Serra Capital (SBIC) III, L.P.; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest, 26927-26928 [2019-12135]

Download as PDF Federal Register / Vol. 84, No. 111 / Monday, June 10, 2019 / Notices those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for website viewing and printing in the Commission’s Public Reference Room, 100 F Street NE, Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of the filing also will be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change. Persons submitting comments are cautioned that we do not redact or edit personal identifying information from comment submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR–MIAX–2019–26 and should be submitted on or before July 1, 2019. ETNs under BZX Rule 14.11(d), which governs the listing and trading of Equity Index-Linked Securities on the Exchange. The proposed rule change was published for comment in the Federal Register on March 22, 2019.3 On May 3, 2019, pursuant to Section 19(b)(2) of the Act,4 the Commission designated a longer period within which to approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether to disapprove the proposed rule change.5 On June 3, 2019, BZX withdrew the proposed rule change (SR–CboeBZX– 2019–015). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.13 Eduardo A. Aleman, Deputy Secretary. [FR Doc. 2019–12097 Filed 6–7–19; 8:45 am] [FR Doc. 2019–12089 Filed 6–7–19; 8:45 am] U.S. Small Business Administration. ACTION: Notice. AGENCY: [Release No. 34–86023; File No. SR– CboeBZX–2019–015] Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Units of Each of (i) Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) Cboe Vest S&P 500® Power Buffer Strategy ETNs Under Rule 14.11(d), Equity Index-Linked Securities khammond on DSKBBV9HB2PROD with NOTICES June 4, 2019. On March 4, 2019, Cboe BZX Exchange, Inc. (‘‘Exchange’’ or ‘‘BZX’’) filed with the Securities and Exchange Commission (‘‘Commission’’), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (‘‘Act’’) 1 and Rule 19b–4 thereunder,2 a proposed rule change to list and trade units of each of (i) the Cboe Vest S&P 500® Buffer Enhanced Growth Protect Strategy ETNs; (ii) the Cboe Vest S&P 500® Enhanced Growth Strategy ETNs; (iii) the Cboe Vest S&P 500® Accelerated Return Strategy ETNs; and (iv) the Cboe Vest S&P 500® Power Buffer Strategy CFR 200.30–3(a)(12). U.S.C. 78s(b)(1). 2 17 CFR 240.19b–4. VerDate Sep<11>2014 16:45 Jun 07, 2019 Jkt 247001 SMALL BUSINESS ADMINISTRATION Presidential Declaration of a Major Disaster for the State of Oklahoma SECURITIES AND EXCHANGE COMMISSION 1 15 BILLING CODE 8011–01–P [Disaster Declaration #15973 and #15974; OKLAHOMA Disaster Number OK–00130] BILLING CODE 8011–01–P 13 17 For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.6 Eduardo A. Aleman, Deputy Secretary. This is a Notice of the Presidential declaration of a major disaster for the State of Oklahoma (FEMA–4438–DR), dated 06/01/2019. Incident: Severe Storms, Straight-line Winds, Tornadoes, and Flooding. Incident Period: 05/07/2019 and continuing. DATES: Issued on 06/01/2019. Physical Loan Application Deadline Date: 07/31/2019. Economic Injury (EIDL) Loan Application Deadline Date: 03/02/2020. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the SUMMARY: 3 See Securities Exchange Act Release No. 85347 (Mar. 18, 2019), 84 FR 10863 (Mar. 22, 2019). 4 15 U.S.C. 78s(b)(2). 5 See Securities Exchange Act Release No. 85766 (May 3, 2019), 84 FR 20453 (May 9, 2019). 6 17 CFR 200.30–3(a)(12). PO 00000 Frm 00119 Fmt 4703 Sfmt 4703 26927 President’s major disaster declaration on 06/01/2019, applications for disaster loans may be filed at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Counties (Physical Damage and Economic Injury Loans): Muskogee, Tulsa, Wagoner Contiguous Counties (Economic Injury Loans Only): Oklahoma: Cherokee, Creek, Haskell, Mayes, Mcintosh, Okmulgee, Osage, Pawnee, Rogers, Sequoyah, Washington The Interest Rates are: Percent For Physical Damage: Homeowners with Credit Available Elsewhere ...................... Homeowners without Credit Available Elsewhere .............. Businesses with Credit Available Elsewhere ...................... Businesses without Credit Available Elsewhere .............. Non-Profit Organizations with Credit Available Elsewhere ... Non-Profit Organizations without Credit Available Elsewhere ..................................... For Economic Injury: Businesses & Small Agricultural Cooperatives without Credit Available Elsewhere .............. Non-Profit Organizations without Credit Available Elsewhere ..................................... 3.875 1.938 8.000 4.000 2.750 2.750 4.000 2.750 The number assigned to this disaster for physical damage is 15973B and for economic injury is 159740. (Catalog of Federal Domestic Assistance Number 59008) Rafaela Monchek, Acting Associate Administrator for Disaster Assistance. [FR Doc. 2019–12159 Filed 6–7–19; 8:45 am] BILLING CODE 8206–03–P SMALL BUSINESS ADMINISTRATION [License No. 05/05–0335] Serra Capital (SBIC) III, L.P.; Notice Seeking Exemption Under the Small Business Investment Act, Conflicts of Interest Notice is here given that Serra Capital (SBIC) III, L.P., 2021 South First Street, Suite 206, Champaign, IL 61821, a Federal Licensee under the Small Business Investment Act of 1958, as amended (‘‘the Act’’), in connection with the financing of a small concern, E:\FR\FM\10JNN1.SGM 10JNN1 26928 Federal Register / Vol. 84, No. 111 / Monday, June 10, 2019 / Notices has sought an exemption under Section 312 of the Act and Section 107.730, Financings which Constitute Conflicts of Interest of the Small Business Administration (‘‘SBA’’) Rules and Regulations (13 CFR 107.730). Serra Capital (SBIC) III, L.P. provides convertible debt financing to SERIONX, INC. 14301 N 87th Street, Suite 116, Scottsdale, Arizona 85260. The financing is brought within the purview of § 107.730(a) of the Regulations because Serra Capital III, L.P. has previously invested $400,000 of convertible debt in SERIONX, INC. As this entity is considered an associate of Serra Capital (SBIC) III, L.P., this transaction Requires a prior SBA exemption. Notice is hereby given that any interested person may submit written comments on the transaction, within fifteen days of the date of this publication, to the Associate Administrator for Investment, U.S. Small Business Administration, 409 Third Street SW, Washington, DC 20416. A. Joseph Shepard, Associate Administrator, Office of Investment and Innovation. [FR Doc. 2019–12135 Filed 6–7–19; 8:45 am] BILLING CODE 8025–01–P SMALL BUSINESS ADMINISTRATION [Disaster Declaration #15975 and #15976; LOUISIANA Disaster Number LA–00092] Presidential Declaration of a Major Disaster for Public Assistance Only for the State of Louisiana U.S. Small Business Administration. ACTION: Notice. AGENCY: This is a Notice of the Presidential declaration of a major disaster for Public Assistance Only for the State of Louisiana (FEMA–4439– DR), dated 06/03/2019. Incident: Severe Storms and Tornadoes. Incident Period: 04/24/2019 through 04/25/2019. DATES: Issued on 06/03/2019. Physical Loan Application Deadline Date: 08/02/2019. Economic Injury (EIDL) Loan Application Deadline Date: 03/03/2020. ADDRESSES: Submit completed loan applications to: U.S. Small Business Administration, Processing and Disbursement Center, 14925 Kingsport Road, Fort Worth, TX 76155. FOR FURTHER INFORMATION CONTACT: A. Escobar, Office of Disaster Assistance, khammond on DSKBBV9HB2PROD with NOTICES SUMMARY: VerDate Sep<11>2014 16:45 Jun 07, 2019 Jkt 247001 these issues, on June 25 and September 20, 2019. Any future Meetings will be announced at https://www.state.gov/ bureaus-offices/under-secretary-foreconomic-growth-energy-and-theenvironment/bureau-of-oceans-andinternational-environmental-andscientific-affairs/office-of-internationalhealth-and-biodefense/. DATES: Written comments are welcome before each of the two planned public meetings referenced above and will be reviewed periodically beginning July 10, 2019. ADDRESSES: One submission per meeting is welcome, with no more than 10 pages of single-spaced text including relevant examples with no more than one page per example. Submissions should be made via the internet at Percent www.regulations.gov docket number DOS–2019–0016. For alternatives to For Physical Damage: online submissions, please contact Dr. Non-Profit Organizations with Credit Available Elsewhere ... 2.750 Jennifer Seedorff at (202) 647–3017 or Non-Profit Organizations withseedorffje@state.gov. Note that relevant out Credit Available Elsecomments submitted to regulations.gov where ..................................... 2.750 will be posted without editing and will For Economic Injury: be available to the public; therefore, Non-Profit Organizations withbusiness-confidential information out Credit Available Elsewhere ..................................... 2.750 should be clearly identified as such and submitted by email. The public is strongly encouraged to file submissions The number assigned to this disaster electronically rather than by facsimile or for physical damage is 15975B and for mail. economic injury is 159760. FOR FURTHER INFORMATION CONTACT: (Catalog of Federal Domestic Assistance Questions regarding the submission of Number 59008) comments should be directed to Dr. Rafaela Monchek, Jennifer Seedorff (202) 647–3017, Acting Associate Administrator for Disaster seedorffje@state.gov. Assistance. SUPPLEMENTARY INFORMATION: [FR Doc. 2019–12161 Filed 6–7–19; 8:45 am] Representatives from the Department of BILLING CODE 8206–03–P State will review written submissions and share them, as appropriate, with staff from other Federal Agencies to inform U.S. Government policy and our DEPARTMENT OF STATE international engagements on these [Public Notice: 10789] issues. U.S. officials may contact individuals making submissions for Notice and Request for Comments on the Implications of Access and Benefit- further information or explanation. In particular, we seek comments on and Sharing (ABS) Regimes on Global specific examples of the impacts of Health and Biomedical Research other countries’ implementation of the AGENCY: Department of State. Nagoya Protocol or other ABS measures SUMMARY: In order to inform U.S. on such issues as: International research Government policy and international collaborations, international pathogen engagement, the U.S. Department of sample sharing, infectious disease State (DOS) invites submission of research, including influenza, Zika and comments from the public, academia, other diseases, pandemic and epidemic relevant industries, and other interested preparedness and response, medical stakeholders on the implications of countermeasure product development Access and Benefit-Sharing (ABS) efforts, investor interest in vaccine regimes on global health and biomedical development, and other aspects. We research. In particular, DOS invites would also welcome views on what the comments related to the effects of World Health Organization (WHO), Nagoya Protocol and other ABS other UN bodies, and non-governmental implementation on public health organizations can do to effectively systems. The Department will hold at protect public health equities in the least two public meetings to discuss context of the Nagoya Protocol and U.S. Small Business Administration, 409 3rd Street SW, Suite 6050, Washington, DC 20416, (202) 205–6734. SUPPLEMENTARY INFORMATION: Notice is hereby given that as a result of the President’s major disaster declaration on 06/03/2019, Private Non-Profit organizations that provide essential services of a governmental nature may file disaster loan applications at the address listed above or other locally announced locations. The following areas have been determined to be adversely affected by the disaster: Primary Parishes: Lincoln, Morehouse, Union The Interest Rates are: PO 00000 Frm 00120 Fmt 4703 Sfmt 4703 E:\FR\FM\10JNN1.SGM 10JNN1

Agencies

[Federal Register Volume 84, Number 111 (Monday, June 10, 2019)]
[Notices]
[Pages 26927-26928]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-12135]


-----------------------------------------------------------------------

SMALL BUSINESS ADMINISTRATION

[License No. 05/05-0335]


Serra Capital (SBIC) III, L.P.; Notice Seeking Exemption Under 
the Small Business Investment Act, Conflicts of Interest

    Notice is here given that Serra Capital (SBIC) III, L.P., 2021 
South First Street, Suite 206, Champaign, IL 61821, a Federal Licensee 
under the Small Business Investment Act of 1958, as amended (``the 
Act''), in connection with the financing of a small concern,

[[Page 26928]]

has sought an exemption under Section 312 of the Act and Section 
107.730, Financings which Constitute Conflicts of Interest of the Small 
Business Administration (``SBA'') Rules and Regulations (13 CFR 
107.730). Serra Capital (SBIC) III, L.P. provides convertible debt 
financing to SERIONX, INC. 14301 N 87th Street, Suite 116, Scottsdale, 
Arizona 85260.
    The financing is brought within the purview of Sec.  107.730(a) of 
the Regulations because Serra Capital III, L.P. has previously invested 
$400,000 of convertible debt in SERIONX, INC. As this entity is 
considered an associate of Serra Capital (SBIC) III, L.P., this 
transaction Requires a prior SBA exemption.
    Notice is hereby given that any interested person may submit 
written comments on the transaction, within fifteen days of the date of 
this publication, to the Associate Administrator for Investment, U.S. 
Small Business Administration, 409 Third Street SW, Washington, DC 
20416.

A. Joseph Shepard,
Associate Administrator, Office of Investment and Innovation.
[FR Doc. 2019-12135 Filed 6-7-19; 8:45 am]
BILLING CODE 8025-01-P
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