........... Northern Resident...... -/-; N 261 (N/A, 261, 2011).. 1.96 0
Killer whale.................... Orcinus orca........... West Coast Transient... -/-; N 243 (N/A, 243, 2009).. 2.4 0
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Southeast Alaska....... -/-; Y 975 (0.10; 896; 2012). 8.9 34
Dall's porpoise................. Phocoenoides dalli..... Alaska................. -/-; N 83,400 (0.097, N/A, UND 38
1991).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Steller sea lion................ Eumetopias jubatus..... Eastern DPS............ E/D; Y 54,267 (see SAR, 326 252
54,267, 2017).
Steller sea lion................ Eumetopias jubatus..... Western DPS............ -/-; N 41,638 (see SAR, 2,498 108
41,638, 2015).
Family Phocidae (earless seals):
Harbor seal..................... Phoca vitulina......... Lynn Canal/Stephens -/-; N 9,478 (see SAR, 8,605, 155 50
Passage. 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
NOTE--Italicized species are not expected to be taken and are not included in this authorization.
[[Page 56771]]
All species that could potentially occur in the project area are
included in Table 2. However, the spatial and temporal occurrence of
gray whales and fin whales in the area is such that take is not
expected to occur, and they are not discussed further beyond the
explanation provided here. Sightings of gray whales and fin whales are
uncommon in the inland waters of southeast Alaska. These species are
typically seen closer to the open waters of the Gulf of Alaska.
Additionally, the timing of the project (November through April)
coincides with the period when these species are expected to be further
south in their respective breeding areas. Take of gray whales and fin
whales was not requested and has not been authorized, and these species
are not considered further in this document.
A detailed description of the of the species likely to be affected
by the Auke Bay Ferry Terminal Modifications and Improvements project,
including brief introductions to the species and relevant stocks as
well as available information regarding population trends and threats,
and information regarding local occurrence, were provided in the
Federal Register notice for the proposed IHA (84 FR 22453; May 17,
2019); since that time, we are not aware of any changes in the status
of these species and stocks; therefore, detailed descriptions are not
provided here. Please refer to that Federal Register notice for these
descriptions. Please also refer to NMFS' website (https://www.fisheries.noaa.gov/find-species) for generalized species accounts.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of underwater noise from ADOT&PF's activities have the
potential to result in behavioral harassment of marine mammals in the
vicinity of the action area. The Federal Register notice for the
proposed IHA (84 FR 22453; May 17, 2019) included a discussion of the
effects of anthropogenic noise on marine mammals, therefore that
information is not repeated here; please refer to that Federal Register
notice (84 FR 22453; May 17, 2019) for that information.
Marine Mammal Habitat Effects
The main impact associated with ADOT&PF's activities would be
temporarily elevated sound levels and the associated direct effects on
marine mammals. The project would not result in permanent impacts to
habitats used directly by marine mammals, such as haulout sites, but
may have potential short-term impacts to food sources such as forage
fish, and minor impacts to the immediate substrate during installation
and removal of piles during the pile driving project. These potential
effects are discussed in detail in the Federal Register notice for the
proposed IHA (84 FR 22453; May 17, 2019), therefore that information is
not repeated here; please refer to that Federal Register notice for
that information.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would primarily be by Level B harassment, as use
of the vibratory and impact pile hammers has the potential to result in
disruption of behavioral patterns for individual marine mammals. There
is also some potential for auditory injury (Level A harassment) to
result, primarily for high frequency species and phocids because
predicted auditory injury zones are larger than for other hearing
groups. Auditory injury is unlikely to occur for other groups. The
required mitigation and monitoring measures are expected to minimize
the severity of such taking to the extent practicable.
As described previously, no mortality is anticipated or authorized
for this activity. Below we describe how the take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the authorized take.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 microPascal ([mu]Pa) (root mean square
(rms)) for continuous (e.g., vibratory pile-driving, drilling) and
above 160 dB re 1 [mu]Pa (rms) for non-explosive impulsive (e.g.,
seismic airguns) or intermittent (e.g., scientific sonar) sources.
ADOT&PF's planned activity includes the use of continuous
(vibratory pile driving and removal) and impulsive (impact pile
driving) sources, and therefore the 120 and 160 dB re 1 [mu]Pa (rms)
thresholds are applicable.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (Technical Guidance, 2018) identifies dual
criteria to assess auditory injury (Level A harassment) to five
different marine mammal groups (based on hearing sensitivity) as a
result of exposure to noise from two different types of sources
(impulsive or non-impulsive). ADOT&PF's planned
[[Page 56772]]
activity includes the use of impulsive (impact pile driving) and non-
impulsive (vibratory pile driving and removal) sources.
These thresholds are provided in Table 3. The references, analysis,
and methodology used in the development of the thresholds are described
in NMFS 2018 Technical Guidance, which may be accessed at https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group -------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.......... Cell 1 Lpk,flat: 219 dB; Cell 2 LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans.......... Cell 3 Lpk,flat: 230 dB; Cell 4 LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans......... Cell 5 Lpk,flat: 202 dB; Cell 6 LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater).... Cell 7 Lpk,flat: 218 dB; Cell 8 LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater)... Cell 9 Lpk,flat: 232 dB; Cell 10 LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the planned project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., impact pile driving, vibratory
pile driving and removal). The maximum (underwater) area ensonified
above the thresholds for behavioral harassment referenced above is 22.5
km \2\ (8.69 mi \2\), and is governed by the topography of Auke Bay and
the various islands located within and around the bay. The eastern part
of Auke Bay is acoustically shadowed by Auke Cape, while Portland
Island, Coghlan Island, Suedla Island, and Spuhn Island would inhibit
sound transmission from reaching the more open waters toward Mansfield
Peninsula (see Figure 6-2 in the IHA application). Additionally, vessel
traffic and other commercial and industrial activities in the project
area may contribute to elevated background noise levels which may mask
sounds produced by the project.
The project includes vibratory and impact pile installation of
steel pipe piles and vibratory removal of steel pipe piles. Source
levels of pile installation and removal activities are based on reviews
of measurements of the same or similar types and dimensions of piles
available in the literature, including past pile driving activities in
Auke Bay. Source levels for each pile size and driving method are
presented in Table 4. The source level for vibratory installation of
24-inch piles and vibratory removal of 24-inch and 20-inch piles are
from measurements of 24-inch steel piles driven at Navy installations
in Puget Sound, Washington (United States Navy 2015). As there are no
measurements of source levels for these pile types in Alaska, we use
the Navy's source levels as a proxy. The vibratory and impact source
levels for 30-inch pile installation is from pile driving activities at
the Auke Bay ferry terminal in November 2015 (Denes et al., 2016). The
source level for impact installation of 24-inch piles is based on the
averaged source level of the same type of pile reported by California
Department of Transportation (Caltrans) in a pile driving source level
compendium document (Caltrans 2015). Source levels for vibratory
installation and removal of piles of the same diameter are assumed to
be the same.
Table 4--Sound Source Levels for Pile Sizes and Driving Methods
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source level
Pile size Method ------------------------------------------------ Literature source
dB RMS dB SEL\a\ dB peak
--------------------------------------------------------------------------------------------------------------------------------------------------------
20-inch................................ vibratory................ \b\ 161 N/A N/A Navy 2015.
24-inch................................ vibratory................ 161 N/A N/A Navy 2015.
24-inch................................ impact................... 190 177 203 Caltrans 2015.
30-inch................................ vibratory................ 168 N/A N/A Denes et al. 2016.
30-inch................................ impact................... 191 177 206 Denes et al. 2016.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ Sound exposure level (dB re 1 [micro]Pa\2\-sec).
\b\ Source level data for 20-in piles are not available. Source levels for 20-in piles are conservatively assumed the be the same as 24-in piles.
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth,
[[Page 56773]]
water depth, water chemistry, and bottom composition and topography.
The general formula for underwater TL is:
TL = B * Log10 (R 1/R 2),
Where
TL = transmission loss in dB
B = transmission loss coefficient
R 1= the distance of the modeled SPL from the driven
pile, and
R 2= the distance from the driven pile of the initial
measurement
Absent site-specific acoustical monitoring with differing measured
transmission loss, a practical spreading value of 15 is used as the
transmission loss coefficient in the above formula. For vibratory and
impact pile driving of 30-inch piles at the Auke Bay ferry terminal,
Denes et al., (2016) measured transmission loss that differed slightly
from the standard practical value of 15. The transmission loss
coefficient for vibratory driving of 30-inch piles was determined to be
16.4 while the coefficient for impact driving of 30-inch piles was
determined to be 14.6. These transmission loss coefficients were used
to calculate the Level A and Level B harassment zones for 30-inch
piles. Site-specific transmission loss data for 20- and 24-inch piles
are not available, therefore the default coefficient of 15 is used for
these pile sizes to determine the distances to the Level A and Level B
harassment thresholds.
Table 5--Pile Driving Source Levels and Distances to Level B Harassment Thresholds
----------------------------------------------------------------------------------------------------------------
Level B Level B
Source level threshold (dB Propagation Distance to harassment
Pile size and method at 10 m (dB re re 1 [mu]Pa (xLogR) Level B ensonified
1 [mu]Pa rms) rms) threshold (m) area (km\2\)
----------------------------------------------------------------------------------------------------------------
20-inch vibratory............... 161 120 15 5,412 15.3
24-inch vibratory............... 161 120 15 5,412 15.3
24-inch impact.................. 190 160 15 1,000 1.5
30-inch vibratory............... 168 120 16.4 8,449 22.5
30-inch impact.................. 191 160 14.6 1,328 2.3
----------------------------------------------------------------------------------------------------------------
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources (such as pile
drivers), NMFS User Spreadsheet predicts the closest distance at which,
if a marine mammal remained at that distance the whole duration of the
activity, it would not incur PTS. Inputs used in the User Spreadsheet
(Table 6), and the resulting isopleths are reported below (Table 7).
Table 6--User Spreadsheet Input Parameters Used for Calculating Level A Harassment Isopleths
--------------------------------------------------------------------------------------------------------------------------------------------------------
Weighting
factor Number of Number of Duration to
Pile size and installation method Spreadsheet tab used adjustment Source level at 10 m Propagation (xLogR) strikes per piles per per pile
(kHz) pile day (minutes)
--------------------------------------------------------------------------------------------------------------------------------------------------------
20-inch and 24-inch Vibratory A.1) Vibratory pile 2.5 161 dB rms.......... 15LogR.............. ........... 3 30
Removal. driving.
30-inch Vibratory Removal......... A.1) Vibratory pile 2.5 168 dB rms.......... 16.4LogR............ ........... 3 30
driving.
24-inch Vibratory Installation.... A.1) Vibratory pile 2.5 161 dB rms.......... 15LogR.............. ........... 3 45
driving.
30-inch Vibratory Installation.... A.1) Vibratory pile 2.5 168 dB rms.......... 16.4LogR............ ........... 3 45
driving.
24-inch Impact Installation....... E.1) Impact pile 2 177 dB SEL.......... 15LogR.............. 400 \a\ 1-3 ...........
driving.
30-inch Impact Installation....... E.1) Impact pile 2 177 dB SEL.......... 14.6LogR............ 400 \a\ 1-3 ...........
driving.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ To account for potential variations in daily productivity during impact installation, isopleths were calculated for different numbers of piles that
could be installed per day (Table 1).
Table 7--Calculated Distances to Level A Harassment Isopleths
----------------------------------------------------------------------------------------------------------------
Level A harassment zone (m)
Activity -------------------------------------------------------------------------------
LF-cetaceans MF-cetaceans HF-cetaceans Phocids Otariids
----------------------------------------------------------------------------------------------------------------
20-inch and 24-inch Vibratory 9 1 14 6 1
Removal........................
30-inch Vibratory Removal....... 25 3 25 16 2
24-inch Vibratory Installation.. 12 1 18 8 1
30-inch Vibratory Installation.. 31 4 45 20 2
24-inch Impact Installation (3 449 16 535 241 18
piles per day).................
24-inch Impact Installation (2 343 13 409 184 14
piles per day).................
24-inch Impact Installation (1 216 8 258 116 9
pile per day)..................
30-inch Impact Installation (3 499 17 597 263 18
piles per day).................
30-inch Impact Installation (2 378 13 452 199 14
piles per day).................
[[Page 56774]]
30-inch Impact Installation (1 235 8 281 124 9
pile per day)..................
----------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Calculation and Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals and describe how it is
brought together with the information above to produce a quantitative
take estimate. When available, peer-reviewed scientific publications
were used to estimate marine mammal abundance in the project area.
However, scientific surveys and resulting data such as population
estimates, densities, and other quantitative information are lacking
for most marine mammal populations and most areas of southeast Alaska,
including Auke Bay. Therefore, AKDOT&PF gathered qualitative
information from discussions with knowledgeable local people in the
Auke Bay area, including biologists, the harbormaster, a tour operator,
and other individuals familiar with marine mammals in the Auke Bay
area.
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. Because reliable
densities are not available, the applicant requests take based on the
maximum number of animals that may occur in the harbor per day
multiplied by the number of days of the activity.
Steller Sea Lion
Steller sea lions are common within Auke Bay but generally only
occur in the area during winter. Most individuals that frequent Auke
Bay haul out at Benjamin Island in Lynn Canal. The Auke Bay boating
community observes Steller sea lions transiting between Auke Bay and
Benjamin Island regularly during winter. Steller sea lions are not
known to haul out on any beaches or structures within Auke Bay, but
animals have been observed foraging within Auke Bay, and may rest in
large raft groups in the water. Groups as large as 121 individuals have
been observed in Auke Bay (Ridgway pers. observ.).
ADOT&PF estimates that one large group (121 individuals) may be
exposed to project-related underwater noise daily on 14 days of pile
installation and removal activities, for a total of 1,694 exposures. In
the Federal Register notice of proposed IHA (84 FR 22453; May 17,
2019), NMFS assumed only two percent of Steller sea lions present in
Auke Bay were expected to belong to the wDPS. However, new research on
the numbers of wDPS Steller sea lions in southeast Alaska suggests that
up to 18.1 percent of Steller sea lions in the project vicinity may be
from the wDPS (Hastings et al., 2019). Therefore, NMFS has assigned
18.1 percent of the calculated exposures to the wDPS, for a total of
307 exposures of wDPS Steller sea lions and 1,387 exposures of eDPS
Steller sea lions.
The largest Level A harassment zone for otariid pinnipeds extends
18 m from the source (Table 6). ADOT&PF is planning to implement a
minimum 20 m shutdown zone during all pile installation and removal
activities (see Mitigation section), which is expected to eliminate the
potential for Level A take of Steller sea lions. Therefore, no takes of
Steller sea lions by Level A harassment were requested or authorized.
Harbor Seal
Harbor seals are commonly sighted in the waters of the inside
passages throughout southeast Alaska. Seals occur year-round within the
project area and are regularly sighted in Auke Bay, including Statter
Harbor. NOAA aerial survey data indicate that groups ranging from 10 to
52 seals could be present within the project area during summer at
haulouts on the western side of Coghlan Island, as well as on
Battleship Island (Ridgway unpubl. data).
Harbor seals are known to haul out within the Level B harassment
zones and may be exposed to noise levels in excess of the Level B
harassment thresholds upon entering the water. ADOT&PF estimates up to
52 harbor seals could be exposed to elevated sound levels on each day
of pile driving, for a total of 728 exposures.
The largest Level A harassment zone for phocid pinnipeds results
from impact pile driving of 30-inch piles and extends 263 m from the
source (Table 6). There are no haulouts located within the Level A
harassment zone and although it is unlikely that harbor seals will
enter this area without detection while pile driving activities are
underway, it is possible that harbor seals may approach and enter the
Level A harassment zone undetected. ADOT&PF estimated that up to 11
harbor seals may approach the site within 263 m of the source each day.
Impact pile driving may occur on up to 10 days. For this reason,
ADOT&PF has requested Level A take of 11 harbor seals daily on the 10
days of impact pile driving for a total of 110 takes by Level A
harassment. The largest Level A harassment zone for phocid pinnipeds
from vibratory pile driving extends 20 m from the source (Table 6).
ADOT&PF is planning to implement a minimum 20 m shutdown zone during
all pile installation and removal activities (see Mitigation section),
which is expected to eliminate the potential for Level A harassment of
harbor seals from vibratory pile driving.
Harbor Porpoise
Although there have been no systematic studies or observations of
harbor porpoises specific to Auke Bay, there is the potential for them
to occur within the project area. Abundance data for harbor porpoises
in southeast Alaska were collected during 18 seasonal surveys spanning
22 years, from 1991 to 2012. During that study, a total of 398 harbor
porpoises were observed in the northern inland waters of southeast
Alaska, including Lynn Canal (Dahlheim et al., 2015). Mean group size
of harbor porpoises in southeast Alaska varies by season. In the fall,
mean group size was determined to be 1.88 harbor porpoises (Dahlheim et
al., 2009). ADOT&PF has conservatively assumed that one pair of harbor
porpoises may be present in Auke Bay per day.
One pair of harbor porpoises per day could enter the Level B
harassment zone for a total of 28 exposures. The largest Level A
harassment zone results from impact driving of 30-inch piles, and
extends 597 m from the source (Table 6). Impact pile driving may occur
on up to 10 days (Table 1). ADOT&PF will implement a shutdown zone for
harbor porpoises that encompasses the largest Level A harassment zone
(see Mitigation section). However, harbor porpoises are known to be an
inconspicuous species and are challenging for protected species
observers (PSOs) to sight, making any approach to a specific area
[[Page 56775]]
potentially difficult to detect. Because harbor porpoises move quickly
and elusively, it is possible that they may enter the Level A
harassment zone without detection. ADOT&PF has estimated that one pair
of harbor porpoises may enter the Level A harassment zone every other
day over the 10 days of impact pile driving, which is used to
conservatively predict a total of 10 exposures to Level A harassment.
The largest Level A harassment zone for high-frequency cetaceans from
vibratory pile driving is 45 m. ADOT&PF is planning to implement a
minimum 50 m shutdown zone for all cetacean species during vibratory
pile installation and removal activities (see Mitigation section),
which is expected to eliminate the potential for Level A harassment of
harbor porpoises from vibratory pile driving.
Dall's Porpoise
Dall's porpoises are not expected to occur within Auke Bay because
the shallow water habitat of the bay is atypical of areas where Dall's
porpoises usually occur. However, Dall's porpoises may
opportunistically inhabit nearshore habitat, especially in spring.
Therefore, ADOT&PF estimated that one large pod of Dall's porpoise (15
individuals) may occur within the Level B harassment zone once per
month in the months of March and April, for a total of 30 takes by
Level B harassment.
ADOT&PF will implement shutdown zones for porpoises that encompass
the largest Level A harassment zones for each pile driving activity
(see Mitigation section). The largest Level A harassment zone for
Dall's porpoise extends 597 m from the source during impact
installation of 30-inch piles (Table 6). Given the larger group size
and more conspicuous rooster-tail generated by swimming Dall's
porpoises, which makes them more noticeable than harbor porpoises, PSOs
are expected to detect Dall's porpoises prior to them entering the
Level A harassment zone. Therefore, takes of Dall's porpoises by Level
A harassment have not been authorized.
Killer Whale
Killer whales are observed occasionally during summer throughout
Lynn Canal but their presence in Auke Bay is unlikely. As a precaution,
because Level B harassment zones extend beyond the more enclosed waters
of Auke Bay, AKDOT&PF has estimated that one pod of killer whales (15
individuals) may enter the Level B harassment zone once over the course
of the project for a total of 15 takes by Level B harassment.
ADOT&PF will implement shutdown zones that encompass the largest
Level A harassment zones for killer whales during all pile driving
activities. Killer whales are generally conspicuous and PSOs are
expected to detect killer whales and implement a shutdown before the
animals enter the Level A harassment zone. Therefore, takes by Level A
harassment have not been authorized.
Humpback Whale
Use of Auke Bay by humpback whales is intermittent and irregular
year-round. During winter, researchers have documented 1 to 19
individual humpback whales per month in waters close to the project
area, including Lynn Canal (Moran et al., 2018a; Straley et al., 2018).
Group sizes in southeast Alaska generally range from one to four
individuals (Dahlheim et al., 2009). Based on observations of humpback
whales within Auke Bay during winter, ADOT&PF estimates that one group
of up to four individuals may be exposed to project-related underwater
sound each day during the 14 days of pile driving activities, for a
total of 56 exposures.
The largest Level A harassment zone for humpback whales extends 499
m from the source during impact installation of 30-inch piles (Table
6). Given the irregular and small presence of humpback whales in Auke
Bay, along with the fact that PSOs are expected to detect humpback
whales before they enter the Level A harassment zone and implement
shutdowns to prevent take by Level A harassment, no Level A takes have
been authorized.
Minke Whale
Dedicated surveys for cetaceans in southeast Alaska found that
minke whales were scattered throughout inland waters from Glacier Bay
and Icy Strait to Clarence Strait, with small concentrations near the
entrance of Glacier Bay. All sightings were of single minke whales,
except for a single sighting of multiple minke whales. Surveys took
place in spring, summer, and fall, and minke whales were present in low
numbers in all seasons and years (Dahlheim et al., 2009). Anecdotal
reports have not included minke whales near Auke Bay. However, minke
whales are distributed throughout a wide variety of habitats and have
been observed in nearby Glacier Bay, indicating they may potentially
occur within the Level B harassment zone. Therefore, ADOT&PF estimates
that one minke whale per month may enter the Level B harassment zone
over the course of pile driving activities, for a total of six takes by
Level B harassment.
The Level A harassment zones for minke whales are the same as for
humpback whales, and the shutdown protocols will be the same as well.
Therefore, given the low occurrence of minke whales combined with the
mitigation, takes by Level A harassment have not been authorized.
Table 8--Authorized Take by Level A and Level B Harassment, by Species and Stock
--------------------------------------------------------------------------------------------------------------------------------------------------------
Authorized
Stock Total take as
Common name Stock abundance \a\ Level A Level B authorized percentage of
take stock
--------------------------------------------------------------------------------------------------------------------------------------------------------
Humpback whale............................ Central North Pacific....... 10,103 0 \b\ 56 56 0.55
Minke Whale............................... Alaska...................... N/A 0 6 6 N/A
Killer whale.............................. Alaska Resident............. 2,347 0 15 15 \d\ 0.64
Northern Resident........... 261 \d\ 5.75
West Coast Transient........ 243 \d\ 6.17
Harbor porpoise........................... Southeast Alaska............ 975 10 18 28 2.87
Dall's porpoise........................... Alaska...................... 83,400 0 30 30 <0.1
Steller sea lion.......................... Western U.S................. 54,267 0 307 \c\ 307 0.57
Eastern U.S................. 41,638 0 1,387 1,387 3.33
Harbor seal............................... Lynn Canal/Stephens Passage. 9,478 110 618 728 7.68
--------------------------------------------------------------------------------------------------------------------------------------------------------
\a\ Stock or DPS size is Nbest according to NMFS 2018 Draft Stock Assessment Reports.
[[Page 56776]]
\b\ For ESA section 7 consultation purposes, 6.1 percent are designated to the Mexico DPS and the remaining are designated to the Hawaii DPS; therefore,
we assigned 4 Level B takes to the Mexico DPS.
\c\ Based on the percent of branded animals at Gran Point and in consultation with the Alaska Regional Office, we used an 18.1 percent distinction
factor to determine the number of animals potentially from the western DPS.
\d\ These percentages assume all 15 takes may occur to each individual stock, thus the percentage of one or more stocks are likely inflated as the takes
would be divided among multiple stocks.
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned); and
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
Mitigation for Marine Mammals and Their Habitat
In addition to the measures described later in this section,
ADOT&PF must employ the following standard mitigation measures:
Conduct briefings between construction supervisors and
crews and the marine mammal monitoring team prior to the start of all
pile driving activity, and when new personnel join the work, to explain
responsibilities, communication procedures, marine mammal monitoring
protocol, and operational procedures;
For in-water heavy machinery work other than pile driving
(e.g., standard barges, etc.), if a marine mammal comes within 10 m,
operations must cease and vessels must reduce speed to the minimum
level required to maintain steerage and safe working conditions. This
type of work could include the following activities: (1) Movement of
the barge to the pile location; or (2) positioning of the pile on the
substrate via a crane (i.e., stabbing the pile);
Work may only occur during daylight hours, when visual
monitoring of marine mammals can be conducted;
For those marine mammals for which Level B harassment take
has not been requested, in-water pile installation/removal must shut
down immediately if such species are observed within or on a path
towards the monitoring zone (i.e., Level B harassment zone); and
If take reaches the authorized limit for an authorized
species, pile installation/removal must be stopped as these species
approach the Level B harassment zone to avoid additional take.
The following measures also apply to ADOT&PF's mitigation
requirements:
Establishment of Shutdown Zone for Level A Harassment--For all pile
installation and removal activities, ADOT&PF must establish a shutdown
zone. The purpose of a shutdown zone is generally to define an area
within which shutdown of activity would occur upon sighting of a marine
mammal (or in anticipation of an animal entering the defined area).
These shutdown zones must be used to prevent incidental Level A
exposures from impact pile driving for Steller sea lions, Dall's
porpoises, killer whales, humpback whales, and minke whales, and to
reduce the potential for such take for harbor seals and harbor
porpoises. During all pile driving and removal activities, a minimum
shutdown zone of 20 m must be enforced (Table 9). During vibratory pile
driving and removal activities, ADOT&PF must enforce a 50 m shutdown
zone for all cetacean species (Table 9). Shutdown zones for impact pile
driving activities are based on the Level A harassment zones and
therefore vary by pile size, number of piles installed per day, and
marine mammal hearing group (Table 9). Shutdown zones for impact pile
driving must be established each day for the greatest number of piles
that are expected to be installed that day. If no marine mammals enter
their respective Level A harassment zones during impact installation of
the first pile of the day, the shutdown zone for the next pile that
same day will be smaller (e.g., the shutdown zone for a three-pile day
will be reduced in size to the shutdown zone for a two-pile day for the
second pile). Shutdown zones will be further reduced to those for a
one-pile day for the third pile of the day, as long as no marine
mammals have been exposed to noise levels exceeding the Level A
harassment thresholds that day. The placement of Protected Species
Observers (PSOs) during all pile driving activities (described in
detail in the Monitoring and Reporting Section) must ensure shutdown
zones are visible.
Table 9--Shutdown Zones During Pile Installation and Removal
--------------------------------------------------------------------------------------------------------------------------------------------------------
Shutdown zone (m)
Activity Piles per day -------------------------------------------------------------------------------
LF cetaceans MF cetaceans HF cetaceans Phocids Otariids
--------------------------------------------------------------------------------------------------------------------------------------------------------
All vibratory installation and removal.................. 3 50
20
-------------------------------------------------------------------------------
30-inch pile impact installation........................ 3 500 20 600 270 20
[[Page 56777]]
2 380 460 200
1 250 290 130
24-inch pile impact installation........................ 3 450 550 250
2 350 410 200
1 220 260 120
--------------------------------------------------------------------------------------------------------------------------------------------------------
Establishment of Monitoring Zones for Level B Harassment--ADOT&PF
must establish monitoring zones to correlate with Level B disturbance
zones or zones of influence which are areas where SPLs are equal to or
exceed the 160 dB rms threshold for impact driving and the 120 dB rms
threshold during vibratory driving. Monitoring zones provide utility
for observing by establishing monitoring protocols for areas adjacent
to the shutdown zones. Monitoring zones enable observers to be aware of
and communicate the presence of marine mammals in the project area
outside the shutdown zone and thus prepare for a potential cease of
activity should the animal enter the shutdown zone. The monitoring
zones are presented in Table 10. Placement of PSOs on the shorelines
around Auke Bay allow PSOs to observe marine mammals within and near
Auke Bay. Should PSOs determine the monitoring zone cannot be
effectively observed in its entirety, Level B harassment exposures must
be recorded and extrapolated based upon the number of observed take and
the percentage of the Level B zone that was not visible.
Table 10--Marine Mammal Monitoring Zones
------------------------------------------------------------------------
Monitoring
Activity zone (m)
------------------------------------------------------------------------
20-inch vibratory removal.................................. 5,415
24-inch vibratory removal and installation.................
24-inch impact installation................................ 1,000
30-inch vibratory installation............................. 8,450
30-inch impact installation................................ 1,330
------------------------------------------------------------------------
Soft Start--The use of soft-start procedures are believed to
provide additional protection to marine mammals by providing warning
and/or giving marine mammals a chance to leave the area prior to the
hammer operating at full capacity. For impact pile driving, contractors
are required to provide an initial set of strikes from the hammer at
reduced energy, with each strike followed by a 30-second waiting
period. This procedure must be conducted a total of three times before
impact pile driving begins. Soft start must be implemented at the start
of each day's impact pile driving and at any time following cessation
of impact pile driving for a period of thirty minutes or longer. Soft
start is not required during vibratory pile driving and removal
activities.
Pre-Activity Monitoring--Prior to the start of daily in-water
construction activity, or whenever a break in pile installation/removal
of 30 minutes or longer occurs, PSOs must observe the shutdown and
monitoring zones for a period of 30 minutes. The shutdown zone must be
cleared when a marine mammal has not been observed within the zone for
that 30-minute period. If a marine mammal is observed within the
shutdown zone, a soft-start cannot proceed until the animal has left
the zone or has not been observed for 15 minutes. If the Level B
harassment zone has been observed for 30 minutes and non-permitted
species are not present within the zone, soft start procedures can
commence and work can continue even if visibility becomes impaired
within the Level B monitoring zone. When a marine mammal permitted for
Level B take is present in the Level B harassment zone, activities may
begin and Level B take will be recorded. As stated above, if the entire
Level B zone is not visible at the start of construction, pile driving
activities can begin. If work ceases for more than 30 minutes, the pre-
activity monitoring of both the Level B and shutdown zone must
commence.
Based on our evaluation of the applicant's proposed measures, NMFS
has determined that the required mitigation measures provide the means
effecting the least practicable impact on the affected species or
stocks and their habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
planned action area. Effective reporting is critical both to compliance
as well as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
[[Page 56778]]
Marine Mammal Visual Monitoring
Monitoring must be conducted by NMFS-approved observers. Trained
observers must be placed from the best vantage point(s) practicable to
monitor for marine mammals and implement shutdown or delay procedures
when applicable through communication with the equipment operator.
Observer training must be provided prior to project start, and shall
include instruction on species identification (sufficient to
distinguish the species in the project area), description and
categorization of observed behaviors and interpretation of behaviors
that may be construed as being reactions to the specified activity,
proper completion of data forms, and other basic components of
biological monitoring, including tracking of observed animals or groups
of animals such that repeat sound exposures may be attributed to
individuals (to the extent possible).
Monitoring must be conducted 30 minutes before, during, and 30
minutes after pile installation/removal activities. In addition,
observers must record all incidents of marine mammal occurrence,
regardless of distance from activity, and must document any behavioral
reactions in concert with distance from piles being driven or removed.
Pile installation/removal activities include the time to install or
remove a single pile or series of piles, as long as the time elapsed
between uses of the pile driving equipment is no more than 30 minutes.
At least two land-based PSOs must be on duty during all pile
installation and removal activities. One PSO must be positioned at the
ferry terminal to allow full monitoring of the waters within the
shutdown zones and the closest waters of the Level B harassment
monitoring zones. An additional PSO will be positioned on the shoreline
around Auke Bay to observe the larger monitoring zones. Potential PSO
locations are shown in Figure 2-2 of ADOT&PF's Marine Mammal Mitigation
and Monitoring Plan.
PSOs must scan the waters using binoculars, and/or spotting scopes,
and must use a handheld GPS or range-finder device to verify the
distance to each sighting from the project site. All PSOs must be
trained in marine mammal identification and behaviors and are required
to have no other project-related tasks while conducting monitoring. In
addition, monitoring must be conducted by qualified observers, placed
at the best vantage point(s) practicable to monitor for marine mammals
and implement shutdown/delay procedures when applicable by calling for
the shutdown to the hammer operator. ADOT&PF must adhere to the
following observer qualifications:
(i) Independent observers (i.e., not construction personnel) are
required;
(ii) At least one observer must have prior experience working as an
observer;
(iii) Other observers may substitute education (degree in
biological science or related field) or training for experience; and
(iv) ADOT&PF must submit observer CVs for approval by NMFS.
Additional standard observer qualifications include:
Ability to conduct field observations and collect data
according to assigned protocols;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates and times when in-water construction
activities were suspended to avoid potential incidental injury from
construction sound of marine mammals observed within a defined shutdown
zone; and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
A draft marine mammal monitoring report must be submitted to NMFS
within 90 days after the completion of pile installation and removal
activities. It must include an overall description of work completed, a
narrative regarding marine mammal sightings, and associated PSO data
sheets. Specifically, the report must include:
Date and time that monitored activity begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, sex and age class of
marine mammals;
Description of any observable marine mammal behavior
patterns, including bearing and direction of travel and distance from
pile driving activity;
Distance from pile driving activities to marine mammals
and distance from the marine mammals to the observation point;
Locations of all marine mammal observations; and
Other human activity in the area.
If no comments are received from NMFS within 30 days, the draft
final report will constitute the final report. If comments are
received, a final report addressing NMFS comments must be submitted
within 30 days after receipt of comments.
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner prohibited by the IHA
(if issued), such as an injury, serious injury or mortality, ADOT&PF
must immediately cease the specified activities and report the incident
to the Chief of the Permits and Conservation Division, Office of
Protected Resources, NMFS, and the Alaska Regional Stranding
Coordinator. The report must include the following information:
Description of the incident;
Environmental conditions (e.g., Beaufort sea state,
visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities must not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS would work with ADOT&PF to
determine what is necessary to minimize the likelihood of further
prohibited take and ensure MMPA compliance. ADOT&PF would not be able
to resume their activities until notified by NMFS via letter, email, or
telephone.
In the event that ADOT&PF discovers an injured or dead marine
mammal, and the lead PSO determines that the cause of the injury or
death is unknown and the death is relatively recent (e.g., in less than
a moderate state of decomposition as described in the next paragraph),
ADOT&PF must immediately report the incident to the Chief of the
Permits and Conservation Division, Office of Protected Resources, NMFS,
and the NMFS Alaska Stranding Hotline and/or by email to the Alaska
Regional Stranding Coordinator. The report must include the same
information identified in the paragraph above. Activities would be able
to continue while NMFS reviews the circumstances of the incident. NMFS
would work with ADOT&PF to determine whether modifications in the
activities are appropriate.
[[Page 56779]]
In the event that ADOT&PF discovers an injured or dead marine
mammal and the lead PSO determines that the injury or death is not
associated with or related to the activities authorized in the IHA
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), ADOT&PF must report the incident
to the Chief of the Permits and Conservation Division, Office of
Protected Resources, NMFS, and the NMFS Alaska Stranding Hotline and/or
by email to the Alaska Regional Stranding Coordinator, within 24 hours
of the discovery. ADOT&PF must provide photographs, video footage (if
available), or other documentation of the stranded animal sighting to
NMFS and the Marine Mammal Stranding Network.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
Pile installation/removal activities associated with the project as
outlined previously, have the potential to disturb or displace marine
mammals. Specifically, the specified activities may result in take, in
the form of Level A harassment and Level B harassment from underwater
sounds generated from pile driving and removal. Potential takes could
occur if individuals of these species are present in zones ensonified
above the thresholds for Level A or Level B harassment identified above
when these activities are underway.
The takes from Level A and Level B harassment would be due to
potential behavioral disturbance, TTS, and PTS. No mortality is
anticipated given the nature of the activity and measures designed to
minimize the possibility of injury to marine mammals. Level A
harassment is only anticipated for harbor porpoise and harbor seal. The
potential for harassment is minimized through the construction method
and the implementation of the required mitigation measures (see
Mitigation section).
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring) (e.g., Thorson and Reyff
2006; HDR, Inc. 2012; Lerma 2014; ABR 2016). Most likely for pile
driving, individuals will simply move away from the sound source and be
temporarily displaced from the areas of pile driving, although even
this reaction has been observed primarily only in association with
impact pile driving. The pile driving activities analyzed here are
similar to, or less impactful than, numerous other construction
activities conducted in southeast Alaska, which have taken place with
no known long-term adverse consequences from behavioral harassment.
Level B harassment will be reduced to the level of least practicable
adverse impact through use of mitigation measures described herein and,
if sound produced by project activities is sufficiently disturbing,
animals are likely to simply avoid the area while the activity is
occurring. While vibratory driving associated with the planned project
may produce sound at distances of many kilometers from the project
site, thus intruding on some habitat, the project site itself is
located in a busy harbor and the majority of sound fields produced by
the specified activities are close to the harbor. Therefore, we expect
that animals annoyed by project sound would simply avoid the area and
use more-preferred habitats.
In addition to the expected effects resulting from authorized Level
B harassment, we anticipate that harbor porpoises and harbor seals may
sustain some limited Level A harassment in the form of auditory injury.
However, animals in these locations that experience PTS would likely
only receive slight PTS, i.e. minor degradation of hearing capabilities
within regions of hearing that align most completely with the energy
produced by pile driving, i.e. the low-frequency region below 2 kHz,
not severe hearing impairment or impairment in the regions of greatest
hearing sensitivity. If hearing impairment occurs, it is most likely
that the affected animal would lose a few decibels in its hearing
sensitivity, which in most cases is not likely to meaningfully affect
its ability to forage and communicate with conspecifics. As described
above, we expect that marine mammals would be likely to move away from
a sound source that represents an aversive stimulus, especially at
levels that would be expected to result in PTS, given sufficient notice
through use of soft start.
The project also is not expected to have significant adverse
effects on affected marine mammals' habitat. The project activities
would not modify existing marine mammal habitat for a significant
amount of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range; but, because
of the short duration of the activities and the relatively small area
of the habitat that may be affected, the impacts to marine mammal
habitat are not expected to cause significant or long-term negative
consequences.
Nearly all inland waters of southeast Alaska, including Auke Bay,
are included in the southeast Alaska humpback whale feeding BIA
(Ferguson et al., 2015), though humpback whale distribution in
southeast Alaska varies by season and waterway (Dahlheim et al., 2009).
Humpback whales are present within Auke Bay intermittently and in low
numbers. The area of the BIA that may be affected by the planned
project is small relative to the overall area of the BIA, and the area
of suitable humpback whale habitat that is not included in the BIA. The
southeast Alaska humpback whale feeding BIA is active between March and
November while the planned project is scheduled to occur between
January and June, resulting in only four months of overlap.
Additionally, pile driving associated with the project is expected to
take only 14 days, further reducing the temporal overlap with the BIA.
Therefore, the planned project is not expected to have significant
adverse
[[Page 56780]]
effects on the southeast Alaska humpback whale feeding BIA.
In summary and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species or stock through
effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized;
The Level A harassment exposures are anticipated to result
only in slight PTS, within the lower frequencies associated with pile
driving;
The anticipated incidents of Level B harassment would
consist of, at worst, temporary modifications in behavior that would
not result in fitness impacts to individuals;
The area impacted by the specified activity is very small
relative to the overall habitat ranges of all species, does not include
ESA-designated critical habitat, and only temporally overlaps with the
southeast Alaska humpback whale feeding BIA for four months of the
planned six months of activity; and
The required mitigation measures are expected to reduce
the effects of the specified activity to the level of least practicable
adverse impact.
In addition, although affected humpback whales and Steller sea
lions may be from a DPS that is listed under the ESA, it is unlikely
that minor noise effects in a small, localized area of habitat would
have any effect on the stocks' ability to recover. In combination, we
believe that these factors, as well as the available body of evidence
from other similar activities, demonstrate that the potential effects
of the specified activities will have only minor, short-term effects on
individuals. The specified activities are not expected to impact rates
of recruitment or survival and will therefore not result in population-
level impacts.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the required monitoring and
mitigation measures, NMFS finds that the total marine mammal take from
the planned activity will have a negligible impact on all affected
marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
Table 7 demonstrates the number of animals that could be exposed to
received noise levels that could cause Level A and Level B harassment
for the planned work in Auke Bay. Our analysis shows that less than 8
percent of each affected stock could be taken by harassment. The
numbers of animals authorized to be taken for these stocks would be
considered small relative to the relevant stock's abundances even if
each estimated taking occurred to a new individual--an extremely
unlikely scenario.
Based on the analysis contained herein of the planned activity
(including the required mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS finds that small numbers of
marine mammals will be taken relative to the population size of the
affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
determined that the total taking of affected species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes. The planned
project is not known to occur in an important subsistence hunting area.
It is a developed area with regular marine vessel traffic. However,
ADOT&PF plans to provide advanced public notice of construction
activities to reduce construction impacts on local residents, ferry
travelers, adjacent businesses, and other users of the Auke Bay ferry
terminal and nearby areas. This will include notification to local
Alaska Native tribes that may have members who hunt marine mammals for
subsistence. Of the marine mammals considered in this IHA application,
only harbor seals are known to be used for subsistence in the project
area. If any tribes express concerns regarding project impacts to
subsistence hunting of marine mammals, further communication between
will take place, including provision of any project information, and
clarification of any mitigation and minimization measures that may
reduce potential impacts to marine mammals.
Based on the description of the specified activity, the measures
described to minimize adverse effects on the availability of marine
mammals for subsistence purposes, and the required mitigation and
monitoring measures, NMFS has determined that there will not be an
unmitigable adverse impact on subsistence uses from ADOT&PF's planned
activities.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our action (i.e., the issuance of an incidental
harassment authorization) with respect to potential impacts on the
human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (incidental harassment authorizations with
no anticipated serious injury or mortality) of the Companion Manual for
NOAA Administrative Order 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has determined that the issuance of the
IHA qualifies to be categorically excluded from further NEPA review.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the Alaska Regional Office,
whenever we propose to authorize take for endangered or threatened
species.
NMFS Alaska Region issued a Biological Opinion to NMFs Office of
Protected Resources on October 3, 2019, which concluded the issuance of
an IHA to ADOT&PF is not likely to jeopardize the continued existence
of wDPS Steller sea lions or Mexico DPS humpback whales or adversely
modify critical habitat because none exists in the area.
[[Page 56781]]
Authorization
NMFS has issued an IHA to ADOT&PF for conducting pile installation
and removal activities at the Auke Bay ferry terminal between January
1, 2020 and December 31, 2020, provided the previously mentioned
mitigation, monitoring, and reporting requirements are incorporated.
Dated: October 17, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-23080 Filed 10-22-19; 8:45 am]
BILLING CODE 3510-22-P