Taking and Importing Marine Mammals; Taking Marine Mammals Incidental to the U.S. Navy Training and Testing Activities in the Atlantic Fleet Training and Testing Study Area, 21126-21196 [2019-09541]
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Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed Rules
DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric
Administration
50 CFR Part 218
[Docket No. 190220145–9145–01]
RIN 0648–BI85
Taking and Importing Marine
Mammals; Taking Marine Mammals
Incidental to the U.S. Navy Training
and Testing Activities in the Atlantic
Fleet Training and Testing Study Area
National Marine Fisheries
Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA),
Commerce.
ACTION: Proposed rule; request for
comment.
AGENCY:
NMFS has received a request
from the U.S. Navy (Navy) to extend the
time period from November 2023 to
November 2025 for Marine Mammal
Protection Act (MMPA) regulations
authorizing the take of marine mammals
incidental to Navy training and testing
activities conducted in the Atlantic
Fleet Training and Testing (AFTT)
Study Area. In August 2018, the MMPA
was amended by the John S. McCain
National Defense Authorization Act
(NDAA) for Fiscal Year 2019 to allow
for seven-year authorizations for
military readiness activities, as
compared to the previously allowed five
years. The Navy’s activities qualify as
military readiness activities pursuant to
the MMPA as amended by the NDAA
for Fiscal Year 2004. In making the
request to extend the time period
covered by the MMPA AFTT regulations
from five to seven years, the Navy
proposes no changes to their specified
activities, the geographical region in
which those activities would be
conducted, mitigation measures,
monitoring, or reporting over the longer
seven-year period. Pursuant to the
MMPA, NMFS is requesting comments
on the proposed seven-year rule and
associated Letters of Authorization
(LOAs) to cover the same activities
covered by the existing 2018 AFTT
regulations. NMFS will consider all
public comments prior to issuing any
final rule and making final decisions on
the issuance of the requested LOAs, and
agency responses will be summarized in
the notice of the final decision.
DATES: Comments and information must
be received no later than June 12, 2019.
ADDRESSES: You may submit comments
on this document, identified by NOAA–
NMFS–2019–0050, by any of the
following methods:
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SUMMARY:
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• Electronic submission: Submit all
electronic public comments via the
federal e-Rulemaking Portal. Go to
www.regulations.gov/
#!docketDetail;D=NOAA-NMFS-20190050, click the ‘‘Comment Now!’’ icon,
complete the required fields, and enter
or attach your comments.
• Mail: Submit written comments to
Jolie Harrison, Chief, Permits and
Conservation Division, Office of
Protected Resources, National Marine
Fisheries Service, 1315 East West
Highway, Silver Spring, MD 20910.
Instructions: Comments sent by any
other method, to any other address or
individual, or received after the end of
the comment period, may not be
considered by NMFS. All comments
received are a part of the public record
and will generally be posted for public
viewing on www.regulations.gov
without change. All personal identifying
information (e.g., name, address),
confidential business information, or
otherwise sensitive information
submitted voluntarily by the sender will
be publicly accessible. NMFS will
accept anonymous comments (enter ‘‘N/
A’’ in the required fields if you wish to
remain anonymous). Attachments to
electronic comments will be accepted in
Microsoft Word, Excel, or Adobe PDF
file formats only.
A copy of the Navy’s applications,
NMFS’ proposed and final rules and
subsequent LOAs for the existing
regulations, and other supporting
documents and documents cited herein
may be obtained online at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities. In case of problems accessing
these documents, please use the contact
listed here (see FOR FURTHER
INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT:
Wendy Piniak, Office of Protected
Resources, NMFS, (301) 427–8401.
SUPPLEMENTARY INFORMATION:
Purpose of Regulatory Action
These proposed regulations, issued
under the authority of the MMPA (16
U.S.C. 1361 et seq.), would extend the
framework for authorizing the take of
marine mammals incidental to the
Navy’s training and testing activities
(which qualify as military readiness
activities) from the use of sonar and
other transducers, in-water detonations,
air guns, impact pile driving/vibratory
extraction, and the movement of vessels
throughout the AFTT Study Area,
which includes areas of the western
Atlantic Ocean along the East Coast of
North America, portions of the
Caribbean Sea, and the Gulf of Mexico.
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NMFS received an application from
the Navy requesting to extend NMFS’
existing MMPA regulations (50 CFR part
218, subpart I; hereafter ‘‘2018 AFTT
regulations’’) that authorize the take of
marine mammals incidental to Navy
training and testing activities conducted
in the AFTT Study Area to cover seven
years of the Navy’s activities, instead of
five. Take is anticipated to occur by
Level A harassment and Level B
harassment as well as a very small
number of serious injuries or mortalities
incidental to the Navy’s training and
testing activities.
Background
The MMPA prohibits the ‘‘take’’ of
marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and
(D) of the MMPA direct the Secretary of
Commerce (as delegated to NMFS) to
allow, upon request, the incidental, but
not intentional, taking of small numbers
of marine mammals by U.S. citizens
who engage in a specified activity (other
than commercial fishing) within a
specified geographical region if certain
findings are made and either regulations
are issued or, if the taking is limited to
harassment, a notice of a proposed
incidental take authorization is
provided to the public for review and
the opportunity to submit comments.
An authorization for incidental
takings shall be granted if NMFS finds
that the taking will have a negligible
impact on the species or stocks and will
not have an unmitigable adverse impact
on the availability of the species or
stocks for taking for subsistence uses
(where relevant). Further, NMFS must
prescribe the permissible methods of
taking and other means of effecting the
least practicable adverse impact on the
affected species or stocks and their
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stocks for
taking for certain subsistence uses
(referred to in this rule as ‘‘mitigation
measures’’); and requirements
pertaining to the monitoring and
reporting of such takings. The MMPA
defines ‘‘take’’ to mean to harass, hunt,
capture, or kill, or attempt to harass,
hunt, capture, or kill any marine
mammal. The Preliminary Analysis and
Negligible Impact Determination section
below discusses the definition of
‘‘negligible impact.’’
The NDAA for Fiscal Year 2004 (2004
NDAA) (Pub. L. 108–136) amended
section 101(a)(5) of the MMPA to
remove the ‘‘small numbers’’ and
‘‘specified geographical region’’
provisions indicated above and
amended the definition of ‘‘harassment’’
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as it applies to a ‘‘military readiness
activity’’ to read as follows (Section
3(18)(B) of the MMPA): (i) Any act that
injures or has the significant potential to
injure a marine mammal or marine
mammal stock in the wild (Level A
Harassment); or (ii) Any act that
disturbs or is likely to disturb a marine
mammal or marine mammal stock in the
wild by causing disruption of natural
behavioral patterns, including, but not
limited to, migration, surfacing, nursing,
breeding, feeding, or sheltering, to a
point where such behavioral patterns
are abandoned or significantly altered
(Level B Harassment). In addition, the
2004 NDAA amended the MMPA as it
relates to military readiness activities
such that least practicable adverse
impact shall include consideration of
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity.
More recently, section 316 of the
NDAA for Fiscal Year 2019 (2019
NDAA) (Pub. L. 115–232), signed on
August 13, 2018, amended the MMPA to
allow incidental take rules for military
readiness activities under section
101(a)(5)(A) to be issued for up to seven
years. Prior to this amendment, all
incidental take rules under section
101(a)(5)(A) were limited to five years.
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Summary of Request
On November 14, 2018, NMFS issued
a five-year final rule governing the
taking of marine mammals incidental to
Navy training and testing activities
conducted in the AFTT Study Area (83
FR 57076; hereafter ‘‘2018 AFTT final
rule’’). Previously on August 13, 2018,
and towards the end of the time period
in which NMFS was processing the
Navy’s request for the 2018 regulations,
the 2019 NDAA amended the MMPA for
military readiness activities to allow
incidental take regulations to be issued
for up to seven years instead of the
previous five years. The Navy’s training
and testing activities conducted in the
AFTT Study Area qualify as military
readiness activities pursuant to the
MMPA, as amended by the 2004 NDAA.
On November 16, 2018, the Navy
submitted an application requesting that
NMFS extend the 2018 AFTT
regulations and associated LOAs such
that they would cover take incidental to
seven years of training and testing
activities instead of five, extending the
expiration date from November 13, 2023
to November 13, 2025. A revised
application correcting the estimated
takes due to ship shock trials (Table
5.1–2) was submitted to NMFS by the
Navy on January 18, 2019.
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In its 2019 application, the Navy
proposes no changes to the nature of the
specified activities covered by the 2018
AFTT final rule, the level of activity
within and between years would be
consistent with that previously analyzed
in the 2018 AFTT final rule, and all
activities would be conducted within
the same boundaries of the AFTT Study
Area identified in the 2018 AFTT final
rule. Therefore, the training and testing
activities (e.g., equipment and sources
used, exercises conducted) and the
mitigation, monitoring, and reporting
measures are identical to those
described and analyzed in the 2018
AFTT final rule. The only changes
included in the Navy’s request are to
conduct those same activities in the
same region for an additional two years.
In its request, the Navy included all
information necessary to identify the
type and amount of incidental take that
may occur in the two additional years
so NMFS could determine whether the
analyses and conclusions regarding the
impacts of the proposed activities on
marine mammal species and stocks
previously reached for five years of
activities remain the same for seven
years of identical activity.
The Navy’s mission is to organize,
train, equip, and maintain combat-ready
naval forces capable of winning wars,
deterring aggression, and maintaining
freedom of the seas. This mission is
mandated by federal law (10 U.S.C.
8062), which ensures the readiness of
the naval forces of the United States.
The Navy executes this responsibility by
establishing and executing training
programs, including at-sea training and
exercises, and ensuring naval forces
have access to the ranges, operating
areas (OPAREAs), and airspace needed
to develop and maintain skills for
conducting naval activities.
The Navy proposes to continue
conducting training and testing
activities within the AFTT Study Area.
The Navy’s January 18, 2019,
rulemaking and LOA extension
application (hereafter ‘‘2019 Navy
application’’) reflects the same
compilation of training and testing
activities presented in the Navy’s June
16, 2017, initial rulemaking and LOA
application (hereafter ‘‘2017 Navy
application’’) and the 2018 AFTT
regulations that were subsequently
promulgated, which can be found at:
https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizations-militaryreadiness-activities. These activities are
deemed by the Navy necessary to
accomplish military readiness
requirements and are anticipated to
continue into the reasonably foreseeable
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future. The 2019 Navy application and
this rule cover training and testing
activities that would occur over seven
years, including the five years already
authorized under the 2018 AFTT
regulations, with the regulations valid
from the publication date of the final
rule (if issued) through November 13,
2025.
Summary of the Proposed Regulations
NMFS is proposing to extend the
incidental take regulations and
associated LOAs through November 13,
2025 to cover the same Navy activities
covered by the 2018 AFTT regulations.
The 2018 AFTT final rule was only
recently published and its analysis
remains current and valid. In its 2019
application, the Navy proposes no
changes to the nature (e.g., equipment
and sources used, exercises conducted)
or level of the specified activities within
or between years or to the boundaries of
the AFTT Study Area. The mitigation,
monitoring, and reporting measures
would be identical to those described
and analyzed in the 2018 AFTT final
rule. The proposed regulatory language
included at the end of this proposed
rule, which would be published at 50
CFR part 218, subpart I, also is the same
as that under the AFTT 2018
regulations, except for a small number
of minor, technical changes. No new
information has been received from the
Navy, or otherwise become available to
NMFS, since publication of the 2018
AFTT final rule that significantly
changes the analyses supporting the
2018 findings. Where there is any new
information pertinent to the
descriptions, analyses, or findings
required to authorize incidental take for
military readiness activities under
MMPA section 101(a)(5)(A), that
information is provided in the
appropriate sections below.
Because the activities included in the
2019 Navy application have not
changed and the analyses and findings
included in the documents provided
and produced in support of the recently
published 2018 AFTT final rule remain
current and applicable, this proposed
rule relies heavily on and references to
the applicable information and analyses
in those documents. Below is a list of
the regulatory documents referenced in
this proposed rule. The list indicates the
short name by which the document is
referenced in this proposed rule, as well
as the full titles of the cited documents.
All of the documents can be found at:
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities and https://www.aftteis.com/.
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• NMFS March 13, 2018, Atlantic
Fleet Training and Testing (AFTT)
proposed rule (83 FR 10954; hereafter
‘‘2018 AFTT proposed rule’’);
• NMFS November 14, 2018, Atlantic
Fleet Training and Testing (AFTT) final
rule (83 FR 57076; hereafter ‘‘2018
AFTT final rule’’);
• NMFS December 27, 2018, HawaiiSouthern California Training and
Testing (HSTT) Study Area final rule
(83 FR 66846; hereafter ‘‘2018 HSTT
final rule’’);
• Navy June 16, 2017, MMPA
rulemaking and LOA application
(hereafter ‘‘2017 Navy application’’);
• Navy January 18, 2019, MMPA
rulemaking and LOA extension
application (hereafter ‘‘2019 Navy
application’’); and
• September 14, 2018, Atlantic Fleet
Training and Testing (AFTT) Final
Environmental Impact Statement/
Overseas Environmental Impact
Statement (FEIS/OEIS) (hereafter ‘‘2018
AFTT FEIS/OEIS’’).
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Description of the Specified Activity
The Navy requests authorization to
take marine mammals incidental to
conducting training and testing
activities. The Navy has determined that
acoustic and explosives stressors are
most likely to result in impacts on
marine mammals that could rise to the
level of harassment. Detailed
descriptions of these activities are
provided in Chapter 2 of the 2018 AFTT
FEIS/OEIS and in the 2017 and 2019
Navy applications.
Overview of Training and Testing
Activities
The Navy routinely trains in the
AFTT Study Area in preparation for
national defense missions. Training and
testing activities and components
covered in the 2019 Navy application
are described in detail in the Overview
of Training and Testing Activities
sections of the 2018 AFTT proposed
rule and the 2018 AFTT final rule and
Chapter 2 of the 2018 AFTT FEIS/OEIS
(https://www.aftteis.com/). Each military
training and testing activity described
meets mandated Fleet requirements to
deploy ready forces. The Navy proposes
no changes to the specified activities
described and analyzed in the 2018
AFTT final rule. The boundaries of the
AFTT Study Area (see Figure 1.2–1 of
the 2019 Navy application); the training
and testing activities (e.g., equipment
and sources used, exercises conducted);
manner of or amount of vessel
movement; and standard operating
procedures presented in this proposed
rule are identical to those described and
analyzed in the 2018 AFTT final rule.
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Dates and Duration
The specified activities would occur
at any time during the seven-year period
of validity of the regulations. The
proposed number of training and testing
activities are described in the Detailed
Description of the Specified Activities
section (Tables 1 through 4).
Specified Geographical Region
The Navy proposes no changes to the
geographic extent of the AFTT Study
Area as described in the 2018 AFTT
final rule. The AFTT Study Area (see
Figure 2–1 of the 2019 Navy
application) includes areas of the
western Atlantic Ocean along the east
coast of North America, the Gulf of
Mexico, and portions of the Caribbean
Sea. The AFTT Study Area begins at the
mean high tide line along the U.S. coast
and extends east to the 45-degree west
longitude line, north to the 65-degree
north latitude line, and south to
approximately the 20-degree north
latitude line. The AFTT Study Area also
includes Navy pierside locations, bays,
harbors, and inland waterways, and
civilian ports where training and testing
occurs. The AFTT Study Area generally
follows the Commander Task Force 80
area of operations, covering
approximately 2.6 million nautical
miles squared (nmi2) of ocean area, and
includes designated Navy range
complexes and associated operating
areas (OPAREAs) and special use
airspace. While the AFTT Study Area
itself is very large, the vast majority of
Navy training and testing occurs in
designated range complexes and testing
ranges.
A Navy range complex consists of
geographic areas that encompass a water
component (above and below the
surface) and airspace, and may
encompass a land component where
training and testing of military
platforms, tactics, munitions,
explosives, and electronic warfare
systems occur. Range complexes
include established OPAREAs, which
may be further divided to provide better
control of the area for safety reasons.
Additional detail on range complexes
and testing ranges was provided in the
Duration and Location section of the
2018 AFTT proposed rule; please see
the 2018 AFTT proposed rule or the
2017 Navy application for more
information.
Description of Acoustic and Explosive
Stressors
The Navy uses a variety of sensors,
platforms, weapons, and other devices,
including ones used to ensure the safety
of Sailors and Marines, to meet its
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mission. Training and testing with these
systems may introduce acoustic (sound)
energy or shock waves from explosives
into the environment. The specific
components that could act as stressors
by having direct or indirect impacts on
the environment are described in detail
in the Description of Acoustic and
Explosive Stressors section of the 2018
AFTT final rule and Chapter 2 of the
2018 AFTT FEIS/OEIS. The Navy
proposes no changes to the nature of the
specified activities and, therefore, the
acoustic and explosive stressors are
identical to those described and
analyzed in the 2018 AFTT final rule.
Other Stressor—Vessel Strike
Vessel strikes are not specific to any
particular training or testing activity,
but rather a limited, sporadic, and
incidental result of Navy vessel
movement within the AFTT Study Area.
Navy vessels transit at speeds that are
optimal for fuel conservation or to meet
training and testing requirements. The
average speed of large Navy ships ranges
between 10 and 15 knots and
submarines generally operate at speeds
in the range of 8–13 knots, while a few
specialized vessels can travel at faster
speeds. By comparison, this is slower
than most commercial vessels where
full speed for a container ship is
typically 24 knots (Bonney and Leach,
2010).
Should a vessel strike occur, it would
likely result in incidental take from
serious injury and/or mortality and,
accordingly, for the purposes of the
analysis we assume that any ship strike
would result in serious injury or
mortality. The Navy proposes no
changes to the nature of the specified
activities, the training and testing
activities, the manner of or amount of
vessel movement, and standard
operating procedures. Therefore, the
description of vessel strikes as a stressor
is the same as those presented in the
Other Stressor—Vessel Strike sections of
the 2018 AFTT proposed rule and 2018
AFTT final rule.
Detailed Description of the Specified
Activities
The Navy’s proposed activities are
presented and analyzed as a
representative year of training to
account for the natural fluctuation of
training cycles and deployment
schedules in any seven-year period. In
the 2018 AFTT final rule, NMFS
analyzed activities based on the Navy
conducting three years of a
representative level of activity and two
years of a maximum level of activity.
For the purposes of this rulemaking, the
Navy proposes that the additional two
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years of training and testing would
consist of one additional year of
maximum training tempo and one
representative year of training tempo
consistent with the pattern set forth in
the 2018 AFTT final rule, the 2018
AFTT FEIS/OEIS, and the 2017 Navy
application.
Proposed Training Activities
The number of proposed training
activities that could occur annually and
the duration of those activities remains
identical to those presented in Table 4
of the 2018 AFTT final rule, and are not
repeated here. The number of proposed
training activities that could occur over
the seven-year period are presented in
Table 1. The table is organized
according to primary mission areas and
includes the activity name, associated
stressors applicable to these proposed
regulations, sound source bin, number
of proposed activities, and locations of
those activities in the AFTT Study Area.
For further information regarding the
primary platform used (e.g., ship or
aircraft type) see Appendix A (Navy
Activity Descriptions) of the 2018 AFTT
FEIS/OEIS.
TABLE 1—PROPOSED TRAINING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE AFTT STUDY AREA
Stressor category
Activity name
Activity description
7-Year
number of
activities 1
Source bin
Location 2
Major Training Exercise—Large Integrated Anti-Submarine Warfare
Acoustic ......................
Composite Training
Unit Exercise.
Aircraft carrier and its associated aircraft integrate with surface
and submarine units in a challenging multi-threat operational
environment in order to certify them for deployment.
Acoustic ......................
Fleet Exercises/
Sustainment Exercise.
Aircraft carrier and its associated aircraft integrates with surface
and submarine units in a challenging multi-threat operational
environment in order to maintain their ability to deploy.
Acoustic ......................
Naval Undersea Warfare Training Assessment Course.
ASW1, ASW2,
ASW3, ASW4,
ASW5, HF1, LF6,
MF1, MF3, MF4,
MF5, MF11, MF12.
17
VACAPES RC; Navy Cherry
Point RC; JAX RC.
28
14
JAX RC.
VACAPES RC.
42
21
21
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
14
7
7
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
28
28
35
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
E5 ..............................
28
84
14
266
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Major Training Exercises—Medium Integrated Anti-Submarine Warfare
ASW1, ASW2,
ASW3, ASW4,
HF1, LF6, MF1,
MF3, MF4, MF5,
MF11, MF12.
Integrated/Coordinated Training—Small Integrated Anti-Submarine Warfare Training
Multiple ships, aircraft, and submarines integrate the use of their
sensors to search for, detect, classify, localize, and track a
threat submarine in order to launch an exercise torpedo.
ASW1, ASW3,
ASW4, HF1, LF6,
MF1, MF3, MF4,
MF5, MF12.
Integrated/Coordinated Training—Medium Coordinated Anti-Submarine Warfare Training
Acoustic ......................
Anti-Submarine Warfare Tactical Development Exercise.
Surface ships, aircraft, and submarines coordinate to search for,
detect, and track submarines.
Acoustic ......................
Group Sail .................
Surface ships and helicopters search for, detect, and track threat
submarines.
ASW1, ASW3,
ASW4, HF1, LF6,
MF1, MF3, MF4,
MF5, MF11, MF12.
Integrated/Coordinated Training—Small Coordinated Anti-Submarine Warfare Training
ASW2, ASW3,
ASW4, HF1, MF1,
MF3, MF4, MF5,
MF11, MF12.
Amphibious Warfare
Explosive ....................
Naval Surface Fire
Support Exercise—
At Sea.
Surface ship crews use large-caliber guns to support forces
ashore; however, the land target is simulated at sea. Rounds
are scored by passive acoustic buoys located at or near the
target area.
Acoustic ......................
Anti-submarine Warfare Torpedo Exercise—Helicopter.
Helicopter aircrews search for, track, and detect submarines. Recoverable air launched torpedoes are employed against submarine targets.
MF4, MF5, TORP1 ...
98
28
JAX RC.
VACAPES RC.
Acoustic ......................
Anti-submarine Warfare Torpedo Exercise—Maritime Patrol Aircraft.
Maritime patrol aircraft aircrews search for, track, and detect submarines. Recoverable air launched torpedoes are employed
against submarine targets.
MF5, TORP1 .............
98
28
JAX RC.
VACAPES RC.
Acoustic ......................
Anti-Submarine Warfare Torpedo Exercise—Ship.
Surface ship crews search for, track, and detect submarines. Exercise torpedoes are used.
ASW3, MF1, TORP1
112
35
JAX RC.
VACAPES RC.
Acoustic ......................
Anti-Submarine Warfare Torpedo Exercise—Submarine.
Submarine crews search for, track, and detect submarines. Exercise torpedoes are used.
ASW4, HF1, MF3,
TORP2.
84
42
14
JAX RC.
Northeast RC.
VACAPES RC.
Acoustic ......................
Anti-Submarine Warfare Tracking Exercise—Helicopter.
Helicopter aircrews search for, track, and detect submarines ........
MF4, MF5 .................
168
2,590
84
56
Other AFTT Areas.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Acoustic ......................
Anti-Submarine Warfare Tracking Exercise—Maritime Patrol Aircraft.
Maritime patrol aircraft aircrews search for, track, and detect submarines.
ASW5, ASW2, MF5 ..
630
1,232
3,675
322
Northeast RC.
VACAPES RC.
JAX RC.
Navy Cherry Point RC.
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Anti-Submarine Warfare
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TABLE 1—PROPOSED TRAINING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE AFTT STUDY AREA—Continued
Stressor category
Activity name
Activity description
Source bin
Acoustic ......................
Anti-Submarine Warfare Tracking Exercise—Ship.
Surface ship crews search for, track, and detect submarines ........
ASW1, ASW3, MF1,
MF11, MF12.
Acoustic ......................
Anti-Submarine Warfare Tracking Exercise—Submarine.
Submarine crews search for, track, and detect submarines ..........
7-Year
number of
activities 1
Location 2
* 35
* 770
* 35
* 3,080
* 385
* 1,540
Northeast RC.
Other AFTT Areas.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
ASW4, HF1, MF3 .....
308
91
7
126
42
Other AFTT Areas.
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
E2 ..............................
14
14
14
28
35
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
NSWC Panama City.
VACAPES RC.
Expeditionary Warfare
Explosive ....................
Maritime Security Op- Small boat crews engage in force protection activities by using
erations—Antianti-swimmer grenades to defend against hostile divers.
Swimmer Grenades.
Mine Warfare
Acoustic ......................
Airborne Mine Countermeasure—Mine
Detection.
Helicopter aircrews detect mines using towed or laser mine detection systems.
HF4 ...........................
462
2,219
2,597
1,708
10,780
Acoustic, Explosive .....
Civilian Port Defense—Homeland
Security Anti-Terrorism/Force Protection Exercise.
Maritime security personnel train to protect civilian ports against
enemy efforts to interfere with access to those ports.
HF4, SAS2, E2, E4 ...
4
Acoustic ......................
Coordinated Unit
Level Helicopter
Airborne Mine
Countermeasure
Exercise.
A detachment of helicopter aircrews train as a unit in the use of
airborne mine countermeasures, such as towed mine detection
and neutralization systems.
HF4 ...........................
14
14
14
14
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Acoustic, Explosive .....
Mine Countermeasures—Mine
Neutralization—Remotely Operated
Vehicle.
Ship, small boat, and helicopter crews locate and disable mines
using remotely operated underwater vehicles.
HF4, E4 .....................
924
497
497
4,410
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Acoustic ......................
Mine Countermeasures—Ship
Sonar.
Ship crews detect and avoid mines while navigating restricted
areas or channels using active sonar.
HF4 ...........................
154
371
371
Explosive ....................
Mine Neutralization—
Explosive Ordnance Disposal.
Personnel disable threat mines using explosive charges ...............
E4, E5, E6, E7 ..........
42
112
140
119
112
3,668
Lower Chesapeake Bay.
GOMEX RC.
JAX RC.
Key West RC.
Navy Cherry Point RC.
VACAPES RC.
Explosive ....................
Bombing Exercise
Air-to-Surface.
Fixed-wing aircrews deliver bombs against surface targets ...........
E9, E10, E12 ............
469
3,038
756
2,303
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Explosive ....................
Gunnery Exercise
Surface-to-Surface
Boat Medium-Caliber.
Small boat crews fire medium-caliber guns at surface targets .......
E1 ..............................
42
182
896
14
1,820
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
Explosive ....................
Gunnery Exercise
Surface-to-Surface
Ship Large-Caliber.
Surface ship crews fire large-caliber guns at surface targets ........
E3, E5 .......................
70
63
357
245
525
Other AFTT Areas.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Explosive ....................
Gunnery Exercise
Surface-to-Surface
Ship Medium-Caliber.
Surface ship crews fire medium-caliber guns at surface targets ....
E1 ..............................
287
231
1,127
504
2,247
Other AFTT Areas.
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Explosive ....................
Integrated Live Fire
Exercise.
Naval forces defend against a swarm of surface threats (ships or
small boats) with bombs, missiles, rockets, and small-,
medium- , and large-caliber guns.
E1, E3, E6, E10 ........
14
14
Beaumont, TX; Boston, MA; Corpus Christi, TX; Delaware Bay,
DE; Earle, NJ; GOMEX RC;
Hampton Roads, VA; JAX RC;
Kings Bay, GA; NS Mayport;
Morehead City, NC; Port Canaveral, FL; Savannah, GA;
Tampa Bay, FL; VACAPES
RC; Wilmington, NC.
GOMEX RC.
JAX RC.
VACAPES RC.
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JAX RC.
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TABLE 1—PROPOSED TRAINING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE AFTT STUDY AREA—Continued
Stressor category
Activity name
Activity description
Source bin
7-Year
number of
activities 1
Location 2
Explosive ....................
Missile Exercise Airto-Surface.
Fixed-wing and helicopter aircrews fire air-to-surface missiles at
surface targets.
E6, E8, E10 ..............
714
364
616
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Explosive ....................
Missile Exercise AirHelicopter aircrews fire both precision-guided and unguided rockto-Surface—Rocket.
ets at surface targets.
E3 ..............................
70
714
70
644
GOMEX RC.
JAX RC.
Navy Cherry Point RC.
VACAPES RC.
Explosive ....................
Missile Exercise Surface-to-Surface.
Surface ship crews defend against surface threats (ships or small
boats) and engage them with missiles.
E6, E10 .....................
112
84
JAX RC.
VACAPES RC.
Acoustic, Explosive .....
Sinking Exercise .......
Aircraft, ship, and submarine crews deliberately sink a seaborne
target, usually a decommissioned ship (made environmentally
safe for sinking according to U.S. Environmental Protection
Agency standards), with a variety of munitions.
TORP2, E5, E8, E9,
E10, E11.
7
SINKEX Box.
Acoustic ......................
Elevated Causeway
System.
A temporary pier is constructed off the beach. Supporting pilings
are driven into the sand and then later removed.
Impact hammer or vibratory extractor.
7
7
Lower Chesapeake Bay.
Navy Cherry Point RC.
Acoustic ......................
Submarine Navigation
Submarine crews operate sonar for navigation and object detec- HF1, MF3 ..................
tion while transiting into and out of port during reduced visibility.
1,183
21
21
588
161
Acoustic ......................
Submarine Sonar
Maintenance.
Maintenance of submarine sonar systems is conducted pierside
or at sea.
MF3 ...........................
84
462
63
14
238
602
14
88
326
Other AFTT Areas.
NSB New London.
JAX RC.
NSB Kings Bay.
NS Norfolk.
Northeast RC.
Port Canaveral, FL.
Navy Cherry Point RC.
VACAPES RC.
Acoustic ......................
Submarine Under Ice
Certification.
Submarine crews train to operate under ice. Ice conditions are
simulated during training and certification events.
HF1 ...........................
21
21
63
63
JAX RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
Acoustic ......................
Surface Ship Object
Detection.
Surface ship crews operate sonar for navigation and object detection while transiting in and out of port during reduced visibility.
HF8, MF1K ...............
532
1,134
NS Mayport.
NS Norfolk.
Acoustic ......................
Surface Ship Sonar
Maintenance.
Maintenance of surface ship sonar systems is conducted pierside
or at sea.
HF8, MF1 ..................
350
350
840
1,645
840
JAX RC.
NS Mayport.
Navy Cherry Point RC.
NS Norfolk.
VACAPES RC.
Other Training Activities
NSB New London.
NSB Kings Bay.
NS Mayport.
NS Norfolk.
Port Canaveral, FL.
1 The number of proposed training activities that could occur annually and the duration of those activities remains identical to those presented in Table 4 of the 2018 AFTT final rule.
2 Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area. Where multiple locations are provided within a single cell, the number of activities could occur in any of the locations, not in each of the locations.
* For Anti-Submarine Warfare Tracking Exercise—Ship, 50 percent of requirements are met through synthetic training or other training exercises.
Notes: GOMEX: Gulf of Mexico; JAX: Jacksonville; NS: Naval Station; NSB: Naval Submarine Base; NSWC: Naval Surface Warfare Center; RC: Range Complex; VACAPES: Virginia Capes.
Proposed Testing Activities
The number of proposed testing
activities that could occur annually and
the duration of those activities are
identical to those presented in Tables 5
through 7 of the 2018 AFTT final rule,
and are not repeated here. Similar to the
2017 Navy application, the Navy’s
proposed testing activities here are
based on the level of testing activities
anticipated to be conducted into the
reasonably foreseeable future, with
adjustments that account for changes in
the types and tempo (increases or
decreases) of testing activities to meet
current and future military readiness
requirements. The number of proposed
testing activities that could occur for the
seven-year period are presented in
Tables 2 through 4. The number of ship
shock trials for the seven-year period
would remain the same as the number
authorized under the 2018 AFTT final
rule.
Naval Air Systems Command
The proposed Naval Air Systems
Command testing activities that could
occur over the seven-year period within
the AFTT Study Area are presented in
Table 2.
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TABLE 2—PROPOSED NAVAL AIR SYSTEMS COMMAND TESTING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE
AFTT STUDY AREA
Stressor category
Activity name
Activity description
Source bin
Acoustic ......................
Anti-Submarine Warfare Torpedo Test.
This event is similar to the training event torpedo exercise. Test
evaluates anti-submarine warfare systems onboard rotary-wing
(e.g., helicopter) and fixed-wing aircraft and the ability to
search for, detect, classify, localize, track, and attack a submarine or similar target.
7-Year
number of
activities 1
Location 2
Anti-Submarine Warfare
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VACAPES RC.
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TABLE 2—PROPOSED NAVAL AIR SYSTEMS COMMAND TESTING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE
AFTT STUDY AREA—Continued
7-Year
number of
activities 1
Location 2
Stressor category
Activity name
Activity description
Source bin
Acoustic, Explosive .....
Anti-Submarine Warfare Tracking
Test—Helicopter.
This event is similar to the training event anti-submarine warfare
tracking exercise—helicopter. The test evaluates the sensors
and systems used to detect and track submarines and to ensure that helicopter systems used to deploy the tracking system perform to specifications.
MF4, MF5, E3 ...........
Acoustic, Explosive .....
Anti-Submarine Warfare Tracking
Test—Maritime Patrol Aircraft.
The test evaluates the sensors and systems used by maritime
patrol aircraft to detect and track submarines and to ensure
that aircraft systems used to deploy the tracking systems perform to specifications and meet operational requirements.
ASW2, ASW5, E1,
E3, MF5, MF6.
85
133
76
101
279
175
GOMEX RC.
JAX RC.
Key West RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
Acoustic ......................
Kilo Dip .....................
Functional check of a helicopter deployed dipping sonar system
prior to conducting a testing or training event using the dipping
sonar system.
MF4 ...........................
22
12
12
12
200
GOMEX RC.
JAX RC.
Key West RC.
Northeast RC.
VACAPES RC.
Acoustic, Explosive .....
Sonobuoy Lot Acceptance Test.
Sonobuoys are deployed from surface vessels and aircraft to
verify the integrity and performance of a production lot or group
of sonobuoys in advance of delivery to the fleet for operational
use.
ASW2, ASW5, HF5,
HF6, LF4, MF5,
MF6, E1, E3, E4.
Acoustic ......................
Airborne Dipping
Sonar Minehunting
Test.
A mine-hunting dipping sonar system that is deployed from a helicopter and uses high-frequency sonar for the detection and
classification of bottom and moored mines.
HF4 ...........................
144
66
NSWC Panama City.
VACAPES RC.
Explosive ....................
Airborne Mine Neutralization System
Test.
A test of the airborne mine neutralization system evaluates the
system’s ability to detect and destroy mines from an airborne
mine countermeasures capable helicopter. The airborne mine
neutralization system uses up to four unmanned underwater
vehicles equipped with high-frequency sonar, video cameras,
and explosive and non-explosive neutralizers.
E4 ..............................
154
215
NSWC Panama City.
VACAPES RC.
Acoustic ......................
Airborne Sonobuoy
Minehunting Test.
A mine-hunting system made up of a field of sonobuoys deployed
by a helicopter. A field of sonobuoys, using high-frequency
sonar, is used to detect and classify bottom and moored mines.
HF6 ...........................
364
168
NSWC Panama City.
VACAPES RC.
Explosive ....................
Air-to-Surface Bombing Test.
This event is similar to the training event bombing exercise air-tosurface. Fixed-wing aircraft test the delivery of bombs against
surface maritime targets with the goal of evaluating the bomb,
the bomb carry and delivery system, and any associated systems that may have been newly developed or enhanced.
E9 ..............................
140
VACAPES RC.
Explosive ....................
Air-to-Surface Gunnery Test.
This event is similar to the training event gunnery exercise air-tosurface. Fixed-wing and rotary-wing aircrews evaluate new or
enhanced aircraft guns against surface maritime targets to test
that the guns, gun ammunition, or associated systems meet required specifications or to train aircrews in the operation of a
new or enhanced weapon system.
E1 ..............................
295
890
JAX RC.
VACAPES RC.
Explosive ....................
Air-to-Surface Missile
Test.
This event is similar to the training event missile exercise air-tosurface. Test may involve both fixed-wing and rotary-wing aircraft launching missiles at surface maritime targets to evaluate
the weapon system or as part of another system’s integration
test.
E6, E9, E10 ..............
30
234
928
GOMEX RC.
JAX RC.
VACAPES RC.
Explosive ....................
Rocket Test ...............
Rocket tests evaluate the integration, accuracy, performance, and
safe separation of guided and unguided 2.75-inch rockets fired
from a hovering or forward-flying helicopter.
E3 ..............................
121
233
JAX RC.
VACAPES RC.
Acoustic ......................
Undersea Range
System Test.
Following installation of a Navy underwater warfare training and
testing range, tests of the nodes (components of the range) will
be conducted to include node surveys and testing of node
transmission functionality.
MF9, BB4 ..................
66
34
36
64
442
1,368
1,120
GOMEX RC.
JAX RC.
Key West RC.
Northeast RC.
VACAPES RC.
Key West RC.
Mine Warfare
Surface Warfare
Other Testing Activities
1 The
JAX RC.
number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 5 of the 2018 AFTT final rule.
given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area.
Notes: GOMEX: Gulf of Mexico; JAX: Jacksonville; NSWC: Naval Surface Warfare Center; RC: Range Complex; VACAPES: Virginia Capes.
2 Locations
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The proposed Naval Sea Systems
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the AFTT Study Area are presented in
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TABLE 3—PROPOSED NAVAL SEA SYSTEMS COMMAND TESTING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE
AFTT STUDY AREA.
Stressor category
Activity name
Activity description
Source bin
7-Year
number of
activities 1
Location 2
Anti-Submarine Warfare
Acoustic ......................
Anti-Submarine Warfare Mission Package Testing.
Ships and their supporting platforms (e.g., helicopters, unmanned
aerial systems) detect, localize, and attack submarines.
Acoustic ......................
At-Sea Sonar Testing
At-sea testing to ensure systems are fully functional in an open
ocean environment.
ASW1, ASW2,
ASW3, ASW5,
MF1, MF4, MF5,
MF12, TORP1.
ASW3, ASW4, HF1,
LF5, M3, MF1,
MF1K, MF3, MF5,
MF9, MF11,
TORP2.
294
28
28
182
14
JAX RC.
Newport, RI.
NUWC Newport.
VACAPES RC.
JAX RC; Navy Cherry Point RC;
Northeast RC; VACAPES RC.
7
JAX RC; Navy Cherry Point RC;
VACAPES RC.
offshore Fort Pierce, FL; GOMEX
RC; JAX RC; SFOMF; Northeast RC; VACAPES RC.
JAX RC.
Navy Cherry Point RC.
NUWC Newport.
VACAPES RC.
14
28
14
56
84
Acoustic ......................
Pierside Sonar Testing.
Pierside testing to ensure systems are fully functional in a controlled pierside environment prior to at-sea test activities.
ASW3, HF1, HF3,
HF8, M3, MF1,
MF1K, MF3, MF9,
MF10.
7
77
35
28
56
91
14
21
14
NSB New London; NS Norfolk;
Port Canaveral, FL
Bath, ME.
NSB New London.
NSB Kings Bay.
Newport, RI.
NS Norfolk.
Pascagoula, MS.
Port Canaveral, FL.
PNS.
Acoustic ......................
Submarine Sonar
Testing/Maintenance.
Pierside testing of submarine systems occurs periodically following major maintenance periods and for routine maintenance.
HF1, HF3, M3, MF3 ..
Acoustic ......................
Surface Ship Sonar
Testing/Maintenance.
Pierside and at-sea testing of ship systems occur periodically following major maintenance periods and for routine maintenance.
ASW3, MF1, MF1K,
MF9, MF10.
7
7
21
21
JAX RC.
NS Mayport.
NS Norfolk.
VACAPES RC.
Acoustic, Explosive .....
Torpedo (Explosive)
Testing.
Air, surface, or submarine crews employ explosive and non-explosive torpedoes against artificial targets.
ASW3, HF1, HF5,
HF6, MF1, MF3,
MF4, MF5, MF6,
TORP1, TORP2,
E8, E11.
28
GOMEX RC; offshore Fort
Pierce, FL; Key West RC;
Navy Cherry Point RC; Northeast RC; VACAPES RC.
14
GOMEX RC; JAX RC; Northeast
RC; VACAPES RC.
49
77
GOMEX RC.
offshore Fort Pierce, FL.
Acoustic ......................
Torpedo (Non-Explosive) Testing.
Air, surface, or submarine crews employ non-explosive torpedoes
against submarines or surface vessels. When performed on a
testing range, these torpedoes may be launched from a range
craft or fixed structures and may use artificial targets.
112
168
ASW3, ASW4, HF1,
HF6, MF1, MF3,
MF4, MF5, MF6,
TORP1, TORP2,
TORP 3.
12
49
54
210
77
Acoustic ......................
Countermeasure
Testing.
Countermeasure testing involves the testing of systems that will
detect, localize, track, and attack incoming weapons including
marine vessel targets. Testing includes surface ship torpedo
defense systems and marine vessel stopping payloads.
ASW3, HF5, TORP1,
TORP2.
Norfolk, VA.
PNS.
JAX, RC.
Navy Cherry Point RC.
Northeast RC.
NUWC Newport.
VACAPES RC.
35
GOMEX RC; JAX RC; NUWC
Newport; VACAPES RC; Key
West RC.
20
GOMEX RC; JAX RC; Northeast
RC; VACAPES RC.
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Mine Warfare
Acoustic, Explosive .....
Mine Countermeasure and Neutralization Testing.
Air, surface, and subsurface vessels neutralize threat mines and
mine-like objects.
E4, E11 .....................
91
42
NSWC Panama City.
VACAPES RC.
Acoustic, Explosive .....
Mine Countermeasure Mission
Package Testing.
Vessels and associated aircraft conduct mine countermeasure
operations.
HF4, SAS2, E4 .........
133
70
77
14
35
GOMEX RC.
JAX RC.
NSWC Panama City.
SFOMF.
VACAPES RC.
Acoustic ......................
Mine Detection and
Classification Testing.
Air, surface, and subsurface vessels and systems detect, classify,
and avoid mines and mine-like objects. Vessels also assess
their potential susceptibility to mines and mine-like objects.
HF1, HF4, HF8, MF1,
MF1K, MF9.
42
70
359
66
28
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Navy Cherry Point RC.
NSWC Panama City.
Riviera Beach, FL.
SFOMF.
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TABLE 3—PROPOSED NAVAL SEA SYSTEMS COMMAND TESTING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE
AFTT STUDY AREA.—Continued
Stressor category
Activity name
Activity description
Source bin
7-Year
number of
activities 1
Location 2
21
VACAPES RC.
84
GOMEX RC.
JAX RC.
Key West RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
GOMEX RC;
JAX RC;
Key West RC;
Navy Cherry Point RC;
Northeast RC;
NSWC Panama City.
VACAPES RC.
Surface Warfare
Explosive ....................
Gun Testing—Large
Caliber.
Crews defend against targets with large-caliber guns ....................
E3, E5 .......................
7
7
7
7
7
231
35
Explosive ....................
Explosive ....................
Gun Testing—Medium-Caliber.
Airborne and surface crews defend against targets with mediumcaliber guns.
Missile and Rocket
Testing.
Missile and rocket testing includes various missiles or rockets
fired from submarines and surface combatants. Testing of the
launching system and ship defense is performed.
E1 ..............................
84
E6, E10 .....................
714
34
91
7
14
35
154
GOMEX RC; JAX RC; Key West
RC; Navy Cherry Point RC;
Northeast RC; VACAPES RC.
NSWC Panama City.
VACAPES RC.
GOMEX RC; JAX RC; Key West
RC; Navy Cherry Point RC;
Northeast RC; VACAPES RC.
GOMEX RC.
JAX RC.
Northeast RC.
VACAPES RC.
Unmanned Systems
Acoustic, Explosive .....
Unmanned Underwater Vehicle Testing.
Testing involves the development or upgrade of unmanned underwater vehicles. This may include testing of mine detection
capabilities, evaluating the basic functions of individual platforms, or complex events with multiple vehicles.
ASW4, FLS2, HF1,
HF4, HF5, HF6,
HF7, LF5, MF9,
MF10, SAS1, SA2,
SAS3, VHF1, E8.
112
287
175
1,018
2,158
63
294
GOMEX RC; JAX RC; NUWC
Newport.
GOMEX RC.
JAX RC.
NSWC Panama City.
NUWC Newport.
Riviera Beach, FL.
SFOMF.
Vessel Evaluation
Explosive ....................
Large Ship Shock
Trial.
Underwater detonations are used to test new ships or major upgrades.
E17 ............................
1
Explosive ....................
Surface Warfare
Testing.
Tests capability of shipboard sensors to detect, track, and engage surface targets. Testing may include ships defending
against surface targets using explosive and non-explosive
rounds, gun system structural test firing and demonstration of
the response to Call for Fire against land-based targets (simulated by sea-based locations).
E1, E5, E8 ................
14
91
7
70
63
GOMEX RC.
JAX RC.
Key West RC.
Northeast RC.
VACAPES RC.
Acoustic ......................
Undersea Warfare
Testing.
Ships demonstrate capability of countermeasure systems and underwater surveillance, weapons engagement, and communications systems. This tests ships’ ability to detect, track, and engage underwater targets.
ASW3, ASW4, HF4,
HF8, MF1, MF1K,
MF4, MF5, MF9,
MF10, TORP1,
TORP2.
14
JAX RC; VACAPES RC.
6
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14
42
14
Explosive ....................
Small Ship Shock
Trial.
Underwater detonations are used to test new ships or major upgrades.
E16 ............................
3
Acoustic ......................
Submarine Sea
Trials—Weapons
System Testing.
Submarine weapons and sonar systems are tested at-sea to
meet integrated combat system certification requirements.
HF1, M3, MF3, MF9,
MF10, TORP2.
14
28
28
28
GOMEX RC; JAX RC; VACAPES
RC.
JAX RC; Navy Cherry Point RC;
SFOMF; VACAPES RC.
GOMEX RC.
JAX RC.
VACAPES RC.
JAX RC; VACAPES RC.
Offshore
Fort
Pierce,
GOMEX
RC;
JAX
SFOMF;
Northeast
VACAPES RC.
JAX RC.
Northeast RC.
VACAPES RC.
Other Testing Activities
Acoustic ......................
Insertion/Extraction ...
Testing of submersibles capable of inserting and extracting per- MF3, MF9 .................
sonnel and payloads into denied areas from strategic distances.
Acoustic ......................
Acoustic Component
Testing.
Various surface vessels, moored equipment, and materials are
tested to evaluate performance in the marine environment.
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28
1,848
FLS2, HF5, HF7,
LF5, MF9, SAS2.
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13MYP4
Key West RC.
NSWC Panama City.
SFOMF.
FL;
RC;
RC;
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TABLE 3—PROPOSED NAVAL SEA SYSTEMS COMMAND TESTING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE
AFTT STUDY AREA.—Continued
7-Year
number of
activities 1
Source bin
Location 2
Stressor category
Activity name
Activity description
Acoustic ......................
Semi-Stationary
Equipment Testing.
Semi-stationary equipment (e.g., hydrophones) is deployed to determine functionality.
AG, ASW3, ASW4,
HF5, HF6, LF4,
LF5, MF9, MF10,
SD1, SD2.
Acoustic ......................
Towed Equipment
Testing.
Surface vessels or unmanned surface vehicles deploy and tow
equipment to determine functionality of towed systems.
HF6, LF4, MF9 .........
252
NUWC Newport.
Acoustic ......................
Signature Analysis
Operations.
Surface ship and submarine testing of electromagnetic, acoustic,
optical, and radar signature measurements.
ASW2, HF1, LF4,
LF5, LF6, M3,
MF9, MF10.
7
413
JAX RC.
SFOMF.
28
77
1,330
Newport, RI.
NSWC Panama City.
NUWC Newport.
1 The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 6 of the 2018 AFTT final rule.
2 Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area. Where multiple locations are provided within a single cell, the number of activities could occur in any of the locations, not in each of the locations.
Notes: JEB LC–FS: Joint Expeditionary Base Little Creek-Fort Story; NS: Naval Station; NSB: Naval Submarine Base; NSWC: Naval Surface Warfare Center; NUWC: Naval Undersea Warfare Center; PNS: Portsmouth Naval Shipyard; SFOMF: South Florida Ocean Measurement Facility Testing Range.
Office of Naval Research
occur over the seven-year period within
the AFTT Study Area are presented in
Table 4.
The proposed Office of Naval
Research testing activities that could
TABLE 4—PROPOSED OFFICE OF NAVAL RESEARCH TESTING ACTIVITIES ANALYZED FOR SEVEN-YEAR PERIOD IN THE
AFTT STUDY AREA
Stressor category
Activity name
Activity description
Source bin
7-Year
number of
activities 1
Location
Acoustic and Oceanographic Science and Technology
Acoustic, Explosive ....
Acoustic and Oceanographic
Research.
Acoustic ......................
Emerging Mine Countermeasure Technology Research.
Research using active transmissions from sources deployed
from ships and unmanned underwater vehicles. Research
sources can be used as proxies for current and future Navy
systems.
Test involves the use of broadband acoustic sources on unmanned underwater vehicles.
AG, ASW2, BB4, BB5, BB6,
BB7, LF3, LF4, LF5, MF8,
MF9, MF14, E1.
30
60
16
14
7
14
7
BB1, BB2, SAS4 ......................
GOMEX RC.
Northeast RC.
VACAPES RC.
Other AFTT Areas.
JAX RC.
Northeast RC.
VACAPES RC.
1 The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 7 of the 2018 AFTT final rule.
Notes: GOMEX: Gulf of Mexico; JAX: Jacksonville, Florida; RC: Range Complex; VACAPES: Virginia Capes.
Summary of Acoustic and Explosive
Sources Analyzed for Training and
Testing
Tables 5 through 8 show the acoustic
source classes and numbers, explosive
source bins and numbers, airgun
sources, and pile driving and removal
activities associated with the Navy’s
proposed training and testing activities
over a seven-year period in the AFTT
Study Area that were analyzed in the
2019 Navy application and for this
proposed rule. The annual numbers for
acoustic source classes, explosive
source bins, and airgun sources, as well
as the annual pile driving and removal
activities associated with Navy training
and testing activities in the AFTT Study
Area are identical to those presented in
Tables 8 through 11 of the 2018 AFTT
final rule, and are not repeated here.
Consistent with the periodicity in the
2018 AFTT final rule, the Navy
proposes the addition of two pile
driving/extraction activities for each of
the two additional years.
Table 5 describes the acoustic source
classes (i.e., low-frequency (LF), midfrequency (MF), and high-frequency
(HF)) that could occur over seven years
under the proposed training and testing
activities. Acoustic source bin use in the
proposed activities would vary
annually. The seven-year totals for the
proposed training and testing activities
take into account that annual variability.
TABLE 5—ACOUSTIC SOURCE CLASSES ANALYZED AND NUMBER USED FOR SEVEN-YEAR PERIOD FOR TRAINING AND
TESTING ACTIVITIES IN THE AFTT STUDY AREA
7-Year total 2
Source class category
Bin
Description
Unit 1
Training
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Low-Frequency (LF): Sources that
produce signals less than 1 kHz.
LF3
LF4
LF5
LF6
Mid-Frequency (MF): Tactical and nontactical sources that produce signals
between 1–10 kHz.
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MF1
MF1K
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Testing
LF sources greater than 200 dB .............
LF sources equal to 180 dB and up to
200 dB.
LF sources less than 180 dB ..................
LF sources greater than 200 dB with
long pulse lengths.
H
H
C
H
H
0
0
0
60
1,104
9,156
6,797
140
12,264
280
Hull-mounted surface ship sonars (e.g.,
AN/SQS–53C and AN/SQS–61).
Kingfisher mode associated with MF1
sonars.
H
36,833
23,358
H
819
1,064
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Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed Rules
TABLE 5—ACOUSTIC SOURCE CLASSES ANALYZED AND NUMBER USED FOR SEVEN-YEAR PERIOD FOR TRAINING AND
TESTING ACTIVITIES IN THE AFTT STUDY AREA—Continued
7-Year total 2
Source class category
Bin
Description
Unit 1
Training
MF3
MF4
MF5
MF6
MF8
High-Frequency (HF): Tactical and nontactical sources that produce signals
between 10–100 kHz.
MF9
MF10
MF11
MF12
MF14
HF1
HF3
HF4
HF5
HF6
HF7
HF8
Hull-mounted submarine sonars (e.g.,
AN/BQQ–10).
Helicopter-deployed dipping sonars (e.g.,
AN/AQS–22 and AN/AQS–13).
Active acoustic sonobuoys (e.g.,
DICASS).
Active underwater sound signal devices
(e.g., MK84).
Active sources (greater than 200 dB) not
otherwise binned.
H
14,604
8,799
H
4,196
3,797
C
47,340
38,663
C
0
8,986
H
0
2,436
Active sources (equal to 180 dB and up
to 200 dB) not otherwise binned.
Active sources (greater than 160 dB, but
less than 180 dB) not otherwise
binned.
Hull-mounted surface ship sonars with
an active duty cycle greater than 80%.
Towed array surface ship sonars with an
active duty cycle greater than 80%.
Oceanographic MF sonar ........................
Hull-mounted submarine sonars (e.g.,
AN/BQQ–10).
Other hull-mounted submarine sonars
(classified).
Mine detection, classification, and neutralization sonar (e.g., AN/SQS–20).
Active sources (greater than 200 dB) not
otherwise binned.
Active sources (equal to 180 dB and up
to 200 dB) not otherwise binned.
Active sources (greater than 160 dB, but
less than 180 dB) not otherwise
binned.
Hull-mounted surface ship sonars (e.g.,
AN/SQS–61).
H
0
52,128
H
6,088
39,830
H
6,495
9,968
H
2,658
9,716
H
H
0
13,504
10,080
2,772
H
34,275
215
H
41,717
179,516
H
C
H
0
0
0
13,624
280
15,254
H
0
8,568
H
140
14,587
Very High-Frequency Sonars (VHF):
Non-tactical sources that produce signals between 100–200 kHz.
VHF1
VHF sources greater than 200 dB ..........
H
0
84
Anti-Submarine Warfare (ASW): Tactical
sources (e.g., active sonobuoys and
acoustic counter-measures systems)
used during ASW training and testing
activities.
ASW1
ASW2
MF systems operating above 200 dB .....
MF Multistatic Active Coherent sonobuoy
(e.g., AN/SSQ–125).
H
C
4,251
10,572
5,740
35,842
ASW3
MF towed active acoustic countermeasure systems (e.g., AN/SLQ–25).
MF expendable active acoustic device
countermeasures (e.g., MK 3).
MF sonobuoys with high duty cycles ......
Lightweight torpedo (e.g., MK 46, MK
54, or Anti-Torpedo Torpedo).
H
34,275
21,737
C
2,994
24,043
H
C
4,244
399
4,316
6,122
ASW4
Torpedoes (TORP): Source classes associated with the active acoustic signals produced by torpedoes.
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Testing
Forward Looking Sonar (FLS): Forward
or upward looking object avoidance sonars used for ship navigation and safety.
Acoustic Modems (M): Systems used to
transmit data through the water.
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ASW5
TORP1
TORP2
TORP3
FLS2
Heavyweight torpedo (e.g., MK 48) ........
Heavyweight torpedo (e.g., MK 48) ........
HF sources with short pulse lengths,
narrow beam widths, and focused
beam patterns.
C
C
H
560
0
0
2,600
640
8,568
M3
MF acoustic modems (greater than 190
dB).
H
0
4,436
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Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed Rules
TABLE 5—ACOUSTIC SOURCE CLASSES ANALYZED AND NUMBER USED FOR SEVEN-YEAR PERIOD FOR TRAINING AND
TESTING ACTIVITIES IN THE AFTT STUDY AREA—Continued
7-Year total 2
Source class category
Bin
Unit 1
Description
Training
Testing
Swimmer Detection Sonars (SD): Systems used to detect divers and submerged swimmers.
SD1–SD2
HF and VHF sources with short pulse
lengths, used for the detection of
swimmers and other objects for the
purpose of port security.
H
0
1,232
Synthetic Aperture Sonars (SAS): Sonars
in which active acoustic signals are
post-processed to form high-resolution
images of the seafloor.
SAS1
SAS2
SAS3
SAS4
MF SAS systems .....................................
HF SAS systems .....................................
VHF SAS systems ...................................
MF to HF broadband mine
coiuntermeasure sonar.
H
H
H
H
0
33,600
0
0
6,720
24,584
6,720
6,720
Broadband Sound Sources (BB): Sonar
systems with large frequency spectra,
used for various purposes.
BB1
BB2
BB4
BB5
BB6
BB7
MF to HF mine countermeasure sonar ...
HF to VHF mine countermeasure sonar
LF to MF oceanographic source .............
LF to MF oceanographic source .............
HF oceanographic source .......................
LF oceanographic source ........................
H
H
H
H
H
C
0
0
0
0
0
0
6,720
6,720
10,884
4,704
4,704
840
1H
= hours; C = count (e.g., number of individual pings or individual sonobuoys).
annual numbers for acoustic source classes associated with Navy training and testing activities in the AFTT Study Area are identical to
those presented in Table 8 in the 2018 AFTT final rule.
Note: dB = decibel.
2 The
Table 6 describes the number of air
gun shots that could occur over seven
years under the proposed training and
testing activities.
TABLE 6—TRAINING AND TESTING AIR GUN SOURCES QUANTITATIVELY ANALYZED IN THE AFTT STUDY AREA
7-Year total 2
Source class category
Bin
Air Guns (AG): Small underwater air guns ......................................................
AG
Unit 1
C
Training
Testing
0
4,228
1C
= count. One count (C) of AG is equivalent to 100 air gun firings.
2 The annual numbers for airgun sources associated with Navy training and testing activities in the AFTT Study Area are identical to those presented in Table 9 in the 2018 AFTT final rule.
Table 7 summarizes the impact pile
driving and vibratory pile removal
activities that would occur during a 24hour period. Annually, for impact pile
driving, the Navy would drive 119 piles,
two times a year for a total of 238 piles.
Over the seven-year period of the rule,
the Navy would drive a total of 1,666
piles by impact pile driving. Annually,
for vibratory pile removal, the Navy
would remove 119 piles, two times a
year for a total of 238 piles. Over the
seven-year period of the rule, the Navy
would remove a total of 1,666 piles by
vibratory pile removal.
TABLE 7—SUMMARY OF PILE DRIVING AND REMOVAL ACTIVITIES PER 24-HOUR PERIOD IN THE AFTT STUDY AREA
Piles per
24-hour
period
Method
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Pile Driving (Impact) ....................................................................................................................
Pile Removal (Vibratory) ..............................................................................................................
Table 8 describes the number of inwater explosives that could be used in
any year under the proposed training
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and testing activities. Under the
proposed activities bin use would vary
annually, and the seven-year totals for
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Time per pile
(minutes)
6
12
15
6
Total
estimated
time of
noise per
24-hour period
(minutes)
90
72
the proposed training and testing
activities take into account that annual
variability.
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Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed Rules
TABLE 8—EXPLOSIVE SOURCE BINS ANALYZED AND NUMBER USED FOR SEVEN-YEAR PERIOD FOR TRAINING AND
TESTING ACTIVITIES WITHIN THE AFTT STUDY AREA
Bin
E1 ......................
E2 ......................
E3 ......................
E4 ......................
E5 ......................
E6 ......................
E7 ......................
E8 ......................
E9 ......................
E10 ....................
E11 ....................
E12 ....................
E16 2 ..................
E17 2 ..................
7-Year total 2
Net explosive weight 1
(lb.)
Example explosive source
0.1–0.25 ........................................................
>0.25–0.5 ......................................................
>0.5–2.5 ........................................................
>2.5–5 ...........................................................
>5–10 ............................................................
>10–20 ..........................................................
>20–60 ..........................................................
>60–100 ........................................................
>100–250 ......................................................
>250–500 ......................................................
>500–650 ......................................................
>650–1,000 ...................................................
>7,250–14,500 ..............................................
>14,500–58,000 ............................................
Medium-caliber projectile ..............................
Medium-caliber projectile ..............................
Large-caliber projectile .................................
Mine neutralization charge ...........................
5-inch projectile .............................................
Hellfire missile ...............................................
Demo block/shaped charge ..........................
Light-weight torpedo .....................................
500 lb. bomb .................................................
Harpoon missile ............................................
650 lb. mine ..................................................
2,000 lb. bomb ..............................................
Littoral Combat Ship full ship shock trial ......
Aircraft carrier full ship shock trial ................
Training
53,900
1,486
32,144
913
10,052
4,214
28
154
462
630
7
126
0
0
Testing
160,880
0
20,162
5,330
9,275
276
0
231
28
566
70
0
12
4
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1 Net Explosive Weight refers to the equivalent amount of Trinitrotoluene (TNT) the actual weight of a munition may be larger due to other
components.
2 The annual numbers for explosive source bins associated with Navy training and testing activities in the AFTT Study Area are identical to
those presented in Table 11 in the 2018 AFTT final rule.
Note: Shock trials consist of four explosions each. In any given year there could be 0–3 small ship shock trials (E16) and 0–1 large ship shock
trials (E17). Over a 7-year period, there could be three small ship shock trials (E16) and one large ship shock trial (E17) which is the same
amount of ship shock trial events that could occur over the original five-year period. Therefore, there is no increase in ship shock trial events
under the proposed rule.
Vessel Movement
Vessel movements associated with the
proposed activities include both surface
and sub-surface operations. Vessels
used as part of the proposed activities
include ships, submarines, unmanned
vessels, and boats ranging in size from
small, 22 feet (ft.) (7 meters (m)) rigid
hull inflatable boats to aircraft carriers
with lengths up to 1,092 ft. (333 m).
Large Navy ships greater than 60 ft (18
m) generally operate at speeds in the
range of 10 to 15 kn for fuel
conservation. Submarines generally
operate at speeds in the range of 8 to 13
kn in transits and less than those speeds
for certain tactical maneuvers. Small
craft, less than 60 ft (18 m) in length,
have much more variable speeds
(dependent on the mission). For small
craft types, sizes and speeds vary during
training and testing. Speeds generally
range from 10 to 14 kn. While these
speeds for large and small crafts are
representative of most events, some
vessels need to temporarily operate
outside of these parameters. A full
description of Navy vessels that are
used during training and testing
activities can be found in the 2017 Navy
application and Chapter 2 of the 2018
AFTT FEIS/OEIS.
The Navy proposes no changes to the
manner in which Navy vessels would be
used during training and testing
activities, the speeds at which they
operate, the number of vessels that
would be used during various activities,
or the locations in which Navy vessel
movement would be concentrated
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within the AFTT Study Area from those
analyzed in the 2018 AFTT final rule.
The only change related to the Navy’s
request regarding Navy vessel
movement is the vessel use associated
with the additional two years of Navy
activities.
Standard Operating Procedures
For training and testing to be
effective, personnel must be able to
safely use their sensors and weapon
systems as they are intended to be used
in a real-world situation and to their
optimum capabilities. While standard
operating procedures are designed for
the safety of personnel and equipment
and to ensure the success of training
and testing activities, their
implementation often yields additional
benefits on environmental,
socioeconomic, public health and
safety, and cultural resources. Because
standard operating procedures are
essential to safety and mission success,
the Navy considers them to be part of
the proposed activities and has included
them in the environmental analysis.
Details on standard operating
procedures were provided in the 2018
AFTT proposed rule; please see the
2018 AFTT proposed rule, the 2017
Navy application, and Chapter 2 of the
2018 AFTT FEIS/OEIS for more
information. The Navy proposes no
changes to the Standard Operating
Procedures from those included in the
2018 AFTT final rule.
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Description of Marine Mammals and
Their Habitat in the Area of the
Specified Activities
Marine mammal species and their
associated stocks that have the potential
to occur in the AFTT Study Area are
presented in Table 9 along with the
best/minimum abundance estimate and
associated coefficient of variation value.
Some marine mammal species, such as
manatees, are not managed by NMFS,
but by the U.S. Fish and Wildlife
Service and therefore not discussed
below. Consistent with the 2018 AFTT
final rule, the Navy still anticipates the
take of individuals of 39 marine
mammal species by Level A harassment
and B harassment incidental to training
and testing activities from the use of
sonar and other transducers, in-water
detonations, air guns, and impact pile
driving/vibratory extraction activities.
The Navy requested authorization for
nine serious injuries or mortalities
combined from four marine mammal
stocks during ship shock trials, and four
takes of large whales by serious injury
or mortality from vessel strikes over the
seven-year period.
We presented a detailed discussion of
marine mammals and their occurrence
in the AFTT Study Area, inclusive of
important marine mammal habitat (e.g.,
critical habitat), biologically important
areas (BIAs), national marine
sanctuaries (NMSs), and unusual
mortality events (UMEs) in the 2018
AFTT proposed rule and 2018 AFTT
final rule; please see these rules and the
2017 and 2019 Navy applications for
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additional information. There have been
no changes to important marine
mammal habitat, BIAs, NMSs, or
Endangered Species Act (ESA)
designated critical habitat since the
issuance of the 2018 AFTT final rule;
therefore the information that supports
our determinations here can be found in
the 2018 AFTT proposed and final
rules. NMFS has reviewed the most
recent Stock Assessment Reports
(SARs), which have not been revised
since the publication of the 2018 AFTT
final rule); information on relevant
UMEs; and other scientific literature,
and determined that none of these nor
any other new information changes our
determination of which species or
stocks have the potential to be affected
by the Navy’s activities or the pertinent
information in the Description of the
Marine Mammals in the Area of
Specified Activities section in the 2018
AFTT proposed and final rules.
Therefore the information presented in
those sections of the 2018 proposed and
final rules remains current and valid.
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As described in the 2018 AFTT final
rule, the species carried forward for
analysis are those likely to be found in
the AFTT Study Area based on the most
recent data available, and do not
include stocks or species that may have
once inhabited or transited the area but
have not been sighted in recent years
and therefore are extremely unlikely to
occur in the AFTT Study Area (e.g.,
species which were extirpated because
of factors such as nineteenth and
twentieth century commercial
exploitation).
The species not carried forward for
analysis (addressed in more detail in the
Description of Marine Mammals and
Their Habitat in the Area of the
Specified Activities section of the 2018
AFTT rule) include the bowhead whale,
beluga whale, and narwhal as these
would be considered extralimital and
are not part of the AFTT seasonal
species assemblage. Additionally, for
multiple bottlenose dolphin stocks,
there was no potential for overlap with
any stressors from Navy activities;
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21139
therefore, there would be no adverse
effects (or takes), and those stocks were
not considered further. Specifically,
with the exception of the Mississippi
Sound, Lake Borgne, Bay Boudreau
stock of bottlenose dolphins (which is
addressed in the Analysis and
Negligible Impact Determination section
of the 2018 AFTT final rule), there is no
potential for overlap of any Navy
stressor with any other Northern Gulf of
Mexico Bay, Sound, and Estuary stocks.
Also, the following bottlenose dolphin
stocks for the Atlantic do not have any
potential for overlap with Navy activity
stressors (or take), and therefore are not
considered further: Northern South
Carolina Estuarine System, Charleston
Estuarine System, Northern Georgia/
Southern South Carolina Estuarine
System, Central Georgia Estuarine
System, Southern Georgia Estuarine
System, Biscayne Bay, and Florida Bay
stocks. For the same reason, bottlenose
dolphins off the coasts of Puerto Rico
and the U.S. Virgin Islands were also
not considered further.
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Pygmy and dwarf
sperm whales.
Family Physeteridae
(sperm whale):
Sperm whale .......
Sei whale .............
Minke whale ........
Humpback whale
Fin whale .............
Bryde’s whale ......
Family Balaenopteridae (rorquals):
Blue whale ...........
North Atlantic right
whale.
Family Balaenidae
(right whales):
Bowhead whale ...
Common name
Scientific name 1
Kogia breviceps and
Kogia sima.
Physeter
macrocephalus.
Balaenoptera borealis
Balaenoptera
acutorostrata.
Megaptera
novaeangliae.
Balaenoptera brydei/
edeni.
Balaenoptera
physalus.
Balaenoptera
musculus.
Eubalaena glacialis ...
Balaena mysticetus ...
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Stock abundance 4
best/minimum population
Open ocean
NA ............................................
NA ............................................
Northern Gulf of Mexico.
Endangered, strategic, depleted.
Endangered, strategic, depleted.
Northern Gulf of Mexico.
Puerto Rico and U.S.
Virgin Islands.
Western North Atlantic.
Endangered, strategic, depleted.
Endangered, strategic, depleted.
Labrador Sea ............
North Atlantic ............
Endangered, strategic, depleted.
NA ............................................
NA ............................................
Endangered, strategic, depleted.
Endangered, strategic, depleted.
NA ............................................
Endangered, strategic, depleted.
Endangered, strategic ..............
Endangered, strategic, depleted.
Endangered, strategic, depleted.
Endangered, strategic, depleted.
................
Labrador Current ......
Gulf Stream, North
Atlantic Gyre.
Labrador Current ......
Gulf Stream, North
Atlantic Gyre, Labrador Current.
Gulf Stream, North
Atlantic Gyre, Labrador Current.
...................................
North Atlantic Gyre ...
Unknown ............................
Gulf Stream, North
Atlantic Gyre.
NA .............................
3,785 (0.47)/2,598 12 ..........
186 (1.04)/90 12 ..................
Family Kogiidae (sperm whales)
NA .............................
Gulf Stream, North
Atlantic Gyre, Labrador Current.
763 (0.38)/560 ...................
2,288 (0.28)/1,815 .............
Suborder Odontoceti (toothed whales)
Unknown 8 ..........................
16,609 (7,172–38,461)/
NA 7.
357 (0.52)/236 ...................
2,591 (0.81)/1,425 .............
896 (0)/896 ........................
328
Labrador Current ......
4,468 (1,343–14,871) 9 ......
(306–350) 10
1,618 (0. 33)/1,234 ............
Gulf Stream, North
Atlantic Gyre, Labrador Current.
Gulf Stream, Labrador Current,
North Atlantic Gyre.
Labrador Current ......
Gulf Stream, North
Atlantic Gyre.
Gulf Stream, North
Atlantic Gyre, Labrador Current.
33 (1.07)/16 .......................
Unknown/440 11 .................
451 (0)/445 ........................
7,660 (4,500–11,100) 6 ......
Order Cetacea—Suborder Mysticeti (baleen whales)
ESA/MMPA status 3
Nova Scotia ..............
West Greenland 7 ......
Canadian Eastern
Coastal.
Gulf of Maine ............
Gulf of St. Lawrence
West Greenland ........
Northern Gulf of Mexico.
Western North Atlantic.
Western North Atlantic (Gulf of St. Lawrence).
Western .....................
Eastern Canada-West
Greenland.
Stock 2
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf, Caribbean
Sea.
Gulf of Mexico, Caribbean Sea ....................
Caribbean Sea .............................................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf, Caribbean
Sea.
Gulf of Mexico ..............................................
Gulf of Mexico, Caribbean Sea, Southeast
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Newfoundland-Labrador Shelf, West Greenland Shelf.
Newfoundland-Labrador Shelf, Scotian
Shelf.
Gulf of Mexico, Caribbean Sea, Southeast
U.S. Continental Shelf, Northeast U.S.
Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf.
Caribbean Sea, Southeast U.S. Continental
Shelf, Northeast U.S. Continental Shelf,
Scotian Shelf, Newfoundland-Labrador
Shelf.
West Greenland Shelf ..................................
Caribbean Sea, Gulf of Mexico, Southeast
U.S. Continental Shelf, Northeast U.S.
Continental Shelf, Scotian Shelf, Newfoundland-Labrador Shelf.
West Greenland Shelf ..................................
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf,
Southeast U.S. Continental Shelf, Caribbean Sea, and Gulf of Mexico (strandings
only).
Gulf of Mexico ..............................................
Newfoundland-Labrador Shelf, West Greenland Shelf, Northeast U.S. Continental
Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf, Gulf of
Mexico (extralimital).
Large marine ecosystems
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
Occurrence in AFTT Study Area 5
TABLE 9—MARINE MAMMALS PRESENT IN THE AFTT STUDY AREA
Inland waters
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Lagenorhynchus
acutus.
Stenella clymene ......
Tursiops truncatus ....
Common
bottlenose dolphin Common
bottlenose dolphin.
Stenella frontalis .......
Mesoplodon mirus ....
Atlantic whitesided dolphin.
Clymene dolphin
Atlantic spotted
dolphin.
Hyperoodon
ampullatus.
Northern
bottlenose
whale.
Sowerby’s beaked
whale.
True’s beaked
whale.
Mesoplodon bidens ...
Mesoplodon
europaeus.
Ziphius cavirostris .....
Cuvier’s beaked
whale.
Gervais’ beaked
whale.
Mesoplodon
densirostris.
Monodon monoceros
Narwhal ...............
Blainville’s beaked
whale.
Delphinapterus
leucas.
Beluga whale .......
jbell on DSK3GLQ082PROD with PROPOSALS4
NA .............................
NA .............................
10,595 (4.904–24,650) 14 ...
NA 15 ..................................
NA ............................................
NA ............................................
E:\FR\FM\13MYP4.SGM
Western North Atlantic Northern Migratory Coastal 20.
Western North Atlantic Southern Migratory Coastal 20.
Western North Atlantic South Carolina/
Georgia Coastal 20.
Northern North Carolina Estuarine System 20.
Southern North Carolina Estuarine System 20.
Northern South Carolina Estuarine System 20.
Charleston Estuarine
System 20.
Western North Atlantic 16.
Northern Gulf of Mexico.
Puerto Rico and U.S.
Virgin Islands.
Western North Atlantic.
Western North Atlantic 16.
Northern Gulf of Mexico 16.
Western North Atlantic Offshore 19.
Western North Atlantic 16.
Western North Atlantic 16.
7,092 (0.54)/4,632 17 ..........
NA ............................................
3,751 (0.06)/2,353 .............
6,027 (0.34)/4,569 .............
823 (0.06)/782 ...................
Unknown ............................
Unknown ............................
Unknown ............................
Strategic, depleted ...................
Strategic, depleted ...................
Strategic ...................................
Strategic ...................................
Strategic ...................................
Strategic ...................................
77,532 (0.40)/56,053 .........
Strategic, depleted ...................
6,639 (0.41)/4,759 .............
129 (1.0)/64 .......................
NA ............................................
NA ............................................
Unknown ............................
NA ............................................
Unknown ............................
Strategic ...................................
48,819 (0.61)/30,403 .........
Unknown ............................
NA ............................................
NA ............................................
44,715 (0.43)/31,610 .........
NA ............................................
13MYP4
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
Gulf Stream, North
Atlantic Gyre.
NA .............................
Gulf Steam, Labrador
Current.
Gulf Stream ...............
NA .............................
NA .............................
Gulf Stream ...............
Family Delphinidae (dolphins)
7,092 (0.54)/4,632 17 ..........
NA ............................................
Unknown ............................
149 (0.91)/77 18 ..................
NA ............................................
NA ............................................
NA .............................
Gulf Stream, North
Atlantic Gyre.
Gulf Stream, North
Atlantic Gyre.
Gulf Stream, North
Atlantic Gyre, Labrador Current.
Gulf Stream, North
Atlantic Gyre.
Gulf Stream, North
Atlantic Gyre.
Unknown ............................
7,092 (0.54)/4,632 17 ..........
NA ............................................
NA .............................
Gulf Stream, North
Atlantic Gyre.
Gulf Stream, North
Atlantic Gyre, Labrador Current.
NA .............................
Strategic ...................................
74 (1.04)/36 .......................
NA ............................................
NA ............................................
6,532 (0.32)/5,021 .............
NA ............................................
Northern Gulf of Mexico.
Western North Atlantic 16.
Northern Gulf of Mexico 16.
Puerto Rico and U.S.
Virgin Islands.
Western North Atlantic 16.
Northern Gulf of Mexico 16.
Western North Atlantic.
149 (0.91)/77 18 ..................
NA ............................................
7,092 (0.54)/4,632 17 ..........
Family Ziphiidae (beaked whales)
Labrador Current ......
21,213 (10,985–32,619) 13
NA ............................................
Western North Atlantic 16.
Eastern High Arctic/
Baffin Bay 13.
West Greenland 14 ....
NA 15 .........................
Family Monodontidae (beluga whale and narwhal)
West Greenland Shelf ..................................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Caribbean Sea .............................................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Southeast U.S. Continental Shelf, Northeast
United States Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Caribbean Sea .............................................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf.
Gulf of Mexico, Caribbean Sea ....................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf.
Gulf of Mexico, Caribbean Sea ....................
West Greenland Shelf ..................................
Newfoundland-Labrador Shelf, West Greenland Shelf.
NA.
NA.
NA.
Beaufort Inlet, Cape Fear River.
Beaufort Inlet, Cape Fear River.
Long Island Sound, Sandy Hook Bay,
Lower Chesapeake Bay, James River,
Elizabeth River.
Lower Chesapeake Bay, James River, Elizabeth River, Beaufort Inlet, Cape Fear
River, Kings Bay, St. Johns River.
Kings Bay, St. Johns River.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed Rules
21141
Common name
jbell on DSK3GLQ082PROD with PROPOSALS4
Scientific name 1
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13MYP4
122 (0.34)/Unknown ..........
0 .........................................
33 (0.80)/Unknown ............
179 (0.04)/Unknown ..........
124 (0.57)/Unknown ..........
152 (0.08)/Unknown ..........
Strategic ...................................
Strategic ...................................
Strategic ...................................
Strategic ...................................
Strategic ...................................
Strategic ...................................
2,306 (0.09)/2,138 .............
Strategic ...................................
332 (0.93)/170 ...................
3,870 (0.15)/3,426 .............
NA ............................................
3,046 (0.06)/2,896 .............
0 .........................................
0 .........................................
0 .........................................
Strategic ...................................
Strategic ...................................
Strategic ...................................
Strategic ...................................
48 (0.03)/46 .......................
152 (0.43)/Unknown ..........
NA ............................................
Strategic ...................................
Strategic ...................................
61 (0.45)/Unknown ............
55 (0.82)/Unknown ............
Strategic ...................................
Strategic ...................................
80 (1.57)/Unknown ............
58 (0.61)/Unknown ............
7,185 (0.21)/6,044 .............
NA ............................................
Strategic ...................................
Strategic ...................................
12,388 (0.13)/11,110 .........
NA ............................................
5,806 (0.39)/4,230 .............
Unknown ............................
Unknown ............................
51,192 (0.10)/46,926 .........
Strategic ...................................
NA ............................................
Na ............................................
20,161 (0.17)/17,491 .........
Unknown ............................
Strategic ...................................
NA ............................................
1,218 (0.35)/913 ................
Strategic, depleted ...................
NA ............................................
Unknown ............................
877 (0.49)/595 ...................
Strategic, depleted ...................
Strategic ...................................
194 (0.05)/185 ...................
Strategic ...................................
Unknown ............................
192 (0.04)/185 ...................
Strategic ...................................
Northern Georgia/
Southern South
Carolina Estuarine
System 20.
Central Georgia Estuarine System 20.
Southern Georgia Estuarine System 20.
Western North Atlantic Northern Florida
Coastal 20.
Jacksonville Estuarine System 20.
Western North Atlantic Central Florida
Coastal 20.
Indian River Lagoon
Estuarine System 20.
Biscayne Bay 16 ........
Florida Bay 16 ............
Northern Gulf of Mexico Continental
Shelf 20.
Gulf of Mexico Eastern Coastal 20.
Gulf of Mexico Northern Coastal 20.
Gulf of Mexico Western Coastal 20.
Northern Gulf of Mexico Oceanic 20.
Laguna Madre 20 .......
Nueces Bay/Corpus
Christi Bay 20.
Copano Bay/Aransas
Bay/San Antonio
Bay/Redfish Bay/
Espiritu Santo
Bay 20.
Matagorda Bay/Tres
Palacios Bay/
Lavaca Bay 20.
West Bay 20 ...............
Galveston Bay/East
Bay/Trinity Bay 20.
Sabine Lake 20 ..........
Calcasieu Lake 20 .....
Vermilion Bay/West
Cote Blanche Bay/
Atchafalaya Bay 20.
Terrebonne Bay/
Timbalier Bay 20.
Barataria Bay Estuarine System 20.
Mississippi River
Delta 20.
Mississippi Sound,
Lake Borgne, Bay
Boudreau 20.
Mobile Bay/
Bonsecour Bay 20.
Perdido Bay 20 ..........
Pensacola Bay/East
Bay 20.
Choctawhatchee
Bay 20.
St. Andrew Bay 20 .....
St. Joseph Bay 20 ......
Stock abundance 4
best/minimum population
Strategic ...................................
ESA/MMPA status 3
Stock 2
Open ocean
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Southeast U.S. Continental Shelf ................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf ................
Large marine ecosystems
Inland waters
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
Corpus Christi Bay, Galveston Bay.
St. Andrew Bay, Pascagoula River.
NA.
NA.
NA.
NA.
Port Canaveral.
Port Canaveral.
Kings Bay, St. Johns River.
Kings Bay, St. Johns River.
Kings Bay, St. Johns River.
NA.
NA.
Occurrence in AFTT Study Area 5
TABLE 9—MARINE MAMMALS PRESENT IN THE AFTT STUDY AREA—Continued
21142
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Grampus griseus ......
Steno bredanensis ....
Globicephala
macrorhynchus.
Stenella longirostris ..
Rough-toothed
dolphin.
Short-finned pilot
whale.
Spinner dolphin ...
Feresa attenuata .......
Pygmy Killer
Whales.
Risso’s dolphin ....
Stenella attenuate .....
Peponocephala
electra.
Globicephala melas ..
Orcinus orca .............
Lagenodelphis hosei
Pseudorca crassidens
Pantropical spotted-dolphin.
Long-finned pilot
whale.
Melon-headed
Whale.
Killer Whale .........
Fraser’s dolphin ...
False killer whale
jbell on DSK3GLQ082PROD with PROPOSALS4
13MYP4
Northern Gulf of Mexico.
Western North Atlantic 16.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico 22.
Puerto Rico and U.S.
Virgin Islands.
Western North Atlantic 16.
Northern Gulf of Mexico 16.
Western North Atlantic.
Western North Atlantic 23.
Northern Gulf of Mexico 16.
Western North Atlantic 16.
Northern Gulf of Mexico 22.
Western North Atlantic 16.
Northern Gulf of Mexico 16.
Western North Atlantic.
St. Vincent Sound/
Apalachicola Bay/
St. George
Sound 20.
Apalachee Bay 20 ......
Waccasassa Bay/
Withlacoochee Bay/
Crystal Bay 20.
St. Joseph Sound/
Clearwater Harbor 20.
Tampa Bay 20 ............
Sarasota Bay/Little
Sarasota Bay 20.
Pine Island Sound/
Charlotte Harbor/
Gasparilla Sound/
Lemon Bay 20.
Caloosahatchee
River 20.
Estero Bay 20 ............
Chokoloskee Bay/Ten
Thousand Islands/
Gullivan Bay 20.
Whitewater Bay 20 .....
Florida Keys (Bahia
Honda to Key
West) 20.
Puerto Rico and U.S.
Virgin Islands.
Western North Atlantic 22.
Northern Gulf of Mexico 16.
Western North Atlantic 23.
Northern Gulf of Mexico 16.
Western North Atlantic 22.
Unknown ............................
NA ............................................
2,235 (0.75)/1,274 .............
3,333 (0.91)/1,733 .............
50,880 (0.27)/40,699 .........
Unknown ............................
NA ............................................
NA ............................................
NA ............................................
NA ............................................
28,924 (0.24)/23,637 .........
2,415 (0.66)/1,456 .............
Unknown ............................
Unknown ............................
NA ............................................
Strategic ...................................
NA ............................................
136 (1.00)/67 .....................
624 (0.99)/311 ...................
NA ............................................
NA ............................................
NA ............................................
2,442 (0.57)/1,563 .............
18,250 (0.46)/12,619 .........
NA ............................................
NA ............................................
152 (1.02)/75 .....................
Unknown ............................
NA ............................................
NA ............................................
5,636 (0.63)/3,464 .............
NA ............................................
28 (1.02)/14 .......................
Unknown ............................
NA ............................................
NA ............................................
Unknown ............................
NA ............................................
Unknown ............................
442 (1.06)/212 ...................
NA ............................................
Unknown ............................
Strategic ...................................
Unknown ............................
Unknown ............................
Strategic ...................................
Strategic ...................................
Strategic ...................................
Unknown ............................
Unknown ............................
Strategic ...................................
Strategic ...................................
826 (0.09)/Unknown ..........
Strategic ...................................
0 .........................................
Unknown ............................
158 (0.27)/126 ...................
Strategic ...................................
Strategic ...................................
Strategic ...................................
Unknown ............................
491 (0.39)/Unknown ..........
Unknown ............................
Strategic ...................................
Strategic ...................................
Strategic ...................................
439 (0.14)/Unknown ..........
Strategic ...................................
Gulf Stream, North
Atlantic Gyre.
NA .............................
NA .............................
NA .............................
Gulf Stream, North
Atlantic Gyre.
NA .............................
NA .............................
Gulf Stream, North
Atlantic Gyre.
Gulf Stream, North
Atlantic Gyre.
NA .............................
NA .............................
Gulf Stream ...............
Gulf Stream, North
Atlantic Gyre.
NA .............................
Gulf Stream ...............
Gulf Stream, North
Atlantic Gyre, Labrador Current.
NA .............................
NA .............................
Gulf Stream ...............
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
NA .............................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Caribbean Sea .............................................
Northeast Continental Shelf, Southeast U.S.
Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Caribbean Sea Southeast U.S. Continental
Shelf, Northeast U.S. Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Southeast U.S. Continental Shelf, Northeast
United States Continental Shelf, Scotian
Shelf, Newfoundland—Labrador Shelf.
Gulf of Mexico, Caribbean Sea ....................
Gulf of Mexico, Caribbean Sea ....................
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Gulf of Mexico, Caribbean Sea ....................
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Southeast U.S. Continental Shelf ................
Southeast U.S. Continental Shelf, Northeast
United States Continental Shelf, Scotian
Shelf, Newfoundland—Labrador Shelf.
Gulf of Mexico, Caribbean Sea ....................
Northeast U.S. Continental Shelf, Southeast
U.S. Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf.
Gulf of Mexico, Caribbean Sea ....................
Caribbean Sea .............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
Gulf of Mexico ..............................................
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
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21143
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Pagophilus
groenlandicus.
Cystophora cristata ...
Harp seal .............
E:\FR\FM\13MYP4.SGM
NA .............................
Western North Atlantic.
Western North Atlantic.
Western North Atlantic.
Western North Atlantic.
NA ............................................
NA ............................................
NA ............................................
NA ............................................
Unknown ............................
Unknown ............................
75,834 (0.15)/66,884 .........
27,131 (0.19)/23,158 .........
NA .............................
NA .............................
NA .............................
NA .............................
Order Carnivora—Suborder Pinnipedia
Labrador Current ......
NA ............................................
Greenland 26
........................
Labrador Current ......
Unknown 25 ........................
NA ............................................
.............
Labrador Current ......
Unknown 24 ........................
NA ............................................
Gulf of St. Lawrence 24.
Newfoundland 25 .......
Unknown 26
NA .............................
Labrador Current ......
Gulf Stream ...............
79,883 (0.32)/61,415 .........
2,003 (0.94)/1,023 .............
NA .............................
Gulf Stream ...............
NA ............................................
NA ............................................
Open ocean
NA .............................
Gulf of Maine/Bay of
Fundy.
Western North Atlantic 23.
1,849 (0.77)/1,041 .............
70,184 (0.28)/55,690 .........
NA ............................................
NA ............................................
Unknown ............................
54,807 (0.30)/42,804 .........
NA ............................................
11,441 (0.83)/6,221 ...........
NA ............................................
Northern Gulf of Mexico 16.
Puerto Rico and U.S.
Virgin Islands.
Western North Atlantic 16.
Northern Gulf of Mexico 16.
Western North Atlantic.
Strategic ...................................
Stock abundance 4
best/minimum population
ESA/MMPA status 3
Stock 2
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf, West
Greenland Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf,
West Greenland Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Southeast U.S. Continental Shelf, Northeast
U.S. Continental Shelf, Scotian Shelf,
Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf, Newfoundland-Labrador Shelf.
Northeast U.S. Continental Shelf, Scotian
Shelf.
Gulf of Mexico, Caribbean Sea ....................
Caribbean Sea .............................................
Gulf of Mexico, Caribbean Sea ....................
Large marine ecosystems
Inland waters
Narragansett Bay, Rhode Island Sound,
Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound,
Piscataqua River, Thames River, Kennebec River.
Narragansett Bay, Rhode Island Sound,
Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound,
Piscataqua River, Thames River,
Kennebeck River.
Chesapeake Bay, Narragansett Bay, Rhode
Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island
Sound, Piscataqua River, Thames River,
Kennebeck River.
NA.
NA.
NA.
Narragansett Bay, Rhode Island Sound,
Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound,
Piscataqua River, Thames River, Kennebec River.
NA.
NA.
NA.
NA.
NA.
NA.
NA.
Occurrence in AFTT Study Area 5
TABLE 9—MARINE MAMMALS PRESENT IN THE AFTT STUDY AREA—Continued
Notes: CV: Coefficient of variation; ESA: Endangered Species Act; MMPA: Marine Mammal Protection Act; NA: Not applicable.
1 Taxonomy follows (Committee on Taxonomy, 2016).
2 Stock designations for the U.S. EEZ and abundance estimates are from Atlantic and Gulf of Mexico SARs prepared by NMFS (Hayes et al., 2017) and the draft 2018 SARs, unless specifically noted.
3 Populations or stocks defined by the MMPA as ‘‘strategic’’ for one of the following reasons: (1) The level of direct human-caused mortality exceeds the potential biological removal level; (2) based on the best available scientific information, numbers
are declining and species are likely to be listed as threatened species under the ESA within the foreseeable future; (3) species are listed as threatened or endangered under the ESA; (4) species are designated as depleted under the MMPA.
4 Stock abundance, CV, and minimum population are numbers provided by the Stock Assessment Reports (SARs; Hayes et al., 2017). The stock abundance is an estimate of the number of animals within the stock. The CV is a statistical metric used
as an indicator of the uncertainty in the abundance estimate. The minimum population estimate is either a direct count (e.g., pinnipeds on land) or the lower 20th percentile of a statistical abundance estimate.
5 Occurrence in the AFTT Study Area includes open ocean areas—Labrador Current, North Atlantic Gyre, Gulf Stream, and coastal/shelf waters of seven large marine ecosystems—West Greenland Shelf, Newfoundland-Labrador Shelf, Scotian Shelf,
and Northeast U.S. Continental Shelf, Southeast U.S. Continental Shelf, Caribbean Sea, Gulf of Mexico, and inland waters of Kennebec River, Piscataqua River, Thames River, Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay,
Vineyard Sound, Long Island Sound, Sandy Hook Bay, Lower Chesapeake Bay, James River, Elizabeth River, Beaufort Inlet, Cape Fear River, Kings Bay, St. Johns River, Port Canaveral, St. Andrew Bay, Pascagoula River, Sabine Lake, Corpus Christi
Bay, and Galveston Bay.
6 The bowhead whale population off the West Coast of Greenland is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent highest density interval were presented in (Frasier et al.,
2015).
7 The West Greenland stock of minke whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were presented in (Heide-J2014
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Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
We provided a full discussion of the
potential effects of the specified
activities on marine mammals and their
habitat in our 2018 AFTT proposed rule
and 2018 AFTT final rule. In the
Potential Effects of Specified Activities
on Marine Mammals and Their Habitat
section of the 2018 AFTT proposed and
final rules, NMFS provided a
description of the ways marine
mammals may be affected by the same
activities that the Navy will be
conducting during the seven-year period
analyzed in this rule in the form of
serious injury or mortality, physical
trauma, sensory impairment (permanent
and temporary threshold shifts and
acoustic masking), physiological
responses (particularly stress
responses), behavioral disturbance, or
habitat effects. Therefore, we do not
repeat the information here, all of which
remains current and applicable, but
refer the reader to those rules and the
2018 AFTT FEIS/OEIS (Chapter 3,
Section 3.7 Marine Mammals, https://
www.aftteis.com/), which NMFS
participated in the development of via
our cooperating agency status and
adopted to meet our NEPA
requirements.
In addition, NMFS has reviewed
information in relevant SARs (which
have not been revised since the
publication of the 2018 AFTT final rule)
any new information on active UMEs
and from the scientific literature.
Summaries of current UMEs and new
scientific literature since publication of
the 2018 AFTT final rule are presented
below.
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Unusual Mortality Events
A UME is defined under section
410(6) of the MMPA as a stranding that
is unexpected; involves a significant
die-off of any marine mammal
population; and demands immediate
response. The five active UMEs with
ongoing investigations in the AFTT
Study Area that inform our analysis are
discussed below. The impacts to
Barataria Bay bottlenose dolphins from
the closed Northern Gulf of Mexico
UME (discussed in the 2018 AFTT
proposed rule) associated with the Deep
Water Horizon oil spill in the Gulf of
Mexico are thought to be persistent and
continue to inform population analyses.
The other more recent UMEs closed
several years ago, and little is known
about how the effects of those events
might be appropriately applied to an
impact assessment several years later.
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North Atlantic Right Whale (NARW)
UME
NOAA declared an UME for NARWs
from January 1, 2017, to the present.
The current total number of mortalities
included in the event is 20 whales,
including 12 NARW carcasses from
Canada in 2017 and eight carcasses in
the United States (5 in 2017; 3 in 2018).
There have been no carcasses reported
in 2019. In 2017, 17 right whale
mortalities were documented, and in
2018, an additional three whales were
found dead. Of the 12 NARW carcasses
found in Canadian waters in 2017, six
were necropsied and died as a direct
result of human activities (either
confirmed, probable, or suspect), from
either rope entanglements (2) or vessel
strikes (4) (Daoust et al., 2017). Of the
eight carcasses found in U.S. waters in
2017–2018, the cause of death was
determined in six whales, with deaths
attributable to either rope entanglement
(5) or vessel strikes (1). Eight carcasses
were not able to be examined. Daoust et
al. (2018) also concluded there were no
oil and gas seismic surveys authorized
in the months prior to or during the
period over which these mortalities
occurred, as well as no blasting or major
marine development projects. Navy was
consulted as to sonar use and they
confirmed none was used in the vicinity
of any of the strandings.
As part of the UME investigation
process for NARW, NOAA assembled an
independent team of scientists
(Investigative Team) that coordinates
with the Working Group on Marine
Mammal Unusual Mortality Events to
review the data collected, sample future
whales that strand, and determine the
next steps for the investigation. For
more information on this UME, please
refer to https://www.fisheries.noaa.gov/
national/marine-life-distress/2017-2019north-atlantic-right-whale-unusualmortality-event#causes-of-the-northatlantic-right-whale-ume.
While data are not yet available to
statistically estimate the population’s
trend beyond 2015, three lines of
evidence indicate the population is still
in decline. First, calving rates in 2016,
2017, and 2018 were low. Only five new
calves were documented in 2017 (Pettis
et al., 2017a), well below the number
needed to compensate for expected
mortalities (Pace et al., 2017), and no
new calves were reported for 2018.
Long-term photographic identification
data indicate new calves rarely go
undetected, so these years likely
represent a continuation of the low
calving rates that began in 2012 (Kraus
et al., 2007; Pace et al., 2017). So far in
2019, seven calves have been
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documented. Second, as noted above,
the preliminary abundance estimate for
2016 is 451 individuals, down
approximately 1.5 percent from 458 in
2015. Third, since June 2017, at least 20
NARWs have died in what has been
declared an UME as discussed above,
and at least one calf died in April 2017
(Meyer-Gutbrod et al., 2018; NMFS,
2017).
Humpback Whale UME Along the
Atlantic Coast
NOAA declared an UME for
humpback whales from January 1, 2016,
to the present, along the Atlantic coast
from Maine through Florida. As of April
1, 2019, 92 humpback strandings have
occurred (26, 34, 25, and 9 whales in
2016, 2017, 2018 and 2019
respectively). As of April 2019, partial
or full necropsy examinations have been
conducted on 43 cases, or
approximately half of the 92 strandings
(at that time). Of the 43 whales
examined, approximately 20 had
evidence of blunt force trauma or premortem propeller wounds indicative of
vessel strike and approximately 6 had
evidence of entanglements. NOAA, in
coordination with our stranding
network partners, continues to
investigate the recent mortalities and
environmental conditions, and conduct
population monitoring to better
understand the recent humpback whale
mortalities. At this time, vessel
parameters (including size) are not
known for each vessel-whale collision
that led to the death of a whale.
Therefore, NOAA considers all sizes of
vessels to be a potential risk for whale
species in highly trafficked areas. The
Navy has investigated potential strikes
and confirmed that it had none. Please
refer to https://www.fisheries.noaa.gov/
national/marine-life-distress/2016-2019humpback-whale-unusual-mortalityevent-along-atlantic-coast for more
information on this UME.
Minke Whale UME Along the Atlantic
Coast
NOAA declared an UME for minke
whales from January 1, 2017, to the
present, along the Atlantic coast from
Maine through Florida. As of April 1,
2019, 59 strandings have occurred (27,
20, and 2 whales in 2017, 2018 and
2019, respectively). As of April 1, 2019,
full or partial necropsy examinations
have been conducted on 33 whales.
Preliminary findings on several of the
whales have shown evidence of human
interactions, primarily fisheries
interactions, or infectious disease. These
findings are not consistent across all of
the whales examined, and final
diagnostic results are still pending for
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many of the cases. Please refer to
https://www.fisheries.noaa.gov/
national/marine-life-distress/2017-2019minke-whale-unusual-mortality-eventalong-atlantic-coast for more
information on this UME.
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Northeast Pinniped UME Along the
Atlantic Coast
NOAA declared an UME on August
30, 2018, to the present due to increased
numbers of harbor seal and gray seal
strandings along the U.S. coasts of
Maine, New Hampshire, and
Massachusetts during July and August
of 2018. Strandings have remained
elevated in these three states and
expanded south to Virginia with cases
on-going. Recently, harp and hooded
seals have begun stranding as they
migrate from Canada into U.S. waters
and have been included in the
investigation. From July 1, 2018, to
March 28, 2019, more than 2,062 seals
have stranded with 95 percent of the
seals stranding in Maine, New
Hampshire, and Massachusetts. Full or
partial necropsy examinations have
been conducted on many of the seals
and samples have been collected for
testing. Based on testing conducted so
far, the main pathogen found in the
seals is phocine distemper virus. Please
refer to https://www.fisheries.noaa.gov/
new-england-mid-atlantic/marine-lifedistress/2018-2019-pinniped-unusualmortality-event-along for more
information on this UME.
Southwest Florida Bottlenose Dolphin
UME Along the Gulf of Mexico
NOAA declared a UME in 2018 to the
present due to elevated bottlenose
dolphin mortalities occurring along the
Southwest coast of Florida including
Collier, Lee, Charlotte, Sarasota,
Manatee, Hillsborough, and Pinellas
counties. From July 1, 2018, to March
27, 2019, 159 dolphins have been
confirmed stranded in this event. Our
stranding network partners have
conducted full or partial necropsy
examinations on several dolphins, with
positive results for the red tide toxin
(brevetoxin) indicating this UME is
related to the severe bloom of a red tide
that has been ongoing since November
2017. Please refer to https://
www.fisheries.noaa.gov/southeast/
marine-life-distress/2018-2019bottlenose-dolphin-unusual-mortalityevent-southwest for more information
on this UME.
New Pertinent Science Since
Publication of the 2018 AFTT Final Rule
Southall et al. (2019a) evaluated
Southall et al. (2007) and used updated
scientific information to propose revised
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noise exposure criteria to predict onset
of auditory effects in marine mammals
(i.e., PTS and TTS onset). Southall et al.
(2019) note that the quantitative
processes described and the resulting
exposure criteria (i.e., thresholds and
auditory weighting functions) are
largely identical to those in Finneran
(2016) and NMFS (2016 and 2018).
However they differ in that the Southall
et al. (2019a) exposure criteria are more
broadly applicable as they include all
marine mammal species (rather than
those only under NMFS jurisdiction) for
all noise exposures (both in air and
underwater for amphibious species),
and that while the hearing group
compositions are identical they
renamed the hearing groups.
Recent studies on the behavioral
responses of cetaceans to sonar examine
and continue to demonstrate the
importance of not only sound source
parameters, but exposure context (e.g.,
behavioral state, presence of other
animals and social relationships, prey
abundance, distance to source, presence
of vessels, environmental parameters,
etc.) in determining or predicting a
behavioral response. Kastelein et al.
(2018) examined the role of sound
pressure level (SPL) and duty cycle on
the behavior of two captive harbor
porpoises when exposed to simulated
Navy mid-frequency sonar (53C, 3.5 to
4.1 kHz). Neither harbor porpoise
responded to the low duty cycle (2.7
percent) at any of the five SPLs
presented, even at the maximum
received SPL (143 dB re: 1 mPa). At the
higher duty cycle (96 percent), one
porpoise responded by increasing his
respiration rate at a received SPL of
greater than or equal to 119 dB re: 1 mPa,
and moved away from the transducer at
a received SPL of 143 dB re: 1 mPa.
Kastelein et al. (2018) observed that at
the same received SPL and duty cycle,
harbor porpoises respond less to 53C
sonar sounds than 1–2 kHz, 6–7 kHz,
and 25 kHz sonar signals observed in
previous studies, but noted that when
examining behavioral responses it is
important to take into account the
spectrum and temporal structure of the
signal, the duty cycle, and the
psychological interpretation by the
animal. Wensveen et al. (2019)
examined the role of sound source
(simulated sonar pulses) distance and
received level in northern bottlenose
whales in an environment without
frequent sonar activity using multiscaled controlled exposure experiments.
They observed behavioral avoidance of
the sound source over a wide range of
distances (0.8–28 km) and estimated
avoidance thresholds ranging from
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21147
received SPLs of 117–126 dB re: 1 mPa.
The behavioral response characteristics
and avoidance thresholds were
comparable to those previously
observed in beaked whale studies;
however, they did not observe an effect
of distance on behavioral response and
found that onset and intensity of
behavioral response were better
predicted by received SPL. When
conducting controlled exposure
experiments on blue whales Southall et
al. (2019b) observed that after exposure
to simulated and operational midfrequency active sonar, more than 50
percent of blue whales in deep-diving
states responded to the sonar, while no
behavioral response was observed in
shallow-feeding blue whales. The
behavioral responses they observed
were generally brief, of low to moderate
severity, and highly dependent on
exposure context (behavioral state,
source-to-whale horizontal range, and
prey availability). Blue whale response
did not follow a simple exposureresponse model based on received
sound exposure level. In a review of the
potential impacts of sonar on beaked
whales, Bernaldo de Quiro´s et al. (2019)
suggested that the effect of midfrequency active sonar on beaked
whales varies among individuals or
populations, and that predisposing
conditions such as previous exposure to
sonar and individual health risk factors
may contribute to individual outcomes
(such as decompression sickness).
Having considered this information,
we have preliminarily determined that
there is no new information that
substantively affects our analysis of
impacts on marine mammals and their
habitat that appeared in the 2018 AFTT
final rule, all of which remains
applicable and valid for our assessment
of the effects of the Navy’s activities
during the seven-year period of this
rule.
Estimated Take of Marine Mammals
This section indicates the number of
takes that NMFS is proposing to
authorize, which are based on the
amount of take that NMFS anticipates
could occur or is likely to occur,
depending on the type of take and the
methods used to estimate it, as
described below. NMFS coordinated
closely with the Navy in the
development of their incidental take
application, and preliminarily agrees
that the methods the Navy has put forth
described herein and in the 2018 AFTT
proposed and final rules to estimate take
(including the model, thresholds, and
density estimates), and the resulting
numbers are based on the best available
science and appropriate for
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authorization. The number and type of
incidental takes that could occur or are
likely to occur annually remain
identical to those authorized in the 2018
AFTT regulations.
Takes are predominantly in the form
of harassment, but a small number of
serious injuries or mortalities are also
possible. For military readiness
activities, the MMPA defines
‘‘harassment’’ as (i) Any act that injures
or has the significant potential to injure
a marine mammal or marine mammal
stock in the wild (Level A harassment);
or (ii) Any act that disturbs or is likely
to disturb a marine mammal or marine
mammal stock in the wild by causing
disruption of natural behavioral
patterns, including, but not limited to,
migration, surfacing, nursing, breeding,
feeding, or sheltering, to a point where
such behavioral patterns are abandoned
or significantly altered (Level B
harassment).
Proposed authorized takes would
primarily be in the form of Level B
harassment, as use of the acoustic and
explosive sources (i.e., sonar, air guns,
pile driving, explosives) is more likely
to result in behavioral disruption (rising
to the level of a take as described above)
or temporary threshold shift (TTS) for
marine mammals than other forms of
take. There is also the potential for
Level A harassment, however, in the
form of auditory injury and/or tissue
damage (the latter from explosives only)
to result from exposure to the sound
sources utilized in training and testing
activities. Lastly, a limited number of
serious injuries or mortalities could
occur for four species of mid-frequency
cetaceans during ship shock trials and
no more than four serious injuries or
mortalities total (over the seven-year
period) of mysticetes (except for blue
whales, Bryde’s whales, and North
Atlantic right whales) and North
Atlantic sperm whales could occur
through vessel collisions. Although we
analyze the impacts of these potential
serious injuries or mortalities that are
proposed to be authorized, the required
mitigation and monitoring measures are
expected to minimize the likelihood
that ship strike or these high level
explosive exposures (and the associated
serious injury or mortality) actually
occur.
Generally speaking, for acoustic
impacts we estimate the amount and
type of harassment by considering: (1)
Acoustic thresholds above which NMFS
believes the best available science
indicates marine mammals will be taken
by Level B harassment (in this case, as
defined in the military readiness
definition of Level B harassment
included above) or incur some degree of
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temporary or permanent hearing
impairment; (2) the area or volume of
water that will be ensonified above
these levels in a day or event; (3) the
density or occurrence of marine
mammals within these ensonified areas;
and (4) and the number of days of
activities or events.
Acoustic Thresholds
Using the best available science,
NMFS, in coordination with the Navy,
has established acoustic thresholds that
identify the most appropriate received
level of underwater sound above which
marine mammals exposed to these
sound sources could be reasonably
expected to experience a disruption in
behavior patterns to a point where they
are abandoned or significantly altered,
or to incur TTS (equated to Level B
harassment) or permanent threshold
shift (PTS) of some degree (equated to
Level A harassment). Thresholds have
also been developed to identify the
pressure levels above which animals
may incur non-auditory injury from
exposure to pressure waves from
explosive detonation.
Despite the quickly evolving science,
there are still challenges in quantifying
expected behavioral responses that
qualify as Level B harassment,
especially where the goal is to use one
or two predictable indicators (e.g.,
received level and distance) to predict
responses that are also driven by
additional factors that cannot be easily
incorporated into the thresholds (e.g.,
context). So, while the new behavioral
Level B harassment thresholds have
been refined here to better consider the
best available science (e.g.,
incorporating both received level and
distance), they also still, accordingly,
have some built-in conservative factors
to address the challenge noted. For
example, while duration of observed
responses in the data are now
considered in the thresholds, some of
the responses that are informing take
thresholds are of a very short duration,
such that it is possible some of these
responses might not always rise to the
level of disrupting behavior patterns to
a point where they are abandoned or
significantly altered. We describe the
application of this Level B harassment
threshold as identifying the maximum
number of instances in which marine
mammals could be reasonably expected
to experience a disruption in behavior
patterns to a point where they are
abandoned or significantly altered. In
summary, we believe these behavioral
Level B harassment thresholds are the
most appropriate method for predicting
behavioral Level B harassment given the
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best available science and the associated
uncertainty.
We described these acoustic
thresholds, none of which have
changed, in detail in the Acoustic
Thresholds section and Tables 13
through 22 of the 2018 AFTT final rule;
please see the 2018 AFTT final rule for
detailed information.
Navy’s Acoustic Effects Model
The Navy proposes no changes to the
Acoustic Effects Model as described in
the 2018 AFTT final rule and there is no
new information that would affect the
applicability or validity of the Model.
Please see the 2018 AFTT final rule for
detailed information.
Range to Effects
The Navy proposes no changes from
the 2018 AFTT final rule to the type and
nature of the specified activities to be
conducted during the seven-year period
analyzed in this proposed rule,
including equipment and sources used
and exercises conducted. There is also
no new information that would affect
the applicability or validity of the
ranges to effects previously analyzed for
these activities.Therefore the ranges to
effects in this proposed rule are
identical to those described and
analyzed in the 2018 AFTT final rule,
including received sound levels that
may cause onset of significant
behavioral response and TTS and PTS
in hearing for each source type or
explosives that may cause non-auditory
injury. Please see the Range to Effects
section and Tables 23 through 38 of the
2018 AFTT final rule for detailed
information.
Marine Mammal Density
The Navy proposes no changes to the
methods used to estimate marine
mammal density described in the 2018
AFTT final rule and there is no new
information that would affect the
applicability or validity of these
methods. Please see the 2018 AFTT
final rule for detailed information.
Take Requests
As in the 2018 AFTT final rule, in its
2019 application, the Navy determined
that the three stressors below could
result in the incidental taking of marine
mammals. NMFS has reviewed the
Navy’s data and analysis and
determined that it is complete and
accurate, and NMFS agrees that the
following stressors have the potential to
result in takes of marine mammals from
the Navy’s planned activities:
• Acoustics (sonar and other
transducers; air guns; pile driving/
extraction);
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• Explosives (explosive shock wave
and sound, assumed to encompass the
risk due to fragmentation); and
• Physical Disturbance and Strike
(vessel strike).
NMFS reviewed and agrees with the
Navy’s conclusion that acoustic and
explosive sources have the potential to
result in incidental takes of marine
mammals by harassment, serious injury,
or mortality. NMFS carefully reviewed
the Navy’s analysis and conducted its
own analysis of vessel strikes,
determining that the likelihood of any
particular species of large whale being
struck is quite low. Nonetheless, NMFS
agrees that vessel strikes have the
potential to result in incidental take
from serious injury or mortality for
certain species of large whales and the
Navy has specifically requested
coverage for these species. Therefore,
the likelihood of vessel strikes, and later
the effects of the incidental take that is
being proposed to be authorized, has
been fully analyzed and is described
below.
Regarding the quantification of
expected takes from acoustic and
explosive sources (by Level A and Level
B harassment, as well as mortality
resulting from exposure to explosives),
the number of takes are based directly
on the level of activities (days, hours,
counts, etc., of different activities and
events) in a given year. In the 2018
AFTT final rule, take estimates across
the five-years were based on the Navy
conducting three years of a
representative level of activity and two
years of maximum level of activity.
Consistent with the pattern set forth in
the 2017 application, the 2018 AFTT
FEIS/OEIS, and the 2018 AFTT final
rule, the Navy proposes to add one
additional representative year and one
additional maximum year to determine
the predicted take numbers in this rule.
Specifically, as in the 2018 AFTT final
rule, here the Navy proposes to use the
maximum annual level to calculate
annual takes (which would remain
identical to what was determined in the
2018 AFTT final rule), and the sum of
all years (four representative and three
maximum) to calculate the seven-year
totals for this rule. The Navy is not
proposing to conduct any additional
ship shock activities, and therefore both
the total number and annual number of
ship shock takes estimated and
requested for the seven-year period is
the same as the number requested in the
five-year period under the 2018 AFTT
final rule.
The quantitative analysis process
used for the 2018 AFTT FEIS/OEIS and
the 2017 and 2019 Navy applications to
estimate potential exposures to marine
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mammals resulting from acoustic and
explosive stressors is detailed in the
technical report titled Quantifying
Acoustic Impacts on Marine Mammals
and Sea Turtles: Methods and
Analytical Approach for Phase III
Training and Testing (U.S. Department
of the Navy, 2018). The Navy Acoustic
Effects Model estimates acoustic and
explosive effects without taking
mitigation into account; therefore, the
model overestimates predicted impacts
on marine mammals within mitigation
zones. To account for mitigation for
marine species in the take estimates, the
Navy conducts a quantitative
assessment of mitigation. The Navy
conservatively quantifies the manner in
which procedural mitigation is expected
to reduce model-estimated PTS to TTS
for exposures to sonar and other
transducers, and reduces modelestimated mortality to injury for
exposures to explosives. For a complete
explanation of the process for assessing
the effects of mitigation, see the 2017
Navy application and the 2018 AFTT
final rule. The extent to which the
mitigation areas reduce impacts on the
affected species and stocks is addressed
separately in the Preliminary Analysis
and Negligible Impact Determination
section.
No changes have been made to the
quantitative analysis process to estimate
potential exposures to marine mammals
resulting from acoustic and explosive
stressors and calculate take estimates. In
addition, there is no new information
that would call into question the
validity of the Navy’s quantitative
analysis process. Please see the
documents described in the paragraph
above, the 2018 AFTT proposed rule,
and the 2018 AFTT final rule for
detailed descriptions of these analyses.
In summary, we believe the Navy’s
methods, including the method for
incorporating mitigation and avoidance,
are the most appropriate methods for
predicting PTS, TTS, and behavioral
disruption. But even with the
consideration of mitigation and
avoidance, given some of the more
conservative components of the
methodology (e.g., the thresholds do not
consider ear recovery between pulses),
we would describe the application of
these methods as identifying the
maximum number of instances in which
marine mammals would be reasonably
expected to be taken through PTS, TTS,
or behavioral disruption.
Summary of Requested Take From
Training and Testing Activities
Based on the methods discussed in
the previous sections and the Navy’s
model and quantitative assessment of
PO 00000
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21149
mitigation, the Navy provided its take
estimate and request for authorization of
takes incidental to the use of acoustic
and explosive sources for training and
testing activities both annually (based
on the maximum number of activities
that could occur per 12-month period)
and over the seven-year period covered
by the 2019 Navy application. Annual
takes (based on the maximum number of
activities that could occur per 12-month
period) are identical to those presented
in Tables 39 through 41 in the Take
Requests section of the 2018 AFTT final
rule. The 2019 Navy application also
includes the Navy’s take estimate and
request for vessel strikes due to vessel
movement in the AFTT Study Area and
individual small and large ship shock
trials over a seven-year period. The
Navy proposes no additional ship shock
trials, so the estimated and requested
takes from ship shock trials are the same
as those authorized in the 2018 AFTT
final rule. NMFS has reviewed the
Navy’s data, methodology, and analysis
and determined that it is complete and
accurate. NMFS agrees that the
estimates for incidental takes by
harassment from all sources as well as
the incidental takes by serious injury or
mortality from explosives requested for
authorization are reasonably expected to
occur. NMFS also agrees that the takes
by serious injury or mortality as a result
of vessel strikes could occur. The total
amount of estimated incidental take
over the seven years covered by the
2019 Navy application is less than the
sum total of each year because although
the annual estimates are based on the
maximum number of activities per year
and therefore the maximum estimated
takes, the seven-year take estimates are
based on the sum of three maximum
years and four representative years.
Estimated Harassment Take From
Training Activities
For training activities, Table 10
summarizes the Navy’s take estimate
and request and the maximum amount
and type of Level A and Level B
harassment for the seven-year period
covered by the 2019 Navy application
that NMFS concurs is reasonably
expected to occur by species or stock.
For the estimated amount and type of
Level A harassment and Level B
harassment annually, see Table 39 in
the 2018 AFTT final rule. Note that take
by Level B harassment includes both
behavioral disruption and TTS. Navy
Figures 6.4–10 through 6.5–39 in
Section 6 of the 2017 Navy application
illustrate the comparative amounts of
TTS and behavioral disruption for each
species annually, noting that if a
modeled marine mammal was ‘‘taken’’
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through exposure to both TTS and
behavioral disruption in the model, it
was recorded as a TTS.
TABLE 10—SEVEN-YEAR TOTAL SPECIES- AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
ACOUSTIC AND EXPLOSIVE SOUND SOURCE EFFECTS FOR ALL TRAINING ACTIVITIES
7-Year total 1
Species
Stock
Level B
Level A
Suborder Mysticeti (baleen whales)
Family Balaenidae (right whales):
North Atlantic right whale * ....................................
Family Balaenopteridae (roquals):
Blue whale * ...........................................................
Bryde’s whale ........................................................
Minke whale ..........................................................
Fin whale * .............................................................
Humpback whale ...................................................
Sei whale * .............................................................
Western North Atlantic .................................................
1,644
0
Western North Atlantic (Gulf of St. Lawrence) .............
Northern Gulf of Mexico ...............................................
No Stock Designation ...................................................
Canadian East Coast ...................................................
Western North Atlantic .................................................
Gulf of Maine ................................................................
Nova Scotia ..................................................................
171
5
1,351
15,824
10,225
1,564
1,964
0
0
0
0
19
4
0
Gulf of Mexico Oceanic ................................................
North Atlantic ................................................................
167
96,479
0
0
Gulf of Mexico Oceanic ................................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
103
56,060
103
56,060
0
68
0
68
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Western North Atlantic .................................................
244
85,661
242
317,180
244
85,661
7,504
85,661
85,661
0
0
0
0
0
0
0
0
0
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Choctawhatchee Bay ....................................................
Gulf of Mexico Eastern Coastal ...................................
Gulf of Mexico Northern Coastal ..................................
Gulf of Mexico Western Coastal ..................................
Indian River Lagoon Estuarine System ........................
Jacksonville Estuarine System .....................................
Mississippi Sound, Lake Borgne, Bay Boudreau .........
Northern Gulf of Mexico Continental Shelf ..................
Northern Gulf of Mexico Oceanic .................................
Northern North Carolina Estuarine System ..................
Southern North Carolina Estuarine System .................
Western North Atlantic Northern Florida Coastal .........
Western North Atlantic Central Florida Coastal ...........
Western North Atlantic Northern Migratory Coastal .....
Western North Atlantic Offshore ..................................
Western North Atlantic South Carolina/Georgia Coastal.
Western North Atlantic Southern Migratory Coastal ....
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
6,584
804,058
99,615
46
166
1,524
16,778
1,980
589
0
10,918
1,356
16,089
0
6,060
35,861
175,237
2,062,942
28,814
0
64
3
0
0
0
0
0
0
0
13
0
0
0
0
0
30
269
0
81,155
694
463,220
291
54,818
418
26,155
5
522
116,412
493
246,178
14
0
19
0
0
0
0
0
0
0
0
4
Suborder Odontoceti (toothed whales)
Family Physeteridae (sperm whale):
Sperm whale * .......................................................
Family Kogiidae (sperm whales):
Dwarf sperm whale ...............................................
Pygmy sperm whale ..............................................
Family Ziphiidae (beaked whales):
Blainville’s beaked whale ......................................
Cuvier’s beaked whale ..........................................
Gervais’ beaked whale ..........................................
Northern bottlenose whale ....................................
Sowersby’s beaked whale .....................................
True’s beaked whale .............................................
Family Delphinidae (dolphins):
Atlantic spotted dolphin .........................................
Atlantic white-sided dolphin ...................................
Bottlenose dolphin .................................................
jbell on DSK3GLQ082PROD with PROPOSALS4
Clymene dolphin ....................................................
False killer whale ...................................................
Fraser’s dolphin .....................................................
Killer whale ............................................................
Long-finned pilot whale .........................................
Melon-headed whale .............................................
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TABLE 10—SEVEN-YEAR TOTAL SPECIES- AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
ACOUSTIC AND EXPLOSIVE SOUND SOURCE EFFECTS FOR ALL TRAINING ACTIVITIES—Continued
7-Year total 1
Species
Stock
Level B
Pantropical spotted dolphin ...................................
Pygmy killer whale ................................................
Risso’s dolphin ......................................................
Rough-toothed dolphin ..........................................
Short-beaked common dolphin .............................
Short-finned pilot whale .........................................
Spinner dolphin .....................................................
Striped dolphin ......................................................
White-beaked dolphin ............................................
Family Phocoenidae (porpoises):
Harbor porpoise .....................................................
Level A
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
3,959
964,072
118
43,009
276
140,368
606
129,594
1,467,625
251
210,736
1,593
487,644
471
631,680
269
0
16
0
0
0
0
0
0
87
0
0
0
9
0
22
0
Gulf of Maine/Bay of Fundy .........................................
206,071
1,121
10,038
16,277
59,063
882
0
0
6
0
Suborder Pinnipedia
Family Phocidae (true seals):
Gray seal ...............................................................
Harbor seal ............................................................
Harp seal ...............................................................
Hooded seal ..........................................................
Western
Western
Western
Western
North
North
North
North
Atlantic
Atlantic
Atlantic
Atlantic
.................................................
.................................................
.................................................
.................................................
1 The estimated amount and type of Level A harassment and Level B harassment annually are identical to those presented in Table 39 in the
2018 AFTT final rule.
* ESA-listed species (all stocks) within the AFTT Study Area.
† NSD: No stock designated.
Estimated Harassment Take From
Testing Activities
For testing activities (excluding ship
shock trials), Table 11 summarizes the
Navy’s take estimate and request and
the maximum amount and type of Level
A harassment and Level B harassment
for the seven-year period covered by the
2019 Navy application that NMFS
concurs is reasonably expected to occur
by species or stock. For the estimated
amount and type of Level A harassment
and Level B harassment annually, see
Table 40 in the 2018 AFTT final rule.
Note that take by Level B harassment
includes both behavioral disruption and
TTS. Navy Figures 6.4–10 through 6.5–
39 in Section 6 of the 2017 Navy
application illustrate the comparative
amounts of TTS and behavioral
disruption for each species annually,
noting that if a ‘‘taken’’ animat was
exposed to both TTS and behavioral
disruption in the model, it was recorded
as a TTS.
TABLE 11—SEVEN-YEAR TOTAL SPECIES AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
ACOUSTIC AND EXPLOSIVE SOUND SOURCE EFFECTS FOR ALL TESTING ACTIVITIES (EXCLUDING SHIP SHOCK TRIALS)
7-Year total 1
Species
Stock
Level B
Level A
Suborder Mysticeti (baleen whales)
Family Balaenidae (right whales):
jbell on DSK3GLQ082PROD with PROPOSALS4
North Atlantic right whale * ....................................
Family Balaenopteridae (roquals):
Blue whale * ...........................................................
Bryde’s whale ........................................................
Minke whale ..........................................................
Fin whale * .............................................................
Humpback whale ...................................................
Sei whale * .............................................................
Western North Atlantic .................................................
1,528
0
Western North Atlantic (Gulf of St. Lawrence) .............
Northern Gulf of Mexico ...............................................
No Stock Designation ...................................................
Canadian East Coast ...................................................
Western North Atlantic .................................................
Gulf of Maine ................................................................
Nova Scotia ..................................................................
127
358
856
11,155
24,808
3,380
3,262
0
0
0
9
22
0
0
7,315
0
Suborder Odontoceti (toothed whales)
Family Physeteridae (sperm whale):
Sperm whale * .......................................................
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TABLE 11—SEVEN-YEAR TOTAL SPECIES AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
ACOUSTIC AND EXPLOSIVE SOUND SOURCE EFFECTS FOR ALL TESTING ACTIVITIES (EXCLUDING SHIP SHOCK
TRIALS)—Continued
7-Year total 1
Species
Stock
Level B
Family Kogiidae (sperm whales):
Dwarf sperm whale ...............................................
Pygmy sperm whale ..............................................
Family Ziphiidae (beaked whales):
Blainville’s beaked whale ......................................
Cuvier’s beaked whale ..........................................
Gervais’ beaked whale ..........................................
Northern bottlenose whale ....................................
Sowersby’s beaked whale .....................................
True’s beaked whale .............................................
Family Delphinidae (dolphins):
Atlantic spotted dolphin .........................................
Atlantic white-sided dolphin ...................................
Bottlenose dolphin .................................................
Clymene dolphin ....................................................
False killer whale ...................................................
Fraser’s dolphin .....................................................
Killer whale ............................................................
Long-finned pilot whale .........................................
Melon-headed whale .............................................
Pantropical spotted dolphin ...................................
Pygmy killer whale ................................................
Risso’s dolphin ......................................................
Rough-toothed dolphin ..........................................
jbell on DSK3GLQ082PROD with PROPOSALS4
Short-beaked common dolphin .............................
Short-finned pilot whale .........................................
Spinner dolphin .....................................................
Striped dolphin ......................................................
White-beaked dolphin ............................................
Family Phocoenidae (porpoises):
Harbor porpoise .....................................................
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Level A
North Atlantic ................................................................
71,820
0
Gulf of Mexico Oceanic ................................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
4,787
29,368
4,787
29,368
38
91
38
91
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Western North Atlantic .................................................
9,368
68,738
9,757
252,367
9,368
68,738
6,231
68,903
68,903
0
0
0
0
0
0
0
0
0
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Choctawhatchee Bay ....................................................
Gulf of Mexico Eastern Coastal ...................................
Gulf of Mexico Northern Coastal ..................................
Gulf of Mexico Western Coastal ..................................
Indian River Lagoon Estuarine System ........................
Jacksonville Estuarine System .....................................
Mississippi Sound, Lake Borgne, Bay Boudreau .........
Northern Gulf of Mexico Continental Shelf ..................
Northern Gulf of Mexico Oceanic .................................
Northern North Carolina Estuarine System ..................
Southern North Carolina Estuarine System .................
Western North Atlantic Northern Florida Coastal .........
Western North Atlantic Central Florida Coastal ...........
Western North Atlantic Northern Migratory Coastal .....
Western North Atlantic Offshore ..................................
Western North Atlantic South Carolina/Georgia Coastal.
Western North Atlantic Southern Migratory Coastal ....
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Northern Gulf of Mexico ...............................................
Western North Atlantic .................................................
Western North Atlantic .................................................
473,262
708,931
210,578
6,297
0
108,154
25,200
21
20
5
841,076
95,044
746
0
2,263
15,409
79,042
794,581
11,232
18
72
8
0
0
7
0
0
0
0
56
8
0
0
0
0
20
161
0
29,176
27,841
234,001
12,788
24,580
7,452
8,270
212
264
131,095
20,324
109,192
169,678
495,207
4,771
18,609
10,929
132,141
26,033
58,008
2,351,361
12,041
111,326
51,039
218,786
16,344
652,197
300
0
0
12
0
0
0
0
0
0
11
0
6
6
26
0
0
0
9
0
0
101
0
10
0
10
0
32
0
Gulf of Maine/Bay of Fundy .........................................
811,201
1,405
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TABLE 11—SEVEN-YEAR TOTAL SPECIES AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
ACOUSTIC AND EXPLOSIVE SOUND SOURCE EFFECTS FOR ALL TESTING ACTIVITIES (EXCLUDING SHIP SHOCK
TRIALS)—Continued
7-Year total 1
Species
Stock
Level B
Level A
Suborder Pinnipedia
Family Phocidae (true seals):
Gray seal ...............................................................
Harbor seal ............................................................
Harp seal ...............................................................
Hooded seal ..........................................................
Western
Western
Western
Western
North
North
North
North
Atlantic
Atlantic
Atlantic
Atlantic
.................................................
.................................................
.................................................
.................................................
6,130
9,941
53,646
5,335
14
23
17
0
1 The estimated amount and type of Level A harassment and Level B harassment annually are identical to those presented in Table 40 in the
2018 AFTT final rule.
* ESA-listed species (all stocks) within the AFTT Study Area.
† NSD: No stock designated.
Estimated Take From Ship Shock
For ship shock trials, Table 12
summarizes the Navy’s take estimate
and request and the maximum amount
and type of Level A and Level B
harassment and serious injury/mortality
for the seven-year period covered by the
Navy application that NMFS concurs is
reasonably expected to occur by species
or stock per small and large ship shock
events. For the estimated amount and
type of Level A harassment, Level B
harassment, and serious injury/
mortality annually, see Table 41 in the
2018 AFTT final rule. The Navy
proposed no additional ship shock trials
over the additional two years covered by
the 2019 Navy application, so the
estimated and requested takes are the
same as those authorized in the 2018
AFTT final rule.
TABLE 12—SEVEN-YEAR TOTAL SPECIES AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
SHIP SHOCK TRIALS
7-Year total 1
Species
Level B
Level A
Mortality
Suborder Mysticeti (baleen whales)
Family Balaenidae (right whales):
North Atlantic right whale * ...................................................................................................
Family Balaenopteridae (roquals):
Blue whale * ..........................................................................................................................
Bryde’s whale .......................................................................................................................
Minke whale ..........................................................................................................................
Fin whale * ............................................................................................................................
Humpback whale ..................................................................................................................
Sei whale * ............................................................................................................................
5
0
0
1
15
96
627
44
63
0
1
6
36
2
7
0
0
0
0
0
0
6
7
0
229
229
154
154
0
0
4
8
4
0
4
4
1
6
1
0
1
1
0
0
0
0
0
0
26
6
55
15
2
2
0
11
8
31
1
24
12
54
23
1
3
0
12
7
29
1
0
1
0
0
0
0
0
0
0
1
0
jbell on DSK3GLQ082PROD with PROPOSALS4
Suborder Odontoceti (toothed whales)
Family Physeteridae (sperm whale):
Sperm whale * .......................................................................................................................
Family Kogiidae (sperm whales):
Dwarf sperm whale ...............................................................................................................
Pygmy sperm whale .............................................................................................................
Family Ziphiidae (beaked whales):
Blainville’s beaked whale .....................................................................................................
Cuvier’s beaked whale .........................................................................................................
Gervais’ beaked whale .........................................................................................................
Northern bottlenose whale ...................................................................................................
Sowersby’s beaked whale ....................................................................................................
True’s beaked whale ............................................................................................................
Family Delphinidae (dolphins):
Atlantic spotted dolphin ........................................................................................................
Atlantic white-sided dolphin ..................................................................................................
Bottlenose dolphin ................................................................................................................
Clymene dolphin ...................................................................................................................
False killer whale ..................................................................................................................
Fraser’s dolphin ....................................................................................................................
Killer whale ...........................................................................................................................
Long-finned pilot whale ........................................................................................................
Melon-headed whale ............................................................................................................
Pantropical spotted dolphin ..................................................................................................
Pygmy killer whale ................................................................................................................
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TABLE 12—SEVEN-YEAR TOTAL SPECIES AND STOCK-SPECIFIC TAKE ESTIMATES PROPOSED FOR AUTHORIZATION FROM
SHIP SHOCK TRIALS—Continued
7-Year total 1
Species
Level B
Risso’s dolphin .....................................................................................................................
Rough-toothed dolphin .........................................................................................................
Short-beaked common dolphin ............................................................................................
Short-finned pilot whale ........................................................................................................
Spinner dolphin .....................................................................................................................
Striped dolphin ......................................................................................................................
White-beaked dolphin ...........................................................................................................
Family Phocoenidae (porpoises):
Harbor porpoise ....................................................................................................................
Level A
Mortality
6
6
187
10
46
22
0
4
2
260
11
48
36
0
0
0
6
0
1
0
0
249
204
0
0
0
0
0
0
0
0
0
0
0
0
0
Suborder Pinnipedia
Family Phocidae (true seals):
Gray seal ..............................................................................................................................
Harbor seal ...........................................................................................................................
Harp seal ..............................................................................................................................
Hooded seal .........................................................................................................................
1 The estimated amount and type of Level A harassment and Level B harassment and serious injury/mortality annually are identical to those
presented in Table 41 in the 2018 AFTT final rule.
* ESA-listed species (all stocks) within the AFTT Study Area.
† NSD: No stock designated.
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Estimated Take From Vessel Strikes
Vessel strikes from commercial,
recreational, and military vessels are
known to affect large whales and have
resulted in serious injury and occasional
fatalities to cetaceans (BermanKowalewski et al., 2010; Calambokidis,
2012; Douglas et al., 2008; Laggner
2009; Lammers et al., 2003). Records of
collisions date back to the early 17th
century, and the worldwide number of
collisions appears to have increased
steadily during recent decades (Laist et
al., 2001; Ritter, 2012).
Numerous studies of interactions
between surface vessels and marine
mammals have demonstrated that freeranging marine mammals often, but not
always (e.g., McKenna et al., 2015),
engage in avoidance behavior when
surface vessels move toward them. It is
not clear whether these responses are
caused by the physical presence of a
surface vessel, the underwater noise
generated by the vessel, or an
interaction between the two (Amaral
and Carlson, 2005; Au and Green, 2000;
Bain et al., 2006; Bauer 1986; Bejder et
al., 1999; Bejder and Lusseau, 2008;
Bejder et al., 2009; Bryant et al., 1984;
Corkeron, 1995; Erbe, 2002; Fe´lix, 2001;
Goodwin and Cotton, 2004; Lemon et
al., 2006; Lusseau, 2003; Lusseau, 2006;
Magalhaes et al., 2002; Nowacek et al.,
2001; Richter et al., 2003; Scheidat et
al., 2004; Simmonds, 2005; Watkins,
1986; Williams et al., 2002; Wursig et
al., 1998). Several authors suggest that
the noise generated during motion is
probably an important factor (Blane and
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Jaakson, 1994; Evans et al., 1992; Evans
et al., 1994). Water disturbance may also
be a factor. These studies suggest that
the behavioral responses of marine
mammals to surface vessels are similar
to their behavioral responses to
predators. Avoidance behavior is
expected to be even stronger in the
subset of instances that the Navy is
conducting training or testing activities
using active sonar or explosives.
The marine mammals most vulnerable
to vessel strikes are those that spend
extended periods of time at the surface
in order to restore oxygen levels within
their tissues after deep dives (e.g., the
sperm whale). In addition, some baleen
whales, such as the NARW seem
generally unresponsive to vessel sound,
making them more susceptible to vessel
collisions (Nowacek et al., 2004). These
species are primarily large, slower
moving whales.
Some researchers have suggested the
relative risk of a vessel strike can be
assessed as a function of animal density
and the magnitude of vessel traffic (e.g.,
Fonnesbeck et al., 2008; Vanderlaan et
al., 2008). Differences among vessel
types also influence the probability of a
vessel strike. The ability of any ship to
detect a marine mammal and avoid a
collision depends on a variety of factors,
including environmental conditions,
ship design, size, speed, and personnel,
as well as the behavior of the animal.
Vessel speed, size, and mass are all
important factors in determining if
injury or death of a marine mammal is
likely due to a vessel strike. For large
vessels, speed and angle of approach
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can influence the severity of a strike.
For example, Vanderlaan and Taggart
(2007) found that between vessel speeds
of 8.6 and 15 knots, the probability that
a vessel strike is lethal increases from
0.21 to 0.79. Large whales also do not
have to be at the water’s surface to be
struck. Silber et al. (2010) found when
a whale is below the surface (about one
to two times the vessel draft), there is
likely to be a pronounced propeller
suction effect. This suction effect may
draw the whale into the hull of the ship,
increasing the probability of propeller
strikes.
There are some key differences
between the operation of military and
non-military vessels, which make the
likelihood of a military vessel striking a
whale lower than some other vessels
(e.g., commercial merchant vessels). Key
differences include:
• Many military ships have their
bridges positioned closer to the bow,
offering better visibility ahead of the
ship (compared to a commercial
merchant vessel).
• There are often aircraft associated
with the training or testing activity
(which can serve as Lookouts), which
can more readily detect cetaceans in the
vicinity of a vessel or ahead of a vessel’s
present course before crew on the vessel
would be able to detect them.
• Military ships are generally more
maneuverable than commercial
merchant vessels, and if cetaceans are
spotted in the path of the ship, could be
capable of changing course more
quickly.
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• The crew size on military vessels is
generally larger than merchant ships,
allowing for stationing more trained
Lookouts on the bridge. At all times
when vessels are underway, trained
Lookouts and bridge navigation teams
are used to detect objects on the surface
of the water ahead of the ship, including
cetaceans. Additional Lookouts, beyond
those already stationed on the bridge
and on navigation teams, are positioned
as Lookouts during some activities.
• When submerged, submarines are
generally slow moving (to avoid
detection) and therefore marine
mammals at depth with a submarine are
likely able to avoid collision with the
submarine. When a submarine is
transiting on the surface, there are
Lookouts serving the same function as
they do on surface ships.
Vessel strike to marine mammals is
not associated with any specific training
or testing activity but is rather an
extremely limited and sporadic, but
possible, accidental result of Navy
vessel movement within the AFTT
Study Area or while in transit.
There have been three recorded Navy
vessel strikes (one in 2011 and two in
2012) of large whales in the AFTT Study
Area from 2009 through 2018 (ten
years), the period in which the Navy
began implementing effective mitigation
measures to reduce the likelihood of
vessel strikes. Two of the vessel strikes
occurred in the Virginia Capes Range
Complex and one occurred in the lower
Chesapeake Bay. One of the whales in
2012 had features suggesting it was most
likely a humpback whale. Note that
while the Navy is generally unable to
identify the species of whale is it
unlikely the unidentified whales were
NARW as the strikes occurred in areas
where, or times of year when, NARW
are not known to be present. In order to
account for the accidental nature of
vessel strikes to large whales in general,
and the potential risk from any vessel
movement within the AFTT Study Area
within the seven-year period, the Navy
requested incidental takes based on
probabilities derived from a Poisson
distribution using ship strike data
between 2009 and 2018 in the AFTT
Study Area (the time period from when
current mitigation measures were
instituted until the Navy conducted the
analysis for the 2019 Navy application,
with no new ship strikes occurring since
this analysis), as well as historical at-sea
days in the AFTT Study Area from
2009–2018 and estimated potential atsea days for the period from 2018 to
2025 covered by the requested
regulations. This distribution predicted
the probabilities of a specific number of
strikes (n=0, 1, 2, etc.) over the period
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from 2018 to 2025. The analysis is
described in detail in Chapter 6 of the
Navy’s 2017 and 2019 applications (and
further refined in the Navy’s revised
ship strike analysis posted on NMFS’
website https://www.fisheries.noaa.gov/
national/marine-mammal-protection/
incidental-take-authorizations-militaryreadiness-activities).
For the same reasons listed above
describing why a Navy vessel strike is
comparatively unlikely, it is highly
unlikely that a Navy vessel would strike
a whale, dolphin, porpoise, or pinniped
without detecting it and, accordingly,
NMFS is confident that the Navy’s
reported strikes are accurate and
appropriate for use in the analysis.
Specifically, Navy ships have multiple
Lookouts, including on the forward part
of the ship that can visually detect a hit
animal, in the unlikely event ship
personnel do not feel the strike (which
has occasionally occurred). Navy’s strict
internal procedures and mitigation
requirements include reporting of any
vessel strikes of marine mammals, and
the Navy’s discipline, extensive training
(not only for detecting marine
mammals, but for detecting and
reporting any potential navigational
obstruction), and strict chain of
command give NMFS a high level of
confidence that all strikes actually get
reported.
The Navy used the three whale strikes
since 2009 in their calculations to
determine the number of strikes likely
to result from their activities (although
worldwide strike information, from all
Navy activities and other strikes, was
used to inform the species that may be
struck). The Navy evaluated data
beginning in 2009, as that was the start
of the Navy’s Marine Species Awareness
Training and adoption of additional
mitigation measures to address ship
strike, which will remain in place along
with additional mitigation measures
during the seven years of this rule.
The updated probability analysis in
the 2019 Navy application concluded
that there was a 12 percent chance that
zero whales would be struck by Navy
vessels over the next seven years in the
AFTT Study Area, indicating an 88
percent chance that at least one whale
would be struck over the next seven
years. The analysis also concludes that
there is a 10 percent chance of striking
four whales over the seven-year period.
Based on the revised analysis, the Navy
requests coverage for one additional
large whale mortality not previously
included in the 2018 AFTT final rule
bringing the total from three vessel
strikes over five years to four vessel
strikes over seven years. NMFS agrees
that there is some probability that the
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21155
Navy could strike, and take by serious
injury or mortality, up to four large
whales incidental to training and testing
activities within the AFTT Study Area
over the course of the seven years
covered by this proposed rule.
Small delphinids, porpoises, and
pinnipeds are not expected to be struck
by Navy vessels. In addition to the
reasons listed above that make it
unlikely that the Navy will hit a large
whale (more maneuverable ships, larger
crew, etc.), the following are additional
reasons that vessel strike of dolphins,
small whales, porpoises, and pinnipeds
is very unlikely. Dating back more than
20 years and for as long as it has kept
records, the Navy has no records of
individuals of these groups being struck
by a vessel as a result of Navy activities
and, further, their smaller size and
maneuverability make a strike unlikely.
Also, NMFS has never received any
reports from other authorized activities
indicating that these species have been
struck by vessels. Worldwide ship strike
records show little evidence of strikes of
these groups from the shipping sector
and larger vessels, and the majority of
the Navy’s activities involving fastermoving vessels (that could be
considered more likely to hit a marine
mammal) are located in offshore areas
where smaller delphinid, porpoise, and
pinniped densities are lower. Based on
this information, NMFS concurs with
the Navy’s assessment and recognizes
the potential for incidental take by
vessel strike of large whales only (i.e.,
no dolphins, small whales, porpoises, or
pinnipeds) over the course of the sevenyear period analyzed here from training
and testing activities.
Taking into account the available
information regarding how many of any
given stock could be struck and
therefore should be proposed for
authorization for take NMFS considered
two factors in addition to those
considered in the Navy’s request: (1)
The relative likelihood of hitting one
stock versus another based on available
strike data from all vessel types as
denoted in the SARs and (2) whether
the Navy has ever definitively struck an
individual from a particular stock and,
if so, how many times. To address
number (1) above, NMFS compiled
information from NMFS’ SARs on
detected annual rates of large whale
serious injury and mortality from vessel
collisions (Table 13). The annual rates
of large whale serious injury and
mortality from vessel collisions from the
SARs help inform the relative
susceptibility of large whale species to
vessel strike in the Atlantic Ocean and
the Gulf of Mexico. We summed the
annual rates of mortality and serious
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injury from vessel collisions as reported
in the SARs, then divided each species’
annual rate by this sum to get the
relative likelihood. To estimate the
percent likelihood of striking a
particular species of large whale, we
multiplied the relative likelihood of
striking each species by the total
probability of striking a whale (i.e., 88
percent, as described by the Navy’s
probability analysis). We also calculated
the percent likelihood of striking a
particular species of large whale twice
by squaring the value estimated for the
probability of striking a particular
species of whale once (i.e., to calculate
the probability of an event occurring
twice, multiply the probability of the
first event by the second). We note that
these probabilities vary from year to
year as the average annual mortality for
a given five-year window changes (and
we include the annual averages from
2017 and 2018 draft SARs in Table 13
to illustrate); however, over the years
and through changing SARs, stocks tend
to consistently maintain a relatively
higher or relatively lower likelihood of
being struck. The analysis indicates that
there is a very low percent chance of
striking any particular species or stock
more than once except for humpback
whales, as shown in Table 13. The
probabilities calculated as described
above are then considered in
combination with the information
indicating the species that the Navy has
definitively hit in the AFTT Study Area
since 1995 (since they started tracking
consistently). Accordingly, stocks that
have no record of ever having been
struck by any vessel are considered
unlikely to be struck by the Navy in the
seven-year period of the rule. Stocks
that have never been struck by the Navy,
have rarely been struck by other vessels,
and have a low percent likelihood based
on the SAR calculation and a low
relative abundance are also considered
unlikely to be struck by the Navy during
the seven-year rule.
TABLE 13—ANNUAL RATES OF MORTALITY AND SERIOUS INJURY (M/SI) FROM VESSEL COLLISIONS COMPILED FROM
NMFS DRAFT 2018 STOCK ASSESSMENT REPORTS (SARS) AND ESTIMATED PERCENT CHANCE OF STRIKING EACH
LARGE WHALE SPECIES IN THE AFTT STUDY AREA OVER A SEVEN-YEAR PERIOD
Species
(stock) 1
Annual rate of
M/SI from
vessel collision
(2017 SARs)
Annual rate of
M/SI from
vessel collision
(2018 draft
SARs)
1.6
0.8
1.4
1.8
0.2
0.2
0
0
1.4
0.8
1
2.7
0.2
0.2
0
0
Fin whale (Western North Atlantic) ..........
Sei whale (Nova Scotia) ..........................
Minke whale (Canadian East Coast) .......
Humpback whale (Gulf of Maine) ............
Sperm (North Atlantic) .............................
Bryde’s whale (Northern Gulf of Mexico)
Sperm (Gulf of Mexico) ............................
Blue whale (Western North Atlantic) .......
Percent
chance of
ONE strike
Percent
chance of
TWO strikes
19.51
11.15
13.94
37.63
2.79
2.79
0.00
0.00
Annual
proposed take
Potential take
proposed over
7 years
0.14
0.14
0.14
0.29
0.14
0
0
0
1
1
1
2
21
30
0
0
3.81
1.24
1.94
14.16
0.08
0.08
0.00
0.00
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1 North Atlantic right whales are not included in this analysis as NARWs are not anticipated to be struck due to the additional extensive mitigation the Navy implements to minimize the risk of striking this particular species. In addition, the Navy has not struck this species since prior to
2009 when the Navy’s current vessel movement mitigation, reporting, and monitoring requirements have been in place.
2 The analysis indicates only a very small likelihood (less than 3 percent) that a North Atlantic sperm whale would be struck over the seven
years, however, the Navy has struck a sperm whale previously in the Atlantic, which may indicate a higher possibility that it could occur and suggests that authorizing one mortality over the seven years would be appropriate.
3 Due to their low population abundance within the Study Area and lack of previous vessel strikes by the Navy, along with the Navy’s enhanced mitigation measures in the Bryde’s Whale Mitigation Area, Bryde’s whales are not anticipated to be struck therefore and have zero mortality/serious injury takes.
For the reasons discussed in detail in
the 2018 AFTT final rule and discussed
further below, due to enhanced
mitigation measures, NARWs are not
anticipated to be struck by Navy vessels
and are anticipated to have zero
mortality/serious injury takes over the
seven years of the rule. In addition,
based on the quantitative method
described above, blue whales and Gulf
of Mexico sperm whales have a zero
percent chance of being struck. After
considering this result, along with
additional factors discussed below, the
Navy found that any vessel strike of
these two stocks is highly unlikely.
After fully considering all relevant
information, NMFS agreed with this
conclusion. Finally, the quantitative
analysis outlined above indicates only a
very small likelihood the Navy would
strike a Bryde’s whale (3 percent). Due
to their low population abundance and
lack of previous vessel strikes by the
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Navy, Bryde’s whales are also unlikely
to be struck and we have proposed to
authorize zero mortality/serious injury
takes. Alternately, the quantitative
analysis discussed above also indicates
only a very small likelihood that the
Navy would strike a North Atlantic
sperm whale over the seven years
covered by the 2019 Navy application
(less than 3 percent), however, the Navy
has struck a sperm whale previously in
the Atlantic (2005), which points to a
higher possibility that it could occur
and suggests that authorizing a single
mortality/serious injury would be
appropriate. Additional discussion
relevant to our determinations for North
Atlantic blue whales, Gulf of Mexico
sperm whale, NARW, and Bryde’s
whale is included below.
In addition to the zero probability
predicted by the quantitative model,
there are no recent confirmed records of
vessel collision to blue whales in the
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U.S. waters, although there is one older
historical record pointing to a ship
strike that likely occurred beyond the
U.S. Atlantic EEZ (outside of where
most Navy activities occur, so less
relevant) and one 1998 record of a dead
20 m (66 ft) male blue whale brought
into Rhode Island waters on the bow of
a tanker. The cause of death was
determined to be ship strike; however,
some of the injuries were difficult to
explain from the necropsy. As noted
previously, the Navy has been
conducting Marine Species Awareness
Training and implementing additional
mitigation measures to protect against
vessel strikes since 2009. Therefore,
given the absence of any strikes in the
recent past since the Navy has
implemented its current mitigation
measures, the very low abundance of
North Atlantic blue whales throughout
the AFTT Study Area (Nmin = 440 for
the Western North Atlantic stock,
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Waring et al., 2010), and the very low
number of blue whales ever known to be
struck in the area by any type of vessel
(and none struck by Navy vessels), we
believe the likelihood of the Navy
hitting a blue whale is discountable.
In addition to the zero probability of
hitting a sperm whale in the Gulf of
Mexico predicted by the quantitative
model, there have been no vessel strikes
of sperm whales by any entity since
2009 in the Gulf of Mexico per the SAR
(2009–2013) and no Navy strikes of any
large whales since 1995 (based on our
records, which include Navy’s records)
in the Gulf of Mexico. Further, the Navy
has comparatively fewer steaming days
in the Gulf of Mexico and there is a
fairly low abundance of sperm whales
occurring there. As noted previously,
the Navy has been conducting Marine
Species Awareness Training and
implementing additional mitigation
measures to protect against vessel
strikes since 2009. Therefore, NMFS
believes that the likelihood of the Navy
hitting a Gulf of Mexico sperm whale is
discountable.
Although the quantitative analysis
would indicate that NARWs do have a
low probability of being struck one time
within the seven-year period when
vessel strikes across all activity types
(including non-Navy) are considered
(annual mortality and serious injury,
hereafter abbreviated as M/SI) from
vessel strikes is calculated as 0.41 in the
2018 SAR), when the enhanced
mitigation measures (discussed below)
that the Navy has been implementing
and would continue to implement for
NARWs are considered in combination
with this low probability, a vessel strike
is highly unlikely. Therefore, lethal take
of NARWs was not requested by the
Navy and is not proposed to be
authorized by NMFS. We further note
that while there have been two strikes
of unidentified whales by the Navy
since 2009, it is unlikely they were
NARW as the strikes occurred in areas
where, or times of year when, NARW
are not known to be present.
Regarding the Bryde’s whale, due to
the fact that the Navy has not struck a
Bryde’s whale (as no Navy strikes have
occurred in the Gulf of Mexico), the
very low abundance numbers (Nbest =
33 individuals, Hayes et al., 2018), and
the limited Navy ship traffic that
overlaps with Bryde’s whale habitat,
neither the Navy nor NMFS anticipate
any vessel-strike takes, and none were
requested or are proposed for
authorization. The Navy is now also
limiting activities (i.e., 200 hr cap on
hull-mounted MFAS) and will not use
explosives (except during mine warfare
activities) in the Bryde’s Whale
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Mitigation Area. For a complete
discussion and analysis of these
mitigation areas, see the Mitigation
Measures section in the 2018 AFTT
final rule along with a summary in the
Mitigation Measures section of this
proposed rule; see also Chapter 5
(Mitigation) of the 2018 AFTT FEIS/
OEIS.
In addition to procedural mitigation,
the Navy would continue to implement
measures in mitigation areas used by
NARW for foraging, calving, and
migration. For a complete discussion
and analysis of these mitigation areas,
see the Mitigation Measures section in
the 2018 AFTT final rule along with a
summary in the Mitigation Measures
section of this proposed rule; see also
Chapter 5 (Mitigation) of the 2018 AFTT
FEIS/OEIS. These measures, which go
above and beyond those focused on
other species (e.g., funding of and
communication with sightings systems,
implementation of speed reductions
during applicable circumstances in
certain areas) have succeeded in the
Navy avoiding strike of a NARW during
training and testing activities in the past
and essentially eliminate the potential
for vessel strikes to occur during the
seven-year period of this rule. In
particular, the mitigation pertaining to
vessels, including the continued
participation in and sponsoring of the
Early Warning System, would help
Navy vessels avoid NARW during
transits and training and testing
activities. The Early Warning System is
a comprehensive information exchange
network dedicated to reducing the risk
of vessel strikes to NARW off the
southeast United States from all
mariners (i.e., Navy and non-Navy
vessels). Navy participants include the
Fleet Area Control and Surveillance
Facility, Jacksonville; Commander,
Naval Submarine Forces, Norfolk,
Virginia; and Naval Submarine Support
Command. The Navy, U.S. Coast Guard,
U.S. Army Corps of Engineers, and
NMFS collaboratively sponsor daily
aerial surveys from December 1 through
March 31 (weather permitting) to
observe for NARW from the shoreline
out to approximately 30–35 nmi
offshore. Aerial surveyors relay
sightings information to all mariners
transiting within the NARW calving
habitat (e.g., commercial vessels,
recreational boaters, and Navy ships).
In the Northeast NARW Mitigation
Area, before all vessel transits, the Navy
conducts a web query or email inquiry
of NOAA’s NARW Sighting Advisory
System to obtain the latest NARW
sightings information. Navy vessels
currently use and would continue to use
the obtained sightings information to
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21157
reduce potential interactions with
NARW during transits and prevent ship
strikes. In this mitigation area, vessels
would continue to implement speed
reductions after they observe a NARW;
if they are within 5 nmi of the location
of a sighting reported to the NARW
Sighting Advisory System within the
past week; and when operating at night
or during periods of reduced visibility.
During transits and normal firing
involving non-explosive torpedos
activities, the Navy ships would
continue to maintain a speed of no more
than 10 kn. During submarine target
firing, ships would maintain speeds of
no more than 18 kn. During vessel target
firing, vessel speeds would exceed 18
kn for only brief periods of time (e.g.,
10–15 min).
In the Southeast NARW Mitigation
Area, before transiting or conducting
training or testing activities within the
mitigation area, the Navy would
continue to initiate communication with
the Fleet Area Control and Surveillance
Facility, Jacksonville to obtain Early
Warning System NARW whale sightings
data. The Fleet Area Control and
Surveillance Facility, Jacksonville
would continue to advise vessels of all
reported whale sightings in the vicinity
to help vessels and aircraft reduce
potential interactions with NARWs and
prevent ship strikes. Commander
Submarine Force U.S. Atlantic Fleet
would coordinate any submarine
activities that may require approval
from the Fleet Area Control and
Surveillance Facility, Jacksonville.
Vessels would continue to use the
sightings information to reduce
potential interactions with NARW
during transits and prevent ship strikes.
Vessels would also implement speed
reductions after they observe a NARW,
if they are within 5 nmi of a sighting
reported within the past 12 hours (hrs),
or when operating in the mitigation area
at night or during periods of poor
visibility. To the maximum extent
practicable, vessels would continue to
minimize north-south transits in the
mitigation area. Finally, the Navy would
continue to broadcast awareness
notification messages with NARW
Dynamic Management Area information
(e.g., location and dates) to applicable
Navy vessels operating in the vicinity of
the Dynamic Management Area. The
information would continue to alert
assets to the possible presence of a
NARW to maintain safety of navigation
and further reduce the potential for a
vessel strike. Navy platforms would use
the information to assist their visual
observation of applicable mitigation
zones during training and testing
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activities and to aid in the
implementation of procedural
mitigation, including but not limited to,
mitigation for vessel movement.
Implementation of these measures is
expected to significantly reduce the
possibility of striking NARWs during
the seven-year period of the rule. Ship
strikes are a fluke encounter for which
the probability will never be zero for
any vessel. The probability for any
particular ship to strike a marine
mammal is primarily a product of the
ability of the ship to detect a marine
mammal and the ability to effectively
act to avoid it. Navy combat ships are
inherently among the best at both of
these because compared to large
commercial vessels, they have trained
Lookouts which have received
specialized Marine Mammal Observer
(MMO) training, and they are the most
maneuverable ships, which means that
they are more likely to sight a marine
mammal and more likely to be able to
maneuver to avoid it in the available
time—both of which decrease the
probability of striking a marine mammal
below what it would have been in the
absence of those abilities. In the case of
the NARW, the extensive
communication/detection network
described above, which is in use in the
areas of highest NARW occurrence and
where they may be more susceptible to
strike, further increases the likelihood of
detecting a NARW and thereby avoiding
it, which further reduces the probability
of NARW strike. Further, detection of
NARW in some areas/times is associated
with reduced speed requirements,
which in some cases may reduce the
strike probability further by slightly
increasing the time within which an
operator has to maneuver away from a
whale. Because of these additional
mitigation measures combined with the
already low probability that a NARW
will be struck, it is extremely unlikely
the Navy would strike a NARW, and
mortality/serious injury of a NARW
from vessel strike is neither anticipated
nor proposed to be authorized.
In conclusion, although it is generally
unlikely that any whales will be struck
in a year, based on the information and
analysis above, NMFS anticipates that
no more than four whales have the
potential to be taken by serious injury
or mortality over the seven-year period
of the rule. Of those four whales over
the seven years, no more than two
would be humpback whales (Gulf of
Maine stock) and no more than one
would come from any of the four
following stocks: Fin whale (Western
North Atlantic stock), minke (Canadian
East Coast stock), sperm whale (North
Atlantic stock), and sei whale (Nova
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Scotia stock). Accordingly in the
Preliminary Analysis and Negligible
Impact Determination section, NMFS
has evaluated under the negligible
impact standard the serious injury or
mortality of 0.14 whales annually from
each of these species or stocks (i.e., 1
take over the 7 years divided by 7 to get
the annual number), except for the
humpback whale (North Atlantic stock)
for which we used 0.29 (i.e., 2 takes over
the 7 years divided by 7 to get the
annual number) along with other
expected harassment incidental take.
Proposed Mitigation Measures
Under section 101(a)(5)(A) of the
MMPA, NMFS must set forth the
permissible methods of taking pursuant
to such activity, and other means of
effecting the least practicable adverse
impact on such species or stock and its
habitat, paying particular attention to
rookeries, mating grounds, and areas of
similar significance, and on the
availability of such species or stock for
subsistence uses (‘‘least practicable
adverse impact’’). NMFS does not have
a regulatory definition for least
practicable adverse impact. The 2004
NDAA amended the MMPA as it relates
to military readiness activities and the
incidental take authorization process
such that a determination of ‘‘least
practicable adverse impact’’ shall
include consideration of personnel
safety, practicality of implementation,
and impact on the effectiveness of the
‘‘military readiness activity.’’ For the
full discussion of how NMFS interprets
least practicable adverse impact,
including how it relates to the
negligible-impact standard, see the
Mitigation Measures section in the 2018
AFTT final rule.
Section 101(a)(5)(A)(i)(II) requires
NMFS to issue, in conjunction with its
authorization, binding—and
enforceable—restrictions (in the form of
regulations) setting forth how the
activity must be conducted, thus
ensuring the activity has the ‘‘least
practicable adverse impact’’ on the
affected species or stocks. In situations
where mitigation is specifically needed
to reach a negligible impact
determination, section 101(a)(5)(A)(i)(II)
also provides a mechanism for ensuring
compliance with the ‘‘negligible
impact’’ requirement. Finally, we
reiterate that the least practicable
adverse impact standard also requires
consideration of measures for marine
mammal habitat, with particular
attention to rookeries, mating grounds,
and other areas of similar significance,
and for subsistence impacts, whereas
the negligible impact standard is
concerned solely with conclusions
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about the impact of an activity on
annual rates of recruitment and
survival.1 In evaluating what mitigation
measures are appropriate, NMFS
considers the potential impacts of the
Specified Activities, the availability of
measures to minimize those potential
impacts, and the practicability of
implementing those measures, as we
describe below.
Implementation of Least Practicable
Adverse Impact Standard
Our evaluation of potential mitigation
measures includes consideration of two
primary factors:
(1) The manner in which, and the
degree to which, implementation of the
potential measure(s) is expected to
reduce adverse impacts to marine
mammal species or stocks, their habitat,
and their availability for subsistence
uses (where relevant). This analysis
considers such things as the nature of
the potential adverse impact (such as
likelihood, scope, and range), the
likelihood that the measure will be
effective if implemented, and the
likelihood of successful
implementation; and
(2) The practicability of the measures
for applicant implementation.
Practicability of implementation may
consider such things as cost, impact on
activities, and, in the case of a military
readiness activity, specifically considers
personnel safety, practicality of
implementation, and impact on the
effectiveness of the military readiness
activity. 16 U.S.C. 1371(a)(5)(A)(iii).
While the language of the least
practicable adverse impact standard
calls for minimizing impacts to affected
species or stocks, we recognize that the
reduction of impacts to those species or
stocks accrues through the application
of mitigation measures that limit
impacts to individual animals.
Accordingly, NMFS’ analysis focuses on
measures that are designed to avoid or
minimize impacts on individual marine
mammals that are likely to increase the
probability or severity of populationlevel effects.
While direct evidence of impacts to
species or stocks from a specified
activity is rarely available, and
additional study is still needed to
understand how specific disturbance
events affect the fitness of individuals of
certain species, there have been
improvements in understanding the
process by which disturbance effects are
translated to the population. With
1 Outside of the military readiness context,
mitigation may also be appropriate to ensure
compliance with the ‘‘small numbers’’ language in
MMPA sections 101(a)(5)(A) and (D).
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recent scientific advancements (both
marine mammal energetic research and
the development of energetic
frameworks), the relative likelihood or
degree of impacts on species or stocks
may often be inferred given a detailed
understanding of the activity, the
environment, and the affected species or
stocks—and the best available science
has been used here. This same
information is used in the development
of mitigation measures and helps us
understand how mitigation measures
contribute to lessening effects (or the
risk thereof) to species or stocks. We
also acknowledge that there is always
the potential that new information, or a
new recommendation could become
available in the future and necessitate
reevaluation of mitigation measures
(which may be addressed through
adaptive management) to see if further
reductions of population impacts are
possible and practicable.
In the evaluation of specific measures,
the details of the specified activity will
necessarily inform each of the two
primary factors discussed above
(expected reduction of impacts and
practicability), and are carefully
considered to determine the types of
mitigation that are appropriate under
the least practicable adverse impact
standard. Analysis of how a potential
mitigation measure may reduce adverse
impacts on a marine mammal stock or
species, consideration of personnel
safety, practicality of implementation,
and consideration of the impact on
effectiveness of military readiness
activities are not issues that can be
meaningfully evaluated through a yes/
no lens. The manner in which, and the
degree to which, implementation of a
measure is expected to reduce impacts,
as well as its practicability in terms of
these considerations, can vary widely.
For example, a time/area restriction
could be of very high value for
decreasing population-level impacts
(e.g., avoiding disturbance of feeding
females in an area of established
biological importance) or it could be of
lower value (e.g., decreased disturbance
in an area of high productivity but of
less firmly established biological
importance). Regarding practicability, a
measure might involve restrictions in an
area or time that impede the Navy’s
ability to certify a strike group (higher
impact on mission effectiveness), or it
could mean delaying a small in-port
training event by 30 minutes to avoid
exposure of a marine mammal to
injurious levels of sound (lower impact).
A responsible evaluation of ‘‘least
practicable adverse impact’’ will
consider the factors along these realistic
scales. Accordingly, the greater the
likelihood that a measure will
contribute to reducing the probability or
severity of adverse impacts to the
species or stock or their habitat, the
greater the weight that measure is given
when considered in combination with
practicability to determine the
appropriateness of the mitigation
measure, and vice versa. In the
evaluation of specific measures, the
details of the specified activity will
necessarily inform each of the two
primary factors discussed above
(expected reduction of impacts and
practicability), and will be carefully
considered to determine the types of
mitigation that are appropriate under
the least practicable adverse impact
standard. For more detail on how we
apply these factors, see the discussion
in the Mitigation Measures section of
the 2018 AFTT final rule.
NMFS fully reviewed the Navy’s
specified activities and the mitigation
measures for the 2018 AFTT rulemaking
and determined that the mitigation
measures would result in the least
practicable adverse impact on marine
mammals. There is no change in either
the activities or the mitigation measures
for this rule. See the 2019 Navy
application and the 2018 AFTT final
rule for detailed information on the
Navy’s mitigation measures. NMFS
worked with the Navy in the
development of the Navy’s initially
proposed measures, which were
informed by years of implementation
and monitoring. A complete discussion
of the Navy’s evaluation process used to
develop, assess, and select mitigation
measures, which was informed by input
from NMFS, can be found in Chapter 5
(Mitigation) of the 2018 AFTT FEIS/
OEIS. The process described in Chapter
5 (Mitigation) of the 2018 AFTT FEIS/
OEIS robustly supported NMFS’
independent evaluation of whether the
mitigation measures would meet the
least practicable adverse impact
standard. The Navy has implemented
the mitigation measures under the 2018
AFTT regulations and would be
required to continue implementation of
the mitigation measures identified in
this rule for the full seven years it
covers to avoid or reduce potential
impacts from acoustic, explosive, and
physical disturbance and ship strike
stressors.
In its 2019 application, the Navy
proposes no changes to the mitigation
measures in the 2018 AFTT final rule
and there is no new information that
affects NMFS’ assessment of the
applicability or effectiveness of those
measures over the new seven-year
period. See the 2018 AFTT proposed
rule and the 2018 AFTT final rule for
our full assessment of these measures.
In summary, the Navy has agreed to
procedural mitigation measures that
will reduce the probability and/or
severity of impacts expected to result
from acute exposure to acoustic sources
or explosives, ship strike, and impacts
to marine mammal habitat. Specifically,
the Navy will use a combination of
delayed starts, powerdowns, and
shutdowns to minimize or avoid serious
injury or mortality, minimize the
likelihood or severity of PTS or other
injury, and reduce instances of TTS or
more severe behavioral disruption
caused by acoustic sources or
explosives. The Navy also will
implement multiple time/area
restrictions (several of which were
added in the 2018 AFTT final rule since
the previous AFTT MMPA incidental
take rule) that would reduce take of
marine mammals in areas or at times
where they are known to engage in
important behaviors, such as feeding or
calving, where the disruption of those
behaviors would have a higher
probability of resulting in impacts on
reproduction or survival of individuals
that could lead to population-level
impacts. Summaries of the Navy’s
procedural mitigation measures and
mitigation areas for the AFTT Study
Area are provided in Tables 14 and 15.
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TABLE 14—SUMMARY OF PROCEDURAL MITIGATION
Stressor or activity
Mitigation zones sizes and other requirements
Environmental Awareness and Education ..........
Active Sonar .......................................................
Air Guns ..............................................................
Pile Driving ..........................................................
Weapons Firing Noise ........................................
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Æ Afloat Environmental Compliance Training program for applicable personnel.
Depending on sonar source:
Æ 1,000 yd. power down, 500 yd. power down, and 200 yd. shut down.
Æ 200 yd. shut down.
Æ 150 yd.
Æ 100 yd.
Æ 30° on either side of the firing line out to 70 yd.
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TABLE 14—SUMMARY OF PROCEDURAL MITIGATION—Continued
Stressor or activity
Mitigation zones sizes and other requirements
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Explosive Sonobuoys .........................................
Explosive Torpedoes ..........................................
Explosive Medium-Caliber and Large-Caliber
Projectiles..
600 yd.
2,100 yd.
1,000 yd. (large-caliber projectiles).
600 yd. (medium-caliber projectiles during surface-to-surface activities).
200 yd. (medium-caliber projectiles during air-to-surface activities).
2,000 yd. (21–500 lb. net explosive weight).
900 yd. (0.6–20 lb. net explosive weight).
2,500 yd.
2.5 NM.
2,100 yd. (6–650 lb. net explosive weight).
600 yd. (0.1–5 lb. net explosive weight).
1,000 yd. (21–60 lb. net explosive weight for positive control charges and charges
using time-delay fuses).
Æ 500 yd. (0.1–20 lb. net explosive weight for positive control charges).
Æ 200 yd.
Explosive Missiles and Rockets .........................
Explosive Bombs ................................................
Sinking Exercises ...............................................
Explosive Mine Countermeasure and Neutralization Activities.
Explosive Mine Neutralization Activities Involving Navy Divers.
Maritime Security Operations—Anti-Swimmer
Grenades.
Line Charge Testing ...........................................
Ship Shock Trials ................................................
Vessel Movement ...............................................
Æ
Æ
Æ
Æ
Æ
Æ
Æ
Towed In-Water Devices ....................................
Small-, Medium-, and Large-Caliber Non-Explosive Practice Munitions.
Non-Explosive Missiles and Rockets .................
Non-Explosive Bombs and Mine Shapes ...........
900 yd.
3.5 NM.
500 yd. (whales).
200 yd. (other marine mammals).
North Atlantic right whale Dynamic Management Area notification messages.
250 yd.
200 yd.
Æ 900 yd.
Æ 1,000 yd.
Notes: lb: pounds; nmi: nautical miles; yd: yards.
TABLE 15—SUMMARY OF MITIGATION AREAS FOR MARINE MAMMALS
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Summary of mitigation area requirements
Northeast North Atlantic Right Whale Mitigation Area:
Æ The Navy will report the total hours and counts of active sonar and in-water explosives used in the mitigation area in its annual training
and testing activity reports.
Æ The Navy will minimize use of active sonar to the maximum extent practicable and will not use explosives that detonate in the water.
Æ The Navy will conduct non-explosive torpedo testing during daylight hours in Beaufort sea state 3 or less using three Lookouts (one on a
vessel, two in an aircraft during aerial surveys) and an additional Lookout on the submarine when surfaced; during transits, ships will
maintain a speed of no more than 10 knots; during firing, ships will maintain a speed of no more than 18 knots except brief periods of
time during vessel target firing.
Æ Vessels will obtain the latest North Atlantic right whale sightings data and implement speed reductions after they observe a North Atlantic
right whale, if within 5 NM of a sighting reported within the past week, and when operating at night or during periods of reduced visibility.
Gulf of Maine Planning Awareness Mitigation Area:
Æ The Navy will report the total hours and counts of active sonar and in-water explosives used in the mitigation area in its annual training
and testing activity reports.
Æ The Navy will not conduct major training exercises and will not conduct >200 hours of hull-mounted mid-frequency active sonar per year.
Northeast Planning Awareness Mitigation Areas and Mid-Atlantic Planning Awareness Mitigation Areas:
Æ Navy will avoid conducting major training exercises to the maximum extent practicable.
Æ The Navy will not conduct more than four major training exercises per year.
Southeast North Atlantic Right Whale Mitigation Area (November 15–April 15):
Æ The Navy will report the total hours and counts of active sonar and in-water explosives used in the mitigation area in its annual training
and testing activity reports.
Æ The Navy will not use active sonar except as necessary for navigation training, object detection training, and dipping sonar.
Æ The Navy will not expend explosive or non-explosive ordnance.
Æ Vessels will obtain the latest North Atlantic right whale sightings data; will implement speed reductions after they observe a North Atlantic
right whale, if within 5 NM of a sighting reported within the past 12 hours, and when operating at night or during periods of reduced visibility; and will minimize north-south transits to the maximum extent practicable.
Jacksonville Operating Area (November 15–April 15):
Æ Navy units conducting training or testing activities in the Jacksonville Operating Area will obtain and use Early Warning System North Atlantic right whale sightings data as they plan specific details of events to minimize potential interactions with North Atlantic right whales to
the maximum extent practicable. The Navy will use the reported sightings information to assist visual observations of applicable mitigation zones and to aid in the implementation of procedural mitigation.
Southeast North Atlantic Right Whale Critical Habitat Special Reporting Area (November 15–April 15):
Æ The Navy will report the total hours and counts of active sonar and in-water explosives used in the mitigation area in its annual training
and testing activity reports.
Navy Cherry Point Range Complex Nearshore Mitigation Area (March–September):
Æ The Navy will not conduct explosive mine neutralization activities involving Navy divers in the mitigation area.
Æ To the maximum extent practicable, the Navy will not use explosive sonobuoys, explosive torpedoes, explosive medium-caliber and largecaliber projectiles, explosive missiles and rockets, explosive bombs, explosive mines during mine countermeasure and neutralization activities, and anti-swimmer grenades in the mitigation area.
Bryde’s Whale Mitigation Area:
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TABLE 15—SUMMARY OF MITIGATION AREAS FOR MARINE MAMMALS—Continued
Summary of mitigation area requirements
Æ The Navy will report the total hours and counts of active sonar and in-water explosives used in the mitigation area in its annual training
and testing activity reports.
Æ The Navy will not conduct >200 hours of hull-mounted mid-frequency active sonar per year and will not use explosives (except during explosive mine warfare activities).
Gulf of Mexico Planning Awareness Mitigation Areas
Notes: min.: minutes; nmi: nautical miles.
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Mitigation Conclusions
NMFS has carefully evaluated the
Navy’s proposed mitigation measures—
many of which were developed with
NMFS’ input during the previous
phases of Navy training and testing
authorizations and none of which have
changed since our evaluation during the
2018 AFTT rulemaking—and
considered a broad range of other
measures (i.e., the measures considered
but eliminated in the Navy’s 2018 FEIS/
OEIS, which reflect many of the
comments that have arisen via NMFS or
public input in past years) in the
context of ensuring that NMFS
prescribes the means of effecting the
least practicable adverse impact on the
affected marine mammal species and
stocks and their habitat. Our evaluation
of potential measures included
consideration of the following factors in
relation to one another: The manner in
which, and the degree to which, the
successful implementation of the
mitigation measures is expected to
reduce the likelihood and/or magnitude
of adverse impacts to marine mammal
species and stocks and their habitat; the
proven or likely efficacy of the
measures; and the practicability of the
measures for applicant implementation,
including consideration of personnel
safety, practicality of implementation,
and impact on the effectiveness of the
military readiness activity. There is no
new information that affects our
analysis from the 2018 AFTT
rulemaking, all of which remains
applicable and valid for our assessment
of the appropriateness of the mitigation
measures during the seven-year period
of this rule.
Based on our evaluation of the Navy’s
proposed measures (which are being
implemented under the 2018 AFTT
regulations), as well as other measures
considered by the Navy and NMFS,
NMFS has preliminarily determined
that the Navy’s proposed mitigation
measures (which are identical to those
in the 2018 AFTT final rule) are
appropriate means of effecting the least
practicable adverse impacts on marine
mammal species or stocks and their
habitat, paying particular attention to
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rookeries, mating grounds, and areas of
similar significance, and considering
specifically personnel safety,
practicality of implementation, and
impact on the effectiveness of the
military readiness activity.
Additionally, as described in more
detail below, the 2018 AFTT final rule
includes an adaptive management
provision, which the Navy proposes to
extend, which ensures that mitigation is
regularly assessed and provides a
mechanism to improve the mitigation,
based on the factors above, through
modification as appropriate.
The proposed rule comment period
provides the public an opportunity to
submit recommendations, views, and/or
concerns regarding the Navy’s activities
and the proposed mitigation measures.
While NMFS has preliminarily
determined that the Navy’s proposed
mitigation measures would effect the
least practicable adverse impact on the
affected species or stocks and their
habitat, NMFS will consider all public
comments to help inform our final
decision. Consequently, the proposed
mitigation measures may be refined,
modified, removed, or added to prior to
the issuance of the final rule based on
public comments received, and where
appropriate, further analysis of any
additional mitigation measures.
Monitoring Program and Strategic
Planning Process described in the 2018
AFTT final rule. The Navy’s monitoring
strategy, currently required by the 2018
AFTT regulations, is well-designed to
work across Navy ranges to help better
understand the impacts of the Navy’s
activities on marine mammals and their
habitat by focusing on learning more
about marine mammal occurrence in
different areas and exposure to Navy
stressors, marine mammal responses to
different sound sources, and the
consequences of those exposures and
responses on marine mammal
populations. Similarly, the proposed
seven-year regulations would include
identical adaptive management
provisions and reporting requirements
as the 2018 AFTT regulations. There is
no new information that would indicate
that the monitoring measures put in
place under the 2018 AFTT final rule
would not remain applicable and
appropriate for the seven-year period of
this proposed rule. See the Monitoring
section of the 2018 AFTT final rule for
more details on the monitoring that
would be required under this rule. In
addition, please see the 2019 Navy
application, which references Chapter
13 of the 2017 Navy application for full
details on the monitoring and reporting
proposed by the Navy.
Proposed Monitoring
Section 101(a)(5)(A) of the MMPA
states that in order to authorize
incidental take for an activity, NMFS
must set forth requirements pertaining
to the monitoring and reporting of such
taking. The MMPA implementing
regulations at 50 CFR 216.104(a)(13)
indicate that requests for incidental take
authorizations must include the
suggested means of accomplishing the
necessary monitoring and reporting that
will result in increased knowledge of
the species and of the level of taking or
impacts on populations of marine
mammals that are expected to be
present.
In its 2019 application, the Navy
proposes no changes to the monitoring
described in the 2018 AFTT final rule.
They would continue implementation of
the robust Integrated Comprehensive
Adaptive Management
The 2018 AFTT regulations governing
the take of marine mammals incidental
to Navy training and testing activities in
the AFTT Study Area contain an
adaptive management component. Our
understanding of the effects of Navy
training and testing activities (e.g.,
acoustic and explosive stressors) on
marine mammals continues to evolve,
which makes the inclusion of an
adaptive management component both
valuable and necessary within the
context of seven-year regulations. The
2019 Navy application proposes no
changes to the adaptive management
component included in the 2018 AFTT
final rule.
The reporting requirements associated
with this rule are designed to provide
NMFS with monitoring data from the
previous year to allow NMFS to
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consider whether any changes to
existing mitigation and monitoring
requirements are appropriate. The use of
adaptive management allows NMFS to
consider new information from different
sources to determine (with input from
the Navy regarding practicability) on an
annual or biennial basis if mitigation or
monitoring measures should be
modified (including additions or
deletions). Mitigation measures could be
modified if new data suggests that such
modifications would have a reasonable
likelihood of more effectively
accomplishing the goals of the
mitigation and monitoring and if the
measures are practicable. If the
modifications to the mitigation,
monitoring, or reporting measures are
substantial, NMFS will publish a notice
of the planned LOA in the Federal
Register and solicit public comment.
The following are some of the
possible sources of applicable data to be
considered through the adaptive
management process: (1) Results from
monitoring and exercises reports, as
required by MMPA authorizations; (2)
compiled results of Navy funded
research and development studies; (3)
results from specific stranding
investigations; (4) results from general
marine mammal and sound research;
and (5) any information which reveals
that marine mammals may have been
taken in a manner, extent, or number
not authorized by these regulations or
subsequent LOAs. The results from
monitoring reports and other studies
may be viewed at https://
www.navymarinespeciesmonitoring.us/.
Reporting
In order to issue incidental take
authorization for an activity, section
101(a)(5)(A) of the MMPA states that
NMFS must set forth requirements
pertaining to the monitoring and
reporting of such taking. Effective
reporting is critical both to compliance
as well as ensuring that the most value
is obtained from the required
monitoring. Reports from individual
monitoring events, results of analyses,
publications, and periodic progress
reports for specific monitoring projects
will be posted to the Navy’s Marine
Species Monitoring web portal: https://
www.navymarinespeciesmonitoring.us.
The 2019 Navy application proposes no
changes to the reporting requirements
identified in the 2018 AFTT final rule.
Reporting requirements would remain
identical to those described in the 2018
AFTT final rule, and there is no new
information that would indicate that the
reporting requirements put in place
under the 2018 AFTT final rule would
not remain applicable and appropriate
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for the seven-year period of this
proposed rule. See the Reporting section
of the 2018 AFTT final rule for more
details on the reporting that would be
required under this rule.
Preliminary Analysis and Negligible
Impact Determination
NMFS has defined negligible impact
as an impact resulting from the
specified activity that cannot be
reasonably expected to, and is not
reasonably likely to, adversely affect the
species or stock through effects on
annual rates of recruitment or survival
(50 CFR 216.103). A negligible impact
finding is based on the lack of likely
adverse effects on annual rates of
recruitment or survival (i.e., populationlevel effects). An estimate of the number
of takes alone is not enough information
on which to base an impact
determination. In addition to
considering estimates of the number of
marine mammals that might be ‘‘taken’’
through mortality, serious injury, and
Level A or Level B harassment (as
presented in Tables 10–13), NMFS
considers other factors, such as the
likely nature of any responses (e.g.,
intensity, duration), the context of any
responses (e.g., critical reproductive
time or location, migration), as well as
effects on habitat, and the likely
effectiveness of the mitigation. We also
assess the number, intensity, and
context of estimated takes by evaluating
this information relative to population
status. Consistent with the 1989
preamble for NMFS’ implementing
regulations (54 FR 40338; September 29,
1989), the impacts from other past and
ongoing anthropogenic activities are
incorporated into this analysis via their
impacts on the environmental baseline
(e.g., as reflected in the regulatory status
of the species, population size and
growth rate where known, other ongoing
sources of human-caused mortality,
ambient noise levels, and specific
consideration of take by Level A
harassment or M/SI previously
authorized for other NMFS activities).
In the Estimated Take of Marine
Mammals sections of this proposed rule
and the 2018 AFTT final rule (where the
activities, species and stocks, potential
effects, and mitigation measures are the
same as for this rule), we identified the
subset of potential effects that would be
expected to rise to the level of takes
both annually and over the seven-year
period covered by this rule, and then
identified the number of each of those
mortality takes that we believe could
occur or the maximum number of
harassment takes that are reasonably
expected to occur based on the methods
described. The impact that any given
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take will have is dependent on many
case-specific factors that need to be
considered in the negligible impact
analysis (e.g., the context of behavioral
exposures such as duration or intensity
of a disturbance, the health of impacted
animals, the status of a species that
incurs fitness-level impacts to
individuals, etc.). For this proposed rule
we evaluated the likely impacts of the
enumerated maximum number of
harassment takes that are proposed for
authorization and reasonably expected
to occur, in the context of the specific
circumstances surrounding these
predicted takes. We also assessed M/SI
takes that have the potential to occur, as
well as considering the traits and
statuses of the affected species and
stocks. Last, we collectively evaluated
this information, as well as other more
taxa-specific information and mitigation
measure effectiveness, in group-specific
assessments that support our negligible
impact conclusions for each stock.
The Navy proposes no changes to the
nature or level of the specified activities
or the boundaries of the AFTT Study
Area, and therefore the training and
testing activities (e.g., equipment and
sources used, exercises conducted) are
the same as those analyzed in the 2018
AFTT final rule. In addition, the
mitigation, monitoring, and reporting
measures are identical to those
described and analyzed in the 2018
AFTT final rule. As described above,
there is no new information available
since the publication of the 2018 AFTT
final rule regarding the impacts of the
specified activities on marine mammals,
the status and distribution of any of the
affected marine mammal species or
stocks, or the effectiveness of the
mitigation and monitoring measures
that would change our analyses.
Harassment
As described in the Estimated Takes
of Marine Mammals section, the annual
number of takes proposed for
authorization and reasonably expected
to occur by Level A harassment and
Level B harassment (based on the
maximum number of activities per 12month period) are identical to those
presented in Tables 39 through 41 in the
Take Requests section of the 2018 AFTT
final rule. As such the negligible impact
analyses and determinations of the
effects of the estimated Level A
harassment and Level B harassment
takes on annual rates of recruitment or
survival for each species and stock are
identical to that presented in the 2018
AFTT final rule. The only difference is
that the annual levels of take and the
associated effects on reproduction or
survival would occur for the seven-year
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period of the proposed rule instead of
the five-year period of the 2018 AFTT
final rule, which would make no
difference in effects on annual rates of
recruitment or survival. For detailed
discussion of the impacts that affected
individuals may experience given the
specific characteristics of the specified
activities and required mitigation (e.g.,
from behavioral harassment, masking,
and temporary or permanent threshold
shift), along with the effects of the
expected Level A harassment and Level
B harassment take on reproduction and
survival, see the applicable subsections
in the Analysis and Negligible Impact
Determination section of the 2018 AFTT
final rule (83 FR 57211–57217).
Serious Injury or Mortality
In its 2019 application, the Navy
proposes no additional ship shock trials
during the seven-year period of the
proposed rule to those covered by the
existing 2018 AFTT regulations, so the
expected and requested total takes by
M/SI due to explosives over seven years
are the same as those authorized in the
existing 2018 AFTT regulations. There
is no new information that affects the
methodology or results of the shipshock analysis presented in the 2018
AFTT final rule. But as these same
activities would occur over seven years
rather than five years, the estimated
annual take is calculated as the number
of total takes divided by seven. For each
of the dolphin species or stocks listed in
Table 16 there would be an annual take
of 0.14 dolphins (i.e., for those species
or stocks where one take could occur
divided by seven years to get the annual
number of M/SIs) or 0.86 dolphins in
the case of short-beaked common
dolphin (i.e., where six takes could
occur divided by seven years to get the
annual number of M/SIs). This is a
decrease from the annual take of 0.2
dolphins (for the three species where
one lethal take could occur) and annual
take of 1.2 short-beaked dolphins
(where six lethal takes could occur) over
the five-year period of the 2018 AFTT
regulations, as shown in Table 70 in the
2018 AFTT final rule. As the proposed
annual number is less than that
analyzed and authorized in the 2018
AFTT final rule and no other relevant
information about the status,
abundance, or effects of mortality on
each species or stock has changed, the
analysis of the effects of take from ship
shock trials mirrors that presented in
the 2018 AFTT final rule.
TABLE 16—SUMMARY INFORMATION RELATED TO AFTT SERIOUS INJURY OR MORTALITY FROM EXPLOSIVE
[(Ship Shock Trials), 2018–2025]
Species
(stock)
Stock
abundance
(Nbest) *
Atlantic white-sided dolphin (Western
N. Atlantic).
Pantropical spotted dolphin (Northern
GOMEX).
Short-beaked common dolphin (Western N. Atlantic).
Spinner dolphin (Northern GOMEX) ...
Annual
estimated
take by
serious
injury or
mortality
(M/SI) 1
Fisheries
interactions
(Y/N);
annual rate
of M/SI from
fisheries
interactions *
Total
annual
M/SI * 2
NEFSC
authorized
take
(annual)
PBR *
Residual
PBR—
PBR minus
annual
M/SI and
NEFSC
authorized
take 3
UME
(Y/N);
number
and year
Stock
trend * 4
48,819
0.14
30
30
304
0.6
273.4
?
N.
50,880
0.14
4.4
4.4
407
0
402.6
?
Y; 3 in 2010–2014.
70,184
0.86
406
406
557
2
149
?
N.
11,441
0.14
0
0
62
0
62
?
Y; 7 in 2010–2014.
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* Presented in the draft 2018 SARS.
1 This column represents the annual take by M/SI during ship shock trials and was calculated by the number of mortalities planned for authorization divided by seven years (the length of the
rule and LOAs).
2 This column represents the total number of incidents of M/SI that could potentially accrue to the specified species or stock. This number comes from the SAR, but deducts the takes accrued
from either Navy or NEFSC takes as noted in the SARs to ensure they are not double-counted against PBR. However, for these species, there were no were no takes from either Navy or
NEFSC as noted in the SARs to deduct that would be considered double-counting.
3 This value represents the calculated PBR less the average annual estimate of ongoing anthropogenic mortalities (i.e., total annual human-caused M/SI, which is presented in the draft 2018
SARs) and authorized take for NEFSC.
4 See relevant SARs for more information regarding stock status and trends.
The other facet of the analysis for
which there is a quantitative change
from the 2018 AFTT final rule is the
number of potential mortalities due to
ship strike proposed to be authorized
over the seven-year period. First, based
on the information and methods
discussed in the Estimated Take of
Marine Mammals section (which are
identical to those used in the 2018
AFTT final rule), NMFS has predicted
that mortal takes of four large whales
over the course of the seven-year rule
could occur (as compared to three large
whales over five years in the 2018 AFTT
final rule). Second, while no more than
one whale over the seven years of any
species of fin whale, sei whale, minke
whale, or sperm whale (North Atlantic
stock) would occur (which is the same
as in the five-year 2018 AFTT final
rule), as described above in the
Estimated Take of Marine Mammals
section, the number of potential
mortality takes of humpback whales has
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increased from one to two. This means
an annual average of 0.29 humpback
whales and an annual average of 0.14
whales from each of the other four
species or stocks as described in Table
17 (i.e., one, or two, take(s) over seven
years divided by seven to get the annual
number) are expected to potentially
occur and are proposed for
authorization. As this annual number is
less than that analyzed and authorized
in the 2018 AFTT final rule for fin
whale, sei whale, minke whale, and
sperm whale (North Atlantic stock),
which was an annual average of 0.2
whales for the same four species and
stocks, and no other relevant
information about the status,
abundance, or effects of mortality on
each species or stock has changed, the
analysis of the effects of vessel strike
mirrors that presented in the 2018 AFTT
final rule. For humpback whales, the
annual number for potential mortality
takes is slightly higher than in the 2018
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AFTT final rule, but the number still
falls below the insignificance threshold
of 10 percent of residual Potential
Biological Removal (PBR), which
indicates an insignificant incremental
increase in ongoing anthropogenic
mortality that alone will not adversely
affect annual rates of recruitment or
survival. The analysis of the effects of
this potential mortality on humpback
whales, considered in combination with
other estimated harassment takes, on
annual rates of recruitment and survival
appears in the Group and SpeciesSpecific Analyses section for Mysticetes
below.
See the Serious Injury and Mortality
subsection in the Analysis and
Negligible Impact Determination section
of the 2018 AFTT final rule (83 FR
57217–57223) for detailed discussions
of the impacts of M/SI, including a
description of how the agency uses the
PBR metric and other factors to inform
our analysis, and an analysis of the
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impacts on each species and stock for
which mortality is proposed for
authorization including the relationship
of potential mortality for each species to
the insignificance threshold and
residual PBR. Because the annual
number of potential mortality takes for
humpback whales remains below the
insignificance threshold, the discussion
for humpback whales (83 FR 57221–
57222) remains fully applicable. For
discussion specifically on the role of the
calculated PBR in evaluating the effects
of M/SI, see both the 2018 AFTT final
rule and the 2018 HSTT final rule.
TABLE 17—SUMMARY INFORMATION RELATED TO AFTT SHIP STRIKE, 2018–2025
Stock
abundance
(Nbest) *
Species
(stock)
Fin whale (Western
North Atlantic).
Sei whale (Nova Scotia)
Minke Whale (Canadian
East Coast).
Humpback whale (Gulf
of Maine).
Sperm whale (North Atlantic).
Annual
estimated
take by
serious
injury or
mortality
(M/SI) 1
Total
annual
M/SI * 2
Fisheries
interactions
(Y/N);
annual rate
of M/SI from
fisheries
interactions *
Vessel
collisions
(Y/N);
annual rate of M/SI
from
vessel
collision *
PBR *
NEFSC
authorized
take
(annual)
Residual
PBR—
PBR minus
annual
M/SI and
NEFSC
authorized
take 3
UME
(Y/N);
number
and year 5
Stock
trend * 4
1,618
0.14
2.5
Y; 1.1 .....................
Y; 1.4 .....................
2.5
0
0
?
N.
357
2,591
0.14
0.14
0.8
7.5
N; 0 ........................
Y; 6.5 .....................
† Y; 0.8 ...................
† Y; 1 ......................
0.5
14
0
1
¥0.3
5.5
?
?
896
0.29
9.8
Y; 7.1 .....................
Y; 2.7 .....................
14.6
0
4.8
&«↑&&∠
2,288
0.14
0.8
Y; 0.6 .....................
Y; 0.2 .....................
3.6
0
2.8
?
N.
Y; 2 in 2019 as of 4/1/
2019 (27 in 2017 and
20 in 2018).
Y; 9 in 2019 as of 4/1/
2019 (26 in 2016, 34
in 2017 and 25 in
2018).
?.
* Presented in the draft 2018 SARS.
† Value presented incorrectly in the 2018 AFTT final rule and corrected here.
1 This column represents the annual take by M/SI by vessel collision and was calculated by the number of mortalities planned for authorization divided by seven years (the length of the rule
and LOAs).
2 This column represents the total number of incidents of M/SI that could potentially accrue to the specified species or stock. This number comes from the SAR, but deducts the takes accrued
from either Navy strikes or NEFSC takes as noted in the SARs to ensure they are not double-counted against PBR. However, for these species, there were no takes from either Navy or NEFSC
as noted in the SARs to deduct that would be considered double-counting.
3 This value represents the calculated PBR less the average annual estimate of ongoing anthropogenic mortalities (i.e., total annual human-caused M/SI, which is presented in the draft 2018
SARs) and authorized take for NEFSC.
4 See relevant SARs for more information regarding stock status and trends.
5 This column presents UME information updated since the 2018 AFTT final rule, as discussed in the earlier section Potential Effects of Specified Activities on Marine Mammals and their
Habitat.
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Group and Species-Specific Analyses
In addition to broader analyses of the
impacts of the Navy’s activities on
mysticetes, odontocetes, and pinnipeds,
the 2018 AFTT final rule contained
detailed analyses of the effects of the
Navy’s activities in the AFTT Study
Area on each affected species and stock.
All of that information and analyses
remain applicable and valid for our
analyses of the effects of the same Navy
activities on the same species and stocks
for the seven-year period of this
proposed rule. See the Group and
Species-Specific Analyses subsection in
the Analysis and Negligible Impact
Determination section of the 2018 AFTT
final rule (83 FR 57223–57247). In
addition, no new information has been
received since the publication of the
2018 AFTT final rule that significantly
changes the analyses on the effects of
the Navy’s activities on each species
and stock presented in the 2018 AFTT
final rule.
In the discussions below, the
estimated Level B harassment takes
represent instances of take, not the
number of individuals taken (the much
lower and less frequent Level A
harassment takes are far more likely to
be associated with separate individuals),
and in many cases some individuals are
expected to be taken more than one
time, while in other cases a portion of
individuals will not be taken at all.
Below, we compare the total take
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numbers (including PTS, TTS, and
behavioral disruption for stocks to their
associated abundance estimates to
evaluate the magnitude of impacts
across the stock and to individuals.
Specifically, when an abundance
percentage comparison is below 100, it
means that that percentage or less of the
individuals in the stock will be affected
(i.e., some individuals will not be taken
at all), that the average for those taken
is one day per year, and that we would
not expect any individuals to be taken
more than a few times in a year. When
it is more than 100 percent, it means
there will definitely be some number of
repeated takes of individuals. For
example, if the percentage is 300, the
average would be each individual is
taken on three days in a year if all were
taken, but it is more likely that some
number of individuals will be taken
more than three times and some number
of individuals fewer or not at all. While
it is not possible to know the maximum
number of days across which
individuals of a stock might be taken, in
acknowledgement of the fact that it is
more than the average, for the purposes
of this analysis, we assume a number
approaching twice the average. For
example, if the percentage of take
compared to the abundance is 800, we
estimate that some individuals might be
taken as many as 16 times. Those
comparisons are included in the
sections below. For some stocks these
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numbers have been adjusted slightly
(with these adjustments being in the
single digits) so as to more consistently
apply this approach, but these minor
changes did not change the analysis or
findings.
To assist in understanding what this
analysis means, we clarify a few issues
related to estimated takes and the
analysis here. An individual that incurs
a PTS or TTS take may sometimes, for
example, also be behaviorally disturbed
at the same time. As described in the
Harassment subsection of the Negligible
Impact Analysis section of the 2018
AFTT final rule, the degree of PTS, and
the degree and duration of TTS,
expected to be incurred from the Navy’s
activities are not expected to impact
marine mammals such that their
reproduction or survival could be
affected. Similarly, data do not suggest
that a single instance in which an
animal accrues PTS or TTS and is also
behaviorally harassed would result in
impacts to reproduction or survival.
Alternately, we recognize that if an
individual is behaviorally harassed
repeatedly for a longer duration and on
consecutive days, effects could accrue to
the point that reproductive success is
jeopardized (as discussed below in the
stock-specific summaries). Accordingly,
in analyzing the number of takes and
the likelihood of repeated and
sequential takes (which could result in
reproductive impacts), we consider the
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total takes, not just the behavioral Level
B harassment takes, so that individuals
potentially exposed to both threshold
shift and behavioral disruption are
appropriately considered. We note that
the same reasoning applies with the
potential addition of behavioral
disruption (harassment) to tissue
damage from explosives, the difference
being that we do already consider the
likelihood of reproductive impacts
whenever tissue damage occurs.
Further, the number of Level A
harassment takes by either PTS or tissue
damage are so low compared to
abundance numbers that it is considered
highly unlikely that any individual
would be taken at those levels more
than once.
Having considered all of the
information and analyses previously
presented in the 2018 AFTT final rule,
including the information presented in
the Overview, the Deepwater Horizon
(DWH) Oil Spill discussion, and the
Group and Species-Specific Analyses
discussions organized by the different
groups and species, below we present
tables showing instances of total take as
a percentage of stock abundance for
each group, updated with the new
vessel strike and ship shock calculations
for some species. We then summarize
the information for each species or
stock, considering the analysis from the
2018 AFTT final rule and any new
analysis. The analyses below in some
cases address species collectively if they
occupy the same functional hearing
group (i.e., low, mid, and highfrequency cetaceans and pinnipeds in
water), share similar life history
strategies, and/or are known to
behaviorally respond similarly to
acoustic stressors. Because some of
these groups or species share
characteristics that inform the impact
analysis similarly, it would be
duplicative to repeat the same analysis
for each species or stock. In addition,
animals belonging to each stock within
a species typically have the same
hearing capabilities and behaviorally
respond in the same manner as animals
in other stocks within the species.
Below we compile and summarize the
information that supports our
determination that the Navy’s activities
would not adversely affect any species
or stocks through effects on annual rates
of recruitment or survival for any of the
affected mysticete species and stocks.
and they are listed as endangered under
the ESA. There is an active UME
associated with the recent unusually
high number of deaths, some of which
have been attributed to entanglement or
vessel strike, although no vessel strikes
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North Atlantic Right Whale (Western
Stock)
As described in the 2018 AFTT final
rule, the status of NARW is precarious
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Mysticetes
In Table 18 below for mysticetes, we
indicate the total annual mortality,
Level A and Level B harassment, and a
number indicating the instances of total
take as a percentage of abundance. Table
18 is unchanged from Table 72 in the
2018 AFTT final rule, except for
updated information on mortality, as
discussed above. For additional
information and analysis supporting the
negligible-impact analysis, see the
Mysticetes discussion in the Group and
Species-Specific Analyses section of the
2018 AFTT final rule, all of which
remains applicable to this proposed rule
unless specifically noted.
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have been attributed to the Navy and no
new NARW deaths have been
documented since the 2018 AFTT final
rule was published. The number of
births in recent years has been
unusually low and recent studies have
reported individuals showing poor
health or high stress levels.
Accordingly, as described above and in
the 2018 AFTT final rule, the Navy is
implementing and would continue to
implement a suite of mitigation
measures that not only avoid the
likelihood of ship strikes, but also
minimize the severity of behavioral
disruption by minimizing impacts in
areas that are important for feeding and
calving, thus ensuring that the relatively
small number of Level B harassment
takes that do occur are not expected to
affect reproductive success or
survivorship via detrimental impacts to
energy intake or cow/calf interactions.
Specifically, no mortality or Level A
harassment is anticipated or proposed
for authorization. Regarding the
magnitude of Level B harassment takes
(TTS and behavioral disruption), the
number of estimated instances
compared to the abundance (137
percent) combined with the fact that the
AFTT Study Area overlaps most if not
all of the range, suggests that many to
most of the individuals in the stock will
likely be taken, but only on one or two
days per year, with no reason to think
the days would likely be sequential.
Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure is expected to be between
minutes and hours (i.e., relatively
short), the received sound levels are
largely below 172 dB with some lesser
portion up to 178 dB (i.e., of a moderate
or lower level, less likely to evoke a
severe response), and because of the
mitigation measures the exposures will
not occur in areas or at times where
impacts would be likely to affect feeding
and energetics or important cow/calf
interactions that could lead to reduced
reproductive success or survival.
Regarding the severity of TTS takes, as
explained in the 2018 AFTT final rule,
they are expected to be low-level and of
short duration and the associated lost
opportunities and capabilities are not at
a level that would impact reproduction
or survival.
Altogether, any individual NARW is
likely to be disturbed at a low-moderate
level on no more than a couple of likely
non-sequential days per year (and not in
biologically important areas). Even
given the fact that some of the affected
individuals may have compromised
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health, there is nothing to suggest that
such a low magnitude and severity of
effects would result in impacts on
reproduction or survival of any
individual, much less annual rates of
recruitment or survival for the stock. For
these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
NARW.
Blue Whale (Western North Atlantic
Stock)
This is a wide-ranging stock that is
best considered as ‘‘an occasional
visitor’’ to the U.S. EEZ, which may
represent the southern limit of its
feeding range (Hayes et al., 2018),
though no specific feeding areas have
been identified. For this reason, the
abundances calculated by the Navy
based on survey data in the U.S. EEZ are
very low (9 and 104, in the U.S. EEZ
and throughout the range respectively)
and while NMFS’ SAR does not predict
an abundance, it does report an Nmin
(minimum abundance) of 440. There is
no currently reported trend for the
population and there are no specific
issues with the status of the stock that
cause particular concern (e.g., no
UMEs), although the species is listed as
endangered under the ESA. We note,
however, that this species was originally
listed under the ESA as a result of the
impacts from commercial whaling,
which is no longer affecting the species.
No mortality or Level A harassment is
anticipated or proposed for
authorization for blue whales. Regarding
the magnitude of Level B harassment
takes (TTS and behavioral disruption),
given the number of total takes (47), the
large range and wide-ranging nature of
blue whales, and the minimum
abundance identified in the SAR, there
is no reason to think that any single
animal will be taken by Level B
harassment more than one time (though
perhaps a few could be) and less than
10 percent of the population is likely to
be impacted. Regarding the severity of
those individual Level B harassment
behavioral takes, as explained in the
2018 AFTT final rule, the duration of
any exposure is expected to be between
minutes and hours (i.e., relatively short)
and the received sound levels are
largely below 172 dB with a portion up
to 178 dB (i.e., of a moderate or lower
level, less likely to evoke a severe
response). Regarding the severity of TTS
takes, as explained in the 2018 AFTT
final rule, they are expected to be lowlevel and of short duration and the
associated lost opportunities and
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capabilities not at a level that would
impact reproduction or survival.
Altogether, less than 10 percent of the
stock is likely to be impacted and any
individual blue whale is likely to be
disturbed at a low-moderate level on no
more than a day or two days per year
and not in any known biologically
important areas. This low magnitude
and severity of effects is unlikely to
result in impacts on the reproduction or
survival of any individual, much less
annual rates of recruitment or survival
for the stock. For these reasons, we have
preliminarily determined, in
consideration of all of the effects of the
Navy’s activities combined, that the
proposed authorized take would have a
negligible impact on blue whales.
Bryde’s Whale (Northern Gulf of Mexico
Stock)
The Northern Gulf of Mexico Bryde’s
whale is a small resident population
and is listed as endangered under the
ESA. Although there is no current UME,
the small size of the population and its
constricted range, combined with the
lingering effects of exposure to oil from
the DWH oil spill (which include
adverse health effects on individuals, as
well as population effects) are cause for
considerable caution. Accordingly, as
described above, the Navy is
implementing and would continue to
implement considerable time/area
mitigation to minimize impacts within
their limited range, including not
planning major training exercises,
which include the most powerful sound
sources operating in a more
concentrated area, limiting the hours of
other sonar use, and not using
explosives, with the exception of mine
warfare activities, which has both
reduced the amount of take and reduced
the likely severity of impacts. No
mortality or Level A harassment by
tissue damage injury is anticipated or
proposed for authorization, and only
one Level A harassment by PTS take is
estimated and proposed for
authorization.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances compared to the abundance
(112 percent, Table 18) combined with
the fact that the AFTT Study Area
overlaps all of the small range, suggests
that most to all of the individuals in the
stock will likely be taken, but only on
one or two days per year, with no reason
to think the days would likely be
sequential. Regarding the severity of
those individual Level B harassment
behavioral takes, as explained in the
2018 AFTT final rule, the duration of
any exposure is expected to be between
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minutes and hours (i.e., relatively
short); the received sound levels are
largely below 172 dB with a portion up
to 178 dB (i.e., of a moderate or lower
level, less likely to evoke a severe
response); and because of the mitigation
the exposures will be of a less impactful
nature. Regarding the severity of TTS
takes, as explained in the 2018 AFTT
final rule, they are expected to be lowlevel and of short duration and the
associated lost opportunities and
capabilities not at a level that would
impact reproduction or survival. For
similar reasons the one estimated Level
A harassment take by PTS for this stock
is unlikely to have any effect on the
reproduction or survival of that
individual, even if it were to be
experienced by an individual that also
experiences one or more Level B
harassment takes.
Altogether, any individual Bryde’s
whale is likely to be disturbed at a lowmoderate level on no more than one or
two days per year. Even given the fact
that some of the affected individuals
may have compromised health, there is
nothing to suggest that such a low
magnitude and severity of effects would
result in impacts on the reproduction or
survival of any individual, much less
annual rates of recruitment or survival
for the stock. For these reasons, we have
preliminarily determined, in
consideration of all of the effects of the
Navy’s activities combined, that the
proposed authorized take would have a
negligible impact on the Gulf of Mexico
stock of Bryde’s whales.
Bryde’s Whale (No Stock Designated—
NSD)
These Bryde’s whales span the midand southern Atlantic and have not
been designated as a stock under the
MMPA. There is no currently reported
trend for the population and there are
no specific issues with the status of the
stock that cause particular concern (e.g.,
UMEs). No mortality or Level A
harassment is anticipated or proposed
for authorization. Regarding the
magnitude of Level B harassment takes
(TTS and behavioral disruption), the
number of estimated instances
compared to the abundance within the
U.S. EEZ and both in and outside of the
U.S. EEZ, respectively, is 626 percent
and 60 percent (Table 18), though the
percentages would be far lower if
compared against the abundance of the
entire range of this species in the
Atlantic. This information suggests that
only a portion of the stock is likely
impacted (significantly less than 60
percent given the large range), but that
there is likely some repeat exposure (5
to 12 days within a year) of some subset
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of individuals within the U.S. EEZ if
some animals spend extended time
within the U.S. EEZ. Regarding the
severity of those individual Level B
harassment behavioral takes, as
explained in the 2018 AFTT final rule,
the duration of any exposure is expected
to be between minutes and hours (i.e.,
relatively short) and the received sound
levels are largely below 172 dB with a
portion up to 178 dB (i.e., of a moderate
or lower level, less likely to evoke a
severe response). Regarding the severity
of TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level and of short duration and the
associated lost opportunities and
capabilities not at a level that would
impact reproduction or survival.
Altogether, only a portion of the
population is impacted and any
individual Bryde’s whale is likely to be
disturbed at a low to moderate level,
with likely many animals exposed only
once or twice and a subset potentially
disturbed across 5 to 12 likely nonsequential days not in any known
biologically important areas. This low
magnitude and severity of effects is not
expected to result in impacts on annual
rates of recruitment or survival for the
stock. For these reasons, we have
preliminarily determined, in
consideration of all of the effects of the
Navy’s activities combined, that the
proposed authorized take would have a
negligible impact on the NSD stock of
Bryde’s whales.
Minke Whale (Canadian East Coast
Stock)
This stock of minke whales spans the
East Coast and far into Northern Canada
waters. Minke whales in the Atlantic are
currently experiencing a UME wherein
there have been unexpectedly elevated
deaths along the Atlantic Coast, some of
which have been preliminarily
attributed to human interaction
(primarily fisheries interactions) or
infectious disease. Two whales have
stranded in 2019 (20 whales stranded in
2018 and 27 whales stranded in 2017).
Because the most recent population
estimate is based only on surveys in
U.S. waters and slightly into Canada,
and did not cover the habitat of the
entire Canadian East Coast stock, the
abundance is underestimated in the
SAR and is likely significantly greater
than what is reflected in the current
SAR. NMFS proposes to authorize one
mortality in seven years, and the
resulting 0.14 annual mortality which
falls below 10 percent of residual PBR
(0.55), remains under the insignificance
threshold, and would be considerably
even lower if compared against a more
appropriate PBR.
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Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances compared to the abundance
within the U.S. EEZ and both in and
outside of the U.S. EEZ, respectively, is
536 percent and 53 percent (Table 18).
This information suggests that
something less than half of the
individuals are likely impacted, but that
there is likely some repeat exposure (5
to 10 days within a year) of some subset
of individuals within the U.S. EEZ if
some animals spend extended time
within the U.S. EEZ. Regarding the
severity of those individual takes by
behavioral Level B harassment, as
explained in the 2018 AFTT final rule,
the duration of any exposure is expected
to be between minutes and hours (i.e.,
relatively short) and the received sound
levels largely below 172 dB, with a
portion up to 178 dB (i.e., of a moderate
or lower level, less likely to evoke a
severe response). Also, the Navy
currently implements and would
continue to implement time/area
mitigation in the Northeast that
minimizes major training exercises and
total sonar hours in an area that
significantly overlaps an important
feeding area for minke whales. This
mitigation will reduce the severity of
impacts to minke whales by reducing
interference in feeding that could result
in lost feeding opportunities or
necessitate additional energy
expenditure to find other good foraging
opportunities. Regarding the severity of
TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level and of short duration and the
associated lost opportunities and
capabilities not at a level that would
impact reproduction or survival. For
similar reasons the five estimated Level
A harassment takes by PTS for this stock
are unlikely to have an effect on the
reproduction or survival of any
individual, even if PTS were to be
experienced by an individual that also
experiences one or more Level B
harassment takes.
Altogether, only a portion of the stock
would be impacted and any individual
minke whale is likely to be disturbed at
a low to moderate level, with likely
many animals exposed only once or
twice and a subset potentially disturbed
across 5 to 10 likely non-sequential
days, minimized in biologically
important areas. Even given the
potential for compromised health of
some individuals, this low magnitude
and severity of effects is not expected to
result in impacts on the reproduction or
survival of individuals, nor are these
harassment takes combined with the
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potential mortality expected to
adversely affect this stock through
impacts on annual rates of recruitment
or survival for the stock. For these
reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
minke whales.
Fin Whale (Western North Atlantic
Stock)
This stock spans the East Coast north
into the Newfoundland waters of
Canada. There is no currently reported
trend for the population and there are
no specific issues with the status of the
stock that cause particular concern (e.g.,
no UMEs), although the species is listed
as endangered under the ESA. NMFS
proposes to authorize one mortality over
the seven years of the rule, or 0.14
annually. With the addition of this 0.14
annual mortality, residual PBR is
exceeded, which means the total
human-caused mortality would exceed
residual PBR by 0.14. However, as
explained in the 2018 AFTT final rule,
this does not mean that the stock is not
at or increasing toward its optimum
sustainable population level (OSP) or
that one lethal take by the Navy over the
seven years covered by this rule would
adversely affect the stock through effects
on annual rates of reproduction or
survival. Consideration of all applicable
information indicates that the proposed
authorized mortality would not result in
more than a negligible impact on this
stock.
The abundance of fin whales is likely
significantly greater than what is
reflected in the current SAR because, as
noted in the SAR, the most recent
population estimate is based only on
surveys in U.S. waters and slightly into
Canada which does not include the
habitat of the entire stock as it extends
over a very large additional area into
Nova Scotian and Newfoundland
waters. Accordingly, if the PBR in the
SAR reflected the actual abundance
across the entire range of the stock,
residual PBR would be notably higher.
Additionally, the current abundance
estimate does not account for
availability bias due to submerged
animals (i.e., estimates are not corrected
to account for the fact that given X
number of animals seen at the surface,
we can appropriately assume that Y
number were submerged and not
counted). Without a correction for this
bias, the abundance estimate is likely
further biased low. Because of these
limitations, the current calculated PBR
is not a reliable indicator of how
removal of animals will affect the
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stock’s ability to reach or maintain OSP.
We note that, generally speaking, while
the abundance may be underestimated
in this manner for some stocks due to
the lack of surveys in areas outside of
the U.S. EEZ, it is also possible that the
human-caused mortality could be
underestimated in the un-surveyed area.
However, in the case of fin whales, most
mortality is caused by entanglement in
gear that is deployed relatively close to
shore and, therefore, unrecorded
mortality offshore would realistically be
proportionally less as compared to the
unsurveyed abundance and therefore
the premise that PBR is likely
underestimated still holds. Given the
small amount by which residual PBR is
exceeded and more significant degree
(proportionally) to which abundance is
likely underestimated, it is reasonable to
conclude that if a more realistic PBR
were used, the anticipated total humancaused mortality would be notably
under it.
We also note that 0.14 mortalities/
serious injuries means one mortality/
serious injury in one of the seven years
and zero mortalities/serious injuries in
six of the seven years. Therefore
residual PBR would not be exceeded in
86 percent of the years covered by this
rule. In situations where mortality/
serious injury is fractional,
consideration must be given to the
lessened impacts due to the absence of
mortality in six of the seven years.
Further, as described in the 2018 AFTT
final rule, the Atlantic Large Whale
Take Reduction Plan directs multiple
efforts and requirements towards
reducing mortality from commercial
fishing (via gear modifications, area
closures, and other mechanisms) and
NOAA Office of Law Enforcement has
reported high compliance rates.
Nonetheless, the exceedance of residual
PBR calls for close attention to the
remainder of impacts on fin whales
from this activity to ensure that the total
authorized impacts would be negligible.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances compared to the abundance
within the U.S. EEZ and both in and
outside of the U.S. EEZ, respectively, is
323 percent and 37 percent (Table 18).
This information suggests that
something less than a third of the
individuals are likely impacted, but that
there is likely some repeat exposure (2–
6 days within a year) of some subset of
individuals within the U.S. EEZ if some
animals spend extended time within the
U.S. EEZ. Regarding the severity of
those individual takes by behavioral
Level B harassment, as explained in the
2018 AFTT final rule, the duration of
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any exposure is expected to be between
minutes and hours (i.e., relatively short)
and the received sound levels largely
below 172 dB (i.e., of a moderate or
lower level, less likely to evoke a severe
response). Also, the Navy currently
implements, and would continue to
implement time/area mitigation in the
Northeast that minimizes major training
exercises and total sonar hours in an
area that significantly overlaps an
important BIA feeding area for fin
whales. This mitigation will reduce the
severity of impacts to fin whales by
reducing interference in feeding that
could result in lost feeding
opportunities or necessitate additional
energy expenditure to find other good
opportunities. Regarding the severity of
TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level, of short duration, and mostly
not in a frequency band that would be
expected to interfere with fin whale
communication or other important lowfrequency cues, and the associated lost
opportunities and capabilities are not at
a level that would impact reproduction
or survival. For these same reasons (low
level and frequency band), while a small
permanent loss of hearing sensitivity
may include some degree of energetic
costs for compensating or may mean
some small loss of opportunities or
detection capabilities, at the expected
scale the 33 estimated Level A
harassment takes by PTS for fin whales
would be unlikely to impact behaviors,
opportunities, or detection capabilities
to a degree that would interfere with
reproductive success or survival of any
individuals, even if PTS were
experienced by an individual that also
experiences one or more Level B
harassment takes.
Altogether, only a portion of the stock
would be impacted and any individual
fin whale is likely to be disturbed at a
low to moderate level, with likely many
animals exposed only once or twice and
a subset potentially disturbed across
approximately six likely non-sequential
days, minimized in biologically
important areas. This low magnitude
and severity of effects is not expected to
result in impacts on reproduction or
survival of individuals, nor are these
harassment takes combined with the
single potential mortality expected to
adversely affect this stock through
impacts on annual rates of recruitment
or survival for the stock. For these
reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
fin whales.
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Humpback Whale (Gulf of Maine Stock)
This feeding group stock of humpback
whales is one of several associated with
the larger, and increasing, West Indies
DPS. The Gulf of Maine stock is
reported in the SAR as increasing in
abundance. Nonetheless, humpback
whales in the Atlantic are currently
experiencing a UME in which a portion
of the whales have shown evidence of
entanglement or vessel strike. There
have been nine strandings so far in 2019
(2018 had 25 total strandings and 2017
had 24 total strandings). NMFS
proposes authorizing two mortalities
over the seven-year period (versus the
one mortality over the five-year period
of the 2018 AFTT Final Rule), as
described in the Estimated Take of
Marine Mammals section above. Though
an increase from the 2018 AFTT final
rule, this amount of mortality (0.29 per
year) still falls below the insignificance
threshold of 10 percent of residual PBR
(0.48) for the Gulf of Maine stock based
on a stock abundance of 896 from the
2018 draft SAR. Also, importantly,
deaths of humpback whales along the
Atlantic coast (whether by ship strike or
other source) must be considered within
the context of the larger West Indies
DPS, as animals along the coast could
come from the Gulf of Maine stock or
any of three or more other associated
feeding groups. Specifically, the West
Indies DPS numbers in excess of 10,000
whales and has an increasing growth
trend of 3.1 percent (Bettridge et al.,
2015), with an associated PBR, if
calculated, much larger than that
presented for the Gulf of Maine stock.
Further, as described in the 2018 AFTT
final rule, the Atlantic Large Whale
Take Reduction Plan directs multiple
efforts and requirements towards
reducing mortality from commercial
fishing (via gear modifications, area
closures, and other mechanisms) and
NOAA Office of Law Enforcement has
reported high compliance rates.
Therefore, even though the potential for
M/SI from the Navy’s activities has
increased since the 2018 AFTT final
rule, there is no information to indicate
that the loss of two whales over seven
years, even if it were to occur, would
adversely affect the stock through effects
on annual rates of recruitment or
survival. See the Humpback Whale
section in the 2018 AFTT final rule for
additional supporting information.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances (of any humpbacks) compared
to the abundance within the U.S. EEZ
and both in and outside of the U.S. EEZ,
respectively, is 141 percent and 16
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percent (Table 18). This suggests that
only a small portion of the humpback
whales in the AFTT Study Area would
be likely impacted, with perhaps some
individuals taken on a few days of the
year. It would be impossible to
determine exactly what portion of the
takes are from the Gulf of Maine stock.
However, based on information in the
2018 AFTT final rule, which indicated
about one third of the humpback whales
traversing the Atlantic Coast likely come
from the Gulf of Maine stock, we
estimate that approximately 250 of the
749 total humpback whale takes might
be from the Gulf of Maine stock. Two
hundred and fifty represents about 28
percent of the minimum population
estimate for the Gulf of Maine
humpback whale abundance in NMFS’
draft 2018 SAR, equating to an
expectation that few animals would be
exposed more than one time. The
remaining approximately 499 Level B
harassment takes would affect
individuals from the much larger West
Indies DPS, with a relatively small
percentage of individuals affected as the
estimated abundance is greater than
10,000. Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure is expected to be between
minutes and hours (i.e., relatively short)
and the received sound levels largely
below 172 dB with a portion above 178
dB (i.e., of a moderate or lower level,
less likely to evoke a severe response).
Also, the Navy currently implements
and would continue to implement time/
area mitigation in the Northeast that
minimizes major training exercises and
total sonar hours in an area that
significantly overlaps with an important
feeding area for humpbacks. This
mitigation will reduce the severity of
impacts to humpbacks by reducing
interference in feeding that could result
in lost feeding opportunities or
necessitate additional energy
expenditure to find other good
opportunities. Regarding the severity of
TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level and of short duration and the
associated lost opportunities and
capabilities not at a level that would
impact reproduction or survival. For
similar reasons the three estimated
Level A harassment takes by PTS for
this stock are unlikely to have any effect
on the reproduction or survival of any
individual, even if PTS were to be
experienced by an individual that also
experiences one or more Level B
harassment takes.
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21169
Altogether, only a portion of the stock
or DPS is impacted and any individual
humpback whale would likely be
disturbed at a low-moderate level, with
most animals exposed only once or
twice, and minimized in biologically
important areas. This low magnitude
and severity of effects is not expected to
result in impacts on the reproduction or
survival of any individuals, nor are
these harassment takes combined with
the proposed authorized mortalities
expected to adversely affect this stock
through impacts on annual rates of
recruitment or survival for the stock. For
these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
humpback whales.
Sei Whale (Nova Scotia Stock)
This stock spans the northern East
Coast and up to southern
Newfoundland. There is no currently
reported trend for the population and
there are no specific issues with the
status of the stock that cause particular
concern (e.g., no UMEs), although the
species is listed as endangered under
the ESA. NMFS would authorize one
mortality over the seven years of the
rule, or 0.14 annually. With the addition
of this 0.14 annual mortality, residual
PBR is exceeded, which means the total
human-caused mortality would exceed
residual PBR by 0.44. However, as
explained in the 2018 AFTT final rule,
this does not mean that the stock is not
at or increasing toward its OSP or that
one lethal take by the Navy over the
seven years covered by this rule would
adversely affect the stock through effects
on annual rates of reproduction or
survival. Consideration of all applicable
information indicates that the proposed
authorized mortality would not result in
more than a negligible impact on this
stock.
As noted in the SAR, the abundance
of sei whales is likely significantly
greater than what is reflected in the
current SAR because the population
estimate is based only on surveys in
U.S. waters and slightly into Canada,
which does not cover the habitat of the
entire stock, as it extends over a large
additional area around to the south of
Newfoundland. Accordingly, if a PBR
were calculated based on an
appropriately enlarged abundance, it
would be higher. Additionally, the
current abundance estimate does not
account for availability bias due to
submerged animals (i.e., estimates are
not corrected to account for the fact that
given X number of animals seen at the
surface, we can appropriate assume that
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Y number were submerged and not
counted). Without a correction for this
bias, the abundance estimate is likely
biased low. Because of these limitations,
the current calculated PBR is not a
reliable indicator of how removal of
animals will affect the stock’s ability to
reach or maintain OSP. We note that,
generally speaking, while the
abundance may be underestimated in
this manner for some stocks due to the
lack of surveys in areas outside of the
U.S. EEZ, it is also possible that the
human-caused mortality could be
underestimated in the un-surveyed area.
However, in the case of sei whales, most
mortality is caused by ship strike and
the density of ship traffic is higher the
closer you are to shore (making strikes
more likely closer to shore) and,
therefore, unrecorded mortality offshore
would realistically be proportionally
less as compared to the unsurveyed
abundance and therefore the premise
that PBR is likely underestimated still
holds.
Given the small amount by which
residual PBR is exceeded and more
significant degree (proportionally) to
which abundance is likely
underestimated, it is reasonable to think
that if a more realistic PBR were used,
the anticipated total human-caused
mortality would be notably under
residual PBR. We also note that 0.14
mortalities/serious injuries means one
mortality/serious injury in one of the
seven years and zero mortalities/serious
injuries in six of the seven years.
Further, as described in the 2018 AFTT
final rule the Atlantic Large Whale Take
Reduction Plan directs multiple efforts
and requirements towards reducing
mortality from commercial fishing (via
gear modifications, area closures, and
other mechanisms) and NOAA Office of
Law Enforcement has reported high
compliance rates.
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Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances compared to the abundance
within the U.S. EEZ and both in and
outside of the U.S. EEZ, respectively, is
317 percent and 7 percent (Table 18).
This information suggests that only a
very small portion of individuals in the
stock would be likely impacted, but that
there would likely be some repeat
exposure (several days within a year) of
some subset of individuals within the
U.S. EEZ if some animals spend
extended time within the U.S. EEZ.
Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure is expected to be between
minutes and hours (i.e., relatively short)
and the received sound levels largely
below 172 dB with a portion up to 178
dB (i.e., of a moderate or lower level,
less likely to evoke a severe response).
Also, the Navy implements time/area
mitigation in the Northeast that
minimizes major training exercises and
total sonar hours in an area that
significantly overlaps an important BIA
feeding area for sei whales, which will
reduce the severity of impacts to sei
whales by reducing interference in
feeding that could result in lost feeding
opportunities or necessitate additional
energy expenditure to find other good
opportunities. Regarding the severity of
TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level and of short duration and the
associated lost opportunities and
capabilities not at a level that would
impact reproduction or survival. For
similar reasons the four estimated Level
A harassment takes by PTS for this stock
are unlikely to have any effect on the
reproduction or survival of any
individual, even if PTS were to be
experienced by an individual that also
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experiences one or more Level B
harassment takes.
Altogether, only a small portion of the
stock would be impacted and any
individual sei whale would likely be
disturbed at a low-moderate level, with
likely many animals exposed only once
or twice and a subset potentially
disturbed across a few days, minimized
in biologically important areas. This low
magnitude and severity of harassment
effects is not expected to result in
impacts on individual reproduction or
survival, nor are these harassment takes
combined with the single potential
mortality expected to adversely affect
this stock through impacts on annual
rates of recruitment or survival. For
these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
sei whales.
Odontocetes
Sperm Whales, Dwarf Sperm Whales,
and Pygmy Sperm Whales
In Table 19 below for sperm whale,
dwarf sperm whales, and pygmy sperm
whales, we indicate the total annual
mortality, Level A and Level B
harassment, and a number indicating
the instances of total take as a
percentage of abundance. Table 19 is
unchanged from Table 73 in the 2018
AFTT final rule, except for updated
information on mortality, as discussed
above. For additional information and
analysis supporting the negligibleimpact analysis, see the Odontocetes
discussion as well as the Sperm Whales,
Dwarf Sperm Whales, and Pygmy Sperm
Whales discussion in the Group and
Species-Specific Analyses section of the
2018 AFTT final rule, all of which
remains applicable to this proposed rule
unless specifically noted.
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13MYP4
Below we compile and summarize the
information that supports our
determination that the Navy’s activities
would not adversely affect any species
or stocks through effects on annual rates
of recruitment or survival for any of the
affected species and stocks addressed in
this section.
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Sperm Whale (North Atlantic Stock)
This stock spans the East Coast out
into oceanic waters well beyond the
U.S. EEZ. There is no currently reported
trend for the stock and, although the
species is listed as endangered under
the ESA, there are no specific issues
with the status of the stock that cause
particular concern (e.g., no UMEs).
NMFS proposes to authorize one
mortality over the seven years covered
by this rule, and the resulting 0.14
annual mortality which falls below 10
percent of residual PBR (0.28), remains
below the PBR insignificance threshold.
As discussed in the 2018 AFTT final
rule, there are no known factors,
information, or unusual circumstances
that indicate that this potential M/SI
below the insignificance threshold
could have adverse effects on the stock
through effects on annual rates of
recruitment or survival. One Level A
harassment take by tissue damage is also
estimated and proposed for
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authorization which, as discussed in the
2018 AFTT final rule, could range in
impact from minor to something just
less than M/SI that could seriously
impact fitness. However, given the
Navy’s mitigation and the sperm
whale’s large size, which improves
detection by Lookouts, exposure at the
closer to the source and more severe end
of the spectrum is less likely, and we
cautiously assume some moderate
impact for this single take that could
lower one individual’s fitness within
the year such that a female (assuming a
50 percent chance of the one take being
a female) might forego reproduction for
one year. As discussed in the 2018
AFTT final rule, foregone reproduction
has less of an impact on population
rates than death (especially for one year)
and one instance would not be expected
to impact annual rates of recruitment or
survival, even if it were a female.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances of harassment compared to the
abundance within the U.S. EEZ and
both in and outside of the U.S. EEZ,
respectively, is 544 percent and 41
percent (Table 19). This information,
combined with the known range of the
stock, suggests that something less than
one half of the individuals in the stock
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would likely be impacted, but that there
would likely be some repeat exposure
(2–11 days within a year) of some subset
of individuals that remain within the
U.S. EEZ for an extended time.
Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure response is expected to be
between minutes and hours (i.e.,
relatively short) and the received sound
levels largely between 160 and 172 dB
(i.e., of a lower, to occasionally
moderate, level). Regarding the severity
of TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level and of short duration and the
associated lost opportunities and
capabilities not at a level that would
impact reproduction or survival. For
similar reasons three estimated Level A
harassment takes by PTS for this stock
is unlikely to have any effect on the
reproduction or survival of any
individual, even if PTS were to be
experienced by an individual that also
experiences one or more Level B
harassment takes.
Altogether, only a small portion of the
stock would be impacted and any
individual sperm whale would likely be
disturbed at a low-moderate level, with
the majority of animals likely disturbed
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once or not at all, and a subset
potentially disturbed across 2–11 likely
non-sequential days. Even for an animal
disturbed at the high end of this range
(11 days over a year), given the low to
moderate impact from each incident,
and the fact that few days with take
would likely be sequential, no impacts
to individual fitness are expected. This
low to occasionally moderate magnitude
and severity of effects is not expected to
result in impacts on reproduction or
survival, and nor are these harassment
takes combined with the single
proposed authorized mortality and one
possible instance of foregone
reproduction expected to adversely
affect the stock through annual rates of
recruitment or survival. For these
reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
North Atlantic sperm whales.
Sperm Whale, Dwarf Sperm Whale, and
Pygmy Sperm Whale (Gulf of Mexico
Stocks)
These stocks suffer from lingering
health issues from the DWH oil spill (6–
7 percent of individuals of these stocks
with adverse health effects), which
means that some could be more
susceptible to exposure to other
stressors, and negative population
effects (21–42 years until the DWH oilinjured population trajectory is
projected to catch up with the baseline
population trajectory (i.e., in the
absence of DWH, reported as years to
recovery). Neither mortality nor tissue
damage from explosives is anticipated
or proposed to be authorized for any of
these three stocks, and sperm whales are
not expected to incur PTS. Regarding
the magnitude of Level B harassment
takes (TTS and behavioral disruption),
the number of estimated instances of
harassment compared to the abundance
is 54–78 percent (Table 19), which
suggests that for each of the three
species/stocks either this percentage of
the individuals in these stocks would all
be taken by harassment on a single day,
or a small subset may be taken on a few
days and the remainder not taken at all.
Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure response is expected to be
between minutes and hours (i.e.,
relatively short) and the received sound
levels are largely between 160 and 172
dB (i.e., of a lower level, less likely to
evoke a severe response). Additionally,
the Navy is currently implementing and
would continue to implement
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mitigation areas for sperm whales that
are expected to reduce impacts in
important feeding areas, further
lessening the severity of impacts.
Regarding the severity of TTS takes, as
explained in the 2018 AFTT final rule,
they are expected to be low-level, of
short duration, and mostly not in a
frequency band that would be expected
to interfere significantly with
conspecific communication,
echolocation, or other important lowfrequency cues. Also, there is no reason
to believe that any individual would
incur these TTS takes more than a few
days in a year, and the associated lost
opportunities and capabilities would
not be expected to impact reproduction
or survival. For these same reasons (low
level and frequency band), while a small
permanent loss of hearing sensitivity
may include some degree of energetic
costs for compensating or may mean
some small loss of opportunities or
detection capabilities, 70 estimated
Level A harassment takes by PTS for
each of the two Kogia stocks in the Gulf
of Mexico would be unlikely to impact
behaviors, opportunities, or detection
capabilities to a degree that would
interfere with reproductive success or
survival of any individual, even if PTS
were to be experienced by an animal
that also experiences one or more Level
B harassment takes.
Altogether, only a portion of these
stocks would be impacted and any
individual sperm, dwarf sperm, or
pygmy sperm whale is likely to be
disturbed at a low to occasionally
moderate level and no more than a few
days per year. Even given the fact that
some of the affected individuals may
have compromised health, there is
nothing to suggest that such a low
magnitude and severity of effects would
result in impacts on the reproduction or
survival of individuals, much less
annual rates of recruitment or survival
for any of the stocks. For these reasons,
we have preliminarily determined, in
consideration of all of the effects of the
Navy’s activities combined, that the
proposed authorized take would have a
negligible impact on the Gulf of Mexico
stocks of sperm whales, dwarf sperm
whales, and pygmy sperm whales.
Pygmy and Dwarf Sperm Whales
(Western North Atlantic Stocks)
These stocks span the deeper waters
of the East Coast north to Canada and
out into oceanic waters beyond the U.S.
EEZ. There is no currently reported
trend for these populations and there
are no specific issues with the status of
the stocks that cause particular concern.
Neither mortality nor tissue damage
from explosives is anticipated or
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proposed to be authorized for these
stocks. Regarding the magnitude of
Level B harassment takes (TTS and
behavioral disruption), the number of
estimated instances of harassment
compared to the abundance within the
U.S. EEZ and both in and outside of the
U.S. EEZ, respectively, is 2,105 percent
and 360 percent (Table 19). This
information, combined with the known
range of the stock, suggests that while
not all of the individuals in these stocks
would most likely be taken (because
they span well into oceanic waters) of
those that are taken, most would be
taken over several repeated days
(though likely not sequential) and some
subset that spends extended time within
the U.S. EEZ would likely be taken over
a larger amount of days (likely 15–42
days during a year), some of which
could be sequential.
Regarding the severity of the
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure response is expected to be
between minutes and hours (and likely
not more than 24 hours) and the
received sound levels are largely
between 160 and 172 dB (i.e., of a lower
level, less likely to evoke a severe
response). Additionally, while
interrupted feeding bouts are a known
response and concern for odontocetes,
we also know that there are often viable
alternative habitat options in the
relative vicinity. Regarding the severity
of TTS takes, as explained in the 2018
AFTT final rule, they are expected to be
low-level, of short duration and mostly
not in a frequency band that would be
expected to interfere significantly with
conspecific communication,
echolocation, or other important lowfrequency cues. Also, there is no reason
to believe that any individual would
incur these TTS takes more than a few
days in a year, and the associated lost
opportunities and capabilities would
not be expected to impact reproduction
or survival. For these same reasons (low
level and frequency band), while a small
permanent loss of hearing sensitivity
may include some degree of energetic
costs for compensating or may mean
some small loss of opportunities or
detection capabilities, at the expected
scale the 94 estimated Level A
harassment takes by PTS for each of the
two Kogia stocks in the North Atlantic
would be unlikely to impact behaviors,
opportunities, or detection capabilities
to a degree that would interfere with
reproductive success or survival of any
individual, even if PTS were to be
experienced by an individual that also
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experiences one or more Level B
harassment takes.
Altogether, most of the stock would
likely be taken (at a low to occasionally
moderate level) over several days a year,
and some smaller portion of the stock
would likely be taken on a relatively
moderate to high number of days across
the year, some of which could be
sequential days. Though the majority of
impacts are expected to be of a lower to
sometimes moderate severity, the larger
number of takes (in total and for certain
individuals) makes it more likely
(probabilistically) that a small number
of individuals could be interrupted
during foraging in a manner and amount
such that impacts to the energy budgets
of females (from either losing feeding
opportunities or expending considerable
energy to find alternative feeding
options) could cause them to forego
reproduction for a year (energetic
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impacts to males generally have little
impact on population rates unless they
cause death, and it takes extreme energy
deficits beyond what would ever be
likely to result from these activities to
cause the death of an adult marine
mammal). As noted previously and
discussed more fully in the 2018 AFTT
final rule, however, foregone
reproduction (especially for one year)
has far less of an impact on population
rates than mortality, and a small number
of instances of foregone reproduction
would not be expected to adversely
impact annual rates of recruitment or
survival, especially given that PBR for
both of these stocks is 21. For these
reasons, in consideration of all of the
effects of the Navy’s activities
combined, we have preliminarily
determined that the proposed
authorized take would have a negligible
impact on the Western North Atlantic
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stocks of pygmy and dwarf sperm
whales.
Dolphins and Small Whales
In Table 20 below for dolphins and
small whales, we indicate the total
annual mortality, Level A and Level B
harassment, and a number indicating
the instances of total take as a
percentage of abundance. Table 20 is
unchanged from Table 74 in the 2018
AFTT final rule, except for updated
information on mortality, as discussed
above. For additional information and
analysis supporting the negligibleimpact analysis, see the Odontocetes
discussion as well as the Dolphins and
Small Whales discussion in the Group
and Species-Specific Analyses section
of the 2018 AFTT final rule, all of which
remains applicable to this proposed rule
unless specifically noted.
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Table 20. Annual estimated takes by Level B harassment, Level A harassment, and
mortality for dolphins and small whales in the AFTT Study Area and number indicating
the instances of total take as a percentage of stock abundance.+
Below we compile and summarize the
information that supports our
determination that the Navy’s activities
would not adversely affect any species
or stocks through effects on annual rates
of recruitment or survival for any of the
affected species or stocks addressed in
this section.
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Atlantic White-Sided Dolphin and
Short-Beaked Common Dolphin
(Western North Atlantic Stocks)
There is no currently reported trend
for these stocks and there are no specific
issues with the status of these stocks
that cause particular concern (e.g., no
UMEs). We anticipate and therefore
propose to authorize one and six
mortalities over the course of seven
years for these two stocks, which is 0.14
and 0.86 annual mortalities for each
stock, respectively. Given the large
residual PBR values for these stocks
(248 and 148), this number of
mortalities falls well under the
insignificance threshold. There are no
known factors, information, or unusual
circumstances that indicate that this
estimated M/SI below the insignificance
threshold could have adverse effects on
these stocks through effects on annual
rates of recruitment or survival. Some
Level A harassment take by tissue
damage from explosives has also been
estimated and proposed to be
authorized for these stocks (3 and 36,
respectively). As discussed previously
and in the 2018 AFTT final rule, tissue
damage effects could range in impact
from minor to something just less than
M/SI that could seriously impact fitness.
However, given the Navy’s mitigation,
which makes exposure at the closer to
the source and more severe end of the
spectrum less likely, we cautiously
assume some moderate impact for this
category of take that could lower an
individual’s fitness within the year such
that females (assuming a 50 percent
chance that a take is a female) might
forego reproduction for one year. As
noted previously, foregone reproduction
has less of an impact on population
rates than death (especially for one year)
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and the number of takes anticipated for
each stock would not be expected to
impact annual rates of recruitment or
survival, even if all of the takes were
females (which would be highly
unlikely), especially given the high
residual PBRs of these stocks. In other
words, if the stocks can absorb the
numbers of mortalities indicated
through each stock’s residual PBR
without impacting ability to approach
OSP, they could absorb the significantly
lesser effects of a small number of oneyear delay in calving.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances of harassment compared to the
abundance within the U.S. EEZ and
both in and outside of the U.S. EEZ for
these two stocks, respectively, is 308–
777 percent and 34–110 percent (Table
20). This information suggests that some
portion of these stocks would likely not
be taken at all, but that there would
likely be some repeat exposure (2–15
days within a year) of some subset of
individuals. Regarding the severity of
those individual takes by behavioral
Level B harassment, as explained in the
2018 AFTT final rule, the duration of
any exposure response is expected to be
between minutes and hours (i.e.,
relatively short) and the received sound
levels largely below 172 dB (i.e., of a
lower level, less likely to evoke a severe
response). Additionally, while we do
not have a specific reason to expect that
these takes would occur sequentially on
more than several days in a row or be
more severe in nature, the probability of
this occurring increases the higher the
total take numbers. While interrupted
feeding bouts are a known response and
concern for odontocetes, we also know
that there are often viable alternative
habitat options in the relative vicinity.
Given the higher number of takes and
the associated abundances (especially
for short-beaked common dolphin) we
acknowledge the possibility that some
smaller subset of individuals could
experience behavioral disruption of a
degree that impacts energetic budgets
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21175
such that reproduction could be delayed
for a year. However, considering the
potential reproductive effects from
tissue damage and from these levels of
take by behavioral Level B harassment,
in combination with the estimated
mortality, this degree of effect on the
small subset of individuals that could be
affected is still not expected to
adversely affect the stocks through
effects on annual rates of recruitment or
survival.
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would be expected to
significantly interfere with dolphin
communication, or echolocation or
other important low-frequency cues.
Therefore, the associated lost
opportunities and capabilities would
not be expected to impact reproduction
or survival of any individuals. For these
same reasons (low level and the likely
frequency band), while a small
permanent loss of hearing sensitivity
may include some degree of energetic
costs for compensating or may mean
some small loss of opportunities or
detection capabilities, the estimated
Level A harassment takes by PTS for the
two dolphin stocks (7 and 101,
respectively) would be unlikely to
impact behaviors, opportunities, or
detection capabilities to a degree that
would interfere with reproductive
success or survival of any individual,
even if PTS were to be experienced by
an animal that also experiences one or
more Level B harassment takes.
Altogether, individual dolphins
would likely be taken at a low level,
with some animals likely taken once or
not at all, many potentially disturbed at
low levels across 2–15 predominantly
non-sequential days, and a small
number potentially experiencing a level
of effects that could result in curtailed
reproduction for one year. This
magnitude and severity of effects,
including consideration of the estimated
mortality, is not expected to result in
impacts on annual rates of recruitment
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or survival for either of the stocks,
especially given the status of the stocks.
For these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
these two Western North Atlantic stocks
of dolphins.
Pantropical Spotted Dolphin and
Spinner Dolphin (Gulf of Mexico
Stocks)
As described in the 2018 AFTT final
rule, the Gulf of Mexico dolphin stocks
indicated in Table 20 suffer from
lingering health issues resulting from
the DWH oil spill (7 and 17 percent of
individuals of these stocks, respectively,
have adverse health effects), which
means that some of them could be more
susceptible to exposure to other
stressors, as well as negative population
effects (predicting it will take up to 39
and 105 years, respectively, for stocks to
return to population growth rates
predicted in the absence of DWH
effects). We propose to authorize one
mortality over the course of seven years
for each of these two stocks,
respectively, which is 0.14 annual
mortalities for each stock. Given the
large residual PBR values for these
stocks (402 and 62, respectively), this
number of mortalities falls well under
the insignificance threshold. As
discussed in the 2018 AFTT final rule,
there are no known factors, information,
or unusual circumstances that indicate
that this estimated M/SI below the
insignificance threshold could have
adverse effects on these stocks through
effects on annual rates of recruitment or
survival. Some Level A harassment take
by tissue damage from explosives has
also been estimated and proposed to be
authorized for these stocks (6 and 14,
respectively). As noted previously,
tissue damage effects could range in
impact from minor to something just
less than M/SI that could seriously
impact fitness. However, given the
Navy’s mitigation, which makes
exposure at the closer to the source and
more severe end of the spectrum less
likely, we cautiously assume some
moderate impact for this category of
take that could lower an individual’s
fitness within the year such that females
(assuming a 50 percent chance that a
take is a female) might forego
reproduction for one year. As noted
previously, foregone reproduction has
less of an impact on population rates
than death (especially for one year) and
the number of takes anticipated for each
stock would not be expected to impact
annual rates of recruitment or survival,
even if all of the takes were females
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(which would be highly unlikely),
especially given the high residual PBRs
of these stocks. In other words, if the
stocks can absorb the numbers indicated
through each stock’s residual PBR
without impacting ability to approach
OSP, they can absorb the significantly
lesser effect of a very small number of
one-year delay in calving.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances of harassment compared to the
abundance is 32 percent and 60 percent,
respectively, reflecting that only a
subset of each stock would be taken by
behavioral Level B harassment within a
year. Of that subset, those taken would
likely be taken one time, but if taken
more than that, the 2 or 3 days would
not likely be sequential (Table 20).
Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure response is expected to be
between minutes and hours (i.e.,
relatively short) and the received sound
levels largely below 172 dB (i.e., of a
lower to occasionally moderate
severity).
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would be expected to
significantly interfere with dolphin
communication, or echolocation or
other important low-frequency cues.
Therefore, the associated lost
opportunities and capabilities are not
expected to impact reproduction or
survival. For these same reasons (low
level and the likely frequency band),
while a small permanent loss of hearing
sensitivity may include some degree of
energetic costs for compensating or may
mean some small loss of opportunities
or detection capabilities, the estimated
Level A harassment takes by PTS for the
dolphin stocks addressed here (15 and
31, respectively) would be unlikely to
impact behaviors, opportunities, or
detection capabilities to a degree that
would interfere with reproductive
success or survival of any individuals.
Altogether, any individual dolphin
would likely be taken at a low to
occasionally moderate level, with most
animals likely not taken at all and with
a subset of animals being taken up to a
few non-sequential days. Even given the
fact that some of the affected
individuals may have compromised
health, there is nothing to suggest that
such a low magnitude and severity of
effects, including the potential tissue
damage, would result in impacts on
annual rates of recruitment or survival
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for either of these two stocks. For these
reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
the Gulf of Mexico stocks of pantropical
spotted dolphins and spinner dolphins.
Western North Atlantic Dolphin Stocks
(All Stocks in Table 20 Except Atlantic
White-Sided Dolphin and Short-Beaked
Common Dolphin)
There are no specific issues with the
status of these stocks that cause
particular concern (e.g., no UMEs). No
mortality is expected nor it proposed for
authorization for these stocks. For some
of these stocks, some tissue damage has
been estimated and proposed to be
authorized (1–9 depending on the
stock). As discussed previously, tissue
damage effects could range in impact
from minor to something just less than
M/SI that could seriously impact fitness.
However, given the Navy’s mitigation,
which makes exposure at the closer to
the source and more severe end of the
spectrum less likely, we cautiously
assume some moderate impact for all
these takes that could lower an
individual’s fitness within the year such
that a small number of females
(assuming a 50 percent chance of being
a female) might forego reproduction for
one year. As noted previously, foregone
reproduction has less of an impact on
population rates than death (especially
for one year) and one to a few instances
would not be expected to impact annual
rates of recruitment or survival, even if
all of the takes were females (which
would be highly unlikely), especially
given the higher residual PBRs, which is
known for the majority of stocks. For
stocks with no calculated residual PBR
or where abundance is unknown, the
limited information available on
population size indicates that the very
low number of females who might
forego reproduction would have no
effect on annual rates of recruitment or
survival.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances of harassment compared to the
abundance ranges up to 984 percent
inside the U.S. EEZ (though some are
significantly lower) and is generally
much lower across the whole range of
most stocks, reflecting that for many
stocks only a subset of the stock will be
impacted—although alternately for a
few of the smaller bay stocks all
individuals are expected to be taken
across multiple days (Table 20).
Generally, individuals of most stocks
(especially bottlenose dolphins) might
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be taken no more than several times
each, while the other species in this
group will only accrue takes to a portion
of the stock, but individuals might be
taken across 2–20 days within a year.
Regarding the severity of those
individual takes by behavioral Level B
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure response is expected to be
between minutes and hours (i.e.,
relatively short) and the received sound
levels largely below 172 dB (i.e., of a
lower level, less likely to evoke a severe
response). While we do not have reason
to expect that these takes would occur
sequentially on more than several days
in a row or be more severe in nature, the
probability of this occurring increases
the higher the total take numbers. Given
higher percentages when compared to
abundances, and especially where the
absolute number of takes is higher (e.g.,
spinner dolphin), we acknowledge the
possibility that some smaller subset of
individuals (especially in the larger
stocks with higher total take numbers)
could experience behavioral disruption
of a degree that impacts energetic
budgets such that reproduction could be
delayed for a year. However,
considering the very small number of
potential reproductive effects from
Level A harassment by tissue damage
(1–9 depending on stock and assuming
all individuals are female, which is very
unlikely) in addition to the possible
reproductive effect on a small subset of
individuals from the takes by behavioral
Level B harassment, this degree of
effects on a small subset of individuals
is still not expected to adversely affect
annual rates of recruitment or survival.
For the smaller Estuarine stocks with
the potential repeated days of
disturbance, we note that as described
in the 2018 AFTT final rule, the
activities that the Navy conducts in
inland areas (not MTEs, etc.) are
expected to generally result in lower
severity responses, further decreasing
the likelihood that they would cause
effects on reproduction or survival, even
if accrued over several sequential days.
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would be expected to
significantly interfere with dolphin
communication, or echolocation or
other important low-frequency cues.
Therefore, the associated lost
opportunities and capabilities would
not be expected to impact reproduction
or survival. For these same reasons (low
level and the likely frequency band),
while a small permanent loss of hearing
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sensitivity may include some degree of
energetic costs for compensating or may
mean some small loss of opportunities
or detection capabilities, the estimated
Level A harassment takes by PTS for the
dolphin stocks addressed here (between
1 and 77) would be unlikely to impact
behaviors, opportunities, or detection
capabilities to a degree that would
interfere with reproductive success or
survival of any individual, even if PTS
were to be experienced by an individual
that also experiences one or more Level
B harassment takes.
Altogether, any individual dolphin
would likely be taken at a low to
occasionally moderate level, with some
animals likely taken once or not at all,
a subset potentially disturbed across 2–
20 predominantly non-sequential days,
and a small number potentially
experiencing a level of effects that could
curtail reproduction for one year. The
magnitude and severity of effects
described is not expected to result in
impacts on annual rates of recruitment
or survival for any of the stocks. For
these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
these Western North Atlantic stocks of
dolphins.
Gulf of Mexico Dolphin Stocks (All of
the Stocks Indicated in Table 20 Except
Pantropical Spotted Dolphin and
Spinner Dolphin)
As mentioned above and discussed in
the 2018 AFTT final rule, the Gulf of
Mexico stocks indicated in Table 20
suffer from lingering health issues
resulting from the DWH oil spill (3–30
percent of individuals of these stocks
have adverse health effects), which
means that some of them could be more
susceptible to exposure to other
stressors, as well as negative population
effects (predicting it will take up to 76
years, with that number varying across
stocks, for stocks to return to population
growth rates predicted in the absence of
DWH effects). Of note, the Northern
Coastal bottlenose dolphin adverse
effect statistics are about twice as high
as the others (i.e., all other stocks are
below 17 percent). No mortality has
been estimated or proposed to be
authorized for these stocks, however a
few Level A harassment takes by tissue
damage from explosives (zero for most,
1–2 for a few, and 6 for the Atlantic
spotted dolphin stock) are estimated
and proposed to be authorized. As noted
previously, tissue damage effects could
range in impact from minor to
something just less than M/SI that could
seriously impact fitness. However, given
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the Navy’s mitigation, which makes
exposure at the closer to the source and
more severe end of the spectrum less
likely, we cautiously assume some
moderate impact for these Level A
harassment takes that could lower an
individual’s fitness within the year such
that a female (assuming a 50 percent
chance of being a female) might forego
reproduction for one year. As noted
previously, foregone reproduction has
less of an impact on population rates
than death (especially for one year) and
a few instances, even up to six for the
Atlantic spotted dolphin stock, would
not be expected to impact annual rates
of recruitment or survival, even if all of
the takes were of females (which is
highly unlikely).
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances of harassment compared to the
abundance ranges up to 177 percent, but
is generally much lower for most stocks,
reflecting that generally only a subset of
each stock would be taken, with those
in the subset taken only a few nonsequential days of the year (Table 20).
Regarding the severity of those
individual takes by Level B behavioral
harassment, as explained in the 2018
AFTT final rule, the duration of any
exposure response is expected to be
between minutes and hours (i.e.,
relatively short) and the received sound
levels largely below 172 dB (i.e., of a
lower to occasionally moderate
severity).
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would be expected to
significantly interfere with dolphin
communication, or echolocation or
other important low-frequency cues.
Therefore, the associated lost
opportunities and capabilities would
not be expected to impact reproduction
or survival. For these same reasons (low
level and the likely frequency band),
while a small permanent loss of hearing
sensitivity may include some degree of
energetic costs for compensating or may
mean some small loss of opportunities
or detection capabilities, the estimated
Level A harassment takes by PTS for the
dolphin stocks addressed here (all 3 or
below, with the exception of three
stocks with much larger abundances
with 4, 8, and 15 PTS takes) would be
unlikely to impact behaviors,
opportunities, or detection capabilities
to a degree that would interfere with
reproductive success or survival of any
individual, even if PTS were to be
experienced by an animal that also
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experiences one or more Level B
harassment takes.
Altogether, any individual dolphin
would likely be taken at a low to
occasionally moderate level, with many
animals likely not taken at all and with
a subset of animals being taken up to a
few times. A very small number could
potentially experience tissue damage
that could curtail reproduction for one
year. Even given the fact that some of
the affected individuals may have
compromised health, there is nothing to
suggest that such a low magnitude and
severity of effects would result in
impacts on annual rates of recruitment
or survival for any of the Gulf of Mexico
stocks indicated in Table 20. For these
reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
these Gulf of Mexico stocks of dolphins.
In Table 21 below for porpoises, we
indicate the total annual mortality,
Level A and Level B harassment, and a
number indicating the instances of total
take as a percentage of abundance. Table
21 is unchanged from Table 75 in the
2018 AFTT final rule. For additional
information and analysis supporting the
negligible-impact analysis, see the
Odontocetes discussion as well as the
Harbor Porpoise discussion in the
Group and Species-Specific Analyses
section of the 2018 AFTT final rule, all
of which remains applicable to this
proposed rule unless specifically noted.
Table 21. Annual estimated takes by
Level B harassment, Level A
harassment, and mortality for porpoises
in the AFTT Study Area and number
indicating the instances of total take as
a percentage of stock abundance.
Note: In the table we compare
estimated takes to abundance estimates
generated from the same underlying
density estimate (as described in the
Estimated Take of Marine Mammals
section of the 2018 AFTT final rule),
versus abundance estimates directly
from NMFS’ SARs, which are not based
on the same data and would not be
appropriate for this purpose. Note that
comparisons are made both within the
U.S. EEZ only (where density estimates
have lesser uncertainty) and across the
whole Study Area (which offers a more
comprehensive comparison for many
stocks).
Total takes inside and outside U.S.
EEZ represent the sum of annual Level
A and Level B harassment from training
and testing plus harassment take from
one large ship shock trial.
Below we compile and summarize the
information that supports our
determination that the Navy’s activities
would not adversely affect harbor
porpoises through effects on annual
rates of recruitment or survival.
The Gulf of Maine/Bay of Fundy stock
of harbor porpoise is found
predominantly in northern U.S. coastal
waters (<150 m depth) and up into
Canada’s Bay of Fundy. No mortality or
tissue damage by explosives are
anticipated or proposed for
authorization for this stock and there are
no specific issues with the status of the
stock that cause particular concern (e.g.,
no UMEs). Regarding the magnitude of
Level B harassment takes (TTS and
behavioral disruption), the number of
estimated instances compared to the
abundance within the U.S. EEZ and
both in and outside of the U.S. EEZ,
respectively, is 941 percent and 80
percent (Table 21). This information,
combined with the known range of the
stock, suggests that only a portion of the
individuals in the stock would likely be
impacted (i.e., notably less than 80
percent given the likely repeats; in other
words more than 20 percent would be
taken zero times), but that there would
likely be some amount of repeat
exposures across days (perhaps 6–19
days within a year) for some subset of
individuals that spend extended times
within the U.S. EEZ. Regarding the
severity of those individual takes by
behavioral Level B harassment, as
explained in the 2018 AFTT final rule,
the duration of any exposure response is
expected to be from minutes to hours
and not likely exceeding 24 hrs, and the
received sound levels of the MF1 bin are
largely between 154 and 166 dB, which,
for a harbor porpoise (which have a
lower behavioral Level B harassment
threshold) would mostly be considered
a moderate level.
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would be expected to
significantly interfere with harbor
porpoise communication, or
echolocation or other important lowfrequency cues. Therefore, the
associated lost opportunities and
capabilities would not be expected to
impact reproduction or survival. For
these same reasons (low level and the
likely frequency band), while a small
permanent loss of hearing sensitivity
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may include some degree of energetic
costs for compensating or may mean
some small loss of opportunities or
detection capabilities, the estimated 454
Level A harassment takes by PTS for
harbor porpoise would be unlikely to
impact behaviors, opportunities, or
detection capabilities to a degree that
would interfere with reproductive
success or survival for most individuals,
even if PTS were to be experienced by
an individual that also experiences one
or more Level B harassment takes.
Because of the high number of PTS
takes, we acknowledge that a few
animals could potentially incur
permanent hearing loss of a higher
degree that could potentially interfere
with their successful reproduction and
growth. However, given the status of the
stock (high abundance and residual PBR
of 451), even if this occurred, it would
not adversely impact rates of
recruitment or survival.
Altogether, because harbor porpoises
are particularly sensitive, it is likely that
a fair number of the responses would be
of a moderate nature. Additionally, as
noted, some portion of the stock may be
taken repeatedly on up to 19 days
within a year, with some of those being
sequential. Given this and the larger
number of total takes (both to the stock
and to individuals), it is more likely
(probabilistically) that some small
number of individuals could be
interrupted during foraging in a manner
and amount such that impacts to the
energy budgets of females (from either
losing feeding opportunities or
expending considerable energy to find
alternative feeding options) could cause
them to forego reproduction for a year
(energetic impacts to males generally
have limited impact on population rates
unless they cause death, and it takes
extreme energy deficits beyond what
would ever be likely to result from these
activities to cause the death of an adult
marine mammal). As noted previously,
however, foregone reproduction
(especially for one year) has far less of
an impact on population rates than
mortality and a small number of
instances would not be expected to
adversely impact annual rates of
recruitment or survival, especially given
that the residual PBR of harbor
porpoises is 451. All indications are that
the number of times in which
reproduction would be likely to be
foregone would not affect the stock’s
annual rates of recruitment or survival.
For these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
harbor porpoises.
Below we compile and summarize the
information that supports our
determination that the Navy’s activities
would not adversely affect any species
or stocks through effects on annual rates
of recruitment or survival for any of the
affected species or stocks addressed in
this section.
Beaked Whales, Including Northern
Bottlenose Whale (Western North
Atlantic Stocks)
mortality nor tissue damage from
explosives is anticipated or proposed for
authorization for these stocks. Regarding
the magnitude of Level B harassment
takes (TTS and behavioral disruption),
the number of estimated instances of
harassment compared to the abundance
within the U.S. EEZ and both in and
outside of the U.S. EEZ is 1,567–1,836
percent and 148–297 percent,
respectively (Table 22). This
information, combined with the known
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These stocks span the deeper waters
of the East Coast of the U.S. north to
Canada and out into oceanic waters
beyond the U.S. EEZ. There is no
currently reported trend for these
populations and there are no specific
issues with the status of the stocks that
cause particular concern. Neither
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Beaked Whales
In Table 22 below for beaked whales,
we indicate the total annual mortality,
Level A and Level B harassment, and a
number indicating the instances of total
take as a percentage of abundance. Table
22 is unchanged from Table 76 in the
2018 AFTT final rule. For additional
information and analysis supporting the
negligible-impact analysis, see the
Odontocetes discussion as well as the
Beaked Whales discussion in the Group
and Species-Specific Analyses section
of the 2018 AFTT final rule, all of which
remains applicable to this proposed rule
unless specifically noted.
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range of the stocks, suggests that while
not all of the individuals in these stocks
would most likely be taken (because
they span well into oceanic waters), of
those that are, most would be taken over
a few days (though likely not sequential)
and some subset that spends extended
time within the U.S. EEZ would likely
be taken over a larger amount of days
(maybe 15–37), some of which could be
sequential. Regarding the severity of
those individual takes by behavioral
Level B harassment, as explained in the
2018 AFTT final rule, the duration of
any exposure response is expected to
generally be between minutes and hours
and largely between 148 and 160 dB,
though with beaked whales, which are
considered somewhat more sensitive,
this could mean that some individuals
will leave preferred habitat for a day or
two. However, while interrupted
feeding bouts are a known response and
concern for odontocetes, we also know
that there are often viable alternative
habitat options in the relative vicinity in
the Western North Atlantic.
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would adversely affect
communication, inhibit echolocation, or
otherwise interfere with other lowfrequency cues. Therefore any
associated lost opportunities and
capabilities would not impact
reproduction or survival. For the same
reasons (low level and frequency band)
the one to three estimated Level A
harassment takes by PTS for these
stocks are unlikely to have any effect on
the reproduction or survival of any
individual, even if PTS were to be
experienced by an individual that also
experiences one or more Level B
harassment takes.
Altogether, a small portion of the
stock would likely be taken (at a
relatively moderate level) on a relatively
moderate to high number of days across
the year, some of which could be
sequential. Though the majority of
impacts are expected to be of a
sometimes low, but more likely,
moderate magnitude and severity, the
sensitivity of beaked whales and larger
number of takes makes it more likely
(probabilistically) that a small number
of individuals could be interrupted
during foraging in a manner and amount
such that impacts to the energy budgets
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of females (from either losing feeding
opportunities or expending considerable
energy to find alternative feeding
options) could cause them to forego
reproduction for a year (energetic
impacts to males generally have limited
impact on population rates unless they
cause death, and it takes extreme energy
deficits beyond what would ever be
likely to result from these activities to
cause the death of an adult marine
mammal). As noted previously,
however, foregone reproduction
(especially for one year) has far less of
an impact on population rates than
mortality and a small number of
instances would not be expected to
adversely impact annual rates of
recruitment or survival. Based on the
abundance of these stocks in the area
and the evidence of little, if any, known
human-caused mortality, all indications
are that the small number of times in
which reproduction would be likely to
be foregone would not affect the stocks’
annual rates of recruitment or survival.
For these reasons, we have preliminarily
determined, in consideration of all of
the effects of the Navy’s activities
combined, that the proposed authorized
take would have a negligible impact on
the Western North Atlantic stocks of
beaked whales.
Beaked Whales (Gulf of Mexico Stocks)
The animals in these stocks suffer
from lingering health issues resulting
from the DWH oil spill (four percent of
individuals of these stocks have adverse
health effects), which means that some
of them could be more susceptible to
exposure to other stressors, and negative
population effects (10 years for their
growth rate to recover to the rate
predicted for the stocks if they had not
incurred spill impacts). Neither
mortality nor tissue damage from
explosives is anticipated or proposed for
authorization for these stocks. Level A
harassment take from PTS is also
unlikely to occur. Regarding the
magnitude of Level B harassment takes
(TTS and behavioral disruption), the
number of estimated instances of
harassment compared to the abundance
is 148–155 percent (Table 22). This
information indicates that either the
individuals in these stocks would all be
taken by harassment one or two days
within a year, or that a subset would not
be taken at all and a small subset may
be taken several times. Regarding the
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severity of those individual takes, as
explained in the 2018 AFTT final rule,
the duration of any exposure response is
expected to generally be between
minutes and hours and largely between
148 and 160 dB, though with beaked
whales, which are considered somewhat
more sensitive, this could mean that
some individuals will leave preferred
habitat for a day or two. However, while
interrupted feeding bouts are a known
response and concern for odontocetes,
we also know that there are often viable
alternative habitat options in the
relative vicinity in the Gulf of Mexico.
Regarding the severity of TTS takes, as
explained in the 2018 AFTT final rule,
they are expected to be low-level, of
short duration, and not in a frequency
band that would adversely affect
communication, inhibit echolocation, or
otherwise interfere with other low
frequency cues. Therefore any
associated lost opportunities and
capabilities would not impact
reproduction or survival.
Altogether, likely only a portion of
these stocks would be impacted and any
individual beaked whale likely would
be disturbed at a moderate level for no
more than a few days per year. Even
given the fact that some of the affected
individuals may have compromised
health, there is nothing to suggest that
this magnitude and severity of effects
would result in impacts on annual rates
of recruitment or survival for any of the
stocks. For these reasons, we have
preliminarily determined, in
consideration of all of the effects of the
Navy’s activities combined, that the
proposed authorized take would have a
negligible impact on the Gulf of Mexico
stocks of beaked whales included in
Table 22.
Pinnipeds
In Table 23 below for pinnipeds, we
indicate the total annual mortality,
Level A and Level B harassment, and a
number indicating the instances of total
take as a percentage of abundance. Table
23 is unchanged from Table 77 in the
2018 AFTT final rule. For additional
information and analysis supporting the
negligible-impact analysis, see the
Pinnipeds discussion in the Group and
Species-Specific Analyses section of the
2018 AFTT final rule, all of which
remains applicable to this proposed rule
unless specifically noted.
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Below we compile and summarize the
information that supports our
determination that the Navy’s activities
would not adversely affect any
pinnipeds through effects on annual
rates of recruitment or survival for any
of the affected species or stocks
addressed in this section.
The Western North Atlantic pinniped
(harp seal, harbor seal, hooded seal, and
gray seal) stocks are northern, but highly
migratory species. While harp seals are
limited to the northern portion of the
U.S. EEZ, gray and harbor seals may be
found as far south as the Chesapeake
Bay in late fall and hooded seals migrate
as far south as Puerto Rico. A UME has
been designated for seals from Maine to
Virginia and the main pathogen found
in the seals that have been tested is
phocine distemper virus. Neither
mortality nor tissue damage from
explosives is anticipated or proposed for
authorization for any of these stocks.
Regarding the magnitude of Level B
harassment takes (TTS and behavioral
disruption), the number of estimated
instances of harassment compared to the
abundance that is expected within the
AFTT Study Area is 34–225 percent,
which suggests that only a subset of the
animals in the AFTT Study Area would
be taken, but that a few might be taken
on several days within the year (1–5
days), but not likely on sequential days.
When the fact that some of these seals
are residing in areas near Navy activities
is considered, we can estimate that
perhaps some of those individuals
might be taken some higher number of
days within the year (up to
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approximately 10 days), but still with
no reason to think that these takes
would occur on sequential days, which
means that we would not expect effects
on reproduction or survival. Regarding
the severity of those individual
behavioral Level B harassment takes, as
explained in the 2018 AFTT final rule,
the duration of any exposure response is
expected to be between minutes and
hours (i.e., relatively short) and the
received sound levels are largely below
172 dB, with some up to 178 dB (i.e.,
of a lower to moderate level, less likely
to evoke a severe response) and
therefore there is no indication that the
expected takes by behavioral Level B
harassment would have any effect on
annual rates of recruitment or survival.
Regarding the severity of TTS takes,
as explained in the 2018 AFTT final
rule, they are expected to be low-level,
of short duration, and not in a frequency
band that would adversely affect
communication or otherwise interfere
with other low-frequency cues.
Therefore any associated lost
opportunities and capabilities would
not impact reproduction or survival. For
the same reasons (low level and
frequency band) the two to four
estimated Level A harassment takes by
PTS for these stocks are unlikely to have
any effect on the reproduction or
survival of any individual, even if PTS
were to be experienced by an animal
that also experiences one or more Level
B harassment takes.
Even given the fact that some of the
affected harbor seal individuals may
have compromised health due to the
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UME, there is nothing to suggest that
such a low magnitude and severity of
effects would result in impacts on
annual rates of recruitment or survival,
especially given that the stock
abundance in the SAR is 75,839 with a
residual PBR of 1,651. Similarly, given
the low magnitude and severity of
effects, there is no indication that these
activities would affect reproduction or
survival of harp or hooded seals, much
less adversely affect rates of recruitment
or survival, especially given that harp
seal abundance is estimated at 6.9
million and hooded seal residual PBR is
13,950. Gray seals are experiencing a
UME as well as an exceedance of more
than 4,299 M/SI above PBR. The NMFS
SAR notes that the U.S. portion of
average annual human-caused M/SI in
U.S. waters does not exceed the portion
of PBR in U.S. waters, and that while
the status of the gray seal population
relative to OSP in U.S. Atlantic EEZ
waters is unknown the stock abundance
appears to be increasing in U.S. and
Canadian waters (Hayes et al., 2018).
Also, given the low magnitude (take
compared to abundance is 95 percent,
meaning the subset of individuals taken
may be taken a few times on nonsequential days) and low to occasionally
moderate severity of impacts, no
impacts to individual reproduction or
survival are expected and therefore no
effects on annual rates of recruitment or
survival would occur. For these reasons,
in consideration of all of the effects of
the Navy’s activities combined, we have
preliminarily determined that the
proposed authorized take would have a
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negligible impact on the Western North
Atlantic stocks of gray seals, harbor
seals, hooded seals, and harp seals.
Determination
The 2018 AFTT final rule included a
detailed discussion of all of the
anticipated impacts on the affected
species and stocks from serious injury
and mortality, Level A harassment, and
Level B harassment; impacts on habitat;
and how the Navy’s mitigation and
monitoring measures reduced the
number and/or severity of adverse
effects. We evaluated how these impacts
and mitigation measures are expected to
combine, annually, to affect individuals
of each stock. Those effects were then
evaluated in the context of whether they
are reasonably likely to impact
reproductive success or survivorship of
individuals and then, if so, further
analyzed to determine whether there
would be effects on annual rates of
recruitment or survival that would
adversely affect the species or stock.
As described above, the basis for the
negligible impact determination is the
assessment of effects on annual rates of
recruitment and survival. Accordingly,
the analysis included in the 2018 AFTT
final rule used annual activity levels,
the best available science, and approved
methods to predict the annual impacts
to marine mammals, which were then
analyzed in the context of whether each
species or stock would incur more than
a negligible impact based on anticipated
adverse impacts to annual rates of
recruitment or survival. As we have
described above, none of the factors
upon which the annually-based
conclusions in the 2018 AFTT final rule
were based have changed in a manner
that would change our determinations.
Therefore, even though this proposed
rule includes two additional years,
because our findings are based on
annual rates of recruitment and
survival, and nothing has changed in a
manner that would change our 2018
AFTT rule annual analyses, it is
appropriate to rely on those analyses, as
well as the information and analysis
discussed above, for this proposed rule.
Based on the applicable information
and analysis from the 2018 AFTT final
rule as updated with the information
and analysis contained herein on the
potential and likely effects of the
specified activities on the affected
marine mammals and their habitat, and
taking into consideration the
implementation of the monitoring and
mitigation measures, NMFS
preliminarily finds that the incidental
take from the specified activities will
have a negligible impact on all affected
marine mammal species and stocks.
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Subsistence Harvest of Marine
Mammals
There are no subsistence uses or
harvest of marine mammals in the
geographic area affected by the specified
activities. Therefore, NMFS has
determined that the total taking
affecting species or stocks would not
have an unmitigable adverse impact on
the availability of such species or stocks
for taking for subsistence purposes.
ESA
There are six marine mammal species
under NMFS jurisdiction that are listed
as endangered or threatened under the
ESA with confirmed or possible
occurrence in the AFTT Study Area:
Blue whale (Western North Atlantic
stock), fin whale (Western North
Atlantic stock), sei whale (Nova Scotia
stock), sperm whale (Gulf of Mexico
Oceanic stock and North Atlantic stock),
North Atlantic right whale (Western
North Atlantic stock), and Bryde’s
whale (Northern Gulf of Mexico stock).
The Navy consulted with NMFS
pursuant to section 7 of the ESA for
AFTT activities. NMFS also consulted
internally on the issuance of the 2018
AFTT regulations and LOAs under
section 101(a)(5)(A) of the MMPA.
NMFS issued a Biological and
Conference Opinion on October 22,
2018 concluding that the issuance of the
2018 AFTT final rule and subsequent
LOAs are not likely to jeopardize the
continued existence of the threatened
and endangered species under NMFS’
jurisdiction and are not likely to result
in the destruction or adverse
modification of critical habitat in the
AFTT Study Area. The Biological and
Conference Opinion for this action is
available at https://
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities. NMFS’ Permits and
Conservation Division is currently
discussing the 2019 Navy application
with NMFS’ ESA Interagency
Cooperation Division.
National Marine Sanctuaries Act
Federal agency actions that are likely
to injure national marine sanctuary
resources are subject to consultation
with the Office of National Marine
Sanctuaries (ONMS) under section
304(d) of the National Marine
Sanctuaries Act (NMSA).
On December 15, 2017, the Navy
initiated consultation with ONMS and
submitted a Sanctuary Resource
Statement (SRS) that discussed the
effects of the Navy’s AFTT activities in
the vicinity of Stellwagen Bank, Gray’s
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Reef, and Florida Keys National Marine
Sanctuaries on sanctuary resources.
NMFS worked with the Navy in the
development of the SRS to ensure that
it could serve jointly as an SRS for
NMFS’ action under the MMPA as well.
On December 20, 2017, NMFS
initiated consultation with ONMS on
MMPA incidental take regulations for
the Navy’s AFTT activities. NMFS
requested that ONMS consider the
description and assessment of the
effects of the Navy’s activities, which
included an assessment of the effects on
marine mammals, included in the joint
SRS submitted by the Navy as satisfying
NMFS’ need to provide an SRS.
ONMS reviewed the SRS, as well as
an addendum the Navy provided on
April 3, 2018. On April 12, 2018, ONMS
found the SRS addendum sufficient for
the purposes of making an injury
determination to develop recommended
alternatives as required by the NMSA.
On May 15, 2018, ONMS recommended
two reasonable and prudent measures to
Navy and NMFS (one of which applied
to NMFS) to minimize injury and to
protect sanctuary resources. ONMS
subsequently provided a slight
modification of those recommendations
to the Navy and NMFS on August 1,
2018. On August 17, 2018, the Navy
agreed to implement both ONMS
recommendations and on October 30,
2018, NMFS agreed to implement the
recommendation that applied to NMFS.
NMFS’ Permits and Conservation
Division is currently discussing the
2019 Navy application with ONMS.
NEPA
To comply with the National
Environmental Policy Act of 1969
(NEPA; 42 U.S.C. 4321 et seq.) and
NOAA Administrative Order (NAO)
216–6A, NMFS must evaluate our
proposed actions and alternatives with
respect to potential impacts on the
human environment. NMFS
participated as a cooperating agency on
the 2018 AFTT FEIS/OEIS (published
on September 14, 2018, https://
www.aftteis.com) which evaluated
impacts from Navy training and testing
activities in the AFTT Study Area for
the reasonably foreseeable future. In
accordance with 40 CFR 1506.3, NMFS
independently reviewed and evaluated
the 2018 AFTT FEIS/OEIS and
determined that it was adequate and
sufficient to meet our responsibilities
under NEPA for the issuance of the 2018
AFTT final rule and associated LOAs.
NOAA therefore adopted the 2018
AFTT FEIS/OEIS. In accordance with 40
CFR 1502.9 and the information and
analysis contained in this proposed
rule, the Navy and NMFS as a
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cooperating agency have made a
preliminary determination that this
proposed rule and any subsequent LOAs
would not result in impacts that were
not fully considered in the 2018 AFTT
FEIS/OEIS. As indicated in this
proposed rule, the Navy has made no
substantial changes to the proposed
action nor are there significant new
circumstances or information relevant to
environmental concerns or its impacts.
NMFS will make a final NEPA
determination prior to a decision
whether to issue a final rule.
Classification
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The Office of Management and Budget
has determined that this proposed rule
is not significant for purposes of
Executive Order 12866.
Pursuant to the Regulatory Flexibility
Act (RFA), the Chief Counsel for
Regulation of the Department of
Commerce has certified to the Chief
Counsel for Advocacy of the Small
Business Administration that this
proposed rule, if adopted, would not
have a significant economic impact on
a substantial number of small entities.
The RFA requires Federal agencies to
prepare an analysis of a rule’s impact on
small entities whenever the agency is
required to publish a notice of proposed
rulemaking. However, a Federal agency
may certify, pursuant to 5 U.S.C. 605(b),
that the action will not have a
significant economic impact on a
substantial number of small entities.
The Navy is the sole entity that would
be affected by this rulemaking, and the
Navy is not a small governmental
jurisdiction, small organization, or small
business, as defined by the RFA. Any
requirements imposed by an LOA
issued pursuant to these regulations,
and any monitoring or reporting
requirements imposed by these
regulations, would be applicable only to
the Navy. NMFS does not expect the
issuance of these regulations or the
associated LOAs to result in any
impacts to small entities pursuant to the
RFA. Because this action, if adopted,
would directly affect the Navy and not
a small entity, NMFS concludes the
action would not result in a significant
economic impact on a substantial
number of small entities.
List of Subjects in 50 CFR Part 218
Exports, Fish, Imports, Incidental
take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting
and recordkeeping requirements,
Seafood, Sonar, Transportation.
Dated: May 6, 2019.
Samuel D. Rauch III,
Deputy Assistant Administrator for
Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble,
50 CFR part 218 is proposed to be
amended as follows:
PART 218—REGULATIONS
GOVERNING THE TAKING AND
IMPORTING OF MARINE MAMMALS
1. The authority citation for part 218
continues to read as follows:
■
Authority: 16 U.S.C. 1361 et seq., unless
otherwise noted.
2. Revise subpart I of part 218 to read
as follows:
■
Subpart I—Taking and Importing
Marine Mammals; U.S. Navy’s Atlantic
Fleet Training and Testing (AFTT)
Sec.
218.80 Specified activity and specified
geographical region.
218.81 Effective dates.
218.82 Permissible methods of taking.
218.83 Prohibitions.
218.84 Mitigation requirements.
218.85 Requirements for monitoring and
reporting.
218.86 Letters of Authorization.
218.87 Renewals and modifications of
Letters of Authorization.
218.88–218.89 [Reserved]
Subpart I—Taking and Importing
Marine Mammals; U.S. Navy’s Atlantic
Fleet Training and Testing (AFTT)
§ 218.80 Specified activity and
geographical region.
(a) Regulations in this subpart apply
only to the U.S. Navy for the taking of
marine mammals that occurs in the area
described in paragraph (b) of this
section and that occurs incidental to the
activities listed in paragraph (c) of this
section.
(b) The taking of marine mammals by
the Navy under this subpart may be
authorized in Letters of Authorization
(LOAs) only if it occurs within the
Atlantic Fleet Training and Testing
(AFTT) Study Area, which includes
areas of the western Atlantic Ocean
along the East Coast of North America,
portions of the Caribbean Sea, and the
Gulf of Mexico. The AFTT Study Area
begins at the mean high tide line along
the U.S. East Coast and extends east to
the 45-degree west longitude line, north
to the 65-degree north latitude line, and
south to approximately the 20-degree
north latitude line. The AFTT Study
Area also includes Navy pierside
locations, bays, harbors, and inland
waterways, and civilian ports where
training and testing occurs.
(c) The taking of marine mammals by
the Navy is only authorized if it occurs
incidental to the Navy conducting
training and testing activities, including:
(1) Training. (i) Amphibious warfare;
(ii) Anti-submarine warfare;
(iii) Electronic warfare;
(iv) Expeditionary warfare;
(v) Mine warfare;
(vi) Surface warfare, and
(vii) Pile driving.
(2) Testing. (i) Naval Air Systems
Command Testing Activities;
(ii) Naval Sea System Command
Testing Activities; and
(iii) Office of Naval Research Testing
Activities.
§ 218.81
Effective dates.
Regulations in this subpart are
effective from [DATE OF PUBLICATION
OF FINAL RULE IN THE Federal
Register] through November 13, 2025.
§ 218.82
Permissible methods of taking.
(a) Under LOAs issued pursuant to
§§ 216.106 of this chapter and 218.86,
the Holder of the LOAs (hereinafter
‘‘Navy’’) may incidentally, but not
intentionally, take marine mammals
within the area described in § 218.80(b)
by Level A harassment and Level B
harassment associated with the use of
active sonar and other acoustic sources
and explosives as well as serious injury
or mortality associated with ship shock
trials and vessel strikes, provided the
activity is in compliance with all terms,
conditions, and requirements of these
regulations in this subpart and the
applicable LOAs.
(b) The incidental take of marine
mammals by the activities listed in
§ 218.80(c) is limited to the following
species:
TABLE 1 TO § 218.82
Species
Stock
Suborder Mysticeti (baleen whales)
Family Balaenidae (right whales):
North Atlantic right whale * ................................................................
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TABLE 1 TO § 218.82—Continued
Species
Stock
Family Balaenopteridae (roquals):
Blue whale * .......................................................................................
Bryde’s whale * ..................................................................................
Minke whale ......................................................................................
Fin whale * .........................................................................................
Humpback whale ...............................................................................
Sei whale * .........................................................................................
Western North Atlantic (Gulf of St. Lawrence).
Northern Gulf of Mexico.
NSD.
Canadian East Coast.
Western North Atlantic.
Gulf of Maine.
Nova Scotia.
Suborder Odontoceti (toothed whales).
Family Physeteridae (sperm whale):
Sperm whale * ...................................................................................
Family Kogiidae (sperm whales):
Dwarf sperm whale. ..........................................................................
Pygmy sperm whale ..........................................................................
Family Ziphiidae (beaked whales):
Blainville’s beaked whale ..................................................................
Cuvier’s beaked whale ......................................................................
Gervais’ beaked whale ......................................................................
Northern bottlenose whale ................................................................
Sowersby’s beaked whale .................................................................
True’s beaked whale .........................................................................
Family Delphinidae (dolphins)
Atlantic spotted dolphin .....................................................................
Atlantic white-sided dolphin ...............................................................
Bottlenose dolphin .............................................................................
Clymene dolphin ................................................................................
False killer whale ...............................................................................
Fraser’s dolphin .................................................................................
Killer whale ........................................................................................
Long-finned pilot whale .....................................................................
Melon-headed whale .........................................................................
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Pantropical spotted dolphin ...............................................................
Pygmy killer whale ............................................................................
Risso’s dolphin ..................................................................................
Rough-toothed dolphin ......................................................................
Short-beaked common dolphin .........................................................
Short-finned pilot whale .....................................................................
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Gulf of Mexico Oceanic.
North Atlantic.
Gulf of Mexico Oceanic.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Western North Atlantic.
Western North Atlantic.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Western North Atlantic.
Choctawhatchee Bay.
Gulf of Mexico Eastern Coastal.
Gulf of Mexico Northern Coastal.
Gulf of Mexico Western Coastal.
Indian River Lagoon Estuarine System.
Jacksonville Estuarine System.
Mississippi Sound, Lake Borgne, Bay Boudreau.
Northern Gulf of Mexico Continental Shelf.
Northern Gulf of Mexico Oceanic.
Northern North Carolina Estuarine System.
Southern North Carolina Estuarine System.
Western North Atlantic Northern Florida Coastal.
Western North Atlantic Central Florida Coastal.
Western North Atlantic Northern Migratory Coastal.
Western North Atlantic Offshore.
Western North Atlantic South Carolina/Georgia Coastal.
Western North Atlantic Southern Migratory Coastal.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
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21185
TABLE 1 TO § 218.82—Continued
Species
Stock
Spinner dolphin .................................................................................
Striped dolphin ..................................................................................
White-beaked dolphin ........................................................................
Family Phocoenidae (porpoises):
Harbor porpoise .................................................................................
Northern Gulf of Mexico.
Western North Atlantic.
Northern Gulf of Mexico.
Western North Atlantic.
Western North Atlantic.
Gulf of Maine/Bay of Fundy.
Suborder Pinnipedia
Family Phocidae (true seals):
Gray seal ...........................................................................................
Harbor seal ........................................................................................
Harp seal ...........................................................................................
Hooded seal ......................................................................................
§ 218.83
Prohibitions.
Notwithstanding incidental takings
contemplated in § 218.82(a) and
authorized by LOAs issued under
§§ 216.106 of this chapter and 218.86,
no person in connection with the
activities listed in § 218.80(c) may:
(a) Violate, or fail to comply with the
terms, conditions, and requirements of
this subpart or an LOA issued under
§ 216.106 of this chapter and § 218.86;
(b) Take any marine mammal not
specified in § 218.82(b);
(c) Take any marine mammal
specified § 218.82(b) in any manner
other than as specified in the LOAs; or
(d) Take a marine mammal specified
§ 218.82(b) if NMFS determines such
taking results in more than a negligible
impact on the species or stocks of such
marine mammal.
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§ 218.84
Mitigation requirements.
When conducting the activities
identified in § 218.80(c), the mitigation
measures contained in any LOAs issued
under §§ 216.106 of this chapter and
218.86 must be implemented. These
mitigation measures include, but are not
limited to:
(a) Procedural mitigation. Procedural
mitigation is mitigation that the Navy
must implement whenever and
wherever an applicable training or
testing activity takes place within the
AFTT Study Area for each applicable
activity category or stressor category and
includes acoustic stressors (i.e., active
sonar, air guns, pile driving, weapons
firing noise), explosive stressors (i.e.,
sonobuoys, torpedoes, medium-caliber
and large-caliber projectiles, missiles
and rockets, bombs, sinking exercises,
mines, anti-swimmer grenades, line
charge testing and ship shock trials),
and physical disturbance and strike
stressors (i.e., vessel movement; towed
in-water devices; small-, medium-, and
large-caliber non-explosive practice
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Western
Western
Western
North
North
North
North
Atlantic.
Atlantic.
Atlantic.
Atlantic.
munitions; non-explosive missiles and
rockets; non-explosive bombs and mine
shapes).
(1) Environmental awareness and
education. Appropriate personnel
(including civilian personnel) involved
in mitigation and training or testing
activity reporting under the specified
activities must complete one or more
modules of the U.S. Navy Afloat
Environmental Compliance Training
Series, as identified in their career path
training plan. Modules include:
Introduction to the U.S. Navy Afloat
Environmental Compliance Training
Series, Marine Species Awareness
Training, U.S. Navy Protective Measures
Assessment Protocol, and U.S. Navy
Sonar Positional Reporting System and
Marine Mammal Incident Reporting.
(2) Active sonar. Active sonar
includes low-frequency active sonar,
mid-frequency active sonar, and highfrequency active sonar. For vessel-based
active sonar activities, mitigation
applies only to sources that are
positively controlled and deployed from
manned surface vessels (e.g., sonar
sources towed from manned surface
platforms). For aircraft-based active
sonar activities, mitigation applies only
to sources that are positively controlled
and deployed from manned aircraft that
do not operate at high altitudes (e.g.,
rotary-wing aircraft). Mitigation does
not apply to active sonar sources
deployed from unmanned aircraft or
aircraft operating at high altitudes (e.g.,
maritime patrol aircraft).
(i) Number of Lookouts and
observation platform. (A) Hull-mounted
sources. One Lookout for platforms with
space or manning restrictions while
underway (at the forward part of a small
boat or ship) and platforms using active
sonar while moored or at anchor
(including pierside); two Lookouts for
platforms without space or manning
restrictions while underway (at the
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forward part of the ship); and four
Lookouts for pierside sonar testing
activities at Port Canaveral, Florida and
Kings Bay, Georgia.
(B) Sources that are not hull-mounted
sources. One Lookout on the ship or
aircraft conducting the activity.
(ii) Mitigation zones and
requirements. During the activity, at
1,000 yard (yd) Navy personnel must
power down 6 decibels (dB), at 500 yd
Navy personnel must power down an
additional 4 dB (for a total of 10 dB),
and at 200 yd Navy personnel must shut
down for low-frequency active sonar
≥200 dB and hull-mounted midfrequency active sonar; or at 200 yd
Navy personnel must shut down for
low-frequency active sonar <200 dB,
mid-frequency active sonar sources that
are not hull-mounted, and highfrequency active sonar.
(A) Prior to the initial start of the
activity (e.g., when maneuvering on
station), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of active sonar
transmission.
(B) During low-frequency active sonar
at or above 200 dB and hull-mounted
mid-frequency active sonar, Navy
personnel must observe the mitigation
zone for marine mammals and power
down active sonar transmission by 6 dB
if marine mammals are observed within
1,000 yd of the sonar source; power
down by an additional 4 dB (10 dB
total) if marine mammals are observed
within 500 yd of the sonar source; and
cease transmission if marine mammals
are observed within 200 yd of the sonar
source.
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(C) During low-frequency active sonar
below 200 dB, mid-frequency active
sonar sources that are not hull mounted,
and high-frequency active sonar, Navy
personnel must observe the mitigation
zone for marine mammals and cease
active sonar transmission if marine
mammals are observed within 200 yd of
the sonar source.
(D) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing or
powering up active sonar transmission)
until one of the following conditions
has been met: The animal is observed
exiting the mitigation zone; the animal
is thought to have exited the mitigation
zone based on a determination of its
course, speed, and movement relative to
the sonar source; the mitigation zone
has been clear from any additional
sightings for 10 minutes (min) for
aircraft-deployed sonar sources or 30
min for vessel-deployed sonar sources;
for mobile activities, the active sonar
source has transited a distance equal to
double that of the mitigation zone size
beyond the location of the last sighting;
or for activities using hull-mounted
sonar where a dolphin(s) is observed in
the mitigation zone, the Lookout
concludes that the dolphin(s) is
deliberately closing in on the ship to
ride the ship’s bow wave, and is
therefore out of the main transmission
axis of the sonar (and there are no other
marine mammal sightings within the
mitigation zone).
(3) Air guns. (i) Number of Lookouts
and observation platform. One Lookout
must be positioned on a ship or
pierside.
(ii) Mitigation zone and requirements.
150 yd around the air gun.
(A) Prior to the initial start of the
activity (e.g., when maneuvering on
station), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of air gun use.
(B) During the activity, Navy
personnel must observe the mitigation
zone for marine mammals; if marine
mammals are observed, Navy personnel
must cease use of air guns.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
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Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing air
gun use) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the air gun; the
mitigation zone has been clear from any
additional sightings for 30 min; or for
mobile activities, the air gun has
transited a distance equal to double that
of the mitigation zone size beyond the
location of the last sighting.
(4) Pile driving. Pile driving and pile
extraction sound during Elevated
Causeway System training.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned on the shore, the elevated
causeway, or a small boat.
(ii) Mitigation zone and requirements.
100 yd around the pile driver.
(A) Prior to the initial start of the
activity (for 30 min), Navy personnel
must observe the mitigation zone for
floating vegetation; if floating vegetation
is observed, Navy personnel must delay
the start until the mitigation zone is
clear. Navy personnel also must observe
the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must delay
the start of pile driving or vibratory pile
extraction.
(B) During the activity, Navy
personnel must observe the mitigation
zone for marine mammals; if marine
mammals are observed, Navy personnel
must cease impact pile driving or
vibratory pile extraction.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing pile
driving or pile extraction) until one of
the following conditions has been met:
The animal is observed exiting the
mitigation zone; the animal is thought to
have exited the mitigation zone based
on a determination of its course, speed,
and movement relative to the pile
driving location; or the mitigation zone
has been clear from any additional
sightings for 30 min.
(5) Weapons firing noise. Weapons
firing noise associated with large-caliber
gunnery activities.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned on the ship conducting
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the firing. Depending on the activity, the
Lookout could be the same as the one
provided for under Explosive mediumcaliber and large-caliber projectiles or
under Small-, medium-, and largecaliber non-explosive practice
munitions in paragraph (a)(8)(i) and
(a)(19)(i) of this section.
(ii) Mitigation zone and requirements.
Thirty degrees on either side of the
firing line out to 70 yd from the muzzle
of the weapon being fired.
(A) Prior to the initial start of the
activity, Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of weapons firing.
(B) During the activity, Navy
personnel must observe the mitigation
zone for marine mammals; if marine
mammals are observed, Navy personnel
must cease weapons firing.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
weapons firing) until one of the
following conditions has been met: The
animal is observed exiting the
mitigation zone; the animal is thought to
have exited the mitigation zone based
on a determination of its course, speed,
and movement relative to the firing
ship; the mitigation zone has been clear
from any additional sightings for 30
min; or for mobile activities, the firing
ship has transited a distance equal to
double that of the mitigation zone size
beyond the location of the last sighting.
(6) Explosive Sonobuoys. (i) Number
of Lookouts and observation platform.
One Lookout must be positioned in an
aircraft or on small boat. If additional
platforms are participating in the
activity, personnel positioned in those
assets (e.g., safety observers, evaluators)
must support observing the mitigation
zone for marine mammals and other
applicable biological resources while
performing their regular duties.
(ii) Mitigation zone and requirements.
600 yd around an explosive sonobuoy.
(A) Prior to the initial start of the
activity (e.g., during deployment of a
sonobuoy field, which typically lasts
20–30 min), Navy personnel must
observe the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
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or delay the start until the mitigation
zone is clear. Navy personnel must
conduct passive acoustic monitoring for
marine mammals and use information
from detections to assist visual
observations. Navy personnel also must
visually observe the mitigation zone for
marine mammals; if marine mammals
are observed, Navy personnel must
relocate or delay the start of sonobuoy
or source/receiver pair detonations.
(B) During the activity, Navy
personnel must observe the mitigation
zone for marine mammals; if marine
mammals are observed, Navy personnel
must cease sonobuoy or source/receiver
pair detonations.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
detonations) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the sonobuoy; or
the mitigation zone has been clear from
any additional sightings for 10 min
when the activity involves aircraft that
have fuel constraints (e.g., helicopter),
or 30 min when the activity involves
aircraft that are not typically fuel
constrained.
(D) After completion of the activity
(e.g., prior to maneuvering off station)—
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(7) Explosive torpedoes. (i) Number of
Lookouts and observation platform. One
Lookout positioned in an aircraft. If
additional platforms are participating in
the activity, Navy personnel positioned
in those assets (e.g., safety observers,
evaluators) must support observing the
mitigation zone for marine mammals
and other applicable biological
resources while performing their regular
duties.
(ii) Mitigation zone and requirements.
2,100 yd around the intended impact
location.
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(A) Prior to the initial start of the
activity (e.g., during deployment of the
target), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, relocate or delay the start
until the mitigation zone is clear. Navy
personnel also must conduct passive
acoustic monitoring for marine
mammals and use the information from
detections to assist visual observations.
Navy personnel must visually observe
the mitigation zone for marine mammals
and jellyfish aggregations; if marine
mammals or jellyfish aggregations are
observed, Navy personnel must relocate
or delay the start of firing.
(B) During the activity, Navy
personnel must observe for marine
mammals and jellyfish aggregations; if
marine mammals or jellyfish
aggregations are observed, Navy
personnel must cease firing.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
firing) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the intended
impact location; or the mitigation zone
has been clear from any additional
sightings for 10 min when the activity
involves aircraft that have fuel
constraints, or 30 min when the activity
involves aircraft that are not typically
fuel constrained.
(D) After completion of the activity
(e.g., prior to maneuvering off station)—
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(8) Explosive medium-caliber and
large-caliber projectiles. Gunnery
activities using explosive mediumcaliber and large-caliber projectiles.
Mitigation applies to activities using a
surface target.
(i) Number of Lookouts and
observation platform. One Lookout must
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21187
be on the vessel or aircraft conducting
the activity. For activities using
explosive large-caliber projectiles,
depending on the activity, the Lookout
could be the same as the one described
in Weapons Firing Noise in paragraph
(a)(5)(i) of this section. If additional
platforms are participating in the
activity, Navy personnel positioned in
those assets (e.g., safety observers,
evaluators) must support observing the
mitigation zone for marine mammals
and other applicable biological
resources while performing their regular
duties.
(ii) Mitigation zone and requirements.
(A) 200 yd around the intended impact
location for air-to-surface activities
using explosive medium-caliber
projectiles.
(B) 600 yd around the intended
impact location for surface-to-surface
activities using explosive mediumcaliber projectiles.
(C) 1,000 yd around the intended
impact location for surface-to-surface
activities using explosive large-caliber
projectiles.
(D) Prior to the initial start of the
activity (e.g., when maneuvering on
station), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of firing.
(E) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
firing.
(F) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
firing) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the intended
impact location; the mitigation zone has
been clear from any additional sightings
for 10 min for aircraft-based firing or 30
min for vessel-based firing; or for
activities using mobile targets, the
intended impact location has transited a
distance equal to double that of the
mitigation zone size beyond the location
of the last sighting.
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(G) After completion of the activity
(e.g., prior to maneuvering off station)—
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(9) Explosive missiles and rockets.
Aircraft-deployed explosive missiles
and rockets. Mitigation applies to
activities using a surface target.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned in an aircraft. If additional
platforms are participating in the
activity, Navy personnel positioned in
those assets (e.g., safety observers,
evaluators) must support observing the
mitigation zone for marine mammals
and other applicable biological
resources while performing their regular
duties.
(ii) Mitigation zone and requirements.
(A) 900 yd around the intended impact
location for missiles or rockets with 0.6–
20 lb net explosive weight.
(B) 2,000 yd around the intended
impact location for missiles with 21–
500 lb net explosive weight.
(C) Prior to the initial start of the
activity (e.g., during a fly-over of the
mitigation zone), Navy personnel must
observe the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of firing.
(D) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
firing.
(E) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
firing) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
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movement relative to the intended
impact location; or the mitigation zone
has been clear from any additional
sightings for 10 min when the activity
involves aircraft that have fuel
constraints, or 30 min when the activity
involves aircraft that are not typically
fuel constrained.
(F) After completion of the activity
(e.g., prior to maneuvering off station)—
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(10) Explosive bombs. (i) Number of
Lookouts and observation platform. One
Lookout must be positioned in an
aircraft conducting the activity. If
additional platforms are participating in
the activity, Navy personnel positioned
in those assets (e.g., safety observers,
evaluators) must support observing the
mitigation zone for marine mammals
and other applicable biological
resources while performing their regular
duties.
(ii) Mitigation zone and requirements.
2,500 yd around the intended target.
(A) Prior to the initial start of the
activity (e.g., when arriving on station),
Navy personnel must observe the
mitigation zone for floating vegetation;
if floating vegetation is observed, Navy
personnel must relocate or delay the
start until the mitigation zone is clear.
Navy personnel also must observe the
mitigation zone for marine mammals; if
marine mammals are observed, Navy
personnel must relocate or delay the
start of bomb deployment.
(B) During the activity (e.g., during
target approach), Navy personnel must
observe for marine mammals; if marine
mammals are observed, Navy personnel
must cease bomb deployment.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing bomb
deployment) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
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movement relative to the intended
target; the mitigation zone has been
clear from any additional sightings for
10 min; or for activities using mobile
targets, the intended target has transited
a distance equal to double that of the
mitigation zone size beyond the location
of the last sighting.
(D) After completion of the activity
(e.g., prior to maneuvering off station)—
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(11) Sinking exercises. (i) Number of
Lookouts and observation platform.
Two Lookouts (one must be positioned
in an aircraft and one must be
positioned on a vessel). If additional
platforms are participating in the
activity, Navy personnel positioned in
those assets (e.g., safety observers,
evaluators) must support observing the
mitigation zone for marine mammals
and other applicable biological
resources while performing their regular
duties.
(ii) Mitigation zone and requirements.
2.5 nautical miles (nmi) around the
target ship hulk.
(A) Prior to the initial start of the
activity (90 min prior to the first firing),
Navy personnel must conduct aerial
observations of the mitigation zone for
floating vegetation; if floating vegetation
is observed Navy personnel must delay
the start until the mitigation zone is
clear. Navy personnel also must conduct
aerial observations of the mitigation
zone for marine mammals and jellyfish
aggregations; if marine mammals or
jellyfish aggregations are observed, Navy
personnel must delay the start of firing.
(B) During the activity, Navy
personnel must conduct passive
acoustic monitoring for marine
mammals and use information from
detections to assist visual observations.
Navy personnel must visually observe
the mitigation zone for marine mammals
from the vessel; if marine mammals are
observed, Navy personnel must cease
firing. Immediately after any planned or
unplanned breaks in weapons firing of
longer than two hours, Navy personnel
must observe the mitigation zone for
marine mammals from the aircraft and
vessel; if marine mammals are observed,
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Navy personnel must delay
recommencement of firing.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
firing) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the target ship
hulk; or the mitigation zone has been
clear from any additional sightings for
30 min.
(D) After completion of the activity
(for two hours after sinking the vessel or
until sunset, whichever comes first),
Navy personnel must observe for marine
mammals in the vicinity of where
detonations occurred; if any injured or
dead marine mammals are observed,
Navy personnel must follow established
incident reporting procedures. If
additional platforms are supporting this
activity (e.g., providing range clearance),
these Navy assets must assist in the
visual observation of the area where
detonations occurred.
(12) Explosive mine countermeasure
and neutralization activities. (i) Number
of Lookouts and observation platform.
(A) One Lookout must be positioned on
a vessel or in an aircraft when
implementing the smaller mitigation
zone defined at paragraph (a)(12)(ii)(A)
of this section (using 0.1–5 lb net
explosive weight charges).
(B) Two Lookouts (one must be in an
aircraft and one must be on a small boat)
when implementing the larger
mitigation zone defined at paragraph
(a)(12)(ii)(B) of this section (using 6–650
lb net explosive weight charges).
(C) If additional platforms are
participating in the activity, Navy
personnel positioned in those assets
(e.g., safety observers, evaluators) must
support observing the mitigation zone
for marine mammals and other
applicable biological resources while
performing their regular duties.
(ii) Mitigation zone and requirements.
(A) 600 yd around the detonation site
for activities using 0.1–5 lb net
explosive weight.
(B) 2,100 yd around the detonation
site for activities using 6–650 lb net
explosive weight (including high
explosive target mines).
(C) Prior to the initial start of the
activity (e.g., when maneuvering on
station; typically, 10 min when the
activity involves aircraft that have fuel
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constraints, or 30 min when the activity
involves aircraft that are not typically
fuel constrained), Navy personnel must
observe the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of detonations.
(D) During the activity, Navy
personnel must observe the mitigation
zone for marine mammals; if marine
mammals are observed, the Navy must
cease detonations.
(E) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
detonations) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to detonation site; or
the mitigation zone has been clear from
any additional sightings for 10 min
when the activity involves aircraft that
have fuel constraints, or 30 min when
the activity involves aircraft that are not
typically fuel constrained.
(F) After completion of the activity
(typically 10 min when the activity
involves aircraft that have fuel
constraints, or 30 min when the activity
involves aircraft that are not typically
fuel constrained), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(13) Explosive mine neutralization
activities involving navy divers—(i)
Number of Lookouts and observation
platform. (A) Two Lookouts must be
positioned (two small boats with one
Lookout each, or one Lookout must be
on a small boat and one must be in a
rotary-wing aircraft) when
implementing the smaller mitigation
zone defined at paragraph (a)(13)(ii)(A)
of this section.
(B) Four Lookouts must be positioned
(two small boats with two Lookouts
each), and a pilot or member of an
aircrew must serve as an additional
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21189
Lookout if aircraft are used during the
activity, when implementing the larger
mitigation zone defined at paragraph
(a)(13)(ii)(B) of this section.
(C) All divers placing the charges on
mines must support the Lookouts while
performing their regular duties and
must report applicable sightings to their
supporting small boat or Range Safety
Officer.
(D) If additional platforms are
participating in the activity, Navy
personnel positioned in those assets
(e.g., safety observers, evaluators) must
support observing the mitigation zone
for marine mammals and other
applicable biological resources while
performing their regular duties.
(ii) Mitigation zone and requirements.
(A) 500 yd around the detonation site
during activities under positive control
using 0.1–20 lb net explosive weight.
(B) 1,000 yd around the detonation
site during all activities using timedelay fuses (0.1–20 lb net explosive
weight) and during activities under
positive control using 21–60 lb net
explosive weight charges.
(C) Prior to the initial start of the
activity (e.g., when maneuvering on
station for activities under positive
control; 30 min for activities using timedelay firing devices), Navy personnel
must observe the mitigation zone for
floating vegetation; if floating vegetation
is observed, Navy personnel must
relocate or delay the start until the
mitigation zone is clear. Navy personnel
also must observe the mitigation zone
for marine mammals; if marine
mammals are observed, Navy personnel
must relocate or delay the start of
detonation or fuse initiation.
(D) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
detonation or fuse initiation. To the
maximum extent practicable depending
on mission requirements, safety, and
environmental conditions, boats must
position themselves near the mid-point
of the mitigation zone radius (but
outside of the detonation plume and
human safety zone), must position
themselves on opposite sides of the
detonation location (when two boats are
used), and must travel in a circular
pattern around the detonation location
with one Lookout observing inward
toward the detonation site and the other
observing outward toward the perimeter
of the mitigation zone. If used, aircraft
must travel in a circular pattern around
the detonation location to the maximum
extent practicable. Navy personnel must
not set time-delay firing devices (0.1–20
lb. net explosive weight) to exceed 10
min.
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(E) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
detonations) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the detonation
site; or the mitigation zone has been
clear from any additional sightings for
10 min during activities under positive
control with aircraft that have fuel
constraints, or 30 min during activities
under positive control with aircraft that
are not typically fuel constrained and
during activities using time-delay firing
devices.
(F) After completion of an activity (for
30 min), Navy personnel must observe
for marine mammals in the vicinity of
where any detonations have occurred; if
any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(14) Maritime security operations—
anti-swimmer grenades—(i) Number of
Lookouts and observation platform. One
Lookout must be positioned on the
small boat conducting the activity. If
additional platforms are participating in
the activity, Navy personnel positioned
in those assets (e.g., safety observers,
evaluators) must support observing the
mitigation zone for marine mammals
and other applicable biological
resources while performing their regular
duties.
(ii) Mitigation zone and requirements.
200 yd around the intended detonation
location.
(A) Prior to the initial start of the
activity (e.g., when maneuvering on
station), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of detonation.
(B) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
detonation.
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(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
detonations) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the intended
detonation location; the mitigation zone
has been clear from any additional
sightings for 30 min; or the intended
detonation location has transited a
distance equal to double that of the
mitigation zone size beyond the location
of the last sighting.
(D) After completion of the activity
(e.g., prior to maneuvering off station),
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(15) Line charge testing—(i) Number
of Lookouts and observation platform.
One Lookout must be positioned on a
vessel. If additional platforms are
participating in the activity, Navy
personnel positioned in those assets
(e.g., safety observers, evaluators) must
support observing the mitigation zone
for marine mammals and other
applicable biological resources while
performing their regular duties.
(ii) Mitigation zone and requirements.
900 yd around the intended detonation
location.
(A) Prior to the initial start of the
activity (e.g., when maneuvering on
station), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must delay
the start until the mitigation zone is
clear. Navy personnel also must observe
the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must delay
the start of detonations.
(B) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
detonations.
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(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
detonations) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the intended
detonation location; or the mitigation
zone has been clear from any additional
sightings for 30 min.
(D) After completion of the activity
(e.g., prior to maneuvering off station),
when practical (e.g., when platforms are
not constrained by fuel restrictions or
mission-essential follow-on
commitments), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(16) Ship shock trials—(i) Number of
Lookouts and observation platform. (A)
A minimum of ten Lookouts or trained
marine species observers (or a
combination thereof) must be positioned
either in an aircraft or on multiple
vessels (i.e., a Marine Animal Response
Team boat and the test ship).
(1) If aircraft are used, Lookouts or
trained marine species observers must
be in an aircraft and on multiple vessels.
(2) If aircraft are not used, a sufficient
number of additional Lookouts or
trained marine species observers must
be used to provide vessel-based visual
observation comparable to that achieved
by aerial surveys.
(B) If additional platforms are
participating in the activity, Navy
personnel positioned in those assets
(e.g., safety observers, evaluators) must
support observing the mitigation zone
for marine mammals and other
applicable biological resources while
performing their regular duties.
(ii) Mitigation zone and requirements.
3.5 nmi around the ship hull.
(A) The Navy must not conduct ship
shock trials in the Jacksonville
Operating Area during North Atlantic
right whale calving season from
November 15 through April 15.
(B) The Navy must develop detailed
ship shock trial monitoring and
mitigation plans approximately one-year
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prior to an event and must continue to
provide these to NMFS for review and
approval.
(C) Pre-activity planning must include
selection of one primary and two
secondary areas where marine mammal
populations are expected to be the
lowest during the event, with the
primary and secondary locations located
more than 2 nmi from the western
boundary of the Gulf Stream for events
in the Virginia Capes Range Complex or
Jacksonville Range Complex.
(D) If it is determined during preactivity surveys that the primary area is
environmentally unsuitable (e.g.,
observations of marine mammals or
presence of concentrations of floating
vegetation), the shock trial can be
moved to a secondary site in accordance
with the detailed mitigation and
monitoring plan provided to NMFS.
(E) Prior to the initial start of the
activity at the shock trial location (in
intervals of 5 hrs, 3 hrs, 40 min, and
immediately before the detonation),
Navy personnel must observe the
mitigation zone for floating vegetation;
if floating vegetation is observed, Navy
personnel must delay the start until the
mitigation zone is clear. Navy personnel
also must observe the mitigation zone
for marine mammals; if marine
mammals are observed, Navy personnel
must delay triggering the detonation.
(F) During the activity, Navy
personnel must observe for marine
mammals, large schools of fish, jellyfish
aggregations, and flocks of seabirds; if
marine mammals, large schools of fish,
jellyfish aggregations, and flocks of
seabirds are observed, Navy personnel
must cease triggering the detonation.
After completion of each detonation,
Navy personnel must observe the
mitigation zone for marine mammals; if
any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures and halt any remaining
detonations until Navy personnel can
consult with NMFS and review or adapt
the mitigation, if necessary.
(G) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
detonations) until one of the following
conditions has been met: the animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the ship hull; or
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the mitigation zone has been clear from
any additional sightings for 30 min.
(H) After completion of the activity
(during the following two days at a
minimum, and up to seven days at a
maximum), Navy personnel must
observe for marine mammals in the
vicinity of where detonations occurred;
if any injured or dead marine mammals
are observed, Navy personnel must
follow established incident reporting
procedures. If additional platforms are
supporting this activity (e.g., providing
range clearance), these Navy assets must
assist in the visual observation of the
area where detonations occurred.
(17) Vessel movement. The mitigation
must not be applied if: The vessel’s
safety is threatened; the vessel is
restricted in its ability to maneuver (e.g.,
during launching and recovery of
aircraft or landing craft, during towing
activities, when mooring, etc.); or the
vessel is operated autonomously.
(i) Number of Lookouts and
observation platform. One Lookout must
be on the vessel that is underway.
(ii) Mitigation zone and requirements.
(A) 500 yd around whales.
(B) 200 yd around all other marine
mammals (except bow-riding dolphins
and pinnipeds hauled out on man-made
navigational structures, port structures,
and vessels).
(C) During the activity, when
underway, Navy personnel must
observe the mitigation zone for marine
mammals; if any marine mammals are
observed, Navy personnel must
maneuver to maintain distance.
(D) Additionally, Navy personnel
must broadcast awareness notification
messages with North Atlantic right
whale Dynamic Management Area
information (e.g., location and dates) to
applicable Navy assets operating in the
vicinity of the Dynamic Management
Area. The information will alert assets
to the possible presence of a North
Atlantic right whale to maintain safety
of navigation and further reduce the
potential for a vessel strike. Platforms
must use the information to assist their
visual observation of applicable
mitigation zones during training and
testing activities and to aid in the
implementation of procedural
mitigation, including but not limited to,
mitigation for vessel movement. If a
marine mammal vessel strike occurs,
Navy personnel must follow the
established incident reporting
procedures.
(18) Towed in-water devices.
Mitigation applies to devices that are
towed from a manned surface platform
or manned aircraft. The mitigation will
not be applied if the safety of the towing
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21191
platform or in-water device is
threatened.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned on a manned towing
platform.
(ii) Mitigation zone and requirements.
250 yd around marine mammals. During
the activity, when towing an in-water
device, Navy personnel must observe for
marine mammals; if marine mammals
are observed, Navy personnel must
maneuver to maintain distance.
(19) Small-, medium-, and largecaliber non-explosive practice
munitions. Mitigation applies to
activities using a surface target.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned on the platform
conducting the activity. Depending on
the activity, the Lookout could be the
same as the one described for Weapons
Firing Noise in paragraph (a)(5)(i) of this
section.
(ii) Mitigation zone and requirements.
200 yd around the intended impact
location.
(A) Prior to the initial start of the
activity (e.g., when maneuvering on
station), Navy personnel must observe
the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of firing.
(B) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
firing.
(C) Commencement/recommencement
conditions after a marine mammal
sighting before or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
firing) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the intended
impact location; the mitigation zone has
been clear from any additional sightings
for 10 min for aircraft-based firing or 30
min for vessel-based firing; or for
activities using a mobile target, the
intended impact location has transited a
distance equal to double that of the
mitigation zone size beyond the location
of the last sighting.
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(20) Non-explosive missiles and
rockets. Aircraft-deployed nonexplosive missiles and rockets.
Mitigation applies to activities using a
surface target.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned in an aircraft.
(ii) Mitigation zone and requirements.
900 yd around the intended impact
location.
(A) Prior to the initial start of the
activity (e.g., during a fly-over of the
mitigation zone), Navy personnel must
observe the mitigation zone for floating
vegetation; if floating vegetation is
observed, Navy personnel must relocate
or delay the start until the mitigation
zone is clear. Navy personnel also must
observe the mitigation zone for marine
mammals; if marine mammals are
observed, Navy personnel must relocate
or delay the start of firing.
(B) During the activity, Navy
personnel must observe for marine
mammals; if marine mammals are
observed, Navy personnel must cease
firing.
(C) Commencement/recommencement
conditions after a marine mammal
sighting prior to or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing
firing) until one of the following
conditions has been met: The animal is
observed exiting the mitigation zone;
the animal is thought to have exited the
mitigation zone based on a
determination of its course, speed, and
movement relative to the intended
impact location; or the mitigation zone
has been clear from any additional
sightings for 10 min when the activity
involves aircraft that have fuel
constraints, or 30 min when the activity
involves aircraft that are not typically
fuel constrained.
(21) Non-explosive bombs and mine
shapes. Non-explosive bombs and nonexplosive mine shapes during mine
laying activities.
(i) Number of Lookouts and
observation platform. One Lookout must
be positioned in an aircraft.
(ii) Mitigation zone and requirements.
1,000 yd around the intended target.
(A) Prior to the initial start of the
activity (e.g., when arriving on station),
Navy personnel must observe the
mitigation zone for floating vegetation;
if floating vegetation is observed, Navy
personnel must relocate or delay the
start until the mitigation zone is clear.
Navy personnel also must observe the
mitigation zone for marine mammals; if
marine mammals are observed, Navy
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personnel must relocate or delay the
start of bomb deployment or mine
laying.
(B) During the activity (e.g., during
approach of the target or intended
minefield location), Navy personnel
must observe the mitigation zone for
marine mammals; if marine mammals
are observed, Navy personnel must
cease bomb deployment or mine laying.
(C) Commencement/recommencement
conditions after a marine mammal
sighting prior to or during the activity:
Navy personnel must allow a sighted
marine mammal to leave the mitigation
zone prior to the initial start of the
activity (by delaying the start) or during
the activity (by not recommencing bomb
deployment or mine laying) until one of
the following conditions has been met:
The animal is observed exiting the
mitigation zone; the animal is thought to
have exited the mitigation zone based
on a determination of its course, speed,
and movement relative to the intended
target or minefield location; the
mitigation zone has been clear from any
additional sightings for 10 min; or for
activities using mobile targets, the
intended target has transited a distance
equal to double that of the mitigation
zone size beyond the location of the last
sighting.
(b) Mitigation areas. In addition to
procedural mitigation, the Navy must
implement mitigation measures within
mitigation areas to avoid potential
impacts on marine mammals.
(1) Mitigation areas off the
Northeastern United States for sonar,
explosives, and physical disturbance
and strikes. (i) Mitigation area
requirements. (A) Northeast North
Atlantic Right Whale Mitigation Area
(year-round):
(1) Navy personnel must report the
total hours and counts of active sonar
and in-water explosives used in the
mitigation area (which includes North
Atlantic right whale ESA-designated
critical habitat) in its annual training
and testing activity reports submitted to
NMFS.
(2) Navy personnel must minimize the
use of low-frequency active sonar, midfrequency active sonar, and highfrequency active sonar to the maximum
extent practicable within the mitigation
area.
(3) Navy personnel must not use
Improved Extended Echo Ranging
sonobuoys in or within 3 nmi of the
mitigation area or use explosive and
non-explosive bombs, in-water
detonations, and explosive torpedoes
within the mitigation area.
(4) For activities using non-explosive
torpedoes within the mitigation area,
Navy personnel must conduct activities
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during daylight hours in Beaufort sea
state 3 or less. The Navy must use three
Lookouts (one positioned on a vessel
and two positioned in an aircraft during
dedicated aerial surveys) to observe the
vicinity of the activity. An additional
Lookout must be positioned on the
submarine, when surfaced. Immediately
prior to the start of the activity, Navy
personnel must observe for floating
vegetation and marine mammals; if
floating vegetation or marine mammals
are observed, Navy personnel must not
commence the activity until the vicinity
is clear or the activity is relocated to an
area where the vicinity is clear. During
the activity, Navy personnel must
observe for marine mammals; if
observed, Navy personnel must cease
the activity. To allow a sighted marine
mammal to leave the area, Navy
personnel must not recommence the
activity until one of the following
conditions has been met: The animal is
observed exiting the vicinity of the
activity; the animal is thought to have
exited the vicinity of the activity based
on a determination of its course, speed,
and movement relative to the activity
location; or the area has been clear from
any additional sightings for 30 min.
During transits and normal firing, ships
must maintain a speed of no more than
10 knots (kn). During submarine target
firing, ships must maintain speeds of no
more than 18 kn. During vessel target
firing, vessel speeds may exceed 18 kn
for brief periods of time (e.g., 10–15
min).
(5) For all activities, before a vessel
transits within the mitigation area, Navy
personnel must conduct a web query or
email inquiry to the National
Oceanographic and Atmospheric
Administration Northeast Fisheries
Science Center’s North Atlantic Right
Whale Sighting Advisory System to
obtain the latest North Atlantic right
whale sightings information. Navy
personnel on vessels must use the
sightings information to reduce
potential interactions with North
Atlantic right whales during transits.
Navy personnel on vessels must
implement speed reductions within the
mitigation area after observing a North
Atlantic right whale, if transiting within
5 nmi of a sighting reported to the North
Atlantic Right Whale Sighting Advisory
System within the past week, and if
transiting at night or during periods of
reduced visibility.
(B) Gulf of Maine Planning Awareness
Mitigation Area (year-round):
(1) Navy personnel must report the
total hours and counts of active sonar
and in-water explosives used in the
mitigation area in its annual training
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and testing activity reports submitted to
NMFS.
(2) Navy personnel must not conduct
greater than 200 hrs of hull-mounted
mid-frequency active sonar per year
within the mitigation area.
(3) Navy personnel must not conduct
major training exercises (Composite
Training Unit Exercises or Fleet
Exercises/Sustainment Exercises) within
the mitigation area. If the Navy needs to
conduct a major training exercise within
the mitigation area in support of
training requirements driven by national
security concerns, Navy personnel must
confer with NMFS to verify that
potential impacts are adequately
addressed.
(C) Northeast Planning Awareness
Mitigation Areas (year-round): (1) Navy
personnel will avoid planning major
training exercises (Composite Training
Unit Exercises or Fleet Exercises/
Sustainment Exercises) within the
mitigation area to the maximum extent
practicable.
(2) Navy personnel must not conduct
more than four major training exercises
per year (all or a portion of the exercise)
within the mitigation area.
(3) If the Navy needs to conduct
additional major training exercises in
the mitigation area in support of
training requirements driven by national
security concerns, Navy personnel must
provide NMFS with advance
notification and include the information
in its annual training and testing
activity reports submitted to NMFS.
(ii) [Reserved]
(2) Mitigation areas off the MidAtlantic and Southeastern United States
for sonar, explosives, and physical
disturbance and strikes.
(i) Mitigation area requirements. (A)
Southeast North Atlantic Right Whale
Mitigation Area (November 15 through
April 15):
(1) Navy personnel must report the
total hours and counts of active sonar
and in-water explosives used in the
mitigation area in its annual training
and testing activity reports submitted to
NMFS.
(2) The Navy must not conduct: Lowfrequency active sonar (except as noted
in paragraph (b)(2)(i)(A)(3) of this
section), mid-frequency active sonar
(except as noted in paragraph
(b)(2)(i)(A)(3) of this section), highfrequency active sonar, missile and
rocket activities (explosive and nonexplosive), small-, medium-, and largecaliber gunnery activities, Improved
Extended Echo Ranging sonobuoy
activities, explosive and non-explosive
bombing activities, in-water
detonations, and explosive torpedo
activities within the mitigation area.
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(3) To the maximum extent
practicable, Navy personnel must
minimize the use of: helicopter dipping
sonar, low-frequency active sonar and
hull-mounted mid-frequency active
sonar used for navigation training, and
low-frequency active sonar and hullmounted mid-frequency active sonar
used for object detection exercises
within the mitigation area.
(4) Before transiting or conducting
training or testing activities within the
mitigation area, Navy personnel must
initiate communication with the Fleet
Area Control and Surveillance Facility,
Jacksonville to obtain Early Warning
System North Atlantic right whale
sightings data. The Fleet Area Control
and Surveillance Facility, Jacksonville
must advise Navy personnel on vessels
of all reported whale sightings in the
vicinity to help Navy personnel on
vessels and aircraft reduce potential
interactions with North Atlantic right
whales. Commander Submarine Force
U.S. Atlantic Fleet must coordinate any
submarine activities that may require
approval from the Fleet Area Control
and Surveillance Facility, Jacksonville.
Navy personnel on vessels must use the
sightings information to reduce
potential interactions with North
Atlantic right whales during transits.
(5) Navy personnel on vessels must
implement speed reductions after they
observe a North Atlantic right whale, if
they are within 5 nmi of a sighting
reported within the past 12 hrs, or when
operating in the mitigation area at night
or during periods of poor visibility.
(6) To the maximum extent
practicable, Navy personnel on vessels
must minimize north-south transits in
the mitigation area.
(B) Southeast North Atlantic Right
Whale Critical Habitat Special
Reporting Area (November 15 through
April 15):
(1) Navy personnel must report the
total hours and counts of active sonar
and in-water explosives used in the
Special Reporting Area (which includes
southeast North Atlantic right whale
ESA-designated critical habitat) in its
annual training and testing activity
reports submitted to NMFS.
(2) [Reserved]
(C) Jacksonville Operating Area
(November 15 through April 15):
(1) Navy units conducting training or
testing activities in the Jacksonville
Operating Area must initiate
communication with the Fleet Area
Control and Surveillance Facility,
Jacksonville to obtain Early Warning
System North Atlantic right whale
sightings data. The Fleet Area Control
and Surveillance Facility, Jacksonville
must advise Navy personnel on vessels
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21193
of all reported whale sightings in the
vicinity to help Navy personnel on
vessels and aircraft reduce potential
interactions with North Atlantic right
whales. Commander Submarine Force
U.S. Atlantic Fleet must coordinate any
submarine activities that may require
approval from the Fleet Area Control
and Surveillance Facility, Jacksonville.
Navy personnel must use the reported
sightings information as they plan
specific details of events (e.g., timing,
location, duration) to minimize
potential interactions with North
Atlantic right whales to the maximum
extent practicable. Navy personnel must
use the reported sightings information
to assist visual observations of
applicable mitigation zones and to aid
in the implementation of procedural
mitigation.
(2) [Reserved]
(D) Navy Cherry Point Range Complex
Nearshore Mitigation Area (March
through September):
(1) Navy personnel must not conduct
explosive mine neutralization activities
involving Navy divers in the mitigation
area.
(2) To the maximum extent
practicable, Navy personnel must not
use explosive sonobuoys, explosive
torpedoes, explosive medium-caliber
and large-caliber projectiles, explosive
missiles and rockets, explosive bombs,
explosive mines during mine
countermeasure and neutralization
activities, and anti-swimmer grenades in
the mitigation area.
(E) Mid-Atlantic Planning Awareness
Mitigation Areas (year-round):
(1) Navy personnel will avoid
planning major training exercises
(Composite Training Unit Exercises or
Fleet Exercises/Sustainment Exercises)
to the maximum extent practicable.
(2) Navy personnel must not conduct
more than four major training exercises
per year (all or a portion of the exercise)
within the mitigation area.
(3) If the Navy needs to conduct
additional major training exercises in
the mitigation area in support of
training requirements driven by national
security concerns, Navy personnel must
provide NMFS with advance
notification and include the information
in its annual training and testing
activity reports submitted to NMFS.
(ii) [Reserved]
(3) Mitigation areas in the Gulf of
Mexico for sonar and explosives. (i)
Mitigation area requirements. (A) Gulf
of Mexico Planning Awareness
Mitigation Areas (year-round):
(1) Navy personnel must not conduct
major training exercises within the
mitigation area (all or a portion of the
exercise).
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(2) If the Navy needs to conduct a
major training exercise within the
mitigation areas in support of training
requirements driven by national
security concerns, Navy personnel must
confer with NMFS to verify that
potential impacts are adequately
addressed.
(B) Bryde’s Whale Mitigation Area
(year-round):
(1) Navy personnel must report the
total hours and counts of active sonar
and in-water explosives used in the
mitigation area in its annual training
and testing activity reports submitted to
NMFS.
(2) Navy personnel must not conduct
greater than 200 hrs of hull-mounted
mid-frequency active sonar per year
within the mitigation area.
(3) Navy personnel must not use
explosives (except during mine warfare
activities) within the mitigation area.
(ii) [Reserved]
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§ 218.85 Requirements for monitoring and
reporting.
(a) Unauthorized take. The Navy must
notify NMFS immediately (or as soon as
operational security considerations
allow) if the specified activity identified
in § 218.80 is thought to have resulted
in the mortality or serious injury of any
marine mammals, or in any Level A or
Level B harassment take of marine
mammals not identified in this subpart.
(b) Monitoring and reporting under
the LOAs. The Navy must conduct all
monitoring and required reporting
under the LOAs, including abiding by
the AFTT Study Area monitoring
program. Details on program goals,
objectives, project selection process, and
current projects are available at
www.navymarinespeciesmonitoring.us.
(c) Notification of injured, live
stranded, or dead marine mammals.
The Navy must consult the Notification
and Reporting Plan, which sets out
notification, reporting, and other
requirements when dead, injured, or
live stranded marine mammals are
detected. The Notification and
Reporting Plan is available at
www.fisheries.noaa.gov/national/
marine-mammal-protection/incidentaltake-authorizations-military-readinessactivities.
(d) Annual AFTT Study Area marine
species monitoring report. The Navy
must submit an annual report of the
AFTT Study Area monitoring describing
the implementation and results from the
previous calendar year. Data collection
methods must be standardized across
range complexes and study areas to
allow for comparison in different
geographic locations. The report must
be submitted to the Director, Office of
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Protected Resources of NMFS either
within 90 days after the calendar year,
or within 90 days after the conclusion
of the monitoring year to be determined
by the Adaptive Management process.
This report will describe progress of
knowledge made with respect to
monitoring plan study questions across
all Navy ranges associated with the
Integrated Comprehensive Monitoring
Program. Similar study questions must
be treated together so that progress on
each topic can be summarized across all
Navy ranges. The report need not
include analyses and content that does
not provide direct assessment of
cumulative progress on the monitoring
plan study questions.
(e) Annual AFTT Study Area training
and testing reports. Each year, the Navy
must submit a preliminary report (Quick
Look Report) detailing the status of
authorized sound sources within 21
days after the anniversary of the date of
issuance of each LOA to the Director,
Office of Protected Resources, NMFS.
Each year, the Navy must submit a
detailed report within 3 months after
the anniversary of the date of issuance
of each LOA to the Director, Office of
Protected Resources, NMFS. The annual
reports must contain information on
Major Training Exercises (MTEs),
Sinking Exercise (SINKEX) events, and
a summary of all sound sources used,
including within specified mitigation
reporting areas, as described in
paragraph (e)(3) of this section. The
analysis in the detailed report must be
based on the accumulation of data from
the current year’s report and data
collected from the previous report. The
detailed reports must contain
information identified in paragraphs
(e)(1) through (5) of this section.
(1) Major Training Exercises (MTEs).
This section of the report must contain
the following information for MTEs
conducted in the AFTT Study Area:
(i) Exercise information (for each
MTE):
(A) Exercise designator;
(B) Date that exercise began and
ended;
(C) Location;
(D) Number and types of active sonar
sources used in the exercise;
(E) Number and types of passive
acoustic sources used in exercise;
(F) Number and types of vessels,
aircraft, and other platforms
participating in exercise;
(G) Total hours of all active sonar
source operation;
(H) Total hours of each active sonar
source bin; and
(I) Wave height (high, low, and
average) during exercise.
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(ii) Individual marine mammal
sighting information for each sighting in
each exercise where mitigation was
implemented:
(A) Date/time/location of sighting;
(B) Species (if not possible, indication
of whale/dolphin/pinniped);
(C) Number of individuals;
(D) Initial detection sensor (e.g.,
sonar, Lookout);
(E) Indication of specific type of
platform observation made from
(including, for example, what type of
surface vessel or testing platform);
(F) Length of time observers
maintained visual contact with marine
mammal;
(G) Sea state;
(H) Visibility;
(I) Sound source in use at the time of
sighting;
(J) Indication of whether animal was
less than 200 yd, 200 to 500 yd, 500 to
1,000 yd, 1,000 to 2,000 yd, or greater
than 2,000 yd from sonar source;
(K) Mitigation implementation (e.g.,
whether operation of sonar sensor was
delayed, or sonar was powered or shut
down, and how long the delay was);
(L) If source in use was hull-mounted,
true bearing of animal from the vessel,
true direction of vessel’s travel, and
estimation of animal’s motion relative to
vessel (opening, closing, parallel); and
(M) Lookouts must report, in plain
language and without trying to
categorize in any way, the observed
behavior of the animal(s) (such as
animal closing to bow ride, paralleling
course/speed, floating on surface and
not swimming, etc.) and if any calves
were present.
(iii) An evaluation (based on data
gathered during all of the MTEs) of the
effectiveness of mitigation measures
designed to minimize the received level
to which marine mammals may be
exposed. This evaluation must identify
the specific observations that support
any conclusions the Navy reaches about
the effectiveness of the mitigation.
(2) Sinking exercises (SINKEXs). This
section of the report must include the
following information for each SINKEX
completed that year:
(i) Exercise information (gathered for
each SINKEX):
(A) Location;
(B) Date and time exercise began and
ended;
(C) Total hours of observation by
Lookouts before, during, and after
exercise;
(D) Total number and types of
explosive source bins detonated;
(E) Number and types of passive
acoustic sources used in exercise;
(F) Total hours of passive acoustic
search time;
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(G) Number and types of vessels,
aircraft, and other platforms
participating in exercise;
(H) Wave height in feet (high, low,
and average) during exercise; and
(I) Narrative description of sensors
and platforms utilized for marine
mammal detection and timeline
illustrating how marine mammal
detection was conducted.
(ii) Individual marine mammal
sighting information for each sighting
where mitigation was implemented:
(A) Date/time/location of sighting;
(B) Species (if not possible, indicate
whale, dolphin, or pinniped);
(C) Number of individuals;
(D) Initial detection sensor (e.g., sonar
or Lookout);
(E) Length of time observers
maintained visual contact with marine
mammal;
(F) Sea state;
(G) Visibility; and
(H) Whether sighting was before,
during, or after detonations/exercise,
and how many minutes before or after.
(I) Distance of marine mammal from
actual detonations (e.g. less than 200 yd,
200 to 500 yd, 500 to 1,000 yd, 1,000 to
2,000 yd, or greater than 2,000 yd, or
target spot if not yet detonated).
(J) Lookouts must report, in plain
language and without trying to
categorize in any way, the observed
behavior of the animal(s) (such as
animal closing to bow ride, paralleling
course/speed, floating on surface and
not swimming etc.), including speed
and direction and if any calves were
present.
(K) Resulting mitigation
implementation: The report must
indicate whether explosive detonations
were delayed, ceased, modified, or not
modified due to marine mammal
presence and for how long.
(L) If observation occurred while
explosives were detonating in the water,
indicate munition type in use at time of
marine mammal detection.
(3) Summary of sources used. This
section must include the following
information summarized from the
authorized sound sources used in all
training and testing events:
(i) Total annual hours or quantity (per
the LOA) of each bin of sonar or other
acoustic sources (pile driving and air
gun activities); and
(ii) Total annual expended/detonated
ordnance (missiles, bombs, sonobuoys,
etc.) for each explosive bin.
(4) Geographic information
presentation. The reports must present
an annual (and seasonal, where
practical) depiction of training and
testing bin usage (as well as pile driving
activities) geographically across the
AFTT Study Area.
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(5) Sonar exercise notification. The
Navy must submit to NMFS (contact as
specified in the LOA) an electronic
report within fifteen calendar days after
the completion of any MTE indicating:
(i) Location of the exercise;
(ii) Beginning and end dates of the
exercise; and
(iii) Type of exercise.
(f) Seven-year close-out
comprehensive training and testing
report. This report must be included as
part of the 2025 annual training and
testing report. This report must provide
the annual totals for each sound source
bin with a comparison to the annual
allowance and the seven-year total for
each sound source bin with a
comparison to the seven-year allowance.
Additionally, if there were any changes
to the sound source allowance, this
report must include a discussion of why
the change was made and include the
analysis to support how the change did
or did not result in a change in the EIS
and final rule determinations. The draft
report must be submitted within three
months after the expiration of this
subpart to the Director, Office of
Protected Resources, NMFS. NMFS
must submit comments on the draft
close-out report, if any, within three
months of receipt. The report will be
considered final after the Navy has
addressed NMFS’ comments, or 3
months after the submittal of the draft
if NMFS does not provide comments.
§ 218.86
Letters of Authorization.
(a) To incidentally take marine
mammals pursuant to the regulations in
this subpart, the Navy must apply for
and obtain Letters of Authorization
(LOAs) in accordance with § 216.106 of
this chapter.
(b) LOAs, unless suspended or
revoked, may be effective for a period of
time not to exceed the expiration date
of the regulations in this subpart.
(c) If an LOA expires prior to the
expiration date of the regulations in this
subpart, the Navy may apply for and
obtain a renewal of the LOA.
(d) In the event of projected changes
to the activity or to mitigation,
monitoring, or reporting (excluding
changes made pursuant to the adaptive
management provision of § 218.87(c)(1)
as required by an LOA issued under this
subpart, the Navy must apply for and
obtain a modification of the LOA as
described in § 218.87.
(e) Each LOA will set forth:
(1) Permissible methods of incidental
taking;
(2) Specified geographic areas for
incidental taking;
(3) Means of effecting the least
practicable adverse impact (i.e.,
PO 00000
Frm 00071
Fmt 4701
Sfmt 4702
21195
mitigation) on the species or stocks of
marine mammals and their habitat; and
(4) Requirements for monitoring and
reporting.
(f) Issuance of the LOA(s) will be
based on a determination that the level
of taking must be consistent with the
findings made for the total taking
allowable under the regulations in this
subpart.
(g) Notice of issuance or denial of the
LOA(s) will be published in the Federal
Register within 30 days of a
determination.
§ 218.87 Renewals and modifications of
Letters of Authorization.
(a) An LOA issued under §§ 216.106
of this subchapter and 218.86 may be
renewed or modified upon request by
the applicant, provided that:
(1) The planned specified activity and
mitigation, monitoring, and reporting
measures, as well as the anticipated
impacts, are the same as those described
and analyzed for the regulations in this
subpart (excluding changes made
pursuant to the adaptive management
provision in paragraph (c)(1) of this
section); and
(2) NMFS determines that the
mitigation, monitoring, and reporting
measures required by the previous
LOA(s) under the regulations in this
subpart were implemented.
(b) For LOA modification or renewal
requests by the applicant that include
changes to the activity or to the
mitigation, monitoring, or reporting
measures (excluding changes made
pursuant to the adaptive management
provision in paragraph (c)(1) of this
section) that do not change the findings
made for the regulations or result in no
more than a minor change in the total
estimated number of takes (or
distribution by species or stock or
years), NMFS may publish a notice of
planned LOA in the Federal Register,
including the associated analysis of the
change, and solicit public comment
before issuing the LOA.
(c) An LOA issued under §§ 216.106
of this subchapter and 218.86 may be
modified by NMFS under the following
circumstances:
(1) Adaptive management. After
consulting with the Navy regarding the
practicability of the modifications,
NMFS may modify (including adding or
removing measures) the existing
mitigation, monitoring, or reporting
measures if doing so creates a
reasonable likelihood of more
effectively accomplishing the goals of
the mitigation and monitoring.
(i) Possible sources of data that could
contribute to the decision to modify the
E:\FR\FM\13MYP4.SGM
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Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed Rules
jbell on DSK3GLQ082PROD with PROPOSALS4
mitigation, monitoring, or reporting
measures in an LOA include:
(A) Results from the Navy’s
monitoring from the previous year(s);
(B) Results from other marine
mammal and/or sound research or
studies; or
(C) Any information that reveals
marine mammals may have been taken
in a manner, extent, or number not
authorized by the regulations in this
subpart or subsequent LOAs.
VerDate Sep<11>2014
17:25 May 10, 2019
Jkt 247001
(ii) If, through adaptive management,
the modifications to the mitigation,
monitoring, or reporting measures are
substantial, NMFS will publish a notice
of planned LOA in the Federal Register
and solicit public comment.
(2) Emergencies. If NMFS determines
that an emergency exists that poses a
significant risk to the well-being of the
species or stocks of marine mammals
specified in LOAs issued pursuant to
PO 00000
Frm 00072
Fmt 4701
Sfmt 9990
§§ 216.106 of this chapter and 218.86,
an LOA may be modified without prior
notice or opportunity for public
comment. Notice would be published in
the Federal Register within thirty days
of the action.
§ § 218.88–218.89
[Reserved]
[FR Doc. 2019–09541 Filed 5–10–19; 8:45 am]
BILLING CODE 3510–22–P
E:\FR\FM\13MYP4.SGM
13MYP4
Agencies
[Federal Register Volume 84, Number 92 (Monday, May 13, 2019)]
[Proposed Rules]
[Pages 21126-21196]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-09541]
[[Page 21125]]
Vol. 84
Monday,
No. 92
May 13, 2019
Part IV
Department of Commerce
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National Oceanic and Atmospheric Administration
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50 CFR Part 218
Taking and Importing Marine Mammals; Taking Marine Mammals Incidental
to the U.S. Navy Training and Testing Activities in the Atlantic Fleet
Training and Testing Study Area; Proposed Rule
Federal Register / Vol. 84, No. 92 / Monday, May 13, 2019 / Proposed
Rules
[[Page 21126]]
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DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration
50 CFR Part 218
[Docket No. 190220145-9145-01]
RIN 0648-BI85
Taking and Importing Marine Mammals; Taking Marine Mammals
Incidental to the U.S. Navy Training and Testing Activities in the
Atlantic Fleet Training and Testing Study Area
AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and
Atmospheric Administration (NOAA), Commerce.
ACTION: Proposed rule; request for comment.
-----------------------------------------------------------------------
SUMMARY: NMFS has received a request from the U.S. Navy (Navy) to
extend the time period from November 2023 to November 2025 for Marine
Mammal Protection Act (MMPA) regulations authorizing the take of marine
mammals incidental to Navy training and testing activities conducted in
the Atlantic Fleet Training and Testing (AFTT) Study Area. In August
2018, the MMPA was amended by the John S. McCain National Defense
Authorization Act (NDAA) for Fiscal Year 2019 to allow for seven-year
authorizations for military readiness activities, as compared to the
previously allowed five years. The Navy's activities qualify as
military readiness activities pursuant to the MMPA as amended by the
NDAA for Fiscal Year 2004. In making the request to extend the time
period covered by the MMPA AFTT regulations from five to seven years,
the Navy proposes no changes to their specified activities, the
geographical region in which those activities would be conducted,
mitigation measures, monitoring, or reporting over the longer seven-
year period. Pursuant to the MMPA, NMFS is requesting comments on the
proposed seven-year rule and associated Letters of Authorization (LOAs)
to cover the same activities covered by the existing 2018 AFTT
regulations. NMFS will consider all public comments prior to issuing
any final rule and making final decisions on the issuance of the
requested LOAs, and agency responses will be summarized in the notice
of the final decision.
DATES: Comments and information must be received no later than June 12,
2019.
ADDRESSES: You may submit comments on this document, identified by
NOAA-NMFS-2019-0050, by any of the following methods:
Electronic submission: Submit all electronic public
comments via the federal e-Rulemaking Portal. Go to
www.regulations.gov/#!docketDetail;D=NOAA-NMFS-2019-0050, click the
``Comment Now!'' icon, complete the required fields, and enter or
attach your comments.
Mail: Submit written comments to Jolie Harrison, Chief,
Permits and Conservation Division, Office of Protected Resources,
National Marine Fisheries Service, 1315 East West Highway, Silver
Spring, MD 20910.
Instructions: Comments sent by any other method, to any other
address or individual, or received after the end of the comment period,
may not be considered by NMFS. All comments received are a part of the
public record and will generally be posted for public viewing on
www.regulations.gov without change. All personal identifying
information (e.g., name, address), confidential business information,
or otherwise sensitive information submitted voluntarily by the sender
will be publicly accessible. NMFS will accept anonymous comments (enter
``N/A'' in the required fields if you wish to remain anonymous).
Attachments to electronic comments will be accepted in Microsoft Word,
Excel, or Adobe PDF file formats only.
A copy of the Navy's applications, NMFS' proposed and final rules
and subsequent LOAs for the existing regulations, and other supporting
documents and documents cited herein may be obtained online at:
www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities. In case of problems
accessing these documents, please use the contact listed here (see FOR
FURTHER INFORMATION CONTACT).
FOR FURTHER INFORMATION CONTACT: Wendy Piniak, Office of Protected
Resources, NMFS, (301) 427-8401.
SUPPLEMENTARY INFORMATION:
Purpose of Regulatory Action
These proposed regulations, issued under the authority of the MMPA
(16 U.S.C. 1361 et seq.), would extend the framework for authorizing
the take of marine mammals incidental to the Navy's training and
testing activities (which qualify as military readiness activities)
from the use of sonar and other transducers, in-water detonations, air
guns, impact pile driving/vibratory extraction, and the movement of
vessels throughout the AFTT Study Area, which includes areas of the
western Atlantic Ocean along the East Coast of North America, portions
of the Caribbean Sea, and the Gulf of Mexico.
NMFS received an application from the Navy requesting to extend
NMFS' existing MMPA regulations (50 CFR part 218, subpart I; hereafter
``2018 AFTT regulations'') that authorize the take of marine mammals
incidental to Navy training and testing activities conducted in the
AFTT Study Area to cover seven years of the Navy's activities, instead
of five. Take is anticipated to occur by Level A harassment and Level B
harassment as well as a very small number of serious injuries or
mortalities incidental to the Navy's training and testing activities.
Background
The MMPA prohibits the ``take'' of marine mammals, with certain
exceptions. Sections 101(a)(5)(A) and (D) of the MMPA direct the
Secretary of Commerce (as delegated to NMFS) to allow, upon request,
the incidental, but not intentional, taking of small numbers of marine
mammals by U.S. citizens who engage in a specified activity (other than
commercial fishing) within a specified geographical region if certain
findings are made and either regulations are issued or, if the taking
is limited to harassment, a notice of a proposed incidental take
authorization is provided to the public for review and the opportunity
to submit comments.
An authorization for incidental takings shall be granted if NMFS
finds that the taking will have a negligible impact on the species or
stocks and will not have an unmitigable adverse impact on the
availability of the species or stocks for taking for subsistence uses
(where relevant). Further, NMFS must prescribe the permissible methods
of taking and other means of effecting the least practicable adverse
impact on the affected species or stocks and their habitat, paying
particular attention to rookeries, mating grounds, and areas of similar
significance, and on the availability of such species or stocks for
taking for certain subsistence uses (referred to in this rule as
``mitigation measures''); and requirements pertaining to the monitoring
and reporting of such takings. The MMPA defines ``take'' to mean to
harass, hunt, capture, or kill, or attempt to harass, hunt, capture, or
kill any marine mammal. The Preliminary Analysis and Negligible Impact
Determination section below discusses the definition of ``negligible
impact.''
The NDAA for Fiscal Year 2004 (2004 NDAA) (Pub. L. 108-136) amended
section 101(a)(5) of the MMPA to remove the ``small numbers'' and
``specified geographical region'' provisions indicated above and
amended the definition of ``harassment''
[[Page 21127]]
as it applies to a ``military readiness activity'' to read as follows
(Section 3(18)(B) of the MMPA): (i) Any act that injures or has the
significant potential to injure a marine mammal or marine mammal stock
in the wild (Level A Harassment); or (ii) Any act that disturbs or is
likely to disturb a marine mammal or marine mammal stock in the wild by
causing disruption of natural behavioral patterns, including, but not
limited to, migration, surfacing, nursing, breeding, feeding, or
sheltering, to a point where such behavioral patterns are abandoned or
significantly altered (Level B Harassment). In addition, the 2004 NDAA
amended the MMPA as it relates to military readiness activities such
that least practicable adverse impact shall include consideration of
personnel safety, practicality of implementation, and impact on the
effectiveness of the military readiness activity.
More recently, section 316 of the NDAA for Fiscal Year 2019 (2019
NDAA) (Pub. L. 115-232), signed on August 13, 2018, amended the MMPA to
allow incidental take rules for military readiness activities under
section 101(a)(5)(A) to be issued for up to seven years. Prior to this
amendment, all incidental take rules under section 101(a)(5)(A) were
limited to five years.
Summary of Request
On November 14, 2018, NMFS issued a five-year final rule governing
the taking of marine mammals incidental to Navy training and testing
activities conducted in the AFTT Study Area (83 FR 57076; hereafter
``2018 AFTT final rule''). Previously on August 13, 2018, and towards
the end of the time period in which NMFS was processing the Navy's
request for the 2018 regulations, the 2019 NDAA amended the MMPA for
military readiness activities to allow incidental take regulations to
be issued for up to seven years instead of the previous five years. The
Navy's training and testing activities conducted in the AFTT Study Area
qualify as military readiness activities pursuant to the MMPA, as
amended by the 2004 NDAA. On November 16, 2018, the Navy submitted an
application requesting that NMFS extend the 2018 AFTT regulations and
associated LOAs such that they would cover take incidental to seven
years of training and testing activities instead of five, extending the
expiration date from November 13, 2023 to November 13, 2025. A revised
application correcting the estimated takes due to ship shock trials
(Table 5.1-2) was submitted to NMFS by the Navy on January 18, 2019.
In its 2019 application, the Navy proposes no changes to the nature
of the specified activities covered by the 2018 AFTT final rule, the
level of activity within and between years would be consistent with
that previously analyzed in the 2018 AFTT final rule, and all
activities would be conducted within the same boundaries of the AFTT
Study Area identified in the 2018 AFTT final rule. Therefore, the
training and testing activities (e.g., equipment and sources used,
exercises conducted) and the mitigation, monitoring, and reporting
measures are identical to those described and analyzed in the 2018 AFTT
final rule. The only changes included in the Navy's request are to
conduct those same activities in the same region for an additional two
years. In its request, the Navy included all information necessary to
identify the type and amount of incidental take that may occur in the
two additional years so NMFS could determine whether the analyses and
conclusions regarding the impacts of the proposed activities on marine
mammal species and stocks previously reached for five years of
activities remain the same for seven years of identical activity.
The Navy's mission is to organize, train, equip, and maintain
combat-ready naval forces capable of winning wars, deterring
aggression, and maintaining freedom of the seas. This mission is
mandated by federal law (10 U.S.C. 8062), which ensures the readiness
of the naval forces of the United States. The Navy executes this
responsibility by establishing and executing training programs,
including at-sea training and exercises, and ensuring naval forces have
access to the ranges, operating areas (OPAREAs), and airspace needed to
develop and maintain skills for conducting naval activities.
The Navy proposes to continue conducting training and testing
activities within the AFTT Study Area. The Navy's January 18, 2019,
rulemaking and LOA extension application (hereafter ``2019 Navy
application'') reflects the same compilation of training and testing
activities presented in the Navy's June 16, 2017, initial rulemaking
and LOA application (hereafter ``2017 Navy application'') and the 2018
AFTT regulations that were subsequently promulgated, which can be found
at: https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities. These
activities are deemed by the Navy necessary to accomplish military
readiness requirements and are anticipated to continue into the
reasonably foreseeable future. The 2019 Navy application and this rule
cover training and testing activities that would occur over seven
years, including the five years already authorized under the 2018 AFTT
regulations, with the regulations valid from the publication date of
the final rule (if issued) through November 13, 2025.
Summary of the Proposed Regulations
NMFS is proposing to extend the incidental take regulations and
associated LOAs through November 13, 2025 to cover the same Navy
activities covered by the 2018 AFTT regulations. The 2018 AFTT final
rule was only recently published and its analysis remains current and
valid. In its 2019 application, the Navy proposes no changes to the
nature (e.g., equipment and sources used, exercises conducted) or level
of the specified activities within or between years or to the
boundaries of the AFTT Study Area. The mitigation, monitoring, and
reporting measures would be identical to those described and analyzed
in the 2018 AFTT final rule. The proposed regulatory language included
at the end of this proposed rule, which would be published at 50 CFR
part 218, subpart I, also is the same as that under the AFTT 2018
regulations, except for a small number of minor, technical changes. No
new information has been received from the Navy, or otherwise become
available to NMFS, since publication of the 2018 AFTT final rule that
significantly changes the analyses supporting the 2018 findings. Where
there is any new information pertinent to the descriptions, analyses,
or findings required to authorize incidental take for military
readiness activities under MMPA section 101(a)(5)(A), that information
is provided in the appropriate sections below.
Because the activities included in the 2019 Navy application have
not changed and the analyses and findings included in the documents
provided and produced in support of the recently published 2018 AFTT
final rule remain current and applicable, this proposed rule relies
heavily on and references to the applicable information and analyses in
those documents. Below is a list of the regulatory documents referenced
in this proposed rule. The list indicates the short name by which the
document is referenced in this proposed rule, as well as the full
titles of the cited documents. All of the documents can be found at:
www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities and https://www.aftteis.com/.
[[Page 21128]]
NMFS March 13, 2018, Atlantic Fleet Training and Testing
(AFTT) proposed rule (83 FR 10954; hereafter ``2018 AFTT proposed
rule'');
NMFS November 14, 2018, Atlantic Fleet Training and
Testing (AFTT) final rule (83 FR 57076; hereafter ``2018 AFTT final
rule'');
NMFS December 27, 2018, Hawaii-Southern California
Training and Testing (HSTT) Study Area final rule (83 FR 66846;
hereafter ``2018 HSTT final rule'');
Navy June 16, 2017, MMPA rulemaking and LOA application
(hereafter ``2017 Navy application'');
Navy January 18, 2019, MMPA rulemaking and LOA extension
application (hereafter ``2019 Navy application''); and
September 14, 2018, Atlantic Fleet Training and Testing
(AFTT) Final Environmental Impact Statement/Overseas Environmental
Impact Statement (FEIS/OEIS) (hereafter ``2018 AFTT FEIS/OEIS'').
Description of the Specified Activity
The Navy requests authorization to take marine mammals incidental
to conducting training and testing activities. The Navy has determined
that acoustic and explosives stressors are most likely to result in
impacts on marine mammals that could rise to the level of harassment.
Detailed descriptions of these activities are provided in Chapter 2 of
the 2018 AFTT FEIS/OEIS and in the 2017 and 2019 Navy applications.
Overview of Training and Testing Activities
The Navy routinely trains in the AFTT Study Area in preparation for
national defense missions. Training and testing activities and
components covered in the 2019 Navy application are described in detail
in the Overview of Training and Testing Activities sections of the 2018
AFTT proposed rule and the 2018 AFTT final rule and Chapter 2 of the
2018 AFTT FEIS/OEIS (https://www.aftteis.com/). Each military training
and testing activity described meets mandated Fleet requirements to
deploy ready forces. The Navy proposes no changes to the specified
activities described and analyzed in the 2018 AFTT final rule. The
boundaries of the AFTT Study Area (see Figure 1.2-1 of the 2019 Navy
application); the training and testing activities (e.g., equipment and
sources used, exercises conducted); manner of or amount of vessel
movement; and standard operating procedures presented in this proposed
rule are identical to those described and analyzed in the 2018 AFTT
final rule.
Dates and Duration
The specified activities would occur at any time during the seven-
year period of validity of the regulations. The proposed number of
training and testing activities are described in the Detailed
Description of the Specified Activities section (Tables 1 through 4).
Specified Geographical Region
The Navy proposes no changes to the geographic extent of the AFTT
Study Area as described in the 2018 AFTT final rule. The AFTT Study
Area (see Figure 2-1 of the 2019 Navy application) includes areas of
the western Atlantic Ocean along the east coast of North America, the
Gulf of Mexico, and portions of the Caribbean Sea. The AFTT Study Area
begins at the mean high tide line along the U.S. coast and extends east
to the 45-degree west longitude line, north to the 65-degree north
latitude line, and south to approximately the 20-degree north latitude
line. The AFTT Study Area also includes Navy pierside locations, bays,
harbors, and inland waterways, and civilian ports where training and
testing occurs. The AFTT Study Area generally follows the Commander
Task Force 80 area of operations, covering approximately 2.6 million
nautical miles squared (nmi\2\) of ocean area, and includes designated
Navy range complexes and associated operating areas (OPAREAs) and
special use airspace. While the AFTT Study Area itself is very large,
the vast majority of Navy training and testing occurs in designated
range complexes and testing ranges.
A Navy range complex consists of geographic areas that encompass a
water component (above and below the surface) and airspace, and may
encompass a land component where training and testing of military
platforms, tactics, munitions, explosives, and electronic warfare
systems occur. Range complexes include established OPAREAs, which may
be further divided to provide better control of the area for safety
reasons. Additional detail on range complexes and testing ranges was
provided in the Duration and Location section of the 2018 AFTT proposed
rule; please see the 2018 AFTT proposed rule or the 2017 Navy
application for more information.
Description of Acoustic and Explosive Stressors
The Navy uses a variety of sensors, platforms, weapons, and other
devices, including ones used to ensure the safety of Sailors and
Marines, to meet its mission. Training and testing with these systems
may introduce acoustic (sound) energy or shock waves from explosives
into the environment. The specific components that could act as
stressors by having direct or indirect impacts on the environment are
described in detail in the Description of Acoustic and Explosive
Stressors section of the 2018 AFTT final rule and Chapter 2 of the 2018
AFTT FEIS/OEIS. The Navy proposes no changes to the nature of the
specified activities and, therefore, the acoustic and explosive
stressors are identical to those described and analyzed in the 2018
AFTT final rule.
Other Stressor--Vessel Strike
Vessel strikes are not specific to any particular training or
testing activity, but rather a limited, sporadic, and incidental result
of Navy vessel movement within the AFTT Study Area. Navy vessels
transit at speeds that are optimal for fuel conservation or to meet
training and testing requirements. The average speed of large Navy
ships ranges between 10 and 15 knots and submarines generally operate
at speeds in the range of 8-13 knots, while a few specialized vessels
can travel at faster speeds. By comparison, this is slower than most
commercial vessels where full speed for a container ship is typically
24 knots (Bonney and Leach, 2010).
Should a vessel strike occur, it would likely result in incidental
take from serious injury and/or mortality and, accordingly, for the
purposes of the analysis we assume that any ship strike would result in
serious injury or mortality. The Navy proposes no changes to the nature
of the specified activities, the training and testing activities, the
manner of or amount of vessel movement, and standard operating
procedures. Therefore, the description of vessel strikes as a stressor
is the same as those presented in the Other Stressor--Vessel Strike
sections of the 2018 AFTT proposed rule and 2018 AFTT final rule.
Detailed Description of the Specified Activities
The Navy's proposed activities are presented and analyzed as a
representative year of training to account for the natural fluctuation
of training cycles and deployment schedules in any seven-year period.
In the 2018 AFTT final rule, NMFS analyzed activities based on the Navy
conducting three years of a representative level of activity and two
years of a maximum level of activity. For the purposes of this
rulemaking, the Navy proposes that the additional two
[[Page 21129]]
years of training and testing would consist of one additional year of
maximum training tempo and one representative year of training tempo
consistent with the pattern set forth in the 2018 AFTT final rule, the
2018 AFTT FEIS/OEIS, and the 2017 Navy application.
Proposed Training Activities
The number of proposed training activities that could occur
annually and the duration of those activities remains identical to
those presented in Table 4 of the 2018 AFTT final rule, and are not
repeated here. The number of proposed training activities that could
occur over the seven-year period are presented in Table 1. The table is
organized according to primary mission areas and includes the activity
name, associated stressors applicable to these proposed regulations,
sound source bin, number of proposed activities, and locations of those
activities in the AFTT Study Area. For further information regarding
the primary platform used (e.g., ship or aircraft type) see Appendix A
(Navy Activity Descriptions) of the 2018 AFTT FEIS/OEIS.
Table 1--Proposed Training Activities Analyzed for Seven-Year Period in the AFTT Study Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
7-Year number
Stressor category Activity name Activity description Source bin of activities Location \2\
\1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Major Training Exercise--Large Integrated Anti-Submarine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Composite Training Aircraft carrier and ASW1, ASW2, ASW3, 17 VACAPES RC; Navy Cherry
Unit Exercise. its associated ASW4, ASW5, HF1, Point RC; JAX RC.
aircraft integrate LF6, MF1, MF3, MF4,
with surface and MF5, MF11, MF12.
submarine units in a
challenging multi-
threat operational
environment in order
to certify them for
deployment.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Major Training Exercises--Medium Integrated Anti-Submarine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Fleet Exercises/ Aircraft carrier and ASW1, ASW2, ASW3, 28 JAX RC.
Sustainment Exercise. its associated ASW4, HF1, LF6, MF1, 14 VACAPES RC.
aircraft integrates MF3, MF4, MF5, MF11,
with surface and MF12.
submarine units in a
challenging multi-
threat operational
environment in order
to maintain their
ability to deploy.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Integrated/Coordinated Training--Small Integrated Anti-Submarine Warfare Training
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Naval Undersea Warfare Multiple ships, ASW1, ASW3, ASW4, 42 JAX RC.
Training Assessment aircraft, and HF1, LF6, MF1, MF3, 21 Navy Cherry Point RC.
Course. submarines integrate MF4, MF5, MF12. 21 VACAPES RC.
the use of their
sensors to search
for, detect,
classify, localize,
and track a threat
submarine in order to
launch an exercise
torpedo.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Integrated/Coordinated Training--Medium Coordinated Anti-Submarine Warfare Training
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Surface ships, ASW1, ASW3, ASW4, 14 JAX RC.
Tactical Development aircraft, and HF1, LF6, MF1, MF3, 7 Navy Cherry Point RC.
Exercise. submarines coordinate MF4, MF5, MF11, MF12. 7 VACAPES RC.
to search for,
detect, and track
submarines.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Integrated/Coordinated Training--Small Coordinated Anti-Submarine Warfare Training
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Group Sail............ Surface ships and ASW2, ASW3, ASW4, 28 JAX RC.
helicopters search HF1, MF1, MF3, MF4, 28 Navy Cherry Point RC.
for, detect, and MF5, MF11, MF12. 35 VACAPES RC.
track threat
submarines.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Amphibious Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Naval Surface Fire Surface ship crews use E5................... 28 GOMEX RC.
Support Exercise--At large-caliber guns to 84 JAX RC.
Sea. support forces 14 Navy Cherry Point RC.
ashore; however, the 266 VACAPES RC.
land target is
simulated at sea.
Rounds are scored by
passive acoustic
buoys located at or
near the target area.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Anti-Submarine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-submarine Warfare Helicopter aircrews MF4, MF5, TORP1...... 98 JAX RC.
Torpedo Exercise-- search for, track, 28 VACAPES RC.
Helicopter. and detect
submarines.
Recoverable air
launched torpedoes
are employed against
submarine targets.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-submarine Warfare Maritime patrol MF5, TORP1........... 98 JAX RC.
Torpedo Exercise-- aircraft aircrews 28 VACAPES RC.
Maritime Patrol search for, track,
Aircraft. and detect
submarines.
Recoverable air
launched torpedoes
are employed against
submarine targets.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Surface ship crews ASW3, MF1, TORP1..... 112 JAX RC.
Torpedo Exercise-- search for, track, 35 VACAPES RC.
Ship. and detect
submarines. Exercise
torpedoes are used.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Submarine crews search ASW4, HF1, MF3, TORP2 84 JAX RC.
Torpedo Exercise-- for, track, and 42 Northeast RC.
Submarine. detect submarines. 14 VACAPES RC.
Exercise torpedoes
are used.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Helicopter aircrews MF4, MF5............. 168 Other AFTT Areas.
Tracking Exercise-- search for, track, 2,590 JAX RC.
Helicopter. and detect submarines. 84 Navy Cherry Point RC.
56 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Maritime patrol ASW5, ASW2, MF5...... 630 Northeast RC.
Tracking Exercise-- aircraft aircrews 1,232 VACAPES RC.
Maritime Patrol search for, track, 3,675 JAX RC.
Aircraft. and detect submarines. 322 Navy Cherry Point RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 21130]]
Acoustic................... Anti-Submarine Warfare Surface ship crews ASW1, ASW3, MF1, * 35 Northeast RC.
Tracking Exercise-- search for, track, MF11, MF12. * 770 Other AFTT Areas.
Ship. and detect submarines. * 35 GOMEX RC.
* 3,080 JAX RC.
* 385 Navy Cherry Point RC.
* 1,540 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Submarine crews search ASW4, HF1, MF3....... 308 Other AFTT Areas.
Tracking Exercise-- for, track, and 91 JAX RC.
Submarine. detect submarines. 7 Navy Cherry Point RC.
126 Northeast RC.
42 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Expeditionary Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Maritime Security Small boat crews E2................... 14 GOMEX RC.
Operations--Anti- engage in force 14 JAX RC.
Swimmer Grenades. protection activities 14 Navy Cherry Point RC.
by using anti-swimmer 28 Northeast RC.
grenades to defend 35 VACAPES RC.
against hostile
divers.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Airborne Mine Helicopter aircrews HF4.................. 462 GOMEX RC.
Countermeasure--Mine detect mines using 2,219 JAX RC.
Detection. towed or laser mine 2,597 Navy Cherry Point RC.
detection systems. 1,708 NSWC Panama City.
10,780 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Civilian Port Defense-- Maritime security HF4, SAS2, E2, E4.... 4 Beaumont, TX; Boston, MA; Corpus
Homeland Security personnel train to Christi, TX; Delaware Bay, DE;
Anti-Terrorism/Force protect civilian Earle, NJ; GOMEX RC; Hampton Roads,
Protection Exercise. ports against enemy VA; JAX RC; Kings Bay, GA; NS
efforts to interfere Mayport; Morehead City, NC; Port
with access to those Canaveral, FL; Savannah, GA; Tampa
ports. Bay, FL; VACAPES RC; Wilmington,
NC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Coordinated Unit Level A detachment of HF4.................. 14 GOMEX RC.
Helicopter Airborne helicopter aircrews 14 JAX RC.
Mine Countermeasure train as a unit in 14 Navy Cherry Point RC.
Exercise. the use of airborne 14 VACAPES RC.
mine countermeasures,
such as towed mine
detection and
neutralization
systems.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Mine Countermeasures-- Ship, small boat, and HF4, E4.............. 924 GOMEX RC.
Mine Neutralization-- helicopter crews 497 JAX RC.
Remotely Operated locate and disable 497 Navy Cherry Point RC.
Vehicle. mines using remotely 4,410 VACAPES RC.
operated underwater
vehicles.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Mine Countermeasures-- Ship crews detect and HF4.................. 154 GOMEX RC.
Ship Sonar. avoid mines while 371 JAX RC.
navigating restricted 371 VACAPES RC.
areas or channels
using active sonar.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Mine Neutralization-- Personnel disable E4, E5, E6, E7....... 42 Lower Chesapeake Bay.
Explosive Ordnance threat mines using 112 GOMEX RC.
Disposal. explosive charges. 140 JAX RC.
119 Key West RC.
112 Navy Cherry Point RC.
3,668 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Surface Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Bombing Exercise Air- Fixed-wing aircrews E9, E10, E12......... 469 GOMEX RC.
to-Surface. deliver bombs against 3,038 JAX RC.
surface targets. 756 Navy Cherry Point RC.
2,303 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Gunnery Exercise Small boat crews fire E1................... 42 GOMEX RC.
Surface-to-Surface medium-caliber guns 182 JAX RC.
Boat Medium-Caliber. at surface targets. 896 Navy Cherry Point RC.
14 Northeast RC.
1,820 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Gunnery Exercise Surface ship crews E3, E5............... 70 Other AFTT Areas.
Surface-to-Surface fire large-caliber 63 GOMEX RC.
Ship Large-Caliber. guns at surface 357 JAX RC.
targets. 245 Navy Cherry Point RC.
525 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Gunnery Exercise Surface ship crews E1................... 287 Other AFTT Areas.
Surface-to-Surface fire medium-caliber 231 GOMEX RC.
Ship Medium-Caliber. guns at surface 1,127 JAX RC.
targets. 504 Navy Cherry Point RC.
2,247 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Integrated Live Fire Naval forces defend E1, E3, E6, E10...... 14 VACAPES RC.
Exercise. against a swarm of 14 JAX RC.
surface threats
(ships or small
boats) with bombs,
missiles, rockets,
and small-, medium- ,
and large-caliber
guns.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 21131]]
Explosive.................. Missile Exercise Air- Fixed-wing and E6, E8, E10.......... 714 JAX RC.
to-Surface. helicopter aircrews 364 Navy Cherry Point RC.
fire air-to-surface 616 VACAPES RC.
missiles at surface
targets.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Missile Exercise Air- Helicopter aircrews E3................... 70 GOMEX RC.
to-Surface--Rocket. fire both precision- 714 JAX RC.
guided and unguided 70 Navy Cherry Point RC.
rockets at surface 644 VACAPES RC.
targets.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Missile Exercise Surface ship crews E6, E10.............. 112 JAX RC.
Surface-to-Surface. defend against 84 VACAPES RC.
surface threats
(ships or small
boats) and engage
them with missiles.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Sinking Exercise...... Aircraft, ship, and TORP2, E5, E8, E9, 7 SINKEX Box.
submarine crews E10, E11.
deliberately sink a
seaborne target,
usually a
decommissioned ship
(made environmentally
safe for sinking
according to U.S.
Environmental
Protection Agency
standards), with a
variety of munitions.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Other Training Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Elevated Causeway A temporary pier is Impact hammer or 7 Lower Chesapeake Bay.
System. constructed off the vibratory extractor. 7 Navy Cherry Point RC.
beach. Supporting
pilings are driven
into the sand and
then later removed.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Submarine Navigation.. Submarine crews HF1, MF3............. 1,183 NSB New London.
operate sonar for 21 NSB Kings Bay.
navigation and object 21 NS Mayport.
detection while 588 NS Norfolk.
transiting into and 161 Port Canaveral, FL.
out of port during
reduced visibility.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Submarine Sonar Maintenance of MF3.................. 84 Other AFTT Areas.
Maintenance. submarine sonar 462 NSB New London.
systems is conducted 63 JAX RC.
pierside or at sea. 14 NSB Kings Bay.
238 NS Norfolk.
602 Northeast RC.
14 Port Canaveral, FL.
88 Navy Cherry Point RC.
326 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Submarine Under Ice Submarine crews train HF1.................. 21 JAX RC.
Certification. to operate under ice. 21 Navy Cherry Point RC.
Ice conditions are 63 Northeast RC.
simulated during 63 VACAPES RC.
training and
certification events.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Surface Ship Object Surface ship crews HF8, MF1K............ 532 NS Mayport.
Detection. operate sonar for 1,134 NS Norfolk.
navigation and object
detection while
transiting in and out
of port during
reduced visibility.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Surface Ship Sonar Maintenance of surface HF8, MF1............. 350 JAX RC.
Maintenance. ship sonar systems is 350 NS Mayport.
conducted pierside or 840 Navy Cherry Point RC.
at sea. 1,645 NS Norfolk.
840 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The number of proposed training activities that could occur annually and the duration of those activities remains identical to those presented in
Table 4 of the 2018 AFTT final rule.
\2\ Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area. Where
multiple locations are provided within a single cell, the number of activities could occur in any of the locations, not in each of the locations.
* For Anti-Submarine Warfare Tracking Exercise--Ship, 50 percent of requirements are met through synthetic training or other training exercises.
Notes: GOMEX: Gulf of Mexico; JAX: Jacksonville; NS: Naval Station; NSB: Naval Submarine Base; NSWC: Naval Surface Warfare Center; RC: Range Complex;
VACAPES: Virginia Capes.
Proposed Testing Activities
The number of proposed testing activities that could occur annually
and the duration of those activities are identical to those presented
in Tables 5 through 7 of the 2018 AFTT final rule, and are not repeated
here. Similar to the 2017 Navy application, the Navy's proposed testing
activities here are based on the level of testing activities
anticipated to be conducted into the reasonably foreseeable future,
with adjustments that account for changes in the types and tempo
(increases or decreases) of testing activities to meet current and
future military readiness requirements. The number of proposed testing
activities that could occur for the seven-year period are presented in
Tables 2 through 4. The number of ship shock trials for the seven-year
period would remain the same as the number authorized under the 2018
AFTT final rule.
Naval Air Systems Command
The proposed Naval Air Systems Command testing activities that
could occur over the seven-year period within the AFTT Study Area are
presented in Table 2.
Table 2--Proposed Naval Air Systems Command Testing Activities Analyzed for Seven-Year Period in the AFTT Study Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
7-Year number
Stressor category Activity name Activity description Source bin of activities Location \2\
\1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Anti-Submarine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare This event is similar MF5, TORP1........... 209 JAX RC.
Torpedo Test. to the training event 523 VACAPES RC.
torpedo exercise.
Test evaluates anti-
submarine warfare
systems onboard
rotary-wing (e.g.,
helicopter) and fixed-
wing aircraft and the
ability to search
for, detect,
classify, localize,
track, and attack a
submarine or similar
target.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 21132]]
Acoustic, Explosive........ Anti-Submarine Warfare This event is similar MF4, MF5, E3......... 34 GOMEX RC.
Tracking Test-- to the training event 36 JAX RC.
Helicopter. anti-submarine 64 Key West RC.
warfare tracking 442 Northeast RC.
exercise--helicopter. 1,368 VACAPES RC.
The test evaluates
the sensors and
systems used to
detect and track
submarines and to
ensure that
helicopter systems
used to deploy the
tracking system
perform to
specifications.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Anti-Submarine Warfare The test evaluates the ASW2, ASW5, E1, E3, 85 GOMEX RC.
Tracking Test-- sensors and systems MF5, MF6. 133 JAX RC.
Maritime Patrol used by maritime 76 Key West RC.
Aircraft. patrol aircraft to 101 Navy Cherry Point RC.
detect and track 279 Northeast RC.
submarines and to 175 VACAPES RC.
ensure that aircraft
systems used to
deploy the tracking
systems perform to
specifications and
meet operational
requirements.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Kilo Dip.............. Functional check of a MF4.................. 22 GOMEX RC.
helicopter deployed 12 JAX RC.
dipping sonar system 12 Key West RC.
prior to conducting a 12 Northeast RC.
testing or training 200 VACAPES RC.
event using the
dipping sonar system.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Sonobuoy Lot Sonobuoys are deployed ASW2, ASW5, HF5, HF6, 1,120 Key West RC.
Acceptance Test. from surface vessels LF4, MF5, MF6, E1,
and aircraft to E3, E4.
verify the integrity
and performance of a
production lot or
group of sonobuoys in
advance of delivery
to the fleet for
operational use.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Airborne Dipping Sonar A mine-hunting dipping HF4.................. 144 NSWC Panama City.
Minehunting Test. sonar system that is 66 VACAPES RC.
deployed from a
helicopter and uses
high-frequency sonar
for the detection and
classification of
bottom and moored
mines.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Airborne Mine A test of the airborne E4................... 154 NSWC Panama City.
Neutralization System mine neutralization 215 VACAPES RC.
Test. system evaluates the
system's ability to
detect and destroy
mines from an
airborne mine
countermeasures
capable helicopter.
The airborne mine
neutralization system
uses up to four
unmanned underwater
vehicles equipped
with high-frequency
sonar, video cameras,
and explosive and non-
explosive
neutralizers.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Airborne Sonobuoy A mine-hunting system HF6.................. 364 NSWC Panama City.
Minehunting Test. made up of a field of 168 VACAPES RC.
sonobuoys deployed by
a helicopter. A field
of sonobuoys, using
high-frequency sonar,
is used to detect and
classify bottom and
moored mines.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Surface Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Air-to-Surface Bombing This event is similar E9................... 140 VACAPES RC.
Test. to the training event
bombing exercise air-
to-surface. Fixed-
wing aircraft test
the delivery of bombs
against surface
maritime targets with
the goal of
evaluating the bomb,
the bomb carry and
delivery system, and
any associated
systems that may have
been newly developed
or enhanced.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Air-to-Surface Gunnery This event is similar E1................... 295 JAX RC.
Test. to the training event 890 VACAPES RC.
gunnery exercise air-
to-surface. Fixed-
wing and rotary-wing
aircrews evaluate new
or enhanced aircraft
guns against surface
maritime targets to
test that the guns,
gun ammunition, or
associated systems
meet required
specifications or to
train aircrews in the
operation of a new or
enhanced weapon
system.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Air-to-Surface Missile This event is similar E6, E9, E10.......... 30 GOMEX RC.
Test. to the training event 234 JAX RC.
missile exercise air- 928 VACAPES RC.
to-surface. Test may
involve both fixed-
wing and rotary-wing
aircraft launching
missiles at surface
maritime targets to
evaluate the weapon
system or as part of
another system's
integration test.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Rocket Test........... Rocket tests evaluate E3................... 121 JAX RC.
the integration, 233 VACAPES RC.
accuracy,
performance, and safe
separation of guided
and unguided 2.75-
inch rockets fired
from a hovering or
forward-flying
helicopter.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Other Testing Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Undersea Range System Following installation MF9, BB4............. 66 JAX RC.
Test. of a Navy underwater
warfare training and
testing range, tests
of the nodes
(components of the
range) will be
conducted to include
node surveys and
testing of node
transmission
functionality.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 5
of the 2018 AFTT final rule.
\2\ Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area.
Notes: GOMEX: Gulf of Mexico; JAX: Jacksonville; NSWC: Naval Surface Warfare Center; RC: Range Complex; VACAPES: Virginia Capes.
Naval Sea Systems Command
The proposed Naval Sea Systems Command testing activities that
could occur over the seven-year period within the AFTT Study Area are
presented in Table 3.
[[Page 21133]]
Table 3--Proposed Naval Sea Systems Command Testing Activities Analyzed for Seven-Year Period in the AFTT Study Area.
--------------------------------------------------------------------------------------------------------------------------------------------------------
7-Year number
Stressor category Activity name Activity description Source bin of activities Location \2\
\1\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Anti-Submarine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Anti-Submarine Warfare Ships and their ASW1, ASW2, ASW3, 294 JAX RC.
Mission Package supporting platforms ASW5, MF1, MF4, MF5, 28 Newport, RI.
Testing. (e.g., helicopters, MF12, TORP1. 28 NUWC Newport.
unmanned aerial 182 VACAPES RC.
systems) detect,
localize, and attack
submarines.
Acoustic................... At-Sea Sonar Testing.. At-sea testing to ASW3, ASW4, HF1, LF5, 14 JAX RC; Navy Cherry Point RC;
ensure systems are M3, MF1, MF1K, MF3, Northeast RC; VACAPES RC.
fully functional in MF5, MF9, MF11,
an open ocean TORP2.
environment.
7 JAX RC; Navy Cherry Point RC;
VACAPES RC.
14 offshore Fort Pierce, FL; GOMEX RC;
JAX RC; SFOMF; Northeast RC;
VACAPES RC.
28 JAX RC.
14 Navy Cherry Point RC.
56 NUWC Newport.
84 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Pierside Sonar Testing Pierside testing to ASW3, HF1, HF3, HF8, 7 NSB New London; NS Norfolk; Port
ensure systems are M3, MF1, MF1K, MF3, Canaveral, FL
fully functional in a MF9, MF10.
controlled pierside
environment prior to
at-sea test
activities.
77 Bath, ME.
35 NSB New London.
28 NSB Kings Bay.
56 Newport, RI.
91 NS Norfolk.
14 Pascagoula, MS.
21 Port Canaveral, FL.
14 PNS.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Submarine Sonar Pierside testing of HF1, HF3, M3, MF3.... 112 Norfolk, VA.
Testing/Maintenance. submarine systems 168 PNS.
occurs periodically
following major
maintenance periods
and for routine
maintenance.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Surface Ship Sonar Pierside and at-sea ASW3, MF1, MF1K, MF9, 7 JAX RC.
Testing/Maintenance. testing of ship MF10. 7 NS Mayport.
systems occur 21 NS Norfolk.
periodically 21 VACAPES RC.
following major
maintenance periods
and for routine
maintenance.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Torpedo (Explosive) Air, surface, or ASW3, HF1, HF5, HF6, 28 GOMEX RC; offshore Fort Pierce, FL;
Testing. submarine crews MF1, MF3, MF4, MF5, Key West RC; Navy Cherry Point RC;
employ explosive and MF6, TORP1, TORP2, Northeast RC; VACAPES RC.
non-explosive E8, E11.
torpedoes against
artificial targets.
14 GOMEX RC; JAX RC; Northeast RC;
VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Torpedo (Non- Air, surface, or ASW3, ASW4, HF1, HF6, 49 GOMEX RC.
Explosive) Testing. submarine crews MF1, MF3, MF4, MF5, 77 offshore Fort Pierce, FL.
employ non-explosive MF6, TORP1, TORP2,
torpedoes against TORP 3.
submarines or surface
vessels. When
performed on a
testing range, these
torpedoes may be
launched from a range
craft or fixed
structures and may
use artificial
targets.
--------------------------------------------------------------------------------------------------------------------------------------------------------
12 JAX, RC.
49 Navy Cherry Point RC.
54 Northeast RC.
210 NUWC Newport.
77 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Countermeasure Testing Countermeasure testing ASW3, HF5, TORP1, 35 GOMEX RC; JAX RC; NUWC Newport;
involves the testing TORP2. VACAPES RC; Key West RC.
of systems that will
detect, localize,
track, and attack
incoming weapons
including marine
vessel targets.
Testing includes
surface ship torpedo
defense systems and
marine vessel
stopping payloads.
--------------------------------------------------------------------------------------------------------------------------------------------------------
20 GOMEX RC; JAX RC; Northeast RC;
VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Mine Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Mine Countermeasure Air, surface, and E4, E11.............. 91 NSWC Panama City.
and Neutralization subsurface vessels 42 VACAPES RC.
Testing. neutralize threat
mines and mine-like
objects.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Mine Countermeasure Vessels and associated HF4, SAS2, E4........ 133 GOMEX RC.
Mission Package aircraft conduct mine 70 JAX RC.
Testing. countermeasure 77 NSWC Panama City.
operations. 14 SFOMF.
35 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Mine Detection and Air, surface, and HF1, HF4, HF8, MF1, 42 GOMEX RC.
Classification subsurface vessels MF1K, MF9. 70 Navy Cherry Point RC.
Testing. and systems detect,
classify, and avoid
mines and mine-like
objects. Vessels also
assess their
potential
susceptibility to
mines and mine-like
objects.
--------------------------------------------------------------------------------------------------------------------------------------------------------
359 NSWC Panama City.
66 Riviera Beach, FL.
28 SFOMF.
[[Page 21134]]
21 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Surface Warfare
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Gun Testing--Large Crews defend against E3, E5............... 84 GOMEX RC.
Caliber. targets with large- JAX RC.
caliber guns. Key West RC.
Navy Cherry Point RC.
Northeast RC.
VACAPES RC.
7 GOMEX RC;
7 JAX RC;
7 Key West RC;
7 Navy Cherry Point RC;
7 Northeast RC;
231 NSWC Panama City.
35 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Gun Testing--Medium- Airborne and surface E1................... 84 GOMEX RC; JAX RC; Key West RC; Navy
Caliber. crews defend against Cherry Point RC; Northeast RC;
targets with medium- VACAPES RC.
caliber guns.
714 NSWC Panama City.
34 VACAPES RC.
Explosive.................. Missile and Rocket Missile and rocket E6, E10.............. 91 GOMEX RC; JAX RC; Key West RC; Navy
Testing. testing includes Cherry Point RC; Northeast RC;
various missiles or VACAPES RC.
rockets fired from
submarines and
surface combatants.
Testing of the
launching system and
ship defense is
performed.
7 GOMEX RC.
14 JAX RC.
35 Northeast RC.
154 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Unmanned Systems
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic, Explosive........ Unmanned Underwater Testing involves the ASW4, FLS2, HF1, HF4, 112 GOMEX RC; JAX RC; NUWC Newport.
Vehicle Testing. development or HF5, HF6, HF7, LF5,
upgrade of unmanned MF9, MF10, SAS1,
underwater vehicles. SA2, SAS3, VHF1, E8.
This may include
testing of mine
detection
capabilities,
evaluating the basic
functions of
individual platforms,
or complex events
with multiple
vehicles.
287 GOMEX RC.
175 JAX RC.
1,018 NSWC Panama City.
2,158 NUWC Newport.
63 Riviera Beach, FL.
294 SFOMF.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Vessel Evaluation
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Large Ship Shock Trial Underwater detonations E17.................. 1 GOMEX RC; JAX RC; VACAPES RC.
are used to test new
ships or major
upgrades.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Surface Warfare Tests capability of E1, E5, E8........... 14 GOMEX RC.
Testing. shipboard sensors to 91 JAX RC.
detect, track, and 7 Key West RC.
engage surface 70 Northeast RC.
targets. Testing may 63 VACAPES RC.
include ships
defending against
surface targets using
explosive and non-
explosive rounds, gun
system structural
test firing and
demonstration of the
response to Call for
Fire against land-
based targets
(simulated by sea-
based locations).
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Undersea Warfare Ships demonstrate ASW3, ASW4, HF4, HF8, 14 JAX RC; VACAPES RC.
Testing. capability of MF1, MF1K, MF4, MF5,
countermeasure MF9, MF10, TORP1,
systems and TORP2.
underwater
surveillance, weapons
engagement, and
communications
systems. This tests
ships' ability to
detect, track, and
engage underwater
targets.
6 JAX RC; Navy Cherry Point RC; SFOMF;
VACAPES RC.
14 GOMEX RC.
42 JAX RC.
14 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Explosive.................. Small Ship Shock Trial Underwater detonations E16.................. 3 JAX RC; VACAPES RC.
are used to test new
ships or major
upgrades.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Submarine Sea Trials-- Submarine weapons and HF1, M3, MF3, MF9, 14 Offshore Fort Pierce, FL; GOMEX RC;
Weapons System sonar systems are MF10, TORP2. JAX RC; SFOMF; Northeast RC;
Testing. tested at-sea to meet VACAPES RC.
integrated combat
system certification
requirements.
28 JAX RC.
28 Northeast RC.
28 VACAPES RC.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Other Testing Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Insertion/Extraction.. Testing of MF3, MF9............. 28 Key West RC.
submersibles capable 1,848 NSWC Panama City.
of inserting and
extracting personnel
and payloads into
denied areas from
strategic distances.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Acoustic Component Various surface FLS2, HF5, HF7, LF5, 231 SFOMF.
Testing. vessels, moored MF9, SAS2.
equipment, and
materials are tested
to evaluate
performance in the
marine environment.
--------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 21135]]
Acoustic................... Semi-Stationary Semi-stationary AG, ASW3, ASW4, HF5, 28 Newport, RI.
Equipment Testing. equipment (e.g., HF6, LF4, LF5, MF9, 77 NSWC Panama City.
hydrophones) is MF10, SD1, SD2. 1,330 NUWC Newport.
deployed to determine
functionality.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Towed Equipment Surface vessels or HF6, LF4, MF9........ 252 NUWC Newport.
Testing. unmanned surface
vehicles deploy and
tow equipment to
determine
functionality of
towed systems.
--------------------------------------------------------------------------------------------------------------------------------------------------------
Acoustic................... Signature Analysis Surface ship and ASW2, HF1, LF4, LF5, 7 JAX RC.
Operations. submarine testing of LF6, M3, MF9, MF10. 413 SFOMF.
electromagnetic,
acoustic, optical,
and radar signature
measurements.
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ The number of proposed testing activities that could occur annually and the duration of those activities are identical to those presented in Table 6
of the 2018 AFTT final rule.
\2\ Locations given are areas where activities typically occur. However, activities could be conducted in other locations within the Study Area. Where
multiple locations are provided within a single cell, the number of activities could occur in any of the locations, not in each of the locations.
Notes: JEB LC-FS: Joint Expeditionary Base Little Creek-Fort Story; NS: Naval Station; NSB: Naval Submarine Base; NSWC: Naval Surface Warfare Center;
NUWC: Naval Undersea Warfare Center; PNS: Portsmouth Naval Shipyard; SFOMF: South Florida Ocean Measurement Facility Testing Range.
Office of Naval Research
The proposed Office of Naval Research testing activities that could
occur over the seven-year period within the AFTT Study Area are
presented in Table 4.
Table 4--Proposed Office of Naval Research Testing Activities Analyzed for Seven-Year Period in the AFTT Study
Area
----------------------------------------------------------------------------------------------------------------
7-Year
number of
Stressor category Activity name Activity description Source bin activities Location
\1\
----------------------------------------------------------------------------------------------------------------
Acoustic and Oceanographic Science and Technology
----------------------------------------------------------------------------------------------------------------
Acoustic, Explosive.. Acoustic and Research using AG, ASW2, BB4, 30 GOMEX RC.
Oceanographic active BB5, BB6, BB7, 60 Northeast RC.
Research. transmissions from LF3, LF4, LF5, 16 VACAPES RC.
sources deployed MF8, MF9, 14 Other AFTT Areas.
from ships and MF14, E1.
unmanned underwater
vehicles. Research
sources can be used
as proxies for
current and future
Navy systems.
Acoustic............. Emerging Mine Test involves the BB1, BB2, SAS4. 7 JAX RC.
Countermeasure use of broadband 14 Northeast RC.
Technology acoustic sources on 7 VACAPES RC.
Research. unmanned underwater
vehicles.
----------------------------------------------------------------------------------------------------------------
\1\ The number of proposed testing activities that could occur annually and the duration of those activities are
identical to those presented in Table 7 of the 2018 AFTT final rule.
Notes: GOMEX: Gulf of Mexico; JAX: Jacksonville, Florida; RC: Range Complex; VACAPES: Virginia Capes.
Summary of Acoustic and Explosive Sources Analyzed for Training and
Testing
Tables 5 through 8 show the acoustic source classes and numbers,
explosive source bins and numbers, airgun sources, and pile driving and
removal activities associated with the Navy's proposed training and
testing activities over a seven-year period in the AFTT Study Area that
were analyzed in the 2019 Navy application and for this proposed rule.
The annual numbers for acoustic source classes, explosive source bins,
and airgun sources, as well as the annual pile driving and removal
activities associated with Navy training and testing activities in the
AFTT Study Area are identical to those presented in Tables 8 through 11
of the 2018 AFTT final rule, and are not repeated here. Consistent with
the periodicity in the 2018 AFTT final rule, the Navy proposes the
addition of two pile driving/extraction activities for each of the two
additional years.
Table 5 describes the acoustic source classes (i.e., low-frequency
(LF), mid-frequency (MF), and high-frequency (HF)) that could occur
over seven years under the proposed training and testing activities.
Acoustic source bin use in the proposed activities would vary annually.
The seven-year totals for the proposed training and testing activities
take into account that annual variability.
Table 5--Acoustic Source Classes Analyzed and Number Used for Seven-Year Period for Training and Testing
Activities in the AFTT Study Area
----------------------------------------------------------------------------------------------------------------
7-Year total \2\
Source class category Bin Description Unit \1\ -------------------------------
Training Testing
----------------------------------------------------------------------------------------------------------------
Low-Frequency (LF): Sources LF3 LF sources H 0 9,156
that produce signals less than LF4 greater than 200 H 0 6,797
1 kHz. dB. C 0 140
LF sources equal
to 180 dB and up
to 200 dB.
LF5 LF sources less H 60 12,264
than 180 dB.
LF6 LF sources H 1,104 280
greater than 200
dB with long
pulse lengths.
----------------------------------------------------------------------------------------------------------------
Mid-Frequency (MF): Tactical MF1 Hull-mounted H 36,833 23,358
and non-tactical sources that surface ship
produce signals between 1-10 sonars (e.g., AN/
kHz. SQS-53C and AN/
SQS-61).
MF1K Kingfisher mode H 819 1,064
associated with
MF1 sonars.
[[Page 21136]]
MF3 Hull-mounted H 14,604 8,799
submarine sonars
(e.g., AN/BQQ-
10).
MF4 Helicopter- H 4,196 3,797
deployed dipping
sonars (e.g., AN/
AQS-22 and AN/
AQS-13).
MF5 Active acoustic C 47,340 38,663
sonobuoys (e.g.,
DICASS).
MF6 Active underwater C 0 8,986
sound signal
devices (e.g.,
MK84).
MF8 Active sources H 0 2,436
(greater than
200 dB) not
otherwise binned.
----------------------------------------------------------------------------------------------------------------
High-Frequency (HF): Tactical MF9 Active sources H 0 52,128
and non-tactical sources that (equal to 180 dB
produce signals between 10-100 and up to 200
kHz. dB) not
otherwise binned.
MF10 Active sources H 6,088 39,830
(greater than
160 dB, but less
than 180 dB) not
otherwise binned.
MF11 Hull-mounted H 6,495 9,968
surface ship
sonars with an
active duty
cycle greater
than 80%.
MF12 Towed array H 2,658 9,716
surface ship
sonars with an
active duty
cycle greater
than 80%.
MF14 Oceanographic MF H 0 10,080
sonar.
HF1 Hull-mounted H 13,504 2,772
submarine sonars
(e.g., AN/BQQ-
10).
HF3 Other hull- H 34,275 215
mounted
submarine sonars
(classified).
HF4 Mine detection, H 41,717 179,516
classification,
and
neutralization
sonar (e.g., AN/
SQS-20).
HF5 Active sources H 0 13,624
(greater than C 0 280
200 dB) not
otherwise binned.
HF6 Active sources H 0 15,254
(equal to 180 dB
and up to 200
dB) not
otherwise binned.
HF7 Active sources H 0 8,568
(greater than
160 dB, but less
than 180 dB) not
otherwise binned.
HF8 Hull-mounted H 140 14,587
surface ship
sonars (e.g., AN/
SQS-61).
----------------------------------------------------------------------------------------------------------------
Very High-Frequency Sonars VHF1 VHF sources H 0 84
(VHF): Non-tactical sources greater than 200
that produce signals between dB.
100-200 kHz.
----------------------------------------------------------------------------------------------------------------
Anti-Submarine Warfare (ASW): ASW1 MF systems H 4,251 5,740
Tactical sources (e.g., active ASW2 operating above C 10,572 35,842
sonobuoys and acoustic counter- 200 dB.
measures systems) used during MF Multistatic
ASW training and testing Active Coherent
activities. sonobuoy (e.g.,
AN/SSQ-125).
----------------------------------------------------------------------------------------------------------------
ASW3 MF towed active H 34,275 21,737
acoustic
countermeasure
systems (e.g.,
AN/SLQ-25).
ASW4 MF expendable C 2,994 24,043
active acoustic
device
countermeasures
(e.g., MK 3).
ASW5 MF sonobuoys with H 4,244 4,316
high duty cycles.
Torpedoes (TORP): Source TORP1 Lightweight C 399 6,122
classes associated with the torpedo (e.g.,
active acoustic signals MK 46, MK 54, or
produced by torpedoes. Anti-Torpedo
Torpedo).
----------------------------------------------------------------------------------------------------------------
TORP2 Heavyweight C 560 2,600
torpedo (e.g.,
MK 48).
TORP3 Heavyweight C 0 640
torpedo (e.g.,
MK 48).
Forward Looking Sonar (FLS): FLS2 HF sources with H 0 8,568
Forward or upward looking short pulse
object avoidance sonars used lengths, narrow
for ship navigation and safety. beam widths, and
focused beam
patterns.
----------------------------------------------------------------------------------------------------------------
Acoustic Modems (M): Systems M3 MF acoustic H 0 4,436
used to transmit data through modems (greater
the water. than 190 dB).
----------------------------------------------------------------------------------------------------------------
[[Page 21137]]
Swimmer Detection Sonars (SD): SD1-SD2 HF and VHF H 0 1,232
Systems used to detect divers sources with
and sub- merged swimmers. short pulse
lengths, used
for the
detection of
swimmers and
other objects
for the purpose
of port security.
----------------------------------------------------------------------------------------------------------------
Synthetic Aperture Sonars SAS1 MF SAS systems... H 0 6,720
(SAS): Sonars in which active SAS2 HF SAS systems... H 33,600 24,584
acoustic signals are post- SAS3 VHF SAS systems.. H 0 6,720
processed to form high- SAS4 MF to HF H 0 6,720
resolution images of the broadband mine
seafloor. coiuntermeasure
sonar.
----------------------------------------------------------------------------------------------------------------
Broadband Sound Sources (BB): BB1 MF to HF mine H 0 6,720
Sonar systems with large BB2 countermeasure H 0 6,720
frequency spectra, used for BB4 sonar. H 0 10,884
various purposes. BB5 HF to VHF mine H 0 4,704
BB6 countermeasure H 0 4,704
BB7 sonar. C 0 840
LF to MF
oceanographic
source.
LF to MF
oceanographic
source.
HF oceanographic
source.
LF oceanographic
source.
----------------------------------------------------------------------------------------------------------------
\1\ H = hours; C = count (e.g., number of individual pings or individual sonobuoys).
\2\ The annual numbers for acoustic source classes associated with Navy training and testing activities in the
AFTT Study Area are identical to those presented in Table 8 in the 2018 AFTT final rule.
Note: dB = decibel.
Table 6 describes the number of air gun shots that could occur over
seven years under the proposed training and testing activities.
Table 6--Training and Testing Air Gun Sources Quantitatively Analyzed in the AFTT Study Area
----------------------------------------------------------------------------------------------------------------
7-Year total \2\
Source class category Bin Unit \1\ ---------------------------------
Training Testing
----------------------------------------------------------------------------------------------------------------
Air Guns (AG): Small underwater air guns.... AG C 0 4,228
----------------------------------------------------------------------------------------------------------------
\1\ C = count. One count (C) of AG is equivalent to 100 air gun firings.
\2\ The annual numbers for airgun sources associated with Navy training and testing activities in the AFTT Study
Area are identical to those presented in Table 9 in the 2018 AFTT final rule.
Table 7 summarizes the impact pile driving and vibratory pile
removal activities that would occur during a 24-hour period. Annually,
for impact pile driving, the Navy would drive 119 piles, two times a
year for a total of 238 piles. Over the seven-year period of the rule,
the Navy would drive a total of 1,666 piles by impact pile driving.
Annually, for vibratory pile removal, the Navy would remove 119 piles,
two times a year for a total of 238 piles. Over the seven-year period
of the rule, the Navy would remove a total of 1,666 piles by vibratory
pile removal.
Table 7--Summary of Pile Driving and Removal Activities per 24-Hour Period in the AFTT Study Area
----------------------------------------------------------------------------------------------------------------
Total
estimated
Piles per 24- Time per pile time of noise
Method hour period (minutes) per 24-hour
period
(minutes)
----------------------------------------------------------------------------------------------------------------
Pile Driving (Impact)........................................... 6 15 90
Pile Removal (Vibratory)........................................ 12 6 72
----------------------------------------------------------------------------------------------------------------
Table 8 describes the number of in-water explosives that could be
used in any year under the proposed training and testing activities.
Under the proposed activities bin use would vary annually, and the
seven-year totals for the proposed training and testing activities take
into account that annual variability.
[[Page 21138]]
Table 8--Explosive Source Bins Analyzed and Number Used for Seven-Year Period for Training and Testing
Activities Within the AFTT Study Area
----------------------------------------------------------------------------------------------------------------
7-Year total \2\
Bin Net explosive weight \1\ Example explosive -------------------------------
(lb.) source Training Testing
----------------------------------------------------------------------------------------------------------------
E1........................... 0.1-0.25................ Medium-caliber 53,900 160,880
projectile.
E2........................... >0.25-0.5............... Medium-caliber 1,486 0
projectile.
E3........................... >0.5-2.5................ Large-caliber 32,144 20,162
projectile.
E4........................... >2.5-5.................. Mine neutralization 913 5,330
charge.
E5........................... >5-10................... 5-inch projectile...... 10,052 9,275
E6........................... >10-20.................. Hellfire missile....... 4,214 276
E7........................... >20-60.................. Demo block/shaped 28 0
charge.
E8........................... >60-100................. Light-weight torpedo... 154 231
E9........................... >100-250................ 500 lb. bomb........... 462 28
E10.......................... >250-500................ Harpoon missile........ 630 566
E11.......................... >500-650................ 650 lb. mine........... 7 70
E12.......................... >650-1,000.............. 2,000 lb. bomb......... 126 0
E16 \2\...................... >7,250-14,500........... Littoral Combat Ship 0 12
full ship shock trial.
E17 \2\...................... >14,500-58,000.......... Aircraft carrier full 0 4
ship shock trial.
----------------------------------------------------------------------------------------------------------------
\1\ Net Explosive Weight refers to the equivalent amount of Trinitrotoluene (TNT) the actual weight of a
munition may be larger due to other components.
\2\ The annual numbers for explosive source bins associated with Navy training and testing activities in the
AFTT Study Area are identical to those presented in Table 11 in the 2018 AFTT final rule.
Note: Shock trials consist of four explosions each. In any given year there could be 0-3 small ship shock trials
(E16) and 0-1 large ship shock trials (E17). Over a 7-year period, there could be three small ship shock
trials (E16) and one large ship shock trial (E17) which is the same amount of ship shock trial events that
could occur over the original five-year period. Therefore, there is no increase in ship shock trial events
under the proposed rule.
Vessel Movement
Vessel movements associated with the proposed activities include
both surface and sub-surface operations. Vessels used as part of the
proposed activities include ships, submarines, unmanned vessels, and
boats ranging in size from small, 22 feet (ft.) (7 meters (m)) rigid
hull inflatable boats to aircraft carriers with lengths up to 1,092 ft.
(333 m). Large Navy ships greater than 60 ft (18 m) generally operate
at speeds in the range of 10 to 15 kn for fuel conservation. Submarines
generally operate at speeds in the range of 8 to 13 kn in transits and
less than those speeds for certain tactical maneuvers. Small craft,
less than 60 ft (18 m) in length, have much more variable speeds
(dependent on the mission). For small craft types, sizes and speeds
vary during training and testing. Speeds generally range from 10 to 14
kn. While these speeds for large and small crafts are representative of
most events, some vessels need to temporarily operate outside of these
parameters. A full description of Navy vessels that are used during
training and testing activities can be found in the 2017 Navy
application and Chapter 2 of the 2018 AFTT FEIS/OEIS.
The Navy proposes no changes to the manner in which Navy vessels
would be used during training and testing activities, the speeds at
which they operate, the number of vessels that would be used during
various activities, or the locations in which Navy vessel movement
would be concentrated within the AFTT Study Area from those analyzed in
the 2018 AFTT final rule. The only change related to the Navy's request
regarding Navy vessel movement is the vessel use associated with the
additional two years of Navy activities.
Standard Operating Procedures
For training and testing to be effective, personnel must be able to
safely use their sensors and weapon systems as they are intended to be
used in a real-world situation and to their optimum capabilities. While
standard operating procedures are designed for the safety of personnel
and equipment and to ensure the success of training and testing
activities, their implementation often yields additional benefits on
environmental, socioeconomic, public health and safety, and cultural
resources. Because standard operating procedures are essential to
safety and mission success, the Navy considers them to be part of the
proposed activities and has included them in the environmental
analysis. Details on standard operating procedures were provided in the
2018 AFTT proposed rule; please see the 2018 AFTT proposed rule, the
2017 Navy application, and Chapter 2 of the 2018 AFTT FEIS/OEIS for
more information. The Navy proposes no changes to the Standard
Operating Procedures from those included in the 2018 AFTT final rule.
Description of Marine Mammals and Their Habitat in the Area of the
Specified Activities
Marine mammal species and their associated stocks that have the
potential to occur in the AFTT Study Area are presented in Table 9
along with the best/minimum abundance estimate and associated
coefficient of variation value. Some marine mammal species, such as
manatees, are not managed by NMFS, but by the U.S. Fish and Wildlife
Service and therefore not discussed below. Consistent with the 2018
AFTT final rule, the Navy still anticipates the take of individuals of
39 marine mammal species by Level A harassment and B harassment
incidental to training and testing activities from the use of sonar and
other transducers, in-water detonations, air guns, and impact pile
driving/vibratory extraction activities. The Navy requested
authorization for nine serious injuries or mortalities combined from
four marine mammal stocks during ship shock trials, and four takes of
large whales by serious injury or mortality from vessel strikes over
the seven-year period.
We presented a detailed discussion of marine mammals and their
occurrence in the AFTT Study Area, inclusive of important marine mammal
habitat (e.g., critical habitat), biologically important areas (BIAs),
national marine sanctuaries (NMSs), and unusual mortality events (UMEs)
in the 2018 AFTT proposed rule and 2018 AFTT final rule; please see
these rules and the 2017 and 2019 Navy applications for
[[Page 21139]]
additional information. There have been no changes to important marine
mammal habitat, BIAs, NMSs, or Endangered Species Act (ESA) designated
critical habitat since the issuance of the 2018 AFTT final rule;
therefore the information that supports our determinations here can be
found in the 2018 AFTT proposed and final rules. NMFS has reviewed the
most recent Stock Assessment Reports (SARs), which have not been
revised since the publication of the 2018 AFTT final rule); information
on relevant UMEs; and other scientific literature, and determined that
none of these nor any other new information changes our determination
of which species or stocks have the potential to be affected by the
Navy's activities or the pertinent information in the Description of
the Marine Mammals in the Area of Specified Activities section in the
2018 AFTT proposed and final rules. Therefore the information presented
in those sections of the 2018 proposed and final rules remains current
and valid.
As described in the 2018 AFTT final rule, the species carried
forward for analysis are those likely to be found in the AFTT Study
Area based on the most recent data available, and do not include stocks
or species that may have once inhabited or transited the area but have
not been sighted in recent years and therefore are extremely unlikely
to occur in the AFTT Study Area (e.g., species which were extirpated
because of factors such as nineteenth and twentieth century commercial
exploitation).
The species not carried forward for analysis (addressed in more
detail in the Description of Marine Mammals and Their Habitat in the
Area of the Specified Activities section of the 2018 AFTT rule) include
the bowhead whale, beluga whale, and narwhal as these would be
considered extralimital and are not part of the AFTT seasonal species
assemblage. Additionally, for multiple bottlenose dolphin stocks, there
was no potential for overlap with any stressors from Navy activities;
therefore, there would be no adverse effects (or takes), and those
stocks were not considered further. Specifically, with the exception of
the Mississippi Sound, Lake Borgne, Bay Boudreau stock of bottlenose
dolphins (which is addressed in the Analysis and Negligible Impact
Determination section of the 2018 AFTT final rule), there is no
potential for overlap of any Navy stressor with any other Northern Gulf
of Mexico Bay, Sound, and Estuary stocks. Also, the following
bottlenose dolphin stocks for the Atlantic do not have any potential
for overlap with Navy activity stressors (or take), and therefore are
not considered further: Northern South Carolina Estuarine System,
Charleston Estuarine System, Northern Georgia/Southern South Carolina
Estuarine System, Central Georgia Estuarine System, Southern Georgia
Estuarine System, Biscayne Bay, and Florida Bay stocks. For the same
reason, bottlenose dolphins off the coasts of Puerto Rico and the U.S.
Virgin Islands were also not considered further.
[[Page 21140]]
Table 9--Marine Mammals Present in the AFTT Study Area
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Occurrence in AFTT Study Area \5\
Scientific name Stock abundance \4\ best/ ---------------------------------------------------------------
Common name \1\ Stock \2\ ESA/MMPA status \3\ minimum population Large marine
Open ocean ecosystems Inland waters
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Order Cetacea--Suborder Mysticeti (baleen whales)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Balaenidae (right
whales):
Bowhead whale............. Balaena Eastern Canada- Endangered, strategic, 7,660 (4,500-11,100) \6\.. Labrador Current Newfoundland-Labrador NA.
mysticetus. West Greenland. depleted. Shelf, West
Greenland Shelf,
Northeast U.S.
Continental Shelf.
North Atlantic right whale Eubalaena Western.......... Endangered, strategic, 451 (0)/445............... Gulf Stream, Southeast U.S. NA.
glacialis. depleted. Labrador Continental Shelf,
Current, North Northeast U.S.
Atlantic Gyre. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf, Gulf
of Mexico
(extralimital).
Family Balaenop- teridae
(rorquals):
Blue whale................ Balaenoptera Western North Endangered, strategic, Unknown/440 \11\.......... Gulf Stream, Northeast U.S. NA.
musculus. Atlantic (Gulf depleted. North Atlantic Continental Shelf,
of St. Lawrence). Gyre, Labrador Scotian Shelf,
Current. Newfoundland-
Labrador Shelf,
Southeast U.S.
Continental Shelf,
Caribbean Sea, and
Gulf of Mexico
(strandings only).
Bryde's whale............. Balaenoptera Northern Gulf of Endangered, strategic......... 33 (1.07)/16.............. Gulf Stream, Gulf of Mexico....... NA.
brydei/edeni. Mexico. North Atlantic
Gyre.
Fin whale................. Balaenoptera Western North Endangered, strategic, 1,618 (0. 33)/1,234....... Gulf Stream, Caribbean Sea, Gulf NA.
physalus. Atlantic. depleted. North Atlantic of Mexico, Southeast
Gyre, Labrador U.S. Continental
Current. Shelf, Northeast
U.S. Continental
Shelf, Scotian
Shelf, Newfoundland-
Labrador Shelf.
West Greenland... Endangered, strategic, 4,468 (1,343-14,871) \9\.. Labrador Current West Greenland Shelf. NA.
depleted.
Gulf of St. Endangered, strategic, 328 (306-350) \10\........ ................ Newfoundland-Labrador NA.
Lawrence. depleted. Shelf, Scotian Shelf.
Humpback whale............ Megaptera Gulf of Maine.... NA............................ 896 (0)/896............... Gulf Stream, Gulf of Mexico, NA.
novaeangliae. North Atlantic Caribbean Sea,
Gyre, Labrador Southeast U.S.
Current. Continental Shelf,
Northeast U.S.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Minke whale............... Balaenoptera Canadian Eastern NA............................ 2,591 (0.81)/1,425........ Gulf Stream, Caribbean Sea, NA.
acutorostrata. Coastal. North Atlantic Southeast U.S.
Gyre, Labrador Continental Shelf,
Current. Northeast U.S.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
West Greenland NA............................ 16,609 (7,172-38,461)/NA Labrador Current West Greenland Shelf. NA.
\7\. \7\.
Sei whale................. Balaenoptera Nova Scotia...... Endangered, strategic, 357 (0.52)/236............ Gulf Stream, Gulf of Mexico, NA.
borealis. depleted. North Atlantic Caribbean Sea,
Gyre. Southeast Northeast
U.S. Continental
Shelf, Scotian
Shelf, Newfoundland-
Labrador Shelf.
Labrador Sea..... Endangered, strategic, Unknown \8\............... Labrador Current Newfoundland-Labrador NA.
depleted. Shelf, West
Greenland Shelf.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Physeteridae (sperm
whale):
Sperm whale............... Physeter North Atlantic... Endangered, strategic, 2,288 (0.28)/1,815........ Gulf Stream, Southeast U.S. NA.
macrocephalus. depleted. North Atlantic Continental Shelf,
Gyre, Labrador Northeast U.S.
Current. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf,
Caribbean Sea.
Northern Gulf of Endangered, strategic, 763 (0.38)/560............ NA.............. Gulf of Mexico....... NA.
Mexico. depleted.
Puerto Rico and Endangered, strategic, Unknown................... North Atlantic Caribbean Sea........ NA.
U.S. Virgin depleted. Gyre.
Islands.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Kogiidae (sperm whales)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Pygmy and dwarf sperm Kogia breviceps Western North NA............................ 3,785 (0.47)/2,598 \12\... Gulf Stream, Southeast U.S. NA.
whales. and Kogia sima. Atlantic. North Atlantic Continental Shelf,
Gyre. Northeast U.S.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf,
Caribbean Sea.
Northern Gulf of NA............................ 186 (1.04)/90 \12\........ NA.............. Gulf of Mexico, NA.
Mexico. Caribbean Sea.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
[[Page 21141]]
Family Monodontidae (beluga whale and narwhal)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Beluga whale.............. Delphinapterus Eastern High NA............................ 21,213 (10,985-32,619) Labrador Current West Greenland Shelf. NA.
leucas. Arctic/Baffin \13\.
Bay \13\.
West Greenland NA............................ 10,595 (4.904-24,650) \14\ NA.............. West Greenland Shelf. NA.
\14\.
Narwhal................... Monodon monoceros NA \15\.......... NA............................ NA \15\................... NA.............. Newfoundland-Labrador NA.
Shelf, West
Greenland Shelf.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Ziphiidae (beaked whales)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Blainville's beaked whale. Mesoplodon Western North NA............................ 7,092 (0.54)/4,632 \17\... Gulf Stream, Southeast U.S. NA.
densirostris. Atlantic \16\. North Atlantic Continental Shelf,
Gyre, Labrador Northeast U.S.
Current. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Northern Gulf of NA............................ 149 (0.91)/77 \18\........ NA.............. Gulf of Mexico, NA.
Mexico. Caribbean Sea.
Cuvier's beaked whale..... Ziphius Western North NA............................ 6,532 (0.32)/5,021........ Gulf Stream, Southeast U.S. NA.
cavirostris. Atlantic \16\. North Atlantic Continental Shelf,
Gyre. Northeast U.S.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Northern Gulf of NA............................ 74 (1.04)/36.............. NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Puerto Rico and Strategic..................... Unknown................... NA.............. Caribbean Sea........ NA.
U.S. Virgin
Islands.
Gervais' beaked whale..... Mesoplodon Western North NA............................ 7,092 (0.54)/4,632 \17\... Gulf Stream, Southeast U.S. NA.
europaeus. Atlantic \16\. North Atlantic Continental Shelf,
Gyre. Northeast United
States Continental
Shelf.
Northern Gulf of NA............................ 149 (0.91)/77 \18\........ Gulf Stream, Gulf of Mexico, NA.
Mexico \16\. North Atlantic Caribbean Sea.
Gyre.
Northern bottlenose whale. Hyperoodon Western North NA............................ Unknown................... Gulf Stream, Northeast U.S. NA.
ampullatus. Atlantic. North Atlantic Continental Shelf,
Gyre, Labrador Scotian Shelf,
Current. Newfoundland-
Labrador Shelf.
Sowerby's beaked whale.... Mesoplodon bidens Western North NA............................ 7,092 (0.54)/4,632 \17\... Gulf Stream, Northeast U.S. NA.
Atlantic \16\. North Atlantic Continental Shelf,
Gyre. Scotian Shelf,
Newfoundland-
Labrador Shelf.
True's beaked whale....... Mesoplodon mirus. Western North NA............................ 7,092 (0.54)/4,632 \17\... Gulf Stream, Southeast U.S. NA.
Atlantic \16\. North Atlantic Continental Shelf,
Gyre. Northeast U.S.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Delphinidae (dolphins)
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Atlantic spotted dolphin.. Stenella Western North NA............................ 44,715 (0.43)/31,610...... Gulf Stream..... Southeast U.S. NA.
frontalis. Atlantic \16\. Continental Shelf,
Northeast U.S.
Continental Shelf.
Northern Gulf of NA............................ Unknown................... NA.............. Gulf of Mexico, NA.
Mexico. Caribbean Sea.
Puerto Rico and Strategic..................... Unknown................... NA.............. Caribbean Sea........ NA.
U.S. Virgin
Islands.
Atlantic white-sided Lagenorhynchus Western North NA............................ 48,819 (0.61)/30,403...... Gulf Steam, Northeast U.S. NA.
dolphin. acutus. Atlantic. Labrador Continental Shelf,
Current. Scotian Shelf,
Newfoundland-
Labrador Shelf.
Clymene dolphin........... Stenella clymene. Western North NA............................ Unknown................... Gulf Stream..... Southeast U.S. NA.
Atlantic \16\. Continental Shelf,
Northeast U.S.
Continental Shelf.
Northern Gulf of NA............................ 129 (1.0)/64.............. NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Common bottlenose dolphin Tursiops Western North Strategic, depleted........... 77,532 (0.40)/56,053...... Gulf Stream, Southeast U.S. NA.
Common bottlenose dolphin. truncatus. Atlantic North Atlantic Continental Shelf,
Offshore \19\. Gyre. Northeast U.S.
Continental Shelf,
Scotian Shelf.
Western North NA............................ 6,639 (0.41)/4,759........ NA.............. Southeast U.S. Long Island Sound,
Atlantic Continental Shelf, Sandy Hook Bay,
Northern Northeast U.S. Lower Chesapeake
Migratory Continental Shelf. Bay, James River,
Coastal \20\. Elizabeth River.
Western North Strategic, depleted........... 3,751 (0.06)/2,353........ NA.............. Southeast U.S. Lower Chesapeake Bay,
Atlantic Continental Shelf. James River,
Southern Elizabeth River,
Migratory Beaufort Inlet, Cape
Coastal \20\. Fear River, Kings
Bay, St. Johns
River.
Western North Strategic, depleted........... 6,027 (0.34)/4,569........ NA.............. Southeast U.S. Kings Bay, St. Johns
Atlantic South Continental Shelf. River.
Carolina/Georgia
Coastal \20\.
Northern North Strategic..................... 823 (0.06)/782............ NA.............. Southeast U.S. Beaufort Inlet, Cape
Carolina Continental Shelf, Fear River.
Estuarine System Northeast U.S.
\20\. Continental Shelf.
Southern North Strategic..................... Unknown................... NA.............. Southeast U.S. Beaufort Inlet, Cape
Carolina Continental Shelf. Fear River.
Estuarine System
\20\.
Northern South Strategic..................... Unknown................... NA.............. Southeast U.S. NA.
Carolina Continental Shelf.
Estuarine System
\20\.
Charleston Strategic..................... Unknown................... NA.............. Southeast U.S. NA.
Estuarine System Continental Shelf.
\20\.
[[Page 21142]]
Northern Georgia/ Strategic..................... Unknown................... NA.............. Southeast U.S. NA.
Southern South Continental Shelf.
Carolina
Estuarine System
\20\.
Central Georgia Strategic..................... 192 (0.04)/185............ NA.............. Southeast U.S. NA.
Estuarine System Continental Shelf.
\20\.
Southern Georgia Strategic..................... 194 (0.05)/185............ NA.............. Southeast U.S. Kings Bay, St. Johns
Estuarine System Continental Shelf. River.
\20\.
Western North Strategic, depleted........... 877 (0.49)/595............ NA.............. Southeast U.S. Kings Bay, St. Johns
Atlantic Continental Shelf. River.
Northern Florida
Coastal \20\.
Jacksonville Strategic..................... Unknown................... NA.............. Southeast U.S. Kings Bay, St. Johns
Estuarine System Continental Shelf. River.
\20\.
Western North Strategic, depleted........... 1,218 (0.35)/913.......... NA.............. Southeast U.S. Port Canaveral.
Atlantic Central Continental Shelf.
Florida Coastal
\20\.
Indian River Strategic..................... Unknown................... NA.............. Southeast U.S. Port Canaveral.
Lagoon Estuarine Continental Shelf.
System \20\.
Biscayne Bay \16\ Strategic..................... Unknown................... NA.............. Southeast U.S. NA.
Continental Shelf.
Florida Bay \16\. NA............................ Unknown................... NA.............. Gulf of Mexico....... NA.
Northern Gulf of Na............................ 51,192 (0.10)/46,926...... NA.............. Gulf of Mexico....... NA.
Mexico
Continental
Shelf \20\.
Gulf of Mexico NA............................ 12,388 (0.13)/11,110...... NA.............. Gulf of Mexico....... NA.
Eastern Coastal
\20\.
Gulf of Mexico NA............................ 7,185 (0.21)/6,044........ NA.............. Gulf of Mexico....... St. Andrew Bay,
Northern Coastal Pascagoula River.
\20\.
Gulf of Mexico NA............................ 20,161 (0.17)/17,491...... NA.............. Gulf of Mexico....... Corpus Christi Bay,
Western Coastal Galveston Bay.
\20\.
Northern Gulf of NA............................ 5,806 (0.39)/4,230........ NA.............. Gulf of Mexico....... NA.
Mexico Oceanic
\20\.
Laguna Madre \20\ Strategic..................... 80 (1.57)/Unknown......... NA.............. Gulf of Mexico....... NA.
Nueces Bay/Corpus Strategic..................... 58 (0.61)/Unknown......... NA.............. Gulf of Mexico....... NA.
Christi Bay \20\.
Copano Bay/ Strategic..................... 55 (0.82)/Unknown......... NA.............. Gulf of Mexico....... NA.
Aransas Bay/San
Antonio Bay/
Redfish Bay/
Espiritu Santo
Bay \20\.
Matagorda Bay/ Strategic..................... 61 (0.45)/Unknown......... NA.............. Gulf of Mexico....... NA.
Tres Palacios
Bay/Lavaca Bay
\20\.
West Bay \20\.... NA............................ 48 (0.03)/46.............. NA.............. Gulf of Mexico....... NA.
Galveston Bay/ Strategic..................... 152 (0.43)/Unknown........ NA.............. Gulf of Mexico....... NA.
East Bay/Trinity
Bay \20\.
Sabine Lake \20\. Strategic..................... 0......................... NA.............. Gulf of Mexico....... NA.
Calcasieu Lake Strategic..................... 0......................... NA.............. Gulf of Mexico....... NA.
\20\.
Vermilion Bay/ Strategic..................... 0......................... NA.............. Gulf of Mexico....... NA.
West Cote
Blanche Bay/
Atchafalaya Bay
\20\.
Terrebonne Bay/ NA............................ 3,870 (0.15)/3,426........ NA.............. Gulf of Mexico....... NA.
Timbalier Bay
\20\.
Barataria Bay Strategic..................... 2,306 (0.09)/2,138........ NA.............. Gulf of Mexico....... NA.
Estuarine System
\20\.
Mississippi River Strategic..................... 332 (0.93)/170............ NA.............. Gulf of Mexico....... NA.
Delta \20\.
Mississippi Strategic..................... 3,046 (0.06)/2,896........ NA.............. Gulf of Mexico....... NA.
Sound, Lake
Borgne, Bay
Boudreau \20\.
Mobile Bay/ Strategic..................... 122 (0.34)/Unknown........ NA.............. Gulf of Mexico....... NA.
Bonsecour Bay
\20\.
Perdido Bay \20\. Strategic..................... 0......................... NA.............. Gulf of Mexico....... NA.
Pensacola Bay/ Strategic..................... 33 (0.80)/Unknown......... NA.............. Gulf of Mexico....... NA.
East Bay \20\.
Choctawhatchee Strategic..................... 179 (0.04)/Unknown........ NA.............. Gulf of Mexico....... NA.
Bay \20\.
St. Andrew Bay Strategic..................... 124 (0.57)/Unknown........ NA.............. Gulf of Mexico....... NA.
\20\.
St. Joseph Bay Strategic..................... 152 (0.08)/Unknown........ NA.............. Gulf of Mexico....... NA.
\20\.
[[Page 21143]]
St. Vincent Sound/ Strategic..................... 439 (0.14)/Unknown........ NA.............. Gulf of Mexico....... NA.
Apalachicola Bay/
St. George Sound
\20\.
Apalachee Bay Strategic..................... 491 (0.39)/Unknown........ NA.............. Gulf of Mexico....... NA.
\20\.
Waccasassa Bay/ Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
Withlacoochee
Bay/Crystal Bay
\20\.
St. Joseph Sound/ Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
Clearwater
Harbor \20\.
Tampa Bay \20\... Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
Sarasota Bay/ Strategic..................... 158 (0.27)/126............ NA.............. Gulf of Mexico....... NA.
Little Sarasota
Bay \20\.
Pine Island Sound/ Strategic..................... 826 (0.09)/Unknown........ NA.............. Gulf of Mexico....... NA.
Charlotte Harbor/
Gasparilla Sound/
Lemon Bay \20\.
Caloosahatchee Strategic..................... 0......................... NA.............. Gulf of Mexico....... NA.
River \20\.
Estero Bay \20\.. Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
Chokoloskee Bay/ Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
Ten Thousand
Islands/Gullivan
Bay \20\.
Whitewater Bay Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
\20\.
Florida Keys Strategic..................... Unknown................... NA.............. Gulf of Mexico....... NA.
(Bahia Honda to
Key West) \20\.
Puerto Rico and Strategic..................... Unknown................... NA.............. Caribbean Sea........ NA.
U.S. Virgin
Islands.
False killer whale........ Pseudorca Western North Strategic..................... 442 (1.06)/212............ NA.............. Southeast U.S. NA.
crassidens. Atlantic \22\. Continental Shelf,
Northeast U.S.
Continental Shelf.
Northern Gulf of NA............................ Unknown................... NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Fraser's dolphin.......... Lagenodelphis Western North NA............................ Unknown................... Gulf Stream..... Northeast U.S. NA.
hosei. Atlantic \23\. Continental Shelf,
Southeast U.S.
Continental Shelf.
Northern Gulf of NA............................ Unknown................... NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Killer Whale.............. Orcinus orca..... Western North NA............................ Unknown................... Gulf Stream, Southeast U.S. NA.
Atlantic \22\. North Atlantic Continental Shelf,
Gyre, Labrador Northeast United
Current. States Continental
Shelf, Scotian
Shelf, Newfoundland--
Labrador Shelf.
Northern Gulf of NA............................ 28 (1.02)/14.............. NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Long-finned pilot whale... Globicephala Western North NA............................ 5,636 (0.63)/3,464........ Gulf Stream..... Northeast U.S. NA.
melas. Atlantic. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Melon-headed Whale........ Peponocephala Western North NA............................ Unknown................... Gulf Stream, Southeast U.S. NA.
electra. Atlantic \23\. North Atlantic Continental Shelf.
Gyre.
Northern Gulf of NA............................ 2,235 (0.75)/1,274........ NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Pantropical spotted- Stenella Western North NA............................ 3,333 (0.91)/1,733........ Gulf Stream..... Southeast U.S. NA.
dolphin. attenuate. Atlantic \16\. Continental Shelf,
Northeast U.S.
Continental Shelf.
Northern Gulf of NA............................ 50,880 (0.27)/40,699...... NA.............. Gulf of Mexico, NA.
Mexico \22\. Caribbean Sea.
Pygmy Killer Whales....... Feresa attenuata. Western North NA............................ Unknown................... Gulf Stream, Southeast U.S. NA.
Atlantic \16\. North Atlantic Continental Shelf.
Gyre.
Northern Gulf of NA............................ 152 (1.02)/75............. NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Risso's dolphin........... Grampus griseus.. Western North NA............................ 18,250 (0.46)/12,619...... Gulf Stream, Southeast U.S. NA.
Atlantic. North Atlantic Continental Shelf,
Gyre. Northeast United
States Continental
Shelf, Scotian
Shelf, Newfoundland--
Labrador Shelf.
Northern Gulf of NA............................ 2,442 (0.57)/1,563........ NA.............. Gulf of Mexico, NA.
Mexico. Caribbean Sea.
Rough-toothed dolphin..... Steno bredanensis Western North NA............................ 136 (1.00)/67............. Gulf Stream, Caribbean Sea NA.
Atlantic \16\. North Atlantic Southeast U.S.
Gyre. Continental Shelf,
Northeast U.S.
Continental Shelf.
Northern Gulf of NA............................ 624 (0.99)/311............ NA.............. Gulf of Mexico, NA.
Mexico. Caribbean Sea.
Short-finned pilot whale.. Globicephala Western North NA............................ 28,924 (0.24)/23,637...... NA.............. Northeast Continental NA.
macrorhynchus. Atlantic. Shelf, Southeast
U.S. Continental
Shelf.
Northern Gulf of NA............................ 2,415 (0.66)/1,456........ NA.............. Gulf of Mexico, NA.
Mexico \22\. Caribbean Sea.
Puerto Rico and Strategic..................... Unknown................... NA.............. Caribbean Sea........ NA.
U.S. Virgin
Islands.
Spinner dolphin........... Stenella Western North NA............................ Unknown................... Gulf Stream, Southeast U.S. NA.
longirostris. Atlantic \16\. North Atlantic Continental Shelf,
Gyre. Northeast U.S.
Continental Shelf.
[[Page 21144]]
Northern Gulf of NA............................ 11,441 (0.83)/6,221....... NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Puerto Rico and Strategic..................... Unknown................... NA.............. Caribbean Sea........ NA.
U.S. Virgin
Islands.
Striped dolphin........... Stenella Western North NA............................ 54,807 (0.30)/42,804...... Gulf Stream..... Northeast U.S. NA.
coeruleoalba. Atlantic \16\. Continental Shelf,
Scotian Shelf.
Northern Gulf of NA............................ 1,849 (0.77)/1,041........ NA.............. Gulf of Mexico, NA.
Mexico \16\. Caribbean Sea.
Short-beaked common Delphinus delphis Western North NA............................ 70,184 (0.28)/55,690...... Gulf Stream..... Southeast U.S. NA.
dolphin. Atlantic. Continental Shelf,
Northeast U.S.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
White-beaked dolphin...... Lagenorhynchus Western North NA............................ 2,003 (0.94)/1,023........ Labrador Current Northeast U.S. NA.
albirostris. Atlantic \23\. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocoenidae
(porpoises):
Harbor porpoise........... Phocoena phocoena Gulf of Maine/Bay NA............................ 79,883 (0.32)/61,415...... NA.............. Northeast U.S. Narragansett Bay,
of Fundy. Continental Shelf, Rhode Island Sound,
Scotian Shelf, Block Island Sound,
Newfoundland- Buzzards Bay,
Labrador Shelf. Vineyard Sound, Long
Island Sound,
Piscataqua River,
Thames River,
Kennebec River.
Gulf of St. NA............................ Unknown \24\.............. Labrador Current Northeast U.S. NA.
Lawrence \24\. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Newfoundland \25\ NA............................ Unknown \25\.............. Labrador Current Northeast U.S. NA.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Greenland \26\... NA............................ Unknown \26\.............. Labrador Current Northeast U.S. NA.
Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf, West
Greenland Shelf.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Order Carnivora--Suborder Pinnipedia
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Family Phocidae (true seals):
Gray seal................. Halichoerus Western North NA............................ 27,131 (0.19)/23,158...... NA.............. Northeast U.S. Narragansett Bay,
grypus. Atlantic. Continental Shelf, Rhode Island Sound,
Scotian Shelf, Block Island Sound,
Newfoundland- Buzzards Bay,
Labrador Shelf. Vineyard Sound, Long
Island Sound,
Piscataqua River,
Thames River,
Kennebeck River.
Harbor seal............... Phoca vitulina... Western North NA............................ 75,834 (0.15)/66,884...... NA.............. Southeast U.S. Chesapeake Bay,
Atlantic. Continental Shelf, Narragansett Bay,
Northeast U.S. Rhode Island Sound,
Continental Shelf, Block Island Sound,
Scotian Shelf, Buzzards Bay,
Newfoundland- Vineyard Sound, Long
Labrador Shelf. Island Sound,
Piscataqua River,
Thames River,
Kennebeck River.
Harp seal................. Pagophilus Western North NA............................ Unknown................... NA.............. Northeast U.S. NA.
groenlandicus. Atlantic. Continental Shelf,
Scotian Shelf,
Newfoundland-
Labrador Shelf.
Hooded seal............... Cystophora Western North NA............................ Unknown................... NA.............. Southeast U.S. Narragansett Bay,
cristata. Atlantic. Continental Shelf, Rhode Island Sound,
Northeast U.S. Block Island Sound,
Continental Shelf, Buzzards Bay,
Scotian Shelf, Vineyard Sound, Long
Newfoundland- Island Sound,
Labrador Shelf, West Piscataqua River,
Greenland Shelf. Thames River,
Kennebec River.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Notes: CV: Coefficient of variation; ESA: Endangered Species Act; MMPA: Marine Mammal Protection Act; NA: Not applicable.
\1\ Taxonomy follows (Committee on Taxonomy, 2016).
\2\ Stock designations for the U.S. EEZ and abundance estimates are from Atlantic and Gulf of Mexico SARs prepared by NMFS (Hayes et al., 2017) and the draft 2018 SARs, unless specifically
noted.
\3\ Populations or stocks defined by the MMPA as ``strategic'' for one of the following reasons: (1) The level of direct human-caused mortality exceeds the potential biological removal level;
(2) based on the best available scientific information, numbers are declining and species are likely to be listed as threatened species under the ESA within the foreseeable future; (3)
species are listed as threatened or endangered under the ESA; (4) species are designated as depleted under the MMPA.
\4\ Stock abundance, CV, and minimum population are numbers provided by the Stock Assessment Reports (SARs; Hayes et al., 2017). The stock abundance is an estimate of the number of animals
within the stock. The CV is a statistical metric used as an indicator of the uncertainty in the abundance estimate. The minimum population estimate is either a direct count (e.g., pinnipeds
on land) or the lower 20th percentile of a statistical abundance estimate.
\5\ Occurrence in the AFTT Study Area includes open ocean areas--Labrador Current, North Atlantic Gyre, Gulf Stream, and coastal/shelf waters of seven large marine ecosystems--West Greenland
Shelf, Newfoundland-Labrador Shelf, Scotian Shelf, and Northeast U.S. Continental Shelf, Southeast U.S. Continental Shelf, Caribbean Sea, Gulf of Mexico, and inland waters of Kennebec River,
Piscataqua River, Thames River, Narragansett Bay, Rhode Island Sound, Block Island Sound, Buzzards Bay, Vineyard Sound, Long Island Sound, Sandy Hook Bay, Lower Chesapeake Bay, James River,
Elizabeth River, Beaufort Inlet, Cape Fear River, Kings Bay, St. Johns River, Port Canaveral, St. Andrew Bay, Pascagoula River, Sabine Lake, Corpus Christi Bay, and Galveston Bay.
\6\ The bowhead whale population off the West Coast of Greenland is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent highest
density interval were presented in (Frasier et al., 2015).
\7\ The West Greenland stock of minke whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were
presented in (Heide-J[oslash]rgensen et al., 2010).
\8\ The Labrador Sea stock of sei whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Information was obtained in (Prieto et al., 2014).
\9\ The West Greenland stock of fin whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were
presented in (Heide-J[oslash]rgensen et al., 2010).
\10\ The Gulf of St. Lawrence stock of fin whales is not managed by NMFS and, therefore, does not have an associated Stock Assessment Report. Abundance and 95 percent confidence interval were
presented in (Ramp et al., 2014).
\11\ Photo identification catalogue count of 440 recognizable blue whale individuals from the Gulf of St. Lawrence is considered a minimum population estimate for the western North Atlantic
stock (Waring et al., 2010).
\12\ Estimates include both the pygmy and dwarf sperm whales in the western North Atlantic (Waring et al., 2014) and the northern Gulf of Mexico (Waring et al., 2013).
\13\ Beluga whales in the Atlantic are not managed by NMFS and have no associated Stock Assessment Report. Abundance and 95 percent confidence interval for the Eastern High Arctic/Baffin Bay
stock were presented in (Innes et al., 2002).
\14\ Beluga whales in the Atlantic are not managed by NMFS and have no associated Stock Assessment Report. Abundance and 95 percent confidence interval for the West Greenland stock were
presented in (Heide-J[oslash]rgensen et al., 2009).
[[Page 21145]]
\15\ NA = Not applicable. Narwhals in the Atlantic are not managed by NMFS and have no associated Stock Assessment Report.
\16\ Estimates for these western North Atlantic stocks are from Waring et al. (2014) and the northern Gulf of Mexico stock are from (Waring et al., 2013) as applicable.
\17\ Estimate includes undifferentiated Mesoplodon species.
\18\ Estimate includes Gervais' and Blainville's beaked whales.
\19\ Estimate may include sightings of the coastal form.
\20\ Estimates for these Gulf of Mexico stocks are from SARs.
\21\ NMFS is in the process of writing individual stock assessment reports for each of the 32 bay, sound, and estuary stocks.
\22\ Estimates for these stocks are from Waring et al., (2015).
\23\ Estimates for these western North Atlantic stocks are from (Waring et al., 2007).
\24\ Harbor porpoise in the Gulf of St. Lawrence are not managed by NMFS and have no associated Stock Assessment Report.
\25\ Harbor porpoise in Newfoundland are not managed by NMFS and have no associated Stock Assessment Report.
\26\ Harbor porpoise in Greenland are not managed by NMFS and have no associated Stock Assessment Report.
[[Page 21146]]
Potential Effects of Specified Activities on Marine Mammals and Their
Habitat
We provided a full discussion of the potential effects of the
specified activities on marine mammals and their habitat in our 2018
AFTT proposed rule and 2018 AFTT final rule. In the Potential Effects
of Specified Activities on Marine Mammals and Their Habitat section of
the 2018 AFTT proposed and final rules, NMFS provided a description of
the ways marine mammals may be affected by the same activities that the
Navy will be conducting during the seven-year period analyzed in this
rule in the form of serious injury or mortality, physical trauma,
sensory impairment (permanent and temporary threshold shifts and
acoustic masking), physiological responses (particularly stress
responses), behavioral disturbance, or habitat effects. Therefore, we
do not repeat the information here, all of which remains current and
applicable, but refer the reader to those rules and the 2018 AFTT FEIS/
OEIS (Chapter 3, Section 3.7 Marine Mammals, https://www.aftteis.com/),
which NMFS participated in the development of via our cooperating
agency status and adopted to meet our NEPA requirements.
In addition, NMFS has reviewed information in relevant SARs (which
have not been revised since the publication of the 2018 AFTT final
rule) any new information on active UMEs and from the scientific
literature. Summaries of current UMEs and new scientific literature
since publication of the 2018 AFTT final rule are presented below.
Unusual Mortality Events
A UME is defined under section 410(6) of the MMPA as a stranding
that is unexpected; involves a significant die-off of any marine mammal
population; and demands immediate response. The five active UMEs with
ongoing investigations in the AFTT Study Area that inform our analysis
are discussed below. The impacts to Barataria Bay bottlenose dolphins
from the closed Northern Gulf of Mexico UME (discussed in the 2018 AFTT
proposed rule) associated with the Deep Water Horizon oil spill in the
Gulf of Mexico are thought to be persistent and continue to inform
population analyses. The other more recent UMEs closed several years
ago, and little is known about how the effects of those events might be
appropriately applied to an impact assessment several years later.
North Atlantic Right Whale (NARW) UME
NOAA declared an UME for NARWs from January 1, 2017, to the
present. The current total number of mortalities included in the event
is 20 whales, including 12 NARW carcasses from Canada in 2017 and eight
carcasses in the United States (5 in 2017; 3 in 2018). There have been
no carcasses reported in 2019. In 2017, 17 right whale mortalities were
documented, and in 2018, an additional three whales were found dead. Of
the 12 NARW carcasses found in Canadian waters in 2017, six were
necropsied and died as a direct result of human activities (either
confirmed, probable, or suspect), from either rope entanglements (2) or
vessel strikes (4) (Daoust et al., 2017). Of the eight carcasses found
in U.S. waters in 2017-2018, the cause of death was determined in six
whales, with deaths attributable to either rope entanglement (5) or
vessel strikes (1). Eight carcasses were not able to be examined.
Daoust et al. (2018) also concluded there were no oil and gas seismic
surveys authorized in the months prior to or during the period over
which these mortalities occurred, as well as no blasting or major
marine development projects. Navy was consulted as to sonar use and
they confirmed none was used in the vicinity of any of the strandings.
As part of the UME investigation process for NARW, NOAA assembled
an independent team of scientists (Investigative Team) that coordinates
with the Working Group on Marine Mammal Unusual Mortality Events to
review the data collected, sample future whales that strand, and
determine the next steps for the investigation. For more information on
this UME, please refer to https://www.fisheries.noaa.gov/national/marine-life-distress/2017-2019-north-atlantic-right-whale-unusual-mortality-event#causes-of-the-north-atlantic-right-whale-ume.
While data are not yet available to statistically estimate the
population's trend beyond 2015, three lines of evidence indicate the
population is still in decline. First, calving rates in 2016, 2017, and
2018 were low. Only five new calves were documented in 2017 (Pettis et
al., 2017a), well below the number needed to compensate for expected
mortalities (Pace et al., 2017), and no new calves were reported for
2018. Long-term photographic identification data indicate new calves
rarely go undetected, so these years likely represent a continuation of
the low calving rates that began in 2012 (Kraus et al., 2007; Pace et
al., 2017). So far in 2019, seven calves have been documented. Second,
as noted above, the preliminary abundance estimate for 2016 is 451
individuals, down approximately 1.5 percent from 458 in 2015. Third,
since June 2017, at least 20 NARWs have died in what has been declared
an UME as discussed above, and at least one calf died in April 2017
(Meyer-Gutbrod et al., 2018; NMFS, 2017).
Humpback Whale UME Along the Atlantic Coast
NOAA declared an UME for humpback whales from January 1, 2016, to
the present, along the Atlantic coast from Maine through Florida. As of
April 1, 2019, 92 humpback strandings have occurred (26, 34, 25, and 9
whales in 2016, 2017, 2018 and 2019 respectively). As of April 2019,
partial or full necropsy examinations have been conducted on 43 cases,
or approximately half of the 92 strandings (at that time). Of the 43
whales examined, approximately 20 had evidence of blunt force trauma or
pre-mortem propeller wounds indicative of vessel strike and
approximately 6 had evidence of entanglements. NOAA, in coordination
with our stranding network partners, continues to investigate the
recent mortalities and environmental conditions, and conduct population
monitoring to better understand the recent humpback whale mortalities.
At this time, vessel parameters (including size) are not known for each
vessel-whale collision that led to the death of a whale. Therefore,
NOAA considers all sizes of vessels to be a potential risk for whale
species in highly trafficked areas. The Navy has investigated potential
strikes and confirmed that it had none. Please refer to https://www.fisheries.noaa.gov/national/marine-life-distress/2016-2019-humpback-whale-unusual-mortality-event-along-atlantic-coast for more
information on this UME.
Minke Whale UME Along the Atlantic Coast
NOAA declared an UME for minke whales from January 1, 2017, to the
present, along the Atlantic coast from Maine through Florida. As of
April 1, 2019, 59 strandings have occurred (27, 20, and 2 whales in
2017, 2018 and 2019, respectively). As of April 1, 2019, full or
partial necropsy examinations have been conducted on 33 whales.
Preliminary findings on several of the whales have shown evidence of
human interactions, primarily fisheries interactions, or infectious
disease. These findings are not consistent across all of the whales
examined, and final diagnostic results are still pending for
[[Page 21147]]
many of the cases. Please refer to https://www.fisheries.noaa.gov/national/marine-life-distress/2017-2019-minke-whale-unusual-mortality-event-along-atlantic-coast for more information on this UME.
Northeast Pinniped UME Along the Atlantic Coast
NOAA declared an UME on August 30, 2018, to the present due to
increased numbers of harbor seal and gray seal strandings along the
U.S. coasts of Maine, New Hampshire, and Massachusetts during July and
August of 2018. Strandings have remained elevated in these three states
and expanded south to Virginia with cases on-going. Recently, harp and
hooded seals have begun stranding as they migrate from Canada into U.S.
waters and have been included in the investigation. From July 1, 2018,
to March 28, 2019, more than 2,062 seals have stranded with 95 percent
of the seals stranding in Maine, New Hampshire, and Massachusetts. Full
or partial necropsy examinations have been conducted on many of the
seals and samples have been collected for testing. Based on testing
conducted so far, the main pathogen found in the seals is phocine
distemper virus. Please refer to https://www.fisheries.noaa.gov/new-england-mid-atlantic/marine-life-distress/2018-2019-pinniped-unusual-mortality-event-along for more information on this UME.
Southwest Florida Bottlenose Dolphin UME Along the Gulf of Mexico
NOAA declared a UME in 2018 to the present due to elevated
bottlenose dolphin mortalities occurring along the Southwest coast of
Florida including Collier, Lee, Charlotte, Sarasota, Manatee,
Hillsborough, and Pinellas counties. From July 1, 2018, to March 27,
2019, 159 dolphins have been confirmed stranded in this event. Our
stranding network partners have conducted full or partial necropsy
examinations on several dolphins, with positive results for the red
tide toxin (brevetoxin) indicating this UME is related to the severe
bloom of a red tide that has been ongoing since November 2017. Please
refer to https://www.fisheries.noaa.gov/southeast/marine-life-distress/2018-2019-bottlenose-dolphin-unusual-mortality-event-southwest for more
information on this UME.
New Pertinent Science Since Publication of the 2018 AFTT Final Rule
Southall et al. (2019a) evaluated Southall et al. (2007) and used
updated scientific information to propose revised noise exposure
criteria to predict onset of auditory effects in marine mammals (i.e.,
PTS and TTS onset). Southall et al. (2019) note that the quantitative
processes described and the resulting exposure criteria (i.e.,
thresholds and auditory weighting functions) are largely identical to
those in Finneran (2016) and NMFS (2016 and 2018). However they differ
in that the Southall et al. (2019a) exposure criteria are more broadly
applicable as they include all marine mammal species (rather than those
only under NMFS jurisdiction) for all noise exposures (both in air and
underwater for amphibious species), and that while the hearing group
compositions are identical they renamed the hearing groups.
Recent studies on the behavioral responses of cetaceans to sonar
examine and continue to demonstrate the importance of not only sound
source parameters, but exposure context (e.g., behavioral state,
presence of other animals and social relationships, prey abundance,
distance to source, presence of vessels, environmental parameters,
etc.) in determining or predicting a behavioral response. Kastelein et
al. (2018) examined the role of sound pressure level (SPL) and duty
cycle on the behavior of two captive harbor porpoises when exposed to
simulated Navy mid-frequency sonar (53C, 3.5 to 4.1 kHz). Neither
harbor porpoise responded to the low duty cycle (2.7 percent) at any of
the five SPLs presented, even at the maximum received SPL (143 dB re: 1
[micro]Pa). At the higher duty cycle (96 percent), one porpoise
responded by increasing his respiration rate at a received SPL of
greater than or equal to 119 dB re: 1 [micro]Pa, and moved away from
the transducer at a received SPL of 143 dB re: 1 [micro]Pa. Kastelein
et al. (2018) observed that at the same received SPL and duty cycle,
harbor porpoises respond less to 53C sonar sounds than 1-2 kHz, 6-7
kHz, and 25 kHz sonar signals observed in previous studies, but noted
that when examining behavioral responses it is important to take into
account the spectrum and temporal structure of the signal, the duty
cycle, and the psychological interpretation by the animal. Wensveen et
al. (2019) examined the role of sound source (simulated sonar pulses)
distance and received level in northern bottlenose whales in an
environment without frequent sonar activity using multi-scaled
controlled exposure experiments. They observed behavioral avoidance of
the sound source over a wide range of distances (0.8-28 km) and
estimated avoidance thresholds ranging from received SPLs of 117-126 dB
re: 1 [micro]Pa. The behavioral response characteristics and avoidance
thresholds were comparable to those previously observed in beaked whale
studies; however, they did not observe an effect of distance on
behavioral response and found that onset and intensity of behavioral
response were better predicted by received SPL. When conducting
controlled exposure experiments on blue whales Southall et al. (2019b)
observed that after exposure to simulated and operational mid-frequency
active sonar, more than 50 percent of blue whales in deep-diving states
responded to the sonar, while no behavioral response was observed in
shallow-feeding blue whales. The behavioral responses they observed
were generally brief, of low to moderate severity, and highly dependent
on exposure context (behavioral state, source-to-whale horizontal
range, and prey availability). Blue whale response did not follow a
simple exposure-response model based on received sound exposure level.
In a review of the potential impacts of sonar on beaked whales,
Bernaldo de Quir[oacute]s et al. (2019) suggested that the effect of
mid-frequency active sonar on beaked whales varies among individuals or
populations, and that predisposing conditions such as previous exposure
to sonar and individual health risk factors may contribute to
individual outcomes (such as decompression sickness).
Having considered this information, we have preliminarily
determined that there is no new information that substantively affects
our analysis of impacts on marine mammals and their habitat that
appeared in the 2018 AFTT final rule, all of which remains applicable
and valid for our assessment of the effects of the Navy's activities
during the seven-year period of this rule.
Estimated Take of Marine Mammals
This section indicates the number of takes that NMFS is proposing
to authorize, which are based on the amount of take that NMFS
anticipates could occur or is likely to occur, depending on the type of
take and the methods used to estimate it, as described below. NMFS
coordinated closely with the Navy in the development of their
incidental take application, and preliminarily agrees that the methods
the Navy has put forth described herein and in the 2018 AFTT proposed
and final rules to estimate take (including the model, thresholds, and
density estimates), and the resulting numbers are based on the best
available science and appropriate for
[[Page 21148]]
authorization. The number and type of incidental takes that could occur
or are likely to occur annually remain identical to those authorized in
the 2018 AFTT regulations.
Takes are predominantly in the form of harassment, but a small
number of serious injuries or mortalities are also possible. For
military readiness activities, the MMPA defines ``harassment'' as (i)
Any act that injures or has the significant potential to injure a
marine mammal or marine mammal stock in the wild (Level A harassment);
or (ii) Any act that disturbs or is likely to disturb a marine mammal
or marine mammal stock in the wild by causing disruption of natural
behavioral patterns, including, but not limited to, migration,
surfacing, nursing, breeding, feeding, or sheltering, to a point where
such behavioral patterns are abandoned or significantly altered (Level
B harassment).
Proposed authorized takes would primarily be in the form of Level B
harassment, as use of the acoustic and explosive sources (i.e., sonar,
air guns, pile driving, explosives) is more likely to result in
behavioral disruption (rising to the level of a take as described
above) or temporary threshold shift (TTS) for marine mammals than other
forms of take. There is also the potential for Level A harassment,
however, in the form of auditory injury and/or tissue damage (the
latter from explosives only) to result from exposure to the sound
sources utilized in training and testing activities. Lastly, a limited
number of serious injuries or mortalities could occur for four species
of mid-frequency cetaceans during ship shock trials and no more than
four serious injuries or mortalities total (over the seven-year period)
of mysticetes (except for blue whales, Bryde's whales, and North
Atlantic right whales) and North Atlantic sperm whales could occur
through vessel collisions. Although we analyze the impacts of these
potential serious injuries or mortalities that are proposed to be
authorized, the required mitigation and monitoring measures are
expected to minimize the likelihood that ship strike or these high
level explosive exposures (and the associated serious injury or
mortality) actually occur.
Generally speaking, for acoustic impacts we estimate the amount and
type of harassment by considering: (1) Acoustic thresholds above which
NMFS believes the best available science indicates marine mammals will
be taken by Level B harassment (in this case, as defined in the
military readiness definition of Level B harassment included above) or
incur some degree of temporary or permanent hearing impairment; (2) the
area or volume of water that will be ensonified above these levels in a
day or event; (3) the density or occurrence of marine mammals within
these ensonified areas; and (4) and the number of days of activities or
events.
Acoustic Thresholds
Using the best available science, NMFS, in coordination with the
Navy, has established acoustic thresholds that identify the most
appropriate received level of underwater sound above which marine
mammals exposed to these sound sources could be reasonably expected to
experience a disruption in behavior patterns to a point where they are
abandoned or significantly altered, or to incur TTS (equated to Level B
harassment) or permanent threshold shift (PTS) of some degree (equated
to Level A harassment). Thresholds have also been developed to identify
the pressure levels above which animals may incur non-auditory injury
from exposure to pressure waves from explosive detonation.
Despite the quickly evolving science, there are still challenges in
quantifying expected behavioral responses that qualify as Level B
harassment, especially where the goal is to use one or two predictable
indicators (e.g., received level and distance) to predict responses
that are also driven by additional factors that cannot be easily
incorporated into the thresholds (e.g., context). So, while the new
behavioral Level B harassment thresholds have been refined here to
better consider the best available science (e.g., incorporating both
received level and distance), they also still, accordingly, have some
built-in conservative factors to address the challenge noted. For
example, while duration of observed responses in the data are now
considered in the thresholds, some of the responses that are informing
take thresholds are of a very short duration, such that it is possible
some of these responses might not always rise to the level of
disrupting behavior patterns to a point where they are abandoned or
significantly altered. We describe the application of this Level B
harassment threshold as identifying the maximum number of instances in
which marine mammals could be reasonably expected to experience a
disruption in behavior patterns to a point where they are abandoned or
significantly altered. In summary, we believe these behavioral Level B
harassment thresholds are the most appropriate method for predicting
behavioral Level B harassment given the best available science and the
associated uncertainty.
We described these acoustic thresholds, none of which have changed,
in detail in the Acoustic Thresholds section and Tables 13 through 22
of the 2018 AFTT final rule; please see the 2018 AFTT final rule for
detailed information.
Navy's Acoustic Effects Model
The Navy proposes no changes to the Acoustic Effects Model as
described in the 2018 AFTT final rule and there is no new information
that would affect the applicability or validity of the Model. Please
see the 2018 AFTT final rule for detailed information.
Range to Effects
The Navy proposes no changes from the 2018 AFTT final rule to the
type and nature of the specified activities to be conducted during the
seven-year period analyzed in this proposed rule, including equipment
and sources used and exercises conducted. There is also no new
information that would affect the applicability or validity of the
ranges to effects previously analyzed for these activities.Therefore
the ranges to effects in this proposed rule are identical to those
described and analyzed in the 2018 AFTT final rule, including received
sound levels that may cause onset of significant behavioral response
and TTS and PTS in hearing for each source type or explosives that may
cause non-auditory injury. Please see the Range to Effects section and
Tables 23 through 38 of the 2018 AFTT final rule for detailed
information.
Marine Mammal Density
The Navy proposes no changes to the methods used to estimate marine
mammal density described in the 2018 AFTT final rule and there is no
new information that would affect the applicability or validity of
these methods. Please see the 2018 AFTT final rule for detailed
information.
Take Requests
As in the 2018 AFTT final rule, in its 2019 application, the Navy
determined that the three stressors below could result in the
incidental taking of marine mammals. NMFS has reviewed the Navy's data
and analysis and determined that it is complete and accurate, and NMFS
agrees that the following stressors have the potential to result in
takes of marine mammals from the Navy's planned activities:
Acoustics (sonar and other transducers; air guns; pile
driving/extraction);
[[Page 21149]]
Explosives (explosive shock wave and sound, assumed to
encompass the risk due to fragmentation); and
Physical Disturbance and Strike (vessel strike).
NMFS reviewed and agrees with the Navy's conclusion that acoustic
and explosive sources have the potential to result in incidental takes
of marine mammals by harassment, serious injury, or mortality. NMFS
carefully reviewed the Navy's analysis and conducted its own analysis
of vessel strikes, determining that the likelihood of any particular
species of large whale being struck is quite low. Nonetheless, NMFS
agrees that vessel strikes have the potential to result in incidental
take from serious injury or mortality for certain species of large
whales and the Navy has specifically requested coverage for these
species. Therefore, the likelihood of vessel strikes, and later the
effects of the incidental take that is being proposed to be authorized,
has been fully analyzed and is described below.
Regarding the quantification of expected takes from acoustic and
explosive sources (by Level A and Level B harassment, as well as
mortality resulting from exposure to explosives), the number of takes
are based directly on the level of activities (days, hours, counts,
etc., of different activities and events) in a given year. In the 2018
AFTT final rule, take estimates across the five-years were based on the
Navy conducting three years of a representative level of activity and
two years of maximum level of activity. Consistent with the pattern set
forth in the 2017 application, the 2018 AFTT FEIS/OEIS, and the 2018
AFTT final rule, the Navy proposes to add one additional representative
year and one additional maximum year to determine the predicted take
numbers in this rule. Specifically, as in the 2018 AFTT final rule,
here the Navy proposes to use the maximum annual level to calculate
annual takes (which would remain identical to what was determined in
the 2018 AFTT final rule), and the sum of all years (four
representative and three maximum) to calculate the seven-year totals
for this rule. The Navy is not proposing to conduct any additional ship
shock activities, and therefore both the total number and annual number
of ship shock takes estimated and requested for the seven-year period
is the same as the number requested in the five-year period under the
2018 AFTT final rule.
The quantitative analysis process used for the 2018 AFTT FEIS/OEIS
and the 2017 and 2019 Navy applications to estimate potential exposures
to marine mammals resulting from acoustic and explosive stressors is
detailed in the technical report titled Quantifying Acoustic Impacts on
Marine Mammals and Sea Turtles: Methods and Analytical Approach for
Phase III Training and Testing (U.S. Department of the Navy, 2018). The
Navy Acoustic Effects Model estimates acoustic and explosive effects
without taking mitigation into account; therefore, the model
overestimates predicted impacts on marine mammals within mitigation
zones. To account for mitigation for marine species in the take
estimates, the Navy conducts a quantitative assessment of mitigation.
The Navy conservatively quantifies the manner in which procedural
mitigation is expected to reduce model-estimated PTS to TTS for
exposures to sonar and other transducers, and reduces model-estimated
mortality to injury for exposures to explosives. For a complete
explanation of the process for assessing the effects of mitigation, see
the 2017 Navy application and the 2018 AFTT final rule. The extent to
which the mitigation areas reduce impacts on the affected species and
stocks is addressed separately in the Preliminary Analysis and
Negligible Impact Determination section.
No changes have been made to the quantitative analysis process to
estimate potential exposures to marine mammals resulting from acoustic
and explosive stressors and calculate take estimates. In addition,
there is no new information that would call into question the validity
of the Navy's quantitative analysis process. Please see the documents
described in the paragraph above, the 2018 AFTT proposed rule, and the
2018 AFTT final rule for detailed descriptions of these analyses. In
summary, we believe the Navy's methods, including the method for
incorporating mitigation and avoidance, are the most appropriate
methods for predicting PTS, TTS, and behavioral disruption. But even
with the consideration of mitigation and avoidance, given some of the
more conservative components of the methodology (e.g., the thresholds
do not consider ear recovery between pulses), we would describe the
application of these methods as identifying the maximum number of
instances in which marine mammals would be reasonably expected to be
taken through PTS, TTS, or behavioral disruption.
Summary of Requested Take From Training and Testing Activities
Based on the methods discussed in the previous sections and the
Navy's model and quantitative assessment of mitigation, the Navy
provided its take estimate and request for authorization of takes
incidental to the use of acoustic and explosive sources for training
and testing activities both annually (based on the maximum number of
activities that could occur per 12-month period) and over the seven-
year period covered by the 2019 Navy application. Annual takes (based
on the maximum number of activities that could occur per 12-month
period) are identical to those presented in Tables 39 through 41 in the
Take Requests section of the 2018 AFTT final rule. The 2019 Navy
application also includes the Navy's take estimate and request for
vessel strikes due to vessel movement in the AFTT Study Area and
individual small and large ship shock trials over a seven-year period.
The Navy proposes no additional ship shock trials, so the estimated and
requested takes from ship shock trials are the same as those authorized
in the 2018 AFTT final rule. NMFS has reviewed the Navy's data,
methodology, and analysis and determined that it is complete and
accurate. NMFS agrees that the estimates for incidental takes by
harassment from all sources as well as the incidental takes by serious
injury or mortality from explosives requested for authorization are
reasonably expected to occur. NMFS also agrees that the takes by
serious injury or mortality as a result of vessel strikes could occur.
The total amount of estimated incidental take over the seven years
covered by the 2019 Navy application is less than the sum total of each
year because although the annual estimates are based on the maximum
number of activities per year and therefore the maximum estimated
takes, the seven-year take estimates are based on the sum of three
maximum years and four representative years.
Estimated Harassment Take From Training Activities
For training activities, Table 10 summarizes the Navy's take
estimate and request and the maximum amount and type of Level A and
Level B harassment for the seven-year period covered by the 2019 Navy
application that NMFS concurs is reasonably expected to occur by
species or stock. For the estimated amount and type of Level A
harassment and Level B harassment annually, see Table 39 in the 2018
AFTT final rule. Note that take by Level B harassment includes both
behavioral disruption and TTS. Navy Figures 6.4-10 through 6.5-39 in
Section 6 of the 2017 Navy application illustrate the comparative
amounts of TTS and behavioral disruption for each species annually,
noting that if a modeled marine mammal was ``taken''
[[Page 21150]]
through exposure to both TTS and behavioral disruption in the model, it
was recorded as a TTS.
Table 10--Seven-Year Total Species- and Stock-Specific Take Estimates Proposed for Authorization From Acoustic
and Explosive Sound Source Effects for All Training Activities
----------------------------------------------------------------------------------------------------------------
7-Year total \1\
Species Stock -------------------------------
Level B Level A
----------------------------------------------------------------------------------------------------------------
Suborder Mysticeti (baleen whales)
----------------------------------------------------------------------------------------------------------------
Family Balaenidae (right whales):
North Atlantic right whale *.............. Western North Atlantic.......... 1,644 0
Family Balaenopteridae (roquals):
Blue whale *.............................. Western North Atlantic (Gulf of 171 0
St. Lawrence).
Bryde's whale............................. Northern Gulf of Mexico......... 5 0
No Stock Designation............ 1,351 0
Minke whale............................... Canadian East Coast............. 15,824 0
Fin whale *............................... Western North Atlantic.......... 10,225 19
Humpback whale............................ Gulf of Maine................... 1,564 4
Sei whale *............................... Nova Scotia..................... 1,964 0
----------------------------------------------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)
----------------------------------------------------------------------------------------------------------------
Family Physeteridae (sperm whale):
Sperm whale *............................. Gulf of Mexico Oceanic.......... 167 0
North Atlantic.................. 96,479 0
Family Kogiidae (sperm whales):
Dwarf sperm whale......................... Gulf of Mexico Oceanic.......... 103 0
Western North Atlantic.......... 56,060 68
Pygmy sperm whale......................... Northern Gulf of Mexico......... 103 0
Western North Atlantic.......... 56,060 68
Family Ziphiidae (beaked whales):
Blainville's beaked whale................. Northern Gulf of Mexico......... 244 0
Western North Atlantic.......... 85,661 0
Cuvier's beaked whale..................... Northern Gulf of Mexico......... 242 0
Western North Atlantic.......... 317,180 0
Gervais' beaked whale..................... Northern Gulf of Mexico......... 244 0
Western North Atlantic.......... 85,661 0
Northern bottlenose whale................. Western North Atlantic.......... 7,504 0
Sowersby's beaked whale................... Western North Atlantic.......... 85,661 0
True's beaked whale....................... Western North Atlantic.......... 85,661 0
Family Delphinidae (dolphins):
Atlantic spotted dolphin.................. Northern Gulf of Mexico......... 6,584 0
Western North Atlantic.......... 804,058 64
Atlantic white-sided dolphin.............. Western North Atlantic.......... 99,615 3
Bottlenose dolphin........................ Choctawhatchee Bay.............. 46 0
Gulf of Mexico Eastern Coastal.. 166 0
Gulf of Mexico Northern Coastal. 1,524 0
Gulf of Mexico Western Coastal.. 16,778 0
Indian River Lagoon Estuarine 1,980 0
System.
Jacksonville Estuarine System... 589 0
Mississippi Sound, Lake Borgne, 0 0
Bay Boudreau.
Northern Gulf of Mexico 10,918 13
Continental Shelf.
Northern Gulf of Mexico Oceanic. 1,356 0
Northern North Carolina 16,089 0
Estuarine System.
Southern North Carolina 0 0
Estuarine System.
Western North Atlantic Northern 6,060 0
Florida Coastal.
Western North Atlantic Central 35,861 0
Florida Coastal.
Western North Atlantic Northern 175,237 30
Migratory Coastal.
Western North Atlantic Offshore. 2,062,942 269
Western North Atlantic South 28,814 0
Carolina/Georgia Coastal.
Western North Atlantic Southern 81,155 14
Migratory Coastal.
Clymene dolphin........................... Northern Gulf of Mexico......... 694 0
Western North Atlantic.......... 463,220 19
False killer whale........................ Northern Gulf of Mexico......... 291 0
Western North Atlantic.......... 54,818 0
Fraser's dolphin.......................... Northern Gulf of Mexico......... 418 0
Western North Atlantic.......... 26,155 0
Killer whale.............................. Northern Gulf of Mexico......... 5 0
Western North Atlantic.......... 522 0
Long-finned pilot whale................... Western North Atlantic.......... 116,412 0
Melon-headed whale........................ Northern Gulf of Mexico......... 493 0
Western North Atlantic.......... 246,178 4
[[Page 21151]]
Pantropical spotted dolphin............... Northern Gulf of Mexico......... 3,959 0
Western North Atlantic.......... 964,072 16
Pygmy killer whale........................ Northern Gulf of Mexico......... 118 0
Western North Atlantic.......... 43,009 0
Risso's dolphin........................... Northern Gulf of Mexico......... 276 0
Western North Atlantic.......... 140,368 0
Rough-toothed dolphin..................... Northern Gulf of Mexico......... 606 0
Western North Atlantic.......... 129,594 0
Short-beaked common dolphin............... Western North Atlantic.......... 1,467,625 87
Short-finned pilot whale.................. Northern Gulf of Mexico......... 251 0
Western North Atlantic.......... 210,736 0
Spinner dolphin........................... Northern Gulf of Mexico......... 1,593 0
Western North Atlantic.......... 487,644 9
Striped dolphin........................... Northern Gulf of Mexico......... 471 0
Western North Atlantic.......... 631,680 22
White-beaked dolphin...................... Western North Atlantic.......... 269 0
Family Phocoenidae (porpoises):
Harbor porpoise........................... Gulf of Maine/Bay of Fundy...... 206,071 1,121
----------------------------------------------------------------------------------------------------------------
Suborder Pinnipedia
----------------------------------------------------------------------------------------------------------------
Family Phocidae (true seals):
Gray seal................................. Western North Atlantic.......... 10,038 0
Harbor seal............................... Western North Atlantic.......... 16,277 0
Harp seal................................. Western North Atlantic.......... 59,063 6
Hooded seal............................... Western North Atlantic.......... 882 0
----------------------------------------------------------------------------------------------------------------
\1\ The estimated amount and type of Level A harassment and Level B harassment annually are identical to those
presented in Table 39 in the 2018 AFTT final rule.
* ESA-listed species (all stocks) within the AFTT Study Area.
[dagger] NSD: No stock designated.
Estimated Harassment Take From Testing Activities
For testing activities (excluding ship shock trials), Table 11
summarizes the Navy's take estimate and request and the maximum amount
and type of Level A harassment and Level B harassment for the seven-
year period covered by the 2019 Navy application that NMFS concurs is
reasonably expected to occur by species or stock. For the estimated
amount and type of Level A harassment and Level B harassment annually,
see Table 40 in the 2018 AFTT final rule. Note that take by Level B
harassment includes both behavioral disruption and TTS. Navy Figures
6.4-10 through 6.5-39 in Section 6 of the 2017 Navy application
illustrate the comparative amounts of TTS and behavioral disruption for
each species annually, noting that if a ``taken'' animat was exposed to
both TTS and behavioral disruption in the model, it was recorded as a
TTS.
Table 11--Seven-Year Total Species and Stock-Specific Take Estimates Proposed for Authorization From Acoustic
and Explosive Sound Source Effects for All Testing Activities (Excluding Ship Shock Trials)
----------------------------------------------------------------------------------------------------------------
7-Year total \1\
Species Stock -------------------------------
Level B Level A
----------------------------------------------------------------------------------------------------------------
Suborder Mysticeti (baleen whales)
----------------------------------------------------------------------------------------------------------------
Family Balaenidae (right whales):
----------------------------------------------------------------------------------------------------------------
North Atlantic right whale *.............. Western North Atlantic.......... 1,528 0
Family Balaenopteridae (roquals):
Blue whale *.............................. Western North Atlantic (Gulf of 127 0
St. Lawrence).
Bryde's whale............................. Northern Gulf of Mexico......... 358 0
No Stock Designation............ 856 0
Minke whale............................... Canadian East Coast............. 11,155 9
Fin whale *............................... Western North Atlantic.......... 24,808 22
Humpback whale............................ Gulf of Maine................... 3,380 0
Sei whale *............................... Nova Scotia..................... 3,262 0
----------------------------------------------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)
----------------------------------------------------------------------------------------------------------------
Family Physeteridae (sperm whale):
Sperm whale *............................. Gulf of Mexico Oceanic.......... 7,315 0
[[Page 21152]]
North Atlantic.................. 71,820 0
Family Kogiidae (sperm whales):
Dwarf sperm whale......................... Gulf of Mexico Oceanic.......... 4,787 38
Western North Atlantic.......... 29,368 91
Pygmy sperm whale......................... Northern Gulf of Mexico......... 4,787 38
Western North Atlantic.......... 29,368 91
Family Ziphiidae (beaked whales):
Blainville's beaked whale................. Northern Gulf of Mexico......... 9,368 0
Western North Atlantic.......... 68,738 0
Cuvier's beaked whale..................... Northern Gulf of Mexico......... 9,757 0
Western North Atlantic.......... 252,367 0
Gervais' beaked whale..................... Northern Gulf of Mexico......... 9,368 0
Western North Atlantic.......... 68,738 0
Northern bottlenose whale................. Western North Atlantic.......... 6,231 0
Sowersby's beaked whale................... Western North Atlantic.......... 68,903 0
True's beaked whale....................... Western North Atlantic.......... 68,903 0
Family Delphinidae (dolphins):
Atlantic spotted dolphin.................. Northern Gulf of Mexico......... 473,262 18
Western North Atlantic.......... 708,931 72
Atlantic white-sided dolphin.............. Western North Atlantic.......... 210,578 8
Bottlenose dolphin........................ Choctawhatchee Bay.............. 6,297 0
Gulf of Mexico Eastern Coastal.. 0 0
Gulf of Mexico Northern Coastal. 108,154 7
Gulf of Mexico Western Coastal.. 25,200 0
Indian River Lagoon Estuarine 21 0
System.
Jacksonville Estuarine System... 20 0
Mississippi Sound, Lake Borgne, 5 0
Bay Boudreau.
Northern Gulf of Mexico 841,076 56
Continental Shelf.
Northern Gulf of Mexico Oceanic. 95,044 8
Northern North Carolina 746 0
Estuarine System.
Southern North Carolina 0 0
Estuarine System.
Western North Atlantic Northern 2,263 0
Florida Coastal.
Western North Atlantic Central 15,409 0
Florida Coastal.
Western North Atlantic Northern 79,042 20
Migratory Coastal.
Western North Atlantic Offshore. 794,581 161
Western North Atlantic South 11,232 0
Carolina/Georgia Coastal.
Western North Atlantic Southern 29,176 0
Migratory Coastal.
Clymene dolphin........................... Northern Gulf of Mexico......... 27,841 0
Western North Atlantic.......... 234,001 12
False killer whale........................ Northern Gulf of Mexico......... 12,788 0
Western North Atlantic.......... 24,580 0
Fraser's dolphin.......................... Northern Gulf of Mexico......... 7,452 0
Western North Atlantic.......... 8,270 0
Killer whale.............................. Northern Gulf of Mexico......... 212 0
Western North Atlantic.......... 264 0
Long-finned pilot whale................... Western North Atlantic.......... 131,095 11
Melon-headed whale........................ Northern Gulf of Mexico......... 20,324 0
Western North Atlantic.......... 109,192 6
Pantropical spotted dolphin............... Northern Gulf of Mexico......... 169,678 6
Western North Atlantic.......... 495,207 26
Pygmy killer whale........................ Northern Gulf of Mexico......... 4,771 0
Western North Atlantic.......... 18,609 0
Risso's dolphin........................... Northern Gulf of Mexico......... 10,929 0
Western North Atlantic.......... 132,141 9
Rough-toothed dolphin..................... Northern Gulf of Mexico......... 26,033 0
Western North Atlantic.......... 58,008 0
Short-beaked common dolphin............... Western North Atlantic.......... 2,351,361 101
Short-finned pilot whale.................. Northern Gulf of Mexico......... 12,041 0
Western North Atlantic.......... 111,326 10
Spinner dolphin........................... Northern Gulf of Mexico......... 51,039 0
Western North Atlantic.......... 218,786 10
Striped dolphin........................... Northern Gulf of Mexico......... 16,344 0
Western North Atlantic.......... 652,197 32
White-beaked dolphin...................... Western North Atlantic.......... 300 0
Family Phocoenidae (porpoises):
Harbor porpoise........................... Gulf of Maine/Bay of Fundy...... 811,201 1,405
----------------------------------------------------------------------------------------------------------------
[[Page 21153]]
Suborder Pinnipedia
----------------------------------------------------------------------------------------------------------------
Family Phocidae (true seals):
Gray seal................................. Western North Atlantic.......... 6,130 14
Harbor seal............................... Western North Atlantic.......... 9,941 23
Harp seal................................. Western North Atlantic.......... 53,646 17
Hooded seal............................... Western North Atlantic.......... 5,335 0
----------------------------------------------------------------------------------------------------------------
\1\ The estimated amount and type of Level A harassment and Level B harassment annually are identical to those
presented in Table 40 in the 2018 AFTT final rule.
* ESA-listed species (all stocks) within the AFTT Study Area.
[dagger] NSD: No stock designated.
Estimated Take From Ship Shock
For ship shock trials, Table 12 summarizes the Navy's take estimate
and request and the maximum amount and type of Level A and Level B
harassment and serious injury/mortality for the seven-year period
covered by the Navy application that NMFS concurs is reasonably
expected to occur by species or stock per small and large ship shock
events. For the estimated amount and type of Level A harassment, Level
B harassment, and serious injury/mortality annually, see Table 41 in
the 2018 AFTT final rule. The Navy proposed no additional ship shock
trials over the additional two years covered by the 2019 Navy
application, so the estimated and requested takes are the same as those
authorized in the 2018 AFTT final rule.
Table 12--Seven-Year Total Species and Stock-Specific Take Estimates Proposed for Authorization From Ship Shock
Trials
----------------------------------------------------------------------------------------------------------------
7-Year total \1\
Species -----------------------------------------------
Level B Level A Mortality
----------------------------------------------------------------------------------------------------------------
Suborder Mysticeti (baleen whales)
----------------------------------------------------------------------------------------------------------------
Family Balaenidae (right whales):
North Atlantic right whale *................................ 5 0 0
Family Balaenopteridae (roquals):
Blue whale *................................................ 1 0 0
Bryde's whale............................................... 15 1 0
Minke whale................................................. 96 6 0
Fin whale *................................................. 627 36 0
Humpback whale.............................................. 44 2 0
Sei whale *................................................. 63 7 0
----------------------------------------------------------------------------------------------------------------
Suborder Odontoceti (toothed whales)
----------------------------------------------------------------------------------------------------------------
Family Physeteridae (sperm whale):
Sperm whale *............................................... 6 7 0
Family Kogiidae (sperm whales):
Dwarf sperm whale........................................... 229 154 0
Pygmy sperm whale........................................... 229 154 0
Family Ziphiidae (beaked whales):
Blainville's beaked whale................................... 4 1 0
Cuvier's beaked whale....................................... 8 6 0
Gervais' beaked whale....................................... 4 1 0
Northern bottlenose whale................................... 0 0 0
Sowersby's beaked whale..................................... 4 1 0
True's beaked whale......................................... 4 1 0
Family Delphinidae (dolphins):
Atlantic spotted dolphin.................................... 26 24 0
Atlantic white-sided dolphin................................ 6 12 1
Bottlenose dolphin.......................................... 55 54 0
Clymene dolphin............................................. 15 23 0
False killer whale.......................................... 2 1 0
Fraser's dolphin............................................ 2 3 0
Killer whale................................................ 0 0 0
Long-finned pilot whale..................................... 11 12 0
Melon-headed whale.......................................... 8 7 0
Pantropical spotted dolphin................................. 31 29 1
Pygmy killer whale.......................................... 1 1 0
[[Page 21154]]
Risso's dolphin............................................. 6 4 0
Rough-toothed dolphin....................................... 6 2 0
Short-beaked common dolphin................................. 187 260 6
Short-finned pilot whale.................................... 10 11 0
Spinner dolphin............................................. 46 48 1
Striped dolphin............................................. 22 36 0
White-beaked dolphin........................................ 0 0 0
Family Phocoenidae (porpoises):
Harbor porpoise............................................. 249 204 0
----------------------------------------------------------------------------------------------------------------
Suborder Pinnipedia
----------------------------------------------------------------------------------------------------------------
Family Phocidae (true seals):
Gray seal................................................... 0 0 0
Harbor seal................................................. 0 0 0
Harp seal................................................... 0 0 0
Hooded seal................................................. 0 0 0
----------------------------------------------------------------------------------------------------------------
\1\ The estimated amount and type of Level A harassment and Level B harassment and serious injury/mortality
annually are identical to those presented in Table 41 in the 2018 AFTT final rule.
* ESA-listed species (all stocks) within the AFTT Study Area.
[dagger] NSD: No stock designated.
Estimated Take From Vessel Strikes
Vessel strikes from commercial, recreational, and military vessels
are known to affect large whales and have resulted in serious injury
and occasional fatalities to cetaceans (Berman-Kowalewski et al., 2010;
Calambokidis, 2012; Douglas et al., 2008; Laggner 2009; Lammers et al.,
2003). Records of collisions date back to the early 17th century, and
the worldwide number of collisions appears to have increased steadily
during recent decades (Laist et al., 2001; Ritter, 2012).
Numerous studies of interactions between surface vessels and marine
mammals have demonstrated that free-ranging marine mammals often, but
not always (e.g., McKenna et al., 2015), engage in avoidance behavior
when surface vessels move toward them. It is not clear whether these
responses are caused by the physical presence of a surface vessel, the
underwater noise generated by the vessel, or an interaction between the
two (Amaral and Carlson, 2005; Au and Green, 2000; Bain et al., 2006;
Bauer 1986; Bejder et al., 1999; Bejder and Lusseau, 2008; Bejder et
al., 2009; Bryant et al., 1984; Corkeron, 1995; Erbe, 2002;
F[eacute]lix, 2001; Goodwin and Cotton, 2004; Lemon et al., 2006;
Lusseau, 2003; Lusseau, 2006; Magalhaes et al., 2002; Nowacek et al.,
2001; Richter et al., 2003; Scheidat et al., 2004; Simmonds, 2005;
Watkins, 1986; Williams et al., 2002; Wursig et al., 1998). Several
authors suggest that the noise generated during motion is probably an
important factor (Blane and Jaakson, 1994; Evans et al., 1992; Evans et
al., 1994). Water disturbance may also be a factor. These studies
suggest that the behavioral responses of marine mammals to surface
vessels are similar to their behavioral responses to predators.
Avoidance behavior is expected to be even stronger in the subset of
instances that the Navy is conducting training or testing activities
using active sonar or explosives.
The marine mammals most vulnerable to vessel strikes are those that
spend extended periods of time at the surface in order to restore
oxygen levels within their tissues after deep dives (e.g., the sperm
whale). In addition, some baleen whales, such as the NARW seem
generally unresponsive to vessel sound, making them more susceptible to
vessel collisions (Nowacek et al., 2004). These species are primarily
large, slower moving whales.
Some researchers have suggested the relative risk of a vessel
strike can be assessed as a function of animal density and the
magnitude of vessel traffic (e.g., Fonnesbeck et al., 2008; Vanderlaan
et al., 2008). Differences among vessel types also influence the
probability of a vessel strike. The ability of any ship to detect a
marine mammal and avoid a collision depends on a variety of factors,
including environmental conditions, ship design, size, speed, and
personnel, as well as the behavior of the animal. Vessel speed, size,
and mass are all important factors in determining if injury or death of
a marine mammal is likely due to a vessel strike. For large vessels,
speed and angle of approach can influence the severity of a strike. For
example, Vanderlaan and Taggart (2007) found that between vessel speeds
of 8.6 and 15 knots, the probability that a vessel strike is lethal
increases from 0.21 to 0.79. Large whales also do not have to be at the
water's surface to be struck. Silber et al. (2010) found when a whale
is below the surface (about one to two times the vessel draft), there
is likely to be a pronounced propeller suction effect. This suction
effect may draw the whale into the hull of the ship, increasing the
probability of propeller strikes.
There are some key differences between the operation of military
and non-military vessels, which make the likelihood of a military
vessel striking a whale lower than some other vessels (e.g., commercial
merchant vessels). Key differences include:
Many military ships have their bridges positioned closer
to the bow, offering better visibility ahead of the ship (compared to a
commercial merchant vessel).
There are often aircraft associated with the training or
testing activity (which can serve as Lookouts), which can more readily
detect cetaceans in the vicinity of a vessel or ahead of a vessel's
present course before crew on the vessel would be able to detect them.
Military ships are generally more maneuverable than
commercial merchant vessels, and if cetaceans are spotted in the path
of the ship, could be capable of changing course more quickly.
[[Page 21155]]
The crew size on military vessels is generally larger than
merchant ships, allowing for stationing more trained Lookouts on the
bridge. At all times when vessels are underway, trained Lookouts and
bridge navigation teams are used to detect objects on the surface of
the water ahead of the ship, including cetaceans. Additional Lookouts,
beyond those already stationed on the bridge and on navigation teams,
are positioned as Lookouts during some activities.
When submerged, submarines are generally slow moving (to
avoid detection) and therefore marine mammals at depth with a submarine
are likely able to avoid collision with the submarine. When a submarine
is transiting on the surface, there are Lookouts serving the same
function as they do on surface ships.
Vessel strike to marine mammals is not associated with any specific
training or testing activity but is rather an extremely limited and
sporadic, but possible, accidental result of Navy vessel movement
within the AFTT Study Area or while in transit.
There have been three recorded Navy vessel strikes (one in 2011 and
two in 2012) of large whales in the AFTT Study Area from 2009 through
2018 (ten years), the period in which the Navy began implementing
effective mitigation measures to reduce the likelihood of vessel
strikes. Two of the vessel strikes occurred in the Virginia Capes Range
Complex and one occurred in the lower Chesapeake Bay. One of the whales
in 2012 had features suggesting it was most likely a humpback whale.
Note that while the Navy is generally unable to identify the species of
whale is it unlikely the unidentified whales were NARW as the strikes
occurred in areas where, or times of year when, NARW are not known to
be present. In order to account for the accidental nature of vessel
strikes to large whales in general, and the potential risk from any
vessel movement within the AFTT Study Area within the seven-year
period, the Navy requested incidental takes based on probabilities
derived from a Poisson distribution using ship strike data between 2009
and 2018 in the AFTT Study Area (the time period from when current
mitigation measures were instituted until the Navy conducted the
analysis for the 2019 Navy application, with no new ship strikes
occurring since this analysis), as well as historical at-sea days in
the AFTT Study Area from 2009-2018 and estimated potential at-sea days
for the period from 2018 to 2025 covered by the requested regulations.
This distribution predicted the probabilities of a specific number of
strikes (n=0, 1, 2, etc.) over the period from 2018 to 2025. The
analysis is described in detail in Chapter 6 of the Navy's 2017 and
2019 applications (and further refined in the Navy's revised ship
strike analysis posted on NMFS' website https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities).
For the same reasons listed above describing why a Navy vessel
strike is comparatively unlikely, it is highly unlikely that a Navy
vessel would strike a whale, dolphin, porpoise, or pinniped without
detecting it and, accordingly, NMFS is confident that the Navy's
reported strikes are accurate and appropriate for use in the analysis.
Specifically, Navy ships have multiple Lookouts, including on the
forward part of the ship that can visually detect a hit animal, in the
unlikely event ship personnel do not feel the strike (which has
occasionally occurred). Navy's strict internal procedures and
mitigation requirements include reporting of any vessel strikes of
marine mammals, and the Navy's discipline, extensive training (not only
for detecting marine mammals, but for detecting and reporting any
potential navigational obstruction), and strict chain of command give
NMFS a high level of confidence that all strikes actually get reported.
The Navy used the three whale strikes since 2009 in their
calculations to determine the number of strikes likely to result from
their activities (although worldwide strike information, from all Navy
activities and other strikes, was used to inform the species that may
be struck). The Navy evaluated data beginning in 2009, as that was the
start of the Navy's Marine Species Awareness Training and adoption of
additional mitigation measures to address ship strike, which will
remain in place along with additional mitigation measures during the
seven years of this rule.
The updated probability analysis in the 2019 Navy application
concluded that there was a 12 percent chance that zero whales would be
struck by Navy vessels over the next seven years in the AFTT Study
Area, indicating an 88 percent chance that at least one whale would be
struck over the next seven years. The analysis also concludes that
there is a 10 percent chance of striking four whales over the seven-
year period. Based on the revised analysis, the Navy requests coverage
for one additional large whale mortality not previously included in the
2018 AFTT final rule bringing the total from three vessel strikes over
five years to four vessel strikes over seven years. NMFS agrees that
there is some probability that the Navy could strike, and take by
serious injury or mortality, up to four large whales incidental to
training and testing activities within the AFTT Study Area over the
course of the seven years covered by this proposed rule.
Small delphinids, porpoises, and pinnipeds are not expected to be
struck by Navy vessels. In addition to the reasons listed above that
make it unlikely that the Navy will hit a large whale (more
maneuverable ships, larger crew, etc.), the following are additional
reasons that vessel strike of dolphins, small whales, porpoises, and
pinnipeds is very unlikely. Dating back more than 20 years and for as
long as it has kept records, the Navy has no records of individuals of
these groups being struck by a vessel as a result of Navy activities
and, further, their smaller size and maneuverability make a strike
unlikely. Also, NMFS has never received any reports from other
authorized activities indicating that these species have been struck by
vessels. Worldwide ship strike records show little evidence of strikes
of these groups from the shipping sector and larger vessels, and the
majority of the Navy's activities involving faster-moving vessels (that
could be considered more likely to hit a marine mammal) are located in
offshore areas where smaller delphinid, porpoise, and pinniped
densities are lower. Based on this information, NMFS concurs with the
Navy's assessment and recognizes the potential for incidental take by
vessel strike of large whales only (i.e., no dolphins, small whales,
porpoises, or pinnipeds) over the course of the seven-year period
analyzed here from training and testing activities.
Taking into account the available information regarding how many of
any given stock could be struck and therefore should be proposed for
authorization for take NMFS considered two factors in addition to those
considered in the Navy's request: (1) The relative likelihood of
hitting one stock versus another based on available strike data from
all vessel types as denoted in the SARs and (2) whether the Navy has
ever definitively struck an individual from a particular stock and, if
so, how many times. To address number (1) above, NMFS compiled
information from NMFS' SARs on detected annual rates of large whale
serious injury and mortality from vessel collisions (Table 13). The
annual rates of large whale serious injury and mortality from vessel
collisions from the SARs help inform the relative susceptibility of
large whale species to vessel strike in the Atlantic Ocean and the Gulf
of Mexico. We summed the annual rates of mortality and serious
[[Page 21156]]
injury from vessel collisions as reported in the SARs, then divided
each species' annual rate by this sum to get the relative likelihood.
To estimate the percent likelihood of striking a particular species of
large whale, we multiplied the relative likelihood of striking each
species by the total probability of striking a whale (i.e., 88 percent,
as described by the Navy's probability analysis). We also calculated
the percent likelihood of striking a particular species of large whale
twice by squaring the value estimated for the probability of striking a
particular species of whale once (i.e., to calculate the probability of
an event occurring twice, multiply the probability of the first event
by the second). We note that these probabilities vary from year to year
as the average annual mortality for a given five-year window changes
(and we include the annual averages from 2017 and 2018 draft SARs in
Table 13 to illustrate); however, over the years and through changing
SARs, stocks tend to consistently maintain a relatively higher or
relatively lower likelihood of being struck. The analysis indicates
that there is a very low percent chance of striking any particular
species or stock more than once except for humpback whales, as shown in
Table 13. The probabilities calculated as described above are then
considered in combination with the information indicating the species
that the Navy has definitively hit in the AFTT Study Area since 1995
(since they started tracking consistently). Accordingly, stocks that
have no record of ever having been struck by any vessel are considered
unlikely to be struck by the Navy in the seven-year period of the rule.
Stocks that have never been struck by the Navy, have rarely been struck
by other vessels, and have a low percent likelihood based on the SAR
calculation and a low relative abundance are also considered unlikely
to be struck by the Navy during the seven-year rule.
Table 13--Annual Rates of Mortality and Serious Injury (M/SI) From Vessel Collisions Compiled From NMFS Draft 2018 Stock Assessment Reports (SARs) and
Estimated Percent Chance of Striking Each Large Whale Species in the AFTT Study Area Over a Seven-Year Period
--------------------------------------------------------------------------------------------------------------------------------------------------------
Annual rate of
Annual rate of M/SI from
M/SI from vessel Percent chance Percent chance Annual Potential take
Species (stock) \1\ vessel collision of ONE strike of TWO strikes proposed take proposed over
collision (2018 draft 7 years
(2017 SARs) SARs)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Fin whale (Western North Atlantic)...................... 1.6 1.4 19.51 3.81 0.14 1
Sei whale (Nova Scotia)................................. 0.8 0.8 11.15 1.24 0.14 1
Minke whale (Canadian East Coast)....................... 1.4 1 13.94 1.94 0.14 1
Humpback whale (Gulf of Maine).......................... 1.8 2.7 37.63 14.16 0.29 2
Sperm (North Atlantic).................................. 0.2 0.2 2.79 0.08 0.14 \2\ 1
Bryde's whale (Northern Gulf of Mexico)................. 0.2 0.2 2.79 0.08 0 \3\ 0
Sperm (Gulf of Mexico).................................. 0 0 0.00 0.00 0 0
Blue whale (Western North Atlantic)..................... 0 0 0.00 0.00 0 0
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ North Atlantic right whales are not included in this analysis as NARWs are not anticipated to be struck due to the additional extensive mitigation
the Navy implements to minimize the risk of striking this particular species. In addition, the Navy has not struck this species since prior to 2009
when the Navy's current vessel movement mitigation, reporting, and monitoring requirements have been in place.
\2\ The analysis indicates only a very small likelihood (less than 3 percent) that a North Atlantic sperm whale would be struck over the seven years,
however, the Navy has struck a sperm whale previously in the Atlantic, which may indicate a higher possibility that it could occur and suggests that
authorizing one mortality over the seven years would be appropriate.
\3\ Due to their low population abundance within the Study Area and lack of previous vessel strikes by the Navy, along with the Navy's enhanced
mitigation measures in the Bryde's Whale Mitigation Area, Bryde's whales are not anticipated to be struck therefore and have zero mortality/serious
injury takes.
For the reasons discussed in detail in the 2018 AFTT final rule and
discussed further below, due to enhanced mitigation measures, NARWs are
not anticipated to be struck by Navy vessels and are anticipated to
have zero mortality/serious injury takes over the seven years of the
rule. In addition, based on the quantitative method described above,
blue whales and Gulf of Mexico sperm whales have a zero percent chance
of being struck. After considering this result, along with additional
factors discussed below, the Navy found that any vessel strike of these
two stocks is highly unlikely. After fully considering all relevant
information, NMFS agreed with this conclusion. Finally, the
quantitative analysis outlined above indicates only a very small
likelihood the Navy would strike a Bryde's whale (3 percent). Due to
their low population abundance and lack of previous vessel strikes by
the Navy, Bryde's whales are also unlikely to be struck and we have
proposed to authorize zero mortality/serious injury takes. Alternately,
the quantitative analysis discussed above also indicates only a very
small likelihood that the Navy would strike a North Atlantic sperm
whale over the seven years covered by the 2019 Navy application (less
than 3 percent), however, the Navy has struck a sperm whale previously
in the Atlantic (2005), which points to a higher possibility that it
could occur and suggests that authorizing a single mortality/serious
injury would be appropriate. Additional discussion relevant to our
determinations for North Atlantic blue whales, Gulf of Mexico sperm
whale, NARW, and Bryde's whale is included below.
In addition to the zero probability predicted by the quantitative
model, there are no recent confirmed records of vessel collision to
blue whales in the U.S. waters, although there is one older historical
record pointing to a ship strike that likely occurred beyond the U.S.
Atlantic EEZ (outside of where most Navy activities occur, so less
relevant) and one 1998 record of a dead 20 m (66 ft) male blue whale
brought into Rhode Island waters on the bow of a tanker. The cause of
death was determined to be ship strike; however, some of the injuries
were difficult to explain from the necropsy. As noted previously, the
Navy has been conducting Marine Species Awareness Training and
implementing additional mitigation measures to protect against vessel
strikes since 2009. Therefore, given the absence of any strikes in the
recent past since the Navy has implemented its current mitigation
measures, the very low abundance of North Atlantic blue whales
throughout the AFTT Study Area (Nmin = 440 for the Western North
Atlantic stock,
[[Page 21157]]
Waring et al., 2010), and the very low number of blue whales ever known
to be struck in the area by any type of vessel (and none struck by Navy
vessels), we believe the likelihood of the Navy hitting a blue whale is
discountable.
In addition to the zero probability of hitting a sperm whale in the
Gulf of Mexico predicted by the quantitative model, there have been no
vessel strikes of sperm whales by any entity since 2009 in the Gulf of
Mexico per the SAR (2009-2013) and no Navy strikes of any large whales
since 1995 (based on our records, which include Navy's records) in the
Gulf of Mexico. Further, the Navy has comparatively fewer steaming days
in the Gulf of Mexico and there is a fairly low abundance of sperm
whales occurring there. As noted previously, the Navy has been
conducting Marine Species Awareness Training and implementing
additional mitigation measures to protect against vessel strikes since
2009. Therefore, NMFS believes that the likelihood of the Navy hitting
a Gulf of Mexico sperm whale is discountable.
Although the quantitative analysis would indicate that NARWs do
have a low probability of being struck one time within the seven-year
period when vessel strikes across all activity types (including non-
Navy) are considered (annual mortality and serious injury, hereafter
abbreviated as M/SI) from vessel strikes is calculated as 0.41 in the
2018 SAR), when the enhanced mitigation measures (discussed below) that
the Navy has been implementing and would continue to implement for
NARWs are considered in combination with this low probability, a vessel
strike is highly unlikely. Therefore, lethal take of NARWs was not
requested by the Navy and is not proposed to be authorized by NMFS. We
further note that while there have been two strikes of unidentified
whales by the Navy since 2009, it is unlikely they were NARW as the
strikes occurred in areas where, or times of year when, NARW are not
known to be present.
Regarding the Bryde's whale, due to the fact that the Navy has not
struck a Bryde's whale (as no Navy strikes have occurred in the Gulf of
Mexico), the very low abundance numbers (Nbest = 33 individuals, Hayes
et al., 2018), and the limited Navy ship traffic that overlaps with
Bryde's whale habitat, neither the Navy nor NMFS anticipate any vessel-
strike takes, and none were requested or are proposed for
authorization. The Navy is now also limiting activities (i.e., 200 hr
cap on hull-mounted MFAS) and will not use explosives (except during
mine warfare activities) in the Bryde's Whale Mitigation Area. For a
complete discussion and analysis of these mitigation areas, see the
Mitigation Measures section in the 2018 AFTT final rule along with a
summary in the Mitigation Measures section of this proposed rule; see
also Chapter 5 (Mitigation) of the 2018 AFTT FEIS/OEIS.
In addition to procedural mitigation, the Navy would continue to
implement measures in mitigation areas used by NARW for foraging,
calving, and migration. For a complete discussion and analysis of these
mitigation areas, see the Mitigation Measures section in the 2018 AFTT
final rule along with a summary in the Mitigation Measures section of
this proposed rule; see also Chapter 5 (Mitigation) of the 2018 AFTT
FEIS/OEIS. These measures, which go above and beyond those focused on
other species (e.g., funding of and communication with sightings
systems, implementation of speed reductions during applicable
circumstances in certain areas) have succeeded in the Navy avoiding
strike of a NARW during training and testing activities in the past and
essentially eliminate the potential for vessel strikes to occur during
the seven-year period of this rule. In particular, the mitigation
pertaining to vessels, including the continued participation in and
sponsoring of the Early Warning System, would help Navy vessels avoid
NARW during transits and training and testing activities. The Early
Warning System is a comprehensive information exchange network
dedicated to reducing the risk of vessel strikes to NARW off the
southeast United States from all mariners (i.e., Navy and non-Navy
vessels). Navy participants include the Fleet Area Control and
Surveillance Facility, Jacksonville; Commander, Naval Submarine Forces,
Norfolk, Virginia; and Naval Submarine Support Command. The Navy, U.S.
Coast Guard, U.S. Army Corps of Engineers, and NMFS collaboratively
sponsor daily aerial surveys from December 1 through March 31 (weather
permitting) to observe for NARW from the shoreline out to approximately
30-35 nmi offshore. Aerial surveyors relay sightings information to all
mariners transiting within the NARW calving habitat (e.g., commercial
vessels, recreational boaters, and Navy ships).
In the Northeast NARW Mitigation Area, before all vessel transits,
the Navy conducts a web query or email inquiry of NOAA's NARW Sighting
Advisory System to obtain the latest NARW sightings information. Navy
vessels currently use and would continue to use the obtained sightings
information to reduce potential interactions with NARW during transits
and prevent ship strikes. In this mitigation area, vessels would
continue to implement speed reductions after they observe a NARW; if
they are within 5 nmi of the location of a sighting reported to the
NARW Sighting Advisory System within the past week; and when operating
at night or during periods of reduced visibility. During transits and
normal firing involving non-explosive torpedos activities, the Navy
ships would continue to maintain a speed of no more than 10 kn. During
submarine target firing, ships would maintain speeds of no more than 18
kn. During vessel target firing, vessel speeds would exceed 18 kn for
only brief periods of time (e.g., 10-15 min).
In the Southeast NARW Mitigation Area, before transiting or
conducting training or testing activities within the mitigation area,
the Navy would continue to initiate communication with the Fleet Area
Control and Surveillance Facility, Jacksonville to obtain Early Warning
System NARW whale sightings data. The Fleet Area Control and
Surveillance Facility, Jacksonville would continue to advise vessels of
all reported whale sightings in the vicinity to help vessels and
aircraft reduce potential interactions with NARWs and prevent ship
strikes. Commander Submarine Force U.S. Atlantic Fleet would coordinate
any submarine activities that may require approval from the Fleet Area
Control and Surveillance Facility, Jacksonville. Vessels would continue
to use the sightings information to reduce potential interactions with
NARW during transits and prevent ship strikes. Vessels would also
implement speed reductions after they observe a NARW, if they are
within 5 nmi of a sighting reported within the past 12 hours (hrs), or
when operating in the mitigation area at night or during periods of
poor visibility. To the maximum extent practicable, vessels would
continue to minimize north-south transits in the mitigation area.
Finally, the Navy would continue to broadcast awareness notification
messages with NARW Dynamic Management Area information (e.g., location
and dates) to applicable Navy vessels operating in the vicinity of the
Dynamic Management Area. The information would continue to alert assets
to the possible presence of a NARW to maintain safety of navigation and
further reduce the potential for a vessel strike. Navy platforms would
use the information to assist their visual observation of applicable
mitigation zones during training and testing
[[Page 21158]]
activities and to aid in the implementation of procedural mitigation,
including but not limited to, mitigation for vessel movement.
Implementation of these measures is expected to significantly
reduce the possibility of striking NARWs during the seven-year period
of the rule. Ship strikes are a fluke encounter for which the
probability will never be zero for any vessel. The probability for any
particular ship to strike a marine mammal is primarily a product of the
ability of the ship to detect a marine mammal and the ability to
effectively act to avoid it. Navy combat ships are inherently among the
best at both of these because compared to large commercial vessels,
they have trained Lookouts which have received specialized Marine
Mammal Observer (MMO) training, and they are the most maneuverable
ships, which means that they are more likely to sight a marine mammal
and more likely to be able to maneuver to avoid it in the available
time--both of which decrease the probability of striking a marine
mammal below what it would have been in the absence of those abilities.
In the case of the NARW, the extensive communication/detection network
described above, which is in use in the areas of highest NARW
occurrence and where they may be more susceptible to strike, further
increases the likelihood of detecting a NARW and thereby avoiding it,
which further reduces the probability of NARW strike. Further,
detection of NARW in some areas/times is associated with reduced speed
requirements, which in some cases may reduce the strike probability
further by slightly increasing the time within which an operator has to
maneuver away from a whale. Because of these additional mitigation
measures combined with the already low probability that a NARW will be
struck, it is extremely unlikely the Navy would strike a NARW, and
mortality/serious injury of a NARW from vessel strike is neither
anticipated nor proposed to be authorized.
In conclusion, although it is generally unlikely that any whales
will be struck in a year, based on the information and analysis above,
NMFS anticipates that no more than four whales have the potential to be
taken by serious injury or mortality over the seven-year period of the
rule. Of those four whales over the seven years, no more than two would
be humpback whales (Gulf of Maine stock) and no more than one would
come from any of the four following stocks: Fin whale (Western North
Atlantic stock), minke (Canadian East Coast stock), sperm whale (North
Atlantic stock), and sei whale (Nova Scotia stock). Accordingly in the
Preliminary Analysis and Negligible Impact Determination section, NMFS
has evaluated under the negligible impact standard the serious injury
or mortality of 0.14 whales annually from each of these species or
stocks (i.e., 1 take over the 7 years divided by 7 to get the annual
number), except for the humpback whale (North Atlantic stock) for which
we used 0.29 (i.e., 2 takes over the 7 years divided by 7 to get the
annual number) along with other expected harassment incidental take.
Proposed Mitigation Measures
Under section 101(a)(5)(A) of the MMPA, NMFS must set forth the
permissible methods of taking pursuant to such activity, and other
means of effecting the least practicable adverse impact on such species
or stock and its habitat, paying particular attention to rookeries,
mating grounds, and areas of similar significance, and on the
availability of such species or stock for subsistence uses (``least
practicable adverse impact''). NMFS does not have a regulatory
definition for least practicable adverse impact. The 2004 NDAA amended
the MMPA as it relates to military readiness activities and the
incidental take authorization process such that a determination of
``least practicable adverse impact'' shall include consideration of
personnel safety, practicality of implementation, and impact on the
effectiveness of the ``military readiness activity.'' For the full
discussion of how NMFS interprets least practicable adverse impact,
including how it relates to the negligible-impact standard, see the
Mitigation Measures section in the 2018 AFTT final rule.
Section 101(a)(5)(A)(i)(II) requires NMFS to issue, in conjunction
with its authorization, binding--and enforceable--restrictions (in the
form of regulations) setting forth how the activity must be conducted,
thus ensuring the activity has the ``least practicable adverse impact''
on the affected species or stocks. In situations where mitigation is
specifically needed to reach a negligible impact determination, section
101(a)(5)(A)(i)(II) also provides a mechanism for ensuring compliance
with the ``negligible impact'' requirement. Finally, we reiterate that
the least practicable adverse impact standard also requires
consideration of measures for marine mammal habitat, with particular
attention to rookeries, mating grounds, and other areas of similar
significance, and for subsistence impacts, whereas the negligible
impact standard is concerned solely with conclusions about the impact
of an activity on annual rates of recruitment and survival.\1\ In
evaluating what mitigation measures are appropriate, NMFS considers the
potential impacts of the Specified Activities, the availability of
measures to minimize those potential impacts, and the practicability of
implementing those measures, as we describe below.
---------------------------------------------------------------------------
\1\ Outside of the military readiness context, mitigation may
also be appropriate to ensure compliance with the ``small numbers''
language in MMPA sections 101(a)(5)(A) and (D).
---------------------------------------------------------------------------
Implementation of Least Practicable Adverse Impact Standard
Our evaluation of potential mitigation measures includes
consideration of two primary factors:
(1) The manner in which, and the degree to which, implementation of
the potential measure(s) is expected to reduce adverse impacts to
marine mammal species or stocks, their habitat, and their availability
for subsistence uses (where relevant). This analysis considers such
things as the nature of the potential adverse impact (such as
likelihood, scope, and range), the likelihood that the measure will be
effective if implemented, and the likelihood of successful
implementation; and
(2) The practicability of the measures for applicant
implementation. Practicability of implementation may consider such
things as cost, impact on activities, and, in the case of a military
readiness activity, specifically considers personnel safety,
practicality of implementation, and impact on the effectiveness of the
military readiness activity. 16 U.S.C. 1371(a)(5)(A)(iii).
While the language of the least practicable adverse impact standard
calls for minimizing impacts to affected species or stocks, we
recognize that the reduction of impacts to those species or stocks
accrues through the application of mitigation measures that limit
impacts to individual animals. Accordingly, NMFS' analysis focuses on
measures that are designed to avoid or minimize impacts on individual
marine mammals that are likely to increase the probability or severity
of population-level effects.
While direct evidence of impacts to species or stocks from a
specified activity is rarely available, and additional study is still
needed to understand how specific disturbance events affect the fitness
of individuals of certain species, there have been improvements in
understanding the process by which disturbance effects are translated
to the population. With
[[Page 21159]]
recent scientific advancements (both marine mammal energetic research
and the development of energetic frameworks), the relative likelihood
or degree of impacts on species or stocks may often be inferred given a
detailed understanding of the activity, the environment, and the
affected species or stocks--and the best available science has been
used here. This same information is used in the development of
mitigation measures and helps us understand how mitigation measures
contribute to lessening effects (or the risk thereof) to species or
stocks. We also acknowledge that there is always the potential that new
information, or a new recommendation could become available in the
future and necessitate reevaluation of mitigation measures (which may
be addressed through adaptive management) to see if further reductions
of population impacts are possible and practicable.
In the evaluation of specific measures, the details of the
specified activity will necessarily inform each of the two primary
factors discussed above (expected reduction of impacts and
practicability), and are carefully considered to determine the types of
mitigation that are appropriate under the least practicable adverse
impact standard. Analysis of how a potential mitigation measure may
reduce adverse impacts on a marine mammal stock or species,
consideration of personnel safety, practicality of implementation, and
consideration of the impact on effectiveness of military readiness
activities are not issues that can be meaningfully evaluated through a
yes/no lens. The manner in which, and the degree to which,
implementation of a measure is expected to reduce impacts, as well as
its practicability in terms of these considerations, can vary widely.
For example, a time/area restriction could be of very high value for
decreasing population-level impacts (e.g., avoiding disturbance of
feeding females in an area of established biological importance) or it
could be of lower value (e.g., decreased disturbance in an area of high
productivity but of less firmly established biological importance).
Regarding practicability, a measure might involve restrictions in an
area or time that impede the Navy's ability to certify a strike group
(higher impact on mission effectiveness), or it could mean delaying a
small in-port training event by 30 minutes to avoid exposure of a
marine mammal to injurious levels of sound (lower impact). A
responsible evaluation of ``least practicable adverse impact'' will
consider the factors along these realistic scales. Accordingly, the
greater the likelihood that a measure will contribute to reducing the
probability or severity of adverse impacts to the species or stock or
their habitat, the greater the weight that measure is given when
considered in combination with practicability to determine the
appropriateness of the mitigation measure, and vice versa. In the
evaluation of specific measures, the details of the specified activity
will necessarily inform each of the two primary factors discussed above
(expected reduction of impacts and practicability), and will be
carefully considered to determine the types of mitigation that are
appropriate under the least practicable adverse impact standard. For
more detail on how we apply these factors, see the discussion in the
Mitigation Measures section of the 2018 AFTT final rule.
NMFS fully reviewed the Navy's specified activities and the
mitigation measures for the 2018 AFTT rulemaking and determined that
the mitigation measures would result in the least practicable adverse
impact on marine mammals. There is no change in either the activities
or the mitigation measures for this rule. See the 2019 Navy application
and the 2018 AFTT final rule for detailed information on the Navy's
mitigation measures. NMFS worked with the Navy in the development of
the Navy's initially proposed measures, which were informed by years of
implementation and monitoring. A complete discussion of the Navy's
evaluation process used to develop, assess, and select mitigation
measures, which was informed by input from NMFS, can be found in
Chapter 5 (Mitigation) of the 2018 AFTT FEIS/OEIS. The process
described in Chapter 5 (Mitigation) of the 2018 AFTT FEIS/OEIS robustly
supported NMFS' independent evaluation of whether the mitigation
measures would meet the least practicable adverse impact standard. The
Navy has implemented the mitigation measures under the 2018 AFTT
regulations and would be required to continue implementation of the
mitigation measures identified in this rule for the full seven years it
covers to avoid or reduce potential impacts from acoustic, explosive,
and physical disturbance and ship strike stressors.
In its 2019 application, the Navy proposes no changes to the
mitigation measures in the 2018 AFTT final rule and there is no new
information that affects NMFS' assessment of the applicability or
effectiveness of those measures over the new seven-year period. See the
2018 AFTT proposed rule and the 2018 AFTT final rule for our full
assessment of these measures. In summary, the Navy has agreed to
procedural mitigation measures that will reduce the probability and/or
severity of impacts expected to result from acute exposure to acoustic
sources or explosives, ship strike, and impacts to marine mammal
habitat. Specifically, the Navy will use a combination of delayed
starts, powerdowns, and shutdowns to minimize or avoid serious injury
or mortality, minimize the likelihood or severity of PTS or other
injury, and reduce instances of TTS or more severe behavioral
disruption caused by acoustic sources or explosives. The Navy also will
implement multiple time/area restrictions (several of which were added
in the 2018 AFTT final rule since the previous AFTT MMPA incidental
take rule) that would reduce take of marine mammals in areas or at
times where they are known to engage in important behaviors, such as
feeding or calving, where the disruption of those behaviors would have
a higher probability of resulting in impacts on reproduction or
survival of individuals that could lead to population-level impacts.
Summaries of the Navy's procedural mitigation measures and mitigation
areas for the AFTT Study Area are provided in Tables 14 and 15.
Table 14--Summary of Procedural Mitigation
------------------------------------------------------------------------
Mitigation zones sizes and other
Stressor or activity requirements
------------------------------------------------------------------------
Environmental Awareness and [cir] Afloat Environmental Compliance
Education. Training program for applicable
personnel.
Active Sonar................. Depending on sonar source:
[cir] 1,000 yd. power down, 500 yd. power
down, and 200 yd. shut down.
[cir] 200 yd. shut down.
Air Guns..................... [cir] 150 yd.
Pile Driving................. [cir] 100 yd.
Weapons Firing Noise......... [cir] 30[deg] on either side of the
firing line out to 70 yd.
[[Page 21160]]
Explosive Sonobuoys.......... [cir] 600 yd.
Explosive Torpedoes.......... [cir] 2,100 yd.
Explosive Medium-Caliber and [cir] 1,000 yd. (large-caliber
Large-Caliber Projectiles.. projectiles).
[cir] 600 yd. (medium-caliber projectiles
during surface-to-surface activities).
[cir] 200 yd. (medium-caliber projectiles
during air-to-surface activities).
Explosive Missiles and [cir] 2,000 yd. (21-500 lb. net
Rockets. explosive weight).
[cir] 900 yd. (0.6-20 lb. net explosive
weight).
Explosive Bombs.............. [cir] 2,500 yd.
Sinking Exercises............ [cir] 2.5 NM.
Explosive Mine Countermeasure [cir] 2,100 yd. (6-650 lb. net
and Neutralization explosive weight).
Activities. [cir] 600 yd. (0.1-5 lb. net explosive
weight).
Explosive Mine Neutralization [cir] 1,000 yd. (21-60 lb. net
Activities Involving Navy explosive weight for positive control
Divers. charges and charges using time-delay
fuses).
[cir] 500 yd. (0.1-20 lb. net explosive
weight for positive control charges).
Maritime Security Operations-- [cir] 200 yd.
Anti-Swimmer Grenades.
Line Charge Testing.......... [cir] 900 yd.
Ship Shock Trials............ [cir] 3.5 NM.
Vessel Movement.............. [cir] 500 yd. (whales).
[cir] 200 yd. (other marine mammals).
[cir] North Atlantic right whale Dynamic
Management Area notification messages.
Towed In-Water Devices....... [cir] 250 yd.
Small-, Medium-, and Large- [cir] 200 yd.
Caliber Non-Explosive
Practice Munitions.
Non-Explosive Missiles and [cir] 900 yd.
Rockets.
Non-Explosive Bombs and Mine [cir] 1,000 yd.
Shapes.
------------------------------------------------------------------------
Notes: lb: pounds; nmi: nautical miles; yd: yards.
Table 15--Summary of Mitigation Areas for Marine Mammals
------------------------------------------------------------------------
Summary of mitigation area requirements
-------------------------------------------------------------------------
Northeast North Atlantic Right Whale Mitigation Area:
[cir] The Navy will report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its
annual training and testing activity reports.
[cir] The Navy will minimize use of active sonar to the maximum
extent practicable and will not use explosives that detonate in the
water.
[cir] The Navy will conduct non-explosive torpedo testing during
daylight hours in Beaufort sea state 3 or less using three Lookouts
(one on a vessel, two in an aircraft during aerial surveys) and an
additional Lookout on the submarine when surfaced; during transits,
ships will maintain a speed of no more than 10 knots; during
firing, ships will maintain a speed of no more than 18 knots except
brief periods of time during vessel target firing.
[cir] Vessels will obtain the latest North Atlantic right whale
sightings data and implement speed reductions after they observe a
North Atlantic right whale, if within 5 NM of a sighting reported
within the past week, and when operating at night or during periods
of reduced visibility.
Gulf of Maine Planning Awareness Mitigation Area:
[cir] The Navy will report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its
annual training and testing activity reports.
[cir] The Navy will not conduct major training exercises and will
not conduct >200 hours of hull-mounted mid-frequency active sonar
per year.
Northeast Planning Awareness Mitigation Areas and Mid-Atlantic Planning
Awareness Mitigation Areas:
[cir] Navy will avoid conducting major training exercises to the
maximum extent practicable.
[cir] The Navy will not conduct more than four major training
exercises per year.
Southeast North Atlantic Right Whale Mitigation Area (November 15-April
15):
[cir] The Navy will report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its
annual training and testing activity reports.
[cir] The Navy will not use active sonar except as necessary for
navigation training, object detection training, and dipping sonar.
[cir] The Navy will not expend explosive or non-explosive ordnance.
[cir] Vessels will obtain the latest North Atlantic right whale
sightings data; will implement speed reductions after they observe
a North Atlantic right whale, if within 5 NM of a sighting reported
within the past 12 hours, and when operating at night or during
periods of reduced visibility; and will minimize north-south
transits to the maximum extent practicable.
Jacksonville Operating Area (November 15-April 15):
[cir] Navy units conducting training or testing activities in the
Jacksonville Operating Area will obtain and use Early Warning
System North Atlantic right whale sightings data as they plan
specific details of events to minimize potential interactions with
North Atlantic right whales to the maximum extent practicable. The
Navy will use the reported sightings information to assist visual
observations of applicable mitigation zones and to aid in the
implementation of procedural mitigation.
Southeast North Atlantic Right Whale Critical Habitat Special Reporting
Area (November 15-April 15):
[cir] The Navy will report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its
annual training and testing activity reports.
Navy Cherry Point Range Complex Nearshore Mitigation Area (March-
September):
[cir] The Navy will not conduct explosive mine neutralization
activities involving Navy divers in the mitigation area.
[cir] To the maximum extent practicable, the Navy will not use
explosive sonobuoys, explosive torpedoes, explosive medium-caliber
and large-caliber projectiles, explosive missiles and rockets,
explosive bombs, explosive mines during mine countermeasure and
neutralization activities, and anti-swimmer grenades in the
mitigation area.
Bryde's Whale Mitigation Area:
[[Page 21161]]
[cir] The Navy will report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its
annual training and testing activity reports.
[cir] The Navy will not conduct >200 hours of hull-mounted mid-
frequency active sonar per year and will not use explosives (except
during explosive mine warfare activities).
Gulf of Mexico Planning Awareness Mitigation Areas
------------------------------------------------------------------------
Notes: min.: minutes; nmi: nautical miles.
Mitigation Conclusions
NMFS has carefully evaluated the Navy's proposed mitigation
measures--many of which were developed with NMFS' input during the
previous phases of Navy training and testing authorizations and none of
which have changed since our evaluation during the 2018 AFTT
rulemaking--and considered a broad range of other measures (i.e., the
measures considered but eliminated in the Navy's 2018 FEIS/OEIS, which
reflect many of the comments that have arisen via NMFS or public input
in past years) in the context of ensuring that NMFS prescribes the
means of effecting the least practicable adverse impact on the affected
marine mammal species and stocks and their habitat. Our evaluation of
potential measures included consideration of the following factors in
relation to one another: The manner in which, and the degree to which,
the successful implementation of the mitigation measures is expected to
reduce the likelihood and/or magnitude of adverse impacts to marine
mammal species and stocks and their habitat; the proven or likely
efficacy of the measures; and the practicability of the measures for
applicant implementation, including consideration of personnel safety,
practicality of implementation, and impact on the effectiveness of the
military readiness activity. There is no new information that affects
our analysis from the 2018 AFTT rulemaking, all of which remains
applicable and valid for our assessment of the appropriateness of the
mitigation measures during the seven-year period of this rule.
Based on our evaluation of the Navy's proposed measures (which are
being implemented under the 2018 AFTT regulations), as well as other
measures considered by the Navy and NMFS, NMFS has preliminarily
determined that the Navy's proposed mitigation measures (which are
identical to those in the 2018 AFTT final rule) are appropriate means
of effecting the least practicable adverse impacts on marine mammal
species or stocks and their habitat, paying particular attention to
rookeries, mating grounds, and areas of similar significance, and
considering specifically personnel safety, practicality of
implementation, and impact on the effectiveness of the military
readiness activity. Additionally, as described in more detail below,
the 2018 AFTT final rule includes an adaptive management provision,
which the Navy proposes to extend, which ensures that mitigation is
regularly assessed and provides a mechanism to improve the mitigation,
based on the factors above, through modification as appropriate.
The proposed rule comment period provides the public an opportunity
to submit recommendations, views, and/or concerns regarding the Navy's
activities and the proposed mitigation measures. While NMFS has
preliminarily determined that the Navy's proposed mitigation measures
would effect the least practicable adverse impact on the affected
species or stocks and their habitat, NMFS will consider all public
comments to help inform our final decision. Consequently, the proposed
mitigation measures may be refined, modified, removed, or added to
prior to the issuance of the final rule based on public comments
received, and where appropriate, further analysis of any additional
mitigation measures.
Proposed Monitoring
Section 101(a)(5)(A) of the MMPA states that in order to authorize
incidental take for an activity, NMFS must set forth requirements
pertaining to the monitoring and reporting of such taking. The MMPA
implementing regulations at 50 CFR 216.104(a)(13) indicate that
requests for incidental take authorizations must include the suggested
means of accomplishing the necessary monitoring and reporting that will
result in increased knowledge of the species and of the level of taking
or impacts on populations of marine mammals that are expected to be
present.
In its 2019 application, the Navy proposes no changes to the
monitoring described in the 2018 AFTT final rule. They would continue
implementation of the robust Integrated Comprehensive Monitoring
Program and Strategic Planning Process described in the 2018 AFTT final
rule. The Navy's monitoring strategy, currently required by the 2018
AFTT regulations, is well-designed to work across Navy ranges to help
better understand the impacts of the Navy's activities on marine
mammals and their habitat by focusing on learning more about marine
mammal occurrence in different areas and exposure to Navy stressors,
marine mammal responses to different sound sources, and the
consequences of those exposures and responses on marine mammal
populations. Similarly, the proposed seven-year regulations would
include identical adaptive management provisions and reporting
requirements as the 2018 AFTT regulations. There is no new information
that would indicate that the monitoring measures put in place under the
2018 AFTT final rule would not remain applicable and appropriate for
the seven-year period of this proposed rule. See the Monitoring section
of the 2018 AFTT final rule for more details on the monitoring that
would be required under this rule. In addition, please see the 2019
Navy application, which references Chapter 13 of the 2017 Navy
application for full details on the monitoring and reporting proposed
by the Navy.
Adaptive Management
The 2018 AFTT regulations governing the take of marine mammals
incidental to Navy training and testing activities in the AFTT Study
Area contain an adaptive management component. Our understanding of the
effects of Navy training and testing activities (e.g., acoustic and
explosive stressors) on marine mammals continues to evolve, which makes
the inclusion of an adaptive management component both valuable and
necessary within the context of seven-year regulations. The 2019 Navy
application proposes no changes to the adaptive management component
included in the 2018 AFTT final rule.
The reporting requirements associated with this rule are designed
to provide NMFS with monitoring data from the previous year to allow
NMFS to
[[Page 21162]]
consider whether any changes to existing mitigation and monitoring
requirements are appropriate. The use of adaptive management allows
NMFS to consider new information from different sources to determine
(with input from the Navy regarding practicability) on an annual or
biennial basis if mitigation or monitoring measures should be modified
(including additions or deletions). Mitigation measures could be
modified if new data suggests that such modifications would have a
reasonable likelihood of more effectively accomplishing the goals of
the mitigation and monitoring and if the measures are practicable. If
the modifications to the mitigation, monitoring, or reporting measures
are substantial, NMFS will publish a notice of the planned LOA in the
Federal Register and solicit public comment.
The following are some of the possible sources of applicable data
to be considered through the adaptive management process: (1) Results
from monitoring and exercises reports, as required by MMPA
authorizations; (2) compiled results of Navy funded research and
development studies; (3) results from specific stranding
investigations; (4) results from general marine mammal and sound
research; and (5) any information which reveals that marine mammals may
have been taken in a manner, extent, or number not authorized by these
regulations or subsequent LOAs. The results from monitoring reports and
other studies may be viewed at https://www.navymarinespeciesmonitoring.us/.
Reporting
In order to issue incidental take authorization for an activity,
section 101(a)(5)(A) of the MMPA states that NMFS must set forth
requirements pertaining to the monitoring and reporting of such taking.
Effective reporting is critical both to compliance as well as ensuring
that the most value is obtained from the required monitoring. Reports
from individual monitoring events, results of analyses, publications,
and periodic progress reports for specific monitoring projects will be
posted to the Navy's Marine Species Monitoring web portal: https://www.navymarinespeciesmonitoring.us. The 2019 Navy application proposes
no changes to the reporting requirements identified in the 2018 AFTT
final rule. Reporting requirements would remain identical to those
described in the 2018 AFTT final rule, and there is no new information
that would indicate that the reporting requirements put in place under
the 2018 AFTT final rule would not remain applicable and appropriate
for the seven-year period of this proposed rule. See the Reporting
section of the 2018 AFTT final rule for more details on the reporting
that would be required under this rule.
Preliminary Analysis and Negligible Impact Determination
NMFS has defined negligible impact as an impact resulting from the
specified activity that cannot be reasonably expected to, and is not
reasonably likely to, adversely affect the species or stock through
effects on annual rates of recruitment or survival (50 CFR 216.103). A
negligible impact finding is based on the lack of likely adverse
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough
information on which to base an impact determination. In addition to
considering estimates of the number of marine mammals that might be
``taken'' through mortality, serious injury, and Level A or Level B
harassment (as presented in Tables 10-13), NMFS considers other
factors, such as the likely nature of any responses (e.g., intensity,
duration), the context of any responses (e.g., critical reproductive
time or location, migration), as well as effects on habitat, and the
likely effectiveness of the mitigation. We also assess the number,
intensity, and context of estimated takes by evaluating this
information relative to population status. Consistent with the 1989
preamble for NMFS' implementing regulations (54 FR 40338; September 29,
1989), the impacts from other past and ongoing anthropogenic activities
are incorporated into this analysis via their impacts on the
environmental baseline (e.g., as reflected in the regulatory status of
the species, population size and growth rate where known, other ongoing
sources of human-caused mortality, ambient noise levels, and specific
consideration of take by Level A harassment or M/SI previously
authorized for other NMFS activities).
In the Estimated Take of Marine Mammals sections of this proposed
rule and the 2018 AFTT final rule (where the activities, species and
stocks, potential effects, and mitigation measures are the same as for
this rule), we identified the subset of potential effects that would be
expected to rise to the level of takes both annually and over the
seven-year period covered by this rule, and then identified the number
of each of those mortality takes that we believe could occur or the
maximum number of harassment takes that are reasonably expected to
occur based on the methods described. The impact that any given take
will have is dependent on many case-specific factors that need to be
considered in the negligible impact analysis (e.g., the context of
behavioral exposures such as duration or intensity of a disturbance,
the health of impacted animals, the status of a species that incurs
fitness-level impacts to individuals, etc.). For this proposed rule we
evaluated the likely impacts of the enumerated maximum number of
harassment takes that are proposed for authorization and reasonably
expected to occur, in the context of the specific circumstances
surrounding these predicted takes. We also assessed M/SI takes that
have the potential to occur, as well as considering the traits and
statuses of the affected species and stocks. Last, we collectively
evaluated this information, as well as other more taxa-specific
information and mitigation measure effectiveness, in group-specific
assessments that support our negligible impact conclusions for each
stock.
The Navy proposes no changes to the nature or level of the
specified activities or the boundaries of the AFTT Study Area, and
therefore the training and testing activities (e.g., equipment and
sources used, exercises conducted) are the same as those analyzed in
the 2018 AFTT final rule. In addition, the mitigation, monitoring, and
reporting measures are identical to those described and analyzed in the
2018 AFTT final rule. As described above, there is no new information
available since the publication of the 2018 AFTT final rule regarding
the impacts of the specified activities on marine mammals, the status
and distribution of any of the affected marine mammal species or
stocks, or the effectiveness of the mitigation and monitoring measures
that would change our analyses.
Harassment
As described in the Estimated Takes of Marine Mammals section, the
annual number of takes proposed for authorization and reasonably
expected to occur by Level A harassment and Level B harassment (based
on the maximum number of activities per 12-month period) are identical
to those presented in Tables 39 through 41 in the Take Requests section
of the 2018 AFTT final rule. As such the negligible impact analyses and
determinations of the effects of the estimated Level A harassment and
Level B harassment takes on annual rates of recruitment or survival for
each species and stock are identical to that presented in the 2018 AFTT
final rule. The only difference is that the annual levels of take and
the associated effects on reproduction or survival would occur for the
seven-year
[[Page 21163]]
period of the proposed rule instead of the five-year period of the 2018
AFTT final rule, which would make no difference in effects on annual
rates of recruitment or survival. For detailed discussion of the
impacts that affected individuals may experience given the specific
characteristics of the specified activities and required mitigation
(e.g., from behavioral harassment, masking, and temporary or permanent
threshold shift), along with the effects of the expected Level A
harassment and Level B harassment take on reproduction and survival,
see the applicable subsections in the Analysis and Negligible Impact
Determination section of the 2018 AFTT final rule (83 FR 57211-57217).
Serious Injury or Mortality
In its 2019 application, the Navy proposes no additional ship shock
trials during the seven-year period of the proposed rule to those
covered by the existing 2018 AFTT regulations, so the expected and
requested total takes by M/SI due to explosives over seven years are
the same as those authorized in the existing 2018 AFTT regulations.
There is no new information that affects the methodology or results of
the ship-shock analysis presented in the 2018 AFTT final rule. But as
these same activities would occur over seven years rather than five
years, the estimated annual take is calculated as the number of total
takes divided by seven. For each of the dolphin species or stocks
listed in Table 16 there would be an annual take of 0.14 dolphins
(i.e., for those species or stocks where one take could occur divided
by seven years to get the annual number of M/SIs) or 0.86 dolphins in
the case of short-beaked common dolphin (i.e., where six takes could
occur divided by seven years to get the annual number of M/SIs). This
is a decrease from the annual take of 0.2 dolphins (for the three
species where one lethal take could occur) and annual take of 1.2
short-beaked dolphins (where six lethal takes could occur) over the
five-year period of the 2018 AFTT regulations, as shown in Table 70 in
the 2018 AFTT final rule. As the proposed annual number is less than
that analyzed and authorized in the 2018 AFTT final rule and no other
relevant information about the status, abundance, or effects of
mortality on each species or stock has changed, the analysis of the
effects of take from ship shock trials mirrors that presented in the
2018 AFTT final rule.
Table 16--Summary Information Related to AFTT Serious Injury or Mortality From Explosive
[(Ship Shock Trials), 2018-2025]
--------------------------------------------------------------------------------------------------------------------------------------------------------
Residual
Annual Fisheries PBR-- PBR
estimated interactions NEFSC minus
Stock take by Total (Y/N); annual authorized annual M/ Stock trend UME (Y/N); number
Species (stock) abundance serious annual M/ rate of M/SI PBR * take SI and * \4\ and year
(Nbest) * injury or SI * \2\ from fisheries (annual) NEFSC
mortality interactions * authorized
(M/SI) \1\ take \3\
--------------------------------------------------------------------------------------------------------------------------------------------------------
Atlantic white-sided dolphin 48,819 0.14 30 30 304 0.6 273.4 ? N.
(Western N. Atlantic).
Pantropical spotted dolphin 50,880 0.14 4.4 4.4 407 0 402.6 ? Y; 3 in 2010-
(Northern GOMEX). 2014.
Short-beaked common dolphin 70,184 0.86 406 406 557 2 149 ? N.
(Western N. Atlantic).
Spinner dolphin (Northern 11,441 0.14 0 0 62 0 62 ? Y; 7 in 2010-
GOMEX). 2014.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Presented in the draft 2018 SARS.
\1\ This column represents the annual take by M/SI during ship shock trials and was calculated by the number of mortalities planned for authorization
divided by seven years (the length of the rule and LOAs).
\2\ This column represents the total number of incidents of M/SI that could potentially accrue to the specified species or stock. This number comes from
the SAR, but deducts the takes accrued from either Navy or NEFSC takes as noted in the SARs to ensure they are not double-counted against PBR.
However, for these species, there were no were no takes from either Navy or NEFSC as noted in the SARs to deduct that would be considered double-
counting.
\3\ This value represents the calculated PBR less the average annual estimate of ongoing anthropogenic mortalities (i.e., total annual human-caused M/
SI, which is presented in the draft 2018 SARs) and authorized take for NEFSC.
\4\ See relevant SARs for more information regarding stock status and trends.
The other facet of the analysis for which there is a quantitative
change from the 2018 AFTT final rule is the number of potential
mortalities due to ship strike proposed to be authorized over the
seven-year period. First, based on the information and methods
discussed in the Estimated Take of Marine Mammals section (which are
identical to those used in the 2018 AFTT final rule), NMFS has
predicted that mortal takes of four large whales over the course of the
seven-year rule could occur (as compared to three large whales over
five years in the 2018 AFTT final rule). Second, while no more than one
whale over the seven years of any species of fin whale, sei whale,
minke whale, or sperm whale (North Atlantic stock) would occur (which
is the same as in the five-year 2018 AFTT final rule), as described
above in the Estimated Take of Marine Mammals section, the number of
potential mortality takes of humpback whales has increased from one to
two. This means an annual average of 0.29 humpback whales and an annual
average of 0.14 whales from each of the other four species or stocks as
described in Table 17 (i.e., one, or two, take(s) over seven years
divided by seven to get the annual number) are expected to potentially
occur and are proposed for authorization. As this annual number is less
than that analyzed and authorized in the 2018 AFTT final rule for fin
whale, sei whale, minke whale, and sperm whale (North Atlantic stock),
which was an annual average of 0.2 whales for the same four species and
stocks, and no other relevant information about the status, abundance,
or effects of mortality on each species or stock has changed, the
analysis of the effects of vessel strike mirrors that presented in the
2018 AFTT final rule. For humpback whales, the annual number for
potential mortality takes is slightly higher than in the 2018 AFTT
final rule, but the number still falls below the insignificance
threshold of 10 percent of residual Potential Biological Removal (PBR),
which indicates an insignificant incremental increase in ongoing
anthropogenic mortality that alone will not adversely affect annual
rates of recruitment or survival. The analysis of the effects of this
potential mortality on humpback whales, considered in combination with
other estimated harassment takes, on annual rates of recruitment and
survival appears in the Group and Species-Specific Analyses section for
Mysticetes below.
See the Serious Injury and Mortality subsection in the Analysis and
Negligible Impact Determination section of the 2018 AFTT final rule (83
FR 57217-57223) for detailed discussions of the impacts of M/SI,
including a description of how the agency uses the PBR metric and other
factors to inform our analysis, and an analysis of the
[[Page 21164]]
impacts on each species and stock for which mortality is proposed for
authorization including the relationship of potential mortality for
each species to the insignificance threshold and residual PBR. Because
the annual number of potential mortality takes for humpback whales
remains below the insignificance threshold, the discussion for humpback
whales (83 FR 57221-57222) remains fully applicable. For discussion
specifically on the role of the calculated PBR in evaluating the
effects of M/SI, see both the 2018 AFTT final rule and the 2018 HSTT
final rule.
Table 17--Summary Information Related to AFTT Ship Strike, 2018-2025
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Residual
Annual PBR--PBR
estimated Fisheries interactions NEFSC minus
Stock take by Total (Y/N); annual rate of M/ Vessel collisions (Y/ authorized annual M/ Stock trend UME (Y/N); number
Species (stock) abundance serious annual M/ SI from fisheries N); annual rate of M/SI PBR * take SI and * \4\ and year \5\
(Nbest) * injury or SI * \2\ interactions * from vessel collision * (annual) NEFSC
mortality authorized
(M/SI) \1\ take \3\
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
Fin whale (Western North Atlantic) 1,618 0.14 2.5 Y; 1.1................. Y; 1.4................. 2.5 0 0 ? N.
Sei whale (Nova Scotia)........... 357 0.14 0.8 N; 0................... [dagger] Y; 0.8........ 0.5 0 -0.3 ? N.
Minke Whale (Canadian East Coast). 2,591 0.14 7.5 Y; 6.5................. [dagger] Y; 1.......... 14 1 5.5 ? Y; 2 in 2019 as of 4/
1/2019 (27 in 2017
and 20 in 2018).
Humpback whale (Gulf of Maine).... 896 0.29 9.8 Y; 7.1................. Y; 2.7................. 14.6 0 4.8 Y; 9 in 2019 as of 4/
<< 1/2019 (26 in 2016,
hangle in 2018).
Sperm whale (North Atlantic)...... 2,288 0.14 0.8 Y; 0.6................. Y; 0.2................. 3.6 0 2.8 ? ?.
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------
* Presented in the draft 2018 SARS.
[dagger] Value presented incorrectly in the 2018 AFTT final rule and corrected here.
\1\ This column represents the annual take by M/SI by vessel collision and was calculated by the number of mortalities planned for authorization divided by seven years (the length of the rule
and LOAs).
\2\ This column represents the total number of incidents of M/SI that could potentially accrue to the specified species or stock. This number comes from the SAR, but deducts the takes accrued
from either Navy strikes or NEFSC takes as noted in the SARs to ensure they are not double-counted against PBR. However, for these species, there were no takes from either Navy or NEFSC as
noted in the SARs to deduct that would be considered double-counting.
\3\ This value represents the calculated PBR less the average annual estimate of ongoing anthropogenic mortalities (i.e., total annual human-caused M/SI, which is presented in the draft 2018
SARs) and authorized take for NEFSC.
\4\ See relevant SARs for more information regarding stock status and trends.
\5\ This column presents UME information updated since the 2018 AFTT final rule, as discussed in the earlier section Potential Effects of Specified Activities on Marine Mammals and their
Habitat.
Group and Species-Specific Analyses
In addition to broader analyses of the impacts of the Navy's
activities on mysticetes, odontocetes, and pinnipeds, the 2018 AFTT
final rule contained detailed analyses of the effects of the Navy's
activities in the AFTT Study Area on each affected species and stock.
All of that information and analyses remain applicable and valid for
our analyses of the effects of the same Navy activities on the same
species and stocks for the seven-year period of this proposed rule. See
the Group and Species-Specific Analyses subsection in the Analysis and
Negligible Impact Determination section of the 2018 AFTT final rule (83
FR 57223-57247). In addition, no new information has been received
since the publication of the 2018 AFTT final rule that significantly
changes the analyses on the effects of the Navy's activities on each
species and stock presented in the 2018 AFTT final rule.
In the discussions below, the estimated Level B harassment takes
represent instances of take, not the number of individuals taken (the
much lower and less frequent Level A harassment takes are far more
likely to be associated with separate individuals), and in many cases
some individuals are expected to be taken more than one time, while in
other cases a portion of individuals will not be taken at all. Below,
we compare the total take numbers (including PTS, TTS, and behavioral
disruption for stocks to their associated abundance estimates to
evaluate the magnitude of impacts across the stock and to individuals.
Specifically, when an abundance percentage comparison is below 100, it
means that that percentage or less of the individuals in the stock will
be affected (i.e., some individuals will not be taken at all), that the
average for those taken is one day per year, and that we would not
expect any individuals to be taken more than a few times in a year.
When it is more than 100 percent, it means there will definitely be
some number of repeated takes of individuals. For example, if the
percentage is 300, the average would be each individual is taken on
three days in a year if all were taken, but it is more likely that some
number of individuals will be taken more than three times and some
number of individuals fewer or not at all. While it is not possible to
know the maximum number of days across which individuals of a stock
might be taken, in acknowledgement of the fact that it is more than the
average, for the purposes of this analysis, we assume a number
approaching twice the average. For example, if the percentage of take
compared to the abundance is 800, we estimate that some individuals
might be taken as many as 16 times. Those comparisons are included in
the sections below. For some stocks these numbers have been adjusted
slightly (with these adjustments being in the single digits) so as to
more consistently apply this approach, but these minor changes did not
change the analysis or findings.
To assist in understanding what this analysis means, we clarify a
few issues related to estimated takes and the analysis here. An
individual that incurs a PTS or TTS take may sometimes, for example,
also be behaviorally disturbed at the same time. As described in the
Harassment subsection of the Negligible Impact Analysis section of the
2018 AFTT final rule, the degree of PTS, and the degree and duration of
TTS, expected to be incurred from the Navy's activities are not
expected to impact marine mammals such that their reproduction or
survival could be affected. Similarly, data do not suggest that a
single instance in which an animal accrues PTS or TTS and is also
behaviorally harassed would result in impacts to reproduction or
survival. Alternately, we recognize that if an individual is
behaviorally harassed repeatedly for a longer duration and on
consecutive days, effects could accrue to the point that reproductive
success is jeopardized (as discussed below in the stock-specific
summaries). Accordingly, in analyzing the number of takes and the
likelihood of repeated and sequential takes (which could result in
reproductive impacts), we consider the
[[Page 21165]]
total takes, not just the behavioral Level B harassment takes, so that
individuals potentially exposed to both threshold shift and behavioral
disruption are appropriately considered. We note that the same
reasoning applies with the potential addition of behavioral disruption
(harassment) to tissue damage from explosives, the difference being
that we do already consider the likelihood of reproductive impacts
whenever tissue damage occurs. Further, the number of Level A
harassment takes by either PTS or tissue damage are so low compared to
abundance numbers that it is considered highly unlikely that any
individual would be taken at those levels more than once.
Having considered all of the information and analyses previously
presented in the 2018 AFTT final rule, including the information
presented in the Overview, the Deepwater Horizon (DWH) Oil Spill
discussion, and the Group and Species-Specific Analyses discussions
organized by the different groups and species, below we present tables
showing instances of total take as a percentage of stock abundance for
each group, updated with the new vessel strike and ship shock
calculations for some species. We then summarize the information for
each species or stock, considering the analysis from the 2018 AFTT
final rule and any new analysis. The analyses below in some cases
address species collectively if they occupy the same functional hearing
group (i.e., low, mid, and high-frequency cetaceans and pinnipeds in
water), share similar life history strategies, and/or are known to
behaviorally respond similarly to acoustic stressors. Because some of
these groups or species share characteristics that inform the impact
analysis similarly, it would be duplicative to repeat the same analysis
for each species or stock. In addition, animals belonging to each stock
within a species typically have the same hearing capabilities and
behaviorally respond in the same manner as animals in other stocks
within the species.
Mysticetes
In Table 18 below for mysticetes, we indicate the total annual
mortality, Level A and Level B harassment, and a number indicating the
instances of total take as a percentage of abundance. Table 18 is
unchanged from Table 72 in the 2018 AFTT final rule, except for updated
information on mortality, as discussed above. For additional
information and analysis supporting the negligible-impact analysis, see
the Mysticetes discussion in the Group and Species-Specific Analyses
section of the 2018 AFTT final rule, all of which remains applicable to
this proposed rule unless specifically noted.
[GRAPHIC] [TIFF OMITTED] TP13MY19.011
Below we compile and summarize the information that supports our
determination that the Navy's activities would not adversely affect any
species or stocks through effects on annual rates of recruitment or
survival for any of the affected mysticete species and stocks.
North Atlantic Right Whale (Western Stock)
As described in the 2018 AFTT final rule, the status of NARW is
precarious and they are listed as endangered under the ESA. There is an
active UME associated with the recent unusually high number of deaths,
some of which have been attributed to entanglement or vessel strike,
although no vessel strikes
[[Page 21166]]
have been attributed to the Navy and no new NARW deaths have been
documented since the 2018 AFTT final rule was published. The number of
births in recent years has been unusually low and recent studies have
reported individuals showing poor health or high stress levels.
Accordingly, as described above and in the 2018 AFTT final rule, the
Navy is implementing and would continue to implement a suite of
mitigation measures that not only avoid the likelihood of ship strikes,
but also minimize the severity of behavioral disruption by minimizing
impacts in areas that are important for feeding and calving, thus
ensuring that the relatively small number of Level B harassment takes
that do occur are not expected to affect reproductive success or
survivorship via detrimental impacts to energy intake or cow/calf
interactions. Specifically, no mortality or Level A harassment is
anticipated or proposed for authorization. Regarding the magnitude of
Level B harassment takes (TTS and behavioral disruption), the number of
estimated instances compared to the abundance (137 percent) combined
with the fact that the AFTT Study Area overlaps most if not all of the
range, suggests that many to most of the individuals in the stock will
likely be taken, but only on one or two days per year, with no reason
to think the days would likely be sequential. Regarding the severity of
those individual takes by behavioral Level B harassment, as explained
in the 2018 AFTT final rule, the duration of any exposure is expected
to be between minutes and hours (i.e., relatively short), the received
sound levels are largely below 172 dB with some lesser portion up to
178 dB (i.e., of a moderate or lower level, less likely to evoke a
severe response), and because of the mitigation measures the exposures
will not occur in areas or at times where impacts would be likely to
affect feeding and energetics or important cow/calf interactions that
could lead to reduced reproductive success or survival. Regarding the
severity of TTS takes, as explained in the 2018 AFTT final rule, they
are expected to be low-level and of short duration and the associated
lost opportunities and capabilities are not at a level that would
impact reproduction or survival.
Altogether, any individual NARW is likely to be disturbed at a low-
moderate level on no more than a couple of likely non-sequential days
per year (and not in biologically important areas). Even given the fact
that some of the affected individuals may have compromised health,
there is nothing to suggest that such a low magnitude and severity of
effects would result in impacts on reproduction or survival of any
individual, much less annual rates of recruitment or survival for the
stock. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on
NARW.
Blue Whale (Western North Atlantic Stock)
This is a wide-ranging stock that is best considered as ``an
occasional visitor'' to the U.S. EEZ, which may represent the southern
limit of its feeding range (Hayes et al., 2018), though no specific
feeding areas have been identified. For this reason, the abundances
calculated by the Navy based on survey data in the U.S. EEZ are very
low (9 and 104, in the U.S. EEZ and throughout the range respectively)
and while NMFS' SAR does not predict an abundance, it does report an
Nmin (minimum abundance) of 440. There is no currently reported trend
for the population and there are no specific issues with the status of
the stock that cause particular concern (e.g., no UMEs), although the
species is listed as endangered under the ESA. We note, however, that
this species was originally listed under the ESA as a result of the
impacts from commercial whaling, which is no longer affecting the
species. No mortality or Level A harassment is anticipated or proposed
for authorization for blue whales. Regarding the magnitude of Level B
harassment takes (TTS and behavioral disruption), given the number of
total takes (47), the large range and wide-ranging nature of blue
whales, and the minimum abundance identified in the SAR, there is no
reason to think that any single animal will be taken by Level B
harassment more than one time (though perhaps a few could be) and less
than 10 percent of the population is likely to be impacted. Regarding
the severity of those individual Level B harassment behavioral takes,
as explained in the 2018 AFTT final rule, the duration of any exposure
is expected to be between minutes and hours (i.e., relatively short)
and the received sound levels are largely below 172 dB with a portion
up to 178 dB (i.e., of a moderate or lower level, less likely to evoke
a severe response). Regarding the severity of TTS takes, as explained
in the 2018 AFTT final rule, they are expected to be low-level and of
short duration and the associated lost opportunities and capabilities
not at a level that would impact reproduction or survival.
Altogether, less than 10 percent of the stock is likely to be
impacted and any individual blue whale is likely to be disturbed at a
low-moderate level on no more than a day or two days per year and not
in any known biologically important areas. This low magnitude and
severity of effects is unlikely to result in impacts on the
reproduction or survival of any individual, much less annual rates of
recruitment or survival for the stock. For these reasons, we have
preliminarily determined, in consideration of all of the effects of the
Navy's activities combined, that the proposed authorized take would
have a negligible impact on blue whales.
Bryde's Whale (Northern Gulf of Mexico Stock)
The Northern Gulf of Mexico Bryde's whale is a small resident
population and is listed as endangered under the ESA. Although there is
no current UME, the small size of the population and its constricted
range, combined with the lingering effects of exposure to oil from the
DWH oil spill (which include adverse health effects on individuals, as
well as population effects) are cause for considerable caution.
Accordingly, as described above, the Navy is implementing and would
continue to implement considerable time/area mitigation to minimize
impacts within their limited range, including not planning major
training exercises, which include the most powerful sound sources
operating in a more concentrated area, limiting the hours of other
sonar use, and not using explosives, with the exception of mine warfare
activities, which has both reduced the amount of take and reduced the
likely severity of impacts. No mortality or Level A harassment by
tissue damage injury is anticipated or proposed for authorization, and
only one Level A harassment by PTS take is estimated and proposed for
authorization.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances compared to
the abundance (112 percent, Table 18) combined with the fact that the
AFTT Study Area overlaps all of the small range, suggests that most to
all of the individuals in the stock will likely be taken, but only on
one or two days per year, with no reason to think the days would likely
be sequential. Regarding the severity of those individual Level B
harassment behavioral takes, as explained in the 2018 AFTT final rule,
the duration of any exposure is expected to be between
[[Page 21167]]
minutes and hours (i.e., relatively short); the received sound levels
are largely below 172 dB with a portion up to 178 dB (i.e., of a
moderate or lower level, less likely to evoke a severe response); and
because of the mitigation the exposures will be of a less impactful
nature. Regarding the severity of TTS takes, as explained in the 2018
AFTT final rule, they are expected to be low-level and of short
duration and the associated lost opportunities and capabilities not at
a level that would impact reproduction or survival. For similar reasons
the one estimated Level A harassment take by PTS for this stock is
unlikely to have any effect on the reproduction or survival of that
individual, even if it were to be experienced by an individual that
also experiences one or more Level B harassment takes.
Altogether, any individual Bryde's whale is likely to be disturbed
at a low-moderate level on no more than one or two days per year. Even
given the fact that some of the affected individuals may have
compromised health, there is nothing to suggest that such a low
magnitude and severity of effects would result in impacts on the
reproduction or survival of any individual, much less annual rates of
recruitment or survival for the stock. For these reasons, we have
preliminarily determined, in consideration of all of the effects of the
Navy's activities combined, that the proposed authorized take would
have a negligible impact on the Gulf of Mexico stock of Bryde's whales.
Bryde's Whale (No Stock Designated--NSD)
These Bryde's whales span the mid- and southern Atlantic and have
not been designated as a stock under the MMPA. There is no currently
reported trend for the population and there are no specific issues with
the status of the stock that cause particular concern (e.g., UMEs). No
mortality or Level A harassment is anticipated or proposed for
authorization. Regarding the magnitude of Level B harassment takes (TTS
and behavioral disruption), the number of estimated instances compared
to the abundance within the U.S. EEZ and both in and outside of the
U.S. EEZ, respectively, is 626 percent and 60 percent (Table 18),
though the percentages would be far lower if compared against the
abundance of the entire range of this species in the Atlantic. This
information suggests that only a portion of the stock is likely
impacted (significantly less than 60 percent given the large range),
but that there is likely some repeat exposure (5 to 12 days within a
year) of some subset of individuals within the U.S. EEZ if some animals
spend extended time within the U.S. EEZ. Regarding the severity of
those individual Level B harassment behavioral takes, as explained in
the 2018 AFTT final rule, the duration of any exposure is expected to
be between minutes and hours (i.e., relatively short) and the received
sound levels are largely below 172 dB with a portion up to 178 dB
(i.e., of a moderate or lower level, less likely to evoke a severe
response). Regarding the severity of TTS takes, as explained in the
2018 AFTT final rule, they are expected to be low-level and of short
duration and the associated lost opportunities and capabilities not at
a level that would impact reproduction or survival.
Altogether, only a portion of the population is impacted and any
individual Bryde's whale is likely to be disturbed at a low to moderate
level, with likely many animals exposed only once or twice and a subset
potentially disturbed across 5 to 12 likely non-sequential days not in
any known biologically important areas. This low magnitude and severity
of effects is not expected to result in impacts on annual rates of
recruitment or survival for the stock. For these reasons, we have
preliminarily determined, in consideration of all of the effects of the
Navy's activities combined, that the proposed authorized take would
have a negligible impact on the NSD stock of Bryde's whales.
Minke Whale (Canadian East Coast Stock)
This stock of minke whales spans the East Coast and far into
Northern Canada waters. Minke whales in the Atlantic are currently
experiencing a UME wherein there have been unexpectedly elevated deaths
along the Atlantic Coast, some of which have been preliminarily
attributed to human interaction (primarily fisheries interactions) or
infectious disease. Two whales have stranded in 2019 (20 whales
stranded in 2018 and 27 whales stranded in 2017). Because the most
recent population estimate is based only on surveys in U.S. waters and
slightly into Canada, and did not cover the habitat of the entire
Canadian East Coast stock, the abundance is underestimated in the SAR
and is likely significantly greater than what is reflected in the
current SAR. NMFS proposes to authorize one mortality in seven years,
and the resulting 0.14 annual mortality which falls below 10 percent of
residual PBR (0.55), remains under the insignificance threshold, and
would be considerably even lower if compared against a more appropriate
PBR.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances compared to
the abundance within the U.S. EEZ and both in and outside of the U.S.
EEZ, respectively, is 536 percent and 53 percent (Table 18). This
information suggests that something less than half of the individuals
are likely impacted, but that there is likely some repeat exposure (5
to 10 days within a year) of some subset of individuals within the U.S.
EEZ if some animals spend extended time within the U.S. EEZ. Regarding
the severity of those individual takes by behavioral Level B
harassment, as explained in the 2018 AFTT final rule, the duration of
any exposure is expected to be between minutes and hours (i.e.,
relatively short) and the received sound levels largely below 172 dB,
with a portion up to 178 dB (i.e., of a moderate or lower level, less
likely to evoke a severe response). Also, the Navy currently implements
and would continue to implement time/area mitigation in the Northeast
that minimizes major training exercises and total sonar hours in an
area that significantly overlaps an important feeding area for minke
whales. This mitigation will reduce the severity of impacts to minke
whales by reducing interference in feeding that could result in lost
feeding opportunities or necessitate additional energy expenditure to
find other good foraging opportunities. Regarding the severity of TTS
takes, as explained in the 2018 AFTT final rule, they are expected to
be low-level and of short duration and the associated lost
opportunities and capabilities not at a level that would impact
reproduction or survival. For similar reasons the five estimated Level
A harassment takes by PTS for this stock are unlikely to have an effect
on the reproduction or survival of any individual, even if PTS were to
be experienced by an individual that also experiences one or more Level
B harassment takes.
Altogether, only a portion of the stock would be impacted and any
individual minke whale is likely to be disturbed at a low to moderate
level, with likely many animals exposed only once or twice and a subset
potentially disturbed across 5 to 10 likely non-sequential days,
minimized in biologically important areas. Even given the potential for
compromised health of some individuals, this low magnitude and severity
of effects is not expected to result in impacts on the reproduction or
survival of individuals, nor are these harassment takes combined with
the
[[Page 21168]]
potential mortality expected to adversely affect this stock through
impacts on annual rates of recruitment or survival for the stock. For
these reasons, we have preliminarily determined, in consideration of
all of the effects of the Navy's activities combined, that the proposed
authorized take would have a negligible impact on minke whales.
Fin Whale (Western North Atlantic Stock)
This stock spans the East Coast north into the Newfoundland waters
of Canada. There is no currently reported trend for the population and
there are no specific issues with the status of the stock that cause
particular concern (e.g., no UMEs), although the species is listed as
endangered under the ESA. NMFS proposes to authorize one mortality over
the seven years of the rule, or 0.14 annually. With the addition of
this 0.14 annual mortality, residual PBR is exceeded, which means the
total human-caused mortality would exceed residual PBR by 0.14.
However, as explained in the 2018 AFTT final rule, this does not mean
that the stock is not at or increasing toward its optimum sustainable
population level (OSP) or that one lethal take by the Navy over the
seven years covered by this rule would adversely affect the stock
through effects on annual rates of reproduction or survival.
Consideration of all applicable information indicates that the proposed
authorized mortality would not result in more than a negligible impact
on this stock.
The abundance of fin whales is likely significantly greater than
what is reflected in the current SAR because, as noted in the SAR, the
most recent population estimate is based only on surveys in U.S. waters
and slightly into Canada which does not include the habitat of the
entire stock as it extends over a very large additional area into Nova
Scotian and Newfoundland waters. Accordingly, if the PBR in the SAR
reflected the actual abundance across the entire range of the stock,
residual PBR would be notably higher. Additionally, the current
abundance estimate does not account for availability bias due to
submerged animals (i.e., estimates are not corrected to account for the
fact that given X number of animals seen at the surface, we can
appropriately assume that Y number were submerged and not counted).
Without a correction for this bias, the abundance estimate is likely
further biased low. Because of these limitations, the current
calculated PBR is not a reliable indicator of how removal of animals
will affect the stock's ability to reach or maintain OSP. We note that,
generally speaking, while the abundance may be underestimated in this
manner for some stocks due to the lack of surveys in areas outside of
the U.S. EEZ, it is also possible that the human-caused mortality could
be underestimated in the un-surveyed area. However, in the case of fin
whales, most mortality is caused by entanglement in gear that is
deployed relatively close to shore and, therefore, unrecorded mortality
offshore would realistically be proportionally less as compared to the
unsurveyed abundance and therefore the premise that PBR is likely
underestimated still holds. Given the small amount by which residual
PBR is exceeded and more significant degree (proportionally) to which
abundance is likely underestimated, it is reasonable to conclude that
if a more realistic PBR were used, the anticipated total human-caused
mortality would be notably under it.
We also note that 0.14 mortalities/serious injuries means one
mortality/serious injury in one of the seven years and zero
mortalities/serious injuries in six of the seven years. Therefore
residual PBR would not be exceeded in 86 percent of the years covered
by this rule. In situations where mortality/serious injury is
fractional, consideration must be given to the lessened impacts due to
the absence of mortality in six of the seven years. Further, as
described in the 2018 AFTT final rule, the Atlantic Large Whale Take
Reduction Plan directs multiple efforts and requirements towards
reducing mortality from commercial fishing (via gear modifications,
area closures, and other mechanisms) and NOAA Office of Law Enforcement
has reported high compliance rates. Nonetheless, the exceedance of
residual PBR calls for close attention to the remainder of impacts on
fin whales from this activity to ensure that the total authorized
impacts would be negligible.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances compared to
the abundance within the U.S. EEZ and both in and outside of the U.S.
EEZ, respectively, is 323 percent and 37 percent (Table 18). This
information suggests that something less than a third of the
individuals are likely impacted, but that there is likely some repeat
exposure (2-6 days within a year) of some subset of individuals within
the U.S. EEZ if some animals spend extended time within the U.S. EEZ.
Regarding the severity of those individual takes by behavioral Level B
harassment, as explained in the 2018 AFTT final rule, the duration of
any exposure is expected to be between minutes and hours (i.e.,
relatively short) and the received sound levels largely below 172 dB
(i.e., of a moderate or lower level, less likely to evoke a severe
response). Also, the Navy currently implements, and would continue to
implement time/area mitigation in the Northeast that minimizes major
training exercises and total sonar hours in an area that significantly
overlaps an important BIA feeding area for fin whales. This mitigation
will reduce the severity of impacts to fin whales by reducing
interference in feeding that could result in lost feeding opportunities
or necessitate additional energy expenditure to find other good
opportunities. Regarding the severity of TTS takes, as explained in the
2018 AFTT final rule, they are expected to be low-level, of short
duration, and mostly not in a frequency band that would be expected to
interfere with fin whale communication or other important low-frequency
cues, and the associated lost opportunities and capabilities are not at
a level that would impact reproduction or survival. For these same
reasons (low level and frequency band), while a small permanent loss of
hearing sensitivity may include some degree of energetic costs for
compensating or may mean some small loss of opportunities or detection
capabilities, at the expected scale the 33 estimated Level A harassment
takes by PTS for fin whales would be unlikely to impact behaviors,
opportunities, or detection capabilities to a degree that would
interfere with reproductive success or survival of any individuals,
even if PTS were experienced by an individual that also experiences one
or more Level B harassment takes.
Altogether, only a portion of the stock would be impacted and any
individual fin whale is likely to be disturbed at a low to moderate
level, with likely many animals exposed only once or twice and a subset
potentially disturbed across approximately six likely non-sequential
days, minimized in biologically important areas. This low magnitude and
severity of effects is not expected to result in impacts on
reproduction or survival of individuals, nor are these harassment takes
combined with the single potential mortality expected to adversely
affect this stock through impacts on annual rates of recruitment or
survival for the stock. For these reasons, we have preliminarily
determined, in consideration of all of the effects of the Navy's
activities combined, that the proposed authorized take would have a
negligible impact on fin whales.
[[Page 21169]]
Humpback Whale (Gulf of Maine Stock)
This feeding group stock of humpback whales is one of several
associated with the larger, and increasing, West Indies DPS. The Gulf
of Maine stock is reported in the SAR as increasing in abundance.
Nonetheless, humpback whales in the Atlantic are currently experiencing
a UME in which a portion of the whales have shown evidence of
entanglement or vessel strike. There have been nine strandings so far
in 2019 (2018 had 25 total strandings and 2017 had 24 total
strandings). NMFS proposes authorizing two mortalities over the seven-
year period (versus the one mortality over the five-year period of the
2018 AFTT Final Rule), as described in the Estimated Take of Marine
Mammals section above. Though an increase from the 2018 AFTT final
rule, this amount of mortality (0.29 per year) still falls below the
insignificance threshold of 10 percent of residual PBR (0.48) for the
Gulf of Maine stock based on a stock abundance of 896 from the 2018
draft SAR. Also, importantly, deaths of humpback whales along the
Atlantic coast (whether by ship strike or other source) must be
considered within the context of the larger West Indies DPS, as animals
along the coast could come from the Gulf of Maine stock or any of three
or more other associated feeding groups. Specifically, the West Indies
DPS numbers in excess of 10,000 whales and has an increasing growth
trend of 3.1 percent (Bettridge et al., 2015), with an associated PBR,
if calculated, much larger than that presented for the Gulf of Maine
stock. Further, as described in the 2018 AFTT final rule, the Atlantic
Large Whale Take Reduction Plan directs multiple efforts and
requirements towards reducing mortality from commercial fishing (via
gear modifications, area closures, and other mechanisms) and NOAA
Office of Law Enforcement has reported high compliance rates.
Therefore, even though the potential for M/SI from the Navy's
activities has increased since the 2018 AFTT final rule, there is no
information to indicate that the loss of two whales over seven years,
even if it were to occur, would adversely affect the stock through
effects on annual rates of recruitment or survival. See the Humpback
Whale section in the 2018 AFTT final rule for additional supporting
information.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances (of any
humpbacks) compared to the abundance within the U.S. EEZ and both in
and outside of the U.S. EEZ, respectively, is 141 percent and 16
percent (Table 18). This suggests that only a small portion of the
humpback whales in the AFTT Study Area would be likely impacted, with
perhaps some individuals taken on a few days of the year. It would be
impossible to determine exactly what portion of the takes are from the
Gulf of Maine stock. However, based on information in the 2018 AFTT
final rule, which indicated about one third of the humpback whales
traversing the Atlantic Coast likely come from the Gulf of Maine stock,
we estimate that approximately 250 of the 749 total humpback whale
takes might be from the Gulf of Maine stock. Two hundred and fifty
represents about 28 percent of the minimum population estimate for the
Gulf of Maine humpback whale abundance in NMFS' draft 2018 SAR,
equating to an expectation that few animals would be exposed more than
one time. The remaining approximately 499 Level B harassment takes
would affect individuals from the much larger West Indies DPS, with a
relatively small percentage of individuals affected as the estimated
abundance is greater than 10,000. Regarding the severity of those
individual takes by behavioral Level B harassment, as explained in the
2018 AFTT final rule, the duration of any exposure is expected to be
between minutes and hours (i.e., relatively short) and the received
sound levels largely below 172 dB with a portion above 178 dB (i.e., of
a moderate or lower level, less likely to evoke a severe response).
Also, the Navy currently implements and would continue to implement
time/area mitigation in the Northeast that minimizes major training
exercises and total sonar hours in an area that significantly overlaps
with an important feeding area for humpbacks. This mitigation will
reduce the severity of impacts to humpbacks by reducing interference in
feeding that could result in lost feeding opportunities or necessitate
additional energy expenditure to find other good opportunities.
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level and of short duration and
the associated lost opportunities and capabilities not at a level that
would impact reproduction or survival. For similar reasons the three
estimated Level A harassment takes by PTS for this stock are unlikely
to have any effect on the reproduction or survival of any individual,
even if PTS were to be experienced by an individual that also
experiences one or more Level B harassment takes.
Altogether, only a portion of the stock or DPS is impacted and any
individual humpback whale would likely be disturbed at a low-moderate
level, with most animals exposed only once or twice, and minimized in
biologically important areas. This low magnitude and severity of
effects is not expected to result in impacts on the reproduction or
survival of any individuals, nor are these harassment takes combined
with the proposed authorized mortalities expected to adversely affect
this stock through impacts on annual rates of recruitment or survival
for the stock. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on
humpback whales.
Sei Whale (Nova Scotia Stock)
This stock spans the northern East Coast and up to southern
Newfoundland. There is no currently reported trend for the population
and there are no specific issues with the status of the stock that
cause particular concern (e.g., no UMEs), although the species is
listed as endangered under the ESA. NMFS would authorize one mortality
over the seven years of the rule, or 0.14 annually. With the addition
of this 0.14 annual mortality, residual PBR is exceeded, which means
the total human-caused mortality would exceed residual PBR by 0.44.
However, as explained in the 2018 AFTT final rule, this does not mean
that the stock is not at or increasing toward its OSP or that one
lethal take by the Navy over the seven years covered by this rule would
adversely affect the stock through effects on annual rates of
reproduction or survival. Consideration of all applicable information
indicates that the proposed authorized mortality would not result in
more than a negligible impact on this stock.
As noted in the SAR, the abundance of sei whales is likely
significantly greater than what is reflected in the current SAR because
the population estimate is based only on surveys in U.S. waters and
slightly into Canada, which does not cover the habitat of the entire
stock, as it extends over a large additional area around to the south
of Newfoundland. Accordingly, if a PBR were calculated based on an
appropriately enlarged abundance, it would be higher. Additionally, the
current abundance estimate does not account for availability bias due
to submerged animals (i.e., estimates are not corrected to account for
the fact that given X number of animals seen at the surface, we can
appropriate assume that
[[Page 21170]]
Y number were submerged and not counted). Without a correction for this
bias, the abundance estimate is likely biased low. Because of these
limitations, the current calculated PBR is not a reliable indicator of
how removal of animals will affect the stock's ability to reach or
maintain OSP. We note that, generally speaking, while the abundance may
be underestimated in this manner for some stocks due to the lack of
surveys in areas outside of the U.S. EEZ, it is also possible that the
human-caused mortality could be underestimated in the un-surveyed area.
However, in the case of sei whales, most mortality is caused by ship
strike and the density of ship traffic is higher the closer you are to
shore (making strikes more likely closer to shore) and, therefore,
unrecorded mortality offshore would realistically be proportionally
less as compared to the unsurveyed abundance and therefore the premise
that PBR is likely underestimated still holds.
Given the small amount by which residual PBR is exceeded and more
significant degree (proportionally) to which abundance is likely
underestimated, it is reasonable to think that if a more realistic PBR
were used, the anticipated total human-caused mortality would be
notably under residual PBR. We also note that 0.14 mortalities/serious
injuries means one mortality/serious injury in one of the seven years
and zero mortalities/serious injuries in six of the seven years.
Further, as described in the 2018 AFTT final rule the Atlantic Large
Whale Take Reduction Plan directs multiple efforts and requirements
towards reducing mortality from commercial fishing (via gear
modifications, area closures, and other mechanisms) and NOAA Office of
Law Enforcement has reported high compliance rates.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances compared to
the abundance within the U.S. EEZ and both in and outside of the U.S.
EEZ, respectively, is 317 percent and 7 percent (Table 18). This
information suggests that only a very small portion of individuals in
the stock would be likely impacted, but that there would likely be some
repeat exposure (several days within a year) of some subset of
individuals within the U.S. EEZ if some animals spend extended time
within the U.S. EEZ. Regarding the severity of those individual takes
by behavioral Level B harassment, as explained in the 2018 AFTT final
rule, the duration of any exposure is expected to be between minutes
and hours (i.e., relatively short) and the received sound levels
largely below 172 dB with a portion up to 178 dB (i.e., of a moderate
or lower level, less likely to evoke a severe response). Also, the Navy
implements time/area mitigation in the Northeast that minimizes major
training exercises and total sonar hours in an area that significantly
overlaps an important BIA feeding area for sei whales, which will
reduce the severity of impacts to sei whales by reducing interference
in feeding that could result in lost feeding opportunities or
necessitate additional energy expenditure to find other good
opportunities. Regarding the severity of TTS takes, as explained in the
2018 AFTT final rule, they are expected to be low-level and of short
duration and the associated lost opportunities and capabilities not at
a level that would impact reproduction or survival. For similar reasons
the four estimated Level A harassment takes by PTS for this stock are
unlikely to have any effect on the reproduction or survival of any
individual, even if PTS were to be experienced by an individual that
also experiences one or more Level B harassment takes.
Altogether, only a small portion of the stock would be impacted and
any individual sei whale would likely be disturbed at a low-moderate
level, with likely many animals exposed only once or twice and a subset
potentially disturbed across a few days, minimized in biologically
important areas. This low magnitude and severity of harassment effects
is not expected to result in impacts on individual reproduction or
survival, nor are these harassment takes combined with the single
potential mortality expected to adversely affect this stock through
impacts on annual rates of recruitment or survival. For these reasons,
we have preliminarily determined, in consideration of all of the
effects of the Navy's activities combined, that the proposed authorized
take would have a negligible impact on sei whales.
Odontocetes
Sperm Whales, Dwarf Sperm Whales, and Pygmy Sperm Whales
In Table 19 below for sperm whale, dwarf sperm whales, and pygmy
sperm whales, we indicate the total annual mortality, Level A and Level
B harassment, and a number indicating the instances of total take as a
percentage of abundance. Table 19 is unchanged from Table 73 in the
2018 AFTT final rule, except for updated information on mortality, as
discussed above. For additional information and analysis supporting the
negligible-impact analysis, see the Odontocetes discussion as well as
the Sperm Whales, Dwarf Sperm Whales, and Pygmy Sperm Whales discussion
in the Group and Species-Specific Analyses section of the 2018 AFTT
final rule, all of which remains applicable to this proposed rule
unless specifically noted.
[[Page 21171]]
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Below we compile and summarize the information that supports our
determination that the Navy's activities would not adversely affect any
species or stocks through effects on annual rates of recruitment or
survival for any of the affected species and stocks addressed in this
section.
Sperm Whale (North Atlantic Stock)
This stock spans the East Coast out into oceanic waters well beyond
the U.S. EEZ. There is no currently reported trend for the stock and,
although the species is listed as endangered under the ESA, there are
no specific issues with the status of the stock that cause particular
concern (e.g., no UMEs). NMFS proposes to authorize one mortality over
the seven years covered by this rule, and the resulting 0.14 annual
mortality which falls below 10 percent of residual PBR (0.28), remains
below the PBR insignificance threshold. As discussed in the 2018 AFTT
final rule, there are no known factors, information, or unusual
circumstances that indicate that this potential M/SI below the
insignificance threshold could have adverse effects on the stock
through effects on annual rates of recruitment or survival. One Level A
harassment take by tissue damage is also estimated and proposed for
authorization which, as discussed in the 2018 AFTT final rule, could
range in impact from minor to something just less than M/SI that could
seriously impact fitness. However, given the Navy's mitigation and the
sperm whale's large size, which improves detection by Lookouts,
exposure at the closer to the source and more severe end of the
spectrum is less likely, and we cautiously assume some moderate impact
for this single take that could lower one individual's fitness within
the year such that a female (assuming a 50 percent chance of the one
take being a female) might forego reproduction for one year. As
discussed in the 2018 AFTT final rule, foregone reproduction has less
of an impact on population rates than death (especially for one year)
and one instance would not be expected to impact annual rates of
recruitment or survival, even if it were a female.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances of harassment
compared to the abundance within the U.S. EEZ and both in and outside
of the U.S. EEZ, respectively, is 544 percent and 41 percent (Table
19). This information, combined with the known range of the stock,
suggests that something less than one half of the individuals in the
stock would likely be impacted, but that there would likely be some
repeat exposure (2-11 days within a year) of some subset of individuals
that remain within the U.S. EEZ for an extended time. Regarding the
severity of those individual takes by behavioral Level B harassment, as
explained in the 2018 AFTT final rule, the duration of any exposure
response is expected to be between minutes and hours (i.e., relatively
short) and the received sound levels largely between 160 and 172 dB
(i.e., of a lower, to occasionally moderate, level). Regarding the
severity of TTS takes, as explained in the 2018 AFTT final rule, they
are expected to be low-level and of short duration and the associated
lost opportunities and capabilities not at a level that would impact
reproduction or survival. For similar reasons three estimated Level A
harassment takes by PTS for this stock is unlikely to have any effect
on the reproduction or survival of any individual, even if PTS were to
be experienced by an individual that also experiences one or more Level
B harassment takes.
Altogether, only a small portion of the stock would be impacted and
any individual sperm whale would likely be disturbed at a low-moderate
level, with the majority of animals likely disturbed
[[Page 21172]]
once or not at all, and a subset potentially disturbed across 2-11
likely non-sequential days. Even for an animal disturbed at the high
end of this range (11 days over a year), given the low to moderate
impact from each incident, and the fact that few days with take would
likely be sequential, no impacts to individual fitness are expected.
This low to occasionally moderate magnitude and severity of effects is
not expected to result in impacts on reproduction or survival, and nor
are these harassment takes combined with the single proposed authorized
mortality and one possible instance of foregone reproduction expected
to adversely affect the stock through annual rates of recruitment or
survival. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on
North Atlantic sperm whales.
Sperm Whale, Dwarf Sperm Whale, and Pygmy Sperm Whale (Gulf of Mexico
Stocks)
These stocks suffer from lingering health issues from the DWH oil
spill (6-7 percent of individuals of these stocks with adverse health
effects), which means that some could be more susceptible to exposure
to other stressors, and negative population effects (21-42 years until
the DWH oil-injured population trajectory is projected to catch up with
the baseline population trajectory (i.e., in the absence of DWH,
reported as years to recovery). Neither mortality nor tissue damage
from explosives is anticipated or proposed to be authorized for any of
these three stocks, and sperm whales are not expected to incur PTS.
Regarding the magnitude of Level B harassment takes (TTS and behavioral
disruption), the number of estimated instances of harassment compared
to the abundance is 54-78 percent (Table 19), which suggests that for
each of the three species/stocks either this percentage of the
individuals in these stocks would all be taken by harassment on a
single day, or a small subset may be taken on a few days and the
remainder not taken at all. Regarding the severity of those individual
takes by behavioral Level B harassment, as explained in the 2018 AFTT
final rule, the duration of any exposure response is expected to be
between minutes and hours (i.e., relatively short) and the received
sound levels are largely between 160 and 172 dB (i.e., of a lower
level, less likely to evoke a severe response). Additionally, the Navy
is currently implementing and would continue to implement mitigation
areas for sperm whales that are expected to reduce impacts in important
feeding areas, further lessening the severity of impacts. Regarding the
severity of TTS takes, as explained in the 2018 AFTT final rule, they
are expected to be low-level, of short duration, and mostly not in a
frequency band that would be expected to interfere significantly with
conspecific communication, echolocation, or other important low-
frequency cues. Also, there is no reason to believe that any individual
would incur these TTS takes more than a few days in a year, and the
associated lost opportunities and capabilities would not be expected to
impact reproduction or survival. For these same reasons (low level and
frequency band), while a small permanent loss of hearing sensitivity
may include some degree of energetic costs for compensating or may mean
some small loss of opportunities or detection capabilities, 70
estimated Level A harassment takes by PTS for each of the two Kogia
stocks in the Gulf of Mexico would be unlikely to impact behaviors,
opportunities, or detection capabilities to a degree that would
interfere with reproductive success or survival of any individual, even
if PTS were to be experienced by an animal that also experiences one or
more Level B harassment takes.
Altogether, only a portion of these stocks would be impacted and
any individual sperm, dwarf sperm, or pygmy sperm whale is likely to be
disturbed at a low to occasionally moderate level and no more than a
few days per year. Even given the fact that some of the affected
individuals may have compromised health, there is nothing to suggest
that such a low magnitude and severity of effects would result in
impacts on the reproduction or survival of individuals, much less
annual rates of recruitment or survival for any of the stocks. For
these reasons, we have preliminarily determined, in consideration of
all of the effects of the Navy's activities combined, that the proposed
authorized take would have a negligible impact on the Gulf of Mexico
stocks of sperm whales, dwarf sperm whales, and pygmy sperm whales.
Pygmy and Dwarf Sperm Whales (Western North Atlantic Stocks)
These stocks span the deeper waters of the East Coast north to
Canada and out into oceanic waters beyond the U.S. EEZ. There is no
currently reported trend for these populations and there are no
specific issues with the status of the stocks that cause particular
concern. Neither mortality nor tissue damage from explosives is
anticipated or proposed to be authorized for these stocks. Regarding
the magnitude of Level B harassment takes (TTS and behavioral
disruption), the number of estimated instances of harassment compared
to the abundance within the U.S. EEZ and both in and outside of the
U.S. EEZ, respectively, is 2,105 percent and 360 percent (Table 19).
This information, combined with the known range of the stock, suggests
that while not all of the individuals in these stocks would most likely
be taken (because they span well into oceanic waters) of those that are
taken, most would be taken over several repeated days (though likely
not sequential) and some subset that spends extended time within the
U.S. EEZ would likely be taken over a larger amount of days (likely 15-
42 days during a year), some of which could be sequential.
Regarding the severity of the individual takes by behavioral Level
B harassment, as explained in the 2018 AFTT final rule, the duration of
any exposure response is expected to be between minutes and hours (and
likely not more than 24 hours) and the received sound levels are
largely between 160 and 172 dB (i.e., of a lower level, less likely to
evoke a severe response). Additionally, while interrupted feeding bouts
are a known response and concern for odontocetes, we also know that
there are often viable alternative habitat options in the relative
vicinity. Regarding the severity of TTS takes, as explained in the 2018
AFTT final rule, they are expected to be low-level, of short duration
and mostly not in a frequency band that would be expected to interfere
significantly with conspecific communication, echolocation, or other
important low-frequency cues. Also, there is no reason to believe that
any individual would incur these TTS takes more than a few days in a
year, and the associated lost opportunities and capabilities would not
be expected to impact reproduction or survival. For these same reasons
(low level and frequency band), while a small permanent loss of hearing
sensitivity may include some degree of energetic costs for compensating
or may mean some small loss of opportunities or detection capabilities,
at the expected scale the 94 estimated Level A harassment takes by PTS
for each of the two Kogia stocks in the North Atlantic would be
unlikely to impact behaviors, opportunities, or detection capabilities
to a degree that would interfere with reproductive success or survival
of any individual, even if PTS were to be experienced by an individual
that also
[[Page 21173]]
experiences one or more Level B harassment takes.
Altogether, most of the stock would likely be taken (at a low to
occasionally moderate level) over several days a year, and some smaller
portion of the stock would likely be taken on a relatively moderate to
high number of days across the year, some of which could be sequential
days. Though the majority of impacts are expected to be of a lower to
sometimes moderate severity, the larger number of takes (in total and
for certain individuals) makes it more likely (probabilistically) that
a small number of individuals could be interrupted during foraging in a
manner and amount such that impacts to the energy budgets of females
(from either losing feeding opportunities or expending considerable
energy to find alternative feeding options) could cause them to forego
reproduction for a year (energetic impacts to males generally have
little impact on population rates unless they cause death, and it takes
extreme energy deficits beyond what would ever be likely to result from
these activities to cause the death of an adult marine mammal). As
noted previously and discussed more fully in the 2018 AFTT final rule,
however, foregone reproduction (especially for one year) has far less
of an impact on population rates than mortality, and a small number of
instances of foregone reproduction would not be expected to adversely
impact annual rates of recruitment or survival, especially given that
PBR for both of these stocks is 21. For these reasons, in consideration
of all of the effects of the Navy's activities combined, we have
preliminarily determined that the proposed authorized take would have a
negligible impact on the Western North Atlantic stocks of pygmy and
dwarf sperm whales.
Dolphins and Small Whales
In Table 20 below for dolphins and small whales, we indicate the
total annual mortality, Level A and Level B harassment, and a number
indicating the instances of total take as a percentage of abundance.
Table 20 is unchanged from Table 74 in the 2018 AFTT final rule, except
for updated information on mortality, as discussed above. For
additional information and analysis supporting the negligible-impact
analysis, see the Odontocetes discussion as well as the Dolphins and
Small Whales discussion in the Group and Species-Specific Analyses
section of the 2018 AFTT final rule, all of which remains applicable to
this proposed rule unless specifically noted.
[[Page 21174]]
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[[Page 21175]]
[GRAPHIC] [TIFF OMITTED] TP13MY19.014
Below we compile and summarize the information that supports our
determination that the Navy's activities would not adversely affect any
species or stocks through effects on annual rates of recruitment or
survival for any of the affected species or stocks addressed in this
section.
Atlantic White-Sided Dolphin and Short-Beaked Common Dolphin (Western
North Atlantic Stocks)
There is no currently reported trend for these stocks and there are
no specific issues with the status of these stocks that cause
particular concern (e.g., no UMEs). We anticipate and therefore propose
to authorize one and six mortalities over the course of seven years for
these two stocks, which is 0.14 and 0.86 annual mortalities for each
stock, respectively. Given the large residual PBR values for these
stocks (248 and 148), this number of mortalities falls well under the
insignificance threshold. There are no known factors, information, or
unusual circumstances that indicate that this estimated M/SI below the
insignificance threshold could have adverse effects on these stocks
through effects on annual rates of recruitment or survival. Some Level
A harassment take by tissue damage from explosives has also been
estimated and proposed to be authorized for these stocks (3 and 36,
respectively). As discussed previously and in the 2018 AFTT final rule,
tissue damage effects could range in impact from minor to something
just less than M/SI that could seriously impact fitness. However, given
the Navy's mitigation, which makes exposure at the closer to the source
and more severe end of the spectrum less likely, we cautiously assume
some moderate impact for this category of take that could lower an
individual's fitness within the year such that females (assuming a 50
percent chance that a take is a female) might forego reproduction for
one year. As noted previously, foregone reproduction has less of an
impact on population rates than death (especially for one year) and the
number of takes anticipated for each stock would not be expected to
impact annual rates of recruitment or survival, even if all of the
takes were females (which would be highly unlikely), especially given
the high residual PBRs of these stocks. In other words, if the stocks
can absorb the numbers of mortalities indicated through each stock's
residual PBR without impacting ability to approach OSP, they could
absorb the significantly lesser effects of a small number of one-year
delay in calving.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances of harassment
compared to the abundance within the U.S. EEZ and both in and outside
of the U.S. EEZ for these two stocks, respectively, is 308-777 percent
and 34-110 percent (Table 20). This information suggests that some
portion of these stocks would likely not be taken at all, but that
there would likely be some repeat exposure (2-15 days within a year) of
some subset of individuals. Regarding the severity of those individual
takes by behavioral Level B harassment, as explained in the 2018 AFTT
final rule, the duration of any exposure response is expected to be
between minutes and hours (i.e., relatively short) and the received
sound levels largely below 172 dB (i.e., of a lower level, less likely
to evoke a severe response). Additionally, while we do not have a
specific reason to expect that these takes would occur sequentially on
more than several days in a row or be more severe in nature, the
probability of this occurring increases the higher the total take
numbers. While interrupted feeding bouts are a known response and
concern for odontocetes, we also know that there are often viable
alternative habitat options in the relative vicinity. Given the higher
number of takes and the associated abundances (especially for short-
beaked common dolphin) we acknowledge the possibility that some smaller
subset of individuals could experience behavioral disruption of a
degree that impacts energetic budgets such that reproduction could be
delayed for a year. However, considering the potential reproductive
effects from tissue damage and from these levels of take by behavioral
Level B harassment, in combination with the estimated mortality, this
degree of effect on the small subset of individuals that could be
affected is still not expected to adversely affect the stocks through
effects on annual rates of recruitment or survival.
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would be expected to significantly
interfere with dolphin communication, or echolocation or other
important low-frequency cues. Therefore, the associated lost
opportunities and capabilities would not be expected to impact
reproduction or survival of any individuals. For these same reasons
(low level and the likely frequency band), while a small permanent loss
of hearing sensitivity may include some degree of energetic costs for
compensating or may mean some small loss of opportunities or detection
capabilities, the estimated Level A harassment takes by PTS for the two
dolphin stocks (7 and 101, respectively) would be unlikely to impact
behaviors, opportunities, or detection capabilities to a degree that
would interfere with reproductive success or survival of any
individual, even if PTS were to be experienced by an animal that also
experiences one or more Level B harassment takes.
Altogether, individual dolphins would likely be taken at a low
level, with some animals likely taken once or not at all, many
potentially disturbed at low levels across 2-15 predominantly non-
sequential days, and a small number potentially experiencing a level of
effects that could result in curtailed reproduction for one year. This
magnitude and severity of effects, including consideration of the
estimated mortality, is not expected to result in impacts on annual
rates of recruitment
[[Page 21176]]
or survival for either of the stocks, especially given the status of
the stocks. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on
these two Western North Atlantic stocks of dolphins.
Pantropical Spotted Dolphin and Spinner Dolphin (Gulf of Mexico Stocks)
As described in the 2018 AFTT final rule, the Gulf of Mexico
dolphin stocks indicated in Table 20 suffer from lingering health
issues resulting from the DWH oil spill (7 and 17 percent of
individuals of these stocks, respectively, have adverse health
effects), which means that some of them could be more susceptible to
exposure to other stressors, as well as negative population effects
(predicting it will take up to 39 and 105 years, respectively, for
stocks to return to population growth rates predicted in the absence of
DWH effects). We propose to authorize one mortality over the course of
seven years for each of these two stocks, respectively, which is 0.14
annual mortalities for each stock. Given the large residual PBR values
for these stocks (402 and 62, respectively), this number of mortalities
falls well under the insignificance threshold. As discussed in the 2018
AFTT final rule, there are no known factors, information, or unusual
circumstances that indicate that this estimated M/SI below the
insignificance threshold could have adverse effects on these stocks
through effects on annual rates of recruitment or survival. Some Level
A harassment take by tissue damage from explosives has also been
estimated and proposed to be authorized for these stocks (6 and 14,
respectively). As noted previously, tissue damage effects could range
in impact from minor to something just less than M/SI that could
seriously impact fitness. However, given the Navy's mitigation, which
makes exposure at the closer to the source and more severe end of the
spectrum less likely, we cautiously assume some moderate impact for
this category of take that could lower an individual's fitness within
the year such that females (assuming a 50 percent chance that a take is
a female) might forego reproduction for one year. As noted previously,
foregone reproduction has less of an impact on population rates than
death (especially for one year) and the number of takes anticipated for
each stock would not be expected to impact annual rates of recruitment
or survival, even if all of the takes were females (which would be
highly unlikely), especially given the high residual PBRs of these
stocks. In other words, if the stocks can absorb the numbers indicated
through each stock's residual PBR without impacting ability to approach
OSP, they can absorb the significantly lesser effect of a very small
number of one-year delay in calving.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances of harassment
compared to the abundance is 32 percent and 60 percent, respectively,
reflecting that only a subset of each stock would be taken by
behavioral Level B harassment within a year. Of that subset, those
taken would likely be taken one time, but if taken more than that, the
2 or 3 days would not likely be sequential (Table 20). Regarding the
severity of those individual takes by behavioral Level B harassment, as
explained in the 2018 AFTT final rule, the duration of any exposure
response is expected to be between minutes and hours (i.e., relatively
short) and the received sound levels largely below 172 dB (i.e., of a
lower to occasionally moderate severity).
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would be expected to significantly
interfere with dolphin communication, or echolocation or other
important low-frequency cues. Therefore, the associated lost
opportunities and capabilities are not expected to impact reproduction
or survival. For these same reasons (low level and the likely frequency
band), while a small permanent loss of hearing sensitivity may include
some degree of energetic costs for compensating or may mean some small
loss of opportunities or detection capabilities, the estimated Level A
harassment takes by PTS for the dolphin stocks addressed here (15 and
31, respectively) would be unlikely to impact behaviors, opportunities,
or detection capabilities to a degree that would interfere with
reproductive success or survival of any individuals.
Altogether, any individual dolphin would likely be taken at a low
to occasionally moderate level, with most animals likely not taken at
all and with a subset of animals being taken up to a few non-sequential
days. Even given the fact that some of the affected individuals may
have compromised health, there is nothing to suggest that such a low
magnitude and severity of effects, including the potential tissue
damage, would result in impacts on annual rates of recruitment or
survival for either of these two stocks. For these reasons, we have
preliminarily determined, in consideration of all of the effects of the
Navy's activities combined, that the proposed authorized take would
have a negligible impact on the Gulf of Mexico stocks of pantropical
spotted dolphins and spinner dolphins.
Western North Atlantic Dolphin Stocks (All Stocks in Table 20 Except
Atlantic White-Sided Dolphin and Short-Beaked Common Dolphin)
There are no specific issues with the status of these stocks that
cause particular concern (e.g., no UMEs). No mortality is expected nor
it proposed for authorization for these stocks. For some of these
stocks, some tissue damage has been estimated and proposed to be
authorized (1-9 depending on the stock). As discussed previously,
tissue damage effects could range in impact from minor to something
just less than M/SI that could seriously impact fitness. However, given
the Navy's mitigation, which makes exposure at the closer to the source
and more severe end of the spectrum less likely, we cautiously assume
some moderate impact for all these takes that could lower an
individual's fitness within the year such that a small number of
females (assuming a 50 percent chance of being a female) might forego
reproduction for one year. As noted previously, foregone reproduction
has less of an impact on population rates than death (especially for
one year) and one to a few instances would not be expected to impact
annual rates of recruitment or survival, even if all of the takes were
females (which would be highly unlikely), especially given the higher
residual PBRs, which is known for the majority of stocks. For stocks
with no calculated residual PBR or where abundance is unknown, the
limited information available on population size indicates that the
very low number of females who might forego reproduction would have no
effect on annual rates of recruitment or survival.
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances of harassment
compared to the abundance ranges up to 984 percent inside the U.S. EEZ
(though some are significantly lower) and is generally much lower
across the whole range of most stocks, reflecting that for many stocks
only a subset of the stock will be impacted--although alternately for a
few of the smaller bay stocks all individuals are expected to be taken
across multiple days (Table 20). Generally, individuals of most stocks
(especially bottlenose dolphins) might
[[Page 21177]]
be taken no more than several times each, while the other species in
this group will only accrue takes to a portion of the stock, but
individuals might be taken across 2-20 days within a year. Regarding
the severity of those individual takes by behavioral Level B
harassment, as explained in the 2018 AFTT final rule, the duration of
any exposure response is expected to be between minutes and hours
(i.e., relatively short) and the received sound levels largely below
172 dB (i.e., of a lower level, less likely to evoke a severe
response). While we do not have reason to expect that these takes would
occur sequentially on more than several days in a row or be more severe
in nature, the probability of this occurring increases the higher the
total take numbers. Given higher percentages when compared to
abundances, and especially where the absolute number of takes is higher
(e.g., spinner dolphin), we acknowledge the possibility that some
smaller subset of individuals (especially in the larger stocks with
higher total take numbers) could experience behavioral disruption of a
degree that impacts energetic budgets such that reproduction could be
delayed for a year. However, considering the very small number of
potential reproductive effects from Level A harassment by tissue damage
(1-9 depending on stock and assuming all individuals are female, which
is very unlikely) in addition to the possible reproductive effect on a
small subset of individuals from the takes by behavioral Level B
harassment, this degree of effects on a small subset of individuals is
still not expected to adversely affect annual rates of recruitment or
survival. For the smaller Estuarine stocks with the potential repeated
days of disturbance, we note that as described in the 2018 AFTT final
rule, the activities that the Navy conducts in inland areas (not MTEs,
etc.) are expected to generally result in lower severity responses,
further decreasing the likelihood that they would cause effects on
reproduction or survival, even if accrued over several sequential days.
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would be expected to significantly
interfere with dolphin communication, or echolocation or other
important low-frequency cues. Therefore, the associated lost
opportunities and capabilities would not be expected to impact
reproduction or survival. For these same reasons (low level and the
likely frequency band), while a small permanent loss of hearing
sensitivity may include some degree of energetic costs for compensating
or may mean some small loss of opportunities or detection capabilities,
the estimated Level A harassment takes by PTS for the dolphin stocks
addressed here (between 1 and 77) would be unlikely to impact
behaviors, opportunities, or detection capabilities to a degree that
would interfere with reproductive success or survival of any
individual, even if PTS were to be experienced by an individual that
also experiences one or more Level B harassment takes.
Altogether, any individual dolphin would likely be taken at a low
to occasionally moderate level, with some animals likely taken once or
not at all, a subset potentially disturbed across 2-20 predominantly
non-sequential days, and a small number potentially experiencing a
level of effects that could curtail reproduction for one year. The
magnitude and severity of effects described is not expected to result
in impacts on annual rates of recruitment or survival for any of the
stocks. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on
these Western North Atlantic stocks of dolphins.
Gulf of Mexico Dolphin Stocks (All of the Stocks Indicated in Table 20
Except Pantropical Spotted Dolphin and Spinner Dolphin)
As mentioned above and discussed in the 2018 AFTT final rule, the
Gulf of Mexico stocks indicated in Table 20 suffer from lingering
health issues resulting from the DWH oil spill (3-30 percent of
individuals of these stocks have adverse health effects), which means
that some of them could be more susceptible to exposure to other
stressors, as well as negative population effects (predicting it will
take up to 76 years, with that number varying across stocks, for stocks
to return to population growth rates predicted in the absence of DWH
effects). Of note, the Northern Coastal bottlenose dolphin adverse
effect statistics are about twice as high as the others (i.e., all
other stocks are below 17 percent). No mortality has been estimated or
proposed to be authorized for these stocks, however a few Level A
harassment takes by tissue damage from explosives (zero for most, 1-2
for a few, and 6 for the Atlantic spotted dolphin stock) are estimated
and proposed to be authorized. As noted previously, tissue damage
effects could range in impact from minor to something just less than M/
SI that could seriously impact fitness. However, given the Navy's
mitigation, which makes exposure at the closer to the source and more
severe end of the spectrum less likely, we cautiously assume some
moderate impact for these Level A harassment takes that could lower an
individual's fitness within the year such that a female (assuming a 50
percent chance of being a female) might forego reproduction for one
year. As noted previously, foregone reproduction has less of an impact
on population rates than death (especially for one year) and a few
instances, even up to six for the Atlantic spotted dolphin stock, would
not be expected to impact annual rates of recruitment or survival, even
if all of the takes were of females (which is highly unlikely).
Regarding the magnitude of Level B harassment takes (TTS and
behavioral disruption), the number of estimated instances of harassment
compared to the abundance ranges up to 177 percent, but is generally
much lower for most stocks, reflecting that generally only a subset of
each stock would be taken, with those in the subset taken only a few
non-sequential days of the year (Table 20). Regarding the severity of
those individual takes by Level B behavioral harassment, as explained
in the 2018 AFTT final rule, the duration of any exposure response is
expected to be between minutes and hours (i.e., relatively short) and
the received sound levels largely below 172 dB (i.e., of a lower to
occasionally moderate severity).
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would be expected to significantly
interfere with dolphin communication, or echolocation or other
important low-frequency cues. Therefore, the associated lost
opportunities and capabilities would not be expected to impact
reproduction or survival. For these same reasons (low level and the
likely frequency band), while a small permanent loss of hearing
sensitivity may include some degree of energetic costs for compensating
or may mean some small loss of opportunities or detection capabilities,
the estimated Level A harassment takes by PTS for the dolphin stocks
addressed here (all 3 or below, with the exception of three stocks with
much larger abundances with 4, 8, and 15 PTS takes) would be unlikely
to impact behaviors, opportunities, or detection capabilities to a
degree that would interfere with reproductive success or survival of
any individual, even if PTS were to be experienced by an animal that
also
[[Page 21178]]
experiences one or more Level B harassment takes.
Altogether, any individual dolphin would likely be taken at a low
to occasionally moderate level, with many animals likely not taken at
all and with a subset of animals being taken up to a few times. A very
small number could potentially experience tissue damage that could
curtail reproduction for one year. Even given the fact that some of the
affected individuals may have compromised health, there is nothing to
suggest that such a low magnitude and severity of effects would result
in impacts on annual rates of recruitment or survival for any of the
Gulf of Mexico stocks indicated in Table 20. For these reasons, we have
preliminarily determined, in consideration of all of the effects of the
Navy's activities combined, that the proposed authorized take would
have a negligible impact on these Gulf of Mexico stocks of dolphins.
Harbor Porpoise
In Table 21 below for porpoises, we indicate the total annual
mortality, Level A and Level B harassment, and a number indicating the
instances of total take as a percentage of abundance. Table 21 is
unchanged from Table 75 in the 2018 AFTT final rule. For additional
information and analysis supporting the negligible-impact analysis, see
the Odontocetes discussion as well as the Harbor Porpoise discussion in
the Group and Species-Specific Analyses section of the 2018 AFTT final
rule, all of which remains applicable to this proposed rule unless
specifically noted.
Table 21. Annual estimated takes by Level B harassment, Level A
harassment, and mortality for porpoises in the AFTT Study Area and
number indicating the instances of total take as a percentage of stock
abundance.
Note: In the table we compare estimated takes to abundance
estimates generated from the same underlying density estimate (as
described in the Estimated Take of Marine Mammals section of the 2018
AFTT final rule), versus abundance estimates directly from NMFS' SARs,
which are not based on the same data and would not be appropriate for
this purpose. Note that comparisons are made both within the U.S. EEZ
only (where density estimates have lesser uncertainty) and across the
whole Study Area (which offers a more comprehensive comparison for many
stocks).
Total takes inside and outside U.S. EEZ represent the sum of annual
Level A and Level B harassment from training and testing plus
harassment take from one large ship shock trial.
[GRAPHIC] [TIFF OMITTED] TP13MY19.015
Below we compile and summarize the information that supports our
determination that the Navy's activities would not adversely affect
harbor porpoises through effects on annual rates of recruitment or
survival.
The Gulf of Maine/Bay of Fundy stock of harbor porpoise is found
predominantly in northern U.S. coastal waters (<150 m depth) and up
into Canada's Bay of Fundy. No mortality or tissue damage by explosives
are anticipated or proposed for authorization for this stock and there
are no specific issues with the status of the stock that cause
particular concern (e.g., no UMEs). Regarding the magnitude of Level B
harassment takes (TTS and behavioral disruption), the number of
estimated instances compared to the abundance within the U.S. EEZ and
both in and outside of the U.S. EEZ, respectively, is 941 percent and
80 percent (Table 21). This information, combined with the known range
of the stock, suggests that only a portion of the individuals in the
stock would likely be impacted (i.e., notably less than 80 percent
given the likely repeats; in other words more than 20 percent would be
taken zero times), but that there would likely be some amount of repeat
exposures across days (perhaps 6-19 days within a year) for some subset
of individuals that spend extended times within the U.S. EEZ. Regarding
the severity of those individual takes by behavioral Level B
harassment, as explained in the 2018 AFTT final rule, the duration of
any exposure response is expected to be from minutes to hours and not
likely exceeding 24 hrs, and the received sound levels of the MF1 bin
are largely between 154 and 166 dB, which, for a harbor porpoise (which
have a lower behavioral Level B harassment threshold) would mostly be
considered a moderate level.
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would be expected to significantly
interfere with harbor porpoise communication, or echolocation or other
important low-frequency cues. Therefore, the associated lost
opportunities and capabilities would not be expected to impact
reproduction or survival. For these same reasons (low level and the
likely frequency band), while a small permanent loss of hearing
sensitivity
[[Page 21179]]
may include some degree of energetic costs for compensating or may mean
some small loss of opportunities or detection capabilities, the
estimated 454 Level A harassment takes by PTS for harbor porpoise would
be unlikely to impact behaviors, opportunities, or detection
capabilities to a degree that would interfere with reproductive success
or survival for most individuals, even if PTS were to be experienced by
an individual that also experiences one or more Level B harassment
takes. Because of the high number of PTS takes, we acknowledge that a
few animals could potentially incur permanent hearing loss of a higher
degree that could potentially interfere with their successful
reproduction and growth. However, given the status of the stock (high
abundance and residual PBR of 451), even if this occurred, it would not
adversely impact rates of recruitment or survival.
Altogether, because harbor porpoises are particularly sensitive, it
is likely that a fair number of the responses would be of a moderate
nature. Additionally, as noted, some portion of the stock may be taken
repeatedly on up to 19 days within a year, with some of those being
sequential. Given this and the larger number of total takes (both to
the stock and to individuals), it is more likely (probabilistically)
that some small number of individuals could be interrupted during
foraging in a manner and amount such that impacts to the energy budgets
of females (from either losing feeding opportunities or expending
considerable energy to find alternative feeding options) could cause
them to forego reproduction for a year (energetic impacts to males
generally have limited impact on population rates unless they cause
death, and it takes extreme energy deficits beyond what would ever be
likely to result from these activities to cause the death of an adult
marine mammal). As noted previously, however, foregone reproduction
(especially for one year) has far less of an impact on population rates
than mortality and a small number of instances would not be expected to
adversely impact annual rates of recruitment or survival, especially
given that the residual PBR of harbor porpoises is 451. All indications
are that the number of times in which reproduction would be likely to
be foregone would not affect the stock's annual rates of recruitment or
survival. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on
harbor porpoises.
Beaked Whales
In Table 22 below for beaked whales, we indicate the total annual
mortality, Level A and Level B harassment, and a number indicating the
instances of total take as a percentage of abundance. Table 22 is
unchanged from Table 76 in the 2018 AFTT final rule. For additional
information and analysis supporting the negligible-impact analysis, see
the Odontocetes discussion as well as the Beaked Whales discussion in
the Group and Species-Specific Analyses section of the 2018 AFTT final
rule, all of which remains applicable to this proposed rule unless
specifically noted.
[GRAPHIC] [TIFF OMITTED] TP13MY19.016
Below we compile and summarize the information that supports our
determination that the Navy's activities would not adversely affect any
species or stocks through effects on annual rates of recruitment or
survival for any of the affected species or stocks addressed in this
section.
Beaked Whales, Including Northern Bottlenose Whale (Western North
Atlantic Stocks)
These stocks span the deeper waters of the East Coast of the U.S.
north to Canada and out into oceanic waters beyond the U.S. EEZ. There
is no currently reported trend for these populations and there are no
specific issues with the status of the stocks that cause particular
concern. Neither mortality nor tissue damage from explosives is
anticipated or proposed for authorization for these stocks. Regarding
the magnitude of Level B harassment takes (TTS and behavioral
disruption), the number of estimated instances of harassment compared
to the abundance within the U.S. EEZ and both in and outside of the
U.S. EEZ is 1,567-1,836 percent and 148-297 percent, respectively
(Table 22). This information, combined with the known
[[Page 21180]]
range of the stocks, suggests that while not all of the individuals in
these stocks would most likely be taken (because they span well into
oceanic waters), of those that are, most would be taken over a few days
(though likely not sequential) and some subset that spends extended
time within the U.S. EEZ would likely be taken over a larger amount of
days (maybe 15-37), some of which could be sequential. Regarding the
severity of those individual takes by behavioral Level B harassment, as
explained in the 2018 AFTT final rule, the duration of any exposure
response is expected to generally be between minutes and hours and
largely between 148 and 160 dB, though with beaked whales, which are
considered somewhat more sensitive, this could mean that some
individuals will leave preferred habitat for a day or two. However,
while interrupted feeding bouts are a known response and concern for
odontocetes, we also know that there are often viable alternative
habitat options in the relative vicinity in the Western North Atlantic.
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would adversely affect communication,
inhibit echolocation, or otherwise interfere with other low-frequency
cues. Therefore any associated lost opportunities and capabilities
would not impact reproduction or survival. For the same reasons (low
level and frequency band) the one to three estimated Level A harassment
takes by PTS for these stocks are unlikely to have any effect on the
reproduction or survival of any individual, even if PTS were to be
experienced by an individual that also experiences one or more Level B
harassment takes.
Altogether, a small portion of the stock would likely be taken (at
a relatively moderate level) on a relatively moderate to high number of
days across the year, some of which could be sequential. Though the
majority of impacts are expected to be of a sometimes low, but more
likely, moderate magnitude and severity, the sensitivity of beaked
whales and larger number of takes makes it more likely
(probabilistically) that a small number of individuals could be
interrupted during foraging in a manner and amount such that impacts to
the energy budgets of females (from either losing feeding opportunities
or expending considerable energy to find alternative feeding options)
could cause them to forego reproduction for a year (energetic impacts
to males generally have limited impact on population rates unless they
cause death, and it takes extreme energy deficits beyond what would
ever be likely to result from these activities to cause the death of an
adult marine mammal). As noted previously, however, foregone
reproduction (especially for one year) has far less of an impact on
population rates than mortality and a small number of instances would
not be expected to adversely impact annual rates of recruitment or
survival. Based on the abundance of these stocks in the area and the
evidence of little, if any, known human-caused mortality, all
indications are that the small number of times in which reproduction
would be likely to be foregone would not affect the stocks' annual
rates of recruitment or survival. For these reasons, we have
preliminarily determined, in consideration of all of the effects of the
Navy's activities combined, that the proposed authorized take would
have a negligible impact on the Western North Atlantic stocks of beaked
whales.
Beaked Whales (Gulf of Mexico Stocks)
The animals in these stocks suffer from lingering health issues
resulting from the DWH oil spill (four percent of individuals of these
stocks have adverse health effects), which means that some of them
could be more susceptible to exposure to other stressors, and negative
population effects (10 years for their growth rate to recover to the
rate predicted for the stocks if they had not incurred spill impacts).
Neither mortality nor tissue damage from explosives is anticipated or
proposed for authorization for these stocks. Level A harassment take
from PTS is also unlikely to occur. Regarding the magnitude of Level B
harassment takes (TTS and behavioral disruption), the number of
estimated instances of harassment compared to the abundance is 148-155
percent (Table 22). This information indicates that either the
individuals in these stocks would all be taken by harassment one or two
days within a year, or that a subset would not be taken at all and a
small subset may be taken several times. Regarding the severity of
those individual takes, as explained in the 2018 AFTT final rule, the
duration of any exposure response is expected to generally be between
minutes and hours and largely between 148 and 160 dB, though with
beaked whales, which are considered somewhat more sensitive, this could
mean that some individuals will leave preferred habitat for a day or
two. However, while interrupted feeding bouts are a known response and
concern for odontocetes, we also know that there are often viable
alternative habitat options in the relative vicinity in the Gulf of
Mexico. Regarding the severity of TTS takes, as explained in the 2018
AFTT final rule, they are expected to be low-level, of short duration,
and not in a frequency band that would adversely affect communication,
inhibit echolocation, or otherwise interfere with other low frequency
cues. Therefore any associated lost opportunities and capabilities
would not impact reproduction or survival.
Altogether, likely only a portion of these stocks would be impacted
and any individual beaked whale likely would be disturbed at a moderate
level for no more than a few days per year. Even given the fact that
some of the affected individuals may have compromised health, there is
nothing to suggest that this magnitude and severity of effects would
result in impacts on annual rates of recruitment or survival for any of
the stocks. For these reasons, we have preliminarily determined, in
consideration of all of the effects of the Navy's activities combined,
that the proposed authorized take would have a negligible impact on the
Gulf of Mexico stocks of beaked whales included in Table 22.
Pinnipeds
In Table 23 below for pinnipeds, we indicate the total annual
mortality, Level A and Level B harassment, and a number indicating the
instances of total take as a percentage of abundance. Table 23 is
unchanged from Table 77 in the 2018 AFTT final rule. For additional
information and analysis supporting the negligible-impact analysis, see
the Pinnipeds discussion in the Group and Species-Specific Analyses
section of the 2018 AFTT final rule, all of which remains applicable to
this proposed rule unless specifically noted.
[[Page 21181]]
[GRAPHIC] [TIFF OMITTED] TP13MY19.017
Below we compile and summarize the information that supports our
determination that the Navy's activities would not adversely affect any
pinnipeds through effects on annual rates of recruitment or survival
for any of the affected species or stocks addressed in this section.
The Western North Atlantic pinniped (harp seal, harbor seal, hooded
seal, and gray seal) stocks are northern, but highly migratory species.
While harp seals are limited to the northern portion of the U.S. EEZ,
gray and harbor seals may be found as far south as the Chesapeake Bay
in late fall and hooded seals migrate as far south as Puerto Rico. A
UME has been designated for seals from Maine to Virginia and the main
pathogen found in the seals that have been tested is phocine distemper
virus. Neither mortality nor tissue damage from explosives is
anticipated or proposed for authorization for any of these stocks.
Regarding the magnitude of Level B harassment takes (TTS and behavioral
disruption), the number of estimated instances of harassment compared
to the abundance that is expected within the AFTT Study Area is 34-225
percent, which suggests that only a subset of the animals in the AFTT
Study Area would be taken, but that a few might be taken on several
days within the year (1-5 days), but not likely on sequential days.
When the fact that some of these seals are residing in areas near Navy
activities is considered, we can estimate that perhaps some of those
individuals might be taken some higher number of days within the year
(up to approximately 10 days), but still with no reason to think that
these takes would occur on sequential days, which means that we would
not expect effects on reproduction or survival. Regarding the severity
of those individual behavioral Level B harassment takes, as explained
in the 2018 AFTT final rule, the duration of any exposure response is
expected to be between minutes and hours (i.e., relatively short) and
the received sound levels are largely below 172 dB, with some up to 178
dB (i.e., of a lower to moderate level, less likely to evoke a severe
response) and therefore there is no indication that the expected takes
by behavioral Level B harassment would have any effect on annual rates
of recruitment or survival.
Regarding the severity of TTS takes, as explained in the 2018 AFTT
final rule, they are expected to be low-level, of short duration, and
not in a frequency band that would adversely affect communication or
otherwise interfere with other low-frequency cues. Therefore any
associated lost opportunities and capabilities would not impact
reproduction or survival. For the same reasons (low level and frequency
band) the two to four estimated Level A harassment takes by PTS for
these stocks are unlikely to have any effect on the reproduction or
survival of any individual, even if PTS were to be experienced by an
animal that also experiences one or more Level B harassment takes.
Even given the fact that some of the affected harbor seal
individuals may have compromised health due to the UME, there is
nothing to suggest that such a low magnitude and severity of effects
would result in impacts on annual rates of recruitment or survival,
especially given that the stock abundance in the SAR is 75,839 with a
residual PBR of 1,651. Similarly, given the low magnitude and severity
of effects, there is no indication that these activities would affect
reproduction or survival of harp or hooded seals, much less adversely
affect rates of recruitment or survival, especially given that harp
seal abundance is estimated at 6.9 million and hooded seal residual PBR
is 13,950. Gray seals are experiencing a UME as well as an exceedance
of more than 4,299 M/SI above PBR. The NMFS SAR notes that the U.S.
portion of average annual human-caused M/SI in U.S. waters does not
exceed the portion of PBR in U.S. waters, and that while the status of
the gray seal population relative to OSP in U.S. Atlantic EEZ waters is
unknown the stock abundance appears to be increasing in U.S. and
Canadian waters (Hayes et al., 2018). Also, given the low magnitude
(take compared to abundance is 95 percent, meaning the subset of
individuals taken may be taken a few times on non-sequential days) and
low to occasionally moderate severity of impacts, no impacts to
individual reproduction or survival are expected and therefore no
effects on annual rates of recruitment or survival would occur. For
these reasons, in consideration of all of the effects of the Navy's
activities combined, we have preliminarily determined that the proposed
authorized take would have a
[[Page 21182]]
negligible impact on the Western North Atlantic stocks of gray seals,
harbor seals, hooded seals, and harp seals.
Determination
The 2018 AFTT final rule included a detailed discussion of all of
the anticipated impacts on the affected species and stocks from serious
injury and mortality, Level A harassment, and Level B harassment;
impacts on habitat; and how the Navy's mitigation and monitoring
measures reduced the number and/or severity of adverse effects. We
evaluated how these impacts and mitigation measures are expected to
combine, annually, to affect individuals of each stock. Those effects
were then evaluated in the context of whether they are reasonably
likely to impact reproductive success or survivorship of individuals
and then, if so, further analyzed to determine whether there would be
effects on annual rates of recruitment or survival that would adversely
affect the species or stock.
As described above, the basis for the negligible impact
determination is the assessment of effects on annual rates of
recruitment and survival. Accordingly, the analysis included in the
2018 AFTT final rule used annual activity levels, the best available
science, and approved methods to predict the annual impacts to marine
mammals, which were then analyzed in the context of whether each
species or stock would incur more than a negligible impact based on
anticipated adverse impacts to annual rates of recruitment or survival.
As we have described above, none of the factors upon which the
annually-based conclusions in the 2018 AFTT final rule were based have
changed in a manner that would change our determinations. Therefore,
even though this proposed rule includes two additional years, because
our findings are based on annual rates of recruitment and survival, and
nothing has changed in a manner that would change our 2018 AFTT rule
annual analyses, it is appropriate to rely on those analyses, as well
as the information and analysis discussed above, for this proposed
rule.
Based on the applicable information and analysis from the 2018 AFTT
final rule as updated with the information and analysis contained
herein on the potential and likely effects of the specified activities
on the affected marine mammals and their habitat, and taking into
consideration the implementation of the monitoring and mitigation
measures, NMFS preliminarily finds that the incidental take from the
specified activities will have a negligible impact on all affected
marine mammal species and stocks.
Subsistence Harvest of Marine Mammals
There are no subsistence uses or harvest of marine mammals in the
geographic area affected by the specified activities. Therefore, NMFS
has determined that the total taking affecting species or stocks would
not have an unmitigable adverse impact on the availability of such
species or stocks for taking for subsistence purposes.
ESA
There are six marine mammal species under NMFS jurisdiction that
are listed as endangered or threatened under the ESA with confirmed or
possible occurrence in the AFTT Study Area: Blue whale (Western North
Atlantic stock), fin whale (Western North Atlantic stock), sei whale
(Nova Scotia stock), sperm whale (Gulf of Mexico Oceanic stock and
North Atlantic stock), North Atlantic right whale (Western North
Atlantic stock), and Bryde's whale (Northern Gulf of Mexico stock). The
Navy consulted with NMFS pursuant to section 7 of the ESA for AFTT
activities. NMFS also consulted internally on the issuance of the 2018
AFTT regulations and LOAs under section 101(a)(5)(A) of the MMPA. NMFS
issued a Biological and Conference Opinion on October 22, 2018
concluding that the issuance of the 2018 AFTT final rule and subsequent
LOAs are not likely to jeopardize the continued existence of the
threatened and endangered species under NMFS' jurisdiction and are not
likely to result in the destruction or adverse modification of critical
habitat in the AFTT Study Area. The Biological and Conference Opinion
for this action is available at https://www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities. NMFS' Permits and Conservation Division
is currently discussing the 2019 Navy application with NMFS' ESA
Interagency Cooperation Division.
National Marine Sanctuaries Act
Federal agency actions that are likely to injure national marine
sanctuary resources are subject to consultation with the Office of
National Marine Sanctuaries (ONMS) under section 304(d) of the National
Marine Sanctuaries Act (NMSA).
On December 15, 2017, the Navy initiated consultation with ONMS and
submitted a Sanctuary Resource Statement (SRS) that discussed the
effects of the Navy's AFTT activities in the vicinity of Stellwagen
Bank, Gray's Reef, and Florida Keys National Marine Sanctuaries on
sanctuary resources. NMFS worked with the Navy in the development of
the SRS to ensure that it could serve jointly as an SRS for NMFS'
action under the MMPA as well.
On December 20, 2017, NMFS initiated consultation with ONMS on MMPA
incidental take regulations for the Navy's AFTT activities. NMFS
requested that ONMS consider the description and assessment of the
effects of the Navy's activities, which included an assessment of the
effects on marine mammals, included in the joint SRS submitted by the
Navy as satisfying NMFS' need to provide an SRS.
ONMS reviewed the SRS, as well as an addendum the Navy provided on
April 3, 2018. On April 12, 2018, ONMS found the SRS addendum
sufficient for the purposes of making an injury determination to
develop recommended alternatives as required by the NMSA. On May 15,
2018, ONMS recommended two reasonable and prudent measures to Navy and
NMFS (one of which applied to NMFS) to minimize injury and to protect
sanctuary resources. ONMS subsequently provided a slight modification
of those recommendations to the Navy and NMFS on August 1, 2018. On
August 17, 2018, the Navy agreed to implement both ONMS recommendations
and on October 30, 2018, NMFS agreed to implement the recommendation
that applied to NMFS. NMFS' Permits and Conservation Division is
currently discussing the 2019 Navy application with ONMS.
NEPA
To comply with the National Environmental Policy Act of 1969 (NEPA;
42 U.S.C. 4321 et seq.) and NOAA Administrative Order (NAO) 216-6A,
NMFS must evaluate our proposed actions and alternatives with respect
to potential impacts on the human environment. NMFS participated as a
cooperating agency on the 2018 AFTT FEIS/OEIS (published on September
14, 2018, https://www.aftteis.com) which evaluated impacts from Navy
training and testing activities in the AFTT Study Area for the
reasonably foreseeable future. In accordance with 40 CFR 1506.3, NMFS
independently reviewed and evaluated the 2018 AFTT FEIS/OEIS and
determined that it was adequate and sufficient to meet our
responsibilities under NEPA for the issuance of the 2018 AFTT final
rule and associated LOAs. NOAA therefore adopted the 2018 AFTT FEIS/
OEIS. In accordance with 40 CFR 1502.9 and the information and analysis
contained in this proposed rule, the Navy and NMFS as a
[[Page 21183]]
cooperating agency have made a preliminary determination that this
proposed rule and any subsequent LOAs would not result in impacts that
were not fully considered in the 2018 AFTT FEIS/OEIS. As indicated in
this proposed rule, the Navy has made no substantial changes to the
proposed action nor are there significant new circumstances or
information relevant to environmental concerns or its impacts. NMFS
will make a final NEPA determination prior to a decision whether to
issue a final rule.
Classification
The Office of Management and Budget has determined that this
proposed rule is not significant for purposes of Executive Order 12866.
Pursuant to the Regulatory Flexibility Act (RFA), the Chief Counsel
for Regulation of the Department of Commerce has certified to the Chief
Counsel for Advocacy of the Small Business Administration that this
proposed rule, if adopted, would not have a significant economic impact
on a substantial number of small entities. The RFA requires Federal
agencies to prepare an analysis of a rule's impact on small entities
whenever the agency is required to publish a notice of proposed
rulemaking. However, a Federal agency may certify, pursuant to 5 U.S.C.
605(b), that the action will not have a significant economic impact on
a substantial number of small entities. The Navy is the sole entity
that would be affected by this rulemaking, and the Navy is not a small
governmental jurisdiction, small organization, or small business, as
defined by the RFA. Any requirements imposed by an LOA issued pursuant
to these regulations, and any monitoring or reporting requirements
imposed by these regulations, would be applicable only to the Navy.
NMFS does not expect the issuance of these regulations or the
associated LOAs to result in any impacts to small entities pursuant to
the RFA. Because this action, if adopted, would directly affect the
Navy and not a small entity, NMFS concludes the action would not result
in a significant economic impact on a substantial number of small
entities.
List of Subjects in 50 CFR Part 218
Exports, Fish, Imports, Incidental take, Indians, Labeling, Marine
mammals, Navy, Penalties, Reporting and recordkeeping requirements,
Seafood, Sonar, Transportation.
Dated: May 6, 2019.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine
Fisheries Service.
For reasons set forth in the preamble, 50 CFR part 218 is proposed
to be amended as follows:
PART 218--REGULATIONS GOVERNING THE TAKING AND IMPORTING OF MARINE
MAMMALS
0
1. The authority citation for part 218 continues to read as follows:
Authority: 16 U.S.C. 1361 et seq., unless otherwise noted.
0
2. Revise subpart I of part 218 to read as follows:
Subpart I--Taking and Importing Marine Mammals; U.S. Navy's Atlantic
Fleet Training and Testing (AFTT)
Sec.
218.80 Specified activity and specified geographical region.
218.81 Effective dates.
218.82 Permissible methods of taking.
218.83 Prohibitions.
218.84 Mitigation requirements.
218.85 Requirements for monitoring and reporting.
218.86 Letters of Authorization.
218.87 Renewals and modifications of Letters of Authorization.
218.88-218.89 [Reserved]
Subpart I--Taking and Importing Marine Mammals; U.S. Navy's
Atlantic Fleet Training and Testing (AFTT)
Sec. 218.80 Specified activity and geographical region.
(a) Regulations in this subpart apply only to the U.S. Navy for the
taking of marine mammals that occurs in the area described in paragraph
(b) of this section and that occurs incidental to the activities listed
in paragraph (c) of this section.
(b) The taking of marine mammals by the Navy under this subpart may
be authorized in Letters of Authorization (LOAs) only if it occurs
within the Atlantic Fleet Training and Testing (AFTT) Study Area, which
includes areas of the western Atlantic Ocean along the East Coast of
North America, portions of the Caribbean Sea, and the Gulf of Mexico.
The AFTT Study Area begins at the mean high tide line along the U.S.
East Coast and extends east to the 45-degree west longitude line, north
to the 65-degree north latitude line, and south to approximately the
20-degree north latitude line. The AFTT Study Area also includes Navy
pierside locations, bays, harbors, and inland waterways, and civilian
ports where training and testing occurs.
(c) The taking of marine mammals by the Navy is only authorized if
it occurs incidental to the Navy conducting training and testing
activities, including:
(1) Training. (i) Amphibious warfare;
(ii) Anti-submarine warfare;
(iii) Electronic warfare;
(iv) Expeditionary warfare;
(v) Mine warfare;
(vi) Surface warfare, and
(vii) Pile driving.
(2) Testing. (i) Naval Air Systems Command Testing Activities;
(ii) Naval Sea System Command Testing Activities; and
(iii) Office of Naval Research Testing Activities.
Sec. 218.81 Effective dates.
Regulations in this subpart are effective from [DATE OF PUBLICATION
OF FINAL RULE IN THE Federal Register] through November 13, 2025.
Sec. 218.82 Permissible methods of taking.
(a) Under LOAs issued pursuant to Sec. Sec. 216.106 of this
chapter and 218.86, the Holder of the LOAs (hereinafter ``Navy'') may
incidentally, but not intentionally, take marine mammals within the
area described in Sec. 218.80(b) by Level A harassment and Level B
harassment associated with the use of active sonar and other acoustic
sources and explosives as well as serious injury or mortality
associated with ship shock trials and vessel strikes, provided the
activity is in compliance with all terms, conditions, and requirements
of these regulations in this subpart and the applicable LOAs.
(b) The incidental take of marine mammals by the activities listed
in Sec. 218.80(c) is limited to the following species:
Table 1 to Sec. 218.82
------------------------------------------------------------------------
Species Stock
------------------------------------------------------------------------
Suborder Mysticeti (baleen whales)
------------------------------------------------------------------------
Family Balaenidae (right whales):
North Atlantic right whale *....... Western.
[[Page 21184]]
Family Balaenopteridae (roquals):
Blue whale *....................... Western North Atlantic (Gulf of
St. Lawrence).
Bryde's whale *.................... Northern Gulf of Mexico.
NSD.
Minke whale........................ Canadian East Coast.
Fin whale *........................ Western North Atlantic.
Humpback whale..................... Gulf of Maine.
Sei whale *........................ Nova Scotia.
------------------------------------------------------------------------
Suborder Odontoceti (toothed whales).
------------------------------------------------------------------------
Family Physeteridae (sperm whale):
Sperm whale *...................... Gulf of Mexico Oceanic.
North Atlantic.
Family Kogiidae (sperm whales):
Dwarf sperm whale.................. Gulf of Mexico Oceanic.
Western North Atlantic.
Pygmy sperm whale.................. Northern Gulf of Mexico.
Western North Atlantic.
Family Ziphiidae (beaked whales):
Blainville's beaked whale.......... Northern Gulf of Mexico.
Western North Atlantic.
Cuvier's beaked whale.............. Northern Gulf of Mexico.
Western North Atlantic.
Gervais' beaked whale.............. Northern Gulf of Mexico.
Western North Atlantic.
Northern bottlenose whale.......... Western North Atlantic.
Sowersby's beaked whale............ Western North Atlantic.
True's beaked whale................ Western North Atlantic.
Family Delphinidae (dolphins)
Atlantic spotted dolphin........... Northern Gulf of Mexico.
Western North Atlantic.
Atlantic white-sided dolphin....... Western North Atlantic.
Bottlenose dolphin................. Choctawhatchee Bay.
Gulf of Mexico Eastern Coastal.
Gulf of Mexico Northern
Coastal.
Gulf of Mexico Western Coastal.
Indian River Lagoon Estuarine
System.
Jacksonville Estuarine System.
Mississippi Sound, Lake Borgne,
Bay Boudreau.
Northern Gulf of Mexico
Continental Shelf.
Northern Gulf of Mexico
Oceanic.
Northern North Carolina
Estuarine System.
Southern North Carolina
Estuarine System.
Western North Atlantic Northern
Florida Coastal.
Western North Atlantic Central
Florida Coastal.
Western North Atlantic Northern
Migratory Coastal.
Western North Atlantic
Offshore.
Western North Atlantic South
Carolina/Georgia Coastal.
Western North Atlantic Southern
Migratory Coastal.
Clymene dolphin.................... Northern Gulf of Mexico.
Western North Atlantic.
False killer whale................. Northern Gulf of Mexico.
Western North Atlantic.
Fraser's dolphin................... Northern Gulf of Mexico.
Western North Atlantic.
Killer whale....................... Northern Gulf of Mexico.
Western North Atlantic.
Long-finned pilot whale............ Western North Atlantic.
Melon-headed whale................. Northern Gulf of Mexico.
Western North Atlantic.
Pantropical spotted dolphin........ Northern Gulf of Mexico.
Western North Atlantic.
Pygmy killer whale................. Northern Gulf of Mexico.
Western North Atlantic.
Risso's dolphin.................... Northern Gulf of Mexico.
Western North Atlantic.
Rough-toothed dolphin.............. Northern Gulf of Mexico.
Western North Atlantic.
Short-beaked common dolphin........ Western North Atlantic.
Short-finned pilot whale........... Northern Gulf of Mexico.
Western North Atlantic.
[[Page 21185]]
Spinner dolphin.................... Northern Gulf of Mexico.
Western North Atlantic.
Striped dolphin.................... Northern Gulf of Mexico.
Western North Atlantic.
White-beaked dolphin............... Western North Atlantic.
Family Phocoenidae (porpoises):
Harbor porpoise.................... Gulf of Maine/Bay of Fundy.
------------------------------------------------------------------------
Suborder Pinnipedia
------------------------------------------------------------------------
Family Phocidae (true seals):
Gray seal.......................... Western North Atlantic.
Harbor seal........................ Western North Atlantic.
Harp seal.......................... Western North Atlantic.
Hooded seal........................ Western North Atlantic.
------------------------------------------------------------------------
Sec. 218.83 Prohibitions.
Notwithstanding incidental takings contemplated in Sec. 218.82(a)
and authorized by LOAs issued under Sec. Sec. 216.106 of this chapter
and 218.86, no person in connection with the activities listed in Sec.
218.80(c) may:
(a) Violate, or fail to comply with the terms, conditions, and
requirements of this subpart or an LOA issued under Sec. 216.106 of
this chapter and Sec. 218.86;
(b) Take any marine mammal not specified in Sec. 218.82(b);
(c) Take any marine mammal specified Sec. 218.82(b) in any manner
other than as specified in the LOAs; or
(d) Take a marine mammal specified Sec. 218.82(b) if NMFS
determines such taking results in more than a negligible impact on the
species or stocks of such marine mammal.
Sec. 218.84 Mitigation requirements.
When conducting the activities identified in Sec. 218.80(c), the
mitigation measures contained in any LOAs issued under Sec. Sec.
216.106 of this chapter and 218.86 must be implemented. These
mitigation measures include, but are not limited to:
(a) Procedural mitigation. Procedural mitigation is mitigation that
the Navy must implement whenever and wherever an applicable training or
testing activity takes place within the AFTT Study Area for each
applicable activity category or stressor category and includes acoustic
stressors (i.e., active sonar, air guns, pile driving, weapons firing
noise), explosive stressors (i.e., sonobuoys, torpedoes, medium-caliber
and large-caliber projectiles, missiles and rockets, bombs, sinking
exercises, mines, anti-swimmer grenades, line charge testing and ship
shock trials), and physical disturbance and strike stressors (i.e.,
vessel movement; towed in-water devices; small-, medium-, and large-
caliber non-explosive practice munitions; non-explosive missiles and
rockets; non-explosive bombs and mine shapes).
(1) Environmental awareness and education. Appropriate personnel
(including civilian personnel) involved in mitigation and training or
testing activity reporting under the specified activities must complete
one or more modules of the U.S. Navy Afloat Environmental Compliance
Training Series, as identified in their career path training plan.
Modules include: Introduction to the U.S. Navy Afloat Environmental
Compliance Training Series, Marine Species Awareness Training, U.S.
Navy Protective Measures Assessment Protocol, and U.S. Navy Sonar
Positional Reporting System and Marine Mammal Incident Reporting.
(2) Active sonar. Active sonar includes low-frequency active sonar,
mid-frequency active sonar, and high-frequency active sonar. For
vessel-based active sonar activities, mitigation applies only to
sources that are positively controlled and deployed from manned surface
vessels (e.g., sonar sources towed from manned surface platforms). For
aircraft-based active sonar activities, mitigation applies only to
sources that are positively controlled and deployed from manned
aircraft that do not operate at high altitudes (e.g., rotary-wing
aircraft). Mitigation does not apply to active sonar sources deployed
from unmanned aircraft or aircraft operating at high altitudes (e.g.,
maritime patrol aircraft).
(i) Number of Lookouts and observation platform. (A) Hull-mounted
sources. One Lookout for platforms with space or manning restrictions
while underway (at the forward part of a small boat or ship) and
platforms using active sonar while moored or at anchor (including
pierside); two Lookouts for platforms without space or manning
restrictions while underway (at the forward part of the ship); and four
Lookouts for pierside sonar testing activities at Port Canaveral,
Florida and Kings Bay, Georgia.
(B) Sources that are not hull-mounted sources. One Lookout on the
ship or aircraft conducting the activity.
(ii) Mitigation zones and requirements. During the activity, at
1,000 yard (yd) Navy personnel must power down 6 decibels (dB), at 500
yd Navy personnel must power down an additional 4 dB (for a total of 10
dB), and at 200 yd Navy personnel must shut down for low-frequency
active sonar >=200 dB and hull-mounted mid-frequency active sonar; or
at 200 yd Navy personnel must shut down for low-frequency active sonar
<200 dB, mid-frequency active sonar sources that are not hull-mounted,
and high-frequency active sonar.
(A) Prior to the initial start of the activity (e.g., when
maneuvering on station), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed, Navy
personnel must relocate or delay the start until the mitigation zone is
clear. Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of active sonar transmission.
(B) During low-frequency active sonar at or above 200 dB and hull-
mounted mid-frequency active sonar, Navy personnel must observe the
mitigation zone for marine mammals and power down active sonar
transmission by 6 dB if marine mammals are observed within 1,000 yd of
the sonar source; power down by an additional 4 dB (10 dB total) if
marine mammals are observed within 500 yd of the sonar source; and
cease transmission if marine mammals are observed within 200 yd of the
sonar source.
[[Page 21186]]
(C) During low-frequency active sonar below 200 dB, mid-frequency
active sonar sources that are not hull mounted, and high-frequency
active sonar, Navy personnel must observe the mitigation zone for
marine mammals and cease active sonar transmission if marine mammals
are observed within 200 yd of the sonar source.
(D) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing or powering up active sonar transmission) until
one of the following conditions has been met: The animal is observed
exiting the mitigation zone; the animal is thought to have exited the
mitigation zone based on a determination of its course, speed, and
movement relative to the sonar source; the mitigation zone has been
clear from any additional sightings for 10 minutes (min) for aircraft-
deployed sonar sources or 30 min for vessel-deployed sonar sources; for
mobile activities, the active sonar source has transited a distance
equal to double that of the mitigation zone size beyond the location of
the last sighting; or for activities using hull-mounted sonar where a
dolphin(s) is observed in the mitigation zone, the Lookout concludes
that the dolphin(s) is deliberately closing in on the ship to ride the
ship's bow wave, and is therefore out of the main transmission axis of
the sonar (and there are no other marine mammal sightings within the
mitigation zone).
(3) Air guns. (i) Number of Lookouts and observation platform. One
Lookout must be positioned on a ship or pierside.
(ii) Mitigation zone and requirements. 150 yd around the air gun.
(A) Prior to the initial start of the activity (e.g., when
maneuvering on station), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed, Navy
personnel must relocate or delay the start until the mitigation zone is
clear. Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of air gun use.
(B) During the activity, Navy personnel must observe the mitigation
zone for marine mammals; if marine mammals are observed, Navy personnel
must cease use of air guns.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing air gun use) until one of the following conditions
has been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the air
gun; the mitigation zone has been clear from any additional sightings
for 30 min; or for mobile activities, the air gun has transited a
distance equal to double that of the mitigation zone size beyond the
location of the last sighting.
(4) Pile driving. Pile driving and pile extraction sound during
Elevated Causeway System training.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned on the shore, the elevated causeway, or a small boat.
(ii) Mitigation zone and requirements. 100 yd around the pile
driver.
(A) Prior to the initial start of the activity (for 30 min), Navy
personnel must observe the mitigation zone for floating vegetation; if
floating vegetation is observed, Navy personnel must delay the start
until the mitigation zone is clear. Navy personnel also must observe
the mitigation zone for marine mammals; if marine mammals are observed,
Navy personnel must delay the start of pile driving or vibratory pile
extraction.
(B) During the activity, Navy personnel must observe the mitigation
zone for marine mammals; if marine mammals are observed, Navy personnel
must cease impact pile driving or vibratory pile extraction.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing pile driving or pile extraction) until one of the
following conditions has been met: The animal is observed exiting the
mitigation zone; the animal is thought to have exited the mitigation
zone based on a determination of its course, speed, and movement
relative to the pile driving location; or the mitigation zone has been
clear from any additional sightings for 30 min.
(5) Weapons firing noise. Weapons firing noise associated with
large-caliber gunnery activities.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned on the ship conducting the firing. Depending on the
activity, the Lookout could be the same as the one provided for under
Explosive medium-caliber and large-caliber projectiles or under Small-,
medium-, and large-caliber non-explosive practice munitions in
paragraph (a)(8)(i) and (a)(19)(i) of this section.
(ii) Mitigation zone and requirements. Thirty degrees on either
side of the firing line out to 70 yd from the muzzle of the weapon
being fired.
(A) Prior to the initial start of the activity, Navy personnel must
observe the mitigation zone for floating vegetation; if floating
vegetation is observed, Navy personnel must relocate or delay the start
until the mitigation zone is clear. Navy personnel also must observe
the mitigation zone for marine mammals; if marine mammals are observed,
Navy personnel must relocate or delay the start of weapons firing.
(B) During the activity, Navy personnel must observe the mitigation
zone for marine mammals; if marine mammals are observed, Navy personnel
must cease weapons firing.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing weapons firing) until one of the following
conditions has been met: The animal is observed exiting the mitigation
zone; the animal is thought to have exited the mitigation zone based on
a determination of its course, speed, and movement relative to the
firing ship; the mitigation zone has been clear from any additional
sightings for 30 min; or for mobile activities, the firing ship has
transited a distance equal to double that of the mitigation zone size
beyond the location of the last sighting.
(6) Explosive Sonobuoys. (i) Number of Lookouts and observation
platform. One Lookout must be positioned in an aircraft or on small
boat. If additional platforms are participating in the activity,
personnel positioned in those assets (e.g., safety observers,
evaluators) must support observing the mitigation zone for marine
mammals and other applicable biological resources while performing
their regular duties.
(ii) Mitigation zone and requirements. 600 yd around an explosive
sonobuoy.
(A) Prior to the initial start of the activity (e.g., during
deployment of a sonobuoy field, which typically lasts 20-30 min), Navy
personnel must observe the mitigation zone for floating vegetation; if
floating vegetation is observed, Navy personnel must relocate
[[Page 21187]]
or delay the start until the mitigation zone is clear. Navy personnel
must conduct passive acoustic monitoring for marine mammals and use
information from detections to assist visual observations. Navy
personnel also must visually observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of sonobuoy or source/receiver pair detonations.
(B) During the activity, Navy personnel must observe the mitigation
zone for marine mammals; if marine mammals are observed, Navy personnel
must cease sonobuoy or source/receiver pair detonations.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing detonations) until one of the following conditions
has been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
sonobuoy; or the mitigation zone has been clear from any additional
sightings for 10 min when the activity involves aircraft that have fuel
constraints (e.g., helicopter), or 30 min when the activity involves
aircraft that are not typically fuel constrained.
(D) After completion of the activity (e.g., prior to maneuvering
off station)--when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(7) Explosive torpedoes. (i) Number of Lookouts and observation
platform. One Lookout positioned in an aircraft. If additional
platforms are participating in the activity, Navy personnel positioned
in those assets (e.g., safety observers, evaluators) must support
observing the mitigation zone for marine mammals and other applicable
biological resources while performing their regular duties.
(ii) Mitigation zone and requirements. 2,100 yd around the intended
impact location.
(A) Prior to the initial start of the activity (e.g., during
deployment of the target), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed,
relocate or delay the start until the mitigation zone is clear. Navy
personnel also must conduct passive acoustic monitoring for marine
mammals and use the information from detections to assist visual
observations. Navy personnel must visually observe the mitigation zone
for marine mammals and jellyfish aggregations; if marine mammals or
jellyfish aggregations are observed, Navy personnel must relocate or
delay the start of firing.
(B) During the activity, Navy personnel must observe for marine
mammals and jellyfish aggregations; if marine mammals or jellyfish
aggregations are observed, Navy personnel must cease firing.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing firing) until one of the following conditions has
been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended impact location; or the mitigation zone has been clear from
any additional sightings for 10 min when the activity involves aircraft
that have fuel constraints, or 30 min when the activity involves
aircraft that are not typically fuel constrained.
(D) After completion of the activity (e.g., prior to maneuvering
off station)--when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(8) Explosive medium-caliber and large-caliber projectiles. Gunnery
activities using explosive medium-caliber and large-caliber
projectiles. Mitigation applies to activities using a surface target.
(i) Number of Lookouts and observation platform. One Lookout must
be on the vessel or aircraft conducting the activity. For activities
using explosive large-caliber projectiles, depending on the activity,
the Lookout could be the same as the one described in Weapons Firing
Noise in paragraph (a)(5)(i) of this section. If additional platforms
are participating in the activity, Navy personnel positioned in those
assets (e.g., safety observers, evaluators) must support observing the
mitigation zone for marine mammals and other applicable biological
resources while performing their regular duties.
(ii) Mitigation zone and requirements. (A) 200 yd around the
intended impact location for air-to-surface activities using explosive
medium-caliber projectiles.
(B) 600 yd around the intended impact location for surface-to-
surface activities using explosive medium-caliber projectiles.
(C) 1,000 yd around the intended impact location for surface-to-
surface activities using explosive large-caliber projectiles.
(D) Prior to the initial start of the activity (e.g., when
maneuvering on station), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed, Navy
personnel must relocate or delay the start until the mitigation zone is
clear. Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of firing.
(E) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
firing.
(F) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing firing) until one of the following conditions has
been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended impact location; the mitigation zone has been clear from any
additional sightings for 10 min for aircraft-based firing or 30 min for
vessel-based firing; or for activities using mobile targets, the
intended impact location has transited a distance equal to double that
of the mitigation zone size beyond the location of the last sighting.
[[Page 21188]]
(G) After completion of the activity (e.g., prior to maneuvering
off station)--when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(9) Explosive missiles and rockets. Aircraft-deployed explosive
missiles and rockets. Mitigation applies to activities using a surface
target.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned in an aircraft. If additional platforms are participating
in the activity, Navy personnel positioned in those assets (e.g.,
safety observers, evaluators) must support observing the mitigation
zone for marine mammals and other applicable biological resources while
performing their regular duties.
(ii) Mitigation zone and requirements. (A) 900 yd around the
intended impact location for missiles or rockets with 0.6-20 lb net
explosive weight.
(B) 2,000 yd around the intended impact location for missiles with
21-500 lb net explosive weight.
(C) Prior to the initial start of the activity (e.g., during a fly-
over of the mitigation zone), Navy personnel must observe the
mitigation zone for floating vegetation; if floating vegetation is
observed, Navy personnel must relocate or delay the start until the
mitigation zone is clear. Navy personnel also must observe the
mitigation zone for marine mammals; if marine mammals are observed,
Navy personnel must relocate or delay the start of firing.
(D) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
firing.
(E) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing firing) until one of the following conditions has
been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended impact location; or the mitigation zone has been clear from
any additional sightings for 10 min when the activity involves aircraft
that have fuel constraints, or 30 min when the activity involves
aircraft that are not typically fuel constrained.
(F) After completion of the activity (e.g., prior to maneuvering
off station)--when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(10) Explosive bombs. (i) Number of Lookouts and observation
platform. One Lookout must be positioned in an aircraft conducting the
activity. If additional platforms are participating in the activity,
Navy personnel positioned in those assets (e.g., safety observers,
evaluators) must support observing the mitigation zone for marine
mammals and other applicable biological resources while performing
their regular duties.
(ii) Mitigation zone and requirements. 2,500 yd around the intended
target.
(A) Prior to the initial start of the activity (e.g., when arriving
on station), Navy personnel must observe the mitigation zone for
floating vegetation; if floating vegetation is observed, Navy personnel
must relocate or delay the start until the mitigation zone is clear.
Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of bomb deployment.
(B) During the activity (e.g., during target approach), Navy
personnel must observe for marine mammals; if marine mammals are
observed, Navy personnel must cease bomb deployment.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing bomb deployment) until one of the following
conditions has been met: The animal is observed exiting the mitigation
zone; the animal is thought to have exited the mitigation zone based on
a determination of its course, speed, and movement relative to the
intended target; the mitigation zone has been clear from any additional
sightings for 10 min; or for activities using mobile targets, the
intended target has transited a distance equal to double that of the
mitigation zone size beyond the location of the last sighting.
(D) After completion of the activity (e.g., prior to maneuvering
off station)--when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(11) Sinking exercises. (i) Number of Lookouts and observation
platform. Two Lookouts (one must be positioned in an aircraft and one
must be positioned on a vessel). If additional platforms are
participating in the activity, Navy personnel positioned in those
assets (e.g., safety observers, evaluators) must support observing the
mitigation zone for marine mammals and other applicable biological
resources while performing their regular duties.
(ii) Mitigation zone and requirements. 2.5 nautical miles (nmi)
around the target ship hulk.
(A) Prior to the initial start of the activity (90 min prior to the
first firing), Navy personnel must conduct aerial observations of the
mitigation zone for floating vegetation; if floating vegetation is
observed Navy personnel must delay the start until the mitigation zone
is clear. Navy personnel also must conduct aerial observations of the
mitigation zone for marine mammals and jellyfish aggregations; if
marine mammals or jellyfish aggregations are observed, Navy personnel
must delay the start of firing.
(B) During the activity, Navy personnel must conduct passive
acoustic monitoring for marine mammals and use information from
detections to assist visual observations. Navy personnel must visually
observe the mitigation zone for marine mammals from the vessel; if
marine mammals are observed, Navy personnel must cease firing.
Immediately after any planned or unplanned breaks in weapons firing of
longer than two hours, Navy personnel must observe the mitigation zone
for marine mammals from the aircraft and vessel; if marine mammals are
observed,
[[Page 21189]]
Navy personnel must delay recommencement of firing.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing firing) until one of the following conditions has
been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the target
ship hulk; or the mitigation zone has been clear from any additional
sightings for 30 min.
(D) After completion of the activity (for two hours after sinking
the vessel or until sunset, whichever comes first), Navy personnel must
observe for marine mammals in the vicinity of where detonations
occurred; if any injured or dead marine mammals are observed, Navy
personnel must follow established incident reporting procedures. If
additional platforms are supporting this activity (e.g., providing
range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(12) Explosive mine countermeasure and neutralization activities.
(i) Number of Lookouts and observation platform. (A) One Lookout must
be positioned on a vessel or in an aircraft when implementing the
smaller mitigation zone defined at paragraph (a)(12)(ii)(A) of this
section (using 0.1-5 lb net explosive weight charges).
(B) Two Lookouts (one must be in an aircraft and one must be on a
small boat) when implementing the larger mitigation zone defined at
paragraph (a)(12)(ii)(B) of this section (using 6-650 lb net explosive
weight charges).
(C) If additional platforms are participating in the activity, Navy
personnel positioned in those assets (e.g., safety observers,
evaluators) must support observing the mitigation zone for marine
mammals and other applicable biological resources while performing
their regular duties.
(ii) Mitigation zone and requirements. (A) 600 yd around the
detonation site for activities using 0.1-5 lb net explosive weight.
(B) 2,100 yd around the detonation site for activities using 6-650
lb net explosive weight (including high explosive target mines).
(C) Prior to the initial start of the activity (e.g., when
maneuvering on station; typically, 10 min when the activity involves
aircraft that have fuel constraints, or 30 min when the activity
involves aircraft that are not typically fuel constrained), Navy
personnel must observe the mitigation zone for floating vegetation; if
floating vegetation is observed, Navy personnel must relocate or delay
the start until the mitigation zone is clear. Navy personnel also must
observe the mitigation zone for marine mammals; if marine mammals are
observed, Navy personnel must relocate or delay the start of
detonations.
(D) During the activity, Navy personnel must observe the mitigation
zone for marine mammals; if marine mammals are observed, the Navy must
cease detonations.
(E) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing detonations) until one of the following conditions
has been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to detonation
site; or the mitigation zone has been clear from any additional
sightings for 10 min when the activity involves aircraft that have fuel
constraints, or 30 min when the activity involves aircraft that are not
typically fuel constrained.
(F) After completion of the activity (typically 10 min when the
activity involves aircraft that have fuel constraints, or 30 min when
the activity involves aircraft that are not typically fuel
constrained), Navy personnel must observe for marine mammals in the
vicinity of where detonations occurred; if any injured or dead marine
mammals are observed, Navy personnel must follow established incident
reporting procedures. If additional platforms are supporting this
activity (e.g., providing range clearance), these Navy assets must
assist in the visual observation of the area where detonations
occurred.
(13) Explosive mine neutralization activities involving navy
divers--(i) Number of Lookouts and observation platform. (A) Two
Lookouts must be positioned (two small boats with one Lookout each, or
one Lookout must be on a small boat and one must be in a rotary-wing
aircraft) when implementing the smaller mitigation zone defined at
paragraph (a)(13)(ii)(A) of this section.
(B) Four Lookouts must be positioned (two small boats with two
Lookouts each), and a pilot or member of an aircrew must serve as an
additional Lookout if aircraft are used during the activity, when
implementing the larger mitigation zone defined at paragraph
(a)(13)(ii)(B) of this section.
(C) All divers placing the charges on mines must support the
Lookouts while performing their regular duties and must report
applicable sightings to their supporting small boat or Range Safety
Officer.
(D) If additional platforms are participating in the activity, Navy
personnel positioned in those assets (e.g., safety observers,
evaluators) must support observing the mitigation zone for marine
mammals and other applicable biological resources while performing
their regular duties.
(ii) Mitigation zone and requirements. (A) 500 yd around the
detonation site during activities under positive control using 0.1-20
lb net explosive weight.
(B) 1,000 yd around the detonation site during all activities using
time-delay fuses (0.1-20 lb net explosive weight) and during activities
under positive control using 21-60 lb net explosive weight charges.
(C) Prior to the initial start of the activity (e.g., when
maneuvering on station for activities under positive control; 30 min
for activities using time-delay firing devices), Navy personnel must
observe the mitigation zone for floating vegetation; if floating
vegetation is observed, Navy personnel must relocate or delay the start
until the mitigation zone is clear. Navy personnel also must observe
the mitigation zone for marine mammals; if marine mammals are observed,
Navy personnel must relocate or delay the start of detonation or fuse
initiation.
(D) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
detonation or fuse initiation. To the maximum extent practicable
depending on mission requirements, safety, and environmental
conditions, boats must position themselves near the mid-point of the
mitigation zone radius (but outside of the detonation plume and human
safety zone), must position themselves on opposite sides of the
detonation location (when two boats are used), and must travel in a
circular pattern around the detonation location with one Lookout
observing inward toward the detonation site and the other observing
outward toward the perimeter of the mitigation zone. If used, aircraft
must travel in a circular pattern around the detonation location to the
maximum extent practicable. Navy personnel must not set time-delay
firing devices (0.1-20 lb. net explosive weight) to exceed 10 min.
[[Page 21190]]
(E) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing detonations) until one of the following conditions
has been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
detonation site; or the mitigation zone has been clear from any
additional sightings for 10 min during activities under positive
control with aircraft that have fuel constraints, or 30 min during
activities under positive control with aircraft that are not typically
fuel constrained and during activities using time-delay firing devices.
(F) After completion of an activity (for 30 min), Navy personnel
must observe for marine mammals in the vicinity of where any
detonations have occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(14) Maritime security operations--anti-swimmer grenades--(i)
Number of Lookouts and observation platform. One Lookout must be
positioned on the small boat conducting the activity. If additional
platforms are participating in the activity, Navy personnel positioned
in those assets (e.g., safety observers, evaluators) must support
observing the mitigation zone for marine mammals and other applicable
biological resources while performing their regular duties.
(ii) Mitigation zone and requirements. 200 yd around the intended
detonation location.
(A) Prior to the initial start of the activity (e.g., when
maneuvering on station), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed, Navy
personnel must relocate or delay the start until the mitigation zone is
clear. Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of detonation.
(B) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
detonation.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing detonations) until one of the following conditions
has been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended detonation location; the mitigation zone has been clear from
any additional sightings for 30 min; or the intended detonation
location has transited a distance equal to double that of the
mitigation zone size beyond the location of the last sighting.
(D) After completion of the activity (e.g., prior to maneuvering
off station), when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(15) Line charge testing--(i) Number of Lookouts and observation
platform. One Lookout must be positioned on a vessel. If additional
platforms are participating in the activity, Navy personnel positioned
in those assets (e.g., safety observers, evaluators) must support
observing the mitigation zone for marine mammals and other applicable
biological resources while performing their regular duties.
(ii) Mitigation zone and requirements. 900 yd around the intended
detonation location.
(A) Prior to the initial start of the activity (e.g., when
maneuvering on station), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed, Navy
personnel must delay the start until the mitigation zone is clear. Navy
personnel also must observe the mitigation zone for marine mammals; if
marine mammals are observed, Navy personnel must delay the start of
detonations.
(B) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
detonations.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing detonations) until one of the following conditions
has been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended detonation location; or the mitigation zone has been clear
from any additional sightings for 30 min.
(D) After completion of the activity (e.g., prior to maneuvering
off station), when practical (e.g., when platforms are not constrained
by fuel restrictions or mission-essential follow-on commitments), Navy
personnel must observe for marine mammals in the vicinity of where
detonations occurred; if any injured or dead marine mammals are
observed, Navy personnel must follow established incident reporting
procedures. If additional platforms are supporting this activity (e.g.,
providing range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(16) Ship shock trials--(i) Number of Lookouts and observation
platform. (A) A minimum of ten Lookouts or trained marine species
observers (or a combination thereof) must be positioned either in an
aircraft or on multiple vessels (i.e., a Marine Animal Response Team
boat and the test ship).
(1) If aircraft are used, Lookouts or trained marine species
observers must be in an aircraft and on multiple vessels.
(2) If aircraft are not used, a sufficient number of additional
Lookouts or trained marine species observers must be used to provide
vessel-based visual observation comparable to that achieved by aerial
surveys.
(B) If additional platforms are participating in the activity, Navy
personnel positioned in those assets (e.g., safety observers,
evaluators) must support observing the mitigation zone for marine
mammals and other applicable biological resources while performing
their regular duties.
(ii) Mitigation zone and requirements. 3.5 nmi around the ship
hull.
(A) The Navy must not conduct ship shock trials in the Jacksonville
Operating Area during North Atlantic right whale calving season from
November 15 through April 15.
(B) The Navy must develop detailed ship shock trial monitoring and
mitigation plans approximately one-year
[[Page 21191]]
prior to an event and must continue to provide these to NMFS for review
and approval.
(C) Pre-activity planning must include selection of one primary and
two secondary areas where marine mammal populations are expected to be
the lowest during the event, with the primary and secondary locations
located more than 2 nmi from the western boundary of the Gulf Stream
for events in the Virginia Capes Range Complex or Jacksonville Range
Complex.
(D) If it is determined during pre-activity surveys that the
primary area is environmentally unsuitable (e.g., observations of
marine mammals or presence of concentrations of floating vegetation),
the shock trial can be moved to a secondary site in accordance with the
detailed mitigation and monitoring plan provided to NMFS.
(E) Prior to the initial start of the activity at the shock trial
location (in intervals of 5 hrs, 3 hrs, 40 min, and immediately before
the detonation), Navy personnel must observe the mitigation zone for
floating vegetation; if floating vegetation is observed, Navy personnel
must delay the start until the mitigation zone is clear. Navy personnel
also must observe the mitigation zone for marine mammals; if marine
mammals are observed, Navy personnel must delay triggering the
detonation.
(F) During the activity, Navy personnel must observe for marine
mammals, large schools of fish, jellyfish aggregations, and flocks of
seabirds; if marine mammals, large schools of fish, jellyfish
aggregations, and flocks of seabirds are observed, Navy personnel must
cease triggering the detonation. After completion of each detonation,
Navy personnel must observe the mitigation zone for marine mammals; if
any injured or dead marine mammals are observed, Navy personnel must
follow established incident reporting procedures and halt any remaining
detonations until Navy personnel can consult with NMFS and review or
adapt the mitigation, if necessary.
(G) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing detonations) until one of the following conditions
has been met: the animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the ship
hull; or the mitigation zone has been clear from any additional
sightings for 30 min.
(H) After completion of the activity (during the following two days
at a minimum, and up to seven days at a maximum), Navy personnel must
observe for marine mammals in the vicinity of where detonations
occurred; if any injured or dead marine mammals are observed, Navy
personnel must follow established incident reporting procedures. If
additional platforms are supporting this activity (e.g., providing
range clearance), these Navy assets must assist in the visual
observation of the area where detonations occurred.
(17) Vessel movement. The mitigation must not be applied if: The
vessel's safety is threatened; the vessel is restricted in its ability
to maneuver (e.g., during launching and recovery of aircraft or landing
craft, during towing activities, when mooring, etc.); or the vessel is
operated autonomously.
(i) Number of Lookouts and observation platform. One Lookout must
be on the vessel that is underway.
(ii) Mitigation zone and requirements. (A) 500 yd around whales.
(B) 200 yd around all other marine mammals (except bow-riding
dolphins and pinnipeds hauled out on man-made navigational structures,
port structures, and vessels).
(C) During the activity, when underway, Navy personnel must observe
the mitigation zone for marine mammals; if any marine mammals are
observed, Navy personnel must maneuver to maintain distance.
(D) Additionally, Navy personnel must broadcast awareness
notification messages with North Atlantic right whale Dynamic
Management Area information (e.g., location and dates) to applicable
Navy assets operating in the vicinity of the Dynamic Management Area.
The information will alert assets to the possible presence of a North
Atlantic right whale to maintain safety of navigation and further
reduce the potential for a vessel strike. Platforms must use the
information to assist their visual observation of applicable mitigation
zones during training and testing activities and to aid in the
implementation of procedural mitigation, including but not limited to,
mitigation for vessel movement. If a marine mammal vessel strike
occurs, Navy personnel must follow the established incident reporting
procedures.
(18) Towed in-water devices. Mitigation applies to devices that are
towed from a manned surface platform or manned aircraft. The mitigation
will not be applied if the safety of the towing platform or in-water
device is threatened.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned on a manned towing platform.
(ii) Mitigation zone and requirements. 250 yd around marine
mammals. During the activity, when towing an in-water device, Navy
personnel must observe for marine mammals; if marine mammals are
observed, Navy personnel must maneuver to maintain distance.
(19) Small-, medium-, and large-caliber non-explosive practice
munitions. Mitigation applies to activities using a surface target.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned on the platform conducting the activity. Depending on the
activity, the Lookout could be the same as the one described for
Weapons Firing Noise in paragraph (a)(5)(i) of this section.
(ii) Mitigation zone and requirements. 200 yd around the intended
impact location.
(A) Prior to the initial start of the activity (e.g., when
maneuvering on station), Navy personnel must observe the mitigation
zone for floating vegetation; if floating vegetation is observed, Navy
personnel must relocate or delay the start until the mitigation zone is
clear. Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of firing.
(B) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
firing.
(C) Commencement/recommencement conditions after a marine mammal
sighting before or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing firing) until one of the following conditions has
been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended impact location; the mitigation zone has been clear from any
additional sightings for 10 min for aircraft-based firing or 30 min for
vessel-based firing; or for activities using a mobile target, the
intended impact location has transited a distance equal to double that
of the mitigation zone size beyond the location of the last sighting.
[[Page 21192]]
(20) Non-explosive missiles and rockets. Aircraft-deployed non-
explosive missiles and rockets. Mitigation applies to activities using
a surface target.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned in an aircraft.
(ii) Mitigation zone and requirements. 900 yd around the intended
impact location.
(A) Prior to the initial start of the activity (e.g., during a fly-
over of the mitigation zone), Navy personnel must observe the
mitigation zone for floating vegetation; if floating vegetation is
observed, Navy personnel must relocate or delay the start until the
mitigation zone is clear. Navy personnel also must observe the
mitigation zone for marine mammals; if marine mammals are observed,
Navy personnel must relocate or delay the start of firing.
(B) During the activity, Navy personnel must observe for marine
mammals; if marine mammals are observed, Navy personnel must cease
firing.
(C) Commencement/recommencement conditions after a marine mammal
sighting prior to or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing firing) until one of the following conditions has
been met: The animal is observed exiting the mitigation zone; the
animal is thought to have exited the mitigation zone based on a
determination of its course, speed, and movement relative to the
intended impact location; or the mitigation zone has been clear from
any additional sightings for 10 min when the activity involves aircraft
that have fuel constraints, or 30 min when the activity involves
aircraft that are not typically fuel constrained.
(21) Non-explosive bombs and mine shapes. Non-explosive bombs and
non-explosive mine shapes during mine laying activities.
(i) Number of Lookouts and observation platform. One Lookout must
be positioned in an aircraft.
(ii) Mitigation zone and requirements. 1,000 yd around the intended
target.
(A) Prior to the initial start of the activity (e.g., when arriving
on station), Navy personnel must observe the mitigation zone for
floating vegetation; if floating vegetation is observed, Navy personnel
must relocate or delay the start until the mitigation zone is clear.
Navy personnel also must observe the mitigation zone for marine
mammals; if marine mammals are observed, Navy personnel must relocate
or delay the start of bomb deployment or mine laying.
(B) During the activity (e.g., during approach of the target or
intended minefield location), Navy personnel must observe the
mitigation zone for marine mammals; if marine mammals are observed,
Navy personnel must cease bomb deployment or mine laying.
(C) Commencement/recommencement conditions after a marine mammal
sighting prior to or during the activity: Navy personnel must allow a
sighted marine mammal to leave the mitigation zone prior to the initial
start of the activity (by delaying the start) or during the activity
(by not recommencing bomb deployment or mine laying) until one of the
following conditions has been met: The animal is observed exiting the
mitigation zone; the animal is thought to have exited the mitigation
zone based on a determination of its course, speed, and movement
relative to the intended target or minefield location; the mitigation
zone has been clear from any additional sightings for 10 min; or for
activities using mobile targets, the intended target has transited a
distance equal to double that of the mitigation zone size beyond the
location of the last sighting.
(b) Mitigation areas. In addition to procedural mitigation, the
Navy must implement mitigation measures within mitigation areas to
avoid potential impacts on marine mammals.
(1) Mitigation areas off the Northeastern United States for sonar,
explosives, and physical disturbance and strikes. (i) Mitigation area
requirements. (A) Northeast North Atlantic Right Whale Mitigation Area
(year-round):
(1) Navy personnel must report the total hours and counts of active
sonar and in-water explosives used in the mitigation area (which
includes North Atlantic right whale ESA-designated critical habitat) in
its annual training and testing activity reports submitted to NMFS.
(2) Navy personnel must minimize the use of low-frequency active
sonar, mid-frequency active sonar, and high-frequency active sonar to
the maximum extent practicable within the mitigation area.
(3) Navy personnel must not use Improved Extended Echo Ranging
sonobuoys in or within 3 nmi of the mitigation area or use explosive
and non-explosive bombs, in-water detonations, and explosive torpedoes
within the mitigation area.
(4) For activities using non-explosive torpedoes within the
mitigation area, Navy personnel must conduct activities during daylight
hours in Beaufort sea state 3 or less. The Navy must use three Lookouts
(one positioned on a vessel and two positioned in an aircraft during
dedicated aerial surveys) to observe the vicinity of the activity. An
additional Lookout must be positioned on the submarine, when surfaced.
Immediately prior to the start of the activity, Navy personnel must
observe for floating vegetation and marine mammals; if floating
vegetation or marine mammals are observed, Navy personnel must not
commence the activity until the vicinity is clear or the activity is
relocated to an area where the vicinity is clear. During the activity,
Navy personnel must observe for marine mammals; if observed, Navy
personnel must cease the activity. To allow a sighted marine mammal to
leave the area, Navy personnel must not recommence the activity until
one of the following conditions has been met: The animal is observed
exiting the vicinity of the activity; the animal is thought to have
exited the vicinity of the activity based on a determination of its
course, speed, and movement relative to the activity location; or the
area has been clear from any additional sightings for 30 min. During
transits and normal firing, ships must maintain a speed of no more than
10 knots (kn). During submarine target firing, ships must maintain
speeds of no more than 18 kn. During vessel target firing, vessel
speeds may exceed 18 kn for brief periods of time (e.g., 10-15 min).
(5) For all activities, before a vessel transits within the
mitigation area, Navy personnel must conduct a web query or email
inquiry to the National Oceanographic and Atmospheric Administration
Northeast Fisheries Science Center's North Atlantic Right Whale
Sighting Advisory System to obtain the latest North Atlantic right
whale sightings information. Navy personnel on vessels must use the
sightings information to reduce potential interactions with North
Atlantic right whales during transits. Navy personnel on vessels must
implement speed reductions within the mitigation area after observing a
North Atlantic right whale, if transiting within 5 nmi of a sighting
reported to the North Atlantic Right Whale Sighting Advisory System
within the past week, and if transiting at night or during periods of
reduced visibility.
(B) Gulf of Maine Planning Awareness Mitigation Area (year-round):
(1) Navy personnel must report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its annual
training
[[Page 21193]]
and testing activity reports submitted to NMFS.
(2) Navy personnel must not conduct greater than 200 hrs of hull-
mounted mid-frequency active sonar per year within the mitigation area.
(3) Navy personnel must not conduct major training exercises
(Composite Training Unit Exercises or Fleet Exercises/Sustainment
Exercises) within the mitigation area. If the Navy needs to conduct a
major training exercise within the mitigation area in support of
training requirements driven by national security concerns, Navy
personnel must confer with NMFS to verify that potential impacts are
adequately addressed.
(C) Northeast Planning Awareness Mitigation Areas (year-round): (1)
Navy personnel will avoid planning major training exercises (Composite
Training Unit Exercises or Fleet Exercises/Sustainment Exercises)
within the mitigation area to the maximum extent practicable.
(2) Navy personnel must not conduct more than four major training
exercises per year (all or a portion of the exercise) within the
mitigation area.
(3) If the Navy needs to conduct additional major training
exercises in the mitigation area in support of training requirements
driven by national security concerns, Navy personnel must provide NMFS
with advance notification and include the information in its annual
training and testing activity reports submitted to NMFS.
(ii) [Reserved]
(2) Mitigation areas off the Mid-Atlantic and Southeastern United
States for sonar, explosives, and physical disturbance and strikes.
(i) Mitigation area requirements. (A) Southeast North Atlantic
Right Whale Mitigation Area (November 15 through April 15):
(1) Navy personnel must report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its annual
training and testing activity reports submitted to NMFS.
(2) The Navy must not conduct: Low-frequency active sonar (except
as noted in paragraph (b)(2)(i)(A)(3) of this section), mid-frequency
active sonar (except as noted in paragraph (b)(2)(i)(A)(3) of this
section), high-frequency active sonar, missile and rocket activities
(explosive and non-explosive), small-, medium-, and large-caliber
gunnery activities, Improved Extended Echo Ranging sonobuoy activities,
explosive and non-explosive bombing activities, in-water detonations,
and explosive torpedo activities within the mitigation area.
(3) To the maximum extent practicable, Navy personnel must minimize
the use of: helicopter dipping sonar, low-frequency active sonar and
hull-mounted mid-frequency active sonar used for navigation training,
and low-frequency active sonar and hull-mounted mid-frequency active
sonar used for object detection exercises within the mitigation area.
(4) Before transiting or conducting training or testing activities
within the mitigation area, Navy personnel must initiate communication
with the Fleet Area Control and Surveillance Facility, Jacksonville to
obtain Early Warning System North Atlantic right whale sightings data.
The Fleet Area Control and Surveillance Facility, Jacksonville must
advise Navy personnel on vessels of all reported whale sightings in the
vicinity to help Navy personnel on vessels and aircraft reduce
potential interactions with North Atlantic right whales. Commander
Submarine Force U.S. Atlantic Fleet must coordinate any submarine
activities that may require approval from the Fleet Area Control and
Surveillance Facility, Jacksonville. Navy personnel on vessels must use
the sightings information to reduce potential interactions with North
Atlantic right whales during transits.
(5) Navy personnel on vessels must implement speed reductions after
they observe a North Atlantic right whale, if they are within 5 nmi of
a sighting reported within the past 12 hrs, or when operating in the
mitigation area at night or during periods of poor visibility.
(6) To the maximum extent practicable, Navy personnel on vessels
must minimize north-south transits in the mitigation area.
(B) Southeast North Atlantic Right Whale Critical Habitat Special
Reporting Area (November 15 through April 15):
(1) Navy personnel must report the total hours and counts of active
sonar and in-water explosives used in the Special Reporting Area (which
includes southeast North Atlantic right whale ESA-designated critical
habitat) in its annual training and testing activity reports submitted
to NMFS.
(2) [Reserved]
(C) Jacksonville Operating Area (November 15 through April 15):
(1) Navy units conducting training or testing activities in the
Jacksonville Operating Area must initiate communication with the Fleet
Area Control and Surveillance Facility, Jacksonville to obtain Early
Warning System North Atlantic right whale sightings data. The Fleet
Area Control and Surveillance Facility, Jacksonville must advise Navy
personnel on vessels of all reported whale sightings in the vicinity to
help Navy personnel on vessels and aircraft reduce potential
interactions with North Atlantic right whales. Commander Submarine
Force U.S. Atlantic Fleet must coordinate any submarine activities that
may require approval from the Fleet Area Control and Surveillance
Facility, Jacksonville. Navy personnel must use the reported sightings
information as they plan specific details of events (e.g., timing,
location, duration) to minimize potential interactions with North
Atlantic right whales to the maximum extent practicable. Navy personnel
must use the reported sightings information to assist visual
observations of applicable mitigation zones and to aid in the
implementation of procedural mitigation.
(2) [Reserved]
(D) Navy Cherry Point Range Complex Nearshore Mitigation Area
(March through September):
(1) Navy personnel must not conduct explosive mine neutralization
activities involving Navy divers in the mitigation area.
(2) To the maximum extent practicable, Navy personnel must not use
explosive sonobuoys, explosive torpedoes, explosive medium-caliber and
large-caliber projectiles, explosive missiles and rockets, explosive
bombs, explosive mines during mine countermeasure and neutralization
activities, and anti-swimmer grenades in the mitigation area.
(E) Mid-Atlantic Planning Awareness Mitigation Areas (year-round):
(1) Navy personnel will avoid planning major training exercises
(Composite Training Unit Exercises or Fleet Exercises/Sustainment
Exercises) to the maximum extent practicable.
(2) Navy personnel must not conduct more than four major training
exercises per year (all or a portion of the exercise) within the
mitigation area.
(3) If the Navy needs to conduct additional major training
exercises in the mitigation area in support of training requirements
driven by national security concerns, Navy personnel must provide NMFS
with advance notification and include the information in its annual
training and testing activity reports submitted to NMFS.
(ii) [Reserved]
(3) Mitigation areas in the Gulf of Mexico for sonar and
explosives. (i) Mitigation area requirements. (A) Gulf of Mexico
Planning Awareness Mitigation Areas (year-round):
(1) Navy personnel must not conduct major training exercises within
the mitigation area (all or a portion of the exercise).
[[Page 21194]]
(2) If the Navy needs to conduct a major training exercise within
the mitigation areas in support of training requirements driven by
national security concerns, Navy personnel must confer with NMFS to
verify that potential impacts are adequately addressed.
(B) Bryde's Whale Mitigation Area (year-round):
(1) Navy personnel must report the total hours and counts of active
sonar and in-water explosives used in the mitigation area in its annual
training and testing activity reports submitted to NMFS.
(2) Navy personnel must not conduct greater than 200 hrs of hull-
mounted mid-frequency active sonar per year within the mitigation area.
(3) Navy personnel must not use explosives (except during mine
warfare activities) within the mitigation area.
(ii) [Reserved]
Sec. 218.85 Requirements for monitoring and reporting.
(a) Unauthorized take. The Navy must notify NMFS immediately (or as
soon as operational security considerations allow) if the specified
activity identified in Sec. 218.80 is thought to have resulted in the
mortality or serious injury of any marine mammals, or in any Level A or
Level B harassment take of marine mammals not identified in this
subpart.
(b) Monitoring and reporting under the LOAs. The Navy must conduct
all monitoring and required reporting under the LOAs, including abiding
by the AFTT Study Area monitoring program. Details on program goals,
objectives, project selection process, and current projects are
available at www.navymarinespeciesmonitoring.us.
(c) Notification of injured, live stranded, or dead marine mammals.
The Navy must consult the Notification and Reporting Plan, which sets
out notification, reporting, and other requirements when dead, injured,
or live stranded marine mammals are detected. The Notification and
Reporting Plan is available at www.fisheries.noaa.gov/national/marine-mammal-protection/incidental-take-authorizations-military-readiness-activities.
(d) Annual AFTT Study Area marine species monitoring report. The
Navy must submit an annual report of the AFTT Study Area monitoring
describing the implementation and results from the previous calendar
year. Data collection methods must be standardized across range
complexes and study areas to allow for comparison in different
geographic locations. The report must be submitted to the Director,
Office of Protected Resources of NMFS either within 90 days after the
calendar year, or within 90 days after the conclusion of the monitoring
year to be determined by the Adaptive Management process. This report
will describe progress of knowledge made with respect to monitoring
plan study questions across all Navy ranges associated with the
Integrated Comprehensive Monitoring Program. Similar study questions
must be treated together so that progress on each topic can be
summarized across all Navy ranges. The report need not include analyses
and content that does not provide direct assessment of cumulative
progress on the monitoring plan study questions.
(e) Annual AFTT Study Area training and testing reports. Each year,
the Navy must submit a preliminary report (Quick Look Report) detailing
the status of authorized sound sources within 21 days after the
anniversary of the date of issuance of each LOA to the Director, Office
of Protected Resources, NMFS. Each year, the Navy must submit a
detailed report within 3 months after the anniversary of the date of
issuance of each LOA to the Director, Office of Protected Resources,
NMFS. The annual reports must contain information on Major Training
Exercises (MTEs), Sinking Exercise (SINKEX) events, and a summary of
all sound sources used, including within specified mitigation reporting
areas, as described in paragraph (e)(3) of this section. The analysis
in the detailed report must be based on the accumulation of data from
the current year's report and data collected from the previous report.
The detailed reports must contain information identified in paragraphs
(e)(1) through (5) of this section.
(1) Major Training Exercises (MTEs). This section of the report
must contain the following information for MTEs conducted in the AFTT
Study Area:
(i) Exercise information (for each MTE):
(A) Exercise designator;
(B) Date that exercise began and ended;
(C) Location;
(D) Number and types of active sonar sources used in the exercise;
(E) Number and types of passive acoustic sources used in exercise;
(F) Number and types of vessels, aircraft, and other platforms
participating in exercise;
(G) Total hours of all active sonar source operation;
(H) Total hours of each active sonar source bin; and
(I) Wave height (high, low, and average) during exercise.
(ii) Individual marine mammal sighting information for each
sighting in each exercise where mitigation was implemented:
(A) Date/time/location of sighting;
(B) Species (if not possible, indication of whale/dolphin/
pinniped);
(C) Number of individuals;
(D) Initial detection sensor (e.g., sonar, Lookout);
(E) Indication of specific type of platform observation made from
(including, for example, what type of surface vessel or testing
platform);
(F) Length of time observers maintained visual contact with marine
mammal;
(G) Sea state;
(H) Visibility;
(I) Sound source in use at the time of sighting;
(J) Indication of whether animal was less than 200 yd, 200 to 500
yd, 500 to 1,000 yd, 1,000 to 2,000 yd, or greater than 2,000 yd from
sonar source;
(K) Mitigation implementation (e.g., whether operation of sonar
sensor was delayed, or sonar was powered or shut down, and how long the
delay was);
(L) If source in use was hull-mounted, true bearing of animal from
the vessel, true direction of vessel's travel, and estimation of
animal's motion relative to vessel (opening, closing, parallel); and
(M) Lookouts must report, in plain language and without trying to
categorize in any way, the observed behavior of the animal(s) (such as
animal closing to bow ride, paralleling course/speed, floating on
surface and not swimming, etc.) and if any calves were present.
(iii) An evaluation (based on data gathered during all of the MTEs)
of the effectiveness of mitigation measures designed to minimize the
received level to which marine mammals may be exposed. This evaluation
must identify the specific observations that support any conclusions
the Navy reaches about the effectiveness of the mitigation.
(2) Sinking exercises (SINKEXs). This section of the report must
include the following information for each SINKEX completed that year:
(i) Exercise information (gathered for each SINKEX):
(A) Location;
(B) Date and time exercise began and ended;
(C) Total hours of observation by Lookouts before, during, and
after exercise;
(D) Total number and types of explosive source bins detonated;
(E) Number and types of passive acoustic sources used in exercise;
(F) Total hours of passive acoustic search time;
[[Page 21195]]
(G) Number and types of vessels, aircraft, and other platforms
participating in exercise;
(H) Wave height in feet (high, low, and average) during exercise;
and
(I) Narrative description of sensors and platforms utilized for
marine mammal detection and timeline illustrating how marine mammal
detection was conducted.
(ii) Individual marine mammal sighting information for each
sighting where mitigation was implemented:
(A) Date/time/location of sighting;
(B) Species (if not possible, indicate whale, dolphin, or
pinniped);
(C) Number of individuals;
(D) Initial detection sensor (e.g., sonar or Lookout);
(E) Length of time observers maintained visual contact with marine
mammal;
(F) Sea state;
(G) Visibility; and
(H) Whether sighting was before, during, or after detonations/
exercise, and how many minutes before or after.
(I) Distance of marine mammal from actual detonations (e.g. less
than 200 yd, 200 to 500 yd, 500 to 1,000 yd, 1,000 to 2,000 yd, or
greater than 2,000 yd, or target spot if not yet detonated).
(J) Lookouts must report, in plain language and without trying to
categorize in any way, the observed behavior of the animal(s) (such as
animal closing to bow ride, paralleling course/speed, floating on
surface and not swimming etc.), including speed and direction and if
any calves were present.
(K) Resulting mitigation implementation: The report must indicate
whether explosive detonations were delayed, ceased, modified, or not
modified due to marine mammal presence and for how long.
(L) If observation occurred while explosives were detonating in the
water, indicate munition type in use at time of marine mammal
detection.
(3) Summary of sources used. This section must include the
following information summarized from the authorized sound sources used
in all training and testing events:
(i) Total annual hours or quantity (per the LOA) of each bin of
sonar or other acoustic sources (pile driving and air gun activities);
and
(ii) Total annual expended/detonated ordnance (missiles, bombs,
sonobuoys, etc.) for each explosive bin.
(4) Geographic information presentation. The reports must present
an annual (and seasonal, where practical) depiction of training and
testing bin usage (as well as pile driving activities) geographically
across the AFTT Study Area.
(5) Sonar exercise notification. The Navy must submit to NMFS
(contact as specified in the LOA) an electronic report within fifteen
calendar days after the completion of any MTE indicating:
(i) Location of the exercise;
(ii) Beginning and end dates of the exercise; and
(iii) Type of exercise.
(f) Seven-year close-out comprehensive training and testing report.
This report must be included as part of the 2025 annual training and
testing report. This report must provide the annual totals for each
sound source bin with a comparison to the annual allowance and the
seven-year total for each sound source bin with a comparison to the
seven-year allowance. Additionally, if there were any changes to the
sound source allowance, this report must include a discussion of why
the change was made and include the analysis to support how the change
did or did not result in a change in the EIS and final rule
determinations. The draft report must be submitted within three months
after the expiration of this subpart to the Director, Office of
Protected Resources, NMFS. NMFS must submit comments on the draft
close-out report, if any, within three months of receipt. The report
will be considered final after the Navy has addressed NMFS' comments,
or 3 months after the submittal of the draft if NMFS does not provide
comments.
Sec. 218.86 Letters of Authorization.
(a) To incidentally take marine mammals pursuant to the regulations
in this subpart, the Navy must apply for and obtain Letters of
Authorization (LOAs) in accordance with Sec. 216.106 of this chapter.
(b) LOAs, unless suspended or revoked, may be effective for a
period of time not to exceed the expiration date of the regulations in
this subpart.
(c) If an LOA expires prior to the expiration date of the
regulations in this subpart, the Navy may apply for and obtain a
renewal of the LOA.
(d) In the event of projected changes to the activity or to
mitigation, monitoring, or reporting (excluding changes made pursuant
to the adaptive management provision of Sec. 218.87(c)(1) as required
by an LOA issued under this subpart, the Navy must apply for and obtain
a modification of the LOA as described in Sec. 218.87.
(e) Each LOA will set forth:
(1) Permissible methods of incidental taking;
(2) Specified geographic areas for incidental taking;
(3) Means of effecting the least practicable adverse impact (i.e.,
mitigation) on the species or stocks of marine mammals and their
habitat; and
(4) Requirements for monitoring and reporting.
(f) Issuance of the LOA(s) will be based on a determination that
the level of taking must be consistent with the findings made for the
total taking allowable under the regulations in this subpart.
(g) Notice of issuance or denial of the LOA(s) will be published in
the Federal Register within 30 days of a determination.
Sec. 218.87 Renewals and modifications of Letters of Authorization.
(a) An LOA issued under Sec. Sec. 216.106 of this subchapter and
218.86 may be renewed or modified upon request by the applicant,
provided that:
(1) The planned specified activity and mitigation, monitoring, and
reporting measures, as well as the anticipated impacts, are the same as
those described and analyzed for the regulations in this subpart
(excluding changes made pursuant to the adaptive management provision
in paragraph (c)(1) of this section); and
(2) NMFS determines that the mitigation, monitoring, and reporting
measures required by the previous LOA(s) under the regulations in this
subpart were implemented.
(b) For LOA modification or renewal requests by the applicant that
include changes to the activity or to the mitigation, monitoring, or
reporting measures (excluding changes made pursuant to the adaptive
management provision in paragraph (c)(1) of this section) that do not
change the findings made for the regulations or result in no more than
a minor change in the total estimated number of takes (or distribution
by species or stock or years), NMFS may publish a notice of planned LOA
in the Federal Register, including the associated analysis of the
change, and solicit public comment before issuing the LOA.
(c) An LOA issued under Sec. Sec. 216.106 of this subchapter and
218.86 may be modified by NMFS under the following circumstances:
(1) Adaptive management. After consulting with the Navy regarding
the practicability of the modifications, NMFS may modify (including
adding or removing measures) the existing mitigation, monitoring, or
reporting measures if doing so creates a reasonable likelihood of more
effectively accomplishing the goals of the mitigation and monitoring.
(i) Possible sources of data that could contribute to the decision
to modify the
[[Page 21196]]
mitigation, monitoring, or reporting measures in an LOA include:
(A) Results from the Navy's monitoring from the previous year(s);
(B) Results from other marine mammal and/or sound research or
studies; or
(C) Any information that reveals marine mammals may have been taken
in a manner, extent, or number not authorized by the regulations in
this subpart or subsequent LOAs.
(ii) If, through adaptive management, the modifications to the
mitigation, monitoring, or reporting measures are substantial, NMFS
will publish a notice of planned LOA in the Federal Register and
solicit public comment.
(2) Emergencies. If NMFS determines that an emergency exists that
poses a significant risk to the well-being of the species or stocks of
marine mammals specified in LOAs issued pursuant to Sec. Sec. 216.106
of this chapter and 218.86, an LOA may be modified without prior notice
or opportunity for public comment. Notice would be published in the
Federal Register within thirty days of the action.
Sec. Sec. 218.88-218.89 [Reserved]
[FR Doc. 2019-09541 Filed 5-10-19; 8:45 am]
BILLING CODE 3510-22-P