World Trade Center Health Program; Petition 022-Monoclonal Gammopathy of Undetermined Significance; Finding of Insufficient Evidence, 38177-38180 [2019-16609]
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Federal Register / Vol. 84, No. 151 / Tuesday, August 6, 2019 / Proposed Rules
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[FR Doc. 2019–16539 Filed 8–5–19; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Centers for Disease Control and
Prevention
42 CFR Part 88
[NIOSH Docket 094]
World Trade Center Health Program;
Petition 022—Monoclonal
Gammopathy of Undetermined
Significance; Finding of Insufficient
Evidence
Centers for Disease Control and
Prevention, HHS.
ACTION: Denial of petition for addition of
a health condition.
AGENCY:
On March 11, 2019, the
Administrator of the World Trade
Center (WTC) Health Program received
a petition (Petition 022) to add
‘‘monoclonal gammopathy of
undetermined significance (MGUS)’’ to
the List of WTC-Related Health
Conditions (List). Upon reviewing the
scientific and medical literature,
including information provided by the
petitioner, the Administrator has
determined that the available evidence
does not have the potential to provide
a basis for a decision on whether to add
MGUS to the List. The Administrator
also finds that insufficient evidence
exists to request a recommendation of
the WTC Health Program Scientific/
Technical Advisory Committee (STAC),
to publish a proposed rule, or to publish
a determination not to publish a
proposed rule.
DATES: The Administrator of the WTC
Health Program is denying this petition
for the addition of a health condition as
of August 6, 2019.
ADDRESSES: Visit the WTC Health
Program website at https://
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SUMMARY:
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www.cdc.gov/wtc/received.html to
review Petition 022.
FOR FURTHER INFORMATION CONTACT:
Rachel Weiss, Program Analyst, 1090
Tusculum Avenue, MS: C–48,
Cincinnati, OH 45226; telephone (855)
818–1629 (this is a toll-free number);
email NIOSHregs@cdc.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
A. WTC Health Program Statutory Authority
B. Procedures for Evaluating a Petition
C. Petition 022
D. Review of Scientific and Medical
Information and Administrator
Determination
E. Administrator’s Final Decision on Whether
To Propose the Addition of Monoclonal
Gammopathy of Undetermined
Significance to the List
F. Approval To Submit Document to the
Office of the Federal Register
A. WTC Health Program Statutory
Authority
Title I of the James Zadroga 9/11
Health and Compensation Act of 2010
(Pub. L. 111–347, as amended by Pub.
L. 114–113), added Title XXXIII to the
Public Health Service (PHS) Act,1
establishing the WTC Health Program
within the Department of Health and
Human Services (HHS). The WTC
Health Program provides medical
monitoring and treatment benefits for
health conditions on the List to eligible
firefighters and related personnel, law
enforcement officers, and rescue,
recovery, and cleanup workers who
responded to the September 11, 2001,
terrorist attacks in New York City, at the
Pentagon, and in Shanksville,
Pennsylvania (responders), and to
eligible persons who were present in the
dust or dust cloud on September 11,
2001, or who worked, resided, or
attended school, childcare, or adult
daycare in the New York City disaster
area (survivors).
All references to the Administrator of
the WTC Health Program
(Administrator) in this document mean
the Director of the National Institute for
Occupational Safety and Health
(NIOSH) or his designee.
Pursuant to section 3312(a)(6)(B) of
the PHS Act, interested parties may
petition the Administrator to add a
health condition to the List in 42 CFR
88.15. Within 90 days after receipt of a
valid petition to add a condition to the
List, the Administrator must take one of
the following four actions described in
1 Title XXXIII of the PHS Act is codified at 42
U.S.C. 300mm to 300mm–61. Those portions of the
James Zadroga 9/11 Health and Compensation Act
of 2010 found in Titles II and III of Public Law 111–
347 do not pertain to the WTC Health Program and
are codified elsewhere.
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38177
section 3312(a)(6)(B) of the PHS Act and
§ 88.16(a)(2) of the Program regulations:
(1) Request a recommendation of the
STAC; (2) publish a proposed rule in the
Federal Register to add such health
condition; (3) publish in the Federal
Register the Administrator’s
determination not to publish such a
proposed rule and the basis for such
determination; or (4) publish in the
Federal Register a determination that
insufficient evidence exists to take
action under (1) through (3) above.
B. Procedures for Evaluating a Petition
In addition to the regulatory
provisions, the WTC Health Program
has developed policies to guide the
review of submissions and petitions,2 as
well as the analysis of evidence
supporting the potential addition of a
non-cancer health condition to the List.3
A valid petition must include
sufficient medical basis for the
association between the September 11,
2001, terrorist attacks and the health
condition to be added; in accordance
with WTC Health Program policy,
reference to a peer-reviewed, published,
epidemiologic study about the health
condition among 9/11-exposed
populations or to clinical case reports of
health conditions in WTC responders or
survivors may demonstrate the required
medical basis.4 Studies linking 9/11
agents or hazards 5 to the petitioned
health condition may also provide
sufficient medical basis for a valid
petition.
After the Program has determined that
a petition is valid, the Administrator
must direct the Program to conduct a
review of the scientific literature to
determine if the available scientific
information has the potential to provide
2 See WTC Health Program [2014], Policy and
Procedures for Handling Submissions and Petitions
to Add a Health Condition to the List of WTCRelated Health Conditions, May 14, 2014, https://
www.cdc.gov/wtc/pdfs/WTCHPPPPetitionHandling
Procedures14May2014.pdf.
3 See WTC Health Program [2017], Policy and
Procedures for Adding Non-Cancer Conditions to
the List of WTC-Related Health Conditions,
February 14, 2017, https://www.cdc.gov/wtc/pdfs/
policies/WTCHP_PP_Adding_NonCancers_14_
February_2017-508.pdf.
4 See supra note 2.
5 9/11 agents are chemical, physical, biological, or
other hazards reported in a published, peerreviewed exposure assessment study of responders,
recovery workers, or survivors who were present in
the New York City disaster area, or at the Pentagon
site, or the Shanksville, Pennsylvania site, as those
locations are defined in 42 CFR 88.1, as well as
those hazards not identified in a published, peerreviewed exposure assessment study, but which are
reasonably assumed to have been present at any of
the three sites. See WTC Health Program [2018],
Development of the Inventory of 9/11 Agents, July
17, 2018, https://wwwn.cdc.gov/ResearchGateway/
Content/pdfs/Development_of_the_Inventory_of_911_Agents_20180717.pdf.
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Federal Register / Vol. 84, No. 151 / Tuesday, August 6, 2019 / Proposed Rules
a basis for a decision on whether to add
the health condition to the List.6 The
literature review is a keyword search of
relevant scientific databases; peerreviewed, published, epidemiologic
studies (including direct observational
studies in the case of health conditions
such as injuries) about the health
condition among 9/11-exposed
populations are then identified from the
initial search results. The Program
evaluates the scientific quality of each
peer-reviewed, published,
epidemiologic study of the health
condition identified in the literature
search; the Program then compiles the
scientific results of each study to assess
whether a causal relationship between
9/11 exposures and the health condition
is supported, and evaluates whether the
results of the studies are representative
of the 9/11-exposed population of
responders and survivors. A health
condition may be added to the List if
peer-reviewed, published,
epidemiologic studies provide support
that the health condition is substantially
likely 7 to be causally associated with
9/11 exposures. If the evaluation of
evidence provided in peer-reviewed,
published, epidemiologic studies of the
health condition in 9/11 populations
demonstrates a high, but not substantial,
likelihood of a causal association
between the 9/11 exposures and the
health condition, then the
Administrator may consider additional
highly relevant scientific evidence
regarding exposures to 9/11 agents from
sources using non-9/11-exposed
populations. If that additional
assessment establishes that the health
condition is substantially likely to be
causally associated with 9/11 exposures
among 9/11-exposed populations, the
health condition may be added to the
List.
C. Petition 022
On March 11, 2019, the Administrator
received a petition (Petition 022)
requesting the addition of ‘‘monoclonal
gammopathy of undetermined
significance (MGUS)’’ to the List.8 The
petition included a 2018 study by
Landgren et al.,9 which provided
6 See
supra note 3.
‘‘substantially likely’’ standard is met when
the scientific evidence, taken as a whole,
demonstrates a strong relationship between the
9/11 exposures and the health condition.
8 See Petition 022, WTC Health Program: Petitions
Received, https://www.cdc.gov/wtc/received.html.
9 Landgren O, Zeig-Owens R, Giricz O, Goldfarb
D, Murata K, Thoren K, Ramanathan L, Hultcrantz
M, Dogan A, Nwankwo G, Steidl U, Pradhan K, Hall
CB, Cohen HW, Jaber N, Schwartz T, Crowley L,
Crane M, Irby S, Webber MP, Verma A, Prezant DJ
[2018], Multiple Myeloma and its Precursor Disease
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sufficient medical basis for the petition
to be considered valid because it is a
peer-reviewed, published,
epidemiologic study about the health
condition among 9/11-exposed
populations; Landgren et al. is a
scientific source that demonstrates a
potential link between exposure to a
9/11 hazard (in this case, the identified
9/11 agents polychlorinated biphenyl
(PCB), dioxins, polycyclic aromatic
hydrocarbons (PAHs), and asbestos) 10
and the requested health condition,
MGUS.
D. Review of Scientific and Medical
Information and Administrator
Determination
The Program policy on the addition of
non-cancer health conditions to the List
directs the Program to conduct a
literature review of the health
condition(s) petitioned.11 Petition 022
requested the addition of MGUS, an
asymptomatic condition characterized
by the presence of a monoclonal
immunoglobulin (Ig), also called an
M-protein, in the blood without any
evidence of multiple myeloma or
another lymphoproliferative disorder.
MGUS is not a cancer, and the vast
majority of people with MGUS never
develop the types of cancer for which it
is a precursor. Immunoglobulin
subtypes involved may be IgM, non-IgM
(e.g., IgA and IgG), or light-chain.12 All
pose a slight risk of progression (1–2
percent per year) to a malignant
disorder. Typically, IgG and IgA MGUS
are the precursors of multiple myeloma,
IgM MGUS is the precursor of
Waldenstrom macroglobulinemia or
other lymphoproliferative conditions,
and light-chain MGUS is the precursor
of light-chain multiple myeloma.13
In response to Petition 022, the
Program conducted a review of the
scientific literature on MGUS to identify
peer-reviewed, published,
epidemiologic studies of the health
condition in the 9/11-exposed
population.14 Only one study meeting
Among Firefighters Exposed to the World Trade
Center Disaster, JAMA Oncol 4(6):821–827.
10 See supra note 5.
11 Supra note 3.
12 ‘‘Light-chain’’ refers to the antibody
components made by malignant plasma cells in
patients with multiple myeloma.
13 Fanning SR, Hussein MA [2018], Monoclonal
Gammopathies of Undetermined Significance,
Medscape, https://emedicine.medscape.com/
article/204297-overview.
14 Databases searched include: CINAHL, Embase,
NIOSHTIC–2, ProQuest Health & Safety, PsycINFO,
Ovid MEDLINE, Scopus, Toxicology Abstracts/
TOXLINE, and WTC Health Program Bibliographic
Database. Keywords used to conduct the search
include: MGUS, monoclonal gammopathy of
undetermined significance, premalignant clonal
plasma cell disorder, lymphoplasmacytic
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the Program’s criteria for further
evaluation was identified in this
literature review, Landgren et al. [2018],
referenced above.
Landgren et al. [2018] reported on two
analyses conducted on 9/11-exposed
firefighters from the New York City Fire
Department (FDNY). One was a case
series (a descriptive report) of 16
multiple myeloma cases identified
among white male WTC-exposed FDNY
firefighters. Since this analysis does not
provide dispositive evidence linking
9/11 exposures to MGUS, it is not
relevant to this petition and will not be
further described.
The second analysis was a prevalence
screening study of 781 9/11-exposed
FDNY white male firefighters aged 50 to
79 years. Patients with MGUS, lightchain MGUS, and overall MGUS (i.e.,
MGUS and light-chain MGUS
combined) were diagnosed using a
serum immunoglobulin assay. 9/11
exposure was assessed based on initial
arrival time at Ground Zero and five
exposure groups were recognized (i.e.,
arriving the morning of 9/11 [most
highly exposed]; arriving the afternoon
of September 11, 2001; arriving on
September 12, 2001; arriving between
September 13 and 24, 2001; and arriving
between September 25, 2001 and July
24, 2002 [least exposed]). 9/11 exposure
was also assessed by length of time
worked at Ground Zero (months in
which a participant worked at least 1
day at Ground Zero).
Findings in this study were compared
to those of a population-based cohort of
7,612 white male residents of Olmsted
County, Minnesota, aged 50 years and
older, previously assembled to estimate
MGUS prevalence.15 Among FDNY
firefighters, the age-standardized
prevalence rate (ASR) of overall MGUS
(i.e., MGUS and light-chain MGUS
combined) was 7.63 per 100 persons
(95% CI, 5.45–9.81). The ASR of lightchain MGUS was 3.08 per 100 persons
(95% CI, 1.66–4.50), and for MGUS was
4.55 per 100 persons (95% CI, 2.90–
6.21). The relative rate of overall MGUS
(i.e., MGUS and light-chain MGUS
combined) was 1.76 (95% CI, 1.34–2.29)
when comparing FDNY firefighters with
the Olmsted County reference
population; the relative rate was 3.13 for
light-chain MGUS (95% CI, 1.99–4.93)
and 1.35 for MGUS (95% CI, 0.96–1.91).
proliferative disorder, monoclonal gammopathy,
monoclonal gammopathies. The literature search
was conducted in English-language journals on
April 25, 2019.
15 Dispenzieri A, Katzmann JA, Kyle RA, et al.
[2010], Prevalence and Risk of Progression of LightChain Monoclonal Gammopathy of Undetermined
Significance: A Retrospective Population-Based
Cohort Study, Lancet 375(9727):1721–8.
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The researchers evaluated the risk of
overall MGUS (i.e., MGUS and lightchain MGUS combined) by 9/11
exposure; for each of the arrival times
described above, the ASRs for the 9/11exposed FDNY firefighters were greater
than in the Olmsted County reference
population, although the authors did
not find an exposure gradient and did
not provide risk estimates for these
findings. Additionally, the authors
reported that there were no statistically
significant differences in ASRs when
length of time worked at Ground Zero
was included in the analyses (the
authors did not report a risk estimate for
this finding). In addition, the authors
did not report the results of the
association between 9/11 exposures,
expressed by time of arrival or duration
of work at Ground Zero, and light-chain
MGUS, nor for MGUS overall.
Among the strengths of Landgren et
al. [2018] is that this is the first study
to present the age-specific prevalence of
MGUS or light-chain MGUS in 9/11exposed responders, and show an
excess age-standardized prevalence
when compared to an unexposed
reference population.16 Health
outcomes were objectively assessed,
since diagnosis was determined in all
study participants by testing serum
samples, collected between December
2013 and October 2015, in the
laboratory.
However, Landgren et al. [2018] is
subject to a number of limitations. The
prevalence study design limits the
interpretation and generalizability of
findings. IgM MGUS and non-IgM
MGUS were lumped together as
‘‘MGUS’’ and not reported separately.
Risk estimates of the association
between 9/11 exposure and MGUS were
not reported. A temporal relationship
between 9/11 exposure and the first
occurrence of MGUS could also not be
established; because MGUS is
asymptomatic, it is possible that some
FDNY members with MGUS had the
condition prior to September 11, 2001
(no baseline samples were collected
prior to September 11, 2001 to ascertain
date of onset). Another limitation
suggested by the authors is inadequate
statistical power to detect a statistically
significant exposure-response
relationship. Landgren et al. [2018]
addressed confounding by race, gender,
and age by limiting the analysis to white
men and standardizing the rates by age.
However, family history of MGUS and
16 Among FDNY firefighters, the ASR of overall
MGUS was 7.63 per 100 persons (95% CI, 5.45–
9.81) versus the ASR of overall MGUS among the
Olmsted County reference population of 4.34 per
100 persons (95% CI, 3.88–4.81 per 100 persons
and RR, 1.76; 95% CI, 1.34–2.29).
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other occupational exposures were not
controlled for. A major limitation of this
study is the use of the Olmsted County
reference group,17 which is a general
population selected from a mixed ruralurban setting and not comparable to the
FDNY population, a predominantly
urban working population. The authors
acknowledged that a comparison group
composed of firefighters with no 9/11
exposure or a truly random sample of
the U.S. (or the New York City)
population would be desirable. Finally,
the authors reported that they were
unable to control for all of the potential
confounders between the study and
reference populations.
Evaluation of Study Using Select
Bradford Hill Criteria
Landgren et al. [2018] was assessed to
determine whether a causal relationship
between 9/11 exposures and MGUS is
supported. As described in the policy
on the addition of non-cancer health
conditions to the List,18 the WTC Health
Program uses the following Bradford
Hill criteria to evaluate studies of 9/11exposed populations: strength of
association, precision of the risk
estimate, consistency of association,
biological gradient, and plausibility and
coherence.19
Strength of association: 20 Landgren et
al. [2018] found a relatively strong
association between being a 9/11exposed FDNY member and an
increased prevalence of MGUS,
especially light-chain MGUS. However,
Landgren et al. [2018] did not report risk
estimates for the association between
their measures of 9/11 exposure (initial
arrival time and length of time worked
at Ground Zero); the WTC Health
Program would need such risk estimates
in order to evaluate the strength of the
association between 9/11 exposure and
MGUS.
Precision of risk estimate: 21 Landgren
et al. [2018] reported reasonably precise
risk estimates when comparing FDNY
17 Wi C, St Sauver JL, Jacobson DJ, et al. [2016],
Ethnicity, Socioeconomic Status, and Health
Disparities in a Mixed Rural-Urban US
Community—Olmsted County, Minnesota, Mayo
Clinic Proceedings 91(5):612–622.
18 Supra note 3.
19 Aschengrau A, Seage GR [2018], Essentials of
Epidemiology in Public Health. 4th Edition,
(Burlington, MA: Jones & Bartlett).
20 It is generally thought that strong associations
are more likely to be causal than weak associations;
however, a weak association does not rule out a
causal relationship. See supra note 19.
21 The uncertainty inherent in estimating the
strength of association between exposure and health
effect (effect size) from observational data is
expressed as a confidence interval, illustrating a
range of values that contains the true effect size. A
narrow confidence interval indicates a more precise
measure of the effect size and a wider interval
indicates greater uncertainty. See supra note 19.
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38179
members with the Olmsted County
reference population.22 Because
Landgren et al. [2018] did not report risk
estimates and their confidence intervals
for the association between 9/11
exposure and MGUS, the WTC Health
Program is unable to evaluate the
precision of such risk estimates.
Consistency of association: 23
Multiple studies are not available to
ascertain consistency. Only the
Landgren et al. [2018] study is available.
Biological gradient: 24 The exposureresponse (biological gradient)
information provided in Landgren et al.
[2018] does not demonstrate an
exposure gradient between 9/11
exposure and MGUS. In other words,
the study does not provide evidence
that the risk of MGUS increases with
increasing levels of exposure.
Plausibility and coherence: 25 The
findings of Landgren et al. [2018] do not
demonstrate a basis for a potential
relationship between 9/11 exposure and
MGUS. Some FDNY members with
MGUS may have had the condition
prior to September 11, 2001. This lack
of temporal information severely limits
an evaluation of the plausibility of an
association between 9/11 exposure and
MGUS.
Evaluation of Representativeness of
Study
Landgren et al. [2018] was reviewed
to determine whether both the WTC
responder cohort studied is
representative of the entire 9/11exposed population and whether the
results can be extrapolated. MGUS
screening study subjects were a subset
of FDNY members who were exposed to
9/11 agents on or in the aftermath of
September 11, 2001 until the Ground
Zero site closed in July 2002. All study
subjects were white males between the
ages of 50 and 79 who had serum
samples taken by the FDNY WTC Health
Program from December 2013 through
October 2015. The findings of this study
represent only a subset of white male
FDNY responders and may not be
22 See
supra note 16.
findings are demonstrated when
they have been repeatedly reported by multiple
studies. See supra note 19.
24 Studies establish an exposure-response
relationship by demonstrating that increases in
exposure (i.e., exposures of greater intensity and/or
longer duration) are associated with a greater
incidence of disease. A thorough evaluation of
exposure-response requires analysis of multiple
levels of exposure such that the investigator can
demonstrate that the risk increases with increasing
levels of exposure. See supra note 19.
25 Study findings demonstrate a basis in scientific
theory that supports the relationship between the
exposure and the health effect and do not conflict
with known facts about the biology of the health
condition. See supra note 19.
23 Consistent
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For the reasons discussed above, the
Petition 022 request to add MGUS to the
List of WTC-Related Health Conditions
is denied.
generalizable to other 9/11-exposed
groups.
Summary of Evaluation
The study by Landgren et al. [2018]
was evaluated to determine whether a
causal relationship between 9/11
exposures and MGUS is supported. As
described in the policy on the addition
of non-cancer health conditions to the
List,26 the WTC Health Program uses the
Bradford Hill criteria described above to
evaluate whether a causal relationship
between 9/11 exposures and a health
condition is supported. Although
Landgren et al. [2018] speculated that
the study results demonstrate an
association between 9/11 exposure and
MGUS, the information available in the
study is insufficient to support a claim
for causation using the Bradford Hill
criteria. The study reported a reasonably
strong and precise association between
being a 9/11-exposed FDNY firefighter
and an increased prevalence of MGUS;
however, an exposure-response gradient
was not found. Furthermore, the
temporality of the findings was not
established because some FDNY
members with MGUS may have had the
condition prior to September 11, 2001.
Finally, the consistency of an
association could not be assessed as
Landgren et al. [2018] was the only
relevant study that was identified.
Given the lack of an exposure-response
gradient, the questionable plausibility,
the lack of other relevant studies, and
the other limitations discussed above,
the WTC Health Program considers the
Landgren et al. [2018] study to be
preliminary and insufficient to add
MGUS to the List.
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E. Administrator’s Final Decision on
Whether To Propose the Addition of
Monoclonal Gammopathy of
Undetermined Significance to the List
Pursuant to PHS Act, sec.
3312(a)(6)(B)(iv) and 42 CFR
88.16(a)(2)(iv), the Administrator has
determined that insufficient evidence is
available to take further action at this
time, including proposing the addition
of MGUS to the List (pursuant to PHS
Act, sec. 3312(a)(6)(B)(ii) and 42 CFR
88.16(a)(2)(ii)) or publishing a
determination not to publish a proposed
rule in the Federal Register (pursuant to
PHS Act, sec. 3312(a)(6)(B)(iii) and 42
CFR 88.16(a)(2)(iii)). The Administrator
has also determined that requesting a
recommendation from the STAC
(pursuant to PHS Act, sec.
3312(a)(6)(B)(i) and 42 CFR
88.16(a)(2)(i)) is unwarranted.
26 Supra
note 3.
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F. Approval To Submit Document to the
Office of the Federal Register
The Secretary, HHS, or his designee,
the Director, Centers for Disease Control
and Prevention (CDC) and
Administrator, Agency for Toxic
Substances and Disease Registry
(ATSDR), authorized the undersigned,
the Administrator of the WTC Health
Program, to sign and submit the
document to the Office of the Federal
Register for publication as an official
document of the WTC Health Program.
Robert Redfield M.D., Director, CDC,
and Administrator, ATSDR, approved
this document for publication on July
29, 2019.
John J. Howard,
Administrator, World Trade Center Health
Program and Director, National Institute for
Occupational Safety and Health, Centers for
Disease Control and Prevention, Department
of Health and Human Services.
[FR Doc. 2019–16609 Filed 8–5–19; 8:45 am]
BILLING CODE 4163–18–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
49 CFR Part 180
[Docket No. PHMSA–2017–0083 (HM–219B)]
RIN 2137–AF30
Hazardous Materials: Response to an
Industry Petition To Reduce
Regulatory Burden for Cylinder
Requalification Requirements
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), Department of Transportation
(DOT).
ACTION: Notice of proposed rulemaking
(NPRM).
AGENCY:
PHMSA is proposing to revise
requirements on the requalification
period for certain DOT 4-series
specification cylinders in non-corrosive
gas service in response to a petition for
rulemaking submitted by the National
Propane Gas Association. This
rulemaking proposes regulatory relief
and a reduction in the requalificationrelated costs for propane marketers,
distributors, and others in non-corrosive
gas service.
DATES: Comments must be received by
October 7, 2019. To the extent possible,
SUMMARY:
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PHMSA will consider late-filed
comments as a final rule is developed.
ADDRESSES: You may submit comments
identified by the Docket Number
PHMSA–2017–0083 (HM–219B) by any
of the following methods:
• Federal eRulemaking Portal: https://
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SUPPLEMENTARY INFORMATION:
Table of Contents
I. Background
A. History
B. Petition P–1696
C. Statement of Enforcement Discretion
II. Overview
III. Regulatory Analyses and Notices
A. Statutory/Legal Authority for This
Rulemaking
E:\FR\FM\06AUP1.SGM
06AUP1
Agencies
[Federal Register Volume 84, Number 151 (Tuesday, August 6, 2019)]
[Proposed Rules]
[Pages 38177-38180]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-16609]
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DEPARTMENT OF HEALTH AND HUMAN SERVICES
Centers for Disease Control and Prevention
42 CFR Part 88
[NIOSH Docket 094]
World Trade Center Health Program; Petition 022--Monoclonal
Gammopathy of Undetermined Significance; Finding of Insufficient
Evidence
AGENCY: Centers for Disease Control and Prevention, HHS.
ACTION: Denial of petition for addition of a health condition.
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SUMMARY: On March 11, 2019, the Administrator of the World Trade Center
(WTC) Health Program received a petition (Petition 022) to add
``monoclonal gammopathy of undetermined significance (MGUS)'' to the
List of WTC-Related Health Conditions (List). Upon reviewing the
scientific and medical literature, including information provided by
the petitioner, the Administrator has determined that the available
evidence does not have the potential to provide a basis for a decision
on whether to add MGUS to the List. The Administrator also finds that
insufficient evidence exists to request a recommendation of the WTC
Health Program Scientific/Technical Advisory Committee (STAC), to
publish a proposed rule, or to publish a determination not to publish a
proposed rule.
DATES: The Administrator of the WTC Health Program is denying this
petition for the addition of a health condition as of August 6, 2019.
ADDRESSES: Visit the WTC Health Program website at https://www.cdc.gov/wtc/received.html to review Petition 022.
FOR FURTHER INFORMATION CONTACT: Rachel Weiss, Program Analyst, 1090
Tusculum Avenue, MS: C-48, Cincinnati, OH 45226; telephone (855) 818-
1629 (this is a toll-free number); email [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
A. WTC Health Program Statutory Authority
B. Procedures for Evaluating a Petition
C. Petition 022
D. Review of Scientific and Medical Information and Administrator
Determination
E. Administrator's Final Decision on Whether To Propose the Addition
of Monoclonal Gammopathy of Undetermined Significance to the List
F. Approval To Submit Document to the Office of the Federal Register
A. WTC Health Program Statutory Authority
Title I of the James Zadroga 9/11 Health and Compensation Act of
2010 (Pub. L. 111-347, as amended by Pub. L. 114-113), added Title
XXXIII to the Public Health Service (PHS) Act,\1\ establishing the WTC
Health Program within the Department of Health and Human Services
(HHS). The WTC Health Program provides medical monitoring and treatment
benefits for health conditions on the List to eligible firefighters and
related personnel, law enforcement officers, and rescue, recovery, and
cleanup workers who responded to the September 11, 2001, terrorist
attacks in New York City, at the Pentagon, and in Shanksville,
Pennsylvania (responders), and to eligible persons who were present in
the dust or dust cloud on September 11, 2001, or who worked, resided,
or attended school, childcare, or adult daycare in the New York City
disaster area (survivors).
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\1\ Title XXXIII of the PHS Act is codified at 42 U.S.C. 300mm
to 300mm-61. Those portions of the James Zadroga 9/11 Health and
Compensation Act of 2010 found in Titles II and III of Public Law
111-347 do not pertain to the WTC Health Program and are codified
elsewhere.
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All references to the Administrator of the WTC Health Program
(Administrator) in this document mean the Director of the National
Institute for Occupational Safety and Health (NIOSH) or his designee.
Pursuant to section 3312(a)(6)(B) of the PHS Act, interested
parties may petition the Administrator to add a health condition to the
List in 42 CFR 88.15. Within 90 days after receipt of a valid petition
to add a condition to the List, the Administrator must take one of the
following four actions described in section 3312(a)(6)(B) of the PHS
Act and Sec. 88.16(a)(2) of the Program regulations: (1) Request a
recommendation of the STAC; (2) publish a proposed rule in the Federal
Register to add such health condition; (3) publish in the Federal
Register the Administrator's determination not to publish such a
proposed rule and the basis for such determination; or (4) publish in
the Federal Register a determination that insufficient evidence exists
to take action under (1) through (3) above.
B. Procedures for Evaluating a Petition
In addition to the regulatory provisions, the WTC Health Program
has developed policies to guide the review of submissions and
petitions,\2\ as well as the analysis of evidence supporting the
potential addition of a non-cancer health condition to the List.\3\
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\2\ See WTC Health Program [2014], Policy and Procedures for
Handling Submissions and Petitions to Add a Health Condition to the
List of WTC-Related Health Conditions, May 14, 2014, https://www.cdc.gov/wtc/pdfs/WTCHPPPPetitionHandlingProcedures14May2014.pdf.
\3\ See WTC Health Program [2017], Policy and Procedures for
Adding Non-Cancer Conditions to the List of WTC-Related Health
Conditions, February 14, 2017, https://www.cdc.gov/wtc/pdfs/policies/WTCHP_PP_Adding_NonCancers_14_February_2017-508.pdf.
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A valid petition must include sufficient medical basis for the
association between the September 11, 2001, terrorist attacks and the
health condition to be added; in accordance with WTC Health Program
policy, reference to a peer-reviewed, published, epidemiologic study
about the health condition among 9/11-exposed populations or to
clinical case reports of health conditions in WTC responders or
survivors may demonstrate the required medical basis.\4\ Studies
linking 9/11 agents or hazards \5\ to the petitioned health condition
may also provide sufficient medical basis for a valid petition.
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\4\ See supra note 2.
\5\ 9/11 agents are chemical, physical, biological, or other
hazards reported in a published, peer-reviewed exposure assessment
study of responders, recovery workers, or survivors who were present
in the New York City disaster area, or at the Pentagon site, or the
Shanksville, Pennsylvania site, as those locations are defined in 42
CFR 88.1, as well as those hazards not identified in a published,
peer-reviewed exposure assessment study, but which are reasonably
assumed to have been present at any of the three sites. See WTC
Health Program [2018], Development of the Inventory of 9/11 Agents,
July 17, 2018, https://wwwn.cdc.gov/ResearchGateway/Content/pdfs/Development_of_the_Inventory_of_9-11_Agents_20180717.pdf.
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After the Program has determined that a petition is valid, the
Administrator must direct the Program to conduct a review of the
scientific literature to determine if the available scientific
information has the potential to provide
[[Page 38178]]
a basis for a decision on whether to add the health condition to the
List.\6\ The literature review is a keyword search of relevant
scientific databases; peer-reviewed, published, epidemiologic studies
(including direct observational studies in the case of health
conditions such as injuries) about the health condition among 9/11-
exposed populations are then identified from the initial search
results. The Program evaluates the scientific quality of each peer-
reviewed, published, epidemiologic study of the health condition
identified in the literature search; the Program then compiles the
scientific results of each study to assess whether a causal
relationship between 9/11 exposures and the health condition is
supported, and evaluates whether the results of the studies are
representative of the 9/11-exposed population of responders and
survivors. A health condition may be added to the List if peer-
reviewed, published, epidemiologic studies provide support that the
health condition is substantially likely \7\ to be causally associated
with 9/11 exposures. If the evaluation of evidence provided in peer-
reviewed, published, epidemiologic studies of the health condition in
9/11 populations demonstrates a high, but not substantial, likelihood
of a causal association between the 9/11 exposures and the health
condition, then the Administrator may consider additional highly
relevant scientific evidence regarding exposures to 9/11 agents from
sources using non-9/11-exposed populations. If that additional
assessment establishes that the health condition is substantially
likely to be causally associated with 9/11 exposures among 9/11-exposed
populations, the health condition may be added to the List.
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\6\ See supra note 3.
\7\ The ``substantially likely'' standard is met when the
scientific evidence, taken as a whole, demonstrates a strong
relationship between the 9/11 exposures and the health condition.
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C. Petition 022
On March 11, 2019, the Administrator received a petition (Petition
022) requesting the addition of ``monoclonal gammopathy of undetermined
significance (MGUS)'' to the List.\8\ The petition included a 2018
study by Landgren et al.,\9\ which provided sufficient medical basis
for the petition to be considered valid because it is a peer-reviewed,
published, epidemiologic study about the health condition among 9/11-
exposed populations; Landgren et al. is a scientific source that
demonstrates a potential link between exposure to a 9/11 hazard (in
this case, the identified 9/11 agents polychlorinated biphenyl (PCB),
dioxins, polycyclic aromatic hydrocarbons (PAHs), and asbestos) \10\
and the requested health condition, MGUS.
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\8\ See Petition 022, WTC Health Program: Petitions Received,
https://www.cdc.gov/wtc/received.html.
\9\ Landgren O, Zeig-Owens R, Giricz O, Goldfarb D, Murata K,
Thoren K, Ramanathan L, Hultcrantz M, Dogan A, Nwankwo G, Steidl U,
Pradhan K, Hall CB, Cohen HW, Jaber N, Schwartz T, Crowley L, Crane
M, Irby S, Webber MP, Verma A, Prezant DJ [2018], Multiple Myeloma
and its Precursor Disease Among Firefighters Exposed to the World
Trade Center Disaster, JAMA Oncol 4(6):821-827.
\10\ See supra note 5.
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D. Review of Scientific and Medical Information and Administrator
Determination
The Program policy on the addition of non-cancer health conditions
to the List directs the Program to conduct a literature review of the
health condition(s) petitioned.\11\ Petition 022 requested the addition
of MGUS, an asymptomatic condition characterized by the presence of a
monoclonal immunoglobulin (Ig), also called an M-protein, in the blood
without any evidence of multiple myeloma or another lymphoproliferative
disorder. MGUS is not a cancer, and the vast majority of people with
MGUS never develop the types of cancer for which it is a precursor.
Immunoglobulin subtypes involved may be IgM, non-IgM (e.g., IgA and
IgG), or light-chain.\12\ All pose a slight risk of progression (1-2
percent per year) to a malignant disorder. Typically, IgG and IgA MGUS
are the precursors of multiple myeloma, IgM MGUS is the precursor of
Waldenstrom macroglobulinemia or other lymphoproliferative conditions,
and light-chain MGUS is the precursor of light-chain multiple
myeloma.\13\
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\11\ Supra note 3.
\12\ ``Light-chain'' refers to the antibody components made by
malignant plasma cells in patients with multiple myeloma.
\13\ Fanning SR, Hussein MA [2018], Monoclonal Gammopathies of
Undetermined Significance, Medscape, https://emedicine.medscape.com/article/204297-overview.
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In response to Petition 022, the Program conducted a review of the
scientific literature on MGUS to identify peer-reviewed, published,
epidemiologic studies of the health condition in the 9/11-exposed
population.\14\ Only one study meeting the Program's criteria for
further evaluation was identified in this literature review, Landgren
et al. [2018], referenced above.
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\14\ Databases searched include: CINAHL, Embase, NIOSHTIC-2,
ProQuest Health & Safety, PsycINFO, Ovid MEDLINE, Scopus, Toxicology
Abstracts/TOXLINE, and WTC Health Program Bibliographic Database.
Keywords used to conduct the search include: MGUS, monoclonal
gammopathy of undetermined significance, premalignant clonal plasma
cell disorder, lymphoplasmacytic proliferative disorder, monoclonal
gammopathy, monoclonal gammopathies. The literature search was
conducted in English-language journals on April 25, 2019.
---------------------------------------------------------------------------
Landgren et al. [2018] reported on two analyses conducted on 9/11-
exposed firefighters from the New York City Fire Department (FDNY). One
was a case series (a descriptive report) of 16 multiple myeloma cases
identified among white male WTC-exposed FDNY firefighters. Since this
analysis does not provide dispositive evidence linking 9/11 exposures
to MGUS, it is not relevant to this petition and will not be further
described.
The second analysis was a prevalence screening study of 781 9/11-
exposed FDNY white male firefighters aged 50 to 79 years. Patients with
MGUS, light-chain MGUS, and overall MGUS (i.e., MGUS and light-chain
MGUS combined) were diagnosed using a serum immunoglobulin assay. 9/11
exposure was assessed based on initial arrival time at Ground Zero and
five exposure groups were recognized (i.e., arriving the morning of 9/
11 [most highly exposed]; arriving the afternoon of September 11, 2001;
arriving on September 12, 2001; arriving between September 13 and 24,
2001; and arriving between September 25, 2001 and July 24, 2002 [least
exposed]). 9/11 exposure was also assessed by length of time worked at
Ground Zero (months in which a participant worked at least 1 day at
Ground Zero).
Findings in this study were compared to those of a population-based
cohort of 7,612 white male residents of Olmsted County, Minnesota, aged
50 years and older, previously assembled to estimate MGUS
prevalence.\15\ Among FDNY firefighters, the age-standardized
prevalence rate (ASR) of overall MGUS (i.e., MGUS and light-chain MGUS
combined) was 7.63 per 100 persons (95% CI, 5.45-9.81). The ASR of
light-chain MGUS was 3.08 per 100 persons (95% CI, 1.66-4.50), and for
MGUS was 4.55 per 100 persons (95% CI, 2.90-6.21). The relative rate of
overall MGUS (i.e., MGUS and light-chain MGUS combined) was 1.76 (95%
CI, 1.34-2.29) when comparing FDNY firefighters with the Olmsted County
reference population; the relative rate was 3.13 for light-chain MGUS
(95% CI, 1.99-4.93) and 1.35 for MGUS (95% CI, 0.96-1.91).
[[Page 38179]]
The researchers evaluated the risk of overall MGUS (i.e., MGUS and
light-chain MGUS combined) by 9/11 exposure; for each of the arrival
times described above, the ASRs for the 9/11-exposed FDNY firefighters
were greater than in the Olmsted County reference population, although
the authors did not find an exposure gradient and did not provide risk
estimates for these findings. Additionally, the authors reported that
there were no statistically significant differences in ASRs when length
of time worked at Ground Zero was included in the analyses (the authors
did not report a risk estimate for this finding). In addition, the
authors did not report the results of the association between 9/11
exposures, expressed by time of arrival or duration of work at Ground
Zero, and light-chain MGUS, nor for MGUS overall.
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\15\ Dispenzieri A, Katzmann JA, Kyle RA, et al. [2010],
Prevalence and Risk of Progression of Light-Chain Monoclonal
Gammopathy of Undetermined Significance: A Retrospective Population-
Based Cohort Study, Lancet 375(9727):1721-8.
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Among the strengths of Landgren et al. [2018] is that this is the
first study to present the age-specific prevalence of MGUS or light-
chain MGUS in 9/11-exposed responders, and show an excess age-
standardized prevalence when compared to an unexposed reference
population.\16\ Health outcomes were objectively assessed, since
diagnosis was determined in all study participants by testing serum
samples, collected between December 2013 and October 2015, in the
laboratory.
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\16\ Among FDNY firefighters, the ASR of overall MGUS was 7.63
per 100 persons (95% CI, 5.45-9.81) versus the ASR of overall MGUS
among the Olmsted County reference population of 4.34 per 100
persons (95% CI, 3.88-4.81 per 100 persons and RR, 1.76; 95% CI,
1.34-2.29).
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However, Landgren et al. [2018] is subject to a number of
limitations. The prevalence study design limits the interpretation and
generalizability of findings. IgM MGUS and non-IgM MGUS were lumped
together as ``MGUS'' and not reported separately. Risk estimates of the
association between 9/11 exposure and MGUS were not reported. A
temporal relationship between 9/11 exposure and the first occurrence of
MGUS could also not be established; because MGUS is asymptomatic, it is
possible that some FDNY members with MGUS had the condition prior to
September 11, 2001 (no baseline samples were collected prior to
September 11, 2001 to ascertain date of onset). Another limitation
suggested by the authors is inadequate statistical power to detect a
statistically significant exposure-response relationship. Landgren et
al. [2018] addressed confounding by race, gender, and age by limiting
the analysis to white men and standardizing the rates by age. However,
family history of MGUS and other occupational exposures were not
controlled for. A major limitation of this study is the use of the
Olmsted County reference group,\17\ which is a general population
selected from a mixed rural-urban setting and not comparable to the
FDNY population, a predominantly urban working population. The authors
acknowledged that a comparison group composed of firefighters with no
9/11 exposure or a truly random sample of the U.S. (or the New York
City) population would be desirable. Finally, the authors reported that
they were unable to control for all of the potential confounders
between the study and reference populations.
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\17\ Wi C, St Sauver JL, Jacobson DJ, et al. [2016], Ethnicity,
Socioeconomic Status, and Health Disparities in a Mixed Rural-Urban
US Community--Olmsted County, Minnesota, Mayo Clinic Proceedings
91(5):612-622.
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Evaluation of Study Using Select Bradford Hill Criteria
Landgren et al. [2018] was assessed to determine whether a causal
relationship between 9/11 exposures and MGUS is supported. As described
in the policy on the addition of non-cancer health conditions to the
List,\18\ the WTC Health Program uses the following Bradford Hill
criteria to evaluate studies of 9/11-exposed populations: strength of
association, precision of the risk estimate, consistency of
association, biological gradient, and plausibility and coherence.\19\
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\18\ Supra note 3.
\19\ Aschengrau A, Seage GR [2018], Essentials of Epidemiology
in Public Health. 4th Edition, (Burlington, MA: Jones & Bartlett).
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Strength of association: \20\ Landgren et al. [2018] found a
relatively strong association between being a 9/11-exposed FDNY member
and an increased prevalence of MGUS, especially light-chain MGUS.
However, Landgren et al. [2018] did not report risk estimates for the
association between their measures of 9/11 exposure (initial arrival
time and length of time worked at Ground Zero); the WTC Health Program
would need such risk estimates in order to evaluate the strength of the
association between 9/11 exposure and MGUS.
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\20\ It is generally thought that strong associations are more
likely to be causal than weak associations; however, a weak
association does not rule out a causal relationship. See supra note
19.
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Precision of risk estimate: \21\ Landgren et al. [2018] reported
reasonably precise risk estimates when comparing FDNY members with the
Olmsted County reference population.\22\ Because Landgren et al. [2018]
did not report risk estimates and their confidence intervals for the
association between 9/11 exposure and MGUS, the WTC Health Program is
unable to evaluate the precision of such risk estimates.
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\21\ The uncertainty inherent in estimating the strength of
association between exposure and health effect (effect size) from
observational data is expressed as a confidence interval,
illustrating a range of values that contains the true effect size. A
narrow confidence interval indicates a more precise measure of the
effect size and a wider interval indicates greater uncertainty. See
supra note 19.
\22\ See supra note 16.
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Consistency of association: \23\ Multiple studies are not available
to ascertain consistency. Only the Landgren et al. [2018] study is
available.
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\23\ Consistent findings are demonstrated when they have been
repeatedly reported by multiple studies. See supra note 19.
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Biological gradient: \24\ The exposure-response (biological
gradient) information provided in Landgren et al. [2018] does not
demonstrate an exposure gradient between 9/11 exposure and MGUS. In
other words, the study does not provide evidence that the risk of MGUS
increases with increasing levels of exposure.
---------------------------------------------------------------------------
\24\ Studies establish an exposure-response relationship by
demonstrating that increases in exposure (i.e., exposures of greater
intensity and/or longer duration) are associated with a greater
incidence of disease. A thorough evaluation of exposure-response
requires analysis of multiple levels of exposure such that the
investigator can demonstrate that the risk increases with increasing
levels of exposure. See supra note 19.
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Plausibility and coherence: \25\ The findings of Landgren et al.
[2018] do not demonstrate a basis for a potential relationship between
9/11 exposure and MGUS. Some FDNY members with MGUS may have had the
condition prior to September 11, 2001. This lack of temporal
information severely limits an evaluation of the plausibility of an
association between 9/11 exposure and MGUS.
---------------------------------------------------------------------------
\25\ Study findings demonstrate a basis in scientific theory
that supports the relationship between the exposure and the health
effect and do not conflict with known facts about the biology of the
health condition. See supra note 19.
---------------------------------------------------------------------------
Evaluation of Representativeness of Study
Landgren et al. [2018] was reviewed to determine whether both the
WTC responder cohort studied is representative of the entire 9/11-
exposed population and whether the results can be extrapolated. MGUS
screening study subjects were a subset of FDNY members who were exposed
to 9/11 agents on or in the aftermath of September 11, 2001 until the
Ground Zero site closed in July 2002. All study subjects were white
males between the ages of 50 and 79 who had serum samples taken by the
FDNY WTC Health Program from December 2013 through October 2015. The
findings of this study represent only a subset of white male FDNY
responders and may not be
[[Page 38180]]
generalizable to other 9/11-exposed groups.
Summary of Evaluation
The study by Landgren et al. [2018] was evaluated to determine
whether a causal relationship between 9/11 exposures and MGUS is
supported. As described in the policy on the addition of non-cancer
health conditions to the List,\26\ the WTC Health Program uses the
Bradford Hill criteria described above to evaluate whether a causal
relationship between 9/11 exposures and a health condition is
supported. Although Landgren et al. [2018] speculated that the study
results demonstrate an association between 9/11 exposure and MGUS, the
information available in the study is insufficient to support a claim
for causation using the Bradford Hill criteria. The study reported a
reasonably strong and precise association between being a 9/11-exposed
FDNY firefighter and an increased prevalence of MGUS; however, an
exposure-response gradient was not found. Furthermore, the temporality
of the findings was not established because some FDNY members with MGUS
may have had the condition prior to September 11, 2001. Finally, the
consistency of an association could not be assessed as Landgren et al.
[2018] was the only relevant study that was identified. Given the lack
of an exposure-response gradient, the questionable plausibility, the
lack of other relevant studies, and the other limitations discussed
above, the WTC Health Program considers the Landgren et al. [2018]
study to be preliminary and insufficient to add MGUS to the List.
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\26\ Supra note 3.
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E. Administrator's Final Decision on Whether To Propose the Addition of
Monoclonal Gammopathy of Undetermined Significance to the List
Pursuant to PHS Act, sec. 3312(a)(6)(B)(iv) and 42 CFR
88.16(a)(2)(iv), the Administrator has determined that insufficient
evidence is available to take further action at this time, including
proposing the addition of MGUS to the List (pursuant to PHS Act, sec.
3312(a)(6)(B)(ii) and 42 CFR 88.16(a)(2)(ii)) or publishing a
determination not to publish a proposed rule in the Federal Register
(pursuant to PHS Act, sec. 3312(a)(6)(B)(iii) and 42 CFR
88.16(a)(2)(iii)). The Administrator has also determined that
requesting a recommendation from the STAC (pursuant to PHS Act, sec.
3312(a)(6)(B)(i) and 42 CFR 88.16(a)(2)(i)) is unwarranted.
For the reasons discussed above, the Petition 022 request to add
MGUS to the List of WTC-Related Health Conditions is denied.
F. Approval To Submit Document to the Office of the Federal Register
The Secretary, HHS, or his designee, the Director, Centers for
Disease Control and Prevention (CDC) and Administrator, Agency for
Toxic Substances and Disease Registry (ATSDR), authorized the
undersigned, the Administrator of the WTC Health Program, to sign and
submit the document to the Office of the Federal Register for
publication as an official document of the WTC Health Program. Robert
Redfield M.D., Director, CDC, and Administrator, ATSDR, approved this
document for publication on July 29, 2019.
John J. Howard,
Administrator, World Trade Center Health Program and Director, National
Institute for Occupational Safety and Health, Centers for Disease
Control and Prevention, Department of Health and Human Services.
[FR Doc. 2019-16609 Filed 8-5-19; 8:45 am]
BILLING CODE 4163-18-P