Product Change-Priority Mail Negotiated Service Agreement, 46979 [2019-19287]
Download as PDF
<![CDATA[
Federal Register / Vol. 84, No. 173 / Friday, September 6, 2019 / Notices
year. The mission of the CFC is to
promote and support philanthropy
through a program that is employee
focused, cost-efficient, and effective in
providing all federal employees the
opportunity to improve the quality of
life for all.
The CFC charity applications collect
information from about 10,000 national,
international, and local charities for
inclusion on the CFC charity list. There
are no recommended revisions to this
ICR.
U.S. Office of Personnel Management.
Stephen Hickman,
Federal Register Liaison.
[FR Doc. 2019–19242 Filed 9–5–19; 8:45 am]
BILLING CODE 6325–46–P
POSTAL SERVICE
Product Change—Priority Mail
Negotiated Service Agreement
Postal ServiceTM.
Notice.
AGENCY:
ACTION:
The Postal Service gives
notice of filing a request with the Postal
Regulatory Commission to add a
domestic shipping services contract to
the list of Negotiated Service
Agreements in the Mail Classification
Schedule’s Competitive Products List.
DATES: Date of required notice
September 6, 2019.
FOR FURTHER INFORMATION CONTACT:
Sean Robinson, 202–268–8405.
SUPPLEMENTARY INFORMATION: The
United States Postal Service® hereby
gives notice that, pursuant to 39 U.S.C.
3642 and 3632(b)(3), on September 3,
2019, it filed with the Postal Regulatory
Commission a USPS Request to Add
Priority Mail Contract 547 to
Competitive Product List. Documents
are available at www.prc.gov, Docket
Nos. MC2019–189, CP2019–212.
SUMMARY:
Sean Robinson,
Attorney, Corporate and Postal Business Law.
[FR Doc. 2019–19287 Filed 9–5–19; 8:45 am]
BILLING CODE 7710–12–P
jspears on DSK3GMQ082PROD with NOTICES
SECURITIES AND EXCHANGE
COMMISSION
Submission for OMB Review;
Comment Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
VerDate Sep<11>2014
16:53 Sep 05, 2019
Jkt 247001
Rule 204A–1, SEC File No. 270–536, OMB
Control No. 3235–0596
Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(44 U.S.C. 3501 et seq.), the Securities
and Exchange Commission (the
‘‘Commission’’) has submitted to the
Office of Management and Budget a
request for extension of the previously
approved collection of information
discussed below.
The title for the collection of
information is ‘‘Rule 204A–1 (17 CFR
275.204A–1) under the Investment
Advisers Act of 1940.’’ (15 U.S.C. 80b–
1 et seq.) Rule 204A–1 (the ‘‘Code of
Ethics Rule’’) requires investment
advisers registered with the SEC to (i)
set forth standards of conduct expected
of advisory personnel (including
compliance with the federal securities
laws); (ii) safeguard material nonpublic
information about client transactions;
and (iii) require the adviser’s ‘‘access
persons’’ to report their personal
securities transactions, including
transactions in any mutual fund
managed by the adviser. The Code of
Ethics Rule requires access persons to
obtain the adviser’s approval before
investing in an initial public offering
(‘‘IPO’’) or private placement. The Code
of Ethics Rule also requires prompt
reporting, to the adviser’s chief
compliance officer or another person
designated in the code of ethics, of any
violations of the code. Finally, the Code
of Ethics Rule requires the adviser to
provide each supervised person with a
copy of the code of ethics and any
amendments, and require the
supervised persons to acknowledge, in
writing, their receipt of these copies.
The purposes of the information
collection requirements are to (i) ensure
that advisers maintain codes of ethics
applicable to their supervised persons;
(ii) provide advisers with information
about the personal securities
transactions of their access persons for
purposes of monitoring such
transactions; (iii) provide advisory
clients with information with which to
evaluate advisers’ codes of ethics; and
(iv) assist the Commission’s
examination staff in assessing the
adequacy of advisers’ codes of ethics
and assessing personal trading activity
by advisers’ supervised persons.
The respondents to this information
collection are investment advisers
registered with the Commission. The
Commission has estimated that
compliance with rule 204A–1 imposes a
burden of approximately 91 hours per
adviser annually based on an average
adviser having 63 access persons. Our
latest data indicate that there were
PO 00000
Frm 00048
Fmt 4703
Sfmt 9990
46979
13,173 advisers registered with the
Commission. Based on this figure, the
Commission estimates a total annual
burden of 1,194,133 hours for this
collection of information.
Rule 204A–1 does not require
recordkeeping or record retention. The
collection of information requirements
under the rule is mandatory. The
information collected pursuant to the
rule is not filed with the Commission,
but rather takes the form of
communications between advisers and
their supervised persons. Investment
advisers use the information collected to
control and assess the personal trading
activities of their supervised persons.
Responses to the reporting requirements
will be kept confidential to the extent
each investment adviser provides
confidentiality under its particular
practices and procedures. An agency
may not conduct or sponsor, and a
person is not required to respond to, a
collection of information unless it
displays a currently valid control
number.
The public may view the background
documentation for this information
collection at the following website,
www.reginfo.gov. Comments should be
directed to: (i) Desk Officer for the
Securities and Exchange Commission,
Office of Information and Regulatory
Affairs, Office of Management and
Budget, Room 10102, New Executive
Office Building, Washington, DC 20503,
or by sending an email to:
Lindsay.M.Abate@omb.eop.gov; and (ii)
Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
Mailbox@sec.gov. Comments must be
submitted to OMB within 30 days of
this notice.
Dated: September 3, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–19239 Filed 9–5–19; 8:45 am]
BILLING CODE 8011–01–P
E:\FR\FM\06SEN1.SGM
06SEN1
]]>Agencies
[Federal Register Volume 84, Number 173 (Friday, September 6, 2019)]
[Notices]
[Page 46979]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-19287]
=======================================================================
-----------------------------------------------------------------------
POSTAL SERVICE
Product Change--Priority Mail Negotiated Service Agreement
AGENCY: Postal ServiceTM.
ACTION: Notice.
-----------------------------------------------------------------------
SUMMARY: The Postal Service gives notice of filing a request with the
Postal Regulatory Commission to add a domestic shipping services
contract to the list of Negotiated Service Agreements in the Mail
Classification Schedule's Competitive Products List.
DATES: Date of required notice September 6, 2019.
FOR FURTHER INFORMATION CONTACT: Sean Robinson, 202-268-8405.
SUPPLEMENTARY INFORMATION: The United States Postal Service[supreg]
hereby gives notice that, pursuant to 39 U.S.C. 3642 and 3632(b)(3), on
September 3, 2019, it filed with the Postal Regulatory Commission a
USPS Request to Add Priority Mail Contract 547 to Competitive Product
List. Documents are available at www.prc.gov, Docket Nos. MC2019-189,
CP2019-212.
Sean Robinson,
Attorney, Corporate and Postal Business Law.
[FR Doc. 2019-19287 Filed 9-5-19; 8:45 am]
BILLING CODE 7710-12-P
