Colorado Regulatory Program, 46184-46209 [2019-18697]
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46184
Federal Register / Vol. 84, No. 170 / Tuesday, September 3, 2019 / Rules and Regulations
DEPARTMENT OF THE INTERIOR
Office of Surface Mining Reclamation
and Enforcement
30 CFR Part 906
[SATS No. CO–040–FOR; Docket ID: OSM–
2011–0002; S1D1S SS08011000 SX064A000
190S180110; S2D2S SS08011000
SX064A000 19XS501520]
Colorado Regulatory Program
Office of Surface Mining
Reclamation and Enforcement, Interior.
ACTION: Final rule; approval of
amendment.
AGENCY:
We, the Office of Surface
Mining Reclamation and Enforcement
(OSMRE), are approving an amendment
to the Colorado regulatory program
(Colorado program) under the Surface
Mining Control and Reclamation Act of
1977 (SMCRA or the Act). Colorado
proposed both additions to and
revisions of the rules and regulations of
the Colorado Mined Land Reclamation
Board for Coal Mining concerning valid
existing rights, ownership and control,
and other regulatory issues.
Additionally, Colorado proposed
revisions to and additions of definitions
supporting those proposed rule changes.
Colorado revised its program to be
consistent with SMCRA and the
corresponding Federal regulations,
clarify ambiguities, address all
outstanding required rule changes, and
improve operational efficiency.
DATES: The effective date is October 3,
2019.
FOR FURTHER INFORMATION CONTACT:
Jeffrey Fleischman, Chief, Denver Field
Division, Dick Cheney Federal Building,
POB 11018, 150 East B Street, Casper,
Wyoming 82601–1018, Telephone:
307.261.6550, Email: jfleischman@
osmre.gov.
SUMMARY:
SUPPLEMENTARY INFORMATION:
I. Background on the Colorado Program
II. Submission of the Amendment
III. OSMRE’s Findings
IV. Summary and Disposition of Comments
V. OSMRE’s Decision
VI. Procedural Determinations
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I. Background on the Colorado Program
Section 503(a) of the Act permits a
State to assume primacy for the
regulation of surface coal mining and
reclamation operations on non-Federal
and non-Indian lands within its borders
by demonstrating that its State program
includes, among other things, state laws
and regulations that govern surface coal
mining and reclamation operations in
accordance with the Act and consistent
with the Federal regulations. See 30
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U.S.C. 1253(a)(1) and (7). On the basis
of these criteria, the Secretary of the
Interior conditionally approved the
Colorado program on December 15,
1980. You can find background
information on the Colorado program,
including the Secretary’s findings, the
disposition of comments, and
conditions of approval in the December
15, 1980, Federal Register (45 FR
82173). You can also find later actions
concerning Colorado’s program and
program amendments at 30 CFR 906.15,
906.16, and 906.30.
II. Submission of the Amendment
By letter dated April 11, 2011,
Colorado sent us a proposed
amendment to its approved regulatory
program (Administrative Record Docket
ID No. OSM–2011–0002) under SMCRA
(30 U.S.C. 1201 et seq.). Colorado
submitted the amendment to address all
required rule changes. Consistent with
30 CFR 732.17(c), OSMRE had
previously notified Colorado of these
required rule changes by letters dated
April 2, 2001, April 4, 2008, and
October 2, 2009. The letters identified
required amendments to Colorado’s
rules for valid existing rights (VER),
outstanding issues raised by OSMRE
during its 30 CFR part 732 oversight
process, and ownership and control,
respectively.
Colorado proposed revisions to its
rules for VER in response to a letter we
sent to the State pursuant to 30 CFR part
732 (a ‘‘732 letter’’) on April 2, 2001. On
January 15, 2008, in National Mining
Association v. Kempthorne, 512 F.3d
702 (D.C. Cir.), the United States Court
of Appeals for the District of Columbia
Circuit affirmed the District Court’s
decision to uphold VER and associated
rules, which OSMRE promulgated on
December 17, 1999 (64 FR 70766).
Because the VER rules were challenged
in Federal court on several fronts,
OSMRE informed Colorado that the
State could defer responding to our
April 2, 2001, 732 letter pending the
outcome of the litigation. Because the
litigation is now settled, this
amendment package includes the
required revisions to Colorado’s rules
for VER.
On October 28, 1994 (59 FR 54306),
December 19, 2000 (65 FR 79581), and
December 3, 2007 (72 FR 67999),
OSMRE promulgated final rules
pertaining to ownership and control (O
and C), including the review of
applications; permit eligibility;
application information; applicant,
operator, and permittee information;
automated information entry and
maintenance; permit suspension and
rescission; ownership and control
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findings and challenge procedures;
transfer, assignment, or sale of permit
rights; and alternative enforcement.
OSMRE sent the Colorado Division of
Reclamation, Mining and Safety (the
Division) two 732 letters (May 11, 1989,
and January 12, 1997) concerning O and
C. Again, because of ongoing litigation,
OSMRE advised the Division to defer
response to the letters pending the
outcome of the litigation. On October 2,
2009, OSMRE notified the Division that
the litigation had concluded and a
response to the 732 letters would be
required. This amendment package
includes the required revisions to
Colorado’s rules for O and C.
OSMRE sent a letter to Colorado on
April 4, 2008, notifying the Division
that the State had not updated its
program in accordance with 30 CFR part
732. This included deficient rules
identified in earlier 732 letters that
OSMRE sent to Colorado on May 7,
1986; June 5, 1996; and June 19, 1997.
This amendment package includes all
other required rule changes in the
above-mentioned 732 letters and
changes made at Colorado’s own
initiative.
We announced receipt of the
proposed amendment in the June 21,
2011, Federal Register (76 FR 36039). In
the same document, we opened the
public comment period and provided an
opportunity for a public hearing or
meeting on the amendment’s adequacy
(Administrative Record No. OSM–2011–
0002–0001). We did not hold a public
hearing or meeting because no one
requested one. The public comment
period ended on July 21, 2011. We
received comments from one Federal
agency.
As a result of those comments, we
identified concerns regarding Colorado’s
jurisdiction over public roads,
particularly National Forest System
Roads. We notified Colorado of these
concerns by letter dated September 19,
2011 (Administrative Record Document
ID No. OSM–2011–0002–0008).
Colorado responded in a letter dated
September 22, 2011, by sending us a
revised amendment and additional
explanatory information
(Administrative Record Document ID
No. OSM–2011–0002–0013).
Based on Colorado’s revisions to its
amendment, we reopened the public
comment period in the December 6,
2011, Federal Register (76 FR 76109);
(Administrative Record No. OSM–2011–
0002–0010), and provided an
opportunity for a public hearing or
meeting on the adequacy of the revised
amendment. We did not hold a public
hearing or meeting because no one
requested one. The public comment
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period ended on January 5, 2012. We
did not receive any comments.
During our review of Colorado’s
revised April 11, 2011, formally
proposed amendment, OSMRE found
additional deficiencies and notified
Colorado of these deficiencies in a letter
dated May 20, 2013 (Administrative
Record No. OSM–2011–0002–0017). In
response to our concerns, Colorado
addressed all deficiencies in a revised
formal amendment package submitted
on October 1, 2014 (Administrative
Record Nos. OSM–2011–0002–0014
(Cover Letter), OSM–2011–0002–0015
(Proposed Revisions), and OSM–2011–
0002–0016 (Statement of Basis and
Purpose)). We explain our concerns and
Colorado’s responses thereto in detail in
Sections III.B. and III.C. of this
document. We announced receipt of the
proposed amendment in the January 22,
2015, Federal Register (80 FR 3190). In
the same document, we reopened the
public comment period and provided an
opportunity for a public hearing or
meeting on the amendment’s adequacy
(Administrative Record No. OSM–2011–
0002–0018). We did not hold a public
hearing or meeting because no one
requested one.
III. OSMRE’s Findings
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Title 30 CFR 732.17(h)(10) requires
that State program amendments meet
the criteria for approval of State
programs set forth in 30 CFR 732.15,
including that the State’s laws and
regulations are in accordance with the
provisions of the Act and consistent
with the requirements of 30 CFR part
700. In 30 CFR 730.5, OSMRE defines
‘‘consistent with’’ and ‘‘in accordance
with’’ to mean (a) with regard to
SMCRA, the State laws and regulations
are no less stringent than, meet the
minimum requirements of, and include
all applicable provisions of the Act and
(b) with regard to the Federal
regulations, the State laws and
regulations are no less effective than the
Federal regulations in satisfying the
requirements of SMCRA.
We are approving the amendment as
described below. The following are the
findings we made concerning the
amendment under SMCRA and the
Federal regulations at 30 CFR 732.15
and 732.17.
A. Minor Revisions to Colorado’s Rules
Colorado proposed minor wording,
editorial, punctuation, grammatical, and
recodification changes to the following
previously approved rules. Because the
proposed revisions to these previously
approved rules are minor, we are
approving the changes and find that
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they are no less effective than the
corresponding Federal regulations.
• 1.03.2(4)—Responsibilities;
• 1.04(1.1), (5), (17.1), (22.1), (27),
(31.1), (31.2), (31.3), (38), (41), (43.1),
(46.1), (47.1), (56), (57), (63.1), (71),
(71)(i), (71.1), (71.2), (71.2)(a), (71.2)(b),
(71.2)(c), (83.2), (86.1), (93.1), (95), (96),
(103.1), (108.1), (117), (120), (125),
(128), (135), (135.1), (137.1), (140),
(148), (149)(a), (149)(b), (149)(b)(i),
(149)(b)(ii), (149)(b)(iii), (149)(b)(iv),
(149.1)(b), (149.2), (149.2)(a), (149.2)(b),
(153), and (153)(b)—Definitions;
• 1.08, 1.08(2), and 1.08(5)—Notice of
Citizen Suits;
• 1.09—Availability of Records;
• 1.10—Computation of Time;
• 1.11, 1.11.1, 1.11.2, 1.11.3,
1.11.3(1), 1.11.4, 1.11.5, 1.11.6, 1.11.7,
1.11.8, and 1.11.9—Restrictions on
Employee Financial Interests;
• 1.12—Requests to the Board;
• 1.13—Water Rights;
• 1.14—Limitation on the Effect of
Regulations Required by Federal Law,
Rules, or Regulations Which Become
Ineffective;
• 1.15—Declaratory Orders;
• 1.16, 1.16.1, 1.16.2, 1.16.3,
1.16.3(2), and 1.16.4—Guidelines;
• 2.02.3(1)(c)(v), (1)(c)(vi), and
(1)(e)—General Requirements:
Exploration Involving Removal of More
Than 250 Tons of Coal or Occurring on
Lands Designated as Unsuitable for
Surface Coal Mining;
• 2.03.3(4)—Application for Permit
for Surface Coal Mining and
Reclamation Operations: Minimum
Requirements for Legal, Financial,
Compliance and Related Information;
• 2.03.5(1)(b)(i) through (1)(b)(vi) and
(1)(c)(i) through (1)(c)(vi)—Compliance
Information;
• 2.03.7(3)—Relationship to Areas
Designated Unsuitable for Mining;
• 2.04.5(1)—General Description of
Hydrology and Geology;
• 2.04.6(2)(b)(iv) and 2.04.6(3)(a)—
Geology Description;
• 2.04.12(1), (2)(f), (5), and (5)(b)—
Prime Farmland Investigation;
• 2.05.3(3)(c)(ii), 2.05.3(4)(a)(vi) and
(vii), 2.05.3(8), (8)(a),(8)(a)(v), and
(8)(a)(vi)—Application for Permit for
Surface or Underground Mining
Activities—Minimum Requirements for
Operation and Reclamation Plans;
• 2.05.6(4)(a)—Mitigation of the
Impacts of Mining Operations;
• 2.06.8(1), (5)(b)(ii)(B), (5)(b)(ii)(B)(I),
and (5)(b)(ii)(B)(II)—Surface Coal
Mining and Reclamation Operations on
Areas, or Adjacent to Areas, Including
Alluvial Valley Floors;
• 2.07.1(2) and (3)—Public
Participation and Approval of Permit
Applications—Scope;
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• 2.07.4(3)(g) and (h)—Division and
Board Procedures for Review of Permit
Applications;
• 2.07.6(1)(a)(i)—Criteria for Review
of Permit Applications for Permit
Approval or Denial;
• 2.07.6(2)(d)(iv)—Public
Participation and Approval of Permit
Applications—Criteria for permit
approval or denial;
• 2.07.6(2)(f), (j), (k), and (l); Criteria
for Review of Permit Applications for
Permit Approval or Denial;
• 2.08.4(5), (6), and (6)(a)—Revisions
to a Permit;
• 2.08.5(1)(d)—Right of Successive
Renewal;
• 2.08.6(4)(a)—Transfer, Assignment
or Sale of Permit Rights;
• 4.05.3(6)—Hydrologic Balance;
• 4.05.9(2)(d), (2)(e)(i), (4), (6), (8),
(10), and (21)—Impoundments;
• 4.05.13(1)(a)—Surface and Ground
Water Monitoring;
• 4.07.3(2), (2)(a), (2)(b), (2)(c), and
(2)(c)(i) through (ix)—Exploration Holes,
Drill Holes, Boreholes, or Wells;
• 4.08.1(4)(a)(i)—Use of Explosives;
General Requirements;
• 4.08.2(1) and (2)—Pre-blasting
Survey;
• 4.08.4(6)(a), (7)(a), (10), and
(10)(c)(i)—Surface Blasting
Requirements;
• 4.08.5(4)—Records of Blasting for
Surface Coal Mining Operations;
• 4.09.1(12), .3, and .3(1)—Disposal of
Excess Spoil;
• 4.10.2(1) and (2)(a)—Coal Mine
Waste Banks; Site Inspection;
• 4.10.4(1), (3)(b), and (5)—Coal Mine
Waste Banks; Construction
Requirements;
• 4.11.3—Return to Underground
Workings;
• 4.11.5(3)(a)(i)—Dams and
Embankments;
• 4.15.7(5)(b)– Determining
Revegetation Success: General
Requirements and Standards;
• 4.17—Air Resource Protection;
• 4.18(5)(k)—Protection of Fish,
Wildlife, and Related Environmental
Values;
• 4.22.4(1)(b)—Concurrent Surface
and Underground Mining;
• 4.25.2(3), .3, .3(2), .5(3), .5(3)(b)(i),
and .5(3)(b)(ii)—Operations on Prime
Farmland;
• 4.30.1(2)(b)—Cessation of
Operations;
• 5.02.2(4)(a) and (8)(a)(v)—
Frequency, Time and Manner of
Inspections;
• 5.03.2(2)(e), (4)(a)(ii), and (5)(c)—
Enforcement; Cessation Orders and
Notices of Violation;
• 5.03.5(1)(d)—Formal Review by the
Board;
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• 5.04 and 5.04.3(5)(a)—Civil
Penalties; and
• 6.04(1)(f)—Suspension or
Revocation of Certifications.
Because these changes are minor, we
find that they will not make Colorado’s
rules less effective than the
corresponding Federal regulations, and
we approve the proposed revisions.
B. Revisions to Colorado’s Rules That
Have the Same Meaning as the
Corresponding Provisions of the Federal
Regulations.
Colorado proposed additions and
revisions to several rules containing
language that is the same as or having
similar meaning to the corresponding
sections of the Federal regulations and/
or SMCRA. Because OSMRE finds these
additions and revisions to be minor and
that they do not impact the meaning or
intent of the regulations, we find the
amendments referenced below to be no
less stringent than the Act and no less
effective than the applicable regulations.
Therefore, we are approving the
following Colorado non-substantive
revisions;
• Rule 1.04(11.1); Definitions,
‘‘Applicant/Violator System’’ or ‘‘AVS’’;
[30 CFR 701.5];
• Rule 1.04(30.1); Definitions,
‘‘Control’’ or ‘‘Controller’’; [30 CFR
701.5];
• Rule 1.04(77); Definitions,
‘‘Noncommercial Building’’; [30 CFR
701.5];
• Rule 1.04(79); Definitions,
‘‘Occupied Residential Dwelling’’; [30
CFR 701.5];
• Rule 1.04(83.1); Definitions,
‘‘Own’’, ‘‘Owner’’, or ‘‘Ownership’’; [30
CFR 701.5];
• Rules 1.04(118.1) and (118.1)(a)
through (d); Definitions, ‘‘Significant
Recreational, Timber, Economic, or
Other Values Incompatible with Surface
Coal Mining Operations’’; [30 CFR
761.5];
• Rule 1.04(141); Definitions,
‘‘Transfer, Assignment, or Sale of
Rights’’; [30 CFR 701.5];
• Rule 1.04(146); Definitions,
‘‘Unwarranted Failure’’; [30 CFR
722.16(b)(3)];
• Rules 1.04(149), (149)(a)(i),
(149)(a)(ii)(A), Definitions, ‘‘Valid
existing rights’’; [30 CFR 701.5];
• Rules 1.04(149.1), (149.1)(a), and
(149.1)(b), and (149.1)(b)(i) through
(b)(v)(C); Definitions, ‘‘Violation’’; [30
CFR 701.5];
• Rules 1.07(1), (1)(a), (1)(a)(i)
through (a)(iv), and (a)(vi) through
(a)(ix); Procedures for Valid Existing
Rights Determinations, Property Rights
Demonstration; [30 CFR 761.16(b)(i)];
• Rules 1.07(1)(b) and (b)(i) through
(iii); Procedures for Valid Existing
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Rights Determinations, Good Faith/All
Permits Demonstration; [30 CFR
761.16(b)(2)];
• Rule 1.07(1)(c); Procedures for
Valid Existing Rights Determinations,
Needed for and Adjacent to
Demonstration; [30 CFR 761.16(b)(3)];
• Rules 1.07(1)(d) and (d)(i) through
(iii); Procedures for Valid Existing
Rights Determinations, Standards for
Roads Demonstration; [30 CFR
761.16(b)(4)];
• Rules 1.07(2) and (2)(a) through
(2)(d); Procedures for Valid Existing
Rights Determinations, Initial Review of
Request; [30 CFR 761.16(c)];
• Rules 1.07(3), (3)(a)(i) through
(a)(iii)(A), (a)(iii)(B), (a)(iii)(C), and
(a)(iii)(D); Procedures for Valid Existing
Rights Determinations, Notice and
Comment Requirements and
Procedures; [30 CFR 761.16(d)];
• Rules 1.07(3)(a)(iv) through (vii);
Procedures for Valid Existing Rights
Determinations, Notice and Comment
Requirements and Procedures; [30 CFR
761.16(d)];
• Rules 1.07(3)(b), (b)(i), (b)(ii), and
(c); Procedures for Valid Existing Rights
Determinations, Notice and Comment
Requirements and Procedures; [30 CFR
761.16(d)];
• Rules 1.07(4) and (4)(a) through
(4)(c), (4)(c)(i), (4)(c)(ii), and (4)(d);
Procedures for Valid Existing Rights
Determinations—How a decision will be
made; [30 CFR 761.16(e)];
• Rule 1.07(6); Procedures for Valid
Existing Rights Determinations—
Availability of records; [30 CFR
761.16(g)];
• Rule 2.01.3; General Requirements
for Permits for All Surface Coal Mining
and Reclamation Operations; [30 CFR
773.4(a)];
• Rule 2.02.2(1); Exploration
Involving Removal of 250 Tons or Less
of Coal; [30 CFR 772.11(a)];
• Rule 2.02.3(1)(g); General
Requirements: Exploration Involving
Removal of More Than 250 Tons of Coal
or Occurring on Lands Designated as
Unsuitable for Surface Coal Mining; [30
CFR 772.12];
• Rules 2.02.4 and .4(3)(d);
Applications: Approval or Disapproval
of Exploration Involving Removal of
More Than 250 Tons of Coal or
Occurring on Lands Designated as
Unsuitable for Surface Coal Mining; [30
CFR 772.12(d)(2)(iv)];
• Rule 2.02.5; Applications: Notice
and Hearing for Exploration Involving
Removal of More Than 250 Tons of Coal
or Occurring on Lands Designated as
Unsuitable for Surface Coal Mining; [30
CFR 772.12(e)];
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• Rule 2.03.3(10); Format and
Supplemental Information; [30 CFR
773.7(b)];
• Rules 2.03.4 and 2.03.4(2) through
.4(2)(d); Identification of Interests; [30
CFR 778.11];
• Rules 2.03.4(3)(a), (3)(a)(i),
(3)(a)(iii), and (3)(a)(iv); Identification of
Interests; [30 CFR 778.12(c)];
• Rule 2.03.4(10); Identification of
Interests; [30 CFR 778.11(e)];
• Rule 2.03.4(11), (11)(a), and (11)(b);
Identification of Interests; [30 CFR
773.8(a), (b), and (c)];
• Rules 2.03.4(12)(a), (b)(i), and
(b)(ii); Identification of Interests; [30
CFR 773.9 and 773.10];
• Rules 2.03.5(1)(a), (1)(a)(i), and
(1)(a)(ii); Compliance Information; [30
CFR 778.14(a)];
• Rules 2.03.5(2)(a) through (d);
Compliance Information; [30 CFR
773.11];
• Rules 2.03.5(3)(a), (a)(i) through
(a)(iii), (b), and (c); Compliance
Information; [30 CFR 778.9];
• Rules 2.04.5(1)(a) and (b); General
Description of Hydrology and Geology;
[30 CFR 780.21(c)(2)];
• Rule 2.05.4(2)(c); Reclamation Plan;
[30 CFR 780.18(b)(8)];
• Rules 2.06.6(2)(a)(i), (3), (4), and
(4)(b); Requirements for Permits for
Special Categories of Mining [30 CFR
785.17];
• Rules 2.07.1(4) and (5); Public
Participation and Approval of Permit
Applications—Scope; [30 CFR 773.21
and 774.1];
• Rule 2.07.4(2)(f); Division and
Board Procedures for Review of Permit
Applications; [30 CFR 773.19(b)(2)];
• Rule 2.07.4(3)(d)(iv); Division and
Board Procedures for Review of Permit
Applications; [30 CFR 775.11(b)(2)(iv)];
• Rule 2.07.4(3)(f); Division and
Board Procedures for Review of Permit
Applications; [30 CFR 775.11(b)(3)(iii)];
• Rule 2.07.6(2)(d)(v), Criteria for
Review of Permit Applications for
Permit Approval or Denial; [30 CFR
761.15];
• Rule 2.07.6(2)(d)(vi); Criteria for
Review of Permit Applications for
Permit Approval or Denial; [30 CFR
761.11(c)];
• Rules 2.07.6(2)(e), (e)(i), and (e)(ii);
Criteria for Review of Permit
Applications for Permit Approval or
Denial; [30 CFR 773.15(c)(1) and (2)];
• Rule 2.07.6(2)(g); Criteria for
Review of Permit Applications for
Permit Approval or Denial; [30 CFR
773.15(n)];
• Rules 2.07.8(1) and (1)(a);
Improvidently Issued Permits—Initial
review and finding requirements for
improvidently issued permits; [30 CFR
773.21(a)];
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• Rules 2.07.8(3)(a) through (d);
Improvidently Issued Permits—
Suspension or rescission requirements
for improvidently issued permits; [30
CFR 773.23];
• Rules 2.07.9, .9(1)(a) through (d),
.9(2), .9(4), .9(5)(a) and (b), .9(7), and
.9(8); Post-permit issuance requirements
for the Division and other actions based
on ownership, control, and violation
information; [30 CFR 774.11];
• Rules 2.07.10, .10(1), and .10(2);
Post-permit issuance information
requirements for permittees; [30 CFR
774.12(c)(1) and (2)];
• Rule 2.08.5(1)(b); Right of
Successive Renewal; [30 CFR
774.15(b)(4)];
• Rules 2.11, 2.11.1, and 2.11.1(1)
through (3); Who may challenge
ownership or control listings and
findings; [30 CFR 773.25];
• Rules 2.11.2, .2(1), .2(1)(a), .2(1)(b),
and .2(2) through (5); How to challenge
an ownership or control listing or
finding; [30 CFR 773.26];
• Rules 2.11.3, .3(1)(a), .3(1)(b), .3(2),
.3(3)(a) through (c), and .3(3)(d) through
.3(3)(d)(iii); Burden of proof for
ownership or control challenges; [30
CFR 773.27];
• Rule 4.08.4(4); Surface Blasting
Requirements; [30 CFR 816.64/817.64];
• Rule 4.15.1(2)(b); Revegetation—
General Requirements; [30 CFR
816.111(a)(4)/817.111(a)(4)];
• Rules 4.15.7(2)(d) and (d)(ii);
Determining Revegetation Success:
General Requirements and Standards;
[30 CFR 816.116(a)(1)/817.116(a)(1)];
• Rule 5.03.2(5)(e); Enforcement—
Cessation Orders and Notices of
Violation; [30 CFR 843.11(d)];
• Rules 5.05, 5.05.1, .2, .3, .4, .4(1),
.4(2), .4(2)(a), .4(2)(b), 5.05.5, and
5.05.5(1) through (4); Individual Civil
Penalties; [30 CFR 846];
• Rules 5.06 and 5.06.1; Alternative
Enforcement: Scope; [30 CFR 847.1];
• Rules 5.06.2 and .2(1) through (3);
Alternative Enforcement: General
Provisions; [30 CFR 847.2];
• Rules 5.06.3, .3(1), .3(2), .3(2)(a) and
(b), and .3(3); Alternative Enforcement:
Criminal Penalties; [30 CFR 847.11];
• Rules 5.06.4 and 5.06.4(2) through
(4); Alternative Enforcement: Civil
Actions for Relief; [30 CFR 847.16(b)
and (c)];
• Rule 6.01.3(3); Duties of Blasters
and Operators; [30 CFR 850.15(e)(1)];
• Rule 7.06.2(1); Petition
Requirements: Designation; [30 CFR
764.13(b)(1)(i)]; and
• Rule 7.06.3(1); Petition
Requirements: Termination; [30 CFR
764.13(c)(1)(i)].
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1. Rule 1.04(20.1); Definitions,
‘‘Certified Blaster’’; [30 CFR 850.15]
Proposed Rule 1.04(20.1), the revised
definition of ‘‘certified blaster,’’ is
consistent with the definition and
requirements for a ‘‘blaster’’ at 30 CFR
850.5. However, the reference to Rule
2.05.3(6) should be a reference to Rule
2.05.3(6)(a) to properly identify the
specific requirements (i.e., the blasting
plan) with which a certified blaster
must be familiar. With this change, we
approve the amendment.
Colorado’s definition of ‘‘certified
blaster’’ is consistent with the definition
and requirements for a ‘‘blaster’’ under
the Federal regulations. Even though the
proposed Colorado definition uses
‘‘responsible for blasting operations’’
instead of ‘‘responsible for the use of
explosives,’’ which is used in the
Federal definition, the terms are
essentially interchangeable, particularly
because the Colorado definition also
requires certified blasters to be familiar
with the requirements of Rule 4.08, Use
of Explosives. Rule 4.08 specifies the
requirements for the use of explosives,
and Rule 6 specifies requirements for
the training, examination and
certification of blasters, both of which
are appropriate references to rules with
which a certified blaster must be
familiar. The proposed definition is no
less effective than the Federal
regulations in satisfying the
requirements of SMCRA and we
approve the proposed change to Rule
1.04(20.1).
2. Rule 1.04(39.1); Definitions,
‘‘Drinking, Domestic or Residential
Water Supply’’; [30 CFR 701.5]
Colorado was informed of the
requirement to define this term in 732
letters that we sent the State on June 5,
1996, and April 4, 2008. Proposed Rule
1.04(39.1) is substantively identical to
the Federal regulation at 30 CFR 701.5,
Drinking, domestic or residential water
supply, except the Colorado rule adds
the stipulation that ‘‘the user and/or
owner has secured water rights or
allocations recognized by state law’’ for
the water. Colorado expanded upon the
Federal definition to clarify that the user
and/or owner of the delivered water has
secured water rights or allocations
received by State law. Because water
rights are an important topic in the
western United States, this clarification
is necessary to ensure that the user has
acquired the rights for the water that is
being received from a well or spring or
any appurtenant (something that is
added but not essential) delivery
system. The use of water and water
rights are governed by the State under
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the Colorado Constitution and State law;
thus, the stipulation is appropriate. It is
also not inconsistent with the Federal
regulations and is no less effective than
the Federal regulations in satisfying the
requirements of SMCRA. Therefore, we
approve the amendment.
3. Rule 1.04(70.1); Definitions,
‘‘Knowingly’’; [30 CFR 701.5]
In response to Item A.3 of OSMRE’s
October 2, 2009, 732 letter, Colorado
proposed to amend its existing
definition of ‘‘Knowingly’’ at Rule
1.04(70.1) by adding the phrase
‘‘Knowing or’’. By letter dated May 20,
2013, OSMRE found that the proposed
revision to the definition of ‘‘Knowing’’
or ‘‘Knowingly’’ was less effective than
the Federal regulations in satisfying the
requirements of SMCRA because the
scope of the Colorado proposed
definition was limited to the assessment
of individual civil penalties against
persons acting on behalf of corporate
permittees (i.e., Rule 5.04.7, Individual
Penalties), whereas the Federal
definition applies to the assessment of
civil and criminal penalties against all
persons, including non-corporate
operators and permittees. Consequently,
OSMRE required Colorado to revise the
definition so that it applies to the civil
and criminal penalties provisions of
both the Colorado Surface Coal Mining
Reclamation Act and the Colorado
Rules. OSMRE also required that the
definition be applicable to any person,
including individual operators as well
as persons authorizing, ordering, or
carrying out an act or omission on the
part of a corporate permittee.
In response to our concern, Colorado
now proposes language to include the
assessment of individual criminal
penalties against persons acting on
behalf of corporate permittees.
Additionally, Colorado proposes
language that applies the definition to
any person, including individual
operators as well as persons authorizing,
ordering or carrying out an act or
omission on the part of a corporate
permittee. Colorado’s proposed
revisions make Rule 1.04(70.1)
consistent with and no less effective
than the Federal regulations at 30 CFR
701.5; therefore, we approve the
amendment.
4. Rule 1.04(71)(c); Definitions,
‘‘Rangeland’’; [30 CFR 701.5]
Colorado proposed a new land use
category, ‘‘grazingland,’’ which
essentially replaces the current land use
category, ‘‘rangeland’’ (i.e., the land use
currently defined by the term,
‘‘rangeland,’’ is proposed to be defined
by the term, ‘‘grazingland,’’ and the
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‘‘rangeland’’ land use is being redefined
to be a combination of the
‘‘grazingland’’ and ‘‘fish and wildlife
habitat’’ land uses). Colorado’s
definition of ‘‘rangeland’’ simply
establishes a land use for lands that are
used for both livestock grazing (i.e.,
‘‘grazingland’’) and for the production,
protection, or management of fish and
wildlife species (i.e., ‘‘fish and wildlife
habitat’’). Proposed Rule 1.04(71)(k)
creates a new land use category,
‘‘grazingland,’’ which Colorado defines
as ‘‘lands where plant cover, dominated
by adapted wildland species, is
principally valuable for livestock forage,
and management is primarily achieved
by regulating the intensity of grazing
and season of use,’’ and which is
essentially the same as the Federal
definition of ‘‘grazingland.’’ Rule
1.04(71)(h) defines ‘‘fish and wildlife
habitat’’ to mean ‘‘land used wholly or
partially in the production, protection
or management of species of fish or
wildlife.’’
Elsewhere in the approved Colorado
rules and the Colorado rules proposed
for revision in this amendment,
requirements applicable to the
‘‘rangeland’’ land use are specified.
Proposed Rule 4.15.7(5) establishes the
parameters for determining revegetation
success of ‘‘rangeland’’ as cover,
diversity, herbaceous production, and
woody plant reestablishment and the
liability period for determining
revegetation success, and proposed Rule
4.15.7(5)(g) establishes that interseeding
‘‘rangeland’’ is a normal husbandry
practice. Proposed Rules 4.15.8(2)(d),
4.15.8(5), and 4.15.8(8) establish
applicable success criteria for
‘‘rangeland.’’ Proposed Rule 4.16.3(6)
specifies requirements for changing the
‘‘rangeland’’ land use to a ‘‘cropland’’
land use.
Colorado’s proposed revision of the
definition of the land use category
‘‘rangeland’’ is no less effective than the
Federal regulations in satisfying the
requirements of SMCRA; therefore, we
approve the proposed amendment.
5. Rule 1.04(71)(k); Definitions,
‘‘Grazingland’’; [30 CFR 701.5]
Colorado’s proposed definition of
‘‘grazingland’’ is essentially modeled
after the Federal definition of
‘‘rangeland,’’ which is synonymous with
the Federal definition of ‘‘grazingland.’’
The Federal regulation at 30 CFR 701.5
defines rangeland as land on which the
natural potential (climax) plant cover is
principally native grasses, forbs, and
shrubs valuable for forage. This land
includes natural grasslands and
savannahs, such as prairies, and juniper
savannahs, such as brushlands. Except
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for brush control, management is
primarily achieved by regulating the
intensity of grazing and season of use.
The Federal definition of
‘‘grazingland’’ is land used for
grasslands and forest lands where the
indigenous vegetation is actively
managed for grazing, browsing, or
occasional hay production.
Under the Federal regulations,
‘‘grazingland’’ and ‘‘rangeland’’ are
essentially the same; both are lands
where the ‘‘indigenous vegetation’’ (i.e.,
‘‘native grasses, forbs, and shrubs’’) is
used for grazing.
In Colorado’s proposed definition of
‘‘grazingland,’’ the term ‘‘adapted
wildland species . . . principally
valuable for livestock forage’’ is
substantively the same as the Federal
terms ‘‘native grasses, forbs, and shrubs
valuable for forage,’’ which is used in
the Federal definition of ‘‘rangeland’’
and ‘‘indigenous vegetation . . .
managed for grazing [and] browsing,’’
which is used in the Federal definition
of ‘‘grazingland.’’
Elsewhere in Colorado’s current and
proposed rules, requirements applicable
to the ‘‘grazingland’’ land use are
specified. The ‘‘grazingland’’ land use
combined with the ‘‘fish and wildlife
habitat’’ land use comprise the
‘‘rangeland’’ land use in proposed Rule
1.04(71)(c), the revised definition of
‘‘rangeland.’’ Proposed Rule 4.15.7(5)
establishes the parameters for
determining revegetation success of
‘‘grazingland’’ as cover, diversity, and
herbaceous production and the liability
period for determining revegetation
success, and proposed Rule 4.15.7(5)(g)
establishes that interseeding
‘‘grazingland’’ is a normal husbandry
practice. Proposed Rules 4.15.8(2)(a)
and 4.15.8(5) establish applicable
success criteria for ‘‘grazingland.’’
Proposed Rule 4.16.3(6) specifies
requirements for changing the
‘‘grazingland’’ land use to a ‘‘cropland’’
land use.
Based on the analysis above, we find
Colorado’s proposed definition of the
new land use category, ‘‘grazingland,’’ is
no less effective than the Federal
regulations in satisfying the
requirements of SMCRA; therefore, we
approve the proposed amendment.
6. Rule 1.04(71.2); Definitions, ‘‘Material
Subsidence Damage’’; [30 CFR 701.5]
Colorado was notified of its
requirement to define this term in 732
letters that we sent the State on June 5,
1996, and April 4, 2008. Colorado
proposes to add a new definition for
‘‘material subsidence damage’’ in the
context of Rules 2.05.6 and 4.20,
pertaining to subsidence. The proposed
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definition is substantively identical to
the Federal definition of ‘‘material
damage’’ at 30 CFR 701.5. This
proposed definition is no less effective
than the Federal regulations in
satisfying the requirements of SMCRA;
therefore, we approve the amendment.
7. Rule 1.04(81); Definitions, ‘‘Other
Minerals’’; [30 CFR 702.5(e)]
Colorado is proposing to remove the
definition of ‘‘other minerals’’ from their
rules. The term ‘‘other minerals’’ does
not appear anywhere else in the
Colorado rules. This definition was
previously required when Colorado’s
rules allowed an exemption from the
requirements of the rules for the
extraction of coal incidental to the
extraction of other minerals. The 1992
revision of Colorado’s Coal Act removed
this exemption. Because this term does
not appear anywhere else in the
Colorado rules, it is not necessary for
Colorado to define this term, and we
approve the proposed deletion of the
definition for ‘‘other minerals’’.
8. Rule 1.04(132)(c); Definitions, Surface
Coal Mining Operations; [30 CFR
761.200]
Proposed Rule 1.04(132)(c), the
proposed revision to the definition of
‘‘surface coal mining operations,’’ is
consistent with the definition of
‘‘surface coal mining operations’’ at 30
CFR 700.5, as interpreted at 30 CFR
761.200, Interpretative rule related to
subsidence due to underground coal
mining in areas designated by Act of
Congress. Colorado added this proposed
language to clarify that subsidence due
to underground coal mining is not
included in the definition of ‘‘surface
coal mining operations’’. The proposed
rule is in accordance with the Federal
regulations in satisfying the
requirements of SMCRA, and we
approve the amendment.
9. Rule 1.04(149); Definitions, ‘‘Valid
Existing Rights’’; [30 CFR 761.5 and
761.11]
On April 11, 2011, Colorado proposed
to revise its definition of ‘‘valid existing
rights’’ at Rule 1.04(149) in response to
Item B.1 of OSMRE’s April 2, 2001, 732
letter. On January 15, 2008, in National
Mining Association v. Kempthorne, 512
F.3d 702 (D.C. Cir.), the U.S. Court of
Appeals for the District of Columbia
Circuit affirmed the District Court’s
decision to uphold the VER and
associated rules that OSMRE published
on December 17, 1999 (64 FR 70766).
Because the VER and associated rules
were challenged in Federal court on
several fronts, OSMRE informed
Colorado that the State could defer
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responding to our April 2, 2001, letter
pending the outcome of the litigation.
By letter dated May 20, 2013, OSMRE
found that the proposed revision to the
definition of ‘‘valid existing rights’’ less
effective than the Federal regulations in
satisfying the requirements of SMCRA
because Colorado failed to include
language for the protection of prohibited
lands required by SMCRA section 522(e)
(30 U.S.C. 1272(e)). Because Colorado
did not include a reference to 30 U.S.C.
1272(e), there was no language in
Colorado’s rules protecting those lands
between August 3, 1977 (when SMCRA
was enacted and the lands became
protected) and August 30, 1980 (when
Rule 2.07.6(2)(d) became effective), thus
making Colorado’s Rules less effective
than the Federal regulations. As a result,
we required Colorado to include the
aforementioned reference in its
proposed rule language.
In response, Colorado now proposes
to include language in its rules for the
protection of prohibited lands as
required by SMCRA section 522(e) (30
U.S.C. 1272(e)). Colorado’s proposed
revisions make Rule 1.04(149)
consistent with and no less effective
than the Federal regulations at 30 CFR
761.5 and 761.11, respectively.
Accordingly, we approve the
amendment.
10. Rules 1.04(149)(a)(ii)(B) and (B)(I)
Through (IV); Definitions, Valid Existing
Rights, ‘‘Needed for and Adjacent to’’
Standard; [30 CFR 761.5(b)(2)]
In response to Item B.2 of OSMRE’s
April 2, 2001, 732 letter, Colorado
proposed to revise its definition of
‘‘valid existing rights’’ by incorporating
the ‘‘Needed for and adjacent to’’
standard at Rules 1.04(149)(a)(ii)(B) and
(B)(I) through (B)(IV). Colorado’s
proposed revised definition of ‘‘valid
existing rights’’ at Rule
1.04(149)(a)(ii)(B), which incorporates
the ‘‘Needed for and adjacent to’’
standard, is consistent with the
definition and requirements for the
‘‘Needed for and adjacent standard’’ of
‘‘valid existing rights’’ at 30 CFR 761.5.
Colorado’s proposed rule is more
restrictive than the Federal regulations
in that the ‘‘Needed for and adjacent to’’
standard applies only to surface coal
mining operations that are ‘‘on-going,’’
meaning that (1) the permit did not
terminate pursuant to Colorado Revised
Statutes (C.R.S.) 33–34–109(6), (2)
surface coal mining operations must
have commenced, (3) the permit to
conduct surface coal mining operations
has not expired for failure to renew in
accordance with Rule 2.08.05, and (4)
the performance bond has not been fully
released or forfeited in accordance with
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Rules 3.03 and 3.04. Under the Federal
regulation, the standard applies to
surface coal mining operations for
which all permits and other
authorizations required to conduct
surface coal mining operations had been
obtained, or a good faith attempt to
obtain all permits and authorizations
had been made. Thus, the standard
applies to operations that may not have
commenced, as well as ‘‘on-going’’
operations.
However, by letter dated May 20,
2013, OSMRE found at Item No. 3 that
subsections (B)(I)–(IV) of Colorado’s
proposed revision to the definition of
‘‘valid existing rights’’ was less effective
than the Federal regulations in
satisfying the requirements of SMCRA
because Colorado failed to include
language for the protection of prohibited
lands required by SMCRA section 522(e)
(30 U.S.C. 1272(e)). Colorado’s failure to
include a reference to 30 U.S.C. 1272(e)
meant that there was no language in
Colorado’s rules protecting those lands
between August 3, 1977 (when SMCRA
was enacted and the lands became
protected) and August 30, 1980 (when
Rule 2.07.6(2)(d) became effective), thus
making Colorado’s rules less effective
than the Federal regulations. As a result,
we required Colorado to include the
aforementioned reference in its
proposed rule language.
In response, Colorado now proposes
to include language for the protection of
prohibited lands as required by SMCRA
Section 522(e) (30 U.S.C. 1272(e)).
Colorado’s proposed revisions make
Rules 1.04(149)(a)(ii)(B) and (B)(I)
through (B)(IV) consistent with and no
less effective than the Federal
regulations at 30 CFR 761.5(b)(2).
Accordingly, we approve the
amendment.
legal right to use or construct a road
across the right of way or easement [or
permit area] for surface coal mining
operations. A properly recorded permit
granting such legal rights is the
equivalent of a ‘‘right of way’’ and/or
‘‘easement.’’ Therefore, the inclusion of
‘‘a permit for a road’’ does not render
Colorado’s proposed rule change less
effective than the counterpart Federal
regulations in satisfying the
requirements of SMCRA.
However, by letter dated May 20,
2013, OSMRE found that Colorado’s
proposed revisions to its definition of
‘‘valid existing rights’’, at Rules
1.04(149)(b) and (b)(i) through (iii),
about existing right of way or easements
for a road, were less effective than the
Federal regulations in satisfying the
requirements of SMCRA because
Colorado failed to include language for
the protection of prohibited lands
required by SMCRA section 522(e) (30
U.S.C. 1272(e)). Specifically, because
Colorado did not include a reference to
30 U.S.C. 1272(e), there was no language
in its rules protecting those lands
between August 3, 1977 (when SMCRA
was enacted and the lands became
protected) and August 30, 1980 (when
Rule 2.07.6(2)(d) became effective). As a
result, we required Colorado to include
the aforementioned statutory reference
in its proposed rule language.
In response to our concern, Colorado
now proposes to include language for
the protection of prohibited lands
required by SMCRA section 522(e) (30
U.S.C. 1272(e)). Colorado’s proposed
revisions make Rules 1.04(149)(b) and
(b)(i) through (iii) consistent with and
no less effective than the Federal
regulations at 30 CFR 761.5(c)(2).
Accordingly, we approve the
amendment.
11. Rule 1.04(149)(b) and (b)(i) Through
(iii); Definitions, Valid Existing Rights,
‘‘Existing Right of Way or Easement for
a Road’’ Standard; [30 CFR 761.5(c)(2)]
In response to Item B.3 of OSMRE’s
April 2, 2001, 732 letter, Colorado
proposed to revise its definition of
‘‘valid existing rights’’ at Rules
1.04(149)(b) and (b)(i) through (iii) by
incorporating the ‘‘existing right of way
or easement for a road’’ standard.
Colorado’s proposed language is
substantively identical to the
corresponding Federal standards at 30
CFR 761.5(c)(1) and (2) with one
exception.
Specifically, Colorado’s revised rule
language at Rule 1.04(149)(b)(i) includes
the phrase ‘‘a permit for a road’’ in
addition to a ‘‘properly recorded right of
way or easement’’ as a type of recorded
document that could grant a person a
12. Rules 1.04(149.2), (149.2)(a), and
(149.2)(b); Definitions, ‘‘Violation,
Failure or Refusal’’; [30 CFR 701.5]
Proposed Rules 1.04(149.2), (149.2)(a),
and (149.2)(b), the definition of
‘‘violation, failure, or refusal,’’ is
substantively identical to the Federal
definition at 30 CFR 701.5, Violation,
failure, or refusal. Proposed Rule 5.05,
Individual Civil Penalties, which
replaces currently approved Rule 5.04.7,
addresses the assessment of individual
civil penalties. The term ‘‘violation,
failure, or refusal’’ is used in the Federal
regulations only in the context of
assessment of individual civil penalties,
specifically in 30 CFR 846.12(a), which
specifies that individual civil penalties
may be assessed against a corporate
director, officer or agent of a corporate
permittee who knowingly and willfully
authorized, ordered or carried out a
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violation, failure or refusal, and
§ 846.14(a)(1) and (2) and (b), which
contain the requirements for
determining the amount of an
individual civil penalty. Thus, proposed
Rule 5.05 is appropriately referenced.
Section 123 of the Colorado Act,
Enforcement—civil and criminal
penalties, (C.R.S. 33–34–123) is the
State program counterpart of section 518
of SMCRA, thus it is appropriately
referenced. The proposed definition for
‘‘violation, failure or refusal’’ is no less
effective than the Federal regulations in
satisfying the requirements of SMCRA.
We, therefore, approve the amendment.
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13. Rule 1.07(1)(a)(v); Procedures for
Valid Existing Rights Determinations—
Property Rights Demonstration; [30 CFR
761.16(b)(1)(v)]
In response to Item G.2 of OSMRE’s
April 2, 2001, 732 letter, Colorado
proposed revisions to Rule 1.07.1(a)(v),
regarding what a property rights
demonstration must include. On
January 15, 2008, in National Mining
Association v. Kempthorne, 512 F.3d
702 (D.C. Cir.), the U.S. Court of
Appeals for the District of Columbia
Circuit affirmed the District Court’s
decision to uphold the VER and
associated rules that OSMRE published
on December 17, 1999 (64 FR 70766).
Because the VER and associated rules
were challenged in Federal court on
several fronts, we informed Colorado
that the State could defer responding to
our April 2, 2001, letter pending the
outcome of the litigation.
By letter dated May 20, 2013, OSMRE
notified the Division that Colorado’s
proposed revision to Rule 1.07(1)(a)(v)
regarding the requirements for making a
VER ‘‘property rights’’ demonstration
was inconsistent with the counterpart
Federal requirement at 30 CFR
761.16(b)(1)(v). Specifically, Colorado’s
proposed rule language did not require
that property rights demonstrations
include an explanation of how surface
coal mining operations that an applicant
claims the right to conduct would be
consistent with State property law.
Colorado now proposes to revise Rule
1.07(1)(a)(v) by adding language
requiring that a property rights
demonstration must include an
explanation of how surface coal mining
operations would be consistent with
State property law. Colorado’s proposed
revision makes Rule 1.07(1)(a)(v)
consistent with and no less effective
than the Federal counterpart regulation
at 30 CFR 761.16(b)(1)(v). Accordingly,
we approve the amendment.
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14. Rule 1.07(3)(a); Procedures for Valid
Existing Rights Determinations, Notice
and Comment Requirements and
Procedures; [30 CFR 761.16(d)]
In response to Item G.2 of OSMRE’s
April 2, 2001, 732 letter, Colorado
proposed to revise Rule 1.07(3)(a) to
provide for public participation in the
VER determination process and ensure
notification of affected parties in
accordance with the Federal regulations
at 30 CFR 761.16(d).
By letter dated May 20, 2013, OSMRE
found that Colorado’s proposed revision
to Rule 1.07(3)(a) regarding notice and
comment requirements and procedures
for VER determinations incorrectly
referenced Rule 1.04(149)(2).
In response to our concern, Colorado
now proposes to reference the correct
citation at Rule 1.07(2) regarding initial
review of a VER request. Colorado’s
proposed rule change makes Rule
1.07(3)(a) consistent with and no less
effective than the Federal regulations at
30 CFR 761.16(d). Accordingly, we
approve the amendment.
15. Rules 1.07(4)(e), (e)(i), and (e)(ii);
Procedures for Valid Existing Rights
Determinations, How a Decision Will Be
Made; [30 CFR 761.16(e)(5)(i) and (ii)]
In response to Item G.1 of OSMRE’s
April 2, 2001, 732 letter, Colorado
proposed to revise its rules at 1.07(4)(e),
(e)(i), and (e)(ii) to be consistent with
and no less effective than the Federal
regulations at 30 CFR 761.16(e)(5)(i) and
(ii) regarding procedures for making
VER determinations. Colorado’s
proposed rules elect to omit an alternate
provision that allows the agency
responsible for making a VER
determination to require that the person
requesting the determination publish
the notice and provide a copy of the
published notice to the agency. Because
the Federal regulations offer alternatives
for publishing notice of VER
determinations, Colorado’s omission of
this language does not render its
proposed rules less effective than the
counterpart Federal regulations.
However, by letter dated May 20,
2013, OSMRE found that Colorado’s
proposed revisions to Rules 1.07(4)(e),
(e)(i), and (e)(ii) were less effective than
the Federal regulations in satisfying the
requirements of SMCRA because
Colorado failed to include language for
the protection of prohibited lands
required by SMCRA section 522(e) (30
U.S.C. 1272(e)). Specifically, because
Colorado did not include a reference to
30 U.S.C. 1272(e), there was no language
in its rules protecting those lands
between August 3, 1977 (when SMCRA
was enacted and the lands became
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protected) and August 30, 1980 (when
Rule 2.07.6(2)(d) became effective). As a
result, we required Colorado to include
the aforementioned statutory reference
in its proposed rule language.
In response to our concern, Colorado
now proposes to include language for
the protection of prohibited lands
required by SMCRA section 522(e) (30
U.S.C. 1272(e)). Colorado’s proposed
revisions make Rules 1.07(4)(e), (e)(i),
and (e)(ii) consistent with and no less
effective than the Federal counterpart
regulations at 30 CFR 761.16(e)(5)(i) and
(ii). Accordingly, we approve the
amendment.
16. Rule 1.07(5); Procedures for Valid
Existing Rights Determinations,
Administrative and Judicial Review; [30
CFR 761.16(f)]
In response to Item G.1 of OSMRE’s
April 2, 2001, 732 letter regarding
administrative and judicial review of
VER determinations, Colorado proposed
to add language to Rule 1.07(5) stating
that a determination about whether the
applicant does or does not have valid
existing rights is subject to Board review
under Rule 1.11. By letter dated May 20,
2013, OSMRE notified Colorado that its
reference to Rule 1.11 was incorrect.
Specifically, because Colorado is
proposing to recodify its rules, the
correct rule reference regarding Board
review is now found at Rule 1.12,
Requests to the Board. In response to
our concern, Colorado now proposes to
reference newly renumbered Rule 1.12.
Colorado’s proposed revision makes
Rule 1.07(5) consistent with and no less
effective than the Federal regulations at
30 CFR 761.16(f) and we approve the
amendment.
17. Rule 2.02.3; General Requirements:
Exploration Involving Removal of More
Than 250 Tons of Coal or Occurring on
Lands Designated as Unsuitable for
Surface Coal Mining Operations; [30
CFR 772.12(a)]
Colorado proposes language that
changes the title of Rule 2.02.3 to
indicate that the rules at 2.02.3 apply
not only to exploration involving the
removal of more than 250 tons of coal
outside an approved permit area, but
also to exploration occurring on lands
designated as unsuitable for surface coal
mining. The addition of the proposed
language is substantively identical to
the Federal counterpart regulation at 30
CFR 772.12(a). Additionally, Colorado
proposes language that specifies that
Rule 2.07.6(2)(d) is used to designate
lands as unsuitable for all or certain
types of surface coal mining operations.
The proposed language is no less
effective than the Federal counterpart
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regulation; therefore, we approve the
amendment.
18. Rules 2.03.4(3), (3)(a)(ii), and (3)(b);
Application for Permit for Surface Coal
Mining and Reclamation Operations:
Minimum Requirements for Legal,
Financial, Compliance and Related
Information; [30 CFR 778.12]
In response to Item K.3 of OSMRE’s
October 2, 2009, 732 letter, Colorado
proposed to revise Rules 2.03.4(3)
through (3)(a)(iv) that require each
application for a surface coal mining
permit to contain a complete
identification of interests, including
permit history information required
under 30 CFR 778.12(a), (b), and (c),
respectively.
By letter dated May 20, 2013, we
found that Colorado’s proposed rule
language in subsection (3) warranted the
inclusion of additional clarifying
language to be consistent with and no
less effective than the Federal
counterpart regulation at 30 CFR
778.12(a). Specifically, we required
Colorado to revise its proposed rule to
read, ‘‘A list of all names under which
the applicant, operator, and partners or
principle shareholders of the applicant
or operator operate or previously
operated . . .’’ Colorado’s failure to
include this additional language in the
proposed rule change rendered its
program less effective than the Federal
regulations at 30 CFR 778.12(a), and
failed to satisfy the requirements
specified in Item K.3 of OSMRE’s
October 2, 2009, 732 letter.
In addition, proposed Rule
2.03.4(3)(a)(ii) was merely intended to
be recodified. Upon further review, we
found this rule to be less effective than
the Federal counterpart regulation at 30
CFR 778.12(c)(5) because it failed to
require that the application include ‘‘the
person’s ownership or control
relationship to the operation . . .’’
Existing Rule 2.03.4(3)(a)(ii) required
the application to contain the person’s
ownership or control relationship to the
applicant.
Lastly, Colorado proposed to revise
recodified subsection (3)(b) by replacing
the word ‘‘person’’ with the phrase
‘‘applicant or operator’’ which is
consistent with the terminology used in
the Federal regulation at 30 CFR
778.12(b). However, subsection (3)(b)
did not include counterpart language to
the last sentence in 778.12(b), which
requires the identification of each
application by its application number
and jurisdiction, or by other identifying
information when necessary. Item K.3 of
OSMRE’s October 2, 2009, 732 letter
indicated that Colorado does not have a
counterpart to this provision in its rules.
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As a result, Colorado’s failure to include
this additional requirement in the
proposed rule change rendered its
program less effective than the Federal
regulations at 30 CFR 778.12(b), and
failed to satisfy the requirements
specified in Item K.3 of OSMRE’s
October 2, 2009, 732 letter.
In response to OSMRE’s concerns,
Colorado now proposes to add language
at Rule 2.03.4(3) stating that a list of all
names that the applicant, operator, and
partners or principal shareholders of the
applicant or operator operate or
previously operated must be included in
the submission of the application. In
addition, Colorado proposes language at
Rule 2.03.4(3)(a)(ii) that requires an
application to include information
regarding a person’s ownership or
control relationship to the operation
instead of the applicant. Lastly,
Colorado proposes language at Rule
2.03.4(3)(b) requiring the applicant to
provide jurisdiction information for
both the applicant and the operator.
Based on the discussion above, we
find that Colorado’s proposed revisions
to Rules 2.03.4(3), (3)(a)(ii), and (3)(b)
are consistent with and no less effective
than the corresponding Federal
regulations at 30 CFR 778.12(a), (b), and
(c)(1) through (5). Accordingly, we
approve the amendment. Specifically,
Rules 2.03.4(3)(a), (3)(a)(i), (3)(a)(iii),
and (3)(a)(iv) are approved under Part B.
of this document.
19. Rules 2.03.4(4), .4(4)(a) Through (c),
.4(6)(b), and .4(8); Identification of
Interests; [30 CFR 778.11 and 778.13]
Colorado proposes revisions to Rules
2.03.4(4), (6)(b), and (8) that require
each application for a surface coal
mining permit to contain a complete
identification of interests, including
permit and operator information, as well
as property interest information
required under 30 CFR 778.11 and
778.13, respectively.
In its Statement of Basis, Purpose, and
Specific Statutory Authority, Colorado
explains that Rule 2.03.4(4) is amended
for clarity and to be consistent with 30
CFR 778.11(c) by requiring a list of the
entities within an applicant’s or
operator’s organizational structure for
which identifying information is
required. Colorado’s proposed rule
change includes counterpart language
that is consistent with and no less
effective than the Federal regulations at
30 CFR 778.11(c)(1) through (6)
regarding applicant and operator
information. Accordingly, we approve
it.
Proposed Rule 2.03.4(4)(a) is revised
to be consistent with 30 CFR
778.11(d)(1), which requires the
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46191
application to include the telephone
number of entities being named as
owners or controllers. Colorado’s
proposed rule change is consistent with
and no less effective than the Federal
regulations at 30 CFR 778.11(d)(1) and
we are approving it.
Next, Colorado proposes to add new
Rule 2.03.4(4)(c) to be consistent with
30 CFR 778.11(d)(3) and require that the
date an owner or controller began
functioning in their position be
included in the application. Colorado’s
newly proposed rule is substantively
identical to the Federal counterpart
provision at 30 CFR 778.11(d)(3) and we
approve it.
Colorado proposes to amend Rule
2.03.4(6)(b) for purposes of clarity and
require that each permit application
contain the names and addresses of
‘‘any holders of record of any leasehold
interest in the coal to be mined.’’
Colorado’s proposed rule change is
substantively identical to the Federal
counterpart language at 30 CFR
778.13(a)(2) and we approve it.
Lastly, Colorado proposes to revise
Rule 2.03.4(8) to be consistent with 30
CFR 778.13(d) by clarifying that Mine
Safety and Health Administration
(MSHA) identification numbers must be
provided for the operation itself and any
structures that require approval by
MSHA. Colorado’s proposed rule
change is substantively identical to the
Federal counterpart language at 30 CFR
778.13(d) and we approve the
amendment.
20. Rule 2.04.12(2)(g); Application for
Permit for Surface or Underground
Mining Activities—Minimum
Requirements for Information on
Environmental Resources—Prime
Farmland Investigation; [30 CFR
785.17(d)]
Colorado is proposing to revise Rule
2.04.12(2)(g) to clarify that the State
Conservationist of the Natural Resources
Conservation Service (NRCS) is
delegated the responsibility by the
Secretary of Agriculture to demonstrate
that land is not prime farmland.
Proposed Rule 2.04.12(2)(g) is
substantively identical to the Federal
counterpart regulation at 30 CFR
785.17(d), which states that the
Secretary of Agriculture, the head of the
United States Department of Agriculture
(USDA), assigns prime farmland
responsibilities arising under the Act to
the Chief of the U.S. Soil Conservation
Service, which is currently known as
the Natural Resources Conservation
Service (NRCS), and that the NRCS shall
carry out consultation and review
through the State Conservationist
located in each State. We find that
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proposed Rule 2.04.12(2)(g) is no less
effective than the Federal regulation at
30 CFR 785.17(d); therefore, we approve
the amendment.
21. Rule 2.05.6(6); Operation and
Reclamation Plan—Mitigation of the
Impacts of Mining Operations—
Subsidence Survey, Subsidence
Monitoring, and Subsidence Control
Plan; [30 CFR 784.20]
In response to OSMRE’s June 5, 1996,
and April 4, 2008, letters, Colorado
proposed revisions to Rule 2.05.6(6)
addressing mitigation of the impacts of
mining operations with subsidence
surveys, subsidence monitoring, and
subsidence control plans. All proposed
changes at Rule 2.05.6(6) are approved,
even if they are not listed individually
in finding number 21. By letter dated
May 20, 2013, OSMRE notified the
Division that Colorado’s proposed
revisions to Rule 2.05.6(6) regarding the
mitigation of the impacts of mining
operations was less effective than the
counterpart Federal regulations at 30
CFR 784.20. Specifically, Colorado’s
rules did not contain a requirement for
an applicant/permittee to notify an
owner of a protected structure, who
refuses access for a pre-subsidence
survey, that it will not be presumed that
subsidence damaged the structure if
damage occurs after mining. Colorado
now proposes language at proposed
Rule 2.05.6(6)(a)(ii)(A) that if the
landowner will not allow the applicant
access to the site to conduct a presubsidence survey, the applicant will
notify the owner, in writing, of the effect
that denial of access will have in
establishing the pre-subsidence
condition to determine whether any
subsequent damage to protected
structures was caused by subsidence
from underground mining under
existing Rule 4.20.3(2). We, therefore,
approve the amendment.
Also in our May 20, 2013 letter,
OSMRE found that Colorado’s proposed
revisions to Rule 2.05.6 did not require
that an applicant/permittee must
provide copies of pre-subsidence
surveys, technical assessments or
engineering evaluations to the Division.
In response to OSMRE’s disapproval,
Colorado now proposes an additional
revision to Rule 2.05.6(6)(a)(iv)
requiring the applicant to provide
copies of pre-subsidence surveys,
technical assessments, and engineering
30 CFR 784.20 paragraph
(a)(1)
(a)(2)
(a)(3)
(a)(3)
(a)(3)
(a)(3)
(a)(3)
Rule 2.05.6(6) section
...............................................
...............................................
first sentence .........................
second sentence ...................
third sentence .......................
fourth sentence .....................
fifth sentence .........................
(b) first sentence, 1st clause ..........
(b) first sentence, 2nd clause .........
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(b)(1) ...............................................
(b)(2) ...............................................
(b)(3) ...............................................
(b)(4) ...............................................
(b)(5)(i)–(iii) .....................................
(b)(5)(iv) ..........................................
(b)(6) ...............................................
(b)(7) 1st clause ..............................
(b)(7) 2nd clause .............................
(b)(8) ...............................................
(b)(9)—other requirements of RA ...
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evaluations to the Division. OSMRE
approves this amendment.
Numerous paragraphs within
proposed Rule 2.05.6(6) referred to
maps ‘‘prepared according to the
standards of Rule 2.10’’ (i.e., Rules
2.05.6(6)(a)(ii)(B), 2.05.6(6)(c)(ii),
2.05.6(6)(e)(i)(F), and 2.05.6(6)(f)(vi)),
which requires maps at ‘‘a scale of
1:24,000 or larger if requested by the
Division for good cause shown or
desired by the operator.’’ This provision
is inconsistent with the Federal
requirement at 30 CFR 784.20(a)(1) that
requires a map ‘‘at a scale of 1:12,000,
or larger if determined necessary by the
regulatory authority.’’ In response to
Item No. 12 of our May 20, 2013, letter,
Colorado now proposes language at
Rules 2.05.6(6)(a)(ii)(B), 2.05.6(6)(c)(ii),
2.05.6(6)(e)(i)(F), and 2.05.6(6)(f)(vi)
requiring that maps must be at a scale
of 1:12,000 or larger if determined
necessary by the Division. We,
therefore, approve the amendment to
the aforementioned rules.
We are approving the remaining
requirements of the Federal regulations
at § 784.20, which are contained in the
following sections of Colorado Rule
2.05.6(6):
(a)(ii)(B).
(b) and (b)(i).
(a)(ii)(A).
Missing—see below.
(a)(iii).
(a)(iv).
Missing, but no less effective; the Federal rule requiring a survey to determine the condition of protected
structures within areas encompassed by the angle of draw is suspended; the Colorado Rule is not.
(a)(i).
(b)(ii); however, Colorado’s Rule requires a monitoring plan; the Federal regulation requires no further information.
(f)(ii)(A) and (f)(iii)(A).
(f)(vi).
(f)(i).
(c) and (f)(iii)(C)(V).
(f)(iii)(B).
(f)(iii)(C)(I)–(IV).
(e) and (f)(v).
(f)(iii).
Rule 4.20.3(1).
(f)(iv).
(b)(iii)(A) and (B) requires a detailed state-of-the-art analysis of subsidence effects;
(d)(i) requires the permittee and the Division to monitor and verify semi-annually, the accuracy of the subsidence predictions;
(d)(ii) allows the Division to suspend underground mining near protected structures or renewable resource
lands if imminent danger of material damage or diminution of use is determined to exist;
(f)(vi)(B) requires a description (in addition to the map) of the location and extent of areas of planned subsidence; and
(f)(vii) requires a schedule for submitting periodically, a detailed plan of actual underground mining, which
is substantively identical to the requirements of 30 CFR 817.121(g).
(e)(i)(F)(III) sets the ‘‘default’’ angle of draw at 45°; 30 CFR 817.121(c)(4)(i) sets it at 30°.
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22. Rules 2.07.3(2) and (3); Public
Participation and Approval of Permit
Applications—Government Agency and
Public Comments on Permit
Applications; [30 CFR 773.6]
Rule 2.07.3 contains the public
participation requirements of the
Colorado program. Colorado proposes to
delete language at Rule 2.07.3(2) that is
redundant of the requirements of Rules
2.07.3(2)(b), which explains the
requirements for the description or map
contained in the public notice, and add
Rule 2.07.3(2)(h), which requires the
application for a permit revision or
technical revision to include a written
description of the proposed revision and
a map or description identifying the
lands subject to the revision in the
notice. Because the deleted
requirements are addressed at Rules
2.07.3(2)(b) and (h), we approve the
amendment.
At Rule 2.07.3(3)(a), Colorado
proposes to remove ‘‘technical revision’’
from the list of items for which the
Division must issue a written notice
when it has received a complete
application. This proposed deletion is
appropriate, since the requirements for
agency notices of technical revisions is
moved to Rule 2.08.4(6)(b)(i), Revisions
to a Permit, which is approved under
Part III.B. of this document. The
proposed changes to Rules 2.07.3(2) and
(3) are no less effective than the Federal
regulations at 30 CFR 773.6; therefore,
we approve the amendment.
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23. Rules 2.07.4(2)(e) Through (e)(ii);
Division and Board Procedures for
Review of Permit Applications:
Deadline for Submitting a Performance
Bond After Permit Approval; [30 CFR
740.13(c)(9), 773.16, 773.19(a)(1), and
800.11(a)]
Proposed Rules 2.07.4(2)(e) through
(2)(e)(ii) would revise requirements for
an applicant to file a bond after permit
approval, for information the Division
may request to update or revise an
application, and for actions the Division
will take if an applicant does not
respond to its request for information.
Rule 2.07.4(2)(e) would require an
applicant to file a performance bond
anytime within three years after the
Division finally approves its permit.
That revision also requires the Division
to review the terms of its original permit
approval if the applicant does not file a
bond within that period. At that time,
the Division may reaffirm its original
approval or request updated and/or
additional information. Rule
2.07.4(2)(e)(i) would subject the
Division’s request for information to the
notification and review requirements of
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Rule 2.07. Under Rule 2.07.4(2)(e)(ii),
the Division may reissue a decision to
deny the application if the applicant
does not submit a bond within 90 days
of the information request. In that case,
the Division must provide notice under
Rules 2.07.4(2)(c) and (d) and persons
may submit objections to its decision
under Rule 2.07.4(3).
Colorado explained that it proposes
these revisions to Rules 2.07.4(2)(e)
through (2)(e)(ii) to ensure that the
written findings it made when it
originally approved a permit will be
relevant at the time an applicant files a
bond. The State noted that, as currently
approved, Rule 2.07.4(2)(e) allows an
applicant to wait an indefinite time after
permit approval to file a bond, after
which the Division would automatically
issue the previously approved permit. In
that case, the State explained, it
possibly could issue a permit after
changes occurred in baseline site
conditions, right of entry, ownership
and control information, compliance
history, relationships to areas
designated unsuitable for mining, and
other conditions. Further, the State
would be unable to review the permit
application to determine if revisions or
modifications are needed because it
does not have authority to periodically
review an approved application or
require changes if it has not yet issued
a permit. Colorado noted that this is
‘‘somewhat contrary’’ to Section 34–33–
109(6) of its Act, which requires a
permit to terminate within three years
after being issued if the permittee has
not started mining.
The counterpart Federal regulations
are found at 30 CFR 740.13(c)(9),
773.16, 773.19(a)(1), and 800.11(a). The
regulations at 30 CFR 740.13(c)(9)
introductory text, (c)(9)(i), and 800.11(a)
require an applicant/permittee to file a
performance bond after the approval of
a permit application and before permit
issuance, but do not impose a specific
time limit for filing the bond. Under 30
CFR 773.16, the applicant is required to
file the performance bond or other
equivalent guarantee before permit
issuance if the regulatory authority
decides to approve the permit
application. The applicant must file the
bond under the provisions of subchapter
J, which addresses bonding and
insurance requirements for surface coal
mining and reclamation operations.
Colorado’s proposed rules impose
requirements that neither the Federal
counterpart regulations nor SMCRA
impose(s). The State explained its
proposed rule changes by saying ‘‘[t]he
board finds that this revision is
necessary for the protection of public
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46193
safety and the environment, consistent
with Section 34–33–108 of its Act.’’
The proposed revisions at Rules
2.07.4(2)(e), (e)(i), and (e)(ii) will better
enable the Division to ensure that data
it reviewed in support of its permit
approval are relevant when it issues the
permit after the applicant files the
required performance bond, whenever
that filing occurs. We find the proposed
rules to be consistent with Colorado’s
Act, consistent with and no less
effective than the Federal regulations,
and in accordance with SMCRA;
therefore, we approve the amendments.
24. Rules 2.07.6(1)(b) Through (b)(ii);
Criteria for Review of Permit
Applications for Permit Approval or
Denial: Eligibility for a Permit; [30 CFR
773.12(a) Through (a)(2)]
In response to Item E.6 of OSMRE’s
October 2, 2009, 732 letter, Colorado
proposed revisions to Rules 2.07.6(1)(b)
through (b)(ii) regarding the Division’s
determination about whether an
applicant is eligible for a permit.
Proposed Rule 2.07.6(1)(b) stated that
the Division will not issue a permit if
any surface coal mining and reclamation
operation directly owned or controlled
by the applicant has an unabated or
uncorrected violation, or if an operation
indirectly controlled by the applicant or
operator has an unabated or uncorrected
violation and that control was
established or the violation was cited
after November 2, 1988.
By letter dated May 20, 2013, OSMRE
notified the Division that a missing
statutory reference was identified at
proposed Rule 2.07.6(1)(b). Specifically,
Colorado merely referenced Rules
2.07.6(2)(g) and (o). Although
Colorado’s referenced Rules 2.07.6(2)(g)
and (o) include criteria for permit
eligibility that referenced section 510(c)
of SMCRA and counterpart 30 CFR
773.12, they do not include all of the
provisions of section 510(c) of SMCRA.
Consequently, Colorado’s referenced
provisions are more limiting and
rendered proposed Rule 2.07.6(1)(b) less
effective than the counterpart Federal
statute.
To correct this deficiency, Colorado
now proposes to add a reference to
Section 34–33–114(3) of the Colorado
Surface Coal Mining Reclamation Act,
regarding which rules and laws the
Division must reference when
determining whether an applicant is
eligible for a permit. Section 34–33–
114(3) of the Colorado Act is
substantively identical to section 510(c)
of SMCRA, thus making Rules
2.07.6(1)(b)(i) through (ii) consistent
with and no less effective than the
counterpart Federal regulations at
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§ 773.12(a) introductory text through
(a)(2). Accordingly, we approve the
amendment.
25. Rules 2.07.6(1)(c) Through (f);
Criteria for Review of Permit
Applications for Permit Approval or
Denial—Review of Permit Applications;
[30 CFR 773.12(b) Through (c)]
Colorado proposes revisions and
additions to Rules 2.07.6(1)(c) through
(1)(f) to be consistent with the changes
we made to 30 CFR 773.12 concerning
identification of interests, compliance
information, and permit eligibility in
the December 18, 2000, and December 3,
2007, Federal Register documents (65
FR 79663 and 72 FR 68029,
respectively).
Colorado proposes to add Rule
2.07.6(1)(c) to prohibit the Division from
issuing a permit to an applicant or
operator that is permanently ineligible
to receive a permit under proposed Rule
2.07.9(3). New Rule 2.07.6(1)(c) is
substantively identical to and no less
effective than the Federal regulation at
30 CFR 773.12(b). The State also
proposes to recodify existing Rule
2.07.6(1)(c) as 2.07.6(1)(e) to
accommodate new paragraphs (6)(1)(c)
and (d) and to revise the reference to the
hearing provisions of 2.07.4(3)(f) to
2.07.4(e)(g) to accommodate changes to
that rule as well. We approve the
amendment.
The State also proposes to add Rule
2.07.6(1)(d) to require the Division to
notify an applicant in writing if it deems
the applicant ineligible for a permit.
That notification is to explain why the
applicant is ineligible and include
notice of the applicant’s appeals rights.
Rule 2.07.6(1)(c) is substantively
identical to and no less effective than
the Federal regulation at 30 CFR
773.12(d). Colorado’s amendment
proposes only two editorial changes to
recodified Rule 2.07.6(1)(e), which has
no counterpart in the Federal
regulations. The State proposes to
recodify it from subparagraph (c) to
subparagraph (e) due to adding
preceding new sections. It also proposes
to change the reference to provisions for
an adjudicatory hearing under Rule
2.07.4(3)(f) to subparagraph (3)(g) due to
adding new subparagraph (f) in Rule
2.07.4(3). The State’s rule is consistent
with the Federal regulations and is in
accordance with SMCRA, and we,
therefore, approve the amendment.
Colorado proposes to recodify Rule
2.07.6(1)(d) as (f) and to revise it to
prohibit the Division from issuing a
permit after final approval until the
applicant provides updated ownership,
control, and compliance information or
certifies that previously submitted
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information is current. Once the
applicant fulfills that requirement, the
Division must request another
compliance history report from AVS no
more than five days before issuing the
permit. Colorado also proposes to
remove wording from this subparagraph
that required the Division to reconsider
its decision to approve a permit in light
of any new information that arises
during the compliance review. We find
that Proposed Rule 2.07.6(1)(f) is
substantively identical to and no less
effective than the Federal regulation at
30 CFR 773.12(c); therefore, we approve
the amendment.
26. Rules 2.07.6(1)(g)(i), (g)(i)(A),
(g)(i)(B), (g)(ii), (g)(ii)(A), (g)(ii)(B),
(g)(ii)(C), (g)(ii)(C)(I), (g)(ii)(C)(II),
(g)(ii)(D), (g)(iii), (g)(iii)(A), (g)(iii)(C),
and (g)(iii)(D); Criteria for Review of
Permit Applications for Permit
Approval or Denial; [30 CFR 773.14]
Proposed Rule 2.07.6(1)(g) establishes
procedures the Division must follow to
find an applicant eligible for a
provisionally issued permit and to find
that a provisionally issued permit was
improvidently issued.
Proposed Rules 2.07.6(1)(g)(i), (i)(A),
and (i)(B) apply procedures for finding
an applicant eligible for a provisionally
issued permit. We find Rules
2.07.6(1)(g)(i), (i)(A), and (i)(B) are
substantively identical to their Federal
counterpart regulations at 30 CFR
773.14(a) introductory text, (a)(1), and
(a)(2); therefore, we are approving them.
Colorado proposes to add Rule
2.07.6(1)(g)(ii), under which the
Division will find an applicant eligible
for a provisionally issued permit. We
find that proposed Rules 2.07.6(1)(g)(ii),
(g)(ii)(A), (B), (C), (C)(II), and (D) are
substantively identical to the Federal
counterpart regulations at 30 CFR
773.14(b) introductory text, (b)(1), (b)(2),
(b)(3) introductory text, (b)(3)(ii), and
(b)(4); therefore, we are approving them.
Proposed Rule 2.07.6(1)(g)(ii)(C)(I)
refers to a good faith challenge to all
pertinent ownership or control listings
or findings ‘‘. . . under Rules 2.11.1
through 2.11.4 . . .’’ The Federal
counterpart regulation found at 30 CFR
773.14(b)(3)(i) refers to a good faith
challenge to all pertinent ownership or
control listings or findings ‘‘. . . under
§§ 773.25 through 773.27 of this part
. . .’’ but does not refer to 30 CFR
773.28, which is the counterpart to
referenced Rule 2.11.4. Rule 2.11.4 and
30 CFR 773.28 include provisions for
written agency decisions on challenges
to ownership or control listings or
findings, including appeals of those
written decisions. Reference to those
appeals provisions is consistent with
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the scope of Rule 2.07.6(1)(g)(ii)(C)(I),
which requires the Division to find an
applicant eligible for a provisionally
issued permit if that applicant
demonstrates that it is pursuing a good
faith challenge of all pertinent
ownership or control listings or
findings. We find Rule
2.07.6(1)(g)(ii)(C)(1) to be consistent
with and no less effective than the
counterpart Federal regulations;
therefore, we approve the amendment.
27. Rule 2.07.6(1)(g)(iii)(B); Criteria for
Review of Permit Applications for
Permit Approval or Denial: Eligibility
for a Provisionally Issued Permit; [30
CFR 773.14(c)(2)]
Proposed Rule 2.07.6(1)(g)(iii) sets
forth four criteria under which the
Division will find a provisionally issued
permit to be improvidently issued and
will immediately begin the process of
suspending or rescinding that permit.
Under Part III.B.27. of this document,
we found that proposed Rules
2.07.6(1)(g)(iii), (iii)(A), (iii)(C), and
(iii)(D) are substantively identical to
their Federal counterparts at 30 CFR
773.14(c) introductory text, (c)(1), (c)(3),
and (c)(4), and we are approving them.
In response to Item E.8 of OSMRE’s
October 9, 2009, 732 letter, Colorado
proposed to amend Rule
2.07.6(1)(g)(iii)(B) to be consistent with
and no less effective than 30 CFR
773.14(c)(2) by adding a criterion that
begins the permit suspension or
rescission process if the applicant,
operator, or operations that they own or
control do not comply with an approved
abatement plan or payment schedule
described ‘‘in paragraph (g)(i)(B) of this
Rule.’’ However, in its April 11, 2011,
amendment Colorado incorrectly
referenced Rule 2.07.6(1)(g)(i)(B), which
applies Rule 2.07.6(1)(g) if an applicant
owns or controls a surface coal mining
and reclamation operation with a
violation that is unabated or
uncorrected beyond the abatement or
correction period.
By letter dated May 20, 2013, OSMRE
identified this incorrect rule reference
and required Colorado to instead
reference paragraph (g)(ii)(B), which
requires the Division to find an
applicant eligible for a provisionally
issued permit if the applicant
demonstrates that it, the operator, and
mining operations they own or control
are complying with the terms of any
approved abatement plan or payment
schedule. In response to our letter,
Colorado now proposes to correctly
reference Rule 2.07.6(1)(g)(ii)(B).
Colorado’s proposed reference change
makes Rule 2.07.6(1)(g)(iii)(B)
substantively identical to the Federal
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counterpart regulation at 30 CFR
773.14(c)(2). Accordingly, we approve
the amendment.
28. Rule 2.07.6(2)(d) Through (d)(ii) and
(e) Through (e)(ii); Criteria for Review of
Permit Applications for Permit
Approval or Denial—Criteria for Permit
Approval or Denial; [30 CFR 76.11,
761.5, 761.12, 773.15]
In response to Items B., C., D., and J.
of OSMRE’s April 2, 2001, 732 letter,
Colorado proposed revisions to Rules
2.07.6(2)(d) and (e) addressing criteria
for permit approval or denial. On
January 15, 2008, in National Mining
Association v. Kempthorne, 512 F.3d
702 (D.C. Cir.), the U.S. Court of
Appeals for the District of Columbia
Circuit affirmed the District Court’s
decision to uphold the VER and
associated rules that OSMRE published
on December 17, 1999 (64 FR 70766).
Because the VER rules were challenged
in Federal court on several fronts, we
informed Colorado that the State could
defer responding to our April 2, 2001,
letter pending the outcome of the
litigation.
By letter dated May 20, 2013, OSMRE
notified the Division that Colorado’s
proposed revisions to Rules 2.07.6(2)(d)
and (e) regarding criteria for permit
approval or denial were less effective
than the Federal counterpart regulations
in satisfying the requirements of
SMCRA. Apparent typographical errors
of the proposed changes rendered the
proposed rule confusing and
ambiguous. Additionally, OSMRE noted
that Rule 2.07.6(2)(d) also contained
other substantive errors in that it made
lands designated unsuitable for coal
mining or under study or administrative
proceedings for designation as
unsuitable for coal mining subject to
valid existing rights, which conflicts
with the Federal regulations.
In response to OSMRE’s disapproval,
Colorado appropriately revised the
introductory language of Rule
2.07.6(2)(d) to clarify the exceptions for
operations with valid existing rights and
operations for which permits existed
before the lands came under the
protection of the rule or 30 U.S.C.
1272(e). Colorado also correctly
removed lands designated or under
study or an administrative proceeding
for designation as unsuitable for coal
mining from the list of lands that are
subject to valid existing rights.
Subparagraphs (i) and (ii) of Rule
2.07.6(2)(d) are now designated as
‘‘Reserved’’. Additionally, Colorado
‘‘reinserted’’ the two lands unsuitable
subparagraphs (previously deleted from
subsection (d)) into the list of findings
that must be made for permit
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application approval at Rule
2.07.6(2)(e), which is consistent with
the Federal regulations at 30 CFR
773.15(c). Accordingly, we approve the
amendment.
29. Rule 2.07.6(2)(d)(iii)(A); Criteria for
Review of Permit Applications for
Permit Approval or Denial—Criteria for
Permit Approval or Denial; [30 CFR
761.11, 773.15]
Colorado revised Rule
2.07.6(2)(d)(iii)(A) to include study
rivers and study river corridors in the
lands within which surface mining
activities may not be approved to be
consistent with 30 CFR 773.15. The
proposed revision of Rule
2.07.6(2)(d)(iii)(A) is substantively
identical to the Federal counterpart
regulations at 30 CFR 773.15, and we
approve the amendment.
30. Rule 2.07.6(2)(d)(iii)(D)(II) and (III);
Criteria for Review of Permit
Applications for Permit Approval or
Denial—Criteria for Permit Approval or
Denial; [30 CFR 761.11, 761.13, 773.15]
Colorado proposes to revise Rule
2.07.6(2)(d)(iii)(D)(II) to be consistent
with 30 CFR 773.15, Written findings for
permit application approval, and now
includes the Federal Coal Leasing
Amendments Act of 1975 (30 U.S.C. 181
et seq.) and the National Forest
Management Act of 1976 (16 U.S.C.
1600 et seq.) in the list of laws with
which a surface coal mining operation
on forest lands must comply. Colorado
also proposes the addition of Rule
2.07.6(2)(d)(iii)(D)(III) to reference the
procedure for obtaining Secretarial
(Secretary of the Interior) approval to
conduct surface coal mining operations
on any Federal lands within the
boundaries of any national forest (subsubparagraph (D)), and clarifies in Rule
2.07.6(2)(d)(iii)(D)(III) that no permit
shall be issued or boundary revision
approved before the Secretary makes the
findings required by Rule
2.07.6(2)(d)(iii)(D). The requirement for
the Secretarial approval is currently in
Rule 2.07.6(2)(d), but the procedure for
obtaining the required approval from
the Secretary was not referenced. The
statement that no permit shall be issued
or boundary revision approved prior to
the Secretarial finding is being relocated
within Colorado’s Rules; it is currently
in Rule 2.07.6(2)(e)(iii).
With the proposed revision of Rule
2.07.6(2)(d)(iii)(D)(II) and the addition
of Rule 2.07.6(2)(d)(iii)(D)(III),
Colorado’s Rules regarding surface coal
mining operations on Federal lands
within a national forest are
substantively identical to the Federal
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regulations at 30 CFR 773.15 and we
approve the amendment.
31. Rules 2.07.6(2)(p) and (q); Criteria
for Review of Permit Applications for
Permit Approval or Denial—Criteria for
Permit Approval or Denial; [30 CFR
773.15(h) and (i)]
Proposed Rule 2.07.6(2)(p) is added to
be consistent with the Federal
counterpart regulation at 30 CFR
773.15(h). The new rule specifies that
the permit applicant must satisfy all of
the applicable requirements for special
categories of mining prior to permit
approval. The references to Colorado
Rules 4.23 through 4.29 are appropriate
references to the requirements of special
categories of mining.
Proposed Rule 2.07.6(2)(q) is added to
be consistent with the Federal
counterpart regulation at 30 CFR
773.15(i). The new rule clarifies that the
Division is allowed to grant exceptions
to certain revegetation requirements
(e.g., diversity, permanence, cover, selfregeneration, plant succession) when
the proposed postmining land use will
be long-term intensive agricultural use
(i.e., cropland). The references to Rules
4.15.1(2)(c), 4.15.7(3)(b)(i), 4.15.8(1)(a),
4.15.9, and 4.25.5(2) are appropriate
references to the special requirements
for cropland.
When Colorado proposed to recodify
its rules at 2.07.6(2)(f) through (o) to
read 2.07.6(2)(e) through (n), it did not
correctly renumber newly proposed
Rules 2.07.6(2)(p) and (q). Specifically,
these rules should have been numbered
(o) and (p). Consequently, 2.07.6(2)(o)
does not contain any rule language and
will be designated as *Reserved*.
Proposed Rules 2.07.6(2)(p) and (q)
are substantively identical to the
Federal regulations at 30 CFR 773.15(h)
and (i), and we approve the amendment.
32. Rules 2.07.8(1)(b) Through (e);
Improvidently Issued Permits; [30 CFR
733.21]
In response to Item E.12 of OSMRE’s
October 2, 2009, 732 letter, Colorado
proposed to add new Rules 2.07.8(1)(b)
through (e) regarding the initial review
and finding requirements for
improvidently issued permits. Proposed
Rule 2.07.8(1) details the steps the
Division must take when it finds that a
permit has been improvidently issued as
a result of the applicant having
unabated or uncorrected violations and,
therefore, the applicant is not eligible
for the permit.
By letter dated May 20, 2013, OSMRE
found that Colorado had incorrectly
used the term ‘‘operator’’ instead of
‘‘permittee.’’ Consequently, Colorado’s
proposed language at Rule 2.07.8(1) did
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not directly correspond to the Federal
counterpart language at 30 CFR
773.21(a), which makes clear that the
term ‘‘you’’ is synonymous with ‘‘the
permittee’’ (i.e., ‘‘If we, the regulatory
authority, have reason to believe that we
improvidently issued a permit to you,
the permittee . . .’’). As a result, we
required Colorado to replace the term
‘‘operator’’ with ‘‘permittee’’ in
proposed Rules 2.07.8(c) and (d) in
order to be consistent with and no less
effective than the Federal regulations at
30 CFR 773.21(c) and (d). We also noted
that the terms are not interchangeable,
and Colorado consistently distinguishes
between ‘‘operator’’ and ‘‘permittee’’
throughout its rules. Additionally,
Colorado proposed to use the phrase
‘‘permittee or operator’’ at Rule
2.07.8(1)(b)(3), which is also incorrect
because a permittee is the only entity of
concern regarding permit eligibility—
the operator does not receive a permit.
In response to our concern, Colorado
now proposes to use the term
‘‘permittee’’ instead of ‘‘operator’’ at
Rules 2.07.8(1)(c) and (d) to be
consistent with the counterpart Federal
regulations. Additionally, Colorado
proposes to delete the phrase ‘‘or
operator’’ at Rules 2.07.8(1)(b)(iii) and
(e). Subsection (1)(b)(iii) previously
stated that the Division will make a
finding ‘‘if the permittee or operator
continued to own or control the
operation with the unabated violation,
the violation remains unabated, and the
violation would cause the permittee or
operator to be ineligible . . .’’ Similarly,
subsection (e) stated that ‘‘the
provisions . . . apply when a challenge
. . . concerns a preliminary finding
[that] the permittee or operator currently
owns or controls, or owned or
controlled, a surface coal mining
operation.’’ Colorado’s proposed
revisions make the aforementioned rules
consistent with and no less effective
than the Federal regulations at 30 CFR
773.21(a) through (e). Accordingly, we
approve the amendment.
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33. Rules 2.07.8(2)(a) Through (c) and
(e) Through (g); Improvidently Issued
Permits—Notice Requirements for
Improvidently Issued Permits; [30 CFR
733.22]
Colorado proposes the addition of
language at Rule 2.07.8(2) regarding
notice requirements for improvidently
issued permits. The proposed Rules at
2.07.8(2) detail the steps the Division
must take when it finds that a permit
has been improvidently issued as a
result of the applicant having unabated
or uncorrected violations and, therefore,
not eligible for the permit.
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Colorado proposes rules at 2.07.8(2)(a)
through (c) and (e) through (g) that are
substantively identical to the Federal
counterpart regulations at 30 CFR
773.22, and we approve the amendment.
34. Rule 2.07.8(2)(d); Improvidently
Issued Permits—Notice Requirements
for Improvidently Issued Permits; [30
CFR 733.22(d)]
In response to item E.13 of OSMRE’s
October 2, 2009, 732 letter, Colorado
proposed to add new rules regarding
improvidently issued permits.
Colorado’s proposed rules at 2.07.8(2)
detail notice requirements for
improvidently issued permits.
By letter dated May 20, 2013, OSMRE
notified Colorado that it had incorrectly
used the term ‘‘operator’’ instead of
‘‘permittee’’ in its proposed language at
Rule 2.07.8(2)(d) and, therefore, this did
not directly correspond to the Federal
counterpart regulation at 30 CFR
773.22(d). Title 30 CFR 773.21(a) makes
clear that the term ‘‘you’’ is synonymous
with ‘‘the permittee’’ (i.e., ‘‘If we, the
regulatory authority, have reason to
believe that we improvidently issued a
permit to you, the permittee . . .). As a
result, we required Colorado to replace
the term ‘‘operator’’ with ‘‘permittee’’ in
order to be consistent with and no less
effective than the Federal regulation at
30 CFR 773.22(d). We also noted that
the terms are not interchangeable and
Colorado consistently distinguishes
between ‘‘operator’’ and ‘‘permittee’’
throughout its rules.
In response to our concern, Colorado
now proposes to use the term
‘‘permittee’’ instead of ‘‘operator’’ at
Rule 2.07.8(2)(d). Colorado’s proposed
revision makes Rule 2.07.8(2)(d)
consistent with and no less effective
than the Federal counterpart regulation
at 30 CFR 773.22(d), and we approve it.
35. Rules 2.07.9(3), (3)(a), (3)(b), and (6);
Post-Permit Issuance Requirement for
the Division and Other Actions Based
on Ownership, Control, and Violation
Information; [30 CFR 774.11(a) Through
(h)]
In response to Item G. of OSMRE’s
October 2, 2009, 732 letter, Colorado
proposed rules at 2.07.9(1) through (6)
that address post-permit issuance
requirements for the Division and other
actions based on ownership, control,
and violation information. By letter
dated May 20, 2013, OSMRE notified
Colorado that proposed Rule 2.07.9(3)
did not provide the correct State
counterpart reference to the Federal
regulation at 30 CFR 774.11(c), which
states that the regulatory authority will
only consider control relationships and
violations that would make, or would
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have made, the applicant or operator
ineligible for a permit under 30 CFR
773.12(a) and (b). In addition, Colorado
correctly proposed Rules 2.07.6(1)(b)(i),
and (ii) as State counterparts to 30 CFR
773.12(a)(1) and (2), but failed to
reference its counterpart provision to
the Federal regulation at 30 CFR
773.12(b), which states that the
regulatory authority will not issue a
permit if the applicant or operator are
permanently ineligible to receive a
permit under 30 CFR 774.11(c). In
response to our concern, Colorado now
includes a reference to Rule 2.07.6(1)(c)
in proposed Rule 2.07.9(3), which is the
correct counterpart reference to 30 CFR
773.12(b). Colorado’s proposed revision
makes Rule 2.07.9(3) consistent with
and no less effective than the
counterpart Federal regulation at 30
CFR 773.12(b); therefore, we approve it.
OSMRE also identified a concern at
Rule 2.07.9(6), wherein Colorado’s
proposed language closely follows the
Federal counterpart regulation at 30
CFR 774.11(f) with one exception.
Specifically, the Federal regulation
states that ‘‘at any time, we may identify
any person who owns or controls an
entire surface coal mining operation or
any relevant portion or aspect thereof.’’
Conversely, Colorado’s proposed
counterpart at Rule 2.07.9(6) states that:
‘‘At any time, the Division may identify
any person who owns or controls an
entire operation or any relevant portion
or aspect thereof.’’ Colorado’s current
rules and statute provide definitions
only for ‘‘surface coal mining
operations’’ and ‘‘surface coal mining
and reclamation operations’’ but not for
‘‘operation’’ or ‘‘entire operation.’’ In
addition, Colorado uses the phrase ‘‘a
surface coal mining and reclamation
operation’’ throughout its rules.
Consequently, OSMRE required
Colorado to change its reference to the
term ‘‘operation’’ to the phrase ‘‘surface
coal mining and reclamation operation’’
in order to be consistent with and no
less effective the counterpart Federal
regulation at 30 CFR 774.11(f). In
response to our concern, Colorado now
proposes to change the phrase ‘‘an
entire operation’’ to ‘‘a surface coal
mining and reclamation operation.’’
Accordingly, we approve the
amendment.
Colorado’s remaining proposed rules
at Rule 2.07.9(1), (2), (4) and (5) are
consistent with and no less effective
than the Federal counterpart provisions,
and are being approved under Part B. of
this document.
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36. Rule 2.08.4(6)(b)(i); Permit Review,
Revisions and Renewals and Transfer,
Sale, and Assignment—Revisions to a
Permit; [30 CFR 773.6(3)]
Colorado proposes the addition of
language at Rule 2.08.4(6)(b)(i) to clarify
that only government entities that have
jurisdiction over or an interest in the
affected area or subject matter are
notified when a complete technical
revision is submitted to the Division.
Notification requirements for receipt of
a complete technical revision were
previously found at Rule 2.07.3(3)(a),
which requires blanket notifications to
be sent to all agencies when a complete
application for a permit, a permit
revision, or a permit renewal is
received. This caused confusion on the
part of the notified agencies as to why
they were being notified when the
proposed changes in the technical
revision did not pertain to their agency.
Colorado proposes this rule amendment
in an effort to promote efficiency and
reduce confusion with these irrelevant
notifications. This proposed rule is
substantively identical to the Federal
counterpart regulations at 30 CFR
773.6(3)(i) and (ii), which describe how
notifications shall be sent to local
government agencies with jurisdiction
over or an interest in the area of the
proposed coal mining and reclamation
operation. However, Colorado fails to
clarify what kind of operations the rule
is referring to when it states that ‘‘The
Division shall issue written notification
. . . with jurisdiction over or an interest
in the area of the proposed operations.’’
Colorado’s current rules and statute
provide definitions only for ‘‘surface
coal mining operations’’ and ‘‘surface
coal mining and reclamation
operations’’; not for ‘‘operation’’. At
Rule 2.08.4, there is prior mention of
surface coal mining operations at Rules
2.08.4(1)(a) and (5)(c), so one could infer
from previous language that a surface
coal mining operation is now referred to
simply as an ‘‘operation’’ at Rule
2.08.4(6)(b)(i). While we recommend
that Colorado clarify the operation to be
a ‘‘surface coal mining operation’’ as
part of a future amendment proposal,
we nonetheless find that proposed Rule
2.08.4(6)(b)(i) is as effective as the
Federal counterpart regulation at 30
CFR 773.6(3), and we approve the
amendment.
37. Rules 2.11.4(1) Through (6); Written
Decision on Challenges to Ownership or
Control Listings or Findings; [30 CFR
773.28]
Colorado proposes language at Rule
2.11.4 that is substantively identical to
the Federal counterpart regulation at 30
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CFR 773.28. The proposed Rule sets
forth requirements for the Division to
issue written decisions and findings on
challenges to ownership and control
listings and findings; establishes means
of service of those findings to the
challenger; outlines appeal procedures
for the challenger; and requires the
Division to update AVS when
ownership and control listings become
final.
There is a discrepancy with the
proposed language at Rule 2.11.4(5)
regarding reference to appellate
procedures to follow when an appeal of
a Division decision about ownership
and control findings. The Federal
regulation at 30 CFR 773.28(e) refers the
reader to 43 CFR 4.1380 through 4.1387,
which govern the procedures for review
of a written decision issued by OSMRE
under 30 CFR 773.28 on a challenge to
a listing or finding of ownership or
control. In proposed Rule 2.11.4(5), the
State provides Rule 2.07.4 as the State
counterpart to the Federal reference 43
CFR 4.1380 through 4.1387. Rule 2.07.4,
Division and Board Procedures for
Review of Permit Applications, provides
appellate procedures for contesting
permitting decisions by the Division
and by the Board, but no specific
procedures are outlined for contesting
decisions regarding ownership and
control findings. However, because the
administrative appellate process
outlined in Rule 2.07.4 contains similar
administrative remedies (i.e., temporary
relief, similar timeframes, request for
informal review, etc.) to the Federal
counterpart regulations at 43 CFR
4.1380 through 4.1387, this is not
interpreted to be less effective than the
process referenced in the Federal
regulations. Although ownership and
control challenges are not described in
Rule 2.07.4, Colorado states specifically
in Rule 2.11.4(5) that anyone who
receives a written decision on
challenges to ownership or control
listings or findings, and wishes to
appeal that decision, may do so as set
forth in Rule 2.07.4, leading the reader
to believe that the processes governed
by Rule 2.07.4 will be used for
ownership and control challenges.
Based on the above discussion, OSMRE
finds Colorado’s proposed language at
Rules 2.11.4(1) through (6) to be no less
effective than the counterpart Federal
regulation; therefore, we approve the
amendment.
38. Rule 3.03.2(1); Release Of
Performance Bonds—Procedures for
Seeking Release of Performance Bond;
[30 CFR 800.40(a)(2)]
Colorado proposes additional
language at Rule 3.03.2(1) regarding the
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46197
requirements for bond release
applications by requiring that the
permittee send written notification of an
intention to seek bond release to ‘‘other
governmental agencies as directed by
the Division.’’ This proposed language
ensures that any government agencies
with jurisdiction over or an interest in
a permit area are notified of a pending
bond release application. This
additional language expands upon the
Federal counterpart regulation for bond
release applications at 30 CFR
800.40(a)(2) and is no less effective in
satisfying the requirements of SMCRA.
We approve the amendment.
39. Rules 4.03.1, .2, and .3; Performance
Standards: Roads—Haul Roads, Access
Roads, and Light-Use Roads; [30 CFR
816.105(c) and 817.150(c)]
Colorado proposes revisions to Rules
4.03.1, 4.03.2, and 4.03.3, as required by
30 CFR 906.16(f), Required program
amendments. The proposed revisions to
Rules 4.03.1, 4.03.2, and 4.03.3 are
consistent with the Federal counterpart
regulation at 30 CFR 816.150(c).
Colorado proposes to delete the general
provision allowing alternative design
criteria to clarify that the Division
would not approve alternatives to all of
the access road design and construction
criteria presented in Rules 4.03.1,
4.03.2, and 4.03.3, as is implied by
paragraph (e) of the General
Requirements for haul roads and access
roads. The proposed revision also adds
provisions for use of alternative design
criteria and specifications for road
grades (i.e., ‘‘vertical alignment’’) of
haul roads, access roads, and light-use
roads. With the addition of these
provisions, the existing rules specify, for
haul roads, access roads, and light-use
roads, whether alternatives to design
and construction criteria may be
approved by the Division, thus
rendering paragraph (e) redundant and
unclear. The proposed language is
consistent with and no less effective
than the Federal regulations in
satisfying the requirements of SMCRA.
We, therefore, approve the amendment.
40. Rules 4.06.4(2)(a) and (3); Topsoil—
Redistribution; [30 CFR 816.22(d) and
817.22(d)]
Proposed Rule 4.06.4(2)(a) is
substantively identical to the Federal
counterpart regulation at 30 CFR
816.22(d)(1)(i) and 817.22(d)(1)(i),
except that Colorado proposes language
to protect against potential abuses by
ensuring that the permit application
includes a well-defined and justified
plan for soil replacement. Specifically,
proposed Rule 4.06.4(2)(a) ensures that
the permit application includes a well-
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defined and justified plan for soil
replacement by requiring that permit
applications describe a range in
replacement thickness for defined areas
of the reclaimed landscape based on the
pertinent land use, topography, drainage
system, and revegetation factors and
objectives.
Proposed Rule 4.06.4(3) was
previously located at Rule 4.14.2(5),
which addresses backfilling and grading
(general grading requirements). This
language is appropriately proposed to be
moved to Rule 4.06.4(3) because it is
specific to topsoil replacement. OSMRE
concludes that the proposed changes to
Rules 4.06.4(2)(a) and 4.06.4(3) are no
less effective than the Federal
regulations in satisfying the
requirements of SMCRA, and we
approve the amendment.
41. Rules 4.07.3 and .3(1); Sealing of
Drilled Holes and Underground
Openings; [30 CFR 817.13 and 817.15]
Rule 4.07.3 has been revised to
include language that explicitly
specifies the methods and materials for
permanent closure of shafts, drifts,
adits, tunnels, or mine entryways.
Specifically, proposed Rule 4.07.3(1)(a)
requires that shaft openings be filled for
the entire length of the shaft and for the
first fifty (50) feet from the bottom of the
coal bed, the fill material must consist
of non-combustible materials; that caps
consist of six-inch concrete or
equivalent; and that caps have a vent of
at least two inches in diameter and
extend for a distance of fifteen feet
above the surface of the shaft. Proposed
Rule 4.07.3 is analogous to the Federal
counterpart regulation at 30 CFR 817.15,
and by reference to the Department of
Labor, Mine Safety and Health
Administration’s regulations at 30 CFR
75.1711, Mandatory Safety Standards—
Underground Coal Mines, Sealing of
mines. The Federal performance
requirements for permanent closure of
shafts, drifts, adits, tunnels or mine
entryways described in 30 CFR 75.1711
require that shaft openings be filled for
the entire length and for the first fifty
(50) feet from the bottom of the coal bed,
that the fill consist of incombustible
materials; that caps consist of six-inch
concrete or equivalent; and that caps
have a vent of at least two inches in
diameter and extend for a distance of
fifteen feet above the surface of the
shaft. The revisions to proposed Rule
4.07.3(1)(a) are substantively identical
and, therefore, no less effective than the
Federal counterpart at 30 CFR 817.15,
and by reference at 30 CFR 75.1711.
Rule 4.07.3(1) has been revised to
require that permanent closure
construction reports be certified by a
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qualified, registered Professional
Engineer. The Federal regulations at 30
CFR 817.13, 817.14 and 817.15, which
address the general requirements,
temporary, and permanent casing and
sealing of exposed underground
openings, do not explicitly require
certification of construction reports by a
qualified, registered Professional
Engineer. However, Federal regulations
30 CFR 784.13 (Reclamation Plan) and
30 CFR 784.23 (Operations Plan: Maps
and Plans) require that maps, plans,
cross sections, and environmental
protection measures be prepared under
the direction of a registered Professional
Engineer and that maps and plans be
certified by a registered Professional
Engineer. We find that the requirement
for certification of closure construction
reports by a qualified, registered
Professional Engineer as specified in
proposed Rule 4.07.3(1) is consistent
with the Federal counterpart
regulations, and, therefore, Rule
4.07.3(1) is no less effective than the
Federal counterparts.
The proposed language at Rule
4.07.3(1)(b) states that the slope or drift
be closed with a solid, substantial,
incombustible material such as concrete
blocks, tile or bricks, placed a distance
of at least 25 feet from the opening and
that the slope or drift. Proposed Rule
4.07.3(b) requires that the opening of the
slope or drift be backfilled to the roof.
Proposed Rule 4.07.3(b) allows for up to
a three (3) inch void space between the
top of the backfill to the roof up to the
entrance of the slope or drift. The slope
or drift would be backfilled to the roof
with no void space at the entrance. The
Federal counterpart regulation at 30
CFR 817.15, Casing and sealing of
underground openings: Permanent, and
by reference 30 CFR 75.1711 requires
that permanent closures of slopes or
drifts be completely backfilled for 25
feet, or closed with a solid, substantial,
incombustible material such as concrete
block, tile or brick. We note that the
proposed language at Rule 4.07.3(1)(b)(i)
requires both a substantial,
incombustible closure material, such as
tile, brick or concrete block and backfill
of the slope or drift for 25 feet to the
entrance with the entrance being
backfilled to the roof. The proposed
language at Rule 4.07.3(1)(b)(ii) requires
backfill of 25 feet of the slope or drift
from the entrance with the inner three
feet of the backfill consisting of rock
material with a minimum diameter of
two feet. We note the distinction
between the State rules and Federal
regulations is significant because the
State rule is requiring both backfill of
the slope or drift to 25 feet from the
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entrance and placement of some sort of
substantial, incombustible material such
as concrete block, tile, brick, or two-foot
diameter rock. The Federal counterpart
allows for either construction of a tile,
block or brick bulkhead, or backfill of 25
feet of the slope or drift from the
entrance. We find that Rule 4.07.3(1)(b)
is no less effective than its Federal
counterpart at 30 CFR 817.15 as
Colorado’s proposed rule requires both
a solid, substantial, incombustible
material bulkhead and complete backfill
of 25 feet of slope or drift from the
entrance, and we approve the
amendment.
OSMRE notes that Rule 4.07.3(1)(b)
allows for a three-inch void space
between the top of the backfill and the
roof in the intervening 25-foot length of
the backfill between the bulkhead and
the entrance of the slope or drift while
requiring that the entrance itself be
backfilled to the roof of the slope or drift
with no void space. Federal regulations
at 30 CFR 817.15 and 75.1711 do not
have a backfill height to roof
requirement, either at the mine entrance
or along the mine tunnel. We find that
Colorado’s proposed requirement is an
extra measure to protect human health
and the environment by physically
prohibiting access to backfilled tunnels
at the entrance, and we approve the
amendment.
42. Rule 4.08.4(8); Use of Explosives—
Surface Blasting Requirements; [30 CFR
816.67(c) and 817.67(c)]
Colorado proposes to amend Rule
4.08.4(8) to be consistent with proposed
Rule 1.04(79), which defines ‘‘occupied
residential dwelling.’’ We approve the
proposed definition for ‘‘occupied
residential dwelling’’ in Part III.B. of
this document.
Additionally, Colorado proposes
additional language at Rule 4.08.4(8)
stating that flyrock, including blasted
material traveling along the ground,
shall not be cast beyond the topsoil
stripping limit resulting in loss of
resource. This requirement expands
upon the Federal counterpart regulation
at 30 CFR 816.67 and 817.67, Use of
Explosives: Control of adverse effects.
Colorado proposes to amend this rule to
protect the environment by clarifying
that flyrock resulting in topsoil resource
contamination is prohibited. The
proposed rule is no less effective than
the Federal counterpart regulation at 30
CFR 816.67 and 817.67; therefore, we
approve the amendment.
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43. Rule 4.14.2(5); Performance
Standards, General Grading
Requirements; [30 CFR 816.102(j)]
Proposed Rule 4.14.2(5) is
substantively identical to the Federal
regulation at 30 CFR 816.102(j).
Colorado proposes to delete language
regarding final surface and seedbed
preparation of soil. The deleted
language is appropriately proposed to be
moved under Rule 4.06.4, Topsoil
Distribution, because it addresses
topsoil replacement. The proposed
revision is no less effective than the
Federal regulations in satisfying the
requirements of SMCRA, and we
approve the amendment.
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44. Rules 4.14.4(1), (1)(a), and (1)(b);
Thin Overburden; [30 CFR 816.104(a)]
In letters dated June 19, 1997, and
April 4, 2008, OSMRE notified Colorado
that their definition for ‘‘thin
overburden’’ was not as effective as the
Federal counterpart definition at 30 CFR
816.104(a). Colorado proposes a revised
definition for ‘‘thin overburden’’ at Rule
4.14.4(1), which is substantively
identical to the Federal regulation at 30
CFR 816.104(a). Whereas the Federal
regulation first defines ‘‘thin
overburden’’ at 30 CFR 816.104(a), then
specifies the performance standards
applicable to ‘‘thin overburden’’ at 30
CFR 816.104(b), the Colorado Rule first
specifies the areas where the
performance standards for thin
overburden are applicable (Rule
4.14.4(1)), then specifies the
performance standards (Rule 4.14.4(2)).
Under the proposed rule, the
description of the areas where the thin
overburden performance standards are
applicable is substantively identical to
the definition of ‘‘thin overburden’’ in
the Federal regulations (30 CFR
816.104(a)). The Federal definition uses
the phrase ‘‘spoil and other waste
materials available from the entire
permit area’’ while Colorado’s proposed
rule uses the phrase ‘‘spoil and other
waste materials available from the area
disturbed by surface coal mining
operations;’’ however, the two phrases
are synonymous under the definitions of
‘‘disturbed area’’ and ‘‘permit area’’ at
Colorado Rules 1.04(36) and (89),
respectively.
The rules referenced in the proposed
performance standard are appropriate.
The proposed rule specifies that
paragraph (2) of Rule 4.14.4 applies only
‘‘where there is insufficient spoil and
other waste materials available from the
area disturbed by surface coal mining
operations to restore the disturbed area
to its approximate original contour’’ and
‘‘when surface mining activities cannot
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be carried out to comply with Rule
4.14.1 to achieve the approximate
original contour,’’ which comports with
the Federal regulations. Rule 4.14.1
contains the general performance
standards for backfilling and grading,
one of which specifies that all areas
disturbed by surface coal mining
operations shall be returned to their
approximate original contour (Rule
4.14.1(2)(a)). Proposed Rules 4.14.4(1),
(1)(a), and (1)(b) are substantively
identical to the Federal counterpart
regulation at 30 CFR 816.104(a) and are
no less effective than the Federal
regulations in satisfying the
requirements of SMCRA, and we
approve the amendment.
mining activities cannot be carried out
to comply with Rule 4.14.1 to achieve
the approximate original contour,’’
which comports with the Federal
regulations. Rule 4.14.1 contains the
general performance standards for
backfilling and grading. Specifically,
Rule 4.14.1(2)(a) states that ‘‘all areas
disturbed by surface coal mining
operations shall be returned to their
approximate original contour.’’
Proposed Rule 4.14.5(1) is
substantively identical to the Federal
regulation at 30 CFR 816.105(a). It is no
less effective than the Federal
regulations in satisfying the
requirements of SMCRA, and we
approve the amendment.
45. Rules 4.14.5(1), (1)(a), and (1)(b);
Thick Overburden; [30 CFR 816.105(a)]
In letters dated June 19, 1997, and
April 4, 2008, OSMRE notified Colorado
that their definition for ‘‘thick
overburden’’ was not as effective as the
Federal counterpart definition at 30 CFR
816.105(a). Colorado proposes a revised
definition for ‘‘thin overburden’’ at Rule
4.14.5(1), which is substantively
identical to the Federal regulation at 30
CFR 816.105(a). Whereas the Federal
regulations first defines ‘‘thick
overburden’’ in 30 CFR 816.105(a), then
specifies the performance standards
applicable to ‘‘thick overburden’’ in 30
CFR 816.105(b), the Colorado Rule first
specifies the areas where the
performance standards for thick
overburden are applicable, in Rule
4.14.5(1), then specifies the performance
standards, in Rule 4.14.5(2). Under the
proposed rule, the ‘‘description’’ of the
areas where the thick overburden
performance standards are applicable is
substantively identical to the definition
of ‘‘thick overburden’’ in the Federal
regulations (30 CFR 816.105(a)). The
Federal definition uses the phrase
‘‘spoil and other waste materials
available from the entire permit area’’
while Colorado’s proposed rule uses the
phrase ‘‘spoil and other waste materials
available from the area disturbed by
surface coal mining operations;’’
however, the two phrases are
synonymous under the definitions of
‘‘disturbed area’’ and ‘‘permit area’’ at
Colorado Rules 1.04(36) and (89),
respectively.
The rules referenced in the proposed
performance standard are appropriate.
The proposed Rule specifies that
Paragraph (2) of Rule 4.14.5 applies only
‘‘where there is more than sufficient
spoil and other waste materials
available from the area disturbed by
surface coal mining operations to restore
the disturbed area to its approximate
original contour’’ and ‘‘when surface
46. Rule 4.15.7(5); Determining
Revegetation Success: General
Requirements and Standards; [30 CFR
816.116(c) and 817.116(c)]
As part of its April 11, 2011,
amendment submittal, Colorado
proposed language at Rule 4.15.7(5)
describing revegetation success standard
demonstrations for areas with five-year
liability periods and ten-year liability
periods. Specifically, Colorado
proposed that for grazingland,
pastureland, or cropland, applicable
revegetation success standards shall be
demonstrated during any growing
season after year four of the liability
period where the minimum five-year
liability period applies (areas with
greater than 26.0 inches of annual
average precipitation). Likewise,
Colorado proposed the same
requirement for areas approved for a
postmining land use of rangeland.
By letter dated May 20, 2013, OSMRE
notified the Division that Colorado’s
proposed revisions to Rule 4.15.7(5)
were inconsistent with the Federal
counterpart regulations at 30 CFR
816.116 and 817.116 when applying this
rule to areas of more than 26.0 inches
of annual average precipitation on
grazingland, pastureland, or cropland as
the permitted postmining use. Title 30
CFR 816.116(c) and 817.116(c) require a
liability period of five full years and that
the vegetation parameters identified in
paragraph (b) for grazing land, pasture
land, or cropland shall equal or exceed
the approved success standard during
the growing season of any 2 years of the
responsibility period, except the first
year. Colorado’s proposed changes to
Rule 4.15.7(5) allowed for only one year
of demonstration success, after year four
of the liability period.
Additionally, OSMRE found that the
proposed change in the definition of
‘‘rangeland’’ (recommended for
approval in a different technical review)
includes both grazingland and fish and
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wildlife habitat. The proposed rules,
again, allowed for only one year of
demonstration success, after year four of
the liability period. With the inclusion
of ‘‘grazingland’’ into the definition of
rangeland, this proposed rule should
have required two demonstrations of
success for the herbaceous production
after year one of the five-year liability
period; it required only one
demonstration after year four of the
liability period.
Colorado now proposes to add
language at Rule 4.15.7(5) that requires,
in areas where the minimum five year
liability period applies and the post
mining land use is grazingland,
pastureland, cropland, forestry,
recreation, wildlife habitat,
undeveloped land, and rangeland, that
vegetation standards shall be
demonstrated during any two growing
seasons, except the first year of the
liability period. Colorado’s proposed
revisions make Rule 4.15.7(5) consistent
with and no less effective than the
Federal counterpart regulations for
revegetation standards for success at 30
CFR 816.116(c) and 817.116(c).
Accordingly, we approve the
amendment.
47. Rules 4.15.7(5)(e) and (g);
Determining Revegetation Success:
General Requirements and Standards;
[30 CFR 816.116(c)(4) and 817.116(c)(4)]
At Rule 4.15.7(5)(e), Colorado
proposes to add interseeding to the list
of normal husbandry practices that are
acceptable for pasture land forage
production. OSMRE previously
approved the use of interseeding as a
normal husbandry practice in Colorado.
In that amendment proposal, Colorado
noted that interseeding on rangelands
and wildlife habitat is a normal
husbandry practice recommended by
biologists and land managers to enhance
established vegetation.
The Federal regulations at 30 CFR
816.116(c)(4) and 817.116(c)(4) allow a
State to approve selective husbandry
practices, excluding augmented seeding,
fertilization, or irrigation, provided it
obtains prior approval from OSMRE.
These selective practices are required to
be normal husbandry practices that do
not extend the period of responsibility
for revegetation success and bond
liability. Such practices can be expected
to continue as part of the post-mining
land use or be discontinued after the
liability period expires if it will not
reduce the probability of permanent
vegetation success. Approved practices
shall be normal husbandry practices
with in the region for unmined land
having land uses similar to the
approved postmining land use of the
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disturbed area, including such practices
as disease, pest, and vermin control, and
any pruning, reseeding, and
transplanting specifically necessitated
by such actions. OSMRE has determined
that interseeding associated with
pasture land forage production is a
normal husbandry practice that meets
the criteria to be approved under 30
CFR 816.116(c)(4) and 817.116(c)(4) and
is no less effective than the Federal
regulations.
Additionally, Colorado proposes to
delete language that includes the
written recommendation by the
Colorado State University Cooperative
Extension director for the county in
which the mine is located as a type of
documentation that irrigation,
interseeding, and irrigation rates and
methods are appropriate. Colorado
proposes to add ‘‘or site-specific written
recommendations’’ of the Cooperative
Extension Service of Colorado State
University, the Colorado Department of
Agriculture, or the USDA to determine
if the irrigation, interseeding, and
irrigation rates and methods are
appropriate. This proposed revision is
no less effective than the Federal
Regulations because the Division is still
requiring that the documentation is
provided by qualified parties.
At Rule 4.15.7(5)(g), Colorado
proposes to add ‘‘grazingland’’ to the list
of postmining land uses where
interseeding is considered a normal
husbandry practice. In this amendment
proposal, Colorado proposes a new
definition for grazingland, which is
approved under Part III.B. of this
document. Interseeding associated with
grazingland forage production is a
normal husbandry practice that meets
the criteria to be approved under 30
CFR 816.116(c)(4) and 817.116(c)(4) and
is no less effective than the Federal
regulations. The proposed revisions to
Rules 4.15.7(5)(e) and (g) are no less
effective than the Federal regulations at
30 CFR 816.116(c)(4) and 817.116(c)(4),
and we, therefore, approve the
amendment.
48. Rules 4.15.8(1) Through (9);
Revegetation Success Criteria; [30 CFR
816.116 and 817.116]
The proposed rule changes Rules
4.15.8(1) through (9) to comport with
the Federal counterpart regulations at 30
CFR 816.116(a)(1) through (2),
817.116(a)(1) through (2) and
816.116(b). These proposed rule
changes allow for the success of
revegetation with appropriate data
collection (total harvest for herbaceous
production and a complete census for
woody plant density) that is no less
stringent than the counterpart Federal
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regulations. This proposed rule does not
eliminate any currently approved
success determinations, and when
deemed appropriate by the Division,
allows for additional techniques to
determine revegetation success.
Proposed Rules 4.15.8(2)(a) through
(d) describe the applicable success
criteria for grazingland, pastureland,
recreation, fish and wildlife habitat,
undeveloped land, forestry, and
rangeland postmining land use
categories. With the exception of
rangeland (whose newly proposed
definition is approved under Part III.B.
of this document), all of these
postmining categories are explicitly
named with their corresponding success
standards at 30 CFR 816.116(b) and
817.116(b). For grazingland and
pastureland, Colorado’s proposed
vegetation success standards (vegetation
cover and herbaceous production) are
no less effective than the counterpart
Federal regulations at 30 CFR
816.116(b)(1) and 817.116(b)(1) (ground
cover and the production of living
plants). For forestry, Colorado’s
proposed vegetation success standards
(tree stocking density and vegetation
cover) are as effective as the counterpart
Federal regulations at 30 CFR
816.116(b)(3) and 817.116(b)(3) (tree
and shrub stocking and vegetative
ground cover). For recreation, fish and
wildlife habitat and undeveloped land
postmining land uses, these proposed
success standards (woody plant density,
species diversity, and vegetation cover)
are more effective than the counterpart
Federal regulations (tree and shrub
stocking and vegetative ground cover).
This proposed language at Rule 4.15.8 is
no less effective than the counterpart
Federal regulations at 30 CFR 816.116
and 817.116, and we approve the
amendment.
49. Rule 4.15.9; Revegetation Success
Criteria: Cropland; [30 CFR 816.116 and
817.116]
The first proposed change to Rule
4.15.9 eliminates a provision that
specifically outlines the acceptable
sampling protocol for annual grain
crops during the liability period for
cropland in Colorado. There is no
Federal regulation within 30 CFR that
specifically mentions annual grain crops
when referring to cropland performance
standards on coal mine reclamation;
therefore, the elimination of this
statement in Rule 4.15.9 is appropriate.
The next proposed rule revision
changes the description of the liability
period for cropland success from, ‘‘two
of the last four years of the liability
period established in 3.02.3,’’ to ‘‘during
the growing season of any two years
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following year six, where [the]
minimum 10 year liability period
applies, pursuant to 3.02.3; but bond
release cannot be approved prior to year
10.’’ This proposed statement is nearly
identical to the corresponding Federal
regulation for areas with 10 full years of
responsibility on cropland. Title 30 CFR
816.116(c)(3)(i) states the vegetation
parameters shall equal or exceed the
approved success standards ‘‘during the
growing season of any two years after
year six of the responsibility period.’’
Although this proposed change to Rule
4.15.9 does not specifically include the
liability period for areas under the five
full years of responsibility on cropland
(those that receive more than 26.0
inches of annual average precipitation),
the performance standards for cropland,
which have less than five full years of
liability, are adequately described in
Rule 3.02.3. Therefore, this is an
appropriate Rule change.
At the end of Rule 4.15.9, Colorado
proposes to delete the requirement
‘‘with 90% statistical confidence,’’ and
replace it with, ‘‘based on applicable
demonstration methods of 4.15.11.’’
Rule 4.15.11, in its current approved
form, includes a 90% statistical
confidence along with other approved
methods to demonstrate revegetation
success. This change does not
substantively alter Colorado’s rules and
is no less effective than the counterpart
Federal regulations. We, therefore,
approve these aforementioned proposed
changes to Rule 4.15.9.
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50. Rule 4.15.11(1); Revegetation
Sampling Methods and Statistical
Demonstrations for Revegetation
Success; [30 CFR 816.116 and 817.116]
The proposed change to Rule
4.15.11(1) comports with the
counterpart Federal regulation at 30
CFR 816.116(1) and 817.116(1), which
states that ‘‘[s]tandards for success and
statistically valid sampling techniques
for measuring success shall be selected
by the regulatory authority, described in
writing, and made available to the
public.’’ This proposed rule change
allows for the success of revegetation to
be determined by either a total harvest
success demonstration for herbaceous
production or a complete census for
woody plant density, if either of these
two options ‘‘is appropriate and
practicable, no less effective than
statistically valid sampling,’’ upon
approval by the Division. This proposed
rule does not eliminate any currently
approved success determinations;
rather, it allows for two additional
techniques to determine revegetation
success that are no less effective than
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the Federal regulations; therefore, we
approve the amendment.
51. Rules 4.15.11(2)(c) and (d);
Revegetation Sampling Methods and
Statistical Demonstrations for
Revegetation Success; [30 CFR 816.116
and 817.116]
As part of its April 11, 2011,
amendment submittal, Colorado
proposed revisions to Rule 4.15.11(2)(c)
and the addition of Rule 4.15.11(2)(d),
which describe revegetation sampling
methods and statistical demonstrations
for revegetation success. During our
review of Colorado’s proposed rules,
OSMRE found that, while the proposed
rule changes to 4.15.11(2)(c) and (d)
generally conformed with 30 CFR
816.116(a) and 817.116(a), they were not
consistent with each other and were
confusing. The proposed revision to
Rule 4.15.11(2)(c) described when the
current statistical methods should be
used. However, this explanation did not
agree with the literature referenced in
newly proposed Rule 4.15.11(2)(d).
When sampling a reference area to
determine reclamation success, the
Division proposed to allow a onesample t-test to be used; the literature
referenced explicitly explains why this
method is incorrect and that a onesample t-test should only be used with
a predetermined fixed value (i.e., a
technical standard). When using mean
values from a reference area sampling
technique, there is an error associated
with this value. This sampling error is
not present when using a predetermined
fixed value or minimum standard.
By letter date May 20, 2013, OSMRE
notified Colorado of the deficiencies we
identified regarding proposed Rules
4.15.11(2)(c) and (d) for revegetation
sampling methods and statistical
demonstrations for revegetation success.
In response to our May 20, 2013,
concern letter, the Division explained
that it considers the use of the reference
area sample mean to be an acceptable
success standard when using a onesample t-test to evaluate revegetation
success, which is reflected in Rule
4.15.11(2), that was previously
approved by OSMRE on March 24,
2005. Colorado states that this has been
an accepted practice in Colorado for
many years and is part of the ‘‘Division
Guideline Regarding Selected Coal Mine
Bond Release Issues’’, which was
created April 18, 1995. The Division
explains that it recognized that there is
some discrepancy between the
referenced document, which states that
a one-sample t-test should only be used
with a predetermined fixed value (i.e., a
technical standard). There may be other
concerns with the use of a particular
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formula for a given circumstance. The
Division explains that for that reason, it
revised proposed Rule 4.15.11(2)(d) to
require the Division to approve in
advance the techniques that the operator
proposes to use from that document.
After careful review of the
explanation provided by the Division
defending the proposed changes to Rule
4.15.11(2)(c), and the additional of Rule
4.15.11(2)(d), OSMRE finds that the
proposed language that is no less
effective than the counterpart Federal
regulations at 30 CFR 816.116 and
817.116 in satisfying the requirements
of SMCRA. The Division proposes
language that adequately describes and
justifies sample adequacy and the
reverse null one-sample t-test when
determining revegetation success. The
reference document entitled,
‘‘Evaluation and Comparison of
Hypothesis testing Techniques for Bond
Release Applications,’’ prepared by
McDonald, Howlin, Polyakova, and
Bilbrough for the Wyoming Abandoned
Mine Lands Program, contains language
that is consistent with proposed Rules
4.15.11(2)(c) and (d). Accordingly, we
approve the amendment.
52. Rules 4.15.11(3)(b)(ii) and (c);
Revegetation Sampling Methods and
Statistical Demonstrations for
Revegetation Success; [30 CFR
816.116and 817.116]
Colorado proposes to delete language
at Rules 4.15.11(3)(b)(ii) and (c)
regarding the sample adequacy
approach and hypothesis test approach
associated with Stabilization of the
Running Mean, as well as the
companion hypothesis test. The
proposed deletion comports with 30
CFR 816.116(1) and 817.116(1), which
states that ‘‘[s]tandards for success and
statistically valid sampling techniques
for measuring success shall be selected
by the regulatory authority, described in
writing, and made available to the
public.’’ The Division has kept an
adequate number of statistical analyses
at existing Rules 4.15.11(2) and
4.15.11(3) and has proposed more
statistically valid analyses at proposed
Rule at 4.15.11(2)(d), and we approve
the amendment.
53. Rule 4.16.3(6); Performance
Standards—Postmining Land Uses,
Alternative Land Uses; [30 CFR
816.133(c) and 817.133(c)]
Rule 4.16.3(6) contains special
requirements for changing certain
premining land uses to a postmining
land use of cropland. The Federal
regulations do not include such special
requirements; however, Colorado’s
special requirements for cropland are
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consistent with the general Federal
requirements that ‘‘the use does not
present any . . . threat of water
diminution or pollution’’ meaning there
is sufficient water available and
committed to maintain crop production,
and that ‘‘there is a reasonable
likelihood for achievement of the use,’’
meaning that topsoil quality and depth
are sufficient to support the proposed
use. Colorado’s proposed revision
corrects the premining land use,
‘‘range,’’ to ‘‘rangeland’’ and adds
‘‘grazingland’’ (a proposed new land use
category) to the list of the premining
land uses, which, if changed, to
‘‘cropland’’ would be subject to the
special requirements of Rule 4.16.3(6).
The correction of ‘‘range’’ to
‘‘rangeland,’’ and the addition of
‘‘grazingland’’ is consistent with the
Federal regulations. The proposed
revision of Rule 4.16.3(6) is no less
effective than the Federal regulations in
satisfying the requirements of SMCRA.
We, therefore, approve the proposed
amendment.
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54. Rules 4.20.1(1); Performance
Standards: Subsidence Control—
General Requirements; [30 CFR
817.121(a)(1)]
In response to 732 letters we sent the
State on June 5, 1996, and April 4, 2008,
Colorado proposed changes to Rule
4.20.1(1), Subsidence Control—General
Requirements. Specifically, Colorado
proposed to revise Rule 4.20.1(1) to
expand protection from material
subsidence damage to structures,
renewable resource lands, and water
supplies and to change the proviso that
nothing in Rule 4.20 shall be construed
to ‘‘prohibit the standard method of
room and pillar mining’’ to ‘‘prohibit or
interrupt underground coal mining
operations.’’ By letter dated May 20,
2013, OSMRE notified Colorado that the
proposed revisions to Rule 4.20.1(1)
were less effective than the counterpart
Federal regulations in satisfying the
requirements of SMCRA. The proposed
revision of Rule 4.20.1(1) generally
comported with the Federal regulations
at 30 CFR 817.121(a)(1); however it
failed to require that underground
mining activities shall be planned and
conducted so as to maximize mine
stability and inappropriately changed
the proviso. In response to OSMRE’s
concern, Colorado now proposes to add
the requirement that underground
mining activities shall be planned and
conducted so as to maximize mine
stability and removed the proposed
change to the proviso from the proposed
revision of Rule 4.20.1(1). We, therefore,
approve the amendment.
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55. Rules 4.20.3(1) Through (4);
Performance Standards: Subsidence
Control—Surface Owner Protection; [30
CFR 817.121(a) Through (c)]
As part of their April 11, 2011,
amendment proposal, Colorado
proposed revisions to Rules 4.20.3(1)
through (5) regarding subsidence control
and surface owner protection, in
response to 732 letters that we sent the
State on June 5, 1996, and April 4, 2008.
Specifically, Colorado proposed to
revise Rules 4.20.3(1) through (4) to
expand the protection of surface owners
from material subsidence damage to
structures, renewable resource lands,
and water supplies. Colorado proposes
a non-substantive change to Rule (5) by
including the word ‘‘Rule’’. By letter
dated May 20, 2013, OSMRE found
Colorado’s proposed revisions to Rules
4.20.3(1) through (4) to be less effective
than the counterpart Federal regulations
in satisfying the requirements of
SMCRA. The proposed revision of Rules
4.20.3(1) through (4) generally
comported with the Federal regulations
at 30 CFR 817.121(a) through (c);
however Colorado failed to require that
the permittee must ‘‘adopt measures
consistent with known technology that
. . . maximize mine stability’’ and did
not extend the protections to surface
lands, as well as renewable resource
lands, structures, and water supplies. In
response to OSMRE’s disapproval,
Colorado corrected the designation of
the subparagraphs in Rule 4.20.3(1)
from (i) and (ii) to (a) and (b) and
appropriately added ‘‘surface lands’’ to
the protections afforded under Rules
4.20.3(1) and (2). Additionally, Colorado
proposes to add ‘‘surface lands’’ to the
protections afforded under Rule
4.20.3(1) to be consistent with the
Federal counterpart regulations at 30
CFR 817.121(a) through (c).
Colorado also incorrectly revised the
April 11, 2011, proposed amendment by
changing the second option of the first
paragraph of Rule 4.20.3(1) from ‘‘adopt
mining technology that provides for
planned subsidence in a predictable and
controlled manner’’ to ‘‘adopt measures
consistent with known technology that
maximize mine stability and provide for
planned subsidence in a predictable and
controlled manner.’’ To make Rule
4.20.3(1) consistent with the Federal
regulations at 30 CFR 817.121(a)(1),
Colorado responded to Item No. 22 of
our May 20, 2013, letter by changing the
first paragraph of proposed Rule
4.20.3(1) requiring that each person,
who conducts underground mining
activities, must either adopt measures
consistent with known technology that
prevent subsidence from causing
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material subsidence damage to the
extent technologically and economically
feasible, maximize mine stability, and
maintain the value and reasonably
foreseeable use of surface lands, or must
adopt mining technology that provides
for planned subsidence in a predictable
and controlled manner. This language is
as effective as the Federal counterpart
regulation at 30 CFR 817.121(a)(1).
Colorado continues to require, in
paragraph 2 of proposed Rule 4.20.3(1),
that, if the permittee employs mining
technology that provides for planned
subsidence, the permittee must take
necessary measures to minimize
material subsidence damage to the
extent technologically and economically
feasible to structures related thereto,
unless the permittee has written consent
of the structure’s owners, or the
anticipated damage would constitute a
threat to health or safety and the costs
of such measures exceed the anticipated
costs of repair. The proposed language
in paragraph two of Rule 4.20.3(1) is no
less effective than the Federal
counterpart regulations at 30 CFR
817.121(a)(2)(1) and (2). Accordingly,
we approve the amendment.
Additionally, Colorado proposes
language at Rule 4.20.3(3) consistent
with 30 CFR 817.121(c)(4)(v), which
allows the regulatory authority to
consider all relevant and reasonably
available information when making a
determination whether or not damage to
protected structures was caused by
subsidence from underground mining,
and we approve the amendment.
56. Rules 4.20.4(1) Through (5);
Performance Standards: Subsidence
Control—Buffer Zones; [30 CFR
817.121(d) Through (f)]
As part of its April 11, 2011,
amendment proposal, Colorado
proposed changes to Rules 4.20.4(1)
through (4), regarding Subsidence
Control—Surface Owner Protection.
Specifically, Colorado proposed to
revise Rules 4.20.4(1) through (4) to
reflect the proposed new definition of
‘‘material subsidence damage’’ and to
correct a reference to a governmental
unit that had been restructured. By
letter dated May 20, 2013, OSMRE
notified Colorado that the proposed
revisions to Rules 4.20.4(1) through (4)
were less effective than the counterpart
Federal regulations at 30 CFR 817.121 in
satisfying the requirements of SMCRA.
Specifically, OSMRE found that Rule
4.20.4 failed to provide the Division
with the power to ‘‘limit the percentage
of coal extracted under or adjacent’’ to
‘‘(1) public buildings and facilities; (2)
churches, schools, and hospitals; or (3)
impoundments with a storage capacity
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of 20 acre-feet or more or bodies of
water with a volume of 20 acre-feet or
more,’’ and Rule 4.20.4 failed to provide
the Division with the power to
‘‘suspend mining under or adjacent to
[(1) public buildings and facilities; (2)
churches, schools, and hospitals; or (3)
impoundments with a storage capacity
of 20 acre-feet or more or bodies of
water with a volume of 20 acre-feet or
more and any aquifer or body of water
that serves as a significant water source
for any public water supply system]
until the subsidence control plan is
modified to ensure prevention of further
material damage to such features or
facilities’’ if subsidence causes material
damage to any of the features or
facilities.
In response to OSMRE’s concern,
Colorado appropriately added
requirements that authorized the
Division to ‘‘limit the percentage of coal
extracted’’ and to ‘‘suspend mining until
the subsidence control plan is modified
to ensure prevention of further material
damage,’’ which corrected the
inconsistencies with the Federal
regulations. Specifically, Colorado
added a provision to Rules 4.20.4(1) and
(3) that requires ‘‘if the Division
determines that it is necessary in order
to minimize the potential for material
damage to the features or facilities
described above, it may limit the
percentage of coal extracted under or
adjacent thereto’’. Additionally,
Colorado added new Rule 4.20.4(4) that
requires ‘‘if subsidence causes material
damage to any of the features or
facilities covered by paragraphs (1), (2),
or (3) of this Rule, the Division may
suspend mining under or adjacent to
such features or facilities until the
subsidence control plan is modified to
ensure prevention of further material
damage to such features or facilities,’’
and renumbered the existing Rule
4.20.4(4) to 4.20.4(5). Colorado also
revised Rule 4.20.4(2) by protecting
‘‘bodies of water’’ in addition to aquifers
that serve as a significant source of
water supply to any public water
system. We, therefore, approve the
amendment.
57. Rule 4.25.5(3)(d); Revegetation; [30
CFR 816.116(a), 823.15]
At Rule 4.25.5(3)(d), Colorado
proposes two substantive Rule changes.
The first proposed change, the addition
of ‘‘an appropriate total harvest method,
or . . .’’ seeks to include this type of
production standard in Colorado’s rules.
This Rule is no less effective than the
counterpart Federal regulation at 30
CFR 816.116(a)(1), which states that
‘‘[s]tandards for success and statistically
valid sampling techniques for
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measuring success shall be selected by
the regulatory authority, described in
writing, and made available to the
public.’’ Colorado also proposes the
addition of the clause: ‘‘If statistical
methods are employed . . .’’ to the
second sentence of Rule 4.25.5(3)(d).
The Federal regulation at 30 CFR
823.15(b)(2) states that soil productivity
shall be measured on a representative
sample or on all of the mined and
reclaimed prime farmland area, and a
statistically valid sampling technique at
a 90-percent or greater statistical
confidence level shall be used as
approved by the regulatory authority in
consultation with the U.S. Soil
Conservation Service. This proposed
change to the second sentence of
proposed Rule 4.25.5(3)(d) is no less
effective than the Federal counterpart
regulation at 30 CFR 823.15(b)(2).
Lastly, Colorado proposes to update the
name of the USDA agency responsible
for prime farmlands from the Soil
Conservation Service to the Natural
Resources Conservation Service. This
change is appropriate, and we approve
the amendment.
58. Rule 5.03.2(4)(b)(ii); Enforcement—
Cessation Orders and Notices of
Violation; [30 CFR 843.15]
Colorado proposes language that
allows for a person to obtain review of
a notice of violation or cessation order
in a public hearing before the Board
and/or an informal public hearing, in
accordance with Rule 5.03.2(7). The
proposed revision of Rule 5.03.2(4)(b)(ii)
is consistent with the Federal
regulations at 30 CFR 843.15. The
references to Rules 5.03.2(7), Informal
public hearings, and 5.03.5, Formal
Review by the Board, are appropriate.
The proposed revision of Rule
5.03.2(4)(b)(ii) is as effective as the
Federal regulations in satisfying the
requirements of SMCRA, and we
approve the amendment.
59. Rule 6.01.1; Blasters Training and
Certification, General Requirements; [30
CFR 850.5]
Proposed revisions to Rule 6.01.1
include a change to the second
paragraph, which defines ‘‘certified
blaster’’ by correcting a typographical
error in the reference to ‘‘Rule 2.05.4(6)’’
(i.e., it is corrected to ‘‘Rule
2.05.3(6)(a)’’), and the deletion of
language differentiating a ‘‘certified
blaster’’ from a ‘‘shotfirer.’’ The deletion
of the differentiations between a
certified blaster and a shotfirer is
appropriate. The proposed revisions to
Rule 6.01.1 are as effective as the
Federal regulations at 30 CFR 850.5 in
satisfying the requirements of SMCRA.
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However, the definition of ‘‘certified
blaster’’ in the second paragraph of Rule
6.01.1 is superfluous because it is
substantively identical to the proposed
revision of the definition of ‘‘certified
blaster’’ in Rule 1.04(20.1).
Because these proposed rules contain
language that is the same as or similar
to the corresponding Federal regulation,
we find that they are consistent with
and no less effective than the
corresponding Federal regulation;
therefore, we approve the amendment.
C. Revisions to Colorado’s Rules That
Are Not the Same as the Corresponding
Provisions of the Federal Regulations
1. Rules 1.04(110.1), (110.1)(a), and
(110.1)(b); Definitions, ‘‘Replacement of
Water Supply’’; [30 CFR 701.5]
In 732 letters we sent Colorado on
June 5, 1996, and April 4, 2008, we
explained to the State that it was
required to define ‘‘Replacement of
water supply.’’ The proposed language
at Rules 1.04(110.1), (110.1)(a), and
(110.1)(b) is substantively identical to
the counterpart Federal regulation at 30
CFR 701.5, Replacement of water
supply, except the Colorado Rule adds
a provision for a one-time payment of
annual operation and maintenance costs
to the water supply owner and a
provision that allows a demonstration of
the availability of a suitable alternative
water source in lieu of actual
replacement of the affected water
supply if it was not needed for the
premining land use and is not needed
for the postmining land use. Both
provisions require ‘‘approval’’ of the
owner of the affected water supply,
which protects the owner’s water rights;
therefore, the added provisions are not
inconsistent with the Federal
regulations and are in accordance with
SMCRA. The proposed language is no
less effective than the Federal
regulations in satisfying the
requirements of SMCRA; therefore, we
approve the amendment.
2. Rule 1.04(111)(d); Definitions,
‘‘Public Road’’; [30 CFR 761.5]
Colorado proposes revisions to the
definition for ‘‘public road,’’ as required
by 30 CFR 906.16(h), Required program
amendments. Proposed Rule
1.04(111)(d), the definition of ‘‘public
road,’’ is consistent with the definition
of a ‘‘public road’’ at 30 CFR 761.5, but
is more inclusive than the Federal
definition. The ‘‘maintenance’’
stipulations of the first and second
criteria of Colorado’s proposed
definition, ‘‘has been or will be . . .
maintained with appropriated funds of
the United States . . . [or] the state of
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Colorado or any political subdivision
thereof,’’ are the same as criterion (b) of
the Federal definition, ‘‘is maintained
with public funds in a manner similar
to other public roads of the same
classification within the jurisdiction,’’
except that Colorado’s stipulation does
not require that the road be maintained
in a manner similar to other public
roads of the same classification within
the jurisdiction, which is more inclusive
(and effective) than the Federal
requirement, because the definition
extends to all roads maintained with
public funds regardless whether they
are maintained in a manner similar to
other public roads of the same
classification within the jurisdiction,
provided that such roads also meet the
other criteria of the definition.
Additionally, Colorado’s definition does
not include the criterion (c) of the
Federal definition, which states, ‘‘there
is substantial (more than incidental)
public use.’’ The omission of this
criterion makes the definition more
inclusive than the Federal requirement,
because the definition extends to all
roads used by the public regardless of
the frequency or significance of public
use, if such roads meet all the criteria
of the definition. The proposed language
is no less effective than the Federal
regulations in satisfying the
requirements of SMCRA. We, therefore,
approve the amendment.
During the comment period for the
formal program amendment submittal
dated April 11, 2011, the United States
Forest Service (USFS) expressed
concern with the possibility that the
Division could attempt to exercise
jurisdiction over National Forest System
Roads that are managed by the USFS.
OSMRE required the Division to modify
its Statement of Basis, Purpose, and
Specific Statutory Authority (SBPSSA)
to clarify that the Division would not
usurp the authority of the USFS by
exercising jurisdiction over a National
Forest Road System Road. Colorado
amended Item No. 26 (statement for
Rule 1.04(111)(d)) of the SBPSSA to
clarify that the Division will not
exercise jurisdiction over designated
National Forest System Roads. The
SBPSSA is incorporated into the
Colorado Rules by reference.
3. Rule 2.03.7(2); Relationship to Areas
Designated Unsuitable for Mining; [30
CFR 778.16(b), 762.13]
In response to Item J. of OSMRE’s
April 2, 2001, 732 letter, Colorado
proposed revisions to Rule 2.03.7(2)
addressing the status of unsuitability
claims under the minimum
requirements for legal, financial,
compliance, and related information
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associated with permit applications. On
January 15, 2008, in National Mining
Association v. Kempthorne, 512 F.3d
702 (D.C. Cir.), the U.S. Court of
Appeals for the District of Columbia
Circuit affirmed the District Court’s
decision to uphold the VER and
associated rules that OSMRE published
on December 17, 1999 (64 FR 70766).
Because the VER rules were challenged
in Federal court on several fronts, we
informed Colorado that it could defer
responding to our April 2, 2001, letter
pending the outcome of the litigation.
By letter dated May 20, 2013, OSMRE
notified the Division that Colorado’s
proposed revisions to Rule 2.03.7(2)
regarding the status of unsuitability
claims was less effective than the
counterpart Federal regulations at 30
CFR 778.16(b).
Specifically, Colorado proposed to
revise Rule 2.03.7(2) to require that a
permit application that is requesting a
determination of valid existing rights for
operations on lands that are designated,
or under study for designation as,
unsuitable for mining must contain the
information required by proposed new
Rule 1.07, Procedures for determining
valid existing rights. The proposed
changes conflicted with the Federal
regulations at 30 CFR 761.5, Valid
existing rights, which specify that
possession of valid existing rights only
confers an exception from the
prohibitions of 30 CFR 761.11 and 30
U.S.C. 1272(e), which do not include
lands that are designated, or under
study for designation as, unsuitable for
mining. The proposed change also
deleted the requirement in the existing
rule that an application must contain
information to support an assertion, if
made, that the applicant made a
substantial legal and financial
commitment prior to January 4, 1977 in
surface coal mining operations on those
lands that are designated, or under
study for designation as, unsuitable for
mining, which conflicted with the
Federal regulations at 30 CFR 778.16(b),
which requires such information to be
contained in a permit application. It was
further noted that existing Rule 2.03.7(2)
conflicts with Rule 7.02, Applicability
(of Rule 7—Designating Areas
Unsuitable for Surface Coal Mining), as
well as the Federal regulations at 30
CFR 773.15(c)(1), Written findings for
permit application approval, and 30
CFR 762.13, Land exempt from
designation as unsuitable for surface
coal mining operations, because it
implies that the ‘‘substantial legal and
financial commitment’’ exemption
applies to ‘‘lands designated . . . as
unsuitable for surface coal mining
operations.’’ The Federal regulations
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only allow the exemption for lands
under study or administrative
proceedings for designation as
unsuitable for surface coal mining
operations.
Colorado now proposes language at
proposed Rule 2.03.7(2) that a permit
application shall contain information
supporting the assertion that the
applicant has made substantial legal and
financial commitments, in relation to
the operation for which he or she is
applying for a permit, prior to January
4, 1977, if an applicant claims the
exemption described in Rule 7.02(3),
Designating areas unsuitable for surface
coal mining, Applicability. The
proposed change appropriately requires
information on substantial legal and
financial commitments in a permit
application and appropriately references
Rule 7.02(3), which specifies that the
requirements of Rule 7, Designating
Areas Unsuitable for Surface Coal
Mining, shall not apply to lands where
substantial legal and financial
commitments in such operations were
in existence prior to January 4, 1977 and
which is substantively identical to the
Federal regulations at 30 CFR 762.13(c).
We, therefore, approve the amendment.
Additionally, Colorado proposes
language at Rule 2.03.7(2) stating that,
‘‘if the applicant has previously
obtained a finding of the Secretary of
the Interior or the Division Director
acknowledging valid existing rights, or
is in the process of applying for a valid
existing rights determination on Federal
lands, the disposition of those
proceedings shall be included in the
application’’. There is no such
requirement in the corresponding
Federal regulations; however, the
proposed requirement to include such
valid existing rights information in a
permit application does not conflict
with the Federal regulations and does
not render Colorado’s Coal Program less
effective than the Federal Program.
Accordingly, we approve the
amendment.
4. Rules 4.05.15(1) and (2); Performance
Standards, Hydrologic Balance, Water
Rights and Replacement; [30 CFR
816.41(h), 30 CFR 817.41(j), and
SMCRA Section 720(a)(2)]
Colorado was advised that it is
required to revise Rule 4.05.15(2) in 732
letters that we sent the State on June 5,
1996, and April 4, 2008. Under the
Federal regulations, the performance
standards for replacement of water
supplies adversely affected by mining
activities are different for surface
mining activities and for underground
mining activities; however, under Rules
4.05.15(1) and 4.05.15(2), the standards
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are applicable to both surface mining
activities and underground mining
activities. Thus, Colorado’s standards
must be consistent with both the
Federal standards for surface mining
activities at 30 CFR 816.41(h) and the
Federal standards for underground
mining activities at 30 CFR 817.41(j).
Rule 4.05.15(1) requires replacement
of any water supply that has been
adversely impacted by surface or
underground mining activities and is
consistent with the Federal performance
standard at 30 CFR 816.41(h) for surface
mining activities. Colorado’s Rule
4.05.15(1) uses the term ‘‘owner of a
vested water right’’ in place of ‘‘owner
of interest in real property who obtains
all or part of his or her supply of water
for domestic, agricultural, industrial, or
other legitimate use from an
underground or surface source,’’ which
is used in the Federal regulation. The
use of water and water rights are
governed by the State under the
Colorado Constitution and State Law,
which are based on the ‘‘appropriation
doctrine.’’ Under the appropriation
doctrine, a water right is independent of
land ownership. Therefore, the use of
the term, ‘‘owner of a vested water
right,’’ is appropriate within Colorado’s
rules and is not inconsistent with the
Federal regulations.
Additionally, Colorado Rule
4.05.15(1) uses the phrase ‘‘water
supply . . . which is proximately
injured as a result of the mining
activities’’ in place of ‘‘water supply
[that] has been adversely impacted by
contamination, diminution, or
interruption proximately resulting from
the . . . mining activities,’’ which is
used in the Federal regulation; the core
difference being that ‘‘injured’’ replaces
‘‘adversely impacted by contamination,
diminution, or interruption.’’ Although
broader in scope, an ‘‘injured’’ water
supply includes ‘‘contamination,
diminution, or interruption’’ of a water
supply; therefore, the use of the term,
‘‘injured’’ with respect to a water supply
is appropriate within Colorado’s Rules
and is consistent with the Federal
regulations.
The added requirement that an
operator must replace the ‘‘water supply
. . . in a manner consistent with
applicable State law’’ is appropriate
because water rights are governed by the
State under Colorado Law.
Colorado’s rule also requires an
operator to replace the ‘‘water supply
. . . as described in Rule 2.04.7(3).’’
Rule 2.04.7(3) contains the requirements
for ‘‘Alternative Water Supply
Information’’ that must be contained in
a permit application, including, among
other things, ‘‘a description of . . .
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alternative sources of water supply . . .
of a quality and quantity so as to meet
the requirements for which the water
has normally been used.’’ The Federal
regulations have no counterpart
requirement to replace a water supply as
described in the permit application;
however, this requirement is not
inconsistent with the Federal
regulations.
Rule 4.05.15(2) requires replacement
of drinking, domestic, or residential
water supplies adversely affected by
surface and underground mining
activities and is substantively identical
to the Federal performance standard at
30 CFR 817.41(j) for underground
mining activities with the following
exception: The Federal performance
standard at 30 CFR 817.41(j) limits the
applicability of the standard to ‘‘mining
activities conducted after October 24,
1992, if the affected well or spring was
in existence before the date the
regulatory authority received the permit
application for the activities causing the
loss, contamination or interruption.’’
Rule 4.05.15(2) does not contain any
limitation to the applicability of the
standard. The omission of the limitation
on applicability is not inconsistent with
the Federal regulations.
The proposed revision of Rule
4.05.15(1) and the addition of proposed
Rule 4.05.15(2) is consistent with the
Federal regulations at 30 CFR 816.41(h)
and 817.41(j) and in accordance with
section 720(a)(2) of SMCRA. Rules
4.05.15(1) and 4.05.15(2) are as effective
as the Federal regulations in satisfying
the requirements of SMCRA. We,
therefore, approve the proposed
amendment.
D. Revisions to Colorado’s Rules With
No Corresponding Federal Regulations
1. Rules 2.04.13(1) and (3); Annual
Reclamation Report
Colorado’s rules requiring permit
holders to submit Annual Reclamation
Reports to the Division are unique to
Colorado. Although coal mining permits
under Federal programs nearly always
include the same requirement for an
annual report, they are listed as permit
conditions that the coal operator must
meet. There are no Federal regulations
specifically requiring an operator to
submit an annual reclamation report.
Colorado proposes to revise Rule
2.04.13(1) to specify that data is to be
included in the annual reclamation
reports that must be submitted to
Colorado by coal operators. The removal
of Colorado’s reference to ‘‘text’’ in this
rule is appropriate because it mentions
that ‘‘discussions’’ of applicable topics
must be included in the same sentence.
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Therefore, ‘‘text’’ can be construed to be
redundant.
Colorado is proposing to add Rule
2.04.13(3) to require operators of
underground mines to include, in the
annual report, a map showing the
current location and extent of
underground workings. Colorado
explains that this rule is necessary to
ensure that mining is occurring as
planned for the projected impacts of
subsidence, to better analyze ground
water monitoring and subsidence data,
and to ensure compliance with
Colorado’s public notice requirements.
For certain mines, when no revisions
are requested, it can take as long as five
years before the Division receives this
information with a renewal application,
as part of the information required by
Rule 4.20.1(3).
Colorado’s reference to Rule
2.07.5(1)(b), which outlines information
in permit applications, which may be
declared confidential because it pertains
to the quantity of the coal or stripping
ratios, or the analysis of the chemical
and physical properties of coal to be
mined, is appropriate.
Colorado’s proposal to add specificity
to their rules by including the proposed
requirements in Rules 2.01.13(1) and (3)
regarding the submission of Annual
Reclamation Reports does not conflict
with the Federal regulations and does
not render Colorado’s coal program less
effective than the Federal program. We,
therefore, approve the amendment.
2. Rules 2.07.6(2)(e) and (e)(iii); Criteria
for Review of Permit Applications for
Permit Approval or Denial—Criteria for
Permit Approval or Denial
Colorado proposes to revise Rule
2.07.6(2)(e) by deleting the introductory
language of paragraph (e) (i.e., ‘‘Subject
to valid rights existing as of August 3,
1977, and with the further exception of
those surface coal mining operations
which were in existence on August 3,
1977’’); deleting paragraph (e)(iii) (i.e.,
‘‘A permit for the operation shall not be
issued unless jointly approved by all
affected agencies with jurisdiction over
the park or historic site.’’); redesignating
paragraphs (e)(i) and (ii) as Rule
2.07.6(2)(d)(vi); and adjusting the
introductory phrase of Rule
2.07.6(2)(e)(i) to be consistent with the
introductory language of Rule
2.07.6(2)(d). Rules 2.07.6(2)(f) through
(o) are renumbered to accommodate this
redesignation of paragraph (e).
The deletion of Rule 2.07.6(2)(e)(iii) is
appropriate because it is redundant of
the requirement in Rule 2.07.6(2)(d)(vi)
that the Division or Board shall not
approve any application, unless it finds
that ‘‘the affected area is . . . not within
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. . . any lands where the proposed
operations would adversely affect any
publicly owned park or any place listed
on or those places eligible for listing, as
determined by the SHPO, on the
National Register of Historic Places,
unless approved jointly by the Board
and the Federal, State, or local agency
with jurisdiction over the park or
place.’’ The proposed deletion of Rules
2.07.6(e) and (e)(iii) does not make
Colorado’s Rules less effective than the
Federal regulations, and we approve the
amendment.
E. Removal of Required Amendments
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1. Required Amendment at 30 CFR
906.16(f); Design Criteria for Roads
Variance
As explained in Section III.B.40. of
this document, Colorado proposes
revisions to Rules 4.03.1, 4.03.2, and
4.03.3, as required by 30 CFR 906.16(f),
Required program amendments. The
proposed revisions to Rules 4.03.1,
4.03.2, and 4.03.3 are consistent with
the Federal counterpart regulation at 30
CFR 816.150(c). Colorado proposes to
delete the general provision allowing
alternative design criteria to clarify that
the Division would not approve
alternatives to all of the access road
design and construction criteria
presented in Rules 4.03.1, 4.03.2, and
4.03.3, as is implied by paragraph (e) of
the General Requirements for haul roads
and access roads. The proposed revision
also adds provisions for use of
alternative design criteria and
specifications for road grades, such as
‘‘vertical alignment’’, of haul roads,
access roads, and light-use roads. With
the addition of these provisions, the
existing rules specify, for haul roads,
access roads, and light-use roads,
whether the Division may approve
alternatives to design and construction
criteria, thus rendering paragraph (e)
redundant and unclear. The proposed
language is consistent with and no less
effective than the Federal regulations in
satisfying the requirements of SMCRA.
2. Required Amendment at 30 CFR
906.16(h); Design Criteria for Roads
Variance
As explained in Section III.C.2. of this
document, Colorado proposes revisions
to the definition for ‘‘public road,’’ as
required by 30 CFR 906.16(h), Required
program amendments. Proposed Rule
1.04(111)(d), the definition of ‘‘public
road,’’ is consistent with the definition
of a ‘‘public road’’ at 30 CFR 761.5, but
is more inclusive than the Federal
definition. The ‘‘maintenance’’
stipulations of the first and second
criteria of Colorado’s proposed
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definition, ‘‘has been or will be . . .
maintained with appropriated funds of
the United States . . . [or] the state of
Colorado or any political subdivision
thereof,’’ are the same as criterion (b) of
the Federal definition, ‘‘is maintained
with public funds in a manner similar
to other public roads of the same
classification within the jurisdiction,’’
except that Colorado’s stipulation does
not require that the road be maintained
in a manner similar to other public
roads of the same classification within
the jurisdiction, which is more inclusive
(and effective) than the Federal
requirement because the definition
extends to all roads maintained with
public funds regardless whether they
are maintained in a manner similar to
other public roads of the same
classification within the jurisdiction,
provided that such roads also meet the
other criteria of the definition).
Additionally, Colorado’s definition does
not include the criterion (c) of the
Federal definition, ‘‘there is substantial
(more than incidental) public use.’’ The
omission of this criterion makes the
definition more inclusive than the
Federal requirement because the
definition extends to all roads used by
the public, regardless of the frequency
or significance of public use, if such
roads meet all the criteria of the
definition. The proposed language is no
less effective than the Federal
regulations in satisfying the
requirements of SMCRA.
IV. Summary and Disposition of
Comments
Public Comments
We announced receipt of the
proposed amendment in the January 22,
2015, Federal Register (80 FR 3190). In
the same document, we opened the
public comment period and provided an
opportunity for a public hearing or
meeting on the amendment’s adequacy
(Administrative Record Document ID
No. OSMRE–2011–0002–0001). We
received no public comments and,
because no one requested an
opportunity to speak at a public hearing,
we held no hearing.
Federal Agency Comments
On April 19, 2016, under 30 CFR
732.17(h)(11)(i) and section 503(b) of
SMCRA, we requested comments on the
amendment from various Federal and
State agencies with an actual or
potential interest in the Colorado
program, including the USFS, U.S. Fish
and Wildlife Service, Environmental
Protection Agency (EPA), Advisory
Council on Historic Preservation
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(ACHP), and the Colorado Office of
Archaeology and Historic Preservation.
During the public comment period for
the formal program amendment
submittal of June 21, 2011, USFS
expressed concern with the possibility
that the Division could attempt to
exercise jurisdiction over National
Forest System Roads that USFS
manages. As a result of those comments,
we identified concerns regarding
Colorado’s jurisdiction over public
roads, particularly National Forest
System Roads. We notified Colorado of
these concerns by letter dated
September 19, 2011 (Administrative
Record No. OSMRE–2011–0002–0008).
OSMRE required the Division to
modify its Statement of Basis, Purpose,
and Specific Statutory Authority
(SBPSSA) to clarify that the Division
would not assume the authority of the
USFS by exercising jurisdiction over a
National Forest Road System Road.
Colorado amended Item No. 26,
statement for Rule 1.04(111)(d),
Definitions: Public Road, of the SBPSSA
to clarify that the Division will not
exercise jurisdiction over designated
National Forest System Roads. The
SBPSSA is incorporated into the
Colorado rules by reference.
State Historical Preservation Officer
(SHPO) and the AHCP
Under 30 CFR 732.17(h)(4), we are
required to request comments from the
Colorado SHPO and the ACHP on
amendments that may have an effect on
historic properties. On April 19, 2016,
we requested comments on the
amendment. The SHPO and ACHP did
not provide any comments when
solicited.
EPA Concurrence and Comments
Under 30 CFR 732.17(h)(11)(ii), we
are required to get concurrence from
EPA for those provisions of the program
amendment that relate to air or water
quality standards issued under the
authority of the Clean Water Act (33
U.S.C. 1251 et seq.) or the Clean Air Act
(42 U.S.C. 7401 et seq.). Because the
amendments do not relate to air or water
quality standards, concurrence is not
required. However, consistent with 30
CFR 732.17(h)(11)(i), we did request
comment from EPA on April 19, 2016.
The EPA did not respond to our request.
V. OSMRE’s Decision
Based on the above findings, we are
approving Colorado’s revised
amendment submission dated October
1, 2014. To implement this decision, we
are amending the Federal regulations at
30 CFR part 906, which codify decisions
concerning the Colorado program. In
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accordance with the Administrative
Procedure Act (5 U.S.C. 500 et seq.), this
rule will take effect 30 days after the
date of publication. Section 503(a) of
SMCRA requires that the State’s
program demonstrate that the State has
the capability of carrying out the
provisions of the Act and satisfying its
purposes. SMCRA requires consistency
of State and Federal standards.
Effect of OSMRE’s Decision
Section 503 of SMCRA provides that
a State may not exercise jurisdiction
under SMCRA, unless the Secretary has
approved the State program. Similarly,
30 CFR 732.17(a) requires that any
change of an approved State program
must be submitted to OSMRE for review
as a program amendment. The Federal
regulations at 30 CFR 732.17(g) prohibit
any changes to approved State programs
that are not approved by OSMRE. In the
oversight of the Colorado program, we
will recognize only the statutes,
regulations, and other materials we have
approved, together with any consistent
implementing policies, directives and
other materials. We will require
Colorado to enforce only approved
provisions.
VI. Procedural Determinations
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Executive Order 12630—Governmental
Actions and Interference With
Constitutionally Protected Property
Rights
This rule would not effect a taking of
private property or otherwise have
taking implications that would result in
public property being taken for
government use without just
compensation under the law. Therefore,
a takings implication assessment is not
required. This determination is based on
an analysis of the corresponding Federal
regulations.
Order 13771 because they are exempt
from review under Executive Order
12866.
Executive Order 12988—Civil Justice
Reform
The Department of the Interior has
reviewed this rule as required by
Section 3 of Executive Order 12988. The
Department determined that this
Federal Register document meets the
criteria of Section 3 of Executive Order
12988, which is intended to ensure that
the agency review its legislation and
proposed regulations to eliminate
drafting errors and ambiguity; that the
agency write its legislation and
regulations to minimize litigation; and
that the agency’s legislation and
regulations provide a clear legal
standard for affected conduct rather
than a general standard, and promote
simplification and burden reduction.
Because Section 3 focuses on the quality
of Federal legislation and regulations,
the Department limited its review under
this Executive Order to the quality of
this Federal Register document and to
changes to the Federal regulations. The
review under this Executive Order did
not extend to the language of the State
regulatory program or to the program
amendment that the State of Colorado
drafted.
Executive Orders 12866—Regulatory
Planning and Review and 13563—
Improving Regulation and Regulatory
Review
Executive Order 12866 provides that
the Office of Information and Regulatory
Affairs in the Office of Management and
Budget (OMB) will review all significant
rules. Pursuant to OMB guidance, dated
October 12, 1993, the approval of State
program amendments is exempted from
OMB review under Executive Order
12866. Executive Order 13563, which
reaffirms and supplements Executive
Order 12866, retains this exemption.
Executive Order 13132—Federalism
This rule is not a ‘‘[p]olicy that [has]
Federalism implications’’ as defined by
Section 1(a) of Executive Order 13132
because it does not have ‘‘substantial
direct effects on the States, on the
relationship between the national
government and the States, or on the
distribution of power and
responsibilities among the various
levels of government.’’ Instead, this
rulemaking approves an amendment to
the Colorado program submitted and
drafted by that State. OSMRE reviewed
the submission with fundamental
federalism principles in mind, as set
forth in Sections 2 and 3 of the
Executive Order, and with the
principles of cooperative Federalism,
which are set forth in SMCRA. See, e.g.,
30 U.S.C. 1201(f). As such, pursuant to
Section 503(a) and (7) (30 U.S.C.
1253(a)(1) and (7)), OSMRE reviewed
the program amendment to ensure that
it is ‘‘in accordance with’’ the
requirements of SMCRA and ‘‘consistent
with’’ the regulations issued by the
Secretary pursuant to SMCRA.
Executive Order 13771—Reducing
Regulation and Controlling Regulatory
Costs
State program amendments are not
regulatory actions under Executive
Executive Order 13175—Consultation
and Coordination With Indian Tribal
Governments
The Department of the Interior strives
to strengthen its government-to-
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46207
government relationship with Tribes
through a commitment to consultation
with Tribes and recognition of their
right to self-governance and tribal
sovereignty. We have evaluated this rule
under the Department’s consultation
policy and under the criteria in
Executive Order 13175, and have
determined that it has no substantial
direct effects on federally recognized
Tribes or on the distribution of power
and responsibilities between the Federal
government and Tribes. Therefore,
consultation under the Department’s
tribal consultation policy is not
required. The basis for this
determination is that our decision is on
the Colorado program that does not
include Tribal lands or regulation of
activities on Tribal lands. Tribal lands
are regulated independently under the
applicable, approved Federal program.
Executive Order 13211—Regulations
That Significantly Affect Energy Supply,
Distribution, or Use
Executive Order 13211 requires
agencies to prepare a Statement of
Energy Effects for a rulemaking that is
(1) considered significant under
Executive Order 12866, and (2) likely to
have a significant adverse effect on the
supply, distribution, or use of energy.
Because this rule is exempt from review
under Executive Order 12866 and is not
significant energy action under the
definition in Executive Order 13211, a
Statement of Energy Effects is not
required.
Executive Order 13045—Protection of
Children From Environmental Health
Risks and Safety Risks
This rule is not subject to Executive
Order 13045 because this is not an
economically significant regulatory
action as defined by Executive Order
12866; and this action does not address
environmental health or safety risks
disproportionately affecting children.
National Environmental Policy Act
Consistent with sections 501(a) and
702(d) of SMCRA (30 U.S.C. 1251(a) and
1292(d), respectively) and the U.S.
Department of the Interior Departmental
Manual, part 516, section 13.5(A), State
program amendments are not major
Federal actions within the meaning of
section 102(2)(C) of the National
Environmental Policy Act (42 U.S.C.
4332(2)(C)).
National Technology Transfer and
Advancement Act
Section 12(d) of the National
Technology Transfer and Advancement
Act (15 U.S.C. 3701 et seq.) directs
OSMRE to use voluntary consensus
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standards in its regulatory activities
unless to do so would be inconsistent
with applicable law or otherwise
impractical. (OMB Circular A–119 at p.
14). This action is not subject to the
requirements of section 12(d) of the
NTTAA because application of those
requirements would be inconsistent
with SMCRA.
Paperwork Reduction Act
This rule does not include requests
and requirements of an individual,
partnership, or corporation to obtain
information and report it to a Federal
agency. As this rule does not contain
information collection requirements, a
submission to the OMB under the
Paperwork Reduction Act (44 U.S.C.
3501 et seq.) is not required.
khammond on DSKBBV9HB2PROD with RULES3
Regulatory Flexibility Act
This rule will not have a significant
economic impact on a substantial
number of small entities under the
Regulatory Flexibility Act (5 U.S.C. 601
et seq.). The State submittal, which is
the subject of this rule, is based upon
corresponding Federal regulations for
which an economic analysis was
prepared and certification made that
such regulations would not have a
significant economic effect upon a
substantial number of small entities. In
making the determination as to whether
this rule would have a significant
economic impact, the Department relied
upon the data and assumptions for the
corresponding Federal regulations.
Small Business Regulatory Enforcement
Fairness Act
This rule is not a major rule under 5
U.S.C. 804(2), the Small Business
Regulatory Enforcement Fairness Act.
This rule: (a) Does not have an annual
effect on the economy of $100 million;
(b) will not cause a major increase in
costs or prices for consumers,
individual industries, Federal, State, or
local government agencies, or
geographic regions; and (c) does not
have significant adverse effects on
competition, employment, investment,
productivity, innovation, or the ability
of U.S.-based enterprises to compete
with foreign-based enterprises. This
determination is based on an analysis of
the corresponding Federal regulations,
which were determined not to
constitute a major rule.
Unfunded Mandates
This rule does not impose an
unfunded mandate on State, local, or
Tribal governments, or the private sector
of more than $100 million per year. The
rule does not have a significant or
unique effect on State, local, or Tribal
governments or the private sector. This
determination is based on an analysis of
the corresponding Federal regulations,
which were determined not to impose
an unfunded mandate. Therefore, a
statement containing the information
required by the Unfunded Mandates
Reform Act (2 U.S.C. 1531 et seq.) is not
required.
List of Subjects in 30 CFR Part 906
Intergovernmental relations, Surface
mining, Underground mining.
Dated: March 15, 2019.
Glenda H. Owens,
Deputy Director, Exercising the Authority of
the Director.
Editorial note: This document was
received for publication by the Office of the
Federal Register on August 26, 2019.
For the reasons set out in the
preamble, 30 CFR part 906 is amended
as set forth below:
PART 906—COLORADO
1. The authority citation for part 906
continues to read as follows:
■
Authority: 30 U.S.C. 1201 et seq.
2. Section 906.15 is amended in the
table by adding an entry in
chronological order by ‘‘Date of Final
Publication’’ to read as follows:
■
§ 906.15 Approval of Colorado regulatory
program amendments.
*
*
*
*
*
Original amendment
submission date
Date of final publication
Citation/description
*
April 8, 2011 .....................
*
*
September 3, 2019 ...........
*
*
*
*
2 CCR 407–2, Rules 1.04 (11.1), (20.1), (30.1), (39.1), (70.1), (71)(c), (71)(k), (71.2),
(77), (79), (81), (83.1), (110.1), (110.1)(a), (110.1)(b), (111)(d), (118.1), (118.1)(a)
through (d), (132)(c), (141), (146), (149), (149)(a)(i), (149)(a)(ii)(A), (149)(a)(ii)(B),
(149)(a)(ii)(B)(I) through (149)(a)(ii)(B)(IV), (149)(b), (149)(b)(i) through (b)(iii),
(149.1), (149.1)(a), (149.1)(b)(i) through (b)(v)(C), (149.2), (149.2)(a) and (b);
Rules 1.07(1), (1)(a), (1)(a)(i) through (a)(ix), (1)(b), (1)(b)(i) through (iii); (1)(c), (1)(d),
(d)(i) through (iii), (2), (2)(a) through (2)(d), (3), (3)(a), (3)(a)(i) through (3)(a)(iii)(A),
(3)(a)(iii)(B) through (a)(iii)(D), (3)(a)(iv) through (3)(a)(vii), (3)(b), (3)(b)(i) and (ii),
(3)(c), (4), (4)(a) through (4)(c), (4)(c)(i), (4)(c)(ii), (4)(d), (4)(e), (e)(i), (e)(ii), (5), and
(6);
Rule 2.01.3;
Rules 2.02.2(1), .3, and .3(1)(g);
Rules 2.02.4, .4(3)(d), and .5;
Rules 2.03.3(10), .4, .4(2) through (2)(d), .4(3), .4(3)(a), (3)(a)(i), (3)(a)(ii), (3)(a)(iii),
(3)(a)(iv), (3)(b), .4(4), .4(4)(a) through (c), .4(6)(b), and .4(8), .4(10), .4(11), (11)(a),
(11)(b), .4(12)(a), (b)(i), (b)(ii), .5(1)(a), (1)(a)(i), (1)(a)(ii), .5(2)(a) through (2)(d),
.5(3)(a), (3)(a)(i) through (3)(a)(iii), .5(3)(b), and (3)(c), and .7(2);
Rules 2.04.5(1)(a), (1)(b), .12(2)(g); .13(1) and .13(3);
Rule 2.05.4(2)(c);
Rules 2.05.6(6)(a), (6)(a)(i), (6)(a)(ii), (6)(a)(ii)(A), (6)(a)(ii)(B), (6)(a)(iii), (6)(a)(iv),
(6)(b), (6)(b)(i), (6)(b)(i)(A), (6)(b)(i)(C), (6)(b)(ii), (6)(b)(iii), (6)(b)(iii)(A), (6)(b)(iii)(B),
(6)(c)(i)(E), (F), and (G), (6)(c)(ii), (6)(d)(i) and (ii), (6)(e)(i)(F) and (F)(III), (6)(e)(ii)
and (ii)(A) through (C), (6)(e)(iii), (6)(e)(iv), (6)(f)(iii), (6)(f)(iii)(A), (C), and (C)(V),
(6)(f)(iv), (6)(f)(iv)(A), (D), and (E), (6)(f)(v) and (v)(A), and (6)(f)(vi);
Rules 2.06.6(2)(a)(i), (3), (4), and (4)(b);
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Federal Register / Vol. 84, No. 170 / Tuesday, September 3, 2019 / Rules and Regulations
Original amendment
submission date
Date of final publication
46209
Citation/description
Rules 2.07.1(4), .1(5), .3(2), .3(3), .4(2)(e) through (e)(ii), .4(2)(f), .4(3)(d)(iv), .4(3)(f),
.6(1)(b) through (b)(ii), .6(1)(c) through (f), .6(1)(g)(i), (g)(i)(A), (g)(i)(B), (g)(ii),
(g)(ii)(A), (g)(ii)(B), (g)(ii)(C), (g)(ii)(C)(I), (g)(ii)(C)(II), (g)(ii)(D), (g)(iii), (g)(iii)(A),
(g)(iii)(C), and (g)(iii)(D), .6(2)(d)(iii)(A), .6(2)(d)(iii)(D)(II) and (III), .6(2)(d)(v) and (vi),
.6(2)(e), (e)(i), (e)(ii), (e)(iii), .6(2)(g), .6(2)(p) and (q), .8(1) and (1)(a), .8(1)(b)
through (e), .8(2)(a) through (g), .8(3)(a) through (d), .9, .9(1)(a) through (d), .9(2),
.9(3), .9(3)(a), .9(3)(b), .9(4), .9(5)(a) and (b), .9(6) .9(7), .9(8), .10, .10(1), and
.10(2);
Rules 2.08.4(6)(b)(i) and .5(1)(b);
Rules 2.11, 2.11.1(1), .1(1) through (3), .2, .2(1), .2(1)(a), .2(1)(b), .2(2) through (5), .3,
.3(1)(a), .3(1)(b), .3(2), .3(3)(a) through (c), .3(3)(d) through (d)(iii), and .4(1) through
(6);
Rule 3.03.2(1);
Rules 4.03.1, .2, and .3;
Rules 4.05.15(1) and (2);
Rules 4.06.4(2)(a) and (3);
Rules 4.07.3, .3(1), .3(1)(a), .3(1)(b), .3(1)(b)(i), .3(1)(b)(ii), .3(1)(b)(ii)(A), and
.3(1)(b)(ii)(B);
Rules 4.08.4(4) and (8);
Rules 4.14.2(5), .4(1), .4(1)(a), .4(1)(b), 4.14.5(1), .5(1)(a), and .5(1)(b);
Rules 4.15.1(2)(b), .7(2)(d), .7(2)(d)(ii), .7(5), .7(5)(e) and (g), .8(1) through (9), .9,
.11(1), .11(2)(c) and (d), .11(3)(b)(ii) and .11(3)(c);
Rule 4.16.3(6);
Rules 4.20.3(1) through (4), .4(1) through (5);
Rule 4.25.5(3)(d);
Rules 5.03.2(4)(b)(ii) and .2(5)(e);
Rules 5.05, 5.05.1, .2, .3, .4, .4(1), .4(2), .4(2)(a), .4(2)(b), .5, and .5(1) through (4);
Rules 5.06 and 5.06.1, .2, .2(1) through (3), .3, .3(1), .3(2), .3(2)(a) and (b), .3(3), .4,
and .4(2) through (4);
Rules 6.01.1 and .3(3);
Rules 7.06.2(1) and .3(1);
Also all minor, editorial, and codification changes.
§ 906.16
[Amended]
3. Section 906.16 is amended by
removing and reserving paragraphs (f)
and (h).
■
[FR Doc. 2019–18697 Filed 8–30–19; 8:45 am]
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Agencies
[Federal Register Volume 84, Number 170 (Tuesday, September 3, 2019)]
[Rules and Regulations]
[Pages 46184-46209]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-18697]
[[Page 46183]]
Vol. 84
Tuesday,
No. 170
September 3, 2019
Part IV
Department of the Interior
-----------------------------------------------------------------------
Office of Surface Mining Reclamation and Enforcement
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30 CFR Part 906
Colorado Regulatory Program; Final Rule
Federal Register / Vol. 84 , No. 170 / Tuesday, September 3, 2019 /
Rules and Regulations
[[Page 46184]]
-----------------------------------------------------------------------
DEPARTMENT OF THE INTERIOR
Office of Surface Mining Reclamation and Enforcement
30 CFR Part 906
[SATS No. CO-040-FOR; Docket ID: OSM-2011-0002; S1D1S SS08011000
SX064A000 190S180110; S2D2S SS08011000 SX064A000 19XS501520]
Colorado Regulatory Program
AGENCY: Office of Surface Mining Reclamation and Enforcement, Interior.
ACTION: Final rule; approval of amendment.
-----------------------------------------------------------------------
SUMMARY: We, the Office of Surface Mining Reclamation and Enforcement
(OSMRE), are approving an amendment to the Colorado regulatory program
(Colorado program) under the Surface Mining Control and Reclamation Act
of 1977 (SMCRA or the Act). Colorado proposed both additions to and
revisions of the rules and regulations of the Colorado Mined Land
Reclamation Board for Coal Mining concerning valid existing rights,
ownership and control, and other regulatory issues. Additionally,
Colorado proposed revisions to and additions of definitions supporting
those proposed rule changes. Colorado revised its program to be
consistent with SMCRA and the corresponding Federal regulations,
clarify ambiguities, address all outstanding required rule changes, and
improve operational efficiency.
DATES: The effective date is October 3, 2019.
FOR FURTHER INFORMATION CONTACT: Jeffrey Fleischman, Chief, Denver
Field Division, Dick Cheney Federal Building, POB 11018, 150 East B
Street, Casper, Wyoming 82601-1018, Telephone: 307.261.6550, Email:
[email protected].
SUPPLEMENTARY INFORMATION:
I. Background on the Colorado Program
II. Submission of the Amendment
III. OSMRE's Findings
IV. Summary and Disposition of Comments
V. OSMRE's Decision
VI. Procedural Determinations
I. Background on the Colorado Program
Section 503(a) of the Act permits a State to assume primacy for the
regulation of surface coal mining and reclamation operations on non-
Federal and non-Indian lands within its borders by demonstrating that
its State program includes, among other things, state laws and
regulations that govern surface coal mining and reclamation operations
in accordance with the Act and consistent with the Federal regulations.
See 30 U.S.C. 1253(a)(1) and (7). On the basis of these criteria, the
Secretary of the Interior conditionally approved the Colorado program
on December 15, 1980. You can find background information on the
Colorado program, including the Secretary's findings, the disposition
of comments, and conditions of approval in the December 15, 1980,
Federal Register (45 FR 82173). You can also find later actions
concerning Colorado's program and program amendments at 30 CFR 906.15,
906.16, and 906.30.
II. Submission of the Amendment
By letter dated April 11, 2011, Colorado sent us a proposed
amendment to its approved regulatory program (Administrative Record
Docket ID No. OSM-2011-0002) under SMCRA (30 U.S.C. 1201 et seq.).
Colorado submitted the amendment to address all required rule changes.
Consistent with 30 CFR 732.17(c), OSMRE had previously notified
Colorado of these required rule changes by letters dated April 2, 2001,
April 4, 2008, and October 2, 2009. The letters identified required
amendments to Colorado's rules for valid existing rights (VER),
outstanding issues raised by OSMRE during its 30 CFR part 732 oversight
process, and ownership and control, respectively.
Colorado proposed revisions to its rules for VER in response to a
letter we sent to the State pursuant to 30 CFR part 732 (a ``732
letter'') on April 2, 2001. On January 15, 2008, in National Mining
Association v. Kempthorne, 512 F.3d 702 (D.C. Cir.), the United States
Court of Appeals for the District of Columbia Circuit affirmed the
District Court's decision to uphold VER and associated rules, which
OSMRE promulgated on December 17, 1999 (64 FR 70766). Because the VER
rules were challenged in Federal court on several fronts, OSMRE
informed Colorado that the State could defer responding to our April 2,
2001, 732 letter pending the outcome of the litigation. Because the
litigation is now settled, this amendment package includes the required
revisions to Colorado's rules for VER.
On October 28, 1994 (59 FR 54306), December 19, 2000 (65 FR 79581),
and December 3, 2007 (72 FR 67999), OSMRE promulgated final rules
pertaining to ownership and control (O and C), including the review of
applications; permit eligibility; application information; applicant,
operator, and permittee information; automated information entry and
maintenance; permit suspension and rescission; ownership and control
findings and challenge procedures; transfer, assignment, or sale of
permit rights; and alternative enforcement. OSMRE sent the Colorado
Division of Reclamation, Mining and Safety (the Division) two 732
letters (May 11, 1989, and January 12, 1997) concerning O and C. Again,
because of ongoing litigation, OSMRE advised the Division to defer
response to the letters pending the outcome of the litigation. On
October 2, 2009, OSMRE notified the Division that the litigation had
concluded and a response to the 732 letters would be required. This
amendment package includes the required revisions to Colorado's rules
for O and C.
OSMRE sent a letter to Colorado on April 4, 2008, notifying the
Division that the State had not updated its program in accordance with
30 CFR part 732. This included deficient rules identified in earlier
732 letters that OSMRE sent to Colorado on May 7, 1986; June 5, 1996;
and June 19, 1997. This amendment package includes all other required
rule changes in the above-mentioned 732 letters and changes made at
Colorado's own initiative.
We announced receipt of the proposed amendment in the June 21,
2011, Federal Register (76 FR 36039). In the same document, we opened
the public comment period and provided an opportunity for a public
hearing or meeting on the amendment's adequacy (Administrative Record
No. OSM-2011-0002-0001). We did not hold a public hearing or meeting
because no one requested one. The public comment period ended on July
21, 2011. We received comments from one Federal agency.
As a result of those comments, we identified concerns regarding
Colorado's jurisdiction over public roads, particularly National Forest
System Roads. We notified Colorado of these concerns by letter dated
September 19, 2011 (Administrative Record Document ID No. OSM-2011-
0002-0008).
Colorado responded in a letter dated September 22, 2011, by sending
us a revised amendment and additional explanatory information
(Administrative Record Document ID No. OSM-2011-0002-0013).
Based on Colorado's revisions to its amendment, we reopened the
public comment period in the December 6, 2011, Federal Register (76 FR
76109); (Administrative Record No. OSM-2011-0002-0010), and provided an
opportunity for a public hearing or meeting on the adequacy of the
revised amendment. We did not hold a public hearing or meeting because
no one requested one. The public comment
[[Page 46185]]
period ended on January 5, 2012. We did not receive any comments.
During our review of Colorado's revised April 11, 2011, formally
proposed amendment, OSMRE found additional deficiencies and notified
Colorado of these deficiencies in a letter dated May 20, 2013
(Administrative Record No. OSM-2011-0002-0017). In response to our
concerns, Colorado addressed all deficiencies in a revised formal
amendment package submitted on October 1, 2014 (Administrative Record
Nos. OSM-2011-0002-0014 (Cover Letter), OSM-2011-0002-0015 (Proposed
Revisions), and OSM-2011-0002-0016 (Statement of Basis and Purpose)).
We explain our concerns and Colorado's responses thereto in detail in
Sections III.B. and III.C. of this document. We announced receipt of
the proposed amendment in the January 22, 2015, Federal Register (80 FR
3190). In the same document, we reopened the public comment period and
provided an opportunity for a public hearing or meeting on the
amendment's adequacy (Administrative Record No. OSM-2011-0002-0018). We
did not hold a public hearing or meeting because no one requested one.
III. OSMRE's Findings
Title 30 CFR 732.17(h)(10) requires that State program amendments
meet the criteria for approval of State programs set forth in 30 CFR
732.15, including that the State's laws and regulations are in
accordance with the provisions of the Act and consistent with the
requirements of 30 CFR part 700. In 30 CFR 730.5, OSMRE defines
``consistent with'' and ``in accordance with'' to mean (a) with regard
to SMCRA, the State laws and regulations are no less stringent than,
meet the minimum requirements of, and include all applicable provisions
of the Act and (b) with regard to the Federal regulations, the State
laws and regulations are no less effective than the Federal regulations
in satisfying the requirements of SMCRA.
We are approving the amendment as described below. The following
are the findings we made concerning the amendment under SMCRA and the
Federal regulations at 30 CFR 732.15 and 732.17.
A. Minor Revisions to Colorado's Rules
Colorado proposed minor wording, editorial, punctuation,
grammatical, and recodification changes to the following previously
approved rules. Because the proposed revisions to these previously
approved rules are minor, we are approving the changes and find that
they are no less effective than the corresponding Federal regulations.
1.03.2(4)--Responsibilities;
1.04(1.1), (5), (17.1), (22.1), (27), (31.1), (31.2),
(31.3), (38), (41), (43.1), (46.1), (47.1), (56), (57), (63.1), (71),
(71)(i), (71.1), (71.2), (71.2)(a), (71.2)(b), (71.2)(c), (83.2),
(86.1), (93.1), (95), (96), (103.1), (108.1), (117), (120), (125),
(128), (135), (135.1), (137.1), (140), (148), (149)(a), (149)(b),
(149)(b)(i), (149)(b)(ii), (149)(b)(iii), (149)(b)(iv), (149.1)(b),
(149.2), (149.2)(a), (149.2)(b), (153), and (153)(b)--Definitions;
1.08, 1.08(2), and 1.08(5)--Notice of Citizen Suits;
1.09--Availability of Records;
1.10--Computation of Time;
1.11, 1.11.1, 1.11.2, 1.11.3, 1.11.3(1), 1.11.4, 1.11.5,
1.11.6, 1.11.7, 1.11.8, and 1.11.9--Restrictions on Employee Financial
Interests;
1.12--Requests to the Board;
1.13--Water Rights;
1.14--Limitation on the Effect of Regulations Required by
Federal Law, Rules, or Regulations Which Become Ineffective;
1.15--Declaratory Orders;
1.16, 1.16.1, 1.16.2, 1.16.3, 1.16.3(2), and 1.16.4--
Guidelines;
2.02.3(1)(c)(v), (1)(c)(vi), and (1)(e)--General
Requirements: Exploration Involving Removal of More Than 250 Tons of
Coal or Occurring on Lands Designated as Unsuitable for Surface Coal
Mining;
2.03.3(4)--Application for Permit for Surface Coal Mining
and Reclamation Operations: Minimum Requirements for Legal, Financial,
Compliance and Related Information;
2.03.5(1)(b)(i) through (1)(b)(vi) and (1)(c)(i) through
(1)(c)(vi)--Compliance Information;
2.03.7(3)--Relationship to Areas Designated Unsuitable for
Mining;
2.04.5(1)--General Description of Hydrology and Geology;
2.04.6(2)(b)(iv) and 2.04.6(3)(a)--Geology Description;
2.04.12(1), (2)(f), (5), and (5)(b)--Prime Farmland
Investigation;
2.05.3(3)(c)(ii), 2.05.3(4)(a)(vi) and (vii), 2.05.3(8),
(8)(a),(8)(a)(v), and (8)(a)(vi)--Application for Permit for Surface or
Underground Mining Activities--Minimum Requirements for Operation and
Reclamation Plans;
2.05.6(4)(a)--Mitigation of the Impacts of Mining
Operations;
2.06.8(1), (5)(b)(ii)(B), (5)(b)(ii)(B)(I), and
(5)(b)(ii)(B)(II)--Surface Coal Mining and Reclamation Operations on
Areas, or Adjacent to Areas, Including Alluvial Valley Floors;
2.07.1(2) and (3)--Public Participation and Approval of
Permit Applications--Scope;
2.07.4(3)(g) and (h)--Division and Board Procedures for
Review of Permit Applications;
2.07.6(1)(a)(i)--Criteria for Review of Permit
Applications for Permit Approval or Denial;
2.07.6(2)(d)(iv)--Public Participation and Approval of
Permit Applications--Criteria for permit approval or denial;
2.07.6(2)(f), (j), (k), and (l); Criteria for Review of
Permit Applications for Permit Approval or Denial;
2.08.4(5), (6), and (6)(a)--Revisions to a Permit;
2.08.5(1)(d)--Right of Successive Renewal;
2.08.6(4)(a)--Transfer, Assignment or Sale of Permit
Rights;
4.05.3(6)--Hydrologic Balance;
4.05.9(2)(d), (2)(e)(i), (4), (6), (8), (10), and (21)--
Impoundments;
4.05.13(1)(a)--Surface and Ground Water Monitoring;
4.07.3(2), (2)(a), (2)(b), (2)(c), and (2)(c)(i) through
(ix)--Exploration Holes, Drill Holes, Boreholes, or Wells;
4.08.1(4)(a)(i)--Use of Explosives; General Requirements;
4.08.2(1) and (2)--Pre-blasting Survey;
4.08.4(6)(a), (7)(a), (10), and (10)(c)(i)--Surface
Blasting Requirements;
4.08.5(4)--Records of Blasting for Surface Coal Mining
Operations;
4.09.1(12), .3, and .3(1)--Disposal of Excess Spoil;
4.10.2(1) and (2)(a)--Coal Mine Waste Banks; Site
Inspection;
4.10.4(1), (3)(b), and (5)--Coal Mine Waste Banks;
Construction Requirements;
4.11.3--Return to Underground Workings;
4.11.5(3)(a)(i)--Dams and Embankments;
4.15.7(5)(b)- Determining Revegetation Success: General
Requirements and Standards;
4.17--Air Resource Protection;
4.18(5)(k)--Protection of Fish, Wildlife, and Related
Environmental Values;
4.22.4(1)(b)--Concurrent Surface and Underground Mining;
4.25.2(3), .3, .3(2), .5(3), .5(3)(b)(i), and
.5(3)(b)(ii)--Operations on Prime Farmland;
4.30.1(2)(b)--Cessation of Operations;
5.02.2(4)(a) and (8)(a)(v)--Frequency, Time and Manner of
Inspections;
5.03.2(2)(e), (4)(a)(ii), and (5)(c)--Enforcement;
Cessation Orders and Notices of Violation;
5.03.5(1)(d)--Formal Review by the Board;
[[Page 46186]]
5.04 and 5.04.3(5)(a)--Civil Penalties; and
6.04(1)(f)--Suspension or Revocation of Certifications.
Because these changes are minor, we find that they will not make
Colorado's rules less effective than the corresponding Federal
regulations, and we approve the proposed revisions.
B. Revisions to Colorado's Rules That Have the Same Meaning as the
Corresponding Provisions of the Federal Regulations.
Colorado proposed additions and revisions to several rules
containing language that is the same as or having similar meaning to
the corresponding sections of the Federal regulations and/or SMCRA.
Because OSMRE finds these additions and revisions to be minor and that
they do not impact the meaning or intent of the regulations, we find
the amendments referenced below to be no less stringent than the Act
and no less effective than the applicable regulations. Therefore, we
are approving the following Colorado non-substantive revisions;
Rule 1.04(11.1); Definitions, ``Applicant/Violator
System'' or ``AVS''; [30 CFR 701.5];
Rule 1.04(30.1); Definitions, ``Control'' or
``Controller''; [30 CFR 701.5];
Rule 1.04(77); Definitions, ``Noncommercial Building'';
[30 CFR 701.5];
Rule 1.04(79); Definitions, ``Occupied Residential
Dwelling''; [30 CFR 701.5];
Rule 1.04(83.1); Definitions, ``Own'', ``Owner'', or
``Ownership''; [30 CFR 701.5];
Rules 1.04(118.1) and (118.1)(a) through (d); Definitions,
``Significant Recreational, Timber, Economic, or Other Values
Incompatible with Surface Coal Mining Operations''; [30 CFR 761.5];
Rule 1.04(141); Definitions, ``Transfer, Assignment, or
Sale of Rights''; [30 CFR 701.5];
Rule 1.04(146); Definitions, ``Unwarranted Failure''; [30
CFR 722.16(b)(3)];
Rules 1.04(149), (149)(a)(i), (149)(a)(ii)(A),
Definitions, ``Valid existing rights''; [30 CFR 701.5];
Rules 1.04(149.1), (149.1)(a), and (149.1)(b), and
(149.1)(b)(i) through (b)(v)(C); Definitions, ``Violation''; [30 CFR
701.5];
Rules 1.07(1), (1)(a), (1)(a)(i) through (a)(iv), and
(a)(vi) through (a)(ix); Procedures for Valid Existing Rights
Determinations, Property Rights Demonstration; [30 CFR 761.16(b)(i)];
Rules 1.07(1)(b) and (b)(i) through (iii); Procedures for
Valid Existing Rights Determinations, Good Faith/All Permits
Demonstration; [30 CFR 761.16(b)(2)];
Rule 1.07(1)(c); Procedures for Valid Existing Rights
Determinations, Needed for and Adjacent to Demonstration; [30 CFR
761.16(b)(3)];
Rules 1.07(1)(d) and (d)(i) through (iii); Procedures for
Valid Existing Rights Determinations, Standards for Roads
Demonstration; [30 CFR 761.16(b)(4)];
Rules 1.07(2) and (2)(a) through (2)(d); Procedures for
Valid Existing Rights Determinations, Initial Review of Request; [30
CFR 761.16(c)];
Rules 1.07(3), (3)(a)(i) through (a)(iii)(A), (a)(iii)(B),
(a)(iii)(C), and (a)(iii)(D); Procedures for Valid Existing Rights
Determinations, Notice and Comment Requirements and Procedures; [30 CFR
761.16(d)];
Rules 1.07(3)(a)(iv) through (vii); Procedures for Valid
Existing Rights Determinations, Notice and Comment Requirements and
Procedures; [30 CFR 761.16(d)];
Rules 1.07(3)(b), (b)(i), (b)(ii), and (c); Procedures for
Valid Existing Rights Determinations, Notice and Comment Requirements
and Procedures; [30 CFR 761.16(d)];
Rules 1.07(4) and (4)(a) through (4)(c), (4)(c)(i),
(4)(c)(ii), and (4)(d); Procedures for Valid Existing Rights
Determinations--How a decision will be made; [30 CFR 761.16(e)];
Rule 1.07(6); Procedures for Valid Existing Rights
Determinations--Availability of records; [30 CFR 761.16(g)];
Rule 2.01.3; General Requirements for Permits for All
Surface Coal Mining and Reclamation Operations; [30 CFR 773.4(a)];
Rule 2.02.2(1); Exploration Involving Removal of 250 Tons
or Less of Coal; [30 CFR 772.11(a)];
Rule 2.02.3(1)(g); General Requirements: Exploration
Involving Removal of More Than 250 Tons of Coal or Occurring on Lands
Designated as Unsuitable for Surface Coal Mining; [30 CFR 772.12];
Rules 2.02.4 and .4(3)(d); Applications: Approval or
Disapproval of Exploration Involving Removal of More Than 250 Tons of
Coal or Occurring on Lands Designated as Unsuitable for Surface Coal
Mining; [30 CFR 772.12(d)(2)(iv)];
Rule 2.02.5; Applications: Notice and Hearing for
Exploration Involving Removal of More Than 250 Tons of Coal or
Occurring on Lands Designated as Unsuitable for Surface Coal Mining;
[30 CFR 772.12(e)];
Rule 2.03.3(10); Format and Supplemental Information; [30
CFR 773.7(b)];
Rules 2.03.4 and 2.03.4(2) through .4(2)(d);
Identification of Interests; [30 CFR 778.11];
Rules 2.03.4(3)(a), (3)(a)(i), (3)(a)(iii), and
(3)(a)(iv); Identification of Interests; [30 CFR 778.12(c)];
Rule 2.03.4(10); Identification of Interests; [30 CFR
778.11(e)];
Rule 2.03.4(11), (11)(a), and (11)(b); Identification of
Interests; [30 CFR 773.8(a), (b), and (c)];
Rules 2.03.4(12)(a), (b)(i), and (b)(ii); Identification
of Interests; [30 CFR 773.9 and 773.10];
Rules 2.03.5(1)(a), (1)(a)(i), and (1)(a)(ii); Compliance
Information; [30 CFR 778.14(a)];
Rules 2.03.5(2)(a) through (d); Compliance Information;
[30 CFR 773.11];
Rules 2.03.5(3)(a), (a)(i) through (a)(iii), (b), and (c);
Compliance Information; [30 CFR 778.9];
Rules 2.04.5(1)(a) and (b); General Description of
Hydrology and Geology; [30 CFR 780.21(c)(2)];
Rule 2.05.4(2)(c); Reclamation Plan; [30 CFR
780.18(b)(8)];
Rules 2.06.6(2)(a)(i), (3), (4), and (4)(b); Requirements
for Permits for Special Categories of Mining [30 CFR 785.17];
Rules 2.07.1(4) and (5); Public Participation and Approval
of Permit Applications--Scope; [30 CFR 773.21 and 774.1];
Rule 2.07.4(2)(f); Division and Board Procedures for
Review of Permit Applications; [30 CFR 773.19(b)(2)];
Rule 2.07.4(3)(d)(iv); Division and Board Procedures for
Review of Permit Applications; [30 CFR 775.11(b)(2)(iv)];
Rule 2.07.4(3)(f); Division and Board Procedures for
Review of Permit Applications; [30 CFR 775.11(b)(3)(iii)];
Rule 2.07.6(2)(d)(v), Criteria for Review of Permit
Applications for Permit Approval or Denial; [30 CFR 761.15];
Rule 2.07.6(2)(d)(vi); Criteria for Review of Permit
Applications for Permit Approval or Denial; [30 CFR 761.11(c)];
Rules 2.07.6(2)(e), (e)(i), and (e)(ii); Criteria for
Review of Permit Applications for Permit Approval or Denial; [30 CFR
773.15(c)(1) and (2)];
Rule 2.07.6(2)(g); Criteria for Review of Permit
Applications for Permit Approval or Denial; [30 CFR 773.15(n)];
Rules 2.07.8(1) and (1)(a); Improvidently Issued Permits--
Initial review and finding requirements for improvidently issued
permits; [30 CFR 773.21(a)];
[[Page 46187]]
Rules 2.07.8(3)(a) through (d); Improvidently Issued
Permits--Suspension or rescission requirements for improvidently issued
permits; [30 CFR 773.23];
Rules 2.07.9, .9(1)(a) through (d), .9(2), .9(4), .9(5)(a)
and (b), .9(7), and .9(8); Post-permit issuance requirements for the
Division and other actions based on ownership, control, and violation
information; [30 CFR 774.11];
Rules 2.07.10, .10(1), and .10(2); Post-permit issuance
information requirements for permittees; [30 CFR 774.12(c)(1) and (2)];
Rule 2.08.5(1)(b); Right of Successive Renewal; [30 CFR
774.15(b)(4)];
Rules 2.11, 2.11.1, and 2.11.1(1) through (3); Who may
challenge ownership or control listings and findings; [30 CFR 773.25];
Rules 2.11.2, .2(1), .2(1)(a), .2(1)(b), and .2(2) through
(5); How to challenge an ownership or control listing or finding; [30
CFR 773.26];
Rules 2.11.3, .3(1)(a), .3(1)(b), .3(2), .3(3)(a) through
(c), and .3(3)(d) through .3(3)(d)(iii); Burden of proof for ownership
or control challenges; [30 CFR 773.27];
Rule 4.08.4(4); Surface Blasting Requirements; [30 CFR
816.64/817.64];
Rule 4.15.1(2)(b); Revegetation--General Requirements; [30
CFR 816.111(a)(4)/817.111(a)(4)];
Rules 4.15.7(2)(d) and (d)(ii); Determining Revegetation
Success: General Requirements and Standards; [30 CFR 816.116(a)(1)/
817.116(a)(1)];
Rule 5.03.2(5)(e); Enforcement--Cessation Orders and
Notices of Violation; [30 CFR 843.11(d)];
Rules 5.05, 5.05.1, .2, .3, .4, .4(1), .4(2), .4(2)(a),
.4(2)(b), 5.05.5, and 5.05.5(1) through (4); Individual Civil
Penalties; [30 CFR 846];
Rules 5.06 and 5.06.1; Alternative Enforcement: Scope; [30
CFR 847.1];
Rules 5.06.2 and .2(1) through (3); Alternative
Enforcement: General Provisions; [30 CFR 847.2];
Rules 5.06.3, .3(1), .3(2), .3(2)(a) and (b), and .3(3);
Alternative Enforcement: Criminal Penalties; [30 CFR 847.11];
Rules 5.06.4 and 5.06.4(2) through (4); Alternative
Enforcement: Civil Actions for Relief; [30 CFR 847.16(b) and (c)];
Rule 6.01.3(3); Duties of Blasters and Operators; [30 CFR
850.15(e)(1)];
Rule 7.06.2(1); Petition Requirements: Designation; [30
CFR 764.13(b)(1)(i)]; and
Rule 7.06.3(1); Petition Requirements: Termination; [30
CFR 764.13(c)(1)(i)].
1. Rule 1.04(20.1); Definitions, ``Certified Blaster''; [30 CFR 850.15]
Proposed Rule 1.04(20.1), the revised definition of ``certified
blaster,'' is consistent with the definition and requirements for a
``blaster'' at 30 CFR 850.5. However, the reference to Rule 2.05.3(6)
should be a reference to Rule 2.05.3(6)(a) to properly identify the
specific requirements (i.e., the blasting plan) with which a certified
blaster must be familiar. With this change, we approve the amendment.
Colorado's definition of ``certified blaster'' is consistent with
the definition and requirements for a ``blaster'' under the Federal
regulations. Even though the proposed Colorado definition uses
``responsible for blasting operations'' instead of ``responsible for
the use of explosives,'' which is used in the Federal definition, the
terms are essentially interchangeable, particularly because the
Colorado definition also requires certified blasters to be familiar
with the requirements of Rule 4.08, Use of Explosives. Rule 4.08
specifies the requirements for the use of explosives, and Rule 6
specifies requirements for the training, examination and certification
of blasters, both of which are appropriate references to rules with
which a certified blaster must be familiar. The proposed definition is
no less effective than the Federal regulations in satisfying the
requirements of SMCRA and we approve the proposed change to Rule
1.04(20.1).
2. Rule 1.04(39.1); Definitions, ``Drinking, Domestic or Residential
Water Supply''; [30 CFR 701.5]
Colorado was informed of the requirement to define this term in 732
letters that we sent the State on June 5, 1996, and April 4, 2008.
Proposed Rule 1.04(39.1) is substantively identical to the Federal
regulation at 30 CFR 701.5, Drinking, domestic or residential water
supply, except the Colorado rule adds the stipulation that ``the user
and/or owner has secured water rights or allocations recognized by
state law'' for the water. Colorado expanded upon the Federal
definition to clarify that the user and/or owner of the delivered water
has secured water rights or allocations received by State law. Because
water rights are an important topic in the western United States, this
clarification is necessary to ensure that the user has acquired the
rights for the water that is being received from a well or spring or
any appurtenant (something that is added but not essential) delivery
system. The use of water and water rights are governed by the State
under the Colorado Constitution and State law; thus, the stipulation is
appropriate. It is also not inconsistent with the Federal regulations
and is no less effective than the Federal regulations in satisfying the
requirements of SMCRA. Therefore, we approve the amendment.
3. Rule 1.04(70.1); Definitions, ``Knowingly''; [30 CFR 701.5]
In response to Item A.3 of OSMRE's October 2, 2009, 732 letter,
Colorado proposed to amend its existing definition of ``Knowingly'' at
Rule 1.04(70.1) by adding the phrase ``Knowing or''. By letter dated
May 20, 2013, OSMRE found that the proposed revision to the definition
of ``Knowing'' or ``Knowingly'' was less effective than the Federal
regulations in satisfying the requirements of SMCRA because the scope
of the Colorado proposed definition was limited to the assessment of
individual civil penalties against persons acting on behalf of
corporate permittees (i.e., Rule 5.04.7, Individual Penalties), whereas
the Federal definition applies to the assessment of civil and criminal
penalties against all persons, including non-corporate operators and
permittees. Consequently, OSMRE required Colorado to revise the
definition so that it applies to the civil and criminal penalties
provisions of both the Colorado Surface Coal Mining Reclamation Act and
the Colorado Rules. OSMRE also required that the definition be
applicable to any person, including individual operators as well as
persons authorizing, ordering, or carrying out an act or omission on
the part of a corporate permittee.
In response to our concern, Colorado now proposes language to
include the assessment of individual criminal penalties against persons
acting on behalf of corporate permittees. Additionally, Colorado
proposes language that applies the definition to any person, including
individual operators as well as persons authorizing, ordering or
carrying out an act or omission on the part of a corporate permittee.
Colorado's proposed revisions make Rule 1.04(70.1) consistent with and
no less effective than the Federal regulations at 30 CFR 701.5;
therefore, we approve the amendment.
4. Rule 1.04(71)(c); Definitions, ``Rangeland''; [30 CFR 701.5]
Colorado proposed a new land use category, ``grazingland,'' which
essentially replaces the current land use category, ``rangeland''
(i.e., the land use currently defined by the term, ``rangeland,'' is
proposed to be defined by the term, ``grazingland,'' and the
[[Page 46188]]
``rangeland'' land use is being redefined to be a combination of the
``grazingland'' and ``fish and wildlife habitat'' land uses).
Colorado's definition of ``rangeland'' simply establishes a land use
for lands that are used for both livestock grazing (i.e.,
``grazingland'') and for the production, protection, or management of
fish and wildlife species (i.e., ``fish and wildlife habitat'').
Proposed Rule 1.04(71)(k) creates a new land use category,
``grazingland,'' which Colorado defines as ``lands where plant cover,
dominated by adapted wildland species, is principally valuable for
livestock forage, and management is primarily achieved by regulating
the intensity of grazing and season of use,'' and which is essentially
the same as the Federal definition of ``grazingland.'' Rule 1.04(71)(h)
defines ``fish and wildlife habitat'' to mean ``land used wholly or
partially in the production, protection or management of species of
fish or wildlife.''
Elsewhere in the approved Colorado rules and the Colorado rules
proposed for revision in this amendment, requirements applicable to the
``rangeland'' land use are specified. Proposed Rule 4.15.7(5)
establishes the parameters for determining revegetation success of
``rangeland'' as cover, diversity, herbaceous production, and woody
plant reestablishment and the liability period for determining
revegetation success, and proposed Rule 4.15.7(5)(g) establishes that
interseeding ``rangeland'' is a normal husbandry practice. Proposed
Rules 4.15.8(2)(d), 4.15.8(5), and 4.15.8(8) establish applicable
success criteria for ``rangeland.'' Proposed Rule 4.16.3(6) specifies
requirements for changing the ``rangeland'' land use to a ``cropland''
land use.
Colorado's proposed revision of the definition of the land use
category ``rangeland'' is no less effective than the Federal
regulations in satisfying the requirements of SMCRA; therefore, we
approve the proposed amendment.
5. Rule 1.04(71)(k); Definitions, ``Grazingland''; [30 CFR 701.5]
Colorado's proposed definition of ``grazingland'' is essentially
modeled after the Federal definition of ``rangeland,'' which is
synonymous with the Federal definition of ``grazingland.'' The Federal
regulation at 30 CFR 701.5 defines rangeland as land on which the
natural potential (climax) plant cover is principally native grasses,
forbs, and shrubs valuable for forage. This land includes natural
grasslands and savannahs, such as prairies, and juniper savannahs, such
as brushlands. Except for brush control, management is primarily
achieved by regulating the intensity of grazing and season of use.
The Federal definition of ``grazingland'' is land used for
grasslands and forest lands where the indigenous vegetation is actively
managed for grazing, browsing, or occasional hay production.
Under the Federal regulations, ``grazingland'' and ``rangeland''
are essentially the same; both are lands where the ``indigenous
vegetation'' (i.e., ``native grasses, forbs, and shrubs'') is used for
grazing.
In Colorado's proposed definition of ``grazingland,'' the term
``adapted wildland species . . . principally valuable for livestock
forage'' is substantively the same as the Federal terms ``native
grasses, forbs, and shrubs valuable for forage,'' which is used in the
Federal definition of ``rangeland'' and ``indigenous vegetation . . .
managed for grazing [and] browsing,'' which is used in the Federal
definition of ``grazingland.''
Elsewhere in Colorado's current and proposed rules, requirements
applicable to the ``grazingland'' land use are specified. The
``grazingland'' land use combined with the ``fish and wildlife
habitat'' land use comprise the ``rangeland'' land use in proposed Rule
1.04(71)(c), the revised definition of ``rangeland.'' Proposed Rule
4.15.7(5) establishes the parameters for determining revegetation
success of ``grazingland'' as cover, diversity, and herbaceous
production and the liability period for determining revegetation
success, and proposed Rule 4.15.7(5)(g) establishes that interseeding
``grazingland'' is a normal husbandry practice. Proposed Rules
4.15.8(2)(a) and 4.15.8(5) establish applicable success criteria for
``grazingland.'' Proposed Rule 4.16.3(6) specifies requirements for
changing the ``grazingland'' land use to a ``cropland'' land use.
Based on the analysis above, we find Colorado's proposed definition
of the new land use category, ``grazingland,'' is no less effective
than the Federal regulations in satisfying the requirements of SMCRA;
therefore, we approve the proposed amendment.
6. Rule 1.04(71.2); Definitions, ``Material Subsidence Damage''; [30
CFR 701.5]
Colorado was notified of its requirement to define this term in 732
letters that we sent the State on June 5, 1996, and April 4, 2008.
Colorado proposes to add a new definition for ``material subsidence
damage'' in the context of Rules 2.05.6 and 4.20, pertaining to
subsidence. The proposed definition is substantively identical to the
Federal definition of ``material damage'' at 30 CFR 701.5. This
proposed definition is no less effective than the Federal regulations
in satisfying the requirements of SMCRA; therefore, we approve the
amendment.
7. Rule 1.04(81); Definitions, ``Other Minerals''; [30 CFR 702.5(e)]
Colorado is proposing to remove the definition of ``other
minerals'' from their rules. The term ``other minerals'' does not
appear anywhere else in the Colorado rules. This definition was
previously required when Colorado's rules allowed an exemption from the
requirements of the rules for the extraction of coal incidental to the
extraction of other minerals. The 1992 revision of Colorado's Coal Act
removed this exemption. Because this term does not appear anywhere else
in the Colorado rules, it is not necessary for Colorado to define this
term, and we approve the proposed deletion of the definition for
``other minerals''.
8. Rule 1.04(132)(c); Definitions, Surface Coal Mining Operations; [30
CFR 761.200]
Proposed Rule 1.04(132)(c), the proposed revision to the definition
of ``surface coal mining operations,'' is consistent with the
definition of ``surface coal mining operations'' at 30 CFR 700.5, as
interpreted at 30 CFR 761.200, Interpretative rule related to
subsidence due to underground coal mining in areas designated by Act of
Congress. Colorado added this proposed language to clarify that
subsidence due to underground coal mining is not included in the
definition of ``surface coal mining operations''. The proposed rule is
in accordance with the Federal regulations in satisfying the
requirements of SMCRA, and we approve the amendment.
9. Rule 1.04(149); Definitions, ``Valid Existing Rights''; [30 CFR
761.5 and 761.11]
On April 11, 2011, Colorado proposed to revise its definition of
``valid existing rights'' at Rule 1.04(149) in response to Item B.1 of
OSMRE's April 2, 2001, 732 letter. On January 15, 2008, in National
Mining Association v. Kempthorne, 512 F.3d 702 (D.C. Cir.), the U.S.
Court of Appeals for the District of Columbia Circuit affirmed the
District Court's decision to uphold the VER and associated rules that
OSMRE published on December 17, 1999 (64 FR 70766). Because the VER and
associated rules were challenged in Federal court on several fronts,
OSMRE informed Colorado that the State could defer
[[Page 46189]]
responding to our April 2, 2001, letter pending the outcome of the
litigation.
By letter dated May 20, 2013, OSMRE found that the proposed
revision to the definition of ``valid existing rights'' less effective
than the Federal regulations in satisfying the requirements of SMCRA
because Colorado failed to include language for the protection of
prohibited lands required by SMCRA section 522(e) (30 U.S.C. 1272(e)).
Because Colorado did not include a reference to 30 U.S.C. 1272(e),
there was no language in Colorado's rules protecting those lands
between August 3, 1977 (when SMCRA was enacted and the lands became
protected) and August 30, 1980 (when Rule 2.07.6(2)(d) became
effective), thus making Colorado's Rules less effective than the
Federal regulations. As a result, we required Colorado to include the
aforementioned reference in its proposed rule language.
In response, Colorado now proposes to include language in its rules
for the protection of prohibited lands as required by SMCRA section
522(e) (30 U.S.C. 1272(e)). Colorado's proposed revisions make Rule
1.04(149) consistent with and no less effective than the Federal
regulations at 30 CFR 761.5 and 761.11, respectively. Accordingly, we
approve the amendment.
10. Rules 1.04(149)(a)(ii)(B) and (B)(I) Through (IV); Definitions,
Valid Existing Rights, ``Needed for and Adjacent to'' Standard; [30 CFR
761.5(b)(2)]
In response to Item B.2 of OSMRE's April 2, 2001, 732 letter,
Colorado proposed to revise its definition of ``valid existing rights''
by incorporating the ``Needed for and adjacent to'' standard at Rules
1.04(149)(a)(ii)(B) and (B)(I) through (B)(IV). Colorado's proposed
revised definition of ``valid existing rights'' at Rule
1.04(149)(a)(ii)(B), which incorporates the ``Needed for and adjacent
to'' standard, is consistent with the definition and requirements for
the ``Needed for and adjacent standard'' of ``valid existing rights''
at 30 CFR 761.5. Colorado's proposed rule is more restrictive than the
Federal regulations in that the ``Needed for and adjacent to'' standard
applies only to surface coal mining operations that are ``on-going,''
meaning that (1) the permit did not terminate pursuant to Colorado
Revised Statutes (C.R.S.) 33-34-109(6), (2) surface coal mining
operations must have commenced, (3) the permit to conduct surface coal
mining operations has not expired for failure to renew in accordance
with Rule 2.08.05, and (4) the performance bond has not been fully
released or forfeited in accordance with Rules 3.03 and 3.04. Under the
Federal regulation, the standard applies to surface coal mining
operations for which all permits and other authorizations required to
conduct surface coal mining operations had been obtained, or a good
faith attempt to obtain all permits and authorizations had been made.
Thus, the standard applies to operations that may not have commenced,
as well as ``on-going'' operations.
However, by letter dated May 20, 2013, OSMRE found at Item No. 3
that subsections (B)(I)-(IV) of Colorado's proposed revision to the
definition of ``valid existing rights'' was less effective than the
Federal regulations in satisfying the requirements of SMCRA because
Colorado failed to include language for the protection of prohibited
lands required by SMCRA section 522(e) (30 U.S.C. 1272(e)). Colorado's
failure to include a reference to 30 U.S.C. 1272(e) meant that there
was no language in Colorado's rules protecting those lands between
August 3, 1977 (when SMCRA was enacted and the lands became protected)
and August 30, 1980 (when Rule 2.07.6(2)(d) became effective), thus
making Colorado's rules less effective than the Federal regulations. As
a result, we required Colorado to include the aforementioned reference
in its proposed rule language.
In response, Colorado now proposes to include language for the
protection of prohibited lands as required by SMCRA Section 522(e) (30
U.S.C. 1272(e)). Colorado's proposed revisions make Rules
1.04(149)(a)(ii)(B) and (B)(I) through (B)(IV) consistent with and no
less effective than the Federal regulations at 30 CFR 761.5(b)(2).
Accordingly, we approve the amendment.
11. Rule 1.04(149)(b) and (b)(i) Through (iii); Definitions, Valid
Existing Rights, ``Existing Right of Way or Easement for a Road''
Standard; [30 CFR 761.5(c)(2)]
In response to Item B.3 of OSMRE's April 2, 2001, 732 letter,
Colorado proposed to revise its definition of ``valid existing rights''
at Rules 1.04(149)(b) and (b)(i) through (iii) by incorporating the
``existing right of way or easement for a road'' standard. Colorado's
proposed language is substantively identical to the corresponding
Federal standards at 30 CFR 761.5(c)(1) and (2) with one exception.
Specifically, Colorado's revised rule language at Rule
1.04(149)(b)(i) includes the phrase ``a permit for a road'' in addition
to a ``properly recorded right of way or easement'' as a type of
recorded document that could grant a person a legal right to use or
construct a road across the right of way or easement [or permit area]
for surface coal mining operations. A properly recorded permit granting
such legal rights is the equivalent of a ``right of way'' and/or
``easement.'' Therefore, the inclusion of ``a permit for a road'' does
not render Colorado's proposed rule change less effective than the
counterpart Federal regulations in satisfying the requirements of
SMCRA.
However, by letter dated May 20, 2013, OSMRE found that Colorado's
proposed revisions to its definition of ``valid existing rights'', at
Rules 1.04(149)(b) and (b)(i) through (iii), about existing right of
way or easements for a road, were less effective than the Federal
regulations in satisfying the requirements of SMCRA because Colorado
failed to include language for the protection of prohibited lands
required by SMCRA section 522(e) (30 U.S.C. 1272(e)). Specifically,
because Colorado did not include a reference to 30 U.S.C. 1272(e),
there was no language in its rules protecting those lands between
August 3, 1977 (when SMCRA was enacted and the lands became protected)
and August 30, 1980 (when Rule 2.07.6(2)(d) became effective). As a
result, we required Colorado to include the aforementioned statutory
reference in its proposed rule language.
In response to our concern, Colorado now proposes to include
language for the protection of prohibited lands required by SMCRA
section 522(e) (30 U.S.C. 1272(e)). Colorado's proposed revisions make
Rules 1.04(149)(b) and (b)(i) through (iii) consistent with and no less
effective than the Federal regulations at 30 CFR 761.5(c)(2).
Accordingly, we approve the amendment.
12. Rules 1.04(149.2), (149.2)(a), and (149.2)(b); Definitions,
``Violation, Failure or Refusal''; [30 CFR 701.5]
Proposed Rules 1.04(149.2), (149.2)(a), and (149.2)(b), the
definition of ``violation, failure, or refusal,'' is substantively
identical to the Federal definition at 30 CFR 701.5, Violation,
failure, or refusal. Proposed Rule 5.05, Individual Civil Penalties,
which replaces currently approved Rule 5.04.7, addresses the assessment
of individual civil penalties. The term ``violation, failure, or
refusal'' is used in the Federal regulations only in the context of
assessment of individual civil penalties, specifically in 30 CFR
846.12(a), which specifies that individual civil penalties may be
assessed against a corporate director, officer or agent of a corporate
permittee who knowingly and willfully authorized, ordered or carried
out a
[[Page 46190]]
violation, failure or refusal, and Sec. 846.14(a)(1) and (2) and (b),
which contain the requirements for determining the amount of an
individual civil penalty. Thus, proposed Rule 5.05 is appropriately
referenced. Section 123 of the Colorado Act, Enforcement--civil and
criminal penalties, (C.R.S. 33-34-123) is the State program counterpart
of section 518 of SMCRA, thus it is appropriately referenced. The
proposed definition for ``violation, failure or refusal'' is no less
effective than the Federal regulations in satisfying the requirements
of SMCRA. We, therefore, approve the amendment.
13. Rule 1.07(1)(a)(v); Procedures for Valid Existing Rights
Determinations--Property Rights Demonstration; [30 CFR 761.16(b)(1)(v)]
In response to Item G.2 of OSMRE's April 2, 2001, 732 letter,
Colorado proposed revisions to Rule 1.07.1(a)(v), regarding what a
property rights demonstration must include. On January 15, 2008, in
National Mining Association v. Kempthorne, 512 F.3d 702 (D.C. Cir.),
the U.S. Court of Appeals for the District of Columbia Circuit affirmed
the District Court's decision to uphold the VER and associated rules
that OSMRE published on December 17, 1999 (64 FR 70766). Because the
VER and associated rules were challenged in Federal court on several
fronts, we informed Colorado that the State could defer responding to
our April 2, 2001, letter pending the outcome of the litigation.
By letter dated May 20, 2013, OSMRE notified the Division that
Colorado's proposed revision to Rule 1.07(1)(a)(v) regarding the
requirements for making a VER ``property rights'' demonstration was
inconsistent with the counterpart Federal requirement at 30 CFR
761.16(b)(1)(v). Specifically, Colorado's proposed rule language did
not require that property rights demonstrations include an explanation
of how surface coal mining operations that an applicant claims the
right to conduct would be consistent with State property law.
Colorado now proposes to revise Rule 1.07(1)(a)(v) by adding
language requiring that a property rights demonstration must include an
explanation of how surface coal mining operations would be consistent
with State property law. Colorado's proposed revision makes Rule
1.07(1)(a)(v) consistent with and no less effective than the Federal
counterpart regulation at 30 CFR 761.16(b)(1)(v). Accordingly, we
approve the amendment.
14. Rule 1.07(3)(a); Procedures for Valid Existing Rights
Determinations, Notice and Comment Requirements and Procedures; [30 CFR
761.16(d)]
In response to Item G.2 of OSMRE's April 2, 2001, 732 letter,
Colorado proposed to revise Rule 1.07(3)(a) to provide for public
participation in the VER determination process and ensure notification
of affected parties in accordance with the Federal regulations at 30
CFR 761.16(d).
By letter dated May 20, 2013, OSMRE found that Colorado's proposed
revision to Rule 1.07(3)(a) regarding notice and comment requirements
and procedures for VER determinations incorrectly referenced Rule
1.04(149)(2).
In response to our concern, Colorado now proposes to reference the
correct citation at Rule 1.07(2) regarding initial review of a VER
request. Colorado's proposed rule change makes Rule 1.07(3)(a)
consistent with and no less effective than the Federal regulations at
30 CFR 761.16(d). Accordingly, we approve the amendment.
15. Rules 1.07(4)(e), (e)(i), and (e)(ii); Procedures for Valid
Existing Rights Determinations, How a Decision Will Be Made; [30 CFR
761.16(e)(5)(i) and (ii)]
In response to Item G.1 of OSMRE's April 2, 2001, 732 letter,
Colorado proposed to revise its rules at 1.07(4)(e), (e)(i), and
(e)(ii) to be consistent with and no less effective than the Federal
regulations at 30 CFR 761.16(e)(5)(i) and (ii) regarding procedures for
making VER determinations. Colorado's proposed rules elect to omit an
alternate provision that allows the agency responsible for making a VER
determination to require that the person requesting the determination
publish the notice and provide a copy of the published notice to the
agency. Because the Federal regulations offer alternatives for
publishing notice of VER determinations, Colorado's omission of this
language does not render its proposed rules less effective than the
counterpart Federal regulations.
However, by letter dated May 20, 2013, OSMRE found that Colorado's
proposed revisions to Rules 1.07(4)(e), (e)(i), and (e)(ii) were less
effective than the Federal regulations in satisfying the requirements
of SMCRA because Colorado failed to include language for the protection
of prohibited lands required by SMCRA section 522(e) (30 U.S.C.
1272(e)). Specifically, because Colorado did not include a reference to
30 U.S.C. 1272(e), there was no language in its rules protecting those
lands between August 3, 1977 (when SMCRA was enacted and the lands
became protected) and August 30, 1980 (when Rule 2.07.6(2)(d) became
effective). As a result, we required Colorado to include the
aforementioned statutory reference in its proposed rule language.
In response to our concern, Colorado now proposes to include
language for the protection of prohibited lands required by SMCRA
section 522(e) (30 U.S.C. 1272(e)). Colorado's proposed revisions make
Rules 1.07(4)(e), (e)(i), and (e)(ii) consistent with and no less
effective than the Federal counterpart regulations at 30 CFR
761.16(e)(5)(i) and (ii). Accordingly, we approve the amendment.
16. Rule 1.07(5); Procedures for Valid Existing Rights Determinations,
Administrative and Judicial Review; [30 CFR 761.16(f)]
In response to Item G.1 of OSMRE's April 2, 2001, 732 letter
regarding administrative and judicial review of VER determinations,
Colorado proposed to add language to Rule 1.07(5) stating that a
determination about whether the applicant does or does not have valid
existing rights is subject to Board review under Rule 1.11. By letter
dated May 20, 2013, OSMRE notified Colorado that its reference to Rule
1.11 was incorrect. Specifically, because Colorado is proposing to
recodify its rules, the correct rule reference regarding Board review
is now found at Rule 1.12, Requests to the Board. In response to our
concern, Colorado now proposes to reference newly renumbered Rule 1.12.
Colorado's proposed revision makes Rule 1.07(5) consistent with and no
less effective than the Federal regulations at 30 CFR 761.16(f) and we
approve the amendment.
17. Rule 2.02.3; General Requirements: Exploration Involving Removal of
More Than 250 Tons of Coal or Occurring on Lands Designated as
Unsuitable for Surface Coal Mining Operations; [30 CFR 772.12(a)]
Colorado proposes language that changes the title of Rule 2.02.3 to
indicate that the rules at 2.02.3 apply not only to exploration
involving the removal of more than 250 tons of coal outside an approved
permit area, but also to exploration occurring on lands designated as
unsuitable for surface coal mining. The addition of the proposed
language is substantively identical to the Federal counterpart
regulation at 30 CFR 772.12(a). Additionally, Colorado proposes
language that specifies that Rule 2.07.6(2)(d) is used to designate
lands as unsuitable for all or certain types of surface coal mining
operations. The proposed language is no less effective than the Federal
counterpart
[[Page 46191]]
regulation; therefore, we approve the amendment.
18. Rules 2.03.4(3), (3)(a)(ii), and (3)(b); Application for Permit for
Surface Coal Mining and Reclamation Operations: Minimum Requirements
for Legal, Financial, Compliance and Related Information; [30 CFR
778.12]
In response to Item K.3 of OSMRE's October 2, 2009, 732 letter,
Colorado proposed to revise Rules 2.03.4(3) through (3)(a)(iv) that
require each application for a surface coal mining permit to contain a
complete identification of interests, including permit history
information required under 30 CFR 778.12(a), (b), and (c),
respectively.
By letter dated May 20, 2013, we found that Colorado's proposed
rule language in subsection (3) warranted the inclusion of additional
clarifying language to be consistent with and no less effective than
the Federal counterpart regulation at 30 CFR 778.12(a). Specifically,
we required Colorado to revise its proposed rule to read, ``A list of
all names under which the applicant, operator, and partners or
principle shareholders of the applicant or operator operate or
previously operated . . .'' Colorado's failure to include this
additional language in the proposed rule change rendered its program
less effective than the Federal regulations at 30 CFR 778.12(a), and
failed to satisfy the requirements specified in Item K.3 of OSMRE's
October 2, 2009, 732 letter.
In addition, proposed Rule 2.03.4(3)(a)(ii) was merely intended to
be recodified. Upon further review, we found this rule to be less
effective than the Federal counterpart regulation at 30 CFR
778.12(c)(5) because it failed to require that the application include
``the person's ownership or control relationship to the operation . .
.'' Existing Rule 2.03.4(3)(a)(ii) required the application to contain
the person's ownership or control relationship to the applicant.
Lastly, Colorado proposed to revise recodified subsection (3)(b) by
replacing the word ``person'' with the phrase ``applicant or operator''
which is consistent with the terminology used in the Federal regulation
at 30 CFR 778.12(b). However, subsection (3)(b) did not include
counterpart language to the last sentence in 778.12(b), which requires
the identification of each application by its application number and
jurisdiction, or by other identifying information when necessary. Item
K.3 of OSMRE's October 2, 2009, 732 letter indicated that Colorado does
not have a counterpart to this provision in its rules. As a result,
Colorado's failure to include this additional requirement in the
proposed rule change rendered its program less effective than the
Federal regulations at 30 CFR 778.12(b), and failed to satisfy the
requirements specified in Item K.3 of OSMRE's October 2, 2009, 732
letter.
In response to OSMRE's concerns, Colorado now proposes to add
language at Rule 2.03.4(3) stating that a list of all names that the
applicant, operator, and partners or principal shareholders of the
applicant or operator operate or previously operated must be included
in the submission of the application. In addition, Colorado proposes
language at Rule 2.03.4(3)(a)(ii) that requires an application to
include information regarding a person's ownership or control
relationship to the operation instead of the applicant. Lastly,
Colorado proposes language at Rule 2.03.4(3)(b) requiring the applicant
to provide jurisdiction information for both the applicant and the
operator.
Based on the discussion above, we find that Colorado's proposed
revisions to Rules 2.03.4(3), (3)(a)(ii), and (3)(b) are consistent
with and no less effective than the corresponding Federal regulations
at 30 CFR 778.12(a), (b), and (c)(1) through (5). Accordingly, we
approve the amendment. Specifically, Rules 2.03.4(3)(a), (3)(a)(i),
(3)(a)(iii), and (3)(a)(iv) are approved under Part B. of this
document.
19. Rules 2.03.4(4), .4(4)(a) Through (c), .4(6)(b), and .4(8);
Identification of Interests; [30 CFR 778.11 and 778.13]
Colorado proposes revisions to Rules 2.03.4(4), (6)(b), and (8)
that require each application for a surface coal mining permit to
contain a complete identification of interests, including permit and
operator information, as well as property interest information required
under 30 CFR 778.11 and 778.13, respectively.
In its Statement of Basis, Purpose, and Specific Statutory
Authority, Colorado explains that Rule 2.03.4(4) is amended for clarity
and to be consistent with 30 CFR 778.11(c) by requiring a list of the
entities within an applicant's or operator's organizational structure
for which identifying information is required. Colorado's proposed rule
change includes counterpart language that is consistent with and no
less effective than the Federal regulations at 30 CFR 778.11(c)(1)
through (6) regarding applicant and operator information. Accordingly,
we approve it.
Proposed Rule 2.03.4(4)(a) is revised to be consistent with 30 CFR
778.11(d)(1), which requires the application to include the telephone
number of entities being named as owners or controllers. Colorado's
proposed rule change is consistent with and no less effective than the
Federal regulations at 30 CFR 778.11(d)(1) and we are approving it.
Next, Colorado proposes to add new Rule 2.03.4(4)(c) to be
consistent with 30 CFR 778.11(d)(3) and require that the date an owner
or controller began functioning in their position be included in the
application. Colorado's newly proposed rule is substantively identical
to the Federal counterpart provision at 30 CFR 778.11(d)(3) and we
approve it.
Colorado proposes to amend Rule 2.03.4(6)(b) for purposes of
clarity and require that each permit application contain the names and
addresses of ``any holders of record of any leasehold interest in the
coal to be mined.'' Colorado's proposed rule change is substantively
identical to the Federal counterpart language at 30 CFR 778.13(a)(2)
and we approve it.
Lastly, Colorado proposes to revise Rule 2.03.4(8) to be consistent
with 30 CFR 778.13(d) by clarifying that Mine Safety and Health
Administration (MSHA) identification numbers must be provided for the
operation itself and any structures that require approval by MSHA.
Colorado's proposed rule change is substantively identical to the
Federal counterpart language at 30 CFR 778.13(d) and we approve the
amendment.
20. Rule 2.04.12(2)(g); Application for Permit for Surface or
Underground Mining Activities--Minimum Requirements for Information on
Environmental Resources--Prime Farmland Investigation; [30 CFR
785.17(d)]
Colorado is proposing to revise Rule 2.04.12(2)(g) to clarify that
the State Conservationist of the Natural Resources Conservation Service
(NRCS) is delegated the responsibility by the Secretary of Agriculture
to demonstrate that land is not prime farmland. Proposed Rule
2.04.12(2)(g) is substantively identical to the Federal counterpart
regulation at 30 CFR 785.17(d), which states that the Secretary of
Agriculture, the head of the United States Department of Agriculture
(USDA), assigns prime farmland responsibilities arising under the Act
to the Chief of the U.S. Soil Conservation Service, which is currently
known as the Natural Resources Conservation Service (NRCS), and that
the NRCS shall carry out consultation and review through the State
Conservationist located in each State. We find that
[[Page 46192]]
proposed Rule 2.04.12(2)(g) is no less effective than the Federal
regulation at 30 CFR 785.17(d); therefore, we approve the amendment.
21. Rule 2.05.6(6); Operation and Reclamation Plan--Mitigation of the
Impacts of Mining Operations--Subsidence Survey, Subsidence Monitoring,
and Subsidence Control Plan; [30 CFR 784.20]
In response to OSMRE's June 5, 1996, and April 4, 2008, letters,
Colorado proposed revisions to Rule 2.05.6(6) addressing mitigation of
the impacts of mining operations with subsidence surveys, subsidence
monitoring, and subsidence control plans. All proposed changes at Rule
2.05.6(6) are approved, even if they are not listed individually in
finding number 21. By letter dated May 20, 2013, OSMRE notified the
Division that Colorado's proposed revisions to Rule 2.05.6(6) regarding
the mitigation of the impacts of mining operations was less effective
than the counterpart Federal regulations at 30 CFR 784.20.
Specifically, Colorado's rules did not contain a requirement for an
applicant/permittee to notify an owner of a protected structure, who
refuses access for a pre-subsidence survey, that it will not be
presumed that subsidence damaged the structure if damage occurs after
mining. Colorado now proposes language at proposed Rule
2.05.6(6)(a)(ii)(A) that if the landowner will not allow the applicant
access to the site to conduct a pre-subsidence survey, the applicant
will notify the owner, in writing, of the effect that denial of access
will have in establishing the pre-subsidence condition to determine
whether any subsequent damage to protected structures was caused by
subsidence from underground mining under existing Rule 4.20.3(2). We,
therefore, approve the amendment.
Also in our May 20, 2013 letter, OSMRE found that Colorado's
proposed revisions to Rule 2.05.6 did not require that an applicant/
permittee must provide copies of pre-subsidence surveys, technical
assessments or engineering evaluations to the Division. In response to
OSMRE's disapproval, Colorado now proposes an additional revision to
Rule 2.05.6(6)(a)(iv) requiring the applicant to provide copies of pre-
subsidence surveys, technical assessments, and engineering evaluations
to the Division. OSMRE approves this amendment.
Numerous paragraphs within proposed Rule 2.05.6(6) referred to maps
``prepared according to the standards of Rule 2.10'' (i.e., Rules
2.05.6(6)(a)(ii)(B), 2.05.6(6)(c)(ii), 2.05.6(6)(e)(i)(F), and
2.05.6(6)(f)(vi)), which requires maps at ``a scale of 1:24,000 or
larger if requested by the Division for good cause shown or desired by
the operator.'' This provision is inconsistent with the Federal
requirement at 30 CFR 784.20(a)(1) that requires a map ``at a scale of
1:12,000, or larger if determined necessary by the regulatory
authority.'' In response to Item No. 12 of our May 20, 2013, letter,
Colorado now proposes language at Rules 2.05.6(6)(a)(ii)(B),
2.05.6(6)(c)(ii), 2.05.6(6)(e)(i)(F), and 2.05.6(6)(f)(vi) requiring
that maps must be at a scale of 1:12,000 or larger if determined
necessary by the Division. We, therefore, approve the amendment to the
aforementioned rules.
We are approving the remaining requirements of the Federal
regulations at Sec. 784.20, which are contained in the following
sections of Colorado Rule 2.05.6(6):
------------------------------------------------------------------------
30 CFR 784.20 paragraph Rule 2.05.6(6) section
------------------------------------------------------------------------
(a)(1)............................ (a)(ii)(B).
(a)(2)............................ (b) and (b)(i).
(a)(3) first sentence............. (a)(ii)(A).
(a)(3) second sentence............ Missing--see below.
(a)(3) third sentence............. (a)(iii).
(a)(3) fourth sentence............ (a)(iv).
(a)(3) fifth sentence............. Missing, but no less effective; the
Federal rule requiring a survey to
determine the condition of
protected structures within areas
encompassed by the angle of draw is
suspended; the Colorado Rule is
not.
(b) first sentence, 1st clause.... (a)(i).
(b) first sentence, 2nd clause.... (b)(ii); however, Colorado's Rule
requires a monitoring plan; the
Federal regulation requires no
further information.
(b)(1)............................ (f)(ii)(A) and (f)(iii)(A).
(b)(2)............................ (f)(vi).
(b)(3)............................ (f)(i).
(b)(4)............................ (c) and (f)(iii)(C)(V).
(b)(5)(i)-(iii)................... (f)(iii)(B).
(b)(5)(iv)........................ (f)(iii)(C)(I)-(IV).
(b)(6)............................ (e) and (f)(v).
(b)(7) 1st clause................. (f)(iii).
(b)(7) 2nd clause................. Rule 4.20.3(1).
(b)(8)............................ (f)(iv).
(b)(9)--other requirements of RA.. (b)(iii)(A) and (B) requires a
detailed state-of-the-art analysis
of subsidence effects;
(d)(i) requires the permittee and
the Division to monitor and verify
semi-annually, the accuracy of the
subsidence predictions;
(d)(ii) allows the Division to
suspend underground mining near
protected structures or renewable
resource lands if imminent danger
of material damage or diminution of
use is determined to exist;
(f)(vi)(B) requires a description
(in addition to the map) of the
location and extent of areas of
planned subsidence; and
(f)(vii) requires a schedule for
submitting periodically, a detailed
plan of actual underground mining,
which is substantively identical to
the requirements of 30 CFR
817.121(g).
(e)(i)(F)(III) sets the ``default''
angle of draw at 45[deg]; 30 CFR
817.121(c)(4)(i) sets it at
30[deg].
------------------------------------------------------------------------
[[Page 46193]]
22. Rules 2.07.3(2) and (3); Public Participation and Approval of
Permit Applications--Government Agency and Public Comments on Permit
Applications; [30 CFR 773.6]
Rule 2.07.3 contains the public participation requirements of the
Colorado program. Colorado proposes to delete language at Rule
2.07.3(2) that is redundant of the requirements of Rules 2.07.3(2)(b),
which explains the requirements for the description or map contained in
the public notice, and add Rule 2.07.3(2)(h), which requires the
application for a permit revision or technical revision to include a
written description of the proposed revision and a map or description
identifying the lands subject to the revision in the notice. Because
the deleted requirements are addressed at Rules 2.07.3(2)(b) and (h),
we approve the amendment.
At Rule 2.07.3(3)(a), Colorado proposes to remove ``technical
revision'' from the list of items for which the Division must issue a
written notice when it has received a complete application. This
proposed deletion is appropriate, since the requirements for agency
notices of technical revisions is moved to Rule 2.08.4(6)(b)(i),
Revisions to a Permit, which is approved under Part III.B. of this
document. The proposed changes to Rules 2.07.3(2) and (3) are no less
effective than the Federal regulations at 30 CFR 773.6; therefore, we
approve the amendment.
23. Rules 2.07.4(2)(e) Through (e)(ii); Division and Board Procedures
for Review of Permit Applications: Deadline for Submitting a
Performance Bond After Permit Approval; [30 CFR 740.13(c)(9), 773.16,
773.19(a)(1), and 800.11(a)]
Proposed Rules 2.07.4(2)(e) through (2)(e)(ii) would revise
requirements for an applicant to file a bond after permit approval, for
information the Division may request to update or revise an
application, and for actions the Division will take if an applicant
does not respond to its request for information. Rule 2.07.4(2)(e)
would require an applicant to file a performance bond anytime within
three years after the Division finally approves its permit. That
revision also requires the Division to review the terms of its original
permit approval if the applicant does not file a bond within that
period. At that time, the Division may reaffirm its original approval
or request updated and/or additional information. Rule 2.07.4(2)(e)(i)
would subject the Division's request for information to the
notification and review requirements of Rule 2.07. Under Rule
2.07.4(2)(e)(ii), the Division may reissue a decision to deny the
application if the applicant does not submit a bond within 90 days of
the information request. In that case, the Division must provide notice
under Rules 2.07.4(2)(c) and (d) and persons may submit objections to
its decision under Rule 2.07.4(3).
Colorado explained that it proposes these revisions to Rules
2.07.4(2)(e) through (2)(e)(ii) to ensure that the written findings it
made when it originally approved a permit will be relevant at the time
an applicant files a bond. The State noted that, as currently approved,
Rule 2.07.4(2)(e) allows an applicant to wait an indefinite time after
permit approval to file a bond, after which the Division would
automatically issue the previously approved permit. In that case, the
State explained, it possibly could issue a permit after changes
occurred in baseline site conditions, right of entry, ownership and
control information, compliance history, relationships to areas
designated unsuitable for mining, and other conditions. Further, the
State would be unable to review the permit application to determine if
revisions or modifications are needed because it does not have
authority to periodically review an approved application or require
changes if it has not yet issued a permit. Colorado noted that this is
``somewhat contrary'' to Section 34-33-109(6) of its Act, which
requires a permit to terminate within three years after being issued if
the permittee has not started mining.
The counterpart Federal regulations are found at 30 CFR
740.13(c)(9), 773.16, 773.19(a)(1), and 800.11(a). The regulations at
30 CFR 740.13(c)(9) introductory text, (c)(9)(i), and 800.11(a) require
an applicant/permittee to file a performance bond after the approval of
a permit application and before permit issuance, but do not impose a
specific time limit for filing the bond. Under 30 CFR 773.16, the
applicant is required to file the performance bond or other equivalent
guarantee before permit issuance if the regulatory authority decides to
approve the permit application. The applicant must file the bond under
the provisions of subchapter J, which addresses bonding and insurance
requirements for surface coal mining and reclamation operations.
Colorado's proposed rules impose requirements that neither the
Federal counterpart regulations nor SMCRA impose(s). The State
explained its proposed rule changes by saying ``[t]he board finds that
this revision is necessary for the protection of public safety and the
environment, consistent with Section 34-33-108 of its Act.''
The proposed revisions at Rules 2.07.4(2)(e), (e)(i), and (e)(ii)
will better enable the Division to ensure that data it reviewed in
support of its permit approval are relevant when it issues the permit
after the applicant files the required performance bond, whenever that
filing occurs. We find the proposed rules to be consistent with
Colorado's Act, consistent with and no less effective than the Federal
regulations, and in accordance with SMCRA; therefore, we approve the
amendments.
24. Rules 2.07.6(1)(b) Through (b)(ii); Criteria for Review of Permit
Applications for Permit Approval or Denial: Eligibility for a Permit;
[30 CFR 773.12(a) Through (a)(2)]
In response to Item E.6 of OSMRE's October 2, 2009, 732 letter,
Colorado proposed revisions to Rules 2.07.6(1)(b) through (b)(ii)
regarding the Division's determination about whether an applicant is
eligible for a permit. Proposed Rule 2.07.6(1)(b) stated that the
Division will not issue a permit if any surface coal mining and
reclamation operation directly owned or controlled by the applicant has
an unabated or uncorrected violation, or if an operation indirectly
controlled by the applicant or operator has an unabated or uncorrected
violation and that control was established or the violation was cited
after November 2, 1988.
By letter dated May 20, 2013, OSMRE notified the Division that a
missing statutory reference was identified at proposed Rule
2.07.6(1)(b). Specifically, Colorado merely referenced Rules
2.07.6(2)(g) and (o). Although Colorado's referenced Rules 2.07.6(2)(g)
and (o) include criteria for permit eligibility that referenced section
510(c) of SMCRA and counterpart 30 CFR 773.12, they do not include all
of the provisions of section 510(c) of SMCRA. Consequently, Colorado's
referenced provisions are more limiting and rendered proposed Rule
2.07.6(1)(b) less effective than the counterpart Federal statute.
To correct this deficiency, Colorado now proposes to add a
reference to Section 34-33-114(3) of the Colorado Surface Coal Mining
Reclamation Act, regarding which rules and laws the Division must
reference when determining whether an applicant is eligible for a
permit. Section 34-33-114(3) of the Colorado Act is substantively
identical to section 510(c) of SMCRA, thus making Rules 2.07.6(1)(b)(i)
through (ii) consistent with and no less effective than the counterpart
Federal regulations at
[[Page 46194]]
Sec. 773.12(a) introductory text through (a)(2). Accordingly, we
approve the amendment.
25. Rules 2.07.6(1)(c) Through (f); Criteria for Review of Permit
Applications for Permit Approval or Denial--Review of Permit
Applications; [30 CFR 773.12(b) Through (c)]
Colorado proposes revisions and additions to Rules 2.07.6(1)(c)
through (1)(f) to be consistent with the changes we made to 30 CFR
773.12 concerning identification of interests, compliance information,
and permit eligibility in the December 18, 2000, and December 3, 2007,
Federal Register documents (65 FR 79663 and 72 FR 68029, respectively).
Colorado proposes to add Rule 2.07.6(1)(c) to prohibit the Division
from issuing a permit to an applicant or operator that is permanently
ineligible to receive a permit under proposed Rule 2.07.9(3). New Rule
2.07.6(1)(c) is substantively identical to and no less effective than
the Federal regulation at 30 CFR 773.12(b). The State also proposes to
recodify existing Rule 2.07.6(1)(c) as 2.07.6(1)(e) to accommodate new
paragraphs (6)(1)(c) and (d) and to revise the reference to the hearing
provisions of 2.07.4(3)(f) to 2.07.4(e)(g) to accommodate changes to
that rule as well. We approve the amendment.
The State also proposes to add Rule 2.07.6(1)(d) to require the
Division to notify an applicant in writing if it deems the applicant
ineligible for a permit. That notification is to explain why the
applicant is ineligible and include notice of the applicant's appeals
rights. Rule 2.07.6(1)(c) is substantively identical to and no less
effective than the Federal regulation at 30 CFR 773.12(d). Colorado's
amendment proposes only two editorial changes to recodified Rule
2.07.6(1)(e), which has no counterpart in the Federal regulations. The
State proposes to recodify it from subparagraph (c) to subparagraph (e)
due to adding preceding new sections. It also proposes to change the
reference to provisions for an adjudicatory hearing under Rule
2.07.4(3)(f) to subparagraph (3)(g) due to adding new subparagraph (f)
in Rule 2.07.4(3). The State's rule is consistent with the Federal
regulations and is in accordance with SMCRA, and we, therefore, approve
the amendment.
Colorado proposes to recodify Rule 2.07.6(1)(d) as (f) and to
revise it to prohibit the Division from issuing a permit after final
approval until the applicant provides updated ownership, control, and
compliance information or certifies that previously submitted
information is current. Once the applicant fulfills that requirement,
the Division must request another compliance history report from AVS no
more than five days before issuing the permit. Colorado also proposes
to remove wording from this subparagraph that required the Division to
reconsider its decision to approve a permit in light of any new
information that arises during the compliance review. We find that
Proposed Rule 2.07.6(1)(f) is substantively identical to and no less
effective than the Federal regulation at 30 CFR 773.12(c); therefore,
we approve the amendment.
26. Rules 2.07.6(1)(g)(i), (g)(i)(A), (g)(i)(B), (g)(ii), (g)(ii)(A),
(g)(ii)(B), (g)(ii)(C), (g)(ii)(C)(I), (g)(ii)(C)(II), (g)(ii)(D),
(g)(iii), (g)(iii)(A), (g)(iii)(C), and (g)(iii)(D); Criteria for
Review of Permit Applications for Permit Approval or Denial; [30 CFR
773.14]
Proposed Rule 2.07.6(1)(g) establishes procedures the Division must
follow to find an applicant eligible for a provisionally issued permit
and to find that a provisionally issued permit was improvidently
issued.
Proposed Rules 2.07.6(1)(g)(i), (i)(A), and (i)(B) apply procedures
for finding an applicant eligible for a provisionally issued permit. We
find Rules 2.07.6(1)(g)(i), (i)(A), and (i)(B) are substantively
identical to their Federal counterpart regulations at 30 CFR 773.14(a)
introductory text, (a)(1), and (a)(2); therefore, we are approving
them.
Colorado proposes to add Rule 2.07.6(1)(g)(ii), under which the
Division will find an applicant eligible for a provisionally issued
permit. We find that proposed Rules 2.07.6(1)(g)(ii), (g)(ii)(A), (B),
(C), (C)(II), and (D) are substantively identical to the Federal
counterpart regulations at 30 CFR 773.14(b) introductory text, (b)(1),
(b)(2), (b)(3) introductory text, (b)(3)(ii), and (b)(4); therefore, we
are approving them.
Proposed Rule 2.07.6(1)(g)(ii)(C)(I) refers to a good faith
challenge to all pertinent ownership or control listings or findings
``. . . under Rules 2.11.1 through 2.11.4 . . .'' The Federal
counterpart regulation found at 30 CFR 773.14(b)(3)(i) refers to a good
faith challenge to all pertinent ownership or control listings or
findings ``. . . under Sec. Sec. 773.25 through 773.27 of this part .
. .'' but does not refer to 30 CFR 773.28, which is the counterpart to
referenced Rule 2.11.4. Rule 2.11.4 and 30 CFR 773.28 include
provisions for written agency decisions on challenges to ownership or
control listings or findings, including appeals of those written
decisions. Reference to those appeals provisions is consistent with the
scope of Rule 2.07.6(1)(g)(ii)(C)(I), which requires the Division to
find an applicant eligible for a provisionally issued permit if that
applicant demonstrates that it is pursuing a good faith challenge of
all pertinent ownership or control listings or findings. We find Rule
2.07.6(1)(g)(ii)(C)(1) to be consistent with and no less effective than
the counterpart Federal regulations; therefore, we approve the
amendment.
27. Rule 2.07.6(1)(g)(iii)(B); Criteria for Review of Permit
Applications for Permit Approval or Denial: Eligibility for a
Provisionally Issued Permit; [30 CFR 773.14(c)(2)]
Proposed Rule 2.07.6(1)(g)(iii) sets forth four criteria under
which the Division will find a provisionally issued permit to be
improvidently issued and will immediately begin the process of
suspending or rescinding that permit. Under Part III.B.27. of this
document, we found that proposed Rules 2.07.6(1)(g)(iii), (iii)(A),
(iii)(C), and (iii)(D) are substantively identical to their Federal
counterparts at 30 CFR 773.14(c) introductory text, (c)(1), (c)(3), and
(c)(4), and we are approving them.
In response to Item E.8 of OSMRE's October 9, 2009, 732 letter,
Colorado proposed to amend Rule 2.07.6(1)(g)(iii)(B) to be consistent
with and no less effective than 30 CFR 773.14(c)(2) by adding a
criterion that begins the permit suspension or rescission process if
the applicant, operator, or operations that they own or control do not
comply with an approved abatement plan or payment schedule described
``in paragraph (g)(i)(B) of this Rule.'' However, in its April 11,
2011, amendment Colorado incorrectly referenced Rule
2.07.6(1)(g)(i)(B), which applies Rule 2.07.6(1)(g) if an applicant
owns or controls a surface coal mining and reclamation operation with a
violation that is unabated or uncorrected beyond the abatement or
correction period.
By letter dated May 20, 2013, OSMRE identified this incorrect rule
reference and required Colorado to instead reference paragraph
(g)(ii)(B), which requires the Division to find an applicant eligible
for a provisionally issued permit if the applicant demonstrates that
it, the operator, and mining operations they own or control are
complying with the terms of any approved abatement plan or payment
schedule. In response to our letter, Colorado now proposes to correctly
reference Rule 2.07.6(1)(g)(ii)(B). Colorado's proposed reference
change makes Rule 2.07.6(1)(g)(iii)(B) substantively identical to the
Federal
[[Page 46195]]
counterpart regulation at 30 CFR 773.14(c)(2). Accordingly, we approve
the amendment.
28. Rule 2.07.6(2)(d) Through (d)(ii) and (e) Through (e)(ii); Criteria
for Review of Permit Applications for Permit Approval or Denial--
Criteria for Permit Approval or Denial; [30 CFR 76.11, 761.5, 761.12,
773.15]
In response to Items B., C., D., and J. of OSMRE's April 2, 2001,
732 letter, Colorado proposed revisions to Rules 2.07.6(2)(d) and (e)
addressing criteria for permit approval or denial. On January 15, 2008,
in National Mining Association v. Kempthorne, 512 F.3d 702 (D.C. Cir.),
the U.S. Court of Appeals for the District of Columbia Circuit affirmed
the District Court's decision to uphold the VER and associated rules
that OSMRE published on December 17, 1999 (64 FR 70766). Because the
VER rules were challenged in Federal court on several fronts, we
informed Colorado that the State could defer responding to our April 2,
2001, letter pending the outcome of the litigation.
By letter dated May 20, 2013, OSMRE notified the Division that
Colorado's proposed revisions to Rules 2.07.6(2)(d) and (e) regarding
criteria for permit approval or denial were less effective than the
Federal counterpart regulations in satisfying the requirements of
SMCRA. Apparent typographical errors of the proposed changes rendered
the proposed rule confusing and ambiguous. Additionally, OSMRE noted
that Rule 2.07.6(2)(d) also contained other substantive errors in that
it made lands designated unsuitable for coal mining or under study or
administrative proceedings for designation as unsuitable for coal
mining subject to valid existing rights, which conflicts with the
Federal regulations.
In response to OSMRE's disapproval, Colorado appropriately revised
the introductory language of Rule 2.07.6(2)(d) to clarify the
exceptions for operations with valid existing rights and operations for
which permits existed before the lands came under the protection of the
rule or 30 U.S.C. 1272(e). Colorado also correctly removed lands
designated or under study or an administrative proceeding for
designation as unsuitable for coal mining from the list of lands that
are subject to valid existing rights. Subparagraphs (i) and (ii) of
Rule 2.07.6(2)(d) are now designated as ``Reserved''. Additionally,
Colorado ``reinserted'' the two lands unsuitable subparagraphs
(previously deleted from subsection (d)) into the list of findings that
must be made for permit application approval at Rule 2.07.6(2)(e),
which is consistent with the Federal regulations at 30 CFR 773.15(c).
Accordingly, we approve the amendment.
29. Rule 2.07.6(2)(d)(iii)(A); Criteria for Review of Permit
Applications for Permit Approval or Denial--Criteria for Permit
Approval or Denial; [30 CFR 761.11, 773.15]
Colorado revised Rule 2.07.6(2)(d)(iii)(A) to include study rivers
and study river corridors in the lands within which surface mining
activities may not be approved to be consistent with 30 CFR 773.15. The
proposed revision of Rule 2.07.6(2)(d)(iii)(A) is substantively
identical to the Federal counterpart regulations at 30 CFR 773.15, and
we approve the amendment.
30. Rule 2.07.6(2)(d)(iii)(D)(II) and (III); Criteria for Review of
Permit Applications for Permit Approval or Denial--Criteria for Permit
Approval or Denial; [30 CFR 761.11, 761.13, 773.15]
Colorado proposes to revise Rule 2.07.6(2)(d)(iii)(D)(II) to be
consistent with 30 CFR 773.15, Written findings for permit application
approval, and now includes the Federal Coal Leasing Amendments Act of
1975 (30 U.S.C. 181 et seq.) and the National Forest Management Act of
1976 (16 U.S.C. 1600 et seq.) in the list of laws with which a surface
coal mining operation on forest lands must comply. Colorado also
proposes the addition of Rule 2.07.6(2)(d)(iii)(D)(III) to reference
the procedure for obtaining Secretarial (Secretary of the Interior)
approval to conduct surface coal mining operations on any Federal lands
within the boundaries of any national forest (sub-subparagraph (D)),
and clarifies in Rule 2.07.6(2)(d)(iii)(D)(III) that no permit shall be
issued or boundary revision approved before the Secretary makes the
findings required by Rule 2.07.6(2)(d)(iii)(D). The requirement for the
Secretarial approval is currently in Rule 2.07.6(2)(d), but the
procedure for obtaining the required approval from the Secretary was
not referenced. The statement that no permit shall be issued or
boundary revision approved prior to the Secretarial finding is being
relocated within Colorado's Rules; it is currently in Rule
2.07.6(2)(e)(iii).
With the proposed revision of Rule 2.07.6(2)(d)(iii)(D)(II) and the
addition of Rule 2.07.6(2)(d)(iii)(D)(III), Colorado's Rules regarding
surface coal mining operations on Federal lands within a national
forest are substantively identical to the Federal regulations at 30 CFR
773.15 and we approve the amendment.
31. Rules 2.07.6(2)(p) and (q); Criteria for Review of Permit
Applications for Permit Approval or Denial--Criteria for Permit
Approval or Denial; [30 CFR 773.15(h) and (i)]
Proposed Rule 2.07.6(2)(p) is added to be consistent with the
Federal counterpart regulation at 30 CFR 773.15(h). The new rule
specifies that the permit applicant must satisfy all of the applicable
requirements for special categories of mining prior to permit approval.
The references to Colorado Rules 4.23 through 4.29 are appropriate
references to the requirements of special categories of mining.
Proposed Rule 2.07.6(2)(q) is added to be consistent with the
Federal counterpart regulation at 30 CFR 773.15(i). The new rule
clarifies that the Division is allowed to grant exceptions to certain
revegetation requirements (e.g., diversity, permanence, cover, self-
regeneration, plant succession) when the proposed postmining land use
will be long-term intensive agricultural use (i.e., cropland). The
references to Rules 4.15.1(2)(c), 4.15.7(3)(b)(i), 4.15.8(1)(a),
4.15.9, and 4.25.5(2) are appropriate references to the special
requirements for cropland.
When Colorado proposed to recodify its rules at 2.07.6(2)(f)
through (o) to read 2.07.6(2)(e) through (n), it did not correctly
renumber newly proposed Rules 2.07.6(2)(p) and (q). Specifically, these
rules should have been numbered (o) and (p). Consequently, 2.07.6(2)(o)
does not contain any rule language and will be designated as
*Reserved*.
Proposed Rules 2.07.6(2)(p) and (q) are substantively identical to
the Federal regulations at 30 CFR 773.15(h) and (i), and we approve the
amendment.
32. Rules 2.07.8(1)(b) Through (e); Improvidently Issued Permits; [30
CFR 733.21]
In response to Item E.12 of OSMRE's October 2, 2009, 732 letter,
Colorado proposed to add new Rules 2.07.8(1)(b) through (e) regarding
the initial review and finding requirements for improvidently issued
permits. Proposed Rule 2.07.8(1) details the steps the Division must
take when it finds that a permit has been improvidently issued as a
result of the applicant having unabated or uncorrected violations and,
therefore, the applicant is not eligible for the permit.
By letter dated May 20, 2013, OSMRE found that Colorado had
incorrectly used the term ``operator'' instead of ``permittee.''
Consequently, Colorado's proposed language at Rule 2.07.8(1) did
[[Page 46196]]
not directly correspond to the Federal counterpart language at 30 CFR
773.21(a), which makes clear that the term ``you'' is synonymous with
``the permittee'' (i.e., ``If we, the regulatory authority, have reason
to believe that we improvidently issued a permit to you, the permittee
. . .''). As a result, we required Colorado to replace the term
``operator'' with ``permittee'' in proposed Rules 2.07.8(c) and (d) in
order to be consistent with and no less effective than the Federal
regulations at 30 CFR 773.21(c) and (d). We also noted that the terms
are not interchangeable, and Colorado consistently distinguishes
between ``operator'' and ``permittee'' throughout its rules.
Additionally, Colorado proposed to use the phrase ``permittee or
operator'' at Rule 2.07.8(1)(b)(3), which is also incorrect because a
permittee is the only entity of concern regarding permit eligibility--
the operator does not receive a permit.
In response to our concern, Colorado now proposes to use the term
``permittee'' instead of ``operator'' at Rules 2.07.8(1)(c) and (d) to
be consistent with the counterpart Federal regulations. Additionally,
Colorado proposes to delete the phrase ``or operator'' at Rules
2.07.8(1)(b)(iii) and (e). Subsection (1)(b)(iii) previously stated
that the Division will make a finding ``if the permittee or operator
continued to own or control the operation with the unabated violation,
the violation remains unabated, and the violation would cause the
permittee or operator to be ineligible . . .'' Similarly, subsection
(e) stated that ``the provisions . . . apply when a challenge . . .
concerns a preliminary finding [that] the permittee or operator
currently owns or controls, or owned or controlled, a surface coal
mining operation.'' Colorado's proposed revisions make the
aforementioned rules consistent with and no less effective than the
Federal regulations at 30 CFR 773.21(a) through (e). Accordingly, we
approve the amendment.
33. Rules 2.07.8(2)(a) Through (c) and (e) Through (g); Improvidently
Issued Permits--Notice Requirements for Improvidently Issued Permits;
[30 CFR 733.22]
Colorado proposes the addition of language at Rule 2.07.8(2)
regarding notice requirements for improvidently issued permits. The
proposed Rules at 2.07.8(2) detail the steps the Division must take
when it finds that a permit has been improvidently issued as a result
of the applicant having unabated or uncorrected violations and,
therefore, not eligible for the permit.
Colorado proposes rules at 2.07.8(2)(a) through (c) and (e) through
(g) that are substantively identical to the Federal counterpart
regulations at 30 CFR 773.22, and we approve the amendment.
34. Rule 2.07.8(2)(d); Improvidently Issued Permits--Notice
Requirements for Improvidently Issued Permits; [30 CFR 733.22(d)]
In response to item E.13 of OSMRE's October 2, 2009, 732 letter,
Colorado proposed to add new rules regarding improvidently issued
permits. Colorado's proposed rules at 2.07.8(2) detail notice
requirements for improvidently issued permits.
By letter dated May 20, 2013, OSMRE notified Colorado that it had
incorrectly used the term ``operator'' instead of ``permittee'' in its
proposed language at Rule 2.07.8(2)(d) and, therefore, this did not
directly correspond to the Federal counterpart regulation at 30 CFR
773.22(d). Title 30 CFR 773.21(a) makes clear that the term ``you'' is
synonymous with ``the permittee'' (i.e., ``If we, the regulatory
authority, have reason to believe that we improvidently issued a permit
to you, the permittee . . .). As a result, we required Colorado to
replace the term ``operator'' with ``permittee'' in order to be
consistent with and no less effective than the Federal regulation at 30
CFR 773.22(d). We also noted that the terms are not interchangeable and
Colorado consistently distinguishes between ``operator'' and
``permittee'' throughout its rules.
In response to our concern, Colorado now proposes to use the term
``permittee'' instead of ``operator'' at Rule 2.07.8(2)(d). Colorado's
proposed revision makes Rule 2.07.8(2)(d) consistent with and no less
effective than the Federal counterpart regulation at 30 CFR 773.22(d),
and we approve it.
35. Rules 2.07.9(3), (3)(a), (3)(b), and (6); Post-Permit Issuance
Requirement for the Division and Other Actions Based on Ownership,
Control, and Violation Information; [30 CFR 774.11(a) Through (h)]
In response to Item G. of OSMRE's October 2, 2009, 732 letter,
Colorado proposed rules at 2.07.9(1) through (6) that address post-
permit issuance requirements for the Division and other actions based
on ownership, control, and violation information. By letter dated May
20, 2013, OSMRE notified Colorado that proposed Rule 2.07.9(3) did not
provide the correct State counterpart reference to the Federal
regulation at 30 CFR 774.11(c), which states that the regulatory
authority will only consider control relationships and violations that
would make, or would have made, the applicant or operator ineligible
for a permit under 30 CFR 773.12(a) and (b). In addition, Colorado
correctly proposed Rules 2.07.6(1)(b)(i), and (ii) as State
counterparts to 30 CFR 773.12(a)(1) and (2), but failed to reference
its counterpart provision to the Federal regulation at 30 CFR
773.12(b), which states that the regulatory authority will not issue a
permit if the applicant or operator are permanently ineligible to
receive a permit under 30 CFR 774.11(c). In response to our concern,
Colorado now includes a reference to Rule 2.07.6(1)(c) in proposed Rule
2.07.9(3), which is the correct counterpart reference to 30 CFR
773.12(b). Colorado's proposed revision makes Rule 2.07.9(3) consistent
with and no less effective than the counterpart Federal regulation at
30 CFR 773.12(b); therefore, we approve it.
OSMRE also identified a concern at Rule 2.07.9(6), wherein
Colorado's proposed language closely follows the Federal counterpart
regulation at 30 CFR 774.11(f) with one exception. Specifically, the
Federal regulation states that ``at any time, we may identify any
person who owns or controls an entire surface coal mining operation or
any relevant portion or aspect thereof.'' Conversely, Colorado's
proposed counterpart at Rule 2.07.9(6) states that: ``At any time, the
Division may identify any person who owns or controls an entire
operation or any relevant portion or aspect thereof.'' Colorado's
current rules and statute provide definitions only for ``surface coal
mining operations'' and ``surface coal mining and reclamation
operations'' but not for ``operation'' or ``entire operation.'' In
addition, Colorado uses the phrase ``a surface coal mining and
reclamation operation'' throughout its rules. Consequently, OSMRE
required Colorado to change its reference to the term ``operation'' to
the phrase ``surface coal mining and reclamation operation'' in order
to be consistent with and no less effective the counterpart Federal
regulation at 30 CFR 774.11(f). In response to our concern, Colorado
now proposes to change the phrase ``an entire operation'' to ``a
surface coal mining and reclamation operation.'' Accordingly, we
approve the amendment.
Colorado's remaining proposed rules at Rule 2.07.9(1), (2), (4) and
(5) are consistent with and no less effective than the Federal
counterpart provisions, and are being approved under Part B. of this
document.
[[Page 46197]]
36. Rule 2.08.4(6)(b)(i); Permit Review, Revisions and Renewals and
Transfer, Sale, and Assignment--Revisions to a Permit; [30 CFR
773.6(3)]
Colorado proposes the addition of language at Rule 2.08.4(6)(b)(i)
to clarify that only government entities that have jurisdiction over or
an interest in the affected area or subject matter are notified when a
complete technical revision is submitted to the Division. Notification
requirements for receipt of a complete technical revision were
previously found at Rule 2.07.3(3)(a), which requires blanket
notifications to be sent to all agencies when a complete application
for a permit, a permit revision, or a permit renewal is received. This
caused confusion on the part of the notified agencies as to why they
were being notified when the proposed changes in the technical revision
did not pertain to their agency. Colorado proposes this rule amendment
in an effort to promote efficiency and reduce confusion with these
irrelevant notifications. This proposed rule is substantively identical
to the Federal counterpart regulations at 30 CFR 773.6(3)(i) and (ii),
which describe how notifications shall be sent to local government
agencies with jurisdiction over or an interest in the area of the
proposed coal mining and reclamation operation. However, Colorado fails
to clarify what kind of operations the rule is referring to when it
states that ``The Division shall issue written notification . . . with
jurisdiction over or an interest in the area of the proposed
operations.'' Colorado's current rules and statute provide definitions
only for ``surface coal mining operations'' and ``surface coal mining
and reclamation operations''; not for ``operation''. At Rule 2.08.4,
there is prior mention of surface coal mining operations at Rules
2.08.4(1)(a) and (5)(c), so one could infer from previous language that
a surface coal mining operation is now referred to simply as an
``operation'' at Rule 2.08.4(6)(b)(i). While we recommend that Colorado
clarify the operation to be a ``surface coal mining operation'' as part
of a future amendment proposal, we nonetheless find that proposed Rule
2.08.4(6)(b)(i) is as effective as the Federal counterpart regulation
at 30 CFR 773.6(3), and we approve the amendment.
37. Rules 2.11.4(1) Through (6); Written Decision on Challenges to
Ownership or Control Listings or Findings; [30 CFR 773.28]
Colorado proposes language at Rule 2.11.4 that is substantively
identical to the Federal counterpart regulation at 30 CFR 773.28. The
proposed Rule sets forth requirements for the Division to issue written
decisions and findings on challenges to ownership and control listings
and findings; establishes means of service of those findings to the
challenger; outlines appeal procedures for the challenger; and requires
the Division to update AVS when ownership and control listings become
final.
There is a discrepancy with the proposed language at Rule 2.11.4(5)
regarding reference to appellate procedures to follow when an appeal of
a Division decision about ownership and control findings. The Federal
regulation at 30 CFR 773.28(e) refers the reader to 43 CFR 4.1380
through 4.1387, which govern the procedures for review of a written
decision issued by OSMRE under 30 CFR 773.28 on a challenge to a
listing or finding of ownership or control. In proposed Rule 2.11.4(5),
the State provides Rule 2.07.4 as the State counterpart to the Federal
reference 43 CFR 4.1380 through 4.1387. Rule 2.07.4, Division and Board
Procedures for Review of Permit Applications, provides appellate
procedures for contesting permitting decisions by the Division and by
the Board, but no specific procedures are outlined for contesting
decisions regarding ownership and control findings. However, because
the administrative appellate process outlined in Rule 2.07.4 contains
similar administrative remedies (i.e., temporary relief, similar
timeframes, request for informal review, etc.) to the Federal
counterpart regulations at 43 CFR 4.1380 through 4.1387, this is not
interpreted to be less effective than the process referenced in the
Federal regulations. Although ownership and control challenges are not
described in Rule 2.07.4, Colorado states specifically in Rule
2.11.4(5) that anyone who receives a written decision on challenges to
ownership or control listings or findings, and wishes to appeal that
decision, may do so as set forth in Rule 2.07.4, leading the reader to
believe that the processes governed by Rule 2.07.4 will be used for
ownership and control challenges. Based on the above discussion, OSMRE
finds Colorado's proposed language at Rules 2.11.4(1) through (6) to be
no less effective than the counterpart Federal regulation; therefore,
we approve the amendment.
38. Rule 3.03.2(1); Release Of Performance Bonds--Procedures for
Seeking Release of Performance Bond; [30 CFR 800.40(a)(2)]
Colorado proposes additional language at Rule 3.03.2(1) regarding
the requirements for bond release applications by requiring that the
permittee send written notification of an intention to seek bond
release to ``other governmental agencies as directed by the Division.''
This proposed language ensures that any government agencies with
jurisdiction over or an interest in a permit area are notified of a
pending bond release application. This additional language expands upon
the Federal counterpart regulation for bond release applications at 30
CFR 800.40(a)(2) and is no less effective in satisfying the
requirements of SMCRA. We approve the amendment.
39. Rules 4.03.1, .2, and .3; Performance Standards: Roads--Haul Roads,
Access Roads, and Light-Use Roads; [30 CFR 816.105(c) and 817.150(c)]
Colorado proposes revisions to Rules 4.03.1, 4.03.2, and 4.03.3, as
required by 30 CFR 906.16(f), Required program amendments. The proposed
revisions to Rules 4.03.1, 4.03.2, and 4.03.3 are consistent with the
Federal counterpart regulation at 30 CFR 816.150(c). Colorado proposes
to delete the general provision allowing alternative design criteria to
clarify that the Division would not approve alternatives to all of the
access road design and construction criteria presented in Rules 4.03.1,
4.03.2, and 4.03.3, as is implied by paragraph (e) of the General
Requirements for haul roads and access roads. The proposed revision
also adds provisions for use of alternative design criteria and
specifications for road grades (i.e., ``vertical alignment'') of haul
roads, access roads, and light-use roads. With the addition of these
provisions, the existing rules specify, for haul roads, access roads,
and light-use roads, whether alternatives to design and construction
criteria may be approved by the Division, thus rendering paragraph (e)
redundant and unclear. The proposed language is consistent with and no
less effective than the Federal regulations in satisfying the
requirements of SMCRA. We, therefore, approve the amendment.
40. Rules 4.06.4(2)(a) and (3); Topsoil--Redistribution; [30 CFR
816.22(d) and 817.22(d)]
Proposed Rule 4.06.4(2)(a) is substantively identical to the
Federal counterpart regulation at 30 CFR 816.22(d)(1)(i) and
817.22(d)(1)(i), except that Colorado proposes language to protect
against potential abuses by ensuring that the permit application
includes a well-defined and justified plan for soil replacement.
Specifically, proposed Rule 4.06.4(2)(a) ensures that the permit
application includes a well-
[[Page 46198]]
defined and justified plan for soil replacement by requiring that
permit applications describe a range in replacement thickness for
defined areas of the reclaimed landscape based on the pertinent land
use, topography, drainage system, and revegetation factors and
objectives.
Proposed Rule 4.06.4(3) was previously located at Rule 4.14.2(5),
which addresses backfilling and grading (general grading requirements).
This language is appropriately proposed to be moved to Rule 4.06.4(3)
because it is specific to topsoil replacement. OSMRE concludes that the
proposed changes to Rules 4.06.4(2)(a) and 4.06.4(3) are no less
effective than the Federal regulations in satisfying the requirements
of SMCRA, and we approve the amendment.
41. Rules 4.07.3 and .3(1); Sealing of Drilled Holes and Underground
Openings; [30 CFR 817.13 and 817.15]
Rule 4.07.3 has been revised to include language that explicitly
specifies the methods and materials for permanent closure of shafts,
drifts, adits, tunnels, or mine entryways. Specifically, proposed Rule
4.07.3(1)(a) requires that shaft openings be filled for the entire
length of the shaft and for the first fifty (50) feet from the bottom
of the coal bed, the fill material must consist of non-combustible
materials; that caps consist of six-inch concrete or equivalent; and
that caps have a vent of at least two inches in diameter and extend for
a distance of fifteen feet above the surface of the shaft. Proposed
Rule 4.07.3 is analogous to the Federal counterpart regulation at 30
CFR 817.15, and by reference to the Department of Labor, Mine Safety
and Health Administration's regulations at 30 CFR 75.1711, Mandatory
Safety Standards--Underground Coal Mines, Sealing of mines. The Federal
performance requirements for permanent closure of shafts, drifts,
adits, tunnels or mine entryways described in 30 CFR 75.1711 require
that shaft openings be filled for the entire length and for the first
fifty (50) feet from the bottom of the coal bed, that the fill consist
of incombustible materials; that caps consist of six-inch concrete or
equivalent; and that caps have a vent of at least two inches in
diameter and extend for a distance of fifteen feet above the surface of
the shaft. The revisions to proposed Rule 4.07.3(1)(a) are
substantively identical and, therefore, no less effective than the
Federal counterpart at 30 CFR 817.15, and by reference at 30 CFR
75.1711.
Rule 4.07.3(1) has been revised to require that permanent closure
construction reports be certified by a qualified, registered
Professional Engineer. The Federal regulations at 30 CFR 817.13, 817.14
and 817.15, which address the general requirements, temporary, and
permanent casing and sealing of exposed underground openings, do not
explicitly require certification of construction reports by a
qualified, registered Professional Engineer. However, Federal
regulations 30 CFR 784.13 (Reclamation Plan) and 30 CFR 784.23
(Operations Plan: Maps and Plans) require that maps, plans, cross
sections, and environmental protection measures be prepared under the
direction of a registered Professional Engineer and that maps and plans
be certified by a registered Professional Engineer. We find that the
requirement for certification of closure construction reports by a
qualified, registered Professional Engineer as specified in proposed
Rule 4.07.3(1) is consistent with the Federal counterpart regulations,
and, therefore, Rule 4.07.3(1) is no less effective than the Federal
counterparts.
The proposed language at Rule 4.07.3(1)(b) states that the slope or
drift be closed with a solid, substantial, incombustible material such
as concrete blocks, tile or bricks, placed a distance of at least 25
feet from the opening and that the slope or drift. Proposed Rule
4.07.3(b) requires that the opening of the slope or drift be backfilled
to the roof. Proposed Rule 4.07.3(b) allows for up to a three (3) inch
void space between the top of the backfill to the roof up to the
entrance of the slope or drift. The slope or drift would be backfilled
to the roof with no void space at the entrance. The Federal counterpart
regulation at 30 CFR 817.15, Casing and sealing of underground
openings: Permanent, and by reference 30 CFR 75.1711 requires that
permanent closures of slopes or drifts be completely backfilled for 25
feet, or closed with a solid, substantial, incombustible material such
as concrete block, tile or brick. We note that the proposed language at
Rule 4.07.3(1)(b)(i) requires both a substantial, incombustible closure
material, such as tile, brick or concrete block and backfill of the
slope or drift for 25 feet to the entrance with the entrance being
backfilled to the roof. The proposed language at Rule 4.07.3(1)(b)(ii)
requires backfill of 25 feet of the slope or drift from the entrance
with the inner three feet of the backfill consisting of rock material
with a minimum diameter of two feet. We note the distinction between
the State rules and Federal regulations is significant because the
State rule is requiring both backfill of the slope or drift to 25 feet
from the entrance and placement of some sort of substantial,
incombustible material such as concrete block, tile, brick, or two-foot
diameter rock. The Federal counterpart allows for either construction
of a tile, block or brick bulkhead, or backfill of 25 feet of the slope
or drift from the entrance. We find that Rule 4.07.3(1)(b) is no less
effective than its Federal counterpart at 30 CFR 817.15 as Colorado's
proposed rule requires both a solid, substantial, incombustible
material bulkhead and complete backfill of 25 feet of slope or drift
from the entrance, and we approve the amendment.
OSMRE notes that Rule 4.07.3(1)(b) allows for a three-inch void
space between the top of the backfill and the roof in the intervening
25-foot length of the backfill between the bulkhead and the entrance of
the slope or drift while requiring that the entrance itself be
backfilled to the roof of the slope or drift with no void space.
Federal regulations at 30 CFR 817.15 and 75.1711 do not have a backfill
height to roof requirement, either at the mine entrance or along the
mine tunnel. We find that Colorado's proposed requirement is an extra
measure to protect human health and the environment by physically
prohibiting access to backfilled tunnels at the entrance, and we
approve the amendment.
42. Rule 4.08.4(8); Use of Explosives--Surface Blasting Requirements;
[30 CFR 816.67(c) and 817.67(c)]
Colorado proposes to amend Rule 4.08.4(8) to be consistent with
proposed Rule 1.04(79), which defines ``occupied residential
dwelling.'' We approve the proposed definition for ``occupied
residential dwelling'' in Part III.B. of this document.
Additionally, Colorado proposes additional language at Rule
4.08.4(8) stating that flyrock, including blasted material traveling
along the ground, shall not be cast beyond the topsoil stripping limit
resulting in loss of resource. This requirement expands upon the
Federal counterpart regulation at 30 CFR 816.67 and 817.67, Use of
Explosives: Control of adverse effects. Colorado proposes to amend this
rule to protect the environment by clarifying that flyrock resulting in
topsoil resource contamination is prohibited. The proposed rule is no
less effective than the Federal counterpart regulation at 30 CFR 816.67
and 817.67; therefore, we approve the amendment.
[[Page 46199]]
43. Rule 4.14.2(5); Performance Standards, General Grading
Requirements; [30 CFR 816.102(j)]
Proposed Rule 4.14.2(5) is substantively identical to the Federal
regulation at 30 CFR 816.102(j). Colorado proposes to delete language
regarding final surface and seedbed preparation of soil. The deleted
language is appropriately proposed to be moved under Rule 4.06.4,
Topsoil Distribution, because it addresses topsoil replacement. The
proposed revision is no less effective than the Federal regulations in
satisfying the requirements of SMCRA, and we approve the amendment.
44. Rules 4.14.4(1), (1)(a), and (1)(b); Thin Overburden; [30 CFR
816.104(a)]
In letters dated June 19, 1997, and April 4, 2008, OSMRE notified
Colorado that their definition for ``thin overburden'' was not as
effective as the Federal counterpart definition at 30 CFR 816.104(a).
Colorado proposes a revised definition for ``thin overburden'' at Rule
4.14.4(1), which is substantively identical to the Federal regulation
at 30 CFR 816.104(a). Whereas the Federal regulation first defines
``thin overburden'' at 30 CFR 816.104(a), then specifies the
performance standards applicable to ``thin overburden'' at 30 CFR
816.104(b), the Colorado Rule first specifies the areas where the
performance standards for thin overburden are applicable (Rule
4.14.4(1)), then specifies the performance standards (Rule 4.14.4(2)).
Under the proposed rule, the description of the areas where the thin
overburden performance standards are applicable is substantively
identical to the definition of ``thin overburden'' in the Federal
regulations (30 CFR 816.104(a)). The Federal definition uses the phrase
``spoil and other waste materials available from the entire permit
area'' while Colorado's proposed rule uses the phrase ``spoil and other
waste materials available from the area disturbed by surface coal
mining operations;'' however, the two phrases are synonymous under the
definitions of ``disturbed area'' and ``permit area'' at Colorado Rules
1.04(36) and (89), respectively.
The rules referenced in the proposed performance standard are
appropriate. The proposed rule specifies that paragraph (2) of Rule
4.14.4 applies only ``where there is insufficient spoil and other waste
materials available from the area disturbed by surface coal mining
operations to restore the disturbed area to its approximate original
contour'' and ``when surface mining activities cannot be carried out to
comply with Rule 4.14.1 to achieve the approximate original contour,''
which comports with the Federal regulations. Rule 4.14.1 contains the
general performance standards for backfilling and grading, one of which
specifies that all areas disturbed by surface coal mining operations
shall be returned to their approximate original contour (Rule
4.14.1(2)(a)). Proposed Rules 4.14.4(1), (1)(a), and (1)(b) are
substantively identical to the Federal counterpart regulation at 30 CFR
816.104(a) and are no less effective than the Federal regulations in
satisfying the requirements of SMCRA, and we approve the amendment.
45. Rules 4.14.5(1), (1)(a), and (1)(b); Thick Overburden; [30 CFR
816.105(a)]
In letters dated June 19, 1997, and April 4, 2008, OSMRE notified
Colorado that their definition for ``thick overburden'' was not as
effective as the Federal counterpart definition at 30 CFR 816.105(a).
Colorado proposes a revised definition for ``thin overburden'' at Rule
4.14.5(1), which is substantively identical to the Federal regulation
at 30 CFR 816.105(a). Whereas the Federal regulations first defines
``thick overburden'' in 30 CFR 816.105(a), then specifies the
performance standards applicable to ``thick overburden'' in 30 CFR
816.105(b), the Colorado Rule first specifies the areas where the
performance standards for thick overburden are applicable, in Rule
4.14.5(1), then specifies the performance standards, in Rule 4.14.5(2).
Under the proposed rule, the ``description'' of the areas where the
thick overburden performance standards are applicable is substantively
identical to the definition of ``thick overburden'' in the Federal
regulations (30 CFR 816.105(a)). The Federal definition uses the phrase
``spoil and other waste materials available from the entire permit
area'' while Colorado's proposed rule uses the phrase ``spoil and other
waste materials available from the area disturbed by surface coal
mining operations;'' however, the two phrases are synonymous under the
definitions of ``disturbed area'' and ``permit area'' at Colorado Rules
1.04(36) and (89), respectively.
The rules referenced in the proposed performance standard are
appropriate. The proposed Rule specifies that Paragraph (2) of Rule
4.14.5 applies only ``where there is more than sufficient spoil and
other waste materials available from the area disturbed by surface coal
mining operations to restore the disturbed area to its approximate
original contour'' and ``when surface mining activities cannot be
carried out to comply with Rule 4.14.1 to achieve the approximate
original contour,'' which comports with the Federal regulations. Rule
4.14.1 contains the general performance standards for backfilling and
grading. Specifically, Rule 4.14.1(2)(a) states that ``all areas
disturbed by surface coal mining operations shall be returned to their
approximate original contour.''
Proposed Rule 4.14.5(1) is substantively identical to the Federal
regulation at 30 CFR 816.105(a). It is no less effective than the
Federal regulations in satisfying the requirements of SMCRA, and we
approve the amendment.
46. Rule 4.15.7(5); Determining Revegetation Success: General
Requirements and Standards; [30 CFR 816.116(c) and 817.116(c)]
As part of its April 11, 2011, amendment submittal, Colorado
proposed language at Rule 4.15.7(5) describing revegetation success
standard demonstrations for areas with five-year liability periods and
ten-year liability periods. Specifically, Colorado proposed that for
grazingland, pastureland, or cropland, applicable revegetation success
standards shall be demonstrated during any growing season after year
four of the liability period where the minimum five-year liability
period applies (areas with greater than 26.0 inches of annual average
precipitation). Likewise, Colorado proposed the same requirement for
areas approved for a postmining land use of rangeland.
By letter dated May 20, 2013, OSMRE notified the Division that
Colorado's proposed revisions to Rule 4.15.7(5) were inconsistent with
the Federal counterpart regulations at 30 CFR 816.116 and 817.116 when
applying this rule to areas of more than 26.0 inches of annual average
precipitation on grazingland, pastureland, or cropland as the permitted
postmining use. Title 30 CFR 816.116(c) and 817.116(c) require a
liability period of five full years and that the vegetation parameters
identified in paragraph (b) for grazing land, pasture land, or cropland
shall equal or exceed the approved success standard during the growing
season of any 2 years of the responsibility period, except the first
year. Colorado's proposed changes to Rule 4.15.7(5) allowed for only
one year of demonstration success, after year four of the liability
period.
Additionally, OSMRE found that the proposed change in the
definition of ``rangeland'' (recommended for approval in a different
technical review) includes both grazingland and fish and
[[Page 46200]]
wildlife habitat. The proposed rules, again, allowed for only one year
of demonstration success, after year four of the liability period. With
the inclusion of ``grazingland'' into the definition of rangeland, this
proposed rule should have required two demonstrations of success for
the herbaceous production after year one of the five-year liability
period; it required only one demonstration after year four of the
liability period.
Colorado now proposes to add language at Rule 4.15.7(5) that
requires, in areas where the minimum five year liability period applies
and the post mining land use is grazingland, pastureland, cropland,
forestry, recreation, wildlife habitat, undeveloped land, and
rangeland, that vegetation standards shall be demonstrated during any
two growing seasons, except the first year of the liability period.
Colorado's proposed revisions make Rule 4.15.7(5) consistent with and
no less effective than the Federal counterpart regulations for
revegetation standards for success at 30 CFR 816.116(c) and 817.116(c).
Accordingly, we approve the amendment.
47. Rules 4.15.7(5)(e) and (g); Determining Revegetation Success:
General Requirements and Standards; [30 CFR 816.116(c)(4) and
817.116(c)(4)]
At Rule 4.15.7(5)(e), Colorado proposes to add interseeding to the
list of normal husbandry practices that are acceptable for pasture land
forage production. OSMRE previously approved the use of interseeding as
a normal husbandry practice in Colorado. In that amendment proposal,
Colorado noted that interseeding on rangelands and wildlife habitat is
a normal husbandry practice recommended by biologists and land managers
to enhance established vegetation.
The Federal regulations at 30 CFR 816.116(c)(4) and 817.116(c)(4)
allow a State to approve selective husbandry practices, excluding
augmented seeding, fertilization, or irrigation, provided it obtains
prior approval from OSMRE. These selective practices are required to be
normal husbandry practices that do not extend the period of
responsibility for revegetation success and bond liability. Such
practices can be expected to continue as part of the post-mining land
use or be discontinued after the liability period expires if it will
not reduce the probability of permanent vegetation success. Approved
practices shall be normal husbandry practices with in the region for
unmined land having land uses similar to the approved postmining land
use of the disturbed area, including such practices as disease, pest,
and vermin control, and any pruning, reseeding, and transplanting
specifically necessitated by such actions. OSMRE has determined that
interseeding associated with pasture land forage production is a normal
husbandry practice that meets the criteria to be approved under 30 CFR
816.116(c)(4) and 817.116(c)(4) and is no less effective than the
Federal regulations.
Additionally, Colorado proposes to delete language that includes
the written recommendation by the Colorado State University Cooperative
Extension director for the county in which the mine is located as a
type of documentation that irrigation, interseeding, and irrigation
rates and methods are appropriate. Colorado proposes to add ``or site-
specific written recommendations'' of the Cooperative Extension Service
of Colorado State University, the Colorado Department of Agriculture,
or the USDA to determine if the irrigation, interseeding, and
irrigation rates and methods are appropriate. This proposed revision is
no less effective than the Federal Regulations because the Division is
still requiring that the documentation is provided by qualified
parties.
At Rule 4.15.7(5)(g), Colorado proposes to add ``grazingland'' to
the list of postmining land uses where interseeding is considered a
normal husbandry practice. In this amendment proposal, Colorado
proposes a new definition for grazingland, which is approved under Part
III.B. of this document. Interseeding associated with grazingland
forage production is a normal husbandry practice that meets the
criteria to be approved under 30 CFR 816.116(c)(4) and 817.116(c)(4)
and is no less effective than the Federal regulations. The proposed
revisions to Rules 4.15.7(5)(e) and (g) are no less effective than the
Federal regulations at 30 CFR 816.116(c)(4) and 817.116(c)(4), and we,
therefore, approve the amendment.
48. Rules 4.15.8(1) Through (9); Revegetation Success Criteria; [30 CFR
816.116 and 817.116]
The proposed rule changes Rules 4.15.8(1) through (9) to comport
with the Federal counterpart regulations at 30 CFR 816.116(a)(1)
through (2), 817.116(a)(1) through (2) and 816.116(b). These proposed
rule changes allow for the success of revegetation with appropriate
data collection (total harvest for herbaceous production and a complete
census for woody plant density) that is no less stringent than the
counterpart Federal regulations. This proposed rule does not eliminate
any currently approved success determinations, and when deemed
appropriate by the Division, allows for additional techniques to
determine revegetation success.
Proposed Rules 4.15.8(2)(a) through (d) describe the applicable
success criteria for grazingland, pastureland, recreation, fish and
wildlife habitat, undeveloped land, forestry, and rangeland postmining
land use categories. With the exception of rangeland (whose newly
proposed definition is approved under Part III.B. of this document),
all of these postmining categories are explicitly named with their
corresponding success standards at 30 CFR 816.116(b) and 817.116(b).
For grazingland and pastureland, Colorado's proposed vegetation success
standards (vegetation cover and herbaceous production) are no less
effective than the counterpart Federal regulations at 30 CFR
816.116(b)(1) and 817.116(b)(1) (ground cover and the production of
living plants). For forestry, Colorado's proposed vegetation success
standards (tree stocking density and vegetation cover) are as effective
as the counterpart Federal regulations at 30 CFR 816.116(b)(3) and
817.116(b)(3) (tree and shrub stocking and vegetative ground cover).
For recreation, fish and wildlife habitat and undeveloped land
postmining land uses, these proposed success standards (woody plant
density, species diversity, and vegetation cover) are more effective
than the counterpart Federal regulations (tree and shrub stocking and
vegetative ground cover). This proposed language at Rule 4.15.8 is no
less effective than the counterpart Federal regulations at 30 CFR
816.116 and 817.116, and we approve the amendment.
49. Rule 4.15.9; Revegetation Success Criteria: Cropland; [30 CFR
816.116 and 817.116]
The first proposed change to Rule 4.15.9 eliminates a provision
that specifically outlines the acceptable sampling protocol for annual
grain crops during the liability period for cropland in Colorado. There
is no Federal regulation within 30 CFR that specifically mentions
annual grain crops when referring to cropland performance standards on
coal mine reclamation; therefore, the elimination of this statement in
Rule 4.15.9 is appropriate.
The next proposed rule revision changes the description of the
liability period for cropland success from, ``two of the last four
years of the liability period established in 3.02.3,'' to ``during the
growing season of any two years
[[Page 46201]]
following year six, where [the] minimum 10 year liability period
applies, pursuant to 3.02.3; but bond release cannot be approved prior
to year 10.'' This proposed statement is nearly identical to the
corresponding Federal regulation for areas with 10 full years of
responsibility on cropland. Title 30 CFR 816.116(c)(3)(i) states the
vegetation parameters shall equal or exceed the approved success
standards ``during the growing season of any two years after year six
of the responsibility period.'' Although this proposed change to Rule
4.15.9 does not specifically include the liability period for areas
under the five full years of responsibility on cropland (those that
receive more than 26.0 inches of annual average precipitation), the
performance standards for cropland, which have less than five full
years of liability, are adequately described in Rule 3.02.3. Therefore,
this is an appropriate Rule change.
At the end of Rule 4.15.9, Colorado proposes to delete the
requirement ``with 90% statistical confidence,'' and replace it with,
``based on applicable demonstration methods of 4.15.11.'' Rule 4.15.11,
in its current approved form, includes a 90% statistical confidence
along with other approved methods to demonstrate revegetation success.
This change does not substantively alter Colorado's rules and is no
less effective than the counterpart Federal regulations. We, therefore,
approve these aforementioned proposed changes to Rule 4.15.9.
50. Rule 4.15.11(1); Revegetation Sampling Methods and Statistical
Demonstrations for Revegetation Success; [30 CFR 816.116 and 817.116]
The proposed change to Rule 4.15.11(1) comports with the
counterpart Federal regulation at 30 CFR 816.116(1) and 817.116(1),
which states that ``[s]tandards for success and statistically valid
sampling techniques for measuring success shall be selected by the
regulatory authority, described in writing, and made available to the
public.'' This proposed rule change allows for the success of
revegetation to be determined by either a total harvest success
demonstration for herbaceous production or a complete census for woody
plant density, if either of these two options ``is appropriate and
practicable, no less effective than statistically valid sampling,''
upon approval by the Division. This proposed rule does not eliminate
any currently approved success determinations; rather, it allows for
two additional techniques to determine revegetation success that are no
less effective than the Federal regulations; therefore, we approve the
amendment.
51. Rules 4.15.11(2)(c) and (d); Revegetation Sampling Methods and
Statistical Demonstrations for Revegetation Success; [30 CFR 816.116
and 817.116]
As part of its April 11, 2011, amendment submittal, Colorado
proposed revisions to Rule 4.15.11(2)(c) and the addition of Rule
4.15.11(2)(d), which describe revegetation sampling methods and
statistical demonstrations for revegetation success. During our review
of Colorado's proposed rules, OSMRE found that, while the proposed rule
changes to 4.15.11(2)(c) and (d) generally conformed with 30 CFR
816.116(a) and 817.116(a), they were not consistent with each other and
were confusing. The proposed revision to Rule 4.15.11(2)(c) described
when the current statistical methods should be used. However, this
explanation did not agree with the literature referenced in newly
proposed Rule 4.15.11(2)(d). When sampling a reference area to
determine reclamation success, the Division proposed to allow a one-
sample t-test to be used; the literature referenced explicitly explains
why this method is incorrect and that a one-sample t-test should only
be used with a predetermined fixed value (i.e., a technical standard).
When using mean values from a reference area sampling technique, there
is an error associated with this value. This sampling error is not
present when using a predetermined fixed value or minimum standard.
By letter date May 20, 2013, OSMRE notified Colorado of the
deficiencies we identified regarding proposed Rules 4.15.11(2)(c) and
(d) for revegetation sampling methods and statistical demonstrations
for revegetation success. In response to our May 20, 2013, concern
letter, the Division explained that it considers the use of the
reference area sample mean to be an acceptable success standard when
using a one-sample t-test to evaluate revegetation success, which is
reflected in Rule 4.15.11(2), that was previously approved by OSMRE on
March 24, 2005. Colorado states that this has been an accepted practice
in Colorado for many years and is part of the ``Division Guideline
Regarding Selected Coal Mine Bond Release Issues'', which was created
April 18, 1995. The Division explains that it recognized that there is
some discrepancy between the referenced document, which states that a
one-sample t-test should only be used with a predetermined fixed value
(i.e., a technical standard). There may be other concerns with the use
of a particular formula for a given circumstance. The Division explains
that for that reason, it revised proposed Rule 4.15.11(2)(d) to require
the Division to approve in advance the techniques that the operator
proposes to use from that document.
After careful review of the explanation provided by the Division
defending the proposed changes to Rule 4.15.11(2)(c), and the
additional of Rule 4.15.11(2)(d), OSMRE finds that the proposed
language that is no less effective than the counterpart Federal
regulations at 30 CFR 816.116 and 817.116 in satisfying the
requirements of SMCRA. The Division proposes language that adequately
describes and justifies sample adequacy and the reverse null one-sample
t-test when determining revegetation success. The reference document
entitled, ``Evaluation and Comparison of Hypothesis testing Techniques
for Bond Release Applications,'' prepared by McDonald, Howlin,
Polyakova, and Bilbrough for the Wyoming Abandoned Mine Lands Program,
contains language that is consistent with proposed Rules 4.15.11(2)(c)
and (d). Accordingly, we approve the amendment.
52. Rules 4.15.11(3)(b)(ii) and (c); Revegetation Sampling Methods and
Statistical Demonstrations for Revegetation Success; [30 CFR 816.116and
817.116]
Colorado proposes to delete language at Rules 4.15.11(3)(b)(ii) and
(c) regarding the sample adequacy approach and hypothesis test approach
associated with Stabilization of the Running Mean, as well as the
companion hypothesis test. The proposed deletion comports with 30 CFR
816.116(1) and 817.116(1), which states that ``[s]tandards for success
and statistically valid sampling techniques for measuring success shall
be selected by the regulatory authority, described in writing, and made
available to the public.'' The Division has kept an adequate number of
statistical analyses at existing Rules 4.15.11(2) and 4.15.11(3) and
has proposed more statistically valid analyses at proposed Rule at
4.15.11(2)(d), and we approve the amendment.
53. Rule 4.16.3(6); Performance Standards--Postmining Land Uses,
Alternative Land Uses; [30 CFR 816.133(c) and 817.133(c)]
Rule 4.16.3(6) contains special requirements for changing certain
premining land uses to a postmining land use of cropland. The Federal
regulations do not include such special requirements; however,
Colorado's special requirements for cropland are
[[Page 46202]]
consistent with the general Federal requirements that ``the use does
not present any . . . threat of water diminution or pollution'' meaning
there is sufficient water available and committed to maintain crop
production, and that ``there is a reasonable likelihood for achievement
of the use,'' meaning that topsoil quality and depth are sufficient to
support the proposed use. Colorado's proposed revision corrects the
premining land use, ``range,'' to ``rangeland'' and adds
``grazingland'' (a proposed new land use category) to the list of the
premining land uses, which, if changed, to ``cropland'' would be
subject to the special requirements of Rule 4.16.3(6). The correction
of ``range'' to ``rangeland,'' and the addition of ``grazingland'' is
consistent with the Federal regulations. The proposed revision of Rule
4.16.3(6) is no less effective than the Federal regulations in
satisfying the requirements of SMCRA. We, therefore, approve the
proposed amendment.
54. Rules 4.20.1(1); Performance Standards: Subsidence Control--General
Requirements; [30 CFR 817.121(a)(1)]
In response to 732 letters we sent the State on June 5, 1996, and
April 4, 2008, Colorado proposed changes to Rule 4.20.1(1), Subsidence
Control--General Requirements. Specifically, Colorado proposed to
revise Rule 4.20.1(1) to expand protection from material subsidence
damage to structures, renewable resource lands, and water supplies and
to change the proviso that nothing in Rule 4.20 shall be construed to
``prohibit the standard method of room and pillar mining'' to
``prohibit or interrupt underground coal mining operations.'' By letter
dated May 20, 2013, OSMRE notified Colorado that the proposed revisions
to Rule 4.20.1(1) were less effective than the counterpart Federal
regulations in satisfying the requirements of SMCRA. The proposed
revision of Rule 4.20.1(1) generally comported with the Federal
regulations at 30 CFR 817.121(a)(1); however it failed to require that
underground mining activities shall be planned and conducted so as to
maximize mine stability and inappropriately changed the proviso. In
response to OSMRE's concern, Colorado now proposes to add the
requirement that underground mining activities shall be planned and
conducted so as to maximize mine stability and removed the proposed
change to the proviso from the proposed revision of Rule 4.20.1(1). We,
therefore, approve the amendment.
55. Rules 4.20.3(1) Through (4); Performance Standards: Subsidence
Control--Surface Owner Protection; [30 CFR 817.121(a) Through (c)]
As part of their April 11, 2011, amendment proposal, Colorado
proposed revisions to Rules 4.20.3(1) through (5) regarding subsidence
control and surface owner protection, in response to 732 letters that
we sent the State on June 5, 1996, and April 4, 2008. Specifically,
Colorado proposed to revise Rules 4.20.3(1) through (4) to expand the
protection of surface owners from material subsidence damage to
structures, renewable resource lands, and water supplies. Colorado
proposes a non-substantive change to Rule (5) by including the word
``Rule''. By letter dated May 20, 2013, OSMRE found Colorado's proposed
revisions to Rules 4.20.3(1) through (4) to be less effective than the
counterpart Federal regulations in satisfying the requirements of
SMCRA. The proposed revision of Rules 4.20.3(1) through (4) generally
comported with the Federal regulations at 30 CFR 817.121(a) through
(c); however Colorado failed to require that the permittee must ``adopt
measures consistent with known technology that . . . maximize mine
stability'' and did not extend the protections to surface lands, as
well as renewable resource lands, structures, and water supplies. In
response to OSMRE's disapproval, Colorado corrected the designation of
the subparagraphs in Rule 4.20.3(1) from (i) and (ii) to (a) and (b)
and appropriately added ``surface lands'' to the protections afforded
under Rules 4.20.3(1) and (2). Additionally, Colorado proposes to add
``surface lands'' to the protections afforded under Rule 4.20.3(1) to
be consistent with the Federal counterpart regulations at 30 CFR
817.121(a) through (c).
Colorado also incorrectly revised the April 11, 2011, proposed
amendment by changing the second option of the first paragraph of Rule
4.20.3(1) from ``adopt mining technology that provides for planned
subsidence in a predictable and controlled manner'' to ``adopt measures
consistent with known technology that maximize mine stability and
provide for planned subsidence in a predictable and controlled
manner.'' To make Rule 4.20.3(1) consistent with the Federal
regulations at 30 CFR 817.121(a)(1), Colorado responded to Item No. 22
of our May 20, 2013, letter by changing the first paragraph of proposed
Rule 4.20.3(1) requiring that each person, who conducts underground
mining activities, must either adopt measures consistent with known
technology that prevent subsidence from causing material subsidence
damage to the extent technologically and economically feasible,
maximize mine stability, and maintain the value and reasonably
foreseeable use of surface lands, or must adopt mining technology that
provides for planned subsidence in a predictable and controlled manner.
This language is as effective as the Federal counterpart regulation at
30 CFR 817.121(a)(1). Colorado continues to require, in paragraph 2 of
proposed Rule 4.20.3(1), that, if the permittee employs mining
technology that provides for planned subsidence, the permittee must
take necessary measures to minimize material subsidence damage to the
extent technologically and economically feasible to structures related
thereto, unless the permittee has written consent of the structure's
owners, or the anticipated damage would constitute a threat to health
or safety and the costs of such measures exceed the anticipated costs
of repair. The proposed language in paragraph two of Rule 4.20.3(1) is
no less effective than the Federal counterpart regulations at 30 CFR
817.121(a)(2)(1) and (2). Accordingly, we approve the amendment.
Additionally, Colorado proposes language at Rule 4.20.3(3)
consistent with 30 CFR 817.121(c)(4)(v), which allows the regulatory
authority to consider all relevant and reasonably available information
when making a determination whether or not damage to protected
structures was caused by subsidence from underground mining, and we
approve the amendment.
56. Rules 4.20.4(1) Through (5); Performance Standards: Subsidence
Control--Buffer Zones; [30 CFR 817.121(d) Through (f)]
As part of its April 11, 2011, amendment proposal, Colorado
proposed changes to Rules 4.20.4(1) through (4), regarding Subsidence
Control--Surface Owner Protection. Specifically, Colorado proposed to
revise Rules 4.20.4(1) through (4) to reflect the proposed new
definition of ``material subsidence damage'' and to correct a reference
to a governmental unit that had been restructured. By letter dated May
20, 2013, OSMRE notified Colorado that the proposed revisions to Rules
4.20.4(1) through (4) were less effective than the counterpart Federal
regulations at 30 CFR 817.121 in satisfying the requirements of SMCRA.
Specifically, OSMRE found that Rule 4.20.4 failed to provide the
Division with the power to ``limit the percentage of coal extracted
under or adjacent'' to ``(1) public buildings and facilities; (2)
churches, schools, and hospitals; or (3) impoundments with a storage
capacity
[[Page 46203]]
of 20 acre-feet or more or bodies of water with a volume of 20 acre-
feet or more,'' and Rule 4.20.4 failed to provide the Division with the
power to ``suspend mining under or adjacent to [(1) public buildings
and facilities; (2) churches, schools, and hospitals; or (3)
impoundments with a storage capacity of 20 acre-feet or more or bodies
of water with a volume of 20 acre-feet or more and any aquifer or body
of water that serves as a significant water source for any public water
supply system] until the subsidence control plan is modified to ensure
prevention of further material damage to such features or facilities''
if subsidence causes material damage to any of the features or
facilities.
In response to OSMRE's concern, Colorado appropriately added
requirements that authorized the Division to ``limit the percentage of
coal extracted'' and to ``suspend mining until the subsidence control
plan is modified to ensure prevention of further material damage,''
which corrected the inconsistencies with the Federal regulations.
Specifically, Colorado added a provision to Rules 4.20.4(1) and (3)
that requires ``if the Division determines that it is necessary in
order to minimize the potential for material damage to the features or
facilities described above, it may limit the percentage of coal
extracted under or adjacent thereto''. Additionally, Colorado added new
Rule 4.20.4(4) that requires ``if subsidence causes material damage to
any of the features or facilities covered by paragraphs (1), (2), or
(3) of this Rule, the Division may suspend mining under or adjacent to
such features or facilities until the subsidence control plan is
modified to ensure prevention of further material damage to such
features or facilities,'' and renumbered the existing Rule 4.20.4(4) to
4.20.4(5). Colorado also revised Rule 4.20.4(2) by protecting ``bodies
of water'' in addition to aquifers that serve as a significant source
of water supply to any public water system. We, therefore, approve the
amendment.
57. Rule 4.25.5(3)(d); Revegetation; [30 CFR 816.116(a), 823.15]
At Rule 4.25.5(3)(d), Colorado proposes two substantive Rule
changes. The first proposed change, the addition of ``an appropriate
total harvest method, or . . .'' seeks to include this type of
production standard in Colorado's rules. This Rule is no less effective
than the counterpart Federal regulation at 30 CFR 816.116(a)(1), which
states that ``[s]tandards for success and statistically valid sampling
techniques for measuring success shall be selected by the regulatory
authority, described in writing, and made available to the public.''
Colorado also proposes the addition of the clause: ``If statistical
methods are employed . . .'' to the second sentence of Rule
4.25.5(3)(d). The Federal regulation at 30 CFR 823.15(b)(2) states that
soil productivity shall be measured on a representative sample or on
all of the mined and reclaimed prime farmland area, and a statistically
valid sampling technique at a 90-percent or greater statistical
confidence level shall be used as approved by the regulatory authority
in consultation with the U.S. Soil Conservation Service. This proposed
change to the second sentence of proposed Rule 4.25.5(3)(d) is no less
effective than the Federal counterpart regulation at 30 CFR
823.15(b)(2). Lastly, Colorado proposes to update the name of the USDA
agency responsible for prime farmlands from the Soil Conservation
Service to the Natural Resources Conservation Service. This change is
appropriate, and we approve the amendment.
58. Rule 5.03.2(4)(b)(ii); Enforcement--Cessation Orders and Notices of
Violation; [30 CFR 843.15]
Colorado proposes language that allows for a person to obtain
review of a notice of violation or cessation order in a public hearing
before the Board and/or an informal public hearing, in accordance with
Rule 5.03.2(7). The proposed revision of Rule 5.03.2(4)(b)(ii) is
consistent with the Federal regulations at 30 CFR 843.15. The
references to Rules 5.03.2(7), Informal public hearings, and 5.03.5,
Formal Review by the Board, are appropriate. The proposed revision of
Rule 5.03.2(4)(b)(ii) is as effective as the Federal regulations in
satisfying the requirements of SMCRA, and we approve the amendment.
59. Rule 6.01.1; Blasters Training and Certification, General
Requirements; [30 CFR 850.5]
Proposed revisions to Rule 6.01.1 include a change to the second
paragraph, which defines ``certified blaster'' by correcting a
typographical error in the reference to ``Rule 2.05.4(6)'' (i.e., it is
corrected to ``Rule 2.05.3(6)(a)''), and the deletion of language
differentiating a ``certified blaster'' from a ``shotfirer.'' The
deletion of the differentiations between a certified blaster and a
shotfirer is appropriate. The proposed revisions to Rule 6.01.1 are as
effective as the Federal regulations at 30 CFR 850.5 in satisfying the
requirements of SMCRA. However, the definition of ``certified blaster''
in the second paragraph of Rule 6.01.1 is superfluous because it is
substantively identical to the proposed revision of the definition of
``certified blaster'' in Rule 1.04(20.1).
Because these proposed rules contain language that is the same as
or similar to the corresponding Federal regulation, we find that they
are consistent with and no less effective than the corresponding
Federal regulation; therefore, we approve the amendment.
C. Revisions to Colorado's Rules That Are Not the Same as the
Corresponding Provisions of the Federal Regulations
1. Rules 1.04(110.1), (110.1)(a), and (110.1)(b); Definitions,
``Replacement of Water Supply''; [30 CFR 701.5]
In 732 letters we sent Colorado on June 5, 1996, and April 4, 2008,
we explained to the State that it was required to define ``Replacement
of water supply.'' The proposed language at Rules 1.04(110.1),
(110.1)(a), and (110.1)(b) is substantively identical to the
counterpart Federal regulation at 30 CFR 701.5, Replacement of water
supply, except the Colorado Rule adds a provision for a one-time
payment of annual operation and maintenance costs to the water supply
owner and a provision that allows a demonstration of the availability
of a suitable alternative water source in lieu of actual replacement of
the affected water supply if it was not needed for the premining land
use and is not needed for the postmining land use. Both provisions
require ``approval'' of the owner of the affected water supply, which
protects the owner's water rights; therefore, the added provisions are
not inconsistent with the Federal regulations and are in accordance
with SMCRA. The proposed language is no less effective than the Federal
regulations in satisfying the requirements of SMCRA; therefore, we
approve the amendment.
2. Rule 1.04(111)(d); Definitions, ``Public Road''; [30 CFR 761.5]
Colorado proposes revisions to the definition for ``public road,''
as required by 30 CFR 906.16(h), Required program amendments. Proposed
Rule 1.04(111)(d), the definition of ``public road,'' is consistent
with the definition of a ``public road'' at 30 CFR 761.5, but is more
inclusive than the Federal definition. The ``maintenance'' stipulations
of the first and second criteria of Colorado's proposed definition,
``has been or will be . . . maintained with appropriated funds of the
United States . . . [or] the state of
[[Page 46204]]
Colorado or any political subdivision thereof,'' are the same as
criterion (b) of the Federal definition, ``is maintained with public
funds in a manner similar to other public roads of the same
classification within the jurisdiction,'' except that Colorado's
stipulation does not require that the road be maintained in a manner
similar to other public roads of the same classification within the
jurisdiction, which is more inclusive (and effective) than the Federal
requirement, because the definition extends to all roads maintained
with public funds regardless whether they are maintained in a manner
similar to other public roads of the same classification within the
jurisdiction, provided that such roads also meet the other criteria of
the definition. Additionally, Colorado's definition does not include
the criterion (c) of the Federal definition, which states, ``there is
substantial (more than incidental) public use.'' The omission of this
criterion makes the definition more inclusive than the Federal
requirement, because the definition extends to all roads used by the
public regardless of the frequency or significance of public use, if
such roads meet all the criteria of the definition. The proposed
language is no less effective than the Federal regulations in
satisfying the requirements of SMCRA. We, therefore, approve the
amendment.
During the comment period for the formal program amendment
submittal dated April 11, 2011, the United States Forest Service (USFS)
expressed concern with the possibility that the Division could attempt
to exercise jurisdiction over National Forest System Roads that are
managed by the USFS. OSMRE required the Division to modify its
Statement of Basis, Purpose, and Specific Statutory Authority (SBPSSA)
to clarify that the Division would not usurp the authority of the USFS
by exercising jurisdiction over a National Forest Road System Road.
Colorado amended Item No. 26 (statement for Rule 1.04(111)(d)) of the
SBPSSA to clarify that the Division will not exercise jurisdiction over
designated National Forest System Roads. The SBPSSA is incorporated
into the Colorado Rules by reference.
3. Rule 2.03.7(2); Relationship to Areas Designated Unsuitable for
Mining; [30 CFR 778.16(b), 762.13]
In response to Item J. of OSMRE's April 2, 2001, 732 letter,
Colorado proposed revisions to Rule 2.03.7(2) addressing the status of
unsuitability claims under the minimum requirements for legal,
financial, compliance, and related information associated with permit
applications. On January 15, 2008, in National Mining Association v.
Kempthorne, 512 F.3d 702 (D.C. Cir.), the U.S. Court of Appeals for the
District of Columbia Circuit affirmed the District Court's decision to
uphold the VER and associated rules that OSMRE published on December
17, 1999 (64 FR 70766). Because the VER rules were challenged in
Federal court on several fronts, we informed Colorado that it could
defer responding to our April 2, 2001, letter pending the outcome of
the litigation.
By letter dated May 20, 2013, OSMRE notified the Division that
Colorado's proposed revisions to Rule 2.03.7(2) regarding the status of
unsuitability claims was less effective than the counterpart Federal
regulations at 30 CFR 778.16(b).
Specifically, Colorado proposed to revise Rule 2.03.7(2) to require
that a permit application that is requesting a determination of valid
existing rights for operations on lands that are designated, or under
study for designation as, unsuitable for mining must contain the
information required by proposed new Rule 1.07, Procedures for
determining valid existing rights. The proposed changes conflicted with
the Federal regulations at 30 CFR 761.5, Valid existing rights, which
specify that possession of valid existing rights only confers an
exception from the prohibitions of 30 CFR 761.11 and 30 U.S.C. 1272(e),
which do not include lands that are designated, or under study for
designation as, unsuitable for mining. The proposed change also deleted
the requirement in the existing rule that an application must contain
information to support an assertion, if made, that the applicant made a
substantial legal and financial commitment prior to January 4, 1977 in
surface coal mining operations on those lands that are designated, or
under study for designation as, unsuitable for mining, which conflicted
with the Federal regulations at 30 CFR 778.16(b), which requires such
information to be contained in a permit application. It was further
noted that existing Rule 2.03.7(2) conflicts with Rule 7.02,
Applicability (of Rule 7--Designating Areas Unsuitable for Surface Coal
Mining), as well as the Federal regulations at 30 CFR 773.15(c)(1),
Written findings for permit application approval, and 30 CFR 762.13,
Land exempt from designation as unsuitable for surface coal mining
operations, because it implies that the ``substantial legal and
financial commitment'' exemption applies to ``lands designated . . . as
unsuitable for surface coal mining operations.'' The Federal
regulations only allow the exemption for lands under study or
administrative proceedings for designation as unsuitable for surface
coal mining operations.
Colorado now proposes language at proposed Rule 2.03.7(2) that a
permit application shall contain information supporting the assertion
that the applicant has made substantial legal and financial
commitments, in relation to the operation for which he or she is
applying for a permit, prior to January 4, 1977, if an applicant claims
the exemption described in Rule 7.02(3), Designating areas unsuitable
for surface coal mining, Applicability. The proposed change
appropriately requires information on substantial legal and financial
commitments in a permit application and appropriately references Rule
7.02(3), which specifies that the requirements of Rule 7, Designating
Areas Unsuitable for Surface Coal Mining, shall not apply to lands
where substantial legal and financial commitments in such operations
were in existence prior to January 4, 1977 and which is substantively
identical to the Federal regulations at 30 CFR 762.13(c). We,
therefore, approve the amendment.
Additionally, Colorado proposes language at Rule 2.03.7(2) stating
that, ``if the applicant has previously obtained a finding of the
Secretary of the Interior or the Division Director acknowledging valid
existing rights, or is in the process of applying for a valid existing
rights determination on Federal lands, the disposition of those
proceedings shall be included in the application''. There is no such
requirement in the corresponding Federal regulations; however, the
proposed requirement to include such valid existing rights information
in a permit application does not conflict with the Federal regulations
and does not render Colorado's Coal Program less effective than the
Federal Program. Accordingly, we approve the amendment.
4. Rules 4.05.15(1) and (2); Performance Standards, Hydrologic Balance,
Water Rights and Replacement; [30 CFR 816.41(h), 30 CFR 817.41(j), and
SMCRA Section 720(a)(2)]
Colorado was advised that it is required to revise Rule 4.05.15(2)
in 732 letters that we sent the State on June 5, 1996, and April 4,
2008. Under the Federal regulations, the performance standards for
replacement of water supplies adversely affected by mining activities
are different for surface mining activities and for underground mining
activities; however, under Rules 4.05.15(1) and 4.05.15(2), the
standards
[[Page 46205]]
are applicable to both surface mining activities and underground mining
activities. Thus, Colorado's standards must be consistent with both the
Federal standards for surface mining activities at 30 CFR 816.41(h) and
the Federal standards for underground mining activities at 30 CFR
817.41(j).
Rule 4.05.15(1) requires replacement of any water supply that has
been adversely impacted by surface or underground mining activities and
is consistent with the Federal performance standard at 30 CFR 816.41(h)
for surface mining activities. Colorado's Rule 4.05.15(1) uses the term
``owner of a vested water right'' in place of ``owner of interest in
real property who obtains all or part of his or her supply of water for
domestic, agricultural, industrial, or other legitimate use from an
underground or surface source,'' which is used in the Federal
regulation. The use of water and water rights are governed by the State
under the Colorado Constitution and State Law, which are based on the
``appropriation doctrine.'' Under the appropriation doctrine, a water
right is independent of land ownership. Therefore, the use of the term,
``owner of a vested water right,'' is appropriate within Colorado's
rules and is not inconsistent with the Federal regulations.
Additionally, Colorado Rule 4.05.15(1) uses the phrase ``water
supply . . . which is proximately injured as a result of the mining
activities'' in place of ``water supply [that] has been adversely
impacted by contamination, diminution, or interruption proximately
resulting from the . . . mining activities,'' which is used in the
Federal regulation; the core difference being that ``injured'' replaces
``adversely impacted by contamination, diminution, or interruption.''
Although broader in scope, an ``injured'' water supply includes
``contamination, diminution, or interruption'' of a water supply;
therefore, the use of the term, ``injured'' with respect to a water
supply is appropriate within Colorado's Rules and is consistent with
the Federal regulations.
The added requirement that an operator must replace the ``water
supply . . . in a manner consistent with applicable State law'' is
appropriate because water rights are governed by the State under
Colorado Law.
Colorado's rule also requires an operator to replace the ``water
supply . . . as described in Rule 2.04.7(3).'' Rule 2.04.7(3) contains
the requirements for ``Alternative Water Supply Information'' that must
be contained in a permit application, including, among other things,
``a description of . . . alternative sources of water supply . . . of a
quality and quantity so as to meet the requirements for which the water
has normally been used.'' The Federal regulations have no counterpart
requirement to replace a water supply as described in the permit
application; however, this requirement is not inconsistent with the
Federal regulations.
Rule 4.05.15(2) requires replacement of drinking, domestic, or
residential water supplies adversely affected by surface and
underground mining activities and is substantively identical to the
Federal performance standard at 30 CFR 817.41(j) for underground mining
activities with the following exception: The Federal performance
standard at 30 CFR 817.41(j) limits the applicability of the standard
to ``mining activities conducted after October 24, 1992, if the
affected well or spring was in existence before the date the regulatory
authority received the permit application for the activities causing
the loss, contamination or interruption.'' Rule 4.05.15(2) does not
contain any limitation to the applicability of the standard. The
omission of the limitation on applicability is not inconsistent with
the Federal regulations.
The proposed revision of Rule 4.05.15(1) and the addition of
proposed Rule 4.05.15(2) is consistent with the Federal regulations at
30 CFR 816.41(h) and 817.41(j) and in accordance with section 720(a)(2)
of SMCRA. Rules 4.05.15(1) and 4.05.15(2) are as effective as the
Federal regulations in satisfying the requirements of SMCRA. We,
therefore, approve the proposed amendment.
D. Revisions to Colorado's Rules With No Corresponding Federal
Regulations
1. Rules 2.04.13(1) and (3); Annual Reclamation Report
Colorado's rules requiring permit holders to submit Annual
Reclamation Reports to the Division are unique to Colorado. Although
coal mining permits under Federal programs nearly always include the
same requirement for an annual report, they are listed as permit
conditions that the coal operator must meet. There are no Federal
regulations specifically requiring an operator to submit an annual
reclamation report.
Colorado proposes to revise Rule 2.04.13(1) to specify that data is
to be included in the annual reclamation reports that must be submitted
to Colorado by coal operators. The removal of Colorado's reference to
``text'' in this rule is appropriate because it mentions that
``discussions'' of applicable topics must be included in the same
sentence. Therefore, ``text'' can be construed to be redundant.
Colorado is proposing to add Rule 2.04.13(3) to require operators
of underground mines to include, in the annual report, a map showing
the current location and extent of underground workings. Colorado
explains that this rule is necessary to ensure that mining is occurring
as planned for the projected impacts of subsidence, to better analyze
ground water monitoring and subsidence data, and to ensure compliance
with Colorado's public notice requirements. For certain mines, when no
revisions are requested, it can take as long as five years before the
Division receives this information with a renewal application, as part
of the information required by Rule 4.20.1(3).
Colorado's reference to Rule 2.07.5(1)(b), which outlines
information in permit applications, which may be declared confidential
because it pertains to the quantity of the coal or stripping ratios, or
the analysis of the chemical and physical properties of coal to be
mined, is appropriate.
Colorado's proposal to add specificity to their rules by including
the proposed requirements in Rules 2.01.13(1) and (3) regarding the
submission of Annual Reclamation Reports does not conflict with the
Federal regulations and does not render Colorado's coal program less
effective than the Federal program. We, therefore, approve the
amendment.
2. Rules 2.07.6(2)(e) and (e)(iii); Criteria for Review of Permit
Applications for Permit Approval or Denial--Criteria for Permit
Approval or Denial
Colorado proposes to revise Rule 2.07.6(2)(e) by deleting the
introductory language of paragraph (e) (i.e., ``Subject to valid rights
existing as of August 3, 1977, and with the further exception of those
surface coal mining operations which were in existence on August 3,
1977''); deleting paragraph (e)(iii) (i.e., ``A permit for the
operation shall not be issued unless jointly approved by all affected
agencies with jurisdiction over the park or historic site.'');
redesignating paragraphs (e)(i) and (ii) as Rule 2.07.6(2)(d)(vi); and
adjusting the introductory phrase of Rule 2.07.6(2)(e)(i) to be
consistent with the introductory language of Rule 2.07.6(2)(d). Rules
2.07.6(2)(f) through (o) are renumbered to accommodate this
redesignation of paragraph (e).
The deletion of Rule 2.07.6(2)(e)(iii) is appropriate because it is
redundant of the requirement in Rule 2.07.6(2)(d)(vi) that the Division
or Board shall not approve any application, unless it finds that ``the
affected area is . . . not within
[[Page 46206]]
. . . any lands where the proposed operations would adversely affect
any publicly owned park or any place listed on or those places eligible
for listing, as determined by the SHPO, on the National Register of
Historic Places, unless approved jointly by the Board and the Federal,
State, or local agency with jurisdiction over the park or place.'' The
proposed deletion of Rules 2.07.6(e) and (e)(iii) does not make
Colorado's Rules less effective than the Federal regulations, and we
approve the amendment.
E. Removal of Required Amendments
1. Required Amendment at 30 CFR 906.16(f); Design Criteria for Roads
Variance
As explained in Section III.B.40. of this document, Colorado
proposes revisions to Rules 4.03.1, 4.03.2, and 4.03.3, as required by
30 CFR 906.16(f), Required program amendments. The proposed revisions
to Rules 4.03.1, 4.03.2, and 4.03.3 are consistent with the Federal
counterpart regulation at 30 CFR 816.150(c). Colorado proposes to
delete the general provision allowing alternative design criteria to
clarify that the Division would not approve alternatives to all of the
access road design and construction criteria presented in Rules 4.03.1,
4.03.2, and 4.03.3, as is implied by paragraph (e) of the General
Requirements for haul roads and access roads. The proposed revision
also adds provisions for use of alternative design criteria and
specifications for road grades, such as ``vertical alignment'', of haul
roads, access roads, and light-use roads. With the addition of these
provisions, the existing rules specify, for haul roads, access roads,
and light-use roads, whether the Division may approve alternatives to
design and construction criteria, thus rendering paragraph (e)
redundant and unclear. The proposed language is consistent with and no
less effective than the Federal regulations in satisfying the
requirements of SMCRA.
2. Required Amendment at 30 CFR 906.16(h); Design Criteria for Roads
Variance
As explained in Section III.C.2. of this document, Colorado
proposes revisions to the definition for ``public road,'' as required
by 30 CFR 906.16(h), Required program amendments. Proposed Rule
1.04(111)(d), the definition of ``public road,'' is consistent with the
definition of a ``public road'' at 30 CFR 761.5, but is more inclusive
than the Federal definition. The ``maintenance'' stipulations of the
first and second criteria of Colorado's proposed definition, ``has been
or will be . . . maintained with appropriated funds of the United
States . . . [or] the state of Colorado or any political subdivision
thereof,'' are the same as criterion (b) of the Federal definition,
``is maintained with public funds in a manner similar to other public
roads of the same classification within the jurisdiction,'' except that
Colorado's stipulation does not require that the road be maintained in
a manner similar to other public roads of the same classification
within the jurisdiction, which is more inclusive (and effective) than
the Federal requirement because the definition extends to all roads
maintained with public funds regardless whether they are maintained in
a manner similar to other public roads of the same classification
within the jurisdiction, provided that such roads also meet the other
criteria of the definition). Additionally, Colorado's definition does
not include the criterion (c) of the Federal definition, ``there is
substantial (more than incidental) public use.'' The omission of this
criterion makes the definition more inclusive than the Federal
requirement because the definition extends to all roads used by the
public, regardless of the frequency or significance of public use, if
such roads meet all the criteria of the definition. The proposed
language is no less effective than the Federal regulations in
satisfying the requirements of SMCRA.
IV. Summary and Disposition of Comments
Public Comments
We announced receipt of the proposed amendment in the January 22,
2015, Federal Register (80 FR 3190). In the same document, we opened
the public comment period and provided an opportunity for a public
hearing or meeting on the amendment's adequacy (Administrative Record
Document ID No. OSMRE-2011-0002-0001). We received no public comments
and, because no one requested an opportunity to speak at a public
hearing, we held no hearing.
Federal Agency Comments
On April 19, 2016, under 30 CFR 732.17(h)(11)(i) and section 503(b)
of SMCRA, we requested comments on the amendment from various Federal
and State agencies with an actual or potential interest in the Colorado
program, including the USFS, U.S. Fish and Wildlife Service,
Environmental Protection Agency (EPA), Advisory Council on Historic
Preservation (ACHP), and the Colorado Office of Archaeology and
Historic Preservation.
During the public comment period for the formal program amendment
submittal of June 21, 2011, USFS expressed concern with the possibility
that the Division could attempt to exercise jurisdiction over National
Forest System Roads that USFS manages. As a result of those comments,
we identified concerns regarding Colorado's jurisdiction over public
roads, particularly National Forest System Roads. We notified Colorado
of these concerns by letter dated September 19, 2011 (Administrative
Record No. OSMRE-2011-0002-0008).
OSMRE required the Division to modify its Statement of Basis,
Purpose, and Specific Statutory Authority (SBPSSA) to clarify that the
Division would not assume the authority of the USFS by exercising
jurisdiction over a National Forest Road System Road. Colorado amended
Item No. 26, statement for Rule 1.04(111)(d), Definitions: Public Road,
of the SBPSSA to clarify that the Division will not exercise
jurisdiction over designated National Forest System Roads. The SBPSSA
is incorporated into the Colorado rules by reference.
State Historical Preservation Officer (SHPO) and the AHCP
Under 30 CFR 732.17(h)(4), we are required to request comments from
the Colorado SHPO and the ACHP on amendments that may have an effect on
historic properties. On April 19, 2016, we requested comments on the
amendment. The SHPO and ACHP did not provide any comments when
solicited.
EPA Concurrence and Comments
Under 30 CFR 732.17(h)(11)(ii), we are required to get concurrence
from EPA for those provisions of the program amendment that relate to
air or water quality standards issued under the authority of the Clean
Water Act (33 U.S.C. 1251 et seq.) or the Clean Air Act (42 U.S.C. 7401
et seq.). Because the amendments do not relate to air or water quality
standards, concurrence is not required. However, consistent with 30 CFR
732.17(h)(11)(i), we did request comment from EPA on April 19, 2016.
The EPA did not respond to our request.
V. OSMRE's Decision
Based on the above findings, we are approving Colorado's revised
amendment submission dated October 1, 2014. To implement this decision,
we are amending the Federal regulations at 30 CFR part 906, which
codify decisions concerning the Colorado program. In
[[Page 46207]]
accordance with the Administrative Procedure Act (5 U.S.C. 500 et
seq.), this rule will take effect 30 days after the date of
publication. Section 503(a) of SMCRA requires that the State's program
demonstrate that the State has the capability of carrying out the
provisions of the Act and satisfying its purposes. SMCRA requires
consistency of State and Federal standards.
Effect of OSMRE's Decision
Section 503 of SMCRA provides that a State may not exercise
jurisdiction under SMCRA, unless the Secretary has approved the State
program. Similarly, 30 CFR 732.17(a) requires that any change of an
approved State program must be submitted to OSMRE for review as a
program amendment. The Federal regulations at 30 CFR 732.17(g) prohibit
any changes to approved State programs that are not approved by OSMRE.
In the oversight of the Colorado program, we will recognize only the
statutes, regulations, and other materials we have approved, together
with any consistent implementing policies, directives and other
materials. We will require Colorado to enforce only approved
provisions.
VI. Procedural Determinations
Executive Order 12630--Governmental Actions and Interference With
Constitutionally Protected Property Rights
This rule would not effect a taking of private property or
otherwise have taking implications that would result in public property
being taken for government use without just compensation under the law.
Therefore, a takings implication assessment is not required. This
determination is based on an analysis of the corresponding Federal
regulations.
Executive Orders 12866--Regulatory Planning and Review and 13563--
Improving Regulation and Regulatory Review
Executive Order 12866 provides that the Office of Information and
Regulatory Affairs in the Office of Management and Budget (OMB) will
review all significant rules. Pursuant to OMB guidance, dated October
12, 1993, the approval of State program amendments is exempted from OMB
review under Executive Order 12866. Executive Order 13563, which
reaffirms and supplements Executive Order 12866, retains this
exemption.
Executive Order 13771--Reducing Regulation and Controlling Regulatory
Costs
State program amendments are not regulatory actions under Executive
Order 13771 because they are exempt from review under Executive Order
12866.
Executive Order 12988--Civil Justice Reform
The Department of the Interior has reviewed this rule as required
by Section 3 of Executive Order 12988. The Department determined that
this Federal Register document meets the criteria of Section 3 of
Executive Order 12988, which is intended to ensure that the agency
review its legislation and proposed regulations to eliminate drafting
errors and ambiguity; that the agency write its legislation and
regulations to minimize litigation; and that the agency's legislation
and regulations provide a clear legal standard for affected conduct
rather than a general standard, and promote simplification and burden
reduction. Because Section 3 focuses on the quality of Federal
legislation and regulations, the Department limited its review under
this Executive Order to the quality of this Federal Register document
and to changes to the Federal regulations. The review under this
Executive Order did not extend to the language of the State regulatory
program or to the program amendment that the State of Colorado drafted.
Executive Order 13132--Federalism
This rule is not a ``[p]olicy that [has] Federalism implications''
as defined by Section 1(a) of Executive Order 13132 because it does not
have ``substantial direct effects on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government.''
Instead, this rulemaking approves an amendment to the Colorado program
submitted and drafted by that State. OSMRE reviewed the submission with
fundamental federalism principles in mind, as set forth in Sections 2
and 3 of the Executive Order, and with the principles of cooperative
Federalism, which are set forth in SMCRA. See, e.g., 30 U.S.C. 1201(f).
As such, pursuant to Section 503(a) and (7) (30 U.S.C. 1253(a)(1) and
(7)), OSMRE reviewed the program amendment to ensure that it is ``in
accordance with'' the requirements of SMCRA and ``consistent with'' the
regulations issued by the Secretary pursuant to SMCRA.
Executive Order 13175--Consultation and Coordination With Indian Tribal
Governments
The Department of the Interior strives to strengthen its
government-to-government relationship with Tribes through a commitment
to consultation with Tribes and recognition of their right to self-
governance and tribal sovereignty. We have evaluated this rule under
the Department's consultation policy and under the criteria in
Executive Order 13175, and have determined that it has no substantial
direct effects on federally recognized Tribes or on the distribution of
power and responsibilities between the Federal government and Tribes.
Therefore, consultation under the Department's tribal consultation
policy is not required. The basis for this determination is that our
decision is on the Colorado program that does not include Tribal lands
or regulation of activities on Tribal lands. Tribal lands are regulated
independently under the applicable, approved Federal program.
Executive Order 13211--Regulations That Significantly Affect Energy
Supply, Distribution, or Use
Executive Order 13211 requires agencies to prepare a Statement of
Energy Effects for a rulemaking that is (1) considered significant
under Executive Order 12866, and (2) likely to have a significant
adverse effect on the supply, distribution, or use of energy. Because
this rule is exempt from review under Executive Order 12866 and is not
significant energy action under the definition in Executive Order
13211, a Statement of Energy Effects is not required.
Executive Order 13045--Protection of Children From Environmental Health
Risks and Safety Risks
This rule is not subject to Executive Order 13045 because this is
not an economically significant regulatory action as defined by
Executive Order 12866; and this action does not address environmental
health or safety risks disproportionately affecting children.
National Environmental Policy Act
Consistent with sections 501(a) and 702(d) of SMCRA (30 U.S.C.
1251(a) and 1292(d), respectively) and the U.S. Department of the
Interior Departmental Manual, part 516, section 13.5(A), State program
amendments are not major Federal actions within the meaning of section
102(2)(C) of the National Environmental Policy Act (42 U.S.C.
4332(2)(C)).
National Technology Transfer and Advancement Act
Section 12(d) of the National Technology Transfer and Advancement
Act (15 U.S.C. 3701 et seq.) directs OSMRE to use voluntary consensus
[[Page 46208]]
standards in its regulatory activities unless to do so would be
inconsistent with applicable law or otherwise impractical. (OMB
Circular A-119 at p. 14). This action is not subject to the
requirements of section 12(d) of the NTTAA because application of those
requirements would be inconsistent with SMCRA.
Paperwork Reduction Act
This rule does not include requests and requirements of an
individual, partnership, or corporation to obtain information and
report it to a Federal agency. As this rule does not contain
information collection requirements, a submission to the OMB under the
Paperwork Reduction Act (44 U.S.C. 3501 et seq.) is not required.
Regulatory Flexibility Act
This rule will not have a significant economic impact on a
substantial number of small entities under the Regulatory Flexibility
Act (5 U.S.C. 601 et seq.). The State submittal, which is the subject
of this rule, is based upon corresponding Federal regulations for which
an economic analysis was prepared and certification made that such
regulations would not have a significant economic effect upon a
substantial number of small entities. In making the determination as to
whether this rule would have a significant economic impact, the
Department relied upon the data and assumptions for the corresponding
Federal regulations.
Small Business Regulatory Enforcement Fairness Act
This rule is not a major rule under 5 U.S.C. 804(2), the Small
Business Regulatory Enforcement Fairness Act. This rule: (a) Does not
have an annual effect on the economy of $100 million; (b) will not
cause a major increase in costs or prices for consumers, individual
industries, Federal, State, or local government agencies, or geographic
regions; and (c) does not have significant adverse effects on
competition, employment, investment, productivity, innovation, or the
ability of U.S.-based enterprises to compete with foreign-based
enterprises. This determination is based on an analysis of the
corresponding Federal regulations, which were determined not to
constitute a major rule.
Unfunded Mandates
This rule does not impose an unfunded mandate on State, local, or
Tribal governments, or the private sector of more than $100 million per
year. The rule does not have a significant or unique effect on State,
local, or Tribal governments or the private sector. This determination
is based on an analysis of the corresponding Federal regulations, which
were determined not to impose an unfunded mandate. Therefore, a
statement containing the information required by the Unfunded Mandates
Reform Act (2 U.S.C. 1531 et seq.) is not required.
List of Subjects in 30 CFR Part 906
Intergovernmental relations, Surface mining, Underground mining.
Dated: March 15, 2019.
Glenda H. Owens,
Deputy Director, Exercising the Authority of the Director.
Editorial note: This document was received for publication by
the Office of the Federal Register on August 26, 2019.
For the reasons set out in the preamble, 30 CFR part 906 is amended
as set forth below:
PART 906--COLORADO
0
1. The authority citation for part 906 continues to read as follows:
Authority: 30 U.S.C. 1201 et seq.
0
2. Section 906.15 is amended in the table by adding an entry in
chronological order by ``Date of Final Publication'' to read as
follows:
Sec. 906.15 Approval of Colorado regulatory program amendments.
* * * * *
----------------------------------------------------------------------------------------------------------------
Original amendment submission date Date of final publication Citation/description
----------------------------------------------------------------------------------------------------------------
* * * * * * *
April 8, 2011........................... September 3, 2019....................... 2 CCR 407-2, Rules 1.04
(11.1), (20.1), (30.1),
(39.1), (70.1), (71)(c),
(71)(k), (71.2), (77),
(79), (81), (83.1),
(110.1), (110.1)(a),
(110.1)(b), (111)(d),
(118.1), (118.1)(a) through
(d), (132)(c), (141),
(146), (149), (149)(a)(i),
(149)(a)(ii)(A),
(149)(a)(ii)(B),
(149)(a)(ii)(B)(I) through
(149)(a)(ii)(B)(IV),
(149)(b), (149)(b)(i)
through (b)(iii), (149.1),
(149.1)(a), (149.1)(b)(i)
through (b)(v)(C), (149.2),
(149.2)(a) and (b);
Rules 1.07(1), (1)(a),
(1)(a)(i) through (a)(ix),
(1)(b), (1)(b)(i) through
(iii); (1)(c), (1)(d),
(d)(i) through (iii), (2),
(2)(a) through (2)(d), (3),
(3)(a), (3)(a)(i) through
(3)(a)(iii)(A),
(3)(a)(iii)(B) through
(a)(iii)(D), (3)(a)(iv)
through (3)(a)(vii),
(3)(b), (3)(b)(i) and (ii),
(3)(c), (4), (4)(a) through
(4)(c), (4)(c)(i),
(4)(c)(ii), (4)(d), (4)(e),
(e)(i), (e)(ii), (5), and
(6);
Rule 2.01.3;
Rules 2.02.2(1), .3, and
.3(1)(g);
Rules 2.02.4, .4(3)(d), and
.5;
Rules 2.03.3(10), .4, .4(2)
through (2)(d), .4(3),
.4(3)(a), (3)(a)(i),
(3)(a)(ii), (3)(a)(iii),
(3)(a)(iv), (3)(b), .4(4),
.4(4)(a) through (c),
.4(6)(b), and .4(8),
.4(10), .4(11), (11)(a),
(11)(b), .4(12)(a), (b)(i),
(b)(ii), .5(1)(a),
(1)(a)(i), (1)(a)(ii),
.5(2)(a) through (2)(d),
.5(3)(a), (3)(a)(i) through
(3)(a)(iii), .5(3)(b), and
(3)(c), and .7(2);
Rules 2.04.5(1)(a), (1)(b),
.12(2)(g); .13(1) and
.13(3);
Rule 2.05.4(2)(c);
Rules 2.05.6(6)(a),
(6)(a)(i), (6)(a)(ii),
(6)(a)(ii)(A),
(6)(a)(ii)(B), (6)(a)(iii),
(6)(a)(iv), (6)(b),
(6)(b)(i), (6)(b)(i)(A),
(6)(b)(i)(C), (6)(b)(ii),
(6)(b)(iii),
(6)(b)(iii)(A),
(6)(b)(iii)(B),
(6)(c)(i)(E), (F), and (G),
(6)(c)(ii), (6)(d)(i) and
(ii), (6)(e)(i)(F) and
(F)(III), (6)(e)(ii) and
(ii)(A) through (C),
(6)(e)(iii), (6)(e)(iv),
(6)(f)(iii),
(6)(f)(iii)(A), (C), and
(C)(V), (6)(f)(iv),
(6)(f)(iv)(A), (D), and
(E), (6)(f)(v) and (v)(A),
and (6)(f)(vi);
Rules 2.06.6(2)(a)(i), (3),
(4), and (4)(b);
[[Page 46209]]
Rules 2.07.1(4), .1(5),
.3(2), .3(3), .4(2)(e)
through (e)(ii), .4(2)(f),
.4(3)(d)(iv), .4(3)(f),
.6(1)(b) through (b)(ii),
.6(1)(c) through (f),
.6(1)(g)(i), (g)(i)(A),
(g)(i)(B), (g)(ii),
(g)(ii)(A), (g)(ii)(B),
(g)(ii)(C), (g)(ii)(C)(I),
(g)(ii)(C)(II), (g)(ii)(D),
(g)(iii), (g)(iii)(A),
(g)(iii)(C), and
(g)(iii)(D),
.6(2)(d)(iii)(A),
.6(2)(d)(iii)(D)(II) and
(III), .6(2)(d)(v) and
(vi), .6(2)(e), (e)(i),
(e)(ii), (e)(iii),
.6(2)(g), .6(2)(p) and (q),
.8(1) and (1)(a), .8(1)(b)
through (e), .8(2)(a)
through (g), .8(3)(a)
through (d), .9, .9(1)(a)
through (d), .9(2), .9(3),
.9(3)(a), .9(3)(b), .9(4),
.9(5)(a) and (b), .9(6)
.9(7), .9(8), .10, .10(1),
and .10(2);
Rules 2.08.4(6)(b)(i) and
.5(1)(b);
Rules 2.11, 2.11.1(1), .1(1)
through (3), .2, .2(1),
.2(1)(a), .2(1)(b), .2(2)
through (5), .3, .3(1)(a),
.3(1)(b), .3(2), .3(3)(a)
through (c), .3(3)(d)
through (d)(iii), and .4(1)
through (6);
Rule 3.03.2(1);
Rules 4.03.1, .2, and .3;
Rules 4.05.15(1) and (2);
Rules 4.06.4(2)(a) and (3);
Rules 4.07.3, .3(1),
.3(1)(a), .3(1)(b),
.3(1)(b)(i), .3(1)(b)(ii),
.3(1)(b)(ii)(A), and
.3(1)(b)(ii)(B);
Rules 4.08.4(4) and (8);
Rules 4.14.2(5), .4(1),
.4(1)(a), .4(1)(b),
4.14.5(1), .5(1)(a), and
.5(1)(b);
Rules 4.15.1(2)(b),
.7(2)(d), .7(2)(d)(ii),
.7(5), .7(5)(e) and (g),
.8(1) through (9), .9,
.11(1), .11(2)(c) and (d),
.11(3)(b)(ii) and
.11(3)(c);
Rule 4.16.3(6);
Rules 4.20.3(1) through (4),
.4(1) through (5);
Rule 4.25.5(3)(d);
Rules 5.03.2(4)(b)(ii) and
.2(5)(e);
Rules 5.05, 5.05.1, .2, .3,
.4, .4(1), .4(2), .4(2)(a),
.4(2)(b), .5, and .5(1)
through (4);
Rules 5.06 and 5.06.1, .2,
.2(1) through (3), .3,
.3(1), .3(2), .3(2)(a) and
(b), .3(3), .4, and .4(2)
through (4);
Rules 6.01.1 and .3(3);
Rules 7.06.2(1) and .3(1);
Also all minor, editorial,
and codification changes.
----------------------------------------------------------------------------------------------------------------
Sec. 906.16 [Amended]
0
3. Section 906.16 is amended by removing and reserving paragraphs (f)
and (h).
[FR Doc. 2019-18697 Filed 8-30-19; 8:45 am]
BILLING CODE 4310-05-P