Sunshine Act Meetings, 39037 [2019-17120]

Download as PDF Federal Register / Vol. 84, No. 153 / Thursday, August 8, 2019 / Notices Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– FINRA–2019–022 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549–1090. jbell on DSK3GLQ082PROD with NOTICES All submissions should refer to File Number SR–FINRA–2019–022. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10 a.m. and 3 p.m. Copies of such filing also will be available for inspection and copying at the principal office of FINRA. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–FINRA– 2019–022 and should be submitted on or before August 29, 2019. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.59 Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–16942 Filed 8–7–19; 8:45 am] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94–409, that the Commission will host the SEC Government-Business Forum on Small Business Capital Formation on Wednesday, August 14, 2019 beginning at 9:00 a.m. (CT). PLACE: The forum will be held at Creighton University, Hixson-Lied Auditorium in the Mike and Josie Harper Center, 602 North 20th Street, Omaha, NE 68178. The panel discussions will be webcast on the Commission’s website at www.sec.gov. STATUS: This meeting will be open to the public. MATTERS TO BE CONSIDERED: The forum will include remarks by SEC Commissioners and panel discussions that Commissioners may attend. The panel discussions will explore capital formation in the Silicon Prairie area and the Commission’s request for public comment on ways to harmonize private securities offering exemptions. This Sunshine Act notice is being issued because a majority of the Commission may attend the meeting. CONTACT PERSON FOR MORE INFORMATION: For further information, please contact Vanessa A. Countryman from the Office of the Secretary at (202) 551–5400. TIME AND DATE: Dated: August 6, 2019. Vanessa A. Countryman, Secretary. [FR Doc. 2019–17120 Filed 8–6–19; 4:15 pm] BILLING CODE 8011–01–P SECURITIES AND EXCHANGE COMMISSION [Release No. 34–86556; File No. SR–NSCC– 2019–002] Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Amend Procedure VII With Respect to the Receipt of CNS Securities and Make Other Changes August 2, 2019. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 notice is hereby given that on July 22, 2019, National Securities Clearing Corporation (‘‘NSCC’’) filed with the 1 15 59 17 CFR 200.30–3(a)(12). VerDate Sep<11>2014 16:51 Aug 07, 2019 2 17 Jkt 247001 PO 00000 U.S.C. 78s(b)(1). CFR 240.19b–4. Frm 00111 Fmt 4703 Sfmt 4703 39037 Securities and Exchange Commission (‘‘Commission’’) the proposed rule change as described in Items I, II and III below, which Items have been prepared by the clearing agency. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. I. Clearing Agency’s Statement of the Terms of Substance of the Proposed Rule Change The proposed rule change would amend Procedure VII of NSCC’s Rules & Procedures (‘‘Rules’’) 3 with respect to the receipt of securities from NSCC’s Continuous Net Settlement (‘‘CNS’’) System 4 and make technical changes, as described in greater detail below. II. Clearing Agency’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the clearing agency included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The clearing agency has prepared summaries, set forth in sections A, B, and C below, of the most significant aspects of such statements. (A) Clearing Agency’s Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The purpose of this proposed rule change is to amend Procedure VII (CNS Accounting Operation) with respect to the receipt of securities from the CNS System in order to reflect a change in the allocation algorithm used during the night cycle.5 The proposed rule change would also make technical changes. (i) Background NSCC’s CNS System is an automated accounting and securities settlement system that centralizes and nets the settlement of compared and recorded securities transactions and maintains an orderly flow of security and money balances. The CNS System provides clearance for equities, corporate bonds, 3 Capitalized terms not defined herein are defined in the Rules, available at https://www.dtcc.com/∼/ media/Files/Downloads/legal/rules/nscc_rules.pdf. 4 The CNS System and its operation are described in Rule 11 (CNS System) and Procedure VII (CNS Accounting Operation) of the Rules. Id. 5 Night cycle is sometimes also referred to as ‘‘evening cycle’’ in the Rules. To ensure consistent terminology usage, NSCC is proposing technical changes to replace references to ‘‘evening cycle’’ with ‘‘night cycle’’ as described in greater detail below. E:\FR\FM\08AUN1.SGM 08AUN1

Agencies

[Federal Register Volume 84, Number 153 (Thursday, August 8, 2019)]
[Notices]
[Page 39037]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-17120]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: Notice is hereby given, pursuant to the provisions of 
the Government in the Sunshine Act, Public Law 94-409, that the 
Commission will host the SEC Government-Business Forum on Small 
Business Capital Formation on Wednesday, August 14, 2019 beginning at 
9:00 a.m. (CT).

PLACE: The forum will be held at Creighton University, Hixson-Lied 
Auditorium in the Mike and Josie Harper Center, 602 North 20th Street, 
Omaha, NE 68178. The panel discussions will be webcast on the 
Commission's website at www.sec.gov.

STATUS: This meeting will be open to the public.

MATTERS TO BE CONSIDERED: The forum will include remarks by SEC 
Commissioners and panel discussions that Commissioners may attend. The 
panel discussions will explore capital formation in the Silicon Prairie 
area and the Commission's request for public comment on ways to 
harmonize private securities offering exemptions. This Sunshine Act 
notice is being issued because a majority of the Commission may attend 
the meeting.

CONTACT PERSON FOR MORE INFORMATION: For further information, please 
contact Vanessa A. Countryman from the Office of the Secretary at (202) 
551-5400.

    Dated: August 6, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019-17120 Filed 8-6-19; 4:15 pm]
 BILLING CODE 8011-01-P
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