Commission Information Collection Activities (FERC-922); Comment Request, 32908-32911 [2019-14669]
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Federal Register / Vol. 84, No. 132 / Wednesday, July 10, 2019 / Notices
Applicants: Young Gas Storage
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Filed Date: 6/28/19.
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Comments Due: 5 p.m. ET 7/10/19.
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Comments Due: 5 p.m. ET 7/10/19.
The filings are accessible in the
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clicking on the links or querying the
docket number.
Any person desiring to intervene or
protest in any of the above proceedings
must file in accordance with Rules 211
and 214 of the Commission’s
Regulations (18 CFR 385.211 and
385.214) on or before 5:00 p.m. Eastern
time on the specified comment date.
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intervention is necessary to become a
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eFiling is encouraged. More detailed
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requirements, interventions, protests,
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other information, call (866) 208–3676
(toll free). For TTY, call (202) 502–8659.
Dated: July 2, 2019.
Nathaniel J. Davis, Sr.,
Deputy Secretary.
[FR Doc. 2019–14641 Filed 7–9–19; 8:45 am]
BILLING CODE 6717–01–P
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DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
[Docket No. AD19–16–000]
Commission Information Collection
Activities (FERC–922); Comment
Request
Federal Energy Regulatory
Commission.
ACTION: Notice of information collection
and request for comments.
AGENCY:
In compliance with the
requirements of the Paperwork
Reduction Act of 1995, the Federal
Energy Regulatory Commission
(Commission or FERC) staff is soliciting
public comment on the reinstatement
and revision of the FERC–922,
Performance Metrics for ISOs, RTOs,
and Regions Outside ISOs and RTOs.
DATES: Comments on the collection of
information are due September 9, 2019.
ADDRESSES: You may submit comments
(identified by Docket No. AD19–16–000)
by either of the following methods:
• eFiling at Commission’s Website:
https://www.ferc.gov/docs-filing/
efiling.asp.
• Mail/Hand Delivery/Courier:
Federal Energy Regulatory Commission,
Secretary of the Commission, 888 First
Street NE, Washington, DC 20426.
Instructions: All submissions must be
formatted and filed in accordance with
submission guidelines at: https://
www.ferc.gov/help/submissionguide.asp. For user assistance contact
FERC Online Support by email at
ferconlinesupport@ferc.gov, or by phone
at: (866) 208–3676 (toll-free), or (202)
502–8659 for TTY.
Docket: Users interested in receiving
automatic notification of activity in this
docket or in viewing/downloading
comments and issuances in this docket
may do so at https://www.ferc.gov/docsfiling/docs-filing.asp.
FOR FURTHER INFORMATION CONTACT:
Darren Sheets may be reached at
Darren.Sheets@FERC.gov by email or
telephone at (202) 502–8742.
SUPPLEMENTARY INFORMATION:
Title: FERC–922, Performance Metrics
for ISOs, RTOs, and Regions Outside
ISOs and RTOs.
OMB Control No: 1902–0262.1
SUMMARY:
1 The Commission previously had Office of
Management and Budget (OMB) approval for the
information collection FERC–922 under OMB
Control No. 1902–0262. On August 7, 2018,
Commission staff requested that OMB discontinue
this information collection. OMB approval for the
information collection was discontinued on August
31, 2018. Commission staff plans to request
authority from OMB to reinstate the information
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Type of Request: Reinstatement of the
FERC–922 information collection, with
revisions.
Abstract: In September 2008, the
United States Government
Accountability Office (GAO) issued a
report recommending that the
Commission, among other actions, work
with Regional Transmission
Organizations (RTOs), Independent
System Operators (ISOs), stakeholders,
and other experts to develop
standardized metrics to track the
performance of RTO/ISO operations and
markets and publicly report on those
metrics.2 In accordance with the 2008
GAO Report, Commission staff
developed a set of standardized metrics
(the Common Metrics), sought and
received OMB approval to collect
information on those metrics from the
RTOs/ISOs, and later non-RTOs/ISOs,
and ultimately issued five public reports
(Common Metrics Reports).3
In December 2017, the GAO issued a
report on the RTOs/ISOs with
centralized capacity markets.4 Among
other recommendations, the GAO found
that the Commission should take steps
to improve the quality of the data
collected for its Common Metrics
Report, such as implementing improved
data quality checks and, where feasible,
ensuring RTOs/ISOs are reporting
consistent metrics over time by
standardizing definitions; and that the
Commission should develop and
document an approach to regularly
collection FERC–922, with certain revisions, as
described in more detail herein. See 44 U.S.C. 3507
(2012).
2 U.S. Gov’t Accountability Off., GAO–08–987,
Electricity Restructuring: FERC Could Take
Additional Steps to Analyze Regional Transmission
Organizations’ Benefits and Performance (2008)
(2008 GAO Report).
3 In 2010 and 2011, Commission staff issued
reports authored by the RTOs/ISOs. In 2012,
Commission staff issued a report concerning the
addition of non-RTO/ISO regions to the common
metrics effort. In 2014 and 2016, Commission staff
issued reports using aggregated data on the RTO/
ISO and non-RTO/ISO regions. For copies of the
previous reports, see Federal Energy Regulatory
Commission, RTO/ISO Performance Metrics (last
updated Aug. 3, 2017), available at https://
www.ferc.gov/industries/electric/indus-act/rto/rtoiso-performance.asp (providing links to ISO/RTO
Performance Metrics, Docket No. AD10–5–000 (Oct.
21, 2010); Report to Congress on Performance
Metrics for Independent System Operators and
Regional Transmission Organizations, Docket No.
AD10–5–000 (Apr. 2011); Performance Metrics in
Regions Outside ISOs and RTOs, Docket No. AD12–
8–000 (Oct. 15, 2012); Common Metrics, Docket No.
AD14–15–000 (Aug. 26, 2014); and Common
Metrics Report, Docket No. AD14–15–000 (Aug.
2016, revised Aug. 2017)).
4 U.S. Gov’t Accountability Off., GAO–18–131,
Electricity Markets: Four Regions Use Capacity
Markets to Help Ensure Adequate Resources, but
FERC Has Not Fully Assessed Their Performance,
(2017), available at https://www.gao.gov/assets/
690/689293.pdf (2017 GAO Report).
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identify, assess, and respond to risks
that capacity markets face.
In response to the 2017 GAO Report,
Commission staff has proposed changes
to the Common Metrics information
collection. First, Commission staff
proposes to improve the data collection
process by creating a standardized
information collection Input
Spreadsheet and an updated, more
detailed User Guide, which will provide
guidance on completing the information
collection, including information about
who should respond, the timeline for
responses, the metrics being collected,
including important definitions and a
description of the types of metrics and
their structure in the information
collection, and how to properly use the
reporting form. Also, Commission staff
proposes to update the list of Common
Metrics to focus on centrally-organized
energy markets and capacity markets,
which involves adding capacity market
metrics. The update also involves the
elimination of previously collected
metrics on reliability, RTO/ISO billing
controls and customer satisfaction,
interconnection and transmission
processes, and system lambda.
Commission staff proposes eliminating
these metrics because they provide
limited information, are reported
publicly elsewhere, or do not
significantly help Commission staff or
the public draw any conclusions
regarding the benefits of an RTO/ISO.
The revised data collection, after
additions and deletions, consists of 29
Common Metrics.
In addition to eliminating certain
metrics and adding new ones, the
Common Metrics are now organized
into three groups: Group 1 metrics are
designed to be collected from all
respondents (i.e., all the RTOs/ISOs and
non-RTO/ISO utilities). There are seven
Group 1 metrics: Reserve Margins,
Average Heat Rates, Fuel Diversity,
Capacity Factor by Technology Type,
Energy Emergency Alerts (EEA Level 1
or Higher), Performance by Technology
Type during EEA Level 1 or Higher, and
Resource Availability (Equivalent
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Forced Outage Rate Demand (EFORd)).
Group 2 metrics pertain to organized
energy markets, and thus are designed
to be collected only from respondents
with such energy markets (i.e., all the
RTOs/ISOs). There are 12 Group 2
metrics: Number and Capacity of
Reliability Must-Run Units, Reliability
Must-Run Contract Usage, Demand
Response Capability, Unit Hours
Mitigated, Wholesale Power Costs by
Charge Type, Price Cost Markup, Fuel
Adjusted Wholesale Energy Price,
Energy Market Price Convergence,
Congestion Management,
Administrative Cost, New Entrant Net
Revenues, and Order No. 825 Shortage
Intervals and Reserve Price Impacts.5
Finally, Group 3, the new metrics,
pertain to organized capacity markets,
and thus are designed to be collected
only from respondents with such
capacity markets (i.e., all RTOs/ISOs
with capacity markets). There are 10
Group 3 metrics: Net Cost of New Entry
(Net CONE) Value, Resource
Deliverability, New Capacity (Entry),
Capacity Retirement (Exit), Forecasted
Demand, Capacity Market Procurement
and Prices, Capacity Obligations and
Performance Assessment Events,
Capacity Eligible for Bonus Payments
for Over-Performance, Capacity Facing
Penalty Payments for UnderPerformance, Total Capacity Bonus
Payments and Penalties. A table
showing the revised Common Metrics
organized by the three groups can be
found at the back of this Notice. Also,
the updated User Guide for the
information collection, and the
standardized information collection
reporting form are attached to this
Notice. These attachments will not be
published in the Federal Register, but
will be available as part of this notice in
the Commission’s eLibrary system.
Commission staff has had informal
contact with stakeholders about the
5 Settlement Intervals and Shortage Pricing in
Markets Operated by Regional Transmission
Organizations and Independent System Operators,
Order No. 825, 155 FERC 61,276 (2016).
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proposed revisions to the set of
Common Metrics, including the
proposed revisions to improve the
quality of data collected and to enhance
the Common Metrics Report with
capacity market metrics. Specifically,
Commission staff has contacted
representatives of the ISO/RTO Council,
the Edison Electric Institute, American
Wind Energy Association, American
Public Power Association, and the
Energy Information Administration.
Commission staff has assured itself,
by means of internal review, that there
is specific, objective support for the
burden estimates associated with the
information collection requirements.
Estimate of Annual Burden: 6
Commission staff expects that
respondents will submit information on
the Common Metrics every two years.
Commission staff will request a threeyear approval from OMB, so the
voluntary information collection would
happen in Years 1 and 3.7
The following table sets forth the
estimated annual burden and cost 8 for
this information collection:
BILLING CODE 2019–14669–P
6 Burden is defined as the total time, effort, or
financial resources expended by persons to
generate, maintain, retain, or disclose or provide
information to or for a Federal agency. For further
explanation of what is included in the information
collection burden, see 5 CFR 1320.3 (2018).
7 The OMB approval is for a maximum of three
years.
8 See generally Bureau of Labor Statistics,
Occupational Employment and Wages, May 2017
(last modified Mar. 30, 2018), available at:
Computer Systems Analysts (15–1121) https://
www.bls.gov/oes/current/oes151121.htm; Lawyers
(23–1011) https://www.bls.gov/oes/current/
oes231011.htm; Electrical Engineers (17–2071)
https://www.bls.gov/oes/current/oes172071.htm;
Economists (19–3011) https://www.bls.gov/oes/
current/oes193011.htm; Chief Executives (11–1011)
https://www.bls.gov/oes/current/oes111011.htm.
See Bureau of Labor Statistics, Employer Costs for
Employee Compensation, News Release USDL–18–
1941 (Dec. 14, 2018), available at https://
www.bls.gov/news.release/ecec.nr0.htm. Those
hourly wages (plus benefits) are: $107.61 for the
Metrics Data Collection and Write Performance
Analysis categories, and $122.81 for the
Management Review component which is solely
based on the Chief Executive wage rates.
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BILLING CODE 2019–14669–C
Explanation of the Table: The
Number of Respondents (1) in the first
column varies by Group, as all
respondents do not provide information
on each of the 29 Common Metrics.
Commission staff has estimated the
number of respondents for the first three
Groups based on the assumption that
the six jurisdictional RTOs/ISOs and the
five non-RTO/ISO utilities (11 total
respondents) that previously responded
to the FERC–922 information collection
will provide responses to this revised
FERC–922 information collection.
Therefore, the estimated number of
respondents in Group 1 is 11, because
all respondents report on the Group 1
metrics. The estimated number of
respondents for Group 2 is six, because
only the jurisdictional RTOs/ISOs with
energy markets respond to the Group 2
metrics. Likewise, the estimated number
of respondents in Group 3 is four,
because only the jurisdictional RTOs/
ISOs with capacity markets respond to
the Group 3 metrics. Finally, the table
includes a burden estimate for potential
new respondents. As all the
jurisdictional RTOs/ISOs previously
responded to FERC–922, any potential
new respondent would be a utility in a
non-RTO/ISO region, and thus would
only be submitting responses to the
Group 1 metrics, but for the first time.
Commission staff conservatively
estimates that, at most, one new non-
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RTO/ISO utility will respond to this
revised FERC–922 information
collection.
The second column, Number of
Responses in Years 1 & 3 (2) is
characterized by the number of
Balancing Authority Areas (BAAs) each
respondent would be reporting on, as
the respondent would provide a
response to each metric for each of its
BAAs. Each RTO/ISO is a single BAA
and therefore will only provide
responses to each metric for one BAA,
but utilities in the non-RTO/ISO regions
that previously responded have reported
metrics for more than one BAA (for
instance, Duke Energy has multiple
BAAs outside of RTOs/ISOs and filed
metrics for each BAA in the previous
information collection). Therefore, the
estimated number of responses for
Group 1 (all RTOs/ISOs and non-RTO/
ISO utilities) is the number of BAAs in
the RTOs/ISOs, i.e., six, plus the
number of non-RTO/ISO BAAs i.e., 10,
which equals 16 total responses. The
estimated number of responses for
Group 2 (all RTOs/ISOs with energy
markets) is the same as the number of
respondents, i.e., six, as only the RTOs/
ISOs respond and they each only have
one BAA. The estimated number of
responses for Group 3 (all RTOs/ISOs
with capacity markets) is the same as
the number of respondents, i.e., four, as
only the four RTOs/ISOs with capacity
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markets respond and they each only
have one BAA. Finally, there is only
estimated to be one non-RTO/ISO utility
as a potential new respondent, who
would only be responding to the Group
1 metrics that apply to all respondents.
The Annual Frequency of Filings (3)
is 0.67 for all groups. This fraction
reflects that there will be two
information collections or one each
during Years 1 and 3 of the three-year
OMB authorization period, so 2⁄3 or 0.67
is the adjustment to reflect a yearly
value for the burden.
The Total Number of Annual
Responses (4) is the product of the
second column, Number of Responses
in Years 1 and 3 (2), multiplied by the
third, the Annual Frequency of Filings
(3). Thus for the first group, this value
is 16 × 0.67 or 10.72.
The Estimated Burden Hours per
Response (5) reflects the total number of
estimated burden hours, separated into
the three reporting categories (collect,
write, review) for all four groups of
respondents. The total estimated burden
hours for the first three groups of
respondents are the same as the
previous FERC–922 information
collection burden estimates, 401 hours.
An increased estimate of the burden
hours, 427 hours, is for Potential New
Respondents, in recognition of the fact
that the burden on a new respondent is
likely higher. The number of hours in
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Federal Register / Vol. 84, No. 132 / Wednesday, July 10, 2019 / Notices
Federal Register / Vol. 84, No. 132 / Wednesday, July 10, 2019 / Notices
jspears on DSK30JT082PROD with NOTICES
each reporting category has been
adjusted in this collection, as compared
to the previous FERC–922 collection
burden estimate, to reflect less emphasis
on the writing category, as Commission
staff has developed a structured data
collection tool which will decrease the
amount of written text that respondents
will provide in the information
collection.9
The Estimated Cost per Response (6)
is the product of the three variables: The
Estimated Burden Hours per Response
(5) for a category, multiplied by the
labor rate (for wages plus benefits) for
each category (which is not shown in
the table), multiplied by the proportion
of total hours attributable to this Group,
to report on a category, e.g., the number
of metrics in that Group divided by the
total number of metrics (also not shown
in table). An example in the first row is
that for Group 1, Metrics Data Collection
category, the $7,039 is the product of
271 hours in column (5) multiplied by
the weighted average labor rate for that
category ($107.61) multiplied by 0.242
(the ratio of metrics in the first Group,
seven, to the total number of metrics, 29
or 7 ÷ 29). This fraction is not displayed
in the table.10
The Estimated Total Annual Burden
Hours (7) is the product of the Total
Number of Annual Responses (4) times
the Estimated Burden Hours per
Response (5). For the first row of the
first group this value is 2,905 hours =
10.72 × 271 hours.
Finally, the Estimated Total Annual
Cost (8) reflects the total burden to the
industry and is calculated by
multiplying the Total Number of
Annual Responses (4) times the
Estimated Cost per Response (6) for each
category for all groups and produces an
estimated total cost in the last row of the
table. The wage rates utilized in this
burden estimate have been updated to
recent Bureau of Labor Statistics
estimates for the same categories as used
in the prior burden estimates for the
FERC–922 information collection (i.e.,
Computer Systems Analysts, Lawyers,
Electrical Engineers, Economists, and
the category Chief Executive). Wage
estimates use the 90th percentile wage
from the recent Bureau of Labor
Employees Benefit Survey, adjusted
9 The estimated hours per response has increased
for: (a) Metrics Data Collection component to 271
hours (from 229 hours), and (b) Management
Review component to 60 hours (from 33 hours). The
estimated hours per response for Write Performance
Analysis has decreased to 70 hours (from 139
hours).
10 The fraction for Group 1 and the Potential New
Respondents is 0.242 (the seven metrics in the first
Group divided by the total number of metrics, 29);
for Group 2 the fraction is 0.414 (12 divided by 29);
for Group 3 the fraction is 0.345 (10 divided by 29).
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upward for the private industry benefits
of 30.3 percent, and are a weighted
average of those categories.
Comments: Comments are invited on:
(1) Whether the collection of
information is necessary for the proper
performance of the functions of the
Commission, including whether the
information will have practical utility;
(2) the accuracy of the agency’s estimate
of the burden and cost of the collection
of information, including the validity of
the methodology and assumptions used;
(3) ways to enhance the quality, utility
and clarity of the information collection;
and (4) ways to minimize the burden of
the collection of information on those
who are to respond, including the use
of automated collection techniques or
other forms of information technology.
Further, Commission staff requests
comments on whether the proposed
metrics (attached) will effectively track
the performance of the RTO/ISO energy
and capacity markets and the
administrative and market functions
that are common to the RTOs/ISOs and
the individual utilities in non-RTO/ISO
regions.
Dated: July 3, 2019.
Kimberly D. Bose,
Secretary.
[FR Doc. 2019–14669 Filed 7–9–19; 8:45 am]
BILLING CODE 6717–01–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
Combined Notice of Filings #2
Take notice that the Commission
received the following electric corporate
filings:
Docket Numbers: EC19–108–000.
Applicants: Valentine Solar, LLC,
Glaciers Edge Wind Project, LLC.
Description: Application for
Authorization Under Section 203 of the
Federal Power Act, et al. of Valentine
Solar, LLC, et al.
Filed Date: 7/1/19.
Accession Number: 20190701–5401.
Comments Due: 5 p.m. ET 7/22/19.
Take notice that the Commission
received the following electric rate
filings:
Docket Numbers: ER10–2290–007.
Applicants: Avista Corporation.
Description: Triennial Market Power
Update for the Northwest Region of
Avista Corporation.
Filed Date: 7/1/19.
Accession Number: 20190701–5387.
Comments Due: 5 p.m. ET 8/30/19.
Docket Numbers: ER10–2475–019;
ER10–2474–019; ER10–3246–013;
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32911
ER12–21–021; ER13–1266–022; ER15–
2211–019.
Applicants: Nevada Power Company,
Sierra Pacific Power Company,
PacifiCorp, Agua Caliente Solar, LLC,
CalEnergy, LLC, MidAmerican Energy
Service LLC.
Description: Updated Market Power
Analysis for the Northwest Region of the
BHE Northwest Entities.
Filed Date: 6/28/19.
Accession Number: 20190628–5333.
Comments Due: 5 p.m. ET 8/27/19.
Docket Numbers: ER10–2739–025;
ER10–1892–012; ER13–1430–006;
ER13–1561–006; ER16–1652–013;
ER17–1490–001; ER19–170–001.
Applicants: LS Power Marketing, LLC,
Arlington Valley Solar Energy II, LLC,
Centinela Solar Energy, LLC, Columbia
Energy LLC, Gateway Energy Storage,
LLC, LifeEnergy, LLC, Vista Energy
Storage, LLC.
Description: Updated Market Power
Analysis for the Southwest Region of LS
Power Marketing, LLC, et al.
Filed Date: 7/1/19.
Accession Number: 20190701–5414.
Comments Due: 5 p.m. ET 8/30/19.
Docket Numbers: ER10–2822–014;
ER10–3158–008; ER10–3161–008;
ER10–3162–008; ER12–308–008; ER16–
1238–002; ER16–1250–006; ER17–1242–
001; ER17–1392–002.
Applicants: Atlantic Renewable
Projects II LLC, Avangrid Arizona
Renewables, LLC, Avangrid
Renewables, LLC, El Cabo Wind LLC,
Dillon Wind LLC, Manzana Wind LLC,
Mountain View Power Partners III, LLC,
Shiloh I Wind Project, LLC, Tule Wind
LLC.
Description: Updated Market Power
Analysis of the Avangrid Southwest
MBR Sellers.
Filed Date: 7/1/19.
Accession Number: 20190701–5415.
Comments Due: 5 p.m. ET 8/30/19.
Docket Numbers: ER15–1596–008;
ER10–2590–006; ER10–2593–006;
ER10–2616–015; ER11–4400–012;
ER15–1599–008; ER15–1958–007;
ER19–102–001.
Applicants: Dynegy Commercial Asset
Management, LLC, Dynegy Energy
Services (East), LLC, Dynegy Marketing
and Trade, LLC, Dynegy Moss Landing,
LLC, Dynegy Oakland, LLC, Dynegy
Power Marketing, LLC, Dynegy
Resources Management, LLC, Luminant
Energy Company LLC.
Description: Updated Triennial
Market Power Analysis for the
Southwest Region by the Vistra
Southwest MBR Sellers.
Filed Date: 7/1/19.
Accession Number: 20190701–5416.
Comments Due: 5 p.m. ET 8/30/19.
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Agencies
[Federal Register Volume 84, Number 132 (Wednesday, July 10, 2019)]
[Notices]
[Pages 32908-32911]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-14669]
-----------------------------------------------------------------------
DEPARTMENT OF ENERGY
Federal Energy Regulatory Commission
[Docket No. AD19-16-000]
Commission Information Collection Activities (FERC-922); Comment
Request
AGENCY: Federal Energy Regulatory Commission.
ACTION: Notice of information collection and request for comments.
-----------------------------------------------------------------------
SUMMARY: In compliance with the requirements of the Paperwork Reduction
Act of 1995, the Federal Energy Regulatory Commission (Commission or
FERC) staff is soliciting public comment on the reinstatement and
revision of the FERC-922, Performance Metrics for ISOs, RTOs, and
Regions Outside ISOs and RTOs.
DATES: Comments on the collection of information are due September 9,
2019.
ADDRESSES: You may submit comments (identified by Docket No. AD19-16-
000) by either of the following methods:
eFiling at Commission's Website: https://www.ferc.gov/docs-filing/efiling.asp.
Mail/Hand Delivery/Courier: Federal Energy Regulatory
Commission, Secretary of the Commission, 888 First Street NE,
Washington, DC 20426.
Instructions: All submissions must be formatted and filed in
accordance with submission guidelines at: https://www.ferc.gov/help/submission-guide.asp. For user assistance contact FERC Online Support
by email at [email protected], or by phone at: (866) 208-3676
(toll-free), or (202) 502-8659 for TTY.
Docket: Users interested in receiving automatic notification of
activity in this docket or in viewing/downloading comments and
issuances in this docket may do so at https://www.ferc.gov/docs-filing/docs-filing.asp.
FOR FURTHER INFORMATION CONTACT: Darren Sheets may be reached at
[email protected] by email or telephone at (202) 502-8742.
SUPPLEMENTARY INFORMATION:
Title: FERC-922, Performance Metrics for ISOs, RTOs, and Regions
Outside ISOs and RTOs.
OMB Control No: 1902-0262.\1\
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\1\ The Commission previously had Office of Management and
Budget (OMB) approval for the information collection FERC-922 under
OMB Control No. 1902-0262. On August 7, 2018, Commission staff
requested that OMB discontinue this information collection. OMB
approval for the information collection was discontinued on August
31, 2018. Commission staff plans to request authority from OMB to
reinstate the information collection FERC-922, with certain
revisions, as described in more detail herein. See 44 U.S.C. 3507
(2012).
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Type of Request: Reinstatement of the FERC-922 information
collection, with revisions.
Abstract: In September 2008, the United States Government
Accountability Office (GAO) issued a report recommending that the
Commission, among other actions, work with Regional Transmission
Organizations (RTOs), Independent System Operators (ISOs),
stakeholders, and other experts to develop standardized metrics to
track the performance of RTO/ISO operations and markets and publicly
report on those metrics.\2\ In accordance with the 2008 GAO Report,
Commission staff developed a set of standardized metrics (the Common
Metrics), sought and received OMB approval to collect information on
those metrics from the RTOs/ISOs, and later non-RTOs/ISOs, and
ultimately issued five public reports (Common Metrics Reports).\3\
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\2\ U.S. Gov't Accountability Off., GAO-08-987, Electricity
Restructuring: FERC Could Take Additional Steps to Analyze Regional
Transmission Organizations' Benefits and Performance (2008) (2008
GAO Report).
\3\ In 2010 and 2011, Commission staff issued reports authored
by the RTOs/ISOs. In 2012, Commission staff issued a report
concerning the addition of non-RTO/ISO regions to the common metrics
effort. In 2014 and 2016, Commission staff issued reports using
aggregated data on the RTO/ISO and non-RTO/ISO regions. For copies
of the previous reports, see Federal Energy Regulatory Commission,
RTO/ISO Performance Metrics (last updated Aug. 3, 2017), available
at https://www.ferc.gov/industries/electric/indus-act/rto/rto-iso-performance.asp (providing links to ISO/RTO Performance Metrics,
Docket No. AD10-5-000 (Oct. 21, 2010); Report to Congress on
Performance Metrics for Independent System Operators and Regional
Transmission Organizations, Docket No. AD10-5-000 (Apr. 2011);
Performance Metrics in Regions Outside ISOs and RTOs, Docket No.
AD12-8-000 (Oct. 15, 2012); Common Metrics, Docket No. AD14-15-000
(Aug. 26, 2014); and Common Metrics Report, Docket No. AD14-15-000
(Aug. 2016, revised Aug. 2017)).
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In December 2017, the GAO issued a report on the RTOs/ISOs with
centralized capacity markets.\4\ Among other recommendations, the GAO
found that the Commission should take steps to improve the quality of
the data collected for its Common Metrics Report, such as implementing
improved data quality checks and, where feasible, ensuring RTOs/ISOs
are reporting consistent metrics over time by standardizing
definitions; and that the Commission should develop and document an
approach to regularly
[[Page 32909]]
identify, assess, and respond to risks that capacity markets face.
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\4\ U.S. Gov't Accountability Off., GAO-18-131, Electricity
Markets: Four Regions Use Capacity Markets to Help Ensure Adequate
Resources, but FERC Has Not Fully Assessed Their Performance,
(2017), available at https://www.gao.gov/assets/690/689293.pdf (2017
GAO Report).
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In response to the 2017 GAO Report, Commission staff has proposed
changes to the Common Metrics information collection. First, Commission
staff proposes to improve the data collection process by creating a
standardized information collection Input Spreadsheet and an updated,
more detailed User Guide, which will provide guidance on completing the
information collection, including information about who should respond,
the timeline for responses, the metrics being collected, including
important definitions and a description of the types of metrics and
their structure in the information collection, and how to properly use
the reporting form. Also, Commission staff proposes to update the list
of Common Metrics to focus on centrally-organized energy markets and
capacity markets, which involves adding capacity market metrics. The
update also involves the elimination of previously collected metrics on
reliability, RTO/ISO billing controls and customer satisfaction,
interconnection and transmission processes, and system lambda.
Commission staff proposes eliminating these metrics because they
provide limited information, are reported publicly elsewhere, or do not
significantly help Commission staff or the public draw any conclusions
regarding the benefits of an RTO/ISO. The revised data collection,
after additions and deletions, consists of 29 Common Metrics.
In addition to eliminating certain metrics and adding new ones, the
Common Metrics are now organized into three groups: Group 1 metrics are
designed to be collected from all respondents (i.e., all the RTOs/ISOs
and non-RTO/ISO utilities). There are seven Group 1 metrics: Reserve
Margins, Average Heat Rates, Fuel Diversity, Capacity Factor by
Technology Type, Energy Emergency Alerts (EEA Level 1 or Higher),
Performance by Technology Type during EEA Level 1 or Higher, and
Resource Availability (Equivalent Forced Outage Rate Demand (EFORd)).
Group 2 metrics pertain to organized energy markets, and thus are
designed to be collected only from respondents with such energy markets
(i.e., all the RTOs/ISOs). There are 12 Group 2 metrics: Number and
Capacity of Reliability Must-Run Units, Reliability Must-Run Contract
Usage, Demand Response Capability, Unit Hours Mitigated, Wholesale
Power Costs by Charge Type, Price Cost Markup, Fuel Adjusted Wholesale
Energy Price, Energy Market Price Convergence, Congestion Management,
Administrative Cost, New Entrant Net Revenues, and Order No. 825
Shortage Intervals and Reserve Price Impacts.\5\ Finally, Group 3, the
new metrics, pertain to organized capacity markets, and thus are
designed to be collected only from respondents with such capacity
markets (i.e., all RTOs/ISOs with capacity markets). There are 10 Group
3 metrics: Net Cost of New Entry (Net CONE) Value, Resource
Deliverability, New Capacity (Entry), Capacity Retirement (Exit),
Forecasted Demand, Capacity Market Procurement and Prices, Capacity
Obligations and Performance Assessment Events, Capacity Eligible for
Bonus Payments for Over-Performance, Capacity Facing Penalty Payments
for Under-Performance, Total Capacity Bonus Payments and Penalties. A
table showing the revised Common Metrics organized by the three groups
can be found at the back of this Notice. Also, the updated User Guide
for the information collection, and the standardized information
collection reporting form are attached to this Notice. These
attachments will not be published in the Federal Register, but will be
available as part of this notice in the Commission's eLibrary system.
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\5\ Settlement Intervals and Shortage Pricing in Markets
Operated by Regional Transmission Organizations and Independent
System Operators, Order No. 825, 155 FERC 61,276 (2016).
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Commission staff has had informal contact with stakeholders about
the proposed revisions to the set of Common Metrics, including the
proposed revisions to improve the quality of data collected and to
enhance the Common Metrics Report with capacity market metrics.
Specifically, Commission staff has contacted representatives of the
ISO/RTO Council, the Edison Electric Institute, American Wind Energy
Association, American Public Power Association, and the Energy
Information Administration.
Commission staff has assured itself, by means of internal review,
that there is specific, objective support for the burden estimates
associated with the information collection requirements.
Estimate of Annual Burden: 6 Commission staff expects
that respondents will submit information on the Common Metrics every
two years. Commission staff will request a three-year approval from
OMB, so the voluntary information collection would happen in Years 1
and 3.\7\
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\6\ Burden is defined as the total time, effort, or financial
resources expended by persons to generate, maintain, retain, or
disclose or provide information to or for a Federal agency. For
further explanation of what is included in the information
collection burden, see 5 CFR 1320.3 (2018).
\7\ The OMB approval is for a maximum of three years.
\8\ See generally Bureau of Labor Statistics, Occupational
Employment and Wages, May 2017 (last modified Mar. 30, 2018),
available at: Computer Systems Analysts (15-1121) https://www.bls.gov/oes/current/oes151121.htm; Lawyers (23-1011) https://www.bls.gov/oes/current/oes231011.htm; Electrical Engineers (17-
2071) https://www.bls.gov/oes/current/oes172071.htm; Economists (19-
3011) https://www.bls.gov/oes/current/oes193011.htm; Chief
Executives (11-1011) https://www.bls.gov/oes/current/oes111011.htm.
See Bureau of Labor Statistics, Employer Costs for Employee
Compensation, News Release USDL-18-1941 (Dec. 14, 2018), available
at https://www.bls.gov/news.release/ecec.nr0.htm. Those hourly wages
(plus benefits) are: $107.61 for the Metrics Data Collection and
Write Performance Analysis categories, and $122.81 for the
Management Review component which is solely based on the Chief
Executive wage rates.
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The following table sets forth the estimated annual burden and cost
\8\ for this information collection:
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Explanation of the Table: The Number of Respondents (1) in the
first column varies by Group, as all respondents do not provide
information on each of the 29 Common Metrics. Commission staff has
estimated the number of respondents for the first three Groups based on
the assumption that the six jurisdictional RTOs/ISOs and the five non-
RTO/ISO utilities (11 total respondents) that previously responded to
the FERC-922 information collection will provide responses to this
revised FERC-922 information collection. Therefore, the estimated
number of respondents in Group 1 is 11, because all respondents report
on the Group 1 metrics. The estimated number of respondents for Group 2
is six, because only the jurisdictional RTOs/ISOs with energy markets
respond to the Group 2 metrics. Likewise, the estimated number of
respondents in Group 3 is four, because only the jurisdictional RTOs/
ISOs with capacity markets respond to the Group 3 metrics. Finally, the
table includes a burden estimate for potential new respondents. As all
the jurisdictional RTOs/ISOs previously responded to FERC-922, any
potential new respondent would be a utility in a non-RTO/ISO region,
and thus would only be submitting responses to the Group 1 metrics, but
for the first time. Commission staff conservatively estimates that, at
most, one new non-RTO/ISO utility will respond to this revised FERC-922
information collection.
The second column, Number of Responses in Years 1 & 3 (2) is
characterized by the number of Balancing Authority Areas (BAAs) each
respondent would be reporting on, as the respondent would provide a
response to each metric for each of its BAAs. Each RTO/ISO is a single
BAA and therefore will only provide responses to each metric for one
BAA, but utilities in the non-RTO/ISO regions that previously responded
have reported metrics for more than one BAA (for instance, Duke Energy
has multiple BAAs outside of RTOs/ISOs and filed metrics for each BAA
in the previous information collection). Therefore, the estimated
number of responses for Group 1 (all RTOs/ISOs and non-RTO/ISO
utilities) is the number of BAAs in the RTOs/ISOs, i.e., six, plus the
number of non-RTO/ISO BAAs i.e., 10, which equals 16 total responses.
The estimated number of responses for Group 2 (all RTOs/ISOs with
energy markets) is the same as the number of respondents, i.e., six, as
only the RTOs/ISOs respond and they each only have one BAA. The
estimated number of responses for Group 3 (all RTOs/ISOs with capacity
markets) is the same as the number of respondents, i.e., four, as only
the four RTOs/ISOs with capacity markets respond and they each only
have one BAA. Finally, there is only estimated to be one non-RTO/ISO
utility as a potential new respondent, who would only be responding to
the Group 1 metrics that apply to all respondents.
The Annual Frequency of Filings (3) is 0.67 for all groups. This
fraction reflects that there will be two information collections or one
each during Years 1 and 3 of the three-year OMB authorization period,
so \2/3\ or 0.67 is the adjustment to reflect a yearly value for the
burden.
The Total Number of Annual Responses (4) is the product of the
second column, Number of Responses in Years 1 and 3 (2), multiplied by
the third, the Annual Frequency of Filings (3). Thus for the first
group, this value is 16 x 0.67 or 10.72.
The Estimated Burden Hours per Response (5) reflects the total
number of estimated burden hours, separated into the three reporting
categories (collect, write, review) for all four groups of respondents.
The total estimated burden hours for the first three groups of
respondents are the same as the previous FERC-922 information
collection burden estimates, 401 hours. An increased estimate of the
burden hours, 427 hours, is for Potential New Respondents, in
recognition of the fact that the burden on a new respondent is likely
higher. The number of hours in
[[Page 32911]]
each reporting category has been adjusted in this collection, as
compared to the previous FERC-922 collection burden estimate, to
reflect less emphasis on the writing category, as Commission staff has
developed a structured data collection tool which will decrease the
amount of written text that respondents will provide in the information
collection.\9\
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\9\ The estimated hours per response has increased for: (a)
Metrics Data Collection component to 271 hours (from 229 hours), and
(b) Management Review component to 60 hours (from 33 hours). The
estimated hours per response for Write Performance Analysis has
decreased to 70 hours (from 139 hours).
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The Estimated Cost per Response (6) is the product of the three
variables: The Estimated Burden Hours per Response (5) for a category,
multiplied by the labor rate (for wages plus benefits) for each
category (which is not shown in the table), multiplied by the
proportion of total hours attributable to this Group, to report on a
category, e.g., the number of metrics in that Group divided by the
total number of metrics (also not shown in table). An example in the
first row is that for Group 1, Metrics Data Collection category, the
$7,039 is the product of 271 hours in column (5) multiplied by the
weighted average labor rate for that category ($107.61) multiplied by
0.242 (the ratio of metrics in the first Group, seven, to the total
number of metrics, 29 or 7 / 29). This fraction is not displayed in the
table.\10\
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\10\ The fraction for Group 1 and the Potential New Respondents
is 0.242 (the seven metrics in the first Group divided by the total
number of metrics, 29); for Group 2 the fraction is 0.414 (12
divided by 29); for Group 3 the fraction is 0.345 (10 divided by
29).
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The Estimated Total Annual Burden Hours (7) is the product of the
Total Number of Annual Responses (4) times the Estimated Burden Hours
per Response (5). For the first row of the first group this value is
2,905 hours = 10.72 x 271 hours.
Finally, the Estimated Total Annual Cost (8) reflects the total
burden to the industry and is calculated by multiplying the Total
Number of Annual Responses (4) times the Estimated Cost per Response
(6) for each category for all groups and produces an estimated total
cost in the last row of the table. The wage rates utilized in this
burden estimate have been updated to recent Bureau of Labor Statistics
estimates for the same categories as used in the prior burden estimates
for the FERC-922 information collection (i.e., Computer Systems
Analysts, Lawyers, Electrical Engineers, Economists, and the category
Chief Executive). Wage estimates use the 90th percentile wage from the
recent Bureau of Labor Employees Benefit Survey, adjusted upward for
the private industry benefits of 30.3 percent, and are a weighted
average of those categories.
Comments: Comments are invited on: (1) Whether the collection of
information is necessary for the proper performance of the functions of
the Commission, including whether the information will have practical
utility; (2) the accuracy of the agency's estimate of the burden and
cost of the collection of information, including the validity of the
methodology and assumptions used; (3) ways to enhance the quality,
utility and clarity of the information collection; and (4) ways to
minimize the burden of the collection of information on those who are
to respond, including the use of automated collection techniques or
other forms of information technology. Further, Commission staff
requests comments on whether the proposed metrics (attached) will
effectively track the performance of the RTO/ISO energy and capacity
markets and the administrative and market functions that are common to
the RTOs/ISOs and the individual utilities in non-RTO/ISO regions.
Dated: July 3, 2019.
Kimberly D. Bose,
Secretary.
[FR Doc. 2019-14669 Filed 7-9-19; 8:45 am]
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