Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to the Whittier Ferry Terminal Alaska Class Ferry Modification Project, 56427-56444 [2019-22966]
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Federal Register / Vol. 84, No. 204 / Tuesday, October 22, 2019 / Notices
DEPARTMENT OF COMMERCE
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
National Oceanic and Atmospheric
Administration
RIN 0648–XV112
[RIN 0648–XR045]
Mid-Atlantic Fishery Management
Council (MAFMC); Public Meeting
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to the Whittier
Ferry Terminal Alaska Class Ferry
Modification Project
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; public meeting.
AGENCY:
The Mid-Atlantic Fishery
Management Council’s (Council)
Northeast Trawl Advisory Panel (NTAP)
will hold a meeting.
DATES: The meeting will be held on
Thursday, November 21, beginning at 9
a.m. and will conclude by 4 p.m. For
agenda details, see SUPPLEMENTARY
INFORMATION.
SUMMARY:
The meeting will be held at
the DoubleTree by Hilton BaltimoreBWI Airport located at 890 Elkridge
Landing Road, Linthicum, MD 21090
and available via webinar (https://
www.mafmc.org/ntap).
Council address: Mid-Atlantic Fishery
Management Council, 800 N State
Street, Suite 201, Dover, DE 19901;
telephone: (302) 674–2331 or on their
website at www.mafmc.org.
FOR FURTHER INFORMATION CONTACT:
Christopher M. Moore, Ph.D., Executive
Director, Mid-Atlantic Fishery
Management Council, telephone: (302)
526–5255.
SUPPLEMENTARY INFORMATION: The
purpose of the meeting is for the NTAP
to (1) review from the flume tank
experiment summary, (2) review the
NOAA Bigelow door testing summary,
(3) discuss catchability in the
groundfish stock assessments, (4)
discuss the Karen Elizabeth gear
performance experiment, (5) discuss the
2020 fiscal year research plans, and (6)
discuss any other relevant business.
ADDRESSES:
Special Accommodations
These meetings are physically
accessible to people with disabilities.
Requests for sign language
interpretation or other auxiliary aid
should be directed to M. Jan Saunders,
(302) 526–5251, at least 5 days prior to
the meeting date.
Authority: 16 U.S.C. 1801 et seq.
Dated: October 17, 2019.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2019–22988 Filed 10–21–19; 8:45 am]
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National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from Alaska Department of
Transportation and Public Facilities
(ADOT&PF) for authorization to take
marine mammals incidental to the
Whittier Ferry Terminal Alaska Class
Ferry Modification Project in Whittier,
Alaska. Pursuant to the Marine Mammal
Protection Act (MMPA), NMFS is
requesting comments on its proposal to
issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-year
renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than November 21,
2019.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.Davis@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
SUMMARY:
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file formats only. All comments
received are a part of the public record
and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Leah Davis, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
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The definitions of all applicable
MMPA statutory terms cited above are
included in the relevant sections below.
serious injury or mortality to result from
this activity and, therefore, an IHA is
appropriate.
National Environmental Policy Act
Description of Proposed Activity
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
This action is consistent with
categories of activities identified in
Categorical Exclusion B4 (incidental
harassment authorizations with no
anticipated serious injury or mortality)
of the Companion Manual for NOAA
Administrative Order 216–6A, which do
not individually or cumulatively have
the potential for significant impacts on
the quality of the human environment
and for which we have not identified
any extraordinary circumstances that
would preclude this categorical
exclusion. Accordingly, NMFS has
preliminarily determined that the
issuance of the proposed IHA qualifies
to be categorically excluded from
further NEPA review.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Overview
Summary of Request
On June 6, 2019, NMFS received a
request from ADOT&PF for an IHA to
take marine mammals incidental to the
relocation of one dolphin at the Whittier
Ferry Terminal in Whittier, Alaska. The
application was deemed adequate and
complete on September 27, 2019.
ADOT&PF’s request is for take of a small
number of five species of marine
mammals by Level B harassment.
Neither ADOT&PF nor NMFS expects
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ADOT&PF is seeking an IHA for ferry
terminal modifications at the Whittier
Ferry terminal in Whittier, AK. Whitter
is located at the head of Passage Canal,
a deep-water fjord within Prince
William Sound. The project includes
relocation of one dolphin to
accommodate a new, Alaska Class Ferry,
the M/V Hubbard, as it is wider than the
ferries currently operating in Prince
William Sound. The dolphin will be
removed using a vibratory hammer, and
reinstalled using both vibratory and
impact hammers. Additionally,
construction will include modifying the
existing catwalk and landing and
modifying the bridge girder connection.
Pile removal and installation associated
with the project are expected to result
in Level B harassment of humpback
whale, killer whale, Dall’s porpoise,
Steller sea lion, and harbor seal. The
ensonified area is expected to reach 12.0
km beyond the project site in Passage
Canal. In-water construction is expected
to occur over six work days during
February and March 2020.
Dates and Duration
The IHA will be effective from
February 2020 to January 2021. The
project, including mobilization and
demobilization, is expected to occur
during February and March 2020. Inwater work will occur over six days
with pile extraction and pile
reinstallation each expected to occur
over three days. Pile driving activity is
expected to range from 30 minutes to
150 minutes each day.
Specific Geographic Region
The dolphin proposed to be moved is
located on state submerged land (ADL
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23147) at 60.777° N, 148.683° W at the
Whittier Ferry Terminal in Whitter, AK.
Whittier is located at the head of
Passage Canal, a deep-water fjord within
Prince William Sound. Passage Canal
itself is a deep (to nearly 244 m [800 ft])
fjord approximately 9.7 kilometers (km)
(6 miles [mi]) long and 2.4 km (1.5 mi)
wide. Several streams feed into the
waterway including meltwater streams
emanating from Learnard, Shakespeare,
and Whittier glaciers. Tidal energy
limits the production of nearshore kelps
(e.g., Fuscus) and eelgrass (Zostera
marina), and most marine invertebrates
present are hard-bottom habitat species
such as mussels, barnacles, limpets,
chitons, and snails (U.S. Army Corps of
Engineers (USACE) 2015). Pacific
herring (Clupea pallasii) is seasonally
present at the head of the Passage Canal
and appears to be the dominate fish
found in the project area (USACE 2015),
although major herring spawning areas
within Prince William Sound are well
outside Passage Canal (Alaska
Department of Environmental
Conservation [ADEC] 2005). Returning
hatchery king salmon (Oncorhynchus
tshawytscha) are also found in Passage
Canal mid-May to mid-June, while
native silver salmon (O. kisutch) runs
are found mid-July through late August.
Passage Canal supports the largest
colony of black-legged kittiwakes in
Prince William Sound (located 2.4 km
[1.5 mi] north of the terminal).
Because Whittier is connected to the
Alaska Highway System via the Portage
Glacier Highway and Anton Anderson
Memorial Tunnel, it is a port of call for
cruise ships and a popular destination
for sport fisherman, tourists, and
outdoor enthusiasts. It is also the marine
hub of the only road system connecting
Anchorage with Prince William Sound.
Figure 1: Project location in southern
Alaska.
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Detailed Description of Specific Activity
The proposed project would use a
vibratory hammer to extract four 30inch (0.76m) piles, each 39.6 m (130 ft)
in length, comprising dolphin S3 at the
Whittier Ferry Terminal, and then
reinstall them at a new location
approximately 1.2 m (4 ft) southeast of
the existing location using the same
vibratory hammer. Each pile will then
be proofed with an impact hammer to
achieve a final depth of approximately
19.8 m (65 ft) into the seafloor.
ADOT&PF estimates that an average of
1.5 piles will be removed or installed
per day.
Additional construction components
include modifying the existing catwalk
and landing and modifying the bridge
girder connection. These ancillary
actions occur above water, and are only
expected to impact pinnipeds that are
hauled out in the area where sound
levels exceed in-air harassment
thresholds. There are no pinniped haulout sites near the construction site, and
no harassment from airborne sound is
expected to result from project
activities. Therefore, above-water
construction activities will not be
considered further in this document.
TABLE 1—PILE EXTRACTION AND REINSTALLATION ACTIVITY
Number of
piles
30-in Steel Extraction.
30-in Steel Reinstallation.
Total ............
Strike duration
4
30 min ...............
N/A .....................
N/A ...................
2
1.5
3
4
45 min ..............
30 min (400
strikes).
0.1 sec ..............
5
1.5
3
8
300 min ............
120 min (1600
strikes).
N/A ...................
7
N/A
6
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Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
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Total
hours
Days of
removal or
reinstallation
Impact duration
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
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Average
piles per
day
Vibratory
duration
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
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www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected
potential for occurrence in Passage
Canal and summarizes information
related to the population or stock,
including regulatory status under the
MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2016). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’s SARs). While no
mortality is anticipated or authorized
here, PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprise that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. Alaska and U.S. Pacific
SARs (e.g., Muto et al., 2019). All values
presented in Table 2 are the most recent
available at the time of publication and
are available in the 2018 SARs (Muto et
al., 2019 and Carretta et al., 2019).
TABLE 2—MARINE MAMMALS THAT COULD OCCUR IN THE PROJECT AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most
recent abundance
survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray whale ................
Eschrichtius robustus .......
Eastern North Pacific .......
-, -, N
26,960 (0.05,
25,849, 2016).
801
139
Family
Balaenopteridae
(rorquals).
Fin whale ...................
Balaenoptera physalus ....
Northeast Pacific ..............
E, D, Y
5.1
0.6
Humpback whale .......
Megaptera novaeangilae
Central North Pacific ........
-, -, Y
83
26
California/Oregon/Washington.
Western North Pacific ......
-, -, Y
16.7
≥40.2
3
3.0
Alaska ..............................
-, -, N
see SAR (see SAR,
see SAR, 2013).
10,103 (0.300,
7,891, 2006).
2,900 (0.05, 2,784,
2014).
1,107 (0.300, 865,
2006).
N/A (see SAR, N/A,
see SAR).
Undetermined
0
24
1
5.87
1
0.01
Undetermined
0
0
Undetermined
38
Undetermined
72
14,011
≥321
326
247
838
279
Minke whale ..............
Balaenoptera acutorostra
E, D, Y
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Killer whale ................
Pacific white-sided
dolphin.
Family Phocoenidae (porpoises):
Dall’s porpoise ...........
Harbor porpoise ........
Orcinus orca .....................
Eastern North Pacific,
Alaska Resident.
Gulf, Aleutian, Bering
Transient.
AT1 Transient ..................
North Pacific .....................
-, -, N
Phocoenoides dalli ...........
Alaska ..............................
-, -, N
Phocoena .........................
Gulf of Alaska ..................
-, -, Y
Lagenorhynchus
obliquidens.
-, -, N
-, D, Y
-, -, N
2,347c (N/A, 2,347,
2012).
587c (N/A, 587,
2012).
7c (N/A, 7, 2017) .....
26,880 (Unknown,
Unknown, 1990).
83,400 (0.097, N/A,
1991).
31,046 (0.214, N/A,
1998).
Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared
seals and sea lions):
California sea lion .....
Zalophus californianus .....
U.S. ..................................
-, -, N
Steller sea lion ..........
Eumetopias jubatus .........
Western U.S. ....................
E, D, Y
Family Phocidae (earless
seals):
Pacific harbor seal ....
Phoca vitulina ...................
Prince William Sound .......
-, -, N
257,606 (N.A, ..........
233,515, 2014) ........
54,267a (Unknown,
54,267, 2017).
29,889 (see SAR,
27,936, 2011).
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of stock
abundance. For certain stocks of pinnipeds, abundance estimates are based upon observations of animals (often pups) ashore multiplied by some correction factor
derived from knowledge of the species (or similar species) life history to arrive at a best abundance estimate; therefore, there is no associated CV. In these cases,
the minimum abundance may represent actual counts of all animals ashore.
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3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
Note: Italicized species are not expected to be taken or proposed for authorization.
All species that could potentially
occur in the proposed survey areas are
included in Table 2. However, the
temporal and/or spatial occurrence of
gray whale, fin whale, minke whale,
Pacific white-sided dolphin, harbor
porpoise, and California sea lion are
such that take is not expected to occur,
and they are not discussed further
beyond the explanation provided here.
Gray whales do not regularly enter
Prince William Sound, and charter
operators have only observed gray
whales in Passage Canal twice in the
past 20 years (M. Bender, Lazy Otter
Charters, pers. comm.; M. Kopec,
Whittier Marine Charters, pers. comm.).
Fin whales typically arrive to the Gulf
of Alaska in May, well after the
February and March work window, and
there is only one record of a fin whale
occurring within Passage Canal in the
past 20 years (M. Kopec, Whittier
Marine Charters, pers. comm.). Minke
whales are not expected to occur in the
ensonified area, as in the past 20 years,
marine mammal charter operators have
seen fewer than five minke whales
within Passage Canal, and they are
typically found farther south during
winter months (NMFS 2018b). Extensive
marine mammal surveys conducted
within Prince William Sound by Hall
(1979) and Waite (2003) yielded no
sightings of Pacific white-sided
dolphins. Based on habitat preferences
and past survey results, this dolphin is
unlikely to occur in the Action Area,
especially given the early spring workwindow. Over the last 20 years, none
have been observed in the inlet by
charter operators (M. Bender, Lazy Otter
Charters, pers. comm.; M. Kopec,
Whittier Marine Charters, pers. comm.).
Harbor porpoise have not been observed
in Passage Canal during over two
decades of whale watching by one
charter operator (M. Bender, Lazy Otter
Charters, pers. comm.), and are
considered extremely rare in Passage
Canal by another (M. Kopec, Whittier
Marine Charters, pers. comm.).
California sea lions are rarely sighted in
southern Alaska. NMFS’ anecdotal
sighting database includes four sightings
in Seward and Kachemak Bay, and they
were also documented during the
Apache 2012 seismic survey in Cook
Inlet. However, California sea lions have
not been observed in Passage Canal.
In addition, the northern sea otter
may be found in Whittier, AK. However,
northern sea otters are managed by the
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U.S. Fish and Wildlife Service and are
not considered further in this document.
Humpback Whale
The humpback whale (Megaptera
novaeangilae) is distributed worldwide
in all ocean basins. Relatively high
densities of humpback whales are found
in feeding grounds in southeast Alaska
and northern British Columbia,
particularly during summer months.
Humpbacks migrate to Alaska to feed
after months of fasting in low latitude
breeding grounds. The timing of
migration varies among individuals:
Most humpbacks begin returning to
Alaska in spring and most depart Alaska
for southern breeding grounds in fall or
winter. Peak numbers of humpbacks in
southeast Alaska occur during late
summer to early fall, but because there
is significant overlap between departing
and returning whales, humpbacks can
be found in Alaska feeding grounds in
every month of the year (Baker et al.
1985, Straley 1990, Witteveen and
Wynne 2017). There is also an apparent
increase in the number of humpbacks
overwintering in feeding grounds in
Alaska (Straley et al. 2018).
Based on over two decades of whale
watching activity in Passage Canal,
humpback whales have been observed
in Passage Canal on only very rare
occasions and remained for very short
periods (M. Bender, Lazy Otter Charters,
pers. comm.). Reported occurrence is
approximately once per year (M. Kopec,
Whittier Marine Charters, pers. comm.).
However, there is a chance that a
humpback may occur in Passage Canal
if herring are present.
Based on extensive photo
identification data, NMFS has
determined that individual humpback
whales encountered in the Gulf of
Alaska have an 89 percent probability of
being from the recovered (delisted)
Hawaii Distinct Population Segment
(DPS) (Wade et al. 2016). Therefore,
there is an 89 percent probability that a
humpback occurring in Passage Canal is
from the Hawaii DPS and Central North
Pacific stock. Given the low overall
likelihood of encountering any
humpbacks, other DPSs of humpback
whale will not be considered further in
this document and any humpback
whales seen will belong to the Central
North Pacific stock.
Killer Whale
Killer whales (Orcinus orca) are found
in every ocean of the world (NMFS
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2018c) and are the most widely
distributed marine mammal
(Leatherwood and Dahlheim 1978).
NMFS considers three stocks of killer
whales to seasonally inhabit Prince
William Sound: Eastern North Pacific
Alaska Resident stock (2,347
individuals); Gulf of Alaska, Aleutian
Islands, and Bering Sea Transient stock
(587 individuals); and the small AT1
Transient stock (7 individuals) (Muto et
al. 2019).
On rare occasions killer whales have
been reported to occur in Passage Canal,
but they do not occur there on a regular
basis (M. Bender, Lazy Otter Charters,
pers. comm.). They are seen in the inlet
approximately once each year (M.
Kopec, Whittier Marine Charters, pers.
comm.). Killer whales that may occur in
Passage Canal during the project are
expected to be either from the Eastern
North Pacific Alaska Resident stock, or
the Gulf of Alaska, Aleutian Islands, and
Bering Sea Transient stock. Based on the
AT1 Transient killer whale small stock
size (seven individuals), and the small
stock size in comparison with all killer
whales potentially present in Prince
William Sound (2,941 individuals), we
do not expect any AT1 Transients to
enter Passage Canal during the project.
AT1 Transient killer whales will not be
considered further in this document.
Dall’s Porpoise
Dall’s porpoises (Phocoenoides dalli)
are widely distributed in the North
Pacific Ocean, usually in deep oceanic
waters (183 m (≤600 ft)), over the
continental shelf or along slopes (NMFS
2018d, Hall 1979, Muto et al. 2019).
They occur along the west coast of the
United States ranging from California to
the Bering Sea in Alaska (NMFS 2018d).
Dall’s porpoises occur in Alaskan waters
year-round (Muto et al. 2019) and
typically give birth between June and
September to single calves (NMFS
2018d). They have occasionally been
observed near the entrance of Passage
Canal, but within the inlet they are
considered exceedingly rare (M. Bender,
Lazy Otter Charters, pers. comm.; M.
Kopec, Whittier Marine Charters, pers.
comm.).
Steller Sea Lion
The Steller sea lion (Eumetopias
jubatus) was listed as a threatened
species under the ESA in 1990
following declines of 63 percent on
certain rookeries since 1985 and
declines of 82 percent since 1960 (55 FR
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12645, April 5, 1990). In 1997, two DPSs
of Steller sea lion were identified based
on differences in genetics, distribution,
phenotypic traits, and population trends
(62 FR 24345, May 5, 1997; Fritz et al.
2013): the Eastern DPS found east of
Cape Suckling (144° W) and the Western
DPS found west of Cape Suckling. At
that time the Western DPS was up-listed
to endangered due to continuing
declines. However, the Eastern DPS
population increased and was
eventually removed from the ESA
listing in 2013 (78 FR 66140, November
4, 2013).
Steller sea lions are often seen near
Whittier during May to August salmon
runs but are irregularly seen in the
project area the rest of the year,
although as many as ten sea lions haul
out year-round on a channel buoy
within Shotgun Cove approximately 6
km (3.7 mi) northeast of the project
location (M. Bender, Lazy Otter
Charters, pers. comm.; M. Kopec,
Whittier Marine Charters, pers. comm.).
Steller sea lion critical habitat within
Prince William Sound includes three
major haulouts (The Needle, Perry
Island, and Point Eleanor), and several
more haulouts plus two rookeries (Seal
Rocks and Fish Island). When including
the designated 20-nautical-mile (nm)
zone around each denoting critical
habitat (foraging), most of Prince
William Sound falls within Steller sea
lion critical habitat. However, the
nearest major haulout is >20 nm from
the project location; thus, no sea lion
critical habitat falls within the Level B
harassment zone.
Harbor Seal
Harbor seals (Phoca vitulina) range
from Baja California north along the
west coasts of California, Oregon,
Washington, British Columbia, and
southeast Alaska; west through the Gulf
of Alaska, Prince William Sound, and
the Aleutian Islands; and north in the
Bering Sea to Cape Newenham and the
Pribilof Islands. Harbor seals are
irregularly present in the project area.
Small numbers have been reported (K.
Sinclair, Whittier Harbormaster, pers.
comm.) in the Whittier boat harbor
feeding on the mussels and barnacles
growing on the harbor pilings but
apparently remained only if this food
source remained. They are occasionally
seen mid-inlet throughout the year and
four to ten individuals have recently
been observed hauled out on a rock
pinnacle at the mouth of Logging Camp
Bay approximately 12.4 km (7.7 mi)
northeast of the project area (M. Bender,
Lazy Otter Charters, pers. comm.).
Harbor seals are the species most likely
to be present in the Level B harassment
zone during the proposed pile driving.
Harbor seals forage on fish and
invertebrates (Wynne 2012). They are
opportunistic feeders that forage in
marine, estuarine, and freshwater
habitats, adjusting their foraging
behavior to take advantage of prey that
are seasonally and locally abundant
(Payne and Selzer 1989). In Alaska,
harbor seals typically give birth to single
pups between May and mid-July. The
birthing location of harbor seal pups
occurs at many different haul-out sites
and is not restricted to a few major
rookeries (Kinkhart et al. 2008).
Pupping and weaning coincide with the
summer haulout. (Sease 1992).
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018a)
described generalized hearing ranges for
these marine mammal hearing groups
(NMFS 2018a). Generalized hearing
ranges were chosen based on the
approximately 65 decibel (dB) threshold
from the normalized composite
audiograms, with the exception for
lower limits for low-frequency cetaceans
where the lower bound was deemed to
be biologically implausible and the
lower bound from Southall et al. (2007)
retained. Marine mammal hearing
groups and their associated hearing
ranges are provided in Table 3.
TABLE 3—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018a]
Generalized hearing
range *
Hearing group
Low-frequency (LF) cetaceans (baleen whales) .....................................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ...........................................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus cruciger & L.
australis).
Phocid pinnipeds (PW) (underwater) (true seals) ...................................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ..............................................................................................
7 Hz to 35 kHz
150 Hz to 160 kHz
275 Hz to 160 kHz
50 Hz to 86 kHz
60 Hz to 39 kHz
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
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(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018a) for a review of
available information. Five marine
mammal species (three cetacean and
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two pinniped (one otariid and one
phocid) species) have the reasonable
potential to co-occur with the proposed
project activities. Please refer to Table 2.
Of the cetacean species that may be
present, one is classified as a lowfrequency cetacean (humpback whale),
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one is classified as a mid-frequency
cetacean (killer whale), and one is
classified as a high-frequency cetacean
(Dall’s porpoise).
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take by Incidental
Harassment section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take by Incidental Harassment section,
and the Proposed Mitigation section, to
draw conclusions regarding the likely
impacts of these activities on the
reproductive success or survivorship of
individuals and how those impacts on
individuals are likely to impact marine
mammal species or stocks.
Description of Sound Sources
The marine soundscape is comprised
of both ambient and anthropogenic
sounds. Ambient sound is defined as
the all-encompassing sound in a given
place and is usually a composite of
sound from many sources both near and
far. The sound level of an area is
defined by the total acoustical energy
being generated by known and
unknown sources. These sources may
include physical (e.g., waves, wind,
precipitation, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic sound (e.g., vessels,
dredging, aircraft, construction).
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and shipping activity) but
also on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al. 1995). The result is
that, depending on the source type and
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its intensity, sound from the specified
activity may be a negligible addition to
the local environment or could form a
distinctive signal that may affect marine
mammals.
In-water construction activities
associated with the project would
include impact pile driving, vibratory
pile driving, and vibratory pile removal.
The sounds produced by these activities
fall into one of two general sound types:
Impulsive and non-impulsive.
Impulsive sounds (e.g., explosions,
gunshots, sonic booms, impact pile
driving) are typically transient, brief
(less than 1 second), broadband, and
consist of high peak sound pressure
with rapid rise time and rapid decay
(ANSI 1986; NIOSH 1998; ANSI 2005;
NMFS 2018a). Non-impulsive sounds
(e.g. aircraft, machinery operations such
as drilling or dredging, vibratory pile
driving, and active sonar systems) can
be broadband, narrowband or tonal,
brief or prolonged (continuous or
intermittent), and typically do not have
the high peak sound pressure with raid
rise/decay time that impulsive sounds
do (ANSI 1995; NIOSH 1998; NMFS
2018a). The distinction between these
two sound types is important because
they have differing potential to cause
physical effects, particularly with regard
to hearing (e.g., Ward 1997 in Southall
et al. 2007).
Two types of pile hammers would be
used on this project: Impact and
vibratory. Impact hammers operate by
repeatedly dropping a heavy piston onto
a pile to drive the pile into the substrate.
Sound generated by impact hammers is
characterized by rapid rise times and
high peak levels, a potentially injurious
combination (Hastings and Popper
2005). Vibratory hammers install piles
by vibrating them and allowing the
weight of the hammer to push them into
the sediment. Vibratory hammers
produce significantly less sound than
impact hammers. Peak sound pressure
levels (SPLs) may be 180 dB or greater,
but are generally 10 to 20 dB lower than
SPLs generated during impact pile
driving of the same-sized pile (Oestman
et al. 2009). Rise time is slower,
reducing the probability and severity of
injury, and sound energy is distributed
over a greater amount of time (Nedwell
and Edwards 2002; Carlson et al. 2005).
The likely or possible impacts of
ADOT&PF’s proposed activity on
marine mammals could involve both
non-acoustic and acoustic stressors.
Potential non-acoustic stressors could
result from the physical presence of the
equipment and personnel; however, any
impacts to marine mammals are
expected to primarily be acoustic in
nature. Acoustic stressors include
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effects of heavy equipment operation
during pile installation and removal.
Acoustic Impacts
The introduction of anthropogenic
noise into the aquatic environment from
pile driving and removal is the primary
means by which marine mammals may
be harassed from ADOT&PF’s specified
activity. In general, animals exposed to
natural or anthropogenic sound may
experience physical and psychological
effects, ranging in magnitude from none
to severe (Southall et al. 2007). In
general, exposure to pile driving and
removal noise has the potential to result
in auditory threshold shifts and
behavioral reactions (e.g., avoidance,
temporary cessation of foraging and
vocalizing, changes in dive behavior).
Exposure to anthropogenic noise can
also lead to non-observable
physiological responses such an
increase in stress hormones. Additional
noise in a marine mammal’s habitat can
mask acoustic cues used by marine
mammals to carry out daily functions
such as communication and predator
and prey detection. The effects of pile
driving and removal noise on marine
mammals are dependent on several
factors, including, but not limited to,
sound type (e.g., impulsive vs. nonimpulsive), the species, age and sex
class (e.g., adult male vs. mom with
calf), duration of exposure, the distance
between the pile and the animal,
received levels, behavior at time of
exposure, and previous history with
exposure (Wartzok et al. 2004; Southall
et al. 2007). Here we discuss physical
auditory effects (threshold shifts)
followed by behavioral effects and
potential impacts on habitat.
NMFS defines a noise-induced
threshold shift (TS) as a change, usually
an increase, in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018a). The amount of
threshold shift is customarily expressed
in dB. A TS can be permanent or
temporary. As described in NMFS
(2018a), there are numerous factors to
consider when examining the
consequence of TS, including, but not
limited to, the signal temporal pattern
(e.g., impulsive or non-impulsive),
likelihood an individual would be
exposed for a long enough duration or
to a high enough level to induce a TS,
the magnitude of the TS, time to
recovery (seconds to minutes or hours to
days), the frequency range of the
exposure (i.e., spectral content), the
hearing and vocalization frequency
range of the exposed species relative to
the signal’s frequency spectrum (i.e.,
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how an animal uses sound within the
frequency band of the signal; e.g.,
Kastelein et al. 2014), and the overlap
between the animal and the source (e.g.,
spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)—
NMFS defines PTS as a permanent,
irreversible increase in the threshold of
audibility at a specified frequency or
portion of an individual’s hearing range
above a previously established reference
level (NMFS 2018a). Available data
from humans and other terrestrial
mammals indicate that a 40 dB
threshold shift approximates PTS onset
(see Ward et al. 1958, 1959; Ward 1960;
Kryter et al. 1966; Miller 1974; Ahroon
et al. 1996; Henderson et al. 2008). PTS
levels for marine mammals are
estimates, as with the exception of a
single study unintentionally inducing
PTS in a harbor seal (Kastak et al. 2008),
there are no empirical data measuring
PTS in marine mammals largely due to
the fact that, for various ethical reasons,
experiments involving anthropogenic
noise exposure at levels inducing PTS
are not typically pursued or authorized
(NMFS 2018a).
Temporary Threshold Shift (TTS)—A
temporary, reversible increase in the
threshold of audibility at a specified
frequency or portion of an individual’s
hearing range above a previously
established reference level (NMFS
2018a). Based on data from cetacean
TTS measurements (see Southall et al.
2007), a TTS of 6 dB is considered the
minimum threshold shift clearly larger
than any day-to-day or session-tosession variation in a subject’s normal
hearing ability (Schlundt et al. 2000;
Finneran et al. 2000, 2002). As
described in Finneran (2015), marine
mammal studies have shown the
amount of TTS increases with
cumulative sound exposure level
(SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the
amount of TTS is typically small and
the growth curves have shallow slopes.
At exposures with higher SELcum, the
growth curves become steeper and
approach linear relationships with the
noise SEL.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious (similar to those discussed in
auditory masking, below). For example,
a marine mammal may be able to readily
compensate for a brief, relatively small
amount of TTS in a non-critical
frequency range that takes place during
a time when the animal is traveling
through the open ocean, where ambient
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noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts. We
note that reduced hearing sensitivity as
a simple function of aging has been
observed in marine mammals, as well as
humans and other taxa (Southall et al.
2007), so we can infer that strategies
exist for coping with this condition to
some degree, though likely not without
cost.
Currently, TTS data only exist for four
species of cetaceans (bottlenose dolphin
(Tursiops truncatus), beluga whale
(Delphinapterus leucas), harbor
porpoise (Phocoena phocoena), and
Yangtze finless porpoise (Neophocoena
asiaeorientalis)) and five species of
pinnipeds exposed to a limited number
of sound sources (i.e., mostly tones and
octave-band noise) in laboratory settings
(Finneran 2015). TTS was not observed
in trained spotted (Phoca largha) and
ringed (Pusa hispida) seals exposed to
impulsive noise at levels matching
previous predictions of TTS onset
(Reichmuth et al. 2016). In general,
harbor seals and harbor porpoises have
a lower TTS onset than other measured
pinniped or cetacean species (Finneran
2015). Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. No data are available on noiseinduced hearing loss for mysticetes. For
summaries of data on TTS in marine
mammals or for further discussion of
TTS onset thresholds, please see
Southall et al. (2007), Finneran and
Jenkins (2012), Finneran (2015), and
Table 5 in NMFS (2018a). Installing
piles requires a combination of impact
pile driving and vibratory pile driving.
For the project, these activities would
not occur at the same time and there
would likely be pauses in activities
producing the sound during each day.
Given these pauses and that many
marine mammals are likely moving
through the ensonified area and not
remaining for extended periods of time,
the potential for TS declines.
Behavioral Harassment—Exposure to
noise from pile driving and removal also
has the potential to behaviorally disturb
marine mammals. Available studies
show wide variation in response to
underwater sound; therefore, it is
difficult to predict specifically how any
given sound in a particular instance
might affect marine mammals
perceiving the signal. If a marine
mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
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impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder 2007; Weilgart 2007; NRC 2005).
Disturbance may result in changing
durations of surfacing and dives,
number of blows per surfacing, or
moving direction and/or speed;
reduced/increased vocal activities;
changing/cessation of certain behavioral
activities (such as socializing or
feeding); visible startle response or
aggressive behavior (such as tail/fluke
slapping or jaw clapping); avoidance of
areas where sound sources are located.
Pinnipeds may increase their haul out
time, possibly to avoid in-water
disturbance (Thorson and Reyff 2006).
Behavioral responses to sound are
highly variable and context-specific and
any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al. 1995; Wartzok et
al. 2003; Southall et al. 2007; Weilgart
2007; Archer et al. 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al. 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source). In
general, pinnipeds seem more tolerant
of, or at least habituate more quickly to,
potentially disturbing underwater sound
than do cetaceans, and generally seem
to be less responsive to exposure to
industrial sound than most cetaceans.
Please see Appendices B–C of Southall
et al. (2007) for a review of studies
involving marine mammal behavioral
responses to sound.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al. 2001; Nowacek et al.
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2004; Madsen et al. 2006; Yazvenko et
al. 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
between prey availability, foraging effort
and success, and the life history stage of
the animal.
In 2016, ADOT&PF documented
observations of marine mammals during
construction activities (i.e., pile driving
and down-hole drilling) at the Kodiak
Ferry Dock (see 80 FR 60636, October 7,
2015, for Final IHA Federal Register
notice). In the marine mammal
monitoring report for that project (ABR
2016), 1,281 Steller sea lions were
observed within the behavioral
disturbance zone during pile driving or
drilling (i.e., documented as Level B
harassment take). Of these, 19
individuals demonstrated an alert
behavior, 7 were fleeing, and 19 swam
away from the project site. All other
animals were engaged in activities such
as milling, foraging, or fighting and did
not change their behavior. In addition,
two sea lions approached within 20
meters of active vibratory pile driving
activities. Harbor seals were observed
within the disturbance zone during pile
driving activities; none of them
displayed disturbance behaviors. Killer
whales were also observed within the
Level B harassment zone during pile
driving, and were travelling or milling.
No signs of disturbance were noted for
killer whales. Given the similarities in
activities and habitat and the fact the
same species are involved, we expect
similar behavioral responses of marine
mammals to the specified activity. That
is, disturbance, if any, is likely to be
temporary and localized (e.g., small area
movements). Monitoring reports from
other recent pile driving projects have
observed similar behaviors.
Masking—Sound can disrupt behavior
through masking, or interfering with, an
animal’s ability to detect, recognize, or
discriminate between acoustic signals of
interest (e.g., those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al. 1995).
Masking occurs when the receipt of a
sound is interfered with by another
coincident sound at similar frequencies
and at similar or higher intensity, and
may occur whether the sound is natural
(e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g.,
pile driving, shipping, sonar, seismic
exploration) in origin. The ability of a
noise source to mask biologically
important sounds depends on the
characteristics of both the noise source
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and the signal of interest (e.g., signal-tonoise ratio, temporal variability,
direction), in relation to each other and
to an animal’s hearing abilities (e.g.,
sensitivity, frequency range, critical
ratios, frequency discrimination,
directional discrimination, age or TTS
hearing loss), and existing ambient
noise and propagation conditions.
Masking of natural sounds can result
when human activities produce high
levels of background sound at
frequencies important to marine
mammals. Conversely, if the
background level of underwater sound
is high (e.g., on a day with strong wind
and high waves), an anthropogenic
sound source would not be detectable as
far away as would be possible under
quieter conditions and would itself be
masked.
Airborne Acoustic Effects—Pinnipeds
that occur near the project site could be
exposed to airborne sounds associated
with pile driving and removal that have
the potential to cause behavioral
harassment, depending on their distance
from pile driving activities. Cetaceans
are not expected to be exposed to
airborne sounds that would result in
harassment as defined under the
MMPA.
Airborne noise would primarily be an
issue for pinnipeds that are swimming
or hauled out near the project site
within the range of noise levels
exceeding the acoustic thresholds. We
recognize that pinnipeds in the water
could be exposed to airborne sound that
may result in behavioral harassment
when looking with their heads above
water. Most likely, airborne sound
would cause behavioral responses
similar to those discussed above in
relation to underwater sound. For
instance, anthropogenic sound could
cause hauled-out pinnipeds to exhibit
changes in their normal behavior, such
as reduction in vocalizations, or cause
them to temporarily abandon the area
and move further from the source.
However, these animals would
previously have been ‘taken’ because of
exposure to underwater sound above the
behavioral harassment thresholds,
which are in all cases larger than those
associated with airborne sound. Thus,
the behavioral harassment of these
animals is already accounted for in
these estimates of potential take.
Therefore, we do not believe that
authorization of incidental take
resulting from airborne sound for
pinnipeds is warranted, and airborne
sound is not discussed further here.
Marine Mammal Habitat Effects
ADOT&PF’s construction activities
could have localized, temporary impacts
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56435
on marine mammal habitat by
increasing in-water sound pressure
levels and slightly decreasing water
quality. Construction activities are of
short duration and would likely have
temporary impacts on marine mammal
habitat through increases in underwater
sound. Increased noise levels may affect
acoustic habitat (see masking discussion
above) and adversely affect marine
mammal prey in the vicinity of the
project area (see discussion below).
During impact and vibratory pile
driving, elevated levels of underwater
noise would ensonify the canal where
both fish and mammals may occur and
could affect foraging success.
In-Water Construction Effects on
Potential Foraging Habitat
ADOT&PF’s project involves moving
the four piles comprising dolphin S3 1.2
m (4 feet), thus all habitat modification
would remain within the same footprint
as the existing ferry terminal and
facilities. The total seafloor area affected
from extracting and relocating piles is
about 15 m2 (161 ft2), a small area
compared to the vast foraging area
available to marine mammals in Prince
William Sound. The pile driving
process may result in removing
barnacles and mussels (potential harbor
seal prey) from the pilings, but once
reseated, these pilings would again be
available as substrate for these
invertebrates.
Pile installation and removal may
temporarily increase turbidity resulting
from suspended sediments. Any
increases would be temporary,
localized, and minimal. ADOT&PF must
comply with state water quality
standards during these operations by
limiting the extent of turbidity to the
immediate project area. In general,
turbidity associated with pile
installation is localized to about a 25foot radius around the pile (Everitt et al.
1980). Cetaceans are not expected to be
close enough to the project pile driving
areas to experience effects of turbidity,
and any pinnipeds could avoid
localized areas of turbidity. Therefore,
the impact from increased turbidity
levels is expected to be discountable to
marine mammals. Furthermore, pile
driving and removal at the project site
would not obstruct movements or
migration of marine mammals.
Avoidance by potential prey (i.e., fish)
of the immediate area due to the
temporary loss of this foraging habitat is
also possible. The duration of fish
avoidance of this area after pile driving
stops is unknown, but a rapid return to
normal recruitment, distribution and
behavior is anticipated. Any behavioral
avoidance by fish of the disturbed area
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would still leave significantly large
areas of fish and marine mammal
foraging habitat in the nearby vicinity in
Prince William Sound.
The duration of the construction
activities is relatively short, with pile
driving and removal activities expected
to occur during just seven hours over six
days. Impacts to habitat and prey are
expected to be temporary and minimal
based on the short duration of activities.
In-Water Construction Effects on
Potential Prey (Fish)
Construction activities would produce
continuous (i.e., vibratory pile driving)
and pulsed (i.e., impact driving) sounds.
Fish react to sounds that are especially
strong and/or intermittent lowfrequency sounds. Short duration, sharp
sounds can cause overt or subtle
changes in fish behavior and local
distribution. Hastings and Popper (2005)
identified several studies that suggest
fish may relocate to avoid certain areas
of sound energy. Additional studies
have documented effects of pile driving
on fish, although several are based on
studies in support of large, multiyear
bridge construction projects (e.g.,
Scholik and Yan 2001, 2002; Popper
and Hastings 2009). Sound pulses at
received levels of 160 dB may cause
subtle changes in fish behavior. SPLs of
180 dB may cause noticeable changes in
behavior (Pearson et al. 1992; Skalski et
al. 1992). SPLs of sufficient strength
have been known to cause injury to fish
and fish mortality.
The most likely impact to fish from
pile driving and drilling activities at the
project area would be temporary
behavioral avoidance of the area. The
duration of fish avoidance of this area
after pile driving stops is unknown, but
a rapid return to normal recruitment,
distribution and behavior is anticipated.
In general, impacts to marine mammal
prey species are expected to be minor
and temporary due to the short
timeframe for the project. Additionally,
fish species that are important marine
mammal prey, such as Pacific herring
and salmon, are unlikely to be present
in appreciable numbers during the
February-March work window (Bishop
and Green 2009, NMFS 2019).
Construction activities, in the form of
increased turbidity, have the potential
to adversely affect fish in the project
area. Increased turbidity is expected to
occur in the immediate vicinity (on the
order of 10 feet or less) of construction
activities. However, suspended
sediments and particulates are expected
to dissipate quickly within a single tidal
cycle. Given the limited area affected,
any effects on fish are expected to be
minor or negligible. In addition, best
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management practices would be in
effect, which would limit the extent of
turbidity to the immediate project area.
In summary, given the short daily
duration of sound associated with
individual pile driving and drilling
events and the relatively small areas
being affected, pile driving activities
associated with the proposed action are
not likely to have a permanent, adverse
effect on any fish habitat, or populations
of fish species. Thus, we conclude that
impacts of the specified activity are not
likely to have more than short-term
adverse effects on any prey habitat or
populations of prey species. Further,
any impacts to marine mammal habitat
are not expected to result in significant
or long-term consequences for
individual marine mammals, or to
contribute to adverse impacts on their
populations.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers’’ and
the negligible impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would be by Level B
harassment only, in the form of
disruption of behavioral patterns for
individual marine mammals resulting
from exposure to pile driving and
removal activities. Based on the nature
of the activity and the anticipated
effectiveness of the mitigation measures
(i.e., shutdown zones) discussed in
detail below in Proposed Mitigation
section, Level A harassment is neither
anticipated nor proposed to be
authorized.
As described previously, no mortality
is anticipated or proposed to be
authorized for this activity. Below we
describe how the take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
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hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 120 dB re 1
microPascal (mPa) root mean square
(rms) for continuous (e.g., vibratory piledriving, drilling) and above 160 dB re 1
mPa (rms) for non-explosive impulsive
(e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources.
ADOT&PF’s proposed activity
includes the use of continuous
(vibratory pile driving and removal) and
impulsive (impact pile driving) sources,
and therefore the 120 and 160 dB re 1
mPa (rms) thresholds are applicable.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
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impulsive). ADOT&PF’s proposed
activity includes the use of impulsive
(impact pile driving) and non-impulsive
(vibratory pile driving and removal)
sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (NMFS,
2018a) identifies dual criteria to assess
auditory injury (Level A harassment) to
five different marine mammal groups
(based on hearing sensitivity) as a result
of exposure to noise from two different
types of sources (impulsive or non-
development of the thresholds are
described in NMFS 2018 Technical
Guidance, which may be accessed at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
TABLE 4—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT (PTS)
PTS Onset Acoustic Thresholds *
(Received Level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ...................
Mid-Frequency (MF) Cetaceans ...................
High-Frequency (HF) Cetaceans .................
Phocid Pinnipeds (PW) (Underwater) ..........
Otariid Pinnipeds (OW) (Underwater) ..........
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB ........................................
LE,MF,24h: 185 dB .......................................
LE,HF,24h: 155 dB .......................................
LE,PW,24h: 185 dB ......................................
LE,OW,24h: 203 dB ......................................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB
4: LE,MF,24h: 198 dB
6: LE,HF,24h: 173 dB
8: LE,PW,24h: 201 dB
10: LE,OW,24h: 219 dB
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
The sound field in the project area is
the existing background noise plus
additional construction noise from the
proposed project. Marine mammals are
expected to be affected via sound
generated by the primary components of
the project (i.e., impact pile driving,
vibratory pile driving and removal). The
maximum (underwater) area ensonified
above the thresholds for behavioral
harassment referenced above is 20.5
km2 (7.9 mi2) and is governed by the
inlet topography.
The project includes vibratory and
impact pile installation of steel pipe
piles and vibratory removal of steel pipe
piles. Source levels of pile installation
and removal activities are based on
reviews of measurements of the same or
similar types and dimensions of piles
available in the literature. Source levels
for each pile size and driving method
are presented in Table 5. The vibratory
and impact source levels for 30-inch
(0.76m) pile installation is from pile
driving activities at the Auke Bay Ferry
Terminal in November 2015 (Denes et
al., 2016). Source levels for vibratory
installation and removal of piles of the
same diameter are assumed to be the
same.
TABLE 5—SOUND SOURCE LEVELS FOR PILE DRIVING METHODS
Source level (SPL at 10m)
Pile size and method
Literature source
dB RMS
30-inch Vibratory .............................................
30-inch Impact ................................................
a Sound
dB SEL a
168.0
191.3
dB peak
N/A
N/A
N/A
206.0
Denes et al. 2016.
Denes et al. 2016.
exposure level (dB re 1 μPa2-sec).
Transmission loss (TL) is the decrease
in acoustic intensity as an acoustic
pressure wave propagates out from a
source. TL parameters vary with
frequency, temperature, sea conditions,
current, source and receiver depth,
water depth, water chemistry, and
bottom composition and topography.
The general formula for underwater TL
is:
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TL = B * Log10 (R1/R2), where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from
the driven pile, and
R2 = the distance from the driven pile of the
initial measurement
Absent site-specific acoustical
monitoring with differing measured
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transmission loss, a practical spreading
value of 15 is used as the transmission
loss coefficient in the above formula.
Site-specific transmission loss data for
Whittier are not available, therefore the
default coefficient of 15 is used to
determine the distances to the Level A
and Level B harassment thresholds.
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TABLE 6—PILE DRIVING SOURCE LEVELS AND DISTANCES TO LEVEL B HARASSMENT THRESHOLDS
Pile size and method
Source level at
10m (dB re 1
μPa rms)
Level B
threshold (dB
re 1 μPa rms)
168.0
191.3
120
160
30-inch Vibratory ..................................................................
30-inch Impact .....................................................................
When the NMFS Technical Guidance
(2016) was published, in recognition of
the fact that ensonified area/volume
could be more technically challenging
to predict because of the duration
component in the new thresholds, we
developed a User Spreadsheet that
includes tools to help predict a simple
isopleth that can be used in conjunction
with marine mammal density or
occurrence to help predict takes. We
note that because of some of the
assumptions included in the methods
used for these tools, we anticipate that
isopleths produced are typically going
to be overestimates of some degree,
which may result in some degree of
overestimate of Level A harassment
take. However, these tools offer the best
way to predict appropriate isopleths
when more sophisticated 3D modeling
methods are not available, and NMFS
Propagation
(xLogR)
Distance to
Level B
threshold (km)
15
15
Level B
harassment
ensonified
area (km2)
15.8
1.2
20.5
1.24
continues to develop ways to
quantitatively refine these tools, and
will qualitatively address the output
where appropriate. For stationary
sources such as pile driving, NMFS User
Spreadsheet predicts the distance at
which, if a marine mammal remained at
that distance the whole duration of the
activity, it would incur PTS. Inputs
used in the User Spreadsheet, and the
resulting isopleths are reported below.
TABLE 7—USER SPREADSHEET INPUT PARAMETERS USED FOR CALCULATING LEVEL A HARASSMENT ISOPLETHS
Pile size and installation method
30-inch pile vibratory
installation and removal
30-inch pile impact installation
(SELcum)
30-inch pile impact installation
(PK)
Spreadsheet Tab Used .....................................
Weighting Factor Adjustment (kHz) ..................
Source Level (SPL@10m) ................................
Number of piles within 24-h period ..................
Duration to drive a single pile (minutes) ..........
Strike Duration (seconds) .................................
Number of strikes per pile ................................
Activity Duration (seconds) within 24-h period
Propagation (xLogR) .........................................
Distance from source level measurement (meters).
A.(1)Vibratory pile driving .......
2.5 ...........................................
168.0 dB rms ..........................
1.5 ...........................................
45.
.................................................
.................................................
4050 ........................................
15 ............................................
10 ............................................
E.(1) Impact pile driving .........
2 ..............................................
191.3 dB rms ..........................
1.5.
E.(1) Impact pile driving.
2.
206 dB peak.
0.1.
400.
60.
15.
10 ............................................
10.
TABLE 8—CALCULATED DISTANCES TO LEVEL A HARASSMENT ISOPLETHS
Level A harassment zone (m)
Activity
Low-frequency
cetaceans
Mid-frequency
cetaceans
22
547
1
2
20
NA
30-inch Pile Vibratory Installation and Removal ..................
30-inch Pile Impact Installation (SELcum) ............................
30-inch Pile Impact Installation (PK) ...................................
Marine Mammal Occurrence and Take
Calculation and Estimation
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
No systematic surveys for marine
mammals have occurred in Passage
Canal. Animal presence is based on the
observations by whale watching charters
based out of Whittier, which specifically
search for marine mammals in Passage
Canal and one of which operates during
the February and March construction
window.
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate.
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Because reliable densities are not
available and marine mammal presence
in Passage Canal is minimal, take
requests are species specific and a
general take calculation formula does
not apply.
Humpback Whale
Based on over two decades of whale
watching activity in Passage Canal,
humpback whales have been observed
in Passage Canal on only very rare
occasions and remained for very short
periods (M. Bender, Lazy Otter Charters,
pers. comm.). Reported occurrence is
approximately once per year (M. Kopec,
Whittier Marine Charters, pers. comm.).
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Highfrequency
cetaceans
32
652
19
Phocid
pinnipeds
13
293
2
Otariid
pinnipeds
1
21
N/A
ADOT&PF estimates that one
humpback whale may enter Passage
Canal and remain in the Canal for
several days during the project if herring
are present. Therefore, ADOT&PF has
requested take of one whale for each of
the six project days for a total of six
humpback whale takes.
The largest Level A harassment zone
for humpback whales extends 547m
from the source during impact
installation of 30-inch (0.76m) piles
(Table 8). Given the irregular and small
presence of humpback whales in
Passage Canal, and the fact that PSOs
are expected to detect humpback whales
before they enter the Level A
harassment zone and implement
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shutdowns to prevent take by Level A
harassment, Level A harassment takes of
humpback whales have not been
requested and are not proposed to be
authorized.
Killer Whale
On rare occasions killer whales have
been reported to make brief sorties into
Passage Canal, but they are not regular
residents there (M. Bender, Lazy Otter
Charters, pers. comm.). They are seen in
the inlet approximately once each year
(M. Kopec, Whittier Marine Charters,
pers. comm.). ADOT&PF estimates that
one pod may enter the Level B
harassment zone during the project.
Based on that estimate, ADOT&PF
requests 20 killer whale takes, which
equates to the largest, single pod (AB)
entering the project area on one day of
pile driving.
The largest Level A harassment zone
for killer whales extends 20 m from the
source during impact installation of 30inch (0.76m) piles (Table 8). Given the
irregular and small presence of killer
whales in Passage Canal, and the fact
that PSOs are expected to detect killer
whales before they enter the Level A
harassment zone and implement
shutdown zones to prevent take by
Level A harassment, Level A harassment
takes of killer whales have not been
requested and are not proposed to be
authorized.
Dall’s Porpoise
Dall’s porpoises have occasionally
been observed near the entrance of
Passage Canal, but within the inlet they
are considered exceedingly rare (M.
Bender, Lazy Otter Charters, pers.
comm.; M. Kopec, Whittier Marine
Charters, pers. comm.). ADOT&PF has
requested take of five Dall’s porpoise,
based on the springtime average group
size (4.59 individuals) from Prince
William Sound surveys conducted by
Moran et al. (2018). The estimate
assumes that one group enters the Level
B harassment zone on one day of pile
driving.
The largest SELcum Level A
harassment zone for Dall’s porpoise
extends 652m from the source during
impact installation of 30-inch (0.76m)
piles (Table 8), while the Peak Level A
harassment zone for the same activity is
19m (Table 8). As noted in Table 10, a
200-m shutdown zone will be
implemented for Dall’s porpoises. The
SELcum Level A harassment zone
includes a time component, however,
we do not expect Dall’s porpoises to
remain in the area within 652m during
impact pile driving for a long enough
period to experience Level A
harassment. Therefore, takes of Dall’s
porpoises by Level A harassment have
not been requested and are not proposed
to be authorized.
Steller Sea Lion
Steller sea lions are often seen near
Whittier during May to August salmon
runs but are irregularly seen in the
Action Area the rest of the year,
although as many as ten sea lions haul
out year-round on a channel buoy
within Shotgun Cove approximately 6
km (3.7 mi) northeast of the Action Area
(M. Bender, Lazy Otter Charters, pers.
comm.; M. Kopec, Whittier Marine
Charters, pers. comm.).
An average of five Steller sea lions
haul out on the buoy in Shotgun Cove.
ADOT&PF estimates that half of those
animals (average of 2.5) may enter the
Level B harassment zone on each of the
six days of pile driving, and requests a
total of 15 Level B harassment takes of
Steller sea lions. Due to the limited prey
availability in the project area in
February and March (Bishop and Green
2009, NMFS 2019), NMFS
acknowledges that the requested Level B
harassment takes are unlikely to occur.
However, the takes are being both
proposed for authorization and analyzed
at the request of the applicant to ensure
MMPA coverage should they occur in
the ensonified zone during the specified
activities.
The largest Level A harassment zone
for otariid pinnipeds extends 21m from
the source during impact installation of
30-inch (0.76m) piles (Table 8).
ADOT&PF is planning to implement a
minimum 25-m shutdown zone during
all pile installation and removal
activities (see Proposed Mitigation
section), which is expected to eliminate
the potential for Level A harassment
take of Steller sea lions. Therefore, takes
of Steller sea lions by Level A
harassment have not been requested and
are not proposed to be authorized.
Harbor Seal
Harbor seal use of the project area is
occasional and sporadic. If food is
available, small numbers of harbor seals
may remain for extended periods in the
Whittier boat harbors feeding on sessile
invertebrates growing on harbor pilings.
Otherwise, they are only occasionally
seen in the mid-inlet, although sightings
do occur year-round. Recently, four to
ten seals (typically about five) have been
observed hauling out on a rock pinnacle
in Logging Camp Bay located 12.4 km
(7.7 mi) east of the project area (M.
Bender, Lazy Otter Charters, pers.
comm.). ADOT&PF assumes that on any
given day, half (2.5 average) of these
seals might occur in the Level B
harassment zone during each of the six
days of pile driving, and therefore is
requesting 15 Level B harassment takes
of harbor seals.
The largest SELcum Level A
harassment zone for phocid pinnipeds
extends 293m from the source during
impact installation of 30-inch (0.76m)
piles (Table 8), while the Peak Level A
harassment zone for the same activity is
1.6m (Table 8) . ADOT&PF is planning
to implement a 50-m shutdown zone
during vibratory pile installation and
removal activities and a 100-m
shutdown zone during impact pile
installation for phocid pinnipeds (Table
10). The SELcum Level A harassment
zone includes a time component,
however, we do not expect harbor seals
to remain in the area within 293m
during impact pile driving for a long
enough period to experience Level A
harassment. Therefore, takes of harbor
seals by Level A harassment have not
been requested and are not proposed to
be authorized.
TABLE 9—ESTIMATED TAKE BY LEVEL B HARASSMENT ONLY, BY SPECIES AND STOCK
Stock
abundance a
Common name
Stock
Humpback whale .............................................................
Killer whale ......................................................................
Central North Pacific .......................................................
Eastern North Pacific, Alaska Resident .........................
Gulf, Aleutian, Bering Transient .....................................
Alaska .............................................................................
Western U.S ...................................................................
Prince William Sound .....................................................
Dall’s porpoise .................................................................
Steller sea lion .................................................................
Harbor seal ......................................................................
10,103
2,347
587
83,400
54,267
29,889
a Stock
Level B take
b6
20
20
5
15
15
Proposed take
as percentage
of stock
0.06
0.85
3.41
0.01
0.03
0.05
or DPS size is Nbest according to NMFS 2018 Stock Assessment Reports.
ESA section 7 consultation purposes, 89% of humpbacks in the project area are designated to the Hawaii DPS, therefore, this individual humpback whale is
expected to be from the Hawaii DPS.
b For
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Proposed Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned),
and;
(2) the practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
In addition to the measures described
later in this section, ADOT&PF will
employ the following standard
mitigation measures:
• Conduct briefings between
construction supervisors and crews and
the marine mammal monitoring team
prior to the start of all pile driving
activity, and when new personnel join
the work, to explain responsibilities,
communication procedures, marine
mammal monitoring protocol, and
operational procedures;
• For in-water heavy machinery work
other than pile driving (e.g., standard
barges, etc.), if a marine mammal comes
within 10 m, operations shall cease and
vessels shall reduce speed to the
minimum level required to maintain
steerage and safe working conditions.
This type of work could include the
following activities: (1) Movement of the
barge to the pile location; or (2)
positioning of the pile on the substrate
via a crane (i.e., stabbing the pile);
• To minimize impacts from vessel
interactions with marine mammals, the
crew aboard project vessels (tugs,
barges, and monitoring vessels) will
follow NMFS’s marine mammal viewing
guidelines and regulations as
practicable
• Work may only occur during
daylight hours, when visual monitoring
of marine mammals can be conducted;
• For those marine mammals for
which Level B harassment take has not
been requested, in-water pile
installation/removal will shut down
immediately if such species are
observed within or on a path towards
the monitoring zone (i.e., Level B
harassment zone); and
• If take reaches the authorized limit
for an authorized species, pile
installation will be stopped as these
species approach the Level B
harassment zone to avoid additional
take.
The following mitigation measures
would apply to ADOT&PF’s in-water
construction activities:
Establishment of Shutdown Zone for
Level A Harassment—For all pile
driving/removal and drilling activities,
ADOT&PF will establish a shutdown
zone. The purpose of a shutdown zone
is generally to define an area within
which shutdown of activity would
occur upon sighting of a marine
mammal (or in anticipation of an animal
entering the defined area). Shutdown
zones will vary based on the activity
type and marine mammal hearing group
(see Table 10). The largest shutdown
zones are generally for low frequency
and high frequency cetaceans as shown
in Table 10. The placement of Protected
Species Observers (PSOs) during all pile
driving and pile removal activities
(described in detail in the Proposed
Monitoring and Reporting Section) will
ensure that the entire shutdown zone is
visible during pile installation.
TABLE 10—SHUTDOWN ZONES DURING PILE INSTALLATION AND REMOVAL
Shutdown zone (m)
Activity
LF cetaceans
Vibratory pile installation and removal .................................
Impact pile installation .........................................................
Establishment of Monitoring Zones for
Level B Harassment—ADOT&PF would
establish monitoring zones to correlate
with Level B harassment zones or zones
of influence which are areas where SPLs
are equal to or exceed the 160 dB rms
threshold for impact driving and the 120
dB rms threshold during vibratory
driving and drilling. Monitoring zones
provide utility for observing by
establishing monitoring protocols for
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MF cetaceans
HF cetaceans
25
200
50
550
areas adjacent to the shutdown zones.
Monitoring zones enable observers to be
aware of and communicate the presence
of marine mammals in the project area
outside the shutdown zone and thus
prepare for a potential cease of activity
should the animal enter the shutdown
zone. The proposed monitoring zones
are described in Table 11. Placement of
PSOs on the shorelines around Passage
Canal allow PSOs to observe marine
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Phocids
100
Otariids
25
mammals within Passage Canal. Should
PSOs determine the monitoring zone
cannot be effectively observed in its
entirety, Level B harassment exposures
will be recorded and extrapolated based
upon the number of observed take and
the percentage of the Level B
harassment zone that was not visible.
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56441
TABLE 11—MARINE MAMMAL MONITORING ZONES
Activity
Monitoring zone (m)
Vibratory pile installation and removal ....................................................................
Impact pile installation .............................................................................................
12,000
1,200
Soft Start—The use of soft-start
procedures are believed to provide
additional protection to marine
mammals by providing warning and/or
giving marine mammals a chance to
leave the area prior to the hammer
operating at full capacity. For impact
pile driving, contractors would be
required to provide an initial set of
strikes from the hammer at reduced
energy, with each strike followed by a
30-second waiting period. This
procedure would be conducted a total of
three times before impact pile driving
begins. Soft start would be implemented
at the start of each day’s impact pile
driving and at any time following
cessation of impact pile driving for a
period of thirty minutes or longer. Soft
start is not required during vibratory
pile driving and removal activities.
Pre-Activity Monitoring—Prior to the
start of daily in-water construction
activity, or whenever a break in pile
driving/removal or drilling of 30
minutes or longer occurs, PSOs will
observe the shutdown and monitoring
zones for a period of 30 minutes. The
shutdown zone will be cleared when a
marine mammal has not been observed
within the zone for that 30-minute
period. If a marine mammal is observed
within the shutdown zone, a soft-start
cannot proceed until the animal has left
the zone or has not been observed for 15
minutes. If the Level B harassment zone
has been observed for 30 minutes and
no species for which take is not
authorized are present within the zone,
soft start procedures can commence and
work can continue even if visibility
becomes impaired within the Level B
harassment monitoring zone. When a
marine mammal for which Level B
harassment take is authorized is present
in the Level B harassment zone,
activities may begin and Level B
harassment take will be recorded. As
stated above, if the entire Level B
harassment zone is not visible at the
start of construction, piling or drilling
activities can begin. If work ceases for
more than 30 minutes, the pre-activity
monitoring of both the Level B
harassment and shutdown zones will
commence.
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104(a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density).
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas).
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors.
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks.
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat).
• Mitigation and monitoring
effectiveness.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
Visual Monitoring
Monitoring would be conducted 30
minutes before, during, and 30 minutes
after pile driving/removal activities. In
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addition, observers shall record all
incidents of marine mammal
occurrence, regardless of distance from
activity, and shall document any
behavioral reactions in concert with
distance from piles being driven or
removed. Pile driving activities include
the time to install or remove a single
pile or series of piles, as long as the time
elapsed between uses of the pile driving
equipment is no more than thirty
minutes.
There will be at least two PSOs
employed during all pile driving/
removal activities. PSO will not perform
duties for more than 12 hours in a 24hour period. For impact and vibratory
pile driving and removal, one PSO
would be positioned at the end of the
terminal catwalk near the pile driving/
removal activities at the best practical
vantage point. A second PSO would be
stationed approximately 2.5km down
Shotgun Cove Road and Trail. For
vibratory pile driving and removal, two
additional PSOs will be stationed along
Shotgun Cove Road and Trail, each
approximately 2.5km down the trail
from the previous PSO. Observed take
will be extrapolated across unobserved
portions of the Level B harassment zone.
If Station 2 is not accessible by way
of Shotgun Cove Road and Trail, a
vessel will be used as a monitoring
station. If Stations 3 or 4 are not
accessible by way of Shotgun Cove Road
and Trail, take observed by PSOs at
Stations 1 and 2 will be extrapolated
across the unobserved portion of the
project area.
As part of monitoring, PSOs would
scan the waters using binoculars, and/
or spotting scopes, and would use a
handheld GPS or range-finder device to
verify the distance to each sighting from
the project site. All PSOs would be
trained in marine mammal
identification and behaviors and are
required to have no other project-related
tasks while conducting monitoring. In
addition, monitoring will be conducted
by qualified observers, who will be
placed at the best vantage point(s)
practicable to monitor for marine
mammals and implement shutdown/
delay procedures when applicable by
calling for the shutdown to the hammer
operator. Qualified observers are trained
and/or experienced professionals, with
the following minimum qualifications:
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• Visual acuity in both eyes
(correction is permissible) sufficient for
discernment of moving targets at the
water’s surface with ability to estimate
target size and distance; use of
binoculars may be necessary to correctly
identify the target;
• Independent observers (i.e., not
construction personnel);
• Observers must have their CVs/
resumes submitted to and approved by
NMFS;
• Advanced education in biological
science or related field (i.e.,
undergraduate degree or higher).
Observers may substitute education or
training for experience;
• Experience and ability to conduct
field observations and collect data
according to assigned protocols (this
may include academic experience);
• At least one observer must have
prior experience working as an observer;
• Experience or training in the field
identification of marine mammals,
including the identification of
behaviors;
• Sufficient training, orientation, or
experience with the construction
operation to provide for personal safety
during observations;
• Writing skills sufficient to prepare a
report of observations including but not
limited to the number and species of
marine mammals observed; dates and
times when in-water construction
activities were conducted; dates and
times when in-water construction
activities were suspended to avoid
potential incidental injury from
construction sound of marine mammals
observed within a defined shutdown
zone; and marine mammal behavior;
and
• Ability to communicate orally, by
radio or in person, with project
personnel to provide real-time
information on marine mammals
observed in the area as necessary.
Reporting
A draft marine mammal monitoring
report would be submitted to NMFS
within 90 days after the completion of
pile driving and removal activities. The
report will include an overall
description of work completed, a
narrative regarding marine mammal
sightings, and associated PSO data
sheets. Specifically, the report must
include:
• Date and time that monitored
activity begins or ends;
• Construction activities occurring
during each observation period;
• Weather parameters (e.g., percent
cover, visibility);
• Water conditions (e.g., sea state,
tide state);
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• Species, numbers, and, if possible,
sex and age class of marine mammals;
• Description of any observable
marine mammal behavior patterns,
including bearing and direction of travel
and distance from pile driving activity;
• Distance from pile driving activities
to marine mammals and distance from
the marine mammals to the observation
point;
• Locations of all marine mammal
observations;
• An estimate of total take based on
proportion of the monitoring zone that
was observed; and
• Other human activity in the area.
If no comments are received from
NMFS within 30 days, the draft final
report will constitute the final report. If
comments are received, a final report
addressing NMFS comments must be
submitted within 30 days after receipt of
comments.
In the unanticipated event that the
specified activity clearly causes the take
of a marine mammal in a manner
prohibited by the IHA (if issued), such
as an injury, serious injury or mortality,
ADOT&PF would immediately cease the
specified activities and report the
incident to the Chief of the Permits and
Conservation Division, Office of
Protected Resources, NMFS, and the
Alaska Regional Stranding Coordinator.
The report would include the following
information:
• Description of the incident;
• Environmental conditions (e.g.,
Beaufort sea state, visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities would not resume until
NMFS is able to review the
circumstances of the prohibited take.
NMFS would work with ADOT&PF to
determine what is necessary to
minimize the likelihood of further
prohibited take and ensure MMPA
compliance. ADOT&PF would not be
able to resume their activities until
notified by NMFS via letter, email, or
telephone.
In the event that ADOT&PF discovers
an injured or dead marine mammal, and
the lead PSO determines that the cause
of the injury or death is unknown and
the death is relatively recent (e.g., in
less than a moderate state of
decomposition as described in the next
paragraph), ADOT&PF would
immediately report the incident to the
Chief of the Permits and Conservation
Division, Office of Protected Resources,
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NMFS, and the NMFS Alaska Stranding
Hotline and/or by email to the Alaska
Regional Stranding Coordinator. The
report would include the same
information identified in the paragraph
above. Activities would be able to
continue while NMFS reviews the
circumstances of the incident. NMFS
would work with ADOT&PF to
determine whether modifications in the
activities are appropriate.
In the event that ADOT&PF discovers
an injured or dead marine mammal and
the lead PSO determines that the injury
or death is not associated with or related
to the activities authorized in the IHA
(e.g., previously wounded animal,
carcass with moderate to advanced
decomposition, or scavenger damage),
ADOT&PF would report the incident to
the Chief of the Permits and
Conservation Division, Office of
Protected Resources, NMFS, and the
NMFS Alaska Stranding Hotline and/or
by email to the Alaska Regional
Stranding Coordinator, within 24 hours
of the discovery. ADOT&PF would
provide photographs, video footage (if
available), or other documentation of
the stranded animal sighting to NMFS
and the Marine Mammal Stranding
Network.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
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impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
Pile driving installation and removal
activities associated with the project as
outlined previously, have the potential
to disturb or displace marine mammals.
Specifically, the specified activities may
result in take, in the form of Level B
harassment, from underwater sounds
generated from pile driving and
removal. Potential takes could occur if
individuals of these species are present
in zones ensonified above the
thresholds for Level B harassment
identified above when these activities
are underway.
The takes from Level B harassment
would be due to potential behavioral
disturbance. No Level A harassment is
anticipated given the nature of the
activity and measures designed to
minimize the possibility of injury to
marine mammals. The potential for
Level A harassment and the scale and
intensity of Level B harassment are
minimized through the construction
method and the implementation of the
planned mitigation measures (see
Proposed Mitigation section).
Effects on individuals that are taken
by Level B harassment, on the basis of
reports in the literature as well as
monitoring from other similar activities,
will likely be limited to reactions such
as increased swimming speeds,
increased surfacing time, or decreased
foraging (if such activity were occurring)
(e.g., Thorson and Reyff 2006; HDR, Inc.
2012; Lerma 2014; ABR 2016). Most
likely for pile driving, individuals will
simply move away from the sound
source and be temporarily displaced
from the areas of pile driving and
drilling, although even this reaction has
been observed primarily only in
association with impact pile driving.
Level B harassment will be reduced to
the level of least practicable adverse
impact through use of mitigation
measures described herein and, if sound
produced by project activities is
sufficiently disturbing, animals are
likely to simply avoid the area while the
activity is occurring. While vibratory
driving associated with the proposed
project may produce sound at distances
of many kilometers from the project site,
thus intruding on some habitat, the
ensonified area is already less-preferred
habitat when the project is not
underway. Therefore, we expect that
animals annoyed by project sound
would simply avoid the area and use
more-preferred habitats.
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The project is also not expected to
have significant adverse effects on
affected marine mammals’ habitats. The
project activities would not modify
existing marine mammal habitat for a
significant amount of time. The
activities may cause some fish to leave
the area of disturbance, thus temporarily
impacting marine mammals’ foraging
opportunities in a limited portion of the
foraging range; but, because of the short
duration of the activities and the
relatively small area of the habitat that
may be affected, the impacts to marine
mammal habitat are not expected to
cause significant or long-term negative
consequences.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect the
species or stock through effects on
annual rates of recruitment or survival:
• No mortality is anticipated or
authorized;
• No injury is anticipated or
authorized;
• Any resulting Level B harassment is
expected to be short-term and of
relatively low impact;
• The activity area does not include
any known biologically important areas.
In fact, nearby habitat is considered
non-optimal given the low likelihood of
many known prey resources during the
months of the activity;
• The area impacted by the specified
activity is very small relative to the
overall habitat ranges of all species;
• The project area does not include
ESA-designated critical habitat and does
not overlap with any Biologically
Important Areas (BIAs);
• The project is only taking place
over six total pile driving/removal days;
• The project has the potential to
impact less than 3.5% of each impacted
stock; and
• The proposed mitigation measures
are expected to reduce the effects of the
specified activity to the level of least
practicable adverse impact.
In addition, although affected Steller
sea lions are from a DPS that is listed
under the ESA, it is unlikely that minor
noise effects in a small, localized area of
habitat would have any effect on the
stocks’ ability to recover. In
combination, we believe that these
factors, as well as the available body of
evidence from other similar activities,
demonstrate that the potential effects of
the specified activities will have only
minor, short-term effects on individuals.
The specified activities are not expected
to impact rates of recruitment or
survival and will therefore not result in
population-level impacts.
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56443
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Table 9 demonstrates the number of
animals that could be exposed to
received noise levels that could cause
Level B harassment for the proposed
work in Whittier. Our analysis shows
that less than 1 percent of most affected
stocks could be taken by Level B
harassment, with the exception of the
Gulf of Alaska, Aleutian Islands, and
Bering Sea Transient stock of killer
whales, for which less than four percent
of the stock could be taken. The
numbers of animals proposed to be
taken for these stocks would be
considered small relative to the relevant
stock’s abundances even if each
estimated taking occurred to a new
individual, which is an extremely
unlikely scenario.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
In order to issue an IHA, NMFS must
find that the specified activity will not
have an ‘‘unmitigable adverse impact’’
on the subsistence uses of the affected
marine mammal species or stocks by
Alaskan Natives. NMFS has defined
‘‘unmitigable adverse impact’’ in 50 CFR
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216.103 as an impact resulting from the
specified activity: (1) That is likely to
reduce the availability of the species to
a level insufficient for a harvest to meet
subsistence needs by: (i) Causing the
marine mammals to abandon or avoid
hunting areas; (ii) Directly displacing
subsistence users; or (iii) Placing
physical barriers between the marine
mammals and the subsistence hunters;
and (2) That cannot be sufficiently
mitigated by other measures to increase
the availability of marine mammals to
allow subsistence needs to be met.
Hunters from two native villages—
Chenega Bay and Tatitlek—and native
hunters living in Cordova annually
harvest marine mammals within Prince
William Sound as part of a subsistence
lifestyle (Fall and Zimpelman 2016).
Chenega Bay hunters annually harvest a
few harbor seals and sea otters and have
hunted Steller sea lions in the past
(Wolfe et al. 2009). Most hunting occurs
locally. Hunters from Tatitlek harvest
harbor seals and sea lions over most of
central Prince William Sound, although
their hunting range does not extend to
Passage Canal (Fall and Zimpelman
2016). Native hunters living in Cordova
mostly harvest harbor seals but
occasionally take sea otters and sea
lions (Fall and Zimpelman 2016). All
villages are greater than 100 km (62 mi)
by boat travel from Passage Canal. The
short-term, relatively low-impact, Level
B harassment takes resulting from
construction activities associated with
the Whittier Ferry Terminal
modifications project will have no
impact on the ability of hunters from
these villages to harvest marine
mammals. Therefore, NMFS has
preliminarily determined that the total
taking of affected species or stocks
would not have an unmitigable adverse
impact on the availability of such
species or stocks for taking for
subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the Alaska Region, Protected
Resource Division Office, whenever we
propose to authorize take for
endangered or threatened species.
NMFS is proposing to authorize take
of western stock Steller sea lions under
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the MMPA. For purposes of the
Endangered Species Act, the NMFS
Permits and Conservation Division has
preliminarily determined that this
action is not likely to adversely affect
western DPS Steller sea lions because
we do not expect Steller sea lions to use
habitats near Whittier during the season
when construction will occur. Effects on
western DPS Steller sea lions are thus
extremely unlikely to occur, and
considered discountable under the ESA.
The Permits and Conservation Division
will request concurrence in this
determination from the NMFS Alaska
Region, per section 7 of the ESA.
Proposed Authorization
As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to ADOT&PF for conducting pile
installation and removal activities at the
Whittier Ferry Terminal in Whittier,
Alaska between February and March
2020, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
A draft of the proposed IHA can be
found at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this Notice of Proposed
IHA for the proposed pile driving
project. We also request at this time
comment on the potential renewal of
this proposed IHA as described in the
paragraph below. Please include with
your comments any supporting data or
literature citations to help inform
decisions on the request for this IHA or
a subsequent Renewal.
On a case-by-case basis, NMFS may
issue a one-year IHA renewal with an
additional 15 days for public comments
when (1) another year of identical or
nearly identical activities as described
in the Specified Activities section of
this notice is planned or (2) the
activities as described in the Specified
Activities section of this notice would
not be completed by the time the IHA
expires and a Renewal would allow for
completion of the activities beyond that
described in the Dates and Duration
section of this notice, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to expiration of
the current IHA.
• The request for renewal must
include the following:
(1) An explanation that the activities
to be conducted under the requested
Renewal are identical to the activities
PO 00000
Frm 00034
Fmt 4703
Sfmt 4703
analyzed under the initial IHA, are a
subset of the activities, or include
changes so minor (e.g., reduction in pile
size) that the changes do not affect the
previous analyses, mitigation and
monitoring requirements, or take
estimates (with the exception of
reducing the type or amount of take
because only a subset of the initially
analyzed activities remain to be
completed under the Renewal).
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
• Upon review of the request for
Renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: October 16, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–22966 Filed 10–21–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XV110
Fisheries of the Gulf of Mexico;
Southeast Data, Assessment, and
Review (SEDAR); Public Meeting
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of SEDAR 67 data
webinars for Gulf of Mexico vermilion
snapper.
AGENCY:
The SEDAR 67 assessment
process of Gulf of Mexico vermilion
snapper will consist of a series of data
and assessment webinars. See
SUPPLEMENTARY INFORMATION.
DATES: The SEDAR 67 data webinars
will be held November 12, 2019, from
10 a.m. to 12:30 p.m., Eastern Time;
November 13, 2019, from 10 a.m. to
12:30 p.m., Eastern Time; and
November 14, 2019, from 10 a.m. to
12:30 p.m., Eastern Time.
ADDRESSES: The meeting will be held
via webinar. The webinar is open to
members of the public. Those interested
SUMMARY:
E:\FR\FM\22OCN1.SGM
22OCN1
Agencies
[Federal Register Volume 84, Number 204 (Tuesday, October 22, 2019)]
[Notices]
[Pages 56427-56444]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-22966]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
[RIN 0648-XR045]
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to the Whittier Ferry Terminal Alaska
Class Ferry Modification Project
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from Alaska Department of
Transportation and Public Facilities (ADOT&PF) for authorization to
take marine mammals incidental to the Whittier Ferry Terminal Alaska
Class Ferry Modification Project in Whittier, Alaska. Pursuant to the
Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its
proposal to issue an incidental harassment authorization (IHA) to
incidentally take marine mammals during the specified activities. NMFS
is also requesting comments on a possible one-year renewal that could
be issued under certain circumstances and if all requirements are met,
as described in Request for Public Comments at the end of this notice.
NMFS will consider public comments prior to making any final decision
on the issuance of the requested MMPA authorizations and agency
responses will be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than November
21, 2019.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to [email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Leah Davis, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
[[Page 56428]]
The definitions of all applicable MMPA statutory terms cited above
are included in the relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment.
This action is consistent with categories of activities identified
in Categorical Exclusion B4 (incidental harassment authorizations with
no anticipated serious injury or mortality) of the Companion Manual for
NOAA Administrative Order 216-6A, which do not individually or
cumulatively have the potential for significant impacts on the quality
of the human environment and for which we have not identified any
extraordinary circumstances that would preclude this categorical
exclusion. Accordingly, NMFS has preliminarily determined that the
issuance of the proposed IHA qualifies to be categorically excluded
from further NEPA review.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On June 6, 2019, NMFS received a request from ADOT&PF for an IHA to
take marine mammals incidental to the relocation of one dolphin at the
Whittier Ferry Terminal in Whittier, Alaska. The application was deemed
adequate and complete on September 27, 2019. ADOT&PF's request is for
take of a small number of five species of marine mammals by Level B
harassment. Neither ADOT&PF nor NMFS expects serious injury or
mortality to result from this activity and, therefore, an IHA is
appropriate.
Description of Proposed Activity
Overview
ADOT&PF is seeking an IHA for ferry terminal modifications at the
Whittier Ferry terminal in Whittier, AK. Whitter is located at the head
of Passage Canal, a deep-water fjord within Prince William Sound. The
project includes relocation of one dolphin to accommodate a new, Alaska
Class Ferry, the M/V Hubbard, as it is wider than the ferries currently
operating in Prince William Sound. The dolphin will be removed using a
vibratory hammer, and reinstalled using both vibratory and impact
hammers. Additionally, construction will include modifying the existing
catwalk and landing and modifying the bridge girder connection. Pile
removal and installation associated with the project are expected to
result in Level B harassment of humpback whale, killer whale, Dall's
porpoise, Steller sea lion, and harbor seal. The ensonified area is
expected to reach 12.0 km beyond the project site in Passage Canal. In-
water construction is expected to occur over six work days during
February and March 2020.
Dates and Duration
The IHA will be effective from February 2020 to January 2021. The
project, including mobilization and demobilization, is expected to
occur during February and March 2020. In-water work will occur over six
days with pile extraction and pile reinstallation each expected to
occur over three days. Pile driving activity is expected to range from
30 minutes to 150 minutes each day.
Specific Geographic Region
The dolphin proposed to be moved is located on state submerged land
(ADL 23147) at 60.777[deg] N, 148.683[deg] W at the Whittier Ferry
Terminal in Whitter, AK. Whittier is located at the head of Passage
Canal, a deep-water fjord within Prince William Sound. Passage Canal
itself is a deep (to nearly 244 m [800 ft]) fjord approximately 9.7
kilometers (km) (6 miles [mi]) long and 2.4 km (1.5 mi) wide. Several
streams feed into the waterway including meltwater streams emanating
from Learnard, Shakespeare, and Whittier glaciers. Tidal energy limits
the production of nearshore kelps (e.g., Fuscus) and eelgrass (Zostera
marina), and most marine invertebrates present are hard-bottom habitat
species such as mussels, barnacles, limpets, chitons, and snails (U.S.
Army Corps of Engineers (USACE) 2015). Pacific herring (Clupea
pallasii) is seasonally present at the head of the Passage Canal and
appears to be the dominate fish found in the project area (USACE 2015),
although major herring spawning areas within Prince William Sound are
well outside Passage Canal (Alaska Department of Environmental
Conservation [ADEC] 2005). Returning hatchery king salmon (Oncorhynchus
tshawytscha) are also found in Passage Canal mid-May to mid-June, while
native silver salmon (O. kisutch) runs are found mid-July through late
August. Passage Canal supports the largest colony of black-legged
kittiwakes in Prince William Sound (located 2.4 km [1.5 mi] north of
the terminal).
Because Whittier is connected to the Alaska Highway System via the
Portage Glacier Highway and Anton Anderson Memorial Tunnel, it is a
port of call for cruise ships and a popular destination for sport
fisherman, tourists, and outdoor enthusiasts. It is also the marine hub
of the only road system connecting Anchorage with Prince William Sound.
Figure 1: Project location in southern Alaska.
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[[Page 56429]]
[GRAPHIC] [TIFF OMITTED] TN22OC19.005
BILLING CODE 3510-22-C
Detailed Description of Specific Activity
The proposed project would use a vibratory hammer to extract four
30-inch (0.76m) piles, each 39.6 m (130 ft) in length, comprising
dolphin S3 at the Whittier Ferry Terminal, and then reinstall them at a
new location approximately 1.2 m (4 ft) southeast of the existing
location using the same vibratory hammer. Each pile will then be
proofed with an impact hammer to achieve a final depth of approximately
19.8 m (65 ft) into the seafloor. ADOT&PF estimates that an average of
1.5 piles will be removed or installed per day.
Additional construction components include modifying the existing
catwalk and landing and modifying the bridge girder connection. These
ancillary actions occur above water, and are only expected to impact
pinnipeds that are hauled out in the area where sound levels exceed in-
air harassment thresholds. There are no pinniped haul-out sites near
the construction site, and no harassment from airborne sound is
expected to result from project activities. Therefore, above-water
construction activities will not be considered further in this
document.
Table 1--Pile Extraction and Reinstallation Activity
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Days of
Pile type/activity Number of Vibratory duration Impact duration Strike duration Total hours Average piles removal or
piles per day reinstallation
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
30-in Steel Extraction................ 4 30 min........................ N/A...................... N/A.......................... 2 1.5 3
30-in Steel Reinstallation............ 4 45 min........................ 30 min (400 strikes)..... 0.1 sec...................... 5 1.5 3
---------------------------------------------------------------------------------------------------------------------------------------------------------
Total............................. 8 300 min....................... 120 min (1600 strikes)... N/A.......................... 7 N/A 6
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://
[[Page 56430]]
www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-
stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 2 lists all species with expected potential for occurrence in
Passage Canal and summarizes information related to the population or
stock, including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2016). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS's
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprise that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Alaska and U.S. Pacific SARs (e.g., Muto et al., 2019). All
values presented in Table 2 are the most recent available at the time
of publication and are available in the 2018 SARs (Muto et al., 2019
and Carretta et al., 2019).
Table 2--Marine Mammals That Could Occur in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA Stock abundance
status; (CV, Nmin, most Annual M/
Common name Scientific name Stock strategic (Y/ recent abundance PBR SI \3\
N) \1\ survey) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray whale.................. Eschrichtius Eastern North -, -, N 26,960 (0.05, 801 139
robustus. Pacific. 25,849, 2016).
Family Balaenopteridae
(rorquals).
Fin whale................... Balaenoptera Northeast Pacific.. E, D, Y see SAR (see SAR, 5.1 0.6
physalus. see SAR, 2013).
Humpback whale.............. Megaptera Central North -, -, Y 10,103 (0.300, 83 26
novaeangilae. Pacific. 7,891, 2006).
California/Oregon/ -, -, Y 2,900 (0.05, 2,784, 16.7 >=40.2
Washington. 2014).
Western North E, D, Y 1,107 (0.300, 865, 3 3.0
Pacific. 2006).
Minke whale................. Balaenoptera Alaska............. -, -, N N/A (see SAR, N/A, Undetermined 0
acutorostra. see SAR).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Killer whale................ Orcinus orca....... Eastern North -, -, N 2,347c (N/A, 2,347, 24 1
Pacific, Alaska 2012).
Resident.
Gulf, Aleutian, -, -, N 587c (N/A, 587, 5.87 1
Bering Transient. 2012).
AT1 Transient...... -, D, Y 7c (N/A, 7, 2017).. 0.01 0
Pacific white-sided dolphin. Lagenorhynchus North Pacific...... -, -, N 26,880 (Unknown, Undetermined 0
obliquidens. Unknown, 1990).
Family Phocoenidae (porpoises):
Dall's porpoise............. Phocoenoides dalli. Alaska............. -, -, N 83,400 (0.097, N/A, Undetermined 38
1991).
Harbor porpoise............. Phocoena........... Gulf of Alaska..... -, -, Y 31,046 (0.214, N/A, Undetermined 72
1998).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals
and sea lions):
California sea lion......... Zalophus U.S................ -, -, N 257,606 (N.A,...... 14,011 >=321
californianus. 233,515, 2014).....
Steller sea lion............ Eumetopias jubatus. Western U.S........ E, D, Y 54,267a (Unknown, 326 247
54,267, 2017).
Family Phocidae (earless seals):
Pacific harbor seal......... Phoca vitulina..... Prince William -, -, N 29,889 (see SAR, 838 279
Sound. 27,936, 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. For certain stocks of pinnipeds, abundance estimates are based upon observations of animals (often pups) ashore multiplied by some
correction factor derived from knowledge of the species (or similar species) life history to arrive at a best abundance estimate; therefore, there is
no associated CV. In these cases, the minimum abundance may represent actual counts of all animals ashore.
[[Page 56431]]
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
Note: Italicized species are not expected to be taken or proposed for authorization.
All species that could potentially occur in the proposed survey
areas are included in Table 2. However, the temporal and/or spatial
occurrence of gray whale, fin whale, minke whale, Pacific white-sided
dolphin, harbor porpoise, and California sea lion are such that take is
not expected to occur, and they are not discussed further beyond the
explanation provided here. Gray whales do not regularly enter Prince
William Sound, and charter operators have only observed gray whales in
Passage Canal twice in the past 20 years (M. Bender, Lazy Otter
Charters, pers. comm.; M. Kopec, Whittier Marine Charters, pers.
comm.). Fin whales typically arrive to the Gulf of Alaska in May, well
after the February and March work window, and there is only one record
of a fin whale occurring within Passage Canal in the past 20 years (M.
Kopec, Whittier Marine Charters, pers. comm.). Minke whales are not
expected to occur in the ensonified area, as in the past 20 years,
marine mammal charter operators have seen fewer than five minke whales
within Passage Canal, and they are typically found farther south during
winter months (NMFS 2018b). Extensive marine mammal surveys conducted
within Prince William Sound by Hall (1979) and Waite (2003) yielded no
sightings of Pacific white-sided dolphins. Based on habitat preferences
and past survey results, this dolphin is unlikely to occur in the
Action Area, especially given the early spring work-window. Over the
last 20 years, none have been observed in the inlet by charter
operators (M. Bender, Lazy Otter Charters, pers. comm.; M. Kopec,
Whittier Marine Charters, pers. comm.). Harbor porpoise have not been
observed in Passage Canal during over two decades of whale watching by
one charter operator (M. Bender, Lazy Otter Charters, pers. comm.), and
are considered extremely rare in Passage Canal by another (M. Kopec,
Whittier Marine Charters, pers. comm.). California sea lions are rarely
sighted in southern Alaska. NMFS' anecdotal sighting database includes
four sightings in Seward and Kachemak Bay, and they were also
documented during the Apache 2012 seismic survey in Cook Inlet.
However, California sea lions have not been observed in Passage Canal.
In addition, the northern sea otter may be found in Whittier, AK.
However, northern sea otters are managed by the U.S. Fish and Wildlife
Service and are not considered further in this document.
Humpback Whale
The humpback whale (Megaptera novaeangilae) is distributed
worldwide in all ocean basins. Relatively high densities of humpback
whales are found in feeding grounds in southeast Alaska and northern
British Columbia, particularly during summer months. Humpbacks migrate
to Alaska to feed after months of fasting in low latitude breeding
grounds. The timing of migration varies among individuals: Most
humpbacks begin returning to Alaska in spring and most depart Alaska
for southern breeding grounds in fall or winter. Peak numbers of
humpbacks in southeast Alaska occur during late summer to early fall,
but because there is significant overlap between departing and
returning whales, humpbacks can be found in Alaska feeding grounds in
every month of the year (Baker et al. 1985, Straley 1990, Witteveen and
Wynne 2017). There is also an apparent increase in the number of
humpbacks overwintering in feeding grounds in Alaska (Straley et al.
2018).
Based on over two decades of whale watching activity in Passage
Canal, humpback whales have been observed in Passage Canal on only very
rare occasions and remained for very short periods (M. Bender, Lazy
Otter Charters, pers. comm.). Reported occurrence is approximately once
per year (M. Kopec, Whittier Marine Charters, pers. comm.). However,
there is a chance that a humpback may occur in Passage Canal if herring
are present.
Based on extensive photo identification data, NMFS has determined
that individual humpback whales encountered in the Gulf of Alaska have
an 89 percent probability of being from the recovered (delisted) Hawaii
Distinct Population Segment (DPS) (Wade et al. 2016). Therefore, there
is an 89 percent probability that a humpback occurring in Passage Canal
is from the Hawaii DPS and Central North Pacific stock. Given the low
overall likelihood of encountering any humpbacks, other DPSs of
humpback whale will not be considered further in this document and any
humpback whales seen will belong to the Central North Pacific stock.
Killer Whale
Killer whales (Orcinus orca) are found in every ocean of the world
(NMFS 2018c) and are the most widely distributed marine mammal
(Leatherwood and Dahlheim 1978). NMFS considers three stocks of killer
whales to seasonally inhabit Prince William Sound: Eastern North
Pacific Alaska Resident stock (2,347 individuals); Gulf of Alaska,
Aleutian Islands, and Bering Sea Transient stock (587 individuals); and
the small AT1 Transient stock (7 individuals) (Muto et al. 2019).
On rare occasions killer whales have been reported to occur in
Passage Canal, but they do not occur there on a regular basis (M.
Bender, Lazy Otter Charters, pers. comm.). They are seen in the inlet
approximately once each year (M. Kopec, Whittier Marine Charters, pers.
comm.). Killer whales that may occur in Passage Canal during the
project are expected to be either from the Eastern North Pacific Alaska
Resident stock, or the Gulf of Alaska, Aleutian Islands, and Bering Sea
Transient stock. Based on the AT1 Transient killer whale small stock
size (seven individuals), and the small stock size in comparison with
all killer whales potentially present in Prince William Sound (2,941
individuals), we do not expect any AT1 Transients to enter Passage
Canal during the project. AT1 Transient killer whales will not be
considered further in this document.
Dall's Porpoise
Dall's porpoises (Phocoenoides dalli) are widely distributed in the
North Pacific Ocean, usually in deep oceanic waters (183 m (>600 ft)),
over the continental shelf or along slopes (NMFS 2018d, Hall 1979, Muto
et al. 2019). They occur along the west coast of the United States
ranging from California to the Bering Sea in Alaska (NMFS 2018d).
Dall's porpoises occur in Alaskan waters year-round (Muto et al. 2019)
and typically give birth between June and September to single calves
(NMFS 2018d). They have occasionally been observed near the entrance of
Passage Canal, but within the inlet they are considered exceedingly
rare (M. Bender, Lazy Otter Charters, pers. comm.; M. Kopec, Whittier
Marine Charters, pers. comm.).
Steller Sea Lion
The Steller sea lion (Eumetopias jubatus) was listed as a
threatened species under the ESA in 1990 following declines of 63
percent on certain rookeries since 1985 and declines of 82 percent
since 1960 (55 FR
[[Page 56432]]
12645, April 5, 1990). In 1997, two DPSs of Steller sea lion were
identified based on differences in genetics, distribution, phenotypic
traits, and population trends (62 FR 24345, May 5, 1997; Fritz et al.
2013): the Eastern DPS found east of Cape Suckling (144[deg] W) and the
Western DPS found west of Cape Suckling. At that time the Western DPS
was up-listed to endangered due to continuing declines. However, the
Eastern DPS population increased and was eventually removed from the
ESA listing in 2013 (78 FR 66140, November 4, 2013).
Steller sea lions are often seen near Whittier during May to August
salmon runs but are irregularly seen in the project area the rest of
the year, although as many as ten sea lions haul out year-round on a
channel buoy within Shotgun Cove approximately 6 km (3.7 mi) northeast
of the project location (M. Bender, Lazy Otter Charters, pers. comm.;
M. Kopec, Whittier Marine Charters, pers. comm.).
Steller sea lion critical habitat within Prince William Sound
includes three major haulouts (The Needle, Perry Island, and Point
Eleanor), and several more haulouts plus two rookeries (Seal Rocks and
Fish Island). When including the designated 20-nautical-mile (nm) zone
around each denoting critical habitat (foraging), most of Prince
William Sound falls within Steller sea lion critical habitat. However,
the nearest major haulout is >20 nm from the project location; thus, no
sea lion critical habitat falls within the Level B harassment zone.
Harbor Seal
Harbor seals (Phoca vitulina) range from Baja California north
along the west coasts of California, Oregon, Washington, British
Columbia, and southeast Alaska; west through the Gulf of Alaska, Prince
William Sound, and the Aleutian Islands; and north in the Bering Sea to
Cape Newenham and the Pribilof Islands. Harbor seals are irregularly
present in the project area. Small numbers have been reported (K.
Sinclair, Whittier Harbormaster, pers. comm.) in the Whittier boat
harbor feeding on the mussels and barnacles growing on the harbor
pilings but apparently remained only if this food source remained. They
are occasionally seen mid-inlet throughout the year and four to ten
individuals have recently been observed hauled out on a rock pinnacle
at the mouth of Logging Camp Bay approximately 12.4 km (7.7 mi)
northeast of the project area (M. Bender, Lazy Otter Charters, pers.
comm.). Harbor seals are the species most likely to be present in the
Level B harassment zone during the proposed pile driving.
Harbor seals forage on fish and invertebrates (Wynne 2012). They
are opportunistic feeders that forage in marine, estuarine, and
freshwater habitats, adjusting their foraging behavior to take
advantage of prey that are seasonally and locally abundant (Payne and
Selzer 1989). In Alaska, harbor seals typically give birth to single
pups between May and mid-July. The birthing location of harbor seal
pups occurs at many different haul-out sites and is not restricted to a
few major rookeries (Kinkhart et al. 2008). Pupping and weaning
coincide with the summer haulout. (Sease 1992).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018a) described
generalized hearing ranges for these marine mammal hearing groups (NMFS
2018a). Generalized hearing ranges were chosen based on the
approximately 65 decibel (dB) threshold from the normalized composite
audiograms, with the exception for lower limits for low-frequency
cetaceans where the lower bound was deemed to be biologically
implausible and the lower bound from Southall et al. (2007) retained.
Marine mammal hearing groups and their associated hearing ranges are
provided in Table 3.
Table 3--Marine Mammal Hearing Groups
[NMFS, 2018a]
------------------------------------------------------------------------
Hearing group Generalized hearing range *
------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen 7 Hz to 35 kHz
whales).
Mid-frequency (MF) cetaceans 150 Hz to 160 kHz
(dolphins, toothed whales, beaked
whales, bottlenose whales).
High-frequency (HF) cetaceans (true 275 Hz to 160 kHz
porpoises, Kogia, river dolphins,
cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
Phocid pinnipeds (PW) (underwater) 50 Hz to 86 kHz
(true seals).
Otariid pinnipeds (OW) (underwater) 60 Hz to 39 kHz
(sea lions and fur seals).
------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a
composite (i.e., all species within the group), where individual
species' hearing ranges are typically not as broad. Generalized
hearing range chosen based on ~65 dB threshold from normalized
composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al. 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018a) for a review of available information.
Five marine mammal species (three cetacean and two pinniped (one
otariid and one phocid) species) have the reasonable potential to co-
occur with the proposed project activities. Please refer to Table 2. Of
the cetacean species that may be present, one is classified as a low-
frequency cetacean (humpback whale),
[[Page 56433]]
one is classified as a mid-frequency cetacean (killer whale), and one
is classified as a high-frequency cetacean (Dall's porpoise).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take by Incidental Harassment section
later in this document includes a quantitative analysis of the number
of individuals that are expected to be taken by this activity. The
Negligible Impact Analysis and Determination section considers the
content of this section, the Estimated Take by Incidental Harassment
section, and the Proposed Mitigation section, to draw conclusions
regarding the likely impacts of these activities on the reproductive
success or survivorship of individuals and how those impacts on
individuals are likely to impact marine mammal species or stocks.
Description of Sound Sources
The marine soundscape is comprised of both ambient and
anthropogenic sounds. Ambient sound is defined as the all-encompassing
sound in a given place and is usually a composite of sound from many
sources both near and far. The sound level of an area is defined by the
total acoustical energy being generated by known and unknown sources.
These sources may include physical (e.g., waves, wind, precipitation,
earthquakes, ice, atmospheric sound), biological (e.g., sounds produced
by marine mammals, fish, and invertebrates), and anthropogenic sound
(e.g., vessels, dredging, aircraft, construction).
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
shipping activity) but also on the ability of sound to propagate
through the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al. 1995). The result is that, depending
on the source type and its intensity, sound from the specified activity
may be a negligible addition to the local environment or could form a
distinctive signal that may affect marine mammals.
In-water construction activities associated with the project would
include impact pile driving, vibratory pile driving, and vibratory pile
removal. The sounds produced by these activities fall into one of two
general sound types: Impulsive and non-impulsive. Impulsive sounds
(e.g., explosions, gunshots, sonic booms, impact pile driving) are
typically transient, brief (less than 1 second), broadband, and consist
of high peak sound pressure with rapid rise time and rapid decay (ANSI
1986; NIOSH 1998; ANSI 2005; NMFS 2018a). Non-impulsive sounds (e.g.
aircraft, machinery operations such as drilling or dredging, vibratory
pile driving, and active sonar systems) can be broadband, narrowband or
tonal, brief or prolonged (continuous or intermittent), and typically
do not have the high peak sound pressure with raid rise/decay time that
impulsive sounds do (ANSI 1995; NIOSH 1998; NMFS 2018a). The
distinction between these two sound types is important because they
have differing potential to cause physical effects, particularly with
regard to hearing (e.g., Ward 1997 in Southall et al. 2007).
Two types of pile hammers would be used on this project: Impact and
vibratory. Impact hammers operate by repeatedly dropping a heavy piston
onto a pile to drive the pile into the substrate. Sound generated by
impact hammers is characterized by rapid rise times and high peak
levels, a potentially injurious combination (Hastings and Popper 2005).
Vibratory hammers install piles by vibrating them and allowing the
weight of the hammer to push them into the sediment. Vibratory hammers
produce significantly less sound than impact hammers. Peak sound
pressure levels (SPLs) may be 180 dB or greater, but are generally 10
to 20 dB lower than SPLs generated during impact pile driving of the
same-sized pile (Oestman et al. 2009). Rise time is slower, reducing
the probability and severity of injury, and sound energy is distributed
over a greater amount of time (Nedwell and Edwards 2002; Carlson et al.
2005).
The likely or possible impacts of ADOT&PF's proposed activity on
marine mammals could involve both non-acoustic and acoustic stressors.
Potential non-acoustic stressors could result from the physical
presence of the equipment and personnel; however, any impacts to marine
mammals are expected to primarily be acoustic in nature. Acoustic
stressors include effects of heavy equipment operation during pile
installation and removal.
Acoustic Impacts
The introduction of anthropogenic noise into the aquatic
environment from pile driving and removal is the primary means by which
marine mammals may be harassed from ADOT&PF's specified activity. In
general, animals exposed to natural or anthropogenic sound may
experience physical and psychological effects, ranging in magnitude
from none to severe (Southall et al. 2007). In general, exposure to
pile driving and removal noise has the potential to result in auditory
threshold shifts and behavioral reactions (e.g., avoidance, temporary
cessation of foraging and vocalizing, changes in dive behavior).
Exposure to anthropogenic noise can also lead to non-observable
physiological responses such an increase in stress hormones. Additional
noise in a marine mammal's habitat can mask acoustic cues used by
marine mammals to carry out daily functions such as communication and
predator and prey detection. The effects of pile driving and removal
noise on marine mammals are dependent on several factors, including,
but not limited to, sound type (e.g., impulsive vs. non-impulsive), the
species, age and sex class (e.g., adult male vs. mom with calf),
duration of exposure, the distance between the pile and the animal,
received levels, behavior at time of exposure, and previous history
with exposure (Wartzok et al. 2004; Southall et al. 2007). Here we
discuss physical auditory effects (threshold shifts) followed by
behavioral effects and potential impacts on habitat.
NMFS defines a noise-induced threshold shift (TS) as a change,
usually an increase, in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2018a). The amount of
threshold shift is customarily expressed in dB. A TS can be permanent
or temporary. As described in NMFS (2018a), there are numerous factors
to consider when examining the consequence of TS, including, but not
limited to, the signal temporal pattern (e.g., impulsive or non-
impulsive), likelihood an individual would be exposed for a long enough
duration or to a high enough level to induce a TS, the magnitude of the
TS, time to recovery (seconds to minutes or hours to days), the
frequency range of the exposure (i.e., spectral content), the hearing
and vocalization frequency range of the exposed species relative to the
signal's frequency spectrum (i.e.,
[[Page 56434]]
how an animal uses sound within the frequency band of the signal; e.g.,
Kastelein et al. 2014), and the overlap between the animal and the
source (e.g., spatial, temporal, and spectral).
Permanent Threshold Shift (PTS)--NMFS defines PTS as a permanent,
irreversible increase in the threshold of audibility at a specified
frequency or portion of an individual's hearing range above a
previously established reference level (NMFS 2018a). Available data
from humans and other terrestrial mammals indicate that a 40 dB
threshold shift approximates PTS onset (see Ward et al. 1958, 1959;
Ward 1960; Kryter et al. 1966; Miller 1974; Ahroon et al. 1996;
Henderson et al. 2008). PTS levels for marine mammals are estimates, as
with the exception of a single study unintentionally inducing PTS in a
harbor seal (Kastak et al. 2008), there are no empirical data measuring
PTS in marine mammals largely due to the fact that, for various ethical
reasons, experiments involving anthropogenic noise exposure at levels
inducing PTS are not typically pursued or authorized (NMFS 2018a).
Temporary Threshold Shift (TTS)--A temporary, reversible increase
in the threshold of audibility at a specified frequency or portion of
an individual's hearing range above a previously established reference
level (NMFS 2018a). Based on data from cetacean TTS measurements (see
Southall et al. 2007), a TTS of 6 dB is considered the minimum
threshold shift clearly larger than any day-to-day or session-to-
session variation in a subject's normal hearing ability (Schlundt et
al. 2000; Finneran et al. 2000, 2002). As described in Finneran (2015),
marine mammal studies have shown the amount of TTS increases with
cumulative sound exposure level (SELcum) in an accelerating fashion: At
low exposures with lower SELcum, the amount of TTS is typically small
and the growth curves have shallow slopes. At exposures with higher
SELcum, the growth curves become steeper and approach linear
relationships with the noise SEL.
Depending on the degree (elevation of threshold in dB), duration
(i.e., recovery time), and frequency range of TTS, and the context in
which it is experienced, TTS can have effects on marine mammals ranging
from discountable to serious (similar to those discussed in auditory
masking, below). For example, a marine mammal may be able to readily
compensate for a brief, relatively small amount of TTS in a non-
critical frequency range that takes place during a time when the animal
is traveling through the open ocean, where ambient noise is lower and
there are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts. We note that reduced hearing sensitivity as
a simple function of aging has been observed in marine mammals, as well
as humans and other taxa (Southall et al. 2007), so we can infer that
strategies exist for coping with this condition to some degree, though
likely not without cost.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus
leucas), harbor porpoise (Phocoena phocoena), and Yangtze finless
porpoise (Neophocoena asiaeorientalis)) and five species of pinnipeds
exposed to a limited number of sound sources (i.e., mostly tones and
octave-band noise) in laboratory settings (Finneran 2015). TTS was not
observed in trained spotted (Phoca largha) and ringed (Pusa hispida)
seals exposed to impulsive noise at levels matching previous
predictions of TTS onset (Reichmuth et al. 2016). In general, harbor
seals and harbor porpoises have a lower TTS onset than other measured
pinniped or cetacean species (Finneran 2015). Additionally, the
existing marine mammal TTS data come from a limited number of
individuals within these species. No data are available on noise-
induced hearing loss for mysticetes. For summaries of data on TTS in
marine mammals or for further discussion of TTS onset thresholds,
please see Southall et al. (2007), Finneran and Jenkins (2012),
Finneran (2015), and Table 5 in NMFS (2018a). Installing piles requires
a combination of impact pile driving and vibratory pile driving. For
the project, these activities would not occur at the same time and
there would likely be pauses in activities producing the sound during
each day. Given these pauses and that many marine mammals are likely
moving through the ensonified area and not remaining for extended
periods of time, the potential for TS declines.
Behavioral Harassment--Exposure to noise from pile driving and
removal also has the potential to behaviorally disturb marine mammals.
Available studies show wide variation in response to underwater sound;
therefore, it is difficult to predict specifically how any given sound
in a particular instance might affect marine mammals perceiving the
signal. If a marine mammal does react briefly to an underwater sound by
changing its behavior or moving a small distance, the impacts of the
change are unlikely to be significant to the individual, let alone the
stock or population. However, if a sound source displaces marine
mammals from an important feeding or breeding area for a prolonged
period, impacts on individuals and populations could be significant
(e.g., Lusseau and Bejder 2007; Weilgart 2007; NRC 2005).
Disturbance may result in changing durations of surfacing and
dives, number of blows per surfacing, or moving direction and/or speed;
reduced/increased vocal activities; changing/cessation of certain
behavioral activities (such as socializing or feeding); visible startle
response or aggressive behavior (such as tail/fluke slapping or jaw
clapping); avoidance of areas where sound sources are located.
Pinnipeds may increase their haul out time, possibly to avoid in-water
disturbance (Thorson and Reyff 2006). Behavioral responses to sound are
highly variable and context-specific and any reactions depend on
numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al. 1995; Wartzok et al. 2003; Southall et al.
2007; Weilgart 2007; Archer et al. 2010). Behavioral reactions can vary
not only among individuals but also within an individual, depending on
previous experience with a sound source, context, and numerous other
factors (Ellison et al. 2012), and can vary depending on
characteristics associated with the sound source (e.g., whether it is
moving or stationary, number of sources, distance from the source). In
general, pinnipeds seem more tolerant of, or at least habituate more
quickly to, potentially disturbing underwater sound than do cetaceans,
and generally seem to be less responsive to exposure to industrial
sound than most cetaceans. Please see Appendices B-C of Southall et al.
(2007) for a review of studies involving marine mammal behavioral
responses to sound.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.
2001; Nowacek et al.
[[Page 56435]]
2004; Madsen et al. 2006; Yazvenko et al. 2007). A determination of
whether foraging disruptions incur fitness consequences would require
information on or estimates of the energetic requirements of the
affected individuals and the relationship between prey availability,
foraging effort and success, and the life history stage of the animal.
In 2016, ADOT&PF documented observations of marine mammals during
construction activities (i.e., pile driving and down-hole drilling) at
the Kodiak Ferry Dock (see 80 FR 60636, October 7, 2015, for Final IHA
Federal Register notice). In the marine mammal monitoring report for
that project (ABR 2016), 1,281 Steller sea lions were observed within
the behavioral disturbance zone during pile driving or drilling (i.e.,
documented as Level B harassment take). Of these, 19 individuals
demonstrated an alert behavior, 7 were fleeing, and 19 swam away from
the project site. All other animals were engaged in activities such as
milling, foraging, or fighting and did not change their behavior. In
addition, two sea lions approached within 20 meters of active vibratory
pile driving activities. Harbor seals were observed within the
disturbance zone during pile driving activities; none of them displayed
disturbance behaviors. Killer whales were also observed within the
Level B harassment zone during pile driving, and were travelling or
milling. No signs of disturbance were noted for killer whales. Given
the similarities in activities and habitat and the fact the same
species are involved, we expect similar behavioral responses of marine
mammals to the specified activity. That is, disturbance, if any, is
likely to be temporary and localized (e.g., small area movements).
Monitoring reports from other recent pile driving projects have
observed similar behaviors.
Masking--Sound can disrupt behavior through masking, or interfering
with, an animal's ability to detect, recognize, or discriminate between
acoustic signals of interest (e.g., those used for intraspecific
communication and social interactions, prey detection, predator
avoidance, navigation) (Richardson et al. 1995). Masking occurs when
the receipt of a sound is interfered with by another coincident sound
at similar frequencies and at similar or higher intensity, and may
occur whether the sound is natural (e.g., snapping shrimp, wind, waves,
precipitation) or anthropogenic (e.g., pile driving, shipping, sonar,
seismic exploration) in origin. The ability of a noise source to mask
biologically important sounds depends on the characteristics of both
the noise source and the signal of interest (e.g., signal-to-noise
ratio, temporal variability, direction), in relation to each other and
to an animal's hearing abilities (e.g., sensitivity, frequency range,
critical ratios, frequency discrimination, directional discrimination,
age or TTS hearing loss), and existing ambient noise and propagation
conditions. Masking of natural sounds can result when human activities
produce high levels of background sound at frequencies important to
marine mammals. Conversely, if the background level of underwater sound
is high (e.g., on a day with strong wind and high waves), an
anthropogenic sound source would not be detectable as far away as would
be possible under quieter conditions and would itself be masked.
Airborne Acoustic Effects--Pinnipeds that occur near the project
site could be exposed to airborne sounds associated with pile driving
and removal that have the potential to cause behavioral harassment,
depending on their distance from pile driving activities. Cetaceans are
not expected to be exposed to airborne sounds that would result in
harassment as defined under the MMPA.
Airborne noise would primarily be an issue for pinnipeds that are
swimming or hauled out near the project site within the range of noise
levels exceeding the acoustic thresholds. We recognize that pinnipeds
in the water could be exposed to airborne sound that may result in
behavioral harassment when looking with their heads above water. Most
likely, airborne sound would cause behavioral responses similar to
those discussed above in relation to underwater sound. For instance,
anthropogenic sound could cause hauled-out pinnipeds to exhibit changes
in their normal behavior, such as reduction in vocalizations, or cause
them to temporarily abandon the area and move further from the source.
However, these animals would previously have been `taken' because of
exposure to underwater sound above the behavioral harassment
thresholds, which are in all cases larger than those associated with
airborne sound. Thus, the behavioral harassment of these animals is
already accounted for in these estimates of potential take. Therefore,
we do not believe that authorization of incidental take resulting from
airborne sound for pinnipeds is warranted, and airborne sound is not
discussed further here.
Marine Mammal Habitat Effects
ADOT&PF's construction activities could have localized, temporary
impacts on marine mammal habitat by increasing in-water sound pressure
levels and slightly decreasing water quality. Construction activities
are of short duration and would likely have temporary impacts on marine
mammal habitat through increases in underwater sound. Increased noise
levels may affect acoustic habitat (see masking discussion above) and
adversely affect marine mammal prey in the vicinity of the project area
(see discussion below). During impact and vibratory pile driving,
elevated levels of underwater noise would ensonify the canal where both
fish and mammals may occur and could affect foraging success.
In-Water Construction Effects on Potential Foraging Habitat
ADOT&PF's project involves moving the four piles comprising dolphin
S3 1.2 m (4 feet), thus all habitat modification would remain within
the same footprint as the existing ferry terminal and facilities. The
total seafloor area affected from extracting and relocating piles is
about 15 m\2\ (161 ft\2\), a small area compared to the vast foraging
area available to marine mammals in Prince William Sound. The pile
driving process may result in removing barnacles and mussels (potential
harbor seal prey) from the pilings, but once reseated, these pilings
would again be available as substrate for these invertebrates.
Pile installation and removal may temporarily increase turbidity
resulting from suspended sediments. Any increases would be temporary,
localized, and minimal. ADOT&PF must comply with state water quality
standards during these operations by limiting the extent of turbidity
to the immediate project area. In general, turbidity associated with
pile installation is localized to about a 25-foot radius around the
pile (Everitt et al. 1980). Cetaceans are not expected to be close
enough to the project pile driving areas to experience effects of
turbidity, and any pinnipeds could avoid localized areas of turbidity.
Therefore, the impact from increased turbidity levels is expected to be
discountable to marine mammals. Furthermore, pile driving and removal
at the project site would not obstruct movements or migration of marine
mammals.
Avoidance by potential prey (i.e., fish) of the immediate area due
to the temporary loss of this foraging habitat is also possible. The
duration of fish avoidance of this area after pile driving stops is
unknown, but a rapid return to normal recruitment, distribution and
behavior is anticipated. Any behavioral avoidance by fish of the
disturbed area
[[Page 56436]]
would still leave significantly large areas of fish and marine mammal
foraging habitat in the nearby vicinity in Prince William Sound.
The duration of the construction activities is relatively short,
with pile driving and removal activities expected to occur during just
seven hours over six days. Impacts to habitat and prey are expected to
be temporary and minimal based on the short duration of activities.
In-Water Construction Effects on Potential Prey (Fish)
Construction activities would produce continuous (i.e., vibratory
pile driving) and pulsed (i.e., impact driving) sounds. Fish react to
sounds that are especially strong and/or intermittent low-frequency
sounds. Short duration, sharp sounds can cause overt or subtle changes
in fish behavior and local distribution. Hastings and Popper (2005)
identified several studies that suggest fish may relocate to avoid
certain areas of sound energy. Additional studies have documented
effects of pile driving on fish, although several are based on studies
in support of large, multiyear bridge construction projects (e.g.,
Scholik and Yan 2001, 2002; Popper and Hastings 2009). Sound pulses at
received levels of 160 dB may cause subtle changes in fish behavior.
SPLs of 180 dB may cause noticeable changes in behavior (Pearson et al.
1992; Skalski et al. 1992). SPLs of sufficient strength have been known
to cause injury to fish and fish mortality.
The most likely impact to fish from pile driving and drilling
activities at the project area would be temporary behavioral avoidance
of the area. The duration of fish avoidance of this area after pile
driving stops is unknown, but a rapid return to normal recruitment,
distribution and behavior is anticipated. In general, impacts to marine
mammal prey species are expected to be minor and temporary due to the
short timeframe for the project. Additionally, fish species that are
important marine mammal prey, such as Pacific herring and salmon, are
unlikely to be present in appreciable numbers during the February-March
work window (Bishop and Green 2009, NMFS 2019).
Construction activities, in the form of increased turbidity, have
the potential to adversely affect fish in the project area. Increased
turbidity is expected to occur in the immediate vicinity (on the order
of 10 feet or less) of construction activities. However, suspended
sediments and particulates are expected to dissipate quickly within a
single tidal cycle. Given the limited area affected, any effects on
fish are expected to be minor or negligible. In addition, best
management practices would be in effect, which would limit the extent
of turbidity to the immediate project area.
In summary, given the short daily duration of sound associated with
individual pile driving and drilling events and the relatively small
areas being affected, pile driving activities associated with the
proposed action are not likely to have a permanent, adverse effect on
any fish habitat, or populations of fish species. Thus, we conclude
that impacts of the specified activity are not likely to have more than
short-term adverse effects on any prey habitat or populations of prey
species. Further, any impacts to marine mammal habitat are not expected
to result in significant or long-term consequences for individual
marine mammals, or to contribute to adverse impacts on their
populations.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption of behavioral patterns,
including, but not limited to, migration, breathing, nursing, breeding,
feeding, or sheltering (Level B harassment).
Authorized takes would be by Level B harassment only, in the form
of disruption of behavioral patterns for individual marine mammals
resulting from exposure to pile driving and removal activities. Based
on the nature of the activity and the anticipated effectiveness of the
mitigation measures (i.e., shutdown zones) discussed in detail below in
Proposed Mitigation section, Level A harassment is neither anticipated
nor proposed to be authorized.
As described previously, no mortality is anticipated or proposed to
be authorized for this activity. Below we describe how the take is
estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and, (4)
and the number of days of activities. We note that while these basic
factors can contribute to a basic calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the proposed take
estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 microPascal ([mu]Pa) root mean square
(rms) for continuous (e.g., vibratory pile-driving, drilling) and above
160 dB re 1 [mu]Pa (rms) for non-explosive impulsive (e.g., seismic
airguns) or intermittent (e.g., scientific sonar) sources.
ADOT&PF's proposed activity includes the use of continuous
(vibratory pile driving and removal) and impulsive (impact pile
driving) sources, and therefore the 120 and 160 dB re 1 [mu]Pa (rms)
thresholds are applicable.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of
[[Page 56437]]
Anthropogenic Sound on Marine Mammal Hearing (Version 2.0) (NMFS,
2018a) identifies dual criteria to assess auditory injury (Level A
harassment) to five different marine mammal groups (based on hearing
sensitivity) as a result of exposure to noise from two different types
of sources (impulsive or non-impulsive). ADOT&PF's proposed activity
includes the use of impulsive (impact pile driving) and non-impulsive
(vibratory pile driving and removal) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2018 Technical Guidance, which may be accessed at
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 4--Thresholds Identifying the Onset of Permanent Threshold Shift (PTS)
----------------------------------------------------------------------------------------------------------------
PTS Onset Acoustic Thresholds * (Received Level)
Hearing group -------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans.......... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans.......... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater).... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater)... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
The sound field in the project area is the existing background
noise plus additional construction noise from the proposed project.
Marine mammals are expected to be affected via sound generated by the
primary components of the project (i.e., impact pile driving, vibratory
pile driving and removal). The maximum (underwater) area ensonified
above the thresholds for behavioral harassment referenced above is 20.5
km\2\ (7.9 mi\2\) and is governed by the inlet topography.
The project includes vibratory and impact pile installation of
steel pipe piles and vibratory removal of steel pipe piles. Source
levels of pile installation and removal activities are based on reviews
of measurements of the same or similar types and dimensions of piles
available in the literature. Source levels for each pile size and
driving method are presented in Table 5. The vibratory and impact
source levels for 30-inch (0.76m) pile installation is from pile
driving activities at the Auke Bay Ferry Terminal in November 2015
(Denes et al., 2016). Source levels for vibratory installation and
removal of piles of the same diameter are assumed to be the same.
Table 5--Sound Source Levels for Pile Driving Methods
----------------------------------------------------------------------------------------------------------------
Source level (SPL at 10m)
Pile size and method ------------------------------------------------ Literature source
dB RMS dB SEL a dB peak
----------------------------------------------------------------------------------------------------------------
30-inch Vibratory..................... 168.0 N/A N/A Denes et al. 2016.
30-inch Impact........................ 191.3 N/A 206.0 Denes et al. 2016.
----------------------------------------------------------------------------------------------------------------
\a\[thinsp]Sound exposure level (dB re 1 [mu]Pa\2\-sec).
Transmission loss (TL) is the decrease in acoustic intensity as an
acoustic pressure wave propagates out from a source. TL parameters vary
with frequency, temperature, sea conditions, current, source and
receiver depth, water depth, water chemistry, and bottom composition
and topography. The general formula for underwater TL is:
TL = B * Log10 (R1/R2), where
TL = transmission loss in dB
B = transmission loss coefficient
R1 = the distance of the modeled SPL from the driven
pile, and
R2 = the distance from the driven pile of the initial
measurement
Absent site-specific acoustical monitoring with differing measured
transmission loss, a practical spreading value of 15 is used as the
transmission loss coefficient in the above formula. Site-specific
transmission loss data for Whittier are not available, therefore the
default coefficient of 15 is used to determine the distances to the
Level A and Level B harassment thresholds.
[[Page 56438]]
Table 6--Pile Driving Source Levels and Distances to Level B Harassment Thresholds
----------------------------------------------------------------------------------------------------------------
Level B Level B
Source level threshold (dB Propagation Distance to harassment
Pile size and method at 10m (dB re re 1 [mu]Pa (xLogR) Level B ensonified
1 [mu]Pa rms) rms) threshold (km) area (km\2\)
----------------------------------------------------------------------------------------------------------------
30-inch Vibratory............... 168.0 120 15 15.8 20.5
30-inch Impact.................. 191.3 160 15 1.2 1.24
----------------------------------------------------------------------------------------------------------------
When the NMFS Technical Guidance (2016) was published, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we anticipate that isopleths produced are typically going
to be overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available, and NMFS continues to develop ways
to quantitatively refine these tools, and will qualitatively address
the output where appropriate. For stationary sources such as pile
driving, NMFS User Spreadsheet predicts the distance at which, if a
marine mammal remained at that distance the whole duration of the
activity, it would incur PTS. Inputs used in the User Spreadsheet, and
the resulting isopleths are reported below.
Table 7--User Spreadsheet Input Parameters Used for Calculating Level A Harassment Isopleths
----------------------------------------------------------------------------------------------------------------
30-inch pile vibratory 30-inch pile impact
Pile size and installation method installation and installation (SELcum) 30-inch pile impact
removal installation (PK)
----------------------------------------------------------------------------------------------------------------
Spreadsheet Tab Used................. A.(1)Vibratory pile E.(1) Impact pile E.(1) Impact pile
driving. driving. driving.
Weighting Factor Adjustment (kHz).... 2.5.................... 2...................... 2.
Source Level ([email protected])............... 168.0 dB rms........... 191.3 dB rms........... 206 dB peak.
Number of piles within 24-h period... 1.5.................... 1.5....................
Duration to drive a single pile 45.....................
(minutes).
Strike Duration (seconds)............ ....................... 0.1....................
Number of strikes per pile........... ....................... 400....................
Activity Duration (seconds) within 24- 4050................... 60.....................
h period.
Propagation (xLogR).................. 15..................... 15.....................
Distance from source level 10..................... 10..................... 10.
measurement (meters).
----------------------------------------------------------------------------------------------------------------
Table 8--Calculated Distances to Level A Harassment Isopleths
----------------------------------------------------------------------------------------------------------------
Level A harassment zone (m)
-------------------------------------------------------------------------------
Activity High-
Low-frequency Mid-frequency frequency Phocid Otariid
cetaceans cetaceans cetaceans pinnipeds pinnipeds
----------------------------------------------------------------------------------------------------------------
30-inch Pile Vibratory 22 2 32 13 1
Installation and Removal.......
30-inch Pile Impact Installation 547 20 652 293 21
(SELcum).......................
30-inch Pile Impact Installation 1 NA 19 2 N/A
(PK)...........................
----------------------------------------------------------------------------------------------------------------
Marine Mammal Occurrence and Take Calculation and Estimation
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations. No systematic surveys for marine mammals have occurred in
Passage Canal. Animal presence is based on the observations by whale
watching charters based out of Whittier, which specifically search for
marine mammals in Passage Canal and one of which operates during the
February and March construction window.
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. Because reliable
densities are not available and marine mammal presence in Passage Canal
is minimal, take requests are species specific and a general take
calculation formula does not apply.
Humpback Whale
Based on over two decades of whale watching activity in Passage
Canal, humpback whales have been observed in Passage Canal on only very
rare occasions and remained for very short periods (M. Bender, Lazy
Otter Charters, pers. comm.). Reported occurrence is approximately once
per year (M. Kopec, Whittier Marine Charters, pers. comm.).
ADOT&PF estimates that one humpback whale may enter Passage Canal
and remain in the Canal for several days during the project if herring
are present. Therefore, ADOT&PF has requested take of one whale for
each of the six project days for a total of six humpback whale takes.
The largest Level A harassment zone for humpback whales extends
547m from the source during impact installation of 30-inch (0.76m)
piles (Table 8). Given the irregular and small presence of humpback
whales in Passage Canal, and the fact that PSOs are expected to detect
humpback whales before they enter the Level A harassment zone and
implement
[[Page 56439]]
shutdowns to prevent take by Level A harassment, Level A harassment
takes of humpback whales have not been requested and are not proposed
to be authorized.
Killer Whale
On rare occasions killer whales have been reported to make brief
sorties into Passage Canal, but they are not regular residents there
(M. Bender, Lazy Otter Charters, pers. comm.). They are seen in the
inlet approximately once each year (M. Kopec, Whittier Marine Charters,
pers. comm.). ADOT&PF estimates that one pod may enter the Level B
harassment zone during the project. Based on that estimate, ADOT&PF
requests 20 killer whale takes, which equates to the largest, single
pod (AB) entering the project area on one day of pile driving.
The largest Level A harassment zone for killer whales extends 20 m
from the source during impact installation of 30-inch (0.76m) piles
(Table 8). Given the irregular and small presence of killer whales in
Passage Canal, and the fact that PSOs are expected to detect killer
whales before they enter the Level A harassment zone and implement
shutdown zones to prevent take by Level A harassment, Level A
harassment takes of killer whales have not been requested and are not
proposed to be authorized.
Dall's Porpoise
Dall's porpoises have occasionally been observed near the entrance
of Passage Canal, but within the inlet they are considered exceedingly
rare (M. Bender, Lazy Otter Charters, pers. comm.; M. Kopec, Whittier
Marine Charters, pers. comm.). ADOT&PF has requested take of five
Dall's porpoise, based on the springtime average group size (4.59
individuals) from Prince William Sound surveys conducted by Moran et
al. (2018). The estimate assumes that one group enters the Level B
harassment zone on one day of pile driving.
The largest SELcum Level A harassment zone for Dall's
porpoise extends 652m from the source during impact installation of 30-
inch (0.76m) piles (Table 8), while the Peak Level A harassment zone
for the same activity is 19m (Table 8). As noted in Table 10, a 200-m
shutdown zone will be implemented for Dall's porpoises. The
SELcum Level A harassment zone includes a time component,
however, we do not expect Dall's porpoises to remain in the area within
652m during impact pile driving for a long enough period to experience
Level A harassment. Therefore, takes of Dall's porpoises by Level A
harassment have not been requested and are not proposed to be
authorized.
Steller Sea Lion
Steller sea lions are often seen near Whittier during May to August
salmon runs but are irregularly seen in the Action Area the rest of the
year, although as many as ten sea lions haul out year-round on a
channel buoy within Shotgun Cove approximately 6 km (3.7 mi) northeast
of the Action Area (M. Bender, Lazy Otter Charters, pers. comm.; M.
Kopec, Whittier Marine Charters, pers. comm.).
An average of five Steller sea lions haul out on the buoy in
Shotgun Cove. ADOT&PF estimates that half of those animals (average of
2.5) may enter the Level B harassment zone on each of the six days of
pile driving, and requests a total of 15 Level B harassment takes of
Steller sea lions. Due to the limited prey availability in the project
area in February and March (Bishop and Green 2009, NMFS 2019), NMFS
acknowledges that the requested Level B harassment takes are unlikely
to occur. However, the takes are being both proposed for authorization
and analyzed at the request of the applicant to ensure MMPA coverage
should they occur in the ensonified zone during the specified
activities.
The largest Level A harassment zone for otariid pinnipeds extends
21m from the source during impact installation of 30-inch (0.76m) piles
(Table 8). ADOT&PF is planning to implement a minimum 25-m shutdown
zone during all pile installation and removal activities (see Proposed
Mitigation section), which is expected to eliminate the potential for
Level A harassment take of Steller sea lions. Therefore, takes of
Steller sea lions by Level A harassment have not been requested and are
not proposed to be authorized.
Harbor Seal
Harbor seal use of the project area is occasional and sporadic. If
food is available, small numbers of harbor seals may remain for
extended periods in the Whittier boat harbors feeding on sessile
invertebrates growing on harbor pilings. Otherwise, they are only
occasionally seen in the mid-inlet, although sightings do occur year-
round. Recently, four to ten seals (typically about five) have been
observed hauling out on a rock pinnacle in Logging Camp Bay located
12.4 km (7.7 mi) east of the project area (M. Bender, Lazy Otter
Charters, pers. comm.). ADOT&PF assumes that on any given day, half
(2.5 average) of these seals might occur in the Level B harassment zone
during each of the six days of pile driving, and therefore is
requesting 15 Level B harassment takes of harbor seals.
The largest SELcum Level A harassment zone for phocid
pinnipeds extends 293m from the source during impact installation of
30-inch (0.76m) piles (Table 8), while the Peak Level A harassment zone
for the same activity is 1.6m (Table 8) . ADOT&PF is planning to
implement a 50-m shutdown zone during vibratory pile installation and
removal activities and a 100-m shutdown zone during impact pile
installation for phocid pinnipeds (Table 10). The SELcum
Level A harassment zone includes a time component, however, we do not
expect harbor seals to remain in the area within 293m during impact
pile driving for a long enough period to experience Level A harassment.
Therefore, takes of harbor seals by Level A harassment have not been
requested and are not proposed to be authorized.
Table 9--Estimated Take by Level B Harassment Only, by Species and Stock
----------------------------------------------------------------------------------------------------------------
Proposed take
Common name Stock Stock Level B take as percentage
abundance a of stock
----------------------------------------------------------------------------------------------------------------
Humpback whale........................ Central North Pacific... 10,103 b 6 0.06
Killer whale.......................... Eastern North Pacific, 2,347 20 0.85
Alaska Resident.
Gulf, Aleutian, Bering 587 20 3.41
Transient.
Dall's porpoise....................... Alaska.................. 83,400 5 0.01
Steller sea lion...................... Western U.S............. 54,267 15 0.03
Harbor seal........................... Prince William Sound.... 29,889 15 0.05
----------------------------------------------------------------------------------------------------------------
a Stock or DPS size is Nbest according to NMFS 2018 Stock Assessment Reports.
b For ESA section 7 consultation purposes, 89% of humpbacks in the project area are designated to the Hawaii
DPS, therefore, this individual humpback whale is expected to be from the Hawaii DPS.
[[Page 56440]]
Proposed Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned), and;
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
In addition to the measures described later in this section,
ADOT&PF will employ the following standard mitigation measures:
Conduct briefings between construction supervisors and
crews and the marine mammal monitoring team prior to the start of all
pile driving activity, and when new personnel join the work, to explain
responsibilities, communication procedures, marine mammal monitoring
protocol, and operational procedures;
For in-water heavy machinery work other than pile driving
(e.g., standard barges, etc.), if a marine mammal comes within 10 m,
operations shall cease and vessels shall reduce speed to the minimum
level required to maintain steerage and safe working conditions. This
type of work could include the following activities: (1) Movement of
the barge to the pile location; or (2) positioning of the pile on the
substrate via a crane (i.e., stabbing the pile);
To minimize impacts from vessel interactions with marine
mammals, the crew aboard project vessels (tugs, barges, and monitoring
vessels) will follow NMFS's marine mammal viewing guidelines and
regulations as practicable
Work may only occur during daylight hours, when visual
monitoring of marine mammals can be conducted;
For those marine mammals for which Level B harassment take
has not been requested, in-water pile installation/removal will shut
down immediately if such species are observed within or on a path
towards the monitoring zone (i.e., Level B harassment zone); and
If take reaches the authorized limit for an authorized
species, pile installation will be stopped as these species approach
the Level B harassment zone to avoid additional take.
The following mitigation measures would apply to ADOT&PF's in-water
construction activities:
Establishment of Shutdown Zone for Level A Harassment--For all pile
driving/removal and drilling activities, ADOT&PF will establish a
shutdown zone. The purpose of a shutdown zone is generally to define an
area within which shutdown of activity would occur upon sighting of a
marine mammal (or in anticipation of an animal entering the defined
area). Shutdown zones will vary based on the activity type and marine
mammal hearing group (see Table 10). The largest shutdown zones are
generally for low frequency and high frequency cetaceans as shown in
Table 10. The placement of Protected Species Observers (PSOs) during
all pile driving and pile removal activities (described in detail in
the Proposed Monitoring and Reporting Section) will ensure that the
entire shutdown zone is visible during pile installation.
Table 10--Shutdown Zones During Pile Installation and Removal
----------------------------------------------------------------------------------------------------------------
Shutdown zone (m)
Activity -------------------------------------------------------------------------------
LF cetaceans MF cetaceans HF cetaceans Phocids Otariids
----------------------------------------------------------------------------------------------------------------
Vibratory pile installation and 50
removal........................
Impact pile installation........ 550 25 200 100 25
----------------------------------------------------------------------------------------------------------------
Establishment of Monitoring Zones for Level B Harassment--ADOT&PF
would establish monitoring zones to correlate with Level B harassment
zones or zones of influence which are areas where SPLs are equal to or
exceed the 160 dB rms threshold for impact driving and the 120 dB rms
threshold during vibratory driving and drilling. Monitoring zones
provide utility for observing by establishing monitoring protocols for
areas adjacent to the shutdown zones. Monitoring zones enable observers
to be aware of and communicate the presence of marine mammals in the
project area outside the shutdown zone and thus prepare for a potential
cease of activity should the animal enter the shutdown zone. The
proposed monitoring zones are described in Table 11. Placement of PSOs
on the shorelines around Passage Canal allow PSOs to observe marine
mammals within Passage Canal. Should PSOs determine the monitoring zone
cannot be effectively observed in its entirety, Level B harassment
exposures will be recorded and extrapolated based upon the number of
observed take and the percentage of the Level B harassment zone that
was not visible.
[[Page 56441]]
Table 11--Marine Mammal Monitoring Zones
----------------------------------------------------------------------------------------------------------------
Activity Monitoring zone (m)
----------------------------------------------------------------------------------------------------------------
Vibratory pile installation and removal............... 12,000
Impact pile installation.............................. 1,200
----------------------------------------------------------------------------------------------------------------
Soft Start--The use of soft-start procedures are believed to
provide additional protection to marine mammals by providing warning
and/or giving marine mammals a chance to leave the area prior to the
hammer operating at full capacity. For impact pile driving, contractors
would be required to provide an initial set of strikes from the hammer
at reduced energy, with each strike followed by a 30-second waiting
period. This procedure would be conducted a total of three times before
impact pile driving begins. Soft start would be implemented at the
start of each day's impact pile driving and at any time following
cessation of impact pile driving for a period of thirty minutes or
longer. Soft start is not required during vibratory pile driving and
removal activities.
Pre-Activity Monitoring--Prior to the start of daily in-water
construction activity, or whenever a break in pile driving/removal or
drilling of 30 minutes or longer occurs, PSOs will observe the shutdown
and monitoring zones for a period of 30 minutes. The shutdown zone will
be cleared when a marine mammal has not been observed within the zone
for that 30-minute period. If a marine mammal is observed within the
shutdown zone, a soft-start cannot proceed until the animal has left
the zone or has not been observed for 15 minutes. If the Level B
harassment zone has been observed for 30 minutes and no species for
which take is not authorized are present within the zone, soft start
procedures can commence and work can continue even if visibility
becomes impaired within the Level B harassment monitoring zone. When a
marine mammal for which Level B harassment take is authorized is
present in the Level B harassment zone, activities may begin and Level
B harassment take will be recorded. As stated above, if the entire
Level B harassment zone is not visible at the start of construction,
piling or drilling activities can begin. If work ceases for more than
30 minutes, the pre-activity monitoring of both the Level B harassment
and shutdown zones will commence.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density).
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas).
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors.
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks.
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat).
Mitigation and monitoring effectiveness.
Visual Monitoring
Monitoring would be conducted 30 minutes before, during, and 30
minutes after pile driving/removal activities. In addition, observers
shall record all incidents of marine mammal occurrence, regardless of
distance from activity, and shall document any behavioral reactions in
concert with distance from piles being driven or removed. Pile driving
activities include the time to install or remove a single pile or
series of piles, as long as the time elapsed between uses of the pile
driving equipment is no more than thirty minutes.
There will be at least two PSOs employed during all pile driving/
removal activities. PSO will not perform duties for more than 12 hours
in a 24-hour period. For impact and vibratory pile driving and removal,
one PSO would be positioned at the end of the terminal catwalk near the
pile driving/removal activities at the best practical vantage point. A
second PSO would be stationed approximately 2.5km down Shotgun Cove
Road and Trail. For vibratory pile driving and removal, two additional
PSOs will be stationed along Shotgun Cove Road and Trail, each
approximately 2.5km down the trail from the previous PSO. Observed take
will be extrapolated across unobserved portions of the Level B
harassment zone.
If Station 2 is not accessible by way of Shotgun Cove Road and
Trail, a vessel will be used as a monitoring station. If Stations 3 or
4 are not accessible by way of Shotgun Cove Road and Trail, take
observed by PSOs at Stations 1 and 2 will be extrapolated across the
unobserved portion of the project area.
As part of monitoring, PSOs would scan the waters using binoculars,
and/or spotting scopes, and would use a handheld GPS or range-finder
device to verify the distance to each sighting from the project site.
All PSOs would be trained in marine mammal identification and behaviors
and are required to have no other project-related tasks while
conducting monitoring. In addition, monitoring will be conducted by
qualified observers, who will be placed at the best vantage point(s)
practicable to monitor for marine mammals and implement shutdown/delay
procedures when applicable by calling for the shutdown to the hammer
operator. Qualified observers are trained and/or experienced
professionals, with the following minimum qualifications:
[[Page 56442]]
Visual acuity in both eyes (correction is permissible)
sufficient for discernment of moving targets at the water's surface
with ability to estimate target size and distance; use of binoculars
may be necessary to correctly identify the target;
Independent observers (i.e., not construction personnel);
Observers must have their CVs/resumes submitted to and
approved by NMFS;
Advanced education in biological science or related field
(i.e., undergraduate degree or higher). Observers may substitute
education or training for experience;
Experience and ability to conduct field observations and
collect data according to assigned protocols (this may include academic
experience);
At least one observer must have prior experience working
as an observer;
Experience or training in the field identification of
marine mammals, including the identification of behaviors;
Sufficient training, orientation, or experience with the
construction operation to provide for personal safety during
observations;
Writing skills sufficient to prepare a report of
observations including but not limited to the number and species of
marine mammals observed; dates and times when in-water construction
activities were conducted; dates and times when in-water construction
activities were suspended to avoid potential incidental injury from
construction sound of marine mammals observed within a defined shutdown
zone; and marine mammal behavior; and
Ability to communicate orally, by radio or in person, with
project personnel to provide real-time information on marine mammals
observed in the area as necessary.
Reporting
A draft marine mammal monitoring report would be submitted to NMFS
within 90 days after the completion of pile driving and removal
activities. The report will include an overall description of work
completed, a narrative regarding marine mammal sightings, and
associated PSO data sheets. Specifically, the report must include:
Date and time that monitored activity begins or ends;
Construction activities occurring during each observation
period;
Weather parameters (e.g., percent cover, visibility);
Water conditions (e.g., sea state, tide state);
Species, numbers, and, if possible, sex and age class of
marine mammals;
Description of any observable marine mammal behavior
patterns, including bearing and direction of travel and distance from
pile driving activity;
Distance from pile driving activities to marine mammals
and distance from the marine mammals to the observation point;
Locations of all marine mammal observations;
An estimate of total take based on proportion of the
monitoring zone that was observed; and
Other human activity in the area.
If no comments are received from NMFS within 30 days, the draft
final report will constitute the final report. If comments are
received, a final report addressing NMFS comments must be submitted
within 30 days after receipt of comments.
In the unanticipated event that the specified activity clearly
causes the take of a marine mammal in a manner prohibited by the IHA
(if issued), such as an injury, serious injury or mortality, ADOT&PF
would immediately cease the specified activities and report the
incident to the Chief of the Permits and Conservation Division, Office
of Protected Resources, NMFS, and the Alaska Regional Stranding
Coordinator. The report would include the following information:
Description of the incident;
Environmental conditions (e.g., Beaufort sea state,
visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the prohibited take. NMFS would work with ADOT&PF to
determine what is necessary to minimize the likelihood of further
prohibited take and ensure MMPA compliance. ADOT&PF would not be able
to resume their activities until notified by NMFS via letter, email, or
telephone.
In the event that ADOT&PF discovers an injured or dead marine
mammal, and the lead PSO determines that the cause of the injury or
death is unknown and the death is relatively recent (e.g., in less than
a moderate state of decomposition as described in the next paragraph),
ADOT&PF would immediately report the incident to the Chief of the
Permits and Conservation Division, Office of Protected Resources, NMFS,
and the NMFS Alaska Stranding Hotline and/or by email to the Alaska
Regional Stranding Coordinator. The report would include the same
information identified in the paragraph above. Activities would be able
to continue while NMFS reviews the circumstances of the incident. NMFS
would work with ADOT&PF to determine whether modifications in the
activities are appropriate.
In the event that ADOT&PF discovers an injured or dead marine
mammal and the lead PSO determines that the injury or death is not
associated with or related to the activities authorized in the IHA
(e.g., previously wounded animal, carcass with moderate to advanced
decomposition, or scavenger damage), ADOT&PF would report the incident
to the Chief of the Permits and Conservation Division, Office of
Protected Resources, NMFS, and the NMFS Alaska Stranding Hotline and/or
by email to the Alaska Regional Stranding Coordinator, within 24 hours
of the discovery. ADOT&PF would provide photographs, video footage (if
available), or other documentation of the stranded animal sighting to
NMFS and the Marine Mammal Stranding Network.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their
[[Page 56443]]
impacts on the environmental baseline (e.g., as reflected in the
regulatory status of the species, population size and growth rate where
known, ongoing sources of human-caused mortality, or ambient noise
levels).
Pile driving installation and removal activities associated with
the project as outlined previously, have the potential to disturb or
displace marine mammals. Specifically, the specified activities may
result in take, in the form of Level B harassment, from underwater
sounds generated from pile driving and removal. Potential takes could
occur if individuals of these species are present in zones ensonified
above the thresholds for Level B harassment identified above when these
activities are underway.
The takes from Level B harassment would be due to potential
behavioral disturbance. No Level A harassment is anticipated given the
nature of the activity and measures designed to minimize the
possibility of injury to marine mammals. The potential for Level A
harassment and the scale and intensity of Level B harassment are
minimized through the construction method and the implementation of the
planned mitigation measures (see Proposed Mitigation section).
Effects on individuals that are taken by Level B harassment, on the
basis of reports in the literature as well as monitoring from other
similar activities, will likely be limited to reactions such as
increased swimming speeds, increased surfacing time, or decreased
foraging (if such activity were occurring) (e.g., Thorson and Reyff
2006; HDR, Inc. 2012; Lerma 2014; ABR 2016). Most likely for pile
driving, individuals will simply move away from the sound source and be
temporarily displaced from the areas of pile driving and drilling,
although even this reaction has been observed primarily only in
association with impact pile driving. Level B harassment will be
reduced to the level of least practicable adverse impact through use of
mitigation measures described herein and, if sound produced by project
activities is sufficiently disturbing, animals are likely to simply
avoid the area while the activity is occurring. While vibratory driving
associated with the proposed project may produce sound at distances of
many kilometers from the project site, thus intruding on some habitat,
the ensonified area is already less-preferred habitat when the project
is not underway. Therefore, we expect that animals annoyed by project
sound would simply avoid the area and use more-preferred habitats.
The project is also not expected to have significant adverse
effects on affected marine mammals' habitats. The project activities
would not modify existing marine mammal habitat for a significant
amount of time. The activities may cause some fish to leave the area of
disturbance, thus temporarily impacting marine mammals' foraging
opportunities in a limited portion of the foraging range; but, because
of the short duration of the activities and the relatively small area
of the habitat that may be affected, the impacts to marine mammal
habitat are not expected to cause significant or long-term negative
consequences.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect the species or stock
through effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized;
No injury is anticipated or authorized;
Any resulting Level B harassment is expected to be short-
term and of relatively low impact;
The activity area does not include any known biologically
important areas. In fact, nearby habitat is considered non-optimal
given the low likelihood of many known prey resources during the months
of the activity;
The area impacted by the specified activity is very small
relative to the overall habitat ranges of all species;
The project area does not include ESA-designated critical
habitat and does not overlap with any Biologically Important Areas
(BIAs);
The project is only taking place over six total pile
driving/removal days;
The project has the potential to impact less than 3.5% of
each impacted stock; and
The proposed mitigation measures are expected to reduce
the effects of the specified activity to the level of least practicable
adverse impact.
In addition, although affected Steller sea lions are from a DPS
that is listed under the ESA, it is unlikely that minor noise effects
in a small, localized area of habitat would have any effect on the
stocks' ability to recover. In combination, we believe that these
factors, as well as the available body of evidence from other similar
activities, demonstrate that the potential effects of the specified
activities will have only minor, short-term effects on individuals. The
specified activities are not expected to impact rates of recruitment or
survival and will therefore not result in population-level impacts.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
Table 9 demonstrates the number of animals that could be exposed to
received noise levels that could cause Level B harassment for the
proposed work in Whittier. Our analysis shows that less than 1 percent
of most affected stocks could be taken by Level B harassment, with the
exception of the Gulf of Alaska, Aleutian Islands, and Bering Sea
Transient stock of killer whales, for which less than four percent of
the stock could be taken. The numbers of animals proposed to be taken
for these stocks would be considered small relative to the relevant
stock's abundances even if each estimated taking occurred to a new
individual, which is an extremely unlikely scenario.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals will be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
In order to issue an IHA, NMFS must find that the specified
activity will not have an ``unmitigable adverse impact'' on the
subsistence uses of the affected marine mammal species or stocks by
Alaskan Natives. NMFS has defined ``unmitigable adverse impact'' in 50
CFR
[[Page 56444]]
216.103 as an impact resulting from the specified activity: (1) That is
likely to reduce the availability of the species to a level
insufficient for a harvest to meet subsistence needs by: (i) Causing
the marine mammals to abandon or avoid hunting areas; (ii) Directly
displacing subsistence users; or (iii) Placing physical barriers
between the marine mammals and the subsistence hunters; and (2) That
cannot be sufficiently mitigated by other measures to increase the
availability of marine mammals to allow subsistence needs to be met.
Hunters from two native villages--Chenega Bay and Tatitlek--and
native hunters living in Cordova annually harvest marine mammals within
Prince William Sound as part of a subsistence lifestyle (Fall and
Zimpelman 2016). Chenega Bay hunters annually harvest a few harbor
seals and sea otters and have hunted Steller sea lions in the past
(Wolfe et al. 2009). Most hunting occurs locally. Hunters from Tatitlek
harvest harbor seals and sea lions over most of central Prince William
Sound, although their hunting range does not extend to Passage Canal
(Fall and Zimpelman 2016). Native hunters living in Cordova mostly
harvest harbor seals but occasionally take sea otters and sea lions
(Fall and Zimpelman 2016). All villages are greater than 100 km (62 mi)
by boat travel from Passage Canal. The short-term, relatively low-
impact, Level B harassment takes resulting from construction activities
associated with the Whittier Ferry Terminal modifications project will
have no impact on the ability of hunters from these villages to harvest
marine mammals. Therefore, NMFS has preliminarily determined that the
total taking of affected species or stocks would not have an
unmitigable adverse impact on the availability of such species or
stocks for taking for subsistence purposes.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the Alaska Region,
Protected Resource Division Office, whenever we propose to authorize
take for endangered or threatened species.
NMFS is proposing to authorize take of western stock Steller sea
lions under the MMPA. For purposes of the Endangered Species Act, the
NMFS Permits and Conservation Division has preliminarily determined
that this action is not likely to adversely affect western DPS Steller
sea lions because we do not expect Steller sea lions to use habitats
near Whittier during the season when construction will occur. Effects
on western DPS Steller sea lions are thus extremely unlikely to occur,
and considered discountable under the ESA. The Permits and Conservation
Division will request concurrence in this determination from the NMFS
Alaska Region, per section 7 of the ESA.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to ADOT&PF for conducting pile installation and removal
activities at the Whittier Ferry Terminal in Whittier, Alaska between
February and March 2020, provided the previously mentioned mitigation,
monitoring, and reporting requirements are incorporated. A draft of the
proposed IHA can be found at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this Notice of Proposed IHA for the proposed pile
driving project. We also request at this time comment on the potential
renewal of this proposed IHA as described in the paragraph below.
Please include with your comments any supporting data or literature
citations to help inform decisions on the request for this IHA or a
subsequent Renewal.
On a case-by-case basis, NMFS may issue a one-year IHA renewal with
an additional 15 days for public comments when (1) another year of
identical or nearly identical activities as described in the Specified
Activities section of this notice is planned or (2) the activities as
described in the Specified Activities section of this notice would not
be completed by the time the IHA expires and a Renewal would allow for
completion of the activities beyond that described in the Dates and
Duration section of this notice, provided all of the following
conditions are met:
A request for renewal is received no later than 60 days
prior to expiration of the current IHA.
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
requested Renewal are identical to the activities analyzed under the
initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take
because only a subset of the initially analyzed activities remain to be
completed under the Renewal).
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for Renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: October 16, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-22966 Filed 10-21-19; 8:45 am]
BILLING CODE 3510-22-P