National Emission Standards for Hazardous Air Pollutants: Lime Manufacturing Plants Residual Risk and Technology Review, 48708-48748 [2019-18485]
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Federal Register / Vol. 84, No. 179 / Monday, September 16, 2019 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2017–0015; FRL–9998–85–
OAR]
RIN 2060–AT08
National Emission Standards for
Hazardous Air Pollutants: Lime
Manufacturing Plants Residual Risk
and Technology Review
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing the results of
the residual risk and technology reviews
(RTR) for the National Emission
Standards for Hazardous Air Pollutants
(NESHAP) for Lime Manufacturing
Plants. We are proposing to find that
risks due to emissions of air toxics from
this source category are acceptable and
that the current NESHAP provides an
ample margin of safety to protect public
health. Under the technology review, we
are proposing to find that there are no
developments in practices, processes, or
control technologies that necessitate
revision of the standards. We are
proposing to amend provisions
addressing periods of startup,
shutdown, and malfunction (SSM) and
to add provisions regarding electronic
reporting.
SUMMARY:
Comments. Comments must be
received on or before October 31, 2019.
Under the Paperwork Reduction Act
(PRA), comments on the information
collection provisions are best assured of
consideration if the Office of
Management and Budget (OMB)
receives a copy of your comments on or
before October 16, 2019.
Public hearing. If anyone contacts us
requesting a public hearing on or before
September 23, 2019, we will hold a
hearing. Additional information about
the hearing, if requested, will be
published in a subsequent Federal
Register document and posted at
https://www.epa.gov/stationary-sourcesair-pollution/lime-manufacturingplants-national-emission-standardshazardous-air. See SUPPLEMENTARY
INFORMATION for information on
requesting and registering for a public
hearing.
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DATES:
You may send comments,
identified by Docket ID No. EPA–HQ–
OAR–2017–0015, by any of the
following methods:
• Federal eRulemaking Portal:
https://www.regulations.gov/ (our
ADDRESSES:
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preferred method). Follow the online
instructions for submitting comments.
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2017–0015 in the subject line of the
message.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2017–
0015.
• Mail: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OAR–2017–
0015, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460.
• Hand/Courier Delivery: EPA Docket
Center, WJC West Building, Room 3334,
1301 Constitution Avenue NW,
Washington, DC 20004. The Docket
Center’s hours of operation are 8:30
a.m.–4:30 p.m., Monday–Friday (except
federal holidays).
Instructions: All submissions received
must include the Docket ID No. for this
rulemaking. Comments received may be
posted without change to https://
www.regulations.gov/, including any
personal information provided. For
detailed instructions on sending
comments and additional information
on the rulemaking process, see the
SUPPLEMENTARY INFORMATION section of
this document.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action,
contact Jim Eddinger, Sector Policies
and Programs Division (D243–01),
Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
Park, North Carolina 27711; telephone
number: (919) 541–5426; fax number:
(919) 541–4991; and email address:
eddinger.jim@epa.gov. For specific
information regarding the risk modeling
methodology, contact James Hirtz,
Health and Environmental Impacts
Division (C539–02), Office of Air
Quality Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
0881; fax number: (919) 541–0840; and
email address: hirtz.james@epa.gov. For
questions about monitoring and testing
requirements, contact Mike Ciolek,
Sector Policies and Programs Division
(D243–05), Office of Air Quality
Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
4921; fax number: (919) 541–4991; and
email address: ciolek.mike@epa.gov. For
information about the applicability of
the NESHAP to a particular entity,
contact Sara Ayres, Office of
Enforcement and Compliance
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Assurance, U.S. Environmental
Protection Agency, USEPA Region 5
(Mail Code E–19), 77 West Jackson
Boulevard, Chicago, Illinois 60604;
telephone number: (312) 353–6266; and
email address: ayres.sara@epa.gov.
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Adrian
Gates at (919) 541–4860 or by email at
gates.adrian@epa.gov to request a
public hearing, to register to speak at the
public hearing, or to inquire as to
whether a public hearing will be held.
Docket. The EPA has established a
docket for this rulemaking under Docket
ID No. EPA–HQ–OAR–2017–0015. All
documents in the docket are listed in
Regulations.gov. Although listed, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in Regulations.gov
or in hard copy at the EPA Docket
Center, Room 3334, WJC West Building,
1301 Constitution Avenue NW,
Washington, DC. The Public Reading
Room is open from 8:30 a.m. to 4:30
p.m., Monday through Friday, excluding
legal holidays. The telephone number
for the Public Reading Room is (202)
566–1744, and the telephone number for
the EPA Docket Center is (202) 566–
1742.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2017–
0015. The EPA’s policy is that all
comments received will be included in
the public docket without change and
may be made available online at https://
www.regulations.gov/, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov/ or email. This
type of information should be submitted
by mail as discussed below.
The EPA may publish any comment
received to its public docket.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. The EPA will
generally not consider comments or
comment contents located outside of the
primary submission (i.e., on the Web,
cloud, or other file sharing system). For
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additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www.epa.gov/dockets/
commenting-epa-dockets.
The https://www.regulations.gov/
website allows you to submit your
comment anonymously, which means
the EPA will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email comment directly to the
EPA without going through https://
www.regulations.gov/, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
digital storage media you submit. If the
EPA cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should not include
special characters or any form of
encryption and be free of any defects or
viruses. For additional information
about the EPA’s public docket, visit the
EPA Docket Center homepage at https://
www.epa.gov/dockets.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov/ or
email. Clearly mark the part or all of the
information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
mark the outside of the digital storage
media as CBI and then identify
electronically within the digital storage
media the specific information that is
claimed as CBI. In addition to one
complete version of the comments that
includes information claimed as CBI,
you must submit a copy of the
comments that does not contain the
information claimed as CBI directly to
the public docket through the
procedures outlined in Instructions
above. If you submit any digital storage
media that does not contain CBI, mark
the outside of the digital storage media
clearly that it does not contain CBI.
Information not marked as CBI will be
included in the public docket and the
EPA’s electronic public docket without
prior notice. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2. Send or deliver information
identified as CBI only to the following
address: OAQPS Document Control
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Officer (C404–02), OAQPS, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2017–0015.
Preamble acronyms and
abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the
HEM-3 model
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CFR Code of Federal Regulations
D/F dioxins and furans
ECHO Enforcement and Compliance
History Online
EPA Environmental Protection Agency
ERPG emergency response planning
guideline
ERT Electronic Reporting Tool
g/dscm grams per dry standard cubic meter
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM-3 Human Exposure Model, Version
1.5.5
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IRIS Integrated Risk Information System
km kilometer
lb/tsf pounds per ton of stone feed
MACT maximum achievable control
technology
mg/m3 milligrams per cubic meter
MIR maximum individual risk
NAAQS National Ambient Air Quality
Standards
NAICS North American Industry
Classification System
NEI National Emissions Inventory
NESHAP national emission standards for
hazardous air pollutants
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
OECA Office of Enforcement and
Compliance Assurance
OMB Office of Management and Budget
PB-HAP hazardous air pollutants known to
be persistent and bio-accumulative in the
environment
PM particulate matter
POM polycyclic organic matter
ppm parts per million
PSH processed stone handling system
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated
Methodology.Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
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UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this document. The
information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
II. Background
A. What is the statutory authority for this
action?
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
C. What data collection activities were
conducted to support this action?
D. What other relevant background
information and data are available?
III. Analytical Procedures and DecisionMaking
A. How do we consider risk in our
decision-making?
B. How do we perform the technology
review?
C. How do we estimate post-MACT risk
posed by the source category?
IV. Analytical Results and Proposed
Decisions
A. What are the results of the risk
assessment and analyses?
B. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect?
C. What are the results and proposed
decisions based on our technology
review?
D. What other actions are we proposing?
E. What compliance dates are we
proposing?
V. Summary of Cost, Environmental, and
Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA) and 1 CFR
Part 51
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K. Executive Order 12898: Federal Actions
To Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the
NESHAP and associated regulated
industrial source category that is the
subject of this proposal. Table 1 is not
intended to be exhaustive, but rather
provides a guide for readers regarding
the entities that this proposed action is
likely to affect. The proposed standards,
once promulgated, will be directly
applicable to the affected sources.
Federal, state, local, and tribal
government entities would not be
affected by this proposed action. As
defined in the Initial List of Categories
of Sources Under Section 112(c)(1) of
the Clean Air Act Amendments of 1990
(see 57 FR 31576, July 16, 1992) and
Documentation for Developing the
Initial Source Category List, Final
Report (see EPA–450/3–91–030, July
1992), the Lime Manufacturing source
category is any facility engaged in
producing high calcium lime, dolomitic
lime, and dead-burned dolomite.
However, lime manufacturing plants
located at pulp and paper mills or at
beet sugar factories are not included in
the source category (see 69 FR 397,
January 5, 2004).
TABLE 1—NESHAP AND INDUSTRIAL SOURCE CATEGORIES AFFECTED BY THIS PROPOSED ACTION
NESHAP
Lime Manufacturing ................................................................
Lime Manufacturing Plants .....................................................
1 North
32741, 33111,
3314, 327125
American Industry Classification System.
B. Where can I get a copy of this
document and other related
information?
In addition to being available in the
docket, an electronic copy of this action
is available on the internet. Following
signature by the EPA Administrator, the
EPA will post a copy of this proposed
action at https://www.epa.gov/limemanufacturing-plants-nationalemission-standards-hazardous-air.
Following publication in the Federal
Register, the EPA will post the Federal
Register version of the proposal and key
technical documents at this same
website. Information on the overall RTR
program is available at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory
language that incorporates the proposed
changes in this action is available in the
docket for this action (Docket ID No.
EPA–HQ–OAR–2017–0015).
II. Background
A. What is the statutory authority for
this action?
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NAICS code 1
Source category
The statutory authority for this action
is provided by sections 112 and 301 of
the Clean Air Act (CAA), as amended
(42 U.S.C. 7401 et seq.). Section 112 of
the CAA establishes a two-stage
regulatory process to develop standards
for emissions of hazardous air
pollutants (HAP) from stationary
sources. Generally, the first stage
involves establishing technology-based
standards and the second stage involves
evaluating those standards that are
based on maximum achievable control
technology (MACT) to determine
whether additional standards are
needed to address any remaining risk
associated with HAP emissions. This
second stage is commonly referred to as
the ‘‘residual risk review.’’ In addition
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to the residual risk review, the CAA also
requires the EPA to review standards set
under CAA section 112 every 8 years to
determine if there are ‘‘developments in
practices, processes, or control
technologies’’ that may be appropriate
to incorporate into the standards. This
review is commonly referred to as the
‘‘technology review.’’ When the two
reviews are combined into a single
rulemaking, it is commonly referred to
as the ‘‘risk and technology review.’’
The discussion that follows identifies
the most relevant statutory sections and
briefly explains the contours of the
methodology used to implement these
statutory requirements. A more
comprehensive discussion appears in
the document titled CAA Section 112
Risk and Technology Reviews: Statutory
Authority and Methodology, in the
docket for this rulemaking.
In the first stage of the CAA section
112 standard setting process, the EPA
promulgates technology-based standards
under CAA section 112(d) for categories
of sources identified as emitting one or
more of the HAP listed in CAA section
112(b). Sources of HAP emissions are
either major sources or area sources, and
CAA section 112 establishes different
requirements for major source standards
and area source standards. ‘‘Major
sources’’ are those that emit or have the
potential to emit 10 tons per year (tpy)
or more of a single HAP or 25 tpy or
more of any combination of HAP. All
other sources are ‘‘area sources.’’ For
major sources, CAA section 112(d)(2)
provides that the technology-based
NESHAP must reflect the maximum
degree of emission reductions of HAP
achievable (after considering cost,
energy requirements, and non-air
quality health and environmental
impacts). These standards are
commonly referred to as MACT
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standards. CAA section 112(d)(3) also
establishes a minimum control level for
MACT standards, known as the MACT
‘‘floor.’’ The EPA must also consider
control options that are more stringent
than the floor. Standards more stringent
than the floor are commonly referred to
as beyond-the-floor standards. In certain
instances, as provided in CAA section
112(h), the EPA may set work practice
standards where it is not feasible to
prescribe or enforce a numerical
emission standard. For area sources,
CAA section 112(d)(5) gives the EPA
discretion to set standards based on
generally available control technologies
or management practices (GACT
standards) in lieu of MACT standards.
The second stage in standard-setting
focuses on identifying and addressing
any remaining (i.e., ‘‘residual’’) risk
according to CAA section 112(f). For
source categories subject to MACT
standards, section 112(f)(2) of the CAA
requires the EPA to determine whether
promulgation of additional standards is
needed to provide an ample margin of
safety to protect public health or to
prevent an adverse environmental
effect. Section 112(d)(5) of the CAA
provides that this residual risk review is
not required for categories of area
sources subject to GACT standards.
Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA’s use of the
two-step approach for developing
standards to address any residual risk
and the Agency’s interpretation of
‘‘ample margin of safety’’ developed in
the National Emissions Standards for
Hazardous Air Pollutants: Benzene
Emissions from Maleic Anhydride
Plants, Ethylbenzene/Styrene Plants,
Benzene Storage Vessels, Benzene
Equipment Leaks, and Coke By-Product
Recovery Plants (Benzene NESHAP) (54
FR 38044, September 14, 1989). The
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EPA notified Congress in the Risk
Report that the Agency intended to use
the Benzene NESHAP approach in
making CAA section 112(f) residual risk
determinations (EPA–453/R–99–001, p.
ES–11). The EPA subsequently adopted
this approach in its residual risk
determinations and the United States
Court of Appeals for the District of
Columbia Circuit (the Court) upheld the
EPA’s interpretation that CAA section
112(f)(2) incorporates the approach
established in the Benzene NESHAP.
See NRDC v. EPA, 529 F.3d 1077, 1083
(D.C. Cir. 2008).
The approach incorporated into the
CAA and used by the EPA to evaluate
residual risk and to develop standards
under CAA section 112(f)(2) is a twostep approach. In the first step, the EPA
determines whether risks are acceptable.
This determination ‘‘considers all health
information, including risk estimation
uncertainty, and includes a presumptive
limit on maximum individual lifetime
[cancer] risk (MIR) 1 of approximately 1
in 10 thousand.’’ 54 FR 38045,
September 14, 1989. If risks are
unacceptable, the EPA must determine
the emissions standards necessary to
reduce risk to an acceptable level
without considering costs. In the second
step of the approach, the EPA considers
whether the emissions standards
provide an ample margin of safety to
protect public health ‘‘in consideration
of all health information, including the
number of persons at risk levels higher
than approximately 1 in 1 million, as
well as other relevant factors, including
costs and economic impacts,
technological feasibility, and other
factors relevant to each particular
decision.’’ Id. The EPA must promulgate
emission standards necessary to provide
an ample margin of safety to protect
public health or determine that the
standards being reviewed provide an
ample margin of safety without any
revisions. After conducting the ample
margin of safety analysis, we consider
whether a more stringent standard is
necessary to prevent, taking into
consideration costs, energy, safety, and
other relevant factors, an adverse
environmental effect.
CAA section 112(d)(6) separately
requires the EPA to review standards
promulgated under CAA section 112
and revise them ‘‘as necessary (taking
into account developments in practices,
processes, and control technologies)’’ no
less often than every 8 years. In
conducting this review, which we call
1 Although defined as ‘‘maximum individual
risk,’’ MIR refers only to cancer risk. MIR, one
metric for assessing cancer risk, is the estimated
risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
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the ‘‘technology review,’’ the EPA is not
required to recalculate the MACT floor.
Natural Resources Defense Council
(NRDC) v. EPA, 529 F.3d 1077, 1084
(D.C. Cir. 2008). Association of Battery
Recyclers, Inc. v. EPA, 716 F.3d 667
(D.C. Cir. 2013). The EPA may consider
cost in deciding whether to revise the
standards pursuant to CAA section
112(d)(6).
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
The NESHAP for the Lime
Manufacturing source category was
promulgated on January 5, 2004 (69 FR
394), and codified at 40 CFR part 63,
subpart AAAAA. As promulgated in
2004, the NESHAP regulates HAP
emissions from all new and existing
lime manufacturing plants that are
major sources, co-located with major
sources, or are part of major sources.
However, lime manufacturing plants
located at pulp and paper mills or at
beet sugar factories are not subject to the
NESHAP. Other captive lime
manufacturing plants, such as (but not
limited to) those at steel mills and
magnesia production facilities, are
subject to the NESHAP. See 67 FR
78053 explaining the basis for these
determinations. A lime manufacturing
plant is defined as any plant which uses
a lime kiln to produce lime product
from limestone or other calcareous
material by calcination. However, the
NESHAP specifically excludes lime
kilns that use only calcium carbonate
waste sludge from water softening
processes as the feedstock. Lime
product means the product of the lime
kiln calcination process including
calcitic lime, dolomitic lime, and deadburned dolomite.
The NESHAP defines the affected
source as follows: Each lime kiln and its
associated cooler and each individual
processed stone handling (PSH)
operations system. The PSH operations
system includes all equipment
associated with PSH operations
beginning at the process stone storage
bin(s) or open storage pile(s) and ending
where the process stone is fed into the
kiln. It includes man-made process
stone storage bins (but not open process
stone storage piles), conveying system
transfer points, bulk loading or
unloading systems, screening
operations, surge bins, bucket elevators,
and belt conveyors. The materials
processing operations associated with
lime products (such as quicklime and
hydrated lime), lime kiln dust handling,
quarry or mining operations, limestone
sizing operations, and fuels are not
subject to the NESHAP. Processed stone
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handling operations are further
distinguished in the NESHAP as: (1)
Whether their emissions are vented
through a stack, (2) whether their
emissions are fugitive emissions, (3)
whether their emissions are vented
through a stack with some fugitive
emissions from the partial enclosure,
and/or (4) whether the source is
enclosed in a building. Finally, lime
hydrators and cooler nuisance dust
collectors are not included under the
definition of affected source under the
NESHAP.
The NESHAP established particulate
matter (PM) emission limits for lime
kilns, coolers, and PSH operations with
stacks. Particulate matter is measured
solely as a surrogate for the non-volatile
and semi-volatile metal HAP. The
NESHAP also regulates opacity or
visible emissions from most of the PSH
operations, with opacity also serving as
a surrogate for non-volatile and semivolatile HAP metals.
The PM emission limit for the existing
kilns and coolers is 0.12 pounds PM per
ton of stone feed (lb PM/tsf) for kilns
using dry air pollution control systems
prior to January 5, 2004. Existing kilns
that have installed and are operating
wet scrubbers prior to January 5, 2004,
must meet an emission limit of 0.60 lb
PM/tsf. Kilns which meet the criteria for
the 0.60 lb PM/tsf emission limit must
continue to use a wet scrubber for PM
emission control in order to be eligible
to meet the 0.60 lb PM/tsf limit. If at any
time such a kiln switches to a dry
control, they would become subject to
the 0.12 lb PM/tsf emission limit,
regardless of the type of control device
used in the future. The PM emission
limit for all new kilns and lime coolers
is 0.10 lb PM/tsf. As a compliance
option, these emission limits (except for
the 0.60 lb PM/tsf limit) may be applied
to the combined emissions of all the
kilns and coolers at the lime
manufacturing plant. If the lime
manufacturing plant has both new and
existing kilns and coolers, then the
emission limit would be an average of
the existing and new kiln PM emissions
limits, weighted by the annual actual
production rates of the individual kilns,
except that no new kiln may exceed the
PM emission level of 0.10 lb PM/tsf.
Kilns that are required to meet a 0.60 lb
PM/tsf emission limit must meet that
limit individually, and may not be
included in any averaging calculations.
Emissions from PSH operations that are
vented through a stack are subject to a
limit of 0.05 grams PM per dry standard
cubic meter (g PM/dscm) and 7-percent
opacity. Stack emissions from PSH
operations that are controlled by wet
scrubbers are subject to the 0.05 g PM/
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dscm limit but not subject to the opacity
limit. Fugitive emissions from PSH
operations are subject to a 10-percent
opacity limit.
For each building enclosing any PSH
operation, each of the affected PSH
operations in the building must comply
individually with the applicable PM
and opacity emission limitations.
Otherwise, there must be no visible
emissions from the building, except
from a vent, and the building’s vent
emissions must not exceed 0.05 g/dscm
and 7-percent opacity. For each fabric
filter that controls emissions from only
an individual, enclosed processed stone
storage bin, the opacity must not exceed
7 percent. For each set of multiple
processed stone storage bins with
combined stack emissions, emissions
must not exceed 0.05 g/dscm and 7percent opacity. The final rule does not
allow averaging of PSH operations.
C. What data collection activities were
conducted to support this action?
During the development of 40 CFR
part 63, subpart AAAAA, the EPA
collected information on the emissions,
operations, and location of lime
manufacturing plants. Since this
information was collected prior to the
2004 promulgation of 40 CFR part 63,
subpart AAAAA, the EPA prepared a
questionnaire in 2017 in order to collect
current information on the location and
number of lime kilns, types and
quantities of emissions, annual
operating hours, types and quantities of
fuels burned, and information on air
pollution control devices and emission
points. Nine companies completed the
2017 questionnaire for which they
reported data for 32 of 35 major source
facilities. The EPA used data from the
2017 questionnaires to develop the
dataset for the NESHAP risk assessment.
The list of facilities that are subject to
the NESHAP was developed using the
EPA’s Enforcement and Compliance
History Online (ECHO) database, the
2014 National Emission Inventory (NEI
2014) and the U.S. Geological Survey’s
(USGS’s) Directory of Lime Plants and
Hydration Plants in the United States in
2014. The list of facilities, as well as
which companies would receive the
questionnaire, was reviewed by the
industry trade association. The final risk
modeling datafile included all 35 major
source facilities.
D. What other relevant background
information and data are available?
In addition to the ECHO and NEI
databases, the EPA reviewed the
additional information sources listed
below and consulted with stakeholders
regulated under the Lime Manufacturing
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NESHAP to determine whether there
have been developments in practices,
processes, or control technologies by
lime manufacturing sources. These
include the following:
• Permit limits and selected
compliance options from permits
submitted by facilities as part of their
response to the questionnaire and
collected from state agencies;
• Information on air pollution control
options in the lime manufacturing
industry from the Reasonably Available
Control Technology/Best Available
Control Technology/Lowest Achievable
Emission Rate Clearinghouse (RBLC);
and
• Communication with trade groups
and associations representing industries
in the affected NAICS categories and
their members.
III. Analytical Procedures and
Decision-Making
In this section, we describe the
analyses performed to support the
proposed decisions for the RTR and
other issues addressed in this action.
A. How do we consider risk in our
decision-making?
As discussed in section II.A of this
preamble and in the Benzene NESHAP,
in evaluating and developing standards
under CAA section 112(f)(2), we apply
a two-step approach to determine
whether or not risks are acceptable and
to determine if the standards provide an
ample margin of safety to protect public
health. As explained in the Benzene
NESHAP, ‘‘the first step judgment on
acceptability cannot be reduced to any
single factor’’ and, thus, ‘‘[t]he
Administrator believes that the
acceptability of risk under section 112 is
best judged on the basis of a broad set
of health risk measures and
information.’’ 54 FR 38046, September
14, 1989. Similarly, with regard to the
ample margin of safety determination,
‘‘the Agency again considers all of the
health risk and other health information
considered in the first step. Beyond that
information, additional factors relating
to the appropriate level of control will
also be considered, including cost and
economic impacts of controls,
technological feasibility, uncertainties,
and any other relevant factors.’’ Id.
The Benzene NESHAP approach
provides flexibility regarding factors the
EPA may consider in making
determinations and how the EPA may
weigh those factors for each source
category. The EPA conducts a risk
assessment that provides estimates of
the MIR posed by the HAP emissions
from each source in the source category,
the hazard index (HI) for chronic
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exposures to HAP with the potential to
cause noncancer health effects, and the
hazard quotient (HQ) for acute
exposures to HAP with the potential to
cause noncancer health effects.2 The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The scope
of the EPA’s risk analysis is consistent
with the EPA’s response to comments
on our policy under the Benzene
NESHAP where the EPA explained that:
[t]he policy chosen by the Administrator
permits consideration of multiple measures
of health risk. Not only can the MIR figure
be considered, but also incidence, the
presence of non-cancer health effects, and the
uncertainties of the risk estimates. In this
way, the effect on the most exposed
individuals can be reviewed as well as the
impact on the general public. These factors
can then be weighed in each individual case.
This approach complies with the Vinyl
Chloride mandate that the Administrator
ascertain an acceptable level of risk to the
public by employing his expertise to assess
available data. It also complies with the
Congressional intent behind the CAA, which
did not exclude the use of any particular
measure of public health risk from the EPA’s
consideration with respect to CAA section
112 regulations, and thereby implicitly
permits consideration of any and all
measures of health risk which the
Administrator, in his judgment, believes are
appropriate to determining what will ‘protect
the public health’.
See 54 FR 38057, September 14, 1989.
Thus, the level of the MIR is only one
factor to be weighed in determining
acceptability of risk. The Benzene
NESHAP explained that ‘‘an MIR of
approximately one in 10 thousand
should ordinarily be the upper end of
the range of acceptability. As risks
increase above this benchmark, they
become presumptively less acceptable
under CAA section 112, and would be
weighed with the other health risk
measures and information in making an
overall judgment on acceptability. Or,
the Agency may find, in a particular
case, that a risk that includes an MIR
less than the presumptively acceptable
level is unacceptable in the light of
other health risk factors.’’ Id. at 38045.
In other words, risks that include an
MIR above 100-in-1 million may be
determined to be acceptable, and risks
with an MIR below that level may be
determined to be unacceptable,
depending on all of the available health
2 The MIR is defined as the cancer risk associated
with a lifetime of exposure at the highest
concentration of HAP where people are likely to
live. The HQ is the ratio of the potential HAP
exposure concentration to the noncancer doseresponse value; the HI is the sum of HQs for HAP
that affect the same target organ or organ system.
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information. Similarly, with regard to
the ample margin of safety analysis, the
EPA stated in the Benzene NESHAP
that: ‘‘EPA believes the relative weight
of the many factors that can be
considered in selecting an ample margin
of safety can only be determined for
each specific source category. This
occurs mainly because technological
and economic factors (along with the
health-related factors) vary from source
category to source category.’’ Id. at
38061. We also consider the
uncertainties associated with the
various risk analyses, as discussed
earlier in this preamble, in our
determinations of acceptability and
ample margin of safety.
The EPA notes that it has not
considered certain health information to
date in making residual risk
determinations. At this time, we do not
attempt to quantify the HAP risk that
may be associated with emissions from
other facilities that do not include the
source category under review, mobile
source emissions, natural source
emissions, persistent environmental
pollution, or atmospheric
transformation in the vicinity of the
sources in the category.
The EPA understands the potential
importance of considering an
individual’s total exposure to HAP in
addition to considering exposure to
HAP emissions from the source category
and facility. We recognize that such
consideration may be particularly
important when assessing noncancer
risk, where pollutant-specific exposure
health reference levels (e.g., reference
concentrations (RfCs)) are based on the
assumption that thresholds exist for
adverse health effects. For example, the
EPA recognizes that, although exposures
attributable to emissions from a source
category or facility alone may not
indicate the potential for increased risk
of adverse noncancer health effects in a
population, the exposures resulting
from emissions from the facility in
combination with emissions from all of
the other sources (e.g., other facilities) to
which an individual is exposed may be
sufficient to result in an increased risk
of adverse noncancer health effects. In
May 2010, the Science Advisory Board
(SAB) advised the EPA ‘‘that RTR
assessments will be most useful to
decision makers and communities if
results are presented in the broader
context of aggregate and cumulative
risks, including background
concentrations and contributions from
other sources in the area.’’ 3
In response to the SAB
recommendations, the EPA incorporates
cumulative risk analyses into its RTR
risk assessments, including those
reflected in this action. The Agency (1)
conducts facility-wide assessments,
which include source category emission
points, as well as other emission points
within the facilities; (2) combines
exposures from multiple sources in the
same category that could affect the same
individuals; and (3) for some persistent
and bioaccumulative pollutants,
analyzes the ingestion route of
exposure. In addition, the RTR risk
assessments consider aggregate cancer
risk from all carcinogens and aggregated
noncancer HQs for all noncarcinogens
affecting the same target organ or target
organ system.
Although we are interested in placing
source category and facility-wide HAP
risk in the context of total HAP risk
from all sources combined in the
vicinity of each source, we are
concerned about the uncertainties of
doing so. Estimates of total HAP risk
from emission sources other than those
that we have studied in depth during
this RTR review would have
significantly greater associated
uncertainties than the source category or
facility-wide estimates. Such aggregate
or cumulative assessments would
compound those uncertainties, making
the assessments too unreliable.
3 Recommendations of the SAB Risk and
Technology Review Methods Panel are provided in
their report, which is available at: https://yosemite.
epa.gov/sab/sabproduct.nsf/4AB3966E263D943
A8525771F00668381/$File/EPA-SAB-10-007unsigned.pdf.
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B. How do we perform the technology
review?
Our technology review focuses on the
identification and evaluation of
developments in practices, processes,
and control technologies that have
occurred since the MACT standards
were promulgated. Where we identify
such developments, we analyze their
technical feasibility, estimated costs,
energy implications, and non-air
environmental impacts. We also
consider the emission reductions
associated with applying each
development. This analysis informs our
decision of whether it is ‘‘necessary’’ to
revise the emissions standards. In
addition, we consider the
appropriateness of applying controls to
new sources versus retrofitting existing
sources. For this exercise, we consider
any of the following to be a
‘‘development’’:
• Any add-on control technology or
other equipment that was not identified
and considered during development of
the original MACT standards;
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48713
• Any improvements in add-on
control technology or other equipment
(that were identified and considered
during development of the original
MACT standards) that could result in
additional emissions reduction;
• Any work practice or operational
procedure that was not identified or
considered during development of the
original MACT standards;
• Any process change or pollution
prevention alternative that could be
broadly applied to the industry and that
was not identified or considered during
development of the original MACT
standards; and
• Any significant changes in the cost
(including cost effectiveness) of
applying controls (including controls
the EPA considered during the
development of the original MACT
standards).
In addition to reviewing the practices,
processes, and control technologies that
were considered at the time we
originally developed the NESHAP, we
review a variety of data sources in our
investigation of potential practices,
processes, or controls to consider. See
sections II.C and II.D of this preamble
for information on the specific data
sources that were reviewed as part of
the technology review.
C. How do we estimate post-MACT risk
posed by the source category?
In this section, we provide a complete
description of the types of analyses that
we generally perform during the risk
assessment process. In some cases, we
do not perform a specific analysis
because it is not relevant. For example,
in the absence of emissions of HAP
known to be persistent and
bioaccumulative in the environment
(PB–HAP), we would not perform a
multipathway exposure assessment.
Where we do not perform an analysis,
we state that we do not and provide the
reason. While we present all of our risk
assessment methods, we only present
risk assessment results for the analyses
actually conducted (see section IV.B of
this preamble).
The EPA conducts a risk assessment
that provides estimates of the MIR for
cancer posed by the HAP emissions
from each source in the source category,
the HI for chronic exposures to HAP
with the potential to cause noncancer
health effects, and the HQ for acute
exposures to HAP with the potential to
cause noncancer health effects. The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The seven
sections that follow this paragraph
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describe how we estimated emissions
and conducted the risk assessment. The
docket for this rulemaking contains the
following document which provides
more information on the risk assessment
inputs and models: Residual Risk
Assessment for the Lime Manufacturing
Source Category in Support of the 2019
Risk and Technology Review Proposed
Rule. The methods used to assess risk
(as described in the seven primary steps
below) are consistent with those
described by the EPA in the document
reviewed by a panel of the EPA’s SAB
in 2009; 4 and described in the SAB
review report issued in 2010. They are
also consistent with the key
recommendations contained in that
report.
1. How did we estimate actual
emissions and identify the emissions
release characteristics?
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A questionnaire was sent out to nine
companies (covering 44 facilities) in
2017. The available test data collected
were from the 1990’s through 2017. Of
the 44 facilities that received the
questionnaire, 32 were verified to be
major sources and were included in the
modeling file. Based on the results of
the questionnaire and research into
three non-questionnaire facilities, there
are 96 lime kilns at the 35 major sources
subject to the Lime Manufacturing
Plants NESHAP.
Particulate matter test data were
provided for most of the lime kilns and
the lime kiln and coolers with common
exhausts. PM particle size by the kiln
emission control type was assigned
based on data from AP–42.5 For kiln
controls or other sources not listed in
AP–42, default particles sizes and mass
distributions were used for the entire
source category. In addition to kiln data,
a small amount of PSH operations
provided emissions test data in response
to the questionnaire. Because there was
so little test data for PSH operations, air
emissions inventory (AEI) data 6 were
4 U.S. EPA. Risk and Technology Review (RTR)
Risk Assessment Methodologies: For Review by the
EPA’s Science Advisory Board with Case Studies—
MACT I Petroleum Refining Sources and Portland
Cement Manufacturing, June 2009. EPA–452/R–09–
006. https://www3.epa.gov/airtoxics/rrisk/
rtrpg.html.
5 Compilation of Air Pollutant Emissions Factors,
AP–42, Fifth Edition, Volume 1: Stationary Point
and Area Sources, U.S. Environmental Protection
Agency, Research Triangle Park, NC, January 1995.
6 Title V of the Clean Air Act requires major
sources of air pollution and certain other facilities
to apply for and obtain title V operating permits.
State and local authorities overseeing the title V
permitting program typically require permit holders
to develop annual air emissions inventories for the
purposes of fee determination. These annual
inventories were requested in the questionnaire and
the data were used for this modeling effort.
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used as the source of PSH PM emissions
in lieu of the limited test data.
Test data for HAP metals were
provided for 17 emission release points
of lime kilns. Data were provided both
for kilns only, and for kilns with comingled lime cooler exhaust. Because
the data set received was very limited
and the emissions were not significantly
different, emissions data from standalone kilns and shared stacks were
treated as similar rather than
categorized separately for purposes of
estimating emissions. For non-mercury
HAP metals, test data were used in
conjunction with corresponding PM
data to develop mass fractions of HAP
metals (i.e., HAP metal/PM). These were
applied to PM test data to estimate HAP
metal emissions for kilns, coolers, and
kilns/coolers with common exhaust. For
mercury emissions, test results were
used in conjunction with operating
hours to estimate annual mercury
emissions for kilns, coolers, and kilns/
coolers with common exhaust.
Test data for hydrochloric acid (HCl)
were provided for 33 emission release
points of lime kilns and kilns/coolers
with common exhausts. Organic HAP
test data were provided for nine
emission release points of kilns/coolers
with common exhaust. Dioxins and
furans (D/F) test data were provided for
five emission release points of both lime
kilns and kilns/coolers with common
exhausts.
Because the HAP emissions data set
received is very limited, emission
factors were developed from test data
collected from the questionnaire and
AEI data. When emissions test data or
AEI data were available for an
applicable emission unit, the average
emission rate of the available data was
applied to that applicable emissions
unit. In cases where data were
unavailable for an applicable emission
unit, default emissions values were
developed and assigned as needed.
Emission defaults were determined as
the average of all test or AEI data in each
applicable emission unit category (e.g.,
kiln vs. PSH operations) or sub-category
(e.g., existing kilns with wet scrubbers).
Due to the nature of the data provided
for PM and HAP compounds (i.e., HAP
metal, HCl, organic HAP, and D/F),
stand-alone kilns and kilns/coolers with
common exhausts were treated the same
rather than categorizing their emissions
separately. Specifically, there were not
enough data (e.g., in the case of HAP
metals, organic HAP, and D/F) provided
for stand-alone kilns and kiln/coolers
with common exhausts or variation
(e.g., in the case of PM and HCl) in the
data to justify the development of subcategorized emission factor sets based
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on the difference between stand-alone
kilns and kilns that had co-mingled kiln
and cooler stacks. PSH operations did
not require review or development of
individual sub-categories.
For units that did not provide test
result data, default emission rates were
developed based on the category of kiln/
cooler (new or existing) and the service
date of the wet scrubber (before or after
January 5, 2004), since these factors
align with the PM emission limits of the
kiln in the rule. To develop default
factors for PM and HCl, the average test
results of all single kiln emission units
by category/status were determined for
each of three default categories: Existing
kilns with a wet scrubber installed
before January 5, 2004, existing kilns
without a wet scrubber installed before
January 5, 2004, and new kilns.
Six stand-alone lime coolers were
reported through the questionnaire. Of
these, four reported PM emissions test
data for a total of eleven PM test reports.
For these four coolers, emissions were
determined as the average of the
reported PM test data for each
applicable emission unit. The two
remaining lime coolers were assigned a
default value that was developed as the
average of the emissions from the four
coolers.
All of the PSH operations were
reported as fugitive sources in the
questionnaire, with the exception of
eleven point source PSH emission units.
Very little PM emissions test data were
provided for PSH operations, so
emissions from these sources were
determined from reported 2015 and
2016 AEIs, where available. Emissions
values were tallied in units of tpy. Most
questionnaire respondents provided
AEIs in their responses. However, not
all AEIs have PSH emissions reported
explicitly, and for those that did, some
of the unit names/IDs did not match
with those reported in the
questionnaire. The questionnaire
emission release point IDs were used as
the basis for developing PM emissions
from AEI data. Emissions data per unit
was assigned using AEIs where the unit
names matched, averaging the 2015 and
2016 values. Units with no AEI data
were assigned the default PM emissions
average that was developed from AEI
data.
To determine the actual annual
emissions of non-mercury HAP metals
in tpy from kilns and kiln/coolers with
common exhausts, PM emissions were
first determined using available test
data. Each kiln emissions unit was
assigned a PM value based on average
actual EPA Method 5 test data for the
unit or assigned a default value if PM
test data were unavailable. PM
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emissions in units of pounds per hour
(lb/hr) were determined as the average
of reported test values (or developed
default value) times the rate of stone
feed during the most recent performance
test (collected through questionnaire) in
units of tons of stone feed per hour.
When the rate of stone feed per hour
was unreported or claimed as CBI, a
default rate (determined as the average
of all reported rates) was assigned.
Annual PM emissions in units of tpy
were determined by multiplying hourly
PM emissions by the actual annual
emission unit operating hours reported
in the Information Collection Request
(ICR) and also by the unit conversion
from pounds to tons. When the emission
unit operating hours were unreported or
claimed as CBI, a default value
(determined as the average of all
reported operating hours) was assigned.
Actual annual PM emissions were then
speciated per the HAP metal emission
factor sets.
Actual emissions of mercury, HCl,
organic HAP, and D/F emissions for
kilns and kiln/coolers with common
exhausts were based on the test data
reported to the questionnaire (in units of
lb/hr) multiplied by the reported actual
operating hours of each unit. When the
emission unit operating hours were
unreported or claimed as CBI, a default
value (determined as the average of all
reported operating hours) was assigned.
Stand-alone lime coolers only emit
PM and metal HAP constituents. Most
of the lime coolers reported through the
questionnaire were annotated as being
co-mingled with kiln exhaust, not standalone emission units. However, six
stand-alone lime coolers were reported
to the questionnaire. There were no
metal HAP test data provided for standalone lime coolers through the
questionnaire. As such, one universal
set of default metal HAP mass fractions
of PM was developed from kiln test
data. These defaults were applied to all
other PM emission units, including
stand-alone coolers. When the rate of
stone feed or operating hours were
unreported or claimed as CBI, default
rates (determined as the average of all
reported rates) were assigned.
Process stone handling operations
have the potential to emit HAP metals
in limestone dust. Eleven PSH units
were identified as venting emissions
through a stack and the remaining PSH
data were modeled as fugitive emissions
due to a lack of data in the
questionnaire. Operating hours were not
specifically reported for PSH operations,
so average kiln operating hours were
used when reported, otherwise kiln
default operating hours were used.
Actual emissions were determined
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using the reported or default PM
emissions developed from the AEI
multiplied by the HAP speciation.
2. How did we estimate MACTallowable emissions?
The available emissions data in the
RTR emissions dataset include estimates
of the mass of HAP emitted during a
specified annual time period. These
‘‘actual’’ emission levels are often lower
than the emission levels allowed under
the requirements of the current MACT
standards. The emissions allowed under
the MACT standards are referred to as
the ‘‘MACT-allowable’’ emissions. We
discussed the consideration of both
MACT-allowable and actual emissions
in the final Coke Oven Batteries RTR (70
FR 19998–19999, April 15, 2005) and in
the proposed and final Hazardous
Organic NESHAP RTR (71 FR 34428,
June 14, 2006, and 71 FR 76609,
December 21, 2006, respectively). In
those actions, we noted that assessing
the risk at the MACT-allowable level is
inherently reasonable since that risk
reflects the maximum level facilities
could emit and still comply with
national emission standards. We also
explained that it is reasonable to
consider actual emissions, where such
data are available, in both steps of the
risk analysis, in accordance with the
Benzene NESHAP approach. (54 FR
38044, September 14, 1989.)
Allowable HAP metal emissions were
calculated by using the existing
applicable PM limit, scaled production,
and the maximum operating hours per
year of 8,760. The hourly production
scalar (i.e., tsf scalar) was developed by
comparing the rate of production during
the most recent performance test (which
is used for the actual emission
calculation) to the maximum production
capacity. Site specific scalars and one
default scalar were developed to scale
the test production rate to the maximum
capacity. Where production data were
unreported or claimed as CBI, default
rates were developed. For more details
on the development of the default
values, see the memorandum titled
Development of the RTR Emissions
Dataset for the Lime Manufacturing
Source Category, in the docket for this
rulemaking (Docket ID No. EPA–HQ–
OAR–2017–0015).
Allowable emissions of mercury, HCl,
organic HAP, and D/F emissions for
kilns and kiln/coolers with common
exhausts were calculated using 8,760
hours. Allowable emissions for PSH
operations were determined in the same
manner as described above for actual
emissions, except that emissions were
scaled up according to the ratio of total
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48715
operating hours over actual operating
hours.
3. How do we conduct dispersion
modeling, determine inhalation
exposures, and estimate individual and
population inhalation risk?
Both long-term and short-term
inhalation exposure concentrations and
health risk from the source category
addressed in this action were estimated
using the Human Exposure Model
(HEM–3).7 The HEM–3 performs three
primary risk assessment activities: (1)
Conducting dispersion modeling to
estimate the concentrations of HAP in
ambient air, (2) estimating long-term
and short-term inhalation exposures to
individuals residing within 50
kilometers (km) of the modeled sources,
and (3) estimating individual and
population-level inhalation risk using
the exposure estimates and quantitative
dose-response information.
a. Dispersion Modeling
The air dispersion model AERMOD,
used by the HEM–3 model, is one of the
EPA’s preferred models for assessing air
pollutant concentrations from industrial
facilities.8 To perform the dispersion
modeling and to develop the
preliminary risk estimates, HEM–3
draws on three data libraries. The first
is a library of meteorological data,
which is used for dispersion
calculations. This library includes 1
year (2016) of hourly surface and upper
air observations from 824
meteorological stations, selected to
provide coverage of the United States
and Puerto Rico. A second library of
United States Census Bureau census
block 9 internal point locations and
populations provides the basis of
human exposure calculations (U.S.
Census, 2010). In addition, for each
census block, the census library
includes the elevation and controlling
hill height, which are also used in
dispersion calculations. A third library
of pollutant-specific dose-response
values is used to estimate health risk.
These are discussed below.
b. Risk From Chronic Exposure to HAP
In developing the risk assessment for
chronic exposures, we use the estimated
annual average ambient air
concentrations of each HAP emitted by
7 For more information about HEM–3, go to
https://www.epa.gov/fera/risk-assessment-andmodeling-human-exposure-model-hem.
8 U.S. EPA. Revision to the Guideline on Air
Quality Models: Adoption of a Preferred General
Purpose (Flat and Complex Terrain) Dispersion
Model and Other Revisions (70 FR 68218,
November 9, 2005).
9 A census block is the smallest geographic area
for which census statistics are tabulated.
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Risk Level (https://www.atsdr.cdc.gov/
mrls/index.asp); (2) the CalEPA Chronic
Reference Exposure Level (REL) (https://
oehha.ca.gov/air/crnr/notice-adoptionair-toxics-hot-spots-program-guidancemanual-preparation-health-risk-0); or
(3), as noted above, a scientifically
credible dose-response value that has
been developed in a manner consistent
with the EPA guidelines and has
undergone a peer review process similar
to that used by the EPA. The pollutantspecific dose-response values used to
estimate health risks are available at
https://www.epa.gov/fera/doseresponse-assessment-assessing-healthrisks-associated-exposure-hazardousair-pollutants.
each source in the source category. The
HAP air concentrations at each nearby
census block centroid located within 50
km of the facility are a surrogate for the
chronic inhalation exposure
concentration for all the people who
reside in that census block. A distance
of 50 km is consistent with both the
analysis supporting the 1989 Benzene
NESHAP (54 FR 38044, September 14,
1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR
as the cancer risk associated with a
continuous lifetime (24 hours per day,
7 days per week, 52 weeks per year, 70
years) exposure to the maximum
concentration at the centroid of each
inhabited census block. We calculate
individual cancer risk by multiplying
the estimated lifetime exposure to the
ambient concentration of each HAP (in
micrograms per cubic meter (mg/m3)) by
its unit risk estimate (URE). The URE is
an upper-bound estimate of an
individual’s incremental risk of
contracting cancer over a lifetime of
exposure to a concentration of 1
microgram of the pollutant per cubic
meter of air. For residual risk
assessments, we generally use UREs
from the EPA’s Integrated Risk
Information System (IRIS). For
carcinogenic pollutants without IRIS
values, we look to other reputable
sources of cancer dose-response values,
often using California EPA (CalEPA)
UREs, where available. In cases where
new, scientifically credible doseresponse values have been developed in
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
the EPA, we may use such doseresponse values in place of, or in
addition to, other values, if appropriate.
The pollutant-specific dose-response
values used to estimate health risk are
available at https://www.epa.gov/fera/
dose-response-assessment-assessinghealth-risks-associated-exposurehazardous-air-pollutants.
To estimate individual lifetime cancer
risks associated with exposure to HAP
emissions from each facility in the
source category, we sum the risks for
each of the carcinogenic HAP 10 emitted
by the modeled facility. We estimate
cancer risk at every census block within
50 km of every facility in the source
category. The MIR is the highest
individual lifetime cancer risk estimated
for any of those census blocks. In
addition to calculating the MIR, we
estimate the distribution of individual
cancer risks for the source category by
summing the number of individuals
within 50 km of the sources whose
estimated risk falls within a specified
risk range. We also estimate annual
cancer incidence by multiplying the
estimated lifetime cancer risk at each
census block by the number of people
residing in that block, summing results
for all of the census blocks, and then
dividing this result by a 70-year
lifetime.
To assess the risk of noncancer health
effects from chronic exposure to HAP,
we calculate either an HQ or a target
organ-specific hazard index (TOSHI).
We calculate an HQ when a single
noncancer HAP is emitted. Where more
than one noncancer HAP is emitted, we
sum the HQ for each of the HAP that
affects a common target organ or target
organ system to obtain a TOSHI. The
HQ is the estimated exposure divided
by the chronic noncancer dose-response
value, which is a value selected from
one of several sources. The preferred
chronic noncancer dose-response value
is the EPA RfC, defined as ‘‘an estimate
(with uncertainty spanning perhaps an
order of magnitude) of a continuous
inhalation exposure to the human
population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime’’ (https://
iaspub.epa.gov/sor_internet/registry/
termreg/searchandretrieve/glossaries
andkeywordlists/search.do?details=
&vocabName=IRIS%20Glossary). In
cases where an RfC from the EPA’s IRIS
is not available or where the EPA
determines that using a value other than
the RfC is appropriate, the chronic
noncancer dose-response value can be a
value from the following prioritized
sources, which define their doseresponse values similarly to the EPA: (1)
The Agency for Toxic Substances and
Disease Registry (ATSDR) Minimum
c. Risk From Acute Exposure to HAP
That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate
acute inhalation dose-response values
are available, the EPA also assesses the
potential health risks due to acute
exposure. For these assessments, the
EPA makes conservative assumptions
about emission rates, meteorology, and
exposure location. In this proposed
rulemaking, as part of our efforts to
continually improve our methodologies
to evaluate the risks that HAP emitted
from categories of industrial sources
pose to human health and the
environment,11 we are revising our
treatment of meteorological data to use
reasonable worst-case air dispersion
conditions in our acute risk screening
assessments instead of worst-case air
dispersion conditions. This revised
treatment of meteorological data and the
supporting rationale are described in
more detail in Residual Risk Assessment
for Lime Manufacturing Source Category
in Support of the 2019 Risk and
Technology Review Proposed Rule and
in Appendix 5 of the report: Technical
Support Document for Acute Risk
Screening Assessment. We will be
applying this revision in RTR
rulemakings proposed on or after June 3,
2019.
To assess the potential acute risk to
the maximally exposed individual, we
use the peak hourly emission rate for
each emission point,12 reasonable
10 The EPA’s 2005 Guidelines for Carcinogen Risk
Assessment classifies carcinogens as: ‘‘carcinogenic
to humans,’’ ‘‘likely to be carcinogenic to humans,’’
and ‘‘suggestive evidence of carcinogenic
potential.’’ These classifications also coincide with
the terms ‘‘known carcinogen, probable carcinogen,
and possible carcinogen,’’ respectively, which are
the terms advocated in the EPA’s Guidelines for
Carcinogen Risk Assessment, published in 1986 (51
FR 33992, September 24, 1986). In August 2000, the
document, Supplemental Guidance for Conducting
Health Risk Assessment of Chemical Mixtures
(EPA/630/R–00/002), was published as a
supplement to the 1986 document. Copies of both
documents can be obtained from https://
cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=
20533&CFID=70315376&CFTOKEN=71597944.
Summing the risk of these individual compounds
to obtain the cumulative cancer risk is an approach
that was recommended by the EPA’s SAB in their
2002 peer review of the EPA’s National Air Toxics
Assessment (NATA) titled NATA—Evaluating the
National-scale Air Toxics Assessment 1996 Data—
an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/214C6E915B
B04E14852570CA007A682C/$File/ecadv02001.pdf.
11 See, e.g., U.S. EPA. Screening Methodologies to
Support Risk and Technology Reviews (RTR): A
Case Study Analysis (Draft Report, May 2017.
https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html).
12 In the absence of hourly emission data, we
develop estimates of maximum hourly emission
rates by multiplying the average actual annual
emissions rates by a factor (either a categoryspecific factor or a default factor of 10) to account
for variability. This is documented in Residual Risk
Assessment for Lime Manufacturing Source
Category in Support of the 2019 Risk and
Technology Review Proposed Rule and in Appendix
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worst-case air dispersion conditions
(i.e., 99th percentile), and the point of
highest off-site exposure. Specifically,
we assume that peak emissions from the
source category and reasonable worstcase air dispersion conditions co-occur
and that a person is present at the point
of maximum exposure.
To characterize the potential health
risks associated with estimated acute
inhalation exposures to a HAP, we
generally use multiple acute doseresponse values, including acute RELs,
acute exposure guideline levels
(AEGLs), and emergency response
planning guidelines (ERPG) for 1-hour
exposure durations), if available, to
calculate acute HQs. The acute HQ is
calculated by dividing the estimated
acute exposure concentration by the
acute dose-response value. For each
HAP for which acute dose-response
values are available, the EPA calculates
acute HQs.
An acute REL is defined as ‘‘the
concentration level at or below which
no adverse health effects are anticipated
for a specified exposure duration.’’ 13
Acute RELs are based on the most
sensitive, relevant, adverse health effect
reported in the peer-reviewed medical
and toxicological literature. They are
designed to protect the most sensitive
individuals in the population through
the inclusion of margins of safety.
Because margins of safety are
incorporated to address data gaps and
uncertainties, exceeding the REL does
not automatically indicate an adverse
health impact. AEGLs represent
threshold exposure limits for the general
public and are applicable to emergency
exposures ranging from 10 minutes to 8
hours.14 They are guideline levels for
‘‘once-in-a-lifetime, short-term
exposures to airborne concentrations of
acutely toxic, high-priority chemicals.’’
Id. at 21. The AEGL–1 is specifically
5 of the report: Technical Support Document for
Acute Risk Screening Assessment. Both are
available in the docket for this rulemaking.
13 CalEPA issues acute RELs as part of its Air
Toxics Hot Spots Program, and the 1-hour and 8hour values are documented in Air Toxics Hot
Spots Program Risk Assessment Guidelines, Part I,
The Determination of Acute Reference Exposure
Levels for Airborne Toxicants, which is available at
https://oehha.ca.gov/air/general-info/oehha-acute8-hour-and-chronic-reference-exposure-level-relsummary.
14 National Academy of Sciences, 2001. Standing
Operating Procedures for Developing Acute
Exposure Levels for Hazardous Chemicals, page 2.
Available at https://www.epa.gov/sites/production/
files/2015-09/documents/sop_final_standing_
operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure
Guideline Levels for Hazardous Substances ended
in October 2011, but the AEGL program continues
to operate at the EPA and works with the National
Academies to publish final AEGLs (https://
www.epa.gov/aegl).
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defined as ‘‘the airborne concentration
(expressed as ppm (parts per million) or
mg/m3 (milligrams per cubic meter)) of
a substance above which it is predicted
that the general population, including
susceptible individuals, could
experience notable discomfort,
irritation, or certain asymptomatic
nonsensory effects. However, the effects
are not disabling and are transient and
reversible upon cessation of exposure.’’
The document also notes that ‘‘Airborne
concentrations below AEGL–1 represent
exposure levels that can produce mild
and progressively increasing but
transient and nondisabling odor, taste,
and sensory irritation or certain
asymptomatic, nonsensory effects.’’ Id.
AEGL–2 are defined as ‘‘the airborne
concentration (expressed as parts per
million or milligrams per cubic meter)
of a substance above which it is
predicted that the general population,
including susceptible individuals, could
experience irreversible or other serious,
long-lasting adverse health effects or an
impaired ability to escape.’’ Id.
ERPGs are ‘‘developed for emergency
planning and are intended as healthbased guideline concentrations for
single exposures to chemicals.’’ 15 Id. at
1. The ERPG–1 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing other than
mild transient adverse health effects or
without perceiving a clearly defined,
objectionable odor.’’ Id. at 2. Similarly,
the ERPG–2 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
one hour without experiencing or
developing irreversible or other serious
health effects or symptoms which could
impair an individual’s ability to take
protective action.’’ Id. at 1.
An acute REL for 1-hour exposure
durations is typically lower than its
corresponding AEGL–1 and ERPG–1.
Even though their definitions are
slightly different, AEGL–1s are often the
same as the corresponding ERPG–1s,
and AEGL–2s are often equal to ERPG–
2s. The maximum HQs from our acute
inhalation screening risk assessment
typically result when we use the acute
REL for a HAP. In cases where the
maximum acute HQ exceeds 1, we also
15 ERPGS Procedures and Responsibilities. March
2014. American Industrial Hygiene Association.
Available at: https://www.aiha.org/get-involved/
AIHAGuidelineFoundation/EmergencyResponse
PlanningGuidelines/Documents/ERPG
%20Committee%20Standard%20Operating
%20Procedures%20%20-%20March%202014
%20Revision%20%28Updated%2010-2-2014
%29.pdf.
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report the HQ based on the next highest
acute dose-response value (usually the
AEGL–1 and/or the ERPG–1).
For this source category, we used the
default acute multiplier of 10 to derive
a conservative estimate of maximum
hourly emissions from annual
emissions. In our acute inhalation
screening risk assessment, acute impacts
are deemed negligible for HAP for
which acute HQs are less than or equal
to 1, and no further analysis is
performed for these HAP. In cases
where an acute HQ from the screening
step is greater than 1, we assess the sitespecific data to ensure we have assessed
the acute HQ at an off-site location. For
this source category, we did not have to
perform any refined acute assessments.
4. How do we conduct the
multipathway exposure and risk
screening assessment?
The EPA conducts a tiered screening
assessment examining the potential for
significant human health risks due to
exposures via routes other than
inhalation (i.e., ingestion). We first
determine whether any sources in the
source category emit any HAP known to
be persistent and bioaccumulative in the
environment, as identified in the EPA’s
Air Toxics Risk Assessment Library (see
Volume 1, Appendix D, at https://
www.epa.gov/fera/risk-assessment-andmodeling-air-toxics-risk-assessmentreference-library).
For the Lime Manufacturing source
category, we identified PB–HAP
emissions of arsenic, D/F, cadmium,
mercury, and lead, so we proceeded to
the next step of the evaluation. Except
for lead, the human health risk
screening assessment for PB–HAP
consists of three progressive tiers. In a
Tier 1 screening assessment, we
determine whether the magnitude of the
facility-specific emissions of PB–HAP
warrants further evaluation to
characterize human health risk through
ingestion exposure. To facilitate this
step, we evaluate emissions against
previously developed screening
threshold emission rates for several PB–
HAP that are based on a hypothetical
upper-end screening exposure scenario
developed for use in conjunction with
the EPA’s Total Risk Integrated
Methodology.Fate, Transport, and
Ecological Exposure (TRIM.FaTE)
model. The PB–HAP with screening
threshold emission rates are arsenic
compounds, cadmium compounds,
chlorinated dibenzodioxins and furans,
mercury compounds, and polycyclic
organic matter (POM). Based on the EPA
estimates of toxicity and
bioaccumulation potential, these
pollutants represent a conservative list
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for inclusion in multipathway risk
assessments for RTR rules. (See Volume
1, Appendix D at https://www.epa.gov/
sites/production/files/2013-08/
documents/volume_1_reflibrary.pdf.)
The ratio of a facility’s actual emission
rate to the Tier 1 screening threshold
emission rate is a ‘‘screening value.’’
We derive the Tier 1 screening
threshold emission rates for these PB–
HAP (other than lead compounds) to
correspond to a maximum excess
lifetime cancer risk of 1-in-1 million
(i.e., for arsenic compounds,
polychlorinated dibenzodioxins and
furans, and POM) or, for HAP that cause
noncancer health effects (i.e., cadmium
compounds and mercury compounds), a
maximum HQ of 1. If the emission rate
of any one PB–HAP or combination of
carcinogenic PB–HAP in the Tier 1
screening assessment exceeds the Tier 1
screening threshold emission rate for
any facility (i.e., the screening value is
greater than 1), we conduct a second
screening assessment, which we call the
Tier 2 screening assessment. The Tier 2
screening assessment separates the Tier
1 combined fisher and farmer exposure
scenario into fisher, farmer, and
gardener scenarios that retain upperbound ingestion rates.
In the Tier 2 screening assessment,
the location of each facility that exceeds
a Tier 1 screening threshold emission
rate is used to refine the assumptions
associated with the Tier 1 fisher/farmer
scenario. A key assumption in the Tier
1 screening assessment is that a lake
and/or farm is located near the facility.
As part of the Tier 2 screening
assessment, we use a USGS database to
identify actual waterbodies within 50
km of each facility and assume the
fisher only consumes fish from lakes
within that 50 km zone. We also
examine the differences between local
meteorology near the facility and the
meteorology used in the Tier 1
screening assessment. We then adjust
the previously-developed Tier 1
screening threshold emission rates for
each PB–HAP for each facility based on
an understanding of how exposure
concentrations estimated for the
screening scenario change with the use
of local meteorology and the USGS lakes
database.
In the Tier 2 farmer scenario, we
maintain an assumption that the farm is
located within 0.5 km of the facility and
that the farmer consumes meat, eggs,
dairy, vegetables, and fruit produced
near the facility. We may further refine
the Tier 2 screening analysis by
assessing a gardener scenario to
characterize a range of exposures, with
the gardener scenario being more
plausible in RTR evaluations. Under the
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gardener scenario, we assume the
gardener consumes home-produced
eggs, vegetables, and fruit products at
the same ingestion rate as the farmer.
The Tier 2 screen continues to rely on
the high-end food intake assumptions
that were applied in Tier 1 for local fish
(adult female angler at 99th percentile
consumption of fish 16) and locally
grown or raised foods (90th percentile
consumption of locally grown or raised
foods for the farmer and gardener
scenarios 17). If PB–HAP emission rates
do not result in a Tier 2 screening value
greater than 1, we consider those PB–
HAP emissions to pose risks below a
level of concern. If the PB–HAP
emission rates for a facility exceed the
Tier 2 screening threshold emission
rates, we may conduct a Tier 3
screening assessment.
There are several analyses that can be
included in a Tier 3 screening
assessment, depending upon the extent
of refinement warranted, including
validating that the impacted lakes are
fishable, locating residential/garden
locations for urban and/or rural settings,
considering plume-rise to estimate
emissions lost above the mixing layer,
and considering hourly effects of
meteorology and plume rise on
chemical fate and transport (a timeseries analysis). If necessary, the EPA
may further refine the screening
assessment through a site-specific
assessment.
In evaluating the potential
multipathway risk from emissions of
lead compounds, rather than developing
a screening threshold emission rate, we
compare maximum estimated chronic
inhalation exposure concentrations to
the level of the current National
Ambient Air Quality Standard (NAAQS)
for lead.18 Values below the level of the
primary (health-based) lead NAAQS are
16 Burger, J. 2002. Daily consumption of wild fish
and game: Exposures of high end recreationists.
International Journal of Environmental Health
Research 12:343–354.
17 U.S. EPA. Exposure Factors Handbook 2011
Edition (Final). U.S. Environmental Protection
Agency, Washington, DC, EPA/600/R–09/052F,
2011.
18 In doing so, the EPA notes that the legal
standard for a primary NAAQS—that a standard is
requisite to protect public health and provide an
adequate margin of safety (CAA section 109(b))—
differs from the CAA section 112(f) standard
(requiring, among other things, that the standard
provide an ‘‘ample margin of safety to protect
public health’’). However, the primary lead NAAQS
is a reasonable measure of determining risk
acceptability (i.e., the first step of the Benzene
NESHAP analysis) since it is designed to protect the
most susceptible group in the human population—
children, including children living near major lead
emitting sources. 73 FR 67002/3; 73 FR 67000/3; 73
FR 67005/1. In addition, applying the level of the
primary lead NAAQS at the risk acceptability step
is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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considered to have a low potential for
multipathway risk. For further
information on the multipathway
assessment approach, see Appendix 6 of
the Residual Risk Assessment for the
Lime Manufacturing Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule, which is
available in the docket for this action.
5. How do we conduct the
environmental risk screening
assessment?
a. Adverse Environmental Effect,
Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening
assessment to examine the potential for
an adverse environmental effect as
required under section 112(f)(2)(A) of
the CAA. Section 112(a)(7) of the CAA
defines ‘‘adverse environmental effect’’
as ‘‘any significant and widespread
adverse effect, which may reasonably be
anticipated, to wildlife, aquatic life, or
other natural resources, including
adverse impacts on populations of
endangered or threatened species or
significant degradation of
environmental quality over broad
areas.’’
The EPA focuses on eight HAP, which
are referred to as ‘‘environmental HAP,’’
in its screening assessment: Six PB–
HAP and two acid gases. The PB–HAP
included in the screening assessment
are arsenic compounds, cadmium
compounds, D/F, POM, mercury (both
inorganic mercury and methyl mercury),
and lead compounds. The acid gases
included in the screening assessment
are HCl and hydrogen fluoride (HF).
HAP that persist and bioaccumulate
are of particular environmental concern
because they accumulate in the soil,
sediment, and water. The acid gases,
HCl and HF, are included due to their
well-documented potential to cause
direct damage to terrestrial plants. In the
environmental risk screening
assessment, we evaluate the following
four exposure media: Terrestrial soils,
surface water bodies (includes watercolumn and benthic sediments), fish
consumed by wildlife, and air. Within
these four exposure media, we evaluate
nine ecological assessment endpoints,
which are defined by the ecological
entity and its attributes. For PB–HAP
(other than lead), both community-level
and population-level endpoints are
included. For acid gases, the ecological
assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a
concentration of HAP that has been
linked to a particular environmental
effect level. For each environmental
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HAP, we identified the available
ecological benchmarks for each
assessment endpoint. We identified,
where possible, ecological benchmarks
at the following effect levels: Probable
effect levels, lowest-observed-adverseeffect level, and no-observed-adverseeffect level. In cases where multiple
effect levels were available for a
particular PB–HAP and assessment
endpoint, we use all of the available
effect levels to help us to determine
whether ecological risks exist and, if so,
whether the risks could be considered
significant and widespread.
For further information on how the
environmental risk screening
assessment was conducted, including a
discussion of the risk metrics used, how
the environmental HAP were identified,
and how the ecological benchmarks
were selected, see Appendix 9 of the
Residual Risk Assessment for the Lime
Manufacturing Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule, which is
available in the docket for this action.
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b. Environmental Risk Screening
Methodology
For the environmental risk screening
assessment, the EPA first determined
whether any facilities in the Lime
Manufacturing source category emitted
any of the environmental HAP. For the
Lime Manufacturing source category, we
identified emissions of arsenic, D/F,
HCl, cadmium, and mercury. Because
one or more of the environmental HAP
above are emitted by at least one facility
in the source category, we proceeded to
the second step of the evaluation.
c. PB–HAP Methodology
The environmental screening
assessment includes six PB–HAP,
arsenic compounds, cadmium
compounds, D/F, POM, mercury (both
inorganic mercury and methyl mercury),
and lead compounds. With the
exception of lead, the environmental
risk screening assessment for PB–HAP
consists of three tiers. The first tier of
the environmental risk screening
assessment uses the same healthprotective conceptual model that is used
for the Tier 1 human health screening
assessment. TRIM.FaTE model
simulations were used to back-calculate
Tier 1 screening threshold emission
rates. The screening threshold emission
rates represent the emission rate in tons
per year that results in media
concentrations at the facility that equal
the relevant ecological benchmark. To
assess emissions from each facility in
the category, the reported emission rate
for each PB–HAP was compared to the
Tier 1 screening threshold emission rate
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for that PB–HAP for each assessment
endpoint and effect level. If emissions
from a facility do not exceed the Tier 1
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment, and, therefore, is not
evaluated further under the screening
approach. If emissions from a facility
exceed the Tier 1 screening threshold
emission rate, we evaluate the facility
further in Tier 2.
In Tier 2 of the environmental
screening assessment, the screening
threshold emission rates are adjusted to
account for local meteorology and the
actual location of lakes in the vicinity of
facilities that did not pass the Tier 1
screening assessment. For soils, we
evaluate the average soil concentration
for all soil parcels within a 7.5-km
radius for each facility and PB–HAP.
For the water, sediment, and fish tissue
concentrations, the highest value for
each facility for each pollutant is used.
If emission concentrations from a
facility do not exceed the Tier 2
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment and typically is not
evaluated further. If emissions from a
facility exceed the Tier 2 screening
threshold emission rate, we evaluate the
facility further in Tier 3.
As in the multipathway human health
risk assessment, in Tier 3 of the
environmental screening assessment, we
examine the suitability of the lakes
around the facilities to support life and
remove those that are not suitable (e.g.,
lakes that have been filled in or are
industrial ponds), adjust emissions for
plume-rise, and conduct hour-by-hour
time-series assessments. If these Tier 3
adjustments to the screening threshold
emission rates still indicate the
potential for an adverse environmental
effect (i.e., facility emission rate exceeds
the screening threshold emission rate),
we may elect to conduct a more refined
assessment using more site-specific
information. If, after additional
refinement, the facility emission rate
still exceeds the screening threshold
emission rate, the facility may have the
potential to cause an adverse
environmental effect.
To evaluate the potential for an
adverse environmental effect from lead,
we compared the average modeled air
concentrations (from HEM–3) of lead
around each facility in the source
category to the level of the secondary
NAAQS for lead. The secondary lead
NAAQS is a reasonable means of
evaluating environmental risk because it
is set to provide substantial protection
against adverse welfare effects which
can include ‘‘effects on soils, water,
crops, vegetation, man-made materials,
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animals, wildlife, weather, visibility and
climate, damage to and deterioration of
property, and hazards to transportation,
as well as effects on economic values
and on personal comfort and wellbeing.’’
d. Acid Gas Environmental Risk
Methodology
The environmental screening
assessment for acid gases evaluates the
potential phytotoxicity and reduced
productivity of plants due to chronic
exposure to HF and HCl. The
environmental risk screening
methodology for acid gases is a singletier screening assessment that compares
modeled ambient air concentrations
(from AERMOD) to the ecological
benchmarks for each acid gas. To
identify a potential adverse
environmental effect (as defined in
section 112(a)(7) of the CAA) from
emissions of HF and HCl, we evaluate
the following metrics: the size of the
modeled area around each facility that
exceeds the ecological benchmark for
each acid gas, in acres and km2; the
percentage of the modeled area around
each facility that exceeds the ecological
benchmark for each acid gas; and the
area-weighted average screening value
around each facility (calculated by
dividing the area-weighted average
concentration over the 50-km modeling
domain by the ecological benchmark for
each acid gas). For further information
on the environmental screening
assessment approach, see Appendix 9 of
the Residual Risk Assessment for the
Lime Manufacturing Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule, which is
available in the docket for this action.
6. How do we conduct facility-wide
assessments?
To put the source category risks in
context, we typically examine the risks
from the entire ‘‘facility,’’ where the
facility includes all HAP-emitting
operations within a contiguous area and
under common control. In other words,
we examine the HAP emissions not only
from the source category emission
points of interest, but also emissions of
HAP from all other emission sources at
the facility for which we have data. For
this source category, we conducted the
facility-wide assessment using a dataset
compiled from the 2014 NEI for 31 of
the 35 modeled facilities. The remaining
four facilities’ emissions data were
collected using a combination of
approaches, including using permit data
and substituting emissions data from
similar site(s) (refer to Appendix 1 of
the Residual Risk Assessment for the
Lime Manufacturing Source Category in
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Support of the Risk and Technology
Review 2019 Proposed Rule, which is
available in the docket for this action for
further information).
The source category records of the
dataset were removed, evaluated, and
updated as described in section II.C of
this preamble: What data collection
activities were conducted to support
this action? Once a quality assured
source category dataset was available, it
was placed back with the remaining
records for that facility. The facilitywide file was then used to analyze risks
due to the inhalation of HAP that are
emitted ‘‘facility-wide’’ for the
populations residing within 50 km of
each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, the modeled
source category risks were compared to
the facility-wide risks to determine the
portion of the facility-wide risks that
could be attributed to the source
category addressed in this action. We
also specifically examined the facility
that was associated with the highest
estimate of risk and determined the
percentage of that risk attributable to the
source category of interest. The Residual
Risk Assessment for the Lime
Manufacturing Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule, available
through the docket for this action,
provides the methodology and results of
the facility-wide analyses, including all
facility-wide risks and the percentage of
source category contribution to facilitywide risks.
For this source category, the majority
of the facility-wide dataset that the EPA
compiled were from the 2014 NEI. We
used the NEI data for the facility and
did not adjust any category or ‘‘noncategory’’ data. Therefore, there could
be differences in the dataset from that
used for the source category assessments
described in this preamble. We analyzed
risks due to the inhalation of HAP that
are emitted ‘‘facility-wide’’ for the
populations residing within 50 km of
each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, we made a
reasonable attempt to identify the
source category risks, and these risks
were compared to the facility-wide risks
to determine the portion of facility-wide
risks that could be attributed to the
source category addressed in this action.
We also specifically examined the
facility that was associated with the
highest estimate of risk and determined
the percentage of that risk attributable to
the source category of interest. The
Residual Risk Assessment for the Lime
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Manufacturing Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule, available
through the docket for this action,
provides the methodology and results of
the facility-wide analyses, including all
facility-wide risks and the percentage of
source category contribution to facilitywide risks.
7. How do we consider uncertainties in
risk assessment?
Uncertainty and the potential for bias
are inherent in all risk assessments,
including those performed for this
proposal. Although uncertainty exists,
we believe that our approach, which
used conservative tools and
assumptions, ensures that our decisions
are health and environmentally
protective. A brief discussion of the
uncertainties in the RTR emissions
dataset, dispersion modeling, inhalation
exposure estimates, and dose-response
relationships follows below. Also
included are those uncertainties specific
to our acute screening assessments,
multipathway screening assessments,
and our environmental risk screening
assessments. A more thorough
discussion of these uncertainties is
included in the Residual Risk
Assessment for the Lime Manufacturing
Source Category in Support of the Risk
and Technology Review 2019 Proposed
Rule, which is available in the docket
for this action. If a multipathway sitespecific assessment was performed for
this source category, a full discussion of
the uncertainties associated with that
assessment can be found in Appendix
11 of that document, Site-Specific
Human Health Multipathway Residual
Risk Assessment Report.
a. Uncertainties in the RTR Emissions
Dataset
Although the development of the RTR
emissions dataset involved quality
assurance/quality control processes, the
accuracy of emissions values will vary
depending on the source of the data, the
degree to which data are incomplete or
missing, the degree to which
assumptions made to complete the
datasets are accurate, errors in emission
estimates, and other factors. The
emission estimates considered in this
analysis generally are annual totals for
certain years, and they do not reflect
short-term fluctuations during the
course of a year or variations from year
to year. The estimates of peak hourly
emission rates for the acute effects
screening assessment were based on a
default emission adjustment factor of 10
applied to the average annual hourly
emission rates, which are intended to
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account for emission fluctuations due to
normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in
ambient concentration estimates
associated with any model, including
the EPA’s recommended regulatory
dispersion model, AERMOD. In using a
model to estimate ambient pollutant
concentrations, the user chooses certain
options to apply. For RTR assessments,
we select some model options that have
the potential to overestimate ambient air
concentrations (e.g., not including
plume depletion or pollutant
transformation). We select other model
options that have the potential to
underestimate ambient impacts (e.g., not
including building downwash). Other
options that we select have the potential
to either under- or overestimate ambient
levels (e.g., meteorology and receptor
locations). On balance, considering the
directional nature of the uncertainties
commonly present in ambient
concentrations estimated by dispersion
models, the approach we apply in the
RTR assessments should yield unbiased
estimates of ambient HAP
concentrations. We also note that the
selection of meteorology dataset
location could have an impact on the
risk estimates. As we continue to update
and expand our library of
meteorological station data used in our
risk assessments, we expect to reduce
this variability.
c. Uncertainties in Inhalation Exposure
Assessment
Although every effort is made to
identify all of the relevant facilities and
emission points, as well as to develop
accurate estimates of the annual
emission rates for all relevant HAP, the
uncertainties in our emission inventory
likely dominate the uncertainties in the
exposure assessment. Some
uncertainties in our exposure
assessment include human mobility,
using the centroid of each census block,
assuming lifetime exposure, and
assuming only outdoor exposures. For
most of these factors, there is neither an
under nor overestimate when looking at
the maximum individual risk or the
incidence, but the shape of the
distribution of risks may be affected.
With respect to outdoor exposures,
actual exposures may not be as high if
people spend time indoors, especially
for very reactive pollutants or larger
particles. For all factors, we reduce
uncertainty when possible. For
example, with respect to census-block
centroids, we analyze large blocks using
aerial imagery and adjust locations of
the block centroids to better represent
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the population in the blocks. We also
add additional receptor locations where
the population of a block is not well
represented by a single location.
d. Uncertainties in Dose-Response
Relationships
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There are uncertainties inherent in
the development of the dose-response
values used in our risk assessments for
cancer effects from chronic exposures
and noncancer effects from both chronic
and acute exposures. Some
uncertainties are generally expressed
quantitatively, and others are generally
expressed in qualitative terms. We note,
as a preface to this discussion, a point
on dose-response uncertainty that is
stated in the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment; namely,
that ‘‘the primary goal of EPA actions is
protection of human health;
accordingly, as an Agency policy, risk
assessment procedures, including
default options that are used in the
absence of scientific data to the
contrary, should be health protective’’
(the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment, page 1–7).
This is the approach followed here as
summarized in the next paragraphs.
Cancer UREs used in our risk
assessments are those that have been
developed to generally provide an upper
bound estimate of risk.19 That is, they
represent a ‘‘plausible upper limit to the
true value of a quantity’’ (although this
is usually not a true statistical
confidence limit). In some
circumstances, the true risk could be as
low as zero; however, in other
circumstances the risk could be
greater.20 Chronic noncancer RfC and
reference dose (RfD) values represent
chronic exposure levels that are
intended to be health-protective levels.
To derive dose-response values that are
intended to be ‘‘without appreciable
risk,’’ the methodology relies upon an
uncertainty factor (UF) approach,21
which considers uncertainty, variability,
and gaps in the available data. The UFs
are applied to derive dose-response
values that are intended to protect
19 IRIS glossary (https://ofmpub.epa.gov/sor_
internet/registry/termreg/searchandretrieve/
glossariesandkeywordlists/search.do?details=
&glossaryName=IRIS%20Glossary).
20 An exception to this is the URE for benzene,
which is considered to cover a range of values, each
end of which is considered to be equally plausible,
and which is based on maximum likelihood
estimates.
21 See A Review of the Reference Dose and
Reference Concentration Processes, U.S. EPA,
December 2002, and Methods for Derivation of
Inhalation Reference Concentrations and
Application of Inhalation Dosimetry, U.S. EPA,
1994.
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against appreciable risk of deleterious
effects.
Many of the UFs used to account for
variability and uncertainty in the
development of acute dose-response
values are quite similar to those
developed for chronic durations.
Additional adjustments are often
applied to account for uncertainty in
extrapolation from observations at one
exposure duration (e.g., 4 hours) to
derive an acute dose-response value at
another exposure duration (e.g., 1 hour).
Not all acute dose-response values are
developed for the same purpose, and
care must be taken when interpreting
the results of an acute assessment of
human health effects relative to the
dose-response value or values being
exceeded. Where relevant to the
estimated exposures, the lack of acute
dose-response values at different levels
of severity should be factored into the
risk characterization as potential
uncertainties.
Uncertainty also exists in the
selection of ecological benchmarks for
the environmental risk screening
assessment. We established a hierarchy
of preferred benchmark sources to allow
selection of benchmarks for each
environmental HAP at each ecological
assessment endpoint. We searched for
benchmarks for three effect levels (i.e.,
no-effects level, threshold-effect level,
and probable effect level), but not all
combinations of ecological assessment/
environmental HAP had benchmarks for
all three effect levels. Where multiple
effect levels were available for a
particular HAP and assessment
endpoint, we used all of the available
effect levels to help us determine
whether risk exists and whether the risk
could be considered significant and
widespread.
Although we make every effort to
identify appropriate human health effect
dose-response values for all pollutants
emitted by the sources in this risk
assessment, some HAP emitted by this
source category are lacking doseresponse assessments. Accordingly,
these pollutants cannot be included in
the quantitative risk assessment, which
could result in quantitative estimates
understating HAP risk. To help to
alleviate this potential underestimate,
where we conclude similarity with a
HAP for which a dose-response value is
available, we use that value as a
surrogate for the assessment of the HAP
for which no value is available. To the
extent use of surrogates indicates
appreciable risk, we may identify a need
to increase priority for an IRIS
assessment for that substance. We
additionally note that, generally
speaking, HAP of greatest concern due
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to environmental exposures and hazard
are those for which dose-response
assessments have been performed,
reducing the likelihood of understating
risk. Further, HAP not included in the
quantitative assessment are assessed
qualitatively and considered in the risk
characterization that informs the risk
management decisions, including
consideration of HAP reductions
achieved by various control options.
For a group of compounds that are
unspeciated (e.g., glycol ethers), we
conservatively use the most protective
dose-response value of an individual
compound in that group to estimate
risk. Similarly, for an individual
compound in a group (e.g., ethylene
glycol diethyl ether) that does not have
a specified dose-response value, we also
apply the most protective dose-response
value from the other compounds in the
group to estimate risk.
e. Uncertainties in Acute Inhalation
Screening Assessments
In addition to the uncertainties
highlighted above, there are several
factors specific to the acute exposure
assessment that the EPA conducts as
part of the risk review under section 112
of the CAA. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emissions rates, meteorology, and the
presence of a person. In the acute
screening assessment that we conduct
under the RTR program, we assume that
peak emissions from the source category
and reasonable worst-case air dispersion
conditions (i.e., 99th percentile) cooccur. We then include the additional
assumption that a person is located at
this point at the same time. Together,
these assumptions represent a
reasonable worst-case actual exposure
scenario. In most cases, it is unlikely
that a person would be located at the
point of maximum exposure during the
time when peak emissions and
reasonable worst-case air dispersion
conditions occur simultaneously.
f. Uncertainties in the Multipathway
and Environmental Risk Screening
Assessments
For each source category, we
generally rely on site-specific levels of
PB–HAP or environmental HAP
emissions to determine whether a
refined assessment of the impacts from
multipathway exposures is necessary or
whether it is necessary to perform an
environmental screening assessment.
This determination is based on the
results of a three-tiered screening
assessment that relies on the outputs
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from models—TRIM.FaTE and
AERMOD—that estimate environmental
pollutant concentrations and human
exposures for five PB–HAP (D/F, POM,
mercury, cadmium, and arsenic) and
two acid gases (hydrogen fluoride and
hydrogen chloride). For lead, we use
AERMOD to determine ambient air
concentrations, which are then
compared to the secondary NAAQS
standard for lead. Two important types
of uncertainty associated with the use of
these models in RTR risk assessments
and inherent to any assessment that
relies on environmental modeling are
model uncertainty and input
uncertainty.22
Model uncertainty concerns whether
the model adequately represents the
actual processes (e.g., movement and
accumulation) that might occur in the
environment. For example, does the
model adequately describe the
movement of a pollutant through the
soil? This type of uncertainty is difficult
to quantify. However, based on feedback
received from previous EPA SAB
reviews and other reviews, we are
confident that the models used in the
screening assessments are appropriate
and state-of-the-art for the multipathway
and environmental screening risk
assessments conducted in support of
RTR.
Input uncertainty is concerned with
how accurately the models have been
configured and parameterized for the
assessment at hand. For Tier 1 of the
multipathway and environmental
screening assessments, we configured
the models to avoid underestimating
exposure and risk. This was
accomplished by selecting upper-end
values from nationally representative
datasets for the more influential
parameters in the environmental model,
including selection and spatial
configuration of the area of interest, lake
location and size, meteorology, surface
water, soil characteristics, and structure
of the aquatic food web. We also assume
an ingestion exposure scenario and
values for human exposure factors that
represent reasonable maximum
exposures.
In Tier 2 of the multipathway and
environmental screening assessments,
we refine the model inputs to account
for meteorological patterns in the
vicinity of the facility versus using
upper-end national values, and we
identify the actual location of lakes near
22 In the context of this discussion, the term
‘‘uncertainty’’ as it pertains to exposure and risk
encompasses both variability in the range of
expected inputs and screening results due to
existing spatial, temporal, and other factors, as well
as uncertainty in being able to accurately estimate
the true result.
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the facility rather than the default lake
location that we apply in Tier 1. By
refining the screening approach in Tier
2 to account for local geographical and
meteorological data, we decrease the
likelihood that concentrations in
environmental media are overestimated,
thereby increasing the usefulness of the
screening assessment. In Tier 3 of the
screening assessments, we refine the
model inputs again to account for hourby-hour plume rise and the height of the
mixing layer. We can also use those
hour-by-hour meteorological data in a
TRIM.FaTE run using the screening
configuration corresponding to the lake
location. These refinements produce a
more accurate estimate of chemical
concentrations in the media of interest,
thereby reducing the uncertainty with
those estimates. The assumptions and
the associated uncertainties regarding
the selected ingestion exposure scenario
are the same for all three tiers.
For the environmental screening
assessment for acid gases, we employ a
single-tiered approach. We use the
modeled air concentrations and
compare those with ecological
benchmarks.
For all tiers of the multipathway and
environmental screening assessments,
our approach to addressing model input
uncertainty is generally cautious. We
choose model inputs from the upper
end of the range of possible values for
the influential parameters used in the
models, and we assume that the
exposed individual exhibits ingestion
behavior that would lead to a high total
exposure. This approach reduces the
likelihood of not identifying high risks
for adverse impacts.
Despite the uncertainties, when
individual pollutants or facilities do not
exceed screening threshold emission
rates (i.e., screen out), we are confident
that the potential for adverse
multipathway impacts on human health
is very low. On the other hand, when
individual pollutants or facilities do
exceed screening threshold emission
rates, it does not mean that impacts are
significant, only that we cannot rule out
that possibility and that a refined
assessment for the site might be
necessary to obtain a more accurate risk
characterization for the source category.
The EPA evaluates the following HAP
in the multipathway and/or
environmental risk screening
assessments, where applicable: Arsenic,
cadmium, D/F, lead, mercury (both
inorganic and methyl mercury), POM,
HCl, and HF. These HAP represent
pollutants that can cause adverse
impacts either through direct exposure
to HAP in the air or through exposure
to HAP that are deposited from the air
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onto soils and surface waters and then
through the environment into the food
web. These HAP represent those HAP
for which we can conduct a meaningful
multipathway or environmental
screening risk assessment. For other
HAP not included in our screening
assessments, the model has not been
parameterized such that it can be used
for that purpose. In some cases,
depending on the HAP, we may not
have appropriate multipathway models
that allow us to predict the
concentration of that pollutant. The EPA
acknowledges that other HAP beyond
these that we are evaluating may have
the potential to cause adverse effects
and, therefore, the EPA may evaluate
other relevant HAP in the future, as
modeling science and resources allow.
IV. Analytical Results and Proposed
Decisions
A. What are the results of the risk
assessment and analyses?
As described above, for the Lime
Manufacturing source category we
conducted an inhalation risk assessment
for all HAP emitted, a multipathway
screening assessment for the PB–HAP
emitted, and an environmental risk
screening assessment for the PB–HAP
and HCl emitted from the source
category. We present results of the risk
assessment briefly below and in more
detail in the the Residual Risk
Assessment for the Lime Manufacturing
Source Category in Support of the Risk
and Technology Review 2019 Proposed
Rule, which is available in the docket
for this action.
1. Inhalation Risk Assessment Results
The EPA estimated inhalation risk
based on actual and allowable
emissions. The estimated baseline
maximum inhalation cancer risk (MIR)
posed by the source category is 1-in-1
million based on actual emissions and
2-in-1 million based upon MACTallowable emissions. The total estimated
cancer incidence based on actual
emission levels is 0.001 excess cancer
cases per year, or one case every 1,000
years. The total estimated cancer
incidence based on allowable emission
levels is 0.003 excess cancer cases per
year, or one case every 333 years.
Emissions of metals, aldehydes, and
organic HAP from the lime kiln and
cooler exhaust accounted for 93 percent
to the cancer incidence. The estimated
population exposed to cancer risk of 1in-1 million based upon actual
emissions is 12 (see Table 2 of this
preamble).
The maximum chronic noncancer
TOSHI values for the source category
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were estimated to be less than 1 (0.04)
based on actual emissions and less than
1 (0.05) based upon allowable
emissions. For both actual and
allowable emissions, respiratory risks
were driven by HCl, nickel compounds,
and acrolein emissions from lime kiln
and cooler exhaust.
TABLE 2—INHALATION RISK ASSESSMENT SUMMARY FOR LIME MANUFACTURING 1 SOURCE CATEGORY
[40 CFR Part 63, Subpart AAAAA]
Maximum
individual
cancer risk
(1-in-1 million) 3
Number of
facilities 2
Risk assessment
Baseline Actual Emissions:
Source Category ..................
Facility-Wide ........................
Baseline Allowable Emissions:
Source Category ..................
Estimated
population at
increased risk
of cancer
≥ 1-in-1 million
Estimated
annual cancer
incidence
(cases per yr)
Maximum chronic
noncancer
TOSHI 4
35
35
1
1
12
30
0.001
0.004
0.04 (respiratory)
0.4 (respiratory) ..
35
2
450
0.003
0.05 (respiratory)
Maximum
screening
acute noncancer HQ 5
0.6 (REL)
1 Based
on actual and allowable emissions.
2 Number of facilities evaluated in the risk assessment. Includes 35 operating facilities subject to subpart AAAAA.
3 Maximum individual excess lifetime cancer risk due to HAP emissions from the source category.
4 Maximum TOSHI. The target organ with the highest TOSHI for the Lime Manufacturing source category is the respiratory system.
5 The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. The acute HQ shown was based upon the lowest acute 1 hour dose-response value, the REL for elemental mercury. When an HQ exceeds
1, we also show the HQ using the next lowest available acute dose-response value.
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2. Screening Level Acute Risk
Assessment Results
Based on our screening analysis of
reasonable worst-case acute exposure to
actual emissions from the category, no
HAP exposures result in an HQ greater
than 1 (0.6) based upon the 1- hour REL.
As discussed in section III.C.3.c of this
preamble, we used the default acute
hourly multiplier of 10 for all emission
processes.
3. Multipathway Risk Screening Results
PB–HAP emissions (based on
estimates of actual emissions) from all
35 facilities in the source category
exceed the Tier 1 screening threshold
emission rates for the carcinogenic PB–
HAP, D/F, and arsenic. Emissions from
34 of the 35 facilities exceed the Tier 1
screening threshold emission rate for
mercury, a PB–HAP with noncancer
health effects. Cadmium emissions from
all but one facility were below the Tier
1 noncancer screening threshold
emission rate. For the PB–HAP and
facilities with Tier 1 screening values
greater than 1, we conducted a Tier 2
screening analysis.
D/F and arsenic emissions from 26
facilities exceeded the Tier 2 cancer
screening value of 1. The Tier 2 fisher
scenario resulted in a maximum cancer
screening value of 20 with D/F
emissions driving the risk. The Tier 2
farmer scenario resulted in a maximum
cancer screening value of 20 due to both
arsenic and D/F emissions. For
cadmium, the Tier 2 noncancer
screening value (0.1) did not exceed 1.
Mercury emissions from 16 facilities
had Tier 2 noncancer screening values
greater than 1 under the fisher scenario,
with the largest Tier 2 screen value
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equal to 4. When we evaluated the effect
multiple facilities within the source
category could have on common lake(s)
in the modeling domain, mercury
emissions exceeded the noncancer
screening value by a factor of 5.
For mercury, we continued the fisher
scenario screening analysis with a Tier
3 multipathway screen which comprises
three individual stages. These stages
included lake, plume rise, and timeseries assessments. Tier 3 lake and
plume rise assessments weres
conducted for all facilities with Tier 2
mercury screening values greater than 1.
A Tier 3 time series screen was
conducted for the facility with the
highest mercury non-cancer screening
value after conducting the lake and
plume rise assessments. After
conducting the time series screen, the
facility evaluated had a Tier 3 noncancer screening value of 2 for mercury,
including consideration of cumulative
lake impacts from facilities within the
source category.
One of the facilities evaluated in the
Tier 3 plume-rise screen for mercury
also had the highest Tier 2 cancer
screening value under the fisher
scenario, 20 for D/F. The refined Tier 3
plume rise assessment for this facility
resulted in a cancer screening value of
10. This cancer screening value of 10 for
the fisher scenario is the highest for the
source category. Further details on the
Tier 3 screening analysis can be found
in Appendix 11 of Residual Risk
Assessment for the Lime Manufacturing
Source Category in Support of the Risk
and Technology Review 2019 Proposed
Rule.
A screening value in any of the tiers
is not an estimate of the cancer risk or
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a noncancer HQ (or HI). Rather, a
screening value represents a high-end
estimate of what the risk or HQ may be.
For example, facility emissions resulting
in a screening value of 2 for a noncarcinogen can be interpreted to mean
that we are confident that the HQ would
be lower than 2. Similarly, facility
emissions resulting in a cancer
screening value of 20 for a carcinogen
means that we are confident that the
cancer risk is lower than 20-in-1
million. Our confidence comes from the
health-protective assumptions that are
incorporated into the screens: We
choose inputs from the upper end of the
range of possible values for the
influential parameters used in the
screens and we assume food
consumption behaviors that would lead
to high total exposure. This risk
assessment estimates the maximum
hazard for mercury through fish
consumption based on upper bound
screens and the maximum excess cancer
risks from D/F and arsenic through
ingestion of fish and farm produce.
When we progress from the model
designs of the Tier 1, 2, and 3 screens
to a site-specific assessment, we refine
the risk assessment through
incorporation of additional site-specific
data and enhanced model designs. Sitespecific refinements include the
following; (1) improved spatial locations
identifying the boundaries of the
watershed and lakes within the
watershed as they relate to surrounding
facilities within the source category; (2)
calculating actual soil/water run-off
amounts to target lakes based upon
actual soil type(s) and elevation changes
associated with the affected watershed
versus assuming a worst-case
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assumption of 100-percent run-off to
target lakes; and (3) incorporating
AERMOD deposition of pollutants into
TRIM.FaTE to accurately account for
site-specific release parameters such as
stack heights and exit gas temperatures,
versus using TRIMFaTE’s simple
dispersion algorithms that assume the
pollutant is uniformly distributed
within the airshed. These refinements
have the net effect of improved
modeling of the mass of HAP entering
a lake by more accurately defining the
watershed/lake boundaries as well as
the dispersion of HAP into the
atmosphere to better reflect deposition
contours across all target watersheds
and lakes in our 50 km model domain.
As discussed above, the maximum
mercury Tier 2 non-cancer screening
value for this source category is 5 with
subsequent refinement resulting in a
Tier 3 screening value of 2. The EPA has
determined that it is not necessary to go
beyond the Tier 3 assessment to a sitespecific assessment. As explained
above, the screening value of 2 is a highend estimate of what the risk or hazard
may be and can be interpreted to mean
that we are confident that the HQ would
be lower than 2. Further, risk results
from three site-specific mercury
assessments the EPA has conducted for
three RTR source categories resulted in
noncancer HQs that were at least 50
times lower than the respective Tier 2
screening value for these facilities (refer
to EPA Docket ID No.: 2017–HQ–OAR–
2017–0015 for a copy of these reports).23
Based on our review of these analyses,
we would expect at least a one order of
magnitude decrease in all Tier 2
noncancer screening values for mercury
for the Lime Manufacturing source
category, if we were to perform a sitespecific assessment. In addition, based
upon the conservative nature of the
screens and the level of additional
refinements that would go into a sitespecific multipathway assessment, were
one to be conducted, we are confident
that the HI for ingestion exposure,
specifically mercury through fish
ingestion, is less than 1. Further details
on the Tier 3 screening assessment can
23 EPA Docket records: Appendix 11 of the
Residual Risk Assessment for the Integrated Iron
and Steel Source Category in Support of the Risk
and Technology Review 2019 Proposed Rule;
Appendix 11 of the Residual Risk Assessment for
the Portland Cement Manufacturing Source
Category in Support of the 2018 Risk and
Technology Review Final Rule; and Appendix 11 of
the Residual Risk Assessment for the Coal and OilFired EGU Source Category in Support of the 2018
Risk and Technology Review Proposed Rule.
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be found in Appendix 11 of Residual
Risk Assessment for the Lime
Manufacturing Source Category in
Support of the Risk and Technology
Review 2019 Proposed Rule.
In evaluating the potential for
multipathway effects from emissions of
lead, the EPA compared modeled
annual lead concentrations to the
secondary NAAQS level for lead (0.15
mg/m3, arithmetic mean concentration
over a 3-month period). The highest
annual average lead concentration, of
0.0007 mg/m3, is below the NAAQS
level for lead, indicating a low potential
for multipathway impacts.
4. Environmental Risk Screening Results
As described in section III.A of this
preamble, we conducted an
environmental risk screening
assessment for the Lime Manufacturing
source category for the following
pollutants: arsenic, cadmium, D/F, HCl,
hydrofluoric acid, lead, mercury
(methyl mercury and mercuric
chloride), and POM.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), arsenic,
cadmium, and POM emissions had no
exceedances of any of the ecological
benchmarks evaluated. D/F emissions
had a Tier 1 exceedance at 31 facilities
for a surface soil no-observed-adverseeffect-level (NOAEL) (mammalian
insectivores—shrew) by a maximum
screening value of 30. Divalent mercury
emissions had Tier 1 exceedances for
the following benchmarks: Sediment
threshold level (one facility), surface
soil threshold level—plant communities
(25 facilities), and surface soil threshold
level—invertebrate communities (32
facilities) by a maximum screening
value of 20. Methyl mercury emissions
had Tier 1 exceedances for the following
benchmarks: Fish (avian/piscivores)
NOAEL—Merganser (one facility),
surface soil NOAEL for mammalian
insectivores—shrew (13 facilities), and
surface soil NOAEL for avian ground
insectivores—woodcock (33 facilities)
by a maximum screening value of 40.
A Tier 2 screening analysis was
performed for D/F, divalent mercury,
and methyl mercury emissions. In the
Tier 2 screening analysis, there were no
exceedances of any of the ecological
benchmarks evaluated for any of the
pollutants.
For lead, we did not estimate any
exceedances of the secondary lead
NAAQS. For HCl and HF, the average
modeled concentration around each
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facility (i.e., the average concentration
of all off-site data points in the
modeling domain) did not exceed any
ecological benchmark. In addition, each
individual modeled concentration of
HCl and HF (i.e., each off-site data point
in the modeling domain) was below the
ecological benchmarks for all facilities.
Based on the results of the
environmental risk screening analysis,
we do not expect an adverse
environmental effect as a result of HAP
emissions from this source category.
5. Facility-Wide Risk Results
The maximum lifetime individual
cancer risk posed by the 35 facilities,
based on facility-wide emissions, is 1in-1 million (estimated for three
facilities), with arsenic, chromium (VI)
compounds, and nickel emissions from
fugitive PSH operations driving the risk.
The total estimated cancer incidence
from facility-wide emissions is 0.004
excess cancer cases per year, or one case
in every 250 years. Approximately 30
people are estimated to have cancer risk
equal to 1-in-1 million from facilitywide emissions. The maximum facilitywide chronic noncancer TOSHI is
estimated to be less than 1 (0.4), mainly
driven by emissions of HCl from a
facility-wide fugitive area source.
6. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risk to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risk from the Lime Manufacturing
source category across different
demographic groups within the
populations living near facilities.24
The results of the demographic
analysis are summarized in Table 3
below. These results, for various
demographic groups, are based on the
estimated risk from actual emissions
levels for the population living within
50 km of the facilities.
24 Demographic groups included in the analysis
are: White, African American, Native American,
other races and multiracial, Hispanic or Latino,
children 17 years of age and under, adults 18 to 64
years of age, adults 65 years of age and over, adults
without a high school diploma, people living below
the poverty level, people living two times the
poverty level, and linguistically isolated people.
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TABLE 3—LIME MANUFACTURING SOURCE CATEGORY DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with cancer risk at or
above 1-in-1 million due to lime
manufacturing
Source
category
Nationwide
Total Population ...........................................................................................................................
Population
with chronic
hazard
index above 1
due to lime
manufacturing
317,746,049
12
0
62
38
75
25
0
0
62
12
0.8
7
75
17
0
0
0
0
0
0
14
86
17
83
0
0
14
22
0
86
78
0
6
0
0
Race by Percent
White ............................................................................................................................................
All Other Races ...........................................................................................................................
Race by Percent
Hispanic or Latino (includes white and nonwhite) .......................................................................
African American .........................................................................................................................
Native American ..........................................................................................................................
Other and Multiracial ...................................................................................................................
Income by Percent
Below Poverty Level ....................................................................................................................
Above Poverty Level ....................................................................................................................
Education by Percent
Over 25 and without a High School Diploma ..............................................................................
Over 25 and with a ......................................................................................................................
High School Diploma ...................................................................................................................
Linguistically Isolated by Percent
Linguistically Isolated ...................................................................................................................
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The results of the Lime Manufacturing
source category demographic analysis
indicate that emissions from the source
category expose approximately 12
people to a cancer risk at or above 1-in1 million and no people to a chronic
noncancer TOSHI greater than 1. The
percentages of the at-risk population
indicate that three of the 10
demographic groups (White, African
American and people below the poverty
level) that are living within 50 km of
facilities in the source category exceed
the corresponding national percentage
for the same demographic groups.
The methodology and the results of
the demographic analysis are presented
in a technical report, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Lime Manufacturing Source
Category Operations, available in the
docket for this action.
B. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect?
1. Risk Acceptability
As explained in section II.A of this
preamble, the EPA sets standards under
CAA section 112(f)(2) using ‘‘a two-step
standard-setting approach, with an
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analytical first step to determine an
‘acceptable risk’ that considers all
health information, including risk
estimation uncertainty, and includes a
presumptive limit on MIR of
approximately 1-in-10 thousand’’ (54 FR
38045, September 14, 1989). The EPA
weighed all health risk measures and
information, including science policy
assumptions and estimation
uncertainties, in determining whether
risk posed by emissions from the source
category is acceptable.
The maximum cancer risk for
inhalation exposure to actual emissions
from the Lime Manufacturing source
category (1-in-1 million) is two orders of
magnitude below 100-in-1 million,
which is the presumptive upper limit of
acceptable risk. The maximum
inhalation cancer risk based on MACT
allowable emissions (2-in-1 million) is
similar. The EPA estimates emissions
from the category would result in a
cancer incidence of 0.001 excess cancer
cases per year, or one case every 1,000
years. Twelve individuals are estimated
to have inhalation cancer risk equal to
1-in-1 million. Inhalation exposures to
HAP associated with chronic noncancer
health effects result in a TOSHI of 0.04
based on actual emissions, 25 times
below an exposure that the EPA has
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estimated is without appreciable risk of
adverse health effects. Exposures to
HAP associated with acute noncancer
health effects also are below levels of
health concern with no HAP exposures
resulting in an HQ greater than 1 (0.6)
based upon the 1-hour REL.
Maximum cancer risk due to ingestion
exposures estimated using healthprotective risk screening assumptions
are below 10-in-1 million for the Tier 3
fisher scenario and below 20-in-1
million for the Tier 2 farmer exposure
scenario. The Tier 3 noncancer
screening analyses of mercury exposure
due to fish ingestion determined that
the maximum HQ for mercury would be
less than 2, as explained in section
III.C.4 of this preamble. The EPA is
confident that this hazard estimate
would be reduced to a HQ of less than
1 if further refined to incorporate
enhanced site-specific analyses such as
improved model boundary
identification with improved soil/water
run-off calculations and AERMOD
deposition outputs used in the
TRIM.FaTE model. Considering all of
the health risk information and factors
discussed above, as well as the
uncertainties discussed in section III of
this preamble, we propose that the risks
posed by emissions from the Lime
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Manufacturing source category are
acceptable.
2. Ample Margin of Safety Analysis
As directed by CAA section 112(f)(2),
we conducted an analysis to determine
whether the current emissions standards
provide an ample margin of safety to
protect public health. Under the ample
margin of safety analysis, we evaluated
the cost and feasibility of available
control technologies and other measures
(including the controls, measures, and
costs reviewed under the technology
review) that could be applied to this
source category to further reduce the
risks (or potential risks) due to
emissions of HAP from the source
category. In this analysis, we considered
the results of the technology review, risk
assessment, and other aspects of our
MACT rule review to determine
whether there are any measures that
would reduce risk further.
Although we are proposing that the
risks from this source category are
acceptable, risk estimates for
approximately 12 people in the exposed
population are equal to 1-in-1 million,
caused by chromium (VI) compounds,
arsenic, nickel, and cadmium emissions
(see Table 2 of this preamble). Lime kiln
and cooler exhaust emissions result in
93 percent of the cancer incidence for
this source category. The NESHAP
controls PM as a surrogate for nonmercury HAP metals. Our technology
review did not identify any practices,
controls, or process options that are
being used in this industry that would
result in further reduction of PM
emissions.25
For D/F and mercury emissions,
activated carbon injection (ACI) systems
installed prior to the PM control device
were identified as a potential control
technology. We found that ACI systems
have been used on municipal waste
combustors, medical waste incinerators,
and cement kilns. Experience with ACI
on municipal waste combustors and
medical waste incinerators led the EPA
to develop emission limits for D/F
emissions for these sources in the range
of 0.26 to 2.5 nanograms as toxic
equivalents per dry standard cubic
meter (ng TEQ/dscm). These D/F
emission levels are well above the D/F
emission levels (0.008 to 0.0148 ng
TEQ/dscm) that have been measured
from lime kilns. Total annual costs for
an ACI system, installed prior to the
existing PM control device, are
estimated to be $137,000 per lime kiln.
Based on the cost and considering the
25 Technology Review for the Lime Manufacturing
Source Category; see Docket ID No. EPA–HQ–OAR–
2017–0015.
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potential negligible reduction of the
already low measured D/F emissions,
we do not consider the use of ACI
systems to be cost effective for the
industry to further reduce D/F
emissions. The use of ACI systems
would have little effect on the source
category risks.
As for mercury emissions, ACI is used
on cement kilns which are similar to
lime kilns in design, fuel combusted,
and feed material. In the RTR conducted
for the portland cement manufacturing
industry, we estimated that for a typical
cement kiln that the addition of an ACI
system would result in a 2.3 to 3.0 lb
per year reduction in mercury (see 82
FR 44277). Assuming a similar
reduction in mercury emissions would
be achieved for a typical lime kiln, the
cost effectiveness of an ACI system
installed prior to the PM control device
would be $46,000 to $60,000 per lb of
mercury removed. Thus, we do not
consider the use of ACI systems to be
cost effective for the industry to use to
further reduce mercury emissions. Our
risk analysis indicated the noncancer
risks from mercury are low and any
further risk reduction from the use of
ACI would be minimal.
Because no additional cost-effective
measures were identified to further
reduce HAP risk from affected sources
in the Lime Manufacturing source
category, we are proposing that the
current NESHAP provides an ample
margin of safety to protect public health.
3. Adverse Environmental Effect
Based on the results of our
environmental risk screening, we do not
anticipate an adverse environmental
effect as a result of HAP emissions from
this source category and we are
proposing that it is not necessary to set
a more stringent standard to prevent,
taking into consideration costs, energy,
safety, and other relevant factors, an
adverse environmental effect.
C. What are the results and proposed
decisions based on our technology
review?
The RBLC provides several options
for searching the permit database online to locate applicable control
technologies. We searched the RBLC
database for RBL determinations made
during the time period between this
NESHAP promulgation date (January 05,
2004) and the date the RBLC search was
conducted (August 27, 2018). Search
results showed a total of 17 facilities
with RBL determinations during the
2004–2018 time frame. These results
were reviewed to identify any
developments in practices, processes, or
control technologies related to reducing
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emissions of PM from lime kilns and
PSH operations.
The primary controls identified were
the use of fabric filters to control PM
emissions from stacks and the use of
water (wet suppression) for the control
of PM emissions from fugitive PSH
operations. These methods of control
served as the basis for standards
promulgated in the original NESHAP.
The results of the RBLC search did not
identify developments in practices,
processes, or control technologies for
the Lime Manufacturing source category
under CAA section 112(d)(6).
To identify developments in emission
control strategies, the following
questions were asked as part of the
January 2017 ICR:
• Do you use any alternative control
devices (i.e., control devices other than
fabric filters, electrostatic precipitators
(ESPs), or wet scrubbers), monitoring
procedures, or operating conditions at
this facility?
• Do you have any plans to install
any new higher efficiency rated control
devices or have any pending
applications to add on any new
controls?
• Describe any procedures you use at
your facility to prevent pollution (as
opposed to controlling pollution after it
is formed).
• Have you implemented any work
practice standards or standard operating
procedures that will further reduce HAP
emissions?
The responses to this inquiry did not
identify any developments in practices,
processes, or control technologies that
would warrant revision to the existing
emission standards for the Lime
Manufacturing source category.
This review did not identify any
developments in practices, processes, or
control technologies for PM that have
been implemented in this source
category since promulgation of the
current NESHAP in January of 2004.
Consequently, we propose that no
revisions to the NESHAP are necessary
pursuant to CAA section 112(d)(6). For
a detailed discussion of the findings,
refer to the Technology Review for the
Lime Manufacturing Source Category
memorandum in the docket.
D. What other actions are we proposing?
In addition to the proposed actions
described above, we are proposing
additional revisions to the NESHAP. We
are proposing revisions to the SSM
provisions of the MACT rule in order to
ensure that they are consistent with the
Court decision in Sierra Club v. EPA,
551 F. 3d 1019 (D.C. Cir. 2008), which
vacated two provisions that exempted
sources from the requirement to comply
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with otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We also are proposing
to require electronic reporting of
Notification of Compliance Status
reports, semiannual compliance reports,
and performance test reports. Our
analyses and proposed changes related
to these issues are discussed below.
1. SSM
In its 2008 decision in Sierra Club v.
EPA, 551 F.3d 1019 (D.C. Cir. 2008), the
Court vacated portions of two
provisions in the EPA’s CAA section
112 regulations governing the emissions
of HAP during periods of SSM.
Specifically, the Court vacated the SSM
exemption contained in 40 CFR
63.6(f)(1) and 40 CFR 63.6(h)(1), holding
that under section 302(k) of the CAA,
emissions standards or limitations must
be continuous in nature and that the
SSM exemption violates the CAA’s
requirement that some section 112
standards apply continuously.
We are proposing the elimination of
the SSM exemption in this rule, which
appears at 40 CFR 63.7100 and in Table
8 to subpart AAAAA of part 63.
Consistent with Sierra Club v. EPA, we
are proposing standards in this rule that
apply at all times. We are also proposing
several revisions to Table 8 (the General
Provisions Applicability Table) as is
explained in more detail below. For
example, we are proposing to eliminate
the incorporation of the General
Provisions’ requirement that the source
develop an SSM plan. We also are
proposing to eliminate and revise
certain recordkeeping and reporting
requirements related to the SSM
exemption as further described below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether we have successfully done so.
The EPA believes the removal of the
SSM exemption creates no additional
burden to facilities regulated under the
Lime Manufacturing Plants NESHAP.
Deviations currently addressed by a
facility’s SSM plan are required to be
reported in the Semiannual Compliance
Report, a requirement that remains
under the proposal (40 CFR 63.7130).
Facilities will no longer need to develop
an SSM plan or keep it current (Table
8, 40 CFR part 63, subpart AAAAA).
In proposing the standards in this
rule, the EPA has taken into account
startup and shutdown periods and, for
the reasons explained below, is
proposing alternate standards for those
periods.
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The EPA has made the determination
under CAA section 112(h) that for kilns
and coolers it is not feasible to prescribe
or enforce a numeric standard during
periods of startup and shutdown
because the application of measurement
methodology is impracticable due to
technological and economic limitations.
The test methods required for
demonstrating compliance are required
to be conducted under isokinetic
conditions (i.e., steady-state conditions
in terms of exhaust gas temperature,
moisture, flow rate), which is difficult to
achieve during periods of startup and
shutdown where conditions are
constantly changing. In addition,
information 26 provided on the amount
of time required for startup and
shutdown of lime kilns indicates that
the application of measurement
methodology for these sources using the
required procedures, which would
require more hours (6) in startup or
shutdown mode to satisfy the sample
volume requirements in the rule, is
impracticable. Upon review of this
information, the EPA determined that it
is not feasible to require stack testing, in
particular, to complete the multiple
required test runs during periods of
startup and shutdown due to physical
limitations and the short duration of
startup and shutdown periods. Based on
these specific facts for the Lime
Manufacturing source category, we are
proposing work practice standards for
these periods.
The EPA is proposing to require
sources to vent emissions to the main
stack and operate all control devices
necessary to meet the normal operating
limits under this NESHAP (with the
exception of ESPs) when firing fuel in
the lime kiln during startup and
shutdown. We are proposing that
startup ends 1 hour after lime is
produced from the kiln.
Stakeholders in several source
categories have expressed concerns that
the requirement for engaging applicable
control devices does not accommodate
potential safety problems associated
with ESP operation. Recommended
manufacturer operating procedures
provided to the EPA during rulemaking
for the Industrial, Commercial, and
Institutional Boilers and Process Heaters
NESHAP explained the potential
hazards associated with ESP
energization when unburned fuel may
exist in the presence of oxygen levels
high enough that the mixture can be in
the flammable range. In addition, the
stakeholders claim that the ESP cannot
practically be engaged until a certain
flue gas temperature is reached.
Specifically, they claim that premature
starting of this equipment will lead to
short-term stability problems that could
result in unsafe operations and longer
term degradation of ESP performance
due to fouling, increased chances of
wire damage, or increased corrosion
within the chambers. They also state
that vendors providing this equipment
incorporate these safety and operational
concerns into their standard operating
procedures. For example, they claim
that some ESPs have oxygen sensors and
alarms that shut down the ESP at high
flue gas oxygen levels to avoid a fire in
the unit. The oxygen level is typically
high during startup, so the ESP may not
engage due to these safety controls until
more stable operating conditions are
reached. These stakeholder claims are
supported by a guidance document 27
prepared by a trade association of
companies that supply air pollution
control equipment. Therefore, the EPA
is proposing an alternate work practice
requirement for operating ESP control
devices during periods of startup as
follows: Lime kilns owners and
operators shall, when firing fuel, vent
emissions to the main stack and engage
the ESP within 1 hour after the inlet
exhaust temperature to the ESP reaches
300 degrees Fahrenheit.
In order to clarify that the work
practice does not supersede any other
standard or requirements to which the
affected source is subject, the EPA is
including in the proposed alternate
work practice provision a requirement
that control devices operate when
necessary to comply with other
standards (e.g., new source performance
standards, state regulations) applicable
to the source.
In addition, to ensure compliance
with the proposed definition of startup
and the work practice standard that
applies during startup periods, we are
proposing that certain events and
parameters be monitored and recorded
during the startup periods. These events
include the time when firing (i.e.,
feeding) starts for fuel and limestone;
the time when lime is produced; and the
time when the PM controls are engaged.
The parameters to be monitored and
recorded during each startup period
include the hourly flue gas temperature
and all hourly average continuous
monitoring system data (e.g., opacity,
ESP total secondary electric power
input, scrubber liquid flow rate) to
26 Lime Kiln Principles and Operations, Terry N.
Adams, https://www.tappi.org/content/events/
08Kros/manuscripts/2.2.pdf.
27 Guidance Document on Startup and Shutdown
under MATS, Institute of Clean Air Companies, July
2015.
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confirm that the control devices are
engaged.
We request comments on the
proposed startup and shutdown
provisions (definitions and work
practices).
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
Malfunctions, in contrast, are neither
predictable nor routine. Instead they
are, by definition, sudden, infrequent,
and not reasonably preventable failures
of emissions control, process, or
monitoring equipment. (40 CFR 63.2,
definition of malfunction). The EPA
interprets CAA section 112 as not
requiring emissions that occur during
periods of malfunction to be factored
into development of CAA section 112
standards and this reading has been
upheld as reasonable by the Court in
U.S. Sugar Corp. v. EPA, 830 F.3d 579,
606–610 (2016). Under CAA section
112, emissions standards for new
sources must be no less stringent than
the level ‘‘achieved’’ by the best
controlled similar source and for
existing sources generally must be no
less stringent than the average emission
limitation ‘‘achieved’’ by the best
performing 12 percent of sources in the
category. There is nothing in CAA
section 112 that directs the Agency to
consider malfunctions in determining
the level ‘‘achieved’’ by the best
performing sources when setting
emission standards. As the Court has
recognized, the phrase ‘‘average
emissions limitation achieved by the
best performing 12 percent of’’ sources
‘‘says nothing about how the
performance of the best units is to be
calculated.’’ National Association of
Clean Water Agencies v. EPA, 734 F.3d
1115, 1141 (D.C. Cir. 2013). While the
EPA accounts for variability in setting
emissions standards, nothing in CAA
section 112 requires the Agency to
consider malfunctions as part of that
analysis. The EPA is not required to
treat a malfunction in the same manner
as the type of variation in performance
that occurs during routine operations of
a source. A malfunction is a failure of
the source to perform in ‘‘normal or
usual manner’’ and no statutory
language compels the EPA to consider
such events in setting CAA section 112
standards.
As the Court recognized in U.S. Sugar
Corp., accounting for malfunctions in
setting standards would be difficult, if
not impossible, given the myriad
different types of malfunctions that can
occur across all sources in the category
and given the difficulties associated
with predicting or accounting for the
frequency, degree, and duration of
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various malfunctions that might occur.
Id. at 608 (‘‘the EPA would have to
conceive of a standard that could apply
equally to the wide range of possible
boiler malfunctions, ranging from an
explosion to minor mechanical defects.
Any possible standard is likely to be
hopelessly generic to govern such a
wide array of circumstances.’’) As such,
the performance of units that are
malfunctioning is not ‘‘reasonably’’
foreseeable. See, for example, Sierra
Club v. EPA, 167 F.3d 658, 662 (D.C.
Cir. 1999). ‘‘The EPA typically has wide
latitude in determining the extent of
data gathering necessary to solve a
problem. We generally defer to an
agency’s decision to proceed on the
basis of imperfect scientific information,
rather than to ‘invest the resources to
conduct the perfect study’.’’. See also,
Weyerhaeuser v. Costle, 590 F.2d 1011,
1058 (D.C. Cir. 1978), ‘‘In the nature of
things, no general limit, individual
permit, or even any upset provision can
anticipate all upset situations. After a
certain point, the transgression of
regulatory limits caused by
‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication or insanity, and a variety of
other eventualities, must be a matter for
the administrative exercise of case-bycase enforcement discretion, not for
specification in advance by regulation.’’
In addition, emissions during a
malfunction event can be significantly
higher than emissions at any other time
of source operation. For example, if an
air pollution control device with 99percent removal goes offline as a result
of a malfunction (as might happen if, for
example, the bags in a baghouse catch
fire) and the emission unit is a steady
state type unit that would take days to
shut down, the source would go from
99-percent control to zero control until
the control device was repaired. The
source’s emissions during the
malfunction would be 100 times higher
than during normal operations. As such,
the emissions over a 4-day malfunction
period would exceed the annual
emissions of the source during normal
operations. As this example illustrates,
accounting for malfunctions could lead
to standards that are not reflective of
(and significantly less stringent than)
levels that are achieved by a wellperforming non-malfunctioning source.
It is reasonable to interpret CAA section
112 to avoid such a result. The EPA’s
approach to malfunctions is consistent
with CAA section 112 and is a
reasonable interpretation of the statute.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
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discretion to do so where feasible. For
example, in the Petroleum Refinery
Sector RTR, the EPA established a work
practice standard for unique types of
malfunction that result in releases from
pressure relief devices or emergency
flaring events because information was
available to determine that such work
practices reflected the level of control
that applies to the best performers (80
FR 75178, 75211–14; December 1, 2015).
The EPA will consider whether
circumstances warrant setting standards
for a particular type of malfunction and,
if so, whether the EPA has sufficient
information to identify the relevant best
performing sources and establish a
standard for such malfunctions. We also
encourage commenters to provide any
such information.
In the event that a source fails to
comply with the applicable CAA section
112(d) standards as a result of a
malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. The EPA would also
consider whether the source’s failure to
comply with the CAA section 112(d)
standard was, in fact, sudden,
infrequent, not reasonably preventable
and was not instead caused in part by
poor maintenance or careless operation.
40 CFR 63.2 (definition of malfunction).
If the EPA determines in a particular
case that an enforcement action against
a source for violation of an emission
standard is warranted, the source can
raise any and all defenses in that
enforcement action and the federal
district court will determine what, if
any, relief is appropriate. The same is
true for citizen enforcement actions.
Similarly, the presiding officer in an
administrative proceeding can consider
any defense raised and determine
whether administrative penalties are
appropriate.
In summary, the EPA interpretation of
the CAA and, in particular, CAA section
112, is reasonable and encourages
practices that will avoid malfunctions.
Administrative and judicial procedures
for addressing exceedances of the
standards fully recognize that violations
may occur despite good faith efforts to
comply and can accommodate those
situations. U.S. Sugar Corporation v.
EPA (830 F.3d 579, 606–610; D.C. Cir.
2016).
a. General Duty
We are proposing to revise the
General Provisions table (Table 8) entry
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for 40 CFR 63.6(e)(1) by redesignating it
as 40 CFR 63.6(e)(1)(i) and changing the
‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.6(e)(1)(i) describes the general duty
to minimize emissions. Some of the
language in that section is no longer
necessary or appropriate in light of the
elimination of the SSM exemption. We
are proposing instead to add general
duty regulatory text at 40 CFR 63.7100
that reflects the general duty to
minimize emissions while eliminating
the reference to periods covered by an
SSM exemption. The current language
in 40 CFR 63.6(e)(1)(i) characterizes
what the general duty entails during
periods of SSM. With the elimination of
the SSM exemption, there is no need to
differentiate between normal operations
and SSM events in describing the
general duty. Therefore, the language
the EPA is proposing for 40 CFR
63.7100 does not include that language
from 40 CFR 63.6(e)(1).
We are also proposing to revise Table
8 to add an entry for 40 CFR
63.6(e)(1)(ii) and include a ‘‘no’’ in
column 3. Section 63.6(e)(1)(ii) imposes
requirements that are not necessary with
the elimination of the SSM exemption
or are redundant with the general duty
requirement being added at 40 CFR
63.7100.
We are also proposing to revise Table
8 to add an entry for 40 CFR
63.6(e)(1)(iii) and include a ‘‘yes’’ in
column 3.
Finally, we are proposing to revise
Table 8 to remove an entry for 40 CFR
63.6(e)(2) because this paragraph is
reserved and is not applicable to 40 CFR
part 63, subpart AAAAA.
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b. SSM Plan
We are proposing to revise Table 8 for
40 CFR 63.6(e)(3) and include a ‘‘no’’ in
column 3. Generally, these paragraphs
require development of an SSM plan
and specify SSM recordkeeping and
reporting requirements related to the
SSM plan. As noted, the EPA is
proposing to remove the SSM
exemptions. Therefore, affected units
will be subject to an emission standard
during such events. The applicability of
a standard during such events will
ensure that sources have ample
incentive to plan for and achieve
compliance and, thus, the SSM plan
requirements are no longer necessary.
c. Compliance With Standards
We are proposing to revise Table 8
entry for 40 CFR 63.6(f)(1)–(3) by
redesignating it as 40 CFR 63.6(f)(2)–(3)
and adding an entry for 40 CFR
63.6(f)(1) and including a ‘‘no’’ in
column 3. The current language of 40
CFR 63.6(f)(1) exempts sources from
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non-opacity standards during periods of
SSM. As discussed above, the Court in
Sierra Club vacated the exemptions
contained in this provision and held
that the CAA requires that some CAA
section 112 standards apply
continuously. Consistent with Sierra
Club, the EPA is proposing to revise
standards in this rule to apply at all
times.
We are proposing to revise Table 8
entry for 40 CFR 63.6(h)(1)–(2) by
redesignating it as 40 CFR 63.6(h)(2) and
adding an entry for 40 CFR 63.6(h)(1)
and including a ‘‘no’’ in column 3. The
current language of 40 CFR 93.6(h)(1)
exempts sources from opacity standards
during periods of SSM. As discussed
above, the Court in Sierra Club vacated
the exemptions contained in this
provision and held that the CAA
requires that some section 112 standards
apply continuously. Consistent with
Sierra Club, the EPA is proposing
standards in this rule to apply at all
times.
d. Performance Testing
We are proposing to revise Table 8
entry for 40 CFR 63.7(e)(1)–(4) by
redesignating it as 40 CFR 63.7(e)(2)–(4)
and adding an entry for 40 CFR
63.7(e)(1) and including a ‘‘no’’ in
column 3. Section 63.7(e)(1) describes
performance testing requirements. The
EPA is instead proposing to revise the
performance testing requirement at 40
CFR 63.7112 to remove the language
‘‘according to the requirements in
§ 63.7(e)(1)’’ because 40 CFR 63.7(e)(1)
restated the SSM exemption. 40 CFR
63.7112(c) of the current rule specifies
that performance testing must not be
conducted during periods of SSM.
Section 63.7112(b) also specifies that
the performance test be conducted
under the specific conditions specified
in Table 4 to this subpart. Operations
during periods of SSM, and during
periods of nonoperation do not
constitute representative operating
conditions. The current language in 40
CFR 63.7112(h) requires the owner or
operator to record the process
information that is necessary to
document operating conditions during
the test and the EPA is proposing to add
language that requires the owner and
operator to include in such record an
explanation to support that such
conditions represent normal operation.
Section 63.7(e) requires that the owner
or operator make available to the
Administrator such records ‘‘as may be
necessary to determine the condition of
the performance test’’ available to the
Administrator upon request but does
not specifically require the information
to be recorded. The regulatory text in
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48729
the current rule already makes explicit
the requirement to record the
information.
e. Monitoring
We are proposing to revise Table 8
entry for 40 CFR 63.8(c)(1)–(3) by
redesignating it as 40 CFR 63.8(c)(2)–(3)
and adding entries for 40 CFR
63.8(c)(1)(i) and 40 CFR 63.8(c)(1)(iii)
and including a ‘‘no’’ in column 3. The
cross-references to the general duty and
SSM plan requirements in those
subparagraphs are not necessary
considering other requirements of 40
CFR 63.8 that require good air pollution
control practices (40 CFR 63.8(c)(1)) and
that set out the requirements of a quality
control program for monitoring
equipment (40 CFR 63.8(d)).
f. Recordkeeping
We are proposing to revise the Table
8 entry for 40 CFR 63.10(b)(1)–(b)(2)(xii)
by redesignating it as 40 CFR 63.10(b)(1)
and adding an entry for 40 CFR
63.10(b)(2)(i) and including a ‘‘no’’ in
column 3. Section 63.10(b)(2)(i)
describes the recordkeeping
requirements during startup and
shutdown. We are instead proposing to
add recordkeeping requirements to 40
CFR 63.7132. When a source is subject
to a different standard during startup
and shutdown, it will be important to
know when such startup and shutdown
periods begin and end in order to
determine compliance with the
appropriate standard. Thus, the EPA is
proposing language in 40 CFR 63.7132
requiring that sources subject to an
emission standard during startup or
shutdown that differs from the emission
standard that applies at all other times
must report the date, time, and duration
of such periods.
We are proposing to revise Table 8 to
add an entry for 40 CFR 63.10(b)(2)(ii)
and include a ‘‘no’’ in column 3. Section
63.10(b)(2)(ii) describes the
recordkeeping requirements during a
malfunction. A similar record is already
required in 40 CFR 63.7131(d) and (e).
The regulatory text in 40 CFR
63.7131(d) and (e) differs from the
General Provisions in that the General
Provisions requires the creation and
retention of a record of the occurrence
and duration of each malfunction of
process, air pollution control, and
monitoring equipment; whereas 40 CFR
63.7131(d) and (e) applies to any failure
to meet an applicable standard and is
requiring that the source record the
date, time, and duration of the failure
rather than the ‘‘occurrence.’’ The EPA
is also proposing to add to 40 CFR
63.7132 a requirement that sources keep
records that include a list of the affected
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source or equipment and actions taken
to minimize emissions, an estimate of
the quantity of each regulated pollutant
emitted over the standard for which the
source failed to meet the standard, and
a description of the method used to
estimate the emissions. Examples of
such methods would include productloss calculations, mass balance
calculations, measurements when
available, or engineering judgment
based on known process parameters.
The EPA is proposing to require that
sources keep records of this information
to ensure that there is adequate
information to allow the EPA to
determine the severity of any failure to
meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
We are proposing to revise Table 8 by
adding an entry for 40 CFR
63.10(b)(2)(iv) and including a ‘‘no’’ in
column 3. When applicable, the
provision requires sources to record
actions taken during SSM events when
actions were inconsistent with their
SSM plan. The requirement is no longer
appropriate because SSM plans will no
longer be required. The requirement
previously applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to
minimize emissions and record
corrective actions is now applicable by
reference to 40 CFR 63.7132.
We are proposing to revise Table 8 by
adding an entry for 40 CFR
63.10(b)(2)(v) and including a ‘‘no’’ in
column 3. When applicable, the
provision requires sources to record
actions taken during SSM events to
show that actions taken were consistent
with their SSM plan. The requirement is
no longer appropriate because SSM
plans will no longer be required.
g. Reporting
We are proposing to revise the Table
8 entry for 40 CFR 63.10(d)(5) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(d)(5) describes the
reporting requirements for startups,
shutdowns, and malfunctions. To
replace the General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.7131. The replacement language
differs from the General Provisions
requirement in that it eliminates
periodic SSM reports as a stand-alone
report. We are proposing language that
requires sources that fail to meet an
applicable standard at any time to report
the information concerning such events
in the semi-annual compliance report
already required under this rule. We are
proposing that the report must also
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contain the number, date, time,
duration, and the cause of such events
(including unknown cause, if
applicable), a list of the affected source
or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any emission limit, and a
description of the method used to
estimate the emissions.
Examples of such methods would
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
judgment based on known process
parameters. The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan, because
plans would no longer be required. The
proposed amendments, therefore,
eliminate the cross-reference to 40 CFR
63.10(d)(5)(i) that contains the
description of the previously required
SSM report format and submittal
schedule from this section. These
specifications are no longer necessary
because the events will be reported in
otherwise required reports with similar
format and submittal requirements.
Section 63.10(d)(5)(ii) describes an
immediate report for startups,
shutdowns, and malfunctions when a
source failed to meet an applicable
standard but did not follow the SSM
plan. We will no longer require owners
and operators to report when actions
taken during a startup, shutdown, or
malfunction were not consistent with an
SSM plan because plans would no
longer be required.
2. Electronic Reporting Requirements
Through this proposal, the EPA is
proposing that beginning 180 days after
publication of the final rule in the
Federal Register, owners and operators
of lime manufacturing facilities submit
electronic copies of required
Notification of Compliance Status
reports (portable document format
(PDF), semiannual reports, and
performance test reports through the
EPA’s Central Data Exchange (CDX)
using the Compliance and Emissions
Data Reporting Interface (CEDRI). A
description of the electronic data
submission process is provided in the
memorandum titled Electronic
Reporting Requirements for New Source
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Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2017–0015. The proposed
rule requires that performance test
results collected using test methods that
are supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
ERT website 28 at the time of the test be
submitted in the format generated
through the use of the ERT, and that
other performance test results be
submitted in PDF using the attachment
module of the ERT.
For compliance reports, the proposed
rule requires that owners and operators
use the appropriate spreadsheet
template to submit information to
CEDRI beginning 181 days after
publication of the final rule in the
Federal Register. A draft version of the
proposed template for these reports is
included in the docket for this
rulemaking.29 The EPA specifically
requests comment on the content,
layout, and overall design of the
template.
Additionally, the EPA has identified
two broad circumstances in which
electronic reporting extensions may be
provided. In both circumstances, the
decision to accept the claim of needing
additional time to report is within the
discretion of the Administrator, and
reporting should occur as soon as
possible. The EPA is providing these
potential extensions to protect owners
and operators from noncompliance in
cases where they cannot successfully
submit a report by the reporting
deadline for reasons outside of their
control. The first situation in which an
extension may be warranted is due to
outages of the EPA’s CDX or CEDRI that
precludes an owner or operator from
accessing the system and submitting
required reports is addressed in 40 CFR
63.8693(h). The second situation is due
to a force majeure event, which is
defined as an event that will be or has
been caused by circumstances beyond
the control of the affected facility, its
contractors, or any entity controlled by
the affected facility that prevents an
owner or operator from complying with
the requirement to submit a report
electronically as required by this rule is
addressed in 40 CFR 63.8693(i).
Examples of such events are acts of
nature, acts of war or terrorism, or
28 https://www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert.
29 See 40_CFR_Part_63_Subpart_AAAAA
National Emission Standards for Hazardous Air
Pollutants: Lime Manufacturing Plants Residual
Risk and Technology Review_Semiannual_
Spreadsheet_Template_Draft.xlsm, available at
Docket ID No. EPA–HQ–OAR–2017–0015.
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equipment failure or safety hazards
beyond the control of the facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements, and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan 30 to
implement Executive Order 13563 and
is in keeping with the EPA’s Agencywide policy 31 developed in response to
the White House’s Digital Government
Strategy.32 For more information on the
benefits of electronic reporting, see the
memorandum titled Electronic
Reporting Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2017–0015.
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3. Technical and Editorial Changes
The following are additional proposed
changes that address technical and
editorial corrections:
• Revising the monitoring
requirements in 40 CFR 63.7113 to the
provision that triboelectric bag leak
detection system must be installed,
calibrated, operated, and maintained
according to EPA–454/R–98–015. Fabric
Filter Bag Leak Detection Guidance;
• Revising 40 CFR 63.7142 to add an
alternative test method to EPA Method
320;
30 The EPA’s Final Plan for Periodic Retrospective
Reviews, August 2011. Available at: https://
www.regulations.gov/documentD=EPA-HQ-OA2011-0156-0154.
31 E-Reporting Policy Statement for EPA
Regulations, September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
32 Digital Government: Building a 21st Century
Platform to Better Serve the American People, May
2012. Available at: https://
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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• Revising 40 CFR.7142 to add the
latest version of ASTM Method D6735–
01;
• Revising 40 CFR.7142 to add the
latest version of ASTM Method D6420–
99; and
• Revising Table 4 to 40 CFR part 63,
subpart AAAAA, to add alternative
compliance option.
E. What compliance dates are we
proposing?
The EPA is proposing that existing
affected sources must comply with the
amendments in this rulemaking no later
than 180 days after the effective date of
the final rule. The EPA is also proposing
that affected sources that commence
construction or reconstruction after
September 16, 2019 must comply with
all requirements of the subpart,
including the amendments being
proposed, no later than the effective
date of the final rule or upon startup,
whichever is later. All affected existing
facilities would have to continue to
meet the current requirements of 40 CFR
part 63, subpart AAAAA, until the
applicable compliance date of the
amended rule. The final action is not
expected to be a ‘‘major rule’’ as defined
by 5 U.S.C. 804(2), therefore, the
effective date of the final rule will be the
promulgation date as specified in CAA
section 112(d)(10). For existing affected
sources, we are proposing two changes
that would impact ongoing compliance
requirements for 40 CFR part 63,
subpart AAAAA. As discussed
elsewhere in this preamble, we are
proposing to add a requirement that
notifications, performance test results,
and the semiannual reports using the
new template be submitted
electronically. We are also proposing to
change the requirements for SSM by
removing the exemption from the
requirements to meet the standard
during SSM periods and by removing
the requirement to develop and
implement an SSM plan. Our
experience with similar industries that
have been required to convert reporting
mechanisms, install necessary
hardware, install necessary software,
become familiar with the process of
submitting performance test results
electronically through the EPA’s CEDRI,
test these new electronic submission
capabilities, reliably employ electronic
reporting, and convert logistics of
reporting processes to different timereporting parameters shows that a time
period of a minimum of 90 days, and
more typically, 180 days, is generally
necessary to successfully complete these
changes. Our experience with similar
industries further shows that this sort of
regulated facility generally requires a
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48731
time period of 180 days to read and
understand the amended rule
requirements; evaluate their operations
to ensure that they can meet the
standards during periods of startup and
shutdown as defined in the rule and
make any necessary adjustments; adjust
parameter monitoring and recording
systems to accommodate revisions; and
update their operations to reflect the
revised requirements. The EPA
recognizes the confusion that multiple
different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
our assessment of the time frame needed
for compliance with the entirety of the
revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable, and, thus, is proposing that
existing affected sources be in
compliance with all of this regulation’s
revised requirements within 180 days of
the regulation’s effective date. We solicit
comment on this proposed compliance
period, and we specifically request
submission of information from sources
in this source category regarding
specific actions that would need to be
undertaken to comply with the
proposed amended requirements and
the time needed to make the
adjustments for compliance with any of
the revised requirements. We note that
information provided may result in
changes to the proposed compliance
date.
V. Summary of Cost, Environmental,
and Economic Impacts
A. What are the affected sources?
There are currently 35 lime
manufacturing facilities operating in the
United States that are subject to the
Lime Manufacturing Plants NESHAP.
The 40 CFR part 63, subpart AAAAA,
affected source is the lime kiln and its
associated cooler, and the PSH
operation system located at a major
source of HAP emissions. A new or
reconstructed affected source is a source
that commenced construction after
December 20, 2002, or meets the
definition of reconstruction and
commenced reconstruction after
December 20, 2002.
B. What are the air quality impacts?
At the current level of control,
emissions of total HAP are estimated to
be approximately 2,320 tpy in 2019.
This represents a reduction in HAP
emissions of about 240 tpy due to the
current (2004) Lime Manufacturing
Plants NESHAP. The proposed
amendments will require all affected
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sources subject to the emission
standards in the Lime Manufacturing
Plants NESHAP to operate without the
SSM exemption. We were unable to
quantify the specific emissions
reduction associated with eliminating
the SSM exemption. However,
eliminating the SSM exemption will
reduce emissions by requiring facilities
to meet the proposed work practice
standards during SSM periods.
Indirect or secondary air emissions
impacts are impacts that would result
from the increased electricity usage
associated with the operation of control
devices (i.e., increased secondary
emissions of criteria pollutants from
power plants). Energy impacts consist of
the electricity and steam needed to
operate control devices and other
equipment that would be required
under this proposed rule. The EPA
expects no secondary air emissions
impacts or energy impacts from this
rulemaking.
C. What are the cost impacts?
The 35 lime manufacturing plants that
would be subject to the proposed
amendments would incur minimal net
costs to meet revised recordkeeping and
reporting requirements and the
proposed work practice standards for
periods of startup and shutdown.
Nationwide costs associated with the
proposed requirements are estimated to
be $14,355 following promulgation of
the amendments. The EPA believes that
the lime manufacturing plants which
are subject to the NESHAP can meet the
proposed requirements with minimal
additional capital or operational costs.
For further information on the
requirements being proposed, see
section IV of this preamble. Each facility
will experience costs to read and
understand the rule amendments. Costs
associated with the elimination of the
SSM exemption were estimated as part
of the reporting and recordkeeping costs
and include time for re-evaluating
previously developed SSM record
systems. Costs associated with the
requirement to electronically submit
notifications and semi-annual
compliance reports using CEDRI were
estimated as part of the reporting and
recordkeeping costs and include time
for becoming familiar with CEDRI and
the reporting template for semi-annual
compliance reports. We solicit comment
on these estimated cost impacts.
D. What are the economic impacts?
Economic impact analyses focus on
changes in market prices and output
levels. If changes in market prices and
output levels in the primary markets are
significant enough, impacts on other
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markets may also be examined. Both the
magnitude of costs needed to comply
with a proposed rule and the
distribution of these costs among
affected facilities can have a role in
determining how the market will change
in response to a proposed rule. The total
costs associated with reviewing the final
rule, meeting the revised recordkeeping
and reporting requirements, and
complying with the proposed work
practice standards are estimated to be
$14,355 following promulgation of the
final rule. This is an estimated cost of
$250 to $2750 per facility, depending on
the number of lime kilns operated and
the type of controls installed. These
costs are not expected to result in a
significant market impact, regardless of
whether they are passed on to the
purchaser or absorbed by the firms.
Based on the costs associated with the
elimination of the SSM exemption and
the costs associated with the
requirement to electronically submit
compliance reports, we do not
anticipate any significant economic
impacts from these proposed
amendments.
E. What are the benefits?
Although the EPA does not anticipate
reductions in HAP emissions as a result
of the proposed amendments, we
believe that the action, if finalized as
proposed, would result in
improvements to the rule. Specifically,
the proposed amendments revise the
standards such that they apply at all
times. For facilities who choose to
operate under an initial startup period,
the EPA is proposing an alternative
work practice standard that will ensure
that facilities are minimizing emissions
while the source operates under nonsteady state production, which will
protect public health and the
environment. Additionally, the
proposed amendments requiring
electronic submittal of initial
notifications, initial startup reports,
annual compliance certifications,
deviation reports, and performance test
results will increase the usefulness of
the data, is in keeping with current
trends of data availability, will further
assist in the protection of public health
and the environment, and will
ultimately result in less burden on the
regulated community. See section
IV.D.2 of this preamble for more
information.
VI. Request for Comments
We solicit comments on all aspects of
this proposed action. In addition to
general comments on this proposed
action, we are also interested in
additional data that may improve the
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risk assessments and other analyses. We
are specifically interested in receiving
any improvements to the data used in
the site-specific emissions profiles used
for risk modeling. Such data should
include supporting documentation in
sufficient detail to allow
characterization of the quality and
representativeness of the data or
information. Section VII of this
preamble provides more information on
submitting data.
VII. Submitting Data Corrections
The site-specific emissions profiles
used in the source category risk and
demographic analyses and instructions
are available for download on the RTR
website at https://www.epa.gov/
stationary-sources-air-pollution/limemanufacturing-plants-nationalemission-standards-hazardous-air. The
data files include detailed information
for each HAP emissions release point for
the facilities in the source category.
If you believe that the data are not
representative or are inaccurate, please
identify the data in question, provide
your reason for concern, and provide
any ‘‘improved’’ data that you have, if
available. When you submit data, we
request that you provide documentation
of the basis for the revised values to
support your suggested changes. To
submit comments on the data
downloaded from the RTR website,
complete the following steps:
1. Within this downloaded file, enter
suggested revisions to the data fields
appropriate for that information.
2. Fill in the commenter information
fields for each suggested revision (i.e.,
commenter name, commenter
organization, commenter email address,
commenter phone number, and revision
comments).
3. Gather documentation for any
suggested emissions revisions (e.g.,
performance test reports, material
balance calculations).
4. Send the entire downloaded file
with suggested revisions in Microsoft®
Access format and all accompanying
documentation to Docket ID No. EPA–
HQ–OAR–2017–0015 (through the
method described in the ADDRESSES
section of this preamble).
5. If you are providing comments on
a single facility or multiple facilities,
you need only submit one file for all
facilities. The file should contain all
suggested changes for all sources at that
facility (or facilities). We request that all
data revision comments be submitted in
the form of updated Microsoft® Excel
files that are generated by the
Microsoft® Access file. These files are
provided on the RTR website at https://
www.epa.gov/stationary-sources-air-
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VIII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to OMB for review.
B. Executive Order 13771: Reducing
Regulations and Controlling Regulatory
Costs
This action is not expected to be an
Executive Order 13771 regulatory action
because this action is not significant
under Executive Order 12866.
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C. Paperwork Reduction Act (PRA)
The information collection activities
in this proposed rule have been
submitted for approval to OMB under
the PRA. The ICR document that the
EPA prepared has been assigned EPA
ICR number 2072.06. You can find a
copy of the ICR in the docket for this
rule, and it is briefly summarized here.
We are proposing changes to the
reporting and recordkeeping
requirements for the Lime
Manufacturing Plants NESHAP in the
form of eliminating the SSM reporting
and SSM plan requirements and
requiring electronic submittal of all
compliance reports (including
performance test reports). Any
information submitted to the Agency for
which a claim of confidentiality is made
will be safeguarded according to the
Agency policies set forth in title 40,
chapter 1, part 2, subpart B—
Confidentiality of Business Information
(see 40 CFR 2; 41 FR 36902, September
1, 1976; amended by 43 FR 40000,
September 8, 1978; 43 FR 42251,
September 20, 1978; 44 FR 17674,
March 23, 1979).
Respondents/affected entities:
Owners and operators of lime
manufacturing plants that are major
sources, or that are located at, or are part
of, major sources of HAP emissions,
unless the lime manufacturing plant is
located at a kraft pulp mill, soda pulp
mill, sulfite pulp mill, sugar beet
manufacturing plant, or only processes
sludge containing calcium carbonate
from water softening processes.
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Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
AAAAA).
Estimated number of respondents: On
average over the next 3 years,
approximately 36 existing major sources
will be subject to these standards. It is
also estimated that one additional
respondent will become subject to the
emission standards over the 3-year
period.
Frequency of response: The frequency
of responses varies depending on the
burden item.
Total estimated burden: The average
annual burden to industry over the next
3 years from these recordkeeping and
reporting requirements is estimated to
be 9,690 hours (per year). Burden is
defined at 5 CFR 1320.3(b).
Total estimated cost of entire rule:
The annual recordkeeping and reporting
cost for all facilities to comply with all
of the requirements in the NESHAP is
estimated to be $1,400,000 (per year), of
which $14,355 (first year) is for this
proposal, and the rest is for other costs
related to continued compliance with
the NESHAP including $338,000 in
annualized capital and operation and
maintenance costs.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden to
the EPA using the docket identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than October 16, 2019. The EPA
will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. In making this
determination, the impact of concern is
any significant adverse economic
impact on small entities. This action
only proposes to eliminate the startup/
shutdown exemption and add electronic
reporting. Neither of the changes being
proposed will impact the small entities.
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The proposal to remove the startup/
shutdown exemption will include
proposing a work practice standard for
those periods. Based on the controls
used at the small entities, they will not
be impacted by the proposed work
practices. Thus, this action will not
impose any requirements on small
entities.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain any
unfunded mandate as described in
UMRA, 2 U.S.C. 1531–1538, and does
not significantly or uniquely affect small
governments. The action imposes no
enforceable duty on any state, local, or
tribal governments or the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. The EPA does not know of
any lime manufacturing facilities owned
or operated by Indian tribal
governments. Thus, Executive Order
13175 does not apply to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
health or safety risks addressed by this
action present a disproportionate risk to
children. This action’s health and risk
assessments are contained in sections III
and IV of this preamble and further
documented in the risk report titled
Residual Risk Assessment for the Lime
Manufacturing Source Category in
Support of the 2019 Risk and
Technology Review Proposed Rule,
which is available in the docket for this
action.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211, because it is not a
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significant regulatory action under
Executive Order 12866.
J. National Technology Transfer and
Advancement Act (NTTAA) and 1 CFR
Part 51
This action involves technical
standards. The EPA proposes to use
ANSI/ASME PTC 19.10–1981 Part 10
(2010), ‘‘Flue and Exhaust Gas
Analyses,’’ as an acceptable alternative
to EPA Method 3B manual portion only
and not the instrumental portion. This
method determines quantitatively the
gaseous constituents of exhausts
resulting from stationary combustion
sources. This standard may be obtained
from https://www.asme.org or from the
American Society of Mechanical
Engineers (ASME) at Three Park
Avenue, New York, New York 10016–
5990.
The EPA proposes to use ASTM
D6348–12e1, Determination of Gaseous
Compounds by Extractive Direct
Interface Fourier Transforn (FTIR)
Spectroscopy,’’ as an alternative to
using EPA Method 320 under certain
conditions and incorporate this
alternative by reference. ASTM D6348–
03(2010) was previously determined
equivalent to EPA Method 320 with
caveats. ASTM D6348–12e1 is a revised
version of ASTM D6348–03(2010) and
includes a new section on accepting the
results from direct measurement of a
certified spike gas cylinder, but still
lacks the caveats we placed on the
ASTM D6348–03(2010) version. The
voluntary consensus standard (VCS),
ASTM D6348–12e1, ‘‘Determination of
Gaseous Compounds by Extractive
Direct Interface Fourier Transforn
(FTIR) Spectroscopy,’’ is an acceptable
alternative to EPA Method 320 at this
time with caveats requiring inclusion of
selected annexes to the standard as
mandatory. When using ASTM D6348–
12e1, the conditions that must be met
are defined in 40 CFR 63.7142(a)(2).
This field test method employs an
extractive sampling system to direct
stationary source effluent to an FTIR
spectrometer for the identification and
quantification of gaseous compounds.
The ASTM D6348–12el standard was
developed and adopted by the American
Society for Testing and Materials
(ASTM).
The EPA also proposes to use ASTM
D6735–01 (Reapproved 2009),
‘‘Standard Test Method for
Measurement of Gaseous Chlorides and
Fluorides from Mineral Calcining
Exhaust Sources Impinger Method,’’ as
an alternative to EPA Method 321
provided that the provisions in 40 CFR
63.7142(a)(4) are followed. The EPA
used ASTM D6735–01 for the
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determination of HCl in EPA Methods
26, 26A, and 321 from mineral calcining
exhaust sources. This method will
measure the gaseous hydrochloric acid
and other gaseous chlorides and flurides
that passes through a particulate matter
filter. The ASTM D6735–01 standard
was developed and adopted by the
ASTM.
The EPA proposes to use VCS ASTM
D6420–99 (Reapproved 2010), ‘‘Test
Method for Determination of Gaseous
Organic Compounds by Direct Interface
Gas Chromatography/Mass
Spectrometry’’ as an alternative to EPA
Method 18 only when the target
compunds are all known, and the target
compounds are all listed in ASTM
D6420 as measurable. ASTM D6420
should not be used for methane and
ethane because atomic mass is less than
35. ASTM D6420 should never be
specified as a total VOC method. This
field method determines the mass
concentration of volatile organic
hazardous air pollutants.
The ASTM standards may be obtained
from https://www.astm.org or from the
ASTM at 100 Barr Harbor Drive, Post
Office C700, West Conshohocken,
Pennsylvania 19428–2959.
The EPA proposes to use EPA–454/R–
98–015, Office of Air Quality Planning
and Standards (OAQPS), Fabric Filter
Bag Leak Detection Guidance,
September 1997 as guidance for how a
triboelectric bag leak detection system
must be installed, calibrated, operated,
and maintained. This document
includes fabric filter and monitoring
system descriptions; guidance on
monitor selection, installation, set up,
adjustment, and operation; and quality
assurance procedures.This document
may be obtained from https://
www.epa.gov of from the U.S.
Environmental Protection Agency, 1200
Pennsylania Avenue NW, Washington,
DC 20460.
While the EPA has identified another
10 VCS as being potentially applicable
to this proposed rule, we have decided
not to use these VCS in this rulemaking.
The use of these VCS would not be
practical due to lack of equivalency,
documentation, validation date, and
other import technical and policy
considerations. See the memorandum
titled Voluntary Consensus Standard
Results for NESHAP: Lime
Manufacturing Residual Risk and
Technology Review, in the docket for
this proposed rule for the reasons for
these determinations.
Under 40 CFR 63.7(f) and 40 CFR
63.8(f) of subpart A of the General
Provisions, a source may apply to the
EPA for permission to use alternative
test methods or alternative monitoring
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requirements in place of any required
testing methods, performance
specifications, or procedures in the final
rule or any amendments.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
The documentation for this decision
is contained in section IV.B of this
preamble and the technical report, Risk
and Technology Review Analysis of
Demographic Factors for Populations
Living Near Lime Manufacturing Source
Category Operations, which is available
in the docket for this action.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Incorporation by reference,
Lime kilns, Lime manufacturing,
Reporting and recordkeeping
requirements.
Dated: August 19, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons stated in the
preamble, 40 CFR part 63 is proposed to
be amended as follows:
PART 63–NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continuous to read as follows:
■
Authority: 42 U.S.C. 7401, et seq.
Subpart A—General Provisions
2. Section 63.14 is amended by adding
paragraph (e)(2), and revising
paragraphs (h)(85), (h)(91), (h)(96), and
(n)(3) to read as follows:
■
§ 63.14
Incorporation by reference.
*
*
*
*
*
(e) * * *
(2) ANSI/ASME PTC 19.10–1981
(2010), Flue and Exhaust Gas Analyses
(Part 10, Instruments and Apparatus),
re-issued 2010, IBR approved for table 4
to subpart AAAAA.
*
*
*
*
*
(h) * * *
(85) ASTM D6348–12e1, Standard
Test Method for Determination of
Gaseous Compounds by Extractive
Direct Interface Fourier Transform
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Infrared (FTIR) Spectroscopy, Approved
February 1, 2012, IBR approved for
§§ 63.1571(a) and 63.7142(a) and (b).
*
*
*
*
*
(91) ASTM D6420–99 (Reapproved
2010), Standard Test Method for
Determination of Gaseous Organic
Compounds by Direct Interface Gas
Chromatography-Mass Spectrometry,
Approved October 1, 2010, IBR
approved for §§ 63.670(j), 63.7142(b),
and appendix A to this part: Method
325B.
*
*
*
*
*
(96) ASTM D6735–01 (Reapproved
2009), Standard Test Method for
Measurement of Gaseous Chlorides and
Fluorides from Mineral Calcining
Exhaust Sources—Impinger Method,
IBR approved for § 63.7142(a), tables 4
and 5 to subpart JJJJJ, and tables 4 and
6 to subpart KKKKK.
*
*
*
*
*
(n) * * *
(3) EPA–454/R–98–015, Office of Air
Quality Planning and Standards
(OAQPS), Fabric Filter Bag Leak
Detection Guidance, September 1997,
https://nepis.epa.gov/Exe/
ZyPDF.cgi?Dockey=2000D5T6.PDF, IBR
approved for §§ 63.548(e), 63.864(e),
63.7113(d), 63.7525(j), 63.8450(e),
63.8600(e), and 63.11224(f).
Subpart AAAAA—[Amended]
3. Section 63.7083 is amended by
revising paragraphs (a)(1), (a)(2), and (b)
and adding paragraph (e) to read as
follows:
■
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§ 63.7083 When do I have to comply with
this subpart?
(a) * * *
(1) If you start up your affected source
before January 5, 2004, you must
comply with the emission limitations no
later than January 5, 2004, and you must
have completed all applicable
performance tests no later than July 5,
2004, except as noted in paragraphs
(e)(1) and (2) of this section.
(2) If you start up your affected source
after January 5, 2004, then you must
comply with the emission limitations
for new affected sources upon startup of
your affected source and you must have
completed all applicable performance
tests no later than 180 days after startup,
except as noted in paragraphs (e)(1) and
(2) of this section.
(b) If you have an existing affected
source, you must comply with the
applicable emission limitations for the
existing affected source, and you must
have completed all applicable
performance tests no later than January
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5, 2007, except as noted in paragraphs
(e)(1) and (2) of this section.
*
*
*
*
*
(e)(1) If the start up of your existing,
new, or reconstructed source occurs on
or before [DATE OF PUBLICATION OF
FINAL RULE IN THE Federal Register],
then the compliance date for the revised
requirements promulgated at
§§ 63.7090, 63.7100, 63.7112, 63.7113,
63.7121, 63.7131, 63.7132, 63.7140,
63.7141, 63.7142, and 63.7143 and
Tables 1, 2, 3, 4, 6, 7, and 8 of 40 CFR
63, subpart AAAAA, published on
[DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register] for both
new and existing sources is [DATE 180
DAYS AFTER THE DATE OF
PUBLICATION OF FINAL RULE IN
THE Federal Register].
(2) If the initial start up of your new
or reconstructed source occurs after
[DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], then
the compliance date for the revised
requirements promulgated at
§§ 63.7090, 63.7100, 63.7112, 63.7113,
63.7121, 63.7131, 63.7132, 63.7140,
63.7141, 63.7142, and 63.7143 and
Tables 1, 2, 3, 4, 6, 7, and 8 of 40 CFR
63, subpart AAAAA, published on
[DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register] is
[DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register] or the
date of startup, whichever is later.
■ 4. Section 63.7090 is amended by
adding paragraph (c) to read as follows:
§ 63.7090
meet?
What emission limitations must I
*
*
*
*
*
(c) After [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], during
periods of startup and shutdown you
must meet the requirements listed in
paragraphs (c)(1) through (6) of this
section.
(1) During startup you must fire your
kiln with any one or combination of the
following clean fuels: natural gas,
synthetic natural gas, propane, distillate
oil, synthesis gas (syngas), or ultra-low
sulfur diesel (ULSD) until the kiln
reaches a temperature of 1200 degrees
Fahrenheit.
(2) Combustion of the primary kiln
fuel may commence once the kiln
temperature reaches 1200 degrees
Fahrenheit.
(3) Kilns and coolers (if there is a
separate exhaust to the atmosphere from
the associated lime cooler) equipped
with a fabric filter (FF) must comply
with the opacity operating limit in Table
2 in lieu of the particulate (PM)
emission limits.
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(4) Kilns and coolers (if there is a
separate exhaust to the atmosphere from
the associated lime cooler) equipped
with a wet scrubber must meet the
scrubber liquid flow rate operating limit
in Table 2 in lieu of the PM emission
limits.
(5) For kilns and coolers (if there is a
separate exhaust to the atmosphere from
the associated lime cooler) equipped
with an electrostatic precipitator (ESP),
the ESP must be turned on and
operating at the time the gas stream at
the inlet to the ESP reaches 300 degrees
Fahrenheit (five-minute average) during
startup. Temperature of the gas stream
is to be measured at the inlet of the ESP
every minute.
(6) You must keep records as
specified in § 63.7132 during periods of
startup and shutdown.
■ 5. Section 63.7100 is amended by
revising paragraphs (a), (b), (c), (d)(3),
(d)(4)(iii), and (e) to read as follows:
§ 63.7100 What are my general
requirements for complying with this
subpart?
(a) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], you
must be in compliance with the
emission limitations (including
operating limits) in this subpart at all
times, except during periods of startup,
shutdown, and malfunction. After
[DATE 180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN
THE Federal Register], you must be in
compliance with the applicable
emission limitations (including
operating limits and work practices) at
all times.
(b) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], you
must be in compliance with the opacity
and visible emission (VE) limits in this
subpart at all times, except during
periods of startup, shutdown, and
malfunction. After [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
FINAL RULE IN THE Federal Register],
you must be in compliance with the
applicable opacity and VE limits
(including work practices) at all times.
(c) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], you
must always operate and maintain your
affected source, including air pollution
control and monitoring equipment,
according to the provisions in
§ 63.6(e)(1)(i). After [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
FINAL RULE IN THE Federal Register],
you must always operate and maintain
any affected source, including
associated air pollution control
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equipment and monitoring equipment,
in a manner consistent with safety and
good air pollution control practices for
minimizing emissions. The general duty
to minimize emissions does not require
the owner or operator to make any
further efforts to reduce emissions if
levels required by the applicable
standard have been achieved.
Determination of whether such
operation and maintenance procedures
are being used will be based on
information available to the
Administrator which may include, but
is not limited to, monitoring results,
review of operation and maintenance
procedures, review of operation and
maintenance records, and inspection of
the source.
(d) * * *
(3) Procedures for the proper
operation and maintenance of each
emission unit and each air pollution
control device used to meet the
applicable emission limitations and
operating limits in Tables 1 and 2 to this
subpart, respectively. After [DATE 180
DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal
Register], your OM&M plan must
address periods of startup and
shutdown.
(4) * * *
(iii) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register],
ongoing operation and maintenance
procedures in accordance with the
general requirements of § 63.8(c)(1)(i)
and (ii), (3), and (4)(ii). After [DATE 180
DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal
Register], ongoing operation and
maintenance procedures in accordance
with the general requirements of
paragraph (c) of this section and
§§ 63.8(c)(1)(ii), (3), and (4)(ii); and
*
*
*
*
*
(e) For affected sources until [DATE
180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN
THE Federal Register], you must
develop a written startup, shutdown,
and malfunction plan (SSMP) according
to the provisions in § 63.6(e)(3).
■ 6. Section 63.7112 is amended by
revising paragraphs (b), (c), (k)(3),
paragraph (l) introductory text, and
adding paragraph (m).
§ 63.7112 What performance tests, design
evaluations, and other procedures must I
use?
*
*
*
*
*
(b) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], each
performance test must be conducted
according to the requirements in
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§ 63.7(e)(1) and under the specific
conditions specified in Table 4 to this
subpart. After [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], each
performance test must be conducted
based on representative performance
(i.e., performance based on normal
operating conditions) of the affected
source and under the specific
conditions in Table 4 to this subpart.
Representative conditions exclude
periods of startup and shutdown. The
owner or operator may not conduct
performance tests during periods of
malfunction. The owner or operator
must record the process information
that is necessary to document operating
conditions during the test and include
in such record an explanation to
support that such conditions represent
normal operation. Upon request, the
owner or operator shall make available
to the Administrator such records as
may be necessary to determine the
conditions of performance tests.
(c) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], you
may not conduct performance tests
during periods of startup, shutdown, or
malfunction, as specified in § 63.7(e)(1).
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE IN
THE Federal Register], during startup
and shutdown, you must follow the
requirements in § 63.7090(c).
*
*
*
*
*
(k) * * *
(3) The observer conducting the VE
checks need not be certified to conduct
EPA Method 9 in appendix A–4 to part
60 of this chapter, but must meet the
training requirements as described in
EPA Method 22 in appendix A–7 to part
60 of this chapter.
(l) When determining compliance
with the opacity standards for fugitive
emissions from PSH operations in item
8 of Table 1 to this subpart, you must
conduct EPA Method 9 in appendix A–
4 to part 60 of this chapter according to
item 17 in Table 4 to this subpart, and
in accordance with paragraphs (l)(1)
through (3) of this section.
*
*
*
*
*
(m) After to [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], for
kilns and coolers equipped with an ESP,
the run average temperature must be
calculated for each run, and the average
of the run average temperatures must be
determined and included in the
performance test report and will be used
to determine compliance with
§ 63.7090(c)(5).
■ 7. Section 63.7113 is amended by:
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a. Revising the introductory text to
paragraph (d);
■ b. Redesignating paragraphs (d)(3)
through (8) as paragraphs (d)(4) through
(9);
■ c. Adding new paragraph (d)(3);
■ d. Revising newly redesignated
paragraph (d)(7), the introductory text to
newly redesignated paragraph (d)(8),
and newly redesignated paragraph
(d)(9); and
■ e. Adding paragraphs (d)(10) and (h).
The revisions and additions read as
follows:
■
§ 63.7113 What are my monitoring
installation, operation, and maintenance
requirements?
*
*
*
*
*
(d) For each bag leak detection system
(BLDS), you must meet any applicable
requirements in paragraphs (a)(1)
through (5) and (d)(1) through (9) of this
section.
*
*
*
*
*
(3) The BLDS must be equipped with
a device to continuously record the
output signal from the sensor.
*
*
*
*
*
(7) Each triboelectric BLDS must be
installed, calibrated, operated, and
maintained according to EPA–454/R–
98–015, ‘‘Fabric Filter Bag Leak
Detection Guidance,’’ (incorporated by
reference, see § 63.14). Other types of
bag leak detection systems must be
installed, operated, calibrated, and
maintained according to the
manufacturer’s written specifications
and recommendations. Standard
operating procedures must be
incorporated into the OM&M plan.
(8) At a minimum, initial adjustment
of the system must consist of
establishing the baseline output in both
of the following ways, according to
section 5.0 of the EPA–454/R–98–015,
‘‘Fabric Filter Bag Leak Detection
Guidance,’’ (incorporated by reference,
see § 63.14):
*
*
*
*
*
(9) After initial adjustment, the
sensitivity or range, averaging period,
alarm set points, or alarm delay time
may not be adjusted except as specified
in the OM&M plan required by
§ 63.7100(d). In no event may the range
be increased by more than 100 percent
or decreased by more than 50 percent
over a 365-day period unless such
adjustment follows a complete FF
inspection that demonstrates that the FF
is in good operating condition, as
defined in section 5.2 of the EPA–454/
R–98–015, ‘‘Fabric Filter Bag Leak
Detection Guidance,’’ (incorporated by
reference, see § 63.14). Record each
adjustment.
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(10) Record the results of each
inspection, calibration, and validation
check.
*
*
*
*
*
(h) After [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], for
kilns and coolers equipped with an ESP,
you must demonstrate compliance with
the startup requirements in
§ 63.7090(c)(5) by meeting the
requirements of paragraphs (h)(1)
through (5) of this section.
(1) You must install, calibrate,
maintain, and continuously operate a
CMS to record the temperature of the
exhaust gases at the inlet to, or upstream
of, the ESP.
(2) The temperature recorder response
range must include zero and 1.5 times
the average temperature established
during your performance test according
to the requirements in § 63.7112(m).
(3) The calibration reference for the
temperature measurement must be a
National Institute of Standards and
Technology calibrated reference
thermocouple-potentiometer system or
alternate reference, subject to approval
by the Administrator.
(4) The calibration of all
thermocouples and other temperature
sensors must be verified at least once
every three months.
(5) You must monitor and
continuously record the temperature of
the exhaust gases from the kiln and
cooler, if applicable, at the inlet to the
kiln and/or cooler ESP.
■ 8. Section 63.7121 is amended by
revising paragraphs (b) and (d) to read
as follows:
determine whether deviations that occur
during a period of startup, shutdown, or
malfunction are violations, according to
the provisions in § 63.6(e).
*
*
*
*
*
■ 9. Section 63.7130 is amended by
revising paragraph (e) introductory text
to read as follows:
§ 63.7121 How do I demonstrate
continuous compliance with the emission
limitations standard?
*
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*
*
*
*
*
(b) You must report each instance in
which you did not meet each operating
limit, work practice, opacity limit, and
VE limit in Tables 2 and 6 to this
subpart that applies to you. This
includes periods of startup, shutdown,
and malfunction. These instances are
deviations from the emission limitations
in this subpart. These deviations must
be reported according to the
requirements in § 63.7131.
*
*
*
*
*
(d) Prior to [DATE 181 DAYS AFTER
THE DATE OF PUBLICATION OF
FINAL RULE IN Federal Register],
consistent with §§ 63.6(e) and 63.7(e)(1),
deviations that occur during a period of
startup, shutdown, or malfunction are
not violations if you demonstrate to the
Administrator’s satisfaction that you
were operating in accordance with
§ 63.6(e)(1). The Administrator will
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§ 63.7130 What notifications must I submit
and when?
*
*
*
*
*
(e) If you are required to conduct a
performance test, design evaluation,
opacity observation, VE observation, or
other initial compliance demonstration
as specified in Table 3 or 4 to this
subpart, you must submit a Notification
of Compliance Status according to
§ 63.9(h)(2)(ii). Beginning on [DATE 180
DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal
Register], submit all subsequent
Notification of Compliance Status
following the procedure specified in
§ 63.7131(h).
*
*
*
*
*
■ 10. Section 63.7131 is amended by:
■ a. Revising paragraph (b) introductory
text.
■ b. Adding paragraph (b)(6).
■ c. Revising paragraphs (c)(4) through
(c)(6).
■ d. Revising paragraphs (d), (e)
introductory text, and (e)(2).
■ e. Adding paragraph (e)(12)
■ f. Revising paragraph (f).
■ g. Adding paragraphs (g) through (j).
The revisions and additions read as
follows:
§ 63.7131
when?
What reports must I submit and
*
*
*
*
(b) Unless the Administrator has
approved a different schedule for
submission of reports under § 63.10(a),
you must submit each report by the date
specified in Table 7 to this subpart and
according to the requirements in
paragraphs (b)(1) through (6) of this
section:
*
*
*
*
*
(6) Beginning on [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
FINAL RULE IN THE Federal Register],
submit all subsequent compliance
reports following the procedure
specified in paragraph (h) of this
section.
(c) * * *
(4) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], if you
had a startup, shutdown, or malfunction
during the reporting period and you
took actions consistent with your SSMP,
the compliance report must include the
information in § 63.10(d)(5)(i).
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48737
(5) If there were no deviations from
any emission limitations (emission
limit, operating limit, work practice,
opacity limit, and VE limit) that apply
to you, the compliance report must
include a statement that there were no
deviations from the emission limitations
during the reporting period.
(6) If there were no periods during
which the continuous monitoring
systems (CMS), including CPMS, were
out-of-control as specified in
§ 63.8(c)(7), a statement that there were
no periods during which the CMS were
out-of-control during the reporting
period.
(d) For each deviation from an
emission limitation (emission limit,
operating limit, work practice, opacity
limit, and VE limit) that occurs at an
affected source where you are not using
a CMS to comply with the emission
limitations in this subpart, the
compliance report must contain the
information specified in paragraphs
(c)(1) through (4) and (d)(1) and (2) of
this section. The deviations must be
reported in accordance with the
requirements in § 63.10(d) prior to
[DATE 181 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN
THE Federal Register] and the
requirements in § 63.10(d)(1)–(4) after
[DATE 180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN
THE Federal Register].
(1) The total operating time of each
emission unit during the reporting
period.
(2) Information on the number,
duration, and cause of deviations
(including unknown cause, if
applicable), and the corrective action
taken.
(3) An estimate of the quantity of each
regulated pollutant emitted over any
emission limit, and a description of the
method used to estimate the emissions.
(e) For each deviation from an
emission limitation (emission limit,
operating limit, work practice, opacity
limit, and VE limit) occurring at an
affected source where you are using a
CMS to comply with the emission
limitation in this subpart, you must
include the information specified in
paragraphs (c)(1) through (4) and (e)(1)
through (11) of this section, except that
after [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE IN
THE Federal Register] the semiannual
compliance report must also include the
information included in paragraph
(e)(12) of this section. This includes
periods of startup, shutdown, and
malfunction.
*
*
*
*
*
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(2) The date, time, and duration that
each CMS was inoperative, except for
zero (low-level) and high-level checks.
*
*
*
*
*
(12) An estimate of the quantity of
each regulated pollutant emitted over
any emission limit, and a description of
the method used to estimate the
emissions.
(f) Each facility that has obtained a
title V operating permit pursuant to part
70 or part 71 of this chapter must report
all deviations as defined in this subpart
in the semiannual monitoring report
required by §§ 70.6(a)(3)(iii)(A) or
71.6(a)(3)(iii)(A) of this chapter. If you
submit a compliance report specified in
Table 7 to this subpart along with, or as
part of, the semiannual monitoring
report required by §§ 70.6(a)(3)(iii)(A) or
71.6(a)(3)(iii)(A) of this chapter, and the
compliance report includes all required
information concerning deviations from
any emission limitation (including any
operating limit and work practice),
submission of the compliance report
shall be deemed to satisfy any obligation
to report the same deviations in the
semiannual monitoring report.
However, submission of a compliance
report shall not otherwise affect any
obligation you may have to report
deviations from permit requirements to
the permit authority.
(g) If you are required to submit
reports following the procedure
specified in this paragraph, you must
submit reports to the EPA via the
Compliance and Emissions Data
Reporting Interface (CEDRI), which can
be accessed through the EPA’s Central
Data Exchange (CDX) (https://
cdx.epa.gov/). You must use the
appropriate electronic report template
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri) for this
subpart. The date report templates
become available will be listed on the
CEDRI website. The report must be
submitted by the deadline specified in
this subpart, regardless of the method in
which the report is submitted. If you
claim some of the information required
to be submitted via CEDRI is
confidential business information (CBI),
submit a complete report, including
information claimed to be CBI, to the
EPA. The report must be generated
using the appropriate form on the
CEDRI website. Submit the file on a
compact disc, flash drive, or other
commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
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Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described earlier in this paragraph.
(h) Performance Tests. Within 60 days
after the date of completing each
performance test required by this
subpart, you must submit the results of
the performance test following the
procedures specified in paragraphs
(h)(1) through (3) of this section.
(1) Data collected using test methods
supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
EPA’s ERT website (https://
www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert)
at the time of the test. Submit the results
of the performance test to the EPA via
CEDRI, which can be accessed through
the EPA’s CDX (https://cdx.epa.gov/).
The data must be submitted in a file
format generated through the use of the
EPA’s ERT. Alternatively, you may
submit an electronic file consistent with
the extensible markup language (XML)
schema listed on the EPA’s ERT
website.
(2) Data collected using test methods
that are not supported by the EPA’s ERT
as listed on the EPA’s ERT website at
the time of the test. The results of the
performance test must be included as an
attachment in the ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the ERT generated
package or alternative file to the EPA via
CEDRI.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(i) of this section is CBI, you must
submit a complete file, including
information claimed to be CBI, to the
EPA. The file must be generated through
the use of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the file on a compact
disc, flash drive, or other commonly
used electronic storage medium and
clearly mark the medium as CBI. Mail
the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted must be submitted to
the EPA via the EPA’s CDX as described
in paragraph (i) of this section.
(i) If you are required to electronically
submit a report or notification through
CEDRI in the EPA’s CDX, you may
assert a claim of EPA system outage for
failure to timely comply with the
reporting requirement. To assert a claim
of EPA system outage, you must meet
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the requirements outlined in paragraphs
(i)(1) through (7) of this section.
(1) You must have been or will be
precluded from accessing CEDRI and
submitting a required report within the
time prescribed due to an outage of
either the EPA’s CEDRI or CDX systems.
(2) The outage must have occured
within the period of time beginning five
business days prior to the date that the
submission is due.
(3) The outage may be planned or
unplanned.
(4) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(5) You must provide to the
Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX
or CEDRI was accessed and the system
was unavailable;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to EPA system outage;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(6) The decision to accept the claim
of EPA system outage and allow an
extension to the reporting deadline is
solely within the discretion of the
Administrator.
(7) In any circumstance, the report
must be submitted electronically as
soon as possible after the outage is
resolved.
(j) Claims of force majeure. If you are
required to electronically submit a
report through CEDRI in the EPA’s CDX,
you may assert a claim of force majeure
for failure to timely comply with the
reporting requirement. To assert a claim
of force majuere, you must meet the
requirements outlined in paragraphs
(j)(1) through (5) of this section.
(1) You may submit a claim if a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning five business
days prior to the date the submission is
due. For the purposes of this section, a
force majeure event is defined as an
event that will be or has been caused by
circumstances beyond the control of the
affected facility, its contractors, or any
entity controlled by the affected facility
that prevents you from complying with
the requirement to submit a report
electronically within the time period
prescribed. Examples of such events are
acts of nature (e.g., hurricanes,
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earthquakes, or floods), acts of war or
terrorism, or equipment failure or safety
hazard beyond the control of the
affected facility (e.g., large scale power
outage).
(2) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(3) You must provide to the
Administrator:
(i) A written description of the force
majeure event;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to the force majeure event;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(4) The decision to accept the claim
of force majeure and allow an extension
to the reporting deadline is solely
within the discretion of the
Administrator.
(5) In any circumstance, the reporting
must occur as soon as possible after the
force majeure event occurs.
■ 11. Section 63.7132 is amended by
revising paragraph (a)(2) to read as
follows:
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§ 63.7132
What records must I keep?
(a) * * *
(2) Prior to [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], the
records in § 63.6(e)(3)(iii) through (v)
related to startup, shutdown, and
malfunction. After [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
FINAL RULE IN THE Federal Register],
the records in paragraphs (a)(2)(i)
through (iii) of this section.
(i) You must keep records of the date,
time and duration of each startup and/
or shutdown period for any affected
source that is subject to a standard
during startup or shutdown that differs
from the standard applicable at other
times.
(ii) You must keep records of the date,
time, cause and duration of each
malfunction that causes an affected
source to fail to meet an applicable
standard; if there was also a monitoring
malfunction, the date, time, cause, and
duration of the monitoring malfunction;
the record must list the affected source
or equipment, an estimate of the volume
of each regulated pollutant emitted over
the standard for which the source failed
to meet a standard, and a description of
the method used to estimate the
emissions.
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(iii) For kilns and coolers equipped
with an ESP, the average of the run
average temperatures determined in
accordance with § 63.7112(m) must be
recorded.
*
*
*
*
*
■ 12. Section 63.7133 is amended by
adding paragraph (d) to read as follows:
§ 63.7133 In what form and for how long
must I keep my records?
*
*
*
*
*
(d) Any records required to be
maintained by this part that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
■ 13. Section 63.7140 is revised to read
as follows:
§ 63.7140 What parts of the General
Provisions apply to me?
Table 8 to this subpart shows which
parts of the General Provisions in
§§ 63.1 through 63.16 apply to you.
When there is overlap between 40 CFR
part 63, subpart A, and 40 CFR part 63,
subpart AAAAA, as indicated in the
‘‘Explanations’’ column in Table 8, 40
CFR part 63, subpart AAAAA takes
precedence.
■ 14. Section 63.7141 is amended by:
■ a. Revising paragraph (c) introductory
text.
■ b. Redesignating paragraphs (c)(4)
through (c)(6) as paragraphs (c)(5)
through (c)(7).
■ c. Adding new paragraph (c)(4).
■ d. Adding paragraph (c)(8).
The revisions and additions read as
follows:
§ 63.7141 Who implements and enforces
this subpart?
*
*
*
*
*
(c) The authorities that will not be
delegated to state, local, or tribal
agencies are as specified in paragraphs
(c)(1) through (8) of this section.
*
*
*
*
*
(4) Approval of alternatives to the
work practices in § 63.7090(c).
*
*
*
*
*
(8) Approval of an alternative to any
electronic reporting to the EPA required
by this subpart.
■ 15. Section 63.7142 is amended by:
■ a. Revising paragraph (a)(1);
■ b. Redesignating paragraphs (a)(2) and
(3) as paragraphs (a)(3) and (4);
■ c. Adding new paragraph (a)(2);
■ d. Revising newly designated
paragraph (a)(4) introductory text, and
paragraphs (a)(4)(i), and (a)(4)(v);
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48739
e. Redesignating paragraphs (b)(2) and
(b)(3) as paragraphs (b)(3) and (b)(4);
■ f. Adding new paragraph (b)(2); and
■ g. Revising newly designated
paragraphs (b)(3) and (4).
The revisions and additions read as
follows:
■
§ 63.7142 What are the requirements for
claiming area source status?
(a) * * *
(1) EPA Method 320 of appendix A to
this part, or
(2) As an alternative to EPA Method
320, ASTM D6348–12e1, Determination
of Gaseous Compounds by Extractive
Direct Interface Fourier Transform
(FTIR) Spectroscopy (incorporated by
reference, see § 63.14), provided that the
provisions of paragraphs (a)(2)(i) and (ii)
of this section are followed:
(i) The test plan preparation and
implementation in the Annexes to
ASTM D 6348–12e1, Sections A1
through A8 are mandatory.
(ii) In ASTM D6348–12e1 Annex A5
(Analyte Spiking Technique), the
percent recovery (%R) must be
determined for each target analyte
(Equation A5.5). In order for the test
data to be acceptable for a compound,
%R must be greater than or equal to 70
percent and less than or equal to 130
percent. If the %R value does not meet
this criterion for a target compound, the
test data are not acceptable for that
compound and the test must be repeated
for that analyte (i.e., the sampling and/
or analytical procedure should be
adjusted before a retest). The %R value
for each compound must be reported in
the test report, and all field
measurements must be corrected with
the calculated %R value for that
compound by using the following
equation: Reported Results = ((Measured
Concentration in the Stack)) / (%R) ×
100; or
*
*
*
*
*
(4) As an alternative to EPA Method
321, ASTM Method D6735–01
(Reapproved 2009), Standard Test
Method for Measurement of Gaseous
Chlorides and Fluorides from Mineral
Calcining Exhaust Sources—Impinger
Method (incorporated by reference, see
§ 63.14), provided that the provisions in
paragraphs (a)(4)(i) through (vi) of this
section are followed.
(i) A test must include three or more
runs in which a pair of samples is
obtained simultaneously for each run
according to section 11.2.6 of ASTM
Method D6735–01 (Reapproved 2009).
*
*
*
*
*
(v) The post-test analyte spike
procedure of section 11.2.7 of ASTM
Method D6735–01 (Reapproved 2009) is
conducted, and the percent recovery is
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calculated according to section 12.6 of
ASTM Method D6735–01 (Reapproved
2009).
*
*
*
*
*
(b) * * *
(2) As an alternative to Method 320,
ASTM D6348–12e1, Determination of
Gaseous Compounds by Extractive
Direct Interface Fourier Transform
(FTIR) Spectroscopy (incorporated by
reference, see § 63.14), provided that the
provisions of paragraphs (b)(2)(i) and (ii)
of this section are followed:
(i) The test plan preparation and
implementation in the Annexes to
ASTM D 6348–12e1, Sections A1
through A8 are mandatory.
(ii) In ASTM D6348–12e1 Annex A5
(Analyte Spiking Technique), the
percent recovery (%R) must be
determined for each target analyte
(Equation A5.5). In order for the test
data to be acceptable for a compound,
%R must be greater than or equal to 70
percent and less than or equal to 130
percent. If the %R value does not meet
this criterion for a target compound, the
test data are not acceptable for that
compound and the test must be repeated
for that analyte (i.e., the sampling and/
or analytical procedure should be
adjusted before a retest). The %R value
for each compound must be reported in
the test report, and all field
measurements must be corrected with
the calculated %R value for that
compound by using the following
equation: Reported Results = ((Measured
Concentration in the Stack)) / (%R) ×
100;
(3) Method 18 of appendix A–6 to part
60 of this chapter; or
(4) As an alternative to Method 18,
ASTM D6420–99 (Reapproved 2010),
Standard Test Method for Determination
of Gaseous Organic Compounds by
Direct Interface Gas ChromatographyMass Spectrometry (GC/MS)
(incorporated by reference, see § 63.14),
provided that the provisions of
paragraphs (b)(4)(i) through (iii) of this
section are followed:
(i) The target compound(s) are those
listed in section 1.1 of ASTM D6420–99
(Reapproved 2010) as measurable;
(ii) This ASTM should not be used for
methane and ethane because their
atomic mass is less than 35; and
(iii) ASTM D6420 (Reapproved 2010)
should never be specified as a total
VOC.
*
*
*
*
*
■ 16. Section 63.7143 is amended by:
■ a. Revising paragraph (3) under the
definition of ‘‘Deviation.’’
■ b. Revising the definition of
‘‘Emission limitation.’’
■ c. Adding in alphabetical order
definitions for ‘‘Shutdown’’ and
‘‘Startup.’’
The revisions read as follows:
§ 63.7143
subpart?
*
*
What definitions apply to this
*
*
*
Deviation * * *
*
*
*
*
*
(3) Prior to [Date 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register] fails to
meet any emission limitation (including
any operating limit or work practice) in
this subpart during startup, shutdown,
or malfunction, regardless of whether or
not such failure is allowed by this
subpart.
Emission limitation means any
emission limit, opacity limit, operating
limit, work practice, or VE limit.
*
*
*
*
*
Shutdown means the cessation of kiln
operation. Shutdown begins when feed
to the kiln is halted and ends when
continuous kiln rotation ceases.
*
*
*
*
*
Startup means the time from when a
shutdown kiln first begins firing fuel.
Startup begins when a shutdown kiln
turns on the induced draft fan and
begins firing fuel in the main burner.
Startup ends 60 minutes after the lime
kiln generates lime product.
*
*
*
*
*
■ 17. Table 1 to subpart AAAAA is
revised to read as follows:
TABLE 1 TO SUBPART AAAAA OF PART 63—EMISSION LIMITS
As required in § 63.7090(a), you must meet each emission limit in the following table that applies to you.
For . . .
You must meet the following emission limit
1. Existing lime kilns and their associated lime coolers
that did not have a wet scrubber installed and operating prior to January 5, 2004.
2. Existing lime kilns and their associated lime coolers
that have a wet scrubber, where the scrubber itself
was installed and operating prior to January 5, 2004.
PM emissions must not exceed 0.12 pounds per ton of stone feed (lb/tsf).
jspears on DSK3GMQ082PROD with PROPOSALS2
3. New lime kilns and their associated lime coolers .........
4. All existing and new lime kilns and their associated
coolers at your LMP, and you choose to average PM
emissions, except that any kiln that is allowed to meet
the 0.60 lb/tsf PM emission limit is ineligible for averaging.
5. All new and existing lime kilns and their associated
coolers during startup and shutdown.
6. Stack emissions from all PSH operations at a new or
existing affected source.
7. Stack emissions from all PSH operations at a new or
existing affected source, unless the stack emissions
are discharged through a wet scrubber control device.
8. Fugitive emissions from all PSH operations at a new
or existing affected source, except as provided by item
9 of this Table 1.
9. All PSH operations at a new or existing affected
source enclosed in a building.
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PM emissions must not exceed 0.60 lb/tsf. If, at any time after January 5, 2004, the
kiln changes to a dry control system, then the PM emission limit in item 1 of this
Table 1 applies, and the kiln is hereafter ineligible for the PM emission limit in item
2 of this Table 1 regardless of the method of PM control.
PM emissions must not exceed 0.10 lb/tsf.
Weighted average PM emissions calculated according to Eq. 2 in § 63.7112 must not
exceed 0.12 lb/tsf (if you are averaging only existing kilns) or 0.10 lb/tsf (if you are
averaging only new kilns). If you are averaging existing and new kilns, your
weighted average PM emissions must not exceed the weighted average emission
limit calculated according to Eq. 3 in § 63.7112, except that no new kiln and its associated cooler considered alone may exceed an average PM emissions limit of
0.10 lb/tsf.
After [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE
Federal Register], work practices in § 63.7090(c).
PM emissions must not exceed 0.05 grams per dry standard cubic meter (g/dscm).
Emissions must not exceed 7 percent opacity.
Emissions must not exceed 10 percent opacity.
All of the individually affected PSH operations must comply with the applicable PM
and opacity emission limitations in items 6 through 8 of this Table 1, or the building must comply with the following: There must be no VE from the building, except
from a vent; and vent emissions must not exceed the stack emissions limitations in
items 6 and 7 of this Table 1.
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48741
TABLE 1 TO SUBPART AAAAA OF PART 63—EMISSION LIMITS—Continued
As required in § 63.7090(a), you must meet each emission limit in the following table that applies to you.
For . . .
You must meet the following emission limit
10. Each FF that controls emissions from only an individual, enclosed storage bin.
11. Each set of multiple storage bins at a new or existing
affected source, with combined stack emissions.
Emissions must not exceed 7 percent opacity.
You must comply with the emission limits in items 6 and 7 of this Table 1.
18. Table 2 of subpart AAAAA is
amended by adding an entry for ‘‘7’’ to
read as follows:
■
TABLE 2 TO SUBPART AAAAA OF PART 63—OPERATING LIMITS
As required in § 63.7090(b), you must meet each operating limit in the following table that applies to you.
For . . .
You must . . .
*
*
*
*
*
*
*
7. During startup and shutdown, each lime kiln and each lime cooler (if After [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL
there is a separate exhaust to the atmosphere from the associated
RULE IN THE Federal Register], meet the work practice requirelime cooler) subject to an emission limit that is equipped with an addments in § 63.7090(c).
on air pollution control device.
19. Revise Table 4 to subpart AAAAA
to read as follows:
■
jspears on DSK3GMQ082PROD with PROPOSALS2
TABLE 4 TO SUBPART AAAAA OF PART 63—REQUIREMENTS FOR PERFORMANCE TESTS
As required in § 63.7112, you must conduct each performance test in the following table that applies to you.
For . . .
You must . . .
Using . . .
According to the following requirements . . .
1. Each lime kiln and
each associated lime
cooler, if there is a
separate exhaust to
the atmosphere from
the associated lime
cooler.
2. Each lime kiln and
each associated lime
cooler, if there is a
separate exhaust to
the atmosphere from
the associated lime
cooler.
3. Each lime kiln and
each associated lime
cooler, if there is a
separate exhaust to
the atmosphere from
the associated lime
cooler.
4. Each lime kiln and
each associated lime
cooler, if there is a
separate exhaust to
the atmosphere from
the associated lime
cooler.
Select the location of
the sampling port
and the number of
traverse ports.
Method 1 or 1A of appendix A to part 60 of
this chapter; and § 63.6(d)(1)(i).
Sampling sites must be located at the outlet
of the control device(s) and prior to any releases to the atmosphere.
Determine velocity and
volumetric flow rate.
Method 2, 2A, 2C, 2D, 2F, or 2G in appendix
A to part 60 of this chapter.
Not applicable.
Conduct gas molecular weight analysis.
Method 3, 3A, or 3B in appendix A to part 60
of this chapter.
You may use ASME PTC 19.10–1981
(2010)—Part 10 a as an alternative to using
the manual procedures (but not instrumental procedures) in Method 3B.
Measure moisture
content of the stack
gas.
Method 4 in appendix A to part 60 of this
chapter.
Not applicable.
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TABLE 4 TO SUBPART AAAAA OF PART 63—REQUIREMENTS FOR PERFORMANCE TESTS—Continued
As required in § 63.7112, you must conduct each performance test in the following table that applies to you.
For . . .
You must . . .
Using . . .
According to the following requirements . . .
5. Each lime kiln and
each associated lime
cooler, if there is a
separate exhaust to
the atmosphere from
the associated lime
cooler, and which
uses a negative
pressure PM control
device.
Measure PM emissions.
Method 5 in appendix A to part 60 of this
chapter.
6. Each lime kiln and
each associated lime
cooler, if there is a
separate exhaust to
the atmosphere from
the associated lime
cooler, and which
uses a positive pressure FF or ESP.
Measure PM emissions.
Method 5D in appendix A to part 60 of this
chapter.
7. Each lime kiln ..........
Determine the mass
rate of stone feed to
the kiln during the
kiln PM emissions
test.
Establish the operating
limit for the average
gas stream pressure
drop across the wet
scrubber.
Any suitable device .........................................
9. Each lime kiln
equipped with a wet
scrubber.
Establish the operating
limit for the average
liquid flow rate to
the scrubber.
Data from the liquid flow rate measurement
device during the kiln PM performance test.
10. Each lime kiln
equipped with a FF
or ESP that is monitored with a PM detector.
11. Each lime kiln
equipped with a FF
or ESP that is monitored with a COMS.
Have installed and
have operating the
BLDS or PM detector prior to the performance test.
Have installed and
have operating the
COMS prior to the
performance test.
Standard operating procedures incorporated
into the OM&M plan.
Conduct the test(s) when the source is operating at representative operating conditions
in accordance with § 63.7(e) before [DATE
181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register] and § 63.7112(b) after [DATE
180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register]; the minimum sampling volume
must be 0.85 dry standard cubic meter
(dscm) (30 dry standard cubic foot (dscf));
if there is a separate lime cooler exhaust to
the atmosphere, you must conduct the
Method 5 test of the cooler exhaust concurrently with the kiln exhaust test.
Conduct the test(s) when the source is operating at representative operating conditions
in accordance with § 63.7(e) [DATE 181
DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal Register] and § 63.7112(b) after [DATE 180
DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal Register]; if there is a separate lime cooler exhaust to the atmosphere, you must conduct
the Method 5 test of the separate cooler
exhaust concurrently with the kiln exhaust
test.
Calibrate and maintain the device according
to manufacturer’s instructions; the measuring device used must be accurate to
within ±5 percent of the mass rate of stone
feed over its operating range.
The continuous pressure drop measurement
device must be accurate within plus or
minus 1 percent; you must collect the pressure drop data during the period of the performance test and determine the operating
limit according to § 63.7112(j).
The continuous scrubbing liquid flow rate
measuring device must be accurate within
plus or minus 1 percent; you must collect
the flow rate data during the period of the
performance test and determine the operating limit according to § 63.7112(j).
According to the requirements in § 63.7113(d)
or (e), respectively.
12. Each stack emission from a PSH operation, vent from a
building enclosing a
PSH operation, or
set of multiple storage bins with combined stack emissions, which is subject to a PM emission limit.
Measure PM emissions.
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8. Each lime kiln
equipped with a wet
scrubber.
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Data for the gas stream pressure drop measurement device during the kiln PM performance test.
Standard operating procedures incorporated
into the OM&M plan and as required by 40
CFR part 63, subpart A, General Provisions and according to PS–1 of appendix B
to part 60 of this chapter, except as specified in § 63.7113(g)(2).
Method 5 or Method 17 in appendix A to part
60 of this chapter.
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According
to
§ 63.7113(g).
the
requirements
in
The sample volume must be at least 1.70
dscm (60 dscf); for Method 5, if the gas
stream being sampled is at ambient temperature, the sampling probe and filter may
be operated without heaters; and if the gas
stream is above ambient temperature, the
sampling probe and filter may be operated
at a temperature high enough, but no higher than 121 °C (250 °F), to prevent water
condensation on the filter (Method 17 may
be used only with exhaust gas temperatures of not more than 250 °F).
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48743
TABLE 4 TO SUBPART AAAAA OF PART 63—REQUIREMENTS FOR PERFORMANCE TESTS—Continued
As required in § 63.7112, you must conduct each performance test in the following table that applies to you.
For . . .
You must . . .
Using . . .
According to the following requirements . . .
13. Each stack emission from a PSH operation, vent from a
building enclosing a
PSH operation, or
set of multiple storage bins with combined stack emissions, which is subject to an opacity
limit.
14. Each stack emissions source from a
PSH operation subject to a PM or opacity limit, which uses a
wet scrubber.
15. Each stack emissions source from a
PSH operation subject to a PM or opacity limit, which uses a
wet scrubber.
16. Each FF that controls emissions from
only an individual,
enclosed, new or existing storage bin.
17. Fugitive emissions
from any PSH operation subject to an
opacity limit.
Conduct opacity observations.
Method 9 in appendix A to part 60 of this
chapter.
The test duration must be for at least 3 hours
and you must obtain at least thirty, 6minute averages.
Establish the average
gas stream pressure
drop across the wet
scrubber.
Data for the gas stream pressure drop measurement device during the PSH operation
stack PM performance test.
Establish the operating
limit for the average
liquid flow rate to
the scrubber.
Data from the liquid flow rate measurement
device during the PSH operation stack PM
performance test.
Conduct opacity observations.
Method 9 in appendix A to part 60 of this
chapter.
The pressure drop measurement device must
be accurate within plus or minus 1 percent;
you must collect the pressure drop data
during the period of the performance test
and determine the operating limit according
to § 63.7112(j).
The continuous scrubbing liquid flow rate
measuring device must be accurate within
plus or minus 1 percent; you must collect
the flow rate data during the period of the
performance test and determine the operating limit according to § 63.7112(j).
The test duration must be for at least 1 hour
and you must obtain ten 6-minute averages.
Conduct opacity observations.
Method 9 in appendix A to part 60 of this
chapter.
18. Each building enclosing any PSH operation, that is subject to a VE limit.
Conduct VE check .....
The specifications in § 63.7112(k) ..................
a Incorporated
The test duration must be for at least 3
hours, but the 3-hour test may be reduced
to 1 hour if, during the first 1-hour period,
there are no individual readings greater
than 10 percent opacity and there are no
more than three readings of 10 percent
during the first 1-hour period.
The performance test must be conducted
while all affected PSH operations within the
building are operating; the performance
test for each affected building must be at
least 75 minutes, with each side of the
building and roof being observed for at
least 15 minutes.
by reference, see § 63.14.
20. Table 7 of subpart AAAAA is
revised to read as follows:
■
TABLE 7 TO SUBPART AAAAA OF PART 63—REQUIREMENTS FOR REPORTS
jspears on DSK3GMQ082PROD with PROPOSALS2
As required in § 63.7131, you must submit each report in this table that applies to you.
You must submit a . . .
The report must contain . . .
You must submit the report
. . .
1. Compliance report ........................................................
a. If there are no deviations from any emission limitations (emission limit, operating limit, work practice,
opacity limit, and VE limit) that applies to you, a
statement that there were no deviations from the
emission limitations during the reporting period;.
b. If there were no periods during which the CMS, including any operating parameter monitoring system,
was out-of-control as specified in § 63.8(c)(7), a
statement that there were no periods during which
the CMS was out-of-control during the reporting period;.
c. If you have a deviation from any emission limitation
(emission limit, operating limit, work practice, opacity
limit, and VE limit) during the reporting period, the report must contain the information in § 63.7131(d);.
Semiannually according to
the requirements in
§ 63.7131(b).
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Semiannually according to
the requirements in
§ 63.7131(b).
Semiannually according to
the requirements in
§ 63.7131(b).
48744
Federal Register / Vol. 84, No. 179 / Monday, September 16, 2019 / Proposed Rules
TABLE 7 TO SUBPART AAAAA OF PART 63—REQUIREMENTS FOR REPORTS—Continued
As required in § 63.7131, you must submit each report in this table that applies to you.
You must submit a . . .
2. Before [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register],
an immediate startup, shutdown, and malfunction report if you had a startup, shutdown, or malfunction
during the reporting period that is not consistent with
your SSMP.
3. Before [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register],
an immediate startup, shutdown, and malfunction report if you had a startup, shutdown, or malfunction
during the reporting period that is not consistent with
your SSMP.
(4) Performance Test Report ............................................
The report must contain . . .
You must submit the report
. . .
d. If there were periods during which the CMS, including any operating parameter monitoring system, was
out-of-control, as specified in § 63.8(c)(7), the report
must contain the information in § 63.7131(e); and.
e. Before [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register], if you had a startup, shutdown or malfunction
during the reporting period and you took actions consistent with your SSMP, the compliance report must
include the information in § 63.10(d)(5)(i). After
[DATE 180 DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal Register], if you
had a startup, shutdown or malfunction during the reporting period and you failed to meet an applicable
standard, the compliance report must include the information in § 63.7131(c)(3)..
Actions taken for the event .............................................
Semiannually according to
the requirements in
§ 63.7131(b).
The information in § 63.10(d)(5)(ii) ..................................
The information required in § 63.7(g) ..............................
Semiannually according to
the requirements in
§ 63.7131(b).
By fax or telephone within 2
working days after starting actions inconsistent
with the SSMP.
By letter within 7 working
days after the end of the
event unless you have
made alternative arrangements with the permitting
authority. See
§ 63.10(d)(5)(ii).
According to the requirements of § 63.7131
20. Table 8 of subpart AAAAA is
revised to read as follows:
■
jspears on DSK3GMQ082PROD with PROPOSALS2
TABLE 8 TO SUBPART AAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAA
As required in § 63.7140, you must comply with the applicable General Provisions requirements according to the following table:
Citation
Summary of requirement
Am I subject to this requirement?
§ 63.1(a)(1)–(4) .......
§ 63.1(a)(5) ..............
§ 63.1(a)(6) ..............
§ 63.1(a)(7)–(a)(9) ...
§ 63.1(a)(10)–(a)(14)
§ 63.1(b)(1) ..............
Applicability ..........................................
...............................................................
Applicability ..........................................
...............................................................
Applicability ..........................................
Initial Applicability Determination .........
Yes.
No.
Yes.
No.
Yes.
Yes .......................................................
§ 63.1(b)(2) ..............
§ 63.1(b)(3) ..............
§ 63.1(c)(1) ..............
No.
Yes.
Yes.
§ 63.1(c)(2) ..............
...............................................................
Initial Applicability Determination .........
Applicability After Standard Established.
Permit Requirements ...........................
§ 63.1(c)(3)–(4) ........
§ 63.1(c)(5) ..............
§ 63.1(d) ..................
§ 63.1(e) ..................
§ 63.2 .......................
§ 63.3(a)–(c) ............
§ 63.4(a)(1)–(a)(2) ...
§ 63.4(a)(3)–(a)(5) ...
§ 63.4(b)–(c) ............
§ 63.5(a)(1)–(2) .......
§ 63.5(b)(1) ..............
...............................................................
Area Source Becomes Major ...............
...............................................................
Applicability of Permit Program ............
Definitions .............................................
Units and Abbreviations .......................
Prohibited Activities ..............................
...............................................................
Circumvention, Severability ..................
Construction/Reconstruction ................
Compliance Dates ................................
No.
Yes.
No.
Yes.
Yes .......................................................
Yes.
Yes.
No.
Yes.
Yes.
Yes.
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Explanations
§§ 63.7081 and 63.7142 specify additional applicability determination requirements.
Area sources not subject to subpart
AAAAA, except all sources must
make initial applicability determination.
Additional definitions in § 63.7143.
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48745
TABLE 8 TO SUBPART AAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAA—Continued
As required in § 63.7140, you must comply with the applicable General Provisions requirements according to the following table:
Citation
Summary of requirement
§ 63.5(b)(2) ..............
§ 63.5(b)(3)–(4) .......
§ 63.5(b)(5) ..............
§ 63.5(b)(6) ..............
§ 63.5(c) ..................
§ 63.5(d)(1)–(4) .......
...............................................................
Construction Approval, Applicability .....
...............................................................
Applicability ..........................................
...............................................................
Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction.
Compliance for Standards and Maintenance.
Compliance Dates ................................
...............................................................
Compliance Dates ................................
Compliance Dates ................................
...............................................................
Compliance Dates ................................
...............................................................
General Duty to Minimize Emissions ...
§ 63.5(e) ..................
§ 63.5(f)(1)–(2) ........
§ 63.6(a) ..................
jspears on DSK3GMQ082PROD with PROPOSALS2
§ 63.6(b)(1)–(5) .......
§ 63.6(b)(6) ..............
§ 63.6(b)(7) ..............
§ 63.6(c)(1)–(2) ........
§ 63.6(c)(3)–(c)(4) ...
§ 63.6(c)(5) ..............
§ 63.6(d) ..................
§ 63.6(e)(1)(i) ...........
Am I subject to this requirement?
No.
Yes.
No.
Yes.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
No.
Yes.
Yes.
No.
Yes.
No.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register]
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
§ 63.6(e)(1)(ii) ..........
Requirement to Correct Malfunctions
ASAP.
§ 63.6(e)(1)(iii) .........
§ 63.6(e)(2) ..............
§ 63.6(e)(3) ..............
Operation and Maintenance Requirements.
...............................................................
Startup, Shutdown Malfunction Plan ....
§ 63.6(f)(1) ...............
SSM exemption ....................................
§ 63.6(f)(2)–(3) ........
§ 63.6(g)(1)–(g)(3) ...
§ 63.6(h)(1) ..............
Methods for Determining Compliance ..
Alternative Standard .............................
SSM exemption ....................................
§ 63.6(h)(2) ..............
§ 63.6(h)(3) ..............
§ 63.6(h)(4)–(h)(5)(i)
Methods for Determining Compliance ..
...............................................................
Opacity/VE Standards ..........................
No .........................................................
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
No.
Yes .......................................................
§ 63.6(h)(5) (ii)–(iii) ..
Opacity/VE Standards ..........................
No .........................................................
§ 63.6(h)(5)(iv) .........
§ 63.6(h)(5)(v) ..........
§ 63.6(h)(6) ..............
§ 63.6(h)(7) ..............
§ 63.6(h)(8) ..............
§ 63.6(h)(9) ..............
§ 63.6(i)(1)–(i)(14) ...
Opacity/VE Standards ..........................
Opacity/VE Standards ..........................
Opacity/VE Standards ..........................
COM Use .............................................
Compliance with Opacity and VE ........
Adjustment of Opacity Limit .................
Extension of Compliance .....................
No.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes.
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Explanations
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After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], see
§ 63.7100 for general duty requirement.
[Reserved]
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], the
OM&M plan must address periods of
startup
and
shutdown.
See
§ 63.7100(d).
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], for periods of startup and shutdown, see
§ 63.7090(c).
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], for periods of startup and shutdown, see
§ 63.7090(c).
This requirement only applies to opacity and VE performance checks required in Table 4 to subpart AAAAA.
Test durations are specified in subpart
AAAAA; subpart AAAAA takes precedence.
16SEP2
48746
Federal Register / Vol. 84, No. 179 / Monday, September 16, 2019 / Proposed Rules
TABLE 8 TO SUBPART AAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAA—Continued
As required in § 63.7140, you must comply with the applicable General Provisions requirements according to the following table:
Citation
Summary of requirement
Am I subject to this requirement?
§ 63.6(i)(15) .............
§ 63.6(i)(16) .............
§ 63.6(j) ...................
§ 63.7(a)(1)–(a)(3) ...
...............................................................
Extension of Compliance .....................
Exemption from Compliance ................
Performance Testing Requirements ....
No.
Yes.
Yes.
Yes .......................................................
§ 63.7(b) ..................
§ 63.7(c) ..................
§ 63.7(d) ..................
§ 63.7(e)(1) ..............
Notification ............................................
Quality Assurance/Test Plan ................
Testing Facilities ..................................
Conduct of Tests ..................................
§ 63.7(e)(2)–(4) .......
§ 63.7(f) ...................
§ 63.7(g) ..................
§ 63.7(h) ..................
§ 63.8(a)(1) ..............
§ 63.8(a)(2) ..............
§ 63.8(a)(3) ..............
§ 63.8(a)(4) ..............
§ 63.8(b)(1)–(3) .......
§ 63.8(c)(1)(i) ...........
Conduct of Tests ..................................
Alternative Test Method .......................
Data Analysis .......................................
Waiver of Tests ....................................
Monitoring Requirements .....................
Monitoring .............................................
...............................................................
Monitoring .............................................
Conduct of Monitoring ..........................
CMS Operation/Maintenance ...............
§ 63.8(c)(1)(ii) ..........
§ 63.8(c)(1)(iii) .........
CMS Spare Parts .................................
Requirement to Develop SSM Plan for
CMS.
§ 63.8(c)(2)–(3) ........
§ 63.8(c)(4) ..............
§ 63.8(c)(4)(i)–(ii) .....
CMS Operation/Maintenance ...............
CMS Requirements ..............................
Cycle Time for COM and CEMS ..........
Yes.
Yes.
Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
Yes.
Yes.
Yes.
Yes .......................................................
Yes.
No.
No .........................................................
Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
No .........................................................
Yes .......................................................
§ 63.8(c)(5) ..............
§ 63.8(c)(6) ..............
§ 63.8(c)(7)–(8) ........
§ 63.8(d)(1)–(2) .......
§ 63.8(d)(3) ..............
Minimum COM procedures ..................
CMS Requirements ..............................
CMS Requirements ..............................
Quality Control .....................................
Quality Control .....................................
§ 63.8(e) ..................
§ 63.8(f)(1)–(f)(5) .....
§ 63.8(f)(6) ...............
Performance Evaluation for CMS ........
Alternative Monitoring Method .............
Alternative to Relative Accuracy Test
for CEMS.
Data Reduction; Data That Cannot Be
Used.
Notification Requirements
Initial Notifications ................................
Request for Compliance Extension .....
New Source Notification for Special
Compliance Requirements.
Notification of Performance Test
Notification of VE/Opacity Test ............
jspears on DSK3GMQ082PROD with PROPOSALS2
§ 63.8(g)(1)–(g)(5) ...
§ 63.9(a)
§ 63.9(b)
§ 63.9(c)
§ 63.9(d)
..................
..................
..................
..................
§ 63.9(e) ..................
§ 63.9(f) ...................
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Yes .......................................................
No .........................................................
Yes.
Yes .......................................................
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
Yes.
No .........................................................
No .........................................................
Yes. ......................................................
Yes.
Yes.
Yes.
Yes.
Yes .......................................................
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E:\FR\FM\16SEP2.SGM
Explanations
§ 63.7110
specifies
deadlines;
§ 63.7112 has additional specific requirements.
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], see
§ 63.7112(b).
See § 63.7113.
Flares not applicable.
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], see
§ 63.7100 for OM&M requirements.
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], no
longer required.
See § 63.7121.
No CEMS are required under subpart
AAAAA; see § 63.7113 for CPMS requirements.
COM not required.
See § 63.7113.
See also § 63.7113.
See also § 63.7113
No CEMS required in subpart AAAAA.
See data reduction requirements in
§§ 63.7120 and 63.7121.
See § 63.7130.
This requirement only applies to opacity and VE performance tests required in Table 4 to subpart AAAAA.
Notification not required for VE/
opacity test under Table 6 to subpart
AAAAA.
16SEP2
Federal Register / Vol. 84, No. 179 / Monday, September 16, 2019 / Proposed Rules
48747
TABLE 8 TO SUBPART AAAAA OF PART 63—APPLICABILITY OF GENERAL PROVISIONS TO SUBPART AAAAA—Continued
As required in § 63.7140, you must comply with the applicable General Provisions requirements according to the following table:
Citation
Summary of requirement
Am I subject to this requirement?
Explanations
§ 63.9(g) ..................
Additional CMS Notifications ................
No .........................................................
Not required for operating parameter
monitoring.
§ 63.9(h)(1)–(h)(3) ...
§ 63.9(h)(4) ..............
§ 63.9(h)(5)–(h)(6) ...
§ 63.9(i) ...................
§ 63.9(j) ...................
§ 63.10(a) ................
Notification of Compliance Status ........
...............................................................
Notification of Compliance Status ........
Adjustment of Deadlines ......................
Change in Previous Information ..........
Recordkeeping/Reporting General Requirements.
Records ................................................
Recordkeeping of Occurrence and Duration of Startups and Shutdowns.
Yes.
No.
Yes.
Yes.
Yes.
Yes .......................................................
jspears on DSK3GMQ082PROD with PROPOSALS2
§ 63.10(b)(1) ............
§ 63.10 (b)(2)(i) .......
§ 63.10(b)(2)(ii) ........
Recordkeeping of Failures to Meet a
Standard.
§ 63.10(b)(2)(iii) .......
§ 63.10(b)(2)(iv)–(v)
Maintenance Records ..........................
Actions Taken to Minimize Emissions
During SSM.
§ 63.10(b)(2)(vi)–(xii)
§ 63.10(b)(2)(xiii) .....
§ 63.10(b)(2)(xiv) .....
§ 63.10(b)(3) ............
§ 63.10(c) ................
§ 63.10(d)(1) ............
§ 63.10(d)(2) ............
§ 63.10(d)(3) ............
Recordkeeping for CMS .......................
Records for Relative Accuracy Test ....
Records for Notification ........................
Applicability Determinations .................
Additional CMS Recordkeeping ...........
General Reporting Requirements ........
Performance Test Results ...................
Opacity or VE Observations ................
§ 63.10(d)(4) ............
§ 63.10(d)(5)(i) .........
Progress Reports .................................
Periodic Startup, Shutdown, Malfunction Reports.
§ 63.10(d)(5)(ii) ........
Immediate Startup, Shutdown, Malfunction Reports.
§ 63.10(e) ................
Additional CMS Reports .......................
§ 63.10(f) .................
§ 63.11(a)–(b) ..........
Waiver for Recordkeeping/Reporting ...
Control Device and Work Practice Requirements.
State Authority and Delegations ..........
State/Regional Addresses ....................
Incorporation by Reference ..................
Availability of Information and Confidentiality.
Performance Track Provisions .............
§ 63.12(a)–(c)
§ 63.13(a)–(c)
§ 63.14(a)–(b)
§ 63.15(a)–(b)
..........
..........
..........
..........
§ 63.16 .....................
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Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register]
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes.
No.
Yes.
Yes.
No .........................................................
Yes.
Yes.
Yes .......................................................
Yes.
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
Yes before [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register]
No after [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register].
No .........................................................
Yes.
No .........................................................
See §§ 63.7131 through 63.7133.
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], see
§ 63.7132 for recordkeeping of (1)
date, time and duration; (2) listing of
affected source or equipment, and
an estimate of the quantity of each
regulated pollutant emitted over the
standard; and (3) actions to minimize emissions and correct the failure.
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], see
§ 63.7100 for OM&M requirements.
See § 63.7132.
For the periodic monitoring requirements in Table 6 to subpart AAAAA,
report according to § 63.10(d)(3)
only if VE observed and subsequent
visual opacity test is required.
After [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF FINAL RULE
IN THE Federal Register], see
§ 63.7131 for malfunction reporting
requirements.
See specific requirements in subpart
AAAAA, see § 63.7131.
Flares not applicable.
Yes.
Yes.
No.
Yes.
Yes.
Fmt 4701
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E:\FR\FM\16SEP2.SGM
16SEP2
48748
Federal Register / Vol. 84, No. 179 / Monday, September 16, 2019 / Proposed Rules
[FR Doc. 2019–18485 Filed 9–13–19; 8:45 am]
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BILLING CODE 6560–50–P
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16SEP2
Agencies
[Federal Register Volume 84, Number 179 (Monday, September 16, 2019)]
[Proposed Rules]
[Pages 48708-48748]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-18485]
[[Page 48707]]
Vol. 84
Monday,
No. 179
September 16, 2019
Part II
Environmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Lime
Manufacturing Plants Residual Risk and Technology Review; Proposed Rule
Federal Register / Vol. 84 , No. 179 / Monday, September 16, 2019 /
Proposed Rules
[[Page 48708]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2017-0015; FRL-9998-85-OAR]
RIN 2060-AT08
National Emission Standards for Hazardous Air Pollutants: Lime
Manufacturing Plants Residual Risk and Technology Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing the
results of the residual risk and technology reviews (RTR) for the
National Emission Standards for Hazardous Air Pollutants (NESHAP) for
Lime Manufacturing Plants. We are proposing to find that risks due to
emissions of air toxics from this source category are acceptable and
that the current NESHAP provides an ample margin of safety to protect
public health. Under the technology review, we are proposing to find
that there are no developments in practices, processes, or control
technologies that necessitate revision of the standards. We are
proposing to amend provisions addressing periods of startup, shutdown,
and malfunction (SSM) and to add provisions regarding electronic
reporting.
DATES: Comments. Comments must be received on or before October 31,
2019. Under the Paperwork Reduction Act (PRA), comments on the
information collection provisions are best assured of consideration if
the Office of Management and Budget (OMB) receives a copy of your
comments on or before October 16, 2019.
Public hearing. If anyone contacts us requesting a public hearing
on or before September 23, 2019, we will hold a hearing. Additional
information about the hearing, if requested, will be published in a
subsequent Federal Register document and posted at https://www.epa.gov/stationary-sources-air-pollution/lime-manufacturing-plants-national-emission-standards-hazardous-air. See SUPPLEMENTARY INFORMATION for
information on requesting and registering for a public hearing.
ADDRESSES: You may send comments, identified by Docket ID No. EPA-HQ-
OAR-2017-0015, by any of the following methods:
Federal eRulemaking Portal: https://www.regulations.gov/
(our preferred method). Follow the online instructions for submitting
comments.
Email: [email protected]. Include Docket ID No. EPA-
HQ-OAR-2017-0015 in the subject line of the message.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2017-0015.
Mail: U.S. Environmental Protection Agency, EPA Docket
Center, Docket ID No. EPA-HQ-OAR-2017-0015, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington, DC 20460.
Hand/Courier Delivery: EPA Docket Center, WJC West
Building, Room 3334, 1301 Constitution Avenue NW, Washington, DC 20004.
The Docket Center's hours of operation are 8:30 a.m.-4:30 p.m., Monday-
Friday (except federal holidays).
Instructions: All submissions received must include the Docket ID
No. for this rulemaking. Comments received may be posted without change
to https://www.regulations.gov/, including any personal information
provided. For detailed instructions on sending comments and additional
information on the rulemaking process, see the SUPPLEMENTARY
INFORMATION section of this document.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action, contact Jim Eddinger, Sector Policies and Programs Division
(D243-01), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-5426; fax number: (919) 541-4991;
and email address: [email protected]. For specific information
regarding the risk modeling methodology, contact James Hirtz, Health
and Environmental Impacts Division (C539-02), Office of Air Quality
Planning and Standards, U.S. Environmental Protection Agency, Research
Triangle Park, North Carolina 27711; telephone number: (919) 541-0881;
fax number: (919) 541-0840; and email address: [email protected]. For
questions about monitoring and testing requirements, contact Mike
Ciolek, Sector Policies and Programs Division (D243-05), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; telephone number: (919)
541-4921; fax number: (919) 541-4991; and email address:
[email protected]. For information about the applicability of the
NESHAP to a particular entity, contact Sara Ayres, Office of
Enforcement and Compliance Assurance, U.S. Environmental Protection
Agency, USEPA Region 5 (Mail Code E-19), 77 West Jackson Boulevard,
Chicago, Illinois 60604; telephone number: (312) 353-6266; and email
address: [email protected].
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Adrian Gates at (919) 541-4860 or by
email at [email protected] to request a public hearing, to register
to speak at the public hearing, or to inquire as to whether a public
hearing will be held.
Docket. The EPA has established a docket for this rulemaking under
Docket ID No. EPA-HQ-OAR-2017-0015. All documents in the docket are
listed in Regulations.gov. Although listed, some information is not
publicly available, e.g., Confidential Business Information (CBI) or
other information whose disclosure is restricted by statute. Certain
other material, such as copyrighted material, is not placed on the
internet and will be publicly available only in hard copy. Publicly
available docket materials are available either electronically in
Regulations.gov or in hard copy at the EPA Docket Center, Room 3334,
WJC West Building, 1301 Constitution Avenue NW, Washington, DC. The
Public Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the EPA
Docket Center is (202) 566-1742.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2017-0015. The EPA's policy is that all comments received will be
included in the public docket without change and may be made available
online at https://www.regulations.gov/, including any personal
information provided, unless the comment includes information claimed
to be CBI or other information whose disclosure is restricted by
statute. Do not submit information that you consider to be CBI or
otherwise protected through https://www.regulations.gov/ or email. This
type of information should be submitted by mail as discussed below.
The EPA may publish any comment received to its public docket.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the Web, cloud, or other
file sharing system). For
[[Page 48709]]
additional submission methods, the full EPA public comment policy,
information about CBI or multimedia submissions, and general guidance
on making effective comments, please visit https://www.epa.gov/dockets/commenting-epa-dockets.
The https://www.regulations.gov/ website allows you to submit your
comment anonymously, which means the EPA will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email comment directly to the EPA without going through
https://www.regulations.gov/, your email address will be automatically
captured and included as part of the comment that is placed in the
public docket and made available on the internet. If you submit an
electronic comment, the EPA recommends that you include your name and
other contact information in the body of your comment and with any
digital storage media you submit. If the EPA cannot read your comment
due to technical difficulties and cannot contact you for clarification,
the EPA may not be able to consider your comment. Electronic files
should not include special characters or any form of encryption and be
free of any defects or viruses. For additional information about the
EPA's public docket, visit the EPA Docket Center homepage at https://www.epa.gov/dockets.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov/ or email. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
any digital storage media that you mail to the EPA, mark the outside of
the digital storage media as CBI and then identify electronically
within the digital storage media the specific information that is
claimed as CBI. In addition to one complete version of the comments
that includes information claimed as CBI, you must submit a copy of the
comments that does not contain the information claimed as CBI directly
to the public docket through the procedures outlined in Instructions
above. If you submit any digital storage media that does not contain
CBI, mark the outside of the digital storage media clearly that it does
not contain CBI. Information not marked as CBI will be included in the
public docket and the EPA's electronic public docket without prior
notice. Information marked as CBI will not be disclosed except in
accordance with procedures set forth in 40 Code of Federal Regulations
(CFR) part 2. Send or deliver information identified as CBI only to the
following address: OAQPS Document Control Officer (C404-02), OAQPS,
U.S. Environmental Protection Agency, Research Triangle Park, North
Carolina 27711, Attention Docket ID No. EPA-HQ-OAR-2017-0015.
Preamble acronyms and abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the HEM-3 model
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CFR Code of Federal Regulations
D/F dioxins and furans
ECHO Enforcement and Compliance History Online
EPA Environmental Protection Agency
ERPG emergency response planning guideline
ERT Electronic Reporting Tool
g/dscm grams per dry standard cubic meter
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM-3 Human Exposure Model, Version 1.5.5
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
IRIS Integrated Risk Information System
km kilometer
lb/tsf pounds per ton of stone feed
MACT maximum achievable control technology
mg/m\3\ milligrams per cubic meter
MIR maximum individual risk
NAAQS National Ambient Air Quality Standards
NAICS North American Industry Classification System
NEI National Emissions Inventory
NESHAP national emission standards for hazardous air pollutants
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
OECA Office of Enforcement and Compliance Assurance
OMB Office of Management and Budget
PB-HAP hazardous air pollutants known to be persistent and bio-
accumulative in the environment
PM particulate matter
POM polycyclic organic matter
ppm parts per million
PSH processed stone handling system
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RTR residual risk and technology review
SAB Science Advisory Board
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated Methodology.Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
II. Background
A. What is the statutory authority for this action?
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
C. What data collection activities were conducted to support
this action?
D. What other relevant background information and data are
available?
III. Analytical Procedures and Decision-Making
A. How do we consider risk in our decision-making?
B. How do we perform the technology review?
C. How do we estimate post-MACT risk posed by the source
category?
IV. Analytical Results and Proposed Decisions
A. What are the results of the risk assessment and analyses?
B. What are our proposed decisions regarding risk acceptability,
ample margin of safety, and adverse environmental effect?
C. What are the results and proposed decisions based on our
technology review?
D. What other actions are we proposing?
E. What compliance dates are we proposing?
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA) and
1 CFR Part 51
[[Page 48710]]
K. Executive Order 12898: Federal Actions To Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the NESHAP and associated regulated
industrial source category that is the subject of this proposal. Table
1 is not intended to be exhaustive, but rather provides a guide for
readers regarding the entities that this proposed action is likely to
affect. The proposed standards, once promulgated, will be directly
applicable to the affected sources. Federal, state, local, and tribal
government entities would not be affected by this proposed action. As
defined in the Initial List of Categories of Sources Under Section
112(c)(1) of the Clean Air Act Amendments of 1990 (see 57 FR 31576,
July 16, 1992) and Documentation for Developing the Initial Source
Category List, Final Report (see EPA-450/3-91-030, July 1992), the Lime
Manufacturing source category is any facility engaged in producing high
calcium lime, dolomitic lime, and dead-burned dolomite. However, lime
manufacturing plants located at pulp and paper mills or at beet sugar
factories are not included in the source category (see 69 FR 397,
January 5, 2004).
Table 1--NESHAP and Industrial Source Categories Affected by This
Proposed Action
------------------------------------------------------------------------
Source category NESHAP NAICS code \1\
------------------------------------------------------------------------
Lime Manufacturing.............. Lime Manufacturing 32741, 33111,
Plants. 3314, 327125
------------------------------------------------------------------------
\1\ North American Industry Classification System.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this action is available on the internet. Following signature by the
EPA Administrator, the EPA will post a copy of this proposed action at
https://www.epa.gov/lime-manufacturing-plants-national-emission-standards-hazardous-air. Following publication in the Federal Register,
the EPA will post the Federal Register version of the proposal and key
technical documents at this same website. Information on the overall
RTR program is available at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory language that incorporates the
proposed changes in this action is available in the docket for this
action (Docket ID No. EPA-HQ-OAR-2017-0015).
II. Background
A. What is the statutory authority for this action?
The statutory authority for this action is provided by sections 112
and 301 of the Clean Air Act (CAA), as amended (42 U.S.C. 7401 et
seq.). Section 112 of the CAA establishes a two-stage regulatory
process to develop standards for emissions of hazardous air pollutants
(HAP) from stationary sources. Generally, the first stage involves
establishing technology-based standards and the second stage involves
evaluating those standards that are based on maximum achievable control
technology (MACT) to determine whether additional standards are needed
to address any remaining risk associated with HAP emissions. This
second stage is commonly referred to as the ``residual risk review.''
In addition to the residual risk review, the CAA also requires the EPA
to review standards set under CAA section 112 every 8 years to
determine if there are ``developments in practices, processes, or
control technologies'' that may be appropriate to incorporate into the
standards. This review is commonly referred to as the ``technology
review.'' When the two reviews are combined into a single rulemaking,
it is commonly referred to as the ``risk and technology review.'' The
discussion that follows identifies the most relevant statutory sections
and briefly explains the contours of the methodology used to implement
these statutory requirements. A more comprehensive discussion appears
in the document titled CAA Section 112 Risk and Technology Reviews:
Statutory Authority and Methodology, in the docket for this rulemaking.
In the first stage of the CAA section 112 standard setting process,
the EPA promulgates technology-based standards under CAA section 112(d)
for categories of sources identified as emitting one or more of the HAP
listed in CAA section 112(b). Sources of HAP emissions are either major
sources or area sources, and CAA section 112 establishes different
requirements for major source standards and area source standards.
``Major sources'' are those that emit or have the potential to emit 10
tons per year (tpy) or more of a single HAP or 25 tpy or more of any
combination of HAP. All other sources are ``area sources.'' For major
sources, CAA section 112(d)(2) provides that the technology-based
NESHAP must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts). These standards are commonly
referred to as MACT standards. CAA section 112(d)(3) also establishes a
minimum control level for MACT standards, known as the MACT ``floor.''
The EPA must also consider control options that are more stringent than
the floor. Standards more stringent than the floor are commonly
referred to as beyond-the-floor standards. In certain instances, as
provided in CAA section 112(h), the EPA may set work practice standards
where it is not feasible to prescribe or enforce a numerical emission
standard. For area sources, CAA section 112(d)(5) gives the EPA
discretion to set standards based on generally available control
technologies or management practices (GACT standards) in lieu of MACT
standards.
The second stage in standard-setting focuses on identifying and
addressing any remaining (i.e., ``residual'') risk according to CAA
section 112(f). For source categories subject to MACT standards,
section 112(f)(2) of the CAA requires the EPA to determine whether
promulgation of additional standards is needed to provide an ample
margin of safety to protect public health or to prevent an adverse
environmental effect. Section 112(d)(5) of the CAA provides that this
residual risk review is not required for categories of area sources
subject to GACT standards. Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA's use of the two-step approach for
developing standards to address any residual risk and the Agency's
interpretation of ``ample margin of safety'' developed in the National
Emissions Standards for Hazardous Air Pollutants: Benzene Emissions
from Maleic Anhydride Plants, Ethylbenzene/Styrene Plants, Benzene
Storage Vessels, Benzene Equipment Leaks, and Coke By-Product Recovery
Plants (Benzene NESHAP) (54 FR 38044, September 14, 1989). The
[[Page 48711]]
EPA notified Congress in the Risk Report that the Agency intended to
use the Benzene NESHAP approach in making CAA section 112(f) residual
risk determinations (EPA-453/R-99-001, p. ES-11). The EPA subsequently
adopted this approach in its residual risk determinations and the
United States Court of Appeals for the District of Columbia Circuit
(the Court) upheld the EPA's interpretation that CAA section 112(f)(2)
incorporates the approach established in the Benzene NESHAP. See NRDC
v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008).
The approach incorporated into the CAA and used by the EPA to
evaluate residual risk and to develop standards under CAA section
112(f)(2) is a two-step approach. In the first step, the EPA determines
whether risks are acceptable. This determination ``considers all health
information, including risk estimation uncertainty, and includes a
presumptive limit on maximum individual lifetime [cancer] risk (MIR)
\1\ of approximately 1 in 10 thousand.'' 54 FR 38045, September 14,
1989. If risks are unacceptable, the EPA must determine the emissions
standards necessary to reduce risk to an acceptable level without
considering costs. In the second step of the approach, the EPA
considers whether the emissions standards provide an ample margin of
safety to protect public health ``in consideration of all health
information, including the number of persons at risk levels higher than
approximately 1 in 1 million, as well as other relevant factors,
including costs and economic impacts, technological feasibility, and
other factors relevant to each particular decision.'' Id. The EPA must
promulgate emission standards necessary to provide an ample margin of
safety to protect public health or determine that the standards being
reviewed provide an ample margin of safety without any revisions. After
conducting the ample margin of safety analysis, we consider whether a
more stringent standard is necessary to prevent, taking into
consideration costs, energy, safety, and other relevant factors, an
adverse environmental effect.
---------------------------------------------------------------------------
\1\ Although defined as ``maximum individual risk,'' MIR refers
only to cancer risk. MIR, one metric for assessing cancer risk, is
the estimated risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
---------------------------------------------------------------------------
CAA section 112(d)(6) separately requires the EPA to review
standards promulgated under CAA section 112 and revise them ``as
necessary (taking into account developments in practices, processes,
and control technologies)'' no less often than every 8 years. In
conducting this review, which we call the ``technology review,'' the
EPA is not required to recalculate the MACT floor. Natural Resources
Defense Council (NRDC) v. EPA, 529 F.3d 1077, 1084 (D.C. Cir. 2008).
Association of Battery Recyclers, Inc. v. EPA, 716 F.3d 667 (D.C. Cir.
2013). The EPA may consider cost in deciding whether to revise the
standards pursuant to CAA section 112(d)(6).
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
The NESHAP for the Lime Manufacturing source category was
promulgated on January 5, 2004 (69 FR 394), and codified at 40 CFR part
63, subpart AAAAA. As promulgated in 2004, the NESHAP regulates HAP
emissions from all new and existing lime manufacturing plants that are
major sources, co-located with major sources, or are part of major
sources. However, lime manufacturing plants located at pulp and paper
mills or at beet sugar factories are not subject to the NESHAP. Other
captive lime manufacturing plants, such as (but not limited to) those
at steel mills and magnesia production facilities, are subject to the
NESHAP. See 67 FR 78053 explaining the basis for these determinations.
A lime manufacturing plant is defined as any plant which uses a lime
kiln to produce lime product from limestone or other calcareous
material by calcination. However, the NESHAP specifically excludes lime
kilns that use only calcium carbonate waste sludge from water softening
processes as the feedstock. Lime product means the product of the lime
kiln calcination process including calcitic lime, dolomitic lime, and
dead-burned dolomite.
The NESHAP defines the affected source as follows: Each lime kiln
and its associated cooler and each individual processed stone handling
(PSH) operations system. The PSH operations system includes all
equipment associated with PSH operations beginning at the process stone
storage bin(s) or open storage pile(s) and ending where the process
stone is fed into the kiln. It includes man-made process stone storage
bins (but not open process stone storage piles), conveying system
transfer points, bulk loading or unloading systems, screening
operations, surge bins, bucket elevators, and belt conveyors. The
materials processing operations associated with lime products (such as
quicklime and hydrated lime), lime kiln dust handling, quarry or mining
operations, limestone sizing operations, and fuels are not subject to
the NESHAP. Processed stone handling operations are further
distinguished in the NESHAP as: (1) Whether their emissions are vented
through a stack, (2) whether their emissions are fugitive emissions,
(3) whether their emissions are vented through a stack with some
fugitive emissions from the partial enclosure, and/or (4) whether the
source is enclosed in a building. Finally, lime hydrators and cooler
nuisance dust collectors are not included under the definition of
affected source under the NESHAP.
The NESHAP established particulate matter (PM) emission limits for
lime kilns, coolers, and PSH operations with stacks. Particulate matter
is measured solely as a surrogate for the non-volatile and semi-
volatile metal HAP. The NESHAP also regulates opacity or visible
emissions from most of the PSH operations, with opacity also serving as
a surrogate for non-volatile and semi-volatile HAP metals.
The PM emission limit for the existing kilns and coolers is 0.12
pounds PM per ton of stone feed (lb PM/tsf) for kilns using dry air
pollution control systems prior to January 5, 2004. Existing kilns that
have installed and are operating wet scrubbers prior to January 5,
2004, must meet an emission limit of 0.60 lb PM/tsf. Kilns which meet
the criteria for the 0.60 lb PM/tsf emission limit must continue to use
a wet scrubber for PM emission control in order to be eligible to meet
the 0.60 lb PM/tsf limit. If at any time such a kiln switches to a dry
control, they would become subject to the 0.12 lb PM/tsf emission
limit, regardless of the type of control device used in the future. The
PM emission limit for all new kilns and lime coolers is 0.10 lb PM/tsf.
As a compliance option, these emission limits (except for the 0.60 lb
PM/tsf limit) may be applied to the combined emissions of all the kilns
and coolers at the lime manufacturing plant. If the lime manufacturing
plant has both new and existing kilns and coolers, then the emission
limit would be an average of the existing and new kiln PM emissions
limits, weighted by the annual actual production rates of the
individual kilns, except that no new kiln may exceed the PM emission
level of 0.10 lb PM/tsf. Kilns that are required to meet a 0.60 lb PM/
tsf emission limit must meet that limit individually, and may not be
included in any averaging calculations. Emissions from PSH operations
that are vented through a stack are subject to a limit of 0.05 grams PM
per dry standard cubic meter (g PM/dscm) and 7-percent opacity. Stack
emissions from PSH operations that are controlled by wet scrubbers are
subject to the 0.05 g PM/
[[Page 48712]]
dscm limit but not subject to the opacity limit. Fugitive emissions
from PSH operations are subject to a 10-percent opacity limit.
For each building enclosing any PSH operation, each of the affected
PSH operations in the building must comply individually with the
applicable PM and opacity emission limitations. Otherwise, there must
be no visible emissions from the building, except from a vent, and the
building's vent emissions must not exceed 0.05 g/dscm and 7-percent
opacity. For each fabric filter that controls emissions from only an
individual, enclosed processed stone storage bin, the opacity must not
exceed 7 percent. For each set of multiple processed stone storage bins
with combined stack emissions, emissions must not exceed 0.05 g/dscm
and 7-percent opacity. The final rule does not allow averaging of PSH
operations.
C. What data collection activities were conducted to support this
action?
During the development of 40 CFR part 63, subpart AAAAA, the EPA
collected information on the emissions, operations, and location of
lime manufacturing plants. Since this information was collected prior
to the 2004 promulgation of 40 CFR part 63, subpart AAAAA, the EPA
prepared a questionnaire in 2017 in order to collect current
information on the location and number of lime kilns, types and
quantities of emissions, annual operating hours, types and quantities
of fuels burned, and information on air pollution control devices and
emission points. Nine companies completed the 2017 questionnaire for
which they reported data for 32 of 35 major source facilities. The EPA
used data from the 2017 questionnaires to develop the dataset for the
NESHAP risk assessment.
The list of facilities that are subject to the NESHAP was developed
using the EPA's Enforcement and Compliance History Online (ECHO)
database, the 2014 National Emission Inventory (NEI 2014) and the U.S.
Geological Survey's (USGS's) Directory of Lime Plants and Hydration
Plants in the United States in 2014. The list of facilities, as well as
which companies would receive the questionnaire, was reviewed by the
industry trade association. The final risk modeling datafile included
all 35 major source facilities.
D. What other relevant background information and data are available?
In addition to the ECHO and NEI databases, the EPA reviewed the
additional information sources listed below and consulted with
stakeholders regulated under the Lime Manufacturing NESHAP to determine
whether there have been developments in practices, processes, or
control technologies by lime manufacturing sources. These include the
following:
Permit limits and selected compliance options from permits
submitted by facilities as part of their response to the questionnaire
and collected from state agencies;
Information on air pollution control options in the lime
manufacturing industry from the Reasonably Available Control
Technology/Best Available Control Technology/Lowest Achievable Emission
Rate Clearinghouse (RBLC); and
Communication with trade groups and associations
representing industries in the affected NAICS categories and their
members.
III. Analytical Procedures and Decision-Making
In this section, we describe the analyses performed to support the
proposed decisions for the RTR and other issues addressed in this
action.
A. How do we consider risk in our decision-making?
As discussed in section II.A of this preamble and in the Benzene
NESHAP, in evaluating and developing standards under CAA section
112(f)(2), we apply a two-step approach to determine whether or not
risks are acceptable and to determine if the standards provide an ample
margin of safety to protect public health. As explained in the Benzene
NESHAP, ``the first step judgment on acceptability cannot be reduced to
any single factor'' and, thus, ``[t]he Administrator believes that the
acceptability of risk under section 112 is best judged on the basis of
a broad set of health risk measures and information.'' 54 FR 38046,
September 14, 1989. Similarly, with regard to the ample margin of
safety determination, ``the Agency again considers all of the health
risk and other health information considered in the first step. Beyond
that information, additional factors relating to the appropriate level
of control will also be considered, including cost and economic impacts
of controls, technological feasibility, uncertainties, and any other
relevant factors.'' Id.
The Benzene NESHAP approach provides flexibility regarding factors
the EPA may consider in making determinations and how the EPA may weigh
those factors for each source category. The EPA conducts a risk
assessment that provides estimates of the MIR posed by the HAP
emissions from each source in the source category, the hazard index
(HI) for chronic exposures to HAP with the potential to cause noncancer
health effects, and the hazard quotient (HQ) for acute exposures to HAP
with the potential to cause noncancer health effects.\2\ The assessment
also provides estimates of the distribution of cancer risk within the
exposed populations, cancer incidence, and an evaluation of the
potential for an adverse environmental effect. The scope of the EPA's
risk analysis is consistent with the EPA's response to comments on our
policy under the Benzene NESHAP where the EPA explained that:
---------------------------------------------------------------------------
\2\ The MIR is defined as the cancer risk associated with a
lifetime of exposure at the highest concentration of HAP where
people are likely to live. The HQ is the ratio of the potential HAP
exposure concentration to the noncancer dose-response value; the HI
is the sum of HQs for HAP that affect the same target organ or organ
system.
[t]he policy chosen by the Administrator permits consideration of
multiple measures of health risk. Not only can the MIR figure be
considered, but also incidence, the presence of non-cancer health
effects, and the uncertainties of the risk estimates. In this way,
the effect on the most exposed individuals can be reviewed as well
as the impact on the general public. These factors can then be
weighed in each individual case. This approach complies with the
Vinyl Chloride mandate that the Administrator ascertain an
acceptable level of risk to the public by employing his expertise to
assess available data. It also complies with the Congressional
intent behind the CAA, which did not exclude the use of any
particular measure of public health risk from the EPA's
consideration with respect to CAA section 112 regulations, and
thereby implicitly permits consideration of any and all measures of
health risk which the Administrator, in his judgment, believes are
---------------------------------------------------------------------------
appropriate to determining what will `protect the public health'.
See 54 FR 38057, September 14, 1989. Thus, the level of the MIR is only
one factor to be weighed in determining acceptability of risk. The
Benzene NESHAP explained that ``an MIR of approximately one in 10
thousand should ordinarily be the upper end of the range of
acceptability. As risks increase above this benchmark, they become
presumptively less acceptable under CAA section 112, and would be
weighed with the other health risk measures and information in making
an overall judgment on acceptability. Or, the Agency may find, in a
particular case, that a risk that includes an MIR less than the
presumptively acceptable level is unacceptable in the light of other
health risk factors.'' Id. at 38045. In other words, risks that include
an MIR above 100-in-1 million may be determined to be acceptable, and
risks with an MIR below that level may be determined to be
unacceptable, depending on all of the available health
[[Page 48713]]
information. Similarly, with regard to the ample margin of safety
analysis, the EPA stated in the Benzene NESHAP that: ``EPA believes the
relative weight of the many factors that can be considered in selecting
an ample margin of safety can only be determined for each specific
source category. This occurs mainly because technological and economic
factors (along with the health-related factors) vary from source
category to source category.'' Id. at 38061. We also consider the
uncertainties associated with the various risk analyses, as discussed
earlier in this preamble, in our determinations of acceptability and
ample margin of safety.
The EPA notes that it has not considered certain health information
to date in making residual risk determinations. At this time, we do not
attempt to quantify the HAP risk that may be associated with emissions
from other facilities that do not include the source category under
review, mobile source emissions, natural source emissions, persistent
environmental pollution, or atmospheric transformation in the vicinity
of the sources in the category.
The EPA understands the potential importance of considering an
individual's total exposure to HAP in addition to considering exposure
to HAP emissions from the source category and facility. We recognize
that such consideration may be particularly important when assessing
noncancer risk, where pollutant-specific exposure health reference
levels (e.g., reference concentrations (RfCs)) are based on the
assumption that thresholds exist for adverse health effects. For
example, the EPA recognizes that, although exposures attributable to
emissions from a source category or facility alone may not indicate the
potential for increased risk of adverse noncancer health effects in a
population, the exposures resulting from emissions from the facility in
combination with emissions from all of the other sources (e.g., other
facilities) to which an individual is exposed may be sufficient to
result in an increased risk of adverse noncancer health effects. In May
2010, the Science Advisory Board (SAB) advised the EPA ``that RTR
assessments will be most useful to decision makers and communities if
results are presented in the broader context of aggregate and
cumulative risks, including background concentrations and contributions
from other sources in the area.'' \3\
---------------------------------------------------------------------------
\3\ Recommendations of the SAB Risk and Technology Review
Methods Panel are provided in their report, which is available at:
https://yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPA-SAB-10-007-unsigned.pdf.
---------------------------------------------------------------------------
In response to the SAB recommendations, the EPA incorporates
cumulative risk analyses into its RTR risk assessments, including those
reflected in this action. The Agency (1) conducts facility-wide
assessments, which include source category emission points, as well as
other emission points within the facilities; (2) combines exposures
from multiple sources in the same category that could affect the same
individuals; and (3) for some persistent and bioaccumulative
pollutants, analyzes the ingestion route of exposure. In addition, the
RTR risk assessments consider aggregate cancer risk from all
carcinogens and aggregated noncancer HQs for all noncarcinogens
affecting the same target organ or target organ system.
Although we are interested in placing source category and facility-
wide HAP risk in the context of total HAP risk from all sources
combined in the vicinity of each source, we are concerned about the
uncertainties of doing so. Estimates of total HAP risk from emission
sources other than those that we have studied in depth during this RTR
review would have significantly greater associated uncertainties than
the source category or facility-wide estimates. Such aggregate or
cumulative assessments would compound those uncertainties, making the
assessments too unreliable.
B. How do we perform the technology review?
Our technology review focuses on the identification and evaluation
of developments in practices, processes, and control technologies that
have occurred since the MACT standards were promulgated. Where we
identify such developments, we analyze their technical feasibility,
estimated costs, energy implications, and non-air environmental
impacts. We also consider the emission reductions associated with
applying each development. This analysis informs our decision of
whether it is ``necessary'' to revise the emissions standards. In
addition, we consider the appropriateness of applying controls to new
sources versus retrofitting existing sources. For this exercise, we
consider any of the following to be a ``development'':
Any add-on control technology or other equipment that was
not identified and considered during development of the original MACT
standards;
Any improvements in add-on control technology or other
equipment (that were identified and considered during development of
the original MACT standards) that could result in additional emissions
reduction;
Any work practice or operational procedure that was not
identified or considered during development of the original MACT
standards;
Any process change or pollution prevention alternative
that could be broadly applied to the industry and that was not
identified or considered during development of the original MACT
standards; and
Any significant changes in the cost (including cost
effectiveness) of applying controls (including controls the EPA
considered during the development of the original MACT standards).
In addition to reviewing the practices, processes, and control
technologies that were considered at the time we originally developed
the NESHAP, we review a variety of data sources in our investigation of
potential practices, processes, or controls to consider. See sections
II.C and II.D of this preamble for information on the specific data
sources that were reviewed as part of the technology review.
C. How do we estimate post-MACT risk posed by the source category?
In this section, we provide a complete description of the types of
analyses that we generally perform during the risk assessment process.
In some cases, we do not perform a specific analysis because it is not
relevant. For example, in the absence of emissions of HAP known to be
persistent and bioaccumulative in the environment (PB-HAP), we would
not perform a multipathway exposure assessment. Where we do not perform
an analysis, we state that we do not and provide the reason. While we
present all of our risk assessment methods, we only present risk
assessment results for the analyses actually conducted (see section
IV.B of this preamble).
The EPA conducts a risk assessment that provides estimates of the
MIR for cancer posed by the HAP emissions from each source in the
source category, the HI for chronic exposures to HAP with the potential
to cause noncancer health effects, and the HQ for acute exposures to
HAP with the potential to cause noncancer health effects. The
assessment also provides estimates of the distribution of cancer risk
within the exposed populations, cancer incidence, and an evaluation of
the potential for an adverse environmental effect. The seven sections
that follow this paragraph
[[Page 48714]]
describe how we estimated emissions and conducted the risk assessment.
The docket for this rulemaking contains the following document which
provides more information on the risk assessment inputs and models:
Residual Risk Assessment for the Lime Manufacturing Source Category in
Support of the 2019 Risk and Technology Review Proposed Rule. The
methods used to assess risk (as described in the seven primary steps
below) are consistent with those described by the EPA in the document
reviewed by a panel of the EPA's SAB in 2009; \4\ and described in the
SAB review report issued in 2010. They are also consistent with the key
recommendations contained in that report.
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\4\ U.S. EPA. Risk and Technology Review (RTR) Risk Assessment
Methodologies: For Review by the EPA's Science Advisory Board with
Case Studies--MACT I Petroleum Refining Sources and Portland Cement
Manufacturing, June 2009. EPA-452/R-09-006. https://www3.epa.gov/airtoxics/rrisk/rtrpg.html.
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1. How did we estimate actual emissions and identify the emissions
release characteristics?
A questionnaire was sent out to nine companies (covering 44
facilities) in 2017. The available test data collected were from the
1990's through 2017. Of the 44 facilities that received the
questionnaire, 32 were verified to be major sources and were included
in the modeling file. Based on the results of the questionnaire and
research into three non-questionnaire facilities, there are 96 lime
kilns at the 35 major sources subject to the Lime Manufacturing Plants
NESHAP.
Particulate matter test data were provided for most of the lime
kilns and the lime kiln and coolers with common exhausts. PM particle
size by the kiln emission control type was assigned based on data from
AP-42.\5\ For kiln controls or other sources not listed in AP-42,
default particles sizes and mass distributions were used for the entire
source category. In addition to kiln data, a small amount of PSH
operations provided emissions test data in response to the
questionnaire. Because there was so little test data for PSH
operations, air emissions inventory (AEI) data \6\ were used as the
source of PSH PM emissions in lieu of the limited test data.
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\5\ Compilation of Air Pollutant Emissions Factors, AP-42, Fifth
Edition, Volume 1: Stationary Point and Area Sources, U.S.
Environmental Protection Agency, Research Triangle Park, NC, January
1995.
\6\ Title V of the Clean Air Act requires major sources of air
pollution and certain other facilities to apply for and obtain title
V operating permits. State and local authorities overseeing the
title V permitting program typically require permit holders to
develop annual air emissions inventories for the purposes of fee
determination. These annual inventories were requested in the
questionnaire and the data were used for this modeling effort.
---------------------------------------------------------------------------
Test data for HAP metals were provided for 17 emission release
points of lime kilns. Data were provided both for kilns only, and for
kilns with co-mingled lime cooler exhaust. Because the data set
received was very limited and the emissions were not significantly
different, emissions data from stand-alone kilns and shared stacks were
treated as similar rather than categorized separately for purposes of
estimating emissions. For non-mercury HAP metals, test data were used
in conjunction with corresponding PM data to develop mass fractions of
HAP metals (i.e., HAP metal/PM). These were applied to PM test data to
estimate HAP metal emissions for kilns, coolers, and kilns/coolers with
common exhaust. For mercury emissions, test results were used in
conjunction with operating hours to estimate annual mercury emissions
for kilns, coolers, and kilns/coolers with common exhaust.
Test data for hydrochloric acid (HCl) were provided for 33 emission
release points of lime kilns and kilns/coolers with common exhausts.
Organic HAP test data were provided for nine emission release points of
kilns/coolers with common exhaust. Dioxins and furans (D/F) test data
were provided for five emission release points of both lime kilns and
kilns/coolers with common exhausts.
Because the HAP emissions data set received is very limited,
emission factors were developed from test data collected from the
questionnaire and AEI data. When emissions test data or AEI data were
available for an applicable emission unit, the average emission rate of
the available data was applied to that applicable emissions unit. In
cases where data were unavailable for an applicable emission unit,
default emissions values were developed and assigned as needed.
Emission defaults were determined as the average of all test or AEI
data in each applicable emission unit category (e.g., kiln vs. PSH
operations) or sub-category (e.g., existing kilns with wet scrubbers).
Due to the nature of the data provided for PM and HAP compounds
(i.e., HAP metal, HCl, organic HAP, and D/F), stand-alone kilns and
kilns/coolers with common exhausts were treated the same rather than
categorizing their emissions separately. Specifically, there were not
enough data (e.g., in the case of HAP metals, organic HAP, and D/F)
provided for stand-alone kilns and kiln/coolers with common exhausts or
variation (e.g., in the case of PM and HCl) in the data to justify the
development of sub-categorized emission factor sets based on the
difference between stand-alone kilns and kilns that had co-mingled kiln
and cooler stacks. PSH operations did not require review or development
of individual sub-categories.
For units that did not provide test result data, default emission
rates were developed based on the category of kiln/cooler (new or
existing) and the service date of the wet scrubber (before or after
January 5, 2004), since these factors align with the PM emission limits
of the kiln in the rule. To develop default factors for PM and HCl, the
average test results of all single kiln emission units by category/
status were determined for each of three default categories: Existing
kilns with a wet scrubber installed before January 5, 2004, existing
kilns without a wet scrubber installed before January 5, 2004, and new
kilns.
Six stand-alone lime coolers were reported through the
questionnaire. Of these, four reported PM emissions test data for a
total of eleven PM test reports. For these four coolers, emissions were
determined as the average of the reported PM test data for each
applicable emission unit. The two remaining lime coolers were assigned
a default value that was developed as the average of the emissions from
the four coolers.
All of the PSH operations were reported as fugitive sources in the
questionnaire, with the exception of eleven point source PSH emission
units. Very little PM emissions test data were provided for PSH
operations, so emissions from these sources were determined from
reported 2015 and 2016 AEIs, where available. Emissions values were
tallied in units of tpy. Most questionnaire respondents provided AEIs
in their responses. However, not all AEIs have PSH emissions reported
explicitly, and for those that did, some of the unit names/IDs did not
match with those reported in the questionnaire. The questionnaire
emission release point IDs were used as the basis for developing PM
emissions from AEI data. Emissions data per unit was assigned using
AEIs where the unit names matched, averaging the 2015 and 2016 values.
Units with no AEI data were assigned the default PM emissions average
that was developed from AEI data.
To determine the actual annual emissions of non-mercury HAP metals
in tpy from kilns and kiln/coolers with common exhausts, PM emissions
were first determined using available test data. Each kiln emissions
unit was assigned a PM value based on average actual EPA Method 5 test
data for the unit or assigned a default value if PM test data were
unavailable. PM
[[Page 48715]]
emissions in units of pounds per hour (lb/hr) were determined as the
average of reported test values (or developed default value) times the
rate of stone feed during the most recent performance test (collected
through questionnaire) in units of tons of stone feed per hour. When
the rate of stone feed per hour was unreported or claimed as CBI, a
default rate (determined as the average of all reported rates) was
assigned. Annual PM emissions in units of tpy were determined by
multiplying hourly PM emissions by the actual annual emission unit
operating hours reported in the Information Collection Request (ICR)
and also by the unit conversion from pounds to tons. When the emission
unit operating hours were unreported or claimed as CBI, a default value
(determined as the average of all reported operating hours) was
assigned. Actual annual PM emissions were then speciated per the HAP
metal emission factor sets.
Actual emissions of mercury, HCl, organic HAP, and D/F emissions
for kilns and kiln/coolers with common exhausts were based on the test
data reported to the questionnaire (in units of lb/hr) multiplied by
the reported actual operating hours of each unit. When the emission
unit operating hours were unreported or claimed as CBI, a default value
(determined as the average of all reported operating hours) was
assigned.
Stand-alone lime coolers only emit PM and metal HAP constituents.
Most of the lime coolers reported through the questionnaire were
annotated as being co-mingled with kiln exhaust, not stand-alone
emission units. However, six stand-alone lime coolers were reported to
the questionnaire. There were no metal HAP test data provided for
stand-alone lime coolers through the questionnaire. As such, one
universal set of default metal HAP mass fractions of PM was developed
from kiln test data. These defaults were applied to all other PM
emission units, including stand-alone coolers. When the rate of stone
feed or operating hours were unreported or claimed as CBI, default
rates (determined as the average of all reported rates) were assigned.
Process stone handling operations have the potential to emit HAP
metals in limestone dust. Eleven PSH units were identified as venting
emissions through a stack and the remaining PSH data were modeled as
fugitive emissions due to a lack of data in the questionnaire.
Operating hours were not specifically reported for PSH operations, so
average kiln operating hours were used when reported, otherwise kiln
default operating hours were used. Actual emissions were determined
using the reported or default PM emissions developed from the AEI
multiplied by the HAP speciation.
2. How did we estimate MACT-allowable emissions?
The available emissions data in the RTR emissions dataset include
estimates of the mass of HAP emitted during a specified annual time
period. These ``actual'' emission levels are often lower than the
emission levels allowed under the requirements of the current MACT
standards. The emissions allowed under the MACT standards are referred
to as the ``MACT-allowable'' emissions. We discussed the consideration
of both MACT-allowable and actual emissions in the final Coke Oven
Batteries RTR (70 FR 19998-19999, April 15, 2005) and in the proposed
and final Hazardous Organic NESHAP RTR (71 FR 34428, June 14, 2006, and
71 FR 76609, December 21, 2006, respectively). In those actions, we
noted that assessing the risk at the MACT-allowable level is inherently
reasonable since that risk reflects the maximum level facilities could
emit and still comply with national emission standards. We also
explained that it is reasonable to consider actual emissions, where
such data are available, in both steps of the risk analysis, in
accordance with the Benzene NESHAP approach. (54 FR 38044, September
14, 1989.)
Allowable HAP metal emissions were calculated by using the existing
applicable PM limit, scaled production, and the maximum operating hours
per year of 8,760. The hourly production scalar (i.e., tsf scalar) was
developed by comparing the rate of production during the most recent
performance test (which is used for the actual emission calculation) to
the maximum production capacity. Site specific scalars and one default
scalar were developed to scale the test production rate to the maximum
capacity. Where production data were unreported or claimed as CBI,
default rates were developed. For more details on the development of
the default values, see the memorandum titled Development of the RTR
Emissions Dataset for the Lime Manufacturing Source Category, in the
docket for this rulemaking (Docket ID No. EPA-HQ-OAR-2017-0015).
Allowable emissions of mercury, HCl, organic HAP, and D/F emissions
for kilns and kiln/coolers with common exhausts were calculated using
8,760 hours. Allowable emissions for PSH operations were determined in
the same manner as described above for actual emissions, except that
emissions were scaled up according to the ratio of total operating
hours over actual operating hours.
3. How do we conduct dispersion modeling, determine inhalation
exposures, and estimate individual and population inhalation risk?
Both long-term and short-term inhalation exposure concentrations
and health risk from the source category addressed in this action were
estimated using the Human Exposure Model (HEM-3).\7\ The HEM-3 performs
three primary risk assessment activities: (1) Conducting dispersion
modeling to estimate the concentrations of HAP in ambient air, (2)
estimating long-term and short-term inhalation exposures to individuals
residing within 50 kilometers (km) of the modeled sources, and (3)
estimating individual and population-level inhalation risk using the
exposure estimates and quantitative dose-response information.
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\7\ For more information about HEM-3, go to https://www.epa.gov/fera/risk-assessment-and-modeling-human-exposure-model-hem.
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a. Dispersion Modeling
The air dispersion model AERMOD, used by the HEM-3 model, is one of
the EPA's preferred models for assessing air pollutant concentrations
from industrial facilities.\8\ To perform the dispersion modeling and
to develop the preliminary risk estimates, HEM-3 draws on three data
libraries. The first is a library of meteorological data, which is used
for dispersion calculations. This library includes 1 year (2016) of
hourly surface and upper air observations from 824 meteorological
stations, selected to provide coverage of the United States and Puerto
Rico. A second library of United States Census Bureau census block \9\
internal point locations and populations provides the basis of human
exposure calculations (U.S. Census, 2010). In addition, for each census
block, the census library includes the elevation and controlling hill
height, which are also used in dispersion calculations. A third library
of pollutant-specific dose-response values is used to estimate health
risk. These are discussed below.
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\8\ U.S. EPA. Revision to the Guideline on Air Quality Models:
Adoption of a Preferred General Purpose (Flat and Complex Terrain)
Dispersion Model and Other Revisions (70 FR 68218, November 9,
2005).
\9\ A census block is the smallest geographic area for which
census statistics are tabulated.
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b. Risk From Chronic Exposure to HAP
In developing the risk assessment for chronic exposures, we use the
estimated annual average ambient air concentrations of each HAP emitted
by
[[Page 48716]]
each source in the source category. The HAP air concentrations at each
nearby census block centroid located within 50 km of the facility are a
surrogate for the chronic inhalation exposure concentration for all the
people who reside in that census block. A distance of 50 km is
consistent with both the analysis supporting the 1989 Benzene NESHAP
(54 FR 38044, September 14, 1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR as the cancer risk
associated with a continuous lifetime (24 hours per day, 7 days per
week, 52 weeks per year, 70 years) exposure to the maximum
concentration at the centroid of each inhabited census block. We
calculate individual cancer risk by multiplying the estimated lifetime
exposure to the ambient concentration of each HAP (in micrograms per
cubic meter ([mu]g/m\3\)) by its unit risk estimate (URE). The URE is
an upper-bound estimate of an individual's incremental risk of
contracting cancer over a lifetime of exposure to a concentration of 1
microgram of the pollutant per cubic meter of air. For residual risk
assessments, we generally use UREs from the EPA's Integrated Risk
Information System (IRIS). For carcinogenic pollutants without IRIS
values, we look to other reputable sources of cancer dose-response
values, often using California EPA (CalEPA) UREs, where available. In
cases where new, scientifically credible dose-response values have been
developed in a manner consistent with EPA guidelines and have undergone
a peer review process similar to that used by the EPA, we may use such
dose-response values in place of, or in addition to, other values, if
appropriate. The pollutant-specific dose-response values used to
estimate health risk are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
To estimate individual lifetime cancer risks associated with
exposure to HAP emissions from each facility in the source category, we
sum the risks for each of the carcinogenic HAP \10\ emitted by the
modeled facility. We estimate cancer risk at every census block within
50 km of every facility in the source category. The MIR is the highest
individual lifetime cancer risk estimated for any of those census
blocks. In addition to calculating the MIR, we estimate the
distribution of individual cancer risks for the source category by
summing the number of individuals within 50 km of the sources whose
estimated risk falls within a specified risk range. We also estimate
annual cancer incidence by multiplying the estimated lifetime cancer
risk at each census block by the number of people residing in that
block, summing results for all of the census blocks, and then dividing
this result by a 70-year lifetime.
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\10\ The EPA's 2005 Guidelines for Carcinogen Risk Assessment
classifies carcinogens as: ``carcinogenic to humans,'' ``likely to
be carcinogenic to humans,'' and ``suggestive evidence of
carcinogenic potential.'' These classifications also coincide with
the terms ``known carcinogen, probable carcinogen, and possible
carcinogen,'' respectively, which are the terms advocated in the
EPA's Guidelines for Carcinogen Risk Assessment, published in 1986
(51 FR 33992, September 24, 1986). In August 2000, the document,
Supplemental Guidance for Conducting Health Risk Assessment of
Chemical Mixtures (EPA/630/R-00/002), was published as a supplement
to the 1986 document. Copies of both documents can be obtained from
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=20533&CFID=70315376&CFTOKEN=71597944. Summing
the risk of these individual compounds to obtain the cumulative
cancer risk is an approach that was recommended by the EPA's SAB in
their 2002 peer review of the EPA's National Air Toxics Assessment
(NATA) titled NATA--Evaluating the National-scale Air Toxics
Assessment 1996 Data--an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/
214C6E915BB04E14852570CA007A682C/$File/ecadv02001.pdf.
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To assess the risk of noncancer health effects from chronic
exposure to HAP, we calculate either an HQ or a target organ-specific
hazard index (TOSHI). We calculate an HQ when a single noncancer HAP is
emitted. Where more than one noncancer HAP is emitted, we sum the HQ
for each of the HAP that affects a common target organ or target organ
system to obtain a TOSHI. The HQ is the estimated exposure divided by
the chronic noncancer dose-response value, which is a value selected
from one of several sources. The preferred chronic noncancer dose-
response value is the EPA RfC, defined as ``an estimate (with
uncertainty spanning perhaps an order of magnitude) of a continuous
inhalation exposure to the human population (including sensitive
subgroups) that is likely to be without an appreciable risk of
deleterious effects during a lifetime'' (https://iaspub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&vocabName=IRIS%20Glossary). In cases where an RfC
from the EPA's IRIS is not available or where the EPA determines that
using a value other than the RfC is appropriate, the chronic noncancer
dose-response value can be a value from the following prioritized
sources, which define their dose-response values similarly to the EPA:
(1) The Agency for Toxic Substances and Disease Registry (ATSDR)
Minimum Risk Level (https://www.atsdr.cdc.gov/mrls/index.asp); (2) the
CalEPA Chronic Reference Exposure Level (REL) (https://oehha.ca.gov/air/crnr/notice-adoption-air-toxics-hot-spots-program-guidance-manual-preparation-health-risk-0); or (3), as noted above, a scientifically
credible dose-response value that has been developed in a manner
consistent with the EPA guidelines and has undergone a peer review
process similar to that used by the EPA. The pollutant-specific dose-
response values used to estimate health risks are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
c. Risk From Acute Exposure to HAP That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate acute inhalation dose-response
values are available, the EPA also assesses the potential health risks
due to acute exposure. For these assessments, the EPA makes
conservative assumptions about emission rates, meteorology, and
exposure location. In this proposed rulemaking, as part of our efforts
to continually improve our methodologies to evaluate the risks that HAP
emitted from categories of industrial sources pose to human health and
the environment,\11\ we are revising our treatment of meteorological
data to use reasonable worst-case air dispersion conditions in our
acute risk screening assessments instead of worst-case air dispersion
conditions. This revised treatment of meteorological data and the
supporting rationale are described in more detail in Residual Risk
Assessment for Lime Manufacturing Source Category in Support of the
2019 Risk and Technology Review Proposed Rule and in Appendix 5 of the
report: Technical Support Document for Acute Risk Screening Assessment.
We will be applying this revision in RTR rulemakings proposed on or
after June 3, 2019.
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\11\ See, e.g., U.S. EPA. Screening Methodologies to Support
Risk and Technology Reviews (RTR): A Case Study Analysis (Draft
Report, May 2017. https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html).
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To assess the potential acute risk to the maximally exposed
individual, we use the peak hourly emission rate for each emission
point,\12\ reasonable
[[Page 48717]]
worst-case air dispersion conditions (i.e., 99th percentile), and the
point of highest off-site exposure. Specifically, we assume that peak
emissions from the source category and reasonable worst-case air
dispersion conditions co-occur and that a person is present at the
point of maximum exposure.
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\12\ In the absence of hourly emission data, we develop
estimates of maximum hourly emission rates by multiplying the
average actual annual emissions rates by a factor (either a
category-specific factor or a default factor of 10) to account for
variability. This is documented in Residual Risk Assessment for Lime
Manufacturing Source Category in Support of the 2019 Risk and
Technology Review Proposed Rule and in Appendix 5 of the report:
Technical Support Document for Acute Risk Screening Assessment. Both
are available in the docket for this rulemaking.
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To characterize the potential health risks associated with
estimated acute inhalation exposures to a HAP, we generally use
multiple acute dose-response values, including acute RELs, acute
exposure guideline levels (AEGLs), and emergency response planning
guidelines (ERPG) for 1-hour exposure durations), if available, to
calculate acute HQs. The acute HQ is calculated by dividing the
estimated acute exposure concentration by the acute dose-response
value. For each HAP for which acute dose-response values are available,
the EPA calculates acute HQs.
An acute REL is defined as ``the concentration level at or below
which no adverse health effects are anticipated for a specified
exposure duration.'' \13\ Acute RELs are based on the most sensitive,
relevant, adverse health effect reported in the peer-reviewed medical
and toxicological literature. They are designed to protect the most
sensitive individuals in the population through the inclusion of
margins of safety. Because margins of safety are incorporated to
address data gaps and uncertainties, exceeding the REL does not
automatically indicate an adverse health impact. AEGLs represent
threshold exposure limits for the general public and are applicable to
emergency exposures ranging from 10 minutes to 8 hours.\14\ They are
guideline levels for ``once-in-a-lifetime, short-term exposures to
airborne concentrations of acutely toxic, high-priority chemicals.''
Id. at 21. The AEGL-1 is specifically defined as ``the airborne
concentration (expressed as ppm (parts per million) or mg/m\3\
(milligrams per cubic meter)) of a substance above which it is
predicted that the general population, including susceptible
individuals, could experience notable discomfort, irritation, or
certain asymptomatic nonsensory effects. However, the effects are not
disabling and are transient and reversible upon cessation of
exposure.'' The document also notes that ``Airborne concentrations
below AEGL-1 represent exposure levels that can produce mild and
progressively increasing but transient and nondisabling odor, taste,
and sensory irritation or certain asymptomatic, nonsensory effects.''
Id. AEGL-2 are defined as ``the airborne concentration (expressed as
parts per million or milligrams per cubic meter) of a substance above
which it is predicted that the general population, including
susceptible individuals, could experience irreversible or other
serious, long-lasting adverse health effects or an impaired ability to
escape.'' Id.
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\13\ CalEPA issues acute RELs as part of its Air Toxics Hot
Spots Program, and the 1-hour and 8-hour values are documented in
Air Toxics Hot Spots Program Risk Assessment Guidelines, Part I, The
Determination of Acute Reference Exposure Levels for Airborne
Toxicants, which is available at https://oehha.ca.gov/air/general-info/oehha-acute-8-hour-and-chronic-reference-exposure-level-rel-summary.
\14\ National Academy of Sciences, 2001. Standing Operating
Procedures for Developing Acute Exposure Levels for Hazardous
Chemicals, page 2. Available at https://www.epa.gov/sites/production/files/2015-09/documents/sop_final_standing_operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure Guideline Levels for
Hazardous Substances ended in October 2011, but the AEGL program
continues to operate at the EPA and works with the National
Academies to publish final AEGLs (https://www.epa.gov/aegl).
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ERPGs are ``developed for emergency planning and are intended as
health-based guideline concentrations for single exposures to
chemicals.'' \15\ Id. at 1. The ERPG-1 is defined as ``the maximum
airborne concentration below which it is believed that nearly all
individuals could be exposed for up to 1 hour without experiencing
other than mild transient adverse health effects or without perceiving
a clearly defined, objectionable odor.'' Id. at 2. Similarly, the ERPG-
2 is defined as ``the maximum airborne concentration below which it is
believed that nearly all individuals could be exposed for up to one
hour without experiencing or developing irreversible or other serious
health effects or symptoms which could impair an individual's ability
to take protective action.'' Id. at 1.
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\15\ ERPGS Procedures and Responsibilities. March 2014. American
Industrial Hygiene Association. Available at: https://www.aiha.org/get-involved/AIHAGuidelineFoundation/EmergencyResponsePlanningGuidelines/Documents/ERPG%20Committee%20Standard%20Operating%20Procedures%20%20-%20March%202014%20Revision%20%28Updated%2010-2-2014%29.pdf.
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An acute REL for 1-hour exposure durations is typically lower than
its corresponding AEGL-1 and ERPG-1. Even though their definitions are
slightly different, AEGL-1s are often the same as the corresponding
ERPG-1s, and AEGL-2s are often equal to ERPG-2s. The maximum HQs from
our acute inhalation screening risk assessment typically result when we
use the acute REL for a HAP. In cases where the maximum acute HQ
exceeds 1, we also report the HQ based on the next highest acute dose-
response value (usually the AEGL-1 and/or the ERPG-1).
For this source category, we used the default acute multiplier of
10 to derive a conservative estimate of maximum hourly emissions from
annual emissions. In our acute inhalation screening risk assessment,
acute impacts are deemed negligible for HAP for which acute HQs are
less than or equal to 1, and no further analysis is performed for these
HAP. In cases where an acute HQ from the screening step is greater than
1, we assess the site-specific data to ensure we have assessed the
acute HQ at an off-site location. For this source category, we did not
have to perform any refined acute assessments.
4. How do we conduct the multipathway exposure and risk screening
assessment?
The EPA conducts a tiered screening assessment examining the
potential for significant human health risks due to exposures via
routes other than inhalation (i.e., ingestion). We first determine
whether any sources in the source category emit any HAP known to be
persistent and bioaccumulative in the environment, as identified in the
EPA's Air Toxics Risk Assessment Library (see Volume 1, Appendix D, at
https://www.epa.gov/fera/risk-assessment-and-modeling-air-toxics-risk-assessment-reference-library).
For the Lime Manufacturing source category, we identified PB-HAP
emissions of arsenic, D/F, cadmium, mercury, and lead, so we proceeded
to the next step of the evaluation. Except for lead, the human health
risk screening assessment for PB-HAP consists of three progressive
tiers. In a Tier 1 screening assessment, we determine whether the
magnitude of the facility-specific emissions of PB-HAP warrants further
evaluation to characterize human health risk through ingestion
exposure. To facilitate this step, we evaluate emissions against
previously developed screening threshold emission rates for several PB-
HAP that are based on a hypothetical upper-end screening exposure
scenario developed for use in conjunction with the EPA's Total Risk
Integrated Methodology.Fate, Transport, and Ecological Exposure
(TRIM.FaTE) model. The PB-HAP with screening threshold emission rates
are arsenic compounds, cadmium compounds, chlorinated dibenzodioxins
and furans, mercury compounds, and polycyclic organic matter (POM).
Based on the EPA estimates of toxicity and bioaccumulation potential,
these pollutants represent a conservative list
[[Page 48718]]
for inclusion in multipathway risk assessments for RTR rules. (See
Volume 1, Appendix D at https://www.epa.gov/sites/production/files/2013-08/documents/volume_1_reflibrary.pdf.) The ratio of a facility's
actual emission rate to the Tier 1 screening threshold emission rate is
a ``screening value.''
We derive the Tier 1 screening threshold emission rates for these
PB-HAP (other than lead compounds) to correspond to a maximum excess
lifetime cancer risk of 1-in-1 million (i.e., for arsenic compounds,
polychlorinated dibenzodioxins and furans, and POM) or, for HAP that
cause noncancer health effects (i.e., cadmium compounds and mercury
compounds), a maximum HQ of 1. If the emission rate of any one PB-HAP
or combination of carcinogenic PB-HAP in the Tier 1 screening
assessment exceeds the Tier 1 screening threshold emission rate for any
facility (i.e., the screening value is greater than 1), we conduct a
second screening assessment, which we call the Tier 2 screening
assessment. The Tier 2 screening assessment separates the Tier 1
combined fisher and farmer exposure scenario into fisher, farmer, and
gardener scenarios that retain upper-bound ingestion rates.
In the Tier 2 screening assessment, the location of each facility
that exceeds a Tier 1 screening threshold emission rate is used to
refine the assumptions associated with the Tier 1 fisher/farmer
scenario. A key assumption in the Tier 1 screening assessment is that a
lake and/or farm is located near the facility. As part of the Tier 2
screening assessment, we use a USGS database to identify actual
waterbodies within 50 km of each facility and assume the fisher only
consumes fish from lakes within that 50 km zone. We also examine the
differences between local meteorology near the facility and the
meteorology used in the Tier 1 screening assessment. We then adjust the
previously-developed Tier 1 screening threshold emission rates for each
PB-HAP for each facility based on an understanding of how exposure
concentrations estimated for the screening scenario change with the use
of local meteorology and the USGS lakes database.
In the Tier 2 farmer scenario, we maintain an assumption that the
farm is located within 0.5 km of the facility and that the farmer
consumes meat, eggs, dairy, vegetables, and fruit produced near the
facility. We may further refine the Tier 2 screening analysis by
assessing a gardener scenario to characterize a range of exposures,
with the gardener scenario being more plausible in RTR evaluations.
Under the gardener scenario, we assume the gardener consumes home-
produced eggs, vegetables, and fruit products at the same ingestion
rate as the farmer. The Tier 2 screen continues to rely on the high-end
food intake assumptions that were applied in Tier 1 for local fish
(adult female angler at 99th percentile consumption of fish \16\) and
locally grown or raised foods (90th percentile consumption of locally
grown or raised foods for the farmer and gardener scenarios \17\). If
PB-HAP emission rates do not result in a Tier 2 screening value greater
than 1, we consider those PB-HAP emissions to pose risks below a level
of concern. If the PB-HAP emission rates for a facility exceed the Tier
2 screening threshold emission rates, we may conduct a Tier 3 screening
assessment.
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\16\ Burger, J. 2002. Daily consumption of wild fish and game:
Exposures of high end recreationists. International Journal of
Environmental Health Research 12:343-354.
\17\ U.S. EPA. Exposure Factors Handbook 2011 Edition (Final).
U.S. Environmental Protection Agency, Washington, DC, EPA/600/R-09/
052F, 2011.
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There are several analyses that can be included in a Tier 3
screening assessment, depending upon the extent of refinement
warranted, including validating that the impacted lakes are fishable,
locating residential/garden locations for urban and/or rural settings,
considering plume-rise to estimate emissions lost above the mixing
layer, and considering hourly effects of meteorology and plume rise on
chemical fate and transport (a time-series analysis). If necessary, the
EPA may further refine the screening assessment through a site-specific
assessment.
In evaluating the potential multipathway risk from emissions of
lead compounds, rather than developing a screening threshold emission
rate, we compare maximum estimated chronic inhalation exposure
concentrations to the level of the current National Ambient Air Quality
Standard (NAAQS) for lead.\18\ Values below the level of the primary
(health-based) lead NAAQS are considered to have a low potential for
multipathway risk. For further information on the multipathway
assessment approach, see Appendix 6 of the Residual Risk Assessment for
the Lime Manufacturing Source Category in Support of the Risk and
Technology Review 2019 Proposed Rule, which is available in the docket
for this action.
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\18\ In doing so, the EPA notes that the legal standard for a
primary NAAQS--that a standard is requisite to protect public health
and provide an adequate margin of safety (CAA section 109(b))--
differs from the CAA section 112(f) standard (requiring, among other
things, that the standard provide an ``ample margin of safety to
protect public health''). However, the primary lead NAAQS is a
reasonable measure of determining risk acceptability (i.e., the
first step of the Benzene NESHAP analysis) since it is designed to
protect the most susceptible group in the human population--
children, including children living near major lead emitting
sources. 73 FR 67002/3; 73 FR 67000/3; 73 FR 67005/1. In addition,
applying the level of the primary lead NAAQS at the risk
acceptability step is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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5. How do we conduct the environmental risk screening assessment?
a. Adverse Environmental Effect, Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening assessment to examine the potential
for an adverse environmental effect as required under section
112(f)(2)(A) of the CAA. Section 112(a)(7) of the CAA defines ``adverse
environmental effect'' as ``any significant and widespread adverse
effect, which may reasonably be anticipated, to wildlife, aquatic life,
or other natural resources, including adverse impacts on populations of
endangered or threatened species or significant degradation of
environmental quality over broad areas.''
The EPA focuses on eight HAP, which are referred to as
``environmental HAP,'' in its screening assessment: Six PB-HAP and two
acid gases. The PB-HAP included in the screening assessment are arsenic
compounds, cadmium compounds, D/F, POM, mercury (both inorganic mercury
and methyl mercury), and lead compounds. The acid gases included in the
screening assessment are HCl and hydrogen fluoride (HF).
HAP that persist and bioaccumulate are of particular environmental
concern because they accumulate in the soil, sediment, and water. The
acid gases, HCl and HF, are included due to their well-documented
potential to cause direct damage to terrestrial plants. In the
environmental risk screening assessment, we evaluate the following four
exposure media: Terrestrial soils, surface water bodies (includes
water-column and benthic sediments), fish consumed by wildlife, and
air. Within these four exposure media, we evaluate nine ecological
assessment endpoints, which are defined by the ecological entity and
its attributes. For PB-HAP (other than lead), both community-level and
population-level endpoints are included. For acid gases, the ecological
assessment evaluated is terrestrial plant communities.
An ecological benchmark represents a concentration of HAP that has
been linked to a particular environmental effect level. For each
environmental
[[Page 48719]]
HAP, we identified the available ecological benchmarks for each
assessment endpoint. We identified, where possible, ecological
benchmarks at the following effect levels: Probable effect levels,
lowest-observed-adverse-effect level, and no-observed-adverse-effect
level. In cases where multiple effect levels were available for a
particular PB-HAP and assessment endpoint, we use all of the available
effect levels to help us to determine whether ecological risks exist
and, if so, whether the risks could be considered significant and
widespread.
For further information on how the environmental risk screening
assessment was conducted, including a discussion of the risk metrics
used, how the environmental HAP were identified, and how the ecological
benchmarks were selected, see Appendix 9 of the Residual Risk
Assessment for the Lime Manufacturing Source Category in Support of the
Risk and Technology Review 2019 Proposed Rule, which is available in
the docket for this action.
b. Environmental Risk Screening Methodology
For the environmental risk screening assessment, the EPA first
determined whether any facilities in the Lime Manufacturing source
category emitted any of the environmental HAP. For the Lime
Manufacturing source category, we identified emissions of arsenic, D/F,
HCl, cadmium, and mercury. Because one or more of the environmental HAP
above are emitted by at least one facility in the source category, we
proceeded to the second step of the evaluation.
c. PB-HAP Methodology
The environmental screening assessment includes six PB-HAP, arsenic
compounds, cadmium compounds, D/F, POM, mercury (both inorganic mercury
and methyl mercury), and lead compounds. With the exception of lead,
the environmental risk screening assessment for PB-HAP consists of
three tiers. The first tier of the environmental risk screening
assessment uses the same health-protective conceptual model that is
used for the Tier 1 human health screening assessment. TRIM.FaTE model
simulations were used to back-calculate Tier 1 screening threshold
emission rates. The screening threshold emission rates represent the
emission rate in tons per year that results in media concentrations at
the facility that equal the relevant ecological benchmark. To assess
emissions from each facility in the category, the reported emission
rate for each PB-HAP was compared to the Tier 1 screening threshold
emission rate for that PB-HAP for each assessment endpoint and effect
level. If emissions from a facility do not exceed the Tier 1 screening
threshold emission rate, the facility ``passes'' the screening
assessment, and, therefore, is not evaluated further under the
screening approach. If emissions from a facility exceed the Tier 1
screening threshold emission rate, we evaluate the facility further in
Tier 2.
In Tier 2 of the environmental screening assessment, the screening
threshold emission rates are adjusted to account for local meteorology
and the actual location of lakes in the vicinity of facilities that did
not pass the Tier 1 screening assessment. For soils, we evaluate the
average soil concentration for all soil parcels within a 7.5-km radius
for each facility and PB-HAP. For the water, sediment, and fish tissue
concentrations, the highest value for each facility for each pollutant
is used. If emission concentrations from a facility do not exceed the
Tier 2 screening threshold emission rate, the facility ``passes'' the
screening assessment and typically is not evaluated further. If
emissions from a facility exceed the Tier 2 screening threshold
emission rate, we evaluate the facility further in Tier 3.
As in the multipathway human health risk assessment, in Tier 3 of
the environmental screening assessment, we examine the suitability of
the lakes around the facilities to support life and remove those that
are not suitable (e.g., lakes that have been filled in or are
industrial ponds), adjust emissions for plume-rise, and conduct hour-
by-hour time-series assessments. If these Tier 3 adjustments to the
screening threshold emission rates still indicate the potential for an
adverse environmental effect (i.e., facility emission rate exceeds the
screening threshold emission rate), we may elect to conduct a more
refined assessment using more site-specific information. If, after
additional refinement, the facility emission rate still exceeds the
screening threshold emission rate, the facility may have the potential
to cause an adverse environmental effect.
To evaluate the potential for an adverse environmental effect from
lead, we compared the average modeled air concentrations (from HEM-3)
of lead around each facility in the source category to the level of the
secondary NAAQS for lead. The secondary lead NAAQS is a reasonable
means of evaluating environmental risk because it is set to provide
substantial protection against adverse welfare effects which can
include ``effects on soils, water, crops, vegetation, man-made
materials, animals, wildlife, weather, visibility and climate, damage
to and deterioration of property, and hazards to transportation, as
well as effects on economic values and on personal comfort and well-
being.''
d. Acid Gas Environmental Risk Methodology
The environmental screening assessment for acid gases evaluates the
potential phytotoxicity and reduced productivity of plants due to
chronic exposure to HF and HCl. The environmental risk screening
methodology for acid gases is a single-tier screening assessment that
compares modeled ambient air concentrations (from AERMOD) to the
ecological benchmarks for each acid gas. To identify a potential
adverse environmental effect (as defined in section 112(a)(7) of the
CAA) from emissions of HF and HCl, we evaluate the following metrics:
the size of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas, in acres and km\2\; the
percentage of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas; and the area-weighted average
screening value around each facility (calculated by dividing the area-
weighted average concentration over the 50-km modeling domain by the
ecological benchmark for each acid gas). For further information on the
environmental screening assessment approach, see Appendix 9 of the
Residual Risk Assessment for the Lime Manufacturing Source Category in
Support of the Risk and Technology Review 2019 Proposed Rule, which is
available in the docket for this action.
6. How do we conduct facility-wide assessments?
To put the source category risks in context, we typically examine
the risks from the entire ``facility,'' where the facility includes all
HAP-emitting operations within a contiguous area and under common
control. In other words, we examine the HAP emissions not only from the
source category emission points of interest, but also emissions of HAP
from all other emission sources at the facility for which we have data.
For this source category, we conducted the facility-wide assessment
using a dataset compiled from the 2014 NEI for 31 of the 35 modeled
facilities. The remaining four facilities' emissions data were
collected using a combination of approaches, including using permit
data and substituting emissions data from similar site(s) (refer to
Appendix 1 of the Residual Risk Assessment for the Lime Manufacturing
Source Category in
[[Page 48720]]
Support of the Risk and Technology Review 2019 Proposed Rule, which is
available in the docket for this action for further information).
The source category records of the dataset were removed, evaluated,
and updated as described in section II.C of this preamble: What data
collection activities were conducted to support this action? Once a
quality assured source category dataset was available, it was placed
back with the remaining records for that facility. The facility-wide
file was then used to analyze risks due to the inhalation of HAP that
are emitted ``facility-wide'' for the populations residing within 50 km
of each facility, consistent with the methods used for the source
category analysis described above. For these facility-wide risk
analyses, the modeled source category risks were compared to the
facility-wide risks to determine the portion of the facility-wide risks
that could be attributed to the source category addressed in this
action. We also specifically examined the facility that was associated
with the highest estimate of risk and determined the percentage of that
risk attributable to the source category of interest. The Residual Risk
Assessment for the Lime Manufacturing Source Category in Support of the
Risk and Technology Review 2019 Proposed Rule, available through the
docket for this action, provides the methodology and results of the
facility-wide analyses, including all facility-wide risks and the
percentage of source category contribution to facility-wide risks.
For this source category, the majority of the facility-wide dataset
that the EPA compiled were from the 2014 NEI. We used the NEI data for
the facility and did not adjust any category or ``non-category'' data.
Therefore, there could be differences in the dataset from that used for
the source category assessments described in this preamble. We analyzed
risks due to the inhalation of HAP that are emitted ``facility-wide''
for the populations residing within 50 km of each facility, consistent
with the methods used for the source category analysis described above.
For these facility-wide risk analyses, we made a reasonable attempt to
identify the source category risks, and these risks were compared to
the facility-wide risks to determine the portion of facility-wide risks
that could be attributed to the source category addressed in this
action. We also specifically examined the facility that was associated
with the highest estimate of risk and determined the percentage of that
risk attributable to the source category of interest. The Residual Risk
Assessment for the Lime Manufacturing Source Category in Support of the
Risk and Technology Review 2019 Proposed Rule, available through the
docket for this action, provides the methodology and results of the
facility-wide analyses, including all facility-wide risks and the
percentage of source category contribution to facility-wide risks.
7. How do we consider uncertainties in risk assessment?
Uncertainty and the potential for bias are inherent in all risk
assessments, including those performed for this proposal. Although
uncertainty exists, we believe that our approach, which used
conservative tools and assumptions, ensures that our decisions are
health and environmentally protective. A brief discussion of the
uncertainties in the RTR emissions dataset, dispersion modeling,
inhalation exposure estimates, and dose-response relationships follows
below. Also included are those uncertainties specific to our acute
screening assessments, multipathway screening assessments, and our
environmental risk screening assessments. A more thorough discussion of
these uncertainties is included in the Residual Risk Assessment for the
Lime Manufacturing Source Category in Support of the Risk and
Technology Review 2019 Proposed Rule, which is available in the docket
for this action. If a multipathway site-specific assessment was
performed for this source category, a full discussion of the
uncertainties associated with that assessment can be found in Appendix
11 of that document, Site-Specific Human Health Multipathway Residual
Risk Assessment Report.
a. Uncertainties in the RTR Emissions Dataset
Although the development of the RTR emissions dataset involved
quality assurance/quality control processes, the accuracy of emissions
values will vary depending on the source of the data, the degree to
which data are incomplete or missing, the degree to which assumptions
made to complete the datasets are accurate, errors in emission
estimates, and other factors. The emission estimates considered in this
analysis generally are annual totals for certain years, and they do not
reflect short-term fluctuations during the course of a year or
variations from year to year. The estimates of peak hourly emission
rates for the acute effects screening assessment were based on a
default emission adjustment factor of 10 applied to the average annual
hourly emission rates, which are intended to account for emission
fluctuations due to normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in ambient concentration
estimates associated with any model, including the EPA's recommended
regulatory dispersion model, AERMOD. In using a model to estimate
ambient pollutant concentrations, the user chooses certain options to
apply. For RTR assessments, we select some model options that have the
potential to overestimate ambient air concentrations (e.g., not
including plume depletion or pollutant transformation). We select other
model options that have the potential to underestimate ambient impacts
(e.g., not including building downwash). Other options that we select
have the potential to either under- or overestimate ambient levels
(e.g., meteorology and receptor locations). On balance, considering the
directional nature of the uncertainties commonly present in ambient
concentrations estimated by dispersion models, the approach we apply in
the RTR assessments should yield unbiased estimates of ambient HAP
concentrations. We also note that the selection of meteorology dataset
location could have an impact on the risk estimates. As we continue to
update and expand our library of meteorological station data used in
our risk assessments, we expect to reduce this variability.
c. Uncertainties in Inhalation Exposure Assessment
Although every effort is made to identify all of the relevant
facilities and emission points, as well as to develop accurate
estimates of the annual emission rates for all relevant HAP, the
uncertainties in our emission inventory likely dominate the
uncertainties in the exposure assessment. Some uncertainties in our
exposure assessment include human mobility, using the centroid of each
census block, assuming lifetime exposure, and assuming only outdoor
exposures. For most of these factors, there is neither an under nor
overestimate when looking at the maximum individual risk or the
incidence, but the shape of the distribution of risks may be affected.
With respect to outdoor exposures, actual exposures may not be as high
if people spend time indoors, especially for very reactive pollutants
or larger particles. For all factors, we reduce uncertainty when
possible. For example, with respect to census-block centroids, we
analyze large blocks using aerial imagery and adjust locations of the
block centroids to better represent
[[Page 48721]]
the population in the blocks. We also add additional receptor locations
where the population of a block is not well represented by a single
location.
d. Uncertainties in Dose-Response Relationships
There are uncertainties inherent in the development of the dose-
response values used in our risk assessments for cancer effects from
chronic exposures and noncancer effects from both chronic and acute
exposures. Some uncertainties are generally expressed quantitatively,
and others are generally expressed in qualitative terms. We note, as a
preface to this discussion, a point on dose-response uncertainty that
is stated in the EPA's 2005 Guidelines for Carcinogen Risk Assessment;
namely, that ``the primary goal of EPA actions is protection of human
health; accordingly, as an Agency policy, risk assessment procedures,
including default options that are used in the absence of scientific
data to the contrary, should be health protective'' (the EPA's 2005
Guidelines for Carcinogen Risk Assessment, page 1-7). This is the
approach followed here as summarized in the next paragraphs.
Cancer UREs used in our risk assessments are those that have been
developed to generally provide an upper bound estimate of risk.\19\
That is, they represent a ``plausible upper limit to the true value of
a quantity'' (although this is usually not a true statistical
confidence limit). In some circumstances, the true risk could be as low
as zero; however, in other circumstances the risk could be greater.\20\
Chronic noncancer RfC and reference dose (RfD) values represent chronic
exposure levels that are intended to be health-protective levels. To
derive dose-response values that are intended to be ``without
appreciable risk,'' the methodology relies upon an uncertainty factor
(UF) approach,\21\ which considers uncertainty, variability, and gaps
in the available data. The UFs are applied to derive dose-response
values that are intended to protect against appreciable risk of
deleterious effects.
---------------------------------------------------------------------------
\19\ IRIS glossary (https://ofmpub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&glossaryName=IRIS%20Glossary).
\20\ An exception to this is the URE for benzene, which is
considered to cover a range of values, each end of which is
considered to be equally plausible, and which is based on maximum
likelihood estimates.
\21\ See A Review of the Reference Dose and Reference
Concentration Processes, U.S. EPA, December 2002, and Methods for
Derivation of Inhalation Reference Concentrations and Application of
Inhalation Dosimetry, U.S. EPA, 1994.
---------------------------------------------------------------------------
Many of the UFs used to account for variability and uncertainty in
the development of acute dose-response values are quite similar to
those developed for chronic durations. Additional adjustments are often
applied to account for uncertainty in extrapolation from observations
at one exposure duration (e.g., 4 hours) to derive an acute dose-
response value at another exposure duration (e.g., 1 hour). Not all
acute dose-response values are developed for the same purpose, and care
must be taken when interpreting the results of an acute assessment of
human health effects relative to the dose-response value or values
being exceeded. Where relevant to the estimated exposures, the lack of
acute dose-response values at different levels of severity should be
factored into the risk characterization as potential uncertainties.
Uncertainty also exists in the selection of ecological benchmarks
for the environmental risk screening assessment. We established a
hierarchy of preferred benchmark sources to allow selection of
benchmarks for each environmental HAP at each ecological assessment
endpoint. We searched for benchmarks for three effect levels (i.e., no-
effects level, threshold-effect level, and probable effect level), but
not all combinations of ecological assessment/environmental HAP had
benchmarks for all three effect levels. Where multiple effect levels
were available for a particular HAP and assessment endpoint, we used
all of the available effect levels to help us determine whether risk
exists and whether the risk could be considered significant and
widespread.
Although we make every effort to identify appropriate human health
effect dose-response values for all pollutants emitted by the sources
in this risk assessment, some HAP emitted by this source category are
lacking dose-response assessments. Accordingly, these pollutants cannot
be included in the quantitative risk assessment, which could result in
quantitative estimates understating HAP risk. To help to alleviate this
potential underestimate, where we conclude similarity with a HAP for
which a dose-response value is available, we use that value as a
surrogate for the assessment of the HAP for which no value is
available. To the extent use of surrogates indicates appreciable risk,
we may identify a need to increase priority for an IRIS assessment for
that substance. We additionally note that, generally speaking, HAP of
greatest concern due to environmental exposures and hazard are those
for which dose-response assessments have been performed, reducing the
likelihood of understating risk. Further, HAP not included in the
quantitative assessment are assessed qualitatively and considered in
the risk characterization that informs the risk management decisions,
including consideration of HAP reductions achieved by various control
options.
For a group of compounds that are unspeciated (e.g., glycol
ethers), we conservatively use the most protective dose-response value
of an individual compound in that group to estimate risk. Similarly,
for an individual compound in a group (e.g., ethylene glycol diethyl
ether) that does not have a specified dose-response value, we also
apply the most protective dose-response value from the other compounds
in the group to estimate risk.
e. Uncertainties in Acute Inhalation Screening Assessments
In addition to the uncertainties highlighted above, there are
several factors specific to the acute exposure assessment that the EPA
conducts as part of the risk review under section 112 of the CAA. The
accuracy of an acute inhalation exposure assessment depends on the
simultaneous occurrence of independent factors that may vary greatly,
such as hourly emissions rates, meteorology, and the presence of a
person. In the acute screening assessment that we conduct under the RTR
program, we assume that peak emissions from the source category and
reasonable worst-case air dispersion conditions (i.e., 99th percentile)
co-occur. We then include the additional assumption that a person is
located at this point at the same time. Together, these assumptions
represent a reasonable worst-case actual exposure scenario. In most
cases, it is unlikely that a person would be located at the point of
maximum exposure during the time when peak emissions and reasonable
worst-case air dispersion conditions occur simultaneously.
f. Uncertainties in the Multipathway and Environmental Risk Screening
Assessments
For each source category, we generally rely on site-specific levels
of PB-HAP or environmental HAP emissions to determine whether a refined
assessment of the impacts from multipathway exposures is necessary or
whether it is necessary to perform an environmental screening
assessment. This determination is based on the results of a three-
tiered screening assessment that relies on the outputs
[[Page 48722]]
from models--TRIM.FaTE and AERMOD--that estimate environmental
pollutant concentrations and human exposures for five PB-HAP (D/F, POM,
mercury, cadmium, and arsenic) and two acid gases (hydrogen fluoride
and hydrogen chloride). For lead, we use AERMOD to determine ambient
air concentrations, which are then compared to the secondary NAAQS
standard for lead. Two important types of uncertainty associated with
the use of these models in RTR risk assessments and inherent to any
assessment that relies on environmental modeling are model uncertainty
and input uncertainty.\22\
---------------------------------------------------------------------------
\22\ In the context of this discussion, the term ``uncertainty''
as it pertains to exposure and risk encompasses both variability in
the range of expected inputs and screening results due to existing
spatial, temporal, and other factors, as well as uncertainty in
being able to accurately estimate the true result.
---------------------------------------------------------------------------
Model uncertainty concerns whether the model adequately represents
the actual processes (e.g., movement and accumulation) that might occur
in the environment. For example, does the model adequately describe the
movement of a pollutant through the soil? This type of uncertainty is
difficult to quantify. However, based on feedback received from
previous EPA SAB reviews and other reviews, we are confident that the
models used in the screening assessments are appropriate and state-of-
the-art for the multipathway and environmental screening risk
assessments conducted in support of RTR.
Input uncertainty is concerned with how accurately the models have
been configured and parameterized for the assessment at hand. For Tier
1 of the multipathway and environmental screening assessments, we
configured the models to avoid underestimating exposure and risk. This
was accomplished by selecting upper-end values from nationally
representative datasets for the more influential parameters in the
environmental model, including selection and spatial configuration of
the area of interest, lake location and size, meteorology, surface
water, soil characteristics, and structure of the aquatic food web. We
also assume an ingestion exposure scenario and values for human
exposure factors that represent reasonable maximum exposures.
In Tier 2 of the multipathway and environmental screening
assessments, we refine the model inputs to account for meteorological
patterns in the vicinity of the facility versus using upper-end
national values, and we identify the actual location of lakes near the
facility rather than the default lake location that we apply in Tier 1.
By refining the screening approach in Tier 2 to account for local
geographical and meteorological data, we decrease the likelihood that
concentrations in environmental media are overestimated, thereby
increasing the usefulness of the screening assessment. In Tier 3 of the
screening assessments, we refine the model inputs again to account for
hour-by-hour plume rise and the height of the mixing layer. We can also
use those hour-by-hour meteorological data in a TRIM.FaTE run using the
screening configuration corresponding to the lake location. These
refinements produce a more accurate estimate of chemical concentrations
in the media of interest, thereby reducing the uncertainty with those
estimates. The assumptions and the associated uncertainties regarding
the selected ingestion exposure scenario are the same for all three
tiers.
For the environmental screening assessment for acid gases, we
employ a single-tiered approach. We use the modeled air concentrations
and compare those with ecological benchmarks.
For all tiers of the multipathway and environmental screening
assessments, our approach to addressing model input uncertainty is
generally cautious. We choose model inputs from the upper end of the
range of possible values for the influential parameters used in the
models, and we assume that the exposed individual exhibits ingestion
behavior that would lead to a high total exposure. This approach
reduces the likelihood of not identifying high risks for adverse
impacts.
Despite the uncertainties, when individual pollutants or facilities
do not exceed screening threshold emission rates (i.e., screen out), we
are confident that the potential for adverse multipathway impacts on
human health is very low. On the other hand, when individual pollutants
or facilities do exceed screening threshold emission rates, it does not
mean that impacts are significant, only that we cannot rule out that
possibility and that a refined assessment for the site might be
necessary to obtain a more accurate risk characterization for the
source category.
The EPA evaluates the following HAP in the multipathway and/or
environmental risk screening assessments, where applicable: Arsenic,
cadmium, D/F, lead, mercury (both inorganic and methyl mercury), POM,
HCl, and HF. These HAP represent pollutants that can cause adverse
impacts either through direct exposure to HAP in the air or through
exposure to HAP that are deposited from the air onto soils and surface
waters and then through the environment into the food web. These HAP
represent those HAP for which we can conduct a meaningful multipathway
or environmental screening risk assessment. For other HAP not included
in our screening assessments, the model has not been parameterized such
that it can be used for that purpose. In some cases, depending on the
HAP, we may not have appropriate multipathway models that allow us to
predict the concentration of that pollutant. The EPA acknowledges that
other HAP beyond these that we are evaluating may have the potential to
cause adverse effects and, therefore, the EPA may evaluate other
relevant HAP in the future, as modeling science and resources allow.
IV. Analytical Results and Proposed Decisions
A. What are the results of the risk assessment and analyses?
As described above, for the Lime Manufacturing source category we
conducted an inhalation risk assessment for all HAP emitted, a
multipathway screening assessment for the PB-HAP emitted, and an
environmental risk screening assessment for the PB-HAP and HCl emitted
from the source category. We present results of the risk assessment
briefly below and in more detail in the the Residual Risk Assessment
for the Lime Manufacturing Source Category in Support of the Risk and
Technology Review 2019 Proposed Rule, which is available in the docket
for this action.
1. Inhalation Risk Assessment Results
The EPA estimated inhalation risk based on actual and allowable
emissions. The estimated baseline maximum inhalation cancer risk (MIR)
posed by the source category is 1-in-1 million based on actual
emissions and 2-in-1 million based upon MACT-allowable emissions. The
total estimated cancer incidence based on actual emission levels is
0.001 excess cancer cases per year, or one case every 1,000 years. The
total estimated cancer incidence based on allowable emission levels is
0.003 excess cancer cases per year, or one case every 333 years.
Emissions of metals, aldehydes, and organic HAP from the lime kiln and
cooler exhaust accounted for 93 percent to the cancer incidence. The
estimated population exposed to cancer risk of 1-in-1 million based
upon actual emissions is 12 (see Table 2 of this preamble).
The maximum chronic noncancer TOSHI values for the source category
[[Page 48723]]
were estimated to be less than 1 (0.04) based on actual emissions and
less than 1 (0.05) based upon allowable emissions. For both actual and
allowable emissions, respiratory risks were driven by HCl, nickel
compounds, and acrolein emissions from lime kiln and cooler exhaust.
Table 2--Inhalation Risk Assessment Summary for Lime Manufacturing \1\ Source Category
[40 CFR Part 63, Subpart AAAAA]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Maximum Estimated
individual population at Estimated
Risk assessment Number of cancer risk (1- increased risk annual cancer Maximum chronic noncancer Maximum screening
facilities \2\ in-1 million) of cancer >= 1- incidence TOSHI \4\ acute noncancer HQ \5\
\3\ in-1 million (cases per yr)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Baseline Actual Emissions:
Source Category.............. 35 1 12 0.001 0.04 (respiratory)....... 0.6 (REL)
Facility-Wide................ 35 1 30 0.004 0.4 (respiratory)........ ......................
Baseline Allowable Emissions:
Source Category.............. 35 2 450 0.003 0.05 (respiratory)....... ......................
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Based on actual and allowable emissions.
\2\ Number of facilities evaluated in the risk assessment. Includes 35 operating facilities subject to subpart AAAAA.
\3\ Maximum individual excess lifetime cancer risk due to HAP emissions from the source category.
\4\ Maximum TOSHI. The target organ with the highest TOSHI for the Lime Manufacturing source category is the respiratory system.
\5\ The maximum estimated acute exposure concentration was divided by available short-term threshold values to develop an array of HQ values. The acute
HQ shown was based upon the lowest acute 1 hour dose-response value, the REL for elemental mercury. When an HQ exceeds 1, we also show the HQ using
the next lowest available acute dose-response value.
2. Screening Level Acute Risk Assessment Results
Based on our screening analysis of reasonable worst-case acute
exposure to actual emissions from the category, no HAP exposures result
in an HQ greater than 1 (0.6) based upon the 1- hour REL. As discussed
in section III.C.3.c of this preamble, we used the default acute hourly
multiplier of 10 for all emission processes.
3. Multipathway Risk Screening Results
PB-HAP emissions (based on estimates of actual emissions) from all
35 facilities in the source category exceed the Tier 1 screening
threshold emission rates for the carcinogenic PB-HAP, D/F, and arsenic.
Emissions from 34 of the 35 facilities exceed the Tier 1 screening
threshold emission rate for mercury, a PB-HAP with noncancer health
effects. Cadmium emissions from all but one facility were below the
Tier 1 noncancer screening threshold emission rate. For the PB-HAP and
facilities with Tier 1 screening values greater than 1, we conducted a
Tier 2 screening analysis.
D/F and arsenic emissions from 26 facilities exceeded the Tier 2
cancer screening value of 1. The Tier 2 fisher scenario resulted in a
maximum cancer screening value of 20 with D/F emissions driving the
risk. The Tier 2 farmer scenario resulted in a maximum cancer screening
value of 20 due to both arsenic and D/F emissions. For cadmium, the
Tier 2 noncancer screening value (0.1) did not exceed 1. Mercury
emissions from 16 facilities had Tier 2 noncancer screening values
greater than 1 under the fisher scenario, with the largest Tier 2
screen value equal to 4. When we evaluated the effect multiple
facilities within the source category could have on common lake(s) in
the modeling domain, mercury emissions exceeded the noncancer screening
value by a factor of 5.
For mercury, we continued the fisher scenario screening analysis
with a Tier 3 multipathway screen which comprises three individual
stages. These stages included lake, plume rise, and time-series
assessments. Tier 3 lake and plume rise assessments weres conducted for
all facilities with Tier 2 mercury screening values greater than 1. A
Tier 3 time series screen was conducted for the facility with the
highest mercury non-cancer screening value after conducting the lake
and plume rise assessments. After conducting the time series screen,
the facility evaluated had a Tier 3 non-cancer screening value of 2 for
mercury, including consideration of cumulative lake impacts from
facilities within the source category.
One of the facilities evaluated in the Tier 3 plume-rise screen for
mercury also had the highest Tier 2 cancer screening value under the
fisher scenario, 20 for D/F. The refined Tier 3 plume rise assessment
for this facility resulted in a cancer screening value of 10. This
cancer screening value of 10 for the fisher scenario is the highest for
the source category. Further details on the Tier 3 screening analysis
can be found in Appendix 11 of Residual Risk Assessment for the Lime
Manufacturing Source Category in Support of the Risk and Technology
Review 2019 Proposed Rule.
A screening value in any of the tiers is not an estimate of the
cancer risk or a noncancer HQ (or HI). Rather, a screening value
represents a high-end estimate of what the risk or HQ may be. For
example, facility emissions resulting in a screening value of 2 for a
non-carcinogen can be interpreted to mean that we are confident that
the HQ would be lower than 2. Similarly, facility emissions resulting
in a cancer screening value of 20 for a carcinogen means that we are
confident that the cancer risk is lower than 20-in-1 million. Our
confidence comes from the health-protective assumptions that are
incorporated into the screens: We choose inputs from the upper end of
the range of possible values for the influential parameters used in the
screens and we assume food consumption behaviors that would lead to
high total exposure. This risk assessment estimates the maximum hazard
for mercury through fish consumption based on upper bound screens and
the maximum excess cancer risks from D/F and arsenic through ingestion
of fish and farm produce.
When we progress from the model designs of the Tier 1, 2, and 3
screens to a site-specific assessment, we refine the risk assessment
through incorporation of additional site-specific data and enhanced
model designs. Site-specific refinements include the following; (1)
improved spatial locations identifying the boundaries of the watershed
and lakes within the watershed as they relate to surrounding facilities
within the source category; (2) calculating actual soil/water run-off
amounts to target lakes based upon actual soil type(s) and elevation
changes associated with the affected watershed versus assuming a worst-
case
[[Page 48724]]
assumption of 100-percent run-off to target lakes; and (3)
incorporating AERMOD deposition of pollutants into TRIM.FaTE to
accurately account for site-specific release parameters such as stack
heights and exit gas temperatures, versus using TRIMFaTE's simple
dispersion algorithms that assume the pollutant is uniformly
distributed within the airshed. These refinements have the net effect
of improved modeling of the mass of HAP entering a lake by more
accurately defining the watershed/lake boundaries as well as the
dispersion of HAP into the atmosphere to better reflect deposition
contours across all target watersheds and lakes in our 50 km model
domain.
As discussed above, the maximum mercury Tier 2 non-cancer screening
value for this source category is 5 with subsequent refinement
resulting in a Tier 3 screening value of 2. The EPA has determined that
it is not necessary to go beyond the Tier 3 assessment to a site-
specific assessment. As explained above, the screening value of 2 is a
high-end estimate of what the risk or hazard may be and can be
interpreted to mean that we are confident that the HQ would be lower
than 2. Further, risk results from three site-specific mercury
assessments the EPA has conducted for three RTR source categories
resulted in noncancer HQs that were at least 50 times lower than the
respective Tier 2 screening value for these facilities (refer to EPA
Docket ID No.: 2017-HQ-OAR-2017-0015 for a copy of these reports).\23\
Based on our review of these analyses, we would expect at least a one
order of magnitude decrease in all Tier 2 noncancer screening values
for mercury for the Lime Manufacturing source category, if we were to
perform a site-specific assessment. In addition, based upon the
conservative nature of the screens and the level of additional
refinements that would go into a site-specific multipathway assessment,
were one to be conducted, we are confident that the HI for ingestion
exposure, specifically mercury through fish ingestion, is less than 1.
Further details on the Tier 3 screening assessment can be found in
Appendix 11 of Residual Risk Assessment for the Lime Manufacturing
Source Category in Support of the Risk and Technology Review 2019
Proposed Rule.
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\23\ EPA Docket records: Appendix 11 of the Residual Risk
Assessment for the Integrated Iron and Steel Source Category in
Support of the Risk and Technology Review 2019 Proposed Rule;
Appendix 11 of the Residual Risk Assessment for the Portland Cement
Manufacturing Source Category in Support of the 2018 Risk and
Technology Review Final Rule; and Appendix 11 of the Residual Risk
Assessment for the Coal and Oil-Fired EGU Source Category in Support
of the 2018 Risk and Technology Review Proposed Rule.
---------------------------------------------------------------------------
In evaluating the potential for multipathway effects from emissions
of lead, the EPA compared modeled annual lead concentrations to the
secondary NAAQS level for lead (0.15 [mu]g/m\3\, arithmetic mean
concentration over a 3-month period). The highest annual average lead
concentration, of 0.0007 [micro]g/m\3\, is below the NAAQS level for
lead, indicating a low potential for multipathway impacts.
4. Environmental Risk Screening Results
As described in section III.A of this preamble, we conducted an
environmental risk screening assessment for the Lime Manufacturing
source category for the following pollutants: arsenic, cadmium, D/F,
HCl, hydrofluoric acid, lead, mercury (methyl mercury and mercuric
chloride), and POM.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), arsenic, cadmium, and POM emissions had no
exceedances of any of the ecological benchmarks evaluated. D/F
emissions had a Tier 1 exceedance at 31 facilities for a surface soil
no-observed-adverse-effect-level (NOAEL) (mammalian insectivores--
shrew) by a maximum screening value of 30. Divalent mercury emissions
had Tier 1 exceedances for the following benchmarks: Sediment threshold
level (one facility), surface soil threshold level--plant communities
(25 facilities), and surface soil threshold level--invertebrate
communities (32 facilities) by a maximum screening value of 20. Methyl
mercury emissions had Tier 1 exceedances for the following benchmarks:
Fish (avian/piscivores) NOAEL--Merganser (one facility), surface soil
NOAEL for mammalian insectivores--shrew (13 facilities), and surface
soil NOAEL for avian ground insectivores--woodcock (33 facilities) by a
maximum screening value of 40.
A Tier 2 screening analysis was performed for D/F, divalent
mercury, and methyl mercury emissions. In the Tier 2 screening
analysis, there were no exceedances of any of the ecological benchmarks
evaluated for any of the pollutants.
For lead, we did not estimate any exceedances of the secondary lead
NAAQS. For HCl and HF, the average modeled concentration around each
facility (i.e., the average concentration of all off-site data points
in the modeling domain) did not exceed any ecological benchmark. In
addition, each individual modeled concentration of HCl and HF (i.e.,
each off-site data point in the modeling domain) was below the
ecological benchmarks for all facilities.
Based on the results of the environmental risk screening analysis,
we do not expect an adverse environmental effect as a result of HAP
emissions from this source category.
5. Facility-Wide Risk Results
The maximum lifetime individual cancer risk posed by the 35
facilities, based on facility-wide emissions, is 1-in-1 million
(estimated for three facilities), with arsenic, chromium (VI)
compounds, and nickel emissions from fugitive PSH operations driving
the risk. The total estimated cancer incidence from facility-wide
emissions is 0.004 excess cancer cases per year, or one case in every
250 years. Approximately 30 people are estimated to have cancer risk
equal to 1-in-1 million from facility-wide emissions. The maximum
facility-wide chronic noncancer TOSHI is estimated to be less than 1
(0.4), mainly driven by emissions of HCl from a facility-wide fugitive
area source.
6. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risk to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risk from the Lime Manufacturing
source category across different demographic groups within the
populations living near facilities.\24\
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\24\ Demographic groups included in the analysis are: White,
African American, Native American, other races and multiracial,
Hispanic or Latino, children 17 years of age and under, adults 18 to
64 years of age, adults 65 years of age and over, adults without a
high school diploma, people living below the poverty level, people
living two times the poverty level, and linguistically isolated
people.
---------------------------------------------------------------------------
The results of the demographic analysis are summarized in Table 3
below. These results, for various demographic groups, are based on the
estimated risk from actual emissions levels for the population living
within 50 km of the facilities.
[[Page 48725]]
Table 3--Lime Manufacturing Source Category Demographic Risk Analysis Results
----------------------------------------------------------------------------------------------------------------
Population with cancer risk at Population
or above 1-in-1 million due to with chronic
lime manufacturing hazard index
-------------------------------- above 1 due to
Source lime
Nationwide category manufacturing
----------------------------------------------------------------------------------------------------------------
Total Population................................................ 317,746,049 12 0
----------------------------------------------------------------------------------------------------------------
Race by Percent
----------------------------------------------------------------------------------------------------------------
White........................................................... 62 75 0
All Other Races................................................. 38 25 0
----------------------------------------------------------------------------------------------------------------
Race by Percent
----------------------------------------------------------------------------------------------------------------
Hispanic or Latino (includes white and nonwhite)................ 62 75 0
African American................................................ 12 17 0
Native American................................................. 0.8 0 0
Other and Multiracial........................................... 7 0 0
----------------------------------------------------------------------------------------------------------------
Income by Percent
----------------------------------------------------------------------------------------------------------------
Below Poverty Level............................................. 14 17 0
Above Poverty Level............................................. 86 83 0
----------------------------------------------------------------------------------------------------------------
Education by Percent
----------------------------------------------------------------------------------------------------------------
Over 25 and without a High School Diploma....................... 14 22 0
Over 25 and with a.............................................. 86 78 0
High School Diploma.............................................
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated by Percent
----------------------------------------------------------------------------------------------------------------
Linguistically Isolated......................................... 6 0 0
----------------------------------------------------------------------------------------------------------------
The results of the Lime Manufacturing source category demographic
analysis indicate that emissions from the source category expose
approximately 12 people to a cancer risk at or above 1-in-1 million and
no people to a chronic noncancer TOSHI greater than 1. The percentages
of the at-risk population indicate that three of the 10 demographic
groups (White, African American and people below the poverty level)
that are living within 50 km of facilities in the source category
exceed the corresponding national percentage for the same demographic
groups.
The methodology and the results of the demographic analysis are
presented in a technical report, Risk and Technology Review--Analysis
of Demographic Factors for Populations Living Near Lime Manufacturing
Source Category Operations, available in the docket for this action.
B. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effect?
1. Risk Acceptability
As explained in section II.A of this preamble, the EPA sets
standards under CAA section 112(f)(2) using ``a two-step standard-
setting approach, with an analytical first step to determine an
`acceptable risk' that considers all health information, including risk
estimation uncertainty, and includes a presumptive limit on MIR of
approximately 1-in-10 thousand'' (54 FR 38045, September 14, 1989). The
EPA weighed all health risk measures and information, including science
policy assumptions and estimation uncertainties, in determining whether
risk posed by emissions from the source category is acceptable.
The maximum cancer risk for inhalation exposure to actual emissions
from the Lime Manufacturing source category (1-in-1 million) is two
orders of magnitude below 100-in-1 million, which is the presumptive
upper limit of acceptable risk. The maximum inhalation cancer risk
based on MACT allowable emissions (2-in-1 million) is similar. The EPA
estimates emissions from the category would result in a cancer
incidence of 0.001 excess cancer cases per year, or one case every
1,000 years. Twelve individuals are estimated to have inhalation cancer
risk equal to 1-in-1 million. Inhalation exposures to HAP associated
with chronic noncancer health effects result in a TOSHI of 0.04 based
on actual emissions, 25 times below an exposure that the EPA has
estimated is without appreciable risk of adverse health effects.
Exposures to HAP associated with acute noncancer health effects also
are below levels of health concern with no HAP exposures resulting in
an HQ greater than 1 (0.6) based upon the 1-hour REL.
Maximum cancer risk due to ingestion exposures estimated using
health-protective risk screening assumptions are below 10-in-1 million
for the Tier 3 fisher scenario and below 20-in-1 million for the Tier 2
farmer exposure scenario. The Tier 3 noncancer screening analyses of
mercury exposure due to fish ingestion determined that the maximum HQ
for mercury would be less than 2, as explained in section III.C.4 of
this preamble. The EPA is confident that this hazard estimate would be
reduced to a HQ of less than 1 if further refined to incorporate
enhanced site-specific analyses such as improved model boundary
identification with improved soil/water run-off calculations and AERMOD
deposition outputs used in the TRIM.FaTE model. Considering all of the
health risk information and factors discussed above, as well as the
uncertainties discussed in section III of this preamble, we propose
that the risks posed by emissions from the Lime
[[Page 48726]]
Manufacturing source category are acceptable.
2. Ample Margin of Safety Analysis
As directed by CAA section 112(f)(2), we conducted an analysis to
determine whether the current emissions standards provide an ample
margin of safety to protect public health. Under the ample margin of
safety analysis, we evaluated the cost and feasibility of available
control technologies and other measures (including the controls,
measures, and costs reviewed under the technology review) that could be
applied to this source category to further reduce the risks (or
potential risks) due to emissions of HAP from the source category. In
this analysis, we considered the results of the technology review, risk
assessment, and other aspects of our MACT rule review to determine
whether there are any measures that would reduce risk further.
Although we are proposing that the risks from this source category
are acceptable, risk estimates for approximately 12 people in the
exposed population are equal to 1-in-1 million, caused by chromium (VI)
compounds, arsenic, nickel, and cadmium emissions (see Table 2 of this
preamble). Lime kiln and cooler exhaust emissions result in 93 percent
of the cancer incidence for this source category. The NESHAP controls
PM as a surrogate for non-mercury HAP metals. Our technology review did
not identify any practices, controls, or process options that are being
used in this industry that would result in further reduction of PM
emissions.\25\
---------------------------------------------------------------------------
\25\ Technology Review for the Lime Manufacturing Source
Category; see Docket ID No. EPA-HQ-OAR-2017-0015.
---------------------------------------------------------------------------
For D/F and mercury emissions, activated carbon injection (ACI)
systems installed prior to the PM control device were identified as a
potential control technology. We found that ACI systems have been used
on municipal waste combustors, medical waste incinerators, and cement
kilns. Experience with ACI on municipal waste combustors and medical
waste incinerators led the EPA to develop emission limits for D/F
emissions for these sources in the range of 0.26 to 2.5 nanograms as
toxic equivalents per dry standard cubic meter (ng TEQ/dscm). These D/F
emission levels are well above the D/F emission levels (0.008 to 0.0148
ng TEQ/dscm) that have been measured from lime kilns. Total annual
costs for an ACI system, installed prior to the existing PM control
device, are estimated to be $137,000 per lime kiln. Based on the cost
and considering the potential negligible reduction of the already low
measured D/F emissions, we do not consider the use of ACI systems to be
cost effective for the industry to further reduce D/F emissions. The
use of ACI systems would have little effect on the source category
risks.
As for mercury emissions, ACI is used on cement kilns which are
similar to lime kilns in design, fuel combusted, and feed material. In
the RTR conducted for the portland cement manufacturing industry, we
estimated that for a typical cement kiln that the addition of an ACI
system would result in a 2.3 to 3.0 lb per year reduction in mercury
(see 82 FR 44277). Assuming a similar reduction in mercury emissions
would be achieved for a typical lime kiln, the cost effectiveness of an
ACI system installed prior to the PM control device would be $46,000 to
$60,000 per lb of mercury removed. Thus, we do not consider the use of
ACI systems to be cost effective for the industry to use to further
reduce mercury emissions. Our risk analysis indicated the noncancer
risks from mercury are low and any further risk reduction from the use
of ACI would be minimal.
Because no additional cost-effective measures were identified to
further reduce HAP risk from affected sources in the Lime Manufacturing
source category, we are proposing that the current NESHAP provides an
ample margin of safety to protect public health.
3. Adverse Environmental Effect
Based on the results of our environmental risk screening, we do not
anticipate an adverse environmental effect as a result of HAP emissions
from this source category and we are proposing that it is not necessary
to set a more stringent standard to prevent, taking into consideration
costs, energy, safety, and other relevant factors, an adverse
environmental effect.
C. What are the results and proposed decisions based on our technology
review?
The RBLC provides several options for searching the permit database
on-line to locate applicable control technologies. We searched the RBLC
database for RBL determinations made during the time period between
this NESHAP promulgation date (January 05, 2004) and the date the RBLC
search was conducted (August 27, 2018). Search results showed a total
of 17 facilities with RBL determinations during the 2004-2018 time
frame. These results were reviewed to identify any developments in
practices, processes, or control technologies related to reducing
emissions of PM from lime kilns and PSH operations.
The primary controls identified were the use of fabric filters to
control PM emissions from stacks and the use of water (wet suppression)
for the control of PM emissions from fugitive PSH operations. These
methods of control served as the basis for standards promulgated in the
original NESHAP. The results of the RBLC search did not identify
developments in practices, processes, or control technologies for the
Lime Manufacturing source category under CAA section 112(d)(6).
To identify developments in emission control strategies, the
following questions were asked as part of the January 2017 ICR:
Do you use any alternative control devices (i.e., control
devices other than fabric filters, electrostatic precipitators (ESPs),
or wet scrubbers), monitoring procedures, or operating conditions at
this facility?
Do you have any plans to install any new higher efficiency
rated control devices or have any pending applications to add on any
new controls?
Describe any procedures you use at your facility to
prevent pollution (as opposed to controlling pollution after it is
formed).
Have you implemented any work practice standards or
standard operating procedures that will further reduce HAP emissions?
The responses to this inquiry did not identify any developments in
practices, processes, or control technologies that would warrant
revision to the existing emission standards for the Lime Manufacturing
source category.
This review did not identify any developments in practices,
processes, or control technologies for PM that have been implemented in
this source category since promulgation of the current NESHAP in
January of 2004. Consequently, we propose that no revisions to the
NESHAP are necessary pursuant to CAA section 112(d)(6). For a detailed
discussion of the findings, refer to the Technology Review for the Lime
Manufacturing Source Category memorandum in the docket.
D. What other actions are we proposing?
In addition to the proposed actions described above, we are
proposing additional revisions to the NESHAP. We are proposing
revisions to the SSM provisions of the MACT rule in order to ensure
that they are consistent with the Court decision in Sierra Club v. EPA,
551 F. 3d 1019 (D.C. Cir. 2008), which vacated two provisions that
exempted sources from the requirement to comply
[[Page 48727]]
with otherwise applicable CAA section 112(d) emission standards during
periods of SSM. We also are proposing to require electronic reporting
of Notification of Compliance Status reports, semiannual compliance
reports, and performance test reports. Our analyses and proposed
changes related to these issues are discussed below.
1. SSM
In its 2008 decision in Sierra Club v. EPA, 551 F.3d 1019 (D.C.
Cir. 2008), the Court vacated portions of two provisions in the EPA's
CAA section 112 regulations governing the emissions of HAP during
periods of SSM. Specifically, the Court vacated the SSM exemption
contained in 40 CFR 63.6(f)(1) and 40 CFR 63.6(h)(1), holding that
under section 302(k) of the CAA, emissions standards or limitations
must be continuous in nature and that the SSM exemption violates the
CAA's requirement that some section 112 standards apply continuously.
We are proposing the elimination of the SSM exemption in this rule,
which appears at 40 CFR 63.7100 and in Table 8 to subpart AAAAA of part
63. Consistent with Sierra Club v. EPA, we are proposing standards in
this rule that apply at all times. We are also proposing several
revisions to Table 8 (the General Provisions Applicability Table) as is
explained in more detail below. For example, we are proposing to
eliminate the incorporation of the General Provisions' requirement that
the source develop an SSM plan. We also are proposing to eliminate and
revise certain recordkeeping and reporting requirements related to the
SSM exemption as further described below.
The EPA has attempted to ensure that the provisions we are
proposing to eliminate are inappropriate, unnecessary, or redundant in
the absence of the SSM exemption. We are specifically seeking comment
on whether we have successfully done so. The EPA believes the removal
of the SSM exemption creates no additional burden to facilities
regulated under the Lime Manufacturing Plants NESHAP. Deviations
currently addressed by a facility's SSM plan are required to be
reported in the Semiannual Compliance Report, a requirement that
remains under the proposal (40 CFR 63.7130). Facilities will no longer
need to develop an SSM plan or keep it current (Table 8, 40 CFR part
63, subpart AAAAA).
In proposing the standards in this rule, the EPA has taken into
account startup and shutdown periods and, for the reasons explained
below, is proposing alternate standards for those periods.
The EPA has made the determination under CAA section 112(h) that
for kilns and coolers it is not feasible to prescribe or enforce a
numeric standard during periods of startup and shutdown because the
application of measurement methodology is impracticable due to
technological and economic limitations. The test methods required for
demonstrating compliance are required to be conducted under isokinetic
conditions (i.e., steady-state conditions in terms of exhaust gas
temperature, moisture, flow rate), which is difficult to achieve during
periods of startup and shutdown where conditions are constantly
changing. In addition, information \26\ provided on the amount of time
required for startup and shutdown of lime kilns indicates that the
application of measurement methodology for these sources using the
required procedures, which would require more hours (6) in startup or
shutdown mode to satisfy the sample volume requirements in the rule, is
impracticable. Upon review of this information, the EPA determined that
it is not feasible to require stack testing, in particular, to complete
the multiple required test runs during periods of startup and shutdown
due to physical limitations and the short duration of startup and
shutdown periods. Based on these specific facts for the Lime
Manufacturing source category, we are proposing work practice standards
for these periods.
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\26\ Lime Kiln Principles and Operations, Terry N. Adams,
https://www.tappi.org/content/events/08Kros/manuscripts/2.2.pdf.
---------------------------------------------------------------------------
The EPA is proposing to require sources to vent emissions to the
main stack and operate all control devices necessary to meet the normal
operating limits under this NESHAP (with the exception of ESPs) when
firing fuel in the lime kiln during startup and shutdown. We are
proposing that startup ends 1 hour after lime is produced from the
kiln.
Stakeholders in several source categories have expressed concerns
that the requirement for engaging applicable control devices does not
accommodate potential safety problems associated with ESP operation.
Recommended manufacturer operating procedures provided to the EPA
during rulemaking for the Industrial, Commercial, and Institutional
Boilers and Process Heaters NESHAP explained the potential hazards
associated with ESP energization when unburned fuel may exist in the
presence of oxygen levels high enough that the mixture can be in the
flammable range. In addition, the stakeholders claim that the ESP
cannot practically be engaged until a certain flue gas temperature is
reached. Specifically, they claim that premature starting of this
equipment will lead to short-term stability problems that could result
in unsafe operations and longer term degradation of ESP performance due
to fouling, increased chances of wire damage, or increased corrosion
within the chambers. They also state that vendors providing this
equipment incorporate these safety and operational concerns into their
standard operating procedures. For example, they claim that some ESPs
have oxygen sensors and alarms that shut down the ESP at high flue gas
oxygen levels to avoid a fire in the unit. The oxygen level is
typically high during startup, so the ESP may not engage due to these
safety controls until more stable operating conditions are reached.
These stakeholder claims are supported by a guidance document \27\
prepared by a trade association of companies that supply air pollution
control equipment. Therefore, the EPA is proposing an alternate work
practice requirement for operating ESP control devices during periods
of startup as follows: Lime kilns owners and operators shall, when
firing fuel, vent emissions to the main stack and engage the ESP within
1 hour after the inlet exhaust temperature to the ESP reaches 300
degrees Fahrenheit.
---------------------------------------------------------------------------
\27\ Guidance Document on Startup and Shutdown under MATS,
Institute of Clean Air Companies, July 2015.
---------------------------------------------------------------------------
In order to clarify that the work practice does not supersede any
other standard or requirements to which the affected source is subject,
the EPA is including in the proposed alternate work practice provision
a requirement that control devices operate when necessary to comply
with other standards (e.g., new source performance standards, state
regulations) applicable to the source.
In addition, to ensure compliance with the proposed definition of
startup and the work practice standard that applies during startup
periods, we are proposing that certain events and parameters be
monitored and recorded during the startup periods. These events include
the time when firing (i.e., feeding) starts for fuel and limestone; the
time when lime is produced; and the time when the PM controls are
engaged. The parameters to be monitored and recorded during each
startup period include the hourly flue gas temperature and all hourly
average continuous monitoring system data (e.g., opacity, ESP total
secondary electric power input, scrubber liquid flow rate) to
[[Page 48728]]
confirm that the control devices are engaged.
We request comments on the proposed startup and shutdown provisions
(definitions and work practices).
Periods of startup, normal operations, and shutdown are all
predictable and routine aspects of a source's operations. Malfunctions,
in contrast, are neither predictable nor routine. Instead they are, by
definition, sudden, infrequent, and not reasonably preventable failures
of emissions control, process, or monitoring equipment. (40 CFR 63.2,
definition of malfunction). The EPA interprets CAA section 112 as not
requiring emissions that occur during periods of malfunction to be
factored into development of CAA section 112 standards and this reading
has been upheld as reasonable by the Court in U.S. Sugar Corp. v. EPA,
830 F.3d 579, 606-610 (2016). Under CAA section 112, emissions
standards for new sources must be no less stringent than the level
``achieved'' by the best controlled similar source and for existing
sources generally must be no less stringent than the average emission
limitation ``achieved'' by the best performing 12 percent of sources in
the category. There is nothing in CAA section 112 that directs the
Agency to consider malfunctions in determining the level ``achieved''
by the best performing sources when setting emission standards. As the
Court has recognized, the phrase ``average emissions limitation
achieved by the best performing 12 percent of'' sources ``says nothing
about how the performance of the best units is to be calculated.''
National Association of Clean Water Agencies v. EPA, 734 F.3d 1115,
1141 (D.C. Cir. 2013). While the EPA accounts for variability in
setting emissions standards, nothing in CAA section 112 requires the
Agency to consider malfunctions as part of that analysis. The EPA is
not required to treat a malfunction in the same manner as the type of
variation in performance that occurs during routine operations of a
source. A malfunction is a failure of the source to perform in ``normal
or usual manner'' and no statutory language compels the EPA to consider
such events in setting CAA section 112 standards.
As the Court recognized in U.S. Sugar Corp., accounting for
malfunctions in setting standards would be difficult, if not
impossible, given the myriad different types of malfunctions that can
occur across all sources in the category and given the difficulties
associated with predicting or accounting for the frequency, degree, and
duration of various malfunctions that might occur. Id. at 608 (``the
EPA would have to conceive of a standard that could apply equally to
the wide range of possible boiler malfunctions, ranging from an
explosion to minor mechanical defects. Any possible standard is likely
to be hopelessly generic to govern such a wide array of
circumstances.'') As such, the performance of units that are
malfunctioning is not ``reasonably'' foreseeable. See, for example,
Sierra Club v. EPA, 167 F.3d 658, 662 (D.C. Cir. 1999). ``The EPA
typically has wide latitude in determining the extent of data gathering
necessary to solve a problem. We generally defer to an agency's
decision to proceed on the basis of imperfect scientific information,
rather than to `invest the resources to conduct the perfect study'.''.
See also, Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (D.C. Cir. 1978),
``In the nature of things, no general limit, individual permit, or even
any upset provision can anticipate all upset situations. After a
certain point, the transgression of regulatory limits caused by
`uncontrollable acts of third parties,' such as strikes, sabotage,
operator intoxication or insanity, and a variety of other
eventualities, must be a matter for the administrative exercise of
case-by-case enforcement discretion, not for specification in advance
by regulation.'' In addition, emissions during a malfunction event can
be significantly higher than emissions at any other time of source
operation. For example, if an air pollution control device with 99-
percent removal goes offline as a result of a malfunction (as might
happen if, for example, the bags in a baghouse catch fire) and the
emission unit is a steady state type unit that would take days to shut
down, the source would go from 99-percent control to zero control until
the control device was repaired. The source's emissions during the
malfunction would be 100 times higher than during normal operations. As
such, the emissions over a 4-day malfunction period would exceed the
annual emissions of the source during normal operations. As this
example illustrates, accounting for malfunctions could lead to
standards that are not reflective of (and significantly less stringent
than) levels that are achieved by a well-performing non-malfunctioning
source. It is reasonable to interpret CAA section 112 to avoid such a
result. The EPA's approach to malfunctions is consistent with CAA
section 112 and is a reasonable interpretation of the statute.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible. For
example, in the Petroleum Refinery Sector RTR, the EPA established a
work practice standard for unique types of malfunction that result in
releases from pressure relief devices or emergency flaring events
because information was available to determine that such work practices
reflected the level of control that applies to the best performers (80
FR 75178, 75211-14; December 1, 2015). The EPA will consider whether
circumstances warrant setting standards for a particular type of
malfunction and, if so, whether the EPA has sufficient information to
identify the relevant best performing sources and establish a standard
for such malfunctions. We also encourage commenters to provide any such
information.
In the event that a source fails to comply with the applicable CAA
section 112(d) standards as a result of a malfunction event, the EPA
would determine an appropriate response based on, among other things,
the good faith efforts of the source to minimize emissions during
malfunction periods, including preventative and corrective actions, as
well as root cause analyses to ascertain and rectify excess emissions.
The EPA would also consider whether the source's failure to comply with
the CAA section 112(d) standard was, in fact, sudden, infrequent, not
reasonably preventable and was not instead caused in part by poor
maintenance or careless operation. 40 CFR 63.2 (definition of
malfunction).
If the EPA determines in a particular case that an enforcement
action against a source for violation of an emission standard is
warranted, the source can raise any and all defenses in that
enforcement action and the federal district court will determine what,
if any, relief is appropriate. The same is true for citizen enforcement
actions. Similarly, the presiding officer in an administrative
proceeding can consider any defense raised and determine whether
administrative penalties are appropriate.
In summary, the EPA interpretation of the CAA and, in particular,
CAA section 112, is reasonable and encourages practices that will avoid
malfunctions. Administrative and judicial procedures for addressing
exceedances of the standards fully recognize that violations may occur
despite good faith efforts to comply and can accommodate those
situations. U.S. Sugar Corporation v. EPA (830 F.3d 579, 606-610; D.C.
Cir. 2016).
a. General Duty
We are proposing to revise the General Provisions table (Table 8)
entry
[[Page 48729]]
for 40 CFR 63.6(e)(1) by redesignating it as 40 CFR 63.6(e)(1)(i) and
changing the ``yes'' in column 3 to a ``no.'' Section 63.6(e)(1)(i)
describes the general duty to minimize emissions. Some of the language
in that section is no longer necessary or appropriate in light of the
elimination of the SSM exemption. We are proposing instead to add
general duty regulatory text at 40 CFR 63.7100 that reflects the
general duty to minimize emissions while eliminating the reference to
periods covered by an SSM exemption. The current language in 40 CFR
63.6(e)(1)(i) characterizes what the general duty entails during
periods of SSM. With the elimination of the SSM exemption, there is no
need to differentiate between normal operations and SSM events in
describing the general duty. Therefore, the language the EPA is
proposing for 40 CFR 63.7100 does not include that language from 40 CFR
63.6(e)(1).
We are also proposing to revise Table 8 to add an entry for 40 CFR
63.6(e)(1)(ii) and include a ``no'' in column 3. Section 63.6(e)(1)(ii)
imposes requirements that are not necessary with the elimination of the
SSM exemption or are redundant with the general duty requirement being
added at 40 CFR 63.7100.
We are also proposing to revise Table 8 to add an entry for 40 CFR
63.6(e)(1)(iii) and include a ``yes'' in column 3.
Finally, we are proposing to revise Table 8 to remove an entry for
40 CFR 63.6(e)(2) because this paragraph is reserved and is not
applicable to 40 CFR part 63, subpart AAAAA.
b. SSM Plan
We are proposing to revise Table 8 for 40 CFR 63.6(e)(3) and
include a ``no'' in column 3. Generally, these paragraphs require
development of an SSM plan and specify SSM recordkeeping and reporting
requirements related to the SSM plan. As noted, the EPA is proposing to
remove the SSM exemptions. Therefore, affected units will be subject to
an emission standard during such events. The applicability of a
standard during such events will ensure that sources have ample
incentive to plan for and achieve compliance and, thus, the SSM plan
requirements are no longer necessary.
c. Compliance With Standards
We are proposing to revise Table 8 entry for 40 CFR 63.6(f)(1)-(3)
by redesignating it as 40 CFR 63.6(f)(2)-(3) and adding an entry for 40
CFR 63.6(f)(1) and including a ``no'' in column 3. The current language
of 40 CFR 63.6(f)(1) exempts sources from non-opacity standards during
periods of SSM. As discussed above, the Court in Sierra Club vacated
the exemptions contained in this provision and held that the CAA
requires that some CAA section 112 standards apply continuously.
Consistent with Sierra Club, the EPA is proposing to revise standards
in this rule to apply at all times.
We are proposing to revise Table 8 entry for 40 CFR 63.6(h)(1)-(2)
by redesignating it as 40 CFR 63.6(h)(2) and adding an entry for 40 CFR
63.6(h)(1) and including a ``no'' in column 3. The current language of
40 CFR 93.6(h)(1) exempts sources from opacity standards during periods
of SSM. As discussed above, the Court in Sierra Club vacated the
exemptions contained in this provision and held that the CAA requires
that some section 112 standards apply continuously. Consistent with
Sierra Club, the EPA is proposing standards in this rule to apply at
all times.
d. Performance Testing
We are proposing to revise Table 8 entry for 40 CFR 63.7(e)(1)-(4)
by redesignating it as 40 CFR 63.7(e)(2)-(4) and adding an entry for 40
CFR 63.7(e)(1) and including a ``no'' in column 3. Section 63.7(e)(1)
describes performance testing requirements. The EPA is instead
proposing to revise the performance testing requirement at 40 CFR
63.7112 to remove the language ``according to the requirements in Sec.
63.7(e)(1)'' because 40 CFR 63.7(e)(1) restated the SSM exemption. 40
CFR 63.7112(c) of the current rule specifies that performance testing
must not be conducted during periods of SSM. Section 63.7112(b) also
specifies that the performance test be conducted under the specific
conditions specified in Table 4 to this subpart. Operations during
periods of SSM, and during periods of nonoperation do not constitute
representative operating conditions. The current language in 40 CFR
63.7112(h) requires the owner or operator to record the process
information that is necessary to document operating conditions during
the test and the EPA is proposing to add language that requires the
owner and operator to include in such record an explanation to support
that such conditions represent normal operation. Section 63.7(e)
requires that the owner or operator make available to the Administrator
such records ``as may be necessary to determine the condition of the
performance test'' available to the Administrator upon request but does
not specifically require the information to be recorded. The regulatory
text in the current rule already makes explicit the requirement to
record the information.
e. Monitoring
We are proposing to revise Table 8 entry for 40 CFR 63.8(c)(1)-(3)
by redesignating it as 40 CFR 63.8(c)(2)-(3) and adding entries for 40
CFR 63.8(c)(1)(i) and 40 CFR 63.8(c)(1)(iii) and including a ``no'' in
column 3. The cross-references to the general duty and SSM plan
requirements in those subparagraphs are not necessary considering other
requirements of 40 CFR 63.8 that require good air pollution control
practices (40 CFR 63.8(c)(1)) and that set out the requirements of a
quality control program for monitoring equipment (40 CFR 63.8(d)).
f. Recordkeeping
We are proposing to revise the Table 8 entry for 40 CFR
63.10(b)(1)-(b)(2)(xii) by redesignating it as 40 CFR 63.10(b)(1) and
adding an entry for 40 CFR 63.10(b)(2)(i) and including a ``no'' in
column 3. Section 63.10(b)(2)(i) describes the recordkeeping
requirements during startup and shutdown. We are instead proposing to
add recordkeeping requirements to 40 CFR 63.7132. When a source is
subject to a different standard during startup and shutdown, it will be
important to know when such startup and shutdown periods begin and end
in order to determine compliance with the appropriate standard. Thus,
the EPA is proposing language in 40 CFR 63.7132 requiring that sources
subject to an emission standard during startup or shutdown that differs
from the emission standard that applies at all other times must report
the date, time, and duration of such periods.
We are proposing to revise Table 8 to add an entry for 40 CFR
63.10(b)(2)(ii) and include a ``no'' in column 3. Section
63.10(b)(2)(ii) describes the recordkeeping requirements during a
malfunction. A similar record is already required in 40 CFR 63.7131(d)
and (e). The regulatory text in 40 CFR 63.7131(d) and (e) differs from
the General Provisions in that the General Provisions requires the
creation and retention of a record of the occurrence and duration of
each malfunction of process, air pollution control, and monitoring
equipment; whereas 40 CFR 63.7131(d) and (e) applies to any failure to
meet an applicable standard and is requiring that the source record the
date, time, and duration of the failure rather than the ``occurrence.''
The EPA is also proposing to add to 40 CFR 63.7132 a requirement that
sources keep records that include a list of the affected
[[Page 48730]]
source or equipment and actions taken to minimize emissions, an
estimate of the quantity of each regulated pollutant emitted over the
standard for which the source failed to meet the standard, and a
description of the method used to estimate the emissions. Examples of
such methods would include product-loss calculations, mass balance
calculations, measurements when available, or engineering judgment
based on known process parameters. The EPA is proposing to require that
sources keep records of this information to ensure that there is
adequate information to allow the EPA to determine the severity of any
failure to meet a standard, and to provide data that may document how
the source met the general duty to minimize emissions when the source
has failed to meet an applicable standard.
We are proposing to revise Table 8 by adding an entry for 40 CFR
63.10(b)(2)(iv) and including a ``no'' in column 3. When applicable,
the provision requires sources to record actions taken during SSM
events when actions were inconsistent with their SSM plan. The
requirement is no longer appropriate because SSM plans will no longer
be required. The requirement previously applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to minimize emissions and record
corrective actions is now applicable by reference to 40 CFR 63.7132.
We are proposing to revise Table 8 by adding an entry for 40 CFR
63.10(b)(2)(v) and including a ``no'' in column 3. When applicable, the
provision requires sources to record actions taken during SSM events to
show that actions taken were consistent with their SSM plan. The
requirement is no longer appropriate because SSM plans will no longer
be required.
g. Reporting
We are proposing to revise the Table 8 entry for 40 CFR 63.10(d)(5)
by changing the ``yes'' in column 3 to a ``no.'' Section 63.10(d)(5)
describes the reporting requirements for startups, shutdowns, and
malfunctions. To replace the General Provisions reporting requirement,
the EPA is proposing to add reporting requirements to 40 CFR 63.7131.
The replacement language differs from the General Provisions
requirement in that it eliminates periodic SSM reports as a stand-alone
report. We are proposing language that requires sources that fail to
meet an applicable standard at any time to report the information
concerning such events in the semi-annual compliance report already
required under this rule. We are proposing that the report must also
contain the number, date, time, duration, and the cause of such events
(including unknown cause, if applicable), a list of the affected source
or equipment, an estimate of the quantity of each regulated pollutant
emitted over any emission limit, and a description of the method used
to estimate the emissions.
Examples of such methods would include product-loss calculations,
mass balance calculations, measurements when available, or engineering
judgment based on known process parameters. The EPA is proposing this
requirement to ensure that there is adequate information to determine
compliance, to allow the EPA to determine the severity of the failure
to meet an applicable standard, and to provide data that may document
how the source met the general duty to minimize emissions during a
failure to meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan,
because plans would no longer be required. The proposed amendments,
therefore, eliminate the cross-reference to 40 CFR 63.10(d)(5)(i) that
contains the description of the previously required SSM report format
and submittal schedule from this section. These specifications are no
longer necessary because the events will be reported in otherwise
required reports with similar format and submittal requirements.
Section 63.10(d)(5)(ii) describes an immediate report for startups,
shutdowns, and malfunctions when a source failed to meet an applicable
standard but did not follow the SSM plan. We will no longer require
owners and operators to report when actions taken during a startup,
shutdown, or malfunction were not consistent with an SSM plan because
plans would no longer be required.
2. Electronic Reporting Requirements
Through this proposal, the EPA is proposing that beginning 180 days
after publication of the final rule in the Federal Register, owners and
operators of lime manufacturing facilities submit electronic copies of
required Notification of Compliance Status reports (portable document
format (PDF), semiannual reports, and performance test reports through
the EPA's Central Data Exchange (CDX) using the Compliance and
Emissions Data Reporting Interface (CEDRI). A description of the
electronic data submission process is provided in the memorandum titled
Electronic Reporting Requirements for New Source Performance Standards
(NSPS) and National Emission Standards for Hazardous Air Pollutants
(NESHAP) Rules, available in Docket ID No. EPA-HQ-OAR-2017-0015. The
proposed rule requires that performance test results collected using
test methods that are supported by the EPA's Electronic Reporting Tool
(ERT) as listed on the ERT website \28\ at the time of the test be
submitted in the format generated through the use of the ERT, and that
other performance test results be submitted in PDF using the attachment
module of the ERT.
---------------------------------------------------------------------------
\28\ https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert.
---------------------------------------------------------------------------
For compliance reports, the proposed rule requires that owners and
operators use the appropriate spreadsheet template to submit
information to CEDRI beginning 181 days after publication of the final
rule in the Federal Register. A draft version of the proposed template
for these reports is included in the docket for this rulemaking.\29\
The EPA specifically requests comment on the content, layout, and
overall design of the template.
---------------------------------------------------------------------------
\29\ See 40_CFR_Part_63_Subpart_AAAAA National Emission
Standards for Hazardous Air Pollutants: Lime Manufacturing Plants
Residual Risk and Technology
Review_Semiannual_Spreadsheet_Template_Draft.xlsm, available at
Docket ID No. EPA-HQ-OAR-2017-0015.
---------------------------------------------------------------------------
Additionally, the EPA has identified two broad circumstances in
which electronic reporting extensions may be provided. In both
circumstances, the decision to accept the claim of needing additional
time to report is within the discretion of the Administrator, and
reporting should occur as soon as possible. The EPA is providing these
potential extensions to protect owners and operators from noncompliance
in cases where they cannot successfully submit a report by the
reporting deadline for reasons outside of their control. The first
situation in which an extension may be warranted is due to outages of
the EPA's CDX or CEDRI that precludes an owner or operator from
accessing the system and submitting required reports is addressed in 40
CFR 63.8693(h). The second situation is due to a force majeure event,
which is defined as an event that will be or has been caused by
circumstances beyond the control of the affected facility, its
contractors, or any entity controlled by the affected facility that
prevents an owner or operator from complying with the requirement to
submit a report electronically as required by this rule is addressed in
40 CFR 63.8693(i). Examples of such events are acts of nature, acts of
war or terrorism, or
[[Page 48731]]
equipment failure or safety hazards beyond the control of the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements, and by facilitating the ability of delegated state,
local, tribal, and territorial air agencies and the EPA to assess and
determine compliance, and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic reporting
also eliminates paper-based, manual processes, thereby saving time and
resources, simplifying data entry, eliminating redundancies, minimizing
data reporting errors, and providing data quickly and accurately to the
affected facilities, air agencies, the EPA, and the public. Moreover,
electronic reporting is consistent with the EPA's plan \30\ to
implement Executive Order 13563 and is in keeping with the EPA's
Agency-wide policy \31\ developed in response to the White House's
Digital Government Strategy.\32\ For more information on the benefits
of electronic reporting, see the memorandum titled Electronic Reporting
Requirements for New Source Performance Standards (NSPS) and National
Emission Standards for Hazardous Air Pollutants (NESHAP) Rules,
available in Docket ID No. EPA-HQ-OAR-2017-0015.
---------------------------------------------------------------------------
\30\ The EPA's Final Plan for Periodic Retrospective Reviews,
August 2011. Available at: https://www.regulations.gov/documentD=EPA-HQ-OA-2011-0156-0154.
\31\ E-Reporting Policy Statement for EPA Regulations, September
2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\32\ Digital Government: Building a 21st Century Platform to
Better Serve the American People, May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
---------------------------------------------------------------------------
3. Technical and Editorial Changes
The following are additional proposed changes that address
technical and editorial corrections:
Revising the monitoring requirements in 40 CFR 63.7113 to
the provision that triboelectric bag leak detection system must be
installed, calibrated, operated, and maintained according to EPA-454/R-
98-015. Fabric Filter Bag Leak Detection Guidance;
Revising 40 CFR 63.7142 to add an alternative test method
to EPA Method 320;
Revising 40 CFR.7142 to add the latest version of ASTM
Method D6735-01;
Revising 40 CFR.7142 to add the latest version of ASTM
Method D6420-99; and
Revising Table 4 to 40 CFR part 63, subpart AAAAA, to add
alternative compliance option.
E. What compliance dates are we proposing?
The EPA is proposing that existing affected sources must comply
with the amendments in this rulemaking no later than 180 days after the
effective date of the final rule. The EPA is also proposing that
affected sources that commence construction or reconstruction after
September 16, 2019 must comply with all requirements of the subpart,
including the amendments being proposed, no later than the effective
date of the final rule or upon startup, whichever is later. All
affected existing facilities would have to continue to meet the current
requirements of 40 CFR part 63, subpart AAAAA, until the applicable
compliance date of the amended rule. The final action is not expected
to be a ``major rule'' as defined by 5 U.S.C. 804(2), therefore, the
effective date of the final rule will be the promulgation date as
specified in CAA section 112(d)(10). For existing affected sources, we
are proposing two changes that would impact ongoing compliance
requirements for 40 CFR part 63, subpart AAAAA. As discussed elsewhere
in this preamble, we are proposing to add a requirement that
notifications, performance test results, and the semiannual reports
using the new template be submitted electronically. We are also
proposing to change the requirements for SSM by removing the exemption
from the requirements to meet the standard during SSM periods and by
removing the requirement to develop and implement an SSM plan. Our
experience with similar industries that have been required to convert
reporting mechanisms, install necessary hardware, install necessary
software, become familiar with the process of submitting performance
test results electronically through the EPA's CEDRI, test these new
electronic submission capabilities, reliably employ electronic
reporting, and convert logistics of reporting processes to different
time-reporting parameters shows that a time period of a minimum of 90
days, and more typically, 180 days, is generally necessary to
successfully complete these changes. Our experience with similar
industries further shows that this sort of regulated facility generally
requires a time period of 180 days to read and understand the amended
rule requirements; evaluate their operations to ensure that they can
meet the standards during periods of startup and shutdown as defined in
the rule and make any necessary adjustments; adjust parameter
monitoring and recording systems to accommodate revisions; and update
their operations to reflect the revised requirements. The EPA
recognizes the confusion that multiple different compliance dates for
individual requirements would create and the additional burden such an
assortment of dates would impose. From our assessment of the time frame
needed for compliance with the entirety of the revised requirements,
the EPA considers a period of 180 days to be the most expeditious
compliance period practicable, and, thus, is proposing that existing
affected sources be in compliance with all of this regulation's revised
requirements within 180 days of the regulation's effective date. We
solicit comment on this proposed compliance period, and we specifically
request submission of information from sources in this source category
regarding specific actions that would need to be undertaken to comply
with the proposed amended requirements and the time needed to make the
adjustments for compliance with any of the revised requirements. We
note that information provided may result in changes to the proposed
compliance date.
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
There are currently 35 lime manufacturing facilities operating in
the United States that are subject to the Lime Manufacturing Plants
NESHAP. The 40 CFR part 63, subpart AAAAA, affected source is the lime
kiln and its associated cooler, and the PSH operation system located at
a major source of HAP emissions. A new or reconstructed affected source
is a source that commenced construction after December 20, 2002, or
meets the definition of reconstruction and commenced reconstruction
after December 20, 2002.
B. What are the air quality impacts?
At the current level of control, emissions of total HAP are
estimated to be approximately 2,320 tpy in 2019. This represents a
reduction in HAP emissions of about 240 tpy due to the current (2004)
Lime Manufacturing Plants NESHAP. The proposed amendments will require
all affected
[[Page 48732]]
sources subject to the emission standards in the Lime Manufacturing
Plants NESHAP to operate without the SSM exemption. We were unable to
quantify the specific emissions reduction associated with eliminating
the SSM exemption. However, eliminating the SSM exemption will reduce
emissions by requiring facilities to meet the proposed work practice
standards during SSM periods.
Indirect or secondary air emissions impacts are impacts that would
result from the increased electricity usage associated with the
operation of control devices (i.e., increased secondary emissions of
criteria pollutants from power plants). Energy impacts consist of the
electricity and steam needed to operate control devices and other
equipment that would be required under this proposed rule. The EPA
expects no secondary air emissions impacts or energy impacts from this
rulemaking.
C. What are the cost impacts?
The 35 lime manufacturing plants that would be subject to the
proposed amendments would incur minimal net costs to meet revised
recordkeeping and reporting requirements and the proposed work practice
standards for periods of startup and shutdown. Nationwide costs
associated with the proposed requirements are estimated to be $14,355
following promulgation of the amendments. The EPA believes that the
lime manufacturing plants which are subject to the NESHAP can meet the
proposed requirements with minimal additional capital or operational
costs. For further information on the requirements being proposed, see
section IV of this preamble. Each facility will experience costs to
read and understand the rule amendments. Costs associated with the
elimination of the SSM exemption were estimated as part of the
reporting and recordkeeping costs and include time for re-evaluating
previously developed SSM record systems. Costs associated with the
requirement to electronically submit notifications and semi-annual
compliance reports using CEDRI were estimated as part of the reporting
and recordkeeping costs and include time for becoming familiar with
CEDRI and the reporting template for semi-annual compliance reports. We
solicit comment on these estimated cost impacts.
D. What are the economic impacts?
Economic impact analyses focus on changes in market prices and
output levels. If changes in market prices and output levels in the
primary markets are significant enough, impacts on other markets may
also be examined. Both the magnitude of costs needed to comply with a
proposed rule and the distribution of these costs among affected
facilities can have a role in determining how the market will change in
response to a proposed rule. The total costs associated with reviewing
the final rule, meeting the revised recordkeeping and reporting
requirements, and complying with the proposed work practice standards
are estimated to be $14,355 following promulgation of the final rule.
This is an estimated cost of $250 to $2750 per facility, depending on
the number of lime kilns operated and the type of controls installed.
These costs are not expected to result in a significant market impact,
regardless of whether they are passed on to the purchaser or absorbed
by the firms. Based on the costs associated with the elimination of the
SSM exemption and the costs associated with the requirement to
electronically submit compliance reports, we do not anticipate any
significant economic impacts from these proposed amendments.
E. What are the benefits?
Although the EPA does not anticipate reductions in HAP emissions as
a result of the proposed amendments, we believe that the action, if
finalized as proposed, would result in improvements to the rule.
Specifically, the proposed amendments revise the standards such that
they apply at all times. For facilities who choose to operate under an
initial startup period, the EPA is proposing an alternative work
practice standard that will ensure that facilities are minimizing
emissions while the source operates under non-steady state production,
which will protect public health and the environment. Additionally, the
proposed amendments requiring electronic submittal of initial
notifications, initial startup reports, annual compliance
certifications, deviation reports, and performance test results will
increase the usefulness of the data, is in keeping with current trends
of data availability, will further assist in the protection of public
health and the environment, and will ultimately result in less burden
on the regulated community. See section IV.D.2 of this preamble for
more information.
VI. Request for Comments
We solicit comments on all aspects of this proposed action. In
addition to general comments on this proposed action, we are also
interested in additional data that may improve the risk assessments and
other analyses. We are specifically interested in receiving any
improvements to the data used in the site-specific emissions profiles
used for risk modeling. Such data should include supporting
documentation in sufficient detail to allow characterization of the
quality and representativeness of the data or information. Section VII
of this preamble provides more information on submitting data.
VII. Submitting Data Corrections
The site-specific emissions profiles used in the source category
risk and demographic analyses and instructions are available for
download on the RTR website at https://www.epa.gov/stationary-sources-air-pollution/lime-manufacturing-plants-national-emission-standards-hazardous-air. The data files include detailed information for each HAP
emissions release point for the facilities in the source category.
If you believe that the data are not representative or are
inaccurate, please identify the data in question, provide your reason
for concern, and provide any ``improved'' data that you have, if
available. When you submit data, we request that you provide
documentation of the basis for the revised values to support your
suggested changes. To submit comments on the data downloaded from the
RTR website, complete the following steps:
1. Within this downloaded file, enter suggested revisions to the
data fields appropriate for that information.
2. Fill in the commenter information fields for each suggested
revision (i.e., commenter name, commenter organization, commenter email
address, commenter phone number, and revision comments).
3. Gather documentation for any suggested emissions revisions
(e.g., performance test reports, material balance calculations).
4. Send the entire downloaded file with suggested revisions in
Microsoft[supreg] Access format and all accompanying documentation to
Docket ID No. EPA-HQ-OAR-2017-0015 (through the method described in the
ADDRESSES section of this preamble).
5. If you are providing comments on a single facility or multiple
facilities, you need only submit one file for all facilities. The file
should contain all suggested changes for all sources at that facility
(or facilities). We request that all data revision comments be
submitted in the form of updated Microsoft[supreg] Excel files that are
generated by the Microsoft[supreg] Access file. These files are
provided on the RTR website at https://www.epa.gov/stationary-sources-
air-
[[Page 48733]]
pollution/lime-manufacturing-plants-national-emission-standards-
hazardous-air.
VIII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to OMB for review.
B. Executive Order 13771: Reducing Regulations and Controlling
Regulatory Costs
This action is not expected to be an Executive Order 13771
regulatory action because this action is not significant under
Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities in this proposed rule have
been submitted for approval to OMB under the PRA. The ICR document that
the EPA prepared has been assigned EPA ICR number 2072.06. You can find
a copy of the ICR in the docket for this rule, and it is briefly
summarized here.
We are proposing changes to the reporting and recordkeeping
requirements for the Lime Manufacturing Plants NESHAP in the form of
eliminating the SSM reporting and SSM plan requirements and requiring
electronic submittal of all compliance reports (including performance
test reports). Any information submitted to the Agency for which a
claim of confidentiality is made will be safeguarded according to the
Agency policies set forth in title 40, chapter 1, part 2, subpart B--
Confidentiality of Business Information (see 40 CFR 2; 41 FR 36902,
September 1, 1976; amended by 43 FR 40000, September 8, 1978; 43 FR
42251, September 20, 1978; 44 FR 17674, March 23, 1979).
Respondents/affected entities: Owners and operators of lime
manufacturing plants that are major sources, or that are located at, or
are part of, major sources of HAP emissions, unless the lime
manufacturing plant is located at a kraft pulp mill, soda pulp mill,
sulfite pulp mill, sugar beet manufacturing plant, or only processes
sludge containing calcium carbonate from water softening processes.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart AAAAA).
Estimated number of respondents: On average over the next 3 years,
approximately 36 existing major sources will be subject to these
standards. It is also estimated that one additional respondent will
become subject to the emission standards over the 3-year period.
Frequency of response: The frequency of responses varies depending
on the burden item.
Total estimated burden: The average annual burden to industry over
the next 3 years from these recordkeeping and reporting requirements is
estimated to be 9,690 hours (per year). Burden is defined at 5 CFR
1320.3(b).
Total estimated cost of entire rule: The annual recordkeeping and
reporting cost for all facilities to comply with all of the
requirements in the NESHAP is estimated to be $1,400,000 (per year), of
which $14,355 (first year) is for this proposal, and the rest is for
other costs related to continued compliance with the NESHAP including
$338,000 in annualized capital and operation and maintenance costs.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates, and any suggested methods
for minimizing respondent burden to the EPA using the docket identified
at the beginning of this rule. You may also send your ICR-related
comments to OMB's Office of Information and Regulatory Affairs via
email to [email protected], Attention: Desk Officer for the
EPA. Since OMB is required to make a decision concerning the ICR
between 30 and 60 days after receipt, OMB must receive comments no
later than October 16, 2019. The EPA will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. In
making this determination, the impact of concern is any significant
adverse economic impact on small entities. This action only proposes to
eliminate the startup/shutdown exemption and add electronic reporting.
Neither of the changes being proposed will impact the small entities.
The proposal to remove the startup/shutdown exemption will include
proposing a work practice standard for those periods. Based on the
controls used at the small entities, they will not be impacted by the
proposed work practices. Thus, this action will not impose any
requirements on small entities.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain any unfunded mandate as described in
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect
small governments. The action imposes no enforceable duty on any state,
local, or tribal governments or the private sector.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. The EPA does not know of any lime manufacturing
facilities owned or operated by Indian tribal governments. Thus,
Executive Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental health or safety
risks addressed by this action present a disproportionate risk to
children. This action's health and risk assessments are contained in
sections III and IV of this preamble and further documented in the risk
report titled Residual Risk Assessment for the Lime Manufacturing
Source Category in Support of the 2019 Risk and Technology Review
Proposed Rule, which is available in the docket for this action.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211, because it is
not a
[[Page 48734]]
significant regulatory action under Executive Order 12866.
J. National Technology Transfer and Advancement Act (NTTAA) and 1 CFR
Part 51
This action involves technical standards. The EPA proposes to use
ANSI/ASME PTC 19.10-1981 Part 10 (2010), ``Flue and Exhaust Gas
Analyses,'' as an acceptable alternative to EPA Method 3B manual
portion only and not the instrumental portion. This method determines
quantitatively the gaseous constituents of exhausts resulting from
stationary combustion sources. This standard may be obtained from
https://www.asme.org or from the American Society of Mechanical
Engineers (ASME) at Three Park Avenue, New York, New York 10016-5990.
The EPA proposes to use ASTM D6348-12e1, Determination of Gaseous
Compounds by Extractive Direct Interface Fourier Transforn (FTIR)
Spectroscopy,'' as an alternative to using EPA Method 320 under certain
conditions and incorporate this alternative by reference. ASTM D6348-
03(2010) was previously determined equivalent to EPA Method 320 with
caveats. ASTM D6348-12e1 is a revised version of ASTM D6348-03(2010)
and includes a new section on accepting the results from direct
measurement of a certified spike gas cylinder, but still lacks the
caveats we placed on the ASTM D6348-03(2010) version. The voluntary
consensus standard (VCS), ASTM D6348-12e1, ``Determination of Gaseous
Compounds by Extractive Direct Interface Fourier Transforn (FTIR)
Spectroscopy,'' is an acceptable alternative to EPA Method 320 at this
time with caveats requiring inclusion of selected annexes to the
standard as mandatory. When using ASTM D6348-12e1, the conditions that
must be met are defined in 40 CFR 63.7142(a)(2). This field test method
employs an extractive sampling system to direct stationary source
effluent to an FTIR spectrometer for the identification and
quantification of gaseous compounds. The ASTM D6348-12el standard was
developed and adopted by the American Society for Testing and Materials
(ASTM).
The EPA also proposes to use ASTM D6735-01 (Reapproved 2009),
``Standard Test Method for Measurement of Gaseous Chlorides and
Fluorides from Mineral Calcining Exhaust Sources Impinger Method,'' as
an alternative to EPA Method 321 provided that the provisions in 40 CFR
63.7142(a)(4) are followed. The EPA used ASTM D6735-01 for the
determination of HCl in EPA Methods 26, 26A, and 321 from mineral
calcining exhaust sources. This method will measure the gaseous
hydrochloric acid and other gaseous chlorides and flurides that passes
through a particulate matter filter. The ASTM D6735-01 standard was
developed and adopted by the ASTM.
The EPA proposes to use VCS ASTM D6420-99 (Reapproved 2010), ``Test
Method for Determination of Gaseous Organic Compounds by Direct
Interface Gas Chromatography/Mass Spectrometry'' as an alternative to
EPA Method 18 only when the target compunds are all known, and the
target compounds are all listed in ASTM D6420 as measurable. ASTM D6420
should not be used for methane and ethane because atomic mass is less
than 35. ASTM D6420 should never be specified as a total VOC method.
This field method determines the mass concentration of volatile organic
hazardous air pollutants.
The ASTM standards may be obtained from https://www.astm.org or from
the ASTM at 100 Barr Harbor Drive, Post Office C700, West Conshohocken,
Pennsylvania 19428-2959.
The EPA proposes to use EPA-454/R-98-015, Office of Air Quality
Planning and Standards (OAQPS), Fabric Filter Bag Leak Detection
Guidance, September 1997 as guidance for how a triboelectric bag leak
detection system must be installed, calibrated, operated, and
maintained. This document includes fabric filter and monitoring system
descriptions; guidance on monitor selection, installation, set up,
adjustment, and operation; and quality assurance procedures.This
document may be obtained from https://www.epa.gov of from the U.S.
Environmental Protection Agency, 1200 Pennsylania Avenue NW,
Washington, DC 20460.
While the EPA has identified another 10 VCS as being potentially
applicable to this proposed rule, we have decided not to use these VCS
in this rulemaking. The use of these VCS would not be practical due to
lack of equivalency, documentation, validation date, and other import
technical and policy considerations. See the memorandum titled
Voluntary Consensus Standard Results for NESHAP: Lime Manufacturing
Residual Risk and Technology Review, in the docket for this proposed
rule for the reasons for these determinations.
Under 40 CFR 63.7(f) and 40 CFR 63.8(f) of subpart A of the General
Provisions, a source may apply to the EPA for permission to use
alternative test methods or alternative monitoring requirements in
place of any required testing methods, performance specifications, or
procedures in the final rule or any amendments.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994).
The documentation for this decision is contained in section IV.B of
this preamble and the technical report, Risk and Technology Review
Analysis of Demographic Factors for Populations Living Near Lime
Manufacturing Source Category Operations, which is available in the
docket for this action.
List of Subjects in 40 CFR Part 63
Environmental protection, Air pollution control, Hazardous
substances, Incorporation by reference, Lime kilns, Lime manufacturing,
Reporting and recordkeeping requirements.
Dated: August 19, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons stated in the preamble, 40 CFR part 63 is proposed
to be amended as follows:
PART 63-NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation for part 63 continuous to read as follows:
Authority: 42 U.S.C. 7401, et seq.
Subpart A--General Provisions
0
2. Section 63.14 is amended by adding paragraph (e)(2), and revising
paragraphs (h)(85), (h)(91), (h)(96), and (n)(3) to read as follows:
Sec. 63.14 Incorporation by reference.
* * * * *
(e) * * *
(2) ANSI/ASME PTC 19.10-1981 (2010), Flue and Exhaust Gas Analyses
(Part 10, Instruments and Apparatus), re-issued 2010, IBR approved for
table 4 to subpart AAAAA.
* * * * *
(h) * * *
(85) ASTM D6348-12e1, Standard Test Method for Determination of
Gaseous Compounds by Extractive Direct Interface Fourier Transform
[[Page 48735]]
Infrared (FTIR) Spectroscopy, Approved February 1, 2012, IBR approved
for Sec. Sec. 63.1571(a) and 63.7142(a) and (b).
* * * * *
(91) ASTM D6420-99 (Reapproved 2010), Standard Test Method for
Determination of Gaseous Organic Compounds by Direct Interface Gas
Chromatography-Mass Spectrometry, Approved October 1, 2010, IBR
approved for Sec. Sec. 63.670(j), 63.7142(b), and appendix A to this
part: Method 325B.
* * * * *
(96) ASTM D6735-01 (Reapproved 2009), Standard Test Method for
Measurement of Gaseous Chlorides and Fluorides from Mineral Calcining
Exhaust Sources--Impinger Method, IBR approved for Sec. 63.7142(a),
tables 4 and 5 to subpart JJJJJ, and tables 4 and 6 to subpart KKKKK.
* * * * *
(n) * * *
(3) EPA-454/R-98-015, Office of Air Quality Planning and Standards
(OAQPS), Fabric Filter Bag Leak Detection Guidance, September 1997,
https://nepis.epa.gov/Exe/ZyPDF.cgi?Dockey=2000D5T6.PDF, IBR approved
for Sec. Sec. 63.548(e), 63.864(e), 63.7113(d), 63.7525(j),
63.8450(e), 63.8600(e), and 63.11224(f).
Subpart AAAAA--[Amended]
0
3. Section 63.7083 is amended by revising paragraphs (a)(1), (a)(2),
and (b) and adding paragraph (e) to read as follows:
Sec. 63.7083 When do I have to comply with this subpart?
(a) * * *
(1) If you start up your affected source before January 5, 2004,
you must comply with the emission limitations no later than January 5,
2004, and you must have completed all applicable performance tests no
later than July 5, 2004, except as noted in paragraphs (e)(1) and (2)
of this section.
(2) If you start up your affected source after January 5, 2004,
then you must comply with the emission limitations for new affected
sources upon startup of your affected source and you must have
completed all applicable performance tests no later than 180 days after
startup, except as noted in paragraphs (e)(1) and (2) of this section.
(b) If you have an existing affected source, you must comply with
the applicable emission limitations for the existing affected source,
and you must have completed all applicable performance tests no later
than January 5, 2007, except as noted in paragraphs (e)(1) and (2) of
this section.
* * * * *
(e)(1) If the start up of your existing, new, or reconstructed
source occurs on or before [DATE OF PUBLICATION OF FINAL RULE IN THE
Federal Register], then the compliance date for the revised
requirements promulgated at Sec. Sec. 63.7090, 63.7100, 63.7112,
63.7113, 63.7121, 63.7131, 63.7132, 63.7140, 63.7141, 63.7142, and
63.7143 and Tables 1, 2, 3, 4, 6, 7, and 8 of 40 CFR 63, subpart AAAAA,
published on [DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register] for both new and existing sources is [DATE 180 DAYS AFTER THE
DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register].
(2) If the initial start up of your new or reconstructed source
occurs after [DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register], then the compliance date for the revised requirements
promulgated at Sec. Sec. 63.7090, 63.7100, 63.7112, 63.7113, 63.7121,
63.7131, 63.7132, 63.7140, 63.7141, 63.7142, and 63.7143 and Tables 1,
2, 3, 4, 6, 7, and 8 of 40 CFR 63, subpart AAAAA, published on [DATE OF
PUBLICATION OF FINAL RULE IN THE Federal Register] is [DATE OF
PUBLICATION OF FINAL RULE IN THE Federal Register] or the date of
startup, whichever is later.
0
4. Section 63.7090 is amended by adding paragraph (c) to read as
follows:
Sec. 63.7090 What emission limitations must I meet?
* * * * *
(c) After [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN
THE Federal Register], during periods of startup and shutdown you must
meet the requirements listed in paragraphs (c)(1) through (6) of this
section.
(1) During startup you must fire your kiln with any one or
combination of the following clean fuels: natural gas, synthetic
natural gas, propane, distillate oil, synthesis gas (syngas), or ultra-
low sulfur diesel (ULSD) until the kiln reaches a temperature of 1200
degrees Fahrenheit.
(2) Combustion of the primary kiln fuel may commence once the kiln
temperature reaches 1200 degrees Fahrenheit.
(3) Kilns and coolers (if there is a separate exhaust to the
atmosphere from the associated lime cooler) equipped with a fabric
filter (FF) must comply with the opacity operating limit in Table 2 in
lieu of the particulate (PM) emission limits.
(4) Kilns and coolers (if there is a separate exhaust to the
atmosphere from the associated lime cooler) equipped with a wet
scrubber must meet the scrubber liquid flow rate operating limit in
Table 2 in lieu of the PM emission limits.
(5) For kilns and coolers (if there is a separate exhaust to the
atmosphere from the associated lime cooler) equipped with an
electrostatic precipitator (ESP), the ESP must be turned on and
operating at the time the gas stream at the inlet to the ESP reaches
300 degrees Fahrenheit (five-minute average) during startup.
Temperature of the gas stream is to be measured at the inlet of the ESP
every minute.
(6) You must keep records as specified in Sec. 63.7132 during
periods of startup and shutdown.
0
5. Section 63.7100 is amended by revising paragraphs (a), (b), (c),
(d)(3), (d)(4)(iii), and (e) to read as follows:
Sec. 63.7100 What are my general requirements for complying with
this subpart?
(a) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], you must be in compliance with the emission
limitations (including operating limits) in this subpart at all times,
except during periods of startup, shutdown, and malfunction. After
[DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register], you must be in compliance with the applicable emission
limitations (including operating limits and work practices) at all
times.
(b) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], you must be in compliance with the opacity
and visible emission (VE) limits in this subpart at all times, except
during periods of startup, shutdown, and malfunction. After [DATE 180
DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register],
you must be in compliance with the applicable opacity and VE limits
(including work practices) at all times.
(c) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], you must always operate and maintain your
affected source, including air pollution control and monitoring
equipment, according to the provisions in Sec. 63.6(e)(1)(i). After
[DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register], you must always operate and maintain any affected source,
including associated air pollution control
[[Page 48736]]
equipment and monitoring equipment, in a manner consistent with safety
and good air pollution control practices for minimizing emissions. The
general duty to minimize emissions does not require the owner or
operator to make any further efforts to reduce emissions if levels
required by the applicable standard have been achieved. Determination
of whether such operation and maintenance procedures are being used
will be based on information available to the Administrator which may
include, but is not limited to, monitoring results, review of operation
and maintenance procedures, review of operation and maintenance
records, and inspection of the source.
(d) * * *
(3) Procedures for the proper operation and maintenance of each
emission unit and each air pollution control device used to meet the
applicable emission limitations and operating limits in Tables 1 and 2
to this subpart, respectively. After [DATE 180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN THE Federal Register], your OM&M plan must
address periods of startup and shutdown.
(4) * * *
(iii) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], ongoing operation and maintenance
procedures in accordance with the general requirements of Sec.
63.8(c)(1)(i) and (ii), (3), and (4)(ii). After [DATE 180 DAYS AFTER
DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register], ongoing
operation and maintenance procedures in accordance with the general
requirements of paragraph (c) of this section and Sec. Sec.
63.8(c)(1)(ii), (3), and (4)(ii); and
* * * * *
(e) For affected sources until [DATE 180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN THE Federal Register], you must develop a
written startup, shutdown, and malfunction plan (SSMP) according to the
provisions in Sec. 63.6(e)(3).
0
6. Section 63.7112 is amended by revising paragraphs (b), (c), (k)(3),
paragraph (l) introductory text, and adding paragraph (m).
Sec. 63.7112 What performance tests, design evaluations, and other
procedures must I use?
* * * * *
(b) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], each performance test must be conducted
according to the requirements in Sec. 63.7(e)(1) and under the
specific conditions specified in Table 4 to this subpart. After [DATE
180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal
Register], each performance test must be conducted based on
representative performance (i.e., performance based on normal operating
conditions) of the affected source and under the specific conditions in
Table 4 to this subpart. Representative conditions exclude periods of
startup and shutdown. The owner or operator may not conduct performance
tests during periods of malfunction. The owner or operator must record
the process information that is necessary to document operating
conditions during the test and include in such record an explanation to
support that such conditions represent normal operation. Upon request,
the owner or operator shall make available to the Administrator such
records as may be necessary to determine the conditions of performance
tests.
(c) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], you may not conduct performance tests during
periods of startup, shutdown, or malfunction, as specified in Sec.
63.7(e)(1). After [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], during startup and shutdown, you must
follow the requirements in Sec. 63.7090(c).
* * * * *
(k) * * *
(3) The observer conducting the VE checks need not be certified to
conduct EPA Method 9 in appendix A-4 to part 60 of this chapter, but
must meet the training requirements as described in EPA Method 22 in
appendix A-7 to part 60 of this chapter.
(l) When determining compliance with the opacity standards for
fugitive emissions from PSH operations in item 8 of Table 1 to this
subpart, you must conduct EPA Method 9 in appendix A-4 to part 60 of
this chapter according to item 17 in Table 4 to this subpart, and in
accordance with paragraphs (l)(1) through (3) of this section.
* * * * *
(m) After to [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], for kilns and coolers equipped with an ESP,
the run average temperature must be calculated for each run, and the
average of the run average temperatures must be determined and included
in the performance test report and will be used to determine compliance
with Sec. 63.7090(c)(5).
0
7. Section 63.7113 is amended by:
0
a. Revising the introductory text to paragraph (d);
0
b. Redesignating paragraphs (d)(3) through (8) as paragraphs (d)(4)
through (9);
0
c. Adding new paragraph (d)(3);
0
d. Revising newly redesignated paragraph (d)(7), the introductory text
to newly redesignated paragraph (d)(8), and newly redesignated
paragraph (d)(9); and
0
e. Adding paragraphs (d)(10) and (h).
The revisions and additions read as follows:
Sec. 63.7113 What are my monitoring installation, operation, and
maintenance requirements?
* * * * *
(d) For each bag leak detection system (BLDS), you must meet any
applicable requirements in paragraphs (a)(1) through (5) and (d)(1)
through (9) of this section.
* * * * *
(3) The BLDS must be equipped with a device to continuously record
the output signal from the sensor.
* * * * *
(7) Each triboelectric BLDS must be installed, calibrated,
operated, and maintained according to EPA-454/R-98-015, ``Fabric Filter
Bag Leak Detection Guidance,'' (incorporated by reference, see Sec.
63.14). Other types of bag leak detection systems must be installed,
operated, calibrated, and maintained according to the manufacturer's
written specifications and recommendations. Standard operating
procedures must be incorporated into the OM&M plan.
(8) At a minimum, initial adjustment of the system must consist of
establishing the baseline output in both of the following ways,
according to section 5.0 of the EPA-454/R-98-015, ``Fabric Filter Bag
Leak Detection Guidance,'' (incorporated by reference, see Sec.
63.14):
* * * * *
(9) After initial adjustment, the sensitivity or range, averaging
period, alarm set points, or alarm delay time may not be adjusted
except as specified in the OM&M plan required by Sec. 63.7100(d). In
no event may the range be increased by more than 100 percent or
decreased by more than 50 percent over a 365-day period unless such
adjustment follows a complete FF inspection that demonstrates that the
FF is in good operating condition, as defined in section 5.2 of the
EPA-454/R-98-015, ``Fabric Filter Bag Leak Detection Guidance,''
(incorporated by reference, see Sec. 63.14). Record each adjustment.
[[Page 48737]]
(10) Record the results of each inspection, calibration, and
validation check.
* * * * *
(h) After [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN
THE Federal Register], for kilns and coolers equipped with an ESP, you
must demonstrate compliance with the startup requirements in Sec.
63.7090(c)(5) by meeting the requirements of paragraphs (h)(1) through
(5) of this section.
(1) You must install, calibrate, maintain, and continuously operate
a CMS to record the temperature of the exhaust gases at the inlet to,
or upstream of, the ESP.
(2) The temperature recorder response range must include zero and
1.5 times the average temperature established during your performance
test according to the requirements in Sec. 63.7112(m).
(3) The calibration reference for the temperature measurement must
be a National Institute of Standards and Technology calibrated
reference thermocouple-potentiometer system or alternate reference,
subject to approval by the Administrator.
(4) The calibration of all thermocouples and other temperature
sensors must be verified at least once every three months.
(5) You must monitor and continuously record the temperature of the
exhaust gases from the kiln and cooler, if applicable, at the inlet to
the kiln and/or cooler ESP.
0
8. Section 63.7121 is amended by revising paragraphs (b) and (d) to
read as follows:
Sec. 63.7121 How do I demonstrate continuous compliance with the
emission limitations standard?
* * * * *
(b) You must report each instance in which you did not meet each
operating limit, work practice, opacity limit, and VE limit in Tables 2
and 6 to this subpart that applies to you. This includes periods of
startup, shutdown, and malfunction. These instances are deviations from
the emission limitations in this subpart. These deviations must be
reported according to the requirements in Sec. 63.7131.
* * * * *
(d) Prior to [DATE 181 DAYS AFTER THE DATE OF PUBLICATION OF FINAL
RULE IN Federal Register], consistent with Sec. Sec. 63.6(e) and
63.7(e)(1), deviations that occur during a period of startup, shutdown,
or malfunction are not violations if you demonstrate to the
Administrator's satisfaction that you were operating in accordance with
Sec. 63.6(e)(1). The Administrator will determine whether deviations
that occur during a period of startup, shutdown, or malfunction are
violations, according to the provisions in Sec. 63.6(e).
* * * * *
0
9. Section 63.7130 is amended by revising paragraph (e) introductory
text to read as follows:
Sec. 63.7130 What notifications must I submit and when?
* * * * *
(e) If you are required to conduct a performance test, design
evaluation, opacity observation, VE observation, or other initial
compliance demonstration as specified in Table 3 or 4 to this subpart,
you must submit a Notification of Compliance Status according to Sec.
63.9(h)(2)(ii). Beginning on [DATE 180 DAYS AFTER DATE OF PUBLICATION
OF FINAL RULE IN THE Federal Register], submit all subsequent
Notification of Compliance Status following the procedure specified in
Sec. 63.7131(h).
* * * * *
0
10. Section 63.7131 is amended by:
0
a. Revising paragraph (b) introductory text.
0
b. Adding paragraph (b)(6).
0
c. Revising paragraphs (c)(4) through (c)(6).
0
d. Revising paragraphs (d), (e) introductory text, and (e)(2).
0
e. Adding paragraph (e)(12)
0
f. Revising paragraph (f).
0
g. Adding paragraphs (g) through (j).
The revisions and additions read as follows:
Sec. 63.7131 What reports must I submit and when?
* * * * *
(b) Unless the Administrator has approved a different schedule for
submission of reports under Sec. 63.10(a), you must submit each report
by the date specified in Table 7 to this subpart and according to the
requirements in paragraphs (b)(1) through (6) of this section:
* * * * *
(6) Beginning on [DATE 180 DAYS AFTER DATE OF PUBLICATION OF FINAL
RULE IN THE Federal Register], submit all subsequent compliance reports
following the procedure specified in paragraph (h) of this section.
(c) * * *
(4) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], if you had a startup, shutdown, or
malfunction during the reporting period and you took actions consistent
with your SSMP, the compliance report must include the information in
Sec. 63.10(d)(5)(i).
(5) If there were no deviations from any emission limitations
(emission limit, operating limit, work practice, opacity limit, and VE
limit) that apply to you, the compliance report must include a
statement that there were no deviations from the emission limitations
during the reporting period.
(6) If there were no periods during which the continuous monitoring
systems (CMS), including CPMS, were out-of-control as specified in
Sec. 63.8(c)(7), a statement that there were no periods during which
the CMS were out-of-control during the reporting period.
(d) For each deviation from an emission limitation (emission limit,
operating limit, work practice, opacity limit, and VE limit) that
occurs at an affected source where you are not using a CMS to comply
with the emission limitations in this subpart, the compliance report
must contain the information specified in paragraphs (c)(1) through (4)
and (d)(1) and (2) of this section. The deviations must be reported in
accordance with the requirements in Sec. 63.10(d) prior to [DATE 181
DAYS AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register]
and the requirements in Sec. 63.10(d)(1)-(4) after [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register].
(1) The total operating time of each emission unit during the
reporting period.
(2) Information on the number, duration, and cause of deviations
(including unknown cause, if applicable), and the corrective action
taken.
(3) An estimate of the quantity of each regulated pollutant emitted
over any emission limit, and a description of the method used to
estimate the emissions.
(e) For each deviation from an emission limitation (emission limit,
operating limit, work practice, opacity limit, and VE limit) occurring
at an affected source where you are using a CMS to comply with the
emission limitation in this subpart, you must include the information
specified in paragraphs (c)(1) through (4) and (e)(1) through (11) of
this section, except that after [DATE 180 DAYS AFTER DATE OF
PUBLICATION OF FINAL RULE IN THE Federal Register] the semiannual
compliance report must also include the information included in
paragraph (e)(12) of this section. This includes periods of startup,
shutdown, and malfunction.
* * * * *
[[Page 48738]]
(2) The date, time, and duration that each CMS was inoperative,
except for zero (low-level) and high-level checks.
* * * * *
(12) An estimate of the quantity of each regulated pollutant
emitted over any emission limit, and a description of the method used
to estimate the emissions.
(f) Each facility that has obtained a title V operating permit
pursuant to part 70 or part 71 of this chapter must report all
deviations as defined in this subpart in the semiannual monitoring
report required by Sec. Sec. 70.6(a)(3)(iii)(A) or 71.6(a)(3)(iii)(A)
of this chapter. If you submit a compliance report specified in Table 7
to this subpart along with, or as part of, the semiannual monitoring
report required by Sec. Sec. 70.6(a)(3)(iii)(A) or 71.6(a)(3)(iii)(A)
of this chapter, and the compliance report includes all required
information concerning deviations from any emission limitation
(including any operating limit and work practice), submission of the
compliance report shall be deemed to satisfy any obligation to report
the same deviations in the semiannual monitoring report. However,
submission of a compliance report shall not otherwise affect any
obligation you may have to report deviations from permit requirements
to the permit authority.
(g) If you are required to submit reports following the procedure
specified in this paragraph, you must submit reports to the EPA via the
Compliance and Emissions Data Reporting Interface (CEDRI), which can be
accessed through the EPA's Central Data Exchange (CDX) (https://cdx.epa.gov/). You must use the appropriate electronic report template
on the CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri) for
this subpart. The date report templates become available will be listed
on the CEDRI website. The report must be submitted by the deadline
specified in this subpart, regardless of the method in which the report
is submitted. If you claim some of the information required to be
submitted via CEDRI is confidential business information (CBI), submit
a complete report, including information claimed to be CBI, to the EPA.
The report must be generated using the appropriate form on the CEDRI
website. Submit the file on a compact disc, flash drive, or other
commonly used electronic storage medium and clearly mark the medium as
CBI. Mail the electronic medium to U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement Policy Group, MD C404-02, 4930 Old
Page Rd., Durham, NC 27703. The same file with the CBI omitted must be
submitted to the EPA via the EPA's CDX as described earlier in this
paragraph.
(h) Performance Tests. Within 60 days after the date of completing
each performance test required by this subpart, you must submit the
results of the performance test following the procedures specified in
paragraphs (h)(1) through (3) of this section.
(1) Data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test. Submit the results of the
performance test to the EPA via CEDRI, which can be accessed through
the EPA's CDX (https://cdx.epa.gov/). The data must be submitted in a
file format generated through the use of the EPA's ERT. Alternatively,
you may submit an electronic file consistent with the extensible markup
language (XML) schema listed on the EPA's ERT website.
(2) Data collected using test methods that are not supported by the
EPA's ERT as listed on the EPA's ERT website at the time of the test.
The results of the performance test must be included as an attachment
in the ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the ERT generated
package or alternative file to the EPA via CEDRI.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (i) of this section is CBI,
you must submit a complete file, including information claimed to be
CBI, to the EPA. The file must be generated through the use of the
EPA's ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted must be submitted to the EPA via the EPA's CDX as
described in paragraph (i) of this section.
(i) If you are required to electronically submit a report or
notification through CEDRI in the EPA's CDX, you may assert a claim of
EPA system outage for failure to timely comply with the reporting
requirement. To assert a claim of EPA system outage, you must meet the
requirements outlined in paragraphs (i)(1) through (7) of this section.
(1) You must have been or will be precluded from accessing CEDRI
and submitting a required report within the time prescribed due to an
outage of either the EPA's CEDRI or CDX systems.
(2) The outage must have occured within the period of time
beginning five business days prior to the date that the submission is
due.
(3) The outage may be planned or unplanned.
(4) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(5) You must provide to the Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX or CEDRI was accessed and the
system was unavailable;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to EPA system outage;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(6) The decision to accept the claim of EPA system outage and allow
an extension to the reporting deadline is solely within the discretion
of the Administrator.
(7) In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved.
(j) Claims of force majeure. If you are required to electronically
submit a report through CEDRI in the EPA's CDX, you may assert a claim
of force majeure for failure to timely comply with the reporting
requirement. To assert a claim of force majuere, you must meet the
requirements outlined in paragraphs (j)(1) through (5) of this section.
(1) You may submit a claim if a force majeure event is about to
occur, occurs, or has occurred or there are lingering effects from such
an event within the period of time beginning five business days prior
to the date the submission is due. For the purposes of this section, a
force majeure event is defined as an event that will be or has been
caused by circumstances beyond the control of the affected facility,
its contractors, or any entity controlled by the affected facility that
prevents you from complying with the requirement to submit a report
electronically within the time period prescribed. Examples of such
events are acts of nature (e.g., hurricanes,
[[Page 48739]]
earthquakes, or floods), acts of war or terrorism, or equipment failure
or safety hazard beyond the control of the affected facility (e.g.,
large scale power outage).
(2) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(3) You must provide to the Administrator:
(i) A written description of the force majeure event;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to the force majeure event;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(4) The decision to accept the claim of force majeure and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(5) In any circumstance, the reporting must occur as soon as
possible after the force majeure event occurs.
0
11. Section 63.7132 is amended by revising paragraph (a)(2) to read as
follows:
Sec. 63.7132 What records must I keep?
(a) * * *
(2) Prior to [DATE 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register], the records in Sec. 63.6(e)(3)(iii) through
(v) related to startup, shutdown, and malfunction. After [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF FINAL RULE IN THE Federal Register], the
records in paragraphs (a)(2)(i) through (iii) of this section.
(i) You must keep records of the date, time and duration of each
startup and/or shutdown period for any affected source that is subject
to a standard during startup or shutdown that differs from the standard
applicable at other times.
(ii) You must keep records of the date, time, cause and duration of
each malfunction that causes an affected source to fail to meet an
applicable standard; if there was also a monitoring malfunction, the
date, time, cause, and duration of the monitoring malfunction; the
record must list the affected source or equipment, an estimate of the
volume of each regulated pollutant emitted over the standard for which
the source failed to meet a standard, and a description of the method
used to estimate the emissions.
(iii) For kilns and coolers equipped with an ESP, the average of
the run average temperatures determined in accordance with Sec.
63.7112(m) must be recorded.
* * * * *
0
12. Section 63.7133 is amended by adding paragraph (d) to read as
follows:
Sec. 63.7133 In what form and for how long must I keep my records?
* * * * *
(d) Any records required to be maintained by this part that are
submitted electronically via the EPA's CEDRI may be maintained in
electronic format. This ability to maintain electronic copies does not
affect the requirement for facilities to make records, data, and
reports available upon request to a delegated air agency or the EPA as
part of an on-site compliance evaluation.
0
13. Section 63.7140 is revised to read as follows:
Sec. 63.7140 What parts of the General Provisions apply to me?
Table 8 to this subpart shows which parts of the General Provisions
in Sec. Sec. 63.1 through 63.16 apply to you. When there is overlap
between 40 CFR part 63, subpart A, and 40 CFR part 63, subpart AAAAA,
as indicated in the ``Explanations'' column in Table 8, 40 CFR part 63,
subpart AAAAA takes precedence.
0
14. Section 63.7141 is amended by:
0
a. Revising paragraph (c) introductory text.
0
b. Redesignating paragraphs (c)(4) through (c)(6) as paragraphs (c)(5)
through (c)(7).
0
c. Adding new paragraph (c)(4).
0
d. Adding paragraph (c)(8).
The revisions and additions read as follows:
Sec. 63.7141 Who implements and enforces this subpart?
* * * * *
(c) The authorities that will not be delegated to state, local, or
tribal agencies are as specified in paragraphs (c)(1) through (8) of
this section.
* * * * *
(4) Approval of alternatives to the work practices in Sec.
63.7090(c).
* * * * *
(8) Approval of an alternative to any electronic reporting to the
EPA required by this subpart.
0
15. Section 63.7142 is amended by:
0
a. Revising paragraph (a)(1);
0
b. Redesignating paragraphs (a)(2) and (3) as paragraphs (a)(3) and
(4);
0
c. Adding new paragraph (a)(2);
0
d. Revising newly designated paragraph (a)(4) introductory text, and
paragraphs (a)(4)(i), and (a)(4)(v);
0
e. Redesignating paragraphs (b)(2) and (b)(3) as paragraphs (b)(3) and
(b)(4);
0
f. Adding new paragraph (b)(2); and
0
g. Revising newly designated paragraphs (b)(3) and (4).
The revisions and additions read as follows:
Sec. 63.7142 What are the requirements for claiming area source
status?
(a) * * *
(1) EPA Method 320 of appendix A to this part, or
(2) As an alternative to EPA Method 320, ASTM D6348-12e1,
Determination of Gaseous Compounds by Extractive Direct Interface
Fourier Transform (FTIR) Spectroscopy (incorporated by reference, see
Sec. 63.14), provided that the provisions of paragraphs (a)(2)(i) and
(ii) of this section are followed:
(i) The test plan preparation and implementation in the Annexes to
ASTM D 6348-12e1, Sections A1 through A8 are mandatory.
(ii) In ASTM D6348-12e1 Annex A5 (Analyte Spiking Technique), the
percent recovery (%R) must be determined for each target analyte
(Equation A5.5). In order for the test data to be acceptable for a
compound, %R must be greater than or equal to 70 percent and less than
or equal to 130 percent. If the %R value does not meet this criterion
for a target compound, the test data are not acceptable for that
compound and the test must be repeated for that analyte (i.e., the
sampling and/or analytical procedure should be adjusted before a
retest). The %R value for each compound must be reported in the test
report, and all field measurements must be corrected with the
calculated %R value for that compound by using the following equation:
Reported Results = ((Measured Concentration in the Stack)) / (%R) x
100; or
* * * * *
(4) As an alternative to EPA Method 321, ASTM Method D6735-01
(Reapproved 2009), Standard Test Method for Measurement of Gaseous
Chlorides and Fluorides from Mineral Calcining Exhaust Sources--
Impinger Method (incorporated by reference, see Sec. 63.14), provided
that the provisions in paragraphs (a)(4)(i) through (vi) of this
section are followed.
(i) A test must include three or more runs in which a pair of
samples is obtained simultaneously for each run according to section
11.2.6 of ASTM Method D6735-01 (Reapproved 2009).
* * * * *
(v) The post-test analyte spike procedure of section 11.2.7 of ASTM
Method D6735-01 (Reapproved 2009) is conducted, and the percent
recovery is
[[Page 48740]]
calculated according to section 12.6 of ASTM Method D6735-01
(Reapproved 2009).
* * * * *
(b) * * *
(2) As an alternative to Method 320, ASTM D6348-12e1, Determination
of Gaseous Compounds by Extractive Direct Interface Fourier Transform
(FTIR) Spectroscopy (incorporated by reference, see Sec. 63.14),
provided that the provisions of paragraphs (b)(2)(i) and (ii) of this
section are followed:
(i) The test plan preparation and implementation in the Annexes to
ASTM D 6348-12e1, Sections A1 through A8 are mandatory.
(ii) In ASTM D6348-12e1 Annex A5 (Analyte Spiking Technique), the
percent recovery (%R) must be determined for each target analyte
(Equation A5.5). In order for the test data to be acceptable for a
compound, %R must be greater than or equal to 70 percent and less than
or equal to 130 percent. If the %R value does not meet this criterion
for a target compound, the test data are not acceptable for that
compound and the test must be repeated for that analyte (i.e., the
sampling and/or analytical procedure should be adjusted before a
retest). The %R value for each compound must be reported in the test
report, and all field measurements must be corrected with the
calculated %R value for that compound by using the following equation:
Reported Results = ((Measured Concentration in the Stack)) / (%R) x
100;
(3) Method 18 of appendix A-6 to part 60 of this chapter; or
(4) As an alternative to Method 18, ASTM D6420-99 (Reapproved
2010), Standard Test Method for Determination of Gaseous Organic
Compounds by Direct Interface Gas Chromatography-Mass Spectrometry (GC/
MS) (incorporated by reference, see Sec. 63.14), provided that the
provisions of paragraphs (b)(4)(i) through (iii) of this section are
followed:
(i) The target compound(s) are those listed in section 1.1 of ASTM
D6420-99 (Reapproved 2010) as measurable;
(ii) This ASTM should not be used for methane and ethane because
their atomic mass is less than 35; and
(iii) ASTM D6420 (Reapproved 2010) should never be specified as a
total VOC.
* * * * *
0
16. Section 63.7143 is amended by:
0
a. Revising paragraph (3) under the definition of ``Deviation.''
0
b. Revising the definition of ``Emission limitation.''
0
c. Adding in alphabetical order definitions for ``Shutdown'' and
``Startup.''
The revisions read as follows:
Sec. 63.7143 What definitions apply to this subpart?
* * * * *
Deviation * * *
* * * * *
(3) Prior to [Date 181 DAYS AFTER DATE OF PUBLICATION OF FINAL RULE
IN THE Federal Register] fails to meet any emission limitation
(including any operating limit or work practice) in this subpart during
startup, shutdown, or malfunction, regardless of whether or not such
failure is allowed by this subpart.
Emission limitation means any emission limit, opacity limit,
operating limit, work practice, or VE limit.
* * * * *
Shutdown means the cessation of kiln operation. Shutdown begins
when feed to the kiln is halted and ends when continuous kiln rotation
ceases.
* * * * *
Startup means the time from when a shutdown kiln first begins
firing fuel. Startup begins when a shutdown kiln turns on the induced
draft fan and begins firing fuel in the main burner. Startup ends 60
minutes after the lime kiln generates lime product.
* * * * *
0
17. Table 1 to subpart AAAAA is revised to read as follows:
Table 1 to Subpart AAAAA of Part 63--Emission Limits
As required in Sec. 63.7090(a), you must meet each emission limit in
the following table that applies to you.
------------------------------------------------------------------------
You must meet the following emission
For . . . limit
------------------------------------------------------------------------
1. Existing lime kilns and their PM emissions must not exceed 0.12
associated lime coolers that did pounds per ton of stone feed (lb/
not have a wet scrubber installed tsf).
and operating prior to January 5,
2004.
2. Existing lime kilns and their PM emissions must not exceed 0.60 lb/
associated lime coolers that have tsf. If, at any time after January
a wet scrubber, where the 5, 2004, the kiln changes to a dry
scrubber itself was installed and control system, then the PM
operating prior to January 5, emission limit in item 1 of this
2004. Table 1 applies, and the kiln is
hereafter ineligible for the PM
emission limit in item 2 of this
Table 1 regardless of the method of
PM control.
3. New lime kilns and their PM emissions must not exceed 0.10 lb/
associated lime coolers. tsf.
4. All existing and new lime kilns Weighted average PM emissions
and their associated coolers at calculated according to Eq. 2 in
your LMP, and you choose to Sec. 63.7112 must not exceed 0.12
average PM emissions, except that lb/tsf (if you are averaging only
any kiln that is allowed to meet existing kilns) or 0.10 lb/tsf (if
the 0.60 lb/tsf PM emission limit you are averaging only new kilns).
is ineligible for averaging. If you are averaging existing and
new kilns, your weighted average PM
emissions must not exceed the
weighted average emission limit
calculated according to Eq. 3 in
Sec. 63.7112, except that no new
kiln and its associated cooler
considered alone may exceed an
average PM emissions limit of 0.10
lb/tsf.
5. All new and existing lime kilns After [DATE 180 DAYS AFTER DATE OF
and their associated coolers PUBLICATION OF FINAL RULE IN THE
during startup and shutdown. Federal Register], work practices
in Sec. 63.7090(c).
6. Stack emissions from all PSH PM emissions must not exceed 0.05
operations at a new or existing grams per dry standard cubic meter
affected source. (g/dscm).
7. Stack emissions from all PSH Emissions must not exceed 7 percent
operations at a new or existing opacity.
affected source, unless the stack
emissions are discharged through
a wet scrubber control device.
8. Fugitive emissions from all PSH Emissions must not exceed 10 percent
operations at a new or existing opacity.
affected source, except as
provided by item 9 of this Table
1.
9. All PSH operations at a new or All of the individually affected PSH
existing affected source enclosed operations must comply with the
in a building. applicable PM and opacity emission
limitations in items 6 through 8 of
this Table 1, or the building must
comply with the following: There
must be no VE from the building,
except from a vent; and vent
emissions must not exceed the stack
emissions limitations in items 6
and 7 of this Table 1.
[[Page 48741]]
10. Each FF that controls Emissions must not exceed 7 percent
emissions from only an opacity.
individual, enclosed storage bin.
11. Each set of multiple storage You must comply with the emission
bins at a new or existing limits in items 6 and 7 of this
affected source, with combined Table 1.
stack emissions.
------------------------------------------------------------------------
0
18. Table 2 of subpart AAAAA is amended by adding an entry for ``7'' to
read as follows:
Table 2 to Subpart AAAAA of Part 63--Operating Limits
As required in Sec. 63.7090(b), you must meet each operating limit in
the following table that applies to you.
------------------------------------------------------------------------
For . . . You must . . .
------------------------------------------------------------------------
* * * * * * *
7. During startup and shutdown, each After [DATE 180 DAYS AFTER DATE
lime kiln and each lime cooler (if OF PUBLICATION OF FINAL RULE
there is a separate exhaust to the IN THE Federal Register], meet
atmosphere from the associated lime the work practice requirements
cooler) subject to an emission limit in Sec. 63.7090(c).
that is equipped with an add-on air
pollution control device.
------------------------------------------------------------------------
0
19. Revise Table 4 to subpart AAAAA to read as follows:
Table 4 to Subpart AAAAA of Part 63--Requirements for Performance Tests
As required in Sec. 63.7112, you must conduct each performance test in the following table that applies to
you.
----------------------------------------------------------------------------------------------------------------
According to the
For . . . You must . . . Using . . . following requirements .
. .
----------------------------------------------------------------------------------------------------------------
1. Each lime kiln and each Select the location Method 1 or 1A of appendix Sampling sites must be
associated lime cooler, if there of the sampling port A to part 60 of this located at the outlet of
is a separate exhaust to the and the number of chapter; and Sec. the control device(s)
atmosphere from the associated traverse ports. 63.6(d)(1)(i). and prior to any
lime cooler. releases to the
atmosphere.
2. Each lime kiln and each Determine velocity Method 2, 2A, 2C, 2D, 2F, Not applicable.
associated lime cooler, if there and volumetric flow or 2G in appendix A to
is a separate exhaust to the rate. part 60 of this chapter.
atmosphere from the associated
lime cooler.
3. Each lime kiln and each Conduct gas molecular Method 3, 3A, or 3B in You may use ASME PTC
associated lime cooler, if there weight analysis. appendix A to part 60 of 19.10-1981 (2010)--Part
is a separate exhaust to the this chapter. 10 \a\ as an alternative
atmosphere from the associated to using the manual
lime cooler. procedures (but not
instrumental procedures)
in Method 3B.
4. Each lime kiln and each Measure moisture Method 4 in appendix A to Not applicable.
associated lime cooler, if there content of the stack part 60 of this chapter.
is a separate exhaust to the gas.
atmosphere from the associated
lime cooler.
[[Page 48742]]
5. Each lime kiln and each Measure PM emissions. Method 5 in appendix A to Conduct the test(s) when
associated lime cooler, if there part 60 of this chapter. the source is operating
is a separate exhaust to the at representative
atmosphere from the associated operating conditions in
lime cooler, and which uses a accordance with Sec.
negative pressure PM control 63.7(e) before [DATE 181
device. DAYS AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register] and Sec.
63.7112(b) after [DATE
180 DAYS AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register]; the minimum
sampling volume must be
0.85 dry standard cubic
meter (dscm) (30 dry
standard cubic foot
(dscf)); if there is a
separate lime cooler
exhaust to the
atmosphere, you must
conduct the Method 5
test of the cooler
exhaust concurrently
with the kiln exhaust
test.
6. Each lime kiln and each Measure PM emissions. Method 5D in appendix A to Conduct the test(s) when
associated lime cooler, if there part 60 of this chapter. the source is operating
is a separate exhaust to the at representative
atmosphere from the associated operating conditions in
lime cooler, and which uses a accordance with Sec.
positive pressure FF or ESP. 63.7(e) [DATE 181 DAYS
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register] and Sec.
63.7112(b) after [DATE
180 DAYS AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register]; if there is a
separate lime cooler
exhaust to the
atmosphere, you must
conduct the Method 5
test of the separate
cooler exhaust
concurrently with the
kiln exhaust test.
7. Each lime kiln................. Determine the mass Any suitable device....... Calibrate and maintain
rate of stone feed the device according to
to the kiln during manufacturer's
the kiln PM instructions; the
emissions test. measuring device used
must be accurate to
within 5
percent of the mass rate
of stone feed over its
operating range.
8. Each lime kiln equipped with a Establish the Data for the gas stream The continuous pressure
wet scrubber. operating limit for pressure drop measurement drop measurement device
the average gas device during the kiln PM must be accurate within
stream pressure drop performance test. plus or minus 1 percent;
across the wet you must collect the
scrubber. pressure drop data
during the period of the
performance test and
determine the operating
limit according to Sec.
63.7112(j).
9. Each lime kiln equipped with a Establish the Data from the liquid flow The continuous scrubbing
wet scrubber. operating limit for rate measurement device liquid flow rate
the average liquid during the kiln PM measuring device must be
flow rate to the performance test. accurate within plus or
scrubber. minus 1 percent; you
must collect the flow
rate data during the
period of the
performance test and
determine the operating
limit according to Sec.
63.7112(j).
10. Each lime kiln equipped with a Have installed and Standard operating According to the
FF or ESP that is monitored with have operating the procedures incorporated requirements in Sec.
a PM detector. BLDS or PM detector into the OM&M plan. 63.7113(d) or (e),
prior to the respectively.
performance test.
11. Each lime kiln equipped with a Have installed and Standard operating According to the
FF or ESP that is monitored with have operating the procedures incorporated requirements in Sec.
a COMS. COMS prior to the into the OM&M plan and as 63.7113(g).
performance test. required by 40 CFR part
63, subpart A, General
Provisions and according
to PS-1 of appendix B to
part 60 of this chapter,
except as specified in
Sec. 63.7113(g)(2).
12. Each stack emission from a PSH Measure PM emissions. Method 5 or Method 17 in The sample volume must be
operation, vent from a building appendix A to part 60 of at least 1.70 dscm (60
enclosing a PSH operation, or set this chapter. dscf); for Method 5, if
of multiple storage bins with the gas stream being
combined stack emissions, which sampled is at ambient
is subject to a PM emission limit. temperature, the
sampling probe and
filter may be operated
without heaters; and if
the gas stream is above
ambient temperature, the
sampling probe and
filter may be operated
at a temperature high
enough, but no higher
than 121 [deg]C (250
[deg]F), to prevent
water condensation on
the filter (Method 17
may be used only with
exhaust gas temperatures
of not more than 250
[deg]F).
[[Page 48743]]
13. Each stack emission from a PSH Conduct opacity Method 9 in appendix A to The test duration must be
operation, vent from a building observations. part 60 of this chapter. for at least 3 hours and
enclosing a PSH operation, or set you must obtain at least
of multiple storage bins with thirty, 6-minute
combined stack emissions, which averages.
is subject to an opacity limit.
14. Each stack emissions source Establish the average Data for the gas stream The pressure drop
from a PSH operation subject to a gas stream pressure pressure drop measurement measurement device must
PM or opacity limit, which uses a drop across the wet device during the PSH be accurate within plus
wet scrubber. scrubber. operation stack PM or minus 1 percent; you
performance test. must collect the
pressure drop data
during the period of the
performance test and
determine the operating
limit according to Sec.
63.7112(j).
15. Each stack emissions source Establish the Data from the liquid flow The continuous scrubbing
from a PSH operation subject to a operating limit for rate measurement device liquid flow rate
PM or opacity limit, which uses a the average liquid during the PSH operation measuring device must be
wet scrubber. flow rate to the stack PM performance test. accurate within plus or
scrubber. minus 1 percent; you
must collect the flow
rate data during the
period of the
performance test and
determine the operating
limit according to Sec.
63.7112(j).
16. Each FF that controls Conduct opacity Method 9 in appendix A to The test duration must be
emissions from only an observations. part 60 of this chapter. for at least 1 hour and
individual, enclosed, new or you must obtain ten 6-
existing storage bin. minute averages.
17. Fugitive emissions from any Conduct opacity Method 9 in appendix A to The test duration must be
PSH operation subject to an observations. part 60 of this chapter. for at least 3 hours,
opacity limit. but the 3-hour test may
be reduced to 1 hour if,
during the first 1-hour
period, there are no
individual readings
greater than 10 percent
opacity and there are no
more than three readings
of 10 percent during the
first 1-hour period.
18. Each building enclosing any Conduct VE check..... The specifications in Sec. The performance test must
PSH operation, that is subject to 63.7112(k). be conducted while all
a VE limit. affected PSH operations
within the building are
operating; the
performance test for
each affected building
must be at least 75
minutes, with each side
of the building and roof
being observed for at
least 15 minutes.
----------------------------------------------------------------------------------------------------------------
\a\ Incorporated by reference, see Sec. 63.14.
0
20. Table 7 of subpart AAAAA is revised to read as follows:
Table 7 to Subpart AAAAA of Part 63--Requirements for Reports
As required in Sec. 63.7131, you must submit each report in this table
that applies to you.
------------------------------------------------------------------------
The report must You must submit
You must submit a . . . contain . . . the report . . .
------------------------------------------------------------------------
1. Compliance report.......... a. If there are no Semiannually
deviations from any according to
emission limitations the
(emission limit, requirements in
operating limit, work Sec.
practice, opacity 63.7131(b).
limit, and VE limit)
that applies to you,
a statement that
there were no
deviations from the
emission limitations
during the reporting
period;.
b. If there were no Semiannually
periods during which according to
the CMS, including the
any operating requirements in
parameter monitoring Sec.
system, was out-of- 63.7131(b).
control as specified
in Sec. 63.8(c)(7),
a statement that
there were no periods
during which the CMS
was out-of-control
during the reporting
period;.
c. If you have a Semiannually
deviation from any according to
emission limitation the
(emission limit, requirements in
operating limit, work Sec.
practice, opacity 63.7131(b).
limit, and VE limit)
during the reporting
period, the report
must contain the
information in Sec.
63.7131(d);.
[[Page 48744]]
d. If there were Semiannually
periods during which according to
the CMS, including the
any operating requirements in
parameter monitoring Sec.
system, was out-of- 63.7131(b).
control, as specified
in Sec. 63.8(c)(7),
the report must
contain the
information in Sec.
63.7131(e); and.
e. Before [DATE 181 Semiannually
DAYS AFTER DATE OF according to
PUBLICATION OF FINAL the
RULE IN THE Federal requirements in
Register], if you had Sec.
a startup, shutdown 63.7131(b).
or malfunction during
the reporting period
and you took actions
consistent with your
SSMP, the compliance
report must include
the information in
Sec.
63.10(d)(5)(i). After
[DATE 180 DAYS AFTER
DATE OF PUBLICATION
OF FINAL RULE IN THE
Federal Register], if
you had a startup,
shutdown or
malfunction during
the reporting period
and you failed to
meet an applicable
standard, the
compliance report
must include the
information in Sec.
63.7131(c)(3)..
2. Before [DATE 181 DAYS AFTER Actions taken for the By fax or
DATE OF PUBLICATION OF FINAL event. telephone
RULE IN THE Federal within 2
Register], an immediate working days
startup, shutdown, and after starting
malfunction report if you had actions
a startup, shutdown, or inconsistent
malfunction during the with the SSMP.
reporting period that is not
consistent with your SSMP.
3. Before [DATE 181 DAYS AFTER The information in By letter within
DATE OF PUBLICATION OF FINAL Sec. 7 working days
RULE IN THE Federal 63.10(d)(5)(ii). after the end
Register], an immediate of the event
startup, shutdown, and unless you have
malfunction report if you had made
a startup, shutdown, or alternative
malfunction during the arrangements
reporting period that is not with the
consistent with your SSMP. permitting
authority. See
Sec.
63.10(d)(5)(ii)
.
(4) Performance Test Report... The information According to the
required in Sec. requirements of
63.7(g). Sec. 63.7131
------------------------------------------------------------------------
0
20. Table 8 of subpart AAAAA is revised to read as follows:
Table 8 to Subpart AAAAA of Part 63--Applicability of General Provisions to Subpart AAAAA
As required in Sec. 63.7140, you must comply with the applicable General Provisions requirements according to
the following table:
----------------------------------------------------------------------------------------------------------------
Am I subject to this
Citation Summary of requirement requirement? Explanations
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)-(4)............ Applicability............ Yes.
Sec. 63.1(a)(5)................ ......................... No.
Sec. 63.1(a)(6)................ Applicability............ Yes.
Sec. 63.1(a)(7)-(a)(9)......... ......................... No.
Sec. 63.1(a)(10)-(a)(14)....... Applicability............ Yes.
Sec. 63.1(b)(1)................ Initial Applicability Yes..................... Sec. Sec. 63.7081 and
Determination. 63.7142 specify
additional
applicability
determination
requirements.
Sec. 63.1(b)(2)................ ......................... No.
Sec. 63.1(b)(3)................ Initial Applicability Yes.
Determination.
Sec. 63.1(c)(1)................ Applicability After Yes.
Standard Established.
Sec. 63.1(c)(2)................ Permit Requirements...... No...................... Area sources not subject
to subpart AAAAA,
except all sources must
make initial
applicability
determination.
Sec. 63.1(c)(3)-(4)............ ......................... No.
Sec. 63.1(c)(5)................ Area Source Becomes Major Yes.
Sec. 63.1(d)................... ......................... No.
Sec. 63.1(e)................... Applicability of Permit Yes.
Program.
Sec. 63.2...................... Definitions.............. Yes..................... Additional definitions
in Sec. 63.7143.
Sec. 63.3(a)-(c)............... Units and Abbreviations.. Yes.
Sec. 63.4(a)(1)-(a)(2)......... Prohibited Activities.... Yes.
Sec. 63.4(a)(3)-(a)(5)......... ......................... No.
Sec. 63.4(b)-(c)............... Circumvention, Yes.
Severability.
Sec. 63.5(a)(1)-(2)............ Construction/ Yes.
Reconstruction.
Sec. 63.5(b)(1)................ Compliance Dates......... Yes.
[[Page 48745]]
Sec. 63.5(b)(2)................ ......................... No.
Sec. 63.5(b)(3)-(4)............ Construction Approval, Yes.
Applicability.
Sec. 63.5(b)(5)................ ......................... No.
Sec. 63.5(b)(6)................ Applicability............ Yes.
Sec. 63.5(c)................... ......................... No.
Sec. 63.5(d)(1)-(4)............ Approval of Construction/ Yes.
Reconstruction.
Sec. 63.5(e)................... Approval of Construction/ Yes.
Reconstruction.
Sec. 63.5(f)(1)-(2)............ Approval of Construction/ Yes.
Reconstruction.
Sec. 63.6(a)................... Compliance for Standards Yes.
and Maintenance.
Sec. 63.6(b)(1)-(5)............ Compliance Dates......... Yes.
Sec. 63.6(b)(6)................ ......................... No.
Sec. 63.6(b)(7)................ Compliance Dates......... Yes.
Sec. 63.6(c)(1)-(2)............ Compliance Dates......... Yes.
Sec. 63.6(c)(3)-(c)(4)......... ......................... No.
Sec. 63.6(c)(5)................ Compliance Dates......... Yes.
Sec. 63.6(d)................... ......................... No.
Sec. 63.6(e)(1)(i)............. General Duty to Minimize Yes before [DATE 181 After [DATE 180 DAYS
Emissions. DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], see Sec.
No after [DATE 180 DAYS 63.7100 for general
AFTER DATE OF duty requirement.
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.6(e)(1)(ii)............ Requirement to Correct Yes before [DATE 181
Malfunctions ASAP. DAYS AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register]
No after [DATE 180 DAYS
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.6(e)(1)(iii)........... Operation and Maintenance Yes.
Requirements.
Sec. 63.6(e)(2)................ ......................... No...................... [Reserved]
Sec. 63.6(e)(3)................ Startup, Shutdown Yes before [DATE 181 After [DATE 180 DAYS
Malfunction Plan. DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], the OM&M
No after [DATE 180 DAYS plan must address
AFTER DATE OF periods of startup and
PUBLICATION OF FINAL shutdown. See Sec.
RULE IN THE Federal 63.7100(d).
Register].
Sec. 63.6(f)(1)................ SSM exemption............ Yes before [DATE 181 After [DATE 180 DAYS
DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], for periods
No after [DATE 180 DAYS of startup and
AFTER DATE OF shutdown, see Sec.
PUBLICATION OF FINAL 63.7090(c).
RULE IN THE Federal
Register].
Sec. 63.6(f)(2)-(3)............ Methods for Determining Yes.
Compliance.
Sec. 63.6(g)(1)-(g)(3)......... Alternative Standard..... Yes.
Sec. 63.6(h)(1)................ SSM exemption............ Yes before [DATE 181 After [DATE 180 DAYS
DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], for periods
No after [DATE 180 DAYS of startup and
AFTER DATE OF shutdown, see Sec.
PUBLICATION OF FINAL 63.7090(c).
RULE IN THE Federal
Register].
Sec. 63.6(h)(2)................ Methods for Determining Yes.
Compliance.
Sec. 63.6(h)(3)................ ......................... No.
Sec. 63.6(h)(4)-(h)(5)(i)...... Opacity/VE Standards..... Yes..................... This requirement only
applies to opacity and
VE performance checks
required in Table 4 to
subpart AAAAA.
Sec. 63.6(h)(5) (ii)-(iii)..... Opacity/VE Standards..... No...................... Test durations are
specified in subpart
AAAAA; subpart AAAAA
takes precedence.
Sec. 63.6(h)(5)(iv)............ Opacity/VE Standards..... No.
Sec. 63.6(h)(5)(v)............. Opacity/VE Standards..... Yes.
Sec. 63.6(h)(6)................ Opacity/VE Standards..... Yes.
Sec. 63.6(h)(7)................ COM Use.................. Yes.
Sec. 63.6(h)(8)................ Compliance with Opacity Yes.
and VE.
Sec. 63.6(h)(9)................ Adjustment of Opacity Yes.
Limit.
Sec. 63.6(i)(1)-(i)(14)........ Extension of Compliance.. Yes.
[[Page 48746]]
Sec. 63.6(i)(15)............... ......................... No.
Sec. 63.6(i)(16)............... Extension of Compliance.. Yes.
Sec. 63.6(j)................... Exemption from Compliance Yes.
Sec. 63.7(a)(1)-(a)(3)......... Performance Testing Yes..................... Sec. 63.7110 specifies
Requirements. deadlines; Sec.
63.7112 has additional
specific requirements.
Sec. 63.7(b)................... Notification............. Yes.
Sec. 63.7(c)................... Quality Assurance/Test Yes.
Plan.
Sec. 63.7(d)................... Testing Facilities....... Yes.
Sec. 63.7(e)(1)................ Conduct of Tests......... Yes before [DATE 181 After [DATE 180 DAYS
DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], see Sec.
No after [DATE 180 DAYS 63.7112(b).
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.7(e)(2)-(4)............ Conduct of Tests......... Yes.
Sec. 63.7(f)................... Alternative Test Method.. Yes.
Sec. 63.7(g)................... Data Analysis............ Yes.
Sec. 63.7(h)................... Waiver of Tests.......... Yes.
Sec. 63.8(a)(1)................ Monitoring Requirements.. Yes..................... See Sec. 63.7113.
Sec. 63.8(a)(2)................ Monitoring............... Yes.
Sec. 63.8(a)(3)................ ......................... No.
Sec. 63.8(a)(4)................ Monitoring............... No...................... Flares not applicable.
Sec. 63.8(b)(1)-(3)............ Conduct of Monitoring.... Yes.
Sec. 63.8(c)(1)(i)............. CMS Operation/Maintenance Yes before [DATE 181 After [DATE 180 DAYS
DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], see Sec.
No after [DATE 180 DAYS 63.7100 for OM&M
AFTER DATE OF requirements.
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.8(c)(1)(ii)............ CMS Spare Parts.......... Yes.
Sec. 63.8(c)(1)(iii)........... Requirement to Develop Yes before [DATE 181 After [DATE 180 DAYS
SSM Plan for CMS. DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], no longer
No after [DATE 180 DAYS required.
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.8(c)(2)-(3)............ CMS Operation/Maintenance Yes.
Sec. 63.8(c)(4)................ CMS Requirements......... No...................... See Sec. 63.7121.
Sec. 63.8(c)(4)(i)-(ii)........ Cycle Time for COM and Yes..................... No CEMS are required
CEMS. under subpart AAAAA;
see Sec. 63.7113 for
CPMS requirements.
Sec. 63.8(c)(5)................ Minimum COM procedures... Yes..................... COM not required.
Sec. 63.8(c)(6)................ CMS Requirements......... No...................... See Sec. 63.7113.
Sec. 63.8(c)(7)-(8)............ CMS Requirements......... Yes.
Sec. 63.8(d)(1)-(2)............ Quality Control.......... Yes..................... See also Sec. 63.7113.
Sec. 63.8(d)(3)................ Quality Control.......... Yes before [DATE 181
DAYS AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
No after [DATE 180 DAYS
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.8(e)................... Performance Evaluation Yes. See also Sec. 63.7113
for CMS.
Sec. 63.8(f)(1)-(f)(5)......... Alternative Monitoring Yes.
Method.
Sec. 63.8(f)(6)................ Alternative to Relative No...................... No CEMS required in
Accuracy Test for CEMS. subpart AAAAA.
Sec. 63.8(g)(1)-(g)(5)......... Data Reduction; Data That No...................... See data reduction
Cannot Be Used. requirements in Sec.
Sec. 63.7120 and
63.7121.
Sec. 63.9(a)................... Notification Requirements Yes..................... See Sec. 63.7130.
Sec. 63.9(b)................... Initial Notifications.... Yes.
Sec. 63.9(c)................... Request for Compliance Yes.
Extension.
Sec. 63.9(d)................... New Source Notification Yes.
for Special Compliance
Requirements.
Sec. 63.9(e)................... Notification of Yes.
Performance Test
Sec. 63.9(f)................... Notification of VE/ Yes..................... This requirement only
Opacity Test. applies to opacity and
VE performance tests
required in Table 4 to
subpart AAAAA.
Notification not
required for VE/opacity
test under Table 6 to
subpart AAAAA.
[[Page 48747]]
Sec. 63.9(g)................... Additional CMS No...................... Not required for
Notifications. operating parameter
monitoring.
Sec. 63.9(h)(1)-(h)(3)......... Notification of Yes.
Compliance Status.
Sec. 63.9(h)(4)................ ......................... No.
Sec. 63.9(h)(5)-(h)(6)......... Notification of Yes.
Compliance Status.
Sec. 63.9(i)................... Adjustment of Deadlines.. Yes.
Sec. 63.9(j)................... Change in Previous Yes.
Information.
Sec. 63.10(a).................. Recordkeeping/Reporting Yes..................... See Sec. Sec. 63.7131
General Requirements. through 63.7133.
Sec. 63.10(b)(1)............... Records.................. Yes.
Sec. 63.10 (b)(2)(i)........... Recordkeeping of Yes before [DATE 181
Occurrence and Duration DAYS AFTER DATE OF
of Startups and PUBLICATION OF FINAL
Shutdowns. RULE IN THE Federal
Register]
No after [DATE 180 DAYS
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.10(b)(2)(ii)........... Recordkeeping of Failures Yes before [DATE 181 After [DATE 180 DAYS
to Meet a Standard. DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], see Sec.
No after [DATE 180 DAYS 63.7132 for
AFTER DATE OF recordkeeping of (1)
PUBLICATION OF FINAL date, time and
RULE IN THE Federal duration; (2) listing
Register]. of affected source or
equipment, and an
estimate of the
quantity of each
regulated pollutant
emitted over the
standard; and (3)
actions to minimize
emissions and correct
the failure.
Sec. 63.10(b)(2)(iii).......... Maintenance Records...... Yes.
Sec. 63.10(b)(2)(iv)-(v)....... Actions Taken to Minimize Yes before [DATE 181 After [DATE 180 DAYS
Emissions During SSM. DAYS AFTER DATE OF AFTER DATE OF
PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], see Sec.
No after [DATE 180 DAYS 63.7100 for OM&M
AFTER DATE OF requirements.
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.10(b)(2)(vi)-(xii)..... Recordkeeping for CMS.... Yes.
Sec. 63.10(b)(2)(xiii)......... Records for Relative No.
Accuracy Test.
Sec. 63.10(b)(2)(xiv).......... Records for Notification. Yes.
Sec. 63.10(b)(3)............... Applicability Yes.
Determinations.
Sec. 63.10(c).................. Additional CMS No...................... See Sec. 63.7132.
Recordkeeping.
Sec. 63.10(d)(1)............... General Reporting Yes.
Requirements.
Sec. 63.10(d)(2)............... Performance Test Results. Yes.
Sec. 63.10(d)(3)............... Opacity or VE Yes..................... For the periodic
Observations. monitoring requirements
in Table 6 to subpart
AAAAA, report according
to Sec. 63.10(d)(3)
only if VE observed and
subsequent visual
opacity test is
required.
Sec. 63.10(d)(4)............... Progress Reports......... Yes.
Sec. 63.10(d)(5)(i)............ Periodic Startup, Yes before [DATE 181 After [DATE 180 DAYS
Shutdown, Malfunction DAYS AFTER DATE OF AFTER DATE OF
Reports. PUBLICATION OF FINAL PUBLICATION OF FINAL
RULE IN THE Federal RULE IN THE Federal
Register]. Register], see Sec.
No after [DATE 180 DAYS 63.7131 for malfunction
AFTER DATE OF reporting requirements.
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.10(d)(5)(ii)........... Immediate Startup, Yes before [DATE 181
Shutdown, Malfunction DAYS AFTER DATE OF
Reports. PUBLICATION OF FINAL
RULE IN THE Federal
Register]
No after [DATE 180 DAYS
AFTER DATE OF
PUBLICATION OF FINAL
RULE IN THE Federal
Register].
Sec. 63.10(e).................. Additional CMS Reports... No...................... See specific
requirements in subpart
AAAAA, see Sec.
63.7131.
Sec. 63.10(f).................. Waiver for Recordkeeping/ Yes.
Reporting.
Sec. 63.11(a)-(b).............. Control Device and Work No...................... Flares not applicable.
Practice Requirements.
Sec. 63.12(a)-(c).............. State Authority and Yes.
Delegations.
Sec. 63.13(a)-(c).............. State/Regional Addresses. Yes.
Sec. 63.14(a)-(b).............. Incorporation by No.
Reference.
Sec. 63.15(a)-(b).............. Availability of Yes.
Information and
Confidentiality.
Sec. 63.16..................... Performance Track Yes.
Provisions.
----------------------------------------------------------------------------------------------------------------
[[Page 48748]]
[FR Doc. 2019-18485 Filed 9-13-19; 8:45 am]
BILLING CODE 6560-50-P