Revised Medical Criteria for Evaluating Digestive Disorders and Skin Disorders, 35936-35958 [2019-15554]
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Federal Register / Vol. 84, No. 143 / Thursday, July 25, 2019 / Proposed Rules
SOCIAL SECURITY ADMINISTRATION
20 CFR Part 404
[Docket No. SSA–2017–0042]
RIN 0960–AG65
Revised Medical Criteria for Evaluating
Digestive Disorders and Skin
Disorders
Social Security Administration.
Notice of proposed rulemaking.
AGENCY:
ACTION:
We propose to revise the
criteria in the Listing of Impairments
(listings) that we use to evaluate claims
involving digestive and skin disorders
in adults and children under titles II
and XVI of the Social Security Act (Act).
The proposed revisions reflect our
adjudicative experience, advances in
medical knowledge, and comments we
received from experts and the public in
response to two advance notices of
proposed rulemaking (ANPRM).
DATES: To ensure that your comments
are considered, we must receive them
by no later than September 23, 2019.
ADDRESSES: You may submit comments
by any one of three methods—internet,
fax, or mail. Do not submit the same
comments multiple times or by more
than one method. Regardless of which
method you choose, please state that
your comments refer to Docket No.
SSA–2017–0042, so that we may
associate your comments with the
correct regulation.
Caution: You should be careful to
include in your comments only
information that you wish to make
publicly available. We strongly urge you
not to include in your comments any
personal information, such as Social
Security numbers or medical
information.
1. Internet: We strongly recommend
that you submit your comments via the
internet. Please visit the Federal
eRulemaking portal at https://
www.regulations.gov. Use the Search
function to find docket number SSA–
SUMMARY:
2017–0042. The system will issue a
tracking number to confirm your
submission. You will not be able to
view your comment immediately
because we must post each comment
manually. It may take up to a week for
your comment to be viewable.
2. Fax: Fax comments to (410) 966–
2830.
3. Mail: Address your comments to
the Office of Regulations and Reports
Clearance, Social Security
Administration, 3100 West High Rise,
6401 Security Boulevard, Baltimore,
Maryland 21235–6401.
Comments are available for public
viewing on the Federal eRulemaking
portal at https://www.regulations.gov or
in person, during regular business
hours, by arranging with the contact
person identified below.
FOR FURTHER INFORMATION CONTACT:
Cheryl A. Williams, Office of Disability
Policy, Social Security Administration,
6401 Security Boulevard, Baltimore,
Maryland 21235–6401, (410) 965–1020.
For information on eligibility or filing
for benefits, call our national toll-free
number, 1–800–772–1213, or TTY 1–
800–325–0778, or visit our internet site,
Social Security Online, at https://
www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION:
Why are we proposing to revise the
listings for digestive and skin
disorders?
We last published final rules that
revised the digestive disorders listings
on October 19, 2007, and the skin
disorders listings on June 9, 2004.1 We
are proposing these revisions to reflect
our adjudicative experience, advances
in medical knowledge, and comments
we received from experts and the public
in response to two ANPRMs.
How did we develop these proposed
rules?
In developing these proposed rules:
• We published an ANPRM for
digestive disorders in the Federal
Current sections of the adult introductory text
and listings for the digestive system
Register on December 12, 2007.2 We
invited the public to comment on
whether we should add a digestive
disorders listing based on functional
limitations and, if so, what criteria we
should use. We received 12 comments.
Ten commenters recommended adding
a digestive disorders listing with
functional criteria and suggested we use
the same functional criteria we use in
other body systems.
• We published an ANPRM for skin
disorders in the Federal Register on
November 10, 2009.3 We invited the
public to send us written comments and
suggestions about whether and how we
should revise the skin disorders listings.
We received three comments.
The comments we received from these
two ANPRMs informed the proposed
changes in this NPRM. In developing
these proposed rules, we also
considered information from several
other sources, including:
• Medical experts in gastroenterology
and dermatology;
• Advocacy groups for people with
digestive and skin disorders;
• People with digestive and skin
disorders and their families;
• People who make and review
disability determinations and decisions
for us in State agencies, in our Office of
Hearings Operations, and in our Office
of Analytics, Review, and Oversight;
and
• The published sources we list in the
References section at the end of this
preamble.
How is this NPRM organized?
Digestive Disorders Overview of
Proposed Revisions
• Adult digestive disorders proposed
revisions
• Child digestive disorders proposed
revisions
The following chart shows the
heading of the current and proposed
sections of the adult introductory text
and listings for digestive disorders:
Proposed sections of the adult introductory text
and listings for digestive disorders
jspears on DSK30JT082PROD with PROPOSAL10
Introductory Text, 5.00
A. What kinds of disorders do we consider in the digestive system? .....
B. What documentation do we need? ......................................................
C. How do we consider the effects of treatment? ...................................
D. How do we evaluate chronic liver disease? ........................................
E. How do we evaluate inflammatory bowel disease (IBD)? ...................
F. How do we evaluate short bowel syndrome (SBS)? ...........................
1 See
72 FR 59398 (2007) and 69 FR 32260 (2004).
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2 See
A. Which digestive disorders do we evaluate in this body system?
B. What evidence do we need to evaluate your digestive disorder?
[5.00 H.]
C. What is chronic liver disease (CLD), and how do we evaluate it
under 5.05?
D. What is inflammatory bowel disease (IBD), and how do we evaluate
it under 5.06?
E. What is short bowel syndrome (SBS), and how do we evaluate it
under 5.07?
72 FR 70527.
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3 See 74 FR 57972, with the docket number
corrected at 74 FR 62518.
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35937
Current sections of the adult introductory text
and listings for the digestive system
Proposed sections of the adult introductory text
and listings for digestive disorders
G. How do we evaluate weight loss due to any digestive disorder? .......
F. How do we evaluate malnutrition due to any digestive disorder
under 5.08?
G. How do we evaluate digestive organ transplantation?
[5.00 C.2. and G.]
[5.00 D.12.] ...............................................................................................
H. What do we mean by the phrase ‘‘consider under a disability for 1
year’’?
[5.00 C.6.] .................................................................................................
I. How do we evaluate impairments that do not meet one of the digestive disorder listings?
H. How do we evaluate your digestive disorder if there is no record of
ongoing treatment?
I. How do we evaluate your digestive disorder if there is evidence establishing a substance use disorder?
J. How do we evaluate digestive disorders that do not meet one of
these listings?
Listings
5.01 Category of Impairments, Digestive System .................................
5.02 Gastrointestinal hemorrhaging from any cause, requiring blood
transfusion.
5.03 [Reserved] ......................................................................................
5.04 [Reserved] ......................................................................................
5.05 Chronic liver disease (CLD) ...........................................................
5.06 Inflammatory bowel disease (IBD) .................................................
5.07 Short bowel syndrome (SBS) ........................................................
5.08 Weight loss due to any digestive disorder ....................................
5.09 Liver transplantation .......................................................................
The following chart shows the
heading of the current and proposed
5.01 Category of Impairments, Digestive Disorders
5.02 Gastrointestinal hemorrhaging from any cause, requiring three
blood transfusions
5.03 [Reserved]
5.04 [Reserved]
5.05 Chronic liver disease (CLD)
5.06 Inflammatory bowel disease (IBD)
5.07 Short bowel syndrome (SBS)
5.08 Malnutrition due to any digestive disorder
5.09 Liver transplantation
5.10 [Reserved]
5.11 Small intestine transplantation
5.12 Pancreas transplantation
sections of the child introductory text
and listings for digestive disorders:
Current sections of the child introductory text
and listings for the digestive system
Proposed sections of the child introductory text
and listings for digestive disorders
Introductory Text, 105.00
A. What kinds of disorders do we consider in the digestive system? .....
B. What documentation do we need? ......................................................
C. How do we consider the effects of treatment? ...................................
D. How do we evaluate chronic liver disease? ........................................
E. How do we evaluate inflammatory bowel disease (IBD)? ...................
F. How do we evaluate short bowel syndrome (SBS)? ...........................
G. How do we evaluate growth failure due to any digestive disorder? ...
[105.00 D.13.] ...........................................................................................
H. How do we evaluate the need for supplemental daily enteral feeding
via a gastrostomy?
I. How do we evaluate esophageal stricture or stenosis? .......................
J. What do we mean by the phrase ‘‘consider under a disability for 1
year’’?
[105.00 C.6.] .............................................................................................
K. How do we evaluate impairments that do not meet one of the digestive disorder listings?
A. Which digestive disorders do we evaluate in this body system?
B. What evidence do we need to evaluate your digestive disorder?
[105.00 J.]
C. What is chronic liver disease (CLD), and how do we evaluate it
under 105.05?
D. What is inflammatory bowel disease (IBD), and how do we evaluate
it under 105.06?
E. What is short bowel syndrome (SBS), and how do we evaluate it
under 105.07?
F. How do we evaluate growth failure due to any digestive disorder
under 105.08?
G. How do we evaluate digestive organ transplantation?
H. How do we evaluate the need for supplemental daily enteral feeding
via a gastrostomy?
I. How do we evaluate esophageal stricture or stenosis?
[105.00 C.2., C.4., and G.]
J. How do we evaluate your digestive disorder if there is no record of
ongoing treatment?
K. How do we evaluate your digestive disorder if there is evidence establishing a substance use disorder?
L. How do we evaluate digestive disorders that do not meet one of
these listings?
jspears on DSK30JT082PROD with PROPOSAL10
Listings
105.01 Category of Impairments, Digestive System .............................
105.02 Gastrointestinal hemorrhaging from any cause, requiring blood
transfusion.
105.03 [Reserved] ..................................................................................
105.04 [Reserved] ..................................................................................
105.05 Chronic liver disease .................................................................
105.06 Inflammatory bowel disease (IBD) .............................................
105.07 Short bowel syndrome (SBS) ....................................................
105.08 Growth failure due to any digestive disorder .............................
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105.01
105.02
blood
105.03
105.04
105.05
105.06
105.07
105.08
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Category of Impairments, Digestive Disorders
Gastrointestinal hemorrhaging from any cause, requiring three
transfusions
[Reserved]
[Reserved]
Chronic liver disease (CLD)
Inflammatory bowel disease (IBD)
Short bowel syndrome (SBS)
Growth failure due to any digestive disorder
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Current sections of the child introductory text
and listings for the digestive system
105.09
105.10
Proposed sections of the child introductory text
and listings for digestive disorders
Liver transplantation ...................................................................
Need for supplemental daily enteral feeding via a gastrostomy
Skin Disorders Overview of Proposed
Revisions
• Adult skin disorders proposed
revisions
105.09 Liver transplantation
105.10 Need for supplemental daily enteral feeding via a gastrostomy
105.11 Small intestine transplantation
105.12 Pancreas transplantation
• Child skin disorders proposed
revisions
The following chart shows the
heading of the current and proposed
Current sections of the adult introductory text
and listings for the skin disorders
sections of the adult introductory text
and listings for skin disorders:
Proposed sections of the adult introductory text
and listings for skin disorders
Introductory Text, 8.00
A. What skin disorders do we evaluate with these listings? ....................
B. What documentation do we need? ......................................................
C. How do we assess the severity of your skin disorder(s)? ..................
D. How do we assess impairments that may affect the skin and other
body systems?
E. How do we evaluate genetic photosensitivity disorders? ....................
F. How do we evaluate burns? ................................................................
G. How do we determine if your skin disorder(s) will continue at a disabling level of severity in order to meet the duration requirement?
H. How do we assess your skin disorder(s) if your impairment does not
meet the requirements of one of these listings?
I. ................................................................................................................
A. Which skin disorders do we evaluate under these listings?
B. What are our definitions for the following terms used in this body
system?
C. What evidence do we need to evaluate your skin disorder?
D. How do we evaluate the severity of skin disorders?
E. How do we evaluate genetic photosensitivity disorders under 8.07?
F. How do we evaluate burns under 8.08?
G. How do we evaluate chronic conditions of the skin or mucous membranes under 8.09?
H. How do we evaluate disorders in other body systems that affect the
skin?
I. How do we evaluate skin disorders that do not meet one of these
listings?
Listings
8.01
8.02
8.03
8.04
8.05
8.06
8.07
8.08
Category of Impairments, Skin Disorders ......................................
Ichthyosis .......................................................................................
Bullous disease ..............................................................................
Chronic infections of the skin or mucous membranes ..................
Dermatitis .......................................................................................
Hidradenitis suppurativa ................................................................
Genetic photosensitivity disorders .................................................
Burns ..............................................................................................
The following chart shows the
heading of the current and proposed
8.01
8.02
8.03
8.04
8.05
8.06
8.07
8.08
8.09
Category of Impairments, Skin Disorders
[Reserved]
[Reserved]
[Reserved]
[Reserved]
[Reserved]
Genetic photosensitivity disorders
Burns
Chronic conditions of the skin or mucous membranes
sections of the child introductory text
and listings for skin disorders:
Current sections of the child introductory text
and listings for the skin disorders
Proposed sections of the child introductory text
and listings for skin disorders
Introductory Text, 108.00
A. What skin disorders do we evaluate with these listings? ....................
B. What documentation do we need? ......................................................
jspears on DSK30JT082PROD with PROPOSAL10
C. How do we assess the severity of your skin disorder(s)? ..................
D. How do we assess impairments that may affect the skin and other
body systems?
E. How do we evaluate genetic photosensitivity disorders? ....................
F. How do we evaluate burns? ................................................................
G. How do we determine if your skin disorder(s) will continue at a disabling level of severity in order to meet the duration requirement?
H. How do we assess your skin disorder(s) if your impairment does not
meet the requirements of one of these listings?
I. ................................................................................................................
A. Which skin disorders do we evaluate under these listings?
B. What are our definitions for the following terms used in this body
system?
C. What evidence do we need to evaluate your skin disorder?
D. How do we evaluate the severity of skin disorders?
E. How do we evaluate genetic photosensitivity disorders under
108.07?
F. How do we evaluate burns under 108.08?
G. How do we evaluate chronic conditions of the skin or mucous membranes under 108.09?
H. How do we evaluate disorders in other body systems that affect the
skin?
I. How do we evaluate skin disorders that do not meet one of these
listings?
Listings
108.01
Category of Impairments, Skin Disorders ..................................
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108.01
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Category of Impairments, Skin Disorders
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Current sections of the child introductory text
and listings for the skin disorders
108.02
108.03
108.04
108.05
108.06
108.07
108.08
Proposed 5.00—Introductory Text to
the Adult Digestive Disorders Listings
The following describes changes we
are proposing to the introductory text.
jspears on DSK30JT082PROD with PROPOSAL10
Proposed sections of the child introductory text
and listings for skin disorders
Ichthyosis ...................................................................................
Bullous disease ..........................................................................
Chronic infections of the skin or mucous membranes ..............
Dermatitis ...................................................................................
Hidradenitis suppurativa ............................................................
Genetic photosensitivity disorders .............................................
Burns ..........................................................................................
What revisions are we proposing for
digestive disorders?
We propose to:
• Change the name of the body
system from ‘‘Digestive System’’ to
‘‘Digestive Disorders’’ to be consistent
with the nomenclature of all body
systems;
• Revise and reorganize the
introductory text to provide guidance
for using the revised criteria in listings;
• Revise the SSA Chronic Liver
Disease (SSA CLD) score in listings 5.05
and 105.05;
• Add criteria to listings 5.06 and
105.06 for repeated complications of
IBD;
• Add adult and child listings for
small intestine transplantation
(proposed 5.11 and 105.11) and
pancreas transplantation (proposed 5.12
and 105.12); and
• Make minor editorial revisions to
the introductory text and listings for
clarity.
Proposed 5.00C—What is chronic liver
disease (CLD), and how do we evaluate
it under 5.05?
We propose to:
• Redesignate current 5.00C (How do
we consider the effects of treatment?) as
proposed 5.00H and remove some of the
guidance in current 5.00C (paragraphs 1
through C4) because the guidance is a
restatement of general policy on how we
consider the effects of treatment that is
not unique to digestive disorders but
applicable to all medically determinable
impairments;
• Redesignate current 5.00D (How do
we evaluate chronic liver disease?) as
proposed 5.00C;
• Remove the discussion of hepatitis
B and C in current 5.00D4 (Chronic viral
hepatitis infections) because it does not
contain guidance on evaluating CLD and
continue to evaluate CLD resulting from
hepatitis B and C under proposed listing
5.05;
• In 5.00C2, incorporate the
information about CLD manifestations
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108.02
108.03
108.04
108.05
108.06
108.07
108.08
108.09
[Reserved]
[Reserved]
[Reserved]
[Reserved]
[Reserved]
Genetic photosensitivity disorders
Burns
Chronic conditions of the skin or mucous membranes
that is in current 5.00D3 (Manifestations
of chronic liver disease) and 5.00D5
through 5.00D10 (Gastrointestinal
hemorrhage, Ascites or hydrothorax,
Spontaneous bacterial peritonitis,
Hepatorenal syndrome,
Hepatopulmonary syndrome, and
Hepatic encephalopathy), provide
guidance on how to assess the severity
of these manifestations, and include the
guidance in current 5.00H (What do we
mean by the phrase ‘‘consider under a
disability for 1 year’’?); and
• In 5.00C3, incorporate the
information about the SSA CLD score
calculation in current 5.00D11 (End
stage liver disease (ESLD) documented
by scores from the SSA Chronic Liver
Disease (SSA CLD) calculation) and add
an SSA CLD calculation example.
Proposed 5.00D—What is inflammatory
bowel disease (IBD), and how do we
evaluate it under 5.06?
We propose to redesignate current
5.00E (How do we evaluate
inflammatory bowel disease?) as
proposed 5.00D. We would describe the
factors we consider when we evaluate
impaired functioning due to IBD under
proposed 5.06C. We would also define
‘‘marked’’ limitation and explain the
three areas of functioning we use in the
proposed listing.
Proposed 5.00E—What is short bowel
syndrome (SBS), and how do we
evaluate it under 5.07?
We propose to redesignate current
5.00F (How do we evaluate short bowel
syndrome?) as proposed 5.00E. We
would also remove text about long-term
complications of SBS because this
content, while not incorrect, is not
necessary to understand in order to
evaluate SBS under 5.07.
Proposed 5.00F—How do we evaluate
malnutrition due to any digestive
disorder under 5.08?
We propose to redesignate current
5.00G (How do we evaluate weight loss
due to any digestive disorder?) as
proposed 5.00F. We would also use the
term ‘‘malnutrition’’ instead of ‘‘weight
loss,’’ and clarify that weight loss must
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35939
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be the result of malnutrition caused by
a digestive disorder.
Proposed 5.00G—How do we evaluate
digestive organ transplantation?
We propose to incorporate the
guidance in current 5.00D12 (Liver
transplantation), and the guidance in
5.00H (What do we mean by the phrase
‘‘consider under a disability for 1
year’’?), in proposed 5.00G.
Proposed 5.00H—How do we evaluate
your digestive disorder if there is no
record of ongoing treatment?
In proposed 5.00H, we incorporate the
guidance in current 5.00C6, which
explains what we do when there is no
record of ongoing treatment. As we
explained earlier, we removed the
guidance in current 5.00C (paragraphs 1
through 4) because this the guidance is
a restatement of general policy on how
we consider the effects of treatment that
is not unique to digestive disorders but
applicable to all medically determinable
impairments.
Proposed 5.00I—How do we evaluate
your digestive disorder if there is
evidence establishing a substance use
disorder?
In proposed 5.00I, we incorporate by
reference our regulations for
determining whether drug addiction or
alcoholism is a contributing factor
material to the determination of
disability because use of drugs or
alcohol may result in a chronic digestive
disorder, such as drug-induced hepatitis
or alcoholic liver disease.
Proposed 5.00J—How do we evaluate
digestive disorders that do not meet one
of these listings?
We propose to redesignate current
5.00I (How do we evaluate impairments
that do not meet one of the digestive
disorder listings?) as proposed 5.00J.
Proposed Changes to the Adult
Digestive Disorders Listings
Proposed Listing 5.02—Gastrointestinal
Hemorrhaging From Any Cause
We propose to change the period
during which the criteria in listing 5.02
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must occur from a ‘‘6-month period’’ to
a ‘‘12-month period’’ to be consistent
with the timeframe criteria in all other
body systems within the listings.
jspears on DSK30JT082PROD with PROPOSAL10
Proposed Listing 5.05—Chronic Liver
Disease (CLD)
In 5.05A, we propose to clarify the
requirement for documenting
hemodynamic instability by moving the
list of signs of hemodynamic instability
from current 5.00D5 (Gastrointestinal
hemorrhage) to proposed 5.05A. In
5.05B (Ascites or hydrothorax), we
propose to change the period during
which ascites or hydrothorax must
occur from a ‘‘6-month period’’ to a ‘‘12month period’’ to be consistent with the
timeframe criteria in all other body
systems within the listings.
In 5.05E1 (Hepatopulmonary
syndrome documented by arterial PaO2),
we propose to add ‘‘measured by an
ABG test, while at rest, breathing room
air, less than or equal to’’ to clarify our
requirements for a PaO2 measurement.
In 5.05G (SSA CLD scores), we propose
to change the SSA CLD score
requirement from ‘‘22 or greater’’ to ‘‘at
least 20.’’ A score of at least 20
accurately identifies advanced, end
stage liver disease that will prevent a
person from engaging in any gainful
activity or will lead to death.4 5 6 7 We
also propose to remove the term ‘‘end
stage liver disease’’ because the
evidence we require in order for us to
consider chronic liver disease under
5.05G does not need to include the term
‘‘end stage liver disease’’ (which may
also be referred to as ‘‘chronic liver
failure’’).
digestive disorder). In 5.06A
(Obstruction of stenotic areas) and
5.06B (Combination of clinical findings),
we propose to change the period during
which the listing criteria must occur
from a ‘‘6-month period’’ to a ‘‘12month period’’ to be consistent with the
timeframe criteria in all other body
systems within the listings.
We also propose to add a criterion
(proposed 5.06C) for repeated
complications of IBD that result in
marked limitation in at least one area of
functioning. These criteria characterize
complications of IBD that prevent a
person from engaging in any gainful
activity.8 9 10 11 This proposed listing
combines medical criteria with specific
limitations in functioning to identify
IBD of listing-level severity. The
addition of functional criteria is also
consistent with the listings that already
include these same functional criteria,
which are 7.18 (Repeated complications
of hematological disorders), 14.02B
(Repeated manifestations of systemic
lupus erythematosus), 14.04D (Repeated
manifestations of systemic sclerosis),
14.05E (Repeated manifestations of
polymyositis or dermatomyositis),
14.06B (Repeated manifestations of
undifferentiated or mixed connective
tissue disease), 14.07C (Repeated
manifestations of an immune deficiency
disorder), 14.09D (Repeated
manifestations of inflammatory
arthritis), 14.10B (Sjo¨gren’s syndrome),
and 14.11I (Repeated manifestations of
HIV infection).
Proposed Listing 5.07—Short Bowel
Syndrome (SBS)
Proposed Listing 5.06—Inflammatory
Bowel Disease (IBD)
We propose to remove the low
hemoglobin, low serum albumin, and
weight loss criteria, which indicate
malnutrition, in current 5.06 because we
will evaluate those criteria under
proposed 5.08 (Malnutrition due to any
We propose to require ‘‘surgical
resection of any amount of the small
intestine’’ instead of ‘‘surgical resection
of more than one-half of the small
intestine’’ because measurement of the
total length of remaining intestine
within the abdominal cavity is rarely
obtained during surgery.12 13 14
4 Annamalai, A., Harada, M., Chen, M., Tran, T.,
Ko, A., Ley, E., . . . Noureddin, M. (2016).
Predictors of mortality in the critically ill cirrhotic
patient: Is the model for end-stage liver disease
enough? Journal of the American College of
Surgeons, 224(3), 276–282. doi:10.1016/
j.jamcollsurg.2016.11.005.
5 Zhiang, E., Zhang, Z., Want, S., Xiao, Z., Gu, J.,
Xiong, M., . . . Huang, Z. (2016). Predicting the
severity of liver cirrhosis through clinical
parameters. Journal of Surgical Research, 204(2),
274–281. doi:10.1016/j.jss.2016.04.036.
6 Singal, A.K. & Kamath, P.S. (2013). Model for
end-stage liver disease. Journal of Clinical and
Experimental Hepatology, 3(1), 50–60. doi:10.1016/
j.jceh.2012.11.002.
7 Bittermann, T., Makar, G., & Goldberg, D.S.
(2015). Early post-transplant survival: Interaction of
MELD score and hospitalization status. Journal of
Hepatology, 63(3), 601–608. doi:10.1016/
j.jhep.2015.03.034.
8 Farraye, F.A., Melmed, G.Y., Lichtenstein, G.R.,
& Kane, S.V. (2017). ACG clinical guidelines:
Preventative care in inflammatory bowel disease.
American Journal of Gastroenterology, 112(2), 241–
258.
9 Gajendran, M., Loganathan, P., Catinella, A.P., &
Hashash, J.G. (2018). A comprehensive review and
update on Crohn’s disease. Disease-a-Month, 64,
20–57.
10 Rubin, D.T., Ananthakrishnan, A.N., Siegel,
C.A., Sauer, B.G., & Long, M.D. (2019). ACG clinical
guidelines: Ulcerative colitis in adults. American
Journal of Gastroenterology, 114(3), 384–413.
11 Yarur, A.J., Strobel, S.G., Deshpande, A.R., &
Abreu, M.T. (2011). Predictors of aggressive
inflammatory bowel disease. Gastroenterology &
Hepatology, 7(10), 652–659.
12 Eca, R. & Barbosa, E. (2016). Short bowel
syndrome: treatment options. Journal of
Coloproctology, 36(4), 262–272. doi:10.1016/
j.jcol.2013.07.002.
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Proposed Listing 5.08—Malnutrition
Due to Any Digestive Disorder
We propose to revise the heading of
current 5.08 from ‘‘Weight loss due to
any digestive disorder’’ to ‘‘Malnutrition
due to any digestive disorder,’’ and
revise the body mass index (BMI)
measurement from ‘‘less than 17.5’’ to
‘‘less than 18.0.’’ We also propose to
include the criteria for low hemoglobin,
low serum albumin, and the need for
supplemental daily enteral or parenteral
nutrition, which are in current 5.06B.
These criteria are findings indicative of
malnutrition, which may result from
any digestive disorder, not just IBD. The
combination of low BMI measurements
and one of these other findings
improves the specificity of listing
5.08.15 Lastly, we propose to change the
period during which the listing criteria
must occur from a ‘‘6-month period’’ to
a ‘‘12-month period’’ to be consistent
with the timeframe criteria in all other
body systems within the listings.
Proposed Digestive Organ
Transplantation Listings
We propose to add listing 5.11 for
small intestine transplantation and
listing 5.12 for pancreas
transplantation.16 17 We currently
evaluate small intestine and pancreas
transplantations under listing 5.09 for
liver transplantation using our medical
equivalence rules. The separate listings
would allow us to differentiate which
digestive organ has been transplanted
and allow us to propose future updates
to each separate listing, as needed,
based on medical advances in the
specific organ transplant category.
13 Hommel, M.J., van Baren, R., & Haveman, J.W.
(2016). Surgical management and autologous
intestinal reconstruction in short bowel syndrome.
Best Practice & Research Clinical Gastroenterology,
30(2), 263–280. doi:10.1016/j.bpg.2016.03.006.
14 Wong, T. & Gupte, G. (2015). Complications of
short bowel syndrome. Paediatrics and Child
Health, 25(9), 418–421. doi:10.1016/
j.paed.2015.07.001.
15 Naldi, M., Baldassarre, M., Domenicali, M.,
Bartolini, M., & Caraceni, P. (2017). Structural and
functional integrity of human serum albumin:
Analytical approaches and clinical relevance in
patients with liver cirrhosis. Journal of
Pharmaceutical and Biomedical Analysis, 144, 138–
153. doi.org/10.1016/j.jpba.2017.04.023.
16 Dholakia, S., Mittal, S., Quiroga, I., Gilbert, J.,
Sharples, E.J., Ploeg, R.J., & Friend, P.J. (2016).
Pancreas transplantation: Past, present, future. The
American Journal of Medicine, 129(7), 667–673.
doi:10.1016/j.amjmed.2016.02.011.
17 Hommel, M.J., van Baren, R., & Haveman, J.W.
(2016). Surgical management and autologous
intestinal reconstruction in short bowel syndrome.
Best Practice & Research Clinical Gastroenterology,
30(2), 263–280. doi:10.1016/j.bpg.2016.03.006.
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Federal Register / Vol. 84, No. 143 / Thursday, July 25, 2019 / Proposed Rules
Proposed 105.00—Introductory Text to
the Child Digestive Disorders Listings
We repeat much of the introductory
text of proposed 5.00 in the introductory
text of proposed 105.00. This repetition
is because the same basic rules apply for
evaluating digestive disorders in adults
and in children.
Proposed Changes to the Child
Digestive Disorders Listings
We are proposing changes in the child
listings to correspond with the changes
we are proposing in the adult listings.
The reasons we gave earlier for changing
or removing current criteria for adults
also apply to the criteria for children.
Additionally, the numbering of the
child listings would conform to the
adult listings.
jspears on DSK30JT082PROD with PROPOSAL10
What revisions are we proposing for
skin disorders?
We propose to:
• Revise and reorganize the
introductory text to provide guidance
for using the revised criteria in listings;
• Remove and reserve current adult
listings 8.02 (Ichthyosis), 8.03 (Bullous
disease), 8.04 (Chronic infections of the
skin or mucous membranes), 8.05
(Dermatitis), and 8.06 (Hidradenitis
suppurativa) and consolidate the
current criteria into one listing for
chronic conditions of the skin or
mucous membranes (proposed 8.09),
and remove and reserve current child
listings 108.02 (Ichthyosis), 108.03
(Bullous disease), 108.04 (Chronic
infections of the skin or mucous
membranes), 108.05 (Dermatitis), and
108.06 (Hidradenitis suppurativa) and
consolidate the current criteria into one
listing for chronic conditions of the skin
or mucous membranes (proposed
108.09), to strengthen adjudicative ease
and more efficiently capture adults and
children with skin disorders of listinglevel severity;
• Include limitations of physical
functioning we use to assess impairment
severity, which are explained in current
8.00C and 108.00C (How do we assess
the severity of your skin disorder(s)?), in
the listing criteria for adult listings
8.07B (Other genetic photosensitivity
disorders), 8.08 (Burns), and 8.09
(Chronic conditions of the skin or
mucous membranes) and child listings
108.07B (Other genetic photosensitivity
disorders), 108.08 (Burns), and 108.09
(Chronic conditions of the skin or
mucous membranes); and
• Make minor editorial revisions to
the introductory text and listings for
clarity.
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Proposed 8.00—Introductory Text to
the Adult Skin Disorders Listings
Most of the guidance in the proposed
introductory text is substantively the
same as the guidance in the current
introductory text. The following is a
detailed description of the significant
changes we are proposing to the
introductory text. In addition to the
changes we describe below, we are
proposing other, minor changes to the
introductory text to clarify how we use
the proposed listings to evaluate skin
disorders.
Proposed 8.00B—What are our
definitions for the following terms used
in this body system?
In this new section, 8.00B, we provide
definitions for terms, such as ‘‘chronic
skin lesions’’ and ‘‘contractures,’’ that
we use in the listings to evaluate skin
disorders.
Proposed 8.00C—What evidence do we
need to evaluate your skin disorder?
In 8.00C, we incorporate the guidance
in current 8.00B (What documentation
do we need?).
Proposed 8.00D—How do we evaluate
the severity of skin disorders?
In 8.00D, we discuss how we evaluate
the severity of skin disorders (which is
now contained in current 8.00C) and
add a clearer explanation for how we
quantify limitations in functioning
under these listings. In 8.00D1, we
explain how we evaluate the severity of
skin disorders based on the site(s) of the
lesions or contractures and the response
to treatment. In 8.00D2, we explain the
functional criteria we use to evaluate
skin disorders under proposed 8.07B
(Other genetic photosensitivity
disorders), 8.08 (Burns), and 8.09
(Chronic conditions of the skin or
mucous membranes). Chronic skin
lesions or contractures may restrict
movement and result in limitation(s) of
physical functioning (ability to use the
upper extremities, stand up from a
seated position, or maintain an upright
position while standing or walking). In
8.00D3, we propose to replace the term
‘‘flare-ups’’ with ‘‘exacerbations.’’
In 8.00D4, we propose to incorporate
the guidance on symptoms in current
8.00C3 (Symptoms (including pain)). In
8.00D5, we propose to incorporate and
revise the guidance on treatment in
current 8.00D4 (Disfigurement or
deformity) and 8.00G (How do we
determine if your skin disorder(s) will
continue at a disabling level of severity
in order to meet the duration
requirement?). We propose to replace
the term ‘‘continuing treatment as
prescribed’’ with ‘‘adherence to
PO 00000
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35941
prescribed medical treatment’’ to be
consistent with current medical
terminology. In 8.00D5b, we provide
guidance on how to evaluate skin
disorders after adherence to prescribed
medical treatment for 3 months.
In 8.00D5c, we provide guidance on
how to evaluate claims in which the
prescribed medical treatment is
psoralen and ultraviolet A light (PUVA)
or biologics. PUVA is a treatment
involving exposure to UVA light after
taking a biologic medication called
psoralen that increases the skin’s
sensitivity to ultraviolet light. PUVA is
generally used under medical
supervision when other conservative
treatments for skin disorders have
proven to be ineffective.18 19 20 21 We
explain that, if a person receives PUVA
or biologics, we will defer adjudication
until 6 months from the start of
treatment unless we can make a fully
favorable determination or decision on
another basis. In 8.00D6, we clarify how
we evaluate cases in which there is no
longitudinal record of ongoing
treatment.
Proposed 8.00E—How do we evaluate
genetic photosensitivity disorders under
8.07?
In 8.00E3, we explain that we will not
purchase genetic testing, but will
consider the results of this testing if it
is in a person’s case record. In 8.00E4,
we include what the phrase ‘‘inability to
function outside of a highly protective
environment’’ means, which is in
current 8.00E2 (Other genetic
photosensitivity disorders).
Proposed 8.00F—How do we evaluate
burns under 8.08?
In 8.00F, we include guidance for
evaluating third-degree burns resulting
in contractures that have been
documented by an acceptable medical
source to have reached maximum
therapeutic benefit.
18 Farahnik, B., Nakamura, M., Singh, R.K.,
Abrouk, M., Zhu, T.H., Lee, K.M., . . . Liao, W.
(2016). The patient’s guide to psoriasis treatment.
Part 2: PUVA phototherapy. Dermatology and
Therapy, 6(3), 315–324. doi:10.1007/s13555–016–
0130–9.
19 Ong, S., & Venning, V. (2014). PUVA treatment
information for patients. Retrieved from Oxford
University Hospital NHS website: https://
www.ouh.nhs.uk/patient-guide/leaflets/files/
120719puva.pdf.
20 Shenoi, S.D., & Prabhu, S. (2014).
Photochemotherapy (PUVA) in psoriasis and
vitiligo. Indian Journal of Dermatology, Venereology
and Leprology, 80(6), 497–504. doi:10.4103/0378–
6323.144143.
21 Weber, F., Schmuth, M., Seep, N., & Fritsch, P.
(2005). Bath-water PUVA therapy with 8methoxypsoralen in mycosis fungoides. Acta
Dermato-Venereologica, 85, 329–332. doi:10.1080/
00015550510032814.
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Federal Register / Vol. 84, No. 143 / Thursday, July 25, 2019 / Proposed Rules
Proposed 8.00G—How do we evaluate
chronic conditions of the skin or
mucous membranes under 8.09?
In 8.00G, we provide examples of the
skin disorders we evaluate under new
listing 8.09, which include ichthyosis,
bullous diseases, chronic skin
infections, dermatitis, and hidradenitis
suppurativa.
Proposed 8.00H—How do we evaluate
disorders in other body systems that
affect the skin?
In 8.00H, we include the guidance in
current 8.00D (How do we assess
impairments that may affect the skin
and other body systems?). We also
propose to include a new paragraph
(8.00H1) on evaluating skin disorders
that are complications of diabetes
mellitus.
Proposed 8.00I—How do we evaluate
skin disorders that do not meet one of
these listings?
In 8.00I, we include the guidance in
current 8.00H (How do we assess your
skin disorder(s) if your impairment does
not meet the requirements of one of
these listings?).
Proposed Changes to the Adult Skin
Disorders Listings
Proposed Listing 8.07—Genetic
Photosensitivity Disorders
We propose to include the functional
criteria, which we explain above,
directly in 8.07B to evaluate limitation
of physical functioning due to a genetic
photosensitivity disorder. In some cases,
this requirement may be overlooked by
adjudicators because the functional
criteria are not currently included as
listing criteria, but rather are explained
in the introductory text.
Proposed Listing 8.08—Burns
We propose to include the functional
criteria, which we explain above,
directly in 8.08 to evaluate limitation of
physical functioning due to burns. In
some cases, this requirement may be
overlooked by adjudicators because the
functional criteria are not currently
included as listing criteria, but rather
are explained in the introductory text.
jspears on DSK30JT082PROD with PROPOSAL10
Proposed Listing 8.09—Chronic
Conditions of the Skin or Mucous
Membranes
We propose to remove and reserve
current listings 8.02 (Ichthyosis), 8.03
(Bullous disease), 8.04 (Chronic
infections of the skin or mucous
membranes), 8.05 (Dermatitis), and 8.06
(Hidradenitis suppurativa) and add
listing 8.09 to evaluate these skin
disorders. The criteria in the current
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listings are identical for each type of
skin disorder, and all of the named
disorders are chronic conditions of the
skin or mucous membranes. In proposed
8.09, we propose to include the
functional criteria, which we explain
above, to evaluate limitation in physical
functioning due to these skin disorders.
In some cases, this requirement may be
overlooked by adjudicators because the
functional criteria are not currently
included as listing criteria, but rather
are explained in the introductory text.
Proposed 108.00—Introductory Text to
the Child Skin Disorders Listings
We repeat much of the introductory
text of proposed 8.00 in the introductory
text of proposed 108.00. This repetition
is because the same basic rules apply for
evaluating skin disorders in adults also
apply to skin disorders in children with
one exception—how we evaluate
limitation of physical functioning.
Children’s physical abilities change as
they grow and mature. For example,
young infants are not able to walk, but
do move their extremities and may use
them to roll over, crawl, or perform
other functions as they develop. To
evaluate the severity of skin disorders in
children, we propose to use criteria
based on a child’s ability to
independently initiate, sustain, and
complete age-appropriate activities.
Proposed Changes to the Child Skin
Disorders Listings
We are proposing changes in the child
listings to correspond with the changes
we are proposing in the adult listings.
Other changes are specific to how we
evaluate skin disorders in children. The
reasons we gave earlier for changing or
removing current criteria for adults also
apply to the criteria for children.
Additionally, the numbering of the
child listings would conform to that of
the adult listings.
Other Questions
We are interested in receiving public
comments on the following topics:
• Are there any digestive or skin
disorders that meet one of the proposed
listings, but are generally expected to
medically improve after a certain
amount of time to the point at which the
disorders are no longer of listing-level
severity? If you believe there are
digestive or skin disorders that fit into
this category, please tell us by
submitting your comments and any
supporting research or data on that
issue.
• Do the proposed rules for
evaluating chronic conditions of the
skin or mucous membranes (conditions
such as psoriasis and hidradenitis
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suppurativa) appropriately consider
whether treatment regimens interfere
with the ability to do any work? If you
believe the criteria should be revised,
please tell us by submitting your
comments and any supporting research
or data.
• Should any of the proposed listings
for either digestive disorders or skin
disorders be combined into one listing
or divided into multiple listings to
strengthen adjudicative ease and
capture adults or children with
impairments that are of listing-level
severity?
• Based on advances in medical
functional restorative treatment of many
skin disorders, is our proposal for the
durations of persistent treatment
appropriate for listing-level severity?
Specifically, the current listings for
chronic skin infections require that
claimants be considered for listing-level
severity if exacerbations persist despite
adherence to prescribed medical
treatment for three months, unless we
can make a fully favorable
determination or decision on another
basis. We propose that, for claimants
who have access to treatment with
PUVA or biologics, the skin disorder be
considered for listing-level severity if
exacerbations persist despite treatment
for six months from the start of PUVA
or biologics. Alternatively, for burns, we
propose that, for consideration of
listing-level severity, an acceptable
medical source document maximum
therapeutic benefit and, therefore, a
claimant is no longer receiving surgical
management. Do these criteria create
incentive to not seek medical treatment
in order to obtain or maintain access to
disability benefits? If you believe the
criteria for skin disorder treatment
duration should be revised, please tell
us by submitting your comments and
any supporting research or data.
What is our authority to make rules
and set procedures for determining
whether a person is disabled under the
statutory definition?
The Act authorizes us to make rules
and regulations and to establish
necessary and appropriate procedures to
implement them.22
How long would these proposed rules
be effective?
If we publish these proposed rules as
final rules, they will remain in effect for
5 years after the date they become
effective, unless we extend them, or
revise and issue them again.
22 Sections
E:\FR\FM\25JYP2.SGM
205(a), 702(a)(5), and 1631(d)(1).
25JYP2
Federal Register / Vol. 84, No. 143 / Thursday, July 25, 2019 / Proposed Rules
Rulemaking Analyses and Notices
We will consider all comments we
receive on or before the close of
business on the comment closing date
indicated above. The comments will be
available for examination in the
rulemaking docket for these rules at the
above address. We will file comments
received after the comment closing date
in the docket and will consider those
comments to the extent practicable.
However, we will not respond
specifically to untimely comments. We
may publish a final rule at any time
after close of the comment period.
Clarity of These Proposed Rules
Executive Order 13132 (Federalism)
We analyzed these proposed rules in
accordance with the principles and
criteria established by Executive Order
13132, and determined that these
proposed rules will not have sufficient
Federalism implications to warrant the
preparation of a Federalism assessment.
We also determined that these proposed
rules will not preempt any State law or
State regulation or affect the States’
abilities to discharge traditional State
governmental functions.
Executive Order 12866, as
supplemented by Executive Order
13563, requires each agency to write all
rules in plain language. In addition to
your substantive comments on these
proposed rules, we invite your
comments on how to make them easier
to understand.
For example:
• Would more, but shorter, sections
be better?
• Are the requirements in the rules
clearly stated?
• Have we organized the material to
suit your needs?
• Could we improve clarity by adding
tables, lists, or diagrams?
• What else could we do to make the
rules easier to understand?
• Do the rules contain technical
language or jargon that is not clear?
• Would a different format make the
rules easier to understand; e.g., grouping
and order of sections, use of headings,
paragraphing?
Regulatory Flexibility Act
When will we start to use these rules?
Anticipated Administrative Costs to the
Social Security Administration
We will not use these proposed rules
until we evaluate public comments and
publish final rules in the Federal
Register. All final rules we issue
include an effective date. We will
continue to use our current rules until
that date. If we publish final rules, we
will include a summary of the relevant
comments we received and an
explanation of how we will apply the
new rules.
Regulatory Procedures
jspears on DSK30JT082PROD with PROPOSAL10
We also determined that these
proposed rules meet the plain language
requirement of Executive Order 12866.
We certify that these proposed rules
would not have a significant economic
impact on a substantial number of small
entities because they affect individuals
only. Therefore, a regulatory flexibility
analysis is not required under the
Regulatory Flexibility Act, as amended.
Executive Order 13771
Anticipated Accounting Costs of These
Proposed Rules
Anticipated Costs to Our Programs
Our Office of the Chief Actuary
estimates, based on the best available
data, that this proposed rule, assuming
it is finalized and implemented for all
disability decisions completed after
February 1, 2020, would result in a
reduction of $155 million in OASDI
benefit payments and a reduction of $55
million in Federal SSI payments over
the 10-year period of FY 2019–2028.
The Office of Budget, Finance, and
Management estimated administrative
savings of less than 15 work years and
$2 million annually, which we consider
to be a non-significant amount.
Paperwork Reduction Act
These rules do not create any new or
affect any existing collections and,
therefore, do not require OMB approval
under the Paperwork Reduction Act.
References
Executive Order 12866, as
Supplemented by Executive Order
13563
We consulted the following references
when we developed these proposed rules:
We consulted with the Office of
Management and Budget (OMB) and
determined that these proposed rules
meet the criteria for a significant
regulatory action under Executive Order
12866, as supplemented by Executive
Order 13563. Therefore, OMB reviewed
them.
Digestive Disorders
Annamalai, A., Harada, M., Chen, M., Tran,
T., Ko, A., Ley, E., . . . Noureddin, M.
(2016). Predictors of mortality in the
critically ill cirrhotic patient: Is the
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F., Garcia-Tsao, G., Kamath, P.S., . . .
Reddy, K.R. (2017). Hepatic
encephalopathy is associated with
mortality in patients with cirrhosis
independent of other extrahepatic organ
failures. Clinical Gastroenterology and
Hepatology, 15(4), 565–574. doi:10.1016/
j.cgh.2016.09.157.
Bhutta, A.Q. & Garcia-Tsao, G. (2015). The
role of medical therapy for variceal
bleeding. Gastrointestinal Endoscopy
Clinics of North America, 25(3), 479–
490. doi:10.1016/j.giec.2015.03.001.
Brown, C.L., Hammill, B.G., Qualls, L.G.,
Curtis, L.H., & Muir, A.J. (2016).
Significant morbidity and mortality
among hospitalized end-stage liver
disease patients in Medicare. Journal of
Pain and Symptom Management, 52(3),
412–419. doi:10.1016/
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Farraye, F.A., Melmed, G.Y., Lichtenstein,
G.R., & Kane, S.V. (2017). ACG clinical
guidelines: Preventative care in
inflammatory bowel disease. American
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Gajendran, M., Loganathan, P., Catinella,
A.P., & Hashash, J.G. (2018). A
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Garcia-Tsao, G. & Bosch, J. (2015). Varices
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Kandiah, P.A. & Kumar, G. (2016). Hepatic
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Eichenfield, L.F., Tom, W.L., Berger, T.G.,
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K., . . . Sidbury, R. (2014). Guidelines of
care for management of atopic
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treatment of atopic dermatitis with
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j.jaad.2014.03.023.
Farahnik, B., Nakamura, M., Singh, R.K.,
Abrouk, M., Zhu, T.H., Lee, K.M., . . .
Liao, W. (2016). The patient’s guide to
psoriasis treatment. Part 2: PUVA
phototherapy. Dermatology and
Therapy, 6(3), 315–324. doi:10.1007/
s13555–016–0130–9.
Gupta, R., Woodley, D.T., & Chen, M. (2012).
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Jemec, G.B., & Kimball, A.B. (2015).
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We will make these references available to
you for inspection if you are interested in
reading them. Please make arrangements
with the contact person shown in this
preamble if you would like to review any
reference materials.
(Catalog of Federal Domestic Assistance
Program Nos. 96.001, Social Security—
Disability Insurance; 96.002, Social
Security—Retirement Insurance; 96.004,
Social Security—Survivors Insurance; and
96.006, Supplemental Security Income).
List of Subjects in 20 CFR Part 404
Administrative practice and
procedure, Blind, Disability benefits,
Old-age, survivors, and disability
insurance, Reporting and recordkeeping
requirements, Social Security.
Andrew Saul,
Commissioner of Social Security.
For the reasons set forth in the
preamble, we propose to amend subpart
P of part 404 of title 20 of the Code of
Federal Regulations as set forth below:
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Federal Register / Vol. 84, No. 143 / Thursday, July 25, 2019 / Proposed Rules
PART 404—FEDERAL OLD-AGE,
SURVIVORS AND DISABILITY
INSURANCE (1950– )
Subpart P—Determining Disability and
Blindness
1. The authority citation for subpart P
of part 404 continues to read as follows:
■
Authority: Secs. 202, 205(a), (b), and (d)–
(h), 216(i), 221(a) and (h)–(j), 222(c), 223,
225, and 702(a)(5) of the Social Security Act
(42 U.S.C. 402, 405(a), (b), and (d)–(h), 416(i),
421(a) and (h)–(j), 422(c), 423, 425, and
902(a)(5)); sec. 211(b), Pub. L. 104–193, 110
Stat. 2105, 2189; sec. 202, Pub. L. 108–203,
118 Stat. 509 (42 U.S.C. 902 note).
2. Amend appendix 1 to subpart P of
part 404 as follows:
■ a. Revise items 6 and 9 of the
introductory text before part A;
■ b. In part A, revise the body system
name for section 5.00 in the table of
contents and sections 5.00 and 8.00; and
■ c. In part B, revise the body system
name for section 105.00 in the table of
contents and sections 105.00 and
108.00.
The revisions read as follows:
■
Appendix 1 to Subpart P of Part 404—
Listing of Impairments
*
*
*
*
*
6. Digestive Disorders (5.00 and 105.00)
[date 5 years from the effective date of the
final rule].
*
*
*
*
*
9. Skin Disorders (8.00 and 108.00) [date 5
years from the effective date of the final rule].
*
*
*
*
*
*
*
*
Part A
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*
5.00
Digestive Disorders
*
*
*
*
*
5.00 Digestive Disorders
A. Which digestive disorders do we
evaluate in this body system? We evaluate
digestive disorders that result in severe
dysfunction of the liver, pancreas, and
gastrointestinal tract (the large, muscular
tube that extends from the mouth to the anus,
where the movement of muscles, along with
the release of hormones and enzymes, allows
for the digestion of food) in this body system.
Examples of such disorders and the listings
we use to evaluate them include chronic liver
disease (5.05), inflammatory bowel disease
(5.06), and short bowel syndrome (5.07). We
also use this body system to evaluate
gastrointestinal hemorrhaging from any cause
(5.02), malnutrition due to any digestive
disorder (5.08), liver transplantation (5.09),
small intestine transplantation (5.11), and
pancreas transplantation (5.12). We evaluate
cancers affecting the digestive system under
the listings in 13.00.
B. What evidence do we need to evaluate
your digestive disorder?
1. General. To establish that you have a
digestive disorder, we need medical evidence
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about the existence of your digestive disorder
and its severity. Medical evidence should
include your medical history, physical
examination findings, operative reports, and
relevant laboratory findings.
2. Laboratory findings. We need laboratory
reports such as results of imaging (see
5.00B3), endoscopy, and other diagnostic
procedures. We may also need clinical
laboratory and pathology results.
3. Imaging refers to medical imaging
techniques, such as x-ray, ultrasound,
magnetic resonance imaging, and
computerized tomography. The imaging must
be consistent with the prevailing state of
medical knowledge and clinical practice as a
proper technique to support the evaluation of
the disorder.
C. What is chronic liver disease (CLD), and
how do we evaluate it under 5.05?
1. General. CLD is loss of liver function
with cell necrosis (cell death), inflammation,
or scarring of the liver that persists for more
than 6 months. Common causes of CLD in
adults include chronic infection with
hepatitis B virus (HBV) or hepatitis C virus
(HCV), and prolonged alcohol abuse.
a. We will evaluate your signs of CLD, such
as jaundice, changes in size of the liver and
spleen, ascites, peripheral edema, or altered
mental status. We will also evaluate your
symptoms of CLD, such as pruritus (itching),
fatigue, nausea, loss of appetite, or sleep
disturbances when we assess the severity of
your impairment(s) and how it affects your
ability to function. In the absence of evidence
of a chronic liver impairment, episodes of
acute liver disease do not meet the
requirements of 5.05.
b. Laboratory findings of your CLD may
include decreased serum albumin, increased
International Normalized Ratio (INR), arterial
deoxygenation (hypoxemia), increased serum
creatinine, oliguria (reduced urine output), or
sodium retention. Another laboratory finding
that may be included in the evidence is a
liver biopsy. If you have had a liver biopsy,
we will make every reasonable effort to
obtain the results; however, we will not
purchase a liver biopsy.
2. Manifestations of CLD.
a. Gastrointestinal hemorrhaging (5.05A),
as a consequence of cirrhosis and high
pressure in the liver’s portal venous system,
may occur from varices (dilated veins in the
esophagus or the stomach) or from portal
hypertensive gastropathy (abnormal mucosal
changes in the stomach). When
gastrointestinal hemorrhaging is due to a
cause other than CLD, we evaluate it under
5.02. The phrase ‘‘consider under a disability
for 1 year’’ in 5.02 and 5.05A does not refer
to the date on which your disability began,
only to the date on which we must reevaluate
whether your impairment(s) continues to
meet a listing or is otherwise disabling. We
determine the onset of your disability based
on the facts of your case.
b. Ascites or hydrothorax (5.05B) is a
pathologic accumulation of fluid in the
peritoneal cavity (ascites) or pleural space
(hydrothorax). Ascites or hydrothorax may be
diagnosed by removing some of the fluid
with needle aspiration (paracentesis or
thoracentesis), physical examination, or
imaging. The most common causes of ascites
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are portal hypertension and low serum
albumin resulting from CLD. We evaluate
other causes of ascites and hydrothorax that
are unrelated to CLD, such as congestive
heart failure and cancer, under the listings in
the affected body systems.
c. Spontaneous bacterial peritonitis (SBP)
(5.05C) is an acute bacterial infection of
peritoneal fluid, and is most commonly
associated with CLD. SBP is diagnosed by
laboratory analysis of peritoneal fluid
(obtained by paracentesis) that contains a
neutrophil count (also called absolute
neutrophil count) of at least 250 cells/mm3.
5.05C is satisfied with one evaluation
documenting peritoneal infection. We
evaluate other causes of peritonitis that are
unrelated to CLD, such as tuberculosis,
malignancy, and perforated bowel, under the
listings in the affected body systems.
d. Hepatorenal syndrome (5.05D) is renal
failure associated with CLD in the absence of
underlying kidney pathology. Findings
associated with hepatorenal syndrome
include elevation of serum creatinine,
sodium retention with low urinary sodium
excretion, and oliguria (reduced output of
urine). We evaluate renal dysfunction with
known underlying kidney pathology, such as
glomerulonephritis, tubular necrosis, and
renal infections under the listings in 6.00.
e. Hepatopulmonary syndrome (5.05E) is
arterial deoxygenation (hypoxemia) due to
intrapulmonary vascular dilation and
arteriovenous shunting, associated with CLD.
We evaluate pulmonary dysfunction with
known underlying respiratory pathology,
such as asthma, pneumonia, and pulmonary
infections, under the listings in 3.00.
(i) Under 5.05E1, we require a resting
arterial blood gas (ABG) measurement
obtained while you are breathing room air;
that is, without oxygen supplementation. The
ABG report must include the PaO2 value,
your name, the date of the test, and either the
altitude or both the city and State of the test
site.
(ii) We will not purchase the specialized
imaging techniques described in 5.05E2;
however, if you have had the test(s) at a time
relevant to your claim, we will make every
reasonable effort to obtain the report.
f. Hepatic encephalopathy (5.05F), also
known as portosystemic encephalopathy, is a
recurrent or chronic neuropsychiatric
disorder associated with CLD.
(i) Under 5.05F2, we require
documentation of a mental impairment
associated with hepatic encephalopathy. A
mental impairment can include abnormal
behavior, changes in mental status, or an
altered state of consciousness. Reports of
abnormal behavior may show that you are
experiencing delusions, paranoia, or
hallucinations. Reports of changes in mental
status may show change in sleep patterns,
personality or mood changes, poor
concentration, or poor judgment or cognitive
dysfunction (for example, impaired memory,
poor problem-solving ability, or attention
deficits). Reports of altered state of
consciousness may show that you are
experiencing confusion, delirium, or stupor.
(ii) Signs and laboratory findings that
document the severity of hepatic
encephalopathy when not attributable to
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other causes may include a ‘‘flapping tremor’’
(asterixis), characteristic abnormalities found
on an electroencephalogram (EEG), or
abnormal serum albumin or coagulation
values. We will not purchase an EEG;
however, if you have had this test at a time
relevant to your claim, we will make every
reasonable effort to obtain the report for the
purpose of establishing whether your
impairment meets the criteria of 5.05F.
(iii) We will not evaluate acute
encephalopathy under 5.05F if it results from
conditions other than CLD. For example, we
will evaluate acute encephalopathy caused
by vascular events under the listings in 11.00
and acute encephalopathy caused by cancer
under the listings in 13.00.
3. SSA CLD score (5.05G). Listing 5.05G
requires two SSA CLD scores, each requiring
three laboratory values. The ‘‘date of the SSA
CLD score’’ is the date of the earliest of the
three laboratory values used for its
calculation. The date of the second SSA CLD
score must be at least 60 days after the date
of the first SSA CLD score and both scores
must be within the required 12-month
period.
a. We calculate the SSA CLD score using
a formula that includes three laboratory
values: Serum creatinine (mg/dL), total
bilirubin (mg/dL), and INR. The formula for
the SSA CLD score calculation is:
9.57 × [loge(serum creatinine mg/dL)] + 3.78
× [loge(serum total bilirubin mg/dL)] +
11.2 × [loge(INR)] + 6.43
b. When we indicate ‘‘loge’’ (also
abbreviated ‘‘ln’’) in the formula for the SSA
CLD score calculation, we mean the ‘‘base e
logarithm’’ or ‘‘natural logarithm’’ of the
numerical laboratory value, not the ‘‘base 10
logarithm’’ or ‘‘common logarithm’’ (log) of
the laboratory value, and not the actual
laboratory value. For example, if a person has
laboratory values of serum creatinine 2.0 mg/
dL, serum total bilirubin 1.5 mg/dL, and INR
1.0, we compute the SSA CLD score as
follows:
9.57 × [loge(serum creatinine 2.0 mg/dL) =
0.693] + 3.78 × [loge(serum total bilirubin
1.5 mg/dL) = 0.405] + 11.2 × [loge(INR
1.0) = 0] + 6.43
= 6.63 + 1.53 + 0 + 6.43
= 14.6, which we round to an SSA CLD score
of 15.
c. For any SSA CLD score calculation, all
of the required laboratory values (serum
creatinine, serum total bilirubin, and INR)
must have been obtained within a continuous
30-day period. We round any of the required
laboratory values less than 1.0 up to 1.0 to
calculate your SSA CLD score. If there are
multiple laboratory values within the 30-day
interval for any given laboratory test, we use
the highest value to calculate your SSA CLD
score. If you are in renal failure or on dialysis
within a week of any serum creatinine test
in the period used for the SSA CLD
calculation, we will use a serum creatinine
value of 4, which is the maximum serum
creatinine level allowed in the calculation, to
calculate your SSA CLD score. We will not
use any INR values derived from testing done
while you are on anticoagulant treatment in
our SSA CLD calculation. We round the
results of your SSA CLD score calculation to
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the nearest whole integer to arrive at your
SSA CLD score.
D. What is inflammatory bowel disease
(IBD), and how do we evaluate it under 5.06?
1. IBD is a group of inflammatory
conditions of the small intestine and colon.
The most common IBD disorders are Crohn’s
disease and ulcerative colitis. Remissions
and exacerbations of variable duration are a
hallmark of IBD.
2. We evaluate your signs and symptoms
of IBD, such as diarrhea, fecal incontinence,
rectal bleeding, abdominal pain, fatigue,
fever, nausea, vomiting, arthralgia,
abdominal tenderness, and palpable
abdominal mass (usually inflamed loops of
bowel), when we assess the severity of your
impairment(s).
3. We consider other signs or laboratory
findings of IBD that indicate malnutrition,
such as anemia, edema, weight loss, or
hypoalbuminemia, when we determine your
ability to maintain adequate nutrition. We
evaluate your inability to maintain adequate
nutrition under 5.08.
4. Repeated complications of IBD.
a. Examples of complications of IBD
include abscesses, intestinal perforation,
toxic megacolon, infectious colitis, pyoderma
gangrenosum, ureteral obstruction, primary
sclerosing cholangitis, and hypercoagulable
state (which may lead to thromboses or
embolism). When we evaluate repeated
complications of IBD, we consider all
relevant information in your case record to
determine the effects of your IBD on your
ability to function independently,
appropriately, effectively, and on a sustained
basis. Factors we consider include, but are
not limited to: Your symptoms, the frequency
and duration of your complications, periods
of exacerbation and remission, and the
functional effects of your treatment,
including the side effects of your medication.
Your impairment will satisfy this criterion
regardless of whether you have the same kind
of complication repeatedly, all different
complications, or any other combination of
complications; for example, two of the same
kind of complication and a different one.
b. To satisfy the requirements described
under 5.06C, your IBD must result in
repeated complications and marked
limitation in one of three areas of
functioning: Activities of daily living;
maintaining social functioning; or
completing tasks in a timely manner due to
deficiencies in concentration, persistence, or
pace. If the complications do not last as long
or occur as frequently as required under
5.06C, we will consider whether your IBD
medically equals the listing.
c. Marked limitation means that the signs
and symptoms of your IBD interfere seriously
with your ability to function. Although we do
not require the use of such a scale, ‘‘marked’’
would be the fourth point on a five-point
rating scale consisting of no limitation, mild
limitation, moderate limitation, marked
limitation, and extreme limitation. We do not
define ‘‘marked’’ by a specific number of
activities of daily living or different
behaviors in which your social functioning is
impaired, or a specific number of tasks that
you are able to complete, but by the nature
and overall degree of interference with your
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functioning. You may have marked limitation
when several activities or functions are
impaired, or when only one is impaired.
Additionally, you need not be totally
precluded from performing an activity to
have marked limitation, as long as the degree
of limitation interferes seriously with your
ability to function independently,
appropriately, and effectively. The term
‘‘marked’’ does not imply that you must be
confined to bed, hospitalized, or in a nursing
home.
d. Activities of daily living include, but are
not limited to, such activities as doing
household chores, grooming and hygiene,
using a post office, taking public
transportation, or paying bills. We will find
that you have ‘‘marked’’ limitation in
activities of daily living if you have a serious
limitation in your ability to maintain a
household or take public transportation
because of symptoms, such as pain, severe
fatigue, anxiety, or difficulty concentrating,
caused by your IBD (including complications
of the disorder) or its treatment, even if you
are able to perform some self-care activities.
e. Maintaining social functioning includes
the capacity to interact independently,
appropriately, effectively, and on a sustained
basis with others. It includes the ability to
communicate effectively with others. We will
find that you have ‘‘marked’’ limitation in
maintaining social functioning if you have a
serious limitation in social interaction on a
sustained basis because of symptoms, such as
pain, severe fatigue, anxiety, or difficulty
concentrating, or a pattern of exacerbation
and remission, caused by your IBD
(including complications of the disorder) or
its treatment, even if you are able to
communicate with close friends or relatives.
f. Completing tasks in a timely manner due
to deficiencies in concentration, persistence,
or pace involves the ability to sustain
concentration, persistence, or pace to permit
timely completion of tasks commonly found
in work settings. We will find that you have
‘‘marked’’ limitation in completing tasks if
you have a serious limitation in your ability
to sustain concentration or pace adequate to
complete work-related tasks because of
symptoms, such as pain, severe fatigue,
anxiety, or difficulty concentrating, caused
by your IBD (including complications of the
disorder) or its treatment, even if you are able
to do some routine activities of daily living.
E. What is short bowel syndrome (SBS),
and how do we evaluate it under 5.07?
1. SBS is a malabsorption disorder that
occurs when ischemic vascular insults
(caused, for example, by volvulus or
necrotizing enterocolitis), trauma, or IBD
complications require(s) surgical resection of
any amount of the small intestine, resulting
in chronic malnutrition.
2. We require a copy of the operative report
that includes details of the surgical findings,
or postoperative imaging indicating a
resection of the small intestine. If we cannot
get one of these reports, we need other
medical reports that include details of the
surgical findings. We also need medical
documentation that you are dependent on
daily parenteral nutrition to provide most of
your nutritional requirements.
F. How do we evaluate malnutrition due to
any digestive disorder under 5.08?
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1. We evaluate malnutrition due to any
digestive disorder using two body mass index
(BMI) measurements at least 60 days apart in
combination with an abnormal laboratory
finding. If you have more than two BMI
measurements within a consecutive 12month period, we will use your two lowest
BMI measurements that are at least 60 days
apart.
2. BMI is the ratio of your weight to the
square of your height.
a. We use measurements of your weight
and height without shoes for these
calculations.
b. We calculate BMI using one of the
following formulas:
jspears on DSK30JT082PROD with PROPOSAL10
English Formula
BMI = [Weight in Pounds/(Height in Inches
× Height in Inches)] × 703
Metric Formulas
BMI = Weight in Kilograms/(Height in Meters
× Height in Meters)
BMI = [Weight in Kilograms/(Height in
Centimeters × Height in Centimeters)] ×
10,000
G. How do we evaluate digestive organ
transplantation? If you receive a liver (5.09),
small intestine (5.11), or pancreas (5.12)
transplant, we will consider you to be
disabled under the listing for 1 year from the
date of the transplant. After that, we evaluate
your residual impairment(s) by considering
the adequacy of your post-transplant
function, the frequency and severity of any
rejection episodes you have, complications in
other body systems, and adverse treatment
effects. People who receive digestive organ
transplants generally have impairments that
meet our definition of disability before they
undergo transplantation. The phrase
‘‘consider under a disability for 1 year’’ in
5.09, 5.11, and 5.12 does not refer to the date
on which your disability began, only to the
date on which we must reevaluate whether
your impairment(s) continues to meet a
listing or is otherwise disabling. We
determine the onset of your disability based
on the facts of your case.
H. How do we evaluate your digestive
disorder if there is no record of ongoing
treatment? If there is no record of ongoing
treatment despite the existence of a severe
impairment(s), we will assess the severity
and duration of your digestive disorder based
on the current medical and other evidence in
your case record. If there is no record of
ongoing treatment, you may not be able to
show an impairment that meets a digestive
disorders listing, but your impairment may
medically equal a listing, or be disabling
based on consideration of your residual
functional capacity, age, education, and work
experience.
I. How do we evaluate your digestive
disorder if there is evidence establishing a
substance use disorder? If we find that you
are disabled and there is medical evidence in
your case record establishing that you have
a substance use disorder, we will determine
whether your substance use disorder is a
contributing factor material to the
determination of disability. See § 404.1535
and § 416.935 of this chapter. Digestive
disorders resulting from drug or alcohol use
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are often chronic in nature and will not
necessarily improve with cessation in drug or
alcohol use.
J. How do we evaluate digestive disorders
that do not meet one of these listings?
1. These listings are only examples of
common digestive disorders that we consider
severe enough to prevent you from doing any
gainful activity. If your impairment(s) does
not meet the criteria of any of these listings,
we must also consider whether you have an
impairment(s) that satisfies the criteria of a
listing in another body system.
2. If you have a severe medically
determinable impairment(s) that does not
meet a listing, we will determine whether
your impairment(s) medically equals a
listing. See § 404.1526 and § 416.926 of this
chapter. Digestive disorders may be
associated with disorders in other body
systems, and we consider the combined
effects of multiple impairments when we
determine whether they medically equal a
listing. If your impairment(s) does not meet
or medically equal a listing, you may or may
not have the residual functional capacity to
engage in substantial gainful activity. We
proceed to the fourth step and, if necessary,
the fifth step of the sequential evaluation
process in § 404.1520 and § 416.920 of this
chapter. We use the rules in § 404.1594 and
§ 416.994 of this chapter, as appropriate,
when we decide whether you continue to be
disabled.
5.01 Category of Impairments, Digestive
Disorders
5.02 Gastrointestinal hemorrhaging from
any cause, requiring three blood transfusions
of at least 2 units of blood per transfusion,
within a consecutive 12-month period and at
least 30 days apart. Consider under a
disability for 1 year following the last
documented transfusion; after that, evaluate
the residual impairment(s).
5.03–5.04 [Reserved]
5.05 Chronic liver disease (CLD) (see
5.00C) with A, B, C, D, E, F, or G:
A. Hemorrhaging from esophageal, gastric,
or ectopic varices, or from portal
hypertensive gastropathy (see 5.00C2a),
documented by imaging (see 5.00B3);
resulting in hemodynamic instability
indicated by signs such as pallor (pale skin),
diaphoresis (profuse perspiration), rapid
pulse, low blood pressure, postural
hypotension (pronounced fall in blood
pressure when arising to an upright position
from lying down, or syncope (fainting); and
requiring hospitalization for transfusion of at
least two units of blood. Consider under a
disability for 1 year following the
documented transfusion; after that, evaluate
the residual impairment(s).
OR
B. Ascites or hydrothorax not attributable
to other causes (see 5.00C2b), present on two
evaluations within a consecutive 12-month
period and at least 60 days apart. Each
evaluation must document the ascites or
hydrothorax by 1, 2, or 3:
1. Paracentesis; or
2. Thoracentesis; or
3. Imaging or physical examination with a
or b:
a. Serum albumin of 3.0 g/dL or less; or
b. INR of at least 1.5.
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OR
C. Spontaneous bacterial peritonitis (see
5.00C2c) documented by peritoneal fluid
containing a neutrophil count of at least 250
cells/mm3.
OR
D. Hepatorenal syndrome (see 5.00C2d)
documented by 1, 2, or 3:
1. Serum creatinine elevation of at least 2
mg/dL; or
2. Oliguria with 24-hour urine output less
than 500 mL; or
3. Sodium retention with urine sodium less
than 10 mEq per liter.
OR
E. Hepatopulmonary syndrome (see
5.00C2e) documented by 1 or 2:
1. Arterial PaO2 measured by an ABG test,
while at rest, breathing room air, less than or
equal to:
a. 60 mm Hg, at test sites less than 3,000
feet above sea level; or
b. 55 mm Hg, at test sites from 3,000
through 6,000 feet above sea level; or
c. 50 mm Hg, at test sites over 6,000 feet
above sea level; or
2. Intrapulmonary arteriovenous shunting
as shown by contrast-enhanced
echocardiography or macroaggregated
albumin lung perfusion scan.
OR
F. Hepatic encephalopathy (see 5.00C2f)
with documentation of abnormal behavior,
cognitive dysfunction, changes in mental
status, or altered state of consciousness (for
example, confusion, delirium, stupor, or
coma), present on two evaluations within a
consecutive 12-month period and at least 60
days apart and either 1 or 2:
1. History of transjugular intrahepatic
portosystemic shunt (TIPS) or other surgical
portosystemic shunt; or
2. One of the following on at least two
evaluations at least 60 days apart within the
same consecutive 12-month period as in F:
a. Asterixis or other fluctuating physical
neurological abnormalities; or
b. EEG demonstrating triphasic slow wave
activity; or
c. Serum albumin of 3.0 g/dL or less; or
d. INR of 1.5 or greater.
OR
G. Two SSA CLD scores (see 5.00C3) of at
least 20 within a consecutive 12-month
period and at least 60 days apart.
5.06 Inflammatory bowel disease (IBD)
(see 5.00D) documented by endoscopy,
biopsy, imaging, or operative findings, and
demonstrated by A, B, or C:
A. Obstruction of stenotic areas (not
adhesions) in the small intestine or colon
with proximal dilatation, confirmed by
imaging or in surgery, requiring two
hospitalizations for intestinal decompression
or for surgery, within a consecutive 12-month
period and at least 60 days apart.
OR
B. Two of the following occurring within
a consecutive 12-month period and at least
60 days apart:
1. Clinically documented tender abdominal
mass palpable on physical examination with
abdominal pain or cramping; or
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2. Perineal disease with a draining abscess
or fistula; or
3. Need for supplemental daily enteral
nutrition via a gastrostomy or daily
parenteral nutrition via a central venous
catheter.
OR
C. Repeated complications of IBD (see
5.00D4a), occurring an average of three times
a year, or once every 4 months, each lasting
2 weeks or more, within a consecutive 12month period, and marked limitation (see
5.00D4c) in one of the following:
1. Activities of daily living (see 5.00D4d);
or
2. Maintaining social functioning (see
5.00D4e); or
3. Completing tasks in a timely manner due
to deficiencies in concentration, persistence,
or pace (see 5.00D4f).
5.07 Short bowel syndrome (SBS) (see
5.00E) due to surgical resection of any
amount of the small intestine, resulting in
dependence on daily parenteral nutrition via
a central venous catheter.
5.08 Malnutrition due to any digestive
disorder (see 5.00F), documented by A and
B:
A. One of the following:
1. Anemia with hemoglobin of less than
10.0 g/dL, present on two evaluations within
a consecutive 12-month period and at least
60 days apart; or
2. Serum albumin of 3.0 g/dL or less,
present on two evaluations within a
consecutive 12-month period and at least 60
days apart.
AND
B. Two BMI measurements of less than
18.0 (see 5.00F2) within a consecutive 12month period and at least 60 days apart.
5.09 Liver transplantation (see 5.00G).
Consider under a disability for 1 year from
the date of the transplant; after that, evaluate
the residual impairment(s).
5.10 [Reserved]
5.11 Small intestine transplantation (see
5.00G). Consider under a disability for 1 year
from the date of the transplant; after that,
evaluate the residual impairment(s).
5.12 Pancreas transplantation (see
5.00G). Consider under a disability for 1 year
from the date of the transplant; after that,
evaluate the residual impairment(s).
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8.00 Skin Disorders
A. Which skin disorders do we evaluate
under these listings? We use these listings to
evaluate skin disorders that result from
hereditary, congenital, or acquired
pathological processes. We evaluate genetic
photosensitivity disorders (8.07), burns
(8.08), and chronic conditions of the skin or
mucous membranes such as ichthyosis,
bullous disease, dermatitis, psoriasis, and
hidradenitis suppurativa (8.09).
B. What are our definitions for the
following terms used in this body system?
1. Assistive device(s): An assistive device,
for the purposes of these listings, is any
device used to improve stability, dexterity, or
mobility. An assistive device can be handheld, such as a cane(s), a crutch(es), or a
walker; or worn, such as a prosthesis or an
orthosis.
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2. Chronic skin lesions: Chronic skin
lesions can have recurrent exacerbations.
They can occur despite prescribed medical
treatment. These chronic skin lesions can
develop on any part of your body, including
upper extremities, lower extremities, palms
of your hands, soles of your feet, the
perineum, inguinal (groin) region, and axillae
(underarms). Chronic skin lesions may result
in functional limitations as described in
8.00D2.
3. Contractures: Contractures are
permanent fibrous scar tissue resulting in
tightening and thickening of skin that
prevents normal movement of the damaged
area. They can develop on any part of your
musculoskeletal system, including upper
extremities, lower extremities, palms of your
hands, soles of your feet, the perineum,
inguinal (groin) region, and axillae
(underarms). Contractures may result in
functional limitations as described in 8.00D2.
4. Documented medical need: When we
use the term ‘‘documented medical need,’’
we mean that there is evidence from your
medical source(s) in the medical record that
supports your need for an assistive device
(see § 404.1513 and § 416.913 of this
chapter). The evidence must include
documentation from your medical source(s)
describing any limitation(s) in your upper or
lower extremity functioning that supports
your need for the assistive device, and
describing the circumstances for which you
need it. The evidence does not have to
include a specific prescription for the device.
5. Fine and gross movements: Fine
movements, for the purposes of these listings,
involve use of your wrists, hands, and
fingers; such movements include picking,
pinching, manipulating, and fingering. Gross
movements involve use of your shoulders,
upper arms, forearms, and hands; such
movements include handling, gripping,
grasping, holding, turning, and reaching.
Gross movements also include exertional
activities such as lifting, carrying, pushing,
and pulling.
6. Surgical management: For the purposes
of these listings, surgical management
includes the surgery(-ies) itself, as well as
various post-surgical procedures, surgical
complications, infections or other medical
complications, related illnesses, or related
treatments that delay a person’s attainment of
maximum benefit from surgery.
C. What evidence do we need to evaluate
your skin disorder?
1. To establish the presence of a skin
disorder as a medically determinable
impairment, we need objective medical
evidence from an acceptable medical source
who has examined you for the disorder.
2. We will make every reasonable effort to
obtain your medical history, treatment
records, and relevant laboratory findings, but
we will not purchase genetic testing.
3. When we evaluate the presence and
severity of your skin disorder(s), we generally
need information regarding:
a. The onset, duration, and frequency of
exacerbations;
b. The prognosis of your skin disorder;
c. The location, size, and appearance of
lesions and contractures;
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d. Your history of familial incidence;
exposure to toxins, allergens or irritants;
seasonal variations; and stress factors;
e. Your ability to function outside of a
highly protective environment;
f. Laboratory findings (for example, a
biopsy obtained independently of Social
Security disability evaluation or results of
blood tests);
g. Evidence from other medically
acceptable methods consistent with the
prevailing state of medical knowledge and
clinical practice; and
h. Statements you or others make about
your disorder(s), your restrictions, and your
daily activities.
D. How do we evaluate the severity of skin
disorders?
1. General. We evaluate the severity of skin
disorders based on the site(s) of your chronic
skin lesions or contractures, functional
limitations caused by your signs and
symptoms (including pain) (see 8.00D2), and
how your prescribed treatment affects you.
We consider the frequency and severity of
your exacerbations, how quickly they
resolve, and how you function between
exacerbations, to determine whether your
skin disorder meets or medically equals a
listing. If there is no record of ongoing
medical treatment for your disorder, we will
follow the guidelines in 8.00D6. We will
determine the extent and kinds of evidence
we need from medical and non-medical
sources based on the individual facts about
your disorder. For our basic rules on
evidence, see §§ 404.1512, 404.1513, and
404.1520b and §§ 416.912, 416.913, and
416.920b of this chapter. For our rules on
evaluating your symptoms, see § 404.1529
and § 416.929 of this chapter.
2. Limitation(s) of physical functioning due
to skin disorders.
a. Skin disorders may be due to chronic
skin lesions (see 8.00B2) or contractures (see
8.00B3), and may cause pain or restrict
movement, which can limit your ability to
initiate, sustain, and complete work-related
activities. For example, skin lesions in the
axilla may limit your ability to raise or reach
with the affected arm, or lesions in the
inguinal region may limit your ability to
ambulate, sit, or lift and carry. To evaluate
your skin disorder(s) under 8.07B, 8.08, and
8.09, we require medically documented
evidence of physical limitation(s) of
functioning related to your disorder. The
decrease in physical function must have
lasted, or can be expected to last, for a
continuous period of at least 12 months (see
§ 404.1509 and § 416.909 of this chapter).
Xeroderma pigmentosum is the only skin
disorder that does not include functional
criteria because the characteristics and
severity of the disorder itself are sufficient to
meet the criteria in 8.07A.
b. The functional criteria require
impairment-related physical limitations in
using upper or lower extremities that have
lasted, or can be expected to last, for a
continuous period of at least 12 months,
medically documented by one of the
following:
(i) Inability to use both upper extremities
to the extent that neither can be used to
independently initiate, sustain, and complete
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work-related activities involving fine and
gross movements;
(ii) Inability to use one upper extremity to
independently initiate, sustain, and complete
work-related activities involving fine and
gross movements due to chronic skin lesions
or contractures, and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity; or
(iii) Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete work-related activities
due to chronic skin lesions or contractures
affecting at least two extremities (including
when the limitations are due to involvement
of the perineum or the inguinal region); or
(iv) Inability to maintain an upright
position while standing or walking, to
independently initiate, sustain, and complete
work-related activities due to chronic skin
lesions or contractures affecting both lower
extremities (including when the limitations
are due to involvement of the perineum or
the inguinal region).
3. Frequency of exacerbations due to
chronic skin lesions. A skin disorder
resulting in chronic skin lesions (see 8.00B2)
may have frequent exacerbations severe
enough to meet a listing even if each
individual skin lesion exacerbation did not
last for an extended amount of time. We will
consider the frequency, severity, and
duration of skin lesion exacerbations; how
quickly they resolve; and how you function
in the time between skin lesion
exacerbations, to determine whether your
skin disorder meets or equals a listing.
4. Symptoms (including pain). Your
symptoms may be an important factor in our
determination of whether your skin
disorder(s) meets or medically equals a
listing, or whether you are otherwise able to
work. We consider your symptoms only
when you have a medically determinable
impairment that could reasonably be
expected to produce the symptoms. See
§ 404.1529 and § 416.929 of this chapter.
5. Treatment.
a. General. Treatments for skin disorders
may have beneficial or adverse effects, and
responses to treatment vary from person to
person. Your skin disorder’s response to
treatment may vary due to treatment
resistance or side effects that can result in
functional limitations. We will evaluate all of
the effects of treatment (including surgical
treatment, medications, and therapy) on the
symptoms, signs, and laboratory findings of
your skin disorder, and on your ability to
function.
b. Despite adherence to prescribed medical
treatment for 3 months. Under 8.09, we
require that your symptoms persist ‘‘despite
adherence to prescribed medical treatment
for 3 months.’’ This requirement means that
you must have taken prescribed
medication(s) or followed other medical
treatment prescribed by a physician for 3
consecutive months. Treatment or effects of
treatment may be temporary. In most cases,
sufficient time must elapse to allow us to
evaluate your response to treatment,
including any side effects. For our purposes,
‘‘sufficient time’’ means a period of at least
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3 months. If your treatment has not lasted for
at least 3 months, we will follow the rules
in 8.00D6a. To evaluate the severity of
physical limitations due to your skin
disorder(s), we require medically
documented evidence of disorder-related
physical limitation(s) of functioning that has
lasted, or can be expected to last, for a
continuous period of at least 12 months. See
§ 404.1509 and § 416.909 of this chapter. The
3 months adherence to prescribed medical
treatment must be within the period of at
least 12 months that we use to evaluate
severity.
c. Treatment with PUVA (psoralen and
ultraviolet A (UVA) light) or biologics. If you
receive additional treatment with PUVA or
biologics to treat your skin disorder(s), we
will defer adjudication of your claim for 6
months from the start of treatment with
PUVA or biologics to evaluate the
effectiveness of these treatments unless we
can make a fully favorable determination or
decision on another basis.
6. No record of ongoing treatment.
a. Despite having a skin disorder, you may
not have received ongoing treatment, may
have just begun treatment, may not have
access to prescribed medical treatment, or
may not have an ongoing relationship with
the medical community. In any of these
situations, you will not have a longitudinal
medical record for us to review when we
evaluate your disorder. In some instances, we
may be able to assess the severity and
duration of your skin disorder based on your
medical record and current evidence alone.
We may ask you to attend a consultative
examination to determine the severity and
potential duration of your skin disorder (see
§ 404.1519a and § 416.919a of this chapter).
b. If, for any reason, you have not received
treatment, your skin disorder cannot meet the
criteria for 8.09. If the information in your
case record is not sufficient to show that you
have a skin disorder that meets the criteria
of one of the skin disorders listings, we will
follow the rules in 8.00I.
E. How do we evaluate genetic
photosensitivity disorders under 8.07?
Genetic photosensitivity disorders are
disorders of the skin caused by an increase
in the sensitivity of the skin to sources of
ultraviolet light, including sunlight.
1. Xeroderma pigmentosum (XP) (8.07A).
XP is a genetic photosensitivity disorder with
lifelong hypersensitivity to all forms of
ultraviolet light. Laboratory testing confirms
the diagnosis by documenting abnormalities
in the body’s ability to repair DNA
(deoxyribonucleic acid) mutations after
ultraviolet light exposure. Your skin disorder
meets the requirements of 8.07A if you have
clinical and laboratory findings supporting a
diagnosis of XP (see 8.00E3).
2. Other genetic photosensitivity disorders
(8.07B). The effects of other genetic
photosensitivity disorders may vary and may
not persist over time. To meet the
requirements of 8.07B, a genetic
photosensitivity disorder other than XP must
be established by clinical and laboratory
findings (see 8.00C) and must result either in
chronic skin lesions (see 8.00B2) or
contractures (see 8.00B3) that result in
functional limitations (see 8.00D), or must
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result in the inability to function outside of
a highly protective environment. Some
genetic photosensitivity disorders can have
very serious effects on other body systems,
especially special senses and speech,
neurological, mental, and cancer. We will
evaluate your disorder(s) under the listings in
2.00, 11.00, 12.00, or 13.00, as appropriate.
3. What evidence do we need to document
that you have XP or another genetic
photosensitivity disorder? We will make a
reasonable effort to obtain evidence of your
disorder(s), but we will not purchase genetic
testing. When the results of genetic tests are
part of the existing evidence in your case
record, we will evaluate the test results with
all other relevant evidence. We need the
following clinical and laboratory findings to
document that you have XP or another
genetic photosensitivity disorder:
a. A laboratory report of a definitive
genetic laboratory test documenting
appropriate chromosomal changes, including
abnormal DNA repair or another DNA
abnormality specific to your type of
photosensitivity disorder, signed by an
acceptable medical source (AMS); or
b. A laboratory report of a definitive test
that is not signed by an AMS, and a report
from an AMS stating that you have
undergone definitive genetic laboratory
studies documenting appropriate
chromosomal changes, including abnormal
DNA repair or another DNA abnormality
specific to your type of photosensitivity
disorder; or
c. If we do not have a laboratory report of
a definitive test, we need documentation
from an AMS that an appropriate laboratory
analysis or other diagnostic method(s)
confirms a positive diagnosis of your skin
disorder. This documentation must state that
you had the appropriate definitive laboratory
test(s) for diagnosing your disorder and
provide the results, or explain how another
diagnostic method(s), consistent with the
prevailing state of medical knowledge and
clinical practice, established your diagnosis.
4. Inability to function outside of a highly
protective environment means that you must
avoid exposure to ultraviolet light (including
sunlight passing through windows and light
from similar unshielded light sources), wear
protective clothing and eyeglasses, and use
opaque broad-spectrum sunscreens in order
to avoid skin cancer or other serious effects.
F. How do we evaluate burns under 8.08?
1. Electrical, chemical, or thermal burns
frequently affect other body systems, for
example, musculoskeletal, special senses and
speech, respiratory, cardiovascular,
genitourinary, neurological, or mental. We
evaluate burns in the same way we evaluate
other disorders that can affect the skin and
other body systems, using the listing for the
predominant feature of your disorder. For
example, if your soft tissue injuries resulting
from burns are under surgical management
(as defined in 8.00B6), we will evaluate your
disorder under the listings in 1.00.
2. We evaluate third-degree burns resulting
in contractures (see 8.00B3) that have been
documented by an acceptable medical source
to have reached maximum therapeutic
benefit and therefore are no longer receiving
surgical management, under 8.08. To be
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disabling, these burns must result in
functional limitation(s) (see 8.00D2) that has
lasted or can be expected to last for a
continuous period of at least 12 months.
G. How do we evaluate chronic conditions
of the skin or mucous membranes under
8.09? We evaluate skin disorders that result
in chronic skin lesions (see 8.00B2) or
contractures (see 8.00B3) under 8.09. These
disorders must result in chronic skin lesions
or contractures that continue to persist
despite adherence to prescribed medical
treatment for 3 months (see 8.00D5b) and
cause functional limitations (see 8.00D2).
Examples of skin disorders evaluated under
this listing are ichthyosis, bullous diseases
(such as pemphigus, epidermolysis bullosa,
and dermatitis herpetiformis), chronic skin
infections, dermatitis, psoriasis, and
hidradenitis suppurativa.
H. How do we evaluate disorders in other
body systems that affect the skin? When your
disorder(s) in another body system affects the
skin, we first evaluate the predominant
feature of your disorder(s) under the
appropriate body system. Examples of
disorders in other body systems that may
affect the skin include the following:
1. Diabetes mellitus. Diabetes mellitus that
is not well controlled, despite treatment, can
cause chronic hyperglycemia resulting in
serious, long-lasting or recurrent
exacerbations or complications. We evaluate
those exacerbations or complications under
the affected body system(s). If the
complication involves soft tissue or
amputation(s), we evaluate these features
under the listings in 1.00. If the exacerbations
or complications involve chronic bacterial or
fungal skin lesions resulting from diabetes
mellitus, we evaluate your limitations from
the skin disorder under listing 8.09.
2. Tuberous sclerosis. The predominant
functionally limiting features of tuberous
sclerosis are seizures and intellectual
disability or other mental disorders. We
evaluate these features under the listings in
11.00 or 12.00, as appropriate.
3. Malignant tumors of the skin. Malignant
tumors of the skin (for example, malignant
melanomas) are cancers, or malignant
neoplastic diseases, that we evaluate under
the listings in 13.00.
4. Immune system disorders. We evaluate
skin manifestations of immune system
disorders such as systemic lupus
erythematosus, scleroderma, psoriasis, and
human immunodeficiency virus (HIV)
infection under the listings in 14.00.
5. Head or facial disfigurement or
deformity, and other physical deformities
caused by skin disorders. A head or facial
disfigurement or deformity may result in loss
of your sight, hearing, speech, or ability to
chew. In addition to head and facial
disfigurement and deformity, other physical
deformities may result in associated
psychological problems (for example,
depression). We evaluate the effects of head
or facial disfigurement or deformity, or other
physical deformities caused by skin disorders
under the listings in 1.00, 2.00, 5.00, or
12.00, as appropriate.
I. How do we evaluate skin disorders that
do not meet one of these listings?
1. These listings are only examples of
common skin disorders that we consider
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severe enough to prevent you from doing any
gainful activity. If your impairment(s) does
not meet the criteria of any of these listings,
we must also consider whether you have an
impairment(s) that satisfies the criteria of a
listing in another body system.
2. If you have a severe medically
determinable impairment(s) that does not
meet a listing, we will determine whether
your impairment(s) medically equals a
listing. See § 404.1526 and § 416.926 of this
chapter. If your impairment(s) does not meet
or medically equal a listing, you may or may
not have the residual functional capacity to
engage in substantial gainful activity. We
proceed to the fourth step and, if necessary,
the fifth step of the sequential evaluation
process in § 404.1520 and § 416.920 of this
chapter. We use the rules in § 404.1594 and
§ 416.994 of this chapter, as appropriate,
when we decide whether you continue to be
disabled.
8.01 Category of Impairments, Skin
Disorders
8.02–8.06 [Reserved]
8.07 Genetic photosensitivity disorders,
established as described in 8.00E. The
requirements of this listing are met if either
paragraph A or paragraph B is satisfied.
A. Xeroderma pigmentosum (see 8.00E1).
OR
B. Other genetic photosensitivity disorders
(see 8.00E2) with either 1 or 2:
1. Chronic skin lesions (see 8.00B2) or
contractures (see 8.00B3) that cause an
inability to function outside of a highly
protective environment (see 8.00E4); or
2. Chronic skin lesions (see 8.00B2) or
contractures (see 8.00B3) that cause
functional limitations (see 8.00D2) due to
limitation(s) from your skin condition, such
as pain, as evidenced by:
a. Inability to use both upper extremities to
the extent that neither can be used to
independently initiate, sustain, and complete
work-related activities involving fine and
gross movements; or
b. Inability to use one upper extremity to
independently initiate, sustain, and complete
work-related activities involving fine and
gross movements (due to chronic skin lesions
or contractures), and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity; or
c. Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete work-related activities
due to chronic skin lesions or contractures
affecting at least two extremities (including
when limitations are due to involvement of
the perineum or the inguinal region); or
d. Inability to maintain an upright position
while standing or walking, to independently
initiate, sustain, and complete work-related
activities due to chronic skin lesions or
contractures affecting both lower extremities
(including when the limitations are due to
involvement of the perineum or the inguinal
region).
8.08 Burns (see 8.00F). Third-degree
burns that do not require continuing surgical
management, or that have been documented
by an acceptable medical source to have
reached maximum therapeutic benefit and
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therefore are no longer receiving surgical
management, resulting in chronic skin
lesions (see 8.00B2) or contractures (see
8.00B3) that cause functional limitations (see
8.00D2) due to limitation(s), such as pain,
from your skin condition, as evidenced by:
A. Inability to use both upper extremities
to the extent that neither can be used to
independently initiate, sustain, and complete
work-related activities involving fine and
gross movements.
OR
B. Inability to use one upper extremity to
independently initiate, sustain, and complete
work-related activities involving fine and
gross movements (due to chronic skin lesions
or contractures), and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity.
OR
C. Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete work-related activities
due to chronic skin lesions or contractures
affecting at least two extremities (including
when the limitations are due to involvement
of the perineum or the inguinal region).
OR
D. Inability to maintain an upright position
while standing or walking, to independently
initiate, sustain, and complete work-related
activities due to chronic skin lesions or
contractures affecting both lower extremities
(including when the limitations are due to
involvement of the perineum or the inguinal
region).
8.09 Chronic conditions of the skin or
mucous membranes (see 8.00G) resulting in:
A. Chronic skin lesions (see 8.00B2) or
contractures (see 8.00B3); chronic pain; or
other physical limitation(s); that persist
despite adherence to prescribed medical
treatment for 3 months (see 8.00D5b), causing
functional limitations (see 8.00D2) due to
limitation(s), such as pain, from your skin
condition.
AND
B. Impairment-related significant
limitation demonstrated by 1, 2, 3, or 4:
1. An inability to use both upper
extremities to the extent that neither can be
used to independently initiate, sustain, and
complete work-related activities involving
fine and gross movements; or
2. Inability to use one upper extremity to
independently initiate, sustain, and complete
work-related activities involving fine and
gross movements (due to chronic skin lesions
or contractures), and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity; or
3. Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete work-related activities
due to chronic skin lesions or contractures
affecting at least two extremities (including
when the limitations are due to involvement
of the perineum or the inguinal region); or
4. Inability to maintain an upright position
while standing or walking, to independently
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initiate, sustain, and complete work-related
activities due to chronic skin lesions or
contractures affecting both lower extremities
(including when the limitations are due to
the involvement of the perineum or the
inguinal region).
*
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Part B
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Digestive Disorders
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105.00 Digestive Disorders
A. Which digestive disorders do we
evaluate in this body system? We evaluate
digestive disorders that result in severe
dysfunction of the liver, pancreas, and
gastrointestinal tract (the large, muscular
tube that extends from the mouth to the anus,
where the movement of muscles, along with
the release of hormones and enzymes, allows
for the digestion of food) in this body system.
Examples of such disorders and the listings
we use to evaluate them include chronic liver
disease (105.05), inflammatory bowel disease
(105.06), and short bowel syndrome (105.07).
We also use this body system to evaluate
gastrointestinal hemorrhaging from any cause
(105.02), growth failure due to any digestive
disorder (105.08), liver transplantation
(105.09), need for supplemental daily enteral
feeding via a gastrostomy due to any cause
for children who have not attained age 3
(105.10), small intestine transplantation
(105.11), and pancreas transplantation
(105.12). We evaluate cancers affecting the
digestive system under the listings in 113.00.
B. What evidence do we need to evaluate
your digestive disorder?
1. General. To establish that you have a
digestive disorder, we need medical evidence
about the existence of your digestive disorder
and its severity. Medical evidence should
include your medical history, physical
examination findings, operative reports, and
relevant laboratory findings.
2. Laboratory findings. We need laboratory
reports such as results of imaging (see
105.00B3), endoscopy, and other diagnostic
procedures. We may also need clinical
laboratory and pathology results.
3. Imaging refers to medical imaging
techniques, such as x-ray, ultrasound,
magnetic resonance imaging, and
computerized tomography. The imaging must
be consistent with the prevailing state of
medical knowledge and clinical practice as a
proper technique to support the evaluation of
the disorder.
C. What is chronic liver disease (CLD), and
how do we evaluate it under 105.05?
1. General. CLD is loss of liver function
with cell necrosis (cell death), inflammation,
or scarring of the liver that persists for more
than 6 months. Common causes of CLD in
children include chronic infection with
hepatitis B virus (HBV) or hepatitis C virus
(HCV), autoimmune hepatitis, and metabolic
disease.
a. We will evaluate your signs of CLD, such
as jaundice, changes in size of the liver and
spleen, ascites, peripheral edema, or altered
mental status. We will also evaluate your
symptoms of CLD, such as pruritus (itching),
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fatigue, nausea, loss of appetite, or sleep
disturbances when we assess the severity of
your impairment(s) and how it affects your
ability to function. In the absence of evidence
of a chronic liver impairment, episodes of
acute liver disease do not meet the
requirements of 105.05.
b. Laboratory findings of your CLD may
include decreased serum albumin, increased
International Normalized Ratio (INR), arterial
deoxygenation (hypoxemia), increased serum
creatinine, oliguria (reduced urine output), or
sodium retention. Another laboratory finding
that may be included in the evidence is a
liver biopsy. If you have had a liver biopsy,
we will make every reasonable effort to
obtain the results; however, we will not
purchase a liver biopsy.
2. Manifestations of CLD.
a. Gastrointestinal hemorrhaging
(105.05A), as a consequence of cirrhosis and
high pressure in the liver’s portal venous
system, may occur from varices (dilated veins
in the esophagus or the stomach) or from
portal hypertensive gastropathy (abnormal
mucosal changes in the stomach). When
gastrointestinal hemorrhaging is due to a
cause other than CLD, we evaluate it under
105.02. The phrase ‘‘consider under a
disability for 1 year’’ in 105.02 and 105.05A
does not refer to the date on which your
disability began, only to the date on which
we must reevaluate whether your
impairment(s) continues to meet a listing or
is otherwise disabling. We determine the
onset of your disability based on the facts of
your case.
b. Ascites or hydrothorax (105.05B) is a
pathologic accumulation of fluid in the
peritoneal cavity (ascites) or pleural space
(hydrothorax). Ascites or hydrothorax may be
diagnosed by removing some of the fluid
with needle aspiration (paracentesis or
thoracentesis), physical examination, or
imaging. The most common causes of ascites
are portal hypertension and low serum
albumin resulting from CLD. We evaluate
other causes of ascites and hydrothorax that
are unrelated to CLD, such as congestive
heart failure and cancer, under the listings in
the affected body systems.
c. Spontaneous bacterial peritonitis (SBP)
(105.05C) is an acute bacterial infection of
peritoneal fluid, and is most commonly
associated with CLD. SBP is diagnosed by
laboratory analysis of peritoneal fluid
(obtained by paracentesis) that contains a
neutrophil count (also called absolute
neutrophil count) of at least 250 cells/mm3.
105.05C is satisfied with one evaluation
documenting peritoneal infection. We
evaluate other causes of peritonitis that are
unrelated to CLD, such as tuberculosis,
malignancy, and perforated bowel, under the
listings in the affected body systems.
d. Hepatorenal syndrome (105.05D) is
renal failure associated with CLD in the
absence of underlying kidney pathology.
Findings associated with hepatorenal
syndrome include elevation of serum
creatinine, sodium retention with low
urinary sodium excretion, and oliguria
(reduced output of urine). We evaluate renal
dysfunction with known underlying kidney
pathology, such as glomerulonephritis,
tubular necrosis, and renal infections under
the listings in 106.00.
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e. Hepatopulmonary syndrome (105.05E) is
arterial deoxygenation (hypoxemia) due to
intrapulmonary vascular dilation and
arteriovenous shunting, associated with CLD.
We evaluate pulmonary dysfunction with
known underlying respiratory pathology,
such as asthma, pneumonia, and pulmonary
infections, under the listings in 103.00.
(i) Under 105.05E1, we require a resting
arterial blood gas (ABG) measurement
obtained while you are breathing room air;
that is, without oxygen supplementation. The
ABG report must include the PaO2 value,
your name, the date of the test, and either the
altitude or both the city and State of the test
site.
(ii) We will not purchase the specialized
imaging techniques described in 105.05E2;
however, if you have had the test(s) at a time
relevant to your claim, we will make every
reasonable effort to obtain the report.
f. Hepatic encephalopathy (105.05F), also
known as portosystemic encephalopathy, is a
recurrent or chronic neuropsychiatric
disorder associated with CLD.
(i) Under 105.05F2, we require
documentation of a mental impairment
associated with hepatic encephalopathy. A
mental impairment can include abnormal
behavior, changes in mental status, or an
altered state of consciousness. Reports of
abnormal behavior may show that you are
experiencing delusions, paranoia, or
hallucinations. Reports of changes in mental
status may show change in sleep patterns,
personality or mood changes, poor
concentration, or poor judgment or cognitive
dysfunction (for example, impaired memory,
poor problem-solving ability, or attention
deficits). Reports of altered state of
consciousness may show that you are
experiencing confusion, delirium, or stupor.
(ii) Signs and laboratory findings that
document the severity of hepatic
encephalopathy when not attributable to
other causes may include a ‘‘flapping tremor’’
(asterixis), characteristic abnormalities found
on an electroencephalogram (EEG), or
abnormal serum albumin or coagulation
values. We will not purchase an EEG;
however, if you have had this test at a time
relevant to your claim, we will make every
reasonable effort to obtain the report for the
purpose of establishing whether your
impairment meets the criteria of 105.05F.
(iii) We will not evaluate acute
encephalopathy under 105.05F if it results
from conditions other than CLD. For
example, we will evaluate acute
encephalopathy caused by vascular events
under the listings in 111.00 and acute
encephalopathy caused by cancer under the
listings in 113.00.
3. SSA CLD and SSA CLD–P scores
(105.05G). Listing 105.05G1 requires two
SSA CLD scores, each requiring three
laboratory values, or two SSA CLD–P scores,
each requiring four parameters (three
laboratory values and growth failure). The
‘‘date of the SSA CLD score’’ is the date of
the earliest of the three laboratory values
used for its calculation. The ‘‘date of the SSA
CLD–P score’’ is the date of the earliest of the
three laboratory values used for its
calculation. For 105.05G1, the date of the
second SSA CLD or SSA CLD–P score must
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be at least 60 days after the date of the first
SSA CLD or SSA CLD–P score and both
scores must be within the required 12-month
period. Listing 105.05G2 requires one SSA
CLD–P score.
a. SSA CLD score.
(i) We calculate the SSA CLD score using
a formula that includes three laboratory
values: Serum creatinine (mg/dL), total
bilirubin (mg/dL), and INR. The formula for
the SSA CLD score calculation is:
9.57 × [loge(serum creatinine mg/dL)] + 3.78
× [loge(serum total bilirubin mg/dL)] +
11.2 × [loge(INR)] + 6.43
(ii) When we indicate ‘‘loge’’ (also
abbreviated ‘‘ln’’) in the formula for the SSA
CLD score calculation, we mean the ‘‘base e
logarithm’’ or ‘‘natural logarithm’’ of the
numerical laboratory value, not the ‘‘base 10
logarithm’’ or ‘‘common logarithm’’ (log) of
the laboratory value, and not the actual
laboratory value. For example, if a person has
laboratory values of serum creatinine 2.0 mg/
dL, serum total bilirubin 1.5 mg/dL, and INR
1.0, we compute the SSA CLD score as
follows:
9.57 × [loge(serum creatinine 2.0 mg/dL) =
0.693] + 3.78 × [loge(serum total bilirubin
1.5 mg/dL) = 0.405] + 11.2 × [loge(INR
1.0) = 0] + 6.43
= 6.63 + 1.53 + 0 + 6.43
= 14.6, which we round to an SSA CLD score
of 15.
(iii) For an SSA CLD score calculation, all
of the required laboratory values (serum
creatinine, serum total bilirubin, and INR)
must have been obtained within a continuous
30-day period. We round any of the required
laboratory values less than 1.0 up to 1.0 to
calculate your SSA CLD score. If there are
multiple laboratory values within the 30-day
interval for any given laboratory test, we use
the highest value to calculate your SSA CLD
score. If you are in renal failure or on dialysis
within a week of any serum creatinine test
in the period used for the SSA CLD
calculation, we will use a serum creatinine
value of 4, which is the maximum serum
creatinine level allowed in the calculation, to
calculate your SSA CLD score. We will not
use any INR values derived from testing done
while you are on anticoagulant treatment in
our SSA CLD calculation. We round the
results of your SSA CLD score calculation to
the nearest whole integer to arrive at your
SSA CLD score.
b. SSA CLD–P score
(i) We calculate the SSA CLD–P scores
using a formula that includes four
parameters: Serum total bilirubin (mg/dL),
INR, serum albumin (g/dL), and whether you
have growth failure. The formula for the SSA
CLD–P score calculation is:
4.80 × [loge(serum total bilirubin mg/dL)] +
18.57 × [loge(INR)] ¥ 6.87 × [loge(serum
albumin g/dL)] + 6.67 if you have growth
failure (<¥2 standard deviations for
weight or height)
(ii) When we indicate ‘‘loge’’ in the formula
for the SSA CLD–P score calculation, we
mean the ‘‘base e logarithm’’ or ‘‘natural
logarithm’’ (loge) of a numerical laboratory
value, not the ‘‘base 10 logarithm’’ or
‘‘common logarithm’’ (log) of the laboratory
value, and not the actual laboratory value.
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For example, if a female child is 4.0 years
old, has growth failure, and has laboratory
values of serum total bilirubin 2.2 mg/dL,
INR 1.0, and serum albumin 3.5 g/dL, we
compute the SSA CLD–P score as follows:
4.80 × [loge(serum total bilirubin 2.2 mg/dL)
= 0.788] + 18.57 × [loge(INR 1.0) = 0] ¥
6.87 × [loge(serum albumin 3.5 g/dL) =
1.253] + 6.67
= 3.78 + 0 ¥ 8.61 + 6.67
= 1.84, which we round to an SSA CLD–P
score of 2.
(iii) For an SSA CLD–P score calculation,
all of the required laboratory values (serum
total bilirubin, INR, and serum albumin)
must have been obtained within a continuous
30-day period. We round any of the required
laboratory values less than 1.0 up to 1.0 to
calculate your SSA CLD–P score. If there are
multiple laboratory values within the 30-day
interval for any given laboratory test, we use
the highest serum total bilirubin and INR
values and the lowest serum albumin value
to calculate the SSA CLD–P score. We will
not use any INR values derived from testing
done while you are on anticoagulant
treatment in our SSA CLD–P calculation. We
will not purchase INR values for children
who have not attained age 12. If there is no
INR value for a child under 12 within the
applicable period, we will use an INR value
of 1.1 to calculate the SSA CLD–P score. We
round the results of your SSA CLD–P score
calculation to the nearest whole integer to
arrive at your SSA CLD–P score.
(iv) The weight and length/height
measurements used for the calculation must
be obtained within the same 30-day period as
the laboratory values.
4. Extrahepatic biliary atresia (105.05H)
presents itself in the first 2 months of life
with persistent jaundice. To satisfy 105.05H,
the diagnosis of extrahepatic biliary atresia
must be confirmed by liver biopsy or
intraoperative cholangiogram that shows
obliteration of the extrahepatic biliary tree.
Biliary atresia is usually treated surgically by
portoenterostomy (for example, Kasai
procedure). If this surgery is not performed
in the first months of life or is not completely
successful, liver transplantation is indicated.
If you have received a liver transplant, we
will evaluate your impairment under 105.09.
The phrase ‘‘consider under a disability for
1 year’’ in 105.05H does not refer to the date
on which your disability began, only to the
date on which we must reevaluate whether
your impairment(s) continues to meet a
listing or is otherwise disabling. We
determine the onset of your disability based
on the facts of your case.
D. What is inflammatory bowel disease
(IBD), and how do we evaluate it under
105.06?
1. IBD is a group of inflammatory
conditions of the small intestine and colon.
The most common IBD disorders are Crohn’s
disease and ulcerative colitis. Remissions
and exacerbations of variable duration are a
hallmark of IBD.
2. We evaluate your signs and symptoms
of IBD, such as diarrhea, fecal incontinence,
rectal bleeding, abdominal pain, fatigue,
fever, nausea, vomiting, arthralgia,
abdominal tenderness, and palpable
abdominal mass (usually inflamed loops of
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bowel), when we assess the severity of your
impairment(s).
3. We consider other signs or laboratory
findings of IBD that indicate malnutrition,
such as anemia, edema, weight loss, or
hypoalbuminemia, when we determine your
ability to maintain adequate nutrition. We
evaluate your inability to maintain adequate
nutrition under 105.08.
4. Examples of complications of IBD that
may result in hospitalization include
abscesses, intestinal perforation, toxic
megacolon, infectious colitis, pyoderma
gangrenosum, ureteral obstruction, primary
sclerosing cholangitis, and hypercoagulable
state (which may lead to thromboses or
embolism). The three hospitalizations in
105.06C do not have to be for the same
complication of IBD.
E. What is short bowel syndrome (SBS),
and how do we evaluate it under 105.07?
1. SBS is a malabsorption disorder that
occurs when congenital intestinal
abnormalities, ischemic vascular insults
(caused, for example, by volvulus or
necrotizing enterocolitis), trauma, or IBD
complications require(s) surgical resection of
any amount of the small intestine, resulting
in chronic malnutrition.
2. We require a copy of the operative report
that includes details of the surgical findings,
or postoperative imaging indicating a
resection of the small intestine. If we cannot
get one of these reports, we need other
medical reports that include details of the
surgical findings. We also need medical
documentation that you are dependent on
daily parenteral nutrition to provide most of
your nutritional requirements.
F. How do we evaluate growth failure due
to any digestive disorder under 105.08?
1. To evaluate growth failure due to any
digestive disorder, we require documentation
of the laboratory findings of chronic
nutritional deficiency described in 105.08A
and the growth measurements in 105.08B
within the same consecutive 12-month
period. The dates of laboratory findings may
be different from the dates of growth
measurements.
2. Under 105.08B, we evaluate a child’s
growth failure by using the appropriate table
for age and gender.
a. For children from birth to attainment of
age 2, we use the weight-for-length table (see
Table I or Table II).
b. For children age 2 to attainment of age
18, we use the body mass index (BMI)-for-age
table (see Table III or Table IV).
c. BMI is the ratio of your weight to the
square of your height. We calculate BMI
using one of the following formulas:
English Formula
BMI = [Weight in Pounds/(Height in Inches
× Height in Inches)] × 703
Metric Formulas
BMI = Weight in Kilograms/(Height in Meters
× Height in Meters)
BMI = [Weight in Kilograms/(Height in
Centimeters × Height in Centimeters)] ×
10,000
G. How do we evaluate digestive organ
transplantation? If you receive a liver
(105.09), small intestine (105.11), or pancreas
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(105.12) transplant, we will consider you to
be disabled under the listing for 1 year from
the date of the transplant. After that, we
evaluate your residual impairment(s) by
considering the adequacy of your posttransplant function, the frequency and
severity of any rejection episodes you have,
complications in other body systems, and
adverse treatment effects. People who receive
digestive organ transplants generally have
impairments that meet our definition of
disability before they undergo
transplantation. The phrase ‘‘consider under
a disability for 1 year’’ in 105.09, 105.11, and
105.12 does not refer to the date on which
your disability began, only to the date on
which we must reevaluate whether your
impairment(s) continues to meet a listing or
is otherwise disabling. We determine the
onset of your disability based on the facts of
your case.
H. How do we evaluate the need for
supplemental daily enteral feeding via a
gastrostomy? We evaluate the need for
supplemental daily enteral feeding via a
gastrostomy in children who have not
attained age 3 under 105.10 regardless of the
medical reason for the gastrostomy. After a
child attains age 3, we evaluate growth
failure due to any digestive disorder under
105.08, IBD requiring supplemental daily
enteral or parenteral nutrition under 105.06,
or other medical or developmental disorders
under another digestive disorders listing or
under a listing in an affected body system(s).
I. How do we evaluate esophageal stricture
or stenosis? Esophageal stricture or stenosis
(narrowing) from congenital atresia (absence
or abnormal closure of a tubular body organ)
or destructive esophagitis may result in
malnutrition or the need for gastrostomy
placement, which we evaluate under 105.08
or 105.10. Esophageal stricture or stenosis
may also result in complications such as
pneumonias due to frequent aspiration, or
difficulty in maintaining nutritional status
short of listing level severity. While these
individual complications usually do not meet
the listing criteria, a combination of your
impairments may medically equal a listing or
functionally equal the listings.
J. How do we evaluate your digestive
disorder if there is no record of ongoing
treatment? If there is no record of ongoing
treatment despite the existence of a severe
impairment(s), we will assess the severity
and duration of your digestive disorder based
on the current medical and other evidence in
your case record. If there is no record of
ongoing treatment, you may not be able to
show an impairment that meets a digestive
disorders listing, but your impairment may
medically equal a listing, or be disabling
based on our rules of functional equivalence.
K. How do we evaluate your digestive
disorder if there is evidence establishing a
substance use disorder? If we find that you
are disabled and there is medical evidence in
your case record establishing that you have
a substance use disorder, we will determine
whether your substance use disorder is a
contributing factor material to the
determination of disability. See § 416.935 of
this chapter. Digestive disorders resulting
from drug or alcohol use are often chronic in
nature and will not necessarily improve with
cessation in drug or alcohol use.
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L. How do we evaluate digestive disorders
that do not meet one of these listings?
1. These listings are only examples of
common digestive disorders that we consider
severe enough to result in marked and severe
functional limitations. If your impairment(s)
does not meet the criteria of any of these
listings, we must also consider whether you
have an impairment(s) that satisfies the
criteria of a listing in another body system.
2. If you have a severe medically
determinable impairment(s) that does not
meet a listing, we will determine whether
your impairment(s) medically equals a
listing. See § 416.926 of this chapter.
Digestive disorders may be associated with
disorders in other body systems, and we
consider the combined effects of multiple
impairments when we determine whether
they medically equal a listing. If your
impairment(s) does not meet or medically
equal a listing, we will also consider whether
it functionally equals the listings. See
§ 416.926a of this chapter. We use the rules
in § 416.994a of this chapter when we decide
whether you continue to be disabled.
105.01 Category of Impairments,
Digestive Disorders
105.02 Gastrointestinal hemorrhaging
from any cause, requiring three blood
transfusions of at least 10 cc of blood/kg of
body weight per transfusion, within a
consecutive 12-month period and at least 30
days apart. Consider under a disability for 1
year following the last documented
transfusion; after that, evaluate the residual
impairment(s).
105.03–105.04 [Reserved]
105.05 Chronic liver disease (CLD) (see
105.00C) with A, B, C, D, E, F, G, or H:
A. Hemorrhaging from esophageal, gastric,
or ectopic varices, or from portal
hypertensive gastropathy (see 105.00C2a),
documented by imaging (see 105.00B3);
resulting in hemodynamic instability
indicated by signs such as pallor (pale skin),
diaphoresis (profuse perspiration), rapid
pulse, low blood pressure, postural
hypotension (pronounced fall in blood
pressure when arising to an upright position
from lying down, or syncope (fainting); and
requiring hospitalization for transfusion of at
least 10 cc of blood/kg of body weight.
Consider under a disability for 1 year
following the documented transfusion; after
that, evaluate the residual impairment(s).
OR
B. Ascites or hydrothorax not attributable
to other causes (see 105.00C2b), present on
two evaluations within a consecutive 12month period and at least 60 days apart. Each
evaluation must document the ascites or
hydrothorax by 1, 2, or 3:
1. Paracentesis; or
2. Thoracentesis; or
3. Imaging or physical examination with a
or b:
a. Serum albumin of 3.0 g/dL or less; or
b. INR of at least 1.5.
OR
C. Spontaneous bacterial peritonitis (see
105.00C2c) documented by peritoneal fluid
containing a neutrophil count of at least 250
cells/mm3.
OR
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D. Hepatorenal syndrome (see 105.00C2d)
documented by 1, 2, or 3:
1. Serum creatinine elevation of at least 2
mg/dL; or
2. Oliguria with 24-hour urine output less
than 1 mL/kg/hr; or
3. Sodium retention with urine sodium less
than 10 mEq per liter.
OR
E. Hepatopulmonary syndrome (see
105.00C2e) documented by 1 or 2:
1. Arterial PaO2 measured by an ABG test,
while at rest, breathing room air, less than or
equal to:
a. 60 mm Hg, at test sites less than 3,000
feet above sea level; or
b. 55 mm Hg, at test sites from 3,000
through 6,000 feet above sea level; or
c. 50 mm Hg, at test sites over 6,000 feet
above sea level; or
2. Intrapulmonary arteriovenous shunting
as shown on contrast-enhanced
echocardiography or macroaggregated
albumin lung perfusion scan.
OR
F. Hepatic encephalopathy (see 105.00C2f)
with documentation of abnormal behavior,
cognitive dysfunction, changes in mental
status, or altered state of consciousness (for
example, confusion, delirium, stupor, or
coma), present on two evaluations within a
consecutive 12-month period and at least 60
days apart and either 1 or 2:
1. History of transjugular intrahepatic
portosystemic shunt (TIPS) or other surgical
portosystemic shunt; or
2. One of the following on at least two
evaluations at least 60 days apart within the
same consecutive 12-month period as in F:
a. Asterixis or other fluctuating physical
neurological abnormalities; or
b. EEG demonstrating triphasic slow wave
activity; or
c. Serum albumin of 3.0 g/dL or less; or
d. INR of 1.5 or greater.
OR
G. SSA CLD or SSA CLD–P scores (see
105.00C3):
1. For children age 12 or older, two SSA
CLD or SSA CLD–P scores of at least 20
within a consecutive 12-month period and at
least 60 days apart; or
2. For children who have not attained age
12, one SSA CLD–P score of at least 11.
OR
H. Extrahepatic biliary atresia as diagnosed
on liver biopsy or intraoperative
cholangiogram (see 105.00C4). Consider
under a disability for 1 year following
diagnosis; after that, evaluate the residual
impairment(s).
105.06 Inflammatory bowel disease (IBD)
(see 105.00D) documented by endoscopy,
biopsy, imaging, or operative findings and
demonstrated by A or B:
A. Obstruction of stenotic areas (not
adhesions) in the small intestine or colon
with proximal dilatation, confirmed by
imaging or in surgery, requiring two
hospitalizations for intestinal decompression
or for surgery, within a consecutive 12-month
period and at least 60 days apart.
OR
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B. Two of the following occurring within
a consecutive 12-month period and at least
60 days apart:
1. Clinically documented tender abdominal
mass palpable on physical examination with
abdominal pain or cramping; or
2. Perineal disease with a draining abscess
or fistula; or
3. Need for supplemental daily enteral
nutrition via a gastrostomy or daily
parenteral nutrition via a central venous
catheter (see 105.10 for children who have
not attained age 3).
105.07 Short bowel syndrome (SBS) (see
105.00E) due to surgical resection of any
amount of the small intestine, resulting in
dependence on daily parenteral nutrition via
a central venous catheter.
105.08 Growth failure due to any
digestive disorder (see 105.00F), documented
by A and B:
A. Chronic nutritional deficiency present
on two evaluations within a consecutive 12month period and at least 60 days apart
documented by 1 or 2:
1. Anemia with hemoglobin less than 10.0
g/dL; or
2. Serum albumin of 3.0 g/dL or less.
AND
B. Growth failure as required in 1 or 2:
1. For children from birth to attainment of
age 2, three weight-for-length measurements
that are:
a. Within a consecutive 12-month period;
and
b. At least 60 days apart; and
c. Less than the third percentile values in
Table I or Table II; or
TABLE I—MALES BIRTH TO ATTAINMENT OF AGE 2
[Third percentile values for weight-for-length]
Length
(centimeters)
Weight
(kilograms)
Length
(centimeters)
Weight
(kilograms)
Length
(centimeters)
Weight
(kilograms)
45.0
45.5
46.5
47.5
48.5
49.5
50.5
51.5
52.5
53.5
54.5
55.5
56.5
57.5
58.5
59.5
60.5
61.5
62.5
63.5
1.597
1.703
1.919
2.139
2.364
2.592
2.824
3.058
3.294
3.532
3.771
4.010
4.250
4.489
4.728
4.966
5.203
5.438
5.671
5.903
64.5
65.5
66.5
67.5
68.5
69.5
70.5
71.5
72.5
73.5
74.5
75.5
76.5
77.5
78.5
79.5
80.5
81.5
82.5
83.5
6.132
6.359
6.584
6.807
7.027
7.245
7.461
7.674
7.885
8.094
8.301
8.507
8.710
8.913
9.113
9.313
9.512
9.710
9.907
10.104
84.5
85.5
86.5
87.5
88.5
89.5
90.5
91.5
92.5
93.5
94.5
95.5
96.5
97.5
98.5
99.5
100.5
101.5
102.5
103.5
10.301
10.499
10.696
10.895
11.095
11.296
11.498
11.703
11.910
12.119
12.331
12.546
12.764
12.987
13.213
13.443
13.678
13.918
14.163
14.413
TABLE II—FEMALES BIRTH TO ATTAINMENT OF AGE 2
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[Third percentile values for weight-for-length]
Length
(centimeters)
Weight
(kilograms)
Length
(centimeters)
Weight
(kilograms)
Length
(centimeters)
Weight
(kilograms)
45.0
45.5
46.5
47.5
48.5
49.5
50.5
51.5
52.5
53.5
54.5
55.5
56.5
57.5
58.5
59.5
60.5
61.5
62.5
63.5
1.613
1.724
1.946
2.171
2.397
2.624
2.852
3.081
3.310
3.538
3.767
3.994
4.220
4.445
4.669
4.892
5.113
5.333
5.552
5.769
64.5
65.5
66.5
67.5
68.5
69.5
70.5
71.5
72.5
73.5
74.5
75.5
76.5
77.5
78.5
79.5
80.5
81.5
82.5
83.5
5.985
6.200
6.413
6.625
6.836
7.046
7.254
7.461
7.667
7.871
8.075
8.277
8.479
8.679
8.879
9.078
9.277
9.476
9.674
9.872
84.5
85.5
86.5
87.5
88.5
89.5
90.5
91.5
92.5
93.5
94.5
95.5
96.5
97.5
98.5
99.5
100.5
101.5
102.5
103.5
10.071
10.270
10.469
10.670
10.871
11.074
11.278
11.484
11.691
11.901
12.112
12.326
12.541
12.760
12.981
13.205
13.431
13.661
13.895
14.132
2. For children age 2 to attainment of age
18, three BMI-for-age measurements that are:
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a. Within a consecutive 12-month period;
and
b. At least 60 days apart; and
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c. Less than the third percentile value in
Table III or Table IV.
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TABLE III—MALES AGE 2 TO ATTAINMENT OF AGE 18
[Third percentile values for BMI-for-age]
Age
(yrs. and mos.)
BMI
Age
(yrs. and mos.)
BMI
Age
(yrs. and mos.)
BMI
2.0 to 2.1
2.2 to 2.4
2.5 to 2.7
2.8 to 2.11
3.0 to 3.2
3.3 to 3.6
3.7 to 3.11
4.0 to 4.5
4.6 to 5.0
5.1 to 6.0
6.1 to 7.6
7.7 to 8.6
8.7 to 9.1
9.2 to 9.6
9.7 to 9.11
10.0 to 10.3
10.4 to 10.7
10.8 to 10.10
14.5
14.4
14.3
14.2
14.1
14.0
13.9
13.8
13.7
13.6
13.5
13.6
13.7
13.8
13.9
14.0
14.1
14.2
10.11 to 11.2
11.3 to 11.5
11.6 to 11.8
11.9 to 11.11
12.0 to 12.1
12.2 to 12.4
12.5 to 12.7
12.8 to 12.9
12.10 to 13.0
13.1 to 13.2
13.3 to 13.4
13.5 to 13.7
13.8 to 13.9
13.10 to 13.11
14.0 to 14.1
14.2 to 14.4
14.5 to 14.6
14.7 to 14.8
14.3
14.4
14.5
14.6
14.7
14.8
14.9
15.0
15.1
15.2
15.3
15.4
15.5
15.6
15.7
15.8
15.9
16.0
14.9 to 14.10
14.11 to 15.0
15.1 to 15.3
15.4 to 15.5
15.6 to 15.7
15.8 to 15.9
15.10 to 15.11
16.0 to 16.1
16.2 to 16.3
16.4 to 16.5
16.6 to 16.8
16.9 to 16.10
16.11 to 17.0
17.1 to 17.2
17.3 to 17.5
17.6 to 17.7
17.8 to 17.9
17.10 to 17.11
16.1
16.2
16.3
16.4
16.5
16.6
16.7
16.8
16.9
17.0
17.1
17.2
17.3
17.4
17.5
17.6
17.7
17.8
TABLE IV—FEMALES AGE 2 TO ATTAINMENT OF AGE 18
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[Third percentile values for BMI-for-age]
Age
(yrs. and mos.)
BMI
Age
(yrs. and mos.)
BMI
Age
(yrs. and mos.)
BMI
2.0 to 2.2
2.3 to 2.6
2.7 to 2.10
2.11 to 3.2
3.3 to 3.6
3.7 to 3.11
4.0 to 4.4
4.5 to 4.11
5.0 to 5.9
5.10 to 7.6
7.7 to 8.4
8.5 to 8.10
8.11 to 9.3
9.4 to 9.8
9.9 to 10.0
10.1 to 10.4
10.5 to 10.7
14.1
14.0
13.9
13.8
13.7
13.6
13.5
13.4
13.3
13.2
13.3
13.4
13.5
13.6
13.7
13.8
13.9
10.8 to 10.10
10.11 to 11.2
11.3 to 11.5
11.6 to 11.7
11.8 to 11.10
11.11 to 12.1
12.2 to 12.4
12.5 to 12.6
12.7 to 12.9
12.10 to 12.11
13.0 to 13.2
13.3 to 13.4
13.5 to 13.7
13.8 to 13.9
13.10 to 14.0
14.1 to 14.2
...................................
14.0
14.1
14.2
14.3
14.4
14.5
14.6
14.7
14.8
14.9
15.0
15.1
15.2
15.3
15.4
15.5
...................................
14.3 to 14.5
14.6 to 14.7
14.8 to 14.9
14.10 to 15.0
15.1 to 15.2
15.3 to 15.5
15.6 to 15.7
15.8 to 15.10
15.11 to 16.0
16.1 to 16.3
16.4 to 16.6
16.7 to 16.9
16.10 to 17.0
17.1 to 17.3
17.4 to 17.7
17.8 to 17.11
...................................
15.6
15.7
15.8
15.9
16.0
16.1
16.2
16.3
16.4
16.5
16.6
16.7
16.8
16.9
17.0
17.1
...................................
105.09 Liver transplantation (see
105.00G). Consider under a disability for 1
year from the date of the transplant; after
that, evaluate the residual impairment(s).
105.10 Need for supplemental daily
enteral feeding via a gastrostomy (see
105.00H) due to any cause, for children who
have not attained age 3; after that, evaluate
the residual impairment(s).
105.11 Small intestine transplantation
(see 105.00G). Consider under a disability for
1 year from the date of the transplant; after
that, evaluate the residual impairment(s).
105.12 Pancreas transplantation (see
105.00G). Consider under a disability for 1
year from the date of the transplant; after
that, evaluate the residual impairment(s).
*
*
108.00
*
*
*
Skin Disorders
A. Which skin disorders do we evaluate
under these listings? We use these listings to
evaluate skin disorders that result from
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hereditary, congenital, or acquired
pathological processes. We evaluate genetic
photosensitivity disorders (108.07), burns
(108.08), and chronic conditions of the skin
or mucous membranes such as ichthyosis,
bullous disease, dermatitis, psoriasis, and
hidradenitis suppurativa (108.09).
B. What are our definitions for the
following terms used in this body system?
1. Assistive device(s): An assistive device,
for the purposes of these listings, is any
device that is used to improve stability,
dexterity, or mobility. An assistive device
can be hand-held, such as a cane(s), a
crutch(es), or a walker; or worn, such as a
prosthesis or an orthosis.
2. Chronic skin lesions: Chronic skin
lesions can have recurrent exacerbations.
They can occur despite prescribed medical
treatment. These chronic skin lesions can
develop on any part of your body, including
upper extremities, lower extremities, palms
of your hands, soles of your feet, the
perineum, inguinal (groin) region, and axillae
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(underarms). Chronic skin lesions may result
in functional limitations as described in
108.00D2.
3. Contractures: Contractures are
permanent fibrous scar tissue resulting in
tightening and thickening of skin that
prevents normal movement of the damaged
area. They can develop on any part of your
musculoskeletal system, including upper
extremities, lower extremities, palms of your
hands, soles of your feet, the perineum,
inguinal (groin) region, and axillae
(underarms). Contractures may result in
functional limitations as described in
108.00D2.
4. Documented medical need: When we
use the term ‘‘documented medical need,’’
we mean that there is evidence from your
medical source(s) in the medical record that
supports your need for an assistive device
(see § 416.913 of this chapter). The evidence
must include documentation from your
medical source(s) describing any limitation(s)
in your upper or lower extremity functioning
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that supports your need for the assistive
device, and describing the circumstances for
which you need it. The evidence does not
have to include a specific prescription for the
device.
5. Fine and gross movements: Fine
movements, for the purposes of these listings,
involve use of your wrists, hands, and
fingers; such movements include picking,
pinching, manipulating, and fingering. Gross
movements involve use of your shoulders,
upper arms, forearms, and hands; such
movements include handling, gripping,
grasping, holding, turning, and reaching.
Gross movements also include exertional
activities such as lifting, carrying, pushing,
and pulling. Evaluation of fine and gross
movements is dependent on your age.
6. Surgical management: For the purposes
of these listings, surgical management
includes the surgery(-ies) itself, as well as
various post-surgical procedures, surgical
complications, infections or other medical
complications, related illnesses, or related
treatments that delay a person’s attainment of
maximum benefit from surgery.
C. What evidence do we need to evaluate
your skin disorder?
1. To establish the presence of a skin
disorder as a medically determinable
impairment, we need objective medical
evidence from an acceptable medical source
who has examined you for the disorder.
2. We will make every reasonable effort to
obtain your medical history, treatment
records, and relevant laboratory findings, but
we will not purchase genetic testing.
3. When we evaluate the presence and
severity of your skin disorder(s), we generally
need information regarding:
a. The onset, duration, and frequency of
exacerbations;
b. The prognosis of your skin disorder;
c. The location, size, and appearance of
lesions and contractures;
d. Your history of familial incidence;
exposure to toxins, allergens or irritants;
seasonal variations; and stress factors;
e. Your ability to function outside of a
highly protective environment;
f. Laboratory findings (for example, a
biopsy obtained independently of Social
Security disability evaluation or results of
blood tests);
g. Evidence from other medically
acceptable methods consistent with the
prevailing state of medical knowledge and
clinical practice; and
h. Statements you or others make about
your disorder(s), your restrictions, and your
daily activities.
D. How do we evaluate the severity of skin
disorders?
1. General. We evaluate the severity of skin
disorders based on the site(s) of your chronic
skin lesions or contractures, functional
limitations caused by your signs and
symptoms (including pain) (see 108.00D2),
and how your prescribed treatment affects
you. We consider the frequency and severity
of your exacerbations, how quickly they
resolve, and how you function between
exacerbations, to determine whether your
skin disorder meets or medically equals a
listing. If there is no record of ongoing
medical treatment for your disorder, we will
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follow the guidelines in 108.00D6. We will
determine the extent and kinds of evidence
we need from medical and non-medical
sources based on the individual facts about
your disorder. For our basic rules on
evidence, see §§ 416.912, 416.913, and
416.920b of this chapter. For our rules on
evaluating your symptoms, see § 416.929 of
this chapter.
2. Limitation(s) of physical functioning due
to skin disorders.
a. Skin disorders may be due to chronic
skin lesions (see 108.00B2) or contractures
(see 108.00B3), and may cause pain or
restrict movement, which can limit your
ability to initiate, sustain, and complete ageappropriate activities. For example, skin
lesions in the axilla may limit your ability to
raise or reach with the affected arm, or
lesions in the inguinal region may limit your
ability to ambulate, sit, or lift and carry. To
evaluate your skin disorder(s) under 108.07B,
108.08, and 108.09, we require medically
documented evidence of physical
limitation(s) of functioning related to your
disorder. The decrease in physical function
must have lasted, or can be expected to last,
for a continuous period of at least 12 months
(see § 416.909 of this chapter). Xeroderma
pigmentosum is the only skin disorder that
does not include functional criteria because
the characteristics and severity of the
disorder itself are sufficient to meet the
criteria in 108.07A.
b. The functional criteria require
impairment-related physical limitations in
using upper or lower extremities that have
lasted, or can be expected to last, for a
continuous period of at least 12 months,
medically documented by one of the
following:
(i) Inability to use both upper extremities
to the extent that neither can be used to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements;
(ii) Inability to use one upper extremity to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements due to chronic skin lesions
or contractures, and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity; or
(iii) Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete age-appropriate
activities due to chronic skin lesions or
contractures affecting at least two extremities
(including when the limitations are due to
involvement of the perineum or the inguinal
region); or
(iv) Inability to maintain an upright
position while standing or walking, to
independently initiate, sustain, and complete
age-appropriate activities due to chronic skin
lesions or contractures affecting both lower
extremities (including when the limitations
are due to involvement of the perineum or
the inguinal region).
3. Frequency of exacerbations due to
chronic skin lesions. A skin disorder
resulting in chronic skin lesions (see
108.00B2) may have frequent exacerbations
severe enough to meet a listing even if each
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individual skin lesion exacerbation did not
last for an extended amount of time. We will
consider the frequency, severity, and
duration of skin lesion exacerbations; how
quickly they resolve; and how you function
in the time between skin lesion
exacerbations, to determine whether your
skin disorder meets or medically equals a
listing.
4. Symptoms (including pain). Your
symptoms may be an important factor in our
determination of whether your skin
disorder(s) meets or medically equals a
listing. We consider your symptoms only
when you have a medically determinable
impairment(s) that could reasonably be
expected to produce the symptoms. See
§ 416.929 of this chapter.
5. Treatment.
a. General. Treatments for skin disorders
may have beneficial or adverse effects, and
responses to treatment vary from person to
person. Your skin disorder’s response to
treatment may vary due to treatment
resistance or side effects that can result in
functional limitations. We will evaluate all of
the effects of treatment (including surgical
treatment, medications, and therapy) on the
symptoms, signs, and laboratory findings of
your skin disorder, and on your ability to
function.
b. Despite adherence to prescribed medical
treatment for 3 months. Under 108.09, we
require that your symptoms persist ‘‘despite
adherence to prescribed medical treatment
for 3 months.’’ This requirement means that
you must have taken prescribed
medication(s) or followed other medical
treatment prescribed by a physician for 3
consecutive months. Treatment or effects of
treatment may be temporary. In most cases,
sufficient time must elapse to allow us to
evaluate your response to treatment,
including any side effects. For our purposes,
‘‘sufficient time’’ means a period of at least
three months. If your treatment has not lasted
for at least 3 months, we will follow the rules
in 108.00D6a. To evaluate the severity of
physical limitations due to your skin
disorder(s), we require medically
documented evidence of disorder-related
physical limitation(s) of functioning that has
lasted, or can be expected to last, for a
continuous period of at least 12 months. See
§ 416.909 of this chapter. The 3 months
adherence to prescribed medical treatment
must be within the period of at least 12
months that we use to evaluate severity.
c. Treatment with PUVA (psoralen and
ultraviolet A (UVA) light) or biologics. If you
receive additional treatment with PUVA or
biologics to treat your skin disorder(s), we
will defer adjudication of your claim for 6
months from the start of treatment with
PUVA or biologics to evaluate the
effectiveness of these treatments unless we
can make a fully favorable determination or
decision on another basis.
6. No record of ongoing treatment.
a. Despite having a skin disorder, you may
not have received ongoing treatment, may
have just begun treatment, may not have
access to prescribed medical treatment, or
may not have an ongoing relationship with
the medical community. In any of these
situations, you will not have a longitudinal
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medical record for us to review when we
evaluate your disorder. In some instances, we
may be able to assess the severity and
duration of your skin disorder based on your
medical record and current evidence alone.
We may ask you to attend a consultative
examination to determine the severity and
potential duration of your skin disorder (see
§ 416.919a of this chapter).
b. If, for any reason, you have not received
treatment, your skin disorder cannot meet the
criteria for 108.09. If the information in your
case record is not sufficient to show that you
have a skin disorder that meets the criteria
of one of the skin disorders listings, we will
follow the rules in 108.00I.
E. How do we evaluate genetic
photosensitivity disorders under 108.07?
Genetic photosensitivity disorders are
disorders of the skin caused by an increase
in the sensitivity of the skin to sources of
ultraviolet light, including sunlight.
1. Xeroderma pigmentosum (XP)
(108.07A). XP is a genetic photosensitivity
disorder with lifelong hypersensitivity to all
forms of ultraviolet light. Laboratory testing
confirms the diagnosis by documenting
abnormalities in the body’s ability to repair
DNA (deoxyribonucleic acid) mutations after
ultraviolet light exposure. Your skin disorder
meets the requirements of 108.07A if you
have clinical and laboratory findings
supporting a diagnosis of XP (see 108.00E3).
2. Other genetic photosensitivity disorders
(108.07B). The effects of other genetic
photosensitivity disorders may vary and may
not persist over time. To meet the
requirements of 108.07B, a genetic
photosensitivity disorder other than XP must
be established by clinical and laboratory
findings (see 108.00C) and either must result
in chronic skin lesions (see 108.00B2) or
contractures (see 108.00B3) that result in
functional limitations (108.00D), or must
result in the inability to function outside of
a highly protective environment. Some
genetic photosensitivity disorders can have
very serious effects on other body systems,
especially special senses and speech,
neurological, mental, and cancer. We will
evaluate your disorder(s) under the listings in
102.00, 111.00, 112.00, or 113.00, as
appropriate.
3. What evidence do we need to document
that you have XP or another genetic
photosensitivity disorder? We will make a
reasonable effort to obtain evidence of your
disorder(s), but we will not purchase genetic
testing. When the results of genetic tests are
part of the existing evidence in your case
record, we will evaluate the test results with
all other relevant evidence. We need the
following clinical and laboratory findings to
document that you have XP or another
genetic photosensitivity disorder:
a. A laboratory report of a definitive
genetic laboratory test documenting
appropriate chromosomal changes, including
abnormal DNA repair or another DNA
abnormality specific to your type of
photosensitivity disorder, signed by an
acceptable medical source (AMS); or
b. A laboratory report of a definitive test
that is not signed by an AMS, and a report
from an AMS stating that you have
undergone definitive genetic laboratory
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studies documenting appropriate
chromosomal changes, including abnormal
DNA repair or another DNA abnormality
specific to your type of photosensitivity
disorder; or
c. If we do not have a laboratory report of
a definitive test, we need documentation
from an AMS that an appropriate laboratory
analysis or other diagnostic method(s)
confirms a positive diagnosis of your skin
disorder. This documentation must state that
you had the appropriate definitive laboratory
test(s) for diagnosing your disorder and
provide the results, or explain how another
diagnostic method(s), consistent with the
prevailing state of medical knowledge and
clinical practice, established your diagnosis.
4. Inability to function outside of a highly
protective environment means that you must
avoid exposure to ultraviolet light (including
sunlight passing through windows and light
from similar unshielded light sources), wear
protective clothing and eyeglasses, and use
opaque broad-spectrum sunscreens in order
to avoid skin cancer or other serious effects.
F. How do we evaluate burns under
108.08?
1. Electrical, chemical, or thermal burns
frequently affect other body systems; for
example, musculoskeletal, special senses and
speech, respiratory, cardiovascular,
genitourinary, neurological, or mental. We
evaluate burns in the same way we evaluate
other disorders that can affect the skin and
other body systems, using the listing for the
predominant feature of your disorder. For
example, if your soft tissue injuries resulting
from burns are under surgical management
(as defined in 108.00B6), we will evaluate
your disorder under the listings in 101.00.
2. We evaluate third-degree burns resulting
in contractures (see 108.00B3) that have been
documented by an acceptable medical source
to have reached maximum therapeutic
benefit and therefore are no longer receiving
surgical management, under 108.08. To be
disabling, these burns must result in
functional limitation(s) (see 108.00D2) that
has lasted or can be expected to last for a
continuous period of at least 12 months.
G. How do we evaluate chronic conditions
of the skin or mucous membranes under
108.09? We evaluate skin disorders that
result in chronic skin lesions (see 108.00B2)
or contractures (see 108.00B3) under 108.09.
These disorders must result in chronic skin
lesions or contractures that continue to
persist despite adherence to prescribed
medical treatment for 3 months (see
108.00D5b) and cause functional limitations
(see 108.00D2). Examples of skin disorders
evaluated under this listing are ichthyosis,
bullous diseases (such as pemphigus,
epidermolysis bullosa, and dermatitis
herpetiformis), chronic skin infections,
dermatitis, psoriasis, and hidradenitis
suppurativa.
H. How do we evaluate disorders in other
body systems that affect the skin? When your
disorder(s) in another body system affects the
skin, we first evaluate the predominant
feature of your disorder(s) under the
appropriate body system. Examples of
disorders in other body systems that affect
the skin include the following:
1. Tuberous sclerosis. The predominant
functionally limiting features of tuberous
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sclerosis are seizures and intellectual
disability or other mental disorders. We
evaluate these features under the listings in
111.00 or 112.00, as appropriate.
2. Malignant tumors of the skin. Malignant
tumors of the skin (for example, malignant
melanomas) are cancers, or malignant
neoplastic diseases, that we evaluate under
the listings in 113.00.
3. Immune system disorders. We evaluate
skin manifestations of immune system
disorders such as systemic lupus
erythematosus, scleroderma, psoriasis, and
human immunodeficiency virus (HIV)
infection under the listings in 114.00.
4. Head or facial disfigurement or
deformity, and other physical deformities
caused by skin disorders. A head or facial
disfigurement or deformity may result in loss
of your sight, hearing, speech, or ability to
chew. In addition to head and facial
disfigurement and deformity, other physical
deformities may result in associated
psychological problems (for example,
depression). We evaluate the effects of head
or facial disfigurement or deformity, or other
physical deformities caused by skin disorders
under the listings in 101.00, 102.00, 105.00,
or 112.00, as appropriate.
5. Porphyria. We evaluate erythropoietic
protoporphyria under the listings in 107.00.
6. Hemangiomas. We evaluate
hemangiomas associated with
thrombocytopenia and hemorrhage (for
example, Kasabach-Merritt syndrome)
involving coagulation defects under the
listings in 107.00. When hemangiomas
impinge on vital structures or interfere with
functioning, we evaluate their primary effects
under the listings in the appropriate body
system.
I. How do we evaluate skin disorders that
do not meet one of these listings?
1. These listings are only examples of
common skin disorders that we consider
severe enough to result in marked and severe
limitations. If your impairment(s) does not
meet the criteria of any of these listings, we
must also consider whether you have an
impairment(s) that satisfies the criteria of a
listing in another body system.
2. If you have a severe medically
determinable impairment(s) that does not
meet a listing, we will determine whether
your impairment(s) medically equals a
listing. See § 416.926 of this chapter. If your
impairment(s) does not meet or medically
equal a listing, we will also consider whether
your impairment(s) functionally equals the
listings. See § 416.926a of this chapter. We
use the rules in § 416.994a of this chapter
when we decide whether you continue to be
disabled.
108.01 Category of Impairments, Skin
Disorders
108.02–108.06 [Reserved]
108.07 Genetic photosensitivity disorders,
established as described in 108.00E. The
requirements of this listing are met if either
paragraph A or paragraph B is satisfied.
A. Xeroderma pigmentosum (see
108.00E1).
OR
B. Other genetic photosensitivity disorders
(see 108.00E2) with either 1 or 2:
1. Chronic skin lesions (see 108.00B2) or
contractures (see 108.00B3) that cause an
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inability to function outside of a highly
protective environment (see 108.00E4); or
2. Chronic skin lesions (see 108.00B2) or
contractures (see 108.00B3) that cause
functional limitations (see 108.00D2) due to
limitation(s) from your skin condition, such
as pain, as evidenced by:
a. Inability to use both upper extremities to
the extent that neither can be used to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements; or
b. Inability to use one upper extremity to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements (due to chronic skin lesions
or contractures), and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity; or
c. Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete age-appropriate
activities due to chronic skin lesions or
contractures affecting at least two extremities
(including when the limitations are due to
involvement of the perineum or the inguinal
region); or
d. Inability to maintain an upright position
while standing or walking, to independently
initiate, sustain, and complete ageappropriate activities due to chronic skin
lesions or contractures affecting both lower
extremities (including when the limitations
are due to involvement of the perineum or
the inguinal region).
108.08 Burns (see 108.00F). Third-degree
burns that do not require continuing surgical
management, or that have been documented
by an acceptable medical source to have
reached maximum therapeutic benefit and
are no longer receiving surgical management,
resulting in chronic skin lesions (see
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108.00B2) or contractures (see 108.00B3) that
cause functional limitations (see 108.00D2)
due to limitation(s), such as pain, from your
skin condition, as evidenced by:
A. Inability to use both upper extremities
to the extent that neither can be used to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements.
OR
B. Inability to use one upper extremity to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements (due to chronic skin lesions
or contractures), and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity.
OR
C. Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete age-appropriate
activities due to chronic skin lesions or
contractures affecting at least two extremities
(including when the limitations are due to
involvement of the perineum or the inguinal
region).
OR
D. Inability to maintain an upright position
while standing or walking, to independently
initiate, sustain, and complete ageappropriate activities due to chronic skin
lesions or contractures affecting both lower
extremities (including when the limitations
are due to involvement of the perineum or
the inguinal region).
108.09 Chronic conditions of the skin or
mucous membranes (see 108.00G) resulting
in:
A. Chronic skin lesions (see 108.00B2) or
contractures (see 108.00B3); chronic pain; or
other physical limitation(s); that persist
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despite adherence to prescribed medical
treatment for 3 months (see 108.00D5b),
causing functional limitations (see 108.00D2)
due to limitation(s), such as pain, from your
skin condition.
AND
B. Impairment-related significant
limitation demonstrated by 1, 2, 3, or 4:
1. Inability to use both upper extremities
to the extent that neither can be used to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements; or
2. Inability to use one upper extremity to
independently initiate, sustain, and complete
age-appropriate activities involving fine and
gross movements (due to chronic skin lesions
or contractures), and a documented medical
need for a one-handed assistive device that
requires the use of your other upper
extremity; or
3. Inability to stand up from a seated
position and maintain an upright position to
the extent you can independently initiate,
sustain, and complete age-appropriate
activities due to chronic skin lesions or
contractures affecting at least two extremities
(including when the limitations are due to
involvement of the perineum or the inguinal
region); or
4. Inability to maintain an upright position
while standing or walking, to independently
initiate, sustain, and complete ageappropriate activities due to chronic skin
lesions or contractures affecting both lower
extremities (including when the limitations
are due to involvement of the perineum or
the inguinal region).
*
*
*
*
*
[FR Doc. 2019–15554 Filed 7–24–19; 8:45 am]
BILLING CODE P
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[Federal Register Volume 84, Number 143 (Thursday, July 25, 2019)]
[Proposed Rules]
[Pages 35936-35958]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-15554]
[[Page 35935]]
Vol. 84
Thursday,
No. 143
July 25, 2019
Part II
Social Security Administration
-----------------------------------------------------------------------
20 CFR Part 404
Revised Medical Criteria for Evaluating Digestive Disorders and Skin
Disorders; Proposed Rule
Federal Register / Vol. 84, No. 143 / Thursday, July 25, 2019 /
Proposed Rules
[[Page 35936]]
-----------------------------------------------------------------------
SOCIAL SECURITY ADMINISTRATION
20 CFR Part 404
[Docket No. SSA-2017-0042]
RIN 0960-AG65
Revised Medical Criteria for Evaluating Digestive Disorders and
Skin Disorders
AGENCY: Social Security Administration.
ACTION: Notice of proposed rulemaking.
-----------------------------------------------------------------------
SUMMARY: We propose to revise the criteria in the Listing of
Impairments (listings) that we use to evaluate claims involving
digestive and skin disorders in adults and children under titles II and
XVI of the Social Security Act (Act). The proposed revisions reflect
our adjudicative experience, advances in medical knowledge, and
comments we received from experts and the public in response to two
advance notices of proposed rulemaking (ANPRM).
DATES: To ensure that your comments are considered, we must receive
them by no later than September 23, 2019.
ADDRESSES: You may submit comments by any one of three methods--
internet, fax, or mail. Do not submit the same comments multiple times
or by more than one method. Regardless of which method you choose,
please state that your comments refer to Docket No. SSA-2017-0042, so
that we may associate your comments with the correct regulation.
Caution: You should be careful to include in your comments only
information that you wish to make publicly available. We strongly urge
you not to include in your comments any personal information, such as
Social Security numbers or medical information.
1. Internet: We strongly recommend that you submit your comments
via the internet. Please visit the Federal eRulemaking portal at https://www.regulations.gov. Use the Search function to find docket number
SSA-2017-0042. The system will issue a tracking number to confirm your
submission. You will not be able to view your comment immediately
because we must post each comment manually. It may take up to a week
for your comment to be viewable.
2. Fax: Fax comments to (410) 966-2830.
3. Mail: Address your comments to the Office of Regulations and
Reports Clearance, Social Security Administration, 3100 West High Rise,
6401 Security Boulevard, Baltimore, Maryland 21235-6401.
Comments are available for public viewing on the Federal
eRulemaking portal at https://www.regulations.gov or in person, during
regular business hours, by arranging with the contact person identified
below.
FOR FURTHER INFORMATION CONTACT: Cheryl A. Williams, Office of
Disability Policy, Social Security Administration, 6401 Security
Boulevard, Baltimore, Maryland 21235-6401, (410) 965-1020. For
information on eligibility or filing for benefits, call our national
toll-free number, 1-800-772-1213, or TTY 1-800-325-0778, or visit our
internet site, Social Security Online, at https://www.socialsecurity.gov.
SUPPLEMENTARY INFORMATION:
Why are we proposing to revise the listings for digestive and skin
disorders?
We last published final rules that revised the digestive disorders
listings on October 19, 2007, and the skin disorders listings on June
9, 2004.\1\ We are proposing these revisions to reflect our
adjudicative experience, advances in medical knowledge, and comments we
received from experts and the public in response to two ANPRMs.
---------------------------------------------------------------------------
\1\ See 72 FR 59398 (2007) and 69 FR 32260 (2004).
---------------------------------------------------------------------------
How did we develop these proposed rules?
In developing these proposed rules:
We published an ANPRM for digestive disorders in the
Federal Register on December 12, 2007.\2\ We invited the public to
comment on whether we should add a digestive disorders listing based on
functional limitations and, if so, what criteria we should use. We
received 12 comments. Ten commenters recommended adding a digestive
disorders listing with functional criteria and suggested we use the
same functional criteria we use in other body systems.
---------------------------------------------------------------------------
\2\ See 72 FR 70527.
---------------------------------------------------------------------------
We published an ANPRM for skin disorders in the Federal
Register on November 10, 2009.\3\ We invited the public to send us
written comments and suggestions about whether and how we should revise
the skin disorders listings. We received three comments.
---------------------------------------------------------------------------
\3\ See 74 FR 57972, with the docket number corrected at 74 FR
62518.
---------------------------------------------------------------------------
The comments we received from these two ANPRMs informed the
proposed changes in this NPRM. In developing these proposed rules, we
also considered information from several other sources, including:
Medical experts in gastroenterology and dermatology;
Advocacy groups for people with digestive and skin
disorders;
People with digestive and skin disorders and their
families;
People who make and review disability determinations and
decisions for us in State agencies, in our Office of Hearings
Operations, and in our Office of Analytics, Review, and Oversight; and
The published sources we list in the References section at
the end of this preamble.
How is this NPRM organized?
Digestive Disorders Overview of Proposed Revisions
Adult digestive disorders proposed revisions
Child digestive disorders proposed revisions
The following chart shows the heading of the current and proposed
sections of the adult introductory text and listings for digestive
disorders:
------------------------------------------------------------------------
Current sections of the adult Proposed sections of the adult
introductory text and listings for the introductory text and listings
digestive system for digestive disorders
------------------------------------------------------------------------
Introductory Text, 5.00
------------------------------------------------------------------------
A. What kinds of disorders do we A. Which digestive disorders do
consider in the digestive system?. we evaluate in this body
system?
B. What documentation do we need?...... B. What evidence do we need to
evaluate your digestive
disorder?
C. How do we consider the effects of [5.00 H.]
treatment?.
D. How do we evaluate chronic liver C. What is chronic liver
disease?. disease (CLD), and how do we
evaluate it under 5.05?
E. How do we evaluate inflammatory D. What is inflammatory bowel
bowel disease (IBD)?. disease (IBD), and how do we
evaluate it under 5.06?
F. How do we evaluate short bowel E. What is short bowel syndrome
syndrome (SBS)?. (SBS), and how do we evaluate
it under 5.07?
[[Page 35937]]
G. How do we evaluate weight loss due F. How do we evaluate
to any digestive disorder?. malnutrition due to any
digestive disorder under 5.08?
[5.00 D.12.]........................... G. How do we evaluate digestive
organ transplantation?
H. What do we mean by the phrase [5.00 C.2. and G.]
``consider under a disability for 1
year''?
[5.00 C.6.]............................ H. How do we evaluate your
digestive disorder if there is
no record of ongoing
treatment?
I. How do we evaluate your
digestive disorder if there is
evidence establishing a
substance use disorder?
I. How do we evaluate impairments that J. How do we evaluate digestive
do not meet one of the digestive disorders that do not meet one
disorder listings? of these listings?
------------------------------------------------------------------------
Listings
------------------------------------------------------------------------
5.01 Category of Impairments, Digestive 5.01 Category of Impairments,
System. Digestive Disorders
5.02 Gastrointestinal hemorrhaging from 5.02 Gastrointestinal
any cause, requiring blood transfusion. hemorrhaging from any cause,
requiring three blood
transfusions
5.03 [Reserved]........................ 5.03 [Reserved]
5.04 [Reserved]........................ 5.04 [Reserved]
5.05 Chronic liver disease (CLD)....... 5.05 Chronic liver disease
(CLD)
5.06 Inflammatory bowel disease (IBD).. 5.06 Inflammatory bowel disease
(IBD)
5.07 Short bowel syndrome (SBS)........ 5.07 Short bowel syndrome (SBS)
5.08 Weight loss due to any digestive 5.08 Malnutrition due to any
disorder. digestive disorder
5.09 Liver transplantation............. 5.09 Liver transplantation
5.10 [Reserved]
5.11 Small intestine
transplantation
5.12 Pancreas transplantation
------------------------------------------------------------------------
The following chart shows the heading of the current and proposed
sections of the child introductory text and listings for digestive
disorders:
------------------------------------------------------------------------
Current sections of the child Proposed sections of the child
introductory text and listings for the introductory text and listings
digestive system for digestive disorders
------------------------------------------------------------------------
Introductory Text, 105.00
------------------------------------------------------------------------
A. What kinds of disorders do we A. Which digestive disorders do
consider in the digestive system?. we evaluate in this body
system?
B. What documentation do we need?...... B. What evidence do we need to
evaluate your digestive
disorder?
C. How do we consider the effects of [105.00 J.]
treatment?.
D. How do we evaluate chronic liver C. What is chronic liver
disease?. disease (CLD), and how do we
evaluate it under 105.05?
E. How do we evaluate inflammatory D. What is inflammatory bowel
bowel disease (IBD)?. disease (IBD), and how do we
evaluate it under 105.06?
F. How do we evaluate short bowel E. What is short bowel syndrome
syndrome (SBS)?. (SBS), and how do we evaluate
it under 105.07?
G. How do we evaluate growth failure F. How do we evaluate growth
due to any digestive disorder?. failure due to any digestive
disorder under 105.08?
[105.00 D.13.]......................... G. How do we evaluate digestive
organ transplantation?
H. How do we evaluate the need for H. How do we evaluate the need
supplemental daily enteral feeding via for supplemental daily enteral
a gastrostomy? feeding via a gastrostomy?
I. How do we evaluate esophageal I. How do we evaluate
stricture or stenosis?. esophageal stricture or
stenosis?
J. What do we mean by the phrase [105.00 C.2., C.4., and G.]
``consider under a disability for 1
year''?
[105.00 C.6.].......................... J. How do we evaluate your
digestive disorder if there is
no record of ongoing
treatment?
K. How do we evaluate your
digestive disorder if there is
evidence establishing a
substance use disorder?
K. How do we evaluate impairments that L. How do we evaluate digestive
do not meet one of the digestive disorders that do not meet one
disorder listings? of these listings?
------------------------------------------------------------------------
Listings
------------------------------------------------------------------------
105.01 Category of Impairments, 105.01 Category of Impairments,
Digestive System. Digestive Disorders
105.02 Gastrointestinal hemorrhaging 105.02 Gastrointestinal
from any cause, requiring blood hemorrhaging from any cause,
transfusion. requiring three blood
transfusions
105.03 [Reserved]...................... 105.03 [Reserved]
105.04 [Reserved]...................... 105.04 [Reserved]
105.05 Chronic liver disease........... 105.05 Chronic liver disease
(CLD)
105.06 Inflammatory bowel disease (IBD) 105.06 Inflammatory bowel
disease (IBD)
105.07 Short bowel syndrome (SBS)...... 105.07 Short bowel syndrome
(SBS)
105.08 Growth failure due to any 105.08 Growth failure due to
digestive disorder. any digestive disorder
[[Page 35938]]
105.09 Liver transplantation........... 105.09 Liver transplantation
105.10 Need for supplemental daily 105.10 Need for supplemental
enteral feeding via a gastrostomy. daily enteral feeding via a
gastrostomy
105.11 Small intestine
transplantation
105.12 Pancreas transplantation
------------------------------------------------------------------------
Skin Disorders Overview of Proposed Revisions
Adult skin disorders proposed revisions
Child skin disorders proposed revisions
The following chart shows the heading of the current and proposed
sections of the adult introductory text and listings for skin
disorders:
------------------------------------------------------------------------
Current sections of the adult Proposed sections of the adult
introductory text and listings for the introductory text and listings
skin disorders for skin disorders
------------------------------------------------------------------------
Introductory Text, 8.00
------------------------------------------------------------------------
A. What skin disorders do we evaluate A. Which skin disorders do we
with these listings?. evaluate under these listings?
B. What documentation do we need?...... B. What are our definitions for
the following terms used in
this body system?
C. How do we assess the severity of C. What evidence do we need to
your skin disorder(s)?. evaluate your skin disorder?
D. How do we assess impairments that D. How do we evaluate the
may affect the skin and other body severity of skin disorders?
systems?
E. How do we evaluate genetic E. How do we evaluate genetic
photosensitivity disorders?. photosensitivity disorders
under 8.07?
F. How do we evaluate burns?........... F. How do we evaluate burns
under 8.08?
G. How do we determine if your skin G. How do we evaluate chronic
disorder(s) will continue at a conditions of the skin or
disabling level of severity in order mucous membranes under 8.09?
to meet the duration requirement?
H. How do we assess your skin H. How do we evaluate disorders
disorder(s) if your impairment does in other body systems that
not meet the requirements of one of affect the skin?
these listings?
I...................................... I. How do we evaluate skin
disorders that do not meet one
of these listings?
------------------------------------------------------------------------
Listings
------------------------------------------------------------------------
8.01 Category of Impairments, Skin 8.01 Category of Impairments,
Disorders. Skin Disorders
8.02 Ichthyosis........................ 8.02 [Reserved]
8.03 Bullous disease................... 8.03 [Reserved]
8.04 Chronic infections of the skin or 8.04 [Reserved]
mucous membranes.
8.05 Dermatitis........................ 8.05 [Reserved]
8.06 Hidradenitis suppurativa.......... 8.06 [Reserved]
8.07 Genetic photosensitivity disorders 8.07 Genetic photosensitivity
disorders
8.08 Burns............................. 8.08 Burns
8.09 Chronic conditions of the
skin or mucous membranes
------------------------------------------------------------------------
The following chart shows the heading of the current and proposed
sections of the child introductory text and listings for skin
disorders:
------------------------------------------------------------------------
Current sections of the child Proposed sections of the child
introductory text and listings for the introductory text and listings
skin disorders for skin disorders
------------------------------------------------------------------------
Introductory Text, 108.00
------------------------------------------------------------------------
A. What skin disorders do we evaluate A. Which skin disorders do we
with these listings?. evaluate under these listings?
B. What documentation do we need?...... B. What are our definitions for
the following terms used in
this body system?
C. How do we assess the severity of C. What evidence do we need to
your skin disorder(s)?. evaluate your skin disorder?
D. How do we assess impairments that D. How do we evaluate the
may affect the skin and other body severity of skin disorders?
systems?
E. How do we evaluate genetic E. How do we evaluate genetic
photosensitivity disorders?. photosensitivity disorders
under 108.07?
F. How do we evaluate burns?........... F. How do we evaluate burns
under 108.08?
G. How do we determine if your skin G. How do we evaluate chronic
disorder(s) will continue at a conditions of the skin or
disabling level of severity in order mucous membranes under 108.09?
to meet the duration requirement?
H. How do we assess your skin H. How do we evaluate disorders
disorder(s) if your impairment does in other body systems that
not meet the requirements of one of affect the skin?
these listings?
I...................................... I. How do we evaluate skin
disorders that do not meet one
of these listings?
------------------------------------------------------------------------
Listings
------------------------------------------------------------------------
108.01 Category of Impairments, Skin 108.01 Category of Impairments,
Disorders. Skin Disorders
[[Page 35939]]
108.02 Ichthyosis...................... 108.02 [Reserved]
108.03 Bullous disease................. 108.03 [Reserved]
108.04 Chronic infections of the skin 108.04 [Reserved]
or mucous membranes.
108.05 Dermatitis...................... 108.05 [Reserved]
108.06 Hidradenitis suppurativa........ 108.06 [Reserved]
108.07 Genetic photosensitivity 108.07 Genetic photosensitivity
disorders. disorders
108.08 Burns........................... 108.08 Burns
108.09 Chronic conditions of
the skin or mucous membranes
------------------------------------------------------------------------
What revisions are we proposing for digestive disorders?
We propose to:
Change the name of the body system from ``Digestive
System'' to ``Digestive Disorders'' to be consistent with the
nomenclature of all body systems;
Revise and reorganize the introductory text to provide
guidance for using the revised criteria in listings;
Revise the SSA Chronic Liver Disease (SSA CLD) score in
listings 5.05 and 105.05;
Add criteria to listings 5.06 and 105.06 for repeated
complications of IBD;
Add adult and child listings for small intestine
transplantation (proposed 5.11 and 105.11) and pancreas transplantation
(proposed 5.12 and 105.12); and
Make minor editorial revisions to the introductory text
and listings for clarity.
Proposed 5.00--Introductory Text to the Adult Digestive Disorders
Listings
The following describes changes we are proposing to the
introductory text.
Proposed 5.00C--What is chronic liver disease (CLD), and how do we
evaluate it under 5.05?
We propose to:
Redesignate current 5.00C (How do we consider the effects
of treatment?) as proposed 5.00H and remove some of the guidance in
current 5.00C (paragraphs 1 through C4) because the guidance is a
restatement of general policy on how we consider the effects of
treatment that is not unique to digestive disorders but applicable to
all medically determinable impairments;
Redesignate current 5.00D (How do we evaluate chronic
liver disease?) as proposed 5.00C;
Remove the discussion of hepatitis B and C in current
5.00D4 (Chronic viral hepatitis infections) because it does not contain
guidance on evaluating CLD and continue to evaluate CLD resulting from
hepatitis B and C under proposed listing 5.05;
In 5.00C2, incorporate the information about CLD
manifestations that is in current 5.00D3 (Manifestations of chronic
liver disease) and 5.00D5 through 5.00D10 (Gastrointestinal hemorrhage,
Ascites or hydrothorax, Spontaneous bacterial peritonitis, Hepatorenal
syndrome, Hepatopulmonary syndrome, and Hepatic encephalopathy),
provide guidance on how to assess the severity of these manifestations,
and include the guidance in current 5.00H (What do we mean by the
phrase ``consider under a disability for 1 year''?); and
In 5.00C3, incorporate the information about the SSA CLD
score calculation in current 5.00D11 (End stage liver disease (ESLD)
documented by scores from the SSA Chronic Liver Disease (SSA CLD)
calculation) and add an SSA CLD calculation example.
Proposed 5.00D--What is inflammatory bowel disease (IBD), and how do we
evaluate it under 5.06?
We propose to redesignate current 5.00E (How do we evaluate
inflammatory bowel disease?) as proposed 5.00D. We would describe the
factors we consider when we evaluate impaired functioning due to IBD
under proposed 5.06C. We would also define ``marked'' limitation and
explain the three areas of functioning we use in the proposed listing.
Proposed 5.00E--What is short bowel syndrome (SBS), and how do we
evaluate it under 5.07?
We propose to redesignate current 5.00F (How do we evaluate short
bowel syndrome?) as proposed 5.00E. We would also remove text about
long-term complications of SBS because this content, while not
incorrect, is not necessary to understand in order to evaluate SBS
under 5.07.
Proposed 5.00F--How do we evaluate malnutrition due to any digestive
disorder under 5.08?
We propose to redesignate current 5.00G (How do we evaluate weight
loss due to any digestive disorder?) as proposed 5.00F. We would also
use the term ``malnutrition'' instead of ``weight loss,'' and clarify
that weight loss must be the result of malnutrition caused by a
digestive disorder.
Proposed 5.00G--How do we evaluate digestive organ transplantation?
We propose to incorporate the guidance in current 5.00D12 (Liver
transplantation), and the guidance in 5.00H (What do we mean by the
phrase ``consider under a disability for 1 year''?), in proposed 5.00G.
Proposed 5.00H--How do we evaluate your digestive disorder if there is
no record of ongoing treatment?
In proposed 5.00H, we incorporate the guidance in current 5.00C6,
which explains what we do when there is no record of ongoing treatment.
As we explained earlier, we removed the guidance in current 5.00C
(paragraphs 1 through 4) because this the guidance is a restatement of
general policy on how we consider the effects of treatment that is not
unique to digestive disorders but applicable to all medically
determinable impairments.
Proposed 5.00I--How do we evaluate your digestive disorder if there is
evidence establishing a substance use disorder?
In proposed 5.00I, we incorporate by reference our regulations for
determining whether drug addiction or alcoholism is a contributing
factor material to the determination of disability because use of drugs
or alcohol may result in a chronic digestive disorder, such as drug-
induced hepatitis or alcoholic liver disease.
Proposed 5.00J--How do we evaluate digestive disorders that do not meet
one of these listings?
We propose to redesignate current 5.00I (How do we evaluate
impairments that do not meet one of the digestive disorder listings?)
as proposed 5.00J.
Proposed Changes to the Adult Digestive Disorders Listings
Proposed Listing 5.02--Gastrointestinal Hemorrhaging From Any Cause
We propose to change the period during which the criteria in
listing 5.02
[[Page 35940]]
must occur from a ``6-month period'' to a ``12-month period'' to be
consistent with the timeframe criteria in all other body systems within
the listings.
Proposed Listing 5.05--Chronic Liver Disease (CLD)
In 5.05A, we propose to clarify the requirement for documenting
hemodynamic instability by moving the list of signs of hemodynamic
instability from current 5.00D5 (Gastrointestinal hemorrhage) to
proposed 5.05A. In 5.05B (Ascites or hydrothorax), we propose to change
the period during which ascites or hydrothorax must occur from a ``6-
month period'' to a ``12-month period'' to be consistent with the
timeframe criteria in all other body systems within the listings.
In 5.05E1 (Hepatopulmonary syndrome documented by arterial PaO2),
we propose to add ``measured by an ABG test, while at rest, breathing
room air, less than or equal to'' to clarify our requirements for a
PaO2 measurement. In 5.05G (SSA CLD scores), we
propose to change the SSA CLD score requirement from ``22 or greater''
to ``at least 20.'' A score of at least 20 accurately identifies
advanced, end stage liver disease that will prevent a person from
engaging in any gainful activity or will lead to
death.4 5 6 7 We also propose to remove the term ``end stage
liver disease'' because the evidence we require in order for us to
consider chronic liver disease under 5.05G does not need to include the
term ``end stage liver disease'' (which may also be referred to as
``chronic liver failure'').
---------------------------------------------------------------------------
\4\ Annamalai, A., Harada, M., Chen, M., Tran, T., Ko, A., Ley,
E., . . . Noureddin, M. (2016). Predictors of mortality in the
critically ill cirrhotic patient: Is the model for end-stage liver
disease enough? Journal of the American College of Surgeons, 224(3),
276-282. doi:10.1016/j.jamcollsurg.2016.11.005.
\5\ Zhiang, E., Zhang, Z., Want, S., Xiao, Z., Gu, J., Xiong,
M., . . . Huang, Z. (2016). Predicting the severity of liver
cirrhosis through clinical parameters. Journal of Surgical Research,
204(2), 274-281. doi:10.1016/j.jss.2016.04.036.
\6\ Singal, A.K. & Kamath, P.S. (2013). Model for end-stage
liver disease. Journal of Clinical and Experimental Hepatology,
3(1), 50-60. doi:10.1016/j.jceh.2012.11.002.
\7\ Bittermann, T., Makar, G., & Goldberg, D.S. (2015). Early
post-transplant survival: Interaction of MELD score and
hospitalization status. Journal of Hepatology, 63(3), 601-608.
doi:10.1016/j.jhep.2015.03.034.
---------------------------------------------------------------------------
Proposed Listing 5.06--Inflammatory Bowel Disease (IBD)
We propose to remove the low hemoglobin, low serum albumin, and
weight loss criteria, which indicate malnutrition, in current 5.06
because we will evaluate those criteria under proposed 5.08
(Malnutrition due to any digestive disorder). In 5.06A (Obstruction of
stenotic areas) and 5.06B (Combination of clinical findings), we
propose to change the period during which the listing criteria must
occur from a ``6-month period'' to a ``12-month period'' to be
consistent with the timeframe criteria in all other body systems within
the listings.
We also propose to add a criterion (proposed 5.06C) for repeated
complications of IBD that result in marked limitation in at least one
area of functioning. These criteria characterize complications of IBD
that prevent a person from engaging in any gainful
activity.8 9 10 11 This proposed listing combines medical
criteria with specific limitations in functioning to identify IBD of
listing-level severity. The addition of functional criteria is also
consistent with the listings that already include these same functional
criteria, which are 7.18 (Repeated complications of hematological
disorders), 14.02B (Repeated manifestations of systemic lupus
erythematosus), 14.04D (Repeated manifestations of systemic sclerosis),
14.05E (Repeated manifestations of polymyositis or dermatomyositis),
14.06B (Repeated manifestations of undifferentiated or mixed connective
tissue disease), 14.07C (Repeated manifestations of an immune
deficiency disorder), 14.09D (Repeated manifestations of inflammatory
arthritis), 14.10B (Sj[ouml]gren's syndrome), and 14.11I (Repeated
manifestations of HIV infection).
---------------------------------------------------------------------------
\8\ Farraye, F.A., Melmed, G.Y., Lichtenstein, G.R., & Kane,
S.V. (2017). ACG clinical guidelines: Preventative care in
inflammatory bowel disease. American Journal of Gastroenterology,
112(2), 241-258.
\9\ Gajendran, M., Loganathan, P., Catinella, A.P., & Hashash,
J.G. (2018). A comprehensive review and update on Crohn's disease.
Disease-a-Month, 64, 20-57.
\10\ Rubin, D.T., Ananthakrishnan, A.N., Siegel, C.A., Sauer,
B.G., & Long, M.D. (2019). ACG clinical guidelines: Ulcerative
colitis in adults. American Journal of Gastroenterology, 114(3),
384-413.
\11\ Yarur, A.J., Strobel, S.G., Deshpande, A.R., & Abreu, M.T.
(2011). Predictors of aggressive inflammatory bowel disease.
Gastroenterology & Hepatology, 7(10), 652-659.
---------------------------------------------------------------------------
Proposed Listing 5.07--Short Bowel Syndrome (SBS)
We propose to require ``surgical resection of any amount of the
small intestine'' instead of ``surgical resection of more than one-half
of the small intestine'' because measurement of the total length of
remaining intestine within the abdominal cavity is rarely obtained
during surgery.12 13 14
---------------------------------------------------------------------------
\12\ Eca, R. & Barbosa, E. (2016). Short bowel syndrome:
treatment options. Journal of Coloproctology, 36(4), 262-272.
doi:10.1016/j.jcol.2013.07.002.
\13\ Hommel, M.J., van Baren, R., & Haveman, J.W. (2016).
Surgical management and autologous intestinal reconstruction in
short bowel syndrome. Best Practice & Research Clinical
Gastroenterology, 30(2), 263-280. doi:10.1016/j.bpg.2016.03.006.
\14\ Wong, T. & Gupte, G. (2015). Complications of short bowel
syndrome. Paediatrics and Child Health, 25(9), 418-421. doi:10.1016/
j.paed.2015.07.001.
---------------------------------------------------------------------------
Proposed Listing 5.08--Malnutrition Due to Any Digestive Disorder
We propose to revise the heading of current 5.08 from ``Weight loss
due to any digestive disorder'' to ``Malnutrition due to any digestive
disorder,'' and revise the body mass index (BMI) measurement from
``less than 17.5'' to ``less than 18.0.'' We also propose to include
the criteria for low hemoglobin, low serum albumin, and the need for
supplemental daily enteral or parenteral nutrition, which are in
current 5.06B. These criteria are findings indicative of malnutrition,
which may result from any digestive disorder, not just IBD. The
combination of low BMI measurements and one of these other findings
improves the specificity of listing 5.08.\15\ Lastly, we propose to
change the period during which the listing criteria must occur from a
``6-month period'' to a ``12-month period'' to be consistent with the
timeframe criteria in all other body systems within the listings.
---------------------------------------------------------------------------
\15\ Naldi, M., Baldassarre, M., Domenicali, M., Bartolini, M.,
& Caraceni, P. (2017). Structural and functional integrity of human
serum albumin: Analytical approaches and clinical relevance in
patients with liver cirrhosis. Journal of Pharmaceutical and
Biomedical Analysis, 144, 138-153. doi.org/10.1016/j.jpba.2017.04.023.
---------------------------------------------------------------------------
Proposed Digestive Organ Transplantation Listings
We propose to add listing 5.11 for small intestine transplantation
and listing 5.12 for pancreas transplantation.16 17 We
currently evaluate small intestine and pancreas transplantations under
listing 5.09 for liver transplantation using our medical equivalence
rules. The separate listings would allow us to differentiate which
digestive organ has been transplanted and allow us to propose future
updates to each separate listing, as needed, based on medical advances
in the specific organ transplant category.
---------------------------------------------------------------------------
\16\ Dholakia, S., Mittal, S., Quiroga, I., Gilbert, J.,
Sharples, E.J., Ploeg, R.J., & Friend, P.J. (2016). Pancreas
transplantation: Past, present, future. The American Journal of
Medicine, 129(7), 667-673. doi:10.1016/j.amjmed.2016.02.011.
\17\ Hommel, M.J., van Baren, R., & Haveman, J.W. (2016).
Surgical management and autologous intestinal reconstruction in
short bowel syndrome. Best Practice & Research Clinical
Gastroenterology, 30(2), 263-280. doi:10.1016/j.bpg.2016.03.006.
---------------------------------------------------------------------------
[[Page 35941]]
Proposed 105.00--Introductory Text to the Child Digestive Disorders
Listings
We repeat much of the introductory text of proposed 5.00 in the
introductory text of proposed 105.00. This repetition is because the
same basic rules apply for evaluating digestive disorders in adults and
in children.
Proposed Changes to the Child Digestive Disorders Listings
We are proposing changes in the child listings to correspond with
the changes we are proposing in the adult listings. The reasons we gave
earlier for changing or removing current criteria for adults also apply
to the criteria for children. Additionally, the numbering of the child
listings would conform to the adult listings.
What revisions are we proposing for skin disorders?
We propose to:
Revise and reorganize the introductory text to provide
guidance for using the revised criteria in listings;
Remove and reserve current adult listings 8.02
(Ichthyosis), 8.03 (Bullous disease), 8.04 (Chronic infections of the
skin or mucous membranes), 8.05 (Dermatitis), and 8.06 (Hidradenitis
suppurativa) and consolidate the current criteria into one listing for
chronic conditions of the skin or mucous membranes (proposed 8.09), and
remove and reserve current child listings 108.02 (Ichthyosis), 108.03
(Bullous disease), 108.04 (Chronic infections of the skin or mucous
membranes), 108.05 (Dermatitis), and 108.06 (Hidradenitis suppurativa)
and consolidate the current criteria into one listing for chronic
conditions of the skin or mucous membranes (proposed 108.09), to
strengthen adjudicative ease and more efficiently capture adults and
children with skin disorders of listing-level severity;
Include limitations of physical functioning we use to
assess impairment severity, which are explained in current 8.00C and
108.00C (How do we assess the severity of your skin disorder(s)?), in
the listing criteria for adult listings 8.07B (Other genetic
photosensitivity disorders), 8.08 (Burns), and 8.09 (Chronic conditions
of the skin or mucous membranes) and child listings 108.07B (Other
genetic photosensitivity disorders), 108.08 (Burns), and 108.09
(Chronic conditions of the skin or mucous membranes); and
Make minor editorial revisions to the introductory text
and listings for clarity.
Proposed 8.00--Introductory Text to the Adult Skin Disorders Listings
Most of the guidance in the proposed introductory text is
substantively the same as the guidance in the current introductory
text. The following is a detailed description of the significant
changes we are proposing to the introductory text. In addition to the
changes we describe below, we are proposing other, minor changes to the
introductory text to clarify how we use the proposed listings to
evaluate skin disorders.
Proposed 8.00B--What are our definitions for the following terms used
in this body system?
In this new section, 8.00B, we provide definitions for terms, such
as ``chronic skin lesions'' and ``contractures,'' that we use in the
listings to evaluate skin disorders.
Proposed 8.00C--What evidence do we need to evaluate your skin
disorder?
In 8.00C, we incorporate the guidance in current 8.00B (What
documentation do we need?).
Proposed 8.00D--How do we evaluate the severity of skin disorders?
In 8.00D, we discuss how we evaluate the severity of skin disorders
(which is now contained in current 8.00C) and add a clearer explanation
for how we quantify limitations in functioning under these listings. In
8.00D1, we explain how we evaluate the severity of skin disorders based
on the site(s) of the lesions or contractures and the response to
treatment. In 8.00D2, we explain the functional criteria we use to
evaluate skin disorders under proposed 8.07B (Other genetic
photosensitivity disorders), 8.08 (Burns), and 8.09 (Chronic conditions
of the skin or mucous membranes). Chronic skin lesions or contractures
may restrict movement and result in limitation(s) of physical
functioning (ability to use the upper extremities, stand up from a
seated position, or maintain an upright position while standing or
walking). In 8.00D3, we propose to replace the term ``flare-ups'' with
``exacerbations.''
In 8.00D4, we propose to incorporate the guidance on symptoms in
current 8.00C3 (Symptoms (including pain)). In 8.00D5, we propose to
incorporate and revise the guidance on treatment in current 8.00D4
(Disfigurement or deformity) and 8.00G (How do we determine if your
skin disorder(s) will continue at a disabling level of severity in
order to meet the duration requirement?). We propose to replace the
term ``continuing treatment as prescribed'' with ``adherence to
prescribed medical treatment'' to be consistent with current medical
terminology. In 8.00D5b, we provide guidance on how to evaluate skin
disorders after adherence to prescribed medical treatment for 3 months.
In 8.00D5c, we provide guidance on how to evaluate claims in which
the prescribed medical treatment is psoralen and ultraviolet A light
(PUVA) or biologics. PUVA is a treatment involving exposure to UVA
light after taking a biologic medication called psoralen that increases
the skin's sensitivity to ultraviolet light. PUVA is generally used
under medical supervision when other conservative treatments for skin
disorders have proven to be ineffective.18 19 20 21 We
explain that, if a person receives PUVA or biologics, we will defer
adjudication until 6 months from the start of treatment unless we can
make a fully favorable determination or decision on another basis. In
8.00D6, we clarify how we evaluate cases in which there is no
longitudinal record of ongoing treatment.
---------------------------------------------------------------------------
\18\ Farahnik, B., Nakamura, M., Singh, R.K., Abrouk, M., Zhu,
T.H., Lee, K.M., . . . Liao, W. (2016). The patient's guide to
psoriasis treatment. Part 2: PUVA phototherapy. Dermatology and
Therapy, 6(3), 315-324. doi:10.1007/s13555-016-0130-9.
\19\ Ong, S., & Venning, V. (2014). PUVA treatment information
for patients. Retrieved from Oxford University Hospital NHS website:
https://www.ouh.nhs.uk/patient-guide/leaflets/files/120719puva.pdf.
\20\ Shenoi, S.D., & Prabhu, S. (2014). Photochemotherapy (PUVA)
in psoriasis and vitiligo. Indian Journal of Dermatology,
Venereology and Leprology, 80(6), 497-504. doi:10.4103/0378-
6323.144143.
\21\ Weber, F., Schmuth, M., Seep, N., & Fritsch, P. (2005).
Bath-water PUVA therapy with 8-methoxypsoralen in mycosis fungoides.
Acta Dermato-Venereologica, 85, 329-332. doi:10.1080/
00015550510032814.
---------------------------------------------------------------------------
Proposed 8.00E--How do we evaluate genetic photosensitivity disorders
under 8.07?
In 8.00E3, we explain that we will not purchase genetic testing,
but will consider the results of this testing if it is in a person's
case record. In 8.00E4, we include what the phrase ``inability to
function outside of a highly protective environment'' means, which is
in current 8.00E2 (Other genetic photosensitivity disorders).
Proposed 8.00F--How do we evaluate burns under 8.08?
In 8.00F, we include guidance for evaluating third-degree burns
resulting in contractures that have been documented by an acceptable
medical source to have reached maximum therapeutic benefit.
[[Page 35942]]
Proposed 8.00G--How do we evaluate chronic conditions of the skin or
mucous membranes under 8.09?
In 8.00G, we provide examples of the skin disorders we evaluate
under new listing 8.09, which include ichthyosis, bullous diseases,
chronic skin infections, dermatitis, and hidradenitis suppurativa.
Proposed 8.00H--How do we evaluate disorders in other body systems that
affect the skin?
In 8.00H, we include the guidance in current 8.00D (How do we
assess impairments that may affect the skin and other body systems?).
We also propose to include a new paragraph (8.00H1) on evaluating skin
disorders that are complications of diabetes mellitus.
Proposed 8.00I--How do we evaluate skin disorders that do not meet one
of these listings?
In 8.00I, we include the guidance in current 8.00H (How do we
assess your skin disorder(s) if your impairment does not meet the
requirements of one of these listings?).
Proposed Changes to the Adult Skin Disorders Listings
Proposed Listing 8.07--Genetic Photosensitivity Disorders
We propose to include the functional criteria, which we explain
above, directly in 8.07B to evaluate limitation of physical functioning
due to a genetic photosensitivity disorder. In some cases, this
requirement may be overlooked by adjudicators because the functional
criteria are not currently included as listing criteria, but rather are
explained in the introductory text.
Proposed Listing 8.08--Burns
We propose to include the functional criteria, which we explain
above, directly in 8.08 to evaluate limitation of physical functioning
due to burns. In some cases, this requirement may be overlooked by
adjudicators because the functional criteria are not currently included
as listing criteria, but rather are explained in the introductory text.
Proposed Listing 8.09--Chronic Conditions of the Skin or Mucous
Membranes
We propose to remove and reserve current listings 8.02
(Ichthyosis), 8.03 (Bullous disease), 8.04 (Chronic infections of the
skin or mucous membranes), 8.05 (Dermatitis), and 8.06 (Hidradenitis
suppurativa) and add listing 8.09 to evaluate these skin disorders. The
criteria in the current listings are identical for each type of skin
disorder, and all of the named disorders are chronic conditions of the
skin or mucous membranes. In proposed 8.09, we propose to include the
functional criteria, which we explain above, to evaluate limitation in
physical functioning due to these skin disorders. In some cases, this
requirement may be overlooked by adjudicators because the functional
criteria are not currently included as listing criteria, but rather are
explained in the introductory text.
Proposed 108.00--Introductory Text to the Child Skin Disorders Listings
We repeat much of the introductory text of proposed 8.00 in the
introductory text of proposed 108.00. This repetition is because the
same basic rules apply for evaluating skin disorders in adults also
apply to skin disorders in children with one exception--how we evaluate
limitation of physical functioning. Children's physical abilities
change as they grow and mature. For example, young infants are not able
to walk, but do move their extremities and may use them to roll over,
crawl, or perform other functions as they develop. To evaluate the
severity of skin disorders in children, we propose to use criteria
based on a child's ability to independently initiate, sustain, and
complete age-appropriate activities.
Proposed Changes to the Child Skin Disorders Listings
We are proposing changes in the child listings to correspond with
the changes we are proposing in the adult listings. Other changes are
specific to how we evaluate skin disorders in children. The reasons we
gave earlier for changing or removing current criteria for adults also
apply to the criteria for children. Additionally, the numbering of the
child listings would conform to that of the adult listings.
Other Questions
We are interested in receiving public comments on the following
topics:
Are there any digestive or skin disorders that meet one of
the proposed listings, but are generally expected to medically improve
after a certain amount of time to the point at which the disorders are
no longer of listing-level severity? If you believe there are digestive
or skin disorders that fit into this category, please tell us by
submitting your comments and any supporting research or data on that
issue.
Do the proposed rules for evaluating chronic conditions of
the skin or mucous membranes (conditions such as psoriasis and
hidradenitis suppurativa) appropriately consider whether treatment
regimens interfere with the ability to do any work? If you believe the
criteria should be revised, please tell us by submitting your comments
and any supporting research or data.
Should any of the proposed listings for either digestive
disorders or skin disorders be combined into one listing or divided
into multiple listings to strengthen adjudicative ease and capture
adults or children with impairments that are of listing-level severity?
Based on advances in medical functional restorative
treatment of many skin disorders, is our proposal for the durations of
persistent treatment appropriate for listing-level severity?
Specifically, the current listings for chronic skin infections require
that claimants be considered for listing-level severity if
exacerbations persist despite adherence to prescribed medical treatment
for three months, unless we can make a fully favorable determination or
decision on another basis. We propose that, for claimants who have
access to treatment with PUVA or biologics, the skin disorder be
considered for listing-level severity if exacerbations persist despite
treatment for six months from the start of PUVA or biologics.
Alternatively, for burns, we propose that, for consideration of
listing-level severity, an acceptable medical source document maximum
therapeutic benefit and, therefore, a claimant is no longer receiving
surgical management. Do these criteria create incentive to not seek
medical treatment in order to obtain or maintain access to disability
benefits? If you believe the criteria for skin disorder treatment
duration should be revised, please tell us by submitting your comments
and any supporting research or data.
What is our authority to make rules and set procedures for determining
whether a person is disabled under the statutory definition?
The Act authorizes us to make rules and regulations and to
establish necessary and appropriate procedures to implement them.\22\
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\22\ Sections 205(a), 702(a)(5), and 1631(d)(1).
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How long would these proposed rules be effective?
If we publish these proposed rules as final rules, they will remain
in effect for 5 years after the date they become effective, unless we
extend them, or revise and issue them again.
[[Page 35943]]
Rulemaking Analyses and Notices
We will consider all comments we receive on or before the close of
business on the comment closing date indicated above. The comments will
be available for examination in the rulemaking docket for these rules
at the above address. We will file comments received after the comment
closing date in the docket and will consider those comments to the
extent practicable. However, we will not respond specifically to
untimely comments. We may publish a final rule at any time after close
of the comment period.
Clarity of These Proposed Rules
Executive Order 12866, as supplemented by Executive Order 13563,
requires each agency to write all rules in plain language. In addition
to your substantive comments on these proposed rules, we invite your
comments on how to make them easier to understand.
For example:
Would more, but shorter, sections be better?
Are the requirements in the rules clearly stated?
Have we organized the material to suit your needs?
Could we improve clarity by adding tables, lists, or
diagrams?
What else could we do to make the rules easier to
understand?
Do the rules contain technical language or jargon that is
not clear?
Would a different format make the rules easier to
understand; e.g., grouping and order of sections, use of headings,
paragraphing?
When will we start to use these rules?
We will not use these proposed rules until we evaluate public
comments and publish final rules in the Federal Register. All final
rules we issue include an effective date. We will continue to use our
current rules until that date. If we publish final rules, we will
include a summary of the relevant comments we received and an
explanation of how we will apply the new rules.
Regulatory Procedures
Executive Order 12866, as Supplemented by Executive Order 13563
We consulted with the Office of Management and Budget (OMB) and
determined that these proposed rules meet the criteria for a
significant regulatory action under Executive Order 12866, as
supplemented by Executive Order 13563. Therefore, OMB reviewed them.
We also determined that these proposed rules meet the plain
language requirement of Executive Order 12866.
Executive Order 13132 (Federalism)
We analyzed these proposed rules in accordance with the principles
and criteria established by Executive Order 13132, and determined that
these proposed rules will not have sufficient Federalism implications
to warrant the preparation of a Federalism assessment. We also
determined that these proposed rules will not preempt any State law or
State regulation or affect the States' abilities to discharge
traditional State governmental functions.
Regulatory Flexibility Act
We certify that these proposed rules would not have a significant
economic impact on a substantial number of small entities because they
affect individuals only. Therefore, a regulatory flexibility analysis
is not required under the Regulatory Flexibility Act, as amended.
Executive Order 13771
Anticipated Accounting Costs of These Proposed Rules
Anticipated Costs to Our Programs
Our Office of the Chief Actuary estimates, based on the best
available data, that this proposed rule, assuming it is finalized and
implemented for all disability decisions completed after February 1,
2020, would result in a reduction of $155 million in OASDI benefit
payments and a reduction of $55 million in Federal SSI payments over
the 10-year period of FY 2019-2028.
Anticipated Administrative Costs to the Social Security Administration
The Office of Budget, Finance, and Management estimated
administrative savings of less than 15 work years and $2 million
annually, which we consider to be a non-significant amount.
Paperwork Reduction Act
These rules do not create any new or affect any existing
collections and, therefore, do not require OMB approval under the
Paperwork Reduction Act.
References
We consulted the following references when we developed these
proposed rules:
Digestive Disorders
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Kamath, P.S., . . . Reddy, K.R. (2017). Hepatic encephalopathy is
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Bhutta, A.Q. & Garcia-Tsao, G. (2015). The role of medical therapy
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Brown, C.L., Hammill, B.G., Qualls, L.G., Curtis, L.H., & Muir, A.J.
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Farraye, F.A., Melmed, G.Y., Lichtenstein, G.R., & Kane, S.V.
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Gajendran, M., Loganathan, P., Catinella, A.P., & Hashash, J.G.
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Garcia-Tsao, G. & Bosch, J. (2015). Varices and variceal hemorrhage
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Garcia-Tsao, G., . . . Kamath, P.S. (2012). Acute-on chronic liver
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Kandiah, P.A. & Kumar, G. (2016). Hepatic encephalopathy--the old
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Kim, J. (2012). Risk factors and outcome of acute severe lower
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Lafferty, H.D., & Morris, J. (2015). Acute upper gastrointestinal
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Macken, L. & Blaker, P.A. (2015). Management of acute severe
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Moore, K. (2015). Diagnosis and management of ascites and
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Muir, A.J. (2015). Understanding the complexities of cirrhosis.
Clinical Therapeutics, 37(8), 1822-1836. doi:10.1016/
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syndrome, hepatopulmonary syndrome, and systematic complications of
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Nolan, J.D., Johnston, I.M., & Walters, J.R. (2015). Physiology of
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Peyrin-Biroulet, L., Pan[eacute]s, J., Sandborn, W.J., Vermeire, S.,
Danese, S., Feagan, B.G., . . . Rycroft, B. (2016). Defining disease
severity in inflammatory bowel diseases: Current and future
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Rubin, D.T., Ananthakrishnan, A.N., Siegel, C.A., Sauer, B.G., &
Long, M.D. (2019). ACG clinical guidelines: Ulcerative colitis in
adults. American Journal of Gastroenterology, 114(3), 384-413.
Shokoohi, H., Pourmand, A., Teng, J., & Lucas, J. (2017). Acute
liver failure and emergency consideration for liver transplant. The
American Journal of Emergency Medicine, 35(11), 1779-1781.
doi:10.1016/j.ajem.2017.05.028.
Singal, A.K. & Kamath, P.S. (2013). Model for end-stage liver
disease. Journal of Clinical and Experimental Hepatology, 3(1), 50-
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Tee, C.T., Wallis, K., & Gabe, S.M. (2011). Emerging treatment
options for short bowel syndrome: Potential role of teduglutide.
Clinical and Experimental Gastroenterology, 4, 189-196. doi:10.2147/
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Vuachet, D., Cervoni, J., Vuitton, L., Weil, D., Dritsas, S.,
Dussaucy, A., . . . Thevenot, T. (2015). Improved survival of
cirrhotic patients with variceal bleeding over the decade 2000-2010.
Clinics and Research in Hepatology and Gastroenterology, 39(1), 59-
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Wei, Q., Nemdarry, R.S., Zhuang, R., Li, J., Ling, Q., Wu, J., . . .
Zheng, S. (2017). A good prognostic predictor for liver
transplantation recipients with benign end-stage liver cirrhosis.
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doi:10.1016/S1499-3872(16)60187-X.
Yarur, A.J., Strobel, S.G., Deshpande, A.R., & Abreu, M.T. (2011).
Predictors of aggressive inflammatory bowel disease.
Gastroenterology & Hepatology, 7(10), 652-659.
Zhiang, E., Zhang, Z., Want, S., Xiao, Z., Gu, J., Xiong, M., . . .
Huang, Z. (2016). Predicting the severity of liver cirrhosis through
clinical parameters. Journal of Surgical Research, 204(2), 274-281.
doi:10.1016/j.jss.2016.04.036.
Skin Disorders
De Jager, M.E., de Jong, E.M., van de Kerkhof, P.C., & Seyger M.M.
(2010). Efficacy and safety of treatments for childhood psoriasis: A
systematic literature review. Journal of the American Academy of
Dermatology, 62(6), 1013-1030. doi:10.1016/j.jaad.2009.06.048.
DiGiovanna, J.J., & Kraemer, K.H. (2012). Shining a light on
xeroderma pigmentosum. Journal of Investigative Dermatology, 132(3),
785-796. doi:10.1038/jid.2011.426.
Eichenfield, L.F., Tom, W.L., Berger, T.G., Krol, A., Paller, A.S.,
Schwarzenberger, K., . . . Sidbury, R. (2014). Guidelines of care
for management of atopic dermatitis: Section 2. Management and
treatment of atopic dermatitis with topical therapies. Journal of
the American Academy of Dermatology, 71(1), 116-132. doi:10.1016/
j.jaad.2014.03.023.
Farahnik, B., Nakamura, M., Singh, R.K., Abrouk, M., Zhu, T.H., Lee,
K.M., . . . Liao, W. (2016). The patient's guide to psoriasis
treatment. Part 2: PUVA phototherapy. Dermatology and Therapy, 6(3),
315-324. doi:10.1007/s13555-016-0130-9.
Gupta, R., Woodley, D.T., & Chen, M. (2012). Epidermolysis bullosa
acquisita. Clinics in Dermatology, 30(1), 60-69. doi:10.1016/
j.clindermatol.2011.03.011.
Jemec, G.B., & Kimball, A.B. (2015). Hidradenitis suppurativa:
Epidemiology and scope of the problem. Journal of the American
Academy of Dermatology, 73(5), S4-S7. doi:10.1016/
j.jaad.2015.07.052.
Ong, S., & Venning, V. (2014). PUVA treatment information for
patients. Retrieved from Oxford University Hospital NHS website:
https://www.ouh.nhs.uk/patient-guide/leaflets/files/120719puva.pdf.
Prens, E., & Deckers, I. (2015). Pathophysiology of hidradenitis
suppurativa: An update. Journal of the American Academy of
Dermatology, 73(5), S8-S11. doi:10.1016/j.jaad.2015.07.045.
Rachakonda, T.D., Schupp, C.W., & Armstrong, A.W. (2014). Psoriasis
prevalence among adults in the United States. Journal of the
American Academy of Dermatology, 70(3), 512-516. doi:10.1016/
j.jaad.2013.11.013.
Rich-Garg, N., Truong, B., Ehst, B., Deodhar, A., Ku, J., Vakil-
Gilani, K., . . . Blauvelt, A. (2015). Demographics, clinical
disease characteristics, and quality of life in a large cohort of
psoriasis patients with and without psoriatic arthritis. Clinical,
Cosmetic and Investigational Dermatology, 8, 563-569. doi:10.2147/
ccid.s90270.
Schwieger-Briel, A., Moellmann, C., Mattulat, B., Schauer, F.,
Kiritsi, D., Schmidt, E., . . . Kern, J.S. (2014). Bullous
pemphigoid in infants: characteristics, diagnosis and treatment.
Orphanet Journal of Rare Diseases, 9, 185. doi:10.1186/s13023-014-
0185-6.
Shenoi, S.D., & Prabhu, S. (2014). Photochemotherapy (PUVA) in
psoriasis and vitiligo. Indian Journal of Dermatology, Venereology
and Leprology, 80(6), 497-504. doi:10.4103/0378-6323.144143.
Sidbury, R., Tom, W.L., Bergman, J.N., Cooper, K.D., Silverman,
R.A., Berger, T.G., . . .Eichenfield, L.F. (2014). Guidelines of
care for the management of atopic dermatitis: Section 4. Prevention
of disease flares and use of adjunctive therapies and approaches.
Journal of the American Academy of Dermatology, 71(6), 1218-1233.
doi:10.1016/j.jaad.2014.08.038.
Tollefson, M.M., Crowson, C.S., McEvoy, M.T., & Kremers, H.M.
(2010). Incidence of psoriasis in children: A population-based
study. Journal of the American Academy of Dermatology, 62(6), 979-
987. doi:10.1016/j.jaad.2009.07.029.
van der Zee, H.H., & Jemec, G.B. (2015). New insights into the
diagnosis of hidradenitis suppurativa: Clinical presentations and
phenotypes. Journal of the American Academy of Dermatology, 73(5),
23-26. doi:10.1016/j.jaad.2015.07.047.
Watson, W. & Kapur, S. (2011). Atopic dermatitis. Allergy, Asthma &
Clinical Immunology, 7(1), 1-7. doi:10.1186/1710-1492-7-S1-S4.
Weber, F., Schmuth, M., Seep, N., & Fritsch, P. (2005). Bath-water
PUVA therapy with 8-methoxypsoralen in mycosis fungoides. Acta
Dermato-Venereologica, 85, 329-332. doi:10.1080/00015550510032814.
We will make these references available to you for inspection if
you are interested in reading them. Please make arrangements with
the contact person shown in this preamble if you would like to
review any reference materials.
(Catalog of Federal Domestic Assistance Program Nos. 96.001, Social
Security--Disability Insurance; 96.002, Social Security--Retirement
Insurance; 96.004, Social Security--Survivors Insurance; and 96.006,
Supplemental Security Income).
List of Subjects in 20 CFR Part 404
Administrative practice and procedure, Blind, Disability benefits,
Old-age, survivors, and disability insurance, Reporting and
recordkeeping requirements, Social Security.
Andrew Saul,
Commissioner of Social Security.
For the reasons set forth in the preamble, we propose to amend
subpart P of part 404 of title 20 of the Code of Federal Regulations as
set forth below:
[[Page 35945]]
PART 404--FEDERAL OLD-AGE, SURVIVORS AND DISABILITY INSURANCE
(1950- )
Subpart P--Determining Disability and Blindness
0
1. The authority citation for subpart P of part 404 continues to read
as follows:
Authority: Secs. 202, 205(a), (b), and (d)-(h), 216(i), 221(a)
and (h)-(j), 222(c), 223, 225, and 702(a)(5) of the Social Security
Act (42 U.S.C. 402, 405(a), (b), and (d)-(h), 416(i), 421(a) and
(h)-(j), 422(c), 423, 425, and 902(a)(5)); sec. 211(b), Pub. L. 104-
193, 110 Stat. 2105, 2189; sec. 202, Pub. L. 108-203, 118 Stat. 509
(42 U.S.C. 902 note).
0
2. Amend appendix 1 to subpart P of part 404 as follows:
0
a. Revise items 6 and 9 of the introductory text before part A;
0
b. In part A, revise the body system name for section 5.00 in the table
of contents and sections 5.00 and 8.00; and
0
c. In part B, revise the body system name for section 105.00 in the
table of contents and sections 105.00 and 108.00.
The revisions read as follows:
Appendix 1 to Subpart P of Part 404--Listing of Impairments
* * * * *
6. Digestive Disorders (5.00 and 105.00) [date 5 years from the
effective date of the final rule].
* * * * *
9. Skin Disorders (8.00 and 108.00) [date 5 years from the
effective date of the final rule].
* * * * *
Part A
* * * * *
5.00 Digestive Disorders
* * * * *
5.00 Digestive Disorders
A. Which digestive disorders do we evaluate in this body system?
We evaluate digestive disorders that result in severe dysfunction of
the liver, pancreas, and gastrointestinal tract (the large, muscular
tube that extends from the mouth to the anus, where the movement of
muscles, along with the release of hormones and enzymes, allows for
the digestion of food) in this body system. Examples of such
disorders and the listings we use to evaluate them include chronic
liver disease (5.05), inflammatory bowel disease (5.06), and short
bowel syndrome (5.07). We also use this body system to evaluate
gastrointestinal hemorrhaging from any cause (5.02), malnutrition
due to any digestive disorder (5.08), liver transplantation (5.09),
small intestine transplantation (5.11), and pancreas transplantation
(5.12). We evaluate cancers affecting the digestive system under the
listings in 13.00.
B. What evidence do we need to evaluate your digestive disorder?
1. General. To establish that you have a digestive disorder, we
need medical evidence about the existence of your digestive disorder
and its severity. Medical evidence should include your medical
history, physical examination findings, operative reports, and
relevant laboratory findings.
2. Laboratory findings. We need laboratory reports such as
results of imaging (see 5.00B3), endoscopy, and other diagnostic
procedures. We may also need clinical laboratory and pathology
results.
3. Imaging refers to medical imaging techniques, such as x-ray,
ultrasound, magnetic resonance imaging, and computerized tomography.
The imaging must be consistent with the prevailing state of medical
knowledge and clinical practice as a proper technique to support the
evaluation of the disorder.
C. What is chronic liver disease (CLD), and how do we evaluate
it under 5.05?
1. General. CLD is loss of liver function with cell necrosis
(cell death), inflammation, or scarring of the liver that persists
for more than 6 months. Common causes of CLD in adults include
chronic infection with hepatitis B virus (HBV) or hepatitis C virus
(HCV), and prolonged alcohol abuse.
a. We will evaluate your signs of CLD, such as jaundice, changes
in size of the liver and spleen, ascites, peripheral edema, or
altered mental status. We will also evaluate your symptoms of CLD,
such as pruritus (itching), fatigue, nausea, loss of appetite, or
sleep disturbances when we assess the severity of your impairment(s)
and how it affects your ability to function. In the absence of
evidence of a chronic liver impairment, episodes of acute liver
disease do not meet the requirements of 5.05.
b. Laboratory findings of your CLD may include decreased serum
albumin, increased International Normalized Ratio (INR), arterial
deoxygenation (hypoxemia), increased serum creatinine, oliguria
(reduced urine output), or sodium retention. Another laboratory
finding that may be included in the evidence is a liver biopsy. If
you have had a liver biopsy, we will make every reasonable effort to
obtain the results; however, we will not purchase a liver biopsy.
2. Manifestations of CLD.
a. Gastrointestinal hemorrhaging (5.05A), as a consequence of
cirrhosis and high pressure in the liver's portal venous system, may
occur from varices (dilated veins in the esophagus or the stomach)
or from portal hypertensive gastropathy (abnormal mucosal changes in
the stomach). When gastrointestinal hemorrhaging is due to a cause
other than CLD, we evaluate it under 5.02. The phrase ``consider
under a disability for 1 year'' in 5.02 and 5.05A does not refer to
the date on which your disability began, only to the date on which
we must reevaluate whether your impairment(s) continues to meet a
listing or is otherwise disabling. We determine the onset of your
disability based on the facts of your case.
b. Ascites or hydrothorax (5.05B) is a pathologic accumulation
of fluid in the peritoneal cavity (ascites) or pleural space
(hydrothorax). Ascites or hydrothorax may be diagnosed by removing
some of the fluid with needle aspiration (paracentesis or
thoracentesis), physical examination, or imaging. The most common
causes of ascites are portal hypertension and low serum albumin
resulting from CLD. We evaluate other causes of ascites and
hydrothorax that are unrelated to CLD, such as congestive heart
failure and cancer, under the listings in the affected body systems.
c. Spontaneous bacterial peritonitis (SBP) (5.05C) is an acute
bacterial infection of peritoneal fluid, and is most commonly
associated with CLD. SBP is diagnosed by laboratory analysis of
peritoneal fluid (obtained by paracentesis) that contains a
neutrophil count (also called absolute neutrophil count) of at least
250 cells/mm\3\. 5.05C is satisfied with one evaluation documenting
peritoneal infection. We evaluate other causes of peritonitis that
are unrelated to CLD, such as tuberculosis, malignancy, and
perforated bowel, under the listings in the affected body systems.
d. Hepatorenal syndrome (5.05D) is renal failure associated with
CLD in the absence of underlying kidney pathology. Findings
associated with hepatorenal syndrome include elevation of serum
creatinine, sodium retention with low urinary sodium excretion, and
oliguria (reduced output of urine). We evaluate renal dysfunction
with known underlying kidney pathology, such as glomerulonephritis,
tubular necrosis, and renal infections under the listings in 6.00.
e. Hepatopulmonary syndrome (5.05E) is arterial deoxygenation
(hypoxemia) due to intrapulmonary vascular dilation and
arteriovenous shunting, associated with CLD. We evaluate pulmonary
dysfunction with known underlying respiratory pathology, such as
asthma, pneumonia, and pulmonary infections, under the listings in
3.00.
(i) Under 5.05E1, we require a resting arterial blood gas (ABG)
measurement obtained while you are breathing room air; that is,
without oxygen supplementation. The ABG report must include the
PaO2 value, your name, the date of the test,
and either the altitude or both the city and State of the test site.
(ii) We will not purchase the specialized imaging techniques
described in 5.05E2; however, if you have had the test(s) at a time
relevant to your claim, we will make every reasonable effort to
obtain the report.
f. Hepatic encephalopathy (5.05F), also known as portosystemic
encephalopathy, is a recurrent or chronic neuropsychiatric disorder
associated with CLD.
(i) Under 5.05F2, we require documentation of a mental
impairment associated with hepatic encephalopathy. A mental
impairment can include abnormal behavior, changes in mental status,
or an altered state of consciousness. Reports of abnormal behavior
may show that you are experiencing delusions, paranoia, or
hallucinations. Reports of changes in mental status may show change
in sleep patterns, personality or mood changes, poor concentration,
or poor judgment or cognitive dysfunction (for example, impaired
memory, poor problem-solving ability, or attention deficits).
Reports of altered state of consciousness may show that you are
experiencing confusion, delirium, or stupor.
(ii) Signs and laboratory findings that document the severity of
hepatic encephalopathy when not attributable to
[[Page 35946]]
other causes may include a ``flapping tremor'' (asterixis),
characteristic abnormalities found on an electroencephalogram (EEG),
or abnormal serum albumin or coagulation values. We will not
purchase an EEG; however, if you have had this test at a time
relevant to your claim, we will make every reasonable effort to
obtain the report for the purpose of establishing whether your
impairment meets the criteria of 5.05F.
(iii) We will not evaluate acute encephalopathy under 5.05F if
it results from conditions other than CLD. For example, we will
evaluate acute encephalopathy caused by vascular events under the
listings in 11.00 and acute encephalopathy caused by cancer under
the listings in 13.00.
3. SSA CLD score (5.05G). Listing 5.05G requires two SSA CLD
scores, each requiring three laboratory values. The ``date of the
SSA CLD score'' is the date of the earliest of the three laboratory
values used for its calculation. The date of the second SSA CLD
score must be at least 60 days after the date of the first SSA CLD
score and both scores must be within the required 12-month period.
a. We calculate the SSA CLD score using a formula that includes
three laboratory values: Serum creatinine (mg/dL), total bilirubin
(mg/dL), and INR. The formula for the SSA CLD score calculation is:
9.57 x [loge(serum creatinine mg/dL)] + 3.78 x
[loge(serum total bilirubin mg/dL)] + 11.2 x
[loge(INR)] + 6.43
b. When we indicate ``loge'' (also abbreviated
``ln'') in the formula for the SSA CLD score calculation, we mean
the ``base e logarithm'' or ``natural logarithm'' of the numerical
laboratory value, not the ``base 10 logarithm'' or ``common
logarithm'' (log) of the laboratory value, and not the actual
laboratory value. For example, if a person has laboratory values of
serum creatinine 2.0 mg/dL, serum total bilirubin 1.5 mg/dL, and INR
1.0, we compute the SSA CLD score as follows:
9.57 x [loge(serum creatinine 2.0 mg/dL) = 0.693] + 3.78
x [loge(serum total bilirubin 1.5 mg/dL) = 0.405] + 11.2
x [loge(INR 1.0) = 0] + 6.43
= 6.63 + 1.53 + 0 + 6.43
= 14.6, which we round to an SSA CLD score of 15.
c. For any SSA CLD score calculation, all of the required
laboratory values (serum creatinine, serum total bilirubin, and INR)
must have been obtained within a continuous 30-day period. We round
any of the required laboratory values less than 1.0 up to 1.0 to
calculate your SSA CLD score. If there are multiple laboratory
values within the 30-day interval for any given laboratory test, we
use the highest value to calculate your SSA CLD score. If you are in
renal failure or on dialysis within a week of any serum creatinine
test in the period used for the SSA CLD calculation, we will use a
serum creatinine value of 4, which is the maximum serum creatinine
level allowed in the calculation, to calculate your SSA CLD score.
We will not use any INR values derived from testing done while you
are on anticoagulant treatment in our SSA CLD calculation. We round
the results of your SSA CLD score calculation to the nearest whole
integer to arrive at your SSA CLD score.
D. What is inflammatory bowel disease (IBD), and how do we
evaluate it under 5.06?
1. IBD is a group of inflammatory conditions of the small
intestine and colon. The most common IBD disorders are Crohn's
disease and ulcerative colitis. Remissions and exacerbations of
variable duration are a hallmark of IBD.
2. We evaluate your signs and symptoms of IBD, such as diarrhea,
fecal incontinence, rectal bleeding, abdominal pain, fatigue, fever,
nausea, vomiting, arthralgia, abdominal tenderness, and palpable
abdominal mass (usually inflamed loops of bowel), when we assess the
severity of your impairment(s).
3. We consider other signs or laboratory findings of IBD that
indicate malnutrition, such as anemia, edema, weight loss, or
hypoalbuminemia, when we determine your ability to maintain adequate
nutrition. We evaluate your inability to maintain adequate nutrition
under 5.08.
4. Repeated complications of IBD.
a. Examples of complications of IBD include abscesses,
intestinal perforation, toxic megacolon, infectious colitis,
pyoderma gangrenosum, ureteral obstruction, primary sclerosing
cholangitis, and hypercoagulable state (which may lead to thromboses
or embolism). When we evaluate repeated complications of IBD, we
consider all relevant information in your case record to determine
the effects of your IBD on your ability to function independently,
appropriately, effectively, and on a sustained basis. Factors we
consider include, but are not limited to: Your symptoms, the
frequency and duration of your complications, periods of
exacerbation and remission, and the functional effects of your
treatment, including the side effects of your medication. Your
impairment will satisfy this criterion regardless of whether you
have the same kind of complication repeatedly, all different
complications, or any other combination of complications; for
example, two of the same kind of complication and a different one.
b. To satisfy the requirements described under 5.06C, your IBD
must result in repeated complications and marked limitation in one
of three areas of functioning: Activities of daily living;
maintaining social functioning; or completing tasks in a timely
manner due to deficiencies in concentration, persistence, or pace.
If the complications do not last as long or occur as frequently as
required under 5.06C, we will consider whether your IBD medically
equals the listing.
c. Marked limitation means that the signs and symptoms of your
IBD interfere seriously with your ability to function. Although we
do not require the use of such a scale, ``marked'' would be the
fourth point on a five-point rating scale consisting of no
limitation, mild limitation, moderate limitation, marked limitation,
and extreme limitation. We do not define ``marked'' by a specific
number of activities of daily living or different behaviors in which
your social functioning is impaired, or a specific number of tasks
that you are able to complete, but by the nature and overall degree
of interference with your functioning. You may have marked
limitation when several activities or functions are impaired, or
when only one is impaired. Additionally, you need not be totally
precluded from performing an activity to have marked limitation, as
long as the degree of limitation interferes seriously with your
ability to function independently, appropriately, and effectively.
The term ``marked'' does not imply that you must be confined to bed,
hospitalized, or in a nursing home.
d. Activities of daily living include, but are not limited to,
such activities as doing household chores, grooming and hygiene,
using a post office, taking public transportation, or paying bills.
We will find that you have ``marked'' limitation in activities of
daily living if you have a serious limitation in your ability to
maintain a household or take public transportation because of
symptoms, such as pain, severe fatigue, anxiety, or difficulty
concentrating, caused by your IBD (including complications of the
disorder) or its treatment, even if you are able to perform some
self-care activities.
e. Maintaining social functioning includes the capacity to
interact independently, appropriately, effectively, and on a
sustained basis with others. It includes the ability to communicate
effectively with others. We will find that you have ``marked''
limitation in maintaining social functioning if you have a serious
limitation in social interaction on a sustained basis because of
symptoms, such as pain, severe fatigue, anxiety, or difficulty
concentrating, or a pattern of exacerbation and remission, caused by
your IBD (including complications of the disorder) or its treatment,
even if you are able to communicate with close friends or relatives.
f. Completing tasks in a timely manner due to deficiencies in
concentration, persistence, or pace involves the ability to sustain
concentration, persistence, or pace to permit timely completion of
tasks commonly found in work settings. We will find that you have
``marked'' limitation in completing tasks if you have a serious
limitation in your ability to sustain concentration or pace adequate
to complete work-related tasks because of symptoms, such as pain,
severe fatigue, anxiety, or difficulty concentrating, caused by your
IBD (including complications of the disorder) or its treatment, even
if you are able to do some routine activities of daily living.
E. What is short bowel syndrome (SBS), and how do we evaluate it
under 5.07?
1. SBS is a malabsorption disorder that occurs when ischemic
vascular insults (caused, for example, by volvulus or necrotizing
enterocolitis), trauma, or IBD complications require(s) surgical
resection of any amount of the small intestine, resulting in chronic
malnutrition.
2. We require a copy of the operative report that includes
details of the surgical findings, or postoperative imaging
indicating a resection of the small intestine. If we cannot get one
of these reports, we need other medical reports that include details
of the surgical findings. We also need medical documentation that
you are dependent on daily parenteral nutrition to provide most of
your nutritional requirements.
F. How do we evaluate malnutrition due to any digestive disorder
under 5.08?
[[Page 35947]]
1. We evaluate malnutrition due to any digestive disorder using
two body mass index (BMI) measurements at least 60 days apart in
combination with an abnormal laboratory finding. If you have more
than two BMI measurements within a consecutive 12-month period, we
will use your two lowest BMI measurements that are at least 60 days
apart.
2. BMI is the ratio of your weight to the square of your height.
a. We use measurements of your weight and height without shoes
for these calculations.
b. We calculate BMI using one of the following formulas:
English Formula
BMI = [Weight in Pounds/(Height in Inches x Height in Inches)] x 703
Metric Formulas
BMI = Weight in Kilograms/(Height in Meters x Height in Meters)
BMI = [Weight in Kilograms/(Height in Centimeters x Height in
Centimeters)] x 10,000
G. How do we evaluate digestive organ transplantation? If you
receive a liver (5.09), small intestine (5.11), or pancreas (5.12)
transplant, we will consider you to be disabled under the listing
for 1 year from the date of the transplant. After that, we evaluate
your residual impairment(s) by considering the adequacy of your
post-transplant function, the frequency and severity of any
rejection episodes you have, complications in other body systems,
and adverse treatment effects. People who receive digestive organ
transplants generally have impairments that meet our definition of
disability before they undergo transplantation. The phrase
``consider under a disability for 1 year'' in 5.09, 5.11, and 5.12
does not refer to the date on which your disability began, only to
the date on which we must reevaluate whether your impairment(s)
continues to meet a listing or is otherwise disabling. We determine
the onset of your disability based on the facts of your case.
H. How do we evaluate your digestive disorder if there is no
record of ongoing treatment? If there is no record of ongoing
treatment despite the existence of a severe impairment(s), we will
assess the severity and duration of your digestive disorder based on
the current medical and other evidence in your case record. If there
is no record of ongoing treatment, you may not be able to show an
impairment that meets a digestive disorders listing, but your
impairment may medically equal a listing, or be disabling based on
consideration of your residual functional capacity, age, education,
and work experience.
I. How do we evaluate your digestive disorder if there is
evidence establishing a substance use disorder? If we find that you
are disabled and there is medical evidence in your case record
establishing that you have a substance use disorder, we will
determine whether your substance use disorder is a contributing
factor material to the determination of disability. See Sec.
404.1535 and Sec. 416.935 of this chapter. Digestive disorders
resulting from drug or alcohol use are often chronic in nature and
will not necessarily improve with cessation in drug or alcohol use.
J. How do we evaluate digestive disorders that do not meet one
of these listings?
1. These listings are only examples of common digestive
disorders that we consider severe enough to prevent you from doing
any gainful activity. If your impairment(s) does not meet the
criteria of any of these listings, we must also consider whether you
have an impairment(s) that satisfies the criteria of a listing in
another body system.
2. If you have a severe medically determinable impairment(s)
that does not meet a listing, we will determine whether your
impairment(s) medically equals a listing. See Sec. 404.1526 and
Sec. 416.926 of this chapter. Digestive disorders may be associated
with disorders in other body systems, and we consider the combined
effects of multiple impairments when we determine whether they
medically equal a listing. If your impairment(s) does not meet or
medically equal a listing, you may or may not have the residual
functional capacity to engage in substantial gainful activity. We
proceed to the fourth step and, if necessary, the fifth step of the
sequential evaluation process in Sec. 404.1520 and Sec. 416.920 of
this chapter. We use the rules in Sec. 404.1594 and Sec. 416.994
of this chapter, as appropriate, when we decide whether you continue
to be disabled.
5.01 Category of Impairments, Digestive Disorders
5.02 Gastrointestinal hemorrhaging from any cause, requiring
three blood transfusions of at least 2 units of blood per
transfusion, within a consecutive 12-month period and at least 30
days apart. Consider under a disability for 1 year following the
last documented transfusion; after that, evaluate the residual
impairment(s).
5.03-5.04 [Reserved]
5.05 Chronic liver disease (CLD) (see 5.00C) with A, B, C, D, E,
F, or G:
A. Hemorrhaging from esophageal, gastric, or ectopic varices, or
from portal hypertensive gastropathy (see 5.00C2a), documented by
imaging (see 5.00B3); resulting in hemodynamic instability indicated
by signs such as pallor (pale skin), diaphoresis (profuse
perspiration), rapid pulse, low blood pressure, postural hypotension
(pronounced fall in blood pressure when arising to an upright
position from lying down, or syncope (fainting); and requiring
hospitalization for transfusion of at least two units of blood.
Consider under a disability for 1 year following the documented
transfusion; after that, evaluate the residual impairment(s).
OR
B. Ascites or hydrothorax not attributable to other causes (see
5.00C2b), present on two evaluations within a consecutive 12-month
period and at least 60 days apart. Each evaluation must document the
ascites or hydrothorax by 1, 2, or 3:
1. Paracentesis; or
2. Thoracentesis; or
3. Imaging or physical examination with a or b:
a. Serum albumin of 3.0 g/dL or less; or
b. INR of at least 1.5.
OR
C. Spontaneous bacterial peritonitis (see 5.00C2c) documented by
peritoneal fluid containing a neutrophil count of at least 250
cells/mm\3\.
OR
D. Hepatorenal syndrome (see 5.00C2d) documented by 1, 2, or 3:
1. Serum creatinine elevation of at least 2 mg/dL; or
2. Oliguria with 24-hour urine output less than 500 mL; or
3. Sodium retention with urine sodium less than 10 mEq per
liter.
OR
E. Hepatopulmonary syndrome (see 5.00C2e) documented by 1 or 2:
1. Arterial PaO2 measured by an ABG test,
while at rest, breathing room air, less than or equal to:
a. 60 mm Hg, at test sites less than 3,000 feet above sea level;
or
b. 55 mm Hg, at test sites from 3,000 through 6,000 feet above
sea level; or
c. 50 mm Hg, at test sites over 6,000 feet above sea level; or
2. Intrapulmonary arteriovenous shunting as shown by contrast-
enhanced echocardiography or macroaggregated albumin lung perfusion
scan.
OR
F. Hepatic encephalopathy (see 5.00C2f) with documentation of
abnormal behavior, cognitive dysfunction, changes in mental status,
or altered state of consciousness (for example, confusion, delirium,
stupor, or coma), present on two evaluations within a consecutive
12-month period and at least 60 days apart and either 1 or 2:
1. History of transjugular intrahepatic portosystemic shunt
(TIPS) or other surgical portosystemic shunt; or
2. One of the following on at least two evaluations at least 60
days apart within the same consecutive 12-month period as in F:
a. Asterixis or other fluctuating physical neurological
abnormalities; or
b. EEG demonstrating triphasic slow wave activity; or
c. Serum albumin of 3.0 g/dL or less; or
d. INR of 1.5 or greater.
OR
G. Two SSA CLD scores (see 5.00C3) of at least 20 within a
consecutive 12-month period and at least 60 days apart.
5.06 Inflammatory bowel disease (IBD) (see 5.00D) documented by
endoscopy, biopsy, imaging, or operative findings, and demonstrated
by A, B, or C:
A. Obstruction of stenotic areas (not adhesions) in the small
intestine or colon with proximal dilatation, confirmed by imaging or
in surgery, requiring two hospitalizations for intestinal
decompression or for surgery, within a consecutive 12-month period
and at least 60 days apart.
OR
B. Two of the following occurring within a consecutive 12-month
period and at least 60 days apart:
1. Clinically documented tender abdominal mass palpable on
physical examination with abdominal pain or cramping; or
[[Page 35948]]
2. Perineal disease with a draining abscess or fistula; or
3. Need for supplemental daily enteral nutrition via a
gastrostomy or daily parenteral nutrition via a central venous
catheter.
OR
C. Repeated complications of IBD (see 5.00D4a), occurring an
average of three times a year, or once every 4 months, each lasting
2 weeks or more, within a consecutive 12-month period, and marked
limitation (see 5.00D4c) in one of the following:
1. Activities of daily living (see 5.00D4d); or
2. Maintaining social functioning (see 5.00D4e); or
3. Completing tasks in a timely manner due to deficiencies in
concentration, persistence, or pace (see 5.00D4f).
5.07 Short bowel syndrome (SBS) (see 5.00E) due to surgical
resection of any amount of the small intestine, resulting in
dependence on daily parenteral nutrition via a central venous
catheter.
5.08 Malnutrition due to any digestive disorder (see 5.00F),
documented by A and B:
A. One of the following:
1. Anemia with hemoglobin of less than 10.0 g/dL, present on two
evaluations within a consecutive 12-month period and at least 60
days apart; or
2. Serum albumin of 3.0 g/dL or less, present on two evaluations
within a consecutive 12-month period and at least 60 days apart.
AND
B. Two BMI measurements of less than 18.0 (see 5.00F2) within a
consecutive 12-month period and at least 60 days apart.
5.09 Liver transplantation (see 5.00G). Consider under a
disability for 1 year from the date of the transplant; after that,
evaluate the residual impairment(s).
5.10 [Reserved]
5.11 Small intestine transplantation (see 5.00G). Consider under
a disability for 1 year from the date of the transplant; after that,
evaluate the residual impairment(s).
5.12 Pancreas transplantation (see 5.00G). Consider under a
disability for 1 year from the date of the transplant; after that,
evaluate the residual impairment(s).
* * * * *
8.00 Skin Disorders
A. Which skin disorders do we evaluate under these listings? We
use these listings to evaluate skin disorders that result from
hereditary, congenital, or acquired pathological processes. We
evaluate genetic photosensitivity disorders (8.07), burns (8.08),
and chronic conditions of the skin or mucous membranes such as
ichthyosis, bullous disease, dermatitis, psoriasis, and hidradenitis
suppurativa (8.09).
B. What are our definitions for the following terms used in this
body system?
1. Assistive device(s): An assistive device, for the purposes of
these listings, is any device used to improve stability, dexterity,
or mobility. An assistive device can be hand-held, such as a
cane(s), a crutch(es), or a walker; or worn, such as a prosthesis or
an orthosis.
2. Chronic skin lesions: Chronic skin lesions can have recurrent
exacerbations. They can occur despite prescribed medical treatment.
These chronic skin lesions can develop on any part of your body,
including upper extremities, lower extremities, palms of your hands,
soles of your feet, the perineum, inguinal (groin) region, and
axillae (underarms). Chronic skin lesions may result in functional
limitations as described in 8.00D2.
3. Contractures: Contractures are permanent fibrous scar tissue
resulting in tightening and thickening of skin that prevents normal
movement of the damaged area. They can develop on any part of your
musculoskeletal system, including upper extremities, lower
extremities, palms of your hands, soles of your feet, the perineum,
inguinal (groin) region, and axillae (underarms). Contractures may
result in functional limitations as described in 8.00D2.
4. Documented medical need: When we use the term ``documented
medical need,'' we mean that there is evidence from your medical
source(s) in the medical record that supports your need for an
assistive device (see Sec. 404.1513 and Sec. 416.913 of this
chapter). The evidence must include documentation from your medical
source(s) describing any limitation(s) in your upper or lower
extremity functioning that supports your need for the assistive
device, and describing the circumstances for which you need it. The
evidence does not have to include a specific prescription for the
device.
5. Fine and gross movements: Fine movements, for the purposes of
these listings, involve use of your wrists, hands, and fingers; such
movements include picking, pinching, manipulating, and fingering.
Gross movements involve use of your shoulders, upper arms, forearms,
and hands; such movements include handling, gripping, grasping,
holding, turning, and reaching. Gross movements also include
exertional activities such as lifting, carrying, pushing, and
pulling.
6. Surgical management: For the purposes of these listings,
surgical management includes the surgery(-ies) itself, as well as
various post-surgical procedures, surgical complications, infections
or other medical complications, related illnesses, or related
treatments that delay a person's attainment of maximum benefit from
surgery.
C. What evidence do we need to evaluate your skin disorder?
1. To establish the presence of a skin disorder as a medically
determinable impairment, we need objective medical evidence from an
acceptable medical source who has examined you for the disorder.
2. We will make every reasonable effort to obtain your medical
history, treatment records, and relevant laboratory findings, but we
will not purchase genetic testing.
3. When we evaluate the presence and severity of your skin
disorder(s), we generally need information regarding:
a. The onset, duration, and frequency of exacerbations;
b. The prognosis of your skin disorder;
c. The location, size, and appearance of lesions and
contractures;
d. Your history of familial incidence; exposure to toxins,
allergens or irritants; seasonal variations; and stress factors;
e. Your ability to function outside of a highly protective
environment;
f. Laboratory findings (for example, a biopsy obtained
independently of Social Security disability evaluation or results of
blood tests);
g. Evidence from other medically acceptable methods consistent
with the prevailing state of medical knowledge and clinical
practice; and
h. Statements you or others make about your disorder(s), your
restrictions, and your daily activities.
D. How do we evaluate the severity of skin disorders?
1. General. We evaluate the severity of skin disorders based on
the site(s) of your chronic skin lesions or contractures, functional
limitations caused by your signs and symptoms (including pain) (see
8.00D2), and how your prescribed treatment affects you. We consider
the frequency and severity of your exacerbations, how quickly they
resolve, and how you function between exacerbations, to determine
whether your skin disorder meets or medically equals a listing. If
there is no record of ongoing medical treatment for your disorder,
we will follow the guidelines in 8.00D6. We will determine the
extent and kinds of evidence we need from medical and non-medical
sources based on the individual facts about your disorder. For our
basic rules on evidence, see Sec. Sec. 404.1512, 404.1513, and
404.1520b and Sec. Sec. 416.912, 416.913, and 416.920b of this
chapter. For our rules on evaluating your symptoms, see Sec.
404.1529 and Sec. 416.929 of this chapter.
2. Limitation(s) of physical functioning due to skin disorders.
a. Skin disorders may be due to chronic skin lesions (see
8.00B2) or contractures (see 8.00B3), and may cause pain or restrict
movement, which can limit your ability to initiate, sustain, and
complete work-related activities. For example, skin lesions in the
axilla may limit your ability to raise or reach with the affected
arm, or lesions in the inguinal region may limit your ability to
ambulate, sit, or lift and carry. To evaluate your skin disorder(s)
under 8.07B, 8.08, and 8.09, we require medically documented
evidence of physical limitation(s) of functioning related to your
disorder. The decrease in physical function must have lasted, or can
be expected to last, for a continuous period of at least 12 months
(see Sec. 404.1509 and Sec. 416.909 of this chapter). Xeroderma
pigmentosum is the only skin disorder that does not include
functional criteria because the characteristics and severity of the
disorder itself are sufficient to meet the criteria in 8.07A.
b. The functional criteria require impairment-related physical
limitations in using upper or lower extremities that have lasted, or
can be expected to last, for a continuous period of at least 12
months, medically documented by one of the following:
(i) Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
[[Page 35949]]
work-related activities involving fine and gross movements;
(ii) Inability to use one upper extremity to independently
initiate, sustain, and complete work-related activities involving
fine and gross movements due to chronic skin lesions or
contractures, and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity; or
(iii) Inability to stand up from a seated position and maintain
an upright position to the extent you can independently initiate,
sustain, and complete work-related activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region); or
(iv) Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete work-
related activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
3. Frequency of exacerbations due to chronic skin lesions. A
skin disorder resulting in chronic skin lesions (see 8.00B2) may
have frequent exacerbations severe enough to meet a listing even if
each individual skin lesion exacerbation did not last for an
extended amount of time. We will consider the frequency, severity,
and duration of skin lesion exacerbations; how quickly they resolve;
and how you function in the time between skin lesion exacerbations,
to determine whether your skin disorder meets or equals a listing.
4. Symptoms (including pain). Your symptoms may be an important
factor in our determination of whether your skin disorder(s) meets
or medically equals a listing, or whether you are otherwise able to
work. We consider your symptoms only when you have a medically
determinable impairment that could reasonably be expected to produce
the symptoms. See Sec. 404.1529 and Sec. 416.929 of this chapter.
5. Treatment.
a. General. Treatments for skin disorders may have beneficial or
adverse effects, and responses to treatment vary from person to
person. Your skin disorder's response to treatment may vary due to
treatment resistance or side effects that can result in functional
limitations. We will evaluate all of the effects of treatment
(including surgical treatment, medications, and therapy) on the
symptoms, signs, and laboratory findings of your skin disorder, and
on your ability to function.
b. Despite adherence to prescribed medical treatment for 3
months. Under 8.09, we require that your symptoms persist ``despite
adherence to prescribed medical treatment for 3 months.'' This
requirement means that you must have taken prescribed medication(s)
or followed other medical treatment prescribed by a physician for 3
consecutive months. Treatment or effects of treatment may be
temporary. In most cases, sufficient time must elapse to allow us to
evaluate your response to treatment, including any side effects. For
our purposes, ``sufficient time'' means a period of at least 3
months. If your treatment has not lasted for at least 3 months, we
will follow the rules in 8.00D6a. To evaluate the severity of
physical limitations due to your skin disorder(s), we require
medically documented evidence of disorder-related physical
limitation(s) of functioning that has lasted, or can be expected to
last, for a continuous period of at least 12 months. See Sec.
404.1509 and Sec. 416.909 of this chapter. The 3 months adherence
to prescribed medical treatment must be within the period of at
least 12 months that we use to evaluate severity.
c. Treatment with PUVA (psoralen and ultraviolet A (UVA) light)
or biologics. If you receive additional treatment with PUVA or
biologics to treat your skin disorder(s), we will defer adjudication
of your claim for 6 months from the start of treatment with PUVA or
biologics to evaluate the effectiveness of these treatments unless
we can make a fully favorable determination or decision on another
basis.
6. No record of ongoing treatment.
a. Despite having a skin disorder, you may not have received
ongoing treatment, may have just begun treatment, may not have
access to prescribed medical treatment, or may not have an ongoing
relationship with the medical community. In any of these situations,
you will not have a longitudinal medical record for us to review
when we evaluate your disorder. In some instances, we may be able to
assess the severity and duration of your skin disorder based on your
medical record and current evidence alone. We may ask you to attend
a consultative examination to determine the severity and potential
duration of your skin disorder (see Sec. 404.1519a and Sec.
416.919a of this chapter).
b. If, for any reason, you have not received treatment, your
skin disorder cannot meet the criteria for 8.09. If the information
in your case record is not sufficient to show that you have a skin
disorder that meets the criteria of one of the skin disorders
listings, we will follow the rules in 8.00I.
E. How do we evaluate genetic photosensitivity disorders under
8.07? Genetic photosensitivity disorders are disorders of the skin
caused by an increase in the sensitivity of the skin to sources of
ultraviolet light, including sunlight.
1. Xeroderma pigmentosum (XP) (8.07A). XP is a genetic
photosensitivity disorder with lifelong hypersensitivity to all
forms of ultraviolet light. Laboratory testing confirms the
diagnosis by documenting abnormalities in the body's ability to
repair DNA (deoxyribonucleic acid) mutations after ultraviolet light
exposure. Your skin disorder meets the requirements of 8.07A if you
have clinical and laboratory findings supporting a diagnosis of XP
(see 8.00E3).
2. Other genetic photosensitivity disorders (8.07B). The effects
of other genetic photosensitivity disorders may vary and may not
persist over time. To meet the requirements of 8.07B, a genetic
photosensitivity disorder other than XP must be established by
clinical and laboratory findings (see 8.00C) and must result either
in chronic skin lesions (see 8.00B2) or contractures (see 8.00B3)
that result in functional limitations (see 8.00D), or must result in
the inability to function outside of a highly protective
environment. Some genetic photosensitivity disorders can have very
serious effects on other body systems, especially special senses and
speech, neurological, mental, and cancer. We will evaluate your
disorder(s) under the listings in 2.00, 11.00, 12.00, or 13.00, as
appropriate.
3. What evidence do we need to document that you have XP or
another genetic photosensitivity disorder? We will make a reasonable
effort to obtain evidence of your disorder(s), but we will not
purchase genetic testing. When the results of genetic tests are part
of the existing evidence in your case record, we will evaluate the
test results with all other relevant evidence. We need the following
clinical and laboratory findings to document that you have XP or
another genetic photosensitivity disorder:
a. A laboratory report of a definitive genetic laboratory test
documenting appropriate chromosomal changes, including abnormal DNA
repair or another DNA abnormality specific to your type of
photosensitivity disorder, signed by an acceptable medical source
(AMS); or
b. A laboratory report of a definitive test that is not signed
by an AMS, and a report from an AMS stating that you have undergone
definitive genetic laboratory studies documenting appropriate
chromosomal changes, including abnormal DNA repair or another DNA
abnormality specific to your type of photosensitivity disorder; or
c. If we do not have a laboratory report of a definitive test,
we need documentation from an AMS that an appropriate laboratory
analysis or other diagnostic method(s) confirms a positive diagnosis
of your skin disorder. This documentation must state that you had
the appropriate definitive laboratory test(s) for diagnosing your
disorder and provide the results, or explain how another diagnostic
method(s), consistent with the prevailing state of medical knowledge
and clinical practice, established your diagnosis.
4. Inability to function outside of a highly protective
environment means that you must avoid exposure to ultraviolet light
(including sunlight passing through windows and light from similar
unshielded light sources), wear protective clothing and eyeglasses,
and use opaque broad-spectrum sunscreens in order to avoid skin
cancer or other serious effects.
F. How do we evaluate burns under 8.08?
1. Electrical, chemical, or thermal burns frequently affect
other body systems, for example, musculoskeletal, special senses and
speech, respiratory, cardiovascular, genitourinary, neurological, or
mental. We evaluate burns in the same way we evaluate other
disorders that can affect the skin and other body systems, using the
listing for the predominant feature of your disorder. For example,
if your soft tissue injuries resulting from burns are under surgical
management (as defined in 8.00B6), we will evaluate your disorder
under the listings in 1.00.
2. We evaluate third-degree burns resulting in contractures (see
8.00B3) that have been documented by an acceptable medical source to
have reached maximum therapeutic benefit and therefore are no longer
receiving surgical management, under 8.08. To be
[[Page 35950]]
disabling, these burns must result in functional limitation(s) (see
8.00D2) that has lasted or can be expected to last for a continuous
period of at least 12 months.
G. How do we evaluate chronic conditions of the skin or mucous
membranes under 8.09? We evaluate skin disorders that result in
chronic skin lesions (see 8.00B2) or contractures (see 8.00B3) under
8.09. These disorders must result in chronic skin lesions or
contractures that continue to persist despite adherence to
prescribed medical treatment for 3 months (see 8.00D5b) and cause
functional limitations (see 8.00D2). Examples of skin disorders
evaluated under this listing are ichthyosis, bullous diseases (such
as pemphigus, epidermolysis bullosa, and dermatitis herpetiformis),
chronic skin infections, dermatitis, psoriasis, and hidradenitis
suppurativa.
H. How do we evaluate disorders in other body systems that
affect the skin? When your disorder(s) in another body system
affects the skin, we first evaluate the predominant feature of your
disorder(s) under the appropriate body system. Examples of disorders
in other body systems that may affect the skin include the
following:
1. Diabetes mellitus. Diabetes mellitus that is not well
controlled, despite treatment, can cause chronic hyperglycemia
resulting in serious, long-lasting or recurrent exacerbations or
complications. We evaluate those exacerbations or complications
under the affected body system(s). If the complication involves soft
tissue or amputation(s), we evaluate these features under the
listings in 1.00. If the exacerbations or complications involve
chronic bacterial or fungal skin lesions resulting from diabetes
mellitus, we evaluate your limitations from the skin disorder under
listing 8.09.
2. Tuberous sclerosis. The predominant functionally limiting
features of tuberous sclerosis are seizures and intellectual
disability or other mental disorders. We evaluate these features
under the listings in 11.00 or 12.00, as appropriate.
3. Malignant tumors of the skin. Malignant tumors of the skin
(for example, malignant melanomas) are cancers, or malignant
neoplastic diseases, that we evaluate under the listings in 13.00.
4. Immune system disorders. We evaluate skin manifestations of
immune system disorders such as systemic lupus erythematosus,
scleroderma, psoriasis, and human immunodeficiency virus (HIV)
infection under the listings in 14.00.
5. Head or facial disfigurement or deformity, and other physical
deformities caused by skin disorders. A head or facial disfigurement
or deformity may result in loss of your sight, hearing, speech, or
ability to chew. In addition to head and facial disfigurement and
deformity, other physical deformities may result in associated
psychological problems (for example, depression). We evaluate the
effects of head or facial disfigurement or deformity, or other
physical deformities caused by skin disorders under the listings in
1.00, 2.00, 5.00, or 12.00, as appropriate.
I. How do we evaluate skin disorders that do not meet one of
these listings?
1. These listings are only examples of common skin disorders
that we consider severe enough to prevent you from doing any gainful
activity. If your impairment(s) does not meet the criteria of any of
these listings, we must also consider whether you have an
impairment(s) that satisfies the criteria of a listing in another
body system.
2. If you have a severe medically determinable impairment(s)
that does not meet a listing, we will determine whether your
impairment(s) medically equals a listing. See Sec. 404.1526 and
Sec. 416.926 of this chapter. If your impairment(s) does not meet
or medically equal a listing, you may or may not have the residual
functional capacity to engage in substantial gainful activity. We
proceed to the fourth step and, if necessary, the fifth step of the
sequential evaluation process in Sec. 404.1520 and Sec. 416.920 of
this chapter. We use the rules in Sec. 404.1594 and Sec. 416.994
of this chapter, as appropriate, when we decide whether you continue
to be disabled.
8.01 Category of Impairments, Skin Disorders
8.02-8.06 [Reserved]
8.07 Genetic photosensitivity disorders, established as
described in 8.00E. The requirements of this listing are met if
either paragraph A or paragraph B is satisfied.
A. Xeroderma pigmentosum (see 8.00E1).
OR
B. Other genetic photosensitivity disorders (see 8.00E2) with
either 1 or 2:
1. Chronic skin lesions (see 8.00B2) or contractures (see
8.00B3) that cause an inability to function outside of a highly
protective environment (see 8.00E4); or
2. Chronic skin lesions (see 8.00B2) or contractures (see
8.00B3) that cause functional limitations (see 8.00D2) due to
limitation(s) from your skin condition, such as pain, as evidenced
by:
a. Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
work-related activities involving fine and gross movements; or
b. Inability to use one upper extremity to independently
initiate, sustain, and complete work-related activities involving
fine and gross movements (due to chronic skin lesions or
contractures), and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity; or
c. Inability to stand up from a seated position and maintain an
upright position to the extent you can independently initiate,
sustain, and complete work-related activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when limitations are due to involvement of the perineum
or the inguinal region); or
d. Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete work-
related activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
8.08 Burns (see 8.00F). Third-degree burns that do not require
continuing surgical management, or that have been documented by an
acceptable medical source to have reached maximum therapeutic
benefit and therefore are no longer receiving surgical management,
resulting in chronic skin lesions (see 8.00B2) or contractures (see
8.00B3) that cause functional limitations (see 8.00D2) due to
limitation(s), such as pain, from your skin condition, as evidenced
by:
A. Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
work-related activities involving fine and gross movements.
OR
B. Inability to use one upper extremity to independently
initiate, sustain, and complete work-related activities involving
fine and gross movements (due to chronic skin lesions or
contractures), and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity.
OR
C. Inability to stand up from a seated position and maintain an
upright position to the extent you can independently initiate,
sustain, and complete work-related activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region).
OR
D. Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete work-
related activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
8.09 Chronic conditions of the skin or mucous membranes (see
8.00G) resulting in:
A. Chronic skin lesions (see 8.00B2) or contractures (see
8.00B3); chronic pain; or other physical limitation(s); that persist
despite adherence to prescribed medical treatment for 3 months (see
8.00D5b), causing functional limitations (see 8.00D2) due to
limitation(s), such as pain, from your skin condition.
AND
B. Impairment-related significant limitation demonstrated by 1,
2, 3, or 4:
1. An inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
work-related activities involving fine and gross movements; or
2. Inability to use one upper extremity to independently
initiate, sustain, and complete work-related activities involving
fine and gross movements (due to chronic skin lesions or
contractures), and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity; or
3. Inability to stand up from a seated position and maintain an
upright position to the extent you can independently initiate,
sustain, and complete work-related activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region); or
4. Inability to maintain an upright position while standing or
walking, to independently
[[Page 35951]]
initiate, sustain, and complete work-related activities due to
chronic skin lesions or contractures affecting both lower
extremities (including when the limitations are due to the
involvement of the perineum or the inguinal region).
* * * * *
Part B
* * * * *
105.00 Digestive Disorders
* * * * *
105.00 Digestive Disorders
A. Which digestive disorders do we evaluate in this body system?
We evaluate digestive disorders that result in severe dysfunction of
the liver, pancreas, and gastrointestinal tract (the large, muscular
tube that extends from the mouth to the anus, where the movement of
muscles, along with the release of hormones and enzymes, allows for
the digestion of food) in this body system. Examples of such
disorders and the listings we use to evaluate them include chronic
liver disease (105.05), inflammatory bowel disease (105.06), and
short bowel syndrome (105.07). We also use this body system to
evaluate gastrointestinal hemorrhaging from any cause (105.02),
growth failure due to any digestive disorder (105.08), liver
transplantation (105.09), need for supplemental daily enteral
feeding via a gastrostomy due to any cause for children who have not
attained age 3 (105.10), small intestine transplantation (105.11),
and pancreas transplantation (105.12). We evaluate cancers affecting
the digestive system under the listings in 113.00.
B. What evidence do we need to evaluate your digestive disorder?
1. General. To establish that you have a digestive disorder, we
need medical evidence about the existence of your digestive disorder
and its severity. Medical evidence should include your medical
history, physical examination findings, operative reports, and
relevant laboratory findings.
2. Laboratory findings. We need laboratory reports such as
results of imaging (see 105.00B3), endoscopy, and other diagnostic
procedures. We may also need clinical laboratory and pathology
results.
3. Imaging refers to medical imaging techniques, such as x-ray,
ultrasound, magnetic resonance imaging, and computerized tomography.
The imaging must be consistent with the prevailing state of medical
knowledge and clinical practice as a proper technique to support the
evaluation of the disorder.
C. What is chronic liver disease (CLD), and how do we evaluate
it under 105.05?
1. General. CLD is loss of liver function with cell necrosis
(cell death), inflammation, or scarring of the liver that persists
for more than 6 months. Common causes of CLD in children include
chronic infection with hepatitis B virus (HBV) or hepatitis C virus
(HCV), autoimmune hepatitis, and metabolic disease.
a. We will evaluate your signs of CLD, such as jaundice, changes
in size of the liver and spleen, ascites, peripheral edema, or
altered mental status. We will also evaluate your symptoms of CLD,
such as pruritus (itching), fatigue, nausea, loss of appetite, or
sleep disturbances when we assess the severity of your impairment(s)
and how it affects your ability to function. In the absence of
evidence of a chronic liver impairment, episodes of acute liver
disease do not meet the requirements of 105.05.
b. Laboratory findings of your CLD may include decreased serum
albumin, increased International Normalized Ratio (INR), arterial
deoxygenation (hypoxemia), increased serum creatinine, oliguria
(reduced urine output), or sodium retention. Another laboratory
finding that may be included in the evidence is a liver biopsy. If
you have had a liver biopsy, we will make every reasonable effort to
obtain the results; however, we will not purchase a liver biopsy.
2. Manifestations of CLD.
a. Gastrointestinal hemorrhaging (105.05A), as a consequence of
cirrhosis and high pressure in the liver's portal venous system, may
occur from varices (dilated veins in the esophagus or the stomach)
or from portal hypertensive gastropathy (abnormal mucosal changes in
the stomach). When gastrointestinal hemorrhaging is due to a cause
other than CLD, we evaluate it under 105.02. The phrase ``consider
under a disability for 1 year'' in 105.02 and 105.05A does not refer
to the date on which your disability began, only to the date on
which we must reevaluate whether your impairment(s) continues to
meet a listing or is otherwise disabling. We determine the onset of
your disability based on the facts of your case.
b. Ascites or hydrothorax (105.05B) is a pathologic accumulation
of fluid in the peritoneal cavity (ascites) or pleural space
(hydrothorax). Ascites or hydrothorax may be diagnosed by removing
some of the fluid with needle aspiration (paracentesis or
thoracentesis), physical examination, or imaging. The most common
causes of ascites are portal hypertension and low serum albumin
resulting from CLD. We evaluate other causes of ascites and
hydrothorax that are unrelated to CLD, such as congestive heart
failure and cancer, under the listings in the affected body systems.
c. Spontaneous bacterial peritonitis (SBP) (105.05C) is an acute
bacterial infection of peritoneal fluid, and is most commonly
associated with CLD. SBP is diagnosed by laboratory analysis of
peritoneal fluid (obtained by paracentesis) that contains a
neutrophil count (also called absolute neutrophil count) of at least
250 cells/mm\3\. 105.05C is satisfied with one evaluation
documenting peritoneal infection. We evaluate other causes of
peritonitis that are unrelated to CLD, such as tuberculosis,
malignancy, and perforated bowel, under the listings in the affected
body systems.
d. Hepatorenal syndrome (105.05D) is renal failure associated
with CLD in the absence of underlying kidney pathology. Findings
associated with hepatorenal syndrome include elevation of serum
creatinine, sodium retention with low urinary sodium excretion, and
oliguria (reduced output of urine). We evaluate renal dysfunction
with known underlying kidney pathology, such as glomerulonephritis,
tubular necrosis, and renal infections under the listings in 106.00.
e. Hepatopulmonary syndrome (105.05E) is arterial deoxygenation
(hypoxemia) due to intrapulmonary vascular dilation and
arteriovenous shunting, associated with CLD. We evaluate pulmonary
dysfunction with known underlying respiratory pathology, such as
asthma, pneumonia, and pulmonary infections, under the listings in
103.00.
(i) Under 105.05E1, we require a resting arterial blood gas
(ABG) measurement obtained while you are breathing room air; that
is, without oxygen supplementation. The ABG report must include the
PaO2 value, your name, the date of the test,
and either the altitude or both the city and State of the test site.
(ii) We will not purchase the specialized imaging techniques
described in 105.05E2; however, if you have had the test(s) at a
time relevant to your claim, we will make every reasonable effort to
obtain the report.
f. Hepatic encephalopathy (105.05F), also known as portosystemic
encephalopathy, is a recurrent or chronic neuropsychiatric disorder
associated with CLD.
(i) Under 105.05F2, we require documentation of a mental
impairment associated with hepatic encephalopathy. A mental
impairment can include abnormal behavior, changes in mental status,
or an altered state of consciousness. Reports of abnormal behavior
may show that you are experiencing delusions, paranoia, or
hallucinations. Reports of changes in mental status may show change
in sleep patterns, personality or mood changes, poor concentration,
or poor judgment or cognitive dysfunction (for example, impaired
memory, poor problem-solving ability, or attention deficits).
Reports of altered state of consciousness may show that you are
experiencing confusion, delirium, or stupor.
(ii) Signs and laboratory findings that document the severity of
hepatic encephalopathy when not attributable to other causes may
include a ``flapping tremor'' (asterixis), characteristic
abnormalities found on an electroencephalogram (EEG), or abnormal
serum albumin or coagulation values. We will not purchase an EEG;
however, if you have had this test at a time relevant to your claim,
we will make every reasonable effort to obtain the report for the
purpose of establishing whether your impairment meets the criteria
of 105.05F.
(iii) We will not evaluate acute encephalopathy under 105.05F if
it results from conditions other than CLD. For example, we will
evaluate acute encephalopathy caused by vascular events under the
listings in 111.00 and acute encephalopathy caused by cancer under
the listings in 113.00.
3. SSA CLD and SSA CLD-P scores (105.05G). Listing 105.05G1
requires two SSA CLD scores, each requiring three laboratory values,
or two SSA CLD-P scores, each requiring four parameters (three
laboratory values and growth failure). The ``date of the SSA CLD
score'' is the date of the earliest of the three laboratory values
used for its calculation. The ``date of the SSA CLD-P score'' is the
date of the earliest of the three laboratory values used for its
calculation. For 105.05G1, the date of the second SSA CLD or SSA
CLD-P score must
[[Page 35952]]
be at least 60 days after the date of the first SSA CLD or SSA CLD-P
score and both scores must be within the required 12-month period.
Listing 105.05G2 requires one SSA CLD-P score.
a. SSA CLD score.
(i) We calculate the SSA CLD score using a formula that includes
three laboratory values: Serum creatinine (mg/dL), total bilirubin
(mg/dL), and INR. The formula for the SSA CLD score calculation is:
9.57 x [loge(serum creatinine mg/dL)] + 3.78 x
[loge(serum total bilirubin mg/dL)] + 11.2 x
[loge(INR)] + 6.43
(ii) When we indicate ``loge'' (also abbreviated
``ln'') in the formula for the SSA CLD score calculation, we mean
the ``base e logarithm'' or ``natural logarithm'' of the numerical
laboratory value, not the ``base 10 logarithm'' or ``common
logarithm'' (log) of the laboratory value, and not the actual
laboratory value. For example, if a person has laboratory values of
serum creatinine 2.0 mg/dL, serum total bilirubin 1.5 mg/dL, and INR
1.0, we compute the SSA CLD score as follows:
9.57 x [loge(serum creatinine 2.0 mg/dL) = 0.693] + 3.78
x [loge(serum total bilirubin 1.5 mg/dL) = 0.405] + 11.2
x [loge(INR 1.0) = 0] + 6.43
= 6.63 + 1.53 + 0 + 6.43
= 14.6, which we round to an SSA CLD score of 15.
(iii) For an SSA CLD score calculation, all of the required
laboratory values (serum creatinine, serum total bilirubin, and INR)
must have been obtained within a continuous 30-day period. We round
any of the required laboratory values less than 1.0 up to 1.0 to
calculate your SSA CLD score. If there are multiple laboratory
values within the 30-day interval for any given laboratory test, we
use the highest value to calculate your SSA CLD score. If you are in
renal failure or on dialysis within a week of any serum creatinine
test in the period used for the SSA CLD calculation, we will use a
serum creatinine value of 4, which is the maximum serum creatinine
level allowed in the calculation, to calculate your SSA CLD score.
We will not use any INR values derived from testing done while you
are on anticoagulant treatment in our SSA CLD calculation. We round
the results of your SSA CLD score calculation to the nearest whole
integer to arrive at your SSA CLD score.
b. SSA CLD-P score
(i) We calculate the SSA CLD-P scores using a formula that
includes four parameters: Serum total bilirubin (mg/dL), INR, serum
albumin (g/dL), and whether you have growth failure. The formula for
the SSA CLD-P score calculation is:
4.80 x [loge(serum total bilirubin mg/dL)] + 18.57 x
[loge(INR)] - 6.87 x [loge(serum albumin g/
dL)] + 6.67 if you have growth failure (<-2 standard deviations for
weight or height)
(ii) When we indicate ``loge'' in the formula for the
SSA CLD-P score calculation, we mean the ``base e logarithm'' or
``natural logarithm'' (loge) of a numerical laboratory
value, not the ``base 10 logarithm'' or ``common logarithm'' (log)
of the laboratory value, and not the actual laboratory value. For
example, if a female child is 4.0 years old, has growth failure, and
has laboratory values of serum total bilirubin 2.2 mg/dL, INR 1.0,
and serum albumin 3.5 g/dL, we compute the SSA CLD-P score as
follows:
4.80 x [loge(serum total bilirubin 2.2 mg/dL) = 0.788] +
18.57 x [loge(INR 1.0) = 0] - 6.87 x
[loge(serum albumin 3.5 g/dL) = 1.253] + 6.67
= 3.78 + 0 - 8.61 + 6.67
= 1.84, which we round to an SSA CLD-P score of 2.
(iii) For an SSA CLD-P score calculation, all of the required
laboratory values (serum total bilirubin, INR, and serum albumin)
must have been obtained within a continuous 30-day period. We round
any of the required laboratory values less than 1.0 up to 1.0 to
calculate your SSA CLD-P score. If there are multiple laboratory
values within the 30-day interval for any given laboratory test, we
use the highest serum total bilirubin and INR values and the lowest
serum albumin value to calculate the SSA CLD-P score. We will not
use any INR values derived from testing done while you are on
anticoagulant treatment in our SSA CLD-P calculation. We will not
purchase INR values for children who have not attained age 12. If
there is no INR value for a child under 12 within the applicable
period, we will use an INR value of 1.1 to calculate the SSA CLD-P
score. We round the results of your SSA CLD-P score calculation to
the nearest whole integer to arrive at your SSA CLD-P score.
(iv) The weight and length/height measurements used for the
calculation must be obtained within the same 30-day period as the
laboratory values.
4. Extrahepatic biliary atresia (105.05H) presents itself in the
first 2 months of life with persistent jaundice. To satisfy 105.05H,
the diagnosis of extrahepatic biliary atresia must be confirmed by
liver biopsy or intraoperative cholangiogram that shows obliteration
of the extrahepatic biliary tree. Biliary atresia is usually treated
surgically by portoenterostomy (for example, Kasai procedure). If
this surgery is not performed in the first months of life or is not
completely successful, liver transplantation is indicated. If you
have received a liver transplant, we will evaluate your impairment
under 105.09. The phrase ``consider under a disability for 1 year''
in 105.05H does not refer to the date on which your disability
began, only to the date on which we must reevaluate whether your
impairment(s) continues to meet a listing or is otherwise disabling.
We determine the onset of your disability based on the facts of your
case.
D. What is inflammatory bowel disease (IBD), and how do we
evaluate it under 105.06?
1. IBD is a group of inflammatory conditions of the small
intestine and colon. The most common IBD disorders are Crohn's
disease and ulcerative colitis. Remissions and exacerbations of
variable duration are a hallmark of IBD.
2. We evaluate your signs and symptoms of IBD, such as diarrhea,
fecal incontinence, rectal bleeding, abdominal pain, fatigue, fever,
nausea, vomiting, arthralgia, abdominal tenderness, and palpable
abdominal mass (usually inflamed loops of bowel), when we assess the
severity of your impairment(s).
3. We consider other signs or laboratory findings of IBD that
indicate malnutrition, such as anemia, edema, weight loss, or
hypoalbuminemia, when we determine your ability to maintain adequate
nutrition. We evaluate your inability to maintain adequate nutrition
under 105.08.
4. Examples of complications of IBD that may result in
hospitalization include abscesses, intestinal perforation, toxic
megacolon, infectious colitis, pyoderma gangrenosum, ureteral
obstruction, primary sclerosing cholangitis, and hypercoagulable
state (which may lead to thromboses or embolism). The three
hospitalizations in 105.06C do not have to be for the same
complication of IBD.
E. What is short bowel syndrome (SBS), and how do we evaluate it
under 105.07?
1. SBS is a malabsorption disorder that occurs when congenital
intestinal abnormalities, ischemic vascular insults (caused, for
example, by volvulus or necrotizing enterocolitis), trauma, or IBD
complications require(s) surgical resection of any amount of the
small intestine, resulting in chronic malnutrition.
2. We require a copy of the operative report that includes
details of the surgical findings, or postoperative imaging
indicating a resection of the small intestine. If we cannot get one
of these reports, we need other medical reports that include details
of the surgical findings. We also need medical documentation that
you are dependent on daily parenteral nutrition to provide most of
your nutritional requirements.
F. How do we evaluate growth failure due to any digestive
disorder under 105.08?
1. To evaluate growth failure due to any digestive disorder, we
require documentation of the laboratory findings of chronic
nutritional deficiency described in 105.08A and the growth
measurements in 105.08B within the same consecutive 12-month period.
The dates of laboratory findings may be different from the dates of
growth measurements.
2. Under 105.08B, we evaluate a child's growth failure by using
the appropriate table for age and gender.
a. For children from birth to attainment of age 2, we use the
weight-for-length table (see Table I or Table II).
b. For children age 2 to attainment of age 18, we use the body
mass index (BMI)-for-age table (see Table III or Table IV).
c. BMI is the ratio of your weight to the square of your height.
We calculate BMI using one of the following formulas:
English Formula
BMI = [Weight in Pounds/(Height in Inches x Height in Inches)] x 703
Metric Formulas
BMI = Weight in Kilograms/(Height in Meters x Height in Meters)
BMI = [Weight in Kilograms/(Height in Centimeters x Height in
Centimeters)] x 10,000
G. How do we evaluate digestive organ transplantation? If you
receive a liver (105.09), small intestine (105.11), or pancreas
[[Page 35953]]
(105.12) transplant, we will consider you to be disabled under the
listing for 1 year from the date of the transplant. After that, we
evaluate your residual impairment(s) by considering the adequacy of
your post-transplant function, the frequency and severity of any
rejection episodes you have, complications in other body systems,
and adverse treatment effects. People who receive digestive organ
transplants generally have impairments that meet our definition of
disability before they undergo transplantation. The phrase
``consider under a disability for 1 year'' in 105.09, 105.11, and
105.12 does not refer to the date on which your disability began,
only to the date on which we must reevaluate whether your
impairment(s) continues to meet a listing or is otherwise disabling.
We determine the onset of your disability based on the facts of your
case.
H. How do we evaluate the need for supplemental daily enteral
feeding via a gastrostomy? We evaluate the need for supplemental
daily enteral feeding via a gastrostomy in children who have not
attained age 3 under 105.10 regardless of the medical reason for the
gastrostomy. After a child attains age 3, we evaluate growth failure
due to any digestive disorder under 105.08, IBD requiring
supplemental daily enteral or parenteral nutrition under 105.06, or
other medical or developmental disorders under another digestive
disorders listing or under a listing in an affected body system(s).
I. How do we evaluate esophageal stricture or stenosis?
Esophageal stricture or stenosis (narrowing) from congenital atresia
(absence or abnormal closure of a tubular body organ) or destructive
esophagitis may result in malnutrition or the need for gastrostomy
placement, which we evaluate under 105.08 or 105.10. Esophageal
stricture or stenosis may also result in complications such as
pneumonias due to frequent aspiration, or difficulty in maintaining
nutritional status short of listing level severity. While these
individual complications usually do not meet the listing criteria, a
combination of your impairments may medically equal a listing or
functionally equal the listings.
J. How do we evaluate your digestive disorder if there is no
record of ongoing treatment? If there is no record of ongoing
treatment despite the existence of a severe impairment(s), we will
assess the severity and duration of your digestive disorder based on
the current medical and other evidence in your case record. If there
is no record of ongoing treatment, you may not be able to show an
impairment that meets a digestive disorders listing, but your
impairment may medically equal a listing, or be disabling based on
our rules of functional equivalence.
K. How do we evaluate your digestive disorder if there is
evidence establishing a substance use disorder? If we find that you
are disabled and there is medical evidence in your case record
establishing that you have a substance use disorder, we will
determine whether your substance use disorder is a contributing
factor material to the determination of disability. See Sec.
416.935 of this chapter. Digestive disorders resulting from drug or
alcohol use are often chronic in nature and will not necessarily
improve with cessation in drug or alcohol use.
L. How do we evaluate digestive disorders that do not meet one
of these listings?
1. These listings are only examples of common digestive
disorders that we consider severe enough to result in marked and
severe functional limitations. If your impairment(s) does not meet
the criteria of any of these listings, we must also consider whether
you have an impairment(s) that satisfies the criteria of a listing
in another body system.
2. If you have a severe medically determinable impairment(s)
that does not meet a listing, we will determine whether your
impairment(s) medically equals a listing. See Sec. 416.926 of this
chapter. Digestive disorders may be associated with disorders in
other body systems, and we consider the combined effects of multiple
impairments when we determine whether they medically equal a
listing. If your impairment(s) does not meet or medically equal a
listing, we will also consider whether it functionally equals the
listings. See Sec. 416.926a of this chapter. We use the rules in
Sec. 416.994a of this chapter when we decide whether you continue
to be disabled.
105.01 Category of Impairments, Digestive Disorders
105.02 Gastrointestinal hemorrhaging from any cause, requiring
three blood transfusions of at least 10 cc of blood/kg of body
weight per transfusion, within a consecutive 12-month period and at
least 30 days apart. Consider under a disability for 1 year
following the last documented transfusion; after that, evaluate the
residual impairment(s).
105.03-105.04 [Reserved]
105.05 Chronic liver disease (CLD) (see 105.00C) with A, B, C,
D, E, F, G, or H:
A. Hemorrhaging from esophageal, gastric, or ectopic varices, or
from portal hypertensive gastropathy (see 105.00C2a), documented by
imaging (see 105.00B3); resulting in hemodynamic instability
indicated by signs such as pallor (pale skin), diaphoresis (profuse
perspiration), rapid pulse, low blood pressure, postural hypotension
(pronounced fall in blood pressure when arising to an upright
position from lying down, or syncope (fainting); and requiring
hospitalization for transfusion of at least 10 cc of blood/kg of
body weight. Consider under a disability for 1 year following the
documented transfusion; after that, evaluate the residual
impairment(s).
OR
B. Ascites or hydrothorax not attributable to other causes (see
105.00C2b), present on two evaluations within a consecutive 12-month
period and at least 60 days apart. Each evaluation must document the
ascites or hydrothorax by 1, 2, or 3:
1. Paracentesis; or
2. Thoracentesis; or
3. Imaging or physical examination with a or b:
a. Serum albumin of 3.0 g/dL or less; or
b. INR of at least 1.5.
OR
C. Spontaneous bacterial peritonitis (see 105.00C2c) documented
by peritoneal fluid containing a neutrophil count of at least 250
cells/mm\3\.
OR
D. Hepatorenal syndrome (see 105.00C2d) documented by 1, 2, or
3:
1. Serum creatinine elevation of at least 2 mg/dL; or
2. Oliguria with 24-hour urine output less than 1 mL/kg/hr; or
3. Sodium retention with urine sodium less than 10 mEq per
liter.
OR
E. Hepatopulmonary syndrome (see 105.00C2e) documented by 1 or
2:
1. Arterial PaO2 measured by an ABG test,
while at rest, breathing room air, less than or equal to:
a. 60 mm Hg, at test sites less than 3,000 feet above sea level;
or
b. 55 mm Hg, at test sites from 3,000 through 6,000 feet above
sea level; or
c. 50 mm Hg, at test sites over 6,000 feet above sea level; or
2. Intrapulmonary arteriovenous shunting as shown on contrast-
enhanced echocardiography or macroaggregated albumin lung perfusion
scan.
OR
F. Hepatic encephalopathy (see 105.00C2f) with documentation of
abnormal behavior, cognitive dysfunction, changes in mental status,
or altered state of consciousness (for example, confusion, delirium,
stupor, or coma), present on two evaluations within a consecutive
12-month period and at least 60 days apart and either 1 or 2:
1. History of transjugular intrahepatic portosystemic shunt
(TIPS) or other surgical portosystemic shunt; or
2. One of the following on at least two evaluations at least 60
days apart within the same consecutive 12-month period as in F:
a. Asterixis or other fluctuating physical neurological
abnormalities; or
b. EEG demonstrating triphasic slow wave activity; or
c. Serum albumin of 3.0 g/dL or less; or
d. INR of 1.5 or greater.
OR
G. SSA CLD or SSA CLD-P scores (see 105.00C3):
1. For children age 12 or older, two SSA CLD or SSA CLD-P scores
of at least 20 within a consecutive 12-month period and at least 60
days apart; or
2. For children who have not attained age 12, one SSA CLD-P
score of at least 11.
OR
H. Extrahepatic biliary atresia as diagnosed on liver biopsy or
intraoperative cholangiogram (see 105.00C4). Consider under a
disability for 1 year following diagnosis; after that, evaluate the
residual impairment(s).
105.06 Inflammatory bowel disease (IBD) (see 105.00D) documented
by endoscopy, biopsy, imaging, or operative findings and
demonstrated by A or B:
A. Obstruction of stenotic areas (not adhesions) in the small
intestine or colon with proximal dilatation, confirmed by imaging or
in surgery, requiring two hospitalizations for intestinal
decompression or for surgery, within a consecutive 12-month period
and at least 60 days apart.
OR
[[Page 35954]]
B. Two of the following occurring within a consecutive 12-month
period and at least 60 days apart:
1. Clinically documented tender abdominal mass palpable on
physical examination with abdominal pain or cramping; or
2. Perineal disease with a draining abscess or fistula; or
3. Need for supplemental daily enteral nutrition via a
gastrostomy or daily parenteral nutrition via a central venous
catheter (see 105.10 for children who have not attained age 3).
105.07 Short bowel syndrome (SBS) (see 105.00E) due to surgical
resection of any amount of the small intestine, resulting in
dependence on daily parenteral nutrition via a central venous
catheter.
105.08 Growth failure due to any digestive disorder (see
105.00F), documented by A and B:
A. Chronic nutritional deficiency present on two evaluations
within a consecutive 12-month period and at least 60 days apart
documented by 1 or 2:
1. Anemia with hemoglobin less than 10.0 g/dL; or
2. Serum albumin of 3.0 g/dL or less.
AND
B. Growth failure as required in 1 or 2:
1. For children from birth to attainment of age 2, three weight-
for-length measurements that are:
a. Within a consecutive 12-month period; and
b. At least 60 days apart; and
c. Less than the third percentile values in Table I or Table II;
or
Table I--Males Birth to Attainment of Age 2
[Third percentile values for weight-for-length]
----------------------------------------------------------------------------------------------------------------
Weight Weight
Length (centimeters) (kilograms) Length (centimeters) (kilograms) Length (centimeters) Weight (kilograms)
----------------------------------------------------------------------------------------------------------------
45.0 1.597 64.5 6.132 84.5 10.301
45.5 1.703 65.5 6.359 85.5 10.499
46.5 1.919 66.5 6.584 86.5 10.696
47.5 2.139 67.5 6.807 87.5 10.895
48.5 2.364 68.5 7.027 88.5 11.095
49.5 2.592 69.5 7.245 89.5 11.296
50.5 2.824 70.5 7.461 90.5 11.498
51.5 3.058 71.5 7.674 91.5 11.703
52.5 3.294 72.5 7.885 92.5 11.910
53.5 3.532 73.5 8.094 93.5 12.119
54.5 3.771 74.5 8.301 94.5 12.331
55.5 4.010 75.5 8.507 95.5 12.546
56.5 4.250 76.5 8.710 96.5 12.764
57.5 4.489 77.5 8.913 97.5 12.987
58.5 4.728 78.5 9.113 98.5 13.213
59.5 4.966 79.5 9.313 99.5 13.443
60.5 5.203 80.5 9.512 100.5 13.678
61.5 5.438 81.5 9.710 101.5 13.918
62.5 5.671 82.5 9.907 102.5 14.163
63.5 5.903 83.5 10.104 103.5 14.413
----------------------------------------------------------------------------------------------------------------
Table II--Females Birth to Attainment of Age 2
[Third percentile values for weight-for-length]
----------------------------------------------------------------------------------------------------------------
Weight Weight
Length (centimeters) (kilograms) Length (centimeters) (kilograms) Length (centimeters) Weight (kilograms)
----------------------------------------------------------------------------------------------------------------
45.0 1.613 64.5 5.985 84.5 10.071
45.5 1.724 65.5 6.200 85.5 10.270
46.5 1.946 66.5 6.413 86.5 10.469
47.5 2.171 67.5 6.625 87.5 10.670
48.5 2.397 68.5 6.836 88.5 10.871
49.5 2.624 69.5 7.046 89.5 11.074
50.5 2.852 70.5 7.254 90.5 11.278
51.5 3.081 71.5 7.461 91.5 11.484
52.5 3.310 72.5 7.667 92.5 11.691
53.5 3.538 73.5 7.871 93.5 11.901
54.5 3.767 74.5 8.075 94.5 12.112
55.5 3.994 75.5 8.277 95.5 12.326
56.5 4.220 76.5 8.479 96.5 12.541
57.5 4.445 77.5 8.679 97.5 12.760
58.5 4.669 78.5 8.879 98.5 12.981
59.5 4.892 79.5 9.078 99.5 13.205
60.5 5.113 80.5 9.277 100.5 13.431
61.5 5.333 81.5 9.476 101.5 13.661
62.5 5.552 82.5 9.674 102.5 13.895
63.5 5.769 83.5 9.872 103.5 14.132
----------------------------------------------------------------------------------------------------------------
2. For children age 2 to attainment of age 18, three BMI-for-age
measurements that are:
a. Within a consecutive 12-month period; and
b. At least 60 days apart; and
c. Less than the third percentile value in Table III or Table
IV.
[[Page 35955]]
Table III--Males Age 2 to Attainment of Age 18
[Third percentile values for BMI-for-age]
----------------------------------------------------------------------------------------------------------------
Age (yrs. and mos.) BMI Age (yrs. and mos.) BMI Age (yrs. and mos.) BMI
----------------------------------------------------------------------------------------------------------------
2.0 to 2.1 14.5 10.11 to 11.2 14.3 14.9 to 14.10 16.1
2.2 to 2.4 14.4 11.3 to 11.5 14.4 14.11 to 15.0 16.2
2.5 to 2.7 14.3 11.6 to 11.8 14.5 15.1 to 15.3 16.3
2.8 to 2.11 14.2 11.9 to 11.11 14.6 15.4 to 15.5 16.4
3.0 to 3.2 14.1 12.0 to 12.1 14.7 15.6 to 15.7 16.5
3.3 to 3.6 14.0 12.2 to 12.4 14.8 15.8 to 15.9 16.6
3.7 to 3.11 13.9 12.5 to 12.7 14.9 15.10 to 15.11 16.7
4.0 to 4.5 13.8 12.8 to 12.9 15.0 16.0 to 16.1 16.8
4.6 to 5.0 13.7 12.10 to 13.0 15.1 16.2 to 16.3 16.9
5.1 to 6.0 13.6 13.1 to 13.2 15.2 16.4 to 16.5 17.0
6.1 to 7.6 13.5 13.3 to 13.4 15.3 16.6 to 16.8 17.1
7.7 to 8.6 13.6 13.5 to 13.7 15.4 16.9 to 16.10 17.2
8.7 to 9.1 13.7 13.8 to 13.9 15.5 16.11 to 17.0 17.3
9.2 to 9.6 13.8 13.10 to 13.11 15.6 17.1 to 17.2 17.4
9.7 to 9.11 13.9 14.0 to 14.1 15.7 17.3 to 17.5 17.5
10.0 to 10.3 14.0 14.2 to 14.4 15.8 17.6 to 17.7 17.6
10.4 to 10.7 14.1 14.5 to 14.6 15.9 17.8 to 17.9 17.7
10.8 to 10.10 14.2 14.7 to 14.8 16.0 17.10 to 17.11 17.8
----------------------------------------------------------------------------------------------------------------
Table IV--Females Age 2 to Attainment of Age 18
[Third percentile values for BMI-for-age]
----------------------------------------------------------------------------------------------------------------
Age (yrs. and mos.) BMI Age (yrs. and mos.) BMI Age (yrs. and mos.) BMI
----------------------------------------------------------------------------------------------------------------
2.0 to 2.2 14.1 10.8 to 10.10 14.0 14.3 to 14.5 15.6
2.3 to 2.6 14.0 10.11 to 11.2 14.1 14.6 to 14.7 15.7
2.7 to 2.10 13.9 11.3 to 11.5 14.2 14.8 to 14.9 15.8
2.11 to 3.2 13.8 11.6 to 11.7 14.3 14.10 to 15.0 15.9
3.3 to 3.6 13.7 11.8 to 11.10 14.4 15.1 to 15.2 16.0
3.7 to 3.11 13.6 11.11 to 12.1 14.5 15.3 to 15.5 16.1
4.0 to 4.4 13.5 12.2 to 12.4 14.6 15.6 to 15.7 16.2
4.5 to 4.11 13.4 12.5 to 12.6 14.7 15.8 to 15.10 16.3
5.0 to 5.9 13.3 12.7 to 12.9 14.8 15.11 to 16.0 16.4
5.10 to 7.6 13.2 12.10 to 12.11 14.9 16.1 to 16.3 16.5
7.7 to 8.4 13.3 13.0 to 13.2 15.0 16.4 to 16.6 16.6
8.5 to 8.10 13.4 13.3 to 13.4 15.1 16.7 to 16.9 16.7
8.11 to 9.3 13.5 13.5 to 13.7 15.2 16.10 to 17.0 16.8
9.4 to 9.8 13.6 13.8 to 13.9 15.3 17.1 to 17.3 16.9
9.9 to 10.0 13.7 13.10 to 14.0 15.4 17.4 to 17.7 17.0
10.1 to 10.4 13.8 14.1 to 14.2 15.5 17.8 to 17.11 17.1
10.5 to 10.7 13.9 ....................... ...... ...................... ......................
----------------------------------------------------------------------------------------------------------------
105.09 Liver transplantation (see 105.00G). Consider under a
disability for 1 year from the date of the transplant; after that,
evaluate the residual impairment(s).
105.10 Need for supplemental daily enteral feeding via a
gastrostomy (see 105.00H) due to any cause, for children who have
not attained age 3; after that, evaluate the residual impairment(s).
105.11 Small intestine transplantation (see 105.00G). Consider
under a disability for 1 year from the date of the transplant; after
that, evaluate the residual impairment(s).
105.12 Pancreas transplantation (see 105.00G). Consider under a
disability for 1 year from the date of the transplant; after that,
evaluate the residual impairment(s).
* * * * *
108.00 Skin Disorders
A. Which skin disorders do we evaluate under these listings? We
use these listings to evaluate skin disorders that result from
hereditary, congenital, or acquired pathological processes. We
evaluate genetic photosensitivity disorders (108.07), burns
(108.08), and chronic conditions of the skin or mucous membranes
such as ichthyosis, bullous disease, dermatitis, psoriasis, and
hidradenitis suppurativa (108.09).
B. What are our definitions for the following terms used in this
body system?
1. Assistive device(s): An assistive device, for the purposes of
these listings, is any device that is used to improve stability,
dexterity, or mobility. An assistive device can be hand-held, such
as a cane(s), a crutch(es), or a walker; or worn, such as a
prosthesis or an orthosis.
2. Chronic skin lesions: Chronic skin lesions can have recurrent
exacerbations. They can occur despite prescribed medical treatment.
These chronic skin lesions can develop on any part of your body,
including upper extremities, lower extremities, palms of your hands,
soles of your feet, the perineum, inguinal (groin) region, and
axillae (underarms). Chronic skin lesions may result in functional
limitations as described in 108.00D2.
3. Contractures: Contractures are permanent fibrous scar tissue
resulting in tightening and thickening of skin that prevents normal
movement of the damaged area. They can develop on any part of your
musculoskeletal system, including upper extremities, lower
extremities, palms of your hands, soles of your feet, the perineum,
inguinal (groin) region, and axillae (underarms). Contractures may
result in functional limitations as described in 108.00D2.
4. Documented medical need: When we use the term ``documented
medical need,'' we mean that there is evidence from your medical
source(s) in the medical record that supports your need for an
assistive device (see Sec. 416.913 of this chapter). The evidence
must include documentation from your medical source(s) describing
any limitation(s) in your upper or lower extremity functioning
[[Page 35956]]
that supports your need for the assistive device, and describing the
circumstances for which you need it. The evidence does not have to
include a specific prescription for the device.
5. Fine and gross movements: Fine movements, for the purposes of
these listings, involve use of your wrists, hands, and fingers; such
movements include picking, pinching, manipulating, and fingering.
Gross movements involve use of your shoulders, upper arms, forearms,
and hands; such movements include handling, gripping, grasping,
holding, turning, and reaching. Gross movements also include
exertional activities such as lifting, carrying, pushing, and
pulling. Evaluation of fine and gross movements is dependent on your
age.
6. Surgical management: For the purposes of these listings,
surgical management includes the surgery(-ies) itself, as well as
various post-surgical procedures, surgical complications, infections
or other medical complications, related illnesses, or related
treatments that delay a person's attainment of maximum benefit from
surgery.
C. What evidence do we need to evaluate your skin disorder?
1. To establish the presence of a skin disorder as a medically
determinable impairment, we need objective medical evidence from an
acceptable medical source who has examined you for the disorder.
2. We will make every reasonable effort to obtain your medical
history, treatment records, and relevant laboratory findings, but we
will not purchase genetic testing.
3. When we evaluate the presence and severity of your skin
disorder(s), we generally need information regarding:
a. The onset, duration, and frequency of exacerbations;
b. The prognosis of your skin disorder;
c. The location, size, and appearance of lesions and
contractures;
d. Your history of familial incidence; exposure to toxins,
allergens or irritants; seasonal variations; and stress factors;
e. Your ability to function outside of a highly protective
environment;
f. Laboratory findings (for example, a biopsy obtained
independently of Social Security disability evaluation or results of
blood tests);
g. Evidence from other medically acceptable methods consistent
with the prevailing state of medical knowledge and clinical
practice; and
h. Statements you or others make about your disorder(s), your
restrictions, and your daily activities.
D. How do we evaluate the severity of skin disorders?
1. General. We evaluate the severity of skin disorders based on
the site(s) of your chronic skin lesions or contractures, functional
limitations caused by your signs and symptoms (including pain) (see
108.00D2), and how your prescribed treatment affects you. We
consider the frequency and severity of your exacerbations, how
quickly they resolve, and how you function between exacerbations, to
determine whether your skin disorder meets or medically equals a
listing. If there is no record of ongoing medical treatment for your
disorder, we will follow the guidelines in 108.00D6. We will
determine the extent and kinds of evidence we need from medical and
non-medical sources based on the individual facts about your
disorder. For our basic rules on evidence, see Sec. Sec. 416.912,
416.913, and 416.920b of this chapter. For our rules on evaluating
your symptoms, see Sec. 416.929 of this chapter.
2. Limitation(s) of physical functioning due to skin disorders.
a. Skin disorders may be due to chronic skin lesions (see
108.00B2) or contractures (see 108.00B3), and may cause pain or
restrict movement, which can limit your ability to initiate,
sustain, and complete age-appropriate activities. For example, skin
lesions in the axilla may limit your ability to raise or reach with
the affected arm, or lesions in the inguinal region may limit your
ability to ambulate, sit, or lift and carry. To evaluate your skin
disorder(s) under 108.07B, 108.08, and 108.09, we require medically
documented evidence of physical limitation(s) of functioning related
to your disorder. The decrease in physical function must have
lasted, or can be expected to last, for a continuous period of at
least 12 months (see Sec. 416.909 of this chapter). Xeroderma
pigmentosum is the only skin disorder that does not include
functional criteria because the characteristics and severity of the
disorder itself are sufficient to meet the criteria in 108.07A.
b. The functional criteria require impairment-related physical
limitations in using upper or lower extremities that have lasted, or
can be expected to last, for a continuous period of at least 12
months, medically documented by one of the following:
(i) Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
age-appropriate activities involving fine and gross movements;
(ii) Inability to use one upper extremity to independently
initiate, sustain, and complete age-appropriate activities involving
fine and gross movements due to chronic skin lesions or
contractures, and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity; or
(iii) Inability to stand up from a seated position and maintain
an upright position to the extent you can independently initiate,
sustain, and complete age-appropriate activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region); or
(iv) Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete age-
appropriate activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
3. Frequency of exacerbations due to chronic skin lesions. A
skin disorder resulting in chronic skin lesions (see 108.00B2) may
have frequent exacerbations severe enough to meet a listing even if
each individual skin lesion exacerbation did not last for an
extended amount of time. We will consider the frequency, severity,
and duration of skin lesion exacerbations; how quickly they resolve;
and how you function in the time between skin lesion exacerbations,
to determine whether your skin disorder meets or medically equals a
listing.
4. Symptoms (including pain). Your symptoms may be an important
factor in our determination of whether your skin disorder(s) meets
or medically equals a listing. We consider your symptoms only when
you have a medically determinable impairment(s) that could
reasonably be expected to produce the symptoms. See Sec. 416.929 of
this chapter.
5. Treatment.
a. General. Treatments for skin disorders may have beneficial or
adverse effects, and responses to treatment vary from person to
person. Your skin disorder's response to treatment may vary due to
treatment resistance or side effects that can result in functional
limitations. We will evaluate all of the effects of treatment
(including surgical treatment, medications, and therapy) on the
symptoms, signs, and laboratory findings of your skin disorder, and
on your ability to function.
b. Despite adherence to prescribed medical treatment for 3
months. Under 108.09, we require that your symptoms persist
``despite adherence to prescribed medical treatment for 3 months.''
This requirement means that you must have taken prescribed
medication(s) or followed other medical treatment prescribed by a
physician for 3 consecutive months. Treatment or effects of
treatment may be temporary. In most cases, sufficient time must
elapse to allow us to evaluate your response to treatment, including
any side effects. For our purposes, ``sufficient time'' means a
period of at least three months. If your treatment has not lasted
for at least 3 months, we will follow the rules in 108.00D6a. To
evaluate the severity of physical limitations due to your skin
disorder(s), we require medically documented evidence of disorder-
related physical limitation(s) of functioning that has lasted, or
can be expected to last, for a continuous period of at least 12
months. See Sec. 416.909 of this chapter. The 3 months adherence to
prescribed medical treatment must be within the period of at least
12 months that we use to evaluate severity.
c. Treatment with PUVA (psoralen and ultraviolet A (UVA) light)
or biologics. If you receive additional treatment with PUVA or
biologics to treat your skin disorder(s), we will defer adjudication
of your claim for 6 months from the start of treatment with PUVA or
biologics to evaluate the effectiveness of these treatments unless
we can make a fully favorable determination or decision on another
basis.
6. No record of ongoing treatment.
a. Despite having a skin disorder, you may not have received
ongoing treatment, may have just begun treatment, may not have
access to prescribed medical treatment, or may not have an ongoing
relationship with the medical community. In any of these situations,
you will not have a longitudinal
[[Page 35957]]
medical record for us to review when we evaluate your disorder. In
some instances, we may be able to assess the severity and duration
of your skin disorder based on your medical record and current
evidence alone. We may ask you to attend a consultative examination
to determine the severity and potential duration of your skin
disorder (see Sec. 416.919a of this chapter).
b. If, for any reason, you have not received treatment, your
skin disorder cannot meet the criteria for 108.09. If the
information in your case record is not sufficient to show that you
have a skin disorder that meets the criteria of one of the skin
disorders listings, we will follow the rules in 108.00I.
E. How do we evaluate genetic photosensitivity disorders under
108.07? Genetic photosensitivity disorders are disorders of the skin
caused by an increase in the sensitivity of the skin to sources of
ultraviolet light, including sunlight.
1. Xeroderma pigmentosum (XP) (108.07A). XP is a genetic
photosensitivity disorder with lifelong hypersensitivity to all
forms of ultraviolet light. Laboratory testing confirms the
diagnosis by documenting abnormalities in the body's ability to
repair DNA (deoxyribonucleic acid) mutations after ultraviolet light
exposure. Your skin disorder meets the requirements of 108.07A if
you have clinical and laboratory findings supporting a diagnosis of
XP (see 108.00E3).
2. Other genetic photosensitivity disorders (108.07B). The
effects of other genetic photosensitivity disorders may vary and may
not persist over time. To meet the requirements of 108.07B, a
genetic photosensitivity disorder other than XP must be established
by clinical and laboratory findings (see 108.00C) and either must
result in chronic skin lesions (see 108.00B2) or contractures (see
108.00B3) that result in functional limitations (108.00D), or must
result in the inability to function outside of a highly protective
environment. Some genetic photosensitivity disorders can have very
serious effects on other body systems, especially special senses and
speech, neurological, mental, and cancer. We will evaluate your
disorder(s) under the listings in 102.00, 111.00, 112.00, or 113.00,
as appropriate.
3. What evidence do we need to document that you have XP or
another genetic photosensitivity disorder? We will make a reasonable
effort to obtain evidence of your disorder(s), but we will not
purchase genetic testing. When the results of genetic tests are part
of the existing evidence in your case record, we will evaluate the
test results with all other relevant evidence. We need the following
clinical and laboratory findings to document that you have XP or
another genetic photosensitivity disorder:
a. A laboratory report of a definitive genetic laboratory test
documenting appropriate chromosomal changes, including abnormal DNA
repair or another DNA abnormality specific to your type of
photosensitivity disorder, signed by an acceptable medical source
(AMS); or
b. A laboratory report of a definitive test that is not signed
by an AMS, and a report from an AMS stating that you have undergone
definitive genetic laboratory studies documenting appropriate
chromosomal changes, including abnormal DNA repair or another DNA
abnormality specific to your type of photosensitivity disorder; or
c. If we do not have a laboratory report of a definitive test,
we need documentation from an AMS that an appropriate laboratory
analysis or other diagnostic method(s) confirms a positive diagnosis
of your skin disorder. This documentation must state that you had
the appropriate definitive laboratory test(s) for diagnosing your
disorder and provide the results, or explain how another diagnostic
method(s), consistent with the prevailing state of medical knowledge
and clinical practice, established your diagnosis.
4. Inability to function outside of a highly protective
environment means that you must avoid exposure to ultraviolet light
(including sunlight passing through windows and light from similar
unshielded light sources), wear protective clothing and eyeglasses,
and use opaque broad-spectrum sunscreens in order to avoid skin
cancer or other serious effects.
F. How do we evaluate burns under 108.08?
1. Electrical, chemical, or thermal burns frequently affect
other body systems; for example, musculoskeletal, special senses and
speech, respiratory, cardiovascular, genitourinary, neurological, or
mental. We evaluate burns in the same way we evaluate other
disorders that can affect the skin and other body systems, using the
listing for the predominant feature of your disorder. For example,
if your soft tissue injuries resulting from burns are under surgical
management (as defined in 108.00B6), we will evaluate your disorder
under the listings in 101.00.
2. We evaluate third-degree burns resulting in contractures (see
108.00B3) that have been documented by an acceptable medical source
to have reached maximum therapeutic benefit and therefore are no
longer receiving surgical management, under 108.08. To be disabling,
these burns must result in functional limitation(s) (see 108.00D2)
that has lasted or can be expected to last for a continuous period
of at least 12 months.
G. How do we evaluate chronic conditions of the skin or mucous
membranes under 108.09? We evaluate skin disorders that result in
chronic skin lesions (see 108.00B2) or contractures (see 108.00B3)
under 108.09. These disorders must result in chronic skin lesions or
contractures that continue to persist despite adherence to
prescribed medical treatment for 3 months (see 108.00D5b) and cause
functional limitations (see 108.00D2). Examples of skin disorders
evaluated under this listing are ichthyosis, bullous diseases (such
as pemphigus, epidermolysis bullosa, and dermatitis herpetiformis),
chronic skin infections, dermatitis, psoriasis, and hidradenitis
suppurativa.
H. How do we evaluate disorders in other body systems that
affect the skin? When your disorder(s) in another body system
affects the skin, we first evaluate the predominant feature of your
disorder(s) under the appropriate body system. Examples of disorders
in other body systems that affect the skin include the following:
1. Tuberous sclerosis. The predominant functionally limiting
features of tuberous sclerosis are seizures and intellectual
disability or other mental disorders. We evaluate these features
under the listings in 111.00 or 112.00, as appropriate.
2. Malignant tumors of the skin. Malignant tumors of the skin
(for example, malignant melanomas) are cancers, or malignant
neoplastic diseases, that we evaluate under the listings in 113.00.
3. Immune system disorders. We evaluate skin manifestations of
immune system disorders such as systemic lupus erythematosus,
scleroderma, psoriasis, and human immunodeficiency virus (HIV)
infection under the listings in 114.00.
4. Head or facial disfigurement or deformity, and other physical
deformities caused by skin disorders. A head or facial disfigurement
or deformity may result in loss of your sight, hearing, speech, or
ability to chew. In addition to head and facial disfigurement and
deformity, other physical deformities may result in associated
psychological problems (for example, depression). We evaluate the
effects of head or facial disfigurement or deformity, or other
physical deformities caused by skin disorders under the listings in
101.00, 102.00, 105.00, or 112.00, as appropriate.
5. Porphyria. We evaluate erythropoietic protoporphyria under
the listings in 107.00.
6. Hemangiomas. We evaluate hemangiomas associated with
thrombocytopenia and hemorrhage (for example, Kasabach-Merritt
syndrome) involving coagulation defects under the listings in
107.00. When hemangiomas impinge on vital structures or interfere
with functioning, we evaluate their primary effects under the
listings in the appropriate body system.
I. How do we evaluate skin disorders that do not meet one of
these listings?
1. These listings are only examples of common skin disorders
that we consider severe enough to result in marked and severe
limitations. If your impairment(s) does not meet the criteria of any
of these listings, we must also consider whether you have an
impairment(s) that satisfies the criteria of a listing in another
body system.
2. If you have a severe medically determinable impairment(s)
that does not meet a listing, we will determine whether your
impairment(s) medically equals a listing. See Sec. 416.926 of this
chapter. If your impairment(s) does not meet or medically equal a
listing, we will also consider whether your impairment(s)
functionally equals the listings. See Sec. 416.926a of this
chapter. We use the rules in Sec. 416.994a of this chapter when we
decide whether you continue to be disabled.
108.01 Category of Impairments, Skin Disorders
108.02-108.06 [Reserved]
108.07 Genetic photosensitivity disorders, established as
described in 108.00E. The requirements of this listing are met if
either paragraph A or paragraph B is satisfied.
A. Xeroderma pigmentosum (see 108.00E1).
OR
B. Other genetic photosensitivity disorders (see 108.00E2) with
either 1 or 2:
1. Chronic skin lesions (see 108.00B2) or contractures (see
108.00B3) that cause an
[[Page 35958]]
inability to function outside of a highly protective environment
(see 108.00E4); or
2. Chronic skin lesions (see 108.00B2) or contractures (see
108.00B3) that cause functional limitations (see 108.00D2) due to
limitation(s) from your skin condition, such as pain, as evidenced
by:
a. Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
age-appropriate activities involving fine and gross movements; or
b. Inability to use one upper extremity to independently
initiate, sustain, and complete age-appropriate activities involving
fine and gross movements (due to chronic skin lesions or
contractures), and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity; or
c. Inability to stand up from a seated position and maintain an
upright position to the extent you can independently initiate,
sustain, and complete age-appropriate activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region); or
d. Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete age-
appropriate activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
108.08 Burns (see 108.00F). Third-degree burns that do not
require continuing surgical management, or that have been documented
by an acceptable medical source to have reached maximum therapeutic
benefit and are no longer receiving surgical management, resulting
in chronic skin lesions (see 108.00B2) or contractures (see
108.00B3) that cause functional limitations (see 108.00D2) due to
limitation(s), such as pain, from your skin condition, as evidenced
by:
A. Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
age-appropriate activities involving fine and gross movements.
OR
B. Inability to use one upper extremity to independently
initiate, sustain, and complete age-appropriate activities involving
fine and gross movements (due to chronic skin lesions or
contractures), and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity.
OR
C. Inability to stand up from a seated position and maintain an
upright position to the extent you can independently initiate,
sustain, and complete age-appropriate activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region).
OR
D. Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete age-
appropriate activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
108.09 Chronic conditions of the skin or mucous membranes (see
108.00G) resulting in:
A. Chronic skin lesions (see 108.00B2) or contractures (see
108.00B3); chronic pain; or other physical limitation(s); that
persist despite adherence to prescribed medical treatment for 3
months (see 108.00D5b), causing functional limitations (see
108.00D2) due to limitation(s), such as pain, from your skin
condition.
AND
B. Impairment-related significant limitation demonstrated by 1,
2, 3, or 4:
1. Inability to use both upper extremities to the extent that
neither can be used to independently initiate, sustain, and complete
age-appropriate activities involving fine and gross movements; or
2. Inability to use one upper extremity to independently
initiate, sustain, and complete age-appropriate activities involving
fine and gross movements (due to chronic skin lesions or
contractures), and a documented medical need for a one-handed
assistive device that requires the use of your other upper
extremity; or
3. Inability to stand up from a seated position and maintain an
upright position to the extent you can independently initiate,
sustain, and complete age-appropriate activities due to chronic skin
lesions or contractures affecting at least two extremities
(including when the limitations are due to involvement of the
perineum or the inguinal region); or
4. Inability to maintain an upright position while standing or
walking, to independently initiate, sustain, and complete age-
appropriate activities due to chronic skin lesions or contractures
affecting both lower extremities (including when the limitations are
due to involvement of the perineum or the inguinal region).
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[FR Doc. 2019-15554 Filed 7-24-19; 8:45 am]
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