Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Site Characterization Surveys Off the Coast of North Carolina, 31032-31048 [2019-13874]
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31032
Federal Register / Vol. 84, No. 125 / Friday, June 28, 2019 / Notices
telephone: (787) 766–5926, at least 5
days prior to the meeting date.
Dated: June 25, 2019.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2019–13895 Filed 6–27–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XH075
Mid-Atlantic Fishery Management
Council (MAFMC); Public Hearings
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of public hearings.
AGENCY:
The Mid-Atlantic Fishery
Management Council (Council) will
hold 4 public hearings, including one
webinar hearing, to solicit public
comments on the Draft Atlantic
Surfclam and Ocean Quahog Excessive
Shares Amendment to the Atlantic
Surfclam and Ocean Quahog Fishery
Management Plan (FMP).
DATES: Written public comments must
be received on or before 11:59 p.m. EST,
September 14, 2019. The public
hearings will be held between August 1,
2019 and September 10, 2019. For
specific dates and times, see
SUPPLEMENTARY INFORMATION.
ADDRESSES: The hearing document is
accessible electronically via the internet
at: https://www.mafmc.org/actions/scoqexcessive-shares-amendment or by
request to Dr. Chris Moore, Executive
Director, Mid-Atlantic Fishery
Management Council, 800 N State
Street, Suite 201, Dover, DE 19901;
telephone: (302) 674–2331.
Meeting addresses: The public
hearings will be held in Cape May, NJ;
Salisbury, MD; Warwick, RI. One
additional hearing will be held by
internet webinar. For specific locations,
see SUPPLEMENTARY INFORMATION.
Public comments: Written comments
may be sent by any of the following
methods:
• Email to: jmontanez@mafmc.org.
Include ‘‘SCOQ Excessive Shares
Amendment Comments’’ in the subject
line.
• Via web form at: https://
www.mafmc.org/comments/scoqexcessive-shares-amendment.
• Mail to: Dr. Christopher M. Moore,
Executive Director, Mid-Atlantic
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SUMMARY:
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Fishery Management Council, 800 N
State Street, Suite 201, Dover, DE 19901.
Mark the outside of the envelope
‘‘SCOQ Excessive Shares Amendment
Comments.’’
• Fax to: (302) 674–5399.
FOR FURTHER INFORMATION CONTACT:
Christopher M. Moore, Ph.D., Executive
Director, Mid-Atlantic Fishery
Management Council, telephone: (302)
526–5255.
SUPPLEMENTARY INFORMATION: The MidAtlantic Fishery Management Council is
preparing an amendment to the Atlantic
Surfclam and Ocean Quahog FMP,
known as the ‘‘Atlantic Surfclam and
Ocean Quahog Excessive Shares
Amendment.’’
This amendment considers a variety
of approaches to ensure that no
individual, corporation, or other entity
acquires an excessive share of the
Atlantic surfclam and ocean quahog
individual transferrable quota (ITQ)
privileges. In addition, this action
includes measures to revise the process
for specifying multi-year management
measures, require periodic review of the
excessive share cap level, and allow
adjustments to be made under the
frameworkable provisions of the FMP.
Lastly, this action may also revise the
management objectives for the Atlantic
Surfclam and Ocean Quahog FMP.
Additional information, including the
amendment document are available at:
https://www.mafmc.org/actions/scoqexcessive-shares-amendment.
The Council will hold 4 public
hearings on this amendment, during
which Council staff will brief the public
on the contents of the amendment
document and alternatives under
consideration, prior to opening the
hearing for public comments. The
hearings schedule is as follows:
1. Thursday, August 1, 2019 at 6:30
p.m.: The Grand Hotel. 1045 Beach
Avenue, Cape May, NJ 08204;
telephone: (609) 884–5611.
2. Wednesday, August 7, 2019 at 6:30
p.m.: Internet webinar. Connection
information to be posted at
www.mafmc.org/council-events prior to
the meeting.
3. Monday, September 9, 2019 at 6:30
p.m.: LaQuinta Inns & Suites, 300 S
Salisbury Blvd., Salisbury, MD 21801;
telephone: (410) 546–4400.
4. Tuesday, September 10, 2019 at
6:30 p.m.: Radisson Hotel Providence
Airport. 2081 Post Rd., Warwick, RI
02886; telephone: (401) 739–3000.
Special Accommodations
These hearings are physically
accessible to people with disabilities.
Requests for sign language
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interpretation or other auxiliary aids
should be directed to M. Jan Saunders
at the Mid-Atlantic Council Office (302)
526–5251 at least 5 days prior to the
hearing date.
Dated: June 25, 2019.
Tracey L. Thompson,
Acting Deputy Director, Office of Sustainable
Fisheries, National Marine Fisheries Service.
[FR Doc. 2019–13897 Filed 6–27–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG612
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Site
Characterization Surveys Off the Coast
of North Carolina
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; issuance of an incidental
harassment authorization.
AGENCY:
In accordance with the
regulations implementing the Marine
Mammal Protection Act (MMPA) as
amended, notification is hereby given
that we have issued an incidental
harassment authorization (IHA) to
Avangrid Renewables, LLC (Avangrid)
to take small numbers of marine
mammals, by harassment, incidental to
high-resolution geophysical (HRG)
survey investigations associated with
marine site characterization activities
off the coast of North Carolina in the
area of the Commercial Lease of
Submerged Lands for Renewable Energy
Development on the Outer Continental
Shelf (OCS–A 0508) (the Lease Area)
and the coastal waters off North
Carolina and Virginia where one or
more cable route corridors will be
established.
DATES: This authorization is effective
from June 1, 2019, through May 31,
2020.
FOR FURTHER INFORMATION CONTACT: Rob
Pauline, Office of Protected Resources,
NMFS, (301) 427–8401. Electronic
copies of the application and supporting
documents, as well as the issued IHA,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
SUMMARY:
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Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other means of effecting the least
practicable adverse impact on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the monitoring and
reporting of such takings must be set
forth.
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Summary of Request
On October 4, 2018, NMFS received a
request from Avangrid for an IHA to
take marine mammals incidental to HRG
survey investigations off the coast of
North Carolina in the OCS–A 0508
Lease Area and in the coastal waters of
Virginia and North Carolina where one
or more cable route corridors will be
established to support the development
of an offshore wind project. The
application was deemed adequate and
complete on February 21, 2019.
Avangrid’s request is for take of small
numbers of nine species by Level B
harassment only. Neither Avangrid nor
NMFS expects serious injury or
mortality to result from this activity
and, therefore, an IHA is appropriate.
Description of the Specified Activity
Overview
The purpose of the marine site
characterization survey is to support the
siting, design, and deployment of up to
three meteorological data buoy
deployment areas and obtain a baseline
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assessment of seabed/sub-surface soil
conditions in the Lease Area and cable
route corridors to support the siting of
a planned wind farm. Underwater
sound resulting from use of HRG
equipment for site characterization
purposes can have the potential to result
in incidental take of marine mammals.
The survey area extends along the coast
from near the mouth of the Chesapeake
Bay to Currituck, North Carolina. Up to
37 days of active HRG survey operations
are planned and could take place any
time during the one year authorization
period. The surveys are planned to take
place during the summer months. The
IHA would be effective for one year.
Take of marine mammals is anticipated
to be in the form of Level B harassment
only; no serious injury or mortality is
anticipated or authorized. The IHA is
effective from June 1, 2019, through
May 31, 2020.
A detailed description of the planned
survey activities, including types of
survey equipment planned for use, is
provided in the Federal Register notice
for the proposed IHA (84 FR 17384;
April 25, 2019). Since that time, no
changes have been made to the planned
activities. Therefore, a detailed
description is not repeated here. Please
refer to that Federal Register notice for
the description of the specified activity.
Comments and Responses
A notice of NMFS’ proposal to issue
an IHA was published in the Federal
Register on April 25, 2019 (84 FR
17384). During the 30-day public
comment period, NMFS received a
comment letter from the Marine
Mammal Commission (Commission)
and from a group of non-governmental
organizations (NGOs) including Natural
Resources Defense Council, National
Wildlife Federation, Southern
Environmental Law Center, North
Carolina Wildlife Federation, Oceanic
Preservation Society, Mass Audubon,
Defenders of Wildlife, WDC North
America, NY4WHALES, Gotham Whale,
Ocean Conservation Research,
Conservation Law Foundation, Inland
Ocean Coalition, International Marine
Mammal Project of the Earth Island
Institute, and Sanctuary Education
Advisory Specialists SEAS LLC. NMFS
has posted the comments online at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizations-otherenergy-activities-renewable. The
following is a summary of the public
comments received and NMFS’
responses.
Comment 1: The Commission
recommended that, until the behavior
thresholds are updated, NMFS require
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applicants to use the 120- rather than
160-dB re 1 mPa threshold for
intermittent, non-impulsive sources
(i.e., parametric SBPs, chirps,
echosounders, and other sonars). The
Commission stated that general Level B
harassment thresholds currently relate
only to impulsive and continuous
sources and that NMFS’s
characterization of the parametric SBPs
and chirps as impulsive sources for the
purpose of estimating the extent of the
Level B harassment thresholds is
incorrect. The Commission related that
these sources are neither impulsive nor
continuous sources, but rather should
be described as non-impulsive,
intermittent sources. Researchers have
observed that various species of marine
mammals, including harbor porpoises,
respond to sound from sources with
similar characteristics at received levels
below 160 dB re 1 mPa. The Commission
noted that the behavior thresholds
currently used by NMFS do not reflect
the current state of understanding
regarding the temporal and spectral
characteristics of various sound sources
and their impacts on marine mammals.
Therefore, NMFS should default to the
more precautionary Level B harassment
threshold of 120 dB re 1 mPa.
Response: NMFS has historically used
generalized acoustic thresholds based
on received levels to predict the
occurrence of behavioral harassment,
given the practical need to use a
relatively simple threshold based on
information that is available for most
activities. Thresholds were selected in
consideration largely of measured
avoidance responses of mysticete
whales to airgun signals and to
industrial noise sources, such as
drilling. The selected thresholds of 160
dB rms SPL and 120 dB rms SPL,
respectively, have been extended for use
since then for estimation of behavioral
harassment associated with noise
exposure from sources associated with
other common activities as well.
Sound sources can be divided into
broad categories based on various
criteria or for various purposes. As
discussed by Richardson et al. (1995),
source characteristics include strength
of signal amplitude, distribution of
sound frequency and, importantly in
context of these thresholds, variability
over time. With regard to temporal
properties, sounds are generally
considered to be either continuous or
transient (i.e., intermittent). Continuous
sounds, which are produced by the
industrial noise sources for which the
120-dB behavioral harassment threshold
was selected, are simply those whose
sound pressure level remains above
ambient sound during the observation
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period (ANSI, 2005). Intermittent
sounds are defined as sounds with
interrupted levels of low or no sound
(NIOSH, 1998). Simply put, a
continuous noise source produces a
signal that continues over time, while
an intermittent source produces signals
of relatively short duration having an
obvious start and end with predictable
patterns of bursts of sound and silent
periods (i.e., duty cycle) (Richardson
and Malme, 1993). It is this fundamental
temporal distinction that is most
important for categorizing sound types
in terms of their potential to cause a
behavioral response. For example,
Gomez et al. (2016) found a significant
relationship between source type and
marine mammal behavioral response
when sources were split into continuous
(e.g., shipping, icebreaking, drilling)
versus intermittent (e.g., sonar, seismic,
explosives) types. In addition, there
have been various studies noting
differences in responses to intermittent
and continuous sound sources for other
species (e.g., Neo et al., 2014; Radford
et al., 2016; Nichols et al., 2015).
Sound sources may also be
categorized based on their potential to
cause physical damage to auditory
structures and/or result in threshold
shifts. In contrast to the temporal
distinction discussed above, the most
important factor for understanding the
differing potential for these outcomes
across source types is simply whether
the sound is impulsive or not. Impulsive
sounds, such as those produced by
airguns, are defined as sounds which
are typically transient, brief (<1 sec),
broadband, and consist of a high peak
pressure with rapid rise time and rapid
decay (ANSI, 1986; NIOSH, 1998).
These sounds are generally considered
to have greater potential to cause
auditory injury and/or result in
threshold shifts. Non-impulsive sounds
can be broadband, narrowband or tonal,
brief or prolonged, continuous or
intermittent, and typically do not have
the high peak pressure with rapid rise/
decay time that impulsive sounds do
(ANSI, 1995; NIOSH, 1998). Because the
selection of the 160-dB behavioral
threshold was focused largely on airgun
signals, it has historically been
commonly referred to as the ‘‘impulse
noise’’ threshold (including by NMFS).
However, this longstanding confusion in
terminology—i.e., the erroneous
impulsive/continuous dichotomy—
presents a narrow view of the sound
sources to which the thresholds apply,
and inappropriately implies a limitation
in scope of applicability for the 160-dB
behavioral threshold in particular.
An impulsive sound is by definition
intermittent; however, not all
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intermittent sounds are impulsive.
Many sound sources for which it is
generally appropriate to consider the
authorization of incidental take are in
fact either impulsive (and intermittent)
(e.g., impact pile driving) or continuous
(and non-impulsive) (e.g., vibratory pile
driving). However, parametric SBPs and
chirps present a less common case
where the sound produced is
considered intermittent but nonimpulsive. Herein lies the crux of the
Commission’s argument, i.e., that
because HRG equipment used in site
characterization surveys are not
impulsive sound sources, they must be
assessed using the 120-dB behavioral
threshold appropriate for continuous
noise sources. However, given the
existing paradigm—dichotomous
thresholds appropriate for generic use in
evaluating the potential for behavioral
harassment resulting from exposure to
continuous or intermittent sound
sources—the Commission does not
adequately explain why potential
harassment from an intermittent sound
source should be evaluated using a
threshold developed for use with
continuous sound sources. As we have
stated in prior responses to this
recommendation, consideration of the
preceding factors leads to a conclusion
that the 160-dB threshold is more
appropriate for use than is the 120-dB
threshold.
As noted above, the Commission first
claims generically that we are using an
incorrect threshold, because parametric
SBPs and chirps do not produce
impulse noise. However, in bridging the
gap from this generic assertion to their
specific recommendation that the 120dB continuous noise threshold should
be used, the Commission makes several
leaps of logic that we address here. The
Commission’s justification is in large
part seemingly based on citation to
examples in the literature of the most
sensitive species responding at lower
received levels to sources dissimilar to
those considered here. There are three
critical errors in this approach.
First, the citation of examples of
animals ‘‘responding to sound’’ does not
equate to behavioral harassment, as
defined by the MMPA. As noted above
under ‘‘Background,’’ the MMPA
defines Level B harassment as acts with
the potential to disturb a marine
mammal by causing disruption of
behavioral patterns. While it is possible
that some animals do in fact experience
Level B harassment upon exposure to
intermittent sounds at received levels
less than the 160-dB threshold, this is
not in and of itself adequate justification
for using a lower threshold. Implicit in
the use of a step function for quantifying
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behavioral harassment is the realistic
assumption, due to behavioral context
and other factors, that some animals
exposed to received levels below the
threshold will in fact experience
harassment, while others exposed to
levels above the threshold will not.
Moreover, a brief, transient behavioral
response should not necessarily be
considered as having the potential to
disturb by disrupting behavioral
patterns.
Many of the examples given by the
Commission demonstrate mild
responses, but not behavioral changes
more likely to indicate Level B
harassment. As an example, Kastelein et
al. (2006a) describe the response of
harbor porpoise to an experimental
acoustic alarm (discussed below; power
averaged source level of 145 dB), while
also noting that a striped dolphin
showed no reaction to the alarm, despite
both species being able to clearly detect
the signal.
Second, many of the cited studies do
not present a relevant comparison.
These studies discuss sources that are
not appropriately or easily compared to
the sources considered here and/or
address responses of animals in
experimental environments that are not
appropriately compared to the likely
exposure context here. For example,
aside from the well-developed literature
concerning ‘‘acoustic harassment’’ or
‘‘acoustic deterrent’’ devices—which are
obviously designed for the express
purpose of harassing marine mammals
(usually specific species or groups)—
Kastelein et al. (2006b) describe harbor
seal responses to signals used as part of
an underwater data communication
network. In this case, seals in a pool
were exposed to signals of relatively
long duration (1–2 seconds) and high
duty cycle for 15 minutes, with
experimental signals of continuously
varying frequency, three different sound
blocks, or frequency sweeps. These seals
swam away from the sound (though
they did not attempt to reduce exposure
by putting their heads out of the water),
but this result is of questionable
relevance to understanding the likely
response of seals in the wild that may
be exposed to a 1-ms single-frequency
signal from an echosounder moving past
the seal as a transient stimulus.
Third, the Commission relies heavily
on the use of examples pertaining to the
most sensitive species, which does not
support an argument that the 120-dB
threshold should be applied to all
species. NMFS has acknowledged that
the scientific evidence indicates that
certain species are, in general, more
acoustically sensitive than others. In
particular, harbor porpoise and beaked
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whales are considered to be
behaviorally sensitive, and it may be
appropriate to consider use of lower
behavioral harassment thresholds for
these species. NMFS is considering this
issue in its current work of developing
new guidelines for assessing behavioral
harassment; however, until this work is
completed and new guidelines are
identified (if appropriate), the existing
generic thresholds are retained.
Moreover, as is discussed above for
other reasons, the majority of examples
cited by the Commission are of limited
relevance in terms of comparison of
sound sources. In support of their
statement that numerous researchers
have observed marine mammals
responding to sound from sources
claimed to be similar to those
considered herein, the Commission
indeed cites numerous studies;
however, the vast majority of these
address responses of harbor porpoise or
beaked whales to various types of
acoustic alarms or deterrent devices.
We acknowledge that the Commission
presents legitimate points in support of
defining a threshold specific to nonimpulsive, intermittent sources and
that, among the large number of cited
studies, there are a few that show
relevant results of individual animals
responding to exposure at lower
received levels in ways that could be
considered harassment. As noted in a
previous comment response, NMFS is
currently engaged in an ongoing effort
towards developing updated guidance
regarding the effects of anthropogenic
sound on marine mammal behavior.
However, prior to conclusion of this
effort, NMFS will continue using the
historical Level B harassment thresholds
(or derivations thereof) and will
appropriately evaluate behavioral
harassment due to intermittent sound
sources relative to the 160-dB threshold.
Comment 2: The Commission and
NGOs expressed concern that the
Renewal process discussed in the notice
for the proposed IHA is inconsistent
with the statutory requirements
contained in section 101(a)(5)(D) of the
MMPA. The NGOs asserted that IHAs
can be valid for not more than one year
and both commenters stated that 30
days for comment, including on
Renewal IHAs, is required.
Response: NMFS’ IHA Renewal
process meets all statutory
requirements. All IHAs issued, whether
an initial IHA or a Renewal, are valid for
a period of not more than one year. And
the public has 30 days to comment on
proposed IHAs, with a cumulative total
of 45 days for IHA Renewals. One
commenter characterized the agency’s
request for comments as seeking
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comment on the Renewal process and
the proposed IHA, but the request for
comments was not so limited. The
Request for Public Comments section
made clear that the agency was seeking
comment on both the initial proposed
IHA for this project and the potential
issuance of a Renewal. Because any
Renewal (as explained in the Request
for Public Comments section) is limited
to another year of identical or nearly
identical activities (as described in the
Description of Proposed Activity) or the
same activities that were not completed
within the one-year period of the initial
IHA, reviewers have the information
needed to effectively comment on both
the immediate proposed IHA and a
possible one-year Renewal, should the
IHA holder choose to request one in the
coming months. Minor changes have
been made to the description of the
Renewal process to make this even
clearer.
While there will be additional
documents submitted with a Renewal
request, for a qualifying Renewal these
will be limited to documentation
verifying that the activities are identical
to those in the initial IHA, are nearly
identical such that the changes would
have either no effect on impacts to
marine mammals or decrease those
impacts, or are a subset of activities
analyzed and authorized but not
completed under the initial IHA. The
Renewal request will also contain a
preliminary monitoring report, but that
is to verify that effects from the
activities do not indicate impacts of a
scale or nature not previously analyzed.
An additional 15-day public comment
period provides the public an
opportunity to review these documents
and any additional pertinent
information and comment on whether
they think the criteria for a Renewal
have been met. Between the initial 30day comment period on these same
activities and the additional 15 days, the
total comment period for a Renewal is
45 days.
Comment 3: The NGOs stated that
NMFS should explain why applicants
whose activities may result in incidental
take of marine mammals over more than
one year should not be required to apply
for incidental take authorization under
section 101(a)(5)(A), which provides for
authorizations for up to five years.
Response: It is up to an applicant to
decide which authorization process it
wants to pursue. While it is correct that
MMPA authorizations under section
101(a)(5)(A) can be issued for up to five
years (seven years for military readiness
activities), the agency cannot require an
applicant to apply under this provision.
An applicant whose activities qualify
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31035
for an IHA has the right to choose that
course of action, including requesting a
second year of authorization if they
meet all of the criteria for an IHA
Renewal.
Comment 4: The Commission and
NGOs also argued that the 15-day
comment period places a burden on
reviewers, who will need to review the
original authorization and numerous
supporting documents and then
formulate comments very quickly. The
Commission stated that if proposed
renewals are complex or occur
frequently, reviewers who attempt to
comment on all proposed authorizations
and renewals would be hard pressed to
do so within the 15-day comment
period.
Response: NMFS has taken a number
of steps to ensure the public has
adequate notice, time, and information
to be able to comment effectively on
Renewal IHAs within the limitations of
processing Renewal requests efficiently.
Federal Register notices for proposed
initial IHAs identify the conditions
under which a one-year Renewal IHA
could be appropriate. This information
would have been presented in the
Request for Public Comments section,
which encouraged submission of
comments on a potential one-year
Renewal in addition to the initial IHA
during the initial 30-day comment
period. With this information about the
Renewal process and the projectspecific information provided in the
Federal Register notice, reviewers have
the information needed to provide
information and comment on both the
initial IHA and a potential Renewal for
the project. Thus reviewers interested in
submitting comments on a proposed
Renewal will have already reviewed the
activities and mitigation and monitoring
measures, which will not change from
the IHA issued, and the anticipated
effects of those activities on marine
mammals and provided their comments
during the initial 30-day comment
period. When we receive a request for
a Renewal IHA, we will publish notice
of the proposed IHA Renewal in the
Federal Register and provide an
additional 15 days for public comment
to allow review of the additional
documents (preliminary monitoring
report, Renewal request, and proposed
Renewal), which should confirm that
the activities have not changed (or only
minor changes), commit to continue the
same mitigation and monitoring
measures, and document that
monitoring does not indicate any
impacts of a scale or nature not
previously analyzed. In addition, to
minimize any burden on reviewers,
NMFS will directly contact all
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commenters on the initial IHA by email,
phone, or, if the commenter did not
provide email or phone information, by
postal service to provide them direct
notice about the opportunity to submit
any additional comments on the
proposed Renewal IHA.
Comment 5: The NGOs commented
that NMFS apparently intends for the
IHA Renewal process to become the rule
rather than the exception. The
Commission recommended that NMFS
use the renewal process sparingly and
limit its use to only those proposed
IHAs that are expected to have the
lowest levels of impacts to marine
mammals and that require the least
complex analyses.
Response: As described in the Federal
Register notice for the proposed IHA
and on NMFS’ website where
information on all MMPA incidental
take authorization processes is
provided, requests for Renewal IHAs are
appropriate only in the limited
circumstances described in the response
to Comment 2. NMFS does not
anticipate many projects that would
meet all the criteria for a Renewal.
Nonetheless, information about the
Renewal process and the opportunity to
comment on a potential Renewal is
included in every notice of a proposed
IHA because NMFS cannot necessarily
predetermine who may seek or qualify
for a Renewal. NMFS has also explained
that the possibility of a Renewal must be
included in the notice of the initial
proposed IHA for the agency to consider
a Renewal request, for the purpose of
providing adequate opportunity for
public comment as discussed in the
response above. Where the commenter
has likely already reviewed and
commented on the initial proposed IHA
and a potential Renewal for these same
activities, the abbreviated additional
comment period is sufficient for
consideration of the results of the
preliminary monitoring report and new
information (if any) from the past
months.
NMFS’ purpose in providing for
Renewals is two-fold. First and
foremost, the efficiencies in dealing
with these simple, low-impact projects
(which have already been fully
described and analyzed in the initial
IHA) frees up limited staff resources to
increase focus on more complex and
impactful projects, creating
opportunities for increased conservation
value and even better utilization of new
science and evolving technologies. In
addition, while the agency has always
striven for efficiency in regulatory
processes, recent directives have called
for agencies to put processes in place
that reduce regulatory timelines and the
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regulatory burden on the public. The
Renewal process reduces the effort
needed by both applicants and NMFS
staff for simple, relatively low impact
projects with little to no uncertainty
regarding effects that have already been
analyzed by the agency and considered
by the public—with no reduction in
protection to marine mammals.
Comment 6: The Commission
recommended that, in the future, NMFS
take all steps necessary to ensure that it
publishes and finalizes proposed
incidental harassment authorizations far
enough in advance of the planned start
date of the proposed activities to ensure
full consideration is given to any and all
comments received.
Response: NMFS encourages all
applicants to submit applications for
IHAs five to eight months in advance of
the intended project start date and for
rulemakings/LOAs at least nine months,
and preferably 15 months, in advance of
the intended project start date. More
generally, NMFS publishes FR notices
for proposed IHAs as quickly as possible
once the application is received and
aims to allow more time on the back end
of the comment period, but there are
situations where the length of
processing times are driven by the
exigency of an applicant’s activity start
date or by the need to work with
applicants to ensure we have the
necessary information to deem an
application adequate and complete.
Here, NMFS provided the required 30day notice for public comment, and has
adequately considered the comments
received in making the necessary
findings for this IHA.
Comment 7: The NGOs recommended
that NMFS impose a restriction on site
assessment and characterization
activities that have the potential to
harass the North Atlantic right whale
from November 1st to April 30 in case
of delay of planned surveys beyond
summer.
Response: In evaluating how
mitigation may or may not be
appropriate to ensure the least
practicable adverse impact on species or
stocks and their habitat, we carefully
consider two primary factors: (1) The
manner in which, and the degree to
which, the successful implementation of
the measure(s) is expected to reduce
impacts to marine mammals, marine
mammal species or stocks, and their
habitat; and (2) the practicability of the
measures for applicant implementation,
which may consider such things as
relative cost and impact on operations.
Avangrid determined the planned
duration of the survey based on their
data acquisition needs, which are
largely driven by the Bureau of Ocean
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Energy Management’s (BOEM) data
acquisition requirements prior to
required submission of a construction
and operations plan (COP). Even though
Avangrid plans to conduct the survey
during summer of 2019, unexpected
delays may occur. Our analysis of the
potential impacts of the survey on right
whales does not indicate that such
closures are warranted, as we do not
anticipate any potential impacts to right
whales from the survey activities during
any time of the year particularly with
the mitigation requirements. No
behavioral disturbance or injury to right
whales is expected and none is
authorized in the IHA. Therefore, NMFS
has determined that time and area
restrictions are not warranted in this
case. Existing mitigation measures,
including exclusion zones, ramp-up of
survey equipment, and vessel strike
avoidance measures, are sufficiently
protective to ensure the least practicable
adverse impact on species or stocks and
their habitat.
Comment 8: The NGOs recommended
that geophysical surveys should
commence, with ramp up, during
daylight hours only to maximize the
probability that marine mammals are
detected and confirmed clear of the
exclusion zone (‘‘EZ’’). They state that if
a right whale is detected in the EZ at
night and the survey shuts down, the
survey should not resume until daylight
hours.
Response: We acknowledge the
limitations inherent in detection of
marine mammals at night. However,
similar to the discussion above
regarding time closures, restricting the
ability of the applicant to ramp-up
surveys only during daylight hours
would have the potential to result in
lengthy shutdowns of the survey
equipment, which could result in the
applicant failing to collect the data they
have determined is necessary, which
could result in the need to conduct
additional surveys the following year.
This would result in significantly
increased costs incurred by the
applicant. Thus the restriction suggested
by the commenters would not be
practicable for the applicant to
implement. In addition, potential
impacts to marine mammals authorized
for take would be limited to short-term
behavioral responses. Restricting
surveys in the manner suggested by the
commenters may reduce marine
mammal exposures by some degree in
the short term, but would not result in
any significant reduction in either
intensity or duration of noise exposure.
No injury is expected to result even in
the absence of mitigation, given the very
small estimated Level A harassment
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zones. In the event that NMFS imposed
the restriction suggested by the
commenters, vessels would potentially
be on the water for an extended time
introducing noise into the marine
environment. Therefore, in addition to
practicability concerns for the applicant,
the restrictions recommended by the
commenters could result in the surveys
spending increased time on the water,
which may result in greater overall
exposure to sound for marine mammals;
thus the commenters have not
demonstrated that such a requirement
would result in a net benefit.
Furthermore, it is not anticipated that
right whales would be exposed to sound
levels that would result in take by Level
A or Level B harassment. Therefore, in
consideration of potential effectiveness
of the recommended measure and its
practicability for the applicant, NMFS
has determined that restricting survey
start-ups to daylight hours is not
warranted in this case.
Comment 9: The NGOs recommended
that NMFS encourage developers to
partner with scientists to collect data
that would increase the understanding
of the effectiveness of night vision and
infrared technologies off North Carolina,
Virginia, and the broader mid-Atlantic
region, with a view towards greater
reliance on these technologies to
commence surveys during nighttime
hours in the future.
Response: NMFS agrees with the
NGOs that improved data on relative
effectiveness of night vision and infrared technologies would be beneficial
and could help to inform future efforts
at detection of marine mammals during
nighttime activities. The commenters
have not provided us with any specific
recommendations to evaluate beyond a
broad recommendation. However, we
will encourage coordination and
communication between offshore wind
developers and researchers on
effectiveness of night vision and infrared technologies, to the extent possible.
Comment 10: The NGOs
recommended that NMFS require a 500
m EZ for marine mammals and that
protected species observers (PSOs)
monitor to an extended 1,000 m EZ for
North Atlantic right whales. Another
comment from the NGOs suggested that
survey activity should be shut down
upon the visual detection of a North
Atlantic right whale, presumably at any
distance.
Response: Regarding the
recommendation for a 1,000 m EZ
specifically for North Atlantic right
whales, we have determined that the
500 m EZ, as required in the IHA, is
sufficiently protective. We note that the
500 m EZ exceeds by two times the
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modeled distance to the largest Level B
harassment isopleth (200 m). Thus for
North Atlantic right whales detected by
PSOs this EZ would be expected to
effectively minimize potential instances
of injury and behavioral harassment. For
the same reason we are not requiring
shutdown if a right whale is observed
beyond 500 m. Similarly, the
recommended 500 m EZ for other
species is overly conservative when a
200 m isopleth has been modeled for
behavioral harassment.
Comment 11: PSOs should adhere to
a shift schedule of two-on/two-off to
ensure no individual PSO is responsible
for monitoring more than 180° of the EZ
at any one time.
Response: Previous IHAs issued for
HRG surveys have required that a single
PSO must be stationed at the highest
vantage point and engaged in general
360-degree scanning during daylight
hours. A number of marine mammal
monitoring reports submitted to NMFS
have effectively employed this
approach. NMFS sees no reason to
deviate from this practice at the present
time.
Comment 12: The NGOs
recommended that a combination of
visual monitoring by PSOs and passive
acoustic monitoring should be used at
all times.
Response: We do not think the use of
PAM is necessarily warranted for
surveys using the sound sources
proposed for use by Avangrid, due to
relatively small areas that are expected
to be ensonified to the Level A
harassment threshold. Given that the
effects to marine mammals from the
types of surveys authorized in this IHA
are expected to be limited to behavioral
harassment even in the absence of
mitigation, we have determined the
current requirements for visual
monitoring are sufficient to ensure the
EZs and monitoring zones are
adequately monitored for this particular
activity.
Comment 13: The NGOs
recommended that all vessels operating
within the survey area, including
support vessels, should maintain a
speed of 10 knots or less during the
entire survey period. If site
characterization and assessment
activities are delayed into the fall and
winter, a 10-knot speed restriction on all
project-associated vessels transiting to/
from the survey area from November 1
through April 30 should also be
required.
Response: NMFS has analyzed the
potential for ship strike resulting from
Avangrid’s activity and has determined
that the mitigation measures specific to
ship strike avoidance are sufficient to
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31037
avoid the potential for ship strike. These
include: A requirement that all vessel
operators comply with 10 knot (18.5
kilometer (km)/hour) or less speed
restrictions in any SMA or Dynamic
Management Area (DMA); a requirement
that all vessel operators reduce vessel
speed to 10 knots (18.5 km/hour) or less
when any large whale, any mother/calf
pairs, pods, or large assemblages of nondelphinoid cetaceans are observed
within 100 m of an underway vessel; a
requirement that all survey vessels
maintain a separation distance of 500 m
or greater from any sighted North
Atlantic right whale; a requirement that,
if underway, vessels must steer a course
away from any sighted North Atlantic
right whale at 10 knots or less until the
500 m minimum separation distance has
been established; and a requirement
that, if a North Atlantic right whale is
sighted in a vessel’s path, or within 500
m of an underway vessel, the underway
vessel must reduce speed and shift the
engine to neutral. Additional measures
to prevent the potential for ship strike
are discussed in more detail below (see
the Mitigation section). We have
determined that the ship strike
avoidance measures are sufficient to
ensure the least practicable adverse
impact on species or stocks and their
habitat. We also note that vessel strike
during surveys is extremely unlikely
based on the low vessel speed of
approximately 4 knots (7.4 km/hour)
while transiting survey lines.
Comment 14: The NGOs
recommended that NMFS account for
the potential for indirect ship strike risk
resulting from habitat displacement.
Response: NMFS determined that
habitat displacement was not an
expected outcome of the specified
activity, therefore an analysis of
potential impacts to marine mammals
from habitat displacement is not
warranted in this case.
Comment 15: The NGOs commented
that Lease Area lies to the west of the
Cape Hatteras Special Research Area
(CHSRA) which is a highly diverse and
biologically productive marine
ecosystem. Therefore, it is crucial that
that NMFS afford special attention to
the general importance of the waters off
North Carolina to marine mammals
when permitting offshore wind
development activities in this region,
and requires strong mitigation measures
capable of protecting multiple species in
the Lease Area and cable route
corridors.
Response: NMFS is requiring
mitigation measures as part of the IHA
which do protect multiple marine
mammal species.
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Comment 16: The NGOs expressed
concern regarding the marine mammal
density estimates used to calculate take.
Specifically, they commented that the
density maps produced by Roberts et al.
do not fully reflect the abundance,
distribution, and density of marine
mammals, including North Atlantic
right whales, for the U.S. East Coast and
therefore should not be the only
information source relied upon when
estimating take.
Response: NMFS has determined that
the data provided by Roberts et al.
represents the best available information
concerning marine mammal density in
the survey area and has used it
accordingly. NMFS has considered
other available information, including
that cited by the commenters, and
determined that it does not contradict
the information provided by Roberts et
al. (2016). Furthermore, the information
discussed by the commenters does not
provide data in a format that is directly
usable in an acoustic exposure analysis,
and the commenters make no useful
recommendation regarding how to do
so.
Comment 17: The NGOs
recommended that NMFS’ top priority
should be to consider any initial data
from State monitoring efforts, passive
acoustic monitoring data, opportunistic
marine mammal sightings data, and
other data sources, and to take steps
now to develop a dataset that more
accurately reflects marine mammal
presence so that it is in hand for future
IHA authorizations and other work.
Response: As noted above, we will
review any recommended data sources
and will continue to use the best
available information. We welcome
future input, even outside the comment
period for this particular IHA, from
interested parties on data sources that
may be of use in analyzing the potential
presence and movement patterns of
marine mammals, including North
Atlantic right whales, in the midAtlantic area.
Comment 18: The NGOs stated that
NMFS should not adjust take numbers
for endangered whales based on the
effectiveness of mitigation measures.
NMFS’ assumptions regarding
mitigation effectiveness are unfounded
according to the NGOs. They also do not
believe it is possible to mitigate all
potential for Level B harassment though
implementation of an EZ for right
whales or fin whales.
Response: NMFS reduced authorized
take for these whale species to zero
down for right whale and fin whale. The
NGOs’ arguments against reduction are:
(i) The agency’s reliance on a 160 dB
threshold for behavioral harassment is
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not supported by best available
scientific information and (ii) the
monitoring protocols the agency
prescribes for the EZ are underprotective. NMFS addressed the first
item in the response to Comment 1 and
the second item is addressed in
responses to Comment 8 and Comment
9.
Additionally, NMFS referenced
monitoring reports from previous HRG
action to justify the effectiveness of
mitigation measures and reduction of
right and fin whale take numbers. We
acknowledge that visual monitoring
may not capture all of the animals that
enter into a harassment zone, especially
during nighttime operations and adverse
weather conditions. Nevertheless, we
believe it provides a reasonably accurate
depiction of observed take levels and
supports the efficacy of required
mitigation measures. Also, note that the
200 m Level B harassment isopleth is
considered to be conservative based on
sound source verification testing. As
such, NMFS has determined that given
the density of these species in the area
and the size of the Level B harassment
zone (resulting in a very low likelihood
of exposure absent mitigation)
combined with the likely effectiveness
of the mitigation should an unexpected
encounter with either of these species
occur—it is reasonable to expect that
Level B harassment of right and fin
whales will not occur.
Comment 19: The NGOs
recommended that NMFS acknowledge
the potential for Level A harassment
take on small cetaceans and reconsider
its analysis of Level A harassment take
on harbor porpoise and other
acoustically sensitive species.
Response: Small cetaceans and harbor
porpoises are highly mobile species
existing in an environment where HRG
sound sources are non-stationary. We
find it unlikely that these marine
mammals would remain within the
small injury zones long enough such
that their cumulative exposure would
result in permanent threshold shift
(PTS) as defined in NMFS’ Technical
Guidance (2018).
Comment 20: The NGOs stated that is
incumbent upon the agency to address
potential impacts to other endangered
and protected whale species,
particularly in light of the UMEs
declared for right whales, humpback
whales and minke whales, as well as the
several strategic and/or depleted stocks
of small cetaceans that inhabit the
region.
Response: We discuss the potential
impacts of HRG surveys on species
experiencing UMEs and for which take
is authorized (i.e., humpback whale,
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minke whale) in the Negligible Impact
Determination section. Please refer to
that discussion.
Comment 21: The NGOs
recommended NMFS: (1) Fund analyses
of recently collected sighting and
acoustic data for all data-holders; and
(2) continue to fund and expand surveys
and studies to improve our
understanding of distribution and
habitat use of marine mammals in the
mid-Atlantic region.
Response: We agree with the NGOs
that analyses of recently collected
sighting and acoustic data, as well as
continued marine mammal surveys, are
warranted, and we welcome the
opportunity to participate in fora where
implications of such data for potential
mitigation measures would be
discussed; however, we have no
statutory authority or ability to require
funding of such analyses and surveys.
Additionally, NMFS will fund pertinent
surveys in the mid-Atlantic region based
on agency priorities and budgetary
considerations.
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 1 lists species with expected
potential for take in the survey area and
summarizes information related to the
population or stock, including
regulatory status under the MMPA and
ESA and potential biological removal
(PBR), where known. For taxonomy, we
follow Committee on Taxonomy (2018).
PBR is defined by the MMPA as the
maximum number of animals, not
including natural mortalities, that may
be removed from a marine mammal
stock while allowing that stock to reach
or maintain its optimum sustainable
population (as described in NMFS’s
SARs). While no mortality or serious
injury is anticipated or authorized here,
PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
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Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’ U.S. Atlantic SARs (e.g., Hayes
et al., 2018). All values presented in
Table 1 are the most recent available at
the time of publication and are available
in the 2017 SARs (Hayes et al., 2018)
and draft 2018 SARs (available online
at: https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
draft-marine-mammal-stockassessment-reports).
TABLE 1—MARINE MAMMAL SPECIES THAT MAY OCCUR NEAR THE SURVEY AREA
Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance (CV,
Nmin, most recent abundance survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Balaenidae:
North Atlantic Right whale ..
Family Balaenopteridae
(rorquals):
Humpback whale ................
Fin whale ............................
Sei whale ............................
Minke whale ........................
Eubalaena glacialis ...................
Western North Atlantic (WNA) ..
E/D; Y
451 (0; 445; 2017) ..........
0.9
5.56
Megaptera novaeangliae ..........
Balaenoptera physalus .............
Balaenoptera borealis ...............
Balaenoptera acutorostrata ......
Gulf of Maine ............................
WNA ..........................................
Nova Scotia ..............................
Canadian East Coast ................
-/-; N
E/D; Y
E/D; Y
-/-; N
896 (0; 896; 2012) ..........
1,618 (0.33; 1,234; 2011)
357 (0.52; 236 ................
2,591 (0.81; 1,425 ..........
14.6
2.5
0.5
14
9.8
2.5
0.6
7.5
21,515 (0.37;
15,913:2011).
5,636 (0.63; 3,464) .........
77,532 (0.40; 56053;
2016).
3,751 (0.060; 2,353;
2017).
70,184 (0.28; 55,690;
2011).
48,819 (0.61; 30,403;
2011).
44,715 (0.43; 31,610;
2013).
18,250 (0.5; 12,619;
2011).
159
192
35
561
38
39.4
23
0–12.3
557
406
304
30
316
0
126
49.7
79,833 (0.32; 61,415;
2011).
706
255
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Delphinidae:
Short-finned pilot whale ......
Globicephala macrorhynchus ...
WNA ..........................................
-/-; Y
Long-finned pilot whale ......
Bottlenose dolphin ..............
Globicephala melas ..................
Tursiops spp. ............................
WNA ..........................................
WNA Offshore ...........................
-/-; Y
-/-; N
-/-; Y
Short beaked common dolphin.
Atlantic white-sided dolphin
Delphinus delphis .....................
WNA
Southern
Migratory
Coastal.
WNA ..........................................
Lagenorhynchus acutus ............
WNA ..........................................
-/-; N
Atlantic spotted dolphin ......
Stenella frontalis .......................
WNA ..........................................
-/-: N
Risso’s dolphin ...................
Grampus griseus ......................
WNA ..........................................
-/-; N
Family Phocoenidae (porpoises):
Harbor porpoise ..................
Phocoena phocoena .................
Gulf of Maine/Bay of Fundy ......
-/-; N
-/-; N
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1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessmentreports-region/. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
A detailed description of the species
likely to be affected by Avangrid’s
survey, including brief introductions to
the species and relevant stocks as well
as available information regarding
population trends and threats, and
information regarding local occurrence,
were provided in the Federal Register
notice for the proposed IHA (84 FR
17384; April 25, 2019) since that time,
we are not aware of any changes in the
status of these species and stocks;
therefore, detailed descriptions are not
repeated here. Please refer to the
Federal Register notice for the proposed
IHA for descriptions of other species.
Please also refer to NMFS’ website
(https://www.fisheries.noaa.gov/find-
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species) for generalized species
accounts.
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
The effects of underwater noise from
Avangrid’s survey activities have the
potential to result in take of marine
mammals by harassment in the vicinity
of the survey area. The Federal Register
notice for the proposed IHA (84 FR
17384; April 25, 2019) included a
discussion of the effects of
anthropogenic noise on marine
mammals and their habitat, and that
information is not repeated here. No
instances of serious injury or mortality
are expected as a result of the planned
activities.
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Estimated Take
This section provides an estimate of
the number of incidental takes
authorized through this IHA, which will
inform both NMFS’ consideration of
‘‘small numbers’’ and the negligible
impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as: Any
act of pursuit, torment, or annoyance
which (i) has the potential to injure a
marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
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of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
As described previously, no mortality
is anticipated or authorized for this
activity. Below we describe how the
take is estimated.
Generally speaking, we estimate take
by considering: (1) Acoustic thresholds
above which NMFS believes the best
available science indicates marine
mammals will be behaviorally harassed
or incur some degree of permanent
hearing impairment; (2) the area or
volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and (4) and the number of days of
activities. We note that while these
basic factors can contribute to a
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the calculated
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007, Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 160 dB re 1 mPa (rms)
for non-explosive impulsive (e.g.,
seismic airguns) or intermittent (e.g.,
scientific sonar) sources. Avangrid’s
activity includes the use of impulsive
and/or intermittent sources (HRG
equipment) and, therefore, the 160 dB re
1 mPa (rms) is applicable.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (NMFS,
2018) identifies dual criteria to assess
auditory injury (Level A harassment) to
five different marine mammal groups
(based on hearing sensitivity) as a result
of exposure to noise from two different
types of sources (impulsive or nonimpulsive). Avangrid’s activity includes
the use of impulsive sources (medium
penetration sub-bottom profiler) and
non-impulsive sources (shallow
penetration sub-bottom profiler).
These thresholds are provided in
Table 2. The references, analysis, and
methodology used in the development
of the thresholds are described in NMFS
2018 Technical Guidance, which may
be accessed at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marinemammal-acoustic-technical-guidance.
TABLE 2—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Hearing group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
Previously we explained that auditory
injury of marine mammals is unlikely
given the higher level of sound and/or
longer durations of exposure necessary
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to cause PTS and the small zone within
which sound levels would exceed
criteria for onset of PTS. The
information provided in Tables 4 and 5
support this position and demonstrate
that the mitigation measures are based
on a highly conservative evaluation of
potential acoustic impacts.
When the NMFS Technical Guidance
was first published in 2016, in
recognition of the fact that ensonified
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area/volume could be more technically
challenging to predict because of the
duration component in the new
thresholds, we developed a User
Spreadsheet that includes tools to help
predict a simple isopleth that can be
used in conjunction with marine
mammal density or occurrence to help
predict takes. We note that because of
some of the assumptions included in the
methods used for these tools, we
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anticipate that isopleths produced are
typically going to be overestimates of
some degree, which may result in some
degree of overestimate of Level A
harassment take. However, these tools
offer the best way to predict appropriate
isopleths when more sophisticated 3D
modeling methods are not available.
NMFS continues to develop ways to
quantitatively refine these tools, and
will qualitatively address the output
where appropriate. For mobile sources,
including the HRG survey equipment,
the User Spreadsheet predicts the
closest distance at which a stationary
animal would not incur PTS if the
sound source traveled by the animal in
a straight line at a constant speed. Note
however, that use of the spreadsheet is
generally not appropriate for use in
assessing potential for Level A
harassment for very highly directional
sources, such as the Innomar SES–2000,
for reasons explained below. Inputs
used in the User Spreadsheet and the
resulting isopleths are reported in Table
3.
TABLE 3—USER SPREADSHEET INPUT PARAMETERS USED FOR CALCULATING HARASSMENT ISOPLETHS
USBL
Spreadsheet tab used
D: Mobile source:
Non-impulsive,
intermittent
Source Level (dB) ......................................................................................................
Weighting Factor Adjustment (kHz) ...........................................................................
Source Velocity (m/s) ................................................................................................
Pulse Duration (seconds) ..........................................................................................
1/Repetition rate∧ (seconds) ......................................................................................
Source Level (PK SPL) .............................................................................................
Propagation (xLogR) ..................................................................................................
Note that the Innomar SES–2000 is a
specialized type of HRG sub-bottom
profiler that uses the principle of
‘‘parametric’’ or ‘‘nonlinear’’ acoustics
to generate short narrow-beam sound
pulses. As no field data currently exists
for the Innomar sub-bottom profiler
acoustic modeling was completed using
a version of the U.S. Naval Research
Laboratory’s Range-dependent Acoustic
Shallow
penetration
SBP
Medium
penetration
SBP
D: Mobile source:
Non-impulsive,
intermittent
F: Mobile source:
Impulsive,
intermittent
188 RMS SPL
26.5
2.058
0.016
0.33
179 RMS SPL
2.6
2.058
0.0658
0.25
20
20
Model (RAM) and BELLHOP Gaussian
beam ray-trace propagation model
(Porter and Liu 1994). Calculations of
the ensonified area are conservative due
to the directionality of the sound
sources. Due to the short sound pulses
and the highly directional sound pulse
transmission (1° beamwidth) of
parametric sub-bottom profilers, the
volume of area affected is much lower
206 RMS SPL
1.4
2.058
0.008
0.25
215
20
than using conventional (linear)
acoustics devices such as sparker and
chirp systems. Level A harassment
zones of less than 5 meters (Table 4) for
HF cetaceans were calculated for this
HRG equipment in the planned survey
area while Level B harassment isopleths
were found to range from 120 to 135
meters (Table 5).
TABLE 4—MAXIMUM DISTANCES TO LEVEL A HARASSMENT THRESHOLDS BY EQUIPMENT CATEGORY
Representative HRG survey equipment
Marine mammal group
PTS onset
Lateral distance
(m)
USBL/GAPS Positioning Systems
Sonardyne Ranger 2 USBL HPT 5/7000 .............
LF cetaceans ................
MF cetaceans ...............
HF cetaceans ...............
199 dB SELcum ....................................................
198 dB SELcum ....................................................
173 dB SELcum ....................................................
—
—
3
Shallow Sub-Bottom Profiler
Edgetech 512i ......................................................
LF cetaceans ................
MF cetaceans ...............
HF cetaceans ...............
199 dB SELcum ....................................................
198 dB SELcum ....................................................
173 dB SELcum ....................................................
—
—
—
Shallow Parametric Sub-Bottom Profiler
Innomar SES–2000 Standard Parametric SubBottom Profiler.
LF cetaceans ................
199 dB SELcum ....................................................
N/A
MF cetaceans ...............
HF cetaceans ...............
198 dB SELcum ....................................................
173 dB SELcum ....................................................
—
— <5
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Medium Penetration Sub-Bottom Profiler
SIG ELC 820 Sparker ..........................................
LF cetaceans ................
MF cetaceans ...............
HF cetaceans ...............
219 dBpeak, 183 dB SELcum ...............................
230 dBpeak, 185 dB SELcum ...............................
202 dBpeak, 155 dB SELcum .............................
—, 10
—, —
5, 4
Notes: The peak SPL criterion is un-weighted (i.e., flat weighted), whereas the cumulative SEL criterion is weighted for the given marine mammal functional hearing group.
The calculated sound levels and results are based on NMFS Technical Guidance’s companion User Spreadsheet except as indicated.
— indicates that no injury was predicted for the given HRG equipment noise profile.
N/A indicates not applicable as the HRG sound source operates outside the effective marine mammal hearing range.
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Distances to Level B harassment noise
thresholds were calculated using the
conservative practical spreading model
(transmission loss (TL) equation: TL =
15log10r), with the exception of the
Innomar SES–2000 described
previously. The Sig ELC 820 Sparker
was calculated to have the largest Level
B harassment isopleth of 200 m (656.2
ft). To account for some of the potential
variation of operating conditions, the
maximum distance of 200 m to the
harassment thresholds is used to
determine estimated exposure. The 200
m distance to the medium penetration
sub-bottom profiler represents the
largest distance and is likely a very
conservative estimate based on sound
source field verification assessments of
similar sparker electrode equipment.
The 200 m distance to the medium
penetration sub-bottom profiler
represents the largest distance and is
likely a very conservative estimate
based on sound source field verification
assessments of similar sparker electrode
equipment.
TABLE 5—DISTANCES TO LEVEL B
HARASSMENT THRESHOLDS
[160 dBRMS]
Survey equipment
Marine mammal
level B
harassment 160
dBRMS
re 1 μPa
(m)
USBL
Sonardyne Ranger 2
USBL ...........................
25
Shallow Penetration Sub-Bottom Profiler
EdgeTech 512i ...............
Innomar parametric
SES–2000 Standard ...
10
120–135
Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
The data used as the basis for estimating
cetacean density (‘‘D’’) for the survey
area are sightings per unit effort (SPUE)
derived by Duke University (Roberts et
al. 2016a), updated with new modeling
results (Roberts et al. 2016b; 2017;
2018). SPUE (or, the relative abundance
of species) is derived by using a
measure of survey effort and number of
individual cetaceans sighted. SPUE
allows for comparison between discrete
units of time (i.e. seasons) and space
within a project area (Shoop and
Kenney, 1992). The Duke University
(Roberts et al. 2016) cetacean density
data represent models derived from
aggregating line-transect surveys
conducted over 23 years by five
institutions (NOAA NMFS Northeast
Fisheries Science Center, New Jersey
Department of Environmental
Protection, NOAA NMFS Southeast
Fisheries Science Center, University of
North Carolina Wilmington, and
Virginia Aquarium & Marine Science
Center). Model versions discussed in
Roberts et al. (2016a) are freely available
online at the Ocean Biogeographic
Information System Spatial Ecological
Analysis of Megavertebrate Populations
(OBISSEAMAP) repository. Monthly
mean density values within the survey
area were averaged by season (Winter
(December, January, February), Spring
(March, April, May), Summer (June,
July, August), Fall (September, October,
November)) to provide seasonal density
estimates for those taxa for which
monthly model results are available.
The highest seasonal density estimates
during the duration of the survey were
used to estimate take (i.e., summer or
fall). (2016b; 2017; 2018).
Medium Penetration Sub-Bottom Profiler
Take Calculation and Estimation
Here we describe how the information
200
provided above is brought together to
SIG ELC 820 Sparker ....
produce a quantitative take estimate. In
order to estimate the number of marine
mammals predicted to be exposed to
sound levels that would result in
harassment, radial distances to
predicted isopleths corresponding to
harassment thresholds are calculated, as
described above. Those distances are
then used to calculate the area(s) around
the HRG survey equipment predicted to
be ensonified to sound levels that
exceed harassment thresholds. The area
estimated to be ensonified to relevant
thresholds in a single day of the survey
is then calculated, based on areas
predicted to be ensonified around the
HRG survey equipment and the
estimated survey vessel trackline
distance traveled per day.
The survey activities that have the
potential to cause Level B harassment
(160 dBRMS re 1 mPa) are listed in Table
5. Based on the results of this
assessment, the furthest distance to the
Level B harassment criteria is 200 m
from the use of the SIG ELC 820
Sparker. As a conservative measure to
account for some of the potential
variation of operating conditions, the
maximum distance of 200 m to the
Level B harassment isopleth for the SIG
ELC 820 Sparker is used to determine
estimated exposure for the entire HRG
survey.
The estimated distance of the daily
vessel trackline was determined using
the estimated average speed of the
vessel (4 knots) and the 24-hour
operational period. Using the maximum
distance to the Level B harassment
threshold of 200 m (656 ft) and
estimated daily vessel track of
approximately 177.8 km (110.5 mi),
estimates of take by survey equipment
has been based on an ensonified area
around the survey equipment of 71.2
km2 (27.5 mi2) per day over a projected
survey period for each survey segment
as shown in Table 6.
TABLE 6—SURVEY SEGMENT DISTANCES AND LEVEL B HARASSMENT ZONES
Number of
active survey
days
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Survey segment
Lease Area ......................................................................................................
Cable Route Corridor .......................................................................................
The parameters in Table 6 were used
to estimate the potential take by
incidental harassment for each segment
of the HRG survey. Density data from
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29
8
Roberts et al. (2016b; 2017; 2018) were
mapped within the boundary of the
survey area for each segment (Figure 1
in application) using geographic
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Estimated
distances
per day
(km)
177.8
177.8
Estimated
total line
distance
5,156
1,422
Calculated
Level B
harassment
zone per day
(km2)
71.2
71.2
information systems. For both survey
segments, species densities, as reported
by Roberts et al. (2016) within the
maximum survey area, were averaged by
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season (spring and summer) based on
the planned HRG survey schedule
(commencing no earlier than June 1,
2019). Potential take calculations were
then based on the maximum average
seasonal species density (between
spring and summer) within the
maximum survey area, given the survey
start date and duration. Results of the
take calculations by survey segment are
provided in Table 7.
TABLE 7—MARINE MAMMAL DENSITY AND ESTIMATED TAKE BY LEVEL B HARASSMENT
Lease area
Maximum
average
seasonal
density 1
(No./100 km2)
Species
North Atlantic right whale .........................
Humpback whale .....................................
Fin whale ..................................................
Sei whale .................................................
Minke whale .............................................
Pilot whale ................................................
Harbor porpoise .......................................
Bottlenose dolphin (WNA southern migratory coastal) 2 ..................................
Bottlenose dolphin (offshore) 2 .................
Short beaked common dolphin ................
Atlantic white-sided dolphin .....................
Atlantic spotted dolphin ............................
Risso’s dolphin .........................................
Cable corridor route
Maximum
average
seasonal
density 1
(No./100 km2)
Calculated
take
(number)
Totals
Calculated
take
(number)
Total
take
authorization
(number)
30
Percent of
population
0.051
0.466
0.328
0.020
0.757
0.100
1.252
1.063
9.631
6.773
0.406
15.643
2.073
25.874
0.051
0.102
0.128
0.003
0.171
0.034
0.690
0.288
0.581
0.729
0.018
0.9722
0.195
3.931
10
30
0
17
4 5 10
30
........................
1.11
........................
........................
0.65
<0.01
<0.01
0.000
6.409
5.241
2.482
8.895
0.074
0.000
132.413
108.275
51.288
183.772
1.525
49.102
49.102
2.144
0.320
3.493
0.074
104.944
174.906
12.221
1.826
19.910
0.421
105
307
120
53
204
4 40
2.8
<0.01
0.17
0.11
0.46
0.21
1 Density
values from Duke University (Roberts et al. 2016b; 2017; 2018).
split based on bottlenose dolphin stock preferred water depths (Reeves et al. 2002; Waring et al. 2016).
3 No take authorized, as discussed below.
4 Adjusted for group size.
5 For short-finned and long-finned pilot whales, percentage of stock taken is <0.01percent both species if all 10 takes are allocated separately
to each species.
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2 Estimates
Since the calculated take value for
pilot whales (2) is less than the mean
group size (9.4), NMFS assumed that
take of at least one group of pilot whales
could occur (Silva et al., 2014). For
bottlenose dolphin densities, Roberts et
al. (2016b; 2017; 2018) does not
differentiate by individual stock. Given
the southern coastal migratory stock’s
propensity to be found in waters
shallower than the 20 m depth isobath
north of Cape Hatteras (Reeves et al.,
2002; Waring et al., 2016), the Export
Cable Corridor segment was roughly
divided along the 20 m depth isobath.
The Lease Area is located within depths
exceeding 20 m, where the southern
coastal migratory stock would be
unlikely to occur. Roughly 40 percent of
the Export Cable Corridor is 20 m or less
in depth. Given the Export Cable
Corridor area is estimated to take 8 days
to complete survey activity, 3 days have
been estimated for depths shallower
than 20 m. Therefore, to account for the
potential for mixed stocks within the
Export Cable Corridor, 3 days has been
applied to the take estimation equation
for the southern coastal migratory stock
and the remaining applied to the
offshore stock (5 days). The offshore
stock is the only stock of bottlenose
dolphins that may occur in the lease
area; therefore bottlenose dolphin
densities within the Lease Area have
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been considered part of the offshore
stock only for purposes of take
estimation.
For Risso’s dolphins, NMFS adjusted
the calculated take number to account
for group size. These dolphins are
usually seen in groups of 12 to 40, but
loose aggregations of 100 to 200 or more
are seen occasionally (Reeves et al.,
2002). NMFS conservatively assumed
that a group of 40 or several smaller
groups not exceeding a total of 40 takes
by Level B harassment.
The three ESA-listed large whales that
could potentially be present in the
survey area occur at very low densities,
and the calculated numbers of potential
acoustic exposures above the 160–dB
threshold are small, i.e., one right whale
exposure, zero sei whale exposures, and
eight fin whale exposures. In addition,
Avangrid will implement a 500 m (1,640
ft) exclusion zone for the right whale
and a 200 m (656 ft) exclusion zone for
sei and fin whales. Both of these
measures are incorporated into the
issued IHA. These exclusion zones
exceed (in the case of right whales) or
equal (in the case of sei and fin whales)
the distance to the conservatively
calculated Level B harassment isopleths.
Given the low likelihood of exposure in
context of the mitigation requirements
(with relatively high detection
probabilities for large whales at these
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distances during good visibility), we do
not believe that there is a reasonably
anticipated potential for the specified
activity to cause the disruption of
behavioral patterns for these species.
Therefore, we did not authorize take by
Level B harassment for these species.
Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
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species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned) the likelihood
of effective implementation (probability
implemented as planned) and;
(2) the practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
Avangrid’s application included a list
of proposed mitigation measures during
site characterization surveys utilizing
HRG survey equipment. NMFS required
the additional measure of establishing
an exclusion zone of 200 m for sei and
fin whales. The mitigation measures
outlined in this section are based on
protocols and procedures that have been
successfully implemented and
previously approved by NMFS (DONG
Energy, 2016, ESS, 2013; Dominion,
2013 and 2014).
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Visual Monitoring
Visual monitoring of designated
exclusion and Level B harassment zones
will ensure that (1) Any take of ESAlisted species would be limited; (2)
exposure to underwater noise does not
result in injury (Level A harassment),
and (3) the number of instances of take
does not exceed the authorized
amounts. PSOs will coordinate to
ensure 360° visual coverage around the
vessel and conduct visual observations
while free from distractions and in a
consistent, systematic, and diligent
manner. Visual PSOs shall immediately
communicate all observations of marine
mammals to the on-duty acoustic
PSO(s), including any determination by
the PSO regarding species
identification, distance, and bearing and
the degree of confidence in the
determination. Any observations of
marine mammal species by crew
members aboard any vessel associated
with the survey shall be relayed to the
PSO team.
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PSOs will establish and monitor
applicable exclusion zones. During use
of HRG acoustic sources (i.e., anytime
the acoustic source is active,),
occurrences of marine mammal species
approaching the relevant exclusion zone
will be communicated to the operator to
prepare for the potential shutdown of
the acoustic source. Exclusion zones are
defined, depending on the species and
context, below:
• 500 m (1,640 ft) exclusion zone for
North Atlantic right whales;
• 200 m (656 ft) exclusion zone for sei
and fin whales; and
• 100 m (328 ft) exclusion zone for
other large cetaceans (i.e. humpback
whale, minke whale, pilot whale,
Risso’s dolphin).
The Level B harassment zone
represents the zone within which
marine mammals would be considered
taken by Level B harassment and will
encompass a distance of 200 m (656 ft)
from survey equipment for all marine
mammal species.
Pre-Clearance
Avangrid will implement a 30-minute
clearance period of the exclusion zones.
This will help ensure marine mammals
are not in the exclusion zones prior to
startup of HRG equipment. During this
period the exclusion zones will be
monitored by the PSOs, using the
appropriate visual technology for a 30minute period. The intent of preclearance observation is to ensure no
marine mammal species are observed
within the exclusion zones prior to the
beginning of operation of HRG
equipment. A PSO conducting preclearance observations must be notified
immediately prior to initiating start of
HRG equipment and the operator must
receive confirmation from the PSO to
proceed.
Activation of HRG equipment may not
be initiated if any marine mammal is
observed within the applicable
exclusion zones as described above. If a
marine mammal is observed within the
applicable exclusion zone during the 30
minute pre-clearance period, activation
of HRG equipment may not begin until
the animal(s) has been observed exiting
the zones or until an additional time
period has elapsed with no further
sightings (15 minutes for small
delphinoid cetaceans and 30 minutes
for all other species). Activation of HRG
equipment may occur at times of poor
visibility, including nighttime, if
continuous visual observation and has
occurred with no detections of marine
mammals in the 30 minutes prior to
beginning of start-up.
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Shutdown Procedures
An immediate shutdown of the HRG
survey equipment will be required if a
marine mammal is sighted at or within
its respective exclusion zone to
minimize or avoid behavioral impacts to
ESA-listed species. The vessel operator
must comply immediately with any call
for shutdown by the lead PSO. The
operator must establish and maintain
clear lines of communication directly
between PSOs on duty and crew
controlling the acoustic source to ensure
that shutdown commands are conveyed
swiftly while allowing PSOs to maintain
watch. When shutdown is called for by
a PSO, the acoustic source must be
immediately deactivated and any
dispute resolved only following
deactivation.
Should there be any uncertainty
regarding identification of a marine
mammal species (i.e., whether the
observed marine mammal(s) belongs to
one of the delphinid genera for which
shutdown is waived or one of the
species with a larger exclusion zone),
visual PSOs may use best professional
judgment in making the decision to call
for a shutdown. If a species for which
authorization has not been granted, or,
a species for which authorization has
been granted but the authorized number
of takes have been met, approaches or
is observed within the 200 m Level B
harassment zone, shutdown must occur.
Subsequent restart of the survey
equipment can be initiated if the animal
has been observed exiting its respective
exclusion zone within 30 minutes of the
shutdown or an additional time period
has elapsed with no further sighting
(i.e., 15 minutes for small odontocetes
and 30 minutes for all other species).
If the acoustic source is shut down for
reasons other than mitigation (e.g.,
mechanical difficulty) for less than 30
minutes, it may be activated again
without pre-clearance protocols, if PSOs
have maintained constant observation
and no detections of any marine
mammal have occurred within the
respective exclusion zones.
Vessel Strike Avoidance
In order to avoid striking animals,
vessel operators and crews must
maintain a vigilant watch for all marine
mammal species and slow down, stop
their vessel, or alter course, as
appropriate and regardless of vessel
size. A visual observer aboard the vessel
must monitor a vessel strike avoidance
zone around the vessel (distances stated
below). Visual observers monitoring the
vessel strike avoidance zone may be
third-party observers (i.e., PSOs) or crew
members, but crew members
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responsible for these duties must be
provided sufficient training to
distinguish marine mammal species
from other phenomena and broadly to
identify a marine mammal as a right
whale, other whale (defined in this
context as sperm whales or baleen
whales other than right whales), or other
marine mammal. Vessel strike
avoidance measures will include the
following:
• All vessels (e.g., source vessels,
chase vessels, supply vessels),
regardless of size, must observe a 10knot speed restriction in specific areas
designated by NMFS for the protection
of North Atlantic right whales from
vessel strikes: Any Dynamic
Management Areas (DMA) when in
effect, and the Mid-Atlantic Seasonal
Management Areas (SMA) (from
November 1 through April 30). See 50
CFR 224.105 and
www.fisheries.noaa.gov/national/
endangered-species-conservation/
reducing-ship-strikes-north-atlanticright-whales for specific detail regarding
these areas.
• Vessel speeds must also be reduced
to 10 knots or less, regardless of
location, when mother/calf pairs, pods,
or large assemblages of cetaceans are
observed near a vessel;
• All vessels must maintain a
minimum separation distance of 500 m
from right whales. If a whale is observed
but cannot be confirmed as a species
other than a right whale, the vessel
operator must assume that it is a right
whale and take appropriate action;
• All vessels must maintain a
minimum separation distance of 100 m
from all other baleen whales and sperm
whales;
• All vessels must, to the maximum
extent practicable, attempt to maintain a
minimum separation distance of 50 m
from all other marine mammals, with an
understanding that at times this may not
be possible (e.g., for animals that
approach the vessel);
• When marine mammals are sighted
while a vessel is underway, the vessel
shall take action as necessary to avoid
violating the relevant separation
distance, e.g., attempt to remain parallel
to the animal’s course, avoid excessive
speed or abrupt changes in direction
until the animal has left the area. If
marine mammals are sighted within the
relevant separation distance, the vessel
must reduce speed and shift the engine
to neutral, not engaging the engines
until animals are clear of the area. This
does not apply to any vessel towing gear
or any vessel that is navigationally
constrained; and
• These requirements do not apply in
any case where compliance would
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create an imminent and serious threat to
a person or vessel or to the extent that
a vessel is restricted in its ability to
maneuver and, because of the
restriction, cannot comply.
Based on our evaluation of the
applicant’s measures, as well as other
measures considered by NMFS, we
haves determined that the mitigation
measures provide the means effecting
the least practicable impact on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance.
Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the action area. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
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• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Visual Monitoring
Visual monitoring shall be conducted
by NMFS-approved PSOs. PSO resumes
shall be provided to NMFS for approval
prior to commencement of the survey.
Avangrid must use independent,
dedicated, trained PSOs, meaning that
the PSOs must be employed by a thirdparty observer provider, must have no
tasks other than to conduct
observational effort, collect data, and
communicate with and instruct relevant
vessel crew with regard to the presence
of marine mammals and mitigation
requirements (including brief alerts
regarding maritime hazards).
Observations shall take place from the
highest available vantage point on the
survey vessel. General 360-degree
scanning shall occur during the
monitoring periods, and target scanning
by the PSO shall occur when alerted of
a marine mammal presence. An
observer team comprising a minimum of
four NMFS-approved PSOs, operating in
shifts, will be stationed aboard the
survey vessel. PSO’s will work in shifts
such that no one monitor will work
more than 4 consecutive hours without
a 2-hour break or longer than 12 hours
during any 24-hour period. During
daylight hours the PSOs will rotate in
shifts of 1 on and 3 off, and during
nighttime operations PSOs will work in
pairs.
PSOs must have all equipment
(including backup equipment) needed
to adequately perform necessary tasks,
including accurate determination of
distance and bearing to observed marine
mammals. PSOs will be equipped with
binoculars and have the ability to
estimate distances to marine mammals
located in proximity to their established
zones using range finders. Reticulated
binoculars will also be available to PSOs
for use as appropriate based on
conditions and visibility to support the
siting and monitoring of marine species.
Cameras of appropriate quality will be
used for photographs and video to
record sightings and verify species
identification. Each PSO must have a
camera and backup cameras should be
available. During night operations,
night-vision equipment (night-vision
goggles with thermal clip-ons) and
infrared technology will be used.
Position data will be recorded using
hand-held or vessel global positioning
system (GPS) units for each sighting.
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Radios for each PSO are required in
order to communicate among vessel
crew and PSOs. PSO must also have
compasses and any other tools
necessary to perform other PSO tasks.
PSOs shall be responsible for visually
monitoring and identifying marine
mammals approaching or entering the
established monitoring zones as well as
beyond the monitoring zones to the
maximum extent possible. PSOs will
record animals both within and beyond
the monitoring zones during survey
activities.
Data on all PSO observations must be
recorded based on standard PSO
collection requirements. PSOs must use
standardized data forms, whether hard
copy or electronic. This shall include
the following:
• Vessel names (source vessel and
other vessels associated with survey),
vessel size and type, maximum speed
capability of vessel, port of origin, and
call signs;
• PSO names and affiliations;
• Dates of departures and returns to
port with port name;
• Date and participants of PSO
briefings;
• Dates and times (Greenwich Mean
Time) of survey effort and times
corresponding with PSO effort;
• Vessel location (latitude/longitude)
when survey effort begins and ends;
vessel location at beginning and end of
visual PSO duty shifts;
• Vessel heading and speed at
beginning and end of visual PSO duty
shifts and upon any line change;
• Environmental conditions while on
visual survey (at beginning and end of
PSO shift and whenever conditions
change significantly), including wind
speed and direction, Beaufort sea state,
Beaufort wind force, swell height,
weather conditions, cloud cover, sun
glare, and overall visibility to the
horizon;
• Factors that may be contributing to
impaired observations during each PSO
shift change or as needed as
environmental conditions change (e.g.,
vessel traffic, equipment malfunctions);
• Survey activity information, such as
acoustic source power output while in
operation, and any other notes of
significance (i.e., pre-ramp-up survey,
ramp-up, shutdown, testing, ramp-up
completion, end of operations, etc.);
• If a marine mammal is sighted, the
following information should be
reported:
(a) Watch status (sighting made by
PSO on/off effort, opportunistic, crew,
alternate vessel/platform);
(b) PSO who sighted the animal;
(c) Time of sighting;
(d) Vessel location at time of sighting;
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(e) Water depth;
(f) Direction of vessel’s travel
(compass direction);
(g) Direction of animal’s travel relative
to the vessel;
(h) Pace of the animal;
(i) Estimated distance to the animal
and its heading relative to vessel at
initial sighting;
(j) Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified); also
note the composition of the group if
there is a mix of species;
(k) Estimated number of animals
(high/low/best);
(l) Estimated number of animals by
cohort (adults, yearlings, juveniles,
calves, group composition, etc.);
(m) Description (as many
distinguishing features as possible of
each individual seen, including length,
shape, color, pattern, scars or markings,
shape and size of dorsal fin, shape of
head, and blow characteristics);
(n) Detailed behavior observations
(e.g., number of blows, number of
surfaces, breaching, spyhopping, diving,
feeding, traveling; as explicit and
detailed as possible; note any observed
changes in behavior);
(o) Animal’s closest point of approach
and/or closest distance from the center
point of the acoustic source;
(p) Platform activity at time of
sighting (e.g., deploying, recovering,
testing, data acquisition, other); and
(q) Description of any actions
implemented in response to the sighting
(e.g., delays, shutdown, ramp-up, speed
or course alteration, etc.) and time and
location of the action.
Reporting Measures
Within 90 days after completion of
survey activities, a final report will be
provided to NMFS that fully documents
the methods and monitoring protocols,
summarizes the data recorded during
monitoring, estimates the number of
marine mammals estimated to have
been taken during survey activities, and
provides an interpretation of the results
and effectiveness of all mitigation and
monitoring. All raw observational data
shall be made available to NMFS. The
draft report must be accompanied by a
certification from the lead PSO as to the
accuracy of the report, and the lead PSO
may submit directly to NMFS a
statement concerning implementation
and effectiveness of the required
mitigation and monitoring. Any
recommendations made by NMFS must
be addressed in the final report prior to
acceptance by NMFS. A final report
must be submitted within 30 days
following resolution of any comments
on the draft report.
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Notification of Injured or Dead Marine
Mammals
In the unanticipated event that the
specified HRG activities lead to an
injury of a marine mammal (Level A
harassment) or mortality (e.g., shipstrike, gear interaction, and/or
entanglement), Avangrid would
immediately cease the specified
activities and report the incident to the
Chief of the Permits and Conservation
Division, Office of Protected Resources
and the NMFS Southeast Regional
Stranding Coordinator. The report
would include the following
information:
• Time, date, and location (latitude/
longitude) of the incident;
• Name and type of vessel involved;
• Vessel’s speed during and leading
up to the incident;
• Description of the incident;
• Status of all sound source use in the
24 hours preceding the incident;
• Water depth;
• Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, and visibility);
• Description of all marine mammal
observations in the 24 hours preceding
the incident;
• Species identification or
description of the animal(s) involved;
• Fate of the animal(s); and
• Photographs or video footage of the
animal(s) (if equipment is available).
Activities would not resume until
NMFS is able to review the
circumstances of the event. NMFS
would work with Avangrid to minimize
reoccurrence of such an event in the
future. Avangrid would not resume
activities until notified by NMFS.
In the event that Avangrid discovers
an injured or dead marine mammal and
determines that the cause of the injury
or death is unknown and the death is
relatively recent (i.e., in less than a
moderate state of decomposition),
Avangrid would immediately report the
incident to the Chief of the Permits and
Conservation Division, Office of
Protected Resources and the NMFS
Southeast Regional Stranding
Coordinator. The report would include
the same information identified in the
paragraph above. Activities would be
able to continue while NMFS reviews
the circumstances of the incident.
NMFS would work with Avangrid to
determine if modifications in the
activities are appropriate.
In the event that Avangrid discovers
an injured or dead marine mammal and
determines that the injury or death is
not associated with or related to the
activities authorized in the IHA (e.g.,
previously wounded animal, carcass
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with moderate to advanced
decomposition, or scavenger damage),
Avangrid would report the incident to
the Chief of the Permits and
Conservation Division, Office of
Protected Resources, and the NMFS
Southeast Regional Stranding
Coordinator, within 24 hours of the
discovery. Avangrid would provide
photographs or video footage (if
available) or other documentation of the
stranded animal sighting to NMFS.
Avangrid may continue its operations
under such a case.
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, this introductory
discussion of our analyses applies to all
the species listed in Table 7, given that
many of the anticipated effects of this
project on different marine mammal
stocks are expected to be relatively
similar in nature. Where there are
meaningful differences between species
or stocks, or groups of species, in
anticipated individual responses to
activities, impact of expected take on
the population due to differences in
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population status, or impacts on habitat,
they are described independently in the
analysis below.
As explained the in the Federal
Register notice of proposed IHA (84 FR
17384; April 25, 2019), PTS, masking,
non-auditory physical effects, and
vessel strike are not expected to occur.
Marine mammal habitat may be
impacted by elevated sound levels but
these impacts would be short term.
Feeding behavior is not likely to be
significantly impacted. Prey species are
mobile, and are broadly distributed
throughout the survey area; therefore,
marine mammals that may be
temporarily displaced within the
comparatively small ensonified area
during survey activities are expected to
be able to resume foraging once they
have moved away from areas with
disturbing levels of underwater noise.
Because of the availability of similar
habitat and resources in the surrounding
area, and the lack of important or
unique marine mammal habitat, the
impacts to marine mammals and the
food sources that they utilize are not
expected to cause significant or longterm consequences for individual
marine mammals or their populations.
Additionally, there are no feeding areas
or mating grounds known to be
biologically important to marine
mammals within the project area with
the exception of a migratory BIA for
North Atlantic right whales described
below.
Biologically Important Areas (BIA)
The survey area overlaps with a
biologically important migratory area for
North Atlantic right whales (effective
March–April and November–December)
that extends from Massachusetts to
Florida (LaBrecque, et al., 2015). As
previously noted, no take of North
Atlantic right whales has been
authorized, and HRG survey operations
will be required to shut down at 500 m
to further minimize any potential effects
to this species. The fact that the spatial
acoustic footprint of the survey is very
small relative to the spatial extent of the
available migratory habitat, combined
with the fact that no takes of right
whales are anticipated, leads us to
expect that right whale migration will
not be impacted by the survey.
Unusual Mortality Events (UME)
A UME is defined under the MMPA
as a stranding that is unexpected;
involves a significant die-off of any
marine mammal population; and
demands immediate response. Two
UMEs are ongoing and under
investigation relevant to the HRG survey
area for species for which take has been
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31047
authorized. These involve humpback
whales and minke whales. There is
currently no direct connection between
the UMEs, as there is no evident cause
of stranding or death that is common
across the species involved in the
UMEs. Additionally, strandings across
the two species are not clustering in
space or time. We are authorizing take
of only limited numbers of humpback
(10) and minke whale (17) by Level B
harassment in the form of minor, shortterm behavioral modifications that are
unlikely to directly or indirectly result
in strandings or mortality.
Based on the foregoing information,
direct physical interactions (ship strikes
and entanglements) appear to be
responsible for many of the UME
mortalities recorded. The planned HRG
survey with the required mitigation and
monitoring is not likely to result in any
mortalities, nor combine with the effects
of the ongoing UMEs to result in any
additional impacts not analyzed here.
Fishing gear and in-water lines will not
be employed by the survey vessel, and
ship speed and avoidance mitigation
measures will minimize risk of ship
strikes.
The required mitigation measures are
expected to reduce the number and/or
severity of takes by giving animals the
opportunity to move away from the
sound source before HRG survey
equipment reaches full energy and
preventing animals from being exposed
to sound levels that have the potential
to cause injury (Level A harassment)
and more severe Level B harassment
during HRG survey activities. Vessel
strike avoidance requirements will
further mitigate potential impacts to
marine mammals during vessel transit
to and within the survey area.
Avangrid did not request, and NMFS
is not authorizing, take of marine
mammals by serious injury or mortality.
NMFS expects that most takes would
primarily consist of short-term Level B
behavioral harassment in the form of
temporary vacating of the area or
decreased foraging (if such activity were
occurring). These reactions are
considered to be of low severity and
with no lasting biological consequences
(e.g., Southall et al., 2007). Since the
source is mobile, a specified area would
be ensonified by sound levels that could
result in take for only a short period.
Additionally, required mitigation
measures would reduce exposure to
sound that could result in more severe
forms of harassment.
In summary, and as described above,
the following factors primarily support
our determination that the impacts
resulting from this activity are not
expected to adversely affect the species
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or stock through effects on annual rates
of recruitment or survival:
• No mortality or injury is anticipated
or authorized;
• Take is anticipated to be by Level
B behavioral harassment only,
consisting of brief startling reactions
and/or temporary avoidance of the
survey area;
• Foraging success is not likely to be
significantly impacted as effects on
species that serve as prey species for
marine mammals from the survey are
expected to be minimal and the project
area does not overlap any known
important feeding areas;
• The availability of alternate areas of
similar habitat value will allow marine
mammals to temporarily vacate the
survey area to avoid exposure to sounds
generated by operation of HRG
equipment.
• While the survey area is within
areas noted as biologically important for
migration of the North Atlantic right
whale, migration would not be affected
since project activities would occur in
such a comparatively small area and no
takes of right whales are expected or
authorized. In addition, mitigation
measures will be required to shut down
sound sources at 500 m to further
minimize any potential for effects to this
species; and
• The mitigation measures, including
visual monitoring and shutdowns, are
expected to minimize potential impacts
to marine mammals, particularly in light
of the small size of the take zones.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
monitoring and mitigation measures,
NMFS finds that the total marine
mammal take from the activity will have
a negligible impact on all affected
marine mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities relative to the species.
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The numbers of marine mammals that
we have authorized for take, for all
species and stocks, would be considered
small relative to the relevant stocks or
populations (less than 3 percent for the
bottlenose dolphin Western North
Atlantic, southern migratory coastal
stock and less than one percent for all
other species and stocks proposed for
authorization). See Table 7. Based on
the analysis contained herein of the
activity (including the mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS finds that small numbers of
marine mammals will be taken relative
to the population sizes of the affected
species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of marine mammals implicated by this
action. Therefore, NMFS has
determined that the total taking of
affected species or stocks would not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence purposes.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our action
(i.e., the issuance of an incidental
harassment authorization) with respect
to potential impacts on the human
environment. Accordingly, NMFS
prepared an Environmental Assessment
(EA) and analyzed the potential impacts
to marine mammals that would result
from the project. A Finding of No
Significant Impact (FONSI) was signed
in May 2019. A copy of the EA and
FONSI is available https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-other-energyactivities-renewable.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat.
No incidental take of ESA-listed
species is expected or authorized for
this activity. Therefore, NMFS has
determined that formal consultation
under section 7 of the ESA is not
required for this action.
PO 00000
Frm 00032
Fmt 4703
Sfmt 4703
Authorization
NMFS has issued an IHA to Avangrid
for conducting marine site
characterization surveys off the Coast of
Virginia and North Carolina from June
1, 2019, through May 31, 2020, provided
the previously mentioned mitigation,
monitoring, and reporting requirements
are incorporated.
Dated: June 25, 2019.
Catherine Marzin,
Acting Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–13874 Filed 6–27–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XH074
Caribbean Fishery Management
Council; Public Meetings
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice of public meetings.
AGENCY:
The Caribbean Fishery
Management Council’s (Council)
District Advisory Panels (DAPs) of
Puerto Rico, St. Thomas/St. John and St.
Croix, USVI, will hold a one-day
meeting in July for each of its panels to
discuss the items contained in the
agenda SUPPLEMENTARY INFORMATION.
DATES: The meetings will be held as
follows:
• DAP/PR—July 30, 2019, from 10
a.m. to 5 p.m., at the Condado Palm
Hotel, in Condado, P.R.
• DAP/STT/STJ—July 30, 2019, from
10 a.m. to 5 p.m., at the Windward
Passage Hotel, St. Thomas, U.S.V.I.
• DAP/STX—July 31, 2019, from 10
a.m. to 5 p.m., at The Buccaneer Hotel,
St. Croix, U.S.V.I.
ADDRESSES:
• The meeting in Puerto Rico will be
held at the Condado Palm Hotel, 55
Condado Avenue, San Juan, Puerto
Rico.
• The meeting in St. Thomas will be
held at the Windward Passage Hotel,
Veterans Drive, Charlotte Amalie, St.
Thomas, U.S.V.I.
• The meeting in St. Croix will be
held at The Buccaneer Hotel, 5007
Estate Shoys, Christiansted, St. Croix,
U.S.V.I.
SUMMARY:
FOR FURTHER INFORMATION CONTACT:
Miguel A. Rolo´n, Caribbean Fishery
Management Council, 270 Mun˜oz
E:\FR\FM\28JNN1.SGM
28JNN1
Agencies
[Federal Register Volume 84, Number 125 (Friday, June 28, 2019)]
[Notices]
[Pages 31032-31048]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-13874]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG612
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Site Characterization Surveys Off
the Coast of North Carolina
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; issuance of an incidental harassment authorization.
-----------------------------------------------------------------------
SUMMARY: In accordance with the regulations implementing the Marine
Mammal Protection Act (MMPA) as amended, notification is hereby given
that we have issued an incidental harassment authorization (IHA) to
Avangrid Renewables, LLC (Avangrid) to take small numbers of marine
mammals, by harassment, incidental to high-resolution geophysical (HRG)
survey investigations associated with marine site characterization
activities off the coast of North Carolina in the area of the
Commercial Lease of Submerged Lands for Renewable Energy Development on
the Outer Continental Shelf (OCS-A 0508) (the Lease Area) and the
coastal waters off North Carolina and Virginia where one or more cable
route corridors will be established.
DATES: This authorization is effective from June 1, 2019, through May
31, 2020.
FOR FURTHER INFORMATION CONTACT: Rob Pauline, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as the issued IHA, may be obtained
online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems
accessing these documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
[[Page 31033]]
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other means of effecting the least practicable adverse
impact on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the monitoring and
reporting of such takings must be set forth.
Summary of Request
On October 4, 2018, NMFS received a request from Avangrid for an
IHA to take marine mammals incidental to HRG survey investigations off
the coast of North Carolina in the OCS-A 0508 Lease Area and in the
coastal waters of Virginia and North Carolina where one or more cable
route corridors will be established to support the development of an
offshore wind project. The application was deemed adequate and complete
on February 21, 2019. Avangrid's request is for take of small numbers
of nine species by Level B harassment only. Neither Avangrid nor NMFS
expects serious injury or mortality to result from this activity and,
therefore, an IHA is appropriate.
Description of the Specified Activity
Overview
The purpose of the marine site characterization survey is to
support the siting, design, and deployment of up to three
meteorological data buoy deployment areas and obtain a baseline
assessment of seabed/sub-surface soil conditions in the Lease Area and
cable route corridors to support the siting of a planned wind farm.
Underwater sound resulting from use of HRG equipment for site
characterization purposes can have the potential to result in
incidental take of marine mammals. The survey area extends along the
coast from near the mouth of the Chesapeake Bay to Currituck, North
Carolina. Up to 37 days of active HRG survey operations are planned and
could take place any time during the one year authorization period. The
surveys are planned to take place during the summer months. The IHA
would be effective for one year. Take of marine mammals is anticipated
to be in the form of Level B harassment only; no serious injury or
mortality is anticipated or authorized. The IHA is effective from June
1, 2019, through May 31, 2020.
A detailed description of the planned survey activities, including
types of survey equipment planned for use, is provided in the Federal
Register notice for the proposed IHA (84 FR 17384; April 25, 2019).
Since that time, no changes have been made to the planned activities.
Therefore, a detailed description is not repeated here. Please refer to
that Federal Register notice for the description of the specified
activity.
Comments and Responses
A notice of NMFS' proposal to issue an IHA was published in the
Federal Register on April 25, 2019 (84 FR 17384). During the 30-day
public comment period, NMFS received a comment letter from the Marine
Mammal Commission (Commission) and from a group of non-governmental
organizations (NGOs) including Natural Resources Defense Council,
National Wildlife Federation, Southern Environmental Law Center, North
Carolina Wildlife Federation, Oceanic Preservation Society, Mass
Audubon, Defenders of Wildlife, WDC North America, NY4WHALES, Gotham
Whale, Ocean Conservation Research, Conservation Law Foundation, Inland
Ocean Coalition, International Marine Mammal Project of the Earth
Island Institute, and Sanctuary Education Advisory Specialists SEAS
LLC. NMFS has posted the comments online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable. The following is
a summary of the public comments received and NMFS' responses.
Comment 1: The Commission recommended that, until the behavior
thresholds are updated, NMFS require applicants to use the 120- rather
than 160-dB re 1 [mu]Pa threshold for intermittent, non-impulsive
sources (i.e., parametric SBPs, chirps, echosounders, and other
sonars). The Commission stated that general Level B harassment
thresholds currently relate only to impulsive and continuous sources
and that NMFS's characterization of the parametric SBPs and chirps as
impulsive sources for the purpose of estimating the extent of the Level
B harassment thresholds is incorrect. The Commission related that these
sources are neither impulsive nor continuous sources, but rather should
be described as non-impulsive, intermittent sources. Researchers have
observed that various species of marine mammals, including harbor
porpoises, respond to sound from sources with similar characteristics
at received levels below 160 dB re 1 [micro]Pa. The Commission noted
that the behavior thresholds currently used by NMFS do not reflect the
current state of understanding regarding the temporal and spectral
characteristics of various sound sources and their impacts on marine
mammals. Therefore, NMFS should default to the more precautionary Level
B harassment threshold of 120 dB re 1 [micro]Pa.
Response: NMFS has historically used generalized acoustic
thresholds based on received levels to predict the occurrence of
behavioral harassment, given the practical need to use a relatively
simple threshold based on information that is available for most
activities. Thresholds were selected in consideration largely of
measured avoidance responses of mysticete whales to airgun signals and
to industrial noise sources, such as drilling. The selected thresholds
of 160 dB rms SPL and 120 dB rms SPL, respectively, have been extended
for use since then for estimation of behavioral harassment associated
with noise exposure from sources associated with other common
activities as well.
Sound sources can be divided into broad categories based on various
criteria or for various purposes. As discussed by Richardson et al.
(1995), source characteristics include strength of signal amplitude,
distribution of sound frequency and, importantly in context of these
thresholds, variability over time. With regard to temporal properties,
sounds are generally considered to be either continuous or transient
(i.e., intermittent). Continuous sounds, which are produced by the
industrial noise sources for which the 120-dB behavioral harassment
threshold was selected, are simply those whose sound pressure level
remains above ambient sound during the observation
[[Page 31034]]
period (ANSI, 2005). Intermittent sounds are defined as sounds with
interrupted levels of low or no sound (NIOSH, 1998). Simply put, a
continuous noise source produces a signal that continues over time,
while an intermittent source produces signals of relatively short
duration having an obvious start and end with predictable patterns of
bursts of sound and silent periods (i.e., duty cycle) (Richardson and
Malme, 1993). It is this fundamental temporal distinction that is most
important for categorizing sound types in terms of their potential to
cause a behavioral response. For example, Gomez et al. (2016) found a
significant relationship between source type and marine mammal
behavioral response when sources were split into continuous (e.g.,
shipping, icebreaking, drilling) versus intermittent (e.g., sonar,
seismic, explosives) types. In addition, there have been various
studies noting differences in responses to intermittent and continuous
sound sources for other species (e.g., Neo et al., 2014; Radford et
al., 2016; Nichols et al., 2015).
Sound sources may also be categorized based on their potential to
cause physical damage to auditory structures and/or result in threshold
shifts. In contrast to the temporal distinction discussed above, the
most important factor for understanding the differing potential for
these outcomes across source types is simply whether the sound is
impulsive or not. Impulsive sounds, such as those produced by airguns,
are defined as sounds which are typically transient, brief (<1 sec),
broadband, and consist of a high peak pressure with rapid rise time and
rapid decay (ANSI, 1986; NIOSH, 1998). These sounds are generally
considered to have greater potential to cause auditory injury and/or
result in threshold shifts. Non-impulsive sounds can be broadband,
narrowband or tonal, brief or prolonged, continuous or intermittent,
and typically do not have the high peak pressure with rapid rise/decay
time that impulsive sounds do (ANSI, 1995; NIOSH, 1998). Because the
selection of the 160-dB behavioral threshold was focused largely on
airgun signals, it has historically been commonly referred to as the
``impulse noise'' threshold (including by NMFS). However, this
longstanding confusion in terminology--i.e., the erroneous impulsive/
continuous dichotomy--presents a narrow view of the sound sources to
which the thresholds apply, and inappropriately implies a limitation in
scope of applicability for the 160-dB behavioral threshold in
particular.
An impulsive sound is by definition intermittent; however, not all
intermittent sounds are impulsive. Many sound sources for which it is
generally appropriate to consider the authorization of incidental take
are in fact either impulsive (and intermittent) (e.g., impact pile
driving) or continuous (and non-impulsive) (e.g., vibratory pile
driving). However, parametric SBPs and chirps present a less common
case where the sound produced is considered intermittent but non-
impulsive. Herein lies the crux of the Commission's argument, i.e.,
that because HRG equipment used in site characterization surveys are
not impulsive sound sources, they must be assessed using the 120-dB
behavioral threshold appropriate for continuous noise sources. However,
given the existing paradigm--dichotomous thresholds appropriate for
generic use in evaluating the potential for behavioral harassment
resulting from exposure to continuous or intermittent sound sources--
the Commission does not adequately explain why potential harassment
from an intermittent sound source should be evaluated using a threshold
developed for use with continuous sound sources. As we have stated in
prior responses to this recommendation, consideration of the preceding
factors leads to a conclusion that the 160-dB threshold is more
appropriate for use than is the 120-dB threshold.
As noted above, the Commission first claims generically that we are
using an incorrect threshold, because parametric SBPs and chirps do not
produce impulse noise. However, in bridging the gap from this generic
assertion to their specific recommendation that the 120-dB continuous
noise threshold should be used, the Commission makes several leaps of
logic that we address here. The Commission's justification is in large
part seemingly based on citation to examples in the literature of the
most sensitive species responding at lower received levels to sources
dissimilar to those considered here. There are three critical errors in
this approach.
First, the citation of examples of animals ``responding to sound''
does not equate to behavioral harassment, as defined by the MMPA. As
noted above under ``Background,'' the MMPA defines Level B harassment
as acts with the potential to disturb a marine mammal by causing
disruption of behavioral patterns. While it is possible that some
animals do in fact experience Level B harassment upon exposure to
intermittent sounds at received levels less than the 160-dB threshold,
this is not in and of itself adequate justification for using a lower
threshold. Implicit in the use of a step function for quantifying
behavioral harassment is the realistic assumption, due to behavioral
context and other factors, that some animals exposed to received levels
below the threshold will in fact experience harassment, while others
exposed to levels above the threshold will not. Moreover, a brief,
transient behavioral response should not necessarily be considered as
having the potential to disturb by disrupting behavioral patterns.
Many of the examples given by the Commission demonstrate mild
responses, but not behavioral changes more likely to indicate Level B
harassment. As an example, Kastelein et al. (2006a) describe the
response of harbor porpoise to an experimental acoustic alarm
(discussed below; power averaged source level of 145 dB), while also
noting that a striped dolphin showed no reaction to the alarm, despite
both species being able to clearly detect the signal.
Second, many of the cited studies do not present a relevant
comparison. These studies discuss sources that are not appropriately or
easily compared to the sources considered here and/or address responses
of animals in experimental environments that are not appropriately
compared to the likely exposure context here. For example, aside from
the well-developed literature concerning ``acoustic harassment'' or
``acoustic deterrent'' devices--which are obviously designed for the
express purpose of harassing marine mammals (usually specific species
or groups)--Kastelein et al. (2006b) describe harbor seal responses to
signals used as part of an underwater data communication network. In
this case, seals in a pool were exposed to signals of relatively long
duration (1-2 seconds) and high duty cycle for 15 minutes, with
experimental signals of continuously varying frequency, three different
sound blocks, or frequency sweeps. These seals swam away from the sound
(though they did not attempt to reduce exposure by putting their heads
out of the water), but this result is of questionable relevance to
understanding the likely response of seals in the wild that may be
exposed to a 1-ms single-frequency signal from an echosounder moving
past the seal as a transient stimulus.
Third, the Commission relies heavily on the use of examples
pertaining to the most sensitive species, which does not support an
argument that the 120-dB threshold should be applied to all species.
NMFS has acknowledged that the scientific evidence indicates that
certain species are, in general, more acoustically sensitive than
others. In particular, harbor porpoise and beaked
[[Page 31035]]
whales are considered to be behaviorally sensitive, and it may be
appropriate to consider use of lower behavioral harassment thresholds
for these species. NMFS is considering this issue in its current work
of developing new guidelines for assessing behavioral harassment;
however, until this work is completed and new guidelines are identified
(if appropriate), the existing generic thresholds are retained.
Moreover, as is discussed above for other reasons, the majority of
examples cited by the Commission are of limited relevance in terms of
comparison of sound sources. In support of their statement that
numerous researchers have observed marine mammals responding to sound
from sources claimed to be similar to those considered herein, the
Commission indeed cites numerous studies; however, the vast majority of
these address responses of harbor porpoise or beaked whales to various
types of acoustic alarms or deterrent devices.
We acknowledge that the Commission presents legitimate points in
support of defining a threshold specific to non-impulsive, intermittent
sources and that, among the large number of cited studies, there are a
few that show relevant results of individual animals responding to
exposure at lower received levels in ways that could be considered
harassment. As noted in a previous comment response, NMFS is currently
engaged in an ongoing effort towards developing updated guidance
regarding the effects of anthropogenic sound on marine mammal behavior.
However, prior to conclusion of this effort, NMFS will continue using
the historical Level B harassment thresholds (or derivations thereof)
and will appropriately evaluate behavioral harassment due to
intermittent sound sources relative to the 160-dB threshold.
Comment 2: The Commission and NGOs expressed concern that the
Renewal process discussed in the notice for the proposed IHA is
inconsistent with the statutory requirements contained in section
101(a)(5)(D) of the MMPA. The NGOs asserted that IHAs can be valid for
not more than one year and both commenters stated that 30 days for
comment, including on Renewal IHAs, is required.
Response: NMFS' IHA Renewal process meets all statutory
requirements. All IHAs issued, whether an initial IHA or a Renewal, are
valid for a period of not more than one year. And the public has 30
days to comment on proposed IHAs, with a cumulative total of 45 days
for IHA Renewals. One commenter characterized the agency's request for
comments as seeking comment on the Renewal process and the proposed
IHA, but the request for comments was not so limited. The Request for
Public Comments section made clear that the agency was seeking comment
on both the initial proposed IHA for this project and the potential
issuance of a Renewal. Because any Renewal (as explained in the Request
for Public Comments section) is limited to another year of identical or
nearly identical activities (as described in the Description of
Proposed Activity) or the same activities that were not completed
within the one-year period of the initial IHA, reviewers have the
information needed to effectively comment on both the immediate
proposed IHA and a possible one-year Renewal, should the IHA holder
choose to request one in the coming months. Minor changes have been
made to the description of the Renewal process to make this even
clearer.
While there will be additional documents submitted with a Renewal
request, for a qualifying Renewal these will be limited to
documentation verifying that the activities are identical to those in
the initial IHA, are nearly identical such that the changes would have
either no effect on impacts to marine mammals or decrease those
impacts, or are a subset of activities analyzed and authorized but not
completed under the initial IHA. The Renewal request will also contain
a preliminary monitoring report, but that is to verify that effects
from the activities do not indicate impacts of a scale or nature not
previously analyzed. An additional 15-day public comment period
provides the public an opportunity to review these documents and any
additional pertinent information and comment on whether they think the
criteria for a Renewal have been met. Between the initial 30-day
comment period on these same activities and the additional 15 days, the
total comment period for a Renewal is 45 days.
Comment 3: The NGOs stated that NMFS should explain why applicants
whose activities may result in incidental take of marine mammals over
more than one year should not be required to apply for incidental take
authorization under section 101(a)(5)(A), which provides for
authorizations for up to five years.
Response: It is up to an applicant to decide which authorization
process it wants to pursue. While it is correct that MMPA
authorizations under section 101(a)(5)(A) can be issued for up to five
years (seven years for military readiness activities), the agency
cannot require an applicant to apply under this provision. An applicant
whose activities qualify for an IHA has the right to choose that course
of action, including requesting a second year of authorization if they
meet all of the criteria for an IHA Renewal.
Comment 4: The Commission and NGOs also argued that the 15-day
comment period places a burden on reviewers, who will need to review
the original authorization and numerous supporting documents and then
formulate comments very quickly. The Commission stated that if proposed
renewals are complex or occur frequently, reviewers who attempt to
comment on all proposed authorizations and renewals would be hard
pressed to do so within the 15-day comment period.
Response: NMFS has taken a number of steps to ensure the public has
adequate notice, time, and information to be able to comment
effectively on Renewal IHAs within the limitations of processing
Renewal requests efficiently. Federal Register notices for proposed
initial IHAs identify the conditions under which a one-year Renewal IHA
could be appropriate. This information would have been presented in the
Request for Public Comments section, which encouraged submission of
comments on a potential one-year Renewal in addition to the initial IHA
during the initial 30-day comment period. With this information about
the Renewal process and the project-specific information provided in
the Federal Register notice, reviewers have the information needed to
provide information and comment on both the initial IHA and a potential
Renewal for the project. Thus reviewers interested in submitting
comments on a proposed Renewal will have already reviewed the
activities and mitigation and monitoring measures, which will not
change from the IHA issued, and the anticipated effects of those
activities on marine mammals and provided their comments during the
initial 30-day comment period. When we receive a request for a Renewal
IHA, we will publish notice of the proposed IHA Renewal in the Federal
Register and provide an additional 15 days for public comment to allow
review of the additional documents (preliminary monitoring report,
Renewal request, and proposed Renewal), which should confirm that the
activities have not changed (or only minor changes), commit to continue
the same mitigation and monitoring measures, and document that
monitoring does not indicate any impacts of a scale or nature not
previously analyzed. In addition, to minimize any burden on reviewers,
NMFS will directly contact all
[[Page 31036]]
commenters on the initial IHA by email, phone, or, if the commenter did
not provide email or phone information, by postal service to provide
them direct notice about the opportunity to submit any additional
comments on the proposed Renewal IHA.
Comment 5: The NGOs commented that NMFS apparently intends for the
IHA Renewal process to become the rule rather than the exception. The
Commission recommended that NMFS use the renewal process sparingly and
limit its use to only those proposed IHAs that are expected to have the
lowest levels of impacts to marine mammals and that require the least
complex analyses.
Response: As described in the Federal Register notice for the
proposed IHA and on NMFS' website where information on all MMPA
incidental take authorization processes is provided, requests for
Renewal IHAs are appropriate only in the limited circumstances
described in the response to Comment 2. NMFS does not anticipate many
projects that would meet all the criteria for a Renewal. Nonetheless,
information about the Renewal process and the opportunity to comment on
a potential Renewal is included in every notice of a proposed IHA
because NMFS cannot necessarily predetermine who may seek or qualify
for a Renewal. NMFS has also explained that the possibility of a
Renewal must be included in the notice of the initial proposed IHA for
the agency to consider a Renewal request, for the purpose of providing
adequate opportunity for public comment as discussed in the response
above. Where the commenter has likely already reviewed and commented on
the initial proposed IHA and a potential Renewal for these same
activities, the abbreviated additional comment period is sufficient for
consideration of the results of the preliminary monitoring report and
new information (if any) from the past months.
NMFS' purpose in providing for Renewals is two-fold. First and
foremost, the efficiencies in dealing with these simple, low-impact
projects (which have already been fully described and analyzed in the
initial IHA) frees up limited staff resources to increase focus on more
complex and impactful projects, creating opportunities for increased
conservation value and even better utilization of new science and
evolving technologies. In addition, while the agency has always striven
for efficiency in regulatory processes, recent directives have called
for agencies to put processes in place that reduce regulatory timelines
and the regulatory burden on the public. The Renewal process reduces
the effort needed by both applicants and NMFS staff for simple,
relatively low impact projects with little to no uncertainty regarding
effects that have already been analyzed by the agency and considered by
the public--with no reduction in protection to marine mammals.
Comment 6: The Commission recommended that, in the future, NMFS
take all steps necessary to ensure that it publishes and finalizes
proposed incidental harassment authorizations far enough in advance of
the planned start date of the proposed activities to ensure full
consideration is given to any and all comments received.
Response: NMFS encourages all applicants to submit applications for
IHAs five to eight months in advance of the intended project start date
and for rulemakings/LOAs at least nine months, and preferably 15
months, in advance of the intended project start date. More generally,
NMFS publishes FR notices for proposed IHAs as quickly as possible once
the application is received and aims to allow more time on the back end
of the comment period, but there are situations where the length of
processing times are driven by the exigency of an applicant's activity
start date or by the need to work with applicants to ensure we have the
necessary information to deem an application adequate and complete.
Here, NMFS provided the required 30-day notice for public comment, and
has adequately considered the comments received in making the necessary
findings for this IHA.
Comment 7: The NGOs recommended that NMFS impose a restriction on
site assessment and characterization activities that have the potential
to harass the North Atlantic right whale from November 1st to April 30
in case of delay of planned surveys beyond summer.
Response: In evaluating how mitigation may or may not be
appropriate to ensure the least practicable adverse impact on species
or stocks and their habitat, we carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat; and
(2) the practicability of the measures for applicant implementation,
which may consider such things as relative cost and impact on
operations.
Avangrid determined the planned duration of the survey based on
their data acquisition needs, which are largely driven by the Bureau of
Ocean Energy Management's (BOEM) data acquisition requirements prior to
required submission of a construction and operations plan (COP). Even
though Avangrid plans to conduct the survey during summer of 2019,
unexpected delays may occur. Our analysis of the potential impacts of
the survey on right whales does not indicate that such closures are
warranted, as we do not anticipate any potential impacts to right
whales from the survey activities during any time of the year
particularly with the mitigation requirements. No behavioral
disturbance or injury to right whales is expected and none is
authorized in the IHA. Therefore, NMFS has determined that time and
area restrictions are not warranted in this case. Existing mitigation
measures, including exclusion zones, ramp-up of survey equipment, and
vessel strike avoidance measures, are sufficiently protective to ensure
the least practicable adverse impact on species or stocks and their
habitat.
Comment 8: The NGOs recommended that geophysical surveys should
commence, with ramp up, during daylight hours only to maximize the
probability that marine mammals are detected and confirmed clear of the
exclusion zone (``EZ''). They state that if a right whale is detected
in the EZ at night and the survey shuts down, the survey should not
resume until daylight hours.
Response: We acknowledge the limitations inherent in detection of
marine mammals at night. However, similar to the discussion above
regarding time closures, restricting the ability of the applicant to
ramp-up surveys only during daylight hours would have the potential to
result in lengthy shutdowns of the survey equipment, which could result
in the applicant failing to collect the data they have determined is
necessary, which could result in the need to conduct additional surveys
the following year. This would result in significantly increased costs
incurred by the applicant. Thus the restriction suggested by the
commenters would not be practicable for the applicant to implement. In
addition, potential impacts to marine mammals authorized for take would
be limited to short-term behavioral responses. Restricting surveys in
the manner suggested by the commenters may reduce marine mammal
exposures by some degree in the short term, but would not result in any
significant reduction in either intensity or duration of noise
exposure. No injury is expected to result even in the absence of
mitigation, given the very small estimated Level A harassment
[[Page 31037]]
zones. In the event that NMFS imposed the restriction suggested by the
commenters, vessels would potentially be on the water for an extended
time introducing noise into the marine environment. Therefore, in
addition to practicability concerns for the applicant, the restrictions
recommended by the commenters could result in the surveys spending
increased time on the water, which may result in greater overall
exposure to sound for marine mammals; thus the commenters have not
demonstrated that such a requirement would result in a net benefit.
Furthermore, it is not anticipated that right whales would be exposed
to sound levels that would result in take by Level A or Level B
harassment. Therefore, in consideration of potential effectiveness of
the recommended measure and its practicability for the applicant, NMFS
has determined that restricting survey start-ups to daylight hours is
not warranted in this case.
Comment 9: The NGOs recommended that NMFS encourage developers to
partner with scientists to collect data that would increase the
understanding of the effectiveness of night vision and infrared
technologies off North Carolina, Virginia, and the broader mid-Atlantic
region, with a view towards greater reliance on these technologies to
commence surveys during nighttime hours in the future.
Response: NMFS agrees with the NGOs that improved data on relative
effectiveness of night vision and infra-red technologies would be
beneficial and could help to inform future efforts at detection of
marine mammals during nighttime activities. The commenters have not
provided us with any specific recommendations to evaluate beyond a
broad recommendation. However, we will encourage coordination and
communication between offshore wind developers and researchers on
effectiveness of night vision and infra-red technologies, to the extent
possible.
Comment 10: The NGOs recommended that NMFS require a 500 m EZ for
marine mammals and that protected species observers (PSOs) monitor to
an extended 1,000 m EZ for North Atlantic right whales. Another comment
from the NGOs suggested that survey activity should be shut down upon
the visual detection of a North Atlantic right whale, presumably at any
distance.
Response: Regarding the recommendation for a 1,000 m EZ
specifically for North Atlantic right whales, we have determined that
the 500 m EZ, as required in the IHA, is sufficiently protective. We
note that the 500 m EZ exceeds by two times the modeled distance to the
largest Level B harassment isopleth (200 m). Thus for North Atlantic
right whales detected by PSOs this EZ would be expected to effectively
minimize potential instances of injury and behavioral harassment. For
the same reason we are not requiring shutdown if a right whale is
observed beyond 500 m. Similarly, the recommended 500 m EZ for other
species is overly conservative when a 200 m isopleth has been modeled
for behavioral harassment.
Comment 11: PSOs should adhere to a shift schedule of two-on/two-
off to ensure no individual PSO is responsible for monitoring more than
180[deg] of the EZ at any one time.
Response: Previous IHAs issued for HRG surveys have required that a
single PSO must be stationed at the highest vantage point and engaged
in general 360-degree scanning during daylight hours. A number of
marine mammal monitoring reports submitted to NMFS have effectively
employed this approach. NMFS sees no reason to deviate from this
practice at the present time.
Comment 12: The NGOs recommended that a combination of visual
monitoring by PSOs and passive acoustic monitoring should be used at
all times.
Response: We do not think the use of PAM is necessarily warranted
for surveys using the sound sources proposed for use by Avangrid, due
to relatively small areas that are expected to be ensonified to the
Level A harassment threshold. Given that the effects to marine mammals
from the types of surveys authorized in this IHA are expected to be
limited to behavioral harassment even in the absence of mitigation, we
have determined the current requirements for visual monitoring are
sufficient to ensure the EZs and monitoring zones are adequately
monitored for this particular activity.
Comment 13: The NGOs recommended that all vessels operating within
the survey area, including support vessels, should maintain a speed of
10 knots or less during the entire survey period. If site
characterization and assessment activities are delayed into the fall
and winter, a 10-knot speed restriction on all project-associated
vessels transiting to/from the survey area from November 1 through
April 30 should also be required.
Response: NMFS has analyzed the potential for ship strike resulting
from Avangrid's activity and has determined that the mitigation
measures specific to ship strike avoidance are sufficient to avoid the
potential for ship strike. These include: A requirement that all vessel
operators comply with 10 knot (18.5 kilometer (km)/hour) or less speed
restrictions in any SMA or Dynamic Management Area (DMA); a requirement
that all vessel operators reduce vessel speed to 10 knots (18.5 km/
hour) or less when any large whale, any mother/calf pairs, pods, or
large assemblages of non-delphinoid cetaceans are observed within 100 m
of an underway vessel; a requirement that all survey vessels maintain a
separation distance of 500 m or greater from any sighted North Atlantic
right whale; a requirement that, if underway, vessels must steer a
course away from any sighted North Atlantic right whale at 10 knots or
less until the 500 m minimum separation distance has been established;
and a requirement that, if a North Atlantic right whale is sighted in a
vessel's path, or within 500 m of an underway vessel, the underway
vessel must reduce speed and shift the engine to neutral. Additional
measures to prevent the potential for ship strike are discussed in more
detail below (see the Mitigation section). We have determined that the
ship strike avoidance measures are sufficient to ensure the least
practicable adverse impact on species or stocks and their habitat. We
also note that vessel strike during surveys is extremely unlikely based
on the low vessel speed of approximately 4 knots (7.4 km/hour) while
transiting survey lines.
Comment 14: The NGOs recommended that NMFS account for the
potential for indirect ship strike risk resulting from habitat
displacement.
Response: NMFS determined that habitat displacement was not an
expected outcome of the specified activity, therefore an analysis of
potential impacts to marine mammals from habitat displacement is not
warranted in this case.
Comment 15: The NGOs commented that Lease Area lies to the west of
the Cape Hatteras Special Research Area (CHSRA) which is a highly
diverse and biologically productive marine ecosystem. Therefore, it is
crucial that that NMFS afford special attention to the general
importance of the waters off North Carolina to marine mammals when
permitting offshore wind development activities in this region, and
requires strong mitigation measures capable of protecting multiple
species in the Lease Area and cable route corridors.
Response: NMFS is requiring mitigation measures as part of the IHA
which do protect multiple marine mammal species.
[[Page 31038]]
Comment 16: The NGOs expressed concern regarding the marine mammal
density estimates used to calculate take. Specifically, they commented
that the density maps produced by Roberts et al. do not fully reflect
the abundance, distribution, and density of marine mammals, including
North Atlantic right whales, for the U.S. East Coast and therefore
should not be the only information source relied upon when estimating
take.
Response: NMFS has determined that the data provided by Roberts et
al. represents the best available information concerning marine mammal
density in the survey area and has used it accordingly. NMFS has
considered other available information, including that cited by the
commenters, and determined that it does not contradict the information
provided by Roberts et al. (2016). Furthermore, the information
discussed by the commenters does not provide data in a format that is
directly usable in an acoustic exposure analysis, and the commenters
make no useful recommendation regarding how to do so.
Comment 17: The NGOs recommended that NMFS' top priority should be
to consider any initial data from State monitoring efforts, passive
acoustic monitoring data, opportunistic marine mammal sightings data,
and other data sources, and to take steps now to develop a dataset that
more accurately reflects marine mammal presence so that it is in hand
for future IHA authorizations and other work.
Response: As noted above, we will review any recommended data
sources and will continue to use the best available information. We
welcome future input, even outside the comment period for this
particular IHA, from interested parties on data sources that may be of
use in analyzing the potential presence and movement patterns of marine
mammals, including North Atlantic right whales, in the mid-Atlantic
area.
Comment 18: The NGOs stated that NMFS should not adjust take
numbers for endangered whales based on the effectiveness of mitigation
measures. NMFS' assumptions regarding mitigation effectiveness are
unfounded according to the NGOs. They also do not believe it is
possible to mitigate all potential for Level B harassment though
implementation of an EZ for right whales or fin whales.
Response: NMFS reduced authorized take for these whale species to
zero down for right whale and fin whale. The NGOs' arguments against
reduction are: (i) The agency's reliance on a 160 dB threshold for
behavioral harassment is not supported by best available scientific
information and (ii) the monitoring protocols the agency prescribes for
the EZ are under-protective. NMFS addressed the first item in the
response to Comment 1 and the second item is addressed in responses to
Comment 8 and Comment 9.
Additionally, NMFS referenced monitoring reports from previous HRG
action to justify the effectiveness of mitigation measures and
reduction of right and fin whale take numbers. We acknowledge that
visual monitoring may not capture all of the animals that enter into a
harassment zone, especially during nighttime operations and adverse
weather conditions. Nevertheless, we believe it provides a reasonably
accurate depiction of observed take levels and supports the efficacy of
required mitigation measures. Also, note that the 200 m Level B
harassment isopleth is considered to be conservative based on sound
source verification testing. As such, NMFS has determined that given
the density of these species in the area and the size of the Level B
harassment zone (resulting in a very low likelihood of exposure absent
mitigation) combined with the likely effectiveness of the mitigation
should an unexpected encounter with either of these species occur--it
is reasonable to expect that Level B harassment of right and fin whales
will not occur.
Comment 19: The NGOs recommended that NMFS acknowledge the
potential for Level A harassment take on small cetaceans and reconsider
its analysis of Level A harassment take on harbor porpoise and other
acoustically sensitive species.
Response: Small cetaceans and harbor porpoises are highly mobile
species existing in an environment where HRG sound sources are non-
stationary. We find it unlikely that these marine mammals would remain
within the small injury zones long enough such that their cumulative
exposure would result in permanent threshold shift (PTS) as defined in
NMFS' Technical Guidance (2018).
Comment 20: The NGOs stated that is incumbent upon the agency to
address potential impacts to other endangered and protected whale
species, particularly in light of the UMEs declared for right whales,
humpback whales and minke whales, as well as the several strategic and/
or depleted stocks of small cetaceans that inhabit the region.
Response: We discuss the potential impacts of HRG surveys on
species experiencing UMEs and for which take is authorized (i.e.,
humpback whale, minke whale) in the Negligible Impact Determination
section. Please refer to that discussion.
Comment 21: The NGOs recommended NMFS: (1) Fund analyses of
recently collected sighting and acoustic data for all data-holders; and
(2) continue to fund and expand surveys and studies to improve our
understanding of distribution and habitat use of marine mammals in the
mid-Atlantic region.
Response: We agree with the NGOs that analyses of recently
collected sighting and acoustic data, as well as continued marine
mammal surveys, are warranted, and we welcome the opportunity to
participate in fora where implications of such data for potential
mitigation measures would be discussed; however, we have no statutory
authority or ability to require funding of such analyses and surveys.
Additionally, NMFS will fund pertinent surveys in the mid-Atlantic
region based on agency priorities and budgetary considerations.
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 1 lists species with expected potential for take in the
survey area and summarizes information related to the population or
stock, including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2018). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS's
SARs). While no mortality or serious injury is anticipated or
authorized here, PBR and annual serious injury and mortality from
anthropogenic sources are included here as gross indicators of the
status of the species and other threats.
[[Page 31039]]
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS' U.S. Atlantic SARs (e.g., Hayes et al., 2018). All values
presented in Table 1 are the most recent available at the time of
publication and are available in the 2017 SARs (Hayes et al., 2018) and
draft 2018 SARs (available online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 1--Marine Mammal Species That May Occur Near the Survey Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/MMPA status; Stock abundance (CV,
Common name Scientific name Stock strategic (Y/N) Nmin, most recent PBR Annual M/
\1\ abundance survey) \2\ SI \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae:
North Atlantic Right whale...... Eubalaena glacialis.... Western North Atlantic E/D; Y 451 (0; 445; 2017).... 0.9 5.56
(WNA).
Family Balaenopteridae (rorquals):
Humpback whale.................. Megaptera novaeangliae. Gulf of Maine.......... -/-; N 896 (0; 896; 2012).... 14.6 9.8
Fin whale....................... Balaenoptera physalus.. WNA.................... E/D; Y 1,618 (0.33; 1,234; 2.5 2.5
2011).
Sei whale....................... Balaenoptera borealis.. Nova Scotia............ E/D; Y 357 (0.52; 236........ 0.5 0.6
Minke whale..................... Balaenoptera Canadian East Coast.... -/-; N 2,591 (0.81; 1,425.... 14 7.5
acutorostrata.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae:
Short-finned pilot whale........ Globicephala WNA.................... -/-; Y 21,515 (0.37; 159 192
macrorhynchus. 15,913:2011).
Long-finned pilot whale......... Globicephala melas..... WNA.................... -/-; Y 5,636 (0.63; 3,464)... 35 38
Bottlenose dolphin.............. Tursiops spp........... WNA Offshore........... -/-; N 77,532 (0.40; 56053; 561 39.4
2016).
WNA Southern Migratory -/-; Y 3,751 (0.060; 2,353; 23 0-12.3
Coastal. 2017).
Short beaked common dolphin..... Delphinus delphis...... WNA.................... -/-; N 70,184 (0.28; 55,690; 557 406
2011).
Atlantic white-sided dolphin.... Lagenorhynchus acutus.. WNA.................... -/-; N 48,819 (0.61; 30,403; 304 30
2011).
Atlantic spotted dolphin........ Stenella frontalis..... WNA.................... -/-: N 44,715 (0.43; 31,610; 316 0
2013).
Risso's dolphin................. Grampus griseus........ WNA.................... -/-; N 18,250 (0.5; 12,619; 126 49.7
2011).
Family Phocoenidae (porpoises):
Harbor porpoise................. Phocoena phocoena...... Gulf of Maine/Bay of -/-; N 79,833 (0.32; 61,415; 706 255
Fundy. 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region/. CV is coefficient of variation; Nmin is the minimum estimate of stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range.
A detailed description of the species likely to be affected by
Avangrid's survey, including brief introductions to the species and
relevant stocks as well as available information regarding population
trends and threats, and information regarding local occurrence, were
provided in the Federal Register notice for the proposed IHA (84 FR
17384; April 25, 2019) since that time, we are not aware of any changes
in the status of these species and stocks; therefore, detailed
descriptions are not repeated here. Please refer to the Federal
Register notice for the proposed IHA for descriptions of other species.
Please also refer to NMFS' website (https://www.fisheries.noaa.gov/find-species) for generalized species accounts.
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
The effects of underwater noise from Avangrid's survey activities
have the potential to result in take of marine mammals by harassment in
the vicinity of the survey area. The Federal Register notice for the
proposed IHA (84 FR 17384; April 25, 2019) included a discussion of the
effects of anthropogenic noise on marine mammals and their habitat, and
that information is not repeated here. No instances of serious injury
or mortality are expected as a result of the planned activities.
Estimated Take
This section provides an estimate of the number of incidental takes
authorized through this IHA, which will inform both NMFS' consideration
of ``small numbers'' and the negligible impact determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as: Any act of
pursuit, torment, or annoyance which (i) has the potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) has the potential to disturb a marine mammal or marine mammal
stock in the wild by causing disruption
[[Page 31040]]
of behavioral patterns, including, but not limited to, migration,
breathing, nursing, breeding, feeding, or sheltering (Level B
harassment).
As described previously, no mortality is anticipated or authorized
for this activity. Below we describe how the take is estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or volume of water
that will be ensonified above these levels in a day; (3) the density or
occurrence of marine mammals within these ensonified areas; and (4) and
the number of days of activities. We note that while these basic
factors can contribute to a calculation to provide an initial
prediction of takes, additional information that can qualitatively
inform take estimates is also sometimes available (e.g., previous
monitoring results or average group size). Below, we describe the
factors considered here in more detail and present the calculated take
estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007,
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 160 dB re 1 [mu]Pa (rms) for non-explosive impulsive
(e.g., seismic airguns) or intermittent (e.g., scientific sonar)
sources. Avangrid's activity includes the use of impulsive and/or
intermittent sources (HRG equipment) and, therefore, the 160 dB re 1
[mu]Pa (rms) is applicable.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (NMFS, 2018) identifies dual criteria to
assess auditory injury (Level A harassment) to five different marine
mammal groups (based on hearing sensitivity) as a result of exposure to
noise from two different types of sources (impulsive or non-impulsive).
Avangrid's activity includes the use of impulsive sources (medium
penetration sub-bottom profiler) and non-impulsive sources (shallow
penetration sub-bottom profiler).
These thresholds are provided in Table 2. The references, analysis,
and methodology used in the development of the thresholds are described
in NMFS 2018 Technical Guidance, which may be accessed at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 2--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds * (received level)
Hearing group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [mu]Pa, and cumulative sound exposure level (LE) has
a reference value of 1[mu]Pa\2\s. In this Table, thresholds are abbreviated to reflect American National
Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as incorporating
frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ``flat'' is
being included to indicate peak sound pressure should be flat weighted or unweighted within the generalized
hearing range. The subscript associated with cumulative sound exposure level thresholds indicates the
designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds) and
that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could be
exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it
is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
Previously we explained that auditory injury of marine mammals is
unlikely given the higher level of sound and/or longer durations of
exposure necessary to cause PTS and the small zone within which sound
levels would exceed criteria for onset of PTS. The information provided
in Tables 4 and 5 support this position and demonstrate that the
mitigation measures are based on a highly conservative evaluation of
potential acoustic impacts.
When the NMFS Technical Guidance was first published in 2016, in
recognition of the fact that ensonified area/volume could be more
technically challenging to predict because of the duration component in
the new thresholds, we developed a User Spreadsheet that includes tools
to help predict a simple isopleth that can be used in conjunction with
marine mammal density or occurrence to help predict takes. We note that
because of some of the assumptions included in the methods used for
these tools, we
[[Page 31041]]
anticipate that isopleths produced are typically going to be
overestimates of some degree, which may result in some degree of
overestimate of Level A harassment take. However, these tools offer the
best way to predict appropriate isopleths when more sophisticated 3D
modeling methods are not available. NMFS continues to develop ways to
quantitatively refine these tools, and will qualitatively address the
output where appropriate. For mobile sources, including the HRG survey
equipment, the User Spreadsheet predicts the closest distance at which
a stationary animal would not incur PTS if the sound source traveled by
the animal in a straight line at a constant speed. Note however, that
use of the spreadsheet is generally not appropriate for use in
assessing potential for Level A harassment for very highly directional
sources, such as the Innomar SES-2000, for reasons explained below.
Inputs used in the User Spreadsheet and the resulting isopleths are
reported in Table 3.
Table 3--User Spreadsheet Input Parameters Used for Calculating Harassment Isopleths
----------------------------------------------------------------------------------------------------------------
USBL Shallow Medium
------------------- penetration SBP penetration SBP
-------------------------------------
Spreadsheet tab used D: Mobile source: D: Mobile source: F: Mobile source:
Non-impulsive, Non-impulsive, Impulsive,
intermittent intermittent intermittent
----------------------------------------------------------------------------------------------------------------
Source Level (dB)...................................... 188 RMS SPL 179 RMS SPL 206 RMS SPL
Weighting Factor Adjustment (kHz)...................... 26.5 2.6 1.4
Source Velocity (m/s).................................. 2.058 2.058 2.058
Pulse Duration (seconds)............................... 0.016 0.0658 0.008
1/Repetition rate[supcaret] (seconds).................. 0.33 0.25 0.25
Source Level (PK SPL).................................. ................. ................. 215
Propagation (xLogR).................................... 20 20 20
----------------------------------------------------------------------------------------------------------------
Note that the Innomar SES-2000 is a specialized type of HRG sub-
bottom profiler that uses the principle of ``parametric'' or
``nonlinear'' acoustics to generate short narrow-beam sound pulses. As
no field data currently exists for the Innomar sub-bottom profiler
acoustic modeling was completed using a version of the U.S. Naval
Research Laboratory's Range-dependent Acoustic Model (RAM) and BELLHOP
Gaussian beam ray-trace propagation model (Porter and Liu 1994).
Calculations of the ensonified area are conservative due to the
directionality of the sound sources. Due to the short sound pulses and
the highly directional sound pulse transmission (1[deg] beamwidth) of
parametric sub-bottom profilers, the volume of area affected is much
lower than using conventional (linear) acoustics devices such as
sparker and chirp systems. Level A harassment zones of less than 5
meters (Table 4) for HF cetaceans were calculated for this HRG
equipment in the planned survey area while Level B harassment isopleths
were found to range from 120 to 135 meters (Table 5).
Table 4--Maximum Distances to Level A Harassment Thresholds by Equipment Category
----------------------------------------------------------------------------------------------------------------
Representative HRG survey equipment Marine mammal group PTS onset Lateral distance (m)
----------------------------------------------------------------------------------------------------------------
USBL/GAPS Positioning Systems
----------------------------------------------------------------------------------------------------------------
Sonardyne Ranger 2 USBL HPT 5/7000... LF cetaceans........... 199 dB SELcum.......... --
MF cetaceans........... 198 dB SELcum.......... --
HF cetaceans........... 173 dB SELcum.......... 3
----------------------------------------------------------------------------------------------------------------
Shallow Sub-Bottom Profiler
----------------------------------------------------------------------------------------------------------------
Edgetech 512i........................ LF cetaceans........... 199 dB SELcum.......... --
MF cetaceans........... 198 dB SELcum.......... --
HF cetaceans........... 173 dB SELcum.......... --
----------------------------------------------------------------------------------------------------------------
Shallow Parametric Sub-Bottom Profiler
----------------------------------------------------------------------------------------------------------------
Innomar SES-2000 Standard Parametric LF cetaceans........... 199 dB SELcum.......... N/A
Sub-Bottom Profiler.
MF cetaceans........... 198 dB SELcum.......... --
HF cetaceans........... 173 dB SELcum.......... -- <5
----------------------------------------------------------------------------------------------------------------
Medium Penetration Sub-Bottom Profiler
----------------------------------------------------------------------------------------------------------------
SIG ELC 820 Sparker.................. LF cetaceans........... 219 dBpeak, 183 dB --, 10
SELcum.
MF cetaceans........... 230 dBpeak, 185 dB --, --
SELcum.
HF cetaceans........... 202 dBpeak, 155 dB 5, 4
SELcum.
----------------------------------------------------------------------------------------------------------------
Notes: The peak SPL criterion is un-weighted (i.e., flat weighted), whereas the cumulative SEL criterion is
weighted for the given marine mammal functional hearing group.
The calculated sound levels and results are based on NMFS Technical Guidance's companion User Spreadsheet except
as indicated.
-- indicates that no injury was predicted for the given HRG equipment noise profile.
N/A indicates not applicable as the HRG sound source operates outside the effective marine mammal hearing range.
[[Page 31042]]
Distances to Level B harassment noise thresholds were calculated
using the conservative practical spreading model (transmission loss
(TL) equation: TL = 15log10r), with the exception of the
Innomar SES-2000 described previously. The Sig ELC 820 Sparker was
calculated to have the largest Level B harassment isopleth of 200 m
(656.2 ft). To account for some of the potential variation of operating
conditions, the maximum distance of 200 m to the harassment thresholds
is used to determine estimated exposure. The 200 m distance to the
medium penetration sub-bottom profiler represents the largest distance
and is likely a very conservative estimate based on sound source field
verification assessments of similar sparker electrode equipment.
The 200 m distance to the medium penetration sub-bottom profiler
represents the largest distance and is likely a very conservative
estimate based on sound source field verification assessments of
similar sparker electrode equipment.
Table 5--Distances to Level B Harassment Thresholds
[160 dBRMS]
------------------------------------------------------------------------
Marine mammal
level B
Survey equipment harassment 160
dBRMS re 1 [mu]Pa
(m)
------------------------------------------------------------------------
USBL
------------------------------------------------------------------------
Sonardyne Ranger 2 USBL.............................. 25
------------------------------------------------------------------------
Shallow Penetration Sub-Bottom Profiler
------------------------------------------------------------------------
EdgeTech 512i........................................ 10
Innomar parametric SES-2000 Standard................. 120-135
------------------------------------------------------------------------
Medium Penetration Sub-Bottom Profiler
------------------------------------------------------------------------
SIG ELC 820 Sparker.................................. 200
------------------------------------------------------------------------
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations. The data used as the basis for estimating cetacean
density (``D'') for the survey area are sightings per unit effort
(SPUE) derived by Duke University (Roberts et al. 2016a), updated with
new modeling results (Roberts et al. 2016b; 2017; 2018). SPUE (or, the
relative abundance of species) is derived by using a measure of survey
effort and number of individual cetaceans sighted. SPUE allows for
comparison between discrete units of time (i.e. seasons) and space
within a project area (Shoop and Kenney, 1992). The Duke University
(Roberts et al. 2016) cetacean density data represent models derived
from aggregating line-transect surveys conducted over 23 years by five
institutions (NOAA NMFS Northeast Fisheries Science Center, New Jersey
Department of Environmental Protection, NOAA NMFS Southeast Fisheries
Science Center, University of North Carolina Wilmington, and Virginia
Aquarium & Marine Science Center). Model versions discussed in Roberts
et al. (2016a) are freely available online at the Ocean Biogeographic
Information System Spatial Ecological Analysis of Megavertebrate
Populations (OBISSEAMAP) repository. Monthly mean density values within
the survey area were averaged by season (Winter (December, January,
February), Spring (March, April, May), Summer (June, July, August),
Fall (September, October, November)) to provide seasonal density
estimates for those taxa for which monthly model results are available.
The highest seasonal density estimates during the duration of the
survey were used to estimate take (i.e., summer or fall). (2016b; 2017;
2018).
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. In order to estimate
the number of marine mammals predicted to be exposed to sound levels
that would result in harassment, radial distances to predicted
isopleths corresponding to harassment thresholds are calculated, as
described above. Those distances are then used to calculate the area(s)
around the HRG survey equipment predicted to be ensonified to sound
levels that exceed harassment thresholds. The area estimated to be
ensonified to relevant thresholds in a single day of the survey is then
calculated, based on areas predicted to be ensonified around the HRG
survey equipment and the estimated survey vessel trackline distance
traveled per day.
The survey activities that have the potential to cause Level B
harassment (160 dBRMS re 1 [micro]Pa) are listed in Table 5.
Based on the results of this assessment, the furthest distance to the
Level B harassment criteria is 200 m from the use of the SIG ELC 820
Sparker. As a conservative measure to account for some of the potential
variation of operating conditions, the maximum distance of 200 m to the
Level B harassment isopleth for the SIG ELC 820 Sparker is used to
determine estimated exposure for the entire HRG survey.
The estimated distance of the daily vessel trackline was determined
using the estimated average speed of the vessel (4 knots) and the 24-
hour operational period. Using the maximum distance to the Level B
harassment threshold of 200 m (656 ft) and estimated daily vessel track
of approximately 177.8 km (110.5 mi), estimates of take by survey
equipment has been based on an ensonified area around the survey
equipment of 71.2 km\2\ (27.5 mi\2\) per day over a projected survey
period for each survey segment as shown in Table 6.
Table 6--Survey Segment Distances and Level B Harassment Zones
----------------------------------------------------------------------------------------------------------------
Calculated
Number of Estimated Estimated Level B
Survey segment active survey distances per total line harassment
days day (km) distance zone per day
(km\2\)
----------------------------------------------------------------------------------------------------------------
Lease Area...................................... 29 177.8 5,156 71.2
Cable Route Corridor............................ 8 177.8 1,422 71.2
----------------------------------------------------------------------------------------------------------------
The parameters in Table 6 were used to estimate the potential take
by incidental harassment for each segment of the HRG survey. Density
data from Roberts et al. (2016b; 2017; 2018) were mapped within the
boundary of the survey area for each segment (Figure 1 in application)
using geographic information systems. For both survey segments, species
densities, as reported by Roberts et al. (2016) within the maximum
survey area, were averaged by
[[Page 31043]]
season (spring and summer) based on the planned HRG survey schedule
(commencing no earlier than June 1, 2019). Potential take calculations
were then based on the maximum average seasonal species density
(between spring and summer) within the maximum survey area, given the
survey start date and duration. Results of the take calculations by
survey segment are provided in Table 7.
Table 7--Marine Mammal Density and Estimated Take by Level B Harassment
--------------------------------------------------------------------------------------------------------------------------------------------------------
Lease area Cable corridor route Totals
-----------------------------------------------------------------------------------------------
Maximum Maximum
average average
Species seasonal Calculated seasonal Calculated Total take Percent of
density \1\ take (number) density \1\ take (number) authorization population
(No./100 (No./100 (number)
km\2\) km[sup2])
--------------------------------------------------------------------------------------------------------------------------------------------------------
North Atlantic right whale.............................. 0.051 1.063 0.051 0.288 \3\ 0 ..............
Humpback whale.......................................... 0.466 9.631 0.102 0.581 10 1.11
Fin whale............................................... 0.328 6.773 0.128 0.729 \3\ 0 ..............
Sei whale............................................... 0.020 0.406 0.003 0.018 0 ..............
Minke whale............................................. 0.757 15.643 0.171 0.9722 17 0.65
Pilot whale............................................. 0.100 2.073 0.034 0.195 4 5 10 <0.01
Harbor porpoise......................................... 1.252 25.874 0.690 3.931 30 <0.01
Bottlenose dolphin (WNA southern migratory coastal) \2\. 0.000 0.000 49.102 104.944 105 2.8
Bottlenose dolphin (offshore) \2\....................... 6.409 132.413 49.102 174.906 307 <0.01
Short beaked common dolphin............................. 5.241 108.275 2.144 12.221 120 0.17
Atlantic white-sided dolphin............................ 2.482 51.288 0.320 1.826 53 0.11
Atlantic spotted dolphin................................ 8.895 183.772 3.493 19.910 204 0.46
Risso's dolphin......................................... 0.074 1.525 0.074 0.421 \4\ 40 0.21
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Density values from Duke University (Roberts et al. 2016b; 2017; 2018).
\2\ Estimates split based on bottlenose dolphin stock preferred water depths (Reeves et al. 2002; Waring et al. 2016).
\3\ No take authorized, as discussed below.
\4\ Adjusted for group size.
\5\ For short-finned and long-finned pilot whales, percentage of stock taken is <0.01percent both species if all 10 takes are allocated separately to
each species.
Since the calculated take value for pilot whales (2) is less than
the mean group size (9.4), NMFS assumed that take of at least one group
of pilot whales could occur (Silva et al., 2014). For bottlenose
dolphin densities, Roberts et al. (2016b; 2017; 2018) does not
differentiate by individual stock. Given the southern coastal migratory
stock's propensity to be found in waters shallower than the 20 m depth
isobath north of Cape Hatteras (Reeves et al., 2002; Waring et al.,
2016), the Export Cable Corridor segment was roughly divided along the
20 m depth isobath. The Lease Area is located within depths exceeding
20 m, where the southern coastal migratory stock would be unlikely to
occur. Roughly 40 percent of the Export Cable Corridor is 20 m or less
in depth. Given the Export Cable Corridor area is estimated to take 8
days to complete survey activity, 3 days have been estimated for depths
shallower than 20 m. Therefore, to account for the potential for mixed
stocks within the Export Cable Corridor, 3 days has been applied to the
take estimation equation for the southern coastal migratory stock and
the remaining applied to the offshore stock (5 days). The offshore
stock is the only stock of bottlenose dolphins that may occur in the
lease area; therefore bottlenose dolphin densities within the Lease
Area have been considered part of the offshore stock only for purposes
of take estimation.
For Risso's dolphins, NMFS adjusted the calculated take number to
account for group size. These dolphins are usually seen in groups of 12
to 40, but loose aggregations of 100 to 200 or more are seen
occasionally (Reeves et al., 2002). NMFS conservatively assumed that a
group of 40 or several smaller groups not exceeding a total of 40 takes
by Level B harassment.
The three ESA-listed large whales that could potentially be present
in the survey area occur at very low densities, and the calculated
numbers of potential acoustic exposures above the 160-dB threshold are
small, i.e., one right whale exposure, zero sei whale exposures, and
eight fin whale exposures. In addition, Avangrid will implement a 500 m
(1,640 ft) exclusion zone for the right whale and a 200 m (656 ft)
exclusion zone for sei and fin whales. Both of these measures are
incorporated into the issued IHA. These exclusion zones exceed (in the
case of right whales) or equal (in the case of sei and fin whales) the
distance to the conservatively calculated Level B harassment isopleths.
Given the low likelihood of exposure in context of the mitigation
requirements (with relatively high detection probabilities for large
whales at these distances during good visibility), we do not believe
that there is a reasonably anticipated potential for the specified
activity to cause the disruption of behavioral patterns for these
species. Therefore, we did not authorize take by Level B harassment for
these species.
Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on
[[Page 31044]]
species or stocks and their habitat, as well as subsistence uses where
applicable, we carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned) the likelihood of effective implementation (probability
implemented as planned) and;
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
Avangrid's application included a list of proposed mitigation
measures during site characterization surveys utilizing HRG survey
equipment. NMFS required the additional measure of establishing an
exclusion zone of 200 m for sei and fin whales. The mitigation measures
outlined in this section are based on protocols and procedures that
have been successfully implemented and previously approved by NMFS
(DONG Energy, 2016, ESS, 2013; Dominion, 2013 and 2014).
Visual Monitoring
Visual monitoring of designated exclusion and Level B harassment
zones will ensure that (1) Any take of ESA-listed species would be
limited; (2) exposure to underwater noise does not result in injury
(Level A harassment), and (3) the number of instances of take does not
exceed the authorized amounts. PSOs will coordinate to ensure 360[deg]
visual coverage around the vessel and conduct visual observations while
free from distractions and in a consistent, systematic, and diligent
manner. Visual PSOs shall immediately communicate all observations of
marine mammals to the on-duty acoustic PSO(s), including any
determination by the PSO regarding species identification, distance,
and bearing and the degree of confidence in the determination. Any
observations of marine mammal species by crew members aboard any vessel
associated with the survey shall be relayed to the PSO team.
PSOs will establish and monitor applicable exclusion zones. During
use of HRG acoustic sources (i.e., anytime the acoustic source is
active,), occurrences of marine mammal species approaching the relevant
exclusion zone will be communicated to the operator to prepare for the
potential shutdown of the acoustic source. Exclusion zones are defined,
depending on the species and context, below:
500 m (1,640 ft) exclusion zone for North Atlantic right
whales;
200 m (656 ft) exclusion zone for sei and fin whales; and
100 m (328 ft) exclusion zone for other large cetaceans
(i.e. humpback whale, minke whale, pilot whale, Risso's dolphin).
The Level B harassment zone represents the zone within which marine
mammals would be considered taken by Level B harassment and will
encompass a distance of 200 m (656 ft) from survey equipment for all
marine mammal species.
Pre-Clearance
Avangrid will implement a 30-minute clearance period of the
exclusion zones. This will help ensure marine mammals are not in the
exclusion zones prior to startup of HRG equipment. During this period
the exclusion zones will be monitored by the PSOs, using the
appropriate visual technology for a 30-minute period. The intent of
pre-clearance observation is to ensure no marine mammal species are
observed within the exclusion zones prior to the beginning of operation
of HRG equipment. A PSO conducting pre-clearance observations must be
notified immediately prior to initiating start of HRG equipment and the
operator must receive confirmation from the PSO to proceed.
Activation of HRG equipment may not be initiated if any marine
mammal is observed within the applicable exclusion zones as described
above. If a marine mammal is observed within the applicable exclusion
zone during the 30 minute pre-clearance period, activation of HRG
equipment may not begin until the animal(s) has been observed exiting
the zones or until an additional time period has elapsed with no
further sightings (15 minutes for small delphinoid cetaceans and 30
minutes for all other species). Activation of HRG equipment may occur
at times of poor visibility, including nighttime, if continuous visual
observation and has occurred with no detections of marine mammals in
the 30 minutes prior to beginning of start-up.
Shutdown Procedures
An immediate shutdown of the HRG survey equipment will be required
if a marine mammal is sighted at or within its respective exclusion
zone to minimize or avoid behavioral impacts to ESA-listed species. The
vessel operator must comply immediately with any call for shutdown by
the lead PSO. The operator must establish and maintain clear lines of
communication directly between PSOs on duty and crew controlling the
acoustic source to ensure that shutdown commands are conveyed swiftly
while allowing PSOs to maintain watch. When shutdown is called for by a
PSO, the acoustic source must be immediately deactivated and any
dispute resolved only following deactivation.
Should there be any uncertainty regarding identification of a
marine mammal species (i.e., whether the observed marine mammal(s)
belongs to one of the delphinid genera for which shutdown is waived or
one of the species with a larger exclusion zone), visual PSOs may use
best professional judgment in making the decision to call for a
shutdown. If a species for which authorization has not been granted,
or, a species for which authorization has been granted but the
authorized number of takes have been met, approaches or is observed
within the 200 m Level B harassment zone, shutdown must occur.
Subsequent restart of the survey equipment can be initiated if the
animal has been observed exiting its respective exclusion zone within
30 minutes of the shutdown or an additional time period has elapsed
with no further sighting (i.e., 15 minutes for small odontocetes and 30
minutes for all other species).
If the acoustic source is shut down for reasons other than
mitigation (e.g., mechanical difficulty) for less than 30 minutes, it
may be activated again without pre-clearance protocols, if PSOs have
maintained constant observation and no detections of any marine mammal
have occurred within the respective exclusion zones.
Vessel Strike Avoidance
In order to avoid striking animals, vessel operators and crews must
maintain a vigilant watch for all marine mammal species and slow down,
stop their vessel, or alter course, as appropriate and regardless of
vessel size. A visual observer aboard the vessel must monitor a vessel
strike avoidance zone around the vessel (distances stated below).
Visual observers monitoring the vessel strike avoidance zone may be
third-party observers (i.e., PSOs) or crew members, but crew members
[[Page 31045]]
responsible for these duties must be provided sufficient training to
distinguish marine mammal species from other phenomena and broadly to
identify a marine mammal as a right whale, other whale (defined in this
context as sperm whales or baleen whales other than right whales), or
other marine mammal. Vessel strike avoidance measures will include the
following:
All vessels (e.g., source vessels, chase vessels, supply
vessels), regardless of size, must observe a 10-knot speed restriction
in specific areas designated by NMFS for the protection of North
Atlantic right whales from vessel strikes: Any Dynamic Management Areas
(DMA) when in effect, and the Mid-Atlantic Seasonal Management Areas
(SMA) (from November 1 through April 30). See 50 CFR 224.105 and
www.fisheries.noaa.gov/national/endangered-species-conservation/reducing-ship-strikes-north-atlantic-right-whales for specific detail
regarding these areas.
Vessel speeds must also be reduced to 10 knots or less,
regardless of location, when mother/calf pairs, pods, or large
assemblages of cetaceans are observed near a vessel;
All vessels must maintain a minimum separation distance of
500 m from right whales. If a whale is observed but cannot be confirmed
as a species other than a right whale, the vessel operator must assume
that it is a right whale and take appropriate action;
All vessels must maintain a minimum separation distance of
100 m from all other baleen whales and sperm whales;
All vessels must, to the maximum extent practicable,
attempt to maintain a minimum separation distance of 50 m from all
other marine mammals, with an understanding that at times this may not
be possible (e.g., for animals that approach the vessel);
When marine mammals are sighted while a vessel is
underway, the vessel shall take action as necessary to avoid violating
the relevant separation distance, e.g., attempt to remain parallel to
the animal's course, avoid excessive speed or abrupt changes in
direction until the animal has left the area. If marine mammals are
sighted within the relevant separation distance, the vessel must reduce
speed and shift the engine to neutral, not engaging the engines until
animals are clear of the area. This does not apply to any vessel towing
gear or any vessel that is navigationally constrained; and
These requirements do not apply in any case where
compliance would create an imminent and serious threat to a person or
vessel or to the extent that a vessel is restricted in its ability to
maneuver and, because of the restriction, cannot comply.
Based on our evaluation of the applicant's measures, as well as
other measures considered by NMFS, we haves determined that the
mitigation measures provide the means effecting the least practicable
impact on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance.
Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
action area. Effective reporting is critical both to compliance as well
as ensuring that the most value is obtained from the required
monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Visual Monitoring
Visual monitoring shall be conducted by NMFS-approved PSOs. PSO
resumes shall be provided to NMFS for approval prior to commencement of
the survey. Avangrid must use independent, dedicated, trained PSOs,
meaning that the PSOs must be employed by a third-party observer
provider, must have no tasks other than to conduct observational
effort, collect data, and communicate with and instruct relevant vessel
crew with regard to the presence of marine mammals and mitigation
requirements (including brief alerts regarding maritime hazards).
Observations shall take place from the highest available vantage
point on the survey vessel. General 360-degree scanning shall occur
during the monitoring periods, and target scanning by the PSO shall
occur when alerted of a marine mammal presence. An observer team
comprising a minimum of four NMFS-approved PSOs, operating in shifts,
will be stationed aboard the survey vessel. PSO's will work in shifts
such that no one monitor will work more than 4 consecutive hours
without a 2-hour break or longer than 12 hours during any 24-hour
period. During daylight hours the PSOs will rotate in shifts of 1 on
and 3 off, and during nighttime operations PSOs will work in pairs.
PSOs must have all equipment (including backup equipment) needed to
adequately perform necessary tasks, including accurate determination of
distance and bearing to observed marine mammals. PSOs will be equipped
with binoculars and have the ability to estimate distances to marine
mammals located in proximity to their established zones using range
finders. Reticulated binoculars will also be available to PSOs for use
as appropriate based on conditions and visibility to support the siting
and monitoring of marine species. Cameras of appropriate quality will
be used for photographs and video to record sightings and verify
species identification. Each PSO must have a camera and backup cameras
should be available. During night operations, night-vision equipment
(night-vision goggles with thermal clip-ons) and infrared technology
will be used. Position data will be recorded using hand-held or vessel
global positioning system (GPS) units for each sighting.
[[Page 31046]]
Radios for each PSO are required in order to communicate among vessel
crew and PSOs. PSO must also have compasses and any other tools
necessary to perform other PSO tasks.
PSOs shall be responsible for visually monitoring and identifying
marine mammals approaching or entering the established monitoring zones
as well as beyond the monitoring zones to the maximum extent possible.
PSOs will record animals both within and beyond the monitoring zones
during survey activities.
Data on all PSO observations must be recorded based on standard PSO
collection requirements. PSOs must use standardized data forms, whether
hard copy or electronic. This shall include the following:
Vessel names (source vessel and other vessels associated
with survey), vessel size and type, maximum speed capability of vessel,
port of origin, and call signs;
PSO names and affiliations;
Dates of departures and returns to port with port name;
Date and participants of PSO briefings;
Dates and times (Greenwich Mean Time) of survey effort and
times corresponding with PSO effort;
Vessel location (latitude/longitude) when survey effort
begins and ends; vessel location at beginning and end of visual PSO
duty shifts;
Vessel heading and speed at beginning and end of visual
PSO duty shifts and upon any line change;
Environmental conditions while on visual survey (at
beginning and end of PSO shift and whenever conditions change
significantly), including wind speed and direction, Beaufort sea state,
Beaufort wind force, swell height, weather conditions, cloud cover, sun
glare, and overall visibility to the horizon;
Factors that may be contributing to impaired observations
during each PSO shift change or as needed as environmental conditions
change (e.g., vessel traffic, equipment malfunctions);
Survey activity information, such as acoustic source power
output while in operation, and any other notes of significance (i.e.,
pre-ramp-up survey, ramp-up, shutdown, testing, ramp-up completion, end
of operations, etc.);
If a marine mammal is sighted, the following information
should be reported:
(a) Watch status (sighting made by PSO on/off effort,
opportunistic, crew, alternate vessel/platform);
(b) PSO who sighted the animal;
(c) Time of sighting;
(d) Vessel location at time of sighting;
(e) Water depth;
(f) Direction of vessel's travel (compass direction);
(g) Direction of animal's travel relative to the vessel;
(h) Pace of the animal;
(i) Estimated distance to the animal and its heading relative to
vessel at initial sighting;
(j) Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified); also note the composition
of the group if there is a mix of species;
(k) Estimated number of animals (high/low/best);
(l) Estimated number of animals by cohort (adults, yearlings,
juveniles, calves, group composition, etc.);
(m) Description (as many distinguishing features as possible of
each individual seen, including length, shape, color, pattern, scars or
markings, shape and size of dorsal fin, shape of head, and blow
characteristics);
(n) Detailed behavior observations (e.g., number of blows, number
of surfaces, breaching, spyhopping, diving, feeding, traveling; as
explicit and detailed as possible; note any observed changes in
behavior);
(o) Animal's closest point of approach and/or closest distance from
the center point of the acoustic source;
(p) Platform activity at time of sighting (e.g., deploying,
recovering, testing, data acquisition, other); and
(q) Description of any actions implemented in response to the
sighting (e.g., delays, shutdown, ramp-up, speed or course alteration,
etc.) and time and location of the action.
Reporting Measures
Within 90 days after completion of survey activities, a final
report will be provided to NMFS that fully documents the methods and
monitoring protocols, summarizes the data recorded during monitoring,
estimates the number of marine mammals estimated to have been taken
during survey activities, and provides an interpretation of the results
and effectiveness of all mitigation and monitoring. All raw
observational data shall be made available to NMFS. The draft report
must be accompanied by a certification from the lead PSO as to the
accuracy of the report, and the lead PSO may submit directly to NMFS a
statement concerning implementation and effectiveness of the required
mitigation and monitoring. Any recommendations made by NMFS must be
addressed in the final report prior to acceptance by NMFS. A final
report must be submitted within 30 days following resolution of any
comments on the draft report.
Notification of Injured or Dead Marine Mammals
In the unanticipated event that the specified HRG activities lead
to an injury of a marine mammal (Level A harassment) or mortality
(e.g., ship-strike, gear interaction, and/or entanglement), Avangrid
would immediately cease the specified activities and report the
incident to the Chief of the Permits and Conservation Division, Office
of Protected Resources and the NMFS Southeast Regional Stranding
Coordinator. The report would include the following information:
Time, date, and location (latitude/longitude) of the
incident;
Name and type of vessel involved;
Vessel's speed during and leading up to the incident;
Description of the incident;
Status of all sound source use in the 24 hours preceding
the incident;
Water depth;
Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, and visibility);
Description of all marine mammal observations in the 24
hours preceding the incident;
Species identification or description of the animal(s)
involved;
Fate of the animal(s); and
Photographs or video footage of the animal(s) (if
equipment is available).
Activities would not resume until NMFS is able to review the
circumstances of the event. NMFS would work with Avangrid to minimize
reoccurrence of such an event in the future. Avangrid would not resume
activities until notified by NMFS.
In the event that Avangrid discovers an injured or dead marine
mammal and determines that the cause of the injury or death is unknown
and the death is relatively recent (i.e., in less than a moderate state
of decomposition), Avangrid would immediately report the incident to
the Chief of the Permits and Conservation Division, Office of Protected
Resources and the NMFS Southeast Regional Stranding Coordinator. The
report would include the same information identified in the paragraph
above. Activities would be able to continue while NMFS reviews the
circumstances of the incident. NMFS would work with Avangrid to
determine if modifications in the activities are appropriate.
In the event that Avangrid discovers an injured or dead marine
mammal and determines that the injury or death is not associated with
or related to the activities authorized in the IHA (e.g., previously
wounded animal, carcass
[[Page 31047]]
with moderate to advanced decomposition, or scavenger damage), Avangrid
would report the incident to the Chief of the Permits and Conservation
Division, Office of Protected Resources, and the NMFS Southeast
Regional Stranding Coordinator, within 24 hours of the discovery.
Avangrid would provide photographs or video footage (if available) or
other documentation of the stranded animal sighting to NMFS. Avangrid
may continue its operations under such a case.
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, this introductory discussion of our analyses
applies to all the species listed in Table 7, given that many of the
anticipated effects of this project on different marine mammal stocks
are expected to be relatively similar in nature. Where there are
meaningful differences between species or stocks, or groups of species,
in anticipated individual responses to activities, impact of expected
take on the population due to differences in population status, or
impacts on habitat, they are described independently in the analysis
below.
As explained the in the Federal Register notice of proposed IHA (84
FR 17384; April 25, 2019), PTS, masking, non-auditory physical effects,
and vessel strike are not expected to occur. Marine mammal habitat may
be impacted by elevated sound levels but these impacts would be short
term. Feeding behavior is not likely to be significantly impacted. Prey
species are mobile, and are broadly distributed throughout the survey
area; therefore, marine mammals that may be temporarily displaced
within the comparatively small ensonified area during survey activities
are expected to be able to resume foraging once they have moved away
from areas with disturbing levels of underwater noise. Because of the
availability of similar habitat and resources in the surrounding area,
and the lack of important or unique marine mammal habitat, the impacts
to marine mammals and the food sources that they utilize are not
expected to cause significant or long-term consequences for individual
marine mammals or their populations. Additionally, there are no feeding
areas or mating grounds known to be biologically important to marine
mammals within the project area with the exception of a migratory BIA
for North Atlantic right whales described below.
Biologically Important Areas (BIA)
The survey area overlaps with a biologically important migratory
area for North Atlantic right whales (effective March-April and
November-December) that extends from Massachusetts to Florida
(LaBrecque, et al., 2015). As previously noted, no take of North
Atlantic right whales has been authorized, and HRG survey operations
will be required to shut down at 500 m to further minimize any
potential effects to this species. The fact that the spatial acoustic
footprint of the survey is very small relative to the spatial extent of
the available migratory habitat, combined with the fact that no takes
of right whales are anticipated, leads us to expect that right whale
migration will not be impacted by the survey.
Unusual Mortality Events (UME)
A UME is defined under the MMPA as a stranding that is unexpected;
involves a significant die-off of any marine mammal population; and
demands immediate response. Two UMEs are ongoing and under
investigation relevant to the HRG survey area for species for which
take has been authorized. These involve humpback whales and minke
whales. There is currently no direct connection between the UMEs, as
there is no evident cause of stranding or death that is common across
the species involved in the UMEs. Additionally, strandings across the
two species are not clustering in space or time. We are authorizing
take of only limited numbers of humpback (10) and minke whale (17) by
Level B harassment in the form of minor, short-term behavioral
modifications that are unlikely to directly or indirectly result in
strandings or mortality.
Based on the foregoing information, direct physical interactions
(ship strikes and entanglements) appear to be responsible for many of
the UME mortalities recorded. The planned HRG survey with the required
mitigation and monitoring is not likely to result in any mortalities,
nor combine with the effects of the ongoing UMEs to result in any
additional impacts not analyzed here. Fishing gear and in-water lines
will not be employed by the survey vessel, and ship speed and avoidance
mitigation measures will minimize risk of ship strikes.
The required mitigation measures are expected to reduce the number
and/or severity of takes by giving animals the opportunity to move away
from the sound source before HRG survey equipment reaches full energy
and preventing animals from being exposed to sound levels that have the
potential to cause injury (Level A harassment) and more severe Level B
harassment during HRG survey activities. Vessel strike avoidance
requirements will further mitigate potential impacts to marine mammals
during vessel transit to and within the survey area.
Avangrid did not request, and NMFS is not authorizing, take of
marine mammals by serious injury or mortality. NMFS expects that most
takes would primarily consist of short-term Level B behavioral
harassment in the form of temporary vacating of the area or decreased
foraging (if such activity were occurring). These reactions are
considered to be of low severity and with no lasting biological
consequences (e.g., Southall et al., 2007). Since the source is mobile,
a specified area would be ensonified by sound levels that could result
in take for only a short period. Additionally, required mitigation
measures would reduce exposure to sound that could result in more
severe forms of harassment.
In summary, and as described above, the following factors primarily
support our determination that the impacts resulting from this activity
are not expected to adversely affect the species
[[Page 31048]]
or stock through effects on annual rates of recruitment or survival:
No mortality or injury is anticipated or authorized;
Take is anticipated to be by Level B behavioral harassment
only, consisting of brief startling reactions and/or temporary
avoidance of the survey area;
Foraging success is not likely to be significantly
impacted as effects on species that serve as prey species for marine
mammals from the survey are expected to be minimal and the project area
does not overlap any known important feeding areas;
The availability of alternate areas of similar habitat
value will allow marine mammals to temporarily vacate the survey area
to avoid exposure to sounds generated by operation of HRG equipment.
While the survey area is within areas noted as
biologically important for migration of the North Atlantic right whale,
migration would not be affected since project activities would occur in
such a comparatively small area and no takes of right whales are
expected or authorized. In addition, mitigation measures will be
required to shut down sound sources at 500 m to further minimize any
potential for effects to this species; and
The mitigation measures, including visual monitoring and
shutdowns, are expected to minimize potential impacts to marine
mammals, particularly in light of the small size of the take zones.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS finds that the total marine mammal take from the
activity will have a negligible impact on all affected marine mammal
species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities relative to the species.
The numbers of marine mammals that we have authorized for take, for
all species and stocks, would be considered small relative to the
relevant stocks or populations (less than 3 percent for the bottlenose
dolphin Western North Atlantic, southern migratory coastal stock and
less than one percent for all other species and stocks proposed for
authorization). See Table 7. Based on the analysis contained herein of
the activity (including the mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS finds that small numbers of
marine mammals will be taken relative to the population sizes of the
affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of marine mammals implicated
by this action. Therefore, NMFS has determined that the total taking of
affected species or stocks would not have an unmitigable adverse impact
on the availability of such species or stocks for taking for
subsistence purposes.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our action (i.e., the issuance of an incidental
harassment authorization) with respect to potential impacts on the
human environment. Accordingly, NMFS prepared an Environmental
Assessment (EA) and analyzed the potential impacts to marine mammals
that would result from the project. A Finding of No Significant Impact
(FONSI) was signed in May 2019. A copy of the EA and FONSI is available
https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-other-energy-activities-renewable.
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat.
No incidental take of ESA-listed species is expected or authorized
for this activity. Therefore, NMFS has determined that formal
consultation under section 7 of the ESA is not required for this
action.
Authorization
NMFS has issued an IHA to Avangrid for conducting marine site
characterization surveys off the Coast of Virginia and North Carolina
from June 1, 2019, through May 31, 2020, provided the previously
mentioned mitigation, monitoring, and reporting requirements are
incorporated.
Dated: June 25, 2019.
Catherine Marzin,
Acting Director, Office of Protected Resources, National Marine
Fisheries Service.
[FR Doc. 2019-13874 Filed 6-27-19; 8:45 am]
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