Agency Information Collection Activities: Announcement of Board Approval Under Delegated Authority and Submission to OMB, 39850-39851 [2019-17184]
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39850
Federal Register / Vol. 84, No. 155 / Monday, August 12, 2019 / Notices
Legal authorization and
confidentiality: The FR 4014 is
authorized by section 24A(a) of the
FRA, which requires that state member
banks obtain prior Board approval
before investing in bank premises that
exceed certain statutory thresholds.1
The FR 4014 notification is required to
obtain a benefit because banks wanting
to make an investment in bank premises
that exceed a certain threshold are
required to notify the Federal Reserve.
Generally, respondent data would not
be confidential; however, individual
respondents may request that the data
be kept confidential on a case-by-case
basis. If a respondent requests
confidential treatment, the Board will
determine whether the information is
entitled to confidential treatment on an
ad hoc basis in connection with the
request. Any such determination will be
made in accordance with the Freedom
of Information Act 2 and the Board’s
rules regarding availability of
information.3
Current actions: On April 12, 2019,
the Board published a notice in the
Federal Register (84 FR 14938)
requesting public comment for 60 days
on the extension, without revision, of
the FR 4014. The comment period for
this notice expired on June 11, 2019.
The Board did not receive any
comments.
Board of Governors of the Federal Reserve
System, August 7, 2019.
Michele Taylor Fennell,
Assistant Secretary of the Board.
[FR Doc. 2019–17188 Filed 8–9–19; 8:45 am]
BILLING CODE 6210–01–P
FEDERAL RESERVE SYSTEM
Agency Information Collection
Activities: Announcement of Board
Approval Under Delegated Authority
and Submission to OMB
Board of Governors of the
Federal Reserve System.
SUMMARY: The Board of Governors of the
Federal Reserve System (Board) is
adopting a proposal to extend for three
years, without revision, the Reporting,
Recordkeeping, and Disclosure
Requirements Associated with
Regulation NN (FR NN; OMB No. 7100–
0353).
FOR FURTHER INFORMATION CONTACT:
Federal Reserve Board Clearance
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AGENCY:
1 12 U.S.C. 371d(a). The Board has the authority
to require state member banks to submit
information as the Board deems necessary (12
U.S.C. 248(a)).
2 5 U.S.C. 552.
3 12 CFR 261.
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17:16 Aug 09, 2019
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Officer—Nuha Elmaghrabi—Office of
the Chief Data Officer, Board of
Governors of the Federal Reserve
System, Washington, DC 20551, (202)
452–3829.
Office of Management and Budget
(OMB) Desk Officer—Shagufta Ahmed—
Office of Information and Regulatory
Affairs, Office of Management and
Budget, New Executive Office Building,
Room 10235, 725 17th Street NW,
Washington, DC 20503, or by fax to
(202) 395–6974.
A copy of the Paperwork Reduction
Act (PRA) OMB submission, including
the reporting form and instructions,
supporting statement, and other
documentation will be placed into
OMB’s public docket files. These
documents also are available on the
Federal Reserve Board’s public website
at https://www.federalreserve.gov/apps/
reportforms/review.aspx or may be
requested from the agency clearance
officer, whose name appears above.
SUPPLEMENTARY INFORMATION: On June
15, 1984, OMB delegated to the Board
authority under the PRA to approve and
assign OMB control numbers to
collections of information conducted or
sponsored by the Board. Boardapproved collections of information are
incorporated into the official OMB
inventory of currently approved
collections of information. Copies of the
PRA Submission, supporting
statements, and approved collection of
information instrument(s) are placed
into OMB’s public docket files.
Final Approval Under OMB Delegated
Authority of the Extension for Three
Years, Without Revision, of the
Following Information Collection
Report title: Reporting,
Recordkeeping, and Disclosure
Requirements Associated with
Regulation NN.
Agency form number: FR NN.
OMB control number: 7100–0353.
Frequency: Event generated.
Respondents: Banking institutions.
Estimated number of respondents:
Reporting: 1; recordkeeping: 2;
disclosure: 2.
Estimated average hours per response:
Reporting: 16; recordkeeping: 183;
disclosure: 787.
Estimated annual burden hours:
Reporting: 16; recordkeeping: 366;
disclosure, 1,574; total: 1,956.
General description of report:
Regulation NN includes certain
reporting, recordkeeping, and disclosure
requirements for banking institutions
that elect to provide foreign currency
exchange services to retail consumers.
The regulation applies to state member
banks, uninsured state-licensed
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Frm 00055
Fmt 4703
Sfmt 4703
branches of foreign banks, financial
holding companies, bank holding
companies, savings and loan holding
companies, agreement corporations, and
Edge Act corporations (collectively,
‘‘banking institutions’’) that engage in
retail foreign exchange transactions.
Legal authorization and
confidentiality: The reporting,
recordkeeping, and disclosure
requirements in Regulation NN are
authorized pursuant to section 2(c)(2)(E)
of the Commodity Exchange Act (CEA)
(7 U.S.C. 2(c)(2)(E)). Section 2(c)(2)(E) of
the CEA prohibits a United States
financial institution and its related
persons under the supervision of a
Federal regulatory agency, such as the
Board, from offering or entering into
certain types of foreign exchange
transactions with retail customers
except pursuant to a rule or regulation
prescribed by the appropriate Federal
regulatory agency allowing the
transaction under such terms and
conditions as the Federal regulatory
agency shall prescribe.
Regulation NN’s reporting
requirement (12 CFR 240.4),
recordkeeping requirements (12 CFR
240.7, 240.9(b)(2), and 240.13(a)) and
disclosure requirements (240.5(a), 240.6,
240.7, 240.9(b)(2), 240.10, 240.13(a) &
(c)–(d), 240.15, and 240.16(a) and (b))
are mandatory for banking institutions
that engage in retail foreign exchange
transactions.
The reporting requirement under
section 240.4 of Regulation NN requires
a banking institution to provide a prior
written notice to the Board that includes
information concerning customer due
diligence; the policies and procedures
for haircuts to be applied to noncash
margin; information concerning new
product approvals; and information on
addressing conflicts of interest. The
disclosure of this information is
reasonably likely to result in substantial
competitive harm to the banking
institution, and therefore, may be kept
confidential under exemption (b)(4) of
the Freedom of Information Act (FOIA),
which protects ‘‘trade secrets and
commercial or financial information
obtained from a person [that is]
privileged or confidential’’ (5 U.S.C.
552(b)(4)). In addition, the prior written
notice must also include a resolution of
the banking institution’s board of
directors certifying that the institution
has written policies, procedures, and
risk measurement and management
systems and controls in place to ensure
retail foreign exchange transactions are
conducted in a safe and sound manner
and in compliance with Regulation NN.
Generally, this resolution by the board
of directors would not be accorded
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12AUN1
Federal Register / Vol. 84, No. 155 / Monday, August 12, 2019 / Notices
confidential treatment. If confidential
treatment is requested by a banking
institution, the Board will review the
request to determine if confidential
treatment is appropriate.
The recordkeeping and disclosures
required under sections 240.5(a), 240.6,
240.7, 240.9(b)(2), 240.10, 240.13(a) &
(c)–(d), 240.15, and 240.16(a) and (b) of
Regulation NN generally are not
submitted to the Board. Accordingly, no
confidentiality issues will normally
arise under the FOIA. In the event such
records or disclosures are obtained by
the Federal Reserve through the
examination or enforcement process,
such information may be kept
confidential under exemption 8 of the
FOIA, which protects information
contained in or related to an
examination of a financial institution (5
U.S.C. 552(b)(8)).
Current actions: On May 17, 2019, the
Board published a notice in the Federal
Register (84 FR 22494) requesting
public comment for 60 days on the
extension, without revision, of the
Reporting, Recordkeeping, and
Disclosure Requirements Associated
with Regulation NN. The comment
period for this notice expired on July 16,
2019. The Board did not receive any
comments.
Board of Governors of the Federal Reserve
System, August 7, 2019.
Michele Taylor Fennell,
Assistant Secretary of the Board.
[FR Doc. 2019–17184 Filed 8–9–19; 8:45 am]
BILLING CODE 6210–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Medicare & Medicaid
Services
[Document Identifier: CMS–10383]
Agency Information Collection
Activities: Proposed Collection;
Comment Request
Centers for Medicare &
Medicaid Services, HHS.
ACTION: Notice.
AGENCY:
The Centers for Medicare &
Medicaid Services (CMS) is announcing
an opportunity for the public to
comment on CMS’ intention to collect
information from the public. Under the
Paperwork Reduction Act of 1995 (the
PRA), federal agencies are required to
publish notice in the Federal Register
concerning each proposed collection of
information (including each proposed
extension or reinstatement of an existing
collection of information) and to allow
jspears on DSK3GMQ082PROD with NOTICES
SUMMARY:
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17:16 Aug 09, 2019
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60 days for public comment on the
proposed action. Interested persons are
invited to send comments regarding our
burden estimates or any other aspect of
this collection of information, including
the necessity and utility of the proposed
information collection for the proper
performance of the agency’s functions,
the accuracy of the estimated burden,
ways to enhance the quality, utility, and
clarity of the information to be
collected, and the use of automated
collection techniques or other forms of
information technology to minimize the
information collection burden.
DATES: Comments must be received by
October 11, 2019.
ADDRESSES: When commenting, please
reference the document identifier or
OMB control number. To be assured
consideration, comments and
recommendations must be submitted in
any one of the following ways:
1. Electronically. You may send your
comments electronically to https://
www.regulations.gov. Follow the
instructions for ‘‘Comment or
Submission’’ or ‘‘More Search Options’’
to find the information collection
document(s) that are accepting
comments.
2. By regular mail. You may mail
written comments to the following
address: CMS, Office of Strategic
Operations and Regulatory Affairs,
Division of Regulations Development,
Attention: Document Identifier/OMB
Control Number _________, Room C4–
26–05, 7500 Security Boulevard,
Baltimore, Maryland 21244–1850.
To obtain copies of a supporting
statement and any related forms for the
proposed collection(s) summarized in
this notice, you may make your request
using one of following:
1. Access CMS’ website address at
website address at https://www.cms.gov/
Regulations-and-Guidance/Legislation/
PaperworkReductionActof1995/PRAListing.html.
2. Email your request, including your
address, phone number, OMB number,
and CMS document identifier, to
Paperwork@cms.hhs.gov.
3. Call the Reports Clearance Office at
(410) 786–1326.
FOR FURTHER INFORMATION CONTACT:
William N. Parham at (410) 786–4669.
SUPPLEMENTARY INFORMATION:
Contents
This notice sets out a summary of the
use and burden associated with the
following information collections. More
detailed information can be found in
each collection’s supporting statement
and associated materials (see
ADDRESSES).
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Frm 00056
Fmt 4703
Sfmt 4703
39851
CMS–10383 Review and Approval
Process for Waivers for State
Innovation
Under the PRA (44 U.S.C. 3501–
3520), federal agencies must obtain
approval from the Office of Management
and Budget (OMB) for each collection of
information they conduct or sponsor.
The term ‘‘collection of information’’ is
defined in 44 U.S.C. 3502(3) and 5 CFR
1320.3(c) and includes agency requests
or requirements that members of the
public submit reports, keep records, or
provide information to a third party.
Section 3506(c)(2)(A) of the PRA
requires federal agencies to publish a
60-day notice in the Federal Register
concerning each proposed collection of
information, including each proposed
extension or reinstatement of an existing
collection of information, before
submitting the collection to OMB for
approval. To comply with this
requirement, CMS is publishing this
notice.
Information Collection
1. Type of Information Collection
Request: New collection (Request for a
new OMB control number); Title of
information Collection: Review and
Approval Process for Waivers for State
Innovation; Use: The information
required under this collection is
necessary to ensure that states comply
with statutory and regulatory
requirements related to the development
and implementation of section 1332
waivers. States seeking waiver authority
under section 1332 of the PPACA are
required to meet certain requirements
for applications, public notice, and
reporting. The authority for these
requirements is found in section 1332 of
the PPACA. This information collection
reflects the requirements provided in
the final rules published February 27,
2012 (77 FR 11700). Additionally, on
October 24 2018, the Departments
published guidance (83 FR 53575), that
provides supplementary information
about the requirements that must be met
for the approval of a section 1332
waiver, the Secretaries’ application
review procedures, the calculation of
pass-through funding, certain analytical
requirements, and operational
considerations. This guidance
supersedes the guidance related to
section 1332 of the PPACA that was
previously published on December 16,
2015. This information collection also
reflects the requirements outlined in a
state’s specific terms and conditions
(STCs), as part of the approval of a
state’s section 1332 waiver application.
Form Number: CMS–10383 (OMB
control number 0938–NEW); Frequency:
E:\FR\FM\12AUN1.SGM
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Agencies
[Federal Register Volume 84, Number 155 (Monday, August 12, 2019)]
[Notices]
[Pages 39850-39851]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-17184]
-----------------------------------------------------------------------
FEDERAL RESERVE SYSTEM
Agency Information Collection Activities: Announcement of Board
Approval Under Delegated Authority and Submission to OMB
AGENCY: Board of Governors of the Federal Reserve System.
SUMMARY: The Board of Governors of the Federal Reserve System (Board)
is adopting a proposal to extend for three years, without revision, the
Reporting, Recordkeeping, and Disclosure Requirements Associated with
Regulation NN (FR NN; OMB No. 7100-0353).
FOR FURTHER INFORMATION CONTACT: Federal Reserve Board Clearance
Officer--Nuha Elmaghrabi--Office of the Chief Data Officer, Board of
Governors of the Federal Reserve System, Washington, DC 20551, (202)
452-3829.
Office of Management and Budget (OMB) Desk Officer--Shagufta
Ahmed--Office of Information and Regulatory Affairs, Office of
Management and Budget, New Executive Office Building, Room 10235, 725
17th Street NW, Washington, DC 20503, or by fax to (202) 395-6974.
A copy of the Paperwork Reduction Act (PRA) OMB submission,
including the reporting form and instructions, supporting statement,
and other documentation will be placed into OMB's public docket files.
These documents also are available on the Federal Reserve Board's
public website at https://www.federalreserve.gov/apps/reportforms/review.aspx or may be requested from the agency clearance officer,
whose name appears above.
SUPPLEMENTARY INFORMATION: On June 15, 1984, OMB delegated to the Board
authority under the PRA to approve and assign OMB control numbers to
collections of information conducted or sponsored by the Board. Board-
approved collections of information are incorporated into the official
OMB inventory of currently approved collections of information. Copies
of the PRA Submission, supporting statements, and approved collection
of information instrument(s) are placed into OMB's public docket files.
Final Approval Under OMB Delegated Authority of the Extension for Three
Years, Without Revision, of the Following Information Collection
Report title: Reporting, Recordkeeping, and Disclosure Requirements
Associated with Regulation NN.
Agency form number: FR NN.
OMB control number: 7100-0353.
Frequency: Event generated.
Respondents: Banking institutions.
Estimated number of respondents: Reporting: 1; recordkeeping: 2;
disclosure: 2.
Estimated average hours per response: Reporting: 16; recordkeeping:
183; disclosure: 787.
Estimated annual burden hours: Reporting: 16; recordkeeping: 366;
disclosure, 1,574; total: 1,956.
General description of report: Regulation NN includes certain
reporting, recordkeeping, and disclosure requirements for banking
institutions that elect to provide foreign currency exchange services
to retail consumers. The regulation applies to state member banks,
uninsured state-licensed branches of foreign banks, financial holding
companies, bank holding companies, savings and loan holding companies,
agreement corporations, and Edge Act corporations (collectively,
``banking institutions'') that engage in retail foreign exchange
transactions.
Legal authorization and confidentiality: The reporting,
recordkeeping, and disclosure requirements in Regulation NN are
authorized pursuant to section 2(c)(2)(E) of the Commodity Exchange Act
(CEA) (7 U.S.C. 2(c)(2)(E)). Section 2(c)(2)(E) of the CEA prohibits a
United States financial institution and its related persons under the
supervision of a Federal regulatory agency, such as the Board, from
offering or entering into certain types of foreign exchange
transactions with retail customers except pursuant to a rule or
regulation prescribed by the appropriate Federal regulatory agency
allowing the transaction under such terms and conditions as the Federal
regulatory agency shall prescribe.
Regulation NN's reporting requirement (12 CFR 240.4), recordkeeping
requirements (12 CFR 240.7, 240.9(b)(2), and 240.13(a)) and disclosure
requirements (240.5(a), 240.6, 240.7, 240.9(b)(2), 240.10, 240.13(a) &
(c)-(d), 240.15, and 240.16(a) and (b)) are mandatory for banking
institutions that engage in retail foreign exchange transactions.
The reporting requirement under section 240.4 of Regulation NN
requires a banking institution to provide a prior written notice to the
Board that includes information concerning customer due diligence; the
policies and procedures for haircuts to be applied to noncash margin;
information concerning new product approvals; and information on
addressing conflicts of interest. The disclosure of this information is
reasonably likely to result in substantial competitive harm to the
banking institution, and therefore, may be kept confidential under
exemption (b)(4) of the Freedom of Information Act (FOIA), which
protects ``trade secrets and commercial or financial information
obtained from a person [that is] privileged or confidential'' (5 U.S.C.
552(b)(4)). In addition, the prior written notice must also include a
resolution of the banking institution's board of directors certifying
that the institution has written policies, procedures, and risk
measurement and management systems and controls in place to ensure
retail foreign exchange transactions are conducted in a safe and sound
manner and in compliance with Regulation NN. Generally, this resolution
by the board of directors would not be accorded
[[Page 39851]]
confidential treatment. If confidential treatment is requested by a
banking institution, the Board will review the request to determine if
confidential treatment is appropriate.
The recordkeeping and disclosures required under sections 240.5(a),
240.6, 240.7, 240.9(b)(2), 240.10, 240.13(a) & (c)-(d), 240.15, and
240.16(a) and (b) of Regulation NN generally are not submitted to the
Board. Accordingly, no confidentiality issues will normally arise under
the FOIA. In the event such records or disclosures are obtained by the
Federal Reserve through the examination or enforcement process, such
information may be kept confidential under exemption 8 of the FOIA,
which protects information contained in or related to an examination of
a financial institution (5 U.S.C. 552(b)(8)).
Current actions: On May 17, 2019, the Board published a notice in
the Federal Register (84 FR 22494) requesting public comment for 60
days on the extension, without revision, of the Reporting,
Recordkeeping, and Disclosure Requirements Associated with Regulation
NN. The comment period for this notice expired on July 16, 2019. The
Board did not receive any comments.
Board of Governors of the Federal Reserve System, August 7,
2019.
Michele Taylor Fennell,
Assistant Secretary of the Board.
[FR Doc. 2019-17184 Filed 8-9-19; 8:45 am]
BILLING CODE 6210-01-P