National Emission Standards for Hazardous Air Pollutants: Boat Manufacturing and Reinforced Plastic Composites Production Residual Risk and Technology Review, 22642-22685 [2019-09583]
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22642
Federal Register / Vol. 84, No. 96 / Friday, May 17, 2019 / Proposed Rules
ENVIRONMENTAL PROTECTION
AGENCY
40 CFR Part 63
[EPA–HQ–OAR–2016–0447 and EPA–HQ–
OAR–2016–0449; FRL–9992–76–OAR]
RIN 2060–AT12
National Emission Standards for
Hazardous Air Pollutants: Boat
Manufacturing and Reinforced Plastic
Composites Production Residual Risk
and Technology Review
Environmental Protection
Agency (EPA).
ACTION: Proposed rule.
AGENCY:
The Environmental Protection
Agency (EPA) is proposing amendments
to the National Emission Standards for
Hazardous Air Pollutants (NESHAP) for
Boat Manufacturing and the NESHAP
for Reinforced Plastic Composites
Production. The proposed amendments
address the results of the residual risk
and technology review (RTR) conducted
as required under the Clean Air Act
(CAA) for these source categories. The
EPA is proposing to find the risks due
to emissions of air toxics from these
source categories under the current
standards to be acceptable and that the
standards provide an ample margin of
safety to protect public health. We are
proposing no revisions to the numerical
emission limits or other aspects of the
rules based on these risk analyses or
technology reviews. Additionally, the
EPA is proposing to amend provisions
addressing emissions during periods of
startup, shutdown, and malfunction
(SSM) and to amend provisions
regarding electronic reporting of certain
notifications, performance test results,
and semiannual reports.
DATES:
Comments. Comments must be
received on or before July 1, 2019.
Under the Paperwork Reduction Act
(PRA), comments on the information
collection provisions are best assured of
consideration if the Office of
Management and Budget (OMB)
receives a copy of your comments on or
before June 17, 2019.
Public Hearing. If anyone contacts us
requesting a public hearing on or before
May 22, 2019, we will hold a hearing.
Additional information about the
hearing, if requested, will be published
in a subsequent Federal Register
document and posted at https://
www.epa.gov/stationary-sources-airpollution/boat-manufacturing-nationalemission-standards-hazardous-air for
the Boat Manufacturing NESHAP, and
https://www.epa.gov/stationary-sources-
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SUMMARY:
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air-pollution/reinforced-plasticcomposites-production-nationalemission for the Reinforced Plastic
Composites Production NESHAP. See
SUPPLEMENTARY INFORMATION for
information on requesting and
registering for a public hearing.
ADDRESSES:
Comments. Submit your comments,
identified by Docket ID No. EPA–HQ–
OAR–2016–0447 for the Boat
Manufacturing NESHAP and Docket ID
No. EPA–HQ–OAR–2016–0449 for the
Reinforced Plastic Composites
Production NESHAP, at https://
www.regulations.gov. Follow the online
instructions for submitting comments.
Once submitted, comments cannot be
edited or removed from Regulations.gov.
See SUPPLEMENTARY INFORMATION for
detail about how the EPA treats
submitted comments. Regulations.gov is
our preferred method of receiving
comments. However, the following
other submission methods are also
accepted:
• Email: a-and-r-docket@epa.gov.
Include Docket ID No. EPA–HQ–OAR–
2016–0447 for the Boat Manufacturing
NESHAP or Docket ID No. EPA–HQ–
OAR–2016–0449 for the Reinforced
Plastic Composites Production NESHAP
in the subject line of the message.
• Fax: (202) 566–9744. Attention
Docket ID No. EPA–HQ–OAR–2016–
0447 for the Boat Manufacturing
NESHAP or Docket ID No. EPA–HQ–
OAR–2016–0449 for the Reinforced
Plastic Composites Production
NESHAP.
• Mail: To ship or send mail via the
United States Postal Service, use the
following address: U.S. Environmental
Protection Agency, EPA Docket Center,
Docket ID No. EPA–HQ–OAR–2016–
0447 for the Boat Manufacturing
NESHAP or Docket ID No. EPA–HQ–
OAR–2016–0449 for the Reinforced
Plastic Composites Production
NESHAP, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington,
DC 20460.
• Hand/Courier Delivery: Use the
following Docket Center address if you
are using express mail, commercial
delivery, hand delivery, or courier: EPA
Docket Center, EPA WJC West Building,
Room 3334, 1301 Constitution Avenue
NW, Washington, DC 20004. Delivery
verification signatures will be available
only during regular business hours.
FOR FURTHER INFORMATION CONTACT: For
questions about this proposed action,
contact Mr. Brian Storey, Sector Policies
and Programs Division (D243–04),
Office of Air Quality Planning and
Standards, U.S. Environmental
Protection Agency, Research Triangle
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Park, North Carolina 27711; telephone
number: (919) 541–1103; fax number:
(919) 541–4991; and email address:
storey.brian@epa.gov. For specific
information regarding the risk modeling
methodology, contact Mr. James Hirtz,
Health and Environmental Impacts
Division (C539–02), Office of Air
Quality Planning and Standards, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711; telephone number: (919) 541–
0881; fax number: (919) 541–0840; and
email address: hirtz.james@epa.gov. For
information about the applicability of
the Boat Manufacturing NESHAP or
Reinforced Plastic Composites
Production NESHAP to a particular
entity, contact Mr. John Cox, Office of
Enforcement and Compliance
Assurance, U.S. Environmental
Protection Agency, EPA WJC South
Building (Mail Code 2221A), 1200
Pennsylvania Avenue NW, Washington
DC 20460; telephone number: (202)
564–1395; and email address: cox.john@
epa.gov.
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Ms.
Nancy Perry at (919) 541–5628 or by
email at perry.nancy@epa.gov to request
a public hearing, to register to speak at
the public hearing, or to inquire as to
whether a public hearing will be held.
Docket. The EPA has established a
docket for this rulemaking under Docket
ID No. EPA–HQ–OAR–2016–0447 for
the Boat Manufacturing NESHAP or
Docket ID No. EPA–HQ–OAR–2016–
0449 for the Reinforced Plastic
Composites Production NESHAP. All
documents in the docket are listed in
Regulations.gov. Although listed, some
information is not publicly available,
e.g., Confidential Business Information
(CBI) or other information whose
disclosure is restricted by statute.
Certain other material, such as
copyrighted material, is not placed on
the internet and will be publicly
available only in hard copy. Publicly
available docket materials are available
either electronically in Regulations.gov
or in hard copy at the EPA Docket
Center, Room 3334, EPA WJC West
Building, 1301 Constitution Avenue
NW, Washington, DC. The Public
Reading Room is open from 8:30 a.m. to
4:30 p.m., Monday through Friday,
excluding legal holidays. The telephone
number for the Public Reading Room is
(202) 566–1744, and the telephone
number for the EPA Docket Center is
(202) 566–1742.
Instructions. Direct your comments to
Docket ID No. EPA–HQ–OAR–2016–
0447 for the Boat Manufacturing
NESHAP or Docket ID No. EPA–HQ–
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Federal Register / Vol. 84, No. 96 / Friday, May 17, 2019 / Proposed Rules
OAR–2016–0449 for the Reinforced
Plastic Composites Production
NESHAP. The EPA’s policy is that all
comments received will be included in
the public docket without change and
may be made available online at https://
www.regulations.gov, including any
personal information provided, unless
the comment includes information
claimed to be CBI or other information
whose disclosure is restricted by statute.
Do not submit information that you
consider to be CBI or otherwise
protected through https://
www.regulations.gov or email. This type
of information should be submitted by
mail as discussed below.
The EPA may publish any comment
received to its public docket.
Multimedia submissions (audio, video,
etc.) must be accompanied by a written
comment. The written comment is
considered the official comment and
should include discussion of all points
you wish to make. The EPA will
generally not consider comments or
comment contents located outside of the
primary submission (i.e., on the Web,
cloud, or other file sharing system). For
additional submission methods, the full
EPA public comment policy,
information about CBI or multimedia
submissions, and general guidance on
making effective comments, please visit
https://www2.epa.gov/dockets/
commenting-epa-dockets.
The https://www.regulations.gov
website allows you to submit your
comment anonymously, which means
the EPA will not know your identity or
contact information unless you provide
it in the body of your comment. If you
send an email comment directly to the
EPA without going through https://
www.regulations.gov, your email
address will be automatically captured
and included as part of the comment
that is placed in the public docket and
made available on the internet. If you
submit an electronic comment, the EPA
recommends that you include your
name and other contact information in
the body of your comment and with any
digital storage media you submit. If the
EPA cannot read your comment due to
technical difficulties and cannot contact
you for clarification, the EPA may not
be able to consider your comment.
Electronic files should not include
special characters or any form of
encryption and be free of any defects or
viruses. For additional information
about the EPA’s public docket, visit the
EPA Docket Center homepage at https://
www.epa.gov/dockets.
Submitting CBI. Do not submit
information containing CBI to the EPA
through https://www.regulations.gov or
email. Clearly mark the part or all of the
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information that you claim to be CBI.
For CBI information on any digital
storage media that you mail to the EPA,
mark the outside of the digital storage
media as CBI and then identify
electronically within the digital storage
media the specific information that is
claimed as CBI. In addition to one
complete version of the comments that
includes information claimed as CBI,
you must submit a copy of the
comments that does not contain the
information claimed as CBI directly to
the public docket through the
procedures outlined in Instructions
above. If you submit any digital storage
media that does not contain CBI, mark
the outside of the digital storage media
clearly that it does not contain CBI.
Information not marked as CBI will be
included in the public docket and the
EPA’s electronic public docket without
prior notice. Information marked as CBI
will not be disclosed except in
accordance with procedures set forth in
40 Code of Federal Regulations (CFR)
part 2. Send or deliver information
identified as CBI only to the following
address: OAQPS Document Control
Officer (C404–02), OAQPS, U.S.
Environmental Protection Agency,
Research Triangle Park, North Carolina
27711, Attention Docket ID No. EPA–
HQ–OAR–2016–0447 for the Boat
Manufacturing NESHAP or Docket ID
No. EPA–HQ–OAR–2016–0449 for the
Reinforced Plastic Composites
Production NESHAP.
Preamble Acronyms and
Abbreviations. We use multiple
acronyms and terms in this preamble.
While this list may not be exhaustive, to
ease the reading of this preamble and for
reference purposes, the EPA defines the
following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the
HEM–3 model
ATSDR Agency for Toxic Substances and
Disease Registry
BMC bulk molding compound
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CEDRI compliance and emissions data
reporting interface
CFR Code of Federal Regulations
EPA Environmental Protection Agency
ERPG Emergency Response Planning
Guideline
ERT electronic reporting tool
GACT generally available control
technologies
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM–3 Human Exposure Model, Version
1.1.0
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
ICR information collection request
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IRIS Integrated Risk Information System km
kilometer
MACT maximum achievable control
technology
MDI 4,4′-diphenylmethane diisocyanate
mg/m3 milligrams per cubic meter
MIR maximum individual risk
MMA methyl methacrylate
NAAQS National Ambient Air Quality
Standards
NAICS North American Industry
Classification System
NEI national emissions inventory
NESHAP national emission standards for
hazardous air pollutants
NSR new source review
NTTAA National Technology Transfer and
Advancement Act
OAQPS Office of Air Quality Planning and
Standards
OMB Office of Management and Budget
PB–HAP hazardous air pollutants known to
be persistent and bio-accumulative in the
environment
POM polycyclic organic matter
ppm parts per million
PRA Paperwork Reduction Act
RBLC Reasonably Available Control
Technology, Best Available Control
Technology, and Lowest Achievable
Emission Rate (RACT/BACT/LAER)
Clearinghouse
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RTR residual risk and technology review
SAB Science Advisory Board
SMC sheet molding compound
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated
Methodology. Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
mg/m3 microgram per cubic meter
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this Document. The
information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document
and other related information?
II. Background
A. What is the statutory authority for this
action?
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
C. What data collection activities were
conducted to support this action?
D. What other relevant background
information and data are available?
III. Analytical Procedures and Decision
Making
A. How do we consider risk in our
decision-making?
B. How do we perform the technology
review?
C. How do we estimate post-MACT risk
posed by the source category?
IV. Analytical Results and Proposed
Decisions
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A. What are the results of the risk
assessment and analyses for the Boat
Manufacturing source category?
B. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect for the Boat
Manufacturing source category?
C. What are the results and proposed
decisions based on our technology
review for the Boat Manufacturing
source category?
D. What other actions are we proposing for
the Boat Manufacturing source category?
E. What compliance dates are we
proposing for the Boat Manufacturing
source category?
F. What are the results of the risk
assessment and analyses for the
Reinforced Plastic Composites
Production source category?
G. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect for the Reinforced
Plastic Composites Production source
category?
H. What are the results and proposed
decisions based on our technology
review for the Reinforced Plastic
Composites Production source category?
I. What other actions are we proposing for
the Reinforced Plastic Composites
Production source category?
J. What compliance dates are we proposing
for the Reinforced Plastic Composites
Production source category?
V. Summary of Cost, Environmental, and
Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act
(UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
J. National Technology Transfer and
Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions
to Address Environmental Justice in
Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the
NESHAP and associated regulated
industrial source categories that are the
subject of this proposal. Table 1 is not
intended to be exhaustive, but rather
provides a guide for readers regarding
the entities that this proposed action is
likely to affect. The proposed standards,
once promulgated, will be directly
applicable to the affected sources.
Federal, state, local, and tribal
government entities would not be
affected by this proposed action.
TABLE 1—NESHAP AND INDUSTRIAL SOURCE CATEGORIES AFFECTED BY THIS PROPOSED ACTION
NESHAP and source category
NAICS code 1
Regulated entities
Boat Manufacturing ............................................
336612 .............................................................
Reinforced Plastic Composites Production ........
326113, 326121, 326122, 326130,
326191, 327110, 327991, 332321,
333132, 333415, 333611, 333924,
335311, 335313, 335932, 336111,
336213, 336214, 336320, 336413,
337110, 337125, 337127, 337215,
339991.
Boat manufacturing facilities that perform fiberglass production operations or aluminum
coating operations.
Reinforced plastic composites production facilities that manufacture intermediate, and/
or final products using styrene containing
thermoset resins and gel coats.
1 North
American Industry Classification System.
B. Where can I get a copy of this
document and other related
information?
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326140,
332420,
334310,
336211,
336510,
339920,
In addition to being available in the
docket, an electronic copy of this action
is available on the internet. Following
signature by the EPA Administrator, the
EPA will post a copy of this proposed
action at https://www.epa.gov/
stationary-sources-air-pollution/boatmanufacturing-national-emissionstandards-hazardous-air for the Boat
Manufacturing NESHAP, and https://
www.epa.gov/stationary-sources-airpollution/reinforced-plastic-compositesproduction-national-emission for the
Reinforced Plastic Composites
Production NESHAP. Following
publication in the Federal Register, the
EPA will post the Federal Register
version of the proposal and key
technical documents at this same
website. Information on the overall RTR
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program is available at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory
language that incorporates the proposed
changes in this action is available in the
docket for this action (Docket ID No.
EPA–HQ–OAR–2016–0447 for the Boat
Manufacturing NESHAP or Docket ID
No. EPA–HQ–OAR–2016–0449 for the
Reinforced Plastic Composites
Production NESHAP).
II. Background
A. What is the statutory authority for
this action?
The statutory authority for this action
is provided by sections 112 and 301 of
the CAA, as amended (42 U.S.C. 7401 et
seq.). Section 112 of the CAA
establishes a two-stage regulatory
process to develop standards for
emissions of hazardous air pollutants
(HAP) from stationary sources.
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Generally, the first stage involves
establishing technology-based standards
and the second stage involves
evaluating those standards that are
based on maximum achievable control
technology (MACT) to determine
whether additional standards are
needed to address any remaining risk
associated with HAP emissions. This
second stage is commonly referred to as
the ‘‘residual risk review.’’ In addition
to the residual risk review, the CAA also
requires the EPA to review standards set
under CAA section 112 every 8 years to
determine if there are ‘‘developments in
practices, processes, or control
technologies’’ that may be appropriate
to incorporate into the standards. This
review is commonly referred to as the
‘‘technology review.’’ When the two
reviews are combined into a single
rulemaking, it is commonly referred to
as the ‘‘risk and technology review.’’
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The discussion that follows identifies
the most relevant statutory sections and
briefly explains the contours of the
methodology used to implement these
statutory requirements. A more
comprehensive discussion appears in
the document titled CAA Section 112
Risk and Technology Reviews: Statutory
Authority and Methodology in the
docket for this rulemaking.
In the first stage of the CAA section
112 standard setting process, the EPA
promulgates technology-based standards
under CAA section 112(d) for categories
of sources identified as emitting one or
more of the HAP listed in CAA section
112(b). Sources of HAP emissions are
either major sources or area sources, and
CAA section 112 establishes different
requirements for major source standards
and area source standards. ‘‘Major
sources’’ are those that emit or have the
potential to emit 10 tons per year (tpy)
or more of a single HAP or 25 tpy or
more of any combination of HAP. All
other sources are ‘‘area sources.’’ For
major sources, CAA section 112(d)(2)
provides that the technology-based
NESHAP must reflect the maximum
degree of emission reductions of HAP
achievable (after considering cost,
energy requirements, and non-air
quality health and environmental
impacts). These standards are
commonly referred to as MACT
standards. CAA section 112(d)(3) also
establishes a minimum control level for
MACT standards, known as the MACT
‘‘floor.’’ The EPA must also consider
control options that are more stringent
than the floor. Standards more stringent
than the floor are commonly referred to
as beyond-the-floor standards. In certain
instances, as provided in CAA section
112(h), the EPA may set work practice
standards where it is not feasible to
prescribe or enforce a numerical
emission standard. For area sources,
CAA section 112(d)(5) gives the EPA
discretion to set standards based on
generally available control technologies
or management practices (GACT
standards) in lieu of MACT standards.
The second stage in standard-setting
focuses on identifying and addressing
any remaining (i.e., ‘‘residual’’) risk
according to CAA section 112(f). For
source categories subject to MACT
standards, section 112(f)(2) of the CAA
requires the EPA to determine whether
promulgation of additional standards is
needed to provide an ample margin of
safety to protect public health or to
prevent an adverse environmental
effect. Section 112(d)(5) of the CAA
provides that this residual risk review is
not required for categories of area
sources subject to GACT standards.
Section 112(f)(2)(B) of the CAA further
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expressly preserves the EPA’s use of the
two-step approach for developing
standards to address any residual risk
and the Agency’s interpretation of
‘‘ample margin of safety’’ developed in
the National Emissions Standards for
Hazardous Air Pollutants: Benzene
Emissions from Maleic Anhydride
Plants, Ethylbenzene/Styrene Plants,
Benzene Storage Vessels, Benzene
Equipment Leaks, and Coke By-Product
Recovery Plants (Benzene NESHAP) (54
FR 38044, September 14, 1989). The
EPA notified Congress in the Risk
Report that the Agency intended to use
the Benzene NESHAP approach in
making CAA section 112(f) residual risk
determinations (EPA–453/R–99–001, p.
ES–11). The EPA subsequently adopted
this approach in its residual risk
determinations and the United States
Court of Appeals for the District of
Columbia Circuit (the Court) upheld the
EPA’s interpretation that CAA section
112(f)(2) incorporates the approach
established in the Benzene NESHAP.
See NRDC v. EPA, 529 F.3d 1077, 1083
(D.C. Cir. 2008).
The approach incorporated into the
CAA and used by the EPA to evaluate
residual risk and to develop standards
under CAA section 112(f)(2) is a twostep approach. In the first step, the EPA
determines whether risks are acceptable.
This determination ‘‘considers all health
information, including risk estimation
uncertainty, and includes a presumptive
limit on maximum individual lifetime
[cancer] risk (MIR) 1 of approximately 1
in 10 thousand.’’ 54 FR 38045,
September 14, 1989. If risks are
unacceptable, the EPA must determine
the emissions standards necessary to
reduce risk to an acceptable level
without considering costs. In the second
step of the approach, the EPA considers
whether the emissions standards
provide an ample margin of safety to
protect public health ‘‘in consideration
of all health information, including the
number of persons at risk levels higher
than approximately 1 in 1 million, as
well as other relevant factors, including
costs and economic impacts,
technological feasibility, and other
factors relevant to each particular
decision.’’ Id. The EPA must promulgate
emission standards necessary to provide
an ample margin of safety to protect
public health. After conducting the
ample margin of safety analysis, we
consider whether a more stringent
standard is necessary to prevent, taking
1 Although defined as ‘‘maximum individual
risk,’’ MIR refers only to cancer risk. MIR, one
metric for assessing cancer risk, is the estimated
risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
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22645
into consideration costs, energy, safety,
and other relevant factors, an adverse
environmental effect.
CAA section 112(d)(6) separately
requires the EPA to review standards
promulgated under CAA section 112
and revise them ‘‘as necessary (taking
into account developments in practices,
processes, and control technologies)’’ no
less often than every 8 years. In
conducting this review, which we call
the ‘‘technology review,’’ the EPA is not
required to recalculate the MACT floor.
Natural Resources Defense Council
(NRDC) v. EPA, 529 F.3d 1077, 1084
(D.C. Cir. 2008). Association of Battery
Recyclers, Inc. v. EPA, 716 F.3d 667
(D.C. Cir. 2013). The EPA may consider
cost in deciding whether to revise the
standards pursuant to CAA section
112(d)(6).
B. What is this source category and how
does the current NESHAP regulate its
HAP emissions?
1. What is the Boat Manufacturing
source category and how does the
current NESHAP regulate its HAP
emissions?
The Boat Manufacturing NESHAP was
promulgated on August 22, 2001 (66 FR
44218), and codified at 40 CFR part 63,
subpart VVVV. As promulgated, the
Boat Manufacturing NESHAP applies to
fiberglass and aluminum boat
manufacturing operations located at
facilities considered to be major sources
of HAP emissions. The HAP emissions
from these boat manufacturing
operations and processes are fugitive
emissions. Fugitive emissions result
from HAP evaporating from the resins,
gel coats, solvents, adhesives, and
surface coatings used in manufacturing
processes. The following is a brief
description of these processes and
operations found at boat manufacturing
facilities: Fiberglass boat manufacturing
operations; fabric and carpet adhesive
operations; and aluminum boat surface
coating operations.
Fiberglass boat manufacturing
operations. Fiberglass boat
manufacturing involves using glass fiber
reinforcements laid in a mold and
saturating the fiberglass with resin. The
resin hardens to form a rigid plastic part
reinforced with fiberglass.
Manufacturing processes are generally
considered either ‘‘open molding’’ or
‘‘closed molding.’’
In open molding, the outer parts of
the boat are built by first spraying a
mold with a layer of gel coat, which is
a pigmented polyester resin that
hardens and becomes the smooth
outside surface of the part. The inside
of the hardened gel coat layer is coated
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with chopped glass fibers and polyester
or vinylester resin. Additional layers of
fiberglass cloth or chopped glass fibers
saturated with resin are added until the
part is the final thickness. The same
basic process is used to build or repair
molds with tooling gel coat and tooling
resin.
Closed molding processes include
resin infusion molding and resin
transfer molding. These processes are
typically used to produce smaller boat
parts and involve packing a mold cavity
with fiberglass reinforcement and
infusing the fiber with resin either
under pressure, where the resin is
‘‘pushed’’ into the mold cavity, or under
vacuum, where the air of the mold
cavity is removed and replaced by resin.
In either process, the mold is sealed, to
effectively transfer the resin into the
mold cavity and to control the
saturation of the fiber reinforcement.
The resins that are used in fiberglass
boat manufacturing contain styrene as a
solvent and a cross-linking agent. Gel
coats contain styrene and methyl
methacrylate (MMA) which provides
resistance to degradation of the gel coat
by ultraviolet light. Styrene and MMA
are HAP, and, in an open mold process,
a fraction evaporates during resin and
gel coat application and curing. Resins
and gel coats containing styrene and
MMA are also used to make the molds
used in the manufacturing process.
Mixing is done to resins or gel coats to
mix the resins and gel coats with
promoters, fillers, or other additives
before being applied to the mold. Some
HAP from the resins and gel coats are
emitted during the mixing process.
Resin and gel coat application
equipment requires solvent cleaning to
remove uncured resin or gel coat when
not in use. The resin or gel coat can
catalyze in the hoses or gun if not
flushed with a solvent after each use.
For some types of boats, the void
spaces between the walls of the boat are
filled with a foam to provide additional
buoyancy to the boat, once constructed.
The foam is formed by pouring a twopart foam product into the void space.
The two-part product consists of resin,
where the HAP is predominantly
styrene and 4,4′-diphenylmethane
diisocyanate (MDI), another HAP in the
process. The MDI component of the
foam is a reactant that reacts with the
resin, when combined, to form the
hardened polyurethane foam.
Fabric and carpet adhesive
operations. The interiors of many types
of fiberglass boats and aluminum boats
are covered with carpeting or fabric to
improve the appearance, provide
traction, or deaden sound. The material
is bonded to the interior with contact
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adhesives. The adhesives can include
HAP such as methylene chloride,
toluene, xylenes, and methyl
chloroform.
Aluminum boat surface coatings.
Aluminum boat hull topsides and decks
are painted with coatings applied with
spray guns. These coatings may be highgloss polyurethane coatings or low-gloss
single-part coatings. These surface
coatings often contain HAP solvents,
such as toluene, xylenes, and
isocyanates. The HAP-containing
solvents are also used to clean surfaces
before finishing (wipe-down solvents)
and for cleaning paint and coating spray
guns.
The Boat Manufacturing NESHAP
regulates organic HAP from sources that
manufacture non-commercial and nonmilitary aluminum boats or all types of
fiberglass boats. Coating operations on
vessels used for commercial and
military purposes are covered by the
Shipbuilding and Repair NESHAP (40
CFR part 63, subpart II). The Boat
Manufacturing NESHAP applies to the
following operations: All open molding
operations, including pigmented gel
coat, clear gel coat, production resin,
tooling resin, and tooling gel coat, and
all closed molding resin operations. The
NESHAP regulates HAP emissions by
setting a HAP content limit for the
resins and gel coats used at each
regulated open molding resin and gel
coat operation. For each regulated open
molding resin operation, the NESHAP
establishes separate HAP content limits
for atomized and non-atomized resin
application methods. For closed
molding operations, no limits apply to
the resin application operation if it
meets the specific definition of closed
molding provided in the NESHAP. If a
molding operation does not meet the
definition of closed molding that is
provided in the NESHAP, then it must
comply with the applicable emission
limits for open molding. Other
operations are subject to either work
practice requirements or HAP content
limits, including the following:
• All resin and gel coat application
equipment cleaning;
• All resin and gel coat mixing
operations; and
• All carpet and fabric adhesive
operations.
Resin and gel coat mixing containers
with a capacity of 208 liters (55 gallons)
or more must be covered with tightly
fitted lids. Routine resin and gel coat
equipment cleaning operations must use
solvents containing no more than 5percent organic HAP, but solvents used
to remove cured resin or gel coat from
equipment are exempt from the HAP
content limits. However, the containers
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used to hold the exempt solvent and to
clean equipment being used with cured
resin and gel coat must be covered, and
there is an annual limit on the amount
of exempt solvent that can be used.
Lastly, the NESHAP includes HAP
limits for carpet and fabric adhesives
operations, limiting use to those
adhesives that contain no more than 5percent organic HAP by weight.
The Boat Manufacturing NESHAP
applies to aluminum recreational boat
manufacturing facilities performing the
following operations:
• All aluminum recreational boat
surface coating and associated spray gun
cleaning and wipe-down solvent
operations; and
• All carpet and fabric adhesive
operations.
The NESHAP includes the following
requirements for aluminum recreational
boat manufacturing:
• Aluminum wipe-down solvents are
limited to no more than 0.33 kilograms
of organic HAP per liter of total coating
solids applied (2.75 pounds per gallon)
from aluminum primers, clear coats,
and top coats combined (no limit
applies when cleaning surfaces are
receiving decals or adhesive graphics).
• Aluminum recreational boat surface
coatings (including thinners, activators,
primers, topcoats, and clear coats) are
limited to no more than 1.22 kilograms
of organic HAP per liter of total coating
solids applied (10.18 pounds per gallon)
from aluminum primers, clear coats,
and top coats combined.
• Combined aluminum surface
coatings and aluminum wipe-down
solvents are limited to no more than
1.55 kilograms of organic HAP per liter
of total coating solids applied (12.9
pounds per gallon) from aluminum
primers, clear coats, and top coats
combined.
In addition, aluminum recreational
boat manufacturing facilities must meet
work practice standards to ensure that
spray guns are cleaned and the cleaning
solvent is stored in an enclosed device,
and that the enclosure remains closed
when not in use.
The applicability of Boat
Manufacturing NESHAP requirements is
described in greater detail in the 2001
rule (66 FR 44218) and 40 CFR part 63,
subpart VVVV.
2. What is the Reinforced Plastic
Composites Production source category
and how does the current NESHAP
regulate its HAP emissions?
The Reinforced Plastic Composites
Production NESHAP was originally
promulgated on April 21, 2003 (68 FR
19375) and was amended on August 25,
2005 (70 FR 50118). The requirements
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are codified at 40 CFR part 63, subpart
WWWW. The Reinforced Plastic
Composites Production source category
includes the manufacturing of
reinforced and non-reinforced plastic
composite products and the production
of plastic molding compounds used in
the production of plastic composite
products. As with boat manufacturing,
reinforced plastic composite products
are manufactured using resins
containing styrene. Some processes use
gel coats containing styrene and MMA.
Operations also include mixing, tooling,
and equipment cleaning. Many of the
reinforced plastic composites products
are manufactured using an open
molding process similar to the boat
manufacturing industry. As with boat
manufacturing, the air emissions
resulting from an open mold
manufacturing process are fugitive in
nature. Additionally, however, the
reinforced plastic composites
production processes can include
pultrusion, sheet molding compound
(SMC) and bulk molding compound
(BMC) manufacturing, filament
winding, casting, and other processes.
The following paragraphs provide a
brief description of some of the various
processes utilized in the Reinforced
Plastic Composites Production source
category.
Open Mold Process. The use of open
molds is similar to the boat
manufacturing operations, where the
mold is sprayed with a layer of gel coat,
or chopped glass fibers and polyester or
vinylester resin. Additional layers of
fiberglass and resin are added until the
manufactured part is the final thickness.
In addition, woven roving or mats can
also be used instead of chopped fiber, in
which case a spray gun would apply
resin to saturate the fiberglass mat. Once
the material has been applied to the
mold, brushes or rollers are used to
remove any entrapped air and to assure
that the laminate is thoroughly ‘‘wet.’’
Pultrusion. Pultrusion is a continuous
manufacturing process that produces
parts with constant cross-sectional
shapes. In a pultrusion operation, the
composite is pulled through an
extrusion-type die by a gripper/puller
system. Reinforcing fibers are pulled
through a resin bath where all materials
are thoroughly impregnated with liquid
resin. The wet fibrous laminate is
formed to the desired geometric shape
in a pre-forming section and pulled into
the heated steel die. As an alternative to
using a resin bath, resin can be injected
into the pre-forming section (resin
injection) or directly into the forming
die (die injection). In the die, the resin
cure is initiated by elevated
temperatures. The laminate solidifies in
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the exact shape of the die cavity as it is
being continuously pulled by the
pultrusion machine. The cured product
can then be cut to desired lengths.
Compression Molding. Compression
molding operations involve
compressing the composite material
under hydraulic pressure in matched
metal dies and holding the configured,
condensed material in the desired shape
until the resin system has cured. The
composite materials used in the
compression molding process include
SMC and BMC. SMC manufacturing
includes an integrated composite
material which contains all
reinforcement, resin, fillers, chemical
thickeners, catalyst, mold release agents,
and other ingredients in an easily
handled sheet. BMC manufacturing
includes preparing a putty-like molding
compound, which contains resins,
catalysts, fillers, and reinforcements in
a ‘‘ready-to-mold’’ form. The production
output in compression molding is
relatively high because the molding
compounds cure rapidly in the heated
mold. The materials generally yield a
good finish without application of gel
coat. Both surfaces of the molded
product will be as smooth as the mold
surface.
Filament Winding. Filament winding
is a composite production process for
manufacturing products that are
surfaces of revolution. In this process,
fibers are impregnated with resin in a
resin bath and wrapped around a
rotating mold surface following a
machine controlled geometric pattern.
The product is then cured in an oven or
at room temperature. All types of
reinforcing fibers can be utilized in
filament winding, but continuous glass
fiber is most commonly used due to its
high specific strength and relative low
cost. Different winding patterns can be
applied alone or in combination to
achieve the desired strength and shape
characteristics.
Polymer Casting. In the polymer
casting process, polymers, fillers, and
additives are combined by pouring or
dispensing these materials into open or
partially open molds and allowing the
materials to cure. Fiberglass
reinforcement is generally not used in
cast polymer products. In the polymer
casting process, the resin matrix is
catalyzed and cast onto the mold which
is usually vibrated to allow air bubbles
to escape. Following vibration, the
product enters an exothermic stage in
which the matrix’s chemical reaction
generates heat that causes the product to
cure. In some cases, an oven is used to
accelerate cure.
Centrifugal Casting. In centrifugal
casting, resin and fiber reinforcements
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(if needed) are deposited against the
inside surface of a rotating mold. A
resin applicator which is often located
in the center of the rotating mold
supplies the resin to the inside of the
cast. Centrifugal force holds the material
in place while the part is cured. The
outside surface of the part, which is
cured against the inside surface of the
mold, represents the finished surface.
The interior surface of the centrifugally
cast part can be improved by adding an
additional coat of pure resin.
The Reinforced Plastic Composites
Production NESHAP applies to owners/
operators of reinforced plastic
composites production facilities located
at major sources of HAP emissions.
Applicable production is limited to
operations in which reinforced and/or
nonreinforced plastic composites or
plastic molding compounds are
manufactured using thermoset resins
and/or gel coats that contain styrene to
produce plastic composites. Applicable
operations also include cleaning,
mixing, HAP-containing materials
storage, and repair operations associated
with the production of plastic
composites. The Reinforced Plastic
Composites Production NESHAP does
not apply to those facilities who only
repair reinforced plastic composites
products. These repairs include the nonroutine manufacturing of individual
components or parts intended to repair
a larger item. Additionally, the
Reinforced Plastic Composites
Production NESHAP does not apply to
research and development facilities, as
defined in section 112(c)(7) of the CAA.
Lastly, the Reinforced Plastic
Composites Production NESHAP is
limited to those facilities that use
greater than 1.2 tpy of thermoset resins
and gel coats (combined) that contain
styrene. Facilities are required to
incorporate pollution-prevention
techniques in their production
processes. These techniques include the
following:
• Using raw materials containing low
amounts of air toxics;
• Non-atomized resin application;
and
• Covering open resin baths and
tanks.
In general, the Reinforced Plastic
Composites Production NESHAP
requirements apply to three groups of
operations, which include the
following:
• Sources required to reduce HAP
emissions by 95 percent;
• Sources required to comply with
work practice standards; and
• Sources required to comply with
emission limits.
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The applicability of these requirements
is described in greater detail in the 2003
rule (68 FR 19375), and 40 CFR part 63,
subpart WWWW.
C. What data collection activities were
conducted to support this action?
For the residual risk assessment, the
EPA sent out an information collection
request (ICR) to nine parent companies
subject to the Boat Manufacturing
NESHAP, requesting information
regarding the boat manufacturing
process and the associated air
emissions. The information requested
included description of HAP-emitting
processes, information on the HAPcontaining materials used, estimates of
emissions, and descriptions of control
technologies, if present. After receiving
information, as requested, from the boat
manufacturing facilities surveyed, the
EPA compiled the data with the intent
to use the information as a reference to
develop the risk assessment modeling
file. The ICR information provided
supplemental information regarding
processes, the sources of HAP
emissions, material usages, and stack
information. No ICR was sent to sources
in the Reinforced Plastic Composites
Production source category.
For both the Boat Manufacturing
NESHAP RTR and the Reinforced
Plastic Composites Production NESHAP
RTR, the EPA used data from the 2014
National Emissions Inventory (NEI). The
NEI is a database that contains
information about sources that emit
criteria air pollutants, their precursors,
and HAP. The database includes
estimates of annual air pollutant
emissions from point, nonpoint, and
mobile sources in the 50 states, the
District of Columbia, Puerto Rico, and
the Virgin Islands. The EPA collects this
information and releases an updated
version of the NEI database every 3
years. The NEI includes data necessary
for conducting risk modeling, including
annual HAP emissions estimates from
individual emission points at facilities
and the related emissions release
parameters. The EPA used NEI
emissions and supporting data as the
primary data to develop the model input
files for the residual risk assessments for
the Boat Manufacturing and Reinforced
Plastic Composites Production source
categories. Additional information on
the development of the modeling file for
each source category can be found in
Appendix 1 to the Residual Risk
Assessment for the Boat Manufacturing
Source Category in Support of the 2018
Risk and Technology Review Proposed
Rule (Docket ID No. EPA–HQ–OAR–
2016–0447) and Appendix 1 to the
Residual Risk Assessment for the
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reinforced Plastic Composites
Production Source Category in Support
of the 2018 Risk and Technology Review
Proposed Rule (Docket ID No. EPA–HQ–
OAR–2016–0449).
For both the risk modeling and
technology review portion of these
RTRs, the EPA visited one boat
manufacturing facility and six
reinforced plastic composites
production facilities. During the visits,
the EPA discussed process operations,
compliance with the existing NESHAP,
description of the emission points,
process controls, unregulated emissions,
and other aspects of facility operations.
We used the information provided by
the facilities to understand the various
operations, and in our evaluation of
existing controls and new developments
in practices, processes, and control
technologies for both source categories.
The site visit reports are included as
attachments to the memorandum,
Technology Review for Boat
Manufacturing and Reinforced Plastic
Composites Production Source
Category, in the docket for each source
category (Docket ID No. EPA–HQ–OAR–
2016–0447 for the Boat Manufacturing
NESHAP and Docket ID No. EPA–HQ–
OAR–2016–0449 for the Reinforced
Plastic Composites Production
NESHAP).
For both the risk modeling and
technology review, the EPA also
gathered data from facility construction
and operating permits regarding
emission points, air pollution control
devices, and process operations. We
collected permits and supporting
documentation from state permitting
authorities through state-maintained
online databases. The facility permits
were also used to confirm that the
facilities were major sources of HAP and
were subject to the NESHAP that are the
subject of these risk assessments. In
certain cases, we contacted facility
owners or operators to confirm and
clarify the sources of emissions that
were reported in the NEI.
D. What other relevant background
information and data are available?
For the technology review portion of
these RTRs, we collected information
from the Reasonably Available Control
Technology, Best Available Control
Technology, and Lowest Achievable
Emission Rate Clearinghouse (RBLC).
This is a database that contains casespecific information on air pollution
technologies that have been required to
reduce the emissions of air pollutants
from stationary sources. Under the
EPA’s New Source Review (NSR)
program, if a facility is planning new
construction or a modification that will
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increase the air emissions above certain
defined thresholds, an NSR permit must
be obtained. The RBLC promotes the
sharing of information among
permitting agencies and aids in case-bycase determinations for NSR permits.
We examined information contained in
the RBLC to determine what
technologies are currently used for these
source categories to reduce air
emissions.
Additional information about these
data collection activities for the
technology reviews is contained in the
technology review memorandum titled
Technology Review for Boat
Manufacturing and Reinforced Plastic
Composites Production Source Category
(Docket ID No. EPA–HQ–OAR–2016–
0447 for the Boat Manufacturing
NESHAP and Docket ID No. EPA–HQ–
OAR–2016–0449 for the Reinforced
Plastic Composites Production
NESHAP).
III. Analytical Procedures and
Decision-Making
In this section, we describe the
analyses performed to support the
proposed decisions for the RTR and
other issues addressed in this proposal.
A. How do we consider risk in our
decision-making?
As discussed in section II.A of this
preamble and in the Benzene NESHAP,
in evaluating and developing standards
under CAA section 112(f)(2), we apply
a two-step approach to determine
whether or not risks are acceptable and
to determine if the standards provide an
ample margin of safety to protect public
health. As explained in the Benzene
NESHAP, ‘‘the first step judgment on
acceptability cannot be reduced to any
single factor’’ and, thus, ‘‘[t]he
Administrator believes that the
acceptability of risk under section 112 is
best judged on the basis of a broad set
of health risk measures and
information.’’ 54 FR 38046, September
14, 1989. Similarly, with regard to the
ample margin of safety determination,
‘‘the Agency again considers all of the
health risk and other health information
considered in the first step. Beyond that
information, additional factors relating
to the appropriate level of control will
also be considered, including cost and
economic impacts of controls,
technological feasibility, uncertainties,
and any other relevant factors.’’ Id.
The Benzene NESHAP approach
provides flexibility regarding factors the
EPA may consider in making
determinations and how the EPA may
weigh those factors for each source
category. The EPA conducts a risk
assessment that provides estimates of
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the MIR posed by the HAP emissions
from each source in the source category,
the hazard index (HI) for chronic
exposures to HAP with the potential to
cause noncancer health effects, and the
hazard quotient (HQ) for acute
exposures to HAP with the potential to
cause noncancer health effects.2 The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The scope
of the EPA’s risk analysis is consistent
with the EPA’s response to comments
on our policy under the Benzene
NESHAP where the EPA explained that:
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[t]he policy chosen by the Administrator
permits consideration of multiple measures
of health risk. Not only can the MIR figure
be considered, but also incidence, the
presence of non-cancer health effects, and the
uncertainties of the risk estimates. In this
way, the effect on the most exposed
individuals can be reviewed as well as the
impact on the general public. These factors
can then be weighed in each individual case.
This approach complies with the Vinyl
Chloride mandate that the Administrator
ascertain an acceptable level of risk to the
public by employing his expertise to assess
available data. It also complies with the
Congressional intent behind the CAA, which
did not exclude the use of any particular
measure of public health risk from the EPA’s
consideration with respect to CAA section
112 regulations, and thereby implicitly
permits consideration of any and all
measures of health risk which the
Administrator, in his judgment, believes are
appropriate to determining what will ‘protect
the public health’.
See 54 FR 38057, September 14, 1989.
Thus, the level of the MIR is only one
factor to be weighed in determining
acceptability of risk. The Benzene
NESHAP explained that ‘‘an MIR of
approximately one in 10 thousand
should ordinarily be the upper end of
the range of acceptability. As risks
increase above this benchmark, they
become presumptively less acceptable
under CAA section 112, and would be
weighed with the other health risk
measures and information in making an
overall judgment on acceptability. Or,
the Agency may find, in a particular
case, that a risk that includes an MIR
less than the presumptively acceptable
level is unacceptable in the light of
other health risk factors.’’ Id. at 38045.
Similarly, with regard to the ample
margin of safety analysis, the EPA stated
2 The MIR is defined as the cancer risk associated
with a lifetime of exposure at the highest
concentration of HAP where people are likely to
live. The HQ is the ratio of the potential exposure
to the HAP to the level at or below which no
adverse chronic noncancer effects are expected; the
HI is the sum of HQs for HAP that affect the same
target organ or organ system.
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in the Benzene NESHAP that: ‘‘EPA
believes the relative weight of the many
factors that can be considered in
selecting an ample margin of safety can
only be determined for each specific
source category. This occurs mainly
because technological and economic
factors (along with the health-related
factors) vary from source category to
source category.’’ Id. at 38061. We also
consider the uncertainties associated
with the various risk analyses, as
discussed earlier in this preamble, in
our determinations of acceptability and
ample margin of safety.
The EPA notes that it has not
considered certain health information to
date in making residual risk
determinations. At this time, we do not
attempt to quantify the HAP risk that
may be associated with emissions from
other facilities that do not include the
source categories under review, mobile
source emissions, natural source
emissions, persistent environmental
pollution, or atmospheric
transformation in the vicinity of the
sources in the categories.
The EPA understands the potential
importance of considering an
individual’s total exposure to HAP in
addition to considering exposure to
HAP emissions from the source category
and facility. We recognize that such
consideration may be particularly
important when assessing noncancer
risk, where pollutant-specific exposure
health reference levels (e.g., reference
concentrations (RfCs)) are based on the
assumption that thresholds exist for
adverse health effects. For example, the
EPA recognizes that, although exposures
attributable to emissions from a source
category or facility alone may not
indicate the potential for increased risk
of adverse noncancer health effects in a
population, the exposures resulting
from emissions from the facility in
combination with emissions from all of
the other sources (e.g., other facilities) to
which an individual is exposed may be
sufficient to result in an increased risk
of adverse noncancer health effects. In
May 2010, the Science Advisory Board
(SAB) advised the EPA ‘‘that RTR
assessments will be most useful to
decision makers and communities if
results are presented in the broader
context of aggregate and cumulative
risks, including background
concentrations and contributions from
other sources in the area.’’ 3
3 Recommendations of the SAB Risk and
Technology Review (RTR) Panel are provided in
their report, which is available at: https://
yosemite.epa.gov/sab/sabproduct.nsf/4AB3966
E263D943A8525771F00668381/$File/EPA-SAB-10007-unsigned.pdf.
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In response to the SAB
recommendations, the EPA incorporates
cumulative risk analyses into its RTR
risk assessments, including those
reflected in this proposal. The Agency
(1) conducts facility-wide assessments,
which include source category emission
points, as well as other emission points
within the facilities; (2) combines
exposures from multiple sources in the
same category that could affect the same
individuals; and (3) for some persistent
and bioaccumulative pollutants,
analyzes the ingestion route of
exposure. In addition, the RTR risk
assessments consider aggregate cancer
risk from all carcinogens and aggregated
noncancer HQs for all noncarcinogens
affecting the same target organ or target
organ system.
Although we are interested in placing
source category and facility-wide HAP
risk in the context of total HAP risk
from all sources combined in the
vicinity of each source, we are
concerned about the uncertainties of
doing so. Estimates of total HAP risk
from emission sources other than those
that we have studied in depth during
this RTR review would have
significantly greater associated
uncertainties than the source category or
facility-wide estimates. Such aggregate
or cumulative assessments would
compound those uncertainties, making
the assessments too unreliable.
B. How do we perform the technology
review?
Our technology review focuses on the
identification and evaluation of
developments in practices, processes,
and control technologies that have
occurred since the MACT standards
were promulgated. Where we identify
such developments, we analyze their
technical feasibility, estimated costs,
energy implications, and non-air
environmental impacts. We also
consider the emission reductions
associated with applying each
development. This analysis informs our
decision of whether it is ‘‘necessary’’ to
revise the emissions standards. In
addition, we consider the
appropriateness of applying controls to
new sources versus retrofitting existing
sources. For this exercise, we consider
any of the following to be a
‘‘development’’:
• Any add-on control technology or
other equipment that was not identified
and considered during development of
the original MACT standards;
• Any improvements in add-on
control technology or other equipment
(that were identified and considered
during development of the original
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MACT standards) that could result in
additional emissions reduction;
• Any work practice or operational
procedure that was not identified or
considered during development of the
original MACT standards;
• Any process change or pollution
prevention alternative that could be
broadly applied to the industry and that
was not identified or considered during
development of the original MACT
standards; and
• Any significant changes in the cost
(including cost effectiveness) of
applying controls (including controls
the EPA considered during the
development of the original MACT
standards).
In addition to reviewing the practices,
processes, and control technologies that
were considered at the time we
originally developed the NESHAP, we
review a variety of data sources in our
investigation of potential practices,
processes, or controls to consider. See
sections II.C and II.D of this preamble
for information on the specific data
sources that were reviewed as part of
the technology review.
C. How do we estimate post-MACT risk
posed by the source category?
In this section, we provide a complete
description of the types of analyses that
we generally perform during the risk
assessment process. In some cases, we
do not perform a specific analysis
because it is not relevant. For example,
in the absence of emissions of HAP
known to be persistent and
bioaccumulative in the environment
(PB–HAP), we would not perform a
multipathway exposure assessment.
Where we do not perform an analysis,
we state that we do not and provide the
reason. While we present all of our risk
assessment methods, we only present
risk assessment results for the analyses
actually conducted (see sections IV.B
and IV.G).
The EPA conducts a risk assessment
that provides estimates of the MIR for
cancer posed by the HAP emissions
from each source in the source category,
the HI for chronic exposures to HAP
with the potential to cause noncancer
health effects, and the HQ for acute
exposures to HAP with the potential to
cause noncancer health effects. The
assessment also provides estimates of
the distribution of cancer risk within the
exposed populations, cancer incidence,
and an evaluation of the potential for an
adverse environmental effect. The seven
sections that follow this paragraph
describe how we estimated emissions
and conducted the risk assessment. The
docket for the Boat Manufacturing
NESHAP rulemaking contains the
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following document which provides
more information on the risk assessment
inputs and models: Residual Risk
Assessment for Boat Manufacturing
Source Category in Support of the 2018
Risk and Technology Review Proposed
Rule. The docket for the Reinforced
Plastic Composites Production NESHAP
rulemaking contains the following
document which provides more
information on the risk assessment
inputs and models: Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule. The
methods used to assess risk (as
described in the seven primary steps
below) are consistent with those
described by the EPA in the document
reviewed by a panel of the EPA’s SAB
in 2009; 4 and described in the SAB
review report issued in 2010. They are
also consistent with the key
recommendations contained in that
report.
1. How did we estimate actual
emissions and identify the emissions
release characteristics?
The actual emissions and the
emission release characteristics for each
facility in each of the two source
categories were obtained from the 2014
NEI. In addition, the EPA provided draft
actual emissions data and stack
parameters to facilities in the two source
categories for review and confirmation.
In some cases, facilities were contacted
to confirm emissions that appeared to be
outliers, that were otherwise
inconsistent with our understanding of
the industry, or that were associated
with high risk values in our initial risk
screening analyses. Where appropriate,
emission values and release
characteristics were corrected, based on
revised stack parameter information
provided by the facilities. These
revisions were documented and are
included in the docket for each source
category. Additional information on the
development of the modeling file for
each source category, including the
development of the actual emissions
and emissions release characteristics,
can be found in Appendix 1 to the
Residual Risk Assessment for Boat
Manufacturing Source Category in
Support of the 2018 Risk and
Technology Review Proposed Rule
document and Appendix 1 to the
4 U.S. EPA. Risk and Technology Review (RTR)
Risk Assessment Methodologies: For Review by the
EPA’s Science Advisory Board with Case Studies—
MACT I Petroleum Refining Sources and Portland
Cement Manufacturing, June 2009. EPA–452/R–09–
006. https://www3.epa.gov/airtoxics/rrisk/
rtrpg.html.
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Residual Risk Assessment for
Reinforced Plastic Composites
Production Source Category in Support
of the 2018 Risk and Technology Review
Proposed Rule document, located in the
docket for each source category (Docket
ID No. EPA–HQ–OAR–2016–0447 for
the Boat Manufacturing NESHAP and
Docket ID No. EPA–HQ–OAR–2016–
0449 for the Reinforced Plastic
Composites Production NESHAP).
2. How did we estimate MACTallowable emissions?
The available emissions data in the
RTR emissions dataset include estimates
of the mass of HAP emitted during a
specified annual time period. These
‘‘actual’’ emission levels are often lower
than the emission levels allowed under
the requirements of the current MACT
standards. The emissions allowed under
the MACT standards are referred to as
the ‘‘MACT-allowable’’ emissions. We
discussed the consideration of both
MACT-allowable and actual emissions
in the final Coke Oven Batteries RTR (70
FR 19998–19999, April 15, 2005) and in
the proposed and final Hazardous
Organic NESHAP RTR (71 FR 34428,
June 14, 2006, and 71 FR 76609,
December 21, 2006, respectively). In
those actions, we noted that assessing
the risk at the MACT-allowable level is
inherently reasonable since that risk
reflects the maximum level facilities
could emit and still comply with
national emission standards. We also
explained that it is reasonable to
consider actual emissions, where such
data are available, in both steps of the
risk analysis, in accordance with the
Benzene NESHAP approach. (54 FR
38044, September 14, 1989.)
The MACT for each of the two source
categories includes HAP limits for
materials (i.e., resin and gel coats) used
during open molding operations. A
majority of the facilities in both source
categories use compliant materials to
demonstrate compliance. The EPA’s
actual emissions estimates were based
on the category information reported in
the 2014 NEI. Since the majority of
facilities use compliant materials, it is
reasonable to assume that the actual
emissions and the allowable emissions
are equal. This is because the allowable
limits of the MACT represent the HAP
content of the materials being used.
Further, this compliance approach is
referenced in, and, therefore, required
by facility permits. However, to
supplement this information, and to
estimate a more conservative allowable
emissions multiplier, the EPA gathered
current and historical publicly available
category-specific data from the U.S.
Census Bureau over a 5-year period
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(2010 to 2014). Based an analysis of the
source categories, and the utilization
information indicated by the U.S.
Census Bureau data for both source
categories, the EPA calculated allowable
emissions by developing a multiplier
applied to the current actual emission
rates. The multiplier is based on
historical data and utilization rates for
each category for the years 2010 to 2014.
The multiplier developed for both
source categories is the ratio of the peak
utilization rate to the average utilization
rate for the years 2005 to 2014. Details
regarding the development of the
allowable multiplier are presented in
the memorandum, Emissions Data for
the National Emission Standards for
Hazardous Air Pollutants for Boat
Manufacturing and the National
Emission Standards for Hazardous Air
Pollutants for Reinforced Plastic
Composites Production, located in the
docket for each source category (Docket
ID No. EPA–HQ–OAR–2016–0447 for
the Boat Manufacturing NESHAP and
Docket ID No. EPA–HQ–OAR–2016–
0449 for the Reinforced Plastic
Composites Production NESHAP).
3. How do we conduct dispersion
modeling, determine inhalation
exposures, and estimate individual and
population inhalation risk?
Both long-term and short-term
inhalation exposure concentrations and
health risk from the source category
addressed in this proposal were
estimated using the Human Exposure
Model (HEM–3).5 The HEM–3 performs
three primary risk assessment activities:
(1) Conducting dispersion modeling to
estimate the concentrations of HAP in
ambient air, (2) estimating long-term
and short-term inhalation exposures to
individuals residing within 50 kilometer
(km) of the modeled sources, and (3)
estimating individual and populationlevel inhalation risk using the exposure
estimates and quantitative doseresponse information.
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a. Dispersion Modeling
The air dispersion model AERMOD,
used by the HEM–3 model, is one of the
EPA’s preferred models for assessing air
pollutant concentrations from industrial
facilities.6 To perform the dispersion
modeling and to develop the
preliminary risk estimates, HEM–3
draws on three data libraries. The first
5 For more information about HEM–3, go to
https://www.epa.gov/fera/risk-assessment-andmodeling-human-exposure-model-hem.
6 U.S. EPA. Revision to the Guideline on Air
Quality Models: Adoption of a Preferred General
Purpose (Flat and Complex Terrain) Dispersion
Model and Other Revisions (70 FR 68218,
November 9, 2005).
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is a library of meteorological data,
which is used for dispersion
calculations. This library includes 1
year (2016) of hourly surface and upper
air observations from 824
meteorological stations selected to
provide coverage of the United States
and Puerto Rico. A second library of
United States Census Bureau census
block 7 internal point locations and
populations provides the basis of
human exposure calculations (U.S.
Census, 2010). In addition, for each
census block, the census library
includes the elevation and controlling
hill height, which are also used in
dispersion calculations. A third library
of pollutant-specific dose-response
values is used to estimate health risk.
These are discussed below.
b. Risk From Chronic Exposure to HAP
In developing the risk assessment for
chronic exposures, we use the estimated
annual average ambient air
concentrations of each HAP emitted by
each source in the source category. The
HAP air concentrations at each nearby
census block centroid located within 50
km of the facility are a surrogate for the
chronic inhalation exposure
concentration for all the people who
reside in that census block. A distance
of 50 km is consistent with both the
analysis supporting the 1989 Benzene
NESHAP (54 FR 38044, September 14,
1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR
as the cancer risk associated with a
continuous lifetime (24 hours per day,
7 days per week, 52 weeks per year, 70
years) exposure to the maximum
concentration at the centroid of each
inhabited census block. We calculate
individual cancer risk by multiplying
the estimated lifetime exposure to the
ambient concentration of each HAP (in
micrograms per cubic meter (mg/m3)) by
its unit risk estimate (URE). The URE is
an upper-bound estimate of an
individual’s incremental risk of
contracting cancer over a lifetime of
exposure to a concentration of 1
microgram of the pollutant per cubic
meter of air. For residual risk
assessments, we generally use UREs
from the EPA’s Integrated Risk
Information System (IRIS). For
carcinogenic pollutants without IRIS
values, we look to other reputable
sources of cancer dose-response values,
often using California EPA (CalEPA)
UREs, where available. In cases where
new, scientifically credible doseresponse values have been developed in
7 A census block is the smallest geographic area
for which census statistics are tabulated.
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22651
a manner consistent with EPA
guidelines and have undergone a peer
review process similar to that used by
the EPA, we may use such doseresponse values in place of, or in
addition to, other values, if appropriate.
The pollutant-specific dose-response
values used to estimate health risk are
available at https://www.epa.gov/fera/
dose-response-assessment-assessinghealth-risks-associated-exposurehazardous-air-pollutants.
In March 2018, the International
Agency for Research on Cancer (IARC)
revised the weight of evidence
classification of styrene to Group 2A—
‘‘probably carcinogenic to humans.’’
Presently, the EPA’s IRIS database and
other reputable peer-reviewed sources
of cancer dose-response values are not
available to assess cancer risks for this
pollutant.8
To estimate individual lifetime cancer
risks associated with exposure to HAP
emissions from each facility in the
source category, we sum the risks for
each of the carcinogenic HAP 9 emitted
by the modeled facility. We estimate
cancer risk at every census block within
50 km of every facility in the source
category. The MIR is the highest
individual lifetime cancer risk estimated
for any of those census blocks. In
addition to calculating the MIR, we
estimate the distribution of individual
cancer risks for the source category by
summing the number of individuals
within 50 km of the sources whose
estimated risk falls within a specified
risk range. We also estimate annual
cancer incidence by multiplying the
estimated lifetime cancer risk at each
census block by the number of people
residing in that block, summing results
8 https://monographs.iarc.fr/list-of-classificationsvolumes/.
9 The EPA’s 2005 Guidelines for Carcinogen Risk
Assessment classifies carcinogens as: ‘‘carcinogenic
to humans,’’ ‘‘likely to be carcinogenic to humans,’’
and ‘‘suggestive evidence of carcinogenic
potential.’’ These classifications also coincide with
the terms ‘‘known carcinogen, probable carcinogen,
and possible carcinogen,’’ respectively, which are
the terms advocated in the EPA’s Guidelines for
Carcinogen Risk Assessment, published in 1986 (51
FR 33992, September 24, 1986). In August 2000, the
document, Supplemental Guidance for Conducting
Health Risk Assessment of Chemical Mixtures
(EPA/630/R–00/002), was published as a
supplement to the 1986 document. Copies of both
documents can be obtained from https://
cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid
=20533&CFID=70315376&CFTOKEN=71597944.
Summing the risk of these individual compounds
to obtain the cumulative cancer risk is an approach
that was recommended by the EPA’s SAB in their
2002 peer review of the EPA’s National Air Toxics
Assessment (NATA) titled NATA—Evaluating the
National-scale Air Toxics Assessment 1996 Data—
an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/214C6E915
BB04E14852570CA007A682C/$File/ecadv
02001.pdf.
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for all of the census blocks, and then
dividing this result by a 70-year
lifetime.
To assess the risk of noncancer health
effects from chronic exposure to HAP,
we calculate either an HQ or a target
organ-specific hazard index (TOSHI).
We calculate an HQ when a single
noncancer HAP is emitted. Where more
than one noncancer HAP is emitted, we
sum the HQ for each of the HAP that
affects a common target organ or target
organ system to obtain a TOSHI. The
HQ is the estimated exposure divided
by the chronic noncancer dose-response
value, which is a value selected from
one of several sources. The preferred
chronic noncancer dose-response value
is the EPA RfC, defined as ‘‘an estimate
(with uncertainty spanning perhaps an
order of magnitude) of a continuous
inhalation exposure to the human
population (including sensitive
subgroups) that is likely to be without
an appreciable risk of deleterious effects
during a lifetime’’ (https://
iaspub.epa.gov/sor_internet/registry/
termreg/searchandretrieve/glossaries
andkeywordlists/search.do?details=&
vocabName=IRIS%20Glossary). In cases
where an RfC from the EPA’s IRIS is not
available or where the EPA determines
that using a value other than the RfC is
appropriate, the chronic noncancer
dose-response value can be a value from
the following prioritized sources, which
define their dose-response values
similarly to the EPA: (1) The Agency for
Toxic Substances and Disease Registry
(ATSDR) Minimum Risk Level (https://
www.atsdr.cdc.gov/mrls/index.asp); (2)
the CalEPA Chronic Reference Exposure
Level (REL) (https://oehha.ca.gov/air/
crnr/notice-adoption-air-toxics-hotspots-program-guidance-manualpreparation-health-risk-0); or (3), as
noted above, a scientifically credible
dose-response value that has been
developed in a manner consistent with
the EPA guidelines and has undergone
a peer review process similar to that
used by the EPA. The pollutant-specific
dose-response values used to estimate
health risks are available at https://
www.epa.gov/fera/dose-responseassessment-assessing-health-risksassociated-exposure-hazardous-airpollutants.
c. Risk From Acute Exposure to HAP
That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate
acute inhalation dose-response values
are available, the EPA also assesses the
potential health risks due to acute
exposure. For these assessments, the
EPA makes conservative assumptions
about emission rates, meteorology, and
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exposure location. We use the peak
hourly emission rate,10 worst-case
dispersion conditions, and, in
accordance with our mandate under
section 112 of the CAA, the point of
highest off-site exposure to assess the
potential risk to the maximally exposed
individual.
To characterize the potential health
risks associated with estimated acute
inhalation exposures to a HAP, we
generally use multiple acute doseresponse values, including acute RELs,
acute exposure guideline levels
(AEGLs), and emergency response
planning guidelines (ERPG) for 1-hour
exposure durations), if available, to
calculate acute HQs. The acute HQ is
calculated by dividing the estimated
acute exposure by the acute doseresponse value. For each HAP for which
acute dose-response values are
available, the EPA calculates acute HQs.
An acute REL is defined as ‘‘the
concentration level at or below which
no adverse health effects are anticipated
for a specified exposure duration.’’ 11
Acute RELs are based on the most
sensitive, relevant, adverse health effect
reported in the peer-reviewed medical
and toxicological literature. They are
designed to protect the most sensitive
individuals in the population through
the inclusion of margins of safety.
Because margins of safety are
incorporated to address data gaps and
uncertainties, exceeding the REL does
not automatically indicate an adverse
health impact. AEGLs represent
threshold exposure limits for the general
public and are applicable to emergency
exposures ranging from 10 minutes to 8
hours.12 They are guideline levels for
10 In the absence of hourly emission data, we
develop estimates of maximum hourly emission
rates by multiplying the average actual annual
emissions rates by a factor to account for variability.
This is documented in Residual Risk Assessment
for Boat Manufacturing Source Category in Support
of the 2018 Risk and Technology Review Proposed
Rule document and the Residual Risk Assessment
for Reinforced Plastic Composites Production
Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule, and in
Appendix 5 of the report: Analysis of Data on
Short-term Emission Rates Relative to Long-term
Emission Rates. Both are available in the docket for
this rulemaking.
11 CalEPA issues acute RELs as part of its Air
Toxics Hot Spots Program, and the 1-hour and 8hour values are documented in Air Toxics Hot
Spots Program Risk Assessment Guidelines, Part I,
The Determination of Acute Reference Exposure
Levels for Airborne Toxicants, which is available at
https://oehha.ca.gov/air/general-info/oehha-acute8-hour-and-chronic-reference-exposure-level-relsummary.
12 National Academy of Sciences, 2001. Standing
Operating Procedures for Developing Acute
Exposure Levels for Hazardous Chemicals, page 2.
Available at https://www.epa.gov/sites/production/
files/2015-09/documents/sop_final_standing_
operating_procedures_2001.pdf. Note that the
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‘‘once-in-a-lifetime, short-term
exposures to airborne concentrations of
acutely toxic, high-priority chemicals.’’
Id. at 21. The AEGL–1 is specifically
defined as ‘‘the airborne concentration
(expressed as parts per million (ppm) or
milligrams per cubic meter (mg/m3)) of
a substance above which it is predicted
that the general population, including
susceptible individuals, could
experience notable discomfort,
irritation, or certain asymptomatic
nonsensory effects. However, the effects
are not disabling and are transient and
reversible upon cessation of exposure.’’
The document also notes that ‘‘Airborne
concentrations below AEGL–1 represent
exposure levels that can produce mild
and progressively increasing but
transient and nondisabling odor, taste,
and sensory irritation or certain
asymptomatic, nonsensory effects.’’ Id.
AEGL–2 are defined as ‘‘the airborne
concentration (expressed as parts per
million or milligrams per cubic meter)
of a substance above which it is
predicted that the general population,
including susceptible individuals, could
experience irreversible or other serious,
long-lasting adverse health effects or an
impaired ability to escape.’’ Id.
ERPGs are ‘‘developed for emergency
planning and are intended as healthbased guideline concentrations for
single exposures to chemicals.’’ 13 Id. at
1. The ERPG–1 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
1 hour without experiencing other than
mild transient adverse health effects or
without perceiving a clearly defined,
objectionable odor.’’ Id. at 2. Similarly,
the ERPG–2 is defined as ‘‘the
maximum airborne concentration below
which it is believed that nearly all
individuals could be exposed for up to
one hour without experiencing or
developing irreversible or other serious
health effects or symptoms which could
impair an individual’s ability to take
protective action.’’ Id. at 1.
An acute REL for 1-hour exposure
durations is typically lower than its
corresponding AEGL–1 and ERPG–1.
Even though their definitions are
National Advisory Committee for Acute Exposure
Guideline Levels for Hazardous Substances ended
in October 2011, but the AEGL program continues
to operate at the EPA and works with the National
Academies to publish final AEGLs (https://
www.epa.gov/aegl).
13 ERPGS Procedures and Responsibilities. March
2014. American Industrial Hygiene Association.
Available at: https://www.aiha.org/get-involved/
AIHAGuidelineFoundation/EmergencyResponse
PlanningGuidelines/Documents/ERPG%20
Committee%20Standard%20Operating%20
Procedures%20%20-%20March%202014%20
Revision%20%28Updated%2010-2-2014%29.pdf.
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slightly different, AEGL–1s are often the
same as the corresponding ERPG–1s,
and AEGL–2s are often equal to ERPG–
2s. The maximum HQs from our acute
inhalation screening risk assessment
typically result when we use the acute
REL for a HAP. In cases where the
maximum acute HQ exceeds 1, we also
report the HQ based on the next highest
acute dose-response value (usually the
AEGL–1 and/or the ERPG–1).
For the Boat Manufacturing and
Reinforced Plastic Composites
Production source categories, the hourly
emission rates of the various HAP will
not have high variability during the
manufacturing processes and, therefore,
are expected to remain constant over the
time the process is operating. This is
because the application of resins and gel
coats, adhesives, foam, and other
regulated sources of HAP in the source
categories are most efficient when
applied at a constant pressure, with
maximum coverage, with the most
efficient spray patterns and number of
passes made by the operator. Based on
this information, the default acute
emission factor of 10 times the annual
hourly emission rate is not reasonable
for the Boat Manufacturing and
Reinforced Plastic Composites
Production source categories. However,
many facilities do not operate three
shifts a day. Therefore, a days worth of
emissions may occur over a time period
of as little as 8 hours. With this
understanding of the processes, we,
therefore, assumed the maximum rate of
emissions would occur in this 8-hour
period each day. Based on this
information, an acute emission factor of
3 was calculated to be applied to actual
annual hourly emission rates, derived
from the ratio of an 8-hour shift in a 24hour day. A further discussion of why
this factor was chosen can be found in
the memorandum, Emissions Data for
the National Emission Standards for
Hazardous Air Pollutants for Boat
Manufacturing and the National
Emission Standards for Hazardous Air
Pollutants for Reinforced Plastic
Composites Production, available in the
dockets for this rulemaking (Docket ID
No. EPA–HQ–OAR–2016–0447 for the
Boat Manufacturing NESHAP and
Docket ID No. EPA–HQ–OAR–2016–
0449 for the Reinforced Plastic
Composites Production NESHAP).
In our acute inhalation screening risk
assessment, acute impacts are deemed
negligible for HAP for which acute HQs
are less than or equal to 1 (even under
the conservative assumptions of the
screening assessment), and no further
analysis is performed for these HAP. In
cases where an acute HQ from the
screening step is greater than 1, we
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consider additional site-specific data to
develop a more refined estimate of the
potential for acute exposures of concern.
These refinements are discussed more
fully in the Residual Risk Assessment
for Boat Manufacturing Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document and the Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document, which are available in the
docket for each of the respective source
categories.
4. How do we conduct the
multipathway exposure and risk
screening assessment?
The EPA conducts a tiered screening
assessment examining the potential for
significant human health risks due to
exposures via routes other than
inhalation (i.e., ingestion). We first
determine whether any sources in the
source categories emit any HAP known
to be PB–HAP, as identified in the
EPA’s Air Toxics Risk Assessment
Library (See Volume 1, Appendix D, at
https://www2.epa.gov/fera/riskassessment-and-modeling-air-toxicsrisk-assessment-reference-library).
For the Boat Manufacturing source
category, we identified PB–HAP
emissions of arsenic, polycyclic organic
matter (POM), and cadmium, and for the
Reinforced Plastic Composites
Production source category, we
identified PB–HAP emissions of arsenic,
POM, cadmium, and mercury, so we
proceeded to the next step of the
evaluation. In this step, we determine
whether the facility-specific emission
rates of the emitted PB–HAP are large
enough to create the potential for
significant human health risk through
ingestion exposure under reasonable
worst-case conditions. To facilitate this
step, we use previously developed
screening threshold emission rates for
several PB–HAP that are based on a
hypothetical upper-end screening
exposure scenario developed for use in
conjunction with the EPA’s Total Risk
Integrated Methodology.Fate, Transport,
and Ecological Exposure (TRIM.FaTE)
model. The PB–HAP with screening
threshold emission rates are arsenic
compounds, cadmium compounds,
chlorinated dibenzodioxins and furans,
mercury compounds, and POM. Based
on the EPA estimates of toxicity and
bioaccumulation potential, the
pollutants above represent a
conservative list for inclusion in
multipathway risk assessments for RTR
rules. (See Volume 1, Appendix D at
https://www.epa.gov/sites/production/
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files/201308/documents/volume_1_
reflibrary.pdf). In the assessments for
the Boat Manufacturing source category,
and for the Reinforced Plastic
Composites Production source category,
we compare the facility-specific
emission rates of these PB–HAP to the
screening threshold emission rates for
each PB–HAP to assess the potential for
significant human health risks via the
ingestion pathway. We call this
application of the TRIM.FaTE model the
Tier 1 screening assessment. The ratio of
a facility’s actual emission rate to the
Tier 1 screening threshold emission rate
is a ‘‘screening value.’’
We derive the Tier 1 screening
threshold emission rates for these PB–
HAP (other than lead compounds) to
correspond to a maximum excess
lifetime cancer risk of 1-in-1 million
(i.e., for arsenic compounds,
polychlorinated dibenzodioxins and
furans and POM) or, for HAP that cause
noncancer health effects (i.e., cadmium
compounds and mercury compounds), a
maximum HQ of 1. If the emission rate
of any one PB–HAP or combination of
carcinogenic PB–HAP in the Tier 1
screening assessment exceeds the Tier 1
screening threshold emission rate for
any facility (i.e., the screening value is
greater than 1), we conduct a second
screening assessment, which we call the
Tier 2 screening assessment.
In the Tier 2 screening assessment,
the location of each facility that exceeds
a Tier 1 screening threshold emission
rate is used to refine the assumptions
associated with the Tier 1 fisher and
farmer exposure scenarios at that
facility. A key assumption in the Tier 1
screening assessment is that a lake and/
or farm is located near the facility. As
part of the Tier 2 screening assessment,
we use a United States Geological
Survey (USGS) database to identify
actual waterbodies within 50 km of each
facility. We also examine the differences
between local meteorology near the
facility and the meteorology used in the
Tier 1 screening assessment. We then
adjust the previously-developed Tier 1
screening threshold emission rates for
each PB–HAP for each facility based on
an understanding of how exposure
concentrations estimated for the
screening scenario change with the use
of local meteorology and USGS
waterbody data. If the PB–HAP emission
rates for a facility exceed the Tier 2
screening threshold emission rates and
data are available, we may conduct a
Tier 3 screening assessment. If PB–HAP
emission rates do not exceed a Tier 2
screening value of 1, we consider those
PB–HAP emissions to pose risks below
a level of concern.
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There are several analyses that can be
included in a Tier 3 screening
assessment, depending upon the extent
of refinement warranted, including
validating that the lakes are fishable,
considering plume-rise to estimate
emissions lost above the mixing layer,
and considering hourly effects of
meteorology and plume rise on
chemical fate and transport. If the Tier
3 screening assessment indicates that
risks above levels of concern cannot be
ruled out, the EPA may further refine
the screening assessment through a sitespecific assessment.
In evaluating the potential
multipathway risk from emissions of
lead compounds reported by both
source categories, rather than
developing a screening threshold
emission rate, we compare maximum
estimated chronic inhalation exposure
concentrations to the level of the current
National Ambient Air Quality Standard
(NAAQS) for lead.14 Values below the
level of the primary (health-based) lead
NAAQS are considered to have a low
potential for multipathway risk.
For further information on the
multipathway assessment approach, see
the Residual Risk Assessment for Boat
Manufacturing Source Category in
Support of the 2018 Risk and
Technology Review Proposed Rule
document and the Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document, which are available in the
respective dockets for the source
categories in this action.
5. How do we conduct the
environmental risk screening
assessment?
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a. Adverse Environmental Effect,
Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening
assessment to examine the potential for
an adverse environmental effect as
required under section 112(f)(2)(A) of
14 In doing so, the EPA notes that the legal
standard for a primary NAAQS—that a standard is
requisite to protect public health and provide an
adequate margin of safety (CAA section 109(b))—
differs from the CAA section 112(f) standard
(requiring, among other things, that the standard
provide an ‘‘ample margin of safety to protect
public health’’). However, the primary lead NAAQS
is a reasonable measure of determining risk
acceptability (i.e., the first step of the Benzene
NESHAP analysis) since it is designed to protect the
most susceptible group in the human population—
children, including children living near major lead
emitting sources. 73 FR 67002/3; 73 FR 67000/3; 73
FR 67005/1. In addition, applying the level of the
primary lead NAAQS at the risk acceptability step
is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
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the CAA. Section 112(a)(7) of the CAA
defines ‘‘adverse environmental effect’’
as ‘‘any significant and widespread
adverse effect, which may reasonably be
anticipated, to wildlife, aquatic life, or
other natural resources, including
adverse impacts on populations of
endangered or threatened species or
significant degradation of
environmental quality over broad
areas.’’
The EPA focuses on eight HAP, which
are referred to as ‘‘environmental HAP,’’
in its screening assessment: Six PB–
HAP and two acid gases. The PB–HAP
included in the screening assessment
are arsenic compounds, cadmium
compounds, dioxins/furans, POM,
mercury (both inorganic mercury and
methyl mercury), and lead compounds.
The acid gases included in the screening
assessment are hydrochloric acid (HCl)
and hydrogen fluoride (HF).
HAP that persist and bioaccumulate
are of particular environmental concern
because they accumulate in the soil,
sediment, and water. The acid gases,
HCl and HF, are included due to their
well-documented potential to cause
direct damage to terrestrial plants. In the
environmental risk screening
assessment, we evaluate the following
four exposure media: Terrestrial soils,
surface water bodies (includes watercolumn and benthic sediments), fish
consumed by wildlife, and air. Within
these four exposure media, we evaluate
nine ecological assessment endpoints,
which are defined by the ecological
entity and its attributes. For PB–HAP
(other than lead), both community-level
and population-level endpoints are
included. For acid gases, the ecological
assessment evaluated is terrestrial plant
communities.
An ecological benchmark represents a
concentration of HAP that has been
linked to a particular environmental
effect level. For each environmental
HAP, we identified the available
ecological benchmarks for each
assessment endpoint. We identified,
where possible, ecological benchmarks
at the following effect levels: Probable
effect levels, lowest-observed-adverseeffect level, and no-observed-adverseeffect level. In cases where multiple
effect levels were available for a
particular PB–HAP and assessment
endpoint, we use all of the available
effect levels to help us to determine
whether ecological risks exist and, if so,
whether the risks could be considered
significant and widespread.
For further information on how the
environmental risk screening
assessment was conducted, including a
discussion of the risk metrics used, how
the environmental HAP were identified,
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and how the ecological benchmarks
were selected, see Appendix 9 of the
Residual Risk Assessment for Boat
Manufacturing Source Category in
Support of the 2018 Risk and
Technology Review Proposed Rule
document and the Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document, which are available in the
docket for the source categories in this
action.
b. Environmental Risk Screening
Methodology
For the environmental risk screening
assessment, the EPA first determined
whether any facilities in the Boat
Manufacturing or Reinforced Plastic
Composites Production source
categories emitted any of the
environmental HAP. For the Boat
Manufacturing source category, we
identified emissions of arsenic, POM,
cadmium, and HCl. For the Reinforced
Plastic Composites Production source
category, we identified emissions of
arsenic, POM, cadmium, mercury, and
HCl. Because one or more of the
environmental HAP evaluated above are
emitted by at least one facility in the
source categories, we proceeded to the
second step of the evaluation.
c. PB–HAP Methodology
The environmental screening
assessment includes six PB–HAP,
arsenic compounds, cadmium
compounds, dioxins/furans, POM,
mercury (both inorganic mercury and
methyl mercury), and lead compounds.
With the exception of lead, the
environmental risk screening
assessment for PB–HAP consists of three
tiers. The first tier of the environmental
risk screening assessment uses the same
health-protective conceptual model that
is used for the Tier 1 human health
screening assessment. TRIM.FaTE
model simulations were used to backcalculate Tier 1 screening threshold
emission rates. The screening threshold
emission rates represent the emission
rate in tpy that results in media
concentrations at the facility that equal
the relevant ecological benchmark. To
assess emissions from each facility in
the category, the reported emission rate
for each PB–HAP was compared to the
Tier 1 screening threshold emission rate
for that PB–HAP for each assessment
endpoint and effect level. If emissions
from a facility do not exceed the Tier 1
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment, and, therefore, is not
evaluated further under the screening
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approach. If emissions from a facility
exceed the Tier 1 screening threshold
emission rate, we evaluate the facility
further in Tier 2.
In Tier 2 of the environmental
screening assessment, the screening
threshold emission rates are adjusted to
account for local meteorology and the
actual location of lakes in the vicinity of
facilities that did not pass the Tier 1
screening assessment. For soils, we
evaluate the average soil concentration
for all soil parcels within a 7.5-km
radius for each facility and PB–HAP.
For the water, sediment, and fish tissue
concentrations, the highest value for
each facility for each pollutant is used.
If emission concentrations from a
facility do not exceed the Tier 2
screening threshold emission rate, the
facility ‘‘passes’’ the screening
assessment and typically is not
evaluated further. If emissions from a
facility exceed the Tier 2 screening
threshold emission rate, we evaluate the
facility further in Tier 3.
As in the multipathway human health
risk assessment, in Tier 3 of the
environmental screening assessment, we
examine the suitability of the lakes
around the facilities to support life and
remove those that are not suitable (e.g.,
lakes that have been filled in or are
industrial ponds), adjust emissions for
plume-rise, and conduct hour-by-hour
time-series assessments. If these Tier 3
adjustments to the screening threshold
emission rates still indicate the
potential for an adverse environmental
effect (i.e., facility emission rate exceeds
the screening threshold emission rate),
we may elect to conduct a more refined
assessment using more site-specific
information. If, after additional
refinement, the facility emission rate
still exceeds the screening threshold
emission rate, the facility may have the
potential to cause an adverse
environmental effect.
To evaluate the potential for an
adverse environmental effect from lead,
we compared the average modeled air
concentrations (from HEM–3) of lead
around each facility in the source
category to the level of the secondary
NAAQS for lead. The secondary lead
NAAQS is a reasonable means of
evaluating environmental risk because it
is set to provide substantial protection
against adverse welfare effects which
can include ‘‘effects on soils, water,
crops, vegetation, man-made materials,
animals, wildlife, weather, visibility and
climate, damage to and deterioration of
property, and hazards to transportation,
as well as effects on economic values
and on personal comfort and wellbeing.’’
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d. Acid Gas Environmental Risk
Methodology
The environmental screening
assessment for acid gases evaluates the
potential phytotoxicity and reduced
productivity of plants due to chronic
exposure to HF and HCl. The
environmental risk screening
methodology for acid gases is a singletier screening assessment that compares
modeled ambient air concentrations
(from AERMOD) to the ecological
benchmarks for each acid gas. To
identify a potential adverse
environmental effect (as defined in
section 112(a)(7) of the CAA) from
emissions of HF and HCl, we evaluate
the following metrics: The size of the
modeled area around each facility that
exceeds the ecological benchmark for
each acid gas, in acres and km2; the
percentage of the modeled area around
each facility that exceeds the ecological
benchmark for each acid gas; and the
area-weighted average screening value
around each facility (calculated by
dividing the area-weighted average
concentration over the 50-km modeling
domain by the ecological benchmark for
each acid gas). For further information
on the environmental screening
assessment approach, see Appendix 9 of
the Residual Risk Assessment for Boat
Manufacturing Source Category in
Support of the 2018 Risk and
Technology Review Proposed Rule
document and the Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document, which are available in the
docket for the source categories in this
action.
6. How do we conduct facility-wide
assessments?
To put the source category risks in
context, we typically examine the risks
from the entire ‘‘facility,’’ where the
facility includes all HAP-emitting
operations within a contiguous area and
under common control. In other words,
we examine the HAP emissions not only
from the source category emission
points of interest, but also emissions of
HAP from all other emission sources at
the facility for which we have data. For
the source categories in this action, we
conducted the facility-wide assessment
using datasets compiled from the 2014
NEI. The source category records of that
NEI dataset were removed, evaluated,
and updated as described in section II.C
of this preamble: What data collection
activities were conducted to support
this action? Once a quality assured
source category dataset was available, it
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was placed back with the remaining
records from the NEI for that facility.
The facility-wide file was then used to
analyze risks due to the inhalation of
HAP that are emitted ‘‘facility-wide’’ for
the populations residing within 50 km
of each facility, consistent with the
methods used for the source category
analysis described above. For these
facility-wide risk analyses, the modeled
source category risks were compared to
the facility-wide risks to determine the
portion of the facility-wide risks that
could be attributed to the source
category addressed in this proposal. We
also specifically examined the facility
that was associated with the highest
estimate of risk and determined the
percentage of that risk attributable to the
source category of interest. The Residual
Risk Assessment for Boat Manufacturing
Source Category in Support of the 2018
Risk and Technology Review Proposed
Rule document and the Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document, available through the docket
for the source categories in this action,
provides the methodology and results of
the facility-wide analyses, including all
facility-wide risks and the percentage of
source category contribution to facilitywide risks.
7. How do we consider uncertainties in
risk assessment?
Uncertainty and the potential for bias
are inherent in all risk assessments,
including those performed for this
proposal. Although uncertainty exists,
we believe that our approach, which
used conservative tools and
assumptions, ensures that our decisions
are health and environmentally
protective. A brief discussion of the
uncertainties in the RTR emissions
datasets, dispersion modeling,
inhalation exposure estimates, and
dose-response relationships follows
below. Also included are those
uncertainties specific to our acute
screening assessments, multipathway
screening assessments, and our
environmental risk screening
assessments. A more thorough
discussion of these uncertainties is
included in the Residual Risk
Assessment for Boat Manufacturing
Source Category in Support of the 2018
Risk and Technology Review Proposed
Rule document and the Residual Risk
Assessment for Reinforced Plastic
Composites Production Source Category
in Support of the 2018 Risk and
Technology Review Proposed Rule
document, which are available in the
source category dockets for this action.
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a. Uncertainties in the RTR Emissions
Dataset
Although the development of the RTR
emissions datasets involved quality
assurance/quality control processes, the
accuracy of emissions values will vary
depending on the source of the data, the
degree to which data are incomplete or
missing, the degree to which
assumptions made to complete the
datasets are accurate, errors in emission
estimates, and other factors. The
emission estimates considered in the
analysis for each source category
generally are annual totals for 2014, and
they do not reflect short-term
fluctuations during the course of a year
or variations from year to year. The
estimates of peak hourly emission rates
for the acute effects screening
assessment were based on an emission
adjustment factor applied to the average
annual hourly emission rates, which are
intended to account for emission
fluctuations due to normal facility
operations.
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b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in
ambient concentration estimates
associated with any model, including
the EPA’s recommended regulatory
dispersion model, AERMOD. In using a
model to estimate ambient pollutant
concentrations, the user chooses certain
options to apply. For RTR assessments,
we select some model options that have
the potential to overestimate ambient air
concentrations (e.g., not including
plume depletion or pollutant
transformation). We select other model
options that have the potential to
underestimate ambient impacts (e.g., not
including building downwash). Other
options that we select have the potential
to either under- or overestimate ambient
levels (e.g., meteorology and receptor
locations). On balance, considering the
directional nature of the uncertainties
commonly present in ambient
concentrations estimated by dispersion
models, the approach we apply in the
RTR assessments should yield unbiased
estimates of ambient HAP
concentrations. We also note that the
selection of meteorology dataset
location could have an impact on the
risk estimates. As we continue to update
and expand our library of
meteorological station data used in our
risk assessments, we expect to reduce
this variability.
c. Uncertainties in Inhalation Exposure
Assessment
Although every effort is made to
identify all of the relevant facilities and
emission points, as well as to develop
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accurate estimates of the annual
emission rates for all relevant HAP, the
uncertainties in our emission inventory
likely dominate the uncertainties in the
exposure assessment. Some
uncertainties in our exposure
assessment include human mobility,
using the centroid of each census block,
assuming lifetime exposure, and
assuming only outdoor exposures. For
most of these factors, there is neither an
under nor overestimate when looking at
the maximum individual risk or the
incidence, but the shape of the
distribution of risks may be affected.
With respect to outdoor exposures,
actual exposures may not be as high if
people spend time indoors, especially
for very reactive pollutants or larger
particles. For all factors, we reduce
uncertainty when possible. For
example, with respect to census-block
centroids, we analyze large blocks using
aerial imagery and adjust locations of
the block centroids to better represent
the population in the blocks. We also
add additional receptor locations where
the population of a block is not well
represented by a single location.
d. Uncertainties in Dose-Response
Relationships
There are uncertainties inherent in
the development of the dose-response
values used in our risk assessments for
cancer effects from chronic exposures
and noncancer effects from both chronic
and acute exposures. Some
uncertainties are generally expressed
quantitatively, and others are generally
expressed in qualitative terms. We note,
as a preface to this discussion, a point
on dose-response uncertainty that is
stated in the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment; namely,
that ‘‘the primary goal of EPA actions is
protection of human health;
accordingly, as an Agency policy, risk
assessment procedures, including
default options that are used in the
absence of scientific data to the
contrary, should be health protective’’
(the EPA’s 2005 Guidelines for
Carcinogen Risk Assessment, page 1–7).
This is the approach followed here as
summarized in the next paragraphs.
Cancer UREs used in our risk
assessments are those that have been
developed to generally provide an upper
bound estimate of risk.15 That is, they
represent a ‘‘plausible upper limit to the
true value of a quantity’’ (although this
is usually not a true statistical
confidence limit). In some
15 IRIS glossary (https://ofmpub.epa.gov/sor_
internet/registry/termreg/searchandretrieve/
glossariesandkeywordlists/
search.do?details=&glossary
Name=IRIS%20Glossary).
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circumstances, the true risk could be as
low as zero; however, in other
circumstances the risk could be
greater.16 Chronic noncancer RfC and
reference dose values represent chronic
exposure levels that are intended to be
health-protective levels. To derive doseresponse values that are intended to be
‘‘without appreciable risk,’’ the
methodology relies upon an uncertainty
factor (UF) approach,17 which considers
uncertainty, variability, and gaps in the
available data. The UFs are applied to
derive dose-response values that are
intended to protect against appreciable
risk of deleterious effects.
Many of the UFs used to account for
variability and uncertainty in the
development of acute dose-response
values are quite similar to those
developed for chronic durations.
Additional adjustments are often
applied to account for uncertainty in
extrapolation from observations at one
exposure duration (e.g., 4 hours) to
derive an acute dose-response value at
another exposure duration (e.g., 1 hour).
Not all acute dose-response values are
developed for the same purpose, and
care must be taken when interpreting
the results of an acute assessment of
human health effects relative to the
dose-response value or values being
exceeded. Where relevant to the
estimated exposures, the lack of acute
dose-response values at different levels
of severity should be factored into the
risk characterization as potential
uncertainties.
Uncertainty also exists in the
selection of ecological benchmarks for
the environmental risk screening
assessment. We established a hierarchy
of preferred benchmark sources to allow
selection of benchmarks for each
environmental HAP at each ecological
assessment endpoint. We searched for
benchmarks for three effect levels (i.e.,
no-effects level, threshold-effect level,
and probable effect level), but not all
combinations of ecological assessment/
environmental HAP had benchmarks for
all three effect levels. Where multiple
effect levels were available for a
particular HAP and assessment
endpoint, we used all of the available
effect levels to help us determine
whether risk exists and whether the risk
16 An exception to this is the URE for benzene,
which is considered to cover a range of values, each
end of which is considered to be equally plausible,
and which is based on maximum likelihood
estimates.
17 See A Review of the Reference Dose and
Reference Concentration Processes, U.S. EPA,
December 2002, and Methods for Derivation of
Inhalation Reference Concentrations and
Application of Inhalation Dosimetry, U.S. EPA,
1994.
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could be considered significant and
widespread.
Although we make every effort to
identify appropriate human health effect
dose-response values for all pollutants
emitted by the sources in this risk
assessment, some HAP emitted by these
source categories are lacking doseresponse assessments. Accordingly,
these pollutants cannot be included in
the quantitative risk assessment, which
could result in quantitative estimates
understating HAP risk. To help to
alleviate this potential underestimate,
where we conclude similarity with a
HAP for which a dose-response value is
available, we use that value as a
surrogate for the assessment of the HAP
for which no value is available. To the
extent use of surrogates indicates
appreciable risk, we may identify a need
to increase priority for an IRIS
assessment for that substance. We
additionally note that, generally
speaking, HAP of greatest concern due
to environmental exposures and hazard
are those for which dose-response
assessments have been performed,
reducing the likelihood of understating
risk. Further, HAP not included in the
quantitative assessment are assessed
qualitatively and considered in the risk
characterization that informs the risk
management decisions, including
consideration of HAP reductions
achieved by various control options.
For a group of compounds that are
unspeciated (e.g., glycol ethers), we
conservatively use the most protective
dose-response value of an individual
compound in that group to estimate
risk. Similarly, for an individual
compound in a group (e.g., ethylene
glycol diethyl ether) that does not have
a specified dose-response value, we also
apply the most protective dose-response
value from the other compounds in the
group to estimate risk.
e. Uncertainties in Acute Inhalation
Screening Assessments
In addition to the uncertainties
highlighted above, there are several
factors specific to the acute exposure
assessment that the EPA conducts as
part of the risk review under section 112
of the CAA. The accuracy of an acute
inhalation exposure assessment
depends on the simultaneous
occurrence of independent factors that
may vary greatly, such as hourly
emissions rates, meteorology, and the
presence of humans at the location of
the maximum concentration. In the
acute screening assessment that we
conduct under the RTR program, we
assume that peak emissions from the
source category and worst-case
meteorological conditions co-occur,
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thus, resulting in maximum ambient
concentrations. These two events are
unlikely to occur at the same time,
making these assumptions conservative.
We then include the additional
assumption that a person is located at
this point during this same time period.
For this source category, these
assumptions would tend to be worstcase actual exposures, as it is unlikely
that a person would be located at the
point of maximum exposure during the
time when peak emissions and worstcase meteorological conditions occur
simultaneously.
f. Uncertainties in the Multipathway
and Environmental Risk Screening
Assessments
For each source category, we
generally rely on site-specific levels of
PB–HAP or environmental HAP
emissions to determine whether a
refined assessment of the impacts from
multipathway exposures is necessary or
whether it is necessary to perform an
environmental screening assessment.
This determination is based on the
results of a three-tiered screening
assessment that relies on the outputs
from models—TRIM.FaTE and
AERMOD—that estimate environmental
pollutant concentrations and human
exposures for five PB–HAP (dioxins,
POM, mercury, cadmium, and arsenic)
and two acid gases (HF and HCl). For
lead, we use AERMOD to determine
ambient air concentrations, which are
then compared to the secondary
NAAQS standard for lead. Two
important types of uncertainty
associated with the use of these models
in RTR risk assessments and inherent to
any assessment that relies on
environmental modeling are model
uncertainty and input uncertainty.18
Model uncertainty concerns whether
the model adequately represents the
actual processes (e.g., movement and
accumulation) that might occur in the
environment. For example, does the
model adequately describe the
movement of a pollutant through the
soil? This type of uncertainty is difficult
to quantify. However, based on feedback
received from previous EPA SAB
reviews and other reviews, we are
confident that the models used in the
screening assessments are appropriate
and state-of-the-art for the multipathway
and environmental screening risk
18 In the context of this discussion, the term
‘‘uncertainty’’ as it pertains to exposure and risk
encompasses both variability in the range of
expected inputs and screening results due to
existing spatial, temporal, and other factors, as well
as uncertainty in being able to accurately estimate
the true result.
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assessments conducted in support of
RTR.
Input uncertainty is concerned with
how accurately the models have been
configured and parameterized for the
assessment at hand. For Tier 1 of the
multipathway and environmental
screening assessments, we configured
the models to avoid underestimating
exposure and risk. This was
accomplished by selecting upper-end
values from nationally representative
datasets for the more influential
parameters in the environmental model,
including selection and spatial
configuration of the area of interest, lake
location and size, meteorology, surface
water, soil characteristics, and structure
of the aquatic food web. We also assume
an ingestion exposure scenario and
values for human exposure factors that
represent reasonable maximum
exposures.
In Tier 2 of the multipathway and
environmental screening assessments,
we refine the model inputs to account
for meteorological patterns in the
vicinity of the facility versus using
upper-end national values, and we
identify the actual location of lakes near
the facility rather than the default lake
location that we apply in Tier 1. By
refining the screening approach in Tier
2 to account for local geographical and
meteorological data, we decrease the
likelihood that concentrations in
environmental media are overestimated,
thereby increasing the usefulness of the
screening assessment. In Tier 3 of the
screening assessments, we refine the
model inputs again to account for hourby-hour plume rise and the height of the
mixing layer. We can also use those
hour-by-hour meteorological data in a
TRIM.FaTE run using the screening
configuration corresponding to the lake
location. These refinements produce a
more accurate estimate of chemical
concentrations in the media of interest,
thereby reducing the uncertainty with
those estimates. The assumptions and
the associated uncertainties regarding
the selected ingestion exposure scenario
are the same for all three tiers.
For the environmental screening
assessment for acid gases, we employ a
single-tiered approach. We use the
modeled air concentrations and
compare those with ecological
benchmarks.
For all tiers of the multipathway and
environmental screening assessments,
our approach to addressing model input
uncertainty is generally cautious. We
choose model inputs from the upper
end of the range of possible values for
the influential parameters used in the
models, and we assume that the
exposed individual exhibits ingestion
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behavior that would lead to a high total
exposure. This approach reduces the
likelihood of not identifying high risks
for adverse impacts.
Despite the uncertainties, when
individual pollutants or facilities do not
exceed screening threshold emission
rates (i.e., screen out), we are confident
that the potential for adverse
multipathway impacts on human health
is very low. On the other hand, when
individual pollutants or facilities do
exceed screening threshold emission
rates, it does not mean that impacts are
significant, only that we cannot rule out
that possibility and that a refined
assessment for the site might be
necessary to obtain a more accurate risk
characterization for the source category.
The EPA evaluates the following HAP
in the multipathway and/or
environmental risk screening
assessments, where applicable: Arsenic,
cadmium, dioxins/furans, lead, mercury
(both inorganic and methyl mercury),
POM, HCl, and HF. These HAP
represent pollutants that can cause
adverse impacts either through direct
exposure to HAP in the air or through
exposure to HAP that are deposited
from the air onto soils and surface
waters and then through the
environment into the food web. These
HAP represent those HAP for which we
can conduct a meaningful multipathway
or environmental screening risk
assessment. For other HAP not included
in our screening assessments, the model
has not been parameterized such that it
can be used for that purpose. In some
cases, depending on the HAP, we may
not have appropriate multipathway
models that allow us to predict the
concentration of that pollutant. The EPA
acknowledges that other HAP beyond
these that we are evaluating may have
the potential to cause adverse effects
and, therefore, the EPA may evaluate
other relevant HAP in the future, as
modeling science and resources allow.
IV. Analytical Results and Proposed
Decisions
A. What are the results of the risk
assessment and analyses for the Boat
Manufacturing source category?
1. Inhalation Risk Assessment Results
Table 2 of this preamble provides an
overall summary of the inhalation risk
results. The results of the chronic
baseline inhalation cancer risk
assessment indicate that, based on
estimates of current actual and
allowable emissions, the MIR posed by
the Boat Manufacturing source category
was estimated to be 0.2-in-1 million and
0.3-in-1 million, respectively, from HAP
being emitted from the open molding
(resin/gelcoat) manufacturing process.
The total estimated cancer incidence
from the Boat Manufacturing source
category based on actual emission levels
is 0.00001 excess cancer cases per year,
or one case in every 100,000 years. The
total estimated cancer incidence from
boat manufacturing industry emission
sources based on allowable emission
levels is 0.00002 excess cancer cases per
year, or one case in every 50,000 years.
Emissions of nickel compounds, ethyl
benzene, and tetrachloroethene
contributed 95 percent to this cancer
incidence. Based upon actual or
allowable emissions, no people were
exposed to cancer risks greater than or
equal to 1-in-1 million.
TABLE 2—INHALATION RISK ASSESSMENT SUMMARY FOR BOAT MANUFACTURING SOURCE CATEGORY
Cancer MIR
(in-1 million)
Source category .....
Whole Facility ........
Based on
actual
emissions
Based on
allowable
emissions
0.2 (nickel compounds,
ethyl benzene,
tetrachloroethene).
0.4 (naphthalene) ...........
0.3 (nickel compounds,
ethyl benzene,
tetrachloroethene).
.........................................
The maximum chronic noncancer
TOSHI values for the source category,
based on actual and allowable
emissions, were estimated to be less
than 1, with cobalt compounds driving
the TOSHI value from open contact
molding (resin spray layup and spray
gel coat application) processes.
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2. Acute Risk Results
Worst-case acute HQs were calculated
for every HAP for which there is an
acute health benchmark using actual
emissions. The maximum acute
noncancer HQ value for the source
category was equal to 1 from styrene
emissions (based on the acute (1-hr) REL
for styrene). As noted above in section
III.C.3.c, the highest HQ assumes that
the primary source of the styrene
emissions from open molding (resin/
gelcoat) operations was modeled with
an hourly emissions multiplier of 3
times the annual emissions rate. Acute
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Cancer
incidence
(cases per
year)
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Population
with risk
of 1-in-1
million or
greater
Population
with risk
of 10-in-1
million or
greater
Max chronic
noncancer HI
(actuals and
allowables)
0.00001
0
0
HI <1
0.00004
0
0
HI = 1
HQs are not calculated for allowable or
whole facility emissions.
a low potential for multipathway
impacts of concern due to lead.
3. Multipathway Risk Screening Results
4. Environmental Risk Screening Results
Results of the worst-case Tier 1
screening analysis indicated one facility
reporting PB–HAP emissions (based on
estimates of actual emissions) for the
source category, with no exceedences of
the screening values for the
carcinogenic PB–HAP (arsenic and POM
compounds) or the noncarcinogenic PB–
HAP (cadmium). The remaining PB–
HAP, mercury and dioxins/furans, were
not emitted by any facility in the source
category.
In evaluating the potential for
multipathway effects from emissions of
lead, we compared modeled hourly lead
concentrations to the secondary NAAQS
for lead (0.15 mg/m3). The highest
hourly lead concentration, 0.054 mg/m3,
is below the NAAQS for lead, indicating
As described in section III.A of this
preamble, we conducted an
environmental risk screening
assessment for the Boat Manufacturing
source category for the following five
pollutants: Cadmium, arsenic, lead,
POM, and HCl. For the three remaining
pollutants (dioxin/furans, mercury, and
HF) an environmental risk screening
assessment was not performed because
these pollutants are not emitted by the
Boat Manufacturing source category.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), we did not find
any exceedances of the ecological
benchmarks evaluated. For lead, we did
not find any exceedances of the
secondary lead NAAQS. For HCl, the
average modeled concentration around
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each facility (i.e., the average
concentration of all off-site data points
in the modeling domain) did not exceed
any ecological benchmark. In addition,
each individually modeled
concentration of HCl (i.e., each off-site
data point in the modeling domain) was
below the ecological benchmarks for all
facilities. Based on the results of the
environmental risk screening analysis,
we do not expect an adverse
environmental effect as a result of PB–
HAP emissions from this source
category.
5. Facility-Wide Risk Results
Results of the assessment of facilitywide emissions indicate none of the 93
facilities have a facility-wide cancer risk
greater than or equal to 1-in-1 million;
refer to Table 2. The maximum facilitywide cancer risk is 0.4-in-1 million,
mainly driven by naphthalene
emissions from fiberglass resin product
(atomized spray of gel coat) processes.
The total estimated cancer incidence
from the whole facility is 0.00004 excess
cancer cases per year, or one case in
every 25,000 years, with no people
estimated to have cancer risks greater
than or equal to 1-in-1 million from
exposure to whole facility emissions.
The maximum facility-wide chronic
noncancer TOSHI is estimated to be
equal to 1, mainly driven by emissions
of styrene from open contact molding
(resin spray layup and spray gel coat
application) processes.
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6. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risks to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risks from the Boat Manufacturing
source category across different
demographic groups within the
populations living near facilities.19
Results of the demographic analysis
indicate that, for 7 of the 11
demographic groups, Hispanic or
Latino, minority, people living below
the poverty level, linguistically isolated
people, adults without a high school
19 Demographic groups included in the analysis
are: White, African American, Native American,
other races and multiracial, Hispanic or Latino,
children 17 years of age and under, adults 18 to 64
years of age, adults 65 years of age and over, adults
without a high school diploma, people living below
the poverty level, people living two times the
poverty level, and linguistically isolated people.
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diploma, adults 65 years of age or older,
and African Americans, the percentage
of the population that resides within 5
km of facilities in the source category is
greater than the corresponding national
percentage for the same demographic
groups. When examining the risk levels
of those exposed to emissions from boat
manufacturing facilities, we find that no
one is exposed to a cancer risk at or
above 1-in-1 million or to a chronic
noncancer TOSHI greater than 1.
The methodology and the results of
the demographic analysis are presented
in a technical report, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Boat Manufacturing Source
Category Operations, available in the
docket for this action.
B. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect for the Boat
Manufacturing source category?
1. Risk Acceptability
As noted in section II.A of this
preamble, the EPA sets standards under
CAA section 112(f)(2) using ‘‘a two-step
standard-setting approach, with an
analytical first step to determine an
’acceptable risk’ that considers all
health information, including risk
estimation uncertainty, and includes a
presumptive limit on MIR of
approximately 1-in-10 thousand’’ (54 FR
38045, September 14, 1989).
For the Boat Manufacturing source
category, the risk analysis indicates that
the cancer risks to the individual most
exposed could be up to 0.2-in-1 million
due to actual emissions and up to
0.3-in-1 million based on allowable
emissions. These risks are considerably
less than 100-in-1 million, which is the
presumptive upper limit of acceptable
risk. The risk analysis also shows very
low cancer incidence (0.00001 cases per
year for actual emissions and 0.00002
cases per year for allowable emissions).
We did not identify potential for
adverse chronic noncancer health
effects. The acute noncancer risks based
on actual emissions are low at an HQ of
1 for styrene. Therefore, we find there
is little potential concern of acute
noncancer health impacts from actual
emissions. In addition, the risk
assessment indicates no significant
potential for multipathway health
effects.
Considering all of the health risk
information and factors discussed
above, including the uncertainties
discussed in section III.C.7 of this
preamble, we propose that the risks
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from the Boat Manufacturing source
category are acceptable.
2. Ample Margin of Safety Analysis
Under the ample margin of safety
analysis, we evaluated the cost and
feasibility of available control
technologies and other measures
(including the controls, measures, and
costs reviewed under the technology
review) that could be applied in this
source category to further reduce the
risks (or potential risks) due to
emissions of HAP, considering all of the
health risks and other health
information considered in the risk
acceptability determination described
above. In this analysis, we considered
the results of the technology review, risk
assessment, and other aspects of our
MACT rule review to determine
whether there are any cost-effective
controls or other measures that would
reduce emissions further and would be
necessary to provide an ample margin of
safety to protect public health.
Our risk analysis indicated the risks
from the Boat Manufacturing source
category are low for both cancer and
noncancer health effects, and, therefore,
any risk reductions from further
available control options would result
in minimal health benefits. As noted in
section VI.A of this preamble, no
additional control measures were
identified for reducing HAP emissions
from the Boat Manufacturing source
category. Thus, we are proposing that
the Boat Manufacturing NESHAP
provides and ample margin of safety to
protect health.
3. Adverse Environmental Effect
As described in section III.A, and in
section IV.A.4 of this preamble, we
conducted an environmental risk
screening assessment for the Boat
Manufacturing source category for the
following five pollutants: Cadmium,
arsenic, lead, POM, and HCl. For the
three remaining pollutants (dioxin/
furans, mercury, and HF), an
environmental risk screening
assessment was not performed because
these pollutants are not emitted by the
Boat Manufacturing source category.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), we did not find
any exceedances of the ecological
benchmarks evaluated. For lead, we did
not find any exceedances of the
secondary lead NAAQS. For HCl, the
average modeled concentration around
each facility (i.e., the average
concentration of all off-site data points
in the modeling domain) did not exceed
any ecological benchmark. In addition,
each individually modeled
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concentration of HCl (i.e., each off-site
data point in the modeling domain) was
below the ecological benchmarks for all
facilities. Therefore, we do not expect
adverse environmental effects as a result
of HAP emissions from this source
category and we are proposing that it is
not necessary to set a more stringent
standard to prevent, taking into
consideration costs, energy, safety, and
other relevant factors, an adverse
environmental effect.
C. What are the results and proposed
decisions based on our technology
review for the Boat Manufacturing
source category?
As described in section III.B of this
preamble, our technology review
focused on the identification and
evaluation of developments in practices,
processes, and control technologies that
have occurred since the MACT
standards were promulgated. In
conducting the technology review, we
reviewed various informational sources
regarding the emissions from the Boat
Manufacturing source category. The
review included a search of the RBLC
database, reviews of air permits for boat
manufacturing facilities, and a review of
relevant literature. We reviewed these
data sources for information on
practices, processes, and control
technologies that were not considered
during the development of the Boat
Manufacturing NESHAP. We also
looked for information on
improvements in practices, processes,
and control technologies that have
occurred since the development of the
Boat Manufacturing NESHAP.
After reviewing information from the
aforementioned sources, we did not
identify any new developments in
processes or control technologies used
at boat manufacturing facilities. We also
considered improvements in thermal
oxidizers as HAP controls, given they
were identified as potential add-on
controls in the July 14, 2000, proposed
rule (65 FR 43851). We did not identify
any improvements in performance of
thermal oxidizers, and we continue to
believe that a thermal oxidizer is not a
cost-effective add-on control option for
this source category, due to the direct
costs associated with high energy
requirements for dilute HAP streams or
the costs associated with operating a
capture and control system (for
concentrated HAP streams).
Based on the technology review, we
have determined that there are no costeffective developments in processes or
control technologies that warrant
revisions to the MACT standards for this
source category. We identified and seek
comment on a general practice utilized
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by many boat manufacturing facilities
that has potential to reduce the amount
of HAP emissions emitted in open
molding resin and gel coat application
operations. Specifically, we reviewed
the practice that some facilities in the
boat manufacturing industry have
implemented which includes training
their spray gun operators to deliver a
controlled spray when applying resin
and/or gel coat during open molding
production. Industry representatives
indicated that controlling the amount of
overspray from resins and/or gel coat
application during open molding
operations could potentially reduce
HAP emissions by 40 to 50 percent.
From a practical standpoint, controlling
overspray reduces the amount of resin
or gel coat that is wasted and not
applied to the product being
manufactured; the EPA seeks comment
to determine whether this practice is
widely used by industry, whether
significant HAP reductions are achieved
industry-wide, or whether HAP
reductions can be achieved in the
manufacturing of large and small boats
or large and small boat parts.
The EPA will review the information
provided in public responses to
determine whether the rule should be
amended to include a controlled-spray
training program as a work practice
standard. Additional information of our
technology review can be found in the
memorandum, Technology Review for
Boat Manufacturing and Reinforced
Plastic Composites Production Source
Category, which is available in the
docket for this action (Docket ID No.
EPA–HQ–OAR–2016–0447).
D. What other actions are we proposing
for the Boat Manufacturing source
category?
In addition to the proposed actions
described above, we are proposing
additional revisions to the Boat
Manufacturing NESHAP. We are
proposing revisions to the SSM
provisions of the rule in order to ensure
that it is consistent with the Court
decision in Sierra Club v. EPA, 551 F.
3d 1019 (D.C. Cir. 2008), which vacated
two provisions that exempted sources
from the requirement to comply with
otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We also are proposing
to revise the Boat Manufacturing
NESHAP to include electronic reporting
provisions. Our analyses and proposed
changes related to these issues are
discussed below.
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1. SSM Requirements
a. Proposed Elimination of the SSM
Exemption
In its 2008 decision in Sierra Club v.
EPA, 551 F.3d 1019 (D.C. Cir. 2008), the
Court vacated portions of two
provisions in the EPA’s CAA section
112 regulations governing the emissions
of HAP during periods of SSM.
Specifically, the Court vacated the SSM
exemption contained in 40 CFR
63.6(f)(1) and 40 CFR 63.6(h)(1), holding
that under section 302(k) of the CAA,
emissions standards or limitations must
be continuous in nature and that the
SSM exemption violates the CAA’s
requirement that some CAA section 112
standards apply continuously.
We are proposing the elimination of
SSM exemptions in this rule, including
any reference to requirements included
in 40 CFR part 63, part A (General
Provisions). Consistent with Sierra Club
v. EPA, we are proposing standards in
this rule that apply at all times. We are
also proposing several revisions to Table
8 to 40 CFR part 63, subpart VVVV, as
is explained in more detail below. For
example, we are proposing to eliminate
the incorporation of the General
Provisions’ requirement that each
source develop an SSM plan. We also
are proposing to eliminate and revise
certain recordkeeping and reporting
requirements related to the SSM
exemption as further described below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether we have successfully done so.
In proposing the standards in this
rule, the EPA has taken into account
startup and shutdown periods and, for
the reasons explained below, has not
proposed alternate standards for those
periods.
Periods of startup, normal operations,
and shutdown are all predictable and
routine aspects of a source’s operations.
Malfunctions, in contrast, are neither
predictable nor routine. Instead they
are, by definition, sudden, infrequent,
and not reasonably preventable failures
of emissions control, process, or
monitoring equipment. (40 CFR 63.2,
Definition of malfunction). The EPA
interprets CAA section 112 as not
requiring emissions that occur during
periods of malfunction to be factored
into development of CAA section 112
standards, and this reading has been
upheld as reasonable by the Court in
U.S. Sugar Corp. v. EPA, 830 F.3d 579,
606–610 (2016). Under CAA section
112, emissions standards for new
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sources must be no less stringent than
the level ‘‘achieved’’ by the best
controlled similar source and for
existing sources generally must be no
less stringent than the average emission
limitation ‘‘achieved’’ by the best
performing 12 percent of sources in the
category. There is nothing in CAA
section 112 that directs the Agency to
consider malfunctions in determining
the level ‘‘achieved’’ by the best
performing sources when setting
emission standards. As the Court has
recognized, the phrase ‘‘average
emissions limitation achieved by the
best performing 12 percent of’’ sources
‘‘says nothing about how the
performance of the best units is to be
calculated.’’ Nat’l Ass’n of Clean Water
Agencies v. EPA, 734 F.3d 1115, 1141
(D.C. Cir. 2013). While the EPA
accounts for variability in setting
emissions standards, nothing in CAA
section 112 requires the Agency to
consider malfunctions as part of that
analysis. The EPA is not required to
treat a malfunction in the same manner
as the type of variation in performance
that occurs during routine operations of
a source. A malfunction is a failure of
the source to perform in a ‘‘normal or
usual manner’’ and no statutory
language compels the EPA to consider
such events in setting CAA section 112
standards.
As the Court recognized in U.S. Sugar
Corp, accounting for malfunctions in
setting standards would be difficult, if
not impossible, given the myriad
different types of malfunctions that can
occur across all sources in the category
and given the difficulties associated
with predicting or accounting for the
frequency, degree, and duration of
various malfunctions that might occur.
Id. at 608 (‘‘The EPA would have to
conceive of a standard that could apply
equally to the wide range of possible
boiler malfunctions, ranging from an
explosion to minor mechanical defects.
Any possible standard is likely to be
hopelessly generic to govern such a
wide array of circumstances.’’) As such,
the performance of units that are
malfunctioning is not ‘‘reasonably’’
foreseeable. See, e.g., Sierra Club v.
EPA, 167 F.3d 658, 662 (D.C. Cir. 1999)
(‘‘The EPA typically has wide latitude
in determining the extent of datagathering necessary to solve a problem.
We generally defer to an agency’s
decision to proceed on the basis of
imperfect scientific information, rather
than to ’invest the resources to conduct
the perfect study.’’) See also,
Weyerhaeuser v. Costle, 590 F.2d 1011,
1058 (D.C. Cir. 1978) (‘‘In the nature of
things, no general limit, individual
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permit, or even any upset provision can
anticipate all upset situations. After a
certain point, the transgression of
regulatory limits caused by
‘uncontrollable acts of third parties,’
such as strikes, sabotage, operator
intoxication or insanity, and a variety of
other eventualities, must be a matter for
the administrative exercise of case-bycase enforcement discretion, not for
specification in advance by
regulation.’’). In addition, emissions
during a malfunction event can be
significantly higher than emissions at
any other time of source operation. For
example, if an air pollution control
device with 99-percent removal goes offline as a result of a malfunction (as
might happen if, for example, the bags
in a baghouse catch fire) and the
emission unit is a steady state type unit
that would take days to shut down, the
source would go from 99-percent
control to zero control until the control
device was repaired. The source’s
emissions during the malfunction
would be 100 times higher than during
normal operations. As such, the
emissions over a 4-day malfunction
period would exceed the annual
emissions of the source during normal
operations. As this example illustrates,
accounting for malfunctions could lead
to standards that are not reflective of
(and significantly less stringent than)
levels that are achieved by a wellperforming non-malfunctioning source.
It is reasonable to interpret CAA section
112 to avoid such a result. The EPA’s
approach to malfunctions is consistent
with CAA section 112 and is a
reasonable interpretation of the statute.
Although no statutory language
compels the EPA to set standards for
malfunctions, the EPA has the
discretion to do so where feasible. For
example, in the Petroleum Refinery
Sector Risk and Technology Review, the
EPA established a work practice
standard for unique types of
malfunction that result in releases from
pressure relief devices or emergency
flaring events because the EPA had
information to determine that such work
practices reflected the level of control
that applies to the best performers. 80
FR 75178, 75211–14 (December 1,
2015). The EPA will consider whether
circumstances warrant setting standards
for a particular type of malfunction and,
if so, whether the EPA has sufficient
information to identify the relevant best
performing sources and establish a
standard for such malfunctions. We also
encourage commenters to provide any
such information.
In the event that a source fails to
comply with the applicable CAA section
112(d) standards as a result of a
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malfunction event, the EPA would
determine an appropriate response
based on, among other things, the good
faith efforts of the source to minimize
emissions during malfunction periods,
including preventative and corrective
actions, as well as root cause analyses
to ascertain and rectify excess
emissions. The EPA would also
consider whether the source’s failure to
comply with the CAA section 112(d)
standard was, in fact, sudden,
infrequent, not reasonably preventable,
and was not instead caused, in part, by
poor maintenance or careless operation.
40 CFR 63.2 (Definition of malfunction).
If the EPA determines in a particular
case that an enforcement action against
a source for violation of an emission
standard is warranted, the source can
raise any and all defenses in that
enforcement action and the federal
district court will determine what, if
any, relief is appropriate. The same is
true for citizen enforcement actions.
Similarly, the presiding officer in an
administrative proceeding can consider
any defense raised and determine
whether administrative penalties are
appropriate.
In summary, the EPA interpretation of
the CAA and, in particular, CAA section
112 is reasonable and encourages
practices that will avoid malfunctions.
Administrative and judicial procedures
for addressing exceedances of the
standards fully recognize that violations
may occur despite good faith efforts to
comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830
F.3d 579, 606–610 (2016).
b. Proposed Revisions to the General
Provisions Applicability Table
We are proposing to revise the
General Provisions table (Table 8 to 40
CFR part 63, subpart VVVV) entry for 40
CFR 63.6(e)(3) by changing the ‘‘yes’’ in
column 3 to a ‘‘no.’’ Generally, these
paragraphs require development of an
SSM plan and specify SSM
recordkeeping and reporting
requirements related to the SSM plan.
As noted, the EPA is proposing to
remove the SSM exemptions. Therefore,
affected units will be subject to an
emission standard during such events.
The applicability of a standard during
such events will ensure that sources
have ample incentive to plan for and
achieve compliance and, thus, the SSM
plan requirements are no longer
necessary.
We are proposing to revise Table 8 to
40 CFR part 63, subpart VVVV, to
indicate that 40 CFR 63.8(c)(1)(i) and
(iii) does not apply to 40 CFR part 63,
subpart VVVV. The cross-references to
the general duty and SSM plan
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requirements in those subparagraphs of
the General Provisions are not necessary
in light of other requirements of 40 CFR
63.8 that require good air pollution
control practices (40 CFR 63.8(c)(1)) and
that set out the requirements of a quality
control program for monitoring
equipment (40 CFR 63.8(d)).
We are proposing to revise Table 8 to
40 CFR part 63, subpart VVVV, to
indicate that 40 CFR 63.8(d)(3) does not
apply to 40 CFR part 63, subpart VVVV.
The final sentence in 40 CFR 63.8(d)(3)
refers to the General Provisions’ SSM
plan requirement which is no longer
applicable.
We are proposing to revise the Table
8 to 40 CFR part 63, subpart VVVV,
entry for 40 CFR 63.10(b)(2)(i) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(b)(2)(i) describes
the recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply to
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
retain additional recordkeeping for
startup and shutdown periods.
We are proposing to revise Table 8 to
40 CFR part 63, subpart VVVV, to
indicate 40 CFR 63.10(b)(2)(ii), 40 CFR
63.10(b)(2)(iv), and 40 CFR
63.10(b)(2)(v) do not apply. Section
63.10(b)(2)(ii) describes the
recordkeeping requirements during a
malfunction. The EPA is proposing to
amend the requirements of 40 CFR
63.5767(d) to indicate that if a facility
has an add-on control device, they must
keep records of any failures to meet the
applicable standards, including the
date, time, and duration of the failure.
The EPA is also proposing to add to 40
CFR 63.5767(d) a requirement that
sources keep records that include a list
of the affected add-on control device
and actions taken to minimize
emissions, an estimate of the quantity of
each regulated pollutant emitted over
any emission limit, and a description of
the method used to estimate the
emissions. The EPA is proposing to
require that sources keep records of this
information to ensure that there is
adequate information to allow the EPA
to determine the severity of any failure
to meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
The provision of 40 CFR
63.10(b)(2)(iv), when applicable,
requires sources to record actions taken
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during SSM events when actions were
inconsistent with their SSM plan. The
requirement is no longer appropriate
because SSM plans will no longer be
required. The requirement previously
applicable under 40 CFR
63.10(b)(2)(iv)(B) to record actions to
minimize emissions and record
corrective actions is now applicable by
reference to 40 CFR 63.5767(d).
The provision of 40 CFR
63.10(b)(2)(v), when applicable, requires
sources to record actions taken during
SSM events to show that actions taken
were consistent with their SSM plan.
The requirement is no longer
appropriate because SSM plans will no
longer be required.
We are proposing to revise Table 8 to
40 CFR part 63, subpart VVVV, to
indicate that 40 CFR 63.10(c)(15) does
not apply. When applicable, the
provision allows an owner or operator
to use the affected source’s SSM plan or
records kept to satisfy the recordkeeping
requirements of the SSM plan specified
in 40 CFR 63.6(e) to also satisfy the
requirements of 40 CFR 63.10(c)(10)
through (12). The EPA is proposing to
eliminate this requirement because SSM
plans would no longer be required, and,
therefore, 40 CFR 63.10(c)(15) no longer
serves any useful purpose for affected
units.
We are proposing to revise the Table
8 to 40 CFR part 63, subpart VVVV,
entry for 40 CFR 63.10(d)(5) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(d)(5) describes the reporting
requirements for startups, shutdowns,
and malfunctions. To replace the
General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.5764. The replacement language
differs from the General Provisions
requirement in that it eliminates
periodic SSM reports as a stand-alone
report. We are proposing language that
requires sources with add-on control
devices that fail to meet an applicable
standard at any time to report the
information concerning such events in a
compliance report already required
under this rule on a semiannual basis.
We are proposing that the report must
contain the number, date, time,
duration, and the cause of such events
(including unknown cause, if
applicable), a list of the affected sources
or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any emission limit, and a
description of the method used to
estimate the emissions.
Examples of such methods would
include product-loss calculations, mass
balance calculations, measurements
when available, or engineering
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judgment based on known process
parameters. The EPA is proposing this
requirement to ensure that there is
adequate information to determine
compliance, to allow the EPA to
determine the severity of the failure to
meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
We will no longer require owners or
operators to determine whether actions
taken to correct a malfunction are
consistent with an SSM plan because
plans would no longer be required. The
proposed amendments, therefore,
eliminate the cross reference to 40 CFR
63.10(d)(5)(i) that contains the
description of the previously required
SSM report format and submittal
schedule from this section. These
specifications are no longer necessary
because the events will be reported in
otherwise required reports with similar
format and submittal requirements.
The proposed amendments also
eliminate the cross reference to 40 CFR
63.10(d)(5)(ii). Section 63.10(d)(5)(ii)
describes an immediate report for
startups, shutdowns, and malfunctions
when a source failed to meet an
applicable standard, but did not follow
the SSM plan. We will no longer require
owners and operators to report when
actions taken during a startup,
shutdown, or malfunction were not
consistent with an SSM plan because
plans would no longer be required.
c. Definitions
We are proposing that definitions of
‘‘Startup’’ and ‘‘Shutdown’’ be added to
40 CFR 63.5779. The current rule relies
on the 40 CFR part 63, subpart A,
definitions of these terms which are
based on the setting in operation of, and
cessation of operation of add-on control
devices. Because we are proposing that
standards in this rule apply at all times,
we find it appropriate to propose
definitions of startup and shutdown
based on these periods to clarify that it
is the setting in operation of, and
cessation of operation of add-on control
devices that define startup and
shutdown for purposes of 40 CFR part
63, subpart VVVV.
We are proposing that the definition
of ‘‘Deviation’’ in 40 CFR 63.5779 be
revised to remove language that
differentiates between normal
operations, startup and shutdown, and
malfunction events.
2. Electronic Reporting Requirements
The EPA is proposing that owners and
operators of facilities subject to the Boat
Manufacturing NESHAP submit
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electronic copies of initial notifications
required in 40 CFR 63.9(b), notifications
of compliance status required in 40 CFR
63.9(h), performance test reports, and
semiannual reports through the EPA’s
Central Data Exchange (CDX), using the
Compliance and Emissions Data
Reporting Interface (CEDRI). A
description of the electronic data
submission process is provided in the
memorandum, ‘‘Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules,’’ available in Docket ID No. EPA–
HQ–OAR–2016–0447. The proposed
rule requires that performance test
results collected using test methods that
are supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
ERT website 20 at the time of the test be
submitted in the format generated
through the use of the ERT and that
other performance test results be
submitted in portable document format
using the attachment module of the
ERT. For semiannual reports, the
proposed rule requires that owners and
operators use the appropriate
spreadsheet template to submit
information to CEDRI. A draft version of
the proposed template for these reports
is included in the docket for this
rulemaking (Docket ID No. EPA–HQ–
OAR–2016–0447). The EPA specifically
requests comment on the content,
layout, and overall design of the
template.
Additionally, by making the reports
addressed in this proposed rulemaking
readily available, the EPA, the regulated
community, and the public will benefit
when the EPA conducts its CAArequired technology and risk-based
reviews. As a result of having
performance test reports and air
emission data readily accessible, our
ability to carry out comprehensive
reviews will be increased and achieved
within a shorter period of time. These
data will provide useful information on
control efficiencies being achieved and
maintained in practice within a source
category and across source categories for
regulated sources and pollutants. These
reports can also be used to inform the
technology-review process by providing
information on improvements to add-on
technology and new control technology.
Under an electronic reporting system,
the EPA’s Office of Air Quality Planning
and Standards (OAQPS) would have air
emissions and performance test data in
hand; OAQPS would not have to collect
these data from the EPA Regional offices
20 https://www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert.
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or from delegated air agencies or
industry sources in cases where these
reports are not submitted to the EPA
Regional offices. Thus, we anticipate
fewer or less substantial ICRs may be
needed in conjunction with prospective
CAA-required technology and riskbased reviews. We expect this to result
in a decrease in time spent by industry
to respond to data collection requests.
We also expect the ICRs to contain less
extensive stack testing provisions, as we
will already have stack test data
electronically. Reduced testing
requirements would be a cost savings to
industry. The EPA should also be able
to conduct these required reviews more
quickly, as OAQPS will not have to
include the ICR collection time in the
process or spend time collecting reports
from the EPA Regional offices. While
the regulated community may benefit
from a reduced burden of ICRs, the
general public benefits from the
Agency’s ability to provide these
required reviews more quickly, resulting
in increased public health and
environmental protection.
Electronic reporting minimizes
submission of unnecessary or
duplicative reports in cases where
facilities report to multiple government
agencies and the agencies opt to rely on
the EPA’s electronic reporting system to
view report submissions. Where air
agencies continue to require a paper
copy of these reports and will accept a
hard copy of the electronic report,
facilities will have the option to print
paper copies of the electronic reporting
forms to submit to the air agencies, and,
thus, minimize the time spent reporting
to multiple agencies. Additionally,
maintenance and storage costs
associated with retaining paper records
could likewise be minimized by
replacing those records with electronic
records of electronically submitted data
and reports.
Air agencies could benefit from more
streamlined and automated review of
the electronically submitted data. For
example, because performance test data
would be readily-available in standard
electronic format, air agencies would be
able to review reports and data
electronically rather than having to
conduct a review of the reports and data
manually. Having reports and associated
data in electronic format facilitates
review through the use of software
‘‘search’’ options, as well as the
downloading and analyzing of data in
spreadsheet format. Additionally, air
agencies would benefit from the
reported data being accessible to them
through the EPA’s electronic reporting
system wherever and whenever they
want or need access (as long as they
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22663
have access to the internet). The ability
to access and review reports
electronically assists air agencies in
determining compliance with applicable
regulations more quickly and
accurately, potentially allowing a faster
response to violations, which could
minimize harmful air emissions. This
benefits both air agencies and the
general public.
The proposed electronic reporting of
test data is consistent with electronic
data trends (e.g., electronic banking and
income tax filing). Electronic reporting
of environmental data is already
common practice in many media offices
at the EPA. The changes being proposed
in this rulemaking are needed to
continue the EPA’s transition to
electronic reporting.
Additionally, the EPA has identified
two broad circumstances in which
electronic reporting extensions may be
provided. In both circumstances, the
decision to accept the claim of needing
additional time to report is within the
discretion of the Administrator, and
reporting should occur as soon as
possible. The EPA is providing these
potential extensions to protect owners
and operators from noncompliance in
cases where they cannot successfully
submit a report by the reporting
deadline for reasons outside of their
control. The situation where an
extension may be warranted due to
outages of the EPA’s CDX or CEDRI
which precludes an owner or operator
from accessing the system and
submitting required reports is addressed
in 40 CFR 63.5764. The situation where
an extension may be warranted due to
a force majeure event, which is defined
as an event that will be or has been
caused by circumstances beyond the
control of the affected facility, its
contractors, or any entity controlled by
the affected facility that prevents an
owner or operator from complying with
the requirement to submit a report
electronically as required by this rule is
addressed in 40 CFR 63.5764. Examples
of such events are acts of nature, acts of
war or terrorism, equipment failure, or
safety hazards beyond the control of the
facility.
The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
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the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan 21 to
implement Executive Order 13563 and
is in keeping with the EPA’s Agencywide policy 22 developed in response to
the White House’s Digital Government
Strategy.23 For more information on the
benefits of electronic reporting, see the
memorandum, Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2016–0447.
In this action, we are amending the
rule to include 40 CFR 63.5765
describing the provisions for electronic
reporting. In addition, 40 CFR 63.5770
has been amended to indicate that
records may be stored as electronic
documents.
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E. What compliance dates are we
proposing for the Boat Manufacturing
source category?
The EPA is proposing that affected
sources that commenced construction or
reconstruction on or before May 17,
2019 must comply with all of the
amendments, with the exception of the
proposed electronic format for
submitting notifications and compliance
reports, no later than 180 days after the
effective date of the final rule, or upon
startup, whichever is later. Affected
sources that commence construction or
reconstruction after May 17, 2019 must
21 EPA’s Final Plan for Periodic Retrospective
Reviews, August 2011. Available at: https://
www.regulations.gov/document?D=EPA-HQ-OA2011-0156-0154.
22 E-Reporting Policy Statement for EPA
Regulations, September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
23 Digital Government: Building a 21st Century
Platform to Better Serve the American People, May
2012. Available at: https://
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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comply with all requirements of the
subpart, including the amendments
being proposed, with the exception of
the proposed electronic format for
submitting notifications and compliance
reports, no later than the effective date
of the final rule or upon startup,
whichever is later. All affected facilities
would have to continue to meet the
current requirements of 40 CFR part 63,
subpart VVVV, until the applicable
compliance date of the amended rule.
The final action is not expected to be a
‘‘major rule’’ as defined by 5 U.S.C.
804(2), so the effective date of the final
rule will be the promulgation date as
specified in CAA section 112(d)(10).
For existing sources, we are proposing
two changes that would impact ongoing
compliance requirements for 40 CFR
part 63, subpart VVVV. As discussed
elsewhere in this preamble, we are
proposing to add a requirement that
notifications, performance test results,
and compliance reports be submitted
electronically. We are also proposing to
change the requirements for SSM by
removing the exemption from the
requirements to meet the standard
during SSM periods and by removing
the requirement to develop and
implement an SSM plan. Our
experience with similar industries that
are required to convert reporting
mechanisms to install necessary
hardware and software, become familiar
with the process of submitting
performance test results electronically
through the EPA’s CEDRI, test these new
electronic submission capabilities, and
reliably employ electronic reporting
shows that a time period of a minimum
of 90 days, and, more typically, 180
days is generally necessary to
successfully accomplish these revisions.
Our experience with similar industries
further shows that this sort of regulated
facility generally requires a time period
of 180 days to read and understand the
amended rule requirements; to evaluate
their operations to ensure that they can
meet the standards during periods of
startup and shutdown as defined in the
rule and make any necessary
adjustments; and to update their
operation, maintenance, and monitoring
plan to reflect the revised requirements.
The EPA recognizes the confusion that
multiple different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
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our assessment of the timeframe needed
for compliance with the entirety of the
revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable and, thus, is proposing that
all affected sources that commenced
construction or reconstruction on or
before May 17, 2019 be in compliance
with all of this regulation’s revised
requirements within 180 days of the
regulation’s effective date.
We solicit comment on the proposed
compliance periods, and we specifically
request submission of information from
sources in this source category regarding
specific actions that would need to be
undertaken to comply with the
proposed amended requirements and
the time needed to make the
adjustments for compliance with any of
the revised requirements. We note that
information provided may result in
changes to the proposed compliance
dates.
F. What are the results of the risk
assessment and analyses for the
Reinforced Plastic Composites
Production source category?
1. Inhalation Risk Assessment Results
Table 3 of this preamble provides an
overall summary of the inhalation risk
results. The results of the chronic
baseline inhalation cancer risk
assessment indicate that, based on
estimates of current actual and
allowable emissions, the MIR posed by
the Reinforced Plastic Composites
Production source category was
estimated to be 4-in-1 million for both
model runs, from volatile organic
compound HAP being emitted from
pultrusion processes. The total
estimated cancer incidence from
reinforced plastic composites
production emission sources based on
actual and allowable emission levels is
0.001 excess cancer cases per year, or
one case in every 1,000 years. Emissions
of acrylonitrile, naphthalene, ethyl
benzene, and benzo(ghi)perylene
contributed 91 percent to this cancer
incidence. Based upon actual emissions,
1,500 people were exposed to cancer
risks greater than or equal to 1-in-1
million; for allowable emissions,
approximately 2,100 people were
estimated to be exposed to cancer risks
greater than or equal to 1-in-1 million.
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TABLE 3—INHALATION RISK ASSESSMENT SUMMARY FOR REINFORCED PLASTIC COMPOSITES PRODUCTION SOURCE
CATEGORY
Cancer MIR
(in-1 million)
Based on
actual
emissions
Source Category ....
Whole Facility ........
Based on
allowable
emissions
4 (formaldehyde, ethyl
benzene).
20 (cadmium,7–12dimethylbenz
[a]anthracene, nickel,
formaldehyde.
The maximum chronic noncancer
TOSHI values for the source category,
based on actual emissions, were
estimated to be 1, with cobalt
compounds driving the TOSHI value
from the application of gel-coat and
resins.
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2. Acute Risk Results
Worst-case acute HQs were calculated
for every HAP for which there is an
acute health benchmark using actual
emissions. The maximum off-site acute
noncancer HQ value for the source
category was equal to 3 from styrene
emissions (based on the acute (1-hour)
REL). The acute risks were based on
actual emissions utilizing an hourly
emissions multiplier of 3 times the
annual emissions rate. Acute HQs are
not calculated for allowable or whole
facility emissions.
3. Multipathway Risk Screening Results
Results of the worst-case Tier 1
screening analysis indicate that PB–
HAP emissions (based on estimates of
actual emissions) from the source
category did not exceed the screening
values for the carcinogenic PB–HAP
(arsenic compounds) or the
noncarcinogenic PB–HAP (cadmium
and mercury) that were emitted by 100
facilities of the 448 facilities in the
source category. The only carcinogenic
PB–HAP to exceed the Tier 1 screening
value of 1 was POM compounds from
two facilities with a maximum Tier 1
cancer screening value of 6. No
additional multipathway screening was
conducted for this source category.
An exceedance of a screening value in
any of the tiers cannot be equated with
a risk value or a HQ (or HI). Rather, it
represents a high-end estimate of what
the risk or hazard may be. For example,
facility emissions exceeding the
screening value by a factor of 2 for a
non-carcinogen can be interpreted to
mean that we are confident that the HQ
would be lower than 2. Similarly,
facility emissions exceeding the
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Cancer
incidence
(cases per
year)
4 (formaldehyde, ethyl
benzene).
.........................................
Fmt 4701
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Max chronic
noncancer HI
(actuals and
allowables)
1,500
0
HI = 1
0.001
4,500
800
HI = 1
4. Environmental Risk Screening Results
As described in section III.A of this
preamble, we conducted an
environmental risk screening
assessment for the Reinforced Plastic
Composites Production source category
for the following six pollutants:
Cadmium, mercury, arsenic, lead, POM,
and HCl. For the remaining two
pollutants (dioxin/furans and HF), an
environmental risk screening
assessment was not performed because
these pollutants are not emitted by the
Reinforced Plastic Composites
Production source category.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), we did not find
any exceedances of the ecological
benchmarks evaluated. For lead, we did
not estimate any exceedances of the
secondary lead NAAQS. For HCl, the
average modeled concentration around
each facility (i.e., the average
concentration of all off-site data points
in the modeling domain) did not exceed
any ecological benchmark. In addition,
each individual modeled concentration
of HCl (i.e., each off-site data point in
the modeling domain) was below the
Frm 00025
Population
with risk
of 10-in-1
million or
greater
0.001
screening value by a factor of 20 for a
carcinogen means that we are confident
that the risk is lower than 20-in-1
million. Our confidence comes from the
health-protective assumptions that are
in the screens: We choose inputs from
the upper end of the range of possible
values for the influential parameters
used in the screens; and we assume that
the exposed individual exhibits
ingestion behavior that would lead to a
high total exposure.
In evaluating the potential for
multipathway effects from emissions of
lead, we compared modeled hourly lead
concentrations to the secondary NAAQS
for lead (0.15 mg/m3). The highest
hourly lead concentration, 0.013 mg/m3,
is below the NAAQS for lead, indicating
a low potential for multipathway
impacts of concern due to lead.
PO 00000
Population
with risk
of 1-in-1
million or
greater
ecological benchmarks for all facilities.
Based on the results of the
environmental risk screening analysis,
we do not expect an adverse
environmental effect as a result of HAP
emissions from this source category.
5. Facility-Wide Risk Results
Results of the assessment of facilitywide emissions indicate that eleven of
the 448 facilities have a facility-wide
cancer risk greater than or equal to 1-in1 million, and 1 facility has a facilitywide cancer risk greater than or equal to
10-in-1 million; refer to Table 4. The
maximum facility-wide cancer risk is
20-in-1 million, mainly driven by
cadmium compounds emissions from
in-process fuel use of natural gas.
The total estimated cancer incidence
from the whole facility is 0.001 excess
cancer cases per year, or one case in
every 1,000 years, with 4,500 people
estimated to have cancer risks greater
than or equal to 1-in-1 million from
exposure to whole facility emissions
and 800 people estimated to have cancer
risks greater than or equal to 10-in-1
million.
The maximum facility-wide chronic
non-cancer TOSHI is estimated to be
equal to 1, mainly driven by cobalt
emissions from the application of gelcoats and resins.
6. What demographic groups might
benefit from this regulation?
To examine the potential for any
environmental justice issues that might
be associated with the source category,
we performed a demographic analysis,
which is an assessment of risk to
individual demographic groups of the
populations living within 5 km and
within 50 km of the facilities. In the
analysis, we evaluated the distribution
of HAP-related cancer and noncancer
risk from the Reinforced Plastic
Composites Production source category
across different demographic groups
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within the populations living near
facilities.24
The results of the demographic
analysis are summarized in Table 4
below. These results, for various
demographic groups, are based on the
estimated risk from actual emissions
levels for the population living within
50 km of the facilities.
TABLE 4—REINFORCED PLASTIC COMPOSITES PRODUCTION DEMOGRAPHIC RISK ANALYSIS RESULTS
Population with cancer
risk at or above 1-in-1
million due to
Reinforced Plastic
Composites Production
Nationwide
Total Population ...........................................................................
317,746,049
Population with chronic
HI above 1 due to
Reinforced Plastic
Composites Production
1,564
0
62
38
62
38
0
0
62
12
0.8
18
7
62
26
0
7
5
0
0
0
0
0
18
82
7
93
0
0
14
86
42
58
0
0
14
86
16
84
0
0
Race by Percent
White ............................................................................................
All Other Races ...........................................................................
Race by Percent
White ............................................................................................
African American .........................................................................
Native American ..........................................................................
Hispanic or Latino ........................................................................
Other and Multiracial ...................................................................
Ethnicity by Percent
Hispanic .......................................................................................
Non-Hispanic ...............................................................................
Income by Percent
Below Poverty Level ....................................................................
Above Poverty Level ....................................................................
Education by Percent
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Over 25 and without High School Diploma .................................
Over 25 and with a High School Diploma ...................................
The results of the Reinforced Plastic
Composites Production source category
demographic analysis indicate that
emissions from the source category
expose approximately 1,600 people to a
cancer risk at or above 1-in-1 million
and no people to a chronic noncancer
TOSHI greater than 1. The percentages
of the at-risk population for 3 of the 11
demographic groups, people living
below the poverty level, adults without
a high school diploma, and African
Americans, that reside within 50 km of
facilities in the source category are
greater than the corresponding national
percentage for the same demographic
groups.
The methodology and the results of
the demographic analysis are presented
in a technical report, Risk and
Technology Review—Analysis of
Demographic Factors for Populations
Living Near Reinforced Plastic
Composites Production Source
Category, available in the docket for this
action.
24 Demographic groups included in the analysis
are: White, African American, Native American,
other races and multiracial, Hispanic or Latino,
children 17 years of age and under, adults 18 to 64
years of age, adults 65 years of age and over, adults
without a high school diploma, people living below
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G. What are our proposed decisions
regarding risk acceptability, ample
margin of safety, and adverse
environmental effect for the Reinforced
Plastic Composites Production source
category?
1. Risk Acceptability
As noted in section II.A of this
preamble, the EPA sets standards under
CAA section 112(f)(2) using ‘‘a two-step
standard-setting approach, with an
analytical first step to determine an
’acceptable risk’ that considers all
health information, including risk
estimation uncertainty, and includes a
presumptive limit on MIR of
approximately 1-in-10 thousand’’ (54 FR
38045, September 14, 1989).
For the Reinforced Plastic Composites
Production source category, the risk
analysis indicates that the cancer risks
to the individual most exposed could be
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up to 4-in-1 million due to actual
emissions and up to 4-in-1 million
based on allowable emissions. These
risks are considerably less than
100-in-1 million, which is the
presumptive upper limit of acceptable
risk. The risk analysis also shows very
low cancer incidence (0.001 cases per
year for actual emissions and 0.001
cases per year for allowable emissions),
and we did not identify potential for
adverse chronic noncancer health
effects. The results of the acute
screening analysis estimate a maximum
acute noncancer HQ of 3 based on the
acute REL for styrene. To better
characterize the potential health risks
associated with estimated worst-case
acute exposures to HAP, we examine a
wider range of available acute health
metrics than we do for our chronic risk
assessments. This is in
acknowledgement that there are
generally more data gaps and
uncertainties in acute reference values
the poverty level, people living two times the
poverty level, and linguistically isolated people.
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than there are in chronic reference
values. By definition, the acute REL
represents a health-protective level of
exposure, with effects not anticipated
below those levels, even for repeated
exposures; however, the level of
exposure that would cause health effects
is not specifically known. As the
exposure concentration increases above
the acute REL, the potential for effects
increases. Therefore, when an REL is
exceeded and an AEGL–1 or ERPG–1
level is available (i.e., levels at which
mild, reversible effects are anticipated
in the general public for a single
exposure), we typically use them as an
additional comparative measure, as they
provide an upperbound for exposure
levels above which exposed individuals
could experience effects.
Based on the AEGL–1 for styrene, the
HQ is less than 1 (0.7), below the level
at which mild, reversible effects would
be anticipated. In addition, the acute
screening assessment includes the
conservative (health protective)
assumptions that every process releases
its peak hourly emissions at the same
hour, that the worst-case dispersion
conditions occur at that same hour, and
that an individual is present at the
location of maximum concentration for
that hour. Together, these factors lead us
to conclude that significant acute effects
are not anticipated due to emissions
from this category. In addition, the risk
assessment indicates no significant
potential for multipathway health
effects.
Considering all of the health risk
information and factors discussed
above, we propose to find that the risks
from the Reinforced Plastic Composites
Production source category are
acceptable.
2. Ample Margin of Safety Analysis
Under the ample margin of safety
analysis, we evaluated the cost and
feasibility of available control
technologies and other measures
(including the controls, measures, and
costs reviewed under the technology
review) that could be applied in this
source category to further reduce the
risks (or potential risks) due to
emissions of HAP, considering all of the
health risks and other health
information considered in the risk
acceptability determination described
above. In this analysis, we considered
the results of the technology review, risk
assessment, and other aspects of our
MACT rule review to determine
whether there are any cost-effective
controls or other measures that would
reduce emissions further and would be
necessary to provide an ample margin of
safety to protect public health.
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Our risk analysis indicated the risks
from the Reinforced Plastic Composites
Production source category are low for
both cancer and noncancer health
effects, and, therefore, any risk
reductions from further available
control options would result in minimal
health benefits. As noted in section IV.I
of this preamble, no additional control
measures were identified for reducing
HAP emissions from sources in the
Reinforced Plastic Composites
Production source category. Thus, we
are proposing that the Reinforced Plastic
Composites Production NESHAP
provides an ample margin of safety to
protect health.
3. Adverse Environmental Effect
As described in sections III.A and
IV.F.4, of this preamble, we conducted
an environmental risk screening
assessment for the Reinforced Plastic
Composites Production source category
for the following six pollutants:
Cadmium, mercury, arsenic, lead, POM,
and HCl. For arsenic, an environmental
risk screening assessment was not
performed because this pollutant is not
emitted by the Reinforced Plastic
Composites Production source category.
In the Tier 1 screening analysis for
PB–HAP (other than lead, which was
evaluated differently), we did not find
any exceedances of the ecological
benchmarks evaluated. For lead, we did
not estimate any exceedances of the
secondary lead NAAQS. For HCl, the
average modeled concentration around
each facility (i.e., the average
concentration of all off-site data points
in the modeling domain) did not exceed
any ecological benchmark. In addition,
each individual modeled concentration
of HCl (i.e., each off-site data point in
the modeling domain) was below the
ecological benchmarks for all facilities.
Therefore, we do not expect adverse
environmental effects as a result of HAP
emissions from this source category and
we are proposing that it is not necessary
to set a more stringent standard to
prevent, taking into consideration costs,
energy, safety, and other relevant
factors, an adverse environmental effect.
H. What are the results and proposed
decisions based on our technology
review for the Reinforced Plastic
Composites Production source category?
As described in section III.B of this
preamble, our technology review
focused on the identification and
evaluation of developments in practices,
processes, and control technologies that
have occurred since the MACT
standards were promulgated. In
conducting the technology review, we
reviewed various informational sources
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regarding the emissions from the
Reinforced Plastic Composites
Production source category. The review
included a search of the RBLC database,
reviews of air permits for reinforced
plastic composites production facilities,
and a review of relevant literature. We
reviewed these data sources for
information on practices, processes, and
control technologies that were not
considered during the development of
the Reinforced Plastic Composites
Production NESHAP. We also looked for
information on improvements in
practices, processes, and control
technologies that have occurred since
development of the Reinforced Plastic
Composites Production NESHAP.
After reviewing information from the
aforementioned sources, we did not
identify any new developments in
processes or control technologies used
at reinforced plastic composites
production facilities. We considered
improvements in thermal oxidizers as
HAP controls, given they were
identified as potential add-on controls
in the August 2, 2001, proposed rule (66
FR 40333). We did not identify any
improvements in performance of
thermal oxidizers, and we continue to
believe that a thermal oxidizer is not a
cost effective add-on control option for
existing sources in this source category,
due to the direct costs associated with
high energy requirements for dilute
HAP streams or the costs associated
with operating a capture and control
system. As with the Boat Manufacturing
source category, we evaluated a
controlled-spray training program as a
practice that has potential to reduce the
amount of HAP emitted in open
molding resin and gel coat application
operations. Specifically, we observed
some facilities in the Reinforced Plastic
Composites Production source category
implementing a practice where the
amount of overspray, during resin or gel
coat application, was being weighed to
determine the application efficiency.
Further discussions with facility
representatives and with the trade
association indicated that facilities train
their spray gun operators to deliver a
controlled spray when applying resin
and/or gel coat during open molding
production, and that the practice of
weighing the amount of overspray is an
indicator of the effectiveness of their
training program. As with the Boat
Manufacturing source category, the EPA
is seeking comment to determine the
amount of HAP reductions that could be
achieved, and whether HAP reductions
can be applicable to all open mold
production operations by all facilities in
the source category. The EPA seeks
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comment to determine whether this
practice is widely used by industry,
whether significant HAP reductions are
achieved industry-wide, or whether
HAP reductions can be achieved in the
manufacturing of large and small parts.
Based on the technology review, we
determined that there are no costeffective developments in processes or
control technologies that warrant
revisions to the MACT standards for this
source category. We will review any
information provided in public
responses to determine whether the rule
should be amended to include a
controlled-spray training program as
standard cost-effective means to reduce
HAP emissions. Additional details of
our technology review can be found in
the memorandum, Technology Review
for Boat Manufacturing and Reinforced
Plastic Composites Production Source
Category, which is available in the
docket for this action (Docket ID No.
EPA–HQ–OAR–2016–0449).
I. What other actions are we proposing
for the Reinforced Plastic Composites
Production source category?
In addition to the proposed actions
described above, we are proposing
additional revisions to the Reinforced
Plastic Composites Production
NESHAP. We are proposing revisions to
the SSM provisions in order to ensure
that they are consistent with the Court
decision in Sierra Club v. EPA, 551 F.
3d 1019 (D.C. Cir. 2008), which vacated
two provisions that exempted sources
from the requirement to comply with
otherwise applicable CAA section
112(d) emission standards during
periods of SSM. We also are proposing
to revise the Reinforced Plastic
Composites Production NESHAP to
include electronic reporting provisions.
Our analyses and proposed changes
related to these issues are discussed
below.
1. SSM Requirements
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a. Proposed Elimination of the SSM
Exemption
We are proposing the elimination of
the SSM exemption in the Reinforced
Plastic Composites Production NESHAP
which appears at 40 CFR 63.5835(b). As
discussed at greater length in section
IV.D.a and consistent with Sierra Club
v. EPA, we are proposing standards in
this rule that apply at all times. We are
also proposing several revisions to Table
15 to 40 CFR part 63, subpart WWWW
(the General Provisions Applicability
Table), as is explained in more detail
below. For example, we are proposing to
eliminate the incorporation of the
General Provisions’ requirement that
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each source develop an SSM plan. We
also are proposing to eliminate and
revise certain recordkeeping and
reporting requirements related to the
SSM exemption as further described
below.
The EPA has attempted to ensure that
the provisions we are proposing to
eliminate are inappropriate,
unnecessary, or redundant in the
absence of the SSM exemption. We are
specifically seeking comment on
whether we have successfully done so.
In proposing the standards in this
rule, the EPA has taken into account
startup and shutdown periods and, for
the reasons explained in section IV.I.1
of this preamble, has not proposed
alternate standards for those periods.
b. Proposed Revisions to the General
Provisions Applicability Table
We are proposing to revise the
General Provisions table (Table 15 to 40
CFR part 63, subpart WWWW) to
indicate that 40 CFR 63.6(e)(1)(i) does
not apply to the Reinforced Plastic
Composites Production NESHAP. We
are proposing instead to add general
duty regulatory text at 40 CFR
63.5835(b) that reflects the general duty
to minimize emissions while
eliminating the reference to periods
covered by an SSM exemption. The
current language in 40 CFR 63.6(e)(1)(i)
characterizes what the general duty
entails during periods of SSM. With the
elimination of the SSM exemption,
there is no need to differentiate between
normal operations, startup and
shutdown, and malfunction events in
describing the general duty. Therefore,
the language the EPA is proposing for 40
CFR 63.5835(b) does not include that
language from 40 CFR 63.6(e)(1).
We are also proposing to revise Table
15 to 40 CFR part 63, subpart WWWW,
to indicate that 40 CFR 63.6(e)(1)(ii)
does not apply.
We are proposing to revise the Table
15 to 40 CFR part 63, subpart WWWW,
entry for 40 CFR 63.6(e)(3) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ As
previously stated, these paragraphs
require development of an SSM plan
and specify SSM recordkeeping and
reporting requirements related to the
SSM plan. As noted, since the EPA is
proposing to remove the SSM
exemptions, affected units will be
subject to an emission standard during
such events. The applicability of a
standard during such events will ensure
that sources have ample incentive to
plan for and achieve compliance and,
thus, the SSM plan requirements are no
longer necessary.
We are proposing to revise the Table
15 to 40 CFR part 63, subpart WWWW,
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entry for 40 CFR 63.6(f)(1) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ The
current language of 40 CFR 63.6(f)(1)
exempts sources from non-opacity
standards during periods of SSM. As
discussed above, the Court in Sierra
Club vacated the exemptions contained
in this provision and held that the CAA
requires that some CAA section 112
standards apply continuously.
Consistent with Sierra Club, the EPA is
proposing to revise standards in this
rule to apply at all times.
We are proposing to revise Table 15
to 40 CFR part 63, subpart WWWW, to
indicate that 40 CFR 63.7(e)(1) does not
apply. Section 63.7(e)(1) describes
performance testing requirements. The
EPA is instead proposing to revise
performance testing requirement at 40
CFR 63.5850(d). The performance
testing requirements we are proposing
to add differ from the General
Provisions performance testing
provisions in several respects. The
regulatory text does not include the
language in 40 CFR 63.7(e)(1) that
restated the SSM exemption and
language that precluded startup and
shutdown periods from being
considered ‘‘representative’’ for
purposes of performance testing. The
proposed performance testing
provisions exclude periods of startup
and shutdown. As in 40 CFR 63.7(e)(1),
performance tests conducted under this
subpart should not be conducted during
malfunctions because conditions during
malfunctions are often not
representative of normal operating
conditions. The EPA is proposing to add
language that requires the owner or
operator to record the process
information that is necessary to
document operating conditions during
the test and include in such record an
explanation to support that such
conditions represent normal operation.
Section 63.7(e) requires that the owner
or operator make available to the
Administrator such records ‘‘as may be
necessary to determine the condition of
the performance test’’ available to the
Administrator upon request, but does
not specifically require the information
to be recorded. The regulatory text the
EPA is proposing to add to this
provision builds on that requirement
and makes explicit the requirement to
record the information.
We are proposing to revise Table 15
to 40 CFR part 63, subpart WWWW, to
indicate that 40 CFR 63.8(c)(1)(i) and
(iii) do not apply to 40 CFR part 63,
subpart WWWW. The cross-references
to the general duty and SSM plan
requirements in those subparagraphs are
not necessary in light of other
requirements of 40 CFR 63.8 that require
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good air pollution control practices (40
CFR 63.8(c)(1)) and that set out the
requirements of a quality control
program for monitoring equipment (40
CFR 63.8(d)).
We are proposing to revise Table 15
to 40 CFR part 63, subpart WWWW, to
indicate 40 CFR 63.8(d)(3) does not
apply.
We are proposing to revise the Table
15 to 40 CFR part 63, subpart WWWW,
entry for 40 CFR 63.10(b)(2)(i) by
changing the ‘‘yes’’ in column 3 to a
‘‘no.’’ Section 63.10(b)(2)(i) describes
the recordkeeping requirements during
startup and shutdown. These recording
provisions are no longer necessary
because the EPA is proposing that
recordkeeping and reporting applicable
to normal operations will apply to
startup and shutdown. In the absence of
special provisions applicable to startup
and shutdown, such as a startup and
shutdown plan, there is no reason to
retain additional recordkeeping for
startup and shutdown periods.
We are proposing to revise the Table
15 to 40 CFR part 63, subpart WWWW,
entry for 40 CFR 63.10(b)(2)(ii) through
(v) by changing the ‘‘yes’’ in column 3
to a ‘‘no.’’ Sections 63.10(b)(2)(ii)
through (v) describes the recordkeeping
requirements during startup, shutdown,
and malfunction. The EPA is proposing
to add such requirements to 40 CFR
63.5915(a). The regulatory text we are
proposing to add differs from the
General Provisions it is replacing in that
the General Provisions requires the
creation and retention of a record of the
occurrence and duration of each
malfunction of process, air pollution
control, and monitoring equipment. The
EPA is proposing that this requirement
apply to any failure to meet an
applicable standard and is requiring that
the source record the date, time, and
duration of the failure rather than the
‘‘occurrence.’’ In this rule amendment
the EPA is proposing to add to 40 CFR
63.5915(a) a requirement that sources
keep records that include a list of the
affected source or equipment and
actions taken to minimize emissions, an
estimate of the quantity of each
regulated pollutant emitted over any
emission limit, and a description of the
method used to estimate the emissions.
The EPA is proposing to require that
sources keep records of this information
to ensure that there is adequate
information to allow the EPA to
determine the severity of any failure to
meet a standard, and to provide data
that may document how the source met
the general duty to minimize emissions
when the source has failed to meet an
applicable standard.
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We are proposing to revise Table 15
to 40 CFR part 63, subpart WWWW, to
indicate that 40 CFR 63.10(c)(15) does
not apply. When applicable, the
provision allowed an owner or operator
to use the affected source’s SSM plan or
records kept to satisfy the recordkeeping
requirements of the SSM plan, specified
in 40 CFR 63.6(e), to also satisfy the
requirements of 40 CFR 63.10(c)(10)
through (12). The EPA is proposing to
eliminate this requirement because SSM
plans would no longer be required, and,
therefore, 40 CFR 63.10(c)(15) no longer
serves any useful purpose for affected
units.
We are proposing to revise the Table
15 to 40 CFR part 63, subpart WWWW,
entry for 40 CFR 63.10(d)(5) by changing
the ‘‘yes’’ in column 3 to a ‘‘no.’’ Section
63.10(d)(5) describes the reporting
requirements for startups, shutdowns,
and malfunctions. To replace the
General Provisions reporting
requirement, the EPA is proposing to
add reporting requirements to 40 CFR
63.5910(h). We are proposing language
that requires sources that fail to meet an
applicable standard at any time to report
the information concerning such events
in the semiannual compliance report.
We are proposing that the report must
contain the number, date, time,
duration, and the cause of such events
(including unknown cause, if
applicable), a list of the affected sources
or equipment, an estimate of the
quantity of each regulated pollutant
emitted over any emission limit, and a
description of the method used to
estimate the emissions. The EPA is
proposing this requirement to ensure
that there is adequate information to
determine compliance, to allow the EPA
to determine the severity of the failure
to meet an applicable standard, and to
provide data that may document how
the source met the general duty to
minimize emissions during a failure to
meet an applicable standard.
c. Proposed Revisions to Definitions
We are proposing that the definition
of ‘‘Deviation’’ in 40 CFR 63.5900(e) be
revised to remove language that
differentiates between normal
operations, startup and shutdown, and
malfunction events.
2. Electronic Reporting Requirements
The EPA is proposing that owners and
operators of facilities subject to the
Reinforced Plastic Composites
Production NESHAP submit electronic
copies of initial notifications required in
40 CFR 63.9(b), notifications of
compliance status required in 40 CFR
63.9(h), performance test reports, and
semiannual reports through the EPA’s
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22669
CDX, using CEDRI. A description of the
electronic data submission process is
provided in the memorandum,
Electronic Reporting Requirements for
New Source Performance Standards
(NSPS) and National Emission
Standards for Hazardous Air Pollutants
(NESHAP) Rules, available in Docket ID
No. EPA–HQ–OAR–2016–0449. The
proposed rule requires that performance
test results collected using test methods
that are supported by the EPA’s ERT as
listed on the ERT website 25 at the time
of the test be submitted in the format
generated through the use of the ERT
and that other performance test results
be submitted in portable document
format using the attachment module of
the ERT. For semiannual reports, the
proposed rule requires that owners and
operators use the appropriate
spreadsheet template to submit
information to CEDRI. A draft version of
the proposed template for these reports
is included in the docket for this
rulemaking (Docket ID. No. EPA–HQ–
OAR–2016–0449). The EPA specifically
requests comment on the content,
layout, and overall design of the
template.
The EPA has identified two broad
circumstances in which electronic
reporting extensions may be provided.
In both circumstances, the decision to
accept the claim of needing additional
time to report is within the discretion of
the Administrator, and reporting should
occur as soon as possible. The EPA is
providing these potential extensions to
protect owners and operators from
noncompliance in cases where they
cannot successfully submit a report by
the reporting deadline for reasons
outside of their control. The situation
where an extension may be warranted
due to outages of the EPA’s CDX or
CEDRI which precludes an owner or
operator from accessing the system and
submitting required reports is addressed
in 40 CFR 63.5910. The situation where
an extension may be warranted due to
a force majeure event, which is defined
as an event that will be or has been
caused by circumstances beyond the
control of the affected facility, its
contractors, or any entity controlled by
the affected facility that prevents an
owner or operator from complying with
the requirement to submit a report
electronically as required by this rule is
addressed in 40 CFR 63.5910. Examples
of such events are acts of nature, acts of
war or terrorism, equipment failure, or
safety hazards beyond the control of the
facility.
25 https://www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert.
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The electronic submittal of the reports
addressed in this proposed rulemaking
will increase the usefulness of the data
contained in those reports, is in keeping
with current trends in data availability
and transparency, will further assist in
the protection of public health and the
environment, will improve compliance
by facilitating the ability of regulated
facilities to demonstrate compliance
with requirements and by facilitating
the ability of delegated state, local,
tribal, and territorial air agencies and
the EPA to assess and determine
compliance, and will ultimately reduce
burden on regulated facilities, delegated
air agencies, and the EPA. Electronic
reporting also eliminates paper-based,
manual processes, thereby saving time
and resources, simplifying data entry,
eliminating redundancies, minimizing
data reporting errors, and providing data
quickly and accurately to the affected
facilities, air agencies, the EPA, and the
public. Moreover, electronic reporting is
consistent with the EPA’s plan 26 to
implement Executive Order 13563 and
is in keeping with the EPA’s agencywide policy 27 developed in response to
the White House’s Digital Government
Strategy.28 For more information on the
benefits of electronic reporting, see the
memorandum, Electronic Reporting
Requirements for New Source
Performance Standards (NSPS) and
National Emission Standards for
Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA–
HQ–OAR–2016–0449.
In this action, we are amending the
rule to include 40 CFR 63.5912
describing the provisions for electronic
reporting. In addition, 40 CFR 63.5920
has been amended to indicate that
records may be stored as electronic
documents.
3. Correction to Table 4, Work Practice
Standards.
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In this action, we are adding text to
Table 4 to 40 CFR part 63, subpart
WWWW to clarify that mixers that route
emissions to a capture and control
device system that is at least 95- percent
efficient overall are not required to have
26 EPA’s Final Plan for Periodic Retrospective
Reviews, August 2011. Available at: https://
www.regulations.gov/document?D=EPA-HQ-OA2011-0156-0154.
27 E-Reporting Policy Statement for EPA
Regulations, September 2013. Available at: https://
www.epa.gov/sites/production/files/2016-03/
documents/epa-ereporting-policy-statement-201309-30.pdf.
28 Digital Government: Building a 21st Century
Platform to Better Serve the American People, May
2012. Available at: https://
obamawhitehouse.archives.gov/sites/default/files/
omb/egov/digital-government/digitalgovernment.html.
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covers. In the 2003 NESHAP
rulemaking, we determined that MACT
for existing sources was pollution
prevention measures (for mixing and
BMC manufacturing operations) and
that MACT for new sources was 95percent control. We also considered
whether the new source MACT floor for
mixing operations should be
incorporation of the pollution
prevention measures (in this case
covering the mixers) combined with 95percent control. We determined that the
best controlled facilities which route
emissions to a 95-percent efficient
control device do not also incorporate
the best pollution prevention
techniques. Therefore, we concluded
that combining the pollution prevention
requirements with the 95-percent
control requirements would result in an
overall control level that exceeds the
levels at the best controlled facilities.
(66 FR 40332, August 2, 2001).
However, the text in table 4 of the
regulation did not directly address
whether mixers that capture and control
emissions by 95 percent overall need to
have covers. We have added text in line
6 of table 4 to clarify that covers are not
required for mixers that fully capture
and route emissions to a control device
with at least 95-percent efficiency.
J. What compliance dates are we
proposing for the Reinforced Plastic
Composites Production source category?
The EPA is proposing that affected
sources that commenced construction or
reconstruction on or before May 17,
2019 must comply with all of the
amendments, with the exception of the
proposed electronic format for
submitting notifications and compliance
reports, no later than 180 days after the
effective date of the final rule. Affected
sources that commence construction or
reconstruction after May 17, 2019 must
comply with all requirements of the
subpart, including the amendments
being proposed, with the exception of
the proposed electronic format for
submitting notifications and compliance
reports, no later than the effective date
of the final rule or upon startup,
whichever is later. All affected facilities
would have to continue to meet the
current requirements of 40 CFR part 63,
subpart WWWW, until the applicable
compliance date of the amended rule.
The final action is not expected to be a
‘‘major rule’’ as defined by 5 U.S.C.
804(2), so the effective date of the final
rule will be the promulgation date as
specified in CAA section 112(d)(10).
For existing sources, we are proposing
two changes that would impact ongoing
compliance requirements for 40 CFR
part 63, subpart WWWW. As discussed
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elsewhere in this preamble, we are
proposing to add a requirement that
notifications, performance test results,
and compliance reports be submitted
electronically. We are also proposing to
change the requirements for SSM by
removing the exemption from the
requirements to meet the standard
during SSM periods and by removing
the requirement to develop and
implement an SSM plan. Our
experience with similar industries that
are required to convert reporting
mechanisms to install necessary
hardware and software, become familiar
with the process of submitting
performance test results electronically
through the EPA’s CEDRI, test these new
electronic submission capabilities, and
reliably employ electronic reporting
shows that a time period of a minimum
of 90 days, and, more typically, 180
days is generally necessary to
successfully accomplish these revisions.
Our experience with similar industries
further shows that this sort of regulated
facility generally requires a time period
of 180 days to read and understand the
amended rule requirements; to evaluate
their operations to ensure that they can
meet the standards during periods of
startup and shutdown as defined in the
rule and make any necessary
adjustments; and to update their
operation, maintenance, and monitoring
plan to reflect the revised requirements.
The EPA recognizes the confusion that
multiple different compliance dates for
individual requirements would create
and the additional burden such an
assortment of dates would impose. From
our assessment of the timeframe needed
for compliance with the entirety of the
revised requirements, the EPA considers
a period of 180 days to be the most
expeditious compliance period
practicable and, thus, is proposing that
all affected sources that commenced
construction or reconstruction on or
before May 17, 2019 be in compliance
with all of this regulation’s revised
requirements within 180 days of the
regulation’s effective date.
We solicit comment on the proposed
compliance periods, and we specifically
request submission of information from
sources in this source category regarding
specific actions that would need to be
undertaken to comply with the
proposed amended requirements and
the time needed to make the
adjustments for compliance with any of
the revised requirements. We note that
information provided may result in
changes to the proposed compliance
dates.
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V. Summary of Cost, Environmental,
and Economic Impacts
A. What are the affected sources?
The EPA estimates that there are 93
boat manufacturing facilities that are
subject to the Boat Manufacturing
NESHAP affected by the proposed
amendments to 40 CFR part 63, subpart
VVVV, and 448 reinforced plastic
composites production facilities subject
to the Reinforced Plastic Composites
Production NESHAP, affected by the
proposed amendments to 40 CFR part
63, subpart WWWW. The bases of our
estimates of affected facilities are
provided in the memorandum,
Emissions Data for the National
Emission Standards for Hazardous Air
Pollutants for Boat Manufacturing and
the National Emission Standards for
Hazardous Air Pollutants for Reinforced
Plastic Composites Production, which is
available in the respective dockets for
this action. We are not currently aware
of any planned or potential new or
reconstructed manufacturing facilities
in either of the source categories.
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B. What are the air quality impacts?
All major sources in the two source
categories would be required to comply
with the relevant emission standards at
all times without the SSM exemption.
We were unable to quantify the specific
emissions reductions associated with
eliminating the SSM exemption.
However, eliminating the SSM
exemption has the potential to reduce
emissions by requiring facilities to meet
the applicable standard during SSM
periods.
C. What are the cost impacts?
The one-time cost associated with
reviewing the revised rules and
becoming familiar with the electronic
reporting requirements is estimated to
be $446,448 (2016$); the one-time cost
is composed of $75,629 for the Boat
Manufacturing source category (93
facilities), and $370,819 for the
Reinforced Plastic Composites
Production source category (448
facilities). The total cost per facility in
the Boat Manufacturing source category
is estimated to be $399 per facility to
review the final rule requirements and
$414 per facility to become familiar
with the electronic reporting
requirements. The total cost per facility
in the Reinforced Plastic Composites
Production source category is estimated
to be $414 per facility to review the final
rule requirements and $414 per facility
to become familiar with the electronic
reporting requirements. All other costs
associated with notifications, reporting,
and recordkeeping are believed to be
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unchanged because the facilities in each
source category are currently required to
comply with notification, reporting, and
recordkeeping requirements, and will
continue to be required to comply with
those requirements. The number of
personnel-hours required to develop the
materials in support of reports required
by the NESHAP remain unchanged.
D. What are the economic impacts?
Economic impact analyses focus on
changes in market prices and output
levels. If changes in market prices and
output levels in the primary markets are
significant enough, impacts on other
markets may also be examined. Both the
magnitude of costs needed to comply
with a proposed rule and the
distribution of these costs among
affected facilities can have a role in
determining how the market will change
in response to a proposed rule.
The cost per facility for all of the
facilities in both source categories to
review the proposed rule requirements
and to become familiar with the
electronic reporting requirements are
less than 1 percent of annual sales
revenues. These costs are not expected
to result in a significant market impact,
regardless of whether they are passed on
to the purchaser or absorbed by the
firms.
In addition, the EPA prepared a small
business screening assessment to
determine whether any of the identified
affected entities are small entities, as
defined by the U.S. Small Business
Administration. As result of our small
business screening, we have identified
73 out of the 93 facilities in the Boat
Manufacturing NESHAP as small
entities, while 309 out of the 448
facilities in the Reinforced Plastic
Composites Production NESHAP are
small entities. For both industries, the
costs associated with becoming familiar
with the proposed rule requirements
and to become familiar with the
electronic reporting requirements are
less than 1 percent of their annual sales
revenues. Therefore, there are no
significant economic impacts on a
substantial number of small entities
from these proposed amendments.
E. What are the benefits?
The EPA does not anticipate
reductions in HAP emissions as a result
of the proposed amendments to the Boat
Manufacturing NESHAP or the
Reinforced Plastic Composites
Production NESHAP. Because these
proposed amendments are not
considered economically significant, as
defined by Executive Order 12866, and
because no emission reductions were
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estimated, we did not estimate any
health benefits from reducing emissions.
VI. Request for Comments
We solicit comments on all aspects of
this proposed action. In addition to
general comments on this proposed
action, we are also interested in
additional data that may improve the
risk assessments and other analyses. We
are specifically interested in receiving
any improvements to the data used in
the site-specific emissions profiles used
for risk modeling. Such data should
include supporting documentation in
sufficient detail to allow
characterization of the quality and
representativeness of the data or
information. Section VII of this
preamble provides more information on
submitting data.
During site visits to various reinforced
plastic composites production facilities,
the EPA noted that a common practice
observed at multiple facilities was the
weighing of overspray collected from
the floor as an indicator of spray
efficiency. Overspray in this context
would refer to the resin or gel coat that
has left the spray gun, but was not
applied to the product being
manufactured. The EPA is also aware of
a controlled-spray certification program
offered by the American Composites
Manufacturers Association (ACMA).
After discussing the training program in
greater detail with ACMA, and general
controlled-spray training with the
National Marine Manufacturers
Association (NMMA), we are soliciting
comment to collect information
regarding the potential cost and benefit
of revising the Boat Manufacturing
NESHAP and/or the Reinforced Plastic
Composites Production NESHAP to
include controlled-spray training as a
work practice standard. The work
practice standard would apply to
operations where styrene-containing
resins and gel coats are sprayed onto an
open mold. Refer to the memorandum
with the subject, Controlled Spray
Program: Request for Comments, in the
docket (Docket ID No. EPA–HQ–OAR–
2016–0447 for the Boat Manufacturing
NESHAP and EPA–HQ–OAR–2016–
0449 for the Reinforced Plastic
Composites Production NESHAP). The
referenced document includes
background information related to
controlling overspray during open
molding operations, description of the
type of information we are currently
seeking, and proposed work practice
language for the Boat Manufacturing
NESHAP and the Reinforced Plastic
Composites Manufacturing NESHAP.
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VII. Submitting Data Corrections
The site-specific emissions profiles
used in the source category risk and
demographic analyses and instructions
are available for download on the RTR
website at https://www3.epa.gov/ttn/
atw/rrisk/rtrpg.html. The data files
include detailed information for each
HAP emissions release point for the
facilities in the source category.
If you believe that the data are not
representative or are inaccurate, please
identify the data in question, provide
your reason for concern, and provide
any ‘‘improved’’ data that you have, if
available. When you submit data, we
request that you provide documentation
of the basis for the revised values to
support your suggested changes. To
submit comments on the data
downloaded from the RTR website,
complete the following steps:
1. Within this downloaded file, enter
suggested revisions to the data fields
appropriate for that information.
2. Fill in the commenter information
fields for each suggested revision (i.e.,
commenter name, commenter
organization, commenter email address,
commenter phone number, and revision
comments).
3. Gather documentation for any
suggested emissions revisions (e.g.,
performance test reports, material
balance calculations).
4. Send the entire downloaded file
with suggested revisions in Microsoft®
Access format and all accompanying
documentation to Docket ID No. EPA–
HQ–OAR–2016–0447 for the Boat
Manufacturing NESHAP and EPA–HQ–
OAR–2016–0449 for the Reinforced
Plastic Composites Production NESHAP
(through the method described in the
ADDRESSES section of this preamble).
5. If you are providing comments on
a single facility or multiple facilities,
you need only submit one file for all
facilities. The file should contain all
suggested changes for all sources at that
facility (or facilities). We request that all
data revision comments be submitted in
the form of updated Microsoft® Excel
files that are generated by the
Microsoft® Access file. These files are
provided on the RTR website at https://
www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
VIII. Statutory and Executive Order
Reviews
Additional information about these
statutes and Executive Orders can be
found at https://www.epa.gov/lawsregulations/laws-and-executive-orders.
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A. Executive Order 12866: Regulatory
Planning and Review and Executive
Order 13563: Improving Regulation and
Regulatory Review
This action is not a significant
regulatory action and was, therefore, not
submitted to OMB for review.
B. Executive Order 13771: Reducing
Regulation and Controlling Regulatory
Costs
This action is not expected to be an
Executive Order 13771 regulatory action
because this action is not significant
under Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities
in this proposed rule have been
submitted for approval to OMB under
the PRA, as discussed for each source
category covered by this proposal in
sections VIII.C.1 and 2.
1. Boat Manufacturing
The ICR document that the EPA
prepared has been assigned EPA ICR
number 1966.06. You can find a copy of
the ICR in the docket for this rule, and
it is briefly summarized here. We are
proposing changes to the recordkeeping
and reporting requirements associated
with 40 CFR part 63, subpart VVVV, in
the form of eliminating the SSM plan
and reporting requirements; including
reporting requirements for deviations in
the semiannual report; and including
the requirement for electronic submittal
of reports. In addition, the number of
facilities subject to the standards
changed. The number of respondents
was reduced from 441 to 93 based on
consultation with industry
representatives and state/local agencies.
Respondents/affected entities: The
respondents to the recordkeeping and
reporting requirements are owners or
operators of boat manufacturing
facilities subject to 40 CFR part 63,
subpart VVVV.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
VVVV).
Estimated number of respondents: 93
facilities.
Frequency of response: The frequency
of responses varies depending on the
burden item. Responses include onetime review of rule amendments, reports
of periodic performance tests, and
semiannual compliance reports.
Total estimated burden: The annual
recordkeeping and reporting burden for
responding facilities to comply with all
of the requirements in the NESHAP,
averaged over the 3 years of this ICR, is
estimated to be 7,914 hours (per year).
The average annual burden to the
Agency over the 3 years after the
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amendments are final is estimated to be
2,318 hours (per year) for the Agency.
Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The annual
recordkeeping and reporting cost for
responding facilities to comply with all
of the requirements in the NESHAP,
averaged over the 3 years of this ICR, is
estimated to be $816,500 (rounded, per
year). There are no estimated capital
and operation and maintenance (O&M)
costs. The total average annual Agency
cost over the first 3 years after the
amendments are final is estimated to be
$107,700.
2. Reinforced Plastic Composites
Production
The ICR document that the EPA
prepared has been assigned EPA ICR
number 1976.06. You can find a copy of
the ICR in the docket for this rule, and
it is briefly summarized here. We are
proposing changes to the recordkeeping
and reporting requirements associated
with 40 CFR part 63, subpart WWWW,
in the form of eliminating the SSM plan
and reporting requirements; including
reporting requirements for deviations in
the semiannual report; and including
the requirement for electronic submittal
of reports. In addition, the number of
facilities subject to the standards
changed. The number of respondents
was reduced from 584 to 448 based on
consultation with industry
representatives and state/local agencies.
Respondents/affected entities: The
respondents to the recordkeeping and
reporting requirements are owners or
operators of reinforced plastic
composites production facilities subject
to 40 CFR part 63, subpart WWWW.
Respondent’s obligation to respond:
Mandatory (40 CFR part 63, subpart
WWWW).
Estimated number of respondents:
448 facilities.
Frequency of response: The frequency
of responses varies depending on the
burden item. Responses include onetime review of rule amendments, reports
of periodic performance tests, and
semiannual compliance reports.
Total estimated burden: The annual
recordkeeping and reporting burden for
responding facilities to comply with all
of the requirements in the NESHAP,
averaged over the 3 years of this ICR, is
estimated to be 38,125 hours (per year).
The average annual burden to the
Agency over the 3 years after the
amendments are final is estimated to be
2,318 hours (per year) for the Agency.
Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The annual
recordkeeping and reporting cost for
responding facilities to comply with all
of the requirements in the NESHAP,
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averaged over the 3 years of this ICR, is
estimated to be $3,933,400 (rounded,
per year). There are no estimated capital
and O&M costs. The total average
annual Agency cost over the first 3 years
after the amendments are final is
estimated to be $107,700.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
unless it displays a currently valid OMB
control number. The OMB control
numbers for the EPA’s regulations in 40
CFR are listed in 40 CFR part 9.
Submit your comments on the
Agency’s need for this information, the
accuracy of the provided burden
estimates, and any suggested methods
for minimizing respondent burden to
the EPA using the dockets identified at
the beginning of this rule. You may also
send your ICR-related comments to
OMB’s Office of Information and
Regulatory Affairs via email to OIRA_
submission@omb.eop.gov, Attention:
Desk Officer for the EPA. Since OMB is
required to make a decision concerning
the ICR between 30 and 60 days after
receipt, OMB must receive comments no
later than June 17, 2019. The EPA will
respond to any ICR-related comments in
the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have
a significant economic impact on a
substantial number of small entities
under the RFA. This action will not
impose any requirements on the boat
manufacturing and/or reinforced plastic
composites production industries as a
whole, and therefore, will not impose
any requirements on small entities
included in each source category.
E. Unfunded Mandates Reform Act
(UMRA)
This action does not contain an
unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C.
1531–1538, and does not significantly or
uniquely affect small governments. The
action imposes no enforceable duty on
any state, local, or tribal governments or
the private sector.
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F. Executive Order 13132: Federalism
This action does not have federalism
implications. It will not have substantial
direct effects on the states, on the
relationship between the national
government and the states, or on the
distribution of power and
responsibilities among the various
levels of government.
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G. Executive Order 13175: Consultation
and Coordination With Indian Tribal
Governments
This action does not have tribal
implications as specified in Executive
Order 13175. No tribal facilities are
known to be engaged in the Boat
Manufacturing or Reinforced Plastic
Composites Production source
categories, and would not be affected by
this action. Thus, Executive Order
13175 does not apply to this action.
H. Executive Order 13045: Protection of
Children From Environmental Health
Risks and Safety Risks
This action is not subject to Executive
Order 13045 because it is not
economically significant as defined in
Executive Order 12866, and because the
EPA does not believe the environmental
health or safety risks addressed by this
action present a disproportionate risk to
children. This action’s health and risk
assessments are contained in sections
III.A and IV.A and B of this preamble.
I. Executive Order 13211: Actions
Concerning Regulations That
Significantly Affect Energy Supply,
Distribution, or Use
This action is not subject to Executive
Order 13211 because it is not a
significant regulatory action under
Executive Order 12866.
J. National Technology Transfer and
Advancement Act (NTTAA)
This rulemaking does not involve
technical standards.
K. Executive Order 12898: Federal
Actions To Address Environmental
Justice in Minority Populations and
Low-Income Populations
The EPA believes that this action does
not have disproportionately high and
adverse human health or environmental
effects on minority populations, lowincome populations, and/or indigenous
peoples, as specified in Executive Order
12898 (59 FR 7629, February 16, 1994).
The documentation for this decision
is contained in sections IV.A, IV.B, IV.F,
and IV.G of this preamble. As discussed
in sections IV.A, IV.B, IV.F, and IV.G of
this preamble, we performed a
demographic analysis for each source
category, which is an assessment of
risks to individual demographic groups,
of the population close to the facilities
(within 50 km and within 5 km). In our
analysis, we evaluated the distribution
of HAP-related cancer risks and
noncancer hazards from the Boat
Manufacturing source category and the
Reinforced Plastic Composites
Production source category across
different social, demographic, and
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economic groups within the populations
living near operations identified as
having the highest risks.
Results of the demographic analysis
performed for the Boat Manufacturing
source category indicate that, for seven
of the 11 demographic groups, Hispanic
or Latino, minority, people living below
the poverty level, linguistically isolated
people, adults without a high school
diploma, adults 65 years of age or older,
and African Americans that reside
within 5 km of facilities in the source
category is greater than the
corresponding national percentage for
the same demographic groups. When
examining the risk levels of those
exposed to emissions from boat
manufacturing facilities, we find that no
one is exposed to a cancer risk at or
above 1-in-1 million or to a chronic
noncancer TOSHI greater than 1.
The results of the Reinforced Plastic
Composite Production source category
demographic analysis indicate that
emissions from the source category
expose approximately 1,600 people to a
cancer risk at or above 1-in-1 million
and no people to a chronic noncancer
TOSHI greater than 1. The percentages
of the at-risk population for three of the
11 demographic groups; people living
below the poverty level, adults without
a high school diploma, and African
Americans that reside within 50 km of
facilities in the source category is
greater than the corresponding national
percentage for the same demographic
groups.
List of Subjects in 40 CFR Part 63
Environmental protection, Air
pollution control, Hazardous
substances, Reporting and
recordkeeping requirements.
Dated: April 18, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons set out in the
preamble, title 40, chapter I, part 63 of
the Code of Federal Regulations is
proposed to be amended as follows:
PART 63—NATIONAL EMISSION
STANDARDS FOR HAZARDOUS AIR
POLLUTANTS FOR SOURCE
CATEGORIES
1. The authority citation for part 63
continues to read as follows:
■
Authority: 42 U.S.C. 7401 et seq.
Subpart VVVV—National Emission
Standards for Hazardous Air Pollutants
for Boat Manufacturing
§ 63.5764
[Amended]
2. Section 63.5764 is amended by
removing paragraph (e).
■
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3. Section 63.5765 is added to read as
follows:
■
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§ 63.5765
How do I submit my reports?
(a) Within 60 days after the date of
completing each performance test
required by this subpart, you must
submit the results of the performance
test following the procedures specified
in paragraphs (a)(1) through (3) of this
section.
(1) Data collected using test methods
supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
EPA’s ERT website (https://
www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert)
at the time of the test. Submit the results
of the performance test to the EPA via
the Compliance and Emissions Data
Reporting Interface (CEDRI), which can
be accessed through the EPA’s Central
Data Exchange (CDX) (https://
cdx.epa.gov/). The data must be
submitted in a file format generated
through the use of the EPA’s ERT.
Alternatively, you may submit an
electronic file consistent with the
extensible markup language (XML)
schema listed on the EPA’s ERT
website.
(2) Data collected using test methods
that are not supported by the EPA’s ERT
as listed on the EPA’s ERT website at
the time of the test. The results of the
performance test must be included as an
attachment in the ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the ERT generated
package or alternative file to the EPA via
CEDRI.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(a)(1) of this section is CBI, you must
submit a complete file, including
information claimed to be CBI, to the
EPA. The file must be generated through
the use of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the file on a compact
disc, flash drive, or other commonly
used electronic storage medium and
clearly mark the medium as CBI. Mail
the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted must be submitted to
the EPA via the EPA’s CDX as described
in paragraph (a)(1) of this section.
(b) Within 60 days after the date of
completing each continuous monitoring
system (CMS) performance evaluation
as defined in § 63.2, you must submit
the results of the performance
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evaluation following the procedures
specified in paragraphs (b)(1) through
(3) of this section.
(1) Performance evaluations of CMS
measuring relative accuracy test audit
(RATA) pollutants that are supported by
the EPA’s ERT as listed on the EPA’s
ERT website at the time of the
evaluation. Submit the results of the
performance evaluation to the EPA via
CEDRI, which can be accessed through
the EPA’s CDX. The data must be
submitted in a file format generated
through the use of the EPA’s ERT.
Alternatively, you may submit an
electronic file consistent with the XML
schema listed on the EPA’s ERT
website.
(2) Performance evaluations of CMS
measuring RATA pollutants that are not
supported by the EPA’s ERT as listed on
the EPA’s ERT website at the time of the
evaluation. The results of the
performance evaluation must be
included as an attachment in the ERT or
an alternate electronic file consistent
with the XML schema listed on the
EPA’s ERT website. Submit the ERT
generated package or alternative file to
the EPA via CEDRI.
(3) Confidential business information.
If you claim some of the information
submitted under paragraph (a)(1) of this
section is CBI, you must submit a
complete file, including information
claimed to be CBI, to the EPA. The file
must be generated through the use of the
EPA’s ERT or an alternate electronic file
consistent with the XML schema listed
on the EPA’s ERT website. Submit the
file on a compact disc, flash drive, or
other commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described in paragraph (a)(1) of this
section.
(c) You must submit to the
Administrator semiannual compliance
reports of the information required in
§ 63.5764(c) and (d) . Beginning on
[DATE 180 DAYS AFTER DATE OF
PUBLICATION OF THE FINAL RULE
IN THE Federal Register], submit all
subsequent reports following the
procedure specified in paragraph (d) of
this section.
(d) If you are required to submit
reports following the procedure
specified in this paragraph, beginning
on [DATE 180 DAYS AFTER DATE OF
PUBLICATION OF THE FINAL RULE
IN THE Federal Register], you must
submit all subsequent reports to the
PO 00000
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EPA via the Compliance and Emissions
Data Reporting Interface (CEDRI), which
can be accessed through the EPA’s
Central Data Exchange (CDX) (https://
cdx.epa.gov/). You must use the
appropriate electronic report template
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri) for this
subpart. The date report templates
become available will be listed on the
CEDRI website. The report must be
submitted by the deadline specified in
this subpart, regardless of the method in
which the report is submitted. If you
claim some of the information required
to be submitted via CEDRI is
confidential business information (CBI),
submit a complete report, including
information claimed to be CBI, to the
EPA. The report must be generated
using the appropriate form on the
CEDRI website or an alternate electronic
file consistent with the XML schema
listed on the CEDRI website. Submit the
file on a compact disc, flash drive, or
other commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described earlier in this paragraph.
(e) If you are required to electronically
submit a report through CEDRI in the
EPA’s CDX, you may assert a claim of
EPA system outage for failure to timely
comply with the reporting requirement.
To assert a claim of EPA system outage,
you must meet the requirements
outlined in paragraphs (e)(1) through (7)
of this section.
(1) You must have been or will be
precluded from accessing CEDRI and
submitting a required report within the
time prescribed due to an outage of
either the EPA’s CEDRI or CDX systems.
(2) The outage must have occurred
within the period of time beginning five
business days prior to the date that the
submission is due.
(3) The outage may be planned or
unplanned.
(4) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(5) You must provide to the
Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX
or CEDRI was accessed and the system
was unavailable;
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(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to EPA system outage;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(6) The decision to accept the claim
of EPA system outage and allow an
extension to the reporting deadline is
solely within the discretion of the
Administrator.
(7) In any circumstance, the report
must be submitted electronically as
soon as possible after the outage is
resolved.
(f) If you are required to electronically
submit a report through CEDRI in the
EPA’s CDX, you may assert a claim of
force majeure for failure to timely
comply with the reporting requirement.
To assert a claim of force majuere, you
must meet the requirements outlined in
paragraphs (f)(1) through (5) of this
section.
(1) You may submit a claim if a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning five business
days prior to the date the submission is
due. For the purposes of this section, a
force majeure event is defined as an
event that will be or has been caused by
circumstances beyond the control of the
affected facility, its contractors, or any
entity controlled by the affected facility
that prevents you from complying with
the requirement to submit a report
electronically within the time period
prescribed. Examples of such events are
acts of nature (e.g., hurricanes,
earthquakes, or floods), acts of war or
terrorism, or equipment failure or safety
hazard beyond the control of the
affected facility (e.g., large scale power
outage).
(2) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(3) You must provide to the
Administrator:
(i) A written description of the force
majeure event;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to the force majeure event;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
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(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(4) The decision to accept the claim
of force majeure and allow an extension
to the reporting deadline is solely
within the discretion of the
Administrator.
(5) In any circumstance, the reporting
must occur as soon as possible after the
force majeure event occurs.
■ 4. Section 63.5767 is amended by
revising paragraph (d) to read as
follows:
§ 63.5767
What records must I keep?
*
*
*
*
*
(d) If your facility has an add-on
control device, you must keep the
records of any failures to meet the
applicable standards, including the
date, time, and duration of the failure;
a list of the affected add-on control
device and actions taken to minimize
emissions, an estimate of the quantity of
each regulated pollutant emitted over
any emission limit, and a description of
the method used to estimate the
emissions; control device performance
tests; and continuous monitoring system
performance evaluations.
■ 5. Section 63.5770 is amended by
adding paragraph (e) to read as follows:
§ 63.5770 In what form and for how long
must I keep my records?
*
*
*
*
*
(e) Any records required to be
maintained by this part that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
■ 6. Section 63.5779 is amended by
removing the definition for ‘‘Deviation’’
and adding in alphabetical order
definitions for ‘‘Deviation after [DATE
180 DAYS AFTER DATE OF
PUBLICATION OF THE FINAL RULE
IN THE Federal Register],’’ ‘‘Deviation
before [DATE 181 DAYS AFTER DATE
OF PUBLICATION OF THE FINAL
RULE IN THE Federal Register],’’
‘‘Shutdown,’’ and ‘‘Startup’’ to read as
follows:
§ 63.5779
subpart?
*
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*
What definitions apply to this
*
Frm 00035
*
Fmt 4701
*
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22675
Deviation after [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register] means any instance in which
an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including, but not limited to, any
emission limit, operating limit, or work
practice standard; or
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit.
Deviation before [DATE 181 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register] means any instance in which
an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including, but not limited to, any
emission limit, operating limit, or work
practice standard; or
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit; or
(3) Fails to meet any emission limit,
or operating limit, or work practice
standard in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart.
*
*
*
*
*
Shutdown after [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register] means the cessation of
operation of the add-on control devices.
Startup after [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register] means the setting in operation
of the add-on control devices.
■ 7. Table 8 to Subpart VVVV of Part 63
is revised to read as follows:
Table 8 to Subpart VVVV of Part 63—
Applicability of General Provisions (40
CFR Part 63, Subpart A) to Subpart
VVVV
As specified in § 63.5773, you must
comply with the applicable
requirements of the General Provisions
according to the following table:
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Citation
Requirement
Applies to
subpart VVVV
§ 63.1(a) ..............................
§ 63.1(b) ..............................
§ 63.1(c)(1) ..........................
§ 63.1(c)(2) ..........................
General Applicability ..........................................
Initial Applicability Determination .......................
Applicability After Standard Established ............
............................................................................
Yes.
Yes.
Yes.
Yes .................
§ 63.1(c)(3) ..........................
§ 63.1(c)(4)–(5) ...................
§ 63.1(d) ..............................
§ 63.1(e) ..............................
§ 63.2 ..................................
§ 63.3 ..................................
§ 63.4(a) ..............................
§ 63.4(b)–(c) ........................
§ 63.5(a) ..............................
§ 63.5(b) ..............................
............................................................................
............................................................................
............................................................................
Applicability of Permit Program .........................
Definitions ..........................................................
Units and Abbreviations .....................................
Prohibited Activities ...........................................
Circumvention/Severability ................................
Construction/Reconstruction ..............................
Requirements for Existing, Newly Constructed,
and Reconstructed Sources.
............................................................................
Application for Approval of Construction/Reconstruction.
Approval of Construction/Reconstruction ..........
Approval of Construction/Reconstruction Based
on prior State Review.
Compliance with Standards and Maintenance
Requirements—Applicability.
Compliance Dates for New and Reconstructed
Sources.
No ..................
Yes.
No ..................
Yes.
Yes .................
Yes.
Yes.
Yes.
Yes.
Yes.
§ 63.6(c) ..............................
Compliance Dates for Existing Sources ............
Yes .................
§ 63.6(d) ..............................
§ 63.6(e)(1)–(2) ...................
............................................................................
Operation and Maintenance Requirements .......
No ..................
No ..................
§ 63.6(e)(3) .........................
Startup, Shut Down, and Malfunction Plans .....
No ..................
§ 63.6(f) ...............................
Yes.
§ 63.7(a)(1) .........................
§ 63.7(a)(2) .........................
§ 63.7(a)(3) .........................
§ 63.7(b)–(h) .......................
§ 63.8(a)(1)–(2) ...................
Compliance with Nonopacity Emission Standards.
Use of an Alternative Nonopacity Emission
Standard.
Compliance with Opacity/Visible Emissions
Standards.
Extension of Compliance with Emission Standards.
Exemption from Compliance with Emission
Standards.
Performance Test Requirements .......................
Dates for performance tests ..............................
Performance testing at other times ...................
Other performance testing requirements ...........
Monitoring Requirements—Applicability ............
Yes.
No ..................
Yes.
Yes.
Yes .................
§ 63.8(a)(3) .........................
§ 63.8(a)(4) .........................
............................................................................
............................................................................
No ..................
No ..................
§ 63.8(b)(1) .........................
§ 63.8(b)(2)–(3) ...................
Conduct of Monitoring .......................................
Multiple Effluents and Multiple Continuous
Monitoring Systems (CMS).
Continuous Monitoring System Operation and
Maintenance.
Continuous Monitoring System Operation and
Maintenance.
Continuous Opacity Monitoring Systems
(COMS).
Continuous Monitoring System Calibration
Checks and Out-of-Control Periods.
Yes.
Yes .................
§ 63.5(c) ..............................
§ 63.5(d) ..............................
§ 63.5(e) ..............................
§ 63.5(f) ...............................
§ 63.6(a) ..............................
§ 63.6(b) ..............................
§ 63.6(g) ..............................
§ 63.6(h) ..............................
§ 63.6(i) ...............................
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§ 63.6(j) ...............................
§ 63.8(c)(1)(i) and (iii) .........
§ 63.8(c)(1)–(4) ...................
§ 63.8(c)(5) ..........................
§ 63.8(c)(6)–(8) ...................
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No ..................
Yes.
Explanation
Area sources are not regulated by subpart
VVVV.
[Reserved].
[Reserved].
Additional definitions are found in § 63.5779.
[Reserved].
Yes.
Yes.
Yes.
Yes .................
§ 63.695 specifies compliance dates, including
the compliance date for new area sources
that become major sources after the effective date of the rule.
§ 63.5695 specifies compliance dates, including
the compliance date for existing area
sources that become major sources after the
effective date of the rule.
[Reserved].
Operating requirements for open molding operations with add-on controls are specified in
§ 63.5725.
Only sources with add-on controls must complete startup, shutdown, and malfunction
plans.
Yes.
No ..................
Subpart VVVV does not specify opacity or visible emission standards.
Yes.
Yes.
No ..................
Yes .................
No ..................
§ 63.5716 specifies performance test dates.
All of § 63.8 applies only to sources with addon controls. Additional monitoring requirements for sources with add-on controls are
found in § 63.5725.
[Reserved].
Subpart VVVV does not refer directly or indirectly to § 63.11.
Applies to sources that use a CMS on the control device stack.
References to startup, shutdown, malfunction
are not applicable.
Except those provisions in § 63.8(c)(1)(i) and
(iii) as noted above.
Subpart VVVV does not have opacity or visible
emission standards.
Yes.
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Citation
Requirement
Applies to
subpart VVVV
Explanation
§ 63.8(d) ..............................
Quality Control Program ....................................
Yes .................
§ 63.8(d)(3) .........................
Quality Control Program ....................................
No ..................
Except those provisions of § 63.8(d)(3) regarding a startup, shutdown, malfunction plan as
noted below.
No requirement for a startup, shutdown, malfunction plan.
§ 63.8(e) ..............................
§ 63.8(f)(1)–(5) ....................
§ 63.8(f)(6) ..........................
CMS Performance Evaluation ...........................
Use of an Alternative Monitoring Method ..........
Alternative to Relative Accuracy Test ...............
Yes.
Yes.
Yes .................
§ 63.8(g)
§ 63.9(a)
§ 63.9(b)
§ 63.9(c)
§ 63.9(d)
Data Reduction ..................................................
Notification Requirements—Applicability ...........
Initial Notifications ..............................................
Request for Compliance Extension ...................
Notification That a New Source Is Subject to
Special Compliance Requirements.
Notification of Performance Test .......................
Notification of Visible Emissions/Opacity Test ..
Yes.
Yes.
Yes.
Yes.
Yes.
Yes .................
§ 63.9(g)(2) .........................
Additional CMS Notifications—Date of CMS
Performance Evaluation.
Use of COMS Data ............................................
No ..................
§ 63.9(g)(3) .........................
§ 63.9(h) ..............................
§ 63.9(i) ...............................
§ 63.9(j) ...............................
§ 63.10(a) ............................
§ 63.10(b)(1) .......................
Alternative to Relative Accuracy Testing ...........
Notification of Compliance Status .....................
Adjustment of Deadlines ....................................
Change in Previous Information ........................
Recordkeeping/Reporting—Applicability ............
General Recordkeeping Requirements .............
Yes .................
Yes.
Yes.
Yes.
Yes.
Yes .................
§ 63.10(b)(2)(i), (iii), (vi)–
(xiv).
§ 63.10(b)(2)(ii), (iv), (v) ......
General Recordkeeping Requirements .............
Yes.
No.
§ 63.10(d)(1) .......................
Recordkeeping Relevant to Startup, Shutdown,
and Malfunction Periods.
Recordkeeping Requirements for Applicability
Determinations.
Additional Recordkeeping for Sources with
CMS.
Additional Recordkeeping for Sources with
CMS.
General Reporting Requirements ......................
Yes .................
§ 63.10(d)(2) .......................
Performance Test Results .................................
Yes .................
§ 63.10(d)(3) .......................
Opacity or Visible Emissions Observations .......
No ..................
§ 63.10(d)(4) .......................
Yes.
No ..................
Yes .................
Yes .................
Applies only to sources with add-on controls.
Applies only to sources with add-on controls.
Applies only to sources with add-on controls.
§ 63.10(e)(3) .......................
§ 63.10(e)(4) .......................
Progress Reports for Sources with Compliance
Extensions.
Startup, Shutdown, and Malfunction Reports ....
Additional CMS Reports—General ....................
Reporting Results of CMS Performance Evaluations.
Excess Emissions/CMS Performance Reports
COMS Data Reports ..........................................
Yes .................
No ..................
Applies only to sources with add-on controls.
Subpart VVVV does not specify opacity or visible emission standards.
§ 63.10(f) .............................
§ 63.11 ................................
Recordkeeping/Reporting Waiver ......................
Control Device Requirements—Applicability .....
Yes.
No ..................
§ 63.12 ................................
State Authority and Delegations ........................
Yes .................
§ 63.13 ................................
§ 63.14 ................................
§ 63.15 ................................
Addresses ..........................................................
Incorporation by Reference ...............................
Availability of Information/Confidentiality ...........
Yes.
Yes.
Yes.
..............................
..............................
..............................
..............................
..............................
§ 63.9(e) ..............................
§ 63.9(f) ...............................
§ 63.9(g)(1) .........................
§ 63.10(b)(3) .......................
§ 63.10(c)(1)–(14) ...............
§ 63.10(c)(15) ......................
§ 63.10(d)(5) .......................
§ 63.10(e)(1) .......................
§ 63.10(e)(2) .......................
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22677
Subpart WWWW—National Emissions
Standards for Hazardous Air
Pollutants: Reinforced Plastic
Composites Production
8. Section 63.5835 is amended by
revising paragraph (b) and removing
■
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Yes .................
No ..................
Yes .................
Yes .................
No ..................
paragraph (d). The revision reads as
follows:
§ 63.5835 What are my general
requirements for complying with this
subpart?
*
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*
*
Frm 00037
*
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*
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Applies only to sources that use continuous
emission monitoring systems (CEMS).
Applies only to sources with add-on controls.
Subpart VVVV does not have opacity or visible
emission standards.
Applies only to sources with add-on controls.
Subpart VVVV does not require the use of
COMS.
Applies only to sources with CEMS.
§§ 63.567 and 63.5770 specify additional recordkeeping requirements.
§ 63.5686 specifies applicability determinations
for non-major sources.
Applies only to sources with add-on controls.
No requirement for a startup, shutdown, malfunction plan.
§ 63.5764 specifies additional reporting requirements.
§ 63.5764 specifies additional requirements for
reporting performance test results.
Subpart VVVV does not specify opacity or visible emission standards.
Facilities subject to subpart VVVV do not use
flares as control devices.
§ 63.5776 lists those sections of subpart A that
are not delegated.
(b) You must be in compliance with
all organic HAP emissions limits in this
subpart that you meet using add-on
controls at all times.
*
*
*
*
*
■ 9. Section 63.5900 is amended by
revising paragraph (c), and removing
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paragraphs (d) and (e). The revision
reads as follows:
§ 63.5900 How do I demonstrate
continuous compliance with the standards?
*
*
*
*
*
(c) You must meet the organic HAP
emissions limits and work practice
standards that apply to you at all times.
■ 10. Section 63.5910 is amended by
removing and reserving paragraph (c)(4),
and revising paragraph (d) introductory
text, and paragraphs (e), and (h). The
revisions read as follows:
§ 63.5910
when?
What reports must I submit and
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*
*
*
*
*
(d) For each deviation from an organic
HAP emissions limitation (i.e.,
emissions limit and operating limit) and
for each deviation from the
requirements for work practice
standards that occurs at an affected
source where you are not using a CMS
to comply with the organic HAP
emissions limitations or work practice
standards in this subpart, the
compliance report must contain the
information in paragraphs (c)(1) through
(3) of this section and in paragraphs
(d)(1) and (2) of this section.
*
*
*
*
*
(e) For each deviation from an organic
HAP emissions limitation (i.e.,
emissions limit and operating limit)
occurring at an affected source where
you are using a CMS to comply with the
organic HAP emissions limitation in
this subpart, you must include the
information in paragraphs (c)(1) through
(3) of this section and in paragraphs
(e)(1) through (6) of this section.
(1) The date and time that each
malfunction started and stopped.
(2) The date and time that each CMS
was inoperative, except for zero (lowlevel) and high-level checks.
(3) The date, time, and duration that
each CMS was out of control, including
the information in § 63.8(c)(8).
(4) The date and time that each
deviation started and stopped.
(5) A summary of the total duration of
the deviation during the reporting
period and the total duration as a
percent of the total source operating
time during that reporting period.
(6) A breakdown of the total duration
of the deviations during the reporting
period into those that are due to control
equipment problems, process problems,
other known causes, and other
unknown causes.
*
*
*
*
*
(h) Submit compliance reports based
on the requirements in table 14 to this
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17:44 May 16, 2019
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subpart, and not based on the
requirements in § 63.999.
*
*
*
*
*
■ 11. Section 63.5912 is added to read
as follows:
§ 63.5912
How do I submit my reports?
(a) Within 60 days after the date of
completing each performance test
required by this subpart, you must
submit the results of the performance
test following the procedures specified
in paragraphs (a)(1) through (3) of this
section.
(1) Data collected using test methods
supported by the EPA’s Electronic
Reporting Tool (ERT) as listed on the
EPA’s ERT website (https://
www.epa.gov/electronic-reporting-airemissions/electronic-reporting-tool-ert)
at the time of the test. Submit the results
of the performance test to the EPA via
the Compliance and Emissions Data
Reporting Interface (CEDRI), which can
be accessed through the EPA’s Central
Data Exchange (CDX) (https://
cdx.epa.gov/). The data must be
submitted in a file format generated
through the use of the EPA’s ERT.
Alternatively, you may submit an
electronic file consistent with the
extensible markup language (XML)
schema listed on the EPA’s ERT
website.
(2) Data collected using test methods
that are not supported by the EPA’s ERT
as listed on the EPA’s ERT website at
the time of the test. The results of the
performance test must be included as an
attachment in the ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the ERT generated
package or alternative file to the EPA via
CEDRI.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(a)(1) of this section is CBI, you must
submit a complete file, including
information claimed to be CBI, to the
EPA. The file must be generated through
the use of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the file on a compact
disc, flash drive, or other commonly
used electronic storage medium and
clearly mark the medium as CBI. Mail
the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted must be submitted to
the EPA via the EPA’s CDX as described
in paragraph (a)(1) of this section.
(b) Within 60 days after the date of
completing each continuous monitoring
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system (CMS) performance evaluation
as defined in § 63.2, you must submit
the results of the performance
evaluation following the procedures
specified in paragraphs (b)(1) through
(3) of this section.
(1) Performance evaluations of CMS
measuring relative accuracy test audit
(RATA) pollutants that are supported by
the EPA’s ERT as listed on the EPA’s
ERT website at the time of the
evaluation. Submit the results of the
performance evaluation to the EPA via
CEDRI, which can be accessed through
the EPA’s CDX. The data must be
submitted in a file format generated
through the use of the EPA’s ERT.
Alternatively, you may submit an
electronic file consistent with the XML
schema listed on the EPA’s ERT
website.
(2) Performance evaluations of CMS
measuring RATA pollutants that are not
supported by the EPA’s ERT as listed on
the EPA’s ERT website at the time of the
evaluation. The results of the
performance evaluation must be
included as an attachment in the ERT or
an alternate electronic file consistent
with the XML schema listed on the
EPA’s ERT website. Submit the ERT
generated package or alternative file to
the EPA via CEDRI.
(3) Confidential business information
(CBI). If you claim some of the
information submitted under paragraph
(a)(1) of this section is CBI, you must
submit a complete file, including
information claimed to be CBI, to the
EPA. The file must be generated through
the use of the EPA’s ERT or an alternate
electronic file consistent with the XML
schema listed on the EPA’s ERT
website. Submit the file on a compact
disc, flash drive, or other commonly
used electronic storage medium and
clearly mark the medium as CBI. Mail
the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention:
Group Leader, Measurement Policy
Group, MD C404–02, 4930 Old Page Rd.,
Durham, NC 27703. The same file with
the CBI omitted must be submitted to
the EPA via the EPA’s CDX as described
in paragraph (a)(1) of this section.
(c) You must submit to the
Administrator semiannual compliance
reports containing the information
specified in § 63.5910(c) through (f).
Beginning on [DATE 181 DAYS AFTER
DATE OF PUBLICATION OF THE
FINAL RULE IN THE Federal Register],
submit all subsequent reports following
the procedure specified in paragraph (d)
of this section.
(d) If you are required to submit
reports following the procedure
specified in this paragraph, beginning
on [DATE 181 DAYS AFTER DATE OF
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PUBLICATION OF THE FINAL RULE
IN THE Federal Register], you must
submit all subsequent reports to the
EPA via the Compliance and Emissions
Data Reporting Interface (CEDRI), which
can be accessed through the EPA’s
Central Data Exchange (CDX) (https://
cdx.epa.gov/). You must use the
appropriate electronic report template
on the CEDRI website (https://
www.epa.gov/electronic-reporting-airemissions/compliance-and-emissionsdata-reporting-interface-cedri) for this
subpart. The date report templates
become available will be listed on the
CEDRI website. The report must be
submitted by the deadline specified in
this subpart, regardless of the method in
which the report is submitted. If you
claim some of the information required
to be submitted via CEDRI is
confidential business information (CBI),
submit a complete report, including
information claimed to be CBI, to the
EPA. The report must be generated
using the appropriate form on the
CEDRI website or an alternate electronic
file consistent with the XML schema
listed on the CEDRI website. Submit the
file on a compact disc, flash drive, or
other commonly used electronic storage
medium and clearly mark the medium
as CBI. Mail the electronic medium to
U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement
Policy Group, MD C404–02, 4930 Old
Page Rd., Durham, NC 27703. The same
file with the CBI omitted must be
submitted to the EPA via the EPA’s CDX
as described earlier in this paragraph.
(e) If you are required to electronically
submit a report through CEDRI in the
EPA’s CDX, you may assert a claim of
EPA system outage for failure to timely
comply with the reporting requirement.
To assert a claim of EPA system outage,
you must meet the requirements
outlined in paragraphs (e)(1) through (7)
of this section.
(1) You must have been or will be
precluded from accessing CEDRI and
submitting a required report within the
time prescribed due to an outage of
either the EPA’s CEDRI or CDX systems.
(2) The outage must have occurred
within the period of time beginning five
business days prior to the date that the
submission is due.
(3) The outage may be planned or
unplanned.
(4) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(5) You must provide to the
Administrator a written description
identifying:
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(i) The date(s) and time(s) when CDX
or CEDRI was accessed and the system
was unavailable;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to EPA system outage;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
reporting requirement at the time of the
notification, the date you reported.
(6) The decision to accept the claim
of EPA system outage and allow an
extension to the reporting deadline is
solely within the discretion of the
Administrator.
(7) In any circumstance, the report
must be submitted electronically as
soon as possible after the outage is
resolved.
(f) If you are required to electronically
submit a report through CEDRI in the
EPA’s CDX, you may assert a claim of
force majeure for failure to timely
comply with the reporting requirement.
To assert a claim of force majuere, you
must meet the requirements outlined in
paragraphs (f)(1) through (5) of this
section.
(1) You may submit a claim if a force
majeure event is about to occur, occurs,
or has occurred or there are lingering
effects from such an event within the
period of time beginning five business
days prior to the date the submission is
due. For the purposes of this section, a
force majeure event is defined as an
event that will be or has been caused by
circumstances beyond the control of the
affected facility, its contractors, or any
entity controlled by the affected facility
that prevents you from complying with
the requirement to submit a report
electronically within the time period
prescribed. Examples of such events are
acts of nature (e.g., hurricanes,
earthquakes, or floods), acts of war or
terrorism, or equipment failure or safety
hazard beyond the control of the
affected facility (e.g., large scale power
outage).
(2) You must submit notification to
the Administrator in writing as soon as
possible following the date you first
knew, or through due diligence should
have known, that the event may cause
or has caused a delay in reporting.
(3) You must provide to the
Administrator:
(i) A written description of the force
majeure event;
(ii) A rationale for attributing the
delay in reporting beyond the regulatory
deadline to the force majeure event;
(iii) Measures taken or to be taken to
minimize the delay in reporting; and
(iv) The date by which you propose to
report, or if you have already met the
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22679
reporting requirement at the time of the
notification, the date you reported.
(4) The decision to accept the claim
of force majeure and allow an extension
to the reporting deadline is solely
within the discretion of the
Administrator.
(5) In any circumstance, the reporting
must occur as soon as possible after the
force majeure event occurs.
§ 63.5915
[Amended]
12. Section 63.5915 is amended by
removing and reserving paragraph (a)(2).
■ 13. Section 63.5920 is amended by
adding paragraph (e) to read as follows:
■
§ 63.5920 In what form and how long must
I keep my records?
*
*
*
*
*
(e) Any records required to be
maintained by this part that are
submitted electronically via the EPA’s
CEDRI may be maintained in electronic
format. This ability to maintain
electronic copies does not affect the
requirement for facilities to make
records, data, and reports available
upon request to a delegated air agency
or the EPA as part of an on-site
compliance evaluation.
■ 14. Section 63.5935 is amended by
adding the definitions of ‘‘Deviation
after [DATE 180 DAYS AFTER DATE
OF PUBLICATION OF THE FINAL
RULE IN THE Federal Register],’’ and
‘‘Deviation before [DATE 181 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register],’’ to read as follows.
§ 63.5935
subpart?
What definitions apply to this
*
*
*
*
*
Deviation after [DATE 180 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register] means any instance in which
an affected source subject to this
subpart, or an owner or operator of such
a source:
(1) Fails to meet any requirement or
obligation established by this subpart,
including, but not limited to, any
emission limit, operating limit, or work
practice standard; or
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit.
Deviation before [DATE 181 DAYS
AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal
Register] means any instance in which
an affected source subject to this
subpart, or an owner or operator of such
a source:
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(1) Fails to meet any requirement or
obligation established by this subpart,
including, but not limited to, any
emission limit, operating limit, or work
practice standard; or
(2) Fails to meet any term or condition
that is adopted to implement an
applicable requirement in this subpart
and that is included in the operating
permit for any affected source required
to obtain such a permit; or
(3) Fails to meet any emission limit,
or operating limit, or work practice
standard in this subpart during startup,
shutdown, or malfunction, regardless of
whether or not such failure is permitted
by this subpart.
*
*
*
*
*
15. Table 4 of Subpart WWWW of Part
63 is revised to read as follows:
■
Table 4 to Subpart WWWW of Part 63—
Work Practice Standards
As specified in § 63.5805, you must
meet the work practice standards in the
following table that apply to you:
For . . .
You must . . .
1. a new or existing closed molding operation using compression/injection molding.
uncover, unwrap or expose only one charge per mold cycle per compression/injection molding machine. For machines with multiple
molds, one charge means sufficient material to fill all molds for one
cycle. For machines with robotic loaders, no more than one charge
may be exposed prior to the loader. For machines fed by hoppers,
sufficient material may be uncovered to fill the hopper. Hoppers must
be closed when not adding materials. Materials may be uncovered to
feed to slitting machines. Materials must be recovered after slitting.
not use cleaning solvents that contain HAP, except that styrene may
be used as a cleaner in closed systems, and organic HAP containing
cleaners may be used to clean cured resin from application equipment. Application equipment includes any equipment that directly
contacts resin.
keep containers that store HAP-containing materials closed or covered
except during the addition or removal of materials. Bulk HAP-containing materials storage tanks may be vented as necessary for safety.
close or cover the resin delivery system to the doctor box on each
SMC manufacturing machine. The doctor box itself may be open.
use a nylon containing film to enclose SMC.
use mixer covers with no visible gaps present in the mixer covers, except that gaps of up to 1 inch are permissible around mixer shafts
and any required instrumentation. use mixer covers with no visible
gaps present in the mixer covers, except that gaps of up to 1 inch
are permissible around mixer shafts and any required instrumentation. Mixers where the emissions are fully captured and routed to a
95 percent efficient control device are exempt from this requirement.
close any mixer vents when actual mixing is occurring, except that
venting is allowed during addition of materials, or as necessary prior
to adding materials or opening the cover for safety. Vents routed to a
95 percent efficient control device are exempt from this requirement.
keep the mixer covers closed while actual mixing is occurring except
when adding materials or changing covers to the mixing vessels.
i. not allow vents from the building ventilation system, or local or portable fans to blow directly on or across the wet-out area(s),
ii. not permit point suction of ambient air in the wet-out area(s) unless
that air is directed to a control device,
iii. use devices such as deflectors, baffles, and curtains when practical
to reduce air flow velocity across the wet-out area(s),
iv. direct any compressed air exhausts away from resin and wet-out
area(s),
v. convey resin collected from drip-off pans or other devices to reservoirs, tanks, or sumps via covered troughs, pipes, or other covered
conveyance that shields the resin from the ambient air,
vi. cover all reservoirs, tanks, sumps, or HAP-containing materials storage vessels except when they are being charged or filled, and
vii. cover or shield from ambient air resin delivery systems to the wetout area(s) from reservoirs, tanks, or sumps where practical.
2. a new or existing cleaning operation ...................................................
3. a new or existing materials HAP-containing materials storage operation.
4. an existing or new SMC manufacturing operation ...............................
5. an existing or new SMC manufacturing operation ...............................
6. all mixing or BMC manufacturing operations 1 .....................................
7. all mixing or BMC manufacturing operations 1 .....................................
8. all mixing or BMC manufacturing operations 1 .....................................
9. a new or existing pultrusion operation manufacturing parts that meet
the following criteria: 1,000 or more reinforcements or the glass
equivalent of 1,000 ends of 113 yield roving or more; and have a
cross sectional area of 60 square inches or more that is not subject
to the 95 percent organic HAP emission reduction requirement.
jbell on DSK3GLQ082PROD with PROPOSALS2
1 Containers of 5 gallons or less may be open when active mixing is taking place, or during periods when they are in process (i.e., they are actively being used to apply resin). For polymer casting mixing operations, containers with a surface area of 500 square inches or less may be
open while active mixing is taking place.
16. Table 14 of Subpart WWWW of
Part 63 is revised to read as follows:
■
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Table 14 to Subpart WWWW of Part
63—Requirements for Reports
As required in § 63.5910(a), (b), (g),
and (h), you must submit reports on the
schedule shown in the following table:
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You must submit a(n)
The report must contain . . .
You must submit the report . . .
1. Compliance report .......................
a. A statement that there were no deviations during that reporting period if there were no deviations from any emission limitations
(emission limit, operating limit, opacity limit, and visible emission
limit) that apply to you and there were no deviations from the requirements for work practice standards in Table 4 to this subpart
that apply to you. If there were no periods during which the CMS,
including CEMS, and operating parameter monitoring systems, was
out of control as specified in § 63.8(c)(7), the report must also contain a statement that there were no periods during which the CMS
was out of control during the reporting period.
b. The information in § 63.5910(d) if you have a deviation from any
emission limitation (emission limit, operating limit, or work practice
standard) during the reporting period. If there were periods during
which the CMS, including CEMS, and operating parameter monitoring systems, was out of control, as specified in § 63.8(c)(7), the
report must contain the information in § 63.5910(e).
Semiannually according to the requirements in § 63.5910(b).
17. Table 15 of Subpart WWWW of
Part 63 is revised to read as follows:
■
That addresses . . .
And applies to
subpart
WWWW of
part 63 . . .
§ 63.1(a)(1) .........................
General applicability of the general provisions
Yes .................
§ 63.1(a)(2) through (4) ......
§ 63.1(a)(5) .........................
§ 63.1(a)(6) .........................
§ 63.1(a)(7) through (9) ......
§ 63.1(a)(10) through (14) ..
§ 63.1(b)(1) .........................
General applicability of the general provisions
Reserved ............................................................
General applicability of the general provisions
Reserved ............................................................
General applicability of the general provisions
Initial applicability determination ........................
Yes.
No.
Yes.
No.
Yes.
Yes .................
§ 63.1(b)(2) .........................
§ 63.1(b)(3) .........................
§ 63.1(c)(1) ..........................
Reserved ............................................................
Record of the applicability determination ..........
Applicability of this part after a relevant standard has been set under this part.
No.
Yes.
Yes .................
§ 63.1(c)(2) ..........................
Title V operating permit requirement .................
Yes .................
§ 63.1(c)(3) and (4) .............
§ 63.1(c)(5) ..........................
No.
Yes.
§ 63.2 ..................................
Reserved ............................................................
Notification requirements for an area source
that increases HAP emissions to major
source levels.
Reserved ............................................................
Applicability of permit program before a relevant standard has been set under this part.
Definitions ..........................................................
§ 63.3 ..................................
Units and abbreviations .....................................
Yes .................
§ 63.4 ..................................
Prohibited activities and circumvention .............
Yes .................
§ 63.5(a)(1) and (2) .............
Applicability of construction and reconstruction
Yes .................
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Semiannually according to the requirements in § 63.5910(b).
Table 15 to Subpart WWWW of Part
63—Applicability of General Provisions
(Subpart A) to Subpart WWWW of Part
63
As specified in § 63.5925, the parts of
the General Provisions which apply to
you are shown in the following table:
The general provisions
reference . . .
§ 63.1(d) ..............................
§ 63.1(e) ..............................
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Subject to the following additional information
. . .
Additional terms defined in subpart WWWW of
part 63, when overlap between subparts A
and WWWW of part 63 of this part, subpart
WWWW of part 63 takes precedence.
Subpart WWWW of part 63 clarifies the applicability in §§ 63.5780 and 63.5785.
Subpart WWWW of part 63 clarifies the applicability of each paragraph of subpart A to
sources subject to subpart WWWW of part
63.
All major affected sources are required to obtain a title V operating permit. Area sources
are not subject to subpart WWWW of part
63.
No.
Yes.
Yes .................
Sfmt 4702
Subpart WWWW of part 63 defines terms in
§ 63.5935. When overlap between subparts
A and WWWW of part 63 occurs, you must
comply with the subpart WWWW of part 63
definitions, which take precedence over the
subpart A definitions.
Other units and abbreviations used in subpart
WWWW of part 63 are defined in subpart
WWWW of part 63.
§ 63.4(a)(3) through (5) is reserved and does
not apply.
Existing facilities do not become reconstructed
under subpart WWWW of part 63.
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That addresses . . .
§ 63.5(b)(1) .........................
§ 63.5(b)(2) .........................
§ 63.5(b)(3) .........................
Relevant standards for new sources upon construction.
Reserved ............................................................
New construction/reconstruction ........................
No.
Yes .................
§ 63.5(b)(4) .........................
Construction/reconstruction notification .............
Yes .................
§ 63.5(b)(5) .........................
§ 63.5(b)(6) .........................
Reserved ............................................................
Equipment addition or process change .............
No.
Yes .................
§ 63.5(c) ..............................
§ 63.5(d)(1) .........................
Reserved ............................................................
General application for approval of construction
or reconstruction.
Application for approval of construction ............
Application for approval of reconstruction .........
Additional information ........................................
Approval of construction or reconstruction ........
Approval of construction or reconstruction
based on prior State preconstruction review.
Applicability of compliance with standards and
maintenance requirements.
Applicability of area sources that increase HAP
emissions to become major sources.
Compliance dates for new and reconstructed
sources.
Reserved ............................................................
Compliance dates for new operations or equipment that cause an area source to become a
major source.
Compliance dates for existing sources .............
No.
Yes .................
Reserved ............................................................
Compliance dates for existing area sources
that become major.
Reserved ............................................................
Operation & maintenance requirements ............
No.
Yes .................
Startup, shutdown, and malfunction plan and
recordkeeping.
Compliance except during periods of startup,
shutdown, and malfunction.
Methods for determining compliance ................
Alternative standard ...........................................
Opacity and visible emission Standards ...........
No.
§ 63.5(d)(2) .........................
§ 63.5(d)(3) .........................
§ 63.5(d)(4) .........................
§ 63.5(e)(1) through (5) ......
§ 63.5(f)(1) and (2) ..............
§ 63.6(a)(1) .........................
§ 63.6(a)(2) .........................
§ 63.6(b)(1) through (5) ......
§ 63.6(b)(6) .........................
§ 63.6(b)(7) .........................
§ 63.6(c)(1) and (2) .............
§ 63.6(c)(3) and (4) .............
§ 63.6(c)(5) ..........................
§ 63.6(d) ..............................
§ 63.6(e)(1) .........................
§ 63.6(e)(3) .........................
§ 63.6(f)(1) ..........................
§ 63.6(f)(2) and (3) ..............
§ 63.6(g)(1) through (3) ......
§ 63.6(h) ..............................
§ 63.6(i)(1) through (14) ......
§ 63.6(i)(15) .........................
§ 63.6(i)(16) .........................
§ 63.6(j) ...............................
§ 63.7(a)(1) .........................
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And applies to
subpart
WWWW of
part 63 . . .
The general provisions
reference . . .
Yes .................
Yes .................
No.
Yes .................
Yes .................
No.
Yes .................
No ..................
Yes.
Yes.
No ..................
§ 63.7(a)(3) .........................
§ 63.7(b)(1) .........................
§ 63.7(b)(2) .........................
§ 63.7(c) ..............................
CAA Section 114 authority ................................
Notification of performance test .........................
Notification rescheduled performance test ........
Quality assurance program, including test plan
Yes.
Yes.
Yes.
Yes .................
§ 63.7(d) ..............................
§ 63.7(e) ..............................
Performance testing facilities .............................
Conditions for conducting performance tests ....
Yes.
Yes .................
§ 63.7(f) ...............................
§ 63.7(g) ..............................
Use of alternative test method ..........................
Performance test data analysis, recordkeeping,
and reporting.
Waiver of performance tests .............................
Yes.
Yes.
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facilities do not become reconstructed
subpart WWWW of part 63.
facilities do not become reconstructed
subpart WWWW of part 63.
Existing facilities do not become reconstructed
under subpart WWWW of part 63.
Existing facilities do not become reconstructed
under subpart WWWW of part 63.
Yes.
§ 63.7(a)(2) .........................
17:44 May 16, 2019
Existing
under
Existing
under
Yes.
Yes.
No.
Yes.
Yes.
Yes.
VerDate Sep<11>2014
Existing facilities do not become reconstructed
under subpart WWWW of part 63.
Yes.
No.
Yes.
Yes.
Yes.
Compliance extensions ......................................
Reserved ............................................................
Compliance extensions ......................................
Presidential compliance exemption ...................
Applicability of performance testing requirements.
Performance test dates .....................................
§ 63.7(h) ..............................
Subject to the following additional information
. . .
No ..................
Subpart WWWW of part 63 clarifies compliance dates in § 63.5800.
New operations at an existing facility are not
subject to new source standards.
Subpart WWWW of part 63 clarifies compliance dates in § 63.5800.
Subpart WWWW of part 63 clarifies compliance dates in § 63.5800.
Except portions of § 63.6(e)(1)(i) and (ii) specific to conditions during startup, shutdown,
or malfunction.
Subpart WWWW of part 63 requires compliance at all times.
Subpart WWWW of part 63 does not contain
opacity or visible emission standards.
Subpart WWWW of part 63 initial compliance
requirements are in § 63.5840.
Except that the test plan must be submitted
with the notification of the performance test.
Performance test requirements are contained
in § 63.5850. Additional requirements for
conducting performance tests for continuous
lamination/casting are included in § 63.5870.
Conditions specific to operations during periods
of startup, shutdown, and malfunction in
§ 63.7(e)(1) do not apply.
Yes.
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That addresses . . .
§ 63.8(a)(1)
§ 63.8(a)(3)
§ 63.8(a)(4)
§ 63.8(b)(1)
§ 63.8(b)(2)
Applicability of monitoring requirements ............
Reserved ............................................................
Monitoring requirements when using flares ......
Conduct of monitoring exceptions .....................
Multiple effluents and multiple monitoring systems.
Compliance with CMS operation and maintenance requirements.
Yes.
No.
Yes.
Yes.
Yes.
§ 63.8(c)(2) and (3) .............
Monitoring system installation ...........................
Yes .................
§ 63.8(c)(4) ..........................
CMS requirements .............................................
Yes .................
§ 63.8(c)(5) ..........................
Continuous
Opacity
Monitoring
System
(COMS) minimum procedures.
CMS calibration and periods CMS is out of
control.
No ..................
§ 63.8(d)(1)–(2) ...................
CMS quality control program, including test
plan and all previous versions.
Yes .................
§ 63.8(d)(3) .........................
Yes .................
§ 63.8(e)(1) .........................
CMS quality control program, including test
plan and all previous versions.
Performance evaluation of CMS .......................
Yes .................
§ 63.8(e)(2) .........................
Notification of performance evaluation ..............
Yes .................
§ 63.8(e)(3) and (4) .............
CMS requirements/alternatives .........................
Yes .................
§ 63.8(e)(5)(i) ......................
Reporting performance evaluation results .........
Yes .................
§ 63.8(e)(5)(ii) .....................
Results of COMS performance evaluation ........
No ..................
§ 63.8(f)(1) through (3) .......
§ 63.8(f)(4) ..........................
Use of an alternative monitoring method ..........
Request to use an alternative monitoring method.
Approval of request to use an alternative monitoring method.
Request for alternative to relative accuracy test
and associated records.
Yes.
Yes.
Data reduction ...................................................
Notification requirements and general information.
Initial notification applicability ............................
Notification for affected source with initial startup before effective date of standard.
Reserved ............................................................
Notification for a new or reconstructed major
affected source with initial startup after effective date for which an application for approval of construction or reconstruction is required.
Reserved ............................................................
Notification for a new or reconstructed major
affected source with initial startup after effective date for which an application for approval of construction or reconstruction is required.
Yes.
Yes.
and (2) .............
.........................
.........................
.........................
and (3) .............
§ 63.8(c)(1) ..........................
§ 63.8(c)(6) through (8) .......
§ 63.8(f)(5) ..........................
§ 63.8(f)(6) ..........................
§ 63.8(g)(1) through (5) ......
§ 63.9(a)(1) through (4) ......
§ 63.9(b)(1) .........................
§ 63.9(b)(2) .........................
§ 63.9(b)(3) .........................
§ 63.9(b)(4)(i) ......................
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And applies to
subpart
WWWW of
part 63 . . .
The general provisions
reference . . .
§ 63.9(b)(4)(ii) through (iv) ..
§ 63.9(b)(4)(v) .....................
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Yes .................
Yes .................
22683
Subject to the following additional information
. . .
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Except references to SSM plans in
§ 63.8(c)(1)(i) and § 63.8(c)(1)(iii).
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Subpart WWWW of part 63 does not contain
opacity standards.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Except references to SSM plans in
§ 63.8(d)(3).
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Subpart WWWW of part 63 does not contain
opacity standards.
Yes.
Yes .................
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Yes.
Yes.
No.
Yes.
No.
Yes .................
Sfmt 4702
Existing facilities do not become reconstructed
under subpart WWWW of part 63.
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Federal Register / Vol. 84, No. 96 / Friday, May 17, 2019 / Proposed Rules
That addresses . . .
§ 63.9(b)(5) .........................
Notification that you are subject to this subpart
for new or reconstructed affected source with
initial startup after effective date and for
which an application for approval of construction or reconstruction is not required.
Request for compliance extension ....................
Notification of special compliance requirements
for new source.
Notification of performance test .........................
Notification of opacity and visible emissions observations.
Additional notification requirements for sources
using CMS.
§ 63.9(c) ..............................
§ 63.9(d) ..............................
§ 63.9(e) ..............................
§ 63.9(f) ...............................
§ 63.9(g)(1) .........................
§ 63.9(g)(2) .........................
Yes .................
Yes.
No ..................
Yes .................
§ 63.10(b)(3) .......................
§ 63.10(c)(1) ........................
§ 63.10(c)(2) through (4) .....
§ 63.10(c)(5) through (8) .....
Reserved ............................................................
CMS records ......................................................
No.
Yes .................
§ 63.10(c)(9) ........................
§ 63.10(c)(10) through (14)
Reserved ............................................................
CMS records ......................................................
No.
Yes .................
§ 63.10(c)(15) ......................
§ 63.10(d)(1) .......................
§ 63.10(d)(2) .......................
§ 63.10(d)(3) .......................
No.
Yes.
Yes.
No ..................
§ 63.10(d)(5) .......................
§ 63.10(e)(1) through (3) ....
CMS records ......................................................
General reporting requirements .........................
Report of performance test results ....................
Reporting results of opacity or visible emission
observations.
Progress reports as part of extension of compliance.
Startup, shutdown, and malfunction reports ......
Additional reporting requirements for CMS .......
§ 63.10(e)(4) .......................
Reporting COMS data .......................................
No ..................
§ 63.10(f) .............................
§ 63.11 ................................
Waiver for recordkeeping or reporting ...............
Control device requirements ..............................
Yes.
Yes .................
§ 63.12 ................................
§ 63.13 ................................
State authority and delegations .........................
Addresses of State air pollution control agencies and EPA Regional Offices.
Incorporations by reference ...............................
Yes.
Yes.
§ 63.9(h)(1) through (3) ......
§ 63.9(h)(4) .........................
§ 63.9(h)(5) and (6) .............
§ 63.9(i) ...............................
§ 63.9(j) ...............................
§ 63.10(a) ............................
§ 63.10(b)(1) .......................
§ 63.10(b)(2)(i) through (v)
§ 63.10(b)(2)(vi) through (xi)
§ 63.10(b)(2)(xii) ..................
§ 63.10(b)(2)(xiii) .................
§ 63.10(b)(2)(xiv) .................
§ 63.10(d)(4) .......................
§ 63.14 ................................
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Subject to the following additional information
. . .
Existing facilities do not become reconstructed
under subpart WWWW of part 63.
Yes.
Yes.
Notification of compliance with opacity emission standard.
Notification that criterion to continue use of alternative to relative accuracy testing has
been exceeded.
Notification of compliance status .......................
Reserved ............................................................
Notification of compliance status .......................
Adjustment of submittal deadlines .....................
Change in information provided ........................
Applicability of recordkeeping and reporting .....
Records retention ..............................................
Records related to startup, shutdown, and malfunction.
CMS records, data on performance tests, CMS
performance evaluations, measurements
necessary to determine conditions of performance tests, and performance evaluations.
Record of waiver of recordkeeping and reporting.
Record for alternative to the relative accuracy
test.
Records supporting initial notification and notification of compliance status.
Records for applicability determinations ............
CMS records ......................................................
§ 63.9(g)(3) .........................
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And applies to
subpart
WWWW of
part 63 . . .
The general provisions
reference . . .
No ..................
Yes .................
Subpart WWWW of part 63 does not contain
opacity or visible emission standards.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Subpart WWWW of part 63 does not contain
opacity emission standards.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Yes.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
No.
Yes.
Yes.
Yes.
Yes.
Yes.
Yes .................
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
This section applies if you elect to use a CMS
to demonstrate continuous compliance with
an emission limit.
Subpart WWWW of part 63 does not contain
opacity or visible emission standards.
Yes.
No.
Yes .................
This section applies if you have an add-on
control device and elect to use a CEM to
demonstrate continuous compliance with an
emission limit.
Subpart WWWW of part 63 does not contain
opacity standards.
Only applies if you elect to use a flare as a
control device.
Yes.
Sfmt 4702
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The general provisions
reference . . .
That addresses . . .
And applies to
subpart
WWWW of
part 63 . . .
§ 63.15 ................................
Availability of information and confidentiality .....
Yes.
Subject to the following additional information
. . .
[FR Doc. 2019–09583 Filed 5–16–19; 8:45 am]
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Agencies
[Federal Register Volume 84, Number 96 (Friday, May 17, 2019)]
[Proposed Rules]
[Pages 22642-22685]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-09583]
[[Page 22641]]
Vol. 84
Friday,
No. 96
May 17, 2019
Part III
Envionmental Protection Agency
-----------------------------------------------------------------------
40 CFR Part 63
National Emission Standards for Hazardous Air Pollutants: Boat
Manufacturing and Reinforced Plastic Composites Production Residual
Risk and Technology Review; Proposed Rule
Federal Register / Vol. 84, No. 96 / Friday, May 17, 2019 / Proposed
Rules
[[Page 22642]]
-----------------------------------------------------------------------
ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 63
[EPA-HQ-OAR-2016-0447 and EPA-HQ-OAR-2016-0449; FRL-9992-76-OAR]
RIN 2060-AT12
National Emission Standards for Hazardous Air Pollutants: Boat
Manufacturing and Reinforced Plastic Composites Production Residual
Risk and Technology Review
AGENCY: Environmental Protection Agency (EPA).
ACTION: Proposed rule.
-----------------------------------------------------------------------
SUMMARY: The Environmental Protection Agency (EPA) is proposing
amendments to the National Emission Standards for Hazardous Air
Pollutants (NESHAP) for Boat Manufacturing and the NESHAP for
Reinforced Plastic Composites Production. The proposed amendments
address the results of the residual risk and technology review (RTR)
conducted as required under the Clean Air Act (CAA) for these source
categories. The EPA is proposing to find the risks due to emissions of
air toxics from these source categories under the current standards to
be acceptable and that the standards provide an ample margin of safety
to protect public health. We are proposing no revisions to the
numerical emission limits or other aspects of the rules based on these
risk analyses or technology reviews. Additionally, the EPA is proposing
to amend provisions addressing emissions during periods of startup,
shutdown, and malfunction (SSM) and to amend provisions regarding
electronic reporting of certain notifications, performance test
results, and semiannual reports.
DATES:
Comments. Comments must be received on or before July 1, 2019.
Under the Paperwork Reduction Act (PRA), comments on the information
collection provisions are best assured of consideration if the Office
of Management and Budget (OMB) receives a copy of your comments on or
before June 17, 2019.
Public Hearing. If anyone contacts us requesting a public hearing
on or before May 22, 2019, we will hold a hearing. Additional
information about the hearing, if requested, will be published in a
subsequent Federal Register document and posted at https://www.epa.gov/stationary-sources-air-pollution/boat-manufacturing-national-emission-standards-hazardous-air for the Boat Manufacturing NESHAP, and https://www.epa.gov/stationary-sources-air-pollution/reinforced-plastic-composites-production-national-emission for the Reinforced Plastic
Composites Production NESHAP. See SUPPLEMENTARY INFORMATION for
information on requesting and registering for a public hearing.
ADDRESSES:
Comments. Submit your comments, identified by Docket ID No. EPA-HQ-
OAR-2016-0447 for the Boat Manufacturing NESHAP and Docket ID No. EPA-
HQ-OAR-2016-0449 for the Reinforced Plastic Composites Production
NESHAP, at https://www.regulations.gov. Follow the online instructions
for submitting comments. Once submitted, comments cannot be edited or
removed from Regulations.gov. See SUPPLEMENTARY INFORMATION for detail
about how the EPA treats submitted comments. Regulations.gov is our
preferred method of receiving comments. However, the following other
submission methods are also accepted:
Email: [email protected]. Include Docket ID No. EPA-
HQ-OAR-2016-0447 for the Boat Manufacturing NESHAP or Docket ID No.
EPA-HQ-OAR-2016-0449 for the Reinforced Plastic Composites Production
NESHAP in the subject line of the message.
Fax: (202) 566-9744. Attention Docket ID No. EPA-HQ-OAR-
2016-0447 for the Boat Manufacturing NESHAP or Docket ID No. EPA-HQ-
OAR-2016-0449 for the Reinforced Plastic Composites Production NESHAP.
Mail: To ship or send mail via the United States Postal
Service, use the following address: U.S. Environmental Protection
Agency, EPA Docket Center, Docket ID No. EPA-HQ-OAR-2016-0447 for the
Boat Manufacturing NESHAP or Docket ID No. EPA-HQ-OAR-2016-0449 for the
Reinforced Plastic Composites Production NESHAP, Mail Code 28221T, 1200
Pennsylvania Avenue NW, Washington, DC 20460.
Hand/Courier Delivery: Use the following Docket Center
address if you are using express mail, commercial delivery, hand
delivery, or courier: EPA Docket Center, EPA WJC West Building, Room
3334, 1301 Constitution Avenue NW, Washington, DC 20004. Delivery
verification signatures will be available only during regular business
hours.
FOR FURTHER INFORMATION CONTACT: For questions about this proposed
action, contact Mr. Brian Storey, Sector Policies and Programs Division
(D243-04), Office of Air Quality Planning and Standards, U.S.
Environmental Protection Agency, Research Triangle Park, North Carolina
27711; telephone number: (919) 541-1103; fax number: (919) 541-4991;
and email address: [email protected]. For specific information
regarding the risk modeling methodology, contact Mr. James Hirtz,
Health and Environmental Impacts Division (C539-02), Office of Air
Quality Planning and Standards, U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711; telephone number: (919)
541-0881; fax number: (919) 541-0840; and email address:
[email protected]. For information about the applicability of the
Boat Manufacturing NESHAP or Reinforced Plastic Composites Production
NESHAP to a particular entity, contact Mr. John Cox, Office of
Enforcement and Compliance Assurance, U.S. Environmental Protection
Agency, EPA WJC South Building (Mail Code 2221A), 1200 Pennsylvania
Avenue NW, Washington DC 20460; telephone number: (202) 564-1395; and
email address: [email protected].
SUPPLEMENTARY INFORMATION:
Public hearing. Please contact Ms. Nancy Perry at (919) 541-5628 or
by email at [email protected] to request a public hearing, to
register to speak at the public hearing, or to inquire as to whether a
public hearing will be held.
Docket. The EPA has established a docket for this rulemaking under
Docket ID No. EPA-HQ-OAR-2016-0447 for the Boat Manufacturing NESHAP or
Docket ID No. EPA-HQ-OAR-2016-0449 for the Reinforced Plastic
Composites Production NESHAP. All documents in the docket are listed in
Regulations.gov. Although listed, some information is not publicly
available, e.g., Confidential Business Information (CBI) or other
information whose disclosure is restricted by statute. Certain other
material, such as copyrighted material, is not placed on the internet
and will be publicly available only in hard copy. Publicly available
docket materials are available either electronically in Regulations.gov
or in hard copy at the EPA Docket Center, Room 3334, EPA WJC West
Building, 1301 Constitution Avenue NW, Washington, DC. The Public
Reading Room is open from 8:30 a.m. to 4:30 p.m., Monday through
Friday, excluding legal holidays. The telephone number for the Public
Reading Room is (202) 566-1744, and the telephone number for the EPA
Docket Center is (202) 566-1742.
Instructions. Direct your comments to Docket ID No. EPA-HQ-OAR-
2016-0447 for the Boat Manufacturing NESHAP or Docket ID No. EPA-HQ-
[[Page 22643]]
OAR-2016-0449 for the Reinforced Plastic Composites Production NESHAP.
The EPA's policy is that all comments received will be included in the
public docket without change and may be made available online at
https://www.regulations.gov, including any personal information
provided, unless the comment includes information claimed to be CBI or
other information whose disclosure is restricted by statute. Do not
submit information that you consider to be CBI or otherwise protected
through https://www.regulations.gov or email. This type of information
should be submitted by mail as discussed below.
The EPA may publish any comment received to its public docket.
Multimedia submissions (audio, video, etc.) must be accompanied by a
written comment. The written comment is considered the official comment
and should include discussion of all points you wish to make. The EPA
will generally not consider comments or comment contents located
outside of the primary submission (i.e., on the Web, cloud, or other
file sharing system). For additional submission methods, the full EPA
public comment policy, information about CBI or multimedia submissions,
and general guidance on making effective comments, please visit https://www2.epa.gov/dockets/commenting-epa-dockets.
The https://www.regulations.gov website allows you to submit your
comment anonymously, which means the EPA will not know your identity or
contact information unless you provide it in the body of your comment.
If you send an email comment directly to the EPA without going through
https://www.regulations.gov, your email address will be automatically
captured and included as part of the comment that is placed in the
public docket and made available on the internet. If you submit an
electronic comment, the EPA recommends that you include your name and
other contact information in the body of your comment and with any
digital storage media you submit. If the EPA cannot read your comment
due to technical difficulties and cannot contact you for clarification,
the EPA may not be able to consider your comment. Electronic files
should not include special characters or any form of encryption and be
free of any defects or viruses. For additional information about the
EPA's public docket, visit the EPA Docket Center homepage at https://www.epa.gov/dockets.
Submitting CBI. Do not submit information containing CBI to the EPA
through https://www.regulations.gov or email. Clearly mark the part or
all of the information that you claim to be CBI. For CBI information on
any digital storage media that you mail to the EPA, mark the outside of
the digital storage media as CBI and then identify electronically
within the digital storage media the specific information that is
claimed as CBI. In addition to one complete version of the comments
that includes information claimed as CBI, you must submit a copy of the
comments that does not contain the information claimed as CBI directly
to the public docket through the procedures outlined in Instructions
above. If you submit any digital storage media that does not contain
CBI, mark the outside of the digital storage media clearly that it does
not contain CBI. Information not marked as CBI will be included in the
public docket and the EPA's electronic public docket without prior
notice. Information marked as CBI will not be disclosed except in
accordance with procedures set forth in 40 Code of Federal Regulations
(CFR) part 2. Send or deliver information identified as CBI only to the
following address: OAQPS Document Control Officer (C404-02), OAQPS,
U.S. Environmental Protection Agency, Research Triangle Park, North
Carolina 27711, Attention Docket ID No. EPA-HQ-OAR-2016-0447 for the
Boat Manufacturing NESHAP or Docket ID No. EPA-HQ-OAR-2016-0449 for the
Reinforced Plastic Composites Production NESHAP.
Preamble Acronyms and Abbreviations. We use multiple acronyms and
terms in this preamble. While this list may not be exhaustive, to ease
the reading of this preamble and for reference purposes, the EPA
defines the following terms and acronyms here:
AEGL acute exposure guideline level
AERMOD air dispersion model used by the HEM-3 model
ATSDR Agency for Toxic Substances and Disease Registry
BMC bulk molding compound
CAA Clean Air Act
CalEPA California EPA
CBI Confidential Business Information
CEDRI compliance and emissions data reporting interface
CFR Code of Federal Regulations
EPA Environmental Protection Agency
ERPG Emergency Response Planning Guideline
ERT electronic reporting tool
GACT generally available control technologies
HAP hazardous air pollutant(s)
HCl hydrochloric acid
HEM-3 Human Exposure Model, Version 1.1.0
HF hydrogen fluoride
HI hazard index
HQ hazard quotient
ICR information collection request
IRIS Integrated Risk Information System km kilometer
MACT maximum achievable control technology
MDI 4,4'-diphenylmethane diisocyanate
mg/m\3\ milligrams per cubic meter
MIR maximum individual risk
MMA methyl methacrylate
NAAQS National Ambient Air Quality Standards
NAICS North American Industry Classification System
NEI national emissions inventory
NESHAP national emission standards for hazardous air pollutants
NSR new source review
NTTAA National Technology Transfer and Advancement Act
OAQPS Office of Air Quality Planning and Standards
OMB Office of Management and Budget
PB-HAP hazardous air pollutants known to be persistent and bio-
accumulative in the environment
POM polycyclic organic matter
ppm parts per million
PRA Paperwork Reduction Act
RBLC Reasonably Available Control Technology, Best Available Control
Technology, and Lowest Achievable Emission Rate (RACT/BACT/LAER)
Clearinghouse
REL reference exposure level
RFA Regulatory Flexibility Act
RfC reference concentration
RTR residual risk and technology review
SAB Science Advisory Board
SMC sheet molding compound
SSM startup, shutdown, and malfunction
TOSHI target organ-specific hazard index
tpy tons per year
TRIM.FaTE Total Risk Integrated Methodology. Fate, Transport, and
Ecological Exposure model
UF uncertainty factor
[micro]g/m\3\ microgram per cubic meter
UMRA Unfunded Mandates Reform Act
URE unit risk estimate
Organization of this Document. The information in this preamble is
organized as follows:
I. General Information
A. Does this action apply to me?
B. Where can I get a copy of this document and other related
information?
II. Background
A. What is the statutory authority for this action?
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
C. What data collection activities were conducted to support
this action?
D. What other relevant background information and data are
available?
III. Analytical Procedures and Decision Making
A. How do we consider risk in our decision-making?
B. How do we perform the technology review?
C. How do we estimate post-MACT risk posed by the source
category?
IV. Analytical Results and Proposed Decisions
[[Page 22644]]
A. What are the results of the risk assessment and analyses for
the Boat Manufacturing source category?
B. What are our proposed decisions regarding risk acceptability,
ample margin of safety, and adverse environmental effect for the
Boat Manufacturing source category?
C. What are the results and proposed decisions based on our
technology review for the Boat Manufacturing source category?
D. What other actions are we proposing for the Boat
Manufacturing source category?
E. What compliance dates are we proposing for the Boat
Manufacturing source category?
F. What are the results of the risk assessment and analyses for
the Reinforced Plastic Composites Production source category?
G. What are our proposed decisions regarding risk acceptability,
ample margin of safety, and adverse environmental effect for the
Reinforced Plastic Composites Production source category?
H. What are the results and proposed decisions based on our
technology review for the Reinforced Plastic Composites Production
source category?
I. What other actions are we proposing for the Reinforced
Plastic Composites Production source category?
J. What compliance dates are we proposing for the Reinforced
Plastic Composites Production source category?
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
B. What are the air quality impacts?
C. What are the cost impacts?
D. What are the economic impacts?
E. What are the benefits?
VI. Request for Comments
VII. Submitting Data Corrections
VIII. Statutory and Executive Order Reviews
A. Executive Order 12866: Regulatory Planning and Review and
Executive Order 13563: Improving Regulation and Regulatory Review
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
C. Paperwork Reduction Act (PRA)
D. Regulatory Flexibility Act (RFA)
E. Unfunded Mandates Reform Act (UMRA)
F. Executive Order 13132: Federalism
G. Executive Order 13175: Consultation and Coordination With
Indian Tribal Governments
H. Executive Order 13045: Protection of Children From
Environmental Health Risks and Safety Risks
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
J. National Technology Transfer and Advancement Act (NTTAA)
K. Executive Order 12898: Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations
I. General Information
A. Does this action apply to me?
Table 1 of this preamble lists the NESHAP and associated regulated
industrial source categories that are the subject of this proposal.
Table 1 is not intended to be exhaustive, but rather provides a guide
for readers regarding the entities that this proposed action is likely
to affect. The proposed standards, once promulgated, will be directly
applicable to the affected sources. Federal, state, local, and tribal
government entities would not be affected by this proposed action.
Table 1--NESHAP and Industrial Source Categories Affected by This
Proposed Action
------------------------------------------------------------------------
NESHAP and source category NAICS code \1\ Regulated entities
------------------------------------------------------------------------
Boat Manufacturing.......... 336612.............. Boat manufacturing
facilities that
perform fiberglass
production
operations or
aluminum coating
operations.
Reinforced Plastic 326113, 326121, Reinforced plastic
Composites Production. 326122, 326130, composites
326140, 326191, production
327110, 327991, facilities that
332321, 332420, manufacture
333132, 333415, intermediate, and/
333611, 333924, or final products
334310, 335311, using styrene
335313, 335932, containing
336111, 336211, thermoset resins
336213, 336214, and gel coats.
336320, 336413,
336510, 337110,
337125, 337127,
337215, 339920,
339991.
------------------------------------------------------------------------
\1\ North American Industry Classification System.
B. Where can I get a copy of this document and other related
information?
In addition to being available in the docket, an electronic copy of
this action is available on the internet. Following signature by the
EPA Administrator, the EPA will post a copy of this proposed action at
https://www.epa.gov/stationary-sources-air-pollution/boat-manufacturing-national-emission-standards-hazardous-air for the Boat
Manufacturing NESHAP, and https://www.epa.gov/stationary-sources-air-pollution/reinforced-plastic-composites-production-national-emission
for the Reinforced Plastic Composites Production NESHAP. Following
publication in the Federal Register, the EPA will post the Federal
Register version of the proposal and key technical documents at this
same website. Information on the overall RTR program is available at
https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
A redline version of the regulatory language that incorporates the
proposed changes in this action is available in the docket for this
action (Docket ID No. EPA-HQ-OAR-2016-0447 for the Boat Manufacturing
NESHAP or Docket ID No. EPA-HQ-OAR-2016-0449 for the Reinforced Plastic
Composites Production NESHAP).
II. Background
A. What is the statutory authority for this action?
The statutory authority for this action is provided by sections 112
and 301 of the CAA, as amended (42 U.S.C. 7401 et seq.). Section 112 of
the CAA establishes a two-stage regulatory process to develop standards
for emissions of hazardous air pollutants (HAP) from stationary
sources. Generally, the first stage involves establishing technology-
based standards and the second stage involves evaluating those
standards that are based on maximum achievable control technology
(MACT) to determine whether additional standards are needed to address
any remaining risk associated with HAP emissions. This second stage is
commonly referred to as the ``residual risk review.'' In addition to
the residual risk review, the CAA also requires the EPA to review
standards set under CAA section 112 every 8 years to determine if there
are ``developments in practices, processes, or control technologies''
that may be appropriate to incorporate into the standards. This review
is commonly referred to as the ``technology review.'' When the two
reviews are combined into a single rulemaking, it is commonly referred
to as the ``risk and technology review.''
[[Page 22645]]
The discussion that follows identifies the most relevant statutory
sections and briefly explains the contours of the methodology used to
implement these statutory requirements. A more comprehensive discussion
appears in the document titled CAA Section 112 Risk and Technology
Reviews: Statutory Authority and Methodology in the docket for this
rulemaking.
In the first stage of the CAA section 112 standard setting process,
the EPA promulgates technology-based standards under CAA section 112(d)
for categories of sources identified as emitting one or more of the HAP
listed in CAA section 112(b). Sources of HAP emissions are either major
sources or area sources, and CAA section 112 establishes different
requirements for major source standards and area source standards.
``Major sources'' are those that emit or have the potential to emit 10
tons per year (tpy) or more of a single HAP or 25 tpy or more of any
combination of HAP. All other sources are ``area sources.'' For major
sources, CAA section 112(d)(2) provides that the technology-based
NESHAP must reflect the maximum degree of emission reductions of HAP
achievable (after considering cost, energy requirements, and non-air
quality health and environmental impacts). These standards are commonly
referred to as MACT standards. CAA section 112(d)(3) also establishes a
minimum control level for MACT standards, known as the MACT ``floor.''
The EPA must also consider control options that are more stringent than
the floor. Standards more stringent than the floor are commonly
referred to as beyond-the-floor standards. In certain instances, as
provided in CAA section 112(h), the EPA may set work practice standards
where it is not feasible to prescribe or enforce a numerical emission
standard. For area sources, CAA section 112(d)(5) gives the EPA
discretion to set standards based on generally available control
technologies or management practices (GACT standards) in lieu of MACT
standards.
The second stage in standard-setting focuses on identifying and
addressing any remaining (i.e., ``residual'') risk according to CAA
section 112(f). For source categories subject to MACT standards,
section 112(f)(2) of the CAA requires the EPA to determine whether
promulgation of additional standards is needed to provide an ample
margin of safety to protect public health or to prevent an adverse
environmental effect. Section 112(d)(5) of the CAA provides that this
residual risk review is not required for categories of area sources
subject to GACT standards. Section 112(f)(2)(B) of the CAA further
expressly preserves the EPA's use of the two-step approach for
developing standards to address any residual risk and the Agency's
interpretation of ``ample margin of safety'' developed in the National
Emissions Standards for Hazardous Air Pollutants: Benzene Emissions
from Maleic Anhydride Plants, Ethylbenzene/Styrene Plants, Benzene
Storage Vessels, Benzene Equipment Leaks, and Coke By-Product Recovery
Plants (Benzene NESHAP) (54 FR 38044, September 14, 1989). The EPA
notified Congress in the Risk Report that the Agency intended to use
the Benzene NESHAP approach in making CAA section 112(f) residual risk
determinations (EPA-453/R-99-001, p. ES-11). The EPA subsequently
adopted this approach in its residual risk determinations and the
United States Court of Appeals for the District of Columbia Circuit
(the Court) upheld the EPA's interpretation that CAA section 112(f)(2)
incorporates the approach established in the Benzene NESHAP. See NRDC
v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008).
The approach incorporated into the CAA and used by the EPA to
evaluate residual risk and to develop standards under CAA section
112(f)(2) is a two-step approach. In the first step, the EPA determines
whether risks are acceptable. This determination ``considers all health
information, including risk estimation uncertainty, and includes a
presumptive limit on maximum individual lifetime [cancer] risk (MIR)
\1\ of approximately 1 in 10 thousand.'' 54 FR 38045, September 14,
1989. If risks are unacceptable, the EPA must determine the emissions
standards necessary to reduce risk to an acceptable level without
considering costs. In the second step of the approach, the EPA
considers whether the emissions standards provide an ample margin of
safety to protect public health ``in consideration of all health
information, including the number of persons at risk levels higher than
approximately 1 in 1 million, as well as other relevant factors,
including costs and economic impacts, technological feasibility, and
other factors relevant to each particular decision.'' Id. The EPA must
promulgate emission standards necessary to provide an ample margin of
safety to protect public health. After conducting the ample margin of
safety analysis, we consider whether a more stringent standard is
necessary to prevent, taking into consideration costs, energy, safety,
and other relevant factors, an adverse environmental effect.
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\1\ Although defined as ``maximum individual risk,'' MIR refers
only to cancer risk. MIR, one metric for assessing cancer risk, is
the estimated risk if an individual were exposed to the maximum
level of a pollutant for a lifetime.
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CAA section 112(d)(6) separately requires the EPA to review
standards promulgated under CAA section 112 and revise them ``as
necessary (taking into account developments in practices, processes,
and control technologies)'' no less often than every 8 years. In
conducting this review, which we call the ``technology review,'' the
EPA is not required to recalculate the MACT floor. Natural Resources
Defense Council (NRDC) v. EPA, 529 F.3d 1077, 1084 (D.C. Cir. 2008).
Association of Battery Recyclers, Inc. v. EPA, 716 F.3d 667 (D.C. Cir.
2013). The EPA may consider cost in deciding whether to revise the
standards pursuant to CAA section 112(d)(6).
B. What is this source category and how does the current NESHAP
regulate its HAP emissions?
1. What is the Boat Manufacturing source category and how does the
current NESHAP regulate its HAP emissions?
The Boat Manufacturing NESHAP was promulgated on August 22, 2001
(66 FR 44218), and codified at 40 CFR part 63, subpart VVVV. As
promulgated, the Boat Manufacturing NESHAP applies to fiberglass and
aluminum boat manufacturing operations located at facilities considered
to be major sources of HAP emissions. The HAP emissions from these boat
manufacturing operations and processes are fugitive emissions. Fugitive
emissions result from HAP evaporating from the resins, gel coats,
solvents, adhesives, and surface coatings used in manufacturing
processes. The following is a brief description of these processes and
operations found at boat manufacturing facilities: Fiberglass boat
manufacturing operations; fabric and carpet adhesive operations; and
aluminum boat surface coating operations.
Fiberglass boat manufacturing operations. Fiberglass boat
manufacturing involves using glass fiber reinforcements laid in a mold
and saturating the fiberglass with resin. The resin hardens to form a
rigid plastic part reinforced with fiberglass. Manufacturing processes
are generally considered either ``open molding'' or ``closed molding.''
In open molding, the outer parts of the boat are built by first
spraying a mold with a layer of gel coat, which is a pigmented
polyester resin that hardens and becomes the smooth outside surface of
the part. The inside of the hardened gel coat layer is coated
[[Page 22646]]
with chopped glass fibers and polyester or vinylester resin. Additional
layers of fiberglass cloth or chopped glass fibers saturated with resin
are added until the part is the final thickness. The same basic process
is used to build or repair molds with tooling gel coat and tooling
resin.
Closed molding processes include resin infusion molding and resin
transfer molding. These processes are typically used to produce smaller
boat parts and involve packing a mold cavity with fiberglass
reinforcement and infusing the fiber with resin either under pressure,
where the resin is ``pushed'' into the mold cavity, or under vacuum,
where the air of the mold cavity is removed and replaced by resin. In
either process, the mold is sealed, to effectively transfer the resin
into the mold cavity and to control the saturation of the fiber
reinforcement.
The resins that are used in fiberglass boat manufacturing contain
styrene as a solvent and a cross-linking agent. Gel coats contain
styrene and methyl methacrylate (MMA) which provides resistance to
degradation of the gel coat by ultraviolet light. Styrene and MMA are
HAP, and, in an open mold process, a fraction evaporates during resin
and gel coat application and curing. Resins and gel coats containing
styrene and MMA are also used to make the molds used in the
manufacturing process. Mixing is done to resins or gel coats to mix the
resins and gel coats with promoters, fillers, or other additives before
being applied to the mold. Some HAP from the resins and gel coats are
emitted during the mixing process. Resin and gel coat application
equipment requires solvent cleaning to remove uncured resin or gel coat
when not in use. The resin or gel coat can catalyze in the hoses or gun
if not flushed with a solvent after each use.
For some types of boats, the void spaces between the walls of the
boat are filled with a foam to provide additional buoyancy to the boat,
once constructed. The foam is formed by pouring a two-part foam product
into the void space. The two-part product consists of resin, where the
HAP is predominantly styrene and 4,4'-diphenylmethane diisocyanate
(MDI), another HAP in the process. The MDI component of the foam is a
reactant that reacts with the resin, when combined, to form the
hardened polyurethane foam.
Fabric and carpet adhesive operations. The interiors of many types
of fiberglass boats and aluminum boats are covered with carpeting or
fabric to improve the appearance, provide traction, or deaden sound.
The material is bonded to the interior with contact adhesives. The
adhesives can include HAP such as methylene chloride, toluene, xylenes,
and methyl chloroform.
Aluminum boat surface coatings. Aluminum boat hull topsides and
decks are painted with coatings applied with spray guns. These coatings
may be high-gloss polyurethane coatings or low-gloss single-part
coatings. These surface coatings often contain HAP solvents, such as
toluene, xylenes, and isocyanates. The HAP-containing solvents are also
used to clean surfaces before finishing (wipe-down solvents) and for
cleaning paint and coating spray guns.
The Boat Manufacturing NESHAP regulates organic HAP from sources
that manufacture non-commercial and non-military aluminum boats or all
types of fiberglass boats. Coating operations on vessels used for
commercial and military purposes are covered by the Shipbuilding and
Repair NESHAP (40 CFR part 63, subpart II). The Boat Manufacturing
NESHAP applies to the following operations: All open molding
operations, including pigmented gel coat, clear gel coat, production
resin, tooling resin, and tooling gel coat, and all closed molding
resin operations. The NESHAP regulates HAP emissions by setting a HAP
content limit for the resins and gel coats used at each regulated open
molding resin and gel coat operation. For each regulated open molding
resin operation, the NESHAP establishes separate HAP content limits for
atomized and non-atomized resin application methods. For closed molding
operations, no limits apply to the resin application operation if it
meets the specific definition of closed molding provided in the NESHAP.
If a molding operation does not meet the definition of closed molding
that is provided in the NESHAP, then it must comply with the applicable
emission limits for open molding. Other operations are subject to
either work practice requirements or HAP content limits, including the
following:
All resin and gel coat application equipment cleaning;
All resin and gel coat mixing operations; and
All carpet and fabric adhesive operations.
Resin and gel coat mixing containers with a capacity of 208 liters
(55 gallons) or more must be covered with tightly fitted lids. Routine
resin and gel coat equipment cleaning operations must use solvents
containing no more than 5-percent organic HAP, but solvents used to
remove cured resin or gel coat from equipment are exempt from the HAP
content limits. However, the containers used to hold the exempt solvent
and to clean equipment being used with cured resin and gel coat must be
covered, and there is an annual limit on the amount of exempt solvent
that can be used. Lastly, the NESHAP includes HAP limits for carpet and
fabric adhesives operations, limiting use to those adhesives that
contain no more than 5-percent organic HAP by weight.
The Boat Manufacturing NESHAP applies to aluminum recreational boat
manufacturing facilities performing the following operations:
All aluminum recreational boat surface coating and
associated spray gun cleaning and wipe-down solvent operations; and
All carpet and fabric adhesive operations.
The NESHAP includes the following requirements for aluminum
recreational boat manufacturing:
Aluminum wipe-down solvents are limited to no more than
0.33 kilograms of organic HAP per liter of total coating solids applied
(2.75 pounds per gallon) from aluminum primers, clear coats, and top
coats combined (no limit applies when cleaning surfaces are receiving
decals or adhesive graphics).
Aluminum recreational boat surface coatings (including
thinners, activators, primers, topcoats, and clear coats) are limited
to no more than 1.22 kilograms of organic HAP per liter of total
coating solids applied (10.18 pounds per gallon) from aluminum primers,
clear coats, and top coats combined.
Combined aluminum surface coatings and aluminum wipe-down
solvents are limited to no more than 1.55 kilograms of organic HAP per
liter of total coating solids applied (12.9 pounds per gallon) from
aluminum primers, clear coats, and top coats combined.
In addition, aluminum recreational boat manufacturing facilities
must meet work practice standards to ensure that spray guns are cleaned
and the cleaning solvent is stored in an enclosed device, and that the
enclosure remains closed when not in use.
The applicability of Boat Manufacturing NESHAP requirements is
described in greater detail in the 2001 rule (66 FR 44218) and 40 CFR
part 63, subpart VVVV.
2. What is the Reinforced Plastic Composites Production source category
and how does the current NESHAP regulate its HAP emissions?
The Reinforced Plastic Composites Production NESHAP was originally
promulgated on April 21, 2003 (68 FR 19375) and was amended on August
25, 2005 (70 FR 50118). The requirements
[[Page 22647]]
are codified at 40 CFR part 63, subpart WWWW. The Reinforced Plastic
Composites Production source category includes the manufacturing of
reinforced and non-reinforced plastic composite products and the
production of plastic molding compounds used in the production of
plastic composite products. As with boat manufacturing, reinforced
plastic composite products are manufactured using resins containing
styrene. Some processes use gel coats containing styrene and MMA.
Operations also include mixing, tooling, and equipment cleaning. Many
of the reinforced plastic composites products are manufactured using an
open molding process similar to the boat manufacturing industry. As
with boat manufacturing, the air emissions resulting from an open mold
manufacturing process are fugitive in nature. Additionally, however,
the reinforced plastic composites production processes can include
pultrusion, sheet molding compound (SMC) and bulk molding compound
(BMC) manufacturing, filament winding, casting, and other processes.
The following paragraphs provide a brief description of some of the
various processes utilized in the Reinforced Plastic Composites
Production source category.
Open Mold Process. The use of open molds is similar to the boat
manufacturing operations, where the mold is sprayed with a layer of gel
coat, or chopped glass fibers and polyester or vinylester resin.
Additional layers of fiberglass and resin are added until the
manufactured part is the final thickness. In addition, woven roving or
mats can also be used instead of chopped fiber, in which case a spray
gun would apply resin to saturate the fiberglass mat. Once the material
has been applied to the mold, brushes or rollers are used to remove any
entrapped air and to assure that the laminate is thoroughly ``wet.''
Pultrusion. Pultrusion is a continuous manufacturing process that
produces parts with constant cross-sectional shapes. In a pultrusion
operation, the composite is pulled through an extrusion-type die by a
gripper/puller system. Reinforcing fibers are pulled through a resin
bath where all materials are thoroughly impregnated with liquid resin.
The wet fibrous laminate is formed to the desired geometric shape in a
pre-forming section and pulled into the heated steel die. As an
alternative to using a resin bath, resin can be injected into the pre-
forming section (resin injection) or directly into the forming die (die
injection). In the die, the resin cure is initiated by elevated
temperatures. The laminate solidifies in the exact shape of the die
cavity as it is being continuously pulled by the pultrusion machine.
The cured product can then be cut to desired lengths.
Compression Molding. Compression molding operations involve
compressing the composite material under hydraulic pressure in matched
metal dies and holding the configured, condensed material in the
desired shape until the resin system has cured. The composite materials
used in the compression molding process include SMC and BMC. SMC
manufacturing includes an integrated composite material which contains
all reinforcement, resin, fillers, chemical thickeners, catalyst, mold
release agents, and other ingredients in an easily handled sheet. BMC
manufacturing includes preparing a putty-like molding compound, which
contains resins, catalysts, fillers, and reinforcements in a ``ready-
to-mold'' form. The production output in compression molding is
relatively high because the molding compounds cure rapidly in the
heated mold. The materials generally yield a good finish without
application of gel coat. Both surfaces of the molded product will be as
smooth as the mold surface.
Filament Winding. Filament winding is a composite production
process for manufacturing products that are surfaces of revolution. In
this process, fibers are impregnated with resin in a resin bath and
wrapped around a rotating mold surface following a machine controlled
geometric pattern. The product is then cured in an oven or at room
temperature. All types of reinforcing fibers can be utilized in
filament winding, but continuous glass fiber is most commonly used due
to its high specific strength and relative low cost. Different winding
patterns can be applied alone or in combination to achieve the desired
strength and shape characteristics.
Polymer Casting. In the polymer casting process, polymers, fillers,
and additives are combined by pouring or dispensing these materials
into open or partially open molds and allowing the materials to cure.
Fiberglass reinforcement is generally not used in cast polymer
products. In the polymer casting process, the resin matrix is catalyzed
and cast onto the mold which is usually vibrated to allow air bubbles
to escape. Following vibration, the product enters an exothermic stage
in which the matrix's chemical reaction generates heat that causes the
product to cure. In some cases, an oven is used to accelerate cure.
Centrifugal Casting. In centrifugal casting, resin and fiber
reinforcements (if needed) are deposited against the inside surface of
a rotating mold. A resin applicator which is often located in the
center of the rotating mold supplies the resin to the inside of the
cast. Centrifugal force holds the material in place while the part is
cured. The outside surface of the part, which is cured against the
inside surface of the mold, represents the finished surface. The
interior surface of the centrifugally cast part can be improved by
adding an additional coat of pure resin.
The Reinforced Plastic Composites Production NESHAP applies to
owners/operators of reinforced plastic composites production facilities
located at major sources of HAP emissions. Applicable production is
limited to operations in which reinforced and/or nonreinforced plastic
composites or plastic molding compounds are manufactured using
thermoset resins and/or gel coats that contain styrene to produce
plastic composites. Applicable operations also include cleaning,
mixing, HAP-containing materials storage, and repair operations
associated with the production of plastic composites. The Reinforced
Plastic Composites Production NESHAP does not apply to those facilities
who only repair reinforced plastic composites products. These repairs
include the non-routine manufacturing of individual components or parts
intended to repair a larger item. Additionally, the Reinforced Plastic
Composites Production NESHAP does not apply to research and development
facilities, as defined in section 112(c)(7) of the CAA. Lastly, the
Reinforced Plastic Composites Production NESHAP is limited to those
facilities that use greater than 1.2 tpy of thermoset resins and gel
coats (combined) that contain styrene. Facilities are required to
incorporate pollution-prevention techniques in their production
processes. These techniques include the following:
Using raw materials containing low amounts of air toxics;
Non-atomized resin application; and
Covering open resin baths and tanks.
In general, the Reinforced Plastic Composites Production NESHAP
requirements apply to three groups of operations, which include the
following:
Sources required to reduce HAP emissions by 95 percent;
Sources required to comply with work practice standards;
and
Sources required to comply with emission limits.
[[Page 22648]]
The applicability of these requirements is described in greater detail
in the 2003 rule (68 FR 19375), and 40 CFR part 63, subpart WWWW.
C. What data collection activities were conducted to support this
action?
For the residual risk assessment, the EPA sent out an information
collection request (ICR) to nine parent companies subject to the Boat
Manufacturing NESHAP, requesting information regarding the boat
manufacturing process and the associated air emissions. The information
requested included description of HAP-emitting processes, information
on the HAP-containing materials used, estimates of emissions, and
descriptions of control technologies, if present. After receiving
information, as requested, from the boat manufacturing facilities
surveyed, the EPA compiled the data with the intent to use the
information as a reference to develop the risk assessment modeling
file. The ICR information provided supplemental information regarding
processes, the sources of HAP emissions, material usages, and stack
information. No ICR was sent to sources in the Reinforced Plastic
Composites Production source category.
For both the Boat Manufacturing NESHAP RTR and the Reinforced
Plastic Composites Production NESHAP RTR, the EPA used data from the
2014 National Emissions Inventory (NEI). The NEI is a database that
contains information about sources that emit criteria air pollutants,
their precursors, and HAP. The database includes estimates of annual
air pollutant emissions from point, nonpoint, and mobile sources in the
50 states, the District of Columbia, Puerto Rico, and the Virgin
Islands. The EPA collects this information and releases an updated
version of the NEI database every 3 years. The NEI includes data
necessary for conducting risk modeling, including annual HAP emissions
estimates from individual emission points at facilities and the related
emissions release parameters. The EPA used NEI emissions and supporting
data as the primary data to develop the model input files for the
residual risk assessments for the Boat Manufacturing and Reinforced
Plastic Composites Production source categories. Additional information
on the development of the modeling file for each source category can be
found in Appendix 1 to the Residual Risk Assessment for the Boat
Manufacturing Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule (Docket ID No. EPA-HQ-OAR-2016-0447)
and Appendix 1 to the Residual Risk Assessment for the reinforced
Plastic Composites Production Source Category in Support of the 2018
Risk and Technology Review Proposed Rule (Docket ID No. EPA-HQ-OAR-
2016-0449).
For both the risk modeling and technology review portion of these
RTRs, the EPA visited one boat manufacturing facility and six
reinforced plastic composites production facilities. During the visits,
the EPA discussed process operations, compliance with the existing
NESHAP, description of the emission points, process controls,
unregulated emissions, and other aspects of facility operations. We
used the information provided by the facilities to understand the
various operations, and in our evaluation of existing controls and new
developments in practices, processes, and control technologies for both
source categories. The site visit reports are included as attachments
to the memorandum, Technology Review for Boat Manufacturing and
Reinforced Plastic Composites Production Source Category, in the docket
for each source category (Docket ID No. EPA-HQ-OAR-2016-0447 for the
Boat Manufacturing NESHAP and Docket ID No. EPA-HQ-OAR-2016-0449 for
the Reinforced Plastic Composites Production NESHAP).
For both the risk modeling and technology review, the EPA also
gathered data from facility construction and operating permits
regarding emission points, air pollution control devices, and process
operations. We collected permits and supporting documentation from
state permitting authorities through state-maintained online databases.
The facility permits were also used to confirm that the facilities were
major sources of HAP and were subject to the NESHAP that are the
subject of these risk assessments. In certain cases, we contacted
facility owners or operators to confirm and clarify the sources of
emissions that were reported in the NEI.
D. What other relevant background information and data are available?
For the technology review portion of these RTRs, we collected
information from the Reasonably Available Control Technology, Best
Available Control Technology, and Lowest Achievable Emission Rate
Clearinghouse (RBLC). This is a database that contains case-specific
information on air pollution technologies that have been required to
reduce the emissions of air pollutants from stationary sources. Under
the EPA's New Source Review (NSR) program, if a facility is planning
new construction or a modification that will increase the air emissions
above certain defined thresholds, an NSR permit must be obtained. The
RBLC promotes the sharing of information among permitting agencies and
aids in case-by-case determinations for NSR permits. We examined
information contained in the RBLC to determine what technologies are
currently used for these source categories to reduce air emissions.
Additional information about these data collection activities for
the technology reviews is contained in the technology review memorandum
titled Technology Review for Boat Manufacturing and Reinforced Plastic
Composites Production Source Category (Docket ID No. EPA-HQ-OAR-2016-
0447 for the Boat Manufacturing NESHAP and Docket ID No. EPA-HQ-OAR-
2016-0449 for the Reinforced Plastic Composites Production NESHAP).
III. Analytical Procedures and Decision-Making
In this section, we describe the analyses performed to support the
proposed decisions for the RTR and other issues addressed in this
proposal.
A. How do we consider risk in our decision-making?
As discussed in section II.A of this preamble and in the Benzene
NESHAP, in evaluating and developing standards under CAA section
112(f)(2), we apply a two-step approach to determine whether or not
risks are acceptable and to determine if the standards provide an ample
margin of safety to protect public health. As explained in the Benzene
NESHAP, ``the first step judgment on acceptability cannot be reduced to
any single factor'' and, thus, ``[t]he Administrator believes that the
acceptability of risk under section 112 is best judged on the basis of
a broad set of health risk measures and information.'' 54 FR 38046,
September 14, 1989. Similarly, with regard to the ample margin of
safety determination, ``the Agency again considers all of the health
risk and other health information considered in the first step. Beyond
that information, additional factors relating to the appropriate level
of control will also be considered, including cost and economic impacts
of controls, technological feasibility, uncertainties, and any other
relevant factors.'' Id.
The Benzene NESHAP approach provides flexibility regarding factors
the EPA may consider in making determinations and how the EPA may weigh
those factors for each source category. The EPA conducts a risk
assessment that provides estimates of
[[Page 22649]]
the MIR posed by the HAP emissions from each source in the source
category, the hazard index (HI) for chronic exposures to HAP with the
potential to cause noncancer health effects, and the hazard quotient
(HQ) for acute exposures to HAP with the potential to cause noncancer
health effects.\2\ The assessment also provides estimates of the
distribution of cancer risk within the exposed populations, cancer
incidence, and an evaluation of the potential for an adverse
environmental effect. The scope of the EPA's risk analysis is
consistent with the EPA's response to comments on our policy under the
Benzene NESHAP where the EPA explained that:
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\2\ The MIR is defined as the cancer risk associated with a
lifetime of exposure at the highest concentration of HAP where
people are likely to live. The HQ is the ratio of the potential
exposure to the HAP to the level at or below which no adverse
chronic noncancer effects are expected; the HI is the sum of HQs for
HAP that affect the same target organ or organ system.
[t]he policy chosen by the Administrator permits consideration of
multiple measures of health risk. Not only can the MIR figure be
considered, but also incidence, the presence of non-cancer health
effects, and the uncertainties of the risk estimates. In this way,
the effect on the most exposed individuals can be reviewed as well
as the impact on the general public. These factors can then be
weighed in each individual case. This approach complies with the
Vinyl Chloride mandate that the Administrator ascertain an
acceptable level of risk to the public by employing his expertise to
assess available data. It also complies with the Congressional
intent behind the CAA, which did not exclude the use of any
particular measure of public health risk from the EPA's
consideration with respect to CAA section 112 regulations, and
thereby implicitly permits consideration of any and all measures of
health risk which the Administrator, in his judgment, believes are
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appropriate to determining what will `protect the public health'.
See 54 FR 38057, September 14, 1989. Thus, the level of the MIR is
only one factor to be weighed in determining acceptability of risk. The
Benzene NESHAP explained that ``an MIR of approximately one in 10
thousand should ordinarily be the upper end of the range of
acceptability. As risks increase above this benchmark, they become
presumptively less acceptable under CAA section 112, and would be
weighed with the other health risk measures and information in making
an overall judgment on acceptability. Or, the Agency may find, in a
particular case, that a risk that includes an MIR less than the
presumptively acceptable level is unacceptable in the light of other
health risk factors.'' Id. at 38045. Similarly, with regard to the
ample margin of safety analysis, the EPA stated in the Benzene NESHAP
that: ``EPA believes the relative weight of the many factors that can
be considered in selecting an ample margin of safety can only be
determined for each specific source category. This occurs mainly
because technological and economic factors (along with the health-
related factors) vary from source category to source category.'' Id. at
38061. We also consider the uncertainties associated with the various
risk analyses, as discussed earlier in this preamble, in our
determinations of acceptability and ample margin of safety.
The EPA notes that it has not considered certain health information
to date in making residual risk determinations. At this time, we do not
attempt to quantify the HAP risk that may be associated with emissions
from other facilities that do not include the source categories under
review, mobile source emissions, natural source emissions, persistent
environmental pollution, or atmospheric transformation in the vicinity
of the sources in the categories.
The EPA understands the potential importance of considering an
individual's total exposure to HAP in addition to considering exposure
to HAP emissions from the source category and facility. We recognize
that such consideration may be particularly important when assessing
noncancer risk, where pollutant-specific exposure health reference
levels (e.g., reference concentrations (RfCs)) are based on the
assumption that thresholds exist for adverse health effects. For
example, the EPA recognizes that, although exposures attributable to
emissions from a source category or facility alone may not indicate the
potential for increased risk of adverse noncancer health effects in a
population, the exposures resulting from emissions from the facility in
combination with emissions from all of the other sources (e.g., other
facilities) to which an individual is exposed may be sufficient to
result in an increased risk of adverse noncancer health effects. In May
2010, the Science Advisory Board (SAB) advised the EPA ``that RTR
assessments will be most useful to decision makers and communities if
results are presented in the broader context of aggregate and
cumulative risks, including background concentrations and contributions
from other sources in the area.'' \3\
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\3\ Recommendations of the SAB Risk and Technology Review (RTR)
Panel are provided in their report, which is available at: https://
yosemite.epa.gov/sab/sabproduct.nsf/
4AB3966E263D943A8525771F00668381/$File/EPA-SAB-10-007-unsigned.pdf.
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In response to the SAB recommendations, the EPA incorporates
cumulative risk analyses into its RTR risk assessments, including those
reflected in this proposal. The Agency (1) conducts facility-wide
assessments, which include source category emission points, as well as
other emission points within the facilities; (2) combines exposures
from multiple sources in the same category that could affect the same
individuals; and (3) for some persistent and bioaccumulative
pollutants, analyzes the ingestion route of exposure. In addition, the
RTR risk assessments consider aggregate cancer risk from all
carcinogens and aggregated noncancer HQs for all noncarcinogens
affecting the same target organ or target organ system.
Although we are interested in placing source category and facility-
wide HAP risk in the context of total HAP risk from all sources
combined in the vicinity of each source, we are concerned about the
uncertainties of doing so. Estimates of total HAP risk from emission
sources other than those that we have studied in depth during this RTR
review would have significantly greater associated uncertainties than
the source category or facility-wide estimates. Such aggregate or
cumulative assessments would compound those uncertainties, making the
assessments too unreliable.
B. How do we perform the technology review?
Our technology review focuses on the identification and evaluation
of developments in practices, processes, and control technologies that
have occurred since the MACT standards were promulgated. Where we
identify such developments, we analyze their technical feasibility,
estimated costs, energy implications, and non-air environmental
impacts. We also consider the emission reductions associated with
applying each development. This analysis informs our decision of
whether it is ``necessary'' to revise the emissions standards. In
addition, we consider the appropriateness of applying controls to new
sources versus retrofitting existing sources. For this exercise, we
consider any of the following to be a ``development'':
Any add-on control technology or other equipment that was
not identified and considered during development of the original MACT
standards;
Any improvements in add-on control technology or other
equipment (that were identified and considered during development of
the original
[[Page 22650]]
MACT standards) that could result in additional emissions reduction;
Any work practice or operational procedure that was not
identified or considered during development of the original MACT
standards;
Any process change or pollution prevention alternative
that could be broadly applied to the industry and that was not
identified or considered during development of the original MACT
standards; and
Any significant changes in the cost (including cost
effectiveness) of applying controls (including controls the EPA
considered during the development of the original MACT standards).
In addition to reviewing the practices, processes, and control
technologies that were considered at the time we originally developed
the NESHAP, we review a variety of data sources in our investigation of
potential practices, processes, or controls to consider. See sections
II.C and II.D of this preamble for information on the specific data
sources that were reviewed as part of the technology review.
C. How do we estimate post-MACT risk posed by the source category?
In this section, we provide a complete description of the types of
analyses that we generally perform during the risk assessment process.
In some cases, we do not perform a specific analysis because it is not
relevant. For example, in the absence of emissions of HAP known to be
persistent and bioaccumulative in the environment (PB-HAP), we would
not perform a multipathway exposure assessment. Where we do not perform
an analysis, we state that we do not and provide the reason. While we
present all of our risk assessment methods, we only present risk
assessment results for the analyses actually conducted (see sections
IV.B and IV.G).
The EPA conducts a risk assessment that provides estimates of the
MIR for cancer posed by the HAP emissions from each source in the
source category, the HI for chronic exposures to HAP with the potential
to cause noncancer health effects, and the HQ for acute exposures to
HAP with the potential to cause noncancer health effects. The
assessment also provides estimates of the distribution of cancer risk
within the exposed populations, cancer incidence, and an evaluation of
the potential for an adverse environmental effect. The seven sections
that follow this paragraph describe how we estimated emissions and
conducted the risk assessment. The docket for the Boat Manufacturing
NESHAP rulemaking contains the following document which provides more
information on the risk assessment inputs and models: Residual Risk
Assessment for Boat Manufacturing Source Category in Support of the
2018 Risk and Technology Review Proposed Rule. The docket for the
Reinforced Plastic Composites Production NESHAP rulemaking contains the
following document which provides more information on the risk
assessment inputs and models: Residual Risk Assessment for Reinforced
Plastic Composites Production Source Category in Support of the 2018
Risk and Technology Review Proposed Rule. The methods used to assess
risk (as described in the seven primary steps below) are consistent
with those described by the EPA in the document reviewed by a panel of
the EPA's SAB in 2009; \4\ and described in the SAB review report
issued in 2010. They are also consistent with the key recommendations
contained in that report.
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\4\ U.S. EPA. Risk and Technology Review (RTR) Risk Assessment
Methodologies: For Review by the EPA's Science Advisory Board with
Case Studies--MACT I Petroleum Refining Sources and Portland Cement
Manufacturing, June 2009. EPA-452/R-09-006. https://www3.epa.gov/airtoxics/rrisk/rtrpg.html.
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1. How did we estimate actual emissions and identify the emissions
release characteristics?
The actual emissions and the emission release characteristics for
each facility in each of the two source categories were obtained from
the 2014 NEI. In addition, the EPA provided draft actual emissions data
and stack parameters to facilities in the two source categories for
review and confirmation. In some cases, facilities were contacted to
confirm emissions that appeared to be outliers, that were otherwise
inconsistent with our understanding of the industry, or that were
associated with high risk values in our initial risk screening
analyses. Where appropriate, emission values and release
characteristics were corrected, based on revised stack parameter
information provided by the facilities. These revisions were documented
and are included in the docket for each source category. Additional
information on the development of the modeling file for each source
category, including the development of the actual emissions and
emissions release characteristics, can be found in Appendix 1 to the
Residual Risk Assessment for Boat Manufacturing Source Category in
Support of the 2018 Risk and Technology Review Proposed Rule document
and Appendix 1 to the Residual Risk Assessment for Reinforced Plastic
Composites Production Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule document, located in the docket for
each source category (Docket ID No. EPA-HQ-OAR-2016-0447 for the Boat
Manufacturing NESHAP and Docket ID No. EPA-HQ-OAR-2016-0449 for the
Reinforced Plastic Composites Production NESHAP).
2. How did we estimate MACT-allowable emissions?
The available emissions data in the RTR emissions dataset include
estimates of the mass of HAP emitted during a specified annual time
period. These ``actual'' emission levels are often lower than the
emission levels allowed under the requirements of the current MACT
standards. The emissions allowed under the MACT standards are referred
to as the ``MACT-allowable'' emissions. We discussed the consideration
of both MACT-allowable and actual emissions in the final Coke Oven
Batteries RTR (70 FR 19998-19999, April 15, 2005) and in the proposed
and final Hazardous Organic NESHAP RTR (71 FR 34428, June 14, 2006, and
71 FR 76609, December 21, 2006, respectively). In those actions, we
noted that assessing the risk at the MACT-allowable level is inherently
reasonable since that risk reflects the maximum level facilities could
emit and still comply with national emission standards. We also
explained that it is reasonable to consider actual emissions, where
such data are available, in both steps of the risk analysis, in
accordance with the Benzene NESHAP approach. (54 FR 38044, September
14, 1989.)
The MACT for each of the two source categories includes HAP limits
for materials (i.e., resin and gel coats) used during open molding
operations. A majority of the facilities in both source categories use
compliant materials to demonstrate compliance. The EPA's actual
emissions estimates were based on the category information reported in
the 2014 NEI. Since the majority of facilities use compliant materials,
it is reasonable to assume that the actual emissions and the allowable
emissions are equal. This is because the allowable limits of the MACT
represent the HAP content of the materials being used. Further, this
compliance approach is referenced in, and, therefore, required by
facility permits. However, to supplement this information, and to
estimate a more conservative allowable emissions multiplier, the EPA
gathered current and historical publicly available category-specific
data from the U.S. Census Bureau over a 5-year period
[[Page 22651]]
(2010 to 2014). Based an analysis of the source categories, and the
utilization information indicated by the U.S. Census Bureau data for
both source categories, the EPA calculated allowable emissions by
developing a multiplier applied to the current actual emission rates.
The multiplier is based on historical data and utilization rates for
each category for the years 2010 to 2014. The multiplier developed for
both source categories is the ratio of the peak utilization rate to the
average utilization rate for the years 2005 to 2014. Details regarding
the development of the allowable multiplier are presented in the
memorandum, Emissions Data for the National Emission Standards for
Hazardous Air Pollutants for Boat Manufacturing and the National
Emission Standards for Hazardous Air Pollutants for Reinforced Plastic
Composites Production, located in the docket for each source category
(Docket ID No. EPA-HQ-OAR-2016-0447 for the Boat Manufacturing NESHAP
and Docket ID No. EPA-HQ-OAR-2016-0449 for the Reinforced Plastic
Composites Production NESHAP).
3. How do we conduct dispersion modeling, determine inhalation
exposures, and estimate individual and population inhalation risk?
Both long-term and short-term inhalation exposure concentrations
and health risk from the source category addressed in this proposal
were estimated using the Human Exposure Model (HEM-3).\5\ The HEM-3
performs three primary risk assessment activities: (1) Conducting
dispersion modeling to estimate the concentrations of HAP in ambient
air, (2) estimating long-term and short-term inhalation exposures to
individuals residing within 50 kilometer (km) of the modeled sources,
and (3) estimating individual and population-level inhalation risk
using the exposure estimates and quantitative dose-response
information.
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\5\ For more information about HEM-3, go to https://www.epa.gov/fera/risk-assessment-and-modeling-human-exposure-model-hem.
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a. Dispersion Modeling
The air dispersion model AERMOD, used by the HEM-3 model, is one of
the EPA's preferred models for assessing air pollutant concentrations
from industrial facilities.\6\ To perform the dispersion modeling and
to develop the preliminary risk estimates, HEM-3 draws on three data
libraries. The first is a library of meteorological data, which is used
for dispersion calculations. This library includes 1 year (2016) of
hourly surface and upper air observations from 824 meteorological
stations selected to provide coverage of the United States and Puerto
Rico. A second library of United States Census Bureau census block \7\
internal point locations and populations provides the basis of human
exposure calculations (U.S. Census, 2010). In addition, for each census
block, the census library includes the elevation and controlling hill
height, which are also used in dispersion calculations. A third library
of pollutant-specific dose-response values is used to estimate health
risk. These are discussed below.
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\6\ U.S. EPA. Revision to the Guideline on Air Quality Models:
Adoption of a Preferred General Purpose (Flat and Complex Terrain)
Dispersion Model and Other Revisions (70 FR 68218, November 9,
2005).
\7\ A census block is the smallest geographic area for which
census statistics are tabulated.
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b. Risk From Chronic Exposure to HAP
In developing the risk assessment for chronic exposures, we use the
estimated annual average ambient air concentrations of each HAP emitted
by each source in the source category. The HAP air concentrations at
each nearby census block centroid located within 50 km of the facility
are a surrogate for the chronic inhalation exposure concentration for
all the people who reside in that census block. A distance of 50 km is
consistent with both the analysis supporting the 1989 Benzene NESHAP
(54 FR 38044, September 14, 1989) and the limitations of Gaussian
dispersion models, including AERMOD.
For each facility, we calculate the MIR as the cancer risk
associated with a continuous lifetime (24 hours per day, 7 days per
week, 52 weeks per year, 70 years) exposure to the maximum
concentration at the centroid of each inhabited census block. We
calculate individual cancer risk by multiplying the estimated lifetime
exposure to the ambient concentration of each HAP (in micrograms per
cubic meter ([mu]g/m\3\)) by its unit risk estimate (URE). The URE is
an upper-bound estimate of an individual's incremental risk of
contracting cancer over a lifetime of exposure to a concentration of 1
microgram of the pollutant per cubic meter of air. For residual risk
assessments, we generally use UREs from the EPA's Integrated Risk
Information System (IRIS). For carcinogenic pollutants without IRIS
values, we look to other reputable sources of cancer dose-response
values, often using California EPA (CalEPA) UREs, where available. In
cases where new, scientifically credible dose-response values have been
developed in a manner consistent with EPA guidelines and have undergone
a peer review process similar to that used by the EPA, we may use such
dose-response values in place of, or in addition to, other values, if
appropriate. The pollutant-specific dose-response values used to
estimate health risk are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
In March 2018, the International Agency for Research on Cancer
(IARC) revised the weight of evidence classification of styrene to
Group 2A--``probably carcinogenic to humans.'' Presently, the EPA's
IRIS database and other reputable peer-reviewed sources of cancer dose-
response values are not available to assess cancer risks for this
pollutant.\8\
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\8\ https://monographs.iarc.fr/list-of-classifications-volumes/.
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To estimate individual lifetime cancer risks associated with
exposure to HAP emissions from each facility in the source category, we
sum the risks for each of the carcinogenic HAP \9\ emitted by the
modeled facility. We estimate cancer risk at every census block within
50 km of every facility in the source category. The MIR is the highest
individual lifetime cancer risk estimated for any of those census
blocks. In addition to calculating the MIR, we estimate the
distribution of individual cancer risks for the source category by
summing the number of individuals within 50 km of the sources whose
estimated risk falls within a specified risk range. We also estimate
annual cancer incidence by multiplying the estimated lifetime cancer
risk at each census block by the number of people residing in that
block, summing results
[[Page 22652]]
for all of the census blocks, and then dividing this result by a 70-
year lifetime.
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\9\ The EPA's 2005 Guidelines for Carcinogen Risk Assessment
classifies carcinogens as: ``carcinogenic to humans,'' ``likely to
be carcinogenic to humans,'' and ``suggestive evidence of
carcinogenic potential.'' These classifications also coincide with
the terms ``known carcinogen, probable carcinogen, and possible
carcinogen,'' respectively, which are the terms advocated in the
EPA's Guidelines for Carcinogen Risk Assessment, published in 1986
(51 FR 33992, September 24, 1986). In August 2000, the document,
Supplemental Guidance for Conducting Health Risk Assessment of
Chemical Mixtures (EPA/630/R-00/002), was published as a supplement
to the 1986 document. Copies of both documents can be obtained from
https://cfpub.epa.gov/ncea/risk/recordisplay.cfm?deid=20533&CFID=70315376&CFTOKEN=71597944. Summing
the risk of these individual compounds to obtain the cumulative
cancer risk is an approach that was recommended by the EPA's SAB in
their 2002 peer review of the EPA's National Air Toxics Assessment
(NATA) titled NATA--Evaluating the National-scale Air Toxics
Assessment 1996 Data--an SAB Advisory, available at https://
yosemite.epa.gov/sab/sabproduct.nsf/
214C6E915BB04E14852570CA007A682C/$File/ecadv02001.pdf.
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To assess the risk of noncancer health effects from chronic
exposure to HAP, we calculate either an HQ or a target organ-specific
hazard index (TOSHI). We calculate an HQ when a single noncancer HAP is
emitted. Where more than one noncancer HAP is emitted, we sum the HQ
for each of the HAP that affects a common target organ or target organ
system to obtain a TOSHI. The HQ is the estimated exposure divided by
the chronic noncancer dose-response value, which is a value selected
from one of several sources. The preferred chronic noncancer dose-
response value is the EPA RfC, defined as ``an estimate (with
uncertainty spanning perhaps an order of magnitude) of a continuous
inhalation exposure to the human population (including sensitive
subgroups) that is likely to be without an appreciable risk of
deleterious effects during a lifetime'' (https://iaspub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&vocabName=IRIS%20Glossary). In cases where an RfC
from the EPA's IRIS is not available or where the EPA determines that
using a value other than the RfC is appropriate, the chronic noncancer
dose-response value can be a value from the following prioritized
sources, which define their dose-response values similarly to the EPA:
(1) The Agency for Toxic Substances and Disease Registry (ATSDR)
Minimum Risk Level (https://www.atsdr.cdc.gov/mrls/index.asp); (2) the
CalEPA Chronic Reference Exposure Level (REL) (https://oehha.ca.gov/air/crnr/notice-adoption-air-toxics-hot-spots-program-guidance-manual-preparation-health-risk-0); or (3), as noted above, a scientifically
credible dose-response value that has been developed in a manner
consistent with the EPA guidelines and has undergone a peer review
process similar to that used by the EPA. The pollutant-specific dose-
response values used to estimate health risks are available at https://www.epa.gov/fera/dose-response-assessment-assessing-health-risks-associated-exposure-hazardous-air-pollutants.
c. Risk From Acute Exposure to HAP That May Cause Health Effects Other
Than Cancer
For each HAP for which appropriate acute inhalation dose-response
values are available, the EPA also assesses the potential health risks
due to acute exposure. For these assessments, the EPA makes
conservative assumptions about emission rates, meteorology, and
exposure location. We use the peak hourly emission rate,\10\ worst-case
dispersion conditions, and, in accordance with our mandate under
section 112 of the CAA, the point of highest off-site exposure to
assess the potential risk to the maximally exposed individual.
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\10\ In the absence of hourly emission data, we develop
estimates of maximum hourly emission rates by multiplying the
average actual annual emissions rates by a factor to account for
variability. This is documented in Residual Risk Assessment for Boat
Manufacturing Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule document and the Residual Risk
Assessment for Reinforced Plastic Composites Production Source
Category in Support of the 2018 Risk and Technology Review Proposed
Rule, and in Appendix 5 of the report: Analysis of Data on Short-
term Emission Rates Relative to Long-term Emission Rates. Both are
available in the docket for this rulemaking.
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To characterize the potential health risks associated with
estimated acute inhalation exposures to a HAP, we generally use
multiple acute dose-response values, including acute RELs, acute
exposure guideline levels (AEGLs), and emergency response planning
guidelines (ERPG) for 1-hour exposure durations), if available, to
calculate acute HQs. The acute HQ is calculated by dividing the
estimated acute exposure by the acute dose-response value. For each HAP
for which acute dose-response values are available, the EPA calculates
acute HQs.
An acute REL is defined as ``the concentration level at or below
which no adverse health effects are anticipated for a specified
exposure duration.'' \11\ Acute RELs are based on the most sensitive,
relevant, adverse health effect reported in the peer-reviewed medical
and toxicological literature. They are designed to protect the most
sensitive individuals in the population through the inclusion of
margins of safety. Because margins of safety are incorporated to
address data gaps and uncertainties, exceeding the REL does not
automatically indicate an adverse health impact. AEGLs represent
threshold exposure limits for the general public and are applicable to
emergency exposures ranging from 10 minutes to 8 hours.\12\ They are
guideline levels for ``once-in-a-lifetime, short-term exposures to
airborne concentrations of acutely toxic, high-priority chemicals.''
Id. at 21. The AEGL-1 is specifically defined as ``the airborne
concentration (expressed as parts per million (ppm) or milligrams per
cubic meter (mg/m\3\)) of a substance above which it is predicted that
the general population, including susceptible individuals, could
experience notable discomfort, irritation, or certain asymptomatic
nonsensory effects. However, the effects are not disabling and are
transient and reversible upon cessation of exposure.'' The document
also notes that ``Airborne concentrations below AEGL-1 represent
exposure levels that can produce mild and progressively increasing but
transient and nondisabling odor, taste, and sensory irritation or
certain asymptomatic, nonsensory effects.'' Id. AEGL-2 are defined as
``the airborne concentration (expressed as parts per million or
milligrams per cubic meter) of a substance above which it is predicted
that the general population, including susceptible individuals, could
experience irreversible or other serious, long-lasting adverse health
effects or an impaired ability to escape.'' Id.
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\11\ CalEPA issues acute RELs as part of its Air Toxics Hot
Spots Program, and the 1-hour and 8-hour values are documented in
Air Toxics Hot Spots Program Risk Assessment Guidelines, Part I, The
Determination of Acute Reference Exposure Levels for Airborne
Toxicants, which is available at https://oehha.ca.gov/air/general-info/oehha-acute-8-hour-and-chronic-reference-exposure-level-rel-summary.
\12\ National Academy of Sciences, 2001. Standing Operating
Procedures for Developing Acute Exposure Levels for Hazardous
Chemicals, page 2. Available at https://www.epa.gov/sites/production/files/2015-09/documents/sop_final_standing_operating_procedures_2001.pdf. Note that the
National Advisory Committee for Acute Exposure Guideline Levels for
Hazardous Substances ended in October 2011, but the AEGL program
continues to operate at the EPA and works with the National
Academies to publish final AEGLs (https://www.epa.gov/aegl).
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ERPGs are ``developed for emergency planning and are intended as
health-based guideline concentrations for single exposures to
chemicals.'' \13\ Id. at 1. The ERPG-1 is defined as ``the maximum
airborne concentration below which it is believed that nearly all
individuals could be exposed for up to 1 hour without experiencing
other than mild transient adverse health effects or without perceiving
a clearly defined, objectionable odor.'' Id. at 2. Similarly, the ERPG-
2 is defined as ``the maximum airborne concentration below which it is
believed that nearly all individuals could be exposed for up to one
hour without experiencing or developing irreversible or other serious
health effects or symptoms which could impair an individual's ability
to take protective action.'' Id. at 1.
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\13\ ERPGS Procedures and Responsibilities. March 2014. American
Industrial Hygiene Association. Available at: https://www.aiha.org/get-involved/AIHAGuidelineFoundation/EmergencyResponsePlanningGuidelines/Documents/ERPG%20Committee%20Standard%20Operating%20Procedures%20%20-%20March%202014%20Revision%20%28Updated%2010-2-2014%29.pdf.
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An acute REL for 1-hour exposure durations is typically lower than
its corresponding AEGL-1 and ERPG-1. Even though their definitions are
[[Page 22653]]
slightly different, AEGL-1s are often the same as the corresponding
ERPG-1s, and AEGL-2s are often equal to ERPG-2s. The maximum HQs from
our acute inhalation screening risk assessment typically result when we
use the acute REL for a HAP. In cases where the maximum acute HQ
exceeds 1, we also report the HQ based on the next highest acute dose-
response value (usually the AEGL-1 and/or the ERPG-1).
For the Boat Manufacturing and Reinforced Plastic Composites
Production source categories, the hourly emission rates of the various
HAP will not have high variability during the manufacturing processes
and, therefore, are expected to remain constant over the time the
process is operating. This is because the application of resins and gel
coats, adhesives, foam, and other regulated sources of HAP in the
source categories are most efficient when applied at a constant
pressure, with maximum coverage, with the most efficient spray patterns
and number of passes made by the operator. Based on this information,
the default acute emission factor of 10 times the annual hourly
emission rate is not reasonable for the Boat Manufacturing and
Reinforced Plastic Composites Production source categories. However,
many facilities do not operate three shifts a day. Therefore, a days
worth of emissions may occur over a time period of as little as 8
hours. With this understanding of the processes, we, therefore, assumed
the maximum rate of emissions would occur in this 8-hour period each
day. Based on this information, an acute emission factor of 3 was
calculated to be applied to actual annual hourly emission rates,
derived from the ratio of an 8-hour shift in a 24-hour day. A further
discussion of why this factor was chosen can be found in the
memorandum, Emissions Data for the National Emission Standards for
Hazardous Air Pollutants for Boat Manufacturing and the National
Emission Standards for Hazardous Air Pollutants for Reinforced Plastic
Composites Production, available in the dockets for this rulemaking
(Docket ID No. EPA-HQ-OAR-2016-0447 for the Boat Manufacturing NESHAP
and Docket ID No. EPA-HQ-OAR-2016-0449 for the Reinforced Plastic
Composites Production NESHAP).
In our acute inhalation screening risk assessment, acute impacts
are deemed negligible for HAP for which acute HQs are less than or
equal to 1 (even under the conservative assumptions of the screening
assessment), and no further analysis is performed for these HAP. In
cases where an acute HQ from the screening step is greater than 1, we
consider additional site-specific data to develop a more refined
estimate of the potential for acute exposures of concern. These
refinements are discussed more fully in the Residual Risk Assessment
for Boat Manufacturing Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule document and the Residual Risk
Assessment for Reinforced Plastic Composites Production Source Category
in Support of the 2018 Risk and Technology Review Proposed Rule
document, which are available in the docket for each of the respective
source categories.
4. How do we conduct the multipathway exposure and risk screening
assessment?
The EPA conducts a tiered screening assessment examining the
potential for significant human health risks due to exposures via
routes other than inhalation (i.e., ingestion). We first determine
whether any sources in the source categories emit any HAP known to be
PB-HAP, as identified in the EPA's Air Toxics Risk Assessment Library
(See Volume 1, Appendix D, at https://www2.epa.gov/fera/risk-assessment-and-modeling-air-toxics-risk-assessment-reference-library).
For the Boat Manufacturing source category, we identified PB-HAP
emissions of arsenic, polycyclic organic matter (POM), and cadmium, and
for the Reinforced Plastic Composites Production source category, we
identified PB-HAP emissions of arsenic, POM, cadmium, and mercury, so
we proceeded to the next step of the evaluation. In this step, we
determine whether the facility-specific emission rates of the emitted
PB-HAP are large enough to create the potential for significant human
health risk through ingestion exposure under reasonable worst-case
conditions. To facilitate this step, we use previously developed
screening threshold emission rates for several PB-HAP that are based on
a hypothetical upper-end screening exposure scenario developed for use
in conjunction with the EPA's Total Risk Integrated Methodology.Fate,
Transport, and Ecological Exposure (TRIM.FaTE) model. The PB-HAP with
screening threshold emission rates are arsenic compounds, cadmium
compounds, chlorinated dibenzodioxins and furans, mercury compounds,
and POM. Based on the EPA estimates of toxicity and bioaccumulation
potential, the pollutants above represent a conservative list for
inclusion in multipathway risk assessments for RTR rules. (See Volume
1, Appendix D at https://www.epa.gov/sites/production/files/201308/documents/volume_1_reflibrary.pdf). In the assessments for the Boat
Manufacturing source category, and for the Reinforced Plastic
Composites Production source category, we compare the facility-specific
emission rates of these PB-HAP to the screening threshold emission
rates for each PB-HAP to assess the potential for significant human
health risks via the ingestion pathway. We call this application of the
TRIM.FaTE model the Tier 1 screening assessment. The ratio of a
facility's actual emission rate to the Tier 1 screening threshold
emission rate is a ``screening value.''
We derive the Tier 1 screening threshold emission rates for these
PB-HAP (other than lead compounds) to correspond to a maximum excess
lifetime cancer risk of 1-in-1 million (i.e., for arsenic compounds,
polychlorinated dibenzodioxins and furans and POM) or, for HAP that
cause noncancer health effects (i.e., cadmium compounds and mercury
compounds), a maximum HQ of 1. If the emission rate of any one PB-HAP
or combination of carcinogenic PB-HAP in the Tier 1 screening
assessment exceeds the Tier 1 screening threshold emission rate for any
facility (i.e., the screening value is greater than 1), we conduct a
second screening assessment, which we call the Tier 2 screening
assessment.
In the Tier 2 screening assessment, the location of each facility
that exceeds a Tier 1 screening threshold emission rate is used to
refine the assumptions associated with the Tier 1 fisher and farmer
exposure scenarios at that facility. A key assumption in the Tier 1
screening assessment is that a lake and/or farm is located near the
facility. As part of the Tier 2 screening assessment, we use a United
States Geological Survey (USGS) database to identify actual waterbodies
within 50 km of each facility. We also examine the differences between
local meteorology near the facility and the meteorology used in the
Tier 1 screening assessment. We then adjust the previously-developed
Tier 1 screening threshold emission rates for each PB-HAP for each
facility based on an understanding of how exposure concentrations
estimated for the screening scenario change with the use of local
meteorology and USGS waterbody data. If the PB-HAP emission rates for a
facility exceed the Tier 2 screening threshold emission rates and data
are available, we may conduct a Tier 3 screening assessment. If PB-HAP
emission rates do not exceed a Tier 2 screening value of 1, we consider
those PB-HAP emissions to pose risks below a level of concern.
[[Page 22654]]
There are several analyses that can be included in a Tier 3
screening assessment, depending upon the extent of refinement
warranted, including validating that the lakes are fishable,
considering plume-rise to estimate emissions lost above the mixing
layer, and considering hourly effects of meteorology and plume rise on
chemical fate and transport. If the Tier 3 screening assessment
indicates that risks above levels of concern cannot be ruled out, the
EPA may further refine the screening assessment through a site-specific
assessment.
In evaluating the potential multipathway risk from emissions of
lead compounds reported by both source categories, rather than
developing a screening threshold emission rate, we compare maximum
estimated chronic inhalation exposure concentrations to the level of
the current National Ambient Air Quality Standard (NAAQS) for lead.\14\
Values below the level of the primary (health-based) lead NAAQS are
considered to have a low potential for multipathway risk.
---------------------------------------------------------------------------
\14\ In doing so, the EPA notes that the legal standard for a
primary NAAQS--that a standard is requisite to protect public health
and provide an adequate margin of safety (CAA section 109(b))--
differs from the CAA section 112(f) standard (requiring, among other
things, that the standard provide an ``ample margin of safety to
protect public health''). However, the primary lead NAAQS is a
reasonable measure of determining risk acceptability (i.e., the
first step of the Benzene NESHAP analysis) since it is designed to
protect the most susceptible group in the human population--
children, including children living near major lead emitting
sources. 73 FR 67002/3; 73 FR 67000/3; 73 FR 67005/1. In addition,
applying the level of the primary lead NAAQS at the risk
acceptability step is conservative, since that primary lead NAAQS
reflects an adequate margin of safety.
---------------------------------------------------------------------------
For further information on the multipathway assessment approach,
see the Residual Risk Assessment for Boat Manufacturing Source Category
in Support of the 2018 Risk and Technology Review Proposed Rule
document and the Residual Risk Assessment for Reinforced Plastic
Composites Production Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule document, which are available in the
respective dockets for the source categories in this action.
5. How do we conduct the environmental risk screening assessment?
a. Adverse Environmental Effect, Environmental HAP, and Ecological
Benchmarks
The EPA conducts a screening assessment to examine the potential
for an adverse environmental effect as required under section
112(f)(2)(A) of the CAA. Section 112(a)(7) of the CAA defines ``adverse
environmental effect'' as ``any significant and widespread adverse
effect, which may reasonably be anticipated, to wildlife, aquatic life,
or other natural resources, including adverse impacts on populations of
endangered or threatened species or significant degradation of
environmental quality over broad areas.''
The EPA focuses on eight HAP, which are referred to as
``environmental HAP,'' in its screening assessment: Six PB-HAP and two
acid gases. The PB-HAP included in the screening assessment are arsenic
compounds, cadmium compounds, dioxins/furans, POM, mercury (both
inorganic mercury and methyl mercury), and lead compounds. The acid
gases included in the screening assessment are hydrochloric acid (HCl)
and hydrogen fluoride (HF).
HAP that persist and bioaccumulate are of particular environmental
concern because they accumulate in the soil, sediment, and water. The
acid gases, HCl and HF, are included due to their well-documented
potential to cause direct damage to terrestrial plants. In the
environmental risk screening assessment, we evaluate the following four
exposure media: Terrestrial soils, surface water bodies (includes
water-column and benthic sediments), fish consumed by wildlife, and
air. Within these four exposure media, we evaluate nine ecological
assessment endpoints, which are defined by the ecological entity and
its attributes. For PB-HAP (other than lead), both community-level and
population-level endpoints are included. For acid gases, the ecological
assessment evaluated is terrestrial plant communities.
An ecological benchmark represents a concentration of HAP that has
been linked to a particular environmental effect level. For each
environmental HAP, we identified the available ecological benchmarks
for each assessment endpoint. We identified, where possible, ecological
benchmarks at the following effect levels: Probable effect levels,
lowest-observed-adverse-effect level, and no-observed-adverse-effect
level. In cases where multiple effect levels were available for a
particular PB-HAP and assessment endpoint, we use all of the available
effect levels to help us to determine whether ecological risks exist
and, if so, whether the risks could be considered significant and
widespread.
For further information on how the environmental risk screening
assessment was conducted, including a discussion of the risk metrics
used, how the environmental HAP were identified, and how the ecological
benchmarks were selected, see Appendix 9 of the Residual Risk
Assessment for Boat Manufacturing Source Category in Support of the
2018 Risk and Technology Review Proposed Rule document and the Residual
Risk Assessment for Reinforced Plastic Composites Production Source
Category in Support of the 2018 Risk and Technology Review Proposed
Rule document, which are available in the docket for the source
categories in this action.
b. Environmental Risk Screening Methodology
For the environmental risk screening assessment, the EPA first
determined whether any facilities in the Boat Manufacturing or
Reinforced Plastic Composites Production source categories emitted any
of the environmental HAP. For the Boat Manufacturing source category,
we identified emissions of arsenic, POM, cadmium, and HCl. For the
Reinforced Plastic Composites Production source category, we identified
emissions of arsenic, POM, cadmium, mercury, and HCl. Because one or
more of the environmental HAP evaluated above are emitted by at least
one facility in the source categories, we proceeded to the second step
of the evaluation.
c. PB-HAP Methodology
The environmental screening assessment includes six PB-HAP, arsenic
compounds, cadmium compounds, dioxins/furans, POM, mercury (both
inorganic mercury and methyl mercury), and lead compounds. With the
exception of lead, the environmental risk screening assessment for PB-
HAP consists of three tiers. The first tier of the environmental risk
screening assessment uses the same health-protective conceptual model
that is used for the Tier 1 human health screening assessment.
TRIM.FaTE model simulations were used to back-calculate Tier 1
screening threshold emission rates. The screening threshold emission
rates represent the emission rate in tpy that results in media
concentrations at the facility that equal the relevant ecological
benchmark. To assess emissions from each facility in the category, the
reported emission rate for each PB-HAP was compared to the Tier 1
screening threshold emission rate for that PB-HAP for each assessment
endpoint and effect level. If emissions from a facility do not exceed
the Tier 1 screening threshold emission rate, the facility ``passes''
the screening assessment, and, therefore, is not evaluated further
under the screening
[[Page 22655]]
approach. If emissions from a facility exceed the Tier 1 screening
threshold emission rate, we evaluate the facility further in Tier 2.
In Tier 2 of the environmental screening assessment, the screening
threshold emission rates are adjusted to account for local meteorology
and the actual location of lakes in the vicinity of facilities that did
not pass the Tier 1 screening assessment. For soils, we evaluate the
average soil concentration for all soil parcels within a 7.5-km radius
for each facility and PB-HAP. For the water, sediment, and fish tissue
concentrations, the highest value for each facility for each pollutant
is used. If emission concentrations from a facility do not exceed the
Tier 2 screening threshold emission rate, the facility ``passes'' the
screening assessment and typically is not evaluated further. If
emissions from a facility exceed the Tier 2 screening threshold
emission rate, we evaluate the facility further in Tier 3.
As in the multipathway human health risk assessment, in Tier 3 of
the environmental screening assessment, we examine the suitability of
the lakes around the facilities to support life and remove those that
are not suitable (e.g., lakes that have been filled in or are
industrial ponds), adjust emissions for plume-rise, and conduct hour-
by-hour time-series assessments. If these Tier 3 adjustments to the
screening threshold emission rates still indicate the potential for an
adverse environmental effect (i.e., facility emission rate exceeds the
screening threshold emission rate), we may elect to conduct a more
refined assessment using more site-specific information. If, after
additional refinement, the facility emission rate still exceeds the
screening threshold emission rate, the facility may have the potential
to cause an adverse environmental effect.
To evaluate the potential for an adverse environmental effect from
lead, we compared the average modeled air concentrations (from HEM-3)
of lead around each facility in the source category to the level of the
secondary NAAQS for lead. The secondary lead NAAQS is a reasonable
means of evaluating environmental risk because it is set to provide
substantial protection against adverse welfare effects which can
include ``effects on soils, water, crops, vegetation, man-made
materials, animals, wildlife, weather, visibility and climate, damage
to and deterioration of property, and hazards to transportation, as
well as effects on economic values and on personal comfort and well-
being.''
d. Acid Gas Environmental Risk Methodology
The environmental screening assessment for acid gases evaluates the
potential phytotoxicity and reduced productivity of plants due to
chronic exposure to HF and HCl. The environmental risk screening
methodology for acid gases is a single-tier screening assessment that
compares modeled ambient air concentrations (from AERMOD) to the
ecological benchmarks for each acid gas. To identify a potential
adverse environmental effect (as defined in section 112(a)(7) of the
CAA) from emissions of HF and HCl, we evaluate the following metrics:
The size of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas, in acres and km\2\; the
percentage of the modeled area around each facility that exceeds the
ecological benchmark for each acid gas; and the area-weighted average
screening value around each facility (calculated by dividing the area-
weighted average concentration over the 50-km modeling domain by the
ecological benchmark for each acid gas). For further information on the
environmental screening assessment approach, see Appendix 9 of the
Residual Risk Assessment for Boat Manufacturing Source Category in
Support of the 2018 Risk and Technology Review Proposed Rule document
and the Residual Risk Assessment for Reinforced Plastic Composites
Production Source Category in Support of the 2018 Risk and Technology
Review Proposed Rule document, which are available in the docket for
the source categories in this action.
6. How do we conduct facility-wide assessments?
To put the source category risks in context, we typically examine
the risks from the entire ``facility,'' where the facility includes all
HAP-emitting operations within a contiguous area and under common
control. In other words, we examine the HAP emissions not only from the
source category emission points of interest, but also emissions of HAP
from all other emission sources at the facility for which we have data.
For the source categories in this action, we conducted the facility-
wide assessment using datasets compiled from the 2014 NEI. The source
category records of that NEI dataset were removed, evaluated, and
updated as described in section II.C of this preamble: What data
collection activities were conducted to support this action? Once a
quality assured source category dataset was available, it was placed
back with the remaining records from the NEI for that facility. The
facility-wide file was then used to analyze risks due to the inhalation
of HAP that are emitted ``facility-wide'' for the populations residing
within 50 km of each facility, consistent with the methods used for the
source category analysis described above. For these facility-wide risk
analyses, the modeled source category risks were compared to the
facility-wide risks to determine the portion of the facility-wide risks
that could be attributed to the source category addressed in this
proposal. We also specifically examined the facility that was
associated with the highest estimate of risk and determined the
percentage of that risk attributable to the source category of
interest. The Residual Risk Assessment for Boat Manufacturing Source
Category in Support of the 2018 Risk and Technology Review Proposed
Rule document and the Residual Risk Assessment for Reinforced Plastic
Composites Production Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule document, available through the docket
for the source categories in this action, provides the methodology and
results of the facility-wide analyses, including all facility-wide
risks and the percentage of source category contribution to facility-
wide risks.
7. How do we consider uncertainties in risk assessment?
Uncertainty and the potential for bias are inherent in all risk
assessments, including those performed for this proposal. Although
uncertainty exists, we believe that our approach, which used
conservative tools and assumptions, ensures that our decisions are
health and environmentally protective. A brief discussion of the
uncertainties in the RTR emissions datasets, dispersion modeling,
inhalation exposure estimates, and dose-response relationships follows
below. Also included are those uncertainties specific to our acute
screening assessments, multipathway screening assessments, and our
environmental risk screening assessments. A more thorough discussion of
these uncertainties is included in the Residual Risk Assessment for
Boat Manufacturing Source Category in Support of the 2018 Risk and
Technology Review Proposed Rule document and the Residual Risk
Assessment for Reinforced Plastic Composites Production Source Category
in Support of the 2018 Risk and Technology Review Proposed Rule
document, which are available in the source category dockets for this
action.
[[Page 22656]]
a. Uncertainties in the RTR Emissions Dataset
Although the development of the RTR emissions datasets involved
quality assurance/quality control processes, the accuracy of emissions
values will vary depending on the source of the data, the degree to
which data are incomplete or missing, the degree to which assumptions
made to complete the datasets are accurate, errors in emission
estimates, and other factors. The emission estimates considered in the
analysis for each source category generally are annual totals for 2014,
and they do not reflect short-term fluctuations during the course of a
year or variations from year to year. The estimates of peak hourly
emission rates for the acute effects screening assessment were based on
an emission adjustment factor applied to the average annual hourly
emission rates, which are intended to account for emission fluctuations
due to normal facility operations.
b. Uncertainties in Dispersion Modeling
We recognize there is uncertainty in ambient concentration
estimates associated with any model, including the EPA's recommended
regulatory dispersion model, AERMOD. In using a model to estimate
ambient pollutant concentrations, the user chooses certain options to
apply. For RTR assessments, we select some model options that have the
potential to overestimate ambient air concentrations (e.g., not
including plume depletion or pollutant transformation). We select other
model options that have the potential to underestimate ambient impacts
(e.g., not including building downwash). Other options that we select
have the potential to either under- or overestimate ambient levels
(e.g., meteorology and receptor locations). On balance, considering the
directional nature of the uncertainties commonly present in ambient
concentrations estimated by dispersion models, the approach we apply in
the RTR assessments should yield unbiased estimates of ambient HAP
concentrations. We also note that the selection of meteorology dataset
location could have an impact on the risk estimates. As we continue to
update and expand our library of meteorological station data used in
our risk assessments, we expect to reduce this variability.
c. Uncertainties in Inhalation Exposure Assessment
Although every effort is made to identify all of the relevant
facilities and emission points, as well as to develop accurate
estimates of the annual emission rates for all relevant HAP, the
uncertainties in our emission inventory likely dominate the
uncertainties in the exposure assessment. Some uncertainties in our
exposure assessment include human mobility, using the centroid of each
census block, assuming lifetime exposure, and assuming only outdoor
exposures. For most of these factors, there is neither an under nor
overestimate when looking at the maximum individual risk or the
incidence, but the shape of the distribution of risks may be affected.
With respect to outdoor exposures, actual exposures may not be as high
if people spend time indoors, especially for very reactive pollutants
or larger particles. For all factors, we reduce uncertainty when
possible. For example, with respect to census-block centroids, we
analyze large blocks using aerial imagery and adjust locations of the
block centroids to better represent the population in the blocks. We
also add additional receptor locations where the population of a block
is not well represented by a single location.
d. Uncertainties in Dose-Response Relationships
There are uncertainties inherent in the development of the dose-
response values used in our risk assessments for cancer effects from
chronic exposures and noncancer effects from both chronic and acute
exposures. Some uncertainties are generally expressed quantitatively,
and others are generally expressed in qualitative terms. We note, as a
preface to this discussion, a point on dose-response uncertainty that
is stated in the EPA's 2005 Guidelines for Carcinogen Risk Assessment;
namely, that ``the primary goal of EPA actions is protection of human
health; accordingly, as an Agency policy, risk assessment procedures,
including default options that are used in the absence of scientific
data to the contrary, should be health protective'' (the EPA's 2005
Guidelines for Carcinogen Risk Assessment, page 1-7). This is the
approach followed here as summarized in the next paragraphs.
Cancer UREs used in our risk assessments are those that have been
developed to generally provide an upper bound estimate of risk.\15\
That is, they represent a ``plausible upper limit to the true value of
a quantity'' (although this is usually not a true statistical
confidence limit). In some circumstances, the true risk could be as low
as zero; however, in other circumstances the risk could be greater.\16\
Chronic noncancer RfC and reference dose values represent chronic
exposure levels that are intended to be health-protective levels. To
derive dose-response values that are intended to be ``without
appreciable risk,'' the methodology relies upon an uncertainty factor
(UF) approach,\17\ which considers uncertainty, variability, and gaps
in the available data. The UFs are applied to derive dose-response
values that are intended to protect against appreciable risk of
deleterious effects.
---------------------------------------------------------------------------
\15\ IRIS glossary (https://ofmpub.epa.gov/sor_internet/registry/termreg/searchandretrieve/glossariesandkeywordlists/search.do?details=&glossaryName=IRIS%20Glossary).
\16\ An exception to this is the URE for benzene, which is
considered to cover a range of values, each end of which is
considered to be equally plausible, and which is based on maximum
likelihood estimates.
\17\ See A Review of the Reference Dose and Reference
Concentration Processes, U.S. EPA, December 2002, and Methods for
Derivation of Inhalation Reference Concentrations and Application of
Inhalation Dosimetry, U.S. EPA, 1994.
---------------------------------------------------------------------------
Many of the UFs used to account for variability and uncertainty in
the development of acute dose-response values are quite similar to
those developed for chronic durations. Additional adjustments are often
applied to account for uncertainty in extrapolation from observations
at one exposure duration (e.g., 4 hours) to derive an acute dose-
response value at another exposure duration (e.g., 1 hour). Not all
acute dose-response values are developed for the same purpose, and care
must be taken when interpreting the results of an acute assessment of
human health effects relative to the dose-response value or values
being exceeded. Where relevant to the estimated exposures, the lack of
acute dose-response values at different levels of severity should be
factored into the risk characterization as potential uncertainties.
Uncertainty also exists in the selection of ecological benchmarks
for the environmental risk screening assessment. We established a
hierarchy of preferred benchmark sources to allow selection of
benchmarks for each environmental HAP at each ecological assessment
endpoint. We searched for benchmarks for three effect levels (i.e., no-
effects level, threshold-effect level, and probable effect level), but
not all combinations of ecological assessment/environmental HAP had
benchmarks for all three effect levels. Where multiple effect levels
were available for a particular HAP and assessment endpoint, we used
all of the available effect levels to help us determine whether risk
exists and whether the risk
[[Page 22657]]
could be considered significant and widespread.
Although we make every effort to identify appropriate human health
effect dose-response values for all pollutants emitted by the sources
in this risk assessment, some HAP emitted by these source categories
are lacking dose-response assessments. Accordingly, these pollutants
cannot be included in the quantitative risk assessment, which could
result in quantitative estimates understating HAP risk. To help to
alleviate this potential underestimate, where we conclude similarity
with a HAP for which a dose-response value is available, we use that
value as a surrogate for the assessment of the HAP for which no value
is available. To the extent use of surrogates indicates appreciable
risk, we may identify a need to increase priority for an IRIS
assessment for that substance. We additionally note that, generally
speaking, HAP of greatest concern due to environmental exposures and
hazard are those for which dose-response assessments have been
performed, reducing the likelihood of understating risk. Further, HAP
not included in the quantitative assessment are assessed qualitatively
and considered in the risk characterization that informs the risk
management decisions, including consideration of HAP reductions
achieved by various control options.
For a group of compounds that are unspeciated (e.g., glycol
ethers), we conservatively use the most protective dose-response value
of an individual compound in that group to estimate risk. Similarly,
for an individual compound in a group (e.g., ethylene glycol diethyl
ether) that does not have a specified dose-response value, we also
apply the most protective dose-response value from the other compounds
in the group to estimate risk.
e. Uncertainties in Acute Inhalation Screening Assessments
In addition to the uncertainties highlighted above, there are
several factors specific to the acute exposure assessment that the EPA
conducts as part of the risk review under section 112 of the CAA. The
accuracy of an acute inhalation exposure assessment depends on the
simultaneous occurrence of independent factors that may vary greatly,
such as hourly emissions rates, meteorology, and the presence of humans
at the location of the maximum concentration. In the acute screening
assessment that we conduct under the RTR program, we assume that peak
emissions from the source category and worst-case meteorological
conditions co-occur, thus, resulting in maximum ambient concentrations.
These two events are unlikely to occur at the same time, making these
assumptions conservative. We then include the additional assumption
that a person is located at this point during this same time period.
For this source category, these assumptions would tend to be worst-case
actual exposures, as it is unlikely that a person would be located at
the point of maximum exposure during the time when peak emissions and
worst-case meteorological conditions occur simultaneously.
f. Uncertainties in the Multipathway and Environmental Risk Screening
Assessments
For each source category, we generally rely on site-specific levels
of PB-HAP or environmental HAP emissions to determine whether a refined
assessment of the impacts from multipathway exposures is necessary or
whether it is necessary to perform an environmental screening
assessment. This determination is based on the results of a three-
tiered screening assessment that relies on the outputs from models--
TRIM.FaTE and AERMOD--that estimate environmental pollutant
concentrations and human exposures for five PB-HAP (dioxins, POM,
mercury, cadmium, and arsenic) and two acid gases (HF and HCl). For
lead, we use AERMOD to determine ambient air concentrations, which are
then compared to the secondary NAAQS standard for lead. Two important
types of uncertainty associated with the use of these models in RTR
risk assessments and inherent to any assessment that relies on
environmental modeling are model uncertainty and input uncertainty.\18\
---------------------------------------------------------------------------
\18\ In the context of this discussion, the term ``uncertainty''
as it pertains to exposure and risk encompasses both variability in
the range of expected inputs and screening results due to existing
spatial, temporal, and other factors, as well as uncertainty in
being able to accurately estimate the true result.
---------------------------------------------------------------------------
Model uncertainty concerns whether the model adequately represents
the actual processes (e.g., movement and accumulation) that might occur
in the environment. For example, does the model adequately describe the
movement of a pollutant through the soil? This type of uncertainty is
difficult to quantify. However, based on feedback received from
previous EPA SAB reviews and other reviews, we are confident that the
models used in the screening assessments are appropriate and state-of-
the-art for the multipathway and environmental screening risk
assessments conducted in support of RTR.
Input uncertainty is concerned with how accurately the models have
been configured and parameterized for the assessment at hand. For Tier
1 of the multipathway and environmental screening assessments, we
configured the models to avoid underestimating exposure and risk. This
was accomplished by selecting upper-end values from nationally
representative datasets for the more influential parameters in the
environmental model, including selection and spatial configuration of
the area of interest, lake location and size, meteorology, surface
water, soil characteristics, and structure of the aquatic food web. We
also assume an ingestion exposure scenario and values for human
exposure factors that represent reasonable maximum exposures.
In Tier 2 of the multipathway and environmental screening
assessments, we refine the model inputs to account for meteorological
patterns in the vicinity of the facility versus using upper-end
national values, and we identify the actual location of lakes near the
facility rather than the default lake location that we apply in Tier 1.
By refining the screening approach in Tier 2 to account for local
geographical and meteorological data, we decrease the likelihood that
concentrations in environmental media are overestimated, thereby
increasing the usefulness of the screening assessment. In Tier 3 of the
screening assessments, we refine the model inputs again to account for
hour-by-hour plume rise and the height of the mixing layer. We can also
use those hour-by-hour meteorological data in a TRIM.FaTE run using the
screening configuration corresponding to the lake location. These
refinements produce a more accurate estimate of chemical concentrations
in the media of interest, thereby reducing the uncertainty with those
estimates. The assumptions and the associated uncertainties regarding
the selected ingestion exposure scenario are the same for all three
tiers.
For the environmental screening assessment for acid gases, we
employ a single-tiered approach. We use the modeled air concentrations
and compare those with ecological benchmarks.
For all tiers of the multipathway and environmental screening
assessments, our approach to addressing model input uncertainty is
generally cautious. We choose model inputs from the upper end of the
range of possible values for the influential parameters used in the
models, and we assume that the exposed individual exhibits ingestion
[[Page 22658]]
behavior that would lead to a high total exposure. This approach
reduces the likelihood of not identifying high risks for adverse
impacts.
Despite the uncertainties, when individual pollutants or facilities
do not exceed screening threshold emission rates (i.e., screen out), we
are confident that the potential for adverse multipathway impacts on
human health is very low. On the other hand, when individual pollutants
or facilities do exceed screening threshold emission rates, it does not
mean that impacts are significant, only that we cannot rule out that
possibility and that a refined assessment for the site might be
necessary to obtain a more accurate risk characterization for the
source category.
The EPA evaluates the following HAP in the multipathway and/or
environmental risk screening assessments, where applicable: Arsenic,
cadmium, dioxins/furans, lead, mercury (both inorganic and methyl
mercury), POM, HCl, and HF. These HAP represent pollutants that can
cause adverse impacts either through direct exposure to HAP in the air
or through exposure to HAP that are deposited from the air onto soils
and surface waters and then through the environment into the food web.
These HAP represent those HAP for which we can conduct a meaningful
multipathway or environmental screening risk assessment. For other HAP
not included in our screening assessments, the model has not been
parameterized such that it can be used for that purpose. In some cases,
depending on the HAP, we may not have appropriate multipathway models
that allow us to predict the concentration of that pollutant. The EPA
acknowledges that other HAP beyond these that we are evaluating may
have the potential to cause adverse effects and, therefore, the EPA may
evaluate other relevant HAP in the future, as modeling science and
resources allow.
IV. Analytical Results and Proposed Decisions
A. What are the results of the risk assessment and analyses for the
Boat Manufacturing source category?
1. Inhalation Risk Assessment Results
Table 2 of this preamble provides an overall summary of the
inhalation risk results. The results of the chronic baseline inhalation
cancer risk assessment indicate that, based on estimates of current
actual and allowable emissions, the MIR posed by the Boat Manufacturing
source category was estimated to be 0.2-in-1 million and 0.3-in-1
million, respectively, from HAP being emitted from the open molding
(resin/gelcoat) manufacturing process. The total estimated cancer
incidence from the Boat Manufacturing source category based on actual
emission levels is 0.00001 excess cancer cases per year, or one case in
every 100,000 years. The total estimated cancer incidence from boat
manufacturing industry emission sources based on allowable emission
levels is 0.00002 excess cancer cases per year, or one case in every
50,000 years. Emissions of nickel compounds, ethyl benzene, and
tetrachloroethene contributed 95 percent to this cancer incidence.
Based upon actual or allowable emissions, no people were exposed to
cancer risks greater than or equal to 1-in-1 million.
Table 2--Inhalation Risk Assessment Summary for Boat Manufacturing Source Category
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cancer MIR (in-1 million) Population
----------------------------------------------- Cancer Population with risk of
incidence with risk of 1- 10-in-1 Max chronic noncancer HI
Based on actual Based on allowable (cases per in-1 million million or (actuals and allowables)
emissions emissions year) or greater greater
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source category................ 0.2 (nickel compounds, 0.3 (nickel 0.00001 0 0 HI <1
ethyl benzene, compounds, ethyl
tetrachloroethene). benzene,
tetrachloroethene).
Whole Facility................. 0.4 (naphthalene)..... ..................... 0.00004 0 0 HI = 1
--------------------------------------------------------------------------------------------------------------------------------------------------------
The maximum chronic noncancer TOSHI values for the source category,
based on actual and allowable emissions, were estimated to be less than
1, with cobalt compounds driving the TOSHI value from open contact
molding (resin spray layup and spray gel coat application) processes.
2. Acute Risk Results
Worst-case acute HQs were calculated for every HAP for which there
is an acute health benchmark using actual emissions. The maximum acute
noncancer HQ value for the source category was equal to 1 from styrene
emissions (based on the acute (1-hr) REL for styrene). As noted above
in section III.C.3.c, the highest HQ assumes that the primary source of
the styrene emissions from open molding (resin/gelcoat) operations was
modeled with an hourly emissions multiplier of 3 times the annual
emissions rate. Acute HQs are not calculated for allowable or whole
facility emissions.
3. Multipathway Risk Screening Results
Results of the worst-case Tier 1 screening analysis indicated one
facility reporting PB-HAP emissions (based on estimates of actual
emissions) for the source category, with no exceedences of the
screening values for the carcinogenic PB-HAP (arsenic and POM
compounds) or the noncarcinogenic PB-HAP (cadmium). The remaining PB-
HAP, mercury and dioxins/furans, were not emitted by any facility in
the source category.
In evaluating the potential for multipathway effects from emissions
of lead, we compared modeled hourly lead concentrations to the
secondary NAAQS for lead (0.15 [mu]g/m\3\). The highest hourly lead
concentration, 0.054 [micro]g/m\3\, is below the NAAQS for lead,
indicating a low potential for multipathway impacts of concern due to
lead.
4. Environmental Risk Screening Results
As described in section III.A of this preamble, we conducted an
environmental risk screening assessment for the Boat Manufacturing
source category for the following five pollutants: Cadmium, arsenic,
lead, POM, and HCl. For the three remaining pollutants (dioxin/furans,
mercury, and HF) an environmental risk screening assessment was not
performed because these pollutants are not emitted by the Boat
Manufacturing source category.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), we did not find any exceedances of the
ecological benchmarks evaluated. For lead, we did not find any
exceedances of the secondary lead NAAQS. For HCl, the average modeled
concentration around
[[Page 22659]]
each facility (i.e., the average concentration of all off-site data
points in the modeling domain) did not exceed any ecological benchmark.
In addition, each individually modeled concentration of HCl (i.e., each
off-site data point in the modeling domain) was below the ecological
benchmarks for all facilities. Based on the results of the
environmental risk screening analysis, we do not expect an adverse
environmental effect as a result of PB-HAP emissions from this source
category.
5. Facility-Wide Risk Results
Results of the assessment of facility-wide emissions indicate none
of the 93 facilities have a facility-wide cancer risk greater than or
equal to 1-in-1 million; refer to Table 2. The maximum facility-wide
cancer risk is 0.4-in-1 million, mainly driven by naphthalene emissions
from fiberglass resin product (atomized spray of gel coat) processes.
The total estimated cancer incidence from the whole facility is
0.00004 excess cancer cases per year, or one case in every 25,000
years, with no people estimated to have cancer risks greater than or
equal to 1-in-1 million from exposure to whole facility emissions.
The maximum facility-wide chronic noncancer TOSHI is estimated to
be equal to 1, mainly driven by emissions of styrene from open contact
molding (resin spray layup and spray gel coat application) processes.
6. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risks to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risks from the Boat Manufacturing
source category across different demographic groups within the
populations living near facilities.\19\
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\19\ Demographic groups included in the analysis are: White,
African American, Native American, other races and multiracial,
Hispanic or Latino, children 17 years of age and under, adults 18 to
64 years of age, adults 65 years of age and over, adults without a
high school diploma, people living below the poverty level, people
living two times the poverty level, and linguistically isolated
people.
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Results of the demographic analysis indicate that, for 7 of the 11
demographic groups, Hispanic or Latino, minority, people living below
the poverty level, linguistically isolated people, adults without a
high school diploma, adults 65 years of age or older, and African
Americans, the percentage of the population that resides within 5 km of
facilities in the source category is greater than the corresponding
national percentage for the same demographic groups. When examining the
risk levels of those exposed to emissions from boat manufacturing
facilities, we find that no one is exposed to a cancer risk at or above
1-in-1 million or to a chronic noncancer TOSHI greater than 1.
The methodology and the results of the demographic analysis are
presented in a technical report, Risk and Technology Review--Analysis
of Demographic Factors for Populations Living Near Boat Manufacturing
Source Category Operations, available in the docket for this action.
B. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effect for the Boat
Manufacturing source category?
1. Risk Acceptability
As noted in section II.A of this preamble, the EPA sets standards
under CAA section 112(f)(2) using ``a two-step standard-setting
approach, with an analytical first step to determine an 'acceptable
risk' that considers all health information, including risk estimation
uncertainty, and includes a presumptive limit on MIR of approximately
1-in-10 thousand'' (54 FR 38045, September 14, 1989).
For the Boat Manufacturing source category, the risk analysis
indicates that the cancer risks to the individual most exposed could be
up to 0.2-in-1 million due to actual emissions and up to 0.3-in-1
million based on allowable emissions. These risks are considerably less
than 100-in-1 million, which is the presumptive upper limit of
acceptable risk. The risk analysis also shows very low cancer incidence
(0.00001 cases per year for actual emissions and 0.00002 cases per year
for allowable emissions). We did not identify potential for adverse
chronic noncancer health effects. The acute noncancer risks based on
actual emissions are low at an HQ of 1 for styrene. Therefore, we find
there is little potential concern of acute noncancer health impacts
from actual emissions. In addition, the risk assessment indicates no
significant potential for multipathway health effects.
Considering all of the health risk information and factors
discussed above, including the uncertainties discussed in section
III.C.7 of this preamble, we propose that the risks from the Boat
Manufacturing source category are acceptable.
2. Ample Margin of Safety Analysis
Under the ample margin of safety analysis, we evaluated the cost
and feasibility of available control technologies and other measures
(including the controls, measures, and costs reviewed under the
technology review) that could be applied in this source category to
further reduce the risks (or potential risks) due to emissions of HAP,
considering all of the health risks and other health information
considered in the risk acceptability determination described above. In
this analysis, we considered the results of the technology review, risk
assessment, and other aspects of our MACT rule review to determine
whether there are any cost-effective controls or other measures that
would reduce emissions further and would be necessary to provide an
ample margin of safety to protect public health.
Our risk analysis indicated the risks from the Boat Manufacturing
source category are low for both cancer and noncancer health effects,
and, therefore, any risk reductions from further available control
options would result in minimal health benefits. As noted in section
VI.A of this preamble, no additional control measures were identified
for reducing HAP emissions from the Boat Manufacturing source category.
Thus, we are proposing that the Boat Manufacturing NESHAP provides and
ample margin of safety to protect health.
3. Adverse Environmental Effect
As described in section III.A, and in section IV.A.4 of this
preamble, we conducted an environmental risk screening assessment for
the Boat Manufacturing source category for the following five
pollutants: Cadmium, arsenic, lead, POM, and HCl. For the three
remaining pollutants (dioxin/furans, mercury, and HF), an environmental
risk screening assessment was not performed because these pollutants
are not emitted by the Boat Manufacturing source category.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), we did not find any exceedances of the
ecological benchmarks evaluated. For lead, we did not find any
exceedances of the secondary lead NAAQS. For HCl, the average modeled
concentration around each facility (i.e., the average concentration of
all off-site data points in the modeling domain) did not exceed any
ecological benchmark. In addition, each individually modeled
[[Page 22660]]
concentration of HCl (i.e., each off-site data point in the modeling
domain) was below the ecological benchmarks for all facilities.
Therefore, we do not expect adverse environmental effects as a result
of HAP emissions from this source category and we are proposing that it
is not necessary to set a more stringent standard to prevent, taking
into consideration costs, energy, safety, and other relevant factors,
an adverse environmental effect.
C. What are the results and proposed decisions based on our technology
review for the Boat Manufacturing source category?
As described in section III.B of this preamble, our technology
review focused on the identification and evaluation of developments in
practices, processes, and control technologies that have occurred since
the MACT standards were promulgated. In conducting the technology
review, we reviewed various informational sources regarding the
emissions from the Boat Manufacturing source category. The review
included a search of the RBLC database, reviews of air permits for boat
manufacturing facilities, and a review of relevant literature. We
reviewed these data sources for information on practices, processes,
and control technologies that were not considered during the
development of the Boat Manufacturing NESHAP. We also looked for
information on improvements in practices, processes, and control
technologies that have occurred since the development of the Boat
Manufacturing NESHAP.
After reviewing information from the aforementioned sources, we did
not identify any new developments in processes or control technologies
used at boat manufacturing facilities. We also considered improvements
in thermal oxidizers as HAP controls, given they were identified as
potential add-on controls in the July 14, 2000, proposed rule (65 FR
43851). We did not identify any improvements in performance of thermal
oxidizers, and we continue to believe that a thermal oxidizer is not a
cost-effective add-on control option for this source category, due to
the direct costs associated with high energy requirements for dilute
HAP streams or the costs associated with operating a capture and
control system (for concentrated HAP streams).
Based on the technology review, we have determined that there are
no cost-effective developments in processes or control technologies
that warrant revisions to the MACT standards for this source category.
We identified and seek comment on a general practice utilized by many
boat manufacturing facilities that has potential to reduce the amount
of HAP emissions emitted in open molding resin and gel coat application
operations. Specifically, we reviewed the practice that some facilities
in the boat manufacturing industry have implemented which includes
training their spray gun operators to deliver a controlled spray when
applying resin and/or gel coat during open molding production. Industry
representatives indicated that controlling the amount of overspray from
resins and/or gel coat application during open molding operations could
potentially reduce HAP emissions by 40 to 50 percent. From a practical
standpoint, controlling overspray reduces the amount of resin or gel
coat that is wasted and not applied to the product being manufactured;
the EPA seeks comment to determine whether this practice is widely used
by industry, whether significant HAP reductions are achieved industry-
wide, or whether HAP reductions can be achieved in the manufacturing of
large and small boats or large and small boat parts.
The EPA will review the information provided in public responses to
determine whether the rule should be amended to include a controlled-
spray training program as a work practice standard. Additional
information of our technology review can be found in the memorandum,
Technology Review for Boat Manufacturing and Reinforced Plastic
Composites Production Source Category, which is available in the docket
for this action (Docket ID No. EPA-HQ-OAR-2016-0447).
D. What other actions are we proposing for the Boat Manufacturing
source category?
In addition to the proposed actions described above, we are
proposing additional revisions to the Boat Manufacturing NESHAP. We are
proposing revisions to the SSM provisions of the rule in order to
ensure that it is consistent with the Court decision in Sierra Club v.
EPA, 551 F. 3d 1019 (D.C. Cir. 2008), which vacated two provisions that
exempted sources from the requirement to comply with otherwise
applicable CAA section 112(d) emission standards during periods of SSM.
We also are proposing to revise the Boat Manufacturing NESHAP to
include electronic reporting provisions. Our analyses and proposed
changes related to these issues are discussed below.
1. SSM Requirements
a. Proposed Elimination of the SSM Exemption
In its 2008 decision in Sierra Club v. EPA, 551 F.3d 1019 (D.C.
Cir. 2008), the Court vacated portions of two provisions in the EPA's
CAA section 112 regulations governing the emissions of HAP during
periods of SSM. Specifically, the Court vacated the SSM exemption
contained in 40 CFR 63.6(f)(1) and 40 CFR 63.6(h)(1), holding that
under section 302(k) of the CAA, emissions standards or limitations
must be continuous in nature and that the SSM exemption violates the
CAA's requirement that some CAA section 112 standards apply
continuously.
We are proposing the elimination of SSM exemptions in this rule,
including any reference to requirements included in 40 CFR part 63,
part A (General Provisions). Consistent with Sierra Club v. EPA, we are
proposing standards in this rule that apply at all times. We are also
proposing several revisions to Table 8 to 40 CFR part 63, subpart VVVV,
as is explained in more detail below. For example, we are proposing to
eliminate the incorporation of the General Provisions' requirement that
each source develop an SSM plan. We also are proposing to eliminate and
revise certain recordkeeping and reporting requirements related to the
SSM exemption as further described below.
The EPA has attempted to ensure that the provisions we are
proposing to eliminate are inappropriate, unnecessary, or redundant in
the absence of the SSM exemption. We are specifically seeking comment
on whether we have successfully done so.
In proposing the standards in this rule, the EPA has taken into
account startup and shutdown periods and, for the reasons explained
below, has not proposed alternate standards for those periods.
Periods of startup, normal operations, and shutdown are all
predictable and routine aspects of a source's operations. Malfunctions,
in contrast, are neither predictable nor routine. Instead they are, by
definition, sudden, infrequent, and not reasonably preventable failures
of emissions control, process, or monitoring equipment. (40 CFR 63.2,
Definition of malfunction). The EPA interprets CAA section 112 as not
requiring emissions that occur during periods of malfunction to be
factored into development of CAA section 112 standards, and this
reading has been upheld as reasonable by the Court in U.S. Sugar Corp.
v. EPA, 830 F.3d 579, 606-610 (2016). Under CAA section 112, emissions
standards for new
[[Page 22661]]
sources must be no less stringent than the level ``achieved'' by the
best controlled similar source and for existing sources generally must
be no less stringent than the average emission limitation ``achieved''
by the best performing 12 percent of sources in the category. There is
nothing in CAA section 112 that directs the Agency to consider
malfunctions in determining the level ``achieved'' by the best
performing sources when setting emission standards. As the Court has
recognized, the phrase ``average emissions limitation achieved by the
best performing 12 percent of'' sources ``says nothing about how the
performance of the best units is to be calculated.'' Nat'l Ass'n of
Clean Water Agencies v. EPA, 734 F.3d 1115, 1141 (D.C. Cir. 2013).
While the EPA accounts for variability in setting emissions standards,
nothing in CAA section 112 requires the Agency to consider malfunctions
as part of that analysis. The EPA is not required to treat a
malfunction in the same manner as the type of variation in performance
that occurs during routine operations of a source. A malfunction is a
failure of the source to perform in a ``normal or usual manner'' and no
statutory language compels the EPA to consider such events in setting
CAA section 112 standards.
As the Court recognized in U.S. Sugar Corp, accounting for
malfunctions in setting standards would be difficult, if not
impossible, given the myriad different types of malfunctions that can
occur across all sources in the category and given the difficulties
associated with predicting or accounting for the frequency, degree, and
duration of various malfunctions that might occur. Id. at 608 (``The
EPA would have to conceive of a standard that could apply equally to
the wide range of possible boiler malfunctions, ranging from an
explosion to minor mechanical defects. Any possible standard is likely
to be hopelessly generic to govern such a wide array of
circumstances.'') As such, the performance of units that are
malfunctioning is not ``reasonably'' foreseeable. See, e.g., Sierra
Club v. EPA, 167 F.3d 658, 662 (D.C. Cir. 1999) (``The EPA typically
has wide latitude in determining the extent of data-gathering necessary
to solve a problem. We generally defer to an agency's decision to
proceed on the basis of imperfect scientific information, rather than
to 'invest the resources to conduct the perfect study.'') See also,
Weyerhaeuser v. Costle, 590 F.2d 1011, 1058 (D.C. Cir. 1978) (``In the
nature of things, no general limit, individual permit, or even any
upset provision can anticipate all upset situations. After a certain
point, the transgression of regulatory limits caused by `uncontrollable
acts of third parties,' such as strikes, sabotage, operator
intoxication or insanity, and a variety of other eventualities, must be
a matter for the administrative exercise of case-by-case enforcement
discretion, not for specification in advance by regulation.''). In
addition, emissions during a malfunction event can be significantly
higher than emissions at any other time of source operation. For
example, if an air pollution control device with 99-percent removal
goes off-line as a result of a malfunction (as might happen if, for
example, the bags in a baghouse catch fire) and the emission unit is a
steady state type unit that would take days to shut down, the source
would go from 99-percent control to zero control until the control
device was repaired. The source's emissions during the malfunction
would be 100 times higher than during normal operations. As such, the
emissions over a 4-day malfunction period would exceed the annual
emissions of the source during normal operations. As this example
illustrates, accounting for malfunctions could lead to standards that
are not reflective of (and significantly less stringent than) levels
that are achieved by a well-performing non-malfunctioning source. It is
reasonable to interpret CAA section 112 to avoid such a result. The
EPA's approach to malfunctions is consistent with CAA section 112 and
is a reasonable interpretation of the statute.
Although no statutory language compels the EPA to set standards for
malfunctions, the EPA has the discretion to do so where feasible. For
example, in the Petroleum Refinery Sector Risk and Technology Review,
the EPA established a work practice standard for unique types of
malfunction that result in releases from pressure relief devices or
emergency flaring events because the EPA had information to determine
that such work practices reflected the level of control that applies to
the best performers. 80 FR 75178, 75211-14 (December 1, 2015). The EPA
will consider whether circumstances warrant setting standards for a
particular type of malfunction and, if so, whether the EPA has
sufficient information to identify the relevant best performing sources
and establish a standard for such malfunctions. We also encourage
commenters to provide any such information.
In the event that a source fails to comply with the applicable CAA
section 112(d) standards as a result of a malfunction event, the EPA
would determine an appropriate response based on, among other things,
the good faith efforts of the source to minimize emissions during
malfunction periods, including preventative and corrective actions, as
well as root cause analyses to ascertain and rectify excess emissions.
The EPA would also consider whether the source's failure to comply with
the CAA section 112(d) standard was, in fact, sudden, infrequent, not
reasonably preventable, and was not instead caused, in part, by poor
maintenance or careless operation. 40 CFR 63.2 (Definition of
malfunction).
If the EPA determines in a particular case that an enforcement
action against a source for violation of an emission standard is
warranted, the source can raise any and all defenses in that
enforcement action and the federal district court will determine what,
if any, relief is appropriate. The same is true for citizen enforcement
actions. Similarly, the presiding officer in an administrative
proceeding can consider any defense raised and determine whether
administrative penalties are appropriate.
In summary, the EPA interpretation of the CAA and, in particular,
CAA section 112 is reasonable and encourages practices that will avoid
malfunctions. Administrative and judicial procedures for addressing
exceedances of the standards fully recognize that violations may occur
despite good faith efforts to comply and can accommodate those
situations. U.S. Sugar Corp. v. EPA, 830 F.3d 579, 606-610 (2016).
b. Proposed Revisions to the General Provisions Applicability Table
We are proposing to revise the General Provisions table (Table 8 to
40 CFR part 63, subpart VVVV) entry for 40 CFR 63.6(e)(3) by changing
the ``yes'' in column 3 to a ``no.'' Generally, these paragraphs
require development of an SSM plan and specify SSM recordkeeping and
reporting requirements related to the SSM plan. As noted, the EPA is
proposing to remove the SSM exemptions. Therefore, affected units will
be subject to an emission standard during such events. The
applicability of a standard during such events will ensure that sources
have ample incentive to plan for and achieve compliance and, thus, the
SSM plan requirements are no longer necessary.
We are proposing to revise Table 8 to 40 CFR part 63, subpart VVVV,
to indicate that 40 CFR 63.8(c)(1)(i) and (iii) does not apply to 40
CFR part 63, subpart VVVV. The cross-references to the general duty and
SSM plan
[[Page 22662]]
requirements in those subparagraphs of the General Provisions are not
necessary in light of other requirements of 40 CFR 63.8 that require
good air pollution control practices (40 CFR 63.8(c)(1)) and that set
out the requirements of a quality control program for monitoring
equipment (40 CFR 63.8(d)).
We are proposing to revise Table 8 to 40 CFR part 63, subpart VVVV,
to indicate that 40 CFR 63.8(d)(3) does not apply to 40 CFR part 63,
subpart VVVV. The final sentence in 40 CFR 63.8(d)(3) refers to the
General Provisions' SSM plan requirement which is no longer applicable.
We are proposing to revise the Table 8 to 40 CFR part 63, subpart
VVVV, entry for 40 CFR 63.10(b)(2)(i) by changing the ``yes'' in column
3 to a ``no.'' Section 63.10(b)(2)(i) describes the recordkeeping
requirements during startup and shutdown. These recording provisions
are no longer necessary because the EPA is proposing that recordkeeping
and reporting applicable to normal operations will apply to startup and
shutdown. In the absence of special provisions applicable to startup
and shutdown, such as a startup and shutdown plan, there is no reason
to retain additional recordkeeping for startup and shutdown periods.
We are proposing to revise Table 8 to 40 CFR part 63, subpart VVVV,
to indicate 40 CFR 63.10(b)(2)(ii), 40 CFR 63.10(b)(2)(iv), and 40 CFR
63.10(b)(2)(v) do not apply. Section 63.10(b)(2)(ii) describes the
recordkeeping requirements during a malfunction. The EPA is proposing
to amend the requirements of 40 CFR 63.5767(d) to indicate that if a
facility has an add-on control device, they must keep records of any
failures to meet the applicable standards, including the date, time,
and duration of the failure. The EPA is also proposing to add to 40 CFR
63.5767(d) a requirement that sources keep records that include a list
of the affected add-on control device and actions taken to minimize
emissions, an estimate of the quantity of each regulated pollutant
emitted over any emission limit, and a description of the method used
to estimate the emissions. The EPA is proposing to require that sources
keep records of this information to ensure that there is adequate
information to allow the EPA to determine the severity of any failure
to meet a standard, and to provide data that may document how the
source met the general duty to minimize emissions when the source has
failed to meet an applicable standard.
The provision of 40 CFR 63.10(b)(2)(iv), when applicable, requires
sources to record actions taken during SSM events when actions were
inconsistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required. The
requirement previously applicable under 40 CFR 63.10(b)(2)(iv)(B) to
record actions to minimize emissions and record corrective actions is
now applicable by reference to 40 CFR 63.5767(d).
The provision of 40 CFR 63.10(b)(2)(v), when applicable, requires
sources to record actions taken during SSM events to show that actions
taken were consistent with their SSM plan. The requirement is no longer
appropriate because SSM plans will no longer be required.
We are proposing to revise Table 8 to 40 CFR part 63, subpart VVVV,
to indicate that 40 CFR 63.10(c)(15) does not apply. When applicable,
the provision allows an owner or operator to use the affected source's
SSM plan or records kept to satisfy the recordkeeping requirements of
the SSM plan specified in 40 CFR 63.6(e) to also satisfy the
requirements of 40 CFR 63.10(c)(10) through (12). The EPA is proposing
to eliminate this requirement because SSM plans would no longer be
required, and, therefore, 40 CFR 63.10(c)(15) no longer serves any
useful purpose for affected units.
We are proposing to revise the Table 8 to 40 CFR part 63, subpart
VVVV, entry for 40 CFR 63.10(d)(5) by changing the ``yes'' in column 3
to a ``no.'' Section 63.10(d)(5) describes the reporting requirements
for startups, shutdowns, and malfunctions. To replace the General
Provisions reporting requirement, the EPA is proposing to add reporting
requirements to 40 CFR 63.5764. The replacement language differs from
the General Provisions requirement in that it eliminates periodic SSM
reports as a stand-alone report. We are proposing language that
requires sources with add-on control devices that fail to meet an
applicable standard at any time to report the information concerning
such events in a compliance report already required under this rule on
a semiannual basis. We are proposing that the report must contain the
number, date, time, duration, and the cause of such events (including
unknown cause, if applicable), a list of the affected sources or
equipment, an estimate of the quantity of each regulated pollutant
emitted over any emission limit, and a description of the method used
to estimate the emissions.
Examples of such methods would include product-loss calculations,
mass balance calculations, measurements when available, or engineering
judgment based on known process parameters. The EPA is proposing this
requirement to ensure that there is adequate information to determine
compliance, to allow the EPA to determine the severity of the failure
to meet an applicable standard, and to provide data that may document
how the source met the general duty to minimize emissions during a
failure to meet an applicable standard.
We will no longer require owners or operators to determine whether
actions taken to correct a malfunction are consistent with an SSM plan
because plans would no longer be required. The proposed amendments,
therefore, eliminate the cross reference to 40 CFR 63.10(d)(5)(i) that
contains the description of the previously required SSM report format
and submittal schedule from this section. These specifications are no
longer necessary because the events will be reported in otherwise
required reports with similar format and submittal requirements.
The proposed amendments also eliminate the cross reference to 40
CFR 63.10(d)(5)(ii). Section 63.10(d)(5)(ii) describes an immediate
report for startups, shutdowns, and malfunctions when a source failed
to meet an applicable standard, but did not follow the SSM plan. We
will no longer require owners and operators to report when actions
taken during a startup, shutdown, or malfunction were not consistent
with an SSM plan because plans would no longer be required.
c. Definitions
We are proposing that definitions of ``Startup'' and ``Shutdown''
be added to 40 CFR 63.5779. The current rule relies on the 40 CFR part
63, subpart A, definitions of these terms which are based on the
setting in operation of, and cessation of operation of add-on control
devices. Because we are proposing that standards in this rule apply at
all times, we find it appropriate to propose definitions of startup and
shutdown based on these periods to clarify that it is the setting in
operation of, and cessation of operation of add-on control devices that
define startup and shutdown for purposes of 40 CFR part 63, subpart
VVVV.
We are proposing that the definition of ``Deviation'' in 40 CFR
63.5779 be revised to remove language that differentiates between
normal operations, startup and shutdown, and malfunction events.
2. Electronic Reporting Requirements
The EPA is proposing that owners and operators of facilities
subject to the Boat Manufacturing NESHAP submit
[[Page 22663]]
electronic copies of initial notifications required in 40 CFR 63.9(b),
notifications of compliance status required in 40 CFR 63.9(h),
performance test reports, and semiannual reports through the EPA's
Central Data Exchange (CDX), using the Compliance and Emissions Data
Reporting Interface (CEDRI). A description of the electronic data
submission process is provided in the memorandum, ``Electronic
Reporting Requirements for New Source Performance Standards (NSPS) and
National Emission Standards for Hazardous Air Pollutants (NESHAP)
Rules,'' available in Docket ID No. EPA-HQ-OAR-2016-0447. The proposed
rule requires that performance test results collected using test
methods that are supported by the EPA's Electronic Reporting Tool (ERT)
as listed on the ERT website \20\ at the time of the test be submitted
in the format generated through the use of the ERT and that other
performance test results be submitted in portable document format using
the attachment module of the ERT. For semiannual reports, the proposed
rule requires that owners and operators use the appropriate spreadsheet
template to submit information to CEDRI. A draft version of the
proposed template for these reports is included in the docket for this
rulemaking (Docket ID No. EPA-HQ-OAR-2016-0447). The EPA specifically
requests comment on the content, layout, and overall design of the
template.
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\20\ https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert.
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Additionally, by making the reports addressed in this proposed
rulemaking readily available, the EPA, the regulated community, and the
public will benefit when the EPA conducts its CAA-required technology
and risk-based reviews. As a result of having performance test reports
and air emission data readily accessible, our ability to carry out
comprehensive reviews will be increased and achieved within a shorter
period of time. These data will provide useful information on control
efficiencies being achieved and maintained in practice within a source
category and across source categories for regulated sources and
pollutants. These reports can also be used to inform the technology-
review process by providing information on improvements to add-on
technology and new control technology.
Under an electronic reporting system, the EPA's Office of Air
Quality Planning and Standards (OAQPS) would have air emissions and
performance test data in hand; OAQPS would not have to collect these
data from the EPA Regional offices or from delegated air agencies or
industry sources in cases where these reports are not submitted to the
EPA Regional offices. Thus, we anticipate fewer or less substantial
ICRs may be needed in conjunction with prospective CAA-required
technology and risk-based reviews. We expect this to result in a
decrease in time spent by industry to respond to data collection
requests. We also expect the ICRs to contain less extensive stack
testing provisions, as we will already have stack test data
electronically. Reduced testing requirements would be a cost savings to
industry. The EPA should also be able to conduct these required reviews
more quickly, as OAQPS will not have to include the ICR collection time
in the process or spend time collecting reports from the EPA Regional
offices. While the regulated community may benefit from a reduced
burden of ICRs, the general public benefits from the Agency's ability
to provide these required reviews more quickly, resulting in increased
public health and environmental protection.
Electronic reporting minimizes submission of unnecessary or
duplicative reports in cases where facilities report to multiple
government agencies and the agencies opt to rely on the EPA's
electronic reporting system to view report submissions. Where air
agencies continue to require a paper copy of these reports and will
accept a hard copy of the electronic report, facilities will have the
option to print paper copies of the electronic reporting forms to
submit to the air agencies, and, thus, minimize the time spent
reporting to multiple agencies. Additionally, maintenance and storage
costs associated with retaining paper records could likewise be
minimized by replacing those records with electronic records of
electronically submitted data and reports.
Air agencies could benefit from more streamlined and automated
review of the electronically submitted data. For example, because
performance test data would be readily-available in standard electronic
format, air agencies would be able to review reports and data
electronically rather than having to conduct a review of the reports
and data manually. Having reports and associated data in electronic
format facilitates review through the use of software ``search''
options, as well as the downloading and analyzing of data in
spreadsheet format. Additionally, air agencies would benefit from the
reported data being accessible to them through the EPA's electronic
reporting system wherever and whenever they want or need access (as
long as they have access to the internet). The ability to access and
review reports electronically assists air agencies in determining
compliance with applicable regulations more quickly and accurately,
potentially allowing a faster response to violations, which could
minimize harmful air emissions. This benefits both air agencies and the
general public.
The proposed electronic reporting of test data is consistent with
electronic data trends (e.g., electronic banking and income tax
filing). Electronic reporting of environmental data is already common
practice in many media offices at the EPA. The changes being proposed
in this rulemaking are needed to continue the EPA's transition to
electronic reporting.
Additionally, the EPA has identified two broad circumstances in
which electronic reporting extensions may be provided. In both
circumstances, the decision to accept the claim of needing additional
time to report is within the discretion of the Administrator, and
reporting should occur as soon as possible. The EPA is providing these
potential extensions to protect owners and operators from noncompliance
in cases where they cannot successfully submit a report by the
reporting deadline for reasons outside of their control. The situation
where an extension may be warranted due to outages of the EPA's CDX or
CEDRI which precludes an owner or operator from accessing the system
and submitting required reports is addressed in 40 CFR 63.5764. The
situation where an extension may be warranted due to a force majeure
event, which is defined as an event that will be or has been caused by
circumstances beyond the control of the affected facility, its
contractors, or any entity controlled by the affected facility that
prevents an owner or operator from complying with the requirement to
submit a report electronically as required by this rule is addressed in
40 CFR 63.5764. Examples of such events are acts of nature, acts of war
or terrorism, equipment failure, or safety hazards beyond the control
of the facility.
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements and by facilitating the ability of delegated state, local,
tribal, and territorial air agencies and
[[Page 22664]]
the EPA to assess and determine compliance, and will ultimately reduce
burden on regulated facilities, delegated air agencies, and the EPA.
Electronic reporting also eliminates paper-based, manual processes,
thereby saving time and resources, simplifying data entry, eliminating
redundancies, minimizing data reporting errors, and providing data
quickly and accurately to the affected facilities, air agencies, the
EPA, and the public. Moreover, electronic reporting is consistent with
the EPA's plan \21\ to implement Executive Order 13563 and is in
keeping with the EPA's Agency-wide policy \22\ developed in response to
the White House's Digital Government Strategy.\23\ For more information
on the benefits of electronic reporting, see the memorandum, Electronic
Reporting Requirements for New Source Performance Standards (NSPS) and
National Emission Standards for Hazardous Air Pollutants (NESHAP)
Rules, available in Docket ID No. EPA-HQ-OAR-2016-0447.
---------------------------------------------------------------------------
\21\ EPA's Final Plan for Periodic Retrospective Reviews, August
2011. Available at: https://www.regulations.gov/document?D=EPA-HQ-OA-2011-0156-0154.
\22\ E-Reporting Policy Statement for EPA Regulations, September
2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\23\ Digital Government: Building a 21st Century Platform to
Better Serve the American People, May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
---------------------------------------------------------------------------
In this action, we are amending the rule to include 40 CFR 63.5765
describing the provisions for electronic reporting. In addition, 40 CFR
63.5770 has been amended to indicate that records may be stored as
electronic documents.
E. What compliance dates are we proposing for the Boat Manufacturing
source category?
The EPA is proposing that affected sources that commenced
construction or reconstruction on or before May 17, 2019 must comply
with all of the amendments, with the exception of the proposed
electronic format for submitting notifications and compliance reports,
no later than 180 days after the effective date of the final rule, or
upon startup, whichever is later. Affected sources that commence
construction or reconstruction after May 17, 2019 must comply with all
requirements of the subpart, including the amendments being proposed,
with the exception of the proposed electronic format for submitting
notifications and compliance reports, no later than the effective date
of the final rule or upon startup, whichever is later. All affected
facilities would have to continue to meet the current requirements of
40 CFR part 63, subpart VVVV, until the applicable compliance date of
the amended rule. The final action is not expected to be a ``major
rule'' as defined by 5 U.S.C. 804(2), so the effective date of the
final rule will be the promulgation date as specified in CAA section
112(d)(10).
For existing sources, we are proposing two changes that would
impact ongoing compliance requirements for 40 CFR part 63, subpart
VVVV. As discussed elsewhere in this preamble, we are proposing to add
a requirement that notifications, performance test results, and
compliance reports be submitted electronically. We are also proposing
to change the requirements for SSM by removing the exemption from the
requirements to meet the standard during SSM periods and by removing
the requirement to develop and implement an SSM plan. Our experience
with similar industries that are required to convert reporting
mechanisms to install necessary hardware and software, become familiar
with the process of submitting performance test results electronically
through the EPA's CEDRI, test these new electronic submission
capabilities, and reliably employ electronic reporting shows that a
time period of a minimum of 90 days, and, more typically, 180 days is
generally necessary to successfully accomplish these revisions. Our
experience with similar industries further shows that this sort of
regulated facility generally requires a time period of 180 days to read
and understand the amended rule requirements; to evaluate their
operations to ensure that they can meet the standards during periods of
startup and shutdown as defined in the rule and make any necessary
adjustments; and to update their operation, maintenance, and monitoring
plan to reflect the revised requirements. The EPA recognizes the
confusion that multiple different compliance dates for individual
requirements would create and the additional burden such an assortment
of dates would impose. From our assessment of the timeframe needed for
compliance with the entirety of the revised requirements, the EPA
considers a period of 180 days to be the most expeditious compliance
period practicable and, thus, is proposing that all affected sources
that commenced construction or reconstruction on or before May 17, 2019
be in compliance with all of this regulation's revised requirements
within 180 days of the regulation's effective date.
We solicit comment on the proposed compliance periods, and we
specifically request submission of information from sources in this
source category regarding specific actions that would need to be
undertaken to comply with the proposed amended requirements and the
time needed to make the adjustments for compliance with any of the
revised requirements. We note that information provided may result in
changes to the proposed compliance dates.
F. What are the results of the risk assessment and analyses for the
Reinforced Plastic Composites Production source category?
1. Inhalation Risk Assessment Results
Table 3 of this preamble provides an overall summary of the
inhalation risk results. The results of the chronic baseline inhalation
cancer risk assessment indicate that, based on estimates of current
actual and allowable emissions, the MIR posed by the Reinforced Plastic
Composites Production source category was estimated to be 4-in-1
million for both model runs, from volatile organic compound HAP being
emitted from pultrusion processes. The total estimated cancer incidence
from reinforced plastic composites production emission sources based on
actual and allowable emission levels is 0.001 excess cancer cases per
year, or one case in every 1,000 years. Emissions of acrylonitrile,
naphthalene, ethyl benzene, and benzo(ghi)perylene contributed 91
percent to this cancer incidence. Based upon actual emissions, 1,500
people were exposed to cancer risks greater than or equal to 1-in-1
million; for allowable emissions, approximately 2,100 people were
estimated to be exposed to cancer risks greater than or equal to 1-in-1
million.
[[Page 22665]]
Table 3--Inhalation Risk Assessment Summary for Reinforced Plastic Composites Production Source Category
--------------------------------------------------------------------------------------------------------------------------------------------------------
Cancer MIR (in-1 million) Population
----------------------------------------------- Cancer Population with risk of
incidence with risk of 1- 10-in-1 Max chronic noncancer HI
Based on actual Based on allowable (cases per in-1 million million or (actuals and allowables)
emissions emissions year) or greater greater
--------------------------------------------------------------------------------------------------------------------------------------------------------
Source Category................ 4 (formaldehyde, ethyl 4 (formaldehyde, 0.001 1,500 0 HI = 1
benzene). ethyl benzene).
Whole Facility................. 20 (cadmium,7-12- ..................... 0.001 4,500 800 HI = 1
dimethylbenz
[a]anthracene,
nickel, formaldehyde.
--------------------------------------------------------------------------------------------------------------------------------------------------------
The maximum chronic noncancer TOSHI values for the source category,
based on actual emissions, were estimated to be 1, with cobalt
compounds driving the TOSHI value from the application of gel-coat and
resins.
2. Acute Risk Results
Worst-case acute HQs were calculated for every HAP for which there
is an acute health benchmark using actual emissions. The maximum off-
site acute noncancer HQ value for the source category was equal to 3
from styrene emissions (based on the acute (1-hour) REL). The acute
risks were based on actual emissions utilizing an hourly emissions
multiplier of 3 times the annual emissions rate. Acute HQs are not
calculated for allowable or whole facility emissions.
3. Multipathway Risk Screening Results
Results of the worst-case Tier 1 screening analysis indicate that
PB-HAP emissions (based on estimates of actual emissions) from the
source category did not exceed the screening values for the
carcinogenic PB-HAP (arsenic compounds) or the noncarcinogenic PB-HAP
(cadmium and mercury) that were emitted by 100 facilities of the 448
facilities in the source category. The only carcinogenic PB-HAP to
exceed the Tier 1 screening value of 1 was POM compounds from two
facilities with a maximum Tier 1 cancer screening value of 6. No
additional multipathway screening was conducted for this source
category.
An exceedance of a screening value in any of the tiers cannot be
equated with a risk value or a HQ (or HI). Rather, it represents a
high-end estimate of what the risk or hazard may be. For example,
facility emissions exceeding the screening value by a factor of 2 for a
non-carcinogen can be interpreted to mean that we are confident that
the HQ would be lower than 2. Similarly, facility emissions exceeding
the screening value by a factor of 20 for a carcinogen means that we
are confident that the risk is lower than 20-in-1 million. Our
confidence comes from the health-protective assumptions that are in the
screens: We choose inputs from the upper end of the range of possible
values for the influential parameters used in the screens; and we
assume that the exposed individual exhibits ingestion behavior that
would lead to a high total exposure.
In evaluating the potential for multipathway effects from emissions
of lead, we compared modeled hourly lead concentrations to the
secondary NAAQS for lead (0.15 [mu]g/m\3\). The highest hourly lead
concentration, 0.013 [micro]g/m\3\, is below the NAAQS for lead,
indicating a low potential for multipathway impacts of concern due to
lead.
4. Environmental Risk Screening Results
As described in section III.A of this preamble, we conducted an
environmental risk screening assessment for the Reinforced Plastic
Composites Production source category for the following six pollutants:
Cadmium, mercury, arsenic, lead, POM, and HCl. For the remaining two
pollutants (dioxin/furans and HF), an environmental risk screening
assessment was not performed because these pollutants are not emitted
by the Reinforced Plastic Composites Production source category.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), we did not find any exceedances of the
ecological benchmarks evaluated. For lead, we did not estimate any
exceedances of the secondary lead NAAQS. For HCl, the average modeled
concentration around each facility (i.e., the average concentration of
all off-site data points in the modeling domain) did not exceed any
ecological benchmark. In addition, each individual modeled
concentration of HCl (i.e., each off-site data point in the modeling
domain) was below the ecological benchmarks for all facilities. Based
on the results of the environmental risk screening analysis, we do not
expect an adverse environmental effect as a result of HAP emissions
from this source category.
5. Facility-Wide Risk Results
Results of the assessment of facility-wide emissions indicate that
eleven of the 448 facilities have a facility-wide cancer risk greater
than or equal to 1-in-1 million, and 1 facility has a facility-wide
cancer risk greater than or equal to 10-in-1 million; refer to Table 4.
The maximum facility-wide cancer risk is 20-in-1 million, mainly driven
by cadmium compounds emissions from in-process fuel use of natural gas.
The total estimated cancer incidence from the whole facility is
0.001 excess cancer cases per year, or one case in every 1,000 years,
with 4,500 people estimated to have cancer risks greater than or equal
to 1-in-1 million from exposure to whole facility emissions and 800
people estimated to have cancer risks greater than or equal to 10-in-1
million.
The maximum facility-wide chronic non-cancer TOSHI is estimated to
be equal to 1, mainly driven by cobalt emissions from the application
of gel-coats and resins.
6. What demographic groups might benefit from this regulation?
To examine the potential for any environmental justice issues that
might be associated with the source category, we performed a
demographic analysis, which is an assessment of risk to individual
demographic groups of the populations living within 5 km and within 50
km of the facilities. In the analysis, we evaluated the distribution of
HAP-related cancer and noncancer risk from the Reinforced Plastic
Composites Production source category across different demographic
groups
[[Page 22666]]
within the populations living near facilities.\24\
---------------------------------------------------------------------------
\24\ Demographic groups included in the analysis are: White,
African American, Native American, other races and multiracial,
Hispanic or Latino, children 17 years of age and under, adults 18 to
64 years of age, adults 65 years of age and over, adults without a
high school diploma, people living below the poverty level, people
living two times the poverty level, and linguistically isolated
people.
---------------------------------------------------------------------------
The results of the demographic analysis are summarized in Table 4
below. These results, for various demographic groups, are based on the
estimated risk from actual emissions levels for the population living
within 50 km of the facilities.
Table 4--Reinforced Plastic Composites Production Demographic Risk Analysis Results
----------------------------------------------------------------------------------------------------------------
Population with cancer
risk at or above 1-in-1 Population with chronic
Nationwide million due to HI above 1 due to
Reinforced Plastic Reinforced Plastic
Composites Production Composites Production
----------------------------------------------------------------------------------------------------------------
Total Population..................... 317,746,049 1,564 0
----------------------------------------------------------------------------------------------------------------
Race by Percent
----------------------------------------------------------------------------------------------------------------
White................................ 62 62 0
All Other Races...................... 38 38 0
----------------------------------------------------------------------------------------------------------------
Race by Percent
----------------------------------------------------------------------------------------------------------------
White................................ 62 62 0
African American..................... 12 26 0
Native American...................... 0.8 0 0
Hispanic or Latino................... 18 7 0
Other and Multiracial................ 7 5 0
----------------------------------------------------------------------------------------------------------------
Ethnicity by Percent
----------------------------------------------------------------------------------------------------------------
Hispanic............................. 18 7 0
Non-Hispanic......................... 82 93 0
----------------------------------------------------------------------------------------------------------------
Income by Percent
----------------------------------------------------------------------------------------------------------------
Below Poverty Level.................. 14 42 0
Above Poverty Level.................. 86 58 0
----------------------------------------------------------------------------------------------------------------
Education by Percent
----------------------------------------------------------------------------------------------------------------
Over 25 and without High School 14 16 0
Diploma.............................
Over 25 and with a High School 86 84 0
Diploma.............................
----------------------------------------------------------------------------------------------------------------
The results of the Reinforced Plastic Composites Production source
category demographic analysis indicate that emissions from the source
category expose approximately 1,600 people to a cancer risk at or above
1-in-1 million and no people to a chronic noncancer TOSHI greater than
1. The percentages of the at-risk population for 3 of the 11
demographic groups, people living below the poverty level, adults
without a high school diploma, and African Americans, that reside
within 50 km of facilities in the source category are greater than the
corresponding national percentage for the same demographic groups.
The methodology and the results of the demographic analysis are
presented in a technical report, Risk and Technology Review--Analysis
of Demographic Factors for Populations Living Near Reinforced Plastic
Composites Production Source Category, available in the docket for this
action.
G. What are our proposed decisions regarding risk acceptability, ample
margin of safety, and adverse environmental effect for the Reinforced
Plastic Composites Production source category?
1. Risk Acceptability
As noted in section II.A of this preamble, the EPA sets standards
under CAA section 112(f)(2) using ``a two-step standard-setting
approach, with an analytical first step to determine an 'acceptable
risk' that considers all health information, including risk estimation
uncertainty, and includes a presumptive limit on MIR of approximately
1-in-10 thousand'' (54 FR 38045, September 14, 1989).
For the Reinforced Plastic Composites Production source category,
the risk analysis indicates that the cancer risks to the individual
most exposed could be up to 4-in-1 million due to actual emissions and
up to 4-in-1 million based on allowable emissions. These risks are
considerably less than 100-in-1 million, which is the presumptive upper
limit of acceptable risk. The risk analysis also shows very low cancer
incidence (0.001 cases per year for actual emissions and 0.001 cases
per year for allowable emissions), and we did not identify potential
for adverse chronic noncancer health effects. The results of the acute
screening analysis estimate a maximum acute noncancer HQ of 3 based on
the acute REL for styrene. To better characterize the potential health
risks associated with estimated worst-case acute exposures to HAP, we
examine a wider range of available acute health metrics than we do for
our chronic risk assessments. This is in acknowledgement that there are
generally more data gaps and uncertainties in acute reference values
[[Page 22667]]
than there are in chronic reference values. By definition, the acute
REL represents a health-protective level of exposure, with effects not
anticipated below those levels, even for repeated exposures; however,
the level of exposure that would cause health effects is not
specifically known. As the exposure concentration increases above the
acute REL, the potential for effects increases. Therefore, when an REL
is exceeded and an AEGL-1 or ERPG-1 level is available (i.e., levels at
which mild, reversible effects are anticipated in the general public
for a single exposure), we typically use them as an additional
comparative measure, as they provide an upperbound for exposure levels
above which exposed individuals could experience effects.
Based on the AEGL-1 for styrene, the HQ is less than 1 (0.7), below
the level at which mild, reversible effects would be anticipated. In
addition, the acute screening assessment includes the conservative
(health protective) assumptions that every process releases its peak
hourly emissions at the same hour, that the worst-case dispersion
conditions occur at that same hour, and that an individual is present
at the location of maximum concentration for that hour. Together, these
factors lead us to conclude that significant acute effects are not
anticipated due to emissions from this category. In addition, the risk
assessment indicates no significant potential for multipathway health
effects.
Considering all of the health risk information and factors
discussed above, we propose to find that the risks from the Reinforced
Plastic Composites Production source category are acceptable.
2. Ample Margin of Safety Analysis
Under the ample margin of safety analysis, we evaluated the cost
and feasibility of available control technologies and other measures
(including the controls, measures, and costs reviewed under the
technology review) that could be applied in this source category to
further reduce the risks (or potential risks) due to emissions of HAP,
considering all of the health risks and other health information
considered in the risk acceptability determination described above. In
this analysis, we considered the results of the technology review, risk
assessment, and other aspects of our MACT rule review to determine
whether there are any cost-effective controls or other measures that
would reduce emissions further and would be necessary to provide an
ample margin of safety to protect public health.
Our risk analysis indicated the risks from the Reinforced Plastic
Composites Production source category are low for both cancer and
noncancer health effects, and, therefore, any risk reductions from
further available control options would result in minimal health
benefits. As noted in section IV.I of this preamble, no additional
control measures were identified for reducing HAP emissions from
sources in the Reinforced Plastic Composites Production source
category. Thus, we are proposing that the Reinforced Plastic Composites
Production NESHAP provides an ample margin of safety to protect health.
3. Adverse Environmental Effect
As described in sections III.A and IV.F.4, of this preamble, we
conducted an environmental risk screening assessment for the Reinforced
Plastic Composites Production source category for the following six
pollutants: Cadmium, mercury, arsenic, lead, POM, and HCl. For arsenic,
an environmental risk screening assessment was not performed because
this pollutant is not emitted by the Reinforced Plastic Composites
Production source category.
In the Tier 1 screening analysis for PB-HAP (other than lead, which
was evaluated differently), we did not find any exceedances of the
ecological benchmarks evaluated. For lead, we did not estimate any
exceedances of the secondary lead NAAQS. For HCl, the average modeled
concentration around each facility (i.e., the average concentration of
all off-site data points in the modeling domain) did not exceed any
ecological benchmark. In addition, each individual modeled
concentration of HCl (i.e., each off-site data point in the modeling
domain) was below the ecological benchmarks for all facilities.
Therefore, we do not expect adverse environmental effects as a result
of HAP emissions from this source category and we are proposing that it
is not necessary to set a more stringent standard to prevent, taking
into consideration costs, energy, safety, and other relevant factors,
an adverse environmental effect.
H. What are the results and proposed decisions based on our technology
review for the Reinforced Plastic Composites Production source
category?
As described in section III.B of this preamble, our technology
review focused on the identification and evaluation of developments in
practices, processes, and control technologies that have occurred since
the MACT standards were promulgated. In conducting the technology
review, we reviewed various informational sources regarding the
emissions from the Reinforced Plastic Composites Production source
category. The review included a search of the RBLC database, reviews of
air permits for reinforced plastic composites production facilities,
and a review of relevant literature. We reviewed these data sources for
information on practices, processes, and control technologies that were
not considered during the development of the Reinforced Plastic
Composites Production NESHAP. We also looked for information on
improvements in practices, processes, and control technologies that
have occurred since development of the Reinforced Plastic Composites
Production NESHAP.
After reviewing information from the aforementioned sources, we did
not identify any new developments in processes or control technologies
used at reinforced plastic composites production facilities. We
considered improvements in thermal oxidizers as HAP controls, given
they were identified as potential add-on controls in the August 2,
2001, proposed rule (66 FR 40333). We did not identify any improvements
in performance of thermal oxidizers, and we continue to believe that a
thermal oxidizer is not a cost effective add-on control option for
existing sources in this source category, due to the direct costs
associated with high energy requirements for dilute HAP streams or the
costs associated with operating a capture and control system. As with
the Boat Manufacturing source category, we evaluated a controlled-spray
training program as a practice that has potential to reduce the amount
of HAP emitted in open molding resin and gel coat application
operations. Specifically, we observed some facilities in the Reinforced
Plastic Composites Production source category implementing a practice
where the amount of overspray, during resin or gel coat application,
was being weighed to determine the application efficiency. Further
discussions with facility representatives and with the trade
association indicated that facilities train their spray gun operators
to deliver a controlled spray when applying resin and/or gel coat
during open molding production, and that the practice of weighing the
amount of overspray is an indicator of the effectiveness of their
training program. As with the Boat Manufacturing source category, the
EPA is seeking comment to determine the amount of HAP reductions that
could be achieved, and whether HAP reductions can be applicable to all
open mold production operations by all facilities in the source
category. The EPA seeks
[[Page 22668]]
comment to determine whether this practice is widely used by industry,
whether significant HAP reductions are achieved industry-wide, or
whether HAP reductions can be achieved in the manufacturing of large
and small parts.
Based on the technology review, we determined that there are no
cost-effective developments in processes or control technologies that
warrant revisions to the MACT standards for this source category. We
will review any information provided in public responses to determine
whether the rule should be amended to include a controlled-spray
training program as standard cost-effective means to reduce HAP
emissions. Additional details of our technology review can be found in
the memorandum, Technology Review for Boat Manufacturing and Reinforced
Plastic Composites Production Source Category, which is available in
the docket for this action (Docket ID No. EPA-HQ-OAR-2016-0449).
I. What other actions are we proposing for the Reinforced Plastic
Composites Production source category?
In addition to the proposed actions described above, we are
proposing additional revisions to the Reinforced Plastic Composites
Production NESHAP. We are proposing revisions to the SSM provisions in
order to ensure that they are consistent with the Court decision in
Sierra Club v. EPA, 551 F. 3d 1019 (D.C. Cir. 2008), which vacated two
provisions that exempted sources from the requirement to comply with
otherwise applicable CAA section 112(d) emission standards during
periods of SSM. We also are proposing to revise the Reinforced Plastic
Composites Production NESHAP to include electronic reporting
provisions. Our analyses and proposed changes related to these issues
are discussed below.
1. SSM Requirements
a. Proposed Elimination of the SSM Exemption
We are proposing the elimination of the SSM exemption in the
Reinforced Plastic Composites Production NESHAP which appears at 40 CFR
63.5835(b). As discussed at greater length in section IV.D.a and
consistent with Sierra Club v. EPA, we are proposing standards in this
rule that apply at all times. We are also proposing several revisions
to Table 15 to 40 CFR part 63, subpart WWWW (the General Provisions
Applicability Table), as is explained in more detail below. For
example, we are proposing to eliminate the incorporation of the General
Provisions' requirement that each source develop an SSM plan. We also
are proposing to eliminate and revise certain recordkeeping and
reporting requirements related to the SSM exemption as further
described below.
The EPA has attempted to ensure that the provisions we are
proposing to eliminate are inappropriate, unnecessary, or redundant in
the absence of the SSM exemption. We are specifically seeking comment
on whether we have successfully done so.
In proposing the standards in this rule, the EPA has taken into
account startup and shutdown periods and, for the reasons explained in
section IV.I.1 of this preamble, has not proposed alternate standards
for those periods.
b. Proposed Revisions to the General Provisions Applicability Table
We are proposing to revise the General Provisions table (Table 15
to 40 CFR part 63, subpart WWWW) to indicate that 40 CFR 63.6(e)(1)(i)
does not apply to the Reinforced Plastic Composites Production NESHAP.
We are proposing instead to add general duty regulatory text at 40 CFR
63.5835(b) that reflects the general duty to minimize emissions while
eliminating the reference to periods covered by an SSM exemption. The
current language in 40 CFR 63.6(e)(1)(i) characterizes what the general
duty entails during periods of SSM. With the elimination of the SSM
exemption, there is no need to differentiate between normal operations,
startup and shutdown, and malfunction events in describing the general
duty. Therefore, the language the EPA is proposing for 40 CFR
63.5835(b) does not include that language from 40 CFR 63.6(e)(1).
We are also proposing to revise Table 15 to 40 CFR part 63, subpart
WWWW, to indicate that 40 CFR 63.6(e)(1)(ii) does not apply.
We are proposing to revise the Table 15 to 40 CFR part 63, subpart
WWWW, entry for 40 CFR 63.6(e)(3) by changing the ``yes'' in column 3
to a ``no.'' As previously stated, these paragraphs require development
of an SSM plan and specify SSM recordkeeping and reporting requirements
related to the SSM plan. As noted, since the EPA is proposing to remove
the SSM exemptions, affected units will be subject to an emission
standard during such events. The applicability of a standard during
such events will ensure that sources have ample incentive to plan for
and achieve compliance and, thus, the SSM plan requirements are no
longer necessary.
We are proposing to revise the Table 15 to 40 CFR part 63, subpart
WWWW, entry for 40 CFR 63.6(f)(1) by changing the ``yes'' in column 3
to a ``no.'' The current language of 40 CFR 63.6(f)(1) exempts sources
from non-opacity standards during periods of SSM. As discussed above,
the Court in Sierra Club vacated the exemptions contained in this
provision and held that the CAA requires that some CAA section 112
standards apply continuously. Consistent with Sierra Club, the EPA is
proposing to revise standards in this rule to apply at all times.
We are proposing to revise Table 15 to 40 CFR part 63, subpart
WWWW, to indicate that 40 CFR 63.7(e)(1) does not apply. Section
63.7(e)(1) describes performance testing requirements. The EPA is
instead proposing to revise performance testing requirement at 40 CFR
63.5850(d). The performance testing requirements we are proposing to
add differ from the General Provisions performance testing provisions
in several respects. The regulatory text does not include the language
in 40 CFR 63.7(e)(1) that restated the SSM exemption and language that
precluded startup and shutdown periods from being considered
``representative'' for purposes of performance testing. The proposed
performance testing provisions exclude periods of startup and shutdown.
As in 40 CFR 63.7(e)(1), performance tests conducted under this subpart
should not be conducted during malfunctions because conditions during
malfunctions are often not representative of normal operating
conditions. The EPA is proposing to add language that requires the
owner or operator to record the process information that is necessary
to document operating conditions during the test and include in such
record an explanation to support that such conditions represent normal
operation. Section 63.7(e) requires that the owner or operator make
available to the Administrator such records ``as may be necessary to
determine the condition of the performance test'' available to the
Administrator upon request, but does not specifically require the
information to be recorded. The regulatory text the EPA is proposing to
add to this provision builds on that requirement and makes explicit the
requirement to record the information.
We are proposing to revise Table 15 to 40 CFR part 63, subpart
WWWW, to indicate that 40 CFR 63.8(c)(1)(i) and (iii) do not apply to
40 CFR part 63, subpart WWWW. The cross-references to the general duty
and SSM plan requirements in those subparagraphs are not necessary in
light of other requirements of 40 CFR 63.8 that require
[[Page 22669]]
good air pollution control practices (40 CFR 63.8(c)(1)) and that set
out the requirements of a quality control program for monitoring
equipment (40 CFR 63.8(d)).
We are proposing to revise Table 15 to 40 CFR part 63, subpart
WWWW, to indicate 40 CFR 63.8(d)(3) does not apply.
We are proposing to revise the Table 15 to 40 CFR part 63, subpart
WWWW, entry for 40 CFR 63.10(b)(2)(i) by changing the ``yes'' in column
3 to a ``no.'' Section 63.10(b)(2)(i) describes the recordkeeping
requirements during startup and shutdown. These recording provisions
are no longer necessary because the EPA is proposing that recordkeeping
and reporting applicable to normal operations will apply to startup and
shutdown. In the absence of special provisions applicable to startup
and shutdown, such as a startup and shutdown plan, there is no reason
to retain additional recordkeeping for startup and shutdown periods.
We are proposing to revise the Table 15 to 40 CFR part 63, subpart
WWWW, entry for 40 CFR 63.10(b)(2)(ii) through (v) by changing the
``yes'' in column 3 to a ``no.'' Sections 63.10(b)(2)(ii) through (v)
describes the recordkeeping requirements during startup, shutdown, and
malfunction. The EPA is proposing to add such requirements to 40 CFR
63.5915(a). The regulatory text we are proposing to add differs from
the General Provisions it is replacing in that the General Provisions
requires the creation and retention of a record of the occurrence and
duration of each malfunction of process, air pollution control, and
monitoring equipment. The EPA is proposing that this requirement apply
to any failure to meet an applicable standard and is requiring that the
source record the date, time, and duration of the failure rather than
the ``occurrence.'' In this rule amendment the EPA is proposing to add
to 40 CFR 63.5915(a) a requirement that sources keep records that
include a list of the affected source or equipment and actions taken to
minimize emissions, an estimate of the quantity of each regulated
pollutant emitted over any emission limit, and a description of the
method used to estimate the emissions. The EPA is proposing to require
that sources keep records of this information to ensure that there is
adequate information to allow the EPA to determine the severity of any
failure to meet a standard, and to provide data that may document how
the source met the general duty to minimize emissions when the source
has failed to meet an applicable standard.
We are proposing to revise Table 15 to 40 CFR part 63, subpart
WWWW, to indicate that 40 CFR 63.10(c)(15) does not apply. When
applicable, the provision allowed an owner or operator to use the
affected source's SSM plan or records kept to satisfy the recordkeeping
requirements of the SSM plan, specified in 40 CFR 63.6(e), to also
satisfy the requirements of 40 CFR 63.10(c)(10) through (12). The EPA
is proposing to eliminate this requirement because SSM plans would no
longer be required, and, therefore, 40 CFR 63.10(c)(15) no longer
serves any useful purpose for affected units.
We are proposing to revise the Table 15 to 40 CFR part 63, subpart
WWWW, entry for 40 CFR 63.10(d)(5) by changing the ``yes'' in column 3
to a ``no.'' Section 63.10(d)(5) describes the reporting requirements
for startups, shutdowns, and malfunctions. To replace the General
Provisions reporting requirement, the EPA is proposing to add reporting
requirements to 40 CFR 63.5910(h). We are proposing language that
requires sources that fail to meet an applicable standard at any time
to report the information concerning such events in the semiannual
compliance report. We are proposing that the report must contain the
number, date, time, duration, and the cause of such events (including
unknown cause, if applicable), a list of the affected sources or
equipment, an estimate of the quantity of each regulated pollutant
emitted over any emission limit, and a description of the method used
to estimate the emissions. The EPA is proposing this requirement to
ensure that there is adequate information to determine compliance, to
allow the EPA to determine the severity of the failure to meet an
applicable standard, and to provide data that may document how the
source met the general duty to minimize emissions during a failure to
meet an applicable standard.
c. Proposed Revisions to Definitions
We are proposing that the definition of ``Deviation'' in 40 CFR
63.5900(e) be revised to remove language that differentiates between
normal operations, startup and shutdown, and malfunction events.
2. Electronic Reporting Requirements
The EPA is proposing that owners and operators of facilities
subject to the Reinforced Plastic Composites Production NESHAP submit
electronic copies of initial notifications required in 40 CFR 63.9(b),
notifications of compliance status required in 40 CFR 63.9(h),
performance test reports, and semiannual reports through the EPA's CDX,
using CEDRI. A description of the electronic data submission process is
provided in the memorandum, Electronic Reporting Requirements for New
Source Performance Standards (NSPS) and National Emission Standards for
Hazardous Air Pollutants (NESHAP) Rules, available in Docket ID No.
EPA-HQ-OAR-2016-0449. The proposed rule requires that performance test
results collected using test methods that are supported by the EPA's
ERT as listed on the ERT website \25\ at the time of the test be
submitted in the format generated through the use of the ERT and that
other performance test results be submitted in portable document format
using the attachment module of the ERT. For semiannual reports, the
proposed rule requires that owners and operators use the appropriate
spreadsheet template to submit information to CEDRI. A draft version of
the proposed template for these reports is included in the docket for
this rulemaking (Docket ID. No. EPA-HQ-OAR-2016-0449). The EPA
specifically requests comment on the content, layout, and overall
design of the template.
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\25\ https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert.
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The EPA has identified two broad circumstances in which electronic
reporting extensions may be provided. In both circumstances, the
decision to accept the claim of needing additional time to report is
within the discretion of the Administrator, and reporting should occur
as soon as possible. The EPA is providing these potential extensions to
protect owners and operators from noncompliance in cases where they
cannot successfully submit a report by the reporting deadline for
reasons outside of their control. The situation where an extension may
be warranted due to outages of the EPA's CDX or CEDRI which precludes
an owner or operator from accessing the system and submitting required
reports is addressed in 40 CFR 63.5910. The situation where an
extension may be warranted due to a force majeure event, which is
defined as an event that will be or has been caused by circumstances
beyond the control of the affected facility, its contractors, or any
entity controlled by the affected facility that prevents an owner or
operator from complying with the requirement to submit a report
electronically as required by this rule is addressed in 40 CFR 63.5910.
Examples of such events are acts of nature, acts of war or terrorism,
equipment failure, or safety hazards beyond the control of the
facility.
[[Page 22670]]
The electronic submittal of the reports addressed in this proposed
rulemaking will increase the usefulness of the data contained in those
reports, is in keeping with current trends in data availability and
transparency, will further assist in the protection of public health
and the environment, will improve compliance by facilitating the
ability of regulated facilities to demonstrate compliance with
requirements and by facilitating the ability of delegated state, local,
tribal, and territorial air agencies and the EPA to assess and
determine compliance, and will ultimately reduce burden on regulated
facilities, delegated air agencies, and the EPA. Electronic reporting
also eliminates paper-based, manual processes, thereby saving time and
resources, simplifying data entry, eliminating redundancies, minimizing
data reporting errors, and providing data quickly and accurately to the
affected facilities, air agencies, the EPA, and the public. Moreover,
electronic reporting is consistent with the EPA's plan \26\ to
implement Executive Order 13563 and is in keeping with the EPA's
agency-wide policy \27\ developed in response to the White House's
Digital Government Strategy.\28\ For more information on the benefits
of electronic reporting, see the memorandum, Electronic Reporting
Requirements for New Source Performance Standards (NSPS) and National
Emission Standards for Hazardous Air Pollutants (NESHAP) Rules,
available in Docket ID No. EPA-HQ-OAR-2016-0449.
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\26\ EPA's Final Plan for Periodic Retrospective Reviews, August
2011. Available at: https://www.regulations.gov/document?D=EPA-HQ-OA-2011-0156-0154.
\27\ E-Reporting Policy Statement for EPA Regulations, September
2013. Available at: https://www.epa.gov/sites/production/files/2016-03/documents/epa-ereporting-policy-statement-2013-09-30.pdf.
\28\ Digital Government: Building a 21st Century Platform to
Better Serve the American People, May 2012. Available at: https://obamawhitehouse.archives.gov/sites/default/files/omb/egov/digital-government/digital-government.html.
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In this action, we are amending the rule to include 40 CFR 63.5912
describing the provisions for electronic reporting. In addition, 40 CFR
63.5920 has been amended to indicate that records may be stored as
electronic documents.
3. Correction to Table 4, Work Practice Standards.
In this action, we are adding text to Table 4 to 40 CFR part 63,
subpart WWWW to clarify that mixers that route emissions to a capture
and control device system that is at least 95- percent efficient
overall are not required to have covers. In the 2003 NESHAP rulemaking,
we determined that MACT for existing sources was pollution prevention
measures (for mixing and BMC manufacturing operations) and that MACT
for new sources was 95-percent control. We also considered whether the
new source MACT floor for mixing operations should be incorporation of
the pollution prevention measures (in this case covering the mixers)
combined with 95-percent control. We determined that the best
controlled facilities which route emissions to a 95-percent efficient
control device do not also incorporate the best pollution prevention
techniques. Therefore, we concluded that combining the pollution
prevention requirements with the 95-percent control requirements would
result in an overall control level that exceeds the levels at the best
controlled facilities. (66 FR 40332, August 2, 2001). However, the text
in table 4 of the regulation did not directly address whether mixers
that capture and control emissions by 95 percent overall need to have
covers. We have added text in line 6 of table 4 to clarify that covers
are not required for mixers that fully capture and route emissions to a
control device with at least 95-percent efficiency.
J. What compliance dates are we proposing for the Reinforced Plastic
Composites Production source category?
The EPA is proposing that affected sources that commenced
construction or reconstruction on or before May 17, 2019 must comply
with all of the amendments, with the exception of the proposed
electronic format for submitting notifications and compliance reports,
no later than 180 days after the effective date of the final rule.
Affected sources that commence construction or reconstruction after May
17, 2019 must comply with all requirements of the subpart, including
the amendments being proposed, with the exception of the proposed
electronic format for submitting notifications and compliance reports,
no later than the effective date of the final rule or upon startup,
whichever is later. All affected facilities would have to continue to
meet the current requirements of 40 CFR part 63, subpart WWWW, until
the applicable compliance date of the amended rule. The final action is
not expected to be a ``major rule'' as defined by 5 U.S.C. 804(2), so
the effective date of the final rule will be the promulgation date as
specified in CAA section 112(d)(10).
For existing sources, we are proposing two changes that would
impact ongoing compliance requirements for 40 CFR part 63, subpart
WWWW. As discussed elsewhere in this preamble, we are proposing to add
a requirement that notifications, performance test results, and
compliance reports be submitted electronically. We are also proposing
to change the requirements for SSM by removing the exemption from the
requirements to meet the standard during SSM periods and by removing
the requirement to develop and implement an SSM plan. Our experience
with similar industries that are required to convert reporting
mechanisms to install necessary hardware and software, become familiar
with the process of submitting performance test results electronically
through the EPA's CEDRI, test these new electronic submission
capabilities, and reliably employ electronic reporting shows that a
time period of a minimum of 90 days, and, more typically, 180 days is
generally necessary to successfully accomplish these revisions. Our
experience with similar industries further shows that this sort of
regulated facility generally requires a time period of 180 days to read
and understand the amended rule requirements; to evaluate their
operations to ensure that they can meet the standards during periods of
startup and shutdown as defined in the rule and make any necessary
adjustments; and to update their operation, maintenance, and monitoring
plan to reflect the revised requirements. The EPA recognizes the
confusion that multiple different compliance dates for individual
requirements would create and the additional burden such an assortment
of dates would impose. From our assessment of the timeframe needed for
compliance with the entirety of the revised requirements, the EPA
considers a period of 180 days to be the most expeditious compliance
period practicable and, thus, is proposing that all affected sources
that commenced construction or reconstruction on or before May 17, 2019
be in compliance with all of this regulation's revised requirements
within 180 days of the regulation's effective date.
We solicit comment on the proposed compliance periods, and we
specifically request submission of information from sources in this
source category regarding specific actions that would need to be
undertaken to comply with the proposed amended requirements and the
time needed to make the adjustments for compliance with any of the
revised requirements. We note that information provided may result in
changes to the proposed compliance dates.
[[Page 22671]]
V. Summary of Cost, Environmental, and Economic Impacts
A. What are the affected sources?
The EPA estimates that there are 93 boat manufacturing facilities
that are subject to the Boat Manufacturing NESHAP affected by the
proposed amendments to 40 CFR part 63, subpart VVVV, and 448 reinforced
plastic composites production facilities subject to the Reinforced
Plastic Composites Production NESHAP, affected by the proposed
amendments to 40 CFR part 63, subpart WWWW. The bases of our estimates
of affected facilities are provided in the memorandum, Emissions Data
for the National Emission Standards for Hazardous Air Pollutants for
Boat Manufacturing and the National Emission Standards for Hazardous
Air Pollutants for Reinforced Plastic Composites Production, which is
available in the respective dockets for this action. We are not
currently aware of any planned or potential new or reconstructed
manufacturing facilities in either of the source categories.
B. What are the air quality impacts?
All major sources in the two source categories would be required to
comply with the relevant emission standards at all times without the
SSM exemption. We were unable to quantify the specific emissions
reductions associated with eliminating the SSM exemption. However,
eliminating the SSM exemption has the potential to reduce emissions by
requiring facilities to meet the applicable standard during SSM
periods.
C. What are the cost impacts?
The one-time cost associated with reviewing the revised rules and
becoming familiar with the electronic reporting requirements is
estimated to be $446,448 (2016$); the one-time cost is composed of
$75,629 for the Boat Manufacturing source category (93 facilities), and
$370,819 for the Reinforced Plastic Composites Production source
category (448 facilities). The total cost per facility in the Boat
Manufacturing source category is estimated to be $399 per facility to
review the final rule requirements and $414 per facility to become
familiar with the electronic reporting requirements. The total cost per
facility in the Reinforced Plastic Composites Production source
category is estimated to be $414 per facility to review the final rule
requirements and $414 per facility to become familiar with the
electronic reporting requirements. All other costs associated with
notifications, reporting, and recordkeeping are believed to be
unchanged because the facilities in each source category are currently
required to comply with notification, reporting, and recordkeeping
requirements, and will continue to be required to comply with those
requirements. The number of personnel-hours required to develop the
materials in support of reports required by the NESHAP remain
unchanged.
D. What are the economic impacts?
Economic impact analyses focus on changes in market prices and
output levels. If changes in market prices and output levels in the
primary markets are significant enough, impacts on other markets may
also be examined. Both the magnitude of costs needed to comply with a
proposed rule and the distribution of these costs among affected
facilities can have a role in determining how the market will change in
response to a proposed rule.
The cost per facility for all of the facilities in both source
categories to review the proposed rule requirements and to become
familiar with the electronic reporting requirements are less than 1
percent of annual sales revenues. These costs are not expected to
result in a significant market impact, regardless of whether they are
passed on to the purchaser or absorbed by the firms.
In addition, the EPA prepared a small business screening assessment
to determine whether any of the identified affected entities are small
entities, as defined by the U.S. Small Business Administration. As
result of our small business screening, we have identified 73 out of
the 93 facilities in the Boat Manufacturing NESHAP as small entities,
while 309 out of the 448 facilities in the Reinforced Plastic
Composites Production NESHAP are small entities. For both industries,
the costs associated with becoming familiar with the proposed rule
requirements and to become familiar with the electronic reporting
requirements are less than 1 percent of their annual sales revenues.
Therefore, there are no significant economic impacts on a substantial
number of small entities from these proposed amendments.
E. What are the benefits?
The EPA does not anticipate reductions in HAP emissions as a result
of the proposed amendments to the Boat Manufacturing NESHAP or the
Reinforced Plastic Composites Production NESHAP. Because these proposed
amendments are not considered economically significant, as defined by
Executive Order 12866, and because no emission reductions were
estimated, we did not estimate any health benefits from reducing
emissions.
VI. Request for Comments
We solicit comments on all aspects of this proposed action. In
addition to general comments on this proposed action, we are also
interested in additional data that may improve the risk assessments and
other analyses. We are specifically interested in receiving any
improvements to the data used in the site-specific emissions profiles
used for risk modeling. Such data should include supporting
documentation in sufficient detail to allow characterization of the
quality and representativeness of the data or information. Section VII
of this preamble provides more information on submitting data.
During site visits to various reinforced plastic composites
production facilities, the EPA noted that a common practice observed at
multiple facilities was the weighing of overspray collected from the
floor as an indicator of spray efficiency. Overspray in this context
would refer to the resin or gel coat that has left the spray gun, but
was not applied to the product being manufactured. The EPA is also
aware of a controlled-spray certification program offered by the
American Composites Manufacturers Association (ACMA). After discussing
the training program in greater detail with ACMA, and general
controlled-spray training with the National Marine Manufacturers
Association (NMMA), we are soliciting comment to collect information
regarding the potential cost and benefit of revising the Boat
Manufacturing NESHAP and/or the Reinforced Plastic Composites
Production NESHAP to include controlled-spray training as a work
practice standard. The work practice standard would apply to operations
where styrene-containing resins and gel coats are sprayed onto an open
mold. Refer to the memorandum with the subject, Controlled Spray
Program: Request for Comments, in the docket (Docket ID No. EPA-HQ-OAR-
2016-0447 for the Boat Manufacturing NESHAP and EPA-HQ-OAR-2016-0449
for the Reinforced Plastic Composites Production NESHAP). The
referenced document includes background information related to
controlling overspray during open molding operations, description of
the type of information we are currently seeking, and proposed work
practice language for the Boat Manufacturing NESHAP and the Reinforced
Plastic Composites Manufacturing NESHAP.
[[Page 22672]]
VII. Submitting Data Corrections
The site-specific emissions profiles used in the source category
risk and demographic analyses and instructions are available for
download on the RTR website at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html. The data files include detailed information for each HAP
emissions release point for the facilities in the source category.
If you believe that the data are not representative or are
inaccurate, please identify the data in question, provide your reason
for concern, and provide any ``improved'' data that you have, if
available. When you submit data, we request that you provide
documentation of the basis for the revised values to support your
suggested changes. To submit comments on the data downloaded from the
RTR website, complete the following steps:
1. Within this downloaded file, enter suggested revisions to the
data fields appropriate for that information.
2. Fill in the commenter information fields for each suggested
revision (i.e., commenter name, commenter organization, commenter email
address, commenter phone number, and revision comments).
3. Gather documentation for any suggested emissions revisions
(e.g., performance test reports, material balance calculations).
4. Send the entire downloaded file with suggested revisions in
Microsoft[supreg] Access format and all accompanying documentation to
Docket ID No. EPA-HQ-OAR-2016-0447 for the Boat Manufacturing NESHAP
and EPA-HQ-OAR-2016-0449 for the Reinforced Plastic Composites
Production NESHAP (through the method described in the ADDRESSES
section of this preamble).
5. If you are providing comments on a single facility or multiple
facilities, you need only submit one file for all facilities. The file
should contain all suggested changes for all sources at that facility
(or facilities). We request that all data revision comments be
submitted in the form of updated Microsoft[supreg] Excel files that are
generated by the Microsoft[supreg] Access file. These files are
provided on the RTR website at https://www3.epa.gov/ttn/atw/rrisk/rtrpg.html.
VIII. Statutory and Executive Order Reviews
Additional information about these statutes and Executive Orders
can be found at https://www.epa.gov/laws-regulations/laws-and-executive-orders.
A. Executive Order 12866: Regulatory Planning and Review and Executive
Order 13563: Improving Regulation and Regulatory Review
This action is not a significant regulatory action and was,
therefore, not submitted to OMB for review.
B. Executive Order 13771: Reducing Regulation and Controlling
Regulatory Costs
This action is not expected to be an Executive Order 13771
regulatory action because this action is not significant under
Executive Order 12866.
C. Paperwork Reduction Act (PRA)
The information collection activities in this proposed rule have
been submitted for approval to OMB under the PRA, as discussed for each
source category covered by this proposal in sections VIII.C.1 and 2.
1. Boat Manufacturing
The ICR document that the EPA prepared has been assigned EPA ICR
number 1966.06. You can find a copy of the ICR in the docket for this
rule, and it is briefly summarized here. We are proposing changes to
the recordkeeping and reporting requirements associated with 40 CFR
part 63, subpart VVVV, in the form of eliminating the SSM plan and
reporting requirements; including reporting requirements for deviations
in the semiannual report; and including the requirement for electronic
submittal of reports. In addition, the number of facilities subject to
the standards changed. The number of respondents was reduced from 441
to 93 based on consultation with industry representatives and state/
local agencies.
Respondents/affected entities: The respondents to the recordkeeping
and reporting requirements are owners or operators of boat
manufacturing facilities subject to 40 CFR part 63, subpart VVVV.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart VVVV).
Estimated number of respondents: 93 facilities.
Frequency of response: The frequency of responses varies depending
on the burden item. Responses include one-time review of rule
amendments, reports of periodic performance tests, and semiannual
compliance reports.
Total estimated burden: The annual recordkeeping and reporting
burden for responding facilities to comply with all of the requirements
in the NESHAP, averaged over the 3 years of this ICR, is estimated to
be 7,914 hours (per year). The average annual burden to the Agency over
the 3 years after the amendments are final is estimated to be 2,318
hours (per year) for the Agency. Burden is defined at 5 CFR 1320.3(b).
Total estimated cost: The annual recordkeeping and reporting cost
for responding facilities to comply with all of the requirements in the
NESHAP, averaged over the 3 years of this ICR, is estimated to be
$816,500 (rounded, per year). There are no estimated capital and
operation and maintenance (O&M) costs. The total average annual Agency
cost over the first 3 years after the amendments are final is estimated
to be $107,700.
2. Reinforced Plastic Composites Production
The ICR document that the EPA prepared has been assigned EPA ICR
number 1976.06. You can find a copy of the ICR in the docket for this
rule, and it is briefly summarized here. We are proposing changes to
the recordkeeping and reporting requirements associated with 40 CFR
part 63, subpart WWWW, in the form of eliminating the SSM plan and
reporting requirements; including reporting requirements for deviations
in the semiannual report; and including the requirement for electronic
submittal of reports. In addition, the number of facilities subject to
the standards changed. The number of respondents was reduced from 584
to 448 based on consultation with industry representatives and state/
local agencies.
Respondents/affected entities: The respondents to the recordkeeping
and reporting requirements are owners or operators of reinforced
plastic composites production facilities subject to 40 CFR part 63,
subpart WWWW.
Respondent's obligation to respond: Mandatory (40 CFR part 63,
subpart WWWW).
Estimated number of respondents: 448 facilities.
Frequency of response: The frequency of responses varies depending
on the burden item. Responses include one-time review of rule
amendments, reports of periodic performance tests, and semiannual
compliance reports.
Total estimated burden: The annual recordkeeping and reporting
burden for responding facilities to comply with all of the requirements
in the NESHAP, averaged over the 3 years of this ICR, is estimated to
be 38,125 hours (per year). The average annual burden to the Agency
over the 3 years after the amendments are final is estimated to be
2,318 hours (per year) for the Agency. Burden is defined at 5 CFR
1320.3(b).
Total estimated cost: The annual recordkeeping and reporting cost
for responding facilities to comply with all of the requirements in the
NESHAP,
[[Page 22673]]
averaged over the 3 years of this ICR, is estimated to be $3,933,400
(rounded, per year). There are no estimated capital and O&M costs. The
total average annual Agency cost over the first 3 years after the
amendments are final is estimated to be $107,700.
An agency may not conduct or sponsor, and a person is not required
to respond to, a collection of information unless it displays a
currently valid OMB control number. The OMB control numbers for the
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
Submit your comments on the Agency's need for this information, the
accuracy of the provided burden estimates, and any suggested methods
for minimizing respondent burden to the EPA using the dockets
identified at the beginning of this rule. You may also send your ICR-
related comments to OMB's Office of Information and Regulatory Affairs
via email to [email protected], Attention: Desk Officer for
the EPA. Since OMB is required to make a decision concerning the ICR
between 30 and 60 days after receipt, OMB must receive comments no
later than June 17, 2019. The EPA will respond to any ICR-related
comments in the final rule.
D. Regulatory Flexibility Act (RFA)
I certify that this action will not have a significant economic
impact on a substantial number of small entities under the RFA. This
action will not impose any requirements on the boat manufacturing and/
or reinforced plastic composites production industries as a whole, and
therefore, will not impose any requirements on small entities included
in each source category.
E. Unfunded Mandates Reform Act (UMRA)
This action does not contain an unfunded mandate of $100 million or
more as described in UMRA, 2 U.S.C. 1531-1538, and does not
significantly or uniquely affect small governments. The action imposes
no enforceable duty on any state, local, or tribal governments or the
private sector.
F. Executive Order 13132: Federalism
This action does not have federalism implications. It will not have
substantial direct effects on the states, on the relationship between
the national government and the states, or on the distribution of power
and responsibilities among the various levels of government.
G. Executive Order 13175: Consultation and Coordination With Indian
Tribal Governments
This action does not have tribal implications as specified in
Executive Order 13175. No tribal facilities are known to be engaged in
the Boat Manufacturing or Reinforced Plastic Composites Production
source categories, and would not be affected by this action. Thus,
Executive Order 13175 does not apply to this action.
H. Executive Order 13045: Protection of Children From Environmental
Health Risks and Safety Risks
This action is not subject to Executive Order 13045 because it is
not economically significant as defined in Executive Order 12866, and
because the EPA does not believe the environmental health or safety
risks addressed by this action present a disproportionate risk to
children. This action's health and risk assessments are contained in
sections III.A and IV.A and B of this preamble.
I. Executive Order 13211: Actions Concerning Regulations That
Significantly Affect Energy Supply, Distribution, or Use
This action is not subject to Executive Order 13211 because it is
not a significant regulatory action under Executive Order 12866.
J. National Technology Transfer and Advancement Act (NTTAA)
This rulemaking does not involve technical standards.
K. Executive Order 12898: Federal Actions To Address Environmental
Justice in Minority Populations and Low-Income Populations
The EPA believes that this action does not have disproportionately
high and adverse human health or environmental effects on minority
populations, low-income populations, and/or indigenous peoples, as
specified in Executive Order 12898 (59 FR 7629, February 16, 1994).
The documentation for this decision is contained in sections IV.A,
IV.B, IV.F, and IV.G of this preamble. As discussed in sections IV.A,
IV.B, IV.F, and IV.G of this preamble, we performed a demographic
analysis for each source category, which is an assessment of risks to
individual demographic groups, of the population close to the
facilities (within 50 km and within 5 km). In our analysis, we
evaluated the distribution of HAP-related cancer risks and noncancer
hazards from the Boat Manufacturing source category and the Reinforced
Plastic Composites Production source category across different social,
demographic, and economic groups within the populations living near
operations identified as having the highest risks.
Results of the demographic analysis performed for the Boat
Manufacturing source category indicate that, for seven of the 11
demographic groups, Hispanic or Latino, minority, people living below
the poverty level, linguistically isolated people, adults without a
high school diploma, adults 65 years of age or older, and African
Americans that reside within 5 km of facilities in the source category
is greater than the corresponding national percentage for the same
demographic groups. When examining the risk levels of those exposed to
emissions from boat manufacturing facilities, we find that no one is
exposed to a cancer risk at or above 1-in-1 million or to a chronic
noncancer TOSHI greater than 1.
The results of the Reinforced Plastic Composite Production source
category demographic analysis indicate that emissions from the source
category expose approximately 1,600 people to a cancer risk at or above
1-in-1 million and no people to a chronic noncancer TOSHI greater than
1. The percentages of the at-risk population for three of the 11
demographic groups; people living below the poverty level, adults
without a high school diploma, and African Americans that reside within
50 km of facilities in the source category is greater than the
corresponding national percentage for the same demographic groups.
List of Subjects in 40 CFR Part 63
Environmental protection, Air pollution control, Hazardous
substances, Reporting and recordkeeping requirements.
Dated: April 18, 2019.
Andrew R. Wheeler,
Administrator.
For the reasons set out in the preamble, title 40, chapter I, part
63 of the Code of Federal Regulations is proposed to be amended as
follows:
PART 63--NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS
FOR SOURCE CATEGORIES
0
1. The authority citation for part 63 continues to read as follows:
Authority: 42 U.S.C. 7401 et seq.
Subpart VVVV--National Emission Standards for Hazardous Air
Pollutants for Boat Manufacturing
Sec. 63.5764 [Amended]
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2. Section 63.5764 is amended by removing paragraph (e).
[[Page 22674]]
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3. Section 63.5765 is added to read as follows:
Sec. 63.5765 How do I submit my reports?
(a) Within 60 days after the date of completing each performance
test required by this subpart, you must submit the results of the
performance test following the procedures specified in paragraphs
(a)(1) through (3) of this section.
(1) Data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test. Submit the results of the
performance test to the EPA via the Compliance and Emissions Data
Reporting Interface (CEDRI), which can be accessed through the EPA's
Central Data Exchange (CDX) (https://cdx.epa.gov/). The data must be
submitted in a file format generated through the use of the EPA's ERT.
Alternatively, you may submit an electronic file consistent with the
extensible markup language (XML) schema listed on the EPA's ERT
website.
(2) Data collected using test methods that are not supported by the
EPA's ERT as listed on the EPA's ERT website at the time of the test.
The results of the performance test must be included as an attachment
in the ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the ERT generated
package or alternative file to the EPA via CEDRI.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (a)(1) of this section is
CBI, you must submit a complete file, including information claimed to
be CBI, to the EPA. The file must be generated through the use of the
EPA's ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted must be submitted to the EPA via the EPA's CDX as
described in paragraph (a)(1) of this section.
(b) Within 60 days after the date of completing each continuous
monitoring system (CMS) performance evaluation as defined in Sec.
63.2, you must submit the results of the performance evaluation
following the procedures specified in paragraphs (b)(1) through (3) of
this section.
(1) Performance evaluations of CMS measuring relative accuracy test
audit (RATA) pollutants that are supported by the EPA's ERT as listed
on the EPA's ERT website at the time of the evaluation. Submit the
results of the performance evaluation to the EPA via CEDRI, which can
be accessed through the EPA's CDX. The data must be submitted in a file
format generated through the use of the EPA's ERT. Alternatively, you
may submit an electronic file consistent with the XML schema listed on
the EPA's ERT website.
(2) Performance evaluations of CMS measuring RATA pollutants that
are not supported by the EPA's ERT as listed on the EPA's ERT website
at the time of the evaluation. The results of the performance
evaluation must be included as an attachment in the ERT or an alternate
electronic file consistent with the XML schema listed on the EPA's ERT
website. Submit the ERT generated package or alternative file to the
EPA via CEDRI.
(3) Confidential business information. If you claim some of the
information submitted under paragraph (a)(1) of this section is CBI,
you must submit a complete file, including information claimed to be
CBI, to the EPA. The file must be generated through the use of the
EPA's ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted must be submitted to the EPA via the EPA's CDX as
described in paragraph (a)(1) of this section.
(c) You must submit to the Administrator semiannual compliance
reports of the information required in Sec. 63.5764(c) and (d) .
Beginning on [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE FINAL RULE
IN THE Federal Register], submit all subsequent reports following the
procedure specified in paragraph (d) of this section.
(d) If you are required to submit reports following the procedure
specified in this paragraph, beginning on [DATE 180 DAYS AFTER DATE OF
PUBLICATION OF THE FINAL RULE IN THE Federal Register], you must submit
all subsequent reports to the EPA via the Compliance and Emissions Data
Reporting Interface (CEDRI), which can be accessed through the EPA's
Central Data Exchange (CDX) (https://cdx.epa.gov/). You must use the
appropriate electronic report template on the CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri) for this subpart. The date
report templates become available will be listed on the CEDRI website.
The report must be submitted by the deadline specified in this subpart,
regardless of the method in which the report is submitted. If you claim
some of the information required to be submitted via CEDRI is
confidential business information (CBI), submit a complete report,
including information claimed to be CBI, to the EPA. The report must be
generated using the appropriate form on the CEDRI website or an
alternate electronic file consistent with the XML schema listed on the
CEDRI website. Submit the file on a compact disc, flash drive, or other
commonly used electronic storage medium and clearly mark the medium as
CBI. Mail the electronic medium to U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement Policy Group, MD C404-02, 4930 Old
Page Rd., Durham, NC 27703. The same file with the CBI omitted must be
submitted to the EPA via the EPA's CDX as described earlier in this
paragraph.
(e) If you are required to electronically submit a report through
CEDRI in the EPA's CDX, you may assert a claim of EPA system outage for
failure to timely comply with the reporting requirement. To assert a
claim of EPA system outage, you must meet the requirements outlined in
paragraphs (e)(1) through (7) of this section.
(1) You must have been or will be precluded from accessing CEDRI
and submitting a required report within the time prescribed due to an
outage of either the EPA's CEDRI or CDX systems.
(2) The outage must have occurred within the period of time
beginning five business days prior to the date that the submission is
due.
(3) The outage may be planned or unplanned.
(4) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(5) You must provide to the Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX or CEDRI was accessed and the
system was unavailable;
[[Page 22675]]
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to EPA system outage;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(6) The decision to accept the claim of EPA system outage and allow
an extension to the reporting deadline is solely within the discretion
of the Administrator.
(7) In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved.
(f) If you are required to electronically submit a report through
CEDRI in the EPA's CDX, you may assert a claim of force majeure for
failure to timely comply with the reporting requirement. To assert a
claim of force majuere, you must meet the requirements outlined in
paragraphs (f)(1) through (5) of this section.
(1) You may submit a claim if a force majeure event is about to
occur, occurs, or has occurred or there are lingering effects from such
an event within the period of time beginning five business days prior
to the date the submission is due. For the purposes of this section, a
force majeure event is defined as an event that will be or has been
caused by circumstances beyond the control of the affected facility,
its contractors, or any entity controlled by the affected facility that
prevents you from complying with the requirement to submit a report
electronically within the time period prescribed. Examples of such
events are acts of nature (e.g., hurricanes, earthquakes, or floods),
acts of war or terrorism, or equipment failure or safety hazard beyond
the control of the affected facility (e.g., large scale power outage).
(2) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(3) You must provide to the Administrator:
(i) A written description of the force majeure event;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to the force majeure event;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(4) The decision to accept the claim of force majeure and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(5) In any circumstance, the reporting must occur as soon as
possible after the force majeure event occurs.
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4. Section 63.5767 is amended by revising paragraph (d) to read as
follows:
Sec. 63.5767 What records must I keep?
* * * * *
(d) If your facility has an add-on control device, you must keep
the records of any failures to meet the applicable standards, including
the date, time, and duration of the failure; a list of the affected
add-on control device and actions taken to minimize emissions, an
estimate of the quantity of each regulated pollutant emitted over any
emission limit, and a description of the method used to estimate the
emissions; control device performance tests; and continuous monitoring
system performance evaluations.
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5. Section 63.5770 is amended by adding paragraph (e) to read as
follows:
Sec. 63.5770 In what form and for how long must I keep my records?
* * * * *
(e) Any records required to be maintained by this part that are
submitted electronically via the EPA's CEDRI may be maintained in
electronic format. This ability to maintain electronic copies does not
affect the requirement for facilities to make records, data, and
reports available upon request to a delegated air agency or the EPA as
part of an on-site compliance evaluation.
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6. Section 63.5779 is amended by removing the definition for
``Deviation'' and adding in alphabetical order definitions for
``Deviation after [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE Federal Register],'' ``Deviation before [DATE 181 DAYS
AFTER DATE OF PUBLICATION OF THE FINAL RULE IN THE Federal Register],''
``Shutdown,'' and ``Startup'' to read as follows:
Sec. 63.5779 What definitions apply to this subpart?
* * * * *
Deviation after [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE
FINAL RULE IN THE Federal Register] means any instance in which an
affected source subject to this subpart, or an owner or operator of
such a source:
(1) Fails to meet any requirement or obligation established by this
subpart, including, but not limited to, any emission limit, operating
limit, or work practice standard; or
(2) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit.
Deviation before [DATE 181 DAYS AFTER DATE OF PUBLICATION OF THE
FINAL RULE IN THE Federal Register] means any instance in which an
affected source subject to this subpart, or an owner or operator of
such a source:
(1) Fails to meet any requirement or obligation established by this
subpart, including, but not limited to, any emission limit, operating
limit, or work practice standard; or
(2) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit; or
(3) Fails to meet any emission limit, or operating limit, or work
practice standard in this subpart during startup, shutdown, or
malfunction, regardless of whether or not such failure is permitted by
this subpart.
* * * * *
Shutdown after [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE
FINAL RULE IN THE Federal Register] means the cessation of operation of
the add-on control devices.
Startup after [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE FINAL
RULE IN THE Federal Register] means the setting in operation of the
add-on control devices.
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7. Table 8 to Subpart VVVV of Part 63 is revised to read as follows:
Table 8 to Subpart VVVV of Part 63--Applicability of General Provisions
(40 CFR Part 63, Subpart A) to Subpart VVVV
As specified in Sec. 63.5773, you must comply with the applicable
requirements of the General Provisions according to the following
table:
[[Page 22676]]
----------------------------------------------------------------------------------------------------------------
Citation Requirement Applies to subpart VVVV Explanation
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a).......................... General Applicability Yes.....................
Sec. 63.1(b).......................... Initial Applicability Yes.....................
Determination.
Sec. 63.1(c)(1)....................... Applicability After Yes.....................
Standard Established.
Sec. 63.1(c)(2)....................... ..................... Yes..................... Area sources are not
regulated by subpart
VVVV.
Sec. 63.1(c)(3)....................... ..................... No...................... [Reserved].
Sec. 63.1(c)(4)-(5)................... ..................... Yes.....................
Sec. 63.1(d).......................... ..................... No...................... [Reserved].
Sec. 63.1(e).......................... Applicability of Yes.....................
Permit Program.
Sec. 63.2............................. Definitions.......... Yes..................... Additional
definitions are
found in Sec.
63.5779.
Sec. 63.3............................. Units and Yes.....................
Abbreviations.
Sec. 63.4(a).......................... Prohibited Activities Yes.....................
Sec. 63.4(b)-(c)...................... Circumvention/ Yes.....................
Severability.
Sec. 63.5(a).......................... Construction/ Yes.....................
Reconstruction.
Sec. 63.5(b).......................... Requirements for Yes.....................
Existing, Newly
Constructed, and
Reconstructed
Sources.
Sec. 63.5(c).......................... ..................... No...................... [Reserved].
Sec. 63.5(d).......................... Application for Yes.....................
Approval of
Construction/
Reconstruction.
Sec. 63.5(e).......................... Approval of Yes.....................
Construction/
Reconstruction.
Sec. 63.5(f).......................... Approval of Yes.....................
Construction/
Reconstruction Based
on prior State
Review.
Sec. 63.6(a).......................... Compliance with Yes.....................
Standards and
Maintenance
Requirements--Applic
ability.
Sec. 63.6(b).......................... Compliance Dates for Yes..................... Sec. 63.695
New and specifies compliance
Reconstructed dates, including the
Sources. compliance date for
new area sources
that become major
sources after the
effective date of
the rule.
Sec. 63.6(c).......................... Compliance Dates for Yes..................... Sec. 63.5695
Existing Sources. specifies compliance
dates, including the
compliance date for
existing area
sources that become
major sources after
the effective date
of the rule.
Sec. 63.6(d).......................... ..................... No...................... [Reserved].
Sec. 63.6(e)(1)-(2)................... Operation and No...................... Operating
Maintenance requirements for
Requirements. open molding
operations with add-
on controls are
specified in Sec.
63.5725.
Sec. 63.6(e)(3)....................... Startup, Shut Down, No...................... Only sources with add-
and Malfunction on controls must
Plans. complete startup,
shutdown, and
malfunction plans.
Sec. 63.6(f).......................... Compliance with Yes.....................
Nonopacity Emission
Standards.
Sec. 63.6(g).......................... Use of an Alternative Yes.....................
Nonopacity Emission
Standard.
Sec. 63.6(h).......................... Compliance with No...................... Subpart VVVV does not
Opacity/Visible specify opacity or
Emissions Standards. visible emission
standards.
Sec. 63.6(i).......................... Extension of Yes.....................
Compliance with
Emission Standards.
Sec. 63.6(j).......................... Exemption from Yes.....................
Compliance with
Emission Standards.
Sec. 63.7(a)(1)....................... Performance Test Yes.....................
Requirements.
Sec. 63.7(a)(2)....................... Dates for performance No...................... Sec. 63.5716
tests. specifies
performance test
dates.
Sec. 63.7(a)(3)....................... Performance testing Yes.....................
at other times.
Sec. 63.7(b)-(h)...................... Other performance Yes.....................
testing requirements.
Sec. 63.8(a)(1)-(2)................... Monitoring Yes..................... All of Sec. 63.8
Requirements--Applic applies only to
ability. sources with add-on
controls. Additional
monitoring
requirements for
sources with add-on
controls are found
in Sec. 63.5725.
Sec. 63.8(a)(3)....................... ..................... No...................... [Reserved].
Sec. 63.8(a)(4)....................... ..................... No...................... Subpart VVVV does not
refer directly or
indirectly to Sec.
63.11.
Sec. 63.8(b)(1)....................... Conduct of Monitoring Yes.....................
Sec. 63.8(b)(2)-(3)................... Multiple Effluents Yes..................... Applies to sources
and Multiple that use a CMS on
Continuous the control device
Monitoring Systems stack.
(CMS).
Sec. 63.8(c)(1)(i) and (iii).......... Continuous Monitoring No...................... References to
System Operation and startup, shutdown,
Maintenance. malfunction are not
applicable.
Sec. 63.8(c)(1)-(4)................... Continuous Monitoring Yes..................... Except those
System Operation and provisions in Sec.
Maintenance. 63.8(c)(1)(i) and
(iii) as noted
above.
Sec. 63.8(c)(5)....................... Continuous Opacity No...................... Subpart VVVV does not
Monitoring Systems have opacity or
(COMS). visible emission
standards.
Sec. 63.8(c)(6)-(8)................... Continuous Monitoring Yes.....................
System Calibration
Checks and Out-of-
Control Periods.
[[Page 22677]]
Sec. 63.8(d).......................... Quality Control Yes..................... Except those
Program. provisions of Sec.
63.8(d)(3) regarding
a startup, shutdown,
malfunction plan as
noted below.
Sec. 63.8(d)(3)....................... Quality Control No...................... No requirement for a
Program. startup, shutdown,
malfunction plan.
Sec. 63.8(e).......................... CMS Performance Yes.....................
Evaluation.
Sec. 63.8(f)(1)-(5)................... Use of an Alternative Yes.....................
Monitoring Method.
Sec. 63.8(f)(6)....................... Alternative to Yes..................... Applies only to
Relative Accuracy sources that use
Test. continuous emission
monitoring systems
(CEMS).
Sec. 63.8(g).......................... Data Reduction....... Yes.....................
Sec. 63.9(a).......................... Notification Yes.....................
Requirements--Applic
ability.
Sec. 63.9(b).......................... Initial Notifications Yes.....................
Sec. 63.9(c).......................... Request for Yes.....................
Compliance Extension.
Sec. 63.9(d).......................... Notification That a Yes.....................
New Source Is
Subject to Special
Compliance
Requirements.
Sec. 63.9(e).......................... Notification of Yes..................... Applies only to
Performance Test. sources with add-on
controls.
Sec. 63.9(f).......................... Notification of No...................... Subpart VVVV does not
Visible Emissions/ have opacity or
Opacity Test. visible emission
standards.
Sec. 63.9(g)(1)....................... Additional CMS Yes..................... Applies only to
Notifications--Date sources with add-on
of CMS Performance controls.
Evaluation.
Sec. 63.9(g)(2)....................... Use of COMS Data..... No...................... Subpart VVVV does not
require the use of
COMS.
Sec. 63.9(g)(3)....................... Alternative to Yes..................... Applies only to
Relative Accuracy sources with CEMS.
Testing.
Sec. 63.9(h).......................... Notification of Yes.....................
Compliance Status.
Sec. 63.9(i).......................... Adjustment of Yes.....................
Deadlines.
Sec. 63.9(j).......................... Change in Previous Yes.....................
Information.
Sec. 63.10(a)......................... Recordkeeping/ Yes.....................
Reporting--Applicabi
lity.
Sec. 63.10(b)(1)...................... General Recordkeeping Yes..................... Sec. Sec. 63.567
Requirements. and 63.5770 specify
additional
recordkeeping
requirements.
Sec. 63.10(b)(2)(i), (iii), (vi)-(xiv) General Recordkeeping Yes.....................
Requirements.
Sec. 63.10(b)(2)(ii), (iv), (v)....... Recordkeeping No......................
Relevant to Startup,
Shutdown, and
Malfunction Periods.
Sec. 63.10(b)(3)...................... Recordkeeping Yes..................... Sec. 63.5686
Requirements for specifies
Applicability applicability
Determinations. determinations for
non-major sources.
Sec. 63.10(c)(1)-(14)................. Additional Yes..................... Applies only to
Recordkeeping for sources with add-on
Sources with CMS. controls.
Sec. 63.10(c)(15)..................... Additional No...................... No requirement for a
Recordkeeping for startup, shutdown,
Sources with CMS. malfunction plan.
Sec. 63.10(d)(1)...................... General Reporting Yes..................... Sec. 63.5764
Requirements. specifies additional
reporting
requirements.
Sec. 63.10(d)(2)...................... Performance Test Yes..................... Sec. 63.5764
Results. specifies additional
requirements for
reporting
performance test
results.
Sec. 63.10(d)(3)...................... Opacity or Visible No...................... Subpart VVVV does not
Emissions specify opacity or
Observations. visible emission
standards.
Sec. 63.10(d)(4)...................... Progress Reports for Yes.....................
Sources with
Compliance
Extensions.
Sec. 63.10(d)(5)...................... Startup, Shutdown, No...................... Applies only to
and Malfunction sources with add-on
Reports. controls.
Sec. 63.10(e)(1)...................... Additional CMS Yes..................... Applies only to
Reports--General. sources with add-on
controls.
Sec. 63.10(e)(2)...................... Reporting Results of Yes..................... Applies only to
CMS Performance sources with add-on
Evaluations. controls.
Sec. 63.10(e)(3)...................... Excess Emissions/CMS Yes..................... Applies only to
Performance Reports. sources with add-on
controls.
Sec. 63.10(e)(4)...................... COMS Data Reports.... No...................... Subpart VVVV does not
specify opacity or
visible emission
standards.
Sec. 63.10(f)......................... Recordkeeping/ Yes.....................
Reporting Waiver.
Sec. 63.11............................ Control Device No...................... Facilities subject to
Requirements--Applic subpart VVVV do not
ability. use flares as
control devices.
Sec. 63.12............................ State Authority and Yes..................... Sec. 63.5776 lists
Delegations. those sections of
subpart A that are
not delegated.
Sec. 63.13............................ Addresses............ Yes.....................
Sec. 63.14............................ Incorporation by Yes.....................
Reference.
Sec. 63.15............................ Availability of Yes.....................
Information/
Confidentiality.
----------------------------------------------------------------------------------------------------------------
Subpart WWWW--National Emissions Standards for Hazardous Air
Pollutants: Reinforced Plastic Composites Production
0
8. Section 63.5835 is amended by revising paragraph (b) and removing
paragraph (d). The revision reads as follows:
Sec. 63.5835 What are my general requirements for complying with this
subpart?
* * * * *
(b) You must be in compliance with all organic HAP emissions limits
in this subpart that you meet using add-on controls at all times.
* * * * *
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9. Section 63.5900 is amended by revising paragraph (c), and removing
[[Page 22678]]
paragraphs (d) and (e). The revision reads as follows:
Sec. 63.5900 How do I demonstrate continuous compliance with the
standards?
* * * * *
(c) You must meet the organic HAP emissions limits and work
practice standards that apply to you at all times.
0
10. Section 63.5910 is amended by removing and reserving paragraph
(c)(4), and revising paragraph (d) introductory text, and paragraphs
(e), and (h). The revisions read as follows:
Sec. 63.5910 What reports must I submit and when?
* * * * *
(d) For each deviation from an organic HAP emissions limitation
(i.e., emissions limit and operating limit) and for each deviation from
the requirements for work practice standards that occurs at an affected
source where you are not using a CMS to comply with the organic HAP
emissions limitations or work practice standards in this subpart, the
compliance report must contain the information in paragraphs (c)(1)
through (3) of this section and in paragraphs (d)(1) and (2) of this
section.
* * * * *
(e) For each deviation from an organic HAP emissions limitation
(i.e., emissions limit and operating limit) occurring at an affected
source where you are using a CMS to comply with the organic HAP
emissions limitation in this subpart, you must include the information
in paragraphs (c)(1) through (3) of this section and in paragraphs
(e)(1) through (6) of this section.
(1) The date and time that each malfunction started and stopped.
(2) The date and time that each CMS was inoperative, except for
zero (low-level) and high-level checks.
(3) The date, time, and duration that each CMS was out of control,
including the information in Sec. 63.8(c)(8).
(4) The date and time that each deviation started and stopped.
(5) A summary of the total duration of the deviation during the
reporting period and the total duration as a percent of the total
source operating time during that reporting period.
(6) A breakdown of the total duration of the deviations during the
reporting period into those that are due to control equipment problems,
process problems, other known causes, and other unknown causes.
* * * * *
(h) Submit compliance reports based on the requirements in table 14
to this subpart, and not based on the requirements in Sec. 63.999.
* * * * *
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11. Section 63.5912 is added to read as follows:
Sec. 63.5912 How do I submit my reports?
(a) Within 60 days after the date of completing each performance
test required by this subpart, you must submit the results of the
performance test following the procedures specified in paragraphs
(a)(1) through (3) of this section.
(1) Data collected using test methods supported by the EPA's
Electronic Reporting Tool (ERT) as listed on the EPA's ERT website
(https://www.epa.gov/electronic-reporting-air-emissions/electronic-reporting-tool-ert) at the time of the test. Submit the results of the
performance test to the EPA via the Compliance and Emissions Data
Reporting Interface (CEDRI), which can be accessed through the EPA's
Central Data Exchange (CDX) (https://cdx.epa.gov/). The data must be
submitted in a file format generated through the use of the EPA's ERT.
Alternatively, you may submit an electronic file consistent with the
extensible markup language (XML) schema listed on the EPA's ERT
website.
(2) Data collected using test methods that are not supported by the
EPA's ERT as listed on the EPA's ERT website at the time of the test.
The results of the performance test must be included as an attachment
in the ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the ERT generated
package or alternative file to the EPA via CEDRI.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (a)(1) of this section is
CBI, you must submit a complete file, including information claimed to
be CBI, to the EPA. The file must be generated through the use of the
EPA's ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted must be submitted to the EPA via the EPA's CDX as
described in paragraph (a)(1) of this section.
(b) Within 60 days after the date of completing each continuous
monitoring system (CMS) performance evaluation as defined in Sec.
63.2, you must submit the results of the performance evaluation
following the procedures specified in paragraphs (b)(1) through (3) of
this section.
(1) Performance evaluations of CMS measuring relative accuracy test
audit (RATA) pollutants that are supported by the EPA's ERT as listed
on the EPA's ERT website at the time of the evaluation. Submit the
results of the performance evaluation to the EPA via CEDRI, which can
be accessed through the EPA's CDX. The data must be submitted in a file
format generated through the use of the EPA's ERT. Alternatively, you
may submit an electronic file consistent with the XML schema listed on
the EPA's ERT website.
(2) Performance evaluations of CMS measuring RATA pollutants that
are not supported by the EPA's ERT as listed on the EPA's ERT website
at the time of the evaluation. The results of the performance
evaluation must be included as an attachment in the ERT or an alternate
electronic file consistent with the XML schema listed on the EPA's ERT
website. Submit the ERT generated package or alternative file to the
EPA via CEDRI.
(3) Confidential business information (CBI). If you claim some of
the information submitted under paragraph (a)(1) of this section is
CBI, you must submit a complete file, including information claimed to
be CBI, to the EPA. The file must be generated through the use of the
EPA's ERT or an alternate electronic file consistent with the XML
schema listed on the EPA's ERT website. Submit the file on a compact
disc, flash drive, or other commonly used electronic storage medium and
clearly mark the medium as CBI. Mail the electronic medium to U.S. EPA/
OAQPS/CORE CBI Office, Attention: Group Leader, Measurement Policy
Group, MD C404-02, 4930 Old Page Rd., Durham, NC 27703. The same file
with the CBI omitted must be submitted to the EPA via the EPA's CDX as
described in paragraph (a)(1) of this section.
(c) You must submit to the Administrator semiannual compliance
reports containing the information specified in Sec. 63.5910(c)
through (f). Beginning on [DATE 181 DAYS AFTER DATE OF PUBLICATION OF
THE FINAL RULE IN THE Federal Register], submit all subsequent reports
following the procedure specified in paragraph (d) of this section.
(d) If you are required to submit reports following the procedure
specified in this paragraph, beginning on [DATE 181 DAYS AFTER DATE OF
[[Page 22679]]
PUBLICATION OF THE FINAL RULE IN THE Federal Register], you must submit
all subsequent reports to the EPA via the Compliance and Emissions Data
Reporting Interface (CEDRI), which can be accessed through the EPA's
Central Data Exchange (CDX) (https://cdx.epa.gov/). You must use the
appropriate electronic report template on the CEDRI website (https://www.epa.gov/electronic-reporting-air-emissions/compliance-and-emissions-data-reporting-interface-cedri) for this subpart. The date
report templates become available will be listed on the CEDRI website.
The report must be submitted by the deadline specified in this subpart,
regardless of the method in which the report is submitted. If you claim
some of the information required to be submitted via CEDRI is
confidential business information (CBI), submit a complete report,
including information claimed to be CBI, to the EPA. The report must be
generated using the appropriate form on the CEDRI website or an
alternate electronic file consistent with the XML schema listed on the
CEDRI website. Submit the file on a compact disc, flash drive, or other
commonly used electronic storage medium and clearly mark the medium as
CBI. Mail the electronic medium to U.S. EPA/OAQPS/CORE CBI Office,
Attention: Group Leader, Measurement Policy Group, MD C404-02, 4930 Old
Page Rd., Durham, NC 27703. The same file with the CBI omitted must be
submitted to the EPA via the EPA's CDX as described earlier in this
paragraph.
(e) If you are required to electronically submit a report through
CEDRI in the EPA's CDX, you may assert a claim of EPA system outage for
failure to timely comply with the reporting requirement. To assert a
claim of EPA system outage, you must meet the requirements outlined in
paragraphs (e)(1) through (7) of this section.
(1) You must have been or will be precluded from accessing CEDRI
and submitting a required report within the time prescribed due to an
outage of either the EPA's CEDRI or CDX systems.
(2) The outage must have occurred within the period of time
beginning five business days prior to the date that the submission is
due.
(3) The outage may be planned or unplanned.
(4) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(5) You must provide to the Administrator a written description
identifying:
(i) The date(s) and time(s) when CDX or CEDRI was accessed and the
system was unavailable;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to EPA system outage;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(6) The decision to accept the claim of EPA system outage and allow
an extension to the reporting deadline is solely within the discretion
of the Administrator.
(7) In any circumstance, the report must be submitted
electronically as soon as possible after the outage is resolved.
(f) If you are required to electronically submit a report through
CEDRI in the EPA's CDX, you may assert a claim of force majeure for
failure to timely comply with the reporting requirement. To assert a
claim of force majuere, you must meet the requirements outlined in
paragraphs (f)(1) through (5) of this section.
(1) You may submit a claim if a force majeure event is about to
occur, occurs, or has occurred or there are lingering effects from such
an event within the period of time beginning five business days prior
to the date the submission is due. For the purposes of this section, a
force majeure event is defined as an event that will be or has been
caused by circumstances beyond the control of the affected facility,
its contractors, or any entity controlled by the affected facility that
prevents you from complying with the requirement to submit a report
electronically within the time period prescribed. Examples of such
events are acts of nature (e.g., hurricanes, earthquakes, or floods),
acts of war or terrorism, or equipment failure or safety hazard beyond
the control of the affected facility (e.g., large scale power outage).
(2) You must submit notification to the Administrator in writing as
soon as possible following the date you first knew, or through due
diligence should have known, that the event may cause or has caused a
delay in reporting.
(3) You must provide to the Administrator:
(i) A written description of the force majeure event;
(ii) A rationale for attributing the delay in reporting beyond the
regulatory deadline to the force majeure event;
(iii) Measures taken or to be taken to minimize the delay in
reporting; and
(iv) The date by which you propose to report, or if you have
already met the reporting requirement at the time of the notification,
the date you reported.
(4) The decision to accept the claim of force majeure and allow an
extension to the reporting deadline is solely within the discretion of
the Administrator.
(5) In any circumstance, the reporting must occur as soon as
possible after the force majeure event occurs.
Sec. 63.5915 [Amended]
0
12. Section 63.5915 is amended by removing and reserving paragraph
(a)(2).
0
13. Section 63.5920 is amended by adding paragraph (e) to read as
follows:
Sec. 63.5920 In what form and how long must I keep my records?
* * * * *
(e) Any records required to be maintained by this part that are
submitted electronically via the EPA's CEDRI may be maintained in
electronic format. This ability to maintain electronic copies does not
affect the requirement for facilities to make records, data, and
reports available upon request to a delegated air agency or the EPA as
part of an on-site compliance evaluation.
0
14. Section 63.5935 is amended by adding the definitions of ``Deviation
after [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE FINAL RULE IN THE
Federal Register],'' and ``Deviation before [DATE 181 DAYS AFTER DATE
OF PUBLICATION OF THE FINAL RULE IN THE Federal Register],'' to read as
follows.
Sec. 63.5935 What definitions apply to this subpart?
* * * * *
Deviation after [DATE 180 DAYS AFTER DATE OF PUBLICATION OF THE
FINAL RULE IN THE Federal Register] means any instance in which an
affected source subject to this subpart, or an owner or operator of
such a source:
(1) Fails to meet any requirement or obligation established by this
subpart, including, but not limited to, any emission limit, operating
limit, or work practice standard; or
(2) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit.
Deviation before [DATE 181 DAYS AFTER DATE OF PUBLICATION OF THE
FINAL RULE IN THE Federal Register] means any instance in which an
affected source subject to this subpart, or an owner or operator of
such a source:
[[Page 22680]]
(1) Fails to meet any requirement or obligation established by this
subpart, including, but not limited to, any emission limit, operating
limit, or work practice standard; or
(2) Fails to meet any term or condition that is adopted to
implement an applicable requirement in this subpart and that is
included in the operating permit for any affected source required to
obtain such a permit; or
(3) Fails to meet any emission limit, or operating limit, or work
practice standard in this subpart during startup, shutdown, or
malfunction, regardless of whether or not such failure is permitted by
this subpart.
* * * * *
0
15. Table 4 of Subpart WWWW of Part 63 is revised to read as follows:
Table 4 to Subpart WWWW of Part 63--Work Practice Standards
As specified in Sec. 63.5805, you must meet the work practice
standards in the following table that apply to you:
------------------------------------------------------------------------
For . . . You must . . .
------------------------------------------------------------------------
1. a new or existing closed molding uncover, unwrap or expose only
operation using compression/injection one charge per mold cycle per
molding. compression/injection molding
machine. For machines with
multiple molds, one charge
means sufficient material to
fill all molds for one cycle.
For machines with robotic
loaders, no more than one
charge may be exposed prior to
the loader. For machines fed
by hoppers, sufficient
material may be uncovered to
fill the hopper. Hoppers must
be closed when not adding
materials. Materials may be
uncovered to feed to slitting
machines. Materials must be
recovered after slitting.
2. a new or existing cleaning operation not use cleaning solvents that
contain HAP, except that
styrene may be used as a
cleaner in closed systems, and
organic HAP containing
cleaners may be used to clean
cured resin from application
equipment. Application
equipment includes any
equipment that directly
contacts resin.
3. a new or existing materials HAP- keep containers that store HAP-
containing materials storage operation. containing materials closed or
covered except during the
addition or removal of
materials. Bulk HAP-containing
materials storage tanks may be
vented as necessary for
safety.
4. an existing or new SMC manufacturing close or cover the resin
operation. delivery system to the doctor
box on each SMC manufacturing
machine. The doctor box itself
may be open.
5. an existing or new SMC manufacturing use a nylon containing film to
operation. enclose SMC.
6. all mixing or BMC manufacturing use mixer covers with no
operations \1\. visible gaps present in the
mixer covers, except that gaps
of up to 1 inch are
permissible around mixer
shafts and any required
instrumentation. use mixer
covers with no visible gaps
present in the mixer covers,
except that gaps of up to 1
inch are permissible around
mixer shafts and any required
instrumentation. Mixers where
the emissions are fully
captured and routed to a 95
percent efficient control
device are exempt from this
requirement.
7. all mixing or BMC manufacturing close any mixer vents when
operations \1\. actual mixing is occurring,
except that venting is allowed
during addition of materials,
or as necessary prior to
adding materials or opening
the cover for safety. Vents
routed to a 95 percent
efficient control device are
exempt from this requirement.
8. all mixing or BMC manufacturing keep the mixer covers closed
operations \1\. while actual mixing is
occurring except when adding
materials or changing covers
to the mixing vessels.
9. a new or existing pultrusion i. not allow vents from the
operation manufacturing parts that building ventilation system,
meet the following criteria: 1,000 or or local or portable fans to
more reinforcements or the glass blow directly on or across the
equivalent of 1,000 ends of 113 yield wet-out area(s),
roving or more; and have a cross ii. not permit point suction of
sectional area of 60 square inches or ambient air in the wet-out
more that is not subject to the 95 area(s) unless that air is
percent organic HAP emission reduction directed to a control device,
requirement. iii. use devices such as
deflectors, baffles, and
curtains when practical to
reduce air flow velocity
across the wet-out area(s),
iv. direct any compressed air
exhausts away from resin and
wet-out area(s),
v. convey resin collected from
drip-off pans or other devices
to reservoirs, tanks, or sumps
via covered troughs, pipes, or
other covered conveyance that
shields the resin from the
ambient air,
vi. cover all reservoirs,
tanks, sumps, or HAP-
containing materials storage
vessels except when they are
being charged or filled, and
vii. cover or shield from
ambient air resin delivery
systems to the wet-out area(s)
from reservoirs, tanks, or
sumps where practical.
------------------------------------------------------------------------
\1\ Containers of 5 gallons or less may be open when active mixing is
taking place, or during periods when they are in process (i.e., they
are actively being used to apply resin). For polymer casting mixing
operations, containers with a surface area of 500 square inches or
less may be open while active mixing is taking place.
0
16. Table 14 of Subpart WWWW of Part 63 is revised to read as follows:
Table 14 to Subpart WWWW of Part 63--Requirements for Reports
As required in Sec. 63.5910(a), (b), (g), and (h), you must submit
reports on the schedule shown in the following table:
[[Page 22681]]
------------------------------------------------------------------------
The report must You must submit
You must submit a(n) contain . . . the report . . .
------------------------------------------------------------------------
1. Compliance report.......... a. A statement that Semiannually
there were no according to
deviations during the
that reporting period requirements in
if there were no Sec.
deviations from any 63.5910(b).
emission limitations
(emission limit,
operating limit,
opacity limit, and
visible emission
limit) that apply to
you and there were no
deviations from the
requirements for work
practice standards in
Table 4 to this
subpart that apply to
you. If there were no
periods during which
the CMS, including
CEMS, and operating
parameter monitoring
systems, was out of
control as specified
in Sec. 63.8(c)(7),
the report must also
contain a statement
that there were no
periods during which
the CMS was out of
control during the
reporting period.
b. The information in Semiannually
Sec. 63.5910(d) if according to
you have a deviation the
from any emission requirements in
limitation (emission Sec.
limit, operating 63.5910(b).
limit, or work
practice standard)
during the reporting
period. If there were
periods during which
the CMS, including
CEMS, and operating
parameter monitoring
systems, was out of
control, as specified
in Sec. 63.8(c)(7),
the report must
contain the
information in Sec.
63.5910(e).
------------------------------------------------------------------------
0
17. Table 15 of Subpart WWWW of Part 63 is revised to read as follows:
Table 15 to Subpart WWWW of Part 63--Applicability of General
Provisions (Subpart A) to Subpart WWWW of Part 63
As specified in Sec. 63.5925, the parts of the General Provisions
which apply to you are shown in the following table:
----------------------------------------------------------------------------------------------------------------
Subject to the
The general provisions reference . . . That addresses . . . And applies to subpart following additional
WWWW of part 63 . . . information . . .
----------------------------------------------------------------------------------------------------------------
Sec. 63.1(a)(1)....................... General applicability Yes..................... Additional terms
of the general defined in subpart
provisions. WWWW of part 63,
when overlap between
subparts A and WWWW
of part 63 of this
part, subpart WWWW
of part 63 takes
precedence.
Sec. 63.1(a)(2) through (4)........... General applicability Yes.....................
of the general
provisions.
Sec. 63.1(a)(5)....................... Reserved............. No......................
Sec. 63.1(a)(6)....................... General applicability Yes.....................
of the general
provisions.
Sec. 63.1(a)(7) through (9)........... Reserved............. No......................
Sec. 63.1(a)(10) through (14)......... General applicability Yes.....................
of the general
provisions.
Sec. 63.1(b)(1)....................... Initial applicability Yes..................... Subpart WWWW of part
determination. 63 clarifies the
applicability in
Sec. Sec. 63.5780
and 63.5785.
Sec. 63.1(b)(2)....................... Reserved............. No......................
Sec. 63.1(b)(3)....................... Record of the Yes.....................
applicability
determination.
Sec. 63.1(c)(1)....................... Applicability of this Yes..................... Subpart WWWW of part
part after a 63 clarifies the
relevant standard applicability of
has been set under each paragraph of
this part. subpart A to sources
subject to subpart
WWWW of part 63.
Sec. 63.1(c)(2)....................... Title V operating Yes..................... All major affected
permit requirement. sources are required
to obtain a title V
operating permit.
Area sources are not
subject to subpart
WWWW of part 63.
Sec. 63.1(c)(3) and (4)............... Reserved............. No......................
Sec. 63.1(c)(5)....................... Notification Yes.....................
requirements for an
area source that
increases HAP
emissions to major
source levels.
Sec. 63.1(d).......................... Reserved............. No......................
Sec. 63.1(e).......................... Applicability of Yes.....................
permit program
before a relevant
standard has been
set under this part.
Sec. 63.2............................. Definitions.......... Yes..................... Subpart WWWW of part
63 defines terms in
Sec. 63.5935. When
overlap between
subparts A and WWWW
of part 63 occurs,
you must comply with
the subpart WWWW of
part 63 definitions,
which take
precedence over the
subpart A
definitions.
Sec. 63.3............................. Units and Yes..................... Other units and
abbreviations. abbreviations used
in subpart WWWW of
part 63 are defined
in subpart WWWW of
part 63.
Sec. 63.4............................. Prohibited activities Yes..................... Sec. 63.4(a)(3)
and circumvention. through (5) is
reserved and does
not apply.
Sec. 63.5(a)(1) and (2)............... Applicability of Yes..................... Existing facilities
construction and do not become
reconstruction. reconstructed under
subpart WWWW of part
63.
[[Page 22682]]
Sec. 63.5(b)(1)....................... Relevant standards Yes..................... Existing facilities
for new sources upon do not become
construction. reconstructed under
subpart WWWW of part
63.
Sec. 63.5(b)(2)....................... Reserved............. No......................
Sec. 63.5(b)(3)....................... New construction/ Yes..................... Existing facilities
reconstruction. do not become
reconstructed under
subpart WWWW of part
63.
Sec. 63.5(b)(4)....................... Construction/ Yes..................... Existing facilities
reconstruction do not become
notification. reconstructed under
subpart WWWW of part
63.
Sec. 63.5(b)(5)....................... Reserved............. No......................
Sec. 63.5(b)(6)....................... Equipment addition or Yes..................... Existing facilities
process change. do not become
reconstructed under
subpart WWWW of part
63.
Sec. 63.5(c).......................... Reserved............. No......................
Sec. 63.5(d)(1)....................... General application Yes..................... Existing facilities
for approval of do not become
construction or reconstructed under
reconstruction. subpart WWWW of part
63.
Sec. 63.5(d)(2)....................... Application for Yes.....................
approval of
construction.
Sec. 63.5(d)(3)....................... Application for No......................
approval of
reconstruction.
Sec. 63.5(d)(4)....................... Additional Yes.....................
information.
Sec. 63.5(e)(1) through (5)........... Approval of Yes.....................
construction or
reconstruction.
Sec. 63.5(f)(1) and (2)............... Approval of Yes.....................
construction or
reconstruction based
on prior State
preconstruction
review.
Sec. 63.6(a)(1)....................... Applicability of Yes.....................
compliance with
standards and
maintenance
requirements.
Sec. 63.6(a)(2)....................... Applicability of area Yes.....................
sources that
increase HAP
emissions to become
major sources.
Sec. 63.6(b)(1) through (5)........... Compliance dates for Yes..................... Subpart WWWW of part
new and 63 clarifies
reconstructed compliance dates in
sources. Sec. 63.5800.
Sec. 63.6(b)(6)....................... Reserved............. No......................
Sec. 63.6(b)(7)....................... Compliance dates for Yes..................... New operations at an
new operations or existing facility
equipment that cause are not subject to
an area source to new source
become a major standards.
source.
Sec. 63.6(c)(1) and (2)............... Compliance dates for Yes..................... Subpart WWWW of part
existing sources. 63 clarifies
compliance dates in
Sec. 63.5800.
Sec. 63.6(c)(3) and (4)............... Reserved............. No......................
Sec. 63.6(c)(5)....................... Compliance dates for Yes..................... Subpart WWWW of part
existing area 63 clarifies
sources that become compliance dates in
major. Sec. 63.5800.
Sec. 63.6(d).......................... Reserved............. No......................
Sec. 63.6(e)(1)....................... Operation & Yes..................... Except portions of
maintenance Sec. 63.6(e)(1)(i)
requirements. and (ii) specific to
conditions during
startup, shutdown,
or malfunction.
Sec. 63.6(e)(3)....................... Startup, shutdown, No......................
and malfunction plan
and recordkeeping.
Sec. 63.6(f)(1)....................... Compliance except No...................... Subpart WWWW of part
during periods of 63 requires
startup, shutdown, compliance at all
and malfunction. times.
Sec. 63.6(f)(2) and (3)............... Methods for Yes.....................
determining
compliance.
Sec. 63.6(g)(1) through (3)........... Alternative standard. Yes.....................
Sec. 63.6(h).......................... Opacity and visible No...................... Subpart WWWW of part
emission Standards. 63 does not contain
opacity or visible
emission standards.
Sec. 63.6(i)(1) through (14).......... Compliance extensions Yes.....................
Sec. 63.6(i)(15)...................... Reserved............. No......................
Sec. 63.6(i)(16)...................... Compliance extensions Yes.....................
Sec. 63.6(j).......................... Presidential Yes.....................
compliance exemption.
Sec. 63.7(a)(1)....................... Applicability of Yes.....................
performance testing
requirements.
Sec. 63.7(a)(2)....................... Performance test No...................... Subpart WWWW of part
dates. 63 initial
compliance
requirements are in
Sec. 63.5840.
Sec. 63.7(a)(3)....................... CAA Section 114 Yes.....................
authority.
Sec. 63.7(b)(1)....................... Notification of Yes.....................
performance test.
Sec. 63.7(b)(2)....................... Notification Yes.....................
rescheduled
performance test.
Sec. 63.7(c).......................... Quality assurance Yes..................... Except that the test
program, including plan must be
test plan. submitted with the
notification of the
performance test.
Sec. 63.7(d).......................... Performance testing Yes.....................
facilities.
Sec. 63.7(e).......................... Conditions for Yes..................... Performance test
conducting requirements are
performance tests. contained in Sec.
63.5850. Additional
requirements for
conducting
performance tests
for continuous
lamination/casting
are included in Sec.
63.5870.
Conditions specific
to operations during
periods of startup,
shutdown, and
malfunction in Sec.
63.7(e)(1) do not
apply.
Sec. 63.7(f).......................... Use of alternative Yes.....................
test method.
Sec. 63.7(g).......................... Performance test data Yes.....................
analysis,
recordkeeping, and
reporting.
Sec. 63.7(h).......................... Waiver of performance Yes.....................
tests.
[[Page 22683]]
Sec. 63.8(a)(1) and (2)............... Applicability of Yes.....................
monitoring
requirements.
Sec. 63.8(a)(3)....................... Reserved............. No......................
Sec. 63.8(a)(4)....................... Monitoring Yes.....................
requirements when
using flares.
Sec. 63.8(b)(1)....................... Conduct of monitoring Yes.....................
exceptions.
Sec. 63.8(b)(2) and (3)............... Multiple effluents Yes.....................
and multiple
monitoring systems.
Sec. 63.8(c)(1)....................... Compliance with CMS Yes..................... This section applies
operation and if you elect to use
maintenance a CMS to demonstrate
requirements. continuous
compliance with an
emission limit.
Except references to
SSM plans in Sec.
63.8(c)(1)(i) and
Sec.
63.8(c)(1)(iii).
Sec. 63.8(c)(2) and (3)............... Monitoring system Yes..................... This section applies
installation. if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(c)(4)....................... CMS requirements..... Yes..................... This section applies
if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(c)(5)....................... Continuous Opacity No...................... Subpart WWWW of part
Monitoring System 63 does not contain
(COMS) minimum opacity standards.
procedures.
Sec. 63.8(c)(6) through (8)........... CMS calibration and Yes..................... This section applies
periods CMS is out if you elect to use
of control. a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(d)(1)-(2)................... CMS quality control Yes..................... This section applies
program, including if you elect to use
test plan and all a CMS to demonstrate
previous versions. continuous
compliance with an
emission limit.
Sec. 63.8(d)(3)....................... CMS quality control Yes..................... Except references to
program, including SSM plans in Sec.
test plan and all 63.8(d)(3).
previous versions.
Sec. 63.8(e)(1)....................... Performance Yes..................... This section applies
evaluation of CMS. if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(e)(2)....................... Notification of Yes..................... This section applies
performance if you elect to use
evaluation. a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(e)(3) and (4)............... CMS requirements/ Yes..................... This section applies
alternatives. if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(e)(5)(i).................... Reporting performance Yes..................... This section applies
evaluation results. if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.8(e)(5)(ii)................... Results of COMS No...................... Subpart WWWW of part
performance 63 does not contain
evaluation. opacity standards.
Sec. 63.8(f)(1) through (3)........... Use of an alternative Yes.....................
monitoring method.
Sec. 63.8(f)(4)....................... Request to use an Yes.....................
alternative
monitoring method.
Sec. 63.8(f)(5)....................... Approval of request Yes.....................
to use an
alternative
monitoring method.
Sec. 63.8(f)(6)....................... Request for Yes..................... This section applies
alternative to if you elect to use
relative accuracy a CMS to demonstrate
test and associated continuous
records. compliance with an
emission limit.
Sec. 63.8(g)(1) through (5)........... Data reduction....... Yes.....................
Sec. 63.9(a)(1) through (4)........... Notification Yes.....................
requirements and
general information.
Sec. 63.9(b)(1)....................... Initial notification Yes.....................
applicability.
Sec. 63.9(b)(2)....................... Notification for Yes.....................
affected source with
initial startup
before effective
date of standard.
Sec. 63.9(b)(3)....................... Reserved............. No......................
Sec. 63.9(b)(4)(i).................... Notification for a Yes.....................
new or reconstructed
major affected
source with initial
startup after
effective date for
which an application
for approval of
construction or
reconstruction is
required.
Sec. 63.9(b)(4)(ii) through (iv)...... Reserved............. No......................
Sec. 63.9(b)(4)(v).................... Notification for a Yes..................... Existing facilities
new or reconstructed do not become
major affected reconstructed under
source with initial subpart WWWW of part
startup after 63.
effective date for
which an application
for approval of
construction or
reconstruction is
required.
[[Page 22684]]
Sec. 63.9(b)(5)....................... Notification that you Yes..................... Existing facilities
are subject to this do not become
subpart for new or reconstructed under
reconstructed subpart WWWW of part
affected source with 63.
initial startup
after effective date
and for which an
application for
approval of
construction or
reconstruction is
not required.
Sec. 63.9(c).......................... Request for Yes.....................
compliance extension.
Sec. 63.9(d).......................... Notification of Yes.....................
special compliance
requirements for new
source.
Sec. 63.9(e).......................... Notification of Yes.....................
performance test.
Sec. 63.9(f).......................... Notification of No...................... Subpart WWWW of part
opacity and visible 63 does not contain
emissions opacity or visible
observations. emission standards.
Sec. 63.9(g)(1)....................... Additional Yes..................... This section applies
notification if you elect to use
requirements for a CMS to demonstrate
sources using CMS. continuous
compliance with an
emission limit.
Sec. 63.9(g)(2)....................... Notification of No...................... Subpart WWWW of part
compliance with 63 does not contain
opacity emission opacity emission
standard. standards.
Sec. 63.9(g)(3)....................... Notification that Yes..................... This section applies
criterion to if you elect to use
continue use of a CMS to demonstrate
alternative to continuous
relative accuracy compliance with an
testing has been emission limit.
exceeded.
Sec. 63.9(h)(1) through (3)........... Notification of Yes.....................
compliance status.
Sec. 63.9(h)(4)....................... Reserved............. No......................
Sec. 63.9(h)(5) and (6)............... Notification of Yes.....................
compliance status.
Sec. 63.9(i).......................... Adjustment of Yes.....................
submittal deadlines.
Sec. 63.9(j).......................... Change in information Yes.....................
provided.
Sec. 63.10(a)......................... Applicability of Yes.....................
recordkeeping and
reporting.
Sec. 63.10(b)(1)...................... Records retention.... Yes.....................
Sec. 63.10(b)(2)(i) through (v)....... Records related to No......................
startup, shutdown,
and malfunction.
Sec. 63.10(b)(2)(vi) through (xi)..... CMS records, data on Yes.....................
performance tests,
CMS performance
evaluations,
measurements
necessary to
determine conditions
of performance
tests, and
performance
evaluations.
Sec. 63.10(b)(2)(xii)................. Record of waiver of Yes.....................
recordkeeping and
reporting.
Sec. 63.10(b)(2)(xiii)................ Record for Yes.....................
alternative to the
relative accuracy
test.
Sec. 63.10(b)(2)(xiv)................. Records supporting Yes.....................
initial notification
and notification of
compliance status.
Sec. 63.10(b)(3)...................... Records for Yes.....................
applicability
determinations.
Sec. 63.10(c)(1)...................... CMS records.......... Yes..................... This section applies
if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.10(c)(2) through (4).......... Reserved............. No......................
Sec. 63.10(c)(5) through (8).......... CMS records.......... Yes..................... This section applies
if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.10(c)(9)...................... Reserved............. No......................
Sec. 63.10(c)(10) through (14)........ CMS records.......... Yes..................... This section applies
if you elect to use
a CMS to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.10(c)(15)..................... CMS records.......... No......................
Sec. 63.10(d)(1)...................... General reporting Yes.....................
requirements.
Sec. 63.10(d)(2)...................... Report of performance Yes.....................
test results.
Sec. 63.10(d)(3)...................... Reporting results of No...................... Subpart WWWW of part
opacity or visible 63 does not contain
emission opacity or visible
observations. emission standards.
Sec. 63.10(d)(4)...................... Progress reports as Yes.....................
part of extension of
compliance.
Sec. 63.10(d)(5)...................... Startup, shutdown, No......................
and malfunction
reports.
Sec. 63.10(e)(1) through (3).......... Additional reporting Yes..................... This section applies
requirements for CMS. if you have an add-
on control device
and elect to use a
CEM to demonstrate
continuous
compliance with an
emission limit.
Sec. 63.10(e)(4)...................... Reporting COMS data.. No...................... Subpart WWWW of part
63 does not contain
opacity standards.
Sec. 63.10(f)......................... Waiver for Yes.....................
recordkeeping or
reporting.
Sec. 63.11............................ Control device Yes..................... Only applies if you
requirements. elect to use a flare
as a control device.
Sec. 63.12............................ State authority and Yes.....................
delegations.
Sec. 63.13............................ Addresses of State Yes.....................
air pollution
control agencies and
EPA Regional Offices.
Sec. 63.14............................ Incorporations by Yes.....................
reference.
[[Page 22685]]
Sec. 63.15............................ Availability of Yes.....................
information and
confidentiality.
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[FR Doc. 2019-09583 Filed 5-16-19; 8:45 am]
BILLING CODE 6560-50-P