Notice of Proposed Information Collection Request: State Library Administrative Agency Survey FY20 and FY22, 44943-44944 [2019-18391]
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Federal Register / Vol. 84, No. 166 / Tuesday, August 27, 2019 / Notices
The agency now seeks to undertake a
systematic assessment to evaluate the
performance of the AAHC grant
program. The proposed evaluation
approach is intended to provide a
reasonable balance between scientific
considerations for valid and reliable
evidence with stakeholder utilization of
the acquired knowledge. This
investigation is tended to inform IMLS
decision-making for current and future
grant-making in this grant program, as
well as for practices in this segment of
the museum sector.
This action is to create the survey
forms and instructions for the
assessment for the next three years.
Agency: Institute of Museum and
Library Services.
Title: Assessment of the IMLS African
American History and Culture (AAHC)
Grant Program.
OMB Number: 3137–TBD.
Frequency: Once.
Affected Public: Federal, State and
local governments, African American
museums.
Number of Respondents: TBD.
Estimated Average Burden per
Response: TBD __ hours.
Estimated Total Annual Burden: TBD
__ hours.
Total Annualized capital/startup
costs: N/A.
Total Annual costs: TBD.
Public Comments Invited: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB’s clearance of this
information collection.
Dated: August 22, 2019.
Kim Miller,
Grants Management Specialist, Institute of
Museum and Library Services.
[FR Doc. 2019–18392 Filed 8–26–19; 8:45 am]
BILLING CODE 7036–01–P
NATIONAL FOUNDATION FOR THE
ARTS AND THE HUMANITIES
Institute of Museum and Library
Services
Notice of Proposed Information
Collection Request: State Library
Administrative Agency Survey FY20
and FY22
Institute of Museum and
Library Services; National Foundation
for the Arts and Humanities.
ACTION: Notice, request for comments on
this collection of information.
jspears on DSK3GMQ082PROD with NOTICES
AGENCY:
The Institute of Museum and
Library Services (IMLS), as part of its
continuing effort to reduce paperwork
and respondent burden, conducts a pre-
SUMMARY:
VerDate Sep<11>2014
19:12 Aug 26, 2019
Jkt 247001
clearance consultation program to
provide the general public and federal
agencies with an opportunity to
comment on proposed and/or
continuing collections of information in
accordance with the Paperwork
Reduction Act. This pre-clearance
consultation program helps to ensure
that requested data can be provided in
the desired format, reporting burden
(time and financial resources) is
minimized, collection instruments are
clearly understood, and the impact of
collection requirements on respondents
can be properly assessed. The purpose
of this Notice is to solicit comments
concerning the continuation of the State
Library Administrative Agency (SLAA)
Survey for FY20 and FY22.
A copy of the proposed information
collection request can be obtained by
contacting the individual listed below
in the ADDRESSES section of this notice.
DATES: Written comments must be
submitted to the office listed in the
addressee section below on or before
October 25, 2019.
IMLS is particularly interested in
comments that help the agency to:
• Evaluate whether the proposed
collection of information is necessary
for the proper performance of the
functions of the agency, including
whether the information will have
practical utility;
• Evaluate the accuracy of the
agency’s estimate of the burden of the
proposed collection of information
including the validity of the
methodology and assumptions used;
• Enhance the quality, utility, and
clarity of the information to be
collected; and
• Minimize the burden of the
collection of information on those who
are to respond, including through the
use of appropriate automated electronic,
mechanical, or other technological
collection techniques, or other forms of
information technology, e.g., permitting
electronic submissions of responses.
ADDRESSES: Send comments to: Dr.
Sandra Webb, Director, Office of Grants
Policy and Management, Institute of
Museum and Library Services, 955
L’Enfant Plaza North SW, Suite 4000,
Washington, DC 20024–2135. Dr. Webb
can be reached by Telephone: 202–653–
4718 Fax: 202–653–4608, or by email at
swebb@imls.gov, or by teletype (TTY/
TDD) for persons with hearing difficulty
at 202–653–4614.
FOR FURTHER INFORMATION CONTACT:
Marisa Pelczar, Ph.D., Program Analyst,
Office of Impact Assessment and
Learning, Institute of Museum and
Library Services, 955 L’Enfant Plaza
North SW, Suite 4000, Washington, DC
PO 00000
Frm 00102
Fmt 4703
Sfmt 4703
44943
20024–2135. Dr. Pelczar can be reached
by Telephone: 202–653–4647 Fax: 202–
653–4604, or by email at mpelczar@
imls.gov, or by teletype (TTY/TDD) for
persons with hearing difficulty at 202–
653–4614.
SUPPLEMENTARY INFORMATION:
I. Background
The Institute of Museum and Library
Services is the primary source of federal
support for the nation’s libraries and
museums. We advance, support, and
empower America’s museums, libraries,
and related organizations through grant
making, research, and policy
development. Our vision is a nation
where museums and libraries work
together to transform the lives of
individuals and communities. To learn
more, visit www.imls.gov.
II. Current Actions
Pursuant to Public Law 107–279, this
State Library Administrative Agencies
Survey has been conducted by the
Institute of Museum and Library
Services under the clearance number
3137–0072, which expires 01/31/2020.
State Library Administrative Agencies
(‘‘SLAAs’’) are the official agencies of
each state charged by state law with the
extension and development of public
library services throughout the state (20
U.S.C. 9122.) The purpose of this survey
is to provide state and federal
policymakers with information about
SLAAs, including their governance,
allied operations, developmental
services to libraries and library systems,
support of electronic information
networks and resources, number and
types of outlets, and direct services to
the public. Through the FY 2010
collection, the SLAA Survey was
conducted annually; beginning with the
FY 2012 collection, the survey is
conducted biennially. Because the FY
2020 collection will not begin until
early 2021, we are carrying over the
documentation and estimated burden
associated with the FY 2018 data.
This action is to create the survey
forms and instructions for the
assessment for the next three years.
Agency: Institute of Museum and
Library Services.
Title: Assessment of the IMLS African
American History and Culture (AAHC)
Grant Program.
OMB Number: 3137–0072.
Frequency: Biennially.
Affected Public: Federal, State and
local governments, State Library
Administrative Agencies.
Number of Respondents: 51.
Estimated Average Burden per
Response: TBD __ hours.
E:\FR\FM\27AUN1.SGM
27AUN1
44944
Federal Register / Vol. 84, No. 166 / Tuesday, August 27, 2019 / Notices
Estimated Total Annual Burden: TBD
__ hours.
Total Annualized capital/startup
costs: N/A.
Total Annual costs: TBD.
Public Comments Invited: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB’s clearance of this
information collection.
Dated: August 22, 2019.
Kim Miller,
Grants Management Specialist, Institute of
Museum and Library Services.
[FR Doc. 2019–18391 Filed 8–26–19; 8:45 am]
II. Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Proposed Rule Change
BILLING CODE 7036–01–P
SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86725; File No. SR–OCC–
2019–007]
Self-Regulatory Organizations; The
Options Clearing Corporation; Notice
of Filing of Proposed Rule Change
Concerning a Proposed Capital
Management Policy That Would
Support The Options Clearing
Corporation’s Function as a
Systemically Important Financial
Market Utility
August 21, 2019.
jspears on DSK3GMQ082PROD with NOTICES
Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Exchange Act’’),1 and Rule 19b–4
thereunder,2 notice is hereby given that
on August 9, 2019, the Options Clearing
Corporation (‘‘OCC’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’ or ‘‘SEC) the proposed
rule change as described in Items I, II,
and III below, which Items have been
prepared primarily by OCC. The
Commission is publishing this notice to
solicit comments on the proposed rule
change from interested persons.
I. Clearing Agency’s Statement of the
Terms of Substance of the Proposed
Rule Change
This proposed rule change by OCC
would adopt a Capital Management
Policy, which includes OCC’s plan to
replenish its capital in the event it falls
close to or below its target capital (as
defined below, ‘‘Replenishment Plan’’).
The Capital Management Policy is
included in confidential Exhibit 5a of
the filing.3 In order to implement
aspects of the new Capital Management
1 15
U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 The Commission notes that exhibits referenced
herein are included in the filing submitted by OCC
to the Commission, but are not included in this
Notice.
2 17
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19:12 Aug 26, 2019
Jkt 247001
Policy, the proposed rule change would
also amend the following governing
documents: OCC’s Rules, which can be
found in Exhibit 5b, and OCC’s
schedule of fees, which can be found in
Exhibit 5c. Material proposed to be
added to OCC’s Rules and schedule of
fees, as currently in effect, is marked by
underlining, and material proposed to
be deleted is marked with strikethrough
text. All terms with initial capitalization
that are not otherwise defined herein
have the same meaning as set forth in
the OCC By-Laws and Rules.4
In its filing with the Commission,
OCC included statements concerning
the purpose of and basis for the
proposed rule change and discussed any
comments it received on the proposed
rule change. The text of these statements
may be examined at the places specified
in Item IV below. OCC has prepared
summaries, set forth in sections A, B,
and C below, of the most significant
aspects of these statements.
A. Clearing Agency’s Statement of the
Purpose of, and Statutory Basis for, the
Proposed Rule Change
1. Purpose
OCC is proposing to adopt a new
Capital Management Policy and to make
amendments to OCC’s Rules and
schedule of fees necessary to implement
the new Capital Management Policy.
The main features of the Capital
Management Policy and the related
changes are: (a) To determine the
amount of Equity sufficient for OCC to
meet its regulatory obligations and to
serve market participants and the public
interest (as defined below, ‘‘Target
Capital Requirement’’), (b) to monitor
Equity 5 and liquid net assets funded by
equity (‘‘LNAFBE’’) 6 levels to help
ensure adequate financial resources are
available to meet general business
obligations; and (c) to manage Equity
levels, including by (i) adjusting OCC’s
fee schedule (as appropriate) and (ii)
establishing a plan for accessing
additional capital should OCC’s Equity
4 OCC’s By-Laws and Rules can be found on
OCC’s public website: https://optionsclearing.com/
about/publications/bylaws.jsp.
5 The Capital Management Policy would define
‘‘Equity’’ as shareholders’ equity as shown on
OCC’s Statement of Financial Condition.
6 The Capital Management Policy would define
‘‘LNAFBE’’ as the level of cash and cash
equivalents, no greater than Equity, less any
approved adjustments (i.e., agency-related liabilities
such as Section 31 fees held by OCC).
PO 00000
Frm 00103
Fmt 4703
Sfmt 4703
fall below certain thresholds
(‘‘Replenishment Plan’’).
The Replenishment Plan would: (i)
Provide that should OCC’s Equity fall
below 110% of the Target Capital
Requirement (as defined by the Capital
Management Policy, ‘‘Early Warning’’),
Management would recommend to the
Board whether to implement a fee
increase in an amount the Board
determines necessary and appropriate to
raise additional Equity; (ii) provide that
should OCC’s Equity fall below 90% of
the Target Capital Requirement or fall
below the Target Capital Requirement
for a period of 90 consecutive days (as
defined in the Capital Management
Policy, ‘‘Trigger Event’’), OCC would
contribute the funds held under The
Options Clearing Corporation Executive
Deferred Compensation Plan Trust to
the extent that such funds are (x)
deposited on or after January 1, 2020 in
respect of its Executive Deferred
Compensation Plan (‘‘EDCP’’) and (y) in
excess of amounts necessary to pay for
benefits accrued and vested under the
EDCP at such time (such funds are
defined in Chapter 1 of the proposed
changes to OCC’s Rules as the ‘‘EDCP
Unvested Balance’’); and (iii) provide
that should contribution of the EDCP
Unvested Balance fail to cure the
Trigger Event, or if a further Trigger
Event occurs, OCC will charge an
Operational Loss Fee (as defined below)
in equal shares to the Clearing Members.
OCC is also hereby proposing to
create a layer of skin-in-the-game
resources in the event of default losses.
Specifically, OCC is amending Rule
1006 to state that: First, any current or
retained earnings above 110% of the
Target Capital Requirement will be used
to offset default losses after applying a
defaulting Clearing Member’s margin
and Clearing Fund contributions, and
next, any remaining loss will be charged
pro rata to (a) non-defaulting Clearing
Members’ Clearing Fund contributions,
and (b) the aggregate value of the EDCP
Unvested Balance.
Proposed Changes
OCC proposes to adopt a Capital
Management Policy and make
conforming changes to OCC’s Rules and
schedule of fees necessary to implement
the Capital Management Policy, as
described below, to formalize its policy
to identify, monitor, and manage OCC’s
capital needs to promote compliance
SEC Rule 17Ad–22(e)(15).7 In
formulating the Capital Management
Policy, OCC also has considered the
Commodity Futures Trading
Commission’s (‘‘CFTC’’) regulatory
7 17
E:\FR\FM\27AUN1.SGM
CFR 240.17Ad–22(e)(15).
27AUN1
Agencies
[Federal Register Volume 84, Number 166 (Tuesday, August 27, 2019)]
[Notices]
[Pages 44943-44944]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-18391]
-----------------------------------------------------------------------
NATIONAL FOUNDATION FOR THE ARTS AND THE HUMANITIES
Institute of Museum and Library Services
Notice of Proposed Information Collection Request: State Library
Administrative Agency Survey FY20 and FY22
AGENCY: Institute of Museum and Library Services; National Foundation
for the Arts and Humanities.
ACTION: Notice, request for comments on this collection of information.
-----------------------------------------------------------------------
SUMMARY: The Institute of Museum and Library Services (IMLS), as part
of its continuing effort to reduce paperwork and respondent burden,
conducts a pre-clearance consultation program to provide the general
public and federal agencies with an opportunity to comment on proposed
and/or continuing collections of information in accordance with the
Paperwork Reduction Act. This pre-clearance consultation program helps
to ensure that requested data can be provided in the desired format,
reporting burden (time and financial resources) is minimized,
collection instruments are clearly understood, and the impact of
collection requirements on respondents can be properly assessed. The
purpose of this Notice is to solicit comments concerning the
continuation of the State Library Administrative Agency (SLAA) Survey
for FY20 and FY22.
A copy of the proposed information collection request can be
obtained by contacting the individual listed below in the ADDRESSES
section of this notice.
DATES: Written comments must be submitted to the office listed in the
addressee section below on or before October 25, 2019.
IMLS is particularly interested in comments that help the agency
to:
Evaluate whether the proposed collection of information is
necessary for the proper performance of the functions of the agency,
including whether the information will have practical utility;
Evaluate the accuracy of the agency's estimate of the
burden of the proposed collection of information including the validity
of the methodology and assumptions used;
Enhance the quality, utility, and clarity of the
information to be collected; and
Minimize the burden of the collection of information on
those who are to respond, including through the use of appropriate
automated electronic, mechanical, or other technological collection
techniques, or other forms of information technology, e.g., permitting
electronic submissions of responses.
ADDRESSES: Send comments to: Dr. Sandra Webb, Director, Office of
Grants Policy and Management, Institute of Museum and Library Services,
955 L'Enfant Plaza North SW, Suite 4000, Washington, DC 20024-2135. Dr.
Webb can be reached by Telephone: 202-653-4718 Fax: 202-653-4608, or by
email at [email protected], or by teletype (TTY/TDD) for persons with
hearing difficulty at 202-653-4614.
FOR FURTHER INFORMATION CONTACT: Marisa Pelczar, Ph.D., Program
Analyst, Office of Impact Assessment and Learning, Institute of Museum
and Library Services, 955 L'Enfant Plaza North SW, Suite 4000,
Washington, DC 20024-2135. Dr. Pelczar can be reached by Telephone:
202-653-4647 Fax: 202-653-4604, or by email at [email protected], or by
teletype (TTY/TDD) for persons with hearing difficulty at 202-653-4614.
SUPPLEMENTARY INFORMATION:
I. Background
The Institute of Museum and Library Services is the primary source
of federal support for the nation's libraries and museums. We advance,
support, and empower America's museums, libraries, and related
organizations through grant making, research, and policy development.
Our vision is a nation where museums and libraries work together to
transform the lives of individuals and communities. To learn more,
visit www.imls.gov.
II. Current Actions
Pursuant to Public Law 107-279, this State Library Administrative
Agencies Survey has been conducted by the Institute of Museum and
Library Services under the clearance number 3137-0072, which expires
01/31/2020.
State Library Administrative Agencies (``SLAAs'') are the official
agencies of each state charged by state law with the extension and
development of public library services throughout the state (20 U.S.C.
9122.) The purpose of this survey is to provide state and federal
policymakers with information about SLAAs, including their governance,
allied operations, developmental services to libraries and library
systems, support of electronic information networks and resources,
number and types of outlets, and direct services to the public. Through
the FY 2010 collection, the SLAA Survey was conducted annually;
beginning with the FY 2012 collection, the survey is conducted
biennially. Because the FY 2020 collection will not begin until early
2021, we are carrying over the documentation and estimated burden
associated with the FY 2018 data.
This action is to create the survey forms and instructions for the
assessment for the next three years.
Agency: Institute of Museum and Library Services.
Title: Assessment of the IMLS African American History and Culture
(AAHC) Grant Program.
OMB Number: 3137-0072.
Frequency: Biennially.
Affected Public: Federal, State and local governments, State
Library Administrative Agencies.
Number of Respondents: 51.
Estimated Average Burden per Response: TBD __ hours.
[[Page 44944]]
Estimated Total Annual Burden: TBD __ hours.
Total Annualized capital/startup costs: N/A.
Total Annual costs: TBD.
Public Comments Invited: Comments submitted in response to this
notice will be summarized and/or included in the request for OMB's
clearance of this information collection.
Dated: August 22, 2019.
Kim Miller,
Grants Management Specialist, Institute of Museum and Library Services.
[FR Doc. 2019-18391 Filed 8-26-19; 8:45 am]
BILLING CODE 7036-01-P