Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to Marine Geophysical Surveys in the Northeast Pacific Ocean, 26940-26978 [2019-12010]
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Federal Register / Vol. 84, No. 111 / Monday, June 10, 2019 / Notices
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
RIN 0648–XG948
Takes of Marine Mammals Incidental to
Specified Activities; Taking Marine
Mammals Incidental to Marine
Geophysical Surveys in the Northeast
Pacific Ocean
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Notice; proposed incidental
harassment authorization; request for
comments on proposed authorization
and possible renewal.
AGENCY:
NMFS has received a request
from the Lamont-Doherty Earth
Observatory of Columbia University (L–
DEO) for authorization to take marine
mammals incidental to a marine
geophysical survey in the northeast
Pacific Ocean. Pursuant to the Marine
Mammal Protection Act (MMPA), NMFS
is requesting comments on its proposal
to issue an incidental harassment
authorization (IHA) to incidentally take
marine mammals during the specified
activities. NMFS is also requesting
comments on a possible one-year
renewal that could be issued under
certain circumstances and if all
requirements are met, as described in
Request for Public Comments at the end
of this notice. NMFS will consider
public comments prior to making any
final decision on the issuance of the
requested MMPA authorizations and
agency responses will be summarized in
the final notice of our decision.
DATES: Comments and information must
be received no later than July 10, 2019.
ADDRESSES: Comments should be
addressed to Jolie Harrison, Chief,
Permits and Conservation Division,
Office of Protected Resources, National
Marine Fisheries Service. Physical
comments should be sent to 1315 EastWest Highway, Silver Spring, MD 20910
and electronic comments should be sent
to ITP.Fowler@noaa.gov.
Instructions: NMFS is not responsible
for comments sent by any other method,
to any other address or individual, or
received after the end of the comment
period. Comments received
electronically, including all
attachments, must not exceed a 25megabyte file size. Attachments to
electronic comments will be accepted in
Microsoft Word or Excel or Adobe PDF
file formats only. All comments
received are a part of the public record
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SUMMARY:
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and will generally be posted online at
https://www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act without
change. All personal identifying
information (e.g., name, address)
voluntarily submitted by the commenter
may be publicly accessible. Do not
submit confidential business
information or otherwise sensitive or
protected information.
FOR FURTHER INFORMATION CONTACT:
Amy Fowler, Office of Protected
Resources, NMFS, (301) 427–8401.
Electronic copies of the application and
supporting documents, as well as a list
of the references cited in this document,
may be obtained online at: https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act. In case
of problems accessing these documents,
please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA (16 U.S.C. 1361 et
seq.) direct the Secretary of Commerce
(as delegated to NMFS) to allow, upon
request, the incidental, but not
intentional, taking of small numbers of
marine mammals by U.S. citizens who
engage in a specified activity (other than
commercial fishing) within a specified
geographical region if certain findings
are made and either regulations are
issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization may be
provided to the public for review.
Authorization for incidental takings
shall be granted if NMFS finds that the
taking will have a negligible impact on
the species or stock(s) and will not have
an unmitigable adverse impact on the
availability of the species or stock(s) for
taking for subsistence uses (where
relevant). Further, NMFS must prescribe
the permissible methods of taking and
other ‘‘means of effecting the least
practicable adverse impact’’ on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in shorthand as
‘‘mitigation’’); and requirements
pertaining to the mitigation, monitoring
and reporting of such takings are set
forth.
The NDAA (Pub. L. 108–136)
removed the ‘‘small numbers’’ and
‘‘specified geographical region’’
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limitations indicated above and
amended the definition of ‘‘harassment’’
as it applies to a ‘‘military readiness
activity.’’ The definitions of all
applicable MMPA statutory terms cited
above are included in the relevant
sections below.
National Environmental Policy Act
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must review our
proposed action (i.e., the issuance of an
incidental harassment authorization)
with respect to potential impacts on the
human environment.
Accordingly, NMFS is preparing an
Environmental Assessment (EA) to
consider the environmental impacts
associated with the issuance of the
proposed IHA. NMFS’ EA will be made
available at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
We will review all comments
submitted in response to this notice
prior to concluding our NEPA process
or making a final decision on the IHA
request.
Summary of Request
On December 21, 2018, NMFS
received a request from L–DEO for an
IHA to take marine mammals incidental
to a marine geophysical survey of the
Axial Seamount in the Northeast Pacific
Ocean. The application was deemed
adequate and complete on May 3, 2019.
L–DEO’s request is for take of a small
number of 26 species of marine
mammals by Level B harassment and
Level A harassment. Neither L–DEO nor
NMFS expects serious injury or
mortality to result from this activity
and, therefore, an IHA is appropriate.
Description of Proposed Activity
Overview
Researchers from the University of
Texas at Austin, University of Nevada
Reno, University of California San
Diego, with funding from the U.S.
National Science Foundation (NSF),
propose to conduct high-energy seismic
surveys from Research Vessel (R/V)
Marcus G. Langseth (Langseth) in the
Northeast Pacific Ocean during summer
2019. The NSF-owned Langseth is
operated by Columbia University’s L–
DEO under an existing Cooperative
Agreement. The proposed twodimensional (2–D) and threedimensional (3–D) seismic surveys
would occur in International Waters
outside of the U.S. Exclusive Economic
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complex magma chamber structure,
caldera dynamics, fluid pathways, and
hydrothermal venting. Seismic data
acquired during the proposed study
could be used to evaluate earthquake,
tsunami, and submarine landslide
hazards.
Dates and Duration
The proposed surveys would be
expected to last for 33 days, including
approximately 19 days of seismic
operations (approximately 16 days for
the 3–D survey and three days for the 2–
D survey), seven days of equipment
deployment/retrieval, three days of
operational contingency time (e.g.,
infill, weather delays, etc.), two days for
turns (no airguns firing) during the 3–
D survey, and roughly two days of
transit. R/V Langseth would leave out of
and return to port in Astoria, OR, during
summer (July/August) 2019.
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Specific Geographic Region
The proposed surveys would occur
within ∼45.5–46.5° N, ∼129.5–130.5° W.
Representative survey tracklines are
shown in Figure 1. Some deviation in
actual track lines, including the order of
survey operations, could be necessary
for reasons such as science drivers, poor
data quality, inclement weather, or
mechanical issues with the research
vessel and/or equipment. Thus, the
tracklines could occur anywhere within
the coordinates noted above. The
proposed surveys would be conducted
in International Waters outside the U.S.
EEZ. The surveys would occur in water
depths ranging from 1,400 to 2,800
meters (m). The proposed survey area is
approximately 423 kilometers (km) (229
miles (mi)) from shore at its closest
point.
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Zone (EEZ). The 2–D survey would use
a 36-airgun towed array with a total
discharge volume of ∼6,600 cubic inches
(in3); the 3–D survey would employ an
18-airgun array with a discharge volume
of ∼3,300 in3.
The primary objectives of the surveys
proposed by researchers from the
University of Texas at Austin Institute
for Geophysics (UTIG), the Nevada
Seismological Laboratory at the
University of Nevada Reno (UNR) and
Scripps Institution of Oceanography
(SIO) at the University of California San
Diego, is to create a detailed 3–D image
of the main and satellite magma
reservoirs that set the Axial volcano’s
framework, image the 3–D fracture
network and how they influence the
magma bodies, and to connect the
subsurface observations to the surface
features. The main goal of the seismic
program is to explore linkages between
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Detailed Description of Specific Activity
The procedures to be used for the
proposed surveys would be similar to
those used during previous seismic
surveys by L–DEO and would use
conventional seismic methodology. The
surveys would involve one source
vessel, R/V Langseth, which is owned
by NSF and operated on its behalf by L–
DEO.
R/V Langseth would first deploy four
6-km streamers and 18 airguns to
conduct the 3–D multichannel seismic
survey to examine the Axial volcano
and associated rift axes within an
approximate 17 x 40 km area. The 3–D
survey would consist of a racetrack
formation with 57 40-km long lines and
a turning diameter of 8.5 km (Figure 1);
no airguns would be firing during turns.
The survey speed would be ∼4.5 knots
(kn) (8.3 km/hour) for the 3–D survey.
The airgun array and streamers would
then be recovered, and one 15-km
streamer would be deployed along with
36 airguns to acquire eight ∼26-km-long
source-receiver offset 2–D reflection
profiles that would look at deep-seated
structure of magma delivery. During the
2–D survey, the airguns would be firing
during turns to the next line, and the
survey speed would be ∼4.2 kn (7.8 km/
hour).
The receiving system would consist of
hydrophone streamers and up to eight
ocean bottom seismometers (OBSs). The
OBSs are long-term broadband
instruments that would be left out for ∼1
year and recovered by another vessel.
They have a height and diameter of ∼1
m, with an 80 kg anchor. To retrieve
OBSs, an acoustic release transponder
(pinger) is used to interrogate the
instrument at a frequency of 8–11 kHz,
and a response is received at a
frequency of 11.5–13 kHz. The burnwire release assembly is then activated,
and the instrument is released to float
to the surface from the anchor which is
not retrieved. Four 6-km long
hydrophone streamers would be used
during 3–D data acquisition and one 15km long streamer would be employed
for 2–D data acquisition. As the airguns
are towed along the survey lines, the
hydrophone streamer(s) would transfer
the data to the on-board processing
system, and the OBSs would receive
and store the returning acoustic signals
internally for later analysis.
A total of ∼3,760 km of transect lines
would be surveyed in the Northeast
Pacific Ocean: ∼3,196 km during the 3–
D survey (including run ins and run
outs) and 564 km during the 2–D
survey. There could be additional
seismic operations associated with
turns, airgun testing, and repeat
coverage of any areas where initial data
quality is sub-standard. To account for
unanticipated delays, 25 percent has
been added in the form of operational
days, which is equivalent to adding 25
percent to the proposed line km to be
surveyed.
In addition to the operations of the
airgun array, a multibeam echosounder
(MBES), a sub-bottom profiler (SBP),
and an Acoustic Doppler Current
Profiler (ADCP) would be operated from
R/V Langseth continuously during the
seismic surveys, but not during transit
to and from the survey area. All planned
geophysical data acquisition activities
would be conducted by L–DEO with onboard assistance by the scientists who
have proposed the studies. The vessel
would be self-contained, and the crew
would live aboard the vessel.
Proposed mitigation, monitoring, and
reporting measures are described in
detail later in this document (please see
Proposed Mitigation and Proposed
Monitoring and Reporting).
Description of Marine Mammals in the
Area of Specified Activities
Sections 3 and 4 of the application
summarize available information
regarding status and trends, distribution
and habitat preferences, and behavior
and life history, of the potentially
affected species. Additional information
regarding population trends and threats
may be found in NMFS’s Stock
Assessment Reports (SARs; https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/marine-
mammal-stock-assessments) and more
general information about these species
(e.g., physical and behavioral
descriptions) may be found on NMFS’s
website (https://
www.fisheries.noaa.gov/find-species).
Table 1 lists all species with expected
potential for occurrence in the survey
area and summarizes information
related to the population or stock,
including regulatory status under the
MMPA and ESA and potential
biological removal (PBR), where known.
For taxonomy, we follow Committee on
Taxonomy (2016). PBR is defined by the
MMPA as the maximum number of
animals, not including natural
mortalities, that may be removed from a
marine mammal stock while allowing
that stock to reach or maintain its
optimum sustainable population (as
described in NMFS’s SARs). While no
mortality is anticipated or authorized
here, PBR and annual serious injury and
mortality from anthropogenic sources
are included here as gross indicators of
the status of the species and other
threats.
Marine mammal abundance estimates
presented in this document represent
the total number of individuals that
make up a given stock or the total
number estimated within a particular
study or survey area. NMFS’s stock
abundance estimates for most species
represent the total estimate of
individuals within the geographic area,
if known, that comprises that stock. For
some species, this geographic area may
extend beyond U.S. waters. All managed
stocks in this region are assessed in
NMFS’s U.S. Pacific and Alaska SARs
(Caretta et al., 2018; Muto et al., 2018).
All values presented in Table 1 are the
most recent available at the time of
publication and are available in the
2017 SARs (Caretta et al., 2018; Muto et
al., 2018) and draft 2018 SARs
(available online at: https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/draftmarine-mammal-stock-assessmentreports).
TABLE 1—MARINE MAMMALS THAT COULD OCCUR IN THE SURVEY AREA
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Common name
Scientific name
ESA/
MMPA
status;
strategic
(Y/N) 1
Stock
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
Annual
M/SI 3
PBR
Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)
Family Eschrichtiidae:
Gray whale ........................
Family Balaenidae:
North Pacific right whale ...
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Eschrichtius robustus .............
Eubalaena japonica ................
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Eastern North Pacific ..............
-/-; N
Western North Pacific .............
Eastern North Pacific ..............
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801 .............
138
E/D; Y
26,960 (0.05, 25,849,
2016).
175 (0.05, 167, 2016) ...
0.07 ............
Unknown
E/D; Y
31 (0.226, 26, 2015) .....
0.05 ............
0
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TABLE 1—MARINE MAMMALS THAT COULD OCCUR IN THE SURVEY AREA—Continued
ESA/
MMPA
status;
strategic
(Y/N) 1
Common name
Scientific name
Stock
Family Balaenopteridae
(rorquals):
Humpback whale ...............
Megaptera novaeangliae ........
California/Oregon/Washington
-/-; Y
Minke whale ......................
Sei whale ...........................
Fin whale ...........................
Balaenoptera acutorostrata ....
Balaenoptera borealis .............
Balaenoptera physalus ...........
California/Oregon/Washington
Eastern North Pacific ..............
California/Oregon/Washington
-/-; N
E/D; Y
E/D; Y
Blue whale .........................
Balaenoptera musculus ..........
Eastern North Pacific ..............
E/D; Y
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
1,918 (0.03, 1,876,
2014).
636 (0.72, 369, 2014) ...
519 (0.4, 374, 2014) .....
9,029 (0.12, 8,127,
2014).
1,647 (0.07, 1,551,
2011).
Annual
M/SI 3
PBR
11 ...............
>9.2
3.5 ..............
0.75 ............
81 ...............
>1.3
0
>2.0
2.3 ..............
>0.2
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
Family Physeteridae:
Sperm whale .....................
Physeter macrocephalus ........
California/Oregon/Washington
E/D; Y
1,967 (0.57, 1,270,
2014).
2.5 ..............
0.9
Family Kogiidae:
Pygmy sperm whale ..........
Kogia breviceps ......................
California/Oregon/Washington
-/-; N
19 ...............
0
Dwarf sperm whale ...........
Kogia sima ..............................
California/Oregon/Washington
-/-; N
4,111 (1.12, 1,924,
2014).
Unknown (Unknown,
Unknown, 2014).
Undetermined.
0
Family Ziphiidae (beaked
whales):
Cuvier’s beaked whale ......
Ziphius cavirostris ...................
California/Oregon/Washington
-/-; N
21 ...............
<0.1
Baird’s beaked whale ........
Blainville’s beaked whale ..
Berardius bairdii ......................
Mesoplodon densirostris .........
California/Oregon/Washington
California/Oregon/Washington
-/-; N
-/-; N
3,274 (0.67, 2,059,
2014).
2,697 (0.6, 1,633, 2014)
3,044 (0.54, 1,967,
2014).
16 ...............
20 ...............
0
0.1
Hubbs’ beaked whale ........
Stejneger’s beaked whale
Family Delphinidae:
Bottlenose dolphin .............
Mesoplodon carlshubbi ...........
Mesoplodon stejnegeri ...........
-/-; N
11 ...............
>1.6
Striped dolphin ..................
Stenella coeruleoalba .............
California/Oregon/Washington
offshore.
California/Oregon/Washington
-/-; N
238 .............
> 0.8
Short-beaked common dolphin.
Pacific white-sided dolphin
Delphinus delphis ...................
California/Oregon/Washington
-/-; N
8,393 ..........
>40
Lagenorhynchus obliquidens ..
California/Oregon/Washington
-/-; N
191 .............
7.5
179 .............
3.8
46 ...............
>3.7
9.3 ..............
1.6 ..............
0.14 ............
1.96 ............
2.4 ..............
4.5 ..............
7.6
0
0
0
0
1.2
21,487 (0.44, 15,123,
2011).
25,750 (0.45, 17,954,
2014).
151 .............
>3.0
172 .............
0.3
620,660 (0.2, 525,333,
2016).
14,050 (N/A, 7,524,
2013).
257,606 (N/A, 233,515,
2014).
41,638 (see SAR,
41,638, 2015).
20,000 (N/A, 15,830,
2010).
11,295 ........
451 .............
457
1.8
14,011 ........
>197
2,498 ..........
108
542 .............
>3.2
Undetermined.
10.6
Tursiops truncatus ..................
Northern right whale dolphin.
Risso’s dolphin ..................
Lissodelphis borealis ..............
California/Oregon/Washington
-/-; N
Grampus griseus ....................
California/Oregon/Washington
-/-; N
False killer whale ...............
Killer whale ........................
Pseudorca crassidens ............
Orcinus orca ...........................
Hawaii Pelagic ........................
Offshore ..................................
Southern Resident ..................
Northern Resident ..................
West Coast Transient .............
California/Oregon/Washington
-/-; N
-/-; N
E/D; Y
-/-; N
-/-; N
-/-; N
Northern Oregon/Washington
Coast.
California/Oregon/Washington
-/-; N
Short-finned pilot whale .....
Family Phocoenidae (porpoises):
Harbor porpoise .................
Dall’s porpoise ...................
Globicephala macrorhynchus
Phocoena phocoena ...............
Phocoenoides dalli .................
-/-; N
1,924 (0.54, 1,255,
2014).
29,211 (0.2, 24,782,
2014).
969,861 (0.17, 839,325,
2014).
26,814 (0.28, 21,195,
2014).
26,556 (0.44, 18,608,
2014).
6,336 (0.32, 4,817,
2014).
1,540 (0.66, 928, 2010)
240 (0.49, 162, 2014) ...
83 (N/A, 83, 2016) ........
261 (N/A, 261, 2011) ....
243 (N/A, 243, 2009) ....
836 (0.79, 466, 2014) ...
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Order Carnivora—Superfamily Pinnipedia
Family Otariidae (eared seals
and sea lions):
Northern fur seal ...............
Callorhinus ursinus .................
Eastern Pacific ........................
California .................................
-/D; Y
-/D; N
California sea lion ..............
Zalophus californianus ............
U.S ..........................................
-/-; N
Steller sea lion ...................
Eumetopias jubatus ................
Eastern U.S ............................
-/-; N
Guadalupe fur seal ............
Arctocephalus townsendi ........
Mexico ....................................
T/D; Y
Family Phocidae (earless
seals):
Harbor seal ........................
Phoca vitulina .........................
Oregon/Washington Coastal ...
-/-; N
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Unknown (Unknown,
Unknown, 1999).
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TABLE 1—MARINE MAMMALS THAT COULD OCCUR IN THE SURVEY AREA—Continued
Common name
Northern elephant seal ......
ESA/
MMPA
status;
strategic
(Y/N) 1
Scientific name
Stock
Mirounga angustirostris ..........
California Breeding .................
-/-; N
Stock abundance
(CV, Nmin, most recent
abundance survey) 2
179,000 (N/A, 81,368,
2010).
PBR
4,882 ..........
Annual
M/SI 3
8.8
1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
designated under the MMPA as depleted and as a strategic stock.
2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
min is the minimum estimate of stock
abundance. In some cases, CV is not applicable.
3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
mortality due to commercial fisheries is presented in some cases.
Note: Italicized species are not expected to be taken or proposed for authorization.
All species that could potentially
occur in the proposed survey areas are
included in Table 1. However, the
temporal and/or spatial occurrence of
gray whales, Southern Resident and
Northern Resident killer whales, harbor
porpoise, harbor seal, California sea
lion, and Steller sea lion is such that
take is not expected to occur, and they
are not discussed further beyond the
explanation provided here. These
species are found in the eastern North
Pacific, but are generally found in
coastal waters and are not expected to
occur offshore in the survey area.
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Humpback Whale
The humpback whale is found
throughout all of the oceans of the
world (Clapham 2009). The worldwide
population of humpbacks is divided
into northern and southern ocean
populations, but genetic analyses
suggest some gene flow (either past or
present) between the North and South
Pacific (e.g., Baker et al., 1993; Caballero
et al., 2001). Geographical overlap of
these populations has been documented
only off Central America (Acevedo and
Smultea 1995; Rasmussen et al., 2004,
2007). Although considered to be
mainly a coastal species, humpback
whales often traverse deep pelagic areas
while migrating (Clapham and Mattila
1990; Norris et al., 1999; Calambokidis
et al., 2001).
Humpback whales migrate between
summer feeding grounds in high
latitudes and winter calving and
breeding grounds in tropical waters
(Clapham and Mead 1999). North
Pacific humpback whales summer in
feeding grounds along the Pacific Rim
and in the Bering and Okhotsk seas
(Pike and MacAskie 1969; Rice 1978;
Winn and Reichley 1985; Calambokidis
et al., 2000, 2001, 2008). Humpbacks
winter in four different breeding areas:
(1) Along the coast of Mexico; (2) along
the coast of Central America; (3) around
the main Hawaiian Islands; and (4) in
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the western Pacific, particularly around
the Ogasawara and Ryukyu islands in
southern Japan and the northern
Philippines (Calambokidis et al., 2008;
Bettridge et al., 2015). These breeding
areas have been designated as DPSs, but
feeding areas have no DPS status
(Bettridge et al., 2015; NMFS 2016b).
Individuals encountered in the
proposed survey area most likely would
come from the Central America and
Mexico distinct population segments
(DPSs), although some individuals from
the Hawaii DPS may also feed in these
waters. There is a low level of
interchange of whales among the main
wintering areas and among feeding areas
(e.g., Darling and Cerchio 1993; Salden
et al., 1999; Calambokidis et al., 2001,
2008).
The humpback whale is the most
common species of large cetacean
reported off the coasts of Oregon and
Washington from May to November
(Green et al., 1992; Calambokidis et al.,
2000, 2004). The highest numbers have
been reported off Oregon during May
and June and off Washington during
July–September. However, off Oregon
and Washington, humpbacks occur
primarily over the continental shelf and
slope during the summer, with few
reported in offshore pelagic waters
(Green et al., 1992; Calambokidis et al.,
2004, 2015; Becker et al., 2012; Menza
et al., 2016). Biologically important
areas (BIAs) for feeding humpback
whales along the coasts of Oregon and
Washington, which have been
designated from May to November, are
all within ∼80 km offshore
(Calambokidis et al., 2015).
Minke Whale
The minke whale has a cosmopolitan
distribution that spans from tropical to
polar regions in both hemispheres
(Jefferson et al., 2015). In the Northern
Hemisphere, the minke whale is usually
seen in coastal areas, but can also be
seen in pelagic waters during its
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northward migration in spring and
summer and southward migration in
autumn (Stewart and Leatherwood
1985). In the North Pacific, the summer
range of the minke whale extends to the
Chukchi Sea; in the winter, the whales
move farther south to within 2° of the
Equator (Perrin and Brownell 2009).
The International Whaling
Commission (IWC) recognizes three
stocks of minke whales in the North
Pacific: The Sea of Japan/East China
Sea, the rest of the western Pacific west
of 180° N, and the remainder of the
Pacific (Donovan 1991). Minke whales
are relatively common in the Bering and
Chukchi seas and in the Gulf of Alaska,
but are not considered abundant in any
other part of the eastern Pacific
(Brueggeman et al., 1990). In the far
north, minke whales are thought to be
migratory, but they are believed to be
year-round residents in coastal waters
off the U.S. West Coast (Dorsey et al.,
1990).
Sei Whale
The distribution of the sei whale is
not well known, but it is found in all
oceans and appears to prefer midlatitude temperate waters (Jefferson et
al., 2015). The sei whale is pelagic and
generally not found in coastal waters
(Jefferson et al., 2015). It is found in
deeper waters characteristic of the
continental shelf edge region (Hain et
al., 1985) and in other regions of steep
bathymetric relief such as seamounts
and canyons (Kenney and Winn 1987;
Gregr and Trites 2001). On feeding
grounds, sei whales associate with
oceanic frontal systems (Horwood 1987)
such as the cold eastern currents in the
North Pacific (Perry et al., 1999a). Sei
whales migrate from temperate zones
occupied in winter to higher latitudes in
the summer, where most feeding takes
place (Gambell 1985a). During summer
in the North Pacific, the sei whale can
be found from the Bering Sea to the Gulf
of Alaska and down to southern
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California, as well as in the western
Pacific from Japan to Korea. Its winter
distribution is concentrated at ∼20° N
(Rice 1998).
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Fin Whale
The fin whale is widely distributed in
all the world’s oceans (Gambell 1985b),
but typically occurs in temperate and
polar regions from 20–70° north and
south of the Equator (Perry et al.,
1999b). Northern and southern fin
whale populations are distinct and are
sometimes recognized as different
subspecies (Aguilar 2009). Fin whales
occur in coastal, shelf, and oceanic
waters. Sergeant (1977) suggested that
fin whales tend to follow steep slope
contours, either because they detect
them readily or because biological
productivity is high along steep
contours because of tidal mixing and
perhaps current mixing. Stafford et al.,
(2009) noted that sea-surface
temperature is a good predictor variable
for fin whale call detections in the
North Pacific.
Fin whales appear to have complex
seasonal movements and are seasonal
migrants; they mate and calve in
temperate waters during the winter and
migrate to feed at northern latitudes
during the summer (Gambell 1985b).
The North Pacific population summers
from the Chukchi Sea to California and
winters from California southwards
(Gambell 1985b). Aggregations of fin
whales are found year-round off
southern and central California (Dohl et
al., 1980, 1983; Forney et al., 1995;
Barlow 1997) and in the summer off
Oregon (Green et al., 1992; Edwards et
al., 2015). Vocalizations from fin whales
have also been detected year-round off
northern California, Oregon, and
Washington (Moore et al., 1998, 2006;
Watkins et al., 2000a, b; Stafford et al.,
2007, 2009; Edwards et al., 2015).
Blue Whale
The blue whale has a cosmopolitan
distribution and tends to be pelagic,
only coming nearshore to feed and
possibly to breed (Jefferson et al., 2015).
Although it has been suggested that
there are at least five subpopulations of
blue whales in the North Pacific (NMFS
1998), analysis of blue whale calls
monitored from the U.S. Navy Sound
Surveillance System (SOSUS) and other
offshore hydrophones (see Stafford et
al., 1999, 2001, 2007; Watkins et al.,
2000a; Stafford 2003) suggests that there
are two separate populations: One in the
eastern and one in the western North
Pacific (Sears and Perrin 2009). Broadscale acoustic monitoring indicates that
blue whales occurring in the northeast
Pacific during summer and fall may
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winter in the eastern tropical Pacific
(Stafford et al., 1999, 2001).
The distribution of the species, at
least during times of the year when
feeding is a major activity, occurs in
areas that provide large seasonal
concentrations of euphausiids (Yochem
and Leatherwood 1985). The eastern
North Pacific stock feeds in California
waters from June–November
(Calambokidis et al., 1990; Mate et al.,
1999). There are nine BIAs for feeding
blue whales off the coast of California
(Calambokidis et al., 2015), and core
areas have also been identified there
(Irvine et al., 2014). Blue whales have
been detected acoustically off Oregon
(McDonald et al., 1995; Stafford et al.,
1998; Von Saunder and Barlow 1999),
but sightings are uncommon (Carretta et
al., 2018). Densities along the U.S. West
Coast, including Oregon, were predicted
to be highest in shelf waters, with lower
densities in deeper offshore areas
(Becker et al., 2012; Calambokidis et al.,
2015). Buchanan et al., (2001)
considered blue whales to be rare off
Oregon and Washington. However,
based on the absolute dynamic
topography of the region, blue whales
could occur in relatively high densities
off Oregon during July–December (Pardo
et al., 2015).
Sperm Whale
The sperm whale is the largest of the
toothed whales, with an extensive
worldwide distribution (Rice 1989).
Sperm whale distribution is linked to
social structure: Mixed groups of adult
females and juvenile animals of both
sexes generally occur in tropical and
subtropical waters, whereas adult males
are commonly found alone or in samesex aggregations, often occurring in
higher latitudes outside the breeding
season (Best 1979; Watkins and Moore
1982; Arnbom and Whitehead 1989;
Whitehead and Waters 1990). Males can
migrate north in the summer to feed in
the Gulf of Alaska, Bering Sea, and
waters around the Aleutian Islands
(Kasuya and Miyashita 1988). Mature
male sperm whales migrate to warmer
waters to breed when they are in their
late twenties (Best 1979).
Sperm whales generally are
distributed over large areas that have
high secondary productivity and steep
underwater topography, in waters at
least 1000 m deep (Jaquet and
Whitehead 1996; Whitehead 2009).
They are often found far from shore, but
can be found closer to oceanic islands
that rise steeply from deep ocean waters
(Whitehead 2009). Adult males can
occur in water depths <100 m and as
shallow as 40 m (Whitehead et al. 1992;
Scott and Sadove 1997). They can dive
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26945
as deep as ∼2 km and possibly deeper
on rare occasions for periods of over 1
h; however, most of their foraging
occurs at depths of ∼300–800 m for 30–
45 min (Whitehead 2003).
Sperm whales are distributed widely
across the North Pacific (Rice 1989). Off
California, they occur year-round (Dohl
et al., 1983; Barlow 1995; Forney et al.,
1995), with peak abundance from April
to mid-June and from August to midNovember (Rice 1974). Off Oregon,
sperm whales are seen in every season
except winter (Green et al., 1992).
Oleson et al. (2009) noted a significant
diel pattern in the occurrence of sperm
whale clicks at offshore and inshore
monitoring locations off Washington,
whereby clicks were more commonly
heard during the day at the offshore site
and were more common at night at the
inshore location, suggesting possible
diel movements up and down the slope
in search of prey. Sperm whale acoustic
detections were also reported at the
inshore site from June through January
2009, with an absence of calls during
February to May (Sˆirovic´ et al., 2012). In
addition, sperm whales were sighted
during surveys off Washington in June
2011 and off Oregon in October 2011
(Adams et al., 2014).
Pygmy and Dwarf Sperm Whales
The pygmy and dwarf sperm whales
are distributed widely throughout
tropical and temperate seas, but their
precise distributions are unknown as
most information on these species
comes from strandings (McAlpine
2009). They are difficult to sight at sea,
perhaps because of their avoidance
reactions to ships and behavior changes
in relation to survey aircraft (Wu¨rsig et
al., 1998). The two species are difficult
to distinguish from one another when
sighted (McAlpine 2009).
Both Kogia species are sighted
primarily along the continental shelf
edge and slope and over deeper waters
off the shelf (Hansen et al., 1994; Davis
et al., 1998). Several studies have
suggested that pygmy sperm whales live
mostly beyond the continental shelf
edge, whereas dwarf sperm whales tend
to occur closer to shore, often over the
continental shelf (Rice 1998; Wang et
al., 2002; MacLeod et al., 2004). Barros
et al., (1998), on the other hand,
suggested that dwarf sperm whales
could be more pelagic and dive deeper
than pygmy sperm whales. It has also
been suggested that the pygmy sperm
whale is more temperate and the dwarf
sperm whale more tropical, based at
least partially on live sightings at sea
from a large database from the eastern
tropical Pacific (Wade and Gerrodette
1993). This idea is also supported by the
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distribution of strandings in South
American waters (Mun˜oz-Hincapie´ et
al., 1998).
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Cuvier’s Beaked Whale
Cuvier’s beaked whale is probably the
most widespread of the beaked whales,
although it is not found in polar waters
(Heyning 1989). Cuvier’s beaked whale
appears to prefer steep continental slope
waters (Jefferson et al., 2015) and is
most common in water depths >1,000 m
(Heyning 1989). It is mostly known from
strandings and strands more commonly
than any other beaked whale (Heyning
1989). Its inconspicuous blows, deepdiving behavior, and tendency to avoid
vessels all help to explain the infrequent
sightings (Barlow and Gisiner 2006).
The population in the California Current
Large Marine Ecosystem seems to be
declining (Moore and Barlow 2013).
MacLeod et al., (2006) reported
numerous sightings and strandings
along the Pacific coast of the U.S.
Cuvier’s beaked whale is the most
common beaked whale off the U.S. West
Coast (Barlow 2010), and it is the
beaked whale species that has stranded
most frequently on the coasts of Oregon
and Washington. From 1942–2010, there
were 23 reported Cuvier’s beaked whale
strandings in Oregon and Washington
(Moore and Barlow 2013). Most (75
percent) Cuvier’s beaked whale
strandings reported occurred in Oregon
(Norman et al., 2004).
Blainville’s Beaked Whale
Blainville’s beaked whale is found in
tropical and warm temperate waters of
all oceans (Pitman 2009). It has the
widest distribution throughout the
world of all mesoplodont species and
appears to be relatively common
(Pitman 2009). Like other beaked
whales, Blainville’s beaked whale is
generally found in waters 200–1400 m
deep (Gannier 2000; Jefferson et al.,
2015). Occasional occurrences in cooler,
higher-latitude waters are presumably
related to warm-water incursions
(Reeves et al., 2002). MacLeod et al.,
(2006) reported stranding and sighting
records in the eastern Pacific ranging
from 37.3° N to 41.5° S. However, none
of the 36 beaked whale stranding
records in Oregon and Washington
during 1930–2002 included Blainville’s
beaked whale (Norman et al., 2004).
One Blainville’s beaked whale was
found stranded (dead) on the
Washington coast in November 2016
(COASST 2016).
Stejneger’s Beaked Whale
Stejneger’s beaked whale occurs in
subarctic and cool temperate waters of
the North Pacific Ocean (Mead 1989). In
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the eastern North Pacific Ocean, it is
distributed from Alaska to southern
California (Mead et al., 1982; Mead
1989). Most stranding records are from
Alaskan waters, and the Aleutian
Islands appear to be its center of
distribution (MacLeod et al., 2006).
After Cuvier’s beaked whale, Stejneger’s
beaked whale was the second most
commonly stranded beaked whale
species in Oregon and Washington
(Norman et al., 2004).
Hubb’s Beaked Whale
Hubbs’ beaked whale occurs in
temperate waters of the North Pacific
(Mead 1989). Its distribution appears to
be correlated with the deep subarctic
current (Mead et al., 1982). Numerous
stranding records have been reported for
the U.S. West Coast (MacLeod et al.,
2006). Most of the records are from
California, but it has been sighted as far
north as Prince Rupert, British
Columbia (Mead 1989). Two strandings
are known from Washington/Oregon
(Norman et al., 2004). Hubbs’ beaked
whales are often killed in drift gillnets
off California (Reeves et al., 2002).
There are no sightings of Hubbs’
beaked whales near the proposed survey
area in the OBIS database (OBIS 2018).
There is one sighting of an unidentified
species of Mesoplodont whale near the
survey area in the OBIS database that
was made in July 1996 during the
SWFSC ORCAWALE Marine Mammal
Survey (OBIS 2018). During the 2016
SWFSC PASCAL study using drifting
acoustic recorders, detections were
made of beaked whale sounds presumed
to be from Hubbs’ beaked whales near
the proposed survey area during August
(Griffiths et al., submitted manuscript
cited in Keating et al., 2018). In
addition, at least two sightings just to
the south of the proposed survey area
were reported in Carretta et al., (2018).
This species seems to be less common
in the proposed survey area than some
of the other beaked whales.
Baird’s Beaked Whale
Baird’s beaked whale has a fairly
extensive range across the North Pacific,
with concentrations occurring in the Sea
of Okhotsk and Bering Sea (Rice 1998;
Kasuya 2009). In the eastern Pacific,
Baird’s beaked whale is reported to
occur as far south as San Clemente
Island, California (Rice 1998; Kasuya
2009). Baird’s beaked whales that occur
off the U.S. west coast are of the gray
form, unlike some Berardius individuals
that are found in Alaska and Japan,
which are of the black form and thus
could be a new species (Morin et al.,
2017).
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Bottlenose Dolphin
The bottlenose dolphin is distributed
worldwide in coastal and shelf waters of
tropical and temperate oceans (Jefferson
et al., 2015). There are two distinct
bottlenose dolphin types: A shallow
water type, mainly found in coastal
waters, and a deep water type, mainly
found in oceanic waters (Duffield et al.,
1983; Hoelzel et al., 1998; Walker et al.,
1999). Coastal common bottlenose
dolphins exhibit a range of movement
patterns including seasonal migration,
year-round residency, and a
combination of long-range movements
and repeated local residency (Wells and
Scott 2009).
Short-Beaked Common Dolphin
The short-beaked common dolphin is
found in tropical and warm temperate
oceans around the world (Perrin 2009).
It ranges as far south as 40° S in the
Pacific Ocean, is common in coastal
waters 200–300 m deep and is also
associated with prominent underwater
topography, such as seamounts (Evans
1994). Short-beaked common dolphins
have been sighted as far as 550 km from
shore (Barlow et al., 1997).
The distribution of short-beaked
common dolphins along the U.S. West
Coast is variable and likely related to
oceanographic changes (Heyning and
Perrin 1994; Forney and Barlow 1998).
It is the most abundant cetacean off
California; some sightings have been
made off Oregon, in offshore waters
(Carretta et al., 2017). During surveys off
the west coast in 2014 and 2017,
sightings were made as far north as 44°
N (Barlow 2016; SIO n.d.). Based on the
absolute dynamic topography of the
region, short-beaked common dolphins
could occur in relatively high densities
off Oregon during July–December (Pardo
et al., 2015). In contrast, habitat
modeling predicted moderate densities
of common dolphins off the Columbia
River mouth during summer, with lower
densities off southern Oregon (Becker et
al., 2014).
Striped Dolphin
The striped dolphin has a
cosmopolitan distribution in tropical to
warm temperate waters (Perrin et al.,
1994) and is generally seen south of 43°
N (Archer 2009). However, in the
eastern North Pacific, its distribution
extends as far north as Washington
(Jefferson et al., 2015). The striped
dolphin is typically found in waters
outside the continental shelf and is
often associated with convergence zones
and areas of upwelling (Archer 2009).
However, it has also been observed
approaching shore where there is deep
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water close to the coast (Jefferson et al.,
2015).
Pacific White-Sided Dolphin
The Pacific white-sided dolphin is
found in cool temperate waters of the
North Pacific from the southern Gulf of
California to Alaska. Across the North
Pacific, it appears to have a relatively
narrow distribution between 38° N and
47° N (Brownell et al., 1999). In the
eastern North Pacific Ocean, including
waters off Oregon, the Pacific whitesided dolphin is one of the most
common cetacean species, occurring
primarily in shelf and slope waters
(Green et al., 1993; Barlow 2003, 2010).
It is known to occur close to shore in
certain regions, including (seasonally)
southern California (Brownell et al.,
1999).
Results of aerial and shipboard
surveys strongly suggest seasonal north–
south movements of the species
between California and Oregon/
Washington; the movements apparently
are related to oceanographic influences,
particularly water temperature (Green et
al., 1993; Forney and Barlow 1998;
Buchanan et al., 2001). During winter,
this species is most abundant in
California slope and offshore areas; as
northern waters begin to warm in the
spring, it appears to move north to slope
and offshore waters off Oregon/
Washington (Green et al., 1992, 1993;
Forney 1994; Forney et al., 1995;
Buchanan et al., 2001; Barlow 2003).
The highest encounter rates off Oregon
and Washington have been reported
during March–May in slope and
offshore waters (Green et al., 1992).
Similarly, Becker et al., (2014) predicted
relatively high densities off southern
Oregon in shelf and slope waters.
Based on year-round aerial surveys off
Oregon/Washington, the Pacific whitesided dolphin was the most abundant
cetacean species, with nearly all (97
percent) sightings occurring in May
(Green et al., 1992, 1993). Barlow (2003)
also found that the Pacific white-sided
dolphin was one of the most abundant
marine mammal species off Oregon/
Washington during 1996 and 2001 ship
surveys, and it was the second most
abundant species reported during 2008
surveys (Barlow 2010). Adams et al.,
(2014) reported numerous offshore
sightings off Oregon during summer,
fall, and winter surveys in 2011 and
2012. Based on surveys conducted
during 2014, the abundance was
estimated at 20,711 for Oregon/
Washington (Barlow 2016).
Northern Right Whale Dolphin
The northern right whale dolphin is
found in cool temperate and sub-arctic
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waters of the North Pacific, from the
Gulf of Alaska to near northern Baja
California, ranging from 30° N to 50° N
(Reeves et al., 2002). In the eastern
North Pacific Ocean, including waters
off Oregon, the northern right whale
dolphin is one of the most common
marine mammal species, occurring
primarily in shelf and slope waters ∼100
to >2,000 m deep (Green et al., 1993;
Barlow 2003). The northern right whale
dolphin comes closer to shore where
there is deep water, such as over
submarine canyons (Reeves et al., 2002).
Aerial and shipboard surveys suggest
seasonal inshore–offshore and north–
south movements in the eastern North
Pacific Ocean between California and
Oregon/Washington; the movements are
believed to be related to oceanographic
influences, particularly water
temperature and presumably prey
distribution and availability (Green et
al., 1993; Forney and Barlow 1998;
Buchanan et al., 2001). Green et al.,
(1992, 1993) found that northern right
whale dolphins were most abundant off
Oregon/Washington during fall, less
abundant during spring and summer,
and absent during winter, when this
species presumably moves south to
warmer California waters (Green et al.,
1992, 1993; Forney 1994; Forney et al.,
1995; Buchanan et al., 2001; Barlow
2003). Considerable interannual
variations in abundance also have been
found.
Becker et al., (2014) predicted
relatively high densities off southern
Oregon, and moderate densities off
northern Oregon and Washington. Based
on year-round aerial surveys off Oregon/
Washington, the northern right whale
dolphin was the third most abundant
cetacean species, concentrated in slope
waters but also occurring in water out
to ∼550 km offshore (Green et al., 1992,
1993). Barlow (2003, 2010) also found
that the northern right whale dolphin
was one of the most abundant marine
mammal species off Oregon/Washington
during 1996, 2001, 2005, and 2008 ship
surveys. Offshore sightings were made
in the waters of Oregon during summer,
fall, and winter surveys in 2011 and
2012 (Adams et al., 2014).
Risso’s Dolphin
Risso’s dolphin is distributed
worldwide in temperate and tropical
oceans (Baird 2009), although it shows
a preference for mid-temperate waters of
the shelf and slope between 30° and 45°
(Jefferson et al., 2014). Although it is
known to occur in coastal and oceanic
habitats (Jefferson et al., 2014), it
appears to prefer steep sections of the
continental shelf, 400–1,000 m deep
(Baird 2009), and is known to frequent
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26947
seamounts and escarpments (Kruse et
al., 1999). Off the U.S. West Coast,
Risso’s dolphin is believed to make
seasonal north-south movements related
to water temperature, spending colder
winter months off California and
moving north to waters off Oregon/
Washington during the spring and
summer as northern waters begin to
warm (Green et al., 1992, 1993;
Buchanan et al., 2001; Barlow 2003;
Becker 2007).
The distribution and abundance of
Risso’s dolphins are highly variable
from California to Washington,
presumably in response to changing
oceanographic conditions on both
annual and seasonal time scales (Forney
and Barlow 1998; Buchanan et al.,
2001). The highest densities were
predicted along the coasts of
Washington, Oregon, and central and
southern California (Becker et al., 2012).
Off Oregon and Washington, Risso’s
dolphins are most abundant over
continental slope and shelf waters
during spring and summer, less so
during fall, and rare during winter
(Green et al., 1992, 1993). Green et al.,
(1992, 1993) reported most Risso’s
dolphin groups off Oregon between ∼45
and 47° N. Several sightings were made
off southern Oregon during surveys in
1991–2014 (Carretta et al., 2017).
Sightings during ship surveys in
summer/fall 2008 were mostly between
∼30 and 38° N; none were reported in
Oregon/Washington (Barlow 2010).
Based on 2014 survey data, the
abundance for Oregon/Washington was
estimated at 430 (Barlow 2016).
False Killer Whale
The false killer whale is found in all
tropical and warmer temperate oceans,
especially in deep, offshore waters
(Odell and McClune 1999). However, it
is also known to occur in nearshore
areas (e.g., Stacey and Baird 1991). In
the eastern North Pacific, it has been
reported only rarely north of Baja
California (Leatherwood et al., 1982,
1987; Mangels and Gerrodette 1994);
however, the waters off the U.S. West
Coast all the way north to Alaska are
considered part of its secondary range
(Jefferson et al., 2015). Its occurrence in
Washington/Oregon is associated with
warm-water incursions (Buchanan et al.,
2001). One pod of false killer whales
occurred in Puget Sound for several
months during the 1990s (USN 2015).
Two were reported stranded along the
Washington coast during 1930–2002,
both in El Nin˜o years (Norman et al.,
2004). One sighting was made off
southern California during 2014 (Barlow
2016).
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Killer Whale
The killer whale is cosmopolitan and
globally fairly abundant; it has been
observed in all oceans of the world
(Ford 2009). It is very common in
temperate waters and also frequents
tropical waters, at least seasonally
(Heyning and Dahlheim 1988).
Currently, there are eight killer whale
stocks recognized in the U.S. Pacific: (1)
Alaska Residents, occurring from
southeast Alaska to the Aleutians and
Bering Sea; (2) Northern Residents, from
BC through parts of southeast Alaska;
(3) Southern Residents, mainly in
inland waters of Washington State and
southern BC; (4) Gulf of Alaska,
Aleutians, and Bering Sea Transients,
from Prince William Sound (PWS)
through to the Aleutians and Bering Sea;
(5) AT1 Transients, from PWS through
the Kenai Fjords; (6) West Coast
Transients, from California through
southeast Alaska; (7) Offshore, from
California through Alaska; and (8)
Hawaiian (Carretta et al., 2018).
Individuals from the Offshore and West
Coast Transient stocks could be
encountered in the proposed project
area.
Green et al. (1992) noted that most
groups seen during their surveys off
Oregon and Washington were likely
transients; during those surveys, killer
whales were sighted only in shelf
waters. Killer whales were sighted off
Washington in July and September 2012
(Adams et al., 2014). Two of 17 killer
whales that stranded in Oregon were
confirmed as transient (Stevens et al.,
1989 in Norman et al., 2004).
Short-Finned Pilot Whale
The short-finned pilot whale is found
in tropical, subtropical, and warm
temperate waters (Olson 2009); it is seen
as far south as ∼40° S and as far north
as ∼50° N (Jefferson et al., 2015). Pilot
whales are generally nomadic, but may
be resident in certain locations,
including California and Hawaii (Olson
2009). Short-finned pilot whales were
common off southern California (Dohl et
al., 1980) until an El Nin˜o event
occurred in 1982–1983 (Carretta et al.,
2017).
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Dall’s Porpoise
Dall’s porpoise is found in temperate
to subantarctic waters of the North
Pacific and adjacent seas (Jefferson et
al., 2015). It is widely distributed across
the North Pacific over the continental
shelf and slope waters, and over deep (≤
2,500 m) oceanic waters (Hall 1979). It
is probably the most abundant small
cetacean in the North Pacific Ocean, and
its abundance changes seasonally, likely
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in relation to water temperature (Becker
2007).
Off Oregon and Washington, Dall’s
porpoise is widely distributed over shelf
and slope waters, with concentrations
near shelf edges, but is also commonly
sighted in pelagic offshore waters
(Morejohn 1979; Green et al., 1992;
Becker et al., 2014; Carretta et al., 2018).
Combined results of various surveys out
to ∼550 km offshore indicate that the
distribution and abundance of Dall’s
porpoise varies between seasons and
years. North–south movements are
believed to occur between Oregon/
Washington and California in response
to changing oceanographic conditions,
particularly temperature and
distribution and abundance of prey
(Green et al., 1992, 1993; Mangels and
Gerrodette 1994; Barlow 1995; Forney
and Barlow 1998; Buchanan et al.,
2001). Becker et al., (2014) predicted
high densities off southern Oregon
throughout the year, with moderate
densities to the north. According to
predictive density distribution maps,
the highest densities off southern
Washington and Oregon occur along the
500-m isobath (Menza et al., 2016).
Encounter rates reported by Green et
al., (1992) during aerial surveys off
Oregon/Washington were highest in fall,
lowest during winter, and intermediate
during spring and summer. Encounter
rates during the summer were similarly
high in slope and shelf waters, and
somewhat lower in offshore waters
(Green et al., 1992). Dall’s porpoise was
the most abundant species sighted off
Oregon/Washington during 1996, 2001,
2005, and 2008 ship surveys up to ∼550
km from shore (Barlow 2003, 2010).
Northern Fur Seal
The northern fur seal is endemic to
the North Pacific Ocean and occurs from
southern California to the Bering Sea,
Sea of Okhotsk, and Sea of Japan
(Jefferson et al., 2015). The worldwide
population of northern fur seals has
declined substantially from 1.8 million
animals in the 1950s (Muto et al., 2018).
They were subjected to large-scale
harvests on the Pribilof Islands to
supply a lucrative fur trade. Two stocks
are recognized in U.S. waters: The
Eastern North Pacific and the California
stocks. The Eastern Pacific stock ranges
from southern California during winter
to the Pribilof Islands and Bogoslof
Island in the Bering Sea during summer
(Carretta et al., 2018; Muto et al., 2018).
Abundance of the Eastern Pacific Stock
has been decreasing at the Pribilof
Islands since the 1940s and increasing
on Bogoslof Island.
Most northern fur seals are highly
migratory. During the breeding season,
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most of the world’s population of
northern fur seals occurs on the Pribilof
and Bogoslof islands (NMFS 2007). The
main breeding season is in July (Gentry
2009). Adult males usually occur
onshore from May to August, though
some may be present until November;
females are usually found ashore from
June to November (Muto et al., 2018).
Nearly all fur seals from the Pribilof
Island rookeries are foraging at sea from
fall through late spring. In November,
females and pups leave the Pribilof
Islands and migrate through the Gulf of
Alaska to feeding areas primarily off the
coasts of BC, Washington, Oregon, and
California before migrating north again
to the rookeries in spring (Ream et al.,
2005; Pelland et al., 2014). Immature
seals can remain in southern foraging
areas year-round until they are old
enough to mate (NMFS 2007). Adult
males migrate only as far south as the
Gulf of Alaska or to the west off the
Kuril Islands (Kajimura 1984). Pups
from the California stock also migrate to
Washington, Oregon, and northern
California after weaning (Lea et al.,
2009).
The northern fur seals spends ∼90
percent of its time at sea, typically in
areas of upwelling along the continental
slopes and over seamounts (Gentry
1981). The remainder of its life is spent
on or near rookery islands or haulouts.
While at sea, northern fur seals usually
occur singly or in pairs, although larger
groups can form in waters rich with
prey (Antonelis and Fiscus 1980; Gentry
1981). Northern fur seals dive to
relatively shallow depths to feed: 100–
200 m for females, and <400 m for males
(Gentry 2009). Tagged adult female fur
seals were shown to remain within 200
km of the shelf break (Pelland et al.,
2014).
Bonnell et al. (1992) noted the
presence of northern fur seals yearround off Oregon/Washington, with the
greatest numbers (87 percent) occurring
in January–May. Northern fur seals were
seen as far out from the coast as 185 km,
and numbers increased with distance
from land; they were 5–6 times more
abundant in offshore waters than over
the shelf or slope (Bonnell et al., 1992).
The highest densities were seen in the
Columbia River plume (∼46° N) and in
deep offshore waters (>2,000 m) off
central and southern Oregon (Bonnell et
al., 1992). The waters off Washington
are a known foraging area for adult
females, and concentrations of fur seals
were also reported to occur near Cape
Blanco, Oregon, at ∼42.8° N (Pelland et
al., 2014). Tagged adult fur seals were
tracked from the Pribilof Islands to the
waters off Washington/Oregon/
California, with recorded movement
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throughout the proposed project area
(Pelland et al., 2014).
Guadalupe Fur Seal
Guadalupe fur seals were once
plentiful on the California coast, ranging
from the Gulf of the Farallones near San
Francisco, to the Revillagigedo Islands,
Mexico (Aurioles-Gamboa et al., 1999),
but they were over-harvested in the 19th
century to near extinction. After being
protected, the population grew slowly;
mature individuals of the species were
observed occasionally in the Southern
California Bight starting in the 1960s
(Stewart et al., 1993), and, in 1997, a
female and pup were observed on San
Miguel Island (Melin & DeLong, 1999).
Since then, a small group has persisted
in that area (Aurioles-Gamboa et al.,
2010).
The distribution of Guadalupe fur
seals and occurrence in the survey area
is dependent on life stage and season.
During the breeding season, June
through August, adult males are
expected to be on shore on Guadalupe
Island and at smaller rookeries in the
San Benito archipelago (Carretta et al.,
2017b; Norris, 2017b). No satellite
telemetry data are available for adult
males; however, following the breeding
season most adult males are expected to
move north of breeding grounds to
forage.
From 2015 through 2017, 26 stranded
and rehabilitated fur seals between the
ages of 11 and 15 months were released
with satellite tags in central California.
These animals frequently migrated
north of Point Cabrillo and several
moved into waters as far north as British
Columbia, Canada. However, it is
unclear if the migratory patterns of
rehabilitated and released fur seals are
representative of the free-ranging
population migrating north from
Guadalupe Island. For example, the
rehabilitated fur seals remained closer
to shore than the free-ranging fur seals
as they migrated north (Norris, 2017b).
The satellite telemetry data indicate
that Guadalupe fur seals more than two
years old are likely uncommon in the
survey area, but a majority of fur seals
under two years old may migrate into
the survey area and may be present
throughout the year (Norris, 2017b).
Lambourn et al. (2012) described an
unusual mortality event during which
29 Guadalupe fur seals were reported
stranded throughout the Pacific
Northwest from 2007 to 2009. The
strandings involved one live adult
female and 28 dead yearlings of both
sexes. The stranding data support the
more recent telemetry data indicating
that fur seals less than 2 years of age are
more likely to occur in the survey area
than older fur seals.
Northern Elephant Seal
The northern elephant seal breeds in
California and Baja California, primarily
on offshore islands, from Cedros off the
west coast of Baja California, north to
the Farallons in Central California
(Stewart et al., 1994). Pupping has also
been observed at Shell Island (∼43.3° N)
off southern Oregon, suggesting a range
expansion (Bonnell et al., 1992; Hodder
et al., 1998).
Adult elephant seals engage in two
long northward migrations per year, one
following the breeding season, and
another following the annual molt
(Stewart and DeLong 1995). Between the
two foraging periods, they return to land
to molt, with females returning earlier
than males (March–April vs. July–
August). After the molt, adults then
return to their northern feeding areas
until the next winter breeding season.
Breeding occurs from December to
March (Stewart and Huber 1993).
Females arrive in late December or
January and give birth within ∼1 week
of their arrival. Pups are weaned after
just 27 days and are abandoned by their
mothers. Juvenile elephant seals
typically leave the rookeries in April or
May and head north, traveling an
average of 900–1,000 km. Hindell (2009)
noted that traveling likely takes place at
depths >200 m. Most elephant seals
return to their natal rookeries when they
start breeding (Huber et al., 1991).
When not at their breeding rookeries,
adults feed at sea far from the rookeries.
Males may feed as far north as the
eastern Aleutian Islands and the Gulf of
Alaska, whereas females feed south of
45° N (Le Boeuf et al., 1993; Stewart and
Huber 1993). Adult male elephant seals
migrate north via the California current
to the Gulf of Alaska during foraging
trips, and could potentially be passing
through the area off Washington in May
26949
and August (migrating to and from
molting periods) and November and
February (migrating to and from
breeding periods), but likely their
presence there is transient and shortlived. Adult females and juveniles
forage in the California current off
California to BC (Le Boeuf et al. 1986,
1993, 2000). Bonnell et al., (1992)
reported that northern elephant seals
were distributed equally in shelf, slope,
and offshore waters during surveys
conducted off Oregon and Washington,
as far as 150 km from shore, in waters
>2,000 m deep. Telemetry data indicate
that they range much farther offshore
than that (Stewart and DeLong 1995).
Marine Mammal Hearing
Hearing is the most important sensory
modality for marine mammals
underwater, and exposure to
anthropogenic sound can have
deleterious effects. To appropriately
assess the potential effects of exposure
to sound, it is necessary to understand
the frequency ranges marine mammals
are able to hear. Current data indicate
that not all marine mammal species
have equal hearing capabilities (e.g.,
Richardson et al., 1995; Wartzok and
Ketten, 1999; Au and Hastings, 2008).
To reflect this, Southall et al. (2007)
recommended that marine mammals be
divided into functional hearing groups
based on directly measured or estimated
hearing ranges on the basis of available
behavioral response data, audiograms
derived using auditory evoked potential
techniques, anatomical modeling, and
other data. Note that no direct
measurements of hearing ability have
been successfully completed for
mysticetes (i.e., low-frequency
cetaceans). Subsequently, NMFS (2018)
described generalized hearing ranges for
these marine mammal hearing groups.
Generalized hearing ranges were chosen
based on the approximately 65 decibel
(dB) threshold from the normalized
composite audiograms, with the
exception for lower limits for lowfrequency cetaceans where the lower
bound was deemed to be biologically
implausible and the lower bound from
Southall et al. (2007) retained. Marine
mammal hearing groups and their
associated hearing ranges are provided
in Table 2.
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TABLE 2—MARINE MAMMAL HEARING GROUPS
[NMFS, 2018]
Hearing group
Generalized hearing range *
Low-frequency (LF) cetaceans (baleen whales) ..................................................................................................
Mid-frequency (MF) cetaceans (dolphins, toothed whales, beaked whales, bottlenose whales) ........................
High-frequency (HF) cetaceans (true porpoises, Kogia, river dolphins, cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
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7 Hz to 35 kHz.
150 Hz to 160 kHz.
275 Hz to 160 kHz.
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TABLE 2—MARINE MAMMAL HEARING GROUPS—Continued
[NMFS, 2018]
Hearing group
Generalized hearing range *
Phocid pinnipeds (PW) (underwater) (true seals) ................................................................................................
Otariid pinnipeds (OW) (underwater) (sea lions and fur seals) ...........................................................................
50 Hz to 86 kHz.
60 Hz to 39 kHz.
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the group), where individual species’
hearing ranges are typically not as broad. Generalized hearing range chosen based on ∼65 dB threshold from normalized composite audiogram,
with the exception for lower limits for LF cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped functional hearing
group was modified from Southall et al.
(2007) on the basis of data indicating
that phocid species have consistently
demonstrated an extended frequency
range of hearing compared to otariids,
especially in the higher frequency range
(Hemila¨ et al., 2006; Kastelein et al.,
2009; Reichmuth and Holt, 2013).
For more detail concerning these
groups and associated frequency ranges,
please see NMFS (2018) for a review of
available information. 26 marine
mammal species (23 cetacean and three
pinniped (two otariid and one phocid)
species) have the reasonable potential to
co-occur with the proposed survey
activities. Please refer to Table 1. Of the
cetacean species that may be present,
five are classified as low-frequency
cetaceans (i.e., all mysticete species), 15
are classified as mid-frequency
cetaceans (i.e., all delphinid and ziphiid
species and the sperm whale), and three
are classified as high-frequency
cetaceans (i.e., harbor porpoise and
Kogia spp.).
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
This section includes a summary and
discussion of the ways that components
of the specified activity may impact
marine mammals and their habitat. The
Estimated Take by Incidental
Harassment section later in this
document includes a quantitative
analysis of the number of individuals
that are expected to be taken by this
activity. The Negligible Impact Analysis
and Determination section considers the
content of this section, the Estimated
Take by Incidental Harassment section,
and the Proposed Mitigation section, to
draw conclusions regarding the likely
impacts of these activities on the
reproductive success or survivorship of
individuals and how those impacts on
individuals are likely to impact marine
mammal species or stocks.
Description of Active Acoustic Sound
Sources
This section contains a brief technical
background on sound, the
characteristics of certain sound types,
and on metrics used in this proposal
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inasmuch as the information is relevant
to the specified activity and to a
discussion of the potential effects of the
specified activity on marine mammals
found later in this document.
Sound travels in waves, the basic
components of which are frequency,
wavelength, velocity, and amplitude.
Frequency is the number of pressure
waves that pass by a reference point per
unit of time and is measured in hertz
(Hz) or cycles per second. Wavelength is
the distance between two peaks or
corresponding points of a sound wave
(length of one cycle). Higher frequency
sounds have shorter wavelengths than
lower frequency sounds, and typically
attenuate (decrease) more rapidly,
except in certain cases in shallower
water. Amplitude is the height of the
sound pressure wave or the ‘‘loudness’’
of a sound and is typically described
using the relative unit of the dB. A
sound pressure level (SPL) in dB is
described as the ratio between a
measured pressure and a reference
pressure (for underwater sound, this is
1 microPascal (mPa)) and is a
logarithmic unit that accounts for large
variations in amplitude; therefore, a
relatively small change in dB
corresponds to large changes in sound
pressure. The source level (SL)
represents the SPL referenced at a
distance of 1 m from the source
(referenced to 1 mPa) while the received
level is the SPL at the listener’s position
(referenced to 1 mPa).
Root mean square (rms) is the
quadratic mean sound pressure over the
duration of an impulse. Root mean
square is calculated by squaring all of
the sound amplitudes, averaging the
squares, and then taking the square root
of the average (Urick, 1983). Root mean
square accounts for both positive and
negative values; squaring the pressures
makes all values positive so that they
may be accounted for in the summation
of pressure levels (Hastings and Popper,
2005). This measurement is often used
in the context of discussing behavioral
effects, in part because behavioral
effects, which often result from auditory
cues, may be better expressed through
averaged units than by peak pressures.
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Sound exposure level (SEL;
represented as dB re 1 mPa2 - s)
represents the total energy contained
within a pulse and considers both
intensity and duration of exposure. Peak
sound pressure (also referred to as zeroto-peak sound pressure or 0-p) is the
maximum instantaneous sound pressure
measurable in the water at a specified
distance from the source and is
represented in the same units as the rms
sound pressure. Another common
metric is peak-to-peak sound pressure
(pk-pk), which is the algebraic
difference between the peak positive
and peak negative sound pressures.
Peak-to-peak pressure is typically
approximately 6 dB higher than peak
pressure (Southall et al., 2007).
When underwater objects vibrate or
activity occurs, sound-pressure waves
are created. These waves alternately
compress and decompress the water as
the sound wave travels. Underwater
sound waves radiate in a manner similar
to ripples on the surface of a pond and
may be either directed in a beam or
beams or may radiate in all directions
(omnidirectional sources), as is the case
for pulses produced by the airgun arrays
considered here. The compressions and
decompressions associated with sound
waves are detected as changes in
pressure by aquatic life and man-made
sound receptors such as hydrophones.
Even in the absence of sound from the
specified activity, the underwater
environment is typically loud due to
ambient sound. Ambient sound is
defined as environmental background
sound levels lacking a single source or
point (Richardson et al., 1995), and the
sound level of a region is defined by the
total acoustical energy being generated
by known and unknown sources. These
sources may include physical (e.g.,
wind and waves, earthquakes, ice,
atmospheric sound), biological (e.g.,
sounds produced by marine mammals,
fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging,
construction) sound. A number of
sources contribute to ambient sound,
including the following (Richardson et
al., 1995):
• Wind and waves: The complex
interactions between wind and water
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surface, including processes such as
breaking waves and wave-induced
bubble oscillations and cavitation, are a
main source of naturally occurring
ambient sound for frequencies between
200 Hz and 50 kHz (Mitson, 1995). In
general, ambient sound levels tend to
increase with increasing wind speed
and wave height. Surf sound becomes
important near shore, with
measurements collected at a distance of
8.5 km from shore showing an increase
of 10 dB in the 100 to 700 Hz band
during heavy surf conditions;
• Precipitation: Sound from rain and
hail impacting the water surface can
become an important component of total
sound at frequencies above 500 Hz, and
possibly down to 100 Hz during quiet
times;
• Biological: Marine mammals can
contribute significantly to ambient
sound levels, as can some fish and
snapping shrimp. The frequency band
for biological contributions is from
approximately 12 Hz to over 100 kHz;
and
• Anthropogenic: Sources of ambient
sound related to human activity include
transportation (surface vessels),
dredging and construction, oil and gas
drilling and production, seismic
surveys, sonar, explosions, and ocean
acoustic studies. Vessel noise typically
dominates the total ambient sound for
frequencies between 20 and 300 Hz. In
general, the frequencies of
anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels
are created, they attenuate rapidly.
Sound from identifiable anthropogenic
sources other than the activity of
interest (e.g., a passing vessel) is
sometimes termed background sound, as
opposed to ambient sound.
The sum of the various natural and
anthropogenic sound sources at any
given location and time—which
comprise ‘‘ambient’’ or ‘‘background’’
sound—depends not only on the source
levels (as determined by current
weather conditions and levels of
biological and human activity) but also
on the ability of sound to propagate
through the environment. In turn, sound
propagation is dependent on the
spatially and temporally varying
properties of the water column and sea
floor, and is frequency-dependent. As a
result of the dependence on a large
number of varying factors, ambient
sound levels can be expected to vary
widely over both coarse and fine spatial
and temporal scales. Sound levels at a
given frequency and location can vary
by 10–20 dB from day to day
(Richardson et al., 1995). The result is
that, depending on the source type and
its intensity, sound from a given activity
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may be a negligible addition to the local
environment or could form a distinctive
signal that may affect marine mammals.
Details of source types are described in
the following text.
Sounds are often considered to fall
into one of two general types: Pulsed
and non-pulsed (defined in the
following). The distinction between
these two sound types is important
because they have differing potential to
cause physical effects, particularly with
regard to hearing (e.g., Ward, 1997 in
Southall et al., 2007). Please see
Southall et al. (2007) for an in-depth
discussion of these concepts.
Pulsed sound sources (e.g., airguns,
explosions, gunshots, sonic booms,
impact pile driving) produce signals
that are brief (typically considered to be
less than one second), broadband, atonal
transients (ANSI, 1986, 2005; Harris,
1998; NIOSH, 1998; ISO, 2003) and
occur either as isolated events or
repeated in some succession. Pulsed
sounds are all characterized by a
relatively rapid rise from ambient
pressure to a maximal pressure value
followed by a rapid decay period that
may include a period of diminishing,
oscillating maximal and minimal
pressures, and generally have an
increased capacity to induce physical
injury as compared with sounds that
lack these features.
Non-pulsed sounds can be tonal,
narrowband, or broadband, brief or
prolonged, and may be either
continuous or non-continuous (ANSI,
1995; NIOSH, 1998). Some of these nonpulsed sounds can be transient signals
of short duration but without the
essential properties of pulses (e.g., rapid
rise time). Examples of non-pulsed
sounds include those produced by
vessels, aircraft, machinery operations
such as drilling or dredging, vibratory
pile driving, and active sonar systems
(such as those used by the U.S. Navy).
The duration of such sounds, as
received at a distance, can be greatly
extended in a highly reverberant
environment.
Airgun arrays produce pulsed signals
with energy in a frequency range from
about 10–2,000 Hz, with most energy
radiated at frequencies below 200 Hz.
The amplitude of the acoustic wave
emitted from the source is equal in all
directions (i.e., omnidirectional), but
airgun arrays do possess some
directionality due to different phase
delays between guns in different
directions. Airgun arrays are typically
tuned to maximize functionality for data
acquisition purposes, meaning that
sound transmitted in horizontal
directions and at higher frequencies is
minimized to the extent possible.
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26951
Acoustic Effects
Here, we discuss the effects of active
acoustic sources on marine mammals.
Potential Effects of Underwater
Sound—Please refer to the information
given previously (‘‘Description of Active
Acoustic Sources’’) regarding sound,
characteristics of sound types, and
metrics used in this document.
Anthropogenic sounds cover a broad
range of frequencies and sound levels
and can have a range of highly variable
impacts on marine life, from none or
minor to potentially severe responses,
depending on received levels, duration
of exposure, behavioral context, and
various other factors. The potential
effects of underwater sound from active
acoustic sources can potentially result
in one or more of the following:
Temporary or permanent hearing
impairment, non-auditory physical or
physiological effects, behavioral
disturbance, stress, and masking
(Richardson et al., 1995; Gordon et al.,
2004; Nowacek et al., 2007; Southall et
al., 2007; Go¨tz et al., 2009). The degree
of effect is intrinsically related to the
signal characteristics, received level,
distance from the source, and duration
of the sound exposure. In general,
sudden, high level sounds can cause
hearing loss, as can longer exposures to
lower level sounds. Temporary or
permanent loss of hearing will occur
almost exclusively for noise within an
animal’s hearing range. We first describe
specific manifestations of acoustic
effects before providing discussion
specific to the use of airgun arrays.
Richardson et al. (1995) described
zones of increasing intensity of effect
that might be expected to occur, in
relation to distance from a source and
assuming that the signal is within an
animal’s hearing range. First is the area
within which the acoustic signal would
be audible (potentially perceived) to the
animal, but not strong enough to elicit
any overt behavioral or physiological
response. The next zone corresponds
with the area where the signal is audible
to the animal and of sufficient intensity
to elicit behavioral or physiological
responsiveness. Third is a zone within
which, for signals of high intensity, the
received level is sufficient to potentially
cause discomfort or tissue damage to
auditory or other systems. Overlaying
these zones to a certain extent is the
area within which masking (i.e., when a
sound interferes with or masks the
ability of an animal to detect a signal of
interest that is above the absolute
hearing threshold) may occur; the
masking zone may be highly variable in
size.
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We describe the more severe effects of
certain non-auditory physical or
physiological effects only briefly as we
do not expect that use of airgun arrays
are reasonably likely to result in such
effects (see below for further
discussion). Potential effects from
impulsive sound sources can range in
severity from effects such as behavioral
disturbance or tactile perception to
physical discomfort, slight injury of the
internal organs and the auditory system,
or mortality (Yelverton et al., 1973).
Non-auditory physiological effects or
injuries that theoretically might occur in
marine mammals exposed to high level
underwater sound or as a secondary
effect of extreme behavioral reactions
(e.g., change in dive profile as a result
of an avoidance reaction) caused by
exposure to sound include neurological
effects, bubble formation, resonance
effects, and other types of organ or
tissue damage (Cox et al., 2006; Southall
et al., 2007; Zimmer and Tyack, 2007;
Tal et al., 2015). The survey activities
considered here do not involve the use
of devices such as explosives or midfrequency tactical sonar that are
associated with these types of effects.
Threshold Shift—Marine mammals
exposed to high-intensity sound, or to
lower-intensity sound for prolonged
periods, can experience hearing
threshold shift (TS), which is the loss of
hearing sensitivity at certain frequency
ranges (Finneran, 2015). TS can be
permanent (PTS), in which case the loss
of hearing sensitivity is not fully
recoverable, or temporary (TTS), in
which case the animal’s hearing
threshold would recover over time
(Southall et al., 2007). Repeated sound
exposure that leads to TTS could cause
PTS. In severe cases of PTS, there can
be total or partial deafness, while in
most cases the animal has an impaired
ability to hear sounds in specific
frequency ranges (Kryter, 1985).
When PTS occurs, there is physical
damage to the sound receptors in the ear
(i.e., tissue damage), whereas TTS
represents primarily tissue fatigue and
is reversible (Southall et al., 2007). In
addition, other investigators have
suggested that TTS is within the normal
bounds of physiological variability and
tolerance and does not represent
physical injury (e.g., Ward, 1997).
Therefore, NMFS does not consider TTS
to constitute auditory injury.
Relationships between TTS and PTS
thresholds have not been studied in
marine mammals, and there is no PTS
data for cetaceans but such relationships
are assumed to be similar to those in
humans and other terrestrial mammals.
PTS typically occurs at exposure levels
at least several dBs above (a 40-dB
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threshold shift approximates PTS onset;
e.g., Kryter et al., 1966; Miller, 1974)
that inducing mild TTS (a 6-dB
threshold shift approximates TTS onset;
e.g., Southall et al., 2007). Based on data
from terrestrial mammals, a
precautionary assumption is that the
PTS thresholds for impulse sounds
(such as airgun pulses as received close
to the source) are at least 6 dB higher
than the TTS threshold on a peakpressure basis and PTS cumulative
sound exposure level thresholds are 15
to 20 dB higher than TTS cumulative
sound exposure level thresholds
(Southall et al., 2007). Given the higher
level of sound or longer exposure
duration necessary to cause PTS as
compared with TTS, it is considerably
less likely that PTS could occur.
For mid-frequency cetaceans in
particular, potential protective
mechanisms may help limit onset of
TTS or prevent onset of PTS. Such
mechanisms include dampening of
hearing, auditory adaptation, or
behavioral amelioration (e.g., Nachtigall
and Supin, 2013; Miller et al., 2012;
Finneran et al., 2015; Popov et al.,
2016).
TTS is the mildest form of hearing
impairment that can occur during
exposure to sound (Kryter, 1985). While
experiencing TTS, the hearing threshold
rises, and a sound must be at a higher
level in order to be heard. In terrestrial
and marine mammals, TTS can last from
minutes or hours to days (in cases of
strong TTS). In many cases, hearing
sensitivity recovers rapidly after
exposure to the sound ends. Few data
on sound levels and durations necessary
to elicit mild TTS have been obtained
for marine mammals.
Marine mammal hearing plays a
critical role in communication with
conspecifics, and interpretation of
environmental cues for purposes such
as predator avoidance and prey capture.
Depending on the degree (elevation of
threshold in dB), duration (i.e., recovery
time), and frequency range of TTS, and
the context in which it is experienced,
TTS can have effects on marine
mammals ranging from discountable to
serious. For example, a marine mammal
may be able to readily compensate for
a brief, relatively small amount of TTS
in a non-critical frequency range that
occurs during a time where ambient
noise is lower and there are not as many
competing sounds present.
Alternatively, a larger amount and
longer duration of TTS sustained during
time when communication is critical for
successful mother/calf interactions
could have more serious impacts.
Finneran et al. (2015) measured
hearing thresholds in three captive
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bottlenose dolphins before and after
exposure to ten pulses produced by a
seismic airgun in order to study TTS
induced after exposure to multiple
pulses. Exposures began at relatively
low levels and gradually increased over
a period of several months, with the
highest exposures at peak SPLs from
196 to 210 dB and cumulative
(unweighted) SELs from 193–195 dB.
No substantial TTS was observed. In
addition, behavioral reactions were
observed that indicated that animals can
learn behaviors that effectively mitigate
noise exposures (although exposure
patterns must be learned, which is less
likely in wild animals than for the
captive animals considered in this
study). The authors note that the failure
to induce more significant auditory
effects likely due to the intermittent
nature of exposure, the relatively low
peak pressure produced by the acoustic
source, and the low-frequency energy in
airgun pulses as compared with the
frequency range of best sensitivity for
dolphins and other mid-frequency
cetaceans.
Currently, TTS data only exist for four
species of cetaceans (bottlenose
dolphin, beluga whale, harbor porpoise,
and Yangtze finless porpoise) exposed
to a limited number of sound sources
(i.e., mostly tones and octave-band
noise) in laboratory settings (Finneran,
2015). In general, harbor porpoises have
a lower TTS onset than other measured
cetacean species (Finneran, 2015).
Additionally, the existing marine
mammal TTS data come from a limited
number of individuals within these
species. There are no data available on
noise-induced hearing loss for
mysticetes.
Critical questions remain regarding
the rate of TTS growth and recovery
after exposure to intermittent noise and
the effects of single and multiple pulses.
Data at present are also insufficient to
construct generalized models for
recovery and determine the time
necessary to treat subsequent exposures
as independent events. More
information is needed on the
relationship between auditory evoked
potential and behavioral measures of
TTS for various stimuli. For summaries
of data on TTS in marine mammals or
for further discussion of TTS onset
thresholds, please see Southall et al.
(2007), Finneran and Jenkins (2012),
Finneran (2015), and NMFS (2016a).
Behavioral Effects—Behavioral
disturbance may include a variety of
effects, including subtle changes in
behavior (e.g., minor or brief avoidance
of an area or changes in vocalizations),
more conspicuous changes in similar
behavioral activities, and more
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sustained and/or potentially severe
reactions, such as displacement from or
abandonment of high-quality habitat.
Behavioral responses to sound are
highly variable and context-specific and
any reactions depend on numerous
intrinsic and extrinsic factors (e.g.,
species, state of maturity, experience,
current activity, reproductive state,
auditory sensitivity, time of day), as
well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et
al., 2003; Southall et al., 2007; Weilgart,
2007; Archer et al., 2010). Behavioral
reactions can vary not only among
individuals but also within an
individual, depending on previous
experience with a sound source,
context, and numerous other factors
(Ellison et al., 2012), and can vary
depending on characteristics associated
with the sound source (e.g., whether it
is moving or stationary, number of
sources, distance from the source).
Please see Appendices B–C of Southall
et al. (2007) for a review of studies
involving marine mammal behavioral
responses to sound.
Habituation can occur when an
animal’s response to a stimulus wanes
with repeated exposure, usually in the
absence of unpleasant associated events
(Wartzok et al., 2003). Animals are most
likely to habituate to sounds that are
predictable and unvarying. It is
important to note that habituation is
appropriately considered as a
‘‘progressive reduction in response to
stimuli that are perceived as neither
aversive nor beneficial,’’ rather than as,
more generally, moderation in response
to human disturbance (Bejder et al.,
2009). The opposite process is
sensitization, when an unpleasant
experience leads to subsequent
responses, often in the form of
avoidance, at a lower level of exposure.
As noted, behavioral state may affect the
type of response. For example, animals
that are resting may show greater
behavioral change in response to
disturbing sound levels than animals
that are highly motivated to remain in
an area for feeding (Richardson et al.,
1995; NRC, 2003; Wartzok et al., 2003).
Controlled experiments with captive
marine mammals have showed
pronounced behavioral reactions,
including avoidance of loud sound
sources (Ridgway et al., 1997). Observed
responses of wild marine mammals to
loud pulsed sound sources (typically
seismic airguns or acoustic harassment
devices) have been varied but often
consist of avoidance behavior or other
behavioral changes suggesting
discomfort (Morton and Symonds, 2002;
see also Richardson et al., 1995;
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Nowacek et al., 2007). However, many
delphinids approach acoustic source
vessels with no apparent discomfort or
obvious behavioral change (e.g.,
Barkaszi et al., 2012).
Available studies show wide variation
in response to underwater sound;
therefore, it is difficult to predict
specifically how any given sound in a
particular instance might affect marine
mammals perceiving the signal. If a
marine mammal does react briefly to an
underwater sound by changing its
behavior or moving a small distance, the
impacts of the change are unlikely to be
significant to the individual, let alone
the stock or population. However, if a
sound source displaces marine
mammals from an important feeding or
breeding area for a prolonged period,
impacts on individuals and populations
could be significant (e.g., Lusseau and
Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad
categories of potential response, which
we describe in greater detail here, that
include alteration of dive behavior,
alteration of foraging behavior, effects to
breathing, interference with or alteration
of vocalization, avoidance, and flight.
Changes in dive behavior can vary
widely, and may consist of increased or
decreased dive times and surface
intervals as well as changes in the rates
of ascent and descent during a dive (e.g.,
Frankel and Clark, 2000; Ng and Leung,
2003; Nowacek et al., 2004; Goldbogen
et al., 2013a, b). Variations in dive
behavior may reflect interruptions in
biologically significant activities (e.g.,
foraging) or they may be of little
biological significance. The impact of an
alteration to dive behavior resulting
from an acoustic exposure depends on
what the animal is doing at the time of
the exposure and the type and
magnitude of the response.
Disruption of feeding behavior can be
difficult to correlate with anthropogenic
sound exposure, so it is usually inferred
by observed displacement from known
foraging areas, the appearance of
secondary indicators (e.g., bubble nets
or sediment plumes), or changes in dive
behavior. As for other types of
behavioral response, the frequency,
duration, and temporal pattern of signal
presentation, as well as differences in
species sensitivity, are likely
contributing factors to differences in
response in any given circumstance
(e.g., Croll et al., 2001; Nowacek et al.,
2004; Madsen et al., 2006; Yazvenko et
al., 2007). A determination of whether
foraging disruptions incur fitness
consequences would require
information on or estimates of the
energetic requirements of the affected
individuals and the relationship
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between prey availability, foraging effort
and success, and the life history stage of
the animal.
Visual tracking, passive acoustic
monitoring, and movement recording
tags were used to quantify sperm whale
behavior prior to, during, and following
exposure to airgun arrays at received
levels in the range 140–160 dB at
distances of 7–13 km, following a phasein of sound intensity and full array
exposures at 1–13 km (Madsen et al.,
2006; Miller et al., 2009). Sperm whales
did not exhibit horizontal avoidance
behavior at the surface. However,
foraging behavior may have been
affected. The sperm whales exhibited 19
percent less vocal (buzz) rate during full
exposure relative to post exposure, and
the whale that was approached most
closely had an extended resting period
and did not resume foraging until the
airguns had ceased firing. The
remaining whales continued to execute
foraging dives throughout exposure;
however, swimming movements during
foraging dives were 6 percent lower
during exposure than control periods
(Miller et al., 2009). These data raise
concerns that seismic surveys may
impact foraging behavior in sperm
whales, although more data are required
to understand whether the differences
were due to exposure or natural
variation in sperm whale behavior
(Miller et al., 2009).
Variations in respiration naturally
vary with different behaviors and
alterations to breathing rate as a
function of acoustic exposure can be
expected to co-occur with other
behavioral reactions, such as a flight
response or an alteration in diving.
However, respiration rates in and of
themselves may be representative of
annoyance or an acute stress response.
Various studies have shown that
respiration rates may either be
unaffected or could increase, depending
on the species and signal characteristics,
again highlighting the importance in
understanding species differences in the
tolerance of underwater noise when
determining the potential for impacts
resulting from anthropogenic sound
exposure (e.g., Kastelein et al., 2001,
2005, 2006; Gailey et al., 2007, 2016).
Marine mammals vocalize for
different purposes and across multiple
modes, such as whistling, echolocation
click production, calling, and singing.
Changes in vocalization behavior in
response to anthropogenic noise can
occur for any of these modes and may
result from a need to compete with an
increase in background noise or may
reflect increased vigilance or a startle
response. For example, in the presence
of potentially masking signals,
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humpback whales and killer whales
have been observed to increase the
length of their songs (Miller et al., 2000;
Fristrup et al., 2003; Foote et al., 2004),
while right whales have been observed
to shift the frequency content of their
calls upward while reducing the rate of
calling in areas of increased
anthropogenic noise (Parks et al., 2007).
In some cases, animals may cease sound
production during production of
aversive signals (Bowles et al., 1994).
Cerchio et al. (2014) used passive
acoustic monitoring to document the
presence of singing humpback whales
off the coast of northern Angola and to
opportunistically test for the effect of
seismic survey activity on the number of
singing whales. Two recording units
were deployed between March and
December 2008 in the offshore
environment; numbers of singers were
counted every hour. Generalized
Additive Mixed Models were used to
assess the effect of survey day
(seasonality), hour (diel variation),
moon phase, and received levels of
noise (measured from a single pulse
during each ten minute sampled period)
on singer number. The number of
singers significantly decreased with
increasing received level of noise,
suggesting that humpback whale
breeding activity was disrupted to some
extent by the survey activity.
Castellote et al. (2012) reported
acoustic and behavioral changes by fin
whales in response to shipping and
airgun noise. Acoustic features of fin
whale song notes recorded in the
Mediterranean Sea and northeast
Atlantic Ocean were compared for areas
with different shipping noise levels and
traffic intensities and during a seismic
airgun survey. During the first 72 h of
the survey, a steady decrease in song
received levels and bearings to singers
indicated that whales moved away from
the acoustic source and out of the study
area. This displacement persisted for a
time period well beyond the 10-day
duration of seismic airgun activity,
providing evidence that fin whales may
avoid an area for an extended period in
the presence of increased noise. The
authors hypothesize that fin whale
acoustic communication is modified to
compensate for increased background
noise and that a sensitization process
may play a role in the observed
temporary displacement.
Seismic pulses at average received
levels of 131 dB re 1 mPa2-s caused blue
whales to increase call production (Di
Iorio and Clark, 2010). In contrast,
McDonald et al. (1995) tracked a blue
whale with seafloor seismometers and
reported that it stopped vocalizing and
changed its travel direction at a range of
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10 km from the acoustic source vessel
(estimated received level 143 dB pk-pk).
Blackwell et al. (2013) found that
bowhead whale call rates dropped
significantly at onset of airgun use at
sites with a median distance of 41–45
km from the survey. Blackwell et al.
(2015) expanded this analysis to show
that whales actually increased calling
rates as soon as airgun signals were
detectable before ultimately decreasing
calling rates at higher received levels
(i.e., 10-minute SELcum of ∼127 dB).
Overall, these results suggest that
bowhead whales may adjust their vocal
output in an effort to compensate for
noise before ceasing vocalization effort
and ultimately deflecting from the
acoustic source (Blackwell et al., 2013,
2015). These studies demonstrate that
even low levels of noise received far
from the source can induce changes in
vocalization and/or behavior for
mysticetes.
Avoidance is the displacement of an
individual from an area or migration
path as a result of the presence of a
sound or other stressors, and is one of
the most obvious manifestations of
disturbance in marine mammals
(Richardson et al., 1995). For example,
gray whales are known to change
direction—deflecting from customary
migratory paths—in order to avoid noise
from seismic surveys (Malme et al.,
1984). Humpback whales showed
avoidance behavior in the presence of
an active seismic array during
observational studies and controlled
exposure experiments in western
Australia (McCauley et al., 2000).
Avoidance may be short-term, with
animals returning to the area once the
noise has ceased (e.g., Bowles et al.,
1994; Goold, 1996; Stone et al., 2000;
Morton and Symonds, 2002; Gailey et
al., 2007). Longer-term displacement is
possible, however, which may lead to
changes in abundance or distribution
patterns of the affected species in the
affected region if habituation to the
presence of the sound does not occur
(e.g., Bejder et al., 2006; Teilmann et al.,
2006).
A flight response is a dramatic change
in normal movement to a directed and
rapid movement away from the
perceived location of a sound source.
The flight response differs from other
avoidance responses in the intensity of
the response (e.g., directed movement,
rate of travel). Relatively little
information on flight responses of
marine mammals to anthropogenic
signals exist, although observations of
flight responses to the presence of
predators have occurred (Connor and
Heithaus, 1996). The result of a flight
response could range from brief,
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temporary exertion and displacement
from the area where the signal provokes
flight to, in extreme cases, marine
mammal strandings (Evans and
England, 2001). However, it should be
noted that response to a perceived
predator does not necessarily invoke
flight (Ford and Reeves, 2008), and
whether individuals are solitary or in
groups may influence the response.
Behavioral disturbance can also
impact marine mammals in more subtle
ways. Increased vigilance may result in
costs related to diversion of focus and
attention (i.e., when a response consists
of increased vigilance, it may come at
the cost of decreased attention to other
critical behaviors such as foraging or
resting). These effects have generally not
been demonstrated for marine
mammals, but studies involving fish
and terrestrial animals have shown that
increased vigilance may substantially
reduce feeding rates (e.g., Beauchamp
and Livoreil, 1997; Fritz et al., 2002;
Purser and Radford, 2011). In addition,
chronic disturbance can cause
population declines through reduction
of fitness (e.g., decline in body
condition) and subsequent reduction in
reproductive success, survival, or both
(e.g., Harrington and Veitch, 1992; Daan
et al., 1996; Bradshaw et al., 1998).
However, Ridgway et al. (2006) reported
that increased vigilance in bottlenose
dolphins exposed to sound over a fiveday period did not cause any sleep
deprivation or stress effects.
Many animals perform vital functions,
such as feeding, resting, traveling, and
socializing, on a diel cycle (24-hour
cycle). Disruption of such functions
resulting from reactions to stressors
such as sound exposure are more likely
to be significant if they last more than
one diel cycle or recur on subsequent
days (Southall et al., 2007).
Consequently, a behavioral response
lasting less than one day and not
recurring on subsequent days is not
considered particularly severe unless it
could directly affect reproduction or
survival (Southall et al., 2007). Note that
there is a difference between multi-day
substantive behavioral reactions and
multi-day anthropogenic activities. For
example, just because an activity lasts
for multiple days does not necessarily
mean that individual animals are either
exposed to activity-related stressors for
multiple days or, further, exposed in a
manner resulting in sustained multi-day
substantive behavioral responses.
Stone (2015) reported data from at-sea
observations during 1,196 seismic
surveys from 1994 to 2010. When large
arrays of airguns (considered to be 500
in 3 or more) were firing, lateral
displacement, more localized
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avoidance, or other changes in behavior
were evident for most odontocetes.
However, significant responses to large
arrays were found only for the minke
whale and fin whale. Behavioral
responses observed included changes in
swimming or surfacing behavior, with
indications that cetaceans remained
near the water surface at these times.
Cetaceans were recorded as feeding less
often when large arrays were active.
Behavioral observations of gray whales
during a seismic survey monitored
whale movements and respirations preduring, and post-seismic survey (Gailey
et al., 2016). Behavioral state and water
depth were the best ‘natural’ predictors
of whale movements and respiration
and, after considering natural variation,
none of the response variables were
significantly associated with seismic
survey or vessel sounds.
Stress Responses—An animal’s
perception of a threat may be sufficient
to trigger stress responses consisting of
some combination of behavioral
responses, autonomic nervous system
responses, neuroendocrine responses, or
immune responses (e.g., Seyle 1950;
Moberg 2000). In many cases, an
animal’s first and sometimes most
economical (in terms of energetic costs)
response is behavioral avoidance of the
potential stressor. Autonomic nervous
system responses to stress typically
involve changes in heart rate, blood
pressure, and gastrointestinal activity.
These responses have a relatively short
duration and may or may not have a
significant long-term effect on an
animal’s fitness.
Neuroendocrine stress responses often
involve the hypothalamus-pituitaryadrenal system. Virtually all
neuroendocrine functions that are
affected by stress—including immune
competence, reproduction, metabolism,
and behavior—are regulated by pituitary
hormones. Stress-induced changes in
the secretion of pituitary hormones have
been implicated in failed reproduction,
altered metabolism, reduced immune
competence, and behavioral disturbance
(e.g., Moberg 1987; Blecha 2000).
Increases in the circulation of
glucocorticoids are also equated with
stress (Romano et al., 2004).
The primary distinction between
stress (which is adaptive and does not
normally place an animal at risk) and
‘‘distress’’ is the cost of the response.
During a stress response, an animal uses
glycogen stores that can be quickly
replenished once the stress is alleviated.
In such circumstances, the cost of the
stress response would not pose serious
fitness consequences. However, when
an animal does not have sufficient
energy reserves to satisfy the energetic
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costs of a stress response, energy
resources must be diverted from other
functions. This state of distress will last
until the animal replenishes its
energetic reserves sufficiently to restore
normal function.
Relationships between these
physiological mechanisms, animal
behavior, and the costs of stress
responses are well-studied through
controlled experiments and for both
laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al.,
1998; Jessop et al., 2003; Krausman et
al., 2004; Lankford et al., 2005). Stress
responses due to exposure to
anthropogenic sounds or other stressors
and their effects on marine mammals
have also been reviewed (Fair and
Becker 2000; Romano et al., 2002b) and,
more rarely, studied in wild populations
(e.g., Romano et al., 2002a). For
example, Rolland et al. (2012) found
that noise reduction from reduced ship
traffic in the Bay of Fundy was
associated with decreased stress in
North Atlantic right whales. These and
other studies lead to a reasonable
expectation that some marine mammals
will experience physiological stress
responses upon exposure to acoustic
stressors and that it is possible that
some of these would be classified as
‘‘distress.’’ In addition, any animal
experiencing TTS would likely also
experience stress responses (NRC,
2003).
Auditory Masking—Sound can
disrupt behavior through masking, or
interfering with, an animal’s ability to
detect, recognize, or discriminate
between acoustic signals of interest (e.g.,
those used for intraspecific
communication and social interactions,
prey detection, predator avoidance,
navigation) (Richardson et al., 1995;
Erbe et al., 2016). Masking occurs when
the receipt of a sound is interfered with
by another coincident sound at similar
frequencies and at similar or higher
intensity, and may occur whether the
sound is natural (e.g., snapping shrimp,
wind, waves, precipitation) or
anthropogenic (e.g., shipping, sonar,
seismic exploration) in origin. The
ability of a noise source to mask
biologically important sounds depends
on the characteristics of both the noise
source and the signal of interest (e.g.,
signal-to-noise ratio, temporal
variability, direction), in relation to each
other and to an animal’s hearing
abilities (e.g., sensitivity, frequency
range, critical ratios, frequency
discrimination, directional
discrimination, age or TTS hearing loss),
and existing ambient noise and
propagation conditions.
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Under certain circumstances, marine
mammals experiencing significant
masking could also be impaired from
maximizing their performance fitness in
survival and reproduction. Therefore,
when the coincident (masking) sound is
man-made, it may be considered
harassment when disrupting or altering
critical behaviors. It is important to
distinguish TTS and PTS, which persist
after the sound exposure, from masking,
which occurs during the sound
exposure. Because masking (without
resulting in TS) is not associated with
abnormal physiological function, it is
not considered a physiological effect,
but rather a potential behavioral effect.
The frequency range of the potentially
masking sound is important in
determining any potential behavioral
impacts. For example, low-frequency
signals may have less effect on highfrequency echolocation sounds
produced by odontocetes but are more
likely to affect detection of mysticete
communication calls and other
potentially important natural sounds
such as those produced by surf and
some prey species. The masking of
communication signals by
anthropogenic noise may be considered
as a reduction in the communication
space of animals (e.g., Clark et al., 2009)
and may result in energetic or other
costs as animals change their
vocalization behavior (e.g., Miller et al.,
2000; Foote et al., 2004; Parks et al.,
2007; Di Iorio and Clark 2009; Holt et
al., 2009). Masking can be reduced in
situations where the signal and noise
come from different directions
(Richardson et al., 1995), through
amplitude modulation of the signal, or
through other compensatory behaviors
(Houser and Moore 2014). Masking can
be tested directly in captive species
(e.g., Erbe 2008), but in wild
populations it must be either modeled
or inferred from evidence of masking
compensation. There are few studies
addressing real-world masking sounds
likely to be experienced by marine
mammals in the wild (e.g., Branstetter et
al., 2013).
Masking affects both senders and
receivers of acoustic signals and can
potentially have long-term chronic
effects on marine mammals at the
population level as well as at the
individual level. Low-frequency
ambient sound levels have increased by
as much as 20 dB (more than three times
in terms of SPL) in the world’s ocean
from pre-industrial periods, with most
of the increase from distant commercial
shipping (Hildebrand 2009). All
anthropogenic sound sources, but
especially chronic and lower-frequency
signals (e.g., from vessel traffic),
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contribute to elevated ambient sound
levels, thus intensifying masking.
Masking effects of pulsed sounds
(even from large arrays of airguns) on
marine mammal calls and other natural
sounds are expected to be limited,
although there are few specific data on
this. Because of the intermittent nature
and low duty cycle of seismic pulses,
animals can emit and receive sounds in
the relatively quiet intervals between
pulses. However, in exceptional
situations, reverberation occurs for
much or all of the interval between
pulses (e.g., Simard et al., 2005; Clark
and Gagnon 2006), which could mask
calls. Situations with prolonged strong
reverberation are infrequent. However,
it is common for reverberation to cause
some lesser degree of elevation of the
background level between airgun pulses
(e.g., Gedamke 2011; Guerra et al., 2011,
2016; Klinck et al., 2012; Guan et al.,
2015), and this weaker reverberation
presumably reduces the detection range
of calls and other natural sounds to
some degree. Guerra et al. (2016)
reported that ambient noise levels
between seismic pulses were elevated as
a result of reverberation at ranges of 50
km from the seismic source. Based on
measurements in deep water of the
Southern Ocean, Gedamke (2011)
estimated that the slight elevation of
background levels during intervals
between pulses reduced blue and fin
whale communication space by as much
as 36–51 percent when a seismic survey
was operating 450–2,800 km away.
Based on preliminary modeling,
Wittekind et al. (2016) reported that
airgun sounds could reduce the
communication range of blue and fin
whales 2000 km from the seismic
source. Nieukirk et al. (2012) and
Blackwell et al. (2013) noted the
potential for masking effects from
seismic surveys on large whales.
Some baleen and toothed whales are
known to continue calling in the
presence of seismic pulses, and their
calls usually can be heard between the
pulses (e.g., Nieukirk et al. 2012; Thode
et al. 2012; Bro¨ker et al. 2013; Sciacca
et al. 2016). As noted above, Cerchio et
al. (2014) suggested that the breeding
display of humpback whales off Angola
could be disrupted by seismic sounds,
as singing activity declined with
increasing received levels. In addition,
some cetaceans are known to change
their calling rates, shift their peak
frequencies, or otherwise modify their
vocal behavior in response to airgun
sounds (e.g., Di Iorio and Clark 2010;
Castellote et al. 2012; Blackwell et al.
2013, 2015). The hearing systems of
baleen whales are undoubtedly more
sensitive to low-frequency sounds than
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are the ears of the small odontocetes
that have been studied directly (e.g.,
MacGillivray et al. 2014). The sounds
important to small odontocetes are
predominantly at much higher
frequencies than are the dominant
components of airgun sounds, thus
limiting the potential for masking. In
general, masking effects of seismic
pulses are expected to be minor, given
the normally intermittent nature of
seismic pulses.
Ship Noise
Vessel noise from the Langseth could
affect marine animals in the proposed
survey areas. Houghton et al. (2015)
proposed that vessel speed is the most
important predictor of received noise
levels, and Putland et al. (2017) also
reported reduced sound levels with
decreased vessel speed. Sounds
produced by large vessels generally
dominate ambient noise at frequencies
from 20 to 300 Hz (Richardson et al.
1995). However, some energy is also
produced at higher frequencies
(Hermannsen et al. 2014); low levels of
high-frequency sound from vessels has
been shown to elicit responses in harbor
porpoise (Dyndo et al. 2015). Increased
levels of ship noise have been shown to
affect foraging by porpoise (Teilmann et
al. 2015; Wisniewska et al. 2018);
Wisniewska et al. (2018) suggest that a
decrease in foraging success could have
long-term fitness consequences.
Ship noise, through masking, can
reduce the effective communication
distance of a marine mammal if the
frequency of the sound source is close
to that used by the animal, and if the
sound is present for a significant
fraction of time (e.g., Richardson et al.
1995; Clark et al. 2009; Jensen et al.
2009; Gervaise et al. 2012; Hatch et al.
2012; Rice et al. 2014; Dunlop 2015;
Erbe et al. 2015; Jones et al. 2017;
Putland et al. 2017). In addition to the
frequency and duration of the masking
sound, the strength, temporal pattern,
and location of the introduced sound
also play a role in the extent of the
masking (Branstetter et al. 2013, 2016;
Finneran and Branstetter 2013; Sills et
al. 2017). Branstetter et al. (2013)
reported that time-domain metrics are
also important in describing and
predicting masking. In order to
compensate for increased ambient noise,
some cetaceans are known to increase
the source levels of their calls in the
presence of elevated noise levels from
shipping, shift their peak frequencies, or
otherwise change their vocal behavior
(e.g., Parks et al. 2011, 2012, 2016a, b;
Castellote et al. 2012; Melco´n et al.
2012; Azzara et al. 2013; Tyack and
Janik 2013; Luı´s et al. 2014; Sairanen
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2014; Papale et al. 2015; Bittencourt et
al. 2016; Dahlheim and Castellote 2016;
Gospic´ and Picciulin 2016; Gridley et al.
2016; Heiler et al. 2016; Martins et al.
2016; O’Brien et al. 2016; Tenessen and
Parks 2016). Harp seals did not increase
their call frequencies in environments
with increased low-frequency sounds
(Terhune and Bosker 2016). Holt et al.
(2015) reported that changes in vocal
modifications can have increased
energetic costs for individual marine
mammals. A negative correlation
between the presence of some cetacean
species and the number of vessels in an
area has been demonstrated by several
studies (e.g., Campana et al. 2015;
Culloch et al. 2016).
Baleen whales are thought to be more
sensitive to sound at these low
frequencies than are toothed whales
(e.g., MacGillivray et al. 2014), possibly
causing localized avoidance of the
proposed survey area during seismic
operations. Reactions of gray and
humpback whales to vessels have been
studied, and there is limited
information available about the
reactions of right whales and rorquals
(fin, blue, and minke whales). Reactions
of humpback whales to boats are
variable, ranging from approach to
avoidance (Payne 1978; Salden 1993).
Baker et al. (1982, 1983) and Baker and
Herman (1989) found humpbacks often
move away when vessels are within
several kilometers. Humpbacks seem
less likely to react overtly when actively
feeding than when resting or engaged in
other activities (Krieger and Wing 1984,
1986). Increased levels of ship noise
have been shown to affect foraging by
humpback whales (Blair et al. 2016). Fin
whale sightings in the western
Mediterranean were negatively
correlated with the number of vessels in
the area (Campana et al. 2015). Minke
whales and gray seals have shown slight
displacement in response to
construction-related vessel traffic
(Anderwald et al. 2013). Many
odontocetes show considerable
tolerance of vessel traffic, although they
sometimes react at long distances if
confined by ice or shallow water, if
previously harassed by vessels, or have
had little or no recent exposure to ships
(Richardson et al. 1995). Dolphins of
many species tolerate and sometimes
approach vessels (e.g., Anderwald et al.
2013). Some dolphin species approach
moving vessels to ride the bow or stern
waves (Williams et al. 1992). Pirotta et
al. (2015) noted that the physical
presence of vessels, not just ship noise,
disturbed the foraging activity of
bottlenose dolphins. Sightings of striped
dolphin, Risso’s dolphin, sperm whale,
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and Cuvier’s beaked whale in the
western Mediterranean were negatively
correlated with the number of vessels in
the area (Campana et al. 2015).
There are few data on the behavioral
reactions of beaked whales to vessel
noise, though they seem to avoid
approaching vessels (e.g., Wu¨rsig et al.
1998) or dive for an extended period
when approached by a vessel (e.g.,
Kasuya 1986). Based on a single
observation, Aguilar Soto et al. (2006)
suggest foraging efficiency of Cuvier’s
beaked whales may be reduced by close
approach of vessels.
In summary, project vessel sounds
would not be at levels expected to cause
anything more than possible localized
and temporary behavioral changes in
marine mammals, and would not be
expected to result in significant negative
effects on individuals or at the
population level. In addition, in all
oceans of the world, large vessel traffic
is currently so prevalent that it is
commonly considered a usual source of
ambient sound (NSF–USGS 2011).
Ship Strike
Vessel collisions with marine
mammals, or ship strikes, can result in
death or serious injury of the animal.
Wounds resulting from ship strike may
include massive trauma, hemorrhaging,
broken bones, or propeller lacerations
(Knowlton and Kraus, 2001). An animal
at the surface may be struck directly by
a vessel, a surfacing animal may hit the
bottom of a vessel, or an animal just
below the surface may be cut by a
vessel’s propeller. Superficial strikes
may not kill or result in the death of the
animal. These interactions are typically
associated with large whales (e.g., fin
whales), which are occasionally found
draped across the bulbous bow of large
commercial ships upon arrival in port.
Although smaller cetaceans are more
maneuverable in relation to large vessels
than are large whales, they may also be
susceptible to strike. The severity of
injuries typically depends on the size
and speed of the vessel, with the
probability of death or serious injury
increasing as vessel speed increases
(Knowlton and Kraus 2001; Laist et al.
2001; Vanderlaan and Taggart 2007;
Conn and Silber 2013). Impact forces
increase with speed, as does the
probability of a strike at a given distance
(Silber et al. 2010; Gende et al. 2011).
Pace and Silber (2005) also found that
the probability of death or serious injury
increased rapidly with increasing vessel
speed. Specifically, the predicted
probability of serious injury or death
increased from 45 to 75 percent as
vessel speed increased from 10 to 14 kn,
and exceeded 90 percent at 17 kn.
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Higher speeds during collisions result in
greater force of impact, but higher
speeds also appear to increase the
chance of severe injuries or death
through increased likelihood of
collision by pulling whales toward the
vessel (Clyne 1999; Knowlton et al.
1995). In a separate study, Vanderlaan
and Taggart (2007) analyzed the
probability of lethal mortality of large
whales at a given speed, showing that
the greatest rate of change in the
probability of a lethal injury to a large
whale as a function of vessel speed
occurs between 8.6 and 15 kn. The
chances of a lethal injury decline from
approximately 80 percent at 15 kn to
approximately 20 percent at 8.6 kn. At
speeds below 11.8 kn, the chances of
lethal injury drop below 50 percent,
while the probability asymptotically
increases toward one hundred percent
above 15 kn.
The Langseth travels at a speed of 4.1
kn (7.6 km/h) while towing seismic
survey gear (LGL 2018). At this speed,
both the possibility of striking a marine
mammal and the possibility of a strike
resulting in serious injury or mortality
are discountable. At average transit
speed, the probability of serious injury
or mortality resulting from a strike is
less than 50 percent. However, the
likelihood of a strike actually happening
is again discountable. Ship strikes, as
analyzed in the studies cited above,
generally involve commercial shipping,
which is much more common in both
space and time than is geophysical
survey activity. Jensen and Silber (2004)
summarized ship strikes of large whales
worldwide from 1975–2003 and found
that most collisions occurred in the
open ocean and involved large vessels
(e.g., commercial shipping). No such
incidents were reported for geophysical
survey vessels during that time period.
It is possible for ship strikes to occur
while traveling at slow speeds. For
example, a hydrographic survey vessel
traveling at low speed (5.5 kn) while
conducting mapping surveys off the
central California coast struck and killed
a blue whale in 2009. The State of
California determined that the whale
had suddenly and unexpectedly
surfaced beneath the hull, with the
result that the propeller severed the
whale’s vertebrae, and that this was an
unavoidable event. This strike
represents the only such incident in
approximately 540,000 hours of similar
coastal mapping activity (p = 1.9 × 10¥6;
95% CI = 0–5.5 × 10¥6; NMFS 2013b).
In addition, a research vessel reported a
fatal strike in 2011 of a dolphin in the
Atlantic, demonstrating that it is
possible for strikes involving smaller
cetaceans to occur. In that case, the
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26957
incident report indicated that an animal
apparently was struck by the vessel’s
propeller as it was intentionally
swimming near the vessel. While
indicative of the type of unusual events
that cannot be ruled out, neither of these
instances represents a circumstance that
would be considered reasonably
foreseeable or that would be considered
preventable.
Although the likelihood of the vessel
striking a marine mammal is low, we
require a robust ship strike avoidance
protocol (see ‘‘Proposed Mitigation’’),
which we believe eliminates any
foreseeable risk of ship strike. We
anticipate that vessel collisions
involving a seismic data acquisition
vessel towing gear, while not
impossible, represent unlikely,
unpredictable events for which there are
no preventive measures. Given the
required mitigation measures, the
relatively slow speed of the vessel
towing gear, the presence of bridge crew
watching for obstacles at all times
(including marine mammals), and the
presence of marine mammal observers,
we believe that the possibility of ship
strike is discountable and, further, that
were a strike of a large whale to occur,
it would be unlikely to result in serious
injury or mortality. No incidental take
resulting from ship strike is anticipated,
and this potential effect of the specified
activity will not be discussed further in
the following analysis.
Stranding—When a living or dead
marine mammal swims or floats onto
shore and becomes ‘‘beached’’ or
incapable of returning to sea, the event
is a ‘‘stranding’’ (Geraci et al., 1999;
Perrin and Geraci 2002; Geraci and
Lounsbury 2005; NMFS 2007). The legal
definition for a stranding under the
MMPA is that ‘‘(A) a marine mammal is
dead and is (i) on a beach or shore of
the United States; or (ii) in waters under
the jurisdiction of the United States
(including any navigable waters); or (B)
a marine mammal is alive and is (i) on
a beach or shore of the United States
and is unable to return to the water; (ii)
on a beach or shore of the United States
and, although able to return to the
water, is in need of apparent medical
attention; or (iii) in the waters under the
jurisdiction of the United States
(including any navigable waters), but is
unable to return to its natural habitat
under its own power or without
assistance.’’
Marine mammals strand for a variety
of reasons, such as infectious agents,
biotoxicosis, starvation, fishery
interaction, ship strike, unusual
oceanographic or weather events, sound
exposure, or combinations of these
stressors sustained concurrently or in
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series. However, the cause or causes of
most strandings are unknown (Geraci et
al., 1976; Eaton 1979; Odell et al., 1980;
Best 1982). Numerous studies suggest
that the physiology, behavior, habitat
relationships, age, or condition of
cetaceans may cause them to strand or
might pre-dispose them to strand when
exposed to another phenomenon. These
suggestions are consistent with the
conclusions of numerous other studies
that have demonstrated that
combinations of dissimilar stressors
commonly combine to kill an animal or
dramatically reduce its fitness, even
though one exposure without the other
does not produce the same result
(Chroussos 2000; Creel 2005; DeVries et
al., 2003; Fair and Becker 2000; Foley et
al., 2001; Moberg 2000; Relyea 2005a,
2005b; Romero 2004; Sih et al., 2004).
Use of military tactical sonar has been
implicated in a majority of investigated
stranding events. Most known stranding
events have involved beaked whales,
though a small number have involved
deep-diving delphinids or sperm whales
(e.g., Mazzariol et al., 2010; Southall et
al., 2013). In general, long duration (∼1
second) and high-intensity sounds (≤235
dB SPL) have been implicated in
stranding events (Hildebrand 2004).
With regard to beaked whales, midfrequency sound is typically implicated
(when causation can be determined)
(Hildebrand, 2004). Although seismic
airguns create predominantly lowfrequency energy, the signal does
include a mid-frequency component.
We have considered the potential for the
proposed surveys to result in marine
mammal stranding and have concluded
that, based on the best available
information, stranding is not expected
to occur.
Effects to Prey—Marine mammal prey
varies by species, season, and location
and, for some, is not well documented.
Fish react to sounds which are
especially strong and/or intermittent
low-frequency sounds. Short duration,
sharp sounds can cause overt or subtle
changes in fish behavior and local
distribution. Hastings and Popper (2005)
identified several studies that suggest
fish may relocate to avoid certain areas
of sound energy. Additional studies
have documented effects of pulsed
sound on fish, although several are
based on studies in support of
construction projects (e.g., Scholik and
Yan 2001, 2002; Popper and Hastings
2009). Sound pulses at received levels
of 160 dB may cause subtle changes in
fish behavior. SPLs of 180 dB may cause
noticeable changes in behavior (Pearson
et al., 1992; Skalski et al., 1992). SPLs
of sufficient strength have been known
to cause injury to fish and fish
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mortality. The most likely impact to fish
from survey activities at the project area
would be temporary avoidance of the
area. The duration of fish avoidance of
a given area after survey effort stops is
unknown, but a rapid return to normal
recruitment, distribution and behavior
is anticipated.
Information on seismic airgun
impacts to zooplankton, which
represent an important prey type for
mysticetes, is limited. However,
McCauley et al. (2017) reported that
experimental exposure to a pulse from
a 150 in3 airgun decreased zooplankton
abundance when compared with
controls, as measured by sonar and net
tows, and caused a two- to threefold
increase in dead adult and larval
zooplankton. Although no adult krill
were present, the study found that all
larval krill were killed after air gun
passage. Impacts were observed out to
the maximum 1.2 km range sampled.
In general, impacts to marine mammal
prey are expected to be limited due to
the relatively small temporal and spatial
overlap between the proposed survey
and any areas used by marine mammal
prey species. The proposed use of
airguns as part of an active seismic array
survey would occur over a relatively
short time period (∼19 days) at two
locations and would occur over a very
small area relative to the area available
as marine mammal habitat in the
northeast Pacific Ocean near the Axial
Seamount. We believe any impacts to
marine mammals due to adverse effects
to their prey would be insignificant due
to the limited spatial and temporal
impact of the proposed survey.
However, adverse impacts may occur to
a few species of fish and to zooplankton.
Acoustic Habitat—Acoustic habitat is
the soundscape—which encompasses
all of the sound present in a particular
location and time, as a whole—when
considered from the perspective of the
animals experiencing it. Animals
produce sound for, or listen for sounds
produced by, conspecifics
(communication during feeding, mating,
and other social activities), other
animals (finding prey or avoiding
predators), and the physical
environment (finding suitable habitats,
navigating). Together, sounds made by
animals and the geophysical
environment (e.g., produced by
earthquakes, lightning, wind, rain,
waves) make up the natural
contributions to the total acoustics of a
place. These acoustic conditions,
termed acoustic habitat, are one
attribute of an animal’s total habitat.
Soundscapes are also defined by, and
acoustic habitat influenced by, the total
contribution of anthropogenic sound.
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This may include incidental emissions
from sources such as vessel traffic, or
may be intentionally introduced to the
marine environment for data acquisition
purposes (as in the use of airgun arrays).
Anthropogenic noise varies widely in its
frequency content, duration, and
loudness and these characteristics
greatly influence the potential habitatmediated effects to marine mammals
(please see also the previous discussion
on masking under ‘‘Acoustic Effects’’),
which may range from local effects for
brief periods of time to chronic effects
over large areas and for long durations.
Depending on the extent of effects to
habitat, animals may alter their
communications signals (thereby
potentially expending additional
energy) or miss acoustic cues (either
conspecific or adventitious). For more
detail on these concepts see, e.g., Barber
et al., 2010; Pijanowski et al., 2011;
Francis and Barber 2013; Lillis et al.,
2014.
Problems arising from a failure to
detect cues are more likely to occur
when noise stimuli are chronic and
overlap with biologically relevant cues
used for communication, orientation,
and predator/prey detection (Francis
and Barber 2013). Although the signals
emitted by seismic airgun arrays are
generally low frequency, they would
also likely be of short duration and
transient in any given area due to the
nature of these surveys. As described
previously, exploratory surveys such as
these cover a large area but would be
transient rather than focused in a given
location over time and therefore would
not be considered chronic in any given
location.
In summary, activities associated with
the proposed action are not likely to
have a permanent, adverse effect on any
fish habitat or populations of fish
species or on the quality of acoustic
habitat. Thus, any impacts to marine
mammal habitat are not expected to
cause significant or long-term
consequences for individual marine
mammals or their populations.
Estimated Take
This section provides an estimate of
the number of incidental takes proposed
for authorization through this IHA,
which will inform both NMFS’
consideration of ‘‘small numbers’’ and
the negligible impact determination.
Harassment is the only type of take
expected to result from these activities.
Except with respect to certain activities
not pertinent here, section 3(18) of the
MMPA defines ‘‘harassment’’ as any act
of pursuit, torment, or annoyance,
which (i) has the potential to injure a
marine mammal or marine mammal
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of 28.8 m, resulting in a near-field
distance of 138.7 m at 1 kHz (NSF and
USGS 2011). Field measurements of this
array indicate that the source behaves
like multiple discrete sources, rather
than a directional point source,
with the condition that D > λ, and where beginning at approximately 400 m (deep
D is the distance, L is the longest
site) to 1 km (shallow site) from the
dimension of the array, and λ is the
center of the array (Tolstoy et al., 2009),
wavelength of the signal (Lurton 2002).
distances that are actually greater than
Given that λ can be defined by:
four times the calculated 140-m nearfield distance. Within these distances,
the recorded received levels were
always lower than would be predicted
based on calculations that assume a
where f is the frequency of the sound
directional point source, and
signal and v is the speed of the sound
increasingly so as one moves closer
in the medium of interest, one can
towards the array (Tolstoy et al., 2009).
rewrite the equation for D as:
Similarly, the 3,300 in3 airgun array
used in the 3D survey has an
approximate diagonal of 17.9 m,
resulting in a near-field distance of 53.5
and calculate D directly given a
m at 1 kHz (NSF and USGS 2011). Given
particular frequency and known speed
this, relying on the calculated distances
of sound (here assumed to be 1,500
(138.7 m for the 2D survey and 53.5 m
meters per second in water, although
for the 3D survey) as the distances at
this varies with environmental
which we expect to be in the near-field
conditions).
is a conservative approach since even
To determine the closest distance to
beyond this distance the acoustic
the arrays at which the source level
modeling still overestimates the actual
predictions in Table 1 are valid (i.e.,
received level. Within the near-field, in
maximum extent of the near-field), we
order to explicitly evaluate the
calculated D based on an assumed
likelihood of exceeding any particular
frequency of 1 kHz. A frequency of 1
acoustic threshold, one would need to
kHz is commonly used in near-field/far- consider the exact position of the
field calculations for airgun arrays
animal, its relationship to individual
(Zykov and Carr 2014; MacGillivray
array elements, and how the individual
2006; NSF and USGS 2011), and based
acoustic sources propagate and their
on representative airgun spectrum data
acoustic fields interact. Given that
and field measurements of an airgun
within the near-field and dimensions of
array used on the R/V Marcus G.
the array source levels would be below
Langseth, nearly all (greater than 95
those in Table 5, we believe exceedance
percent) of the energy from airgun
of the peak pressure threshold would
arrays is below 1 kHz (Tolstoy et al.,
only be possible under highly unlikely
2009). Thus, using 1 kHz as the upper
circumstances.
cut-off for calculating the maximum
Therefore, we expect the potential for
extent of the near-field should
Level A harassment of mid-frequency
reasonably represent the near-field
cetaceans, otariid pinnipeds, and
extent in field conditions.
phocid pinnipeds to be de minimis,
If the largest distance to the peak
even before the likely moderating effects
sound pressure level threshold was
of aversion and/or other compensatory
equal to or less than the longest
behaviors (e.g., Nachtigall et al., 2018)
dimension of the array (i.e., under the
are considered. We do not believe that
array), or within the near-field, then
Level A harassment is a likely outcome
received levels that meet or exceed the
for any mid-frequency cetacean, otariid
threshold in most cases are not expected pinniped, or phocid pinniped and do
to occur. This is because within the
not propose to authorize any Level A
near-field and within the dimensions of harassment for these species.
the array, the source levels specified in
As described previously, no mortality
Table 1 are overestimated and not
is anticipated or proposed to be
applicable. In fact, until one reaches a
authorized for this activity. Below we
distance of approximately three or four
describe how the take is estimated.
times the near-field distance the average
Generally speaking, we estimate take
intensity of sound at any given distance by considering: (1) Acoustic thresholds
from the array is still less than that
above which NMFS believes the best
based on calculations that assume a
available science indicates marine
directional point source (Lurton 2002).
mammals will be behaviorally harassed
The 6,600 in3 airgun array used in the
or incur some degree of permanent
hearing impairment; (2) the area or
2D survey has an approximate diagonal
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EN10JN19.003
distance at which the near-field
transitions to the far-field by:
EN10JN19.002
stock in the wild (Level A harassment);
or (ii) has the potential to disturb a
marine mammal or marine mammal
stock in the wild by causing disruption
of behavioral patterns, including, but
not limited to, migration, breathing,
nursing, breeding, feeding, or sheltering
(Level B harassment).
Authorized takes would primarily be
by Level B harassment, as use of seismic
airguns has the potential to result in
disruption of behavioral patterns for
individual marine mammals. There is
also some potential for auditory injury
(Level A harassment) for mysticetes and
high frequency cetaceans (i.e., kogiidae
spp.), due to larger predicted auditory
injury zones for those functional hearing
groups. The proposed mitigation and
monitoring measures are expected to
minimize the severity of such taking to
the extent practicable.
Auditory injury is unlikely to occur
for mid-frequency cetaceans, otariid
pinnipeds, and phocid pinnipeds given
very small modeled zones of injury for
those species (up to 43.7 m). Moreover,
the source level of the array is a
theoretical definition assuming a point
source and measurement in the far-field
of the source (MacGillivray, 2006). As
described by Caldwell and Dragoset
(2000), an array is not a point source,
but one that spans a small area. In the
far-field, individual elements in arrays
will effectively work as one source
because individual pressure peaks will
have coalesced into one relatively broad
pulse. The array can then be considered
a ‘‘point source.’’ For distances within
the near-field, i.e., approximately 2–3
times the array dimensions, pressure
peaks from individual elements do not
arrive simultaneously because the
observation point is not equidistant
from each element. The effect is
destructive interference of the outputs
of each element, so that peak pressures
in the near-field will be significantly
lower than the output of the largest
individual element. Here, the 230 dB
peak isopleth distances would in all
cases be expected to be within the nearfield of the array where the definition of
source level breaks down. Therefore,
actual locations within this distance of
the array center where the sound level
exceeds 230 dB peak SPL would not
necessarily exist. In general, Caldwell
and Dragoset (2000) suggest that the
near-field for airgun arrays is considered
to extend out to approximately 250 m.
In order to provide quantitative
support for this theoretical argument,
we calculated expected maximum
distances at which the near-field would
transition to the far-field (Table 5). For
a specific array one can estimate the
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volume of water that will be ensonified
above these levels in a day; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and, (4) and the number of days of
activities. We note that while these
basic factors can contribute to a basic
calculation to provide an initial
prediction of takes, additional
information that can qualitatively
inform take estimates is also sometimes
available (e.g., previous monitoring
results or average group size). Below, we
describe the factors considered here in
more detail and present the proposed
take estimate.
Acoustic Thresholds
Using the best available science,
NMFS has developed acoustic
thresholds that identify the received
level of underwater sound above which
exposed marine mammals would be
reasonably expected to be behaviorally
harassed (equated to Level B
harassment) or to incur PTS of some
degree (equated to Level A harassment).
Level B Harassment for non-explosive
sources—Though significantly driven by
received level, the onset of behavioral
disturbance from anthropogenic noise
exposure is also informed to varying
degrees by other factors related to the
source (e.g., frequency, predictability,
duty cycle), the environment (e.g.,
bathymetry), and the receiving animals
(hearing, motivation, experience,
demography, behavioral context) and
can be difficult to predict (Southall et
al., 2007; Ellison et al., 2012). Based on
what the available science indicates and
the practical need to use a threshold
based on a factor that is both predictable
and measurable for most activities,
NMFS uses a generalized acoustic
threshold based on received level to
estimate the onset of behavioral
harassment. NMFS predicts that marine
mammals are likely to be behaviorally
harassed in a manner we consider Level
B harassment when exposed to
underwater anthropogenic noise above
received levels of 120 dB re 1 mPa (rms)
for continuous (e.g., vibratory piledriving, drilling) and above 160 dB re 1
mPa (rms) for non-explosive impulsive
(e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. L–DEO’s
proposed activity includes the use of
impulsive seismic sources. Therefore,
the 160 dB re 1 mPa (rms) criteria is
applicable for analysis of Level B
harassment.
Level A harassment for non-explosive
sources—NMFS’ Technical Guidance
for Assessing the Effects of
Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0)
(Technical Guidance, 2018) identifies
dual criteria to assess auditory injury
(Level A harassment) to five different
marine mammal groups (based on
hearing sensitivity) as a result of
exposure to noise from two different
types of sources (impulsive or nonimpulsive. L–DEO’s proposed seismic
survey includes the use of impulsive
(seismic airguns) sources.
These thresholds are provided in the
table below. The references, analysis,
and methodology used in the
development of the thresholds are
described in NMFS 2018 Technical
Guidance, which may be accessed at
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
marine-mammal-acoustic-technicalguidance.
TABLE 3—THRESHOLDS IDENTIFYING THE ONSET OF PERMANENT THRESHOLD SHIFT
PTS onset acoustic thresholds *
(received level)
Health group
Impulsive
Low-Frequency (LF) Cetaceans ......................................
Mid-Frequency (MF) Cetaceans ......................................
High-Frequency (HF) Cetaceans .....................................
Phocid Pinnipeds (PW) (Underwater) .............................
Otariid Pinnipeds (OW) (Underwater) .............................
Cell
Cell
Cell
Cell
Cell
1:
3:
5:
7:
9:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
Lpk,flat:
219
230
202
218
232
dB;
dB;
dB;
dB;
dB;
Non-impulsive
LE,LF,24h: 183 dB .........................
LE,MF,24h: 185 dB ........................
LE,HF,24h: 155 dB ........................
LE,PW,24h: 185 dB .......................
LE,OW,24h: 203 dB .......................
Cell
Cell
Cell
Cell
Cell
2: LE,LF,24h: 199 dB.
4: LE,MF,24h: 198 dB.
6: LE,HF,24h: 173 dB.
8: LE,PW,24h: 201 dB.
10: LE,OW,24h: 219 dB.
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level thresholds associated with impulsive sounds, these thresholds should
also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 μPa, and cumulative sound exposure level (LE) has a reference value of 1μPa2s.
In this Table, thresholds are abbreviated to reflect American National Standards Institute standards (ANSI 2013). However, peak sound pressure
is defined by ANSI as incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript ‘‘flat’’ is being
included to indicate peak sound pressure should be flat weighted or unweighted within the generalized hearing range. The subscript associated
with cumulative sound exposure level thresholds indicates the designated marine mammal auditory weighting function (LF, MF, and HF
cetaceans, and PW and OW pinnipeds) and that the recommended accumulation period is 24 hours. The cumulative sound exposure level
thresholds could be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible, it is valuable for
action proponents to indicate the conditions under which these acoustic thresholds will be exceeded.
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Ensonified Area
Here, we describe operational and
environmental parameters of the activity
that will feed into identifying the area
ensonified above the acoustic
thresholds, which include source levels
and transmission loss coefficient.
The proposed 3D survey would
acquire data with the 18-airgun array
with a total discharge of 3,300 in3 towed
at a depth of 10 m. The proposed 2D
survey would acquire data using the 36airgun array with a total discharge of
6,600 in3 at a maximum tow depth of 12
m. L–DEO model results are used to
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determine the 160-dBrms radius for the
18-airgun array, 36-airgun array, and 40in3 airgun in deep water (>1,000 m)
down to a maximum water depth of
2,000 m. Received sound levels were
predicted by L–DEO’s model (Diebold et
al., 2010) which uses ray tracing for the
direct wave traveling from the array to
the receiver and its associated source
ghost (reflection at the air-water
interface in the vicinity of the array), in
a constant-velocity half-space (infinite
homogeneous ocean layer, unbounded
by a seafloor). In addition, propagation
measurements of pulses from the 36airgun array at a tow depth of 6 m have
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been reported in deep water
(approximately 1,600 m), intermediate
water depth on the slope (approximately
600–1,100 m), and shallow water
(approximately 50 m) in the Gulf of
Mexico in 2007–2008 (Tolstoy et al.,
2009; Diebold et al., 2010).
For deep and intermediate-water
cases, the field measurements cannot be
used readily to derive Level A and Level
B isopleths, as at those sites the
calibration hydrophone was located at a
roughly constant depth of 350–500 m,
which may not intersect all the sound
pressure level (SPL) isopleths at their
widest point from the sea surface down
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to the maximum relevant water depth
for marine mammals of ∼2,000 m. At
short ranges, where the direct arrivals
dominate and the effects of seafloor
interactions are minimal, the data
recorded at the deep and slope sites are
suitable for comparison with modeled
levels at the depth of the calibration
hydrophone. At longer ranges, the
comparison with the model—
constructed from the maximum SPL
through the entire water column at
varying distances from the airgun
array—is the most relevant.
In deep and intermediate-water
depths, comparisons at short ranges
between sound levels for direct arrivals
recorded by the calibration hydrophone
and model results for the same array
tow depth are in good agreement (Fig.
12 and 14 in Appendix H of NSF–USGS,
2011). Consequently, isopleths falling
within this domain can be predicted
reliably by the L–DEO model, although
they may be imperfectly sampled by
measurements recorded at a single
depth. At greater distances, the
calibration data show that seafloorreflected and sub-seafloor-refracted
arrivals dominate, whereas the direct
arrivals become weak and/or
incoherent. Aside from local topography
effects, the region around the critical
distance is where the observed levels
rise closest to the model curve.
However, the observed sound levels are
found to fall almost entirely below the
model curve. Thus, analysis of the Gulf
of Mexico calibration measurements
demonstrates that although simple, the
L–DEO model is a robust tool for
conservatively estimating isopleths.
For deep water (>1,000 m), L–DEO
used the deep-water radii obtained from
model results down to a maximum
water depth of 2000 m. The radii for
intermediate water depths (100–1,000
m) were derived from the deep-water
ones by applying a correction factor
(multiplication) of 1.5, such that
observed levels at very near offsets fall
below the corrected mitigation curve
(See Fig. 16 in Appendix H of NSF–
USGS, 2011).
Measurements have not been reported
for the single 40-in3 airgun. L–DEO
model results are used to determine the
160-dB (rms) radius for the 40-in3
airgun at a 12 m tow depth in deep
water (See LGL 2018, Figure A–2). For
intermediate-water depths, a correction
factor of 1.5 was applied to the deepwater model results.
L–DEO’s modeling methodology is
described in greater detail in the IHA
application (LGL 2018). The estimated
distances to the Level B harassment
isopleth for the Langseth’s 18-airgun
array, 36-airgun array, and single 40-in3
airgun are shown in Table 4.
TABLE 4—PREDICTED RADIAL DISTANCES FROM R/V Langseth SEISMIC SOURCES TO ISOPLETHS CORRESPONDING TO
LEVEL B HARASSMENT THRESHOLD
Tow depth
(m)
Source and volume
Single Bolt airgun (40 in3) .......................................................................................................................................
2 strings, 18 airguns (3,300 in3) ..............................................................................................................................
4 strings, 36 airguns (6,600 in3) ..............................................................................................................................
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a Distance
431
3,758
6,733
based on L–DEO model results.
Predicted distances to Level A
harassment isopleths, which vary based
on marine mammal hearing groups,
were calculated based on modeling
performed by L–DEO using the
NUCLEUS software program and the
NMFS User Spreadsheet, described
below. The updated acoustic thresholds
for impulsive sounds (e.g., airguns)
contained in the Technical Guidance
were presented as dual metric acoustic
thresholds using both SELcum and peak
sound pressure metrics (NMFS 2016).
As dual metrics, NMFS considers onset
of PTS (Level A harassment) to have
occurred when either one of the two
metrics is exceeded (i.e., metric
resulting in the largest isopleth). The
SELcum metric considers both level and
duration of exposure, as well as
auditory weighting functions by marine
mammal hearing group. In recognition
of the fact that the requirement to
calculate Level A harassment ensonified
areas could be more technically
challenging to predict due to the
duration component and the use of
weighting functions in the new SELcum
thresholds, NMFS developed an
optional User Spreadsheet that includes
tools to help predict a simple isopleth
that can be used in conjunction with
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10
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Distance
(m) a
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marine mammal density or occurrence
to facilitate the estimation of take
numbers.
The values for SELcum and peak SPL
for the Langseth airgun array were
derived from calculating the modified
far-field signature (Table 5). The farfield
signature is often used as a theoretical
representation of the source level. To
compute the farfield signature, the
source level is estimated at a large
distance below the array (e.g., 9 km),
and this level is back projected
mathematically to a notional distance of
1 m from the array’s geometrical center.
However, when the source is an array of
multiple airguns separated in space, the
source level from the theoretical farfield
signature is not necessarily the best
measurement of the source level that is
physically achieved at the source
(Tolstoy et al. 2009). Near the source (at
short ranges, distances <1 km), the
pulses of sound pressure from each
individual airgun in the source array do
not stack constructively, as they do for
the theoretical farfield signature. The
pulses from the different airguns spread
out in time such that the source levels
observed or modeled are the result of
the summation of pulses from a few
airguns, not the full array (Tolstoy et al.
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2009). At larger distances, away from
the source array center, sound pressure
of all the airguns in the array stack
coherently, but not within one time
sample, resulting in smaller source
levels (a few dB) than the source level
derived from the farfield signature.
Because the farfield signature does not
take into account the large array effect
near the source and is calculated as a
point source, the modified farfield
signature is a more appropriate measure
of the sound source level for distributed
sound sources, such as airgun arrays. L–
DEO used the acoustic modeling
methodology as used for Level B
harassment with a small grid step of 1
m in both the inline and depth
directions. The propagation modeling
takes into account all airgun
interactions at short distances from the
source, including interactions between
subarrays which are modeled using the
NUCLEUS software to estimate the
notional signature and MATLAB
software to calculate the pressure signal
at each mesh point of a grid.
For a more complete explanation of
this modeling approach, please see
‘‘Appendix A: Determination of
Mitigation Zones’’ in the IHA
application.
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TABLE 5—MODELED SOURCE LEVELS BASED ON MODIFIED FARFIELD SIGNATURE FOR THE R/V LANGSETH 3,300 in3
AIRGUN ARRAY, 6,600 in3 AIRGUN ARRAY, AND SINGLE 40 in3 AIRGUN
Low frequency
cetaceans
(Lpk,flat: 219 dB;
LE,LF,24h: 183 dB)
3,300 in3 airgun array (Peak
SPLflat) ......................................
3.300 in3 airgun array (SELcum) ..
6,600 in3 airgun array (Peak
SPLflat) ......................................
6,600 in3 airgun array (SELcum) ..
40 in3 airgun (Peak SPLflat) .........
40 in3 airgun (SELcum) .................
In order to more realistically
incorporate the Technical Guidance’s
weighting functions over the seismic
array’s full acoustic band, unweighted
spectrum data for the Langseth’s airgun
array (modeled in 1 hertz (Hz) bands)
was used to make adjustments (dB) to
the unweighted spectrum levels, by
frequency, according to the weighting
functions for each relevant marine
mammal hearing group. These adjusted/
weighted spectrum levels were then
converted to pressures (mPa) in order to
integrate them over the entire
broadband spectrum, resulting in
broadband weighted source levels by
hearing group that could be directly
Mid frequency
cetaceans
(Lpk,flat: 230 dB;
LE,MF,24h: 185 dB)
High frequency
cetaceans
(Lpk,flat: 202 dB;
LE,HF,24h: 155 dB)
Phocid pinnipeds
(underwater)
(Lpk,flat: 218 dB;
LE,HF,24h: 185 dB)
Otariid pinnipeds
(underwater)
(Lpk,flat: 232 dB;
LE,HF,24h: 203 dB)
245.29
226.38
250.97
226.33
243.61
226.66
246.00
226.33
251.92
227.07
252.06
232.98
223.93
202.99
252.65
232.83
N.A.
202.89
253.24
233.08
223.92
204.37
252.25
232.83
223.95
202.89
252.52
232.07
N.A.
202.35
incorporated within the User
Spreadsheet (i.e., to override the
Spreadsheet’s more simple weighting
factor adjustment). Using the User
Spreadsheet’s ‘‘safe distance’’
methodology for mobile sources
(described by Sivle et al., 2014) with the
hearing group-specific weighted source
levels, and inputs assuming spherical
spreading propagation and source
velocities and shot intervals specific to
each of the three planned surveys
provided in the IHA application,
potential radial distances to auditory
injury zones were then calculated for
SELcum thresholds.
Inputs to the User Spreadsheets in the
form of estimated SLs are shown in
Table 5. User Spreadsheets used by L–
DEO to estimate distances to Level A
harassment isopleths for the 18-airgun
array, 36-airgun array, and single 40 in3
airgun for the surveys are shown in
Tables A–3, A–6, and A–10 in
Appendix A of the IHA application.
Outputs from the User Spreadsheets in
the form of estimated distances to Level
A harassment isopleths for the surveys
are shown in Table 6. As described
above, NMFS considers onset of PTS
(Level A harassment) to have occurred
when either one of the dual metrics
(SELcum and Peak SPLflat) is exceeded
(i.e., metric resulting in the largest
isopleth).
TABLE 6—MODELED RADIAL DISTANCES (m) TO ISOPLETHS CORRESPONDING TO LEVEL A HARASSMENT THRESHOLDS
LF
cetaceans
Source and volume
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Single Bolt airgun (40 in3): a
PTS SELcum ..................................................................
PTS Peak ......................................................................
2 strings, 18 airguns (3300 in3):
PTS SELcum ..................................................................
PTS Peak ......................................................................
4 strings, 36 airguns (6600 in3):
PTS SELcum ..................................................................
PTS Peak ......................................................................
Note that because of some of the
assumptions included in the methods
used, isopleths produced may be
overestimates to some degree, which
will ultimately result in some degree of
overestimate of Level A harassment.
However, these tools offer the best way
to predict appropriate isopleths when
more sophisticated modeling methods
are not available, and NMFS continues
to develop ways to quantitatively refine
these tools and will qualitatively
address the output where appropriate.
For mobile sources, such as the
proposed seismic survey, the User
Spreadsheet predicts the closest
distance at which a stationary animal
would not incur PTS if the sound source
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MF
cetaceans
Otariid
pinnipeds
0
0.51
0
12.5
0
1.98
0
0.4
75.6
23.2
0
11.2
0.3
118.7
2.9
25.1
0
9.9
426.9
38.9
0
13.6
1.3
268.3
13.9
43.7
0
10.6
Marine Mammal Occurrence
In this section we provide the
information about the presence, density,
or group dynamics of marine mammals
that will inform the take calculations.
In developing their IHA application,
L–DEO utilized estimates of cetacean
densities in the survey area synthesized
by Barlow (2016). Observations from
NMFS Southwest Fisheries Science
Center (SWFSC) ship surveys off of
Oregon and Washington (up to 556 km
from shore) between 1991 and 2014
were pooled. Systematic, offshore, at-sea
survey data for pinnipeds are more
Frm 00024
Phocid
pinnipeds
0.5
1.76
traveled by the animal in a straight line
at a constant speed.
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cetaceans
Fmt 4701
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limited. To calculate pinniped densities
in the survey area, L–DEO utilized
methods described in U.S. Navy (2010)
which calculated density estimates for
pinnipeds off Washington at different
times of the year using information on
breeding and migration, population
estimates from shore counts, and areas
used by different species while at sea.
The densities calculated by the Navy
were updated by L–DEO using stock
abundances presented in the latest SARs
(e.g., Caretta et al., 2018).
While the IHA application was in
review by NMFS, the U.S. Navy
published the Marine Species Density
Database Phase III for the Northwest
Training and Testing (NWTT) Study
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Area (Navy 2018). The proposed
geophysical survey area is located near
the western boundary of the defined
NWTT Offshore Study Area.
For several cetacean species, the Navy
updated densities estimated by linetransect surveys or mark-recapture
studies (e.g., Barlow 2016). These
methods usually produce a single value
for density that is an averaged estimate
across very large geographical areas,
such as waters within the U.S. EEZ off
California, Oregon, and Washington
(referred to as a ‘‘uniform’’ density
estimate). This is the general approach
applied in estimating cetacean
abundance in the NMFS stock
assessment reports. The disadvantage of
these methods is that they do not
provide information on varied
concentrations of species in sub-regions
of very large areas, and do not estimate
density for other seasons or timeframes
that were not surveyed. More recently,
a newer method called spatial habitat
modeling has been used to estimate
cetacean densities that address some of
these shortcomings (e.g., Barlow et al.,
2009; Becker et al., 2010, 2012a, 2014;
Becker et al., 2016; Ferguson et al.,
2006; Forney et al., 2012, 2015; Redfern
et al., 2006). (Note that spatial habitat
models are also referred to as ‘‘species
distribution models’’ or ‘‘habitat-based
density models.’’) These models
estimate density as a continuous
function of habitat variables (e.g., sea
surface temperature, seafloor depth) and
thus, within the study area that was
modeled, densities can be predicted at
all locations where these habitat
variables can be measured or estimated.
Spatial habitat models therefore allow
estimates of cetacean densities on finer
scales than traditional line-transect or
mark-recapture analyses.
The methods used to estimate
pinniped at-sea densities are typically
different than those used for cetaceans,
because pinnipeds are not limited to the
water and spend a significant amount of
time on land (e.g., at rookeries).
Pinniped abundance is generally
estimated via shore counts of animals
on land at known haulout sites or by
counting number of pups weaned at
rookeries and applying a correction
factor to estimate the abundance of the
population (for example Harvey et al.,
1990; Jeffries et al., 2003; Lowry 2002;
Sepulveda et al., 2009). Estimating inwater densities from land-based counts
is difficult given the variability in
foraging ranges, migration, and haulout
behavior between species and within
each species, and is driven by factors
such as age class, sex class, breeding
cycles, and seasonal variation. Data
such as age class, sex class, and seasonal
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variation are often used in conjunction
with abundance estimates from known
haulout sites to assign an in-water
abundance estimate for a given area.
The total abundance divided by the area
of the region provides a representative
in-water density estimate for each
species in a different location, which
enables analyses of in-water stressors
resulting from at-sea Navy testing or
training activities. In addition to using
shore counts to estimate pinniped
density, traditional line-transect derived
estimates are also used, particularly in
open ocean areas.
Because the Navy’s density
calculations for many species included
spatial habitat modeling and
demographic information, we utilized
the Navy Marine Species Density
Database (NMSDD) to estimate densities
and resulting take of marine mammals
from the proposed geophysical survey.
Where available, the appropriate
seasonal density estimate from the
NMSDD was used in the estimation here
(i.e., summer). For species with a
quantitative density range within or
around the proposed survey area, the
maximum presented density was
conservatively used. Background
information on the density calculations
for each species/guild as well as
reported sightings in nearby waters are
reported here. Density estimates for
each species/guild are found in Table 7.
Humpback Whale
NMFS SWFSC developed a CCE
habitat-based density model for
humpback whales which provides
spatially explicit density estimates off
the U.S. West Coast for summer and fall
based on survey data collected between
1991 and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
Six humpback whale sightings (8
animals) were made off Washington/
Oregon during the June–July 2012 L–
DEO Juan de Fuca plate seismic survey;
all were well inshore of the proposed
survey area (RPS 2012b). There were 98
humpback whale sightings (213
animals) made during the July 2012 L–
DEO seismic survey off southern
Washington, northeast of the proposed
survey area (RPS 2012a), and 11
sightings (23 animals) during the July
2012 L–DEO seismic survey off Oregon,
southeast of the proposed survey area
(RPS 2012c). No sightings were made
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26963
near the proposed survey area in the
2014 NMFS Southwest Fisheries
Science Center (SWFSC) California
Current Ecosystem (CCE) vessel survey
(Barlow 2016).
Minke Whale
Density values for minke whales are
available for the SWFSC Oregon/
Washington and Northern California
offshore strata for summer/fall (Barlow
2016). Density data are not available for
the NWTT Offshore area northwest of
the SWFSC strata, so data from the
SWFSC Oregon/Washington stratum
were used as representative estimates.
Sightings have been made off Oregon
and Washington in shelf and deeper
waters (Green et al., 1992; Adams et al.,
2014; Carretta et al., 2017). An
estimated abundance of 211 minke
whales was reported for the Oregon/
Washington region based on sightings
data from 1991–2005 (Barlow and
Forney 2007), whereas a 2008 survey
did not record any minke whales while
on survey effort (Barlow 2010). The
abundance for Oregon/Washington for
2014 was estimated at 507 minke
whales (Barlow 2016). There were no
sightings of minke whales off
Washington/Oregon during the June–
July 2012 L–DEO Juan de Fuca plate
seismic survey or during the July 2012
L–DEO seismic survey off Oregon,
southeast of the proposed survey area
(RPS 2012b, c). One minke whale was
seen during the July 2012 L–DEO
seismic survey off southern Washington,
north of the proposed survey area (RPS
2012a). No sightings of minke whales
were made near the proposed survey
area during the 2014 SWFSC CCE vessel
survey (Barlow 2016).
Sei Whale
Density values for sei whales are
available for the SWFSC Oregon/
Washington and Northern California
offshore strata for summer/fall (Barlow
2016). Density data are not available for
the NWTT Offshore area northwest of
the SWFSC strata, so data from the
SWFSC Oregon/Washington stratum
were used as representative estimates.
Sei whales are rare in the waters off
California, Oregon, and Washington
(Brueggeman et al., 1990; Green et al.,
1992; Barlow 1994, 1997). Only 16
confirmed sightings were reported for
California, Oregon, and Washington
during extensive surveys from 1991–
2014 (Green et al., 1992, 1993; Hill and
Barlow 1992; Carretta and Forney 1993;
Mangels and Gerrodette 1994; Von
Saunder and Barlow 1999; Barlow 2003;
Forney 2007; Barlow 2010; Carretta et
al., 2017). Based on surveys conducted
in 1991–2008, the estimated abundance
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of sei whales off the coasts of Oregon
and Washington was 52 (Barlow 2010);
for 2014, the abundance estimate was
468 (Barlow 2016). Two sightings of
four individuals were made during the
June–July 2012 L–DEO Juan de Fuca
plate seismic survey off Washington/
Oregon (RPS 2012b); these were well
inshore of the proposed survey area
(∼125° W). No sei whales were sighted
during the July 2012 L–DEO seismic
surveys north and south of the proposed
survey area (RPS 2012a, c).
Fin Whale
NMFS SWFSC developed a CCE
habitat-based density model for fin
whales which provides spatially explicit
density estimates off the U.S. West
Coast for summer and fall based on
survey data collected between 1991 and
2014 (Becker et al., in prep). Density
data are not available for the NWTT
Offshore area northwest of the SWFSC
strata, so the habitat-based density
values in the northernmost pixels
adjoining this region were interpolated
based on the nearest-neighbor approach
to provide representative density
estimates for this area.
Fin whales are routinely sighted
during surveys off Oregon and
Washington (Barlow and Forney 2007;
Barlow 2010; Adams et al., 2014;
Calambokidis et al., 2015; Edwards et
al., 2015; Carretta et al., 2017),
including in coastal as well as offshore
waters. They have also been detected
acoustically near the proposed study
area during June–August (Edwards et
al., 2015). There is one sighting of a fin
whale in the Ocean Biogeographic
Information System (OBIS) database
within the proposed survey area, which
was made in August 2005 during the
SWFSC Collaborative Survey of
Cetacean Abundance and the Pelagic
Ecosystem (CSCAPE) Marine Mammal
Survey, and several other sightings in
adjacent waters (OBIS 2018). Eight fin
whale sightings (19 animals) were made
off Washington/Oregon during the June–
July 2012 L–DEO Juan de Fuca plate
seismic survey, including two sightings
(4 animals) in the vicinity of the
proposed survey area; sightings were
made in waters 2,369–3,940 m deep
(RPS 2012b). Fourteen fin whale
sightings (28 animals) were made during
the July 2012 L–DEO seismic surveys off
southern Washington, northeast of the
proposed survey area (RPS 2012a). No
fin whales were sighted during the July
2012 L–DEO seismic survey off Oregon,
southeast of the proposed survey area
(RPS 2012c). Fin whales were also seen
off southern Oregon during July 2012 in
water >2,000 m deep during surveys by
Adams et al. (2014).
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NMFS SWFSC developed a CCE
habitat-based density model for blue
whales which provides spatially explicit
density estimates off the U.S. West
Coast for summer and fall based on
survey data collected between 1991 and
2014 (Becker et al., in prep). Density
data are not available for the NWTT
Offshore area northwest of the SWFSC
strata, so the habitat-based density
values in the northernmost pixels
adjoining this region were interpolated
based on the nearest-neighbor approach
to provide representative density
estimates for this area.
The nearest sighting of blue whales is
∼55 km to the southwest (OBIS 2018),
and there are several other sightings in
adjacent waters (Carretta et al., 2018;
OBIS 2018). Satellite telemetry suggests
that blue whales are present in waters
offshore of Oregon and Washington
during fall and winter (Bailey et al.,
2009; Hazen et al., 2017).
2007). Barlow (2016) provided stratified
density estimates for Kogia spp. for
waters off California, Oregon, and
Washington; these were used for all
seasons for both the Northern California
and Oregon/Washington strata. In the
absence of other data, the Barlow (2016)
Oregon/Washington estimate was also
used for the area northwest of the
SWFSC strata for all seasons.
Pygmy and dwarf sperm whales are
rarely sighted off Oregon and
Washington, with only one sighting of
an unidentified Kogia sp. beyond the
U.S. EEZ, during the 1991–2014 NOAA
vessel surveys (Carretta et al., 2017).
This sighting was made in October 1993
during the SWFSC PODS Marine
Mammal Survey ∼150 km to the south
of the proposed survey area (OBIS
2018). Norman et al. (2004) reported
eight confirmed stranding records of
pygmy sperm whales for Oregon and
Washington, five of which occurred
during autumn and winter.
Sperm Whale
Baird’s Beaked Whale
Blue Whale
NMFS SWFSC developed a CCE
habitat-based density model for sperm
whales which provides spatially explicit
density estimates off the U.S. West
Coast for summer and fall based on
survey data collected between 1991 and
2014 (Becker et al., in prep). Density
data are not available for the NWTT
Offshore area northwest of the SWFSC
strata, so the habitat-based density
values in the northernmost pixels
adjoining this region were interpolated
based on the nearest-neighbor approach
to provide representative density
estimates for this area.
There is one sighting of a sperm
whale in the vicinity of the survey area
in the OBIS database that was made in
July 1996 during the SWFSC
ORCAWALE Marine Mammal Survey
(OBIS 2018), and several other sightings
in adjacent waters (Carretta et al., 2018;
OBIS 2018). Sperm whale sightings
were also made in the vicinity of the
proposed survey area during the 2014
SWFSC vessel survey (Barlow 2016). A
single sperm whale was sighted during
the 2009 ETOMO survey, north of the
proposed survey area (Holst 2017).
Sperm whales were detected
acoustically in waters near the proposed
survey area in August 2016 during the
SWFSC Passive Acoustics Survey of
Cetacean Abundance Levels (PASCAL)
study using drifting acoustic recorders
(Keating et al., 2018).
Pygmy and Dwarf Sperm Whales (Kogia
Guild)
Kogia species are treated as a guild off
the U.S. West Coast (Barlow & Forney
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NMFS SWFSC developed a CCE
habitat-based density model for Baird’s
beaked whale which provides spatially
explicit density estimates off the U.S.
West Coast for summer and fall based
on survey data collected between 1991
and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
Green et al. (1992) sighted five groups
during 75,050 km of aerial survey effort
in 1989–1990 off Washington/Oregon
spanning coastal to offshore waters:
Two in slope waters and three in
offshore waters. Two groups were
sighted during summer/fall 2008
surveys off Washington/Oregon, in
waters >2,000 m deep (Barlow 2010).
Acoustic monitoring offshore
Washington detected Baird’s beaked
whale pulses during January through
November 2011, with peaks in February
and July (Sˆirovic´ et al., 2012b in USN
2015). Baird’s beaked whales were
detected acoustically near the proposed
survey area in August 2016 during the
SWFSC PASCAL study using drifting
acoustic recorders (Keating et al., 2018).
There is one sighting of a Baird’s beaked
whale near the survey area in the OBIS
database that was made in August 2005
during the SWFSC CSCAPE Marine
Mammal Survey (OBIS 2018).
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Small Beaked Whale Guild
NMFS has developed habitat-based
density models for a small beaked whale
guild in the CCE (Becker et al., 2012b;
Forney et al., 2012). The small beaked
whale guild includes Cuvier’s beaked
whale and beaked whales of the genus
Mesoplodon, including Blainville’s
beaked whale, Hubbs’ beaked whale,
and Stejneger’s beaked whale. NMFS
SWFSC developed a CCE habitat-based
density model for the small beaked
whale guild which provides spatially
explicit density estimates off the U.S.
West Coast for summer and fall based
on survey data collected between 1991
and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
Four beaked whale sightings were
reported in water depths >2,000 m off
Oregon/Washington during surveys in
2008 (Barlow 2010). None were seen in
1996 or 2001 (Barlow 2003), and several
were recorded from 1991 to 1995
(Barlow 1997). One Cuvier’s beaked
whale sighting was made east of the
proposed survey area during 2014
(Barlow 2016). Acoustic monitoring in
Washington offshore waters detected
Cuvier’s beaked whale pulses between
January and November 2011 (Sˆirovic´ et
al., 2012b in USN 2015). There is one
sighting of a Cuvier’s beaked whale near
the proposed survey area in the OBIS
database that was made in July 1996
during the SWFSC ORCAWALE Marine
Mammal Survey (OBIS 2018), and
several other sightings were made in
adjacent waters, primarily to the south
and east of the proposed survey area
(Carretta et al., 2018; OBIS 2018).
Cuvier’s beaked whales were detected
acoustically in waters near the proposed
survey area in August 2016 during the
SWFSC PASCAL study using drifting
acoustic recorders (Keating et al., 2018).
There are no sightings of Blainville’s
beaked whales near the proposed survey
area in the OBIS database (OBIS 2018).
There is one sighting of an unidentified
species of Mesoplodont whale near the
survey area in the OBIS database that
was made in July 1996 during the
SWFSC ORCAWALE Marine Mammal
Survey (OBIS 2018). There was one
acoustic encounter with Blainville’s
beaked whales recorded in Quinault
Canyon off Washington in waters 1,400
m deep during 2011 (BaumannPickering et al., 2014). Blainville’s
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beaked whales were not detected
acoustically in waters near the proposed
survey area in August 2016 during the
SWFSC PASCAL study using drifting
acoustic recorders (Keating et al., 2018).
Although Blainville’s beaked whales
could be encountered during the
proposed survey, an encounter would
be unlikely because the proposed survey
area is beyond the northern limits of
this tropical species’ usual distribution.
Stejneger’s beaked whale calls were
detected during acoustic monitoring
offshore Washington between January
and June 2011, with an absence of calls
from mid-July to November 2011
(Sˆirovic´ et al., 2012b in USN 2015).
Analysis of these data suggest that this
species could be more than twice as
prevalent in this area than Baird’s
beaked whale (Baumann-Pickering et
al., 2014). Stejneger’s beaked whales
were also detected acoustically in
waters near the proposed survey area in
August 2016 during the SWFSC
PASCAL study using drifting acoustic
recorders (Keating et al., 2018). There
are no sightings of Stejneger’s beaked
whales near the proposed survey area in
the OBIS database (OBIS 2018). There is
one sighting of an unidentified species
of Mesoplodont beaked whale near the
survey area in the OBIS database that
was made during July 1996 during the
SWFSC ORCAWALE Marine Mammal
Survey (OBIS 2018).
Baird’s beaked whale is sometimes
seen close to shore where deep water
approaches the coast, but its primary
habitat is over or near the continental
slope and oceanic seamounts (Jefferson
et al., 2015). Along the U.S. West Coast,
Baird’s beaked whales have been
sighted primarily along the continental
slope (Green et al., 1992; Becker et al.,
2012; Carretta et al., 2018) from late
spring to early fall (Green et al., 1992).
The whales move out from those areas
in winter (Reyes 1991). In the eastern
North Pacific Ocean, Baird’s beaked
whales apparently spend the winter and
spring far offshore, and in June, they
move onto the continental slope, where
peak numbers occur during September
and October. Green et al. (1992) noted
that Baird’s beaked whales on the U.S.
West Coast were most abundant in the
summer, and were not sighted in the fall
or winter. MacLeod et al. (2006)
reported numerous sightings and
strandings of Berardius spp. off the U.S.
West Coast.
Bottlenose Dolphin
During surveys off the U.S. West
Coast, offshore bottlenose dolphins were
generally found at distances greater than
1.86 miles (3 km) from the coast and
were most abundant off southern
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California (Barlow 2010, 2016). Based
on sighting data collected by SWFSC
during systematic surveys in the
Northeast Pacific between 1986 and
2005, there were few sightings of
offshore bottlenose dolphins north of
about 40° N (Hamilton et al., 2009).
NMFS SWFSC developed a CCE habitatbased density model for bottlenose
dolphins which provides spatially
explicit density estimates off the U.S.
West Coast for summer and fall based
on survey data collected between 1991
and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
Bottlenose dolphins occur frequently
off the coast of California, and sightings
have been made as far north as 41° N,
but few records exist for Oregon/
Washington (Carretta et al., 2017). Three
sightings and one stranding of
bottlenose dolphins have been
documented in Puget Sound since 2004
(Cascadia Research 2011 in USN 2015).
It is possible that offshore bottlenose
dolphins may range as far north as the
proposed survey area during warmwater periods (Carretta et al., 2017).
Adams et al. (2014) made one sighting
off Washington during September 2012.
There are no sightings of bottlenose
dolphins near the proposed survey area
in the OBIS database (OBIS 2018).
Striped Dolphin
Striped dolphin encounters increase
in deep, relatively warmer waters off the
U.S. West Coast, and their abundance
decreases north of about 42° N (Barlow
et al., 2009; Becker et al., 2012b; Becker
et al., 2016; Forney et al., 2012).
Although striped dolphins typically do
not occur north of California, there are
a few sighting records off Oregon and
Washington (Barlow 2003, 2010; Von
Saunder & Barlow 1999), and multiple
sightings in 2014 when water
temperatures were anomalously warm
(Barlow 2016). NMFS SWFSC
developed a CCE habitat-based density
model for striped dolphins which
provides spatially explicit density
estimates off the U.S. West Coast for
summer and fall based on survey data
collected between 1991 and 2014
(Becker et al., in prep). Density data are
not available for the NWTT Offshore
area northwest of the SWFSC strata, so
the habitat-based density values in the
northernmost pixels adjoining this
region were interpolated based on the
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nearest-neighbor approach to provide
representative density estimates for this
area.
Striped dolphins regularly occur off
California (Becker et al., 2012), where
they have been seen as far as the ∼300
n.mi. limit during the NOAA Fisheries
vessel surveys (Carretta et al., 2017).
Strandings have occurred along the
coasts of Oregon and Washington
(Carretta et al., 2016). During surveys off
the U.S. West Coast in 2014, striped
dolphins were seen as far north as 44°
N (Barlow 2016).
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Short-Beaked Common Dolphin
Short-beaked common dolphins are
found off the U.S. West Coast
throughout the year, distributed
between the coast and at least 345 miles
(556 km) from shore (Barlow 2010;
Becker et al., 2017; Carretta et al.,
2017b). The short-beaked common
dolphin is the most abundant cetacean
species off California (Barlow 2016;
Carretta et al., 2017b; Forney et al.,
1995); however, their abudance
decreases dramatically north of about
40° N (Barlow et al., 2009; Becker et al.,
2012c; Becker et al., 2016; Forney et al.,
2012). Short-beaked common dolphins
are occasionally sighted in waters off
Oregon and Washington, and one group
of approximately 40 short-beaked
common dolphins was sighted off
northern Washington in 2005 at about
48° N (Forney 2007), and multiple
groups were sighted as far north as 44°
N during anomalously warm conditions
in 2014 (Barlow 2016). NMFS SWFSC
developed a CCE habitat-based density
model for short-beaked common
dolphins which provides spatially
explicit density estimates off the U.S.
West Coast for summer and fall based
on survey data collected between 1991
and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
There are no sightings of short-beaked
dolphins near the proposed survey area
in the OBIS database (OBIS 2018).
Pacific White-Sided Dolphin
Pacific white-sided dolphins occur
year-round in the offshore region of the
NWTT Study Area, with increased
abundance in the summer/fall (Barlow
2010; Forney & Barlow 1998; Oleson et
al., 2009). NMFS SWFSC developed a
CCE habitat-based density model for
Pacific white-sided dolphins which
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provides spatially explicit density
estimates off the U.S. West Coast for
summer and fall based on survey data
collected between 1991 and 2014
(Becker et al., in prep). Density data are
not available for the NWTT Offshore
area northwest of the SWFSC strata, so
the habitat-based density values in the
northernmost pixels adjoining this
region were interpolated based on the
nearest-neighbor approach to provide
representative density estimates for this
area.
Fifteen Pacific white-sided dolphin
sightings (231 animals) were made off
Washington/Oregon during the June–
July 2012 L–DEO Juan de Fuca plate
seismic survey; none were near the
proposed survey area (RPS 2012b).
There were fifteen Pacific white-sided
dolphin sightings (462 animals) made
during the July 2012 L–DEO seismic
surveys off southern Washington,
northeast of the proposed survey area
(RPS 2012a). This species was not
sighted during the July 2012 L–DEO
seismic survey off Oregon, southeast of
the proposed survey area (RPS 2012c).
One group of 10 Pacific white-sided
dolphins was sighted during the 2009
ETOMO survey north of the proposed
survey area (Holst 2017).
Northern Right Whale Dolphin
Survey data suggest that, at least in
the eastern North Pacific, seasonal
inshore-offshore and north-south
movements are related to prey
availability, with peak abundance in the
Southern California Bight during winter
and distribution shifting northward into
Oregon and Washington as water
temperatures increase during late spring
and summer (Barlow 1995; Becker et al.,
2014; Forney et al., 1995; Forney &
Barlow 1998; Leatherwood & Walker
1979). NMFS SWFSC developed a CCE
habitat-based density model for
northern right whale dolphins which
provides spatially explicit density
estimates off the U.S. West Coast for
summer and fall based on survey data
collected between 1991 and 2014
(Becker et al., in prep). Density data are
not available for the NWTT Offshore
area northwest of the SWFSC strata, so
the habitat-based density values in the
northernmost pixels adjoining this
region were interpolated based on the
nearest-neighbor approach to provide
representative density estimates for this
area.
Seven northern right whale dolphin
sightings (231 animals) were made off
Washington/Oregon during the June–
July 2012 L–DEO Juan de Fuca plate
seismic survey; none were seen near the
proposed survey area (RPS 2012b).
There were eight northern right whale
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dolphin sightings (278 animals) made
during the July 2012 L–DEO seismic
surveys off southern Washington,
northeast of the proposed survey area
(RPS 2012a). This species was not
sighted during the July 2012 L–DEO
seismic survey off Oregon, southeast of
the proposed survey area (RPS 2012c).
Risso’s Dolphin
NMFS SWFSC developed a CCE
habitat-based density model for Risso’s
dolphins which provides spatially
explicit density estimates off the U.S.
West Coast for summer and fall based
on survey data collected between 1991
and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
Two sightings of 38 individuals were
recorded off Washington from August
2004 to September 2008 (Oleson et al.,
2009). Risso’s dolphins were sighted off
Oregon, in June and October 2011
(Adams et al., 2014). There were three
Risso’s dolphin sightings (31 animals)
made during the July 2012 L–DEO
seismic surveys off southern
Washington, northeast of the proposed
survey area (RPS 2012a). This species
was not sighted during the July 2012 L–
DEO seismic survey off Oregon,
southeast of the proposed survey area
(RPS 2012c), or off Washington/Oregon
during the June–July 2012 L–DEO Juan
de Fuca plate seismic survey (RPS
2012b).
False Killer Whale
False killer whales were not included
in the NMSDD, as they are very rarely
encountered in the northeast Pacific.
Density estimates for false killer whales
were also not presented in Barlow
(2016), as no sightings occurred during
surveys conducted between 1986 and
2008 (Ferguson and Barlow 2001, 2003;
Forney 2007; Barlow 2003, 2010). One
sighting was made off of southern
California during 2014 (Barlow 2016).
There are no sightings of false killer
whales near the survey area in the OBIS
database (OBIS 2018).
Killer Whale
Due to the difficulties associated with
reliably distinguishing the different
stocks of killer whales from at-sea
sightings, density estimates for the
Offshore region of the NWTT Study
Area are presented for the species as a
whole (i.e., includes the Offshore, West
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Coast Transient, Northern Resident, and
Southern Resident stocks). Density
values for killer whales are available for
the SWFSC Oregon/Washington and
Northern California offshore strata for
summer/fall (Barlow 2016). Density data
are not available for the NWTT Offshore
area northwest of the SWFSC strata, so
data from the SWFSC Oregon/
Washington stratum were used as
representative estimates. These values
were used to represent density yearround.
Eleven sightings of ∼536 individuals
were reported off Oregon/Washington
during the 2008 SWFSC vessel survey
(Barlow 2010). Killer whales were
sighted offshore Washington during
surveys from August 2004 to September
2008 (Oleson et al., 2009). Keating et al.
(2015) analyzed cetacean whistles from
recordings made during 2000–2012;
several killer whale acoustic detections
were made offshore Washington.
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Short-Finned Pilot Whale
Along the U.S. West Coast, shortfinned pilot whales were once common
south of Point Conception, California
(Carretta et al., 2017b; Reilly & Shane
1986), but now sightings off the U.S.
West Coast are infrequent and typically
occur during warm water years (Carretta
et al., 2017b). Stranding records for this
species from Oregon and Washington
waters are considered to be beyond the
normal range of this species rather than
an extension of its range (Norman et al.,
2004). Density values for short-finned
pilot whales are available for the
SWFSC Oregon/Washington and
Northern California strata for summer/
fall (Barlow 2016). Density data are not
available for the NWTT Offshore area
northwest of the SWFSC strata, so data
from the SWFSC Oregon/Washington
stratum were used as representative
estimates. These values were used to
represent density year-round.
Few sightings were made off
California/Oregon/Washington in 1984–
1992 (Green et al., 1992; Carretta and
Forney 1993; Barlow 1997), and
sightings remain rare (Barlow 1997;
Buchanan et al., 2001; Barlow 2010). No
short-finned pilot whales were seen
during surveys off Oregon and
Washington in 1989–1990, 1992, 1996,
and 2001 (Barlow 2003). A few sightings
were made off California during surveys
in 1991–2014 (Barlow 2010). Carretta et
al. (2017) reported one sighting off
Oregon during 1991–2008. Several
stranding events in Oregon/southern
Washington have been recorded over
the past few decades, including in
March 1996, June 1998, and August
2002 (Norman et al., 2004).
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Dall’s Porpoise
NMFS SWFSC developed a CCE
habitat-based density model for Dall’s
porpoise which provides spatially
explicit density estimates off the U.S.
West Coast for summer and fall based
on survey data collected between 1991
and 2014 (Becker et al., in prep).
Density data are not available for the
NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based
density values in the northernmost
pixels adjoining this region were
interpolated based on the nearestneighbor approach to provide
representative density estimates for this
area.
Oleson et al. (2009) reported 44
sightings of 206 individuals off
Washington during surveys form August
2004 to September 2008. Dall’s porpoise
were seen in the waters off Oregon
during summer, fall, and winter surveys
in 2011 and 2012 (Adams et al., 2014).
Nineteen Dall’s porpoise sightings (144
animals) were made off Washington/
Oregon during the June–July 2012 L–
DEO Juan de Fuca plate seismic survey;
none were in near the proposed survey
area (RPS 2012b). There were 16 Dall’s
porpoise sightings (54 animals) made
during the July 2012 L–DEO seismic
surveys off southern Washington,
northeast of the proposed survey area
(RPS 2012a). This species was not
sighted during the July 2012 L–DEO
seismic survey off Oregon, southeast of
the proposed survey area (RPS 2012c).
Dall’s porpoise was the most frequently
sighted marine mammal species (5
sightings of 28 animals) during the 2009
ETOMO survey north of the proposed
survey area (Holst 2017).
Northern Fur Seal
The Navy estimated the abundance of
northern fur seals from the Eastern
Pacific stock and the California breeding
stock that could occur in the NWTT
Offshore Study Area by determining the
percentage of time tagged animals spent
within the Study Area and applying that
percentage to the population to
calculate an abundance for adult
females, juveniles, and pups
independently on a monthly basis.
Adult males are not expected to occur
within the Offshore Study Area and the
proposed survey area during the
proposed geophysical survey as they
spend the summer ashore at breeding
areas in the Bering Sea and San Miguel
Island (Caretta et al., 2017b). Using the
monthly abundances of fur seals within
the Offshore Study Area, the Navy
created strata to estimate the density of
fur seals within three strata: 22 km to 70
km from shore, 70 km to 130 km from
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26967
shore, and 130 km to 463 km from shore
(the western Study Area boundary). L–
DEO’s proposed survey is 423 km from
shore at the closest point. Based on
satellite tag data and historic sealing
records (Olesiuk 2012; Kajimura 1984),
the Navy assumed 25 percent of the
population present within the overall
Offshore Study Area may be within the
130 km to 463 km stratum.
Thirty-one northern fur seal sightings
(63 animals) were made off Washington/
Oregon during the June–July 2012 L–
DEO Juan de Fuca plate seismic survey
north of the proposed survey area (RPS
2012b). There were six sightings (6
animals) made during the July 2012 L–
DEO seismic surveys off southern
Washington, northeast of the proposed
survey area (RPS 2012a). This species
was not sighted during the July 2012 L–
DEO seismic survey off Oregon,
southeast of the proposed survey area
(RPS 2012c).
Guadalupe Fur Seal
As with northern fur seals, adult male
Guadalupe fur seals are expected to be
ashore at breeding areas over the
summer, and are not expected to be
present during the proposed
geophysical survey (Caretta et al.,
2017b; Norris 2017b). Additionally,
breeding females are unlikely to be
present within the Offshore Study Area
as they remain ashore to nurse their
pups through the fall and winter,
making only short foraging trips from
rookeries (Gallo-Reynoso et al., 2008;
Norris 2017b; Yochem et al., 1987). To
estimate the total abundance of
Guadalupe fur seals, the Navy adjusted
the population reported in the 2016
SAR (Caretta et al., 2017b) of 20,000
seals by applying the average annual
growth rate of 7.64 percent over the
seven years between 2010 and 2017.
The resulting 2017 projected abundance
was 33,485 fur seals. Using the reported
composition of the breeding population
of Guadalupe fur seals (Gallo-Reynoso
1994) and satellite telemetry data
(Norris 2017b), the Navy established
seasonal and demographic abundances
of fur seals expected to occur within the
Offshore Study Area.
The distribution of Guadalupe fur
seals in the Offshore Study Area was
stratified by distance from shore (or
water depth) to reflect their preferred
pelagic habitat (Norris 2017a). Ten
percent of fur seals in the Study Area
are expected to use waters over the
continental shelf (approximated as
waters with depths between 10 and 200
m). A depth of 10 m is used as the
shoreward extent of the shelf (rather
than extending to shore), because
Guadalupe fur seals in the Offshore
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Study Area are not expected to haul out
and would not be likely to come close
to shore. All fur seals (i.e., 100 percent)
would use waters off the shelf (beyond
the 200 m isobath) out to 300 km from
shore, and 25 of percent of fur seals
would be expected to use waters
between 300 and 700 km from shore
(including the proposed geophysical
survey area). The second stratum (200 m
to 300 km from shore) is the preferred
habitat where Guadalupe fur seals are
most likely to occur most of the time.
Individuals may spend a portion of their
time over the continental shelf or farther
than 300 km from shore, necessitating a
density estimate for those areas, but all
Guadalupe fur seals would be expected
to be in the central stratum most of the
time, which is the reason 100 percent is
used in the density estimate for the
central stratum (Norris 2017a). Spatial
areas for the three strata were estimated
in a GIS and used to calculate the
densities.
Guadalupe fur seals have not
previously been observed in the
proposed survey area, nor on previous
L–DEO surveys off Washington and
Oregon.
Northern Elephant Seal
The most recent surveys supporting
the abundance estimate for northern
elephant seals were conducted in 2010
(Caretta et al., 2017b). By applying the
average growth rate of 3.8 percent per
year for the California breeding stock
over the seven years from 2010 to 2017,
the Navy calculated a projected 2017
abundance estimate of 232,399 elephant
seals (Caretta et al., 2017b; Lowry et al.,
2014). Male and female distributions at
sea differ both seasonally and spatially.
Pup counts reported by Lowry et al.
(2014) and life tables compiled by
Condit et al. (2014) were used to
determine the proportion of males and
females in the population, which was
estimated to be 56 percent female and
44 percent male. Females are assumed
to be at sea 100 percent of the time
within their seasonal distribution area
in fall and summer (Robinson et al.,
2012). Males are at sea approximately 90
percent of the time in fall and spring,
remain ashore through the entire winter,
and spend one month ashore to molt in
the summer (i.e., are at sea 66 percent
of the summer). Monthly distribution
maps produced by Robinson et al.
(2012) showing the extent of foraging
areas used by satellite tagged female
elephant seals were used to estimate the
spatial areas to calculate densities.
Although the distributions were based
on tagged female seals, Le Boeuf et al.
(2000) and Simmons et al. (2007)
reported similar tracks by males over
broad spatial scales. The spatial areas
representing each monthly distribution
were calculating using GIS and then
averaged to produce seasonally variable
areas and resulting densities.
Off Washington, most elephant seal
sightings at sea were made during June,
July, and September; off Oregon,
sightings were recorded from November
through May (Bonnell et al. 1992).
Several seals were seen off Oregon
during summer, fall, and winter surveys
in 2011 and 2012 (Adams et al. 2014).
Northern elephant seals were also taken
as bycatch off Oregon in the west coast
groundfish fishery during 2002–2009
(Jannot et al. 2011). Northern elephant
seals were sighted five times (5 animals)
during the July 2012 L–DEO seismic
surveys off southern Washington,
northeast of the proposed survey area
(RPS 2012a). This species was not
sighted during the July 2012 L–DEO
seismic survey off Oregon, southeast of
the proposed survey area (RPS 2012c),
or off Washington/Oregon during the
June–July 2012 L–DEO Juan de Fuca
plate seismic survey that included the
proposed survey area (RPS 2012b). One
northern elephant seal was sighted
during the 2009 ETOMO survey north of
the proposed survey area (Holst 2017).
TABLE 7—MARINE MAMMAL DENSITY
VALUES IN THE PROPOSED SURVEY
AREA
Reported
density
(#/km2) a
Species
LF Cetaceans:
Humpback whale ....................
Minke whale ............................
Sei whale ................................
Fin whale .................................
Blue whale ..............................
MF Cetaceans:
Sperm whale ...........................
Cuvier’s and Mesoplodont
beaked whales ....................
Baird’s beaked whale ..............
0.001829
0.0013
0.0004
0.004249
0.001096
0.002561
0.007304
0.00082
TABLE 7—MARINE MAMMAL DENSITY
VALUES IN THE PROPOSED SURVEY
AREA—Continued
Species
Bottlenose dolphin ..................
Striped dolphin ........................
Short-beaked common dolphin
Pacific white-sided dolphin .....
Northern right-whale dolphin ...
Risso’s dolphin ........................
False killer whale ....................
Killer whale ..............................
Short-finned pilot whale ..........
HF Cetaceans:
Kogia spp ................................
Dall’s porpoise ........................
Otariids:
Northern fur seal .....................
Guadalupe fur seal .................
Phocids:
Northern elephant seal ...........
Reported
density
(#/km2) a
0.000003
0.009329
0.124891
0.017426
0.039962
0.007008
N/A
b 0.00092
0.00025
0.00163
0.043951
b 0.0103
0.0029
0.0309
a Navy
2018.
stock-specific densities are available so
densities are presumed equal for all stocks
present.
b No
Take Calculation and Estimation
Here we describe how the information
provided above is brought together to
produce a quantitative take estimate. In
order to estimate the number of marine
mammals predicted to be exposed to
sound levels that would result in Level
A or Level B harassment, radial
distances from the airgun array to
predicted isopleths corresponding to the
Level A harassment and Level B
harassment thresholds are calculated, as
described above. Those radial distances
are then used to calculate the area(s)
around the airgun array predicted to be
ensonified to sound levels that exceed
the Level A and Level B harassment
thresholds. The area estimated to be
ensonified in a single day of the survey
is then calculated (Table 8), based on
the areas predicted to be ensonified
around the array and representative
trackline distances traveled per day.
This number is then multiplied by the
number of survey days. The product is
then multiplied by 1.25 to account for
the additional 25 percent contingency.
This results in an estimate of the total
areas (km2) expected to be ensonified to
the Level A and Level B harassment
thresholds.
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TABLE 8—AREAS (KM2) ESTIMATED TO BE ENSONIFIED TO LEVEL A AND LEVEL B HARASSMENT THRESHOLDS, PER DAY
Survey
Relevant
isopleth
(m)
Criteria
2–D Survey .........................
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Daily
ensonified
area
(km2)
Total
survey
days
Level B Harassment
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25%
increase
Total
ensonified
area
(km2)
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TABLE 8—AREAS (KM2) ESTIMATED TO BE ENSONIFIED TO LEVEL A AND LEVEL B HARASSMENT THRESHOLDS, PER DAY—
Continued
Survey
Daily
ensonified
area
(km2)
Relevant
isopleth
(m)
Criteria
160-dB ................................
6,733
Total
survey
days
1,346.90
Total
ensonified
area
(km2)
25%
increase
3
1.25
5,050.86
3
3
3
3
3
1.25
1.25
1.25
1.25
1.25
595.01
374.12
60.96
18.97
14.79
16
1.25
13,810.40
16
16
16
16
16
1.25
1.25
1.25
1.25
1.25
947.74
602.59
199.59
89.01
78.67
Level A Harassment
LF Cetaceans .....................
HF Cetaceans .....................
Phocids ...............................
MF Cetaceans ....................
Otariids ...............................
426.9
268.3
43.7
13.6
10.6
3–D Survey
158.67
99.77
16.26
5.06
3.94
Level B Harassment
160-dB ................................
3,758
690.52
Level A Harassment
LF Cetaceans .....................
HF Cetaceans .....................
Phocids ...............................
MF Cetaceans ....................
Otariids ...............................
The marine mammals predicted to
occur within these respective areas,
based on estimated densities, are
assumed to be incidentally taken. For
118.7
75.6
25.1
11.2
9.9
47.39
30.13
9.98
4.45
3.93
species where take by Level A
harassment has been requested, the
calculated Level A takes have been
subtracted from the total exposures
within the Level B harassment zone.
Estimated exposures for the proposed
survey are shown in Table 9.
TABLE 9—ESTIMATED LEVEL A AND LEVEL B EXPOSURES, AND PERCENTAGE OF STOCK EXPOSED
Species
Stock
Level B
Level A
Percent of
stock
Total take
LF Cetaceans
Humpback whale ..............................
Minke whale ......................................
Sei whale ..........................................
Fin whale ..........................................
Blue whale ........................................
California/Oregon/Washington .........
California/Oregon/Washington .........
Eastern North Pacific .......................
California/Oregon/Washington .........
Eastern North Pacific .......................
32
23
7
74
19
3
2
1
7
2
35
25
8
81
21
1.21
3.93
1.54
0.90
1.28
48
138
0
0
48
138
a 2.18
15
0
0
0
0
0
0
0
0
0
........................
0
176
2,356
329
749
132
b5
17
........................
b 18
0.56
0.68
0.60
0.24
1.23
2.82
2.08
0.32
c 5.67
c 7.00
2.15
31
829
2
43
29
786
0.71
3.05
194
........................
0
........................
194
........................
c 0.03
MF Cetaceans
Sperm whale .....................................
Cuvier’s and Mesoplodont beaked
whales.
Baird’s beaked whale .......................
Bottlenose dolphin ............................
Striped dolphin ..................................
Short-beaked common dolphin .........
Pacific white-sided dolphin ...............
Northern right-whale dolphin ............
Risso’s dolphin ..................................
False killer whale ..............................
Killer whale .......................................
Short-finned pilot whale ....................
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
California/Oregon/Washington .........
Hawaii Pelagic ..................................
Offshore ............................................
West Coast Transient .......................
California/Oregon/Washington .........
b 13
176
2,356
329
754
132
b5
17
........................
b 18
15
b 13
2.40
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HF Cetaceans
Kogia spp ..........................................
Dall’s porpoise ..................................
California/Oregon/Washington .........
California/Oregon/Washington .........
Otariids
Northern fur seal ...............................
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Eastern Pacific .................................
California ..........................................
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TABLE 9—ESTIMATED LEVEL A AND LEVEL B EXPOSURES, AND PERCENTAGE OF STOCK EXPOSED—Continued
Species
Stock
Level B
Guadalupe fur seal ...........................
Mexico ..............................................
Level A
Percent of
stock
Total take
55
0
55
0.28
583
0
583
0.33
Phocids
Northern elephant seal .....................
California Breeding ...........................
a Combined
stock abundances for Cuvier’s beaked whales and Mesoplodont guild.
take increased to mean group size (Barlow 2016).
multiple stocks are affected, for the purposes of calculating the percentage of stock affected, takes are analyzed as if all takes occurred within each stock.
b Calculated
c Where
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It should be noted that the proposed
take numbers shown in Table 9 are
expected to be conservative for several
reasons. First, in the calculations of
estimated take, 25 percent has been
added in the form of operational survey
days to account for the possibility of
additional seismic operations associated
with airgun testing and repeat coverage
of any areas where initial data quality is
sub-standard, and in recognition of the
uncertainties in the density estimates
used to estimate take as described
above. Additionally, marine mammals
would be expected to move away from
a loud sound source that represents an
aversive stimulus, such as an airgun
array, potentially reducing the number
of takes by Level A harassment.
However, the extent to which marine
mammals would move away from the
sound source is difficult to quantify and
is, therefore, not accounted for in the
take estimates.
Note that due to the different density
estimates used, and in consideration of
the near-field soundscape of the airgun
array, we propose to authorize a
different number of incidental takes
than the number of incidental takes
requested by L–DEO (see Table 6 in the
IHA application).
Proposed Mitigation
In order to issue an IHA under
Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible
methods of taking pursuant to such
activity, and other means of effecting
the least practicable impact on such
species or stock and its habitat, paying
particular attention to rookeries, mating
grounds, and areas of similar
significance, and on the availability of
such species or stock for taking for
certain subsistence uses (latter not
applicable for this action). NMFS
regulations require applicants for
incidental take authorizations to include
information about the availability and
feasibility (economic and technological)
of equipment, methods, and manner of
conducting such activity or other means
of effecting the least practicable adverse
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impact upon the affected species or
stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or
may not be appropriate to ensure the
least practicable adverse impact on
species or stocks and their habitat, as
well as subsistence uses where
applicable, we carefully consider two
primary factors:
(1) The manner in which, and the
degree to which, the successful
implementation of the measure(s) is
expected to reduce impacts to marine
mammals, marine mammal species or
stocks, and their habitat. This considers
the nature of the potential adverse
impact being mitigated (likelihood,
scope, range). It further considers the
likelihood that the measure will be
effective if implemented (probability of
accomplishing the mitigating result if
implemented as planned), the
likelihood of effective implementation
(probability implemented as planned);
and
(2) the practicability of the measures
for applicant implementation, which
may consider such things as cost,
impact on operations, and, in the case
of a military readiness activity,
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
L–DEO has reviewed mitigation
measures employed during seismic
research surveys authorized by NMFS
under previous incidental harassment
authorizations, as well as recommended
best practices in Richardson et al.
(1995), Pierson et al. (1998), Weir and
Dolman (2007), Nowacek et al. (2013),
Wright (2014), and Wright and
Cosentino (2015), and has incorporated
a suite of proposed mitigation measures
into their project description based on
the above sources.
To reduce the potential for
disturbance from acoustic stimuli
associated with the activities, L–DEO
has proposed to implement mitigation
measures for marine mammals.
Mitigation measures that would be
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adopted during the proposed surveys
include (1) Vessel-based visual
mitigation monitoring; (2) Vessel-based
passive acoustic monitoring; (3)
Establishment of an exclusion zone; (4)
Power down procedures; (5) Shutdown
procedures; (6) Ramp-up procedures;
and (7) Vessel strike avoidance
measures.
Vessel-Based Visual Mitigation
Monitoring
Visual monitoring requires the use of
trained observers (herein referred to as
visual PSOs) to scan the ocean surface
visually for the presence of marine
mammals. The area to be scanned
visually includes primarily the
exclusion zone, but also the buffer zone.
The buffer zone means an area beyond
the exclusion zone to be monitored for
the presence of marine mammals that
may enter the exclusion zone. During
pre-clearance monitoring (i.e., before
ramp-up begins), the buffer zone also
acts as an extension of the exclusion
zone in that observations of marine
mammals within the buffer zone would
also prevent airgun operations from
beginning (i.e., ramp-up). The buffer
zone encompasses the area at and below
the sea surface from the edge of the 0–
500 meter exclusion zone, out to a
radius of 1,000 meters from the edges of
the airgun array (500–1,000 meters).
Visual monitoring of the exclusion
zones and adjacent waters is intended to
establish and, when visual conditions
allow, maintain zones around the sound
source that are clear of marine
mammals, thereby reducing or
eliminating the potential for injury and
minimizing the potential for more
severe behavioral reactions for animals
occurring close to the vessel. Visual
monitoring of the buffer zone is
intended to (1) provide additional
protection to naı¨ve marine mammals
that may be in the area during preclearance, and (2) during airgun use, aid
in establishing and maintaining the
exclusion zone by alerting the visual
observer and crew of marine mammals
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that are outside of, but may approach
and enter, the exclusion zone.
L–DEO must use at least five
dedicated, trained, NMFS-approved
Protected Species Observers (PSOs). The
PSOs must have no tasks other than to
conduct observational effort, record
observational data, and communicate
with and instruct relevant vessel crew
with regard to the presence of marine
mammals and mitigation requirements.
PSO resumes shall be provided to
NMFS for approval.
At least one of the visual and two of
the acoustic PSOs aboard the vessel
must have a minimum of 90 days at-sea
experience working in those roles,
respectively, during a deep penetration
(i.e., ‘‘high energy’’) seismic survey,
with no more than 18 months elapsed
since the conclusion of the at-sea
experience. One visual PSO with such
experience shall be designated as the
lead for the entire protected species
observation team. The lead PSO shall
serve as primary point of contact for the
vessel operator and ensure all PSO
requirements per the IHA are met. To
the maximum extent practicable, the
experienced PSOs should be scheduled
to be on duty with those PSOs with
appropriate training but who have not
yet gained relevant experience.
During survey operations (e.g., any
day on which use of the acoustic source
is planned to occur, and whenever the
acoustic source is in the water, whether
activated or not), a minimum of two
visual PSOs must be on duty and
conducting visual observations at all
times during daylight hours (i.e., from
30 minutes prior to sunrise through 30
minutes following sunset) and 30
minutes prior to and during nighttime
ramp-ups of the airgun array. Visual
monitoring of the exclusion and buffer
zones must begin no less than 30
minutes prior to ramp-up and must
continue until one hour after use of the
acoustic source ceases or until 30
minutes past sunset. Visual PSOs shall
coordinate to ensure 360° visual
coverage around the vessel from the
most appropriate observation posts, and
shall conduct visual observations using
binoculars and the naked eye while free
from distractions and in a consistent,
systematic, and diligent manner.
PSOs shall establish and monitor the
exclusion and buffer zones. These zones
shall be based upon the radial distance
from the edges of the acoustic source
(rather than being based on the center of
the array or around the vessel itself).
During use of the acoustic source (i.e.,
anytime airguns are active, including
ramp-up), occurrences of marine
mammals within the buffer zone (but
outside the exclusion zone) shall be
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communicated to the operator to
prepare for the potential shutdown or
powerdown of the acoustic source.
During use of the airgun (i.e., anytime
the acoustic source is active, including
ramp-up), occurrences of marine
mammals within the buffer zone (but
outside the exclusion zone) should be
communicated to the operator to
prepare for the potential shutdown or
powerdown of the acoustic source.
Visual PSOs will immediately
communicate all observations to the on
duty acoustic PSO(s), including any
determination by the PSO regarding
species identification, distance, and
bearing and the degree of confidence in
the determination. Any observations of
marine mammals by crew members
shall be relayed to the PSO team. During
good conditions (e.g., daylight hours;
Beaufort sea state (BSS) 3 or less), visual
PSOs shall conduct observations when
the acoustic source is not operating for
comparison of sighting rates and
behavior with and without use of the
acoustic source and between acquisition
periods, to the maximum extent
practicable. Visual PSOs may be on
watch for a maximum of four
consecutive hours followed by a break
of at least one hour between watches
and may conduct a maximum of 12
hours of observation per 24-hour period.
Combined observational duties (visual
and acoustic but not at same time) may
not exceed 12 hours per 24-hour period
for any individual PSO.
Passive Acoustic Monitoring
Acoustic monitoring means the use of
trained personnel (sometimes referred to
as passive acoustic monitoring (PAM)
operators, herein referred to as acoustic
PSOs) to operate PAM equipment to
acoustically detect the presence of
marine mammals. Acoustic monitoring
involves acoustically detecting marine
mammals regardless of distance from
the source, as localization of animals
may not always be possible. Acoustic
monitoring is intended to further
support visual monitoring (during
daylight hours) in maintaining an
exclusion zone around the sound source
that is clear of marine mammals. In
cases where visual monitoring is not
effective (e.g., due to weather,
nighttime), acoustic monitoring may be
used to allow certain activities to occur,
as further detailed below.
Passive acoustic monitoring (PAM)
would take place in addition to the
visual monitoring program. Visual
monitoring typically is not effective
during periods of poor visibility or at
night, and even with good visibility, is
unable to detect marine mammals when
they are below the surface or beyond
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26971
visual range. Acoustical monitoring can
be used in addition to visual
observations to improve detection,
identification, and localization of
cetaceans. The acoustic monitoring
would serve to alert visual PSOs (if on
duty) when vocalizing cetaceans are
detected. It is only useful when marine
mammals call, but it can be effective
either by day or by night, and does not
depend on good visibility. It would be
monitored in real time so that the visual
observers can be advised when
cetaceans are detected.
The R/V Langseth will use a towed
PAM system, which must be monitored
by at a minimum one on duty acoustic
PSO beginning at least 30 minutes prior
to ramp-up and at all times during use
of the acoustic source. Acoustic PSOs
may be on watch for a maximum of four
consecutive hours followed by a break
of at least one hour between watches
and may conduct a maximum of 12
hours of observation per 24-hour period.
Combined observational duties (acoustic
and visual but not at same time) may
not exceed 12 hours per 24-hour period
for any individual PSO.
Survey activity may continue for 30
minutes when the PAM system
malfunctions or is damaged, while the
PAM operator diagnoses the issue. If the
diagnosis indicates that the PAM system
must be repaired to solve the problem,
operations may continue for an
additional two hours without acoustic
monitoring during daylight hours only
under the following conditions:
• Sea state is less than or equal to
BSS 4;
• No marine mammals (excluding
delphinids) detected solely by PAM in
the applicable exclusion zone in the
previous two hours;
• NMFS is notified via email as soon
as practicable with the time and
location in which operations began
occurring without an active PAM
system; and
• Operations with an active acoustic
source, but without an operating PAM
system, do not exceed a cumulative total
of four hours in any 24-hour period.
Establishment of Exclusion and Buffer
Zones
An exclusion zone (EZ) is a defined
area within which occurrence of a
marine mammal triggers mitigation
action intended to reduce the potential
for certain outcomes, e.g., auditory
injury, disruption of critical behaviors.
The PSOs would establish a minimum
EZ with a 500 m radius for the 36 airgun
array. The 500 m EZ would be based on
radial distance from any element of the
airgun array (rather than being based on
the center of the array or around the
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vessel itself). With certain exceptions
(described below), if a marine mammal
appears within or enters this zone, the
acoustic source would be shut down.
The 500 m EZ is intended to be
precautionary in the sense that it would
be expected to contain sound exceeding
the injury criteria for all cetacean
hearing groups, (based on the dual
criteria of SELcum and peak SPL), while
also providing a consistent, reasonably
observable zone within which PSOs
would typically be able to conduct
effective observational effort.
Additionally, a 500 m EZ is expected to
minimize the likelihood that marine
mammals will be exposed to levels
likely to result in more severe
behavioral responses. Although
significantly greater distances may be
observed from an elevated platform
under good conditions, we believe that
500 m is likely regularly attainable for
PSOs using the naked eye during typical
conditions.
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Pre-Clearance and Ramp-Up
Ramp-up (sometimes referred to as
‘‘soft start’’) means the gradual and
systematic increase of emitted sound
levels from an airgun array. Ramp-up
begins by first activating a single airgun
of the smallest volume, followed by
doubling the number of active elements
in stages until the full complement of an
array’s airguns are active. Each stage
should be approximately the same
duration, and the total duration should
not be less than approximately 20
minutes. The intent of pre-clearance
observation (30 minutes) is to ensure no
protected species are observed within
the buffer zone prior to the beginning of
ramp-up. During pre-clearance is the
only time observations of protected
species in the buffer zone would
prevent operations (i.e., the beginning of
ramp-up). The intent of ramp-up is to
warn protected species of pending
seismic operations and to allow
sufficient time for those animals to leave
the immediate vicinity. A ramp-up
procedure, involving a step-wise
increase in the number of airguns firing
and total array volume until all
operational airguns are activated and
the full volume is achieved, is required
at all times as part of the activation of
the acoustic source. All operators must
adhere to the following pre-clearance
and ramp-up requirements:
• The operator must notify a
designated PSO of the planned start of
ramp-up as agreed upon with the lead
PSO; the notification time should not be
less than 60 minutes prior to the
planned ramp-up in order to allow the
PSOs time to monitor the exclusion and
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buffer zones for 30 minutes prior to the
initiation of ramp-up (pre-clearance);
• Ramp-ups shall be scheduled so as
to minimize the time spent with the
source activated prior to reaching the
designated run-in;
• One of the PSOs conducting preclearance observations must be notified
again immediately prior to initiating
ramp-up procedures and the operator
must receive confirmation from the PSO
to proceed;
• Ramp-up may not be initiated if any
marine mammal is within the applicable
exclusion or buffer zone. If a marine
mammal is observed within the
applicable exclusion zone or the buffer
zone during the 30 minute pre-clearance
period, ramp-up may not begin until the
animal(s) has been observed exiting the
zones or until an additional time period
has elapsed with no further sightings
(15 minutes for small odontocetes and
30 minutes for all other species);
• Ramp-up shall begin by activating a
single airgun of the smallest volume in
the array and shall continue in stages by
doubling the number of active elements
at the commencement of each stage,
with each stage of approximately the
same duration. Duration shall not be
less than 20 minutes. The operator must
provide information to the PSO
documenting that appropriate
procedures were followed;
• PSOs must monitor the exclusion
and buffer zones during ramp-up, and
ramp-up must cease and the source
must be shut down upon observation of
a marine mammal within the applicable
exclusion zone. Once ramp-up has
begun, observations of marine mammals
within the buffer zone do not require
shutdown or powerdown, but such
observation shall be communicated to
the operator to prepare for the potential
shutdown or powerdown;
• Ramp-up may occur at times of
poor visibility, including nighttime, if
appropriate acoustic monitoring has
occurred with no detections in the 30
minutes prior to beginning ramp-up.
Acoustic source activation may only
occur at times of poor visibility where
operational planning cannot reasonably
avoid such circumstances;
• If the acoustic source is shut down
for brief periods (i.e., less than 30
minutes) for reasons other than that
described for shutdown and powerdown
(e.g., mechanical difficulty), it may be
activated again without ramp-up if PSOs
have maintained constant visual and/or
acoustic observation and no visual or
acoustic detections of marine mammals
have occurred within the applicable
exclusion zone. For any longer
shutdown, pre-clearance observation
and ramp-up are required. For any
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shutdown at night or in periods of poor
visibility (e.g., BSS 4 or greater), rampup is required, but if the shutdown
period was brief and constant
observation was maintained, preclearance watch of 30 min is not
required; and
• Testing of the acoustic source
involving all elements requires rampup. Testing limited to individual source
elements or strings does not require
ramp-up but does require pre-clearance
of 30 min.
Shutdown and Powerdown
The shutdown of an airgun array
requires the immediate de-activation of
all individual airgun elements of the
array while a powerdown requires
immediate de-activation of all
individual airgun elements of the array
except the single 40-in 3 airgun. Any
PSO on duty will have the authority to
delay the start of survey operations or to
call for shutdown or powerdown of the
acoustic source if a marine mammal is
detected within the applicable
exclusion zone. The operator must also
establish and maintain clear lines of
communication directly between PSOs
on duty and crew controlling the
acoustic source to ensure that shutdown
and powerdown commands are
conveyed swiftly while allowing PSOs
to maintain watch. When both visual
and acoustic PSOs are on duty, all
detections will be immediately
communicated to the remainder of the
on-duty PSO team for potential
verification of visual observations by the
acoustic PSO or of acoustic detections
by visual PSOs. When the airgun array
is active (i.e., anytime one or more
airguns is active, including during
ramp-up and powerdown) and (1) a
marine mammal appears within or
enters the applicable exclusion zone
and/or (2) a marine mammal (other than
delphinids, see below) is detected
acoustically and localized within the
applicable exclusion zone, the acoustic
source will be shut down. When
shutdown is called for by a PSO, the
acoustic source will be immediately
deactivated and any dispute resolved
only following deactivation.
Additionally, shutdown will occur
whenever PAM alone (without visual
sighting), confirms presence of marine
mammal(s) in the EZ. If the acoustic
PSO cannot confirm presence within the
EZ, visual PSOs will be notified but
shutdown is not required.
Following a shutdown, airgun activity
would not resume until the marine
mammal has cleared the 500 m EZ. The
animal would be considered to have
cleared the 500 m EZ if it is visually
observed to have departed the 500 m
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EZ, or it has not been seen within the
500 m EZ for 15 min in the case of small
odontocetes and pinnipeds, or 30 min in
the case of mysticetes and large
odontocetes, including sperm, pygmy
sperm, dwarf sperm, and beaked
whales.
The shutdown requirement can be
waived for small dolphins in which case
the acoustic source shall be powered
down to the single 40-in 3 airgun if an
individual is visually detected within
the exclusion zone. As defined here, the
small delphinoid group is intended to
encompass those members of the Family
Delphinidae most likely to voluntarily
approach the source vessel for purposes
of interacting with the vessel and/or
airgun array (e.g., bow riding). This
exception to the shutdown requirement
would apply solely to specific genera of
small dolphins—Tursiops, Delphinus,
Lagenodelphis, Lagenorhynchus,
Lissodelphis, Stenella and Steno—The
acoustic source shall be powered down
to 40-in 3 airgun if an individual
belonging to these genera is visually
detected within the 500 m exclusion
zone.
Powerdown conditions shall be
maintained until delphinids for which
shutdown is waived are no longer
observed within the 500 m exclusion
zone, following which full-power
operations may be resumed without
ramp-up. Visual PSOs may elect to
waive the powerdown requirement if
delphinids for which shutdown is
waived to be voluntarily approaching
the vessel for the purpose of interacting
with the vessel or towed gear, and may
use best professional judgment in
making this decision.
We include this small delphinoid
exception because power-down/
shutdown requirements for small
delphinoids under all circumstances
represent practicability concerns
without likely commensurate benefits
for the animals in question. Small
delphinoids are generally the most
commonly observed marine mammals
in the specific geographic region and
would typically be the only marine
mammals likely to intentionally
approach the vessel. As described
above, auditory injury is extremely
unlikely to occur for mid-frequency
cetaceans (e.g., delphinids), as this
group is relatively insensitive to sound
produced at the predominant
frequencies in an airgun pulse while
also having a relatively high threshold
for the onset of auditory injury (i.e.,
permanent threshold shift).
A large body of anecdotal evidence
indicates that small delphinoids
commonly approach vessels and/or
towed arrays during active sound
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production for purposes of bow riding,
with no apparent effect observed in
those delphinoids (e.g., Barkaszi et al.,
2012). The potential for increased
shutdowns resulting from such a
measure would require the Langseth to
revisit the missed track line to reacquire
data, resulting in an overall increase in
the total sound energy input to the
marine environment and an increase in
the total duration over which the survey
is active in a given area. Although other
mid-frequency hearing specialists (e.g.,
large delphinoids) are no more likely to
incur auditory injury than are small
delphinoids, they are much less likely
to approach vessels. Therefore, retaining
a power-down/shutdown requirement
for large delphinoids would not have
similar impacts in terms of either
practicability for the applicant or
corollary increase in sound energy
output and time on the water. We do
anticipate some benefit for a powerdown/shutdown requirement for large
delphinoids in that it simplifies
somewhat the total range of decisionmaking for PSOs and may preclude any
potential for physiological effects other
than to the auditory system as well as
some more severe behavioral reactions
for any such animals in close proximity
to the source vessel.
Powerdown conditions shall be
maintained until the marine mammal(s)
of the above listed genera are no longer
observed within the exclusion zone,
following which full-power operations
may be resumed without ramp-up.
Additionally, visual PSOs may elect to
waive the powerdown requirement if
the small dolphin(s) appear to be
voluntarily approaching the vessel for
the purpose of interacting with the
vessel or towed gear, and may use best
professional judgment in making this
decision. Visual PSOs shall use best
professional judgment in making the
decision to call for a shutdown if there
is uncertainty regarding identification
(i.e., whether the observed marine
mammal(s) belongs to one of the
delphinid genera for which shutdown is
waived or one of the species with a
larger exclusion zone). If PSOs observe
any behaviors in a small delphinid for
which shutdown is waived that indicate
an adverse reaction, then powerdown
will be initiated immediately.
Upon implementation of shutdown,
the source may be reactivated after the
marine mammal(s) has been observed
exiting the applicable exclusion zone
(i.e., animal is not required to fully exit
the buffer zone where applicable) or
following 15 minutes for small
odontocetes and 30 minutes for all other
species with no further observation of
the marine mammal(s).
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26973
Vessel Strike Avoidance
These measures apply to all vessels
associated with the planned survey
activity; however, we note that these
requirements do not apply in any case
where compliance would create an
imminent and serious threat to a person
or vessel or to the extent that a vessel
is restricted in its ability to maneuver
and, because of the restriction, cannot
comply. These measures include the
following:
1. Vessel operators and crews must
maintain a vigilant watch for all marine
mammals and slow down, stop their
vessel, or alter course, as appropriate
and regardless of vessel size, to avoid
striking any marine mammal. A single
marine mammal at the surface may
indicate the presence of submerged
animals in the vicinity of the vessel;
therefore, precautionary measures
should be exercised when an animal is
observed. A visual observer aboard the
vessel must monitor a vessel strike
avoidance zone around the vessel
(specific distances detailed below), to
ensure the potential for strike is
minimized. Visual observers monitoring
the vessel strike avoidance zone can be
either third-party observers or crew
members, but crew members
responsible for these duties must be
provided sufficient training to
distinguish marine mammals from other
phenomena and broadly to identify a
marine mammal to broad taxonomic
group (i.e., as a large whale or other
marine mammal);
2. Vessel speeds must be reduced to
10 kn or less when mother/calf pairs,
pods, or large assemblages of any
marine mammal are observed near a
vessel;
3. All vessels must maintain a
minimum separation distance of 100 m
from large whales (i.e., sperm whales
and all baleen whales);
4. All vessels must attempt to
maintain a minimum separation
distance of 50 m from all other marine
mammals, with an exception made for
those animals that approach the vessel;
and
5. When marine mammals are sighted
while a vessel is underway, the vessel
should take action as necessary to avoid
violating the relevant separation
distance (e.g., attempt to remain parallel
to the animal’s course, avoid excessive
speed or abrupt changes in direction
until the animal has left the area). If
marine mammals are sighted within the
relevant separation distance, the vessel
should reduce speed and shift the
engine to neutral, not engaging the
engines until animals are clear of the
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area. This recommendation does not
apply to any vessel towing gear.
We have carefully evaluated the suite
of mitigation measures described here
and considered a range of other
measures in the context of ensuring that
we prescribe the means of effecting the
least practicable adverse impact on the
affected marine mammal species and
stocks and their habitat. Based on our
evaluation of the proposed measures,
NMFS has preliminarily determined
that the mitigation measures provide the
means effecting the least practicable
impact on the affected species or stocks
and their habitat, paying particular
attention to rookeries, mating grounds,
and areas of similar significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an
activity, Section 101(a)(5)(D) of the
MMPA states that NMFS must set forth
requirements pertaining to the
monitoring and reporting of such taking.
The MMPA implementing regulations at
50 CFR 216.104 (a)(13) indicate that
requests for authorizations must include
the suggested means of accomplishing
the necessary monitoring and reporting
that will result in increased knowledge
of the species and of the level of taking
or impacts on populations of marine
mammals that are expected to be
present in the proposed action area.
Effective reporting is critical both to
compliance as well as ensuring that the
most value is obtained from the required
monitoring.
Monitoring and reporting
requirements prescribed by NMFS
should contribute to improved
understanding of one or more of the
following:
• Occurrence of marine mammal
species or stocks in the area in which
take is anticipated (e.g., presence,
abundance, distribution, density);
• Nature, scope, or context of likely
marine mammal exposure to potential
stressors/impacts (individual or
cumulative, acute or chronic), through
better understanding of: (1) Action or
environment (e.g., source
characterization, propagation, ambient
noise); (2) affected species (e.g., life
history, dive patterns); (3) co-occurrence
of marine mammal species with the
action; or (4) biological or behavioral
context of exposure (e.g., age, calving or
feeding areas);
• Individual marine mammal
responses (behavioral or physiological)
to acoustic stressors (acute, chronic, or
cumulative), other stressors, or
cumulative impacts from multiple
stressors;
• How anticipated responses to
stressors impact either: (1) Long-term
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fitness and survival of individual
marine mammals; or (2) populations,
species, or stocks;
• Effects on marine mammal habitat
(e.g., marine mammal prey species,
acoustic habitat, or other important
physical components of marine
mammal habitat); and
• Mitigation and monitoring
effectiveness.
Vessel-Based Visual Monitoring
As described above, PSO observations
would take place during daytime airgun
operations and nighttime start ups (if
applicable) of the airguns. During
seismic operations, at least five visual
PSOs would be based aboard the
Langseth. Monitoring shall be
conducted in accordance with the
following requirements:
• The operator shall provide PSOs
with bigeye binoculars (e.g., 25 x 150;
2.7 view angle; individual ocular focus;
height control) of appropriate quality
(i.e., Fujinon or equivalent) solely for
PSO use. These shall be pedestalmounted on the deck at the most
appropriate vantage point that provides
for optimal sea surface observation, PSO
safety, and safe operation of the vessel;
• The operator will work with the
selected third-party observer provider to
ensure PSOs have all equipment
(including backup equipment) needed
to adequately perform necessary tasks,
including accurate determination of
distance and bearing to observed marine
mammals. PSOs must have the
following requirements and
qualifications:
• PSOs shall be independent,
dedicated, trained visual and acoustic
PSOs and must be employed by a thirdparty observer provider;
• PSOs shall have no tasks other than
to conduct observational effort (visual or
acoustic), collect data, and
communicate with and instruct relevant
vessel crew with regard to the presence
of protected species and mitigation
requirements (including brief alerts
regarding maritime hazards);
• PSOs shall have successfully
completed an approved PSO training
course appropriate for their designated
task (visual or acoustic). Acoustic PSOs
are required to complete specialized
training for operating PAM systems and
are encouraged to have familiarity with
the vessel with which they will be
working;
• PSOs can act as acoustic or visual
observers (but not at the same time) as
long as they demonstrate that their
training and experience are sufficient to
perform the task at hand;
• NMFS must review and approve
PSO resumes accompanied by a relevant
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training course information packet that
includes the name and qualifications
(i.e., experience, training completed, or
educational background) of the
instructor(s), the course outline or
syllabus, and course reference material
as well as a document stating successful
completion of the course;
• NMFS shall have one week to
approve PSOs from the time that the
necessary information is submitted,
after which PSOs meeting the minimum
requirements shall automatically be
considered approved;
• PSOs must successfully complete
relevant training, including completion
of all required coursework and passing
(80 percent or greater) a written and/or
oral examination developed for the
training program;
• PSOs must have successfully
attained a bachelor’s degree from an
accredited college or university with a
major in one of the natural sciences, a
minimum of 30 semester hours or
equivalent in the biological sciences,
and at least one undergraduate course in
math or statistics; and
• The educational requirements may
be waived if the PSO has acquired the
relevant skills through alternate
experience. Requests for such a waiver
shall be submitted to NMFS and must
include written justification. Requests
shall be granted or denied (with
justification) by NMFS within one week
of receipt of submitted information.
Alternate experience that may be
considered includes, but is not limited
to (1) secondary education and/or
experience comparable to PSO duties;
(2) previous work experience
conducting academic, commercial, or
government-sponsored protected
species surveys; or (3) previous work
experience as a PSO; the PSO should
demonstrate good standing and
consistently good performance of PSO
duties.
For data collection purposes, PSOs
shall use standardized data collection
forms, whether hard copy or electronic.
PSOs shall record detailed information
about any implementation of mitigation
requirements, including the distance of
animals to the acoustic source and
description of specific actions that
ensued, the behavior of the animal(s),
any observed changes in behavior before
and after implementation of mitigation,
and if shutdown was implemented, the
length of time before any subsequent
ramp-up of the acoustic source. If
required mitigation was not
implemented, PSOs should record a
description of the circumstances. At a
minimum, the following information
must be recorded:
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• Vessel names (source vessel and
other vessels associated with survey)
and call signs;
• PSO names and affiliations;
• Dates of departures and returns to
port with port name;
• Date and participants of PSO
briefings;
• Dates and times (Greenwich Mean
Time) of survey effort and times
corresponding with PSO effort;
• Vessel location (latitude/longitude)
when survey effort began and ended and
vessel location at beginning and end of
visual PSO duty shifts;
• Vessel heading and speed at
beginning and end of visual PSO duty
shifts and upon any line change;
• Environmental conditions while on
visual survey (at beginning and end of
PSO shift and whenever conditions
changed significantly), including BSS
and any other relevant weather
conditions including cloud cover, fog,
sun glare, and overall visibility to the
horizon;
• Factors that may have contributed
to impaired observations during each
PSO shift change or as needed as
environmental conditions changed (e.g.,
vessel traffic, equipment malfunctions);
and
• Survey activity information, such as
acoustic source power output while in
operation, number and volume of
airguns operating in the array, tow
depth of the array, and any other notes
of significance (i.e., pre-clearance, rampup, shutdown, testing, shooting, rampup completion, end of operations,
streamers, etc.).
The following information should be
recorded upon visual observation of any
protected species:
• Watch status (sighting made by PSO
on/off effort, opportunistic, crew,
alternate vessel/platform);
• PSO who sighted the animal;
• Time of sighting;
• Vessel location at time of sighting;
• Water depth;
• Direction of vessel’s travel (compass
direction);
• Direction of animal’s travel relative
to the vessel;
• Pace of the animal;
• Estimated distance to the animal
and its heading relative to vessel at
initial sighting;
• Identification of the animal (e.g.,
genus/species, lowest possible
taxonomic level, or unidentified) and
the composition of the group if there is
a mix of species;
• Estimated number of animals (high/
low/best);
• Estimated number of animals by
cohort (adults, yearlings, juveniles,
calves, group composition, etc.);
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• Description (as many distinguishing
features as possible of each individual
seen, including length, shape, color,
pattern, scars or markings, shape and
size of dorsal fin, shape of head, and
blow characteristics);
• Detailed behavior observations (e.g.,
number of blows/breaths, number of
surfaces, breaching, spyhopping, diving,
feeding, traveling; as explicit and
detailed as possible; note any observed
changes in behavior);
• Animal’s closest point of approach
(CPA) and/or closest distance from any
element of the acoustic source;
• Platform activity at time of sighting
(e.g., deploying, recovering, testing,
shooting, data acquisition, other); and
• Description of any actions
implemented in response to the sighting
(e.g., delays, shutdown, ramp-up) and
time and location of the action.
If a marine mammal is detected while
using the PAM system, the following
information should be recorded:
• An acoustic encounter
identification number, and whether the
detection was linked with a visual
sighting;
• Date and time when first and last
heard;
• Types and nature of sounds heard
(e.g., clicks, whistles, creaks, burst
pulses, continuous, sporadic, strength of
signal); and
• Any additional information
recorded such as water depth of the
hydrophone array, bearing of the animal
to the vessel (if determinable), species
or taxonomic group (if determinable),
spectrogram screenshot, and any other
notable information.
Reporting
A report would be submitted to NMFS
within 90 days after the end of the
cruise. The report would describe the
operations that were conducted and
sightings of marine mammals near the
operations. The report would provide
full documentation of methods, results,
and interpretation pertaining to all
monitoring. The 90-day report would
summarize the dates and locations of
seismic operations, and all marine
mammal sightings (dates, times,
locations, activities, associated seismic
survey activities). The report would also
include estimates of the number and
nature of exposures that occurred above
the harassment threshold based on PSO
observations and including an estimate
of those that were not detected, in
consideration of both the characteristics
and behaviors of the species of marine
mammals that affect detectability, as
well as the environmental factors that
affect detectability.
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26975
L–DEO will be required to submit a
draft comprehensive report to NMFS on
all activities and monitoring results
within 90 days of the completion of the
survey or expiration of the IHA,
whichever comes sooner. The report
must describe all activities conducted
and sightings of protected species near
the activities, must provide full
documentation of methods, results, and
interpretation pertaining to all
monitoring, and must summarize the
dates and locations of survey operations
and all protected species sightings
(dates, times, locations, activities,
associated survey activities). The draft
report shall also include geo-referenced
time-stamped vessel tracklines for all
time periods during which airguns were
operating. Tracklines should include
points recording any change in airgun
status (e.g., when the airguns began
operating, when they were turned off, or
when they changed from full array to
single gun or vice versa). GIS files shall
be provided in ESRI shapefile format
and include the UTC date and time,
latitude in decimal degrees, and
longitude in decimal degrees. All
coordinates shall be referenced to the
WGS84 geographic coordinate system.
In addition to the report, all raw
observational data shall be made
available to NMFS. The report must
summarize the information submitted in
interim monthly reports as well as
additional data collected as described
above and the IHA. The draft report
must be accompanied by a certification
from the lead PSO as to the accuracy of
the report, and the lead PSO may submit
directly NMFS a statement concerning
implementation and effectiveness of the
required mitigation and monitoring. A
final report must be submitted within 30
days following resolution of any
comments on the draft report.
Reporting Injured or Dead Marine
Mammals
In the event that personnel involved
in survey activities covered by the
authorization discover an injured or
dead marine mammal, the L–DEO shall
report the incident to the Office of
Protected Resources (OPR), NMFS and
to the NMFS West Coast Regional
Stranding Coordinator as soon as
feasible. The report must include the
following information:
• Time, date, and location (latitude/
longitude) of the first discovery (and
updated location information if known
and applicable);
• Species identification (if known) or
description of the animal(s) involved;
• Condition of the animal(s)
(including carcass condition if the
animal is dead);
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• Observed behaviors of the
animal(s), if alive;
• If available, photographs or video
footage of the animal(s); and
• General circumstances under which
the animal was discovered.
Additional Information Requests—If
NMFS determines that the
circumstances of any marine mammal
stranding found in the vicinity of the
activity suggest investigation of the
association with survey activities is
warranted (example circumstances
noted below), and an investigation into
the stranding is being pursued, NMFS
will submit a written request to the IHAholder indicating that the following
initial available information must be
provided as soon as possible, but no
later than 7 business days after the
request for information.
• Status of all sound source use in the
48 hours preceding the estimated time
of stranding and within 50 km of the
discovery/notification of the stranding
by NMFS; and
• If available, description of the
behavior of any marine mammal(s)
observed preceding (i.e., within 48
hours and 50 km) and immediately after
the discovery of the stranding.
Examples of circumstances that could
trigger the additional information
request include, but are not limited to,
the following:
• Atypical nearshore milling events
of live cetaceans;
• Mass strandings of cetaceans (two
or more individuals, not including cow/
calf pairs);
• Beaked whale strandings;
• Necropsies with findings of
pathologies that are unusual for the
species or area; or
• Stranded animals with findings
consistent with blast trauma.
In the event that the investigation is
still inconclusive, the investigation of
the association of the survey activities is
still warranted, and the investigation is
still being pursued, NMFS may provide
additional information requests, in
writing, regarding the nature and
location of survey operations prior to
the time period above.
Vessel Strike—In the event of a ship
strike of a marine mammal by any vessel
involved in the activities covered by the
authorization, L–DEO must shall report
the incident to OPR, NMFS and to
regional stranding coordinators as soon
as feasible. The report must include the
following information:
• Time, date, and location (latitude/
longitude) of the incident;
• Species identification (if known) or
description of the animal(s) involved;
• Vessel’s speed during and leading
up to the incident;
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• Vessel’s course/heading and what
operations were being conducted (if
applicable);
• Status of all sound sources in use;
• Description of avoidance measures/
requirements that were in place at the
time of the strike and what additional
measures were taken, if any, to avoid
strike;
• Environmental conditions (e.g.,
wind speed and direction, Beaufort sea
state, cloud cover, visibility)
immediately preceding the strike;
• Estimated size and length of animal
that was struck;
• Description of the behavior of the
marine mammal immediately preceding
and following the strike;
• If available, description of the
presence and behavior of any other
marine mammals immediately
preceding the strike;
• Estimated fate of the animal (e.g.,
dead, injured but alive, injured and
moving, blood or tissue observed in the
water, status unknown, disappeared);
and
• To the extent practicable,
photographs or video footage of the
animal(s).
Negligible Impact Analysis and
Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through harassment, NMFS considers
other factors, such as the likely nature
of any responses (e.g., intensity,
duration), the context of any responses
(e.g., critical reproductive time or
location, migration), as well as effects
on habitat, and the likely effectiveness
of the mitigation. We also assess the
number, intensity, and context of
estimated takes by evaluating this
information relative to population
status. Consistent with the 1989
preamble for NMFS’s implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
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of the species, population size and
growth rate where known, ongoing
sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis
applies to all species listed in Tables 7
and 9, given that NMFS expects the
anticipated effects of the proposed
geophysical survey to be similar in
nature. Where there are meaningful
differences between species or stocks, or
groups of species, in anticipated
individual responses to activities,
impact of expected take on the
population due to differences in
population status, or impacts on habitat,
NMFS has identified species-specific
factors to inform the analysis.
NMFS does not anticipate that serious
injury or mortality would occur as a
result of L–DEO’s proposed survey, even
in the absence of proposed mitigation.
Thus the proposed authorization does
not authorize any mortality. As
discussed in the Potential Effects
section, non-auditory physical effects,
stranding, and vessel strike are not
expected to occur.
We propose to authorize a limited
number of instances of Level A
harassment of seven species and Level
B harassment of 26 marine mammal
species. However, we believe that any
PTS incurred in marine mammals as a
result of the proposed activity would be
in the form of only a small degree of
PTS, not total deafness, and would be
unlikely to affect the fitness of any
individuals, because of the constant
movement of both the Langseth and of
the marine mammals in the project
areas, as well as the fact that the vessel
is not expected to remain in any one
area in which individual marine
mammals would be expected to
concentrate for an extended period of
time (i.e., since the duration of exposure
to loud sounds will be relatively short).
Also, as described above, we expect that
marine mammals would be likely to
move away from a sound source that
represents an aversive stimulus,
especially at levels that would be
expected to result in PTS, given
sufficient notice of the Langseth’s
approach due to the vessel’s relatively
low speed when conducting seismic
surveys. We expect that the majority of
takes would be in the form of short-term
Level B behavioral harassment in the
form of temporary avoidance of the area
or decreased foraging (if such activity
were occurring), reactions that are
considered to be of low severity and
with no lasting biological consequences
(e.g., Southall et al., 2007). The
proposed geophysical survey occurs
outside of the U.S. EEZ and outside of
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any established Biologically Important
Areas or critical habitat.
Potential impacts to marine mammal
habitat were discussed previously in
this document (see Potential Effects of
the Specified Activity on Marine
Mammals and their Habitat). Marine
mammal habitat may be impacted by
elevated sound levels, but these impacts
would be temporary. Prey species are
mobile and are broadly distributed
throughout the project areas; therefore,
marine mammals that may be
temporarily displaced during survey
activities are expected to be able to
resume foraging once they have moved
away from areas with disturbing levels
of underwater noise. Because of the
relatively short duration (∼19 days) and
temporary nature of the disturbance, the
availability of similar habitat and
resources in the surrounding area, the
impacts to marine mammals and the
food sources that they utilize are not
expected to cause significant or longterm consequences for individual
marine mammals or their populations.
The activity is expected to impact a
small percentage of all marine mammal
stocks that would be affected by L–
DEO’s proposed survey (less than seven
percent of all species). Additionally, the
acoustic ‘‘footprint’’ of the proposed
survey would be small relative to the
ranges of the marine mammals that
would potentially be affected. Sound
levels would increase in the marine
environment in a relatively small area
surrounding the vessel compared to the
range of the marine mammals within the
proposed survey area.
The proposed mitigation measures are
expected to reduce the number and/or
severity of takes by allowing for
detection of marine mammals in the
vicinity of the vessel by visual and
acoustic observers, and by minimizing
the severity of any potential exposures
via power downs and/or shutdowns of
the airgun array. Based on previous
monitoring reports for substantially
similar activities that have been
previously authorized by NMFS, we
expect that the proposed mitigation will
be effective in preventing at least some
extent of potential PTS in marine
mammals that may otherwise occur in
the absence of the proposed mitigation.
The ESA-listed marine mammal
species under our jurisdiction that are
likely to be taken by the proposed
surveys include the endangered sei, fin,
blue, sperm, and Central America DPS
humpback whales, and the threatened
Mexico DPS humpback whale and
Guadalupe fur seal. We propose to
authorize very small numbers of takes
for these species relative to their
population sizes. Given the low
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probability of fitness impacts to any
individual, combined with the small
portion of any of these stocks impacted,
we do not expect population-level
impacts to any of these species. The
other marine mammal species that may
be taken by harassment during the
proposed survey are not listed as
threatened or endangered under the
ESA. With the exception of the northern
fur seal, none of the non-listed marine
mammals for which we propose to
authorize take are considered
‘‘depleted’’ or ‘‘strategic’’ by NMFS
under the MMPA.
NMFS concludes that exposures to
marine mammal species and stocks due
to L–DEO’s proposed survey would
result in only short-term (temporary and
short in duration) effects to individuals
exposed. Animals may temporarily
avoid the immediate area, but are not
expected to permanently abandon the
area. Major shifts in habitat use,
distribution, or foraging success are not
expected. NMFS does not anticipate the
proposed take estimates to impact
annual rates of recruitment or survival.
In summary and as described above,
the following factors primarily support
our preliminary determination that the
impacts resulting from this activity are
not expected to adversely affect the
species or stock through effects on
annual rates of recruitment or survival:
No mortality is anticipated or
authorized;
• The proposed activity is temporary
and of relatively short duration (19
days);
• The anticipated impacts of the
proposed activity on marine mammals
would primarily be temporary
behavioral changes due to avoidance of
the area around the survey vessel;
• The number of instances of PTS
that may occur are expected to be very
small in number. Instances of PTS that
are incurred in marine mammals would
be of a low level, due to constant
movement of the vessel and of the
marine mammals in the area, and the
nature of the survey design (not
concentrated in areas of high marine
mammal concentration);
• The availability of alternate areas of
similar habitat value for marine
mammals to temporarily vacate the
survey area during the proposed survey
to avoid exposure to sounds from the
activity;
• The potential adverse effects on fish
or invertebrate species that serve as prey
species for marine mammals from the
proposed survey would be temporary
and spatially limited; and
• The proposed mitigation measures,
including visual and acoustic
monitoring, power-downs, and
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26977
shutdowns, are expected to minimize
potential impacts to marine mammals.
Based on the analysis contained
herein of the likely effects of the
specified activity on marine mammals
and their habitat, and taking into
consideration the implementation of the
proposed monitoring and mitigation
measures, NMFS preliminarily finds
that the total marine mammal take from
the proposed activity will have a
negligible impact on all affected marine
mammal species or stocks.
Small Numbers
As noted above, only small numbers
of incidental take may be authorized
under Sections 101(a)(5)(A) and (D) of
the MMPA for specified activities other
than military readiness activities. The
MMPA does not define small numbers
and so, in practice, where estimated
numbers are available, NMFS compares
the number of individuals taken to the
most appropriate estimation of
abundance of the relevant species or
stock in our determination of whether
an authorization is limited to small
numbers of marine mammals.
Additionally, other qualitative factors
may be considered in the analysis, such
as the temporal or spatial scale of the
activities.
Table 9 provides the numbers of take
by Level A and Level B harassment
proposed for authorization, which are
used herefor purposes of the small
numbers analysis. The numbers of
marine mammals that we propose for
authorized take would be considered
small relative to the relevant
populations (less than seven percent for
all species and stocks) for the species for
which abundance estimates are
available.
Based on the analysis contained
herein of the proposed activity
(including the proposed mitigation and
monitoring measures) and the
anticipated take of marine mammals,
NMFS preliminarily finds that small
numbers of marine mammals will be
taken relative to the population size of
the affected species or stocks.
Unmitigable Adverse Impact Analysis
and Determination
There are no relevant subsistence uses
of the affected marine mammal stocks or
species implicated by this action.
Therefore, NMFS has preliminarily
determined that the total taking of
affected species or stocks would not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence purposes.
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Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered
Species Act of 1973 (ESA: 16 U.S.C.
1531 et seq.) requires that each Federal
agency insure that any action it
authorizes, funds, or carries out is not
likely to jeopardize the continued
existence of any endangered or
threatened species or result in the
destruction or adverse modification of
designated critical habitat. To ensure
ESA compliance for the issuance of
IHAs, NMFS consults internally, in this
case with the ESA Interagency
Cooperation Division whenever we
propose to authorize take for
endangered or threatened species.
NMFS is proposing to authorize take
of sei whales, fin whales, blue whales,
sperm whales, Central America DPS
humpback whales, Mexico DPS
humpback whales and Guadalupe fur
seals which are listed under the ESA.
The Permit and Conservation Division
has requested initiation of Section 7
consultation with the Interagency
Cooperation Division for the issuance of
this IHA. NMFS will conclude the ESA
consultation prior to reaching a
determination regarding the proposed
issuance of the authorization.
Proposed Authorization
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As a result of these preliminary
determinations, NMFS proposes to issue
an IHA to L–DEO for conducting a
marine geophysical survey in the
northeast Pacific Ocean in summer of
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2019, provided the previously
mentioned mitigation, monitoring, and
reporting requirements are incorporated.
A draft of the proposed IHA can be
found at https://
www.fisheries.noaa.gov/permit/
incidental-take-authorizations-undermarine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses,
the proposed authorization, and any
other aspect of this Notice of Proposed
IHA for L–DEO’s proposed survey. We
also request comment on the potential
for renewal of this proposed IHA as
described in the paragraph below.
Please include with your comments any
supporting data or literature citations to
help inform our final decision on the
request for MMPA authorization.
On a case-by-case basis, NMFS may
issue a one-year IHA renewal with an
expedited public comment period (15
days) when (1) another year of identical
or nearly identical activities as
described in the Specified Activities
section is planned or (2) the activities
would not be completed by the time the
IHA expires and a second IHA would
allow for completion of the activities
beyond that described in the Dates and
Duration section, provided all of the
following conditions are met:
• A request for renewal is received no
later than 60 days prior to expiration of
the current IHA;
• The request for renewal must
include the following:
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(1) An explanation that the activities
to be conducted under the proposed
Renewal are identical to the activities
analyzed under the initial IHA, are a
subset of the activities, or include
changes so minor (e.g., reduction in pile
size) that the changes do not affect the
previous analyses, mitigation and
monitoring requirements, or take
estimates (with the exception of
reducing the type or amount of take
because only a subset of the initially
analyzed activities remain to be
completed under the Renewal); and
(2) A preliminary monitoring report
showing the results of the required
monitoring to date and an explanation
showing that the monitoring results do
not indicate impacts of a scale or nature
not previously analyzed or authorized.
• Upon review of the request for
renewal, the status of the affected
species or stocks, and any other
pertinent information, NMFS
determines that there are no more than
minor changes in the activities, the
mitigation and monitoring measures
will remain the same and appropriate,
and the findings in the initial IHA
remain valid.
Dated: June 3, 2019.
Donna S. Wieting,
Director, Office of Protected Resources,
National Marine Fisheries Service.
[FR Doc. 2019–12010 Filed 6–7–19; 8:45 am]
BILLING CODE 3510–22–P
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Agencies
[Federal Register Volume 84, Number 111 (Monday, June 10, 2019)]
[Notices]
[Pages 26940-26978]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-12010]
[[Page 26939]]
Vol. 84
Monday,
No. 111
June 10, 2019
Part II
Department of Commerce
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National Oceanic and Atmospheric Administration
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Takes of Marine Mammals Incidental to Specified Activities; Taking
Marine Mammals Incidental to Marine Geophysical Surveys in the
Northeast Pacific Ocean; Notice
Federal Register / Vol. 84 , No. 111 / Monday, June 10, 2019 /
Notices
[[Page 26940]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
RIN 0648-XG948
Takes of Marine Mammals Incidental to Specified Activities;
Taking Marine Mammals Incidental to Marine Geophysical Surveys in the
Northeast Pacific Ocean
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Notice; proposed incidental harassment authorization; request
for comments on proposed authorization and possible renewal.
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SUMMARY: NMFS has received a request from the Lamont-Doherty Earth
Observatory of Columbia University (L-DEO) for authorization to take
marine mammals incidental to a marine geophysical survey in the
northeast Pacific Ocean. Pursuant to the Marine Mammal Protection Act
(MMPA), NMFS is requesting comments on its proposal to issue an
incidental harassment authorization (IHA) to incidentally take marine
mammals during the specified activities. NMFS is also requesting
comments on a possible one-year renewal that could be issued under
certain circumstances and if all requirements are met, as described in
Request for Public Comments at the end of this notice. NMFS will
consider public comments prior to making any final decision on the
issuance of the requested MMPA authorizations and agency responses will
be summarized in the final notice of our decision.
DATES: Comments and information must be received no later than July 10,
2019.
ADDRESSES: Comments should be addressed to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service. Physical comments should be sent to
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments
should be sent to [email protected].
Instructions: NMFS is not responsible for comments sent by any
other method, to any other address or individual, or received after the
end of the comment period. Comments received electronically, including
all attachments, must not exceed a 25-megabyte file size. Attachments
to electronic comments will be accepted in Microsoft Word or Excel or
Adobe PDF file formats only. All comments received are a part of the
public record and will generally be posted online at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act without change. All personal identifying
information (e.g., name, address) voluntarily submitted by the
commenter may be publicly accessible. Do not submit confidential
business information or otherwise sensitive or protected information.
FOR FURTHER INFORMATION CONTACT: Amy Fowler, Office of Protected
Resources, NMFS, (301) 427-8401. Electronic copies of the application
and supporting documents, as well as a list of the references cited in
this document, may be obtained online at: https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act. In case of problems accessing these
documents, please call the contact listed above.
SUPPLEMENTARY INFORMATION:
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361
et seq.) direct the Secretary of Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but not intentional, taking of
small numbers of marine mammals by U.S. citizens who engage in a
specified activity (other than commercial fishing) within a specified
geographical region if certain findings are made and either regulations
are issued or, if the taking is limited to harassment, a notice of a
proposed incidental take authorization may be provided to the public
for review.
Authorization for incidental takings shall be granted if NMFS finds
that the taking will have a negligible impact on the species or
stock(s) and will not have an unmitigable adverse impact on the
availability of the species or stock(s) for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other ``means of effecting the least practicable adverse
impact'' on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in shorthand as
``mitigation''); and requirements pertaining to the mitigation,
monitoring and reporting of such takings are set forth.
The NDAA (Pub. L. 108-136) removed the ``small numbers'' and
``specified geographical region'' limitations indicated above and
amended the definition of ``harassment'' as it applies to a ``military
readiness activity.'' The definitions of all applicable MMPA statutory
terms cited above are included in the relevant sections below.
National Environmental Policy Act
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must review our proposed action (i.e., the issuance of an
incidental harassment authorization) with respect to potential impacts
on the human environment.
Accordingly, NMFS is preparing an Environmental Assessment (EA) to
consider the environmental impacts associated with the issuance of the
proposed IHA. NMFS' EA will be made available at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
We will review all comments submitted in response to this notice
prior to concluding our NEPA process or making a final decision on the
IHA request.
Summary of Request
On December 21, 2018, NMFS received a request from L-DEO for an IHA
to take marine mammals incidental to a marine geophysical survey of the
Axial Seamount in the Northeast Pacific Ocean. The application was
deemed adequate and complete on May 3, 2019. L-DEO's request is for
take of a small number of 26 species of marine mammals by Level B
harassment and Level A harassment. Neither L-DEO nor NMFS expects
serious injury or mortality to result from this activity and,
therefore, an IHA is appropriate.
Description of Proposed Activity
Overview
Researchers from the University of Texas at Austin, University of
Nevada Reno, University of California San Diego, with funding from the
U.S. National Science Foundation (NSF), propose to conduct high-energy
seismic surveys from Research Vessel (R/V) Marcus G. Langseth
(Langseth) in the Northeast Pacific Ocean during summer 2019. The NSF-
owned Langseth is operated by Columbia University's L-DEO under an
existing Cooperative Agreement. The proposed two-dimensional (2-D) and
three-dimensional (3-D) seismic surveys would occur in International
Waters outside of the U.S. Exclusive Economic
[[Page 26941]]
Zone (EEZ). The 2-D survey would use a 36-airgun towed array with a
total discharge volume of ~6,600 cubic inches (in\3\); the 3-D survey
would employ an 18-airgun array with a discharge volume of ~3,300
in\3\.
The primary objectives of the surveys proposed by researchers from
the University of Texas at Austin Institute for Geophysics (UTIG), the
Nevada Seismological Laboratory at the University of Nevada Reno (UNR)
and Scripps Institution of Oceanography (SIO) at the University of
California San Diego, is to create a detailed 3-D image of the main and
satellite magma reservoirs that set the Axial volcano's framework,
image the 3-D fracture network and how they influence the magma bodies,
and to connect the subsurface observations to the surface features. The
main goal of the seismic program is to explore linkages between complex
magma chamber structure, caldera dynamics, fluid pathways, and
hydrothermal venting. Seismic data acquired during the proposed study
could be used to evaluate earthquake, tsunami, and submarine landslide
hazards.
Dates and Duration
The proposed surveys would be expected to last for 33 days,
including approximately 19 days of seismic operations (approximately 16
days for the 3-D survey and three days for the 2-D survey), seven days
of equipment deployment/retrieval, three days of operational
contingency time (e.g., infill, weather delays, etc.), two days for
turns (no airguns firing) during the 3-D survey, and roughly two days
of transit. R/V Langseth would leave out of and return to port in
Astoria, OR, during summer (July/August) 2019.
Specific Geographic Region
The proposed surveys would occur within ~45.5-46.5[deg] N, ~129.5-
130.5[deg] W. Representative survey tracklines are shown in Figure 1.
Some deviation in actual track lines, including the order of survey
operations, could be necessary for reasons such as science drivers,
poor data quality, inclement weather, or mechanical issues with the
research vessel and/or equipment. Thus, the tracklines could occur
anywhere within the coordinates noted above. The proposed surveys would
be conducted in International Waters outside the U.S. EEZ. The surveys
would occur in water depths ranging from 1,400 to 2,800 meters (m). The
proposed survey area is approximately 423 kilometers (km) (229 miles
(mi)) from shore at its closest point.
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Detailed Description of Specific Activity
The procedures to be used for the proposed surveys would be similar
to those used during previous seismic surveys by L-DEO and would use
conventional seismic methodology. The surveys would involve one source
vessel, R/V Langseth, which is owned by NSF and operated on its behalf
by L-DEO.
R/V Langseth would first deploy four 6-km streamers and 18 airguns
to conduct the 3-D multichannel seismic survey to examine the Axial
volcano and associated rift axes within an approximate 17 x 40 km area.
The 3-D survey would consist of a racetrack formation with 57 40-km
long lines and a turning diameter of 8.5 km (Figure 1); no airguns
would be firing during turns. The survey speed would be ~4.5 knots (kn)
(8.3 km/hour) for the 3-D survey. The airgun array and streamers would
then be recovered, and one 15-km streamer would be deployed along with
36 airguns to acquire eight ~26-km-long source-receiver offset 2-D
reflection profiles that would look at deep-seated structure of magma
delivery. During the 2-D survey, the airguns would be firing during
turns to the next line, and the survey speed would be ~4.2 kn (7.8 km/
hour).
The receiving system would consist of hydrophone streamers and up
to eight ocean bottom seismometers (OBSs). The OBSs are long-term
broadband instruments that would be left out for ~1 year and recovered
by another vessel. They have a height and diameter of ~1 m, with an 80
kg anchor. To retrieve OBSs, an acoustic release transponder (pinger)
is used to interrogate the instrument at a frequency of 8-11 kHz, and a
response is received at a frequency of 11.5-13 kHz. The burn-wire
release assembly is then activated, and the instrument is released to
float to the surface from the anchor which is not retrieved. Four 6-km
long hydrophone streamers would be used during 3-D data acquisition and
one 15-km long streamer would be employed for 2-D data acquisition. As
the airguns are towed along the survey lines, the hydrophone
streamer(s) would transfer the data to the on-board processing system,
and the OBSs would receive and store the returning acoustic signals
internally for later analysis.
A total of ~3,760 km of transect lines would be surveyed in the
Northeast Pacific Ocean: ~3,196 km during the 3-D survey (including run
ins and run outs) and 564 km during the 2-D survey. There could be
additional seismic operations associated with turns, airgun testing,
and repeat coverage of any areas where initial data quality is sub-
standard. To account for unanticipated delays, 25 percent has been
added in the form of operational days, which is equivalent to adding 25
percent to the proposed line km to be surveyed.
In addition to the operations of the airgun array, a multibeam
echosounder (MBES), a sub-bottom profiler (SBP), and an Acoustic
Doppler Current Profiler (ADCP) would be operated from R/V Langseth
continuously during the seismic surveys, but not during transit to and
from the survey area. All planned geophysical data acquisition
activities would be conducted by L-DEO with on-board assistance by the
scientists who have proposed the studies. The vessel would be self-
contained, and the crew would live aboard the vessel.
Proposed mitigation, monitoring, and reporting measures are
described in detail later in this document (please see Proposed
Mitigation and Proposed Monitoring and Reporting).
Description of Marine Mammals in the Area of Specified Activities
Sections 3 and 4 of the application summarize available information
regarding status and trends, distribution and habitat preferences, and
behavior and life history, of the potentially affected species.
Additional information regarding population trends and threats may be
found in NMFS's Stock Assessment Reports (SARs; https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-stock-assessments) and more general information about these species
(e.g., physical and behavioral descriptions) may be found on NMFS's
website (https://www.fisheries.noaa.gov/find-species).
Table 1 lists all species with expected potential for occurrence in
the survey area and summarizes information related to the population or
stock, including regulatory status under the MMPA and ESA and potential
biological removal (PBR), where known. For taxonomy, we follow
Committee on Taxonomy (2016). PBR is defined by the MMPA as the maximum
number of animals, not including natural mortalities, that may be
removed from a marine mammal stock while allowing that stock to reach
or maintain its optimum sustainable population (as described in NMFS's
SARs). While no mortality is anticipated or authorized here, PBR and
annual serious injury and mortality from anthropogenic sources are
included here as gross indicators of the status of the species and
other threats.
Marine mammal abundance estimates presented in this document
represent the total number of individuals that make up a given stock or
the total number estimated within a particular study or survey area.
NMFS's stock abundance estimates for most species represent the total
estimate of individuals within the geographic area, if known, that
comprises that stock. For some species, this geographic area may extend
beyond U.S. waters. All managed stocks in this region are assessed in
NMFS's U.S. Pacific and Alaska SARs (Caretta et al., 2018; Muto et al.,
2018). All values presented in Table 1 are the most recent available at
the time of publication and are available in the 2017 SARs (Caretta et
al., 2018; Muto et al., 2018) and draft 2018 SARs (available online at:
https://www.fisheries.noaa.gov/national/marine-mammal-protection/draft-marine-mammal-stock-assessment-reports).
Table 1--Marine Mammals That Could Occur in the Survey Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
ESA/ MMPA Stock abundance
status; (CV, Nmin, most
Common name Scientific name Stock strategic (Y/N) recent abundance PBR Annual M/SI \3\
\1\ survey) \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Eschrichtiidae:
Gray whale................... Eschrichtius Eastern North -/-; N 26,960 (0.05, 801.............. 138
robustus. Pacific. 25,849, 2016).
Western North E/D; Y 175 (0.05, 167, 0.07............. Unknown
Pacific. 2016).
Family Balaenidae:
North Pacific right whale.... Eubalaena japonica.. Eastern North E/D; Y 31 (0.226, 26, 0.05............. 0
Pacific. 2015).
[[Page 26943]]
Family Balaenopteridae
(rorquals):
Humpback whale............... Megaptera California/Oregon/ -/-; Y 1,918 (0.03, 1,876, 11............... >9.2
novaeangliae. Washington. 2014).
Minke whale.................. Balaenoptera California/Oregon/ -/-; N 636 (0.72, 369, 3.5.............. >1.3
acutorostrata. Washington. 2014).
Sei whale.................... Balaenoptera Eastern North E/D; Y 519 (0.4, 374, 0.75............. 0
borealis. Pacific. 2014).
Fin whale.................... Balaenoptera California/Oregon/ E/D; Y 9,029 (0.12, 8,127, 81............... >2.0
physalus. Washington. 2014).
Blue whale................... Balaenoptera Eastern North E/D; Y 1,647 (0.07, 1,551, 2.3.............. >0.2
musculus. Pacific. 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Physeteridae:
Sperm whale.................. Physeter California/Oregon/ E/D; Y 1,967 (0.57, 1,270, 2.5.............. 0.9
macrocephalus. Washington. 2014).
Family Kogiidae:
Pygmy sperm whale............ Kogia breviceps..... California/Oregon/ -/-; N 4,111 (1.12, 1,924, 19............... 0
Washington. 2014).
Dwarf sperm whale............ Kogia sima.......... California/Oregon/ -/-; N Unknown (Unknown, Undetermined..... 0
Washington. Unknown, 2014).
Family Ziphiidae (beaked whales):
Cuvier's beaked whale........ Ziphius cavirostris. California/Oregon/ -/-; N 3,274 (0.67, 2,059, 21............... <0.1
Washington. 2014).
Baird's beaked whale......... Berardius bairdii... California/Oregon/ -/-; N 2,697 (0.6, 1,633, 16............... 0
Washington. 2014).
Blainville's beaked whale.... Mesoplodon California/Oregon/ -/-; N 3,044 (0.54, 1,967, 20............... 0.1
densirostris. Washington. 2014).
Hubbs' beaked whale.......... Mesoplodon
carlshubbi.
Stejneger's beaked whale..... Mesoplodon
stejnegeri.
Family Delphinidae:
Bottlenose dolphin........... Tursiops truncatus.. California/Oregon/ -/-; N 1,924 (0.54, 1,255, 11............... >1.6
Washington offshore. 2014).
Striped dolphin.............. Stenella California/Oregon/ -/-; N 29,211 (0.2, 238.............. > 0.8
coeruleoalba. Washington. 24,782, 2014).
Short-beaked common dolphin.. Delphinus delphis... California/Oregon/ -/-; N 969,861 (0.17, 8,393............ >40
Washington. 839,325, 2014).
Pacific white-sided dolphin.. Lagenorhynchus California/Oregon/ -/-; N 26,814 (0.28, 191.............. 7.5
obliquidens. Washington. 21,195, 2014).
Northern right whale dolphin. Lissodelphis California/Oregon/ -/-; N 26,556 (0.44, 179.............. 3.8
borealis. Washington. 18,608, 2014).
Risso's dolphin.............. Grampus griseus..... California/Oregon/ -/-; N 6,336 (0.32, 4,817, 46............... >3.7
Washington. 2014).
False killer whale........... Pseudorca crassidens Hawaii Pelagic...... -/-; N 1,540 (0.66, 928, 9.3.............. 7.6
2010).
Killer whale................. Orcinus orca........ Offshore............ -/-; N 240 (0.49, 162, 1.6.............. 0
Southern Resident... E/D; Y 2014). 0.14............. 0
Northern Resident... -/-; N 83 (N/A, 83, 2016). 1.96............. 0
West Coast Transient -/-; N 261 (N/A, 261, 2.4.............. 0
2011).
243 (N/A, 243,
2009).
Short-finned pilot whale..... Globicephala California/Oregon/ -/-; N 836 (0.79, 466, 4.5.............. 1.2
macrorhynchus. Washington. 2014).
Family Phocoenidae (porpoises):
Harbor porpoise.............. Phocoena phocoena... Northern Oregon/ -/-; N 21,487 (0.44, 151.............. >3.0
Washington Coast. 15,123, 2011).
Dall's porpoise.............. Phocoenoides dalli.. California/Oregon/ -/-; N 25,750 (0.45, 172.............. 0.3
Washington. 17,954, 2014).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
Family Otariidae (eared seals and
sea lions):
Northern fur seal............ Callorhinus ursinus. Eastern Pacific..... -/D; Y 620,660 (0.2, 11,295........... 457
California.......... -/D; N 525,333, 2016). 451.............. 1.8
14,050 (N/A, 7,524,
2013).
California sea lion.......... Zalophus U.S................. -/-; N 257,606 (N/A, 14,011........... >197
californianus. 233,515, 2014).
Steller sea lion............. Eumetopias jubatus.. Eastern U.S......... -/-; N 41,638 (see SAR, 2,498............ 108
41,638, 2015).
Guadalupe fur seal........... Arctocephalus Mexico.............. T/D; Y 20,000 (N/A, 542.............. >3.2
townsendi. 15,830, 2010).
Family Phocidae (earless seals):
Harbor seal.................. Phoca vitulina...... Oregon/Washington -/-; N Unknown (Unknown, Undetermined..... 10.6
Coastal. Unknown, 1999).
[[Page 26944]]
Northern elephant seal....... Mirounga California Breeding. -/-; N 179,000 (N/A, 4,882............ 8.8
angustirostris. 81,368, 2010).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
stock abundance. In some cases, CV is not applicable.
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
associated with estimated mortality due to commercial fisheries is presented in some cases.
Note: Italicized species are not expected to be taken or proposed for authorization.
All species that could potentially occur in the proposed survey
areas are included in Table 1. However, the temporal and/or spatial
occurrence of gray whales, Southern Resident and Northern Resident
killer whales, harbor porpoise, harbor seal, California sea lion, and
Steller sea lion is such that take is not expected to occur, and they
are not discussed further beyond the explanation provided here. These
species are found in the eastern North Pacific, but are generally found
in coastal waters and are not expected to occur offshore in the survey
area.
Humpback Whale
The humpback whale is found throughout all of the oceans of the
world (Clapham 2009). The worldwide population of humpbacks is divided
into northern and southern ocean populations, but genetic analyses
suggest some gene flow (either past or present) between the North and
South Pacific (e.g., Baker et al., 1993; Caballero et al., 2001).
Geographical overlap of these populations has been documented only off
Central America (Acevedo and Smultea 1995; Rasmussen et al., 2004,
2007). Although considered to be mainly a coastal species, humpback
whales often traverse deep pelagic areas while migrating (Clapham and
Mattila 1990; Norris et al., 1999; Calambokidis et al., 2001).
Humpback whales migrate between summer feeding grounds in high
latitudes and winter calving and breeding grounds in tropical waters
(Clapham and Mead 1999). North Pacific humpback whales summer in
feeding grounds along the Pacific Rim and in the Bering and Okhotsk
seas (Pike and MacAskie 1969; Rice 1978; Winn and Reichley 1985;
Calambokidis et al., 2000, 2001, 2008). Humpbacks winter in four
different breeding areas: (1) Along the coast of Mexico; (2) along the
coast of Central America; (3) around the main Hawaiian Islands; and (4)
in the western Pacific, particularly around the Ogasawara and Ryukyu
islands in southern Japan and the northern Philippines (Calambokidis et
al., 2008; Bettridge et al., 2015). These breeding areas have been
designated as DPSs, but feeding areas have no DPS status (Bettridge et
al., 2015; NMFS 2016b). Individuals encountered in the proposed survey
area most likely would come from the Central America and Mexico
distinct population segments (DPSs), although some individuals from the
Hawaii DPS may also feed in these waters. There is a low level of
interchange of whales among the main wintering areas and among feeding
areas (e.g., Darling and Cerchio 1993; Salden et al., 1999;
Calambokidis et al., 2001, 2008).
The humpback whale is the most common species of large cetacean
reported off the coasts of Oregon and Washington from May to November
(Green et al., 1992; Calambokidis et al., 2000, 2004). The highest
numbers have been reported off Oregon during May and June and off
Washington during July-September. However, off Oregon and Washington,
humpbacks occur primarily over the continental shelf and slope during
the summer, with few reported in offshore pelagic waters (Green et al.,
1992; Calambokidis et al., 2004, 2015; Becker et al., 2012; Menza et
al., 2016). Biologically important areas (BIAs) for feeding humpback
whales along the coasts of Oregon and Washington, which have been
designated from May to November, are all within ~80 km offshore
(Calambokidis et al., 2015).
Minke Whale
The minke whale has a cosmopolitan distribution that spans from
tropical to polar regions in both hemispheres (Jefferson et al., 2015).
In the Northern Hemisphere, the minke whale is usually seen in coastal
areas, but can also be seen in pelagic waters during its northward
migration in spring and summer and southward migration in autumn
(Stewart and Leatherwood 1985). In the North Pacific, the summer range
of the minke whale extends to the Chukchi Sea; in the winter, the
whales move farther south to within 2[deg] of the Equator (Perrin and
Brownell 2009).
The International Whaling Commission (IWC) recognizes three stocks
of minke whales in the North Pacific: The Sea of Japan/East China Sea,
the rest of the western Pacific west of 180[deg] N, and the remainder
of the Pacific (Donovan 1991). Minke whales are relatively common in
the Bering and Chukchi seas and in the Gulf of Alaska, but are not
considered abundant in any other part of the eastern Pacific
(Brueggeman et al., 1990). In the far north, minke whales are thought
to be migratory, but they are believed to be year-round residents in
coastal waters off the U.S. West Coast (Dorsey et al., 1990).
Sei Whale
The distribution of the sei whale is not well known, but it is
found in all oceans and appears to prefer mid-latitude temperate waters
(Jefferson et al., 2015). The sei whale is pelagic and generally not
found in coastal waters (Jefferson et al., 2015). It is found in deeper
waters characteristic of the continental shelf edge region (Hain et
al., 1985) and in other regions of steep bathymetric relief such as
seamounts and canyons (Kenney and Winn 1987; Gregr and Trites 2001). On
feeding grounds, sei whales associate with oceanic frontal systems
(Horwood 1987) such as the cold eastern currents in the North Pacific
(Perry et al., 1999a). Sei whales migrate from temperate zones occupied
in winter to higher latitudes in the summer, where most feeding takes
place (Gambell 1985a). During summer in the North Pacific, the sei
whale can be found from the Bering Sea to the Gulf of Alaska and down
to southern
[[Page 26945]]
California, as well as in the western Pacific from Japan to Korea. Its
winter distribution is concentrated at ~20[deg] N (Rice 1998).
Fin Whale
The fin whale is widely distributed in all the world's oceans
(Gambell 1985b), but typically occurs in temperate and polar regions
from 20-70[deg] north and south of the Equator (Perry et al., 1999b).
Northern and southern fin whale populations are distinct and are
sometimes recognized as different subspecies (Aguilar 2009). Fin whales
occur in coastal, shelf, and oceanic waters. Sergeant (1977) suggested
that fin whales tend to follow steep slope contours, either because
they detect them readily or because biological productivity is high
along steep contours because of tidal mixing and perhaps current
mixing. Stafford et al., (2009) noted that sea-surface temperature is a
good predictor variable for fin whale call detections in the North
Pacific.
Fin whales appear to have complex seasonal movements and are
seasonal migrants; they mate and calve in temperate waters during the
winter and migrate to feed at northern latitudes during the summer
(Gambell 1985b). The North Pacific population summers from the Chukchi
Sea to California and winters from California southwards (Gambell
1985b). Aggregations of fin whales are found year-round off southern
and central California (Dohl et al., 1980, 1983; Forney et al., 1995;
Barlow 1997) and in the summer off Oregon (Green et al., 1992; Edwards
et al., 2015). Vocalizations from fin whales have also been detected
year-round off northern California, Oregon, and Washington (Moore et
al., 1998, 2006; Watkins et al., 2000a, b; Stafford et al., 2007, 2009;
Edwards et al., 2015).
Blue Whale
The blue whale has a cosmopolitan distribution and tends to be
pelagic, only coming nearshore to feed and possibly to breed (Jefferson
et al., 2015). Although it has been suggested that there are at least
five subpopulations of blue whales in the North Pacific (NMFS 1998),
analysis of blue whale calls monitored from the U.S. Navy Sound
Surveillance System (SOSUS) and other offshore hydrophones (see
Stafford et al., 1999, 2001, 2007; Watkins et al., 2000a; Stafford
2003) suggests that there are two separate populations: One in the
eastern and one in the western North Pacific (Sears and Perrin 2009).
Broad-scale acoustic monitoring indicates that blue whales occurring in
the northeast Pacific during summer and fall may winter in the eastern
tropical Pacific (Stafford et al., 1999, 2001).
The distribution of the species, at least during times of the year
when feeding is a major activity, occurs in areas that provide large
seasonal concentrations of euphausiids (Yochem and Leatherwood 1985).
The eastern North Pacific stock feeds in California waters from June-
November (Calambokidis et al., 1990; Mate et al., 1999). There are nine
BIAs for feeding blue whales off the coast of California (Calambokidis
et al., 2015), and core areas have also been identified there (Irvine
et al., 2014). Blue whales have been detected acoustically off Oregon
(McDonald et al., 1995; Stafford et al., 1998; Von Saunder and Barlow
1999), but sightings are uncommon (Carretta et al., 2018). Densities
along the U.S. West Coast, including Oregon, were predicted to be
highest in shelf waters, with lower densities in deeper offshore areas
(Becker et al., 2012; Calambokidis et al., 2015). Buchanan et al.,
(2001) considered blue whales to be rare off Oregon and Washington.
However, based on the absolute dynamic topography of the region, blue
whales could occur in relatively high densities off Oregon during July-
December (Pardo et al., 2015).
Sperm Whale
The sperm whale is the largest of the toothed whales, with an
extensive worldwide distribution (Rice 1989). Sperm whale distribution
is linked to social structure: Mixed groups of adult females and
juvenile animals of both sexes generally occur in tropical and
subtropical waters, whereas adult males are commonly found alone or in
same-sex aggregations, often occurring in higher latitudes outside the
breeding season (Best 1979; Watkins and Moore 1982; Arnbom and
Whitehead 1989; Whitehead and Waters 1990). Males can migrate north in
the summer to feed in the Gulf of Alaska, Bering Sea, and waters around
the Aleutian Islands (Kasuya and Miyashita 1988). Mature male sperm
whales migrate to warmer waters to breed when they are in their late
twenties (Best 1979).
Sperm whales generally are distributed over large areas that have
high secondary productivity and steep underwater topography, in waters
at least 1000 m deep (Jaquet and Whitehead 1996; Whitehead 2009). They
are often found far from shore, but can be found closer to oceanic
islands that rise steeply from deep ocean waters (Whitehead 2009).
Adult males can occur in water depths <100 m and as shallow as 40 m
(Whitehead et al. 1992; Scott and Sadove 1997). They can dive as deep
as ~2 km and possibly deeper on rare occasions for periods of over 1 h;
however, most of their foraging occurs at depths of ~300-800 m for 30-
45 min (Whitehead 2003).
Sperm whales are distributed widely across the North Pacific (Rice
1989). Off California, they occur year-round (Dohl et al., 1983; Barlow
1995; Forney et al., 1995), with peak abundance from April to mid-June
and from August to mid-November (Rice 1974). Off Oregon, sperm whales
are seen in every season except winter (Green et al., 1992).
Oleson et al. (2009) noted a significant diel pattern in the
occurrence of sperm whale clicks at offshore and inshore monitoring
locations off Washington, whereby clicks were more commonly heard
during the day at the offshore site and were more common at night at
the inshore location, suggesting possible diel movements up and down
the slope in search of prey. Sperm whale acoustic detections were also
reported at the inshore site from June through January 2009, with an
absence of calls during February to May ([Scirc]irovi[cacute] et al.,
2012). In addition, sperm whales were sighted during surveys off
Washington in June 2011 and off Oregon in October 2011 (Adams et al.,
2014).
Pygmy and Dwarf Sperm Whales
The pygmy and dwarf sperm whales are distributed widely throughout
tropical and temperate seas, but their precise distributions are
unknown as most information on these species comes from strandings
(McAlpine 2009). They are difficult to sight at sea, perhaps because of
their avoidance reactions to ships and behavior changes in relation to
survey aircraft (W[uuml]rsig et al., 1998). The two species are
difficult to distinguish from one another when sighted (McAlpine 2009).
Both Kogia species are sighted primarily along the continental
shelf edge and slope and over deeper waters off the shelf (Hansen et
al., 1994; Davis et al., 1998). Several studies have suggested that
pygmy sperm whales live mostly beyond the continental shelf edge,
whereas dwarf sperm whales tend to occur closer to shore, often over
the continental shelf (Rice 1998; Wang et al., 2002; MacLeod et al.,
2004). Barros et al., (1998), on the other hand, suggested that dwarf
sperm whales could be more pelagic and dive deeper than pygmy sperm
whales. It has also been suggested that the pygmy sperm whale is more
temperate and the dwarf sperm whale more tropical, based at least
partially on live sightings at sea from a large database from the
eastern tropical Pacific (Wade and Gerrodette 1993). This idea is also
supported by the
[[Page 26946]]
distribution of strandings in South American waters (Mu[ntilde]oz-
Hincapi[eacute] et al., 1998).
Cuvier's Beaked Whale
Cuvier's beaked whale is probably the most widespread of the beaked
whales, although it is not found in polar waters (Heyning 1989).
Cuvier's beaked whale appears to prefer steep continental slope waters
(Jefferson et al., 2015) and is most common in water depths >1,000 m
(Heyning 1989). It is mostly known from strandings and strands more
commonly than any other beaked whale (Heyning 1989). Its inconspicuous
blows, deep-diving behavior, and tendency to avoid vessels all help to
explain the infrequent sightings (Barlow and Gisiner 2006). The
population in the California Current Large Marine Ecosystem seems to be
declining (Moore and Barlow 2013).
MacLeod et al., (2006) reported numerous sightings and strandings
along the Pacific coast of the U.S. Cuvier's beaked whale is the most
common beaked whale off the U.S. West Coast (Barlow 2010), and it is
the beaked whale species that has stranded most frequently on the
coasts of Oregon and Washington. From 1942-2010, there were 23 reported
Cuvier's beaked whale strandings in Oregon and Washington (Moore and
Barlow 2013). Most (75 percent) Cuvier's beaked whale strandings
reported occurred in Oregon (Norman et al., 2004).
Blainville's Beaked Whale
Blainville's beaked whale is found in tropical and warm temperate
waters of all oceans (Pitman 2009). It has the widest distribution
throughout the world of all mesoplodont species and appears to be
relatively common (Pitman 2009). Like other beaked whales, Blainville's
beaked whale is generally found in waters 200-1400 m deep (Gannier
2000; Jefferson et al., 2015). Occasional occurrences in cooler,
higher-latitude waters are presumably related to warm-water incursions
(Reeves et al., 2002). MacLeod et al., (2006) reported stranding and
sighting records in the eastern Pacific ranging from 37.3[deg] N to
41.5[deg] S. However, none of the 36 beaked whale stranding records in
Oregon and Washington during 1930-2002 included Blainville's beaked
whale (Norman et al., 2004). One Blainville's beaked whale was found
stranded (dead) on the Washington coast in November 2016 (COASST 2016).
Stejneger's Beaked Whale
Stejneger's beaked whale occurs in subarctic and cool temperate
waters of the North Pacific Ocean (Mead 1989). In the eastern North
Pacific Ocean, it is distributed from Alaska to southern California
(Mead et al., 1982; Mead 1989). Most stranding records are from Alaskan
waters, and the Aleutian Islands appear to be its center of
distribution (MacLeod et al., 2006). After Cuvier's beaked whale,
Stejneger's beaked whale was the second most commonly stranded beaked
whale species in Oregon and Washington (Norman et al., 2004).
Hubb's Beaked Whale
Hubbs' beaked whale occurs in temperate waters of the North Pacific
(Mead 1989). Its distribution appears to be correlated with the deep
subarctic current (Mead et al., 1982). Numerous stranding records have
been reported for the U.S. West Coast (MacLeod et al., 2006). Most of
the records are from California, but it has been sighted as far north
as Prince Rupert, British Columbia (Mead 1989). Two strandings are
known from Washington/Oregon (Norman et al., 2004). Hubbs' beaked
whales are often killed in drift gillnets off California (Reeves et
al., 2002).
There are no sightings of Hubbs' beaked whales near the proposed
survey area in the OBIS database (OBIS 2018). There is one sighting of
an unidentified species of Mesoplodont whale near the survey area in
the OBIS database that was made in July 1996 during the SWFSC ORCAWALE
Marine Mammal Survey (OBIS 2018). During the 2016 SWFSC PASCAL study
using drifting acoustic recorders, detections were made of beaked whale
sounds presumed to be from Hubbs' beaked whales near the proposed
survey area during August (Griffiths et al., submitted manuscript cited
in Keating et al., 2018). In addition, at least two sightings just to
the south of the proposed survey area were reported in Carretta et al.,
(2018). This species seems to be less common in the proposed survey
area than some of the other beaked whales.
Baird's Beaked Whale
Baird's beaked whale has a fairly extensive range across the North
Pacific, with concentrations occurring in the Sea of Okhotsk and Bering
Sea (Rice 1998; Kasuya 2009). In the eastern Pacific, Baird's beaked
whale is reported to occur as far south as San Clemente Island,
California (Rice 1998; Kasuya 2009). Baird's beaked whales that occur
off the U.S. west coast are of the gray form, unlike some Berardius
individuals that are found in Alaska and Japan, which are of the black
form and thus could be a new species (Morin et al., 2017).
Bottlenose Dolphin
The bottlenose dolphin is distributed worldwide in coastal and
shelf waters of tropical and temperate oceans (Jefferson et al., 2015).
There are two distinct bottlenose dolphin types: A shallow water type,
mainly found in coastal waters, and a deep water type, mainly found in
oceanic waters (Duffield et al., 1983; Hoelzel et al., 1998; Walker et
al., 1999). Coastal common bottlenose dolphins exhibit a range of
movement patterns including seasonal migration, year-round residency,
and a combination of long-range movements and repeated local residency
(Wells and Scott 2009).
Short-Beaked Common Dolphin
The short-beaked common dolphin is found in tropical and warm
temperate oceans around the world (Perrin 2009). It ranges as far south
as 40[deg] S in the Pacific Ocean, is common in coastal waters 200-300
m deep and is also associated with prominent underwater topography,
such as seamounts (Evans 1994). Short-beaked common dolphins have been
sighted as far as 550 km from shore (Barlow et al., 1997).
The distribution of short-beaked common dolphins along the U.S.
West Coast is variable and likely related to oceanographic changes
(Heyning and Perrin 1994; Forney and Barlow 1998). It is the most
abundant cetacean off California; some sightings have been made off
Oregon, in offshore waters (Carretta et al., 2017). During surveys off
the west coast in 2014 and 2017, sightings were made as far north as
44[deg] N (Barlow 2016; SIO n.d.). Based on the absolute dynamic
topography of the region, short-beaked common dolphins could occur in
relatively high densities off Oregon during July-December (Pardo et
al., 2015). In contrast, habitat modeling predicted moderate densities
of common dolphins off the Columbia River mouth during summer, with
lower densities off southern Oregon (Becker et al., 2014).
Striped Dolphin
The striped dolphin has a cosmopolitan distribution in tropical to
warm temperate waters (Perrin et al., 1994) and is generally seen south
of 43[deg] N (Archer 2009). However, in the eastern North Pacific, its
distribution extends as far north as Washington (Jefferson et al.,
2015). The striped dolphin is typically found in waters outside the
continental shelf and is often associated with convergence zones and
areas of upwelling (Archer 2009). However, it has also been observed
approaching shore where there is deep
[[Page 26947]]
water close to the coast (Jefferson et al., 2015).
Pacific White-Sided Dolphin
The Pacific white-sided dolphin is found in cool temperate waters
of the North Pacific from the southern Gulf of California to Alaska.
Across the North Pacific, it appears to have a relatively narrow
distribution between 38[deg] N and 47[deg] N (Brownell et al., 1999).
In the eastern North Pacific Ocean, including waters off Oregon, the
Pacific white-sided dolphin is one of the most common cetacean species,
occurring primarily in shelf and slope waters (Green et al., 1993;
Barlow 2003, 2010). It is known to occur close to shore in certain
regions, including (seasonally) southern California (Brownell et al.,
1999).
Results of aerial and shipboard surveys strongly suggest seasonal
north-south movements of the species between California and Oregon/
Washington; the movements apparently are related to oceanographic
influences, particularly water temperature (Green et al., 1993; Forney
and Barlow 1998; Buchanan et al., 2001). During winter, this species is
most abundant in California slope and offshore areas; as northern
waters begin to warm in the spring, it appears to move north to slope
and offshore waters off Oregon/Washington (Green et al., 1992, 1993;
Forney 1994; Forney et al., 1995; Buchanan et al., 2001; Barlow 2003).
The highest encounter rates off Oregon and Washington have been
reported during March-May in slope and offshore waters (Green et al.,
1992). Similarly, Becker et al., (2014) predicted relatively high
densities off southern Oregon in shelf and slope waters.
Based on year-round aerial surveys off Oregon/Washington, the
Pacific white-sided dolphin was the most abundant cetacean species,
with nearly all (97 percent) sightings occurring in May (Green et al.,
1992, 1993). Barlow (2003) also found that the Pacific white-sided
dolphin was one of the most abundant marine mammal species off Oregon/
Washington during 1996 and 2001 ship surveys, and it was the second
most abundant species reported during 2008 surveys (Barlow 2010). Adams
et al., (2014) reported numerous offshore sightings off Oregon during
summer, fall, and winter surveys in 2011 and 2012. Based on surveys
conducted during 2014, the abundance was estimated at 20,711 for
Oregon/Washington (Barlow 2016).
Northern Right Whale Dolphin
The northern right whale dolphin is found in cool temperate and
sub-arctic waters of the North Pacific, from the Gulf of Alaska to near
northern Baja California, ranging from 30[deg] N to 50[deg] N (Reeves
et al., 2002). In the eastern North Pacific Ocean, including waters off
Oregon, the northern right whale dolphin is one of the most common
marine mammal species, occurring primarily in shelf and slope waters
~100 to >2,000 m deep (Green et al., 1993; Barlow 2003). The northern
right whale dolphin comes closer to shore where there is deep water,
such as over submarine canyons (Reeves et al., 2002).
Aerial and shipboard surveys suggest seasonal inshore-offshore and
north-south movements in the eastern North Pacific Ocean between
California and Oregon/Washington; the movements are believed to be
related to oceanographic influences, particularly water temperature and
presumably prey distribution and availability (Green et al., 1993;
Forney and Barlow 1998; Buchanan et al., 2001). Green et al., (1992,
1993) found that northern right whale dolphins were most abundant off
Oregon/Washington during fall, less abundant during spring and summer,
and absent during winter, when this species presumably moves south to
warmer California waters (Green et al., 1992, 1993; Forney 1994; Forney
et al., 1995; Buchanan et al., 2001; Barlow 2003). Considerable
interannual variations in abundance also have been found.
Becker et al., (2014) predicted relatively high densities off
southern Oregon, and moderate densities off northern Oregon and
Washington. Based on year-round aerial surveys off Oregon/Washington,
the northern right whale dolphin was the third most abundant cetacean
species, concentrated in slope waters but also occurring in water out
to ~550 km offshore (Green et al., 1992, 1993). Barlow (2003, 2010)
also found that the northern right whale dolphin was one of the most
abundant marine mammal species off Oregon/Washington during 1996, 2001,
2005, and 2008 ship surveys. Offshore sightings were made in the waters
of Oregon during summer, fall, and winter surveys in 2011 and 2012
(Adams et al., 2014).
Risso's Dolphin
Risso's dolphin is distributed worldwide in temperate and tropical
oceans (Baird 2009), although it shows a preference for mid-temperate
waters of the shelf and slope between 30[deg] and 45[deg] (Jefferson et
al., 2014). Although it is known to occur in coastal and oceanic
habitats (Jefferson et al., 2014), it appears to prefer steep sections
of the continental shelf, 400-1,000 m deep (Baird 2009), and is known
to frequent seamounts and escarpments (Kruse et al., 1999). Off the
U.S. West Coast, Risso's dolphin is believed to make seasonal north-
south movements related to water temperature, spending colder winter
months off California and moving north to waters off Oregon/Washington
during the spring and summer as northern waters begin to warm (Green et
al., 1992, 1993; Buchanan et al., 2001; Barlow 2003; Becker 2007).
The distribution and abundance of Risso's dolphins are highly
variable from California to Washington, presumably in response to
changing oceanographic conditions on both annual and seasonal time
scales (Forney and Barlow 1998; Buchanan et al., 2001). The highest
densities were predicted along the coasts of Washington, Oregon, and
central and southern California (Becker et al., 2012). Off Oregon and
Washington, Risso's dolphins are most abundant over continental slope
and shelf waters during spring and summer, less so during fall, and
rare during winter (Green et al., 1992, 1993). Green et al., (1992,
1993) reported most Risso's dolphin groups off Oregon between ~45 and
47[deg] N. Several sightings were made off southern Oregon during
surveys in 1991-2014 (Carretta et al., 2017). Sightings during ship
surveys in summer/fall 2008 were mostly between ~30 and 38[deg] N; none
were reported in Oregon/Washington (Barlow 2010). Based on 2014 survey
data, the abundance for Oregon/Washington was estimated at 430 (Barlow
2016).
False Killer Whale
The false killer whale is found in all tropical and warmer
temperate oceans, especially in deep, offshore waters (Odell and
McClune 1999). However, it is also known to occur in nearshore areas
(e.g., Stacey and Baird 1991). In the eastern North Pacific, it has
been reported only rarely north of Baja California (Leatherwood et al.,
1982, 1987; Mangels and Gerrodette 1994); however, the waters off the
U.S. West Coast all the way north to Alaska are considered part of its
secondary range (Jefferson et al., 2015). Its occurrence in Washington/
Oregon is associated with warm-water incursions (Buchanan et al.,
2001). One pod of false killer whales occurred in Puget Sound for
several months during the 1990s (USN 2015). Two were reported stranded
along the Washington coast during 1930-2002, both in El Ni[ntilde]o
years (Norman et al., 2004). One sighting was made off southern
California during 2014 (Barlow 2016).
[[Page 26948]]
Killer Whale
The killer whale is cosmopolitan and globally fairly abundant; it
has been observed in all oceans of the world (Ford 2009). It is very
common in temperate waters and also frequents tropical waters, at least
seasonally (Heyning and Dahlheim 1988). Currently, there are eight
killer whale stocks recognized in the U.S. Pacific: (1) Alaska
Residents, occurring from southeast Alaska to the Aleutians and Bering
Sea; (2) Northern Residents, from BC through parts of southeast Alaska;
(3) Southern Residents, mainly in inland waters of Washington State and
southern BC; (4) Gulf of Alaska, Aleutians, and Bering Sea Transients,
from Prince William Sound (PWS) through to the Aleutians and Bering
Sea; (5) AT1 Transients, from PWS through the Kenai Fjords; (6) West
Coast Transients, from California through southeast Alaska; (7)
Offshore, from California through Alaska; and (8) Hawaiian (Carretta et
al., 2018). Individuals from the Offshore and West Coast Transient
stocks could be encountered in the proposed project area.
Green et al. (1992) noted that most groups seen during their
surveys off Oregon and Washington were likely transients; during those
surveys, killer whales were sighted only in shelf waters. Killer whales
were sighted off Washington in July and September 2012 (Adams et al.,
2014). Two of 17 killer whales that stranded in Oregon were confirmed
as transient (Stevens et al., 1989 in Norman et al., 2004).
Short-Finned Pilot Whale
The short-finned pilot whale is found in tropical, subtropical, and
warm temperate waters (Olson 2009); it is seen as far south as ~40[deg]
S and as far north as ~50[deg] N (Jefferson et al., 2015). Pilot whales
are generally nomadic, but may be resident in certain locations,
including California and Hawaii (Olson 2009). Short-finned pilot whales
were common off southern California (Dohl et al., 1980) until an El
Ni[ntilde]o event occurred in 1982-1983 (Carretta et al., 2017).
Dall's Porpoise
Dall's porpoise is found in temperate to subantarctic waters of the
North Pacific and adjacent seas (Jefferson et al., 2015). It is widely
distributed across the North Pacific over the continental shelf and
slope waters, and over deep (>2,500 m) oceanic waters (Hall 1979). It
is probably the most abundant small cetacean in the North Pacific
Ocean, and its abundance changes seasonally, likely in relation to
water temperature (Becker 2007).
Off Oregon and Washington, Dall's porpoise is widely distributed
over shelf and slope waters, with concentrations near shelf edges, but
is also commonly sighted in pelagic offshore waters (Morejohn 1979;
Green et al., 1992; Becker et al., 2014; Carretta et al., 2018).
Combined results of various surveys out to ~550 km offshore indicate
that the distribution and abundance of Dall's porpoise varies between
seasons and years. North-south movements are believed to occur between
Oregon/Washington and California in response to changing oceanographic
conditions, particularly temperature and distribution and abundance of
prey (Green et al., 1992, 1993; Mangels and Gerrodette 1994; Barlow
1995; Forney and Barlow 1998; Buchanan et al., 2001). Becker et al.,
(2014) predicted high densities off southern Oregon throughout the
year, with moderate densities to the north. According to predictive
density distribution maps, the highest densities off southern
Washington and Oregon occur along the 500-m isobath (Menza et al.,
2016).
Encounter rates reported by Green et al., (1992) during aerial
surveys off Oregon/Washington were highest in fall, lowest during
winter, and intermediate during spring and summer. Encounter rates
during the summer were similarly high in slope and shelf waters, and
somewhat lower in offshore waters (Green et al., 1992). Dall's porpoise
was the most abundant species sighted off Oregon/Washington during
1996, 2001, 2005, and 2008 ship surveys up to ~550 km from shore
(Barlow 2003, 2010).
Northern Fur Seal
The northern fur seal is endemic to the North Pacific Ocean and
occurs from southern California to the Bering Sea, Sea of Okhotsk, and
Sea of Japan (Jefferson et al., 2015). The worldwide population of
northern fur seals has declined substantially from 1.8 million animals
in the 1950s (Muto et al., 2018). They were subjected to large-scale
harvests on the Pribilof Islands to supply a lucrative fur trade. Two
stocks are recognized in U.S. waters: The Eastern North Pacific and the
California stocks. The Eastern Pacific stock ranges from southern
California during winter to the Pribilof Islands and Bogoslof Island in
the Bering Sea during summer (Carretta et al., 2018; Muto et al.,
2018). Abundance of the Eastern Pacific Stock has been decreasing at
the Pribilof Islands since the 1940s and increasing on Bogoslof Island.
Most northern fur seals are highly migratory. During the breeding
season, most of the world's population of northern fur seals occurs on
the Pribilof and Bogoslof islands (NMFS 2007). The main breeding season
is in July (Gentry 2009). Adult males usually occur onshore from May to
August, though some may be present until November; females are usually
found ashore from June to November (Muto et al., 2018). Nearly all fur
seals from the Pribilof Island rookeries are foraging at sea from fall
through late spring. In November, females and pups leave the Pribilof
Islands and migrate through the Gulf of Alaska to feeding areas
primarily off the coasts of BC, Washington, Oregon, and California
before migrating north again to the rookeries in spring (Ream et al.,
2005; Pelland et al., 2014). Immature seals can remain in southern
foraging areas year-round until they are old enough to mate (NMFS
2007). Adult males migrate only as far south as the Gulf of Alaska or
to the west off the Kuril Islands (Kajimura 1984). Pups from the
California stock also migrate to Washington, Oregon, and northern
California after weaning (Lea et al., 2009).
The northern fur seals spends ~90 percent of its time at sea,
typically in areas of upwelling along the continental slopes and over
seamounts (Gentry 1981). The remainder of its life is spent on or near
rookery islands or haulouts. While at sea, northern fur seals usually
occur singly or in pairs, although larger groups can form in waters
rich with prey (Antonelis and Fiscus 1980; Gentry 1981). Northern fur
seals dive to relatively shallow depths to feed: 100-200 m for females,
and <400 m for males (Gentry 2009). Tagged adult female fur seals were
shown to remain within 200 km of the shelf break (Pelland et al.,
2014).
Bonnell et al. (1992) noted the presence of northern fur seals
year-round off Oregon/Washington, with the greatest numbers (87
percent) occurring in January-May. Northern fur seals were seen as far
out from the coast as 185 km, and numbers increased with distance from
land; they were 5-6 times more abundant in offshore waters than over
the shelf or slope (Bonnell et al., 1992). The highest densities were
seen in the Columbia River plume (~46[deg] N) and in deep offshore
waters (>2,000 m) off central and southern Oregon (Bonnell et al.,
1992). The waters off Washington are a known foraging area for adult
females, and concentrations of fur seals were also reported to occur
near Cape Blanco, Oregon, at ~42.8[deg] N (Pelland et al., 2014).
Tagged adult fur seals were tracked from the Pribilof Islands to the
waters off Washington/Oregon/California, with recorded movement
[[Page 26949]]
throughout the proposed project area (Pelland et al., 2014).
Guadalupe Fur Seal
Guadalupe fur seals were once plentiful on the California coast,
ranging from the Gulf of the Farallones near San Francisco, to the
Revillagigedo Islands, Mexico (Aurioles-Gamboa et al., 1999), but they
were over-harvested in the 19th century to near extinction. After being
protected, the population grew slowly; mature individuals of the
species were observed occasionally in the Southern California Bight
starting in the 1960s (Stewart et al., 1993), and, in 1997, a female
and pup were observed on San Miguel Island (Melin & DeLong, 1999).
Since then, a small group has persisted in that area (Aurioles-Gamboa
et al., 2010).
The distribution of Guadalupe fur seals and occurrence in the
survey area is dependent on life stage and season. During the breeding
season, June through August, adult males are expected to be on shore on
Guadalupe Island and at smaller rookeries in the San Benito archipelago
(Carretta et al., 2017b; Norris, 2017b). No satellite telemetry data
are available for adult males; however, following the breeding season
most adult males are expected to move north of breeding grounds to
forage.
From 2015 through 2017, 26 stranded and rehabilitated fur seals
between the ages of 11 and 15 months were released with satellite tags
in central California. These animals frequently migrated north of Point
Cabrillo and several moved into waters as far north as British
Columbia, Canada. However, it is unclear if the migratory patterns of
rehabilitated and released fur seals are representative of the free-
ranging population migrating north from Guadalupe Island. For example,
the rehabilitated fur seals remained closer to shore than the free-
ranging fur seals as they migrated north (Norris, 2017b).
The satellite telemetry data indicate that Guadalupe fur seals more
than two years old are likely uncommon in the survey area, but a
majority of fur seals under two years old may migrate into the survey
area and may be present throughout the year (Norris, 2017b). Lambourn
et al. (2012) described an unusual mortality event during which 29
Guadalupe fur seals were reported stranded throughout the Pacific
Northwest from 2007 to 2009. The strandings involved one live adult
female and 28 dead yearlings of both sexes. The stranding data support
the more recent telemetry data indicating that fur seals less than 2
years of age are more likely to occur in the survey area than older fur
seals.
Northern Elephant Seal
The northern elephant seal breeds in California and Baja
California, primarily on offshore islands, from Cedros off the west
coast of Baja California, north to the Farallons in Central California
(Stewart et al., 1994). Pupping has also been observed at Shell Island
(~43.3[deg] N) off southern Oregon, suggesting a range expansion
(Bonnell et al., 1992; Hodder et al., 1998).
Adult elephant seals engage in two long northward migrations per
year, one following the breeding season, and another following the
annual molt (Stewart and DeLong 1995). Between the two foraging
periods, they return to land to molt, with females returning earlier
than males (March-April vs. July-August). After the molt, adults then
return to their northern feeding areas until the next winter breeding
season. Breeding occurs from December to March (Stewart and Huber
1993). Females arrive in late December or January and give birth within
~1 week of their arrival. Pups are weaned after just 27 days and are
abandoned by their mothers. Juvenile elephant seals typically leave the
rookeries in April or May and head north, traveling an average of 900-
1,000 km. Hindell (2009) noted that traveling likely takes place at
depths >200 m. Most elephant seals return to their natal rookeries when
they start breeding (Huber et al., 1991).
When not at their breeding rookeries, adults feed at sea far from
the rookeries. Males may feed as far north as the eastern Aleutian
Islands and the Gulf of Alaska, whereas females feed south of 45[deg] N
(Le Boeuf et al., 1993; Stewart and Huber 1993). Adult male elephant
seals migrate north via the California current to the Gulf of Alaska
during foraging trips, and could potentially be passing through the
area off Washington in May and August (migrating to and from molting
periods) and November and February (migrating to and from breeding
periods), but likely their presence there is transient and short-lived.
Adult females and juveniles forage in the California current off
California to BC (Le Boeuf et al. 1986, 1993, 2000). Bonnell et al.,
(1992) reported that northern elephant seals were distributed equally
in shelf, slope, and offshore waters during surveys conducted off
Oregon and Washington, as far as 150 km from shore, in waters >2,000 m
deep. Telemetry data indicate that they range much farther offshore
than that (Stewart and DeLong 1995).
Marine Mammal Hearing
Hearing is the most important sensory modality for marine mammals
underwater, and exposure to anthropogenic sound can have deleterious
effects. To appropriately assess the potential effects of exposure to
sound, it is necessary to understand the frequency ranges marine
mammals are able to hear. Current data indicate that not all marine
mammal species have equal hearing capabilities (e.g., Richardson et
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect
this, Southall et al. (2007) recommended that marine mammals be divided
into functional hearing groups based on directly measured or estimated
hearing ranges on the basis of available behavioral response data,
audiograms derived using auditory evoked potential techniques,
anatomical modeling, and other data. Note that no direct measurements
of hearing ability have been successfully completed for mysticetes
(i.e., low-frequency cetaceans). Subsequently, NMFS (2018) described
generalized hearing ranges for these marine mammal hearing groups.
Generalized hearing ranges were chosen based on the approximately 65
decibel (dB) threshold from the normalized composite audiograms, with
the exception for lower limits for low-frequency cetaceans where the
lower bound was deemed to be biologically implausible and the lower
bound from Southall et al. (2007) retained. Marine mammal hearing
groups and their associated hearing ranges are provided in Table 2.
Table 2--Marine Mammal Hearing Groups
[NMFS, 2018]
----------------------------------------------------------------------------------------------------------------
Hearing group Generalized hearing range *
----------------------------------------------------------------------------------------------------------------
Low-frequency (LF) cetaceans (baleen whales)........... 7 Hz to 35 kHz.
Mid-frequency (MF) cetaceans (dolphins, toothed whales, 150 Hz to 160 kHz.
beaked whales, bottlenose whales).
High-frequency (HF) cetaceans (true porpoises, Kogia, 275 Hz to 160 kHz.
river dolphins, cephalorhynchid, Lagenorhynchus
cruciger & L. australis).
[[Page 26950]]
Phocid pinnipeds (PW) (underwater) (true seals)........ 50 Hz to 86 kHz.
Otariid pinnipeds (OW) (underwater) (sea lions and fur 60 Hz to 39 kHz.
seals).
----------------------------------------------------------------------------------------------------------------
* Represents the generalized hearing range for the entire group as a composite (i.e., all species within the
group), where individual species' hearing ranges are typically not as broad. Generalized hearing range chosen
based on ~65 dB threshold from normalized composite audiogram, with the exception for lower limits for LF
cetaceans (Southall et al., 2007) and PW pinniped (approximation).
The pinniped functional hearing group was modified from Southall et
al. (2007) on the basis of data indicating that phocid species have
consistently demonstrated an extended frequency range of hearing
compared to otariids, especially in the higher frequency range
(Hemil[auml] et al., 2006; Kastelein et al., 2009; Reichmuth and Holt,
2013).
For more detail concerning these groups and associated frequency
ranges, please see NMFS (2018) for a review of available information.
26 marine mammal species (23 cetacean and three pinniped (two otariid
and one phocid) species) have the reasonable potential to co-occur with
the proposed survey activities. Please refer to Table 1. Of the
cetacean species that may be present, five are classified as low-
frequency cetaceans (i.e., all mysticete species), 15 are classified as
mid-frequency cetaceans (i.e., all delphinid and ziphiid species and
the sperm whale), and three are classified as high-frequency cetaceans
(i.e., harbor porpoise and Kogia spp.).
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
This section includes a summary and discussion of the ways that
components of the specified activity may impact marine mammals and
their habitat. The Estimated Take by Incidental Harassment section
later in this document includes a quantitative analysis of the number
of individuals that are expected to be taken by this activity. The
Negligible Impact Analysis and Determination section considers the
content of this section, the Estimated Take by Incidental Harassment
section, and the Proposed Mitigation section, to draw conclusions
regarding the likely impacts of these activities on the reproductive
success or survivorship of individuals and how those impacts on
individuals are likely to impact marine mammal species or stocks.
Description of Active Acoustic Sound Sources
This section contains a brief technical background on sound, the
characteristics of certain sound types, and on metrics used in this
proposal inasmuch as the information is relevant to the specified
activity and to a discussion of the potential effects of the specified
activity on marine mammals found later in this document.
Sound travels in waves, the basic components of which are
frequency, wavelength, velocity, and amplitude. Frequency is the number
of pressure waves that pass by a reference point per unit of time and
is measured in hertz (Hz) or cycles per second. Wavelength is the
distance between two peaks or corresponding points of a sound wave
(length of one cycle). Higher frequency sounds have shorter wavelengths
than lower frequency sounds, and typically attenuate (decrease) more
rapidly, except in certain cases in shallower water. Amplitude is the
height of the sound pressure wave or the ``loudness'' of a sound and is
typically described using the relative unit of the dB. A sound pressure
level (SPL) in dB is described as the ratio between a measured pressure
and a reference pressure (for underwater sound, this is 1 microPascal
([mu]Pa)) and is a logarithmic unit that accounts for large variations
in amplitude; therefore, a relatively small change in dB corresponds to
large changes in sound pressure. The source level (SL) represents the
SPL referenced at a distance of 1 m from the source (referenced to 1
[mu]Pa) while the received level is the SPL at the listener's position
(referenced to 1 [mu]Pa).
Root mean square (rms) is the quadratic mean sound pressure over
the duration of an impulse. Root mean square is calculated by squaring
all of the sound amplitudes, averaging the squares, and then taking the
square root of the average (Urick, 1983). Root mean square accounts for
both positive and negative values; squaring the pressures makes all
values positive so that they may be accounted for in the summation of
pressure levels (Hastings and Popper, 2005). This measurement is often
used in the context of discussing behavioral effects, in part because
behavioral effects, which often result from auditory cues, may be
better expressed through averaged units than by peak pressures.
Sound exposure level (SEL; represented as dB re 1 [mu]Pa2 - s)
represents the total energy contained within a pulse and considers both
intensity and duration of exposure. Peak sound pressure (also referred
to as zero-to-peak sound pressure or 0-p) is the maximum instantaneous
sound pressure measurable in the water at a specified distance from the
source and is represented in the same units as the rms sound pressure.
Another common metric is peak-to-peak sound pressure (pk-pk), which is
the algebraic difference between the peak positive and peak negative
sound pressures. Peak-to-peak pressure is typically approximately 6 dB
higher than peak pressure (Southall et al., 2007).
When underwater objects vibrate or activity occurs, sound-pressure
waves are created. These waves alternately compress and decompress the
water as the sound wave travels. Underwater sound waves radiate in a
manner similar to ripples on the surface of a pond and may be either
directed in a beam or beams or may radiate in all directions
(omnidirectional sources), as is the case for pulses produced by the
airgun arrays considered here. The compressions and decompressions
associated with sound waves are detected as changes in pressure by
aquatic life and man-made sound receptors such as hydrophones.
Even in the absence of sound from the specified activity, the
underwater environment is typically loud due to ambient sound. Ambient
sound is defined as environmental background sound levels lacking a
single source or point (Richardson et al., 1995), and the sound level
of a region is defined by the total acoustical energy being generated
by known and unknown sources. These sources may include physical (e.g.,
wind and waves, earthquakes, ice, atmospheric sound), biological (e.g.,
sounds produced by marine mammals, fish, and invertebrates), and
anthropogenic (e.g., vessels, dredging, construction) sound. A number
of sources contribute to ambient sound, including the following
(Richardson et al., 1995):
Wind and waves: The complex interactions between wind and
water
[[Page 26951]]
surface, including processes such as breaking waves and wave-induced
bubble oscillations and cavitation, are a main source of naturally
occurring ambient sound for frequencies between 200 Hz and 50 kHz
(Mitson, 1995). In general, ambient sound levels tend to increase with
increasing wind speed and wave height. Surf sound becomes important
near shore, with measurements collected at a distance of 8.5 km from
shore showing an increase of 10 dB in the 100 to 700 Hz band during
heavy surf conditions;
Precipitation: Sound from rain and hail impacting the
water surface can become an important component of total sound at
frequencies above 500 Hz, and possibly down to 100 Hz during quiet
times;
Biological: Marine mammals can contribute significantly to
ambient sound levels, as can some fish and snapping shrimp. The
frequency band for biological contributions is from approximately 12 Hz
to over 100 kHz; and
Anthropogenic: Sources of ambient sound related to human
activity include transportation (surface vessels), dredging and
construction, oil and gas drilling and production, seismic surveys,
sonar, explosions, and ocean acoustic studies. Vessel noise typically
dominates the total ambient sound for frequencies between 20 and 300
Hz. In general, the frequencies of anthropogenic sounds are below 1 kHz
and, if higher frequency sound levels are created, they attenuate
rapidly. Sound from identifiable anthropogenic sources other than the
activity of interest (e.g., a passing vessel) is sometimes termed
background sound, as opposed to ambient sound.
The sum of the various natural and anthropogenic sound sources at
any given location and time--which comprise ``ambient'' or
``background'' sound--depends not only on the source levels (as
determined by current weather conditions and levels of biological and
human activity) but also on the ability of sound to propagate through
the environment. In turn, sound propagation is dependent on the
spatially and temporally varying properties of the water column and sea
floor, and is frequency-dependent. As a result of the dependence on a
large number of varying factors, ambient sound levels can be expected
to vary widely over both coarse and fine spatial and temporal scales.
Sound levels at a given frequency and location can vary by 10-20 dB
from day to day (Richardson et al., 1995). The result is that,
depending on the source type and its intensity, sound from a given
activity may be a negligible addition to the local environment or could
form a distinctive signal that may affect marine mammals. Details of
source types are described in the following text.
Sounds are often considered to fall into one of two general types:
Pulsed and non-pulsed (defined in the following). The distinction
between these two sound types is important because they have differing
potential to cause physical effects, particularly with regard to
hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see
Southall et al. (2007) for an in-depth discussion of these concepts.
Pulsed sound sources (e.g., airguns, explosions, gunshots, sonic
booms, impact pile driving) produce signals that are brief (typically
considered to be less than one second), broadband, atonal transients
(ANSI, 1986, 2005; Harris, 1998; NIOSH, 1998; ISO, 2003) and occur
either as isolated events or repeated in some succession. Pulsed sounds
are all characterized by a relatively rapid rise from ambient pressure
to a maximal pressure value followed by a rapid decay period that may
include a period of diminishing, oscillating maximal and minimal
pressures, and generally have an increased capacity to induce physical
injury as compared with sounds that lack these features.
Non-pulsed sounds can be tonal, narrowband, or broadband, brief or
prolonged, and may be either continuous or non-continuous (ANSI, 1995;
NIOSH, 1998). Some of these non-pulsed sounds can be transient signals
of short duration but without the essential properties of pulses (e.g.,
rapid rise time). Examples of non-pulsed sounds include those produced
by vessels, aircraft, machinery operations such as drilling or
dredging, vibratory pile driving, and active sonar systems (such as
those used by the U.S. Navy). The duration of such sounds, as received
at a distance, can be greatly extended in a highly reverberant
environment.
Airgun arrays produce pulsed signals with energy in a frequency
range from about 10-2,000 Hz, with most energy radiated at frequencies
below 200 Hz. The amplitude of the acoustic wave emitted from the
source is equal in all directions (i.e., omnidirectional), but airgun
arrays do possess some directionality due to different phase delays
between guns in different directions. Airgun arrays are typically tuned
to maximize functionality for data acquisition purposes, meaning that
sound transmitted in horizontal directions and at higher frequencies is
minimized to the extent possible.
Acoustic Effects
Here, we discuss the effects of active acoustic sources on marine
mammals.
Potential Effects of Underwater Sound--Please refer to the
information given previously (``Description of Active Acoustic
Sources'') regarding sound, characteristics of sound types, and metrics
used in this document. Anthropogenic sounds cover a broad range of
frequencies and sound levels and can have a range of highly variable
impacts on marine life, from none or minor to potentially severe
responses, depending on received levels, duration of exposure,
behavioral context, and various other factors. The potential effects of
underwater sound from active acoustic sources can potentially result in
one or more of the following: Temporary or permanent hearing
impairment, non-auditory physical or physiological effects, behavioral
disturbance, stress, and masking (Richardson et al., 1995; Gordon et
al., 2004; Nowacek et al., 2007; Southall et al., 2007; G[ouml]tz et
al., 2009). The degree of effect is intrinsically related to the signal
characteristics, received level, distance from the source, and duration
of the sound exposure. In general, sudden, high level sounds can cause
hearing loss, as can longer exposures to lower level sounds. Temporary
or permanent loss of hearing will occur almost exclusively for noise
within an animal's hearing range. We first describe specific
manifestations of acoustic effects before providing discussion specific
to the use of airgun arrays.
Richardson et al. (1995) described zones of increasing intensity of
effect that might be expected to occur, in relation to distance from a
source and assuming that the signal is within an animal's hearing
range. First is the area within which the acoustic signal would be
audible (potentially perceived) to the animal, but not strong enough to
elicit any overt behavioral or physiological response. The next zone
corresponds with the area where the signal is audible to the animal and
of sufficient intensity to elicit behavioral or physiological
responsiveness. Third is a zone within which, for signals of high
intensity, the received level is sufficient to potentially cause
discomfort or tissue damage to auditory or other systems. Overlaying
these zones to a certain extent is the area within which masking (i.e.,
when a sound interferes with or masks the ability of an animal to
detect a signal of interest that is above the absolute hearing
threshold) may occur; the masking zone may be highly variable in size.
[[Page 26952]]
We describe the more severe effects of certain non-auditory
physical or physiological effects only briefly as we do not expect that
use of airgun arrays are reasonably likely to result in such effects
(see below for further discussion). Potential effects from impulsive
sound sources can range in severity from effects such as behavioral
disturbance or tactile perception to physical discomfort, slight injury
of the internal organs and the auditory system, or mortality (Yelverton
et al., 1973). Non-auditory physiological effects or injuries that
theoretically might occur in marine mammals exposed to high level
underwater sound or as a secondary effect of extreme behavioral
reactions (e.g., change in dive profile as a result of an avoidance
reaction) caused by exposure to sound include neurological effects,
bubble formation, resonance effects, and other types of organ or tissue
damage (Cox et al., 2006; Southall et al., 2007; Zimmer and Tyack,
2007; Tal et al., 2015). The survey activities considered here do not
involve the use of devices such as explosives or mid-frequency tactical
sonar that are associated with these types of effects.
Threshold Shift--Marine mammals exposed to high-intensity sound, or
to lower-intensity sound for prolonged periods, can experience hearing
threshold shift (TS), which is the loss of hearing sensitivity at
certain frequency ranges (Finneran, 2015). TS can be permanent (PTS),
in which case the loss of hearing sensitivity is not fully recoverable,
or temporary (TTS), in which case the animal's hearing threshold would
recover over time (Southall et al., 2007). Repeated sound exposure that
leads to TTS could cause PTS. In severe cases of PTS, there can be
total or partial deafness, while in most cases the animal has an
impaired ability to hear sounds in specific frequency ranges (Kryter,
1985).
When PTS occurs, there is physical damage to the sound receptors in
the ear (i.e., tissue damage), whereas TTS represents primarily tissue
fatigue and is reversible (Southall et al., 2007). In addition, other
investigators have suggested that TTS is within the normal bounds of
physiological variability and tolerance and does not represent physical
injury (e.g., Ward, 1997). Therefore, NMFS does not consider TTS to
constitute auditory injury.
Relationships between TTS and PTS thresholds have not been studied
in marine mammals, and there is no PTS data for cetaceans but such
relationships are assumed to be similar to those in humans and other
terrestrial mammals. PTS typically occurs at exposure levels at least
several dBs above (a 40-dB threshold shift approximates PTS onset;
e.g., Kryter et al., 1966; Miller, 1974) that inducing mild TTS (a 6-dB
threshold shift approximates TTS onset; e.g., Southall et al., 2007).
Based on data from terrestrial mammals, a precautionary assumption is
that the PTS thresholds for impulse sounds (such as airgun pulses as
received close to the source) are at least 6 dB higher than the TTS
threshold on a peak-pressure basis and PTS cumulative sound exposure
level thresholds are 15 to 20 dB higher than TTS cumulative sound
exposure level thresholds (Southall et al., 2007). Given the higher
level of sound or longer exposure duration necessary to cause PTS as
compared with TTS, it is considerably less likely that PTS could occur.
For mid-frequency cetaceans in particular, potential protective
mechanisms may help limit onset of TTS or prevent onset of PTS. Such
mechanisms include dampening of hearing, auditory adaptation, or
behavioral amelioration (e.g., Nachtigall and Supin, 2013; Miller et
al., 2012; Finneran et al., 2015; Popov et al., 2016).
TTS is the mildest form of hearing impairment that can occur during
exposure to sound (Kryter, 1985). While experiencing TTS, the hearing
threshold rises, and a sound must be at a higher level in order to be
heard. In terrestrial and marine mammals, TTS can last from minutes or
hours to days (in cases of strong TTS). In many cases, hearing
sensitivity recovers rapidly after exposure to the sound ends. Few data
on sound levels and durations necessary to elicit mild TTS have been
obtained for marine mammals.
Marine mammal hearing plays a critical role in communication with
conspecifics, and interpretation of environmental cues for purposes
such as predator avoidance and prey capture. Depending on the degree
(elevation of threshold in dB), duration (i.e., recovery time), and
frequency range of TTS, and the context in which it is experienced, TTS
can have effects on marine mammals ranging from discountable to
serious. For example, a marine mammal may be able to readily compensate
for a brief, relatively small amount of TTS in a non-critical frequency
range that occurs during a time where ambient noise is lower and there
are not as many competing sounds present. Alternatively, a larger
amount and longer duration of TTS sustained during time when
communication is critical for successful mother/calf interactions could
have more serious impacts.
Finneran et al. (2015) measured hearing thresholds in three captive
bottlenose dolphins before and after exposure to ten pulses produced by
a seismic airgun in order to study TTS induced after exposure to
multiple pulses. Exposures began at relatively low levels and gradually
increased over a period of several months, with the highest exposures
at peak SPLs from 196 to 210 dB and cumulative (unweighted) SELs from
193-195 dB. No substantial TTS was observed. In addition, behavioral
reactions were observed that indicated that animals can learn behaviors
that effectively mitigate noise exposures (although exposure patterns
must be learned, which is less likely in wild animals than for the
captive animals considered in this study). The authors note that the
failure to induce more significant auditory effects likely due to the
intermittent nature of exposure, the relatively low peak pressure
produced by the acoustic source, and the low-frequency energy in airgun
pulses as compared with the frequency range of best sensitivity for
dolphins and other mid-frequency cetaceans.
Currently, TTS data only exist for four species of cetaceans
(bottlenose dolphin, beluga whale, harbor porpoise, and Yangtze finless
porpoise) exposed to a limited number of sound sources (i.e., mostly
tones and octave-band noise) in laboratory settings (Finneran, 2015).
In general, harbor porpoises have a lower TTS onset than other measured
cetacean species (Finneran, 2015). Additionally, the existing marine
mammal TTS data come from a limited number of individuals within these
species. There are no data available on noise-induced hearing loss for
mysticetes.
Critical questions remain regarding the rate of TTS growth and
recovery after exposure to intermittent noise and the effects of single
and multiple pulses. Data at present are also insufficient to construct
generalized models for recovery and determine the time necessary to
treat subsequent exposures as independent events. More information is
needed on the relationship between auditory evoked potential and
behavioral measures of TTS for various stimuli. For summaries of data
on TTS in marine mammals or for further discussion of TTS onset
thresholds, please see Southall et al. (2007), Finneran and Jenkins
(2012), Finneran (2015), and NMFS (2016a).
Behavioral Effects--Behavioral disturbance may include a variety of
effects, including subtle changes in behavior (e.g., minor or brief
avoidance of an area or changes in vocalizations), more conspicuous
changes in similar behavioral activities, and more
[[Page 26953]]
sustained and/or potentially severe reactions, such as displacement
from or abandonment of high-quality habitat. Behavioral responses to
sound are highly variable and context-specific and any reactions depend
on numerous intrinsic and extrinsic factors (e.g., species, state of
maturity, experience, current activity, reproductive state, auditory
sensitivity, time of day), as well as the interplay between factors
(e.g., Richardson et al., 1995; Wartzok et al., 2003; Southall et al.,
2007; Weilgart, 2007; Archer et al., 2010). Behavioral reactions can
vary not only among individuals but also within an individual,
depending on previous experience with a sound source, context, and
numerous other factors (Ellison et al., 2012), and can vary depending
on characteristics associated with the sound source (e.g., whether it
is moving or stationary, number of sources, distance from the source).
Please see Appendices B-C of Southall et al. (2007) for a review of
studies involving marine mammal behavioral responses to sound.
Habituation can occur when an animal's response to a stimulus wanes
with repeated exposure, usually in the absence of unpleasant associated
events (Wartzok et al., 2003). Animals are most likely to habituate to
sounds that are predictable and unvarying. It is important to note that
habituation is appropriately considered as a ``progressive reduction in
response to stimuli that are perceived as neither aversive nor
beneficial,'' rather than as, more generally, moderation in response to
human disturbance (Bejder et al., 2009). The opposite process is
sensitization, when an unpleasant experience leads to subsequent
responses, often in the form of avoidance, at a lower level of
exposure. As noted, behavioral state may affect the type of response.
For example, animals that are resting may show greater behavioral
change in response to disturbing sound levels than animals that are
highly motivated to remain in an area for feeding (Richardson et al.,
1995; NRC, 2003; Wartzok et al., 2003). Controlled experiments with
captive marine mammals have showed pronounced behavioral reactions,
including avoidance of loud sound sources (Ridgway et al., 1997).
Observed responses of wild marine mammals to loud pulsed sound sources
(typically seismic airguns or acoustic harassment devices) have been
varied but often consist of avoidance behavior or other behavioral
changes suggesting discomfort (Morton and Symonds, 2002; see also
Richardson et al., 1995; Nowacek et al., 2007). However, many
delphinids approach acoustic source vessels with no apparent discomfort
or obvious behavioral change (e.g., Barkaszi et al., 2012).
Available studies show wide variation in response to underwater
sound; therefore, it is difficult to predict specifically how any given
sound in a particular instance might affect marine mammals perceiving
the signal. If a marine mammal does react briefly to an underwater
sound by changing its behavior or moving a small distance, the impacts
of the change are unlikely to be significant to the individual, let
alone the stock or population. However, if a sound source displaces
marine mammals from an important feeding or breeding area for a
prolonged period, impacts on individuals and populations could be
significant (e.g., Lusseau and Bejder, 2007; Weilgart, 2007; NRC,
2005). However, there are broad categories of potential response, which
we describe in greater detail here, that include alteration of dive
behavior, alteration of foraging behavior, effects to breathing,
interference with or alteration of vocalization, avoidance, and flight.
Changes in dive behavior can vary widely, and may consist of
increased or decreased dive times and surface intervals as well as
changes in the rates of ascent and descent during a dive (e.g., Frankel
and Clark, 2000; Ng and Leung, 2003; Nowacek et al., 2004; Goldbogen et
al., 2013a, b). Variations in dive behavior may reflect interruptions
in biologically significant activities (e.g., foraging) or they may be
of little biological significance. The impact of an alteration to dive
behavior resulting from an acoustic exposure depends on what the animal
is doing at the time of the exposure and the type and magnitude of the
response.
Disruption of feeding behavior can be difficult to correlate with
anthropogenic sound exposure, so it is usually inferred by observed
displacement from known foraging areas, the appearance of secondary
indicators (e.g., bubble nets or sediment plumes), or changes in dive
behavior. As for other types of behavioral response, the frequency,
duration, and temporal pattern of signal presentation, as well as
differences in species sensitivity, are likely contributing factors to
differences in response in any given circumstance (e.g., Croll et al.,
2001; Nowacek et al., 2004; Madsen et al., 2006; Yazvenko et al.,
2007). A determination of whether foraging disruptions incur fitness
consequences would require information on or estimates of the energetic
requirements of the affected individuals and the relationship between
prey availability, foraging effort and success, and the life history
stage of the animal.
Visual tracking, passive acoustic monitoring, and movement
recording tags were used to quantify sperm whale behavior prior to,
during, and following exposure to airgun arrays at received levels in
the range 140-160 dB at distances of 7-13 km, following a phase-in of
sound intensity and full array exposures at 1-13 km (Madsen et al.,
2006; Miller et al., 2009). Sperm whales did not exhibit horizontal
avoidance behavior at the surface. However, foraging behavior may have
been affected. The sperm whales exhibited 19 percent less vocal (buzz)
rate during full exposure relative to post exposure, and the whale that
was approached most closely had an extended resting period and did not
resume foraging until the airguns had ceased firing. The remaining
whales continued to execute foraging dives throughout exposure;
however, swimming movements during foraging dives were 6 percent lower
during exposure than control periods (Miller et al., 2009). These data
raise concerns that seismic surveys may impact foraging behavior in
sperm whales, although more data are required to understand whether the
differences were due to exposure or natural variation in sperm whale
behavior (Miller et al., 2009).
Variations in respiration naturally vary with different behaviors
and alterations to breathing rate as a function of acoustic exposure
can be expected to co-occur with other behavioral reactions, such as a
flight response or an alteration in diving. However, respiration rates
in and of themselves may be representative of annoyance or an acute
stress response. Various studies have shown that respiration rates may
either be unaffected or could increase, depending on the species and
signal characteristics, again highlighting the importance in
understanding species differences in the tolerance of underwater noise
when determining the potential for impacts resulting from anthropogenic
sound exposure (e.g., Kastelein et al., 2001, 2005, 2006; Gailey et
al., 2007, 2016).
Marine mammals vocalize for different purposes and across multiple
modes, such as whistling, echolocation click production, calling, and
singing. Changes in vocalization behavior in response to anthropogenic
noise can occur for any of these modes and may result from a need to
compete with an increase in background noise or may reflect increased
vigilance or a startle response. For example, in the presence of
potentially masking signals,
[[Page 26954]]
humpback whales and killer whales have been observed to increase the
length of their songs (Miller et al., 2000; Fristrup et al., 2003;
Foote et al., 2004), while right whales have been observed to shift the
frequency content of their calls upward while reducing the rate of
calling in areas of increased anthropogenic noise (Parks et al., 2007).
In some cases, animals may cease sound production during production of
aversive signals (Bowles et al., 1994).
Cerchio et al. (2014) used passive acoustic monitoring to document
the presence of singing humpback whales off the coast of northern
Angola and to opportunistically test for the effect of seismic survey
activity on the number of singing whales. Two recording units were
deployed between March and December 2008 in the offshore environment;
numbers of singers were counted every hour. Generalized Additive Mixed
Models were used to assess the effect of survey day (seasonality), hour
(diel variation), moon phase, and received levels of noise (measured
from a single pulse during each ten minute sampled period) on singer
number. The number of singers significantly decreased with increasing
received level of noise, suggesting that humpback whale breeding
activity was disrupted to some extent by the survey activity.
Castellote et al. (2012) reported acoustic and behavioral changes
by fin whales in response to shipping and airgun noise. Acoustic
features of fin whale song notes recorded in the Mediterranean Sea and
northeast Atlantic Ocean were compared for areas with different
shipping noise levels and traffic intensities and during a seismic
airgun survey. During the first 72 h of the survey, a steady decrease
in song received levels and bearings to singers indicated that whales
moved away from the acoustic source and out of the study area. This
displacement persisted for a time period well beyond the 10-day
duration of seismic airgun activity, providing evidence that fin whales
may avoid an area for an extended period in the presence of increased
noise. The authors hypothesize that fin whale acoustic communication is
modified to compensate for increased background noise and that a
sensitization process may play a role in the observed temporary
displacement.
Seismic pulses at average received levels of 131 dB re 1 [mu]Pa2-s
caused blue whales to increase call production (Di Iorio and Clark,
2010). In contrast, McDonald et al. (1995) tracked a blue whale with
seafloor seismometers and reported that it stopped vocalizing and
changed its travel direction at a range of 10 km from the acoustic
source vessel (estimated received level 143 dB pk-pk). Blackwell et al.
(2013) found that bowhead whale call rates dropped significantly at
onset of airgun use at sites with a median distance of 41-45 km from
the survey. Blackwell et al. (2015) expanded this analysis to show that
whales actually increased calling rates as soon as airgun signals were
detectable before ultimately decreasing calling rates at higher
received levels (i.e., 10-minute SELcum of ~127 dB). Overall, these
results suggest that bowhead whales may adjust their vocal output in an
effort to compensate for noise before ceasing vocalization effort and
ultimately deflecting from the acoustic source (Blackwell et al., 2013,
2015). These studies demonstrate that even low levels of noise received
far from the source can induce changes in vocalization and/or behavior
for mysticetes.
Avoidance is the displacement of an individual from an area or
migration path as a result of the presence of a sound or other
stressors, and is one of the most obvious manifestations of disturbance
in marine mammals (Richardson et al., 1995). For example, gray whales
are known to change direction--deflecting from customary migratory
paths--in order to avoid noise from seismic surveys (Malme et al.,
1984). Humpback whales showed avoidance behavior in the presence of an
active seismic array during observational studies and controlled
exposure experiments in western Australia (McCauley et al., 2000).
Avoidance may be short-term, with animals returning to the area once
the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996; Stone et
al., 2000; Morton and Symonds, 2002; Gailey et al., 2007). Longer-term
displacement is possible, however, which may lead to changes in
abundance or distribution patterns of the affected species in the
affected region if habituation to the presence of the sound does not
occur (e.g., Bejder et al., 2006; Teilmann et al., 2006).
A flight response is a dramatic change in normal movement to a
directed and rapid movement away from the perceived location of a sound
source. The flight response differs from other avoidance responses in
the intensity of the response (e.g., directed movement, rate of
travel). Relatively little information on flight responses of marine
mammals to anthropogenic signals exist, although observations of flight
responses to the presence of predators have occurred (Connor and
Heithaus, 1996). The result of a flight response could range from
brief, temporary exertion and displacement from the area where the
signal provokes flight to, in extreme cases, marine mammal strandings
(Evans and England, 2001). However, it should be noted that response to
a perceived predator does not necessarily invoke flight (Ford and
Reeves, 2008), and whether individuals are solitary or in groups may
influence the response.
Behavioral disturbance can also impact marine mammals in more
subtle ways. Increased vigilance may result in costs related to
diversion of focus and attention (i.e., when a response consists of
increased vigilance, it may come at the cost of decreased attention to
other critical behaviors such as foraging or resting). These effects
have generally not been demonstrated for marine mammals, but studies
involving fish and terrestrial animals have shown that increased
vigilance may substantially reduce feeding rates (e.g., Beauchamp and
Livoreil, 1997; Fritz et al., 2002; Purser and Radford, 2011). In
addition, chronic disturbance can cause population declines through
reduction of fitness (e.g., decline in body condition) and subsequent
reduction in reproductive success, survival, or both (e.g., Harrington
and Veitch, 1992; Daan et al., 1996; Bradshaw et al., 1998). However,
Ridgway et al. (2006) reported that increased vigilance in bottlenose
dolphins exposed to sound over a five-day period did not cause any
sleep deprivation or stress effects.
Many animals perform vital functions, such as feeding, resting,
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption
of such functions resulting from reactions to stressors such as sound
exposure are more likely to be significant if they last more than one
diel cycle or recur on subsequent days (Southall et al., 2007).
Consequently, a behavioral response lasting less than one day and not
recurring on subsequent days is not considered particularly severe
unless it could directly affect reproduction or survival (Southall et
al., 2007). Note that there is a difference between multi-day
substantive behavioral reactions and multi-day anthropogenic
activities. For example, just because an activity lasts for multiple
days does not necessarily mean that individual animals are either
exposed to activity-related stressors for multiple days or, further,
exposed in a manner resulting in sustained multi-day substantive
behavioral responses.
Stone (2015) reported data from at-sea observations during 1,196
seismic surveys from 1994 to 2010. When large arrays of airguns
(considered to be 500 in 3 or more) were firing, lateral displacement,
more localized
[[Page 26955]]
avoidance, or other changes in behavior were evident for most
odontocetes. However, significant responses to large arrays were found
only for the minke whale and fin whale. Behavioral responses observed
included changes in swimming or surfacing behavior, with indications
that cetaceans remained near the water surface at these times.
Cetaceans were recorded as feeding less often when large arrays were
active. Behavioral observations of gray whales during a seismic survey
monitored whale movements and respirations pre- during, and post-
seismic survey (Gailey et al., 2016). Behavioral state and water depth
were the best `natural' predictors of whale movements and respiration
and, after considering natural variation, none of the response
variables were significantly associated with seismic survey or vessel
sounds.
Stress Responses--An animal's perception of a threat may be
sufficient to trigger stress responses consisting of some combination
of behavioral responses, autonomic nervous system responses,
neuroendocrine responses, or immune responses (e.g., Seyle 1950; Moberg
2000). In many cases, an animal's first and sometimes most economical
(in terms of energetic costs) response is behavioral avoidance of the
potential stressor. Autonomic nervous system responses to stress
typically involve changes in heart rate, blood pressure, and
gastrointestinal activity. These responses have a relatively short
duration and may or may not have a significant long-term effect on an
animal's fitness.
Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that
are affected by stress--including immune competence, reproduction,
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been
implicated in failed reproduction, altered metabolism, reduced immune
competence, and behavioral disturbance (e.g., Moberg 1987; Blecha
2000). Increases in the circulation of glucocorticoids are also equated
with stress (Romano et al., 2004).
The primary distinction between stress (which is adaptive and does
not normally place an animal at risk) and ``distress'' is the cost of
the response. During a stress response, an animal uses glycogen stores
that can be quickly replenished once the stress is alleviated. In such
circumstances, the cost of the stress response would not pose serious
fitness consequences. However, when an animal does not have sufficient
energy reserves to satisfy the energetic costs of a stress response,
energy resources must be diverted from other functions. This state of
distress will last until the animal replenishes its energetic reserves
sufficiently to restore normal function.
Relationships between these physiological mechanisms, animal
behavior, and the costs of stress responses are well-studied through
controlled experiments and for both laboratory and free-ranging animals
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003;
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to
exposure to anthropogenic sounds or other stressors and their effects
on marine mammals have also been reviewed (Fair and Becker 2000; Romano
et al., 2002b) and, more rarely, studied in wild populations (e.g.,
Romano et al., 2002a). For example, Rolland et al. (2012) found that
noise reduction from reduced ship traffic in the Bay of Fundy was
associated with decreased stress in North Atlantic right whales. These
and other studies lead to a reasonable expectation that some marine
mammals will experience physiological stress responses upon exposure to
acoustic stressors and that it is possible that some of these would be
classified as ``distress.'' In addition, any animal experiencing TTS
would likely also experience stress responses (NRC, 2003).
Auditory Masking--Sound can disrupt behavior through masking, or
interfering with, an animal's ability to detect, recognize, or
discriminate between acoustic signals of interest (e.g., those used for
intraspecific communication and social interactions, prey detection,
predator avoidance, navigation) (Richardson et al., 1995; Erbe et al.,
2016). Masking occurs when the receipt of a sound is interfered with by
another coincident sound at similar frequencies and at similar or
higher intensity, and may occur whether the sound is natural (e.g.,
snapping shrimp, wind, waves, precipitation) or anthropogenic (e.g.,
shipping, sonar, seismic exploration) in origin. The ability of a noise
source to mask biologically important sounds depends on the
characteristics of both the noise source and the signal of interest
(e.g., signal-to-noise ratio, temporal variability, direction), in
relation to each other and to an animal's hearing abilities (e.g.,
sensitivity, frequency range, critical ratios, frequency
discrimination, directional discrimination, age or TTS hearing loss),
and existing ambient noise and propagation conditions.
Under certain circumstances, marine mammals experiencing
significant masking could also be impaired from maximizing their
performance fitness in survival and reproduction. Therefore, when the
coincident (masking) sound is man-made, it may be considered harassment
when disrupting or altering critical behaviors. It is important to
distinguish TTS and PTS, which persist after the sound exposure, from
masking, which occurs during the sound exposure. Because masking
(without resulting in TS) is not associated with abnormal physiological
function, it is not considered a physiological effect, but rather a
potential behavioral effect.
The frequency range of the potentially masking sound is important
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation
sounds produced by odontocetes but are more likely to affect detection
of mysticete communication calls and other potentially important
natural sounds such as those produced by surf and some prey species.
The masking of communication signals by anthropogenic noise may be
considered as a reduction in the communication space of animals (e.g.,
Clark et al., 2009) and may result in energetic or other costs as
animals change their vocalization behavior (e.g., Miller et al., 2000;
Foote et al., 2004; Parks et al., 2007; Di Iorio and Clark 2009; Holt
et al., 2009). Masking can be reduced in situations where the signal
and noise come from different directions (Richardson et al., 1995),
through amplitude modulation of the signal, or through other
compensatory behaviors (Houser and Moore 2014). Masking can be tested
directly in captive species (e.g., Erbe 2008), but in wild populations
it must be either modeled or inferred from evidence of masking
compensation. There are few studies addressing real-world masking
sounds likely to be experienced by marine mammals in the wild (e.g.,
Branstetter et al., 2013).
Masking affects both senders and receivers of acoustic signals and
can potentially have long-term chronic effects on marine mammals at the
population level as well as at the individual level. Low-frequency
ambient sound levels have increased by as much as 20 dB (more than
three times in terms of SPL) in the world's ocean from pre-industrial
periods, with most of the increase from distant commercial shipping
(Hildebrand 2009). All anthropogenic sound sources, but especially
chronic and lower-frequency signals (e.g., from vessel traffic),
[[Page 26956]]
contribute to elevated ambient sound levels, thus intensifying masking.
Masking effects of pulsed sounds (even from large arrays of
airguns) on marine mammal calls and other natural sounds are expected
to be limited, although there are few specific data on this. Because of
the intermittent nature and low duty cycle of seismic pulses, animals
can emit and receive sounds in the relatively quiet intervals between
pulses. However, in exceptional situations, reverberation occurs for
much or all of the interval between pulses (e.g., Simard et al., 2005;
Clark and Gagnon 2006), which could mask calls. Situations with
prolonged strong reverberation are infrequent. However, it is common
for reverberation to cause some lesser degree of elevation of the
background level between airgun pulses (e.g., Gedamke 2011; Guerra et
al., 2011, 2016; Klinck et al., 2012; Guan et al., 2015), and this
weaker reverberation presumably reduces the detection range of calls
and other natural sounds to some degree. Guerra et al. (2016) reported
that ambient noise levels between seismic pulses were elevated as a
result of reverberation at ranges of 50 km from the seismic source.
Based on measurements in deep water of the Southern Ocean, Gedamke
(2011) estimated that the slight elevation of background levels during
intervals between pulses reduced blue and fin whale communication space
by as much as 36-51 percent when a seismic survey was operating 450-
2,800 km away. Based on preliminary modeling, Wittekind et al. (2016)
reported that airgun sounds could reduce the communication range of
blue and fin whales 2000 km from the seismic source. Nieukirk et al.
(2012) and Blackwell et al. (2013) noted the potential for masking
effects from seismic surveys on large whales.
Some baleen and toothed whales are known to continue calling in the
presence of seismic pulses, and their calls usually can be heard
between the pulses (e.g., Nieukirk et al. 2012; Thode et al. 2012;
Br[ouml]ker et al. 2013; Sciacca et al. 2016). As noted above, Cerchio
et al. (2014) suggested that the breeding display of humpback whales
off Angola could be disrupted by seismic sounds, as singing activity
declined with increasing received levels. In addition, some cetaceans
are known to change their calling rates, shift their peak frequencies,
or otherwise modify their vocal behavior in response to airgun sounds
(e.g., Di Iorio and Clark 2010; Castellote et al. 2012; Blackwell et
al. 2013, 2015). The hearing systems of baleen whales are undoubtedly
more sensitive to low-frequency sounds than are the ears of the small
odontocetes that have been studied directly (e.g., MacGillivray et al.
2014). The sounds important to small odontocetes are predominantly at
much higher frequencies than are the dominant components of airgun
sounds, thus limiting the potential for masking. In general, masking
effects of seismic pulses are expected to be minor, given the normally
intermittent nature of seismic pulses.
Ship Noise
Vessel noise from the Langseth could affect marine animals in the
proposed survey areas. Houghton et al. (2015) proposed that vessel
speed is the most important predictor of received noise levels, and
Putland et al. (2017) also reported reduced sound levels with decreased
vessel speed. Sounds produced by large vessels generally dominate
ambient noise at frequencies from 20 to 300 Hz (Richardson et al.
1995). However, some energy is also produced at higher frequencies
(Hermannsen et al. 2014); low levels of high-frequency sound from
vessels has been shown to elicit responses in harbor porpoise (Dyndo et
al. 2015). Increased levels of ship noise have been shown to affect
foraging by porpoise (Teilmann et al. 2015; Wisniewska et al. 2018);
Wisniewska et al. (2018) suggest that a decrease in foraging success
could have long-term fitness consequences.
Ship noise, through masking, can reduce the effective communication
distance of a marine mammal if the frequency of the sound source is
close to that used by the animal, and if the sound is present for a
significant fraction of time (e.g., Richardson et al. 1995; Clark et
al. 2009; Jensen et al. 2009; Gervaise et al. 2012; Hatch et al. 2012;
Rice et al. 2014; Dunlop 2015; Erbe et al. 2015; Jones et al. 2017;
Putland et al. 2017). In addition to the frequency and duration of the
masking sound, the strength, temporal pattern, and location of the
introduced sound also play a role in the extent of the masking
(Branstetter et al. 2013, 2016; Finneran and Branstetter 2013; Sills et
al. 2017). Branstetter et al. (2013) reported that time-domain metrics
are also important in describing and predicting masking. In order to
compensate for increased ambient noise, some cetaceans are known to
increase the source levels of their calls in the presence of elevated
noise levels from shipping, shift their peak frequencies, or otherwise
change their vocal behavior (e.g., Parks et al. 2011, 2012, 2016a, b;
Castellote et al. 2012; Melc[oacute]n et al. 2012; Azzara et al. 2013;
Tyack and Janik 2013; Lu[iacute]s et al. 2014; Sairanen 2014; Papale et
al. 2015; Bittencourt et al. 2016; Dahlheim and Castellote 2016;
Gospi[cacute] and Picciulin 2016; Gridley et al. 2016; Heiler et al.
2016; Martins et al. 2016; O'Brien et al. 2016; Tenessen and Parks
2016). Harp seals did not increase their call frequencies in
environments with increased low-frequency sounds (Terhune and Bosker
2016). Holt et al. (2015) reported that changes in vocal modifications
can have increased energetic costs for individual marine mammals. A
negative correlation between the presence of some cetacean species and
the number of vessels in an area has been demonstrated by several
studies (e.g., Campana et al. 2015; Culloch et al. 2016).
Baleen whales are thought to be more sensitive to sound at these
low frequencies than are toothed whales (e.g., MacGillivray et al.
2014), possibly causing localized avoidance of the proposed survey area
during seismic operations. Reactions of gray and humpback whales to
vessels have been studied, and there is limited information available
about the reactions of right whales and rorquals (fin, blue, and minke
whales). Reactions of humpback whales to boats are variable, ranging
from approach to avoidance (Payne 1978; Salden 1993). Baker et al.
(1982, 1983) and Baker and Herman (1989) found humpbacks often move
away when vessels are within several kilometers. Humpbacks seem less
likely to react overtly when actively feeding than when resting or
engaged in other activities (Krieger and Wing 1984, 1986). Increased
levels of ship noise have been shown to affect foraging by humpback
whales (Blair et al. 2016). Fin whale sightings in the western
Mediterranean were negatively correlated with the number of vessels in
the area (Campana et al. 2015). Minke whales and gray seals have shown
slight displacement in response to construction-related vessel traffic
(Anderwald et al. 2013). Many odontocetes show considerable tolerance
of vessel traffic, although they sometimes react at long distances if
confined by ice or shallow water, if previously harassed by vessels, or
have had little or no recent exposure to ships (Richardson et al.
1995). Dolphins of many species tolerate and sometimes approach vessels
(e.g., Anderwald et al. 2013). Some dolphin species approach moving
vessels to ride the bow or stern waves (Williams et al. 1992). Pirotta
et al. (2015) noted that the physical presence of vessels, not just
ship noise, disturbed the foraging activity of bottlenose dolphins.
Sightings of striped dolphin, Risso's dolphin, sperm whale,
[[Page 26957]]
and Cuvier's beaked whale in the western Mediterranean were negatively
correlated with the number of vessels in the area (Campana et al.
2015).
There are few data on the behavioral reactions of beaked whales to
vessel noise, though they seem to avoid approaching vessels (e.g.,
W[uuml]rsig et al. 1998) or dive for an extended period when approached
by a vessel (e.g., Kasuya 1986). Based on a single observation, Aguilar
Soto et al. (2006) suggest foraging efficiency of Cuvier's beaked
whales may be reduced by close approach of vessels.
In summary, project vessel sounds would not be at levels expected
to cause anything more than possible localized and temporary behavioral
changes in marine mammals, and would not be expected to result in
significant negative effects on individuals or at the population level.
In addition, in all oceans of the world, large vessel traffic is
currently so prevalent that it is commonly considered a usual source of
ambient sound (NSF-USGS 2011).
Ship Strike
Vessel collisions with marine mammals, or ship strikes, can result
in death or serious injury of the animal. Wounds resulting from ship
strike may include massive trauma, hemorrhaging, broken bones, or
propeller lacerations (Knowlton and Kraus, 2001). An animal at the
surface may be struck directly by a vessel, a surfacing animal may hit
the bottom of a vessel, or an animal just below the surface may be cut
by a vessel's propeller. Superficial strikes may not kill or result in
the death of the animal. These interactions are typically associated
with large whales (e.g., fin whales), which are occasionally found
draped across the bulbous bow of large commercial ships upon arrival in
port. Although smaller cetaceans are more maneuverable in relation to
large vessels than are large whales, they may also be susceptible to
strike. The severity of injuries typically depends on the size and
speed of the vessel, with the probability of death or serious injury
increasing as vessel speed increases (Knowlton and Kraus 2001; Laist et
al. 2001; Vanderlaan and Taggart 2007; Conn and Silber 2013). Impact
forces increase with speed, as does the probability of a strike at a
given distance (Silber et al. 2010; Gende et al. 2011).
Pace and Silber (2005) also found that the probability of death or
serious injury increased rapidly with increasing vessel speed.
Specifically, the predicted probability of serious injury or death
increased from 45 to 75 percent as vessel speed increased from 10 to 14
kn, and exceeded 90 percent at 17 kn. Higher speeds during collisions
result in greater force of impact, but higher speeds also appear to
increase the chance of severe injuries or death through increased
likelihood of collision by pulling whales toward the vessel (Clyne
1999; Knowlton et al. 1995). In a separate study, Vanderlaan and
Taggart (2007) analyzed the probability of lethal mortality of large
whales at a given speed, showing that the greatest rate of change in
the probability of a lethal injury to a large whale as a function of
vessel speed occurs between 8.6 and 15 kn. The chances of a lethal
injury decline from approximately 80 percent at 15 kn to approximately
20 percent at 8.6 kn. At speeds below 11.8 kn, the chances of lethal
injury drop below 50 percent, while the probability asymptotically
increases toward one hundred percent above 15 kn.
The Langseth travels at a speed of 4.1 kn (7.6 km/h) while towing
seismic survey gear (LGL 2018). At this speed, both the possibility of
striking a marine mammal and the possibility of a strike resulting in
serious injury or mortality are discountable. At average transit speed,
the probability of serious injury or mortality resulting from a strike
is less than 50 percent. However, the likelihood of a strike actually
happening is again discountable. Ship strikes, as analyzed in the
studies cited above, generally involve commercial shipping, which is
much more common in both space and time than is geophysical survey
activity. Jensen and Silber (2004) summarized ship strikes of large
whales worldwide from 1975-2003 and found that most collisions occurred
in the open ocean and involved large vessels (e.g., commercial
shipping). No such incidents were reported for geophysical survey
vessels during that time period.
It is possible for ship strikes to occur while traveling at slow
speeds. For example, a hydrographic survey vessel traveling at low
speed (5.5 kn) while conducting mapping surveys off the central
California coast struck and killed a blue whale in 2009. The State of
California determined that the whale had suddenly and unexpectedly
surfaced beneath the hull, with the result that the propeller severed
the whale's vertebrae, and that this was an unavoidable event. This
strike represents the only such incident in approximately 540,000 hours
of similar coastal mapping activity (p = 1.9 x 10-6; 95% CI
= 0-5.5 x 10-6; NMFS 2013b). In addition, a research vessel
reported a fatal strike in 2011 of a dolphin in the Atlantic,
demonstrating that it is possible for strikes involving smaller
cetaceans to occur. In that case, the incident report indicated that an
animal apparently was struck by the vessel's propeller as it was
intentionally swimming near the vessel. While indicative of the type of
unusual events that cannot be ruled out, neither of these instances
represents a circumstance that would be considered reasonably
foreseeable or that would be considered preventable.
Although the likelihood of the vessel striking a marine mammal is
low, we require a robust ship strike avoidance protocol (see ``Proposed
Mitigation''), which we believe eliminates any foreseeable risk of ship
strike. We anticipate that vessel collisions involving a seismic data
acquisition vessel towing gear, while not impossible, represent
unlikely, unpredictable events for which there are no preventive
measures. Given the required mitigation measures, the relatively slow
speed of the vessel towing gear, the presence of bridge crew watching
for obstacles at all times (including marine mammals), and the presence
of marine mammal observers, we believe that the possibility of ship
strike is discountable and, further, that were a strike of a large
whale to occur, it would be unlikely to result in serious injury or
mortality. No incidental take resulting from ship strike is
anticipated, and this potential effect of the specified activity will
not be discussed further in the following analysis.
Stranding--When a living or dead marine mammal swims or floats onto
shore and becomes ``beached'' or incapable of returning to sea, the
event is a ``stranding'' (Geraci et al., 1999; Perrin and Geraci 2002;
Geraci and Lounsbury 2005; NMFS 2007). The legal definition for a
stranding under the MMPA is that ``(A) a marine mammal is dead and is
(i) on a beach or shore of the United States; or (ii) in waters under
the jurisdiction of the United States (including any navigable waters);
or (B) a marine mammal is alive and is (i) on a beach or shore of the
United States and is unable to return to the water; (ii) on a beach or
shore of the United States and, although able to return to the water,
is in need of apparent medical attention; or (iii) in the waters under
the jurisdiction of the United States (including any navigable waters),
but is unable to return to its natural habitat under its own power or
without assistance.''
Marine mammals strand for a variety of reasons, such as infectious
agents, biotoxicosis, starvation, fishery interaction, ship strike,
unusual oceanographic or weather events, sound exposure, or
combinations of these stressors sustained concurrently or in
[[Page 26958]]
series. However, the cause or causes of most strandings are unknown
(Geraci et al., 1976; Eaton 1979; Odell et al., 1980; Best 1982).
Numerous studies suggest that the physiology, behavior, habitat
relationships, age, or condition of cetaceans may cause them to strand
or might pre-dispose them to strand when exposed to another phenomenon.
These suggestions are consistent with the conclusions of numerous other
studies that have demonstrated that combinations of dissimilar
stressors commonly combine to kill an animal or dramatically reduce its
fitness, even though one exposure without the other does not produce
the same result (Chroussos 2000; Creel 2005; DeVries et al., 2003; Fair
and Becker 2000; Foley et al., 2001; Moberg 2000; Relyea 2005a, 2005b;
Romero 2004; Sih et al., 2004).
Use of military tactical sonar has been implicated in a majority of
investigated stranding events. Most known stranding events have
involved beaked whales, though a small number have involved deep-diving
delphinids or sperm whales (e.g., Mazzariol et al., 2010; Southall et
al., 2013). In general, long duration (~1 second) and high-intensity
sounds (>235 dB SPL) have been implicated in stranding events
(Hildebrand 2004). With regard to beaked whales, mid-frequency sound is
typically implicated (when causation can be determined) (Hildebrand,
2004). Although seismic airguns create predominantly low-frequency
energy, the signal does include a mid-frequency component. We have
considered the potential for the proposed surveys to result in marine
mammal stranding and have concluded that, based on the best available
information, stranding is not expected to occur.
Effects to Prey--Marine mammal prey varies by species, season, and
location and, for some, is not well documented. Fish react to sounds
which are especially strong and/or intermittent low-frequency sounds.
Short duration, sharp sounds can cause overt or subtle changes in fish
behavior and local distribution. Hastings and Popper (2005) identified
several studies that suggest fish may relocate to avoid certain areas
of sound energy. Additional studies have documented effects of pulsed
sound on fish, although several are based on studies in support of
construction projects (e.g., Scholik and Yan 2001, 2002; Popper and
Hastings 2009). Sound pulses at received levels of 160 dB may cause
subtle changes in fish behavior. SPLs of 180 dB may cause noticeable
changes in behavior (Pearson et al., 1992; Skalski et al., 1992). SPLs
of sufficient strength have been known to cause injury to fish and fish
mortality. The most likely impact to fish from survey activities at the
project area would be temporary avoidance of the area. The duration of
fish avoidance of a given area after survey effort stops is unknown,
but a rapid return to normal recruitment, distribution and behavior is
anticipated.
Information on seismic airgun impacts to zooplankton, which
represent an important prey type for mysticetes, is limited. However,
McCauley et al. (2017) reported that experimental exposure to a pulse
from a 150 in\3\ airgun decreased zooplankton abundance when compared
with controls, as measured by sonar and net tows, and caused a two- to
threefold increase in dead adult and larval zooplankton. Although no
adult krill were present, the study found that all larval krill were
killed after air gun passage. Impacts were observed out to the maximum
1.2 km range sampled.
In general, impacts to marine mammal prey are expected to be
limited due to the relatively small temporal and spatial overlap
between the proposed survey and any areas used by marine mammal prey
species. The proposed use of airguns as part of an active seismic array
survey would occur over a relatively short time period (~19 days) at
two locations and would occur over a very small area relative to the
area available as marine mammal habitat in the northeast Pacific Ocean
near the Axial Seamount. We believe any impacts to marine mammals due
to adverse effects to their prey would be insignificant due to the
limited spatial and temporal impact of the proposed survey. However,
adverse impacts may occur to a few species of fish and to zooplankton.
Acoustic Habitat--Acoustic habitat is the soundscape--which
encompasses all of the sound present in a particular location and time,
as a whole--when considered from the perspective of the animals
experiencing it. Animals produce sound for, or listen for sounds
produced by, conspecifics (communication during feeding, mating, and
other social activities), other animals (finding prey or avoiding
predators), and the physical environment (finding suitable habitats,
navigating). Together, sounds made by animals and the geophysical
environment (e.g., produced by earthquakes, lightning, wind, rain,
waves) make up the natural contributions to the total acoustics of a
place. These acoustic conditions, termed acoustic habitat, are one
attribute of an animal's total habitat.
Soundscapes are also defined by, and acoustic habitat influenced
by, the total contribution of anthropogenic sound. This may include
incidental emissions from sources such as vessel traffic, or may be
intentionally introduced to the marine environment for data acquisition
purposes (as in the use of airgun arrays). Anthropogenic noise varies
widely in its frequency content, duration, and loudness and these
characteristics greatly influence the potential habitat-mediated
effects to marine mammals (please see also the previous discussion on
masking under ``Acoustic Effects''), which may range from local effects
for brief periods of time to chronic effects over large areas and for
long durations. Depending on the extent of effects to habitat, animals
may alter their communications signals (thereby potentially expending
additional energy) or miss acoustic cues (either conspecific or
adventitious). For more detail on these concepts see, e.g., Barber et
al., 2010; Pijanowski et al., 2011; Francis and Barber 2013; Lillis et
al., 2014.
Problems arising from a failure to detect cues are more likely to
occur when noise stimuli are chronic and overlap with biologically
relevant cues used for communication, orientation, and predator/prey
detection (Francis and Barber 2013). Although the signals emitted by
seismic airgun arrays are generally low frequency, they would also
likely be of short duration and transient in any given area due to the
nature of these surveys. As described previously, exploratory surveys
such as these cover a large area but would be transient rather than
focused in a given location over time and therefore would not be
considered chronic in any given location.
In summary, activities associated with the proposed action are not
likely to have a permanent, adverse effect on any fish habitat or
populations of fish species or on the quality of acoustic habitat.
Thus, any impacts to marine mammal habitat are not expected to cause
significant or long-term consequences for individual marine mammals or
their populations.
Estimated Take
This section provides an estimate of the number of incidental takes
proposed for authorization through this IHA, which will inform both
NMFS' consideration of ``small numbers'' and the negligible impact
determination.
Harassment is the only type of take expected to result from these
activities. Except with respect to certain activities not pertinent
here, section 3(18) of the MMPA defines ``harassment'' as any act of
pursuit, torment, or annoyance, which (i) has the potential to injure a
marine mammal or marine mammal
[[Page 26959]]
stock in the wild (Level A harassment); or (ii) has the potential to
disturb a marine mammal or marine mammal stock in the wild by causing
disruption of behavioral patterns, including, but not limited to,
migration, breathing, nursing, breeding, feeding, or sheltering (Level
B harassment).
Authorized takes would primarily be by Level B harassment, as use
of seismic airguns has the potential to result in disruption of
behavioral patterns for individual marine mammals. There is also some
potential for auditory injury (Level A harassment) for mysticetes and
high frequency cetaceans (i.e., kogiidae spp.), due to larger predicted
auditory injury zones for those functional hearing groups. The proposed
mitigation and monitoring measures are expected to minimize the
severity of such taking to the extent practicable.
Auditory injury is unlikely to occur for mid-frequency cetaceans,
otariid pinnipeds, and phocid pinnipeds given very small modeled zones
of injury for those species (up to 43.7 m). Moreover, the source level
of the array is a theoretical definition assuming a point source and
measurement in the far-field of the source (MacGillivray, 2006). As
described by Caldwell and Dragoset (2000), an array is not a point
source, but one that spans a small area. In the far-field, individual
elements in arrays will effectively work as one source because
individual pressure peaks will have coalesced into one relatively broad
pulse. The array can then be considered a ``point source.'' For
distances within the near-field, i.e., approximately 2-3 times the
array dimensions, pressure peaks from individual elements do not arrive
simultaneously because the observation point is not equidistant from
each element. The effect is destructive interference of the outputs of
each element, so that peak pressures in the near-field will be
significantly lower than the output of the largest individual element.
Here, the 230 dB peak isopleth distances would in all cases be expected
to be within the near-field of the array where the definition of source
level breaks down. Therefore, actual locations within this distance of
the array center where the sound level exceeds 230 dB peak SPL would
not necessarily exist. In general, Caldwell and Dragoset (2000) suggest
that the near-field for airgun arrays is considered to extend out to
approximately 250 m.
In order to provide quantitative support for this theoretical
argument, we calculated expected maximum distances at which the near-
field would transition to the far-field (Table 5). For a specific array
one can estimate the distance at which the near-field transitions to
the far-field by:
[GRAPHIC] [TIFF OMITTED] TN10JN19.001
with the condition that D > l, and where D is the distance, L is the
longest dimension of the array, and l is the wavelength of the signal
(Lurton 2002). Given that l can be defined by:
[GRAPHIC] [TIFF OMITTED] TN10JN19.002
where f is the frequency of the sound signal and v is the speed of the
sound in the medium of interest, one can rewrite the equation for D as:
[GRAPHIC] [TIFF OMITTED] TN10JN19.003
and calculate D directly given a particular frequency and known speed
of sound (here assumed to be 1,500 meters per second in water, although
this varies with environmental conditions).
To determine the closest distance to the arrays at which the source
level predictions in Table 1 are valid (i.e., maximum extent of the
near-field), we calculated D based on an assumed frequency of 1 kHz. A
frequency of 1 kHz is commonly used in near-field/far-field
calculations for airgun arrays (Zykov and Carr 2014; MacGillivray 2006;
NSF and USGS 2011), and based on representative airgun spectrum data
and field measurements of an airgun array used on the R/V Marcus G.
Langseth, nearly all (greater than 95 percent) of the energy from
airgun arrays is below 1 kHz (Tolstoy et al., 2009). Thus, using 1 kHz
as the upper cut-off for calculating the maximum extent of the near-
field should reasonably represent the near-field extent in field
conditions.
If the largest distance to the peak sound pressure level threshold
was equal to or less than the longest dimension of the array (i.e.,
under the array), or within the near-field, then received levels that
meet or exceed the threshold in most cases are not expected to occur.
This is because within the near-field and within the dimensions of the
array, the source levels specified in Table 1 are overestimated and not
applicable. In fact, until one reaches a distance of approximately
three or four times the near-field distance the average intensity of
sound at any given distance from the array is still less than that
based on calculations that assume a directional point source (Lurton
2002). The 6,600 in\3\ airgun array used in the 2D survey has an
approximate diagonal of 28.8 m, resulting in a near-field distance of
138.7 m at 1 kHz (NSF and USGS 2011). Field measurements of this array
indicate that the source behaves like multiple discrete sources, rather
than a directional point source, beginning at approximately 400 m (deep
site) to 1 km (shallow site) from the center of the array (Tolstoy et
al., 2009), distances that are actually greater than four times the
calculated 140-m near-field distance. Within these distances, the
recorded received levels were always lower than would be predicted
based on calculations that assume a directional point source, and
increasingly so as one moves closer towards the array (Tolstoy et al.,
2009). Similarly, the 3,300 in\3\ airgun array used in the 3D survey
has an approximate diagonal of 17.9 m, resulting in a near-field
distance of 53.5 m at 1 kHz (NSF and USGS 2011). Given this, relying on
the calculated distances (138.7 m for the 2D survey and 53.5 m for the
3D survey) as the distances at which we expect to be in the near-field
is a conservative approach since even beyond this distance the acoustic
modeling still overestimates the actual received level. Within the
near-field, in order to explicitly evaluate the likelihood of exceeding
any particular acoustic threshold, one would need to consider the exact
position of the animal, its relationship to individual array elements,
and how the individual acoustic sources propagate and their acoustic
fields interact. Given that within the near-field and dimensions of the
array source levels would be below those in Table 5, we believe
exceedance of the peak pressure threshold would only be possible under
highly unlikely circumstances.
Therefore, we expect the potential for Level A harassment of mid-
frequency cetaceans, otariid pinnipeds, and phocid pinnipeds to be de
minimis, even before the likely moderating effects of aversion and/or
other compensatory behaviors (e.g., Nachtigall et al., 2018) are
considered. We do not believe that Level A harassment is a likely
outcome for any mid-frequency cetacean, otariid pinniped, or phocid
pinniped and do not propose to authorize any Level A harassment for
these species.
As described previously, no mortality is anticipated or proposed to
be authorized for this activity. Below we describe how the take is
estimated.
Generally speaking, we estimate take by considering: (1) Acoustic
thresholds above which NMFS believes the best available science
indicates marine mammals will be behaviorally harassed or incur some
degree of permanent hearing impairment; (2) the area or
[[Page 26960]]
volume of water that will be ensonified above these levels in a day;
(3) the density or occurrence of marine mammals within these ensonified
areas; and, (4) and the number of days of activities. We note that
while these basic factors can contribute to a basic calculation to
provide an initial prediction of takes, additional information that can
qualitatively inform take estimates is also sometimes available (e.g.,
previous monitoring results or average group size). Below, we describe
the factors considered here in more detail and present the proposed
take estimate.
Acoustic Thresholds
Using the best available science, NMFS has developed acoustic
thresholds that identify the received level of underwater sound above
which exposed marine mammals would be reasonably expected to be
behaviorally harassed (equated to Level B harassment) or to incur PTS
of some degree (equated to Level A harassment).
Level B Harassment for non-explosive sources--Though significantly
driven by received level, the onset of behavioral disturbance from
anthropogenic noise exposure is also informed to varying degrees by
other factors related to the source (e.g., frequency, predictability,
duty cycle), the environment (e.g., bathymetry), and the receiving
animals (hearing, motivation, experience, demography, behavioral
context) and can be difficult to predict (Southall et al., 2007;
Ellison et al., 2012). Based on what the available science indicates
and the practical need to use a threshold based on a factor that is
both predictable and measurable for most activities, NMFS uses a
generalized acoustic threshold based on received level to estimate the
onset of behavioral harassment. NMFS predicts that marine mammals are
likely to be behaviorally harassed in a manner we consider Level B
harassment when exposed to underwater anthropogenic noise above
received levels of 120 dB re 1 [mu]Pa (rms) for continuous (e.g.,
vibratory pile-driving, drilling) and above 160 dB re 1 [mu]Pa (rms)
for non-explosive impulsive (e.g., seismic airguns) or intermittent
(e.g., scientific sonar) sources. L-DEO's proposed activity includes
the use of impulsive seismic sources. Therefore, the 160 dB re 1 [mu]Pa
(rms) criteria is applicable for analysis of Level B harassment.
Level A harassment for non-explosive sources--NMFS' Technical
Guidance for Assessing the Effects of Anthropogenic Sound on Marine
Mammal Hearing (Version 2.0) (Technical Guidance, 2018) identifies dual
criteria to assess auditory injury (Level A harassment) to five
different marine mammal groups (based on hearing sensitivity) as a
result of exposure to noise from two different types of sources
(impulsive or non-impulsive. L-DEO's proposed seismic survey includes
the use of impulsive (seismic airguns) sources.
These thresholds are provided in the table below. The references,
analysis, and methodology used in the development of the thresholds are
described in NMFS 2018 Technical Guidance, which may be accessed at
https://www.fisheries.noaa.gov/national/marine-mammal-protection/marine-mammal-acoustic-technical-guidance.
Table 3--Thresholds Identifying the Onset of Permanent Threshold Shift
----------------------------------------------------------------------------------------------------------------
PTS onset acoustic thresholds \*\ (received level)
Health group ------------------------------------------------------------------------
Impulsive Non-impulsive
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF) Cetaceans........... Cell 1: Lpk,flat: 219 dB; Cell 2: LE,LF,24h: 199 dB.
LE,LF,24h: 183 dB.
Mid-Frequency (MF) Cetaceans........... Cell 3: Lpk,flat: 230 dB; Cell 4: LE,MF,24h: 198 dB.
LE,MF,24h: 185 dB.
High-Frequency (HF) Cetaceans.......... Cell 5: Lpk,flat: 202 dB; Cell 6: LE,HF,24h: 173 dB.
LE,HF,24h: 155 dB.
Phocid Pinnipeds (PW) (Underwater)..... Cell 7: Lpk,flat: 218 dB; Cell 8: LE,PW,24h: 201 dB.
LE,PW,24h: 185 dB.
Otariid Pinnipeds (OW) (Underwater).... Cell 9: Lpk,flat: 232 dB; Cell 10: LE,OW,24h: 219 dB.
LE,OW,24h: 203 dB.
----------------------------------------------------------------------------------------------------------------
* Dual metric acoustic thresholds for impulsive sounds: Use whichever results in the largest isopleth for
calculating PTS onset. If a non-impulsive sound has the potential of exceeding the peak sound pressure level
thresholds associated with impulsive sounds, these thresholds should also be considered.
Note: Peak sound pressure (Lpk) has a reference value of 1 [micro]Pa, and cumulative sound exposure level (LE)
has a reference value of 1[micro]Pa\2\s. In this Table, thresholds are abbreviated to reflect American
National Standards Institute standards (ANSI 2013). However, peak sound pressure is defined by ANSI as
incorporating frequency weighting, which is not the intent for this Technical Guidance. Hence, the subscript
``flat'' is being included to indicate peak sound pressure should be flat weighted or unweighted within the
generalized hearing range. The subscript associated with cumulative sound exposure level thresholds indicates
the designated marine mammal auditory weighting function (LF, MF, and HF cetaceans, and PW and OW pinnipeds)
and that the recommended accumulation period is 24 hours. The cumulative sound exposure level thresholds could
be exceeded in a multitude of ways (i.e., varying exposure levels and durations, duty cycle). When possible,
it is valuable for action proponents to indicate the conditions under which these acoustic thresholds will be
exceeded.
Ensonified Area
Here, we describe operational and environmental parameters of the
activity that will feed into identifying the area ensonified above the
acoustic thresholds, which include source levels and transmission loss
coefficient.
The proposed 3D survey would acquire data with the 18-airgun array
with a total discharge of 3,300 in\3\ towed at a depth of 10 m. The
proposed 2D survey would acquire data using the 36-airgun array with a
total discharge of 6,600 in\3\ at a maximum tow depth of 12 m. L-DEO
model results are used to determine the 160-dBrms radius for the 18-
airgun array, 36-airgun array, and 40-in\3\ airgun in deep water
(>1,000 m) down to a maximum water depth of 2,000 m. Received sound
levels were predicted by L-DEO's model (Diebold et al., 2010) which
uses ray tracing for the direct wave traveling from the array to the
receiver and its associated source ghost (reflection at the air-water
interface in the vicinity of the array), in a constant-velocity half-
space (infinite homogeneous ocean layer, unbounded by a seafloor). In
addition, propagation measurements of pulses from the 36-airgun array
at a tow depth of 6 m have been reported in deep water (approximately
1,600 m), intermediate water depth on the slope (approximately 600-
1,100 m), and shallow water (approximately 50 m) in the Gulf of Mexico
in 2007-2008 (Tolstoy et al., 2009; Diebold et al., 2010).
For deep and intermediate-water cases, the field measurements
cannot be used readily to derive Level A and Level B isopleths, as at
those sites the calibration hydrophone was located at a roughly
constant depth of 350-500 m, which may not intersect all the sound
pressure level (SPL) isopleths at their widest point from the sea
surface down
[[Page 26961]]
to the maximum relevant water depth for marine mammals of ~2,000 m. At
short ranges, where the direct arrivals dominate and the effects of
seafloor interactions are minimal, the data recorded at the deep and
slope sites are suitable for comparison with modeled levels at the
depth of the calibration hydrophone. At longer ranges, the comparison
with the model--constructed from the maximum SPL through the entire
water column at varying distances from the airgun array--is the most
relevant.
In deep and intermediate-water depths, comparisons at short ranges
between sound levels for direct arrivals recorded by the calibration
hydrophone and model results for the same array tow depth are in good
agreement (Fig. 12 and 14 in Appendix H of NSF-USGS, 2011).
Consequently, isopleths falling within this domain can be predicted
reliably by the L-DEO model, although they may be imperfectly sampled
by measurements recorded at a single depth. At greater distances, the
calibration data show that seafloor-reflected and sub-seafloor-
refracted arrivals dominate, whereas the direct arrivals become weak
and/or incoherent. Aside from local topography effects, the region
around the critical distance is where the observed levels rise closest
to the model curve. However, the observed sound levels are found to
fall almost entirely below the model curve. Thus, analysis of the Gulf
of Mexico calibration measurements demonstrates that although simple,
the L-DEO model is a robust tool for conservatively estimating
isopleths.
For deep water (>1,000 m), L-DEO used the deep-water radii obtained
from model results down to a maximum water depth of 2000 m. The radii
for intermediate water depths (100-1,000 m) were derived from the deep-
water ones by applying a correction factor (multiplication) of 1.5,
such that observed levels at very near offsets fall below the corrected
mitigation curve (See Fig. 16 in Appendix H of NSF-USGS, 2011).
Measurements have not been reported for the single 40-in\3\ airgun.
L-DEO model results are used to determine the 160-dB (rms) radius for
the 40-in\3\ airgun at a 12 m tow depth in deep water (See LGL 2018,
Figure A-2). For intermediate-water depths, a correction factor of 1.5
was applied to the deep-water model results.
L-DEO's modeling methodology is described in greater detail in the
IHA application (LGL 2018). The estimated distances to the Level B
harassment isopleth for the Langseth's 18-airgun array, 36-airgun
array, and single 40-in\3\ airgun are shown in Table 4.
Table 4--Predicted Radial Distances From R/V Langseth Seismic Sources to
Isopleths Corresponding to Level B Harassment Threshold
------------------------------------------------------------------------
Distance (m)
Source and volume Tow depth (m) \a\
------------------------------------------------------------------------
Single Bolt airgun (40 in\3\)........... 12 431
2 strings, 18 airguns (3,300 in\3\)..... 10 3,758
4 strings, 36 airguns (6,600 in\3\)..... 12 6,733
------------------------------------------------------------------------
\a\ Distance based on L-DEO model results.
Predicted distances to Level A harassment isopleths, which vary
based on marine mammal hearing groups, were calculated based on
modeling performed by L-DEO using the NUCLEUS software program and the
NMFS User Spreadsheet, described below. The updated acoustic thresholds
for impulsive sounds (e.g., airguns) contained in the Technical
Guidance were presented as dual metric acoustic thresholds using both
SELcum and peak sound pressure metrics (NMFS 2016). As dual
metrics, NMFS considers onset of PTS (Level A harassment) to have
occurred when either one of the two metrics is exceeded (i.e., metric
resulting in the largest isopleth). The SELcum metric
considers both level and duration of exposure, as well as auditory
weighting functions by marine mammal hearing group. In recognition of
the fact that the requirement to calculate Level A harassment
ensonified areas could be more technically challenging to predict due
to the duration component and the use of weighting functions in the new
SELcum thresholds, NMFS developed an optional User
Spreadsheet that includes tools to help predict a simple isopleth that
can be used in conjunction with marine mammal density or occurrence to
facilitate the estimation of take numbers.
The values for SELcum and peak SPL for the Langseth
airgun array were derived from calculating the modified far-field
signature (Table 5). The farfield signature is often used as a
theoretical representation of the source level. To compute the farfield
signature, the source level is estimated at a large distance below the
array (e.g., 9 km), and this level is back projected mathematically to
a notional distance of 1 m from the array's geometrical center.
However, when the source is an array of multiple airguns separated in
space, the source level from the theoretical farfield signature is not
necessarily the best measurement of the source level that is physically
achieved at the source (Tolstoy et al. 2009). Near the source (at short
ranges, distances <1 km), the pulses of sound pressure from each
individual airgun in the source array do not stack constructively, as
they do for the theoretical farfield signature. The pulses from the
different airguns spread out in time such that the source levels
observed or modeled are the result of the summation of pulses from a
few airguns, not the full array (Tolstoy et al. 2009). At larger
distances, away from the source array center, sound pressure of all the
airguns in the array stack coherently, but not within one time sample,
resulting in smaller source levels (a few dB) than the source level
derived from the farfield signature. Because the farfield signature
does not take into account the large array effect near the source and
is calculated as a point source, the modified farfield signature is a
more appropriate measure of the sound source level for distributed
sound sources, such as airgun arrays. L-DEO used the acoustic modeling
methodology as used for Level B harassment with a small grid step of 1
m in both the inline and depth directions. The propagation modeling
takes into account all airgun interactions at short distances from the
source, including interactions between subarrays which are modeled
using the NUCLEUS software to estimate the notional signature and
MATLAB software to calculate the pressure signal at each mesh point of
a grid.
For a more complete explanation of this modeling approach, please
see ``Appendix A: Determination of Mitigation Zones'' in the IHA
application.
[[Page 26962]]
Table 5--Modeled Source Levels Based on Modified Farfield Signature for the R/V Langseth 3,300 in\3\ Airgun Array, 6,600 in\3\ Airgun Array, and Single
40 in\3\ Airgun
--------------------------------------------------------------------------------------------------------------------------------------------------------
Low frequency Mid frequency High frequency Phocid pinnipeds Otariid pinnipeds
cetaceans cetaceans cetaceans (underwater) (underwater)
(Lpk,flat: 219 dB; (Lpk,flat: 230 dB; (Lpk,flat: 202 dB; (Lpk,flat: 218 dB; (Lpk,flat: 232 dB;
LE,LF,24h: 183 dB) LE,MF,24h: 185 dB) LE,HF,24h: 155 dB) LE,HF,24h: 185 dB) LE,HF,24h: 203 dB)
--------------------------------------------------------------------------------------------------------------------------------------------------------
3,300 in\3\ airgun array (Peak SPLflat)............. 245.29 250.97 243.61 246.00 251.92
3.300 in\3\ airgun array (SELcum)................... 226.38 226.33 226.66 226.33 227.07
6,600 in\3\ airgun array (Peak SPLflat)............. 252.06 252.65 253.24 252.25 252.52
6,600 in\3\ airgun array (SELcum)................... 232.98 232.83 233.08 232.83 232.07
40 in\3\ airgun (Peak SPLflat)...................... 223.93 N.A. 223.92 223.95 N.A.
40 in\3\ airgun (SELcum)............................ 202.99 202.89 204.37 202.89 202.35
--------------------------------------------------------------------------------------------------------------------------------------------------------
In order to more realistically incorporate the Technical Guidance's
weighting functions over the seismic array's full acoustic band,
unweighted spectrum data for the Langseth's airgun array (modeled in 1
hertz (Hz) bands) was used to make adjustments (dB) to the unweighted
spectrum levels, by frequency, according to the weighting functions for
each relevant marine mammal hearing group. These adjusted/weighted
spectrum levels were then converted to pressures ([mu]Pa) in order to
integrate them over the entire broadband spectrum, resulting in
broadband weighted source levels by hearing group that could be
directly incorporated within the User Spreadsheet (i.e., to override
the Spreadsheet's more simple weighting factor adjustment). Using the
User Spreadsheet's ``safe distance'' methodology for mobile sources
(described by Sivle et al., 2014) with the hearing group-specific
weighted source levels, and inputs assuming spherical spreading
propagation and source velocities and shot intervals specific to each
of the three planned surveys provided in the IHA application, potential
radial distances to auditory injury zones were then calculated for
SELcum thresholds.
Inputs to the User Spreadsheets in the form of estimated SLs are
shown in Table 5. User Spreadsheets used by L-DEO to estimate distances
to Level A harassment isopleths for the 18-airgun array, 36-airgun
array, and single 40 in\3\ airgun for the surveys are shown in Tables
A-3, A-6, and A-10 in Appendix A of the IHA application. Outputs from
the User Spreadsheets in the form of estimated distances to Level A
harassment isopleths for the surveys are shown in Table 6. As described
above, NMFS considers onset of PTS (Level A harassment) to have
occurred when either one of the dual metrics (SELcum and
Peak SPLflat) is exceeded (i.e., metric resulting in the
largest isopleth).
Table 6--Modeled Radial Distances (m) to Isopleths Corresponding to Level A Harassment Thresholds
----------------------------------------------------------------------------------------------------------------
Phocid Otariid
Source and volume LF cetaceans MF cetaceans HF cetaceans pinnipeds pinnipeds
----------------------------------------------------------------------------------------------------------------
Single Bolt airgun (40 in\3\):
\a\
PTS SELcum.................. 0.5 0 0 0 0
PTS Peak.................... 1.76 0.51 12.5 1.98 0.4
2 strings, 18 airguns (3300
in\3\):
PTS SELcum.................. 75.6 0 0.3 2.9 0
PTS Peak.................... 23.2 11.2 118.7 25.1 9.9
4 strings, 36 airguns (6600
in\3\):
PTS SELcum.................. 426.9 0 1.3 13.9 0
PTS Peak.................... 38.9 13.6 268.3 43.7 10.6
----------------------------------------------------------------------------------------------------------------
Note that because of some of the assumptions included in the
methods used, isopleths produced may be overestimates to some degree,
which will ultimately result in some degree of overestimate of Level A
harassment. However, these tools offer the best way to predict
appropriate isopleths when more sophisticated modeling methods are not
available, and NMFS continues to develop ways to quantitatively refine
these tools and will qualitatively address the output where
appropriate. For mobile sources, such as the proposed seismic survey,
the User Spreadsheet predicts the closest distance at which a
stationary animal would not incur PTS if the sound source traveled by
the animal in a straight line at a constant speed.
Marine Mammal Occurrence
In this section we provide the information about the presence,
density, or group dynamics of marine mammals that will inform the take
calculations.
In developing their IHA application, L-DEO utilized estimates of
cetacean densities in the survey area synthesized by Barlow (2016).
Observations from NMFS Southwest Fisheries Science Center (SWFSC) ship
surveys off of Oregon and Washington (up to 556 km from shore) between
1991 and 2014 were pooled. Systematic, offshore, at-sea survey data for
pinnipeds are more limited. To calculate pinniped densities in the
survey area, L-DEO utilized methods described in U.S. Navy (2010) which
calculated density estimates for pinnipeds off Washington at different
times of the year using information on breeding and migration,
population estimates from shore counts, and areas used by different
species while at sea. The densities calculated by the Navy were updated
by L-DEO using stock abundances presented in the latest SARs (e.g.,
Caretta et al., 2018).
While the IHA application was in review by NMFS, the U.S. Navy
published the Marine Species Density Database Phase III for the
Northwest Training and Testing (NWTT) Study
[[Page 26963]]
Area (Navy 2018). The proposed geophysical survey area is located near
the western boundary of the defined NWTT Offshore Study Area.
For several cetacean species, the Navy updated densities estimated
by line-transect surveys or mark-recapture studies (e.g., Barlow 2016).
These methods usually produce a single value for density that is an
averaged estimate across very large geographical areas, such as waters
within the U.S. EEZ off California, Oregon, and Washington (referred to
as a ``uniform'' density estimate). This is the general approach
applied in estimating cetacean abundance in the NMFS stock assessment
reports. The disadvantage of these methods is that they do not provide
information on varied concentrations of species in sub-regions of very
large areas, and do not estimate density for other seasons or
timeframes that were not surveyed. More recently, a newer method called
spatial habitat modeling has been used to estimate cetacean densities
that address some of these shortcomings (e.g., Barlow et al., 2009;
Becker et al., 2010, 2012a, 2014; Becker et al., 2016; Ferguson et al.,
2006; Forney et al., 2012, 2015; Redfern et al., 2006). (Note that
spatial habitat models are also referred to as ``species distribution
models'' or ``habitat-based density models.'') These models estimate
density as a continuous function of habitat variables (e.g., sea
surface temperature, seafloor depth) and thus, within the study area
that was modeled, densities can be predicted at all locations where
these habitat variables can be measured or estimated. Spatial habitat
models therefore allow estimates of cetacean densities on finer scales
than traditional line-transect or mark-recapture analyses.
The methods used to estimate pinniped at-sea densities are
typically different than those used for cetaceans, because pinnipeds
are not limited to the water and spend a significant amount of time on
land (e.g., at rookeries). Pinniped abundance is generally estimated
via shore counts of animals on land at known haulout sites or by
counting number of pups weaned at rookeries and applying a correction
factor to estimate the abundance of the population (for example Harvey
et al., 1990; Jeffries et al., 2003; Lowry 2002; Sepulveda et al.,
2009). Estimating in-water densities from land-based counts is
difficult given the variability in foraging ranges, migration, and
haulout behavior between species and within each species, and is driven
by factors such as age class, sex class, breeding cycles, and seasonal
variation. Data such as age class, sex class, and seasonal variation
are often used in conjunction with abundance estimates from known
haulout sites to assign an in-water abundance estimate for a given
area. The total abundance divided by the area of the region provides a
representative in-water density estimate for each species in a
different location, which enables analyses of in-water stressors
resulting from at-sea Navy testing or training activities. In addition
to using shore counts to estimate pinniped density, traditional line-
transect derived estimates are also used, particularly in open ocean
areas.
Because the Navy's density calculations for many species included
spatial habitat modeling and demographic information, we utilized the
Navy Marine Species Density Database (NMSDD) to estimate densities and
resulting take of marine mammals from the proposed geophysical survey.
Where available, the appropriate seasonal density estimate from the
NMSDD was used in the estimation here (i.e., summer). For species with
a quantitative density range within or around the proposed survey area,
the maximum presented density was conservatively used. Background
information on the density calculations for each species/guild as well
as reported sightings in nearby waters are reported here. Density
estimates for each species/guild are found in Table 7.
Humpback Whale
NMFS SWFSC developed a CCE habitat-based density model for humpback
whales which provides spatially explicit density estimates off the U.S.
West Coast for summer and fall based on survey data collected between
1991 and 2014 (Becker et al., in prep). Density data are not available
for the NWTT Offshore area northwest of the SWFSC strata, so the
habitat-based density values in the northernmost pixels adjoining this
region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
Six humpback whale sightings (8 animals) were made off Washington/
Oregon during the June-July 2012 L-DEO Juan de Fuca plate seismic
survey; all were well inshore of the proposed survey area (RPS 2012b).
There were 98 humpback whale sightings (213 animals) made during the
July 2012 L-DEO seismic survey off southern Washington, northeast of
the proposed survey area (RPS 2012a), and 11 sightings (23 animals)
during the July 2012 L-DEO seismic survey off Oregon, southeast of the
proposed survey area (RPS 2012c). No sightings were made near the
proposed survey area in the 2014 NMFS Southwest Fisheries Science
Center (SWFSC) California Current Ecosystem (CCE) vessel survey (Barlow
2016).
Minke Whale
Density values for minke whales are available for the SWFSC Oregon/
Washington and Northern California offshore strata for summer/fall
(Barlow 2016). Density data are not available for the NWTT Offshore
area northwest of the SWFSC strata, so data from the SWFSC Oregon/
Washington stratum were used as representative estimates.
Sightings have been made off Oregon and Washington in shelf and
deeper waters (Green et al., 1992; Adams et al., 2014; Carretta et al.,
2017). An estimated abundance of 211 minke whales was reported for the
Oregon/Washington region based on sightings data from 1991-2005 (Barlow
and Forney 2007), whereas a 2008 survey did not record any minke whales
while on survey effort (Barlow 2010). The abundance for Oregon/
Washington for 2014 was estimated at 507 minke whales (Barlow 2016).
There were no sightings of minke whales off Washington/Oregon during
the June-July 2012 L-DEO Juan de Fuca plate seismic survey or during
the July 2012 L-DEO seismic survey off Oregon, southeast of the
proposed survey area (RPS 2012b, c). One minke whale was seen during
the July 2012 L-DEO seismic survey off southern Washington, north of
the proposed survey area (RPS 2012a). No sightings of minke whales were
made near the proposed survey area during the 2014 SWFSC CCE vessel
survey (Barlow 2016).
Sei Whale
Density values for sei whales are available for the SWFSC Oregon/
Washington and Northern California offshore strata for summer/fall
(Barlow 2016). Density data are not available for the NWTT Offshore
area northwest of the SWFSC strata, so data from the SWFSC Oregon/
Washington stratum were used as representative estimates.
Sei whales are rare in the waters off California, Oregon, and
Washington (Brueggeman et al., 1990; Green et al., 1992; Barlow 1994,
1997). Only 16 confirmed sightings were reported for California,
Oregon, and Washington during extensive surveys from 1991-2014 (Green
et al., 1992, 1993; Hill and Barlow 1992; Carretta and Forney 1993;
Mangels and Gerrodette 1994; Von Saunder and Barlow 1999; Barlow 2003;
Forney 2007; Barlow 2010; Carretta et al., 2017). Based on surveys
conducted in 1991-2008, the estimated abundance
[[Page 26964]]
of sei whales off the coasts of Oregon and Washington was 52 (Barlow
2010); for 2014, the abundance estimate was 468 (Barlow 2016). Two
sightings of four individuals were made during the June-July 2012 L-DEO
Juan de Fuca plate seismic survey off Washington/Oregon (RPS 2012b);
these were well inshore of the proposed survey area (~125[deg] W). No
sei whales were sighted during the July 2012 L-DEO seismic surveys
north and south of the proposed survey area (RPS 2012a, c).
Fin Whale
NMFS SWFSC developed a CCE habitat-based density model for fin
whales which provides spatially explicit density estimates off the U.S.
West Coast for summer and fall based on survey data collected between
1991 and 2014 (Becker et al., in prep). Density data are not available
for the NWTT Offshore area northwest of the SWFSC strata, so the
habitat-based density values in the northernmost pixels adjoining this
region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
Fin whales are routinely sighted during surveys off Oregon and
Washington (Barlow and Forney 2007; Barlow 2010; Adams et al., 2014;
Calambokidis et al., 2015; Edwards et al., 2015; Carretta et al.,
2017), including in coastal as well as offshore waters. They have also
been detected acoustically near the proposed study area during June-
August (Edwards et al., 2015). There is one sighting of a fin whale in
the Ocean Biogeographic Information System (OBIS) database within the
proposed survey area, which was made in August 2005 during the SWFSC
Collaborative Survey of Cetacean Abundance and the Pelagic Ecosystem
(CSCAPE) Marine Mammal Survey, and several other sightings in adjacent
waters (OBIS 2018). Eight fin whale sightings (19 animals) were made
off Washington/Oregon during the June-July 2012 L-DEO Juan de Fuca
plate seismic survey, including two sightings (4 animals) in the
vicinity of the proposed survey area; sightings were made in waters
2,369-3,940 m deep (RPS 2012b). Fourteen fin whale sightings (28
animals) were made during the July 2012 L-DEO seismic surveys off
southern Washington, northeast of the proposed survey area (RPS 2012a).
No fin whales were sighted during the July 2012 L-DEO seismic survey
off Oregon, southeast of the proposed survey area (RPS 2012c). Fin
whales were also seen off southern Oregon during July 2012 in water
>2,000 m deep during surveys by Adams et al. (2014).
Blue Whale
NMFS SWFSC developed a CCE habitat-based density model for blue
whales which provides spatially explicit density estimates off the U.S.
West Coast for summer and fall based on survey data collected between
1991 and 2014 (Becker et al., in prep). Density data are not available
for the NWTT Offshore area northwest of the SWFSC strata, so the
habitat-based density values in the northernmost pixels adjoining this
region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
The nearest sighting of blue whales is ~55 km to the southwest
(OBIS 2018), and there are several other sightings in adjacent waters
(Carretta et al., 2018; OBIS 2018). Satellite telemetry suggests that
blue whales are present in waters offshore of Oregon and Washington
during fall and winter (Bailey et al., 2009; Hazen et al., 2017).
Sperm Whale
NMFS SWFSC developed a CCE habitat-based density model for sperm
whales which provides spatially explicit density estimates off the U.S.
West Coast for summer and fall based on survey data collected between
1991 and 2014 (Becker et al., in prep). Density data are not available
for the NWTT Offshore area northwest of the SWFSC strata, so the
habitat-based density values in the northernmost pixels adjoining this
region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
There is one sighting of a sperm whale in the vicinity of the
survey area in the OBIS database that was made in July 1996 during the
SWFSC ORCAWALE Marine Mammal Survey (OBIS 2018), and several other
sightings in adjacent waters (Carretta et al., 2018; OBIS 2018). Sperm
whale sightings were also made in the vicinity of the proposed survey
area during the 2014 SWFSC vessel survey (Barlow 2016). A single sperm
whale was sighted during the 2009 ETOMO survey, north of the proposed
survey area (Holst 2017). Sperm whales were detected acoustically in
waters near the proposed survey area in August 2016 during the SWFSC
Passive Acoustics Survey of Cetacean Abundance Levels (PASCAL) study
using drifting acoustic recorders (Keating et al., 2018).
Pygmy and Dwarf Sperm Whales (Kogia Guild)
Kogia species are treated as a guild off the U.S. West Coast
(Barlow & Forney 2007). Barlow (2016) provided stratified density
estimates for Kogia spp. for waters off California, Oregon, and
Washington; these were used for all seasons for both the Northern
California and Oregon/Washington strata. In the absence of other data,
the Barlow (2016) Oregon/Washington estimate was also used for the area
northwest of the SWFSC strata for all seasons.
Pygmy and dwarf sperm whales are rarely sighted off Oregon and
Washington, with only one sighting of an unidentified Kogia sp. beyond
the U.S. EEZ, during the 1991-2014 NOAA vessel surveys (Carretta et
al., 2017). This sighting was made in October 1993 during the SWFSC
PODS Marine Mammal Survey ~150 km to the south of the proposed survey
area (OBIS 2018). Norman et al. (2004) reported eight confirmed
stranding records of pygmy sperm whales for Oregon and Washington, five
of which occurred during autumn and winter.
Baird's Beaked Whale
NMFS SWFSC developed a CCE habitat-based density model for Baird's
beaked whale which provides spatially explicit density estimates off
the U.S. West Coast for summer and fall based on survey data collected
between 1991 and 2014 (Becker et al., in prep). Density data are not
available for the NWTT Offshore area northwest of the SWFSC strata, so
the habitat-based density values in the northernmost pixels adjoining
this region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
Green et al. (1992) sighted five groups during 75,050 km of aerial
survey effort in 1989-1990 off Washington/Oregon spanning coastal to
offshore waters: Two in slope waters and three in offshore waters. Two
groups were sighted during summer/fall 2008 surveys off Washington/
Oregon, in waters >2,000 m deep (Barlow 2010). Acoustic monitoring
offshore Washington detected Baird's beaked whale pulses during January
through November 2011, with peaks in February and July
([Scirc]irovi[cacute] et al., 2012b in USN 2015). Baird's beaked whales
were detected acoustically near the proposed survey area in August 2016
during the SWFSC PASCAL study using drifting acoustic recorders
(Keating et al., 2018). There is one sighting of a Baird's beaked whale
near the survey area in the OBIS database that was made in August 2005
during the SWFSC CSCAPE Marine Mammal Survey (OBIS 2018).
[[Page 26965]]
Small Beaked Whale Guild
NMFS has developed habitat-based density models for a small beaked
whale guild in the CCE (Becker et al., 2012b; Forney et al., 2012). The
small beaked whale guild includes Cuvier's beaked whale and beaked
whales of the genus Mesoplodon, including Blainville's beaked whale,
Hubbs' beaked whale, and Stejneger's beaked whale. NMFS SWFSC developed
a CCE habitat-based density model for the small beaked whale guild
which provides spatially explicit density estimates off the U.S. West
Coast for summer and fall based on survey data collected between 1991
and 2014 (Becker et al., in prep). Density data are not available for
the NWTT Offshore area northwest of the SWFSC strata, so the habitat-
based density values in the northernmost pixels adjoining this region
were interpolated based on the nearest-neighbor approach to provide
representative density estimates for this area.
Four beaked whale sightings were reported in water depths >2,000 m
off Oregon/Washington during surveys in 2008 (Barlow 2010). None were
seen in 1996 or 2001 (Barlow 2003), and several were recorded from 1991
to 1995 (Barlow 1997). One Cuvier's beaked whale sighting was made east
of the proposed survey area during 2014 (Barlow 2016). Acoustic
monitoring in Washington offshore waters detected Cuvier's beaked whale
pulses between January and November 2011 ([Scirc]irovi[cacute] et al.,
2012b in USN 2015). There is one sighting of a Cuvier's beaked whale
near the proposed survey area in the OBIS database that was made in
July 1996 during the SWFSC ORCAWALE Marine Mammal Survey (OBIS 2018),
and several other sightings were made in adjacent waters, primarily to
the south and east of the proposed survey area (Carretta et al., 2018;
OBIS 2018). Cuvier's beaked whales were detected acoustically in waters
near the proposed survey area in August 2016 during the SWFSC PASCAL
study using drifting acoustic recorders (Keating et al., 2018).
There are no sightings of Blainville's beaked whales near the
proposed survey area in the OBIS database (OBIS 2018). There is one
sighting of an unidentified species of Mesoplodont whale near the
survey area in the OBIS database that was made in July 1996 during the
SWFSC ORCAWALE Marine Mammal Survey (OBIS 2018). There was one acoustic
encounter with Blainville's beaked whales recorded in Quinault Canyon
off Washington in waters 1,400 m deep during 2011 (Baumann-Pickering et
al., 2014). Blainville's beaked whales were not detected acoustically
in waters near the proposed survey area in August 2016 during the SWFSC
PASCAL study using drifting acoustic recorders (Keating et al., 2018).
Although Blainville's beaked whales could be encountered during the
proposed survey, an encounter would be unlikely because the proposed
survey area is beyond the northern limits of this tropical species'
usual distribution.
Stejneger's beaked whale calls were detected during acoustic
monitoring offshore Washington between January and June 2011, with an
absence of calls from mid-July to November 2011 ([Scirc]irovi[cacute]
et al., 2012b in USN 2015). Analysis of these data suggest that this
species could be more than twice as prevalent in this area than Baird's
beaked whale (Baumann-Pickering et al., 2014). Stejneger's beaked
whales were also detected acoustically in waters near the proposed
survey area in August 2016 during the SWFSC PASCAL study using drifting
acoustic recorders (Keating et al., 2018). There are no sightings of
Stejneger's beaked whales near the proposed survey area in the OBIS
database (OBIS 2018). There is one sighting of an unidentified species
of Mesoplodont beaked whale near the survey area in the OBIS database
that was made during July 1996 during the SWFSC ORCAWALE Marine Mammal
Survey (OBIS 2018).
Baird's beaked whale is sometimes seen close to shore where deep
water approaches the coast, but its primary habitat is over or near the
continental slope and oceanic seamounts (Jefferson et al., 2015). Along
the U.S. West Coast, Baird's beaked whales have been sighted primarily
along the continental slope (Green et al., 1992; Becker et al., 2012;
Carretta et al., 2018) from late spring to early fall (Green et al.,
1992). The whales move out from those areas in winter (Reyes 1991). In
the eastern North Pacific Ocean, Baird's beaked whales apparently spend
the winter and spring far offshore, and in June, they move onto the
continental slope, where peak numbers occur during September and
October. Green et al. (1992) noted that Baird's beaked whales on the
U.S. West Coast were most abundant in the summer, and were not sighted
in the fall or winter. MacLeod et al. (2006) reported numerous
sightings and strandings of Berardius spp. off the U.S. West Coast.
Bottlenose Dolphin
During surveys off the U.S. West Coast, offshore bottlenose
dolphins were generally found at distances greater than 1.86 miles (3
km) from the coast and were most abundant off southern California
(Barlow 2010, 2016). Based on sighting data collected by SWFSC during
systematic surveys in the Northeast Pacific between 1986 and 2005,
there were few sightings of offshore bottlenose dolphins north of about
40[deg] N (Hamilton et al., 2009). NMFS SWFSC developed a CCE habitat-
based density model for bottlenose dolphins which provides spatially
explicit density estimates off the U.S. West Coast for summer and fall
based on survey data collected between 1991 and 2014 (Becker et al., in
prep). Density data are not available for the NWTT Offshore area
northwest of the SWFSC strata, so the habitat-based density values in
the northernmost pixels adjoining this region were interpolated based
on the nearest-neighbor approach to provide representative density
estimates for this area.
Bottlenose dolphins occur frequently off the coast of California,
and sightings have been made as far north as 41[deg] N, but few records
exist for Oregon/Washington (Carretta et al., 2017). Three sightings
and one stranding of bottlenose dolphins have been documented in Puget
Sound since 2004 (Cascadia Research 2011 in USN 2015). It is possible
that offshore bottlenose dolphins may range as far north as the
proposed survey area during warm-water periods (Carretta et al., 2017).
Adams et al. (2014) made one sighting off Washington during September
2012. There are no sightings of bottlenose dolphins near the proposed
survey area in the OBIS database (OBIS 2018).
Striped Dolphin
Striped dolphin encounters increase in deep, relatively warmer
waters off the U.S. West Coast, and their abundance decreases north of
about 42[deg] N (Barlow et al., 2009; Becker et al., 2012b; Becker et
al., 2016; Forney et al., 2012). Although striped dolphins typically do
not occur north of California, there are a few sighting records off
Oregon and Washington (Barlow 2003, 2010; Von Saunder & Barlow 1999),
and multiple sightings in 2014 when water temperatures were anomalously
warm (Barlow 2016). NMFS SWFSC developed a CCE habitat-based density
model for striped dolphins which provides spatially explicit density
estimates off the U.S. West Coast for summer and fall based on survey
data collected between 1991 and 2014 (Becker et al., in prep). Density
data are not available for the NWTT Offshore area northwest of the
SWFSC strata, so the habitat-based density values in the northernmost
pixels adjoining this region were interpolated based on the
[[Page 26966]]
nearest-neighbor approach to provide representative density estimates
for this area.
Striped dolphins regularly occur off California (Becker et al.,
2012), where they have been seen as far as the ~300 n.mi. limit during
the NOAA Fisheries vessel surveys (Carretta et al., 2017). Strandings
have occurred along the coasts of Oregon and Washington (Carretta et
al., 2016). During surveys off the U.S. West Coast in 2014, striped
dolphins were seen as far north as 44[deg] N (Barlow 2016).
Short-Beaked Common Dolphin
Short-beaked common dolphins are found off the U.S. West Coast
throughout the year, distributed between the coast and at least 345
miles (556 km) from shore (Barlow 2010; Becker et al., 2017; Carretta
et al., 2017b). The short-beaked common dolphin is the most abundant
cetacean species off California (Barlow 2016; Carretta et al., 2017b;
Forney et al., 1995); however, their abudance decreases dramatically
north of about 40[deg] N (Barlow et al., 2009; Becker et al., 2012c;
Becker et al., 2016; Forney et al., 2012). Short-beaked common dolphins
are occasionally sighted in waters off Oregon and Washington, and one
group of approximately 40 short-beaked common dolphins was sighted off
northern Washington in 2005 at about 48[deg] N (Forney 2007), and
multiple groups were sighted as far north as 44[deg] N during
anomalously warm conditions in 2014 (Barlow 2016). NMFS SWFSC developed
a CCE habitat-based density model for short-beaked common dolphins
which provides spatially explicit density estimates off the U.S. West
Coast for summer and fall based on survey data collected between 1991
and 2014 (Becker et al., in prep). Density data are not available for
the NWTT Offshore area northwest of the SWFSC strata, so the habitat-
based density values in the northernmost pixels adjoining this region
were interpolated based on the nearest-neighbor approach to provide
representative density estimates for this area.
There are no sightings of short-beaked dolphins near the proposed
survey area in the OBIS database (OBIS 2018).
Pacific White-Sided Dolphin
Pacific white-sided dolphins occur year-round in the offshore
region of the NWTT Study Area, with increased abundance in the summer/
fall (Barlow 2010; Forney & Barlow 1998; Oleson et al., 2009). NMFS
SWFSC developed a CCE habitat-based density model for Pacific white-
sided dolphins which provides spatially explicit density estimates off
the U.S. West Coast for summer and fall based on survey data collected
between 1991 and 2014 (Becker et al., in prep). Density data are not
available for the NWTT Offshore area northwest of the SWFSC strata, so
the habitat-based density values in the northernmost pixels adjoining
this region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
Fifteen Pacific white-sided dolphin sightings (231 animals) were
made off Washington/Oregon during the June-July 2012 L-DEO Juan de Fuca
plate seismic survey; none were near the proposed survey area (RPS
2012b). There were fifteen Pacific white-sided dolphin sightings (462
animals) made during the July 2012 L-DEO seismic surveys off southern
Washington, northeast of the proposed survey area (RPS 2012a). This
species was not sighted during the July 2012 L-DEO seismic survey off
Oregon, southeast of the proposed survey area (RPS 2012c). One group of
10 Pacific white-sided dolphins was sighted during the 2009 ETOMO
survey north of the proposed survey area (Holst 2017).
Northern Right Whale Dolphin
Survey data suggest that, at least in the eastern North Pacific,
seasonal inshore-offshore and north-south movements are related to prey
availability, with peak abundance in the Southern California Bight
during winter and distribution shifting northward into Oregon and
Washington as water temperatures increase during late spring and summer
(Barlow 1995; Becker et al., 2014; Forney et al., 1995; Forney & Barlow
1998; Leatherwood & Walker 1979). NMFS SWFSC developed a CCE habitat-
based density model for northern right whale dolphins which provides
spatially explicit density estimates off the U.S. West Coast for summer
and fall based on survey data collected between 1991 and 2014 (Becker
et al., in prep). Density data are not available for the NWTT Offshore
area northwest of the SWFSC strata, so the habitat-based density values
in the northernmost pixels adjoining this region were interpolated
based on the nearest-neighbor approach to provide representative
density estimates for this area.
Seven northern right whale dolphin sightings (231 animals) were
made off Washington/Oregon during the June-July 2012 L-DEO Juan de Fuca
plate seismic survey; none were seen near the proposed survey area (RPS
2012b). There were eight northern right whale dolphin sightings (278
animals) made during the July 2012 L-DEO seismic surveys off southern
Washington, northeast of the proposed survey area (RPS 2012a). This
species was not sighted during the July 2012 L-DEO seismic survey off
Oregon, southeast of the proposed survey area (RPS 2012c).
Risso's Dolphin
NMFS SWFSC developed a CCE habitat-based density model for Risso's
dolphins which provides spatially explicit density estimates off the
U.S. West Coast for summer and fall based on survey data collected
between 1991 and 2014 (Becker et al., in prep). Density data are not
available for the NWTT Offshore area northwest of the SWFSC strata, so
the habitat-based density values in the northernmost pixels adjoining
this region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
Two sightings of 38 individuals were recorded off Washington from
August 2004 to September 2008 (Oleson et al., 2009). Risso's dolphins
were sighted off Oregon, in June and October 2011 (Adams et al., 2014).
There were three Risso's dolphin sightings (31 animals) made during the
July 2012 L-DEO seismic surveys off southern Washington, northeast of
the proposed survey area (RPS 2012a). This species was not sighted
during the July 2012 L-DEO seismic survey off Oregon, southeast of the
proposed survey area (RPS 2012c), or off Washington/Oregon during the
June-July 2012 L-DEO Juan de Fuca plate seismic survey (RPS 2012b).
False Killer Whale
False killer whales were not included in the NMSDD, as they are
very rarely encountered in the northeast Pacific. Density estimates for
false killer whales were also not presented in Barlow (2016), as no
sightings occurred during surveys conducted between 1986 and 2008
(Ferguson and Barlow 2001, 2003; Forney 2007; Barlow 2003, 2010). One
sighting was made off of southern California during 2014 (Barlow 2016).
There are no sightings of false killer whales near the survey area in
the OBIS database (OBIS 2018).
Killer Whale
Due to the difficulties associated with reliably distinguishing the
different stocks of killer whales from at-sea sightings, density
estimates for the Offshore region of the NWTT Study Area are presented
for the species as a whole (i.e., includes the Offshore, West
[[Page 26967]]
Coast Transient, Northern Resident, and Southern Resident stocks).
Density values for killer whales are available for the SWFSC Oregon/
Washington and Northern California offshore strata for summer/fall
(Barlow 2016). Density data are not available for the NWTT Offshore
area northwest of the SWFSC strata, so data from the SWFSC Oregon/
Washington stratum were used as representative estimates. These values
were used to represent density year-round.
Eleven sightings of ~536 individuals were reported off Oregon/
Washington during the 2008 SWFSC vessel survey (Barlow 2010). Killer
whales were sighted offshore Washington during surveys from August 2004
to September 2008 (Oleson et al., 2009). Keating et al. (2015) analyzed
cetacean whistles from recordings made during 2000-2012; several killer
whale acoustic detections were made offshore Washington.
Short-Finned Pilot Whale
Along the U.S. West Coast, short-finned pilot whales were once
common south of Point Conception, California (Carretta et al., 2017b;
Reilly & Shane 1986), but now sightings off the U.S. West Coast are
infrequent and typically occur during warm water years (Carretta et
al., 2017b). Stranding records for this species from Oregon and
Washington waters are considered to be beyond the normal range of this
species rather than an extension of its range (Norman et al., 2004).
Density values for short-finned pilot whales are available for the
SWFSC Oregon/Washington and Northern California strata for summer/fall
(Barlow 2016). Density data are not available for the NWTT Offshore
area northwest of the SWFSC strata, so data from the SWFSC Oregon/
Washington stratum were used as representative estimates. These values
were used to represent density year-round.
Few sightings were made off California/Oregon/Washington in 1984-
1992 (Green et al., 1992; Carretta and Forney 1993; Barlow 1997), and
sightings remain rare (Barlow 1997; Buchanan et al., 2001; Barlow
2010). No short-finned pilot whales were seen during surveys off Oregon
and Washington in 1989-1990, 1992, 1996, and 2001 (Barlow 2003). A few
sightings were made off California during surveys in 1991-2014 (Barlow
2010). Carretta et al. (2017) reported one sighting off Oregon during
1991-2008. Several stranding events in Oregon/southern Washington have
been recorded over the past few decades, including in March 1996, June
1998, and August 2002 (Norman et al., 2004).
Dall's Porpoise
NMFS SWFSC developed a CCE habitat-based density model for Dall's
porpoise which provides spatially explicit density estimates off the
U.S. West Coast for summer and fall based on survey data collected
between 1991 and 2014 (Becker et al., in prep). Density data are not
available for the NWTT Offshore area northwest of the SWFSC strata, so
the habitat-based density values in the northernmost pixels adjoining
this region were interpolated based on the nearest-neighbor approach to
provide representative density estimates for this area.
Oleson et al. (2009) reported 44 sightings of 206 individuals off
Washington during surveys form August 2004 to September 2008. Dall's
porpoise were seen in the waters off Oregon during summer, fall, and
winter surveys in 2011 and 2012 (Adams et al., 2014). Nineteen Dall's
porpoise sightings (144 animals) were made off Washington/Oregon during
the June-July 2012 L-DEO Juan de Fuca plate seismic survey; none were
in near the proposed survey area (RPS 2012b). There were 16 Dall's
porpoise sightings (54 animals) made during the July 2012 L-DEO seismic
surveys off southern Washington, northeast of the proposed survey area
(RPS 2012a). This species was not sighted during the July 2012 L-DEO
seismic survey off Oregon, southeast of the proposed survey area (RPS
2012c). Dall's porpoise was the most frequently sighted marine mammal
species (5 sightings of 28 animals) during the 2009 ETOMO survey north
of the proposed survey area (Holst 2017).
Northern Fur Seal
The Navy estimated the abundance of northern fur seals from the
Eastern Pacific stock and the California breeding stock that could
occur in the NWTT Offshore Study Area by determining the percentage of
time tagged animals spent within the Study Area and applying that
percentage to the population to calculate an abundance for adult
females, juveniles, and pups independently on a monthly basis. Adult
males are not expected to occur within the Offshore Study Area and the
proposed survey area during the proposed geophysical survey as they
spend the summer ashore at breeding areas in the Bering Sea and San
Miguel Island (Caretta et al., 2017b). Using the monthly abundances of
fur seals within the Offshore Study Area, the Navy created strata to
estimate the density of fur seals within three strata: 22 km to 70 km
from shore, 70 km to 130 km from shore, and 130 km to 463 km from shore
(the western Study Area boundary). L-DEO's proposed survey is 423 km
from shore at the closest point. Based on satellite tag data and
historic sealing records (Olesiuk 2012; Kajimura 1984), the Navy
assumed 25 percent of the population present within the overall
Offshore Study Area may be within the 130 km to 463 km stratum.
Thirty-one northern fur seal sightings (63 animals) were made off
Washington/Oregon during the June-July 2012 L-DEO Juan de Fuca plate
seismic survey north of the proposed survey area (RPS 2012b). There
were six sightings (6 animals) made during the July 2012 L-DEO seismic
surveys off southern Washington, northeast of the proposed survey area
(RPS 2012a). This species was not sighted during the July 2012 L-DEO
seismic survey off Oregon, southeast of the proposed survey area (RPS
2012c).
Guadalupe Fur Seal
As with northern fur seals, adult male Guadalupe fur seals are
expected to be ashore at breeding areas over the summer, and are not
expected to be present during the proposed geophysical survey (Caretta
et al., 2017b; Norris 2017b). Additionally, breeding females are
unlikely to be present within the Offshore Study Area as they remain
ashore to nurse their pups through the fall and winter, making only
short foraging trips from rookeries (Gallo-Reynoso et al., 2008; Norris
2017b; Yochem et al., 1987). To estimate the total abundance of
Guadalupe fur seals, the Navy adjusted the population reported in the
2016 SAR (Caretta et al., 2017b) of 20,000 seals by applying the
average annual growth rate of 7.64 percent over the seven years between
2010 and 2017. The resulting 2017 projected abundance was 33,485 fur
seals. Using the reported composition of the breeding population of
Guadalupe fur seals (Gallo-Reynoso 1994) and satellite telemetry data
(Norris 2017b), the Navy established seasonal and demographic
abundances of fur seals expected to occur within the Offshore Study
Area.
The distribution of Guadalupe fur seals in the Offshore Study Area
was stratified by distance from shore (or water depth) to reflect their
preferred pelagic habitat (Norris 2017a). Ten percent of fur seals in
the Study Area are expected to use waters over the continental shelf
(approximated as waters with depths between 10 and 200 m). A depth of
10 m is used as the shoreward extent of the shelf (rather than
extending to shore), because Guadalupe fur seals in the Offshore
[[Page 26968]]
Study Area are not expected to haul out and would not be likely to come
close to shore. All fur seals (i.e., 100 percent) would use waters off
the shelf (beyond the 200 m isobath) out to 300 km from shore, and 25
of percent of fur seals would be expected to use waters between 300 and
700 km from shore (including the proposed geophysical survey area). The
second stratum (200 m to 300 km from shore) is the preferred habitat
where Guadalupe fur seals are most likely to occur most of the time.
Individuals may spend a portion of their time over the continental
shelf or farther than 300 km from shore, necessitating a density
estimate for those areas, but all Guadalupe fur seals would be expected
to be in the central stratum most of the time, which is the reason 100
percent is used in the density estimate for the central stratum (Norris
2017a). Spatial areas for the three strata were estimated in a GIS and
used to calculate the densities.
Guadalupe fur seals have not previously been observed in the
proposed survey area, nor on previous L-DEO surveys off Washington and
Oregon.
Northern Elephant Seal
The most recent surveys supporting the abundance estimate for
northern elephant seals were conducted in 2010 (Caretta et al., 2017b).
By applying the average growth rate of 3.8 percent per year for the
California breeding stock over the seven years from 2010 to 2017, the
Navy calculated a projected 2017 abundance estimate of 232,399 elephant
seals (Caretta et al., 2017b; Lowry et al., 2014). Male and female
distributions at sea differ both seasonally and spatially. Pup counts
reported by Lowry et al. (2014) and life tables compiled by Condit et
al. (2014) were used to determine the proportion of males and females
in the population, which was estimated to be 56 percent female and 44
percent male. Females are assumed to be at sea 100 percent of the time
within their seasonal distribution area in fall and summer (Robinson et
al., 2012). Males are at sea approximately 90 percent of the time in
fall and spring, remain ashore through the entire winter, and spend one
month ashore to molt in the summer (i.e., are at sea 66 percent of the
summer). Monthly distribution maps produced by Robinson et al. (2012)
showing the extent of foraging areas used by satellite tagged female
elephant seals were used to estimate the spatial areas to calculate
densities. Although the distributions were based on tagged female
seals, Le Boeuf et al. (2000) and Simmons et al. (2007) reported
similar tracks by males over broad spatial scales. The spatial areas
representing each monthly distribution were calculating using GIS and
then averaged to produce seasonally variable areas and resulting
densities.
Off Washington, most elephant seal sightings at sea were made
during June, July, and September; off Oregon, sightings were recorded
from November through May (Bonnell et al. 1992). Several seals were
seen off Oregon during summer, fall, and winter surveys in 2011 and
2012 (Adams et al. 2014). Northern elephant seals were also taken as
bycatch off Oregon in the west coast groundfish fishery during 2002-
2009 (Jannot et al. 2011). Northern elephant seals were sighted five
times (5 animals) during the July 2012 L-DEO seismic surveys off
southern Washington, northeast of the proposed survey area (RPS 2012a).
This species was not sighted during the July 2012 L-DEO seismic survey
off Oregon, southeast of the proposed survey area (RPS 2012c), or off
Washington/Oregon during the June-July 2012 L-DEO Juan de Fuca plate
seismic survey that included the proposed survey area (RPS 2012b). One
northern elephant seal was sighted during the 2009 ETOMO survey north
of the proposed survey area (Holst 2017).
Table 7--Marine Mammal Density Values in the Proposed Survey Area
------------------------------------------------------------------------
Reported
Species density (#/
km\2\) \a\
------------------------------------------------------------------------
LF Cetaceans:
Humpback whale............................................ 0.001829
Minke whale............................................... 0.0013
Sei whale................................................. 0.0004
Fin whale................................................. 0.004249
Blue whale................................................ 0.001096
MF Cetaceans:
Sperm whale............................................... 0.002561
Cuvier's and Mesoplodont beaked whales.................... 0.007304
Baird's beaked whale...................................... 0.00082
Bottlenose dolphin........................................ 0.000003
Striped dolphin........................................... 0.009329
Short-beaked common dolphin............................... 0.124891
Pacific white-sided dolphin............................... 0.017426
Northern right-whale dolphin.............................. 0.039962
Risso's dolphin........................................... 0.007008
False killer whale........................................ N/A
Killer whale.............................................. \b\
0.00092
Short-finned pilot whale.................................. 0.00025
HF Cetaceans:
Kogia spp................................................. 0.00163
Dall's porpoise........................................... 0.043951
Otariids:
Northern fur seal......................................... \b\ 0.0103
Guadalupe fur seal........................................ 0.0029
Phocids:
Northern elephant seal.................................... 0.0309
------------------------------------------------------------------------
\a\ Navy 2018.
\b\ No stock-specific densities are available so densities are presumed
equal for all stocks present.
Take Calculation and Estimation
Here we describe how the information provided above is brought
together to produce a quantitative take estimate. In order to estimate
the number of marine mammals predicted to be exposed to sound levels
that would result in Level A or Level B harassment, radial distances
from the airgun array to predicted isopleths corresponding to the Level
A harassment and Level B harassment thresholds are calculated, as
described above. Those radial distances are then used to calculate the
area(s) around the airgun array predicted to be ensonified to sound
levels that exceed the Level A and Level B harassment thresholds. The
area estimated to be ensonified in a single day of the survey is then
calculated (Table 8), based on the areas predicted to be ensonified
around the array and representative trackline distances traveled per
day. This number is then multiplied by the number of survey days. The
product is then multiplied by 1.25 to account for the additional 25
percent contingency. This results in an estimate of the total areas
(km\2\) expected to be ensonified to the Level A and Level B harassment
thresholds.
Table 8--Areas (km\2\) Estimated To Be Ensonified to Level A and Level B Harassment Thresholds, per Day
--------------------------------------------------------------------------------------------------------------------------------------------------------
Daily Total
Survey Criteria Relevant ensonified Total survey 25% increase ensonified
isopleth (m) area (km\2\) days area (km\2\)
--------------------------------------------------------------------------------------------------------------------------------------------------------
2-D Survey................................ Level B Harassment
-------------------------------------------------------------------------------------------------------------
[[Page 26969]]
160-dB...................... 6,733 1,346.90 3 1.25 5,050.86
-------------------------------------------------------------------------------------------------------------
Level A Harassment
-------------------------------------------------------------------------------------------------------------
LF Cetaceans................ 426.9 158.67 3 1.25 595.01
HF Cetaceans................ 268.3 99.77 3 1.25 374.12
Phocids..................... 43.7 16.26 3 1.25 60.96
MF Cetaceans................ 13.6 5.06 3 1.25 18.97
Otariids.................... 10.6 3.94 3 1.25 14.79
--------------------------------------------------------------------------------------------------------------------------------------------------------
3-D Survey Level B Harassment
-------------------------------------------------------------------------------------------------------------
160-dB...................... 3,758 690.52 16 1.25 13,810.40
-------------------------------------------------------------------------------------------------------------
Level A Harassment
-------------------------------------------------------------------------------------------------------------
LF Cetaceans................ 118.7 47.39 16 1.25 947.74
HF Cetaceans................ 75.6 30.13 16 1.25 602.59
Phocids..................... 25.1 9.98 16 1.25 199.59
MF Cetaceans................ 11.2 4.45 16 1.25 89.01
Otariids.................... 9.9 3.93 16 1.25 78.67
--------------------------------------------------------------------------------------------------------------------------------------------------------
The marine mammals predicted to occur within these respective
areas, based on estimated densities, are assumed to be incidentally
taken. For species where take by Level A harassment has been requested,
the calculated Level A takes have been subtracted from the total
exposures within the Level B harassment zone. Estimated exposures for
the proposed survey are shown in Table 9.
Table 9--Estimated Level A and Level B Exposures, and Percentage of Stock Exposed
----------------------------------------------------------------------------------------------------------------
Percent of
Species Stock Level B Level A Total take stock
----------------------------------------------------------------------------------------------------------------
LF Cetaceans
----------------------------------------------------------------------------------------------------------------
Humpback whale................ California/ 32 3 35 1.21
Oregon/
Washington.
Minke whale................... California/ 23 2 25 3.93
Oregon/
Washington.
Sei whale..................... Eastern North 7 1 8 1.54
Pacific.
Fin whale..................... California/ 74 7 81 0.90
Oregon/
Washington.
Blue whale.................... Eastern North 19 2 21 1.28
Pacific.
----------------------------------------------------------------------------------------------------------------
MF Cetaceans
----------------------------------------------------------------------------------------------------------------
Sperm whale................... California/ 48 0 48 2.40
Oregon/
Washington.
Cuvier's and Mesoplodont California/ 138 0 138 \a\ 2.18
beaked whales. Oregon/
Washington.
Baird's beaked whale.......... California/ 15 0 15 0.56
Oregon/
Washington.
Bottlenose dolphin............ California/ \b\ 13 0 \b\ 13 0.68
Oregon/
Washington.
Striped dolphin............... California/ 176 0 176 0.60
Oregon/
Washington.
Short-beaked common dolphin... California/ 2,356 0 2,356 0.24
Oregon/
Washington.
Pacific white-sided dolphin... California/ 329 0 329 1.23
Oregon/
Washington.
Northern right-whale dolphin.. California/ 754 0 749 2.82
Oregon/
Washington.
Risso's dolphin............... California/ 132 0 132 2.08
Oregon/
Washington.
False killer whale............ Hawaii Pelagic.. \b\ 5 0 \b\ 5 0.32
Killer whale.................. Offshore........ 17 0 17 \c\ 5.67
West Coast .............. .............. .............. \c\ 7.00
Transient.
Short-finned pilot whale...... California/ \b\ 18 0 \b\ 18 2.15
Oregon/
Washington.
----------------------------------------------------------------------------------------------------------------
HF Cetaceans
----------------------------------------------------------------------------------------------------------------
Kogia spp..................... California/ 31 2 29 0.71
Oregon/
Washington.
Dall's porpoise............... California/ 829 43 786 3.05
Oregon/
Washington.
----------------------------------------------------------------------------------------------------------------
Otariids
----------------------------------------------------------------------------------------------------------------
Northern fur seal............. Eastern Pacific. 194 0 194 \c\ 0.03
California...... .............. .............. .............. \c\ 1.38
[[Page 26970]]
Guadalupe fur seal............ Mexico.......... 55 0 55 0.28
----------------------------------------------------------------------------------------------------------------
Phocids
----------------------------------------------------------------------------------------------------------------
Northern elephant seal........ California 583 0 583 0.33
Breeding.
----------------------------------------------------------------------------------------------------------------
\a\ Combined stock abundances for Cuvier's beaked whales and Mesoplodont guild.
\b\ Calculated take increased to mean group size (Barlow 2016).
\c\ Where multiple stocks are affected, for the purposes of calculating the percentage of stock affected, takes
are analyzed as if all takes occurred within each stock.
It should be noted that the proposed take numbers shown in Table 9
are expected to be conservative for several reasons. First, in the
calculations of estimated take, 25 percent has been added in the form
of operational survey days to account for the possibility of additional
seismic operations associated with airgun testing and repeat coverage
of any areas where initial data quality is sub-standard, and in
recognition of the uncertainties in the density estimates used to
estimate take as described above. Additionally, marine mammals would be
expected to move away from a loud sound source that represents an
aversive stimulus, such as an airgun array, potentially reducing the
number of takes by Level A harassment. However, the extent to which
marine mammals would move away from the sound source is difficult to
quantify and is, therefore, not accounted for in the take estimates.
Note that due to the different density estimates used, and in
consideration of the near-field soundscape of the airgun array, we
propose to authorize a different number of incidental takes than the
number of incidental takes requested by L-DEO (see Table 6 in the IHA
application).
Proposed Mitigation
In order to issue an IHA under Section 101(a)(5)(D) of the MMPA,
NMFS must set forth the permissible methods of taking pursuant to such
activity, and other means of effecting the least practicable impact on
such species or stock and its habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and on
the availability of such species or stock for taking for certain
subsistence uses (latter not applicable for this action). NMFS
regulations require applicants for incidental take authorizations to
include information about the availability and feasibility (economic
and technological) of equipment, methods, and manner of conducting such
activity or other means of effecting the least practicable adverse
impact upon the affected species or stocks and their habitat (50 CFR
216.104(a)(11)).
In evaluating how mitigation may or may not be appropriate to
ensure the least practicable adverse impact on species or stocks and
their habitat, as well as subsistence uses where applicable, we
carefully consider two primary factors:
(1) The manner in which, and the degree to which, the successful
implementation of the measure(s) is expected to reduce impacts to
marine mammals, marine mammal species or stocks, and their habitat.
This considers the nature of the potential adverse impact being
mitigated (likelihood, scope, range). It further considers the
likelihood that the measure will be effective if implemented
(probability of accomplishing the mitigating result if implemented as
planned), the likelihood of effective implementation (probability
implemented as planned); and
(2) the practicability of the measures for applicant
implementation, which may consider such things as cost, impact on
operations, and, in the case of a military readiness activity,
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
L-DEO has reviewed mitigation measures employed during seismic
research surveys authorized by NMFS under previous incidental
harassment authorizations, as well as recommended best practices in
Richardson et al. (1995), Pierson et al. (1998), Weir and Dolman
(2007), Nowacek et al. (2013), Wright (2014), and Wright and Cosentino
(2015), and has incorporated a suite of proposed mitigation measures
into their project description based on the above sources.
To reduce the potential for disturbance from acoustic stimuli
associated with the activities, L-DEO has proposed to implement
mitigation measures for marine mammals. Mitigation measures that would
be adopted during the proposed surveys include (1) Vessel-based visual
mitigation monitoring; (2) Vessel-based passive acoustic monitoring;
(3) Establishment of an exclusion zone; (4) Power down procedures; (5)
Shutdown procedures; (6) Ramp-up procedures; and (7) Vessel strike
avoidance measures.
Vessel-Based Visual Mitigation Monitoring
Visual monitoring requires the use of trained observers (herein
referred to as visual PSOs) to scan the ocean surface visually for the
presence of marine mammals. The area to be scanned visually includes
primarily the exclusion zone, but also the buffer zone. The buffer zone
means an area beyond the exclusion zone to be monitored for the
presence of marine mammals that may enter the exclusion zone. During
pre-clearance monitoring (i.e., before ramp-up begins), the buffer zone
also acts as an extension of the exclusion zone in that observations of
marine mammals within the buffer zone would also prevent airgun
operations from beginning (i.e., ramp-up). The buffer zone encompasses
the area at and below the sea surface from the edge of the 0-500 meter
exclusion zone, out to a radius of 1,000 meters from the edges of the
airgun array (500-1,000 meters). Visual monitoring of the exclusion
zones and adjacent waters is intended to establish and, when visual
conditions allow, maintain zones around the sound source that are clear
of marine mammals, thereby reducing or eliminating the potential for
injury and minimizing the potential for more severe behavioral
reactions for animals occurring close to the vessel. Visual monitoring
of the buffer zone is intended to (1) provide additional protection to
na[iuml]ve marine mammals that may be in the area during pre-clearance,
and (2) during airgun use, aid in establishing and maintaining the
exclusion zone by alerting the visual observer and crew of marine
mammals
[[Page 26971]]
that are outside of, but may approach and enter, the exclusion zone.
L-DEO must use at least five dedicated, trained, NMFS-approved
Protected Species Observers (PSOs). The PSOs must have no tasks other
than to conduct observational effort, record observational data, and
communicate with and instruct relevant vessel crew with regard to the
presence of marine mammals and mitigation requirements. PSO resumes
shall be provided to NMFS for approval.
At least one of the visual and two of the acoustic PSOs aboard the
vessel must have a minimum of 90 days at-sea experience working in
those roles, respectively, during a deep penetration (i.e., ``high
energy'') seismic survey, with no more than 18 months elapsed since the
conclusion of the at-sea experience. One visual PSO with such
experience shall be designated as the lead for the entire protected
species observation team. The lead PSO shall serve as primary point of
contact for the vessel operator and ensure all PSO requirements per the
IHA are met. To the maximum extent practicable, the experienced PSOs
should be scheduled to be on duty with those PSOs with appropriate
training but who have not yet gained relevant experience.
During survey operations (e.g., any day on which use of the
acoustic source is planned to occur, and whenever the acoustic source
is in the water, whether activated or not), a minimum of two visual
PSOs must be on duty and conducting visual observations at all times
during daylight hours (i.e., from 30 minutes prior to sunrise through
30 minutes following sunset) and 30 minutes prior to and during
nighttime ramp-ups of the airgun array. Visual monitoring of the
exclusion and buffer zones must begin no less than 30 minutes prior to
ramp-up and must continue until one hour after use of the acoustic
source ceases or until 30 minutes past sunset. Visual PSOs shall
coordinate to ensure 360[deg] visual coverage around the vessel from
the most appropriate observation posts, and shall conduct visual
observations using binoculars and the naked eye while free from
distractions and in a consistent, systematic, and diligent manner.
PSOs shall establish and monitor the exclusion and buffer zones.
These zones shall be based upon the radial distance from the edges of
the acoustic source (rather than being based on the center of the array
or around the vessel itself). During use of the acoustic source (i.e.,
anytime airguns are active, including ramp-up), occurrences of marine
mammals within the buffer zone (but outside the exclusion zone) shall
be communicated to the operator to prepare for the potential shutdown
or powerdown of the acoustic source.
During use of the airgun (i.e., anytime the acoustic source is
active, including ramp-up), occurrences of marine mammals within the
buffer zone (but outside the exclusion zone) should be communicated to
the operator to prepare for the potential shutdown or powerdown of the
acoustic source. Visual PSOs will immediately communicate all
observations to the on duty acoustic PSO(s), including any
determination by the PSO regarding species identification, distance,
and bearing and the degree of confidence in the determination. Any
observations of marine mammals by crew members shall be relayed to the
PSO team. During good conditions (e.g., daylight hours; Beaufort sea
state (BSS) 3 or less), visual PSOs shall conduct observations when the
acoustic source is not operating for comparison of sighting rates and
behavior with and without use of the acoustic source and between
acquisition periods, to the maximum extent practicable. Visual PSOs may
be on watch for a maximum of four consecutive hours followed by a break
of at least one hour between watches and may conduct a maximum of 12
hours of observation per 24-hour period. Combined observational duties
(visual and acoustic but not at same time) may not exceed 12 hours per
24-hour period for any individual PSO.
Passive Acoustic Monitoring
Acoustic monitoring means the use of trained personnel (sometimes
referred to as passive acoustic monitoring (PAM) operators, herein
referred to as acoustic PSOs) to operate PAM equipment to acoustically
detect the presence of marine mammals. Acoustic monitoring involves
acoustically detecting marine mammals regardless of distance from the
source, as localization of animals may not always be possible. Acoustic
monitoring is intended to further support visual monitoring (during
daylight hours) in maintaining an exclusion zone around the sound
source that is clear of marine mammals. In cases where visual
monitoring is not effective (e.g., due to weather, nighttime), acoustic
monitoring may be used to allow certain activities to occur, as further
detailed below.
Passive acoustic monitoring (PAM) would take place in addition to
the visual monitoring program. Visual monitoring typically is not
effective during periods of poor visibility or at night, and even with
good visibility, is unable to detect marine mammals when they are below
the surface or beyond visual range. Acoustical monitoring can be used
in addition to visual observations to improve detection,
identification, and localization of cetaceans. The acoustic monitoring
would serve to alert visual PSOs (if on duty) when vocalizing cetaceans
are detected. It is only useful when marine mammals call, but it can be
effective either by day or by night, and does not depend on good
visibility. It would be monitored in real time so that the visual
observers can be advised when cetaceans are detected.
The R/V Langseth will use a towed PAM system, which must be
monitored by at a minimum one on duty acoustic PSO beginning at least
30 minutes prior to ramp-up and at all times during use of the acoustic
source. Acoustic PSOs may be on watch for a maximum of four consecutive
hours followed by a break of at least one hour between watches and may
conduct a maximum of 12 hours of observation per 24-hour period.
Combined observational duties (acoustic and visual but not at same
time) may not exceed 12 hours per 24-hour period for any individual
PSO.
Survey activity may continue for 30 minutes when the PAM system
malfunctions or is damaged, while the PAM operator diagnoses the issue.
If the diagnosis indicates that the PAM system must be repaired to
solve the problem, operations may continue for an additional two hours
without acoustic monitoring during daylight hours only under the
following conditions:
Sea state is less than or equal to BSS 4;
No marine mammals (excluding delphinids) detected solely
by PAM in the applicable exclusion zone in the previous two hours;
NMFS is notified via email as soon as practicable with the
time and location in which operations began occurring without an active
PAM system; and
Operations with an active acoustic source, but without an
operating PAM system, do not exceed a cumulative total of four hours in
any 24-hour period.
Establishment of Exclusion and Buffer Zones
An exclusion zone (EZ) is a defined area within which occurrence of
a marine mammal triggers mitigation action intended to reduce the
potential for certain outcomes, e.g., auditory injury, disruption of
critical behaviors. The PSOs would establish a minimum EZ with a 500 m
radius for the 36 airgun array. The 500 m EZ would be based on radial
distance from any element of the airgun array (rather than being based
on the center of the array or around the
[[Page 26972]]
vessel itself). With certain exceptions (described below), if a marine
mammal appears within or enters this zone, the acoustic source would be
shut down.
The 500 m EZ is intended to be precautionary in the sense that it
would be expected to contain sound exceeding the injury criteria for
all cetacean hearing groups, (based on the dual criteria of
SELcum and peak SPL), while also providing a consistent,
reasonably observable zone within which PSOs would typically be able to
conduct effective observational effort. Additionally, a 500 m EZ is
expected to minimize the likelihood that marine mammals will be exposed
to levels likely to result in more severe behavioral responses.
Although significantly greater distances may be observed from an
elevated platform under good conditions, we believe that 500 m is
likely regularly attainable for PSOs using the naked eye during typical
conditions.
Pre-Clearance and Ramp-Up
Ramp-up (sometimes referred to as ``soft start'') means the gradual
and systematic increase of emitted sound levels from an airgun array.
Ramp-up begins by first activating a single airgun of the smallest
volume, followed by doubling the number of active elements in stages
until the full complement of an array's airguns are active. Each stage
should be approximately the same duration, and the total duration
should not be less than approximately 20 minutes. The intent of pre-
clearance observation (30 minutes) is to ensure no protected species
are observed within the buffer zone prior to the beginning of ramp-up.
During pre-clearance is the only time observations of protected species
in the buffer zone would prevent operations (i.e., the beginning of
ramp-up). The intent of ramp-up is to warn protected species of pending
seismic operations and to allow sufficient time for those animals to
leave the immediate vicinity. A ramp-up procedure, involving a step-
wise increase in the number of airguns firing and total array volume
until all operational airguns are activated and the full volume is
achieved, is required at all times as part of the activation of the
acoustic source. All operators must adhere to the following pre-
clearance and ramp-up requirements:
The operator must notify a designated PSO of the planned
start of ramp-up as agreed upon with the lead PSO; the notification
time should not be less than 60 minutes prior to the planned ramp-up in
order to allow the PSOs time to monitor the exclusion and buffer zones
for 30 minutes prior to the initiation of ramp-up (pre-clearance);
Ramp-ups shall be scheduled so as to minimize the time
spent with the source activated prior to reaching the designated run-
in;
One of the PSOs conducting pre-clearance observations must
be notified again immediately prior to initiating ramp-up procedures
and the operator must receive confirmation from the PSO to proceed;
Ramp-up may not be initiated if any marine mammal is
within the applicable exclusion or buffer zone. If a marine mammal is
observed within the applicable exclusion zone or the buffer zone during
the 30 minute pre-clearance period, ramp-up may not begin until the
animal(s) has been observed exiting the zones or until an additional
time period has elapsed with no further sightings (15 minutes for small
odontocetes and 30 minutes for all other species);
Ramp-up shall begin by activating a single airgun of the
smallest volume in the array and shall continue in stages by doubling
the number of active elements at the commencement of each stage, with
each stage of approximately the same duration. Duration shall not be
less than 20 minutes. The operator must provide information to the PSO
documenting that appropriate procedures were followed;
PSOs must monitor the exclusion and buffer zones during
ramp-up, and ramp-up must cease and the source must be shut down upon
observation of a marine mammal within the applicable exclusion zone.
Once ramp-up has begun, observations of marine mammals within the
buffer zone do not require shutdown or powerdown, but such observation
shall be communicated to the operator to prepare for the potential
shutdown or powerdown;
Ramp-up may occur at times of poor visibility, including
nighttime, if appropriate acoustic monitoring has occurred with no
detections in the 30 minutes prior to beginning ramp-up. Acoustic
source activation may only occur at times of poor visibility where
operational planning cannot reasonably avoid such circumstances;
If the acoustic source is shut down for brief periods
(i.e., less than 30 minutes) for reasons other than that described for
shutdown and powerdown (e.g., mechanical difficulty), it may be
activated again without ramp-up if PSOs have maintained constant visual
and/or acoustic observation and no visual or acoustic detections of
marine mammals have occurred within the applicable exclusion zone. For
any longer shutdown, pre-clearance observation and ramp-up are
required. For any shutdown at night or in periods of poor visibility
(e.g., BSS 4 or greater), ramp-up is required, but if the shutdown
period was brief and constant observation was maintained, pre-clearance
watch of 30 min is not required; and
Testing of the acoustic source involving all elements
requires ramp-up. Testing limited to individual source elements or
strings does not require ramp-up but does require pre-clearance of 30
min.
Shutdown and Powerdown
The shutdown of an airgun array requires the immediate de-
activation of all individual airgun elements of the array while a
powerdown requires immediate de-activation of all individual airgun
elements of the array except the single 40-in \3\ airgun. Any PSO on
duty will have the authority to delay the start of survey operations or
to call for shutdown or powerdown of the acoustic source if a marine
mammal is detected within the applicable exclusion zone. The operator
must also establish and maintain clear lines of communication directly
between PSOs on duty and crew controlling the acoustic source to ensure
that shutdown and powerdown commands are conveyed swiftly while
allowing PSOs to maintain watch. When both visual and acoustic PSOs are
on duty, all detections will be immediately communicated to the
remainder of the on-duty PSO team for potential verification of visual
observations by the acoustic PSO or of acoustic detections by visual
PSOs. When the airgun array is active (i.e., anytime one or more
airguns is active, including during ramp-up and powerdown) and (1) a
marine mammal appears within or enters the applicable exclusion zone
and/or (2) a marine mammal (other than delphinids, see below) is
detected acoustically and localized within the applicable exclusion
zone, the acoustic source will be shut down. When shutdown is called
for by a PSO, the acoustic source will be immediately deactivated and
any dispute resolved only following deactivation. Additionally,
shutdown will occur whenever PAM alone (without visual sighting),
confirms presence of marine mammal(s) in the EZ. If the acoustic PSO
cannot confirm presence within the EZ, visual PSOs will be notified but
shutdown is not required.
Following a shutdown, airgun activity would not resume until the
marine mammal has cleared the 500 m EZ. The animal would be considered
to have cleared the 500 m EZ if it is visually observed to have
departed the 500 m
[[Page 26973]]
EZ, or it has not been seen within the 500 m EZ for 15 min in the case
of small odontocetes and pinnipeds, or 30 min in the case of mysticetes
and large odontocetes, including sperm, pygmy sperm, dwarf sperm, and
beaked whales.
The shutdown requirement can be waived for small dolphins in which
case the acoustic source shall be powered down to the single 40-in \3\
airgun if an individual is visually detected within the exclusion zone.
As defined here, the small delphinoid group is intended to encompass
those members of the Family Delphinidae most likely to voluntarily
approach the source vessel for purposes of interacting with the vessel
and/or airgun array (e.g., bow riding). This exception to the shutdown
requirement would apply solely to specific genera of small dolphins--
Tursiops, Delphinus, Lagenodelphis, Lagenorhynchus, Lissodelphis,
Stenella and Steno--The acoustic source shall be powered down to 40-in
\3\ airgun if an individual belonging to these genera is visually
detected within the 500 m exclusion zone.
Powerdown conditions shall be maintained until delphinids for which
shutdown is waived are no longer observed within the 500 m exclusion
zone, following which full-power operations may be resumed without
ramp-up. Visual PSOs may elect to waive the powerdown requirement if
delphinids for which shutdown is waived to be voluntarily approaching
the vessel for the purpose of interacting with the vessel or towed
gear, and may use best professional judgment in making this decision.
We include this small delphinoid exception because power-down/
shutdown requirements for small delphinoids under all circumstances
represent practicability concerns without likely commensurate benefits
for the animals in question. Small delphinoids are generally the most
commonly observed marine mammals in the specific geographic region and
would typically be the only marine mammals likely to intentionally
approach the vessel. As described above, auditory injury is extremely
unlikely to occur for mid-frequency cetaceans (e.g., delphinids), as
this group is relatively insensitive to sound produced at the
predominant frequencies in an airgun pulse while also having a
relatively high threshold for the onset of auditory injury (i.e.,
permanent threshold shift).
A large body of anecdotal evidence indicates that small delphinoids
commonly approach vessels and/or towed arrays during active sound
production for purposes of bow riding, with no apparent effect observed
in those delphinoids (e.g., Barkaszi et al., 2012). The potential for
increased shutdowns resulting from such a measure would require the
Langseth to revisit the missed track line to reacquire data, resulting
in an overall increase in the total sound energy input to the marine
environment and an increase in the total duration over which the survey
is active in a given area. Although other mid-frequency hearing
specialists (e.g., large delphinoids) are no more likely to incur
auditory injury than are small delphinoids, they are much less likely
to approach vessels. Therefore, retaining a power-down/shutdown
requirement for large delphinoids would not have similar impacts in
terms of either practicability for the applicant or corollary increase
in sound energy output and time on the water. We do anticipate some
benefit for a power-down/shutdown requirement for large delphinoids in
that it simplifies somewhat the total range of decision-making for PSOs
and may preclude any potential for physiological effects other than to
the auditory system as well as some more severe behavioral reactions
for any such animals in close proximity to the source vessel.
Powerdown conditions shall be maintained until the marine mammal(s)
of the above listed genera are no longer observed within the exclusion
zone, following which full-power operations may be resumed without
ramp-up. Additionally, visual PSOs may elect to waive the powerdown
requirement if the small dolphin(s) appear to be voluntarily
approaching the vessel for the purpose of interacting with the vessel
or towed gear, and may use best professional judgment in making this
decision. Visual PSOs shall use best professional judgment in making
the decision to call for a shutdown if there is uncertainty regarding
identification (i.e., whether the observed marine mammal(s) belongs to
one of the delphinid genera for which shutdown is waived or one of the
species with a larger exclusion zone). If PSOs observe any behaviors in
a small delphinid for which shutdown is waived that indicate an adverse
reaction, then powerdown will be initiated immediately.
Upon implementation of shutdown, the source may be reactivated
after the marine mammal(s) has been observed exiting the applicable
exclusion zone (i.e., animal is not required to fully exit the buffer
zone where applicable) or following 15 minutes for small odontocetes
and 30 minutes for all other species with no further observation of the
marine mammal(s).
Vessel Strike Avoidance
These measures apply to all vessels associated with the planned
survey activity; however, we note that these requirements do not apply
in any case where compliance would create an imminent and serious
threat to a person or vessel or to the extent that a vessel is
restricted in its ability to maneuver and, because of the restriction,
cannot comply. These measures include the following:
1. Vessel operators and crews must maintain a vigilant watch for
all marine mammals and slow down, stop their vessel, or alter course,
as appropriate and regardless of vessel size, to avoid striking any
marine mammal. A single marine mammal at the surface may indicate the
presence of submerged animals in the vicinity of the vessel; therefore,
precautionary measures should be exercised when an animal is observed.
A visual observer aboard the vessel must monitor a vessel strike
avoidance zone around the vessel (specific distances detailed below),
to ensure the potential for strike is minimized. Visual observers
monitoring the vessel strike avoidance zone can be either third-party
observers or crew members, but crew members responsible for these
duties must be provided sufficient training to distinguish marine
mammals from other phenomena and broadly to identify a marine mammal to
broad taxonomic group (i.e., as a large whale or other marine mammal);
2. Vessel speeds must be reduced to 10 kn or less when mother/calf
pairs, pods, or large assemblages of any marine mammal are observed
near a vessel;
3. All vessels must maintain a minimum separation distance of 100 m
from large whales (i.e., sperm whales and all baleen whales);
4. All vessels must attempt to maintain a minimum separation
distance of 50 m from all other marine mammals, with an exception made
for those animals that approach the vessel; and
5. When marine mammals are sighted while a vessel is underway, the
vessel should take action as necessary to avoid violating the relevant
separation distance (e.g., attempt to remain parallel to the animal's
course, avoid excessive speed or abrupt changes in direction until the
animal has left the area). If marine mammals are sighted within the
relevant separation distance, the vessel should reduce speed and shift
the engine to neutral, not engaging the engines until animals are clear
of the
[[Page 26974]]
area. This recommendation does not apply to any vessel towing gear.
We have carefully evaluated the suite of mitigation measures
described here and considered a range of other measures in the context
of ensuring that we prescribe the means of effecting the least
practicable adverse impact on the affected marine mammal species and
stocks and their habitat. Based on our evaluation of the proposed
measures, NMFS has preliminarily determined that the mitigation
measures provide the means effecting the least practicable impact on
the affected species or stocks and their habitat, paying particular
attention to rookeries, mating grounds, and areas of similar
significance.
Proposed Monitoring and Reporting
In order to issue an IHA for an activity, Section 101(a)(5)(D) of
the MMPA states that NMFS must set forth requirements pertaining to the
monitoring and reporting of such taking. The MMPA implementing
regulations at 50 CFR 216.104 (a)(13) indicate that requests for
authorizations must include the suggested means of accomplishing the
necessary monitoring and reporting that will result in increased
knowledge of the species and of the level of taking or impacts on
populations of marine mammals that are expected to be present in the
proposed action area. Effective reporting is critical both to
compliance as well as ensuring that the most value is obtained from the
required monitoring.
Monitoring and reporting requirements prescribed by NMFS should
contribute to improved understanding of one or more of the following:
Occurrence of marine mammal species or stocks in the area
in which take is anticipated (e.g., presence, abundance, distribution,
density);
Nature, scope, or context of likely marine mammal exposure
to potential stressors/impacts (individual or cumulative, acute or
chronic), through better understanding of: (1) Action or environment
(e.g., source characterization, propagation, ambient noise); (2)
affected species (e.g., life history, dive patterns); (3) co-occurrence
of marine mammal species with the action; or (4) biological or
behavioral context of exposure (e.g., age, calving or feeding areas);
Individual marine mammal responses (behavioral or
physiological) to acoustic stressors (acute, chronic, or cumulative),
other stressors, or cumulative impacts from multiple stressors;
How anticipated responses to stressors impact either: (1)
Long-term fitness and survival of individual marine mammals; or (2)
populations, species, or stocks;
Effects on marine mammal habitat (e.g., marine mammal prey
species, acoustic habitat, or other important physical components of
marine mammal habitat); and
Mitigation and monitoring effectiveness.
Vessel-Based Visual Monitoring
As described above, PSO observations would take place during
daytime airgun operations and nighttime start ups (if applicable) of
the airguns. During seismic operations, at least five visual PSOs would
be based aboard the Langseth. Monitoring shall be conducted in
accordance with the following requirements:
The operator shall provide PSOs with bigeye binoculars
(e.g., 25 x 150; 2.7 view angle; individual ocular focus; height
control) of appropriate quality (i.e., Fujinon or equivalent) solely
for PSO use. These shall be pedestal-mounted on the deck at the most
appropriate vantage point that provides for optimal sea surface
observation, PSO safety, and safe operation of the vessel;
The operator will work with the selected third-party
observer provider to ensure PSOs have all equipment (including backup
equipment) needed to adequately perform necessary tasks, including
accurate determination of distance and bearing to observed marine
mammals. PSOs must have the following requirements and qualifications:
PSOs shall be independent, dedicated, trained visual and
acoustic PSOs and must be employed by a third-party observer provider;
PSOs shall have no tasks other than to conduct
observational effort (visual or acoustic), collect data, and
communicate with and instruct relevant vessel crew with regard to the
presence of protected species and mitigation requirements (including
brief alerts regarding maritime hazards);
PSOs shall have successfully completed an approved PSO
training course appropriate for their designated task (visual or
acoustic). Acoustic PSOs are required to complete specialized training
for operating PAM systems and are encouraged to have familiarity with
the vessel with which they will be working;
PSOs can act as acoustic or visual observers (but not at
the same time) as long as they demonstrate that their training and
experience are sufficient to perform the task at hand;
NMFS must review and approve PSO resumes accompanied by a
relevant training course information packet that includes the name and
qualifications (i.e., experience, training completed, or educational
background) of the instructor(s), the course outline or syllabus, and
course reference material as well as a document stating successful
completion of the course;
NMFS shall have one week to approve PSOs from the time
that the necessary information is submitted, after which PSOs meeting
the minimum requirements shall automatically be considered approved;
PSOs must successfully complete relevant training,
including completion of all required coursework and passing (80 percent
or greater) a written and/or oral examination developed for the
training program;
PSOs must have successfully attained a bachelor's degree
from an accredited college or university with a major in one of the
natural sciences, a minimum of 30 semester hours or equivalent in the
biological sciences, and at least one undergraduate course in math or
statistics; and
The educational requirements may be waived if the PSO has
acquired the relevant skills through alternate experience. Requests for
such a waiver shall be submitted to NMFS and must include written
justification. Requests shall be granted or denied (with justification)
by NMFS within one week of receipt of submitted information. Alternate
experience that may be considered includes, but is not limited to (1)
secondary education and/or experience comparable to PSO duties; (2)
previous work experience conducting academic, commercial, or
government-sponsored protected species surveys; or (3) previous work
experience as a PSO; the PSO should demonstrate good standing and
consistently good performance of PSO duties.
For data collection purposes, PSOs shall use standardized data
collection forms, whether hard copy or electronic. PSOs shall record
detailed information about any implementation of mitigation
requirements, including the distance of animals to the acoustic source
and description of specific actions that ensued, the behavior of the
animal(s), any observed changes in behavior before and after
implementation of mitigation, and if shutdown was implemented, the
length of time before any subsequent ramp-up of the acoustic source. If
required mitigation was not implemented, PSOs should record a
description of the circumstances. At a minimum, the following
information must be recorded:
[[Page 26975]]
Vessel names (source vessel and other vessels associated
with survey) and call signs;
PSO names and affiliations;
Dates of departures and returns to port with port name;
Date and participants of PSO briefings;
Dates and times (Greenwich Mean Time) of survey effort and
times corresponding with PSO effort;
Vessel location (latitude/longitude) when survey effort
began and ended and vessel location at beginning and end of visual PSO
duty shifts;
Vessel heading and speed at beginning and end of visual
PSO duty shifts and upon any line change;
Environmental conditions while on visual survey (at
beginning and end of PSO shift and whenever conditions changed
significantly), including BSS and any other relevant weather conditions
including cloud cover, fog, sun glare, and overall visibility to the
horizon;
Factors that may have contributed to impaired observations
during each PSO shift change or as needed as environmental conditions
changed (e.g., vessel traffic, equipment malfunctions); and
Survey activity information, such as acoustic source power
output while in operation, number and volume of airguns operating in
the array, tow depth of the array, and any other notes of significance
(i.e., pre-clearance, ramp-up, shutdown, testing, shooting, ramp-up
completion, end of operations, streamers, etc.).
The following information should be recorded upon visual
observation of any protected species:
Watch status (sighting made by PSO on/off effort,
opportunistic, crew, alternate vessel/platform);
PSO who sighted the animal;
Time of sighting;
Vessel location at time of sighting;
Water depth;
Direction of vessel's travel (compass direction);
Direction of animal's travel relative to the vessel;
Pace of the animal;
Estimated distance to the animal and its heading relative
to vessel at initial sighting;
Identification of the animal (e.g., genus/species, lowest
possible taxonomic level, or unidentified) and the composition of the
group if there is a mix of species;
Estimated number of animals (high/low/best);
Estimated number of animals by cohort (adults, yearlings,
juveniles, calves, group composition, etc.);
Description (as many distinguishing features as possible
of each individual seen, including length, shape, color, pattern, scars
or markings, shape and size of dorsal fin, shape of head, and blow
characteristics);
Detailed behavior observations (e.g., number of blows/
breaths, number of surfaces, breaching, spyhopping, diving, feeding,
traveling; as explicit and detailed as possible; note any observed
changes in behavior);
Animal's closest point of approach (CPA) and/or closest
distance from any element of the acoustic source;
Platform activity at time of sighting (e.g., deploying,
recovering, testing, shooting, data acquisition, other); and
Description of any actions implemented in response to the
sighting (e.g., delays, shutdown, ramp-up) and time and location of the
action.
If a marine mammal is detected while using the PAM system, the
following information should be recorded:
An acoustic encounter identification number, and whether
the detection was linked with a visual sighting;
Date and time when first and last heard;
Types and nature of sounds heard (e.g., clicks, whistles,
creaks, burst pulses, continuous, sporadic, strength of signal); and
Any additional information recorded such as water depth of
the hydrophone array, bearing of the animal to the vessel (if
determinable), species or taxonomic group (if determinable),
spectrogram screenshot, and any other notable information.
Reporting
A report would be submitted to NMFS within 90 days after the end of
the cruise. The report would describe the operations that were
conducted and sightings of marine mammals near the operations. The
report would provide full documentation of methods, results, and
interpretation pertaining to all monitoring. The 90-day report would
summarize the dates and locations of seismic operations, and all marine
mammal sightings (dates, times, locations, activities, associated
seismic survey activities). The report would also include estimates of
the number and nature of exposures that occurred above the harassment
threshold based on PSO observations and including an estimate of those
that were not detected, in consideration of both the characteristics
and behaviors of the species of marine mammals that affect
detectability, as well as the environmental factors that affect
detectability.
L-DEO will be required to submit a draft comprehensive report to
NMFS on all activities and monitoring results within 90 days of the
completion of the survey or expiration of the IHA, whichever comes
sooner. The report must describe all activities conducted and sightings
of protected species near the activities, must provide full
documentation of methods, results, and interpretation pertaining to all
monitoring, and must summarize the dates and locations of survey
operations and all protected species sightings (dates, times,
locations, activities, associated survey activities). The draft report
shall also include geo-referenced time-stamped vessel tracklines for
all time periods during which airguns were operating. Tracklines should
include points recording any change in airgun status (e.g., when the
airguns began operating, when they were turned off, or when they
changed from full array to single gun or vice versa). GIS files shall
be provided in ESRI shapefile format and include the UTC date and time,
latitude in decimal degrees, and longitude in decimal degrees. All
coordinates shall be referenced to the WGS84 geographic coordinate
system. In addition to the report, all raw observational data shall be
made available to NMFS. The report must summarize the information
submitted in interim monthly reports as well as additional data
collected as described above and the IHA. The draft report must be
accompanied by a certification from the lead PSO as to the accuracy of
the report, and the lead PSO may submit directly NMFS a statement
concerning implementation and effectiveness of the required mitigation
and monitoring. A final report must be submitted within 30 days
following resolution of any comments on the draft report.
Reporting Injured or Dead Marine Mammals
In the event that personnel involved in survey activities covered
by the authorization discover an injured or dead marine mammal, the L-
DEO shall report the incident to the Office of Protected Resources
(OPR), NMFS and to the NMFS West Coast Regional Stranding Coordinator
as soon as feasible. The report must include the following information:
Time, date, and location (latitude/longitude) of the first
discovery (and updated location information if known and applicable);
Species identification (if known) or description of the
animal(s) involved;
Condition of the animal(s) (including carcass condition if
the animal is dead);
[[Page 26976]]
Observed behaviors of the animal(s), if alive;
If available, photographs or video footage of the
animal(s); and
General circumstances under which the animal was
discovered.
Additional Information Requests--If NMFS determines that the
circumstances of any marine mammal stranding found in the vicinity of
the activity suggest investigation of the association with survey
activities is warranted (example circumstances noted below), and an
investigation into the stranding is being pursued, NMFS will submit a
written request to the IHA-holder indicating that the following initial
available information must be provided as soon as possible, but no
later than 7 business days after the request for information.
Status of all sound source use in the 48 hours preceding
the estimated time of stranding and within 50 km of the discovery/
notification of the stranding by NMFS; and
If available, description of the behavior of any marine
mammal(s) observed preceding (i.e., within 48 hours and 50 km) and
immediately after the discovery of the stranding.
Examples of circumstances that could trigger the additional
information request include, but are not limited to, the following:
Atypical nearshore milling events of live cetaceans;
Mass strandings of cetaceans (two or more individuals, not
including cow/calf pairs);
Beaked whale strandings;
Necropsies with findings of pathologies that are unusual
for the species or area; or
Stranded animals with findings consistent with blast
trauma.
In the event that the investigation is still inconclusive, the
investigation of the association of the survey activities is still
warranted, and the investigation is still being pursued, NMFS may
provide additional information requests, in writing, regarding the
nature and location of survey operations prior to the time period
above.
Vessel Strike--In the event of a ship strike of a marine mammal by
any vessel involved in the activities covered by the authorization, L-
DEO must shall report the incident to OPR, NMFS and to regional
stranding coordinators as soon as feasible. The report must include the
following information:
Time, date, and location (latitude/longitude) of the
incident;
Species identification (if known) or description of the
animal(s) involved;
Vessel's speed during and leading up to the incident;
Vessel's course/heading and what operations were being
conducted (if applicable);
Status of all sound sources in use;
Description of avoidance measures/requirements that were
in place at the time of the strike and what additional measures were
taken, if any, to avoid strike;
Environmental conditions (e.g., wind speed and direction,
Beaufort sea state, cloud cover, visibility) immediately preceding the
strike;
Estimated size and length of animal that was struck;
Description of the behavior of the marine mammal
immediately preceding and following the strike;
If available, description of the presence and behavior of
any other marine mammals immediately preceding the strike;
Estimated fate of the animal (e.g., dead, injured but
alive, injured and moving, blood or tissue observed in the water,
status unknown, disappeared); and
To the extent practicable, photographs or video footage of
the animal(s).
Negligible Impact Analysis and Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through harassment, NMFS considers other factors, such as the
likely nature of any responses (e.g., intensity, duration), the context
of any responses (e.g., critical reproductive time or location,
migration), as well as effects on habitat, and the likely effectiveness
of the mitigation. We also assess the number, intensity, and context of
estimated takes by evaluating this information relative to population
status. Consistent with the 1989 preamble for NMFS's implementing
regulations (54 FR 40338; September 29, 1989), the impacts from other
past and ongoing anthropogenic activities are incorporated into this
analysis via their impacts on the environmental baseline (e.g., as
reflected in the regulatory status of the species, population size and
growth rate where known, ongoing sources of human-caused mortality, or
ambient noise levels).
To avoid repetition, our analysis applies to all species listed in
Tables 7 and 9, given that NMFS expects the anticipated effects of the
proposed geophysical survey to be similar in nature. Where there are
meaningful differences between species or stocks, or groups of species,
in anticipated individual responses to activities, impact of expected
take on the population due to differences in population status, or
impacts on habitat, NMFS has identified species-specific factors to
inform the analysis.
NMFS does not anticipate that serious injury or mortality would
occur as a result of L-DEO's proposed survey, even in the absence of
proposed mitigation. Thus the proposed authorization does not authorize
any mortality. As discussed in the Potential Effects section, non-
auditory physical effects, stranding, and vessel strike are not
expected to occur.
We propose to authorize a limited number of instances of Level A
harassment of seven species and Level B harassment of 26 marine mammal
species. However, we believe that any PTS incurred in marine mammals as
a result of the proposed activity would be in the form of only a small
degree of PTS, not total deafness, and would be unlikely to affect the
fitness of any individuals, because of the constant movement of both
the Langseth and of the marine mammals in the project areas, as well as
the fact that the vessel is not expected to remain in any one area in
which individual marine mammals would be expected to concentrate for an
extended period of time (i.e., since the duration of exposure to loud
sounds will be relatively short). Also, as described above, we expect
that marine mammals would be likely to move away from a sound source
that represents an aversive stimulus, especially at levels that would
be expected to result in PTS, given sufficient notice of the Langseth's
approach due to the vessel's relatively low speed when conducting
seismic surveys. We expect that the majority of takes would be in the
form of short-term Level B behavioral harassment in the form of
temporary avoidance of the area or decreased foraging (if such activity
were occurring), reactions that are considered to be of low severity
and with no lasting biological consequences (e.g., Southall et al.,
2007). The proposed geophysical survey occurs outside of the U.S. EEZ
and outside of
[[Page 26977]]
any established Biologically Important Areas or critical habitat.
Potential impacts to marine mammal habitat were discussed
previously in this document (see Potential Effects of the Specified
Activity on Marine Mammals and their Habitat). Marine mammal habitat
may be impacted by elevated sound levels, but these impacts would be
temporary. Prey species are mobile and are broadly distributed
throughout the project areas; therefore, marine mammals that may be
temporarily displaced during survey activities are expected to be able
to resume foraging once they have moved away from areas with disturbing
levels of underwater noise. Because of the relatively short duration
(~19 days) and temporary nature of the disturbance, the availability of
similar habitat and resources in the surrounding area, the impacts to
marine mammals and the food sources that they utilize are not expected
to cause significant or long-term consequences for individual marine
mammals or their populations.
The activity is expected to impact a small percentage of all marine
mammal stocks that would be affected by L-DEO's proposed survey (less
than seven percent of all species). Additionally, the acoustic
``footprint'' of the proposed survey would be small relative to the
ranges of the marine mammals that would potentially be affected. Sound
levels would increase in the marine environment in a relatively small
area surrounding the vessel compared to the range of the marine mammals
within the proposed survey area.
The proposed mitigation measures are expected to reduce the number
and/or severity of takes by allowing for detection of marine mammals in
the vicinity of the vessel by visual and acoustic observers, and by
minimizing the severity of any potential exposures via power downs and/
or shutdowns of the airgun array. Based on previous monitoring reports
for substantially similar activities that have been previously
authorized by NMFS, we expect that the proposed mitigation will be
effective in preventing at least some extent of potential PTS in marine
mammals that may otherwise occur in the absence of the proposed
mitigation.
The ESA-listed marine mammal species under our jurisdiction that
are likely to be taken by the proposed surveys include the endangered
sei, fin, blue, sperm, and Central America DPS humpback whales, and the
threatened Mexico DPS humpback whale and Guadalupe fur seal. We propose
to authorize very small numbers of takes for these species relative to
their population sizes. Given the low probability of fitness impacts to
any individual, combined with the small portion of any of these stocks
impacted, we do not expect population-level impacts to any of these
species. The other marine mammal species that may be taken by
harassment during the proposed survey are not listed as threatened or
endangered under the ESA. With the exception of the northern fur seal,
none of the non-listed marine mammals for which we propose to authorize
take are considered ``depleted'' or ``strategic'' by NMFS under the
MMPA.
NMFS concludes that exposures to marine mammal species and stocks
due to L-DEO's proposed survey would result in only short-term
(temporary and short in duration) effects to individuals exposed.
Animals may temporarily avoid the immediate area, but are not expected
to permanently abandon the area. Major shifts in habitat use,
distribution, or foraging success are not expected. NMFS does not
anticipate the proposed take estimates to impact annual rates of
recruitment or survival.
In summary and as described above, the following factors primarily
support our preliminary determination that the impacts resulting from
this activity are not expected to adversely affect the species or stock
through effects on annual rates of recruitment or survival:
No mortality is anticipated or authorized;
The proposed activity is temporary and of relatively short
duration (19 days);
The anticipated impacts of the proposed activity on marine
mammals would primarily be temporary behavioral changes due to
avoidance of the area around the survey vessel;
The number of instances of PTS that may occur are expected
to be very small in number. Instances of PTS that are incurred in
marine mammals would be of a low level, due to constant movement of the
vessel and of the marine mammals in the area, and the nature of the
survey design (not concentrated in areas of high marine mammal
concentration);
The availability of alternate areas of similar habitat
value for marine mammals to temporarily vacate the survey area during
the proposed survey to avoid exposure to sounds from the activity;
The potential adverse effects on fish or invertebrate
species that serve as prey species for marine mammals from the proposed
survey would be temporary and spatially limited; and
The proposed mitigation measures, including visual and
acoustic monitoring, power-downs, and shutdowns, are expected to
minimize potential impacts to marine mammals.
Based on the analysis contained herein of the likely effects of the
specified activity on marine mammals and their habitat, and taking into
consideration the implementation of the proposed monitoring and
mitigation measures, NMFS preliminarily finds that the total marine
mammal take from the proposed activity will have a negligible impact on
all affected marine mammal species or stocks.
Small Numbers
As noted above, only small numbers of incidental take may be
authorized under Sections 101(a)(5)(A) and (D) of the MMPA for
specified activities other than military readiness activities. The MMPA
does not define small numbers and so, in practice, where estimated
numbers are available, NMFS compares the number of individuals taken to
the most appropriate estimation of abundance of the relevant species or
stock in our determination of whether an authorization is limited to
small numbers of marine mammals. Additionally, other qualitative
factors may be considered in the analysis, such as the temporal or
spatial scale of the activities.
Table 9 provides the numbers of take by Level A and Level B
harassment proposed for authorization, which are used herefor purposes
of the small numbers analysis. The numbers of marine mammals that we
propose for authorized take would be considered small relative to the
relevant populations (less than seven percent for all species and
stocks) for the species for which abundance estimates are available.
Based on the analysis contained herein of the proposed activity
(including the proposed mitigation and monitoring measures) and the
anticipated take of marine mammals, NMFS preliminarily finds that small
numbers of marine mammals will be taken relative to the population size
of the affected species or stocks.
Unmitigable Adverse Impact Analysis and Determination
There are no relevant subsistence uses of the affected marine
mammal stocks or species implicated by this action. Therefore, NMFS has
preliminarily determined that the total taking of affected species or
stocks would not have an unmitigable adverse impact on the availability
of such species or stocks for taking for subsistence purposes.
[[Page 26978]]
Endangered Species Act (ESA)
Section 7(a)(2) of the Endangered Species Act of 1973 (ESA: 16
U.S.C. 1531 et seq.) requires that each Federal agency insure that any
action it authorizes, funds, or carries out is not likely to jeopardize
the continued existence of any endangered or threatened species or
result in the destruction or adverse modification of designated
critical habitat. To ensure ESA compliance for the issuance of IHAs,
NMFS consults internally, in this case with the ESA Interagency
Cooperation Division whenever we propose to authorize take for
endangered or threatened species.
NMFS is proposing to authorize take of sei whales, fin whales, blue
whales, sperm whales, Central America DPS humpback whales, Mexico DPS
humpback whales and Guadalupe fur seals which are listed under the ESA.
The Permit and Conservation Division has requested initiation of
Section 7 consultation with the Interagency Cooperation Division for
the issuance of this IHA. NMFS will conclude the ESA consultation prior
to reaching a determination regarding the proposed issuance of the
authorization.
Proposed Authorization
As a result of these preliminary determinations, NMFS proposes to
issue an IHA to L-DEO for conducting a marine geophysical survey in the
northeast Pacific Ocean in summer of 2019, provided the previously
mentioned mitigation, monitoring, and reporting requirements are
incorporated. A draft of the proposed IHA can be found at https://www.fisheries.noaa.gov/permit/incidental-take-authorizations-under-marine-mammal-protection-act.
Request for Public Comments
We request comment on our analyses, the proposed authorization, and
any other aspect of this Notice of Proposed IHA for L-DEO's proposed
survey. We also request comment on the potential for renewal of this
proposed IHA as described in the paragraph below. Please include with
your comments any supporting data or literature citations to help
inform our final decision on the request for MMPA authorization.
On a case-by-case basis, NMFS may issue a one-year IHA renewal with
an expedited public comment period (15 days) when (1) another year of
identical or nearly identical activities as described in the Specified
Activities section is planned or (2) the activities would not be
completed by the time the IHA expires and a second IHA would allow for
completion of the activities beyond that described in the Dates and
Duration section, provided all of the following conditions are met:
A request for renewal is received no later than 60 days
prior to expiration of the current IHA;
The request for renewal must include the following:
(1) An explanation that the activities to be conducted under the
proposed Renewal are identical to the activities analyzed under the
initial IHA, are a subset of the activities, or include changes so
minor (e.g., reduction in pile size) that the changes do not affect the
previous analyses, mitigation and monitoring requirements, or take
estimates (with the exception of reducing the type or amount of take
because only a subset of the initially analyzed activities remain to be
completed under the Renewal); and
(2) A preliminary monitoring report showing the results of the
required monitoring to date and an explanation showing that the
monitoring results do not indicate impacts of a scale or nature not
previously analyzed or authorized.
Upon review of the request for renewal, the status of the
affected species or stocks, and any other pertinent information, NMFS
determines that there are no more than minor changes in the activities,
the mitigation and monitoring measures will remain the same and
appropriate, and the findings in the initial IHA remain valid.
Dated: June 3, 2019.
Donna S. Wieting,
Director, Office of Protected Resources, National Marine Fisheries
Service.
[FR Doc. 2019-12010 Filed 6-7-19; 8:45 am]
BILLING CODE 3510-22-P