Amendments to the Marine Radar Observer Refresher Training Regulations, 26580-26592 [2019-11905]
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Federal Register / Vol. 84, No. 110 / Friday, June 7, 2019 / Rules and Regulations
Medicare, that is included on the
preclusion list because of a felony
conviction will remain on the
preclusion list for a 10-year period,
beginning on the date of the felony
conviction, unless CMS determines that
a shorter length of time is warranted.
Factors that CMS considers in making
such a determination are—
(1) The severity of the offense;
(2) When the offense occurred; and
(3) Any other information that CMS
deems relevant to its determination.
(D) In cases where an individual is
excluded by the OIG, the individual
must remain on the preclusion list until
the expiration of the CMS-imposed
preclusion list period or reinstatement
by the OIG, whichever occurs later.
(viii) Payment denials under
paragraph (c)(6) of this section that are
based upon the prescriber’s inclusion on
the preclusion list are not appealable by
beneficiaries.
*
*
*
*
*
Dated: June 3, 2019.
Ann C. Agnew,
Executive Secretary to the Department,
Department of Health and Human Services.
[FR Doc. 2019–11923 Filed 6–5–19; 8:45 am]
BILLING CODE 4120–01–P
DEPARTMENT OF HEALTH AND
HUMAN SERVICES
Office of the Secretary
45 CFR Part 88
RIN 0945–AA10
Protecting Statutory Conscience
Rights in Health Care; Delegations of
Authority
Correction
In rule document 2019–09667
beginning on page 23170 in the issue of
Tuesday, May 21, 2019 make the
following correction:
On pages 23170 through 23272 the
date at the top of the page should read
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[FR Doc. C1–2019–09667 Filed 6–6–19; 8:45 am]
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BILLING CODE 1301–00–D
DEPARTMENT OF HOMELAND
SECURITY
Coast Guard
46 CFR Parts 10, 11, and 15
[Docket No. USCG–2018–0100]
RIN 1625–AC46
Amendments to the Marine Radar
Observer Refresher Training
Regulations
Coast Guard, DHS.
Final rule.
AGENCY:
ACTION:
The Coast Guard is revising
its merchant mariner credentialing
regulations to remove obsolete portions
of the radar observer requirements and
harmonize the radar observer
endorsement with the merchant mariner
credential. These revisions will reduce
an unnecessary financial burden on
mariners required to hold a radar
observer endorsement. This rule will
affect mariners who have served on
radar-equipped vessels, in a position
that routinely uses radar for 1 year in
the previous 5 years for navigation and
collision avoidance purposes, and
mariners who have taught a Coast
Guard-approved or accepted radar
course at least twice within the past 5
years. These mariners will no longer be
required to complete a Coast Guardapproved or accepted radar refresher or
recertification course in order to renew
their radar observer endorsements. We
are retaining the existing requirements
for mariners seeking an original radar
observer endorsement and for mariners
who do not have 1 year of routine
relevant sea service on board radarequipped vessels in the previous 5 years
or have not taught a Coast Guardapproved or accepted radar course at
least twice within the past 5 years. This
final rule adopts, with modification, the
notice of proposed rulemaking
published on June 11, 2018.
DATES: This final rule is effective July
22, 2019.
ADDRESSES: You may view comments
and related material identified by
docket number USCG–2018–0100 using
the Federal eRulemaking Portal at
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For
information about this document call or
email Mr. Davis Breyer, Coast Guard;
telephone 202–372–1445, email
davis.j.breyer@uscg.mil.
SUPPLEMENTARY INFORMATION:
SUMMARY:
Table of Contents for Preamble
I. Abbreviations
II. Basis and Purpose
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III. Background and Regulatory History
IV. Discussion of Comments and Changes
V. Discussion of the Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Abbreviations
ARPA Automatic Radar Plotting Aids
BLS Bureau of Labor Statistics
CFR Code of Federal Regulations
CGAA 2015 Coast Guard Authorization Act
of 2015
CGAA 2018 Coast Guard Authorization Act
of 2018
DHS Department of Homeland Security
FR Federal Register
MERPAC Merchant Marine Personnel
Advisory Committee
MMC Merchant Mariner Credential
MMLD Merchant Mariner Licensing and
Documentation
NPRM Notice of proposed rulemaking
OMB Office of Management and Budget
RA Regulatory analysis
RFA Regulatory Flexibility Act
§ Section
STCW International Convention on the
Standards of Training, Certification and
Watchkeeping for Seafarers, 1978, as
amended
STCW Code Seafarers’ Training,
Certification and Watchkeeping Code
U.S.C. United States Code
II. Basis and Purpose
This rule amends the radar observer
requirements by removing obsolete
portions and harmonizing the expiration
dates of the radar observer endorsement
and the merchant mariner credential
(MMC). Title 46 of the United States
Code (U.S.C.), Section 7101 authorizes
the Coast Guard to determine and
establish the experience and
professional qualifications required for
the issuance of officer credentials. The
Secretary of the Department of
Homeland Security (DHS) has delegated
46 U.S.C. 7101 authority to the
Commandant of the Coast Guard by
Department of Homeland Security
Delegation No. 0170.1(II)(92)(e). The
specifics of these professional
qualifications and the Coast Guard’s
evaluation process are prescribed by
Title 46 Code of Federal Regulations
(CFR) parts 10 and 11, and the manning
requirements are detailed in 46 CFR part
15. Section 304 of the Coast Guard
Authorization Act of 2015 (CGAA 2015),
Public Law 114–120, February 8, 2016
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(codified as a statutory note to 46 U.S.C.
7302), requires the harmonization of
expiration dates of a mariner’s radar
observer endorsement with the MMC
and the medical certificate, subject to
certain exceptions.1 The CGAA 2015
specifies that the process to harmonize
cannot require a mariner to renew the
MMC before it expires. Section 829 of
the Coast Guard Authorization Act of
2018 (CGAA 2018), Public Law 115–
282, requires the Coast Guard to issue a
final rule eliminating the requirement
that a mariner actively using the
mariner’s credential complete a Coast
Guard-approved or accepted refresher or
re-certification course to maintain a
radar observer endorsement. Section
829 exempts the final rule eliminating
the refresher course requirement from 5
U.S.C. chapters 5 and 6, and Executive
Orders 12866 and 13563. This rule
meets the statutory requirement of
Section 304 of the CGAA 2015 with
regard to the radar observer
endorsement as well as Section 829 of
the CGAA 2018 regarding elimination of
the refresher course requirement. The
CGAA 2015 requirement regarding the
medical certificate has already been met
through policy.2
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III. Background and Regulatory History
Prior to this rule, 46 CFR 11.480
required that a mariner with a radar
observer endorsement complete a Coast
Guard-approved or accepted radar
observer refresher or re-certification
course every 5 years to maintain a valid
radar observer endorsement on his or
her MMC. In the notice of proposed
rulemaking (NPRM) [83 FR 26933], we
explained the history of that
requirement and why, without
regulatory change, it was not possible to
harmonize the expiration dates of the
radar course completion certificate and
the MMC.3 The NPRM also explained
the recommendations received from the
Merchant Marine Personnel Advisory
Committee (MERPAC). MERPAC is the
federal advisory group representing
matters relating to maritime personnel,
including training, qualifications,
1 Public Law 114–120, sec. 304(c), creates an
exception for individuals (1) holding a merchant
mariner credential with—(A) an active Standards of
Training, Certification, and Watchkeeping
endorsement; or (B) Federal first-class pilot
endorsement; or (2) who have been issued a timerestricted medical certificate.
2 CG–MMC Policy Letter 01–18: Guidelines for
Requesting Harmonization of Expiration Dates of
Merchant Mariner Credentials and Mariner Medical
Certificates when Applying for an Original or
Renewal Merchant Mariner Credential. https://
www.dco.uscg.mil/Portals/9/DCO%20Documents/
5p/5ps/MMC/CG-MMC-2%20Policies/CGMMC%2001-18%20Harmonization.pdf?ver=201803-02-071916-180.
3 83 FR 26933, 26934, June 11, 2018.
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certification, documentation, fitness
standards, and other matters. At
Meeting 43 in September 2015,
MERPAC recommended that the Coast
Guard review whether requiring training
for radar renewal every five years makes
sense or if underway service on a vessel
equipped with radar should be
considered adequate experience for
renewal (MERPAC Recommendation
2015–56).4 MERPAC recommended the
Coast Guard consider the history of the
radar observer endorsement, the current
state of radar observer training and
prevalence of radar, and the concept
that knowledge and skills will degrade
with time if not used or refreshed
through training. MERPAC also
recommended that the Coast Guard
consider whether the radar observer
endorsement must be on the credential.
The Coast Guard considered these
recommendations when drafting the
NPRM.
In response to Executive Order 13771
of January 30, 2017 (Reducing
Regulation and Controlling Regulatory
Costs), the Coast Guard asked the public
and each of the Coast Guard’s federal
advisory committees for suggestions on
Coast Guard regulations, guidance
documents, interpretive documents, and
collections of information that should
be removed or modified to alleviate
unnecessary burdens. The Coast Guard
received requests to revise its radar
endorsement renewal regulations from
both inquiries. In March 2018, MERPAC
recommended again that the Coast
Guard address radar observer
endorsement renewal requirements.5
Additionally, from the general
solicitation to the public, the Coast
Guard received three requests for the
Coast Guard to address radar observer
endorsement renewal requirements.6
The Coast Guard has concluded that
the current requirement for the
completion of a Coast Guard-approved
or accepted radar refresher or recertification course for mariners with
relevant and recent service in a position
using radar for navigation and collision
avoidance purposes, on board vessels
equipped with radar, is not necessary.
4 Task Statement #91 from MERPAC. (available at
https://homeport.uscg.mil/Lists/Content/
DispForm.aspx?&ID=805&Source=https://
homeport.uscg.mil/missions/ports-and-waterways/
safety-advisory-committees/merpac/taskstatements-2.
5 MERPAC Recommendation #4 to Task
Statement #103 (available at https://
homeport.uscg.mil/Lists/Content/DispForm.aspx?
ID=13660&Source=/Lists/Content/
DispForm.aspx?ID=13660).
6 https://www.regulations.gov/document?
D=USCG-2017-0480-0102 (page 3) and https://
www.regulations.gov/document?D=USCG-20170480-0147 (page 11).
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Completion of radar renewal training is
unnecessarily burdensome to mariners
who serve in a position that routinely
uses radar for navigational and collision
avoidance purposes. The potential for
accidents still exists, and it is important
for mariners to be proficient in the use
of radar as both a navigation and
collision avoidance tool. But, radar
carriage requirements, both in the
United States and internationally, have
increased in the last 60 years, and the
current domestic training requirements
have been in place for 36 years. As a
result, currently, mariners on vessels
outfitted with radar maintain
proficiency in the use of radar through
its constant use to navigate and prevent
collisions.
Section 304 of the CGAA 2015
requires the harmonization of expiration
dates of a mariner’s radar observer
endorsement with his or her MMC, and
prohibits requiring a mariner to renew
a credential before it expires. In this
context, the MMC is the primary
credential documenting the individual’s
qualifications to perform specific
functions on board a ship, and should
be the point of alignment when
harmonizing the expiration dates of a
mariner’s endorsements.
In looking at this requirement, the
Coast Guard also considered Executive
Order 13771 (Reducing Regulation and
Controlling Regulatory Costs) of January
30, 2017, the Office of Management and
Budget (OMB) Guidance of April 5,
2017, on that Executive order, and
Executive Order 13777 (Enforcing the
Regulatory Reform Agenda) of February
24, 2017. These directives require
agencies to review regulations in order
to provide a reduction of regulatory
costs to members of the public.
Elimination of the requirement to take a
radar refresher or re-certification course
every 5 years will eliminate an
unnecessary burden on the active
mariner and make harmonization
possible.
The NPRM published on June 11,
2018, and the comment period closed
on July 11, 2018. In the NPRM, the
Coast Guard proposed to remove the
radar refresher or re-certification course
requirement for an active mariner who
serves, for 1 year in the previous 5
years, in a position using radar for
navigation and collision avoidance
purposes on vessels equipped with
radar, or serves as a qualified instructor
for a Coast Guard-approved or accepted
radar course at least twice within the
past 5 years. Radar technology and other
equipment associated with radar is still
evolving. Radar observer trainees and
mariners with limited sea service need
current information provided via
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training to maximize their
familiarization with the equipment
furnished on board when serving on
their first vessel as a radar observer.
Mariners with appropriate sea service,
including experience using radar, will
be exposed to these developments on
board. Instructors of Coast Guardapproved or accepted radar courses will
be exposed to developments by
updating course materials and teaching.
These instructors must regularly update
course materials in order to ensure that
they remain current on developments
and are able to properly lecture and
critique their students during
simulations.
This final rule adopts the June 11,
2018 NPRM, with the following 5
modifications. First, we have amended
the regulatory text in § 10.232(a)(2)(vii)
and § 11.480(g) to clarify that a mariner
must serve in a position that routinely
uses radar for navigation and collision
avoidance purposes on vessels equipped
with radar. The Coast Guard added the
‘‘routine’’ requirement to the regulatory
text to clarify that this rule eliminates
the requirement for refresher or recertification training for those mariners
who have keep their radar skills
‘‘refreshed’’ and up to date through the
use of radar. Radar skills are not
refreshed on board a vessel when not
routinely used. The concept of ‘‘routine
use’’ was discussed in the preamble to
the NRPM, but was not specifically laid
out in the regulatory text. Second, as
requested by a commenter, we have
clarified in § 10.232(a)(6) that the Coast
Guard intended to include maritime
pilots within the scope of the NPRM.
Therefore, for pilots seeking to renew a
radar observer endorsement, the pilot
association’s letter should indicate that
the vessels piloted were equipped with
radar, and that radar was used by the
pilot for navigation and collision
avoidance purposes. Third, we have
clarified regulatory text in § 15.815(d)
that allows for mariners to sail without
a radar observer endorsement, provided
that they hold, and have immediately
available, a course completion
certificate issued within in the last 5
years from a Coast Guard-approved or
accepted radar course. In this final rule
we have clarified that this exception is
only available for five years after the
effective date of the final rule and that
the certificate must have been issued
within the previous 5 years. Fourth, we
have removed the reference to a license
as Merchant Mariner Credentials have
replaced licenses. Finally, we clarified
in 46 CFR 11.480(g) and (h) that this
rulemaking applies to mariners applying
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for raises of grade or new endorsements
under 46 CFR 10.231.
IV. Discussion of Comments and
Changes
The Coast Guard received 74
submissions by the public in response
to the NPRM published on June 11,
2018. Comments came from maritime
training institutions that teach radar
observer courses, individual radar
course instructors, national and local
trade associations—including those for
pilots, towing, assistance towing tugs,
barges, and passenger vessels—
individual mariners, and members of
the general public. Commenters
expressed a wide range of experiences,
including both on oceans and inland
rivers. The following discussion
contains an analysis of comments
received and an explanation of changes
made to the rule as proposed in the
NPRM. The Coast Guard appreciates all
the comments on this matter.
Comments in Support of the Proposal
The majority of commenters agreed
with the proposed changes. Those
agreeing with the NPRM generally
stated that the existing required training
is a financial burden to active mariners,
especially because the required training
focuses on the use of techniques that are
not suitable for modern ships and radar
equipment.
Comments Opposed to the Proposal,
Anticipating Increase in Accident Rate
and Company Liabilities
Several commenters felt that this rule
would increase accident rates, with
some citing the possibility of increased
liability and a change of the
apportionment of damages in the event
of a casualty. The Coast Guard
disagrees. The amended regulations will
not change the current level of safety.
Sections 15.405 (Familiarity with Vessel
Characteristics) and 15.1105
(Familiarization and Basic Training
(BT)) of 46 CFR remain unchanged.
These regulations require that, before
assuming their duties, credentialed
mariners become familiar with their
duties and the equipment that they will
be using. The company’s responsibility
in the event of a casualty remains the
same. And, radar observer training
continues to be required for mariners
without recent experience either using
radar or instructing others in its use.
Concerns About Possible Skill Loss
Some commenters were concerned
that changing the radar refresher or recertification training requirements will
result in the loss of radar skills. The
Coast Guard disagrees. Although
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mariners serving on vessels equipped
with modern radars and automatic radar
plotting aids (ARPA) may not be
performing transfer plotting of all radar
contacts, they are using their
knowledge, experience, and skill in
vector analysis and the true and relative
motion concepts learned in radar
observer training to make their own
assessment of collision risk and to verify
the target data determined by the radar
or ARPA. This consistent use of true
and relative motion concepts and vector
analysis is sufficient for mariners to
retain proficiency. Additionally, 46 CFR
15.405 and 15.1105 address
familiarization regarding the proper
operation of the radar equipment for
mariners on board ships. Therefore, the
Coast Guard does not believe that this
will have any negative impact on safety.
Skill Retention Through Recent
Experience
One commenter disagreed that 1 year
of sea service in the last 5 years is
adequate, by itself, to demonstrate
relevant knowledge and recency in
radar and felt that the Coast Guard
should still require a refresher or
recertification course. This commenter
also disagreed with the Coast Guard’s
comparison to the 1:5 standard for Basic
Training in the development of the
standard for radar. The commenter felt
that the comparison to the Basic
Training standard was inadequate
because there are no monthly drill
requirements to reinforce skills taught
in a radar course as monthly fire and
abandon ship drills do for Basic
Training skills. The Coast Guard
disagrees. A radar operator retains
proficiency in the skills learned in the
mariner’s original radar endorsement
training through shipboard experience
using radar during navigational
watchkeeping. Monthly drills are not
required to retain this proficiency when
radar is being regularly used by a
mariner. The Coast Guard has
historically accepted that a stated
minimum amount of relevant sea
service meets the renewal requirements
for each specific MMC endorsement. In
general, refresher training is only
required of those mariners who do not
meet the renewal sea service
requirements. Radar has been the only
exception to this policy. The
requirement for a radar refresher or
recertification course is a holdover from
when radar was not prevalent and
training was not universally required.
That is no longer the case. The use of
radar is now so prevalent and
automated that it is equivalent to the
skills for other MMC endorsements with
regard to skill retention. Therefore, the
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Coast Guard has retained the sea service
requirements as proposed in the NPRM.
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Rivers and Inland Waters vs. Ocean
Radar Use
Some commenters noted that
mariners on rivers and inland waters do
not use radar for collision avoidance in
the same way as mariners on oceans.
These commenters said that the recertification or refresher courses
covering open-water relative motion
concepts is not relevant to a river
environment. These commenters agreed
that mariners who work on rivers and
confined inland waters do not retain
relative motion concepts, but disagreed
on how this issue should be addressed.
One commenter asserted that the
traditional ‘‘unlimited’’ re-certification
course covering open-water relative
motion concepts should be retained,
while another felt that because mariners
do not use these concepts on rivers, they
do not need to be refreshed by training.
A third commenter felt that refresher or
re-certification training on open-water
concepts is not appropriate for inland
and rivers mariners, but that refresher or
re-certification training tailored to rivers
operations should be required. The
Coast Guard acknowledges that
mariners on rivers and confined inland
waters use radar differently than
mariners on oceans, but disagrees that
mariners who serve in positions that
routinely use radar need recurrent
training. Regardless of the type of
waterway, active mariners with 1 year of
service in the previous 5 years in a
position that routinely uses radar will
retain proficiency for the waters upon
which they operate.
Suggested Alternative Radar Observer
Refresher or Re-Certification
Requirements
Some commenters suggested that the
Coast Guard revise current radar
observer refresher or re-certification
course requirements to provide mariners
with information that updates their
knowledge and skills with the latest
radar-associated equipment, such as
radar equipment features, Automatic
Identification Systems, ARPA, and
Electronic Chart Display and
Information Systems. The Coast Guard
is reviewing these comments and may
take separate action in the future on this
matter, if it is warranted after a
complete analysis. This rule, however,
addresses the requirement to take the
course rather than the content of the
course.
The Coast Guard also noticed that
many commenters, both agreeing and
disagreeing with the proposed rule
change, believed that the current value
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of the radar refresher or re-certification
courses lay in the provision of updates
to the mariner about new developments
in radar technology. The Coast Guard
will consider whether and how this
information should be distributed, and
may ask MERPAC to consider the matter
in the future.
Suggested Removal of All Radar
Observer Renewal Requirements
Some commenters requested that the
Coast Guard remove the radar observer
renewal requirement for all mariners,
even those with less than 1 year of sea
service in a position that routinely uses
radar within the last 5 years. The Coast
Guard disagrees. A mariner who has not
used radar as part of his or her
navigational watchkeeping for 1 year
within the last 5 years will lose
proficiency; as discussed in the NPRM,
studies have shown that skills
deteriorate over time when not
performed. This rule retains the current
refresher or re-certification requirements
for those mariners.
Clarifying That Maritime Pilots Are
Included Within the Proposed Rule
Several commenters requested
clarification about whether the Coast
Guard had intended to include maritime
pilots within the proposed rule. The
Coast Guard intended to include
maritime pilots within the proposed
rule and has amended § 10.232(a)(6) to
provide that clarification.
Limiting the Rule to Only Credentialed
Masters and Mates
One commenter recommended that
the removal of the radar observer
requirement should be limited to
masters and mates. The commenter felt
it would be hard for a company to verify
that a particular mariner used radar for
collision avoidance purposes. The Coast
Guard partially agrees with the
commenter’s concern. The Coast Guard
has amended the regulatory text to state
that the radar observer position on
board ships must routinely use radar for
navigation and collision avoidance
purposes, but the Coast Guard did not
restrict the affected positions to masters
and mates as suggested. The Coast
Guard recognizes that there are
positions on board vessels, other than
mate or master that routinely use radar
and are required to hold additional
radar endorsements.
Suggested Removal of the Radar
Observer Requirement for Mariners
Working on board Assistance Towing
Vessels Equipped With Radar
A commenter suggested that mariners
within the assistance towing industry be
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26583
exempted from the requirement to hold
a radar endorsement if they are working
on board assistance towing vessels
equipped with radar, because the
assistance towing industry is exempt
from the radar carriage requirement.
This comment is outside the scope of
this rulemaking. While we appreciate
this commenter’s concerns and request,
this rulemaking is limited to the
renewal requirements of existing radar
observer endorsements.
Drug Testing Requirements
A commenter asked for a change to
drug testing requirements, citing that
the requirements for periodic drug
testing were changed in a previous
rulemaking and resulted in an increased
number of periodic drug tests. While we
appreciate this commenter’s concerns
and request, this rulemaking is limited
to the renewal requirements of existing
radar observer endorsements. We have
shared this comment with the
appropriate Coast Guard office.
Suggestions for Radar Direct Scope
Plotting Capabilities and Returning
Loran-C to Operation
A commenter suggested that marine
electronics manufacturers provide a
direct scope plotting capability to their
radar and ARPA products in order to
receive type approval. This commenter
also suggested the reinstatement of
Loran-C as a backup to GPS. These
systems were either discontinued or the
equipment specifications were adapted
nationally and internationally to the
current requirements many years ago.
While we appreciate this commenter’s
concerns and request, this rulemaking is
limited to the renewal requirements of
existing radar observer endorsements.
Suggestions for Documenting Sea
Service
A commenter suggested that the Coast
Guard develop a radar sea service letter
template to provide the affected public
with a sample document depicting the
information needed for the mariner’s
use of the alternative provided by this
rulemaking. The Coast Guard has
declined to do so at this time. The Coast
Guard does not believe that a unique sea
service letter is needed beyond the
documentation requirements of 46 CFR
10.232 for those mariners in positions
that routinely use radar for navigation
and collision avoidance purposes. The
Coast Guard is amending 46 CFR 10.232
to include information on whether the
vessel is equipped with radar and if the
mariner served in a position that
routinely uses radar for navigation and
collision avoidance purposes. The
information provided on sea service
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documents meeting the requirements of
46 CFR 10.232 should provide sufficient
documentation. If the need develops for
a radar sea service letter after the
implementation of this rule, the Coast
Guard will then consider developing a
template.
One commenter asked that the Coast
Guard ‘‘clarify that ‘1 year of sea service
within the last 5 years’ does not mean
one year of consecutive service, but
instead requires the mariner to
demonstrate a total of at least 365 days
of relevant service over the five-year
period.’’ Generally, the Coast Guard
defines 1 year, for the purpose of
complying with the service
requirements of 46 subchapter B, as 360
days when a person is assigned to work.
In order to use sea service in lieu of the
required radar refresher or recertification courses, a mariner must
provide documentary evidence of 360
days of aggregate service in the previous
5 years in a position that routinely uses
radar for navigation and collision
avoidance. The Coast Guard notes that
46 CFR 10.107 provides definitions for
service, year, and day. Mariners should
consult this regulation to determine the
specific sea service credit to which each
mariner is entitled.
A national pilot’s association
requested that, if the rule covers pilots,
that the Coast Guard allow pilots to
submit a letter from a pilot’s association
attesting to the applicant’s sea service.
The association provided draft language
to be inserted into the Coast Guard’s
proposed revised language for
§ 10.232(a)(6). As discussed above, the
Coast Guard intended to include pilots
in this rule. The language provided by
the association has been adopted into
this final rule in an amended
§ 10.232(a)(6). Pilots seeking to renew a
radar observer endorsement can submit
a letter from a pilot’s association
attesting to the applicant’s sea service.
The association’s letter should indicate
that the vessels piloted were equipped
with radar, and that radar was used by
the pilot for navigation and collision
avoidance purposes.
Online Renewal Training
Some commenters suggested that the
Coast Guard should allow online
renewal training. Although the Coast
Guard may approve certain training to
be offered online, we do not believe it
is feasible for radar observer recertification courses. As radar observer
re-certification courses are typically 1
day in duration and consist almost
exclusively of graded examinations and
practical exercises, the course is not
well-suited for online delivery.
However, online training is possible for
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portions of an original radar observer
course, or a multi-day refresher course.
Guidance on the Coast Guard’s policy
concerning online training is found in
Enclosure (5) of Navigation and Vessel
Inspection Circular 3–14.7
V. Discussion of the Rule
In this rule, the Coast Guard is
revising its regulations to eliminate the
requirement that a mariner actively
using the mariner’s credential complete
an approved or accepted refresher or recertification course to maintain a radar
observer endorsement. A mariner who
serves in a relevant position on board a
radar-equipped vessel for 1 year in the
previous 5 years will no longer be
required to complete a Coast Guardapproved or accepted radar refresher or
re-certification course per 46 CFR
11.480 to renew his or her radar
observer endorsement. The new
requirement for 1 year of sea service
within the past 5 years is consistent
with similar existing sea service
requirements found in, for example, 46
CFR 10.227(e)(1) (Requirements for
Renewal); 46 CFR 11.302(c) (Basic
Training); and 46 CFR 11.303(c)
(Advanced Firefighting). For the
purposes of this rule, relevant sea
service means having served in a
position that routinely uses radar for
navigation and collision avoidance
purposes on a radar-equipped vessel.
Additionally, mariners who provide
evidence of being a qualified instructor
and having taught a Coast Guardapproved or accepted radar course at
least twice within the past 5 years will
not be required to complete a radar
refresher or re-certification course. The
5-year interval is based on both national
and the International Convention on the
Standards of Training, Certification and
Watchkeeping for Seafarers, 1978, as
amended (STCW) endorsement
requirements that follow recognized
principles and standards of maritime
skill acquisition and retention. The
provision to allow renewal of the
endorsement by an instructor of the
radar course is consistent with the
provision in 46 CFR 10.227(e)(1)(v)
applicable to MMC renewals. This
provision would be applied to the radar
observer endorsement.
This rule eliminates the requirement
to carry a certificate of training if the
radar observer endorsement is on the
MMC, and allows the endorsement and
MMC to expire at the same time.
The Coast Guard did consider
removing the radar refresher or re7 Available at https://www.dco.uscg.mil/Portals/
9/NMC/pdfs/announcements/2014/nvic-03-14_
Course_Approval_Final_with_encls_20140122.pdf.
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certification course requirement
altogether. However, the Coast Guard
believes that the competencies required
by a radar observer would degrade if the
mariner does not use them on board
vessels or periodically refresh them by
teaching or completing a course. The
concept that knowledge and skills will
degrade with time if not used or
refreshed has been applied in other
areas of maritime training, such as the
STCW requirements for basic training
course every 5 years, and is a recognized
factor within the education industry.
While there are few specific studies in
skill degradation in the maritime
industry, this issue has been the subject
of discussion for decades in other
industries, including the aviation
industry.8 Also, radar continues to be
incorporated into other shipboard
systems and continues to change with
advancements in technology. The radar
observer must keep current with these
changes through onboard utilization of
skills or a formal course of instruction.
As a result, the Coast Guard did not
pursue removing radar renewal training
altogether.
In summary, the Coast Guard will
continue to require attendance at a radar
8 Michael W. Gillen, Degradation of Piloting
Skills (Master’s Thesis), University of North Dakota,
Grand Forks (2008), assesses professional aircraft
pilots’ basic instrument skills in the age of highly
automated cockpits. In addition to the specific
findings related to the aircraft pilots, the document
contains a literature review of applicable
background studies concerning the general theory
of learning related to skill acquisition, retention,
and declination. The referenced literature includes
a discussion of the inverse nature of practice and
completion time. Previous studies showed that the
time required to perform a task declined at a
decreasing rate as experience with the task
increased. Results from some of these previous
studies indicated a rapid rate of learning
depreciation.
Arthur Winfred, Jr., Bennett Winston, Jr., Pamela
L. Stanush, and Theresa L. McNelly, ‘‘Factors That
Influence Skill Decay and Retention: A Quantitative
Review and Analysis,’’ 11(1) Human Performance
57 (1998), presents a review of skill retention and
skill decay literature about factors that influence the
loss of trained skills or knowledge over extended
periods of non-use. Results indicated that there is
substantial skill loss after more than 365 days of
non-use or non-practice. Physical, natural, and
speed-based tasks—such as checklist and repetitive
tasks—were less susceptible to skill loss than
decision-making tasks that are cognitive, artificial,
and accuracy-based. Collision avoidance and
navigation using radar can be considered examples
of the latter category.
John M. O’Hara, ‘‘The Retention of Skills
Acquired Through Simulator-based Training,’’ 33(9)
Ergonomics 1143 (1990), examines the loss of skills
among two groups of merchant marine cadets that
were tested for watchstanding skills immediately
preceding and following a 9-month simulator-based
training program. The mitigation of decay as a
function of a retraining experience was also
evaluated. The results indicated that watchstanding
skills improved following training and declined
over the 9-month retention interval, and that
refresher training was effective in terms of skill loss
mitigation for some skill areas.
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refresher or re-certification course for
mariners seeking to renew a radar
observer endorsement on the basis of
sea service if they do not have 1 year of
relevant sea service in the previous 5
years in a position that routinely uses
radar for navigation and collision
avoidance purposes, on vessels
equipped with radar. As discussed
earlier, mariners with radar observer
endorsements who do have 1 year of
relevant sea service within the previous
5 years and have served in a position
that routinely uses radar for navigation
and collision avoidance purposes, on
board a radar-equipped vessel, or who
have met certain instructor
requirements, will be able to renew the
radar observer endorsement without
completing a course. In addition, the
radar observer endorsement will expire
with the MMC, and the mariner with a
radar observer endorsement will no
longer be required to present a course
completion certificate within 48 hours
of the demand to do so by an authorized
official.
Following is a section-by-section
discussion of the changes.
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46 CFR 11.480
Radar Observer
This rule revises 46 CFR 11.480(d),
(e), (f), (g), and (h). A current course
completion certificate from a Coast
Guard-approved or accepted radar
refresher or re-certification course in
accordance with 46 CFR 11.480 will no
longer be the only determinant of a
mariner’s continued competency as a
radar observer.
This rule revises 46 CFR 11.480 to
apply the provisions of 46 CFR
10.227(e)(1)(v) to the radar observer
endorsement. A qualified instructor
who has taught a Coast Guard-approved
or accepted radar observer course at
least twice within the past 5 years will
not be required to complete a refresher
or re-certification course, because he or
she will have met the standards to
receive a course completion certificate.
The course approval process, in
accordance with 46 CFR subpart D,
evaluates instructors to determine
whether they are qualified to teach the
course.
Mariners will be allowed to use recent
sea service in place of completing a
radar refresher or re-certification course.
Mariners able to provide evidence of 1
year of relevant sea service within the
last 5 years in a position that routinely
uses radar for navigation and collision
avoidance purposes on vessels equipped
with radar will not be required to attend
a refresher or recertification course. This
also applies to mariners applying for
raises of grade or new endorsements
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under 46 CFR 10.231. As a result, 46
CFR 11.480(g) and (h) were amended.
Prior to this rule, 46 CFR 11.480(h)
allowed an applicant seeking a raise of
grade or increase in scope of an MMC
endorsement, where the increased grade
or scope required a radar observer
certificate, to use an expired certificate
to fulfill that requirement. However, a
radar endorsement was not placed on
the credential. This provision was put
in place because, prior to this rule,
expirations of MMCs and radar
certificates rarely expired on or near the
same date. We are revising 46 CFR
11.480(h) to align the MMC with the
radar endorsement and ensure evidence
of competence in the use of the radar
through experience or completion of the
course. Consequently, applicants for a
raise of grade or increase in scope that
requires radar but do not currently have
radar endorsed on their MMC, will be
required to renew the radar
endorsement. A radar endorsement on
the MMC will be considered acceptable
evidence of current radar experience or
knowledge for purposes of a raise of
grade or increase in scope where that
increase requires radar training.
To renew a radar endorsement the
applicant must provide the following
information: (1) Evidence of 1 year of
sea service within the last 5 years in a
position that routinely uses radar for
navigation and collision avoidance
purposes on board radar-equipped
vessels; or (2) evidence of having been
a qualified instructor who has taught a
Coast Guard-approved or accepted radar
observer course at least twice within the
past 5 years; or (3) successful
completion of a Coast Guard-approved
or accepted radar course within the past
5 years. If the applicant does not
provide evidence of meeting the
requirements for the radar observer
endorsement, the endorsement will not
be granted.
46 CFR 15.815 Radar Observers
This rule revises 46 CFR 15.815 to
eliminate the requirement that a person
required to hold a radar endorsement
must have his or her course completion
certificate readily available. Having the
course completion certificate available
is no longer necessary, because the
expiration date of the MMC and the
radar endorsement coincide, making the
radar observer endorsement in the MMC
prima facie evidence that its holder
meets the radar training standards. That
was not the case previously. The Coast
Guard recognizes the need for a
transition period. Therefore, we are
modifying the language in § 15.815(d)
and removing paragraph (e) related to
carrying and producing the radar course
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26585
completion certificate. If a mariner
qualifies for a radar endorsement after
their MMC is issued, they can apply for
a radar endorsement to be added to their
MMC. This provision will expire on July
22, 2024. After that date, mariners may
serve on board a vessel in a position that
uses radar if they have a radar observer
endorsement on their MMC. While the
NPRM proposed revising § 15.815(d) to
allow the mariners listed in § 15.815(a),
(b), and (c) to sail without a radar
observer endorsement, provided that
they hold, and have immediately
available, a course completion
certificate issued within the last 5 years
from a Coast Guard-approved or
accepted radar course, the proposed text
lacked clarity and a termination date.
This final rule modifies the revision of
§ 15.815(d) to retain the intended
flexibility for mariners who were not
qualified for the radar observer
endorsement at their last credential
application, but have subsequently
completed a Coast Guard-approved or
accepted radar course and hold a course
completion certificate. Section 304 of
Public Law 114–120, CGAA 2015,
directed the Coast Guard to harmonize
MMC, medical certificate, and radar
observer expiration dates. It further
directed the Coast Guard to establish a
process that would not require mariners
to renew their MMCs early. Consistent
with the Congressional intent in section
304(b)(1) that mariners not be required
to incur unnecessary application fees,
the Coast Guard is providing this
flexibility to ensure that mariners with
valid radar observer course completion
certificates do not have to apply to add
the radar endorsement to their MMCs
before their next MMC renewal.
46 CFR 10.232 Sea Service
Finally, the Coast Guard is adding
corresponding requirements to
§ 10.232(a) so that the sea service letter
indicates whether the vessel the mariner
has served on is equipped with radar,
and that the mariner served in a
position that routinely uses radar for
navigation and collision avoidance
purposes. While certain vessels are
required to be equipped with radar,
some vessels are not required to do so,
such as offshore supply vessels of less
than 100 gross tons and mechanically
propelled vessels of less than 1,600
gross tons in ocean or coastwise service.
Although these vessels are not required
to be equipped with radar, some of them
are equipped with radars. This rule
ensures that mariners serving in a
position that routinely uses radar for
navigation and collision avoidance
purposes, on vessels equipped with
radar, will get credit towards renewal of
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the radar observer endorsement,
regardless of whether the vessel was
required to carry radar.
In addition, the Coast Guard did not
propose specific regulatory text on radar
observer endorsement requirements for
maritime pilots seeking to renew a radar
observer endorsement. In response to
several public comments asking about
pilots, the Coast Guard is amending
§ 10.232(a)(6) to clarify that, for pilots
seeking to renew a radar observer
endorsement, their association’s letter
should indicate that the vessels piloted
were equipped with radar, and that
radar was used by the pilot for
navigation and collision avoidance
purposes.
VI. Regulatory Analyses
We developed this rule after
considering numerous statutes and
Executive orders related to rulemaking.
Below we summarize our analyses
based on these statutes or Executive
orders.
A. Regulatory Planning and Review
Executive Orders 12866 (Regulatory
Planning and Review) and 13563
(Improving Regulation and Regulatory
Review) direct agencies to assess the
costs and benefits of available regulatory
alternatives and, if regulation is
necessary, to select regulatory
approaches that maximize net benefits
(including potential economic,
environmental, public health and safety
effects, distributive impacts, and
equity). Executive Order 13563
emphasizes the importance of
quantifying both costs and benefits, of
reducing costs, of harmonizing rules,
and of promoting flexibility. Executive
Order 13771 (Reducing Regulation and
Controlling Regulatory Costs) directs
agencies to reduce regulation and
control regulatory costs and provides
that ‘‘for every one new regulation
issued, at least two prior regulations be
identified for elimination, and that the
cost of planned regulations be prudently
managed and controlled through a
budgeting process.’’
The Office of Management and Budget
(OMB) has not designated this rule a
‘‘significant regulatory action,’’ under
section 3(f) of Executive Order 12866.
Accordingly, OMB has not reviewed it.
DHS considers this rule to be an
Executive Order 13771 deregulatory
action. See OMB’s Memorandum
‘‘Guidance Implementing Executive
Order 13771, Titled ‘Reducing
Regulation and Controlling Regulatory
Costs’ ’’ (April 5, 2017). Details on the
estimated cost savings of this rule can
be found in the rule’s regulatory
analysis (RA) that follows.
Table 1 summarizes the changes to
the regulatory text from the NPRM to
this final rule. In this final rule, the
Coast Guard incorporated ‘‘routinely’’
into §§ 10.232(a)(2)(vii) and 11.480(g),
and ‘‘For those pilots seeking to renew
a radar observer endorsement, the
association’s letter should indicate that
the vessels piloted were equipped with
radar, and that radar was used by the
pilot for navigation and collision
avoidance purposes’’ in § 10.232(a)(6).
These revisions to the regulatory text
proposed in the NPRM were only for
clarification purposes; thus, the
numerical assessment and conclusions
from the RA included in the NPRM (83
FR 26933, June 11, 2018) remain
unchanged.
TABLE 1—SUMMARY OF CHANGES FROM NPRM TO FINAL RULE
Regulatory text
NPRM
Final rule
Resulting impact on
RA
§ 10.232(a)(2)(vii) ....
Mariner served in a positon using radar ..........
Mariner served in a position that routinely uses
radar.
§ 10.232(a)(6) ..........
An applicant who has been acting as a pilot
may submit a letter from a pilot’s association
attesting to the applicant’s sea service. Pilots not part of an association may submit
other relevant records indicating service,
such as billing forms. For a raise-of-grade,
pilots must comply with the requirements of
paragraph (a)(2) of this section.
§ 11.480(g) ..............
1 year of relevant sea service within the last 5
years in a position using radar.
An applicant who has been acting as a pilot
may submit a letter from a pilot’s association
attesting to the applicant’s sea service. For
those pilots seeking to renew a radar observer endorsement, the association’s letter
should indicate that the vessels piloted were
equipped with radar, and that radar was
used by the pilot for navigation and collision
avoidance purposes. Pilots not part of an
association may submit other relevant
records indicating service, such as billing
forms. For a raise-of-grade, pilots must comply with the requirements of paragraph
(a)(2) of this section.
1 year of relevant sea service within the last 5
years in a position that routinely uses radar.
No impact; edits made
for clarification purposes.
No impact; edits made
for consistency with
46 CFR
10.232(a)(2)(vii).
§ 11.480(h) ..............
An applicant for renewal of a license or MMC
who does not provide evidence of meeting
the renewal requirements of paragraphs (d),
(f), or (g) of this section will not have a radar
observer endorsement placed on his or her
MMC.
In the event that a person described in paragraphs (a), (b), or (c) of this section does
not hold an endorsement as radar observer,
he or she must have immediately available
a valid course completion certificate from a
Coast Guard-approved radar course.
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§ 15.815(d) ..............
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An applicant for renewal of a MMC who does
not provide evidence of meeting the renewal
requirements of paragraphs (d), (f), or (g) of
this section will not have a radar observer
endorsement placed on his or her MMC.
Until July 22, 2024, a person may satisfy the
requirements in paragraphs (a), (b), or (c)
by having immediately available a valid
course completion certificate from an appropriate Coast Guard-approved or accepted
radar course that was issued within the previous 5 years.
Sfmt 4700
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No impact; edits made
for clarification purposes.
No impact; edit made
for accuracy.
No impact; edits made
for standardization.
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This RA provides an evaluation of the
economic impacts associated with this
rule. The Coast Guard is revising its
regulations so that a mariner who served
on board a radar-equipped vessel for 1
year in the previous 5 years, in a
position that routinely uses radar for
navigation and collision avoidance
purposes, is not required to complete a
Coast Guard-approved or accepted radar
refresher or re-certification course to
renew their radar observer endorsement,
as discussed in section V of this rule.
Additionally, mariners who provide
evidence of being a qualified instructor
and having taught a Coast Guardapproved or accepted radar observer
course at least twice within the past 5
years will not be required to complete
a radar refresher or re-certification
course. Table 2 provides a summary of
the affected population, costs, and cost
savings after implementation of this
rule. The total 10-year discounted cost
savings of the rule will be $47,678,762
and the annualized total cost savings
will be $6,788,383, both discounted at 7
percent. We expect that an average of
7,037 mariners will benefit from this
rule each year. This rule will result in
cost savings to these mariners for no
longer incurring the costs to complete
the radar observer refresher or recertification course. There will be no
impact to those mariners seeking an
original radar observer endorsement or
who do not have 1 year of relevant sea
service in a position that routinely uses
radar for navigation and collision
avoidance purposes, on board radarequipped vessels in the previous 5
years. This rule will not impose costs on
industry.
TABLE 2—SUMMARY OF THE IMPACTS OF THE FINAL RULE
Change
Description
Affected population
Costs
Cost Savings
Revise 46 CFR 11.480 (d), (e),
(f), (g), and (h).
Revise the merchant mariner
credentialing regulations to
allow mariners who are
qualified
instructors
and
mariners who have served 1
year of sea service in the
previous 5 in a position that
routinely uses radar for navigation and collision avoidance purposes on radarequipped vessels to retain
their radar observer endorsement without being required to take a radar renewal
or
re-certification
course.
Remove requirement that a
person with a radar observer
endorsement must have a
certificate of training readily
available.
Add requirement that sea service letters include the information that the vessel the
mariner has served on is
radar equipped and the mariner served in a position that
routinely uses radar for navigation and collision avoidance purposes.
Total of 35,183 mariners will
no longer be required to take
radar refresher or re-certification course..
Annual average of 7,037 mariners per year benefit from
rule (rounded).
No cost .....................................
$6,788,383 annualized and
$47,678,762 10-year present
value monetized industry
benefits (cost savings) (7%
discount rate).
35,183 mariners .......................
No cost .....................................
No cost savings.
35,183 mariners .......................
No quantifiable cost. Cost to
add one line item to company’s regular update to the
service letter is too small to
quantify.
No cost savings.
Revise 46 CFR 15.815 ............
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Revise 46 CFR 10.232(a)(2) ...
The revisions to 46 CFR 11.480 will
result in cost savings to those mariners
who will no longer have to complete the
radar observer refresher or recertification course.
The revisions to 46 CFR 15.815 will
eliminate the requirement that a person
holding a radar endorsement must also
have his or her course completion
certificate readily available. While the
mariner will no longer physically have
to carry the certificate, he or she will
still have to physically carry an MMC
that reflects a radar observer
endorsement. The costs of obtaining the
copy of the certificate are included in
the cost of the completion of the course.
Therefore, any cost savings from these
revisions are included in the
calculations of the cost savings to the
revisions to 46 CFR 11.480. Those
mariners who do not have an MMC that
reflects a radar observer endorsement
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will be allowed to sail if they hold, and
have immediately available, a course
completion certificate, issued within the
last 5 years, from a Coast Guardapproved or accepted radar course.
There is no impact to these mariners, as
they currently have to carry a certificate
to show course completion. This
exemption is only available for 5 years
after the effective date of this rule.
The revisions to 46 CFR 10.232 will
add a requirement that the sea service
letter for those seeking to renew a radar
observer endorsement indicate whether
the mariner served on a vessel equipped
with radar, and if the mariner served in
a position that routinely used radar for
navigation and collision avoidance
purposes. The operating companies that
use service letters are already required
to provide mariner service information.
These companies will have to add a line
item once per vessel, and then the line
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Sfmt 4700
item will be available for all mariners
serving on that radar-equipped vessel, if
they are serving in a position that
routinely uses radar for navigation and
collision avoidance purposes. The
companies generally produce a service
letter once every 5 years to provide the
employees the documentation necessary
to renew their credentials. We expect
the additional line will be included in
the company’s regular updates to
service letters.
Affected Population
We expect that this rule will affect
mariners with a radar observer
endorsement and mariners who will
need one in the future. More
specifically, it will affect those mariners
with at least 1 year of sea service in the
previous 5 years in a position that
routinely uses radar for navigation and
collision avoidance purposes on board a
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radar-equipped vessel, as they will no
longer be required to complete a Coast
Guard-approved or accepted radar
refresher or re-certification course, per
46 CFR 11.480, in order to renew their
radar observer endorsement. It will also
affect mariners who have taught a Coast
Guard-approved or accepted radar
course at least twice within the past 5
years, the majority of whom hold a valid
endorsement and will be included in
the affected population. The radar
observer endorsement will expire with
the MMC, and the mariner will no
longer be required to carry the course
completion certificate.
We used data from the Coast Guard’s
Merchant Mariner Licensing and
Documentation (MMLD) system to
estimate the average number of mariners
affected by this rule. The MMLD system
is used to produce MMCs at the
National Maritime Center. Table 3
below shows the radar endorsement
data from the MMLD system used to
estimate the affected population. The
MMLD system does not have exam data
prior to 2011 for the mariners who took
the rules of the road exam to renew an
MMC.
TABLE 3—MARINERS HOLDING RADAR OBSERVER ENDORSEMENTS
Mariners who hold
a radar observer
endorsement
(current total
population)
Mariners who took
rules of the road
exam to renew
MMC
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
...........................................................................................................................
37,612
38,114
37,011
35,262
34,280
34,546
34,076
488
572
638
671
716
777
755
37,124
37,542
36,373
34,591
33,564
33,769
33,321
Average total mariners .......................................................................................
Impacted per year .......................................................................................
35,843
7,169
660
132
35,183
7,037
Year
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2011
2012
2013
2014
2015
2016
2017
The ‘‘Mariners Who Hold a Radar
Observer Endorsement’’ column shows
the number of unique mariners who, on
January 1 of each year, held a valid
MMC with a radar observer
endorsement. Per § 11.480, each
applicant for a renewal of a radar
observer endorsement must complete
the appropriate Coast Guard-approved
or accepted refresher or re-certification
course, receive the appropriate course
completion certificate, and present the
certificate or a copy of the certificate to
the Coast Guard. A radar observer
endorsement is valid for 5 years from
the date of completion of the Coast
Guard-approved or accepted course.
From 2011 to 2017, an average of 35,843
total mariners held a valid MMC with a
radar observer endorsement. The Coast
Guard does not have more detailed
information as to the expiration for each
mariner’s radar observer endorsement.
Therefore, we divided the total number
of mariners by 5 to estimate that an
average of 7,169 mariners will need to
take the radar refresher or recertification course each year (35,843
total number of mariners ÷ 5, rounded
to nearest whole number).
Under this rule, the Coast Guard
expects that a portion of this total will
not have 1 year of sea service in the last
5 years in a position that routinely uses
radar for navigation and collision
avoidance purposes on board radarequipped vessels. Some mariners are
inactive, but still complete the
requirements to renew an MMC. The
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requirements for the renewal of an MMC
are in § 10.227. In order to renew their
credentials, mariners must present
acceptable documentary evidence of at
least 1 year of sea service during the
past 5 years, or pass a comprehensive,
open-book exercise that includes a rules
of the road examination. The MMLD
database tracks mariners who take the
rules of the road exam. The ‘‘Mariners
Who Took Rules of the Road Exam to
Renew MMC’’ column in table 3 shows
the number of the unique mariners in
the ‘‘Mariners Who Hold a Radar
Observer Endorsement (Current Total
Population)’’ column who took the rules
of the road examination as part of the
MMC renewal process for their existing
valid MMCs, not the number of
mariners who took the rules of the road
exam in that given year. Therefore, we
used this as a proxy to estimate the
number of mariners who did not have
1 year of sea service in the last 5 years.
Under this rule, an average of 660 total
mariners will still have to take a Coast
Guard-approved or accepted radar
refresher or re-certification course in
order to maintain the radar observer
endorsement. The Coast Guard does not
have more detailed information as to
when each mariner took the radar
refresher or re-certification course over
the 5-year period. We divided the total
number of mariners by 5 to find an
average of 132 mariners will still need
to take the exam each year (660 total
number of mariners ÷ 5).
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Mariners who
benefit from rule
We subtracted the number in the
‘‘Mariners Who Took Rules of the Road
Exam to Renew MMC’’ column from the
number in the ‘‘Mariners Who Hold a
Radar Observer Endorsement’’ column
to find the mariners who, under this
rule, will not have had to take a radar
refresher or re-certification course when
they last renewed their MMC. From
2011 to 2017, an average of 35,183
mariners held radar observer
endorsements and had at least 1 year of
relevant sea service during the past 5
years. This number represents the total
number of mariners expected to benefit
from this rule. We divided the total
number of mariners expected to benefit
from this rule by 5 to find the average
number of mariners who will benefit
each year (35,183 total number of
mariners ÷ 5). This totals to an average
of 7,037 (rounded to nearest whole
number) mariners per year who will no
longer have to take a Coast Guardapproved or accepted radar refresher or
re-certification course.
Costs
The regulatory changes in this rule
will not impose any costs to industry or
government, because of its deregulatory
nature.
Cost Savings
The cost savings to industry equal the
difference between the current baseline
cost to industry and the remaining cost
to industry when the regulatory changes
in this rule are implemented.
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Baseline Cost to Industry
Mariners incur costs for the radar
refresher or re-certification course. To
estimate the cost savings to industry, we
first estimated the current costs to
industry. These include the cost of the
refresher or re-certification course, the
time to take the course, and time and
mileage costs to travel to take the
course. To estimate the cost of the
course, the Coast Guard researched and
found a sample of course costs from five
training centers that offer Coast Guardapproved or accepted radar refresher or
re-certification courses. The cost of the
courses ranged from $199 to $250. We
took an average of the 5 estimates to
find the average cost of the courses is
$228 (($199 + $250 + $225 + $225 +
$243) ÷ 5, rounded to nearest
dollar).9 10 11 12 13
We then estimated the cost of the time
for the mariners to take the renewal
course. The 5 training centers state that
the radar refresher or re-certification
course is 1-day. For the purposes of
complying with service requirements,
we defined a day as 8 hours (46 CFR
10.107, Definitions in subchapter B).14
We obtained the wage rate of a mariner
from the Bureau of Labor Statistics
(BLS), using Occupational Series 53–
5021, Captains, Mates, and Pilots of
Water Vessels (May 2016). The BLS
reports that the mean hourly wage rate
for a Captain, Mate, or Pilot is $39.19.15
To account for employee benefits, we
used a load factor of 1.52, which we
calculated from 2016 4th quarter BLS
data.16 The loaded wage for a mariner is
estimated at $59.57 ($39.19 wage rate ×
9 Maritime Professional Training, course cost of
$199, found at https://www.mptusa.com/course/149Radar-Observer-Recertification-Renewal.
10 Compass Courses, course cost of $250, found at
https://compasscourses.com/maritime-safetytraining-courses/radar-re-certification/.
11 The Marine Training Institute, course cost of
$225, found at https://themarine
traininginstitute.com/ecdis-radar-recertification/.
12 Calhoon MEBA Engineering School, course
cost of $225, per correspondence with school
representative, found at https://
www.mebaschool.org/
13 Maritime Institute of Technology & Graduate
Studies, course cost of $243, found at https://
www.mitags-pmi.org/courses/view/Radar_
Observer_Recertification.
14 46 CFR 10.107, https://ecfr.io/Title-46/
pt46.1.10#se46.1.10_1107.
15 Mean wage, https://www.bls.gov/oes/2016/
may/oes535021.htm.
16 Employer Costs for Employee Compensation
provides information on the employer
compensation and can be found in table 9 at https://
www.bls.gov/news.release/archives/ecec_
03172017.pdf. The loaded wage factor is equal to
the total compensation of $28.15 divided by the
wages and salary of $18.53. Values for the total
compensation, wages, and salary are for all private
industry workers in the transportation and material
moving occupations, 2016 4th quarter. We use 2016
data to keep estimated cost savings in 2016 dollars.
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1.52 load factor). We multiplied the
loaded wage rate by the hourly burden
to find the current cost for a mariner to
take the radar refresher or recertification course is $476.56 ($59.57
wage rate × 8-hour burden).
The Coast Guard then estimated the
cost for the mariners to travel to take the
refresher or re-certification course. The
radar refresher or re-certification course
must be taken in person at a training
center. This means the mariners incur
costs for time to travel to take the
course. We estimated mileage using
travel costs assumptions from the
‘‘Implementation of the 1995
Amendments to the International
Convention on Standards of Training,
Certification, and Watchkeeping for
Seafarers, 1978, and Changes to
National Endorsements’’ final rule.17 On
average, a mariner commutes 50 miles
to a training course one-way, or 100
miles round trip. The Federal Highway
Administration reports the average
commute speed for private vehicles is
28.87 miles per hour.18 We divided the
average round trip mileage to the
training center by the average commute
time to find that it takes an average of
3.46 hours for a mariner to travel to and
from the training center (100 miles ÷
28.87 miles per hour, rounded). We
multiplied this by the loaded hourly
wage rate to find that the hourly burden
per mariner to travel to the training
center to take the refresher or recertification course is $206.11 (3.46
hours × $59.57). The mariners also incur
additional mileage costs for traveling to
the training facility to take the 1-day
course, such as gas and wear and tear on
their vehicles. We used the U.S. General
Services Administration privately
owned vehicle mileage reimbursement
rate of $0.54 per mile to estimate this
additional cost.19 We multiplied this
rate by the 100 miles round trip to the
training facility to estimate that the
mariners incur a cost of $54 per mariner
for the additional mileage costs.
Table 4 summarizes the costs per
mariner to take the radar refresher or recertification course. Adding the cost of
the 1-day course, the opportunity cost of
time to take the course, and the
opportunity cost of roundtrip travel
17 Found at https://www.regulations.gov/docket?
D=USCG-2004-17914. Non-commuting driving time
estimate found on page 132 of the Regulatory
Analysis and Final Regulatory Flexibility Analysis,
located under Supporting Documents.
18 ‘‘Summary of Travel Trends: 2009 National
Household Travel Survey’’, table 27, found at
https://nhts.ornl.gov/2009/pub/stt.pdf.
19 Found at https://www.gsa.gov/travel/planbook/transportation-airfare-rates-pov-rates-etc/
privately-owned-vehicle-pov-rates/pov-mileagerates-archived. We use the 2016 rate to keep all
costs in 2016 dollars.
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26589
time and mileage costs to get to the
training center, we found that it costs
$964.67 per mariner to take the radar
refresher or re-certification course.
TABLE 4—COSTS PER MARINER FOR
RADAR REFRESHER OR RE-CERTIFICATION COURSE
Cost category
Cost
1-Day Course ...............................
Opportunity Cost of Time (8
hours) Spent in Training Facility
Opportunity Cost of Roundtrip
Travel Time to Training Center
Mileage Costs ...............................
$228.00
Total .......................................
964.67
476.56
206.11
54.00
To find the baseline total cost for all
mariners to take the radar refresher or
re-certification course, we multiplied
the total cost per mariner of $964.67 by
the annual average number of mariners
who currently hold radar observer
endorsements. As shown in table 3, we
found this to be an annual average of
7,169 mariners. Therefore, the total
baseline annual average cost for all
mariners is $6,915,719 (7,169 mariners
× $964.67 per mariner, rounded).
Remaining Costs to Industry After
Implementation of the Regulatory
Changes
The Coast Guard is revising § 11.480
so that the number of mariners required
to take a radar refresher or recertification course to renew their radar
observer endorsement will be reduced.
As shown in table 3 in the ‘‘Affected
Population’’ subsection, an average of
132 mariners will still need to take the
radar refresher or re-certification course
each year. These mariners will continue
to have the same costs per mariner
shown in table 4. Multiplying the cost
per mariner by the average mariners
who will still need to take the course
each year, we found the total annual
cost to industry under this rule will be
$127,336 (132 mariners × $964.67 per
mariner).
Cost Savings
To find the total cost savings of this
rule, we subtracted the remaining costs
from the baseline costs to industry after
implementation of the rule. Subtracting
$127,336 from $6,915,719, we found the
total cost savings of this rule will be
$6,788,383 per year. Table 5 shows the
total 10-year undiscounted industry cost
savings of this rule will be $67,883,830.
The 10-year estimated discounted cost
savings to industry will be $47,678,762,
with an annualized cost savings of
$6,788,383, using a 7-percent discount
rate. Using a perpetual period of
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analysis, we estimated the total
annualized cost savings of the rule will
be $5,541,343 in 2016 dollars (assuming
a Year 1 of 2019), using a 7-percent
discount rate.
TABLE 5—TOTAL ESTIMATED COST SAVINGS OF THE RULE OVER A 10-YEAR PERIOD OF ANALYSIS (DISCOUNTED AT 7
AND 3 PERCENT)
Total
undiscounted
cost savings
Year
7%
3%
1 ...................................................................................................................................................
2 ...................................................................................................................................................
3 ...................................................................................................................................................
4 ...................................................................................................................................................
5 ...................................................................................................................................................
6 ...................................................................................................................................................
7 ...................................................................................................................................................
8 ...................................................................................................................................................
9 ...................................................................................................................................................
10 .................................................................................................................................................
$6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
6,788,383
$6,344,283
5,929,237
5,541,343
5,178,825
4,840,023
4,523,386
4,227,464
3,950,901
3,692,431
3,450,870
$6,590,663
6,398,702
6,212,332
6,031,390
5,855,719
5,685,164
5,519,577
5,358,812
5,202,730
5,051,194
Total ......................................................................................................................................
Annualized .....................................................................................................................
67,883,830
........................
47,678,762
6,788,383
57,906,284
6,788,383
Benefits
This final rule also provides some
qualitative benefits. The CGAA 2015
required the Coast Guard to harmonize
the expiration dates of the mariner’s
radar observer endorsement with
expiration of the mariner’s MMC. Thus,
the promulgation of this final rule
facilitates compliance with Section 304
of the CGAA 2015. The elimination of
the refresher or re-certification course,
and validating qualification with a sea
service letter with attestation of radar
utilization at the time of application for
renewal of an MMC brings the
endorsement into concurrence with the
MMC date of issuance.
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Total, discounted
B. Small Entities
The term ‘‘small entities’’ comprises
small businesses, not-for-profit
organizations that are independently
owned and operated and are not
dominant in their fields, and
governmental jurisdictions with
populations of less than 50,000.
Based on the RFA’s definition of a
small entity, section 601(6), where it
comprises small businesses, non-profit
organizations, and small governmental
jurisdictions, this final rule only affects
mariners and not companies that hire
mariners; therefore, mariners do not fall
under the definition of a small business,
small organization, or small
governmental jurisdiction as defined by
sections 601(3), 601(4) and 601(5) of the
RFA.
This rule reduces the burden on
mariners by removing the requirement
to attend a radar refresher or recertification course every 5 years for
mariners who have 1 year of relevant
sea service in the previous 5 years in a
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position that routinely uses radar for
navigation and collision avoidance
purposes on board radar-equipped
vessels, or for Coast Guard-approved or
accepted radar course-qualified
instructors who have taught the class at
least twice within the past 5 years. The
MMC and radar observer endorsement is
in the mariner’s name and not the
company’s name, so we assume the
affected mariners receive the cost
savings from this final rule. We do not
have, nor did we receive during the
public comment period, any further
information that companies would
reimburse the mariners for these costs
and would accrue the costs savings.
Therefore, the Coast Guard certifies
under 5 U.S.C. 605(b) that this rule will
not have a significant economic impact
on a substantial number of small
entities.
C. Assistance for Small Entities
Under section 213(a) of the Small
Business Regulatory Enforcement
Fairness Act of 1996, Public Law 104–
121, we offer to assist small entities in
understanding this rule so that they can
better evaluate its effects on them and
participate in the rulemaking. The Coast
Guard will not retaliate against small
entities that question or complain about
this rule or any policy or action of the
Coast Guard.
Small businesses may send comments
on the actions of Federal employees
who enforce, or otherwise determine
compliance with, Federal regulations to
the Small Business and Agriculture
Regulatory Enforcement Ombudsman
and the Regional Small Business
Regulatory Fairness Boards. The
Ombudsman evaluates these actions
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Sfmt 4700
annually and rates each agency’s
responsiveness to small business. If you
wish to comment on actions by
employees of the Coast Guard, call 1–
888–REG–FAIR (1–888–734–3247).
D. Collection of Information
This rule calls for no new collection
of information under the Paperwork
Reduction Act of 1995, 44 U.S.C. 3501–
3520. The information collection
associated with this rule is the currently
approved collection 1625–0040 (MMC
Application).20 The revisions to 46 CFR
15.815 will eliminate the requirement
that a person holding a radar
endorsement must also have his or her
course completion certificate readily
available. While the mariner will no
longer physically have to carry the
certificate, he or she will still have to
carry an MMC that reflects a radar
observer endorsement. Those mariners
who do not have an MMC that reflects
a radar observer endorsement will be
allowed to sail provided that they hold,
and have immediately available, a
course completion certificate, issued
within the last 5 years, from a Coast
Guard-approved or accepted radar
refresher or re-certification course.
There is no impact to these mariners, as
they currently have to carry a certificate
to show course completion.
20 The full title of COI 1625–0040 is ‘‘Application
for Merchant Mariner Credential (MMC),
Application for Medical Certificate, Application for
Medical Certificate—Short Form, Small Vessel Sea
Service (Optional) Form, DOT/USCG Periodic Drug
Testing (Optional) Form, and Disclosure Statement
for Narcotics, DWI/DUI, and/or Other Convictions
(Optional) Form.’’
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E. Federalism
A rule has implications for federalism
under Executive Order 13132
(Federalism) if it has a substantial direct
effect on States, on the relationship
between the national government and
the States, or on the distribution of
power and responsibilities among the
various levels of government. We have
analyzed this rule under Executive
Order 13132 and have determined that
it is consistent with the fundamental
federalism principles and preemption
requirements described in Executive
Order 13132. Our analysis follows. It is
well settled that States may not regulate
in categories reserved for regulation by
the Coast Guard. It is also well settled
that all of the categories covered in 46
U.S.C. 3306, 3703, 7101, and 8101
(design, construction, alteration, repair,
maintenance, operation, equipping,
personnel qualification, and manning of
vessels), as well as the reporting of
casualties and any other category in
which Congress intended the Coast
Guard to be the sole source of a vessel’s
obligations, are within the field
foreclosed from regulation by the States.
See the Supreme Court’s decision in
United States v. Locke and Intertanko v.
Locke, 529 U.S. 89, 120 S.Ct. 1135
(2000). Because this rule involves the
credentialing of mariners under 46
U.S.C. 7101, it relates to personnel
qualifications and is, therefore,
foreclosed from regulation by the States.
Because the States may not regulate
within this category, this rule is
consistent with the principles of
federalism and preemption
requirements in Executive Order 13132.
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F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act
of 1995, 2 U.S.C. 1531–1538, requires
Federal agencies to assess the effects of
their discretionary regulatory actions. In
particular, the Act addresses actions
that may result in the expenditure by a
State, local, or tribal government, in the
aggregate, or by the private sector of
$100,000,000 (adjusted for inflation) or
more in any one year. Although this rule
will not result in such expenditure, we
do discuss the effects of this rule
elsewhere in this preamble.
G. Taking of Private Property
This rule will not cause a taking of
private property or otherwise have
taking implications under Executive
Order 12630 (Governmental Actions and
Interference with Constitutionally
Protected Property Rights).
H. Civil Justice Reform
This rule meets applicable standards
in sections 3(a) and 3(b)(2) of Executive
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Order 12988 (Civil Justice Reform) to
minimize litigation, eliminate
ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under
Executive Order 13045 (Protection of
Children from Environmental Health
Risks and Safety Risks). This rule is not
an economically significant rule and
will not create an environmental risk to
health or risk to safety that might
disproportionately affect children.
J. Indian Tribal Governments
This rule does not have tribal
implications under Executive Order
13175 (Consultation and Coordination
with Indian Tribal Governments),
because it will not have a substantial
direct effect on one or more Indian
tribes, on the relationship between the
Federal Government and Indian tribes,
or on the distribution of power and
responsibilities between the Federal
Government and Indian tribes.
K. Energy Effects
We have analyzed this rule under
Executive Order 13211 (Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use). We have
determined that it is not a ‘‘significant
energy action’’ under that order because
it is not a ‘‘significant regulatory action’’
under Executive Order 12866 and is not
likely to have a significant adverse effect
on the supply, distribution, or use of
energy.
L. Technical Standards
The National Technology Transfer
and Advancement Act, codified as a
note to 15 U.S.C. 272, directs agencies
to use voluntary consensus standards in
their regulatory activities unless the
agency provides Congress, through
OMB, with an explanation of why using
these standards will be inconsistent
with applicable law or otherwise
impractical. Voluntary consensus
standards are technical standards (e.g.,
specifications of materials, performance,
design, or operation; test methods;
sampling procedures; and related
management systems practices) that are
developed or adopted by voluntary
consensus standards bodies.
This rule does not use technical
standards. Therefore, we did not
consider the use of voluntary consensus
standards.
M. Environment
We have analyzed this rule under
Department of Homeland Security
Management Directive 023–01 (series)
and Commandant Instruction 5090.1
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26591
(COMDTINST 5090.1), which guide the
Coast Guard in complying with the
National Environmental Policy Act of
1969 (42 U.S.C. 4321–4370f), and have
made a determination that this action is
one of a category of actions that do not
individually or cumulatively have a
significant effect on the human
environment. A Record of
Environmental Consideration
supporting this determination is
available in the docket where indicated
under the ADDRESSES section of this
preamble. This rule is categorically
excluded under paragraphs L52, L54,
and L56 of Appendix A, Table 1 of DHS
Instruction Manual 023–01 (series).
Paragraph L52 pertains to regulations
concerning vessel operation safety
standards, paragraph L54 pertains to
regulations which are editorial or
procedural, and paragraph L56 pertains
to regulations concerning the training,
qualifying, and licensing of maritime
personnel. This rule involves merchant
mariner credentialing regulations to
remove obsolete portions of the radar
observer requirements, harmonize the
radar observer endorsement with the
MMC, and reduce an unneeded
financial burden on mariners required
to hold a radar observer endorsement.
List of Subjects
46 CFR Part 10
Penalties, Personally identifiable
information, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 11
Penalties, Reporting and
recordkeeping requirements, Schools,
Seamen.
46 CFR Part 15
Reporting and recordkeeping
requirements, Seamen, Vessels.
For the reasons discussed in the
preamble, the Coast Guard amends 46
CFR parts 10, 11, and 15 as follows:
PART 10—MERCHANT MARINER
CREDENTIAL
1. The authority citation for part 10 is
revised to read as follows:
■
Authority: 14 U.S.C. 503; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, 2110; 46 U.S.C. chapter
71; 46 U.S.C. chapter 73; 46 U.S.C. chapter
75; 46 U.S.C. 2104; 46 U.S.C. 7701, 8903,
8904, and 70105; Executive Order 10173;
Department of Homeland Security Delegation
No. 0170.1.
2. Amend § 10.232 as follows:
a. Redesignate paragraphs (a)(2)(vii)
through (x) as paragraphs (a)(2)(viii)
through (xi), respectively;
■ b. Add new paragraph (a)(2)(vii); and
■ c. Revise paragraph (a)(6).
■
■
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The addition and revision read as
follows:
§ 10.232
Sea service.
(a) * * *
(2) * * *
(vii) For those seeking to renew a
radar observer endorsement, whether
the vessel is equipped with radar and if
the mariner served in a position that
routinely uses radar for navigation and
collision avoidance purposes.
*
*
*
*
*
(6) An applicant who has been acting
as a pilot may submit a letter from a
pilot’s association attesting to the
applicant’s sea service. For those pilots
seeking to renew a radar observer
endorsement, the association’s letter
should indicate that the vessels piloted
were equipped with radar, and that
radar was used by the pilot for
navigation and collision avoidance
purposes. Pilots not part of an
association may submit other relevant
records indicating service, such as
billing forms. For a raise-of-grade, pilots
must comply with the requirements of
paragraph (a)(2) of this section.
*
*
*
*
*
PART 11—REQUIREMENTS FOR
OFFICER ENDORSEMENTS
3. The authority citation for part 11 is
revised to read as follows:
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■
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Authority: 14 U.S.C. 503; 31 U.S.C. 9701;
46 U.S.C. 2101, 2103, and 2110; 46 U.S.C.
chapter 71; 46 U.S.C. 7502, 7505, 7701, 8906,
and 70105; Executive Order 10173;
Department of Homeland Security Delegation
No. 0170.1. Section 11.107 is also issued
under the authority of 44 U.S.C. 3507.
meeting the renewal requirements of
paragraph (d), (f), or (g) of this section
will not have a radar observer
endorsement placed on his or her MMC.
4. Amend § 11.480 as follows:
a. In paragraph (d), remove the text
‘‘paragraph (e)’’ and add in its place the
text ‘‘paragraphs (f) or (g)’’; and
■ b. Revise paragraphs (e) through (h).
The revisions read as follows:
■
■
■
§ 11.480
Radar observer.
*
*
*
*
*
(e) A radar observer endorsement
issued under this section is valid until
the expiration of the mariner’s MMC.
(f) A mariner may also renew his or
her radar observer endorsement by
providing evidence of meeting the
requirements in 46 CFR 10.227(e)(1)(v).
(g) The Coast Guard will accept onboard training and experience through
acceptable documentary evidence of 1
year of relevant sea service within the
last 5 years in a position that routinely
uses radar for navigation and collision
avoidance purposes on vessels equipped
with radar as meeting the refresher or
re-certification requirements of
paragraph (d) of this section. This also
applies to mariners applying for raises
of grade or new endorsements under 46
CFR 10.231.
(h) An applicant for renewal of an
MMC who does not provide evidence of
PO 00000
Frm 00050
Fmt 4700
Sfmt 9990
PART 15—MANNING REQUIREMENTS
5. The authority citation for part 15
continues to read as follows:
Authority: 46 U.S.C. 2101, 2103, 3306,
3703, 8101, 8102, 8103, 8104, 8105, 8301,
8304, 8502, 8503, 8701, 8702, 8901, 8902,
8903, 8904, 8905(b), 8906 and 9102; sec. 617,
Pub. L. 111–281, 124 Stat. 2905; and
Department of Homeland Security Delegation
No. 0170.1.
6. Amend § 15.815 by revising
paragraph (d) and removing paragraph
(e).
The revision reads as follows:
■
§ 15.815
Radar observers.
*
*
*
*
*
(d) Until July 22, 2024, a person may
satisfy the requirements in paragraph
(a), (b), or (c) by having immediately
available a valid course completion
certificate from an appropriate Coast
Guard-approved or accepted radar
course that was issued within the
previous 5 years.
Dated: May 31, 2019.
J.P. Nadeau,
Rear Admiral, U.S. Coast Guard, Assistant
Commandant for Prevention Policy.
[FR Doc. 2019–11905 Filed 6–6–19; 8:45 am]
BILLING CODE 9110–04–P
E:\FR\FM\07JNR1.SGM
07JNR1
Agencies
[Federal Register Volume 84, Number 110 (Friday, June 7, 2019)]
[Rules and Regulations]
[Pages 26580-26592]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-11905]
=======================================================================
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DEPARTMENT OF HOMELAND SECURITY
Coast Guard
46 CFR Parts 10, 11, and 15
[Docket No. USCG-2018-0100]
RIN 1625-AC46
Amendments to the Marine Radar Observer Refresher Training
Regulations
AGENCY: Coast Guard, DHS.
ACTION: Final rule.
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SUMMARY: The Coast Guard is revising its merchant mariner credentialing
regulations to remove obsolete portions of the radar observer
requirements and harmonize the radar observer endorsement with the
merchant mariner credential. These revisions will reduce an unnecessary
financial burden on mariners required to hold a radar observer
endorsement. This rule will affect mariners who have served on radar-
equipped vessels, in a position that routinely uses radar for 1 year in
the previous 5 years for navigation and collision avoidance purposes,
and mariners who have taught a Coast Guard-approved or accepted radar
course at least twice within the past 5 years. These mariners will no
longer be required to complete a Coast Guard-approved or accepted radar
refresher or recertification course in order to renew their radar
observer endorsements. We are retaining the existing requirements for
mariners seeking an original radar observer endorsement and for
mariners who do not have 1 year of routine relevant sea service on
board radar-equipped vessels in the previous 5 years or have not taught
a Coast Guard-approved or accepted radar course at least twice within
the past 5 years. This final rule adopts, with modification, the notice
of proposed rulemaking published on June 11, 2018.
DATES: This final rule is effective July 22, 2019.
ADDRESSES: You may view comments and related material identified by
docket number USCG-2018-0100 using the Federal eRulemaking Portal at
https://www.regulations.gov.
FOR FURTHER INFORMATION CONTACT: For information about this document
call or email Mr. Davis Breyer, Coast Guard; telephone 202-372-1445,
email [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents for Preamble
I. Abbreviations
II. Basis and Purpose
III. Background and Regulatory History
IV. Discussion of Comments and Changes
V. Discussion of the Rule
VI. Regulatory Analyses
A. Regulatory Planning and Review
B. Small Entities
C. Assistance for Small Entities
D. Collection of Information
E. Federalism
F. Unfunded Mandates Reform Act
G. Taking of Private Property
H. Civil Justice Reform
I. Protection of Children
J. Indian Tribal Governments
K. Energy Effects
L. Technical Standards
M. Environment
I. Abbreviations
ARPA Automatic Radar Plotting Aids
BLS Bureau of Labor Statistics
CFR Code of Federal Regulations
CGAA 2015 Coast Guard Authorization Act of 2015
CGAA 2018 Coast Guard Authorization Act of 2018
DHS Department of Homeland Security
FR Federal Register
MERPAC Merchant Marine Personnel Advisory Committee
MMC Merchant Mariner Credential
MMLD Merchant Mariner Licensing and Documentation
NPRM Notice of proposed rulemaking
OMB Office of Management and Budget
RA Regulatory analysis
RFA Regulatory Flexibility Act
Sec. Section
STCW International Convention on the Standards of Training,
Certification and Watchkeeping for Seafarers, 1978, as amended
STCW Code Seafarers' Training, Certification and Watchkeeping Code
U.S.C. United States Code
II. Basis and Purpose
This rule amends the radar observer requirements by removing
obsolete portions and harmonizing the expiration dates of the radar
observer endorsement and the merchant mariner credential (MMC). Title
46 of the United States Code (U.S.C.), Section 7101 authorizes the
Coast Guard to determine and establish the experience and professional
qualifications required for the issuance of officer credentials. The
Secretary of the Department of Homeland Security (DHS) has delegated 46
U.S.C. 7101 authority to the Commandant of the Coast Guard by
Department of Homeland Security Delegation No. 0170.1(II)(92)(e). The
specifics of these professional qualifications and the Coast Guard's
evaluation process are prescribed by Title 46 Code of Federal
Regulations (CFR) parts 10 and 11, and the manning requirements are
detailed in 46 CFR part 15. Section 304 of the Coast Guard
Authorization Act of 2015 (CGAA 2015), Public Law 114-120, February 8,
2016
[[Page 26581]]
(codified as a statutory note to 46 U.S.C. 7302), requires the
harmonization of expiration dates of a mariner's radar observer
endorsement with the MMC and the medical certificate, subject to
certain exceptions.\1\ The CGAA 2015 specifies that the process to
harmonize cannot require a mariner to renew the MMC before it expires.
Section 829 of the Coast Guard Authorization Act of 2018 (CGAA 2018),
Public Law 115-282, requires the Coast Guard to issue a final rule
eliminating the requirement that a mariner actively using the mariner's
credential complete a Coast Guard-approved or accepted refresher or re-
certification course to maintain a radar observer endorsement. Section
829 exempts the final rule eliminating the refresher course requirement
from 5 U.S.C. chapters 5 and 6, and Executive Orders 12866 and 13563.
This rule meets the statutory requirement of Section 304 of the CGAA
2015 with regard to the radar observer endorsement as well as Section
829 of the CGAA 2018 regarding elimination of the refresher course
requirement. The CGAA 2015 requirement regarding the medical
certificate has already been met through policy.\2\
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\1\ Public Law 114-120, sec. 304(c), creates an exception for
individuals (1) holding a merchant mariner credential with--(A) an
active Standards of Training, Certification, and Watchkeeping
endorsement; or (B) Federal first-class pilot endorsement; or (2)
who have been issued a time-restricted medical certificate.
\2\ CG-MMC Policy Letter 01-18: Guidelines for Requesting
Harmonization of Expiration Dates of Merchant Mariner Credentials
and Mariner Medical Certificates when Applying for an Original or
Renewal Merchant Mariner Credential. https://www.dco.uscg.mil/Portals/9/DCO%20Documents/5p/5ps/MMC/CG-MMC-2%20Policies/CG-MMC%2001-18%20Harmonization.pdf?ver=2018-03-02-071916-180.
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III. Background and Regulatory History
Prior to this rule, 46 CFR 11.480 required that a mariner with a
radar observer endorsement complete a Coast Guard-approved or accepted
radar observer refresher or re-certification course every 5 years to
maintain a valid radar observer endorsement on his or her MMC. In the
notice of proposed rulemaking (NPRM) [83 FR 26933], we explained the
history of that requirement and why, without regulatory change, it was
not possible to harmonize the expiration dates of the radar course
completion certificate and the MMC.\3\ The NPRM also explained the
recommendations received from the Merchant Marine Personnel Advisory
Committee (MERPAC). MERPAC is the federal advisory group representing
matters relating to maritime personnel, including training,
qualifications, certification, documentation, fitness standards, and
other matters. At Meeting 43 in September 2015, MERPAC recommended that
the Coast Guard review whether requiring training for radar renewal
every five years makes sense or if underway service on a vessel
equipped with radar should be considered adequate experience for
renewal (MERPAC Recommendation 2015-56).\4\ MERPAC recommended the
Coast Guard consider the history of the radar observer endorsement, the
current state of radar observer training and prevalence of radar, and
the concept that knowledge and skills will degrade with time if not
used or refreshed through training. MERPAC also recommended that the
Coast Guard consider whether the radar observer endorsement must be on
the credential. The Coast Guard considered these recommendations when
drafting the NPRM.
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\3\ 83 FR 26933, 26934, June 11, 2018.
\4\ Task Statement #91 from MERPAC. (available at https://homeport.uscg.mil/Lists/Content/DispForm.aspx?&ID=805&Source=https://homeport.uscg.mil/missions/ports-and-waterways/safety-advisory-committees/merpac/task-statements-2.
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In response to Executive Order 13771 of January 30, 2017 (Reducing
Regulation and Controlling Regulatory Costs), the Coast Guard asked the
public and each of the Coast Guard's federal advisory committees for
suggestions on Coast Guard regulations, guidance documents,
interpretive documents, and collections of information that should be
removed or modified to alleviate unnecessary burdens. The Coast Guard
received requests to revise its radar endorsement renewal regulations
from both inquiries. In March 2018, MERPAC recommended again that the
Coast Guard address radar observer endorsement renewal requirements.\5\
Additionally, from the general solicitation to the public, the Coast
Guard received three requests for the Coast Guard to address radar
observer endorsement renewal requirements.\6\
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\5\ MERPAC Recommendation #4 to Task Statement #103 (available
at https://homeport.uscg.mil/Lists/Content/DispForm.aspx?ID=13660&Source=/Lists/Content/DispForm.aspx?ID=13660).
\6\ https://www.regulations.gov/document?D=USCG-2017-0480-0102
(page 3) and https://www.regulations.gov/document?D=USCG-2017-0480-0147 (page 11).
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The Coast Guard has concluded that the current requirement for the
completion of a Coast Guard-approved or accepted radar refresher or re-
certification course for mariners with relevant and recent service in a
position using radar for navigation and collision avoidance purposes,
on board vessels equipped with radar, is not necessary. Completion of
radar renewal training is unnecessarily burdensome to mariners who
serve in a position that routinely uses radar for navigational and
collision avoidance purposes. The potential for accidents still exists,
and it is important for mariners to be proficient in the use of radar
as both a navigation and collision avoidance tool. But, radar carriage
requirements, both in the United States and internationally, have
increased in the last 60 years, and the current domestic training
requirements have been in place for 36 years. As a result, currently,
mariners on vessels outfitted with radar maintain proficiency in the
use of radar through its constant use to navigate and prevent
collisions.
Section 304 of the CGAA 2015 requires the harmonization of
expiration dates of a mariner's radar observer endorsement with his or
her MMC, and prohibits requiring a mariner to renew a credential before
it expires. In this context, the MMC is the primary credential
documenting the individual's qualifications to perform specific
functions on board a ship, and should be the point of alignment when
harmonizing the expiration dates of a mariner's endorsements.
In looking at this requirement, the Coast Guard also considered
Executive Order 13771 (Reducing Regulation and Controlling Regulatory
Costs) of January 30, 2017, the Office of Management and Budget (OMB)
Guidance of April 5, 2017, on that Executive order, and Executive Order
13777 (Enforcing the Regulatory Reform Agenda) of February 24, 2017.
These directives require agencies to review regulations in order to
provide a reduction of regulatory costs to members of the public.
Elimination of the requirement to take a radar refresher or re-
certification course every 5 years will eliminate an unnecessary burden
on the active mariner and make harmonization possible.
The NPRM published on June 11, 2018, and the comment period closed
on July 11, 2018. In the NPRM, the Coast Guard proposed to remove the
radar refresher or re-certification course requirement for an active
mariner who serves, for 1 year in the previous 5 years, in a position
using radar for navigation and collision avoidance purposes on vessels
equipped with radar, or serves as a qualified instructor for a Coast
Guard-approved or accepted radar course at least twice within the past
5 years. Radar technology and other equipment associated with radar is
still evolving. Radar observer trainees and mariners with limited sea
service need current information provided via
[[Page 26582]]
training to maximize their familiarization with the equipment furnished
on board when serving on their first vessel as a radar observer.
Mariners with appropriate sea service, including experience using
radar, will be exposed to these developments on board. Instructors of
Coast Guard-approved or accepted radar courses will be exposed to
developments by updating course materials and teaching. These
instructors must regularly update course materials in order to ensure
that they remain current on developments and are able to properly
lecture and critique their students during simulations.
This final rule adopts the June 11, 2018 NPRM, with the following 5
modifications. First, we have amended the regulatory text in Sec.
10.232(a)(2)(vii) and Sec. 11.480(g) to clarify that a mariner must
serve in a position that routinely uses radar for navigation and
collision avoidance purposes on vessels equipped with radar. The Coast
Guard added the ``routine'' requirement to the regulatory text to
clarify that this rule eliminates the requirement for refresher or re-
certification training for those mariners who have keep their radar
skills ``refreshed'' and up to date through the use of radar. Radar
skills are not refreshed on board a vessel when not routinely used. The
concept of ``routine use'' was discussed in the preamble to the NRPM,
but was not specifically laid out in the regulatory text. Second, as
requested by a commenter, we have clarified in Sec. 10.232(a)(6) that
the Coast Guard intended to include maritime pilots within the scope of
the NPRM. Therefore, for pilots seeking to renew a radar observer
endorsement, the pilot association's letter should indicate that the
vessels piloted were equipped with radar, and that radar was used by
the pilot for navigation and collision avoidance purposes. Third, we
have clarified regulatory text in Sec. 15.815(d) that allows for
mariners to sail without a radar observer endorsement, provided that
they hold, and have immediately available, a course completion
certificate issued within in the last 5 years from a Coast Guard-
approved or accepted radar course. In this final rule we have clarified
that this exception is only available for five years after the
effective date of the final rule and that the certificate must have
been issued within the previous 5 years. Fourth, we have removed the
reference to a license as Merchant Mariner Credentials have replaced
licenses. Finally, we clarified in 46 CFR 11.480(g) and (h) that this
rulemaking applies to mariners applying for raises of grade or new
endorsements under 46 CFR 10.231.
IV. Discussion of Comments and Changes
The Coast Guard received 74 submissions by the public in response
to the NPRM published on June 11, 2018. Comments came from maritime
training institutions that teach radar observer courses, individual
radar course instructors, national and local trade associations--
including those for pilots, towing, assistance towing tugs, barges, and
passenger vessels--individual mariners, and members of the general
public. Commenters expressed a wide range of experiences, including
both on oceans and inland rivers. The following discussion contains an
analysis of comments received and an explanation of changes made to the
rule as proposed in the NPRM. The Coast Guard appreciates all the
comments on this matter.
Comments in Support of the Proposal
The majority of commenters agreed with the proposed changes. Those
agreeing with the NPRM generally stated that the existing required
training is a financial burden to active mariners, especially because
the required training focuses on the use of techniques that are not
suitable for modern ships and radar equipment.
Comments Opposed to the Proposal, Anticipating Increase in Accident
Rate and Company Liabilities
Several commenters felt that this rule would increase accident
rates, with some citing the possibility of increased liability and a
change of the apportionment of damages in the event of a casualty. The
Coast Guard disagrees. The amended regulations will not change the
current level of safety. Sections 15.405 (Familiarity with Vessel
Characteristics) and 15.1105 (Familiarization and Basic Training (BT))
of 46 CFR remain unchanged. These regulations require that, before
assuming their duties, credentialed mariners become familiar with their
duties and the equipment that they will be using. The company's
responsibility in the event of a casualty remains the same. And, radar
observer training continues to be required for mariners without recent
experience either using radar or instructing others in its use.
Concerns About Possible Skill Loss
Some commenters were concerned that changing the radar refresher or
re-certification training requirements will result in the loss of radar
skills. The Coast Guard disagrees. Although mariners serving on vessels
equipped with modern radars and automatic radar plotting aids (ARPA)
may not be performing transfer plotting of all radar contacts, they are
using their knowledge, experience, and skill in vector analysis and the
true and relative motion concepts learned in radar observer training to
make their own assessment of collision risk and to verify the target
data determined by the radar or ARPA. This consistent use of true and
relative motion concepts and vector analysis is sufficient for mariners
to retain proficiency. Additionally, 46 CFR 15.405 and 15.1105 address
familiarization regarding the proper operation of the radar equipment
for mariners on board ships. Therefore, the Coast Guard does not
believe that this will have any negative impact on safety.
Skill Retention Through Recent Experience
One commenter disagreed that 1 year of sea service in the last 5
years is adequate, by itself, to demonstrate relevant knowledge and
recency in radar and felt that the Coast Guard should still require a
refresher or recertification course. This commenter also disagreed with
the Coast Guard's comparison to the 1:5 standard for Basic Training in
the development of the standard for radar. The commenter felt that the
comparison to the Basic Training standard was inadequate because there
are no monthly drill requirements to reinforce skills taught in a radar
course as monthly fire and abandon ship drills do for Basic Training
skills. The Coast Guard disagrees. A radar operator retains proficiency
in the skills learned in the mariner's original radar endorsement
training through shipboard experience using radar during navigational
watchkeeping. Monthly drills are not required to retain this
proficiency when radar is being regularly used by a mariner. The Coast
Guard has historically accepted that a stated minimum amount of
relevant sea service meets the renewal requirements for each specific
MMC endorsement. In general, refresher training is only required of
those mariners who do not meet the renewal sea service requirements.
Radar has been the only exception to this policy. The requirement for a
radar refresher or recertification course is a holdover from when radar
was not prevalent and training was not universally required. That is no
longer the case. The use of radar is now so prevalent and automated
that it is equivalent to the skills for other MMC endorsements with
regard to skill retention. Therefore, the
[[Page 26583]]
Coast Guard has retained the sea service requirements as proposed in
the NPRM.
Rivers and Inland Waters vs. Ocean Radar Use
Some commenters noted that mariners on rivers and inland waters do
not use radar for collision avoidance in the same way as mariners on
oceans. These commenters said that the re-certification or refresher
courses covering open-water relative motion concepts is not relevant to
a river environment. These commenters agreed that mariners who work on
rivers and confined inland waters do not retain relative motion
concepts, but disagreed on how this issue should be addressed. One
commenter asserted that the traditional ``unlimited'' re-certification
course covering open-water relative motion concepts should be retained,
while another felt that because mariners do not use these concepts on
rivers, they do not need to be refreshed by training. A third commenter
felt that refresher or re-certification training on open-water concepts
is not appropriate for inland and rivers mariners, but that refresher
or re-certification training tailored to rivers operations should be
required. The Coast Guard acknowledges that mariners on rivers and
confined inland waters use radar differently than mariners on oceans,
but disagrees that mariners who serve in positions that routinely use
radar need recurrent training. Regardless of the type of waterway,
active mariners with 1 year of service in the previous 5 years in a
position that routinely uses radar will retain proficiency for the
waters upon which they operate.
Suggested Alternative Radar Observer Refresher or Re-Certification
Requirements
Some commenters suggested that the Coast Guard revise current radar
observer refresher or re-certification course requirements to provide
mariners with information that updates their knowledge and skills with
the latest radar-associated equipment, such as radar equipment
features, Automatic Identification Systems, ARPA, and Electronic Chart
Display and Information Systems. The Coast Guard is reviewing these
comments and may take separate action in the future on this matter, if
it is warranted after a complete analysis. This rule, however,
addresses the requirement to take the course rather than the content of
the course.
The Coast Guard also noticed that many commenters, both agreeing
and disagreeing with the proposed rule change, believed that the
current value of the radar refresher or re-certification courses lay in
the provision of updates to the mariner about new developments in radar
technology. The Coast Guard will consider whether and how this
information should be distributed, and may ask MERPAC to consider the
matter in the future.
Suggested Removal of All Radar Observer Renewal Requirements
Some commenters requested that the Coast Guard remove the radar
observer renewal requirement for all mariners, even those with less
than 1 year of sea service in a position that routinely uses radar
within the last 5 years. The Coast Guard disagrees. A mariner who has
not used radar as part of his or her navigational watchkeeping for 1
year within the last 5 years will lose proficiency; as discussed in the
NPRM, studies have shown that skills deteriorate over time when not
performed. This rule retains the current refresher or re-certification
requirements for those mariners.
Clarifying That Maritime Pilots Are Included Within the Proposed Rule
Several commenters requested clarification about whether the Coast
Guard had intended to include maritime pilots within the proposed rule.
The Coast Guard intended to include maritime pilots within the proposed
rule and has amended Sec. 10.232(a)(6) to provide that clarification.
Limiting the Rule to Only Credentialed Masters and Mates
One commenter recommended that the removal of the radar observer
requirement should be limited to masters and mates. The commenter felt
it would be hard for a company to verify that a particular mariner used
radar for collision avoidance purposes. The Coast Guard partially
agrees with the commenter's concern. The Coast Guard has amended the
regulatory text to state that the radar observer position on board
ships must routinely use radar for navigation and collision avoidance
purposes, but the Coast Guard did not restrict the affected positions
to masters and mates as suggested. The Coast Guard recognizes that
there are positions on board vessels, other than mate or master that
routinely use radar and are required to hold additional radar
endorsements.
Suggested Removal of the Radar Observer Requirement for Mariners
Working on board Assistance Towing Vessels Equipped With Radar
A commenter suggested that mariners within the assistance towing
industry be exempted from the requirement to hold a radar endorsement
if they are working on board assistance towing vessels equipped with
radar, because the assistance towing industry is exempt from the radar
carriage requirement. This comment is outside the scope of this
rulemaking. While we appreciate this commenter's concerns and request,
this rulemaking is limited to the renewal requirements of existing
radar observer endorsements.
Drug Testing Requirements
A commenter asked for a change to drug testing requirements, citing
that the requirements for periodic drug testing were changed in a
previous rulemaking and resulted in an increased number of periodic
drug tests. While we appreciate this commenter's concerns and request,
this rulemaking is limited to the renewal requirements of existing
radar observer endorsements. We have shared this comment with the
appropriate Coast Guard office.
Suggestions for Radar Direct Scope Plotting Capabilities and Returning
Loran-C to Operation
A commenter suggested that marine electronics manufacturers provide
a direct scope plotting capability to their radar and ARPA products in
order to receive type approval. This commenter also suggested the
reinstatement of Loran-C as a backup to GPS. These systems were either
discontinued or the equipment specifications were adapted nationally
and internationally to the current requirements many years ago. While
we appreciate this commenter's concerns and request, this rulemaking is
limited to the renewal requirements of existing radar observer
endorsements.
Suggestions for Documenting Sea Service
A commenter suggested that the Coast Guard develop a radar sea
service letter template to provide the affected public with a sample
document depicting the information needed for the mariner's use of the
alternative provided by this rulemaking. The Coast Guard has declined
to do so at this time. The Coast Guard does not believe that a unique
sea service letter is needed beyond the documentation requirements of
46 CFR 10.232 for those mariners in positions that routinely use radar
for navigation and collision avoidance purposes. The Coast Guard is
amending 46 CFR 10.232 to include information on whether the vessel is
equipped with radar and if the mariner served in a position that
routinely uses radar for navigation and collision avoidance purposes.
The information provided on sea service
[[Page 26584]]
documents meeting the requirements of 46 CFR 10.232 should provide
sufficient documentation. If the need develops for a radar sea service
letter after the implementation of this rule, the Coast Guard will then
consider developing a template.
One commenter asked that the Coast Guard ``clarify that `1 year of
sea service within the last 5 years' does not mean one year of
consecutive service, but instead requires the mariner to demonstrate a
total of at least 365 days of relevant service over the five-year
period.'' Generally, the Coast Guard defines 1 year, for the purpose of
complying with the service requirements of 46 subchapter B, as 360 days
when a person is assigned to work. In order to use sea service in lieu
of the required radar refresher or re-certification courses, a mariner
must provide documentary evidence of 360 days of aggregate service in
the previous 5 years in a position that routinely uses radar for
navigation and collision avoidance. The Coast Guard notes that 46 CFR
10.107 provides definitions for service, year, and day. Mariners should
consult this regulation to determine the specific sea service credit to
which each mariner is entitled.
A national pilot's association requested that, if the rule covers
pilots, that the Coast Guard allow pilots to submit a letter from a
pilot's association attesting to the applicant's sea service. The
association provided draft language to be inserted into the Coast
Guard's proposed revised language for Sec. 10.232(a)(6). As discussed
above, the Coast Guard intended to include pilots in this rule. The
language provided by the association has been adopted into this final
rule in an amended Sec. 10.232(a)(6). Pilots seeking to renew a radar
observer endorsement can submit a letter from a pilot's association
attesting to the applicant's sea service. The association's letter
should indicate that the vessels piloted were equipped with radar, and
that radar was used by the pilot for navigation and collision avoidance
purposes.
Online Renewal Training
Some commenters suggested that the Coast Guard should allow online
renewal training. Although the Coast Guard may approve certain training
to be offered online, we do not believe it is feasible for radar
observer re-certification courses. As radar observer re-certification
courses are typically 1 day in duration and consist almost exclusively
of graded examinations and practical exercises, the course is not well-
suited for online delivery. However, online training is possible for
portions of an original radar observer course, or a multi-day refresher
course. Guidance on the Coast Guard's policy concerning online training
is found in Enclosure (5) of Navigation and Vessel Inspection Circular
3-14.\7\
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\7\ Available at https://www.dco.uscg.mil/Portals/9/NMC/pdfs/announcements/2014/nvic-03-14_Course_Approval_Final_with_encls_20140122.pdf.
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V. Discussion of the Rule
In this rule, the Coast Guard is revising its regulations to
eliminate the requirement that a mariner actively using the mariner's
credential complete an approved or accepted refresher or re-
certification course to maintain a radar observer endorsement. A
mariner who serves in a relevant position on board a radar-equipped
vessel for 1 year in the previous 5 years will no longer be required to
complete a Coast Guard-approved or accepted radar refresher or re-
certification course per 46 CFR 11.480 to renew his or her radar
observer endorsement. The new requirement for 1 year of sea service
within the past 5 years is consistent with similar existing sea service
requirements found in, for example, 46 CFR 10.227(e)(1) (Requirements
for Renewal); 46 CFR 11.302(c) (Basic Training); and 46 CFR 11.303(c)
(Advanced Firefighting). For the purposes of this rule, relevant sea
service means having served in a position that routinely uses radar for
navigation and collision avoidance purposes on a radar-equipped vessel.
Additionally, mariners who provide evidence of being a qualified
instructor and having taught a Coast Guard-approved or accepted radar
course at least twice within the past 5 years will not be required to
complete a radar refresher or re-certification course. The 5-year
interval is based on both national and the International Convention on
the Standards of Training, Certification and Watchkeeping for
Seafarers, 1978, as amended (STCW) endorsement requirements that follow
recognized principles and standards of maritime skill acquisition and
retention. The provision to allow renewal of the endorsement by an
instructor of the radar course is consistent with the provision in 46
CFR 10.227(e)(1)(v) applicable to MMC renewals. This provision would be
applied to the radar observer endorsement.
This rule eliminates the requirement to carry a certificate of
training if the radar observer endorsement is on the MMC, and allows
the endorsement and MMC to expire at the same time.
The Coast Guard did consider removing the radar refresher or re-
certification course requirement altogether. However, the Coast Guard
believes that the competencies required by a radar observer would
degrade if the mariner does not use them on board vessels or
periodically refresh them by teaching or completing a course. The
concept that knowledge and skills will degrade with time if not used or
refreshed has been applied in other areas of maritime training, such as
the STCW requirements for basic training course every 5 years, and is a
recognized factor within the education industry. While there are few
specific studies in skill degradation in the maritime industry, this
issue has been the subject of discussion for decades in other
industries, including the aviation industry.\8\ Also, radar continues
to be incorporated into other shipboard systems and continues to change
with advancements in technology. The radar observer must keep current
with these changes through onboard utilization of skills or a formal
course of instruction. As a result, the Coast Guard did not pursue
removing radar renewal training altogether.
---------------------------------------------------------------------------
\8\ Michael W. Gillen, Degradation of Piloting Skills (Master's
Thesis), University of North Dakota, Grand Forks (2008), assesses
professional aircraft pilots' basic instrument skills in the age of
highly automated cockpits. In addition to the specific findings
related to the aircraft pilots, the document contains a literature
review of applicable background studies concerning the general
theory of learning related to skill acquisition, retention, and
declination. The referenced literature includes a discussion of the
inverse nature of practice and completion time. Previous studies
showed that the time required to perform a task declined at a
decreasing rate as experience with the task increased. Results from
some of these previous studies indicated a rapid rate of learning
depreciation.
Arthur Winfred, Jr., Bennett Winston, Jr., Pamela L. Stanush,
and Theresa L. McNelly, ``Factors That Influence Skill Decay and
Retention: A Quantitative Review and Analysis,'' 11(1) Human
Performance 57 (1998), presents a review of skill retention and
skill decay literature about factors that influence the loss of
trained skills or knowledge over extended periods of non-use.
Results indicated that there is substantial skill loss after more
than 365 days of non-use or non-practice. Physical, natural, and
speed-based tasks--such as checklist and repetitive tasks--were less
susceptible to skill loss than decision-making tasks that are
cognitive, artificial, and accuracy-based. Collision avoidance and
navigation using radar can be considered examples of the latter
category.
John M. O'Hara, ``The Retention of Skills Acquired Through
Simulator-based Training,'' 33(9) Ergonomics 1143 (1990), examines
the loss of skills among two groups of merchant marine cadets that
were tested for watchstanding skills immediately preceding and
following a 9-month simulator-based training program. The mitigation
of decay as a function of a retraining experience was also
evaluated. The results indicated that watchstanding skills improved
following training and declined over the 9-month retention interval,
and that refresher training was effective in terms of skill loss
mitigation for some skill areas.
---------------------------------------------------------------------------
In summary, the Coast Guard will continue to require attendance at
a radar
[[Page 26585]]
refresher or re-certification course for mariners seeking to renew a
radar observer endorsement on the basis of sea service if they do not
have 1 year of relevant sea service in the previous 5 years in a
position that routinely uses radar for navigation and collision
avoidance purposes, on vessels equipped with radar. As discussed
earlier, mariners with radar observer endorsements who do have 1 year
of relevant sea service within the previous 5 years and have served in
a position that routinely uses radar for navigation and collision
avoidance purposes, on board a radar-equipped vessel, or who have met
certain instructor requirements, will be able to renew the radar
observer endorsement without completing a course. In addition, the
radar observer endorsement will expire with the MMC, and the mariner
with a radar observer endorsement will no longer be required to present
a course completion certificate within 48 hours of the demand to do so
by an authorized official.
Following is a section-by-section discussion of the changes.
46 CFR 11.480 Radar Observer
This rule revises 46 CFR 11.480(d), (e), (f), (g), and (h). A
current course completion certificate from a Coast Guard-approved or
accepted radar refresher or re-certification course in accordance with
46 CFR 11.480 will no longer be the only determinant of a mariner's
continued competency as a radar observer.
This rule revises 46 CFR 11.480 to apply the provisions of 46 CFR
10.227(e)(1)(v) to the radar observer endorsement. A qualified
instructor who has taught a Coast Guard-approved or accepted radar
observer course at least twice within the past 5 years will not be
required to complete a refresher or re-certification course, because he
or she will have met the standards to receive a course completion
certificate. The course approval process, in accordance with 46 CFR
subpart D, evaluates instructors to determine whether they are
qualified to teach the course.
Mariners will be allowed to use recent sea service in place of
completing a radar refresher or re-certification course. Mariners able
to provide evidence of 1 year of relevant sea service within the last 5
years in a position that routinely uses radar for navigation and
collision avoidance purposes on vessels equipped with radar will not be
required to attend a refresher or recertification course. This also
applies to mariners applying for raises of grade or new endorsements
under 46 CFR 10.231. As a result, 46 CFR 11.480(g) and (h) were
amended.
Prior to this rule, 46 CFR 11.480(h) allowed an applicant seeking a
raise of grade or increase in scope of an MMC endorsement, where the
increased grade or scope required a radar observer certificate, to use
an expired certificate to fulfill that requirement. However, a radar
endorsement was not placed on the credential. This provision was put in
place because, prior to this rule, expirations of MMCs and radar
certificates rarely expired on or near the same date. We are revising
46 CFR 11.480(h) to align the MMC with the radar endorsement and ensure
evidence of competence in the use of the radar through experience or
completion of the course. Consequently, applicants for a raise of grade
or increase in scope that requires radar but do not currently have
radar endorsed on their MMC, will be required to renew the radar
endorsement. A radar endorsement on the MMC will be considered
acceptable evidence of current radar experience or knowledge for
purposes of a raise of grade or increase in scope where that increase
requires radar training.
To renew a radar endorsement the applicant must provide the
following information: (1) Evidence of 1 year of sea service within the
last 5 years in a position that routinely uses radar for navigation and
collision avoidance purposes on board radar-equipped vessels; or (2)
evidence of having been a qualified instructor who has taught a Coast
Guard-approved or accepted radar observer course at least twice within
the past 5 years; or (3) successful completion of a Coast Guard-
approved or accepted radar course within the past 5 years. If the
applicant does not provide evidence of meeting the requirements for the
radar observer endorsement, the endorsement will not be granted.
46 CFR 15.815 Radar Observers
This rule revises 46 CFR 15.815 to eliminate the requirement that a
person required to hold a radar endorsement must have his or her course
completion certificate readily available. Having the course completion
certificate available is no longer necessary, because the expiration
date of the MMC and the radar endorsement coincide, making the radar
observer endorsement in the MMC prima facie evidence that its holder
meets the radar training standards. That was not the case previously.
The Coast Guard recognizes the need for a transition period. Therefore,
we are modifying the language in Sec. 15.815(d) and removing paragraph
(e) related to carrying and producing the radar course completion
certificate. If a mariner qualifies for a radar endorsement after their
MMC is issued, they can apply for a radar endorsement to be added to
their MMC. This provision will expire on July 22, 2024. After that
date, mariners may serve on board a vessel in a position that uses
radar if they have a radar observer endorsement on their MMC. While the
NPRM proposed revising Sec. 15.815(d) to allow the mariners listed in
Sec. 15.815(a), (b), and (c) to sail without a radar observer
endorsement, provided that they hold, and have immediately available, a
course completion certificate issued within the last 5 years from a
Coast Guard-approved or accepted radar course, the proposed text lacked
clarity and a termination date. This final rule modifies the revision
of Sec. 15.815(d) to retain the intended flexibility for mariners who
were not qualified for the radar observer endorsement at their last
credential application, but have subsequently completed a Coast Guard-
approved or accepted radar course and hold a course completion
certificate. Section 304 of Public Law 114-120, CGAA 2015, directed the
Coast Guard to harmonize MMC, medical certificate, and radar observer
expiration dates. It further directed the Coast Guard to establish a
process that would not require mariners to renew their MMCs early.
Consistent with the Congressional intent in section 304(b)(1) that
mariners not be required to incur unnecessary application fees, the
Coast Guard is providing this flexibility to ensure that mariners with
valid radar observer course completion certificates do not have to
apply to add the radar endorsement to their MMCs before their next MMC
renewal.
46 CFR 10.232 Sea Service
Finally, the Coast Guard is adding corresponding requirements to
Sec. 10.232(a) so that the sea service letter indicates whether the
vessel the mariner has served on is equipped with radar, and that the
mariner served in a position that routinely uses radar for navigation
and collision avoidance purposes. While certain vessels are required to
be equipped with radar, some vessels are not required to do so, such as
offshore supply vessels of less than 100 gross tons and mechanically
propelled vessels of less than 1,600 gross tons in ocean or coastwise
service. Although these vessels are not required to be equipped with
radar, some of them are equipped with radars. This rule ensures that
mariners serving in a position that routinely uses radar for navigation
and collision avoidance purposes, on vessels equipped with radar, will
get credit towards renewal of
[[Page 26586]]
the radar observer endorsement, regardless of whether the vessel was
required to carry radar.
In addition, the Coast Guard did not propose specific regulatory
text on radar observer endorsement requirements for maritime pilots
seeking to renew a radar observer endorsement. In response to several
public comments asking about pilots, the Coast Guard is amending Sec.
10.232(a)(6) to clarify that, for pilots seeking to renew a radar
observer endorsement, their association's letter should indicate that
the vessels piloted were equipped with radar, and that radar was used
by the pilot for navigation and collision avoidance purposes.
VI. Regulatory Analyses
We developed this rule after considering numerous statutes and
Executive orders related to rulemaking. Below we summarize our analyses
based on these statutes or Executive orders.
A. Regulatory Planning and Review
Executive Orders 12866 (Regulatory Planning and Review) and 13563
(Improving Regulation and Regulatory Review) direct agencies to assess
the costs and benefits of available regulatory alternatives and, if
regulation is necessary, to select regulatory approaches that maximize
net benefits (including potential economic, environmental, public
health and safety effects, distributive impacts, and equity). Executive
Order 13563 emphasizes the importance of quantifying both costs and
benefits, of reducing costs, of harmonizing rules, and of promoting
flexibility. Executive Order 13771 (Reducing Regulation and Controlling
Regulatory Costs) directs agencies to reduce regulation and control
regulatory costs and provides that ``for every one new regulation
issued, at least two prior regulations be identified for elimination,
and that the cost of planned regulations be prudently managed and
controlled through a budgeting process.''
The Office of Management and Budget (OMB) has not designated this
rule a ``significant regulatory action,'' under section 3(f) of
Executive Order 12866. Accordingly, OMB has not reviewed it. DHS
considers this rule to be an Executive Order 13771 deregulatory action.
See OMB's Memorandum ``Guidance Implementing Executive Order 13771,
Titled `Reducing Regulation and Controlling Regulatory Costs' '' (April
5, 2017). Details on the estimated cost savings of this rule can be
found in the rule's regulatory analysis (RA) that follows.
Table 1 summarizes the changes to the regulatory text from the NPRM
to this final rule. In this final rule, the Coast Guard incorporated
``routinely'' into Sec. Sec. 10.232(a)(2)(vii) and 11.480(g), and
``For those pilots seeking to renew a radar observer endorsement, the
association's letter should indicate that the vessels piloted were
equipped with radar, and that radar was used by the pilot for
navigation and collision avoidance purposes'' in Sec. 10.232(a)(6).
These revisions to the regulatory text proposed in the NPRM were only
for clarification purposes; thus, the numerical assessment and
conclusions from the RA included in the NPRM (83 FR 26933, June 11,
2018) remain unchanged.
Table 1--Summary of Changes From NPRM to Final Rule
----------------------------------------------------------------------------------------------------------------
Resulting impact on
Regulatory text NPRM Final rule RA
----------------------------------------------------------------------------------------------------------------
Sec. 10.232(a)(2)(vii)....... Mariner served in a positon Mariner served in a No impact; edits made
using radar. position that routinely for clarification
uses radar. purposes.
Sec. 10.232(a)(6)............ An applicant who has been An applicant who has been No impact; edits made
acting as a pilot may acting as a pilot may for consistency with
submit a letter from a submit a letter from a 46 CFR
pilot's association pilot's association 10.232(a)(2)(vii).
attesting to the attesting to the
applicant's sea service. applicant's sea service.
Pilots not part of an For those pilots seeking
association may submit to renew a radar observer
other relevant records endorsement, the
indicating service, such association's letter
as billing forms. For a should indicate that the
raise-of-grade, pilots vessels piloted were
must comply with the equipped with radar, and
requirements of paragraph that radar was used by the
(a)(2) of this section. pilot for navigation and
collision avoidance
purposes. Pilots not part
of an association may
submit other relevant
records indicating
service, such as billing
forms. For a raise-of-
grade, pilots must comply
with the requirements of
paragraph (a)(2) of this
section.
Sec. 11.480(g)............... 1 year of relevant sea 1 year of relevant sea No impact; edits made
service within the last 5 service within the last 5 for clarification
years in a position using years in a position that purposes.
radar. routinely uses radar.
Sec. 11.480(h)............... An applicant for renewal of An applicant for renewal of No impact; edit made
a license or MMC who does a MMC who does not provide for accuracy.
not provide evidence of evidence of meeting the
meeting the renewal renewal requirements of
requirements of paragraphs paragraphs (d), (f), or
(d), (f), or (g) of this (g) of this section will
section will not have a not have a radar observer
radar observer endorsement endorsement placed on his
placed on his or her MMC. or her MMC.
Sec. 15.815(d)............... In the event that a person Until July 22, 2024, a No impact; edits made
described in paragraphs person may satisfy the for standardization.
(a), (b), or (c) of this requirements in paragraphs
section does not hold an (a), (b), or (c) by having
endorsement as radar immediately available a
observer, he or she must valid course completion
have immediately available certificate from an
a valid course completion appropriate Coast Guard-
certificate from a Coast approved or accepted radar
Guard-approved radar course that was issued
course. within the previous 5
years.
----------------------------------------------------------------------------------------------------------------
[[Page 26587]]
This RA provides an evaluation of the economic impacts associated
with this rule. The Coast Guard is revising its regulations so that a
mariner who served on board a radar-equipped vessel for 1 year in the
previous 5 years, in a position that routinely uses radar for
navigation and collision avoidance purposes, is not required to
complete a Coast Guard-approved or accepted radar refresher or re-
certification course to renew their radar observer endorsement, as
discussed in section V of this rule. Additionally, mariners who provide
evidence of being a qualified instructor and having taught a Coast
Guard-approved or accepted radar observer course at least twice within
the past 5 years will not be required to complete a radar refresher or
re-certification course. Table 2 provides a summary of the affected
population, costs, and cost savings after implementation of this rule.
The total 10-year discounted cost savings of the rule will be
$47,678,762 and the annualized total cost savings will be $6,788,383,
both discounted at 7 percent. We expect that an average of 7,037
mariners will benefit from this rule each year. This rule will result
in cost savings to these mariners for no longer incurring the costs to
complete the radar observer refresher or re-certification course. There
will be no impact to those mariners seeking an original radar observer
endorsement or who do not have 1 year of relevant sea service in a
position that routinely uses radar for navigation and collision
avoidance purposes, on board radar-equipped vessels in the previous 5
years. This rule will not impose costs on industry.
Table 2--Summary of the Impacts of the Final Rule
----------------------------------------------------------------------------------------------------------------
Affected
Change Description population Costs Cost Savings
----------------------------------------------------------------------------------------------------------------
Revise 46 CFR 11.480 (d), (e), Revise the Total of 35,183 No cost........... $6,788,383
(f), (g), and (h). merchant mariner mariners will no annualized and
credentialing longer be $47,678,762 10-
regulations to required to take year present
allow mariners radar refresher value monetized
who are qualified or re- industry benefits
instructors and certification (cost savings)
mariners who have course.. (7% discount
served 1 year of Annual average of rate).
sea service in 7,037 mariners
the previous 5 in per year benefit
a position that from rule
routinely uses (rounded).
radar for
navigation and
collision
avoidance
purposes on radar-
equipped vessels
to retain their
radar observer
endorsement
without being
required to take
a radar renewal
or re-
certification
course.
Revise 46 CFR 15.815............ Remove requirement 35,183 mariners... No cost........... No cost savings.
that a person
with a radar
observer
endorsement must
have a
certificate of
training readily
available.
Revise 46 CFR 10.232(a)(2)...... Add requirement 35,183 mariners... No quantifiable No cost savings.
that sea service cost. Cost to add
letters include one line item to
the information company's regular
that the vessel update to the
the mariner has service letter is
served on is too small to
radar equipped quantify.
and the mariner
served in a
position that
routinely uses
radar for
navigation and
collision
avoidance
purposes.
----------------------------------------------------------------------------------------------------------------
The revisions to 46 CFR 11.480 will result in cost savings to those
mariners who will no longer have to complete the radar observer
refresher or re-certification course.
The revisions to 46 CFR 15.815 will eliminate the requirement that
a person holding a radar endorsement must also have his or her course
completion certificate readily available. While the mariner will no
longer physically have to carry the certificate, he or she will still
have to physically carry an MMC that reflects a radar observer
endorsement. The costs of obtaining the copy of the certificate are
included in the cost of the completion of the course. Therefore, any
cost savings from these revisions are included in the calculations of
the cost savings to the revisions to 46 CFR 11.480. Those mariners who
do not have an MMC that reflects a radar observer endorsement will be
allowed to sail if they hold, and have immediately available, a course
completion certificate, issued within the last 5 years, from a Coast
Guard-approved or accepted radar course. There is no impact to these
mariners, as they currently have to carry a certificate to show course
completion. This exemption is only available for 5 years after the
effective date of this rule.
The revisions to 46 CFR 10.232 will add a requirement that the sea
service letter for those seeking to renew a radar observer endorsement
indicate whether the mariner served on a vessel equipped with radar,
and if the mariner served in a position that routinely used radar for
navigation and collision avoidance purposes. The operating companies
that use service letters are already required to provide mariner
service information. These companies will have to add a line item once
per vessel, and then the line item will be available for all mariners
serving on that radar-equipped vessel, if they are serving in a
position that routinely uses radar for navigation and collision
avoidance purposes. The companies generally produce a service letter
once every 5 years to provide the employees the documentation necessary
to renew their credentials. We expect the additional line will be
included in the company's regular updates to service letters.
Affected Population
We expect that this rule will affect mariners with a radar observer
endorsement and mariners who will need one in the future. More
specifically, it will affect those mariners with at least 1 year of sea
service in the previous 5 years in a position that routinely uses radar
for navigation and collision avoidance purposes on board a
[[Page 26588]]
radar-equipped vessel, as they will no longer be required to complete a
Coast Guard-approved or accepted radar refresher or re-certification
course, per 46 CFR 11.480, in order to renew their radar observer
endorsement. It will also affect mariners who have taught a Coast
Guard-approved or accepted radar course at least twice within the past
5 years, the majority of whom hold a valid endorsement and will be
included in the affected population. The radar observer endorsement
will expire with the MMC, and the mariner will no longer be required to
carry the course completion certificate.
We used data from the Coast Guard's Merchant Mariner Licensing and
Documentation (MMLD) system to estimate the average number of mariners
affected by this rule. The MMLD system is used to produce MMCs at the
National Maritime Center. Table 3 below shows the radar endorsement
data from the MMLD system used to estimate the affected population. The
MMLD system does not have exam data prior to 2011 for the mariners who
took the rules of the road exam to renew an MMC.
Table 3--Mariners Holding Radar Observer Endorsements
----------------------------------------------------------------------------------------------------------------
Mariners who hold
a radar observer Mariners who took
Year endorsement rules of the road Mariners who
(current total exam to renew MMC benefit from rule
population)
----------------------------------------------------------------------------------------------------------------
2011................................................... 37,612 488 37,124
2012................................................... 38,114 572 37,542
2013................................................... 37,011 638 36,373
2014................................................... 35,262 671 34,591
2015................................................... 34,280 716 33,564
2016................................................... 34,546 777 33,769
2017................................................... 34,076 755 33,321
--------------------------------------------------------
Average total mariners............................. 35,843 660 35,183
Impacted per year.............................. 7,169 132 7,037
----------------------------------------------------------------------------------------------------------------
The ``Mariners Who Hold a Radar Observer Endorsement'' column shows
the number of unique mariners who, on January 1 of each year, held a
valid MMC with a radar observer endorsement. Per Sec. 11.480, each
applicant for a renewal of a radar observer endorsement must complete
the appropriate Coast Guard-approved or accepted refresher or re-
certification course, receive the appropriate course completion
certificate, and present the certificate or a copy of the certificate
to the Coast Guard. A radar observer endorsement is valid for 5 years
from the date of completion of the Coast Guard-approved or accepted
course. From 2011 to 2017, an average of 35,843 total mariners held a
valid MMC with a radar observer endorsement. The Coast Guard does not
have more detailed information as to the expiration for each mariner's
radar observer endorsement. Therefore, we divided the total number of
mariners by 5 to estimate that an average of 7,169 mariners will need
to take the radar refresher or re-certification course each year
(35,843 total number of mariners / 5, rounded to nearest whole number).
Under this rule, the Coast Guard expects that a portion of this
total will not have 1 year of sea service in the last 5 years in a
position that routinely uses radar for navigation and collision
avoidance purposes on board radar-equipped vessels. Some mariners are
inactive, but still complete the requirements to renew an MMC. The
requirements for the renewal of an MMC are in Sec. 10.227. In order to
renew their credentials, mariners must present acceptable documentary
evidence of at least 1 year of sea service during the past 5 years, or
pass a comprehensive, open-book exercise that includes a rules of the
road examination. The MMLD database tracks mariners who take the rules
of the road exam. The ``Mariners Who Took Rules of the Road Exam to
Renew MMC'' column in table 3 shows the number of the unique mariners
in the ``Mariners Who Hold a Radar Observer Endorsement (Current Total
Population)'' column who took the rules of the road examination as part
of the MMC renewal process for their existing valid MMCs, not the
number of mariners who took the rules of the road exam in that given
year. Therefore, we used this as a proxy to estimate the number of
mariners who did not have 1 year of sea service in the last 5 years.
Under this rule, an average of 660 total mariners will still have to
take a Coast Guard-approved or accepted radar refresher or re-
certification course in order to maintain the radar observer
endorsement. The Coast Guard does not have more detailed information as
to when each mariner took the radar refresher or re-certification
course over the 5-year period. We divided the total number of mariners
by 5 to find an average of 132 mariners will still need to take the
exam each year (660 total number of mariners / 5).
We subtracted the number in the ``Mariners Who Took Rules of the
Road Exam to Renew MMC'' column from the number in the ``Mariners Who
Hold a Radar Observer Endorsement'' column to find the mariners who,
under this rule, will not have had to take a radar refresher or re-
certification course when they last renewed their MMC. From 2011 to
2017, an average of 35,183 mariners held radar observer endorsements
and had at least 1 year of relevant sea service during the past 5
years. This number represents the total number of mariners expected to
benefit from this rule. We divided the total number of mariners
expected to benefit from this rule by 5 to find the average number of
mariners who will benefit each year (35,183 total number of mariners /
5). This totals to an average of 7,037 (rounded to nearest whole
number) mariners per year who will no longer have to take a Coast
Guard-approved or accepted radar refresher or re-certification course.
Costs
The regulatory changes in this rule will not impose any costs to
industry or government, because of its deregulatory nature.
Cost Savings
The cost savings to industry equal the difference between the
current baseline cost to industry and the remaining cost to industry
when the regulatory changes in this rule are implemented.
[[Page 26589]]
Baseline Cost to Industry
Mariners incur costs for the radar refresher or re-certification
course. To estimate the cost savings to industry, we first estimated
the current costs to industry. These include the cost of the refresher
or re-certification course, the time to take the course, and time and
mileage costs to travel to take the course. To estimate the cost of the
course, the Coast Guard researched and found a sample of course costs
from five training centers that offer Coast Guard-approved or accepted
radar refresher or re-certification courses. The cost of the courses
ranged from $199 to $250. We took an average of the 5 estimates to find
the average cost of the courses is $228 (($199 + $250 + $225 + $225 +
$243) / 5, rounded to nearest dollar).9 10 11 12 13
---------------------------------------------------------------------------
\9\ Maritime Professional Training, course cost of $199, found
at https://www.mptusa.com/course/149-Radar-Observer-Recertification-Renewal.
\10\ Compass Courses, course cost of $250, found at https://compasscourses.com/maritime-safety-training-courses/radar-re-certification/.
\11\ The Marine Training Institute, course cost of $225, found
at https://themarinetraininginstitute.com/ecdis-radar-recertification/.
\12\ Calhoon MEBA Engineering School, course cost of $225, per
correspondence with school representative, found at https://www.mebaschool.org/
\13\ Maritime Institute of Technology & Graduate Studies, course
cost of $243, found at https://www.mitags-pmi.org/courses/view/Radar_Observer_Recertification.
---------------------------------------------------------------------------
We then estimated the cost of the time for the mariners to take the
renewal course. The 5 training centers state that the radar refresher
or re-certification course is 1-day. For the purposes of complying with
service requirements, we defined a day as 8 hours (46 CFR 10.107,
Definitions in subchapter B).\14\ We obtained the wage rate of a
mariner from the Bureau of Labor Statistics (BLS), using Occupational
Series 53-5021, Captains, Mates, and Pilots of Water Vessels (May
2016). The BLS reports that the mean hourly wage rate for a Captain,
Mate, or Pilot is $39.19.\15\ To account for employee benefits, we used
a load factor of 1.52, which we calculated from 2016 4th quarter BLS
data.\16\ The loaded wage for a mariner is estimated at $59.57 ($39.19
wage rate x 1.52 load factor). We multiplied the loaded wage rate by
the hourly burden to find the current cost for a mariner to take the
radar refresher or re-certification course is $476.56 ($59.57 wage rate
x 8-hour burden).
---------------------------------------------------------------------------
\14\ 46 CFR 10.107, https://ecfr.io/Title-46/pt46.1.10#se46.1.10_1107.
\15\ Mean wage, https://www.bls.gov/oes/2016/may/oes535021.htm.
\16\ Employer Costs for Employee Compensation provides
information on the employer compensation and can be found in table 9
at https://www.bls.gov/news.release/archives/ecec_03172017.pdf. The
loaded wage factor is equal to the total compensation of $28.15
divided by the wages and salary of $18.53. Values for the total
compensation, wages, and salary are for all private industry workers
in the transportation and material moving occupations, 2016 4th
quarter. We use 2016 data to keep estimated cost savings in 2016
dollars.
---------------------------------------------------------------------------
The Coast Guard then estimated the cost for the mariners to travel
to take the refresher or re-certification course. The radar refresher
or re-certification course must be taken in person at a training
center. This means the mariners incur costs for time to travel to take
the course. We estimated mileage using travel costs assumptions from
the ``Implementation of the 1995 Amendments to the International
Convention on Standards of Training, Certification, and Watchkeeping
for Seafarers, 1978, and Changes to National Endorsements'' final
rule.\17\ On average, a mariner commutes 50 miles to a training course
one-way, or 100 miles round trip. The Federal Highway Administration
reports the average commute speed for private vehicles is 28.87 miles
per hour.\18\ We divided the average round trip mileage to the training
center by the average commute time to find that it takes an average of
3.46 hours for a mariner to travel to and from the training center (100
miles / 28.87 miles per hour, rounded). We multiplied this by the
loaded hourly wage rate to find that the hourly burden per mariner to
travel to the training center to take the refresher or re-certification
course is $206.11 (3.46 hours x $59.57). The mariners also incur
additional mileage costs for traveling to the training facility to take
the 1-day course, such as gas and wear and tear on their vehicles. We
used the U.S. General Services Administration privately owned vehicle
mileage reimbursement rate of $0.54 per mile to estimate this
additional cost.\19\ We multiplied this rate by the 100 miles round
trip to the training facility to estimate that the mariners incur a
cost of $54 per mariner for the additional mileage costs.
---------------------------------------------------------------------------
\17\ Found at https://www.regulations.gov/docket?D=USCG-2004-17914. Non-commuting driving time estimate found on page 132 of the
Regulatory Analysis and Final Regulatory Flexibility Analysis,
located under Supporting Documents.
\18\ ``Summary of Travel Trends: 2009 National Household Travel
Survey'', table 27, found at https://nhts.ornl.gov/2009/pub/stt.pdf.
\19\ Found at https://www.gsa.gov/travel/plan-book/transportation-airfare-rates-pov-rates-etc/privately-owned-vehicle-pov-rates/pov-mileage-rates-archived. We use the 2016 rate to keep
all costs in 2016 dollars.
---------------------------------------------------------------------------
Table 4 summarizes the costs per mariner to take the radar
refresher or re-certification course. Adding the cost of the 1-day
course, the opportunity cost of time to take the course, and the
opportunity cost of roundtrip travel time and mileage costs to get to
the training center, we found that it costs $964.67 per mariner to take
the radar refresher or re-certification course.
Table 4--Costs per Mariner for Radar Refresher or Re-Certification
Course
------------------------------------------------------------------------
Cost category Cost
------------------------------------------------------------------------
1-Day Course................................................. $228.00
Opportunity Cost of Time (8 hours) Spent in Training Facility 476.56
Opportunity Cost of Roundtrip Travel Time to Training Center. 206.11
Mileage Costs................................................ 54.00
----------
Total.................................................... 964.67
------------------------------------------------------------------------
To find the baseline total cost for all mariners to take the radar
refresher or re-certification course, we multiplied the total cost per
mariner of $964.67 by the annual average number of mariners who
currently hold radar observer endorsements. As shown in table 3, we
found this to be an annual average of 7,169 mariners. Therefore, the
total baseline annual average cost for all mariners is $6,915,719
(7,169 mariners x $964.67 per mariner, rounded).
Remaining Costs to Industry After Implementation of the Regulatory
Changes
The Coast Guard is revising Sec. 11.480 so that the number of
mariners required to take a radar refresher or re-certification course
to renew their radar observer endorsement will be reduced. As shown in
table 3 in the ``Affected Population'' subsection, an average of 132
mariners will still need to take the radar refresher or re-
certification course each year. These mariners will continue to have
the same costs per mariner shown in table 4. Multiplying the cost per
mariner by the average mariners who will still need to take the course
each year, we found the total annual cost to industry under this rule
will be $127,336 (132 mariners x $964.67 per mariner).
Cost Savings
To find the total cost savings of this rule, we subtracted the
remaining costs from the baseline costs to industry after
implementation of the rule. Subtracting $127,336 from $6,915,719, we
found the total cost savings of this rule will be $6,788,383 per year.
Table 5 shows the total 10-year undiscounted industry cost savings of
this rule will be $67,883,830. The 10-year estimated discounted cost
savings to industry will be $47,678,762, with an annualized cost
savings of $6,788,383, using a 7-percent discount rate. Using a
perpetual period of
[[Page 26590]]
analysis, we estimated the total annualized cost savings of the rule
will be $5,541,343 in 2016 dollars (assuming a Year 1 of 2019), using a
7-percent discount rate.
Table 5--Total Estimated Cost Savings of the Rule Over a 10-Year Period of Analysis (Discounted at 7 and 3
Percent)
----------------------------------------------------------------------------------------------------------------
Total Total, discounted
Year undiscounted -------------------------------
cost savings 7% 3%
----------------------------------------------------------------------------------------------------------------
1............................................................... $6,788,383 $6,344,283 $6,590,663
2............................................................... 6,788,383 5,929,237 6,398,702
3............................................................... 6,788,383 5,541,343 6,212,332
4............................................................... 6,788,383 5,178,825 6,031,390
5............................................................... 6,788,383 4,840,023 5,855,719
6............................................................... 6,788,383 4,523,386 5,685,164
7............................................................... 6,788,383 4,227,464 5,519,577
8............................................................... 6,788,383 3,950,901 5,358,812
9............................................................... 6,788,383 3,692,431 5,202,730
10.............................................................. 6,788,383 3,450,870 5,051,194
-----------------------------------------------
Total....................................................... 67,883,830 47,678,762 57,906,284
Annualized.............................................. .............. 6,788,383 6,788,383
----------------------------------------------------------------------------------------------------------------
Benefits
This final rule also provides some qualitative benefits. The CGAA
2015 required the Coast Guard to harmonize the expiration dates of the
mariner's radar observer endorsement with expiration of the mariner's
MMC. Thus, the promulgation of this final rule facilitates compliance
with Section 304 of the CGAA 2015. The elimination of the refresher or
re-certification course, and validating qualification with a sea
service letter with attestation of radar utilization at the time of
application for renewal of an MMC brings the endorsement into
concurrence with the MMC date of issuance.
B. Small Entities
The term ``small entities'' comprises small businesses, not-for-
profit organizations that are independently owned and operated and are
not dominant in their fields, and governmental jurisdictions with
populations of less than 50,000.
Based on the RFA's definition of a small entity, section 601(6),
where it comprises small businesses, non-profit organizations, and
small governmental jurisdictions, this final rule only affects mariners
and not companies that hire mariners; therefore, mariners do not fall
under the definition of a small business, small organization, or small
governmental jurisdiction as defined by sections 601(3), 601(4) and
601(5) of the RFA.
This rule reduces the burden on mariners by removing the
requirement to attend a radar refresher or re-certification course
every 5 years for mariners who have 1 year of relevant sea service in
the previous 5 years in a position that routinely uses radar for
navigation and collision avoidance purposes on board radar-equipped
vessels, or for Coast Guard-approved or accepted radar course-qualified
instructors who have taught the class at least twice within the past 5
years. The MMC and radar observer endorsement is in the mariner's name
and not the company's name, so we assume the affected mariners receive
the cost savings from this final rule. We do not have, nor did we
receive during the public comment period, any further information that
companies would reimburse the mariners for these costs and would accrue
the costs savings.
Therefore, the Coast Guard certifies under 5 U.S.C. 605(b) that
this rule will not have a significant economic impact on a substantial
number of small entities.
C. Assistance for Small Entities
Under section 213(a) of the Small Business Regulatory Enforcement
Fairness Act of 1996, Public Law 104-121, we offer to assist small
entities in understanding this rule so that they can better evaluate
its effects on them and participate in the rulemaking. The Coast Guard
will not retaliate against small entities that question or complain
about this rule or any policy or action of the Coast Guard.
Small businesses may send comments on the actions of Federal
employees who enforce, or otherwise determine compliance with, Federal
regulations to the Small Business and Agriculture Regulatory
Enforcement Ombudsman and the Regional Small Business Regulatory
Fairness Boards. The Ombudsman evaluates these actions annually and
rates each agency's responsiveness to small business. If you wish to
comment on actions by employees of the Coast Guard, call 1-888-REG-FAIR
(1-888-734-3247).
D. Collection of Information
This rule calls for no new collection of information under the
Paperwork Reduction Act of 1995, 44 U.S.C. 3501-3520. The information
collection associated with this rule is the currently approved
collection 1625-0040 (MMC Application).\20\ The revisions to 46 CFR
15.815 will eliminate the requirement that a person holding a radar
endorsement must also have his or her course completion certificate
readily available. While the mariner will no longer physically have to
carry the certificate, he or she will still have to carry an MMC that
reflects a radar observer endorsement. Those mariners who do not have
an MMC that reflects a radar observer endorsement will be allowed to
sail provided that they hold, and have immediately available, a course
completion certificate, issued within the last 5 years, from a Coast
Guard-approved or accepted radar refresher or re-certification course.
There is no impact to these mariners, as they currently have to carry a
certificate to show course completion.
---------------------------------------------------------------------------
\20\ The full title of COI 1625-0040 is ``Application for
Merchant Mariner Credential (MMC), Application for Medical
Certificate, Application for Medical Certificate--Short Form, Small
Vessel Sea Service (Optional) Form, DOT/USCG Periodic Drug Testing
(Optional) Form, and Disclosure Statement for Narcotics, DWI/DUI,
and/or Other Convictions (Optional) Form.''
---------------------------------------------------------------------------
[[Page 26591]]
E. Federalism
A rule has implications for federalism under Executive Order 13132
(Federalism) if it has a substantial direct effect on States, on the
relationship between the national government and the States, or on the
distribution of power and responsibilities among the various levels of
government. We have analyzed this rule under Executive Order 13132 and
have determined that it is consistent with the fundamental federalism
principles and preemption requirements described in Executive Order
13132. Our analysis follows. It is well settled that States may not
regulate in categories reserved for regulation by the Coast Guard. It
is also well settled that all of the categories covered in 46 U.S.C.
3306, 3703, 7101, and 8101 (design, construction, alteration, repair,
maintenance, operation, equipping, personnel qualification, and manning
of vessels), as well as the reporting of casualties and any other
category in which Congress intended the Coast Guard to be the sole
source of a vessel's obligations, are within the field foreclosed from
regulation by the States. See the Supreme Court's decision in United
States v. Locke and Intertanko v. Locke, 529 U.S. 89, 120 S.Ct. 1135
(2000). Because this rule involves the credentialing of mariners under
46 U.S.C. 7101, it relates to personnel qualifications and is,
therefore, foreclosed from regulation by the States. Because the States
may not regulate within this category, this rule is consistent with the
principles of federalism and preemption requirements in Executive Order
13132.
F. Unfunded Mandates Reform Act
The Unfunded Mandates Reform Act of 1995, 2 U.S.C. 1531-1538,
requires Federal agencies to assess the effects of their discretionary
regulatory actions. In particular, the Act addresses actions that may
result in the expenditure by a State, local, or tribal government, in
the aggregate, or by the private sector of $100,000,000 (adjusted for
inflation) or more in any one year. Although this rule will not result
in such expenditure, we do discuss the effects of this rule elsewhere
in this preamble.
G. Taking of Private Property
This rule will not cause a taking of private property or otherwise
have taking implications under Executive Order 12630 (Governmental
Actions and Interference with Constitutionally Protected Property
Rights).
H. Civil Justice Reform
This rule meets applicable standards in sections 3(a) and 3(b)(2)
of Executive Order 12988 (Civil Justice Reform) to minimize litigation,
eliminate ambiguity, and reduce burden.
I. Protection of Children
We have analyzed this rule under Executive Order 13045 (Protection
of Children from Environmental Health Risks and Safety Risks). This
rule is not an economically significant rule and will not create an
environmental risk to health or risk to safety that might
disproportionately affect children.
J. Indian Tribal Governments
This rule does not have tribal implications under Executive Order
13175 (Consultation and Coordination with Indian Tribal Governments),
because it will not have a substantial direct effect on one or more
Indian tribes, on the relationship between the Federal Government and
Indian tribes, or on the distribution of power and responsibilities
between the Federal Government and Indian tribes.
K. Energy Effects
We have analyzed this rule under Executive Order 13211 (Actions
Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use). We have determined that it is not a
``significant energy action'' under that order because it is not a
``significant regulatory action'' under Executive Order 12866 and is
not likely to have a significant adverse effect on the supply,
distribution, or use of energy.
L. Technical Standards
The National Technology Transfer and Advancement Act, codified as a
note to 15 U.S.C. 272, directs agencies to use voluntary consensus
standards in their regulatory activities unless the agency provides
Congress, through OMB, with an explanation of why using these standards
will be inconsistent with applicable law or otherwise impractical.
Voluntary consensus standards are technical standards (e.g.,
specifications of materials, performance, design, or operation; test
methods; sampling procedures; and related management systems practices)
that are developed or adopted by voluntary consensus standards bodies.
This rule does not use technical standards. Therefore, we did not
consider the use of voluntary consensus standards.
M. Environment
We have analyzed this rule under Department of Homeland Security
Management Directive 023-01 (series) and Commandant Instruction 5090.1
(COMDTINST 5090.1), which guide the Coast Guard in complying with the
National Environmental Policy Act of 1969 (42 U.S.C. 4321-4370f), and
have made a determination that this action is one of a category of
actions that do not individually or cumulatively have a significant
effect on the human environment. A Record of Environmental
Consideration supporting this determination is available in the docket
where indicated under the ADDRESSES section of this preamble. This rule
is categorically excluded under paragraphs L52, L54, and L56 of
Appendix A, Table 1 of DHS Instruction Manual 023-01 (series).
Paragraph L52 pertains to regulations concerning vessel operation
safety standards, paragraph L54 pertains to regulations which are
editorial or procedural, and paragraph L56 pertains to regulations
concerning the training, qualifying, and licensing of maritime
personnel. This rule involves merchant mariner credentialing
regulations to remove obsolete portions of the radar observer
requirements, harmonize the radar observer endorsement with the MMC,
and reduce an unneeded financial burden on mariners required to hold a
radar observer endorsement.
List of Subjects
46 CFR Part 10
Penalties, Personally identifiable information, Reporting and
recordkeeping requirements, Seamen.
46 CFR Part 11
Penalties, Reporting and recordkeeping requirements, Schools,
Seamen.
46 CFR Part 15
Reporting and recordkeeping requirements, Seamen, Vessels.
For the reasons discussed in the preamble, the Coast Guard amends
46 CFR parts 10, 11, and 15 as follows:
PART 10--MERCHANT MARINER CREDENTIAL
0
1. The authority citation for part 10 is revised to read as follows:
Authority: 14 U.S.C. 503; 31 U.S.C. 9701; 46 U.S.C. 2101, 2103,
2110; 46 U.S.C. chapter 71; 46 U.S.C. chapter 73; 46 U.S.C. chapter
75; 46 U.S.C. 2104; 46 U.S.C. 7701, 8903, 8904, and 70105; Executive
Order 10173; Department of Homeland Security Delegation No. 0170.1.
0
2. Amend Sec. 10.232 as follows:
0
a. Redesignate paragraphs (a)(2)(vii) through (x) as paragraphs
(a)(2)(viii) through (xi), respectively;
0
b. Add new paragraph (a)(2)(vii); and
0
c. Revise paragraph (a)(6).
[[Page 26592]]
The addition and revision read as follows:
Sec. 10.232 Sea service.
(a) * * *
(2) * * *
(vii) For those seeking to renew a radar observer endorsement,
whether the vessel is equipped with radar and if the mariner served in
a position that routinely uses radar for navigation and collision
avoidance purposes.
* * * * *
(6) An applicant who has been acting as a pilot may submit a letter
from a pilot's association attesting to the applicant's sea service.
For those pilots seeking to renew a radar observer endorsement, the
association's letter should indicate that the vessels piloted were
equipped with radar, and that radar was used by the pilot for
navigation and collision avoidance purposes. Pilots not part of an
association may submit other relevant records indicating service, such
as billing forms. For a raise-of-grade, pilots must comply with the
requirements of paragraph (a)(2) of this section.
* * * * *
PART 11--REQUIREMENTS FOR OFFICER ENDORSEMENTS
0
3. The authority citation for part 11 is revised to read as follows:
Authority: 14 U.S.C. 503; 31 U.S.C. 9701; 46 U.S.C. 2101, 2103,
and 2110; 46 U.S.C. chapter 71; 46 U.S.C. 7502, 7505, 7701, 8906,
and 70105; Executive Order 10173; Department of Homeland Security
Delegation No. 0170.1. Section 11.107 is also issued under the
authority of 44 U.S.C. 3507.
0
4. Amend Sec. 11.480 as follows:
0
a. In paragraph (d), remove the text ``paragraph (e)'' and add in its
place the text ``paragraphs (f) or (g)''; and
0
b. Revise paragraphs (e) through (h).
The revisions read as follows:
Sec. 11.480 Radar observer.
* * * * *
(e) A radar observer endorsement issued under this section is valid
until the expiration of the mariner's MMC.
(f) A mariner may also renew his or her radar observer endorsement
by providing evidence of meeting the requirements in 46 CFR
10.227(e)(1)(v).
(g) The Coast Guard will accept on-board training and experience
through acceptable documentary evidence of 1 year of relevant sea
service within the last 5 years in a position that routinely uses radar
for navigation and collision avoidance purposes on vessels equipped
with radar as meeting the refresher or re-certification requirements of
paragraph (d) of this section. This also applies to mariners applying
for raises of grade or new endorsements under 46 CFR 10.231.
(h) An applicant for renewal of an MMC who does not provide
evidence of meeting the renewal requirements of paragraph (d), (f), or
(g) of this section will not have a radar observer endorsement placed
on his or her MMC.
PART 15--MANNING REQUIREMENTS
0
5. The authority citation for part 15 continues to read as follows:
Authority: 46 U.S.C. 2101, 2103, 3306, 3703, 8101, 8102, 8103,
8104, 8105, 8301, 8304, 8502, 8503, 8701, 8702, 8901, 8902, 8903,
8904, 8905(b), 8906 and 9102; sec. 617, Pub. L. 111-281, 124 Stat.
2905; and Department of Homeland Security Delegation No. 0170.1.
0
6. Amend Sec. 15.815 by revising paragraph (d) and removing paragraph
(e).
The revision reads as follows:
Sec. 15.815 Radar observers.
* * * * *
(d) Until July 22, 2024, a person may satisfy the requirements in
paragraph (a), (b), or (c) by having immediately available a valid
course completion certificate from an appropriate Coast Guard-approved
or accepted radar course that was issued within the previous 5 years.
Dated: May 31, 2019.
J.P. Nadeau,
Rear Admiral, U.S. Coast Guard, Assistant Commandant for Prevention
Policy.
[FR Doc. 2019-11905 Filed 6-6-19; 8:45 am]
BILLING CODE 9110-04-P