SJI Board of Directors Meeting, Notice, 45819-45820 [2019-18851]
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Federal Register / Vol. 84, No. 169 / Friday, August 30, 2019 / Notices
issues involved. Rather, as described
below, the Commission seeks and
encourages interested persons to
provide comments on the proposed rule
change.
Pursuant to Section 19(b)(2)(B) of the
Act,22 the Commission is providing
notice of the grounds for disapproval
under consideration. The Commission is
instituting proceedings to allow for
additional analysis of the proposed rule
change’s consistency with Section
6(b)(5) of the Act, which requires,
among other things, that the rules of a
national securities exchange be
‘‘designed to prevent fraudulent and
manipulative acts and practices, to
promote just and equitable principles of
trade, and ‘‘to protect investors and the
public interest.’’ 23
The Commission asks that
commenters address the sufficiency of
the Exchange’s statements in support of
the proposal, which are set forth in the
Notice,24 in addition to any other
comments they may wish to submit
about the proposed rule change. In
particular, the Commission seeks
comment on the following questions
and asks commenters to submit data
where appropriate to support their
views.
If the listing rules for the Shares were
amended as proposed, including the
average loan maturity thresholds for
Private ABS/MBS, would the listing rule
continue to ensure that a substantial
portion of the Fund’s portfolio consists
of Fixed Income Securities for which
information is publicly available? If not,
are there reasons why it may not be
necessary that information be publicly
available for Private ABS/MBS (as
distinguished from other types of Fixed
Income Securities)?
Has the Exchange adequately
supported the use of the proposed
average loan maturity thresholds for
Private ABS/MBS? Why or why not?
What further information regarding
these thresholds would be useful to
market participants?
Does the Fund’s proposal to not invest
more than 2% of its total assets in any
one Fixed Income Security on a per
CUSIP basis mitigate concerns that the
Fund’s investment in such securities
would be readily susceptible to market
manipulation. Why or why not?
Would the proposed increased
investments in Private ABS/MBS by the
Fund increase the susceptibility of the
Shares to manipulation? If so, why; if
not, why not? If the Fund’s permitted
investments were expanded to the
22 Id.
23 15
U.S.C. 78f(b)(5).
Notice, supra note 3.
24 See
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16:43 Aug 29, 2019
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extent proposed, would any other
restrictions on the Fund’s permitted
investments be appropriate in order for
the proposed rule change to be
consistent with Section 6(b)(5) of the
Act?
III. Procedure: Request for Written
Comments
The Commission requests that
interested persons provide written
submissions of their views, data, and
arguments with respect to the issues
identified above, as well as any other
concerns they may have with the
proposal. In particular, the Commission
invites the written views of interested
persons concerning whether the
proposal is consistent with Section
6(b)(5) or any other provision of the Act,
or the rules and regulations thereunder.
Although there do not appear to be any
issues relevant to approval or
disapproval that would be facilitated by
an oral presentation of views, data, and
arguments, the Commission will
consider, pursuant to Rule 19b–4, any
request for an opportunity to make an
oral presentation.25
Interested persons are invited to
submit written data, views, and
arguments regarding whether the
proposal should be approved or
disapproved by September 20, 2019.
Any person who wishes to file a rebuttal
to any other person’s submission must
file that rebuttal by October 4, 2019. The
Commission asks that commenters
address the sufficiency of the
Exchange’s statements in support of the
proposal, in addition to any other
comments they may wish to submit
about the proposed rule change.
Comments may be submitted by any
of the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (https://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NYSEArca–2019–33 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
25 Section 19(b)(2) of the Act, as amended by the
Securities Acts Amendments of 1975, Public Law
94–29 (June 4, 1975), grants the Commission
flexibility to determine what type of proceeding—
either oral or notice and opportunity for written
comments—is appropriate for consideration of a
particular proposal by a self-regulatory
organization. See Securities Acts Amendments of
1975, Senate Comm. on Banking, Housing & Urban
Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30
(1975).
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45819
All submissions should refer to File
Number SR–NYSEArca–2019–33. This
file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (https://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NYSEArca–2019–33 and
should be submitted by September 20,
2019. Rebuttal comments should be
submitted by October 4, 2019.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.26
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–18750 Filed 8–29–19; 8:45 am]
BILLING CODE 8011–01–P
STATE JUSTICE INSTITUTE
SJI Board of Directors Meeting, Notice
State Justice Institute.
Notice of meeting.
AGENCY:
ACTION:
The SJI Board of Directors
will be meeting on Monday, September
9, 2019 at 1:00 p.m. The meeting will be
held at the Athenee Hotel in New York,
New York. The purpose of this meeting
is to consider grant applications for the
4th quarter of FY 2019, and other
business. All portions of this meeting
are open to the public.
SUMMARY:
26 17
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CFR 200.30–3(a)(57).
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45820
Federal Register / Vol. 84, No. 169 / Friday, August 30, 2019 / Notices
Athenee Hotel, 37 E 64th
Street, New York, NY 10065.
FOR FURTHER INFORMATION CONTACT:
Jonathan Mattiello, Executive Director,
State Justice Institute, 11951 Freedom
Drive, Suite 1020, Reston, VA 20190,
571–313–8843, contact@sji.gov.
ADDRESSES:
Jonathan D. Mattiello,
Executive Director.
[FR Doc. 2019–18851 Filed 8–29–19; 8:45 am]
BILLING CODE P
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36342]
Youngstown & Southeastern Railroad
Co.—Acquisition and Operation
Exemption—Mule Sidetracks, LLC
jspears on DSK3GMQ082PROD with NOTICES
Youngstown & Southeastern Railroad
Co. (YSRR), a Class III carrier, has filed
a verified notice of exemption under 49
CFR 1150.41 to acquire from Mule
Sidetracks, LLC (MSLLC), and to
continue to operate approximately 35.7
miles of rail line between milepost 0.0
in Youngstown, Ohio, and milepost 35.7
in Darlington, Pa. (the Line), together
with MSLLC’s rights over three miles of
contiguous track segments, including
incidental trackage rights, running from
east of milepost 0.0 and connecting the
Line to interchange with Norfolk
Southern Railway Company (NSR) and
CSX Transportation, Inc. (CSXT).1
1 YSRR states that these rights are found in the
following agreements, under which MSLLC has
succeeded to the interests of the Line’s previous
owner, Columbiana County Port Authority (CCPA):
(1) Overhead Trackage Rights Agreement dated May
7, 2001, between Ohio & Pennsylvania Railroad
Company (OHPA) and Central Columbiana &
Pennsylvania Railway, Inc. (CQPA), to which CCPA
is successor; (2) Letter Agreement regarding yard
operations dated November 30, 2011, among OHPA,
CQPA, and CCPA; (3) Interchange Agreement dated
July 23, 2002, as amended and in effect, among
CSXT, OHPA, and CQPA, and Interline Service
Agreement, effective date April 1, 2004, between
CSXT and CQPA, to which CCPA is successor; (4)
Land Lease dated August 8, 2003, between CSXT
and CQPA, which was assumed by CCPA, effective
January 3, 2006; (5) Interchange Agreement dated
May 1, 2001, and Interline Service Agreement,
effective date October 5, 2004, between CQPA and
NSR, to which CCPA is successor; (6) easements
granted by Allied Erecting & Dismantling Company,
Inc. (Allied), to The Pittsburgh and Lake Erie
Railroad Company (P&LE) by agreements dated June
3, 1992, and November 10, 1993, and easements
retained by P&LE in deeds dated June 3, 1992, and
November 10, 1993, from P&LE to Allied
(collectively, the Allied Easements), which Allied
Easements were conveyed by Youngstown and
Southern Railway Company to Railroad Ventures,
Inc. (RVI), by deed dated November 8, 1996, and
by RVI to CCPA by deed dated January 23, 2001,
and were included in the rights granted to CQPA
by CCPA, including rights over the C.P. Graham
Interlocking, and which collective rights were also
conferred on CCPA by order of the Bankruptcy
Court dated March 28, 2002, in In re: Pittsburgh &
Lake Erie Properties, Inc., Case No. 96–406 (MFW),
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16:43 Aug 29, 2019
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YSRR states that it has been operating
the Line and connecting track since
2006, first pursuant to a lease with the
previous owner, CCPA,2 and
subsequently pursuant to an operating
agreement with MSLCC 3 since MSLCC
acquired the Line and rights in 2013.4
YSSR further states that it is entering
into an asset purchase sale agreement
with MSLLC in which YSRR will
acquire the Line and all of MSLLC’s
related rights to the contiguous track
segments, and, following closing, YSRR
will be both the owner and operator of
the Line and contiguous track segments.
YSRR certifies that, following this
transaction, YSRR’s annual revenues
will be less than $5 million annually,
and it will remain a Class III carrier.
YSRR also certifies that the proposed
acquisition does not involve an
interchange commitment.
This transaction may be
consummated on or after September 14,
2019, the effective date of the exemption
(30 days after the verified notice was
filed).
If the verified notice contains false or
misleading information, the exemption
is void ab initio. Petitions to revoke the
exemption under 49 U.S.C. 10502(d)
may be filed at any time. The filing of
a petition to revoke will not
automatically stay the effectiveness of
the exemption. Petitions for stay must
be filed no later than September 6, 2019
(at least seven days before the
exemption becomes effective).
All pleadings, referring to Docket No.
FD 36342, must be filed with the
Surface Transportation Board either via
e-filing or in writing addressed to 395 E
Street SW, Washington, DC 20423–0001.
In addition, a copy of each pleading
must be served on YSRR’s
representatives, Eric M. Hocky, Clark
Hill PLC, One Commerce Square, 2005
Market Street, Suite 1000, Philadelphia,
and to which CCPA is successor; and (7) Operating
Rights Agreement between Matteson Equipment
Company (Matteson) and CQPA, to which CCPA is
successor, and Operating Rights Agreement
between Eastern States Railroad, LLC, and Matteson
dated July 14, 2006, to which CCPA is successor.
2 See Youngstown & Se. Ry.—Lease & Operation
Exemption—Lines of E. States R.R., FD 34992 (STB
served Dec. 21, 2006). According to YSRR, Eastern
States Railroad (ESR) was to have acquired the Line
and related rights from CCPA, which had been
leasing them to ESR with YSRR as its tenant. See
E. States R.R.—Acquis. Exemption—Cent.
Columbiana & Pa. Ry., FD 34934 (STB served Dec.
21, 2006). YSRR states, however, that ESR never
consummated the acquisition and CCPA remained
the owner and directly leased the Line and related
rights to YSRR until the sale by CCPA to MSLLC.
3 See Youngstown & Se. Ry.—Operation
Exemption—Mule Sidetracks, LLC, FD 35774 (STB
served Oct. 29, 2013).
4 See Mule Sidetracks, L.L.C.—Acquis.
Exemption—Columbiana Cty. Port Auth., FD 35773
(STB served Oct. 25, 2013).
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PA 19103, and Sloane S. Carlough,
Clark Hill PLC, 1001 Pennsylvania
Avenue NW, Suite 1300 South,
Washington, DC 20004.
According to YSRR, this action is
excluded from environmental review
under 49 CFR 1105.6(c), and from
historic reporting under 49 CFR
1105.8(b).
Board decisions and notices are
available at www.stb.gov.
Decided: August 27, 2019.
By the Board, Allison C. Davis, Director,
Office of Proceedings.
Regena Smith-Bernard,
Clearance Clerk.
[FR Doc. 2019–18787 Filed 8–29–19; 8:45 am]
BILLING CODE 4915–01–P
SURFACE TRANSPORTATION BOARD
[Docket No. FD 36321]
Alabama Export Railroad, Inc.—Lease
and Operation Exemption—Illinois
Central Railroad Company
Alabama Export Railroad, Inc. (ALE),
a noncarrier, has filed a verified notice
of exemption under 49 CFR 1150.31 to
lease and operate approximately 12.1
miles of railroad line in downtown
Mobile, Ala., owned by the Illinois
Central Railroad Company (IC). The rail
line extends between Belt Junction at
milepost 6.6 and the State Docks at
milepost 0.0 on IC’s Beaumont
Subdivision, and between Belt Junction
at milepost 6.6 and Frascati Junction at
milepost 1.1 on IC’s Frascati Lead (the
Line).
This transaction is related to a
concurrently filed verified notice of
exemption in Mississippi Export
Railroad—Continuance in Control
Exemption—Alabama Export Railroad,
Docket No. FD 36320, in which
Mississippi Export Railroad Company
(MSE) seeks to continue in control of
ALE upon ALE’s becoming a Class III
rail carrier.
ALE states that it and IC are
negotiating track lease and switching
agreements under which IC, in addition
to continuing to own the Line, would
also be the Line’s lessor, and ALE would
be the lessee and operator.
According to ALE, the proposed
agreements between ALE and IC do not
contain an interchange commitment.
ALE certifies that its projected annual
revenues as a result of this transaction
will not result in the creation of a Class
II or Class I rail carrier and will not
exceed $5 million.
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Agencies
[Federal Register Volume 84, Number 169 (Friday, August 30, 2019)]
[Notices]
[Pages 45819-45820]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-18851]
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STATE JUSTICE INSTITUTE
SJI Board of Directors Meeting, Notice
AGENCY: State Justice Institute.
ACTION: Notice of meeting.
-----------------------------------------------------------------------
SUMMARY: The SJI Board of Directors will be meeting on Monday,
September 9, 2019 at 1:00 p.m. The meeting will be held at the Athenee
Hotel in New York, New York. The purpose of this meeting is to consider
grant applications for the 4th quarter of FY 2019, and other business.
All portions of this meeting are open to the public.
[[Page 45820]]
ADDRESSES: Athenee Hotel, 37 E 64th Street, New York, NY 10065.
FOR FURTHER INFORMATION CONTACT: Jonathan Mattiello, Executive
Director, State Justice Institute, 11951 Freedom Drive, Suite 1020,
Reston, VA 20190, 571-313-8843, [email protected].
Jonathan D. Mattiello,
Executive Director.
[FR Doc. 2019-18851 Filed 8-29-19; 8:45 am]
BILLING CODE P