Reporting and Recordkeeping Requirements Under OMB Review, 34467-34468 [2019-15308]

Download as PDF Federal Register / Vol. 84, No. 138 / Thursday, July 18, 2019 / Notices the value of such securities is based on the value of securities and financial assets held by those investment companies.48 The Commission therefore believes that the Fund’s investments in non-exchange-traded open-end management investment company securities would not make the Shares susceptible to fraudulent or manipulative acts and practices. In addition, while the Fund will not meet the requirement that component securities that in the aggregate account for at least 90% of the fixed income weight of the portfolio meet one of the criteria set forth in in Commentary .01(b)(4) to Rule 8.600–E, the Commission believes that the diversification of the Fund’s portfolio, the limitation of Private ABS/MBS holdings to 20% of the weight of the portfolio, and the fact that the fixed income portion of the portfolio, excluding Private ABS/MBS, will comply with Commentary .01(b)(4), mitigate manipulation concerns relating to the Shares. The Exchange represents that all statements and representations made in the filing regarding (a) the description of the portfolio holdings or reference assets, (b) limitations on portfolio holdings or reference assets, or (c) the applicability of Exchange listing rules specified in the rule filing constitute continued listing requirements for listing the Shares on the Exchange. In addition, the issuer has represented to the Exchange that it will advise the Exchange of any failure by the Fund to comply with the continued listing requirements, and, pursuant to its obligations under Section 19(g)(1) of the Act, the Exchange will monitor 49 for compliance with the continued listing requirements. If the Fund is not in compliance with the applicable listing requirements, the Exchange will commence delisting procedures under NYSE Arca Rule 5.5–E(m). For the foregoing reasons, the Commission finds that the proposed rule change, as modified by Amendment No. 3, is consistent with Section 6(b)(5) khammond on DSKBBV9HB2PROD with NOTICES 48 See supra Section II.C (Application of Generic Listing Standards). 49 The Commission notes that certain proposals for the listing and trading of exchange-traded products include a representation that the exchange will ‘‘surveil’’ for compliance with the continued listing requirements. See, e.g., Securities Exchange Act Release No. 77499 (April 1, 2016), 81 FR 20428, 20432 (April 7, 2016) (SR–BATS–2016–04). In the context of this representation, it is the Commission’s view that ‘‘monitor’’ and ‘‘surveil’’ both mean ongoing oversight of compliance with the continued listing requirements. Therefore, the Commission does not view ‘‘monitor’’ as a more or less stringent obligation than ‘‘surveil’’ with respect to the continued listing requirements. VerDate Sep<11>2014 17:56 Jul 17, 2019 Jkt 247001 of the Act 50 and the rules and regulations thereunder applicable to a national securities exchange. IV. Solicitation of Comments on Amendment No. 3 to the Proposed Rule Change Interested persons are invited to submit written data, views, and arguments concerning whether Amendment No. 3 is consistent with the Act. Comments may be submitted by any of the following methods: Electronic Comments • Use the Commission’s internet comment form (https://www.sec.gov/ rules/sro.shtml); or • Send an email to rule-comments@ sec.gov. Please include File Number SR– NYSEArca–2019–36 on the subject line. Paper Comments • Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE, Washington, DC 20549–1090. All submissions should refer to File Number SR–NYSEArca–2019–36. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission’s internet website (https://www.sec.gov/ rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–NYSEArca–2019–36, and PO 00000 should be submitted on or before August 8, 2019. V. Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 3 The Commission finds good cause to approve the proposed rule change, as modified by Amendment No. 3, prior to the thirtieth day after the date of publication of notice of the filing of Amendment No. 3 in the Federal Register. The Commission notes that Amendment No. 3 clarified the permitted investments of the Fund and the application of NYSE Arca Rule 8.600–E, Commentary .01 to the Fund’s investments. Amendment No. 3 also provided other clarifications and additional information to the proposed rule change. The changes and additional information in Amendment No. 3 assist the Commission in evaluating the Exchange’s proposal and in determining that it is consistent with the Act. Accordingly, the Commission finds good cause, pursuant to Section 19(b)(2) of the Act,51 to approve the proposed rule change, as modified by Amendment No. 3, on an accelerated basis. VI. Conclusion It is therefore ordered, pursuant to Section 19(b)(2) of the Act,52 that the proposed rule change (SR–NYSEArca– 2019–36), as modified by Amendment No. 3 be, and hereby is, approved on an accelerated basis. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.53 Jill M. Peterson, Assistant Secretary. [FR Doc. 2019–15251 Filed 7–17–19; 8:45 am] BILLING CODE 8011–01–P SMALL BUSINESS ADMINISTRATION Reporting and Recordkeeping Requirements Under OMB Review Small Business Administration. 30-Day notice. AGENCY: ACTION: The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA) requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a SUMMARY: 51 15 U.S.C. 78s(b)(2). 52 Id. 50 15 U.S.C. 78f(b)(5). Frm 00136 Fmt 4703 53 17 Sfmt 4703 34467 E:\FR\FM\18JYN1.SGM CFR 200.30–3(a)(12). 18JYN1 34468 Federal Register / Vol. 84, No. 138 / Thursday, July 18, 2019 / Notices submission. This notice also allows an additional 30 days for public comments. DATES: Submit comments on or before August 19, 2019. ADDRESSES: Comments should refer to the information collection by name and/ or OMB Control Number and should be sent to: Agency Clearance Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW, 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of Information and Regulatory Affairs, Office of Management and Budget, New Executive Office Building, Washington, DC 20503. FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, (202) 205–7030 curtis.rich@sba.gov. Copies: A copy of the Form OMB 83– 1, supporting statement, and other documents submitted to OMB for review may be obtained from the Agency Clearance Officer. SUPPLEMENTARY INFORMATION: The Small Business Regulatory Enforcement Fairness Act of 1996, 15 U.S.C. Sec. 657(b)(2)(B), requires the SBA National Ombudsman to establish a means for SBA to receive comments on regulatory and compliance actions from small entities regarding their disagreements with a Federal Agency action. The Ombudsman uses it to obtain the agency’s response, encourage a fresh look by the agency at a high level, and build a more small business-friendly regulatory environment. Solicitation of Public Comments Title: Federal Agency Comment Form. Description of Respondents: Small Entities. Form Number: 1993. Estimated Annual Responses: 450. Estimated Annual Hour Burden: 202. Curtis Rich, Management Analyst. [FR Doc. 2019–15308 Filed 7–17–19; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #16031 and #16032; Missouri Disaster Number MO–00097] khammond on DSKBBV9HB2PROD with NOTICES Presidential Declaration of a Major Disaster for the State of Missouri Incident: Severe Storms, Tornadoes, and Flooding. Incident Period: 04/29/2019 and continuing. Issued on 07/09/2019. Physical Loan Application Deadline Date: 09/09/2019. Economic Injury (EIDL) Loan Application Deadline Date: 04/09/2020. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on 07/09/2019, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties (Physical Damage and Economic Injury Loans): Andrew, Atchison, Boone, Buchanan, Carroll, Chariton, Cole, Greene, Holt, Jackson, Jasper, Lafayette, Lincoln, Livingston, Miller, Osage, Pike, Platte, Pulaski, St. Charles. Contiguous Counties (Economic Injury Loans Only): Missouri: Audrain, Barton, Caldwell, Callaway, Camden, Cass, Christian, Clay, Clinton, Cooper, Dade, Dallas, Daviess, Dekalb, Franklin, Gasconade, Gentry, Grundy, Howard, Johnson, Laclede, Lawrence, Linn, Macon, Maries, Moniteau, Montgomery, Morgan, Newton, Nodaway, Pettis, Phelps, Polk, Ralls, Randolph, Ray, Saint Louis, Saline, Texas, Warren, Webster. Iowa: Fremont, Page. Illinois: Calhoun, Jersey, Madison, Pike. Kansas: Atchison, Cherokee, Crawford, Doniphan, Johnson, Leavenworth, Wyandotte. Nebraska: Nemaha, Otoe, Richardson. The Interest Rates are: DATES: Percent U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for the State of Missouri (FEMA–4451–DR), dated 07/09/2019. SUMMARY: VerDate Sep<11>2014 17:56 Jul 17, 2019 Jkt 247001 For Physical Damage: Homeowners with Credit Available Elsewhere .................... Homeowners without Credit Available Elsewhere ............ Businesses with Credit Available Elsewhere .................... PO 00000 Frm 00137 Fmt 4703 Sfmt 4703 4.125 2.063 8.000 Percent Businesses without Credit Available Elsewhere ............ Non-Profit Organizations with Credit Available Elsewhere Non-Profit Organizations without Credit Available Elsewhere ................................... For Economic Injury: Businesses & Small Agricultural Cooperatives without Credit Available Elsewhere Non-Profit Organizations without Credit Available Elsewhere ................................... 4.000 2.750 2.750 4.000 2.750 The number assigned to this disaster for physical damage is 16031C and for economic injury is 160320. (Catalog of Federal Domestic Assistance Number 59008) James Rivera, Associate Administrator for Disaster Assistance. [FR Doc. 2019–15277 Filed 7–17–19; 8:45 am] BILLING CODE 8026–03–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #16033 and #16034; Oregon Disaster Number OR–00099] Presidential Declaration of a Major Disaster for Public Assistance Only for the State of Oregon U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of Oregon (FEMA–4452–DR), dated 07/09/2019. Incident: Severe Storms, Flooding, Landslides, and Mudslides. Incident Period: 04/06/2019 through 04/21/2019. DATES: Issued on 07/09/2019. Physical Loan Application Deadline Date: 09/09/2019. Economic Injury (EIDL) Loan Application Deadline Date: 04/09/2020. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on SUMMARY: E:\FR\FM\18JYN1.SGM 18JYN1

Agencies

[Federal Register Volume 84, Number 138 (Thursday, July 18, 2019)]
[Notices]
[Pages 34467-34468]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-15308]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-Day notice.

-----------------------------------------------------------------------

SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act (PRA) 
requires agencies to submit proposed reporting and recordkeeping 
requirements to OMB for review and approval, and to publish a notice in 
the Federal Register notifying the public that the agency has made such 
a

[[Page 34468]]

submission. This notice also allows an additional 30 days for public 
comments.

DATES: Submit comments on or before August 19, 2019.

ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street SW, 
5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of 
Information and Regulatory Affairs, Office of Management and Budget, 
New Executive Office Building, Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 [email protected].
    Copies: A copy of the Form OMB 83-1, supporting statement, and 
other documents submitted to OMB for review may be obtained from the 
Agency Clearance Officer.

SUPPLEMENTARY INFORMATION:  The Small Business Regulatory Enforcement 
Fairness Act of 1996, 15 U.S.C. Sec. 657(b)(2)(B), requires the SBA 
National Ombudsman to establish a means for SBA to receive comments on 
regulatory and compliance actions from small entities regarding their 
disagreements with a Federal Agency action. The Ombudsman uses it to 
obtain the agency's response, encourage a fresh look by the agency at a 
high level, and build a more small business-friendly regulatory 
environment.

Solicitation of Public Comments

    Title: Federal Agency Comment Form.
    Description of Respondents: Small Entities.
    Form Number: 1993.
    Estimated Annual Responses: 450.
    Estimated Annual Hour Burden: 202.

Curtis Rich,
Management Analyst.
[FR Doc. 2019-15308 Filed 7-17-19; 8:45 am]
 BILLING CODE 8025-01-P
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