2018 Marine Mammal Stock Assessment Reports, 28489-28510 [2019-12909]
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Federal Register / Vol. 84, No. 118 / Wednesday, June 19, 2019 / Notices
authorized for this activity. Therefore,
NMFS has determined that formal
consultation under section 7 of the ESA
is not required for this action.
Authorization
As a result of these determinations,
NMFS has issued an IHA to Chevron for
conducting pile driving and removal
activities at Chevron’s Long Wharf from
June 1, 2019 through May 31, 2020,
provided the previously mentioned
mitigation, monitoring, and reporting
requirements are incorporated.
Dated: May 30, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–12922 Filed 6–18–19; 8:45 am]
BILLING CODE 3510–22–P
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG300
2018 Marine Mammal Stock
Assessment Reports
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; response to comments.
AGENCY:
As required by the Marine
Mammal Protection Act (MMPA), NMFS
has considered public comments for
revisions of the 2018 marine mammal
stock assessment reports (SARs). This
notice announces the availability of 46
final 2018 SARs that were updated and
finalized.
ADDRESSES: Electronic copies of SARs
are available on the internet as regional
compilations at the following address:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessmentreports-region.
A list of references cited in this notice
is available at www.regulations.gov
(search for docket NOAA–NMFS–2018–
0086) or upon request.
FOR FURTHER INFORMATION CONTACT: Lisa
Lierheimer, Office of Protected
Resources, 301–427–8402,
Lisa.Lierheimer@noaa.gov; Marcia
Muto, 206–526–4026, Marcia.Muto@
noaa.gov, regarding Alaska regional
stock assessments; Elizabeth Josephson,
508–495–2362, Elizabeth.Josephson@
noaa.gov, regarding Atlantic, Gulf of
Mexico, and Caribbean regional stock
assessments; or Jim Carretta, 858–546–
7171, Jim.Carretta@noaa.gov, regarding
Pacific regional stock assessments.
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SUMMARY:
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reports are available on NMFS’ website
(see ADDRESSES).
SUPPLEMENTARY INFORMATION:
Background
Section 117 of the MMPA (16 U.S.C.
1361 et seq.) requires NMFS and the
U.S. Fish and Wildlife Service (FWS) to
prepare stock assessments for each stock
of marine mammals occurring in waters
under the jurisdiction of the United
States, including the U.S. Exclusive
Economic Zone (EEZ). These reports
must contain information regarding the
distribution and abundance of the stock,
population growth rates and trends,
estimates of annual human-caused
mortality and serious injury (M/SI) from
all sources, descriptions of the fisheries
with which the stock interacts, and the
status of the stock. Initial reports were
completed in 1995.
The MMPA requires NMFS and FWS
to review the SARs at least annually for
strategic stocks and stocks for which
significant new information is available,
and at least once every three years for
non-strategic stocks. The term ‘‘strategic
stock’’ means a marine mammal stock:
(A) For which the level of direct humancaused mortality exceeds the potential
biological removal level or PBR (defined
by the MMPA as the maximum number
of animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population); (B)
which, based on the best available
scientific information, is declining and
is likely to be listed as a threatened
species under the Endangered Species
Act (ESA) within the foreseeable future;
or (C) which is listed as a threatened
species or endangered species under the
ESA. NMFS and the FWS are required
to revise a SAR if the status of the stock
has changed or can be more accurately
determined. NMFS, in conjunction with
the Alaska, Atlantic, and Pacific
independent Scientific Review Groups
(SRG), reviewed the status of marine
mammal stocks as required and revised
reports in the Alaska, Atlantic, and
Pacific regions to incorporate new
information.
The period covered by the 2018 SARs
is 2012–2016. NMFS updated SARs for
2018, and the revised draft reports were
made available for public review and
comment for 90 days (83 FR 47137,
September 18, 2018). NMFS received
comments on the draft 2018 SARs and
has revised the reports as necessary.
This notice announces the availability
of 46 final 2018 reports that were
updated. The new individual draft
report for the West Bay stock of
common bottlenose dolphin stock was
not finalized (see below). The final
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28489
Withdrawal of the West Bay Common
Bottlenose Dolphin SAR
NMFS is in the process of writing
separate stock assessment reports for
each of the 31 individual stocks
contained in the Northern Gulf of
Mexico Bay, Sound, and Estuary
common bottlenose dolphin report. For
the draft 2018 SARs, 2 new individual
reports were completed separating out
the West Bay and Terrebonne-Timbalier
Bay Estuarine System stocks from the
larger report. However, we are not
finalizing the new individual report for
the West Bay common bottlenose
dolphin stock because the abundance
estimate for this stock is based on a
publication that is still currently in
review (Litz et al., in review). NMFS
will include the updated abundance
estimate for the West Bay stock in the
draft 2019 report, once the Litz et al.
publication is in press or has been
published. To date, we have completed
individual reports for five bottlenose
dolphin stocks (Terrebonne-Timbalier
Bay Estuarine System, Barataria Bay
Estuarine System, Mississippi Sound/
Lake Borgne/Bay Boudreau,
Choctawhatchee Bay, and St. Joseph
Bay). The remaining 26 stocks are
included in the Northern Gulf of Mexico
Bay, Sound, and Estuary Stocks report.
Comments and Responses
NMFS received letters containing
comments on the draft 2018 SARs from
the Aleut Community of St. Paul Island
Tribal Government; the Makah Tribe;
the Marine Mammal Commission; the
North Slope Borough; 11 nongovernmental organizations (Alaska Oil
and Gas Association, Center for
Biological Diversity, Conservation Law
Foundation, Defenders of Wildlife,
Friends of the Children’s Pool, Hawaii
Longline Association, The Humane
Society of the United States, Oceana,
Point Blue Conservation Science,
Southern Environmental Law
Foundation, and Whale and Dolphin
Conservation); and 3 individuals.
Responses to substantive comments are
below; comments on actions not related
to the SARs are not included below.
Comments suggesting editorial or minor
clarifying changes were incorporated in
the reports, but they are not included in
the summary of comments and
responses. In some cases, NMFS’
responses state that comments would be
considered or incorporated in future
revisions of the SARs rather than being
incorporated into the final 2018 SARs.
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Comments on National Issues
Minimum Population Estimates
Comment 1: The Marine Mammal
Commission (Commission) comments
the requirements of Section 117 of the
MMPA require inclusion of a minimum
population estimate (Nmin), a key factor
for effective management of marine
mammal stocks using PBR. Without an
Nmin derived from recent data, PBR
cannot be calculated and an
‘‘undetermined’’ value results, which is
useless for management purposes.
Including the revised 2018 draft SARs,
an Nmin estimate is lacking for 91 of the
251 identified stocks (or 36 percent).
The Commission understands that the
primary reason for this shortcoming is a
lack of resources (mainly access to
vessel and plane platforms from which
surveys are conducted) to collect the
necessary information. The Commission
appreciates the efforts NMFS has made
to address this shortcoming by setting
priorities across regions, coordinating
requests for vessel time, and
maximizing the data collected during
these surveys (e.g., Ballance et al. 2017).
The Commission recommends that
NMFS continue its efforts to prioritize
and coordinate requests to secure the
necessary survey resources across
regions. In addition to these internal
efforts, the Commission acknowledges
and encourages NMFS’ continued
engagement and collaboration with
other federal agencies that also require
basic information on marine mammal
stocks, through programs like the
Atlantic Marine Assessment Program for
Protected Species and similar programs
in the Gulf of Mexico and the Pacific.
Further, the Commission recommends
that these marine assessment programs
continue to include appropriate
personnel, logistical capability, and
vessel time to allow for photoidentification, biopsy sampling, satellite
tagging and other efforts to augment and
increase the value of the core linetransect survey data collected. These
additional efforts will assist in
delineating stock structure, confirming
at-sea identification of cryptic species,
and furthering understanding of marine
mammal distribution, habitat use, and
behavior, all important to the overall
management goals of NMFS under the
MMPA.
Response: We acknowledge the
Commission’s comment and will
continue to prioritize our efforts for the
collection of data to address outdated
Nmin estimates.
Fisheries Observer Coverage
Comment 2: The Commission points
out that adequate observer coverage
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continues to be an issue for many
fisheries in most regions. In some cases,
fisheries that have the potential to take
marine mammals go unobserved
entirely. For example, in Hawaii, several
unobserved, state-managed line fisheries
likely interact with endangered main
Hawaiian Islands insular false killer
whales. In Alaska, numerous
unobserved, state-managed salmon
gillnet fisheries pose a significant risk of
interactions with harbor porpoises. In
other cases, observed fisheries with
known interactions with marine
mammals have observer coverage but is
inadequate (e.g., less than 10 percent).
Observer coverage in the Category I
Mid-Atlantic gillnet fishery, which is
known to take significant numbers of
common bottlenose dolphins, common
dolphins, and harbor porpoises,
averaged less than five percent from
2012 to 2016. On the positive side,
annual coverage increased steadily from
two to eight percent over that period.
Observer coverage in the Category II
Mid-Atlantic bottom trawl fishery
averaged under eight percent coverage
over the same period, although once
again annual coverage increased from
five to ten percent during that period.
The Commission recommends that
NMFS continue to increase observer
coverage in all fisheries with significant
marine mammal bycatch that lack
adequate coverage to provide reliable
estimates of incidental take levels, with
increased efforts to develop
collaborative observer programs for
state-managed fisheries, particularly in
Alaska and Hawaii.
Response: NMFS is charged with
fulfilling a wide range of requirements
under the Magunson-Stevens Act,
MMPA, and ESA, and regulations
implementing those Acts. These
mandates include ending overfishing
and rebuilding fish stocks, protecting
and recovering threatened and
endangered species, reducing bycatch,
enforcing laws and regulations, and
combating illegal, unreported, and
unregulated fishing internationally. In
recent years, we have tried to meet
performance goals ensuring that at least
38 U.S. fisheries continue to maintain
adequate observer coverage through the
deployment of at least 70,000 sea days
observed nationwide. Allocation of
observer coverage involves a variety of
trade-offs that prevent each fishery from
being observed each year, or at high
levels of coverage.
In the case of the Hawaii line fisheries
mentioned by the Commission, those
fisheries are all Category III fisheries in
the MMPA List of Fisheries (LOF).
According to the 2018 LOF, only the
Hawaii troll fishery has had
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documented marine mammal species
and stocks incidentally killed or
injured. In light of the high-priority
marine mammal interactions in the
Category I Hawaii deep-set longline
fishery and the Category II Hawaii
shallow-set longline fishery and
American Samoa longline fishery, and
limited observer budget resources, the
Hawaii line fisheries cited by the
Commission are not prioritized for
coverage at this time.
While we are not operating the Alaska
Marine Mammal Observer Program
(AMMOP) due to lack of available
resources to fund additional
observations of the southeast Alaska
salmon driftnet fishery, we are working
to assess the needed resources and
actively exploring options to identify
additional resources for the AMMOP.
Coverage rates for the Category I MidAtlantic gillnet fishery are limited both
by funding and practical limitations,
although observer coverage has
continued to increase in recent years.
Obtaining higher coverage is
challenging due to the geographically
dispersed nature of this fishery. In 2017,
the observer coverage for this fishery
was 9.36 percent and generally higher in
strata where marine bycatch occurred.
Despite having observer coverage rates
of 5 to 10 percent from 2012–2016, the
Category II Mid-Atlantic bottom trawl
fishery generally has observer coverage
required to meet the target of a 30
percent coefficient of variation (CV) for
marine mammal mortality estimates in
that fishery. In light of the fact that the
30 percent CV target is generally being
met with 5 to 10 percent observer
coverage, increasing observer coverage
for this fishery is not a high priority
given limited observer budget resources.
Review of SARs for Strategic Stocks
Comment 3: The Commission
comments that Section 117 of the
MMPA directs NMFS to review at least
annually, all stock assessment reports
for strategic stocks. How NMFS
addresses this requirement varies by
region. For example, the 2018 draft
reports for Alaska include proposed
revisions, some minor, to the reports for
all strategic stocks. While the other
regions may have reviewed each
strategic stock in 2018, not every
strategic stock was revised and released
for public comment. Some strategic
stocks have SARs that have not been
updated in more than five years,
presumably because no significant new
information has been published on
abundance, distribution, human-caused
serious injury and mortality, stock
structure or habitat concerns for those
stocks. To help ensure NMFS is aware
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of new information relevant to all
strategic stocks, the Commission
recommends that NMFS include in the
Federal Register notice, published
when revised SARs are released, a
specific request for new information for
strategic stocks that were not updated
that year. New relevant information
could include peer-reviewed
information on human-caused serious
injury and mortality, fishery
interactions, abundance, distribution,
stock structure and habitat concerns,
which could be incorporated into SARs,
and other information that might draw
attention to emerging concerns for a
strategic stock.
Response: We appreciate the
Commission’s recommendation and will
include in future Federal Register
notices regarding draft stock assessment
reports a request for new information
relevant to all strategic stocks not
updated in the current year.
Reconciling Humpback Whale Distinct
Population Segments (DPSs) and MMPA
Stocks
Comment 4: The Commission
expresses concern that NMFS’ review of
the stock structure of humpback whales
under the MMPA in light of the 14 DPSs
identified under the Endangered
Species Act (81 FR 62259, September 8,
2016) has now been underway for two
years with no timetable for its
completion. They state the lack of
reconciliation between humpback DPSs
and humpback stocks has had effects on
other management decisions undertaken
by NMFS, such as those related to the
proposed draft negligible impact
determination for the California thresher
shark/swordfish drift gillnet fishery
(<14 inch mesh) and the Washington/
Oregon/California sablefish pot fishery,
and those related to its response to the
increased number of humpback whale
entanglements on the west coast since
2014. The Commission recommends
that NMFS take the necessary steps to
conclude its review of humpback whale
stock structure and revise the humpback
whale SARs accordingly in the draft
2019 reports.
The Center for Biological Diversity,
Humane Society of the United States,
and Whale and Dolphin Conservation
(CBD–HSUS–WDC) ask NMFS to
elaborate on the status of the agencywide moratorium on revising MMPA
stock definitions and Point Blue
Conservation Science expresses support
for NMFS to clarify how the DPSs will
be treated under the MMPA as quickly
as possible.
Response: As described in our
Federal Register notice requesting
comments on the Draft 2017 Marine
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Mammal Stock Assessment Reports (82
FR 60181, December 19, 2017), we are
currently in the process of reviewing
stock structure under the MMPA for all
humpback whales in U.S. waters,
following the change in ESA listing for
the species in 2016, to determine
whether we can align the stocks with
the DPSs under the ESA. Until such
time that the humpback whale stock
structure under the MMPA with respect
to the ESA listing has been completed,
we are retaining the current stock
delineations and any changes in stock
delineation or MMPA section 117
elements (such as PBR or strategic
status) will be reflected in future stock
assessment reports. Revising the stock
structure for humpback whales is a high
priority; however, the process of
reviewing stock structure under the
MMPA has taken longer than
anticipated because we are evaluating
the Agency’s process for stock
designation.
Nmin and PBR
Comment 5: The Alaska Oil and Gas
Association (AOGA) comments the draft
assessment for the Bering Sea stock of
harbor porpoise is an example of longstanding inadequacy in the
development of Nmin and PBR for
stocks with abundance estimates older
than eight years. As a result of applying
the guidelines for preparing the SARs,
NMFS does not use abundance
estimates older than eight years to
calculate either Nmin or PBR due to a
decline in confidence in the reliability
of an aged abundance estimate. Both
Nmin and PBR are considered
‘‘undetermined’’ or ‘‘unknown’’ which
AOGA asserts is a mischaracterization
that makes using SARs for permitting
and management decisions very
difficult. They suggest if Nmin can be
identified, even from a survey that is
outdated, it should be used to calculate
PBR using the best available science.
This approach seems analogous to the
practice of under-estimating a PBR
based on a recent survey which covers
only a portion of an animal’s total range.
AOGA recommends that the guidelines
for preparing the SARs be revisited and
even if the ‘‘eight-year rule’’ remains the
threshold for estimating Nmin and
developing current PBRs, the SAR
should identify the most recent data and
an estimate of PBR that results from
those data. If necessary, the SAR can
provide caveats regarding the data and
include statements to acknowledge the
potential risks of using such data. They
comment this is a more reasonable
approach than stating that ‘‘PBR is
considered unknown.’’
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Response: The topic of outdated
abundance information was discussed at
the 2011 workshop on the Guidelines
for Assessing Marine Mammal Stocks
(GAMMS). We proposed revisions to the
GAMMS in 2012, including an approach
to address outdated abundance
estimates developed at the 2011
workshop. Due to the strenuous
objections to the proposed approach
received during public comment, we
did not implement any changes
regarding outdated abundance estimates
at that time. We are currently working
to develop an alternative approach,
which would be included in the next
revision of the guidelines. We will
solicit public review and comment on
any proposed revisions.
Comments on Alaska Issues
Alaska Native Subsistence Takes
Comment 6: The Commission
comments that accurate information on
the taking of marine mammals by
Alaska Natives for subsistence and
handicraft purposes is becoming
increasingly important in light of the
pace of climate changes occurring in the
Arctic and sub-Arctic regions. Over the
past several years, the Commission has
repeatedly recommended that NMFS, in
collaboration with its co-management
partners, improve its monitoring and
reporting of subsistence hunting in
Alaska. The Commission appreciates the
efforts made by NMFS in this regard
with an increase in the 2018 draft SARs
in the number of communities reporting
hunting levels for bearded and ribbon
seals (from 12 to 16 villages for the most
recent five years). Nevertheless, this still
represents only one-quarter of the 64
communities that may hunt ice seals.
Therefore, the Commission continues to
recommend that NMFS pursue
additional mechanisms to gather
reliable information on the numbers of
marine mammals taken for subsistence
and creating handicrafts, including by
securing adequate funding for
comprehensive surveys of subsistence
use and Native hunting effort. The
Commission encourages NMFS to
continue to provide updated
information whenever it becomes
available, even if it pertains only to a
limited number of villages or a subset of
years.
Response: We agree that it would be
beneficial to have more comprehensive
information about the harvest numbers
of species of Alaska marine mammals
taken for subsistence purposes and for
creating handicrafts. We provide comanagement funding to Alaska Native
organizations under section 119 of the
MMPA, in part to monitor harvests and
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report harvest numbers. The best
available information is more
comprehensive for some species (e.g.,
bowhead whales, beluga whales, and
northern fur seals) than for others (e.g.,
harbor seals and ice seals). The
shortcomings reflect the limited
resources available to support harvest
monitoring and reporting, as well as the
large number of communities over a
wide geographic area that subsistence
hunt for species such as harbor seals,
ice-associated seals, and Steller sea
lions. Within the constraints of
appropriations, we will continue to
work with our co-management partners
to monitor subsistence harvests and
make that information publicly
accessible as it becomes available.
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Prey Availability
Comment 7: Oceana points out that in
addition to estimating direct humancaused mortality, for a strategic stock,
the SAR must identify ‘‘other factors
that may be causing a decline or
impeding recovery of the stock,
including effects on marine mammal
habitat and prey.’’ They note that NMFS
has not assessed the impacts of prey
levels on strategic stocks, such as
whether, or how, commercial fishing or
any other factor may be decreasing the
availability of prey and, consequently,
causing declines or impeding recovery
of strategic stocks and they request that
NMFS assess how prey availability may
be affecting humpback whale, Steller
sea lion, and northern fur seal stocks.
Response: Overall, the NMFS
Guidelines for Preparing Stock
Assessment Reports (NMFS 2016) state
if substantial habitat issues are
important for strategic stocks, then a
‘‘Habitat’’ section should be used to
summarize the existing data that
indicate a problem. The guidelines also
note that the SARs are not intended to
be a forum in which to present
significant new data and analysis.
Instead, analyses are to be conducted
and published separately, and such an
analysis is not part of the SAR process
itself.
There is no comprehensive
information about how prey availability
may be affecting humpback whale
stocks. To address this question would
require accurate data on prey abundance
across the whales’ entire range, prey
consumption rates for individuals and
populations, energetics of individual
whales, and spatial and species overlap
with commercial fishery catches. While
the latter might be quantifiable, there is
currently no way to obtain any
reasonable data for the other variables
involved, let alone for the impact of
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changing environmental conditions on
prey distribution and abundance.
The overall trend for most humpback
whale populations found in U.S. waters
is positive and points toward recovery
(81 FR 62259; September 8, 2016),
indicating that prey availability is not a
major problem. However, a sharp
decline in observed reproduction and
encounter rates of humpback whales
from the central North Pacific between
2013 and 2018 has been related to
oceanographic anomalies and
consequent impacts on prey resources
(Cartwright et al. 2019), suggesting that
humpback whales are vulnerable to
major environmental changes.
The Western U.S. Steller sea lion SAR
does summarize representative
publications describing such potential
threats in the ‘‘Habitat Concerns’’
section. It is also noted in the ‘‘Current
Population Trend’’ section that the
decline in pup abundance in the central
Gulf of Alaska in 2017 was correlated
with a dramatic decline in the
abundance of Pacific cod in the area
during the winter. There are no
available data that definitively tie this
decline to a drop in natality but the
relationship is implied. As relevant
studies become available they will be
cited in future SARs.
A 3-year study to address whether
prey availability during the breeding
season may be a factor affecting Eastern
Pacific northern fur seal recovery was
initiated in 2018 by NMFS, in
collaboration with the University of
Washington and with support from the
Lenfest Ocean Program. Study results,
when published, will be cited in future
SARs if relevant.
Steller Sea Lion, Western Distinct
Population Segment
Comment 8: Oceana suggests the
population trend, stock status, and
habitat concern sections of the Steller
sea lion assessment include a discussion
on the observations and implications of
localized extirpation of breeding sea
lions from historical habitats.
Response: Under the MMPA, stock
status is determined relative to the
entirety of a stock. Steller sea lion
population trend estimates are shown in
the SAR by subregions to highlight
trend differences, but these are not
management units under the MMPA.
Implications of declines in various
regions within the western stock are
discussed in context of population
recovery under the ESA in the Steller
Sea Lion Recovery Plan.
Comment 9: Oceana recommends that
an assessment of mitigation measures
for recovery of the Steller sea lion
population in the Pribilof region is
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needed because climate change is a
threat to Steller sea lions and their
habitat and there have been several
unusual mortality events in the last
decade documented for marine
mammals in Alaska. They note that
Steller sea lion pup counts in the central
and eastern Gulf of Alaska in 2017 were
subsequently lower than prior years,
indicating that prey availability from the
warm conditions decreased pup
production.
Response: There have been three
Unusual Mortality Events (UMEs)
declared in Alaska since 1991 (large
whales in 2015; ice seals (ringed,
bearded, and spotted) in 2011; and sea
otters in 2006). Consistent with our
response to Comment 8, the Pribilof
population of Steller sea lions is within
the western stock of Steller sea lions, so
it is not assessed separately in the
current SAR. We will cite published
studies that discuss the potential
consequences of climate change and
harmful algal blooms on western Steller
sea lions in the ‘‘Habitat Concerns’’
section of future SARs if we determine
that these changes in the Alaska coastal
environment are of concern for the
western Steller sea lion stock.
Comment 10: Oceana comments that
while the draft SARs include annual
mortality and serious injury rates from
federally-managed commercial fisheries
monitored and reported by groundfish
fisheries observers, these observer data
are limited and there are only partial
observer data in some of the trawl
fisheries (e.g., Gulf of Alaska flatfish
trawl, Gulf of Alaska pollock trawl, and
Gulf of Alaska Pacific cod trawl
fisheries). As a result, they point out the
majority of fishing activity, and the
possible marine mammal interactions
through that activity, are without
monitoring or accountability. What is
reported in the SARs is a yearly
estimate, with unreported variance,
extrapolated from observer data, which
makes it difficult to evaluate the
accuracy of those marine mammal
mortality estimates. They recommend it
would benefit marine mammal
monitoring to have higher rates of
observer coverage on fisheries that
potentially interact with endangered
species like the western DPS Steller sea
lion.
Response: Estimates of variance are
reported as CVs and are consistently
available for Alaska commercial
groundfish fisheries that host fisheries
observers. In the current SARs, CVs are
reported for the estimates of mean
annual mortality and serious injury
rates. We will consider including the
CVs for the yearly estimates of mortality
and serious injury in future SARs;
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however, these CVs would only describe
the uncertainty in the extrapolated
estimates of mortality and serious injury
based on observer data from randomlyselected monitored hauls; it is not
possible to calculate CVs for mortality
and serious injury from opportunistic
data (e.g., those collected from nonrandomly selected hauls). The CVs for
many observed fisheries are low because
the proportion of the fleet that is
observed is quite high. It is accurate that
many Alaska fisheries that are known to
have mortality and serious injury are
observed at a low rate or are not
observed at all. In general, the annual
rates of mortality and serious injury
reflected in the SARs are considered a
minimum estimate for each stock. In
Alaska, we place observers through an
Annual Deployment Plan, which allows
for flexibility as the priorities for
observations change. We intend to
observe state fisheries with at least an
occasional level of mortality and serious
injury of marine mammals if resources
become available.
Northern Fur Seal, Eastern Pacific
Comment 11: Oceana recommends the
northern fur seal assessment include an
estimate of the direct or indirect
mortality and loss of production that
occurs from competition with
commercial fisheries. The Aleut
Community of St. Paul Island Tribal
Government (ACSPI) requests that
NMFS include an estimation of
commercial fisheries’ impacts on the
Eastern Pacific stock’s population,
habitat, and prey through removal of
prey or provide an explanation as to
why it is not included.
Response: See response to Comment
7.
Comment 12: ACSPI comments the
MMPA requires that NMFS ‘‘describe
commercial fisheries that interact with
the stock, including . . . the estimated
level of incidental mortality and serious
injury of the stock by each such fishery
on an annual basis [and] seasonal or
area differences in such incidental
mortality or serious injury . . .’’ They
note that NMFS does not include
estimates of incidental mortality from
reduction in prey in the appendices that
include these descriptions.
Response: See response to Comment
7. Also, note that reduction in prey is
not defined as an ‘‘incidental mortality’’
in the MMPA; incidental mortality is
defined as mortality incidental to direct
human activities.
Comment 13: AOGA notes the draft
northern fur seal, Eastern Pacific SAR
refers to the pup harvests on St. George
Island from 2014 through 2016, and a
total of 157 pups were killed over that
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period. The SAR states that there is no
reason to believe that limiting mortality
and serious injury to the level of the
PBR will reverse the decline. They
suggest the report would benefit from
adding a brief explanation of the
scientific analysis used to justify
changes in the fur seal subsistence
harvest regulations and any potential
impacts as described in the recent Final
Environmental Impact Statement
published by NMFS (https://
www.fisheries.noaa.gov/action/noticeavailability-final-supplementalenvironmental-impact-statement).
Response: We agree that the statement
referenced by the commenter is unclear.
The full sentence in the draft SAR
stated: ‘‘However, given that the
population is declining for unknown
reasons, and this decline is not
explained by the relatively low level of
known direct human-caused mortality
and serious injury, there is no reason to
believe that limiting mortality and
serious injury to the level of the PBR
will reverse the decline.’’ We have
replaced this sentence with the
following sentence in the final 2018
SAR: ‘‘The PBR calculation assumes
mortality is evenly distributed across
males, females, and each age class; but
that is not the case with the subsistence
harvest, which accounts for most of the
known direct human-caused mortality.
The subsistence harvest is almost
entirely sub-adult males and male pups
and, therefore, has a relatively low
impact on the population due to the
disproportionate importance of females
to the population. Thus, non-breeding
male-biased mortality up to the
maximum levels authorized for
subsistence use does not represent a
significant risk to the Eastern Pacific
northern fur seal stock.’’ This issue is
described in more detail in the recent
Final Environmental Impact Statement
cited by the commenter.
Ringed Seal
Comment 14: AOGA notes that
information and updates on the Alaska
stock of the ESA-listed Arctic
subspecies of ringed seal are not
provided in the 2018 SAR. Ringed seals
are the most abundant marine mammal
species in the Arctic throughout the
year, and a species of major concern
related to ongoing oil and gas activities
in the U.S. Beaufort Sea and they are
unclear why the report for this
‘‘strategic’’ stock was not reviewed and
updated.
Response: The Alaska stock of ringed
seals was listed as threatened under the
ESA on December 28, 2012 (77 FR
76706). On March 11, 2016, the U.S.
District Court for the District of Alaska
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issued a decision vacating the listing. A
notice of appeal of the District Court
decision was filed on May 3, 2016; and
the listing was reinstated on May 15,
2018. Because the stock was not listed
as threatened under the ESA or
considered to be strategic under the
MMPA when the draft 2018 SARs were
prepared, we did not revise the ringed
seal SAR in 2018; however, we will
revise the SAR in 2019.
Beluga Whale, Cook Inlet
Comment 15: AOGA recommends
NMFS include information in the beluga
whale, Cook Inlet report that due to
their continued small population size,
the Yakutat Bay beluga whales remain
part of the Cook Inlet stock and are still
provided the same protections as the
Cook Inlet stock including the
limitations on hunting.
Response: We have added this
information to the final 2018 Cook Inlet
beluga whale SAR.
Comment 16: AOGA notes the draft
Cook Inlet beluga whale SAR does not
include the 164 observed dead stranded
whales between 1998–2013 identified in
the December 2016 Cook Inlet beluga
whale ESA Recovery Plan. They suggest
the average, unexplained mortality
during this period of approximately 11
beluga whales per year may provide
important context for the lack of
recovery of this species.
Response: The mortality observed
between 1998 and 2013 (BurekHuntington et al. 2015) is described in
detail in the ‘‘Other Mortality’’ section
of the Cook Inlet beluga whale SAR. We
will add information about this
observed mortality to the Status of Stock
section of the draft 2019 SAR.
Harbor Porpoise, Southeast and Other
Alaska Stocks
Comment 17: The Commission
expresses concern there remains
appreciable uncertainty in the
calculated PBR and estimated M/SI
levels for the Southeast Alaska (SEAK)
harbor porpoise stock due to: (1) Low
observer coverage, (2) biased population
estimates, and (3) insufficient data on
stock delineation. In their comments on
the 2017 draft SARs, the Commission
recommended that NMFS address these
uncertainties and although NMFS is
working to understand and reduce the
uncertainties, no significant changes
were made in the 2018 draft SAR. The
Commission urges NMFS to continue its
efforts to address these issues.
Response: The PBR level of 12 for the
Southeast Alaska harbor porpoise stock
was estimated based on a survey that
covered only a portion of the currentlyrecognized distribution of this stock,
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and it includes commercial fishery
mortalities or serious injuries that
occurred far north of the surveyed areas.
We are concerned about the Southeast
Alaska harbor porpoise stock and are
collecting additional information on
stock structure and abundance to reduce
uncertainties in the data available to
manage this stock, and we have
prioritized the Southeast Alaska drift
gillnet fishery for additional observer
coverage should resources become
available.
Comment 18: The Commission notes
the MMPA requires NMFS to develop
and implement take reduction plans
(TRPs) for all strategic stocks (section
118(f)(1)) that interact with a Category I
or II fishery, subject to the availability
of funding (section 118(f)(3)). Further,
the MMPA directs NMFS to give the
highest priority to developing and
implementing TRPs for stocks for which
M/SI exceeds PBR, the population size
is small, and/or the population is
declining rapidly. Although the SEAK
stock of harbor porpoise meets the first
two criteria, NMFS has not yet chosen
to develop a TRP for this stock. Given
the small size of the stock and the fact
that it is experiencing an unsustainable
level of take, the Commission
recommends that NMFS apply the
criteria under section 118(f)(3) to give
this stock high priority, establish a take
reduction team (TRT), and initiate the
development of a TRP. The Commission
recognizes that TRTs require a
minimum of information regarding
population size, status, fisheries
interactions, and mitigation options to
develop TRP recommendations. In this
case, based on what is known about this
and other harbor porpoise stocks, their
interactions with gillnet fisheries in the
eastern United States and Europe, and
the availability of approaches to reduce
bycatch numbers (e.g., Bj2014
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pelagic false killer whales, and Northern
and Southern North Carolina Estuarine
System bottlenose dolphins).
Comment 19: The Commission
recommends that NMFS undertake
analyses using harbor porpoise
population data and state gillnet
fisheries data from throughout the range
of harbor porpoises in Alaska, and
bycatch-rate data from comparable
harbor porpoise populations from the
full range of the species, to develop
model-based estimates of the likely
magnitude of harbor porpoise bycatch in
the Gulf of Alaska and Bering Sea.
Response: We will investigate the
feasibility of conducting the analyses
recommended by the Commission with
existing abundance data for these
stocks; however, because the abundance
data were collected between 1997 and
1999, the analyses would be based on
20-year-old data that may not reflect the
current status of the population.
Humpback Whale, Central North Pacific
Comment 20: CBD–HSUS–WDC
request that NMFS include in the
Central North Pacific (CNP) humpback
whale report the data presented and
discussed at the November 2018
workshop that showed a decrease in
Hawaii in overall humpback whale
songs and a drop of nearly 80 percent
in sightings of mother and calf pairs
from 2014 to 2018.
Response: At the time the draft 2018
SARs were made available for public
comment, no published information was
available on this apparent change in
winter distribution. NMFS will include
information from a recently published
paper (Cartwright et al. 2019) in the
draft 2019 SAR.
Comment 21: CBD–HSUS–WDC note
that in the CNP humpback whale report,
one humpback injury was observed in
the Hawaii shallow-set longline in 2015
that is not recorded in the report’s
paragraphs on ‘‘Fisheries Information’’
nor recorded in appendices giving
fishery-specific information. The
appendices to the Alaska stock
assessment report do not include
interactions of Alaskan stocks with
Hawaii fisheries. Also, in 2017, the
Pacific stock assessment report included
only Appendix 3, a summary of stock
information.
Response: Our marine mammal SARs
contain information on human-caused
mortality and serious injury; thus, the
non-serious injury observed in 2015 in
the Hawaii shallow-set longline fishery
is not included in the Central North
Pacific humpback whale SAR. However,
publications by the NMFS Pacific
Islands Fisheries Science Center (e.g.,
Bradford 2018, Bradford and Lyman
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2018) that are cited in the SAR contain
details about the human-caused
mortality, serious injury, and nonserious injury of humpback whales
observed in Hawaii fisheries and/or
reported to the NMFS Pacific Islands
Region stranding network. The 2017
U.S. Pacific SARs contain only the
reports and appendices that were
revised in 2017. An appendix in
complete versions of the U.S. Pacific
SARs (e.g., Carretta et al. 2017)
describes fisheries in U.S. west coast
and Hawaii waters, while appendices in
the NMFS Alaska SARs describe
fisheries in Alaska waters.
Comment 22: CBD–HSUS–WDC urge
NMFS to include more detail about the
impacts of increasing ambient noise on
humpback whales in the CNP humback
whale report. For example, a recent
study of humpback whales in Glacier
Bay National Park found that as ambient
sound levels increased, humpback
whales responded by increasing the
source levels of their calls by 0.81
decibel (dB) for every 1 dB increase in
ambient sound. In addition, for every 1
dB increase in ambient sound, the
probability of a humpback whale calling
in the survey area decreased by 9
percent. They suggest these details are
especially important to guide
management measures to protect whales
from increasing ocean noise pollution.
Response: Given the lack of
conclusive data on negative impacts of
anthropogenic noise on the humpback
whale stock, we believe that the existing
text in the ‘‘Habitat Concerns’’ section of
the Central North Pacific humpback
whale SAR is sufficient.
Bowhead Whale
Comment 23: The North Slope
Borough comments the bowhead quota
from the International Whaling
Commission (IWC) was changed in 2018
to take effect in 2019 and includes up
to 67 strikes per year plus up to 33
previously unused strikes. They suggest
because the new quota was broadly
publicized, NMFS include a footnote in
the bowhead whale report to reference
the new quota that will take effect in
2019.
Response: We have added information
about the new block quota for the period
2019 to 2025 to the final 2018 SAR.
Killer Whale, AT1 Transient
Comment 24: CBD–HSUS–WDC
request that the final stock assessment
report for the AT1 Transient killer
whale reflect that in 2015 one killer
whale, apparently from an Alaska
transient stock, was entangled in a
California commercial Dungeness crab
trap. Given the uncertainty in the stock
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definitions for Alaska killer whales and
the overlap in range of the AT1
Transient stock with the Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient stock, they urge NMFS to
identify all fishery-related serious injury
and mortality for Alaska transient killer
whales in the stock assessment report
for AT1 Transient whales. Further, a
second killer whale of unknown stock
origin was reported entangled in a
California commercial Dungeness crab
trap and was able to self-release. CBD–
HSUS–WDC stress the importance that
the stock assessment reports identify the
killer whale stocks that are vulnerable to
entanglement in Dungeness crab traps.
Neither the death in 2015 nor the
interaction in 2016 is reported in the
killer whale stock assessment report.
Response: Based on genetic analysis,
the killer whale that entangled and died
in commercial California Dungeness
crab pot gear in 2015 was identified as
a transient killer whale with a
mitochondrial DNA (mtDNA) haplotype
that has been found in transient killer
whales in the Pribilof Islands and
western Aleutian Islands. However, the
whale cannot be assigned to a specific
stock because mtDNA haplotypes are
unique to ecotypes of killer whales (e.g.,
resident, transient, offshore) but not to
populations. Therefore, we will assign
this mortality to both the Gulf of Alaska,
Aleutian Islands, and Bering Sea
Transient killer whale stock and the
West Coast Transient killer whale stock
in the next revisions of these SARs and
in the NOAA Technical Memorandum
that contains information on humancaused mortality and injury of NMFSmanaged Alaska marine mammal stocks
in 2013–2017 (Delean et al. in press).
The mortality will not be assigned to the
AT1 Transient killer whale stock,
because none of the whales in this
population are missing. The killer whale
that entangled in and self-released from
commercial California Dungeness crab
pot gear in 2016 was photographically
identified as a member of the West
Coast Transient stock of killer whales,
and this non-serious injury will also be
included in Delean et al. (in press). We
will add a statement to the draft 2019
AT1 Transient killer whale SAR noting
that transient killer whales have
entangled in pot gear in other areas and
entanglement in this type of gear may be
a risk for the AT1 Transient stock of
killer whales.
Comments on Atlantic Issues
General Large Whale UMEs
Comment 25: CBD–HSUS–WDC point
out that NMFS presented information at
the most recent (2018) meeting of the
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Atlantic Large Whale TRT regarding
three concurrent large whale UMEs that
are ongoing. According to this agency
presentation, they include one from
2016–2018 affecting humpback whales
in the Atlantic (Cause: Undetermined;
Contributory Human Interaction);
another from 2017–2018 affecting North
Atlantic right whales in the Atlantic
(Cause: Preliminary Human Interaction);
and one from 2017–2018 affecting
minke whales in the Atlantic (Cause:
Undetermined; Contributory Human
Interaction and Infection). Each of these
three concurrent large whale UMEs span
from approximately 2016 to the present
and extend from Atlantic Canada to
Florida and involve 155 whales in total.
CBD–HSUS–WDC comment that
although NMFS has made public the
preliminary or contributory findings of
human interaction in all three
investigations public, there is little
mention made of this in a number of the
affected SARs.
Response: The period covered by the
2018 SARs is 2012–2016. The
humpback whale UME began in January
of 2016 and the 2018 SAR includes
language about the UME in the other
mortality section. Any 2016 animals
included in the humback whale UME
that were determined to be
anthropogenic are included in the
mortality table. The recent right whale
UME was established in June of 2017.
Although the time frame of this UME is
outside the focus of the 2018 SAR,
during its review of the SAR at the
Atlantic SRG meeting in February 2018,
the SRG suggested it was important to
mention the UME in the text of the
report. Prior to publishing the draft right
whale SAR for public comment, NMFS
updated the SAR text, added a link to
the UME web page, and noted that all
2017 events that are determined to be
anthropogenic in nature will be
included in the 2019 SAR. The minke
whale UME started in January of 2017
and also was outside the time frame of
the the 2018 minke whale SAR. We
have added text to the final 2018 minke
whale SAR that references the UME and
will include any events that are
determined to be anthropogenic in
nature in the mortality table and
calcuations in the 2019 SAR.
North Atlantic Right Whales
Comment 26: The Center for
Biological Diversity, Conservation Law
Foundation, Defenders of Wildlife, The
Human Society of the United States,
Southern Environmental Law
Foundation, and Whale and Dolphin
Conservation (the Organizations)
suggest that while NMFS has included
some updates in the ‘‘Stock Definition
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and Geographic Range’’ section of the
North Atlantic right whale report, this
section should be revised to condense
the historical distribution information
and include the significant changes in
right whale distribution that have
occurred since 2010.
Response: We agree with the
Organizations that the ‘‘Stock Definition
and Geographic Range’’ section of this
report could use substantial updates and
will plan to make these updates in the
2019 SAR.
Comment 27: The Organizations
appreciate that NMFS includes a
statement in the ‘‘Stock Definition and
Range’’ section of the North Atlantic
right whale report noting a habitat shift
resulting in an increased use by right
whales of Cape Cod Bay and decreased
use of the Great South Channel.
However, they request NMFS also reevaluate the section which states that
‘‘visual and acoustic surveys have
demonstrated the existence of seven
areas where western North Atlantic
right whales aggregate seasonally: The
coastal waters of the southeastern
United States; the Great South Channel;
Jordan Basin; Georges Basin along the
northeastern edge of Georges Bank; Cape
Cod and Massachusetts Bays; the Bay of
Fundy; and the Roseway Basin on the
Scotian Shelf (Brown et al. 2001; Cole
et al. 2013).’’ The Organizations do not
dispute the accuracy of the data from
the sources cited but note that these
sources are between five and 17 years
old. The Organizations assert NMFS
itself has acknowledged that sightings in
the Bay of Fundy have declined over the
past 10 years, and the Agency has
recently shifted significant resources to
Canada, leaving many areas of the Gulf
of Maine, including Georges and Jordan
Basins, without meaningful effort to
evaluate the current importance of those
locations to right whales.
Response: We have added a more
recent reference to this section in the
2018 final SAR (Mayo et al. 2018). We
will re-evaluate and update the section
if newer sources are available for the
2019 SAR.
Comment 28: The Organizations
disagree with NMFS’ conclusion that
sightings south of Nantucket and
Martha’s Vineyard reflect only a
‘‘modest late winter use’’ of this area by
the species, suggest that the waters
south of Cape Cod are increasingly
important, and ask the Agency to review
its own use of Dynamic Area
Management (DMA) declarations for
these waters as additional confirmation
of their significance. In light of
distributional changes in right whale
habitat noted since 2010, the
Organizations comment it is important
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for the stock assessment reports to
reflect not only historic, but also recent
sightings outside of ‘‘traditional’’ habitat
use that may indicate shifting habitat
use and broader distribution.
Response: As the period covered by
the 2018 SARs is 2012–2016, any
sightings made and DMA zones
declared in 2018 are outside of the time
frame of this report, but we will reflect
any updates in the 2019 SAR. We have
removed the word ‘‘modest’’ and
changed Stone et al. to Leiter et al.
Comment 29: The Organizations also
ask NMFS to consider omitting older
information and updating the references
used in the ‘‘Stock Definition and
Range’’ section of the North Atlantic
right whale report. For instance,
according to the draft SAR, ‘‘(h)ighresolution (i.e., using 35 microsatellite
loci) genetic profiling has been
completed for 66 percent of all North
Atlantic right whales identified through
2001,’’ for which a 2007 publication is
cited. However, a 2009 publication by
Frasier et al. states that high-resolution
genetic profiles are available for greater
than 75 percent of catalogued right
whales.
Response: We agree with the
Organizations and have updated the
Frasier cititation in the final 2018 SAR.
As noted above, we will re-evaluate and
update this section and include newer
sources if available in the 2019 SAR.
Comment 30: The Organizations
comment it is unclear why Nmin was
removed from the ‘‘Population Size’’
section of the North Atlantic right whale
SAR and why the estimates provided
here appear to differ from those
provided by NMFS in its 2018
Technical Memo. According to the draft
SAR, it appears Nmin was negated and
changed only to ‘‘N’’ due to
uncertainties around a probabilistic
model and a median abundance of 451
individuals is provided. However, the
NOAA Tech Memo, also citing Pace et
al. 2017, estimates an ‘‘overall species
abundance of about 400.’’ They suggest
this lower number—the minimum
estimate of animals likely alive—would
seem more appropriate to provide as an
Nmin.
Response: The ‘‘min’’ was originally
removed because the author thought
using Nmin would cause confusion with
the Minimum Number Alive calculation
used in previous SARs. We have
corrected this in the final 2018 report
and added Nmin back to the text
because the sentence refers to the 60
percent lower bound common to most
SARs but in this case results from the
mark recapture estimation procedure.
The Nmin of 445 reported in the 2018
SAR is the lower limit of the 60 percent
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credible limit on the median estimate of
451. This is the calculation established
by the GAMMS (NMFS 2016). The
‘‘overall species abundance of about
400’’ reported in the Hayes et al. 2018
NOAA Tech Memo was calulated by a
different method and took into account
the 2017 mortalities, which are outside
the time frame for the 2018 SAR.
Comment 31: The Organizations
suggest the ‘‘Current Population Trend’’
section in the North Atlantic right whale
report should be revised and updated to
omit aging literature (e.g., from the
1990s) that appears less relevant. They
strongly suggest retaining the figures in
this section, abbreviating historic
information and using language taken
from the NOAA Tech Memo which
more clearly assesses the current status
including the recent population decline.
Response: We discussed this issue
with the Atlantic SRG at their 2018
meeting. The consensus was that while
this SAR should continue to maintain
its temporal integrity for abundance
analysis and the case by case reporting
of interactions, language would be
added to the text referring to the 2017
mortalities. Prior to publishing the draft
right whale SAR for public comment,
we added the following text to the
‘‘Annual Human-Caused Serious Injury
and Mortality’’ section of the report:
‘‘Although PBR analyses in this SAR
reflect data collected through 2016, it
should be noted that an additional 17
right whale mortalities were observed in
2017 (Daoust et al. 2017). This number
exceeds the largest estimated mortality
rate during the past 25 years. Further,
despite the usual extensive survey effort,
only 5 and 0 calves were detected in
2017 and 2018, respectively. Therefore,
the decline in the right whale
population will continue for at least an
additional 2 years.’’ We will report the
statistical analysis of population trends
that include the 2017 mortalities in the
2019 SAR.
Comment 32: The Organizations
comment in the ‘‘Current and Maximum
Net Productivity Rates’’ section of the
North Atlantic right whale report, it is
not clear how NMFS arrived at a total
of 443 calves born between 1990 and
2016. According to NOAA’s 5-Year
Review: Summary and Evaluation for
North Atlantic right whales, ‘‘(f)rom
1990–2014, 411 right whale calves were
observed born, an average of 16.4 per
year (with a standard deviation of 9.2).
However, according to the 2017 Right
Whale Report Card provided by the New
England Aquarium, 17 calves were born
in 2015 and 14 in 2016, which would
raise the total to 442, not 443.
This section also includes a
comparison of North Atlantic right
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whales to a counterpart species in the
Southern Hemisphere. While we do not
discount the information provided, it is
unclear why NOAA did not rely instead
on the more recent information in
Corkeron et al. 2018. We understand the
paper was not yet published when the
draft report was made available to the
public but note that it is not
unprecedented for Stock Assessment
Reports to include manuscripts ‘‘in
review,’’ as evidenced by ‘‘Henry et al.
in review,’’ cited in this draft.
Response: We have updated the total
number of calves born between 1990
and 2016 to 442 in the final SAR. The
Henry et al. paper, in review at the time
we published the draft SAR, is the
Serious Injury and Mortality Report for
the same time period as the SAR and is
on a parallel review track. The Henry et
al. paper is currently in press and will
be available shortly. In the interim, it
will be provided upon request. The
Corkeron et al. 2018 paper does cover
more recent information but is more
applicable to later SAR periods and will
be included in the appropriate future
SAR.
Comment 33: The Organizations
appreciate the inclusion of a statement
reflecting the unprecedented mortality
of 17 right whales in 2017, the recent
poor calving years, and the
acknowledgement of a decline in the
population but question whether any
value of PBR other than zero is
appropriate to use for this species when
NOAA itself has determined the
population is currently declining at 2.33
percent per year as a result of human
causes.
Response: As directed in the MMPA,
each SAR ‘‘shall’’ estimate the PBR level
for the stock. Further, the statute states
that PBR is calculated as the product of
three elements: The minimum
population estimate (Nmin); half the
maximum net productivity rate (0.5
Rmax); and a recovery factor (Fr). In this
case, PBR is calculated as 0.9.
Comment 34: The Organizations
request NMFS to consider a
comprehensive update of language in
the ‘‘Annual Human-Caused Serious
Injury and Mortality—Background’’
section of the North Atlantic right whale
SAR to better reflect a more current
view of anthropogenic impacts. For
example, citations referencing analyses
on entanglements of right whales are
from 1999, 2001, and 2009; and, there
are more recent information available.
Additionally, they note there is no
mention of sub-lethal impacts resulting
from entanglements, in spite of available
publications indicating this poses a
significant population-level risk to the
species.
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Response: We will update the text and
citations for this section in the 2019
report. Regarding sub-lethal impacts
resulting from entanglements, we note
that the van der Hoop et al. (2017) paper
is cited in the ‘Productivity Rates’
section of the report: ‘‘The available
evidence suggests that at least some of
the observed variability in the calving
rates of North Atlantic right whales is
related to variability in nutrition and
possibly increased energy expenditures
related to non-lethal entanglements
(Rolland et al. 2016; van der Hoop et al.
2017).’’ We will discuss with the
Atlantic SRG how best to incorporate
discussion of sub-lethal effects into the
‘‘Annual Human-Caused Serious Injury
and Mortality’’ section of the North
Atlantic right whale SAR.
Comment 35: The Organizations
request NMFS include more recent
studies in the ‘‘Fishery-Related
Mortality and Serious Injury’’ section of
the North Atlantic right whale report
which can be used to better assess the
impacts of serious injury resulting from
fishery interactions. For example, van
der Hoop et al. 2017 concluded that the
duration of an entanglement is critical
in determining the survival of the
impacted individual and that chronic
entanglement is a costly life history
stage, not a short-term event. Pettis et al.
2017 found that severely entangled
whales, along with lactating females,
were more likely to exhibit declining
body conditions than any other
population segment. While they
acknowledge that NMFS has set criteria
for which serious injury and mortalities
are determined, the Organizations stress
consideration of these kinds of studies
can help inform these criteria and better
evaluate the overall impact of fishery
interactions on this declining species.
Response: We are working with
partners on ways to quantify chronic
entanglement so it can be incorporated
into the serious injury determination
process. A challenge that we are trying
to address is that the status of
individual whales might change
between resights. We are undertaking a
review of the policy distinguishing
serious from non-serious injury and will
consider this type of information
throughout that process.
Comment 36: The Organizations ask
NMFS to update the ID # for two North
Atlantic right whales (#3996, #3610)
and review its assessment of a number
of individual North Atlantic right
whales (including #3692, #2810, #1142,
#1306, [#unidentified], and #4140) to
determine whether they should be
added to the list of M/SI cases in Table
1.
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Response: The Northeast Fisheries
Science Center staff reviewed all these
cases and their determinations regarding
serious injury were later reviewed by
experienced staff at another Fisheries
Science Center, the Greater Atlantic and
Southeast Regional Offices, and the
Atlantic SRG, per NMFS Policy and
Procedure for Distinguishing Serious
from Non-Serious Injury of Marine
Mammals. NMFS staff looks for
evidence of significant health decline
post event.
Regarding whale #3996 and #3610, we
have updated Table 1 in the final report
to include the ID numbers. Three of the
cases (#3692, #2810, and #1306) are
‘‘inconclusive,’’ or have evidence of
health decline on par with rest of
population. Regarding the unidentified
whale located on Roseway Basin on
September 13, 2015, while NMFS agrees
that it is a serious injury, our experts
cannot determine the source of the
injury; because there is no agreement on
vessel strike or entanglement, it cannot
be tallied with other human interaction
events. There are other instances where
whales have serious injuries, but we do
not know the source. For whale #1142
and #4140, we will include the updated
information on the additional sightings
in the 2019 report.
Comment 37: The Organizations agree
with NMFS’ conclusion that the species
should remain listed as endangered and
is in decline. However, according to the
5-Year Review: Summary and
Evaluation of the North Atlantic Right
Whale (Eubalaena glacialis), the species
has been in decline since 2010, not
2011, as amended in the draft SAR.
Response: The 2010 abundance
estimate was higher than the 2009
estimate. The 2011 estimate was lower
than 2010, so we are considering 2011
as the first year with evidence of
decline.
Humpback Whales—Gulf of Maine
Stock
Comment 38: CBD–HSUS–WDC
suggest that the ‘‘Stock Definition and
Geographic Range’’ section of the Gulf
of Maine humpback whale report
should be revised to condense the
outdated information and include a
more thorough examination of recent
changes in distribution and habitat use.
Response: We agree that the ‘‘Stock
Definition and Geographic Range’’
section of this report could use
substantial updates and will plan to
make these updates in the 2019 SAR.
Comment 39: CBD–HSUS–WDC
comment they understand that NMFS
cannot rely on an estimate based on data
more than eight years old and
appreciate NMFS’ development of a
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minimum number alive for the Gulf of
Maine stock of humpback whales based
on the Center for Coastal Studies (CCS)
humpback whale catalog. They note that
these data are collected by CCS for
dedicated research purposes and
include opportunistic sightings
contributed to CCS by others. These
data represent the most comprehensive
catalog of this management stock and
are provided to NMFS as a courtesy.
CBD–HSUS–WDC urge NMFS to
consider providing dedicated support
for the long-term sustainability of this
catalog, since NMFS relies on it for
management of this stock.
Response: We agree with the
commenter on the importance of the
CCS’ humback whale catalog and
acknowledge your comment.
Comment 40: CBD–HSUS–WDC do
not disagree with NMFS’s assessment
that the lack of carcass recovery and
post-mortem examination confound
conclusions regarding whether ship
strikes or entanglements are more
prevalent and note that NMFS does not
provide in the Gulf of Maine humpback
whale SAR any data on the analysis of
carcasses recovered in the ongoing
UME. They suggest it would be useful
to include a more updated review for a
UME stock to assess the number of cases
in which necropsies have been
conducted and what, if any, causes of
death were determined. For example,
NMFS has indicated elsewhere that at
least 23 out of 60 examined carcasses
were confirmed or suspected vessel
strikes and at least four were confirmed
or suspected entanglement cases. Since
more recent data are available, they
should be used (e.g., data from 2017 are
used in the North Atlantic right whale
SAR). In addition, CBD–HSUS–WDC
request that NMFS consider providing
more detail in the ‘‘Other Mortality’’
section beyond ‘‘causes of these UME
events have not been determined.’’
Response: While we included data
from 2017 in the body of the right whale
SAR as recommended by the Atlantic
SRG, we did not yet include those data
in the tables or in calculations. Any
cases from the humpback whale UME
that occurred in 2016 and were
determined to be anthropogenic are
included in Table 1 of the 2018 SAR.
(See response to Comment 25.) For the
2019 SARs, we will review the UME
language used in all reports and strive
for more consistency. We will also
provide some information on the
number of cases necropsied, etc.
Comment 41: CBD–HSUS–WDC
request NMFS clarify its conclusion in
the ‘‘Fishery-Related Serious Injuries
and Mortalities’’ section of the Gulf of
Maine humpback whale report that 29
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serious injuries were prevented by
disentanglement between 2012 and
2016. For example, Spinnaker, an adult
female humpback whale, was known to
be entangled on at least four separate
occasions and disentangled three times
but ultimately died as a result of what
appears to be her second gear
interaction. CBD–HSUS–WDC is unclear
as to how NMFS’ evaluation of
disentanglement success would have
been applied in such a case.
Response: As noted above in our
response to Comments 34 and 35, we do
not currently have a method to address
sublethal effects or more subtle/slow
health decline for the assessment of
long-term success. Under NMFS’ Policy
and Process for Distinguishing Serious
from Non-Serious Injury of Marine
Mammals (NMFS 2012), we consider
disentanglement to be successful unless
there is additional information available
on the condition of the animal such as
a significant health decline. This was
the case with Spinnaker. Her mortality
was attributed to her 2014 entanglement
event, based on evidence from her 2015
necropsy.
Comment 42: CBD–HSUS–WDC
comment they understand the factors
that dictate how NMFS evaluates a stock
as strategic and greatly appreciate
NMFS’ clarification of the uncertainties
in the case of Gulf of Maine humpback
whales, including that entanglements
are surely biased low and that the
uncertainties associated with their
assessment may lead to an incorrect
determination of the stock’s status.
Response: We acknowledge this
comment.
Fin Whale
Comment 43: CBD–HSUS–WDC note
that abundance estimates and range
definition in the fin whale report are
based on survey data no more recent
than 2011, at least 7 years ago.
According to NMFS’ own guidelines,
abundance data should be more recent
than eight years with a ‘‘worst case’’
scenario of a decline presumed
thereafter. At the 2018 meeting of the
Atlantic SRG, NMFS informed the group
that though Atlantic Marine Assessment
Program for Protected Species
(AMAPPS) surveys have been funded by
multiple agencies, no surveys were
planned for 2018. In light of well-known
perturbations in ocean temperatures and
prey resources, CBD–HSUS–WDC
recommends NMFS make every effort to
assure that depictions of the species’
range and survey-derived abundance
estimates do not become outdated since
there may be shifts in the ranges of large
cetaceans who are dependent on
distribution of key forage fish, which
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can result in exposure to different
sources of risk (e.g., encountering
fisheries in new areas).
Response: We acknowledge this
comment and note that we will provide
a new abundance estimate for this stock
in the 2019 SAR. The new estimate will
be based on 2016 surveys, and the
sighting locations will be added to the
sighting distribution map in that SAR.
As a point of clarification, the GAMMS
(NMFS 2016) state that ‘‘unless
compelling evidence indicates that a
stock has not declined since the last
census, the Nmin estimate of the stock
should be considered unknown if 8
years have transpired since the last
abundance survey.’’ This is different
from presuming a ‘‘worst case scenario
of a decline’’ as stated in the comment.
Minke Whale
Comment 44: CBD–HSUS–WDC
reiterate their comments on prior SARs,
that where current information is
readily available NMFS should
incorporate that information into the
most recent SAR to assure adequate
depiction of the stock status. In the case
of minke whales, the draft SAR makes
no mention of a UME declared for this
species in early 2017. In its public
information page, NMFS states that
‘‘[p]reliminary findings in several of the
whales have shown evidence of human
interactions or infectious disease,’’
though a single definitive cause is not
identified for all stranded animals. The
declaration of an on-going UME should
be added to the SAR either in the
section on ‘‘Annual Human-Caused
Mortality and Serious Injury’’ or in the
section on ‘‘Other’’ mortality.
Response: See response to Comment
25.
Risso’s Dolphins
Comment 45: CBD–HSUS–WDC point
out that the abundance estimate for
Risso’s dolphins dates to 2011; and, as
noted in a previous comment, according
to NMFS’ own guidelines, information
on stock abundance should be more
recent than 8 years. They recommend
that NMFS update an abundance
estimate as soon as possible so that it
does not age out under GAMMS
guidelines.
Response: We will provide a new
abundance estimate for this stock in the
2019 SAR.
Long-Finned Pilot Whales
Comment 46: CBD–HSUS–WDC are
concerned that the current mortality
estimate for long-finned pilot whales is
perilously close to the PBR. While they
agree that the stock is considered ‘‘nonstrategic’’ based on the most recent
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estimate of bycatch being below PBR,
they recommend this may be temporary
and bears watching. Because bycatch is
so close to PBR and has fluctuated
annually (often exceeding PBR), CBD–
HSUS–WDC recommend that NMFS
undertake an annual review of this
stock’s SAR rather than every 3 years as
indicated under GAMMS for nonstrategic stocks.
Response: We recognize CBD–HSUS–
WDC’s concern about long-finned pilot
whales and are aware of the fluctuations
of bycatch around PBR for this stock.
Because of this situation, we have
updated the WNA long-finned pilot
whale report in 18 of the 20 existing
SARs and will continue to closely
monitor the bycatch of pilot whales.
Short-Finned Pilot Whales
Comment 47: CBD–HSUS–WDC stress
the need to re-assess structure for shortfinned pilot whales in both the Atlantic
and in the Gulf of Mexico. They note at
the Atlantic SRG’s meeting in 2018, the
SRG recommended that NMFS ‘‘. . .
consider new data, including satellitelinked telemetry and photo
identification, together with molecular
evidence of stock structure, in a new
analysis. In addition, the SRG
recommends that both Centers prioritize
the collection of new information that
could contribute to the question of stock
structure of this species, by deploying
satellite linked transmitters, and
collecting photo-identification images
and biopsy samples for genetic analyses
during upcoming Gulf of Mexico Marine
Assessment Program for Protected
Species (GoMMAPPS) and AMAPPS III
cruises.’’ CBD–HSUS–WDC understand
that limits on resources result in limits
on updating stock information but assert
up-to-date information is key to the
proper management of fishery
interactions with short-finned pilot
whales to assure that fishery-related
bycatch is not exceeding the PBR of a
properly-defined stock. They
recommend NMFS prioritize collection
of information to assure the stock is
properly defined and assessed.
Response: In planning discussions
with BOEM and the U.S. Navy regarding
GoMMAPPS and AMAPPS, we raised
the need for additional data collection
to evaluate short-finned and long-finned
pilot whale stock structure and
movement patterns. However, this was
not identified as a priority for these
programs. The GoMMAPPS project field
work is complete as of the Fall of 2018,
and the potential for AMAPPS III is
currently under discussion. We will
continue to identify pilot whale stock
structure as an important information
need in these discussions. In addition,
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the Southeast Fisheries Science Center
is currently working to revisit shortfinned pilot whale stock structure using
previously collected samples and next
generation genetic sequencing
techniques.
Comment 48: CBD–HSUS–WDC note
with concern that NMFS states in the
short-finned pilot whale SAR that ‘‘The
total annual human-caused mortality
and serious injury for this stock during
2012–2016 is unknown’’ although it also
states that there were 168 takes
attributed to the longline fishery. They
strongly encourage NMFS to improve its
ability to ‘‘predict the species of origin
(long-finned or short-finned pilot whale)
for each bycaught whale’’ which it
indicates in the SAR is hampering its
ability to determine total anthropogenic
mortality for both species.
Response: The total annual humancaused mortality and serious injury for
this stock is unknown primarily because
there was a self-reported take in the
unobserved hook and line fishery in
2013, rendering the estimate of fisherycaused mortality an underestimate.
While there remains some uncertainty
in the assignment of some bycatch
interactions to species, this is not a
factor in describing total human-caused
mortality and serious injury as
‘‘unknown.’’
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White Sided Dolphin
Comment 49: CBD–HSUS–WDC
comment that given the similarities of
fisheries in Canada to those in the
northeast United States, it is troubling
each year to read that there are no recent
data regarding Canadian bycatch of
white sided dolphin in its fisheries,
though stranded animals are reported to
evidence entanglements. They suggest it
is important to work with the Canadian
government to encourage better tracking
of lethal bycatch.
Response: We agree with CBD–HSUS–
WDC’s concern and continue to engage
with the Canadian government to
receive data on the bycatch of white
sided dolphin in Canadian fisheries.
Short Beaked Common Dolphin
Comment 50: CBD–HSUS–WDC point
out the short beaked common dolphin
abundance estimate is aging and needs
to be updated, particularly as NMFS has
used only the U.S. portion of this stock’s
range, ‘‘and a small portion in Canadian
waters.’’ Given the range of this species
well into Canada, and a key uncertainty
in population estimates is the number of
animals in Canadian waters, they
suggest the United States should be
working more closely with the Canadian
government to facilitate cross-border
collaboration in understanding trans-
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boundary movements and both
abundance and risks on both sides of
the border for this stock. They note
during the 2018 meeting of the Atlantic
SRG, there was discussion of notable
bycatch of this species in the monkfish
fishery in Canada and that does not
appear to have been captured in the
SAR which only provides a ‘‘pers.
comm’’ reporting a Canadian take in
2012.
Response: We will include a new
abundance estimate for this stock in the
2019 SAR, which will include any
available Canadian data. Unfortunately,
the Canadian fishery bycatch data are
currently not available to us, and we are
only receiving unpublished reports.
Rough-Toothed Dolphin
Comment 51: CBD–HSUS–WDC
appreciate the substantial updates to the
rough-toothed dolphin SAR. They note
that the minimum population estimate
of 67 (and a PBR of less than 1) was
statistically derived from a single
sighting during a survey that NMFS
indicates covered only a portion of the
stock’s range, making this estimate
highly uncertain. Though fishery-related
mortality of rough-toothed dolphins
during the time period of this SAR was
said to be zero, NMFS acknowledges
that longline fisheries that are similar to
west coast fisheries (e.g., in Hawaii) are
known to interact with the species, as
have various purse seine fisheries. CBD–
HSUS–WDC are concerned that observer
coverage on some of these similar east
coast fisheries may be insufficient to
capture mortality of animals of this
species whose abundance remains
poorly understood.
Response: Rough-toothed dolphins
are very rarely seen during NMFS
surveys in the Atlantic, creating a
challenge for estimating abundance with
confidence. The SAR is transparent
about the estimate being highly
uncertain. We acknowledge that
observer coverage in the longline fishery
is likely insufficient to reliably quantify
interactions with rarely encountered
species.
Harbor Porpoise
Comment 52: CBD–HSUS–WDC note
the most recent estimate of abundance
for harbor porpoise was derived from a
2011 partial range survey. NMFS
acknowledges that not all the range was
covered at the appropriate time of year
nor did the extant estimate account for
availability bias as animals along the
trackline may be submerged. Though
this results in a negative bias and
bycatch is well below PBR, they urge
NMFS to update abundance range-wide
since the low bycatch rate appears to be
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a result of depressed gillnet effort due
to quota restriction on groundfish and
could rise if catch quotas are raised.
Response: We will include a new
abundance estimate for this stock in the
2019 SAR. The new estimates will be
based on both U.S. and Canadian
surveys and will constitute a more
complete coverage of harbor porpoise
range in the Western North Atlantic.
The new abundance estimates will
account for availability bias for all
species, including harbor porpoises.
Gray and Harbor Seals
Comment 53: The Commission
comments that the 2018 draft SARs
continue to lack reliable, up-to-date
information on abundance, distribution,
and movements between Canadian and
U.S. waters for the western North
Atlantic stocks of gray and harbor seals.
They stress the need for such
information is becoming more pressing,
especially for gray seals as their
numbers and reports of conflicts with
fisheries increase. The Commission
remains concerned that the outdated or
incomplete abundance and bycatch
estimates currently available hamper
NMFS’ ability to competently manage
those stocks. Therefore, they
recommend NMFS secure the necessary
resources and strengthen existing
collaborations to (1) plan and execute
comprehensive aerial surveys, including
collecting data necessary to estimate
appropriate haul-out correction factors
for both stocks, and (2) increase efforts
to understand and reduce bycatch for
gray seals in particular. Studies on seal
diet, movement patterns and fisheries
interactions will contribute additional
information vital to successful
management of these stocks.
Response: We agree with the
Commission and note that we have been
attempting to fill the information gaps
as best as possible with the resources we
have available. The 2018 SARs report a
minimum estimate of gray seal
abundance during the breeding season
in U.S. waters, based on an
extrapolation from pup counts obtained
from aerial surveys. The multiplier used
to extrapolate pup counts to total
population size (4.3) is based on agestructured population models
developed with known life history
information from the same stock in
Canadian waters. While use of the
multiplier assumes these same life
history parameters pertain to the U.S.
portion of the stock, the 4.3 value does
fall within the range of other adult to
pup ratios suggested for pinniped
populations, and uncertainties are noted
in the SAR chapter.
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We recognize that this approach does
not take into account changes in
abundance throughout the year as
animals move between the United States
and Canada. We have submitted several
proposals to partners to tag gray seals
but to date none have been accepted.
Given limited resources and competing
priorities, it has been difficult to secure
these kinds of resources internally. Due
to the high cost of studying seal
movements via satellite tags, we have
also explored studying movements via
acoustic tags. We began a pilot study in
2017 under our previous research
permit, but then were denied use of
continuing the research when our
permit was renewed, due to MMC
concern about the impact of acoustic
tags on the animals.
Despite the difficulty we are having in
securing the necessary resources to fully
investigate the abundance, distribution,
and movements between Canadian and
U.S. waters for the western North
Atlantic stocks of gray and harbor seals,
we are making some progress. In May
2018, we conducted an aerial survey of
harbor seals which will be used to
update the previous estimate reported in
the SARs. We also conducted aerial
surveys after the 2018 UME. We
collaborated with a non-profit
organization to study the movements of
gray seal pups and successfully
deployed 11 satellite tags in 2019. We
also surveyed the gray seal pupping
colonies in 2019. The results from this
and other recent seal research will be
incorporated into the SAR once the data
have been reviewed and published.
With respect to bycatch reduction, we
collaborated with our research partners
to study pinniped depredation in the
gillnet fishery in 2018 and have recently
begun communications with another
group to develop a proposal to study the
effectiveness of pingers in reducing
bycatch. We are investigating diet via
hard parts in the stomachs of bycaught
animals, and via fatty acids in blubber.
In summary, we believe the
Commision’s comment encapsulates the
goals of our seal ecology and assessment
group. We continue to try and secure
resources to achieve these goals but get
pushback in the face of competing
conservation needs. Despite this, we
continue to make small headway in
studying the abundance, distribution,
movements, diet, and bycatch of gray
and harbor seals.
Harbor Seals
Comment 54: CBD–HSUS–WDC
strongly urge NMFS to update pinniped
SARs to better reflect current knowledge
of the range of the species. In the harbor
seal SAR, the section on Stock
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Definition and Range They recommend
the ‘‘historic’’ data (often 20 or more
years old) should be abbreviated and
replaced with more recent information
on regular habitat use well outside of
the area outlined in the section on
distribution, and the legend that
explains the map shading, that the areas
from New Jersey south represent only
‘‘stranding records’’ is outdated and
incorrect. CBD–HSUS–WDC also note
that internet posts by NOAA show the
agency is tracking harbor seals regularly
ranging well into the mid-Atlantic. The
New Jersey Wildlife Foundation
documents a major haul out in Great
Bay, NJ, with over 120 harbor seals
typically hauled out in the winter. The
Virginian-Pilot reports dozens hauled
out at the mouth of the Chesapeake Bay
each winter. Seals, including harbor
seals, regularly strand in New Jersey and
other parts of the mid-Atlantic, often as
very small pups, indicating the
possibility of pupping well south of
New England. Thus, this SAR should be
revised to more accurately reflect
current distribution.
Response: We have updated the range
map in the final 2018 harbor seal SAR
to change the ‘‘stranding records only’’
portion to indicate ‘‘seasonal
designation.’’ The period covered by the
2018 SARs is 2012–2016 so we will
include the tagging work performed in
2018 in the appropriate future reports.
We will update the text and references
in the next SAR to reflect the seasonal
presence of harbor seals in the midAtlantic.
Comment 55: CBD–HSUS–WDC
recommend both the harbor seal and
gray seal SARs be updated to include
information about a long-closed UME
for these stocks that ended in 2013, and
an ongoing UME affecting these stocks
which began prior to July 2018. This
current UME has cost the lives of over
1,300 harbor and gray seals in the
northeastern United States.
Response: We believe this comment
pertains to the 2011 UME (see https://
www.fisheries.noaa.gov/national/
marine-life-distress/active-and-closedunusual-mortality-events), and we have
referenced this UME in the harbor seal
and gray seal chapters. The period
covered by the 2018 SARs is 2012–2016
so we will include the 2018 UME in the
appropriate future reports.
Gray Seal
Comment 56: CBD–HSUS–WDC
recommend NMFS update the text and
range map for gray seals and point out
the map shows movement south of New
Jersey as ‘‘stranding records only,’’ but
there are popular press reports and
photographs of animals hauled out near
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Chesapeake Bay during the winter. They
also note that, though cited in the
harbor seal SAR, the gray seal SAR lacks
a citation to published work by Johnston
et al., 2015, which contains useful
information regarding strandings and
bycatch of this species.
Response: We acknowledge this
comment and have reviewed the gray
seal range map. At this time we have not
made any changes, as we do not have
new peer-reviewed literature to include
in the text which would support the
extension of the range map. However,
we will be discussing improvements to
the SAR range maps in general at the
SRG meetings and will revisit this issue
at the time. As to Johnston et al. 2015,
we do not feel that the paper adds new
information that is not already stated or
reported in the SARs; and, while much
of the discussion points in that paper
are interesting, they are speculations to
explain patterns in the data.
Hooded Seal
Comment 57: CBD–HSUS–WDC point
out that the hooded seal SAR lacks a
range map. While they acknowledge
that much of the distribution and
greatest habitat use is outside of the
United States, they suggest there is
increasing documentation of hooded
seals’ perhaps extra-limital use of U.S.
waters in the winter that may be helpful
to include in a range map.
Response: A range map has not been
included in this chapter due to the
extra-limital presence of hooded seals in
U.S. waters. However, we can revisit the
possibility of adding in reported bycatch
or sightings information when we
discuss general improvements to the
range maps at the upcoming SRG
meetings.
Common Bottlenose Dolphin
Comment 58: The Commission
comments the 2018 draft SARs for Bay,
Sound, and Estuary bottlenose dolphin
stocks include two new reports for the
Terrebonne-Timbalier and West Bay
stocks. Although the Commission is
encouraged to see NMFS incorporating
new data, it also is concerned about the
references made to publications ‘‘in
prep.’’ or ‘‘in review’’ to support some
of the key information in the new SARs.
The Commission supports the use of the
best available science and does not wish
to delay publication of new or updated
SARs unnecessarily, but the information
on which a draft SAR is based needs to
be available to the public to enable
informed review. Labelling a report as
‘‘in review’’ suggests that the underlying
analysis has been completed and
submitted for publication, while ‘‘in
prep.’’ suggests that the analyses are still
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ongoing and could be changed prior to
publication. As such, reliance on such
information might be premature and
generally should not be considered the
best available science. Therefore, the
Commission recommends that, unless
exceptional circumstances warrant
otherwise, NMFS refrain from
publishing draft SARs for public
comment that rely on reports or
analyses that are still ‘‘in prep.’’ The
Commission further recommends that
NMFS carefully consider whether it
should base draft revisions to the SARs
being considered for public comment on
analyses that are still ‘‘in review.’’ At a
minimum, NMFS should make every
attempt to make the underlying reports/
publications available to the public
during the comment period.
Response: We agree with the
Commission that further standardization
is needed with respect to finding a
balance between providing new
information for SARs and publication
requirements. We strive to cite only peer
reviewed literature in SARs, to the
extent possible; occasionally we will
include papers that are ‘‘in review’’ or
‘‘in press’’ in draft SARs with the
expectation that the manuscripts will be
published by the time the SAR is final.
To that point, we have updated the
Terrebonne-Timbalier Bay Estuarine
System SAR with the final citation, and
we have retracted the West Bay SAR in
its entirety because one key document
remains in peer-review and is not yet
published.
Comment 59: CBD–HSUS–WDC note
that NMFS provided redlining to
illustrate changes made to most of the
revised SARs, but the three stocks of
bottlenose dolphins (Tursiops
truncatus) in the Gulf of Mexico (i.e.,
Terrebonne-Timbalier Bay Estuarine
System stock, the West Bay stock and
the Norther Gulf of Mexico Bay, Sound
and Estuary stocks) lacked redlining to
note changes from prior versions. They
request for future iterations of all stocks,
NMFS use redlining for all draft revised
SARs as a courtesy for reviewers.
Response: We provide track changes
for all revised draft SARs to make it
easier for reviewers. The TerrebonneTimbalier Bay Estuarine System SAR
and the West Bay SAR were newly
drafted with no prior versions. For the
Northern Gulf of Mexico Bay, Sound
and Estuary Stocks SAR, we did submit
the revised SAR with changes tracked
(i.e., red-line version), and the version
appears with changes tracked within the
pdf draft that was posted online (U.S.
Atlantic and Gulf of Mexico Draft
Marine Mammal Stock Assessment
(PDF, 257 pages)) at: https://
www.fisheries.noaa.gov/national/
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marine-mammal-protection/draftmarine-mammal-stock-assessmentreports.
Comment 60: CBD–HSUS–WDC
express disappointment that NMFS did
not include any text in the bottlenose
dolphin stock assessments for a number
of stocks currently affected by the
ongoing UME declared by the agency.
The elevated death toll, which began in
2017, has resulted in the mortality of
over 100 dolphins in southwest Florida
as a result of a red tide bloom
(brevetoxin). Several resident stocks
could have been affected, given the size
of the area involved in the event since
documented mortalities began and the
affected has changed and/or grown.
Since the information was public during
the period of time in which SARs were
being revised, the SARs for these stocks
should have been revised on the basis
of the availability of new information
documenting adverse impacts on the
stocks. CBD–HSUS–WDC also
recommend the report be revised to
include that the origins of the red tide
are primarily human-related.
Response: Elevated dolphin
mortalities did not begin until July
2018, which is outside the scope of the
2018 reports. We will include future
updates on the UME event in the
appropriate bottlenose dolphin SARs.
Common Bottlenose Dolphin:
Terrebonne-Timbalier Bay Estuarine
System Stock
Comment 61: CBD–HSUS–WDC note
in the common bottlenose dolphin
Terrebonne-Timbalier Bay Estuarine
System stock SAR that a cited reference
‘‘capture-recapture photo-ID surveys
conducted during June 2016 (Litz and
Garrison in prep)’’ is still not available
and listed as ‘‘in prep’’ over two years
later. They stress these data should have
been analyzed with at least a NOAA
Tech Memo, since this stock is one of
those affected by the Deepwater Horizon
oil spill, and tracking its abundance and
vital rates should be a priority, as would
providing the public with that
information.
Response: The Terrebonne-Timbalier
Bay Estuarine System Stock SAR was
drafted specifically because this stock is
a priority, and NMFS does not want to
delay making the most up-to-date
information available to the public. The
publication describing the survey and
abundance estimate is now published,
and we have updated the final 2018
SAR with the citation.
Comment 62: CBD–HSUS–WDC are
concerned that the common bottlenose
dolphin Terrebonne-Timbalier Bay
Estuarine System Stock stock may be
interacting with the shrimp fishery at
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notable levels and recommends NMFS
treat this stock as a ‘‘strategic stock’’ due
to the high likelihood that their PBR is
being exceeded. They further stress that
NMFS must work expeditiously to
stratify data in a way that allows for an
understanding of the magnitude of
impact to this stock, and should be
updating the SAR annually until data
can clearly show that it is not strategic.
Response: We acknowledge CBD–
HSUS–WDC’s concern and note this
topic was discussed at length at the
2018 Atlantic SRG meeting. We
requested the Atlantic SRG’s advice on
how to handle possible mortality from
the shrimp trawl fishery given the
limitations of available observer
program data and the resulting text
follows from the recommendation of the
Atlantic SRG. Therefore, we revised the
SAR based on the Atlantic SRG’s
recommendation. We believe it is
unlikely all of the extrapolated bycatch
from the state of Louisiana would occur
within the boundaries of TerrebonneTimbalier Bay. We are working to
improve the analyses so that an
extrapolated estimate specific to each
bay/sound/estuary will be available in
the future.
Regarding stock status, this stock does
not meet the statutory definition of
strategic (i.e., ESA-listed, declining and
likely to be listed as threatened in the
forseeable future, or serious injury/
mortality exceeds PBR). Thus, the stock
is determined to be ‘‘not strategic.’’
However, we have indicated concern for
the stock in the SAR.
Common Bottlenose Dolphin: West Bay
Stock
Comment 63: CBD–HSUS–WDC
comment the common bottlenose
dolphin West Bay stock is another small
stock (less than 50 members) in the Gulf
of Mexico, occupying a small defined
area within the Galveston Bay estuary
and with a PBR of less than 1.0. Fisheryrelated mortality is stated to average 0.2
per year, or 20 percent of the PBR.
However, NMFS acknowledges that all
potentially interacting net and trawl
fisheries are not observed by the federal
observer program and stranding data
indicating fishery-related interactions
were not considered since, among other
reasons, they cannot be attributed to a
specific fishery. This stock is also
within the operating range of the shrimp
trawl fishery. Because the observer
program does not extend into the Bay,
Sound and Estuarine waters, and the
inappropriate spatial resolution of data
relative to this stock’s distribution,
NMFS could not provide an estimate of
interactions and therefore legitimately
provide a ‘‘zero’’ estimate. They believe
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that this small stock, with risk-prone
fisheries operating in its range, should
be considered strategic—with annual
updates of its stock assessment—until
such time as data show that it is not in
fact sustaining mortality in excess of its
PBR.
Response: The West Bay SAR has
been retracted from the 2018 SARs
because one document remains in peerreview (see response to Comment 58).
We agree the West Bay Stock is a small
stock, and this issue was discussed at
the 2018 Atlantic SRG meeting. We
must follow the statutory criteria for
determining strategic status, and this
stock does not meet the criteria to be
designated as strategic. A lack of
information on human-caused mortality
is an insufficient basis for designation as
strategic.
Common Bottlenose Dolphin: Northern
Gulf of Mexico Bay, Sound and Estuary
Stocks
Comment 64: CBD–HSUS–WDC
reiterate their comment from previous
years that NMFS must make a better
effort to provide individual SARs for the
common bottlenose dolphin Northern
Gulf of Mexico Bay, Sound and Estuary
individual stocks. While they applaud
progress made over the past few years,
they stress more needs to be done to
provide updated population and
mortality estimates as well as assuring
that the range of each stock is properly
defined.
CBD–HSUS–WDC note that the St.
Joseph Bay stock remains lumped with
others in this region (identified as stock
B–11). Moreover, there is a confusing/
cryptic footnote for this stock in Table
1 in the SAR to ‘‘[p]lease see the
individual stock assessment report for
this stock.’’ Yet we see none for this
stock on the NMFS site listing all
marine mammal SARs that were not
necessarily updated. They comment the
reference should be corrected; or, if
there is an individual SAR for this
stock, it should be listed on the NMFS
website at which the final SARs can be
accessed.
Response: There is an independent
SAR for the St. Joseph Bay Stock, which
was first included in the 2011 SARs.
The report is available on our website
at: https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-stock-assessmentreports-species-stock.
Comment 65: CBD–HSUS–WDC
comments that the overarching common
bottlenose dolphin SAR for Bay, Sound
and Estuarine stock was updated to
provide estimates of ‘‘years to recover’’
(absent additional non-natural
mortality) from the Deepwater Horizon
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event. For the Mississippi River Delta
stock it was listed as 52 years and for
the Mobile Bay/Bonsecour Bay stock as
31 years. However, according to Dr.
Randy Wells (pers. comm.), there may
also be additional estimates of ‘‘years to
recovery’’ estimates for other stocks
affected by the Deepwater Horizon spill,
including the hard-hit Barataria Bay
stock. If so, CBD–HSUS–WDC
recommend these estimates for all
stocks should be provided in the SAR.
Response: The information on the
‘‘years to recover’’ from the Deepwater
Horizon event was included in the
overarching Bay, Sound, and Estuary
SAR for the Mississippi River Delta and
Mobile Bay/Bonsecour Bay stocks
because they currently do not have their
own independent SARs. However, the
Barataria Bay Estuarine System Stock
has its own independent SAR, and
extensive information regarding impacts
of the DWH spill are included therein.
Comments on Pacific Issues
Large Whales
Comment 66: The Commission
recognizes NMFS’ responsiveness in
addressing the recommendations it
made on the 2017 draft SARs. In
particular the Commission
acknowledges the inclusion of 2018
draft SARs for blue and humpback
whales, including up-to-date estimates
of M/SI and commends the SAR
author(s) for making those revisions in
such a timely manner.
Response: We appreciate the
Commission’s comment. The revision
schedule for SARs is sometimes delayed
by unforeseen circumstances, and we
strive to keep the SARs up-to-date with
the most relevant information.
Comment 67: The Makah Tribe
comments the draft 2018 SARs for large
whales introduce a concept to NMFS’
stock assessment process in which
entanglements of unidentified large
whales are assigned to a specific species
utilizing a modeling exercise. As the
SARs note, each year approximately 15
percent of large whale entanglement
reports cannot be assigned to a species
due to limitations such as the observer’s
knowledge of whale identification,
sighting distance, weather conditions,
and other factors. Carretta (2018)
describes a machine learning approach
that assigns entangled whales of
unknown species to a species based on
the location, timing, and other factors.
However, NMFS appears to be taking
the information from the entanglement
reports at face value, without verifying
that an entanglement was actually
observed or that there are not multiple
reports for the same entangled whale.
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While NMFS should be applauded for
developing a technique for classifying
unknown species of entangled whales
that assists in quantifying serious
injuries and mortalities, the Makah
Tribe is concerned that accepting every
entanglement report of an unknown
whale without scrutiny risks
introducing bias into the use of this new
tool. They recommend that NMFS be
careful in deciding when to include
reports of unknown whales in the injury
and mortality report and when to apply
the model. Specifically, NMFS should
apply a stricter quality control
methodology for reports where the
species is unknown to ensure that they
represent unique events and are not
duplicative of other documented cases
of serious injury and mortality.
Response: We review all
entanglement records for reliability,
taking into consideration factors as
observers’ distance from the whale, the
experience of the reporting party, and
the narrative associated with the
entanglement report. Some
entanglement reports are not necessarily
verified if the evidence is equivocal. For
example, there have been reports of
whales described as possibly entangled
or playing in nearshore kelp. Gray
whales in particular will occur
nearshore in kelp beds and a record
involving that species with such an
equivocal narrative may not be counted
as an entanglement. We note that the
species proration as applied to
unidentified whale entanglements is
conservative. This is because
unidentified whale entanglement
reports are opportunistic in nature and
there is a large degree of negative-bias
(underreporting) in accounting for all
entanglement cases. Additionally, there
are many cases of multiple documented
whales being entangled in fairly close
proximity, so the fact that an
unidentified entanglement and knownspecies entanglement co-occur in the
same time period and region does not
alone support the notion that they are
probably the same animal. Further, we
evaluate available information including
descriptions and photographs (if
available) in an effort to identify resighted animals. While it is true that an
occasional unidentified whale
entanglement may match an identified
entanglement case, this is likely only a
small minority of cases. Many
entanglement cases are followed up
with vessels actively searching on the
water to relocate whales to attempt gear
removal operations. Many of these
whales are never relocated, which
highlights the low probability of
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observing an entangled whale in the
first place.
Humpback, Blue and Fin Whales
Comment 68: Point Blue Conservation
Science (PBCS) appreciates the
inclusion and discussion of the
humpback, blue, and fin whale ship
strike results from their 2017 paper.
They note this is an important step
towards realistic treatment of ship
strikes and their potential impact on
west coast whale populations as
compared to relying solely on confirmed
strandings. PBCS also applauds the
inclusion of methods and results that
estimate the proportions of unidentified
whale entanglements that likely belong
to the various whale species. While both
of these sources of information involve
modeling with inherent uncertainties,
the resulting mortality estimates are
certainly more accurate than minimums
derived from confirmed strike and
entanglement events. Clearly, these
better estimates will result in more
appropriate management decisions for
these species.
Response: We acknowledge the
comment and are working to make the
data in the SARs more representative of
the anthropogenic risks to populations.
Comment 69: PBCS notes in all three
SARs (humpback, blue and fin whale),
the text states that ‘‘strike mortality was
recently estimated . . . in the California
Current,’’ and clarify their models
covered the west coast’s U.S. EEZ. This
is an important distinction because all
three species spend significant time
outside this region, meaning that any
strike deaths that occur outside the EEZ
are not included in our estimates. PBCS
points out this is particularly important
when considering the implications for
blue whales in the context of the
Monnahan et al. 2015 conclusion that
the Eastern North Pacific blue whale
population is near carrying capacity and
likely experiences little population-level
effects from ship strikes.
Response: We appreciate this
clarification and inadvertently equated
the California Current with the U.S. EEZ
in the humpback, blue, and fin whale
SAR text. We have updated the text in
the relevant SARs that the estimated
vessel strikes do not include undetected
events outside of the U.S. EEZ, where
these stocks spend a considerable
portion of the year.
Comment 70: PBCS notes Monnahan
et al. 2015 is important research in
which the authors conclude that Eastern
North Pacific blue whales are nearing
carrying capacity. In the blue whale
SAR, Monnahan et al. 2015 plays a key
role in explaining the observed
population trend of blue whales.
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However, PBCS notes the analysis was
based on: (1) A lower number of strikes
than likely occurs, and (2) a faulty
historical distribution of strike
mortality. First, since the authors are
modeling the entire population, it is
important that their ship strike
estimates represent total strike numbers,
not just those that occur in U.S. waters.
PBCS’ estimates for July–November in
U.S. waters only were 18–40 deaths. To
approximate total population mortality,
these would need to be extrapolated to
include mortality in December–June
and in areas outside the EEZ. The SAR
states that Eastern North Pacific blue
whales spend ‘‘approximately three
quarters of their time outside the U.S.
EEZ,’’ suggesting population-level ship
strikes could be much higher than our
EEZ estimates.
Response: We appreciate the attention
to this point (see response to Comment
69) and have included text in the final
SAR that better considers the risk, given
the available data and estimates.
Comment 71: PBCS notes that
Monnahan et al. 2015 assume that blue
whale ship strike deaths are directly
proportional to historical global vessel
counts. However, they point out that: (1)
U.S. west coast vessel numbers were not
linearly related to the global fleet size
through time, (2) vessel numbers are not
directly proportional to distances
traveled, (3) vessel sizes have changed
significantly over their analysis period,
and (4) vessel speeds, increased through
time. These factors mean that strike
mortality was likely distributed more
recently in time than predicted by the
Monnahan et al. 2015 ship model.
Population-level mortality significantly
higher than 35 deaths/yr (used as a high
limit by Monnahan et al. 2015) and
distributed differently in time may or
may not change the results of their
population model. PBCS suggests that
given the significance of the analysis to
Eastern North Pacific blue whale
management, an improved and updated
assessment would be very valuable.
Response: In response to this
comment we have included text in the
final SAR that better considers the risk,
given the available data and estimates.
Comment 72: PBCS suggests that in
the blue whale report, there should be
clearer distinction between where
discussion of EEZ mortality is relevant
versus population mortality. They think
that the comparison made between their
higher 40 deaths/6-month estimate and
the Monnahan et al. 2015 use of 35
deaths/year suggests a false equivalency
and should either be clarified or
removed. In addition, they note there is
some evidence that blue whales may
actually have behavioral responses to
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ships that elevate their collision risk
(i.e., the equivalent to negative
avoidance). PBCS thinks the description
of our 40 death/6-month estimate as a
‘‘worst-case estimate’’ is inaccurate.
Response: We acknowledge the
comment and have revised the text in
the final SAR as suggested.
Humpback Whale—California/Oregon/
Washington (CA/OR/WA)
Comment 73: CBD–HSUS–WDC
comment that the increase in PBR level
for the putative CA/OR/WA humpback
whale stock is difficult to understand
given that the California-Oregon feeding
group as defined in this SAR includes
nearly all of the Central American
distinct population segment, which was
estimated to include 411 whales. The
MMPA defines the term ‘‘population
stock’’ or ‘‘stock’’ as a ‘‘group of marine
mammals of the same species . . . that
interbreed when mature.’’ Because the
Central American DPS does not
interbreed, they assert it should be
considered a separate stock. The PBR
level should be calculated using a
minimum abundance estimate for the
Central American DPS, not a coast-wide
abundance estimate, and a recovery
factor for an endangered species with
less than 500 animals.
Response: As noted in our response to
Comment 4, we are currently in the
process of reviewing stock structure
under the MMPA for all humpback
whales in U.S. waters, following the
change in ESA listing for the species in
2016, to determine whether we can
align the stocks with the DPSs under the
ESA. Thus, we have not yet designated
new stocks of humpback whales along
the U.S. west coast, despite new
information on DPSs that the
commenter notes. Once we have
completed our review, any changes in
stock delineation or MMPA section 117
elements (such as PBR) will be reflected
in future stock assessment reports. The
noted increase in the PBR for the CA/
OR/WA humpback whale stock resulted
from a higher estimate of abundance
compared with a previous version of the
SAR and the continued aggregation of
multiple DPSs into one recognized
stock.
Comment 74: CBD–HSUS–WDC
suggest NMFS provided insignificant
justification in the CA/OR/WA
humpback whale SAR in switching from
using the Darroch model, which was
used to estimate abundance in prior
stock assessment reports, to the Chao
model. In the report, NMFS states that
the Chao ‘‘estimate is considered the
best of those reported by Calambokidis
et al. (2017a) because it accounts for
individual capture heterogeneity,’’ but
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that does not explain why NMFS chose
it this year and not others when it has
been available over the same time
period of the Darroch model. The Chao
model accounted for individual capture
heterogeneity in prior years too, when
NMFS instead chose the Darroch model
as the best estimate of abundance.
Figure 2 in the SARs indicates that data
used in both the Darroch and Chao
models are from approximately the
same time period. CBD–HSUS–WDC
request NMFS explain why it was not
until this year that it used the model
that gives higher abundance estimates,
per Calambokidis et al. (2017a). This is
especially important in order to justify
the increase by half in the minimum
population estimate (a change from
1,876 animals to 2,784 animals).
Response: The Chao estimate from
Calambokidis et al. (2017a) as stated,
accounts for capture heterogeneity and
results in an estimate of approximately
2,400 whales with a CV of 0.03. This is
the most precise Chao estimate reported
from Calambokidis et al. (2017a) and it
has a CV closest to the most recent
Darroch estimate (Table 3 of
Calambokidis et al. 2017a). While the
Darroch estimates generally have better
precision, they do not account for
capture heterogeneity, and this was
considered in the most recent SAR.
Given the nearly-equal CVs for the latest
Chao and Darroch estimates (0.03 versus
0.01 respectively), the model with the
best ability to account for capture
heterogeneity was chosen for the 2018
revision. In the previous SAR, the
model with the lowest CV was chosen,
while capture heterogeneity was largely
ignored. In retrospect, we acknowledge
more consideration of the strength of the
competing models, especially regarding
capture heterogeneity, was warranted.
When sufficient data are available from
mark-recapture estimates, it is advisable
to use models that account for capture
heterogeneity and we reevaluated this in
the 2018 SAR. We also note that
estimates from the Chao model are more
similar to independently-derived line
transect estimates of approximately
3,000 humpback whales reported by
Barlow (2016). The commenter may also
note that a Chao model mark-recapture
abundance estimate has been used in
the SAR for the Eastern North Pacific
blue whale since 2013. The use of Chao
estimates for both humpback and blue
whale stocks is now more logicallyconsistent.
Comment 75: CBD–HSUS–WDC
suggest that the CA/OR/WA humpback
whale report should at a minimum
discuss what the PBR level might be if
the stock were appropriately defined to
be consistent with the DPS identified.
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As an example from elsewhere in the
SARs, in the case of the Central North
Pacific stock, the stock assessment
report says ‘‘Just for information
purposes, PBR calculations are
completed here for the feeding
aggregations.’’ It then continues by
saying ‘‘If we calculated a PBR for the
Southeast Alaska/northern British
Columbia feeding aggregation, it would
be . . .’’ CBD–HSUS–WDC note these
hypotheticals are important for
stakeholders, including managers, to
understand the status and population
abundances of humpbacks when
appropriate DPSs are used. NMFS has
declined to consider public comment on
potential management actions that
contain calculations of PBR that are not
in the stock assessment reports. They
maintain this makes it pressing for the
stock assessment reports to give as
much information as possible prior to a
future stock revision.
Response: See response to Comments
4 and 73.
Comment 76: CBD–HSUS–WDC
request that NMFS clarify and correct
the calculations of humpback whale
serious injury and mortality in the
sablefish fishery. They suggest the stock
assessment report should apportion
some humpback whale serious injuries
and mortality in unidentified gear to the
sablefish fishery, as required by the
biological opinion for the fishery.
Specifically, the biological opinion
requires that ‘‘a portion of unidentified
whale and gear entanglements would be
counted against these take limits . . . in
addition to known humpback whale
entanglements in gear of the proposed
fishery.’’ It also says that data ‘‘used to
pro-rate unidentified whale and gear
entanglements will be updated each
year.’’ CBD–HSUS–WDC urge NMFS to
include these data and calculations in
the stock assessment report.
Response: There is currently no
model available for assigning
unidentified fishery interactions to
specific fisheries. There are ongoing
analyses in progress to see if this will be
possible; but, thus far, the results have
not been promising due to lack of
sufficient sample sizes of known-gear
cases used for model construction.
Comment 77: CBD–HSUS–WDC
points out that the stock assessment
report’s serious injury and mortality for
humpback whales in the sablefish
fishery are lower than the five-year
average in the NMFS report ‘‘Marine
Mammal Mortality in U.S. West Coast
Groundfish Fisheries (2002–2016).’’
This report says that 4 humpback
whales were entangled in sablefish
fishery from 2012–2016, but the stock
assessment report says that 2.5 were
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entangled. It is not clear why there is a
discrepancy.
Response: We note that the draft
humpback whale SAR was prepared
months before the release of the cited
report, and we have updated the final
SAR with the estimates in the cited
report.
Comment 78: CBD–HSUS–WDC
recommend the CA/OR/WA humpback
whale report should address the
determination that NMFS made as to
whether or not to convene a take
reduction team for fisheries that are
known to entangle humpback whales
along the west coast. The draft report
proposes to insert a sentence that
discusses stakeholder processes in
California, Oregon, and Washington.
This does not indicate whether NMFS
has evaluated the CA/OR/WA stock of
humpback whales since 2015, when it
was a lower priority compared to other
marine mammal stocks and fisheries for
establishing take reduction teams.
NMFS should identify in the report
when it most recently evaluated
whether CA/OR/WA humpback whales
were the highest priority for a take
reduction team. This would address the
Pacific SRG’s recommendation that
NMFS convene a TRT. Relying on an
evaluation in 2015 ignores both the
listing of the DPSs and the impact of
most of the recent entanglements.
Response: SARs by definition include
the best available science for assessing
marine mammal stocks. Deciding
whether to convene a TRT is a
management determination that is
outside the scope of a stock assessment
and is therefore not included in a SAR.
Comment 79: The Makah Tribe
comments that CA/OR/WA humpback
whale stock does not represent a stock
of humpback whales under the
definition of a stock under the MMPA;
the listing of humpback whales together
from CA/OR/WA is for management
purposes and is best characterized as a
mixed-stock assemblage. The SAR
should provide PBR estimates for each
stock (Mexico DPS, Central America
DPS, and Hawaii DPS) that occur in the
management area. The SAR could also
report a separate PBR for the two
feeding groups within the management
area (Washington-Southern British
Columbia and Oregon-California) in
order to better inform management
decisions and assess localized impacts.
The Makah Tribe notes these changes
would allow a more thorough
evaluation of how human impacts affect
humpback whale stocks. If photoidentification allows separation of a
whale to one or another stock, then that
data should be used. If photoidentification is not available, then the
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mortality or serious injury should be
proportionally assigned to the stocks
based on the occurrence of those stocks
within the feeding area.
Response: See response to Comments
4 and 73.
Comment 80: The Makah Tribe
recommends the calculation for PBR
needs to be changed for the CA/OR/WA
stock of humpback whales. The PBR
calculation used has 8 percent for Rmax.
NMFS scientists published a paper in
2010 using life history tables to evaluate
what the maximum rate of increase is
for humpback whales. They concluded,
‘‘It is proposed that the upper 99
percent quantile of the resulting
distribution of the rate of increase (ROI)
for Approach B (11.8 percent/year) be
established as the maximum plausible
ROI for humpback whales and be used
in population assessment of the
species.’’ (Zerbini et al. 2010). It is
unclear why NMFS has chosen to use 8
percent, which is rate that population
has increased at, rather than using the
Rmax for the population as is required
in the PBR calculation. The observed
rate of increase of 8 percent may be less
than the true Rmax of the population
because the population size was greater
than abundance at which Rmax occurs.
Response: We agree with the
comment that the observed ROI may be
lower than the theoretical Rmax for this
population. However, Zerbini et al.
(2010) note that ‘‘we emphasize that
such a high figure can be observed only
with extreme and very optimistic
lifehistory parameters.’’ The estimated
Rmax reported by Zerbini et al. (2010)
also includes life history data from other
ocean basins where reported rates of
increase were much higher, for example
southern hemisphere populations that
were recovering from intense whaling.
The GAMMS (NMFS 2016) also states
that ‘‘Default values should be used for
Rmax in the absence of stock-specific
measured values.’’ There is a stockspecific estimate of Rmax based on
mark-recapture abundance estimates
from a recovering population of
humpback whales in the California
Current and that estimate is 8 percent as
outlined in the SAR. While we
acknowledge that this area likely
includes multiple stocks of humpback
whales, 8 percent is currently the best
estimate of humpback whale Rmax for
this ocean region.
Comment 81: The Makah Tribe
recommends NMFS reconsider the
assumption about what proportion of
time the CA/OR/WA humpback whale
stock spends in U.S. waters. NMFS has
assumed that whales of the CA/OR/WA
stock only spend 50 percent of the year
in U.S. waters without any justification.
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The Makah Tribe thinks the estimate
should be increased for two reasons.
First, many of the whales of the CA/OR/
WA stock winter in Hawaii and thus
only leave U.S. waters during the short
period of the year when they are
migrating between wintering and
feeding grounds. Second, in
Washington, humpback whales feed
from late April through December,
roughly 8 months. Some of the whales
even appear to spend the entire winter
in Washington rather than migrating to
wintering grounds. They suggest the
proportion of time spent in U.S. waters
would be easiest to address using the
assumption above of reporting separate
PBRs for each of the stocks within the
mixed-stock management area.
Response: The comment incorrectly
implies that many of the humpback
whales that feed off of the U.S. west
coast winter in Hawaii. The 2018 SAR
states: ‘‘Along the U.S. west coast,
NMFS currently recognizes one
humpback whale stock that includes
two separate feeding groups: (1) A
California and Oregon feeding group of
whales that belong to the Central
American and Mexican distinct
population segments (DPSs) defined
under the ESA (NOAA 2016a), and (2)
a northern Washington and southern
British Columbia feeding group that
primarily includes whales from the
Mexican DPS but also includes a small
number of whales from the Hawaii and
Central American DPSs (Calambokidis
et al. 2008, Barlow et al. 2011, Wade et
al. 2016).’’ NMFS agrees that further
work is needed to refine estimates of
time spent in U.S. waters by the various
DPSs that utilize the California Current.
Humpback Whales—Mexican DPS and
Central American DPS
Comment 82: Oceana notes the best
available information on entanglement,
injury, and mortality of humpbacks off
the U.S. west coast indicates that risks
to the stock from entanglement in
fishing gear have significantly increased
and comment that recent information
was not considered in the stock
assessment report.
Response: The CA/OR/WA humpback
whale SAR states in the Fishery
Information section that ‘‘Pot and trap
fisheries fishery entanglements are the
most commonly documented source of
serious injury and mortality of
humpback whales in U.S. west coast
waters (Carretta et al. 2013, 2015, 2016a,
2018a), and entanglement reports have
increased considerably since 2014.’’
Comment 83: Oceana suggests that as
humpback whales in the U.S. west coast
stock, a strategic stock under the MMPA
due to its ESA listing, were recently
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split into two DPSs, it is imperative that
the SARs assign serious injuries and
mortalities to each DPS, and establish
PBR levels accordingly. Oceana is
concerned that aggregating the much
more critically endangered Central
American DPS along with a much more
numerous Mexico DPS into a single PBR
may obscure and underestimate impacts
to the Central American DPS.
Response: See response to Comments
4 and 73.
Comment 84: Oceana expresses
concern that NMFS is not taking
sufficient action for the CA/OR/WA
humpback whale stock to reduce whale
entanglement levels to below PBR and
ultimately to levels approaching zero.
While they understand NMFS’ approach
has been to rely on state working groups
to develop programs like California’s
Risk Assessment and Mitigation
Program, to date, NMFS has not
indicated to the state of California or the
Dungeness Crab Fishing Gear Working
Group what actions and outcomes are
necessary to permit the fishery to
operate under the MMPA or ESA.
Response: The States of California,
Oregon, and Washington have indicated
an intention to apply for an ESA section
10(a)(1)(B) Incidental Take Permit (ITP)
for their fisheries that entangle
protected species. We will be working
closely with those states on the
development of their applications and
associated Conservation Plans for that
permitting process. A successful
application for an ESA ITP requires that
the applicant minimize the impact of
their incidental take to the maximum
extent practicable (among other
requirements) and NMFS must make
both a ‘‘not likely to jeopardize’’ finding
under the ESA and a ‘‘negligible
impact’’ finding under the MMPA in
order to issue such permits. As a result,
we expect that the development process
for both permits would include
discussions of the actions and outcomes
necessary to permit the incidental take
from the actions under the ESA and
MMPA.
Comment 85: Oceana also notes that
humpback whale entanglement data
from NMFS indicates higher levels of
entanglements in 2017 (31 confirmed)
and 2018 (27 confirmed) than in 2012
and 2013, and suggest the 5-year average
level of M/SI would be higher if the
SAR used the most recent 5-year period.
In addition, the estimates of humancaused M/SI for all whales do not
account for unreported entanglements,
which could result in a serious
underestimation of total M/SI and the
associated determination whether M/SI
is above or below PBR. NMFS has
scientifically reliable means of
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estimating potential total entanglement
numbers. According to NMFS Tech
Memo (Saez et al. 2013), the authors
applied a 10 percent reporting rate for
all whale species on the U.S. west coast
to produce an estimate that ‘‘an average
of 103 whale entanglements per year
may be occurring, with 93 unobserved
and undocumented with their ultimate
fates unknown.’’ This is based on a
study where ‘‘The number of reported
entangled whales was estimated to be
only 10 percent of the actual number of
whales entangled (Robbins and Mattila,
2004).’’ However, in the SAR, the
estimates of total fishing-induced M/SI
only include reported entanglements for
which M/SI was determined.
Response: We note the SARs utilize
the most recent 5-years of data that have
been analyzed and vetted when
preparing the draft reports. We will
include newer data in the appropriate
future reports. Values for entanglement
reporting rates cited (Saez et al. 2013)
are taken from U.S. east coast studies
and are not representative of U.S. west
coast data. There currently are no
estimates of the total number of
undetected entanglements in this
region.
Comment 86: Oceana comments the
SAR estimates of whale entanglement
are based on an incorrect assumption
that zero M/SI events occur from
entanglements that are not reported.
They note NMFS acknowledges that the
number of unreported entanglement
events—and thus the number of M/SI
events—is well above zero and has
estimated that the actual number of
entanglements is ten times the observed
number. Oceana stresses the importance
of incorporating some estimate of
unobserved M/SI numbers for
understanding the true level of risk to
each stock. They request that NMFS
provide an estimate of the reporting rate
for whale entanglements, particularly
for humpback, blue, fin, and gray
whales and use the estimate to provide
a total annual fishing mortality for these
whales to reflect the best available
science.
Response: See response to Comment
85.
Comment 87: Oceana requests NMFS
take appropriate actions to reduce whale
entanglements and ship strikes, as each
of these human-threats is individually
exceeding PBR, and the cumulative
mortality is over double PBR.
Response: See response to Comment
84. We acknowledge the comment and
note it is outside the scope of the SARs,
but we are actively working on this
topic with our partners, such as state
agencies and marine shipping
companies to reduce the ship strike risk
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in U.S. waters (see our web page at
https://www.fisheries.noaa.gov/insight/
understanding-vessel-strikes on the
subject).
Fin Whale—CA/OR/WA
Comment 88: CBD–HSUS–WDC
suggest the report for CA/OR/WA fin
whales should be updated to reflect the
2015 interaction with the Hawaii
shallow-set longline in the northeastern
fishing area (namely, closer to the west
coast EEZ) and specify whether this
vessel was Hawaii or California-based.
Response: There are no estimates of
fin whale abundance on the high seas
outside of the Hawaii or U.S. west coast
EEZs; thus, PBR and human-caused
mortality is assessed for those records
that occur within the U.S. EEZ. The
GAMMS (NMFS 2016) note that ‘‘If
estimates of mortality or abundance
from outside the U.S. EEZ cannot be
determined, PBR calculations should be
based on abundance within the EEZ and
compared to mortality within the EEZ.’’
The 2015 entanglement was determined
to be a non-serious injury (Bradford
2018) and because it occurred outside
the U.S. EEZ, it is not included in the
stock assessment report for the CA/OR/
WA stock of fin whales. The stock of fin
whales for which this entanglement
should be assigned to is unknown; but,
based on the location, we have updated
the text in the final 2018 CA/OR/WA fin
whale SAR to better inform the reader
of potential fishery risks to this
particular stock.
Comment 89: CBD–HSUS–WDC
comment that the Pacific SARs do not
regularly include appendices with
relevant and timely fisheries
information. They note updated
information on interactions in longline
fisheries is important especially as the
number of longline vessels has
increased drastically since 2008 in
California. Eighteen Hawaii-permitted
vessels landed swordfish and tuna in
California in 2016. Stakeholders,
including federal fisheries managers,
need the stock assessment reports to
accurately represent marine mammal
interactions occurring in the Hawaii
longline fisheries in order to assess the
risk to marine mammals in the
California Current. Further, it is not easy
to find information on interactions with
the California-based shallow-set
longline fishery in the Pacific or Alaska
SARs and suggest the interaction rates
of the California-based shallow-set
longline fishery should be included in
the appendices, if not directly in the
SARs.
Response: We produce summaries of
marine mammal interactions in the
longline fisheries in the Pacific region
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(e.g., Bradford 2018). Updating the
fishery description appendices
sometimes takes a lower priority in the
SAR preparation process due to the
increasing workload involved in SAR
preparation. We will strive to produce
more timely updates to these fishery
description sections in future SARs.
Risso’s Dolphin—CA/OR/WA
Comment 90: CBD–HSUS–WDC
encourage NMFS to investigate Risso’s
dolphin interactions in the California
market squid fishery via electronic
monitoring (video). They reference a
video of a purse seine encircling marine
mammals in Monterey Bay was
published on YouTube on April 25,
2018, and suggest this type of
interaction, which may not occur with
observers on board and may not be selfreported, could be captured via
electronic monitoring. CBD–HSUS–
WDC suggest NMFS acknowledge in the
stock assessment reports that
interactions in this fishery do currently
occur.
Response: This particular SAR was
not revised in 2018, and we take note
that interactions with this purse seine
fishery should be updated the next time
the SAR is revised. Past interactions
with the squid purse seine fishery are
detailed in the last revision of this SAR.
Killer Whale—Eastern North Pacific
Southern Resident
Comment 91: CBD–HSUS–WDC
comment that although some updates
were included on basic information
about killer whale populations in the
Eastern North Pacific, additional
changes should be made to update
terminology, distribution, and stock
differentiation information in the
southern resident killer whale (SRKW)
report. They note that the tracked
changes made in the introduction to the
Eastern North Pacific Offshore killer
whale SAR align with their requested
changes for the SRKW SAR
introduction, particularly the
clarification of different types of killer
whales as ‘‘ecotypes’’ instead of ‘‘pods’’
and updated genetic differentiation. For
more recent background information
and consistency among SARs, CBD–
HSUS–WDC suggest that NMFS apply
the same updates to the SRKW SAR. In
addition, they suggest that NMFS
update terminology referring to the
three pods in the SRKW population
from J1, K1, and L1 to J, K, and L, as
the alphanumeric designations refer to
individuals, not pods.
Response: We acknowledge the
comment and have made the suggested
changes in the final 2018 SRKW report.
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Comment 92: CBD–HSUS–WDC
comment while NMFS includes some
updated information on the distribution
of SRKWs outside the inland waters of
Washington state and southern British
Columbia (the Salish Sea), they disagree
with the SAR’s statement that the
coastal habitat of SRKWs is still
uncertain, when more recent recovery
documents and status updates
thoroughly describe how this
population uses coastal habitat. They
suggest NMFS use updated research
from multiple tagging studies, passive
acoustic recording, and monitoring from
vessel cruises to update the the use of
coastal habitat in the SRKW SAR. In
addition, they comment that recent
research published by Canada’s
Department of Fisheries and Oceans
establishes SRKW presence off southern
Vancouver Island, which resulted in
expanded critical habitat in Canadian
waters. They suggest this information
should also be included in the SAR and
used to update the information about
coastal habitat use in Canada by the
SRKWs.
Response: The SAR states ‘‘The
complete winter range of this stock is
uncertain.’’ While there has been
substantial new information acquired in
recent years on the occurrence of this
population in coastal waters, the
complete winter range of the population
is still unknown. The SAR describes
what is known of the range in the Stock
Definition and Geographic Range
section and the range map provides
readers with information on the known
range of the stock.
Comment 93: CBD–HSUS–WDC
comment that the Center for Whale
Research conducts the annual census for
the SRKWs and typically provides
updates on July 1st and December 31st
of each year. They suggest this allows
enough time for NMFS to reflect a more
recent census report in the SRKW report
using numbers reported on July 1st in
the same year as the SAR. Using census
numbers from July 1, 2017, reflects
population abundance more than a year
and a half out of date, which is
unnecessary for a population as small
and as closely monitored as the SRKWs.
As of July 1, 2018, the SRKW
population consisted of 75 individuals.
Response: The Center for Whale
Research is under contract to NMFS and
provides a population estimate on July
1st of each year. Since the beginning of
the Center for Whale Research’s study in
1976, July 1st was used as the date for
the population estimate. Although
additional effort in the fall months in
recent years has occasionally allowed
for a population estimate of December
31st, for some years sighting data of all
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three pods may not exist for most or all
of the fall months. For the sake of
consistency, we will continue to use the
census data from July 1st. We do
provide an update to the SRG at their
annual meeting of any changes (births/
deaths) since the SAR was filed.
Comment 94: CBD–HSUS–WDC
recommend NMFS add a description in
the SRKW report of the ‘‘current
population trend, including a
description of the information upon
which [it is] based,’’ as required by the
MMPA. The SAR describes the past
trends and provides the 2017 number of
animals (77) but does not specify the
current trend. The population of SRKW
has now dropped to 74 animals, its
lowest point in 34 years, and it is
continuing to decline. In 2014, a
population viability study estimated
that under status quo conditions, the
SRKW growth rate was a 0.91 percent
annual decline, meaning it would reach
an expected population size of 75 in one
generation (or by 2036). This abundance
was reached in mid-2018. Its current
growth rate is just half of the previous
estimate described by a 2012
international panel review.
Response: The SAR states: ‘‘Following
the peak census count of 99 animals in
1995, the population size has declined
and currently stands at 77 animals as of
the 2017 census.’’ This is the lowest
number since 1995 and is based on data
from the annual census, and is
considered a declining trend. The
inclusion of the 2018 census data, 74,
does not change this trend. The SAR
language as stated is sufficient to
describe the current trend.
Comment 95: CBD–HSUS–WDC
comment that growth rates and
productivity in different Resident killer
whale populations may be affected by
variability in diet, environmental
conditions, and habitat range. These
different environmental conditions,
including prey availability, pollution,
and disturbance levels may impact their
resulting annual growth rate. To better
reflect the habitat conditions of SRKWs
and the resulting maximum net
productivity, CBD–HSUS–WDC suggest
that NMFS use the same growth rates
and estimated net productivity rates as
are used for Northern Resident killer
whales. They suggest this population is
closer to SRKWs in prey availability and
environmental conditions, and shares a
similar history in exploitation for
captive display. If NMFS does not make
the change to maximum net
productivity rate, we request that NMFS
update the estimate for PBR to reflect
the update to population size. With a
population of 77 individuals and a
calculated PBR of 0.13, NMFS should
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also update the estimate of ‘‘1 animal
every 7 years’’ to ‘‘1 animal every 8
years.’’
Response: We will evaluate other
maximum rates of increase for killer
whale populations and consult with the
Pacific SRG regarding potential changes
to the SAR moving forward. We will
retain the currently-used Rmax value
from the published study of Matkin et
al. (2014) in the final 2018 SAR. The
retention of the current Rmax value
results in no appreciable difference in
the calculated PBR compared with the
Rmax value proposed by the
commenter.
Comment 96: CBD–HSUS–WDC
comment in the ‘‘Human-caused
mortality and serious injury’’ secion of
the SRKW SAR, NMFS notes a lack of
fishery-related stranding information for
killer whales in Canadian waters.
However, a 2014 report of a juvenile
Northern Resident killer whale (I103)
being entangled in a gillnet is
documented and included in Canada’s
updated Recovery Strategy for killer
whales. Although the whale was quickly
released from the net, he/she died the
following winter. Given the biological
similarities between Northern Resident
killer whales and SRKWs, including a
preference for Chinook salmon, a
similar risk of interaction exists and
CBD–HSUS–WDC recommends this
example of a potential occurrence
should be noted in the SAR.
Response: We have added this
information to the final 2018 SAR.
Comment 97: CBD–HSUS–WDC
disagree with NMFS that the total nonfishery human-caused mortality for the
SRKW stock for the past five years
(2012–2016 or 2013–2017) is zero.
NMFS notes in this SAR the death of a
young adult male, L95, from a fungal
infection introduced by a satellite tag.
While the infection was determined to
be the cause of death for L95, they argue
that human activity exacerbated this
infection and contributed to the
introduction of the fungus into L95’s
bloodstream, hastening his death.
Additionally, CBD–HSUS–WDC
recommend the death of J34, from blunt
force trauma, should be included as
another human-caused mortality and
attributed as vessel strike mortality. For
a population in a highly vulnerable
state, deaths with a high likelihood of
being caused by human activity should
be noted as such.
Response: We acknowledge the
uncertainty of such cases in the ‘‘Other
Mortality’’ section of the SAR and
include past documentation of a vessel
strike death of a southern resident killer
whale from 2006. We have added
language to the SAR that acknowledges
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that undetected or unclassified humanrelated mortality and injury may occur
in the population.
Comment 98: CBD–HSUS–WDC notes
that the ‘‘Habitat Issues’’ section in the
SARs is intended by the MMPA to cover
‘‘other factors that may be causing a
decline or impeding recovery of the
stock, including effects on marine
mammal habitat and prey.’’ Thus, they
request that NMFS reflect the level of
research that has established the
preference for Chinook salmon of
SRKWs and remove the phrase ‘‘appears
to be’’ in noting that SRKWs are
Chinook salmon specialists. They also
disagree with the inclusion of pink
salmon in the list of other species in
their diet, as the paper cited (Ford et al.
2016) finds that pink salmon are present
in proportions of less than 0.01 in fecal
samples from SRKWs. Additionally,
CBD–HSUS–WDC recommend that
NMFS elaborate on its note that
‘‘changes in Chinook abundance have
affected this population,’’ to include
updated information on the impact of
human activity (e.g., harvest, vessel
disturbance, and habitat modification)
on the availability of SRKW prey as well
as the significant impact prey
abundance has on SRKW body
condition, nutritional stress, fecundity,
and survival.
Response: We have elaborated on the
published links between lower Chinook
salmon availability and lower
population fecundity of southern
resident killer whales in the final SAR.
Comment 99: CBD–HSUS–WDC
comment that with respect to harvest
impacts, NMFS has acknowledged
elsewhere that the harvest of salmon (in
particular Chinook) can result in harm
to SRKWs by ‘‘reducing prey
availability, which may cause animals
to forage for longer periods, travel to
alternate locations, or abandon foraging
efforts.’’ Ocean and inland fisheries
harvest fish from priority stocks of
Chinook salmon that the orcas target.
Scientists have estimated that ocean
fisheries alone reduce Chinook
abundance by 18–25 percent. This is
significant to the Southern Residents, as
shown by Lacy et al. (2017), which
projected that a ‘‘50 percent noise
reduction plus a 15 percent increase in
Chinook would allow the population to
reach the 2.3 percent growth target’’
needed for recovery. They suggest that
NMFS include updated information on
toxic contamination and potential
impacts in this section.
Response: See response to Comment
98 regarding Chinook prey availability.
With regard to contaminants, we are
analyzing data collected via biopsy
samples, which will add to the body of
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knowledge on contaminants published
by Krahn et al. (2007, 2009) which is
currently cited in the SAR.
Gray Whale—Eastern North Pacific
Comment 100: The Makah Tribe
comments that the ‘‘Stock Definition
and Geographic Range’’ section of the
Eastern North Pacific (ENP) gray whale
SAR should be updated to improve
accuracy and clarity and to reflect
current, best available science,
particularly in the discussion about the
Pacific Coast Feeding Group (PCFG).
They recommend the SAR be changed
to reflect the PCFG abundance estimate
is ‘‘approximately 240,’’ as indicated in
the Population Size and Minimum
Population Estimate sections, rather
than the outdated estimate from
Calambokidis et al. (2014).
Response: We have updated the
‘‘Stock Definition and Geographic
Range’’ section in the final SAR to omit
the reference to the number of whales in
the PCFG. Abundance estimates are
addressed in the ‘‘Population Size’’
section and are limited to those animals
within the IWC-defined region detailed
in the SAR.
Comment 101: The Makah Tribe
comments NMFS should not use a lower
recovery factor for PCFG gray whales
but should use the same recovery factor
of 1.0 as used for ENP whales. They
state the best available science, as
developed by the IWC’s range-wide
review over an intensive five-year
evaluation of stock structure hypotheses
for all north Pacific gray whales,
indicates that the PCFG is not separate
from the ENP stock, and the recovery
factor for PCFG whales should be 1.0
because they are ENP gray whales. Even
if NMFS disagrees that PBR for the
PCFG should be calculated based on a
recovery factor of 1.0, the Makah Tribe
suggests the recovery factor should at
least be increased to 0.75 to reflect the
continuing population growth of the
PCFG as reflected in the most recent
abundance estimate through 2015
(Calambokidis et al. 2017b). The Makah
Tribe reiterates their comments on the
2014 draft SAR for ENP gray whales for
increasing the recovery factor of the
PCFG above the default value for stocks
of unknown status due to a stable
abundance trend and the already
conservative effect of calculating PBR
for a feeding aggregation.
Response: We have the flexibility to
set recovery factors that reflect
considerations other than population
trends. The GAMMS state that
‘‘Recovery factors of 1.0 for stocks of
unknown status should be reserved for
cases where there is assurance that
Nmin, Rmax, and the estimates of
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mortality and serious injury are
unbiased and where the stock structure
is unequivocal. ’’ (NMFS 2016). This
PCFG is small in size and the estimated
M/SI is based on minimum counts of
observed cases. Thus, the M/SI is not
unbiased, it is negatively-biased. This,
in combination with the small size of
the feeding group, warrants a smaller
recovery factor until that time the
population dynamics of the PCFG can
unequivocably be determined. A goal of
the MMPA is to maintain populations as
functioning elements of their ecosystem,
thus use of a more conservative recovery
factor is consistent with a small feeding
group that has a restricted geographic
range.
Comment 102: The Makah Tribe
suggests that the ‘‘Human-Caused
Mortalities and Serious Injury’’ section
of the ENP gray whale report, the PCFG
mortalities and serious injuries should
be added to the total for mortalities and
serious injuries of the ENP stock to
accurately report the total number of
human-caused mortalities of the ENP
gray whale stock. Currently, mortalities
and serious injuries are treated as
mortality to two separate stocks,
although the SAR states that NMFS does
not consider the PCFG a stock, but is
included as a part of the ENP.
Response: We have revised the
‘‘Human-Caused Mortalities and Serious
Injury’’ section of the ENP gray whale
report to clarify that such estimates of
anthropogenic impacts for PCFG whales
are a component of the estimates for the
overall ENP stock.
Comment 103: The Makah Tribe
suggests that the section on
‘‘Subsistence/Native Harvest
Information’’ be updated to reflect the
IWC’s approval of a new gray whale
catch limit covering the period 2019
through 2025 at the 2018 biennial
meeting. The new catch limit of up to
140 strikes annually is an overall
increase; and, while it does not affect
the number of whales potentially
available to the Makah Tribe if its
waiver request is approved, the
important changes in the gray whale
catch limit should be included in the
new SAR. The Makah Tribe has
concerns about the last sentence of this
section, which reports on the total
number of gray whales harvested in
aboriginal subsistence hunts over a 32year period from 1985 to 2016. They
point out the SAR already includes
values from aboriginal harvests for the
relevant five-year period 2012–2016 and
does not need the value reported from
the longer period. The sentence should
be removed because it serves no
function in the SAR. If NMFS decides
to retain the sentence, they suggest
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appropriate context should be added,
including the abundance trend of ENP
gray whales over the same time, the
current abundance estimate for the
stock, and representative PBR values
over the period, which demonstrate that
the average annual removals are a
fraction of the calculated PBR and are
thus sustainable.
Response: We have updated the
aboriginal subsistence quota in the final
SAR based on the 2018 IWC meeting.
We disagree that historical subsistence
takes of gray whales reported in the SAR
are unnecessary to report. They serve to
inform the public of the history of takes
in recent decades, and the values
implicitly support the assertion that
aboriginal takes have been sustainable,
in light of the population trend data
shared in the SAR. We have added a
sentence to this section noting that the
size of the ENP population has grown
during this same period.
Gray Whale—Western North Pacific
Comment 104: The Makah Tribe
comments the title for the Western
North Pacific (WNP) gray whale SAR
should be changed. The term ‘‘Western
North Pacific’’ gray whale was
previously used by NMFS for the
continued listing under the ESA of an
isolated gray whale population that both
feeds and winters off the coast of Asia.
The fact that a substantial percentage of
the whales described in the ‘‘Western
North Pacific’’ SAR migrate through
U.S. waters, and not along the coast of
Asia to wintering grounds off of Asia,
shows that the whales represented in
the SAR are a different group of whales
than the isolated population previously
considered to be ‘‘Western North
Pacific’’ gray whales. The SAR makes it
clear that the Sakhalin Island feeding
area is made up of a mixed stock
aggregation of whales that migrate to
wintering grounds off Asia and whales
that migrate through U.S. waters to
wintering grounds off North America.
The Makah tribe suggests that because
only the former population represents
the historic ‘‘Western North Pacific’’
stock, the title of the SAR should be
changed to ‘‘Western Feeding Group
Gray Whales’’ to reflect that the latter
group of whales analyzed, i.e., those
that migrate to U.S. waters and thus
must be evaluated in a SAR under the
MMPA, are members of a feeding group
of eastern breeding animals but are
unlikely to be the whales that
historically existed only in Asian waters
and which remain listed as endangered
under the ESA.
Response: We responded to a similar
comment on the 2014 version of this
report (see 80 FR 20502, August 20,
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19:06 Jun 18, 2019
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2015). The current SAR notes that
whales seen near Sakhalin may include
a mixture of ENP animals feeding in this
region, in addition to WNP whales.
There is no evidence to indicate that the
WNP stock of gray whales is extinct, as
implied by the commenter (see
Comment 105). Evidence continues to
support an extant WNP population as
reported in Bru¨niche-Olsen et al. 2018.
Comment 105: The Makah Tribe
comments the WNP gray whale SAR
should include a description of Cooke
(2015), which provided a quantitative
estimate of the percentage of whales that
feed off Sakhalin Island and migrate to
wintering grounds off North America.
The results of Cooke’s analysis—that
whales representing 37 to 100 percent of
Sakhalin feeding whales could be
migrating to North America—is
essential to the context for this SAR.
That a high percentage of—and possibly
all—Sakhalin whales may in fact
migrate to North America rather than
solely along the Asian coast raises
significant questions about the identity
of those whales migrating east rather
than south, the potential that the
historic ‘‘Western North Pacific’’ stock
is extinct, and the stock status and ESAlisting status of the Sakhalin whales that
do migrate to North America as separate
from the historic ‘‘Western North
Pacific’’ stock. Citation to Cooke (2015)
is also appropriate because the SAR
identifies the proportion of the stock
that uses U.S. EEZ waters in the
Potential Biological Removal section.
Cooke (2015) is clearly relevant to that
determination and should be discussed.
Response: The Cooke (2015) paper is
discussed in this context in the ‘‘Stock
Definition and Geographic Range’’
section of the SAR.
Comment 106: The Makah Tribe
comments the IWC’s range-wide review
represents the most recent and best
available scientific information on
questions of gray whale stock structure.
While the SAR mentions the five-year
review process, it would be much more
informative if it were to discuss the
stock structure hypotheses currently
considered by the IWC to be most
plausible for gray whales. It is notable
that in the two hypotheses considered
most plausible by the IWC (3a and 5a),
the whales migrating to North American
wintering grounds from feeding grounds
in the Okhotsk Sea are considered the
Western Feeding Group of the ENP gray
whale stock. In only one hypothesis
(6b), which was considered to have
lower plausibility by the IWC, would
whales from the Sakhalin Island feeding
area include Western Breeding Stock
(i.e., the historic ‘‘Western North
Pacific’’ stock) animals that utilize
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Sfmt 4703
28509
wintering grounds in North America
without fidelity to wintering grounds in
either North America or Asia. The
Makah Tribe suggests adding a detailed
discussion and analysis of the IWC
range-wide workshop’s stock structure
hypotheses.
Response: We have added text to the
final SAR to reflect the two most
plausible hypotheses put forward by the
IWC. It is important to note that these
represent hypotheses, which do not
equate to best available science used in
a SAR. Genetic studies of gray whales in
the North Pacific provide the best
available science for the conclusion that
the Western North Pacific population of
gray whales is extant, though likely very
small.
Comment 107: The Makah Tribe
recommends the WNP gray whale SAR
should more accurately reflect the
conclusion of Cooke et al. (2017)
regarding whether the combined
Sakhalin-Kamchatka feeding aggregation
is a closed population.
Response: We have updated the final
SAR with text taken directly from Cooke
et al. (2017) that better addresses the
uncertainty and conclusions: ‘‘We
conclude that the Sakhalin feeding
aggregation is probably not genetically
closed but that the Sakhalin and
Kamchatka feeding aggregations, taken
together, may be genetically closed.
However, genetic data from Kamchatka
would be required to confirm this.’’
Harbor Seal—California
Comment 108: One commenter
pointed out that the California harbor
seal SAR was not updated in 2018
though well overdue.
Response: This comment deals with a
SAR that was not revised in 2018. The
most recent abundance estimate for this
stock is based on data collected in 2012,
and the SAR was revised in 2014. No
new information on the population size
of this stock is currently available that
warrants a revision of the report.
False Killer Whale—Hawaiian Stocks
Comment 109: The Hawaii Longline
Association notes that NMFS has
proposed no revisions to the 2018 SAR
for the Hawaii false killer whale stocks
and asks NMFS to provide an
explanation in its responses to
comments.
Response: We reviewed available data
for all three Hawaii false killer whale
stocks, and there was no new
information that would change the
status of any of the three stocks
discussed within the SAR. Therefore,
we did not update the False killer whale
Hawaiian Islands Stock Complex SAR
in 2018.
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Federal Register / Vol. 84, No. 118 / Wednesday, June 19, 2019 / Notices
Dated: June 13, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–12909 Filed 6–18–19; 8:45 am]
BILLING CODE 3510–22–P
COMMODITY FUTURES TRADING
COMMISSION
Agency Information Collection
Activities: Notice of Intent To Revise
Collection Numbers 3038–0087,
Reporting, Recordkeeping, and Daily
Trading Records Requirements for
Swap Dealers and Major Swap
Participants
Commodity Futures Trading
Commission.
ACTION: Notice.
AGENCY:
In compliance with the
Paperwork Reduction Act of 1995
(PRA), this notice announces that the
Information Collection Request (ICR)
abstracted below has been forwarded to
the Office of Management and Budget
(OMB) for review and comment. The
ICR describes the nature of the
information collection and its expected
costs and burden.
DATES: Comments must be submitted on
or before July 19, 2019.
ADDRESSES: You may submit comments,
identified by ‘‘Reporting,
Recordkeeping, and Daily Trading
Records Requirements for Swap Dealers
and Major Swap Participants,’’ and
Collection Number 3038–0087 by any of
the following methods:
• The Agency’s website, at https://
comments.cftc.gov/. Follow the
instructions for submitting comments
through the website.
• Mail: Christopher Kirkpatrick,
Secretary of the Commission,
Commodity Futures Trading
Commission, Three Lafayette Centre,
1155 21st Street NW, Washington, DC
20581.
• Hand Delivery/Courier: Same as
Mail above.
Please submit your comments using
only one method.
All comments must be submitted in
English, or if not, accompanied by an
English translation. A copy of the
supporting statement for the collection
of information discussed herein may be
obtained by visiting https://RegInfo.gov.
All comments must be submitted in
English, or if not, accompanied by an
English translation. Comments will be
posted as received to https://
www.cftc.gov. You should submit only
information that you wish to make
available publicly. If you wish the
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SUMMARY:
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19:06 Jun 18, 2019
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Commission to consider information
that you believe is exempt from
disclosure under the Freedom of
Information Act, a petition for
confidential treatment of the exempt
information may be submitted according
to the procedures established in § 145.9
of the Commission’s regulations.1 The
Commission reserves the right, but shall
have no obligation, to review, prescreen, filter, redact, refuse or remove
any or all of your submission from
https://www.cftc.gov that it may deem to
be inappropriate for publication, such as
obscene language. All submissions that
have been redacted or removed that
contain comments on the merits of the
ICR will be retained in the public
comment file and will be considered as
required under the Administrative
Procedure Act and other applicable
laws, and may be accessible under the
Freedom of Information Act.
FOR FURTHER INFORMATION CONTACT:
Gregory Scopino, Special Counsel,
Division of Swap Dealer and
Intermediary Oversight, Commodity
Futures Trading Commission, (202)
418–5175; email: gscopino@cftc.gov.
SUPPLEMENTARY INFORMATION: This
notice solicits comments on the
collections of information mandated by
Commission regulations 23.201 through
23.205 (Reporting, Recordkeeping, and
Daily Trading Records Requirements
For Swap Dealers and Major Swap
Participants).
Title: Reporting, Recordkeeping, and
Daily Trading Records Requirements for
Swap Dealers and Major Swap
Participants (OMB Control Nos. 3038–
0087). This is a request for an extension
of currently approved information
collection.
Abstract: On April 3, 2012, the
Commission adopted Commission
regulations 23.201 through 23.205
(Reporting, Recordkeeping, and Daily
Trading Records Requirements For
Swap Dealers and Major Swap
Participants) 2 pursuant to sections
4s(f) 3 and 4s(g) 4 of the Commodity
Exchange Act (‘‘CEA’’).5 Commission
regulations 23.201 through 23.205
require, among other things, swap
dealers (‘‘SD’’) 6 and major swap
participants (‘‘MSP’’) 7 to maintain
transaction and position records of their
1 17
CFR 145.9.
CFR 23.201–23.205.
3 7 U.S.C. 6s(f).
4 7 U.S.C. 6s(g).
5 77 FR 20128.
6 For the definition of SD, see section 1a(49) of
the CEA and Commission regulation 1.3. 7 U.S.C.
1a(49) and 17 CFR 1.3.
7 For the definitions of MSP, see section 1a(33) of
the CEA and Commission regulation 1.3. 7 U.S.C.
1a(33) and 17 CFR 1.3.
2 17
PO 00000
Frm 00052
Fmt 4703
Sfmt 9990
swaps (including daily trading records)
and to maintain specified business
records (including records related to the
governance and financial status of the
swap dealer or major swap participant,
complaints received by such SD or MSP
and such SD or MSP’s marketing and
sales materials). They also require SDs
and MSPs to report certain swap
transaction data to swap data
repositories, to satisfy certain real time
public reporting requirements, and to
maintain records of information
reported to swap data depositories and
for real time reporting purposes.8 The
Commission believes that the
information collection obligations
imposed by Commission regulations
23.201 through 23.205 are necessary to
implement sections 4s(f) and 4s(g) of the
CEA, including ensuring that each SD
and MSP maintains the required records
of their business activities and an audit
trail sufficient to conduct
comprehensive and accurate trade
reconstruction. On April 12, 2019, the
Commission published in the Federal
Register notice of the proposed
extension of this information collection
and provided 60 days for public
comment on the proposed extension, 84
FR 14921 (‘‘60-Day Notice’’). The
Commission did not receive any
comments on the 60-Day Notice.
Burden Statement: The Commission
is revising its estimate of the burden for
this collection to reflect the current
number of respondents and estimated
burden hours. The respondent burden
for this collection is estimated to be as
follows:
Number of Registrants: 103.
Estimated Average Burden Hours per
Registrant: 2,096.
Estimated Aggregate Burden Hours:
215,888.
Frequency of Recordkeeping: As
applicable.
There are no capital costs or operating
and maintenance costs associated with
this collection.
(Authority: 44 U.S.C. 3501 et seq.)
Dated: June 13, 2019.
Robert Sidman,
Deputy Secretary of the Commission.
[FR Doc. 2019–12941 Filed 6–18–19; 8:45 am]
BILLING CODE 6351–01–P
8 See
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17 CFR 23.201–23.205.
19JNN1
Agencies
[Federal Register Volume 84, Number 118 (Wednesday, June 19, 2019)]
[Notices]
[Pages 28489-28510]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-12909]
-----------------------------------------------------------------------
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG300
2018 Marine Mammal Stock Assessment Reports
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; response to comments.
-----------------------------------------------------------------------
SUMMARY: As required by the Marine Mammal Protection Act (MMPA), NMFS
has considered public comments for revisions of the 2018 marine mammal
stock assessment reports (SARs). This notice announces the availability
of 46 final 2018 SARs that were updated and finalized.
ADDRESSES: Electronic copies of SARs are available on the internet as
regional compilations at the following address: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-region.
A list of references cited in this notice is available at
www.regulations.gov (search for docket NOAA-NMFS-2018-0086) or upon
request.
FOR FURTHER INFORMATION CONTACT: Lisa Lierheimer, Office of Protected
Resources, 301-427-8402, [email protected]; Marcia Muto, 206-
526-4026, [email protected], regarding Alaska regional stock
assessments; Elizabeth Josephson, 508-495-2362,
[email protected], regarding Atlantic, Gulf of Mexico, and
Caribbean regional stock assessments; or Jim Carretta, 858-546-7171,
[email protected], regarding Pacific regional stock assessments.
SUPPLEMENTARY INFORMATION:
Background
Section 117 of the MMPA (16 U.S.C. 1361 et seq.) requires NMFS and
the U.S. Fish and Wildlife Service (FWS) to prepare stock assessments
for each stock of marine mammals occurring in waters under the
jurisdiction of the United States, including the U.S. Exclusive
Economic Zone (EEZ). These reports must contain information regarding
the distribution and abundance of the stock, population growth rates
and trends, estimates of annual human-caused mortality and serious
injury (M/SI) from all sources, descriptions of the fisheries with
which the stock interacts, and the status of the stock. Initial reports
were completed in 1995.
The MMPA requires NMFS and FWS to review the SARs at least annually
for strategic stocks and stocks for which significant new information
is available, and at least once every three years for non-strategic
stocks. The term ``strategic stock'' means a marine mammal stock: (A)
For which the level of direct human-caused mortality exceeds the
potential biological removal level or PBR (defined by the MMPA as the
maximum number of animals, not including natural mortalities, that may
be removed from a marine mammal stock while allowing that stock to
reach or maintain its optimum sustainable population); (B) which, based
on the best available scientific information, is declining and is
likely to be listed as a threatened species under the Endangered
Species Act (ESA) within the foreseeable future; or (C) which is listed
as a threatened species or endangered species under the ESA. NMFS and
the FWS are required to revise a SAR if the status of the stock has
changed or can be more accurately determined. NMFS, in conjunction with
the Alaska, Atlantic, and Pacific independent Scientific Review Groups
(SRG), reviewed the status of marine mammal stocks as required and
revised reports in the Alaska, Atlantic, and Pacific regions to
incorporate new information.
The period covered by the 2018 SARs is 2012-2016. NMFS updated SARs
for 2018, and the revised draft reports were made available for public
review and comment for 90 days (83 FR 47137, September 18, 2018). NMFS
received comments on the draft 2018 SARs and has revised the reports as
necessary. This notice announces the availability of 46 final 2018
reports that were updated. The new individual draft report for the West
Bay stock of common bottlenose dolphin stock was not finalized (see
below). The final reports are available on NMFS' website (see
ADDRESSES).
Withdrawal of the West Bay Common Bottlenose Dolphin SAR
NMFS is in the process of writing separate stock assessment reports
for each of the 31 individual stocks contained in the Northern Gulf of
Mexico Bay, Sound, and Estuary common bottlenose dolphin report. For
the draft 2018 SARs, 2 new individual reports were completed separating
out the West Bay and Terrebonne-Timbalier Bay Estuarine System stocks
from the larger report. However, we are not finalizing the new
individual report for the West Bay common bottlenose dolphin stock
because the abundance estimate for this stock is based on a publication
that is still currently in review (Litz et al., in review). NMFS will
include the updated abundance estimate for the West Bay stock in the
draft 2019 report, once the Litz et al. publication is in press or has
been published. To date, we have completed individual reports for five
bottlenose dolphin stocks (Terrebonne-Timbalier Bay Estuarine System,
Barataria Bay Estuarine System, Mississippi Sound/Lake Borgne/Bay
Boudreau, Choctawhatchee Bay, and St. Joseph Bay). The remaining 26
stocks are included in the Northern Gulf of Mexico Bay, Sound, and
Estuary Stocks report.
Comments and Responses
NMFS received letters containing comments on the draft 2018 SARs
from the Aleut Community of St. Paul Island Tribal Government; the
Makah Tribe; the Marine Mammal Commission; the North Slope Borough; 11
non-governmental organizations (Alaska Oil and Gas Association, Center
for Biological Diversity, Conservation Law Foundation, Defenders of
Wildlife, Friends of the Children's Pool, Hawaii Longline Association,
The Humane Society of the United States, Oceana, Point Blue
Conservation Science, Southern Environmental Law Foundation, and Whale
and Dolphin Conservation); and 3 individuals. Responses to substantive
comments are below; comments on actions not related to the SARs are not
included below. Comments suggesting editorial or minor clarifying
changes were incorporated in the reports, but they are not included in
the summary of comments and responses. In some cases, NMFS' responses
state that comments would be considered or incorporated in future
revisions of the SARs rather than being incorporated into the final
2018 SARs.
[[Page 28490]]
Comments on National Issues
Minimum Population Estimates
Comment 1: The Marine Mammal Commission (Commission) comments the
requirements of Section 117 of the MMPA require inclusion of a minimum
population estimate (Nmin), a key factor for effective management of
marine mammal stocks using PBR. Without an Nmin derived from recent
data, PBR cannot be calculated and an ``undetermined'' value results,
which is useless for management purposes. Including the revised 2018
draft SARs, an Nmin estimate is lacking for 91 of the 251 identified
stocks (or 36 percent). The Commission understands that the primary
reason for this shortcoming is a lack of resources (mainly access to
vessel and plane platforms from which surveys are conducted) to collect
the necessary information. The Commission appreciates the efforts NMFS
has made to address this shortcoming by setting priorities across
regions, coordinating requests for vessel time, and maximizing the data
collected during these surveys (e.g., Ballance et al. 2017). The
Commission recommends that NMFS continue its efforts to prioritize and
coordinate requests to secure the necessary survey resources across
regions. In addition to these internal efforts, the Commission
acknowledges and encourages NMFS' continued engagement and
collaboration with other federal agencies that also require basic
information on marine mammal stocks, through programs like the Atlantic
Marine Assessment Program for Protected Species and similar programs in
the Gulf of Mexico and the Pacific. Further, the Commission recommends
that these marine assessment programs continue to include appropriate
personnel, logistical capability, and vessel time to allow for photo-
identification, biopsy sampling, satellite tagging and other efforts to
augment and increase the value of the core line-transect survey data
collected. These additional efforts will assist in delineating stock
structure, confirming at-sea identification of cryptic species, and
furthering understanding of marine mammal distribution, habitat use,
and behavior, all important to the overall management goals of NMFS
under the MMPA.
Response: We acknowledge the Commission's comment and will continue
to prioritize our efforts for the collection of data to address
outdated Nmin estimates.
Fisheries Observer Coverage
Comment 2: The Commission points out that adequate observer
coverage continues to be an issue for many fisheries in most regions.
In some cases, fisheries that have the potential to take marine mammals
go unobserved entirely. For example, in Hawaii, several unobserved,
state-managed line fisheries likely interact with endangered main
Hawaiian Islands insular false killer whales. In Alaska, numerous
unobserved, state-managed salmon gillnet fisheries pose a significant
risk of interactions with harbor porpoises. In other cases, observed
fisheries with known interactions with marine mammals have observer
coverage but is inadequate (e.g., less than 10 percent). Observer
coverage in the Category I Mid-Atlantic gillnet fishery, which is known
to take significant numbers of common bottlenose dolphins, common
dolphins, and harbor porpoises, averaged less than five percent from
2012 to 2016. On the positive side, annual coverage increased steadily
from two to eight percent over that period. Observer coverage in the
Category II Mid-Atlantic bottom trawl fishery averaged under eight
percent coverage over the same period, although once again annual
coverage increased from five to ten percent during that period. The
Commission recommends that NMFS continue to increase observer coverage
in all fisheries with significant marine mammal bycatch that lack
adequate coverage to provide reliable estimates of incidental take
levels, with increased efforts to develop collaborative observer
programs for state-managed fisheries, particularly in Alaska and
Hawaii.
Response: NMFS is charged with fulfilling a wide range of
requirements under the Magunson-Stevens Act, MMPA, and ESA, and
regulations implementing those Acts. These mandates include ending
overfishing and rebuilding fish stocks, protecting and recovering
threatened and endangered species, reducing bycatch, enforcing laws and
regulations, and combating illegal, unreported, and unregulated fishing
internationally. In recent years, we have tried to meet performance
goals ensuring that at least 38 U.S. fisheries continue to maintain
adequate observer coverage through the deployment of at least 70,000
sea days observed nationwide. Allocation of observer coverage involves
a variety of trade-offs that prevent each fishery from being observed
each year, or at high levels of coverage.
In the case of the Hawaii line fisheries mentioned by the
Commission, those fisheries are all Category III fisheries in the MMPA
List of Fisheries (LOF). According to the 2018 LOF, only the Hawaii
troll fishery has had documented marine mammal species and stocks
incidentally killed or injured. In light of the high-priority marine
mammal interactions in the Category I Hawaii deep-set longline fishery
and the Category II Hawaii shallow-set longline fishery and American
Samoa longline fishery, and limited observer budget resources, the
Hawaii line fisheries cited by the Commission are not prioritized for
coverage at this time.
While we are not operating the Alaska Marine Mammal Observer
Program (AMMOP) due to lack of available resources to fund additional
observations of the southeast Alaska salmon driftnet fishery, we are
working to assess the needed resources and actively exploring options
to identify additional resources for the AMMOP.
Coverage rates for the Category I Mid-Atlantic gillnet fishery are
limited both by funding and practical limitations, although observer
coverage has continued to increase in recent years. Obtaining higher
coverage is challenging due to the geographically dispersed nature of
this fishery. In 2017, the observer coverage for this fishery was 9.36
percent and generally higher in strata where marine bycatch occurred.
Despite having observer coverage rates of 5 to 10 percent from 2012-
2016, the Category II Mid-Atlantic bottom trawl fishery generally has
observer coverage required to meet the target of a 30 percent
coefficient of variation (CV) for marine mammal mortality estimates in
that fishery. In light of the fact that the 30 percent CV target is
generally being met with 5 to 10 percent observer coverage, increasing
observer coverage for this fishery is not a high priority given limited
observer budget resources.
Review of SARs for Strategic Stocks
Comment 3: The Commission comments that Section 117 of the MMPA
directs NMFS to review at least annually, all stock assessment reports
for strategic stocks. How NMFS addresses this requirement varies by
region. For example, the 2018 draft reports for Alaska include proposed
revisions, some minor, to the reports for all strategic stocks. While
the other regions may have reviewed each strategic stock in 2018, not
every strategic stock was revised and released for public comment. Some
strategic stocks have SARs that have not been updated in more than five
years, presumably because no significant new information has been
published on abundance, distribution, human-caused serious injury and
mortality, stock structure or habitat concerns for those stocks. To
help ensure NMFS is aware
[[Page 28491]]
of new information relevant to all strategic stocks, the Commission
recommends that NMFS include in the Federal Register notice, published
when revised SARs are released, a specific request for new information
for strategic stocks that were not updated that year. New relevant
information could include peer-reviewed information on human-caused
serious injury and mortality, fishery interactions, abundance,
distribution, stock structure and habitat concerns, which could be
incorporated into SARs, and other information that might draw attention
to emerging concerns for a strategic stock.
Response: We appreciate the Commission's recommendation and will
include in future Federal Register notices regarding draft stock
assessment reports a request for new information relevant to all
strategic stocks not updated in the current year.
Reconciling Humpback Whale Distinct Population Segments (DPSs) and MMPA
Stocks
Comment 4: The Commission expresses concern that NMFS' review of
the stock structure of humpback whales under the MMPA in light of the
14 DPSs identified under the Endangered Species Act (81 FR 62259,
September 8, 2016) has now been underway for two years with no
timetable for its completion. They state the lack of reconciliation
between humpback DPSs and humpback stocks has had effects on other
management decisions undertaken by NMFS, such as those related to the
proposed draft negligible impact determination for the California
thresher shark/swordfish drift gillnet fishery (<14 inch mesh) and the
Washington/Oregon/California sablefish pot fishery, and those related
to its response to the increased number of humpback whale entanglements
on the west coast since 2014. The Commission recommends that NMFS take
the necessary steps to conclude its review of humpback whale stock
structure and revise the humpback whale SARs accordingly in the draft
2019 reports.
The Center for Biological Diversity, Humane Society of the United
States, and Whale and Dolphin Conservation (CBD-HSUS-WDC) ask NMFS to
elaborate on the status of the agency-wide moratorium on revising MMPA
stock definitions and Point Blue Conservation Science expresses support
for NMFS to clarify how the DPSs will be treated under the MMPA as
quickly as possible.
Response: As described in our Federal Register notice requesting
comments on the Draft 2017 Marine Mammal Stock Assessment Reports (82
FR 60181, December 19, 2017), we are currently in the process of
reviewing stock structure under the MMPA for all humpback whales in
U.S. waters, following the change in ESA listing for the species in
2016, to determine whether we can align the stocks with the DPSs under
the ESA. Until such time that the humpback whale stock structure under
the MMPA with respect to the ESA listing has been completed, we are
retaining the current stock delineations and any changes in stock
delineation or MMPA section 117 elements (such as PBR or strategic
status) will be reflected in future stock assessment reports. Revising
the stock structure for humpback whales is a high priority; however,
the process of reviewing stock structure under the MMPA has taken
longer than anticipated because we are evaluating the Agency's process
for stock designation.
Nmin and PBR
Comment 5: The Alaska Oil and Gas Association (AOGA) comments the
draft assessment for the Bering Sea stock of harbor porpoise is an
example of long-standing inadequacy in the development of Nmin and PBR
for stocks with abundance estimates older than eight years. As a result
of applying the guidelines for preparing the SARs, NMFS does not use
abundance estimates older than eight years to calculate either Nmin or
PBR due to a decline in confidence in the reliability of an aged
abundance estimate. Both Nmin and PBR are considered ``undetermined''
or ``unknown'' which AOGA asserts is a mischaracterization that makes
using SARs for permitting and management decisions very difficult. They
suggest if Nmin can be identified, even from a survey that is outdated,
it should be used to calculate PBR using the best available science.
This approach seems analogous to the practice of under-estimating a PBR
based on a recent survey which covers only a portion of an animal's
total range. AOGA recommends that the guidelines for preparing the SARs
be revisited and even if the ``eight-year rule'' remains the threshold
for estimating Nmin and developing current PBRs, the SAR should
identify the most recent data and an estimate of PBR that results from
those data. If necessary, the SAR can provide caveats regarding the
data and include statements to acknowledge the potential risks of using
such data. They comment this is a more reasonable approach than stating
that ``PBR is considered unknown.''
Response: The topic of outdated abundance information was discussed
at the 2011 workshop on the Guidelines for Assessing Marine Mammal
Stocks (GAMMS). We proposed revisions to the GAMMS in 2012, including
an approach to address outdated abundance estimates developed at the
2011 workshop. Due to the strenuous objections to the proposed approach
received during public comment, we did not implement any changes
regarding outdated abundance estimates at that time. We are currently
working to develop an alternative approach, which would be included in
the next revision of the guidelines. We will solicit public review and
comment on any proposed revisions.
Comments on Alaska Issues
Alaska Native Subsistence Takes
Comment 6: The Commission comments that accurate information on the
taking of marine mammals by Alaska Natives for subsistence and
handicraft purposes is becoming increasingly important in light of the
pace of climate changes occurring in the Arctic and sub-Arctic regions.
Over the past several years, the Commission has repeatedly recommended
that NMFS, in collaboration with its co-management partners, improve
its monitoring and reporting of subsistence hunting in Alaska. The
Commission appreciates the efforts made by NMFS in this regard with an
increase in the 2018 draft SARs in the number of communities reporting
hunting levels for bearded and ribbon seals (from 12 to 16 villages for
the most recent five years). Nevertheless, this still represents only
one-quarter of the 64 communities that may hunt ice seals. Therefore,
the Commission continues to recommend that NMFS pursue additional
mechanisms to gather reliable information on the numbers of marine
mammals taken for subsistence and creating handicrafts, including by
securing adequate funding for comprehensive surveys of subsistence use
and Native hunting effort. The Commission encourages NMFS to continue
to provide updated information whenever it becomes available, even if
it pertains only to a limited number of villages or a subset of years.
Response: We agree that it would be beneficial to have more
comprehensive information about the harvest numbers of species of
Alaska marine mammals taken for subsistence purposes and for creating
handicrafts. We provide co-management funding to Alaska Native
organizations under section 119 of the MMPA, in part to monitor
harvests and
[[Page 28492]]
report harvest numbers. The best available information is more
comprehensive for some species (e.g., bowhead whales, beluga whales,
and northern fur seals) than for others (e.g., harbor seals and ice
seals). The shortcomings reflect the limited resources available to
support harvest monitoring and reporting, as well as the large number
of communities over a wide geographic area that subsistence hunt for
species such as harbor seals, ice-associated seals, and Steller sea
lions. Within the constraints of appropriations, we will continue to
work with our co-management partners to monitor subsistence harvests
and make that information publicly accessible as it becomes available.
Prey Availability
Comment 7: Oceana points out that in addition to estimating direct
human-caused mortality, for a strategic stock, the SAR must identify
``other factors that may be causing a decline or impeding recovery of
the stock, including effects on marine mammal habitat and prey.'' They
note that NMFS has not assessed the impacts of prey levels on strategic
stocks, such as whether, or how, commercial fishing or any other factor
may be decreasing the availability of prey and, consequently, causing
declines or impeding recovery of strategic stocks and they request that
NMFS assess how prey availability may be affecting humpback whale,
Steller sea lion, and northern fur seal stocks.
Response: Overall, the NMFS Guidelines for Preparing Stock
Assessment Reports (NMFS 2016) state if substantial habitat issues are
important for strategic stocks, then a ``Habitat'' section should be
used to summarize the existing data that indicate a problem. The
guidelines also note that the SARs are not intended to be a forum in
which to present significant new data and analysis. Instead, analyses
are to be conducted and published separately, and such an analysis is
not part of the SAR process itself.
There is no comprehensive information about how prey availability
may be affecting humpback whale stocks. To address this question would
require accurate data on prey abundance across the whales' entire
range, prey consumption rates for individuals and populations,
energetics of individual whales, and spatial and species overlap with
commercial fishery catches. While the latter might be quantifiable,
there is currently no way to obtain any reasonable data for the other
variables involved, let alone for the impact of changing environmental
conditions on prey distribution and abundance.
The overall trend for most humpback whale populations found in U.S.
waters is positive and points toward recovery (81 FR 62259; September
8, 2016), indicating that prey availability is not a major problem.
However, a sharp decline in observed reproduction and encounter rates
of humpback whales from the central North Pacific between 2013 and 2018
has been related to oceanographic anomalies and consequent impacts on
prey resources (Cartwright et al. 2019), suggesting that humpback
whales are vulnerable to major environmental changes.
The Western U.S. Steller sea lion SAR does summarize representative
publications describing such potential threats in the ``Habitat
Concerns'' section. It is also noted in the ``Current Population
Trend'' section that the decline in pup abundance in the central Gulf
of Alaska in 2017 was correlated with a dramatic decline in the
abundance of Pacific cod in the area during the winter. There are no
available data that definitively tie this decline to a drop in natality
but the relationship is implied. As relevant studies become available
they will be cited in future SARs.
A 3-year study to address whether prey availability during the
breeding season may be a factor affecting Eastern Pacific northern fur
seal recovery was initiated in 2018 by NMFS, in collaboration with the
University of Washington and with support from the Lenfest Ocean
Program. Study results, when published, will be cited in future SARs if
relevant.
Steller Sea Lion, Western Distinct Population Segment
Comment 8: Oceana suggests the population trend, stock status, and
habitat concern sections of the Steller sea lion assessment include a
discussion on the observations and implications of localized
extirpation of breeding sea lions from historical habitats.
Response: Under the MMPA, stock status is determined relative to
the entirety of a stock. Steller sea lion population trend estimates
are shown in the SAR by subregions to highlight trend differences, but
these are not management units under the MMPA. Implications of declines
in various regions within the western stock are discussed in context of
population recovery under the ESA in the Steller Sea Lion Recovery
Plan.
Comment 9: Oceana recommends that an assessment of mitigation
measures for recovery of the Steller sea lion population in the
Pribilof region is needed because climate change is a threat to Steller
sea lions and their habitat and there have been several unusual
mortality events in the last decade documented for marine mammals in
Alaska. They note that Steller sea lion pup counts in the central and
eastern Gulf of Alaska in 2017 were subsequently lower than prior
years, indicating that prey availability from the warm conditions
decreased pup production.
Response: There have been three Unusual Mortality Events (UMEs)
declared in Alaska since 1991 (large whales in 2015; ice seals (ringed,
bearded, and spotted) in 2011; and sea otters in 2006). Consistent with
our response to Comment 8, the Pribilof population of Steller sea lions
is within the western stock of Steller sea lions, so it is not assessed
separately in the current SAR. We will cite published studies that
discuss the potential consequences of climate change and harmful algal
blooms on western Steller sea lions in the ``Habitat Concerns'' section
of future SARs if we determine that these changes in the Alaska coastal
environment are of concern for the western Steller sea lion stock.
Comment 10: Oceana comments that while the draft SARs include
annual mortality and serious injury rates from federally-managed
commercial fisheries monitored and reported by groundfish fisheries
observers, these observer data are limited and there are only partial
observer data in some of the trawl fisheries (e.g., Gulf of Alaska
flatfish trawl, Gulf of Alaska pollock trawl, and Gulf of Alaska
Pacific cod trawl fisheries). As a result, they point out the majority
of fishing activity, and the possible marine mammal interactions
through that activity, are without monitoring or accountability. What
is reported in the SARs is a yearly estimate, with unreported variance,
extrapolated from observer data, which makes it difficult to evaluate
the accuracy of those marine mammal mortality estimates. They recommend
it would benefit marine mammal monitoring to have higher rates of
observer coverage on fisheries that potentially interact with
endangered species like the western DPS Steller sea lion.
Response: Estimates of variance are reported as CVs and are
consistently available for Alaska commercial groundfish fisheries that
host fisheries observers. In the current SARs, CVs are reported for the
estimates of mean annual mortality and serious injury rates. We will
consider including the CVs for the yearly estimates of mortality and
serious injury in future SARs;
[[Page 28493]]
however, these CVs would only describe the uncertainty in the
extrapolated estimates of mortality and serious injury based on
observer data from randomly-selected monitored hauls; it is not
possible to calculate CVs for mortality and serious injury from
opportunistic data (e.g., those collected from non-randomly selected
hauls). The CVs for many observed fisheries are low because the
proportion of the fleet that is observed is quite high. It is accurate
that many Alaska fisheries that are known to have mortality and serious
injury are observed at a low rate or are not observed at all. In
general, the annual rates of mortality and serious injury reflected in
the SARs are considered a minimum estimate for each stock. In Alaska,
we place observers through an Annual Deployment Plan, which allows for
flexibility as the priorities for observations change. We intend to
observe state fisheries with at least an occasional level of mortality
and serious injury of marine mammals if resources become available.
Northern Fur Seal, Eastern Pacific
Comment 11: Oceana recommends the northern fur seal assessment
include an estimate of the direct or indirect mortality and loss of
production that occurs from competition with commercial fisheries. The
Aleut Community of St. Paul Island Tribal Government (ACSPI) requests
that NMFS include an estimation of commercial fisheries' impacts on the
Eastern Pacific stock's population, habitat, and prey through removal
of prey or provide an explanation as to why it is not included.
Response: See response to Comment 7.
Comment 12: ACSPI comments the MMPA requires that NMFS ``describe
commercial fisheries that interact with the stock, including . . . the
estimated level of incidental mortality and serious injury of the stock
by each such fishery on an annual basis [and] seasonal or area
differences in such incidental mortality or serious injury . . .'' They
note that NMFS does not include estimates of incidental mortality from
reduction in prey in the appendices that include these descriptions.
Response: See response to Comment 7. Also, note that reduction in
prey is not defined as an ``incidental mortality'' in the MMPA;
incidental mortality is defined as mortality incidental to direct human
activities.
Comment 13: AOGA notes the draft northern fur seal, Eastern Pacific
SAR refers to the pup harvests on St. George Island from 2014 through
2016, and a total of 157 pups were killed over that period. The SAR
states that there is no reason to believe that limiting mortality and
serious injury to the level of the PBR will reverse the decline. They
suggest the report would benefit from adding a brief explanation of the
scientific analysis used to justify changes in the fur seal subsistence
harvest regulations and any potential impacts as described in the
recent Final Environmental Impact Statement published by NMFS (https://www.fisheries.noaa.gov/action/notice-availability-final-supplemental-environmental-impact-statement).
Response: We agree that the statement referenced by the commenter
is unclear. The full sentence in the draft SAR stated: ``However, given
that the population is declining for unknown reasons, and this decline
is not explained by the relatively low level of known direct human-
caused mortality and serious injury, there is no reason to believe that
limiting mortality and serious injury to the level of the PBR will
reverse the decline.'' We have replaced this sentence with the
following sentence in the final 2018 SAR: ``The PBR calculation assumes
mortality is evenly distributed across males, females, and each age
class; but that is not the case with the subsistence harvest, which
accounts for most of the known direct human-caused mortality. The
subsistence harvest is almost entirely sub-adult males and male pups
and, therefore, has a relatively low impact on the population due to
the disproportionate importance of females to the population. Thus,
non-breeding male-biased mortality up to the maximum levels authorized
for subsistence use does not represent a significant risk to the
Eastern Pacific northern fur seal stock.'' This issue is described in
more detail in the recent Final Environmental Impact Statement cited by
the commenter.
Ringed Seal
Comment 14: AOGA notes that information and updates on the Alaska
stock of the ESA-listed Arctic subspecies of ringed seal are not
provided in the 2018 SAR. Ringed seals are the most abundant marine
mammal species in the Arctic throughout the year, and a species of
major concern related to ongoing oil and gas activities in the U.S.
Beaufort Sea and they are unclear why the report for this ``strategic''
stock was not reviewed and updated.
Response: The Alaska stock of ringed seals was listed as threatened
under the ESA on December 28, 2012 (77 FR 76706). On March 11, 2016,
the U.S. District Court for the District of Alaska issued a decision
vacating the listing. A notice of appeal of the District Court decision
was filed on May 3, 2016; and the listing was reinstated on May 15,
2018. Because the stock was not listed as threatened under the ESA or
considered to be strategic under the MMPA when the draft 2018 SARs were
prepared, we did not revise the ringed seal SAR in 2018; however, we
will revise the SAR in 2019.
Beluga Whale, Cook Inlet
Comment 15: AOGA recommends NMFS include information in the beluga
whale, Cook Inlet report that due to their continued small population
size, the Yakutat Bay beluga whales remain part of the Cook Inlet stock
and are still provided the same protections as the Cook Inlet stock
including the limitations on hunting.
Response: We have added this information to the final 2018 Cook
Inlet beluga whale SAR.
Comment 16: AOGA notes the draft Cook Inlet beluga whale SAR does
not include the 164 observed dead stranded whales between 1998-2013
identified in the December 2016 Cook Inlet beluga whale ESA Recovery
Plan. They suggest the average, unexplained mortality during this
period of approximately 11 beluga whales per year may provide important
context for the lack of recovery of this species.
Response: The mortality observed between 1998 and 2013 (Burek-
Huntington et al. 2015) is described in detail in the ``Other
Mortality'' section of the Cook Inlet beluga whale SAR. We will add
information about this observed mortality to the Status of Stock
section of the draft 2019 SAR.
Harbor Porpoise, Southeast and Other Alaska Stocks
Comment 17: The Commission expresses concern there remains
appreciable uncertainty in the calculated PBR and estimated M/SI levels
for the Southeast Alaska (SEAK) harbor porpoise stock due to: (1) Low
observer coverage, (2) biased population estimates, and (3)
insufficient data on stock delineation. In their comments on the 2017
draft SARs, the Commission recommended that NMFS address these
uncertainties and although NMFS is working to understand and reduce the
uncertainties, no significant changes were made in the 2018 draft SAR.
The Commission urges NMFS to continue its efforts to address these
issues.
Response: The PBR level of 12 for the Southeast Alaska harbor
porpoise stock was estimated based on a survey that covered only a
portion of the currently-recognized distribution of this stock,
[[Page 28494]]
and it includes commercial fishery mortalities or serious injuries that
occurred far north of the surveyed areas. We are concerned about the
Southeast Alaska harbor porpoise stock and are collecting additional
information on stock structure and abundance to reduce uncertainties in
the data available to manage this stock, and we have prioritized the
Southeast Alaska drift gillnet fishery for additional observer coverage
should resources become available.
Comment 18: The Commission notes the MMPA requires NMFS to develop
and implement take reduction plans (TRPs) for all strategic stocks
(section 118(f)(1)) that interact with a Category I or II fishery,
subject to the availability of funding (section 118(f)(3)). Further,
the MMPA directs NMFS to give the highest priority to developing and
implementing TRPs for stocks for which M/SI exceeds PBR, the population
size is small, and/or the population is declining rapidly. Although the
SEAK stock of harbor porpoise meets the first two criteria, NMFS has
not yet chosen to develop a TRP for this stock. Given the small size of
the stock and the fact that it is experiencing an unsustainable level
of take, the Commission recommends that NMFS apply the criteria under
section 118(f)(3) to give this stock high priority, establish a take
reduction team (TRT), and initiate the development of a TRP. The
Commission recognizes that TRTs require a minimum of information
regarding population size, status, fisheries interactions, and
mitigation options to develop TRP recommendations. In this case, based
on what is known about this and other harbor porpoise stocks, their
interactions with gillnet fisheries in the eastern United States and
Europe, and the availability of approaches to reduce bycatch numbers
(e.g., Bj[oslash]rge et al. 2013, Orphanides and Palka 2013, Read 2013,
Reeves et al. 2013), the Commission believes NMFS has sufficient
information to proceed.
Response: As we have noted in our response to Comment 17, we are
actively working to collect and analyze data needed to assess this
stock. As the Commission rightly points out, a minimum amount of data
and analyses are needed to support TRT deliberations; we are
endeavoring to collect those data and provide those analyses. Further,
MMPA section 118(f)(3) notes that we prioritize based on availability
of funding and are currently implementing several other TRTs that
address higher priority stocks and fisheries where the TRPs are not yet
meeting MMPA goals (e.g., ESA-listed North Atlantic right whales,
Hawaii pelagic false killer whales, and Northern and Southern North
Carolina Estuarine System bottlenose dolphins).
Comment 19: The Commission recommends that NMFS undertake analyses
using harbor porpoise population data and state gillnet fisheries data
from throughout the range of harbor porpoises in Alaska, and bycatch-
rate data from comparable harbor porpoise populations from the full
range of the species, to develop model-based estimates of the likely
magnitude of harbor porpoise bycatch in the Gulf of Alaska and Bering
Sea.
Response: We will investigate the feasibility of conducting the
analyses recommended by the Commission with existing abundance data for
these stocks; however, because the abundance data were collected
between 1997 and 1999, the analyses would be based on 20-year-old data
that may not reflect the current status of the population.
Humpback Whale, Central North Pacific
Comment 20: CBD-HSUS-WDC request that NMFS include in the Central
North Pacific (CNP) humpback whale report the data presented and
discussed at the November 2018 workshop that showed a decrease in
Hawaii in overall humpback whale songs and a drop of nearly 80 percent
in sightings of mother and calf pairs from 2014 to 2018.
Response: At the time the draft 2018 SARs were made available for
public comment, no published information was available on this apparent
change in winter distribution. NMFS will include information from a
recently published paper (Cartwright et al. 2019) in the draft 2019
SAR.
Comment 21: CBD-HSUS-WDC note that in the CNP humpback whale
report, one humpback injury was observed in the Hawaii shallow-set
longline in 2015 that is not recorded in the report's paragraphs on
``Fisheries Information'' nor recorded in appendices giving fishery-
specific information. The appendices to the Alaska stock assessment
report do not include interactions of Alaskan stocks with Hawaii
fisheries. Also, in 2017, the Pacific stock assessment report included
only Appendix 3, a summary of stock information.
Response: Our marine mammal SARs contain information on human-
caused mortality and serious injury; thus, the non-serious injury
observed in 2015 in the Hawaii shallow-set longline fishery is not
included in the Central North Pacific humpback whale SAR. However,
publications by the NMFS Pacific Islands Fisheries Science Center
(e.g., Bradford 2018, Bradford and Lyman 2018) that are cited in the
SAR contain details about the human-caused mortality, serious injury,
and non-serious injury of humpback whales observed in Hawaii fisheries
and/or reported to the NMFS Pacific Islands Region stranding network.
The 2017 U.S. Pacific SARs contain only the reports and appendices that
were revised in 2017. An appendix in complete versions of the U.S.
Pacific SARs (e.g., Carretta et al. 2017) describes fisheries in U.S.
west coast and Hawaii waters, while appendices in the NMFS Alaska SARs
describe fisheries in Alaska waters.
Comment 22: CBD-HSUS-WDC urge NMFS to include more detail about the
impacts of increasing ambient noise on humpback whales in the CNP
humback whale report. For example, a recent study of humpback whales in
Glacier Bay National Park found that as ambient sound levels increased,
humpback whales responded by increasing the source levels of their
calls by 0.81 decibel (dB) for every 1 dB increase in ambient sound. In
addition, for every 1 dB increase in ambient sound, the probability of
a humpback whale calling in the survey area decreased by 9 percent.
They suggest these details are especially important to guide management
measures to protect whales from increasing ocean noise pollution.
Response: Given the lack of conclusive data on negative impacts of
anthropogenic noise on the humpback whale stock, we believe that the
existing text in the ``Habitat Concerns'' section of the Central North
Pacific humpback whale SAR is sufficient.
Bowhead Whale
Comment 23: The North Slope Borough comments the bowhead quota from
the International Whaling Commission (IWC) was changed in 2018 to take
effect in 2019 and includes up to 67 strikes per year plus up to 33
previously unused strikes. They suggest because the new quota was
broadly publicized, NMFS include a footnote in the bowhead whale report
to reference the new quota that will take effect in 2019.
Response: We have added information about the new block quota for
the period 2019 to 2025 to the final 2018 SAR.
Killer Whale, AT1 Transient
Comment 24: CBD-HSUS-WDC request that the final stock assessment
report for the AT1 Transient killer whale reflect that in 2015 one
killer whale, apparently from an Alaska transient stock, was entangled
in a California commercial Dungeness crab trap. Given the uncertainty
in the stock
[[Page 28495]]
definitions for Alaska killer whales and the overlap in range of the
AT1 Transient stock with the Gulf of Alaska, Aleutian Islands, and
Bering Sea Transient stock, they urge NMFS to identify all fishery-
related serious injury and mortality for Alaska transient killer whales
in the stock assessment report for AT1 Transient whales. Further, a
second killer whale of unknown stock origin was reported entangled in a
California commercial Dungeness crab trap and was able to self-release.
CBD-HSUS-WDC stress the importance that the stock assessment reports
identify the killer whale stocks that are vulnerable to entanglement in
Dungeness crab traps. Neither the death in 2015 nor the interaction in
2016 is reported in the killer whale stock assessment report.
Response: Based on genetic analysis, the killer whale that
entangled and died in commercial California Dungeness crab pot gear in
2015 was identified as a transient killer whale with a mitochondrial
DNA (mtDNA) haplotype that has been found in transient killer whales in
the Pribilof Islands and western Aleutian Islands. However, the whale
cannot be assigned to a specific stock because mtDNA haplotypes are
unique to ecotypes of killer whales (e.g., resident, transient,
offshore) but not to populations. Therefore, we will assign this
mortality to both the Gulf of Alaska, Aleutian Islands, and Bering Sea
Transient killer whale stock and the West Coast Transient killer whale
stock in the next revisions of these SARs and in the NOAA Technical
Memorandum that contains information on human-caused mortality and
injury of NMFS-managed Alaska marine mammal stocks in 2013-2017 (Delean
et al. in press). The mortality will not be assigned to the AT1
Transient killer whale stock, because none of the whales in this
population are missing. The killer whale that entangled in and self-
released from commercial California Dungeness crab pot gear in 2016 was
photographically identified as a member of the West Coast Transient
stock of killer whales, and this non-serious injury will also be
included in Delean et al. (in press). We will add a statement to the
draft 2019 AT1 Transient killer whale SAR noting that transient killer
whales have entangled in pot gear in other areas and entanglement in
this type of gear may be a risk for the AT1 Transient stock of killer
whales.
Comments on Atlantic Issues
General Large Whale UMEs
Comment 25: CBD-HSUS-WDC point out that NMFS presented information
at the most recent (2018) meeting of the Atlantic Large Whale TRT
regarding three concurrent large whale UMEs that are ongoing. According
to this agency presentation, they include one from 2016-2018 affecting
humpback whales in the Atlantic (Cause: Undetermined; Contributory
Human Interaction); another from 2017-2018 affecting North Atlantic
right whales in the Atlantic (Cause: Preliminary Human Interaction);
and one from 2017-2018 affecting minke whales in the Atlantic (Cause:
Undetermined; Contributory Human Interaction and Infection). Each of
these three concurrent large whale UMEs span from approximately 2016 to
the present and extend from Atlantic Canada to Florida and involve 155
whales in total. CBD-HSUS-WDC comment that although NMFS has made
public the preliminary or contributory findings of human interaction in
all three investigations public, there is little mention made of this
in a number of the affected SARs.
Response: The period covered by the 2018 SARs is 2012-2016. The
humpback whale UME began in January of 2016 and the 2018 SAR includes
language about the UME in the other mortality section. Any 2016 animals
included in the humback whale UME that were determined to be
anthropogenic are included in the mortality table. The recent right
whale UME was established in June of 2017. Although the time frame of
this UME is outside the focus of the 2018 SAR, during its review of the
SAR at the Atlantic SRG meeting in February 2018, the SRG suggested it
was important to mention the UME in the text of the report. Prior to
publishing the draft right whale SAR for public comment, NMFS updated
the SAR text, added a link to the UME web page, and noted that all 2017
events that are determined to be anthropogenic in nature will be
included in the 2019 SAR. The minke whale UME started in January of
2017 and also was outside the time frame of the the 2018 minke whale
SAR. We have added text to the final 2018 minke whale SAR that
references the UME and will include any events that are determined to
be anthropogenic in nature in the mortality table and calcuations in
the 2019 SAR.
North Atlantic Right Whales
Comment 26: The Center for Biological Diversity, Conservation Law
Foundation, Defenders of Wildlife, The Human Society of the United
States, Southern Environmental Law Foundation, and Whale and Dolphin
Conservation (the Organizations) suggest that while NMFS has included
some updates in the ``Stock Definition and Geographic Range'' section
of the North Atlantic right whale report, this section should be
revised to condense the historical distribution information and include
the significant changes in right whale distribution that have occurred
since 2010.
Response: We agree with the Organizations that the ``Stock
Definition and Geographic Range'' section of this report could use
substantial updates and will plan to make these updates in the 2019
SAR.
Comment 27: The Organizations appreciate that NMFS includes a
statement in the ``Stock Definition and Range'' section of the North
Atlantic right whale report noting a habitat shift resulting in an
increased use by right whales of Cape Cod Bay and decreased use of the
Great South Channel. However, they request NMFS also re-evaluate the
section which states that ``visual and acoustic surveys have
demonstrated the existence of seven areas where western North Atlantic
right whales aggregate seasonally: The coastal waters of the
southeastern United States; the Great South Channel; Jordan Basin;
Georges Basin along the northeastern edge of Georges Bank; Cape Cod and
Massachusetts Bays; the Bay of Fundy; and the Roseway Basin on the
Scotian Shelf (Brown et al. 2001; Cole et al. 2013).'' The
Organizations do not dispute the accuracy of the data from the sources
cited but note that these sources are between five and 17 years old.
The Organizations assert NMFS itself has acknowledged that sightings in
the Bay of Fundy have declined over the past 10 years, and the Agency
has recently shifted significant resources to Canada, leaving many
areas of the Gulf of Maine, including Georges and Jordan Basins,
without meaningful effort to evaluate the current importance of those
locations to right whales.
Response: We have added a more recent reference to this section in
the 2018 final SAR (Mayo et al. 2018). We will re-evaluate and update
the section if newer sources are available for the 2019 SAR.
Comment 28: The Organizations disagree with NMFS' conclusion that
sightings south of Nantucket and Martha's Vineyard reflect only a
``modest late winter use'' of this area by the species, suggest that
the waters south of Cape Cod are increasingly important, and ask the
Agency to review its own use of Dynamic Area Management (DMA)
declarations for these waters as additional confirmation of their
significance. In light of distributional changes in right whale habitat
noted since 2010, the Organizations comment it is important
[[Page 28496]]
for the stock assessment reports to reflect not only historic, but also
recent sightings outside of ``traditional'' habitat use that may
indicate shifting habitat use and broader distribution.
Response: As the period covered by the 2018 SARs is 2012-2016, any
sightings made and DMA zones declared in 2018 are outside of the time
frame of this report, but we will reflect any updates in the 2019 SAR.
We have removed the word ``modest'' and changed Stone et al. to Leiter
et al.
Comment 29: The Organizations also ask NMFS to consider omitting
older information and updating the references used in the ``Stock
Definition and Range'' section of the North Atlantic right whale
report. For instance, according to the draft SAR, ``(h)igh-resolution
(i.e., using 35 microsatellite loci) genetic profiling has been
completed for 66 percent of all North Atlantic right whales identified
through 2001,'' for which a 2007 publication is cited. However, a 2009
publication by Frasier et al. states that high-resolution genetic
profiles are available for greater than 75 percent of catalogued right
whales.
Response: We agree with the Organizations and have updated the
Frasier cititation in the final 2018 SAR. As noted above, we will re-
evaluate and update this section and include newer sources if available
in the 2019 SAR.
Comment 30: The Organizations comment it is unclear why Nmin was
removed from the ``Population Size'' section of the North Atlantic
right whale SAR and why the estimates provided here appear to differ
from those provided by NMFS in its 2018 Technical Memo. According to
the draft SAR, it appears Nmin was negated and changed only to ``N''
due to uncertainties around a probabilistic model and a median
abundance of 451 individuals is provided. However, the NOAA Tech Memo,
also citing Pace et al. 2017, estimates an ``overall species abundance
of about 400.'' They suggest this lower number--the minimum estimate of
animals likely alive--would seem more appropriate to provide as an
Nmin.
Response: The ``min'' was originally removed because the author
thought using Nmin would cause confusion with the Minimum Number Alive
calculation used in previous SARs. We have corrected this in the final
2018 report and added Nmin back to the text because the sentence refers
to the 60 percent lower bound common to most SARs but in this case
results from the mark recapture estimation procedure. The Nmin of 445
reported in the 2018 SAR is the lower limit of the 60 percent credible
limit on the median estimate of 451. This is the calculation
established by the GAMMS (NMFS 2016). The ``overall species abundance
of about 400'' reported in the Hayes et al. 2018 NOAA Tech Memo was
calulated by a different method and took into account the 2017
mortalities, which are outside the time frame for the 2018 SAR.
Comment 31: The Organizations suggest the ``Current Population
Trend'' section in the North Atlantic right whale report should be
revised and updated to omit aging literature (e.g., from the 1990s)
that appears less relevant. They strongly suggest retaining the figures
in this section, abbreviating historic information and using language
taken from the NOAA Tech Memo which more clearly assesses the current
status including the recent population decline.
Response: We discussed this issue with the Atlantic SRG at their
2018 meeting. The consensus was that while this SAR should continue to
maintain its temporal integrity for abundance analysis and the case by
case reporting of interactions, language would be added to the text
referring to the 2017 mortalities. Prior to publishing the draft right
whale SAR for public comment, we added the following text to the
``Annual Human-Caused Serious Injury and Mortality'' section of the
report: ``Although PBR analyses in this SAR reflect data collected
through 2016, it should be noted that an additional 17 right whale
mortalities were observed in 2017 (Daoust et al. 2017). This number
exceeds the largest estimated mortality rate during the past 25 years.
Further, despite the usual extensive survey effort, only 5 and 0 calves
were detected in 2017 and 2018, respectively. Therefore, the decline in
the right whale population will continue for at least an additional 2
years.'' We will report the statistical analysis of population trends
that include the 2017 mortalities in the 2019 SAR.
Comment 32: The Organizations comment in the ``Current and Maximum
Net Productivity Rates'' section of the North Atlantic right whale
report, it is not clear how NMFS arrived at a total of 443 calves born
between 1990 and 2016. According to NOAA's 5-Year Review: Summary and
Evaluation for North Atlantic right whales, ``(f)rom 1990-2014, 411
right whale calves were observed born, an average of 16.4 per year
(with a standard deviation of 9.2). However, according to the 2017
Right Whale Report Card provided by the New England Aquarium, 17 calves
were born in 2015 and 14 in 2016, which would raise the total to 442,
not 443.
This section also includes a comparison of North Atlantic right
whales to a counterpart species in the Southern Hemisphere. While we do
not discount the information provided, it is unclear why NOAA did not
rely instead on the more recent information in Corkeron et al. 2018. We
understand the paper was not yet published when the draft report was
made available to the public but note that it is not unprecedented for
Stock Assessment Reports to include manuscripts ``in review,'' as
evidenced by ``Henry et al. in review,'' cited in this draft.
Response: We have updated the total number of calves born between
1990 and 2016 to 442 in the final SAR. The Henry et al. paper, in
review at the time we published the draft SAR, is the Serious Injury
and Mortality Report for the same time period as the SAR and is on a
parallel review track. The Henry et al. paper is currently in press and
will be available shortly. In the interim, it will be provided upon
request. The Corkeron et al. 2018 paper does cover more recent
information but is more applicable to later SAR periods and will be
included in the appropriate future SAR.
Comment 33: The Organizations appreciate the inclusion of a
statement reflecting the unprecedented mortality of 17 right whales in
2017, the recent poor calving years, and the acknowledgement of a
decline in the population but question whether any value of PBR other
than zero is appropriate to use for this species when NOAA itself has
determined the population is currently declining at 2.33 percent per
year as a result of human causes.
Response: As directed in the MMPA, each SAR ``shall'' estimate the
PBR level for the stock. Further, the statute states that PBR is
calculated as the product of three elements: The minimum population
estimate (Nmin); half the maximum net productivity rate (0.5 Rmax); and
a recovery factor (Fr). In this case, PBR is calculated as 0.9.
Comment 34: The Organizations request NMFS to consider a
comprehensive update of language in the ``Annual Human-Caused Serious
Injury and Mortality--Background'' section of the North Atlantic right
whale SAR to better reflect a more current view of anthropogenic
impacts. For example, citations referencing analyses on entanglements
of right whales are from 1999, 2001, and 2009; and, there are more
recent information available. Additionally, they note there is no
mention of sub-lethal impacts resulting from entanglements, in spite of
available publications indicating this poses a significant population-
level risk to the species.
[[Page 28497]]
Response: We will update the text and citations for this section in
the 2019 report. Regarding sub-lethal impacts resulting from
entanglements, we note that the van der Hoop et al. (2017) paper is
cited in the `Productivity Rates' section of the report: ``The
available evidence suggests that at least some of the observed
variability in the calving rates of North Atlantic right whales is
related to variability in nutrition and possibly increased energy
expenditures related to non-lethal entanglements (Rolland et al. 2016;
van der Hoop et al. 2017).'' We will discuss with the Atlantic SRG how
best to incorporate discussion of sub-lethal effects into the ``Annual
Human-Caused Serious Injury and Mortality'' section of the North
Atlantic right whale SAR.
Comment 35: The Organizations request NMFS include more recent
studies in the ``Fishery-Related Mortality and Serious Injury'' section
of the North Atlantic right whale report which can be used to better
assess the impacts of serious injury resulting from fishery
interactions. For example, van der Hoop et al. 2017 concluded that the
duration of an entanglement is critical in determining the survival of
the impacted individual and that chronic entanglement is a costly life
history stage, not a short-term event. Pettis et al. 2017 found that
severely entangled whales, along with lactating females, were more
likely to exhibit declining body conditions than any other population
segment. While they acknowledge that NMFS has set criteria for which
serious injury and mortalities are determined, the Organizations stress
consideration of these kinds of studies can help inform these criteria
and better evaluate the overall impact of fishery interactions on this
declining species.
Response: We are working with partners on ways to quantify chronic
entanglement so it can be incorporated into the serious injury
determination process. A challenge that we are trying to address is
that the status of individual whales might change between resights. We
are undertaking a review of the policy distinguishing serious from non-
serious injury and will consider this type of information throughout
that process.
Comment 36: The Organizations ask NMFS to update the ID # for two
North Atlantic right whales (#3996, #3610) and review its assessment of
a number of individual North Atlantic right whales (including #3692,
#2810, #1142, #1306, [#unidentified], and #4140) to determine whether
they should be added to the list of M/SI cases in Table 1.
Response: The Northeast Fisheries Science Center staff reviewed all
these cases and their determinations regarding serious injury were
later reviewed by experienced staff at another Fisheries Science
Center, the Greater Atlantic and Southeast Regional Offices, and the
Atlantic SRG, per NMFS Policy and Procedure for Distinguishing Serious
from Non-Serious Injury of Marine Mammals. NMFS staff looks for
evidence of significant health decline post event.
Regarding whale #3996 and #3610, we have updated Table 1 in the
final report to include the ID numbers. Three of the cases (#3692,
#2810, and #1306) are ``inconclusive,'' or have evidence of health
decline on par with rest of population. Regarding the unidentified
whale located on Roseway Basin on September 13, 2015, while NMFS agrees
that it is a serious injury, our experts cannot determine the source of
the injury; because there is no agreement on vessel strike or
entanglement, it cannot be tallied with other human interaction events.
There are other instances where whales have serious injuries, but we do
not know the source. For whale #1142 and #4140, we will include the
updated information on the additional sightings in the 2019 report.
Comment 37: The Organizations agree with NMFS' conclusion that the
species should remain listed as endangered and is in decline. However,
according to the 5-Year Review: Summary and Evaluation of the North
Atlantic Right Whale (Eubalaena glacialis), the species has been in
decline since 2010, not 2011, as amended in the draft SAR.
Response: The 2010 abundance estimate was higher than the 2009
estimate. The 2011 estimate was lower than 2010, so we are considering
2011 as the first year with evidence of decline.
Humpback Whales--Gulf of Maine Stock
Comment 38: CBD-HSUS-WDC suggest that the ``Stock Definition and
Geographic Range'' section of the Gulf of Maine humpback whale report
should be revised to condense the outdated information and include a
more thorough examination of recent changes in distribution and habitat
use.
Response: We agree that the ``Stock Definition and Geographic
Range'' section of this report could use substantial updates and will
plan to make these updates in the 2019 SAR.
Comment 39: CBD-HSUS-WDC comment they understand that NMFS cannot
rely on an estimate based on data more than eight years old and
appreciate NMFS' development of a minimum number alive for the Gulf of
Maine stock of humpback whales based on the Center for Coastal Studies
(CCS) humpback whale catalog. They note that these data are collected
by CCS for dedicated research purposes and include opportunistic
sightings contributed to CCS by others. These data represent the most
comprehensive catalog of this management stock and are provided to NMFS
as a courtesy. CBD-HSUS-WDC urge NMFS to consider providing dedicated
support for the long-term sustainability of this catalog, since NMFS
relies on it for management of this stock.
Response: We agree with the commenter on the importance of the CCS'
humback whale catalog and acknowledge your comment.
Comment 40: CBD-HSUS-WDC do not disagree with NMFS's assessment
that the lack of carcass recovery and post-mortem examination confound
conclusions regarding whether ship strikes or entanglements are more
prevalent and note that NMFS does not provide in the Gulf of Maine
humpback whale SAR any data on the analysis of carcasses recovered in
the ongoing UME. They suggest it would be useful to include a more
updated review for a UME stock to assess the number of cases in which
necropsies have been conducted and what, if any, causes of death were
determined. For example, NMFS has indicated elsewhere that at least 23
out of 60 examined carcasses were confirmed or suspected vessel strikes
and at least four were confirmed or suspected entanglement cases. Since
more recent data are available, they should be used (e.g., data from
2017 are used in the North Atlantic right whale SAR). In addition, CBD-
HSUS-WDC request that NMFS consider providing more detail in the
``Other Mortality'' section beyond ``causes of these UME events have
not been determined.''
Response: While we included data from 2017 in the body of the right
whale SAR as recommended by the Atlantic SRG, we did not yet include
those data in the tables or in calculations. Any cases from the
humpback whale UME that occurred in 2016 and were determined to be
anthropogenic are included in Table 1 of the 2018 SAR. (See response to
Comment 25.) For the 2019 SARs, we will review the UME language used in
all reports and strive for more consistency. We will also provide some
information on the number of cases necropsied, etc.
Comment 41: CBD-HSUS-WDC request NMFS clarify its conclusion in the
``Fishery-Related Serious Injuries and Mortalities'' section of the
Gulf of Maine humpback whale report that 29
[[Page 28498]]
serious injuries were prevented by disentanglement between 2012 and
2016. For example, Spinnaker, an adult female humpback whale, was known
to be entangled on at least four separate occasions and disentangled
three times but ultimately died as a result of what appears to be her
second gear interaction. CBD-HSUS-WDC is unclear as to how NMFS'
evaluation of disentanglement success would have been applied in such a
case.
Response: As noted above in our response to Comments 34 and 35, we
do not currently have a method to address sublethal effects or more
subtle/slow health decline for the assessment of long-term success.
Under NMFS' Policy and Process for Distinguishing Serious from Non-
Serious Injury of Marine Mammals (NMFS 2012), we consider
disentanglement to be successful unless there is additional information
available on the condition of the animal such as a significant health
decline. This was the case with Spinnaker. Her mortality was attributed
to her 2014 entanglement event, based on evidence from her 2015
necropsy.
Comment 42: CBD-HSUS-WDC comment they understand the factors that
dictate how NMFS evaluates a stock as strategic and greatly appreciate
NMFS' clarification of the uncertainties in the case of Gulf of Maine
humpback whales, including that entanglements are surely biased low and
that the uncertainties associated with their assessment may lead to an
incorrect determination of the stock's status.
Response: We acknowledge this comment.
Fin Whale
Comment 43: CBD-HSUS-WDC note that abundance estimates and range
definition in the fin whale report are based on survey data no more
recent than 2011, at least 7 years ago. According to NMFS' own
guidelines, abundance data should be more recent than eight years with
a ``worst case'' scenario of a decline presumed thereafter. At the 2018
meeting of the Atlantic SRG, NMFS informed the group that though
Atlantic Marine Assessment Program for Protected Species (AMAPPS)
surveys have been funded by multiple agencies, no surveys were planned
for 2018. In light of well-known perturbations in ocean temperatures
and prey resources, CBD-HSUS-WDC recommends NMFS make every effort to
assure that depictions of the species' range and survey-derived
abundance estimates do not become outdated since there may be shifts in
the ranges of large cetaceans who are dependent on distribution of key
forage fish, which can result in exposure to different sources of risk
(e.g., encountering fisheries in new areas).
Response: We acknowledge this comment and note that we will provide
a new abundance estimate for this stock in the 2019 SAR. The new
estimate will be based on 2016 surveys, and the sighting locations will
be added to the sighting distribution map in that SAR. As a point of
clarification, the GAMMS (NMFS 2016) state that ``unless compelling
evidence indicates that a stock has not declined since the last census,
the Nmin estimate of the stock should be considered unknown if 8 years
have transpired since the last abundance survey.'' This is different
from presuming a ``worst case scenario of a decline'' as stated in the
comment.
Minke Whale
Comment 44: CBD-HSUS-WDC reiterate their comments on prior SARs,
that where current information is readily available NMFS should
incorporate that information into the most recent SAR to assure
adequate depiction of the stock status. In the case of minke whales,
the draft SAR makes no mention of a UME declared for this species in
early 2017. In its public information page, NMFS states that
``[p]reliminary findings in several of the whales have shown evidence
of human interactions or infectious disease,'' though a single
definitive cause is not identified for all stranded animals. The
declaration of an on-going UME should be added to the SAR either in the
section on ``Annual Human-Caused Mortality and Serious Injury'' or in
the section on ``Other'' mortality.
Response: See response to Comment 25.
Risso's Dolphins
Comment 45: CBD-HSUS-WDC point out that the abundance estimate for
Risso's dolphins dates to 2011; and, as noted in a previous comment,
according to NMFS' own guidelines, information on stock abundance
should be more recent than 8 years. They recommend that NMFS update an
abundance estimate as soon as possible so that it does not age out
under GAMMS guidelines.
Response: We will provide a new abundance estimate for this stock
in the 2019 SAR.
Long-Finned Pilot Whales
Comment 46: CBD-HSUS-WDC are concerned that the current mortality
estimate for long-finned pilot whales is perilously close to the PBR.
While they agree that the stock is considered ``non-strategic'' based
on the most recent estimate of bycatch being below PBR, they recommend
this may be temporary and bears watching. Because bycatch is so close
to PBR and has fluctuated annually (often exceeding PBR), CBD-HSUS-WDC
recommend that NMFS undertake an annual review of this stock's SAR
rather than every 3 years as indicated under GAMMS for non-strategic
stocks.
Response: We recognize CBD-HSUS-WDC's concern about long-finned
pilot whales and are aware of the fluctuations of bycatch around PBR
for this stock. Because of this situation, we have updated the WNA
long-finned pilot whale report in 18 of the 20 existing SARs and will
continue to closely monitor the bycatch of pilot whales.
Short-Finned Pilot Whales
Comment 47: CBD-HSUS-WDC stress the need to re-assess structure for
short-finned pilot whales in both the Atlantic and in the Gulf of
Mexico. They note at the Atlantic SRG's meeting in 2018, the SRG
recommended that NMFS ``. . . consider new data, including satellite-
linked telemetry and photo identification, together with molecular
evidence of stock structure, in a new analysis. In addition, the SRG
recommends that both Centers prioritize the collection of new
information that could contribute to the question of stock structure of
this species, by deploying satellite linked transmitters, and
collecting photo-identification images and biopsy samples for genetic
analyses during upcoming Gulf of Mexico Marine Assessment Program for
Protected Species (GoMMAPPS) and AMAPPS III cruises.'' CBD-HSUS-WDC
understand that limits on resources result in limits on updating stock
information but assert up-to-date information is key to the proper
management of fishery interactions with short-finned pilot whales to
assure that fishery-related bycatch is not exceeding the PBR of a
properly-defined stock. They recommend NMFS prioritize collection of
information to assure the stock is properly defined and assessed.
Response: In planning discussions with BOEM and the U.S. Navy
regarding GoMMAPPS and AMAPPS, we raised the need for additional data
collection to evaluate short-finned and long-finned pilot whale stock
structure and movement patterns. However, this was not identified as a
priority for these programs. The GoMMAPPS project field work is
complete as of the Fall of 2018, and the potential for AMAPPS III is
currently under discussion. We will continue to identify pilot whale
stock structure as an important information need in these discussions.
In addition,
[[Page 28499]]
the Southeast Fisheries Science Center is currently working to revisit
short-finned pilot whale stock structure using previously collected
samples and next generation genetic sequencing techniques.
Comment 48: CBD-HSUS-WDC note with concern that NMFS states in the
short-finned pilot whale SAR that ``The total annual human-caused
mortality and serious injury for this stock during 2012-2016 is
unknown'' although it also states that there were 168 takes attributed
to the longline fishery. They strongly encourage NMFS to improve its
ability to ``predict the species of origin (long-finned or short-finned
pilot whale) for each bycaught whale'' which it indicates in the SAR is
hampering its ability to determine total anthropogenic mortality for
both species.
Response: The total annual human-caused mortality and serious
injury for this stock is unknown primarily because there was a self-
reported take in the unobserved hook and line fishery in 2013,
rendering the estimate of fishery-caused mortality an underestimate.
While there remains some uncertainty in the assignment of some bycatch
interactions to species, this is not a factor in describing total
human-caused mortality and serious injury as ``unknown.''
White Sided Dolphin
Comment 49: CBD-HSUS-WDC comment that given the similarities of
fisheries in Canada to those in the northeast United States, it is
troubling each year to read that there are no recent data regarding
Canadian bycatch of white sided dolphin in its fisheries, though
stranded animals are reported to evidence entanglements. They suggest
it is important to work with the Canadian government to encourage
better tracking of lethal bycatch.
Response: We agree with CBD-HSUS-WDC's concern and continue to
engage with the Canadian government to receive data on the bycatch of
white sided dolphin in Canadian fisheries.
Short Beaked Common Dolphin
Comment 50: CBD-HSUS-WDC point out the short beaked common dolphin
abundance estimate is aging and needs to be updated, particularly as
NMFS has used only the U.S. portion of this stock's range, ``and a
small portion in Canadian waters.'' Given the range of this species
well into Canada, and a key uncertainty in population estimates is the
number of animals in Canadian waters, they suggest the United States
should be working more closely with the Canadian government to
facilitate cross-border collaboration in understanding trans-boundary
movements and both abundance and risks on both sides of the border for
this stock. They note during the 2018 meeting of the Atlantic SRG,
there was discussion of notable bycatch of this species in the monkfish
fishery in Canada and that does not appear to have been captured in the
SAR which only provides a ``pers. comm'' reporting a Canadian take in
2012.
Response: We will include a new abundance estimate for this stock
in the 2019 SAR, which will include any available Canadian data.
Unfortunately, the Canadian fishery bycatch data are currently not
available to us, and we are only receiving unpublished reports.
Rough-Toothed Dolphin
Comment 51: CBD-HSUS-WDC appreciate the substantial updates to the
rough-toothed dolphin SAR. They note that the minimum population
estimate of 67 (and a PBR of less than 1) was statistically derived
from a single sighting during a survey that NMFS indicates covered only
a portion of the stock's range, making this estimate highly uncertain.
Though fishery-related mortality of rough-toothed dolphins during the
time period of this SAR was said to be zero, NMFS acknowledges that
longline fisheries that are similar to west coast fisheries (e.g., in
Hawaii) are known to interact with the species, as have various purse
seine fisheries. CBD-HSUS-WDC are concerned that observer coverage on
some of these similar east coast fisheries may be insufficient to
capture mortality of animals of this species whose abundance remains
poorly understood.
Response: Rough-toothed dolphins are very rarely seen during NMFS
surveys in the Atlantic, creating a challenge for estimating abundance
with confidence. The SAR is transparent about the estimate being highly
uncertain. We acknowledge that observer coverage in the longline
fishery is likely insufficient to reliably quantify interactions with
rarely encountered species.
Harbor Porpoise
Comment 52: CBD-HSUS-WDC note the most recent estimate of abundance
for harbor porpoise was derived from a 2011 partial range survey. NMFS
acknowledges that not all the range was covered at the appropriate time
of year nor did the extant estimate account for availability bias as
animals along the trackline may be submerged. Though this results in a
negative bias and bycatch is well below PBR, they urge NMFS to update
abundance range-wide since the low bycatch rate appears to be a result
of depressed gillnet effort due to quota restriction on groundfish and
could rise if catch quotas are raised.
Response: We will include a new abundance estimate for this stock
in the 2019 SAR. The new estimates will be based on both U.S. and
Canadian surveys and will constitute a more complete coverage of harbor
porpoise range in the Western North Atlantic. The new abundance
estimates will account for availability bias for all species, including
harbor porpoises.
Gray and Harbor Seals
Comment 53: The Commission comments that the 2018 draft SARs
continue to lack reliable, up-to-date information on abundance,
distribution, and movements between Canadian and U.S. waters for the
western North Atlantic stocks of gray and harbor seals. They stress the
need for such information is becoming more pressing, especially for
gray seals as their numbers and reports of conflicts with fisheries
increase. The Commission remains concerned that the outdated or
incomplete abundance and bycatch estimates currently available hamper
NMFS' ability to competently manage those stocks. Therefore, they
recommend NMFS secure the necessary resources and strengthen existing
collaborations to (1) plan and execute comprehensive aerial surveys,
including collecting data necessary to estimate appropriate haul-out
correction factors for both stocks, and (2) increase efforts to
understand and reduce bycatch for gray seals in particular. Studies on
seal diet, movement patterns and fisheries interactions will contribute
additional information vital to successful management of these stocks.
Response: We agree with the Commission and note that we have been
attempting to fill the information gaps as best as possible with the
resources we have available. The 2018 SARs report a minimum estimate of
gray seal abundance during the breeding season in U.S. waters, based on
an extrapolation from pup counts obtained from aerial surveys. The
multiplier used to extrapolate pup counts to total population size
(4.3) is based on age-structured population models developed with known
life history information from the same stock in Canadian waters. While
use of the multiplier assumes these same life history parameters
pertain to the U.S. portion of the stock, the 4.3 value does fall
within the range of other adult to pup ratios suggested for pinniped
populations, and uncertainties are noted in the SAR chapter.
[[Page 28500]]
We recognize that this approach does not take into account changes
in abundance throughout the year as animals move between the United
States and Canada. We have submitted several proposals to partners to
tag gray seals but to date none have been accepted. Given limited
resources and competing priorities, it has been difficult to secure
these kinds of resources internally. Due to the high cost of studying
seal movements via satellite tags, we have also explored studying
movements via acoustic tags. We began a pilot study in 2017 under our
previous research permit, but then were denied use of continuing the
research when our permit was renewed, due to MMC concern about the
impact of acoustic tags on the animals.
Despite the difficulty we are having in securing the necessary
resources to fully investigate the abundance, distribution, and
movements between Canadian and U.S. waters for the western North
Atlantic stocks of gray and harbor seals, we are making some progress.
In May 2018, we conducted an aerial survey of harbor seals which will
be used to update the previous estimate reported in the SARs. We also
conducted aerial surveys after the 2018 UME. We collaborated with a
non-profit organization to study the movements of gray seal pups and
successfully deployed 11 satellite tags in 2019. We also surveyed the
gray seal pupping colonies in 2019. The results from this and other
recent seal research will be incorporated into the SAR once the data
have been reviewed and published.
With respect to bycatch reduction, we collaborated with our
research partners to study pinniped depredation in the gillnet fishery
in 2018 and have recently begun communications with another group to
develop a proposal to study the effectiveness of pingers in reducing
bycatch. We are investigating diet via hard parts in the stomachs of
bycaught animals, and via fatty acids in blubber.
In summary, we believe the Commision's comment encapsulates the
goals of our seal ecology and assessment group. We continue to try and
secure resources to achieve these goals but get pushback in the face of
competing conservation needs. Despite this, we continue to make small
headway in studying the abundance, distribution, movements, diet, and
bycatch of gray and harbor seals.
Harbor Seals
Comment 54: CBD-HSUS-WDC strongly urge NMFS to update pinniped SARs
to better reflect current knowledge of the range of the species. In the
harbor seal SAR, the section on Stock Definition and Range They
recommend the ``historic'' data (often 20 or more years old) should be
abbreviated and replaced with more recent information on regular
habitat use well outside of the area outlined in the section on
distribution, and the legend that explains the map shading, that the
areas from New Jersey south represent only ``stranding records'' is
outdated and incorrect. CBD-HSUS-WDC also note that internet posts by
NOAA show the agency is tracking harbor seals regularly ranging well
into the mid-Atlantic. The New Jersey Wildlife Foundation documents a
major haul out in Great Bay, NJ, with over 120 harbor seals typically
hauled out in the winter. The Virginian-Pilot reports dozens hauled out
at the mouth of the Chesapeake Bay each winter. Seals, including harbor
seals, regularly strand in New Jersey and other parts of the mid-
Atlantic, often as very small pups, indicating the possibility of
pupping well south of New England. Thus, this SAR should be revised to
more accurately reflect current distribution.
Response: We have updated the range map in the final 2018 harbor
seal SAR to change the ``stranding records only'' portion to indicate
``seasonal designation.'' The period covered by the 2018 SARs is 2012-
2016 so we will include the tagging work performed in 2018 in the
appropriate future reports. We will update the text and references in
the next SAR to reflect the seasonal presence of harbor seals in the
mid-Atlantic.
Comment 55: CBD-HSUS-WDC recommend both the harbor seal and gray
seal SARs be updated to include information about a long-closed UME for
these stocks that ended in 2013, and an ongoing UME affecting these
stocks which began prior to July 2018. This current UME has cost the
lives of over 1,300 harbor and gray seals in the northeastern United
States.
Response: We believe this comment pertains to the 2011 UME (see
https://www.fisheries.noaa.gov/national/marine-life-distress/active-and-closed-unusual-mortality-events), and we have referenced this UME
in the harbor seal and gray seal chapters. The period covered by the
2018 SARs is 2012-2016 so we will include the 2018 UME in the
appropriate future reports.
Gray Seal
Comment 56: CBD-HSUS-WDC recommend NMFS update the text and range
map for gray seals and point out the map shows movement south of New
Jersey as ``stranding records only,'' but there are popular press
reports and photographs of animals hauled out near Chesapeake Bay
during the winter. They also note that, though cited in the harbor seal
SAR, the gray seal SAR lacks a citation to published work by Johnston
et al., 2015, which contains useful information regarding strandings
and bycatch of this species.
Response: We acknowledge this comment and have reviewed the gray
seal range map. At this time we have not made any changes, as we do not
have new peer-reviewed literature to include in the text which would
support the extension of the range map. However, we will be discussing
improvements to the SAR range maps in general at the SRG meetings and
will revisit this issue at the time. As to Johnston et al. 2015, we do
not feel that the paper adds new information that is not already stated
or reported in the SARs; and, while much of the discussion points in
that paper are interesting, they are speculations to explain patterns
in the data.
Hooded Seal
Comment 57: CBD-HSUS-WDC point out that the hooded seal SAR lacks a
range map. While they acknowledge that much of the distribution and
greatest habitat use is outside of the United States, they suggest
there is increasing documentation of hooded seals' perhaps extra-
limital use of U.S. waters in the winter that may be helpful to include
in a range map.
Response: A range map has not been included in this chapter due to
the extra-limital presence of hooded seals in U.S. waters. However, we
can revisit the possibility of adding in reported bycatch or sightings
information when we discuss general improvements to the range maps at
the upcoming SRG meetings.
Common Bottlenose Dolphin
Comment 58: The Commission comments the 2018 draft SARs for Bay,
Sound, and Estuary bottlenose dolphin stocks include two new reports
for the Terrebonne-Timbalier and West Bay stocks. Although the
Commission is encouraged to see NMFS incorporating new data, it also is
concerned about the references made to publications ``in prep.'' or
``in review'' to support some of the key information in the new SARs.
The Commission supports the use of the best available science and does
not wish to delay publication of new or updated SARs unnecessarily, but
the information on which a draft SAR is based needs to be available to
the public to enable informed review. Labelling a report as ``in
review'' suggests that the underlying analysis has been completed and
submitted for publication, while ``in prep.'' suggests that the
analyses are still
[[Page 28501]]
ongoing and could be changed prior to publication. As such, reliance on
such information might be premature and generally should not be
considered the best available science. Therefore, the Commission
recommends that, unless exceptional circumstances warrant otherwise,
NMFS refrain from publishing draft SARs for public comment that rely on
reports or analyses that are still ``in prep.'' The Commission further
recommends that NMFS carefully consider whether it should base draft
revisions to the SARs being considered for public comment on analyses
that are still ``in review.'' At a minimum, NMFS should make every
attempt to make the underlying reports/publications available to the
public during the comment period.
Response: We agree with the Commission that further standardization
is needed with respect to finding a balance between providing new
information for SARs and publication requirements. We strive to cite
only peer reviewed literature in SARs, to the extent possible;
occasionally we will include papers that are ``in review'' or ``in
press'' in draft SARs with the expectation that the manuscripts will be
published by the time the SAR is final. To that point, we have updated
the Terrebonne-Timbalier Bay Estuarine System SAR with the final
citation, and we have retracted the West Bay SAR in its entirety
because one key document remains in peer-review and is not yet
published.
Comment 59: CBD-HSUS-WDC note that NMFS provided redlining to
illustrate changes made to most of the revised SARs, but the three
stocks of bottlenose dolphins (Tursiops truncatus) in the Gulf of
Mexico (i.e., Terrebonne-Timbalier Bay Estuarine System stock, the West
Bay stock and the Norther Gulf of Mexico Bay, Sound and Estuary stocks)
lacked redlining to note changes from prior versions. They request for
future iterations of all stocks, NMFS use redlining for all draft
revised SARs as a courtesy for reviewers.
Response: We provide track changes for all revised draft SARs to
make it easier for reviewers. The Terrebonne-Timbalier Bay Estuarine
System SAR and the West Bay SAR were newly drafted with no prior
versions. For the Northern Gulf of Mexico Bay, Sound and Estuary Stocks
SAR, we did submit the revised SAR with changes tracked (i.e., red-line
version), and the version appears with changes tracked within the pdf
draft that was posted online (U.S. Atlantic and Gulf of Mexico Draft
Marine Mammal Stock Assessment (PDF, 257 pages)) at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports.
Comment 60: CBD-HSUS-WDC express disappointment that NMFS did not
include any text in the bottlenose dolphin stock assessments for a
number of stocks currently affected by the ongoing UME declared by the
agency. The elevated death toll, which began in 2017, has resulted in
the mortality of over 100 dolphins in southwest Florida as a result of
a red tide bloom (brevetoxin). Several resident stocks could have been
affected, given the size of the area involved in the event since
documented mortalities began and the affected has changed and/or grown.
Since the information was public during the period of time in which
SARs were being revised, the SARs for these stocks should have been
revised on the basis of the availability of new information documenting
adverse impacts on the stocks. CBD-HSUS-WDC also recommend the report
be revised to include that the origins of the red tide are primarily
human-related.
Response: Elevated dolphin mortalities did not begin until July
2018, which is outside the scope of the 2018 reports. We will include
future updates on the UME event in the appropriate bottlenose dolphin
SARs.
Common Bottlenose Dolphin: Terrebonne-Timbalier Bay Estuarine System
Stock
Comment 61: CBD-HSUS-WDC note in the common bottlenose dolphin
Terrebonne-Timbalier Bay Estuarine System stock SAR that a cited
reference ``capture-recapture photo-ID surveys conducted during June
2016 (Litz and Garrison in prep)'' is still not available and listed as
``in prep'' over two years later. They stress these data should have
been analyzed with at least a NOAA Tech Memo, since this stock is one
of those affected by the Deepwater Horizon oil spill, and tracking its
abundance and vital rates should be a priority, as would providing the
public with that information.
Response: The Terrebonne-Timbalier Bay Estuarine System Stock SAR
was drafted specifically because this stock is a priority, and NMFS
does not want to delay making the most up-to-date information available
to the public. The publication describing the survey and abundance
estimate is now published, and we have updated the final 2018 SAR with
the citation.
Comment 62: CBD-HSUS-WDC are concerned that the common bottlenose
dolphin Terrebonne-Timbalier Bay Estuarine System Stock stock may be
interacting with the shrimp fishery at notable levels and recommends
NMFS treat this stock as a ``strategic stock'' due to the high
likelihood that their PBR is being exceeded. They further stress that
NMFS must work expeditiously to stratify data in a way that allows for
an understanding of the magnitude of impact to this stock, and should
be updating the SAR annually until data can clearly show that it is not
strategic.
Response: We acknowledge CBD-HSUS-WDC's concern and note this topic
was discussed at length at the 2018 Atlantic SRG meeting. We requested
the Atlantic SRG's advice on how to handle possible mortality from the
shrimp trawl fishery given the limitations of available observer
program data and the resulting text follows from the recommendation of
the Atlantic SRG. Therefore, we revised the SAR based on the Atlantic
SRG's recommendation. We believe it is unlikely all of the extrapolated
bycatch from the state of Louisiana would occur within the boundaries
of Terrebonne-Timbalier Bay. We are working to improve the analyses so
that an extrapolated estimate specific to each bay/sound/estuary will
be available in the future.
Regarding stock status, this stock does not meet the statutory
definition of strategic (i.e., ESA-listed, declining and likely to be
listed as threatened in the forseeable future, or serious injury/
mortality exceeds PBR). Thus, the stock is determined to be ``not
strategic.'' However, we have indicated concern for the stock in the
SAR.
Common Bottlenose Dolphin: West Bay Stock
Comment 63: CBD-HSUS-WDC comment the common bottlenose dolphin West
Bay stock is another small stock (less than 50 members) in the Gulf of
Mexico, occupying a small defined area within the Galveston Bay estuary
and with a PBR of less than 1.0. Fishery-related mortality is stated to
average 0.2 per year, or 20 percent of the PBR. However, NMFS
acknowledges that all potentially interacting net and trawl fisheries
are not observed by the federal observer program and stranding data
indicating fishery-related interactions were not considered since,
among other reasons, they cannot be attributed to a specific fishery.
This stock is also within the operating range of the shrimp trawl
fishery. Because the observer program does not extend into the Bay,
Sound and Estuarine waters, and the inappropriate spatial resolution of
data relative to this stock's distribution, NMFS could not provide an
estimate of interactions and therefore legitimately provide a ``zero''
estimate. They believe
[[Page 28502]]
that this small stock, with risk-prone fisheries operating in its
range, should be considered strategic--with annual updates of its stock
assessment--until such time as data show that it is not in fact
sustaining mortality in excess of its PBR.
Response: The West Bay SAR has been retracted from the 2018 SARs
because one document remains in peer-review (see response to Comment
58). We agree the West Bay Stock is a small stock, and this issue was
discussed at the 2018 Atlantic SRG meeting. We must follow the
statutory criteria for determining strategic status, and this stock
does not meet the criteria to be designated as strategic. A lack of
information on human-caused mortality is an insufficient basis for
designation as strategic.
Common Bottlenose Dolphin: Northern Gulf of Mexico Bay, Sound and
Estuary Stocks
Comment 64: CBD-HSUS-WDC reiterate their comment from previous
years that NMFS must make a better effort to provide individual SARs
for the common bottlenose dolphin Northern Gulf of Mexico Bay, Sound
and Estuary individual stocks. While they applaud progress made over
the past few years, they stress more needs to be done to provide
updated population and mortality estimates as well as assuring that the
range of each stock is properly defined.
CBD-HSUS-WDC note that the St. Joseph Bay stock remains lumped with
others in this region (identified as stock B-11). Moreover, there is a
confusing/cryptic footnote for this stock in Table 1 in the SAR to
``[p]lease see the individual stock assessment report for this stock.''
Yet we see none for this stock on the NMFS site listing all marine
mammal SARs that were not necessarily updated. They comment the
reference should be corrected; or, if there is an individual SAR for
this stock, it should be listed on the NMFS website at which the final
SARs can be accessed.
Response: There is an independent SAR for the St. Joseph Bay Stock,
which was first included in the 2011 SARs. The report is available on
our website at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessment-reports-species-stock.
Comment 65: CBD-HSUS-WDC comments that the overarching common
bottlenose dolphin SAR for Bay, Sound and Estuarine stock was updated
to provide estimates of ``years to recover'' (absent additional non-
natural mortality) from the Deepwater Horizon event. For the
Mississippi River Delta stock it was listed as 52 years and for the
Mobile Bay/Bonsecour Bay stock as 31 years. However, according to Dr.
Randy Wells (pers. comm.), there may also be additional estimates of
``years to recovery'' estimates for other stocks affected by the
Deepwater Horizon spill, including the hard-hit Barataria Bay stock. If
so, CBD-HSUS-WDC recommend these estimates for all stocks should be
provided in the SAR.
Response: The information on the ``years to recover'' from the
Deepwater Horizon event was included in the overarching Bay, Sound, and
Estuary SAR for the Mississippi River Delta and Mobile Bay/Bonsecour
Bay stocks because they currently do not have their own independent
SARs. However, the Barataria Bay Estuarine System Stock has its own
independent SAR, and extensive information regarding impacts of the DWH
spill are included therein.
Comments on Pacific Issues
Large Whales
Comment 66: The Commission recognizes NMFS' responsiveness in
addressing the recommendations it made on the 2017 draft SARs. In
particular the Commission acknowledges the inclusion of 2018 draft SARs
for blue and humpback whales, including up-to-date estimates of M/SI
and commends the SAR author(s) for making those revisions in such a
timely manner.
Response: We appreciate the Commission's comment. The revision
schedule for SARs is sometimes delayed by unforeseen circumstances, and
we strive to keep the SARs up-to-date with the most relevant
information.
Comment 67: The Makah Tribe comments the draft 2018 SARs for large
whales introduce a concept to NMFS' stock assessment process in which
entanglements of unidentified large whales are assigned to a specific
species utilizing a modeling exercise. As the SARs note, each year
approximately 15 percent of large whale entanglement reports cannot be
assigned to a species due to limitations such as the observer's
knowledge of whale identification, sighting distance, weather
conditions, and other factors. Carretta (2018) describes a machine
learning approach that assigns entangled whales of unknown species to a
species based on the location, timing, and other factors. However, NMFS
appears to be taking the information from the entanglement reports at
face value, without verifying that an entanglement was actually
observed or that there are not multiple reports for the same entangled
whale.
While NMFS should be applauded for developing a technique for
classifying unknown species of entangled whales that assists in
quantifying serious injuries and mortalities, the Makah Tribe is
concerned that accepting every entanglement report of an unknown whale
without scrutiny risks introducing bias into the use of this new tool.
They recommend that NMFS be careful in deciding when to include reports
of unknown whales in the injury and mortality report and when to apply
the model. Specifically, NMFS should apply a stricter quality control
methodology for reports where the species is unknown to ensure that
they represent unique events and are not duplicative of other
documented cases of serious injury and mortality.
Response: We review all entanglement records for reliability,
taking into consideration factors as observers' distance from the
whale, the experience of the reporting party, and the narrative
associated with the entanglement report. Some entanglement reports are
not necessarily verified if the evidence is equivocal. For example,
there have been reports of whales described as possibly entangled or
playing in nearshore kelp. Gray whales in particular will occur
nearshore in kelp beds and a record involving that species with such an
equivocal narrative may not be counted as an entanglement. We note that
the species proration as applied to unidentified whale entanglements is
conservative. This is because unidentified whale entanglement reports
are opportunistic in nature and there is a large degree of negative-
bias (underreporting) in accounting for all entanglement cases.
Additionally, there are many cases of multiple documented whales being
entangled in fairly close proximity, so the fact that an unidentified
entanglement and known-species entanglement co-occur in the same time
period and region does not alone support the notion that they are
probably the same animal. Further, we evaluate available information
including descriptions and photographs (if available) in an effort to
identify re-sighted animals. While it is true that an occasional
unidentified whale entanglement may match an identified entanglement
case, this is likely only a small minority of cases. Many entanglement
cases are followed up with vessels actively searching on the water to
relocate whales to attempt gear removal operations. Many of these
whales are never relocated, which highlights the low probability of
[[Page 28503]]
observing an entangled whale in the first place.
Humpback, Blue and Fin Whales
Comment 68: Point Blue Conservation Science (PBCS) appreciates the
inclusion and discussion of the humpback, blue, and fin whale ship
strike results from their 2017 paper. They note this is an important
step towards realistic treatment of ship strikes and their potential
impact on west coast whale populations as compared to relying solely on
confirmed strandings. PBCS also applauds the inclusion of methods and
results that estimate the proportions of unidentified whale
entanglements that likely belong to the various whale species. While
both of these sources of information involve modeling with inherent
uncertainties, the resulting mortality estimates are certainly more
accurate than minimums derived from confirmed strike and entanglement
events. Clearly, these better estimates will result in more appropriate
management decisions for these species.
Response: We acknowledge the comment and are working to make the
data in the SARs more representative of the anthropogenic risks to
populations.
Comment 69: PBCS notes in all three SARs (humpback, blue and fin
whale), the text states that ``strike mortality was recently estimated
. . . in the California Current,'' and clarify their models covered the
west coast's U.S. EEZ. This is an important distinction because all
three species spend significant time outside this region, meaning that
any strike deaths that occur outside the EEZ are not included in our
estimates. PBCS points out this is particularly important when
considering the implications for blue whales in the context of the
Monnahan et al. 2015 conclusion that the Eastern North Pacific blue
whale population is near carrying capacity and likely experiences
little population-level effects from ship strikes.
Response: We appreciate this clarification and inadvertently
equated the California Current with the U.S. EEZ in the humpback, blue,
and fin whale SAR text. We have updated the text in the relevant SARs
that the estimated vessel strikes do not include undetected events
outside of the U.S. EEZ, where these stocks spend a considerable
portion of the year.
Comment 70: PBCS notes Monnahan et al. 2015 is important research
in which the authors conclude that Eastern North Pacific blue whales
are nearing carrying capacity. In the blue whale SAR, Monnahan et al.
2015 plays a key role in explaining the observed population trend of
blue whales. However, PBCS notes the analysis was based on: (1) A lower
number of strikes than likely occurs, and (2) a faulty historical
distribution of strike mortality. First, since the authors are modeling
the entire population, it is important that their ship strike estimates
represent total strike numbers, not just those that occur in U.S.
waters. PBCS' estimates for July-November in U.S. waters only were 18-
40 deaths. To approximate total population mortality, these would need
to be extrapolated to include mortality in December-June and in areas
outside the EEZ. The SAR states that Eastern North Pacific blue whales
spend ``approximately three quarters of their time outside the U.S.
EEZ,'' suggesting population-level ship strikes could be much higher
than our EEZ estimates.
Response: We appreciate the attention to this point (see response
to Comment 69) and have included text in the final SAR that better
considers the risk, given the available data and estimates.
Comment 71: PBCS notes that Monnahan et al. 2015 assume that blue
whale ship strike deaths are directly proportional to historical global
vessel counts. However, they point out that: (1) U.S. west coast vessel
numbers were not linearly related to the global fleet size through
time, (2) vessel numbers are not directly proportional to distances
traveled, (3) vessel sizes have changed significantly over their
analysis period, and (4) vessel speeds, increased through time. These
factors mean that strike mortality was likely distributed more recently
in time than predicted by the Monnahan et al. 2015 ship model.
Population-level mortality significantly higher than 35 deaths/yr (used
as a high limit by Monnahan et al. 2015) and distributed differently in
time may or may not change the results of their population model. PBCS
suggests that given the significance of the analysis to Eastern North
Pacific blue whale management, an improved and updated assessment would
be very valuable.
Response: In response to this comment we have included text in the
final SAR that better considers the risk, given the available data and
estimates.
Comment 72: PBCS suggests that in the blue whale report, there
should be clearer distinction between where discussion of EEZ mortality
is relevant versus population mortality. They think that the comparison
made between their higher 40 deaths/6-month estimate and the Monnahan
et al. 2015 use of 35 deaths/year suggests a false equivalency and
should either be clarified or removed. In addition, they note there is
some evidence that blue whales may actually have behavioral responses
to ships that elevate their collision risk (i.e., the equivalent to
negative avoidance). PBCS thinks the description of our 40 death/6-
month estimate as a ``worst-case estimate'' is inaccurate.
Response: We acknowledge the comment and have revised the text in
the final SAR as suggested.
Humpback Whale--California/Oregon/Washington (CA/OR/WA)
Comment 73: CBD-HSUS-WDC comment that the increase in PBR level for
the putative CA/OR/WA humpback whale stock is difficult to understand
given that the California-Oregon feeding group as defined in this SAR
includes nearly all of the Central American distinct population
segment, which was estimated to include 411 whales. The MMPA defines
the term ``population stock'' or ``stock'' as a ``group of marine
mammals of the same species . . . that interbreed when mature.''
Because the Central American DPS does not interbreed, they assert it
should be considered a separate stock. The PBR level should be
calculated using a minimum abundance estimate for the Central American
DPS, not a coast-wide abundance estimate, and a recovery factor for an
endangered species with less than 500 animals.
Response: As noted in our response to Comment 4, we are currently
in the process of reviewing stock structure under the MMPA for all
humpback whales in U.S. waters, following the change in ESA listing for
the species in 2016, to determine whether we can align the stocks with
the DPSs under the ESA. Thus, we have not yet designated new stocks of
humpback whales along the U.S. west coast, despite new information on
DPSs that the commenter notes. Once we have completed our review, any
changes in stock delineation or MMPA section 117 elements (such as PBR)
will be reflected in future stock assessment reports. The noted
increase in the PBR for the CA/OR/WA humpback whale stock resulted from
a higher estimate of abundance compared with a previous version of the
SAR and the continued aggregation of multiple DPSs into one recognized
stock.
Comment 74: CBD-HSUS-WDC suggest NMFS provided insignificant
justification in the CA/OR/WA humpback whale SAR in switching from
using the Darroch model, which was used to estimate abundance in prior
stock assessment reports, to the Chao model. In the report, NMFS states
that the Chao ``estimate is considered the best of those reported by
Calambokidis et al. (2017a) because it accounts for individual capture
heterogeneity,'' but
[[Page 28504]]
that does not explain why NMFS chose it this year and not others when
it has been available over the same time period of the Darroch model.
The Chao model accounted for individual capture heterogeneity in prior
years too, when NMFS instead chose the Darroch model as the best
estimate of abundance. Figure 2 in the SARs indicates that data used in
both the Darroch and Chao models are from approximately the same time
period. CBD-HSUS-WDC request NMFS explain why it was not until this
year that it used the model that gives higher abundance estimates, per
Calambokidis et al. (2017a). This is especially important in order to
justify the increase by half in the minimum population estimate (a
change from 1,876 animals to 2,784 animals).
Response: The Chao estimate from Calambokidis et al. (2017a) as
stated, accounts for capture heterogeneity and results in an estimate
of approximately 2,400 whales with a CV of 0.03. This is the most
precise Chao estimate reported from Calambokidis et al. (2017a) and it
has a CV closest to the most recent Darroch estimate (Table 3 of
Calambokidis et al. 2017a). While the Darroch estimates generally have
better precision, they do not account for capture heterogeneity, and
this was considered in the most recent SAR. Given the nearly-equal CVs
for the latest Chao and Darroch estimates (0.03 versus 0.01
respectively), the model with the best ability to account for capture
heterogeneity was chosen for the 2018 revision. In the previous SAR,
the model with the lowest CV was chosen, while capture heterogeneity
was largely ignored. In retrospect, we acknowledge more consideration
of the strength of the competing models, especially regarding capture
heterogeneity, was warranted. When sufficient data are available from
mark-recapture estimates, it is advisable to use models that account
for capture heterogeneity and we reevaluated this in the 2018 SAR. We
also note that estimates from the Chao model are more similar to
independently-derived line transect estimates of approximately 3,000
humpback whales reported by Barlow (2016). The commenter may also note
that a Chao model mark-recapture abundance estimate has been used in
the SAR for the Eastern North Pacific blue whale since 2013. The use of
Chao estimates for both humpback and blue whale stocks is now more
logically-consistent.
Comment 75: CBD-HSUS-WDC suggest that the CA/OR/WA humpback whale
report should at a minimum discuss what the PBR level might be if the
stock were appropriately defined to be consistent with the DPS
identified. As an example from elsewhere in the SARs, in the case of
the Central North Pacific stock, the stock assessment report says
``Just for information purposes, PBR calculations are completed here
for the feeding aggregations.'' It then continues by saying ``If we
calculated a PBR for the Southeast Alaska/northern British Columbia
feeding aggregation, it would be . . .'' CBD-HSUS-WDC note these
hypotheticals are important for stakeholders, including managers, to
understand the status and population abundances of humpbacks when
appropriate DPSs are used. NMFS has declined to consider public comment
on potential management actions that contain calculations of PBR that
are not in the stock assessment reports. They maintain this makes it
pressing for the stock assessment reports to give as much information
as possible prior to a future stock revision.
Response: See response to Comments 4 and 73.
Comment 76: CBD-HSUS-WDC request that NMFS clarify and correct the
calculations of humpback whale serious injury and mortality in the
sablefish fishery. They suggest the stock assessment report should
apportion some humpback whale serious injuries and mortality in
unidentified gear to the sablefish fishery, as required by the
biological opinion for the fishery. Specifically, the biological
opinion requires that ``a portion of unidentified whale and gear
entanglements would be counted against these take limits . . . in
addition to known humpback whale entanglements in gear of the proposed
fishery.'' It also says that data ``used to pro-rate unidentified whale
and gear entanglements will be updated each year.'' CBD-HSUS-WDC urge
NMFS to include these data and calculations in the stock assessment
report.
Response: There is currently no model available for assigning
unidentified fishery interactions to specific fisheries. There are
ongoing analyses in progress to see if this will be possible; but, thus
far, the results have not been promising due to lack of sufficient
sample sizes of known-gear cases used for model construction.
Comment 77: CBD-HSUS-WDC points out that the stock assessment
report's serious injury and mortality for humpback whales in the
sablefish fishery are lower than the five-year average in the NMFS
report ``Marine Mammal Mortality in U.S. West Coast Groundfish
Fisheries (2002-2016).'' This report says that 4 humpback whales were
entangled in sablefish fishery from 2012-2016, but the stock assessment
report says that 2.5 were entangled. It is not clear why there is a
discrepancy.
Response: We note that the draft humpback whale SAR was prepared
months before the release of the cited report, and we have updated the
final SAR with the estimates in the cited report.
Comment 78: CBD-HSUS-WDC recommend the CA/OR/WA humpback whale
report should address the determination that NMFS made as to whether or
not to convene a take reduction team for fisheries that are known to
entangle humpback whales along the west coast. The draft report
proposes to insert a sentence that discusses stakeholder processes in
California, Oregon, and Washington. This does not indicate whether NMFS
has evaluated the CA/OR/WA stock of humpback whales since 2015, when it
was a lower priority compared to other marine mammal stocks and
fisheries for establishing take reduction teams. NMFS should identify
in the report when it most recently evaluated whether CA/OR/WA humpback
whales were the highest priority for a take reduction team. This would
address the Pacific SRG's recommendation that NMFS convene a TRT.
Relying on an evaluation in 2015 ignores both the listing of the DPSs
and the impact of most of the recent entanglements.
Response: SARs by definition include the best available science for
assessing marine mammal stocks. Deciding whether to convene a TRT is a
management determination that is outside the scope of a stock
assessment and is therefore not included in a SAR.
Comment 79: The Makah Tribe comments that CA/OR/WA humpback whale
stock does not represent a stock of humpback whales under the
definition of a stock under the MMPA; the listing of humpback whales
together from CA/OR/WA is for management purposes and is best
characterized as a mixed-stock assemblage. The SAR should provide PBR
estimates for each stock (Mexico DPS, Central America DPS, and Hawaii
DPS) that occur in the management area. The SAR could also report a
separate PBR for the two feeding groups within the management area
(Washington-Southern British Columbia and Oregon-California) in order
to better inform management decisions and assess localized impacts. The
Makah Tribe notes these changes would allow a more thorough evaluation
of how human impacts affect humpback whale stocks. If photo-
identification allows separation of a whale to one or another stock,
then that data should be used. If photo-identification is not
available, then the
[[Page 28505]]
mortality or serious injury should be proportionally assigned to the
stocks based on the occurrence of those stocks within the feeding area.
Response: See response to Comments 4 and 73.
Comment 80: The Makah Tribe recommends the calculation for PBR
needs to be changed for the CA/OR/WA stock of humpback whales. The PBR
calculation used has 8 percent for Rmax. NMFS scientists published a
paper in 2010 using life history tables to evaluate what the maximum
rate of increase is for humpback whales. They concluded, ``It is
proposed that the upper 99 percent quantile of the resulting
distribution of the rate of increase (ROI) for Approach B (11.8
percent/year) be established as the maximum plausible ROI for humpback
whales and be used in population assessment of the species.'' (Zerbini
et al. 2010). It is unclear why NMFS has chosen to use 8 percent, which
is rate that population has increased at, rather than using the Rmax
for the population as is required in the PBR calculation. The observed
rate of increase of 8 percent may be less than the true Rmax of the
population because the population size was greater than abundance at
which Rmax occurs.
Response: We agree with the comment that the observed ROI may be
lower than the theoretical Rmax for this population. However, Zerbini
et al. (2010) note that ``we emphasize that such a high figure can be
observed only with extreme and very optimistic lifehistory
parameters.'' The estimated Rmax reported by Zerbini et al. (2010) also
includes life history data from other ocean basins where reported rates
of increase were much higher, for example southern hemisphere
populations that were recovering from intense whaling. The GAMMS (NMFS
2016) also states that ``Default values should be used for Rmax in the
absence of stock-specific measured values.'' There is a stock-specific
estimate of Rmax based on mark-recapture abundance estimates from a
recovering population of humpback whales in the California Current and
that estimate is 8 percent as outlined in the SAR. While we acknowledge
that this area likely includes multiple stocks of humpback whales, 8
percent is currently the best estimate of humpback whale Rmax for this
ocean region.
Comment 81: The Makah Tribe recommends NMFS reconsider the
assumption about what proportion of time the CA/OR/WA humpback whale
stock spends in U.S. waters. NMFS has assumed that whales of the CA/OR/
WA stock only spend 50 percent of the year in U.S. waters without any
justification. The Makah Tribe thinks the estimate should be increased
for two reasons. First, many of the whales of the CA/OR/WA stock winter
in Hawaii and thus only leave U.S. waters during the short period of
the year when they are migrating between wintering and feeding grounds.
Second, in Washington, humpback whales feed from late April through
December, roughly 8 months. Some of the whales even appear to spend the
entire winter in Washington rather than migrating to wintering grounds.
They suggest the proportion of time spent in U.S. waters would be
easiest to address using the assumption above of reporting separate
PBRs for each of the stocks within the mixed-stock management area.
Response: The comment incorrectly implies that many of the humpback
whales that feed off of the U.S. west coast winter in Hawaii. The 2018
SAR states: ``Along the U.S. west coast, NMFS currently recognizes one
humpback whale stock that includes two separate feeding groups: (1) A
California and Oregon feeding group of whales that belong to the
Central American and Mexican distinct population segments (DPSs)
defined under the ESA (NOAA 2016a), and (2) a northern Washington and
southern British Columbia feeding group that primarily includes whales
from the Mexican DPS but also includes a small number of whales from
the Hawaii and Central American DPSs (Calambokidis et al. 2008, Barlow
et al. 2011, Wade et al. 2016).'' NMFS agrees that further work is
needed to refine estimates of time spent in U.S. waters by the various
DPSs that utilize the California Current.
Humpback Whales--Mexican DPS and Central American DPS
Comment 82: Oceana notes the best available information on
entanglement, injury, and mortality of humpbacks off the U.S. west
coast indicates that risks to the stock from entanglement in fishing
gear have significantly increased and comment that recent information
was not considered in the stock assessment report.
Response: The CA/OR/WA humpback whale SAR states in the Fishery
Information section that ``Pot and trap fisheries fishery entanglements
are the most commonly documented source of serious injury and mortality
of humpback whales in U.S. west coast waters (Carretta et al. 2013,
2015, 2016a, 2018a), and entanglement reports have increased
considerably since 2014.''
Comment 83: Oceana suggests that as humpback whales in the U.S.
west coast stock, a strategic stock under the MMPA due to its ESA
listing, were recently split into two DPSs, it is imperative that the
SARs assign serious injuries and mortalities to each DPS, and establish
PBR levels accordingly. Oceana is concerned that aggregating the much
more critically endangered Central American DPS along with a much more
numerous Mexico DPS into a single PBR may obscure and underestimate
impacts to the Central American DPS.
Response: See response to Comments 4 and 73.
Comment 84: Oceana expresses concern that NMFS is not taking
sufficient action for the CA/OR/WA humpback whale stock to reduce whale
entanglement levels to below PBR and ultimately to levels approaching
zero. While they understand NMFS' approach has been to rely on state
working groups to develop programs like California's Risk Assessment
and Mitigation Program, to date, NMFS has not indicated to the state of
California or the Dungeness Crab Fishing Gear Working Group what
actions and outcomes are necessary to permit the fishery to operate
under the MMPA or ESA.
Response: The States of California, Oregon, and Washington have
indicated an intention to apply for an ESA section 10(a)(1)(B)
Incidental Take Permit (ITP) for their fisheries that entangle
protected species. We will be working closely with those states on the
development of their applications and associated Conservation Plans for
that permitting process. A successful application for an ESA ITP
requires that the applicant minimize the impact of their incidental
take to the maximum extent practicable (among other requirements) and
NMFS must make both a ``not likely to jeopardize'' finding under the
ESA and a ``negligible impact'' finding under the MMPA in order to
issue such permits. As a result, we expect that the development process
for both permits would include discussions of the actions and outcomes
necessary to permit the incidental take from the actions under the ESA
and MMPA.
Comment 85: Oceana also notes that humpback whale entanglement data
from NMFS indicates higher levels of entanglements in 2017 (31
confirmed) and 2018 (27 confirmed) than in 2012 and 2013, and suggest
the 5-year average level of M/SI would be higher if the SAR used the
most recent 5-year period. In addition, the estimates of human-caused
M/SI for all whales do not account for unreported entanglements, which
could result in a serious underestimation of total M/SI and the
associated determination whether M/SI is above or below PBR. NMFS has
scientifically reliable means of
[[Page 28506]]
estimating potential total entanglement numbers. According to NMFS Tech
Memo (Saez et al. 2013), the authors applied a 10 percent reporting
rate for all whale species on the U.S. west coast to produce an
estimate that ``an average of 103 whale entanglements per year may be
occurring, with 93 unobserved and undocumented with their ultimate
fates unknown.'' This is based on a study where ``The number of
reported entangled whales was estimated to be only 10 percent of the
actual number of whales entangled (Robbins and Mattila, 2004).''
However, in the SAR, the estimates of total fishing-induced M/SI only
include reported entanglements for which M/SI was determined.
Response: We note the SARs utilize the most recent 5-years of data
that have been analyzed and vetted when preparing the draft reports. We
will include newer data in the appropriate future reports. Values for
entanglement reporting rates cited (Saez et al. 2013) are taken from
U.S. east coast studies and are not representative of U.S. west coast
data. There currently are no estimates of the total number of
undetected entanglements in this region.
Comment 86: Oceana comments the SAR estimates of whale entanglement
are based on an incorrect assumption that zero M/SI events occur from
entanglements that are not reported. They note NMFS acknowledges that
the number of unreported entanglement events--and thus the number of M/
SI events--is well above zero and has estimated that the actual number
of entanglements is ten times the observed number. Oceana stresses the
importance of incorporating some estimate of unobserved M/SI numbers
for understanding the true level of risk to each stock. They request
that NMFS provide an estimate of the reporting rate for whale
entanglements, particularly for humpback, blue, fin, and gray whales
and use the estimate to provide a total annual fishing mortality for
these whales to reflect the best available science.
Response: See response to Comment 85.
Comment 87: Oceana requests NMFS take appropriate actions to reduce
whale entanglements and ship strikes, as each of these human-threats is
individually exceeding PBR, and the cumulative mortality is over double
PBR.
Response: See response to Comment 84. We acknowledge the comment
and note it is outside the scope of the SARs, but we are actively
working on this topic with our partners, such as state agencies and
marine shipping companies to reduce the ship strike risk in U.S. waters
(see our web page at https://www.fisheries.noaa.gov/insight/understanding-vessel-strikes on the subject).
Fin Whale--CA/OR/WA
Comment 88: CBD-HSUS-WDC suggest the report for CA/OR/WA fin whales
should be updated to reflect the 2015 interaction with the Hawaii
shallow-set longline in the northeastern fishing area (namely, closer
to the west coast EEZ) and specify whether this vessel was Hawaii or
California-based.
Response: There are no estimates of fin whale abundance on the high
seas outside of the Hawaii or U.S. west coast EEZs; thus, PBR and
human-caused mortality is assessed for those records that occur within
the U.S. EEZ. The GAMMS (NMFS 2016) note that ``If estimates of
mortality or abundance from outside the U.S. EEZ cannot be determined,
PBR calculations should be based on abundance within the EEZ and
compared to mortality within the EEZ.'' The 2015 entanglement was
determined to be a non-serious injury (Bradford 2018) and because it
occurred outside the U.S. EEZ, it is not included in the stock
assessment report for the CA/OR/WA stock of fin whales. The stock of
fin whales for which this entanglement should be assigned to is
unknown; but, based on the location, we have updated the text in the
final 2018 CA/OR/WA fin whale SAR to better inform the reader of
potential fishery risks to this particular stock.
Comment 89: CBD-HSUS-WDC comment that the Pacific SARs do not
regularly include appendices with relevant and timely fisheries
information. They note updated information on interactions in longline
fisheries is important especially as the number of longline vessels has
increased drastically since 2008 in California. Eighteen Hawaii-
permitted vessels landed swordfish and tuna in California in 2016.
Stakeholders, including federal fisheries managers, need the stock
assessment reports to accurately represent marine mammal interactions
occurring in the Hawaii longline fisheries in order to assess the risk
to marine mammals in the California Current. Further, it is not easy to
find information on interactions with the California-based shallow-set
longline fishery in the Pacific or Alaska SARs and suggest the
interaction rates of the California-based shallow-set longline fishery
should be included in the appendices, if not directly in the SARs.
Response: We produce summaries of marine mammal interactions in the
longline fisheries in the Pacific region (e.g., Bradford 2018).
Updating the fishery description appendices sometimes takes a lower
priority in the SAR preparation process due to the increasing workload
involved in SAR preparation. We will strive to produce more timely
updates to these fishery description sections in future SARs.
Risso's Dolphin--CA/OR/WA
Comment 90: CBD-HSUS-WDC encourage NMFS to investigate Risso's
dolphin interactions in the California market squid fishery via
electronic monitoring (video). They reference a video of a purse seine
encircling marine mammals in Monterey Bay was published on YouTube on
April 25, 2018, and suggest this type of interaction, which may not
occur with observers on board and may not be self-reported, could be
captured via electronic monitoring. CBD-HSUS-WDC suggest NMFS
acknowledge in the stock assessment reports that interactions in this
fishery do currently occur.
Response: This particular SAR was not revised in 2018, and we take
note that interactions with this purse seine fishery should be updated
the next time the SAR is revised. Past interactions with the squid
purse seine fishery are detailed in the last revision of this SAR.
Killer Whale--Eastern North Pacific Southern Resident
Comment 91: CBD-HSUS-WDC comment that although some updates were
included on basic information about killer whale populations in the
Eastern North Pacific, additional changes should be made to update
terminology, distribution, and stock differentiation information in the
southern resident killer whale (SRKW) report. They note that the
tracked changes made in the introduction to the Eastern North Pacific
Offshore killer whale SAR align with their requested changes for the
SRKW SAR introduction, particularly the clarification of different
types of killer whales as ``ecotypes'' instead of ``pods'' and updated
genetic differentiation. For more recent background information and
consistency among SARs, CBD-HSUS-WDC suggest that NMFS apply the same
updates to the SRKW SAR. In addition, they suggest that NMFS update
terminology referring to the three pods in the SRKW population from J1,
K1, and L1 to J, K, and L, as the alphanumeric designations refer to
individuals, not pods.
Response: We acknowledge the comment and have made the suggested
changes in the final 2018 SRKW report.
[[Page 28507]]
Comment 92: CBD-HSUS-WDC comment while NMFS includes some updated
information on the distribution of SRKWs outside the inland waters of
Washington state and southern British Columbia (the Salish Sea), they
disagree with the SAR's statement that the coastal habitat of SRKWs is
still uncertain, when more recent recovery documents and status updates
thoroughly describe how this population uses coastal habitat. They
suggest NMFS use updated research from multiple tagging studies,
passive acoustic recording, and monitoring from vessel cruises to
update the the use of coastal habitat in the SRKW SAR. In addition,
they comment that recent research published by Canada's Department of
Fisheries and Oceans establishes SRKW presence off southern Vancouver
Island, which resulted in expanded critical habitat in Canadian waters.
They suggest this information should also be included in the SAR and
used to update the information about coastal habitat use in Canada by
the SRKWs.
Response: The SAR states ``The complete winter range of this stock
is uncertain.'' While there has been substantial new information
acquired in recent years on the occurrence of this population in
coastal waters, the complete winter range of the population is still
unknown. The SAR describes what is known of the range in the Stock
Definition and Geographic Range section and the range map provides
readers with information on the known range of the stock.
Comment 93: CBD-HSUS-WDC comment that the Center for Whale Research
conducts the annual census for the SRKWs and typically provides updates
on July 1st and December 31st of each year. They suggest this allows
enough time for NMFS to reflect a more recent census report in the SRKW
report using numbers reported on July 1st in the same year as the SAR.
Using census numbers from July 1, 2017, reflects population abundance
more than a year and a half out of date, which is unnecessary for a
population as small and as closely monitored as the SRKWs. As of July
1, 2018, the SRKW population consisted of 75 individuals.
Response: The Center for Whale Research is under contract to NMFS
and provides a population estimate on July 1st of each year. Since the
beginning of the Center for Whale Research's study in 1976, July 1st
was used as the date for the population estimate. Although additional
effort in the fall months in recent years has occasionally allowed for
a population estimate of December 31st, for some years sighting data of
all three pods may not exist for most or all of the fall months. For
the sake of consistency, we will continue to use the census data from
July 1st. We do provide an update to the SRG at their annual meeting of
any changes (births/deaths) since the SAR was filed.
Comment 94: CBD-HSUS-WDC recommend NMFS add a description in the
SRKW report of the ``current population trend, including a description
of the information upon which [it is] based,'' as required by the MMPA.
The SAR describes the past trends and provides the 2017 number of
animals (77) but does not specify the current trend. The population of
SRKW has now dropped to 74 animals, its lowest point in 34 years, and
it is continuing to decline. In 2014, a population viability study
estimated that under status quo conditions, the SRKW growth rate was a
0.91 percent annual decline, meaning it would reach an expected
population size of 75 in one generation (or by 2036). This abundance
was reached in mid-2018. Its current growth rate is just half of the
previous estimate described by a 2012 international panel review.
Response: The SAR states: ``Following the peak census count of 99
animals in 1995, the population size has declined and currently stands
at 77 animals as of the 2017 census.'' This is the lowest number since
1995 and is based on data from the annual census, and is considered a
declining trend. The inclusion of the 2018 census data, 74, does not
change this trend. The SAR language as stated is sufficient to describe
the current trend.
Comment 95: CBD-HSUS-WDC comment that growth rates and productivity
in different Resident killer whale populations may be affected by
variability in diet, environmental conditions, and habitat range. These
different environmental conditions, including prey availability,
pollution, and disturbance levels may impact their resulting annual
growth rate. To better reflect the habitat conditions of SRKWs and the
resulting maximum net productivity, CBD-HSUS-WDC suggest that NMFS use
the same growth rates and estimated net productivity rates as are used
for Northern Resident killer whales. They suggest this population is
closer to SRKWs in prey availability and environmental conditions, and
shares a similar history in exploitation for captive display. If NMFS
does not make the change to maximum net productivity rate, we request
that NMFS update the estimate for PBR to reflect the update to
population size. With a population of 77 individuals and a calculated
PBR of 0.13, NMFS should also update the estimate of ``1 animal every 7
years'' to ``1 animal every 8 years.''
Response: We will evaluate other maximum rates of increase for
killer whale populations and consult with the Pacific SRG regarding
potential changes to the SAR moving forward. We will retain the
currently-used Rmax value from the published study of Matkin et al.
(2014) in the final 2018 SAR. The retention of the current Rmax value
results in no appreciable difference in the calculated PBR compared
with the Rmax value proposed by the commenter.
Comment 96: CBD-HSUS-WDC comment in the ``Human-caused mortality
and serious injury'' secion of the SRKW SAR, NMFS notes a lack of
fishery-related stranding information for killer whales in Canadian
waters. However, a 2014 report of a juvenile Northern Resident killer
whale (I103) being entangled in a gillnet is documented and included in
Canada's updated Recovery Strategy for killer whales. Although the
whale was quickly released from the net, he/she died the following
winter. Given the biological similarities between Northern Resident
killer whales and SRKWs, including a preference for Chinook salmon, a
similar risk of interaction exists and CBD-HSUS-WDC recommends this
example of a potential occurrence should be noted in the SAR.
Response: We have added this information to the final 2018 SAR.
Comment 97: CBD-HSUS-WDC disagree with NMFS that the total non-
fishery human-caused mortality for the SRKW stock for the past five
years (2012-2016 or 2013-2017) is zero. NMFS notes in this SAR the
death of a young adult male, L95, from a fungal infection introduced by
a satellite tag. While the infection was determined to be the cause of
death for L95, they argue that human activity exacerbated this
infection and contributed to the introduction of the fungus into L95's
bloodstream, hastening his death. Additionally, CBD-HSUS-WDC recommend
the death of J34, from blunt force trauma, should be included as
another human-caused mortality and attributed as vessel strike
mortality. For a population in a highly vulnerable state, deaths with a
high likelihood of being caused by human activity should be noted as
such.
Response: We acknowledge the uncertainty of such cases in the
``Other Mortality'' section of the SAR and include past documentation
of a vessel strike death of a southern resident killer whale from 2006.
We have added language to the SAR that acknowledges
[[Page 28508]]
that undetected or unclassified human-related mortality and injury may
occur in the population.
Comment 98: CBD-HSUS-WDC notes that the ``Habitat Issues'' section
in the SARs is intended by the MMPA to cover ``other factors that may
be causing a decline or impeding recovery of the stock, including
effects on marine mammal habitat and prey.'' Thus, they request that
NMFS reflect the level of research that has established the preference
for Chinook salmon of SRKWs and remove the phrase ``appears to be'' in
noting that SRKWs are Chinook salmon specialists. They also disagree
with the inclusion of pink salmon in the list of other species in their
diet, as the paper cited (Ford et al. 2016) finds that pink salmon are
present in proportions of less than 0.01 in fecal samples from SRKWs.
Additionally, CBD-HSUS-WDC recommend that NMFS elaborate on its note
that ``changes in Chinook abundance have affected this population,'' to
include updated information on the impact of human activity (e.g.,
harvest, vessel disturbance, and habitat modification) on the
availability of SRKW prey as well as the significant impact prey
abundance has on SRKW body condition, nutritional stress, fecundity,
and survival.
Response: We have elaborated on the published links between lower
Chinook salmon availability and lower population fecundity of southern
resident killer whales in the final SAR.
Comment 99: CBD-HSUS-WDC comment that with respect to harvest
impacts, NMFS has acknowledged elsewhere that the harvest of salmon (in
particular Chinook) can result in harm to SRKWs by ``reducing prey
availability, which may cause animals to forage for longer periods,
travel to alternate locations, or abandon foraging efforts.'' Ocean and
inland fisheries harvest fish from priority stocks of Chinook salmon
that the orcas target. Scientists have estimated that ocean fisheries
alone reduce Chinook abundance by 18-25 percent. This is significant to
the Southern Residents, as shown by Lacy et al. (2017), which projected
that a ``50 percent noise reduction plus a 15 percent increase in
Chinook would allow the population to reach the 2.3 percent growth
target'' needed for recovery. They suggest that NMFS include updated
information on toxic contamination and potential impacts in this
section.
Response: See response to Comment 98 regarding Chinook prey
availability. With regard to contaminants, we are analyzing data
collected via biopsy samples, which will add to the body of knowledge
on contaminants published by Krahn et al. (2007, 2009) which is
currently cited in the SAR.
Gray Whale--Eastern North Pacific
Comment 100: The Makah Tribe comments that the ``Stock Definition
and Geographic Range'' section of the Eastern North Pacific (ENP) gray
whale SAR should be updated to improve accuracy and clarity and to
reflect current, best available science, particularly in the discussion
about the Pacific Coast Feeding Group (PCFG). They recommend the SAR be
changed to reflect the PCFG abundance estimate is ``approximately
240,'' as indicated in the Population Size and Minimum Population
Estimate sections, rather than the outdated estimate from Calambokidis
et al. (2014).
Response: We have updated the ``Stock Definition and Geographic
Range'' section in the final SAR to omit the reference to the number of
whales in the PCFG. Abundance estimates are addressed in the
``Population Size'' section and are limited to those animals within the
IWC-defined region detailed in the SAR.
Comment 101: The Makah Tribe comments NMFS should not use a lower
recovery factor for PCFG gray whales but should use the same recovery
factor of 1.0 as used for ENP whales. They state the best available
science, as developed by the IWC's range-wide review over an intensive
five-year evaluation of stock structure hypotheses for all north
Pacific gray whales, indicates that the PCFG is not separate from the
ENP stock, and the recovery factor for PCFG whales should be 1.0
because they are ENP gray whales. Even if NMFS disagrees that PBR for
the PCFG should be calculated based on a recovery factor of 1.0, the
Makah Tribe suggests the recovery factor should at least be increased
to 0.75 to reflect the continuing population growth of the PCFG as
reflected in the most recent abundance estimate through 2015
(Calambokidis et al. 2017b). The Makah Tribe reiterates their comments
on the 2014 draft SAR for ENP gray whales for increasing the recovery
factor of the PCFG above the default value for stocks of unknown status
due to a stable abundance trend and the already conservative effect of
calculating PBR for a feeding aggregation.
Response: We have the flexibility to set recovery factors that
reflect considerations other than population trends. The GAMMS state
that ``Recovery factors of 1.0 for stocks of unknown status should be
reserved for cases where there is assurance that Nmin, Rmax, and the
estimates of mortality and serious injury are unbiased and where the
stock structure is unequivocal. '' (NMFS 2016). This PCFG is small in
size and the estimated M/SI is based on minimum counts of observed
cases. Thus, the M/SI is not unbiased, it is negatively-biased. This,
in combination with the small size of the feeding group, warrants a
smaller recovery factor until that time the population dynamics of the
PCFG can unequivocably be determined. A goal of the MMPA is to maintain
populations as functioning elements of their ecosystem, thus use of a
more conservative recovery factor is consistent with a small feeding
group that has a restricted geographic range.
Comment 102: The Makah Tribe suggests that the ``Human-Caused
Mortalities and Serious Injury'' section of the ENP gray whale report,
the PCFG mortalities and serious injuries should be added to the total
for mortalities and serious injuries of the ENP stock to accurately
report the total number of human-caused mortalities of the ENP gray
whale stock. Currently, mortalities and serious injuries are treated as
mortality to two separate stocks, although the SAR states that NMFS
does not consider the PCFG a stock, but is included as a part of the
ENP.
Response: We have revised the ``Human-Caused Mortalities and
Serious Injury'' section of the ENP gray whale report to clarify that
such estimates of anthropogenic impacts for PCFG whales are a component
of the estimates for the overall ENP stock.
Comment 103: The Makah Tribe suggests that the section on
``Subsistence/Native Harvest Information'' be updated to reflect the
IWC's approval of a new gray whale catch limit covering the period 2019
through 2025 at the 2018 biennial meeting. The new catch limit of up to
140 strikes annually is an overall increase; and, while it does not
affect the number of whales potentially available to the Makah Tribe if
its waiver request is approved, the important changes in the gray whale
catch limit should be included in the new SAR. The Makah Tribe has
concerns about the last sentence of this section, which reports on the
total number of gray whales harvested in aboriginal subsistence hunts
over a 32-year period from 1985 to 2016. They point out the SAR already
includes values from aboriginal harvests for the relevant five-year
period 2012-2016 and does not need the value reported from the longer
period. The sentence should be removed because it serves no function in
the SAR. If NMFS decides to retain the sentence, they suggest
[[Page 28509]]
appropriate context should be added, including the abundance trend of
ENP gray whales over the same time, the current abundance estimate for
the stock, and representative PBR values over the period, which
demonstrate that the average annual removals are a fraction of the
calculated PBR and are thus sustainable.
Response: We have updated the aboriginal subsistence quota in the
final SAR based on the 2018 IWC meeting. We disagree that historical
subsistence takes of gray whales reported in the SAR are unnecessary to
report. They serve to inform the public of the history of takes in
recent decades, and the values implicitly support the assertion that
aboriginal takes have been sustainable, in light of the population
trend data shared in the SAR. We have added a sentence to this section
noting that the size of the ENP population has grown during this same
period.
Gray Whale--Western North Pacific
Comment 104: The Makah Tribe comments the title for the Western
North Pacific (WNP) gray whale SAR should be changed. The term
``Western North Pacific'' gray whale was previously used by NMFS for
the continued listing under the ESA of an isolated gray whale
population that both feeds and winters off the coast of Asia. The fact
that a substantial percentage of the whales described in the ``Western
North Pacific'' SAR migrate through U.S. waters, and not along the
coast of Asia to wintering grounds off of Asia, shows that the whales
represented in the SAR are a different group of whales than the
isolated population previously considered to be ``Western North
Pacific'' gray whales. The SAR makes it clear that the Sakhalin Island
feeding area is made up of a mixed stock aggregation of whales that
migrate to wintering grounds off Asia and whales that migrate through
U.S. waters to wintering grounds off North America. The Makah tribe
suggests that because only the former population represents the
historic ``Western North Pacific'' stock, the title of the SAR should
be changed to ``Western Feeding Group Gray Whales'' to reflect that the
latter group of whales analyzed, i.e., those that migrate to U.S.
waters and thus must be evaluated in a SAR under the MMPA, are members
of a feeding group of eastern breeding animals but are unlikely to be
the whales that historically existed only in Asian waters and which
remain listed as endangered under the ESA.
Response: We responded to a similar comment on the 2014 version of
this report (see 80 FR 20502, August 20, 2015). The current SAR notes
that whales seen near Sakhalin may include a mixture of ENP animals
feeding in this region, in addition to WNP whales. There is no evidence
to indicate that the WNP stock of gray whales is extinct, as implied by
the commenter (see Comment 105). Evidence continues to support an
extant WNP population as reported in Br[uuml]niche-Olsen et al. 2018.
Comment 105: The Makah Tribe comments the WNP gray whale SAR should
include a description of Cooke (2015), which provided a quantitative
estimate of the percentage of whales that feed off Sakhalin Island and
migrate to wintering grounds off North America. The results of Cooke's
analysis--that whales representing 37 to 100 percent of Sakhalin
feeding whales could be migrating to North America--is essential to the
context for this SAR. That a high percentage of--and possibly all--
Sakhalin whales may in fact migrate to North America rather than solely
along the Asian coast raises significant questions about the identity
of those whales migrating east rather than south, the potential that
the historic ``Western North Pacific'' stock is extinct, and the stock
status and ESA-listing status of the Sakhalin whales that do migrate to
North America as separate from the historic ``Western North Pacific''
stock. Citation to Cooke (2015) is also appropriate because the SAR
identifies the proportion of the stock that uses U.S. EEZ waters in the
Potential Biological Removal section. Cooke (2015) is clearly relevant
to that determination and should be discussed.
Response: The Cooke (2015) paper is discussed in this context in
the ``Stock Definition and Geographic Range'' section of the SAR.
Comment 106: The Makah Tribe comments the IWC's range-wide review
represents the most recent and best available scientific information on
questions of gray whale stock structure. While the SAR mentions the
five-year review process, it would be much more informative if it were
to discuss the stock structure hypotheses currently considered by the
IWC to be most plausible for gray whales. It is notable that in the two
hypotheses considered most plausible by the IWC (3a and 5a), the whales
migrating to North American wintering grounds from feeding grounds in
the Okhotsk Sea are considered the Western Feeding Group of the ENP
gray whale stock. In only one hypothesis (6b), which was considered to
have lower plausibility by the IWC, would whales from the Sakhalin
Island feeding area include Western Breeding Stock (i.e., the historic
``Western North Pacific'' stock) animals that utilize wintering grounds
in North America without fidelity to wintering grounds in either North
America or Asia. The Makah Tribe suggests adding a detailed discussion
and analysis of the IWC range-wide workshop's stock structure
hypotheses.
Response: We have added text to the final SAR to reflect the two
most plausible hypotheses put forward by the IWC. It is important to
note that these represent hypotheses, which do not equate to best
available science used in a SAR. Genetic studies of gray whales in the
North Pacific provide the best available science for the conclusion
that the Western North Pacific population of gray whales is extant,
though likely very small.
Comment 107: The Makah Tribe recommends the WNP gray whale SAR
should more accurately reflect the conclusion of Cooke et al. (2017)
regarding whether the combined Sakhalin-Kamchatka feeding aggregation
is a closed population.
Response: We have updated the final SAR with text taken directly
from Cooke et al. (2017) that better addresses the uncertainty and
conclusions: ``We conclude that the Sakhalin feeding aggregation is
probably not genetically closed but that the Sakhalin and Kamchatka
feeding aggregations, taken together, may be genetically closed.
However, genetic data from Kamchatka would be required to confirm
this.''
Harbor Seal--California
Comment 108: One commenter pointed out that the California harbor
seal SAR was not updated in 2018 though well overdue.
Response: This comment deals with a SAR that was not revised in
2018. The most recent abundance estimate for this stock is based on
data collected in 2012, and the SAR was revised in 2014. No new
information on the population size of this stock is currently available
that warrants a revision of the report.
False Killer Whale--Hawaiian Stocks
Comment 109: The Hawaii Longline Association notes that NMFS has
proposed no revisions to the 2018 SAR for the Hawaii false killer whale
stocks and asks NMFS to provide an explanation in its responses to
comments.
Response: We reviewed available data for all three Hawaii false
killer whale stocks, and there was no new information that would change
the status of any of the three stocks discussed within the SAR.
Therefore, we did not update the False killer whale Hawaiian Islands
Stock Complex SAR in 2018.
[[Page 28510]]
Dated: June 13, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-12909 Filed 6-18-19; 8:45 am]
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