Notification of the Rejection of the Petition To Ban Imports of All Fish and Fish Products From New Zealand That Do Not Satisfy the Marine Mammal Protection Act, 32853-32858 [2019-14720]
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NMFS announces the
rejection of a petition for emergency
rulemaking under the Administrative
Procedure Act. Sea Shepherd Legal, Sea
Shepherd New Zealand Ltd., and Sea
Shepherd Conservation Society
petitioned the U.S. Department of
Commerce and other relevant
Departments to initiate emergency
rulemaking under the Marine Mammal
Protection Act (‘‘MMPA’’), to ban
importation of commercial fish or
products from fish that have been
caught with commercial fishing
technology that results in incidental
mortality or serious injury of Ma¯ui
dolphin (Cephalorhynchus hectori
Ma¯ui) in excess of United States
standards.
List of Subjects
DATES:
40 CFR Part 271
Environmental protection,
Administrative practice and procedure,
Confidential business information,
Hazardous waste, transportation, Indian
lands, Intergovernmental relations,
Penalties, Reporting and recordkeeping
requirements.
Background
40 CFR Part 272
Environmental protection, Hazardous
materials transportation, Hazardous
waste, Incorporation by reference,
Intergovernmental relations, Water
pollution control, Water supply.
Authority: This document is issued under
the authority of Sections 2002(a), 3006 and
7004(b) of the Solid Waste Disposal Act as
amended 42 U.S.C. 6912(a), 6926, 6974(b).
Dated: June 28, 2019.
David Gray,
Acting Regional Administrator, Region 6.
[FR Doc. 2019–14422 Filed 7–9–19; 8:45 am]
BILLING CODE 6560–50–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 216
RIN 0648–XG809
Notification of the Rejection of the
Petition To Ban Imports of All Fish and
Fish Products From New Zealand That
Do Not Satisfy the Marine Mammal
Protection Act
National Marine Fisheries
Service (NMFS), National Oceanic and
AGENCY:
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Atmospheric Administration (NOAA),
Commerce.
ACTION: Rejection of the petition to ban
imports through emergency rulemaking.
SUMMARY:
The petition for rulemaking was
denied on June 18, 2019.
FOR FURTHER INFORMATION CONTACT:
Nina Young, NMFS F/IASI (Office of
International Affairs and Seafood
Inspection) at Nina.Young@noaa.gov or
301–427–8383.
SUPPLEMENTARY INFORMATION:
Section 101(a)(2) of the Marine
Mammal Protection Act (MMPA), 16
U.S.C. 1371(a)(2), states that: ‘‘The
Secretary of the Treasury shall ban the
importation of commercial fish or
products from fish which have been
caught with commercial fishing
technology which results in the
incidental kill or incidental serious
injury of ocean mammals in excess of
United States standards.’’ In August
2016, NMFS published a final rule (81
FR 54390; August 15, 2016)
implementing the fish and fish product
import provisions in section 101(a)(2) of
the MMPA. This rule established
conditions for evaluating a harvesting
nation’s regulatory programs to address
incidental and intentional mortality and
serious injury of marine mammals in
fisheries operated by nations that export
fish and fish products to the United
States. In that rule’s preamble, NMFS
stated that it may consider emergency
rulemaking to ban imports of fish and
fish products from an export or exempt
fishery having or likely to have an
immediate and significant adverse
impact on a marine mammal stock.
The Petition
NMFS received a petition on February
6, 2019, from Sea Shepherd Legal, Sea
Shepherd New Zealand Ltd., and Sea
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Shepherd Conservation Society, stating
that the Secretaries of Commerce and
other relevant federal Departments are
required under section 101(a)(2) of the
MMPA (16 U.S.C. 1371(a)(2)), to ‘‘ban
the importation of commercial fish or
products from fish’’ sourced in a
manner that ‘‘results in the incidental
kill or incidental serious injury’’ of
Ma¯ui dolphin ‘‘in excess of United
States standards.’’ The petition
requested that the relevant Secretary
ban the importation of all fish and fish
products caught in set nets or trawls
inside the Ma¯ui dolphin’s range and
from the west coast of New Zealand’s
North Island and the Cook Strait, unless
affirmatively identified as having been
caught with a gear type other than set
nets or trawls within that area or
affirmatively identified as caught
outside the Ma¯ui dolphin’s range.
As support for the need for this
action, the petition cites several reports
and studies, which note various
estimates of decline. The petitioners
assert that for the Ma¯ui dolphin, set net
and trawl bycatch has driven the species
from a population of approximately
2,000 individuals in 1971, to 111 in
2004, to 55 in 2011. Further, the petition
notes that in 2018 the Scientific
Committee of the International Whaling
Commission reported an abundance
estimate of 57 individuals, with a 95
percent confidence interval of 44 to 75
individuals, which equates to an
average decline of 2 percent every year
and a total decline of 59 percent over
the 31-year period from 1985 to 2016.
The petitioners maintain that any
fishery using set nets, trawls, or gillnets
in the Ma¯ui dolphin range along the
west coast of New Zealand’s North
Island violates U.S. standards under the
MMPA. The petitioners provide a list of
11 fish species harvested within the
Ma¯ui dolphin range by set nets, trawls,
or gillnets that are potentially imported
into the U.S. as fish or fish products.
NMFS Determination
NMFS reviewed the petition,
supporting documents, previous risk
assessments and threat management
plans and New Zealand’s 2019 risk
assessment and Threat Management
Plan (TMP). NMFS is rejecting the
petition because the Government of
New Zealand is implementing a
regulatory program comparable in
effectiveness to the United States and
for the following reasons:
1. New Zealand has in place an
existing regulatory program to reduce
Ma¯ui dolphin bycatch.
2. Through its 2019 risk assessment,
New Zealand evaluated the
effectiveness of this regulatory program
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in meeting bycatch reduction targets
defined as the Population Sustainability
Threshold (PST).
3. Based on the 2019 assessment, New
Zealand is now proposing additional
regulatory measures which, when fully
implemented, will likely further reduce
risk and Ma¯ui dolphin bycatch below
Potential Biological Removal level
(PBR).
New Zealand has undertaken the same
process as NMFS does through its take
reduction team process: implemented a
regulatory plan, evaluated whether the
plan reduced bycatch below PBR, and
revised the plan when it was
determined that bycatch has not been
reduced below PBR.
Since 2012, the Government of New
Zealand has had in place measures
restricting set nets and trawls in certain
areas of Ma¯ui dolphin habitat, and
required increased observer coverage
and other monitoring mechanisms.
From 1995/96 to present, there have
been no observed captures of Ma¯ui
dolphins in set net or trawl fisheries
(Roberts et al. 2019).
According to the risk assessment, for
Ma¯ui dolphins on the West Coast of the
North Island (WCNI), the estimated
annual deaths from commercial set nets
was 0.09 individuals per year, (95
percent CI = 0.0–0.3) and for the inshore
trawl fishery was 0.02 individuals per
year (95 percent CI = 0.0–0.1).
Therefore, estimated bycatch in set and
trawl fisheries is approximately
equivalent to the PBR level of 0.11 for
Ma¯ui dolphin, assuming the distribution
of Ma¯ui dolphins can be accurately
approximated by the Hector’s dolphin
habitat preference model. The estimated
bycatch is also less than New Zealand’s
PST (their PBR equivalent) of 0.28 (i.e.,
assuming a calibration coefficient (F)
value of 0.2 corresponding to a
population recovery target at 90 percent
of carrying capacity) or alternately the
PST = 0.14 (if the population recovery
objective for Ma¯ui dolphins is recovery
to 95 percent of its carrying capacity).
Therefore, the best estimate of annual
mortalities for assessed commercial
fisheries did not exceed the annual PST
between 2014/15 and 2016/17,
indicating that the recent mortality
levels for these fisheries would not
individually or collectively depress the
equilibrium population below 90
percent of carrying capacity. For Ma¯ui
dolphins, the estimated annual deaths,
fishing effort, and risk ratios have
declined through time since 1992/93.
New Zealand’s 2019 spatial risk
assessment of threats to Ma¯ui dolphin
informs the revised TMP for this
subspecies (Roberts et al. 2019).
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According to the 2019 assessment,
bycatch of Ma¯ui dolphins in commercial
fishing operations is currently at or
below PBR and PST. However, because
the population of Ma¯ui dolphins is very
small, New Zealand is committed to
reducing the risk of all human-induced
deaths to as close as possible to zero to
provide the best chance of preventing
further population decline, and allow
the population to increase as rapidly as
possible. Based on the mortality
estimates in the risk assessment, New
Zealand is proposing to implement
additional mitigation measures with the
proposed outcome of reducing the
current level of fisheries risk by at least
50 percent. On June 17, 2019, New
Zealand published a TMP containing
additional options to reduce Ma¯ui
dolphin bycatch. New Zealand’s
Hector’s and Ma¯ui dolphin Threat
Management Plan is currently under
public review and comment with final
regulatory action by the New Zealand’s
Ministers scheduled for late 2019 (See:
https://www.fisheries.govt.nz/news-andresources/consultations/hectors-andmaui-dolphins-threat-managementplan-review/).
New Zealand’s TMP proposes a range
of bycatch mitigation measures to
complement measures already in place
and reduce the residual risk from both
set netting and trawling. An additional
mitigation measure, in addition to the
mitigation options proposed in the 2019
TMP, is the inclusion of a trigger
mechanism where set net and trawl
fishing would be halted throughout the
range of the Ma¯ui dolphins if a fisheries
capture occurred. The TMP is the
functional equivalent to a take reduction
plan under the MMPA. The immediate
goal of take reduction plans is to reduce,
within six months of its
implementation, the incidental
mortality or serious injury of marine
mammals from commercial fishing to
less than the PBR level (16 U.S.C
1387(f)(2)). Most of the options
contained in New Zealand’s TMP, once
implemented, would further reduce the
risk of Ma¯ui dolphin bycatch. With the
exception of the status quo option, all
options within the TMP, once
implemented, will likely further reduce
Ma¯ui dolphin bycatch to well below
PBR and PST.
Therefore, based on the current
regulatory regime and assuming the
implementation of additional measures
outlined in the TMP, NMFS does not
believe that import restrictions under
the MMPA Import Provisions are
warranted at this time and is rejecting
the petition. As part of the MMPA
Import Provisions, NMFS will continue
to evaluate New Zealand’s
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implementation of its regulatory regime
governing set net and trawl fisheries
with the potential to interact with Ma¯ui
dolphin to ensure that the regulatory
regime is comparable in effectiveness to
the U.S. regulatory regime.
Responses to Comments on the
Notification of the Petition
NMFS received comments on the
notification of the petition from fishing
industry groups, environmental nongovernmental organizations (NGOs),
private citizens, the Marine Mammal
Commission, and foreign governments.
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General Comments
NMFS received comment letters and
petitions from private citizens primarily
through environmental NGOs
supporting the petition. Specifically, the
majority of commenters expressed their
support for the petition and the
application of trade restrictions. NMFS
received more than 88,678 petitioners
on the Care2 comments, most with
minimal substantive comment. Fortythree public comments generally
supported the petition. In addition, we
received substantive comments from the
Marine Mammal Commission, industry
(2), marine mammal scientists (1) and
environmental NGOs (3) for a total of
88,726 comments/petitioners.
Comments received are available on the
internet at https://www.regulations.gov
under Docket ID ‘‘NOAA–NMFS–2019–
0013.’’ In the following section, NMFS
responds to those comments most
applicable to this determination.
The Adequacy of Existing Measures
Regulating Commercial Fishing
Throughout the Range of the Ma¯ui
Dolphin
Comment 1: The petitioners and the
Marine Mammal Commission expressed
concern about the adequacy of measures
to mitigate Ma¯ui dolphin bycatch. The
petitioners cited the 2018 report of the
IWC Scientific Committee that stated:
‘‘existing management measures in
relation to bycatch mitigation fall short
of what has been recommended
previously’’ (IWC 2018). Since 2015, the
Scientific Committee expressed
concerns about New Zealand’s
regulatory regime and in 2018
‘‘reiterate[d] its previous
recommendation that highest priority
should be assigned to immediate
management actions to eliminate
bycatch of Ma¯ui dolphins including
closures of any fisheries within the
range of Ma¯ui dolphins that are known
to pose a risk of bycatch to dolphins
(i.e., set net and trawl fisheries).’’ The
petitioners and the Marine Mammal
Commission expressed concern over the
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portion of Ma¯ui dolphin habitat closed
to set net and trawl fishing (14 percent
and 5 percent, respectively) stating that
the current closures were insufficient to
cover the range and density of Ma¯ui
dolphins. Likewise, the petitioners and
the Marine Mammal Commission
expressed concern over the small
percentage of observed set net and trawl
fishery operations (12.7 percent and
14.6 percent, respectively) stating the
coverage has been too low to estimate
the magnitude of incidental catch of
Ma¯ui dolphins precisely or accurately to
detect trends in the catch.
Response: 50 CFR 216.24(h)(7)
outlines additional considerations for
comparability finding determinations.
Those considerations include the extent
to which the harvesting nation has
successfully implemented measures in
the export fishery to reduce the
incidental mortality and serious injury
of marine mammals caused by the
harvesting nation’s export fisheries to
levels below the bycatch limit; and
whether the measures adopted by the
harvesting nation for its export fishery
have reduced or will likely reduce the
cumulative incidental mortality and
serious injury of each marine mammal
stock below the bycatch limit, and the
progress of the regulatory program
toward achieving its objectives (50 CFR
216.24(h)(7)(i–ii)).
As noted by the Marine Mammal
Commission, the two population
estimates produced since the
establishment of the prohibition zones,
made five years apart, were very similar
(Slooten and Dawson 2018), suggesting
that protection provided by the current
regulatory regime may have slowed or
halted the population’s decline. This
observation is supported by the bycatch
estimates in the current risk assessment,
which now estimate Ma¯ui dolphin
bycatch at 0.1 animals annually over the
last three years. Additionally, the 2019
TMP contains additional options for
bycatch mitigation, which, with the
exception of the status quo, extends
protection over a larger portion of Ma¯ui
dolphin habitat. The evidence presented
in terms of abundance estimates and
risk assessments supports the adequacy
of existing protection measures.
Therefore, NMFS believes the existing
and the proposed regulatory regime is
sufficient to maintain Ma¯ui dolphin
bycatch below PBR.
Comment 2: The National Fisheries
Institute (NFI) claims that in multiple
recent studies assessing various nations
for management of their Exclusive
Economic Zones, determining whether
countries’ fisheries management
systems are compliant with the United
Nations Food and Agriculture
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Organization’s code of conduct, and
ranking the overall effectiveness of
fishery management regimes, New
Zealand is in the first rank of nations.
NFI questioned, ‘‘if New Zealand/MPI
cannot meet American requirements for
effective conservation of the Ma¯ui
dolphin, it is not clear what country’s
fishery management regulators could
meet those requirements as to their
marine mammals.’’ NFI also states if
NMFS is ‘‘badgered’’ into imposing
multiple embargoes of the kind
Petitioners seek, then the commercial
damage to the U.S. seafood industry—
and the tens of millions of consumers it
serves—will be significant indeed. NFI
also claimed that ‘‘repeated
establishment of unwarranted MMPA
embargoes of this nature, moreover,
eventually will trigger similar
requirements aimed at the United States
and its seafood exports. That will raise
costs and create uncertainty for U.S.
harvesters who seek predictable access
to their own export markets, and who
stand to lose that access if the U.S.
fishery management system is found
similarly, and arbitrarily, wanting by
foreign fishery management agencies.’’
Response: NFI’s comments have
misinterpreted the MMPA Import
Provisions. These provisions do not
evaluate a nation’s overall fishery
management regime, but rather the
management measures that apply to the
bycatch of marine mammals in its
fisheries that export fish and fish
products to the United States. It is those
management measures that must be
comparable in effectiveness to the U.S.
regulatory program.
Comment 3: The petitioners and the
Marine Mammal Commission state that
‘‘while the New Zealand management
system includes many of the elements
found in the U.S. system, the dire
situation facing Ma¯ui dolphins, and
their declining trend and the lack of
confidence in the measures in place to
reverse this trend, suggests that New
Zealand’s program is not comparably
effective.’’ To support this assertion, the
Commission again cites the IWC 2018
Scientific Committee report, noting that
New Zealand had not implemented any
new protective measures for the
subspecies since 2013 (IWC 2018). As
well as the Scientific Committee
conclusion that the ‘‘existing
management measures in relation to
bycatch mitigation fall short of what has
been recommended previously’’; the
Committee expressed ‘‘continued grave
concern over the status of this small,
severely depleted subspecies’’ (IWC
2018).
The Marine Mammal Commission
states that ‘‘to address the unacceptably
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high level of mortality and serious
injury of a subspecies such as Ma¯ui
dolphin, it is likely that NMFS long ago
would have (i) assigned highest priority
to developing a take reduction plan to
reduce mortality and (ii) invoked the
emergency rulemaking provisions under
MMPA section 118(g) given the
apparent ‘‘immediate and significant
adverse effect’’ of fisheries on the
population. It is also likely that NMFS
would have substantially increased
observer coverage to better understand
and track the impacts of fisheries
interactions. It is not clear that New
Zealand’s efforts to date have been
comparable to what is required of NMFS
and U.S. fisheries under the MMPA.’’
Response: While the Commission may
be correct in stating that NMFS would
likely have convened a take reduction
team, any assertion as to the outcome of
that process is speculative. New
Zealand has implemented a functional
equivalent to the take reduction process,
its risk assessment and TMP. Similarly,
since 2012 New Zealand has
successfully increased fisheries observer
coverage in West Coast North Island set
net and trawl fisheries since 2012. The
TMP will inform further modifications
to its existing regulatory program. New
Zealand is proposing additional bycatch
mitigation options that would
implement bycatch mitigation over a
larger portion of the Ma¯ui dolphin’s
range. Such actions should address any
perceived uncertainty in the risk
assessment model or its assumptions,
and any unaccounted for bycatch risk
such as that associated with recreational
and illegal fishing. This iterative process
to implement, reconsider, and refine
bycatch reduction measures, is similar
to the take reduction process for marine
mammal stocks such as the Gulf of
Maine harbor porpoise and the North
Atlantic right whale.
Comment 4: The petitioners claim
that PBR and PST are not comparable
and states that the New Zealand
Government readily admits that PST is
not equivalent to PBR. The Ministry for
Primary Industries (MPI), the lead
authority for New Zealand fisheries,
summarizes PST as follows: The PST is
an index of the population productivity,
adapted from the PBR. It is an estimate
of the maximum number of humancaused mortalities that will allow
populations to recover to and/or
stabilize and remain at or above a
defined population target. The PST
differs from the PBR by explicitly
including the uncertainty in population
size, instead of using a conservative
point estimate of population size, and
by utilizing a scaling factor that can be
tuned to achieve different population
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recovery outcomes, reflecting a policy
decision (Sharp 2018). The petitioners
state that ‘‘the PST differs from PBR by
(1) fixing the end-goal as maintenance of
population at only half of ‘carrying
capacity,’ as opposed to including a
recovery factor that aims to ‘allow that
stock to reach or maintain its optimum
sustainable population’; (2) including a
two-century time horizon no matter the
specific context; and (3) using the full
distribution of the population size
estimate, rather than an estimated
minimum.’’ The petitioners claim that
to be ‘‘consistent with U.S. standards (as
required by the MMPA Imports
Provision), New Zealand must adopt the
PBR methodology.’’
Response: The MMPA Import
Provisions do not require harvesting
nations to use PBR. These provisions
define ‘‘Bycatch limit’’ as the
calculation of a potential biological
removal level for a particular marine
mammal stock, as defined in § 229.2 of
this chapter, or comparable scientific
metric established by the harvesting
nation or applicable regional fishery
management organization or
intergovernmental agreement. As noted,
the PST differs in using mean
populations estimate (N) rather than
Nmin and F as a general policy
parameter instead of a recovery factor
(Fr). The choice for the policy parameter
is left to managers. In the current 2019
Hector’s-Ma¯ui dolphin risk assessment,
New Zealand reports PST values based
on a default value of 0.2 for F,
corresponding to a population recovery
goal at 90 percent of carrying capacity.
In the officials’ advice to policy makers
(New Zealand government ministers)
under the TMP, New Zealand officials
recommend use of the default value for
Hector’s dolphins, and a more
precautionary value of F = 0.1 for Ma¯ui
dolphins, reflecting their urgent
conservation status. The greatest
differences between the PST and the
PBR calculation come from different
values for Rmax (one-half the maximum
theoretical or estimated net productivity
rate of the stock at a small population
size) and the level of protection
conferred by Fr (or F). In the case of
Ma¯ui dolphin the PBR is 0.11 while the
PST is 0.28 (F = 0.2) or 0.14 (F = 0.1).
At this level, the difference between
PBR and PST is negligible.
Whether the Apparent Decline in the
Ma¯ui Dolphin Population Due to
Commercial Fishing Meets the Standard
of ‘‘Immediate and Significant Adverse
Impact on a Marine Mammal Stock’’
Within the Meaning of the MMPA
Comment 5: The petitioners, Marine
Mammal Commission, and other
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environmental NGOs cited the 2012
Ma¯ui dolphins Threat Management Plan
(MPI/DOC 2012). Citing that
approximately 95 percent of humaninduced Ma¯ui dolphin mortalities were
caused by fishing (commercial,
recreational, customary and illegal
fishing combined) and an estimated that
5 Ma¯ui dolphins, on average, were
killed each year due to fisheries
interactions, these groups used the
Currey et al. (2012) assessment as the
foundation for their conclusion that
fishing is the primary cause of the
decline in Ma¯ui dolphins and that this
threat has had an ‘‘immediate and
significant adverse impact’’ on the
subspecies. The petitioners stated that
‘‘current estimates of mortalities from
fisheries (ranging from two to five
individuals per year) exceed PBR
several times over.’’
Response: The previous multi-threat
risk assessment for Ma¯ui dolphins used
an expert panel to estimate threatspecific annual deaths for a range of
perceived key threats to this subspecies,
relative to a PBR (Currey et al. 2012).
Changes in data availability (e.g., longer
time series of fisheries information,
more comprehensive necropsy methods,
and improvements to habitat-based
spatial distribution information
parameterized using data from new
aerial surveys) and advances in
scientific approaches to risk assessment
(Sharp 2018) have resulted in a new risk
assessment with revised estimates of
Ma¯ui dolphins bycatch, and the
conclusion that toxoplasmosis is a major
cause of death for Ma¯ui dolphins (Roe
et al. 2013). It is mortality associated
with disease, not commercial fisheries
bycatch, that results in the annual
mortality of Ma¯ui dolphins exceeding
PBR.
Specific Fisheries Are or May Be
Directly Associated With Potential
Mortality of Ma¯ui Dolphin and
Therefore Fall Within the Scope of the
Petition for Emergency Action
Comment 6: Sea Shepherd asserts that
eleven fish species may be the source of
exports to the United States. Ten of
those species are drawn from a list
prepared by Sanford Ltd and Moana Ltd
when they prepared their Ma¯ui
Protection Plan. The Marine Mammal
Commission agrees with the petitioners
that the specific fisheries which are, or
may be, directly associated with
mortality of Ma¯ui dolphins are the
gillnet and trawl fisheries that operate
within the core range of the Ma¯ui
dolphin. The Commission states that
although the MMPA Import Provisions
focuses on identifying particular
offending fisheries, it is the statutory
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language that should be controlling. ‘‘In
this case, the language of the MMPA
states, ‘[t]he Secretary . . . shall ban the
importation of commercial fish or
products from fish which have been
caught with commercial fishing
technology which results in the
incidental kill or incidental serious
injury of ocean mammals in excess of
United States standards.’ ’’ The
Commission states that it ‘‘recognizes
that it may be difficult at this time to
track fish and fish products to specific
offending fisheries. If that is the case
and NMFS does move forward with a
ban, the Commission recommends that
NMFS include imports of fish and fish
products from all gillnet and trawl
fisheries that operate, even partially, in
the core of the Ma¯ui dolphin’s range.’’
Fisheries Inshore New Zealand stated
that its information indicates that
products sourced from Ma¯ui habitat are
not exported to the United States.
Response: NMFS disagrees. NMFS
cannot implement import restrictions
that affect fisheries that do not export to
the United States. Both the MMPA
Import Provisions and the statute turn
on the importation of fish and fish
products from a specific fishery, not just
any fishery, and certainly not all
fisheries operating within the range of a
marine mammal regardless of whether
they export product to the United
States. While there are set net and trawl
fisheries on the List of Foreign Fisheries
that operate within the Ma¯ui dolphin
range, NMFS, working with the
Government of New Zealand, has not
been able to establish conclusively that
these fisheries export to the United
States.
Comment 7: NFI expressed concern
over the petitioners’ reliance on
industry information to supply the
statutorily required nexus between
specific fisheries and the habitat of the
Ma¯ui dolphin. NFI asks what purpose
NMFS’s determination related to the
LOFF serves if petitioners can simply
jettison them in favor of more attractive
data points. NFI states that ‘‘if
Petitioners in this instance can meet
their MMPA burden by relying
primarily on information obtained
outside of, and in contradiction to, final
LOFF determinations, then no
stakeholder in this process can rely on
those determinations.’’
Response: NMFS disagrees. The
MMPA Import Provisions at 50 CFR
216.24(h)(3)(iv) clearly state that NMFS
may consider other readily available
and relevant information about such
commercial fishing operations and the
frequency of incidental mortality and
serious injury of marine mammals,
including: Fishing vessel records;
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reports of on-board fishery observers;
information from off-loading facilities,
port-side officials, enforcement agents
and officers, transshipment vessel
workers and fish importers; government
vessel registries; regional fisheries
management organizations documents
and statistical document programs; and
appropriate certification programs.
Other sources may include published
literature and reports on fishing vessels
with incidental mortality and serious
injury of marine mammals from
government agencies; foreign, state, and
local governments; regional fishery
management organizations;
nongovernmental organizations;
industry organizations; academic
institutions; and citizens and citizen
groups.
Concerns About Further Delay in the
Implementation of Bycatch by Deferring
Action on the Petition
Comment 8: Fisheries Inshore New
Zealand recommended deferring action
on the petition until the TMP process
has been completed and the decisions of
the New Zealand Government are
known. The NFI claimed the petition is
badly flawed and fails to establish the
statutorily required nexus between the
Ma¯ui dolphin and most of the fisheries
to which it is supposed to apply. NFI
urged NMFS to deny the Petition in
whole. The petitioners, several
environmental NGOs, and the Marine
Mammal Commission urged NMFS to
conclude its consultations and
accelerate emergency rulemaking to ban
imports of fish and fish products from
fisheries known or likely to take Ma¯ui
dolphin in excess of U.S. standards. The
Marine Mammal Commission stated it
‘‘recognizes that New Zealand is
currently developing a revised threat
management plan (the TMP) expected to
contain further measures to reduce the
impact of fishing on Ma¯ui dolphins.’’
The Commission noted that ‘‘such
processes often take much longer than
expected and do not always achieve the
desired results.’’ The Commission
believes that Ma¯ui dolphins are at too
great a risk of further decline and
extinction to allow for customary, but
potentially drawn-out procedures that,
in the end, may not sufficiently mitigate
the main threats facing Ma¯ui dolphins.’’
Response: NMFS disagrees with the
comments from petitioners, the
Commission, and environmental NGOs
on this point. NMFS sees no benefit at
this time in imposing import restrictions
on fisheries operating within the range
of Ma¯ui dolphins. The risk assessment
clearly identifies that disease, not
commercial fisheries, is the primary
factor causing the annual mortality of
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Ma¯ui dolphins to exceed PBR.
Nevertheless, New Zealand has
published the current TMP for public
comments and expects to implement
additional regulations by October 2019.
With the exception of the status quo, all
options move, to some extent, set net
and trawl fisheries out of Ma¯ui dolphin
habitat, further reducing the bycatch
risk and increasing the likelihood that
the annual mortality from commercial
fisheries will remain below PBR. NMFS
will continue to evaluate New Zealand’s
implementation of its regulatory regime
governing set net and trawl fisheries
with the potential to interact with Ma¯ui
dolphin to ensure that the regulatory
regime is comparable in effectiveness to
the U.S. regulatory regime.
Literature Cited
Baird SJ, Bradford E (2000) Estimation of
Hector’s dolphin bycatch from inshore
fisheries, 1997–98 fishing year.
Published Client Report on Contract
3024, Funded by Conservation Services
Levy. Department of Conservation,
Wellington, NZ, www.doc.govt.nz/
upload/documents/science-andtechnical/CSL3024.pdf.
Cooke, J.G., D. Steel, R. Hamner, R.
Constantine, and C.S. Scott. 2018.
Population estimates and projections of
Ma¯ui dolphin (Cephalorhyncus hectori
Ma¯ui) based on genotype capturerecapture, with implications for
management of mortality risk.
Unpublished document submitted to the
International Whaling Commission
Scientific Committee. Document SC/67b/
ASI/05. 15pp.
Currey RJC, Boren LJ, Sharp BR, Peterson D
(2012) A risk assessment of threats to
Ma¯ui’s dolphins. Ministry for Primary
Industries and Department of
Conservation, www.doc.govt.nz/gettinginvolved/consultations/current/threatmanagement-plan-review-for-Ma¯uisdolphin/.
Currey, R. and D. Lundquist. 2016. Ma¯ui
dolphin: 2016 update on New Zealand’s
research and management approach.
International Whaling Commission
Scientific Committee submission
available at: https://www.doc.govt.nz/
nature/native-animals/marinemammals/dolphins/Ma¯uidolphin/
resources/.
Dawson SM, Slooten E (1988) Hector’s
Dolphin Cephalorhynchus hectori:
Distribution and abundance. Reports of
the International Whaling Commission,
Special Issue 9: 315–324.
IWC (International Whaling Commission).
2018. Report of the Scientific Committee.
Journal of Cetacean Research and
Management 19 (Supplement):1–428.
IWC (International Whaling Commission). In
press. Report of the Scientific
Committee. Journal of Cetacean Research
and Management 20 (Supplement).
IWC (2018) Report of the Scientific
Committee Annex M Report of the Subcommittee on small cetaceans. IWC/67b/
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Rep01, Annex M. Summary of the 67th
meeting of the International Whaling
Commission: 10–14 September 2018 Vol.
34 No. 2 Online at: https://enb.iisd.org/
iwc/67/ IWC. 2017. Annex J: Report of
the Working Group on Non-Deliberate
Human-Induced Mortality of Cetaceans.
Bled, Slovenia.
Leathers, A. and A. Leslie. 2017. Gear
switching to remove threats to Ma¯ui
dolphin and address the socio-economic
barriers to effective conservation.
Unpublished document submitted to the
International Whaling Commission
Scientific Committee. Document SC/67a/
HIM14. 17 pp.
National Marine Fisheries Service. 2017.
Final Rule to List the Ma¯ui Dolphin as
Endangered and the South Island
Hector’s Dolphin as Threatened Under
the Endangered Species Act. Docket No.
160614520–7805–02.
Nelson, W. and C. Radford. 2018. Occurrence
of Cephalorhynchus hectori in the
coastal waters of Manukau and Taranaki,
New Zealand. Second Deployment.
Identifying temporal and spatial
information for review of the 2012
Threat Management Plan.Department of
Conservation, University of Auckland,
and National Institute of Water and
Atmospheric Research. 22 pp.
NZDOC (New Zealand Department of
Conservation). 2007. New Zealand
Threat Classification System lists—2005.
Wellington: Science & Technical
Publishing, Department of Conservation.
p.32. ISBN 978–0–478–14128–3.
Roberts, J.O., D.N. Webber, C.T.T. Edwards,
W.D. Roe, I.J. Doonan (2019). Spatial risk
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assessment of threats to Hector’s and
Ma¯ui dolphins (Cephalorhynchus
hectori). New Zealand Aquatic
Environment and Biodiversity Report
No. 214. Ministry for Primary Industries,
New Zealand.
‘‘Scientists Argue about New Zealand
Fisheries,’’ Sustainable Fisheries,
University of Washington (July 3, 2017)
(including links to referenced studies)
(https://sustainablefisheries-uw.org/newzealand-fisheries-fight/).
Sharp, BR (2018). Spatially Explicit Fisheries
Risk Assessment: A framework for
quantifying and managing incidental
commercial fisheries impacts on nontarget species’. Chapter 3 in: Aquatic
Environment and Biodiversity Annual
Review 2018. Ministry for Primary
Industries, New Zealand.
Slooten E (2013) Effectiveness of area-based
management in reducing bycatch of the
New Zealand dolphin. Endangered
Species Research 20: 121–130.
Slooten E., S.M. Dawson, and W.J. Rayment.
2004. Aerial surveys for coastal
dolphins: Abundance of Hector’s
dolphins off the South Island west coast,
New Zealand. Marine Mammal Science
20: 117–130.
Slooten E. and N. Davies. 2011. Hector’s
dolphin risk assessments: Old and new
analyses show consistent results. Journal
of the Royal Society of New Zealand 42:
49–60.
Slooten E, Dawson SM (2010) Assessing the
effectiveness of conservation
management decisions: Likely effects of
new protection measures for Hector’s
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dolphin. Aquatic Conservation: Marine
and Freshwater Ecosystems 20: 334–347.
Slooten E, Dawson SM, Rayment WJ,
Childerhouse SJ (2006) A new
abundance estimate for Ma¯ui’s dolphin:
What does it mean for managing this
critically endangered species? Biological
Conservation 128: 576–581.
Slooten, E. and S.M. Dawson. 2018a.
Updated population viability analysis,
population trends and PBRs for Hector’s
and Ma¯ui Dolphin. Available at: https://
www.regulations.gov/
document?D=NOAA-NMFS-2016-01180076.
Slooten, E. and S.M. Dawson. 2017. Bycatch
and PBRs for Ma¯ui and Hector’s dolphin.
Unpublished document submitted to the
International Whaling Commission
Scientific Committee. Document SC/67a/
HIM07rev1. 16 pp.
Taylor B, Lonergan M, Reeves R (2018) Panel
comments and recommendations. Report
to New Zealand Ministry for Primary
Industries and Department of
Conservation. https://www.doc.govt.nz/
globalassets/documents/conservation/
native-animals/marine-mammals/Ma¯uitmp/hectors-risk-assessment-workshoppanel-recommendations-appendix-1.pdf.
Dated: July 5, 2019.
Alan D. Risenhoover,
Acting Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
[FR Doc. 2019–14720 Filed 7–9–19; 8:45 am]
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[Federal Register Volume 84, Number 132 (Wednesday, July 10, 2019)]
[Proposed Rules]
[Pages 32853-32858]
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[FR Doc No: 2019-14720]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 216
RIN 0648-XG809
Notification of the Rejection of the Petition To Ban Imports of
All Fish and Fish Products From New Zealand That Do Not Satisfy the
Marine Mammal Protection Act
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Rejection of the petition to ban imports through emergency
rulemaking.
-----------------------------------------------------------------------
SUMMARY: NMFS announces the rejection of a petition for emergency
rulemaking under the Administrative Procedure Act. Sea Shepherd Legal,
Sea Shepherd New Zealand Ltd., and Sea Shepherd Conservation Society
petitioned the U.S. Department of Commerce and other relevant
Departments to initiate emergency rulemaking under the Marine Mammal
Protection Act (``MMPA''), to ban importation of commercial fish or
products from fish that have been caught with commercial fishing
technology that results in incidental mortality or serious injury of
M[amacr]ui dolphin (Cephalorhynchus hectori M[amacr]ui) in excess of
United States standards.
DATES: The petition for rulemaking was denied on June 18, 2019.
FOR FURTHER INFORMATION CONTACT: Nina Young, NMFS F/IASI (Office of
International Affairs and Seafood Inspection) at [email protected] or
301-427-8383.
SUPPLEMENTARY INFORMATION:
Background
Section 101(a)(2) of the Marine Mammal Protection Act (MMPA), 16
U.S.C. 1371(a)(2), states that: ``The Secretary of the Treasury shall
ban the importation of commercial fish or products from fish which have
been caught with commercial fishing technology which results in the
incidental kill or incidental serious injury of ocean mammals in excess
of United States standards.'' In August 2016, NMFS published a final
rule (81 FR 54390; August 15, 2016) implementing the fish and fish
product import provisions in section 101(a)(2) of the MMPA. This rule
established conditions for evaluating a harvesting nation's regulatory
programs to address incidental and intentional mortality and serious
injury of marine mammals in fisheries operated by nations that export
fish and fish products to the United States. In that rule's preamble,
NMFS stated that it may consider emergency rulemaking to ban imports of
fish and fish products from an export or exempt fishery having or
likely to have an immediate and significant adverse impact on a marine
mammal stock.
The Petition
NMFS received a petition on February 6, 2019, from Sea Shepherd
Legal, Sea Shepherd New Zealand Ltd., and Sea
[[Page 32854]]
Shepherd Conservation Society, stating that the Secretaries of Commerce
and other relevant federal Departments are required under section
101(a)(2) of the MMPA (16 U.S.C. 1371(a)(2)), to ``ban the importation
of commercial fish or products from fish'' sourced in a manner that
``results in the incidental kill or incidental serious injury'' of
M[amacr]ui dolphin ``in excess of United States standards.'' The
petition requested that the relevant Secretary ban the importation of
all fish and fish products caught in set nets or trawls inside the
M[amacr]ui dolphin's range and from the west coast of New Zealand's
North Island and the Cook Strait, unless affirmatively identified as
having been caught with a gear type other than set nets or trawls
within that area or affirmatively identified as caught outside the
M[amacr]ui dolphin's range.
As support for the need for this action, the petition cites several
reports and studies, which note various estimates of decline. The
petitioners assert that for the M[amacr]ui dolphin, set net and trawl
bycatch has driven the species from a population of approximately 2,000
individuals in 1971, to 111 in 2004, to 55 in 2011. Further, the
petition notes that in 2018 the Scientific Committee of the
International Whaling Commission reported an abundance estimate of 57
individuals, with a 95 percent confidence interval of 44 to 75
individuals, which equates to an average decline of 2 percent every
year and a total decline of 59 percent over the 31-year period from
1985 to 2016.
The petitioners maintain that any fishery using set nets, trawls,
or gillnets in the M[amacr]ui dolphin range along the west coast of New
Zealand's North Island violates U.S. standards under the MMPA. The
petitioners provide a list of 11 fish species harvested within the
M[amacr]ui dolphin range by set nets, trawls, or gillnets that are
potentially imported into the U.S. as fish or fish products.
NMFS Determination
NMFS reviewed the petition, supporting documents, previous risk
assessments and threat management plans and New Zealand's 2019 risk
assessment and Threat Management Plan (TMP). NMFS is rejecting the
petition because the Government of New Zealand is implementing a
regulatory program comparable in effectiveness to the United States and
for the following reasons:
1. New Zealand has in place an existing regulatory program to
reduce M[amacr]ui dolphin bycatch.
2. Through its 2019 risk assessment, New Zealand evaluated the
effectiveness of this regulatory program in meeting bycatch reduction
targets defined as the Population Sustainability Threshold (PST).
3. Based on the 2019 assessment, New Zealand is now proposing
additional regulatory measures which, when fully implemented, will
likely further reduce risk and M[amacr]ui dolphin bycatch below
Potential Biological Removal level (PBR).
New Zealand has undertaken the same process as NMFS does through its
take reduction team process: implemented a regulatory plan, evaluated
whether the plan reduced bycatch below PBR, and revised the plan when
it was determined that bycatch has not been reduced below PBR.
Since 2012, the Government of New Zealand has had in place measures
restricting set nets and trawls in certain areas of M[amacr]ui dolphin
habitat, and required increased observer coverage and other monitoring
mechanisms. From 1995/96 to present, there have been no observed
captures of M[amacr]ui dolphins in set net or trawl fisheries (Roberts
et al. 2019).
According to the risk assessment, for M[amacr]ui dolphins on the
West Coast of the North Island (WCNI), the estimated annual deaths from
commercial set nets was 0.09 individuals per year, (95 percent CI =
0.0-0.3) and for the inshore trawl fishery was 0.02 individuals per
year (95 percent CI = 0.0-0.1). Therefore, estimated bycatch in set and
trawl fisheries is approximately equivalent to the PBR level of 0.11
for M[amacr]ui dolphin, assuming the distribution of M[amacr]ui
dolphins can be accurately approximated by the Hector's dolphin habitat
preference model. The estimated bycatch is also less than New Zealand's
PST (their PBR equivalent) of 0.28 (i.e., assuming a calibration
coefficient ([Phi]) value of 0.2 corresponding to a population recovery
target at 90 percent of carrying capacity) or alternately the PST =
0.14 (if the population recovery objective for M[amacr]ui dolphins is
recovery to 95 percent of its carrying capacity). Therefore, the best
estimate of annual mortalities for assessed commercial fisheries did
not exceed the annual PST between 2014/15 and 2016/17, indicating that
the recent mortality levels for these fisheries would not individually
or collectively depress the equilibrium population below 90 percent of
carrying capacity. For M[amacr]ui dolphins, the estimated annual
deaths, fishing effort, and risk ratios have declined through time
since 1992/93.
New Zealand's 2019 spatial risk assessment of threats to M[amacr]ui
dolphin informs the revised TMP for this subspecies (Roberts et al.
2019). According to the 2019 assessment, bycatch of M[amacr]ui dolphins
in commercial fishing operations is currently at or below PBR and PST.
However, because the population of M[amacr]ui dolphins is very small,
New Zealand is committed to reducing the risk of all human-induced
deaths to as close as possible to zero to provide the best chance of
preventing further population decline, and allow the population to
increase as rapidly as possible. Based on the mortality estimates in
the risk assessment, New Zealand is proposing to implement additional
mitigation measures with the proposed outcome of reducing the current
level of fisheries risk by at least 50 percent. On June 17, 2019, New
Zealand published a TMP containing additional options to reduce
M[amacr]ui dolphin bycatch. New Zealand's Hector's and M[amacr]ui
dolphin Threat Management Plan is currently under public review and
comment with final regulatory action by the New Zealand's Ministers
scheduled for late 2019 (See: https://www.fisheries.govt.nz/news-and-resources/consultations/hectors-and-maui-dolphins-threat-management-plan-review/).
New Zealand's TMP proposes a range of bycatch mitigation measures
to complement measures already in place and reduce the residual risk
from both set netting and trawling. An additional mitigation measure,
in addition to the mitigation options proposed in the 2019 TMP, is the
inclusion of a trigger mechanism where set net and trawl fishing would
be halted throughout the range of the M[amacr]ui dolphins if a
fisheries capture occurred. The TMP is the functional equivalent to a
take reduction plan under the MMPA. The immediate goal of take
reduction plans is to reduce, within six months of its implementation,
the incidental mortality or serious injury of marine mammals from
commercial fishing to less than the PBR level (16 U.S.C 1387(f)(2)).
Most of the options contained in New Zealand's TMP, once implemented,
would further reduce the risk of M[amacr]ui dolphin bycatch. With the
exception of the status quo option, all options within the TMP, once
implemented, will likely further reduce M[amacr]ui dolphin bycatch to
well below PBR and PST.
Therefore, based on the current regulatory regime and assuming the
implementation of additional measures outlined in the TMP, NMFS does
not believe that import restrictions under the MMPA Import Provisions
are warranted at this time and is rejecting the petition. As part of
the MMPA Import Provisions, NMFS will continue to evaluate New
Zealand's
[[Page 32855]]
implementation of its regulatory regime governing set net and trawl
fisheries with the potential to interact with M[amacr]ui dolphin to
ensure that the regulatory regime is comparable in effectiveness to the
U.S. regulatory regime.
Responses to Comments on the Notification of the Petition
NMFS received comments on the notification of the petition from
fishing industry groups, environmental non-governmental organizations
(NGOs), private citizens, the Marine Mammal Commission, and foreign
governments.
General Comments
NMFS received comment letters and petitions from private citizens
primarily through environmental NGOs supporting the petition.
Specifically, the majority of commenters expressed their support for
the petition and the application of trade restrictions. NMFS received
more than 88,678 petitioners on the Care2 comments, most with minimal
substantive comment. Forty-three public comments generally supported
the petition. In addition, we received substantive comments from the
Marine Mammal Commission, industry (2), marine mammal scientists (1)
and environmental NGOs (3) for a total of 88,726 comments/petitioners.
Comments received are available on the internet at https://www.regulations.gov under Docket ID ``NOAA-NMFS-2019-0013.'' In the
following section, NMFS responds to those comments most applicable to
this determination.
The Adequacy of Existing Measures Regulating Commercial Fishing
Throughout the Range of the M[amacr]ui Dolphin
Comment 1: The petitioners and the Marine Mammal Commission
expressed concern about the adequacy of measures to mitigate M[amacr]ui
dolphin bycatch. The petitioners cited the 2018 report of the IWC
Scientific Committee that stated: ``existing management measures in
relation to bycatch mitigation fall short of what has been recommended
previously'' (IWC 2018). Since 2015, the Scientific Committee expressed
concerns about New Zealand's regulatory regime and in 2018
``reiterate[d] its previous recommendation that highest priority should
be assigned to immediate management actions to eliminate bycatch of
M[amacr]ui dolphins including closures of any fisheries within the
range of M[amacr]ui dolphins that are known to pose a risk of bycatch
to dolphins (i.e., set net and trawl fisheries).'' The petitioners and
the Marine Mammal Commission expressed concern over the portion of
M[amacr]ui dolphin habitat closed to set net and trawl fishing (14
percent and 5 percent, respectively) stating that the current closures
were insufficient to cover the range and density of M[amacr]ui
dolphins. Likewise, the petitioners and the Marine Mammal Commission
expressed concern over the small percentage of observed set net and
trawl fishery operations (12.7 percent and 14.6 percent, respectively)
stating the coverage has been too low to estimate the magnitude of
incidental catch of M[amacr]ui dolphins precisely or accurately to
detect trends in the catch.
Response: 50 CFR 216.24(h)(7) outlines additional considerations
for comparability finding determinations. Those considerations include
the extent to which the harvesting nation has successfully implemented
measures in the export fishery to reduce the incidental mortality and
serious injury of marine mammals caused by the harvesting nation's
export fisheries to levels below the bycatch limit; and whether the
measures adopted by the harvesting nation for its export fishery have
reduced or will likely reduce the cumulative incidental mortality and
serious injury of each marine mammal stock below the bycatch limit, and
the progress of the regulatory program toward achieving its objectives
(50 CFR 216.24(h)(7)(i-ii)).
As noted by the Marine Mammal Commission, the two population
estimates produced since the establishment of the prohibition zones,
made five years apart, were very similar (Slooten and Dawson 2018),
suggesting that protection provided by the current regulatory regime
may have slowed or halted the population's decline. This observation is
supported by the bycatch estimates in the current risk assessment,
which now estimate M[amacr]ui dolphin bycatch at 0.1 animals annually
over the last three years. Additionally, the 2019 TMP contains
additional options for bycatch mitigation, which, with the exception of
the status quo, extends protection over a larger portion of M[amacr]ui
dolphin habitat. The evidence presented in terms of abundance estimates
and risk assessments supports the adequacy of existing protection
measures. Therefore, NMFS believes the existing and the proposed
regulatory regime is sufficient to maintain M[amacr]ui dolphin bycatch
below PBR.
Comment 2: The National Fisheries Institute (NFI) claims that in
multiple recent studies assessing various nations for management of
their Exclusive Economic Zones, determining whether countries'
fisheries management systems are compliant with the United Nations Food
and Agriculture Organization's code of conduct, and ranking the overall
effectiveness of fishery management regimes, New Zealand is in the
first rank of nations. NFI questioned, ``if New Zealand/MPI cannot meet
American requirements for effective conservation of the M[amacr]ui
dolphin, it is not clear what country's fishery management regulators
could meet those requirements as to their marine mammals.'' NFI also
states if NMFS is ``badgered'' into imposing multiple embargoes of the
kind Petitioners seek, then the commercial damage to the U.S. seafood
industry--and the tens of millions of consumers it serves--will be
significant indeed. NFI also claimed that ``repeated establishment of
unwarranted MMPA embargoes of this nature, moreover, eventually will
trigger similar requirements aimed at the United States and its seafood
exports. That will raise costs and create uncertainty for U.S.
harvesters who seek predictable access to their own export markets, and
who stand to lose that access if the U.S. fishery management system is
found similarly, and arbitrarily, wanting by foreign fishery management
agencies.''
Response: NFI's comments have misinterpreted the MMPA Import
Provisions. These provisions do not evaluate a nation's overall fishery
management regime, but rather the management measures that apply to the
bycatch of marine mammals in its fisheries that export fish and fish
products to the United States. It is those management measures that
must be comparable in effectiveness to the U.S. regulatory program.
Comment 3: The petitioners and the Marine Mammal Commission state
that ``while the New Zealand management system includes many of the
elements found in the U.S. system, the dire situation facing M[amacr]ui
dolphins, and their declining trend and the lack of confidence in the
measures in place to reverse this trend, suggests that New Zealand's
program is not comparably effective.'' To support this assertion, the
Commission again cites the IWC 2018 Scientific Committee report, noting
that New Zealand had not implemented any new protective measures for
the subspecies since 2013 (IWC 2018). As well as the Scientific
Committee conclusion that the ``existing management measures in
relation to bycatch mitigation fall short of what has been recommended
previously''; the Committee expressed ``continued grave concern over
the status of this small, severely depleted subspecies'' (IWC 2018).
The Marine Mammal Commission states that ``to address the
unacceptably
[[Page 32856]]
high level of mortality and serious injury of a subspecies such as
M[amacr]ui dolphin, it is likely that NMFS long ago would have (i)
assigned highest priority to developing a take reduction plan to reduce
mortality and (ii) invoked the emergency rulemaking provisions under
MMPA section 118(g) given the apparent ``immediate and significant
adverse effect'' of fisheries on the population. It is also likely that
NMFS would have substantially increased observer coverage to better
understand and track the impacts of fisheries interactions. It is not
clear that New Zealand's efforts to date have been comparable to what
is required of NMFS and U.S. fisheries under the MMPA.''
Response: While the Commission may be correct in stating that NMFS
would likely have convened a take reduction team, any assertion as to
the outcome of that process is speculative. New Zealand has implemented
a functional equivalent to the take reduction process, its risk
assessment and TMP. Similarly, since 2012 New Zealand has successfully
increased fisheries observer coverage in West Coast North Island set
net and trawl fisheries since 2012. The TMP will inform further
modifications to its existing regulatory program. New Zealand is
proposing additional bycatch mitigation options that would implement
bycatch mitigation over a larger portion of the M[amacr]ui dolphin's
range. Such actions should address any perceived uncertainty in the
risk assessment model or its assumptions, and any unaccounted for
bycatch risk such as that associated with recreational and illegal
fishing. This iterative process to implement, reconsider, and refine
bycatch reduction measures, is similar to the take reduction process
for marine mammal stocks such as the Gulf of Maine harbor porpoise and
the North Atlantic right whale.
Comment 4: The petitioners claim that PBR and PST are not
comparable and states that the New Zealand Government readily admits
that PST is not equivalent to PBR. The Ministry for Primary Industries
(MPI), the lead authority for New Zealand fisheries, summarizes PST as
follows: The PST is an index of the population productivity, adapted
from the PBR. It is an estimate of the maximum number of human-caused
mortalities that will allow populations to recover to and/or stabilize
and remain at or above a defined population target. The PST differs
from the PBR by explicitly including the uncertainty in population
size, instead of using a conservative point estimate of population
size, and by utilizing a scaling factor that can be tuned to achieve
different population recovery outcomes, reflecting a policy decision
(Sharp 2018). The petitioners state that ``the PST differs from PBR by
(1) fixing the end-goal as maintenance of population at only half of
`carrying capacity,' as opposed to including a recovery factor that
aims to `allow that stock to reach or maintain its optimum sustainable
population'; (2) including a two-century time horizon no matter the
specific context; and (3) using the full distribution of the population
size estimate, rather than an estimated minimum.'' The petitioners
claim that to be ``consistent with U.S. standards (as required by the
MMPA Imports Provision), New Zealand must adopt the PBR methodology.''
Response: The MMPA Import Provisions do not require harvesting
nations to use PBR. These provisions define ``Bycatch limit'' as the
calculation of a potential biological removal level for a particular
marine mammal stock, as defined in Sec. 229.2 of this chapter, or
comparable scientific metric established by the harvesting nation or
applicable regional fishery management organization or
intergovernmental agreement. As noted, the PST differs in using mean
populations estimate (N) rather than Nmin and [Phi] as a general policy
parameter instead of a recovery factor (Fr). The choice for
the policy parameter is left to managers. In the current 2019 Hector's-
M[amacr]ui dolphin risk assessment, New Zealand reports PST values
based on a default value of 0.2 for [Phi], corresponding to a
population recovery goal at 90 percent of carrying capacity. In the
officials' advice to policy makers (New Zealand government ministers)
under the TMP, New Zealand officials recommend use of the default value
for Hector's dolphins, and a more precautionary value of [Phi] = 0.1
for M[amacr]ui dolphins, reflecting their urgent conservation status.
The greatest differences between the PST and the PBR calculation come
from different values for Rmax (one-half the maximum theoretical or
estimated net productivity rate of the stock at a small population
size) and the level of protection conferred by Fr (or [Phi]). In the
case of M[amacr]ui dolphin the PBR is 0.11 while the PST is 0.28 ([Phi]
= 0.2) or 0.14 ([Phi] = 0.1). At this level, the difference between PBR
and PST is negligible.
Whether the Apparent Decline in the M[amacr]ui Dolphin Population Due
to Commercial Fishing Meets the Standard of ``Immediate and Significant
Adverse Impact on a Marine Mammal Stock'' Within the Meaning of the
MMPA
Comment 5: The petitioners, Marine Mammal Commission, and other
environmental NGOs cited the 2012 M[amacr]ui dolphins Threat Management
Plan (MPI/DOC 2012). Citing that approximately 95 percent of human-
induced M[amacr]ui dolphin mortalities were caused by fishing
(commercial, recreational, customary and illegal fishing combined) and
an estimated that 5 M[amacr]ui dolphins, on average, were killed each
year due to fisheries interactions, these groups used the Currey et al.
(2012) assessment as the foundation for their conclusion that fishing
is the primary cause of the decline in M[amacr]ui dolphins and that
this threat has had an ``immediate and significant adverse impact'' on
the subspecies. The petitioners stated that ``current estimates of
mortalities from fisheries (ranging from two to five individuals per
year) exceed PBR several times over.''
Response: The previous multi-threat risk assessment for M[amacr]ui
dolphins used an expert panel to estimate threat-specific annual deaths
for a range of perceived key threats to this subspecies, relative to a
PBR (Currey et al. 2012). Changes in data availability (e.g., longer
time series of fisheries information, more comprehensive necropsy
methods, and improvements to habitat-based spatial distribution
information parameterized using data from new aerial surveys) and
advances in scientific approaches to risk assessment (Sharp 2018) have
resulted in a new risk assessment with revised estimates of M[amacr]ui
dolphins bycatch, and the conclusion that toxoplasmosis is a major
cause of death for M[amacr]ui dolphins (Roe et al. 2013). It is
mortality associated with disease, not commercial fisheries bycatch,
that results in the annual mortality of M[amacr]ui dolphins exceeding
PBR.
Specific Fisheries Are or May Be Directly Associated With Potential
Mortality of M[amacr]ui Dolphin and Therefore Fall Within the Scope of
the Petition for Emergency Action
Comment 6: Sea Shepherd asserts that eleven fish species may be the
source of exports to the United States. Ten of those species are drawn
from a list prepared by Sanford Ltd and Moana Ltd when they prepared
their M[amacr]ui Protection Plan. The Marine Mammal Commission agrees
with the petitioners that the specific fisheries which are, or may be,
directly associated with mortality of M[amacr]ui dolphins are the
gillnet and trawl fisheries that operate within the core range of the
M[amacr]ui dolphin. The Commission states that although the MMPA Import
Provisions focuses on identifying particular offending fisheries, it is
the statutory
[[Page 32857]]
language that should be controlling. ``In this case, the language of
the MMPA states, `[t]he Secretary . . . shall ban the importation of
commercial fish or products from fish which have been caught with
commercial fishing technology which results in the incidental kill or
incidental serious injury of ocean mammals in excess of United States
standards.' '' The Commission states that it ``recognizes that it may
be difficult at this time to track fish and fish products to specific
offending fisheries. If that is the case and NMFS does move forward
with a ban, the Commission recommends that NMFS include imports of fish
and fish products from all gillnet and trawl fisheries that operate,
even partially, in the core of the M[amacr]ui dolphin's range.''
Fisheries Inshore New Zealand stated that its information indicates
that products sourced from M[amacr]ui habitat are not exported to the
United States.
Response: NMFS disagrees. NMFS cannot implement import restrictions
that affect fisheries that do not export to the United States. Both the
MMPA Import Provisions and the statute turn on the importation of fish
and fish products from a specific fishery, not just any fishery, and
certainly not all fisheries operating within the range of a marine
mammal regardless of whether they export product to the United States.
While there are set net and trawl fisheries on the List of Foreign
Fisheries that operate within the M[amacr]ui dolphin range, NMFS,
working with the Government of New Zealand, has not been able to
establish conclusively that these fisheries export to the United
States.
Comment 7: NFI expressed concern over the petitioners' reliance on
industry information to supply the statutorily required nexus between
specific fisheries and the habitat of the M[amacr]ui dolphin. NFI asks
what purpose NMFS's determination related to the LOFF serves if
petitioners can simply jettison them in favor of more attractive data
points. NFI states that ``if Petitioners in this instance can meet
their MMPA burden by relying primarily on information obtained outside
of, and in contradiction to, final LOFF determinations, then no
stakeholder in this process can rely on those determinations.''
Response: NMFS disagrees. The MMPA Import Provisions at 50 CFR
216.24(h)(3)(iv) clearly state that NMFS may consider other readily
available and relevant information about such commercial fishing
operations and the frequency of incidental mortality and serious injury
of marine mammals, including: Fishing vessel records; reports of on-
board fishery observers; information from off-loading facilities, port-
side officials, enforcement agents and officers, transshipment vessel
workers and fish importers; government vessel registries; regional
fisheries management organizations documents and statistical document
programs; and appropriate certification programs. Other sources may
include published literature and reports on fishing vessels with
incidental mortality and serious injury of marine mammals from
government agencies; foreign, state, and local governments; regional
fishery management organizations; nongovernmental organizations;
industry organizations; academic institutions; and citizens and citizen
groups.
Concerns About Further Delay in the Implementation of Bycatch by
Deferring Action on the Petition
Comment 8: Fisheries Inshore New Zealand recommended deferring
action on the petition until the TMP process has been completed and the
decisions of the New Zealand Government are known. The NFI claimed the
petition is badly flawed and fails to establish the statutorily
required nexus between the M[amacr]ui dolphin and most of the fisheries
to which it is supposed to apply. NFI urged NMFS to deny the Petition
in whole. The petitioners, several environmental NGOs, and the Marine
Mammal Commission urged NMFS to conclude its consultations and
accelerate emergency rulemaking to ban imports of fish and fish
products from fisheries known or likely to take M[amacr]ui dolphin in
excess of U.S. standards. The Marine Mammal Commission stated it
``recognizes that New Zealand is currently developing a revised threat
management plan (the TMP) expected to contain further measures to
reduce the impact of fishing on M[amacr]ui dolphins.'' The Commission
noted that ``such processes often take much longer than expected and do
not always achieve the desired results.'' The Commission believes that
M[amacr]ui dolphins are at too great a risk of further decline and
extinction to allow for customary, but potentially drawn-out procedures
that, in the end, may not sufficiently mitigate the main threats facing
M[amacr]ui dolphins.''
Response: NMFS disagrees with the comments from petitioners, the
Commission, and environmental NGOs on this point. NMFS sees no benefit
at this time in imposing import restrictions on fisheries operating
within the range of M[amacr]ui dolphins. The risk assessment clearly
identifies that disease, not commercial fisheries, is the primary
factor causing the annual mortality of M[amacr]ui dolphins to exceed
PBR. Nevertheless, New Zealand has published the current TMP for public
comments and expects to implement additional regulations by October
2019. With the exception of the status quo, all options move, to some
extent, set net and trawl fisheries out of M[amacr]ui dolphin habitat,
further reducing the bycatch risk and increasing the likelihood that
the annual mortality from commercial fisheries will remain below PBR.
NMFS will continue to evaluate New Zealand's implementation of its
regulatory regime governing set net and trawl fisheries with the
potential to interact with M[amacr]ui dolphin to ensure that the
regulatory regime is comparable in effectiveness to the U.S. regulatory
regime.
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Dated: July 5, 2019.
Alan D. Risenhoover,
Acting Deputy Assistant Administrator for Regulatory Programs, National
Marine Fisheries Service.
[FR Doc. 2019-14720 Filed 7-9-19; 8:45 am]
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