National Emission Standards for Hazardous Air Pollutants: Taconite Iron Ore Processing Residual Risk and Technology Review, 50660-50695 [2019-19091]
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Federal Register / Vol. 84, No. 186 / Wednesday, September 25, 2019 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2017–0664; FRL–9999–37–
OAR]
RIN 2060–AT05
National Emission Standards for
Hazardous Air Pollutants: Taconite
Iron Ore Processing Residual Risk and
Technology Review
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
This proposal presents the
results of the U.S. Environmental
Protection Agency’s (EPA’s) residual
risk and technology reviews (RTRs) for
the National Emission Standards for the
Hazardous Air Pollutants (NESHAP) for
Taconite Iron Ore Processing, as
required under the Clean Air Act (CAA).
Based on the results of the risk review,
the EPA is proposing that risks from
emissions of air toxics from this source
category are acceptable and that the
existing standards provide an ample
margin of safety. Furthermore, under the
technology review, the EPA identified
no cost-effective developments in
controls, practices, or processes to
achieve further emissions reductions.
Therefore, the EPA is proposing no
revisions to the existing standards based
on the RTRs. However, in this action the
EPA is proposing: The removal of
exemptions for periods of startup,
shutdown, and malfunction (SSM) and
clarifying that the emissions standards
apply at all times; the addition of
electronic reporting of performance test
results and compliance reports; minor
technical corrections and amendments
to monitoring and testing requirements
that would reduce the compliance
burden on industry while continuing to
be protective of the environment; and
that regulation of a certain type
compound emitted by one of the
facilities, known as elongated mineral
particulate, is not required under CAA
section 112 because this compound is
not a hazardous air pollutant (HAP)
pursuant to the CAA. This action, if
finalized, would result in improved
monitoring, compliance, and
implementation of the existing
standards.
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SUMMARY:
Comments. Comments must be
received on or before November 12,
2019. Under the Paperwork Reduction
Act (PRA), comments on the
information collection provisions are
best assured of consideration if the
Office of Management and Budget
DATES:
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(OMB) receives a copy of your
comments on or before October 25,
2019.
Public hearing. If anyone contacts us
requesting a public hearing on or before
September 30, 2019, we will hold a
hearing. Additional information about
the hearing, if requested, will be
published in a subsequent Federal
Register document and posted at
https://www.epa.gov/stationary-sourcesair-pollution/taconite-iron-oreprocessing-national-emissionstandards-hazardous. See
SUPPLEMENTARY INFORMATION for
information on requesting and
registering for a public hearing.
ADDRESSES: You may send comments,
identified by Docket ID No. EPA–HQ–
OAR–2017–0664, by any of the
following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
preferred method). Follow the online
instructions for submitting comments.
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2017–0664 in the subject line of the
message.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2017–
0664.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OAR–2017–
0664, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460.
• Hand/Courier Delivery: EPA Docket
Center, WJC West Building, Room 3334,
1301 Constitution Avenue NW,
Washington, DC 20004. The Docket
Center’s hours of operation are 8:30
a.m.–4:30 p.m., Monday–Friday (except
federal holidays).
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received may be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action,
contact Mr. David Putney, Sector
Policies and Programs Division (D243–
02), Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–2016; fax number:
(919) 541–4991; and email address:
putney.david@epa.gov. For specific
information regarding the risk modeling
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methodology, contact Mr. Chris
Sarsony, Health and Environmental
Impacts Division (C539–02), Office of
Air Quality Planning and Standards,
U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
4843; fax number: (919) 541–0840; and
email address: sarsony.chris@epa.gov.
For questions about monitoring and
testing requirements, contact Ms. Gerri
Garwood, Sector Policies and Programs
Division (D243–05), Office of Air
Quality Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
2406; fax number: (919) 541–4991; and
email address: Garwood.gerri@epa.gov.
For information about the applicability
of the NESHAP to a particular entity,
contact Mr. John Cox, Office of
Enforcement and Compliance
Assurance, U.S. Environmental
Protection Agency, WJC South Building
(Mail Code 2227A), 1200 Pennsylvania
Avenue NW, Washington DC 20460;
telephone number: (202) 564–1395; and
email address: cox.john@epa.gov.
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Ms.
Adrian Gates at (919) 541–4860 or by
email at gates.adrian@epa.gov to request
a public hearing, to register to speak at
the public hearing, or to inquire as to
whether a public hearing will be held.
Docket. The EPA has established a
docket for this rulemaking under Docket
ID No. EPA–HQ–OAR–2017–0664. All
documents in the docket are listed in
Regulations.gov. Although listed, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in Regulations.gov
or in hard copy at the EPA Docket
Center, Room 3334, WJC West Building,
1301 Constitution Avenue NW,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the EPA Docket Center is (202) 566–
1742.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2017–
0664. The EPA’s policy is that all
comments received will be included in
the public docket without change and
may be made available online at https://
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www.regulations.gov/, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov/ or email. This
type of information should be submitted
by mail as discussed below.
The EPA may publish any comment
received to its public docket.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. The EPA will
generally not consider comments or
comment contents located outside of the
primary submission (i.e., on the Web,
cloud, or other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
The https://www.regulations.gov/
website allows you to submit your
comment anonymously, which means
the EPA will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email comment directly to the
EPA without going through https://
www.regulations.gov/, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
digital storage media you submit. If the
EPA cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should not include
special characters or any form of
encryption and be free of any defects or
viruses. For additional information
about the EPA’s public docket, visit the
EPA Docket Center homepage at https://
www.epa.gov/dockets.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov/ or
email. Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
mark the outside of the digital storage
media as CBI and then identify
electronically within the digital storage
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media the specific information that is
claimed as CBI. In addition to one
complete version of the comments that
includes information claimed as CBI,
you must submit a copy of the
comments that does not contain the
information claimed as CBI directly to
the public docket through the
procedures outlined in Instructions
above. If you submit any digital storage
media that does not contain CBI, mark
the outside of the digital storage media
clearly that it does not contain CBI.
Information not marked as CBI will be
included in the public docket and the
EPA’s electronic public docket without
prior notice. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2. Send or deliver information
identified as CBI only to the following
address: OAQPS Document Control
Officer (C404–02), OAQPS, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2017–0664.
Preamble acronyms and
abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the
HEM–3 model
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CFR Code of Federal Regulations
D/F dioxins/furans
EMP elongated mineral particulate
EPA Environmental Protection Agency
ERPG emergency response planning
guideline
ERT Electronic Reporting Tool
ESP electrostatic precipitator
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM–3 Human Exposure Model, Version
1.5.5
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IRIS Integrated Risk Information System
km kilometer
MACT maximum achievable control
technology
mg/m3 milligrams per cubic meter
MIR maximum individual risk
NAAQS National Ambient Air Quality
Standards
NEI National Emissions Inventory
NESHAP national emission standards for
hazardous air pollutants
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
OMB Office of Management and Budget
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PB–HAP hazardous air pollutants known to
be persistent and bio-accumulative in the
environment
pdf portable document format
PM particulate matter
POM polycyclic organic matter
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
The Court the United States Court of
Appeals for the District of Columbia
Circuit
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated
Methodology.Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this document. The
information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
II. Background
A. What is the statutory authority for this
action?
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
C. What data collection activities were
conducted to support this action?
D. What other relevant background
information and data are available?
III. Analytical Procedures and DecisionMaking
A. How do we consider risk in our
decision-making?
B. How do we perform the technology
review?
C. How do we estimate post-MACT risk
posed by the source category?
IV. Analytical Results and Proposed
Decisions
A. What are the analytical results and
proposed decisions for this source
category?
B. What are the results and proposed
decisions based on our technology
review?
C. What other actions are we proposing?
D. What compliance dates are we
proposing?
V. Summary of Cost, Environmental, and
Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
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C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination with Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children from Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the
NESHAP and associated regulated
industrial source category that is the
subject of this proposal. Table 1 is not
intended to be exhaustive, but rather
provides a guide for readers regarding
the entities that this proposed action is
likely to affect. The proposed
amendments, once promulgated, will be
directly applicable to the affected
sources. Federal, state, local, and tribal
government entities would not be
affected by this proposed action. As
defined in the Initial List of Categories
of Sources Under Section 112(c)(1) of
the Clean Air Act Amendments of 1990
(see 57 FR 31576, July 16, 1992) and
Documentation for Developing the
Initial Source Category List, Final
Report (see EPA–450/3–91–030, July
1992), the Taconite Iron Ore Processing
source category includes any operation
engaged in separating and concentrating
iron ore from taconite, a low grade iron
ore to produce taconite pellets. The
category includes, but is not limited to,
the following processes: Liberation of
the iron ore by wet or dry crushing and
grinding in gyratory crushers, cone
crushers, rod mills, and ball mills;
concentration of the iron ore by
magnetic separation or flotation;
pelletization by wet tumbling with a
balling drum or balling disc; induration
using a straight grate or grate kiln
furnace, and finished pellet handling.
TABLE 1—NESHAP AND INDUSTRIAL SOURCE CATEGORIES AFFECTED BY THIS PROPOSED ACTION
NESHAP
Taconite Iron Ore Processing ....................................................
40 CFR part 63, subpart RRRRR ..............................................
1
21221
North American Industry Classification System.
B. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this action
is available on the internet. Following
signature by the EPA Administrator, the
EPA will post a copy of this proposed
action at https://www.epa.gov/taconiteiron-ore-processing-national-emissionstandards-hazardous. Following
publication in the Federal Register, the
EPA will post the Federal Register
version of the proposal and key
technical documents at this same
website. Information on the overall RTR
program is available at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory
language that incorporates the proposed
changes in this action is available in the
docket for this action (Docket ID No.
EPA–HQ–OAR–2017–0664).
II. Background
A. What is the statutory authority for
this action?
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NAICS code 1
Source category
The statutory authority for this action
is provided by sections 112 and 301 of
the CAA, as amended (42 U.S.C. 7401 et
seq.). Section 112 of the CAA
establishes a two-stage regulatory
process to develop standards for
emissions of HAP from stationary
sources. Generally, the first stage
involves establishing technology-based
standards and the second stage involves
evaluating those standards that are
based on maximum achievable control
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technology (MACT) to determine
whether additional standards are
needed to address any remaining risk
associated with HAP emissions. This
second stage is commonly referred to as
the ‘‘residual risk review.’’ In addition
to the residual risk review, the CAA also
requires the EPA to review standards set
under CAA section 112 every 8 years to
determine if there are ‘‘developments in
practices, processes, or control
technologies’’ that may be appropriate
to incorporate into the standards. This
review is commonly referred to as the
‘‘technology review.’’ When the two
reviews are combined into a single
rulemaking, it is commonly referred to
as the ‘‘risk and technology review.’’
The discussion that follows identifies
the most relevant statutory sections and
briefly explains the contours of the
methodology used to implement these
statutory requirements. A more
comprehensive discussion appears in
the document titled CAA Section 112
Risk and Technology Reviews: Statutory
Authority and Methodology, in the
docket for this rulemaking.
In the first stage of the CAA section
112 standard setting process, the EPA
promulgates technology-based standards
under CAA section 112(d) for categories
of sources identified as emitting one or
more of the HAP listed in CAA section
112(b). Sources of HAP emissions are
either major sources or area sources, and
CAA section 112 establishes different
requirements for major source standards
and area source standards. ‘‘Major
sources’’ are those that emit or have the
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potential to emit 10 tons per year (tpy)
or more of a single HAP or 25 tpy or
more of any combination of HAP. All
other sources are ‘‘area sources.’’ For
major sources, CAA section 112(d)(2)
provides that the technology-based
NESHAP must reflect the maximum
degree of emission reductions of HAP
achievable (after considering cost,
energy requirements, and non-air
quality health and environmental
impacts). These standards are
commonly referred to as MACT
standards. CAA section 112(d)(3) also
establishes a minimum control level for
MACT standards, known as the MACT
‘‘floor.’’ The EPA must also consider
control options that are more stringent
than the floor. Standards more stringent
than the floor are commonly referred to
as beyond-the-floor standards. In certain
instances, as provided in CAA section
112(h), the EPA may set work practice
standards where it is not feasible to
prescribe or enforce a numerical
emission standard. For area sources,
CAA section 112(d)(5) gives the EPA
discretion to set standards based on
generally available control technologies
or management practices (GACT
standards) in lieu of MACT standards.
The second stage in standard-setting
focuses on identifying and addressing
any remaining (i.e., ‘‘residual’’) risk
according to CAA section 112(f). For
source categories subject to MACT
standards, section 112(f)(2) of the CAA
requires the EPA to determine whether
promulgation of additional standards or
revised standards is needed to provide
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decision.’’ Id. The EPA must promulgate
an ample margin of safety to protect
emission standards necessary to provide
public health or to prevent an adverse
an ample margin of safety to protect
environmental effect. Section 112(d)(5)
public health or determine that the
of the CAA provides that this residual
risk review is not required for categories standards being reviewed provide an
ample margin of safety without any
of area sources subject to GACT
revisions. After conducting the ample
standards. Section 112(f)(2)(B) of the
margin of safety analysis, we consider
CAA further expressly preserves the
whether a more stringent standard is
EPA’s use of the two-step approach for
necessary to prevent, taking into
developing standards to address any
consideration costs, energy, safety, and
residual risk and the Agency’s
other relevant factors, an adverse
interpretation of ‘‘ample margin of
environmental effect.
safety’’ developed in the National
Emissions Standards for Hazardous Air
CAA section 112(d)(6) separately
Pollutants: Benzene Emissions from
requires the EPA to review standards
Maleic Anhydride Plants, Ethylbenzene/ promulgated under CAA section 112
Styrene Plants, Benzene Storage Vessels, and revise them ‘‘as necessary (taking
Benzene Equipment Leaks, and Coke
into account developments in practices,
By-Product Recovery Plants (Benzene
processes, and control technologies)’’ no
NESHAP) (54 FR 38044, September 14,
less often than every 8 years. In
1989). The EPA notified Congress in the conducting this review, which we call
Risk Report that the Agency intended to the ‘‘technology review,’’ the EPA is not
use the Benzene NESHAP approach in
required to recalculate the MACT floor.
making CAA section 112(f) residual risk Natural Resources Defense Council
determinations (EPA–453/R–99–001, p.
(NRDC) v. EPA, 529 F.3d 1077, 1084
ES–11). The EPA subsequently adopted
(D.C. Cir. 2008). Association of Battery
this approach in its residual risk
Recyclers, Inc. v. EPA, 716 F.3d 667
determinations and the United States
(D.C. Cir. 2013). The EPA may consider
Court of Appeals for the District of
cost in deciding whether to revise the
Columbia Circuit (the Court) upheld the standards pursuant to CAA section
EPA’s interpretation that CAA section
112(d)(6).
112(f)(2) incorporates the approach
B. What is this source category and how
established in the Benzene NESHAP.
does the current NESHAP regulate its
See NRDC v. EPA, 529 F.3d 1077, 1083
HAP emissions?
(D.C. Cir. 2008).
The approach incorporated into the
The EPA initially promulgated the
CAA and used by the EPA to evaluate
Taconite Iron Ore Processing NESHAP
residual risk and to develop standards
on October 30, 2003 (68 FR 61869), and
under CAA section 112(f)(2) is a twoit is codified at 40 CFR part 63, subpart
step approach. In the first step, the EPA RRRRR. This NESHAP regulates HAP
determines whether risks are acceptable. emissions from new and existing
This determination ‘‘considers all health taconite iron ore processing plants that
information, including risk estimation
are major sources of HAP. The Taconite
uncertainty, and includes a presumptive Iron Ore Processing source category
limit on maximum individual lifetime
consists of eight individual facilities.
[cancer] risk (MIR) 1 of approximately 1
Six of these facilities are in Minnesota
in 10 thousand.’’ 54 FR 38045,
and two are in Michigan.
September 14, 1989. If risks are
A taconite iron ore processing plant
unacceptable, the EPA must determine
separates and concentrates iron ore from
the emissions standards necessary to
taconite, a low-grade iron ore containing
reduce risk to an acceptable level
20- to 25-percent iron, and produces
without considering costs. In the second taconite pellets, which are 60- to 65step of the approach, the EPA considers percent iron. Most of these pellets,
whether the emissions standards
nearly 98 percent, are sent to iron and
provide an ample margin of safety to
steel manufacturers for use as feed
protect public health ‘‘in consideration
material. The regulated sources are each
of all health information, including the
new or existing ore crushing and
number of persons at risk levels higher
handling operation, ore dryer, pellet
than approximately 1 in 1 million, as
indurating furnace, and finished pellet
well as other relevant factors, including handling operation at a taconite iron ore
costs and economic impacts,
processing plant that is (or is part of) a
technological feasibility, and other
major source of HAP emissions. The
factors relevant to each particular
NESHAP also regulates fugitive
emissions from stockpiles (including
1 Although defined as ‘‘maximum individual
uncrushed and crushed ore and finished
risk,’’ MIR refers only to cancer risk. MIR, one
pellets), material transfer points, plant
metric for assessing cancer risk, is the estimated
roadways, tailings basin, pellet loading
risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
areas, and yard areas.
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Taconite iron ore processing includes
crushing and handling of the crude ore;
concentrating (milling, magnetic
separation, chemical flotation, etc.);
agglomerating (dewatering, drying, and
balling); indurating; and finished pellet
handling.
Taconite ore is obtained using a stripmining process. Surface material and
rock are removed to expose the taconite
ore-bearing rock layers. Blasting is used
to break up the taconite ore, which is
then scooped up using large cranes with
shovels and loaded into trucks or
railcars. The ore is transported from the
mine to the primary crushers.
The ore crushing process begins when
the taconite ore is dumped into the
primary crusher which reduces the
crude ore to a diameter of about 6
inches. Additional fine crushing further
reduces the material to a size
approximately 3⁄4 of an inch in diameter.
Intermediate vibratory screens remove
the undersized material from the feed
before it enters the next crusher. After
it is adequately crushed, the ore is
conveyed to storage bins at the
concentrator building.
In the concentrator building, water is
typically added to the ore as it is
conveyed into rod and ball mills which
further grind the taconite ore to the
consistency of coarse beach sand.
Taconite ore is then separated from the
waste rock material using magnetic
separation. The iron content of the
slurry is further increased using a
combination of hydraulic concentration
(gravity settling) and chemical flotation.
Typically, application of water is
utilized to suppress particulate and
HAP metal emissions from the
concentrating processes.
From the concentration process, the
taconite slurry enters the agglomerating
process. In this part of the process,
water is removed from the taconite
slurry using vacuum disk filters or
similar equipment and, at one plant,
rotary dryers follow the disc filters and
provide additional drying of the ore.
The taconite is then mixed with binding
agents in a balling drum which tumbles
and rolls the taconite into unfired
pellets. From the balling drum, the
unfired pellets are conveyed to the
indurating furnace.
The unfired taconite pellets enter the
induration furnace where they are
hardened and oxidized at a temperature
of between 2,290 to 2,550 degrees
Fahrenheit. Indurating furnaces are
either straight grate furnaces or grate
kiln furnaces. The hardened, finished
pellets exit through the indurating
furnace cooler.
The finished pellet handling process
begins at the point where the fired
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taconite pellets exit the indurating
furnace cooler (i.e., pellet loadout) and
ends at the finished pellet stockpile.
The finished pellet handling process
includes finished pellet screening,
transfer, and storage.
Ore crushing and handling, ore
drying, and finished pellet handling are
all potentially significant points of
particulate matter (PM) emissions.
Taconite ore inherently contains trace
metals, such as manganese, chromium,
cobalt, arsenic, and lead, which are
listed as HAP under CAA section 112(b)
and the PM emissions from these three
operations can contain these metal
compounds. Manganese compounds are
the predominant metal HAP emitted
from ore crushing and handling, ore
drying, and finished pellet handling.
The indurating furnaces are the most
significant sources of HAP emissions,
accounting for about 99 percent of the
total HAP emissions from the Taconite
Iron Ore Processing source category.
Three types of HAP are emitted from the
waste gas stacks of indurating furnaces.
The first type of HAP is metallic HAP
existing as a portion of PM from the
taconite ore or from fuel (such as coal)
fed into the furnaces. Manganese and
arsenic compounds are the predominant
metal HAP emitted by indurating
furnaces. Other metal HAP emitted from
these furnaces include chromium, lead,
nickel, cadmium, and mercury. The
second type of HAP is organic HAP,
primarily formaldehyde, resulting as a
product of incomplete fuel combustion.
The third type of HAP is acid gases,
such as hydrochloric acid (HCl) and
hydrofluoric acid (HF). Fluorine and
chlorine compounds in the raw
materials are liberated during the
indurating process and combine with
moisture in the exhaust to form HCl and
HF.
The current rule requires compliance
with emission limits, operating limits
for control devices, and work practice
standards at all times except during
periods of SSM. The emission limits are
in the form of PM limits, which are a
surrogate for metal HAP emissions as
well as for HCl and HF for indurating
furnaces. Emission limitations, shown
in Table 2, apply to each ore crushing
and handling operation, ore dryer,
indurating furnace, and finished pellet
handling operation.
TABLE 2—PM EMISSION LIMITS FOR TACONITE IRON ORE PROCESSING
Affected source
Affected source is new or existing
Ore crushing and handling emission units .............................
Existing ..................................................
New ........................................................
Existing ..................................................
New ........................................................
Existing ..................................................
New ........................................................
Existing ..................................................
New ........................................................
Existing ..................................................
New ........................................................
Existing ..................................................
New ........................................................
Straight grate indurating furnace processing magnetite .........
Grate kiln indurating furnace processing magnetite ...............
Grate kiln indurating furnace processing hematite .................
Finished pellet handling emission units ..................................
Ore dryer .................................................................................
1
Emission limits 1
0.008 gr/dscf
0.005 gr/dscf.
0.01 gr/dscf
0.006 gr/dscf.
0.01 gr/dscf.
0.006 gr/dscf.
0.03 gr/dscf.
0.018 gr/dscf.
0.008 gr/dscf.
0.005 gr/dscf.
0.052 gr/dscf.
0.025 gr/dscf.
gr/dscf = grains per dry standard cubic foot.
Performance tests are required to
demonstrate compliance with the
emission limits and must be conducted
twice per 5-year period. The rule also
requires that site-specific operating
limits be established during the
performance test for each control device
and monitored continuously to
demonstrate continuous compliance.
Table 3 lists the operating parameters
that must be established during the
performance test and then monitored
continuously.
TABLE 3—OPERATING PARAMETERS MONITORED TO DEMONSTRATE CONTINUOUS COMPLIANCE
Control device 1
Monitoring device 2
Parameters monitored
Baghouse ....................................................................
Dynamic wet scrubber ................................................
Bag leak detection system ............
CPMS ............................................
Wet scrubbers (other than dynamic wet scrubbers) ...
Dry ESP ......................................................................
Wet ESP ......................................................................
CPMS ............................................
COMS, or CPMS ...........................
CPMS ............................................
Relative change in PM loading.
Scrubber water flow rate and either fan amperage
or pressure drop.
Pressure drop and scrubber water flow rate.
Opacity Secondary voltage and secondary current.
Secondary voltage, stack outlet temperature, and
water flow rate.
1
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2
ESP = electrostatic precipitator.
CPMS = continuous parameter monitoring system, COMS = continuous opacity monitor.
The current rule also includes
operation and maintenance
requirements for pellet indurating
furnaces to ensure good combustion
practices to minimize emissions of
organic HAP (combustion-related HAP
such as formaldehyde) and requires that
sources of fugitive dust emissions at
taconite iron ore processing plants be
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controlled using work practices
described in detail in a facility’s fugitive
dust emissions control plan. The plan
must address fugitive emissions from
stockpiles (including uncrushed and
crushed ore and finished pellets),
material transfer points, plant roadways,
tailings basin, pellet loading areas, and
yard areas.
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C. What data collection activities were
conducted to support this action?
For the Taconite Iron Ore Processing
source category, the EPA did not use
data collection requests to gather
emissions and other related data used in
the analysis of risks. The data and data
sources used to support this action are
described in section II.D below.
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D. What other relevant background
information and data are available?
Information used to estimate
emissions from taconite iron ore
processing plants was obtained
primarily from the EPA’s 2014 National
Emissions Inventory (NEI) database
(https://www.epa.gov/air-emissionsinventories/2014-national-emissionsinventory-nei-data) and supplemental
information submitted by industry. Data
on the numbers, types, dimensions, and
locations of the emission points for each
facility were obtained from the NEI,
state agencies, Google EarthTM, and
taconite iron ore processing industry
staff. The HAP emissions from taconite
iron ore processing plants were
categorized by source into one of the
five emission process groups as follows:
Ore crushing and handling operations;
ore drying; pellet induration; pellet
handling operations; and fugitive
sources. Data on HAP emissions,
including the HAP emitted, emission
source, emission rates, stack parameters
(such as temperature, velocity, flow,
etc.), and latitude and longitude were
compiled into a draft modeling file.
To ensure the quality of the emissions
data, the EPA subjected the draft
modeling file to a variety of quality
checks. The draft modeling file for each
facility was made available to the
facility to review the emission release
parameters and the emission rates for
their facilities. Source latitudes and
longitudes reported by facilities were
checked in Google EarthTM to verify
accuracy and were corrected as needed.
These and other quality control efforts
resulted in a more accurate emissions
dataset. The document, Development of
the Residual Risk Review Emissions
Dataset for the Taconite Iron Ore
Processing Source Category, provides a
detailed description of the development
of the modeling dataset and is available
in the docket for this rulemaking.
III. Analytical Procedures and
Decision-Making
In this section, we describe the
analyses performed to support the
proposed decisions for the RTR and
other issues addressed in this action.
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A. How do we consider risk in our
decision-making?
As discussed in section II.A of this
preamble and in the Benzene NESHAP,
in evaluating and developing standards
under CAA section 112(f)(2), we apply
a two-step approach to determine
whether or not risks are acceptable and
to determine if the standards provide an
ample margin of safety to protect public
health. As explained in the Benzene
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NESHAP, ‘‘the first step judgment on
acceptability cannot be reduced to any
single factor’’ and, thus, ‘‘[t]he
Administrator believes that the
acceptability of risk under section 112 is
best judged on the basis of a broad set
of health risk measures and
information.’’ 54 FR 38046, September
14, 1989. Similarly, with regard to the
ample margin of safety determination,
‘‘the Agency again considers all of the
health risk and other health information
considered in the first step. Beyond that
information, additional factors relating
to the appropriate level of control will
also be considered, including cost and
economic impacts of controls,
technological feasibility, uncertainties,
and any other relevant factors.’’ Id.
The Benzene NESHAP approach
provides flexibility regarding factors the
EPA may consider in making
determinations and how the EPA may
weigh those factors for each source
category. The EPA conducts a risk
assessment that provides estimates of
the MIR posed by the HAP emissions
from each source in the source category,
the hazard index (HI) for chronic
exposures to HAP with the potential to
cause noncancer health effects, and the
hazard quotient (HQ) for acute
exposures to HAP with the potential to
cause noncancer health effects.2 The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The scope
of the EPA’s risk analysis is consistent
with the EPA’s response to comments
on our policy under the Benzene
NESHAP where the EPA explained that:
‘‘[t]he policy chosen by the Administrator
permits consideration of multiple measures
of health risk. Not only can the MIR figure
be considered, but also incidence, the
presence of non-cancer health effects, and
the uncertainties of the risk estimates. In
this way, the effect on the most exposed
individuals can be reviewed as well as the
impact on the general public. These factors
can then be weighed in each individual
case. This approach complies with the
Vinyl Chloride mandate that the
Administrator ascertain an acceptable level
of risk to the public by employing his
expertise to assess available data. It also
complies with the Congressional intent
behind the CAA, which did not exclude
the use of any particular measure of public
health risk from the EPA’s consideration
with respect to CAA section 112
regulations, and thereby implicitly permits
2 The MIR is defined as the cancer risk associated
with a lifetime of exposure at the highest
concentration of HAP where people are likely to
live. The HQ is the ratio of the potential HAP
exposure concentration to the noncancer doseresponse value; the HI is the sum of HQs for HAP
that affect the same target organ or organ system.
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50665
consideration of any and all measures of
health risk which the Administrator, in his
judgment, believes are appropriate to
determining what will ‘protect the public
health’.’’
See 54 FR 38057, September 14, 1989.
Thus, the level of the MIR is only one
factor to be weighed in determining
acceptability of risk. The Benzene
NESHAP explained that ‘‘an MIR of
approximately one in 10 thousand
should ordinarily be the upper end of
the range of acceptability. As risks
increase above this benchmark, they
become presumptively less acceptable
under CAA section 112, and would be
weighed with the other health risk
measures and information in making an
overall judgment on acceptability. Or,
the Agency may find, in a particular
case, that a risk that includes an MIR
less than the presumptively acceptable
level is unacceptable in the light of
other health risk factors.’’ Id. at 38045.
In other words, risks that include an
MIR above 100-in-1 million may be
determined to be acceptable, and risks
with an MIR below that level may be
determined to be unacceptable,
depending on all of the available health
information. Similarly, with regard to
the ample margin of safety analysis, the
EPA stated in the Benzene NESHAP
that: ‘‘EPA believes the relative weight
of the many factors that can be
considered in selecting an ample margin
of safety can only be determined for
each specific source category. This
occurs mainly because technological
and economic factors (along with the
health-related factors) vary from source
category to source category.’’ Id. at
38061. We also consider the
uncertainties associated with the
various risk analyses, as discussed
earlier in this preamble, in our
determinations of acceptability and
ample margin of safety.
The EPA notes that it has not
considered certain health information to
date in making residual risk
determinations. At this time, we do not
attempt to quantify the HAP risk that
may be associated with emissions from
other facilities that do not include the
source category under review, mobile
source emissions, natural source
emissions, persistent environmental
pollution, or atmospheric
transformation in the vicinity of the
sources in the category.
The EPA understands the potential
importance of considering an
individual’s total exposure to HAP in
addition to considering exposure to
HAP emissions from the source category
and facility. We recognize that such
consideration may be particularly
important when assessing noncancer
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risk, where pollutant-specific exposure
health reference levels (e.g., reference
concentrations (RfCs)) are based on the
assumption that thresholds exist for
adverse health effects. For example, the
EPA recognizes that, although exposures
attributable to emissions from a source
category or facility alone may not
indicate the potential for increased risk
of adverse noncancer health effects in a
population, the exposures resulting
from emissions from the facility in
combination with emissions from all of
the other sources (e.g., other facilities) to
which an individual is exposed may be
sufficient to result in an increased risk
of adverse noncancer health effects. In
May 2010, the Science Advisory Board
(SAB) advised the EPA ‘‘that RTR
assessments will be most useful to
decision makers and communities if
results are presented in the broader
context of aggregate and cumulative
risks, including background
concentrations and contributions from
other sources in the area.’’ 3
In response to the SAB
recommendations, the EPA incorporates
cumulative risk analyses into its RTR
risk assessments, including those
reflected in this action. The Agency (1)
conducts facility-wide assessments,
which include source category emission
points, as well as other emission points
within the facilities; (2) combines
exposures from multiple sources in the
same category that could affect the same
individuals; and (3) for some persistent
and bioaccumulative pollutants,
analyzes the ingestion route of
exposure. In addition, the RTR risk
assessments consider aggregate cancer
risk from all carcinogens and aggregated
noncancer HQs for all noncarcinogens
affecting the same target organ or target
organ system.
Although we are interested in placing
source category and facility-wide HAP
risk in the context of total HAP risk
from all sources combined in the
vicinity of each source, we are
concerned about the uncertainties of
doing so. Estimates of total HAP risk
from emission sources other than those
that we have studied in depth during
this RTR review would have
significantly greater associated
uncertainties than the source category or
facility-wide estimates. Such aggregate
or cumulative assessments would
compound those uncertainties, making
the assessments too unreliable.
3 Recommendations
of the SAB Risk and
Technology Review Methods Panel are provided in
their report, which is available at: https://
yosemite.epa.gov/sab/sabproduct.nsf/4AB3966
E263D943A8525771F00668381/$File/EPA-SAB-10007-unsigned.pdf.
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B. How do we perform the technology
review?
Our technology review focuses on the
identification and evaluation of
developments in practices, processes,
and control technologies that have
occurred since the MACT standards
were promulgated. Where we identify
such developments, we analyze their
technical feasibility, estimated costs,
energy implications, and non-air
environmental impacts. We also
consider the emission reductions
associated with applying each
development. This analysis informs our
decision of whether it is ‘‘necessary’’ to
revise the emissions standards. In
addition, we consider the
appropriateness of applying controls to
new sources versus retrofitting existing
sources. For this exercise, we consider
any of the following to be a
‘‘development’’:
• Any add-on control technology or
other equipment that was not identified
and considered during development of
the original MACT standards;
• Any improvements in add-on
control technology or other equipment
(that were identified and considered
during development of the original
MACT standards) that could result in
additional emissions reduction;
• Any work practice or operational
procedure that was not identified or
considered during development of the
original MACT standards;
• Any process change or pollution
prevention alternative that could be
broadly applied to the industry and that
was not identified or considered during
development of the original MACT
standards; and
• Any significant changes in the cost
(including cost effectiveness) of
applying controls (including controls
the EPA considered during the
development of the original MACT
standards).
In addition to reviewing the practices,
processes, and control technologies that
were considered at the time we
originally developed the NESHAP, we
review a variety of data sources in our
investigation of potential practices,
processes, or controls to consider. See
sections II.C and II.D of this preamble
for information on the specific data
sources that were reviewed as part of
the technology review.
C. How do we estimate post-MACT risk
posed by the source category?
In this section, we provide a complete
description of the types of analyses that
we generally perform during the risk
assessment process. In some cases, we
do not perform a specific analysis
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because it is not relevant. For example,
in the absence of emissions of HAP
known to be persistent and
bioaccumulative in the environment
(PB–HAP), we would not perform a
multipathway exposure assessment.
Where we do not perform an analysis,
we state that we do not and provide the
reason. While we present all of our risk
assessment methods, we only present
risk assessment results for the analyses
actually conducted (see section IV.A of
this preamble).
The EPA conducts a risk assessment
that provides estimates of the MIR for
cancer posed by the HAP emissions
from each source in the source category,
the HI for chronic exposures to HAP
with the potential to cause noncancer
health effects, and the HQ for acute
exposures to HAP with the potential to
cause noncancer health effects. The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The seven
sections that follow this paragraph
describe how we estimated emissions
and conducted the risk assessment. The
docket for this rulemaking contains the
following document which provides
more information on the risk assessment
inputs and models: Residual Risk
Assessment for the Taconite Iron Ore
Processing Source Category in Support
of the 2019 Risk and Technology Review
Proposed Rule (also referred to as the
Taconite Risk Report in this preamble,
and available in Docket ID No. EPA–
HQ–OAR–2017–0664). The methods
used to assess risk (as described in the
seven primary steps below) are
consistent with those described by the
EPA in the document reviewed by a
panel of the EPA’s SAB in 2009; 4 and
described in the SAB review report
issued in 2010. They are also consistent
with the key recommendations
contained in that report.
1. How did we estimate actual
emissions and identify the emissions
release characteristics?
The HAP emissions from taconite iron
ore processing plants fall into the
following pollutant categories: Metals
(HAP metals), acid gases (i.e., HCl and
HF), and combustion-related organic
HAP, such as polycyclic aromatic
hydrocarbons, dioxins/furans (D/F),
benzene, and formaldehyde. The HAP
4 U.S. EPA. Risk and Technology Review (RTR)
Risk Assessment Methodologies: For Review by the
EPA’s Science Advisory Board with Case Studies—
MACT I Petroleum Refining Sources and Portland
Cement Manufacturing, June 2009. EPA–452/R–09–
006. https://www3.epa.gov/airtoxics/rrisk/
rtrpg.html.
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are emitted from several emission
sources at taconite iron ore processing
plants which, for the purposes of the
source category risk assessment, have
been categorized into five emission
process groups as follows: ore crushing
and handling operations, ore drying,
pellet induration, finished pellet
handling operations, and fugitive dust
emissions control plan sources.
The main sources of emissions data
include the NEI data submitted for
calendar year 2014 and supplemental
information submitted by industry
(available in Docket ID No. EPA–HQ–
OAR–2017–0664). Data on the numbers,
types, dimensions, and locations of the
emission points for each facility were
obtained from the NEI, state agencies
(i.e., the Minnesota Pollution Control
Agency and the Michigan Department of
Environmental Quality), Google
EarthTM, and from representatives of the
taconite iron ore processing industry. A
description of the data, approach, and
rationale used to develop actual HAP
emissions estimates is discussed in
more detail in the document,
Development of the Residual Risk
Review Emissions Dataset for the
Taconite Iron Ore Processing Source
Category, which is available in the
docket (Docket ID No. EPA–HQ–OAR–
2017–0664).
2. How did we estimate MACTallowable emissions?
The available emissions data in the
RTR emissions dataset include estimates
of the mass of HAP emitted during a
specified annual time period. These
‘‘actual’’ emission levels are often lower
than the emission levels allowed under
the requirements of the current MACT
standards. The emissions allowed under
the MACT standards are referred to as
the ‘‘MACT-allowable’’ emissions. We
discussed the consideration of both
MACT-allowable and actual emissions
in the final Coke Oven Batteries RTR (70
FR 19998–19999, April 15, 2005) and in
the proposed and final Hazardous
Organic NESHAP RTR (71 FR 34428,
June 14, 2006, and 71 FR 76609,
December 21, 2006, respectively). In
those actions, we noted that assessing
the risk at the MACT-allowable level is
inherently reasonable since that risk
reflects the maximum level facilities
could emit and still comply with
national emission standards. We also
explained that it is reasonable to
consider actual emissions, where such
data are available, in both steps of the
risk analysis, in accordance with the
Benzene NESHAP approach. (54 FR
38044, September 14, 1989.)
Allowable emission rates for the
taconite iron ore processing plants were
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developed by scaling the actual
emission rates. Specifically, once the
actual emission rates were developed
for a given facility, the allowable
emission rate of each emission process
group at a given facility was estimated
by multiplying the actual emission rate
of the emission process group by the
ratio of the effective (maximum)
production rate of that facility to the
actual production rate of that facility
during calendar year 2014. The ratios all
exceeded 1.0 resulting in all allowable
emissions being greater than actual
emissions. For a detailed description of
the estimation of allowable emissions,
see the document, Development of the
Residual Risk Review Emissions Dataset
for the Taconite Iron Ore Processing
Source Category, which is available in
the docket (Docket ID No. EPA–HQ–
OAR–2017–0664).
3. How do we conduct dispersion
modeling, determine inhalation
exposures, and estimate individual and
population inhalation risk?
Both long-term and short-term
inhalation exposure concentrations and
health risk from the source category
addressed in this action were estimated
using the Human Exposure Model
(HEM–3).5 The HEM–3 performs three
primary risk assessment activities: (1)
Conducting dispersion modeling to
estimate the concentrations of HAP in
ambient air, (2) estimating long-term
and short-term inhalation exposures to
individuals residing within 50
kilometers (km) of the modeled sources,
and (3) estimating individual and
population-level inhalation risk using
the exposure estimates and quantitative
dose-response information.
a. Dispersion Modeling
The air dispersion model AERMOD,
used by the HEM–3 model, is one of the
EPA’s preferred models for assessing air
pollutant concentrations from industrial
facilities.6 To perform the dispersion
modeling and to develop the
preliminary risk estimates, HEM–3
draws on three data libraries. The first
is a library of meteorological data,
which is used for dispersion
calculations. This library includes 1
year (2016) of hourly surface and upper
air observations from 824
meteorological stations, selected to
provide coverage of the United States
5 For more information about HEM–3, go to
https://www.epa.gov/fera/risk-assessment-andmodeling-human-exposure-model-hem.
6 U.S. EPA. Revision to the Guideline on Air
Quality Models: Adoption of a Preferred General
Purpose (Flat and Complex Terrain) Dispersion
Model and Other Revisions (70 FR 68218,
November 9, 2005).
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and Puerto Rico. A second library of
United States Census Bureau census
block 7 internal point locations and
populations provides the basis of
human exposure calculations (U.S.
Census, 2010). In addition, for each
census block, the census library
includes the elevation and controlling
hill height, which are also used in
dispersion calculations. A third library
of pollutant-specific dose-response
values is used to estimate health risk.
These are discussed below.
b. Risk From Chronic Exposure to HAP
In developing the risk assessment for
chronic exposures, we use the estimated
annual average ambient air
concentrations of each HAP emitted by
each source in the source category. The
HAP air concentrations at each nearby
census block centroid located within 50
km of the facility are a surrogate for the
chronic inhalation exposure
concentration for all the people who
reside in that census block. A distance
of 50 km is consistent with both the
analysis supporting the 1989 Benzene
NESHAP (54 FR 38044, September 14,
1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR
as the cancer risk associated with a
continuous lifetime (24 hours per day,
7 days per week, 52 weeks per year, 70
years) exposure to the maximum
concentration at the centroid of each
inhabited census block. We calculate
individual cancer risk by multiplying
the estimated lifetime exposure to the
ambient concentration of each HAP (in
micrograms per cubic meter (mg/m3)) by
its unit risk estimate (URE). The URE is
an upper-bound estimate of an
individual’s incremental risk of
contracting cancer over a lifetime of
exposure to a concentration of 1
microgram of the pollutant per cubic
meter of air. For residual risk
assessments, we generally use UREs
from the EPA’s Integrated Risk
Information System (IRIS). For
carcinogenic pollutants without IRIS
values, we look to other reputable
sources of cancer dose-response values,
often using California EPA (CalEPA)
UREs, where available. In cases where
new, scientifically credible doseresponse values have been developed in
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
the EPA, we may use such doseresponse values in place of, or in
addition to, other values, if appropriate.
The pollutant-specific dose-response
7 A census block is the smallest geographic area
for which census statistics are tabulated.
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values used to estimate health risk are
available at https://www.epa.gov/fera/
dose-response-assessment-assessinghealth-risks-associated-exposurehazardous-air-pollutants.
To estimate individual lifetime cancer
risks associated with exposure to HAP
emissions from each facility in the
source category, we sum the risks for
each of the carcinogenic HAP 8 emitted
by the modeled facility. We estimate
cancer risk at every census block within
50 km of every facility in the source
category. The MIR is the highest
individual lifetime cancer risk estimated
for any of those census blocks. In
addition to calculating the MIR, we
estimate the distribution of individual
cancer risks for the source category by
summing the number of individuals
within 50 km of the sources whose
estimated risk falls within a specified
risk range. We also estimate annual
cancer incidence by multiplying the
estimated lifetime cancer risk at each
census block by the number of people
residing in that block, summing results
for all of the census blocks, and then
dividing this result by a 70-year
lifetime.
To assess the risk of noncancer health
effects from chronic exposure to HAP,
we calculate either an HQ or a target
organ-specific hazard index (TOSHI).
We calculate an HQ when a single
noncancer HAP is emitted. Where more
than one noncancer HAP is emitted, we
sum the HQ for each of the HAP that
affects a common target organ or target
organ system to obtain a TOSHI. The
HQ is the estimated exposure divided
by the chronic noncancer dose-response
value, which is a value selected from
one of several sources. The preferred
chronic noncancer dose-response value
is the EPA RfC, defined as ‘‘an estimate
(with uncertainty spanning perhaps an
8 The EPA’s 2005 Guidelines for Carcinogen Risk
Assessment classifies carcinogens as: ‘‘carcinogenic
to humans,’’ ‘‘likely to be carcinogenic to humans,’’
and ‘‘suggestive evidence of carcinogenic
potential.’’ These classifications also coincide with
the terms ‘‘known carcinogen, probable carcinogen,
and possible carcinogen,’’ respectively, which are
the terms advocated in the EPA’s Guidelines for
Carcinogen Risk Assessment, published in 1986 (51
FR 33992, September 24, 1986). In August 2000, the
document, Supplemental Guidance for Conducting
Health Risk Assessment of Chemical Mixtures
(EPA/630/R–00/002), was published as a
supplement to the 1986 document. Copies of both
documents can be obtained from https://
cfpub.epa.gov/ncea/risk/recordisplay.cfm?
deid=20533&CFID=70315376&
CFTOKEN=71597944. Summing the risk of these
individual compounds to obtain the cumulative
cancer risk is an approach that was recommended
by the EPA’s SAB in their 2002 peer review of the
EPA’s National Air Toxics Assessment (NATA)
titled NATA—Evaluating the National-scale Air
Toxics Assessment 1996 Data—an SAB Advisory,
available at https://yosemite.epa.gov/sab/
sabproduct.nsf/214C6E915BB04E14852570CA007
A682C/$File/ecadv02001.pdf.
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order of magnitude) of a continuous
inhalation exposure to the human
population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime’’ (https://
iaspub.epa.gov/sor_internet/registry/
termreg/searchandretrieve/
glossariesandkeywordlists/search.do?
details=&vocabName=IRIS%20
Glossary). In cases where an RfC from
the EPA’s IRIS is not available or where
the EPA determines that using a value
other than the RfC is appropriate, the
chronic noncancer dose-response value
can be a value from the following
prioritized sources, which define their
dose-response values similarly to the
EPA: (1) The Agency for Toxic
Substances and Disease Registry
(ATSDR) Minimum Risk Level (https://
www.atsdr.cdc.gov/mrls/index.asp); (2)
the CalEPA Chronic Reference Exposure
Level (REL) (https://oehha.ca.gov/air/
crnr/notice-adoption-air-toxics-hotspots-program-guidance-manualpreparation-health-risk-0); or (3) as
noted above, a scientifically credible
dose-response value that has been
developed in a manner consistent with
the EPA guidelines and has undergone
a peer review process similar to that
used by the EPA. The pollutant-specific
dose-response values used to estimate
health risks are available at https://
www.epa.gov/fera/dose-responseassessment-assessing-health-risksassociated-exposure-hazardous-airpollutants.
c. Risk From Acute Exposure to HAP
That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate
acute inhalation dose-response values
are available, the EPA also assesses the
potential health risks due to acute
exposure. For these assessments, the
EPA makes conservative assumptions
about emission rates, meteorology, and
exposure location. In this proposed
rulemaking, as part of our efforts to
continually improve our methodologies
to evaluate the risks that HAP emitted
from categories of industrial sources
pose to human health and the
environment,9 we are revising our
treatment of meteorological data to use
reasonable worst-case air dispersion
conditions in our acute risk screening
assessments instead of worst-case air
dispersion conditions. This revised
treatment of meteorological data and the
supporting rationale are described in
more detail in Residual Risk Assessment
9 See, e.g., U.S. EPA. Screening Methodologies to
Support Risk and Technology Reviews (RTR): A
Case Study Analysis (Draft Report, May 2017.
https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html).
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for Taconite Iron Ore Processing Source
Category in Support of the 2019 Risk
and Technology Review Proposed Rule
and in Appendix 5 of the report:
Technical Support Document for Acute
Risk Screening Assessment. We will be
applying this revision in RTR
rulemakings proposed on or after June 3,
2019.
To assess the potential acute risk to
the maximally exposed individual, we
use the peak hourly emission rate for
each emission point,10 reasonable
worst-case air dispersion conditions
(i.e., 99th percentile), and the point of
highest off-site exposure. Specifically,
we assume that peak emissions from the
source category and reasonable worstcase air dispersion conditions co-occur
and that a person is present at the point
of maximum exposure.
To characterize the potential health
risks associated with estimated acute
inhalation exposures to a HAP, we
generally use multiple acute doseresponse values, including acute RELs,
acute exposure guideline levels
(AEGLs), and emergency response
planning guidelines (ERPG) for 1-hour
exposure durations, if available, to
calculate acute HQs. The acute HQ is
calculated by dividing the estimated
acute exposure concentration by the
acute dose-response value. For each
HAP for which acute dose-response
values are available, the EPA calculates
acute HQs.
An acute REL is defined as ‘‘the
concentration level at or below which
no adverse health effects are anticipated
for a specified exposure duration.’’ 11
Acute RELs are based on the most
sensitive, relevant, adverse health effect
reported in the peer-reviewed medical
and toxicological literature. They are
designed to protect the most sensitive
individuals in the population through
the inclusion of margins of safety.
Because margins of safety are
incorporated to address data gaps and
10 In the absence of hourly emission data, we
develop estimates of maximum hourly emission
rates by multiplying the average actual annual
emissions rates by a factor (either a categoryspecific factor or a default factor of 10) to account
for variability. This is documented in Residual Risk
Assessment for Taconite Iron Ore Processing Source
Category in Support of the 2019 Risk and
Technology Review Proposed Rule and in Appendix
5 of the report: Technical Support Document for
Acute Risk Screening Assessment. Both are
available in the docket for this rulemaking.
11 CalEPA issues acute RELs as part of its Air
Toxics Hot Spots Program, and the 1-hour and 8hour values are documented in Air Toxics Hot
Spots Program Risk Assessment Guidelines, Part I,
The Determination of Acute Reference Exposure
Levels for Airborne Toxicants, which is available at
https://oehha.ca.gov/air/general-info/oehha-acute8-hour-and-chronic-reference-exposure-level-relsummary.
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uncertainties, exceeding the REL does
not automatically indicate an adverse
health impact. AEGLs represent
threshold exposure limits for the general
public and are applicable to emergency
exposures ranging from 10 minutes to 8
hours.12 They are guideline levels for
‘‘once-in-a-lifetime, short-term
exposures to airborne concentrations of
acutely toxic, high-priority chemicals.’’
Id. at 21. The AEGL–1 is specifically
defined as ‘‘the airborne concentration
(expressed as ppm (parts per million) or
mg/m3 (milligrams per cubic meter)) of
a substance above which it is predicted
that the general population, including
susceptible individuals, could
experience notable discomfort,
irritation, or certain asymptomatic
nonsensory effects. However, the effects
are not disabling and are transient and
reversible upon cessation of exposure.’’
The document also notes that ‘‘Airborne
concentrations below AEGL–1 represent
exposure levels that can produce mild
and progressively increasing but
transient and nondisabling odor, taste,
and sensory irritation or certain
asymptomatic, nonsensory effects.’’ Id.
AEGL–2 are defined as ‘‘the airborne
concentration (expressed as parts per
million or milligrams per cubic meter)
of a substance above which it is
predicted that the general population,
including susceptible individuals, could
experience irreversible or other serious,
long-lasting adverse health effects or an
impaired ability to escape.’’ Id.
ERPGs are ‘‘developed for emergency
planning and are intended as healthbased guideline concentrations for
single exposures to chemicals.’’ 13 Id. at
1. The ERPG–1 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing other than
mild transient adverse health effects or
without perceiving a clearly defined,
objectionable odor.’’ Id. at 2. Similarly,
the ERPG–2 is defined as ‘‘the
12 National Academy of Sciences, 2001. Standing
Operating Procedures for Developing Acute
Exposure Levels for Hazardous Chemicals, page 2.
Available at https://www.epa.gov/sites/production/
files/2015-09/documents/sop_final_standing_
operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure
Guideline Levels for Hazardous Substances ended
in October 2011, but the AEGL program continues
to operate at the EPA and works with the National
Academies to publish final AEGLs (https://
www.epa.gov/aegl).
13 ERPGS Procedures and Responsibilities. March
2014. American Industrial Hygiene Association.
Available at: https://www.aiha.org/get-involved/
AIHAGuidelineFoundation/EmergencyResponse
PlanningGuidelines/Documents/ERPG
%20Committee%20Standard%20Operating
%20Procedures%20%20-%20March
%202014%20Revision%20%28Updated%2010-22014%29.pdf.
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maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
one hour without experiencing or
developing irreversible or other serious
health effects or symptoms which could
impair an individual’s ability to take
protective action.’’ Id. at 1.
An acute REL for 1-hour exposure
durations is typically lower than its
corresponding AEGL–1 and ERPG–1.
Even though their definitions are
slightly different, AEGL–1s are often the
same as the corresponding ERPG–1s,
and AEGL–2s are often equal to ERPG–
2s. The maximum HQs from our acute
inhalation screening risk assessment
typically result when we use the acute
REL for a HAP. In cases where the
maximum acute HQ exceeds 1, we also
report the HQ based on the next highest
acute dose-response value (usually the
AEGL–1 and/or the ERPG–1).
For this source category, ore crushing
and handling, ore drying, and pellet
handling operations may have batch
operation cycles with peak emissions as
high as 10 times the average hourly
actual emissions occurring for part of
that cycle. Therefore, a factor of 10 was
used to estimate peak hourly emissions
for these sources. With regard to fugitive
dust emissions (e.g., stockpiles, material
transfer points, plant roadways, tailings
basin, pellet loading areas, and yard
areas), we assumed peak hourly
emissions could be as high as 10 times
the average (i.e., the default value
described in footnote number 10)
because we did not have sufficient data
or information to derive a different
value. However, with regard to
indurating furnaces, which typically
operate continuously for long periods of
time with relatively minor fluctuations,
it is estimated that emission rates could
occasionally increase by a factor of up
to two times the average hourly actual
emission. Therefore, the EPA selected
two as the appropriate multiplier to
estimate maximum acute emissions
from indurating furnaces. A more
detailed discussion of the selection of
the acute emission factors is available in
the document Development of the
Residual Risk Review Emissions Dataset
for the Taconite Iron Ore Processing
Source Category, available in the docket
(Docket ID No. EPA–HQ–OAR–2017–
0664).
In our acute inhalation screening risk
assessment, acute impacts are deemed
negligible for HAP for which acute HQs
are less than or equal to 1, and no
further analysis is performed for these
HAP. In cases where an acute HQ from
the screening analysis is greater than 1,
we assess the site-specific data to ensure
that the acute HQ is at an off-site
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location. For this source category, for
each HAP with an acute HQ value
greater than 1, the data refinements
employed consisted of plotting the
HEM–3 polar grid results on aerial
photographs of the facilities. We then
assessed whether the highest acute HQs
were off-site and at locations that may
be accessible to the public (e.g.,
roadways and public buildings). These
refinements are discussed more fully in
the Taconite Risk Report, which is
available in the docket for this source
category.
4. How do we conduct the
multipathway exposure and risk
screening assessment?
The EPA conducts a tiered screening
assessment examining the potential for
significant human health risks due to
exposures via routes other than
inhalation (i.e., ingestion). We first
determine whether any sources in the
source category emit any HAP known to
be persistent and bioaccumulative in the
environment, as identified in the EPA’s
Air Toxics Risk Assessment Library (see
Volume 1, Appendix D, at https://
www.epa.gov/fera/risk-assessment-andmodeling-air-toxics-risk-assessmentreference-library.
For the Taconite Iron Ore Processing
source category, we identified PB–HAP
emissions of arsenic, cadmium, D/F,
lead, mercury, and polycyclic organic
matter (POM), so we proceeded to the
next step of the evaluation. Except for
lead, the human health risk screening
assessment for PB–HAP consists of three
progressive tiers. In a Tier 1 screening
assessment, we determine whether the
magnitude of the facility-specific
emissions of PB–HAP warrants further
evaluation to characterize human health
risk through ingestion exposure. To
facilitate this step, we evaluate
emissions against previously developed
screening threshold emission rates for
several PB–HAP that are based on a
hypothetical upper-end screening
exposure scenario developed for use in
conjunction with the EPA’s Total Risk
Integrated Methodology. Fate,
Transport, and Ecological Exposure
(TRIM.FaTE) model. The PB–HAP with
screening threshold emission rates are
arsenic compounds, cadmium
compounds, chlorinated dibenzodioxins
and furans, mercury compounds, and
POM. Based on the EPA estimates of
toxicity and bioaccumulation potential,
these pollutants represent a
conservative list for inclusion in
multipathway risk assessments for RTR
rules. (See Volume 1, Appendix D at
https://www.epa.gov/sites/production/
files/2013-08/documents/volume_1_
reflibrary.pdf.) In this assessment, we
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compare the facility-specific emission
rates of these PB–HAP to the screening
threshold emission rates for each PB–
HAP to assess the potential for
significant human health risks via the
ingestion pathway. The ratio of a
facility’s actual emission rate to the Tier
1 screening threshold emission rate is a
‘‘screening value.’’
We derive the Tier 1 screening
threshold emission rates for these PB–
HAP (other than lead compounds) to
correspond to a maximum excess
lifetime cancer risk of 1-in-1 million
(i.e., for arsenic compounds,
polychlorinated dibenzodioxins and
furans and POM) or, for HAP that cause
noncancer health effects (i.e., cadmium
compounds and mercury compounds), a
maximum HQ of 1. If the emission rate
of any one PB–HAP or combination of
carcinogenic PB–HAP in the Tier 1
screening assessment exceeds the Tier 1
screening threshold emission rate for
any facility (i.e., the screening value is
greater than 1), we conduct a second
screening assessment, which we call the
Tier 2 screening assessment. The Tier 2
screening assessment separates the Tier
1 combined fisher and farmer exposure
scenario into fisher, farmer, and
gardener scenarios that retain upperbound ingestion rates.
In the Tier 2 screening assessment,
the location of each facility that exceeds
a Tier 1 screening threshold emission
rate is used to refine the assumptions
associated with the Tier 1 fisher and
farmer exposure scenarios at that
facility. A key assumption in the Tier 1
screening assessment is that a lake and/
or farm is located near the facility. As
part of the Tier 2 screening assessment,
we use a U.S. Geological Survey (USGS)
database to identify actual waterbodies
within 50 km of each facility and
assume the fisher only consumes fish
from lakes within that 50 km zone. We
also examine the differences between
local meteorology near the facility and
the meteorology used in the Tier 1
screening assessment. We then adjust
the previously-developed Tier 1
screening threshold emission rates for
each PB–HAP for each facility based on
an understanding of how exposure
concentrations estimated for the
screening scenario change with the use
of local meteorology and USGS lakes
database.
In the Tier 2 farmer scenario, we
maintain an assumption that the farm is
located within 0.5 km of the facility and
that the farmer consumes meat, eggs,
dairy, vegetables, and fruit produced
near the facility. We may further refine
the Tier 2 screening analysis by
assessing a gardener scenario to
characterize a range of exposures, with
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the gardener scenario being more
plausible in RTR evaluations. Under the
gardener scenario, we assume the
gardener consumes home-produced
eggs, vegetables, and fruit products at
the same ingestion rate as the farmer.
The Tier 2 screen continues to rely on
the high-end food intake assumptions
that were applied in Tier 1 for local fish
(adult female angler at 99th percentile
fish consumption), 14 and locally grown
or raised foods (90th percentile
consumption of locally grown or raised
foods for the farmer and gardener
scenarios).15 If PB–HAP emission rates
do not result in a Tier 2 screening value
greater than 1, we consider those PB–
HAP emissions to pose risks below a
level of concern. If the PB–HAP
emission rates for a facility exceed the
Tier 2 screening threshold emission
rates, we may conduct a Tier 3
screening assessment.
There are several analyses that can be
included in a Tier 3 screening
assessment, depending upon the extent
of refinement warranted, including
validating that the lakes are fishable,
locating residential/garden locations for
urban and/or rural settings, considering
plume-rise to estimate emissions lost
above the mixing layer, and considering
hourly effects of meteorology and
plume-rise on chemical fate and
transport (a time-series analysis). If
necessary, the EPA may further refine
the screening assessment through a sitespecific assessment.
There are several analyses that can be
included in a Tier 3 screening
assessment, depending upon the extent
of refinement warranted, including
validating that the lakes are fishable,
locating residential/garden locations for
urban and/or rural settings, considering
plume-rise to estimate emissions lost
above the mixing layer, and considering
hourly effects of meteorology and plume
rise on chemical fate and transport (a
time-series analysis). If necessary, the
EPA may further refine the screening
assessment through a site-specific
assessment.
In evaluating the potential
multipathway risk from emissions of
lead compounds, rather than developing
a screening threshold emission rate, we
compare maximum estimated chronic
inhalation exposure concentrations to
the level of the current National
Ambient Air Quality Standard (NAAQS)
14 Burger, J. 2002. Daily consumption of wild fish
and game: Exposures of high end recreationists.
International Journal of Environmental Health
Research 12:343–354.
15 U.S. EPA. Exposure Factors Handbook 2011
Edition (Final). U.S. Environmental Protection
Agency, Washington, DC, EPA/600/R–09/052F,
2011.
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for lead.16 Values below the level of the
primary (health-based) lead NAAQS are
considered to have a low potential for
multipathway risk.
For further information on the
multipathway assessment approach, see
the Taconite Risk Report, which is
available in the docket for this action.
5. How do we conduct the
environmental risk screening
assessment?
a. Adverse Environmental Effect,
Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening
assessment to examine the potential for
an adverse environmental effect as
required under section 112(f)(2)(A) of
the CAA. Section 112(a)(7) of the CAA
defines ‘‘adverse environmental effect’’
as ‘‘any significant and widespread
adverse effect, which may reasonably be
anticipated, to wildlife, aquatic life, or
other natural resources, including
adverse impacts on populations of
endangered or threatened species or
significant degradation of
environmental quality over broad
areas.’’
The EPA focuses on eight HAP, which
are referred to as ‘‘environmental HAP,’’
in its screening assessment: Six PB–
HAP and two acid gases. The PB–HAP
included in the screening assessment
are arsenic compounds, cadmium
compounds, D/F, POM, mercury (both
inorganic mercury and methyl mercury),
and lead compounds. The acid gases
included in the screening assessment
are HCl and HF.
HAP that persist and bioaccumulate
are of particular environmental concern
because they accumulate in the soil,
sediment, and water. The acid gases,
HCl and HF, are included due to their
well-documented potential to cause
direct damage to terrestrial plants. In the
environmental risk screening
assessment, we evaluate the following
four exposure media: Terrestrial soils,
surface water bodies (includes watercolumn and benthic sediments), fish
16 In doing so, the EPA notes that the legal
standard for a primary NAAQS—that a standard is
requisite to protect public health and provide an
adequate margin of safety (CAA section 109(b))—
differs from the CAA section 112(f) standard
(requiring, among other things, that the standard
provide an ‘‘ample margin of safety to protect
public health’’). However, the primary lead NAAQS
is a reasonable measure of determining risk
acceptability (i.e., the first step of the Benzene
NESHAP analysis) since it is designed to protect the
most susceptible group in the human population—
children, including children living near major lead
emitting sources. 73 FR 67002/3; 73 FR 67000/3; 73
FR 67005/1. In addition, applying the level of the
primary lead NAAQS at the risk acceptability step
is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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consumed by wildlife, and air. Within
these four exposure media, we evaluate
nine ecological assessment endpoints,
which are defined by the ecological
entity and its attributes. For PB–HAP
(other than lead), both community-level
and population-level endpoints are
included. For acid gases, the ecological
assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a
concentration of HAP that has been
linked to a particular environmental
effect level. For each environmental
HAP, we identified the available
ecological benchmarks for each
assessment endpoint. We identified,
where possible, ecological benchmarks
at the following effect levels: Probable
effect levels, lowest-observed-adverseeffect level, and no-observed-adverseeffect level. In cases where multiple
effect levels were available for a
particular PB–HAP and assessment
endpoint, we use all of the available
effect levels to help us to determine
whether ecological risks exist and, if so,
whether the risks could be considered
significant and widespread.
For further information on how the
environmental risk screening
assessment was conducted, including a
discussion of the risk metrics used, how
the environmental HAP were identified,
and how the ecological benchmarks
were selected, see Appendix 9 of the
Taconite Risk Report, which is available
in Docket ID No. EPA–HQ–OAR–2017–
0664.
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b. Environmental Risk Screening
Methodology
For the environmental risk screening
assessment, the EPA first determined
whether any facilities in the Taconite
Iron Ore Processing source category
emitted any of the environmental HAP.
For the Taconite Iron Ore Processing
source category, we identified emissions
of arsenic, cadmium, D/F, HCl, HF, lead,
mercury, and POM. Because one or
more of the environmental HAP
evaluated are emitted by at least one
facility in the source category, we
proceeded to the second step of the
evaluation.
c. PB–HAP Methodology
The environmental screening
assessment includes six PB–HAP,
arsenic compounds, cadmium
compounds, D/F, POM, mercury (both
inorganic mercury and methyl mercury),
and lead compounds. With the
exception of lead, the environmental
risk screening assessment for PB–HAP
consists of three tiers. The first tier of
the environmental risk screening
assessment uses the same health-
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protective conceptual model that is used
for the Tier 1 human health screening
assessment. TRIM.FaTE simulations
were used to back-calculate Tier 1
screening threshold emission rates. The
screening threshold emission rates
represent the emission rate in tons of
pollutant per year that results in media
concentrations at the facility that equal
the relevant ecological benchmark. To
assess emissions from each facility in
the category, the reported emission rate
for each PB–HAP was compared to the
Tier 1 screening threshold emission rate
for that PB–HAP for each assessment
endpoint and effect level. If emissions
from a facility do not exceed the Tier 1
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment, and, therefore, is not
evaluated further under the screening
approach. If emissions from a facility
exceed the Tier 1 screening threshold
emission rate, we evaluate the facility
further in Tier 2.
In Tier 2 of the environmental
screening assessment, the screening
threshold emission rates are adjusted to
account for local meteorology and the
actual location of lakes in the vicinity of
facilities that did not pass the Tier 1
screening assessment. For soils, we
evaluate the average soil concentration
for all soil parcels within a 7.5-km
radius for each facility and PB–HAP.
For the water, sediment, and fish tissue
concentrations, the highest value for
each facility for each pollutant is used.
If emission concentrations from a
facility do not exceed the Tier 2
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment and typically is not
evaluated further. If emissions from a
facility exceed the Tier 2 screening
threshold emission rate, we evaluate the
facility further in Tier 3.
As in the multipathway human health
risk assessment, in Tier 3 of the
environmental screening assessment, we
examine the suitability of the lakes
around the facilities to support life and
remove those that are not suitable (e.g.,
lakes that have been filled in or are
industrial ponds), adjust emissions for
plume-rise, and conduct hour-by-hour
time-series assessments. If these Tier 3
adjustments to the screening threshold
emission rates still indicate the
potential for an adverse environmental
effect (i.e., facility emission rate exceeds
the screening threshold emission rate),
we may elect to conduct a more refined
assessment using more site-specific
information. If, after additional
refinement, the facility emission rate
still exceeds the screening threshold
emission rate, the facility may have the
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potential to cause an adverse
environmental effect.
To evaluate the potential for an
adverse environmental effect from lead,
we compared the average modeled air
concentrations (from HEM–3) of lead
around each facility in the source
category to the level of the secondary
NAAQS for lead. The secondary lead
NAAQS is a reasonable means of
evaluating environmental risk because it
is set to provide substantial protection
against adverse welfare effects which
can include ‘‘effects on soils, water,
crops, vegetation, man-made materials,
animals, wildlife, weather, visibility and
climate, damage to and deterioration of
property, and hazards to transportation,
as well as effects on economic values
and on personal comfort and wellbeing.’’
d. Acid Gas Environmental Risk
Methodology
The environmental screening
assessment for acid gases evaluates the
potential phytotoxicity and reduced
productivity of plants due to chronic
exposure to HF and HCl. The
environmental risk screening
methodology for acid gases is a singletier screening assessment that compares
modeled ambient air concentrations
(from AERMOD) to the ecological
benchmarks for each acid gas. To
identify a potential adverse
environmental effect (as defined in
section 112(a)(7) of the CAA) from
emissions of HF and HCl, we evaluate
the following metrics: The size of the
modeled area around each facility that
exceeds the ecological benchmark for
each acid gas, in acres and km2; the
percentage of the modeled area around
each facility that exceeds the ecological
benchmark for each acid gas; and the
area-weighted average screening value
around each facility (calculated by
dividing the area-weighted average
concentration over the 50-km modeling
domain by the ecological benchmark for
each acid gas). For further information
on the environmental screening
assessment approach, see Appendix 9 of
the Taconite Risk Report, which is
available in Docket ID No. EPA–HQ–
OAR–2017–0664.
6. How do we conduct facility-wide
assessments?
To put the source category risks in
context, we typically examine the risks
from the entire ‘‘facility,’’ where the
facility includes all HAP-emitting
operations within a contiguous area and
under common control. In other words,
we examine the HAP emissions not only
from the source category emission
points of interest, but also emissions of
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HAP from all other emission sources at
the facility for which we have data. For
this source category, we conducted the
facility-wide assessment using a dataset
compiled from the 2014 NEI and
supplemental information submitted by
industry. The source category records of
that dataset were evaluated and updated
as described in section II.D of this
preamble. Once a quality assured source
category dataset was available, it was
placed back with the remaining records
from the NEI for that facility. The
facility-wide file was then used to
analyze risks due to the inhalation of
HAP that are emitted ‘‘facility-wide’’ for
the populations residing within 50 km
of each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, the modeled
source category risks were compared to
the facility-wide risks to determine the
portion of the facility-wide risks that
could be attributed to the source
category addressed in this action. We
also specifically examined the facility
that was associated with the highest
estimate of risk and determined the
percentage of that risk attributable to the
source category of interest. The Taconite
Risk Report, available in Docket ID No.
EPA–HQ–OAR–2017–0664, provides
the methodology and results of the
facility-wide analyses, including all
facility-wide risks and the percentage of
source category contribution to facilitywide risks.
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7. How do we consider uncertainties in
risk assessment?
Uncertainty and the potential for bias
are inherent in all risk assessments,
including those performed for this
proposal. Although uncertainty exists,
we believe that our approach, which
used conservative tools and
assumptions, ensures that our decisions
are health and environmentally
protective. A brief discussion of the
uncertainties in the RTR emissions
dataset, dispersion modeling, inhalation
exposure estimates, and dose-response
relationships follows below. Also
included are those uncertainties specific
to our acute screening assessments,
multipathway screening assessments,
and our environmental risk screening
assessments. A more thorough
discussion of these uncertainties is
included in the Taconite Risk Report,
which is available in the docket for this
action. If a multipathway site-specific
assessment was performed for this
source category, a full discussion of the
uncertainties associated with that
assessment can be found in Appendix
11 of that document, Site-Specific
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Human Health Multipathway Residual
Risk Assessment Report.
a. Uncertainties in the RTR Emissions
Dataset
Although the development of the RTR
emissions dataset involved quality
assurance/quality control (QA/QC)
processes, the accuracy of emissions
values will vary depending on the
source of the data, the degree to which
data are incomplete or missing, the
degree to which assumptions made to
complete the datasets are accurate,
errors in emission estimates, and other
factors. The emission estimates
considered in this analysis generally are
annual totals for certain years, and they
do not reflect short-term fluctuations
during the course of a year or variations
from year to year. The estimates of peak
hourly emission rates for the acute
effects screening assessment were based
on an emission adjustment factor
applied to the average annual hourly
emission rates, which are intended to
account for emission fluctuations due to
normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in
ambient concentration estimates
associated with any model, including
the EPA’s recommended regulatory
dispersion model, AERMOD. In using a
model to estimate ambient pollutant
concentrations, the user chooses certain
options to apply. For RTR assessments,
we select some model options that have
the potential to overestimate ambient air
concentrations (e.g., not including
plume depletion or pollutant
transformation). We select other model
options that have the potential to
underestimate ambient impacts (e.g., not
including building downwash). Other
options that we select have the potential
to either under- or overestimate ambient
levels (e.g., meteorology and receptor
locations). On balance, considering the
directional nature of the uncertainties
commonly present in ambient
concentrations estimated by dispersion
models, the approach we apply in the
RTR assessments should yield unbiased
estimates of ambient HAP
concentrations. We also note that the
selection of meteorology dataset
location could have an impact on the
risk estimates. As we continue to update
and expand our library of
meteorological station data used in our
risk assessments, we expect to reduce
this variability.
c. Uncertainties in Inhalation Exposure
Assessment
Although every effort is made to
identify all of the relevant facilities and
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emission points, as well as to develop
accurate estimates of the annual
emission rates for all relevant HAP, the
uncertainties in our emission inventory
likely dominate the uncertainties in the
exposure assessment. Some
uncertainties in our exposure
assessment include human mobility,
using the centroid of each census block,
assuming lifetime exposure, and
assuming only outdoor exposures. For
most of these factors, there is neither an
under- nor overestimate when looking at
the maximum individual risk or the
incidence, but the shape of the
distribution of risks may be affected.
With respect to outdoor exposures,
actual exposures may not be as high if
people spend time indoors, especially
for very reactive pollutants or larger
particles. For all factors, we reduce
uncertainty when possible. For
example, with respect to census-block
centroids, we analyze large blocks using
aerial imagery and adjust locations of
the block centroids to better represent
the population in the blocks. We also
add additional receptor locations where
the population of a block is not well
represented by a single location.
d. Uncertainties in Dose-Response
Relationships
There are uncertainties inherent in
the development of the dose-response
values used in our risk assessments for
cancer effects from chronic exposures
and noncancer effects from both chronic
and acute exposures. Some
uncertainties are generally expressed
quantitatively, and others are generally
expressed in qualitative terms. We note,
as a preface to this discussion, a point
on dose-response uncertainty that is
stated in the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment; namely,
that ‘‘the primary goal of EPA actions is
protection of human health;
accordingly, as an Agency policy, risk
assessment procedures, including
default options that are used in the
absence of scientific data to the
contrary, should be health protective’’
(the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment, page 1–7).
This is the approach followed here as
summarized in the next paragraphs.
Cancer UREs used in our risk
assessments are those that have been
developed to generally provide an upper
bound estimate of risk.17 That is, they
represent a ‘‘plausible upper limit to the
true value of a quantity’’ (although this
is usually not a true statistical
17 IRIS glossary (https://ofmpub.epa.gov/sor_
internet/registry/termreg/searchandretrieve/
glossariesandkeywordlists/search.do?
details=&glossaryName=IRIS%20Glossary).
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confidence limit). In some
circumstances, the true risk could be as
low as zero; however, in other
circumstances the risk could be
greater.18 Chronic noncancer RfC and
reference dose (RfD) values represent
chronic exposure levels that are
intended to be health-protective levels.
To derive dose-response values that are
intended to be ‘‘without appreciable
risk,’’ the methodology relies upon an
uncertainty factor (UF) approach,19
which considers uncertainty, variability,
and gaps in the available data. The UFs
are applied to derive dose-response
values that are intended to protect
against appreciable risk of deleterious
effects.
Many of the UFs used to account for
variability and uncertainty in the
development of acute dose-response
values are quite similar to those
developed for chronic durations.
Additional adjustments are often
applied to account for uncertainty in
extrapolation from observations at one
exposure duration (e.g., 4 hours) to
derive an acute dose-response value at
another exposure duration (e.g., 1 hour).
Not all acute dose-response values are
developed for the same purpose, and
care must be taken when interpreting
the results of an acute assessment of
human health effects relative to the
dose-response value or values being
exceeded. Where relevant to the
estimated exposures, the lack of acute
dose-response values at different levels
of severity should be factored into the
risk characterization as potential
uncertainties.
Uncertainty also exists in the
selection of ecological benchmarks for
the environmental risk screening
assessment. We established a hierarchy
of preferred benchmark sources to allow
selection of benchmarks for each
environmental HAP at each ecological
assessment endpoint. We searched for
benchmarks for three effect levels (i.e.,
no-effects level, threshold-effect level,
and probable effect level), but not all
combinations of ecological assessment/
environmental HAP had benchmarks for
all three effect levels. Where multiple
effect levels were available for a
particular HAP and assessment
endpoint, we used all of the available
effect levels to help us determine
18 An exception to this is the URE for benzene,
which is considered to cover a range of values, each
end of which is considered to be equally plausible,
and which is based on maximum likelihood
estimates.
19 See A Review of the Reference Dose and
Reference Concentration Processes, U.S. EPA,
December 2002, and Methods for Derivation of
Inhalation Reference Concentrations and
Application of Inhalation Dosimetry, U.S. EPA,
1994.
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whether risk exists and whether the risk
could be considered significant and
widespread.
Although we make every effort to
identify appropriate human health effect
dose-response values for all pollutants
emitted by the sources in this risk
assessment, some HAP emitted by this
source category are lacking doseresponse assessments. Accordingly,
these pollutants cannot be included in
the quantitative risk assessment, which
could result in quantitative estimates
understating HAP risk. To help to
alleviate this potential underestimate,
where we conclude similarity with a
HAP for which a dose-response value is
available, we use that value as a
surrogate for the assessment of the HAP
for which no value is available. To the
extent use of surrogates indicates
appreciable risk, we may identify a need
to increase priority for an IRIS
assessment for that substance. We
additionally note that, generally
speaking, HAP of greatest concern due
to environmental exposures and hazard
are those for which dose-response
assessments have been performed,
reducing the likelihood of understating
risk. Further, HAP not included in the
quantitative assessment are assessed
qualitatively and considered in the risk
characterization that informs the risk
management decisions, including
consideration of HAP reductions
achieved by various control options.
For a group of compounds that are
unspeciated (e.g., glycol ethers), we
conservatively use the most protective
dose-response value of an individual
compound in that group to estimate
risk. Similarly, for an individual
compound in a group (e.g., ethylene
glycol diethyl ether) that does not have
a specified dose-response value, we also
apply the most protective dose-response
value from the other compounds in the
group to estimate risk.
e. Uncertainties in Acute Inhalation
Screening Assessments
In addition to the uncertainties
highlighted above, there are several
factors specific to the acute exposure
assessment that the EPA conducts as
part of the risk review under section 112
of the CAA. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emission rates, meteorology, and the
presence of a person. In the acute
screening assessment that we conduct
under the RTR program, we assume that
peak emissions from the source category
and reasonable worst-case air dispersion
conditions (i.e., 99th percentile) co-
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50673
occur. We then include the additional
assumption that a person is located at
this point at the same time. Together,
these assumptions represent a
reasonable worst-case exposure
scenario. In most cases, it is unlikely
that a person would be located at the
point of maximum exposure during the
time when peak emissions and
reasonable worst-case air dispersion
conditions occur simultaneously.
f. Uncertainties in the Multipathway
and Environmental Risk Screening
Assessments
For each source category, we
generally rely on site-specific levels of
PB–HAP or environmental HAP
emissions to determine whether a
refined assessment of the impacts from
multipathway exposures is necessary or
whether it is necessary to perform an
environmental screening assessment.
This determination is based on the
results of a three-tiered screening
assessment that relies on the outputs
from models—TRIM.FaTE and
AERMOD—that estimate environmental
pollutant concentrations and human
exposures for five PB–HAP (dioxins,
POM, mercury, cadmium, and arsenic)
and two acid gases (HF and HCl). For
lead, we use AERMOD to determine
ambient air concentrations, which are
then compared to the secondary
NAAQS standard for lead. Two
important types of uncertainty
associated with the use of these models
in RTR risk assessments and inherent to
any assessment that relies on
environmental modeling are model
uncertainty and input uncertainty.20
Model uncertainty concerns whether
the model adequately represents the
actual processes (e.g., movement and
accumulation) that might occur in the
environment. For example, does the
model adequately describe the
movement of a pollutant through the
soil? This type of uncertainty is difficult
to quantify. However, based on feedback
received from previous EPA SAB
reviews and other reviews, we are
confident that the models used in the
screening assessments are appropriate
and state-of-the-art for the multipathway
and environmental screening risk
assessments conducted in support of
RTR.
Input uncertainty is concerned with
how accurately the models have been
configured and parameterized for the
20 In the context of this discussion, the term
‘‘uncertainty’’ as it pertains to exposure and risk
encompasses both variability in the range of
expected inputs and screening results due to
existing spatial, temporal, and other factors, as well
as uncertainty in being able to accurately estimate
the true result.
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assessment at hand. For Tier 1 of the
multipathway and environmental
screening assessments, we configured
the models to avoid underestimating
exposure and risk. This was
accomplished by selecting upper-end
values from nationally representative
datasets for the more influential
parameters in the environmental model,
including selection and spatial
configuration of the area of interest, lake
location and size, meteorology, surface
water, soil characteristics, and structure
of the aquatic food web. We also assume
an ingestion exposure scenario and
values for human exposure factors that
represent reasonable maximum
exposures.
In Tier 2 of the multipathway and
environmental screening assessments,
we refine the model inputs to account
for meteorological patterns in the
vicinity of the facility versus using
upper-end national values, and we
identify the actual location of lakes near
the facility rather than the default lake
location that we apply in Tier 1. By
refining the screening approach in Tier
2 to account for local geographical and
meteorological data, we decrease the
likelihood that concentrations in
environmental media are overestimated,
thereby increasing the usefulness of the
screening assessment. In Tier 3 of the
screening assessments, we refine the
model inputs again to account for hourby-hour plume-rise and the height of the
mixing layer. We can also use those
hour-by-hour meteorological data in a
TRIM.FaTE run using the screening
configuration corresponding to the lake
location. These refinements produce a
more accurate estimate of chemical
concentrations in the media of interest,
thereby reducing the uncertainty with
those estimates. The assumptions and
the associated uncertainties regarding
the selected ingestion exposure scenario
are the same for all three tiers.
For the environmental screening
assessment for acid gases, we employ a
single-tiered approach. We use the
modeled air concentrations and
compare those with ecological
benchmarks.
For all tiers of the multipathway and
environmental screening assessments,
our approach to addressing model input
uncertainty is generally cautious. We
choose model inputs from the upper
end of the range of possible values for
the influential parameters used in the
models, and we assume that the
exposed individual exhibits ingestion
behavior that would lead to a high total
exposure. This approach reduces the
likelihood of not identifying high risks
for adverse impacts.
Despite the uncertainties, when
individual pollutants or facilities do not
exceed screening threshold emission
rates (i.e., screen out), we are confident
that the potential for adverse
multipathway impacts on human health
is very low. On the other hand, when
individual pollutants or facilities do
exceed screening threshold emission
rates, it does not mean that impacts are
significant, only that we cannot rule out
that possibility and that a refined
assessment for the site might be
necessary to obtain a more accurate risk
characterization for the source category.
The EPA evaluates the following HAP
in the multipathway and/or
environmental risk screening
assessments, where applicable: arsenic,
cadmium, D/F, lead, mercury (both
inorganic and methyl mercury), POM,
HCl, and HF. These HAP represent
pollutants that can cause adverse
impacts either through direct exposure
to HAP in the air or through exposure
to HAP that are deposited from the air
onto soils and surface waters and then
through the environment into the food
web. These HAP represent those HAP
for which we can conduct a meaningful
multipathway or environmental
screening risk assessment. For other
HAP not included in our screening
assessments, the model has not been
parameterized such that it can be used
for that purpose. In some cases,
depending on the HAP, we may not
have appropriate multipathway models
that allow us to predict the
concentration of that pollutant. The EPA
acknowledges that other HAP beyond
these that we are evaluating may have
the potential to cause adverse effects
and, therefore, the EPA may evaluate
other relevant HAP in the future, as
modeling science and resources allow.
IV. Analytical Results and Proposed
Decisions
A. What are the analytical results and
proposed decisions for this source
category?
1. What are the results of the risk
assessment and analyses?
As described in section III of this
preamble, for the Taconite Iron Ore
Processing source category, we
conducted a risk assessment for all HAP
emitted. We present results of the risk
assessment briefly below and in more
detail in the Taconite Risk Report,
which is available in Docket ID No.
EPA–HQ–OAR–2017–0664.
a. Chronic Inhalation Risk Assessment
Results
Table 4 below provides a summary of
the results of the inhalation risk
assessment for the source category. For
more details about the estimated
emission levels for actual and allowable
emissions rates and the risk assessment
methods and results, see the Taconite
Risk Report, available in Docket ID No.
EPA–HQ–OAR–2017–0664.
TABLE 4—TACONITE IRON ORE PROCESSING SOURCE CATEGORY INHALATION RISK ASSESSMENT RESULTS
Maximum individual cancer
risk (in 1 million)
Risk assessment
Based on
actual
emissions
Source Category ...................
Whole Facility ........................
1
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2
Based on
allowable
emissions
2
2
6
....................
Estimated population at increased risk of cancer
≥ 1-in-1 million
Based on
actual
emissions
Based on
allowable
emissions
38,000
40,000
Estimated annual cancer
incidence
(cases per year)
Based on
actual
emissions
43,000
....................
0.001
0.001
Based on
allowable
emissions
Maximum chronic noncancer TOSHI 1
Based on
actual
emissions
0.001
....................
0.2
0.2
Based on
allowable
emissions
0.2
....................
Maximum
screening
acute noncancer HQ 2
Based on actual emissions
HQREL = <1
The TOSHI is the sum of the chronic noncancer HQs for substances that affect the same target organ or organ system.
The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
Based on the results of the inhalation
risk modeling using the actual
emissions estimates, as shown in Table
4 of this preamble, the maximum
individual cancer risk based on actual
emissions (lifetime) is estimated to be 2-
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in-1 million (driven by arsenic and
nickel from fugitive dust and indurating
sources), the estimated maximum
chronic noncancer TOSHI value based
on actual emissions is 0.2 (driven by
manganese compounds from fugitive
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dust and ore crushing sources), and the
maximum screening acute noncancer
HQ value (off-facility site) is less than 1
(driven by arsenic from fugitive dust
and ore crushing sources). The total
estimated annual cancer incidence
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(national) from these facilities based on
actual emission levels is 0.001 excess
cancer cases per year or 1 case in every
1,000 years. The results using allowable
emissions indicate that the estimated
maximum individual cancer risk based
on allowable emissions (lifetime) is 6in-1 million (driven by arsenic and
nickel from fugitive dust and indurating
sources) and the maximum chronic
noncancer TOSHI value is 0.2 (driven
by manganese compounds from fugitive
dust and ore crushing sources).
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b. Screening Level Acute Risk
Assessment Results
Table 4 of this preamble shows the
estimated acute risk results for the
Taconite Iron Ore Processing source
category. To estimate the peak emission
rates from average emission rates, the
screening analysis for acute impacts was
based on an industry specific multiplier
of 2 for indurating furnaces and a factor
of 10 for all other emissions sources. For
more detailed acute risk results, refer to
the Taconite Risk Report, available in
Docket ID No. EPA–HQ–OAR–2017–
0664.
c. Multipathway Risk Screening Results
Results of the worst-case Tier 1
multipathway screening analysis
indicate that PB–HAP emissions (based
on estimates of actual emissions) from
each of the eight facilities in the source
category exceed the screening threshold
emissions rate for the carcinogenic PB–
HAP (combined D/F, POM, and arsenic
screening values) with a maximum
screening value of 3,000 for arsenic
emissions. For the noncarcinogenic PB–
HAP, all eight facilities have screening
values greater than 1 for cadmium
emissions with a maximum screening
value of 20, and seven facilities have
screening values greater than 1 for
mercury emissions with a maximum
screening value of 40. For the PB–HAP
and facilities that did not screen out at
Tier 1, we conducted a Tier 2
multipathway screening analysis.
The Tier 2 multipathway screen
replaces some of the assumptions used
in Tier 1 with site-specific data, the
location of fishable lakes, and local
wind direction and speed. In Tier 2, the
gardener scenario is included to
represent consumption of produce
grown in rural gardens. It is important
to note that, even with the inclusion of
some site-specific information in the
Tier 2 analysis, the multipathway
screening analysis is still a very
conservative, health-protective
assessment (i.e., upper-bound
consumption of local fish, locally
grown, and/or raised foods) and in all
likelihood will yield results that serve
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as an upper-bound multipathway risk
associated with a facility.
Based on the Tier 2 screening
analysis, seven facilities emitting
arsenic, D/F, and POM emissions have
Tier 2 cancer screening values greater
than 1 for the farmer scenario with a
maximum screening value of 300.
Arsenic emissions are driving the risk
for the farmer scenario as well as the
gardener scenario with a maximum Tier
2 gardener scenario cancer screening
value of 200. The maximum Tier 2
cancer screening value for the fisher
scenario is 30, with arsenic driving the
risk. When we considered the effect
multiple facilities within the source
category could have on common lake(s)
in the modeling domain, the maximum
cancer screening value is 40.
For mercury, four facilities emit
mercury emissions above the Tier 2
noncancer screening threshold
emissions rate, with at least one facility
with a screening value of 10 for the
fisher scenario. When we considered the
effect multiple facilities within the
source category could have on common
lake(s) in the modeling domain,
mercury emissions resulted in a
noncancer screening value of 20, with
seven facilities contributing to the risk
levels at common lakes. For cadmium,
two facilities emit cadmium emissions
above the Tier 2 noncancer screening
threshold emissions rate, with at least
one facility with a screening value of 2
for the fisher scenario. When we
considered the effect multiple facilities
within the source category could have
on common lake(s) in the modeling
domain, cadmium emissions exceeded
the noncancer screening threshold
emissions rate by a factor of 3, with
seven facilities contributing to the risk
levels at common lakes.
An exceedance of a screening
threshold emissions rate (i.e., a
screening value greater than 1) in any of
the tiers cannot be equated with a risk
value or a HQ or HI. Rather, it
represents a high-end estimate of what
the risk or hazard may be. It represents
the high-end estimate of risk because we
choose inputs from the upper end of the
range of possible values for the
influential parameters used in the
screens; and we assume that the
exposed individual exhibits ingestion
behavior that would lead to a high total
exposure. For more details on the
multipathway screening results, refer to
Appendix 10 of the Taconite Risk
Report, available in Docket ID No. EPA–
HQ–OAR–2017–0664. Thus, facility
emissions exceeding the screening
threshold emissions rate by a factor of
2 (i.e., a screening value of 2) for a noncarcinogen can be interpreted to mean
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50675
that we are confident that the HQ would
be lower than 2. Similarly, facility
emissions exceeding the cancer
screening threshold emissions rate by a
factor of 20 (i.e., a screening value of 20)
for a carcinogen means that we are
confident that the risk is lower than 20in-1 million.
Based upon the maximum Tier 2
screening values for mercury (fisher
scenario) and arsenic (fisher and
gardener scenario) occurring from the
same location, we proceeded to a sitespecific assessment using TRIM.FaTE
versus conducting a Tier 3 screen. We
also selected this site for assessing
noncancer risks from cadmium utilizing
the fisher scenario as the site was
comparable to the maximum Tier 2
location. The selected site represents the
combined contribution of mercury,
arsenic and cadmium emissions from
five taconite iron ore processing plants.
The site selected was modeled using
TRIM.FaTE to assess cancer risk from
arsenic emissions and noncancer risks
from mercury and cadmium emissions
for the fisher and gardener scenarios.
The final cancer risk based upon the
fisher scenario and gardener scenario
was less than 1-in-1 million from
arsenic emissions. The final noncancer
risks had a HI less than 1 for mercury
(0.02) and for cadmium (0.01). Further
details on the site-specific
multipathway assessment can be found
in Appendix 11 of the Taconite Risk
Report, available in Docket ID No. EPA–
HQ–OAR–2017–0664.
d. Environmental Risk Screening
Results
As described in section III.C of this
document, we conducted an
environmental risk screening
assessment for the Taconite Iron Ore
Processing source category for the
following pollutants: Arsenic, cadmium,
D/F, HCl, HF, lead, mercury (methyl
mercury and mercuric chloride), and
POM.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), D/F and POM
emissions had no exceedances of any of
the ecological benchmarks evaluated.
Arsenic emissions had Tier 1
exceedances for three surface soil
benchmarks: Threshold level (plant
communities), no-observed-adverseeffect-level (NOAEL) (avian ground
insectivores—woodcock), and NOAEL
(mammalian insectivores—shrew) with
a maximum screening value of 4.
Cadmium emissions had Tier 1
exceedances for two surface soil
benchmarks: NOAEL (mammalian
insectivores—shrew) and NOAEL (avian
ground insectivores—woodcock) with a
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maximum screening value of 4.
Cadmium emissions also had Tier 1
exceedances for three fish—avian
piscivores benchmarks: NOAEL
(merganser), geometric-maximumallowable-toxicant-level (GMATL)
(merganser), and lowest-observedadverse-effect-level (LOAEL)
(merganser) with a maximum screening
value of 3. Divalent mercury emissions
had Tier 1 exceedances for the following
benchmarks: Sediment threshold level,
surface soil threshold level (plant
communities), and surface soil
threshold level (invertebrate
communities) with a maximum
screening value of 3. Methyl mercury
had Tier 1 exceedances for the following
benchmarks: fish (avian/piscivores),
NOAEL (merganser), surface soil
NOAEL (mammalian insectivores—
shrew), and surface soil NOAEL for
avian ground insectivores (woodcock)
with a maximum screening value of 2.
A Tier 2 screening analysis was
performed for arsenic, cadmium,
divalent mercury, and methyl mercury.
In the Tier 2 screening analysis, there
were no exceedances of any of the
ecological benchmarks evaluated for any
of the pollutants.
For lead, we did not estimate any
exceedances of the secondary lead
NAAQS. For HCl and HF, the average
modeled concentration around each
facility (i.e., the average concentration
of all off-site data points in the
modeling domain) did not exceed any
ecological benchmark. In addition, each
individual modeled concentration of
HCl and HF (i.e., each off-site data point
in the modeling domain) was below the
ecological benchmarks for all facilities.
Based on the results of the
environmental risk screening analysis,
we do not expect an adverse
environmental effect as a result of HAP
emissions from this source category.
e. Facility-Wide Risk Results
Six facilities have a facility-wide
cancer MIR greater than or equal to 1in-1 million. The maximum facilitywide cancer MIR is 2-in-1 million,
driven by arsenic and nickel from
fugitive dust and indurating emissions.
The total estimated cancer incidence
from the whole facility is 0.001 excess
cancer cases per year, or one excess case
in every 1,000 years. Approximately
40,000 people were estimated to have
cancer risks above 1-in-1 million from
exposure to HAP emitted from both
source category and non-source category
sources at six of the eight facilities in
this source category. The maximum
facility-wide TOSHI for the source
category is estimated to be 0.2, mainly
driven by emissions of manganese from
fugitive dust and ore crushing
emissions.
f. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risks to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risks from the Taconite Iron Ore
Processing source category across
different demographic groups within the
populations living near facilities.
The results of the demographic
analysis are summarized in Table 5
below. These results, for various
demographic groups, are based on the
estimated risks from actual emissions
levels for the population living within
50 km of the facilities.
TABLE 5—TACONITE IRON ORE PROCESSING SOURCE CATEGORY DEMOGRAPHIC RISK ANALYSIS RESULTS
Population
with cancer
risk at or
above 1-in-1
million due to
taconite iron
ore processing
Population
with chronic
noncancer HI
above 1 due
to taconite iron
ore processing
317,746,049
38,000
0
62
38
93
7
0
0
12
0.8
18
7
1
2.8
1
2
0
0
0
0
14
86
19
82
0
0
14
86
8
92
0
0
6
0.2
0
Nationwide
Total Population ....................................................................................................................
White and Minority by Percent
White ............................................................................................................................................
Minority ........................................................................................................................................
Minority Detail by Percent
African American .........................................................................................................................
Native American ..........................................................................................................................
Hispanic or Latino ........................................................................................................................
Other and Multiracial ...................................................................................................................
Income by Percent
Below the Poverty Level ..............................................................................................................
Above the Poverty Level .............................................................................................................
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Education by Percent
Over 25 Without High a School Diploma ....................................................................................
Over 25 With a High School Diploma .........................................................................................
Linguistically Isolated by Percent
Linguistically Isolated ...................................................................................................................
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The results of the Taconite Iron Ore
Processing source category risk
assessment (described in section IV.A.1
of this preamble) indicates that actual
emissions from the source category
expose approximately 38,000 people to
a cancer risk at or above 1-in-1 million
and no one to a chronic noncancer HI
greater than 1. The percent of minorities
nationally (38 percent) is much higher
than for the category population with
cancer risk greater than or equal to 1-in1 million (7 percent). The category
population with cancer risk greater than
or equal to 1-in-1 million has a greater
percentage of Native American (2.8
percent) as compared to nationally (0.8
percent), but lower percentages for
African American (1 percent) and
Hispanic (1 percent) as compared to
nationally, 12 percent and 18 percent,
respectively. The category population
with cancer risk greater than or equal to
1-in-1 million has about the same
percentage of the population below the
poverty level (18 percent) as compared
to nationally (14 percent). The
percentage of the population over 25
without a high school diploma and the
percentage of the population that is
linguistically isolated are lower for the
category population (8 percent and 0.2
percent, respectively) than nationally
(14 percent and 6 percent, respectively).
The methodology and the results of
the demographic analysis are presented
in a technical report titled Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Taconite Iron Ore
Processing Source Category Operations,
June 2019 (hereafter referred to as the
Taconite Iron Ore Processing
Demographic Analysis Report), which
may be found in Docket ID No. EPA–
HQ–OAR–2017–0664.
2. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect?
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a. Risk Acceptability
As noted in section III.A of this
preamble, we weigh all health risk
factors in our risk acceptability
determination, including the cancer
MIR, the number of persons in various
cancer and noncancer risk ranges,
cancer incidence, the maximum
noncancer TOSHI, the maximum acute
noncancer HQ, the extent of noncancer
risks, the distribution of cancer and
noncancer risks in the exposed
population, and risk estimation
uncertainties (54 FR 38044, September
14, 1989).
For the Taconite Iron Ore Processing
source category, the risk analysis
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indicates that the cancer risks to the
individual most exposed could be up to
2-in-1 million due to actual emissions or
up to 6-in-1 million based on allowable
emissions. These risks are considerably
less than 100-in-1 million, which is the
presumptive upper limit of acceptable
risk. The risk analysis also shows very
low cancer incidence (0.001 cases per
year for actual and allowable
emissions), and we did not identify a
potential for adverse chronic noncancer
health effects. The acute noncancer risks
based on actual emissions are low, with
a maximum HQ of less than 1 (based on
the REL) for arsenic. Therefore, we find
there is little potential concern of acute
noncancer health impacts from actual
emissions. In addition, the risk
assessment indicates no significant
potential for multipathway health
effects.
Considering all of the health risk
information and factors discussed
above, including the uncertainties
discussed in section III.C.7 of this
preamble, we propose to find that the
risks from the Taconite Iron Ore
Processing source category are
acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the
risks from the Taconite Iron Ore
Processing source category are
acceptable, we are required to consider
whether the MACT standards for the
source category provide an ample
margin of safety to protect public health.
The risk estimates show that
approximately 38,000 individuals in the
exposed population have a cancer risk
above 1-in-1 million based on actual
emissions and 43,000 individuals have
a cancer risk above 1-in-1 million based
on allowable emissions. The MIR based
on actual emissions is 2-in-1 million,
and based on allowable emissions, the
MIR is 6-in-1 million. With regard to
chronic and acute noncancer risks, as
described above in section IV.A.1, all
HIs and HQs are below one. Under the
ample margin of safety analysis, in
addition to the health risks, we
evaluated the cost and feasibility of
available control technologies and other
measures (including the controls,
measures, and costs reviewed under the
technology review as described in
section III.B of this preamble) that could
be applied to this source category to
further reduce the risks (or potential
risks) due to emissions of HAP
identified in the risk assessment.
In this analysis, we focused on cancer
risks since all the chronic and acute
noncancer HIs and HQs are below one.
The cancer risks are driven by metal
HAP emissions (e.g., arsenic, nickel, and
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chromium VI) from indurating furnaces
and fugitive dust sources. The
indurating furnaces are currently
controlled via wet scrubbers. We
evaluated the option of reducing
emissions from indurating furnaces by
installing a wet electrostatic precipitator
(wet ESP) after the existing wet
scrubbers. Under this scenario, we
estimate that the current metal HAP
emissions would be reduced by about
99.9 percent, and the MIR would be
reduced from 2-in-1 million based on
actual emissions and 6-in-1 based on
allowable emissions to less than 1-in-1
million for both actual and allowable
emissions. We estimate annual costs of
about $167 million for the industry,
with a cost effectiveness of about $16
million per ton of metal HAP reduced.
Due to the relatively small reduction in
risk and the substantial costs associated
with this option, we are proposing that
additional emissions controls for metal
HAP from indurating furnaces are not
necessary to provide an ample margin of
safety to protect public health. See the
technical memorandum titled Taconite
Iron Ore Processing—Ample Margin of
Safety Analysis, in Docket ID No. EPA–
HQ–OAR–2017–0664 for details.
For the other affected sources that
emit metal HAP (i.e., ore crushing and
handling operations, finished pellet
handling operations, ore drying, and
sources subject to the fugitive dust
emission control plan), we did not
identify any developments in processes,
practices, or control technologies.
Therefore, we are proposing that
additional emissions controls for metal
HAP from these affected sources are not
necessary to provide an ample margin of
safety to protect public health.
c. Environmental Effects
The emissions data for the Taconite
Iron Ore Processing source category
indicate that eight environmental HAP
are emitted by sources within this
source category: Arsenic, cadmium, D/F,
mercury, POM, lead, HCl, and HF.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), D/F and POM
emissions had no exceedances of any of
the ecological benchmarks evaluated.
Arsenic, cadmium, and mercury had
Tier 1 exceedances for some of the
benchmarks evaluated by a maximum
screening value of 4. Therefore, a Tier
2 screening analysis was performed for
arsenic, cadmium, and mercury. In the
Tier 2 screening analysis, there were no
exceedances of any of the ecological
benchmarks evaluated for any of the
pollutants.
The screening-level evaluation of the
potential for adverse environmental
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effects from emissions of lead indicated
that the secondary NAAQS for lead
would not be exceeded by any facility.
The screening-level evaluation of the
potential for adverse environmental
effects associated with emissions of HCl
and HF from the Taconite Iron Ore
Processing source category indicated
that each individual concentration (i.e.,
each off-site data point in the modeling
domain) was below the ecological
benchmarks for all facilities. In
addition, we are unaware of any adverse
environmental effects caused by HAP
emitted by this source category.
Therefore, we do not expect there to be
an adverse environmental effect as a
result of HAP emissions from this
source category and we are proposing
that it is not necessary to set a more
stringent standard to prevent, taking
into consideration costs, energy, safety,
and other relevant factors, an adverse
environmental effect.
B. What are the results and proposed
decisions based on our technology
review?
The MACT standards for the Taconite
Iron Ore Processing source category
require compliance with numeric
emission limits for PM, a surrogate for
metal HAP, for ore crushing and
handling operations, ore dryers, pellet
induration furnaces, and finished pellet
handling sources and for acid gases for
pellet indurating furnaces. The rule
requires work practice standards to
reduce PM (again as a surrogate for
metal HAP) emissions from fugitive dust
emission sources (i.e., stockpiles,
material transfer points, facility
roadways, tailings basins, pellet loading
areas, and yard areas). Furthermore, the
rule includes operation and
maintenance requirements for pellet
indurating furnaces to ensure good
combustion to minimize emissions of
formaldehyde and other organic HAP
that are products of incomplete
combustion.
Under the technology review we
searched, reviewed, and considered
several sources of information to
determine whether there have been
developments in practices, processes,
and control technologies as required by
section 112(d)(6) of the CAA. Section
III.B of this preamble describes the types
of information and factors we consider
to determine if there have been any such
‘‘developments.’’ Our investigations
included internet searches, discussions
with industry representatives during
site visits to taconite iron ore processing
plants, a review of state permits, and a
review of state air quality and regional
haze implementation plans from
Minnesota and Michigan, the two states
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where taconite iron ore processing
plants are located.
Particulate matter emissions from the
pellet induration furnaces are controlled
by wet scrubbers or wet ESPs. Based on
our review, we identified wet ESPs as a
potential development in control
technology for indurating furnaces, as
discussed under the ample margin of
safety analysis (see section IV.A.2.b of
this preamble). As described in our
ample margin of safety analysis, we
estimate the cost for implementing this
control technology would be $167
million annualized costs for the source
category, with estimated cost
effectiveness of $16 million per ton of
metal HAP. We are proposing that it is
not necessary under CAA section
112(d)(6) to require these additional
controls for indurating furnaces because
of the high annualized costs and
because these controls are not cost
effective.
With regard to the ore crushing and
handling, ore drying, and finished pellet
handling emissions sources as well as
for fugitive dust emissions, based on our
searches and reviews of the information
sources described above, we did not
identify any developments in practices,
processes, or control technologies. For
more details, refer to the document,
Technology Review for the Taconite Iron
Ore Processing Source Category, which
is available in Docket ID No. EPA–HQ–
OAR–2017–0664.
C. What other actions are we proposing?
In addition to the proposed
determinations described above, we are
proposing some revisions to the
NESHAP. We are proposing revisions to
the SSM provisions of the MACT rule in
order to ensure that they are consistent
with the Court decision in Sierra Club
v. EPA, 551 F. 3d 1019 (DC Cir. 2008),
which vacated two provisions that
exempted sources from the requirement
to comply with otherwise applicable
CAA section 112(d) emission standards
during periods of SSM. We are also
proposing the following: (1) Facilities
can reduce compliance testing duration
of individual runs from 2 hours to 1
hour; (2) to remove pressure drop as a
monitoring option for dynamic wet
scrubbers; (3) to remove the
requirements for monitoring pressure
drop and conducting quarterly internal
baghouse inspections whenever the
baghouse is equipped with a bag leak
detection system; and (4) various other
changes to clarify testing, monitoring,
recordkeeping, and reporting
requirements and to correct
typographical errors. Furthermore, we
are proposing a determination that a
certain compound (known as elongated
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mineral particulate) is not a HAP. Our
analyses, proposed changes, and
proposed determination related to these
issues are discussed below.
1. SSM
In its 2008 decision in Sierra Club v.
EPA, 551 F.3d 1019 (DC Cir. 2008), the
Court vacated portions of two
provisions in the EPA’s CAA section
112 regulations governing the emissions
of HAP during periods of SSM.
Specifically, the Court vacated the SSM
exemption contained in 40 CFR
63.6(f)(1) and (h)(1), holding that under
section 302(k) of the CAA, emissions
standards or limitations must be
continuous in nature and that the SSM
exemption violates the CAA’s
requirement that some section 112
standards apply continuously.
Consistent with Sierra Club v. EPA,
we are proposing the elimination of the
SSM exemption in this NESHAP and we
are proposing the standards apply at all
times. We are also proposing several
revisions to Table 2 (the General
Provisions Applicability Table) which
are explained in more detail below. For
example, we are proposing to eliminate
the incorporation of the General
Provisions’ requirement that sources
develop an SSM plan. We also are
proposing to eliminate and revise
certain recordkeeping and reporting
requirements related to the SSM
exemption as described below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether we have successfully done so.
In proposing the standards in this
rule, the EPA has considered startup
and shutdown periods and, for the
reasons explained below, is not
proposing alternative standards for
those periods. The associated control
devices are operational before startup
and during shutdown of the affected
sources at taconite iron ore processing
facilities. Therefore, we expect that
emissions during startup and shutdown
would be no higher than emissions
during normal operations. We know of
no reason why the existing standards
should not apply at all times.
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
Malfunctions, in contrast, are neither
predictable nor routine. Instead they
are, by definition, sudden, infrequent,
and not reasonably preventable failures
of emissions control, process, or
monitoring equipment. (40 CFR 63.2)
(definition of malfunction). The EPA
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interprets CAA section 112 as not
requiring emissions that occur during
periods of malfunction to be factored
into development of CAA section 112
standards and this reading has been
upheld as reasonable by the Court in
U.S. Sugar Corp. v. EPA, 830 F.3d 579,
606–610 (2016). Under section 112,
emissions standards for new sources
must be no less stringent than the level
‘‘achieved’’ by the best controlled
similar source and for existing sources
generally must be no less stringent than
the average emission limitation
‘‘achieved’’ by the best performing 12
percent of sources in the category. There
is nothing in section 112 that directs the
Agency to consider malfunctions in
determining the level ‘‘achieved’’ by the
best performing sources when setting
emission standards. As the Court has
recognized, the phrase ‘‘average
emissions limitation achieved by the
best performing 12 percent of sources
‘‘says nothing about how the
performance of the best units is to be
calculated.’’ Nat’l Ass’n of Clean Water
Agencies v. EPA, 734 F.3d 1115, 1141
(D.C. Cir. 2013). While the EPA
accounts for variability in setting
emissions standards, nothing in CAA
section 112 requires the Agency to
consider malfunctions as part of that
analysis. The EPA is not required to
treat a malfunction in the same manner
as the type of variation in performance
that occurs during routine operations of
a source. A malfunction is a failure of
the source to perform in a ‘‘normal or
usual manner’’ and no statutory
language compels the EPA to consider
such events in setting CAA section 112
standards.
As the Court recognized in U.S. Sugar
Corp, accounting for malfunctions in
setting standards would be difficult, if
not impossible, given the myriad
different types of malfunctions that can
occur across all sources in the category
and given the difficulties associated
with predicting or accounting for the
frequency, degree, and duration of
various malfunctions that might occur.
Id. at 608 (‘‘the EPA would have to
conceive of a standard that could apply
equally to the wide range of possible
boiler malfunctions, ranging from an
explosion to minor mechanical defects.
Any possible standard is likely to be
hopelessly generic to govern such a
wide array of circumstances.’’). As such,
the performance of units that are
malfunctioning is not ‘‘reasonably’’
foreseeable. See, e.g. Sierra Club v. EPA,
167 F.3d 658, 662 (D.C. Cir. 1999) (‘‘The
EPA typically has wide latitude in
determining the extent of data-gathering
necessary to solve a problem. We
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generally defer to an agency’s decision
to proceed on the basis of imperfect
scientific information, rather than to
’invest the resources to conduct the
perfect study.’ ’’). See also,
Weyerhaeuser v. Costle, 590 F.2d 1011,
1058 (D.C. Cir. 1978) (‘‘In the nature of
things, no general limit, individual
permit, or even any upset provision can
anticipate all upset situations. After a
certain point, the transgression of
regulatory limits caused by
‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication or insanity, and a variety of
other eventualities, must be a matter for
the administrative exercise of case-bycase enforcement discretion, not for
specification in advance by
regulation.’’). In addition, emissions
during a malfunction event can be
significantly higher than emissions at
any other time of source operation. For
example, if an air pollution control
device with 99-percent removal goes offline as a result of a malfunction (as
might happen if, for example, the bags
in a baghouse catch fire) and the
emission unit is a steady state type unit
that would take days to shut down, the
source would go from 99-percent
control to zero control until the control
device was repaired. The source’s
emissions during the malfunction
would be 100 times higher than during
normal operations. As such, the
emissions over a 4-day malfunction
period would exceed the annual
emissions of the source during normal
operations. As this example illustrates,
accounting for malfunctions could lead
to standards that are not reflective of
(and significantly less stringent than)
levels that are achieved by a wellperforming non-malfunctioning source.
It is reasonable to interpret CAA section
112 to avoid such a result. The EPA’s
approach to malfunctions is consistent
with CAA section 112 and is a
reasonable interpretation of the statute.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
discretion to do so where feasible. For
example, in the Petroleum Refinery
Sector RTR, the EPA established a work
practice standard for unique types of
malfunction that result in releases from
pressure relief devices (PRDs) or
emergency flaring events because the
EPA had information to determine that
such work practices reflected the level
of control that applies to the best
performers. 80 FR 75178, 75211–14
(December 1, 2015). The EPA will
consider whether circumstances warrant
setting standards for a particular type of
malfunction and, if so, whether the EPA
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has sufficient information to identify the
relevant best performing sources and
establish a standard for such
malfunctions. (We also encourage
commenters to provide any such
information.)
Based on the EPA’s knowledge of the
processes and engineering judgement,
malfunctions in the Taconite Iron Ore
Processing source category are
considered unlikely to result in a
violation of the standard. Affected
sources at taconite iron ore processing
plants are controlled with add-on air
pollution control devices which will
continue to function in the event of a
process upset. Also, processes in the
industry are typically equipped with
controls that will not allow startup of
the emission source until the associated
control device is operating and will
automatically shut down the emission
source if the associated controls
malfunction. Indurating furnaces, which
are the largest sources of HAP
emissions, typically operate
continuously for long periods of time
with no significant spikes in emissions.
These minimal fluctuations in
emissions are controlled by the existing
add-on air pollution control devices
used at all plants in the industry.
In the unlikely event that a source
fails to comply with the applicable CAA
section 112(d) standards as a result of a
malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. The EPA would also
consider whether the source’s failure to
comply with the CAA section 112(d)
standard was, in fact, sudden,
infrequent, not reasonably preventable,
and was not instead caused, in part, by
poor maintenance or careless operation.
40 CFR 63.2 (definition of malfunction).
If the EPA determines in a particular
case that an enforcement action against
a source for violation of an emission
standard is warranted, the source can
raise any and all defenses in that
enforcement action and the federal
district court will determine what, if
any, relief is appropriate. The same is
true for citizen enforcement actions.
Similarly, the presiding officer in an
administrative proceeding can consider
any defense raised and determine
whether administrative penalties are
appropriate.
In summary, the EPA interpretation of
the CAA and, in particular, section 112,
is reasonable and encourages practices
that will avoid malfunctions.
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Administrative and judicial procedures
for addressing exceedances of the
standards fully recognize that violations
may occur despite good faith efforts to
comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830
F.3d 579, 606–610 (2016).
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.6(e)(1)(i)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ Section 63.6(e)(1)(i) describes the
general duty to minimize emissions.
Some of the language in that section is
no longer necessary or appropriate in
light of the elimination of the SSM
exemption. We are proposing instead to
add general duty regulatory text at 40
CFR 63.9600(a) that reflects the general
duty to minimize emissions while
eliminating the reference to periods
covered by an SSM exemption. The
current language in 40 CFR 3.6(e)(1)(i)
characterizes what the general duty
entails during periods of SSM. With the
elimination of the SSM exemption,
there is no need to differentiate between
normal operations and SSM events in
describing the general duty. Therefore,
the language the EPA is proposing for 40
CFR 63.9600(a) does not include that
language from 40 CFR 63.6(e)(1).
We are also proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.6(e)(1)(ii)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with
the elimination of the SSM exemption
or are redundant with the general duty
requirement being added at 40 CFR
63.9600(a).
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.6(e)(3) by
changing the ‘‘yes’’ in the column titled
‘‘Applies to Subpart RRRRR’’ to a ‘‘no.’’
Generally, these paragraphs require
development of an SSM plan and
specify SSM recordkeeping and
reporting requirements related to the
SSM plan. As noted, the EPA is
proposing to remove the SSM
exemptions. Therefore, affected units
will be subject to an emission standard
during such events. The applicability of
a standard during such events will
ensure that sources have ample
incentive to plan for and achieve
compliance and, thus, the SSM plan
requirements are no longer necessary.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.6(f)(1) by
changing the ‘‘yes’’ in the column titled
‘‘Applies to Subpart RRRRR’’ to a ‘‘no.’’
The current language of 40 CFR
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63.6(f)(1) exempts sources from nonopacity standards during periods of
SSM. As discussed above, the Court in
Sierra Club v. EPA vacated the
exemptions contained in this provision
and held that the CAA requires that
some CAA section 112 standards apply
continuously. Consistent with Sierra
Club v. EPA, the EPA is proposing to
revise standards in this rule to apply at
all times.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.7(e)(1) by
changing the ‘‘yes’’ in the column titled
‘‘Applies to Subpart RRRRR’’ to a ‘‘no.’’
Section 63.7(e)(1) describes performance
testing requirements. The EPA is instead
proposing to add a performance testing
requirement at 40 CFR 63.9621(a). The
performance testing requirements we
are proposing to add differ from the
General Provisions performance testing
provisions in several respects. The
regulatory text removes the crossreference to 40 CFR 63.7(e)(1) and does
not include the language in 40 CFR
63.7(e)(1) that restated the SSM
exemption and language that precluded
startup and shutdown periods from
being considered ‘‘representative’’ for
purposes of performance testing. The
proposed performance testing
provisions will not allow performance
testing during malfunctions. As in 40
CFR 63.7(e)(1), performance tests
conducted under this subpart should
not be conducted during malfunctions
because conditions during malfunctions
are often not representative of normal
operating conditions. The EPA is
proposing to add language that requires
the owner or operator to record the
process information that is necessary to
document operating conditions during
the test and include in such record an
explanation to support that such
conditions represent normal operation.
Section 63.7(e) requires that the owner
or operator make available to the
Administrator such records ‘‘as may be
necessary to determine the condition of
the performance test’’ available to the
Administrator upon request but does
not specifically require the information
to be recorded. The regulatory text the
EPA is proposing to add to this
provision builds on that requirement
and makes explicit the requirement to
record the information.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.8(c)(1)(i)
and (iii) by changing the ‘‘yes’’ in the
column titled ‘‘Applies to Subpart
RRRRR’’ to a ‘‘no.’’ The cross-references
to the general duty and SSM plan
requirements in those subparagraphs are
not necessary in light of other
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requirements of 40 CFR 63.8 that require
good air pollution control practices (40
CFR 63.8(c)(1)) and that set out the
requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)).
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.8(d)(3) by
changing the ‘‘yes’’ in the column titled
‘‘Applies to Subpart RRRRR’’ to a ‘‘no.’’
The final sentence in 40 CFR 63.8(d)(3)
refers to the General Provisions’ SSM
plan requirement which is no longer
applicable. The EPA is proposing to add
to the rule at 40 CFR 63.9632(b)(5) text
that is identical to 40 CFR 63.8(d)(3)
except for the final sentence with the
reference to SSM.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.10(b)(2)(i)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ Section 63.10(b)(2)(i) describes
the recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply to
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
retain additional recordkeeping for
startup and shutdown periods.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.10(b)(2)(ii)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ Section 63.10(b)(2)(ii) describes
the recordkeeping requirements during
a malfunction. The EPA is proposing to
add such requirements to 40 CFR
63.9642. The regulatory text we are
proposing to add differs from the
General Provisions it is replacing in that
the General Provisions requires the
creation and retention of a record of the
occurrence and duration of each
malfunction of process, air pollution
control, and monitoring equipment. The
EPA is proposing that this requirement
apply to any failure to meet an
applicable standard and is requiring that
the source record the date, time, and
duration of the failure rather than the
‘‘occurrence.’’ The EPA is also
proposing to add to 40 CFR 63.9642 a
requirement that sources keep records
that include a list of the affected source
or equipment and actions taken to
minimize emissions, an estimate of the
quantity of each regulated pollutant
emitted over the standard for which the
source failed to meet the standard, and
a description of the method used to
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estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters.
The EPA is proposing to require that
sources keep records of this information
to ensure that there is adequate
information to allow the EPA to
determine the severity of any failure to
meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.10(b)(2)(iv)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ When applicable, the provision
requires sources to record actions taken
during SSM events when actions were
inconsistent with their SSM plan. The
requirement is no longer appropriate
because SSM plans will no longer be
required. The requirement previously
applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to
minimize emissions and record
corrective actions is now applicable by
reference to 40 CFR 63.9642.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.10(b)(2)(v)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ When applicable, the provision
requires sources to record actions taken
during SSM events to show that actions
taken were consistent with their SSM
plan. The requirement is no longer
appropriate because SSM plans will no
longer be required.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.10(c)(15)
by changing the ‘‘yes’’ in the column
titled ‘‘Applies to Subpart RRRRR’’ to a
‘‘no.’’ The EPA is proposing that 40 CFR
63.10(c)(15) no longer applies. When
applicable, the provision allows an
owner or operator to use the affected
source’s SSM plan or records kept to
satisfy the recordkeeping requirements
of the SSM plan, specified in 40 CFR
63.6(e), to also satisfy the requirements
of 40 CFR 63.10(c)(10) through (12). The
EPA is proposing to eliminate this
requirement because SSM plans would
no longer be required, and, therefore, 40
CFR 63.10(c)(15) no longer serves any
useful purpose for affected units.
We are proposing to revise the
General Provisions Applicability Table
(Table 2) entry for 40 CFR 63.10(d)(5) by
changing the ‘‘yes’’ in the column titled
‘‘Applies to Subpart RRRRR’’ to a ‘‘no.’’
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Section 63.10(d)(5) describes the
reporting requirements for startups,
shutdowns, and malfunctions. To
replace the General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.9641. The replacement language
differs from the General Provisions
requirement in that it eliminates
periodic SSM reports as a stand-alone
report. We are proposing language that
requires sources that fail to meet an
applicable standard at any time to report
the information concerning such events
in the semi-annual compliance report
already required under this rule. We are
proposing that the report must contain
the number, date, time, duration, and
the cause of such events (including
unknown cause, if applicable), a list of
the affected source or equipment, an
estimate of the quantity of each
regulated pollutant emitted over any
emission limit, and a description of the
method used to estimate the emissions.
Examples of such methods would
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters. The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan, because
SSM plans would no longer be required.
The proposed amendments, therefore,
eliminate the cross-reference to 40 CFR
63.10(d)(5)(i) that contains the
description of the previously required
SSM report format and submittal
schedule from this section. These
specifications are no longer necessary
because the events will be reported in
otherwise required reports with similar
format and submittal requirements.
The proposed amendments eliminate
the cross-reference to 40 CFR
63.10(d)(5)(ii), which requires an
immediate report for SSM when a
source failed to meet an applicable
standard but did not follow the SSM
plan. We will no longer require owners
and operators to report when actions
taken during a startup, shutdown, or
malfunction were not consistent with an
SSM plan, because SSM plans would no
longer be required.
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2. Electronic Reporting
The EPA is proposing that owners and
operators of taconite iron ore processing
plants submit electronic copies of
required performance test reports and
compliance reports through EPA’s
Central Data Exchange (CDX) using the
Compliance and Emissions Data
Reporting Interface (CEDRI). A
description of the electronic data
submission process is provided in the
memorandum, Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2017–0664. The proposed
rule requires that performance test
results collected using test methods that
are supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
ERT website 21 at the time of the test be
submitted in the format generated
through the use of the ERT and that
other performance test results be
submitted in portable document format
(pdf) using the attachment module of
the ERT. For compliance reports, the
proposed rule requires that owners and
operators use the appropriate
spreadsheet template to submit
information to CEDRI. A draft version of
the proposed template for these reports
is included in the docket for this
rulemaking. The EPA specifically
requests comment on the content,
layout, and overall design of the
template.
Additionally, we have identified two
broad circumstances in which electronic
reporting extensions may be provided.
In both circumstances, the decision to
accept the claim of needing additional
time to report is within the discretion of
the Administrator, and reporting should
occur as soon as possible. We are
providing these potential extensions to
protect owners and operators from
noncompliance in cases where they
cannot successfully submit a report by
the reporting deadline for reasons
outside of their control. The situation
where an extension may be warranted
due to outages of EPA’s CDX or CEDRI
which precludes an owner or operator
from accessing the system and
submitting required reports is addressed
in 40 CFR 63.9641. The situation where
an extension may be warranted due to
a force majeure event, which is defined
as an event that will be or has been
caused by circumstances beyond the
control of the affected facility, its
contractors, or any entity controlled by
21 https://www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert.
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the affected facility that prevents an
owner or operator from complying with
the requirement to submit a report
electronically as required by this rule is
addressed in 40 CFR 63.9641. Examples
of such events are acts of nature, acts of
war or terrorism, or equipment failure or
safety hazards beyond the control of the
facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, and will further assist
in the protection of public health and
the environment. Furthermore, it will
improve compliance by facilitating the
ability of regulated facilities to
demonstrate compliance with
requirements and by facilitating the
ability of delegated state, local, tribal,
and territorial air agencies and the EPA
to assess and determine compliance,
and will ultimately reduce burden on
regulated facilities, delegated air
agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan 22 to
implement Executive Order 13563 and
is in keeping with the EPA’s Agencywide policy 23 developed in response to
the White House’s Digital Government
Strategy.24 For more information on the
benefits of electronic reporting, see the
memorandum, Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2017–0664.
3. Performance Testing
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The Taconite Iron Ore Processing
NESHAP performance testing
requirements specify that stack tests
conducted for ore crushing and
22 EPA’s Final Plan for Periodic Retrospective
Reviews, August 2011. Available at: https://
www.regulations.gov/document?D=EPA-HQ-OA2011-0156-0154.
23 E-Reporting Policy Statement for EPA
Regulations, September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
24 Digital Government: Building a 21st Century
Platform to Better Serve the American People, May
2012. Available at: https://
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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handling, finished pellet handling, ore
drying, and indurating furnace affected
sources must consist of three separate
runs of a minimum of 2 hours for each
run. Industry representatives have
stated that 2-hour test runs are
unnecessary because an adequate
sample volume can be obtained when
conducting a 1-hour test. Industry
representatives also pointed out that
Minnesota state rules for performance
testing only require that test runs be 1
hour in duration. They claim longer run
time increases the cost of testing
without any improvement in the data
collected. With the time needed for test
contractors to set up and break down
their sampling equipment, perform the
necessary QA/QC checks, and conduct a
minimum of 6 hours of testing for a
three-run test on a single stack, testing
can take 9 to 10 hours to complete.
The EPA has previously concluded
that the representative method detection
limit for EPA Method 5 of 40 CFR part
60, appendix A–3, is 2 milligrams for a
sample volume of 1 dry standard cubic
meter.25 This is the approximate sample
volume for a 1-hour test run. This
detection limit is equivalent to 0.0026
gr/dscf, which is well below the
emission limits in this rule.
Additionally, we reviewed a number of
test reports submitted during the
development of this action. After
examining those PM test results, we did
not find any of the test results to be
below the method detection limit, even
when the test run was only 1 hour long.
Based upon our review of available
information, we agree that a test run
time of 1 hour should provide an
adequate sample volume to determine
compliance with the emission limits if
good testing practices are followed.
Therefore, we are proposing to revise
the minimum time for test runs for
performance tests conducted on ore
crushing and handling, finished pellet
handling, ore drying, and indurating
furnace affected sources from a
minimum of 2 hours for each test run to
a minimum of 1 hour for each test run.
While we agree that this change should
not cause an issue with determining
compliance, as the number of samples
below the method detection limit
should not increase as long as good
testing practices are followed, we are
also proposing that if the measurement
result is reported as below the method
detection limit, the method detection
limit will be used for that value when
calculating the average particulate
concentration.
25 U.S. EPA. Memorandum from Conniesue
Oldham to Bob Schell. Revision of Estimated
Method 5 Detection Limit. June 15, 2012.
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Performance testing of indurating
furnaces is required no less frequently
than twice per 5-year permit term.
Industry has requested that the EPA
revise the frequency to once every 5
years if the performance test results are
less than 80 percent of the emissions
limit. We currently do not have
sufficient justification or data to support
this change. Therefore, we are not
proposing this change. However, we
solicit comments, data, and information
as to whether this change would be
appropriate or if other possible
alternatives to the current requirement
should be considered that would
provide the industry more flexibility
while ensuring that emissions would
remain below the PM limits. In
particular, we are interested in
emissions data or other information that
would support a margin of 80 percent,
or some other margin, as sufficient to
ensure that emissions would not exceed
the emission limits for the 5-year
period.
4. Baghouse Monitoring
Under the current rule, baghouses that
are used on affected sources to comply
with the emission limits for PM are
required to be equipped with a bag leak
detection system in order to monitor the
relative change in PM loadings. The
current rule contains installation,
operation, and maintenance
requirements that apply to bag leak
detection systems to ensure their proper
performance. The Taconite Iron Ore
Processing NESHAP also requires that
the owner or operator monitor the daily
pressure drop across each baghouse in
addition to conducting physical
inspections of several baghouse
components on a daily, weekly, or
monthly basis depending on the
baghouse component. Then, the interior
of the baghouse must be inspected on a
quarterly basis to determine if there are
air leaks. In view of the requirement for
baghouses to be equipped with a bag
leak detection system, the requirements
to monitor baghouse pressure drop and
to conduct baghouse inspections are
redundant and, therefore unnecessary.
Therefore, we are proposing to remove
the requirements for conducting
quarterly internal baghouse inspections
whenever the baghouse is equipped
with a bag leak detection system that is
installed, operated, and maintained in
compliance with the requirements in
the Taconite Iron Ore Processing
NESHAP. The use of bag leak detection
systems is superior to older methods of
monitoring baghouse performance (such
as visual inspections) and is more
consistent with monitoring
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requirements for baghouses required in
other EPA regulations.
Industry has also requested that the
EPA revise the requirement at 40 CFR
63.9600(b)(2) to initiate corrective
action to determine the cause of a bag
leak detection system alarm within 1
hour of its occurrence. We currently do
not have sufficient justification or data
to support this change. Therefore, we
are not proposing this change. However,
we solicit comments, data, and
information as to whether a longer time
frame within which industry is required
to initiate corrective action would be
appropriate, or if other possible
alternatives to the current requirement
should be considered that would
provide the industry more flexibility
while ensuring that emissions would
remain below the PM limits.
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5. Dynamic Wet Scrubbers
The current rule requires that where
dynamic wet scrubbers, also known as
low energy scrubbers, are used to
comply with PM emission limits, the
owner or operator must establish sitespecific operating limits for scrubber
water flow rate and either fan amperage
or pressure drop during the PM
performance testing for each dynamic
wet scrubber. Compliance with the
operating limits is determined by
monitoring the daily average scrubber
water flow rate and either the daily
average fan amperage or the daily
average pressure drop. Since the MACT
rule was promulgated, we have
determined that pressure drop is not
adequate for monitoring dynamic
scrubbers as the pressure drop for these
scrubbers is very low and does not vary
greatly. Furthermore, the operator is not
able to adjust or control the differential
pressure in order to remain in
compliance. Therefore, we are
proposing to remove pressure drop as a
monitoring option for dynamic wet
scrubbers. Under the proposed
amendments, dynamic wet scrubbers
used to comply with the Taconite Iron
Ore Processing NESHAP emission limits
for PM would be required to establish
and monitor the scrubber water flow
rate and fan amperage. While we
maintain that scrubber water flow is an
appropriate operating parameter for
these scrubbers, we request comment on
whether an operating parameter other
than fan amperage or pressure drop
would be as effective or more
appropriate to monitor in conjunction
with scrubber water flow to ensure the
continued removal efficiency of the
scrubber.
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6. Performance Testing of Similar
Sources
Under the current rule, the owner/
operator may elect to group up to six
similar ore crushing and handling
operations and finished pellet handling
operations sources and conduct a
compliance test on a single
representative unit. The rule establishes
the criteria that emission units must
meet to be considered similar. This
provision has the benefit of reducing
testing costs for those facilities that can
take advantage of it. Industry
representatives requested that the EPA
modify the rule language to allow up to
10 emission units in a group of similar
sources. However, we currently do not
have sufficient justification or data to
support this change. Therefore, we are
not proposing revisions to this
requirement at this time. However, we
request comments and information from
companies and other stakeholders on
the positive and/or negative aspects of
increasing the number of similar sources
that can be grouped for testing purposes,
including the potential economic
benefits for companies and potential
environmental impacts, and whether the
EPA should allow such an increase in
the number of units in a group of similar
sources for testing, and if so, why.
7. Elongated Mineral Particulate
In 2004, after promulgation of the
original Taconite Iron Ore Processing
NESHAP, the National Wildlife
Federation filed a petition for review of
that rule with the Court (Case No. 03–
1458). In that petition, the National
Wildlife Federation alleged that the EPA
had failed to set standards for what they
believed to be emissions of asbestos, or
asbestos-like fibers, from taconite iron
ore processing plants. We are referring
to these compounds as amphibole
‘‘elongated mineral particulate (EMP).’’
The EPA subsequently requested, and
was granted, a partial voluntary remand
to further investigate this issue and
consider possible options to address the
issue, as appropriate. As part of the
development of this RTR proposed
rulemaking, we gathered and reviewed
available information on the amphibole
EMP. Based on available information,
amphibole EMP emissions only occur
from the operations at one of the
taconite iron ore processing plants, due
to the effects of the Duluth Gabbro
Complex on the associated taconite iron
ore mine—specifically, the Peter
Mitchell Mine associated with the
Northshore Mining Company processing
plant located in Silver Bay, Minnesota.
After reviewing and evaluating
available information, we have
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50683
determined that the EMP do not meet
the definition of ‘‘asbestos’’ found in
current EPA regulations and technical
documents. This is because asbestos is
always defined as the asbestiform
varieties of certain minerals (see 40 CFR
61.141, 763.83, and 763.163), whereas
the EMP in question developed in the
non-asbestiform geologic form. Also, a
study by Ross et al. (The search for
asbestos within the Peter Mitchell
Taconite iron ore mine, near Babbitt,
Minnesota, which is available in the
docket, Docket ID No. EPA–HQ–OAR–
2017–0664) found no asbestos in the
Peter Mitchell Mine. Ross et al.
analyzed 53 samples from 30 sites
within the mine where fibrous minerals
were thought to potentially occur.
Samples were analyzed using
transmission electron microscopes and
other state-of-the-art equipment. No
asbestos of any type was found in the
mine pit samples. In another study by
Wilson et al., ambient air samples from
monitors at the taconite mill and in a
nearby town were analyzed. It was
found that the fibers collected by the
ambient air monitors were nonasbestiform ferroactinolite and
grunerite, not asbestos. (Risk assessment
due to environmental exposures to
fibrous particulates associated with
taconite ore, which is available in the
docket, Docket ID No. EPA–HQ–OAR–
2017–0664.)
We also evaluated the EMP to
determine if they might meet the
definition of ‘‘fine mineral fibers’’ (the
other HAP listed in CAA section 112(b)
which we initially thought might be
interpreted to include EMP). Footnote 3
after the list of HAP found in CAA
section 112(b)(1) explains that ‘‘[f]ine
mineral fibers includes mineral fiber
emissions from facilities manufacturing
or processing glass, rock or slag fibers
(or other mineral derived fibers) of
average diameter 1 micrometer or less.’’
The EPA Health Effects Notebook
(available at https://www.epa.gov/haps/
health-effects-notebook-hazardous-airpollutants) further explains that the
term ‘‘fine mineral fibers’’ was intended
to apply to the synthetic vitreous fibers
glasswool, rockwool, slagwool, glass
filaments, and refractory ceramic fibers.
Based on the CAA definition, and
further interpretation provided in the
EPA Health Effects Notebook, we
conclude that EMP do not meet the
definition of ‘‘fine mineral fibers’’
because the taconite iron ore processing
facilities are not manufacturing or
processing synthetic vitreous fibers such
as rockwool, glasswool, slagwool, glass
filaments, and refractory ceramic fibers.
Since the EMP do not meet the
definition of HAP pursuant to CAA
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section 112(b), the EPA did not review
the EMP for regulation under CAA
section 112. Nevertheless, we note that
the EMP are a component of PM which
are subject to control by the NESHAP as
a surrogate for metal HAP and acid
gases. We also note that the Minnesota
Pollution Control Agency requires this
facility to monitor the EMP and ensure
ambient levels of EMP near the facility
are no higher than levels found in a
non-affected location (i.e., St. Paul,
Minnesota). Also, EMP are the subject of
an exposure study being conducted in
taconite communities in Minnesota by
the EPA’s Office of Research and
Development (ORD) and the EPA’s
Region 5 office. More information on the
EPA’s review of the EMP and EPA’s
proposed determination is available in
the memorandum, EPA’s Analysis of
Elongated Mineral Particulate, which is
available in Docket ID No. EPA–HQ–
OAR–2017–0664.
E. What compliance dates are we
proposing?
We are proposing that existing
facilities must comply with all changes
proposed in this action 180 days after
promulgation of the final rule. All new
or reconstructed facilities must comply
with all requirements in the final rule
upon startup. Our experience with
similar industries that are required to
convert reporting mechanisms, install
necessary hardware and software,
become familiar with the process of
submitting performance test results
electronically through the EPA’s CEDRI,
test these new electronic submission
capabilities, reliably employ electronic
reporting, and convert logistics of
reporting processes to different timereporting parameters, shows that a time
period of a minimum of 90 days, and
more typically, 180 days, is generally
necessary to successfully complete these
changes. Our experience with similar
industries further shows that this sort of
regulated facility generally requires a
time period of 180 days to read and
understand the amended rule
requirements; evaluate their operations
to ensure that they can meet the
standards during periods of startup and
shutdown as defined in the rule and
make any necessary adjustments; adjust
parameter monitoring and recording
systems to accommodate revisions; and
update their operations to reflect the
revised requirements. The EPA
recognizes the confusion that multiple
different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
our assessment of the time frame needed
for compliance with the entirety of the
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19:28 Sep 24, 2019
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revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable, and, thus, is proposing that
existing affected sources be in
compliance with all of this regulation’s
revised requirements within 180 days of
the regulation’s effective date.
V. Summary of Cost, Environmental,
and Economic Impacts
A. What are the affected sources?
The Taconite Iron Ore Processing
source category consists of eight
facilities. One facility (Empire Mine)
that is currently in a state of indefinite
idle, is expected to resume operations
once market conditions become more
favorable. Also, a new facility is under
construction near Nashwauk,
Minnesota. The date that this new
facility will begin operations is
unknown, but not expected until after
completion of this rulemaking. The
affected sources at a taconite iron ore
processing plant include ore crushing
and handling operations, ore dryers,
indurating furnaces, and finished pellet
handling operations. The owner/
operator of a taconite iron ore
processing plant must also prepare and
operate according to a fugitive dust
emissions control plan to minimize
emissions from sources of fugitive
emissions (e.g., stockpiles, tailings
basins, roadways, pellet loading areas,
material transfer points, and yard areas).
B. What are the air quality impacts?
In this action, we are proposing no
new emission limits and no additional
controls; therefore, no air quality
impacts are expected as a result of the
proposed amendments.
C. What are the cost impacts?
The proposed amendments include
no changes to emission standards or
add-on controls. As described in section
IV.C.3 of this preamble, the proposed
amendments would reduce emissions
performance test run times from 2 hours
to 1 hour and remove the unnecessary
requirement to conduct quarterly
internal visual inspections of baghouses
that are equipped with a bag leak
detection system. The proposed
amendments would replace the current
reporting requirements with electronic
reporting. Electronic reporting
eliminates paper-based, manual
processes, thereby saving time and
resources, simplifying data entry,
eliminating redundancies, and
minimizing data reporting errors,
ultimately reducing the burden on
regulated facilities. Therefore, the
proposed amendments impose no
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additional costs. In fact, the
amendments and clarifications to rule
language are expected to result in a
reduction of current costs because
compliance will be more
straightforward. As described in the cost
memorandum, we estimate the
proposed amendments will result in an
overall cost savings of $190,000 per year
mainly due to the reduced testing
duration and elimination of need for
internal visual baghouse inspections.
D. What are the economic impacts?
Economic impact analyses focus on
changes in market prices and output
levels. If changes in market prices and
output levels in the primary markets are
significant enough, impacts on other
markets may also be examined. Both the
magnitude of costs associated with the
proposed requirements and the
distribution of these costs among
affected facilities can have a role in
determining how the market will change
in response to a proposed rule. Because
the overall costs and savings associated
with the proposed revisions are
relatively small, no significant economic
impacts from the proposed amendments
are anticipated.
E. What are the benefits?
While the proposed amendments
would not result in reductions in
emissions of HAP, this action, if
finalized, would result in improved
monitoring, compliance, and
implementation of the rule. Also, the
electronic reporting requirements will
enhance transparency by making
performance test results and compliance
reports more readily available to the
public.
VI. Request for Comments
We solicit comments on this proposed
action. In addition to general comments
on this proposed action, we are also
interested in additional data that may
improve the risk assessments and other
analyses. We are specifically interested
in receiving any improvements to the
data used in the site-specific emissions
profiles used for risk modeling. Such
data should include supporting
documentation in sufficient detail to
allow characterization of the quality and
representativeness of the data or
information. Section VII of this
preamble provides more information on
submitting data.
VII. Submitting Data Corrections
The site-specific emissions profiles
used in the source category risk and
demographic analyses and instructions
are available for download on the RTR
website at https://www.epa.gov/
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stationary-sources-air-pollution/
taconite-iron-ore-processing-nationalemission-standards-hazardous. The
data files include detailed information
for each HAP emissions release point for
the facilities in the source category.
If you believe that the data are not
representative or are inaccurate, please
identify the data in question, provide
your reason for concern, and provide
any ‘‘improved’’ data that you have, if
available. When you submit data, we
request that you provide documentation
of the basis for the revised values to
support your suggested changes. To
submit comments on the data
downloaded from the RTR website,
complete the following steps:
1. Within this downloaded file, enter
suggested revisions to the data fields
appropriate for that information.
2. Fill in the commenter information
fields for each suggested revision (i.e.,
commenter name, commenter
organization, commenter email address,
commenter phone number, and revision
comments).
3. Gather documentation for any
suggested emissions revisions (e.g.,
performance test reports, material
balance calculations).
4. Send the entire downloaded file
with suggested revisions in Microsoft®
Access format and all accompanying
documentation to Docket ID No. EPA–
HQ–OAR–2017–0664 (through the
method described in the ADDRESSES
section of this preamble).
5. If you are providing comments on
a single facility or multiple facilities,
you need only submit one file for all
facilities. The file should contain all
suggested changes for all sources at that
facility (or facilities). We request that all
data revision comments be submitted in
the form of updated Microsoft® Excel
files that are generated by the
Microsoft® Access file. These files are
provided on the RTR website at https://
www.epa.gov/stationary-sources-airpollution/taconite-iron-ore-processingnational-emission-standards-hazardous.
VIII. Statutory and Executive Order
Reviews
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Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to OMB for review.
VerDate Sep<11>2014
19:28 Sep 24, 2019
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B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This action is not expected to be an
Executive Order 13771 regulatory action
because this action is not significant
under Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities
in this proposed rule have been
submitted for approval to OMB under
the PRA. The information collection
request (ICR) document that the EPA
prepared has been assigned EPA ICR
number 2050.08. You can find a copy of
the ICR in the docket for this rule, and
it is briefly summarized here.
We are proposing amendments that
require electronic reporting, remove the
malfunction exemption, and impose
other revisions that affect reporting and
recordkeeping for taconite iron ore
processing facilities. This information
would be collected to assure compliance
with 40 CFR part 63, subpart RRRRR.
Respondents/affected entities:
Owners or operators of taconite iron ore
processing facilities.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
LLLLL).
Estimated number of respondents:
Eight (total).
Frequency of response: Initial,
semiannual, and annual.
Total estimated burden: The annual
recordkeeping and reporting burden for
facilities to comply with all of the
requirements in the NESHAP is
estimated to be 1,000 hours (per year).
Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The annual
recordkeeping and reporting burden for
facilities to comply with all of the
requirements in the NESHAP is
estimated to be $550,000 (per year). The
only costs associated with the
information collection activity is labor
cost. There are no capital/startup or
operation and maintenance costs for this
ICR.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden to
the EPA using the docket identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
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50685
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than October 25, 2019. The EPA
will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on small
entities. Based on the Small Business
Administration size category for this
source category, no small entities are
subject to this action.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any state, local, or
tribal governments or the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. No tribal governments
own facilities subject to this proposed
action. Thus, Executive Order 13175
does not apply to this action. However,
since tribal officials expressed
significant interest in this rulemaking,
consistent with the EPA Policy on
Consultation and Coordination with
Indian Tribes, a tribal consultation is
planned for this rulemaking.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
health or safety risks addressed by this
action present a disproportionate risk to
children. This action, if finalized, would
result in improved monitoring,
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compliance, and implementation of the
rule, which could lower the risk to all
people affected by emissions from these
facilities, including children. This
action’s health and risk assessments are
contained in section IV of this preamble
and in the Taconite Risk Report, which
is available in the docket.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution or Use
This action is not subject to Executive
Order 13211, because it is not a
significant regulatory action under
Executive Order 12866.
J. National Technology Transfer and
Advancement Act (NTTAA)
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K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
To the extent that this action, if
finalized, would result in improved
monitoring, compliance, and
implementation of the rule, we believe
that it could decrease the risks posed by
taconite iron ore processing facilities for
these populations. This action’s health
and risk assessments are contained in
section IV of this action. The
documentation for this decision is
contained in section IV.A.1 of this
preamble and in the Taconite Risk
Report, which is available in Docket ID
No. EPA–HQ–OAR–2017–0664.
21:17 Sep 24, 2019
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Environmental protection, Air
pollution control, Hazardous
substances, Incorporation by reference,
Reporting and recordkeeping
requirements.
Dated: August 28, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons set forth in the
preamble, the EPA proposes to amend
40 CFR part 63 as follows:
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continues to read as follows:
■
This action involves technical
standards. The EPA proposes to use
ANSI/ASME PTC 19.10–1981 Part 10
(2010), ‘‘Flue and Exhaust Gas
Analyses,’’ manual portion only, as an
alternative to EPA Method 3B and
incorporates the alternative method by
reference. The ANSI/ASME PTC 19.10–
1981 Part 10 (2010) method incorporates
both manual and instrumental
methodologies for the determination of
oxygen content of the exhaust gas. The
manual method segment of the oxygen
determination is performed through the
absorption of oxygen. The method is
acceptable as an alternative to EPA
Method 3B and is available from the
American Society of Mechanical
Engineers (ASME) at https://
www.asme.org; by mail at Three Park
Avenue, New York, NY 10016–5990; or
by telephone at (800) 843–2763.
VerDate Sep<11>2014
List of Subjects in 40 CFR Part 63
Authority: 42 U.S.C. 7401 et seq.
2. Section 63.14 is amended by
revising paragraphs (e)(1) and (n)(3) to
read as follows:
■
§ 63.14
Incorporations by reference.
*
*
*
*
*
(e) * * *
(1) ANSI/ASME PTC 19.10–1981,
Flue and Exhaust Gas Analyses [Part 10,
Instruments and Apparatus], issued
August 31, 1981, IBR approved for
§§ 63.309(k), 63.457(k), 63.772(e) and
(h), 63.865(b), 63.1282(d) and (g),
63.1625(b), 63.3166(a), 63.3360(e),
63.3545(a), 63.3555(a), 63.4166(a),
63.4362(a), 63.4766(a), 63.4965(a),
63.5160(d), table 4 to subpart UUUU,
63.9307(c), 63.9323(a), 63.9621(b) and
(c), 63.11148(e), 63.11155(e),
63.11162(f), 63.11163(g), 63.11410(j),
63.11551(a), 63.11646(a), and 63.11945,
table 5 to subpart DDDDD, table 4 to
subpart JJJJJ, table 4 to subpart KKKKK,
tables 4 and 5 of subpart UUUUU, table
1 to subpart ZZZZZ, and table 4 to
subpart JJJJJJ.
*
*
*
*
*
(n) * * *
(3) EPA–454/R–98–015, Office of Air
Quality Planning and Standards
(OAQPS), Fabric Filter Bag Leak
Detection Guidance, September 1997,
https://nepis.epa.gov/Exe/ZyPDF.cgi?
Dockey=2000D5T6.PDF, IBR approved
for §§ 63.548(e), 63.864(e), 63.7525(j),
63.8450(e), 63.8600(e), 63.9632(a)(5),
and 63.11224(f).
*
*
*
*
*
Subpart RRRRR—National Emission
Standards for Hazardous Air Pollutants
for the Taconite Iron Ore Processing
3. Section 63.9583 is revised to read
as follows:
■
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§ 63.9583 When do I have to comply with
this subpart?
(a) If you have an affected source the
construction or reconstruction of which
is commenced before December 18,
2002, you must comply with each
emission limitation, work practice
standard, and operation and
maintenance requirement in this
subpart that applies to you no later than
October 30, 2006, except as provided in
paragraphs (f)(1) and (2) of this section.
(b) If you have an affected source the
construction or reconstruction of which
is commenced on or after December 18,
2002, and its initial startup date is on or
before October 30, 2003, you must
comply with each emission limitation,
work practice standard, and operation
and maintenance requirement in this
subpart that applies to you by October
30, 2003, except as noted in paragraphs
(f)(1) and (2) of this section.
(c) If you have an affected source and
its initial startup date is after October
30, 2003, you must comply with each
emission limitation, work practice
standard, and operation and
maintenance requirement in this
subpart that applies to you upon initial
startup, except as noted in paragraphs
(f)(1) and (2) of this section.
(d) If your taconite iron ore processing
plant is an area source that becomes a
major source of HAP, the compliance
dates in paragraphs (d)(1) and (2) of this
section apply to you.
(1) Any portion of the taconite iron
ore processing plant that is a new
affected source or a new reconstructed
source must be in compliance with this
subpart upon startup, except as noted in
paragraphs (f)(1) and (2) of this section.
(2) All other parts of the taconite iron
ore processing plant must be in
compliance with this subpart no later
than 3 years after the plant becomes a
major source, except as noted in
paragraphs (f)(1) and (2) of this section.
(e) You must meet the notification
and schedule requirements in § 63.9640.
Several of these notifications must be
submitted before the compliance date
for your affected source.
(f)(1) If you have an affected source
the construction or reconstruction of
which is commenced before September
25, 2019, you must comply with the
following requirements of this subpart
by [DATE 180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER]:
§ 63.9590(b)(2); § 63.9600(a);
§ 63.9610(a) introductory text;
§ 63.9621(a); § 63.9622(b) introductory
text, (b)(1) and (2) and (d)(2);
§ 63.9623(b)(2); § 63.9631(c);
§ 63.9632(a)(3); § 63.9634(b)(3), (f)
introductory text, and (f)(1), (3), and (4);
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§ 63.9590
meet?
What emission limitations must I
*
*
*
*
*
(b) * * *
(2) For each dynamic wet scrubber
applied to meet any particulate matter
emission limit in Table 1 to this subpart,
you must maintain the daily average
scrubber water flow rate and the daily
average fan amperage (a surrogate for
fan speed as revolutions per minute) at
or above the minimum levels
established during the initial
performance test.
*
*
*
*
*
■ 5. Section 63.9600 is amended by
revising paragraphs (a) and (b)(2)
introductory text to read as follows:
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(a) You must always operate and
maintain any affected source, including
associated air pollution control
equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by the applicable
standard have been achieved.
Determination of whether such
operation and maintenance procedures
are being used will be based on
information available to the
Administrator which may include, but
is not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the source.
(b) * * *
(2) Corrective action procedures for
bag leak detection systems. In the event
a bag leak detection system alarm is
21:17 Sep 24, 2019
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§ 63.9610 What are my general
requirements for complying with this
subpart?
(a) You must be in compliance with
the requirements in paragraphs (a)(1)
through (6) of this section at all times.
*
*
*
*
*
■ 7. Section 63.9620 is amended by
revising paragraph (f) introductory text
and removing paragraph (f)(3) to read as
follows:
§ 63.9620 On which units and by what date
must I conduct performance tests or other
initial compliance demonstrations?
§ 63.9600 What are my operation and
maintenance requirements?
VerDate Sep<11>2014
triggered, you must initiate corrective
action to determine the cause of the
alarm within 1 hour of the alarm,
initiate corrective action to correct the
cause of the problem within 24 hours of
the alarm, and complete the corrective
action as soon as practicable. If the
alarm sounds more than 5 percent of the
operating time during a 6-month period
as determined according to
§ 63.9634(d)(3), it is considered an
operating parameter deviation.
Corrective actions may include, but are
not limited to, the actions listed in
paragraphs (b)(2)(i) through (vi) of this
section.
*
*
*
*
*
■ 6. Section 63.9610 is amended by
revising paragraph (a) introductory text
and removing and reserving paragraph
(c) to read as follows:
*
*
*
*
*
(f) If you elect to test representative
emission units as provided in paragraph
(e) of this section, the units that are
grouped together as similar units must
meet the criteria in paragraphs (f)(1) and
(2) of this section.
*
*
*
*
*
■ 8. Section 63.9621 is amended by
revising paragraphs (a), (b)(1) and (2),
and (c)(1) and (2) to read as follows:
§ 63.9621 What test methods and other
procedures must I use to demonstrate
initial compliance with the emission limits
for particulate matter?
(a) You must conduct each
performance test that applies to your
affected source under normal maximum
operating conditions of the affected
source. The owner or operator may not
conduct performance tests during
periods of malfunction. The owner or
operator must record the process
information that is necessary to
document operating conditions during
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the test and include in such record an
explanation to support that such
conditions represent normal operation.
Upon request, the owner or operator
shall make available to the
Administrator such records as may be
necessary to determine the conditions of
performance tests. You must also
conduct each performance test that
applies to your affected source
according to the requirements in
paragraphs (b) and (c) of this section.
(b) * * *
(1) Except as provided in § 63.9620(e),
determine the concentration of
particulate matter in the stack gas for
each emission unit according to the test
methods listed in paragraphs (b)(1)(i)
through (v) of this section.
(i) Method 1 or 1A in appendix A–1
to part 60 of this chapter to select
sampling port locations and the number
of traverse points. Sampling ports must
be located at the outlet of the control
device and prior to any releases to the
atmosphere.
(ii) Method 2, 2A, 2C, 2D, or 2F in
appendix A–1 to part 60 of this chapter
or Method 2G in appendix A–2 to part
60 of this chapter, as applicable, to
determine the volumetric flow rate of
the stack gas.
(iii) Method 3A or 3B in appendix A–
2 to part 60 of this chapter to determine
the dry molecular weight of the stack
gas. The voluntary consensus standard
ANSI/ASME PTC 19.10–1981—Part 10
(incorporated by reference—see § 63.14)
may be used as an alternative to the
manual procedures (but not
instrumental procedures) in Method 3B.
(iv) Method 4 in appendix A–3 to part
60 of this chapter to determine the
moisture content of the stack gas.
(v) Method 5 or 5D in appendix A–3
to part 60 of this chapter or Method 17
in appendix A–6 to part 60 of this
chapter to determine the concentration
of particulate matter.
(2) Each Method 5, 5D, or 17
performance test must consist of three
separate runs. Each run must be
conducted for a minimum of 1 hour. If
any measurement result is reported as
below the method detection limit, use
the method detection limit for that value
when calculating the average particulate
matter concentration. The average
particulate matter concentration from
the three runs will be used to determine
compliance, as shown in Equation 1 of
this section.
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§ 63.9637; § 63.9641(b)(7)(ii), (b)(8)(ii)
and (iv), (c), (e), (g), (h), (i), and (j);
§ 63.9642(a)(4), (5), and (6) and (b)(3);
§ 63.9643(d); Table 2 to this subpart.
(2) If you have an affected source the
construction or reconstruction of which
is commenced on or after September 25,
2019, you must comply with all the
requirements of this subpart by [DATE
OF PUBLICATION OF FINAL RULE IN
THE FEDERAL REGISTER] or the date
of startup, whichever is later.
■ 4. Section 63.9590 is amended by
revising paragraph (b)(2) to read as
follows:
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Where:
Ci = Average particulate matter concentration
for emission unit, grains per dry
standard cubic foot, (gr/dscf);
C1 = Particulate matter concentration for run
1 corresponding to emission unit, gr/
dscf;
C2 = Particulate matter concentration for run
2 corresponding to emission unit, gr/
dscf; and
C3 = Particulate matter concentration for run
3 corresponding to emission unit, gr/
dscf.
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(c) * * *
(1) Determine the concentration of
particulate matter for each stack
according to the test methods listed in
paragraphs (c)(1)(i) through (v) of this
section.
(i) Method 1 or 1A in appendix A–1
to part 60 of this chapter to select
sampling port locations and the number
of traverse points. Sampling ports must
be located at the outlet of the control
device and prior to any releases to the
atmosphere.
(ii) Method 2, 2A, 2C, 2D, or 2F in
appendix A–1 to part 60 of this chapter
or Method 2G in appendix A–2 to part
60 of this chapter, as applicable, to
determine the volumetric flow rate of
the stack gas.
(iii) Method 3A or 3B in appendix A–
2 to part 60 of this chapter to determine
the dry molecular weight of the stack
gas. The voluntary consensus standard
ANSI/ASME PTC 19.10–1981—Part 10
(incorporated by reference—see § 63.14)
may be used as an alternative to the
manual procedures (but not
instrumental procedures) in Method 3B.
(iv) Method 4 in appendix A–3 to part
60 of this chapter to determine the
moisture content of the stack gas.
(v) Method 5 or 5D in appendix A–3
to part 60 of this chapter to determine
the concentration of particulate matter.
(2) Each Method 5 or 5D performance
test must consist of three separate runs.
Each run must be conducted for a
minimum of 1 hour. If any measurement
result is reported as below the method
detection limit, use the method
detection limit for that value when
calculating the average particulate
matter concentration. The average
particulate matter concentration from
the three runs will be used to determine
compliance, as shown in Equation 1 of
this section.
*
*
*
*
*
■ 9. Section 63.9622 is amended by
revising paragraphs (b) and (d)(2) to
read as follows:
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§ 63.9622 What test methods and other
procedures must I use to establish and
demonstrate initial compliance with the
operating limits?
§ 63.9625 How do I demonstrate initial
compliance with the operation and
maintenance requirements that apply to
me?
*
For each air pollution control device
subject to operating limits in
§ 63.9590(b), you have demonstrated
initial compliance with the operation
and maintenance requirements if you
meet all of the requirements in
paragraphs (a) through (d) of this
section.
*
*
*
*
*
■ 12. Section 63.9631 is amended by
revising paragraphs (a) introductory text
and (c) to read as follows:
*
*
*
*
(b) For dynamic wet scrubbers subject
to performance testing in § 63.9620 and
operating limits for scrubber water flow
rate and fan amperage in § 63.9590(b)(2),
you must establish site-specific
operating limits according to the
procedures in paragraphs (b)(1) and (2)
of this section.
(1) Using the CPMS required in
§ 63.9631(b), measure and record the
scrubber water flow rate and the fan
amperage every 15 minutes during each
run of the particulate matter
performance test.
(2) Calculate and record the average
scrubber water flow rate and the average
fan amperage for each individual test
run. Your operating limits are
established as the lowest average
scrubber water flow rate and the lowest
average fan amperage value
corresponding to any of the three test
runs.
*
*
*
*
*
(d) * * *
(2) For each individual test run,
calculate and record the average value
for each operating parameter in
paragraphs (d)(1)(i) through (iii) of this
section for each wet electrostatic
precipitator field. Your operating limits
are established as the lowest average
value for each operating parameter of
secondary voltage and water flow rate
corresponding to any of the three test
runs, and the highest average value for
each stack outlet temperature
corresponding to any of the three test
runs.
*
*
*
*
*
■ 10. Section 63.9623 is amended by
revising paragraph (b)(2) to read as
follows:
§ 63.9623 How do I demonstrate initial
compliance with the emission limitations
that apply to me?
*
*
*
*
*
(b) * * *
(2) For each dynamic wet scrubber
subject to performance testing in
§ 63.9620 and operating limits for
scrubber water flow rate and fan
amperage in § 63.9590(b)(2), you have
established appropriate site-specific
operating limits and have a record of the
scrubber water flow rate and the fan
amperage value, measured during the
performance test in accordance with
§ 63.9622(b).
*
*
*
*
*
■ 11. Section 63.9625 is amended by
revising the introductory text to read as
follows:
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§ 63.9631 What are my monitoring
requirements?
(a) For each baghouse applied to meet
any particulate matter emission limit in
Table 1 to this subpart, you must install,
operate, and maintain a bag leak
detection system to monitor the relative
change in particulate matter loadings
according to the requirements in
§ 63.9632(a), and conduct inspections at
their specified frequencies according to
the requirements in paragraphs (a)(1)
through (6) and (8) of this section. For
each baghouse applied to meet any
particulate matter emission limit in
Table 1 to this subpart that is not
required by § 63.9632(a) to be equipped
with a bag leak detection system, you
must conduct inspections at their
specified frequencies according to the
requirements in paragraphs (a)(1)
through (8) of this section.
*
*
*
*
*
(c) For each dynamic wet scrubber
subject to the scrubber water flow rate
and the fan amperage operating limits in
§ 63.9590(b)(2), you must install,
operate, and maintain a CPMS
according to the requirements in
§ 63.9632(b) through (e) and monitor the
daily average scrubber water flow rate
and the daily average fan amperage
according to the requirements in
§ 63.9633.
*
*
*
*
*
■ 13. Section 63.9632 is amended by:
■ a. Revising paragraphs (a)
introductory text and (a)(1).
■ b. Redesignating paragraphs (a)(3)
through (8) as paragraphs (a)(4) through
(9).
■ c. Adding new paragraph (a)(3).
■ d. Revising newly redesignated
paragraphs (a)(4), (a)(5) introductory
text, (a)(7) introductory text, and
(a)(7)(i).
■ e. Revising paragraphs (b)(3) through
(6) and (f)(2) and (4).
The revisions and addition read as
follows:
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§ 63.9632 What are the installation,
operation, and maintenance requirements
for my monitoring equipment?
(a) For each negative pressure
baghouse or positive pressure baghouse
equipped with a stack, applied to meet
any particulate emission limit in Table
1 to this subpart, you must install,
operate, and maintain a bag leak
detection system for each exhaust stack
according to the requirements in
paragraphs (a)(1) through (9) of this
section.
(1) A bag leak detection system
installed before September 25, 2019,
must be certified by the manufacturer to
be capable of detecting emissions of
particulate matter at concentrations of
10 milligrams per actual cubic meter
(0.0044 grains per actual cubic foot) or
less. A bag leak detection system
installed after September 25, 2019, must
be certified by the manufacturer to be
capable of detecting emissions of
particulate matter at concentrations of 1
milligram per actual cubic meter
(0.00044 grains per actual cubic foot) or
less.
*
*
*
*
*
(3) The bag leak detection system
must be equipped with a device to
continuously record the output signal
from the sensor.
(4) The system must be equipped with
an alarm that will sound when an
increase in relative particulate loadings
is detected over the alarm level set point
established according to paragraph (a)(5)
of this section. The alarm must be
located such that it can be heard by the
appropriate plant personnel.
(5) For each bag leak detection
system, you must develop and submit to
the Administrator for approval, a sitespecific monitoring plan that addresses
the items identified in paragraphs
(a)(5)(i) through (v) of this section. The
monitoring plan shall be consistent with
the manufacturer’s specifications and
recommendations contained in the U.S.
Environmental Protection Agency (U.S.
EPA) guidance document, ‘‘Fabric Filter
Bag Leak Detection Guidance’’ (EPA–
454/R–98–015) (incorporated by
reference—see § 63.14). You must
operate and maintain the bag leak
detection system according to the sitespecific monitoring plan at all times.
The plan shall describe all of the items
in paragraphs (a)(5)(i) through (v) of this
section.
*
*
*
*
*
(7) Following initial adjustment, do
not adjust sensitivity or range, averaging
period, alarm set point, or alarm delay
time, without approval from the
Administrator except as provided for in
paragraph (a)(7)(i) of this section. In no
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event may the sensitivity be increased
more than 100 percent or decreased by
more than 50 percent over a 365-day
period unless such adjustment follows a
complete baghouse inspection that
demonstrates the baghouse is in good
operating condition.
(i) Once per quarter, you may adjust
the sensitivity or range of the bag leak
detection system to account for seasonal
effects, including temperature and
humidity, according to the procedures
identified in the site-specific monitoring
plan required under paragraph (a)(5) of
this section.
*
*
*
*
*
(b) * * *
(3) Performance evaluation
procedures, a schedule for performing
such procedures, and acceptance
criteria (e.g., calibrations), as well as
corrective action to be taken if a
performance evaluation does not meet
the acceptance criteria. If a CPMS
calibration fails, the CPMS is considered
to be inoperative until you take
corrective action and the system passes
calibration.
(4) Ongoing operation and
maintenance procedures and a schedule
for preventative maintenance
procedures, in a manner consistent with
good air pollution control practices and
in accordance with the general
requirements of § 63.8(c)(1)(ii), (c)(3),
(c)(4)(ii), and (c)(7) and (8).
(5) Ongoing data quality assurance
procedures in accordance with the
general requirements of § 63.8(d)(1) and
(2). The owner or operator shall keep
these written procedures on record for
the life of the affected source or until
the affected source is no longer subject
to the provisions of this part, to be made
available for inspection, upon request,
by the Administrator. If the performance
evaluation plan is revised, the owner or
operator shall keep previous (i.e.,
superseded) versions of the performance
evaluation plan on record to be made
available for inspection, upon request,
by the Administrator, for a period of 5
years after each revision to the plan.
(6) Ongoing recordkeeping and
reporting procedures in accordance with
the general requirements of § 63.10(c)(1)
through (14), (e)(1), and (e)(2)(i).
*
*
*
*
*
(f) * * *
(2) You must develop and implement
a quality control program for operating
and maintaining each COMS according
to § 63.8(a) and (b), (c)(1)(ii), (c)(2)
through (8), (d)(1) and (2), and (e)
through (g) and Procedure 3 in appendix
F to 40 CFR part 60. At a minimum, the
quality control program must include a
daily calibration drift assessment,
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50689
quarterly performance audit, and annual
zero alignment of each COMS.
*
*
*
*
*
(4) You must determine and record
the 6-minute average opacity for periods
during which the COMS is not out of
control. All COMS must complete a
minimum of one cycle of sampling and
analyzing for each successive 10-second
period and one cycle of data recording
for each successive 6-minute period.
■ 14. Section 63.9633 is amended by
revising paragraphs (a) and (b) to read
as follows:
§ 63.9633 How do I monitor and collect
data to demonstrate continuous
compliance?
(a) Except for monitoring
malfunctions, out of control periods,
associated repairs, and required quality
assurance or control activities
(including as applicable, calibration
checks and required zero and span
adjustments), you must monitor
continuously (or collect data at all
required intervals) at all times an
affected source is operating.
(b) You may not use data recorded
during monitoring malfunctions, out of
control periods, associated repairs, and
required quality assurance or control
activities in data averages and
calculations used to report emission or
operating levels, or to fulfill a minimum
data availability requirement. You must
use all the data collected during all
other periods in assessing compliance.
*
*
*
*
*
■ 15. Section 63.9634 is amended by:
■ a. Revising paragraphs (b)(3), (d)
introductory text, and (d)(2).
■ b. Adding paragraph (d)(3).
■ c. Revising paragraphs (f) introductory
text, (f)(1), (3), and (4), (h)(1), and (j)(1)
and (2).
The revisions and addition read as
follows:
§ 63.9634 How do I demonstrate
continuous compliance with the emission
limitations that apply to me?
*
*
*
*
*
(b) * * *
(3) For ore crushing and handling and
finished pellet handling emission units
not selected for initial performance
testing and defined within a group of
similar emission units in accordance
with § 63.9620(e), the site-specific
operating limits established for the
emission unit selected as representative
of a group of similar emission units will
be used as the operating limit for each
emission unit within the group. The
operating limit established for the
representative unit must be met by each
emission unit within the group.
*
*
*
*
*
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(d) For each baghouse applied to meet
any particulate emission limit in Table
1 to this subpart, you must demonstrate
continuous compliance by completing
the requirements in paragraphs (d)(1)
through (3) of this section.
*
*
*
*
*
(2) Inspecting and maintaining each
baghouse according to the requirements
in § 63.9631(a) and recording all
information needed to document
conformance with the requirements in
§ 63.9631(a). If you increase or decrease
the sensitivity of the bag leak detection
system beyond the limits specified in
your site-specific monitoring plan, you
must include a copy of the required
written certification by a responsible
official in the next semiannual
compliance report.
(3) Each bag leak detection system
must be operated and maintained such
that the alarm does not sound more than
5 percent of the operating time during
a 6-month period. Calculate the alarm
time as specified in paragraphs (d)(3)(i)
through (iii) of this section.
(i) If inspection of the fabric filter
demonstrates that no corrective action is
required, no alarm time is counted.
(ii) If corrective action is required,
each alarm time (i.e., time that the alarm
sounds) is counted as a minimum of 1
hour.
(iii) If it takes longer than 1 hour to
initiate corrective action, each alarm
time is counted as the actual amount of
time taken to initiate corrective action.
*
*
*
*
*
(f) For each dynamic wet scrubber
subject to the operating limits for
scrubber water flow rate and the fan
amperage in § 63.9590(b)(2), you must
demonstrate continuous compliance by
completing the requirements of
paragraphs (f)(1) through (4) of this
section.
(1) Maintaining the daily average
scrubber water flow rate and the daily
average fan amperage at or above the
minimum levels established during the
initial or subsequent performance test.
*
*
*
*
*
(3) Collecting and reducing
monitoring data for scrubber water flow
rate and fan amperage according to
§ 63.9632(c) and recording all
information needed to document
conformance with the requirements in
§ 63.9632(c).
(4) If the daily average scrubber water
flow rate or daily average fan amperage,
is below the operating limits established
for a corresponding emission unit or
group of similar emission units, you
must then follow the corrective action
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procedures in paragraph (j) of this
section.
*
*
*
*
*
(h) * * *
(1) Maintaining the daily average
secondary voltage and daily average
scrubber water flow rate for each field
at or above the minimum levels
established during the initial or
subsequent performance test.
Maintaining the daily average stack
outlet temperature at or below the
maximum levels established during the
initial or subsequent performance test.
*
*
*
*
*
(j) * * *
(1) You must initiate and complete
initial corrective action within 10
calendar days and demonstrate that the
initial corrective action was successful.
During any period of corrective action,
you must continue to monitor and
record all required operating parameters
for equipment that remains in operation.
After the initial corrective action, if the
daily average operating parameter value
for the emission unit or group of similar
emission units meets the operating limit
established for the corresponding unit
or group, then the corrective action was
successful and the emission unit or
group of similar emission units is in
compliance with the established
operating limits.
(2) If the initial corrective action
required in paragraph (j)(1) of this
section was not successful, then you
must complete additional corrective
action within 10 calendar days and
demonstrate that the subsequent
corrective action was successful. During
any period of corrective action, you
must continue to monitor and record all
required operating parameters for
equipment that remains in operation. If
the daily average operating parameter
value for the emission unit or group of
similar emission units meets the
operating limit established for the
corresponding unit or group, then the
corrective action was successful and the
emission unit or group of similar
emission units is in compliance with
the established operating limits.
*
*
*
*
*
■ 16. Section 63.9637 is revised to read
as follows:
§ 63.9637 What other requirements must I
meet to demonstrate continuous
compliance?
(a) Deviations. You must report each
instance in which you did not meet
each emission limitation in Table 1 to
this subpart that applies to you. You
also must report each instance in which
you did not meet the work practice
standards in § 63.9591 and each
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instance in which you did not meet
each operation and maintenance
requirement in § 63.9600 that applies to
you. These instances are deviations
from the emission limitations, work
practice standards, and operation and
maintenance requirements in this
subpart. These deviations must be
reported in accordance with the
requirements in § 63.9641.
(b) [Reserved]
■ 17. Section 63.9640 is amended by
revising paragraph (e)(2) to read as
follows:
§ 63.9640 What notifications must I submit
and when?
*
*
*
*
*
(e) * * *
(2) For each initial compliance
demonstration that does include a
performance test, you must submit the
notification of compliance status,
including the performance test results,
before the close of business on the 60th
calendar day following the completion
of the performance test according to
§ 63.10(d)(2). If the performance test
results have been submitted
electronically in accordance with
§ 63.9641(f), the process unit(s) tested,
the pollutant(s) tested, and the date that
such performance test was conducted
may be submitted in the notification of
compliance status report in lieu of the
performance test results. The
performance test results must be
submitted to the Compliance and
Emissions Data Reporting Interface
(CEDRI) by the date the notification of
compliance status report is submitted.
■ 18. Section 63.9641 is amended by:
■ a. Revising paragraphs (a)(2) and (4),
(b) introductory text, and (b)(2) and (3).
■ b. Removing and reserving paragraph
(b)(4).
■ c. Revising paragraphs (b)(7), (b)(8)
introductory text, (b)(8)(ii) through (vii)
and (b)(8)(ix), and (c).
■ d. Adding paragraphs (f), (g), and (h).
The revisions and additions read as
follows:
§ 63.9641
when?
What reports must I submit and
(a) * * *
(2) The first compliance report must
be electronically submitted, postmarked
or delivered no later than July 31 or
January 31, whichever date comes first
after your first compliance report is due.
*
*
*
*
*
(4) Each subsequent compliance
report must be electronically submitted,
postmarked or delivered no later than
July 31 or January 31, whichever date
comes first after the end of the
semiannual reporting period.
*
*
*
*
*
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(b) Compliance report contents. Each
compliance report must include the
information in paragraphs (b)(1) through
(8) of this section, as applicable.
*
*
*
*
*
(2) Statement by a responsible official,
with the official’s name, title, and
signature, certifying the truth, accuracy,
and completeness of the content of the
report. If your report is submitted via
CEDRI, the certifier’s electronic
signature during the submission process
replaces the requirement in this
paragraph (b)(2).
(3) Date of report and beginning and
ending dates of the reporting period.
You are no longer required to provide
the date of report when the report is
submitted via CEDRI.
*
*
*
*
*
(7) For each deviation from an
emission limitation in Table 1 to this
subpart that occurs at an affected source
where you are not using a continuous
monitoring system (including a CPMS
or COMS) to comply with an emission
limitation in this subpart, the
compliance report must contain the
information in paragraphs (b)(7)(i) and
(ii) of this section.
(i) The total operating time in hours
of each affected source during the
reporting period.
(ii) Information on the affected
sources or equipment, the emission
limited deviation from, the start date,
start time, duration in hours, and cause
of each deviation (including unknown
cause) as applicable, an estimate of the
quantity in pounds of each regulated
pollutant emitted over an emission limit
and a description of the method used to
estimate the emissions, and the
corrective action taken.
(8) For each deviation from an
emission limitation occurring at an
affected source where you are using a
continuous monitoring system
(including a CPMS or COMS) to comply
with the emission limitation in this
subpart, you must include the
information in paragraphs (b)(1) through
(4) of this section and the information
in paragraphs (b)(8)(i) through (xi) of
this section.
*
*
*
*
*
(ii) The start date, start time, and
duration in hours (or minutes for
COMS) that each continuous monitoring
system was inoperative, except for zero
(low-level) and high-level checks.
(iii) The start date, start time, and
duration in hours (or minutes for
COMS) that each continuous monitoring
system was out-of-control, including the
information in § 63.8(c)(8).
(iv) For each affected source or
equipment, the date, the time that each
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deviation started and stopped, the cause
of the deviation, and whether each
deviation occurred during a period of
malfunction or during another period.
(v) The total duration in hours (or
minutes for COMS) of all deviations for
each CMS during the reporting period,
the total operating time in hours of the
affected source during the reporting
period, and the total duration as a
percent of the total source operating
time during that reporting period.
(vi) A breakdown of the total duration
in hours (or minutes for COMS) of the
deviations during the reporting period
including those that are due to control
equipment problems, process problems,
other known causes, and other
unknown causes.
(vii) The total duration in hours (or
minutes for COMS) of continuous
monitoring system downtime for each
continuous monitoring system during
the reporting period, the total operating
time in hours of the affected source
during the reporting period, and the
total duration of continuous monitoring
system downtime as a percent of the
total source operating time during the
reporting period.
*
*
*
*
*
(ix) The monitoring equipment
manufacturer and model number and
the pollutant or parameter monitored.
*
*
*
*
*
(c) Submitting compliance reports
electronically. Beginning on [DATE 180
DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE FEDERAL
REGISTER], submit all subsequent
compliance reports to the EPA via
CEDRI, which can be accessed through
the EPA’s Central Data Exchange (CDX)
(https://cdx.epa.gov/). You must use the
appropriate electronic report template
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri) for this
subpart. The report must be submitted
by the deadline specified in this
subpart, regardless of the method in
which the report is submitted. If you
claim some of the information required
to be submitted via CEDRI is
confidential business information (CBI),
submit a complete report, including
information claimed to be CBI, to the
EPA. The report must be generated
using the appropriate form on the
CEDRI website. Submit the file on a
compact disc, flash drive, or other
commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/SPPD/CORE CBI
Office, Attention: Taconite Iron Ore
Processing Sector Lead, MD C404–02,
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50691
4930 Old Page Rd., Durham, NC 27703.
The same file with the CBI omitted must
be submitted to the EPA via the EPA’s
CDX as described earlier in this
paragraph (c).
*
*
*
*
*
(f) Performance tests. Within 60 days
after the date of completing each
performance test required by this
subpart, you must submit the results of
the performance test following the
procedures specified in paragraphs (f)(1)
through (3) of this section.
(1) Data collected using test methods
supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
EPA’s ERT website (https://
www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert)
at the time of the test. Submit the results
of the performance test to the EPA via
CEDRI, which can be accessed through
the EPA’s CDX (https://cdx.epa.gov/).
The data must be submitted in a file
format generated through the use of the
EPA’s ERT. Alternatively, you may
submit an electronic file consistent with
the extensible markup language (XML)
schema listed on the EPA’s ERT
website.
(2) Data collected using test methods
that are not supported by the EPA’s ERT
as listed on the EPA’s ERT website at
the time of the test. The results of the
performance test must be included as an
attachment in the ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the ERT generated
package or alternative file to the EPA via
CEDRI.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(f)(1) or (2) of this section is CBI, you
must submit a complete file, including
information claimed to be CBI, to the
EPA. The file must be generated through
the use of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the file on a compact
disc, flash drive, or other commonly
used electronic storage medium and
clearly mark the medium as CBI. Mail
the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted must be submitted to
the EPA via the EPA’s CDX as described
in paragraphs (f)(1) and (2) of this
section.
(g) Claims of EPA system outage. If
you are required to electronically
submit a report through CEDRI in the
EPA’s CDX, you may assert a claim of
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EPA system outage for failure to timely
comply with the reporting requirement.
To assert a claim of EPA system outage,
you must meet the requirements
outlined in paragraphs (g)(1) through (7)
of this section.
(1) You must have been or will be
precluded from accessing CEDRI and
submitting a required report within the
time prescribed due to an outage of
either the EPA’s CEDRI or CDX systems.
(2) The outage must have occurred
within the period of time beginning five
business days prior to the date that the
submission is due.
(3) The outage may be planned or
unplanned.
(4) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(5) You must provide to the
Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX
or CEDRI was accessed and the system
was unavailable;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to EPA system outage;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(6) The decision to accept the claim
of EPA system outage and allow an
extension to the reporting deadline is
solely within the discretion of the
Administrator.
(7) In any circumstance, the report
must be submitted electronically as
soon as possible after the outage is
resolved.
(h) Claims of force majeure. If you are
required to electronically submit a
report through CEDRI in the EPA’s CDX,
you may assert a claim of force majeure
for failure to timely comply with the
reporting requirement. To assert a claim
of force majeure, you must meet the
requirements outlined in paragraphs
(h)(1) through (5) of this section.
(1) You may submit a claim if a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning five business
days prior to the date the submission is
due. For the purposes of this section, a
force majeure event is defined as an
event that will be or has been caused by
circumstances beyond the control of the
affected facility, its contractors, or any
entity controlled by the affected facility
that prevents you from complying with
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the requirement to submit a report
electronically within the time period
prescribed. Examples of such events are
acts of nature (e.g., hurricanes,
earthquakes, or floods), acts of war or
terrorism, or equipment failure or safety
hazard beyond the control of the
affected facility (e.g., large scale power
outage).
(2) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(3) You must provide to the
Administrator:
(i) A written description of the force
majeure event;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to the force majeure event;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(4) The decision to accept the claim
of force majeure and allow an extension
to the reporting deadline is solely
within the discretion of the
Administrator.
(5) In any circumstance, the reporting
must occur as soon as possible after the
force majeure event occurs.
■ 19. Section 63.9642 is amended by:
■ a. Revising paragraph (a) introductory
text.
■ b. Removing and reserving paragraph
(a)(2).
■ c. Adding paragraphs (a)(4) through
(6).
■ d. Revising paragraph (b)(3).
The revisions and additions read as
follows:
(b) * * *
(3) Previous (that is, superseded)
versions of the performance evaluation
plan as required in § 63.9632(b)(5), with
the program of corrective action
included in the plan required under
§ 63.8(d)(2).
*
*
*
*
*
■ 20. Section 63.9650 is revised to read
as follows:
§ 63.9642
*
What records must I keep?
(a) You must keep the records listed
in paragraphs (a)(1) through (6) of this
section.
*
*
*
*
*
(4) In the event that an affected unit
fails to meet an applicable standard,
record the number of failures. For each
failure record the date, time, the cause
and duration of each failure.
(5) For each failure to meet an
applicable standard, record and retain a
list of the affected sources or equipment,
an estimate of the quantity of each
regulated pollutant emitted over any
emission limit and a description of the
method used to estimate the emissions.
(6) Record actions taken in
accordance with the general duty
requirements to minimize emissions in
§ 63.9600(a) and any corrective actions
taken to return the affected unit to its
normal or usual manner of operation.
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§ 63.9650 What parts of the General
Provisions apply to me?
Table 2 to this subpart shows which
parts of the General Provisions in
§§ 63.1 through 63.16 apply to you.
■ 21. Section 63.9651 is amended by
revising paragraph (c) introductory text
and adding paragraph (c)(5) to read as
follows:
§ 63.9651 Who implements and enforces
this subpart?
*
*
*
*
*
(c) The authorities that will not be
delegated to State, local, or tribal
agencies are specified in paragraphs
(c)(1) through (5) of this section.
*
*
*
*
*
(5) Approval of an alternative to any
electronic reporting to the EPA required
by this subpart.
■ 22. Section 63.9652 is amended by:
■ a. Removing the definition of
‘‘Conveyor belt transfer point’’.
■ b. Revising the definition of
‘‘Deviation’’.
■ c. Removing the definition of ‘‘Wet
grinding and milling’’.
■ d. Adding the definition of ‘‘Wet
scrubber’’.
The revision and addition read as
follows:
§ 63.9652
subpart?
What definitions apply to this
*
*
*
*
Deviation means any instance in
which an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including but not limited to any
emission limitation (including operating
limits) or operation and maintenance
requirement; or
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit.
*
*
*
*
*
Wet scrubber means an air pollution
control device that removes particulate
matter and acid gases from the waste gas
stream of stationary sources. The
pollutants are removed primarily
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through the impaction, diffusion,
interception and/or absorption of the
pollutant onto droplets of liquid. Wet
scrubbers include venturi scrubbers,
marble bed scrubbers, or impingement
scrubbers. For purposes of this subpart,
wet scrubbers do not include dynamic
wet scrubbers.
■ 23. Table 2 to subpart RRRRR of part
63 is revised to read as follows:
50693
As required in § 63.9650, you must
comply with the requirements of the
NESHAP General Provisions (40 CFR
part 63, subpart A) shown in the
following table:
TABLE 2 TO SUBPART RRRRR OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART RRRRR OF PART 63
Subject
§ 63.1(a)(1)–(4) ................
§ 63.1(a)(5) .......................
§ 63.1(a)(6) .......................
§ 63.1(a)(7)–(9) ................
§ 63.1(a)(10)–(12) ............
§ 63.1(b)(1) .......................
§ 63.1(b)(2) .......................
§ 63.1(b)(3) .......................
§ 63.1(c)(1)–(2) ................
Applicability ........................................
[Reserved] .........................................
Applicability ........................................
[Reserved] .........................................
Applicability ........................................
Initial Applicability Determination ......
[Reserved] .........................................
Initial Applicability Determination ......
Applicability After Standard Established, Permit Requirements.
[Reserved] .........................................
Area Source Becomes Major ............
[Reserved] .........................................
Equivalency of Permit Limits .............
Definitions ..........................................
Units and Abbreviations ....................
Prohibited Activities ...........................
[Reserved] .........................................
Circumvention, Fragmentation ..........
Construction/Reconstruction, Applicability.
Construction/Reconstruction, Applicability.
[Reserved] .........................................
Construction/Reconstruction, Applicability.
[Reserved] .........................................
Applicability ........................................
[Reserved] .........................................
Application for Approval of Construction or Reconstruction.
Approval of Construction or Reconstruction.
Approval Based on State Review .....
Compliance with Standards and
Maintenance Requirements.
Compliance Dates for New/Reconstructed Sources.
[Reserved] .........................................
Compliance Dates for New/Reconstructed Sources.
Compliance Dates for Existing
Sources.
[Reserved] .........................................
Compliance Dates for Existing
Sources.
[Reserved] .........................................
Operation and Maintenance Requirements—General Duty to Minimize
Emissions.
Operation and Maintenance Requirements—Requirement to Correct
Malfunction as Soon as Possible.
Operation and Maintenance Requirements—Enforceability.
[Reserved] .........................................
Startup,
Shutdown,
Malfunction
(SSM) Plan.
SSM Exemption .................................
Methods for Determining Compliance
Alternative Nonopacity Standard .......
Compliance with Opacity and Visible
Emission (VE) Standards.
§ 63.1(c)(3)–(4) ................
§ 63.1(c)(5) .......................
§ 63.1(d) ...........................
§ 63.1(e) ...........................
§ 63.2 ...............................
§ 63.3(a)–(c) .....................
§ 63.4(a)(1)–(2) ................
§ 63.4(a)(3)–(5) ................
§ 63.4(b)–(c) .....................
§ 63.5(a)(1)–(2) ................
§ 63.5(b)(1) .......................
§ 63.5(b)(2) .......................
§ 63.5(b)(3)–(4) ................
§ 63.5(b)(5) .......................
§ 63.5(b)(6) .......................
§ 63.5(c) ...........................
§ 63.5(d)(1)–(4) ................
§ 63.5(e) ...........................
§ 63.5(f) ............................
§ 63.6(a) ...........................
§ 63.6(b)(1)–(5) ................
§ 63.6(b)(6) .......................
§ 63.6(b)(7) .......................
§ 63.6(c)(1)–(2) ................
§ 63.6(c)(3)–(4) ................
§ 63.6(c)(5) .......................
§ 63.6(d) ...........................
§ 63.6(e)(1)(i) ...................
§ 63.6(e)(1)(ii) ...................
§ 63.6(e)(1)(iii) ..................
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Applies to subpart
RRRRR
Citation
§ 63.6(e)(2) .......................
§ 63.6(e)(3) .......................
§ 63.6(f)(1) ........................
§ 63.6(f)(2)–(3) .................
§ 63.6(g)(1)–(3) ................
§ 63.6(h) ...........................
§ 63.6(i)(1)–(14) ...............
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Explanation
Yes.
No.
Yes.
No.
Yes.
Yes.
No.
Yes.
Yes.
No.
Yes.
No.
Yes.
Yes.
Yes.
Yes.
No.
Yes.
Yes.
Yes.
No.
Yes.
No.
Yes.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
No.
Yes.
Yes.
No.
Yes.
No.
No ..................................
See § 63.9600(a) for general duty requirement.
No.
Yes.
No.
No.
No.
Yes.
Yes.
No ..................................
Opacity limits in subpart RRRRR are established
as part of performance testing in order to set
operating limits for ESPs.
Yes.
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TABLE 2 TO SUBPART RRRRR OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART RRRRR OF PART
63—Continued
Citation
Subject
Applies to subpart
RRRRR
§ 63.6(i)(15) ......................
§ 63.6(i)(16) ......................
§ 63.6(j) ............................
§ 63.7(a)(1)–(2) ................
[Reserved] .........................................
Extension of Compliance ..................
Presidential Compliance Exemption
Applicability and Performance Test
Dates.
Performance Testing Requirements
Notification .........................................
Quality Assurance/Test Plan .............
Testing Facilities ................................
Conduct of Performance Tests .........
Conduct of Performance Tests .........
Alternative Test Method ....................
Data Analysis ....................................
No.
Yes.
Yes.
No ..................................
§ 63.7(a)(3)–(4) ................
§ 63.7(b) ...........................
§ 63.7(c) ...........................
§ 63.7(d) ...........................
§ 63.7(e)(1) .......................
§ 63.7(e)(2)–(4) ................
§ 63.7(f) ............................
§ 63.7(g) ...........................
§ 63.7(h) ...........................
§ 63.8(a)(1)–(2) ................
§ 63.8(a)(3) .......................
§ 63.8(a)(4) .......................
Yes.
Yes.
No.
No ..................................
§ 63.8(b)(1)–(3) ................
§ 63.8(c)(1)(i) ....................
Waiver of Tests .................................
Monitoring Requirements ..................
[Reserved] .........................................
Additional Monitoring Requirements
for Control Devices in § 63.11.
Conduct of Monitoring .......................
Operation and Maintenance of CMS
§ 63.8(c)(1)(ii) ...................
§ 63.8(c)(1)(iii) ..................
§ 63.8(c)(2)–(3) ................
§ 63.8(c)(4) .......................
Spare parts for CMS Equipment .......
SSM Plan for CMS ............................
CMS Operation/Maintenance ............
Frequency of Operation for CMS ......
Yes.
No.
Yes.
No ..................................
§ 63.8(c)(5)–(8) ................
CMS Requirements ...........................
Yes ................................
§ 63.8(d)(1)–(2) ................
§ 63.8(d)(3) .......................
§ 63.8(e) ...........................
§ 63.8(f)(1)–(5) .................
§ 63.8(f)(6) ........................
Yes.
No ..................................
Yes.
Yes.
No ..................................
§ 63.8(g)(1)–(4) ................
§ 63.8(g)(5) .......................
Monitoring Quality Control .................
Monitoring Quality Control .................
Performance Evaluation of CMS .......
Alternative Monitoring Method ..........
Relative Accuracy Test Alternative
(RATA).
Data Reduction ..................................
Data That Cannot Be Used ...............
§ 63.9 ...............................
Notification Requirements .................
Yes ................................
§ 63.10(a) .........................
Recordkeeping and Reporting, Applicability and General Information.
General Recordkeeping Requirements.
Records of SSM ................................
Yes.
§ 63.10(b)(1) .....................
§ 63.10(b)(2)(i) .................
Yes.
No ..................................
Yes.
No ..................................
No ..................................
Recordkeeping of Failures to Meet
Standard.
No ..................................
§ 63.10(b)(2)(iii) ................
§ 63.10(b)(2)(iv) ................
Maintenance Records .......................
Actions Taken to Minimize Emissions
During SSM.
Actions Taken to Minimize Emissions
During SSM.
Recordkeeping for CMS Malfunctions
Recordkeeping for CMS ....................
Records for Relative Accuracy Test
Yes.
No.
Records for Notification .....................
Applicability Determinations ..............
Additional Recordkeeping Requirements for Sources with CMS.
Records of Excess Emissions and
Parameter
Monitoring
Exceedances for CMS.
[Reserved] .........................................
Yes.
Yes.
Yes.
§ 63.10(b)(2)(vi) ................
§ 63.10(b)(2)(vii)–(xii) .......
§ 63.10(b)(2)(xiii) ..............
§ 63.10(b)(2)(xiv) ..............
§ 63.10(b)(3) .....................
§ 63.10(c)(1)–(6) ..............
§ 63.10(c)(7)–(8) ..............
§ 63.10(c)(9) .....................
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Subpart RRRRR specifies performance test applicability and dates.
See § 63.9621.
Except this subpart specifies how and when the
performance test results are reported.
Subpart RRRRR does not require flares.
See § 63.9632 for operation and maintenance requirements for monitoring. See § 63.9600(a) for
general duty requirement.
Subpart RRRRR specifies requirements for operation of CMS.
CMS requirements in § 63.8(c)(5) and (6) apply
only to COMS for dry electrostatic precipitators.
See § 63.9632(b)(5).
Subpart RRRRR does not require continuous
emission monitoring systems.
Subpart RRRRR specifies data reduction requirements.
Additional notifications for CMS in § 63.9(g) apply
to COMS for dry electrostatic precipitators.
Yes.
§ 63.10(b)(2)(ii) .................
§ 63.10(b)(2)(v) ................
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Yes.
Yes.
Yes.
Yes.
No ..................................
Yes.
Yes.
Yes ................................
Explanation
See § 63.9642 for recordkeeping when there is a
deviation from a standard.
See § 63.9642 for recordkeeping of (1) date, time
and duration; (2) listing of affected source or
equipment, and an estimate of the quantity of
each regulated pollutant emitted over the
standard; and (3) actions to minimize emissions and correct the failure.
No.
Yes.
Yes.
No ..................................
No ..................................
Subpart RRRRR does not require continuous
emission monitoring systems.
Subpart RRRRR specifies recordkeeping requirements.
No.
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50695
TABLE 2 TO SUBPART RRRRR OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART RRRRR OF PART
63—Continued
Citation
Subject
Applies to subpart
RRRRR
§ 63.10(c)(10)–(14) ..........
§ 63.10(c)(15) ...................
§ 63.10(d)(1)–(2) ..............
CMS Recordkeeping .........................
Use of SSM Plan ...............................
General Reporting Requirements .....
Yes
No.
Yes ................................
§ 63.10(d)(3) .....................
Reporting opacity or VE observations
No ..................................
§ 63.10(d)(5) .....................
SSM Reports .....................................
§ 63.10(e) .........................
§ 63.10(f) ..........................
Additional Reporting Requirements ..
Waiver of Recordkeeping or Reporting Requirements.
Control Device and Work Practice
Requirements.
State Authority and Delegations .......
State/Regional Addresses .................
Incorporations by Reference .............
Availability of Information and Confidentiality.
Performance Track Provisions ..........
No. See 63.9641 for
malfunction reporting
requirements.
Yes.
Yes.
§ 63.11 .............................
§ 63.12(a)–(c) ...................
§ 63.13(a)–(c) ...................
§ 63.14(a)–(t) ....................
§ 63.15(a)–(b) ...................
§ 63.16 .............................
No ..................................
Explanation
Except this subpart specifies how and when the
performance test results are reported.
Subpart RRRRR does not have opacity and VE
standards that require the use of Method 9 of
appendix A–4 to 40 CFR part 60 or Method 22
of appendix A–7 to 40 CFR part 60.
Subpart RRRRR does not require flares.
Yes.
Yes.
Yes.
Yes.
Yes.
[FR Doc. 2019–19091 Filed 9–24–19; 8:45 am]
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Agencies
[Federal Register Volume 84, Number 186 (Wednesday, September 25, 2019)]
[Proposed Rules]
[Pages 50660-50695]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-19091]
[[Page 50659]]
Vol. 84
Wednesday,
No. 186
September 25, 2019
Part III
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Taconite Iron
Ore Processing Residual Risk and Technology Review; Proposed Rule
Federal Register / Vol. 84 , No. 186 / Wednesday, September 25, 2019
/ Proposed Rules
[[Page 50660]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2017-0664; FRL-9999-37-OAR]
RIN 2060-AT05
National Emission Standards for Hazardous Air Pollutants:
Taconite Iron Ore Processing Residual Risk and Technology Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: This proposal presents the results of the U.S. Environmental
Protection Agency's (EPA's) residual risk and technology reviews (RTRs)
for the National Emission Standards for the Hazardous Air Pollutants
(NESHAP) for Taconite Iron Ore Processing, as required under the Clean
Air Act (CAA). Based on the results of the risk review, the EPA is
proposing that risks from emissions of air toxics from this source
category are acceptable and that the existing standards provide an
ample margin of safety. Furthermore, under the technology review, the
EPA identified no cost-effective developments in controls, practices,
or processes to achieve further emissions reductions. Therefore, the
EPA is proposing no revisions to the existing standards based on the
RTRs. However, in this action the EPA is proposing: The removal of
exemptions for periods of startup, shutdown, and malfunction (SSM) and
clarifying that the emissions standards apply at all times; the
addition of electronic reporting of performance test results and
compliance reports; minor technical corrections and amendments to
monitoring and testing requirements that would reduce the compliance
burden on industry while continuing to be protective of the
environment; and that regulation of a certain type compound emitted by
one of the facilities, known as elongated mineral particulate, is not
required under CAA section 112 because this compound is not a hazardous
air pollutant (HAP) pursuant to the CAA. This action, if finalized,
would result in improved monitoring, compliance, and implementation of
the existing standards.
DATES: Comments. Comments must be received on or before November 12,
2019. Under the Paperwork Reduction Act (PRA), comments on the
information collection provisions are best assured of consideration if
the Office of Management and Budget (OMB) receives a copy of your
comments on or before October 25, 2019.
Public hearing. If anyone contacts us requesting a public hearing
on or before September 30, 2019, we will hold a hearing. Additional
information about the hearing, if requested, will be published in a
subsequent Federal Register document and posted at https://www.epa.gov/stationary-sources-air-pollution/taconite-iron-ore-processing-national-emission-standards-hazardous. See SUPPLEMENTARY INFORMATION for
information on requesting and registering for a public hearing.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-HQ-
OAR-2017-0664, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Email: [email protected]. Include Docket ID No. EPA-
HQ-OAR-2017-0664 in the subject line of the message.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2017-0664.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Docket ID No. EPA-HQ-OAR-2017-0664, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington, DC 20460.
Hand/Courier Delivery: EPA Docket Center, WJC West
Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004.
The Docket Center's hours of operation are 8:30 a.m.-4:30 p.m., Monday-
Friday (except federal holidays).
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received may be posted without change
to https://www.regulations.gov/, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action, contact Mr. David Putney, Sector Policies and Programs Division
(D243-02), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-2016; fax number: (919) 541-4991;
and email address: [email protected]. For specific information
regarding the risk modeling methodology, contact Mr. Chris Sarsony,
Health and Environmental Impacts Division (C539-02), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; telephone number: (919)
541-4843; fax number: (919) 541-0840; and email address:
[email protected]. For questions about monitoring and testing
requirements, contact Ms. Gerri Garwood, Sector Policies and Programs
Division (D243-05), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-2406; fax number: (919) 541-4991;
and email address: [email protected]. For information about the
applicability of the NESHAP to a particular entity, contact Mr. John
Cox, Office of Enforcement and Compliance Assurance, U.S. Environmental
Protection Agency, WJC South Building (Mail Code 2227A), 1200
Pennsylvania Avenue NW, Washington DC 20460; telephone number: (202)
564-1395; and email address: [email protected].
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Ms. Adrian Gates at (919) 541-4860
or by email at [email protected] to request a public hearing, to
register to speak at the public hearing, or to inquire as to whether a
public hearing will be held.
Docket. The EPA has established a docket for this rulemaking under
Docket ID No. EPA-HQ-OAR-2017-0664. All documents in the docket are
listed in Regulations.gov. Although listed, some information is not
publicly available, e.g., Confidential Business Information (CBI) or
other information whose disclosure is restricted by statute. Certain
other material, such as copyrighted material, is not placed on the
internet and will be publicly available only in hard copy. Publicly
available docket materials are available either electronically in
Regulations.gov or in hard copy at the EPA Docket Center, Room 3334,
WJC West Building, 1301 Constitution Avenue NW, Washington, DC. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the EPA
Docket Center is (202) 566-1742.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2017-0664. The EPA's policy is that all comments received will be
included in the public docket without change and may be made available
online at https://
[[Page 50661]]
www.regulations.gov/, including any personal information provided,
unless the comment includes information claimed to be CBI or other
information whose disclosure is restricted by statute. Do not submit
information that you consider to be CBI or otherwise protected through
https://www.regulations.gov/ or email. This type of information should
be submitted by mail as discussed below.
The EPA may publish any comment received to its public docket.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the Web, cloud, or other
file sharing system). For additional submission methods, the full EPA
public comment policy, information about CBI or multimedia submissions,
and general guidance on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
The https://www.regulations.gov/ website allows you to submit your
comment anonymously, which means the EPA will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email comment directly to the EPA without going through
https://www.regulations.gov/, your email address will be automatically
captured and included as part of the comment that is placed in the
public docket and made available on the internet. If you submit an
electronic comment, the EPA recommends that you include your name and
other contact information in the body of your comment and with any
digital storage media you submit. If the EPA cannot read your comment
due to technical difficulties and cannot contact you for clarification,
the EPA may not be able to consider your comment. Electronic files
should not include special characters or any form of encryption and be
free of any defects or viruses. For additional information about the
EPA's public docket, visit the EPA Docket Center homepage at https://www.epa.gov/dockets.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov/ or email. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
any digital storage media that you mail to the EPA, mark the outside of
the digital storage media as CBI and then identify electronically
within the digital storage media the specific information that is
claimed as CBI. In addition to one complete version of the comments
that includes information claimed as CBI, you must submit a copy of the
comments that does not contain the information claimed as CBI directly
to the public docket through the procedures outlined in Instructions
above. If you submit any digital storage media that does not contain
CBI, mark the outside of the digital storage media clearly that it does
not contain CBI. Information not marked as CBI will be included in the
public docket and the EPA's electronic public docket without prior
notice. Information marked as CBI will not be disclosed except in
accordance with procedures set forth in 40 Code of Federal Regulations
(CFR) part 2. Send or deliver information identified as CBI only to the
following address: OAQPS Document Control Officer (C404-02), OAQPS,
U.S. Environmental Protection Agency, Research Triangle Park, North
Carolina 27711, Attention Docket ID No. EPA-HQ-OAR-2017-0664.
Preamble acronyms and abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the HEM-3 model
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CFR Code of Federal Regulations
D/F dioxins/furans
EMP elongated mineral particulate
EPA Environmental Protection Agency
ERPG emergency response planning guideline
ERT Electronic Reporting Tool
ESP electrostatic precipitator
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM-3 Human Exposure Model, Version 1.5.5
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IRIS Integrated Risk Information System
km kilometer
MACT maximum achievable control technology
mg/m\3\ milligrams per cubic meter
MIR maximum individual risk
NAAQS National Ambient Air Quality Standards
NEI National Emissions Inventory
NESHAP national emission standards for hazardous air pollutants
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
OMB Office of Management and Budget
PB-HAP hazardous air pollutants known to be persistent and bio-
accumulative in the environment
pdf portable document format
PM particulate matter
POM polycyclic organic matter
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
The Court the United States Court of Appeals for the District of
Columbia Circuit
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated Methodology.Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
II. Background
A. What is the statutory authority for this action?
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
C. What data collection activities were conducted to support
this action?
D. What other relevant background information and data are
available?
III. Analytical Procedures and Decision-Making
A. How do we consider risk in our decision-making?
B. How do we perform the technology review?
C. How do we estimate post-MACT risk posed by the source
category?
IV. Analytical Results and Proposed Decisions
A. What are the analytical results and proposed decisions for
this source category?
B. What are the results and proposed decisions based on our
technology review?
C. What other actions are we proposing?
D. What compliance dates are we proposing?
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
[[Page 50662]]
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination with
Indian Tribal Governments
H. Executive Order 13045: Protection of Children from
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the NESHAP and associated regulated
industrial source category that is the subject of this proposal. Table
1 is not intended to be exhaustive, but rather provides a guide for
readers regarding the entities that this proposed action is likely to
affect. The proposed amendments, once promulgated, will be directly
applicable to the affected sources. Federal, state, local, and tribal
government entities would not be affected by this proposed action. As
defined in the Initial List of Categories of Sources Under Section
112(c)(1) of the Clean Air Act Amendments of 1990 (see 57 FR 31576,
July 16, 1992) and Documentation for Developing the Initial Source
Category List, Final Report (see EPA-450/3-91-030, July 1992), the
Taconite Iron Ore Processing source category includes any operation
engaged in separating and concentrating iron ore from taconite, a low
grade iron ore to produce taconite pellets. The category includes, but
is not limited to, the following processes: Liberation of the iron ore
by wet or dry crushing and grinding in gyratory crushers, cone
crushers, rod mills, and ball mills; concentration of the iron ore by
magnetic separation or flotation; pelletization by wet tumbling with a
balling drum or balling disc; induration using a straight grate or
grate kiln furnace, and finished pellet handling.
Table 1--NESHAP and Industrial Source Categories Affected by This
Proposed Action
------------------------------------------------------------------------
Source category NESHAP NAICS code \1\
------------------------------------------------------------------------
Taconite Iron Ore Processing...... 40 CFR part 63, 21221
subpart RRRRR.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this action is available on the internet. Following signature by the
EPA Administrator, the EPA will post a copy of this proposed action at
https://www.epa.gov/taconite-iron-ore-processing-national-emission-standards-hazardous. Following publication in the Federal Register, the
EPA will post the Federal Register version of the proposal and key
technical documents at this same website. Information on the overall
RTR program is available at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory language that incorporates the
proposed changes in this action is available in the docket for this
action (Docket ID No. EPA-HQ-OAR-2017-0664).
II. Background
A. What is the statutory authority for this action?
The statutory authority for this action is provided by sections 112
and 301 of the CAA, as amended (42 U.S.C. 7401 et seq.). Section 112 of
the CAA establishes a two-stage regulatory process to develop standards
for emissions of HAP from stationary sources. Generally, the first
stage involves establishing technology-based standards and the second
stage involves evaluating those standards that are based on maximum
achievable control technology (MACT) to determine whether additional
standards are needed to address any remaining risk associated with HAP
emissions. This second stage is commonly referred to as the ``residual
risk review.'' In addition to the residual risk review, the CAA also
requires the EPA to review standards set under CAA section 112 every 8
years to determine if there are ``developments in practices, processes,
or control technologies'' that may be appropriate to incorporate into
the standards. This review is commonly referred to as the ``technology
review.'' When the two reviews are combined into a single rulemaking,
it is commonly referred to as the ``risk and technology review.'' The
discussion that follows identifies the most relevant statutory sections
and briefly explains the contours of the methodology used to implement
these statutory requirements. A more comprehensive discussion appears
in the document titled CAA Section 112 Risk and Technology Reviews:
Statutory Authority and Methodology, in the docket for this rulemaking.
In the first stage of the CAA section 112 standard setting process,
the EPA promulgates technology-based standards under CAA section 112(d)
for categories of sources identified as emitting one or more of the HAP
listed in CAA section 112(b). Sources of HAP emissions are either major
sources or area sources, and CAA section 112 establishes different
requirements for major source standards and area source standards.
``Major sources'' are those that emit or have the potential to emit 10
tons per year (tpy) or more of a single HAP or 25 tpy or more of any
combination of HAP. All other sources are ``area sources.'' For major
sources, CAA section 112(d)(2) provides that the technology-based
NESHAP must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts). These standards are commonly
referred to as MACT standards. CAA section 112(d)(3) also establishes a
minimum control level for MACT standards, known as the MACT ``floor.''
The EPA must also consider control options that are more stringent than
the floor. Standards more stringent than the floor are commonly
referred to as beyond-the-floor standards. In certain instances, as
provided in CAA section 112(h), the EPA may set work practice standards
where it is not feasible to prescribe or enforce a numerical emission
standard. For area sources, CAA section 112(d)(5) gives the EPA
discretion to set standards based on generally available control
technologies or management practices (GACT standards) in lieu of MACT
standards.
The second stage in standard-setting focuses on identifying and
addressing any remaining (i.e., ``residual'') risk according to CAA
section 112(f). For source categories subject to MACT standards,
section 112(f)(2) of the CAA requires the EPA to determine whether
promulgation of additional standards or revised standards is needed to
provide
[[Page 50663]]
an ample margin of safety to protect public health or to prevent an
adverse environmental effect. Section 112(d)(5) of the CAA provides
that this residual risk review is not required for categories of area
sources subject to GACT standards. Section 112(f)(2)(B) of the CAA
further expressly preserves the EPA's use of the two-step approach for
developing standards to address any residual risk and the Agency's
interpretation of ``ample margin of safety'' developed in the National
Emissions Standards for Hazardous Air Pollutants: Benzene Emissions
from Maleic Anhydride Plants, Ethylbenzene/Styrene Plants, Benzene
Storage Vessels, Benzene Equipment Leaks, and Coke By-Product Recovery
Plants (Benzene NESHAP) (54 FR 38044, September 14, 1989). The EPA
notified Congress in the Risk Report that the Agency intended to use
the Benzene NESHAP approach in making CAA section 112(f) residual risk
determinations (EPA-453/R-99-001, p. ES-11). The EPA subsequently
adopted this approach in its residual risk determinations and the
United States Court of Appeals for the District of Columbia Circuit
(the Court) upheld the EPA's interpretation that CAA section 112(f)(2)
incorporates the approach established in the Benzene NESHAP. See NRDC
v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008).
The approach incorporated into the CAA and used by the EPA to
evaluate residual risk and to develop standards under CAA section
112(f)(2) is a two-step approach. In the first step, the EPA determines
whether risks are acceptable. This determination ``considers all health
information, including risk estimation uncertainty, and includes a
presumptive limit on maximum individual lifetime [cancer] risk (MIR)
\1\ of approximately 1 in 10 thousand.'' 54 FR 38045, September 14,
1989. If risks are unacceptable, the EPA must determine the emissions
standards necessary to reduce risk to an acceptable level without
considering costs. In the second step of the approach, the EPA
considers whether the emissions standards provide an ample margin of
safety to protect public health ``in consideration of all health
information, including the number of persons at risk levels higher than
approximately 1 in 1 million, as well as other relevant factors,
including costs and economic impacts, technological feasibility, and
other factors relevant to each particular decision.'' Id. The EPA must
promulgate emission standards necessary to provide an ample margin of
safety to protect public health or determine that the standards being
reviewed provide an ample margin of safety without any revisions. After
conducting the ample margin of safety analysis, we consider whether a
more stringent standard is necessary to prevent, taking into
consideration costs, energy, safety, and other relevant factors, an
adverse environmental effect.
---------------------------------------------------------------------------
\1\ Although defined as ``maximum individual risk,'' MIR refers
only to cancer risk. MIR, one metric for assessing cancer risk, is
the estimated risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
---------------------------------------------------------------------------
CAA section 112(d)(6) separately requires the EPA to review
standards promulgated under CAA section 112 and revise them ``as
necessary (taking into account developments in practices, processes,
and control technologies)'' no less often than every 8 years. In
conducting this review, which we call the ``technology review,'' the
EPA is not required to recalculate the MACT floor. Natural Resources
Defense Council (NRDC) v. EPA, 529 F.3d 1077, 1084 (D.C. Cir. 2008).
Association of Battery Recyclers, Inc. v. EPA, 716 F.3d 667 (D.C. Cir.
2013). The EPA may consider cost in deciding whether to revise the
standards pursuant to CAA section 112(d)(6).
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
The EPA initially promulgated the Taconite Iron Ore Processing
NESHAP on October 30, 2003 (68 FR 61869), and it is codified at 40 CFR
part 63, subpart RRRRR. This NESHAP regulates HAP emissions from new
and existing taconite iron ore processing plants that are major sources
of HAP. The Taconite Iron Ore Processing source category consists of
eight individual facilities. Six of these facilities are in Minnesota
and two are in Michigan.
A taconite iron ore processing plant separates and concentrates
iron ore from taconite, a low-grade iron ore containing 20- to 25-
percent iron, and produces taconite pellets, which are 60- to 65-
percent iron. Most of these pellets, nearly 98 percent, are sent to
iron and steel manufacturers for use as feed material. The regulated
sources are each new or existing ore crushing and handling operation,
ore dryer, pellet indurating furnace, and finished pellet handling
operation at a taconite iron ore processing plant that is (or is part
of) a major source of HAP emissions. The NESHAP also regulates fugitive
emissions from stockpiles (including uncrushed and crushed ore and
finished pellets), material transfer points, plant roadways, tailings
basin, pellet loading areas, and yard areas.
Taconite iron ore processing includes crushing and handling of the
crude ore; concentrating (milling, magnetic separation, chemical
flotation, etc.); agglomerating (dewatering, drying, and balling);
indurating; and finished pellet handling.
Taconite ore is obtained using a strip-mining process. Surface
material and rock are removed to expose the taconite ore-bearing rock
layers. Blasting is used to break up the taconite ore, which is then
scooped up using large cranes with shovels and loaded into trucks or
railcars. The ore is transported from the mine to the primary crushers.
The ore crushing process begins when the taconite ore is dumped
into the primary crusher which reduces the crude ore to a diameter of
about 6 inches. Additional fine crushing further reduces the material
to a size approximately \3/4\ of an inch in diameter. Intermediate
vibratory screens remove the undersized material from the feed before
it enters the next crusher. After it is adequately crushed, the ore is
conveyed to storage bins at the concentrator building.
In the concentrator building, water is typically added to the ore
as it is conveyed into rod and ball mills which further grind the
taconite ore to the consistency of coarse beach sand. Taconite ore is
then separated from the waste rock material using magnetic separation.
The iron content of the slurry is further increased using a combination
of hydraulic concentration (gravity settling) and chemical flotation.
Typically, application of water is utilized to suppress particulate and
HAP metal emissions from the concentrating processes.
From the concentration process, the taconite slurry enters the
agglomerating process. In this part of the process, water is removed
from the taconite slurry using vacuum disk filters or similar equipment
and, at one plant, rotary dryers follow the disc filters and provide
additional drying of the ore. The taconite is then mixed with binding
agents in a balling drum which tumbles and rolls the taconite into
unfired pellets. From the balling drum, the unfired pellets are
conveyed to the indurating furnace.
The unfired taconite pellets enter the induration furnace where
they are hardened and oxidized at a temperature of between 2,290 to
2,550 degrees Fahrenheit. Indurating furnaces are either straight grate
furnaces or grate kiln furnaces. The hardened, finished pellets exit
through the indurating furnace cooler.
The finished pellet handling process begins at the point where the
fired
[[Page 50664]]
taconite pellets exit the indurating furnace cooler (i.e., pellet
loadout) and ends at the finished pellet stockpile. The finished pellet
handling process includes finished pellet screening, transfer, and
storage.
Ore crushing and handling, ore drying, and finished pellet handling
are all potentially significant points of particulate matter (PM)
emissions. Taconite ore inherently contains trace metals, such as
manganese, chromium, cobalt, arsenic, and lead, which are listed as HAP
under CAA section 112(b) and the PM emissions from these three
operations can contain these metal compounds. Manganese compounds are
the predominant metal HAP emitted from ore crushing and handling, ore
drying, and finished pellet handling.
The indurating furnaces are the most significant sources of HAP
emissions, accounting for about 99 percent of the total HAP emissions
from the Taconite Iron Ore Processing source category. Three types of
HAP are emitted from the waste gas stacks of indurating furnaces. The
first type of HAP is metallic HAP existing as a portion of PM from the
taconite ore or from fuel (such as coal) fed into the furnaces.
Manganese and arsenic compounds are the predominant metal HAP emitted
by indurating furnaces. Other metal HAP emitted from these furnaces
include chromium, lead, nickel, cadmium, and mercury. The second type
of HAP is organic HAP, primarily formaldehyde, resulting as a product
of incomplete fuel combustion. The third type of HAP is acid gases,
such as hydrochloric acid (HCl) and hydrofluoric acid (HF). Fluorine
and chlorine compounds in the raw materials are liberated during the
indurating process and combine with moisture in the exhaust to form HCl
and HF.
The current rule requires compliance with emission limits,
operating limits for control devices, and work practice standards at
all times except during periods of SSM. The emission limits are in the
form of PM limits, which are a surrogate for metal HAP emissions as
well as for HCl and HF for indurating furnaces. Emission limitations,
shown in Table 2, apply to each ore crushing and handling operation,
ore dryer, indurating furnace, and finished pellet handling operation.
Table 2--PM Emission Limits for Taconite Iron Ore Processing
------------------------------------------------------------------------
Affected source is Emission limits
Affected source new or existing \1\
------------------------------------------------------------------------
Ore crushing and handling Existing.......... 0.008 gr/dscf
emission units.
New............... 0.005 gr/dscf.
Straight grate indurating Existing.......... 0.01 gr/dscf
furnace processing magnetite.
New............... 0.006 gr/dscf.
Grate kiln indurating furnace Existing.......... 0.01 gr/dscf.
processing magnetite.
New............... 0.006 gr/dscf.
Grate kiln indurating furnace Existing.......... 0.03 gr/dscf.
processing hematite.
New............... 0.018 gr/dscf.
Finished pellet handling Existing.......... 0.008 gr/dscf.
emission units.
New............... 0.005 gr/dscf.
Ore dryer....................... Existing.......... 0.052 gr/dscf.
New............... 0.025 gr/dscf.
------------------------------------------------------------------------
\1\ gr/dscf = grains per dry standard cubic foot.
Performance tests are required to demonstrate compliance with the
emission limits and must be conducted twice per 5-year period. The rule
also requires that site-specific operating limits be established during
the performance test for each control device and monitored continuously
to demonstrate continuous compliance. Table 3 lists the operating
parameters that must be established during the performance test and
then monitored continuously.
Table 3--Operating Parameters Monitored To Demonstrate Continuous
Compliance
------------------------------------------------------------------------
Monitoring device Parameters
Control device \1\ \2\ monitored
------------------------------------------------------------------------
Baghouse........................ Bag leak detection Relative change in
system. PM loading.
Dynamic wet scrubber............ CPMS.............. Scrubber water
flow rate and
either fan
amperage or
pressure drop.
Wet scrubbers (other than CPMS.............. Pressure drop and
dynamic wet scrubbers). scrubber water
flow rate.
Dry ESP......................... COMS, or CPMS..... Opacity Secondary
voltage and
secondary
current.
Wet ESP......................... CPMS.............. Secondary voltage,
stack outlet
temperature, and
water flow rate.
------------------------------------------------------------------------
\1\ ESP = electrostatic precipitator.
\2\ CPMS = continuous parameter monitoring system, COMS = continuous
opacity monitor.
The current rule also includes operation and maintenance
requirements for pellet indurating furnaces to ensure good combustion
practices to minimize emissions of organic HAP (combustion-related HAP
such as formaldehyde) and requires that sources of fugitive dust
emissions at taconite iron ore processing plants be controlled using
work practices described in detail in a facility's fugitive dust
emissions control plan. The plan must address fugitive emissions from
stockpiles (including uncrushed and crushed ore and finished pellets),
material transfer points, plant roadways, tailings basin, pellet
loading areas, and yard areas.
C. What data collection activities were conducted to support this
action?
For the Taconite Iron Ore Processing source category, the EPA did
not use data collection requests to gather emissions and other related
data used in the analysis of risks. The data and data sources used to
support this action are described in section II.D below.
[[Page 50665]]
D. What other relevant background information and data are available?
Information used to estimate emissions from taconite iron ore
processing plants was obtained primarily from the EPA's 2014 National
Emissions Inventory (NEI) database (https://www.epa.gov/air-emissions-inventories/2014-national-emissions-inventory-nei-data) and
supplemental information submitted by industry. Data on the numbers,
types, dimensions, and locations of the emission points for each
facility were obtained from the NEI, state agencies, Google
EarthTM, and taconite iron ore processing industry staff.
The HAP emissions from taconite iron ore processing plants were
categorized by source into one of the five emission process groups as
follows: Ore crushing and handling operations; ore drying; pellet
induration; pellet handling operations; and fugitive sources. Data on
HAP emissions, including the HAP emitted, emission source, emission
rates, stack parameters (such as temperature, velocity, flow, etc.),
and latitude and longitude were compiled into a draft modeling file.
To ensure the quality of the emissions data, the EPA subjected the
draft modeling file to a variety of quality checks. The draft modeling
file for each facility was made available to the facility to review the
emission release parameters and the emission rates for their
facilities. Source latitudes and longitudes reported by facilities were
checked in Google EarthTM to verify accuracy and were
corrected as needed. These and other quality control efforts resulted
in a more accurate emissions dataset. The document, Development of the
Residual Risk Review Emissions Dataset for the Taconite Iron Ore
Processing Source Category, provides a detailed description of the
development of the modeling dataset and is available in the docket for
this rulemaking.
III. Analytical Procedures and Decision-Making
In this section, we describe the analyses performed to support the
proposed decisions for the RTR and other issues addressed in this
action.
A. How do we consider risk in our decision-making?
As discussed in section II.A of this preamble and in the Benzene
NESHAP, in evaluating and developing standards under CAA section
112(f)(2), we apply a two-step approach to determine whether or not
risks are acceptable and to determine if the standards provide an ample
margin of safety to protect public health. As explained in the Benzene
NESHAP, ``the first step judgment on acceptability cannot be reduced to
any single factor'' and, thus, ``[t]he Administrator believes that the
acceptability of risk under section 112 is best judged on the basis of
a broad set of health risk measures and information.'' 54 FR 38046,
September 14, 1989. Similarly, with regard to the ample margin of
safety determination, ``the Agency again considers all of the health
risk and other health information considered in the first step. Beyond
that information, additional factors relating to the appropriate level
of control will also be considered, including cost and economic impacts
of controls, technological feasibility, uncertainties, and any other
relevant factors.'' Id.
The Benzene NESHAP approach provides flexibility regarding factors
the EPA may consider in making determinations and how the EPA may weigh
those factors for each source category. The EPA conducts a risk
assessment that provides estimates of the MIR posed by the HAP
emissions from each source in the source category, the hazard index
(HI) for chronic exposures to HAP with the potential to cause noncancer
health effects, and the hazard quotient (HQ) for acute exposures to HAP
with the potential to cause noncancer health effects.\2\ The assessment
also provides estimates of the distribution of cancer risk within the
exposed populations, cancer incidence, and an evaluation of the
potential for an adverse environmental effect. The scope of the EPA's
risk analysis is consistent with the EPA's response to comments on our
policy under the Benzene NESHAP where the EPA explained that:
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\2\ The MIR is defined as the cancer risk associated with a
lifetime of exposure at the highest concentration of HAP where
people are likely to live. The HQ is the ratio of the potential HAP
exposure concentration to the noncancer dose-response value; the HI
is the sum of HQs for HAP that affect the same target organ or organ
system.
``[t]he policy chosen by the Administrator permits consideration of
multiple measures of health risk. Not only can the MIR figure be
considered, but also incidence, the presence of non-cancer health
effects, and the uncertainties of the risk estimates. In this way,
the effect on the most exposed individuals can be reviewed as well
as the impact on the general public. These factors can then be
weighed in each individual case. This approach complies with the
Vinyl Chloride mandate that the Administrator ascertain an
acceptable level of risk to the public by employing his expertise to
assess available data. It also complies with the Congressional
intent behind the CAA, which did not exclude the use of any
particular measure of public health risk from the EPA's
consideration with respect to CAA section 112 regulations, and
thereby implicitly permits consideration of any and all measures of
health risk which the Administrator, in his judgment, believes are
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appropriate to determining what will `protect the public health'.''
See 54 FR 38057, September 14, 1989. Thus, the level of the MIR is
only one factor to be weighed in determining acceptability of risk. The
Benzene NESHAP explained that ``an MIR of approximately one in 10
thousand should ordinarily be the upper end of the range of
acceptability. As risks increase above this benchmark, they become
presumptively less acceptable under CAA section 112, and would be
weighed with the other health risk measures and information in making
an overall judgment on acceptability. Or, the Agency may find, in a
particular case, that a risk that includes an MIR less than the
presumptively acceptable level is unacceptable in the light of other
health risk factors.'' Id. at 38045. In other words, risks that include
an MIR above 100-in-1 million may be determined to be acceptable, and
risks with an MIR below that level may be determined to be
unacceptable, depending on all of the available health information.
Similarly, with regard to the ample margin of safety analysis, the EPA
stated in the Benzene NESHAP that: ``EPA believes the relative weight
of the many factors that can be considered in selecting an ample margin
of safety can only be determined for each specific source category.
This occurs mainly because technological and economic factors (along
with the health-related factors) vary from source category to source
category.'' Id. at 38061. We also consider the uncertainties associated
with the various risk analyses, as discussed earlier in this preamble,
in our determinations of acceptability and ample margin of safety.
The EPA notes that it has not considered certain health information
to date in making residual risk determinations. At this time, we do not
attempt to quantify the HAP risk that may be associated with emissions
from other facilities that do not include the source category under
review, mobile source emissions, natural source emissions, persistent
environmental pollution, or atmospheric transformation in the vicinity
of the sources in the category.
The EPA understands the potential importance of considering an
individual's total exposure to HAP in addition to considering exposure
to HAP emissions from the source category and facility. We recognize
that such consideration may be particularly important when assessing
noncancer
[[Page 50666]]
risk, where pollutant-specific exposure health reference levels (e.g.,
reference concentrations (RfCs)) are based on the assumption that
thresholds exist for adverse health effects. For example, the EPA
recognizes that, although exposures attributable to emissions from a
source category or facility alone may not indicate the potential for
increased risk of adverse noncancer health effects in a population, the
exposures resulting from emissions from the facility in combination
with emissions from all of the other sources (e.g., other facilities)
to which an individual is exposed may be sufficient to result in an
increased risk of adverse noncancer health effects. In May 2010, the
Science Advisory Board (SAB) advised the EPA ``that RTR assessments
will be most useful to decision makers and communities if results are
presented in the broader context of aggregate and cumulative risks,
including background concentrations and contributions from other
sources in the area.'' \3\
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\3\ Recommendations of the SAB Risk and Technology Review
Methods Panel are provided in their report, which is available at:
https://yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPA-SAB-10-007-unsigned.pdf.
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In response to the SAB recommendations, the EPA incorporates
cumulative risk analyses into its RTR risk assessments, including those
reflected in this action. The Agency (1) conducts facility-wide
assessments, which include source category emission points, as well as
other emission points within the facilities; (2) combines exposures
from multiple sources in the same category that could affect the same
individuals; and (3) for some persistent and bioaccumulative
pollutants, analyzes the ingestion route of exposure. In addition, the
RTR risk assessments consider aggregate cancer risk from all
carcinogens and aggregated noncancer HQs for all noncarcinogens
affecting the same target organ or target organ system.
Although we are interested in placing source category and facility-
wide HAP risk in the context of total HAP risk from all sources
combined in the vicinity of each source, we are concerned about the
uncertainties of doing so. Estimates of total HAP risk from emission
sources other than those that we have studied in depth during this RTR
review would have significantly greater associated uncertainties than
the source category or facility-wide estimates. Such aggregate or
cumulative assessments would compound those uncertainties, making the
assessments too unreliable.
B. How do we perform the technology review?
Our technology review focuses on the identification and evaluation
of developments in practices, processes, and control technologies that
have occurred since the MACT standards were promulgated. Where we
identify such developments, we analyze their technical feasibility,
estimated costs, energy implications, and non-air environmental
impacts. We also consider the emission reductions associated with
applying each development. This analysis informs our decision of
whether it is ``necessary'' to revise the emissions standards. In
addition, we consider the appropriateness of applying controls to new
sources versus retrofitting existing sources. For this exercise, we
consider any of the following to be a ``development'':
Any add-on control technology or other equipment that was
not identified and considered during development of the original MACT
standards;
Any improvements in add-on control technology or other
equipment (that were identified and considered during development of
the original MACT standards) that could result in additional emissions
reduction;
Any work practice or operational procedure that was not
identified or considered during development of the original MACT
standards;
Any process change or pollution prevention alternative
that could be broadly applied to the industry and that was not
identified or considered during development of the original MACT
standards; and
Any significant changes in the cost (including cost
effectiveness) of applying controls (including controls the EPA
considered during the development of the original MACT standards).
In addition to reviewing the practices, processes, and control
technologies that were considered at the time we originally developed
the NESHAP, we review a variety of data sources in our investigation of
potential practices, processes, or controls to consider. See sections
II.C and II.D of this preamble for information on the specific data
sources that were reviewed as part of the technology review.
C. How do we estimate post-MACT risk posed by the source category?
In this section, we provide a complete description of the types of
analyses that we generally perform during the risk assessment process.
In some cases, we do not perform a specific analysis because it is not
relevant. For example, in the absence of emissions of HAP known to be
persistent and bioaccumulative in the environment (PB-HAP), we would
not perform a multipathway exposure assessment. Where we do not perform
an analysis, we state that we do not and provide the reason. While we
present all of our risk assessment methods, we only present risk
assessment results for the analyses actually conducted (see section
IV.A of this preamble).
The EPA conducts a risk assessment that provides estimates of the
MIR for cancer posed by the HAP emissions from each source in the
source category, the HI for chronic exposures to HAP with the potential
to cause noncancer health effects, and the HQ for acute exposures to
HAP with the potential to cause noncancer health effects. The
assessment also provides estimates of the distribution of cancer risk
within the exposed populations, cancer incidence, and an evaluation of
the potential for an adverse environmental effect. The seven sections
that follow this paragraph describe how we estimated emissions and
conducted the risk assessment. The docket for this rulemaking contains
the following document which provides more information on the risk
assessment inputs and models: Residual Risk Assessment for the Taconite
Iron Ore Processing Source Category in Support of the 2019 Risk and
Technology Review Proposed Rule (also referred to as the Taconite Risk
Report in this preamble, and available in Docket ID No. EPA-HQ-OAR-
2017-0664). The methods used to assess risk (as described in the seven
primary steps below) are consistent with those described by the EPA in
the document reviewed by a panel of the EPA's SAB in 2009; \4\ and
described in the SAB review report issued in 2010. They are also
consistent with the key recommendations contained in that report.
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\4\ U.S. EPA. Risk and Technology Review (RTR) Risk Assessment
Methodologies: For Review by the EPA's Science Advisory Board with
Case Studies--MACT I Petroleum Refining Sources and Portland Cement
Manufacturing, June 2009. EPA-452/R-09-006. https://www3.epa.gov/airtoxics/rrisk/rtrpg.html.
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1. How did we estimate actual emissions and identify the emissions
release characteristics?
The HAP emissions from taconite iron ore processing plants fall
into the following pollutant categories: Metals (HAP metals), acid
gases (i.e., HCl and HF), and combustion-related organic HAP, such as
polycyclic aromatic hydrocarbons, dioxins/furans (D/F), benzene, and
formaldehyde. The HAP
[[Page 50667]]
are emitted from several emission sources at taconite iron ore
processing plants which, for the purposes of the source category risk
assessment, have been categorized into five emission process groups as
follows: ore crushing and handling operations, ore drying, pellet
induration, finished pellet handling operations, and fugitive dust
emissions control plan sources.
The main sources of emissions data include the NEI data submitted
for calendar year 2014 and supplemental information submitted by
industry (available in Docket ID No. EPA-HQ-OAR-2017-0664). Data on the
numbers, types, dimensions, and locations of the emission points for
each facility were obtained from the NEI, state agencies (i.e., the
Minnesota Pollution Control Agency and the Michigan Department of
Environmental Quality), Google EarthTM, and from
representatives of the taconite iron ore processing industry. A
description of the data, approach, and rationale used to develop actual
HAP emissions estimates is discussed in more detail in the document,
Development of the Residual Risk Review Emissions Dataset for the
Taconite Iron Ore Processing Source Category, which is available in the
docket (Docket ID No. EPA-HQ-OAR-2017-0664).
2. How did we estimate MACT-allowable emissions?
The available emissions data in the RTR emissions dataset include
estimates of the mass of HAP emitted during a specified annual time
period. These ``actual'' emission levels are often lower than the
emission levels allowed under the requirements of the current MACT
standards. The emissions allowed under the MACT standards are referred
to as the ``MACT-allowable'' emissions. We discussed the consideration
of both MACT-allowable and actual emissions in the final Coke Oven
Batteries RTR (70 FR 19998-19999, April 15, 2005) and in the proposed
and final Hazardous Organic NESHAP RTR (71 FR 34428, June 14, 2006, and
71 FR 76609, December 21, 2006, respectively). In those actions, we
noted that assessing the risk at the MACT-allowable level is inherently
reasonable since that risk reflects the maximum level facilities could
emit and still comply with national emission standards. We also
explained that it is reasonable to consider actual emissions, where
such data are available, in both steps of the risk analysis, in
accordance with the Benzene NESHAP approach. (54 FR 38044, September
14, 1989.)
Allowable emission rates for the taconite iron ore processing
plants were developed by scaling the actual emission rates.
Specifically, once the actual emission rates were developed for a given
facility, the allowable emission rate of each emission process group at
a given facility was estimated by multiplying the actual emission rate
of the emission process group by the ratio of the effective (maximum)
production rate of that facility to the actual production rate of that
facility during calendar year 2014. The ratios all exceeded 1.0
resulting in all allowable emissions being greater than actual
emissions. For a detailed description of the estimation of allowable
emissions, see the document, Development of the Residual Risk Review
Emissions Dataset for the Taconite Iron Ore Processing Source Category,
which is available in the docket (Docket ID No. EPA-HQ-OAR-2017-0664).
3. How do we conduct dispersion modeling, determine inhalation
exposures, and estimate individual and population inhalation risk?
Both long-term and short-term inhalation exposure concentrations
and health risk from the source category addressed in this action were
estimated using the Human Exposure Model (HEM-3).\5\ The HEM-3 performs
three primary risk assessment activities: (1) Conducting dispersion
modeling to estimate the concentrations of HAP in ambient air, (2)
estimating long-term and short-term inhalation exposures to individuals
residing within 50 kilometers (km) of the modeled sources, and (3)
estimating individual and population-level inhalation risk using the
exposure estimates and quantitative dose-response information.
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\5\ For more information about HEM-3, go to https://www.epa.gov/fera/risk-assessment-and-modeling-human-exposure-model-hem.
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a. Dispersion Modeling
The air dispersion model AERMOD, used by the HEM-3 model, is one of
the EPA's preferred models for assessing air pollutant concentrations
from industrial facilities.\6\ To perform the dispersion modeling and
to develop the preliminary risk estimates, HEM-3 draws on three data
libraries. The first is a library of meteorological data, which is used
for dispersion calculations. This library includes 1 year (2016) of
hourly surface and upper air observations from 824 meteorological
stations, selected to provide coverage of the United States and Puerto
Rico. A second library of United States Census Bureau census block \7\
internal point locations and populations provides the basis of human
exposure calculations (U.S. Census, 2010). In addition, for each census
block, the census library includes the elevation and controlling hill
height, which are also used in dispersion calculations. A third library
of pollutant-specific dose-response values is used to estimate health
risk. These are discussed below.
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\6\ U.S. EPA. Revision to the Guideline on Air Quality Models:
Adoption of a Preferred General Purpose (Flat and Complex Terrain)
Dispersion Model and Other Revisions (70 FR 68218, November 9,
2005).
\7\ A census block is the smallest geographic area for which
census statistics are tabulated.
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b. Risk From Chronic Exposure to HAP
In developing the risk assessment for chronic exposures, we use the
estimated annual average ambient air concentrations of each HAP emitted
by each source in the source category. The HAP air concentrations at
each nearby census block centroid located within 50 km of the facility
are a surrogate for the chronic inhalation exposure concentration for
all the people who reside in that census block. A distance of 50 km is
consistent with both the analysis supporting the 1989 Benzene NESHAP
(54 FR 38044, September 14, 1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR as the cancer risk
associated with a continuous lifetime (24 hours per day, 7 days per
week, 52 weeks per year, 70 years) exposure to the maximum
concentration at the centroid of each inhabited census block. We
calculate individual cancer risk by multiplying the estimated lifetime
exposure to the ambient concentration of each HAP (in micrograms per
cubic meter ([mu]g/m\3\)) by its unit risk estimate (URE). The URE is
an upper-bound estimate of an individual's incremental risk of
contracting cancer over a lifetime of exposure to a concentration of 1
microgram of the pollutant per cubic meter of air. For residual risk
assessments, we generally use UREs from the EPA's Integrated Risk
Information System (IRIS). For carcinogenic pollutants without IRIS
values, we look to other reputable sources of cancer dose-response
values, often using California EPA (CalEPA) UREs, where available. In
cases where new, scientifically credible dose-response values have been
developed in a manner consistent with EPA guidelines and have undergone
a peer review process similar to that used by the EPA, we may use such
dose-response values in place of, or in addition to, other values, if
appropriate. The pollutant-specific dose-response
[[Page 50668]]
values used to estimate health risk are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
To estimate individual lifetime cancer risks associated with
exposure to HAP emissions from each facility in the source category, we
sum the risks for each of the carcinogenic HAP \8\ emitted by the
modeled facility. We estimate cancer risk at every census block within
50 km of every facility in the source category. The MIR is the highest
individual lifetime cancer risk estimated for any of those census
blocks. In addition to calculating the MIR, we estimate the
distribution of individual cancer risks for the source category by
summing the number of individuals within 50 km of the sources whose
estimated risk falls within a specified risk range. We also estimate
annual cancer incidence by multiplying the estimated lifetime cancer
risk at each census block by the number of people residing in that
block, summing results for all of the census blocks, and then dividing
this result by a 70-year lifetime.
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\8\ The EPA's 2005 Guidelines for Carcinogen Risk Assessment
classifies carcinogens as: ``carcinogenic to humans,'' ``likely to
be carcinogenic to humans,'' and ``suggestive evidence of
carcinogenic potential.'' These classifications also coincide with
the terms ``known carcinogen, probable carcinogen, and possible
carcinogen,'' respectively, which are the terms advocated in the
EPA's Guidelines for Carcinogen Risk Assessment, published in 1986
(51 FR 33992, September 24, 1986). In August 2000, the document,
Supplemental Guidance for Conducting Health Risk Assessment of
Chemical Mixtures (EPA/630/R-00/002), was published as a supplement
to the 1986 document. Copies of both documents can be obtained from
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=20533&CFID=70315376&CFTOKEN=71597944. Summing
the risk of these individual compounds to obtain the cumulative
cancer risk is an approach that was recommended by the EPA's SAB in
their 2002 peer review of the EPA's National Air Toxics Assessment
(NATA) titled NATA--Evaluating the National-scale Air Toxics
Assessment 1996 Data--an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/
214C6E915BB04E14852570CA007A682C/$File/ecadv02001.pdf.
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To assess the risk of noncancer health effects from chronic
exposure to HAP, we calculate either an HQ or a target organ-specific
hazard index (TOSHI). We calculate an HQ when a single noncancer HAP is
emitted. Where more than one noncancer HAP is emitted, we sum the HQ
for each of the HAP that affects a common target organ or target organ
system to obtain a TOSHI. The HQ is the estimated exposure divided by
the chronic noncancer dose-response value, which is a value selected
from one of several sources. The preferred chronic noncancer dose-
response value is the EPA RfC, defined as ``an estimate (with
uncertainty spanning perhaps an order of magnitude) of a continuous
inhalation exposure to the human population (including sensitive
subgroups) that is likely to be without an appreciable risk of
deleterious effects during a lifetime'' (https://iaspub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&vocabName=IRIS%20Glossary). In cases where an RfC
from the EPA's IRIS is not available or where the EPA determines that
using a value other than the RfC is appropriate, the chronic noncancer
dose-response value can be a value from the following prioritized
sources, which define their dose-response values similarly to the EPA:
(1) The Agency for Toxic Substances and Disease Registry (ATSDR)
Minimum Risk Level (https://www.atsdr.cdc.gov/mrls/index.asp); (2) the
CalEPA Chronic Reference Exposure Level (REL) (https://oehha.ca.gov/air/crnr/notice-adoption-air-toxics-hot-spots-program-guidance-manual-preparation-health-risk-0); or (3) as noted above, a scientifically
credible dose-response value that has been developed in a manner
consistent with the EPA guidelines and has undergone a peer review
process similar to that used by the EPA. The pollutant-specific dose-
response values used to estimate health risks are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
c. Risk From Acute Exposure to HAP That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate acute inhalation dose-response
values are available, the EPA also assesses the potential health risks
due to acute exposure. For these assessments, the EPA makes
conservative assumptions about emission rates, meteorology, and
exposure location. In this proposed rulemaking, as part of our efforts
to continually improve our methodologies to evaluate the risks that HAP
emitted from categories of industrial sources pose to human health and
the environment,\9\ we are revising our treatment of meteorological
data to use reasonable worst-case air dispersion conditions in our
acute risk screening assessments instead of worst-case air dispersion
conditions. This revised treatment of meteorological data and the
supporting rationale are described in more detail in Residual Risk
Assessment for Taconite Iron Ore Processing Source Category in Support
of the 2019 Risk and Technology Review Proposed Rule and in Appendix 5
of the report: Technical Support Document for Acute Risk Screening
Assessment. We will be applying this revision in RTR rulemakings
proposed on or after June 3, 2019.
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\9\ See, e.g., U.S. EPA. Screening Methodologies to Support Risk
and Technology Reviews (RTR): A Case Study Analysis (Draft Report,
May 2017. https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html).
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To assess the potential acute risk to the maximally exposed
individual, we use the peak hourly emission rate for each emission
point,\10\ reasonable worst-case air dispersion conditions (i.e., 99th
percentile), and the point of highest off-site exposure. Specifically,
we assume that peak emissions from the source category and reasonable
worst-case air dispersion conditions co-occur and that a person is
present at the point of maximum exposure.
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\10\ In the absence of hourly emission data, we develop
estimates of maximum hourly emission rates by multiplying the
average actual annual emissions rates by a factor (either a
category-specific factor or a default factor of 10) to account for
variability. This is documented in Residual Risk Assessment for
Taconite Iron Ore Processing Source Category in Support of the 2019
Risk and Technology Review Proposed Rule and in Appendix 5 of the
report: Technical Support Document for Acute Risk Screening
Assessment. Both are available in the docket for this rulemaking.
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To characterize the potential health risks associated with
estimated acute inhalation exposures to a HAP, we generally use
multiple acute dose-response values, including acute RELs, acute
exposure guideline levels (AEGLs), and emergency response planning
guidelines (ERPG) for 1-hour exposure durations, if available, to
calculate acute HQs. The acute HQ is calculated by dividing the
estimated acute exposure concentration by the acute dose-response
value. For each HAP for which acute dose-response values are available,
the EPA calculates acute HQs.
An acute REL is defined as ``the concentration level at or below
which no adverse health effects are anticipated for a specified
exposure duration.'' \11\ Acute RELs are based on the most sensitive,
relevant, adverse health effect reported in the peer-reviewed medical
and toxicological literature. They are designed to protect the most
sensitive individuals in the population through the inclusion of
margins of safety. Because margins of safety are incorporated to
address data gaps and
[[Page 50669]]
uncertainties, exceeding the REL does not automatically indicate an
adverse health impact. AEGLs represent threshold exposure limits for
the general public and are applicable to emergency exposures ranging
from 10 minutes to 8 hours.\12\ They are guideline levels for ``once-
in-a-lifetime, short-term exposures to airborne concentrations of
acutely toxic, high-priority chemicals.'' Id. at 21. The AEGL-1 is
specifically defined as ``the airborne concentration (expressed as ppm
(parts per million) or mg/m\3\ (milligrams per cubic meter)) of a
substance above which it is predicted that the general population,
including susceptible individuals, could experience notable discomfort,
irritation, or certain asymptomatic nonsensory effects. However, the
effects are not disabling and are transient and reversible upon
cessation of exposure.'' The document also notes that ``Airborne
concentrations below AEGL-1 represent exposure levels that can produce
mild and progressively increasing but transient and nondisabling odor,
taste, and sensory irritation or certain asymptomatic, nonsensory
effects.'' Id. AEGL-2 are defined as ``the airborne concentration
(expressed as parts per million or milligrams per cubic meter) of a
substance above which it is predicted that the general population,
including susceptible individuals, could experience irreversible or
other serious, long-lasting adverse health effects or an impaired
ability to escape.'' Id.
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\11\ CalEPA issues acute RELs as part of its Air Toxics Hot
Spots Program, and the 1-hour and 8-hour values are documented in
Air Toxics Hot Spots Program Risk Assessment Guidelines, Part I, The
Determination of Acute Reference Exposure Levels for Airborne
Toxicants, which is available at https://oehha.ca.gov/air/general-info/oehha-acute-8-hour-and-chronic-reference-exposure-level-rel-summary.
\12\ National Academy of Sciences, 2001. Standing Operating
Procedures for Developing Acute Exposure Levels for Hazardous
Chemicals, page 2. Available at https://www.epa.gov/sites/production/files/2015-09/documents/sop_final_standing_operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure Guideline Levels for
Hazardous Substances ended in October 2011, but the AEGL program
continues to operate at the EPA and works with the National
Academies to publish final AEGLs (https://www.epa.gov/aegl).
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ERPGs are ``developed for emergency planning and are intended as
health-based guideline concentrations for single exposures to
chemicals.'' \13\ Id. at 1. The ERPG-1 is defined as ``the maximum
airborne concentration below which it is believed that nearly all
individuals could be exposed for up to 1 hour without experiencing
other than mild transient adverse health effects or without perceiving
a clearly defined, objectionable odor.'' Id. at 2. Similarly, the ERPG-
2 is defined as ``the maximum airborne concentration below which it is
believed that nearly all individuals could be exposed for up to one
hour without experiencing or developing irreversible or other serious
health effects or symptoms which could impair an individual's ability
to take protective action.'' Id. at 1.
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\13\ ERPGS Procedures and Responsibilities. March 2014. American
Industrial Hygiene Association. Available at: https://www.aiha.org/get-involved/AIHAGuidelineFoundation/EmergencyResponsePlanningGuidelines/Documents/ERPG%20Committee%20Standard%20Operating%20Procedures%20%20-%20March%202014%20Revision%20%28Updated%2010-2-2014%29.pdf.
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An acute REL for 1-hour exposure durations is typically lower than
its corresponding AEGL-1 and ERPG-1. Even though their definitions are
slightly different, AEGL-1s are often the same as the corresponding
ERPG-1s, and AEGL-2s are often equal to ERPG-2s. The maximum HQs from
our acute inhalation screening risk assessment typically result when we
use the acute REL for a HAP. In cases where the maximum acute HQ
exceeds 1, we also report the HQ based on the next highest acute dose-
response value (usually the AEGL-1 and/or the ERPG-1).
For this source category, ore crushing and handling, ore drying,
and pellet handling operations may have batch operation cycles with
peak emissions as high as 10 times the average hourly actual emissions
occurring for part of that cycle. Therefore, a factor of 10 was used to
estimate peak hourly emissions for these sources. With regard to
fugitive dust emissions (e.g., stockpiles, material transfer points,
plant roadways, tailings basin, pellet loading areas, and yard areas),
we assumed peak hourly emissions could be as high as 10 times the
average (i.e., the default value described in footnote number 10)
because we did not have sufficient data or information to derive a
different value. However, with regard to indurating furnaces, which
typically operate continuously for long periods of time with relatively
minor fluctuations, it is estimated that emission rates could
occasionally increase by a factor of up to two times the average hourly
actual emission. Therefore, the EPA selected two as the appropriate
multiplier to estimate maximum acute emissions from indurating
furnaces. A more detailed discussion of the selection of the acute
emission factors is available in the document Development of the
Residual Risk Review Emissions Dataset for the Taconite Iron Ore
Processing Source Category, available in the docket (Docket ID No. EPA-
HQ-OAR-2017-0664).
In our acute inhalation screening risk assessment, acute impacts
are deemed negligible for HAP for which acute HQs are less than or
equal to 1, and no further analysis is performed for these HAP. In
cases where an acute HQ from the screening analysis is greater than 1,
we assess the site-specific data to ensure that the acute HQ is at an
off-site location. For this source category, for each HAP with an acute
HQ value greater than 1, the data refinements employed consisted of
plotting the HEM-3 polar grid results on aerial photographs of the
facilities. We then assessed whether the highest acute HQs were off-
site and at locations that may be accessible to the public (e.g.,
roadways and public buildings). These refinements are discussed more
fully in the Taconite Risk Report, which is available in the docket for
this source category.
4. How do we conduct the multipathway exposure and risk screening
assessment?
The EPA conducts a tiered screening assessment examining the
potential for significant human health risks due to exposures via
routes other than inhalation (i.e., ingestion). We first determine
whether any sources in the source category emit any HAP known to be
persistent and bioaccumulative in the environment, as identified in the
EPA's Air Toxics Risk Assessment Library (see Volume 1, Appendix D, at
https://www.epa.gov/fera/risk-assessment-and-modeling-air-toxics-risk-assessment-reference-library.
For the Taconite Iron Ore Processing source category, we identified
PB-HAP emissions of arsenic, cadmium, D/F, lead, mercury, and
polycyclic organic matter (POM), so we proceeded to the next step of
the evaluation. Except for lead, the human health risk screening
assessment for PB-HAP consists of three progressive tiers. In a Tier 1
screening assessment, we determine whether the magnitude of the
facility-specific emissions of PB-HAP warrants further evaluation to
characterize human health risk through ingestion exposure. To
facilitate this step, we evaluate emissions against previously
developed screening threshold emission rates for several PB-HAP that
are based on a hypothetical upper-end screening exposure scenario
developed for use in conjunction with the EPA's Total Risk Integrated
Methodology. Fate, Transport, and Ecological Exposure (TRIM.FaTE)
model. The PB-HAP with screening threshold emission rates are arsenic
compounds, cadmium compounds, chlorinated dibenzodioxins and furans,
mercury compounds, and POM. Based on the EPA estimates of toxicity and
bioaccumulation potential, these pollutants represent a conservative
list for inclusion in multipathway risk assessments for RTR rules. (See
Volume 1, Appendix D at https://www.epa.gov/sites/production/files/2013-08/documents/volume_1_reflibrary.pdf.) In this assessment, we
[[Page 50670]]
compare the facility-specific emission rates of these PB-HAP to the
screening threshold emission rates for each PB-HAP to assess the
potential for significant human health risks via the ingestion pathway.
The ratio of a facility's actual emission rate to the Tier 1 screening
threshold emission rate is a ``screening value.''
We derive the Tier 1 screening threshold emission rates for these
PB-HAP (other than lead compounds) to correspond to a maximum excess
lifetime cancer risk of 1-in-1 million (i.e., for arsenic compounds,
polychlorinated dibenzodioxins and furans and POM) or, for HAP that
cause noncancer health effects (i.e., cadmium compounds and mercury
compounds), a maximum HQ of 1. If the emission rate of any one PB-HAP
or combination of carcinogenic PB-HAP in the Tier 1 screening
assessment exceeds the Tier 1 screening threshold emission rate for any
facility (i.e., the screening value is greater than 1), we conduct a
second screening assessment, which we call the Tier 2 screening
assessment. The Tier 2 screening assessment separates the Tier 1
combined fisher and farmer exposure scenario into fisher, farmer, and
gardener scenarios that retain upper-bound ingestion rates.
In the Tier 2 screening assessment, the location of each facility
that exceeds a Tier 1 screening threshold emission rate is used to
refine the assumptions associated with the Tier 1 fisher and farmer
exposure scenarios at that facility. A key assumption in the Tier 1
screening assessment is that a lake and/or farm is located near the
facility. As part of the Tier 2 screening assessment, we use a U.S.
Geological Survey (USGS) database to identify actual waterbodies within
50 km of each facility and assume the fisher only consumes fish from
lakes within that 50 km zone. We also examine the differences between
local meteorology near the facility and the meteorology used in the
Tier 1 screening assessment. We then adjust the previously-developed
Tier 1 screening threshold emission rates for each PB-HAP for each
facility based on an understanding of how exposure concentrations
estimated for the screening scenario change with the use of local
meteorology and USGS lakes database.
In the Tier 2 farmer scenario, we maintain an assumption that the
farm is located within 0.5 km of the facility and that the farmer
consumes meat, eggs, dairy, vegetables, and fruit produced near the
facility. We may further refine the Tier 2 screening analysis by
assessing a gardener scenario to characterize a range of exposures,
with the gardener scenario being more plausible in RTR evaluations.
Under the gardener scenario, we assume the gardener consumes home-
produced eggs, vegetables, and fruit products at the same ingestion
rate as the farmer. The Tier 2 screen continues to rely on the high-end
food intake assumptions that were applied in Tier 1 for local fish
(adult female angler at 99th percentile fish consumption), \14\ and
locally grown or raised foods (90th percentile consumption of locally
grown or raised foods for the farmer and gardener scenarios).\15\ If
PB-HAP emission rates do not result in a Tier 2 screening value greater
than 1, we consider those PB-HAP emissions to pose risks below a level
of concern. If the PB-HAP emission rates for a facility exceed the Tier
2 screening threshold emission rates, we may conduct a Tier 3 screening
assessment.
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\14\ Burger, J. 2002. Daily consumption of wild fish and game:
Exposures of high end recreationists. International Journal of
Environmental Health Research 12:343-354.
\15\ U.S. EPA. Exposure Factors Handbook 2011 Edition (Final).
U.S. Environmental Protection Agency, Washington, DC, EPA/600/R-09/
052F, 2011.
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There are several analyses that can be included in a Tier 3
screening assessment, depending upon the extent of refinement
warranted, including validating that the lakes are fishable, locating
residential/garden locations for urban and/or rural settings,
considering plume-rise to estimate emissions lost above the mixing
layer, and considering hourly effects of meteorology and plume-rise on
chemical fate and transport (a time-series analysis). If necessary, the
EPA may further refine the screening assessment through a site-specific
assessment.
There are several analyses that can be included in a Tier 3
screening assessment, depending upon the extent of refinement
warranted, including validating that the lakes are fishable, locating
residential/garden locations for urban and/or rural settings,
considering plume-rise to estimate emissions lost above the mixing
layer, and considering hourly effects of meteorology and plume rise on
chemical fate and transport (a time-series analysis). If necessary, the
EPA may further refine the screening assessment through a site-specific
assessment.
In evaluating the potential multipathway risk from emissions of
lead compounds, rather than developing a screening threshold emission
rate, we compare maximum estimated chronic inhalation exposure
concentrations to the level of the current National Ambient Air Quality
Standard (NAAQS) for lead.\16\ Values below the level of the primary
(health-based) lead NAAQS are considered to have a low potential for
multipathway risk.
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\16\ In doing so, the EPA notes that the legal standard for a
primary NAAQS--that a standard is requisite to protect public health
and provide an adequate margin of safety (CAA section 109(b))--
differs from the CAA section 112(f) standard (requiring, among other
things, that the standard provide an ``ample margin of safety to
protect public health''). However, the primary lead NAAQS is a
reasonable measure of determining risk acceptability (i.e., the
first step of the Benzene NESHAP analysis) since it is designed to
protect the most susceptible group in the human population--
children, including children living near major lead emitting
sources. 73 FR 67002/3; 73 FR 67000/3; 73 FR 67005/1. In addition,
applying the level of the primary lead NAAQS at the risk
acceptability step is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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For further information on the multipathway assessment approach,
see the Taconite Risk Report, which is available in the docket for this
action.
5. How do we conduct the environmental risk screening assessment?
a. Adverse Environmental Effect, Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening assessment to examine the potential
for an adverse environmental effect as required under section
112(f)(2)(A) of the CAA. Section 112(a)(7) of the CAA defines ``adverse
environmental effect'' as ``any significant and widespread adverse
effect, which may reasonably be anticipated, to wildlife, aquatic life,
or other natural resources, including adverse impacts on populations of
endangered or threatened species or significant degradation of
environmental quality over broad areas.''
The EPA focuses on eight HAP, which are referred to as
``environmental HAP,'' in its screening assessment: Six PB-HAP and two
acid gases. The PB-HAP included in the screening assessment are arsenic
compounds, cadmium compounds, D/F, POM, mercury (both inorganic mercury
and methyl mercury), and lead compounds. The acid gases included in the
screening assessment are HCl and HF.
HAP that persist and bioaccumulate are of particular environmental
concern because they accumulate in the soil, sediment, and water. The
acid gases, HCl and HF, are included due to their well-documented
potential to cause direct damage to terrestrial plants. In the
environmental risk screening assessment, we evaluate the following four
exposure media: Terrestrial soils, surface water bodies (includes
water-column and benthic sediments), fish
[[Page 50671]]
consumed by wildlife, and air. Within these four exposure media, we
evaluate nine ecological assessment endpoints, which are defined by the
ecological entity and its attributes. For PB-HAP (other than lead),
both community-level and population-level endpoints are included. For
acid gases, the ecological assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a concentration of HAP that has
been linked to a particular environmental effect level. For each
environmental HAP, we identified the available ecological benchmarks
for each assessment endpoint. We identified, where possible, ecological
benchmarks at the following effect levels: Probable effect levels,
lowest-observed-adverse-effect level, and no-observed-adverse-effect
level. In cases where multiple effect levels were available for a
particular PB-HAP and assessment endpoint, we use all of the available
effect levels to help us to determine whether ecological risks exist
and, if so, whether the risks could be considered significant and
widespread.
For further information on how the environmental risk screening
assessment was conducted, including a discussion of the risk metrics
used, how the environmental HAP were identified, and how the ecological
benchmarks were selected, see Appendix 9 of the Taconite Risk Report,
which is available in Docket ID No. EPA-HQ-OAR-2017-0664.
b. Environmental Risk Screening Methodology
For the environmental risk screening assessment, the EPA first
determined whether any facilities in the Taconite Iron Ore Processing
source category emitted any of the environmental HAP. For the Taconite
Iron Ore Processing source category, we identified emissions of
arsenic, cadmium, D/F, HCl, HF, lead, mercury, and POM. Because one or
more of the environmental HAP evaluated are emitted by at least one
facility in the source category, we proceeded to the second step of the
evaluation.
c. PB-HAP Methodology
The environmental screening assessment includes six PB-HAP, arsenic
compounds, cadmium compounds, D/F, POM, mercury (both inorganic mercury
and methyl mercury), and lead compounds. With the exception of lead,
the environmental risk screening assessment for PB-HAP consists of
three tiers. The first tier of the environmental risk screening
assessment uses the same health-protective conceptual model that is
used for the Tier 1 human health screening assessment. TRIM.FaTE
simulations were used to back-calculate Tier 1 screening threshold
emission rates. The screening threshold emission rates represent the
emission rate in tons of pollutant per year that results in media
concentrations at the facility that equal the relevant ecological
benchmark. To assess emissions from each facility in the category, the
reported emission rate for each PB-HAP was compared to the Tier 1
screening threshold emission rate for that PB-HAP for each assessment
endpoint and effect level. If emissions from a facility do not exceed
the Tier 1 screening threshold emission rate, the facility ``passes''
the screening assessment, and, therefore, is not evaluated further
under the screening approach. If emissions from a facility exceed the
Tier 1 screening threshold emission rate, we evaluate the facility
further in Tier 2.
In Tier 2 of the environmental screening assessment, the screening
threshold emission rates are adjusted to account for local meteorology
and the actual location of lakes in the vicinity of facilities that did
not pass the Tier 1 screening assessment. For soils, we evaluate the
average soil concentration for all soil parcels within a 7.5-km radius
for each facility and PB-HAP. For the water, sediment, and fish tissue
concentrations, the highest value for each facility for each pollutant
is used. If emission concentrations from a facility do not exceed the
Tier 2 screening threshold emission rate, the facility ``passes'' the
screening assessment and typically is not evaluated further. If
emissions from a facility exceed the Tier 2 screening threshold
emission rate, we evaluate the facility further in Tier 3.
As in the multipathway human health risk assessment, in Tier 3 of
the environmental screening assessment, we examine the suitability of
the lakes around the facilities to support life and remove those that
are not suitable (e.g., lakes that have been filled in or are
industrial ponds), adjust emissions for plume-rise, and conduct hour-
by-hour time-series assessments. If these Tier 3 adjustments to the
screening threshold emission rates still indicate the potential for an
adverse environmental effect (i.e., facility emission rate exceeds the
screening threshold emission rate), we may elect to conduct a more
refined assessment using more site-specific information. If, after
additional refinement, the facility emission rate still exceeds the
screening threshold emission rate, the facility may have the potential
to cause an adverse environmental effect.
To evaluate the potential for an adverse environmental effect from
lead, we compared the average modeled air concentrations (from HEM-3)
of lead around each facility in the source category to the level of the
secondary NAAQS for lead. The secondary lead NAAQS is a reasonable
means of evaluating environmental risk because it is set to provide
substantial protection against adverse welfare effects which can
include ``effects on soils, water, crops, vegetation, man-made
materials, animals, wildlife, weather, visibility and climate, damage
to and deterioration of property, and hazards to transportation, as
well as effects on economic values and on personal comfort and well-
being.''
d. Acid Gas Environmental Risk Methodology
The environmental screening assessment for acid gases evaluates the
potential phytotoxicity and reduced productivity of plants due to
chronic exposure to HF and HCl. The environmental risk screening
methodology for acid gases is a single-tier screening assessment that
compares modeled ambient air concentrations (from AERMOD) to the
ecological benchmarks for each acid gas. To identify a potential
adverse environmental effect (as defined in section 112(a)(7) of the
CAA) from emissions of HF and HCl, we evaluate the following metrics:
The size of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas, in acres and km\2\; the
percentage of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas; and the area-weighted average
screening value around each facility (calculated by dividing the area-
weighted average concentration over the 50-km modeling domain by the
ecological benchmark for each acid gas). For further information on the
environmental screening assessment approach, see Appendix 9 of the
Taconite Risk Report, which is available in Docket ID No. EPA-HQ-OAR-
2017-0664.
6. How do we conduct facility-wide assessments?
To put the source category risks in context, we typically examine
the risks from the entire ``facility,'' where the facility includes all
HAP-emitting operations within a contiguous area and under common
control. In other words, we examine the HAP emissions not only from the
source category emission points of interest, but also emissions of
[[Page 50672]]
HAP from all other emission sources at the facility for which we have
data. For this source category, we conducted the facility-wide
assessment using a dataset compiled from the 2014 NEI and supplemental
information submitted by industry. The source category records of that
dataset were evaluated and updated as described in section II.D of this
preamble. Once a quality assured source category dataset was available,
it was placed back with the remaining records from the NEI for that
facility. The facility-wide file was then used to analyze risks due to
the inhalation of HAP that are emitted ``facility-wide'' for the
populations residing within 50 km of each facility, consistent with the
methods used for the source category analysis described above. For
these facility-wide risk analyses, the modeled source category risks
were compared to the facility-wide risks to determine the portion of
the facility-wide risks that could be attributed to the source category
addressed in this action. We also specifically examined the facility
that was associated with the highest estimate of risk and determined
the percentage of that risk attributable to the source category of
interest. The Taconite Risk Report, available in Docket ID No. EPA-HQ-
OAR-2017-0664, provides the methodology and results of the facility-
wide analyses, including all facility-wide risks and the percentage of
source category contribution to facility-wide risks.
7. How do we consider uncertainties in risk assessment?
Uncertainty and the potential for bias are inherent in all risk
assessments, including those performed for this proposal. Although
uncertainty exists, we believe that our approach, which used
conservative tools and assumptions, ensures that our decisions are
health and environmentally protective. A brief discussion of the
uncertainties in the RTR emissions dataset, dispersion modeling,
inhalation exposure estimates, and dose-response relationships follows
below. Also included are those uncertainties specific to our acute
screening assessments, multipathway screening assessments, and our
environmental risk screening assessments. A more thorough discussion of
these uncertainties is included in the Taconite Risk Report, which is
available in the docket for this action. If a multipathway site-
specific assessment was performed for this source category, a full
discussion of the uncertainties associated with that assessment can be
found in Appendix 11 of that document, Site-Specific Human Health
Multipathway Residual Risk Assessment Report.
a. Uncertainties in the RTR Emissions Dataset
Although the development of the RTR emissions dataset involved
quality assurance/quality control (QA/QC) processes, the accuracy of
emissions values will vary depending on the source of the data, the
degree to which data are incomplete or missing, the degree to which
assumptions made to complete the datasets are accurate, errors in
emission estimates, and other factors. The emission estimates
considered in this analysis generally are annual totals for certain
years, and they do not reflect short-term fluctuations during the
course of a year or variations from year to year. The estimates of peak
hourly emission rates for the acute effects screening assessment were
based on an emission adjustment factor applied to the average annual
hourly emission rates, which are intended to account for emission
fluctuations due to normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in ambient concentration
estimates associated with any model, including the EPA's recommended
regulatory dispersion model, AERMOD. In using a model to estimate
ambient pollutant concentrations, the user chooses certain options to
apply. For RTR assessments, we select some model options that have the
potential to overestimate ambient air concentrations (e.g., not
including plume depletion or pollutant transformation). We select other
model options that have the potential to underestimate ambient impacts
(e.g., not including building downwash). Other options that we select
have the potential to either under- or overestimate ambient levels
(e.g., meteorology and receptor locations). On balance, considering the
directional nature of the uncertainties commonly present in ambient
concentrations estimated by dispersion models, the approach we apply in
the RTR assessments should yield unbiased estimates of ambient HAP
concentrations. We also note that the selection of meteorology dataset
location could have an impact on the risk estimates. As we continue to
update and expand our library of meteorological station data used in
our risk assessments, we expect to reduce this variability.
c. Uncertainties in Inhalation Exposure Assessment
Although every effort is made to identify all of the relevant
facilities and emission points, as well as to develop accurate
estimates of the annual emission rates for all relevant HAP, the
uncertainties in our emission inventory likely dominate the
uncertainties in the exposure assessment. Some uncertainties in our
exposure assessment include human mobility, using the centroid of each
census block, assuming lifetime exposure, and assuming only outdoor
exposures. For most of these factors, there is neither an under- nor
overestimate when looking at the maximum individual risk or the
incidence, but the shape of the distribution of risks may be affected.
With respect to outdoor exposures, actual exposures may not be as high
if people spend time indoors, especially for very reactive pollutants
or larger particles. For all factors, we reduce uncertainty when
possible. For example, with respect to census-block centroids, we
analyze large blocks using aerial imagery and adjust locations of the
block centroids to better represent the population in the blocks. We
also add additional receptor locations where the population of a block
is not well represented by a single location.
d. Uncertainties in Dose-Response Relationships
There are uncertainties inherent in the development of the dose-
response values used in our risk assessments for cancer effects from
chronic exposures and noncancer effects from both chronic and acute
exposures. Some uncertainties are generally expressed quantitatively,
and others are generally expressed in qualitative terms. We note, as a
preface to this discussion, a point on dose-response uncertainty that
is stated in the EPA's 2005 Guidelines for Carcinogen Risk Assessment;
namely, that ``the primary goal of EPA actions is protection of human
health; accordingly, as an Agency policy, risk assessment procedures,
including default options that are used in the absence of scientific
data to the contrary, should be health protective'' (the EPA's 2005
Guidelines for Carcinogen Risk Assessment, page 1-7). This is the
approach followed here as summarized in the next paragraphs.
Cancer UREs used in our risk assessments are those that have been
developed to generally provide an upper bound estimate of risk.\17\
That is, they represent a ``plausible upper limit to the true value of
a quantity'' (although this is usually not a true statistical
[[Page 50673]]
confidence limit). In some circumstances, the true risk could be as low
as zero; however, in other circumstances the risk could be greater.\18\
Chronic noncancer RfC and reference dose (RfD) values represent chronic
exposure levels that are intended to be health-protective levels. To
derive dose-response values that are intended to be ``without
appreciable risk,'' the methodology relies upon an uncertainty factor
(UF) approach,\19\ which considers uncertainty, variability, and gaps
in the available data. The UFs are applied to derive dose-response
values that are intended to protect against appreciable risk of
deleterious effects.
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\17\ IRIS glossary (https://ofmpub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&glossaryName=IRIS%20Glossary).
\18\ An exception to this is the URE for benzene, which is
considered to cover a range of values, each end of which is
considered to be equally plausible, and which is based on maximum
likelihood estimates.
\19\ See A Review of the Reference Dose and Reference
Concentration Processes, U.S. EPA, December 2002, and Methods for
Derivation of Inhalation Reference Concentrations and Application of
Inhalation Dosimetry, U.S. EPA, 1994.
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Many of the UFs used to account for variability and uncertainty in
the development of acute dose-response values are quite similar to
those developed for chronic durations. Additional adjustments are often
applied to account for uncertainty in extrapolation from observations
at one exposure duration (e.g., 4 hours) to derive an acute dose-
response value at another exposure duration (e.g., 1 hour). Not all
acute dose-response values are developed for the same purpose, and care
must be taken when interpreting the results of an acute assessment of
human health effects relative to the dose-response value or values
being exceeded. Where relevant to the estimated exposures, the lack of
acute dose-response values at different levels of severity should be
factored into the risk characterization as potential uncertainties.
Uncertainty also exists in the selection of ecological benchmarks
for the environmental risk screening assessment. We established a
hierarchy of preferred benchmark sources to allow selection of
benchmarks for each environmental HAP at each ecological assessment
endpoint. We searched for benchmarks for three effect levels (i.e., no-
effects level, threshold-effect level, and probable effect level), but
not all combinations of ecological assessment/environmental HAP had
benchmarks for all three effect levels. Where multiple effect levels
were available for a particular HAP and assessment endpoint, we used
all of the available effect levels to help us determine whether risk
exists and whether the risk could be considered significant and
widespread.
Although we make every effort to identify appropriate human health
effect dose-response values for all pollutants emitted by the sources
in this risk assessment, some HAP emitted by this source category are
lacking dose-response assessments. Accordingly, these pollutants cannot
be included in the quantitative risk assessment, which could result in
quantitative estimates understating HAP risk. To help to alleviate this
potential underestimate, where we conclude similarity with a HAP for
which a dose-response value is available, we use that value as a
surrogate for the assessment of the HAP for which no value is
available. To the extent use of surrogates indicates appreciable risk,
we may identify a need to increase priority for an IRIS assessment for
that substance. We additionally note that, generally speaking, HAP of
greatest concern due to environmental exposures and hazard are those
for which dose-response assessments have been performed, reducing the
likelihood of understating risk. Further, HAP not included in the
quantitative assessment are assessed qualitatively and considered in
the risk characterization that informs the risk management decisions,
including consideration of HAP reductions achieved by various control
options.
For a group of compounds that are unspeciated (e.g., glycol
ethers), we conservatively use the most protective dose-response value
of an individual compound in that group to estimate risk. Similarly,
for an individual compound in a group (e.g., ethylene glycol diethyl
ether) that does not have a specified dose-response value, we also
apply the most protective dose-response value from the other compounds
in the group to estimate risk.
e. Uncertainties in Acute Inhalation Screening Assessments
In addition to the uncertainties highlighted above, there are
several factors specific to the acute exposure assessment that the EPA
conducts as part of the risk review under section 112 of the CAA. The
accuracy of an acute inhalation exposure assessment depends on the
simultaneous occurrence of independent factors that may vary greatly,
such as hourly emission rates, meteorology, and the presence of a
person. In the acute screening assessment that we conduct under the RTR
program, we assume that peak emissions from the source category and
reasonable worst-case air dispersion conditions (i.e., 99th percentile)
co-occur. We then include the additional assumption that a person is
located at this point at the same time. Together, these assumptions
represent a reasonable worst-case exposure scenario. In most cases, it
is unlikely that a person would be located at the point of maximum
exposure during the time when peak emissions and reasonable worst-case
air dispersion conditions occur simultaneously.
f. Uncertainties in the Multipathway and Environmental Risk Screening
Assessments
For each source category, we generally rely on site-specific levels
of PB-HAP or environmental HAP emissions to determine whether a refined
assessment of the impacts from multipathway exposures is necessary or
whether it is necessary to perform an environmental screening
assessment. This determination is based on the results of a three-
tiered screening assessment that relies on the outputs from models--
TRIM.FaTE and AERMOD--that estimate environmental pollutant
concentrations and human exposures for five PB-HAP (dioxins, POM,
mercury, cadmium, and arsenic) and two acid gases (HF and HCl). For
lead, we use AERMOD to determine ambient air concentrations, which are
then compared to the secondary NAAQS standard for lead. Two important
types of uncertainty associated with the use of these models in RTR
risk assessments and inherent to any assessment that relies on
environmental modeling are model uncertainty and input uncertainty.\20\
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\20\ In the context of this discussion, the term ``uncertainty''
as it pertains to exposure and risk encompasses both variability in
the range of expected inputs and screening results due to existing
spatial, temporal, and other factors, as well as uncertainty in
being able to accurately estimate the true result.
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Model uncertainty concerns whether the model adequately represents
the actual processes (e.g., movement and accumulation) that might occur
in the environment. For example, does the model adequately describe the
movement of a pollutant through the soil? This type of uncertainty is
difficult to quantify. However, based on feedback received from
previous EPA SAB reviews and other reviews, we are confident that the
models used in the screening assessments are appropriate and state-of-
the-art for the multipathway and environmental screening risk
assessments conducted in support of RTR.
Input uncertainty is concerned with how accurately the models have
been configured and parameterized for the
[[Page 50674]]
assessment at hand. For Tier 1 of the multipathway and environmental
screening assessments, we configured the models to avoid
underestimating exposure and risk. This was accomplished by selecting
upper-end values from nationally representative datasets for the more
influential parameters in the environmental model, including selection
and spatial configuration of the area of interest, lake location and
size, meteorology, surface water, soil characteristics, and structure
of the aquatic food web. We also assume an ingestion exposure scenario
and values for human exposure factors that represent reasonable maximum
exposures.
In Tier 2 of the multipathway and environmental screening
assessments, we refine the model inputs to account for meteorological
patterns in the vicinity of the facility versus using upper-end
national values, and we identify the actual location of lakes near the
facility rather than the default lake location that we apply in Tier 1.
By refining the screening approach in Tier 2 to account for local
geographical and meteorological data, we decrease the likelihood that
concentrations in environmental media are overestimated, thereby
increasing the usefulness of the screening assessment. In Tier 3 of the
screening assessments, we refine the model inputs again to account for
hour-by-hour plume-rise and the height of the mixing layer. We can also
use those hour-by-hour meteorological data in a TRIM.FaTE run using the
screening configuration corresponding to the lake location. These
refinements produce a more accurate estimate of chemical concentrations
in the media of interest, thereby reducing the uncertainty with those
estimates. The assumptions and the associated uncertainties regarding
the selected ingestion exposure scenario are the same for all three
tiers.
For the environmental screening assessment for acid gases, we
employ a single-tiered approach. We use the modeled air concentrations
and compare those with ecological benchmarks.
For all tiers of the multipathway and environmental screening
assessments, our approach to addressing model input uncertainty is
generally cautious. We choose model inputs from the upper end of the
range of possible values for the influential parameters used in the
models, and we assume that the exposed individual exhibits ingestion
behavior that would lead to a high total exposure. This approach
reduces the likelihood of not identifying high risks for adverse
impacts.
Despite the uncertainties, when individual pollutants or facilities
do not exceed screening threshold emission rates (i.e., screen out), we
are confident that the potential for adverse multipathway impacts on
human health is very low. On the other hand, when individual pollutants
or facilities do exceed screening threshold emission rates, it does not
mean that impacts are significant, only that we cannot rule out that
possibility and that a refined assessment for the site might be
necessary to obtain a more accurate risk characterization for the
source category.
The EPA evaluates the following HAP in the multipathway and/or
environmental risk screening assessments, where applicable: arsenic,
cadmium, D/F, lead, mercury (both inorganic and methyl mercury), POM,
HCl, and HF. These HAP represent pollutants that can cause adverse
impacts either through direct exposure to HAP in the air or through
exposure to HAP that are deposited from the air onto soils and surface
waters and then through the environment into the food web. These HAP
represent those HAP for which we can conduct a meaningful multipathway
or environmental screening risk assessment. For other HAP not included
in our screening assessments, the model has not been parameterized such
that it can be used for that purpose. In some cases, depending on the
HAP, we may not have appropriate multipathway models that allow us to
predict the concentration of that pollutant. The EPA acknowledges that
other HAP beyond these that we are evaluating may have the potential to
cause adverse effects and, therefore, the EPA may evaluate other
relevant HAP in the future, as modeling science and resources allow.
IV. Analytical Results and Proposed Decisions
A. What are the analytical results and proposed decisions for this
source category?
1. What are the results of the risk assessment and analyses?
As described in section III of this preamble, for the Taconite Iron
Ore Processing source category, we conducted a risk assessment for all
HAP emitted. We present results of the risk assessment briefly below
and in more detail in the Taconite Risk Report, which is available in
Docket ID No. EPA-HQ-OAR-2017-0664.
a. Chronic Inhalation Risk Assessment Results
Table 4 below provides a summary of the results of the inhalation
risk assessment for the source category. For more details about the
estimated emission levels for actual and allowable emissions rates and
the risk assessment methods and results, see the Taconite Risk Report,
available in Docket ID No. EPA-HQ-OAR-2017-0664.
Table 4--Taconite Iron Ore Processing Source Category Inhalation Risk Assessment Results
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum individual Estimated population at Estimated annual cancer Maximum chronic Maximum
cancer risk (in 1 increased risk of cancer incidence (cases per noncancer TOSHI \1\ screening acute
million) >= 1-in-1 million year) -------------------------- noncancer HQ \2\
Risk assessment ------------------------------------------------------------------------------ -----------------
Based on Based on Based on Based on Based on Based on Based on Based on
actual allowable actual allowable actual allowable actual allowable Based on actual
emissions emissions emissions emissions emissions emissions emissions emissions emissions
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Category............... 2 6 38,000 43,000 0.001 0.001 0.2 0.2 HQREL = <1
Whole Facility................ 2 ........... 40,000 ........... 0.001 ........... 0.2 ........... ................
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The TOSHI is the sum of the chronic noncancer HQs for substances that affect the same target organ or organ system.
\2\ The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop HQ values.
Based on the results of the inhalation risk modeling using the
actual emissions estimates, as shown in Table 4 of this preamble, the
maximum individual cancer risk based on actual emissions (lifetime) is
estimated to be 2-in-1 million (driven by arsenic and nickel from
fugitive dust and indurating sources), the estimated maximum chronic
noncancer TOSHI value based on actual emissions is 0.2 (driven by
manganese compounds from fugitive dust and ore crushing sources), and
the maximum screening acute noncancer HQ value (off-facility site) is
less than 1 (driven by arsenic from fugitive dust and ore crushing
sources). The total estimated annual cancer incidence
[[Page 50675]]
(national) from these facilities based on actual emission levels is
0.001 excess cancer cases per year or 1 case in every 1,000 years. The
results using allowable emissions indicate that the estimated maximum
individual cancer risk based on allowable emissions (lifetime) is 6-in-
1 million (driven by arsenic and nickel from fugitive dust and
indurating sources) and the maximum chronic noncancer TOSHI value is
0.2 (driven by manganese compounds from fugitive dust and ore crushing
sources).
b. Screening Level Acute Risk Assessment Results
Table 4 of this preamble shows the estimated acute risk results for
the Taconite Iron Ore Processing source category. To estimate the peak
emission rates from average emission rates, the screening analysis for
acute impacts was based on an industry specific multiplier of 2 for
indurating furnaces and a factor of 10 for all other emissions sources.
For more detailed acute risk results, refer to the Taconite Risk
Report, available in Docket ID No. EPA-HQ-OAR-2017-0664.
c. Multipathway Risk Screening Results
Results of the worst-case Tier 1 multipathway screening analysis
indicate that PB-HAP emissions (based on estimates of actual emissions)
from each of the eight facilities in the source category exceed the
screening threshold emissions rate for the carcinogenic PB-HAP
(combined D/F, POM, and arsenic screening values) with a maximum
screening value of 3,000 for arsenic emissions. For the noncarcinogenic
PB-HAP, all eight facilities have screening values greater than 1 for
cadmium emissions with a maximum screening value of 20, and seven
facilities have screening values greater than 1 for mercury emissions
with a maximum screening value of 40. For the PB-HAP and facilities
that did not screen out at Tier 1, we conducted a Tier 2 multipathway
screening analysis.
The Tier 2 multipathway screen replaces some of the assumptions
used in Tier 1 with site-specific data, the location of fishable lakes,
and local wind direction and speed. In Tier 2, the gardener scenario is
included to represent consumption of produce grown in rural gardens. It
is important to note that, even with the inclusion of some site-
specific information in the Tier 2 analysis, the multipathway screening
analysis is still a very conservative, health-protective assessment
(i.e., upper-bound consumption of local fish, locally grown, and/or
raised foods) and in all likelihood will yield results that serve as an
upper-bound multipathway risk associated with a facility.
Based on the Tier 2 screening analysis, seven facilities emitting
arsenic, D/F, and POM emissions have Tier 2 cancer screening values
greater than 1 for the farmer scenario with a maximum screening value
of 300. Arsenic emissions are driving the risk for the farmer scenario
as well as the gardener scenario with a maximum Tier 2 gardener
scenario cancer screening value of 200. The maximum Tier 2 cancer
screening value for the fisher scenario is 30, with arsenic driving the
risk. When we considered the effect multiple facilities within the
source category could have on common lake(s) in the modeling domain,
the maximum cancer screening value is 40.
For mercury, four facilities emit mercury emissions above the Tier
2 noncancer screening threshold emissions rate, with at least one
facility with a screening value of 10 for the fisher scenario. When we
considered the effect multiple facilities within the source category
could have on common lake(s) in the modeling domain, mercury emissions
resulted in a noncancer screening value of 20, with seven facilities
contributing to the risk levels at common lakes. For cadmium, two
facilities emit cadmium emissions above the Tier 2 noncancer screening
threshold emissions rate, with at least one facility with a screening
value of 2 for the fisher scenario. When we considered the effect
multiple facilities within the source category could have on common
lake(s) in the modeling domain, cadmium emissions exceeded the
noncancer screening threshold emissions rate by a factor of 3, with
seven facilities contributing to the risk levels at common lakes.
An exceedance of a screening threshold emissions rate (i.e., a
screening value greater than 1) in any of the tiers cannot be equated
with a risk value or a HQ or HI. Rather, it represents a high-end
estimate of what the risk or hazard may be. It represents the high-end
estimate of risk because we choose inputs from the upper end of the
range of possible values for the influential parameters used in the
screens; and we assume that the exposed individual exhibits ingestion
behavior that would lead to a high total exposure. For more details on
the multipathway screening results, refer to Appendix 10 of the
Taconite Risk Report, available in Docket ID No. EPA-HQ-OAR-2017-0664.
Thus, facility emissions exceeding the screening threshold emissions
rate by a factor of 2 (i.e., a screening value of 2) for a non-
carcinogen can be interpreted to mean that we are confident that the HQ
would be lower than 2. Similarly, facility emissions exceeding the
cancer screening threshold emissions rate by a factor of 20 (i.e., a
screening value of 20) for a carcinogen means that we are confident
that the risk is lower than 20-in-1 million.
Based upon the maximum Tier 2 screening values for mercury (fisher
scenario) and arsenic (fisher and gardener scenario) occurring from the
same location, we proceeded to a site-specific assessment using
TRIM.FaTE versus conducting a Tier 3 screen. We also selected this site
for assessing noncancer risks from cadmium utilizing the fisher
scenario as the site was comparable to the maximum Tier 2 location. The
selected site represents the combined contribution of mercury, arsenic
and cadmium emissions from five taconite iron ore processing plants.
The site selected was modeled using TRIM.FaTE to assess cancer risk
from arsenic emissions and noncancer risks from mercury and cadmium
emissions for the fisher and gardener scenarios. The final cancer risk
based upon the fisher scenario and gardener scenario was less than 1-
in-1 million from arsenic emissions. The final noncancer risks had a HI
less than 1 for mercury (0.02) and for cadmium (0.01). Further details
on the site-specific multipathway assessment can be found in Appendix
11 of the Taconite Risk Report, available in Docket ID No. EPA-HQ-OAR-
2017-0664.
d. Environmental Risk Screening Results
As described in section III.C of this document, we conducted an
environmental risk screening assessment for the Taconite Iron Ore
Processing source category for the following pollutants: Arsenic,
cadmium, D/F, HCl, HF, lead, mercury (methyl mercury and mercuric
chloride), and POM.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), D/F and POM emissions had no exceedances of
any of the ecological benchmarks evaluated. Arsenic emissions had Tier
1 exceedances for three surface soil benchmarks: Threshold level (plant
communities), no-observed-adverse-effect-level (NOAEL) (avian ground
insectivores--woodcock), and NOAEL (mammalian insectivores--shrew) with
a maximum screening value of 4. Cadmium emissions had Tier 1
exceedances for two surface soil benchmarks: NOAEL (mammalian
insectivores--shrew) and NOAEL (avian ground insectivores--woodcock)
with a
[[Page 50676]]
maximum screening value of 4. Cadmium emissions also had Tier 1
exceedances for three fish--avian piscivores benchmarks: NOAEL
(merganser), geometric-maximum-allowable-toxicant-level (GMATL)
(merganser), and lowest-observed-adverse-effect-level (LOAEL)
(merganser) with a maximum screening value of 3. Divalent mercury
emissions had Tier 1 exceedances for the following benchmarks: Sediment
threshold level, surface soil threshold level (plant communities), and
surface soil threshold level (invertebrate communities) with a maximum
screening value of 3. Methyl mercury had Tier 1 exceedances for the
following benchmarks: fish (avian/piscivores), NOAEL (merganser),
surface soil NOAEL (mammalian insectivores--shrew), and surface soil
NOAEL for avian ground insectivores (woodcock) with a maximum screening
value of 2.
A Tier 2 screening analysis was performed for arsenic, cadmium,
divalent mercury, and methyl mercury. In the Tier 2 screening analysis,
there were no exceedances of any of the ecological benchmarks evaluated
for any of the pollutants.
For lead, we did not estimate any exceedances of the secondary lead
NAAQS. For HCl and HF, the average modeled concentration around each
facility (i.e., the average concentration of all off-site data points
in the modeling domain) did not exceed any ecological benchmark. In
addition, each individual modeled concentration of HCl and HF (i.e.,
each off-site data point in the modeling domain) was below the
ecological benchmarks for all facilities.
Based on the results of the environmental risk screening analysis,
we do not expect an adverse environmental effect as a result of HAP
emissions from this source category.
e. Facility-Wide Risk Results
Six facilities have a facility-wide cancer MIR greater than or
equal to 1-in-1 million. The maximum facility-wide cancer MIR is 2-in-1
million, driven by arsenic and nickel from fugitive dust and indurating
emissions. The total estimated cancer incidence from the whole facility
is 0.001 excess cancer cases per year, or one excess case in every
1,000 years. Approximately 40,000 people were estimated to have cancer
risks above 1-in-1 million from exposure to HAP emitted from both
source category and non-source category sources at six of the eight
facilities in this source category. The maximum facility-wide TOSHI for
the source category is estimated to be 0.2, mainly driven by emissions
of manganese from fugitive dust and ore crushing emissions.
f. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risks to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risks from the Taconite Iron Ore
Processing source category across different demographic groups within
the populations living near facilities.
The results of the demographic analysis are summarized in Table 5
below. These results, for various demographic groups, are based on the
estimated risks from actual emissions levels for the population living
within 50 km of the facilities.
Table 5--Taconite Iron Ore Processing Source Category Demographic Risk Analysis Results
----------------------------------------------------------------------------------------------------------------
Population
with cancer Population
risk at or with chronic
Nationwide above 1-in-1 noncancer HI
million due to above 1 due to
taconite iron taconite iron
ore processing ore processing
----------------------------------------------------------------------------------------------------------------
Total Population............................................ 317,746,049 38,000 0
----------------------------------------------------------------------------------------------------------------
White and Minority by Percent
----------------------------------------------------------------------------------------------------------------
White........................................................... 62 93 0
Minority........................................................ 38 7 0
----------------------------------------------------------------------------------------------------------------
Minority Detail by Percent
----------------------------------------------------------------------------------------------------------------
African American................................................ 12 1 0
Native American................................................. 0.8 2.8 0
Hispanic or Latino.............................................. 18 1 0
Other and Multiracial........................................... 7 2 0
----------------------------------------------------------------------------------------------------------------
Income by Percent
----------------------------------------------------------------------------------------------------------------
Below the Poverty Level......................................... 14 19 0
Above the Poverty Level......................................... 86 82 0
----------------------------------------------------------------------------------------------------------------
Education by Percent
----------------------------------------------------------------------------------------------------------------
Over 25 Without High a School Diploma........................... 14 8 0
Over 25 With a High School Diploma.............................. 86 92 0
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated by Percent
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated......................................... 6 0.2 0
----------------------------------------------------------------------------------------------------------------
[[Page 50677]]
The results of the Taconite Iron Ore Processing source category
risk assessment (described in section IV.A.1 of this preamble)
indicates that actual emissions from the source category expose
approximately 38,000 people to a cancer risk at or above 1-in-1 million
and no one to a chronic noncancer HI greater than 1. The percent of
minorities nationally (38 percent) is much higher than for the category
population with cancer risk greater than or equal to 1-in-1 million (7
percent). The category population with cancer risk greater than or
equal to 1-in-1 million has a greater percentage of Native American
(2.8 percent) as compared to nationally (0.8 percent), but lower
percentages for African American (1 percent) and Hispanic (1 percent)
as compared to nationally, 12 percent and 18 percent, respectively. The
category population with cancer risk greater than or equal to 1-in-1
million has about the same percentage of the population below the
poverty level (18 percent) as compared to nationally (14 percent). The
percentage of the population over 25 without a high school diploma and
the percentage of the population that is linguistically isolated are
lower for the category population (8 percent and 0.2 percent,
respectively) than nationally (14 percent and 6 percent, respectively).
The methodology and the results of the demographic analysis are
presented in a technical report titled Risk and Technology Review--
Analysis of Demographic Factors for Populations Living Near Taconite
Iron Ore Processing Source Category Operations, June 2019 (hereafter
referred to as the Taconite Iron Ore Processing Demographic Analysis
Report), which may be found in Docket ID No. EPA-HQ-OAR-2017-0664.
2. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effect?
a. Risk Acceptability
As noted in section III.A of this preamble, we weigh all health
risk factors in our risk acceptability determination, including the
cancer MIR, the number of persons in various cancer and noncancer risk
ranges, cancer incidence, the maximum noncancer TOSHI, the maximum
acute noncancer HQ, the extent of noncancer risks, the distribution of
cancer and noncancer risks in the exposed population, and risk
estimation uncertainties (54 FR 38044, September 14, 1989).
For the Taconite Iron Ore Processing source category, the risk
analysis indicates that the cancer risks to the individual most exposed
could be up to 2-in-1 million due to actual emissions or up to 6-in-1
million based on allowable emissions. These risks are considerably less
than 100-in-1 million, which is the presumptive upper limit of
acceptable risk. The risk analysis also shows very low cancer incidence
(0.001 cases per year for actual and allowable emissions), and we did
not identify a potential for adverse chronic noncancer health effects.
The acute noncancer risks based on actual emissions are low, with a
maximum HQ of less than 1 (based on the REL) for arsenic. Therefore, we
find there is little potential concern of acute noncancer health
impacts from actual emissions. In addition, the risk assessment
indicates no significant potential for multipathway health effects.
Considering all of the health risk information and factors
discussed above, including the uncertainties discussed in section
III.C.7 of this preamble, we propose to find that the risks from the
Taconite Iron Ore Processing source category are acceptable.
b. Ample Margin of Safety Analysis
Although we are proposing that the risks from the Taconite Iron Ore
Processing source category are acceptable, we are required to consider
whether the MACT standards for the source category provide an ample
margin of safety to protect public health. The risk estimates show that
approximately 38,000 individuals in the exposed population have a
cancer risk above 1-in-1 million based on actual emissions and 43,000
individuals have a cancer risk above 1-in-1 million based on allowable
emissions. The MIR based on actual emissions is 2-in-1 million, and
based on allowable emissions, the MIR is 6-in-1 million. With regard to
chronic and acute noncancer risks, as described above in section
IV.A.1, all HIs and HQs are below one. Under the ample margin of safety
analysis, in addition to the health risks, we evaluated the cost and
feasibility of available control technologies and other measures
(including the controls, measures, and costs reviewed under the
technology review as described in section III.B of this preamble) that
could be applied to this source category to further reduce the risks
(or potential risks) due to emissions of HAP identified in the risk
assessment.
In this analysis, we focused on cancer risks since all the chronic
and acute noncancer HIs and HQs are below one. The cancer risks are
driven by metal HAP emissions (e.g., arsenic, nickel, and chromium VI)
from indurating furnaces and fugitive dust sources. The indurating
furnaces are currently controlled via wet scrubbers. We evaluated the
option of reducing emissions from indurating furnaces by installing a
wet electrostatic precipitator (wet ESP) after the existing wet
scrubbers. Under this scenario, we estimate that the current metal HAP
emissions would be reduced by about 99.9 percent, and the MIR would be
reduced from 2-in-1 million based on actual emissions and 6-in-1 based
on allowable emissions to less than 1-in-1 million for both actual and
allowable emissions. We estimate annual costs of about $167 million for
the industry, with a cost effectiveness of about $16 million per ton of
metal HAP reduced. Due to the relatively small reduction in risk and
the substantial costs associated with this option, we are proposing
that additional emissions controls for metal HAP from indurating
furnaces are not necessary to provide an ample margin of safety to
protect public health. See the technical memorandum titled Taconite
Iron Ore Processing--Ample Margin of Safety Analysis, in Docket ID No.
EPA-HQ-OAR-2017-0664 for details.
For the other affected sources that emit metal HAP (i.e., ore
crushing and handling operations, finished pellet handling operations,
ore drying, and sources subject to the fugitive dust emission control
plan), we did not identify any developments in processes, practices, or
control technologies. Therefore, we are proposing that additional
emissions controls for metal HAP from these affected sources are not
necessary to provide an ample margin of safety to protect public
health.
c. Environmental Effects
The emissions data for the Taconite Iron Ore Processing source
category indicate that eight environmental HAP are emitted by sources
within this source category: Arsenic, cadmium, D/F, mercury, POM, lead,
HCl, and HF.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), D/F and POM emissions had no exceedances of
any of the ecological benchmarks evaluated. Arsenic, cadmium, and
mercury had Tier 1 exceedances for some of the benchmarks evaluated by
a maximum screening value of 4. Therefore, a Tier 2 screening analysis
was performed for arsenic, cadmium, and mercury. In the Tier 2
screening analysis, there were no exceedances of any of the ecological
benchmarks evaluated for any of the pollutants.
The screening-level evaluation of the potential for adverse
environmental
[[Page 50678]]
effects from emissions of lead indicated that the secondary NAAQS for
lead would not be exceeded by any facility. The screening-level
evaluation of the potential for adverse environmental effects
associated with emissions of HCl and HF from the Taconite Iron Ore
Processing source category indicated that each individual concentration
(i.e., each off-site data point in the modeling domain) was below the
ecological benchmarks for all facilities. In addition, we are unaware
of any adverse environmental effects caused by HAP emitted by this
source category. Therefore, we do not expect there to be an adverse
environmental effect as a result of HAP emissions from this source
category and we are proposing that it is not necessary to set a more
stringent standard to prevent, taking into consideration costs, energy,
safety, and other relevant factors, an adverse environmental effect.
B. What are the results and proposed decisions based on our technology
review?
The MACT standards for the Taconite Iron Ore Processing source
category require compliance with numeric emission limits for PM, a
surrogate for metal HAP, for ore crushing and handling operations, ore
dryers, pellet induration furnaces, and finished pellet handling
sources and for acid gases for pellet indurating furnaces. The rule
requires work practice standards to reduce PM (again as a surrogate for
metal HAP) emissions from fugitive dust emission sources (i.e.,
stockpiles, material transfer points, facility roadways, tailings
basins, pellet loading areas, and yard areas). Furthermore, the rule
includes operation and maintenance requirements for pellet indurating
furnaces to ensure good combustion to minimize emissions of
formaldehyde and other organic HAP that are products of incomplete
combustion.
Under the technology review we searched, reviewed, and considered
several sources of information to determine whether there have been
developments in practices, processes, and control technologies as
required by section 112(d)(6) of the CAA. Section III.B of this
preamble describes the types of information and factors we consider to
determine if there have been any such ``developments.'' Our
investigations included internet searches, discussions with industry
representatives during site visits to taconite iron ore processing
plants, a review of state permits, and a review of state air quality
and regional haze implementation plans from Minnesota and Michigan, the
two states where taconite iron ore processing plants are located.
Particulate matter emissions from the pellet induration furnaces
are controlled by wet scrubbers or wet ESPs. Based on our review, we
identified wet ESPs as a potential development in control technology
for indurating furnaces, as discussed under the ample margin of safety
analysis (see section IV.A.2.b of this preamble). As described in our
ample margin of safety analysis, we estimate the cost for implementing
this control technology would be $167 million annualized costs for the
source category, with estimated cost effectiveness of $16 million per
ton of metal HAP. We are proposing that it is not necessary under CAA
section 112(d)(6) to require these additional controls for indurating
furnaces because of the high annualized costs and because these
controls are not cost effective.
With regard to the ore crushing and handling, ore drying, and
finished pellet handling emissions sources as well as for fugitive dust
emissions, based on our searches and reviews of the information sources
described above, we did not identify any developments in practices,
processes, or control technologies. For more details, refer to the
document, Technology Review for the Taconite Iron Ore Processing Source
Category, which is available in Docket ID No. EPA-HQ-OAR-2017-0664.
C. What other actions are we proposing?
In addition to the proposed determinations described above, we are
proposing some revisions to the NESHAP. We are proposing revisions to
the SSM provisions of the MACT rule in order to ensure that they are
consistent with the Court decision in Sierra Club v. EPA, 551 F. 3d
1019 (DC Cir. 2008), which vacated two provisions that exempted sources
from the requirement to comply with otherwise applicable CAA section
112(d) emission standards during periods of SSM. We are also proposing
the following: (1) Facilities can reduce compliance testing duration of
individual runs from 2 hours to 1 hour; (2) to remove pressure drop as
a monitoring option for dynamic wet scrubbers; (3) to remove the
requirements for monitoring pressure drop and conducting quarterly
internal baghouse inspections whenever the baghouse is equipped with a
bag leak detection system; and (4) various other changes to clarify
testing, monitoring, recordkeeping, and reporting requirements and to
correct typographical errors. Furthermore, we are proposing a
determination that a certain compound (known as elongated mineral
particulate) is not a HAP. Our analyses, proposed changes, and proposed
determination related to these issues are discussed below.
1. SSM
In its 2008 decision in Sierra Club v. EPA, 551 F.3d 1019 (DC Cir.
2008), the Court vacated portions of two provisions in the EPA's CAA
section 112 regulations governing the emissions of HAP during periods
of SSM. Specifically, the Court vacated the SSM exemption contained in
40 CFR 63.6(f)(1) and (h)(1), holding that under section 302(k) of the
CAA, emissions standards or limitations must be continuous in nature
and that the SSM exemption violates the CAA's requirement that some
section 112 standards apply continuously.
Consistent with Sierra Club v. EPA, we are proposing the
elimination of the SSM exemption in this NESHAP and we are proposing
the standards apply at all times. We are also proposing several
revisions to Table 2 (the General Provisions Applicability Table) which
are explained in more detail below. For example, we are proposing to
eliminate the incorporation of the General Provisions' requirement that
sources develop an SSM plan. We also are proposing to eliminate and
revise certain recordkeeping and reporting requirements related to the
SSM exemption as described below.
The EPA has attempted to ensure that the provisions we are
proposing to eliminate are inappropriate, unnecessary, or redundant in
the absence of the SSM exemption. We are specifically seeking comment
on whether we have successfully done so.
In proposing the standards in this rule, the EPA has considered
startup and shutdown periods and, for the reasons explained below, is
not proposing alternative standards for those periods. The associated
control devices are operational before startup and during shutdown of
the affected sources at taconite iron ore processing facilities.
Therefore, we expect that emissions during startup and shutdown would
be no higher than emissions during normal operations. We know of no
reason why the existing standards should not apply at all times.
Periods of startup, normal operations, and shutdown are all
predictable and routine aspects of a source's operations. Malfunctions,
in contrast, are neither predictable nor routine. Instead they are, by
definition, sudden, infrequent, and not reasonably preventable failures
of emissions control, process, or monitoring equipment. (40 CFR 63.2)
(definition of malfunction). The EPA
[[Page 50679]]
interprets CAA section 112 as not requiring emissions that occur during
periods of malfunction to be factored into development of CAA section
112 standards and this reading has been upheld as reasonable by the
Court in U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016). Under
section 112, emissions standards for new sources must be no less
stringent than the level ``achieved'' by the best controlled similar
source and for existing sources generally must be no less stringent
than the average emission limitation ``achieved'' by the best
performing 12 percent of sources in the category. There is nothing in
section 112 that directs the Agency to consider malfunctions in
determining the level ``achieved'' by the best performing sources when
setting emission standards. As the Court has recognized, the phrase
``average emissions limitation achieved by the best performing 12
percent of sources ``says nothing about how the performance of the best
units is to be calculated.'' Nat'l Ass'n of Clean Water Agencies v.
EPA, 734 F.3d 1115, 1141 (D.C. Cir. 2013). While the EPA accounts for
variability in setting emissions standards, nothing in CAA section 112
requires the Agency to consider malfunctions as part of that analysis.
The EPA is not required to treat a malfunction in the same manner as
the type of variation in performance that occurs during routine
operations of a source. A malfunction is a failure of the source to
perform in a ``normal or usual manner'' and no statutory language
compels the EPA to consider such events in setting CAA section 112
standards.
As the Court recognized in U.S. Sugar Corp, accounting for
malfunctions in setting standards would be difficult, if not
impossible, given the myriad different types of malfunctions that can
occur across all sources in the category and given the difficulties
associated with predicting or accounting for the frequency, degree, and
duration of various malfunctions that might occur. Id. at 608 (``the
EPA would have to conceive of a standard that could apply equally to
the wide range of possible boiler malfunctions, ranging from an
explosion to minor mechanical defects. Any possible standard is likely
to be hopelessly generic to govern such a wide array of
circumstances.''). As such, the performance of units that are
malfunctioning is not ``reasonably'' foreseeable. See, e.g. Sierra Club
v. EPA, 167 F.3d 658, 662 (D.C. Cir. 1999) (``The EPA typically has
wide latitude in determining the extent of data-gathering necessary to
solve a problem. We generally defer to an agency's decision to proceed
on the basis of imperfect scientific information, rather than to
'invest the resources to conduct the perfect study.' ''). See also,
Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (D.C. Cir. 1978) (``In the
nature of things, no general limit, individual permit, or even any
upset provision can anticipate all upset situations. After a certain
point, the transgression of regulatory limits caused by `uncontrollable
acts of third parties,' such as strikes, sabotage, operator
intoxication or insanity, and a variety of other eventualities, must be
a matter for the administrative exercise of case-by-case enforcement
discretion, not for specification in advance by regulation.''). In
addition, emissions during a malfunction event can be significantly
higher than emissions at any other time of source operation. For
example, if an air pollution control device with 99-percent removal
goes off-line as a result of a malfunction (as might happen if, for
example, the bags in a baghouse catch fire) and the emission unit is a
steady state type unit that would take days to shut down, the source
would go from 99-percent control to zero control until the control
device was repaired. The source's emissions during the malfunction
would be 100 times higher than during normal operations. As such, the
emissions over a 4-day malfunction period would exceed the annual
emissions of the source during normal operations. As this example
illustrates, accounting for malfunctions could lead to standards that
are not reflective of (and significantly less stringent than) levels
that are achieved by a well-performing non-malfunctioning source. It is
reasonable to interpret CAA section 112 to avoid such a result. The
EPA's approach to malfunctions is consistent with CAA section 112 and
is a reasonable interpretation of the statute.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible. For
example, in the Petroleum Refinery Sector RTR, the EPA established a
work practice standard for unique types of malfunction that result in
releases from pressure relief devices (PRDs) or emergency flaring
events because the EPA had information to determine that such work
practices reflected the level of control that applies to the best
performers. 80 FR 75178, 75211-14 (December 1, 2015). The EPA will
consider whether circumstances warrant setting standards for a
particular type of malfunction and, if so, whether the EPA has
sufficient information to identify the relevant best performing sources
and establish a standard for such malfunctions. (We also encourage
commenters to provide any such information.)
Based on the EPA's knowledge of the processes and engineering
judgement, malfunctions in the Taconite Iron Ore Processing source
category are considered unlikely to result in a violation of the
standard. Affected sources at taconite iron ore processing plants are
controlled with add-on air pollution control devices which will
continue to function in the event of a process upset. Also, processes
in the industry are typically equipped with controls that will not
allow startup of the emission source until the associated control
device is operating and will automatically shut down the emission
source if the associated controls malfunction. Indurating furnaces,
which are the largest sources of HAP emissions, typically operate
continuously for long periods of time with no significant spikes in
emissions. These minimal fluctuations in emissions are controlled by
the existing add-on air pollution control devices used at all plants in
the industry.
In the unlikely event that a source fails to comply with the
applicable CAA section 112(d) standards as a result of a malfunction
event, the EPA would determine an appropriate response based on, among
other things, the good faith efforts of the source to minimize
emissions during malfunction periods, including preventative and
corrective actions, as well as root cause analyses to ascertain and
rectify excess emissions. The EPA would also consider whether the
source's failure to comply with the CAA section 112(d) standard was, in
fact, sudden, infrequent, not reasonably preventable, and was not
instead caused, in part, by poor maintenance or careless operation. 40
CFR 63.2 (definition of malfunction).
If the EPA determines in a particular case that an enforcement
action against a source for violation of an emission standard is
warranted, the source can raise any and all defenses in that
enforcement action and the federal district court will determine what,
if any, relief is appropriate. The same is true for citizen enforcement
actions. Similarly, the presiding officer in an administrative
proceeding can consider any defense raised and determine whether
administrative penalties are appropriate.
In summary, the EPA interpretation of the CAA and, in particular,
section 112, is reasonable and encourages practices that will avoid
malfunctions.
[[Page 50680]]
Administrative and judicial procedures for addressing exceedances of
the standards fully recognize that violations may occur despite good
faith efforts to comply and can accommodate those situations. U.S.
Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016).
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.6(e)(1)(i) by changing the ``yes''
in the column titled ``Applies to Subpart RRRRR'' to a ``no.'' Section
63.6(e)(1)(i) describes the general duty to minimize emissions. Some of
the language in that section is no longer necessary or appropriate in
light of the elimination of the SSM exemption. We are proposing instead
to add general duty regulatory text at 40 CFR 63.9600(a) that reflects
the general duty to minimize emissions while eliminating the reference
to periods covered by an SSM exemption. The current language in 40 CFR
3.6(e)(1)(i) characterizes what the general duty entails during periods
of SSM. With the elimination of the SSM exemption, there is no need to
differentiate between normal operations and SSM events in describing
the general duty. Therefore, the language the EPA is proposing for 40
CFR 63.9600(a) does not include that language from 40 CFR 63.6(e)(1).
We are also proposing to revise the General Provisions
Applicability Table (Table 2) entry for 40 CFR 63.6(e)(1)(ii) by
changing the ``yes'' in the column titled ``Applies to Subpart RRRRR''
to a ``no.'' Section 63.6(e)(1)(ii) imposes requirements that are not
necessary with the elimination of the SSM exemption or are redundant
with the general duty requirement being added at 40 CFR 63.9600(a).
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.6(e)(3) by changing the ``yes'' in
the column titled ``Applies to Subpart RRRRR'' to a ``no.'' Generally,
these paragraphs require development of an SSM plan and specify SSM
recordkeeping and reporting requirements related to the SSM plan. As
noted, the EPA is proposing to remove the SSM exemptions. Therefore,
affected units will be subject to an emission standard during such
events. The applicability of a standard during such events will ensure
that sources have ample incentive to plan for and achieve compliance
and, thus, the SSM plan requirements are no longer necessary.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.6(f)(1) by changing the ``yes'' in
the column titled ``Applies to Subpart RRRRR'' to a ``no.'' The current
language of 40 CFR 63.6(f)(1) exempts sources from non-opacity
standards during periods of SSM. As discussed above, the Court in
Sierra Club v. EPA vacated the exemptions contained in this provision
and held that the CAA requires that some CAA section 112 standards
apply continuously. Consistent with Sierra Club v. EPA, the EPA is
proposing to revise standards in this rule to apply at all times.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.7(e)(1) by changing the ``yes'' in
the column titled ``Applies to Subpart RRRRR'' to a ``no.'' Section
63.7(e)(1) describes performance testing requirements. The EPA is
instead proposing to add a performance testing requirement at 40 CFR
63.9621(a). The performance testing requirements we are proposing to
add differ from the General Provisions performance testing provisions
in several respects. The regulatory text removes the cross-reference to
40 CFR 63.7(e)(1) and does not include the language in 40 CFR
63.7(e)(1) that restated the SSM exemption and language that precluded
startup and shutdown periods from being considered ``representative''
for purposes of performance testing. The proposed performance testing
provisions will not allow performance testing during malfunctions. As
in 40 CFR 63.7(e)(1), performance tests conducted under this subpart
should not be conducted during malfunctions because conditions during
malfunctions are often not representative of normal operating
conditions. The EPA is proposing to add language that requires the
owner or operator to record the process information that is necessary
to document operating conditions during the test and include in such
record an explanation to support that such conditions represent normal
operation. Section 63.7(e) requires that the owner or operator make
available to the Administrator such records ``as may be necessary to
determine the condition of the performance test'' available to the
Administrator upon request but does not specifically require the
information to be recorded. The regulatory text the EPA is proposing to
add to this provision builds on that requirement and makes explicit the
requirement to record the information.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.8(c)(1)(i) and (iii) by changing
the ``yes'' in the column titled ``Applies to Subpart RRRRR'' to a
``no.'' The cross-references to the general duty and SSM plan
requirements in those subparagraphs are not necessary in light of other
requirements of 40 CFR 63.8 that require good air pollution control
practices (40 CFR 63.8(c)(1)) and that set out the requirements of a
quality control program for monitoring equipment (40 CFR 63.8(d)).
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.8(d)(3) by changing the ``yes'' in
the column titled ``Applies to Subpart RRRRR'' to a ``no.'' The final
sentence in 40 CFR 63.8(d)(3) refers to the General Provisions' SSM
plan requirement which is no longer applicable. The EPA is proposing to
add to the rule at 40 CFR 63.9632(b)(5) text that is identical to 40
CFR 63.8(d)(3) except for the final sentence with the reference to SSM.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.10(b)(2)(i) by changing the ``yes''
in the column titled ``Applies to Subpart RRRRR'' to a ``no.'' Section
63.10(b)(2)(i) describes the recordkeeping requirements during startup
and shutdown. These recording provisions are no longer necessary
because the EPA is proposing that recordkeeping and reporting
applicable to normal operations will apply to startup and shutdown. In
the absence of special provisions applicable to startup and shutdown,
such as a startup and shutdown plan, there is no reason to retain
additional recordkeeping for startup and shutdown periods.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.10(b)(2)(ii) by changing the
``yes'' in the column titled ``Applies to Subpart RRRRR'' to a ``no.''
Section 63.10(b)(2)(ii) describes the recordkeeping requirements during
a malfunction. The EPA is proposing to add such requirements to 40 CFR
63.9642. The regulatory text we are proposing to add differs from the
General Provisions it is replacing in that the General Provisions
requires the creation and retention of a record of the occurrence and
duration of each malfunction of process, air pollution control, and
monitoring equipment. The EPA is proposing that this requirement apply
to any failure to meet an applicable standard and is requiring that the
source record the date, time, and duration of the failure rather than
the ``occurrence.'' The EPA is also proposing to add to 40 CFR 63.9642
a requirement that sources keep records that include a list of the
affected source or equipment and actions taken to minimize emissions,
an estimate of the quantity of each regulated pollutant emitted over
the standard for which the source failed to meet the standard, and a
description of the method used to
[[Page 50681]]
estimate the emissions. Examples of such methods would include product-
loss calculations, mass balance calculations, measurements when
available, or engineering judgment based on known process parameters.
The EPA is proposing to require that sources keep records of this
information to ensure that there is adequate information to allow the
EPA to determine the severity of any failure to meet a standard, and to
provide data that may document how the source met the general duty to
minimize emissions when the source has failed to meet an applicable
standard.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.10(b)(2)(iv) by changing the
``yes'' in the column titled ``Applies to Subpart RRRRR'' to a ``no.''
When applicable, the provision requires sources to record actions taken
during SSM events when actions were inconsistent with their SSM plan.
The requirement is no longer appropriate because SSM plans will no
longer be required. The requirement previously applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to minimize emissions and record
corrective actions is now applicable by reference to 40 CFR 63.9642.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.10(b)(2)(v) by changing the ``yes''
in the column titled ``Applies to Subpart RRRRR'' to a ``no.'' When
applicable, the provision requires sources to record actions taken
during SSM events to show that actions taken were consistent with their
SSM plan. The requirement is no longer appropriate because SSM plans
will no longer be required.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.10(c)(15) by changing the ``yes''
in the column titled ``Applies to Subpart RRRRR'' to a ``no.'' The EPA
is proposing that 40 CFR 63.10(c)(15) no longer applies. When
applicable, the provision allows an owner or operator to use the
affected source's SSM plan or records kept to satisfy the recordkeeping
requirements of the SSM plan, specified in 40 CFR 63.6(e), to also
satisfy the requirements of 40 CFR 63.10(c)(10) through (12). The EPA
is proposing to eliminate this requirement because SSM plans would no
longer be required, and, therefore, 40 CFR 63.10(c)(15) no longer
serves any useful purpose for affected units.
We are proposing to revise the General Provisions Applicability
Table (Table 2) entry for 40 CFR 63.10(d)(5) by changing the ``yes'' in
the column titled ``Applies to Subpart RRRRR'' to a ``no.'' Section
63.10(d)(5) describes the reporting requirements for startups,
shutdowns, and malfunctions. To replace the General Provisions
reporting requirement, the EPA is proposing to add reporting
requirements to 40 CFR 63.9641. The replacement language differs from
the General Provisions requirement in that it eliminates periodic SSM
reports as a stand-alone report. We are proposing language that
requires sources that fail to meet an applicable standard at any time
to report the information concerning such events in the semi-annual
compliance report already required under this rule. We are proposing
that the report must contain the number, date, time, duration, and the
cause of such events (including unknown cause, if applicable), a list
of the affected source or equipment, an estimate of the quantity of
each regulated pollutant emitted over any emission limit, and a
description of the method used to estimate the emissions.
Examples of such methods would include product-loss calculations,
mass balance calculations, measurements when available, or engineering
judgment based on known process parameters. The EPA is proposing this
requirement to ensure that there is adequate information to determine
compliance, to allow the EPA to determine the severity of the failure
to meet an applicable standard, and to provide data that may document
how the source met the general duty to minimize emissions during a
failure to meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan,
because SSM plans would no longer be required. The proposed amendments,
therefore, eliminate the cross-reference to 40 CFR 63.10(d)(5)(i) that
contains the description of the previously required SSM report format
and submittal schedule from this section. These specifications are no
longer necessary because the events will be reported in otherwise
required reports with similar format and submittal requirements.
The proposed amendments eliminate the cross-reference to 40 CFR
63.10(d)(5)(ii), which requires an immediate report for SSM when a
source failed to meet an applicable standard but did not follow the SSM
plan. We will no longer require owners and operators to report when
actions taken during a startup, shutdown, or malfunction were not
consistent with an SSM plan, because SSM plans would no longer be
required.
2. Electronic Reporting
The EPA is proposing that owners and operators of taconite iron ore
processing plants submit electronic copies of required performance test
reports and compliance reports through EPA's Central Data Exchange
(CDX) using the Compliance and Emissions Data Reporting Interface
(CEDRI). A description of the electronic data submission process is
provided in the memorandum, Electronic Reporting Requirements for New
Source Performance Standards (NSPS) and National Emission Standards for
Hazardous Air Pollutants (NESHAP) Rules, available in Docket ID No.
EPA-HQ-OAR-2017-0664. The proposed rule requires that performance test
results collected using test methods that are supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the ERT website \21\ at
the time of the test be submitted in the format generated through the
use of the ERT and that other performance test results be submitted in
portable document format (pdf) using the attachment module of the ERT.
For compliance reports, the proposed rule requires that owners and
operators use the appropriate spreadsheet template to submit
information to CEDRI. A draft version of the proposed template for
these reports is included in the docket for this rulemaking. The EPA
specifically requests comment on the content, layout, and overall
design of the template.
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\21\ https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert.
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Additionally, we have identified two broad circumstances in which
electronic reporting extensions may be provided. In both circumstances,
the decision to accept the claim of needing additional time to report
is within the discretion of the Administrator, and reporting should
occur as soon as possible. We are providing these potential extensions
to protect owners and operators from noncompliance in cases where they
cannot successfully submit a report by the reporting deadline for
reasons outside of their control. The situation where an extension may
be warranted due to outages of EPA's CDX or CEDRI which precludes an
owner or operator from accessing the system and submitting required
reports is addressed in 40 CFR 63.9641. The situation where an
extension may be warranted due to a force majeure event, which is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by
[[Page 50682]]
the affected facility that prevents an owner or operator from complying
with the requirement to submit a report electronically as required by
this rule is addressed in 40 CFR 63.9641. Examples of such events are
acts of nature, acts of war or terrorism, or equipment failure or
safety hazards beyond the control of the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, and will further assist in the protection of public
health and the environment. Furthermore, it will improve compliance by
facilitating the ability of regulated facilities to demonstrate
compliance with requirements and by facilitating the ability of
delegated state, local, tribal, and territorial air agencies and the
EPA to assess and determine compliance, and will ultimately reduce
burden on regulated facilities, delegated air agencies, and the EPA.
Electronic reporting also eliminates paper-based, manual processes,
thereby saving time and resources, simplifying data entry, eliminating
redundancies, minimizing data reporting errors, and providing data
quickly and accurately to the affected facilities, air agencies, the
EPA, and the public. Moreover, electronic reporting is consistent with
the EPA's plan \22\ to implement Executive Order 13563 and is in
keeping with the EPA's Agency-wide policy \23\ developed in response to
the White House's Digital Government Strategy.\24\ For more information
on the benefits of electronic reporting, see the memorandum, Electronic
Reporting Requirements for New Source Performance Standards (NSPS) and
National Emission Standards for Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA-HQ-OAR-2017-0664.
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\22\ EPA's Final Plan for Periodic Retrospective Reviews, August
2011. Available at: https://www.regulations.gov/document?D=EPA-HQ-OA-2011-0156-0154.
\23\ E-Reporting Policy Statement for EPA Regulations, September
2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\24\ Digital Government: Building a 21st Century Platform to
Better Serve the American People, May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
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3. Performance Testing
The Taconite Iron Ore Processing NESHAP performance testing
requirements specify that stack tests conducted for ore crushing and
handling, finished pellet handling, ore drying, and indurating furnace
affected sources must consist of three separate runs of a minimum of 2
hours for each run. Industry representatives have stated that 2-hour
test runs are unnecessary because an adequate sample volume can be
obtained when conducting a 1-hour test. Industry representatives also
pointed out that Minnesota state rules for performance testing only
require that test runs be 1 hour in duration. They claim longer run
time increases the cost of testing without any improvement in the data
collected. With the time needed for test contractors to set up and
break down their sampling equipment, perform the necessary QA/QC
checks, and conduct a minimum of 6 hours of testing for a three-run
test on a single stack, testing can take 9 to 10 hours to complete.
The EPA has previously concluded that the representative method
detection limit for EPA Method 5 of 40 CFR part 60, appendix A-3, is 2
milligrams for a sample volume of 1 dry standard cubic meter.\25\ This
is the approximate sample volume for a 1-hour test run. This detection
limit is equivalent to 0.0026 gr/dscf, which is well below the emission
limits in this rule. Additionally, we reviewed a number of test reports
submitted during the development of this action. After examining those
PM test results, we did not find any of the test results to be below
the method detection limit, even when the test run was only 1 hour
long.
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\25\ U.S. EPA. Memorandum from Conniesue Oldham to Bob Schell.
Revision of Estimated Method 5 Detection Limit. June 15, 2012.
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Based upon our review of available information, we agree that a
test run time of 1 hour should provide an adequate sample volume to
determine compliance with the emission limits if good testing practices
are followed. Therefore, we are proposing to revise the minimum time
for test runs for performance tests conducted on ore crushing and
handling, finished pellet handling, ore drying, and indurating furnace
affected sources from a minimum of 2 hours for each test run to a
minimum of 1 hour for each test run. While we agree that this change
should not cause an issue with determining compliance, as the number of
samples below the method detection limit should not increase as long as
good testing practices are followed, we are also proposing that if the
measurement result is reported as below the method detection limit, the
method detection limit will be used for that value when calculating the
average particulate concentration.
Performance testing of indurating furnaces is required no less
frequently than twice per 5-year permit term. Industry has requested
that the EPA revise the frequency to once every 5 years if the
performance test results are less than 80 percent of the emissions
limit. We currently do not have sufficient justification or data to
support this change. Therefore, we are not proposing this change.
However, we solicit comments, data, and information as to whether this
change would be appropriate or if other possible alternatives to the
current requirement should be considered that would provide the
industry more flexibility while ensuring that emissions would remain
below the PM limits. In particular, we are interested in emissions data
or other information that would support a margin of 80 percent, or some
other margin, as sufficient to ensure that emissions would not exceed
the emission limits for the 5-year period.
4. Baghouse Monitoring
Under the current rule, baghouses that are used on affected sources
to comply with the emission limits for PM are required to be equipped
with a bag leak detection system in order to monitor the relative
change in PM loadings. The current rule contains installation,
operation, and maintenance requirements that apply to bag leak
detection systems to ensure their proper performance. The Taconite Iron
Ore Processing NESHAP also requires that the owner or operator monitor
the daily pressure drop across each baghouse in addition to conducting
physical inspections of several baghouse components on a daily, weekly,
or monthly basis depending on the baghouse component. Then, the
interior of the baghouse must be inspected on a quarterly basis to
determine if there are air leaks. In view of the requirement for
baghouses to be equipped with a bag leak detection system, the
requirements to monitor baghouse pressure drop and to conduct baghouse
inspections are redundant and, therefore unnecessary. Therefore, we are
proposing to remove the requirements for conducting quarterly internal
baghouse inspections whenever the baghouse is equipped with a bag leak
detection system that is installed, operated, and maintained in
compliance with the requirements in the Taconite Iron Ore Processing
NESHAP. The use of bag leak detection systems is superior to older
methods of monitoring baghouse performance (such as visual inspections)
and is more consistent with monitoring
[[Page 50683]]
requirements for baghouses required in other EPA regulations.
Industry has also requested that the EPA revise the requirement at
40 CFR 63.9600(b)(2) to initiate corrective action to determine the
cause of a bag leak detection system alarm within 1 hour of its
occurrence. We currently do not have sufficient justification or data
to support this change. Therefore, we are not proposing this change.
However, we solicit comments, data, and information as to whether a
longer time frame within which industry is required to initiate
corrective action would be appropriate, or if other possible
alternatives to the current requirement should be considered that would
provide the industry more flexibility while ensuring that emissions
would remain below the PM limits.
5. Dynamic Wet Scrubbers
The current rule requires that where dynamic wet scrubbers, also
known as low energy scrubbers, are used to comply with PM emission
limits, the owner or operator must establish site-specific operating
limits for scrubber water flow rate and either fan amperage or pressure
drop during the PM performance testing for each dynamic wet scrubber.
Compliance with the operating limits is determined by monitoring the
daily average scrubber water flow rate and either the daily average fan
amperage or the daily average pressure drop. Since the MACT rule was
promulgated, we have determined that pressure drop is not adequate for
monitoring dynamic scrubbers as the pressure drop for these scrubbers
is very low and does not vary greatly. Furthermore, the operator is not
able to adjust or control the differential pressure in order to remain
in compliance. Therefore, we are proposing to remove pressure drop as a
monitoring option for dynamic wet scrubbers. Under the proposed
amendments, dynamic wet scrubbers used to comply with the Taconite Iron
Ore Processing NESHAP emission limits for PM would be required to
establish and monitor the scrubber water flow rate and fan amperage.
While we maintain that scrubber water flow is an appropriate operating
parameter for these scrubbers, we request comment on whether an
operating parameter other than fan amperage or pressure drop would be
as effective or more appropriate to monitor in conjunction with
scrubber water flow to ensure the continued removal efficiency of the
scrubber.
6. Performance Testing of Similar Sources
Under the current rule, the owner/operator may elect to group up to
six similar ore crushing and handling operations and finished pellet
handling operations sources and conduct a compliance test on a single
representative unit. The rule establishes the criteria that emission
units must meet to be considered similar. This provision has the
benefit of reducing testing costs for those facilities that can take
advantage of it. Industry representatives requested that the EPA modify
the rule language to allow up to 10 emission units in a group of
similar sources. However, we currently do not have sufficient
justification or data to support this change. Therefore, we are not
proposing revisions to this requirement at this time. However, we
request comments and information from companies and other stakeholders
on the positive and/or negative aspects of increasing the number of
similar sources that can be grouped for testing purposes, including the
potential economic benefits for companies and potential environmental
impacts, and whether the EPA should allow such an increase in the
number of units in a group of similar sources for testing, and if so,
why.
7. Elongated Mineral Particulate
In 2004, after promulgation of the original Taconite Iron Ore
Processing NESHAP, the National Wildlife Federation filed a petition
for review of that rule with the Court (Case No. 03-1458). In that
petition, the National Wildlife Federation alleged that the EPA had
failed to set standards for what they believed to be emissions of
asbestos, or asbestos-like fibers, from taconite iron ore processing
plants. We are referring to these compounds as amphibole ``elongated
mineral particulate (EMP).'' The EPA subsequently requested, and was
granted, a partial voluntary remand to further investigate this issue
and consider possible options to address the issue, as appropriate. As
part of the development of this RTR proposed rulemaking, we gathered
and reviewed available information on the amphibole EMP. Based on
available information, amphibole EMP emissions only occur from the
operations at one of the taconite iron ore processing plants, due to
the effects of the Duluth Gabbro Complex on the associated taconite
iron ore mine--specifically, the Peter Mitchell Mine associated with
the Northshore Mining Company processing plant located in Silver Bay,
Minnesota.
After reviewing and evaluating available information, we have
determined that the EMP do not meet the definition of ``asbestos''
found in current EPA regulations and technical documents. This is
because asbestos is always defined as the asbestiform varieties of
certain minerals (see 40 CFR 61.141, 763.83, and 763.163), whereas the
EMP in question developed in the non-asbestiform geologic form. Also, a
study by Ross et al. (The search for asbestos within the Peter Mitchell
Taconite iron ore mine, near Babbitt, Minnesota, which is available in
the docket, Docket ID No. EPA-HQ-OAR-2017-0664) found no asbestos in
the Peter Mitchell Mine. Ross et al. analyzed 53 samples from 30 sites
within the mine where fibrous minerals were thought to potentially
occur. Samples were analyzed using transmission electron microscopes
and other state-of-the-art equipment. No asbestos of any type was found
in the mine pit samples. In another study by Wilson et al., ambient air
samples from monitors at the taconite mill and in a nearby town were
analyzed. It was found that the fibers collected by the ambient air
monitors were non-asbestiform ferroactinolite and grunerite, not
asbestos. (Risk assessment due to environmental exposures to fibrous
particulates associated with taconite ore, which is available in the
docket, Docket ID No. EPA-HQ-OAR-2017-0664.)
We also evaluated the EMP to determine if they might meet the
definition of ``fine mineral fibers'' (the other HAP listed in CAA
section 112(b) which we initially thought might be interpreted to
include EMP). Footnote 3 after the list of HAP found in CAA section
112(b)(1) explains that ``[f]ine mineral fibers includes mineral fiber
emissions from facilities manufacturing or processing glass, rock or
slag fibers (or other mineral derived fibers) of average diameter 1
micrometer or less.'' The EPA Health Effects Notebook (available at
https://www.epa.gov/haps/health-effects-notebook-hazardous-air-pollutants) further explains that the term ``fine mineral fibers'' was
intended to apply to the synthetic vitreous fibers glasswool, rockwool,
slagwool, glass filaments, and refractory ceramic fibers. Based on the
CAA definition, and further interpretation provided in the EPA Health
Effects Notebook, we conclude that EMP do not meet the definition of
``fine mineral fibers'' because the taconite iron ore processing
facilities are not manufacturing or processing synthetic vitreous
fibers such as rockwool, glasswool, slagwool, glass filaments, and
refractory ceramic fibers.
Since the EMP do not meet the definition of HAP pursuant to CAA
[[Page 50684]]
section 112(b), the EPA did not review the EMP for regulation under CAA
section 112. Nevertheless, we note that the EMP are a component of PM
which are subject to control by the NESHAP as a surrogate for metal HAP
and acid gases. We also note that the Minnesota Pollution Control
Agency requires this facility to monitor the EMP and ensure ambient
levels of EMP near the facility are no higher than levels found in a
non-affected location (i.e., St. Paul, Minnesota). Also, EMP are the
subject of an exposure study being conducted in taconite communities in
Minnesota by the EPA's Office of Research and Development (ORD) and the
EPA's Region 5 office. More information on the EPA's review of the EMP
and EPA's proposed determination is available in the memorandum, EPA's
Analysis of Elongated Mineral Particulate, which is available in Docket
ID No. EPA-HQ-OAR-2017-0664.
E. What compliance dates are we proposing?
We are proposing that existing facilities must comply with all
changes proposed in this action 180 days after promulgation of the
final rule. All new or reconstructed facilities must comply with all
requirements in the final rule upon startup. Our experience with
similar industries that are required to convert reporting mechanisms,
install necessary hardware and software, become familiar with the
process of submitting performance test results electronically through
the EPA's CEDRI, test these new electronic submission capabilities,
reliably employ electronic reporting, and convert logistics of
reporting processes to different time-reporting parameters, shows that
a time period of a minimum of 90 days, and more typically, 180 days, is
generally necessary to successfully complete these changes. Our
experience with similar industries further shows that this sort of
regulated facility generally requires a time period of 180 days to read
and understand the amended rule requirements; evaluate their operations
to ensure that they can meet the standards during periods of startup
and shutdown as defined in the rule and make any necessary adjustments;
adjust parameter monitoring and recording systems to accommodate
revisions; and update their operations to reflect the revised
requirements. The EPA recognizes the confusion that multiple different
compliance dates for individual requirements would create and the
additional burden such an assortment of dates would impose. From our
assessment of the time frame needed for compliance with the entirety of
the revised requirements, the EPA considers a period of 180 days to be
the most expeditious compliance period practicable, and, thus, is
proposing that existing affected sources be in compliance with all of
this regulation's revised requirements within 180 days of the
regulation's effective date.
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
The Taconite Iron Ore Processing source category consists of eight
facilities. One facility (Empire Mine) that is currently in a state of
indefinite idle, is expected to resume operations once market
conditions become more favorable. Also, a new facility is under
construction near Nashwauk, Minnesota. The date that this new facility
will begin operations is unknown, but not expected until after
completion of this rulemaking. The affected sources at a taconite iron
ore processing plant include ore crushing and handling operations, ore
dryers, indurating furnaces, and finished pellet handling operations.
The owner/operator of a taconite iron ore processing plant must also
prepare and operate according to a fugitive dust emissions control plan
to minimize emissions from sources of fugitive emissions (e.g.,
stockpiles, tailings basins, roadways, pellet loading areas, material
transfer points, and yard areas).
B. What are the air quality impacts?
In this action, we are proposing no new emission limits and no
additional controls; therefore, no air quality impacts are expected as
a result of the proposed amendments.
C. What are the cost impacts?
The proposed amendments include no changes to emission standards or
add-on controls. As described in section IV.C.3 of this preamble, the
proposed amendments would reduce emissions performance test run times
from 2 hours to 1 hour and remove the unnecessary requirement to
conduct quarterly internal visual inspections of baghouses that are
equipped with a bag leak detection system. The proposed amendments
would replace the current reporting requirements with electronic
reporting. Electronic reporting eliminates paper-based, manual
processes, thereby saving time and resources, simplifying data entry,
eliminating redundancies, and minimizing data reporting errors,
ultimately reducing the burden on regulated facilities. Therefore, the
proposed amendments impose no additional costs. In fact, the amendments
and clarifications to rule language are expected to result in a
reduction of current costs because compliance will be more
straightforward. As described in the cost memorandum, we estimate the
proposed amendments will result in an overall cost savings of $190,000
per year mainly due to the reduced testing duration and elimination of
need for internal visual baghouse inspections.
D. What are the economic impacts?
Economic impact analyses focus on changes in market prices and
output levels. If changes in market prices and output levels in the
primary markets are significant enough, impacts on other markets may
also be examined. Both the magnitude of costs associated with the
proposed requirements and the distribution of these costs among
affected facilities can have a role in determining how the market will
change in response to a proposed rule. Because the overall costs and
savings associated with the proposed revisions are relatively small, no
significant economic impacts from the proposed amendments are
anticipated.
E. What are the benefits?
While the proposed amendments would not result in reductions in
emissions of HAP, this action, if finalized, would result in improved
monitoring, compliance, and implementation of the rule. Also, the
electronic reporting requirements will enhance transparency by making
performance test results and compliance reports more readily available
to the public.
VI. Request for Comments
We solicit comments on this proposed action. In addition to general
comments on this proposed action, we are also interested in additional
data that may improve the risk assessments and other analyses. We are
specifically interested in receiving any improvements to the data used
in the site-specific emissions profiles used for risk modeling. Such
data should include supporting documentation in sufficient detail to
allow characterization of the quality and representativeness of the
data or information. Section VII of this preamble provides more
information on submitting data.
VII. Submitting Data Corrections
The site-specific emissions profiles used in the source category
risk and demographic analyses and instructions are available for
download on the RTR website at https://www.epa.gov/
[[Page 50685]]
stationary-sources-air-pollution/taconite-iron-ore-processing-national-
emission-standards-hazardous. The data files include detailed
information for each HAP emissions release point for the facilities in
the source category.
If you believe that the data are not representative or are
inaccurate, please identify the data in question, provide your reason
for concern, and provide any ``improved'' data that you have, if
available. When you submit data, we request that you provide
documentation of the basis for the revised values to support your
suggested changes. To submit comments on the data downloaded from the
RTR website, complete the following steps:
1. Within this downloaded file, enter suggested revisions to the
data fields appropriate for that information.
2. Fill in the commenter information fields for each suggested
revision (i.e., commenter name, commenter organization, commenter email
address, commenter phone number, and revision comments).
3. Gather documentation for any suggested emissions revisions
(e.g., performance test reports, material balance calculations).
4. Send the entire downloaded file with suggested revisions in
Microsoft[supreg] Access format and all accompanying documentation to
Docket ID No. EPA-HQ-OAR-2017-0664 (through the method described in the
ADDRESSES section of this preamble).
5. If you are providing comments on a single facility or multiple
facilities, you need only submit one file for all facilities. The file
should contain all suggested changes for all sources at that facility
(or facilities). We request that all data revision comments be
submitted in the form of updated Microsoft[supreg] Excel files that are
generated by the Microsoft[supreg] Access file. These files are
provided on the RTR website at https://www.epa.gov/stationary-sources-air-pollution/taconite-iron-ore-processing-national-emission-standards-hazardous.
VIII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to OMB for review.
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This action is not expected to be an Executive Order 13771
regulatory action because this action is not significant under
Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities in this proposed rule have
been submitted for approval to OMB under the PRA. The information
collection request (ICR) document that the EPA prepared has been
assigned EPA ICR number 2050.08. You can find a copy of the ICR in the
docket for this rule, and it is briefly summarized here.
We are proposing amendments that require electronic reporting,
remove the malfunction exemption, and impose other revisions that
affect reporting and recordkeeping for taconite iron ore processing
facilities. This information would be collected to assure compliance
with 40 CFR part 63, subpart RRRRR.
Respondents/affected entities: Owners or operators of taconite iron
ore processing facilities.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart LLLLL).
Estimated number of respondents: Eight (total).
Frequency of response: Initial, semiannual, and annual.
Total estimated burden: The annual recordkeeping and reporting
burden for facilities to comply with all of the requirements in the
NESHAP is estimated to be 1,000 hours (per year). Burden is defined at
5 CFR 1320.3(b).
Total estimated cost: The annual recordkeeping and reporting burden
for facilities to comply with all of the requirements in the NESHAP is
estimated to be $550,000 (per year). The only costs associated with the
information collection activity is labor cost. There are no capital/
startup or operation and maintenance costs for this ICR.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates, and any suggested methods
for minimizing respondent burden to the EPA using the docket identified
at the beginning of this rule. You may also send your ICR-related
comments to OMB's Office of Information and Regulatory Affairs via
email to [email protected], Attention: Desk Officer for the
EPA. Since OMB is required to make a decision concerning the ICR
between 30 and 60 days after receipt, OMB must receive comments no
later than October 25, 2019. The EPA will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on small entities. Based on the
Small Business Administration size category for this source category,
no small entities are subject to this action.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any state,
local, or tribal governments or the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. No tribal governments own facilities subject to
this proposed action. Thus, Executive Order 13175 does not apply to
this action. However, since tribal officials expressed significant
interest in this rulemaking, consistent with the EPA Policy on
Consultation and Coordination with Indian Tribes, a tribal consultation
is planned for this rulemaking.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental health or safety
risks addressed by this action present a disproportionate risk to
children. This action, if finalized, would result in improved
monitoring,
[[Page 50686]]
compliance, and implementation of the rule, which could lower the risk
to all people affected by emissions from these facilities, including
children. This action's health and risk assessments are contained in
section IV of this preamble and in the Taconite Risk Report, which is
available in the docket.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution or Use
This action is not subject to Executive Order 13211, because it is
not a significant regulatory action under Executive Order 12866.
J. National Technology Transfer and Advancement Act (NTTAA)
This action involves technical standards. The EPA proposes to use
ANSI/ASME PTC 19.10-1981 Part 10 (2010), ``Flue and Exhaust Gas
Analyses,'' manual portion only, as an alternative to EPA Method 3B and
incorporates the alternative method by reference. The ANSI/ASME PTC
19.10-1981 Part 10 (2010) method incorporates both manual and
instrumental methodologies for the determination of oxygen content of
the exhaust gas. The manual method segment of the oxygen determination
is performed through the absorption of oxygen. The method is acceptable
as an alternative to EPA Method 3B and is available from the American
Society of Mechanical Engineers (ASME) at https://www.asme.org; by mail
at Three Park Avenue, New York, NY 10016-5990; or by telephone at (800)
843-2763.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994). To
the extent that this action, if finalized, would result in improved
monitoring, compliance, and implementation of the rule, we believe that
it could decrease the risks posed by taconite iron ore processing
facilities for these populations. This action's health and risk
assessments are contained in section IV of this action. The
documentation for this decision is contained in section IV.A.1 of this
preamble and in the Taconite Risk Report, which is available in Docket
ID No. EPA-HQ-OAR-2017-0664.
List of Subjects in 40 CFR Part 63
Environmental protection, Air pollution control, Hazardous
substances, Incorporation by reference, Reporting and recordkeeping
requirements.
Dated: August 28, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons set forth in the preamble, the EPA proposes to
amend 40 CFR part 63 as follows:
PART 63--NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation for part 63 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
0
2. Section 63.14 is amended by revising paragraphs (e)(1) and (n)(3) to
read as follows:
Sec. 63.14 Incorporations by reference.
* * * * *
(e) * * *
(1) ANSI/ASME PTC 19.10-1981, Flue and Exhaust Gas Analyses [Part
10, Instruments and Apparatus], issued August 31, 1981, IBR approved
for Sec. Sec. 63.309(k), 63.457(k), 63.772(e) and (h), 63.865(b),
63.1282(d) and (g), 63.1625(b), 63.3166(a), 63.3360(e), 63.3545(a),
63.3555(a), 63.4166(a), 63.4362(a), 63.4766(a), 63.4965(a), 63.5160(d),
table 4 to subpart UUUU, 63.9307(c), 63.9323(a), 63.9621(b) and (c),
63.11148(e), 63.11155(e), 63.11162(f), 63.11163(g), 63.11410(j),
63.11551(a), 63.11646(a), and 63.11945, table 5 to subpart DDDDD, table
4 to subpart JJJJJ, table 4 to subpart KKKKK, tables 4 and 5 of subpart
UUUUU, table 1 to subpart ZZZZZ, and table 4 to subpart JJJJJJ.
* * * * *
(n) * * *
(3) EPA-454/R-98-015, Office of Air Quality Planning and Standards
(OAQPS), Fabric Filter Bag Leak Detection Guidance, September 1997,
https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=2000D5T6.PDF, IBR approved
for Sec. Sec. 63.548(e), 63.864(e), 63.7525(j), 63.8450(e),
63.8600(e), 63.9632(a)(5), and 63.11224(f).
* * * * *
Subpart RRRRR--National Emission Standards for Hazardous Air
Pollutants for the Taconite Iron Ore Processing
0
3. Section 63.9583 is revised to read as follows:
Sec. 63.9583 When do I have to comply with this subpart?
(a) If you have an affected source the construction or
reconstruction of which is commenced before December 18, 2002, you must
comply with each emission limitation, work practice standard, and
operation and maintenance requirement in this subpart that applies to
you no later than October 30, 2006, except as provided in paragraphs
(f)(1) and (2) of this section.
(b) If you have an affected source the construction or
reconstruction of which is commenced on or after December 18, 2002, and
its initial startup date is on or before October 30, 2003, you must
comply with each emission limitation, work practice standard, and
operation and maintenance requirement in this subpart that applies to
you by October 30, 2003, except as noted in paragraphs (f)(1) and (2)
of this section.
(c) If you have an affected source and its initial startup date is
after October 30, 2003, you must comply with each emission limitation,
work practice standard, and operation and maintenance requirement in
this subpart that applies to you upon initial startup, except as noted
in paragraphs (f)(1) and (2) of this section.
(d) If your taconite iron ore processing plant is an area source
that becomes a major source of HAP, the compliance dates in paragraphs
(d)(1) and (2) of this section apply to you.
(1) Any portion of the taconite iron ore processing plant that is a
new affected source or a new reconstructed source must be in compliance
with this subpart upon startup, except as noted in paragraphs (f)(1)
and (2) of this section.
(2) All other parts of the taconite iron ore processing plant must
be in compliance with this subpart no later than 3 years after the
plant becomes a major source, except as noted in paragraphs (f)(1) and
(2) of this section.
(e) You must meet the notification and schedule requirements in
Sec. 63.9640. Several of these notifications must be submitted before
the compliance date for your affected source.
(f)(1) If you have an affected source the construction or
reconstruction of which is commenced before September 25, 2019, you
must comply with the following requirements of this subpart by [DATE
180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE FEDERAL
REGISTER]: Sec. 63.9590(b)(2); Sec. 63.9600(a); Sec. 63.9610(a)
introductory text; Sec. 63.9621(a); Sec. 63.9622(b) introductory
text, (b)(1) and (2) and (d)(2); Sec. 63.9623(b)(2); Sec. 63.9631(c);
Sec. 63.9632(a)(3); Sec. 63.9634(b)(3), (f) introductory text, and
(f)(1), (3), and (4);
[[Page 50687]]
Sec. 63.9637; Sec. 63.9641(b)(7)(ii), (b)(8)(ii) and (iv), (c), (e),
(g), (h), (i), and (j); Sec. 63.9642(a)(4), (5), and (6) and (b)(3);
Sec. 63.9643(d); Table 2 to this subpart.
(2) If you have an affected source the construction or
reconstruction of which is commenced on or after September 25, 2019,
you must comply with all the requirements of this subpart by [DATE OF
PUBLICATION OF FINAL RULE IN THE FEDERAL REGISTER] or the date of
startup, whichever is later.
0
4. Section 63.9590 is amended by revising paragraph (b)(2) to read as
follows:
Sec. 63.9590 What emission limitations must I meet?
* * * * *
(b) * * *
(2) For each dynamic wet scrubber applied to meet any particulate
matter emission limit in Table 1 to this subpart, you must maintain the
daily average scrubber water flow rate and the daily average fan
amperage (a surrogate for fan speed as revolutions per minute) at or
above the minimum levels established during the initial performance
test.
* * * * *
0
5. Section 63.9600 is amended by revising paragraphs (a) and (b)(2)
introductory text to read as follows:
Sec. 63.9600 What are my operation and maintenance requirements?
(a) You must always operate and maintain any affected source,
including associated air pollution control equipment and monitoring
equipment, in a manner consistent with safety and good air pollution
control practices for minimizing emissions. The general duty to
minimize emissions does not require the owner or operator to make any
further efforts to reduce emissions if levels required by the
applicable standard have been achieved. Determination of whether such
operation and maintenance procedures are being used will be based on
information available to the Administrator which may include, but is
not limited to, monitoring results, review of operation and maintenance
procedures, review of operation and maintenance records, and inspection
of the source.
(b) * * *
(2) Corrective action procedures for bag leak detection systems. In
the event a bag leak detection system alarm is triggered, you must
initiate corrective action to determine the cause of the alarm within 1
hour of the alarm, initiate corrective action to correct the cause of
the problem within 24 hours of the alarm, and complete the corrective
action as soon as practicable. If the alarm sounds more than 5 percent
of the operating time during a 6-month period as determined according
to Sec. 63.9634(d)(3), it is considered an operating parameter
deviation. Corrective actions may include, but are not limited to, the
actions listed in paragraphs (b)(2)(i) through (vi) of this section.
* * * * *
0
6. Section 63.9610 is amended by revising paragraph (a) introductory
text and removing and reserving paragraph (c) to read as follows:
Sec. 63.9610 What are my general requirements for complying with this
subpart?
(a) You must be in compliance with the requirements in paragraphs
(a)(1) through (6) of this section at all times.
* * * * *
0
7. Section 63.9620 is amended by revising paragraph (f) introductory
text and removing paragraph (f)(3) to read as follows:
Sec. 63.9620 On which units and by what date must I conduct
performance tests or other initial compliance demonstrations?
* * * * *
(f) If you elect to test representative emission units as provided
in paragraph (e) of this section, the units that are grouped together
as similar units must meet the criteria in paragraphs (f)(1) and (2) of
this section.
* * * * *
0
8. Section 63.9621 is amended by revising paragraphs (a), (b)(1) and
(2), and (c)(1) and (2) to read as follows:
Sec. 63.9621 What test methods and other procedures must I use to
demonstrate initial compliance with the emission limits for particulate
matter?
(a) You must conduct each performance test that applies to your
affected source under normal maximum operating conditions of the
affected source. The owner or operator may not conduct performance
tests during periods of malfunction. The owner or operator must record
the process information that is necessary to document operating
conditions during the test and include in such record an explanation to
support that such conditions represent normal operation. Upon request,
the owner or operator shall make available to the Administrator such
records as may be necessary to determine the conditions of performance
tests. You must also conduct each performance test that applies to your
affected source according to the requirements in paragraphs (b) and (c)
of this section.
(b) * * *
(1) Except as provided in Sec. 63.9620(e), determine the
concentration of particulate matter in the stack gas for each emission
unit according to the test methods listed in paragraphs (b)(1)(i)
through (v) of this section.
(i) Method 1 or 1A in appendix A-1 to part 60 of this chapter to
select sampling port locations and the number of traverse points.
Sampling ports must be located at the outlet of the control device and
prior to any releases to the atmosphere.
(ii) Method 2, 2A, 2C, 2D, or 2F in appendix A-1 to part 60 of this
chapter or Method 2G in appendix A-2 to part 60 of this chapter, as
applicable, to determine the volumetric flow rate of the stack gas.
(iii) Method 3A or 3B in appendix A-2 to part 60 of this chapter to
determine the dry molecular weight of the stack gas. The voluntary
consensus standard ANSI/ASME PTC 19.10-1981--Part 10 (incorporated by
reference--see Sec. 63.14) may be used as an alternative to the manual
procedures (but not instrumental procedures) in Method 3B.
(iv) Method 4 in appendix A-3 to part 60 of this chapter to
determine the moisture content of the stack gas.
(v) Method 5 or 5D in appendix A-3 to part 60 of this chapter or
Method 17 in appendix A-6 to part 60 of this chapter to determine the
concentration of particulate matter.
(2) Each Method 5, 5D, or 17 performance test must consist of three
separate runs. Each run must be conducted for a minimum of 1 hour. If
any measurement result is reported as below the method detection limit,
use the method detection limit for that value when calculating the
average particulate matter concentration. The average particulate
matter concentration from the three runs will be used to determine
compliance, as shown in Equation 1 of this section.
[GRAPHIC] [TIFF OMITTED] TP25SE19.004
[[Page 50688]]
Where:
Ci = Average particulate matter concentration for
emission unit, grains per dry standard cubic foot, (gr/dscf);
C1 = Particulate matter concentration for run 1
corresponding to emission unit, gr/dscf;
C2 = Particulate matter concentration for run 2
corresponding to emission unit, gr/dscf; and
C3 = Particulate matter concentration for run 3
corresponding to emission unit, gr/dscf.
* * * * *
(c) * * *
(1) Determine the concentration of particulate matter for each
stack according to the test methods listed in paragraphs (c)(1)(i)
through (v) of this section.
(i) Method 1 or 1A in appendix A-1 to part 60 of this chapter to
select sampling port locations and the number of traverse points.
Sampling ports must be located at the outlet of the control device and
prior to any releases to the atmosphere.
(ii) Method 2, 2A, 2C, 2D, or 2F in appendix A-1 to part 60 of this
chapter or Method 2G in appendix A-2 to part 60 of this chapter, as
applicable, to determine the volumetric flow rate of the stack gas.
(iii) Method 3A or 3B in appendix A-2 to part 60 of this chapter to
determine the dry molecular weight of the stack gas. The voluntary
consensus standard ANSI/ASME PTC 19.10-1981--Part 10 (incorporated by
reference--see Sec. 63.14) may be used as an alternative to the manual
procedures (but not instrumental procedures) in Method 3B.
(iv) Method 4 in appendix A-3 to part 60 of this chapter to
determine the moisture content of the stack gas.
(v) Method 5 or 5D in appendix A-3 to part 60 of this chapter to
determine the concentration of particulate matter.
(2) Each Method 5 or 5D performance test must consist of three
separate runs. Each run must be conducted for a minimum of 1 hour. If
any measurement result is reported as below the method detection limit,
use the method detection limit for that value when calculating the
average particulate matter concentration. The average particulate
matter concentration from the three runs will be used to determine
compliance, as shown in Equation 1 of this section.
* * * * *
0
9. Section 63.9622 is amended by revising paragraphs (b) and (d)(2) to
read as follows:
Sec. 63.9622 What test methods and other procedures must I use to
establish and demonstrate initial compliance with the operating limits?
* * * * *
(b) For dynamic wet scrubbers subject to performance testing in
Sec. 63.9620 and operating limits for scrubber water flow rate and fan
amperage in Sec. 63.9590(b)(2), you must establish site-specific
operating limits according to the procedures in paragraphs (b)(1) and
(2) of this section.
(1) Using the CPMS required in Sec. 63.9631(b), measure and record
the scrubber water flow rate and the fan amperage every 15 minutes
during each run of the particulate matter performance test.
(2) Calculate and record the average scrubber water flow rate and
the average fan amperage for each individual test run. Your operating
limits are established as the lowest average scrubber water flow rate
and the lowest average fan amperage value corresponding to any of the
three test runs.
* * * * *
(d) * * *
(2) For each individual test run, calculate and record the average
value for each operating parameter in paragraphs (d)(1)(i) through
(iii) of this section for each wet electrostatic precipitator field.
Your operating limits are established as the lowest average value for
each operating parameter of secondary voltage and water flow rate
corresponding to any of the three test runs, and the highest average
value for each stack outlet temperature corresponding to any of the
three test runs.
* * * * *
0
10. Section 63.9623 is amended by revising paragraph (b)(2) to read as
follows:
Sec. 63.9623 How do I demonstrate initial compliance with the
emission limitations that apply to me?
* * * * *
(b) * * *
(2) For each dynamic wet scrubber subject to performance testing in
Sec. 63.9620 and operating limits for scrubber water flow rate and fan
amperage in Sec. 63.9590(b)(2), you have established appropriate site-
specific operating limits and have a record of the scrubber water flow
rate and the fan amperage value, measured during the performance test
in accordance with Sec. 63.9622(b).
* * * * *
0
11. Section 63.9625 is amended by revising the introductory text to
read as follows:
Sec. 63.9625 How do I demonstrate initial compliance with the
operation and maintenance requirements that apply to me?
For each air pollution control device subject to operating limits
in Sec. 63.9590(b), you have demonstrated initial compliance with the
operation and maintenance requirements if you meet all of the
requirements in paragraphs (a) through (d) of this section.
* * * * *
0
12. Section 63.9631 is amended by revising paragraphs (a) introductory
text and (c) to read as follows:
Sec. 63.9631 What are my monitoring requirements?
(a) For each baghouse applied to meet any particulate matter
emission limit in Table 1 to this subpart, you must install, operate,
and maintain a bag leak detection system to monitor the relative change
in particulate matter loadings according to the requirements in Sec.
63.9632(a), and conduct inspections at their specified frequencies
according to the requirements in paragraphs (a)(1) through (6) and (8)
of this section. For each baghouse applied to meet any particulate
matter emission limit in Table 1 to this subpart that is not required
by Sec. 63.9632(a) to be equipped with a bag leak detection system,
you must conduct inspections at their specified frequencies according
to the requirements in paragraphs (a)(1) through (8) of this section.
* * * * *
(c) For each dynamic wet scrubber subject to the scrubber water
flow rate and the fan amperage operating limits in Sec. 63.9590(b)(2),
you must install, operate, and maintain a CPMS according to the
requirements in Sec. 63.9632(b) through (e) and monitor the daily
average scrubber water flow rate and the daily average fan amperage
according to the requirements in Sec. 63.9633.
* * * * *
0
13. Section 63.9632 is amended by:
0
a. Revising paragraphs (a) introductory text and (a)(1).
0
b. Redesignating paragraphs (a)(3) through (8) as paragraphs (a)(4)
through (9).
0
c. Adding new paragraph (a)(3).
0
d. Revising newly redesignated paragraphs (a)(4), (a)(5) introductory
text, (a)(7) introductory text, and (a)(7)(i).
0
e. Revising paragraphs (b)(3) through (6) and (f)(2) and (4).
The revisions and addition read as follows:
[[Page 50689]]
Sec. 63.9632 What are the installation, operation, and maintenance
requirements for my monitoring equipment?
(a) For each negative pressure baghouse or positive pressure
baghouse equipped with a stack, applied to meet any particulate
emission limit in Table 1 to this subpart, you must install, operate,
and maintain a bag leak detection system for each exhaust stack
according to the requirements in paragraphs (a)(1) through (9) of this
section.
(1) A bag leak detection system installed before September 25,
2019, must be certified by the manufacturer to be capable of detecting
emissions of particulate matter at concentrations of 10 milligrams per
actual cubic meter (0.0044 grains per actual cubic foot) or less. A bag
leak detection system installed after September 25, 2019, must be
certified by the manufacturer to be capable of detecting emissions of
particulate matter at concentrations of 1 milligram per actual cubic
meter (0.00044 grains per actual cubic foot) or less.
* * * * *
(3) The bag leak detection system must be equipped with a device to
continuously record the output signal from the sensor.
(4) The system must be equipped with an alarm that will sound when
an increase in relative particulate loadings is detected over the alarm
level set point established according to paragraph (a)(5) of this
section. The alarm must be located such that it can be heard by the
appropriate plant personnel.
(5) For each bag leak detection system, you must develop and submit
to the Administrator for approval, a site-specific monitoring plan that
addresses the items identified in paragraphs (a)(5)(i) through (v) of
this section. The monitoring plan shall be consistent with the
manufacturer's specifications and recommendations contained in the U.S.
Environmental Protection Agency (U.S. EPA) guidance document, ``Fabric
Filter Bag Leak Detection Guidance'' (EPA-454/R-98-015) (incorporated
by reference--see Sec. 63.14). You must operate and maintain the bag
leak detection system according to the site-specific monitoring plan at
all times. The plan shall describe all of the items in paragraphs
(a)(5)(i) through (v) of this section.
* * * * *
(7) Following initial adjustment, do not adjust sensitivity or
range, averaging period, alarm set point, or alarm delay time, without
approval from the Administrator except as provided for in paragraph
(a)(7)(i) of this section. In no event may the sensitivity be increased
more than 100 percent or decreased by more than 50 percent over a 365-
day period unless such adjustment follows a complete baghouse
inspection that demonstrates the baghouse is in good operating
condition.
(i) Once per quarter, you may adjust the sensitivity or range of
the bag leak detection system to account for seasonal effects,
including temperature and humidity, according to the procedures
identified in the site-specific monitoring plan required under
paragraph (a)(5) of this section.
* * * * *
(b) * * *
(3) Performance evaluation procedures, a schedule for performing
such procedures, and acceptance criteria (e.g., calibrations), as well
as corrective action to be taken if a performance evaluation does not
meet the acceptance criteria. If a CPMS calibration fails, the CPMS is
considered to be inoperative until you take corrective action and the
system passes calibration.
(4) Ongoing operation and maintenance procedures and a schedule for
preventative maintenance procedures, in a manner consistent with good
air pollution control practices and in accordance with the general
requirements of Sec. 63.8(c)(1)(ii), (c)(3), (c)(4)(ii), and (c)(7)
and (8).
(5) Ongoing data quality assurance procedures in accordance with
the general requirements of Sec. 63.8(d)(1) and (2). The owner or
operator shall keep these written procedures on record for the life of
the affected source or until the affected source is no longer subject
to the provisions of this part, to be made available for inspection,
upon request, by the Administrator. If the performance evaluation plan
is revised, the owner or operator shall keep previous (i.e.,
superseded) versions of the performance evaluation plan on record to be
made available for inspection, upon request, by the Administrator, for
a period of 5 years after each revision to the plan.
(6) Ongoing recordkeeping and reporting procedures in accordance
with the general requirements of Sec. 63.10(c)(1) through (14),
(e)(1), and (e)(2)(i).
* * * * *
(f) * * *
(2) You must develop and implement a quality control program for
operating and maintaining each COMS according to Sec. 63.8(a) and (b),
(c)(1)(ii), (c)(2) through (8), (d)(1) and (2), and (e) through (g) and
Procedure 3 in appendix F to 40 CFR part 60. At a minimum, the quality
control program must include a daily calibration drift assessment,
quarterly performance audit, and annual zero alignment of each COMS.
* * * * *
(4) You must determine and record the 6-minute average opacity for
periods during which the COMS is not out of control. All COMS must
complete a minimum of one cycle of sampling and analyzing for each
successive 10-second period and one cycle of data recording for each
successive 6-minute period.
0
14. Section 63.9633 is amended by revising paragraphs (a) and (b) to
read as follows:
Sec. 63.9633 How do I monitor and collect data to demonstrate
continuous compliance?
(a) Except for monitoring malfunctions, out of control periods,
associated repairs, and required quality assurance or control
activities (including as applicable, calibration checks and required
zero and span adjustments), you must monitor continuously (or collect
data at all required intervals) at all times an affected source is
operating.
(b) You may not use data recorded during monitoring malfunctions,
out of control periods, associated repairs, and required quality
assurance or control activities in data averages and calculations used
to report emission or operating levels, or to fulfill a minimum data
availability requirement. You must use all the data collected during
all other periods in assessing compliance.
* * * * *
0
15. Section 63.9634 is amended by:
0
a. Revising paragraphs (b)(3), (d) introductory text, and (d)(2).
0
b. Adding paragraph (d)(3).
0
c. Revising paragraphs (f) introductory text, (f)(1), (3), and (4),
(h)(1), and (j)(1) and (2).
The revisions and addition read as follows:
Sec. 63.9634 How do I demonstrate continuous compliance with the
emission limitations that apply to me?
* * * * *
(b) * * *
(3) For ore crushing and handling and finished pellet handling
emission units not selected for initial performance testing and defined
within a group of similar emission units in accordance with Sec.
63.9620(e), the site-specific operating limits established for the
emission unit selected as representative of a group of similar emission
units will be used as the operating limit for each emission unit within
the group. The operating limit established for the representative unit
must be met by each emission unit within the group.
* * * * *
[[Page 50690]]
(d) For each baghouse applied to meet any particulate emission
limit in Table 1 to this subpart, you must demonstrate continuous
compliance by completing the requirements in paragraphs (d)(1) through
(3) of this section.
* * * * *
(2) Inspecting and maintaining each baghouse according to the
requirements in Sec. 63.9631(a) and recording all information needed
to document conformance with the requirements in Sec. 63.9631(a). If
you increase or decrease the sensitivity of the bag leak detection
system beyond the limits specified in your site-specific monitoring
plan, you must include a copy of the required written certification by
a responsible official in the next semiannual compliance report.
(3) Each bag leak detection system must be operated and maintained
such that the alarm does not sound more than 5 percent of the operating
time during a 6-month period. Calculate the alarm time as specified in
paragraphs (d)(3)(i) through (iii) of this section.
(i) If inspection of the fabric filter demonstrates that no
corrective action is required, no alarm time is counted.
(ii) If corrective action is required, each alarm time (i.e., time
that the alarm sounds) is counted as a minimum of 1 hour.
(iii) If it takes longer than 1 hour to initiate corrective action,
each alarm time is counted as the actual amount of time taken to
initiate corrective action.
* * * * *
(f) For each dynamic wet scrubber subject to the operating limits
for scrubber water flow rate and the fan amperage in Sec.
63.9590(b)(2), you must demonstrate continuous compliance by completing
the requirements of paragraphs (f)(1) through (4) of this section.
(1) Maintaining the daily average scrubber water flow rate and the
daily average fan amperage at or above the minimum levels established
during the initial or subsequent performance test.
* * * * *
(3) Collecting and reducing monitoring data for scrubber water flow
rate and fan amperage according to Sec. 63.9632(c) and recording all
information needed to document conformance with the requirements in
Sec. 63.9632(c).
(4) If the daily average scrubber water flow rate or daily average
fan amperage, is below the operating limits established for a
corresponding emission unit or group of similar emission units, you
must then follow the corrective action procedures in paragraph (j) of
this section.
* * * * *
(h) * * *
(1) Maintaining the daily average secondary voltage and daily
average scrubber water flow rate for each field at or above the minimum
levels established during the initial or subsequent performance test.
Maintaining the daily average stack outlet temperature at or below the
maximum levels established during the initial or subsequent performance
test.
* * * * *
(j) * * *
(1) You must initiate and complete initial corrective action within
10 calendar days and demonstrate that the initial corrective action was
successful. During any period of corrective action, you must continue
to monitor and record all required operating parameters for equipment
that remains in operation. After the initial corrective action, if the
daily average operating parameter value for the emission unit or group
of similar emission units meets the operating limit established for the
corresponding unit or group, then the corrective action was successful
and the emission unit or group of similar emission units is in
compliance with the established operating limits.
(2) If the initial corrective action required in paragraph (j)(1)
of this section was not successful, then you must complete additional
corrective action within 10 calendar days and demonstrate that the
subsequent corrective action was successful. During any period of
corrective action, you must continue to monitor and record all required
operating parameters for equipment that remains in operation. If the
daily average operating parameter value for the emission unit or group
of similar emission units meets the operating limit established for the
corresponding unit or group, then the corrective action was successful
and the emission unit or group of similar emission units is in
compliance with the established operating limits.
* * * * *
0
16. Section 63.9637 is revised to read as follows:
Sec. 63.9637 What other requirements must I meet to demonstrate
continuous compliance?
(a) Deviations. You must report each instance in which you did not
meet each emission limitation in Table 1 to this subpart that applies
to you. You also must report each instance in which you did not meet
the work practice standards in Sec. 63.9591 and each instance in which
you did not meet each operation and maintenance requirement in Sec.
63.9600 that applies to you. These instances are deviations from the
emission limitations, work practice standards, and operation and
maintenance requirements in this subpart. These deviations must be
reported in accordance with the requirements in Sec. 63.9641.
(b) [Reserved]
0
17. Section 63.9640 is amended by revising paragraph (e)(2) to read as
follows:
Sec. 63.9640 What notifications must I submit and when?
* * * * *
(e) * * *
(2) For each initial compliance demonstration that does include a
performance test, you must submit the notification of compliance
status, including the performance test results, before the close of
business on the 60th calendar day following the completion of the
performance test according to Sec. 63.10(d)(2). If the performance
test results have been submitted electronically in accordance with
Sec. 63.9641(f), the process unit(s) tested, the pollutant(s) tested,
and the date that such performance test was conducted may be submitted
in the notification of compliance status report in lieu of the
performance test results. The performance test results must be
submitted to the Compliance and Emissions Data Reporting Interface
(CEDRI) by the date the notification of compliance status report is
submitted.
0
18. Section 63.9641 is amended by:
0
a. Revising paragraphs (a)(2) and (4), (b) introductory text, and
(b)(2) and (3).
0
b. Removing and reserving paragraph (b)(4).
0
c. Revising paragraphs (b)(7), (b)(8) introductory text, (b)(8)(ii)
through (vii) and (b)(8)(ix), and (c).
0
d. Adding paragraphs (f), (g), and (h).
The revisions and additions read as follows:
Sec. 63.9641 What reports must I submit and when?
(a) * * *
(2) The first compliance report must be electronically submitted,
postmarked or delivered no later than July 31 or January 31, whichever
date comes first after your first compliance report is due.
* * * * *
(4) Each subsequent compliance report must be electronically
submitted, postmarked or delivered no later than July 31 or January 31,
whichever date comes first after the end of the semiannual reporting
period.
* * * * *
[[Page 50691]]
(b) Compliance report contents. Each compliance report must include
the information in paragraphs (b)(1) through (8) of this section, as
applicable.
* * * * *
(2) Statement by a responsible official, with the official's name,
title, and signature, certifying the truth, accuracy, and completeness
of the content of the report. If your report is submitted via CEDRI,
the certifier's electronic signature during the submission process
replaces the requirement in this paragraph (b)(2).
(3) Date of report and beginning and ending dates of the reporting
period. You are no longer required to provide the date of report when
the report is submitted via CEDRI.
* * * * *
(7) For each deviation from an emission limitation in Table 1 to
this subpart that occurs at an affected source where you are not using
a continuous monitoring system (including a CPMS or COMS) to comply
with an emission limitation in this subpart, the compliance report must
contain the information in paragraphs (b)(7)(i) and (ii) of this
section.
(i) The total operating time in hours of each affected source
during the reporting period.
(ii) Information on the affected sources or equipment, the emission
limited deviation from, the start date, start time, duration in hours,
and cause of each deviation (including unknown cause) as applicable, an
estimate of the quantity in pounds of each regulated pollutant emitted
over an emission limit and a description of the method used to estimate
the emissions, and the corrective action taken.
(8) For each deviation from an emission limitation occurring at an
affected source where you are using a continuous monitoring system
(including a CPMS or COMS) to comply with the emission limitation in
this subpart, you must include the information in paragraphs (b)(1)
through (4) of this section and the information in paragraphs (b)(8)(i)
through (xi) of this section.
* * * * *
(ii) The start date, start time, and duration in hours (or minutes
for COMS) that each continuous monitoring system was inoperative,
except for zero (low-level) and high-level checks.
(iii) The start date, start time, and duration in hours (or minutes
for COMS) that each continuous monitoring system was out-of-control,
including the information in Sec. 63.8(c)(8).
(iv) For each affected source or equipment, the date, the time that
each deviation started and stopped, the cause of the deviation, and
whether each deviation occurred during a period of malfunction or
during another period.
(v) The total duration in hours (or minutes for COMS) of all
deviations for each CMS during the reporting period, the total
operating time in hours of the affected source during the reporting
period, and the total duration as a percent of the total source
operating time during that reporting period.
(vi) A breakdown of the total duration in hours (or minutes for
COMS) of the deviations during the reporting period including those
that are due to control equipment problems, process problems, other
known causes, and other unknown causes.
(vii) The total duration in hours (or minutes for COMS) of
continuous monitoring system downtime for each continuous monitoring
system during the reporting period, the total operating time in hours
of the affected source during the reporting period, and the total
duration of continuous monitoring system downtime as a percent of the
total source operating time during the reporting period.
* * * * *
(ix) The monitoring equipment manufacturer and model number and the
pollutant or parameter monitored.
* * * * *
(c) Submitting compliance reports electronically. Beginning on
[DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE FEDERAL
REGISTER], submit all subsequent compliance reports to the EPA via
CEDRI, which can be accessed through the EPA's Central Data Exchange
(CDX) (https://cdx.epa.gov/). You must use the appropriate electronic
report template on the CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri) for this subpart. The report must be submitted by the
deadline specified in this subpart, regardless of the method in which
the report is submitted. If you claim some of the information required
to be submitted via CEDRI is confidential business information (CBI),
submit a complete report, including information claimed to be CBI, to
the EPA. The report must be generated using the appropriate form on the
CEDRI website. Submit the file on a compact disc, flash drive, or other
commonly used electronic storage medium and clearly mark the medium as
CBI. Mail the electronic medium to U.S. EPA/OAQPS/SPPD/CORE CBI Office,
Attention: Taconite Iron Ore Processing Sector Lead, MD C404-02, 4930
Old Page Rd., Durham, NC 27703. The same file with the CBI omitted must
be submitted to the EPA via the EPA's CDX as described earlier in this
paragraph (c).
* * * * *
(f) Performance tests. Within 60 days after the date of completing
each performance test required by this subpart, you must submit the
results of the performance test following the procedures specified in
paragraphs (f)(1) through (3) of this section.
(1) Data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test. Submit the results of the
performance test to the EPA via CEDRI, which can be accessed through
the EPA's CDX (https://cdx.epa.gov/). The data must be submitted in a
file format generated through the use of the EPA's ERT. Alternatively,
you may submit an electronic file consistent with the extensible markup
language (XML) schema listed on the EPA's ERT website.
(2) Data collected using test methods that are not supported by the
EPA's ERT as listed on the EPA's ERT website at the time of the test.
The results of the performance test must be included as an attachment
in the ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the ERT generated
package or alternative file to the EPA via CEDRI.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (f)(1) or (2) of this section
is CBI, you must submit a complete file, including information claimed
to be CBI, to the EPA. The file must be generated through the use of
the EPA's ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted must be submitted to the EPA via the EPA's CDX as
described in paragraphs (f)(1) and (2) of this section.
(g) Claims of EPA system outage. If you are required to
electronically submit a report through CEDRI in the EPA's CDX, you may
assert a claim of
[[Page 50692]]
EPA system outage for failure to timely comply with the reporting
requirement. To assert a claim of EPA system outage, you must meet the
requirements outlined in paragraphs (g)(1) through (7) of this section.
(1) You must have been or will be precluded from accessing CEDRI
and submitting a required report within the time prescribed due to an
outage of either the EPA's CEDRI or CDX systems.
(2) The outage must have occurred within the period of time
beginning five business days prior to the date that the submission is
due.
(3) The outage may be planned or unplanned.
(4) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(5) You must provide to the Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX or CEDRI was accessed and the
system was unavailable;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to EPA system outage;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(6) The decision to accept the claim of EPA system outage and allow
an extension to the reporting deadline is solely within the discretion
of the Administrator.
(7) In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved.
(h) Claims of force majeure. If you are required to electronically
submit a report through CEDRI in the EPA's CDX, you may assert a claim
of force majeure for failure to timely comply with the reporting
requirement. To assert a claim of force majeure, you must meet the
requirements outlined in paragraphs (h)(1) through (5) of this section.
(1) You may submit a claim if a force majeure event is about to
occur, occurs, or has occurred or there are lingering effects from such
an event within the period of time beginning five business days prior
to the date the submission is due. For the purposes of this section, a
force majeure event is defined as an event that will be or has been
caused by circumstances beyond the control of the affected facility,
its contractors, or any entity controlled by the affected facility that
prevents you from complying with the requirement to submit a report
electronically within the time period prescribed. Examples of such
events are acts of nature (e.g., hurricanes, earthquakes, or floods),
acts of war or terrorism, or equipment failure or safety hazard beyond
the control of the affected facility (e.g., large scale power outage).
(2) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(3) You must provide to the Administrator:
(i) A written description of the force majeure event;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to the force majeure event;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(4) The decision to accept the claim of force majeure and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(5) In any circumstance, the reporting must occur as soon as
possible after the force majeure event occurs.
0
19. Section 63.9642 is amended by:
0
a. Revising paragraph (a) introductory text.
0
b. Removing and reserving paragraph (a)(2).
0
c. Adding paragraphs (a)(4) through (6).
0
d. Revising paragraph (b)(3).
The revisions and additions read as follows:
Sec. 63.9642 What records must I keep?
(a) You must keep the records listed in paragraphs (a)(1) through
(6) of this section.
* * * * *
(4) In the event that an affected unit fails to meet an applicable
standard, record the number of failures. For each failure record the
date, time, the cause and duration of each failure.
(5) For each failure to meet an applicable standard, record and
retain a list of the affected sources or equipment, an estimate of the
quantity of each regulated pollutant emitted over any emission limit
and a description of the method used to estimate the emissions.
(6) Record actions taken in accordance with the general duty
requirements to minimize emissions in Sec. 63.9600(a) and any
corrective actions taken to return the affected unit to its normal or
usual manner of operation.
(b) * * *
(3) Previous (that is, superseded) versions of the performance
evaluation plan as required in Sec. 63.9632(b)(5), with the program of
corrective action included in the plan required under Sec. 63.8(d)(2).
* * * * *
0
20. Section 63.9650 is revised to read as follows:
Sec. 63.9650 What parts of the General Provisions apply to me?
Table 2 to this subpart shows which parts of the General Provisions
in Sec. Sec. 63.1 through 63.16 apply to you.
0
21. Section 63.9651 is amended by revising paragraph (c) introductory
text and adding paragraph (c)(5) to read as follows:
Sec. 63.9651 Who implements and enforces this subpart?
* * * * *
(c) The authorities that will not be delegated to State, local, or
tribal agencies are specified in paragraphs (c)(1) through (5) of this
section.
* * * * *
(5) Approval of an alternative to any electronic reporting to the
EPA required by this subpart.
0
22. Section 63.9652 is amended by:
0
a. Removing the definition of ``Conveyor belt transfer point''.
0
b. Revising the definition of ``Deviation''.
0
c. Removing the definition of ``Wet grinding and milling''.
0
d. Adding the definition of ``Wet scrubber''.
The revision and addition read as follows:
Sec. 63.9652 What definitions apply to this subpart?
* * * * *
Deviation means any instance in which an affected source subject to
this subpart, or an owner or operator of such a source:
(1) Fails to meet any requirement or obligation established by this
subpart, including but not limited to any emission limitation
(including operating limits) or operation and maintenance requirement;
or
(2) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit.
* * * * *
Wet scrubber means an air pollution control device that removes
particulate matter and acid gases from the waste gas stream of
stationary sources. The pollutants are removed primarily
[[Page 50693]]
through the impaction, diffusion, interception and/or absorption of the
pollutant onto droplets of liquid. Wet scrubbers include venturi
scrubbers, marble bed scrubbers, or impingement scrubbers. For purposes
of this subpart, wet scrubbers do not include dynamic wet scrubbers.
0
23. Table 2 to subpart RRRRR of part 63 is revised to read as follows:
As required in Sec. 63.9650, you must comply with the requirements
of the NESHAP General Provisions (40 CFR part 63, subpart A) shown in
the following table:
Table 2 to Subpart RRRRR of Part 63--Applicability of General Provisions to Subpart RRRRR of Part 63
----------------------------------------------------------------------------------------------------------------
Applies to subpart
Citation Subject RRRRR Explanation
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)-(4).............. Applicability......... Yes. ...........................
Sec. 63.1(a)(5).................. [Reserved]............ No. ...........................
Sec. 63.1(a)(6).................. Applicability......... Yes. ...........................
Sec. 63.1(a)(7)-(9).............. [Reserved]............ No. ...........................
Sec. 63.1(a)(10)-(12)............ Applicability......... Yes. ...........................
Sec. 63.1(b)(1).................. Initial Applicability Yes. ...........................
Determination.
Sec. 63.1(b)(2).................. [Reserved]............ No. ...........................
Sec. 63.1(b)(3).................. Initial Applicability Yes. ...........................
Determination.
Sec. 63.1(c)(1)-(2).............. Applicability After Yes. ...........................
Standard Established,
Permit Requirements.
Sec. 63.1(c)(3)-(4).............. [Reserved]............ No. ...........................
Sec. 63.1(c)(5).................. Area Source Becomes Yes. ...........................
Major.
Sec. 63.1(d)..................... [Reserved]............ No. ...........................
Sec. 63.1(e)..................... Equivalency of Permit Yes. ...........................
Limits.
Sec. 63.2........................ Definitions........... Yes. ...........................
Sec. 63.3(a)-(c)................. Units and Yes. ...........................
Abbreviations.
Sec. 63.4(a)(1)-(2).............. Prohibited Activities. Yes. ...........................
Sec. 63.4(a)(3)-(5).............. [Reserved]............ No. ...........................
Sec. 63.4(b)-(c)................. Circumvention, Yes. ...........................
Fragmentation.
Sec. 63.5(a)(1)-(2).............. Construction/ Yes. ...........................
Reconstruction,
Applicability.
Sec. 63.5(b)(1).................. Construction/ Yes. ...........................
Reconstruction,
Applicability.
Sec. 63.5(b)(2).................. [Reserved]............ No. ...........................
Sec. 63.5(b)(3)-(4).............. Construction/ Yes. ...........................
Reconstruction,
Applicability.
Sec. 63.5(b)(5).................. [Reserved]............ No. ...........................
Sec. 63.5(b)(6).................. Applicability......... Yes. ...........................
Sec. 63.5(c)..................... [Reserved]............ No. ...........................
Sec. 63.5(d)(1)-(4).............. Application for Yes. ...........................
Approval of
Construction or
Reconstruction.
Sec. 63.5(e)..................... Approval of Yes. ...........................
Construction or
Reconstruction.
Sec. 63.5(f)..................... Approval Based on Yes. ...........................
State Review.
Sec. 63.6(a)..................... Compliance with Yes. ...........................
Standards and
Maintenance
Requirements.
Sec. 63.6(b)(1)-(5).............. Compliance Dates for Yes. ...........................
New/Reconstructed
Sources.
Sec. 63.6(b)(6).................. [Reserved]............ No. ...........................
Sec. 63.6(b)(7).................. Compliance Dates for Yes. ...........................
New/Reconstructed
Sources.
Sec. 63.6(c)(1)-(2).............. Compliance Dates for Yes. ...........................
Existing Sources.
Sec. 63.6(c)(3)-(4).............. [Reserved]............ No. ...........................
Sec. 63.6(c)(5).................. Compliance Dates for Yes. ...........................
Existing Sources.
Sec. 63.6(d)..................... [Reserved]............ No. ...........................
Sec. 63.6(e)(1)(i)............... Operation and No.................... See Sec. 63.9600(a) for
Maintenance general duty requirement.
Requirements--General
Duty to Minimize
Emissions.
Sec. 63.6(e)(1)(ii).............. Operation and No. ...........................
Maintenance
Requirements--Require
ment to Correct
Malfunction as Soon
as Possible.
Sec. 63.6(e)(1)(iii)............. Operation and Yes. ...........................
Maintenance
Requirements--Enforce
ability.
Sec. 63.6(e)(2).................. [Reserved]............ No. ...........................
Sec. 63.6(e)(3).................. Startup, Shutdown, No. ...........................
Malfunction (SSM)
Plan.
Sec. 63.6(f)(1).................. SSM Exemption......... No. ...........................
Sec. 63.6(f)(2)-(3).............. Methods for Yes. ...........................
Determining
Compliance.
Sec. 63.6(g)(1)-(3).............. Alternative Nonopacity Yes. ...........................
Standard.
Sec. 63.6(h)..................... Compliance with No.................... Opacity limits in subpart
Opacity and Visible RRRRR are established as
Emission (VE) part of performance
Standards. testing in order to set
operating limits for ESPs.
Sec. 63.6(i)(1)-(14)............. Extension of Yes. ...........................
Compliance.
[[Page 50694]]
Sec. 63.6(i)(15)................. [Reserved]............ No. ...........................
Sec. 63.6(i)(16)................. Extension of Yes. ...........................
Compliance.
Sec. 63.6(j)..................... Presidential Yes. ...........................
Compliance Exemption.
Sec. 63.7(a)(1)-(2).............. Applicability and No.................... Subpart RRRRR specifies
Performance Test performance test
Dates. applicability and dates.
Sec. 63.7(a)(3)-(4).............. Performance Testing Yes. ...........................
Requirements.
Sec. 63.7(b)..................... Notification.......... Yes. ...........................
Sec. 63.7(c)..................... Quality Assurance/Test Yes. ...........................
Plan.
Sec. 63.7(d)..................... Testing Facilities.... Yes. ...........................
Sec. 63.7(e)(1).................. Conduct of Performance No.................... See Sec. 63.9621.
Tests.
Sec. 63.7(e)(2)-(4).............. Conduct of Performance Yes. ...........................
Tests.
Sec. 63.7(f)..................... Alternative Test Yes. ...........................
Method.
Sec. 63.7(g)..................... Data Analysis......... Yes................... Except this subpart
specifies how and when the
performance test results
are reported.
Sec. 63.7(h)..................... Waiver of Tests....... Yes. ...........................
Sec. 63.8(a)(1)-(2).............. Monitoring Yes. ...........................
Requirements.
Sec. 63.8(a)(3).................. [Reserved]............ No. ...........................
Sec. 63.8(a)(4).................. Additional Monitoring No.................... Subpart RRRRR does not
Requirements for require flares.
Control Devices in
Sec. 63.11.
Sec. 63.8(b)(1)-(3).............. Conduct of Monitoring. Yes. ...........................
Sec. 63.8(c)(1)(i)............... Operation and No.................... See Sec. 63.9632 for
Maintenance of CMS. operation and maintenance
requirements for
monitoring. See Sec.
63.9600(a) for general
duty requirement.
Sec. 63.8(c)(1)(ii).............. Spare parts for CMS Yes. ...........................
Equipment.
Sec. 63.8(c)(1)(iii)............. SSM Plan for CMS...... No. ...........................
Sec. 63.8(c)(2)-(3).............. CMS Operation/ Yes. ...........................
Maintenance.
Sec. 63.8(c)(4).................. Frequency of Operation No.................... Subpart RRRRR specifies
for CMS. requirements for operation
of CMS.
Sec. 63.8(c)(5)-(8).............. CMS Requirements...... Yes................... CMS requirements in Sec.
63.8(c)(5) and (6) apply
only to COMS for dry
electrostatic
precipitators.
Sec. 63.8(d)(1)-(2).............. Monitoring Quality Yes. ...........................
Control.
Sec. 63.8(d)(3).................. Monitoring Quality No.................... See Sec. 63.9632(b)(5).
Control.
Sec. 63.8(e)..................... Performance Evaluation Yes. ...........................
of CMS.
Sec. 63.8(f)(1)-(5).............. Alternative Monitoring Yes. ...........................
Method.
Sec. 63.8(f)(6).................. Relative Accuracy Test No.................... Subpart RRRRR does not
Alternative (RATA). require continuous
emission monitoring
systems.
Sec. 63.8(g)(1)-(4).............. Data Reduction........ Yes. ...........................
Sec. 63.8(g)(5).................. Data That Cannot Be No.................... Subpart RRRRR specifies
Used. data reduction
requirements.
Sec. 63.9........................ Notification Yes................... Additional notifications
Requirements. for CMS in Sec. 63.9(g)
apply to COMS for dry
electrostatic
precipitators.
Sec. 63.10(a).................... Recordkeeping and Yes. ...........................
Reporting,
Applicability and
General Information.
Sec. 63.10(b)(1)................. General Recordkeeping Yes. ...........................
Requirements.
Sec. 63.10(b)(2)(i).............. Records of SSM........ No.................... See Sec. 63.9642 for
recordkeeping when there
is a deviation from a
standard.
Sec. 63.10(b)(2)(ii)............. Recordkeeping of No.................... See Sec. 63.9642 for
Failures to Meet recordkeeping of (1) date,
Standard. time and duration; (2)
listing of affected source
or equipment, and an
estimate of the quantity
of each regulated
pollutant emitted over the
standard; and (3) actions
to minimize emissions and
correct the failure.
Sec. 63.10(b)(2)(iii)............ Maintenance Records... Yes. ...........................
Sec. 63.10(b)(2)(iv)............. Actions Taken to No. ...........................
Minimize Emissions
During SSM.
Sec. 63.10(b)(2)(v).............. Actions Taken to No. ...........................
Minimize Emissions
During SSM.
Sec. 63.10(b)(2)(vi)............. Recordkeeping for CMS Yes. ...........................
Malfunctions.
Sec. 63.10(b)(2)(vii)-(xii)...... Recordkeeping for CMS. Yes. ...........................
Sec. 63.10(b)(2)(xiii)........... Records for Relative No.................... Subpart RRRRR does not
Accuracy Test. require continuous
emission monitoring
systems.
Sec. 63.10(b)(2)(xiv)............ Records for Yes. ...........................
Notification.
Sec. 63.10(b)(3)................. Applicability Yes. ...........................
Determinations.
Sec. 63.10(c)(1)-(6)............. Additional Yes. ...........................
Recordkeeping
Requirements for
Sources with CMS.
Sec. 63.10(c)(7)-(8)............. Records of Excess No.................... Subpart RRRRR specifies
Emissions and recordkeeping
Parameter Monitoring requirements.
Exceedances for CMS.
Sec. 63.10(c)(9)................. [Reserved]............ No. ...........................
[[Page 50695]]
Sec. 63.10(c)(10)-(14)........... CMS Recordkeeping..... Yes ...........................
Sec. 63.10(c)(15)................ Use of SSM Plan....... No. ...........................
Sec. 63.10(d)(1)-(2)............. General Reporting Yes................... Except this subpart
Requirements. specifies how and when the
performance test results
are reported.
Sec. 63.10(d)(3)................. Reporting opacity or No.................... Subpart RRRRR does not have
VE observations. opacity and VE standards
that require the use of
Method 9 of appendix A-4
to 40 CFR part 60 or
Method 22 of appendix A-7
to 40 CFR part 60.
Sec. 63.10(d)(5)................. SSM Reports........... No. See 63.9641 for ...........................
malfunction reporting
requirements.
Sec. 63.10(e).................... Additional Reporting Yes. ...........................
Requirements.
Sec. 63.10(f).................... Waiver of Yes. ...........................
Recordkeeping or
Reporting
Requirements.
Sec. 63.11....................... Control Device and No.................... Subpart RRRRR does not
Work Practice require flares.
Requirements.
Sec. 63.12(a)-(c)................ State Authority and Yes. ...........................
Delegations.
Sec. 63.13(a)-(c)................ State/Regional Yes. ...........................
Addresses.
Sec. 63.14(a)-(t)................ Incorporations by Yes. ...........................
Reference.
Sec. 63.15(a)-(b)................ Availability of Yes. ...........................
Information and
Confidentiality.
Sec. 63.16....................... Performance Track Yes. ...........................
Provisions.
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[FR Doc. 2019-19091 Filed 9-24-19; 8:45 am]
BILLING CODE 6560-50-P