Hazardous Materials: The State of Washington Crude Oil by Rail-Vapor Pressure Requirements, 35707-35709 [2019-15675]
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Federal Register / Vol. 84, No. 142 / Wednesday, July 24, 2019 / Notices
Environmental Impact Statement (EIS)
for the proposed public transportation
improvement project in Fulton County,
Georgia is being rescinded.
FOR FURTHER INFORMATION CONTACT: Mr.
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stanley.a.mitchell@dot.gov.
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as lead federal agency, and MARTA
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Yvette G. Taylor,
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[FR Doc. 2019–15696 Filed 7–23–19; 8:45 am]
BILLING CODE 4910–57–P
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials
Safety Administration
[Docket No. PHMSA–2019–0149; PDA–
40(R)]
Hazardous Materials: The State of
Washington Crude Oil by Rail—Vapor
Pressure Requirements
Pipeline and Hazardous
Materials Safety Administration
(PHMSA), DOT.
ACTION: Public Notice and Invitation to
comment.
khammond on DSKBBV9HB2PROD with NOTICES
AGENCY:
Interested parties are invited
to comment on an application by the
State of North Dakota and the State of
Montana for an administrative
determination as to whether Federal
hazardous material transportation law
SUMMARY:
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preempts the State of Washington’s
rules relating to the volatility of crude
oil received in the state.
DATES: Comments received on or before
August 23, 2019 and rebuttal comments
received on or before September 23,
2019 will be considered before an
administrative determination is issued
by PHMSA’s Chief Counsel. Rebuttal
comments may discuss only those
issues raised by comments received
during the initial comment period and
may not discuss new issues.
ADDRESSES: North Dakota and
Montana’s application and all
comments received may be reviewed in
the Docket Operations Facility (M–30),
U.S. Department of Transportation,
West Building Ground Floor, Room
W12–140, 1200 New Jersey Avenue SE,
Washington, DC 20590. The application
and all comments are available on the
U.S. Government Regulations.gov
website: https://www.regulations.gov.
Comments must refer to Docket No.
PHMSA–2019–0149 and may be
submitted by any of the following
methods:
• Federal eRulemaking Portal: Go to
https://www.regulations.gov. Follow the
online instructions for submitting
comments.
• Fax: 1–202–493–2251.
• Mail: Docket Operations Facility
(M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE, Washington, DC 20590.
• Hand Delivery: Docket Operations
Facility (M–30), U.S. Department of
Transportation, West Building Ground
Floor, Room W12–140, 1200 New Jersey
Avenue SE, Washington, DC 20590,
between 9:00 a.m. and 5:00 p.m.,
Monday through Friday, except Federal
holidays.
A copy of each comment must also be
sent to (1) Wayne Stenehjem, Attorney
General, The State of North Dakota,
Office of the Attorney General, 600 East
Boulevard Avenue, Department 125,
Bismarck, ND 58505–0040, and (2) Tim
Fox, Attorney General, The State of
Montana, Office of the Attorney
General, Justice Building, Third Floor,
215 North Sanders, Helena, MT 59620–
1401. A certification that a copy has
been sent to these persons must also be
included with the comment. (The
following format is suggested: I certify
that copies of this comment have been
sent to Mr. Stenehjem and Mr. Fox at
the addresses specified in the Federal
Register.’’)
Anyone is able to search the
electronic form of all comments
received into any of our dockets by the
name of the individual submitting the
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35707
comment (or signing a comment
submitted on behalf of an association,
business, labor union, etc.). You may
review DOT’s complete Privacy Act
Statement in the Federal Register
published on April 11, 2000 (65 FR
19477–78), or you may visit https://
www.regulations.gov.
A subject matter index of hazardous
materials preemption cases, including a
listing of all inconsistency rulings and
preemption determinations, is available
through PHMSA’s home page at https://
phmsa.dot.gov. From the home page,
click on ‘‘Hazardous Materials Safety,’’
then on ‘‘Standards & Rulemaking,’’
then on ‘‘Preemption Determinations’’
located on the right side of the page. A
paper copy of the index will be
provided at no cost upon request to Mr.
Lopez, at the address and telephone
number set forth in the FOR FURTHER
INFORMATION CONTACT section below.
FOR FURTHER INFORMATION CONTACT:
Vincent Lopez, Office of Chief Counsel
(PHC–10), Pipeline and Hazardous
Materials Safety Administration, U.S.
Department of Transportation, 1200
New Jersey Avenue SE, Washington, DC
20590; telephone No. 202–366–4400;
facsimile No. 202–366–7041.
SUPPLEMENTARY INFORMATION:
I. Application for a Preemption
Determination
The State of North Dakota and the
State of Montana have applied to
PHMSA for a determination whether
Federal hazardous material
transportation law (HMTA), 49 U.S.C.
5101 et seq., preempts the State of
Washington’s Engrossed Substitute
Senate Bill 5579, Crude Oil By Rail—
Vapor Pressure. Specifically, North
Dakota and Montana allege the law,
which purports to regulate the volatility
of crude oil transported in Washington
state for loading and unloading,
amounts to a de facto ban on Bakken 1
crude.
North Dakota and Montana present
two main arguments for why they
believe Washington’s law should be
preempted. First, North Dakota and
Montana contend that the law’s
prohibition on the loading or unloading
of crude oil with more than 9 psi vapor
pressure poses obstacles to the HMTA
because compliance with the law can
only be accomplished by (1) pretreating
the crude oil prior to loading the tank
car; (2) selecting an alternate mode of
1 According to the applicants, North Dakota and
Montana are home to the Bakken Shale Formation,
a subsurface formation within the Williston Basin.
It is one of the top oil-producing regions in the
country and one of the largest oil producers in the
world.
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Federal Register / Vol. 84, No. 142 / Wednesday, July 24, 2019 / Notices
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transportation; or (3) redirecting the
crude oil to facilities outside
Washington state. Accordingly, North
Dakota and Montana say these avenues
for complying with the law impose
obstacles to accomplishing the purposes
of the HMTA. Similarly, they contend
that the law’s pre-notification
requirements are an obstacle. Last,
North Dakota and Montana contend that
Washington’s law is preempted because
aspects of the law are not substantively
the same as the federal requirements for
the classification and handling of this
type of hazardous material.
In summary, North Dakota and
Montana contend the State of
Washington’s Engrossed Substitute
Senate Bill 5579, Crude Oil By Rail—
Vapor Pressure, should be preempted
because:
• It is an obstacle to the federal
hazardous material transportation legal
and regulatory regime; and
• It is not substantively the same as
the federal regulations governing the
classification and handling of crude oil
in transportation.
II. Federal Preemption
Section 5125 of 49 U.S.C. contains
express preemption provisions relevant
to this proceeding. As amended by
Section 1711(b) of the Homeland
Security Act of 2002 (Pub. L. 107–296,
116 Stat. 2319), 49 U.S.C. 5125(a)
provides that a requirement of a State,
political subdivision of a State, or
Indian tribe is preempted—unless the
non-Federal requirement is authorized
by another Federal law or DOT grants a
waiver of preemption under section
5125(e)—if (1) complying with the nonFederal requirement and the Federal
requirement is not possible; or (2) the
non-Federal requirement, as applied
and enforced, is an obstacle to
accomplishing and carrying out the
Federal requirement.
These two sentences set forth the
‘‘dual compliance’’ and ‘‘obstacle’’
criteria that PHMSA’s predecessor
agency, the Research and Special
Programs Administration, had applied
in issuing inconsistency rulings prior to
1990, under the original preemption
provision in the Hazardous Materials
Transportation Act (HMTA). Public Law
93–633 § 112(a), 88 Stat. 2161 (1975).
The dual compliance and obstacle
criteria are based on U.S. Supreme
Court decisions on preemption. Hines v.
Davidowitz, 312 U.S. 52 (1941); Florida
Lime & Avocado Growers, Inc. v. Paul,
373 U.S. 132 (1963); Ray v. Atlantic
Richfield, Inc., 435 U.S. 151 (1978).
Subsection (b)(1) of 49 U.S.C. 5125
provides that a non-Federal requirement
concerning any of the following subjects
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is preempted—unless authorized by
another Federal law or DOT grants a
waiver of preemption—when the nonFederal requirement is not
‘‘substantively the same as’’ a provision
of Federal hazardous material
transportation law, a regulation
prescribed under that law, or a
hazardous materials security regulation
or directive issued by the Department of
Homeland Security. The five subject
areas include: the designation,
description, and classification of
hazardous material; the packing,
repacking, handling, labeling, marking,
and placarding of hazardous material;
the preparation, execution, and use of
shipping documents related to
hazardous material and requirements
related to the number, contents, and
placement of those documents; the
written notification, recording, and
reporting of the unintentional release in
transportation of hazardous material
and other written hazardous materials
transportation incident reporting
involving State or local emergency
responders in the initial response to the
incident; and the designing,
manufacturing, fabricating, inspecting,
marking, maintaining, reconditioning,
repairing, or testing a package,
container, or packaging component that
is represented, marked, certified, or sold
as qualified for use in transporting
hazardous material in commerce.
To be ‘‘substantively the same,’’ the
non-Federal requirement must conform
‘‘in every significant respect to the
Federal requirement. Editorial and other
similar de minimis changes are
permitted.’’ 49 CFR 107.202(d).2
The 2002 amendments and 2005
reenactment of the preemption
provisions in 49 U.S.C. 5125 reaffirmed
Congress’s long-standing view that a
single body of uniform Federal
regulations promotes safety (including
security) in the transportation of
hazardous materials. More than thirty
years ago, when it was considering the
HMTA, the Senate Commerce
Committee ‘‘endorse[d] the principle of
preemption in order to preclude a
multiplicity of State and local
regulations and the potential for varying
as well as conflicting regulations in the
area of hazardous materials
transportation.’’ S. Rep. No. 1102, 93rd
Cong. 2nd Sess. 37 (1974). When
2 Additional standards apply to preemption of
non-Federal requirements on highway routes over
which hazardous materials may or may not be
transported and fees related to transporting
hazardous material. See 49 U.S.C. 5125(c) and (f).
See also 49 CFR 171.1(f) which explains that a
‘‘facility at which functions regulated under the
HMR are performed may be subject to applicable
laws and regulations of state and local governments
and Indian tribes.’’
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Congress expanded the preemption
provisions in 1990, it specifically found
that many States and localities have
enacted laws and regulations which
vary from Federal laws and regulations
pertaining to the transportation of
hazardous materials, thereby creating
the potential for unreasonable hazards
in other jurisdictions and confounding
shippers and carriers which attempt to
comply with multiple and conflicting
registration, permitting, routing,
notification, and other regulatory
requirements. And because of the
potential risks to life, property, and the
environment posed by unintentional
releases of hazardous materials,
consistency in laws and regulations
governing the transportation of
hazardous materials is necessary and
desirable. Therefore, in order to achieve
greater uniformity and to promote the
public health, welfare, and safety at all
levels, Federal standards for regulating
the transportation of hazardous
materials in intrastate, interstate, and
foreign commerce are necessary and
desirable.3
A United States Court of Appeals has
found uniformity was the ‘‘linchpin’’ in
the design of the Federal laws governing
the transportation of hazardous
materials. Colorado Pub. Util. Comm’n
v. Harmon, 951 F.2d 1571, 1575 (10th
Cir. 1991).
III. Preemption Determinations
Under 49 U.S.C. 5125(d)(1), any
person (including a State, political
subdivision of a State, or Indian tribe)
directly affected by a requirement of a
State, political subdivision or tribe may
apply to the Secretary of Transportation
for a determination whether the
requirement is preempted. The
Secretary of Transportation has
delegated authority to PHMSA to make
determinations of preemption, except
for those concerning highway routing
(which have been delegated to the
Federal Motor Carrier Safety
Administration). 49 CFR 1.97(b).
Section 5125(d)(1) requires notice of
an application for a preemption
determination to be published in the
Federal Register. Following the receipt
and consideration of written comments,
PHMSA publishes its determination in
the Federal Register. See 49 CFR
107.209(c). A short period of time is
allowed for filing of petitions for
reconsideration. 49 CFR 107.211. A
petition for judicial review of a final
preemption determination must be filed
3 Public Law 101–615 § 2, 104 Stat. 3244. (In
1994, Congress revised, codified and enacted the
HMTA ‘‘without substantive change,’’ at 49 U.S.C.
Chapter 51. Public Law 103–272, 108 Stat. 745 (July
5, 1994).)
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Federal Register / Vol. 84, No. 142 / Wednesday, July 24, 2019 / Notices
in the United States Court of Appeals
for the District of Columbia or in the
Court of Appeals for the United States
for the circuit in which the petitioner
resides or has its principal place of
business, within 60 days after the
determination becomes final. 49 U.S.C.
5127(a).
Preemption determinations do not
address issues of preemption arising
under the Commerce Clause, the Fifth
Amendment or other provisions of the
Constitution, or statutes other than the
Federal hazardous material
transportation law unless it is necessary
to do so in order to determine whether
a requirement is authorized by another
Federal law, or whether a fee is ‘‘fair’’
within the meaning of 49 U.S.C.
5125(f)(1). A State, local or Indian tribe
requirement is not authorized by
another Federal law merely because it is
not preempted by another Federal
statute. Colorado Pub. Util. Comm’n v.
Harmon, above, 951 F.2d at 1581 n.10.
In making preemption determinations
under 49 U.S.C. 5125(d), PHMSA is
guided by the principles and policies set
forth in Executive Order No. 13132,
entitled ‘‘Federalism’’ (64 FR 43255
(Aug. 10, 1999)), and the President’s
May 20, 2009 memorandum on
‘‘Preemption’’ (74 FR 24693 (May 22,
2009)). Section 4(a) of that Executive
Order authorizes preemption of State
laws only when a statute contains an
express preemption provision, there is
other clear evidence Congress intended
to preempt State law, or the exercise of
State authority directly conflicts with
the exercise of Federal authority. The
President’s May 20, 2009 memorandum
sets forth the policy ‘‘that preemption of
State law by executive departments and
agencies should be undertaken only
with full consideration of the legitimate
prerogatives of the States and with a
sufficient legal basis for preemption.’’
Section 5125 contains express
preemption provisions, which PHMSA
has implemented through its
regulations.
khammond on DSKBBV9HB2PROD with NOTICES
IV. Public Comments
All comments should be directed to
whether 49 U.S.C. 5125 preempts the
State of Washington’s rules relating to
the volatility of crude oil received in the
state. Comments should specifically
address the preemption criteria
discussed in Part II above.
Issued in Washington, DC, on July 18,
2019.
Paul J. Roberti,
Chief Counsel.
[FR Doc. 2019–15675 Filed 7–23–19; 8:45 am]
BILLING CODE 4909–60–P
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DEPARTMENT OF THE TREASURY
Internal Revenue Service
Proposed Collection; Comment
Request for Form 4506–T and 4506–C
Internal Revenue Service (IRS),
Treasury.
ACTION: Notice and request for
comments.
AGENCY:
The Internal Revenue Service,
as part of its continuing effort to reduce
paperwork and respondent burden,
invites the general public and other
Federal agencies to take this
opportunity to comment on proposed
and/or continuing information
collections, as required by the
Paperwork Reduction Act of 1995.
Currently, the IRS is soliciting
comments concerning Form 4506–T,
Request for Transcript of Return and
4506–C, IVES Request for Transcript of
Tax Return.
DATES: Written comments should be
received on or before September 23,
2019 to be assured of consideration.
ADDRESSES: Direct all written comments
to Laurie Brimmer, Internal Revenue
Service, Room 6526, 1111 Constitution
Avenue NW, Washington, DC 20224.
FOR FURTHER INFORMATION CONTACT:
Requests for additional information or
copies of the form and instructions
should be directed to Laurie Brimmer, at
Internal Revenue Service, Room 6526,
1111 Constitution Avenue NW,
Washington, DC 20224, or at 202 317
5756, or through the internet, at
Laurie.E.Brimmer@irs.gov.
SUPPLEMENTARY INFORMATION:
Title: Request for Transcript of Tax
Return and IVES Request for Transcript
of Tax Return.
OMB Number: 1545–1872.
Form Number: Form 4506–T and
4506–C.
Abstract: Internal Revenue Code
section 7513 allows taxpayers to request
a copy of a tax return or related
products. Form 4506–T is used to
request all products except copies of
returns. The information provided will
be used to search the taxpayers account
and provide the requested information
and to ensure that the requestor is the
taxpayer or someone authorized by the
taxpayer to obtain the documents
requested. Form 4506–C is used to
permit the cleared and vetted Income
Verification Express Service (IVES)
participants to request tax return
information on the behalf of the
authorizing taxpayer.
Current Actions: Previously the Form
4506–T (or 4506–TEZ–OMB number
1545–2154) was used by both the Return
SUMMARY:
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35709
and Income Verification system (RAIVS)
respondents and IVES Income
Verification Express Service (IVES)
respondents to order a tax transcript. In
effort to protect taxpayer information,
IRS implemented a policy change for
the Form 4506 series to no longer mail
tax transcripts to third parties that have
not been vetted through the agency and
as a result eliminating line 5a from
Form 4506–T.
Since the IVES customer base are
third party clients that are fully vetted
to receive Taxpayer transcripts, and
could no longer use Form 4506–T, IRS
implemented a separate f4506–C to
service this customer base. The new
4506–C will permit the cleared and
vetted IVES clients to request tax return
information on the behalf of the
authorizing taxpayer.
Type of Review: Revision of a
currently approved collection.
Affected Public: Business or other forprofit organizations, individuals or
households, farms, and Federal, state,
local, or tribal governments.
Form 4506–T
Estimated Number of Respondents:
263,857.
Estimated Time per Respondent: 46
minutes (.77 hours).
Estimated Total Annual Burden
Hours: 203,169.
Form 4506–C
Estimated Number of Respondents:
18,000,000.
Estimated Time per Respondent: 42
minutes (.70 hours).
Estimated Total Annual Burden
Hours: 12,600,000.
The following paragraph applies to all
of the collections of information covered
by this notice:
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless the collection of information
displays a valid OMB control number.
Books or records relating to a collection
of information must be retained as long
as their contents may become material
in the administration of any internal
revenue law. Generally, tax returns and
tax return information are confidential,
as required by 26 U.S.C. 6103.
Request for Comments: Comments
submitted in response to this notice will
be summarized and/or included in the
request for OMB approval. All
comments will become a matter of
public record. Comments are invited on:
(a) Whether the collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
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Agencies
[Federal Register Volume 84, Number 142 (Wednesday, July 24, 2019)]
[Notices]
[Pages 35707-35709]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-15675]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Pipeline and Hazardous Materials Safety Administration
[Docket No. PHMSA-2019-0149; PDA-40(R)]
Hazardous Materials: The State of Washington Crude Oil by Rail--
Vapor Pressure Requirements
AGENCY: Pipeline and Hazardous Materials Safety Administration (PHMSA),
DOT.
ACTION: Public Notice and Invitation to comment.
-----------------------------------------------------------------------
SUMMARY: Interested parties are invited to comment on an application by
the State of North Dakota and the State of Montana for an
administrative determination as to whether Federal hazardous material
transportation law preempts the State of Washington's rules relating to
the volatility of crude oil received in the state.
DATES: Comments received on or before August 23, 2019 and rebuttal
comments received on or before September 23, 2019 will be considered
before an administrative determination is issued by PHMSA's Chief
Counsel. Rebuttal comments may discuss only those issues raised by
comments received during the initial comment period and may not discuss
new issues.
ADDRESSES: North Dakota and Montana's application and all comments
received may be reviewed in the Docket Operations Facility (M-30), U.S.
Department of Transportation, West Building Ground Floor, Room W12-140,
1200 New Jersey Avenue SE, Washington, DC 20590. The application and
all comments are available on the U.S. Government Regulations.gov
website: https://www.regulations.gov.
Comments must refer to Docket No. PHMSA-2019-0149 and may be
submitted by any of the following methods:
Federal eRulemaking Portal: Go to https://www.regulations.gov. Follow the online instructions for submitting
comments.
Fax: 1-202-493-2251.
Mail: Docket Operations Facility (M-30), U.S. Department
of Transportation, West Building Ground Floor, Room W12-140, 1200 New
Jersey Avenue SE, Washington, DC 20590.
Hand Delivery: Docket Operations Facility (M-30), U.S.
Department of Transportation, West Building Ground Floor, Room W12-140,
1200 New Jersey Avenue SE, Washington, DC 20590, between 9:00 a.m. and
5:00 p.m., Monday through Friday, except Federal holidays.
A copy of each comment must also be sent to (1) Wayne Stenehjem,
Attorney General, The State of North Dakota, Office of the Attorney
General, 600 East Boulevard Avenue, Department 125, Bismarck, ND 58505-
0040, and (2) Tim Fox, Attorney General, The State of Montana, Office
of the Attorney General, Justice Building, Third Floor, 215 North
Sanders, Helena, MT 59620-1401. A certification that a copy has been
sent to these persons must also be included with the comment. (The
following format is suggested: I certify that copies of this comment
have been sent to Mr. Stenehjem and Mr. Fox at the addresses specified
in the Federal Register.'')
Anyone is able to search the electronic form of all comments
received into any of our dockets by the name of the individual
submitting the comment (or signing a comment submitted on behalf of an
association, business, labor union, etc.). You may review DOT's
complete Privacy Act Statement in the Federal Register published on
April 11, 2000 (65 FR 19477-78), or you may visit https://www.regulations.gov.
A subject matter index of hazardous materials preemption cases,
including a listing of all inconsistency rulings and preemption
determinations, is available through PHMSA's home page at https://phmsa.dot.gov. From the home page, click on ``Hazardous Materials
Safety,'' then on ``Standards & Rulemaking,'' then on ``Preemption
Determinations'' located on the right side of the page. A paper copy of
the index will be provided at no cost upon request to Mr. Lopez, at the
address and telephone number set forth in the FOR FURTHER INFORMATION
CONTACT section below.
FOR FURTHER INFORMATION CONTACT: Vincent Lopez, Office of Chief Counsel
(PHC-10), Pipeline and Hazardous Materials Safety Administration, U.S.
Department of Transportation, 1200 New Jersey Avenue SE, Washington, DC
20590; telephone No. 202-366-4400; facsimile No. 202-366-7041.
SUPPLEMENTARY INFORMATION:
I. Application for a Preemption Determination
The State of North Dakota and the State of Montana have applied to
PHMSA for a determination whether Federal hazardous material
transportation law (HMTA), 49 U.S.C. 5101 et seq., preempts the State
of Washington's Engrossed Substitute Senate Bill 5579, Crude Oil By
Rail--Vapor Pressure. Specifically, North Dakota and Montana allege the
law, which purports to regulate the volatility of crude oil transported
in Washington state for loading and unloading, amounts to a de facto
ban on Bakken \1\ crude.
---------------------------------------------------------------------------
\1\ According to the applicants, North Dakota and Montana are
home to the Bakken Shale Formation, a subsurface formation within
the Williston Basin. It is one of the top oil-producing regions in
the country and one of the largest oil producers in the world.
---------------------------------------------------------------------------
North Dakota and Montana present two main arguments for why they
believe Washington's law should be preempted. First, North Dakota and
Montana contend that the law's prohibition on the loading or unloading
of crude oil with more than 9 psi vapor pressure poses obstacles to the
HMTA because compliance with the law can only be accomplished by (1)
pretreating the crude oil prior to loading the tank car; (2) selecting
an alternate mode of
[[Page 35708]]
transportation; or (3) redirecting the crude oil to facilities outside
Washington state. Accordingly, North Dakota and Montana say these
avenues for complying with the law impose obstacles to accomplishing
the purposes of the HMTA. Similarly, they contend that the law's pre-
notification requirements are an obstacle. Last, North Dakota and
Montana contend that Washington's law is preempted because aspects of
the law are not substantively the same as the federal requirements for
the classification and handling of this type of hazardous material.
In summary, North Dakota and Montana contend the State of
Washington's Engrossed Substitute Senate Bill 5579, Crude Oil By Rail--
Vapor Pressure, should be preempted because:
It is an obstacle to the federal hazardous material
transportation legal and regulatory regime; and
It is not substantively the same as the federal
regulations governing the classification and handling of crude oil in
transportation.
II. Federal Preemption
Section 5125 of 49 U.S.C. contains express preemption provisions
relevant to this proceeding. As amended by Section 1711(b) of the
Homeland Security Act of 2002 (Pub. L. 107-296, 116 Stat. 2319), 49
U.S.C. 5125(a) provides that a requirement of a State, political
subdivision of a State, or Indian tribe is preempted--unless the non-
Federal requirement is authorized by another Federal law or DOT grants
a waiver of preemption under section 5125(e)--if (1) complying with the
non-Federal requirement and the Federal requirement is not possible; or
(2) the non-Federal requirement, as applied and enforced, is an
obstacle to accomplishing and carrying out the Federal requirement.
These two sentences set forth the ``dual compliance'' and
``obstacle'' criteria that PHMSA's predecessor agency, the Research and
Special Programs Administration, had applied in issuing inconsistency
rulings prior to 1990, under the original preemption provision in the
Hazardous Materials Transportation Act (HMTA). Public Law 93-633 Sec.
112(a), 88 Stat. 2161 (1975). The dual compliance and obstacle criteria
are based on U.S. Supreme Court decisions on preemption. Hines v.
Davidowitz, 312 U.S. 52 (1941); Florida Lime & Avocado Growers, Inc. v.
Paul, 373 U.S. 132 (1963); Ray v. Atlantic Richfield, Inc., 435 U.S.
151 (1978).
Subsection (b)(1) of 49 U.S.C. 5125 provides that a non-Federal
requirement concerning any of the following subjects is preempted--
unless authorized by another Federal law or DOT grants a waiver of
preemption--when the non-Federal requirement is not ``substantively the
same as'' a provision of Federal hazardous material transportation law,
a regulation prescribed under that law, or a hazardous materials
security regulation or directive issued by the Department of Homeland
Security. The five subject areas include: the designation, description,
and classification of hazardous material; the packing, repacking,
handling, labeling, marking, and placarding of hazardous material; the
preparation, execution, and use of shipping documents related to
hazardous material and requirements related to the number, contents,
and placement of those documents; the written notification, recording,
and reporting of the unintentional release in transportation of
hazardous material and other written hazardous materials transportation
incident reporting involving State or local emergency responders in the
initial response to the incident; and the designing, manufacturing,
fabricating, inspecting, marking, maintaining, reconditioning,
repairing, or testing a package, container, or packaging component that
is represented, marked, certified, or sold as qualified for use in
transporting hazardous material in commerce.
To be ``substantively the same,'' the non-Federal requirement must
conform ``in every significant respect to the Federal requirement.
Editorial and other similar de minimis changes are permitted.'' 49 CFR
107.202(d).\2\
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\2\ Additional standards apply to preemption of non-Federal
requirements on highway routes over which hazardous materials may or
may not be transported and fees related to transporting hazardous
material. See 49 U.S.C. 5125(c) and (f). See also 49 CFR 171.1(f)
which explains that a ``facility at which functions regulated under
the HMR are performed may be subject to applicable laws and
regulations of state and local governments and Indian tribes.''
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The 2002 amendments and 2005 reenactment of the preemption
provisions in 49 U.S.C. 5125 reaffirmed Congress's long-standing view
that a single body of uniform Federal regulations promotes safety
(including security) in the transportation of hazardous materials. More
than thirty years ago, when it was considering the HMTA, the Senate
Commerce Committee ``endorse[d] the principle of preemption in order to
preclude a multiplicity of State and local regulations and the
potential for varying as well as conflicting regulations in the area of
hazardous materials transportation.'' S. Rep. No. 1102, 93rd Cong. 2nd
Sess. 37 (1974). When Congress expanded the preemption provisions in
1990, it specifically found that many States and localities have
enacted laws and regulations which vary from Federal laws and
regulations pertaining to the transportation of hazardous materials,
thereby creating the potential for unreasonable hazards in other
jurisdictions and confounding shippers and carriers which attempt to
comply with multiple and conflicting registration, permitting, routing,
notification, and other regulatory requirements. And because of the
potential risks to life, property, and the environment posed by
unintentional releases of hazardous materials, consistency in laws and
regulations governing the transportation of hazardous materials is
necessary and desirable. Therefore, in order to achieve greater
uniformity and to promote the public health, welfare, and safety at all
levels, Federal standards for regulating the transportation of
hazardous materials in intrastate, interstate, and foreign commerce are
necessary and desirable.\3\
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\3\ Public Law 101-615 Sec. 2, 104 Stat. 3244. (In 1994,
Congress revised, codified and enacted the HMTA ``without
substantive change,'' at 49 U.S.C. Chapter 51. Public Law 103-272,
108 Stat. 745 (July 5, 1994).)
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A United States Court of Appeals has found uniformity was the
``linchpin'' in the design of the Federal laws governing the
transportation of hazardous materials. Colorado Pub. Util. Comm'n v.
Harmon, 951 F.2d 1571, 1575 (10th Cir. 1991).
III. Preemption Determinations
Under 49 U.S.C. 5125(d)(1), any person (including a State,
political subdivision of a State, or Indian tribe) directly affected by
a requirement of a State, political subdivision or tribe may apply to
the Secretary of Transportation for a determination whether the
requirement is preempted. The Secretary of Transportation has delegated
authority to PHMSA to make determinations of preemption, except for
those concerning highway routing (which have been delegated to the
Federal Motor Carrier Safety Administration). 49 CFR 1.97(b).
Section 5125(d)(1) requires notice of an application for a
preemption determination to be published in the Federal Register.
Following the receipt and consideration of written comments, PHMSA
publishes its determination in the Federal Register. See 49 CFR
107.209(c). A short period of time is allowed for filing of petitions
for reconsideration. 49 CFR 107.211. A petition for judicial review of
a final preemption determination must be filed
[[Page 35709]]
in the United States Court of Appeals for the District of Columbia or
in the Court of Appeals for the United States for the circuit in which
the petitioner resides or has its principal place of business, within
60 days after the determination becomes final. 49 U.S.C. 5127(a).
Preemption determinations do not address issues of preemption
arising under the Commerce Clause, the Fifth Amendment or other
provisions of the Constitution, or statutes other than the Federal
hazardous material transportation law unless it is necessary to do so
in order to determine whether a requirement is authorized by another
Federal law, or whether a fee is ``fair'' within the meaning of 49
U.S.C. 5125(f)(1). A State, local or Indian tribe requirement is not
authorized by another Federal law merely because it is not preempted by
another Federal statute. Colorado Pub. Util. Comm'n v. Harmon, above,
951 F.2d at 1581 n.10.
In making preemption determinations under 49 U.S.C. 5125(d), PHMSA
is guided by the principles and policies set forth in Executive Order
No. 13132, entitled ``Federalism'' (64 FR 43255 (Aug. 10, 1999)), and
the President's May 20, 2009 memorandum on ``Preemption'' (74 FR 24693
(May 22, 2009)). Section 4(a) of that Executive Order authorizes
preemption of State laws only when a statute contains an express
preemption provision, there is other clear evidence Congress intended
to preempt State law, or the exercise of State authority directly
conflicts with the exercise of Federal authority. The President's May
20, 2009 memorandum sets forth the policy ``that preemption of State
law by executive departments and agencies should be undertaken only
with full consideration of the legitimate prerogatives of the States
and with a sufficient legal basis for preemption.'' Section 5125
contains express preemption provisions, which PHMSA has implemented
through its regulations.
IV. Public Comments
All comments should be directed to whether 49 U.S.C. 5125 preempts
the State of Washington's rules relating to the volatility of crude oil
received in the state. Comments should specifically address the
preemption criteria discussed in Part II above.
Issued in Washington, DC, on July 18, 2019.
Paul J. Roberti,
Chief Counsel.
[FR Doc. 2019-15675 Filed 7-23-19; 8:45 am]
BILLING CODE 4909-60-P