Section 108 Loan Guarantee Program: Announcement of Fee To Cover Credit Subsidy Costs for FY 2020, 35299-35301 [2019-15627]
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Federal Register / Vol. 84, No. 141 / Tuesday, July 23, 2019 / Rules and Regulations
adjudicated as a result of action by the
U.S. Government over which the alien
had no control and for which the alien
was not responsible, which precluded
the applicant from benefitting from the
processing, or as provided in paragraph
(b)(2).
(2) Waiver or refund of fees for
replacement immigrant visas. The
consular officer shall waive the
application processing fee for a
replacement immigrant visa or, upon
request, refund such a fee where already
paid, if the consular officer is satisfied
that the alien, the alien’s parent(s), or
the alien’s representative has
established that:
(i) The prior immigrant visa was
issued on or after March 27, 2013, to an
alien who has been lawfully adopted, or
who is coming to the United States to
be adopted, by a United States citizen;
(ii) The alien was unable to use the
original immigrant visa during the
period of its validity as a direct result
of extraordinary circumstances,
including the denial of an exit permit;
and
(iii) The inability to use the visa was
attributable to factors beyond the
control of the adopting parent or parents
and of the alien.
■ 5. Section 42.73 is revised to read as
follows:
jspears on DSK30JT082PROD with RULES
§ 42.73
Procedure in issuing visas.
(a) Evidence of visa. An immigrant
visa shall be evidenced by a physical
visa or by an electronic visa located in
the Department’s records. The
appropriate symbol as prescribed in
§ 42.11, showing the classification of the
alien, shall be entered on the visa.
(b) Visa format. A machine-readable
visa shall be in the format designated by
the Department, and contain, at a
minimum, the following data:
(1) Full name of the immigrant;
(2) Visa symbol;
(3) Location of the visa issuing office;
(4) Passport number;
(5) The registration number (Anumber) assigned to the immigrant;
(6) Sex;
(7) Date of birth;
(8) Nationality;
(9) Date of issuance;
(10) Date of expiration;
(11) Visa control number;
(12) Any annotations entered to
reflect waivers or other information
useful to an immigration officer at a port
of entry (POE) upon the immigrant’s
application for admission to the United
States;
(13) A digitized photo of the
immigrant; and
(14) Machine-readable data that can
be processed by an immigration officer
at a POE.
VerDate Sep<11>2014
16:11 Jul 22, 2019
Jkt 247001
(c) Disposition of supporting
documents. Post shall, wherever
possible, return original supporting
documents furnished by the alien.
Duplicate copies may be retained in the
consular system, as required or
necessary.
■ 6. Section 42.74 is revised to read as
follows:
§ 42.74 Issuance of new, replacement, or
duplicate visas.
(a) New immigrant visa for a special
immigrant under INA 101(a)(27)(A) and
(B). The consular officer may issue a
new immigrant visa to a qualified alien
entitled to status under INA
101(a)(27)(A) or (B), who establishes:
(1)(i) That the original visa has been
lost, mutilated or has expired; or
(ii) That the alien will be unable to
use it during the period of its validity;
provided that:
(A) The alien pays anew the
application processing fees prescribed
in the Schedule of Fees (22 CFR 22.1);
and
(B) The consular officer ascertains
whether the original issuing office
knows of any reason why a new visa
should not be issued.
(2) [Reserved]
(b) Replacement immigrant visa for an
immediate relative or for an alien
subject to numerical limitation. A
consular officer may issue a
replacement visa under the original
number of a qualified alien entitled to
status as an immediate relative (INA
201(b)(2)), a family or employment
preference immigrant (INA 203(a) or
(b)), or a diversity immigrant (INA
203(c)), if—
(1) The alien is unable to use the visa
during the period of its validity due to
reasons beyond the alien’s control;
(2) The visa is issued during the same
fiscal year in which the original visa
was issued, or in the following year in
the case of an immediate relative only,
if the original number had been reported
as recaptured;
(3) The number has not been returned
to the Department as a ‘‘recaptured visa
number’’ in the case of a preference or
diversity immigrant;
(4) The alien pays anew the
application processing fees prescribed
in the Schedule of Fees; and
(5) The consular officer ascertains
whether the original issuing office
knows of any reason why a new visa
should not be issued.
(c) Replacement visa for adoptees. A
consular officer may issue a
replacement immigrant visa to a
qualified alien, if the conditions in
paragraphs (a)(1) and (3) of this section
PO 00000
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Fmt 4700
Sfmt 4700
35299
are met, and if the consular officer
determines—
(1) A prior immigrant visa was issued
on or after March 27, 2013, to a child
who has been lawfully adopted, or who
is coming to the United States to be
adopted, by a United States citizen;
(2) The inability to use the visa was
attributable to factors beyond the
control of the adoptee or the adopting
parent(s); and
(3) The application processing fee has
been waived pursuant to § 42.71(b)(2) or
has been paid anew.
(d) Duplicate visas issued within the
validity period of the original visa. If the
validity of a visa previously issued has
not yet terminated and the original visa
has been lost or mutilated, a duplicate
visa may be issued containing all of the
information appearing on the original
visa, including the original issuance and
expiration dates. The applicant shall
execute a new application and provide
copies of the supporting documents
submitted in support of the original
application. The alien must pay anew
the application processing fees
prescribed in the Schedule of Fees.
Carl C. Risch,
Assistant Secretary of Consular Affairs, U.S.
Department of State.
[FR Doc. 2019–14195 Filed 7–22–19; 8:45 am]
BILLING CODE 4710–06–P
DEPARTMENT OF HOUSING AND
URBAN DEVELOPMENT
24 CFR Part 570
[Docket No. FR–6167–N–01]
Section 108 Loan Guarantee Program:
Announcement of Fee To Cover Credit
Subsidy Costs for FY 2020
Office of the Assistant
Secretary for Community Planning and
Development, HUD.
ACTION: Announcement of fee.
AGENCY:
This document announces the
fee that HUD will collect from
borrowers of loans guaranteed under
HUD’s Section 108 Loan Guarantee
Program (Section 108 Program) to offset
the credit subsidy costs of the
guaranteed loans pursuant to
commitments awarded in Fiscal Year
2020.
SUMMARY:
DATES:
Applicability Date: October 1,
2019.
Paul
Webster, Director, Financial
Management Division, Office of Block
Grant Assistance, Office of Community
Planning and Development, U.S.
FOR FURTHER INFORMATION CONTACT:
E:\FR\FM\23JYR1.SGM
23JYR1
35300
Federal Register / Vol. 84, No. 141 / Tuesday, July 23, 2019 / Rules and Regulations
Department of Housing and Urban
Development, 451 7th Street SW, Room
7282, Washington, DC 20410; telephone
number 202–402–4563 (this is not a tollfree number). Individuals with speech
or hearing impairments may access this
number through TTY by calling the tollfree Federal Relay Service at 800–877–
8339. FAX inquiries (but not comments)
may be sent to Mr. Webster at 202–708–
1798 (this is not a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Background
The Transportation, Housing and
Urban Development, and Related
Agencies Appropriations Act, 2015
(division K of Pub. L. 113–235,
approved December 16, 2014) (2015
Appropriations Act) provided that ‘‘the
Secretary shall collect fees from
borrowers . . . to result in a credit
subsidy cost of zero for guaranteeing’’
Section 108 loans. Identical language
was continued or included in the
Department’s continuing resolutions
and appropriations acts authorizing
HUD to issue Section 108 loan
guarantees during Fiscal Years (FYs)
2016, 2017, 2018, and 2019. The Fiscal
Year (FY) 2020 HUD appropriations bill
under consideration in the House of
Representatives (H.R. 3163) also has
identical language regarding the fees
and credit subsidy cost for the Section
108 Program.
On November 3, 2015, HUD
published a final rule (80 FR 67626) that
amended the Section 108 Program
regulations at 24 CFR part 570 to
establish additional procedures,
including procedures for announcing
the amount of the fee each fiscal year
when HUD is required to offset the
credit subsidy costs to the Federal
Government to guarantee Section 108
loans. For FYs 2016, 2017, 2018, and
2019, HUD published notifications to
set the fees.1
jspears on DSK30JT082PROD with RULES
II. FY 2020 Fee: 2.00 Percent of the
Principal Amount of the Loan
This document sets the fee for Section
108 loan disbursements under loan
guarantee commitments awarded for FY
2020 at 2.00 percent of the principal
amount of the loan. HUD will collect
this fee from borrowers of loans
guaranteed under the Section 108
Program to offset the credit subsidy
costs of the guaranteed loans pursuant
to commitments awarded in FY 2020.
For this fee announcement, HUD is not
changing the underlying assumptions or
1 80 FR 67634 (November 3, 2015), 81 FR 68297
(October 4, 2016), 82 FR 44518 (September 25,
2017), and 83 FR 50257 (October 5, 2018),
respectively.
VerDate Sep<11>2014
16:11 Jul 22, 2019
Jkt 247001
creating new considerations for
borrowers. The calculation of the FY
2020 fee uses a similar calculation
model as the FY 2016, FY 2017, FY
2018, and FY 2019 fee notifications, but
incorporates updated information
regarding the composition of the Section
108 portfolio and the timing of the
estimated future cash flows for defaults
and recoveries. The calculation of the
fee is also affected by the discount rates
required to be used by HUD when
calculating the present value of the
future cash flows as part of the Federal
budget process.
As described in 24 CFR 570.712(b),
HUD’s credit subsidy calculation is
based on the amount required to reduce
the credit subsidy cost to the Federal
Government associated with making a
Section 108 loan guarantee to the
amount established by applicable
appropriation acts. As a result, HUD’s
credit subsidy cost calculations
incorporated assumptions based on: (1)
Data on default frequency for municipal
debt where such debt is comparable to
loans in the Section 108 loan portfolio;
(2) data on recovery rates on collateral
security for comparable municipal debt;
(3) the expected composition of the
Section 108 portfolio by end users of the
guaranteed loan funds (e.g., third-party
borrowers and public entities); and (4)
other factors that HUD determined were
relevant to this calculation (e.g.,
assumptions as to loan disbursement
and repayment patterns).
Taking these factors into
consideration, HUD determined that the
fee for disbursements made under loan
guarantee commitments awarded in FY
2020 will be 2.00 percent, which will be
applied only at the time of loan
disbursements. Note that future
notifications may provide for a
combination of upfront and periodic
fees for loan guarantee commitments
awarded in future fiscal years but, if so,
will provide the public an opportunity
to comment if appropriate under 24 CFR
570.712(b)(2).
The expected cost of a Section 108
loan guarantee is difficult to estimate
using historical program data because
there have been no defaults in the
history of the program that required
HUD to invoke its full faith and credit
guarantee or use the credit subsidy
reserved each year for future losses.2
This is due to a variety of factors,
including the availability of Community
Development Block Grant (CDBG) funds
2 U.S. Department of Housing and Urban
Development, Study of HUD’s Section 108 Loan
Guarantee Program, (prepared by Econometrica,
Inc. and The Urban Institute), September 2012, at
pages 73–74. This fact has not changed since the
issuance of this report.
PO 00000
Frm 00016
Fmt 4700
Sfmt 4700
as security for HUD’s guarantee as
provided in 24 CFR 570.705(b). As
authorized by Section 108 of the
Housing and Community Development
Act of 1974, as amended (42 U.S.C.
5308), borrowers may make payments
on Section 108 loans using CDBG grant
funds. Borrowers may also make Section
108 loan payments from other
anticipated sources but continue to have
CDBG funds available should they
encounter shortfalls in the anticipated
repayment source. Despite the
program’s history of no defaults, Federal
credit budgeting principles require that
the availability of CDBG funds to repay
the guaranteed loans cannot be assumed
in the development of the credit subsidy
cost estimate (see 80 FR 67629,
November 3, 2015). Thus, the estimate
must incorporate the risk that
alternative sources are used to repay the
guaranteed loan in lieu of CDBG funds,
and that those sources may be
insufficient. Based on the rate that
CDBG funds are used annually for
repayment of loan guarantees, HUD’s
calculation of the credit subsidy cost
must acknowledge the possibility of
future defaults if those CDBG funds
were not available. The fee of 2.00
percent of the principal amount of the
loan will offset the expected cost to the
Federal Government due to default,
financing costs, and other relevant
factors. To arrive at this measure, HUD
analyzed data on comparable municipal
debt over an extended period. The
estimated rate is based on the default
and recovery rates for general purpose
municipal debt and industrial
development bonds. The cumulative
default rates on industrial development
bonds were higher than the default rates
on general purpose municipal debt
during the period from which the data
were taken. These two subsectors of
municipal debt were chosen because
their purposes and loan terms most
closely resemble those of Section 108
guaranteed loans.
In this regard, Section 108 guaranteed
loans can be broken down into two
categories: (1) Loans that finance public
infrastructure and activities to support
subsidized housing (other than
financing new construction) and (2)
other development projects (e.g., retail,
commercial, industrial). The 2.00
percent fee was derived by weighting
the default and recovery data for general
purpose municipal debt and the data for
industrial development bonds according
to the expected composition of the
Section 108 portfolio by corresponding
project type. Based on the dollar amount
of Section 108 loan guarantee
commitments awarded from FY 2013
E:\FR\FM\23JYR1.SGM
23JYR1
Federal Register / Vol. 84, No. 141 / Tuesday, July 23, 2019 / Rules and Regulations
through FY 2018, HUD expects that 43
percent of the Section 108 portfolio will
be similar to general purpose municipal
debt and 57 percent of the portfolio will
be similar to industrial development
bonds. In setting the fee at 2.00 percent
of the principal amount of the
guaranteed loan, HUD expects that the
amount generated will fully offset the
cost to the Federal Government
associated with making guarantee
commitments awarded in FY 2020. Note
that the FY 2020 fee represents a 0.23
percent decrease from the FY 2019 fee
of 2.23 percent.
This document establishes a rate that
does not constitute a development
decision that affects the physical
condition of specific project areas or
building sites. Accordingly, under 24
CFR 50.19(c)(6), this document is
categorically excluded from
environmental review under the
National Environmental Policy Act of
1969 (42 U.S.C. 4321).
Dated: July 12, 2019.
David C. Woll, Jr.,
Principal Deputy Assistant Secretary for
Community Planning and Development.
[FR Doc. 2019–15627 Filed 7–22–19; 8:45 am]
BILLING CODE 4210–67–P
DEPARTMENT OF THE TREASURY
Internal Revenue Service
26 CFR Parts 1 and 602
[TD 9873]
RIN 1545–BN25
Regulations on the Requirement To
Notify the IRS of Intent To Operate as
a Section 501(c)(4) Organization
Internal Revenue Service (IRS),
Treasury.
ACTION: Final regulations and removal of
temporary regulations.
AGENCY:
This document contains final
regulations relating to the section 506
requirement, added by the Protecting
Americans from Tax Hikes Act of 2015
(the PATH Act), enacted on December
18, 2015, that organizations described in
section 501(c)(4) of the Internal Revenue
Code (Code) must notify the IRS, no
later than 60 days after their
establishment, of their intent to operate
under section 501(c)(4).
DATES: Effective Date: These regulations
are effective on July 19, 2019.
Applicability Date: For date of
applicability, see § 1.506–1(f).
FOR FURTHER INFORMATION CONTACT:
Melinda Williams at (202) 317–6172 or
jspears on DSK30JT082PROD with RULES
SUMMARY:
VerDate Sep<11>2014
16:11 Jul 22, 2019
Jkt 247001
Peter A. Holiat at (202) 317–5800 (not
toll-free numbers).
SUPPLEMENTARY INFORMATION:
Background
This document contains final
regulations amending 26 CFR parts 1
and 602, to specify the notification
requirement of section 501(c)(4)
organizations under section 506 of the
Code. Section 506, which was added by
the PATH Act (Pub. L. 114–113, div. Q),
requires an organization to notify the
IRS of its intent to operate as a section
501(c)(4) organization.
1. Section 501(c)(4) Organizations
Section 501(a) of the Code generally
provides that an organization described
in section 501(c) is exempt from federal
income tax. Section 501(c)(4) describes
certain civic leagues or organizations
operated exclusively for the promotion
of social welfare and certain local
associations of employees. An
organization is described in section
501(c)(4) and exempt from tax under
section 501(a) if it satisfies the
requirements applicable to such status.
Subject to certain exceptions, section
6033, in part, requires organizations
exempt from taxation under section
501(a) to file annual information returns
or notices, as applicable.
Although an organization may apply
to the IRS for recognition that the
organization qualifies for tax-exempt
status under section 501(c)(4), there is
no requirement to do so (except as
provided in section 6033(j)(2), which
requires organizations that lose taxexempt status for failure to file required
annual information returns or notices
and want to regain tax-exempt status to
apply to obtain reinstatement of such
status). Accordingly, a section 501(c)(4)
organization that files annual
information returns or notices (Form
990, ‘‘Return of Organization Exempt
From Income Tax,’’ or, if eligible, Form
990–EZ, ‘‘Short Form Return of
Organization Exempt From Income
Tax,’’ or Form 990–N (e-Postcard)), as
required under section 6033, need not
seek an IRS determination of its
qualification for tax-exempt status in
order to be described in and operate as
a section 501(c)(4) organization.
2. The PATH Act
Section 405(a) of the PATH Act added
section 506 to the Code, requiring an
organization to notify the IRS of its
intent to operate as a section 501(c)(4)
organization. In addition, section 405(b)
and (c) of the PATH Act amended
sections 6033(f) and 6652(c), relating to
information that section 501(c)(4)
organizations may be required to
PO 00000
Frm 00017
Fmt 4700
Sfmt 4700
35301
include on their annual information
returns and penalties for certain failures
by tax-exempt organizations to comply
with filing or disclosure requirements,
respectively.
Section 506(a) requires a section
501(c)(4) organization, no later than 60
days after the organization is
established, to notify the Secretary of
the Department of the Treasury
(Secretary) that it is operating as a
section 501(c)(4) organization (the
notification). Section 506(b) provides
that the notification must include: (1)
The name, address, and taxpayer
identification number of the
organization; (2) the date on which, and
the state under the laws of which, the
organization was organized; and (3) a
statement of the purpose of the
organization. Section 506(c) requires the
Secretary to send the organization an
acknowledgment of the receipt of its
notification within 60 days. Section
506(d) permits the Secretary to extend
the 60-day notification period in section
506(a) for reasonable cause. Section
506(e) provides that the Secretary shall
impose a reasonable user fee for
submission of the notification. Section
506(f) provides that, upon request by an
organization, the Secretary may issue a
determination with respect to the
organization’s treatment as a section
501(c)(4) organization and that the
organization’s request will be treated as
an application for exemption from
taxation under section 501(a) subject to
public inspection under section 6104.1
In addition, the PATH Act amended
section 6033(f) to require a section
501(c)(4) organization submitting the
notification to include with its first
annual information return after
submitting the notification any
additional information prescribed by
regulation that supports the
organization’s treatment as a section
501(c)(4) organization.
The PATH Act also amended section
6652(c) to impose penalties for failure to
submit the notification by the date and
in the manner prescribed in regulations.
In particular, section 6652(c)(4)(A)
imposes a penalty on an organization
that fails to submit the notification
equal to $20 per day for each day such
failure continues, up to a maximum of
$5,000. Additionally, section
6652(c)(4)(B) imposes a similar penalty
on persons who fail to timely submit the
notification in response to a written
request by the Secretary.
1 The separate procedure by which an
organization may request a determination of taxexempt status is currently prescribed in Rev. Proc.
2019–5, 2019–1 IRB 230 and will be set forth in
successor annual updates of that Revenue
Procedure.
E:\FR\FM\23JYR1.SGM
23JYR1
Agencies
[Federal Register Volume 84, Number 141 (Tuesday, July 23, 2019)]
[Rules and Regulations]
[Pages 35299-35301]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-15627]
=======================================================================
-----------------------------------------------------------------------
DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
24 CFR Part 570
[Docket No. FR-6167-N-01]
Section 108 Loan Guarantee Program: Announcement of Fee To Cover
Credit Subsidy Costs for FY 2020
AGENCY: Office of the Assistant Secretary for Community Planning and
Development, HUD.
ACTION: Announcement of fee.
-----------------------------------------------------------------------
SUMMARY: This document announces the fee that HUD will collect from
borrowers of loans guaranteed under HUD's Section 108 Loan Guarantee
Program (Section 108 Program) to offset the credit subsidy costs of the
guaranteed loans pursuant to commitments awarded in Fiscal Year 2020.
DATES: Applicability Date: October 1, 2019.
FOR FURTHER INFORMATION CONTACT: Paul Webster, Director, Financial
Management Division, Office of Block Grant Assistance, Office of
Community Planning and Development, U.S.
[[Page 35300]]
Department of Housing and Urban Development, 451 7th Street SW, Room
7282, Washington, DC 20410; telephone number 202-402-4563 (this is not
a toll-free number). Individuals with speech or hearing impairments may
access this number through TTY by calling the toll-free Federal Relay
Service at 800-877-8339. FAX inquiries (but not comments) may be sent
to Mr. Webster at 202-708-1798 (this is not a toll-free number).
SUPPLEMENTARY INFORMATION:
I. Background
The Transportation, Housing and Urban Development, and Related
Agencies Appropriations Act, 2015 (division K of Pub. L. 113-235,
approved December 16, 2014) (2015 Appropriations Act) provided that
``the Secretary shall collect fees from borrowers . . . to result in a
credit subsidy cost of zero for guaranteeing'' Section 108 loans.
Identical language was continued or included in the Department's
continuing resolutions and appropriations acts authorizing HUD to issue
Section 108 loan guarantees during Fiscal Years (FYs) 2016, 2017, 2018,
and 2019. The Fiscal Year (FY) 2020 HUD appropriations bill under
consideration in the House of Representatives (H.R. 3163) also has
identical language regarding the fees and credit subsidy cost for the
Section 108 Program.
On November 3, 2015, HUD published a final rule (80 FR 67626) that
amended the Section 108 Program regulations at 24 CFR part 570 to
establish additional procedures, including procedures for announcing
the amount of the fee each fiscal year when HUD is required to offset
the credit subsidy costs to the Federal Government to guarantee Section
108 loans. For FYs 2016, 2017, 2018, and 2019, HUD published
notifications to set the fees.\1\
---------------------------------------------------------------------------
\1\ 80 FR 67634 (November 3, 2015), 81 FR 68297 (October 4,
2016), 82 FR 44518 (September 25, 2017), and 83 FR 50257 (October 5,
2018), respectively.
---------------------------------------------------------------------------
II. FY 2020 Fee: 2.00 Percent of the Principal Amount of the Loan
This document sets the fee for Section 108 loan disbursements under
loan guarantee commitments awarded for FY 2020 at 2.00 percent of the
principal amount of the loan. HUD will collect this fee from borrowers
of loans guaranteed under the Section 108 Program to offset the credit
subsidy costs of the guaranteed loans pursuant to commitments awarded
in FY 2020. For this fee announcement, HUD is not changing the
underlying assumptions or creating new considerations for borrowers.
The calculation of the FY 2020 fee uses a similar calculation model as
the FY 2016, FY 2017, FY 2018, and FY 2019 fee notifications, but
incorporates updated information regarding the composition of the
Section 108 portfolio and the timing of the estimated future cash flows
for defaults and recoveries. The calculation of the fee is also
affected by the discount rates required to be used by HUD when
calculating the present value of the future cash flows as part of the
Federal budget process.
As described in 24 CFR 570.712(b), HUD's credit subsidy calculation
is based on the amount required to reduce the credit subsidy cost to
the Federal Government associated with making a Section 108 loan
guarantee to the amount established by applicable appropriation acts.
As a result, HUD's credit subsidy cost calculations incorporated
assumptions based on: (1) Data on default frequency for municipal debt
where such debt is comparable to loans in the Section 108 loan
portfolio; (2) data on recovery rates on collateral security for
comparable municipal debt; (3) the expected composition of the Section
108 portfolio by end users of the guaranteed loan funds (e.g., third-
party borrowers and public entities); and (4) other factors that HUD
determined were relevant to this calculation (e.g., assumptions as to
loan disbursement and repayment patterns).
Taking these factors into consideration, HUD determined that the
fee for disbursements made under loan guarantee commitments awarded in
FY 2020 will be 2.00 percent, which will be applied only at the time of
loan disbursements. Note that future notifications may provide for a
combination of upfront and periodic fees for loan guarantee commitments
awarded in future fiscal years but, if so, will provide the public an
opportunity to comment if appropriate under 24 CFR 570.712(b)(2).
The expected cost of a Section 108 loan guarantee is difficult to
estimate using historical program data because there have been no
defaults in the history of the program that required HUD to invoke its
full faith and credit guarantee or use the credit subsidy reserved each
year for future losses.\2\ This is due to a variety of factors,
including the availability of Community Development Block Grant (CDBG)
funds as security for HUD's guarantee as provided in 24 CFR 570.705(b).
As authorized by Section 108 of the Housing and Community Development
Act of 1974, as amended (42 U.S.C. 5308), borrowers may make payments
on Section 108 loans using CDBG grant funds. Borrowers may also make
Section 108 loan payments from other anticipated sources but continue
to have CDBG funds available should they encounter shortfalls in the
anticipated repayment source. Despite the program's history of no
defaults, Federal credit budgeting principles require that the
availability of CDBG funds to repay the guaranteed loans cannot be
assumed in the development of the credit subsidy cost estimate (see 80
FR 67629, November 3, 2015). Thus, the estimate must incorporate the
risk that alternative sources are used to repay the guaranteed loan in
lieu of CDBG funds, and that those sources may be insufficient. Based
on the rate that CDBG funds are used annually for repayment of loan
guarantees, HUD's calculation of the credit subsidy cost must
acknowledge the possibility of future defaults if those CDBG funds were
not available. The fee of 2.00 percent of the principal amount of the
loan will offset the expected cost to the Federal Government due to
default, financing costs, and other relevant factors. To arrive at this
measure, HUD analyzed data on comparable municipal debt over an
extended period. The estimated rate is based on the default and
recovery rates for general purpose municipal debt and industrial
development bonds. The cumulative default rates on industrial
development bonds were higher than the default rates on general purpose
municipal debt during the period from which the data were taken. These
two subsectors of municipal debt were chosen because their purposes and
loan terms most closely resemble those of Section 108 guaranteed loans.
---------------------------------------------------------------------------
\2\ U.S. Department of Housing and Urban Development, Study of
HUD's Section 108 Loan Guarantee Program, (prepared by Econometrica,
Inc. and The Urban Institute), September 2012, at pages 73-74. This
fact has not changed since the issuance of this report.
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In this regard, Section 108 guaranteed loans can be broken down
into two categories: (1) Loans that finance public infrastructure and
activities to support subsidized housing (other than financing new
construction) and (2) other development projects (e.g., retail,
commercial, industrial). The 2.00 percent fee was derived by weighting
the default and recovery data for general purpose municipal debt and
the data for industrial development bonds according to the expected
composition of the Section 108 portfolio by corresponding project type.
Based on the dollar amount of Section 108 loan guarantee commitments
awarded from FY 2013
[[Page 35301]]
through FY 2018, HUD expects that 43 percent of the Section 108
portfolio will be similar to general purpose municipal debt and 57
percent of the portfolio will be similar to industrial development
bonds. In setting the fee at 2.00 percent of the principal amount of
the guaranteed loan, HUD expects that the amount generated will fully
offset the cost to the Federal Government associated with making
guarantee commitments awarded in FY 2020. Note that the FY 2020 fee
represents a 0.23 percent decrease from the FY 2019 fee of 2.23
percent.
This document establishes a rate that does not constitute a
development decision that affects the physical condition of specific
project areas or building sites. Accordingly, under 24 CFR 50.19(c)(6),
this document is categorically excluded from environmental review under
the National Environmental Policy Act of 1969 (42 U.S.C. 4321).
Dated: July 12, 2019.
David C. Woll, Jr.,
Principal Deputy Assistant Secretary for Community Planning and
Development.
[FR Doc. 2019-15627 Filed 7-22-19; 8:45 am]
BILLING CODE 4210-67-P