Agency Information Collection Activities: Proposed Collection Renewal; Comment Request (OMB No. 3064-0026; -0079; -0122; and -0139), 51566-51569 [2019-21107]
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51566
Federal Register / Vol. 84, No. 189 / Monday, September 30, 2019 / Notices
of repayment and fulfills other statutory
requirements.
The application can be reviewed at:
https://www.exim.gov/sites/default/files/
pub/pending/eib-92-51.pdf Application
for Special Buyer Credit Limit Multibuyer Credit Insurance Policy.
EXPORT–IMPORT BANK
Comments should be received on
or before November 29, 2019 to be
assured of consideration.
ACTION:
DATES:
Comments may be
submitted electronically on
WWW.REGULATIONS.GOV or by mail
to Rodrigo Patzy, Export-Import Bank of
the United States, 811 Vermont Ave.
NW, Washington, DC 20571
ADDRESSES:
khammond on DSKJM1Z7X2PROD with NOTICES
SUPPLEMENTARY INFORMATION:
Titles and Form Number: EIB 92–51
Application for Special buyer credit
Limit Multi-buyer Credit Insurance
Policy.
OMB Number: 3048–0015.
Type of Review: Regular.
Need and Use: The information
requested enables the applicant to
provide EXIM Bank with the
information necessary to obtain
legislatively required assurance of
repayment and fulfills other statutory
requirements.
The only changes to this form are to
have the summary of credit experience
with the buyer mirror the questions of
our computer-based program: Ex-Im
online. No new information is being
collected.
Affected Public: This form affects
entities involved in the export of U.S.
goods and services.
The number of respondents: 4,300.
Estimated time per respondents: 25
minutes.
The frequency of response: As
needed.
Annual hour burden: 1,792 total
hours.
Government Expenses:
Reviewing time per hour: 1 hour.
Responses per year: 4,300.
Reviewing time per year: 4,300 hours.
Average Wages per hour: $42.50.
Average cost per year (time * wages):
$182,750.
Benefits and overhead: 20%.
Total Government Cost: $219,300.
Bassam Doughman,
Project Manager, Agency Clearance Officer,
Office of the Chief Information Officer.
[FR Doc. 2019–21125 Filed 9–27–19; 8:45 am]
BILLING CODE 6690–01–P
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[Public Notice 2019–6022]
Agency Information Collection
Activities: Final Collection; Comment
Request
Export-Import Bank of the U.S.
Submission for OMB Review
and Comments Request.
AGENCY:
Form Title: EIB 09–01 Payment
Default Report OMB 3048–0028.
SUMMARY: The Export-Import Bank of
the United States (EXIM), as a part of its
continuing effort to reduce paperwork
and respondent burden, invites the
general public and other Federal
Agencies to comment on the proposed
information collection, as required by
the Paperwork Reduction Act of 1995.
This collection allows insured/
guaranteed parties and insurance
brokers to report overdue payments
from the borrower and/or guarantor. To
facilitate completion, the form includes
many checkboxes and self-populating
fields. Also, customers can submit it
electronically through EXIM Online,
replacing paper reporting. EXIM
provides insurance, loans, and loan
guarantees for the financing of exports
of goods and services.
The form can be viewed at: https://
www.exim.gov/sites/default/files//
forms/eib09-01_0.pdf.
DATES: Comments should be received on
or before November 29, 2019 to be
assured of consideration.
ADDRESSES: Comments may be
submitted electronically on https://
www.regulations.gov or mail to Mr. Gary
Allo, Export Import Bank of the United
States, 811 Vermont Ave. NW,
Washington, DC 20571. Attn: 3048–
0028.
FOR FURTHER INFORMATION CONTACT: Gary
Allo, Export Import Bank of the United
States, 811 Vermont Avenue NW,
Washington, DC 20571.
SUPPLEMENTARY INFORMATION:
Titles and Form Number: EIB 09–01,
Payment Default Report.
OMB Number: 3048–0028.
Type of Review: Regular.
Need and Use: The information
requested enables insured/guaranteed
parties and insurance brokers to report
overdue payments from the borrower
and/or guarantor.
Affected Public:
This form affects Insured/guaranteed
parties and brokers.
Annual Number of Respondents: 500.
Estimated Time per Respondent: 15
minutes.
Annual Burden Hours: 125 hours.
Frequency of Reporting of Use:
Annual.
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Government Expenses:
Reviewing time per year: 8.3 hours.
Average Wages per Hour: $42.50.
Average Cost per Year: $354.02
(time*wages).
Benefits and Overhead: 20%.
Total Government Cost: $424.83.
Bassam Doughman,
IT Specialist.
[FR Doc. 2019–21067 Filed 9–27–19; 8:45 am]
BILLING CODE 6690–01–P
FEDERAL DEPOSIT INSURANCE
CORPORATION
Agency Information Collection
Activities: Proposed Collection
Renewal; Comment Request (OMB No.
3064–0026; –0079; –0122; and –0139)
Federal Deposit Insurance
Corporation (FDIC).
ACTION: Notice and request for comment.
AGENCY:
The FDIC, as part of its
obligations under the Paperwork
Reduction Act of 1995 (PRA), invites the
general public and other Federal
agencies to take this opportunity to
comment on the renewal of the existing
information collections described below
(3064–0026; –0079;–0122; and –0139).
DATES: Comments must be submitted on
or before November 29, 2019.
ADDRESSES: Interested parties are
invited to submit written comments to
the FDIC by any of the following
methods:
• FDIC Website: https://
www.FDIC.gov/regulations/laws/federal.
• Email: comments@fdic.gov. Include
the name and number of the collection
in the subject line of the message.
• Mail: Manny Cabeza (202–898–
3767), Counsel, MB–3128, Federal
Deposit Insurance Corporation, 550 17th
Street NW, Washington, DC 20429.
• Hand Delivery: Comments may be
hand-delivered to the guard station at
the rear of the 17th Street Building
(located on F Street), on business days
between 7:00 a.m. and 5:00 p.m.
• Federal eRulemaking Portal: https://
www.regulations.gov. Follow the
instructions for submitting comments.
All comments should refer to the
relevant OMB control number. A copy
of the comments may also be submitted
to the OMB desk officer for the FDIC:
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Washington, DC 20503.
FOR FURTHER INFORMATION CONTACT:
Manny Cabeza, Counsel, (202) 898–
3767, mcabeza@fdic.gov, MB–3128,
Federal Deposit Insurance Corporation,
SUMMARY:
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Federal Register / Vol. 84, No. 189 / Monday, September 30, 2019 / Notices
Proposal to renew the following
currently approved collection of
information:
1. Title: Transfer Agent Registration
and Amendment Form.
OMB Number: 3064–0026.
550 17th Street NW, Washington, DC
20429.
SUPPLEMENTARY INFORMATION:
51567
Form: Transfer Agent Registration and
Amendment Form (Form TA–1).
Affected Public: Private Sector,
insured state nonmember banks and
state savings associations.
Burden Estimate:
SUMMARY OF ANNUAL BURDEN
Estimated
number of
respondents
Estimated
number of
responses
Estimated time
per response
(hours)
Type of burden
Obligation to
respond
Transfer Agent Registration and Amendment Form.
Reporting .........
Mandatory .......
12
1
.39
On Occasion ...
4.73
.........................
.........................
........................
........................
........................
.........................
4.73
Total Estimated
Hours.
Annual
Burden
General Description of Collection:
Section 17A(c) of the Security Exchange
Act of 1934 (the Act) requires all
transfer agents for securities registered
under section 12 of the Act or, if the
security would be required to be
registered except for the exemption from
registration provided by Section
12(g)(2)(B) or Section 12(g)(2)(G), to
‘‘fil[e] with the appropriate regulatory
agency . . . an application for
registration in such form and containing
such information and documents . . . as
such appropriate regulatory agency may
prescribe as necessary or appropriate in
furtherance of the purposes of this
section.’’ In general, an entity
performing transfer agent functions for a
security is required to register with its
appropriate regulatory agency (ARA) if
the security is registered on a national
securities exchange or if the issuer of
the security has total assets exceeding
$10 million and a class of equity
security held of record by 2,000 persons
or, for an issuer that is not a bank, BHC,
or SLHC, by 500 persons who are not
accredited investors.2 The Board’s
Regulation H (12 CFR 208.31(a)) and
Regulation Y (12 CFR 225.4(d)), the
OCC’s 12 CFR 9.20, and the FDIC’s 12
CFR part 341 implement these
provisions of the Act. To accomplish the
registration of transfer agents, Form TA–
1 was developed in 1975 as an
interagency effort by the Securities and
Frequency
of response
Total
estimated
annual burden
(hours)
Information collection (IC) description
Exchange Commission (SEC) and the
agencies. The agencies primarily use the
data collected on Form TA–1 to
determine whether an application for
registration should be approved, denied,
accelerated or postponed, and they use
the data in connection with their
supervisory responsibilities.
2. Title: Application for Consent to
Reduce or Retire Capital.
OMB Number: 3064–0079.
Form: None.
Affected Public: Insured state
nonmember banks and state savings
associations.
Burden Estimate:
SUMMARY OF ANNUAL BURDEN
Estimated
number of
respondents
Estimated
number of
responses
Estimated time
per response
(hours)
Type of burden
Obligation to
respond
Application for consent to reduce or retire
capital.
Reporting .........
Mandatory .......
118
1
11
On Occasion ...
1,298
.........................
.........................
........................
........................
........................
.........................
1,298
Total Estimated
Hours.
Annual
Burden
General Description of Collection:
Insured state nonmember banks
proposing to change their capital
structure must submit an application
containing information about the
proposed change to obtain FDIC’s
consent to reduce or retire capital.
3. Title: Forms Relating to FDIC
Outside Counsel, Legal Support and
Expert Services Programs.
Frequency of
response
Total
estimated
annual burden
(hours)
Information collection (IC) description
OMB Number: 3064–0122.
Forms: See Table below.
Affected Public: Entities providing
legal and expert services to the FDIC.
Burden Estimate:
khammond on DSKJM1Z7X2PROD with NOTICES
SUMMARY OF ANNUAL BURDEN
Estimated
number of
respondents
Estimated
time per
response
(hours)
Estimated
number of
responses
Type of burden
Obligation to
respond
Non-Litigation Budget Form Form No,
5000/26.
Amended Litigation Budget Form No.
5000/31.
Amended Non-Litigation Budget Form
No. 5000/33.
Litigation Budget Form No.5000/35 .........
Representations and Certifications for
Legal Contractors Form No.5210/01.
Reporting .........
Mandatory .......
185
1
0.50
On Occasion ...
92.50
Reporting .........
Mandatory .......
100
1
0.50
On Occasion ...
50.00
Reporting .........
Mandatory .......
50
1
0.50
On Occasion ...
25.00
Reporting .........
Reporting .........
Mandatory .......
Mandatory .......
100
60
1
1
0.50
0.75
On Occasion ...
On Occasion ...
50.00
45.00
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Frequency of
response
Total
estimated
annual burden
(hours)
Information collection (IC) description
51568
Federal Register / Vol. 84, No. 189 / Monday, September 30, 2019 / Notices
SUMMARY OF ANNUAL BURDEN—Continued
Estimated
number of
respondents
Estimated
time per
response
(hours)
Estimated
number of
responses
Type of burden
Obligation to
respond
Expert Invoice for Fees and Expenses
(EIF&E) Form No. 5000/01.
Legal Support Services (LSS) Provider
Invoice for Fees and Expenses (IF&E)
Form No..
Agreement for Services (Expert/Legal
Support Services (LSS) Provider)
Amendment Form No. 5210/03.
Agreement for Services (Expert/Legal
Support Services (LSS) Provider) Rate
Schedule Form No. 5210/04.
Legal Services Agreement (LSA) Amendment Form No. 5210/06.
Expert budget Form No. 5210/08 ............
Representations and Certifications for
Experts and Legal Support Services
Providers Form No. 5210/09.
Outside Counsel Legal Services Agreement Rate Schedule Form No. 5210/
10.
Legal Invoice for Fees and Expenses
Form No. 5210/11.
Firm Travel Voucher Form No. 5210/12 ..
Oral Representations and Certifications
for Expert Legal Support Services
Telephone Authorization For Expenditures Under $5,000 Form No. 5210/14.
Legal Support Services (LSS) Provider
Budget Form Form No. 5210/15.
Legal Services Agreement (LSA) Form
No. 5210/13.
Reporting .........
Mandatory .......
50
1
0.50
On Occasion ...
25.00
Reporting .........
Mandatory .......
30
1
0.50
On Occasion ...
15.00
Reporting .........
Mandatory .......
30
1
1.00
On Occasion ...
30.00
Reporting .........
Mandatory .......
100
1
1.00
On Occasion ...
100.00
Reporting .........
Mandatory .......
50
1
1.00
On Occasion ...
50.00
Reporting .........
Reporting .........
Mandatory .......
Mandatory .......
80
65
1
1
0.50
1.00
On Occasion ...
On Occasion ...
40.00
65.00
Reporting .........
Mandatory .......
65
1
1.00
On Occasion ...
65.00
Reporting .........
Mandatory .......
100
1
1.00
On Occasion ...
100.00
Reporting .........
Reporting .........
Mandatory .......
Mandatory .......
100
50
1
1
1.00
0.50
On Occasion ...
On Occasion ...
100.00
25.00
Reporting .........
Mandatory .......
25
1
0.50
On Occasion ...
12.50
Reporting .........
Mandatory .......
65
1
0.25
On Occasion ...
16.25
.........................
.........................
........................
........................
........................
.........................
906.25
Total Estimated
Hours.
Annual
Burden
General Description of Collection: The
information collected enables the FDIC
to ensure that all individuals,
businesses and firms seeking to provide
legal support services to the FDIC meet
the eligibility requirements established
by Congress. The information is also
used to manage and monitor payments
to contractors, document contract
amendments, expiration dates, billable
individuals, minority law firms, and to
ensure that law firms, experts, and other
legal support services providers comply
with statutory and regulatory
requirements. This collection consists of
18 forms.
Frequency of
response
Total
estimated
annual burden
(hours)
Information collection (IC) description
4. Title: CRA Sunshine.
OMB Number: 3064–0139.
Forms: None.
Affected Public: Insured state
nonmember banks and state savings
associations and their affiliates and
nongovernmental entities and persons.
Burden Estimate:
khammond on DSKJM1Z7X2PROD with NOTICES
SUMMARY OF ANNUAL BURDEN
Estimated
number of
respondents
Estimated
time per
response
(hours)
Estimated
number of
responses
Type of burden
Obligation to
respond
Disclosure burden for insured depository
institutions and affiliates—.6(b) covered agreements to public.
Disclosure burden for insured depository
institutions and affiliates—.6(d) copy of
agreement to agency.
Disclosure burden for insured depository
institutions and affiliates—.6(b)(ii) list of
agreements to agency.
Disclosure burden for insured depository
institutions and affiliates—.6(d) agreements relating to activities of CRA affiliates.
Reporting burden for insured depository
institutions and affiliates—.7(b) annual
report.
Reporting burden for insured depository
institutions and affiliates—.7(f)(2)(ii):
Filing NGEP annual report.
Disclosure burden for non-government
entity or person—.6(c): Copy of agreement to agency.
Third Party Disclosure.
Mandatory .......
10
1
1
Annually ..........
14
Third Party Disclosure.
Mandatory .......
10
1
1
Annually ..........
14
Third Party Disclosure.
Mandatory .......
10
1
1
Annually ..........
14
Third Party Disclosure.
Mandatory .......
10
1
1
Annually ..........
14.00
Reporting .........
Mandatory .......
10
1
4
Annually ..........
40
Reporting .........
Mandatory .......
6
1
1
Annually ..........
6
Third Party Disclosure.
Mandatory .......
6
1
1
Annually ..........
6
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Frequency of
response
Total
estimated
annual burden
(hours)
Information collection (IC) description
Federal Register / Vol. 84, No. 189 / Monday, September 30, 2019 / Notices
51569
SUMMARY OF ANNUAL BURDEN—Continued
Estimated
time per
response
(hours)
Estimated
number of
responses
Obligation to
respond
Disclosure burden for non-government
entity or person—.6(b): Covered
agreements to public.
Reporting burden for NGEP—.7(b): Annual report.
Third Party Disclosure.
Mandatory .......
6
1
1
Annually ..........
6
Reporting .........
Mandatory .......
6
1
4
Annually ..........
24
.........................
.........................
........................
........................
........................
.........................
138
Annual
Burden
General Description of Collection:
This collection implements a statutory
requirement imposing reporting,
disclosure and recordkeeping
requirements on some community
reinvestment-related agreements
between insured depository institutions
or affiliates, and nongovernmental
entities or persons. The information
assists interested members of the public
in assessing whether the parties are
fulfilling their agreements, and helps
the agencies understand how the
institutions they regulate are fulfilling
their CRA responsibilities.
Request for Comment
Comments are invited on: (a) Whether
the collection of information is
necessary for the proper performance of
the FDIC’s functions, including whether
the information has practical utility; (b)
the accuracy of the estimates of the
burden of the information collection,
including the validity of the
methodology and assumptions used; (c)
ways to enhance the quality, utility, and
clarity of the information to be
collected; and (d) ways to minimize the
burden of the collection of information
on respondents, including through the
use of automated collection techniques
or other forms of information
technology. All comments will become
a matter of public record.
Federal Deposit Insurance Corporation.
Dated at Washington, DC, on September
25, 2019.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2019–21107 Filed 9–27–19; 8:45 am]
BILLING CODE 6714–01–P
FEDERAL RESERVE SYSTEM
Proposed Agency Information
Collection Activities; Comment
Request
Board of Governors of the
Federal Reserve System.
ACTION: Notice, request for comment.
AGENCY:
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Jkt 247001
The Board of Governors of the
Federal Reserve System (Board) invites
comment on a proposal to extend for
three years, without revision, the
Recordkeeping and Disclosure
Requirements Associated with
Regulation RR (FR RR; OMB No. 7100–
0372).1
DATES: Comments must be submitted on
or before November 29, 2019.
ADDRESSES: You may submit comments,
identified by FR RR, by any of the
following methods:
• Agency website: https://
www.federalreserve.gov/. Follow the
instructions for submitting comments at
https://www.federalreserve.gov/apps/
foia/proposedregs.aspx.
• Email: regs.comments@
federalreserve.gov. Include the OMB
number in the subject line of the
message.
• FAX: (202) 452–3819 or (202) 452–
3102.
• Mail: Ann E. Misback, Secretary,
Board of Governors of the Federal
Reserve System, 20th Street and
Constitution Avenue NW, Washington,
DC 20551.
All public comments are available
from the Board’s website at https://
www.federalreserve.gov/apps/foia/
proposedregs.aspx as submitted, unless
modified for technical reasons or to
remove personally identifiable
information at the commenter’s request.
Accordingly, comments will not be
edited to remove any identifying or
contact information. Public comments
may also be viewed electronically or in
paper in Room 146, 1709 New York
Avenue NW, Washington, DC 20006,
between 9:00 a.m. and 5:00 p.m. on
weekdays. For security reasons, the
Board requires that visitors make an
appointment to inspect comments. You
may do so by calling (202) 452–3684.
Upon arrival, visitors will be required to
present valid government-issued photo
SUMMARY:
1 The internal Agency Tracking Number
previously assigned by the Board to this
information collection was ‘‘Reg RR.’’ The Board is
changing the internal Agency Tracking Number to
‘‘FR RR’’ for the purpose of consistency.
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Frequency of
response
Total
estimated
annual burden
(hours)
Type of burden
Total Estimated
Hours.
khammond on DSKJM1Z7X2PROD with NOTICES
Estimated
number of
respondents
Information collection (IC) description
identification and to submit to security
screening in order to inspect and
photocopy comments.
Additionally, commenters may send a
copy of their comments to the Office of
Management and Budget (OMB) Desk
Officer—Shagufta Ahmed—Office of
Information and Regulatory Affairs,
Office of Management and Budget, New
Executive Office Building, Room 10235,
725 17th Street NW, Washington, DC
20503, or by fax to (202) 395–6974.
A
copy of the Paperwork Reduction Act
(PRA) OMB submission, including the
reporting form and instructions,
supporting statement, and other
documentation will be placed into
OMB’s public docket files, if approved.
These documents will also be made
available on the Board’s public website
at https://www.federalreserve.gov/apps/
reportforms/review.aspx or may be
requested from the agency clearance
officer, whose name appears below.
Federal Reserve Board Clearance
Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829.
SUPPLEMENTARY INFORMATION: On June
15, 1984, OMB delegated to the Board
authority under the PRA to approve and
assign OMB control numbers to
collections of information conducted or
sponsored by the Board. In exercising
this delegated authority, the Board is
directed to take every reasonable step to
solicit comment. In determining
whether to approve a collection of
information, the Board will consider all
comments received from the public and
other agencies.
FOR FURTHER INFORMATION CONTACT:
Request for Comment on Information
Collection Proposal
The Board invites public comment on
the following information collection,
which is being reviewed under
authority delegated by the OMB under
the PRA. Comments are invited on the
following:
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]]>Agencies
[Federal Register Volume 84, Number 189 (Monday, September 30, 2019)]
[Notices]
[Pages 51566-51569]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-21107]
=======================================================================
-----------------------------------------------------------------------
FEDERAL DEPOSIT INSURANCE CORPORATION
Agency Information Collection Activities: Proposed Collection
Renewal; Comment Request (OMB No. 3064-0026; -0079; -0122; and -0139)
AGENCY: Federal Deposit Insurance Corporation (FDIC).
ACTION: Notice and request for comment.
-----------------------------------------------------------------------
SUMMARY: The FDIC, as part of its obligations under the Paperwork
Reduction Act of 1995 (PRA), invites the general public and other
Federal agencies to take this opportunity to comment on the renewal of
the existing information collections described below (3064-0026; -
0079;-0122; and -0139).
DATES: Comments must be submitted on or before November 29, 2019.
ADDRESSES: Interested parties are invited to submit written comments to
the FDIC by any of the following methods:
FDIC Website: https://www.FDIC.gov/regulations/laws/federal.
Email: [email protected]. Include the name and number of
the collection in the subject line of the message.
Mail: Manny Cabeza (202-898-3767), Counsel, MB-3128,
Federal Deposit Insurance Corporation, 550 17th Street NW, Washington,
DC 20429.
Hand Delivery: Comments may be hand-delivered to the guard
station at the rear of the 17th Street Building (located on F Street),
on business days between 7:00 a.m. and 5:00 p.m.
Federal eRulemaking Portal: https://www.regulations.gov.
Follow the instructions for submitting comments.
All comments should refer to the relevant OMB control number. A
copy of the comments may also be submitted to the OMB desk officer for
the FDIC: Office of Information and Regulatory Affairs, Office of
Management and Budget, New Executive Office Building, Washington, DC
20503.
FOR FURTHER INFORMATION CONTACT: Manny Cabeza, Counsel, (202) 898-3767,
[email protected], MB-3128, Federal Deposit Insurance Corporation,
[[Page 51567]]
550 17th Street NW, Washington, DC 20429.
SUPPLEMENTARY INFORMATION:
Proposal to renew the following currently approved collection of
information:
1. Title: Transfer Agent Registration and Amendment Form.
OMB Number: 3064-0026.
Form: Transfer Agent Registration and Amendment Form (Form TA-1).
Affected Public: Private Sector, insured state nonmember banks and
state savings associations.
Burden Estimate:
Summary of Annual Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total
Information collection (IC) Obligation to Estimated Estimated Estimated time Frequency of estimated
description Type of burden respond number of number of per response response annual burden
respondents responses (hours) (hours)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Transfer Agent Registration Reporting......... Mandatory........ 12 1 .39 On Occasion...... 4.73
and Amendment Form.
------------------------------------------------ ---------------
Total Estimated Annual .................. ................. .............. .............. .............. ................. 4.73
Burden Hours.
--------------------------------------------------------------------------------------------------------------------------------------------------------
General Description of Collection: Section 17A(c) of the Security
Exchange Act of 1934 (the Act) requires all transfer agents for
securities registered under section 12 of the Act or, if the security
would be required to be registered except for the exemption from
registration provided by Section 12(g)(2)(B) or Section 12(g)(2)(G), to
``fil[e] with the appropriate regulatory agency . . . an application
for registration in such form and containing such information and
documents . . . as such appropriate regulatory agency may prescribe as
necessary or appropriate in furtherance of the purposes of this
section.'' In general, an entity performing transfer agent functions
for a security is required to register with its appropriate regulatory
agency (ARA) if the security is registered on a national securities
exchange or if the issuer of the security has total assets exceeding
$10 million and a class of equity security held of record by 2,000
persons or, for an issuer that is not a bank, BHC, or SLHC, by 500
persons who are not accredited investors.2 The Board's Regulation H (12
CFR 208.31(a)) and Regulation Y (12 CFR 225.4(d)), the OCC's 12 CFR
9.20, and the FDIC's 12 CFR part 341 implement these provisions of the
Act. To accomplish the registration of transfer agents, Form TA-1 was
developed in 1975 as an interagency effort by the Securities and
Exchange Commission (SEC) and the agencies. The agencies primarily use
the data collected on Form TA-1 to determine whether an application for
registration should be approved, denied, accelerated or postponed, and
they use the data in connection with their supervisory
responsibilities.
2. Title: Application for Consent to Reduce or Retire Capital.
OMB Number: 3064-0079.
Form: None.
Affected Public: Insured state nonmember banks and state savings
associations.
Burden Estimate:
Summary of Annual Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Total
Information collection (IC) Obligation to Estimated Estimated Estimated time Frequency of estimated
description Type of burden respond number of number of per response response annual burden
respondents responses (hours) (hours)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Application for consent to Reporting......... Mandatory........ 118 1 11 On Occasion...... 1,298
reduce or retire capital.
------------------------------------------------ ---------------
Total Estimated Annual .................. ................. .............. .............. .............. ................. 1,298
Burden Hours.
--------------------------------------------------------------------------------------------------------------------------------------------------------
General Description of Collection: Insured state nonmember banks
proposing to change their capital structure must submit an application
containing information about the proposed change to obtain FDIC's
consent to reduce or retire capital.
3. Title: Forms Relating to FDIC Outside Counsel, Legal Support and
Expert Services Programs.
OMB Number: 3064-0122.
Forms: See Table below.
Affected Public: Entities providing legal and expert services to
the FDIC.
Burden Estimate:
Summary of Annual Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Estimated Total
Information collection (IC) Obligation to Estimated Estimated time per Frequency of estimated
description Type of burden respond number of number of response response annual burden
respondents responses (hours) (hours)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Non-Litigation Budget Form Reporting......... Mandatory........ 185 1 0.50 On Occasion...... 92.50
Form No, 5000/26.
Amended Litigation Budget Form Reporting......... Mandatory........ 100 1 0.50 On Occasion...... 50.00
No. 5000/31.
Amended Non-Litigation Budget Reporting......... Mandatory........ 50 1 0.50 On Occasion...... 25.00
Form No. 5000/33.
Litigation Budget Form No.5000/ Reporting......... Mandatory........ 100 1 0.50 On Occasion...... 50.00
35.
Representations and Reporting......... Mandatory........ 60 1 0.75 On Occasion...... 45.00
Certifications for Legal
Contractors Form No.5210/01.
[[Page 51568]]
Expert Invoice for Fees and Reporting......... Mandatory........ 50 1 0.50 On Occasion...... 25.00
Expenses (EIF&E) Form No.
5000/01.
Legal Support Services (LSS) Reporting......... Mandatory........ 30 1 0.50 On Occasion...... 15.00
Provider Invoice for Fees and
Expenses (IF&E) Form No..
Agreement for Services (Expert/ Reporting......... Mandatory........ 30 1 1.00 On Occasion...... 30.00
Legal Support Services (LSS)
Provider) Amendment Form No.
5210/03.
Agreement for Services (Expert/ Reporting......... Mandatory........ 100 1 1.00 On Occasion...... 100.00
Legal Support Services (LSS)
Provider) Rate Schedule Form
No. 5210/04.
Legal Services Agreement (LSA) Reporting......... Mandatory........ 50 1 1.00 On Occasion...... 50.00
Amendment Form No. 5210/06.
Expert budget Form No. 5210/08 Reporting......... Mandatory........ 80 1 0.50 On Occasion...... 40.00
Representations and Reporting......... Mandatory........ 65 1 1.00 On Occasion...... 65.00
Certifications for Experts
and Legal Support Services
Providers Form No. 5210/09.
Outside Counsel Legal Services Reporting......... Mandatory........ 65 1 1.00 On Occasion...... 65.00
Agreement Rate Schedule Form
No. 5210/10.
Legal Invoice for Fees and Reporting......... Mandatory........ 100 1 1.00 On Occasion...... 100.00
Expenses Form No. 5210/11.
Firm Travel Voucher Form No. Reporting......... Mandatory........ 100 1 1.00 On Occasion...... 100.00
5210/12.
Oral Representations and Reporting......... Mandatory........ 50 1 0.50 On Occasion...... 25.00
Certifications for Expert
Legal Support Services
Telephone Authorization For
Expenditures Under $5,000
Form No. 5210/14.
Legal Support Services (LSS) Reporting......... Mandatory........ 25 1 0.50 On Occasion...... 12.50
Provider Budget Form Form No.
5210/15.
Legal Services Agreement (LSA) Reporting......... Mandatory........ 65 1 0.25 On Occasion...... 16.25
Form No. 5210/13.
------------------------------------------------ ---------------
Total Estimated Annual .................. ................. .............. .............. .............. ................. 906.25
Burden Hours.
--------------------------------------------------------------------------------------------------------------------------------------------------------
General Description of Collection: The information collected
enables the FDIC to ensure that all individuals, businesses and firms
seeking to provide legal support services to the FDIC meet the
eligibility requirements established by Congress. The information is
also used to manage and monitor payments to contractors, document
contract amendments, expiration dates, billable individuals, minority
law firms, and to ensure that law firms, experts, and other legal
support services providers comply with statutory and regulatory
requirements. This collection consists of 18 forms.
4. Title: CRA Sunshine.
OMB Number: 3064-0139.
Forms: None.
Affected Public: Insured state nonmember banks and state savings
associations and their affiliates and nongovernmental entities and
persons.
Burden Estimate:
Summary of Annual Burden
--------------------------------------------------------------------------------------------------------------------------------------------------------
Estimated Total
Information collection (IC) Obligation to Estimated Estimated time per Frequency of estimated
description Type of burden respond number of number of response response annual burden
respondents responses (hours) (hours)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Disclosure burden for insured Third Party Mandatory........ 10 1 1 Annually......... 14
depository institutions and Disclosure.
affiliates--.6(b) covered
agreements to public.
Disclosure burden for insured Third Party Mandatory........ 10 1 1 Annually......... 14
depository institutions and Disclosure.
affiliates--.6(d) copy of
agreement to agency.
Disclosure burden for insured Third Party Mandatory........ 10 1 1 Annually......... 14
depository institutions and Disclosure.
affiliates--.6(b)(ii) list of
agreements to agency.
Disclosure burden for insured Third Party Mandatory........ 10 1 1 Annually......... 14.00
depository institutions and Disclosure.
affiliates--.6(d) agreements
relating to activities of CRA
affiliates.
Reporting burden for insured Reporting......... Mandatory........ 10 1 4 Annually......... 40
depository institutions and
affiliates--.7(b) annual
report.
Reporting burden for insured Reporting......... Mandatory........ 6 1 1 Annually......... 6
depository institutions and
affiliates--.7(f)(2)(ii):
Filing NGEP annual report.
Disclosure burden for non- Third Party Mandatory........ 6 1 1 Annually......... 6
government entity or person-- Disclosure.
.6(c): Copy of agreement to
agency.
[[Page 51569]]
Disclosure burden for non- Third Party Mandatory........ 6 1 1 Annually......... 6
government entity or person-- Disclosure.
.6(b): Covered agreements to
public.
Reporting burden for NGEP-- Reporting......... Mandatory........ 6 1 4 Annually......... 24
.7(b): Annual report.
------------------------------------------------ ---------------
Total Estimated Annual .................. ................. .............. .............. .............. ................. 138
Burden Hours.
--------------------------------------------------------------------------------------------------------------------------------------------------------
General Description of Collection: This collection implements a
statutory requirement imposing reporting, disclosure and recordkeeping
requirements on some community reinvestment-related agreements between
insured depository institutions or affiliates, and nongovernmental
entities or persons. The information assists interested members of the
public in assessing whether the parties are fulfilling their
agreements, and helps the agencies understand how the institutions they
regulate are fulfilling their CRA responsibilities.
Request for Comment
Comments are invited on: (a) Whether the collection of information
is necessary for the proper performance of the FDIC's functions,
including whether the information has practical utility; (b) the
accuracy of the estimates of the burden of the information collection,
including the validity of the methodology and assumptions used; (c)
ways to enhance the quality, utility, and clarity of the information to
be collected; and (d) ways to minimize the burden of the collection of
information on respondents, including through the use of automated
collection techniques or other forms of information technology. All
comments will become a matter of public record.
Federal Deposit Insurance Corporation.
Dated at Washington, DC, on September 25, 2019.
Robert E. Feldman,
Executive Secretary.
[FR Doc. 2019-21107 Filed 9-27-19; 8:45 am]
BILLING CODE 6714-01-P
