Fiscal Year 2019 Competitive Funding Opportunity; Grants for Buses and Bus Facilities Program, 21899-21905 [2019-09439]
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Federal Register / Vol. 84, No. 94 / Wednesday, May 15, 2019 / Notices
the facts do not appear to warrant a
hearing. If any interested parties desire
an opportunity for oral comment and a
public hearing, they should notify FRA,
in writing, before the end of the
comment period and specify the basis
for their request.
All communications concerning these
proceedings should identify the
appropriate docket number and may be
submitted by any of the following
methods:
• Website: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: Docket Operations Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, W12–140,
Washington, DC 20590.
• Hand Delivery: 1200 New Jersey
Avenue SE, Room W12–140,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal Holidays.
Communications received by July 1,
2019 will be considered by FRA before
final action is taken. Comments received
after that date will be considered if
practicable.
Anyone can search the electronic
form of any written communications
and comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
document, if submitted on behalf of an
association, business, labor union, etc.).
In accordance with 5 U.S.C. 553(c), DOT
solicits comments from the public to
better inform its processes. DOT posts
these comments, without edit, including
any personal information the
commenter provides, to
www.regulations.gov, as described in
the system of records notice (DOT/ALL–
14 FDMS), which can be reviewed at
https://www.dot.gov/privacy. See also
https://www.regulations.gov/
#!privacyNotice for the privacy notice of
regulations.gov.
Issued in Washington, DC.
John Karl Alexy,
Acting Associate Administrator for Railroad
Safety.
[FR Doc. 2019–09959 Filed 5–14–19; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
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Federal Railroad Administration
[Docket Number FRA–2019–0038]
Petition for Waiver of Compliance
Under part 211 of Title 49 Code of
Federal Regulations (CFR), this
document provides the public notice
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that by a document dated April 9, 2019,
the Port Authority Trans Hudson
Corporation (PATH) petitioned the
Federal Railroad Administration (FRA)
for a waiver of compliance from certain
provisions of the Federal railroad safety
regulations contained at 49 CFR part
240, subpart B, Component Elements of
the Certification Process, and subpart D,
Administration of the Certification
Programs. FRA assigned the petition
Docket Number FRA–2019–0038.
Specifically, PATH requests relief
from the requirement of performing one
unannounced test each calendar year for
each locomotive engineer as required by
49 CFR 240.129(e)(1) and 49 CFR
240.303(a), (c). PATH explains that with
the implementation of Positive Train
Control (PTC) on its system, it is
impossible for an engineer to fail any of
the allowable unannounced tests
because PTC will automatically perform
the desired function with or without
intervention from the engineer.
A copy of the petition, as well as any
written communications concerning the
petition, is available for review online at
www.regulations.gov and in person at
the U.S. Department of Transportation’s
(DOT) Docket Operations Facility, 1200
New Jersey Avenue SE, W12–140,
Washington, DC 20590. The Docket
Operations Facility is open from 9 a.m.
to 5 p.m., Monday through Friday,
except Federal Holidays.
Interested parties are invited to
participate in these proceedings by
submitting written views, data, or
comments. FRA does not anticipate
scheduling a public hearing in
connection with these proceedings since
the facts do not appear to warrant a
hearing. If any interested parties desire
an opportunity for oral comment and a
public hearing, they should notify FRA,
in writing, before the end of the
comment period and specify the basis
for their request.
All communications concerning these
proceedings should identify the
appropriate docket number and may be
submitted by any of the following
methods:
• Website: https://
www.regulations.gov. Follow the online
instructions for submitting comments.
• Fax: 202–493–2251.
• Mail: Docket Operations Facility,
U.S. Department of Transportation, 1200
New Jersey Avenue SE, W12–140,
Washington, DC 20590.
• Hand Delivery: 1200 New Jersey
Avenue SE, Room W12–140,
Washington, DC 20590, between 9 a.m.
and 5 p.m., Monday through Friday,
except Federal Holidays.
Communications received by July 1,
2019 will be considered by FRA before
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21899
final action is taken. Comments received
after that date will be considered if
practicable.
Anyone can search the electronic
form of any written communications
and comments received into any of our
dockets by the name of the individual
submitting the comment (or signing the
document, if submitted on behalf of an
association, business, labor union, etc.).
Under 5 U.S.C. 553(c), DOT solicits
comments from the public to better
inform its processes. DOT posts these
comments, without edit, including any
personal information the commenter
provides, to www.regulations.gov, as
described in the system of records
notice (DOT/ALL–14 FDMS), which can
be reviewed at https://
www.transportation.gov/privacy. See
also https://www.regulations.gov/
privacyNotice for the privacy notice of
regulations.gov.
Issued in Washington, DC.
John Karl Alexy,
Deputy Associate Administrator for Railroad
Safety.
[FR Doc. 2019–09958 Filed 5–14–19; 8:45 am]
BILLING CODE 4910–06–P
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Fiscal Year 2019 Competitive Funding
Opportunity; Grants for Buses and Bus
Facilities Program
Federal Transit Administration
(FTA), DOT.
ACTION: Notice of Funding Opportunity
(NOFO).
AGENCY:
The Federal Transit
Administration (FTA) announces the
opportunity to apply for approximately
$423.35 million in fiscal year (FY) 2019
funds under the Grants for Buses and
Bus Facilities Program (CFDA#20.526).
As required by federal public
transportation law and subject to
funding availability, funds will be
awarded competitively to assist in the
financing of capital projects to replace,
rehabilitate, purchase or lease buses and
related equipment, and to rehabilitate,
purchase, construct or lease bus-related
facilities. Projects may include costs
incidental to the acquisition of buses or
to the construction of facilities, such as
the costs of related workforce
development and training activities, and
project administration expenses. FTA
may award additional funds if they are
made available to the program prior to
the announcement of project selections.
DATES: Complete proposals must be
submitted electronically through the
SUMMARY:
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GRANTS.GOV ‘‘APPLY’’ function by
11:59 p.m. Eastern Time on June 21,
2019. Prospective applicants should
initiate the process by promptly
registering on the GRANTS.GOV
website to ensure completion of the
application process before the
submission deadline. Instructions for
applying can be found on FTA’s website
at https://transit.dot.gov/howtoapply and
in the ‘‘FIND’’ module of
GRANTS.GOV.
The GRANTS.GOV funding
opportunity ID is FTA–2019–003–TPM.
Mail and fax submissions will not be
accepted.
FOR FURTHER INFORMATION CONTACT:
Mark Bathrick, FTA Office of Program
Management, 202–366–9955, or
mark.bathrick@dot.gov.
SUPPLEMENTARY INFORMATION:
Table of Contents
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A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review
F. Review and Selection Process
G. Federal Award Administration
H. Technical Assistance and Other Program
Information
I. Federal Awarding Agency Contacts
A. Program Description
Section 5339(b) of Title 49, United
States Code, as amended by the Fixing
America’s Surface Transportation
(FAST) Act (Pub. L. 114–94, Dec. 4,
2015), authorizes FTA to award funds
for the Grants for Buses and Bus
Facilities Program through a
competitive process, as described in this
notice, for capital projects to replace,
rehabilitate, purchase or lease buses and
related equipment and to rehabilitate,
purchase, construct or lease bus-related
facilities.
The purpose of the Grants for Buses
and Bus Facilities Program is to assist in
the financing of capital projects for
buses and bus facilities, including
replacing, rehabilitating, purchasing, or
leasing buses or related equipment, and
rehabilitating, purchasing, constructing,
or leasing bus-related facilities.
The Grants for Buses and Bus
Facilities Program provides funds under
49 U.S.C. 5339(b)(1), to eligible
applicants including designated
recipients that allocate funds to fixed
route bus operators, states or local
governmental entities that operate fixed
route bus service, and Indian tribes.
FTA also may award grants to eligible
recipients for projects to be undertaken
by subrecipients. Eligible subrecipients
include all otherwise eligible applicants
and also private nonprofit organizations
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engaged in public transportation. In
accordance with 49 U.S.C. 5339(b)(2),
FTA will ‘‘consider the age and
condition of buses, bus fleets, related
equipment, and bus-related facilities’’ in
selecting projects for funding. FTA may
prioritize projects that demonstrate how
they will address significant repair and
maintenance needs, improve the safety
of transit systems and deploy
connective projects that include
advanced technologies to connect bus
systems with other networks.
B. Federal Award Information
Federal public transportation law at
49 U.S.C. 5338(a)(2)(M) authorizes
$267,059,980 in FY 2019 funds for the
Section 5339(b) Grants for Buses and
Bus Facilities Program. The
Consolidated Appropriations Act, 2019
appropriated an additional
$160,000,000 for the Grants for Buses
and Bus Facilities Program. After the
mandatory oversight takedown of
$3,840,450 and the addition of $130,710
in unallocated FY 2018 program
funding, FTA is announcing the
availability of $423,350,240 for the
Grants for Buses and Bus Facilities
Program through this notice.
As required under 49 U.S.C.
5339(b)(5), a minimum of 10 percent of
the amount awarded under the Grants
for Buses and Bus Facilities Program
will be awarded to projects located in
rural areas. As required by 49 U.S.C.
5339(b)(8), no single grantee will be
awarded more than 10 percent of the
amounts made available. FTA may
further cap the amount a single
recipient or State may receive as part of
the selection process. In FY 2018, for
example, the largest amount awarded to
a single applicant was $11,000,000 and
no State received more than 8 percent
of the total funding available.
FTA will grant pre-award authority to
incur costs for selected projects
beginning on the date that project
selections are announced. Funds are
only available for projects that have not
incurred costs prior to the selection of
projects, and will remain available for
obligation for three Federal fiscal years,
not including the year in which the
funds are allocated to projects.
C. Eligibility Information
1. Eligible Applicants
Under 49 U.S.C. 5339(b)(1), eligible
applicants include designated recipients
that allocate funds to fixed route bus
operators, states or local governmental
entities that operate fixed route bus
service, and Indian tribes. Eligible
subrecipients include all otherwise
eligible applicants and also private
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nonprofit organizations engaged in
public transportation.
Under 49 U.S.C. 5339(b)(3), States
may submit a statewide application on
behalf of public agencies or private
nonprofit organizations engaged in
public transportation in rural areas or
for other areas for which a State
allocates funds. Except for projects
proposed by Indian tribes, all proposals
for projects in rural (non-urbanized)
areas must be submitted by a State,
either individually or as a part of a
statewide application. States and other
eligible applicants may also submit
consolidated proposals for projects in
urbanized areas. The submission of a
statewide or consolidated urbanized
area application shall not preclude the
submission and consideration of any
application from other eligible
recipients in an urbanized area in a
State. Proposals may contain projects to
be implemented by the recipient or its
subrecipients.
To be considered eligible, applicants
must be able to demonstrate the
requisite legal, financial and technical
capabilities to receive and administer
Federal funds under this program.
2. Cost Sharing or Matching
The maximum federal share for
projects selected under the Grants for
Buses and Bus Facilities Program is 80
percent of the net project cost (i.e., the
local amount should be at least 20
percent of the net project cost, not 20
percent of the requested grant amount),
unless noted below by one of the
exceptions.
a. The maximum Federal share is 85
percent of the net project cost of
acquiring vehicles (including clean-fuel
or alternative fuel vehicles) that are
compliant with the Clean Air Act (CAA)
and/or the Americans with Disabilities
Act (ADA) of 1990.
b. The maximum Federal share is 90
percent of the net project cost of
acquiring, installing or constructing
vehicle-related equipment or facilities
(including clean fuel or alternative-fuel
vehicle-related equipment or facilities)
that are required by the ADA of 1990,
or that are necessary to comply with or
maintaining compliance with the Clean
Air Act. The award recipient must
itemize the cost of specific, discrete,
vehicle-related equipment associated
with compliance with ADA or CAA to
be eligible for the maximum 90 percent
Federal share for these costs.
Eligible sources of local match
include the following: Cash from nonGovernment sources other than
revenues from providing public
transportation services; revenues
derived from the sale of advertising and
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concessions; amounts received under a
service agreement with a State or local
social service agency or private social
service organization; revenues generated
from value capture financing
mechanisms; or funds from an
undistributed cash surplus; replacement
or depreciation cash fund or reserve; or
new capital. In addition, transportation
development credits or documentation
of in-kind match may substitute for
local match if identified in the
application.
If an applicant proposes a Federal
share greater than 80 percent, the
application must clearly explain why
the project is eligible for the proposed
Federal share.
3. Eligible Projects
Under 49 U.S.C. 5339(b)(1), eligible
projects are capital projects to replace,
rehabilitate purchase, or lease buses,
vans, and related equipment, and
capital projects to rehabilitate, purchase,
construct, or lease bus-related facilities.
Recipients are permitted to use up to
0.5 percent of their requested grant
award for workforce development
activities eligible under 49 U.S.C.
5314(b) and an additional 0.5 percent
for costs associated with training at the
National Transit Institute, to pay not
more than 80 percent of the cost of
eligible activities (see 49 U.S.C.
5314(b)(4) and 49 U.S.C. 5314(c)(4)(A)).
Applicants must identify the proposed
use of funds for these activities in the
project proposal and identify them
separately in the project budget.
D. Application and Submission
Information
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1. Address
Applications must be submitted
electronically through GRANTS.GOV.
General information for submitting
applications through GRANTS.GOV can
be found at https://www.transit.dot.gov/
funding/grants/applying/applying-ftafunding along with specific instructions
for the forms and attachments required
for submission. Mail and fax
submissions will not be accepted. A
complete proposal submission consists
of two forms: The SF424 Application for
Federal Assistance (downloaded from
GRANTS.GOV) and the supplemental
form for the FY 2019 Grants for Buses
and Bus Facilities Program (downloaded
from GRANTS.GOV or the FTA website
at www.transit.dot.gov/busprogram).
Applicants may also attach additional
supporting information. Failure to
submit the information as required can
delay or prevent review of the
application.
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2. Content and Form of Application
Submission
A complete proposal submission
consists of two forms: The SF424
Application for Federal Assistance and
the FY 2019 Grants for Buses and Bus
Facilities Program supplemental form.
The supplemental form and any
supporting documents must be attached
to the ‘‘Attachments’’ section of the
SF424. A complete application must
include responses to all sections of the
SF424 Application for Federal
Assistance and the supplemental form,
unless indicated as optional. The
information on the supplemental form
will be used to determine applicant and
project eligibility for the program, and
to evaluate the proposal against the
selection criteria described in part E of
this notice.
FTA will accept only one
supplemental form per SF424
submission. FTA encourages States and
other applicants to consider submitting
a single supplemental form that
includes multiple activities to be
evaluated as a consolidated proposal. If
a State or other applicant chooses to
submit separate proposals for individual
consideration by FTA, each proposal
must be submitted using a separate
SF424 and supplemental form.
Applicants may attach additional
supporting information to the SF424
submission, including but not limited to
letters of support, project budgets, fleet
status reports or excerpts from relevant
planning documents. Supporting
documentation must be described and
referenced by file name in the
appropriate response section of the
supplemental form, or it may not be
reviewed.
Information such as applicant name,
Federal amount requested, local match
amount, description of areas served, etc.
may be requested in varying degrees of
detail on both the SF424 and
Supplemental Form. Applicants must
fill in all fields unless stated otherwise
on the forms. Applicants should not
place N/A or ‘‘refer to attachment’’ in
lieu of typing in responses in the field
sections. If information is copied into
the supplemental form from another
source, applicants should verify that
pasted text is fully captured on the
supplemental form and has not been
truncated by the character limits built
into the form. Applicants should use
both the ‘‘Check Package for Errors’’ and
the ‘‘Validate Form’’ validation buttons
on both forms to check all required
fields on the forms, and ensure that the
federal and local amounts specified are
consistent.
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21901
The SF424 Mandatory Form and the
Supplemental Form will prompt
applicants for the required information,
including:
a. Applicant Name
b. Dun and Bradstreet (D&B) Data
Universal Numbering System (DUNS)
number
c. Key contact information (including
contact name, address, email address,
and phone)
d. Congressional district(s) where
project will take place
e. Project Information (including title,
an executive summary, and type)
f. A detailed description of the need for
the project
g. A detailed description on how the
project will support the Bus
Infrastructure Program’s objectives
h. Evidence that the project is consistent
with local and regional planning
objectives
i. Evidence that the applicant can
provide the local cost share
j. A description of the technical, legal
and financial capacity of the applicant
k. A detailed project budget
l. An explanation of the scalability of
the project
m. Details on the local matching funds
n. A detailed project timeline
3. Unique Entity Identifier and System
for Award Management (SAM)
Each applicant is required to: (1) Be
registered in SAM before submitting an
application; (2) provide a valid unique
entity identifier in its application; and
(3) continue to maintain an active SAM
registration with current information at
all times during which the applicant has
an active Federal award or an
application or plan under consideration
by FTA. These requirements do not
apply if the applicant: (1) Is an
individual; (2) is excepted from the
requirements under 2 CFR 25.110(b) or
(c); or (3) has an exception approved by
FTA under 2 CFR 25.110(d). FTA may
not make an award until the applicant
has complied with all applicable unique
entity identifier and SAM requirements.
If an applicant has not fully complied
with the requirements by the time FTA
is ready to make an award, FTA may
determine that the applicant is not
qualified to receive an award and use
that determination as a basis for making
a Federal award to another applicant.
All applicants must provide a unique
entity identifier provided by SAM. SAM
registration takes approximately 3–5
business days, but FTA recommends
allowing ample time, up to several
weeks, for completion of all steps. For
additional information on obtaining a
unique entity identifier, please visit
www.sam.gov.
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4. Submission Dates and Times
6. Other Submission Requirements
Project proposals must be submitted
electronically through GRANTS.GOV by
11:59 p.m. Eastern on June 21, 2019.
Mail and fax submissions will not be
accepted.
FTA urges applicants to submit
applications at least 72 hours prior to
the due date to allow time to correct any
problems that may have caused either
Grants.gov or FTA systems to reject the
submission. Proposals submitted after
the deadline will only be considered
under extraordinary circumstances not
under the applicant’s control. Deadlines
will not be extended due to scheduled
website maintenance. GRANTS.GOV
scheduled maintenance and outage
times are announced on the
GRANTS.GOV website.
Within 48 hours after submitting an
electronic application, the applicant
should receive two email messages from
GRANTS.GOV: (1) Confirmation of
successful transmission to
GRANTS.GOV and (2) confirmation of
successful validation by GRANTS.GOV.
If confirmations of successful validation
are not received or a notice of failed
validation or incomplete materials is
received, the applicant must address the
reason for the failed validation, as
described in the email notice, and
resubmit before the submission
deadline. If making a resubmission for
any reason, applicants must include all
original attachments regardless of which
attachments were updated and check
the box on the supplemental form
indicating this is a resubmission.
Applicants are encouraged to begin
the process of registration on the
GRANTS.GOV site well in advance of
the submission deadline. Registration is
a multi-step process, which may take
several weeks to complete before an
application can be submitted. Registered
applicants may still be required to take
steps to keep their registration up to
date before submissions can be made
successfully: (1) Registration in the
System for Award Management (SAM)
is renewed annually; and, (2) persons
making submissions on behalf of the
Authorized Organization Representative
(AOR) must be authorized in
GRANTS.GOV by the AOR to make
submissions.
Applicants are encouraged to identify
scaled funding options in case
insufficient funding is available to fund
a project at the full requested amount.
If an applicant indicates that a project
is scalable, the applicant must provide
an appropriate minimum funding
amount that will fund an eligible project
that achieves the objectives of the
program and meets all relevant program
requirements. The applicant must
provide a clear explanation of how the
project budget would be affected by a
reduced award. FTA may award a lesser
amount whether or not a scalable option
is provided.
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5. Funding Restrictions
Funds under this NOFO cannot be
used to reimburse applicants for
otherwise eligible expenses incurred
prior to FTA award of a Grant
Agreement until FTA has issued preaward authority for selected projects.
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E. Application Review
FTA will evaluate project proposals
for the Grants for Buses and Bus
Facilities Program based on the criteria
described in this notice. Projects will be
evaluated primarily on the responses
provided in the supplemental form.
Additional information may be
provided to support the responses;
however, any additional documentation
must be directly referenced on the
supplemental form, including the file
name where the additional information
can be found.
1. Demonstration of Need
Applications will be evaluated based
on the quality and extent to which they
demonstrate how the proposed project
will address an unmet need for capital
investment in bus vehicles and/or
supporting facilities. For example, an
applicant may demonstrate an excessive
reliance on vehicles that are beyond
their intended service life, insufficient
maintenance facilities due to size or
condition, a vehicle fleet that is
insufficient to meet current ridership
demands or passenger facilities that are
insufficient for their current use.
Applicants should address whether the
project represents a one-time or periodic
need that cannot reasonably be funded
from FTA formula program allocations
and State or local resources. As a part
of the response for demonstration of
need, applicants should provide the
following information:
a. For bus projects (replacement,
rehabilitation or expansion): Applicants
must provide information on the age,
condition and performance of the
asset(s) to be replaced or rehabilitated
by the proposed project. For service
expansion requests, applicants must
provide information on the proposed
service expansion and the benefits for
transit riders and the community from
the new service. For all vehicle projects,
the proposal must address how the
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project conforms to FTA’s spare ratio
guidelines.
b. For bus facility and equipment
projects (replacement, rehabilitation
and/or expansion): Applicants must
provide information on the age and
condition of the asset to be rehabilitated
or replaced relative to its minimum
useful life.
2. Demonstration of Benefits
Applications will be evaluated based
on how well they describe how the
proposed project will improve the
condition of the transit system, improve
the reliability of transit service for its
riders and enhance access and mobility
within the service area.
System Condition: FTA will evaluate
the potential for the project to improve
the condition of the transit system by
repairing and/or replacing assets that
are in poor condition or have surpassed
their minimum or intended useful life
benchmarks, lowering the average age of
vehicles in the fleet and/or reducing the
cost of maintaining outdated vehicles,
facilities and equipment.
Service Reliability: FTA will evaluate
the potential for the project to reduce
the frequency of breakdowns or other
service interruptions caused by the age
and condition of the agency’s bus fleet.
Applicants should document their
current service reliability metrics and
benchmark goals, including their
strategy for improving reliability with or
without the award of Bus and Bus
Facilities Program funds.
Enhanced Access and Mobility: FTA
will evaluate the potential for the
project to improve access and mobility
for the transit riding public, such as
through increased reliability, improved
headways, creation of new
transportation choices or eliminating
gaps in the current route network.
Proposed benefits should be based on
documented ridership demand and be
well-described or documented through a
study or route planning proposal.
3. Planning and Local/Regional
Prioritization
Applicants must demonstrate how the
proposed project will be consistent with
local and regional long-range planning
documents and local government
priorities. This will involve assessing
whether the project is consistent with
the transit priorities identified in the
long range plan; and/or contingency/
illustrative projects included in that
plan; or the locally developed human
services public transportation
coordinated plan. Applicants are not
required to submit copies of such plans,
but should describe how the project will
support regional goals. Additional
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consideration will be given to
applications including support letters
from local and regional planning
organizations, local government
officials, public agencies and/or nonprofit or private sector partners attesting
to the consistency of the proposed
project with these plans. Applicants
may also address how the proposed
project will impact overall system
performance, asset management
performance or specific performance
measures tracked and monitored by the
applying entity to demonstrate how the
proposed project will address local and
regional planning priorities.
Evidence of additional local or
regional prioritization (i.e., Statewide
Transportation Improvement Plan and
Long Range Transportation Plan) should
include letters of support for the project
from local government officials, public
agencies (i.e., Metropolitan Planning
Organizations) and non-profit or private
sector partners.
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4. Local Financial Commitment
Applicants must identify the source of
the local cost share and describe
whether such funds are currently
available for the project or will need to
be secured if the project is selected for
funding. FTA will consider the
availability of the local cost share as
evidence of local financial commitment
to the project. Additional consideration
will be given to those projects for which
local funds have already been made
available or reserved. Applicants should
submit evidence of the availability of
funds for the project, for example by
including a board resolution, letter of
support from the State or other
documentation of the source of local
funds such as a budget document
highlighting the line item or section
committing funds to the proposed
project. In addition, as evidence of local
financial commitment, an applicant may
propose a local cost share that is greater
than the minimum requirement.
Additional consideration will be given
to those projects that propose a larger
percentage of local cost share.
5. Project Implementation Strategy
Projects will be evaluated based on
the extent to which the project is ready
to implement within a reasonable
period of time and whether the
applicant’s proposed implementation
plans are reasonable and complete.
In assessing whether the project is
ready to implement within a reasonable
period of time, FTA will consider
whether the project qualifies for a
Categorical Exclusion, or whether the
required environmental work has been
initiated or completed for projects that
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require an Environmental Assessment or
Environmental Impact Statement under
the National Environmental Policy Act
of 1969 (NEPA), as amended. The
proposal must also state whether grant
funds can be obligated within 12
months from time of award, if selected,
and indicate the timeframe under which
the Metropolitan Transportation
Improvement Program and/or Statewide
Transportation Improvement Program
can be amended to include the proposed
project. Additional consideration will
be given to projects for which grant
funds can be obligated within 12
months from time of award.
In assessing whether the proposed
implementation plans are reasonable
and complete, FTA will review the
proposed project implementation plan,
including all necessary project
milestones and the overall project
timeline. For projects that will require
formal coordination, approvals or
permits from other agencies or project
partners, the applicant must
demonstrate coordination with these
organizations and their support for the
project, such as through letters of
support.
6. Technical, Legal and Financial
Capacity
Applicants must demonstrate that
they have the technical, legal and
financial capacity to undertake the
project. FTA will review relevant
oversight assessments and records to
determine whether there are any
outstanding legal, technical or financial
issues with the applicant that would
affect the outcome of the proposed
project. Applicants with outstanding
legal, technical or financial compliance
issues from an FTA compliance review
or Federal Transit grant-related Single
Audit finding must explain how
corrective actions taken will mitigate
negative impacts on the proposed
project.
F. Review and Selection Process
In addition to other FTA staff that
may review the proposals, a technical
evaluation committee will evaluate
proposals based on the published
evaluation criteria. After applying the
above criteria, the FTA Administrator
will consider the following key
Departmental objectives:
(A) Supporting economic vitality at
the national and regional level;
(B) Utilizing alternative funding
sources and innovative financing
models to attract non-Federal sources of
infrastructure investment;
(C) Accounting for the life-cycle costs
of the project to promote the state of
good repair;
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(D) Using innovative approaches to
improve safety and expedite project
delivery; and
(E) Holding grant recipients
accountable for their performance and
achieving specific, measurable
outcomes identified by grant applicants.
Prior to making an award, FTA is
required to review and consider any
information about the applicant that is
in the Federal Awardee Performance
and Integrity Information Systems
(FAPIIS) accessible through SAM. An
applicant, may review and comment on
information about itself that a Federal
awarding agency previously entered.
The FTA Administrator will
determine the final selection of projects
for program funding. In determining the
allocation of program funds, FTA may
consider geographic diversity, diversity
in the size of the transit systems
receiving funding, the applicant’s
receipt of other competitive awards,
projects located in or that support
public transportation service in a
qualified opportunity zone designated
pursuant to 26 U.S.C. 1400Z–1, and the
percentage of local share provided. Not
less than 10 percent of the Buses and
Bus Facilities Program funds will be
distributed to projects in rural areas. In
addition, FTA will not award more than
10 percent of the funds to a single
grantee.
G. Federal Award Administration
1. Federal Award Notice
Final project selections will be posted
on the FTA website. FTA will also
publish a list of the selected projects, a
summary of final scores for selected
projects, Federal award amounts and
recipients in the Federal Register.
Selected recipients should contact their
FTA regional offices for additional
information regarding allocations for
projects under the Grants for Buses and
Bus Facilities Program.
At the time the project selections are
announced, FTA will extend pre-award
authority for the selected projects. There
is no blanket pre-award authority for
these projects before announcement.
2. Award Administration
Funds under the Grants for Buses and
Bus Facilities Program are available to
designated recipients that allocate funds
to fixed route bus operators, state or
local governmental entities that operate
fixed route bus service, and Indian
tribes. There is no minimum or
maximum grant award amount apart
from the restriction that FTA will not
award more than ten percent of the
funds to a single grantee; however, FTA
intends to fund as many meritorious
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projects as possible. Only proposals
from eligible recipients for eligible
activities will be considered for funding.
Due to funding limitations, proposals
that are selected for funding may receive
less than the amount originally
requested. In those cases, applicants
must be able to demonstrate that the
proposed projects are still viable standalone projects that can be completed
with the amount awarded.
3. Administrative and National Policy
Requirements
a. Pre-Award Authority
The FTA will issue specific guidance
to recipients regarding pre-award
authority at the time of selection. The
FTA does not provide pre-award
authority for competitive funds until
projects are selected and even then there
are Federal requirements that must be
met before costs are incurred. For more
information about FTA’s policy on preaward authority, please see the FY 2018
Apportionment Notice published on
July 16, 2018 which can be accessed at
https://www.gpo.gov/fdsys/pkg/FR-201807-16/pdf/2018-14989.pdf.
b. Grant Requirements
If selected, awardees will apply for a
grant through FTA’s Transit Award
Management System (TrAMS).
Recipients of Grants for Buses and Bus
Facilities Program funding in urban
areas are subject to the grant
requirements of the Section 5307
Urbanized Area Formula Grant program,
including those of FTA Circular
9030.1E. Recipients of funding in rural
areas are subject to the grant
requirements of the Section 5311
Formula Grants for Rural Areas
Program, including those of FTA
Circular 9040.1G. All recipients must
follow the Grants Management
Requirements of FTA Circular 5010.1E,
and the labor protections of 49 U.S.C.
5333(b). Technical assistance regarding
these requirements is available from
each FTA regional office.
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c. Buy America
The FTA requires that all capital
procurements meet FTA’s Buy America
requirements per 49 U.S.C. 5323(j),
which require that all iron, steel, or
manufactured products be produced in
the United States, to help create and
protect manufacturing jobs in the
United States. The Grants for Buses and
Bus Facilities Program will have a
significant economic impact toward
meeting the objectives of the Buy
America law. The FAST Act amended
the Buy America requirements to
provide for a phased increase in the
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domestic content for rolling stock. For
FY 2019, the cost of components and
subcomponents produced in the United
States must be more than 65 percent of
the cost of all components. For FY 2020
and beyond, the cost of components and
subcomponents produced in the United
States must be more than 70 percent of
the cost of all components. There is no
change to the requirement that final
assembly of rolling stock must occur in
the United States. The Buy America
requirements can be found in 49 CFR
part 661 and additional guidance on the
implementation of the phases increase
in domestic content can be found at 81
FR 60278 (Sept. 1, 2016). Any proposal
that will require a waiver must identify
in the application the items for which
a waiver will be sought. Applicants
should not proceed with the expectation
that waivers will be granted, nor should
applicants assume that selection of a
project under the Grants for Buses and
Bus Facilities Program that includes a
partnership with a manufacturer,
vendor, consultant, or other third party
constitutes a waiver of the Buy America
requirements applicable at the time the
project is undertaken. Consistent with
Executive Order 13858 Strengthening
Buy-American Preferences for
Infrastructure Projects, signed by
President Trump on January 31, 2019,
applicants should maximize the use of
goods, products, and materials
produced in the United States, in
Federal procurements and through the
terms and conditions of Federal
financial assistance awards.
d. Disadvantaged Business Enterprise
FTA requires that its recipients
receiving planning, capital and/or
operating assistance that will award
prime contracts exceeding $250,000 in
FTA funds comply with the
Disadvantaged Business Enterprise
(DBE) program regulations at 49 CFR
part 26. The rule requires that, prior to
bidding on any FTA-assisted vehicle
procurement, entities that manufacture
vehicles or perform post-production
alterations or retrofitting must submit a
DBE Program plan and annual goal
methodology to FTA. Further, to the
extent that a vehicle remanufacturer is
responding to a solicitation for new or
remanufactured vehicles with a vehicle
to which the remanufacturer has
provided post-production alterations or
retro-fitting (e.g., replacing major
components such as engine to provide
a ‘‘like new’’ vehicle), the vehicle
remanufacturer is considered a transit
vehicle manufacturer and must also
comply with the DBE regulations.
FTA will then issue a transit vehicle
manufacturer (TVM) concurrence/
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certification letter. Grant recipients
must verify each entity’s compliance
with these requirements before
accepting its bid. A list of compliant,
certified TVMs is posted on FTA’s web
page at https://www.fta.dot.gov/
regulations-and-guidance/civil-rightsada/eligible-tvms-list. Please note that
this list is nonexclusive and recipients
must contact FTA before accepting bids
from entities not listed on this Web
posting. Recipients may also establish
project-specific DBE goals for vehicle
procurements. FTA will provide
additional guidance as grants are
awarded. For more information on DBE
requirements, please contact Janelle
Hinton, Office of Civil Rights, 202–366–
9259, email: janelle.hinton@dot.gov.
e. Planning
FTA encourages applicants to notify
the appropriate State Departments of
Transportation and MPOs in areas likely
to be served by the project funds made
available under this program. Selected
projects must be incorporated into the
long-range plans and transportation
improvement programs of States and
metropolitan areas before they are
eligible for FTA funding.
f. Standard Assurances
By submitting a grant application, the
applicant assures that it will comply
with all applicable federal statutes,
regulations, executive orders, directives,
FTA circulars and other federal
administrative requirements in carrying
out any project supported by the FTA
grant. Further, the applicant
acknowledges that it is under a
continuing obligation to comply with
the terms and conditions of the grant
agreement issued for its project with
FTA. The applicant understands that
Federal laws, regulations, policies and
administrative practices might be
modified from time to time and may
affect the implementation of the project.
The applicant agrees that the most
recent Federal requirements will apply
to the project, unless FTA issues a
written determination otherwise. The
applicant must submit the Certifications
and Assurances before receiving a grant,
if it does not have current certifications
on file.
g. Reporting
Post-award reporting requirements
include the electronic submission of
Federal Financial Reports and Milestone
Progress Reports in FTA’s electronic
grants management system.
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H. Technical Assistance and Other
Program Information
This program is not subject to
Executive Order 12372,
‘‘Intergovernmental Review of Federal
Programs.’’ FTA will consider
applications for funding only from
eligible recipients for eligible projects
listed in Section C. Complete
applications must be submitted through
GRANTS.GOV by 11:59 p.m. eastern
time on June 21, 2019. For assistance
with GRANTS.GOV please contact
GRANTS.GOV by phone at 1–800–518–
4726 or by email at support@grants.gov.
Contact information for FTA’s regional
offices can be found on FTA’s website
at https://www.transit.dot.gov/about/
regional-offices/regional-offices.
I. Federal Awarding Agency Contacts
For further information concerning
this notice, please contact the Grants for
Buses and Bus Facilities Program
manager, Mark Bathrick, via email at
mark.bathrick@dot.gov or by phone at
202–366–9955. A TDD is available for
individuals who are deaf or hard of
hearing at 800–877–8339. In addition,
FTA will post answers to questions and
requests for clarifications on FTA’s
website at https://transit.dot.gov/
busprogram. FTA staff will also conduct
a webinar for potential applicants to
learn more about the program and
submittal process.
To ensure the receipt of accurate
information about eligibility or the
program, applicants with questions are
encouraged to contact FTA directly,
rather than through intermediaries or
third parties.
K. Jane Williams,
Acting Administrator.
[FR Doc. 2019–09439 Filed 5–14–19; 8:45 am]
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U.S.-CHINA ECONOMIC AND
SECURITY REVIEW COMMISSION
Notice of Open Public Hearing
U.S.-China Economic and
Security Review Commission.
ACTION: Notice of open public hearing.
AGENCY:
Notice is hereby given of the
following hearing of the U.S.-China
Economic and Security Review
Commission.
The Commission is mandated by
Congress to investigate, assess, and
report to Congress annually on ‘‘the
national security implications of the
economic relationship between the
United States and the People’s Republic
of China.’’ Pursuant to this mandate, the
Commission will hold a public hearing
in Washington, DC on June 7, 2019 on
‘‘Technology, Trade, and Military-Civil
Fusion: China’s Pursuit of Artificial
Intelligence, New Materials, and New
Energy.’’
SUMMARY:
The hearing is scheduled for
Thursday, June 7, 2019 at 9:30 a.m.
ADDRESSES: TBD, Washington, DC. A
detailed agenda for the hearing will be
posted on the Commission’s website at
www.uscc.gov. Also, please check the
Commission’s website for possible
changes to the hearing schedule.
Reservations are not required to attend
the hearing.
FOR FURTHER INFORMATION CONTACT: Any
member of the public seeking further
information concerning the hearing
should contact Leslie Tisdale Reagan,
444 North Capitol Street NW, Suite 602,
Washington, DC 20001; telephone: 202–
624–1496, or via email at lreagan@
uscc.gov. Reservations are not required
to attend the hearing.
SUPPLEMENTARY INFORMATION:
DATES:
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Background: This is the fifth public
hearing the Commission will hold
during its 2019 report cycle. This
hearing will examine China’s
development of artificial intelligence,
new materials, and energy storage,
renewable energy, and nuclear power. It
will assess China’s capabilities in
producing and commercializing these
technologies vis-a`-vis the United States
and its ambitions to export these
technologies and shape their global
governance in ways that disadvantage
the United States. The hearing will also
consider China’s potential military
application of these technologies and
strategic implications for the United
States. The hearing will be co-chaired
by Vice Chairman Robin Cleveland and
Commissioner Thea Lee. Any interested
party may file a written statement by
June 7, 2019 by mailing to the contact
above. A portion of each panel will
include a question and answer period
between the Commissioners and the
witnesses.
Authority: Congress created the U.S.China Economic and Security Review
Commission in 2000 in the National Defense
Authorization Act (Pub. L. 106–398), as
amended by Division P of the Consolidated
Appropriations Resolution, 2003 (Pub. L.
108–7), as amended by Public Law 109–108
(November 22, 2005), as amended by Public
Law 113–291 (December 19, 2014).
Dated: May 10, 2019.
Daniel W. Peck,
Executive Director, U.S.-China Economic and
Security Review Commission.
[FR Doc. 2019–10011 Filed 5–14–19; 8:45 am]
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Agencies
[Federal Register Volume 84, Number 94 (Wednesday, May 15, 2019)]
[Notices]
[Pages 21899-21905]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-09439]
-----------------------------------------------------------------------
DEPARTMENT OF TRANSPORTATION
Federal Transit Administration
Fiscal Year 2019 Competitive Funding Opportunity; Grants for
Buses and Bus Facilities Program
AGENCY: Federal Transit Administration (FTA), DOT.
ACTION: Notice of Funding Opportunity (NOFO).
-----------------------------------------------------------------------
SUMMARY: The Federal Transit Administration (FTA) announces the
opportunity to apply for approximately $423.35 million in fiscal year
(FY) 2019 funds under the Grants for Buses and Bus Facilities Program
(CFDA#20.526). As required by federal public transportation law and
subject to funding availability, funds will be awarded competitively to
assist in the financing of capital projects to replace, rehabilitate,
purchase or lease buses and related equipment, and to rehabilitate,
purchase, construct or lease bus-related facilities. Projects may
include costs incidental to the acquisition of buses or to the
construction of facilities, such as the costs of related workforce
development and training activities, and project administration
expenses. FTA may award additional funds if they are made available to
the program prior to the announcement of project selections.
DATES: Complete proposals must be submitted electronically through the
[[Page 21900]]
GRANTS.GOV ``APPLY'' function by 11:59 p.m. Eastern Time on June 21,
2019. Prospective applicants should initiate the process by promptly
registering on the GRANTS.GOV website to ensure completion of the
application process before the submission deadline. Instructions for
applying can be found on FTA's website at https://transit.dot.gov/howtoapply and in the ``FIND'' module of GRANTS.GOV.
The GRANTS.GOV funding opportunity ID is FTA-2019-003-TPM. Mail and
fax submissions will not be accepted.
FOR FURTHER INFORMATION CONTACT: Mark Bathrick, FTA Office of Program
Management, 202-366-9955, or [email protected].
SUPPLEMENTARY INFORMATION:
Table of Contents
A. Program Description
B. Federal Award Information
C. Eligibility Information
D. Application and Submission Information
E. Application Review
F. Review and Selection Process
G. Federal Award Administration
H. Technical Assistance and Other Program Information
I. Federal Awarding Agency Contacts
A. Program Description
Section 5339(b) of Title 49, United States Code, as amended by the
Fixing America's Surface Transportation (FAST) Act (Pub. L. 114-94,
Dec. 4, 2015), authorizes FTA to award funds for the Grants for Buses
and Bus Facilities Program through a competitive process, as described
in this notice, for capital projects to replace, rehabilitate, purchase
or lease buses and related equipment and to rehabilitate, purchase,
construct or lease bus-related facilities.
The purpose of the Grants for Buses and Bus Facilities Program is
to assist in the financing of capital projects for buses and bus
facilities, including replacing, rehabilitating, purchasing, or leasing
buses or related equipment, and rehabilitating, purchasing,
constructing, or leasing bus-related facilities.
The Grants for Buses and Bus Facilities Program provides funds
under 49 U.S.C. 5339(b)(1), to eligible applicants including designated
recipients that allocate funds to fixed route bus operators, states or
local governmental entities that operate fixed route bus service, and
Indian tribes. FTA also may award grants to eligible recipients for
projects to be undertaken by subrecipients. Eligible subrecipients
include all otherwise eligible applicants and also private nonprofit
organizations engaged in public transportation. In accordance with 49
U.S.C. 5339(b)(2), FTA will ``consider the age and condition of buses,
bus fleets, related equipment, and bus-related facilities'' in
selecting projects for funding. FTA may prioritize projects that
demonstrate how they will address significant repair and maintenance
needs, improve the safety of transit systems and deploy connective
projects that include advanced technologies to connect bus systems with
other networks.
B. Federal Award Information
Federal public transportation law at 49 U.S.C. 5338(a)(2)(M)
authorizes $267,059,980 in FY 2019 funds for the Section 5339(b) Grants
for Buses and Bus Facilities Program. The Consolidated Appropriations
Act, 2019 appropriated an additional $160,000,000 for the Grants for
Buses and Bus Facilities Program. After the mandatory oversight
takedown of $3,840,450 and the addition of $130,710 in unallocated FY
2018 program funding, FTA is announcing the availability of
$423,350,240 for the Grants for Buses and Bus Facilities Program
through this notice.
As required under 49 U.S.C. 5339(b)(5), a minimum of 10 percent of
the amount awarded under the Grants for Buses and Bus Facilities
Program will be awarded to projects located in rural areas. As required
by 49 U.S.C. 5339(b)(8), no single grantee will be awarded more than 10
percent of the amounts made available. FTA may further cap the amount a
single recipient or State may receive as part of the selection process.
In FY 2018, for example, the largest amount awarded to a single
applicant was $11,000,000 and no State received more than 8 percent of
the total funding available.
FTA will grant pre-award authority to incur costs for selected
projects beginning on the date that project selections are announced.
Funds are only available for projects that have not incurred costs
prior to the selection of projects, and will remain available for
obligation for three Federal fiscal years, not including the year in
which the funds are allocated to projects.
C. Eligibility Information
1. Eligible Applicants
Under 49 U.S.C. 5339(b)(1), eligible applicants include designated
recipients that allocate funds to fixed route bus operators, states or
local governmental entities that operate fixed route bus service, and
Indian tribes. Eligible subrecipients include all otherwise eligible
applicants and also private nonprofit organizations engaged in public
transportation.
Under 49 U.S.C. 5339(b)(3), States may submit a statewide
application on behalf of public agencies or private nonprofit
organizations engaged in public transportation in rural areas or for
other areas for which a State allocates funds. Except for projects
proposed by Indian tribes, all proposals for projects in rural (non-
urbanized) areas must be submitted by a State, either individually or
as a part of a statewide application. States and other eligible
applicants may also submit consolidated proposals for projects in
urbanized areas. The submission of a statewide or consolidated
urbanized area application shall not preclude the submission and
consideration of any application from other eligible recipients in an
urbanized area in a State. Proposals may contain projects to be
implemented by the recipient or its subrecipients.
To be considered eligible, applicants must be able to demonstrate
the requisite legal, financial and technical capabilities to receive
and administer Federal funds under this program.
2. Cost Sharing or Matching
The maximum federal share for projects selected under the Grants
for Buses and Bus Facilities Program is 80 percent of the net project
cost (i.e., the local amount should be at least 20 percent of the net
project cost, not 20 percent of the requested grant amount), unless
noted below by one of the exceptions.
a. The maximum Federal share is 85 percent of the net project cost
of acquiring vehicles (including clean-fuel or alternative fuel
vehicles) that are compliant with the Clean Air Act (CAA) and/or the
Americans with Disabilities Act (ADA) of 1990.
b. The maximum Federal share is 90 percent of the net project cost
of acquiring, installing or constructing vehicle-related equipment or
facilities (including clean fuel or alternative-fuel vehicle-related
equipment or facilities) that are required by the ADA of 1990, or that
are necessary to comply with or maintaining compliance with the Clean
Air Act. The award recipient must itemize the cost of specific,
discrete, vehicle-related equipment associated with compliance with ADA
or CAA to be eligible for the maximum 90 percent Federal share for
these costs.
Eligible sources of local match include the following: Cash from
non-Government sources other than revenues from providing public
transportation services; revenues derived from the sale of advertising
and
[[Page 21901]]
concessions; amounts received under a service agreement with a State or
local social service agency or private social service organization;
revenues generated from value capture financing mechanisms; or funds
from an undistributed cash surplus; replacement or depreciation cash
fund or reserve; or new capital. In addition, transportation
development credits or documentation of in-kind match may substitute
for local match if identified in the application.
If an applicant proposes a Federal share greater than 80 percent,
the application must clearly explain why the project is eligible for
the proposed Federal share.
3. Eligible Projects
Under 49 U.S.C. 5339(b)(1), eligible projects are capital projects
to replace, rehabilitate purchase, or lease buses, vans, and related
equipment, and capital projects to rehabilitate, purchase, construct,
or lease bus-related facilities.
Recipients are permitted to use up to 0.5 percent of their
requested grant award for workforce development activities eligible
under 49 U.S.C. 5314(b) and an additional 0.5 percent for costs
associated with training at the National Transit Institute, to pay not
more than 80 percent of the cost of eligible activities (see 49 U.S.C.
5314(b)(4) and 49 U.S.C. 5314(c)(4)(A)). Applicants must identify the
proposed use of funds for these activities in the project proposal and
identify them separately in the project budget.
D. Application and Submission Information
1. Address
Applications must be submitted electronically through GRANTS.GOV.
General information for submitting applications through GRANTS.GOV can
be found at https://www.transit.dot.gov/funding/grants/applying/applying-fta-funding along with specific instructions for the forms and
attachments required for submission. Mail and fax submissions will not
be accepted. A complete proposal submission consists of two forms: The
SF424 Application for Federal Assistance (downloaded from GRANTS.GOV)
and the supplemental form for the FY 2019 Grants for Buses and Bus
Facilities Program (downloaded from GRANTS.GOV or the FTA website at
www.transit.dot.gov/busprogram). Applicants may also attach additional
supporting information. Failure to submit the information as required
can delay or prevent review of the application.
2. Content and Form of Application Submission
A complete proposal submission consists of two forms: The SF424
Application for Federal Assistance and the FY 2019 Grants for Buses and
Bus Facilities Program supplemental form. The supplemental form and any
supporting documents must be attached to the ``Attachments'' section of
the SF424. A complete application must include responses to all
sections of the SF424 Application for Federal Assistance and the
supplemental form, unless indicated as optional. The information on the
supplemental form will be used to determine applicant and project
eligibility for the program, and to evaluate the proposal against the
selection criteria described in part E of this notice.
FTA will accept only one supplemental form per SF424 submission.
FTA encourages States and other applicants to consider submitting a
single supplemental form that includes multiple activities to be
evaluated as a consolidated proposal. If a State or other applicant
chooses to submit separate proposals for individual consideration by
FTA, each proposal must be submitted using a separate SF424 and
supplemental form.
Applicants may attach additional supporting information to the
SF424 submission, including but not limited to letters of support,
project budgets, fleet status reports or excerpts from relevant
planning documents. Supporting documentation must be described and
referenced by file name in the appropriate response section of the
supplemental form, or it may not be reviewed.
Information such as applicant name, Federal amount requested, local
match amount, description of areas served, etc. may be requested in
varying degrees of detail on both the SF424 and Supplemental Form.
Applicants must fill in all fields unless stated otherwise on the
forms. Applicants should not place N/A or ``refer to attachment'' in
lieu of typing in responses in the field sections. If information is
copied into the supplemental form from another source, applicants
should verify that pasted text is fully captured on the supplemental
form and has not been truncated by the character limits built into the
form. Applicants should use both the ``Check Package for Errors'' and
the ``Validate Form'' validation buttons on both forms to check all
required fields on the forms, and ensure that the federal and local
amounts specified are consistent.
The SF424 Mandatory Form and the Supplemental Form will prompt
applicants for the required information, including:
a. Applicant Name
b. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS)
number
c. Key contact information (including contact name, address, email
address, and phone)
d. Congressional district(s) where project will take place
e. Project Information (including title, an executive summary, and
type)
f. A detailed description of the need for the project
g. A detailed description on how the project will support the Bus
Infrastructure Program's objectives
h. Evidence that the project is consistent with local and regional
planning objectives
i. Evidence that the applicant can provide the local cost share
j. A description of the technical, legal and financial capacity of the
applicant
k. A detailed project budget
l. An explanation of the scalability of the project
m. Details on the local matching funds
n. A detailed project timeline
3. Unique Entity Identifier and System for Award Management (SAM)
Each applicant is required to: (1) Be registered in SAM before
submitting an application; (2) provide a valid unique entity identifier
in its application; and (3) continue to maintain an active SAM
registration with current information at all times during which the
applicant has an active Federal award or an application or plan under
consideration by FTA. These requirements do not apply if the applicant:
(1) Is an individual; (2) is excepted from the requirements under 2 CFR
25.110(b) or (c); or (3) has an exception approved by FTA under 2 CFR
25.110(d). FTA may not make an award until the applicant has complied
with all applicable unique entity identifier and SAM requirements. If
an applicant has not fully complied with the requirements by the time
FTA is ready to make an award, FTA may determine that the applicant is
not qualified to receive an award and use that determination as a basis
for making a Federal award to another applicant. All applicants must
provide a unique entity identifier provided by SAM. SAM registration
takes approximately 3-5 business days, but FTA recommends allowing
ample time, up to several weeks, for completion of all steps. For
additional information on obtaining a unique entity identifier, please
visit www.sam.gov.
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4. Submission Dates and Times
Project proposals must be submitted electronically through
GRANTS.GOV by 11:59 p.m. Eastern on June 21, 2019. Mail and fax
submissions will not be accepted.
FTA urges applicants to submit applications at least 72 hours prior
to the due date to allow time to correct any problems that may have
caused either Grants.gov or FTA systems to reject the submission.
Proposals submitted after the deadline will only be considered under
extraordinary circumstances not under the applicant's control.
Deadlines will not be extended due to scheduled website maintenance.
GRANTS.GOV scheduled maintenance and outage times are announced on the
GRANTS.GOV website.
Within 48 hours after submitting an electronic application, the
applicant should receive two email messages from GRANTS.GOV: (1)
Confirmation of successful transmission to GRANTS.GOV and (2)
confirmation of successful validation by GRANTS.GOV. If confirmations
of successful validation are not received or a notice of failed
validation or incomplete materials is received, the applicant must
address the reason for the failed validation, as described in the email
notice, and resubmit before the submission deadline. If making a
resubmission for any reason, applicants must include all original
attachments regardless of which attachments were updated and check the
box on the supplemental form indicating this is a resubmission.
Applicants are encouraged to begin the process of registration on
the GRANTS.GOV site well in advance of the submission deadline.
Registration is a multi-step process, which may take several weeks to
complete before an application can be submitted. Registered applicants
may still be required to take steps to keep their registration up to
date before submissions can be made successfully: (1) Registration in
the System for Award Management (SAM) is renewed annually; and, (2)
persons making submissions on behalf of the Authorized Organization
Representative (AOR) must be authorized in GRANTS.GOV by the AOR to
make submissions.
5. Funding Restrictions
Funds under this NOFO cannot be used to reimburse applicants for
otherwise eligible expenses incurred prior to FTA award of a Grant
Agreement until FTA has issued pre-award authority for selected
projects.
6. Other Submission Requirements
Applicants are encouraged to identify scaled funding options in
case insufficient funding is available to fund a project at the full
requested amount. If an applicant indicates that a project is scalable,
the applicant must provide an appropriate minimum funding amount that
will fund an eligible project that achieves the objectives of the
program and meets all relevant program requirements. The applicant must
provide a clear explanation of how the project budget would be affected
by a reduced award. FTA may award a lesser amount whether or not a
scalable option is provided.
E. Application Review
FTA will evaluate project proposals for the Grants for Buses and
Bus Facilities Program based on the criteria described in this notice.
Projects will be evaluated primarily on the responses provided in the
supplemental form. Additional information may be provided to support
the responses; however, any additional documentation must be directly
referenced on the supplemental form, including the file name where the
additional information can be found.
1. Demonstration of Need
Applications will be evaluated based on the quality and extent to
which they demonstrate how the proposed project will address an unmet
need for capital investment in bus vehicles and/or supporting
facilities. For example, an applicant may demonstrate an excessive
reliance on vehicles that are beyond their intended service life,
insufficient maintenance facilities due to size or condition, a vehicle
fleet that is insufficient to meet current ridership demands or
passenger facilities that are insufficient for their current use.
Applicants should address whether the project represents a one-time or
periodic need that cannot reasonably be funded from FTA formula program
allocations and State or local resources. As a part of the response for
demonstration of need, applicants should provide the following
information:
a. For bus projects (replacement, rehabilitation or expansion):
Applicants must provide information on the age, condition and
performance of the asset(s) to be replaced or rehabilitated by the
proposed project. For service expansion requests, applicants must
provide information on the proposed service expansion and the benefits
for transit riders and the community from the new service. For all
vehicle projects, the proposal must address how the project conforms to
FTA's spare ratio guidelines.
b. For bus facility and equipment projects (replacement,
rehabilitation and/or expansion): Applicants must provide information
on the age and condition of the asset to be rehabilitated or replaced
relative to its minimum useful life.
2. Demonstration of Benefits
Applications will be evaluated based on how well they describe how
the proposed project will improve the condition of the transit system,
improve the reliability of transit service for its riders and enhance
access and mobility within the service area.
System Condition: FTA will evaluate the potential for the project
to improve the condition of the transit system by repairing and/or
replacing assets that are in poor condition or have surpassed their
minimum or intended useful life benchmarks, lowering the average age of
vehicles in the fleet and/or reducing the cost of maintaining outdated
vehicles, facilities and equipment.
Service Reliability: FTA will evaluate the potential for the
project to reduce the frequency of breakdowns or other service
interruptions caused by the age and condition of the agency's bus
fleet. Applicants should document their current service reliability
metrics and benchmark goals, including their strategy for improving
reliability with or without the award of Bus and Bus Facilities Program
funds.
Enhanced Access and Mobility: FTA will evaluate the potential for
the project to improve access and mobility for the transit riding
public, such as through increased reliability, improved headways,
creation of new transportation choices or eliminating gaps in the
current route network. Proposed benefits should be based on documented
ridership demand and be well-described or documented through a study or
route planning proposal.
3. Planning and Local/Regional Prioritization
Applicants must demonstrate how the proposed project will be
consistent with local and regional long-range planning documents and
local government priorities. This will involve assessing whether the
project is consistent with the transit priorities identified in the
long range plan; and/or contingency/illustrative projects included in
that plan; or the locally developed human services public
transportation coordinated plan. Applicants are not required to submit
copies of such plans, but should describe how the project will support
regional goals. Additional
[[Page 21903]]
consideration will be given to applications including support letters
from local and regional planning organizations, local government
officials, public agencies and/or non-profit or private sector partners
attesting to the consistency of the proposed project with these plans.
Applicants may also address how the proposed project will impact
overall system performance, asset management performance or specific
performance measures tracked and monitored by the applying entity to
demonstrate how the proposed project will address local and regional
planning priorities.
Evidence of additional local or regional prioritization (i.e.,
Statewide Transportation Improvement Plan and Long Range Transportation
Plan) should include letters of support for the project from local
government officials, public agencies (i.e., Metropolitan Planning
Organizations) and non-profit or private sector partners.
4. Local Financial Commitment
Applicants must identify the source of the local cost share and
describe whether such funds are currently available for the project or
will need to be secured if the project is selected for funding. FTA
will consider the availability of the local cost share as evidence of
local financial commitment to the project. Additional consideration
will be given to those projects for which local funds have already been
made available or reserved. Applicants should submit evidence of the
availability of funds for the project, for example by including a board
resolution, letter of support from the State or other documentation of
the source of local funds such as a budget document highlighting the
line item or section committing funds to the proposed project. In
addition, as evidence of local financial commitment, an applicant may
propose a local cost share that is greater than the minimum
requirement. Additional consideration will be given to those projects
that propose a larger percentage of local cost share.
5. Project Implementation Strategy
Projects will be evaluated based on the extent to which the project
is ready to implement within a reasonable period of time and whether
the applicant's proposed implementation plans are reasonable and
complete.
In assessing whether the project is ready to implement within a
reasonable period of time, FTA will consider whether the project
qualifies for a Categorical Exclusion, or whether the required
environmental work has been initiated or completed for projects that
require an Environmental Assessment or Environmental Impact Statement
under the National Environmental Policy Act of 1969 (NEPA), as amended.
The proposal must also state whether grant funds can be obligated
within 12 months from time of award, if selected, and indicate the
timeframe under which the Metropolitan Transportation Improvement
Program and/or Statewide Transportation Improvement Program can be
amended to include the proposed project. Additional consideration will
be given to projects for which grant funds can be obligated within 12
months from time of award.
In assessing whether the proposed implementation plans are
reasonable and complete, FTA will review the proposed project
implementation plan, including all necessary project milestones and the
overall project timeline. For projects that will require formal
coordination, approvals or permits from other agencies or project
partners, the applicant must demonstrate coordination with these
organizations and their support for the project, such as through
letters of support.
6. Technical, Legal and Financial Capacity
Applicants must demonstrate that they have the technical, legal and
financial capacity to undertake the project. FTA will review relevant
oversight assessments and records to determine whether there are any
outstanding legal, technical or financial issues with the applicant
that would affect the outcome of the proposed project. Applicants with
outstanding legal, technical or financial compliance issues from an FTA
compliance review or Federal Transit grant-related Single Audit finding
must explain how corrective actions taken will mitigate negative
impacts on the proposed project.
F. Review and Selection Process
In addition to other FTA staff that may review the proposals, a
technical evaluation committee will evaluate proposals based on the
published evaluation criteria. After applying the above criteria, the
FTA Administrator will consider the following key Departmental
objectives:
(A) Supporting economic vitality at the national and regional
level;
(B) Utilizing alternative funding sources and innovative financing
models to attract non-Federal sources of infrastructure investment;
(C) Accounting for the life-cycle costs of the project to promote
the state of good repair;
(D) Using innovative approaches to improve safety and expedite
project delivery; and
(E) Holding grant recipients accountable for their performance and
achieving specific, measurable outcomes identified by grant applicants.
Prior to making an award, FTA is required to review and consider
any information about the applicant that is in the Federal Awardee
Performance and Integrity Information Systems (FAPIIS) accessible
through SAM. An applicant, may review and comment on information about
itself that a Federal awarding agency previously entered.
The FTA Administrator will determine the final selection of
projects for program funding. In determining the allocation of program
funds, FTA may consider geographic diversity, diversity in the size of
the transit systems receiving funding, the applicant's receipt of other
competitive awards, projects located in or that support public
transportation service in a qualified opportunity zone designated
pursuant to 26 U.S.C. 1400Z-1, and the percentage of local share
provided. Not less than 10 percent of the Buses and Bus Facilities
Program funds will be distributed to projects in rural areas. In
addition, FTA will not award more than 10 percent of the funds to a
single grantee.
G. Federal Award Administration
1. Federal Award Notice
Final project selections will be posted on the FTA website. FTA
will also publish a list of the selected projects, a summary of final
scores for selected projects, Federal award amounts and recipients in
the Federal Register. Selected recipients should contact their FTA
regional offices for additional information regarding allocations for
projects under the Grants for Buses and Bus Facilities Program.
At the time the project selections are announced, FTA will extend
pre-award authority for the selected projects. There is no blanket pre-
award authority for these projects before announcement.
2. Award Administration
Funds under the Grants for Buses and Bus Facilities Program are
available to designated recipients that allocate funds to fixed route
bus operators, state or local governmental entities that operate fixed
route bus service, and Indian tribes. There is no minimum or maximum
grant award amount apart from the restriction that FTA will not award
more than ten percent of the funds to a single grantee; however, FTA
intends to fund as many meritorious
[[Page 21904]]
projects as possible. Only proposals from eligible recipients for
eligible activities will be considered for funding. Due to funding
limitations, proposals that are selected for funding may receive less
than the amount originally requested. In those cases, applicants must
be able to demonstrate that the proposed projects are still viable
stand-alone projects that can be completed with the amount awarded.
3. Administrative and National Policy Requirements
a. Pre-Award Authority
The FTA will issue specific guidance to recipients regarding pre-
award authority at the time of selection. The FTA does not provide pre-
award authority for competitive funds until projects are selected and
even then there are Federal requirements that must be met before costs
are incurred. For more information about FTA's policy on pre-award
authority, please see the FY 2018 Apportionment Notice published on
July 16, 2018 which can be accessed at https://www.gpo.gov/fdsys/pkg/FR-2018-07-16/pdf/2018-14989.pdf.
b. Grant Requirements
If selected, awardees will apply for a grant through FTA's Transit
Award Management System (TrAMS). Recipients of Grants for Buses and Bus
Facilities Program funding in urban areas are subject to the grant
requirements of the Section 5307 Urbanized Area Formula Grant program,
including those of FTA Circular 9030.1E. Recipients of funding in rural
areas are subject to the grant requirements of the Section 5311 Formula
Grants for Rural Areas Program, including those of FTA Circular
9040.1G. All recipients must follow the Grants Management Requirements
of FTA Circular 5010.1E, and the labor protections of 49 U.S.C.
5333(b). Technical assistance regarding these requirements is available
from each FTA regional office.
c. Buy America
The FTA requires that all capital procurements meet FTA's Buy
America requirements per 49 U.S.C. 5323(j), which require that all
iron, steel, or manufactured products be produced in the United States,
to help create and protect manufacturing jobs in the United States. The
Grants for Buses and Bus Facilities Program will have a significant
economic impact toward meeting the objectives of the Buy America law.
The FAST Act amended the Buy America requirements to provide for a
phased increase in the domestic content for rolling stock. For FY 2019,
the cost of components and subcomponents produced in the United States
must be more than 65 percent of the cost of all components. For FY 2020
and beyond, the cost of components and subcomponents produced in the
United States must be more than 70 percent of the cost of all
components. There is no change to the requirement that final assembly
of rolling stock must occur in the United States. The Buy America
requirements can be found in 49 CFR part 661 and additional guidance on
the implementation of the phases increase in domestic content can be
found at 81 FR 60278 (Sept. 1, 2016). Any proposal that will require a
waiver must identify in the application the items for which a waiver
will be sought. Applicants should not proceed with the expectation that
waivers will be granted, nor should applicants assume that selection of
a project under the Grants for Buses and Bus Facilities Program that
includes a partnership with a manufacturer, vendor, consultant, or
other third party constitutes a waiver of the Buy America requirements
applicable at the time the project is undertaken. Consistent with
Executive Order 13858 Strengthening Buy-American Preferences for
Infrastructure Projects, signed by President Trump on January 31, 2019,
applicants should maximize the use of goods, products, and materials
produced in the United States, in Federal procurements and through the
terms and conditions of Federal financial assistance awards.
d. Disadvantaged Business Enterprise
FTA requires that its recipients receiving planning, capital and/or
operating assistance that will award prime contracts exceeding $250,000
in FTA funds comply with the Disadvantaged Business Enterprise (DBE)
program regulations at 49 CFR part 26. The rule requires that, prior to
bidding on any FTA-assisted vehicle procurement, entities that
manufacture vehicles or perform post-production alterations or
retrofitting must submit a DBE Program plan and annual goal methodology
to FTA. Further, to the extent that a vehicle remanufacturer is
responding to a solicitation for new or remanufactured vehicles with a
vehicle to which the remanufacturer has provided post-production
alterations or retro-fitting (e.g., replacing major components such as
engine to provide a ``like new'' vehicle), the vehicle remanufacturer
is considered a transit vehicle manufacturer and must also comply with
the DBE regulations.
FTA will then issue a transit vehicle manufacturer (TVM)
concurrence/certification letter. Grant recipients must verify each
entity's compliance with these requirements before accepting its bid. A
list of compliant, certified TVMs is posted on FTA's web page at
https://www.fta.dot.gov/regulations-and-guidance/civil-rights-ada/eligible-tvms-list. Please note that this list is nonexclusive and
recipients must contact FTA before accepting bids from entities not
listed on this Web posting. Recipients may also establish project-
specific DBE goals for vehicle procurements. FTA will provide
additional guidance as grants are awarded. For more information on DBE
requirements, please contact Janelle Hinton, Office of Civil Rights,
202-366-9259, email: [email protected].
e. Planning
FTA encourages applicants to notify the appropriate State
Departments of Transportation and MPOs in areas likely to be served by
the project funds made available under this program. Selected projects
must be incorporated into the long-range plans and transportation
improvement programs of States and metropolitan areas before they are
eligible for FTA funding.
f. Standard Assurances
By submitting a grant application, the applicant assures that it
will comply with all applicable federal statutes, regulations,
executive orders, directives, FTA circulars and other federal
administrative requirements in carrying out any project supported by
the FTA grant. Further, the applicant acknowledges that it is under a
continuing obligation to comply with the terms and conditions of the
grant agreement issued for its project with FTA. The applicant
understands that Federal laws, regulations, policies and administrative
practices might be modified from time to time and may affect the
implementation of the project. The applicant agrees that the most
recent Federal requirements will apply to the project, unless FTA
issues a written determination otherwise. The applicant must submit the
Certifications and Assurances before receiving a grant, if it does not
have current certifications on file.
g. Reporting
Post-award reporting requirements include the electronic submission
of Federal Financial Reports and Milestone Progress Reports in FTA's
electronic grants management system.
[[Page 21905]]
H. Technical Assistance and Other Program Information
This program is not subject to Executive Order 12372,
``Intergovernmental Review of Federal Programs.'' FTA will consider
applications for funding only from eligible recipients for eligible
projects listed in Section C. Complete applications must be submitted
through GRANTS.GOV by 11:59 p.m. eastern time on June 21, 2019. For
assistance with GRANTS.GOV please contact GRANTS.GOV by phone at 1-800-
518-4726 or by email at [email protected]. Contact information for
FTA's regional offices can be found on FTA's website at https://www.transit.dot.gov/about/regional-offices/regional-offices.
I. Federal Awarding Agency Contacts
For further information concerning this notice, please contact the
Grants for Buses and Bus Facilities Program manager, Mark Bathrick, via
email at [email protected] or by phone at 202-366-9955. A TDD is
available for individuals who are deaf or hard of hearing at 800-877-
8339. In addition, FTA will post answers to questions and requests for
clarifications on FTA's website at https://transit.dot.gov/busprogram.
FTA staff will also conduct a webinar for potential applicants to learn
more about the program and submittal process.
To ensure the receipt of accurate information about eligibility or
the program, applicants with questions are encouraged to contact FTA
directly, rather than through intermediaries or third parties.
K. Jane Williams,
Acting Administrator.
[FR Doc. 2019-09439 Filed 5-14-19; 8:45 am]
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