National Organic Program: Amendments to the National List of Allowed and Prohibited Substances for 2017 NOSB Recommendations (Livestock and Handling), 18133-18136 [2019-08700]
Download as PDF
18133
Rules and Regulations
Federal Register
Vol. 84, No. 83
Tuesday, April 30, 2019
This section of the FEDERAL REGISTER
contains regulatory documents having general
applicability and legal effect, most of which
are keyed to and codified in the Code of
Federal Regulations, which is published under
50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by
the Superintendent of Documents.
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 205
[Document Number AMS–NOP–17–0080;
NOP–17–09]
RIN 0581 AD78
National Organic Program:
Amendments to the National List of
Allowed and Prohibited Substances for
2017 NOSB Recommendations
(Livestock and Handling)
AGENCY:
Agricultural Marketing Service,
USDA.
ACTION: Final rule.
This final rule amends the
National List of Allowed and Prohibited
Substances (National List) section of the
United States Department of
Agriculture’s (USDA’s) organic
regulations to implement
recommendations submitted to the
Secretary of Agriculture (Secretary) by
the National Organic Standards Board
(NOSB). This rule adds elemental sulfur
to the National List for use in organic
livestock production and reclassifies
potassium acid tartrate from a nonagricultural substance to an agricultural
substance and requires the organic form
of the ingredient when commercially
available. This rule also corrects the
amendatory instructions to ensure
proper placement of the regulatory text.
DATES: This final rule is effective May
30, 2019.
FOR FURTHER INFORMATION CONTACT:
Robert Pooler, Standards Division,
National Organic Program. Telephone:
(202) 720–3252.
SUPPLEMENTARY INFORMATION:
amozie on DSK9F9SC42PROD with RULES
SUMMARY:
I. Background
On December 21, 2000, the Secretary
established the National List within part
205 of the USDA organic regulations (7
CFR 205.600 through 205.607). The
National List identifies the synthetic
VerDate Sep<11>2014
17:09 Apr 29, 2019
Jkt 247001
substances that may be used and the
nonsynthetic (natural) substances that
may not be used in organic production.
The National List also identifies
synthetic, nonsynthetic nonagricultural,
and nonorganic agricultural substances
that may be used in organic handling.
The Organic Foods Production Act of
1990, as amended, (7 U.S.C. 6501–6522)
(OFPA), and § 205.105 of the USDA
organic regulations specifically prohibit
the use of any synthetic substance in
organic production and handling unless
the synthetic substance is on the
National List. Section 205.105 also
requires that any nonorganic
agricultural and any nonsynthetic
nonagricultural substance used in
organic handling be on the National
List. Under the authority of OFPA, the
National List can be amended by the
Secretary based on recommendations
presented by the NOSB. Since the final
rule establishing the National Organic
Program (NOP) became effective on
October 21, 2002, USDA’s Agricultural
Marketing Service (AMS) has published
multiple rules amending the National
List.
This final rule amends the National
List to implement NOSB
recommendations on two amendments
to the National List that were submitted
to the Secretary on November 2, 2017.
The amendments in this final rule are
discussed in the section on Overview of
Amendments below.
II. Overview of Amendments
The following provides an overview
of the amendments to designated
sections of the National List regulations.
The background information on each
substance and the basis for the NOSB
recommendation were addressed in the
proposed rule (83 FR 18744) and have
not been included in this final rule. The
NOSB evaluated each substance by
applying the OFPA substance
evaluation criteria to determine if the
substance is compatible with organic
production and handing. For each
substance, AMS reviewed the
recommendation submitted to the
Secretary to determine if the OFPA
evaluation criteria had been
appropriately applied and whether the
addition to or amendment of the
National List would not supersede other
federal regulations. Our review
determined that the substances
described in this final rule meet these
PO 00000
Frm 00001
Fmt 4700
Sfmt 4700
conditions. Therefore, AMS accepted
each NOSB recommendation and
initiated this rulemaking.
AMS received five comments on the
proposed rule. After considering the
received comments, AMS has
determined that the addition of
elemental sulfur to the National List for
organic livestock production and
amendment of potassium acid tartrate
described in the proposed rule will be
finalized without change. Section E of
this final rule provides an overview of
the received comments and AMS’s
response to these comments.
§ 205.603 Synthetic Substances
Allowed for Use in Organic Livestock
Production
This final rule adds one substance,
elemental sulfur, to § 205.603, synthetic
substances allowed for use in organic
livestock production.
Elemental Sulfur
This final rule amends § 205.603(b) of
the National List to add elemental sulfur
for use as a parasiticide to treat livestock
and livestock housing as paragraph
(b)(2). Elemental sulfur is added to the
National List as a topical pesticide
treatment in organic livestock
production to repel mites, fleas, and
ticks from livestock and livestock living
quarters. Mites, fleas, and ticks are
vectors of livestock diseases and may
heavily infest livestock and livestock
living quarters. Elemental sulfur is
dusted on and rubbed into the feathers
and hair of livestock and applied to
interior surfaces of livestock housing.
Elemental sulfur is also on the National
List for use in organic crop production
as an insecticide (including mite
control), § 205.601(e); as a plant disease
control, § 205.601(i); and as a plant or
soil amendment, § 205.601(j). Organic
livestock or poultry producers can use
elemental sulfur as a topical treatment
when preventive practices are
inadequate to prevent mite, flea, or tick
infestation. When organic livestock
producers plan to use elemental sulfur
as a topical pest control, certifying
agents must ensure that preventive pest
control practices along with the possible
use of elemental sulfur are included in
the producer’s organic system plan.
Agents must also verify implementation
of preventive practices before approving
the use of elemental sulfur during onsite
inspection.
E:\FR\FM\30APR1.SGM
30APR1
18134
Federal Register / Vol. 84, No. 83 / Tuesday, April 30, 2019 / Rules and Regulations
§ 205.605 Nonagricultural
(Nonorganic) Substances Allowed as
Ingredients In or On Processed Products
Labeled as ‘‘Organic’’ or ‘‘Made With
Organic (Specified Ingredients or Food
Group(s))’’
This rule removes one substance,
potassium acid tartrate, from § 205.605
and relists this substance in § 205.606.
Potassium Acid Tartrate
This final rule amends the National
List to reclassify potassium acid tartrate
from a nonagricultural substance listed
in § 205.605(b) to an agricultural
substance listed in § 205.606(q).
Potassium acid tartrate is currently
allowed as a synthetic substance for use
in organic handling. Potassium acid
tartrate has been on the National List in
§ 205.605(b) since October 2002. A 2017
technical report reviewed by the NOSB
indicates that potassium acid tartrate is
a byproduct of the wine making process
and is extracted with water. Based upon
this information, the NOSB during its
October 31–November 2, 2017 meeting
recommended reclassifying potassium
acid tartrate as an agricultural substance
and moving it to § 205.606 of the
National List. This amendment to the
USDA organic regulations requires
organic handlers who use potassium
acid tartrate to source an organic form
of the ingredient. Only when organic
potassium acid tartrate is not
commercially available 1 can nonorganic
potassium acid tartrate be used in
organic handling. When certifying
agents review handling organic system
plans that include the use of potassium
acid tartrate, they must ensure that
organic potassium acid tartrate is used
unless it is documented that organic
potassium acid tartrate is not
commercially available. Sourcing of
potassium acid tartrate must also be
verified during inspection.
amozie on DSK9F9SC42PROD with RULES
III. Related Documents
The NOSB proposal to add elemental
sulfur to the National List and to redesignate the listing of potassium acid
tartrate as a non-organic agricultural
product on the National List was
published on April 30, 2018. In
addition, on May 30, 2017, a Notice was
published in the Federal Register (82
FR 24659) announcing the fall 2017
NOSB meeting. One purpose of the
meeting was to deliberate on substances
either petitioned or recommended as
amendments to the National List.
1 See 7 CFR 205.606 and 7 CFR 205.2 for
definition of ‘‘Commercially available.’’
VerDate Sep<11>2014
17:09 Apr 29, 2019
Jkt 247001
IV. Statutory and Regulatory Authority
The OFPA authorizes the Secretary to
make amendments to the National List
based on recommendations developed
by the NOSB. Sections 6518(k) and
6518(n) of the OFPA authorize the
NOSB to develop recommendations for
submission to the Secretary to amend
the National List and establish a process
by which persons may petition the
NOSB for the purpose of having
substances evaluated for inclusion on or
deletion from the National List. Section
205.607 of the USDA organic
regulations sets forth the National List
petition process. The current petition
process (81 FR 12680, March 10, 2016)
can be accessed through the NOP
Program Handbook on the NOP website
at https://www.ams.usda.gov/rulesregulations/organic/handbook.
A. Executive Orders 12866 and 13771,
and Regulatory Flexibility Act
This rulemaking falls within a
category of regulatory actions that the
Office of Management and Budget
(OMB) has exempted from Executive
Order 12866. Additionally, because this
final rule does not meet the definition
of a significant regulatory action, it does
not trigger the requirements contained
in Executive Order 13771. See OMB’s
Memorandum titled ‘‘Interim Guidance
Implementing Section 2 of the Executive
Order of January 30, 2017, titled
‘Reducing Regulation and Controlling
Regulatory Costs’’’ (February 2, 2017).
The Regulatory Flexibility Act (RFA)
(5 U.S.C. 601–612) requires agencies to
consider the economic impact of each
rule on small entities and evaluate
alternatives that would accomplish the
objectives of the rule without unduly
burdening small entities or erecting
barriers that would restrict their ability
to compete in the market. The purpose
of the RFA is to fit regulatory actions to
the scale of businesses subject to the
action. Section 605 of the RFA allows an
agency to certify a rule, in lieu of
preparing an analysis, if the rulemaking
is not expected to have a significant
economic impact on a substantial
number of small entities.
The Small Business Administration
(SBA) sets size criteria for each industry
described in the North American
Industry Classification System (NAICS),
to delineate which operations qualify as
small businesses. The SBA has
classified small agricultural producers
that engage in crop and animal
production as those with average annual
receipts of less than $750,000. Handlers
are involved in a broad spectrum of food
production activities and fall into
various categories in the NAICS Food
PO 00000
Frm 00002
Fmt 4700
Sfmt 4700
Manufacturing sector. The small
business thresholds for food
manufacturing operations are based on
the number of employees and range
from 500 to 1,250 employees, depending
on the specific type of manufacturing.
Certifying agents fall under the NAICS
subsector, ‘‘All other professional,
scientific and technical services.’’ For
this category, the small business
threshold is average annual receipts of
less than $15 million.
AMS has considered the economic
impact of this rulemaking on small
agricultural entities. Data collected by
the USDA National Agricultural
Statistics Service (NASS) and the NOP
indicate most of the certified organic
production operations in the U.S. would
be considered small entities. According
to the 2016 Certified Organic NASS
Survey, 13,954 certified organic farms in
the U.S. reported sales of organic
products and total farm gate sales in
excess of $7.5 billion.2 Based on that
data, organic sales average $541,000 per
farm. Assuming a normal distribution of
producers, we expect that most of these
producers would fall under the
$700,000 sales threshold to qualify as a
small business.
According to the NOP’s Organic
Integrity Database there are 9,633
certified handlers in the U.S.3 The
Organic Trade Association’s 2017
Organic Industry Survey has
information about employment trends
among organic manufacturers. The
reported data are stratified into three
groups by the number of employees per
company: Less than 5; 5 to 49; and 50
plus. These data are representative of
the organic manufacturing sector and
the lower bound (50) of the range for the
larger manufacturers is significantly
smaller than the SBA’s small business
thresholds (500 to 1,250). Therefore,
AMS expects that most organic handlers
would qualify as small businesses.
The USDA has 80 accredited
certifying agents who provide organic
certification services to producers and
handlers. The certifying agent that
reports the most certified operations,
nearly 3,500, would need to charge
approximately $4,200 in certification
fees in order to exceed the SBA’s small
business threshold of $15 million. The
costs for certification generally range
from $500 to $3,500, depending on the
2 U.S. Department of Agriculture, National
Agricultural Statistics Service. September 2017.
Certified Organic Survey, 2016 Summary. https://
usda.mannlib.cornell.edu/usda/current/
OrganicProduction/OrganicProduction-09-20-2017_
correction.pdf.
3 Organic Integrity Database: https://
organic.ams.usda.gov/Integrity/. Accessed on
March 23, 2018.
E:\FR\FM\30APR1.SGM
30APR1
Federal Register / Vol. 84, No. 83 / Tuesday, April 30, 2019 / Rules and Regulations
amozie on DSK9F9SC42PROD with RULES
complexity of the operation. Therefore,
AMS expects that most of the accredited
certifying agents would qualify as small
entities under the SBA criteria.
The economic impact on entities
affected by this rule would not be
significant. The effect of this rule, if
implemented as final, would be to allow
the use of additional substances in
organic crop or livestock production
and organic handling. This action
would increase regulatory flexibility
and would give small entities more tools
to use in day-to-day operations. AMS
concludes that the economic impact of
this addition, if any, would be minimal
and beneficial to small agricultural
service firms. Accordingly, USDA
certifies that this rule would not have a
significant economic impact on a
substantial number of small entities.
B. Executive Order 12988
Executive Order 12988 instructs each
executive agency to adhere to certain
requirements in the development of new
and revised regulations in order to avoid
unduly burdening the court system.
This final rule is not intended to have
a retroactive effect. Accordingly, to
prevent duplicative regulation, states
and local jurisdictions are preempted
under the OFPA from creating programs
of accreditation for private persons or
state officials who want to become
certifying agents of organic farms or
handling operations. A governing state
official would have to apply to USDA to
be accredited as a certifying agent, as
described in section 6514(b) of the
OFPA. States are also preempted under
sections 6503 through 6507 of the OFPA
from creating certification programs to
certify organic farms or handling
operations unless the state programs
have been submitted to, and approved
by, the Secretary as meeting the
requirements of the OFPA.
Pursuant to section 6507(b)(2) of the
OFPA, a state organic certification
program that has been approved by the
Secretary may, under certain
circumstances, contain additional
requirements for the production and
handling of agricultural products
organically produced in the state and for
the certification of organic farm and
handling operations located within the
state. Such additional requirements
must (a) further the purposes of the
OFPA, (b) not be inconsistent with the
OFPA, (c) not be discriminatory toward
agricultural commodities organically
produced in other States, and (d) not be
effective until approved by the
Secretary.
In addition, pursuant to section
6519(c)(6) of the OFPA, this final rule
would not supersede or alter the
VerDate Sep<11>2014
17:09 Apr 29, 2019
Jkt 247001
authority of the Secretary under the
Federal Meat Inspection Act (21 U.S.C.
601–624), the Poultry Products
Inspection Act (21 U.S.C. 451–471), or
the Egg Products Inspection Act (21
U.S.C. 1031–1056), concerning meat,
poultry, and egg products, respectively,
nor any of the authorities of the
Secretary of Health and Human Services
under the Federal Food, Drug and
Cosmetic Act (21 U.S.C. 301 et seq.), nor
the authority of the Administrator of the
Environmental Protection Agency under
the Federal Insecticide, Fungicide and
Rodenticide Act (7 U.S.C. 136 et seq.).
C. Paperwork Reduction Act
No additional collection or
recordkeeping requirements are
imposed on the public by this rule.
Accordingly, OMB clearance is not
required by the Paperwork Reduction
Act of 1995, 44 U.S.C. 3501, Chapter 35.
D. Executive Order 13175
This final rule has been reviewed in
accordance with the requirements of
Executive Order 13175, Consultation
and Coordination with Indian Tribal
Governments. The review reveals that
this regulation will not have substantial
and direct effects on tribal governments
and will not have significant tribal
implications.
E. Comments Received on Proposed
Rule AMS–NOP–17–0080; NOP–17–09
During a 60-day comment period that
closed on June 29, 2018, AMS received
five comments on proposed rule AMS–
NOP–17–0080. These comments were
submitted by a certifying agent, a dairy
producers’ association, an egg producer,
a trade association, and a dairy
operation. The received comments can
be viewed at https://
www.regulations.gov/ by searching for
the document AMS–NOP–17–0080.
Comments Received on Additions to
§ 205.603
All comments received by AMS
indicated support for the addition of
elemental sulfur to § 205.603(b) for use
as an external parasiticide to treat
organic livestock and poultry for the
control of mites, fleas, and ticks when
preventive practices are ineffective. The
certifying agent’s comment noted that
elemental sulfur is effective when
dusted on or rubbed into the feathers of
poultry or hair of livestock and applied
to appropriate surfaces of livestock
housing. The egg producer stated that
elemental sulfur is the only effective
substance for removing or repelling mite
infestation in cage-free poultry. The
dairy operation commented that
elemental sulfur works as a repellant to
PO 00000
Frm 00003
Fmt 4700
Sfmt 4700
18135
mites, fleas, and ticks that may be
vectors of disease that can be
transmitted to livestock. The comment
from the membership-based trade
association supported adding elemental
sulfur to the National List for topical
pest control since current available
alternative topical control substances
are limited to specific livestock species,
such as dairy, or have limited efficacy
in controlling lice or mites. Comments
on elemental sulfur did not propose
amending the elemental sulfur
annotation to further restrict its
application when use in organic
production. Also, AMS did not receive
comments that opposed the addition of
elemental sulfur to § 205.603.
Comments Received on Amendment to
§ 205.606
AMS received only one comment on
reclassifying potassium acid tartrate,
also known as cream of tartar, as a
synthetic substance listed in § 205.605
to a nonorganic agricultural substance
included in § 205.606. In its comment,
the member-based trade association
noted that potassium acid tartrate’s
prior classification as a synthetic
nonagricultural substance in § 205.605
was not accurate given that potassium
acid tartrate is produced through
mechanical and natural processes
utilizing hot water, filtering, cooling and
precipitation associated with the
winemaking process. The trade
association also stated that the
reclassification of potassium acid
tartrate to § 205.606 provides incentive
for the development of organic
potassium acid tartrate, because organic
sources for this substance are currently
scarce given the limited production of
USDA certified organic wine.
AMS Response to Comments
AMS agrees with the received
comments supporting the addition of
elemental sulfur to § 205.603 and the
reclassification of potassium acid
tartrate for § 205.605 to § 205.606. AMS
determined that the addition of
elemental sulfur to the National List as
a topical livestock treatment and the
reassignment of potassium acid tartrate
as a non-organic agricultural product
met the OFPA substance evaluation
criteria. AMS also determined that these
amendments to the National List did not
supersede other federal regulations. The
comments received on the proposal
supported the amendments and did not
provide any basis for reconsidering the
amendments. Consequently, this final
rule makes no changes to the respective
listings that were described in the
proposed rule.
E:\FR\FM\30APR1.SGM
30APR1
18136
Federal Register / Vol. 84, No. 83 / Tuesday, April 30, 2019 / Rules and Regulations
On December 27, 2018, AMS
published a rule amending §§ 205.603
and 205.606, effective January 28, 2019
(83 FR 66559). Therefore, the
amendatory instructions in this final
rule have been updated from those set
out in the proposed rule that was
published April 30, 2018.
F. General Notice of Public Rulemaking
This final rule reflects
recommendations submitted by the
NOSB to the Secretary to add one
substance to the National List and to
reclassify one substance on the National
List.
List of Subjects in 7 CFR Part 205
Administrative practice and
procedure, Agriculture, Animals,
Archives and records, Imports, Labeling,
Organically produced products, Plants,
Reporting and recordkeeping
requirements, Seals and insignia, Soil
conservation.
For the reasons set forth in the
preamble, 7 CFR part 205, subpart G, is
amended as follows:
PART 205—NATIONAL ORGANIC
PROGRAM
1. The authority citation for 7 CFR
part 205 continues to read as follows:
■
Authority: 7 U.S.C. 6501—6522.
2. Amend § 205.603 by redesignating
paragraphs (b)(2) through (10) as (b)(3)
through (11) and adding new paragraph
(b)(2) to read as follows:
■
§ 205.603 Synthetic substances allowed
for use in organic livestock production.
*
*
*
*
*
(b) * * *
(2) Elemental sulfur—for treatment of
livestock and livestock housing.
*
*
*
*
*
§ 205.605
[Amended]
3. Amend § 205.605(b) by removing
‘‘Potassium acid tartrate.’’
■
4. Amend § 205.606 by redesignating
paragraphs (q) through (v) as (r) through
(w) and adding new paragraph (q) to
read as follows:
amozie on DSK9F9SC42PROD with RULES
■
§ 205.606 Nonorganically produced
agricultural products allowed as ingredients
in or on processed products labeled as
‘‘organic.’’
*
*
*
*
*
(q) Potassium acid tartrate.
*
*
*
*
*
VerDate Sep<11>2014
17:09 Apr 29, 2019
Jkt 247001
Dated: April 25, 2019.
Bruce Summers,
Administrator, Agricultural Marketing
Service.
[FR Doc. 2019–08700 Filed 4–29–19; 8:45 am]
BILLING CODE 3410–02–P
SECURITIES AND EXCHANGE
COMMISSION
17 CFR Parts 240 and 242
[Release No. 34–85714; File No. S7–14–16]
RIN 3235–AL67
Disclosure of Order Handling
Information
Securities and Exchange
Commission.
ACTION: Final rule; extension of
compliance date for certain
requirements.
AGENCY:
The Commission is extending
the compliance date for the recently
adopted amendments to Rule 606 of
Regulation National Market System
(‘‘Regulation NMS’’) under the
Securities Exchange Act of 1934
(‘‘Exchange Act’’), which require
additional disclosures by broker-dealers
to customers concerning the handling of
customer orders. Specifically, the
Commission is extending the
compliance date for the recently
adopted amendments to Rule 606.
Following September 30, 2019, brokerdealers must begin to collect the
information required by Rules 606(a)
and 606(b) as amended. The compliance
date remains May 20, 2019 for the
amendments to Rule 605. The
Commission is extending the
compliance date for the recently
adopted amendments to Rule 606 in
order to give broker-dealers additional
time to develop, program, and test for
compliance with the new and amended
requirements of the rule.
DATES: The effective date for this release
is April 30, 2019. The amendments to
Rules 600, 605, and 606 of Regulation
NMS published November 19, 2018, at
83 FR 58338, became effective January
18, 2019. The compliance date for the
recently adopted amendments to Rule
606 is extended, as discussed below.
The compliance date remains May 20,
2019 for all other amendments not
subject to this extension.
FOR FURTHER INFORMATION CONTACT:
Theodore S. Venuti, Assistant Director,
at (202) 551–5658, Michael Bradley,
Special Counsel, at (202) 551–5594,
Amir Katz, Special Counsel, at (202)
551–7653, Division of Trading and
Markets, Securities and Exchange
SUMMARY:
PO 00000
Frm 00004
Fmt 4700
Sfmt 4700
Commission, 100 F Street NE,
Washington, DC 20549–7010.
SUPPLEMENTARY INFORMATION:
I. Introduction
On November 2, 2018, the
Commission adopted amendments to
Rules 600, 605, and 606 of Regulation
NMS under the Exchange Act.1 The
recently adopted amendments to Rule
606(b) added a new disclosure
requirement, set forth in new paragraph
(b)(3), that requires a broker-dealer,
upon request of its customer, to provide
specific disclosures related to the
routing and execution of the customer’s
NMS stock orders submitted on a not
held basis for the prior six months,
subject to two de minimis exceptions.
The Commission also amended the
existing disclosure requirement in
paragraph (b)(1) of Rule 606 to cover
customer disclosure requests that are
not covered by new paragraph (b)(3). In
addition, the recently adopted
amendments to Rule 606 amended the
existing quarterly public order routing
disclosure requirement in Rule 606(a) to
apply to NMS stock orders submitted on
a held basis and made targeted
enhancements. In connection with these
new requirements, the Commission
amended Rule 600 to include certain
newly defined and redefined terms that
are used in the amendments. The
Commission also amended Rule 605 to
require that the public order execution
report be kept publicly available for a
period of three years. Finally, the
Commission adopted conforming
amendments and updated crossreferences as a result of the recently
adopted rule amendments.
The Commission understands that, as
broker-dealers have worked to meet the
May 20, 2019 compliance date set forth
in the Adopting Release, some have
determined that additional time is
needed to complete the systems changes
and implement business process
changes necessary to comply with the
amended rule. In this regard, the
Financial Information Forum (‘‘FIF’’) 2
has submitted a letter requesting that
the Commission extend the compliance
date for the amended Rule 606
requirements to October 1, 2019.3 FIF
1 See Exchange Act Release No. 84528 (November
2, 2018), 83 FR 58338 (November 19, 2018)
(‘‘Adopting Release’’). Unless otherwise specified,
the terms used herein have the same meaning as set
forth in the Adopting Release.
2 FIF is an industry membership group that
focuses on implementation issues affecting the
financial technology industry across the order
lifecycle. See https://fif.com/aboutus/mission.
3 See letter from Christopher Bok, Director, FIF,
to Theodore S. Venuti, Assistant Director, Division
of Trading and Markets, Commission, dated
February 20, 2019 (‘‘FIF Letter’’).
E:\FR\FM\30APR1.SGM
30APR1
Agencies
[Federal Register Volume 84, Number 83 (Tuesday, April 30, 2019)]
[Rules and Regulations]
[Pages 18133-18136]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 2019-08700]
========================================================================
Rules and Regulations
Federal Register
________________________________________________________________________
This section of the FEDERAL REGISTER contains regulatory documents
having general applicability and legal effect, most of which are keyed
to and codified in the Code of Federal Regulations, which is published
under 50 titles pursuant to 44 U.S.C. 1510.
The Code of Federal Regulations is sold by the Superintendent of Documents.
========================================================================
Federal Register / Vol. 84, No. 83 / Tuesday, April 30, 2019 / Rules
and Regulations
[[Page 18133]]
DEPARTMENT OF AGRICULTURE
Agricultural Marketing Service
7 CFR Part 205
[Document Number AMS-NOP-17-0080; NOP-17-09]
RIN 0581 AD78
National Organic Program: Amendments to the National List of
Allowed and Prohibited Substances for 2017 NOSB Recommendations
(Livestock and Handling)
AGENCY: Agricultural Marketing Service, USDA.
ACTION: Final rule.
-----------------------------------------------------------------------
SUMMARY: This final rule amends the National List of Allowed and
Prohibited Substances (National List) section of the United States
Department of Agriculture's (USDA's) organic regulations to implement
recommendations submitted to the Secretary of Agriculture (Secretary)
by the National Organic Standards Board (NOSB). This rule adds
elemental sulfur to the National List for use in organic livestock
production and reclassifies potassium acid tartrate from a non-
agricultural substance to an agricultural substance and requires the
organic form of the ingredient when commercially available. This rule
also corrects the amendatory instructions to ensure proper placement of
the regulatory text.
DATES: This final rule is effective May 30, 2019.
FOR FURTHER INFORMATION CONTACT: Robert Pooler, Standards Division,
National Organic Program. Telephone: (202) 720-3252.
SUPPLEMENTARY INFORMATION:
I. Background
On December 21, 2000, the Secretary established the National List
within part 205 of the USDA organic regulations (7 CFR 205.600 through
205.607). The National List identifies the synthetic substances that
may be used and the nonsynthetic (natural) substances that may not be
used in organic production. The National List also identifies
synthetic, nonsynthetic nonagricultural, and nonorganic agricultural
substances that may be used in organic handling. The Organic Foods
Production Act of 1990, as amended, (7 U.S.C. 6501-6522) (OFPA), and
Sec. 205.105 of the USDA organic regulations specifically prohibit the
use of any synthetic substance in organic production and handling
unless the synthetic substance is on the National List. Section 205.105
also requires that any nonorganic agricultural and any nonsynthetic
nonagricultural substance used in organic handling be on the National
List. Under the authority of OFPA, the National List can be amended by
the Secretary based on recommendations presented by the NOSB. Since the
final rule establishing the National Organic Program (NOP) became
effective on October 21, 2002, USDA's Agricultural Marketing Service
(AMS) has published multiple rules amending the National List.
This final rule amends the National List to implement NOSB
recommendations on two amendments to the National List that were
submitted to the Secretary on November 2, 2017. The amendments in this
final rule are discussed in the section on Overview of Amendments
below.
II. Overview of Amendments
The following provides an overview of the amendments to designated
sections of the National List regulations. The background information
on each substance and the basis for the NOSB recommendation were
addressed in the proposed rule (83 FR 18744) and have not been included
in this final rule. The NOSB evaluated each substance by applying the
OFPA substance evaluation criteria to determine if the substance is
compatible with organic production and handing. For each substance, AMS
reviewed the recommendation submitted to the Secretary to determine if
the OFPA evaluation criteria had been appropriately applied and whether
the addition to or amendment of the National List would not supersede
other federal regulations. Our review determined that the substances
described in this final rule meet these conditions. Therefore, AMS
accepted each NOSB recommendation and initiated this rulemaking.
AMS received five comments on the proposed rule. After considering
the received comments, AMS has determined that the addition of
elemental sulfur to the National List for organic livestock production
and amendment of potassium acid tartrate described in the proposed rule
will be finalized without change. Section E of this final rule provides
an overview of the received comments and AMS's response to these
comments.
Sec. 205.603 Synthetic Substances Allowed for Use in Organic Livestock
Production
This final rule adds one substance, elemental sulfur, to Sec.
205.603, synthetic substances allowed for use in organic livestock
production.
Elemental Sulfur
This final rule amends Sec. 205.603(b) of the National List to add
elemental sulfur for use as a parasiticide to treat livestock and
livestock housing as paragraph (b)(2). Elemental sulfur is added to the
National List as a topical pesticide treatment in organic livestock
production to repel mites, fleas, and ticks from livestock and
livestock living quarters. Mites, fleas, and ticks are vectors of
livestock diseases and may heavily infest livestock and livestock
living quarters. Elemental sulfur is dusted on and rubbed into the
feathers and hair of livestock and applied to interior surfaces of
livestock housing. Elemental sulfur is also on the National List for
use in organic crop production as an insecticide (including mite
control), Sec. 205.601(e); as a plant disease control, Sec.
205.601(i); and as a plant or soil amendment, Sec. 205.601(j). Organic
livestock or poultry producers can use elemental sulfur as a topical
treatment when preventive practices are inadequate to prevent mite,
flea, or tick infestation. When organic livestock producers plan to use
elemental sulfur as a topical pest control, certifying agents must
ensure that preventive pest control practices along with the possible
use of elemental sulfur are included in the producer's organic system
plan. Agents must also verify implementation of preventive practices
before approving the use of elemental sulfur during onsite inspection.
[[Page 18134]]
Sec. 205.605 Nonagricultural (Nonorganic) Substances Allowed as
Ingredients In or On Processed Products Labeled as ``Organic'' or
``Made With Organic (Specified Ingredients or Food Group(s))''
This rule removes one substance, potassium acid tartrate, from
Sec. 205.605 and relists this substance in Sec. 205.606.
Potassium Acid Tartrate
This final rule amends the National List to reclassify potassium
acid tartrate from a nonagricultural substance listed in Sec.
205.605(b) to an agricultural substance listed in Sec. 205.606(q).
Potassium acid tartrate is currently allowed as a synthetic
substance for use in organic handling. Potassium acid tartrate has been
on the National List in Sec. 205.605(b) since October 2002. A 2017
technical report reviewed by the NOSB indicates that potassium acid
tartrate is a byproduct of the wine making process and is extracted
with water. Based upon this information, the NOSB during its October
31-November 2, 2017 meeting recommended reclassifying potassium acid
tartrate as an agricultural substance and moving it to Sec. 205.606 of
the National List. This amendment to the USDA organic regulations
requires organic handlers who use potassium acid tartrate to source an
organic form of the ingredient. Only when organic potassium acid
tartrate is not commercially available \1\ can nonorganic potassium
acid tartrate be used in organic handling. When certifying agents
review handling organic system plans that include the use of potassium
acid tartrate, they must ensure that organic potassium acid tartrate is
used unless it is documented that organic potassium acid tartrate is
not commercially available. Sourcing of potassium acid tartrate must
also be verified during inspection.
---------------------------------------------------------------------------
\1\ See 7 CFR 205.606 and 7 CFR 205.2 for definition of
``Commercially available.''
---------------------------------------------------------------------------
III. Related Documents
The NOSB proposal to add elemental sulfur to the National List and
to re-designate the listing of potassium acid tartrate as a non-organic
agricultural product on the National List was published on April 30,
2018. In addition, on May 30, 2017, a Notice was published in the
Federal Register (82 FR 24659) announcing the fall 2017 NOSB meeting.
One purpose of the meeting was to deliberate on substances either
petitioned or recommended as amendments to the National List.
IV. Statutory and Regulatory Authority
The OFPA authorizes the Secretary to make amendments to the
National List based on recommendations developed by the NOSB. Sections
6518(k) and 6518(n) of the OFPA authorize the NOSB to develop
recommendations for submission to the Secretary to amend the National
List and establish a process by which persons may petition the NOSB for
the purpose of having substances evaluated for inclusion on or deletion
from the National List. Section 205.607 of the USDA organic regulations
sets forth the National List petition process. The current petition
process (81 FR 12680, March 10, 2016) can be accessed through the NOP
Program Handbook on the NOP website at https://www.ams.usda.gov/rules-regulations/organic/handbook.
A. Executive Orders 12866 and 13771, and Regulatory Flexibility Act
This rulemaking falls within a category of regulatory actions that
the Office of Management and Budget (OMB) has exempted from Executive
Order 12866. Additionally, because this final rule does not meet the
definition of a significant regulatory action, it does not trigger the
requirements contained in Executive Order 13771. See OMB's Memorandum
titled ``Interim Guidance Implementing Section 2 of the Executive Order
of January 30, 2017, titled `Reducing Regulation and Controlling
Regulatory Costs''' (February 2, 2017).
The Regulatory Flexibility Act (RFA) (5 U.S.C. 601-612) requires
agencies to consider the economic impact of each rule on small entities
and evaluate alternatives that would accomplish the objectives of the
rule without unduly burdening small entities or erecting barriers that
would restrict their ability to compete in the market. The purpose of
the RFA is to fit regulatory actions to the scale of businesses subject
to the action. Section 605 of the RFA allows an agency to certify a
rule, in lieu of preparing an analysis, if the rulemaking is not
expected to have a significant economic impact on a substantial number
of small entities.
The Small Business Administration (SBA) sets size criteria for each
industry described in the North American Industry Classification System
(NAICS), to delineate which operations qualify as small businesses. The
SBA has classified small agricultural producers that engage in crop and
animal production as those with average annual receipts of less than
$750,000. Handlers are involved in a broad spectrum of food production
activities and fall into various categories in the NAICS Food
Manufacturing sector. The small business thresholds for food
manufacturing operations are based on the number of employees and range
from 500 to 1,250 employees, depending on the specific type of
manufacturing. Certifying agents fall under the NAICS subsector, ``All
other professional, scientific and technical services.'' For this
category, the small business threshold is average annual receipts of
less than $15 million.
AMS has considered the economic impact of this rulemaking on small
agricultural entities. Data collected by the USDA National Agricultural
Statistics Service (NASS) and the NOP indicate most of the certified
organic production operations in the U.S. would be considered small
entities. According to the 2016 Certified Organic NASS Survey, 13,954
certified organic farms in the U.S. reported sales of organic products
and total farm gate sales in excess of $7.5 billion.\2\ Based on that
data, organic sales average $541,000 per farm. Assuming a normal
distribution of producers, we expect that most of these producers would
fall under the $700,000 sales threshold to qualify as a small business.
---------------------------------------------------------------------------
\2\ U.S. Department of Agriculture, National Agricultural
Statistics Service. September 2017. Certified Organic Survey, 2016
Summary. https://usda.mannlib.cornell.edu/usda/current/OrganicProduction/OrganicProduction-09-20-2017_correction.pdf.
---------------------------------------------------------------------------
According to the NOP's Organic Integrity Database there are 9,633
certified handlers in the U.S.\3\ The Organic Trade Association's 2017
Organic Industry Survey has information about employment trends among
organic manufacturers. The reported data are stratified into three
groups by the number of employees per company: Less than 5; 5 to 49;
and 50 plus. These data are representative of the organic manufacturing
sector and the lower bound (50) of the range for the larger
manufacturers is significantly smaller than the SBA's small business
thresholds (500 to 1,250). Therefore, AMS expects that most organic
handlers would qualify as small businesses.
---------------------------------------------------------------------------
\3\ Organic Integrity Database: https://organic.ams.usda.gov/Integrity/. Accessed on March 23, 2018.
---------------------------------------------------------------------------
The USDA has 80 accredited certifying agents who provide organic
certification services to producers and handlers. The certifying agent
that reports the most certified operations, nearly 3,500, would need to
charge approximately $4,200 in certification fees in order to exceed
the SBA's small business threshold of $15 million. The costs for
certification generally range from $500 to $3,500, depending on the
[[Page 18135]]
complexity of the operation. Therefore, AMS expects that most of the
accredited certifying agents would qualify as small entities under the
SBA criteria.
The economic impact on entities affected by this rule would not be
significant. The effect of this rule, if implemented as final, would be
to allow the use of additional substances in organic crop or livestock
production and organic handling. This action would increase regulatory
flexibility and would give small entities more tools to use in day-to-
day operations. AMS concludes that the economic impact of this
addition, if any, would be minimal and beneficial to small agricultural
service firms. Accordingly, USDA certifies that this rule would not
have a significant economic impact on a substantial number of small
entities.
B. Executive Order 12988
Executive Order 12988 instructs each executive agency to adhere to
certain requirements in the development of new and revised regulations
in order to avoid unduly burdening the court system. This final rule is
not intended to have a retroactive effect. Accordingly, to prevent
duplicative regulation, states and local jurisdictions are preempted
under the OFPA from creating programs of accreditation for private
persons or state officials who want to become certifying agents of
organic farms or handling operations. A governing state official would
have to apply to USDA to be accredited as a certifying agent, as
described in section 6514(b) of the OFPA. States are also preempted
under sections 6503 through 6507 of the OFPA from creating
certification programs to certify organic farms or handling operations
unless the state programs have been submitted to, and approved by, the
Secretary as meeting the requirements of the OFPA.
Pursuant to section 6507(b)(2) of the OFPA, a state organic
certification program that has been approved by the Secretary may,
under certain circumstances, contain additional requirements for the
production and handling of agricultural products organically produced
in the state and for the certification of organic farm and handling
operations located within the state. Such additional requirements must
(a) further the purposes of the OFPA, (b) not be inconsistent with the
OFPA, (c) not be discriminatory toward agricultural commodities
organically produced in other States, and (d) not be effective until
approved by the Secretary.
In addition, pursuant to section 6519(c)(6) of the OFPA, this final
rule would not supersede or alter the authority of the Secretary under
the Federal Meat Inspection Act (21 U.S.C. 601-624), the Poultry
Products Inspection Act (21 U.S.C. 451-471), or the Egg Products
Inspection Act (21 U.S.C. 1031-1056), concerning meat, poultry, and egg
products, respectively, nor any of the authorities of the Secretary of
Health and Human Services under the Federal Food, Drug and Cosmetic Act
(21 U.S.C. 301 et seq.), nor the authority of the Administrator of the
Environmental Protection Agency under the Federal Insecticide,
Fungicide and Rodenticide Act (7 U.S.C. 136 et seq.).
C. Paperwork Reduction Act
No additional collection or recordkeeping requirements are imposed
on the public by this rule. Accordingly, OMB clearance is not required
by the Paperwork Reduction Act of 1995, 44 U.S.C. 3501, Chapter 35.
D. Executive Order 13175
This final rule has been reviewed in accordance with the
requirements of Executive Order 13175, Consultation and Coordination
with Indian Tribal Governments. The review reveals that this regulation
will not have substantial and direct effects on tribal governments and
will not have significant tribal implications.
E. Comments Received on Proposed Rule AMS-NOP-17-0080; NOP-17-09
During a 60-day comment period that closed on June 29, 2018, AMS
received five comments on proposed rule AMS-NOP-17-0080. These comments
were submitted by a certifying agent, a dairy producers' association,
an egg producer, a trade association, and a dairy operation. The
received comments can be viewed at https://www.regulations.gov/ by
searching for the document AMS-NOP-17-0080.
Comments Received on Additions to Sec. 205.603
All comments received by AMS indicated support for the addition of
elemental sulfur to Sec. 205.603(b) for use as an external
parasiticide to treat organic livestock and poultry for the control of
mites, fleas, and ticks when preventive practices are ineffective. The
certifying agent's comment noted that elemental sulfur is effective
when dusted on or rubbed into the feathers of poultry or hair of
livestock and applied to appropriate surfaces of livestock housing. The
egg producer stated that elemental sulfur is the only effective
substance for removing or repelling mite infestation in cage-free
poultry. The dairy operation commented that elemental sulfur works as a
repellant to mites, fleas, and ticks that may be vectors of disease
that can be transmitted to livestock. The comment from the membership-
based trade association supported adding elemental sulfur to the
National List for topical pest control since current available
alternative topical control substances are limited to specific
livestock species, such as dairy, or have limited efficacy in
controlling lice or mites. Comments on elemental sulfur did not propose
amending the elemental sulfur annotation to further restrict its
application when use in organic production. Also, AMS did not receive
comments that opposed the addition of elemental sulfur to Sec.
205.603.
Comments Received on Amendment to Sec. 205.606
AMS received only one comment on reclassifying potassium acid
tartrate, also known as cream of tartar, as a synthetic substance
listed in Sec. 205.605 to a nonorganic agricultural substance included
in Sec. 205.606. In its comment, the member-based trade association
noted that potassium acid tartrate's prior classification as a
synthetic nonagricultural substance in Sec. 205.605 was not accurate
given that potassium acid tartrate is produced through mechanical and
natural processes utilizing hot water, filtering, cooling and
precipitation associated with the winemaking process. The trade
association also stated that the reclassification of potassium acid
tartrate to Sec. 205.606 provides incentive for the development of
organic potassium acid tartrate, because organic sources for this
substance are currently scarce given the limited production of USDA
certified organic wine.
AMS Response to Comments
AMS agrees with the received comments supporting the addition of
elemental sulfur to Sec. 205.603 and the reclassification of potassium
acid tartrate for Sec. 205.605 to Sec. 205.606. AMS determined that
the addition of elemental sulfur to the National List as a topical
livestock treatment and the reassignment of potassium acid tartrate as
a non-organic agricultural product met the OFPA substance evaluation
criteria. AMS also determined that these amendments to the National
List did not supersede other federal regulations. The comments received
on the proposal supported the amendments and did not provide any basis
for reconsidering the amendments. Consequently, this final rule makes
no changes to the respective listings that were described in the
proposed rule.
[[Page 18136]]
On December 27, 2018, AMS published a rule amending Sec. Sec.
205.603 and 205.606, effective January 28, 2019 (83 FR 66559).
Therefore, the amendatory instructions in this final rule have been
updated from those set out in the proposed rule that was published
April 30, 2018.
F. General Notice of Public Rulemaking
This final rule reflects recommendations submitted by the NOSB to
the Secretary to add one substance to the National List and to
reclassify one substance on the National List.
List of Subjects in 7 CFR Part 205
Administrative practice and procedure, Agriculture, Animals,
Archives and records, Imports, Labeling, Organically produced products,
Plants, Reporting and recordkeeping requirements, Seals and insignia,
Soil conservation.
For the reasons set forth in the preamble, 7 CFR part 205, subpart
G, is amended as follows:
PART 205--NATIONAL ORGANIC PROGRAM
0
1. The authority citation for 7 CFR part 205 continues to read as
follows:
Authority: 7 U.S.C. 6501--6522.
0
2. Amend Sec. 205.603 by redesignating paragraphs (b)(2) through (10)
as (b)(3) through (11) and adding new paragraph (b)(2) to read as
follows:
Sec. 205.603 Synthetic substances allowed for use in organic
livestock production.
* * * * *
(b) * * *
(2) Elemental sulfur--for treatment of livestock and livestock
housing.
* * * * *
Sec. 205.605 [Amended]
0
3. Amend Sec. 205.605(b) by removing ``Potassium acid tartrate.''
0
4. Amend Sec. 205.606 by redesignating paragraphs (q) through (v) as
(r) through (w) and adding new paragraph (q) to read as follows:
Sec. 205.606 Nonorganically produced agricultural products allowed as
ingredients in or on processed products labeled as ``organic.''
* * * * *
(q) Potassium acid tartrate.
* * * * *
Dated: April 25, 2019.
Bruce Summers,
Administrator, Agricultural Marketing Service.
[FR Doc. 2019-08700 Filed 4-29-19; 8:45 am]
BILLING CODE 3410-02-P